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3616 | https://en.wikipedia.org/wiki/Economy%20of%20Botswana | Economy of Botswana | The economy of Botswana is currently one of the world's fastest growing economies, averaging about 5% per annum over the past decade. Growth in private sector employment averaged about 10% per annum during the first 30 years of the country's independence. After a period of stagnation at the turn of the 21st century, Botswana's economy registered strong levels of growth, with GDP growth exceeding 6-7% targets. Botswana has been praised by the African Development Bank for sustaining one of the world's longest economic booms. Economic growth since the late 1960s has been on par with some of Asia's largest economies. The government has consistently maintained budget surpluses and has extensive foreign-exchange reserves.
Botswana's impressive economic record compared to some of its neighbors has been built on a foundation of diamond mining, prudent fiscal policies, and a cautious foreign policy. Botswana's economy is mostly dependent on diamond mining. Diamond mining contributes to 50% of the government revenue mainly through its 50:50 joint venture with De Beers in the Debswana Diamond Company. It is rated as the least corrupt country in Africa in the Corruption Perceptions Index by international corruption watchdog Transparency International. It has the fourth highest gross national income per capita in purchasing power in Africa and above the world average.
Trade unions represent a minority of workers in the Botswana economy. In general they are loosely organised "in-house" unions, although the Botswana Federation of Trade Unions (BFTU) is consolidating its role as the sole national trade union centre in the country.
Although Botswana's economy is considered a model for countries in the region, its heavy dependence on mining and its high rate of HIV/AIDS infection (one in every three adults is seropositive) and unemployment could threaten its success in the future.
History
Agriculture still provides a livelihood for 70% of the rural population but supplies only about 50% of food needs and accounted for only 1.8% of GDP as of 2016. Subsistence farming and cattle raising predominate. The sector is plagued by erratic rainfall and poor soils. Diamond mining and tourism are also important to the economy. Substantial mineral deposits were found in the 1970s and the mining sector grew from 25% of GDP in 1980 to 38% in 1998. Unemployment officially stood at 21% as of 2000 but unofficial estimates placed it closer to 40%.
Economic growth slowed in 2005-2008 and turned negative in 2009 as a result of the Great Recession, contracting by 5.2%. This was exacerbated by a major global downturn in the industrial sector, which shrank by 30%, Botswana's steep economic downturn contrasted with most other African nations which experienced continued growth through this period.
Some of Botswana's budget deficits can be traced to relatively high military expenditures (about 4% of GDP in 2004, according to the CIA World Factbook). Some critics have criticized this level of military spending, given the low likelihood of international conflict, but these troops are also used for multilateral operations and assistance efforts.
Trade
Botswana is part of the Southern African Customs Union (SACU) with South Africa, Lesotho, Eswatini, and Namibia. The World Bank reports that in 2001 (the most recent year for which World Bank data is available), the SACU had a weighted average common external tariff rate of 3.6%. According to the U.S. Department of Commerce, "there are very few tariff or non-tariff barriers to trade with Botswana, apart from restrictions on licensing for some business operations, which are reserved for [Botswana] companies." Based on the revised trade factor methodology, Botswana's trade policy score is unchanged.
The main export of Botswana is diamonds. As of 2017 it is the world's second largest producer of diamonds after Russia. Due to Botswana's heavy reliance on diamonds, strong global demand is vital to the health of the economy. Diamond exports provide Botswana's economy with strong supplies of foreign exchange and have offered a basis for industrial development and stimulated improvements in Botswana's infrastructure. However, despite their preeminent role in Botswana's economy, there are concerns that diamond mines are not labour-intensive enough to provide sufficient employment for Botswana's workforce, and this mismatch has been cited as a factor in the country's structurally high unemployment rate.
Mining
Two large mining companies, Debswana (formed by the government and South Africa's De Beers in equal partnership) and Bamangwato Concessions, Ltd. (BCL, also with substantial government equity participation) operate in the country. BCL was placed in provisional liquidation in late 2016, following years of loss-making operations, and was placed into final liquidation by the High Court in June 2017.
Since early 1980s, the country has been one of the world's largest producers of gem diamonds. Four large diamond mines have opened since independence. De Beers prospectors discovered diamonds in northern Botswana in the early 1970s. The first mine began production at Orapa in 1972, followed by a smaller mine at Letlhakane. What has become the single richest diamond mine in the world opened in Jwaneng in 1982. The mine was discovered when termites looking for water brought grains of diamond to the surface. Botswana produced a total of 21.3 million carats of diamonds from the three Debswana mines in 1999, and is the highest producer of diamonds by value in the world. The Orapa 2000 Expansion of the existing Orapa mine was opened in 2000. According to Debswana, the Orapa 2000 Expansion project increase the Orapa's mine annual output from 6 million carats to 12 million carats and raised total production to 26 million carats. In 2003, Debswana opened the Damtshaa diamond mine about 220 kilometers (140 mi) west of the city of Francistown. The mine was placed into care and maintenance in December 2015 due to weak global demand but was scheduled to reopen in January 2018.
In 2008, Australia's Kimberley Diamond Company opened a mine in Lerala, Botswana's fifth mine and the first not operated by Debswana. However, Kimberley shut down the mine in May 2017, citing weak market conditions.
Most (70%) of Botswana's electricity is imported from South Africa's Eskom. 80% of domestic production is concentrated in one plant, Morupule Power Station near Palapye, operated by the Botswana Power Corporation. Debswana operates the nearby Morupule Colliery to supply coal to it. The Morupule mine exports coal to Zimbabwe, Zambia and the Democratic Republic of the Congo. In early 2008, the entire southern African region was hit hard by massive shortages of power, since the region works to share its power resources through the Southern African Power Pool, with most of its capacity coming from South Africa. Botswana has in turn put in place plans to become a net exporter of power to the regional pool, through governmental expansion of the Morupule power station, as well as encouraging private investment in the form of a 4 gigawatt power station by the Canadian greenfield company CIC Energy. In 2012, CIC Energy was acquired by India's Jindal Steel and Power. Jindal Africa currently aims to operate three surface mines in the coalfields of Mmamabula, as well as a power plant. According to the company, "the mine’s development will meet the demands of 600MW power stations and export region coal markets, with the potential to employ more than 2,000 people."
Botswana also produces soda ash through Botash, a joint venture between the government and South Africa's Chlor-Alkali Holdings (CAH) Group. Botash has been operating in the Sua Pan in northeastern Botswana since April 1991. Production of soda ash is estimated at around 300,000 tonnes per annum and is exported to South Africa, Zambia, Zimbabwe, Malawi and the Democratic Republic of the Congo.
Tourism
Tourism is an increasingly important industry in Botswana, accounting for almost 12% of GDP. One of the world's unique ecosystems, the Okavango Delta, is located in Botswana. The country offers excellent game viewing and birding both in the Delta and in the Chobe National Park—home to one of the largest herds of free-ranging elephants in the world. Botswana's Central Kalahari Game Reserve also offers good game viewing and some of the remotest and most unspoiled wilderness in southern Africa.
A number of national parks and game reserves, with their abundant wildlife and wetlands, are major tourist attractions.
The main safari destinations for tourism are Moremi Game Reserve in the Okavango Delta, and Chobe National Park. Botswana is also participating in community-based natural resource management projects by trying to involve villagers in tourism. One example is the village of Khwai and its Khwai Development Trust.
Botswana was the setting for the 1980 movie The Gods Must Be Crazy, although the movie was mostly filmed in South Africa.
The seventh season of The Amazing Race visited Botswana. Tourism has been stimulated by the series of detective novels by Alexander McCall Smith and the American dramatisation that followed them.
Agriculture
More than half of Botswana's population lives in rural areas and depends on subsistence crops and livestock farming. Agriculture meets only a small portion of food needs and contributes just 2.6% to GDP as of 2002—primarily through beef exports—but it remains a social and cultural touchstone. Cattle raising dominated Botswana's social and economic life before independence. The Botswana Meat Commission (BMC) has a monopoly on beef production. The national herd was about 2.5 million in the mid-1990s, though the government-ordered slaughter of the entire herd in Botswana's north-west Ngamiland District in 1995 has reduced the number by at least 200,000. The slaughter was ordered to prevent the spread of "cattle lung disease" to other parts of the country. Unfortunately, their currency is Pula so money is hard to come by.
Botswana produced, in 2018:
102 thousand tons of root and tubers;
46 thousand tons of vegetables;
17 thousand tons of sorghum;
13 thousand tons of maize;
8 thousand tons of cabbage;
6 thousand tons of onion;
5 thousand tons of tomato;
In addition to smaller productions of other agricultural products.
Manufacturing
Manufacturing industries in Botswana include food processing, predominantly beef processing, diamond processing, textile and garment manufacturing, beverage making, jewellery making, metals and metal products, soap making, construction materials manufacturing, and glass production.
Science and technology
There is a growing science sector in Botswana. The number of publications by Botswanan scientists catalogued in international databases increased from 133 in 2009 to 210 in 2014. In 2018, Botswana produced 281 scientific and technical journal articles. The country has one of the highest levels of scientific productivity in Sub-Saharan Africa. The country also has a high-tech industry, being home to a number of information technology companies. In 2020, Botswana's high-tech exports were worth about $16.2 million.
Private sector development and foreign investment
Botswana seeks to diversify its economy away from minerals, the earnings from which have levelled off. In 1998–99, non-mineral sectors of the economy grew at 8.9%, partially offsetting a slight 4.4% decline in the minerals sector. Foreign investment and management have been welcomed in Botswana.
External investment in Botswana has grown fitfully. In the early 1990s, two American companies, Owens Corning and H.J. Heinz, made major investments in production facilities in Botswana. In 1997, the St. Paul Group purchased Botswana Insurance, one of the country's leading short-term insurance providers. An American Business Council (ABC), with over 30 member companies, was inaugurated in 1995.
Hyundai operated a car assembly plant in Botswana from 1994 to 2000.
Botswana seeks to further diversify its economy away from minerals, which account for a quarter of GDP, down from nearly half of GDP in the early 1990s. Foreign investment and management are welcomed in Botswana and, as a result, the financial and services sectors have increased at an exponential rate in the 2000s to replace mining as the leading industry. Botswana abolished foreign exchange controls in 1999, has a low corporate tax rate (15%), no prohibitions on foreign ownership of companies, and as of 2001 had a moderate inflation rate (6.6%).
The government considers private-sector participation as being critical to the success of the country's Tenth National Development Plan (2009–2016) and enhancing the role of research and development as being the most effective way to nurture entrepreneurship and private-sector growth. The government is considering additional policies to enhance competitiveness, including a new Foreign Direct Investment Strategy, Competition Policy, Privatisation Master Plan and National Export Development Strategy.
Botswana is known to have vast coal deposits making it possibly one of the most coal-rich countries in the world. Large coal mines, massive coal-fired power plants, as well as a coals to liquid plant (through the Fischer–Tropsch process) to produce synthetic automotive fuel have been planned.
With its proven record of good economic governance, Botswana was ranked as Africa's least corrupt country in the Corruption Perceptions Index in 2020, ahead of many European and Asian countries. The World Economic Forum rated Botswana as the third most economically competitive nation in Africa as of 2002. In 2001 Botswana was once again assigned "A" grade credit ratings by Moody's and Standard & Poor's. This ranks Botswana as by far the best credit risk in Africa and puts it on par with or above many countries in central Europe, East Asia, and Latin America.
U.S. investment in Botswana remains at relatively low levels but continues to grow. Major U.S. corporations, such as Coca-Cola and H.J. Heinz, are present through direct investments, while others, such as Kentucky Fried Chicken, are present via franchise. The sovereign credit ratings by Moody's and Standard & Poor's clearly indicate that, despite continued challenges such as small market size, landlocked location, and cumbersome bureaucratic processes, Botswana remains one of the best investment opportunities in the developing world.
Due to its history and geography, Botswana has long and deep ties to the economy of South Africa. The Southern Africa Customs Union (SACU), presently comprising Namibia, Botswana, Lesotho, Eswatini, and South Africa, dates from 1910. Under this arrangement, South Africa has collected levies from customs, sales, and excise duties for all five members, sharing out proceeds based on each country's portion of imports. The exact formula for sharing revenues and the decision-making authority over duties—held exclusively by the Government of South Africa—became increasingly controversial, and the members renegotiated the arrangement in 2001. The new structure has now been formally ratified and a SACU Secretariat has been established in Windhoek, Namibia. Following South Africa's accession to the World Trade Organization (WTO), Botswana also joined; many of the SACU duties are thus declining, making products from outside the area more competitive in Botswana. Currently, the SACU countries and the U.S. are negotiating a free trade agreement. Botswana is currently also negotiating a free trade agreement with Mercosur and an Economic Partnership Agreement with the European Union as part of SADC.
Gaborone is host to the headquarters of the fourteen-nation Southern African Development Community (SADC), a successor to the Southern African Development Coordination Conference (SADCC, established in 1980), which focused its efforts on freeing regional economic development from dependence on apartheid South Africa. SADC embraced the newly democratic South Africa as a member in 1994 and has a broad mandate to encourage growth, development, and economic integration in Southern Africa. SADC's Trade Protocol, which was launched on 1 September 2000, calls for the elimination of all tariff and non-tariff barriers to trade by 2012 among the 11 signatory countries. If successful, it will give Botswana companies free access to the far larger regional market. SADC's failure to distance itself from the Mugabe government in Zimbabwe has diminished the number of opportunities for cooperation between the U.S. and SADC.
Botswana has successfully carried an Action Programme on the Elimination of Child Labour, which was adopted in the period 2006–2007. Free the Children delisted Botswana as a nation harbouring child-labour facilities in 2008.
Financial sector
Botswana has a growing financial sector, and the country's national stock market, the Botswana Stock Exchange (BSE), based in Gaborone, is given the responsibility to operate and regulate the equities and fixed interest securities market. Formally established in 1989, the BSE continues to be pivotal to Botswana's financial system, and in particular the capital market, as an avenue on which government, quasi-government and the private sector can raise debt and equity capital. Although the BSE has just under 40 companies listed, it plays host to the most pre-eminent companies doing business in Botswana. These companies represent a spectrum of industries and commerce, from Banking and financial services to Wholesaling and Retailing, Tourism and Information Technology.
To date, the BSE is one of Africa's best performing stock exchanges, averaging 24% aggregate return in the past decade. This has allowed the BSE to be the third largest stock exchange, in terms of market capitalisation, in Southern Africa.
Given Botswana's lack of exchange controls, stable currency and exceptionally performing stock market, the financial sector has attracted a host of global investors seeking better returns.
Botswana's currency, the pula, is fully convertible and is valued against a basket of currencies heavily weighted toward the South African Rand. Profits and direct investment can be repatriated without restriction from Botswana. The Botswana Government eliminated all exchange controls in 1999. The Central Bank devalued the Pula by 7.5% in February 2004 in a bid to maintain export competitiveness against the real appreciation of the Pula. There was a further 12% devaluation in May 2005 and the policy of a "Crawling peg" was adopted.
The recently established Non-Bank Financial Institutions Regulatory Authority (NBFIRA) is responsible for the oversight of all non-banking financial services entities in the country. As of 2005, about 54% of Botswana's population had access to formal or informal financial services, and 43% is banked (with access to at least one formal banking product). The overall access ratio is still low, especially in rural areas, where there are 3.8 branches and 73 ATMs per 100,000 people. Mobile banking services have just started to be offered. In recent years the government and Central Bank have undertaken serious steps to modernize the country's payment system infrastructure. These efforts included the establishment of a code-line clearing system for the exchange of cheques and electronic funds as well as a Real Time Gross Settlement (RTGS) system, including SWIFT connection. The stock exchange implemented a Central Securities Depository in 2007. Remittance Flows for Botswana amounted to US$117 million in 2007, a figure that is higher than the total net value of official development assistance.
Gaborone is host to the headquarters of the 14-nation Southern African Development Community (SADC). A successor to the Southern African Development Coordination Conference (SADCC), which focused its efforts on freeing regional economic development from dependence on apartheid in South Africa, SADC embraced the newly democratic South Africa as a member in 1994 and has a broad mandate to encourage growth, development, and economic integration in Southern Africa. SADC's Trade Protocol, which was launched on 1 September 2000, calls for the elimination of all tariff and non-tariff barriers to trade by 2012 among the 11 signatory countries. If successful, it will give Botswana companies free access to the far larger regional market. The Regional Centre for Southern Africa (RCSA), which implements the U.S. Agency for International Development's (USAID) Initiative for Southern Africa (ISA), is headquartered in Gaborone as well.
Main indicators
The following table shows the main economic indicators in 1980–2017.
See also
Botswana
Education in Botswana
List of Botswana companies
Science and technology in Botswana
United Nations Economic Commission for Africa
References
External links
Botswana latest trade data on ITC Trade Map
MBendi Botswana overview
Botswana
Botswana |
3631 | https://en.wikipedia.org/wiki/Geography%20of%20Brazil | Geography of Brazil | The country of Brazil occupies roughly half of South America, bordering the Atlantic Ocean. Brazil covers a total area of which includes of land and of water. The highest point in Brazil is Pico da Neblina at . Brazil is bordered by the countries of Argentina, Bolivia, Colombia, Guyana, Paraguay, Peru, Suriname, Uruguay, Venezuela, and France (overseas department of France, French Guiana).
Much of the climate is tropical, with the south being relatively temperate. The largest river in Brazil, and the second longest in the world, is the Amazon.
Size and geographical location
Brazil occupies most of the eastern part of the South American continent and its geographic heartland, as well as various islands in the Atlantic Ocean. The only countries in the world that are larger are Russia, Canada, China and the United States. The national territory extends from north to south (5°16'10" N to 33°45'03" S latitude), and from east to west (34°47'35" W to 73°58'59" W longitude). It spans four time zones, the westernmost of which is equivalent to Eastern Standard Time in the United States. The time zone of the capital (Brasília) and of the most populated part of Brazil along the east coast (UTC-3) is two hours ahead of Eastern Standard Time. The Atlantic islands are in the easternmost time zone.
Brazil possesses the archipelago of Fernando de Noronha, located northeast of its "horn", and several small islands and atolls in the Atlantic - Abrolhos, Atol das Rocas, Penedos de São Pedro e São Paulo, Trindade, and Martim Vaz. In the early 1970s, Brazil claimed a territorial sea extending from the country's shores, including those of the islands.
On Brazil's east coast, the Atlantic coastline extends . In the west, in clockwise order from the south, Brazil has of borders with Uruguay, Argentina, Paraguay, Bolivia, Peru, Colombia, Venezuela, Guyana, Suriname, and French Guiana (overseas department of France). The only South American countries with which Brazil does not share borders are Chile and Ecuador. A few short sections are in question, but there are no true major boundary controversies with any of the neighboring countries. Brazil has the 10th largest Exclusive Economic Zone of .
Brazil has six major ecosystems: the Amazon Basin, a tropical rainforest system; the Pantanal bordering Paraguay and Bolivia, a tropical wetland system; the Cerrado, a savanna system that covers much of the center of the country; the Caatinga or thorny scrubland habitat of the Northeast; the Atlantic Forest (Mata Atlântica) that extends along the entire coast from the Northeast to the South; and the Pampas or fertile lowland plains of the far South.
Geology, geomorphology and drainage
In contrast to the Andes, which rose to elevations of nearly in a relatively recent epoch and inverted the Amazon's direction of flow from westward to eastward, Brazil's geological formation is very old. Precambrian crystalline shields cover 36% of the territory, especially its central area. The dramatic granite sugarloaf mountains in the city of Rio de Janeiro are an example of the terrain of the Brazilian shield regions, where continental basement rock has been sculpted into towering domes and columns by tens of millions of years of erosion, untouched by mountain-building events.
The principal mountain ranges average elevations just under . The Serra do Mar Range hugs the Atlantic coast, and the Serra do Espinhaço Range, the largest in area, extends through the south-central part of the country. The highest mountains are in the Tumucumaque, Pacaraima, and Imeri ranges, among others, which traverse the northern border with the Guianas and Venezuela.
In addition to mountain ranges (about 0.5% of the country is above ), Brazil's Central Highlands include a vast central plateau (Planalto Central). The plateau's uneven terrain has an average elevation of . The rest of the territory is made up primarily of sedimentary basins, the largest of which is drained by the Amazon and its tributaries. Of the total territory, 41% averages less than in elevation. The coastal zone is noted for thousands of kilometers of tropical beaches interspersed with mangroves, lagoons, and dunes, as well as numerous coral reefs. A recent global remote sensing analysis also suggested that there were 5,389 km2 of tidal flats in Brazil, making it the 7th ranked country in terms of how much tidal flat occurs there.
The Parcel de Manuel Luís Marine State Park off the coast of Maranhão protects the largest coral reef in South America.
Brazil has one of the world's most extensive river systems, with eight major drainage basins, all of which drain into the Atlantic Ocean. Two of these basins—the Amazon and Tocantins-Araguaia account for more than half the total drainage area. The largest river system in Brazil is the Amazon, which originates in the Andes and receives tributaries from a basin that covers 45.7% of the country, principally the north and west. The main Amazon river system is the Amazonas-Solimões-Ucayali axis (the -long Ucayali is a Peruvian tributary), flowing from west to east. Through the Amazon Basin flows one-fifth of the world's fresh water. A total of of the Amazon are in Brazilian territory. Over this distance, the waters decline only about . The major tributaries on the southern side are, from west to east, the Javari, Juruá, Purus (all three of which flow into the western section of the Amazon called the Solimões), Madeira, Tapajós, Xingu, and Tocantins. On the northern side, the largest tributaries are the Branco, Japurá, Jari, and Rio Negro. The above-mentioned tributaries carry more water than the Mississippi (its discharge is less than one-tenth that of the Amazon). The Amazon and some of its tributaries, called "white" rivers, bear rich sediments and hydrobiological elements. The black-white and clear rivers—such as the Negro, Tapajós, and Xingu—have clear (greenish) or dark water with few nutrients and little sediment.
The major river system in the Northeast is the Rio São Francisco, which flows northeast from the south-central region. Its basin covers 7.6% of the national territory. Only of the lower river are navigable for oceangoing ships. The Paraná system covers 14.5% of the country. The Paraná flows south among the Río de la Plata Basin, reaching the Atlantic between Argentina and Uruguay. The headwaters of the Paraguai, the Paraná's major eastern tributary, constitute the Pantanal, the largest contiguous wetlands in the world, covering as much as .
Below their descent from the highlands, many of the tributaries of the Amazon are navigable. Upstream, they generally have rapids or waterfalls, and boats and barges also must face sandbars, trees, and other obstacles. Nevertheless, the Amazon is navigable by oceangoing vessels as far as upstream, reaching Iquitos in Peru. The Amazon river system was the principal means of access until new roads became more important. Hydroelectric projects are Itaipu, in Paraná, with 12,600 MW; Tucuruí, in Pará, with 7,746 MW; and Paulo Afonso, in Bahia, with 3,986 MW.
Natural resources
Natural resources include: bauxite, gold, iron ore, manganese, nickel, phosphates, platinum, tin, clay, rare earth elements, uranium, petroleum, hydropower and timber.
Rivers and lakes
According to organs of the Brazilian government there are 12 major hydrographic regions in Brazil. Seven of these are river basins named after their main rivers; the other five are groupings of various river basins in areas which have no dominant river.
7 hydrographic regions named after their dominant rivers:
Amazonas
Paraguai
Paraná
Parnaíba
São Francisco
Tocantins
Uruguay
5 coastal Hydrographic Regions based on regional groupings of minor river basins (listed from north to south):
Atlântico Nordeste Ocidental (Western North-east Atlantic)
Atlântico Nordeste Oriental (Eastern North-east Atlantic)
Atlântico Leste (Eastern Atlantic)
Atlântico Sudeste (South-east Atlantic)
Atlântico Sul (South Atlantic)
The Amazon River is the widest and second longest river (behind the Nile) in the world. This huge river drains the greater part of the world's rainforests. Another major river, the Paraná, has its source in Brazil. It forms the border of Paraguay and Argentina, then winds its way through Argentina and into the Atlantic Ocean, along the southern coast of Uruguay.
Soil and vegetation
Brazil's tropical soils produce almost 210 million tons of grain crops per year, from about 70 million hectares of crops. The country also has the 5th largest arable land area in the world. Burning also is used traditionally to remove tall, dry, and nutrient-poor grass from pasture at the end of the dry season. Until mechanization and the use of chemical and genetic inputs increased during the agricultural intensification period of the 1970s and 1980s, coffee planting and farming, in general, moved constantly onward to new lands in the west and north. This pattern of horizontal or extensive expansion maintained low levels of technology and productivity and placed emphasis on quantity rather than the quality of agricultural production.
The largest areas of fertile soils, called terra roxa (red earth), are found in the states of Paraná and São Paulo. The least fertile areas are in the Amazon, where the dense rainforest is. Soils in the Northeast are often fertile, but they lack water, unless they are irrigated artificially.
In the 1980s, investments made possible the use of irrigation, especially in the Northeast Region and in Rio Grande do Sul State, which had shifted from grazing to soy and rice production in the 1970s. Savanna soils also were made usable for soybean farming through acidity correction, fertilization, plant breeding, and in some cases spray irrigation. As agriculture underwent modernization in the 1970s and 1980s, soil fertility became less important for agricultural production than factors related to capital investment, such as infrastructure, mechanization, use of chemical inputs, breeding, and proximity to markets. Consequently, the vigor of frontier expansion weakened.
The variety of climates, soils, and drainage conditions in Brazil is reflected in the range of its vegetation types. The Amazon Basin and the areas of heavy rainfall along the Atlantic coast have tropical rain forest composed of broadleaf evergreen trees. The rain forest may contain as many as 3,000 species of flora and fauna within a area. The Atlantic Forest is reputed to have even greater biological diversity than the Amazon rain forest, which, despite apparent homogeneity, contains many types of vegetation, from high canopy forest to bamboo groves.
In the semiarid Northeast, caatinga, a dry, thick, thorny vegetation, predominates. Most of central Brazil is covered with a woodland savanna, known as the cerrado (sparse scrub trees and drought-resistant grasses), which became an area of agricultural development after the mid-1970s. In the South (Sul), needle-leaved pinewoods (Paraná pine or araucaria) cover the highlands; grassland similar to the Argentine pampa covers the sea-level plains. The Mato Grosso swamplands (Pantanal Mato-grossense) is a Florida-sized plain in the western portion of the Center-West (Centro-Oeste). It is covered with tall grasses, bushes, and widely dispersed trees similar to those of the cerrado and is partly submerged during the rainy season.
Brazil, which is named after reddish dyewood (pau brasil), has long been famous for the wealth of its tropical forests. These are not, however, as important to world markets as those of Asia and Africa, which started to reach depletion only in the 1980s. By 1996 more than 90% of the original Atlantic forest had been cleared, primarily for agriculture, with little use made of the wood, except for araucaria pine in Paraná.
The inverse situation existed with regard to clearing for wood in the Amazon rain forest, of which about 15% had been cleared by 1994, and part of the remainder had been disturbed by selective logging. Because the Amazon forest is highly heterogeneous, with hundreds of woody species per hectare, there is considerable distance between individual trees of economic value, such as mahogany and Pereira. Therefore, this type of forest is not normally cleared for timber extraction but logged through high-grading or selection of the most valuable trees. Because of vines, felling, and transportation, their removal causes destruction of many other trees, and the litter and new growth create a risk of forest fires, which are otherwise rare in rainforests. In favorable locations, such as Paragominas, in the northeastern part of Pará State, a new pattern of timber extraction has emerged: diversification and the production of plywood have led to the economic use of more than 100 tree species.
Starting in the late 1980s, rapid deforestation and extensive burning in Brazil received considerable international and national attention. Satellite images have helped document and quantify deforestation as well as fires, but their use also has generated considerable controversy because of problems of defining original vegetation, cloud cover, and dealing with secondary growth and because fires, as mentioned above, may occur in old pasture rather than signifying new clearing. Public policies intended to promote sustainable management of timber extraction, as well as sustainable use of nontimber forest products (such as rubber, Brazil nuts, fruits, seeds, oils, and vines), were being discussed intensely in the mid-1990s. However, implementing the principles of sustainable development, without irreversible damage to the environment, proved to be more challenging than establishing international agreements about them.
Climate
Although 90% of the country is within the tropical zone, the climate of Brazil varies considerably from the mostly tropical North (the equator traverses the mouth of the Amazon) to temperate zones below the Tropic of Capricorn (23°27' S latitude), which crosses the country at the latitude of the city of São Paulo. Brazil has five climatic regions: equatorial, tropical, semiarid, highland tropical, and subtropical.
Temperatures along the equator are high, averaging above , but not reaching the summer extremes of up to in the temperate zones. There is little seasonal variation near the equator, although at times it can get cool enough for wearing a jacket, especially in the rain. At the country's other extreme, there are frosts south of the Tropic of Capricorn during the winter (June–August), and there is snow in the mountainous areas, such as Paraná, Rio Grande do Sul and Santa Catarina. Temperatures in the cities of São Paulo, Belo Horizonte, and Brasília are moderate (usually between ), despite their relatively low latitude, because of their elevation of approximately . Rio de Janeiro, Recife, and Salvador on the coast have warm climates, with average temperatures ranging from , but enjoy constant trade winds. The southern cities of Porto Alegre and Curitiba have a subtropical climate similar to that in parts of the United States and Europe, and temperatures can fall below freezing in winter.
Precipitation levels vary widely. Most of Brazil has moderate rainfall of between a year, with most of the rain falling in the winter (between December and April) south of the Equator. The Amazon region is notoriously humid, with rainfall generally more than per year and reaching as high as in parts of the western Amazon and near Belém. It is less widely known that, despite high annual precipitation, the Amazon rain forest has a three- to five-month dry season, the timing of which varies according to location north or south of the equator.
High and relatively regular levels of precipitation in the Amazon contrast sharply with the dryness of the semiarid Northeast, where rainfall is scarce and there are severe droughts in cycles averaging seven years. The Northeast is the driest part of the country. The region also constitutes the hottest part of Brazil, where during the dry season between May and November, temperatures of more than have been recorded. However, the sertão, a region of semidesert vegetation used primarily for low-density ranching, turns green when there is rain. Most of the Center-West has of rain per year, with a pronounced dry season in the middle of the year, while the South and most of the year without a distinct dry season.
Geographic regions
Brazil's 26 states and the Federal District (Distrito Federal) are divided conventionally into five regions: North (Norte), Northeast (Nordeste), Southeast (Sudeste), South (Sul), and Center-West (Centro-Oeste). In 2015 there were 5,570 municipalities (municípios), which have municipal governments. Many municipalities, which are comparable to United States counties, are in turn divided into districts (distritos), which do not have political or administrative autonomy. In 2015 there were 10,424 districts. All municipal and district seats, regardless of size, are considered officially to be urban. For purely statistical purposes, the municipalities were grouped in 1990 into 558 micro-regions, which in turn constituted 137 meso-regions. This grouping modified the previous micro-regional division established in 1968, a division that was used to present census data for 1970, 1975, 1980, and 1985.
Each of the five major regions has a distinct ecosystem. Administrative boundaries do not necessarily coincide with ecological boundaries, however. In addition to differences in physical environment, patterns of economic activity and population settlement vary widely among the regions. The principal ecological characteristics of each of the five major regions, as well as their principal socioeconomic and demographic features, are summarized below.
Center-West
The Center-West consists of the states of Goiás, Mato Grosso, Mato Grosso do Sul (separated from Mato Grosso in 1979) and the Federal District, where Brasília is located, the national capital. Until 1988 Goiás State included the area that then became the state of Tocantins in the North.
The Center-West has and covers 18.9% of the national territory. Its main biome is the cerrado, the tropical savanna in which natural grassland is partly covered with twisted shrubs and small trees. The cerrado was used for low-density cattle-raising in the past but is now also used for soybean production. There are gallery forests along the rivers and streams and some larger areas of forest, most of which have been cleared for farming and livestock. In the north, the cerrado blends into tropical forest. It also includes the Pantanal wetlands in the west, known for their wildlife, especially aquatic birds and caimans. In the early 1980s, 33.6% of the region had been altered by anthropic activities, with a low of 9.3% in Mato Grosso and a high of 72.9% in Goiás (not including Tocantins). In 1996 the Center-West region had 10.2 million inhabitants, or 6% of Brazil's total population. The average density is low, with concentrations in and around the cities of Brasília, Goiânia, Campo Grande, and Cuiabá. Living standards are below the national average. In 1994 they were highest in the Federal District, with per capita income of US$7,089 (the highest in the nation), and lowest in Mato Grosso, with US$2,268.
Northeast
The nine states that make up the Northeast are Alagoas, Bahia, Ceará, Maranhão, Paraíba, Pernambuco, Piauí, Rio Grande do Norte, and Sergipe. The Fernando de Noronha archipelago (formerly the federal territory of Fernando de Noronha, now part of Pernambuco state) is also included in the Northeast.
The Northeast, with , covers 18.3% of the national terrest concentration of rural population, and its living standards are the lowest in Brazil. In 1994 Piauí had the lowest per capita income in the region and the country, only US$835, while Sergipe had the highest average income in the region, with US$1,958.
North
The equatorial North, also known as the Amazon or Amazônia, includes, from west to east, the states of Rondônia, Acre, Amazonas, Roraima, Pará, Amapá, and, as of 1988, Tocantins (created from the northern part of Goiás State, which is situated in the Center-West). Rondônia, previously a federal territory, became a state in 1986. The former federal territories of Roraima and Amapá were raised to statehood in 1988.
With , the North is the country's largest region, covering 45.3% of the national territory. The region's principal biome is the humid tropical forest, also known as the rain forest, home to some of the planet's richest biological diversity. The North has served as a source of forest products ranging from "backlands drugs" (such as sarsaparilla, cocoa, cinnamon, and turtle butter) in the colonial period to rubber and Brazil nuts in more recent times. In the mid-twentieth century, non-forest products from mining, farming, and livestock-raising became more important, and in the 1980s the lumber industry boomed. In 1990, 6.6% of the region's territory was considered altered by anthropic (man-made) action, with state levels varying from 0.9% in Amapá to 14.0% in Rondônia.
In 1996 the North had 11.1 million inhabitants, only 7% of the national total. However, its share of Brazil's total had grown rapidly in the 1970s and early 1980s as a result of interregional migration, as well as high rates of natural increase. The largest population concentrations are in eastern Pará State and in Rondônia. The major cities are Belém and Santarém in Pará, and Manaus in Amazonas. Living standards are below the national average. The highest per capita income, US$2,888, in the region in 1994, was in Amazonas, while the lowest, US$901, was in Tocantins.
Southeast
The Southeast consists of the four states of Espírito Santo, Minas Gerais, Rio de Janeiro, and São Paulo. Its total area of corresponds to 10.9% of the national territory. The region has the largest share of the country's population, 63 million in 1991, or 39% of the national total, primarily as a result of internal migration since the mid-19th century until the 1980s. In addition to a dense urban network, it contains the megacities of São Paulo and Rio de Janeiro, which in 1991 had 18.7 million and 11.7 million inhabitants in their metropolitan areas, respectively. The region combines the highest living standards in Brazil with pockets of urban poverty. In 1994 São Paulo boasted an average income of US$4,666, while Minas Gerais reported only US$2,833.
Originally, the principal biome in the Southeast was the Atlantic Forest, but by 1990 less than 10% of the original forest cover remained as a result of clearing for farming, ranching, and charcoal making. Anthropic activity had altered 79.7% of the region, ranging from 75% in Minas Gerais to 91.1% in Espírito Santo. The region has most of Brazil's industrial production. The state of São Paulo alone accounts for half of the country's industries. Agriculture, also very strong, has diversified and now uses modern technology.
South
The three states in the temperate South: Paraná, Rio Grande do Sul, and Santa Catarina—cover , or 6.8% of the national territory. The population of the South in 1991 was 23.1 million, or 14% of the country's total. The region is almost as densely settled as the Southeast, but the population is more concentrated along the coast. The major cities are Curitiba and Porto Alegre. The inhabitants of the South enjoy relatively high living standards. Because of its industry and agriculture, Paraná had the highest average income in 1994, US$3,674, while Santa Catarina, a land of small farmers and small industries, had slightly less, US$3,405.
In addition to the Atlantic Forest and Araucaria moist forests, much of which were cleared in the post-World War II period, the southernmost portion of Brazil contains the Uruguayan savanna, which extends into Argentina and Uruguay. In 1982, 83.5% of the region had been altered by anthropic activity, with the highest level (89.7%) in Rio Grande do Sul, and the lowest (66.7%) in Santa Catarina. Agriculture—much of which, such as rice production, is carried out by small farmers—has high levels of productivity. There are also some important industries.
Data
In contrast to the Andes, which rose to elevations of nearly in a relatively recent epoch and inverted the Amazon's direction of flow from westward to eastward, Brazil's geological formation is very old. Precambrian crystalline shields cover 36% of the territory, especially its central area. The dramatic granite sugarloaf mountains in the city of Rio de Janeiro are an example of the terrain of the Brazilian shield regions, where continental basement rock has been sculpted into towering domes and columns by tens of millions of years of erosion, untouched by mountain-building events.
The principal mountain ranges average elevations just under . The Serra do Mar Range hugs the Atlantic coast, and the Serra do Espinhaço Range, the largest in area, extends through the south-central part of the country. The highest mountains are in the Tumucumaque, Pacaraima, and Imeri ranges, among others, which traverse the northern border with the Guianas and Venezuela.
In addition to mountain ranges (about 0.5% of the country is above ), Brazil's Central Highlands include a vast central plateau (Planalto Central). The plateau's uneven terrain has an average elevation of . The rest of the territory is made up primarily of sedimentary basins, the largest of which is drained by the Amazon and its tributaries. Of the total territory, 41% averages less than in elevation. The coastal zone is noted for thousands of kilometers of tropical beaches interspersed with mangroves, lagoons, and dunes, as well as numerous coral reefs.
The Parcel de Manuel Luís Marine State Park off the coast of Maranhão protects the largest coral reef in South America.
Brazil has one of the world's most extensive river systems, with eight major drainage basins, all of which drain into the Atlantic Ocean. Two of these basins—the Amazon and Tocantins-Araguaia account for more than half the total drainage area. The largest river system in Brazil is the Amazon, which originates in the Andes and receives tributaries from a basin that covers 45.7% of the country, principally the north and west. The main Amazon river system is the Amazonas-Solimões-Ucayali axis (the -long Ucayali is a Peruvian tributary), flowing from west to east. Through the Amazon Basin flows one-fifth of the world's fresh water. A total of of the Amazon are in Brazilian territory. Over this distance, the waters decline only about . The major tributaries on the southern side are, from west to east, the Javari, Juruá, Purus (all three of which flow into the western section of the Amazon called the Solimões), Madeira, Tapajós, Xingu, and Tocantins. On the northern side, the largest tributaries are the Branco, Japurá, Jari, and Rio Negro. The above-mentioned tributaries carry more water than the Mississippi (its discharge is less than one-tenth that of the Amazon). The Amazon and some of its tributaries, called "white" rivers, bear rich sediments and hydrobiological elements. The black-white and clear rivers—such as the Negro, Tapajós, and Xingu—have clear (greenish) or dark water with few nutrients and little sediment.
The major river system in the Northeast is the Rio São Francisco, which flows northeast from the south-central region. Its basin covers 7.6% of the national territory. Only of the lower river are navigable for oceangoing ships. The Paraná system covers 14.5% of the country. The Paraná flows south among the Río de la Plata Basin, reaching the Atlantic between Argentina and Uruguay. The headwaters of the Paraguai, the Paraná's major eastern tributary, constitute the Pantanal, the largest contiguous wetlands in the world, covering as much as .
Below their descent from the highlands, many of the tributaries of the Amazon are navigable. Upstream, they generally have rapids or waterfalls, and boats and barges also must face sandbars, trees, and other obstacles. Nevertheless, the Amazon is navigable by oceangoing vessels as far as upstream, reaching Iquitos in Peru. The Amazon river system was the principal means of access until new roads became more important. Hydroelectric projects are Itaipu, in Paraná, with 12,600 MW; Tucuruí, in Pará, with 7,746 MW; and Paulo Afonso, in Bahia, with 3,986 MW.
Locations
Brazil occupies most of the eastern part of the South American continent and its geographic heartland, as well as various islands in the Atlantic Ocean. The only countries in the world that are larger are Russia, Canada, China, and the United States. The national territory extends from north to south (5°16'20" N to 33°44'32" S latitude), and from east to west (34°47'30" W to 73°59'32" W longitude). It spans four time zones, the westernmost of which is equivalent to Eastern Standard Time in the United States. The time zone of the capital (Brasília) and of the most populated part of Brazil along the east coast (UTC-3) is two hours ahead of Eastern Standard Time. The Atlantic islands are in the easternmost time zone.
Brazil possesses the archipelago of Fernando de Noronha, located northeast of its "horn", and several small islands and atolls in the Atlantic - Abrolhos, Atol das Rocas, Penedos de São Pedro e São Paulo, Trindade, and Martim Vaz. In the early 1970s, Brazil claimed a territorial sea extending from the country's shores, including those of the islands.
On Brazil's east coast, the Atlantic coastline extends . In the west, in clockwise order from the south, Brazil has of borders with Uruguay, Argentina, Paraguay, Bolivia, Peru, Colombia, Venezuela, Guyana, Suriname, and French Guiana (overseas department of France). The only South American countries with which Brazil does not share borders are Chile and Ecuador. A few short sections are in question, but there are no true major boundary controversies with any of the neighboring countries. Brazil has the 10th largest Exclusive Economic Zone of .
References |
3633 | https://en.wikipedia.org/wiki/Politics%20of%20Brazil | Politics of Brazil | The politics of Brazil take place in a framework of a federal presidential representative democratic republic, whereby the President is both head of state and head of government, and of a multi-party system. The political and administrative organization of Brazil comprises the federal government, the 26 states and a federal district, and the municipalities.
The federal government exercises control over the central government and is divided into three independent branches: executive, legislative and judicial. Executive power is exercised by the President, advised by a cabinet. Legislative power is vested upon the National Congress, a two-chamber legislature comprising the Federal Senate and the Chamber of Deputies. Judicial power is exercised by the judiciary, consisting of the Supreme Federal Court, the Superior Court of Justice and other Superior Courts, the National Justice Council and the Regional Federal Courts.
The states are autonomous sub-national entities with their own governments that, together with the other federal units, form the Federative Republic of Brazil. Currently, Brazil is divided politically and administratively into 27 federal units, being 26 states and one federal district. The executive power is exercised by a governor elected to a four-year term. The judiciary is exercised by courts of first and second instance addressing the common justice. Each state has a unicameral legislature with deputies who vote on state laws. The Constitution of Brazil knows also two elements of direct democracy, stated in Article 14. The legislative assemblies supervise the activities of the Executive power of the states and municipalities.
The municipalities are minor federal units of the Federative Republic of Brazil. Each municipality has an autonomous local government, comprising a mayor, directly elected by the people to a four-year term, and a legislative body, also directly elected by the people.
Brazil has an unrestricted multiparty system with a large number of political parties. Some parties lack ideological consistency and it is common for congressmen to switch parties, weakening electoral coalitions. At same time, the high number of political parties makes the Executive need to gather alliances of different political parties must piece together diverse and often ideologically incoherent coalitions to pass legislation (this is known as coalition presidentialism). The Economist Intelligence Unit's Democracy Index rated Brazil as a "flawed democracy" in 2019 and 2020.
Constitution
Brazil has had seven constitutions:
Constitution of 1824 – the first Brazilian constitution, enacted by Emperor Pedro I. It was monarchic, hereditary, and highly centralized, permitting suffrage only to property-holders.
Constitution of 1891 – the republic was proclaimed in 1889, but a new constitution was not promulgated until 1891. This federalist, democratic constitution was heavily influenced by the U.S. model. However, women and illiterates were not permitted to vote.
Constitution of 1934 – when Getúlio Vargas came to power in 1930, he canceled the 1891 constitution and did not permit a new one until 1934. The Constitutionalist Revolution of 1932 forced Vargas to enact a new democratic constitution that permitted women's suffrage. Getúlio Vargas was indirectly elected president by the Constitutional Assembly to a four-year term, beginning in 1933.
Constitution of 1937 – Getúlio Vargas suppressed a Communist uprising in 1935 and two years later (November 10, 1937) used it as a pretext to establish autocratic rule. He instituted a corporatist constitution nicknamed the Polish, (because it was said to have been inspired by a Polish constitution), written by Francisco Campos.
Constitution of 1946 – in October, 1945, with World War II over, a civil-military coup ousted dictatorial Getúlio Vargas, an Assembly wrote a democratic constitution.
Constitution of 1967 – after the 1964 coup d'État against João Goulart, the military dictatorship passed the Institutional Acts, a supraconstitutional law. This strongly undemocratic constitution simply incorporated these Acts.
Constitution of 1988 – the current constitution, drafted in the process of redemocratization. It is marked by a reaction to the military dictatorship, guaranteeing individual rights, it is also more expansive than a typical constitution – many statutory acts in other countries are written into this constitution, like Social Security and taxes.
Political parties and elections
According to sociologist Marcelo Ridenti, Brazilian politics is divided between internationalist liberals and statist nationalists. The first group consists of politicians arguing that internationalization of the economy is essential for the development of the country, while the latter rely on interventionism, and protection of state enterprises. According to Ridenti, who cites the Fernando Henrique Cardoso administration as an example of the first group and the Luiz Inácio Lula da Silva administration as an example of the second, "we have it cyclically".
Lula's Workers' Party tended to the statist nationalist side, although there are privatizing forces within his party and government, while Cardoso's Social Democratic Party tended to favor the international private market side by taking neoliberal policies. Lula compares himself with Getúlio Vargas, Juscelino Kubitschek and João Goulart, presidents seen as statist nationalists.
As of May 2017, 16,668,589 Brazilians were affiliated with a political party. The largest parties are MDB (which accounts for 14.4% of affiliated voters), the PT (9.5% of affiliated voters), and PSDB (8.7% of affiliated voters).
In 2020, the scenario is that the country has more than 30 active political parties, and only one of them defines itself as a right-wing party (PL), with a clear political imbalance. The country has several far-left parties like PSOL, PCO, PSTU, PCB, UP, PCdoB, left parties like PT, PSB, PDT, PV, Rede and Solidariedade and center-left like PSDB, PMN and Cidadania. Ten parties declare themselves as the center: MDB, PSD, Agir, DC, PROS, Avante, Patriota, Podemos and PMB. Five parties declare themselves as center-right: Brazil Union, PTB, Progressistas, PSC, PRTB and Republicanos. The only party that claims to be purely liberal, without further consideration, is Novo. When asked about their ideological spectrum, Brazilian parties tend to give obtuse and non-conclusive answers on the subject.
Government
Federal government
Brazil is a federal presidential constitutional republic, based on representative democracy. The federal government has three independent branches: executive, legislative, and judicial. Executive power is exercised by the executive branch, headed by the President, advised by a Cabinet. The President is both the head of state and the head of government. Legislative power is vested upon the National Congress, a two-chamber legislature comprising the Federal Senate and the Chamber of Deputies. Judicial power is exercised by the judiciary, consisting of the Supreme Federal Court, the Superior Court of Justice and other Superior Courts, the National Justice Council and the Regional Federal Courts.
States
The 26 Brazilian states are semi-autonomous self-governing entities organized with complete administration branches, relative financial independence and their own set of symbols, similar to those owned by the country itself. Despite their relative autonomy they all have the same model of administration, as set by the Federal Constitution.
States hold elections every four years and exercise a considerable amount of power. The 1988 constitution allows states to keep their own taxes, set up State Houses, and mandates regular allocation of a share of the taxes collected locally by the federal government.
The Executive role is held by the Governador (Governor) and his appointed Secretários (Secretaries); the Legislative role is held by the Assembléia Legislativa (Legislative Assembly); and the Judiciary role, by the Tribunal de Justiça (Justice Tribunal). The governors and the members of the assemblies are elected, but the members of the Judiciary are appointed by the governor from a list provided by the current members of the State Law Court containing only judges (these are chosen by merit in exams open to anyone with a law degree). The name chosen by the governor must be approved by the Assembly before inauguration. The 1988 Constitution has granted the states the greatest amount of autonomy since the Old Republic.
Each of the 26 state governors must achieve more than 50% of the vote, including a second round run-off between the top two candidates if necessary. In contrast to the federal level, state legislatures are unicameral, although the deputies are elected through similar means, involving an open-list system in which the state serves as one constituency. State level elections occur at the same time as those for the presidency and Congress. In 2002, candidates from eight different parties won the gubernatorial contest while 28 parties are represented in the country's state legislatures. The last set of elections took place in 2006.
Municipalities
Brazil has no clear distinction between towns and cities (in effect, the Portuguese word cidade means both). The only possible difference is regarding the municipalities that have a court of first instance and those that do not. The former are called Sedes de Comarca (seats of a comarca, which is the territory under the rule of that court). Other than that, only size and importance differs one from another.
The municipality (município) is a territory comprising one urban area, the sede (seat), from which it takes the name, and several other minor urban or rural areas, the distritos (districts). The seat of a municipality must be the most populous urban area within it; when another urban area grows too much it usually splits from the original municipality to form another one.
A municipality is relatively autonomous: it enacts its own "constitution", which is called organic law (Lei Orgânica), and it is allowed to collect taxes and fees, to maintain a municipal police force (albeit with very restricted powers), to pass laws on any matter that do not contradict either the state or the national constitutions, and to create symbols for itself (like a flag, an anthem and a coat-of-arms). However, not all municipalities exercise all of this autonomy. For instance, only a few municipalities keep local police forces, some of them do not collect some taxes (to attract investors or residents) and many of them do not have a flag (although they are all required to have a coat-of-arms).
Municipalities are governed by an elected prefeito (Mayor) and a unicameral Câmara de Vereadores (Councillors' Chamber). In municipalities with more than 200,000 voters, the Mayor must be elected by more than 50% of the valid vote. The executive power is called Prefeitura.
Brazilian municipalities can vary widely in area and population. The municipality of Altamira, in the State of Pará, with 161,445.9 square kilometres of area, is larger than many countries in the world. Several Brazilian municipalities have over 1,000,000 inhabitants, with São Paulo, at more than 9,000,000, being the most populous.
Until 1974 Brazil had one state-level municipality, the State of Guanabara, now merged with the State of Rio de Janeiro, which comprised the city of Rio de Janeiro solely.
Federal District
The Federal District is an anomalous unit of the federation, as it is not organized in the same manner as a municipality, does not possess the same autonomy as a state (though usually ranked among them), and is closely related to the central power.
It is considered a single and indivisible entity, constituted by the seat, Brasília and some of the satellite cities. Brasília and the satellite cities are governed by the Regional Administrators individually and as a whole are governed by the Governor of the Federal District.
History
Throughout its modern history, Brazil has struggled to build a democratic and egalitarian society because of its origins as a plantation colony and the strong influence of slavery.
Empire
In 1822 the Prince Pedro de Alcântara, son of King John VI of Portugal, proclaimed independence. He was the first Emperor (Pedro I) until his abdication in 1831 in favor of his elder son. Due to the son's age (five years) a regency was established and the country had its first elections, though voting was restricted to a minority of the population.
Old Republic (1889–1930)
In 1889, Marshal Deodoro da Fonseca declared the republic, by a coup d'état.
When the republic succeeded the empire, Auguste Comte's motto "Order and Progress" appeared on the flag of the Republic and the 1891 Constitution was inspired by Auguste Comte's Course of Positive Philosophy and System of Positive Politics. The Republic's beginnings were marked by "coronelism", an equivalent of the caudillism of the Spanish-speaking countries. The "old republic" (1889-1930) is also known as the "oligarchic republic".
Until 1930, the Brazilian republic was formally a democracy, although the power was concentrated in the hands of powerful land owners.
Vargas years (1930–1945)
In 1930, a bloodless coup led Getúlio Vargas to power. For about 15 years, he controlled the country's politics, with a brief three-year constitutional interregnum from 1934 to 1937. A longer, heavier regime, the Estado Novo had loose ties with European fascism and spanned the years 1938 to 1945.
Populist years (1946–1964)
Like most of Latin America, Brazil experienced times of political instability after the Second World War. When Vargas was ousted from the presidency in another bloodless coup d'état, in 1945, a new and modern constitution was passed and the country had its first experience with an effective and widespread democracy. But the mounting tension between populist politicians (like Vargas himself and, later, Jânio Quadros) and the right led to a crisis that ultimately brought up the military coup d'état in 1964, now known, through declassified documents, to have been supported by the American Central Intelligence Agency.
Military dictatorship (1964–1985)
In 1964 a military-led coup d'état deposed the democratically elected president of Brazil, João Goulart. Between 1964 and 1985, Brazil was governed by the military, with a two-party system that comprised a pro-government National Renewal Alliance Party (ARENA) and an opposition Brazilian Democratic Movement (MDB). Thousands of politicians (including former president Juscelino Kubitschek) had their political rights suspended, and military-sanctioned indirect elections were held for most elected positions until political liberalization during the government of João Figueiredo.
New Republic (1985–1990)
In 1985, the military were defeated in an election according to the scheme they had set up as a consequence of the loss of political support among the elites. The opposition candidate, Tancredo Neves, was elected president, but died of natural causes before he was able to take office. Fearing a political vacuum that might stifle the democratic effort, Neves' supporters urged vice-president, José Sarney to take the oath and govern the country. Tancredo Neves had said that his election and the demise of military régime would create a "New Republic" and Sarney's term of government is often referred to by this name.
Sarney's government was disastrous in almost every field. The ongoing recession and the soaring external debt drained the country's assets while ravaging inflation (which later turned into hyperinflation) demonetized the currency and prevented any stability. In an attempt to revolutionize the economy and defeat inflation, Sarney carried on an ambitious "heterodox" economic plan (Cruzado) in 1986, which included price controls, default on the external debts and reduction of salaries. The plan seemed successful for some months, but it soon caused wholesale shortages of consumer goods (especially of easily exportable goods like meat, milk, automobiles, grains, sugar and alcohol) and the appearance of a black market in which such goods were sold for higher prices. Buoyed by the ensuing popularity from the apparent success of the plan, Sarney secured the largest electoral win in Brazilian history; the party he had just joined, Brazilian Democratic Movement Party (PMDB), won in 26 out of 27 states and in more than 3,000 municipalities. Just after the elections, Sarney's "corrections" to the economy failed to control inflation and the public perception that he had used an artificial control of inflation to win the elections proved to be his undoing. His popularity never recovered and he was plagued by vehement criticism from most sectors of society until the end of his term. Despite popular rejection, Sarney managed to extend his term from four to five years, and exerted pressure on the Constitutional Assembly that was drafting the new constitution to abort the adoption of Parliamentarism.
Collor government (1990–1992)
In 1989 Fernando Collor de Mello was elected president for the term from 1990 to 1994. The elections were marked by unanimous condemnation of José Sarney, with all candidates trying to keep distance from him.
Collor made some very bold statements, like saying that the Brazilian industry (of which the Brazilians used to be very proud) was mostly obsolete and polluting or that defaulting the debt was equal to not paying the rent. He also took quite revolutionary measures, like reducing the number of ministries to only 12 and naming Zélia Cardoso de Mello Minister of Economy or removing existing barriers to importing of goods.
His inflation control plan was based on an attempt to control prices and a complicated currency conversion process that prevented people from cashing their bank accounts for 18 months.
All of this made him quite unpopular and denied him support in the parliament that he needed since his own party held few seats. At the beginning of his third year in office, he resigned as a result of in a huge corruption scandal. The charges against him would later be dropped, some on mere technicalities, some for actually being irrelevant or false.
Collor desperately tried to resist impeachment by rallying the support of the youth and of the lower classes, but his call for help was answered by massive popular demonstrations, led mostly by students, demanding his resignation.
Itamar government (1992–1994)
In 1992, the vice-president, Itamar Franco, took office as president and managed to evade the most feared consequences of Collor's downfall. He had to face a country with hyper-inflation, high levels of misery and unemployment. Far-left organizations were trying to turn the anti-Collor campaign into a wider revolutionary fight to overthrow the regime. Itamar finally granted full powers to his Minister of Economy, Fernando Henrique Cardoso, so the minister could launch the Plano Real, a new economic plan that seemed to be just the same as the many unsuccessful plans launched by Sarney, Collor and their military predecessor. But the Real was a success because of Rubens Ricupero and essentially because of Ciro Gomes, according to Itamar Franco himself, and terminated inflation in a few months.
FHC government (1995–2003)
In 1994, Cardoso with Ricupero, Ciro Gomes and others launched their Plano Real, a successful economic reform that managed to permanently rid the country of the excessive inflation that had plagued it for more than forty years. The plan consisted of replacing the discredited old currency (cruzeiro and cruzeiro real) and pegging its value temporarily to the United States dollar. Inflation – which had become a fact of Brazilian life – was cut dramatically, a change that the Brazilians took years to get used to. Because of the success of Plano Real, Cardoso was chosen by his party to run for president and, with the strong support of Franco, eventually won, beating Luiz Inácio Lula da Silva, who had emerged as the favorite only one year earlier.
Cardoso's term was marked by other major changes in Brazilian politics and economy. Public services and state-owned companies were privatized (some for values supposedly too cheap according to his adversaries), the strong real made it easy to import goods, forcing Brazilian industry to modernize and compete (which had the side effect of causing many of them to be bought by foreign companies). During his first term, a constitutional amendment was passed to enable a sitting Executive chief to run for re-election, after which he again beat Lula in 1998.
Lula government (2003–2011)
In 2002, at his fourth attempt, Lula was elected president. In part his victory was derived from the significant unpopularity of Cardoso's second term, which failed to address economic inequality, and to an extent from a softening of his and the party's radical stance, including a vice-presidential candidate from the Liberal Party, acceptance of an International Monetary Fund (IMF) agreement from the previous government administration, and a line of discourse friendly to the financial markets.
Despite some achievements in solving part of the country's biggest problems, his term was plagued by multiple corruption scandals that rocked his cabinet, forcing some members to resign their posts.
In 2006 Lula regained part of his popularity and ran for re-election. After almost winning on the first round, he won the run-off against Geraldo Alckmin from the Brazilian Social Democracy Party (PSDB), by a margin of 20 million votes.
In 2010, Lula's handpicked successor, Dilma Rousseff, was elected to the Presidency.
Rousseff government (2011–2016)
In 2011, Rousseff became the first woman to be elected president of Brazil.
In 2015 and 2016, many demonstrations were held against Rousseff demanding for her to be impeached because of corruption scandals. According to studies by the Brazilian Institute of Public Opinion and Statistics (Ibope), 70-80% of demonstrators questioned supported harsher sentences for criminal offences, and a reduction of the age of criminal responsibility to 16. Between 2010 and 2016, support for the death penalty increased from 31% to 49%, and the number of people declaring themselves conservative from 49% to 59%.
The decline in poverty and the development of the middle class during the Lula years also allowed right-wing parties to address broader segments of the electorate on economic issues. "The new lower middle class dream of being entrepreneurs and consumers" according to the Perseu Abramo Foundation. "They are very sensitive to the meritocracy rhetoric of the right and the evangelical churches, and less affected by the PT message, which is still aimed at the poor".
Michel Temer government (2016–2018)
Jair Bolsonaro government (2019–2022)
Second Lula government (2023–present)
The second presidency of Luiz Inácio Lula da Silva started on 1 January 2023, when he was inaugurated as the 39th President of Brazil. he was elected for a third term as President of Brazil on 30 October 2022, by obtaining 50.9% of the valid votes in the 2022 Brazilian general election.
2023 Brazilian Congress attack
Political corruption
Operação Lava Jato (Operation Car Wash)
This was a set of investigations carried out by the Federal Police of Brazil, aimed at investigating a money laundering scheme that involved billions of reals in bribes. It resulted in more than a thousand search and seizure warrants, temporary arrests, preventive detentions and bench warrants. The operation started on March 17, 2014 and had 71 operational phases authorized, among others, by the then judge Sérgio Moro, during which more than one hundred people were arrested and convicted. It investigated crimes of active and passive corruption, fraudulent management, money laundering, criminal organization, obstruction of justice, fraudulent exchange operation and receipt of undue advantage. According to investigations and awarded claims, administrative members of the state-owned oil company Petrobras, politicians from the largest parties in Brazil, including presidents of the Republic, presidents of the Chamber of Deputies and the Senate, and state governors, as well as businessmen from large Brazilian companies, were involved. The Federal Police considers it the largest corruption investigation in the country's history.
Political conflicts
Brazil is one of the most dangerous countries for militant farmworkers, with sixty-five murders of farmworkers engaged in conflicts over the right to land in 2017 alone. Between 1985 and 2017, 1,722 activists of the Landless Movement were murdered.
In 2016, at least 49 people were murdered in Brazil defending the environment against companies or landowners.
International organization participation
African Development Bank
Customs Cooperation Council
United Nations Economic Commission for Latin America and the Caribbean
Food and Agriculture Organization
Group of 11
Group of 15
Group of 19
Group of 24
Group of 77
Inter-American Development Bank
International Atomic Energy Agency
International Bank for Reconstruction and Development (World Bank)
International Civil Aviation Organization
International Chamber of Commerce
International Criminal Court
International Red Cross and Red Crescent Movement
International Development Association
International Fund for Agricultural Development
International Finance Corporation
International Federation of Red Cross and Red Crescent Societies
International Hydrographic Organization
International Labour Organization
International Monetary Fund
International Maritime Organization
Inmarsat
International Telecommunications Satellite Organization
Interpol
International Olympic Committee
International Organization for Migration (observer)
International Organization for Standardization
International Telecommunication Union
International Trade Union Confederation
Latin American Economic System
Asociación Latinoamericana de Integración
Mercosur, Non-Aligned Movement (observer)
Nuclear Suppliers Group
Organization of American States
Agency for the Prohibition of Nuclear Weapons in Latin America and the Caribbean
Organisation for the Prohibition of Chemical Weapons
Permanent Court of Arbitration
Rio Group
United Nations
United Nations Conference on Trade and Development
United Nations Educational, Scientific, and Cultural Organization
Union of South American Nations
United Nations High Commissioner for Refugees
United Nations Industrial Development Organization
United Nations Mission of Observers in Prevlaka
United Nations Transitional Administration in East Timor
United Nations University
Universal Postal Union
World Federation of Trade Unions
World Health Organization
World Intellectual Property Organization
World Meteorological Organization
World Tourism Organization
World Trade Organization
Notes
References
External links
Global Integrity Report: Brazil Reports on anti-corruption efforts.
Reports on political culture and political news, with a focus on transparency and good government.
Essays on Brazilian politics and policies by leading intellectuals and public figures.
Reports on the politics and issues surrounding Brazilian soccer and the 2014 World Cup in Brazil.
Further reading
Goertzel, Ted and Paulo Roberto Almeida, The Drama of Brazilian Politics from Dom João to Marina Silva Amazon Digital Services. . |
3634 | https://en.wikipedia.org/wiki/Economy%20of%20Brazil | Economy of Brazil | The economy of Brazil is historically the largest in Latin America and the Southern Hemisphere in nominal terms. The Brazilian economy is the second largest in the Americas. The economy is a middle income developing mixed economy. In 2023, according to International Monetary Fund (IMF), Brazil has the 9th largest gross domestic product (GDP) in the world and has the 8th largest purchasing power parity in the world.
In 2022, according to International Monetary Fund (IMF), Brazilian nominal GDP was US$1.894 trillion, the country has a long history of being among the ten largest economies in the world. The GDP per capita was US$8,857 per inhabitant.
The country is rich in natural resources. From 2000 to 2012, Brazil was one of the fastest-growing major economies in the world, with an average annual GDP growth rate of over 5%. Its GDP surpassed that of the United Kingdom in 2012, temporarily making Brazil the world's sixth-largest economy. However, Brazil's economic growth decelerated in 2013 and the country entered a recession in 2014. The economy started to recover in 2017, with a 1% growth in the first quarter, followed by a 0.3% growth in second quarter compared to the same period of the previous year. It officially exited the recession.
According to the World Economic Forum, Brazil was the top country in upward evolution of competitiveness in 2009, gaining eight positions among other countries, overcoming Russia for the first time, and partially closing the competitiveness gap with India and China among the BRICS economies. Important steps taken since the 1990s toward fiscal sustainability, as well as measures taken to liberalize and open the economy, have significantly boosted the country's competitiveness fundamentals, providing a better environment for private-sector development.
In 2020, Forbes ranked Brazil as having the 7th largest number of billionaires in the world. Brazil is a member of diverse economic organizations, such as Mercosur, Prosur, G8+5, G20, WTO, Paris Club, Cairns Group, and is advanced to be a permanent member of the OECD.
From a colony focused on primary sector goods (sugar, gold and cotton), Brazil managed to create a diversified industrial base during the 20th century. The steel industry is a prime example of that, with Brazil being the 9th largest steel producer in 2018, and the 5th largest steel net exporter in 2018. Gerdau is the largest producer of long steel in the Americas, and Vale is the largest producer of iron ore in the world. Petrobras, the Brazilian oil and gas company, is the most valuable company in Latin America.
History
When the Portuguese explorers arrived in the 16th century, the native tribes of current-day Brazil totaled about 2.5 million people and had lived virtually unchanged since the Stone Age. From Portugal's colonization of Brazil (1500–1822) until the late 1930s, the Brazilian economy relied on the production of primary products for exports.
In the Portuguese Empire, Brazil was a colony subjected to an imperial mercantile policy, which had three main large-scale economic production cycles – sugar, gold and from the early 19th century on, coffee. The economy of Brazil was heavily dependent on African slave labor until the late 19th century (about 3 million imported African slaves in total). In that period Brazil was also the colony with the largest number of European settlers, most of them Portuguese (including Azoreans and Madeirans) but also some Dutch (see Dutch Brazil), Spaniards, English, French, Germans, Flemish, Danish, Scottish and Sephardic Jews.
Subsequently, Brazil experienced a period of strong economic and demographic growth accompanied by mass immigration from Europe, mainly from Portugal (including the Azores and Madeira), Italy, Spain, Germany, Poland, Ukraine, Switzerland, Austria and Russia. Smaller numbers of immigrants also came from the Netherlands, France, Finland, Iceland and the Scandinavian countries, Lithuania, Belgium, Bulgaria, Hungary, Greece, Latvia, England, Ireland, Scotland, Croatia, Czech Republic, Malta, North Macedonia and Luxembourg, the Middle East (mainly from Lebanon, Syria and Armenia), Japan, the United States and South Africa, until the 1930s.In fact, international mass immigration to Brazil during the 19th century had positive effects on the country's human capital development. Immigrants usually exhibited better formal and informal training than native Brazilians and tended to have more entrepreneurial spirit. Their arrival was beneficial for the region, not only because of the skills and knowledge they brought to the country themselves, but also because of spillover effects of their human capital to the native Brazilian population. Human capital spillover effects were strongest in regions with the highest numbers of immigrants, and the positive effects are still observable today, in some regions.
In 2007, with a population of over 190 million and abundant natural resources, Brazil is one of the ten largest markets in the world, producing tens of millions of tons of steel, 26 million tons of cement, 3.5 million television sets, and 3 million refrigerators. In addition, about 70 million cubic meters of petroleum were being processed annually into fuels, lubricants, propane gas, and a wide range of hundreds of petrochemicals.
Brazil has at least 161,500 kilometers of paved roads, more than 150 gigawatts of installed electric power capacity and its real per capita GDP surpassed US$9,800 in 2017. Its industrial sector accounts for three-fifths of the South American economy's industrial production. The country's scientific and technological development is argued to be attractive to foreign direct investment, in 2019, Brazil occupied the 4th largest destination for foreign investments, behind only the United States, China and Singapore.
The agricultural sector, locally called the agronegócio (agro-business), has also been dynamic: for two decades this sector has kept Brazil among the most highly productive countries in areas related to the rural sector. The agricultural sector and the mining sector also supported trade surpluses which allowed for massive currency gains (rebound) and external debt paydown. Due to a downturn in Western economies, Brazil found itself in 2010 trying to halt the appreciation of the real.
Data from the Asian Development Bank and the Tax Justice Network show the untaxed "shadow" economy of Brazil is 39% of GDP.
One of the most important corruption cases in Brazil concerns the company Odebrecht. Since the 1980s, Odebrecht has spent several billion dollars in the form of bribes to bribe parliamentarians to vote in favour of the group. At the municipal level, Odebrecht's corruption was aimed at "stimulating privatisations", particularly in water and sewer management.
Data
The following table shows the main economic indicators in 1980–2021 (with FMI estimates for 2022–2027). Inflation below 5% is in green.
Components
The service sector is the largest component of the gross domestic product (GDP) at 67.0 percent, followed by the industrial sector at 27.5 percent. Agriculture represents 5.5 percent of GDP (2011). The Brazilian labor force is estimated at 100.77 million of which 10 percent is occupied in agriculture, 19 percent in the industry sector and 71 percent in the service sector.
Agricultural Sector
Brazil is the world's largest producer of sugarcane, soy, coffee, orange, guaraná, açaí and Brazil nut; is one of the top 5 producers of maize, papaya, tobacco, pineapple, banana, cotton, beans, coconut, watermelon and lemon; is one of the top 10 world producers of cocoa, cashew, avocado, tangerine, persimmon, mango, guava, rice, sorghum and tomato; and is one of the top 15 world producers of grape, apple, melon, peanut, fig, peach, onion, palm oil and natural rubber.
In the production of animal proteins, Brazil is today one of the largest countries in the world. In 2019, the country was the world's largest exporter of chicken meat. It was also the second largest producer of beef, the world's third largest producer of milk, the world's fourth largest producer of pork and the seventh largest producer of eggs in the world.
Agribusiness contributes to Brazil's trade balance, in spite of trade barriers and subsidizing policies adopted by the developed countries.
In the space of fifty five years (1950 to 2005), the population of Brazil grew from 51 million to approximately 187 million inhabitants, an increase of over 2 percent per year. Brazil created and expanded a complex agribusiness sector. However, some of this is at the expense of the environment, including the Amazon.
The importance given to the rural producer takes place in the shape of the agricultural and cattle-raising plan and through another specific subsidy program geared towards family agriculture Programa de Fortalecimento da Agricultura Familiar (Pronaf), which guarantees financing for equipment and cultivation and encourages the use of new technology. With regards to family agriculture, over 800 thousand rural inhabitants are assisted by credit, research and extension programs. A special line of credit is available for women and young farmers.
With The Land Reform Program, on the other hand, the country's objective is to provide suitable living and working conditions for families who live in areas allotted by the State, an initiative capable of generating jobs. Through partnerships, public policies and international partnerships, the government is working towards guaranteeing infrastructure for the settlements, following the examples of schools and health outlets. The idea is that access to land represents just the first step towards the implementation of a quality land reform program.
Over 600,000 km2 of land are divided into approximately five thousand areas of rural property; an agricultural area currently with three borders: the Central-western region (savannah), the northern region (area of transition) and parts of the northeastern region (semi-arid). At the forefront of grain crops, which produce over 110 million tonnes/year, is the soybean, yielding 50 million tonnes.
In the cattle-raising sector, the "green ox," which is raised in pastures, on a diet of hay and mineral salts, conquered markets in Asia, Europe and the Americas, particularly after the "mad cow disease" scare period. Brazil has the largest cattle herd in the world, with 198 million heads, responsible for exports of more than US$1 billion/year.
A pioneer and leader in the manufacture of short-fiber timber cellulose, Brazil has also achieved positive results within the packaging sector, in which it is the fifth largest world producer. In the foreign markets, it answers for 25 percent of global exports of raw cane and refined sugar; it is the world leader in soybean exports and is responsible for 80 percent of the planet's orange juice, and since 2003, has had the highest sales figures for beef and chicken.
Mining
In the mining sector, Brazil stands out in the extraction of iron ore (where it is the second world exporter), copper, gold, bauxite (one of the 5 largest producers in the world), manganese (one of the 5 largest producers in the world), tin (one of the largest producers in the world), niobium (concentrates 98% of reserves known to the world) and nickel. In terms of gemstones, Brazil is the world's largest producer of amethyst, topaz, agate and one of the main producers of tourmaline, emerald, aquamarine, garnet and opal.
In 2019, Brazil's figures were as follows: it was the world's largest producer of niobium (88.9 thousand tons); the 2nd largest world producer of tantalum (430 tons); the 2nd largest world producer of iron ore (405 million tons); the 4th largest world producer of manganese (1.74 million tons); the 4th largest world producer of bauxite (34 million tons); the 4th largest world producer of vanadium (5.94 thousand tons); the 5th largest world producer of lithium (2.4 thousand tons); the 6th largest world producer of tin (14 thousand tons); the 8th largest world producer of nickel (60.6 thousand tons); the 8th largest world producer of phosphate (4.7 million tons); the 12th largest world producer of gold (90 tons); the 14th largest world producer of copper (360 thousand tons); the 14th largest world producer of titanium (25 thousand tons); the 13th largest world producer of gypsum (3 million tons); the 3rd largest world producer of graphite (96 thousand tons); the 21st largest world producer of sulfur (500 thousand tons); the 9th largest world producer of salt (7.4 million tons); besides having had a chromium production of 200 thousand tons.
Industry
Brazil has the second-largest manufacturing sector in the Americas. Accounting for 28.5 percent of GDP, Brazil's industries range from automobiles, steel and petrochemicals to computers, aircraft, and consumer durables. With increased economic stability provided by the Plano Real, Brazilian and multinational businesses have invested heavily in new equipment and technology, a large proportion of which has been purchased from U.S. firms.
The World Bank lists the main producing countries each year, based on the total production value. According to the 2019 list, Brazil has the 13th most valuable industry in the world (US$173.6 billion). In the Americas, it is second only to the United States (2nd place) and Mexico (12th place). In the food industry, in 2019, Brazil was the second largest exporter of processed foods in the world. In 2016, the country was the 2nd largest producer of pulp in the world and the 8th producer of paper. In the footwear industry, in 2019, Brazil ranked 4th among world producers. In 2019, the country was the 8th producer of vehicles and the 9th producer of steel in the world. In 2018, the chemical industry of Brazil was the 8th in the world. In textile industry, Brazil, although it was among the 5 largest world producers in 2013, is very little integrated in world trade. In the aviation sector, Brazil has Embraer, the third largest aircraft manufacturer in the world, behind Boeing and Airbus.
Brazil has a diverse and sophisticated services industry as well. During the early 1990s, the banking sector accounted for as much as 16 percent of the GDP. Although undergoing a major overhaul, Brazil's financial services industry provides local businesses with a wide range of products and is attracting numerous new entrants, including U.S. financial firms. On 8 May 2008, the São Paulo Stock Exchange (Bovespa) and the São Paulo-based Brazilian Mercantile and Futures Exchange (BM&F) merged, creating BM&F Bovespa, one of the largest stock exchanges in the world. Also, the previously monopolistic reinsurance sector is being opened up to third-party companies.
31 December 2007, there were an estimated 21,304,000 broadband lines in Brazil. Over 75 percent of the broadband lines were via DSL and 10 percent via cable modems.
Proven mineral resources are extensive. Large iron and manganese reserves are important sources of industrial raw materials and export earnings. Deposits of nickel, tin, chromite, uranium, bauxite, beryllium, copper, lead, tungsten, zinc, gold, and other minerals are exploited. High-quality coking-grade coal required in the steel industry is in short supply.
Creative Industries
The first study into the impact of the Creative Industries on the Brazilian economy was published by FIRJAN. The creative economy in Latin America was termed the "Orange Economy" in a publication released by the Inter-American Development Bank (IDB). This 2013 study valued Brazil's Orange Economy at US$66.87 billion providing 5,280,000 jobs and responsible for US$9.414 million in exports, with the value of creative exports being higher than the US$8.016 million value of coffee exports over the same period.
A 2021 study into the Intellectual Property Intensive Sectors in the Brazilian Economy was undertaken as part of the National Strategy on Intellectual Property 2021–2030. The study found that 450 of the 673 economic classes could be classified as IP-intensive sectors that collectively employed 19.3 million people. The share of GDP between 2014 and 2016 across these economic classes amounted to R$2.1 trillion reais or 44.2% of GDP over this time.
Tourism
In the list of world tourist destinations, in 2018, Brazil was the 48th most visited country, with 6.6 million tourists (and revenues of 5.9 billion dollars). Tourism in South America as a whole is still underdeveloped: in Europe, for example, countries obtain annual tourism figures like $73.7 billion (Spain), receiving 82.7 million tourists or 67.3 billion (France), receiving 89.4 million tourists. While Europe received 710 million tourists in 2018, Asia 347 million and North America 142.2 million, South America received only 37 million, Central America 10.8 million and the Caribbean 25.7 million.
Largest companies
In 2017, 20 Brazilian companies were listed in the Forbes Global 2000 list – an annual ranking of the top 2000 public companies in the world by Forbes magazine based on a combination of sales, assets, profit, and market value. The 20 companies listed were:
Energy
The Brazilian government has undertaken an ambitious program to reduce dependence on imported petroleum. Imports previously accounted for more than 70% of the country's oil needs but Brazil became self-sufficient in oil in 2006–2007. Brazil was the 10th largest oil producer in the world in 2019, with 2.8 million barrels / day. Production manages to supply the country's demand. In the beginning of 2020, in the production of oil and natural gas, the country exceeded 4 million barrels of oil equivalent per day, for the first time. In January this year, 3.168 million barrels of oil per day and 138.753 million cubic meters of natural gas were extracted.
Brazil is one of the main world producers of hydroelectric power. In 2019, Brazil had 217 hydroelectric plants in operation, with an installed capacity of 98,581 MW, 60.16% of the country's energy generation. In the total generation of electricity, in 2019 Brazil reached 170,000 megawatts of installed capacity, more than 75% from renewable sources (the majority, hydroelectric).
In 2013, the Southeast Region used about 50% of the load of the National Integrated System (SIN), being the main energy consuming region in the country. The region's installed electricity generation capacity totaled almost 42,500 MW, which represented about a third of Brazil's generation capacity. The hydroelectric generation represented 58% of the region's installed capacity, with the remaining 42% corresponding basically to the thermoelectric generation. São Paulo accounted for 40% of this capacity; Minas Gerais by about 25%; Rio de Janeiro by 13.3%; and Espírito Santo accounted for the rest. The South Region owns the Itaipu Dam, which was the largest hydroelectric plant in the world for several years, until the inauguration of Three Gorges Dam in China. It remains the second largest operating hydroelectric in the world. Brazil is the co-owner of the Itaipu Plant with Paraguay: the dam is located on the Paraná River, located on the border between countries. It has an installed generation capacity of 14 GW for 20 generating units of 700 MW each. North Region has large hydroelectric plants, such as Belo Monte Dam and Tucuruí Dam, which produce much of the national energy. Brazil's hydroelectric potential has not yet been fully exploited, so the country still has the capacity to build several renewable energy plants in its territory.
according to ONS, total installed capacity of wind power was 22 GW, with average capacity factor of 58%. While the world average wind production capacity factors is 24.7%, there are areas in Northern Brazil, specially in Bahia State, where some wind farms record with average capacity factors over 60%; the average capacity factor in the Northeast Region is 45% in the coast and 49% in the interior. In 2019, wind energy represented 9% of the energy generated in the country. In 2019, it was estimated that the country had an estimated wind power generation potential of around 522 GW (this, only onshore), enough energy to meet three times the country's current demand. In 2021 Brazil was the 7th country in the world in terms of installed wind power (21 GW), and the 4th largest producer of wind energy in the world (72 TWh), behind only China, USA and Germany.
Nuclear energy accounts for about 4% of Brazil's electricity. The nuclear power generation monopoly is owned by Eletronuclear (Eletrobrás Eletronuclear S/A), a wholly owned subsidiary of Eletrobrás. Nuclear energy is produced by two reactors at Angra. It is located at the Central Nuclear Almirante Álvaro Alberto (CNAAA) on the Praia de Itaorna in Angra dos Reis, Rio de Janeiro. It consists of two pressurized water reactors, Angra I, with capacity of 657 MW, connected to the power grid in 1982, and Angra II, with capacity of 1,350 MW, connected in 2000. A third reactor, Angra III, with a projected output of 1,350 MW, is planned to be finished.
according to ONS, total installed capacity of photovoltaic solar was 21 GW, with average capacity factor of 23%. Some of the most irradiated Brazilian States are MG ("Minas Gerais"), BA ("Bahia") and GO (Goiás), which have indeed world irradiation level records. In 2019, solar power represented 1,27% of the energy generated in the country. In 2021, Brazil was the 14th country in the world in terms of installed solar power (13 GW), and the 11th largest producer of solar energy in the world (16.8 TWh).
In 2020, Brazil was also the 2nd largest country in the world in the production of energy through biomass (energy production from solid biofuels and renewable waste), with 15,2 GW installed.
Transport
Transport in Brazil is basically carried out using the road mode, the most developed in the region. There is also a considerable infrastructure of ports and airports. The railway and fluvial sector, although it has potential, is usually treated in a secondary way.
Brazil has more than 1.7 million km of roads, of which 215,000 km are paved, and about 14,000 km are divided highways. The two most important highways in the country are BR-101 and BR-116. Due to the Andes Mountains, Amazon River and Amazon Forest, there have always been difficulties in implementing transcontinental or bioceanic highways. Practically the only route that existed was the one that connected Brazil to Buenos Aires, in Argentina and later to Santiago, in Chile. However, in recent years, with the combined effort of South American countries, new routes have started to emerge, such as Brazil-Peru (Interoceanic Highway), and a new highway between Brazil, Paraguay, northern Argentina and northern Chile (Bioceanic Corridor).
There are more than 2,000 airports in Brazil. The country has the second largest number of airports in the world, behind only the United States. São Paulo International Airport, located in the Metropolitan Region of São Paulo, is the largest and busiest in the country – the airport connects São Paulo to practically all major cities around the world. Brazil has 44 international airports, such as those in Rio de Janeiro, Brasília, Belo Horizonte, Porto Alegre, Florianópolis, Cuiabá, Salvador, Recife, Fortaleza, Belém and Manaus, among others. The 10 busiest airports in South America in 2017 were: São Paulo-Guarulhos (Brazil), Bogotá (Colombia), São Paulo-Congonhas (Brazil), Santiago (Chile), Lima (Peru), Brasília (Brazil), Rio de Janeiro (Brazil), Buenos Aires-Aeroparque (Argentina), Buenos Aires-Ezeiza (Argentina), and Minas Gerais (Brazil).
About ports, Brazil has some of the busiest ports in South America, such as Port of Santos, Port of Rio de Janeiro, Port of Paranaguá, Port of Itajaí, Port of Rio Grande, Port of São Francisco do Sul and Suape Port. The 15 busiest ports in South America are: Port of Santos (Brazil), Port of Bahia de Cartagena (Colombia), Callao (Peru), Guayaquil (Ecuador), Buenos Aires (Argentina), San Antonio (Chile), Buenaventura (Colombia), Itajaí (Brazil), Valparaíso (Chile), Montevideo (Uruguay), Paranaguá (Brazil), Rio Grande (Brazil), São Francisco do Sul (Brazil), Manaus (Brazil) and Coronel (Chile).
The Brazilian railway network has an extension of about 30,000 kilometers. It's basically used for transporting ores.
Among the main Brazilian waterways, two stand out: Hidrovia Tietê-Paraná (which has a length of 2,400 km, 1,600 on the Paraná River and 800 km on the Tietê River, draining agricultural production from the states of Mato Grosso, Mato Grosso do Sul, Goiás and part of Rondônia, Tocantins and Minas General) and Hidrovia do Solimões-Amazonas (it has two sections: Solimões, which extends from Tabatinga to Manaus, with approximately 1600 km, and Amazonas, which extends from Manaus to Belém, with 1650 km.
Almost entirely passenger transport from the Amazon basin is done by this waterway, in addition to practically all cargo transportation that is directed to the major regional centers of Belém and Manaus). In Brazil, this transport is still underutilized: the most important waterway stretches, from an economic point of view, are found in the Southeast and South of the country. Its full use still depends on the construction of locks, major dredging works and, mainly, of ports that allow intermodal integration.
Exports and imports
Products
Brazil was the 25th largest exporter in the world in 2020, with 1.1% of the global total.
In 2021, Brazil exported US$280.4 billion and imported US$219.4 billion, with a surplus of US$61 billion.
The country's top ten export products were:
Iron ore: US$42.2 billion
Soy: US$37.3 billion
Crude petroleum oils: US$27.4 billion
Sugar: US$8.5 billion
Beef: US$7.4 billion
Soybean meal: US$7.2 billion
Petroleum fuel oils: US$6.6 billion
Manufacturing Industry: US$6.4 billion
Chicken meat: US$6.3 billion
Cellulose: US$6.1 billion
The country also exports maize, coffee, cotton, tobacco, orange juice, footwear, airplanes, helicopters, cars, vehicle parts, gold, ethanol, semi-finished iron, among others.
Exports
The main countries to which Brazil exports in 2021 were:
China: US$87.6 billion (31.28%)
United States: US$31.1 billion (11.09%)
Argentina: US$11.8 billion (4.24%)
Netherlands: US$9.3 billion (3.32%)
Chile: US$6.9 billion (2.50%)
Singapore: US$5.8 billion (2.10%)
Mexico: US$5.5 billion (1.98%)
Germany: US$5.5 billion (1.97%)
Japan: US$5.5 billion (1.97%)
Spain: US$5.4 billion (1.94%)
The country's export model, until today, is excessively based on exports of basic or semi-manufactured products, generating criticism, since such model generates little monetary value, which prevents further growth in the country in the long run. There are several factors that cause this problem, the main ones being: the excessive collection of taxes on production (due to the country's economic and legislative model being based on State Capitalism and not on Free-Market Capitalism), the lack or deficiency of infrastructure (means of transport such as roads, railways and ports that are insufficient or weak for the country's needs, bad logistics and excessive bureaucracy) for export, high production costs (expensive energy, expensive fuel, expensive maintenance of trucks, expensive loan rates and bank financing for production, expensive export rates), the lack of an industrial policy, the lack of focus on adding value, the lack of aggressiveness in international negotiations, in addition to abusive tariff barriers imposed by other countries on the country's exports. Because of this, Brazil has never been very prominent in international trade.
Due to its size and potential, it would be able to be among the 10 largest exporters in the world, however, its participation in global commercial transactions usually oscillates between 0.5 and 2% only. In 2019, among the ten products that Brazil exports the most and that generate the most value, eight come from the agribusiness. Although still modest, the country's exports have evolved, and today they are more diversified than they were in the past. At the beginning of the 20th century, 70% of Brazilian exports were restricted to coffee. Overall, however, global trade still concentrates its few exports on low-tech products (mainly agricultural and mineral commodities) and, therefore, with low added value.
Imports
The main countries from which Brazil imports in 2021 were:
China: US$47.6 billion (21.72%)
United States: US$39.3 billion (17.95%)
Argentina: US$11.9 billion (5.45%)
Germany: US$11.3 billion (5.17%)
India: US$6.7 billion (3.07%)
Russia: US$5.7 billion (2.60%)
Italy: US$5.4 billion (2.50%)
Japan: US$5.1 billion (2.35%)
South Korea: US$5.1 billion (2.33%)
France: US$4.8 billion (2.19%)
Economic status
Sustainable growth
Portuguese explorers arrived in 1500, but it was only in 1808 that Brazil obtained a permit from the Portuguese colonial government to set up its first factories and manufacturers. In the 21st century, Brazil became the eighth largest economy in the world. Originally, its exports were basic raw and primary goods, such as sugar, rubber and gold. Today, 84% of exports are of manufactured and semi-manufactured products.
The period of great economic transformation and growth occurred between 1875 and 1975.
In the last decade, domestic production increased by 32.3%. Agribusiness (agriculture and cattle-raising), which grew by 47% or 3.6% per year, was the most dynamic sector – even after having weathered international crises that demanded constant adjustments to the Brazilian economy. The Brazilian government also launched a program for economic development acceleration called Programa de Aceleração do Crescimento, aiming to spur growth.
Brazil's transparency rank in the international world is 75th according to Transparency International.
Control and reform
Among measures recently adopted to balance the economy, Brazil carried out reforms to its social security (state and retirement pensions) and tax systems. These changes brought with them a noteworthy addition: a Law of Fiscal Responsibility which controls public expenditure by the executive branches at federal, state and municipal levels. At the same time, investments were made towards administration efficiency and policies were created to encourage exports, industry and trade, thus creating "windows of opportunity" for local and international investors and producers.
With these alterations in place, Brazil has reduced its vulnerability: it does not import the oil it consumes; it has halved its domestic debt through exchange rate-linked certificates and has seen exports grow, on average, by 20% a year. The exchange rate does not put pressure on the industrial sector or inflation (at 4% a year), and does away with the possibility of a liquidity crisis. As a result, the country, after 12 years, has achieved a positive balance in the accounts which measure exports/imports, plus interest payments, services and overseas payment. Thus, respected economists say that the country will not be deeply affected by the current world economic crisis.
In 2017, President Michel Temer refused to make public the list of companies accused of "modern slavery". The list, made public yearly since the presidency of Lula Da Silva in 2003, was intended to persuade companies to settle their fines and conform to labor regulations, in a country where corruption of the political class risked compromising respect for the law. The relations of the president-in-office with the "landowner lobby" were denounced by dismissed President Dilma Rousseff on this occasion.
Consistent policies
Support for the productive sector has been simplified at all levels; active and independent, Congress and the Judiciary Branch carry out the evaluation of rules and regulations. Among the main measures taken to stimulate the economy are the reduction of up to 30 percent on manufactured products tax (IPI), and the investment of $8 billion on road cargo transportation fleets, thus improving distribution logistics. Further resources guarantee the propagation of business and information telecenters.
The policy for industry, technology and foreign trade, at the forefront of this sector, for its part, invests $19.5 billion in specific sectors, following the example of the software and semiconductor, pharmaceutical and medicine product, and capital goods sectors.
Mergers and acquisitions
Between 1985 and 2017, 11,563 mergers & acquisitions with a total known value of US$1,185 billion with the involvement of Brazilian firms were announced. The year 2010 was a new record in terms of value with $115 billion of transactions. It is worth noticing, that in the top 100 deals by value there are only four cases of Brazilian companies acquiring a foreign company. This reflects the strong interest in the country from a direct investment perspective.
Here is a list of the largest deals where Brazilian companies took on either the role of the acquiror or the target:
Entrepreneurship
According to a search of Global Entrepreneurship Monitor in 2011 Brazil had 27 million adults aged between 18 and 64 either starting or owning a business, meaning that more than one in four Brazilian adults were entrepreneurs. In comparison to the other 54 countries studied, Brazil was the third-highest in total number of entrepreneurs. The Institute of Applied Economic Research (Ipea), a government agency, found that 37 million jobs in Brazil were associated with businesses with less than 10 employees.
Even though Brazil ranks internationally as one of the hardest countries in the region to do business due to its complicated bureaucracy, there is a healthy number of entrepreneurs, thanks to the huge internal consumer market and various government programs.
The most recent research of Global Entrepreneurship Monitor revealed in 2013 that 50.4% of Brazilian new entrepreneurs are men, 33.8% are in the 35–44 age group, 36.9% completed high school and 47.9% earn 3–6 times the Brazilian minimum wage. In contrast, 49.6% of entrepreneurs are female, only 7% are in the 55–64 age group, 1% have postgraduate education and 1.7% earn more than 9 times the minimum wage.
Credit rating
Brazil's credit rating was downgraded by Standard & Poor's (S&P) to BBB in March 2014, just one notch above junk. It was further downgraded in January 2018 by S&P to BB-, which is 2 notches below investment grade.
Climate change
See also
Economic history of Brazil
List of economic crises in Brazil
Brazilian packaging market
Brazil and the World Bank
Economy of São Paulo
List of Brazilian federative units by gross domestic product
2015–2017 Brazilian economic crisis
List of Latin American and Caribbean countries by GDP growth
List of Latin American and Caribbean countries by GDP (nominal)
List of Latin American and Caribbean countries by GDP (PPP)
References
Further reading
Furtado, Celso. Formação econômica do Brasil
Prado Junior, Caio. História econômica do Brasil
External links
Ministry of Finance (Brazil)
IBGE : Brazilian Institute of Geography and Statistics
World Bank Summary Trade Statistics Brazil
Brazil profile at the CIA World Factbook
Brazil profile at The World Bank
Brazil
de:Brasilien#Wirtschaft |
3637 | https://en.wikipedia.org/wiki/Brazilian%20Armed%20Forces | Brazilian Armed Forces | The Brazilian Armed Forces (, ) are the unified military forces of the Federative Republic of Brazil. Consisting of three service branches, it comprises the Brazilian Army (including the Brazilian Army Aviation), the Brazilian Navy (including the Brazilian Marine Corps and Brazilian Naval Aviation) and the Brazilian Air Force (including the Aerospace Operations Command).
Brazil's armed forces are the second largest in the Americas, after the United States, and the largest in Latin America and the Southern Hemisphere by the level of military equipment, with 334,500 active-duty troops and officers. Brazilian soldiers were in Haiti from 2004 until 2017, leading the United Nations Stabilization Mission (MINUSTAH).
Organization
The Armed Forces of Brazil are divided into 3 branches:
Brazilian Army
Brazilian Army Aviation Command
Brazilian Navy
Brazilian Marine Corps
Brazilian Naval Aviation
Brazilian Air Force
Aerospace Operations Command
The Military Police (state police) alongside the Military Firefighters Corps are described as an auxiliary and reserve force of the Army. All military branches are part of the Ministry of Defence.
The Brazilian Navy which is the oldest of the Brazilian Armed Forces, includes the Brazilian Marine Corps and the Brazilian Naval Aviation.
Service obligation and manpower
18–45 years of age for compulsory military service; conscript service obligation – 10 to 12 months; 17–45 years of age for voluntary service. An increasing percentage of the ranks are "long-service" volunteer professionals; women were allowed to serve in the armed forces beginning in the early 1980s when the Brazilian Army became the first army in South America to accept women into career ranks; women serve in Navy and Air Force only in Women's Reserve Corps.
Mission and challenges
South America is a relatively peaceful continent in which wars are a rare event; as a result, Brazil hasn't had its territory invaded since 1865 during the Paraguayan War. Additionally, Brazil has no contested territorial disputes with any of its neighbours and neither does it have rivalries, like Chile and Bolivia have with each other. However, Brazil is the only country besides China and Russia that has land borders with 10 or more nations. Moreover, Brazil has of land borders and of coastline to be patrolled and defended. Overall, the Armed Forces have to defend 8.5 million km2 (around 3.2 million sq. mi.) of land and patrol 4.4 million km2 (around 1.7 million sq. mi.) of territorial waters – or Blue Amazon, as the Brazilian Navy calls them. To achieve this mission, significant manpower and funding is required.
Military history of Brazil
Since 1648 the Brazilian Armed Forces have been relied upon to fight in defense of Brazilian sovereignty and to suppress civil rebellions. The Brazilian military also has three times intervened militarily to overthrow the Brazilian government.
The Brazilian Armed Forces were subordinated to the Emperor, its Commander-in-Chief. He was aided by the Ministers of War and Navy in regard to matters concerning the Army and the Armada, respectively. Traditionally, the Ministers of War and Navy were civilians but there were some exceptions. The model chosen was the British parliamentary or Anglo-American system, in which "the country's Armed Forces observed unrestricted obedience to the civilian government while maintaining distance from political decisions and decisions referring to borders' security".
The military personnel were allowed to run and serve in political offices while staying on active duty. However, they did not represent the Army or the Armada but instead the population of the city or province where elected. Dom Pedro I chose nine military personnel as Senators and five (out of 14) to the State Council. During the Regency, two were chosen to the Senate and none to the State Council as there was no Council at the time. Dom Pedro II chose four military personnel to become Senators during the 1840s, two in the 1850s and three until the end of his reign. He also chose seven military personnel to be State Counselors during the 1840s and 1850s and three after that.
It has built a tradition of participating in UN peacekeeping missions such as in Haiti and East Timor. Below a list of some of the historical events in which the Brazilian Armed Forces took part:
Armed conflicts involving Brazil
First Battle of Guararapes (1648): Decisive Portuguese victory that helped end Dutch occupation. Due to this battle, the year 1648 is considered as the year of the foundation of the Brazilian Army.
Invasion of Cayenne (1809) (1809) : Was a combined military operation by an Anglo-Portuguese expeditionary force against Cayenne, capital of the French South American colony of French Guiana in 1809, during the Napoleonic Wars.
Luso-Brazilian invasion (1816–1820) : Was an armed conflict between the United Kingdom of Portugal, Brazil and the Algarves and the partisans of José Artigas over the Banda Oriental (Eastern Bank), present-day Uruguay.
Brazilian War of Independence (1822–1824): Series of military campaigns that had as objective to cement Brazilian sovereignty and end Portuguese resistance.
Confederation of the Equator (1824) : Was a short-lived rebellion that occurred in the northeastern region of Brazil during that nation's struggle for independence from Portugal.
Cisplatine War (1825–1828) : Armed conflict over an area known as Banda Oriental or "Eastern Shore" between the United Provinces of the Río de la Plata and Empire of Brazil in the aftermath of the United Provinces' emancipation from Spain.
Ragamuffin War (1835–1845) : Was a Republican uprising that began in southern Brazil, in the states of Rio Grande do Sul and Santa Catarina in 1835. The rebels, led by Generals Bento Gonçalves da Silva and Antônio de Sousa Neto with the support of the Italian fighter Giuseppe Garibaldi, surrendered to imperial forces in 1845.
Platine War (1851–1852): The Brazilian Empire and its allies went to war against the dictator Juan Manuel de Rosas of the Argentine Confederation.
Uruguayan War (1864–1865): Brazilian intervention in Uruguay. With support from Argentina, imperial forces deposed President Atanasio Aguirre from office and instated general Venancio Flores in his place.
Paraguayan War (1864–1870): Over 200,000 Brazilians fought on this conflict, which is considered as the most serious in Brazilian history.
Brazilian Naval Revolt (1893–1894) : Were armed mutinies promoted mainly by Admirals Custodio de Mello and Saldanha da Gama and their fleet of Brazilian Navy ships against unconstitutional staying in power of the central government in Rio de Janeiro.
War of Canudos (1893–1897): The deadliest rebellion of Brazil, the insurrectionists defeated the first 3 military forces sent to quell the rebellion.
Contestado War (1912–1916) : Was a guerrilla war for land between settlers and landowners, the latter supported by the Brazilian state's police and military forces. The war lasted from October 1912 to August 1916.
Brazil during World War I: Brazil entered into World War I in 1917 alongside the Triple Entente. Brazil's effort in World War I occurred mainly in the Atlantic campaign, with a smaller participation in the land warfare.
Constitutionalist Revolution (1932) : Was the armed movement occurred in the State of São Paulo, Brazil, between July and October 1932, which aimed at the overthrow of the Provisional Government of Getúlio Vargas and the promulgation of a new constitution for Brazil.
Brazil in World War II (1942–1945): Brazil declared war on Nazi Germany in August 1942 and in 1944 sent an Expeditionary Force of 25,334 soldiers to fight in Italy. Brazil also supplied vital raw materials for the war effort and ceded important airbases at Natal and Fernando de Noronha Archipel that made possible the North African invasion, i.e. Operation Torch, and had a key role in patrolling the South Atlantic sea lanes.
Brazilian Expeditionary Force, initially composed of an infantry division, eventually covered all Brazilian military forces who participated in the conflict, including the Brazilian Air Force who did a remarkable job in the last nine months of war with 445 missions executed. Offensive: 2546, Defensive: 4.
Brazilian military coups d'état
Although no military coups occurred during the 67 years of the Brazilian Empire, the Republican period experienced 4 military coups d'état in the 75 years between 1889 and 1964.
Proclamation of the Republic (1889): End of the Brazilian Empire, this was the first coup d'état performed by the Brazilian military.
Revolution of 1930: Second military overthrow of government, in which President Washington Luís was replaced by Getúlio Vargas, who became the Provisional President.
End of Estado Novo (1945): Then Dictator Getúlio Vargas is deposed by generals and later General Eurico Dutra was elected president.
1964 Brazilian coup d'état: President João Goulart is removed from office, leading to a military dictatorship which lasted until 1985.
Ministry of Defence
On 10 July 1999, the Ministry of Defence was created, with the abolition of the EMFA and the merger of all three ministries of the Armed Forces (Army, Navy and Air Force) into a singular ministry of the Cabinet.
Joint Staff of the Armed Forces
Joint Staff of the Armed Forces is an agency of the Ministry of Defense of Brazil, which centralizes the coordination of command of the armed forces: Army, Navy and Air Force. It was created by Complementary Law No. 136 of 25 August 2010, and has in Ordinance No. 1429 its operating guidelines.
Advising the Minister of Defense in the upper direction of the armed forces, aiming the organization, preparation and employment, in order to fulfill its constitutional mission and its subsidiaries assignments, with the goals strategic planning and the joint use of the military services.
It is up to JSAF plan together and integrated employment of staff of the Navy, Army and Air Force, optimizing the use of the military and logistical support in the defense of the country and in peacekeeping, humanitarian and rescue operations; border security; and civil defense actions.
The body has its powers and duties according to the Regimental Structure approved by Decree 7.9744, April 1, 2013. Since its inception, the JSAF has worked with the Central Administration of the Ministry of Defence, on the Esplanade of Ministries in Brasilia (DF).
The head of the JSAF is private of a general officer of the last post, active or reserve, designated by the Ministry of Defence and appointed by the president. Their hierarchical level is the same of the military commanders of the Navy, Army and Air Force. Under the coordination of the Joint Armed Forces also operates the Committee of Chiefs of Staffs of the military services.
The current head of JSAF is the Army General Renato Rodrigues de Aguiar Freire.
Current military leaders
The following are the current commanders of the three defence branches and the Joint Staff chief as of January 2023.
Brazilian Army
The Army High Command of Brazil is formed by the Army Commander and other army generals in active service. The country current have sixteen active 4-star generals, several of then in command posts. The mission of ACE include the selection of a list of candidates to the post of commander, the prospection of regional and global political situations, among others roles. All Brazilian generals are graduates of the Brazilian Superior War School.
FORPRON
The Brazilian Army Readiness Forces (Forças de Prontidão do Exército Brasileiro in Portuguese), is a division of the Army created to be ready for real combat 365 days per year. This division composed of 15,000 infantry troops, paratroopers and armored cavalry brigades is able to operate in real missions of conventional combat, law and order guarantee and interagency operations within the Brazilian territory or as divisional forces abroad led by officers from the General Staff of the Readiness Forces subordinate to the Army High Command.
Brazilian Navy
The navy () has eight bases throughout Brazil.
Brazilian Air Force
The Brazilian Air Force (, , also known as FAB, or ) is the second-largest air force in the Americas (behind only the United States) and has around 70,000 active personnel. The FAB is subdivided into four operational commands.
Brazilian aerospace command
The Aerospace Operations Command is a Brazilian air and space command created in 2017 and is part of the Brazilian Air Force. It is responsible for planning, coordinating, executing and controlling the country's air and space operations. The Brazilian Navy and Brazilian Army also are part of the organization.
Troop relocation
Brazil has the need to patrol its of land borders. Since the 1990s Brazil has been relocating its forces in accordance to this national security requirement.
Between 1992 and 2008, the 1st, 2nd and 16th Jungle Infantry Brigades, the 3rd Infantry Battalion, the 19th Logistics Battalion, and the 22nd Army Police Platoon were transferred by the Army from the states of Rio de Janeiro and Rio Grande do Sul to the Amazon region in accordance with the friendship policy with Argentina. After those redeployments the number of Army troops in that region rose to 25,000. Also relocated from the state of Rio de Janeiro were the 1st and 3rd Combat Cars Regiment, now stationed in the city of Santa Maria, in the state of Rio Grande do Sul.
However, despite those efforts, the presence of the Armed Forces on the border regions of the Brazilian Amazon continues to be sparse and disperse, given the fact that the Army has just 28 border detachments in that area, a total of 1,600 soldiers, or 1 man for every of borders. More redeployments are expected since the states of Rio de Janeiro, Minas Gerais and Espírito Santo still concentrate over 49,000 soldiers. In May 2008, the Navy announced new plans to reposition its forces throughout Brazil.
Communications and territorial surveillance
The Brazilian territory corresponds to 47.3% of the South American continent, and its land border is over 16.000 km and 4,5 million km2 of sea territory. With the objective of ensuring Brazil's sovereignty, strategic monitoring and communications projects have been launched in recent years.
SGDC
The Geostationary Defense and Strategic Communications Satellites or SGDC, are geostationary communication satellites developed by the Brazilian Air Force and the Brazilian Space Agency, created with the objective of operating strategic military, government and civil communications, also offering broadband internet throughout the national territory. The first satellite called SGDC-1, was launched in 2017 and the SGDC-2 has planned to launch in 2022. The Space Operations Center (COPE) was inaugurated in 2020, subordinated to the Aerospace Operations Command, with the objective of operating the satellites.
SISFRON
The Integrated Border Monitoring System (SISFRON) is a border system developed by the Brazilian Army for supporting operational employment decisions, operating in an integrated manner with all defense systems in the country, whose purpose is to strengthen the presence and capacity for monitoring and action in the national land border strip. Was conceived at the initiative of the Army Command, as a result of the approval of the National Defense Strategy in 2008, which guides the organization of the Armed Forces. The SISFRON are deployed along the 16,886 kilometers of the border line, favoring the employment of organizations subordinate to the North, West, Southern and the Amazon military commands.
SisGAAz
The Blue Amazon Management System, is a surveillance system developed by the Brazilian Navy, in order to oversee the Blue Amazon, the country's exclusive economic zone and a resource-rich area covering about off the Brazilian coast. This area is home to a huge diversity of marine species, valuable metallic minerals and other mineral resources, petroleum, and the world's second largest rare-earth reserve. The SisGAAz integrates equipment and systems composed of radars incorporated on land and vessels, as well as high resolution cameras and features such as the fusion of information received from collaborative systems.
Link-BR2
The Link-BR2 is a datalink developed by the Air Force and the Brazilian defence company AEL Sistemas, this technology allow the exchange of data such radar information, videos and images with other units of the three branches anytime and anywhere, using an advanced encrypted protocol with a high degree of security.
See also
Joint Staff of the Armed Forces
Brazilian Naval Aviation
Brazilian Navy
Brazilian Army
Brazilian Army Aviation
Brazilian Air Force
National Force of Public Safety
National Defense Council (Brazil)
Brazil and weapons of mass destruction
Policing in Brazil
Military Police of Brazilian States
Rondas Ostensivas Tobias de Aguiar: Military Police of the State of São Paulo.
BOPE: Special Police Operations Battalion of the Military Police of the State of Rio de Janeiro, Brazil.
Military Police of Rio de Janeiro State
List of Wars involving Brazil
Military of the Empire of Brazil
References
Bibliography
External links
Brazilian Ministry of Defence
Brazil military profile from the CIA World Factbook
Brazil military guide from GlobalSecurity.org |
3638 | https://en.wikipedia.org/wiki/Foreign%20relations%20of%20Brazil | Foreign relations of Brazil | The Ministry of Foreign Affairs is responsible for managing the foreign relations of Brazil. Brazil is a significant political and economic power in Latin America and a key player on the world stage. Brazil's foreign policy reflects its role as a regional power and a potential world power and is designed to help protect the country's national interests, national security, ideological goals, and economic prosperity.
Between World War II and 1990, both democratic and military governments sought to expand Brazil's influence in the world by pursuing a state-led industrial policy and an independent foreign policy. Brazilian foreign policy has recently aimed to strengthen ties with other South American countries, engage in multilateral diplomacy through the United Nations and the Organization of American States, and act at times as a countervailing force to U.S. political and economic influence in Latin America.
Overview
The President has ultimate authority over foreign policy, while Congress is tasked with reviewing and considering all diplomatic nominations and international treaties, as well as legislation relating to Brazilian foreign policy.
The Ministry of Foreign Affairs, also known as Itamaraty, is the government department responsible for advising the President and conducting Brazil's foreign relations with other countries and international bodies. Itamaraty's scope includes political, commercial, economic, financial, cultural and consular relations, areas in which it performs the classical tasks of diplomacy: represent, inform and administer. Foreign policy priorities are established by the President.
Foreign policy
Brazil's foreign policy is a by-product of the country's unique position as a regional power in Latin America, a leader among developing countries, and an emerging world power. Brazilian foreign policy has generally been based on the principles of multilateralism, peaceful dispute settlement, and non-intervention in the affairs of other countries. Brazil engages in multilateral diplomacy through the Organization of American States and the United Nations, and has increased ties with developing countries in Africa and Asia. Brazil is currently commanding a multinational U.N. stabilization force in Haiti, the MINUSTAH. Instead of pursuing unilateral prerogatives, Brazilian foreign policy has tended to emphasize regional integration, first through the Southern Cone Common Market (Mercosul) and now the Union of South American Nations. Brazil is also committed to cooperation with other Portuguese-speaking nations through joint-collaborations with the rest of the Portuguese-speaking world, in several domains which include military cooperation, financial aid, and cultural exchange. This is done in the framework of CPLP, for instance. Lula da Silva visit to Africa in 2003 included State visits to three Portuguese-speaking African nations (Angola, São Tomé and Príncipe, and Mozambique). Finally, Brazil is also strongly committed in the development and restoration of peace in East Timor, where it has a very powerful influence.
Brazil's political, business, and military ventures are complemented by the country's trade policy. In Brazil, the Ministry of Foreign Relations continues to dominate trade policy, causing the country's commercial interests to be (at times) subsumed by a larger foreign policy goal, namely, enhancing Brazil's influence in Latin America and the world. For example, while concluding meaningful trade agreements with developed countries (such as the United States and the European Union) would probably be beneficial to Brazil's long-term economic self-interest, the Brazilian government has instead prioritized its leadership role within Mercosul and expanded trade ties with countries in Africa, Asia and the Middle East.
Brazil's soft power diplomacy involves institutional strategies such as the formation of diplomatic coalitions to constrain the power of the established great powers. In recent years, it has given high priority in establishing political dialogue with other strategic actors such as India, Russia, China and South Africa through participation in international groupings such as BASIC, IBSA and BRICS. The BRICS states have been amongst the most powerful drivers of incremental change in world diplomacy and they benefit most from the connected global power shifts.
Workers Party administration: 2003-2018
The Brazilian foreign policy under the Lula da Silva administration (2003-2010) focused on the following directives: to contribute toward the search for greater equilibrium and attenuate unilateralism; to strengthen bilateral and multilateral relations in order to increase the country's weight in political and economic negotiations on an international level; to deepen relations so as to benefit from greater economical, financial, technological and cultural interchange; to avoid agreements that could jeopardize development in the long term.
These directives implied precise emphasis on: the search for political coordination with emerging and developing countries, namely India, South Africa, Russia and China; creation of the Union of South American Nations and its derivative bodies, such as the South American Security Council; strengthening of Mercosul; projection at the Doha Round and WTO; maintenance of relations with developed countries, including the United States; undertaking and narrowing of relations with African countries; campaign for the reform of the United Nations Security Council and for a permanent seat for Brazil; and defense of social objectives allowing for a greater equilibrium between the States and populations.
The foreign policy of the Rousseff administration (2011-2016) sought to deepen Brazil's regional commercial dominance and diplomacy, expand Brazil's presence in Africa, and play a major role in the G20 on global warming and in other multilateral settings. At the United Nations, Brazil continues to oppose Economic sanctions and foreign military intervention, while seeking to garner support for a permanent seat at the Security Council. Cooperation with other emerging powers remain a top priority in Brazil's global diplomatic strategy. On the recent airstrike resolution supporting military action in Libya, Brazil joined fellow BRICS in the Council and abstained. On the draft resolution condemning violence in Syria, Brazil worked with India and South Africa to try to bridge the Western powers' divide with Russia and China.
Bolsonaro administration, 2019-2022
After Rousseff's impeachment, Brazil started reconnecting with its western allies. In 2019 Jair Bolsonaro succeeded Michel Temer. The new foreign policy focused on a reapprochement with major governments especially the United States and Colombia in the Americas; Israel, Japan and South Korea in Asia; United Kingdom, Italy and Greece in Europe. The Brazil–Portugal relations were also strengthened, and despite disagreements over the crisis in Venezuela, Brazil remained close to the BRICS countries.
During the 2018 presidential campaign, Bolsonaro said he would make considerable changes to Brazil's foreign relations, saying that the "Itamaraty needs to be in service of the values that were always associated with the Brazilian people". He also said that the country should stop "praising dictators" and attacking democracies, such as the United States, Israel and Italy. In early 2018, he affirmed that his "trip to the five democratic countries the United States, Israel, Japan, South Korea, and Taiwan showed who we will be and we would like to join good people". Bolsonaro has shown distrust towards China throughout the presidential campaign claiming they "[want to] buy Brazil", although Brazil recorded a US$20 billion trade surplus with China in 2018, and China is only the 13th largest source of foreign direct investment into Brazil. Bolsonaro said he wishes to continue to have business with the Chinese but he also said that Brazil should "make better [economic] deals" with other countries, with no "ideological agenda" behind it. His stance towards China has also been interpreted as an attempt to curry favor from the Trump administration to garner concessions from the US. However, Bolsonaro has mostly changed his position on China after he took office, saying that the two countries were "born to walk together" during his visit to Beijing in October 2019. He has also said that Brazil will stay out of the ongoing China-U.S. trade war.
Bolsonaro said that his first international trip as president would be to Israel. Bolsonaro also said that the State of Palestine "is not a country, so there should be no embassy here", adding that "you don't negotiate with terrorists." The announcement was warmly received by the prime minister of Israel, Benjamin Netanyahu, who welcomed Bolsonaro to Israel in March 2019 during the final weeks of a re-election campaign, but was met with condemnation from the Arab League, which warned Bolsonaro it could damage diplomatic ties. "I love Israel," Bolsonaro said in Hebrew at a welcoming ceremony, with Netanyahu at his side, at Tel Aviv's Ben-Gurion airport.
Bolsonaro also praised U.S. President Donald Trump and his foreign policy, and has been called "the tropical Trump". His son Eduardo has indicated that Brazil should distance itself from Iran, sever ties with Nicolás Maduro's government in Venezuela and relocate Brazil's embassy in Israel to Jerusalem. Bolsonaro is widely considered the most pro-American candidate in Brazil since the 1980s. PSL members said that if elected, he would dramatically improve relations between the United States and Brazil. During an October 2017 campaign rally in Miami, he saluted the American flag and led chants of "USA! USA!" to a large crowd. U.S. National Security Advisor John Bolton praised Bolsonaro as a "like-minded" partner and said his victory was a "positive sign" for Latin America.
At the regional level, Bolsonaro praised Argentine President Mauricio Macri for ending the 12-year rule of Néstor and Cristina Fernández de Kirchner, which he saw as similar to Lula and Rousseff. Although he does not have plans to leave the Mercosur, he criticized it for prioritizing ideological issues over economic ones. A staunch anti-communist, Bolsonaro has condemned Cuba's former leader Fidel Castro and the current regime in that island.
Bolsonaro praised British Prime Minister Winston Churchill, saying that he had learned from Churchill: "Patriotism, love for your fatherland, respect for your flag – something that has been lost over the last few years here in Brazil... and governing through example, especially at that difficult moment of the Second World War." Bolsonaro said he's open to the possibility of hosting a U.S. military base in Brazil to counter Russian influence in the region. With the intention to persuade Trump to make Brazil a NATO member in March 2019, Bolsonaro said: "the discussions with the United States will begin in the coming months".
With formal U.S. support for Brazil's entry to OECD in May 2019, Bolsonaro said, "currently, all 36 members of the organization support the entry of the country, fruit of confidence in the new Brazil being built, more free, open and fair". In October 2019, on a state visit to China, he announced the end of the need for visas for Chinese and Indian entry into Brazil. Brazil had already removed the need for visas for people from the U.S., Canada, Japan, and Australia.
Regional policy
Over the first decade of the 21st century, Brazil has firmly established itself as a regional power. It has traditionally, if controversially, been a leader in the inter-American community and played an important role in collective security efforts, as well as in economic cooperation in the Western Hemisphere. Brazilian foreign policy supports economic and political integration efforts in order to reinforce long-standing relationships with its neighbors. It is a founding member of the Organization of American States (OAS) and the Inter-American Treaty of Reciprocal Assistance (Rio Treaty). It has given high priority to expanding relations with its South American neighbors and strengthening regional bodies such as the Latin American Integration Association (ALADI), the Union of South American Nations (UNASUR) and Mercosur. Although integration is the primary purpose of these organizations, they also serve as forums in which Brazil can exercise its leadership and develop consensus around its positions on regional and global issues. Most scholars agree that by promoting integration through organizations like Mercosur and UNASUR, Brazil has been able to solidify its role as a regional power. In addition to consolidating its power within South America, Brazil has sought to expand its influence in the broader region by increasing its engagement in the Caribbean and Central America., although some think this is still a fragile, ongoing process, that can be thwarted by secondary regional powers in South America.
In April 2019 Brazil left Union of South American Nations (Unasur) to become a member of Forum for the Progress and Development of South America (Prosur). In January 2020, Brazil suspended its participation in the Community of Latin American and Caribbean States, (Celac).
Brazil regularly extends export credits and university scholarships to its Latin American neighbors. In recent years, the Brazilian Development Bank (BNDES) has provided US$5 billion worth of loans to countries in the region. Brazil has also increasingly provided Latin American nations with financial aid and technical assistance. Between 2005 and 2009, Cuba, Haiti, and Honduras were the top three recipients of Brazilian assistance, receiving over $50 million annually.
In November 2019, Brazil made a historic move to break with the rest of Latin America on the U.S. embargo of Cuba, becoming the first Latin American country in twenty-six years to vote against condemning the U.S.-led embargo of Cuba at the United Nations General Assembly.
United Nations politics
Brazil is a founding member of the United Nations and participates in all of its specialized agencies. It has participated in 33 United Nations peacekeeping missions and contributed with over 27,000 soldiers. Brazil has been a member of the United Nations Security Council ten times, most recently 2010–2011. Along with Japan, Brazil has been elected more times to the Security Council than any other U.N. member state.
Brazil is currently seeking a permanent seat on the United Nations Security Council. It is a member of the G4, an alliance among Brazil, Germany, India, and Japan for the purpose of supporting each other's bids for permanent seats on the Security Council. They propose the Security Council be expanded beyond the current 15 members to include 25 members. The G4 countries argue that a reform would render the body "more representative, legitimate, effective and responsive" to the realities of the international community in the 21st century.
Outstanding international issues
Two short sections of the border with Uruguay are in dispute - the Arroio Invernada area of the Quaraí River, and the Brazilian Island at the confluence of the Quaraí River and the Uruguay River.
Brazil declared in 1986 the sector between 28°W to 53°W Brazilian Antarctica (Antártica Brasileira) as its Zone of Interest. It overlaps Argentine and British claims
In 2004, the country submitted its claims to the United Nations Commission on the Limits of the Continental Shelf (CLCS) to extend its maritime continental margin.
Foreign aid
Overseas aid has become an increasingly important tool for Brazil's foreign policy. Brazil provides aid through the Brazilian Agency of Cooperation (Abbreviation: ABC; ), in addition to offering scientific, economical, and technical support. More than half of Brazilian aid is provided to Africa, whereas Latin America receives around 20% of Brazilian aid. The share of aid allocated to the Asian continent is small. Within Africa, more than 80% of Brazilian aid is received by Portuguese-speaking countries. Brazil concentrates its aid for Portuguese-speaking countries in the education sector, specially in secondary and post-secondary education, but it is more committed to agricultural development in other countries. Estimated to be around $1 billion annually, Brazil is on par with China and India and ahead of many more traditional donor countries. The aid tends to consist of technical aid and expertise, alongside a quiet non-confrontational diplomacy to development results. Brazil's aid demonstrates a developing pattern of South-South aid, which has been heralded as a 'global model in waiting'. Concomitantly, South-South relations have become a major subfield of specialisation among Brazilian foreign policy experts. Some studies have suggested that, by giving aid, Brazil could be trying to get access to mineral and energy resources.
Participation in international organizations
ACS • ACTO • AfDB • ALECSO • BIS • CAF-BDLAC • Cairns Group • CAN • CDB • CPLP • FAO • G4 • BASIC countries • G8+5 • G15 • G20 • G20+ • G24 • G77 • IADB • IDB • IAEA • IBRD • IBSA •ICAO • ICC • ICRM • IDA • IFAD • IFC • IFRCS • IHO • ILO • IMF • IMO • Inmarsat •INSARAG • Intelsat • Interpol • IOC • IOM • ISO • ITU • LAES • LAIA • Mercosul • MINUSTAH • NAM • NSG • OAS • OEI • OPANAL • OPCW • PCA • Rio Group • Rio Treaty • UN • UNASUR • UNCTAD • UNESCO • UNHCR • UNIDO • UNITAR • UNMIL • UNMIS • UNMOVIC • UNOCI • UNTAET • UNWTO • UPU • WCO • WHO • WIPO • WMO • WTO • ZPCAS
Diplomatic relations
Brazil has a large global network of diplomatic missions, and maintains diplomatic relations with As of 2019, Brazil's diplomatic network consisted of 194 overseas posts.
Relations with non-UN members or observers:
- Brazil does not recognize Kosovo as an independent state and has announced it has no plans to do so without an agreement with Serbia. However, Brazil accepts the Kosovan passport.
- Brazil does not recognize the Republic of China as it has recognized the People's Republic of China, although it has non-diplomatic relations and maintains a special office in Taiwan. Brazil also accepts the Taiwan passport.
List
List of countries with which Brazil maintains diplomatic relations with:
Bilateral relations
Africa
Americas
Asia
Europe
Oceania
See also
Brazil and the European Union
Brazil and the United Nations
Brazil and weapons of mass destruction
Brazilian Antarctica
List of diplomatic missions in Brazil
List of diplomatic missions of Brazil
Mercosul
Ministry of Foreign Relations of Brazil
Union of South American Nations
Visa requirements for Brazilian citizens
References
Bibliography
Almeida, Paulo Roberto de. "Never before seen in Brazil: Luis Inácio Lula da Silva's grand diplomacy." Revista Brasileira de Política Internacional 53 (2010): 160–177. online
Buarque, Daniel. "Brazil is not (perceived as) a serious country: exposing gaps between the external images and the international ambitions of the nation." Brasiliana: Journal for Brazilian Studies 8.1-2 (2019): 285-314 online.
Burges, Sean W. Brazil in the world: The international relations of a South American giant (2016) excerpt; wide-ranging survey.
Burges, Sean W. Brazilian Foreign Policy after the Cold War (UP of Florida, 2009)
Burges, Sean W., and Fabrício H. Chagas Bastos. "The importance of presidential leadership for Brazilian foreign policy." Policy Studies 38.3 (2017): 277–290. online
Burges, Sean W. "Without Sticks or Carrots: Brazilian Leadership in South America during the Cardoso Era, 1992–2003.” Bulletin of Latin American Research 25#1 (2006): 23–42.
Burges, Sean W. Consensual Hegemony: Theorizing Brazilian Foreign Policy after the Cold War.” International Relations (2008) 22 (1): 65–84.
Brazilian foreign policy under Jair Bolsonaro: far-right populism and the rejection of the liberal international order.
Academic Journal
Casarões, Guilherme et al. "Brazilian foreign policy under Jair Bolsonaro: far-right populism and the rejection of the liberal international order." Cambridge Review of International Affairs vol 34 (September 2021), p1-21. https://doi.org/10.1080/09557571.2021.1981248
Chagas-Bastos, Fabrício H., and Marcela Franzoni. "The dumb giant: Brazilian foreign policy under Jair Bolsonaro." E-international Relations 16 (2019). online
Dehshiri, Mohammad Reza, and Mohammad Hossein Neshastesazan. "Human Rights Diplomacy: Case Study of Brazil." World Sociopolitical Studies 2.1 (2018): 87–125. online
De Sá Guimarães, Feliciano, and Irma Dutra De Oliveira E Silva. "Far-right populism and foreign policy identity: Jair Bolsonaro's ultra-conservatism and the new politics of alignment." International Affairs 97.2 (2021): 345–363. online
Gardini, G., and M. Tavares de Almeida. Foreign Policy Responses to the Rise of Brazil: Balancing Power in Emerging States (Palgrave, 2017). How other states responded. excerpt
Long, Tom. "The US, Brazil and Latin America: the dynamics of asymmetrical regionalism." Contemporary Politics 24.1 (2018): 113–129. online
Lopes, Dawisson Belém. "De-westernization, democratization, disconnection: the emergence of Brazil’s post-diplomatic foreign policy." Global Affairs 6.2 (2020): 167–184. online
Magalhães, Diego Trindade D'Ávila, and Laís Forti Thomaz. "The Conspiracy-Myth Diplomacy: anti-globalism vs pragmatism in Bolsonaro’s foreign policy for South American integration." OIKOS 20.3 (2022). online
Mares, David R., and Harold A. Trinkunas, eds. Aspirational power: Brazil on the long road to global influence (Brookings Institution Press, 2016).
Pitts, Bryan. "The Empire Strikes Back: US-Brazil Relations from Obama to Trump" in The Future of US Empire in the Americas (Routledge, 2020) pp. 165–187.
Rossone de Paula, Francine. The Emergence of Brazil to the Global Stage: Ascending and Falling in the International Order of Competition (2018) preview; also online review
Rossone de Paula, Francine. "Brazil’s non-indifference: a case for a feminist diplomatic agenda or geopolitics as usual?." International Feminist Journal of Politics 21.1 (2019): 47–66.
Saraiva, Miriam Gomes. "The democratic regime and the changes in Brazilian foreign policy towards South America." Brazilian Political Science Review 14 (2020). online
Smith, Joseph. Brazil and the United States: Convergence and Divergence (U of Georgia Press; 2010), 256 pages
Visentini, Paulo. "The Brazil of Lula: a global and affirmative diplomacy (2003-2010)" Austral: Brazilian Journal of Strategy & International Relations 1.1 (2012): 23–35. online
Vigevani, Tullo, and Gabriel Cepaluni, eds. Brazilian Foreign Policy in Changing Times: The Quest for Autonomy from Sarney to Lula (Lexington Books, 2009).
Weiffen, Brigitte. "Foreign Policy and International Relations: Taking Stock after Two Years of the Bolsonaro Administration." in Brazil under Bolsonaro. How endangered is democracy? (2022): 55–66. online
Historical
Bethell, Leslie. The Abolition of the Brazilian Slave Trade: Britain, Brazil and the Slave Trade Question (2009) excerpt
Fritsch, Winston. External Restraints on Economic Policy in Brazil, 1889-1930 (1988), emphasis on role of Great Britain.
Garcia, Eugenio V. "Antirevolutionary diplomacy in oligarchic Brazil, 1919–30." Journal of Latin American Studies 36.4 (2004): 771–796. online
Graham, Richard. Britain and the Onset of Modernization in Brazil 1850–1914 (1972) excerpt
Harmer, Tanya. "Brazil's Cold War in the Southern Cone, 1970–1975' Cold War History (2012) 12#4 pp 659-681.
Hilton, Stanley E. "The Argentine factor in twentieth-century Brazilian foreign policy strategy." Political Science Quarterly 100.1 (1985): 27–51. online
Mota, Isadora Moura. "On the Verge of War: Black Insurgency, the ‘Christie Affair’, and British Antislavery in Brazil." Slavery & Abolition 43.1 (2022): 120-139. London threatened war in 1862-1863 in the "Christie Affair."
Rivere, Peter. Absent Minded Imperialism: Britain and the Expansion of Empire in 19th-Century Brazil (1995)
Rodrigues, Jose Honorio. "The Foundations of Brazil's Foreign Policy." International Affairs 38.3 (1962): 324–338; covers 1822 to 1889. online
Roett, Riordan. "Brazil ascendant: international relations and geopolitics in the late 20th century." Journal of international affairs (1975): 139–154. online
Skidmore, Thomas E. "The Historiography of Brazil, 1889-1964," Hispanic American Historical Review (1976) 56#1 pp 81–109; emphasis is on economics and foreign policy. DOI: 10.2307/2513726
Smith, Joseph. Unequal Giants: Diplomatic Relations between the United States & Brazil, 1889-1930 1991).
Topik, Steven C. Trade & Gunboats: The United States & Brazil in the Age of Empire (1997), covers 1870 to 1899.
External links
The Sino-Brazilian Principles in a Latin American and BRICS Context: The Case for Comparative Public Budgeting Legal Research Wisconsin International Law Journal, 13 May 2015
Ministério das Relações Exteriores - Official website of the Brazilian Ministry of Foreign Relations
Ministério das Relações Exteriores - Official website of the Brazilian Ministry of Foreign Relations
Brazilian Mission to the United Nations - Official website
Agência Brasileira de Cooperação - Official website of the Brazilian Agency of Cooperation
IBSA News and Media - IBSA Dialogue Forum | India, Brazil and South Africa | News, Opinion and Analysis |
3668 | https://en.wikipedia.org/wiki/Geography%20of%20Bulgaria | Geography of Bulgaria | Bulgaria is a country situated in Southeast Europe that occupies the eastern quarter of the Balkan peninsula, being the largest country within its geographic boundaries. It borders Romania to the north, Serbia and North Macedonia to the west, Greece and Turkey to the south, and the Black Sea to the east. The northern border with Romania follows the river Danube until the city of Silistra. The land area of Bulgaria is (), slightly larger than that of Cuba, Iceland or the U.S. state of Tennessee. Considering its relatively compact territorial size and shape, Bulgaria has a great variety of topographical features. Even within small parts of the country, the land may be divided into plains, plateaus, hills, mountains, basins, gorges, and deep river valleys. The geographic center of Bulgaria is located in Uzana.
Bulgaria features notable diversity with the landscape ranging from the snow-capped peaks in Rila, Pirin and the Balkan Mountains to the mild and sunny Black Sea coast and southernmost valleys; from the typically continental Danubian Plain (ancient Moesia) in the north to the strong Mediterranean climatic influence in the valleys of Macedonia and in the lowlands in the southernmost of Thrace, the lowest parts of the Upper Thracian Plain, along the Maritsa River, the Southern Bulgarian Black Sea Coast. Most of the country is situated within the humid continental climate region, with Alpine climate in the highest mountains and subtropical climate in the southernmost regions.
The country has a dense river network but with the notable exception of the river Danube, rivers are mostly short and with low water flow. The average annual precipitation is 670 mm; the rainfall is lower in the lowlands and higher in the mountains. The driest region is Dobrudzha in the north-eastern part of the Danubian Plain (450 mm), while the highest rainfall has been measured in the upper valley of the river Ogosta in the western Balkan Mountains (2293 mm).
Bulgaria has substantial land in agriculture and forest. In 2006 land use and land cover was 5% intensive human use, 52% agriculture including pasture, 31% forest, 11% woodland-shrub, grassland, and non-vegetated, and 1% water.
Phytogeographically, Bulgaria straddles the Illyrian and Euxinian provinces of the Circumboreal Region within the Boreal Kingdom. The country falls within six terrestrial ecoregions of the Palearctic realm: Balkan mixed forests (main), Rodope montane mixed forests (main in the mountains), Euxine-Colchic deciduous forests, Aegean and Western Turkey sclerophyllous and mixed forests, East European forest steppe and Pontic–Caspian steppe.
Boundaries and territory
The borders of Bulgaria have a total length of 2,245 km; of them 1,181 km are land boundary and 686 km are formed by rivers. The coastline is 378 km.
The northern border with Romania is 609 km. Most of the frontier (470 km) is formed by the river Danube from the mouth of the river Timok in the west to the city of Silistra in the east. The land border from Silistra to Cape Sivriburun at the Black Sea is 139 km long. The Danube, with steep bluffs on the Bulgarian side and a wide area of swamps and marshes on the Romanian side, is crossed by two bridges – New Europe Bridge between Vidin and Calafat, and Danube Bridge between Ruse and Giurgiu. There are 48 Bulgarian and 32 Romanian islands along the river Danube; the largest one, Belene (41 km2), belongs to Bulgaria. The land frontier has three border crossings at Silistra, Kardam and Durankulak at the Black Sea. It is also crossed by a major gas pipeline transporting natural gas from Russia to Bulgaria.
The eastern border (378 km) is maritime and encompasses the Bulgarian Black Sea Coast from Cape Sivriburun in the north to the mouth of the Rezovo River in the south. Bulgaria's littoral forms 1/10 of the total Black Sea coastline, and includes two important gulfs, the Gulf of Varna and the Gulf of Burgas, harbouring the country's two major ports.
The southern border is 752 km long, of them 259 km are with Turkey and 493 km are with Greece. The Bulgaria–Turkey frontier runs from the mouth of the Rezovo River in the east through the Strandzha Mountains and the Dervent Heights, crosses the river Tundzha at the village of Matochina and ends at the river Maritsa at the village of Kapitan Andreevo. There are three border crossings at Malko Tarnovo, Lesovo and Kapitan Andreevo. The border with Greece runs from Kapitan Andreevo through several ridges of the Rhodope Mountains, generally following the watershed of the rivers Arda and Vacha on the Bulgarian side, runs through the Slavyanka Mountain, crosses the river Struma at the village of Kulata and runs through the crest of the Belasitsa Mountain to the Tumba Peak. There are six border checkpoints at Svilengrad, Ivaylovgrad, Makaza, Zlatograd, Ilinden and Kulata.
The western border is 506 km long, of them 165 km are with North Macedonia and 341 km are with Serbia. The frontier with North Macedonia runs from the Tumba Peak in the south through the mountains of Ograzhden, Maleshevo, Vlahina and Osogovo up to mount Kitka. There are three border crossings near the town of Petrich and at the villages of Logodazh and Gyueshevo. The border with Serbia runs from Kitka through the mountainous region Kraishte, including the Ruy Mountain, crosses the valley of the river Nishava, runs through the main watershed of the western Balkan Mountains and follows the river Timok for 15 km until its confluence with the Danube. There are five border checkpoints at Dolno Uyno, Strezimirovtsi, Kalotina, Vrashka Chuka and Bregovo.
Topography
The relief of Bulgaria is varied. In the relatively small territory of the country there are extensive lowlands, plains, hills, low and high mountains, many valleys and deep gorges. The main characteristic of Bulgaria's topography is four alternating bands of high and low terrain that extend east to west across the country. From north to south, those bands, called geomorphological regions, are the Danubian Plain, the Balkan Mountains, the Transitional region and the Rilo-Rhodope region. The easternmost sections near the Black Sea are hilly, but they gradually gain height to the west until the westernmost part of the country is entirely high ground.
Table, showing the distribution of the height zones in Bulgaria:
More than two-thirds of the country is plains, plateaus, or hilly land at an altitude less than 600 m. Plains (below 200 m) make up 31% of the land, plateaus and hills (200 to 600 m) 41%, low mountains (600 to 1,000 m) 10%, medium-high mountains (1,000 to 1,500 m) 10%, and high mountains (over 1,500 m) 3%. The average altitude of Bulgaria is 470 m.
The contemporary relief of Bulgaria is a result of continuous geological evolution. The Bulgarian lands were often submerged by ancient seas and lakes, some land layers rose others sank. Volcanic eruptions were common both on land and in the water basins. All three main groups of rocks, magmatic, sedimentary and metamorphic, are found in the country. The oldest rock formations in Bulgaria date from the Precambrian period than 500 million years ago. During the Archean, Proterozoic and Paleozoic eras (4.0 billion to 252 million years ago) the magmatic rocks were formed. Throughout most of that period the only land areas were Rila, Pirin and the western Rhodope Mountains. The Mesozoic era (252 million to 66 million years ago) saw the beginning of the Alpine orogeny that has formed the mountain ranges of the Alpide belt, including the Balkan Mountains and Sredna Gora. The Cenozoic era (since 66 million years ago) is characterized with active tectonic processes, the definitive formation of the Balkan Mountains, the formation of grabens and horsts in Rila, Pirin and Kraishte region.
Examples of rock formations in Bulgaria:
Exogenous processes such as weathering, erosion and sedimentation have an important impact on modelling the land surface and creating rock formations. The exogenous processes have formed stone rivers in Vitosha; screes in the Balkan Mountains, Rila and Pirin; earth pyramids in Melnik, Stob and Katina; landslides, mainly along the Danube banks and the northern Black Sea coast; fluvial terraces; aeolian forms, such as dunes; karst forms, including numerous caves, sinkholes, ponors, etc.
Danubian Plain
The Danubian Plain encompasses the Moesian plate and extends from the river Timok in the west to the Black Sea in the east and from the river Danube in the north to the Balkan Mountains in the south, covering 31,520 km2, or almost 1/3 of Bulgaria's total area. Its width varies from 25 to 30 km in the west to 120 km in the east. The highest point is Tarnov Dyal (502 m) on the Shumen Plateau; the average altitude is 178 m. As a result of the rock weathering processes the relief is uneven with fertile alluvial plains along the Danube (Vidinska, Chernopolska, Zlatia, Belenska, Pobrezhie, Aidemirska), and hilly terrain in the remaining area, including plateaus in the east. The altitude rises from west to east. The valleys of the rivers Vit and Yantra divide the Danubian Plain into three parts – western, central and eastern. The topography of the plain is characterized with hilly heights and plateaus. Most of the heights and all plateaus are situated in the eastern parts. There are 14 basalt mounds between Svishtov and the village of Dragomirovo.
The predominant soil types are loess in the north, reaching a depth of up to 100 m at the banks of the Danube, and chernozem in the south. The climate is temperate. The flat relief and the openness of plain to the north facilitate arrival of moist air masses in spring, summer and autumn. In winter the Danubian Plain falls under the influence of the Eastern European anticyclone, which brings cold Arctic air masses. The mean temperature in January is −1 °C and in July is 24 °C, making it the geomorphological region with the highest average annual amplitude in Bulgaria – 25 °C.
Balkan Mountains
The Balkan Mountains range is a geological continuation of the Carpathian Mountains, forming part of the Alpine-Himalayan orogenic belt. This region is subdivided into two geomorphological units, the Pre-Balkan and the Balkan Mountains, also known in Bulgarian as Стара Планина – "Old Mountain". Their average altitude is 370 m and 735 m, respectively. Its total area is 26,720 km2, of them the Pre-Balkan spans 15,730 km2 and the Balkan Mountains – almost 11,000 km2. The mountain range stretches from the valley of the river Timok in the west to Cape Emine at the Black Sea coast in the east, spanning a length of 555 km and width between 20 and 70 km. The Balkan Mountains are divided into western, central and eastern part by the Zlatitsa and Vratnik Passes. The range is highest in its central part, which includes Botev Peak at 2,376 m; the altitude drops slowly to the east until it reaches the sea. The relief is varied, with many mountain passes, gorges and landforms. The southern slopes are steeper than the northern. For the most part the Balkan Range defines the most important watershed in Bulgaria with rivers draining north to the Danube or south to the river Maritsa and the Aegean Sea. Several rivers in the east drain directly into the Black Sea. In the west, the river Iskar forms a 65-km long gorge that runs north through the mountains.
Transitional region
The Transitional geomorphological region encompasses the territory between the Balkan Mountains and the Rilo-Rhodope Massif and has complex, mosaic relief composed mainly of medium-high and low mountains, valleys and plains. The altitude decreases from west to east. This region includes the Sub-Balkan valleys; the mountains and valleys of the Kraishte region, such as Ruy Mountain, Miloslavska planina and Milevska Planina; the mountains Lyulin, Vitosha, Sredna Gora, Strandzha and Sakar; the Dervent Heights; as well as the fertile Upper Thracian Plain. The highest point is Cherni Vrah in Vitosha at 2,290 m.
The Sub-Balkan valleys include nine valleys, situated between the Balkan Mountains in the north and Vitosha and Sredna Gora in the south. With an area of 1,186 km2 and an average altitude of 550 m, Sofia Valley is the largest of the nine and contains the nation's capital, Sofia. The Rose Valley encompasses the valleys of Karlovo and Kazanlak and is renowned for its rose-growing industry, which has been thriving there for centuries, producing 85% of the world's rose oil. The Kazanlak Valley is also known as the Valley of the Thracian Kings due to the extremely high concentration and variety of monuments of the Thracian culture.
Srednogorie region stretches between the Sub-Balkan valleys in the north and the Rilo-Rhodope Massif in the south and from west to east includes the mountains Zavalska, Viskyar, Lyulin, Vitosha, Plana and Sredna Gora. The largest of these, Sredna Gora, is 280 km and reaches a maximum width of 50 km. Kraishte region covers the western parts of the Transitional geomorphological region and consists of two almost parallel mountain groups, Ruysko–Verilska and Konyavsko–Milevska, as well as numerous valleys.
The Upper Thracian Plain encompasses the middle valley of the river Maritsa and has a roughly triangular shape, situated between Sredna Gora in the north, the Rhodope Mountains in the south and Sakar Mountain in the east. The lowland is 180 km long and up to 50 km wide, spanning an area of 6,000 km2. To the east are located the Burgas Plain, Svetliyski Heights, Manastirski Heights, Dervent Heights, and the low mountains Sakar and Strandzha.
Rilo-Rhodope region
The Rilo-Rhodope geomorphological region covers the south-western regions of Bulgaria and includes the Rhodope Mountains, Rila, Pirin, Osogovo, Vlahina, Maleshevo, Ograzhden, Slavyanka and Belasitsa, as well as the valleys of the rivers Struma and Mesta. The Rhodopes are the most extensive mountain range in Bulgaria, spanning an area of 14,730 km2 with an average altitude of 785 m, characterized with gentle and densely forested slopes. Their length from west to east is 249 km and reach width of 100 km. The altitude decreases from west to east.
To the west are located Rila and Pirin, Bulgaria's two highest mountains. Rila includes Mount Musala, whose 2,925 m peak is the highest in the Balkan Peninsula, while Pirin's highest peak Vihren at 2,915 m is the third-highest in the Balkans. Both Rila and Pirin have rocky peaks, stony slopes, extensive Alpine zone and hundreds glacial lakes. Further west is the Osogovo–Belasitsa mountain group along the border with North Macedonia, whose highest peak is Ruen in Osogovo at 2,251 m.
Black Sea coast
The Bulgarian Black Sea Coast has a total length of 378 km from Durankulak in the north to the mouth of the river Rezovska in the south. The northernmost section between the Bulgarian-Romanian border to Shabla has extensive sandy beaches and several coastal lakes, then the elevation rises as the coast reaches Cape Kaliakra, with 70 m high vertical cliffs. Near Balchik and Kavarna the limestone rocky coast is cut by wooded valleys. The landscape around the coast resorts of Albena and Golden Sands is hilly, with a clearly expressed land slides. Dense forests at the mouth of the river Batova mark the beginning of Frangensko plateau. South of Varna the coastline is densely wooded, especially at the alluvial longose groves of the Kamchia Biosphere Reserve. Cape Emine marks the end of the Balkan Mountain and divides the Bulgarian Black Sea coast in northern and southern parts. The southern section has wide and long beaches, with a number of small bays and headlands. All Bulgarian Black Sea islands are situated in the southern coast: St. Anastasia, St. Cyricus, St. Ivan, St. Peter and St. Thomas. Sandy beaches occupy 34% of the Bulgarian coastline. The two most important gulf are the Gulf of Varna in the north and the Gulf of Burgas in the south, which is the largest in the Bulgarian Black Sea coast.
Climate
Considering its relatively small area, Bulgaria has variable and complex climate. The country occupies the southernmost part of the continental climatic zone, with small areas in the south falling within the Mediterranean climatic zone. The continental zone is predominant, because continental air masses flow easily into the unobstructed Danubian Plain. The continental influence, stronger during the winter, produces abundant snowfall; the Mediterranean influence increases during the second half of summer and produces hot and dry weather. Bulgaria is subdivided into five climatic zones: continental zone (Danubian Plain, Pre-Balkan and the higher valleys of the Transitional geomorphological region); transitional zone (Upper Thracian Plain, most of the Struma and Mesta valleys, the lower Sub-Balkan valleys); continental-Mediterranean zone (the southernmost areas of the Struma and Mesta valleys, the eastern Rhodope Mountains, Sakar and Strandzha); Black Sea zone along the coastline with an average length of 30–40 km inland; and alpine zone in the mountains above 1000 m altitude (central Balkan Mountains, Rila, Pirin, Vitosha, western Rhodope Mountains, etc.).
Despite the large distance, the most important climate-forming factor is the Atlantic Ocean through the atmospheric circulation of the Icelandic cyclone and the Azores anticyclone, which bring cool and rainy weather in summer and relatively mild weather with abundant snowfall in winter. The influence of the Mediterranean Sea is strongest in the southern parts of Bulgaria, mainly through the Mediterranean cyclones. Due to its small area, the influence of the Black Sea only affects a 30–40 km long strip along the coastline, mainly in summer, when the daily breeze circulation is most pronounced.
Another important factor is the relief. The Bulgarian mountains and valleys act as barriers or channels for air masses, causing sharp contrasts in weather over relatively short distances. The Balkan Mountains form a barrier which effectively stops the cool air masses coming from the north and the warm masses from the south. The barrier effect of the Balkan Mountains is felt throughout the country: on the average, northern Bulgaria is about one degree cooler and receives about 192 mm more rain than lowlands of southern Bulgaria. The Rilo-Rhodope Massif bars the warm Mediterranean air masses and limits the Mediterranean influence to the southern valleys of the rivers Struma, Mesta, Maritsa and Tundzha, despite the close proximity of the Aegean Sea.
The mean annual temperature in Bulgaria is 10.6 °C and varies from 2.9 °C at the nation's highest peak Musala to 13.9 °C at the town of Sandanski in the southern Struma valley. The average temperature in the Danubian Plain is 11.4 °C, in the Upper Thracian Plain 13.9 °C, in the lower mountains 8.1 °C and in the higher mountains 2.4 °C. The highest absolute temperature was measured at the town of Sadovo in 1916 45.2 °C; the lowest absolute temperature was measured at the town of Tran in 1947 –38.3 °C. The highest temperature in the lowlands and the hilly regions is in June, while in the higher mountains the warmest month is August. The lowest temperature is measured in January and February, respectively. Many valleys experience regular temperature inversions and fogs in winter. The country's lowest absolute temperature was measured during an inversion in the Tran valley.
The average precipitation in Bulgaria is about 670 mm. It is uneven in terms of seasons and territory. In northern Bulgaria the highest precipitation is in May–June, while in southern Bulgaria it is in winter. The average amount of precipitation also varies in term of altitude – from 450 to 850 mm in the plains to 850–1200 mm. The lowest mean precipitation is in the eastern part of Dobrudzha and the Burgas Plain (450 mm) and in the area between Plovdiv and Pazardzhik (500 mm); the highest rainfall falls in the mountains – the Petrohan Pass in the western Balkan Mountains and Zlatograd in the Rhodope Mountains. The highest annual rainfall was measured in 1957 in the upper valley of the river Ogosta in the western Balkan Mountains (2293 mm); the highest daily rainfall was recorded at Saints Constantine and Helena resort (342 mm) near Varna in 1951. The total annual amount of the rainfall is 74 billion km3; of them 70% evaporate, 20% flow into the rivers and 10% soak into the soil. Most of the country is affected by droughts in June and August. The snow cover lasts from 20 to 30 days in the lowlands to 9 months in the highest mountains.
Hydrography
Bulgaria has a dense network of about 540 rivers, but with the notable exception of the Danube, most have short length and low water-level. The density is highest in the mountain areas and lowest in Dobrudzha, the Danubian Plain and the Upper Thracian Plain. There are two catchment basins: the Black Sea (57% of the territory and 42% of the rivers) and the Aegean Sea (43% of the territory and 58% of the rivers) basins.
The Balkan Mountains divide Bulgaria into two nearly equal drainage systems. The larger system drains northward to the Black Sea, mainly by way of the Danube. This system includes the entire Danubian Plain and a stretch of land running 48–80 km inland from the coastline in the south. The Danube gets slightly more than 4% of its total volume from its Bulgarian tributaries. As it flows along the northern border, the Danube averages 1.6 to 2.4 km in width. The river's highest water levels usually occur during the May floods; it is frozen over an average of 40 days per year. The longest river located entirely in Bulgarian territory, the Iskar, with a length of 368 km and a catchment area of 8,640 km2, is the only Bulgarian Danubian tributary that does not rise in the Balkan Mountains. Instead, the Iskar has its origin in the Rila Mountains. It passes through Sofia's eastern suburbs and crosses the Balkan Mountains through a spectacular 65 km–long gorge. Other important tributaries of the Danube include the rivers Lom, Ogosta, Vit, Osam and Yantra. The longest river flowing directly to the Black Sea is the Kamchiya (254 km), while other rivers include the Batova, Provadiya, Aheloy, Ropotamo, Veleka and Rezovo.
The Aegean Sea catchment basin drains the Thracian Plain and most of the higher lands to the south and southwest. Several major rivers flow directly to the Aegean Sea. Most of these streams fall swiftly from the mountains and have cut deep, scenic gorges. The 480 km–long Maritsa (of them 321 km in Bulgaria) and its tributaries drain all of the western Thracian Plain, all of Sredna Gora, the southern slopes of the Balkan Mountains, and the northern slopes of the eastern Rhodopes. After it leaves Bulgaria, the Maritsa forms most of the Greco-Turkish border. Maritsa's major tributaries are the Tundzha, Arda, Topolnitsa, Vacha, etc. The other Bulgarian rivers flowing directly to the Aegean are the Struma and the Mesta.
Bulgaria has around 400 natural lakes with a total area of 95 km2 and volume of 278 million km3. The limans and lagoons along the Black Sea coast include from north to south Lake Durankulak, Lake Shabla, Lake Varna, Lake Beloslav, Lake Pomorie, Lake Atanasovsko, Lake Burgas and Lake Mandrensko. Of them, Lake Burgas is the most extensive with 27,6 km2 and Lake Varna has the largest volume with 165,5 million m3. The lakes along the Danube were dried to clear land for agriculture with the notable exception of the UNESCO World Heritage Site Lake Srebarna. There are 170 glacial lakes in Rila and 164 in Pirin. They are an important tourist asset. The most renown lakes include the Seven Rila Lakes, Popovo Lake, Banderishki Lakes, Vasilashki Lakes, Vlahini Lakes, etc. Swamps and marshes include Alepu, Arkutino, Aldomirovtsi Marsh, Dragoman Marsh, etc. There are around 2,200 reservoirs with a total volume of c. 7 billion km3. The largest ones are Iskar Reservoir, Ogosta Reservoir, Dospat Reservoir, Batak Reservoir, Kardzhali Reservoir, Ivaylovgrad Reservoir, Studen Kladenets, Koprinka Reservoir, Ticha Reservoir, etc.
Bulgaria is rich in mineral waters, with 225 mineral springs and a total discharge of 5000 L/s, mainly in the south-western and central parts of the country along the faults between the mountains. Most of them, 148, are situated in southern Bulgaria, while the other 77 are in the northern part of the country. The springs in the north tend to be with cool water, while those to the south are mainly warm and hot. The hottest spring in Bulgaria and the Balkans is situated in Sapareva Banya and reaches 101.4 °C. The Bulgarian word for spa, баня, transliterated as banya, appears in some of the names of more than 50 spa towns and resorts. They are located in several zones: Balkan Mountains zone (Varshets, Shipkovo, Voneshta Voda), Srednogorie zone (Sofia, Ovcha kupel, Bankya, Pancharevo, Strelcha, Hisarya, Banya, Pavel Banya), Maritsa zone (Kostenets (town), Kostenets (village), Dolna Banya, Momin Prohod), Rilo-Rhodope zone (Devin, Velingrad, Banite, Beden, Mihalkovo, Sapareva Banya), Struma zone (Kyustendil, Sandanski, Ognyanovo, Marikostinovo, Dobrinishte).
Soils
The soil cover of Bulgaria is diverse. The soil resources of the country are adequately researched and include 17 soil types and 28 sub-types. Of them, six types form 88.7% of the soil cover: cinnamon soils (22.0%); chernozem (20.4%); grey forest soils (17.0%); brown forest soils (14.8%); alluvial soils (9.0%) and smolnitsi (5.4%).
There are three soil zones. The Northern forest-steppe zone covers the Danubian Plain and the Pre-Balkan up to 600–700 m altitude. The Danubian Plain is characterised by the fertile black earth chernozem, that accounts for 54% of the zone's area, while the Pre-Balkan is dominated by grey forest soils (39%), which have good physical characteristics but are low in organic matter and phosphorus. The Southern xerothermal zone encompasses Southern Bulgaria up to 700–800 m altitude and includes several specific soil types due to the more diverse topography and climate. The most common soil types are the cinnamon forest soils with acidic (cinnamonic) traces, smolnitsi and yellow-podzolic soils. The Mountain zone covers the mountainous regions above 700–800 m altitude and has a zonal soil cover. The brown forest soils are distributed at altitudes of 1000–2000 m, the dark mountain forest soils can be found at 1700–2200 m altitude and the mountain meadow soils – above 1700 m. These soils are typically shallow and prone to erosion and are usually acid to strongly acid.
Mineral resources
There are approximately 60 types of minerals that are extracted commercially in Bulgaria. The mineral resources are divided into three groups: fossil fuels, metals and industrial minerals.
The fossil fuels include coal, petroleum and natural gas. Bulgaria possesses significant reserves of coal estimated at 4,8 billion tons. More than 92% of them, or 4,5 billion tons, is lignite, which is the lowest rank of coal due to its relatively low heat content but is widely used for electricity generation. With reserves of 2,856 billion tons Maritsa Iztok, situated in the Upper Thracian Plain, is by far the largest coal basin in the country which powers Maritsa Iztok Complex, the largest energy complex in South-Eastern Europe. Other lignite basins include Sofia valley (reserves of 870 million tons), Elhovo (656 million tons), Lom (277 million tons), Maritsa Zapad (170 million tons). The reserves of sub-bituminous coal are 300 million tons, situated mainly near Bobov Dol, Pernik and Burgas. The recoverable reserves of bituminous coal and anthracite are insignificant – only 10 and 2,5 million tons respectively. However, there is a huge basin of bituminous coal in Southern Dobruja with estimated reserves of over 1 billion tons but its large depth (1370–1950 m) is an obstacle for its commercial exploitation.
The Bulgarian exclusive economic zone has a total size of in the Black Sea. Petroleum and natural gas are found in northern Bulgaria and its EEZ in the Black Sea. Crude oil is extracted in Dolni Dabnik and Gigen in Pleven Province and in Tyulenovo, Dobrich Province. The proven reserves are 20 million tons but there are prospects for new discovering in the EEZ. Gas fields have been discovered off cape Kaliakra (reserves of 3 billion m3), Deventsi (6 billion m3), between Lovech and Etropole (est. 22 billion m3), as well as near Devetaki and Butan. It is estimated that the 14,220 m2 Khan Asparukh Block in the northern section of the Bulgarian EEZ has natural gas reserves of 100 billion m3.
Bulgaria has significant reserves of metal ores, especially copper, zinc and lead, situated mainly in the southern half of the country. The two largest iron ore mines are located in Kremikovtsi near Sofia and Krumovo, Yambol Province with total reserves of 430 million tons. Manganese ore is extracted near Obrochishte in Dobrich Province (reserves of 85 million tons), as well as in the provinces of Sofia and Varna. The reserves of chromium are small and are scattered in the Rhodope Mountains. Bulgaria possesses important reserves of lead and zinc, of them 60% are situated in the southern reaches of the Rhodope Mountains along the border with Greece at Madan, Zlatograd, Madzharovo, Rudozem, Laki, etc. Other mines are located near Ustrem and Gyueshevo. The reserves of copper ore are also significant, situated mainly at Asarel Medet near Panagyurishte, Elatsite mine near Etropole (650 million tons), Elshitsa, Medni Rid near Burgas, etc. There is gold near Tran, Chelopech and Madzharovo, as well as small quantities of platinum, silver, molybdenum, nickel and tungsten.
Bulgaria is rich in industrial minerals, with 70 types being mined. There are important reserves of rock salt near the town of Provadia (4,4 billion tons). Solnitsata, an ancient town located nearby is believed by Bulgarian archaeologists to be the oldest in Europe and was the site of a salt production facility approximately six millennia ago. The reserves of kaolinite are estimated at 70 million tons, situated mainly in north-eastern Bulgaria – Kaolinovo, Todor Ikonomovo, Senovo and Vetovo. Marble is extracted in the mountainous regions – Pirin, Rhodopes, Strandzha, the western Balkan Mountains. There are important quantities of limestone, gypsum, baryte, perlite, feldspar, granite, etc.
Biodiversity
The interaction of complex climatic, hydrological, geological and topographical conditions make Bulgaria one of the most biologically diverse countries of Europe. Phytogeographically, Bulgaria straddles the Illyrian and Euxinian provinces of the Circumboreal Region within the Boreal Kingdom. The country falls within six terrestrial ecoregions of the Palearctic realm: Balkan mixed forests, Rodope montane mixed forests, Euxine-Colchic deciduous forests, Aegean and Western Turkey sclerophyllous and mixed forests, East European forest steppe and Pontic–Caspian steppe. Around 35% of Bulgaria's land area consists of forests, which include some of the oldest trees in the world, such as Baikushev's pine and the Granit oak. Bulgaria's flora contains between 3,800 and 4,200 vascular plant species of which 170 are endemic and 150 are considered endangered. There more than 6,500 species of non-vascular plants and fungi.
Bulgaria's vertebrate fauna is among the most diverse in Europe. The zoogeographical regions are three: the Eurosiberian region, encompassing the Danubian Plain and the mountainous regions of the country; the Irano-Turanian Region encompassing Southern Dobrudzha; and the Mediterranean region that includes the Upper Thracian Plain, the lower Struma valley and the Black Sea coast. Bulgaria is inhabited by around 100 mammal species, including Brown bears, Grey wolves, Wild boars, Golden jackals, Red foxes, Wildcats, Red deers, Roe deers, European fallow deers, European hares, Southern white-breasted hedgehogs, Badgers, Marbled polecats, European polecats, European pine martens, four species of Oceanic dolphins, Mediterranean monk seals among other. Protection, reintroductions and repopulations like those of the European bison, the Eurasian beaver, and the Eurasian lynx are intended and reported.
The avian fauna is represented by 434 species of birds, which is the second highest number in Europe. Almost all species of the True owls live in the country, also White stork, Common crane, Demoiselle crane. Important conservation species are the Eastern imperial eagle, the Cinereous, Griffon, Egyptian and the Bearded vultures, the Great white pelican, the Dalmatian pelican, etc.
The reptiles and the amphibians found in Bulgaria are 38 and 20 species respectively. There are four turtle and two tortoise species of four families – Cheloniidae, Emydidae, Geoemydidae and Testudinidae; fourteen lizard species of four families – Anguidae, Gekkonidae, Lacertidae and Scincidae; and eighteen snake species of four families – Boidae, Colubridae, Typhlopidae and Viperidae.
The ichthyofauna of the country has not been fully researched, but there is a rich variety with various species of Sturgeons, Black sea shark, Longnose spurdog, Thornback ray, Common stingray, Northern pike, European eel, etc. As of 2000 there are 207 fish species.
There are an estimated 27,000 species of insects and other invertebrates.
Concern about biodiversity conservation remains strong within the country. In 1998 the Government of Bulgaria approved the National Biological Diversity Conservation Strategy, which was inspired by the Pan European Strategy for Biological and Landscape Diversity. Bulgaria has some of the largest Natura 2000 areas in the European Union covering 33.8% of its territory. The national policy for governing and management of the protected areas is implemented by the Ministry of Environment and Water. Bulgaria's biodiversity is conserved in three national parks, 11 nature parks and 55 nature reserves. Of them, Pirin National Park, Srebarna Nature Reserve and nine forest reserves within the Central Balkan National Park are included in the UNESCO World Heritage List. Spanning a territory of 1,161 square kilometres Strandzha Nature Park is the largest protected area in the country. Established in 1936 Vitosha Nature Park is the oldest in Bulgaria and in the Balkan Peninsula.
See also
List of ecoregions in Bulgaria
List of protected areas of Bulgaria
Extreme points of Bulgaria
Reservoirs and dams in Bulgaria
Rivers of Bulgaria
List of cities in Bulgaria
List of mountains in Bulgaria
List of islands of Bulgaria
Livingston Island
Geography of Europe
Southernmost glacial mass in Europe
List of glaciers in Europe
List of European ultra-prominent peaks
List of the highest European ultra-prominent peaks
Most isolated major summits of Europe
Footnotes
Citations
References
Sources
External links
bn:বুলগেরিয়া#ভূগোল |
3671 | https://en.wikipedia.org/wiki/Economy%20of%20Bulgaria | Economy of Bulgaria | The economy of Bulgaria functions on the principles of the free market, having a large private sector and a smaller public one. Bulgaria is an industrialised high-income country according to the World Bank, and is a member of the European Union (EU), the World Trade Organization (WTO), the Organization for Security and Co-operation in Europe (OSCE) and the Organization of the Black Sea Economic Cooperation (BSEC). The Bulgarian economy has experienced significant growth (538%), starting from $13.15 billion (nominal, 2000) and reaching estimated gross domestic product (GDP) of $86 billion (nominal, 2022 est.) or $203 billion (PPP, 2022 est.), GDP per capita of $31,148 (PPP, 2022 est.), average gross monthly salary of 2,009 leva (1,027 euro) (April 2023), and average net monthly salary of $2,102 (adjusted for living costs in PPP) (2022). The national currency is the lev (plural leva), pegged to the euro at a rate of 1.95583 leva for 1 euro. The lev is the strongest and most stable currency in Eastern Europe.
The strongest sectors in the economy are energy, mining, metallurgy, machine building, agriculture and tourism. Primary industrial exports are clothing, iron and steel, machinery and refined fuels.
Sofia is the capital and economic heart of Bulgaria and home to most major Bulgarian and international companies operating in the country, as well as the Bulgarian National Bank and the Bulgarian Stock Exchange. Plovdiv is the second-largest city and has one of the largest economies in Bulgaria. Varna is the third largest city in Bulgaria and the largest city and seaside resort on the Bulgarian Black Sea Coast. Situated strategically in the Gulf of Varna, economically, Varna is among the best-performing and fastest-growing Bulgarian cities.
The Bulgarian economy has developed significantly in the last 26 years, despite all difficulties after the disband of Comecon in 1991. In the early 1990s, the country's slow pace of privatization, contradictory government tax and investment policies, and bureaucratic red tape kept the foreign direct investment (FDI) among the lowest in the region. Total FDI from 1991 through 1996 was $831 million.
In December 1996, Bulgaria joined the World Trade Organization. In the years since 1997, Bulgaria begun to attract substantial foreign investment. In 2004 alone, over 2.72 billion euro ($3.47 billion) were invested by foreign companies. In 2005, economists observed a slowdown to about 1.8 billion euro ($2.3 billion) in the FDI, which is attributed mainly to the end of the privatization of the major state owned companies.
After joining the European Union in 2007, Bulgaria registered a peak in foreign investment of about 6 bln euro.
Low productivity and competitiveness on the European and world markets alike due to inadequate R&D funding, however, still remain a significant obstacle for foreign investment.
Nevertheless, according to the latest Annual report of the Economic Research Institute at the Bulgarian Academy of Sciences, the average salary in Bulgaria is a quarter (1/4) of the average salary in the European Union, and should be two times higher when the labour productivity is calculated in the formula.
During the Great Recession, Bulgaria saw its economy decline by 5.5% in 2009, but quickly restored positive growth levels to 0.2% in 2010, in contrast to other Balkan countries. However, the growth continued to be weak in the following years, and GDP only reached pre-crisis levels in 2014.
History
During the 17th and 18th century Bulgaria had a largely undeveloped industry with agriculture, crafts, and partly trade being the only developed industry sectors.
Bulgaria was one of the more dynamic industrial areas of the Ottoman Empire. Bulgaria experienced an economic boom in export-oriented textiles in the period 1815–65, even while the Ottoman Empire's economy was in decline. Bulgaria had comparatively weak economic growth from the 1870s to World War I. The Bulgarian export sector collapsed after Bulgarian independence in 1878. By 1903, industrial output in Bulgaria was far lower than in 1870.
During the 1930s, the Bulgarian economy was described as an economy militarily bound to Germany. In the early 1940s, as Germany began to lose the Second World War, the Bulgarian economy suffered a decline.
In the interwar period, there was considerable economic modernization in Bulgaria's agricultural sector, setting the conditions for rapid growth after World War II.
Cold War period
During the Socialism era, Bulgarian economy continued to be industrialized, although free market trade substantially decreased, as private market initiatives became state-regulated. Still, the Bulgarian economy made significant overall progress in modernizing road infrastructure, airline transportation, as well as developing the tourism sector by building tourist resorts along the Black sea coast and the mountain regions.
From the end of World War II until the widespread change of regime in Eastern Europe in November 1989, the Bulgarian Communist Party (BCP) exerted complete economic, social and political control in Bulgaria. The party's ascent to power in 1944 had marked the beginning of economic change towards planned economy. During that time, Bulgaria followed the Soviet model of economic development more closely than any other member of the Eastern Bloc, while becoming one of the first members of Comecon. The new regime shifted the economy type from a predominantly agrarian one towards an industrial economy, while encouraging the relocation of the labour force from the countryside to the cities, thus providing workers for the newly built large-scale industrial complexes. At the same time, the focus of Bulgarian international trade shifted from Central Europe to Eastern Europe and the USSR.
These new policies resulted in impressive initial rates of economic development. Bulgarian economy closely resembled that of the Soviet Union. Soviet-style centralised planning formed by consecutive five-year plan periods had more immediate benefits there compared to the other Eastern European states where it was first applied in the early 1950s. Throughout the postwar period, economic progress was also substantially assisted by a level of internal political stability unseen in other Eastern European countries during the same period. That represented a change on the Bulgarian political scene as political turbulence was common before BCP's ascent to power.
Nonetheless, beginning in the early 1960s, low capital and labour productivity, as well as expensive material inputs, plagued the Bulgarian economy. With disappointing rates of growth came a high degree of economic experimentation. This experimentation took place within the socialist economic framework, although never approaching a market-based economy.
In the late 1980s, continuing poor economic performance intensified economic hardship. By that time, the misdirection and irrationality of BCP economic policies had become quite clear. Bulgaria's economy contracted dramatically after 1987, shortly before Comecon, with which the Bulgarian economy had integrated closely, dissolved in 1991. On 10 November 1989, at the November plenum of BCP, Todor Zhivkov was dismissed from his long-held party leader and head of state positions. The communist regime gave way to democratic elections and government. Unlike the communist parties in most other Eastern European states, the BCP (changing its name to Bulgarian Socialist Party) retained power by winning the first free national elections in June 1990. That was made possible by changes in party leadership, programme, reduction of its power base and other moves which permitted economic re-orientation toward a market system. This difficult transition combined with political vagueness and unpreparedness of the Bulgarian people for social and economic changes led to dramatically worsening economic conditions during the early 1990s.
1990–2000
Economic performance declined dramatically at the beginning of the 1990s after the disbandment of the Comecon system and the loss of the Soviet and Comecon market, to which the country had been entirely tied. Also, as a result of political unrest with the first attempts to re-establish a democratic political system and free market economy the standard of living fell by about 40%, and only started to stabilize significantly after 1998 after the fall of Jean Videnov's socialist government. It regained pre-1989 levels by June 2004.
First signs of recovery showed in 1994 when GDP grew by 1.4%. This progress continued with a 2.5% rise in 1995. Inflation, which surged to 122% in 1994, fell to normal rates of 32.9% in 1995. During 1996, however, the economy collapsed during Jean Videnov's government. That was due to the Bulgarian Socialist Party's inability to introduce vital economic reforms and failure to set legislative standards for banking and financial institutions, thus forcing an unstable banking system. All this led to an inflation rate of 311%, and the collapse of the lev. In the spring 1997, the pro-reform United Democratic Forces coalition came to power with its ambitious economic reform package. The reforms included introduction of a currency board regime, which was agreed to with the International Monetary Fund and the World Bank, and allowed the economy to stabilize. The 2000s saw a steady pace of growth and budget surpluses, but shaky inflation.
Successful foreign direct investment and successive governments have demonstrated a commitment to economic reforms and responsible fiscal planning that have contributed greatly to the Bulgarian economy, with a historical growth rate average of 6% a year. Corruption in the public administration and a weak judiciary have continued to be long-term problems, with presence of organized crime remaining very high.
Although politicians were giving warranties that the late-2000s recession would not hit Bulgaria, the economy suffered a 5.5% GDP decline in that period. Unemployment rose for at least five-quarters bringing Bulgaria's worst recession since the early 1990s. Still, economic circumstances were not too severe when compared to the rest of Europe. Future prospects are tied to the country's increasingly important integration with the European Union member states.
Reforms of the 1990s and early 2000s
Members of the government promised to move forward on cash and mass privatization upon taking office in January 1995 but were slow to act. United Nations sanctions against Yugoslavia and Iraq (1990–2003), two of the country's most significant trading partners, took a heavy toll on the Bulgarian economy. The first signs of recovery emerged in 1994 when the GDP grew and inflation fell. The first round of mass privatisation finally began in January 1996, and auctions began toward the end of that year. The second and third rounds were conducted in Spring 1997 under a new government. In July 1998, the UDF-led government and the IMF reached an agreement on a 3-year loan worth about $800 million, which replaced the 14-month stand-by agreement that expired in June 1998. The loan was used to develop financial markets, improve social safety net programmes, strengthen the tax system, reform agricultural and energy sectors, and further liberalise trade. The European Commission, in its 2002 country report, recognised Bulgaria as a functioning market economy, acknowledging the progress made by Prime Minister Ivan Kostov's government toward market-oriented reforms.
Rebound from the February 1997 crisis
In April 1997, the Union of Democratic Forces (SDS) won pre-term parliamentary elections and introduced an IMF currency board system which succeeded in stabilizing the economy. The triple digit inflation of 1996 and 1997 has given way to an official economic growth, but forecasters predicted accelerated growth over the next several years. The government's structural reform program includes:
privatization and, where appropriate, liquidation of state-owned enterprises (SOEs);
liberalization of agricultural policies, including creating conditions for the development of a land market;
reform of the country's social insurance programs; and
reforms to strengthen contract enforcement and fight crime and corruption.
Despite reforms, weak control over privatization led many successful state enterprises to bankruptcy. The SDS government also failed to stop the growing negative account balance, which has since then continued to increase, reaching a negative of $12.65 billion in 2008. The government elected in 2001 pledged to maintain the fundamental economic policy objectives adopted by its predecessor in 1997, specifically: retaining the Currency Board, implementing sound financial policies, accelerating privatisation, and pursuing structural reforms. Both governments failed to implement sound social policies.
The economy really took off between 2003 and 2008 and growth figures quickly shot up, fluctuating between figures as high as 6.6% (2004) and 5.0% (2003). Even in the last pre-crisis year, 2008, the Bulgarian economy was growing rapidly at 6.0%, despite significantly slowing down in the last quarter.
Part of the European Union
On 1 January 2007 Bulgaria entered the European Union. This led to some immediate international trade liberalization, but there was no shock to the economy. The government ran annual surpluses of above 3%. This fact, together with annual GDP growth of above 5%, has brought the government indebtedness to 22.8% of GDP in 2006 from 67.3% five years earlier. This is to be contrasted with enormous current account deficits. Low interest rates guaranteed availability of funds for investment and consumption. For example, a boom in the real estate market started around 2003. At the same time annual inflation in the economy was variable and during the last five years (2003–2007) has seen a low of 2.3% and high of 7.3%. Most importantly, this poses a threat to the country's accession to the Eurozone. The Bulgarian government originally planned to adopt the Euro no sooner than 2015. Although Bulgaria will have to adopt the euro as a condition to membership, plans have since been postponed for better economic times. From a political point of view, there is a trade-off between Bulgaria's economic growth and the stability required for early accession to the monetary union. Bulgaria's per-capita PPP GDP is about 60% of the EU27 average (2021), while the country's nominal GDP per capita is about 35% of the EU27 average (2021). However, Bulgaria ranks 38th (2015) in the Ease of Doing Business rank list, higher than most other Eastern European states, and 40th (2012) in the Economic Freedom of the World index, outperforming Belgium, Spain, Poland, Hungary, Portugal. Bulgaria also has the lowest personal and corporate income tax rates in the EU, as well as the second lowest public debt of all European Union member states at 16.2% of GDP in 2010.
Financial crisis of 2007–2008
The country suffered a difficult start to 2009, after gas supplies were cut in the Russia-Ukraine gas dispute. Industrial output suffered, as well as public services, exposing Bulgaria's overdependence on Russian raw materials.
The financial crisis of 2007–2008 applied downward pressure on growth and employment by the last quarter of 2008. The real estate market, although not plummeting, ground to a halt and growth was significantly lower in the short-to-medium run.
During 2009, the grim forecasts for the effects of the Great Recession on the Bulgarian economy largely materialized. Although suffering less than the worst-hit countries, Bulgaria recorded its worst economic results since the 1997 meltdown. GDP shrank by around 5% and unemployment jumped. Consumer spending and foreign investment dropped dramatically and depressed growth in 2010 to 0.3%. Unemployment remains consistently high at around 10%.
New government and fiscal discipline
The government of Boyko Borisov elected in 2009 undertook steps to restore economic growth, while attempting to maintain a strict financial policy. The fiscal discipline set by Finance Minister Djankov proved successful and together with reduced budget spending it placed Bulgarian economy on the stage of steadily though slowly growing in the midst of world crisis. On 1 December 2009, Standard & Poor's upgraded Bulgaria's investment outlook from "negative" to "stable," which made Bulgaria the only country in the European Union to receive positive upgrade that year. In January 2010 Moody's followed with an upgrade of its rating perspective from "stable" to "positive."
Bulgaria was expected to join the Eurozone in 2013 but after the rise of some instability in the zone Bulgaria is withholding its positions towards the Euro, combining positive and realistic attitudes. The Bulgarian lev is anyway bound to the euro. Bulgaria regards becoming a member of the Eurozone at present as too risky. The 2012 Transatlantic Trends poll found that 72 percent of Bulgarians did not approve of the economic policy pursued by the government of the (then) ruling center-right GERB party and Prime Minister Boyko Borisov.
Economic statistics
Data
Data
The following table shows the main economic indicators in 1980–2018.
Household income or consumption by percentage share:
lowest 10%: 2.9%
highest 10%: 25.4% (25.4)
Distribution of family income - Gini index:
36.6% (2013)
Industrial production growth rate:
11.3% (Third Quarter)
Electricity:
production: 45.7 TWh (2006)
consumption: 37.4 TWh (2006)
exports: 7.8 TWh (2006)
imports: 0 TWh (2006)
Electricity - production by source:
fossil fuel: 47.8%
hydro: 8.1%
nuclear: 44.1%
other: 0% (2001)
Oil:
production: 3,000 bbl/day (2005 est.)
consumption: 131,400 bbl/day (2005 est.)
exports: 51,000 (2005 est.)
imports: 138,800 (2004 est.)
proved reserves: 15 million bbl (1 January 2006)
Natural gas:
production: 407,000 cu m (2005 est.)
consumption: 5.179 billion cu m (2005 est.)
exports: 0 cu m (2005 est.)
imports: 5.8 billion cu m (2005)
proved reserves: 5.703 billion cu m (1 January 2006 est.)
Agriculture - products:
vegetables, fruits, tobacco, livestock, wine, wheat, barley, sunflowers, sugar beets
Current account balance:
$ -5.01 billion (2006 est.)
Reserves of foreign exchange & gold:
$11.78 billion (2006 est.)
Exchange rates:
Sectors
In 2022, the sector with the highest number of companies registered in Bulgaria is Services with 200,853 companies followed by Retail Trade with 173,189 companies.
Industry and construction
Much of Bulgaria's communist-era industry was heavy industry, although biochemicals and computers were significant products beginning in the 1980s. Because Bulgarian industry was configured to Soviet markets, the end of the Soviet Union and the Warsaw Pact caused a severe crisis in the 1990s. After showing its first growth since the communist era in 2000, Bulgaria's industrial sector has grown slowly but steadily in the early 2000s. The performance of individual manufacturing industries has been uneven, however. Food processing and tobacco processing suffered from the loss of Soviet markets and have not maintained standards high enough to compete in Western Europe. Textile processing generally has declined since the mid-1990s, although clothing exports have grown steadily since 2000.
Oil refining survived the shocks of the 1990s because of a continuing export market and the purchase of the Burgas refinery by the Russian oil giant LUKoil. The chemical industry has remained in good overall condition but is subject to fluctuating natural gas prices. Growth in ferrous metallurgy, which is dominated by the Kremikovtsi Metals Combine, has been delayed by a complex privatization process and by obsolete capital equipment. Non-ferrous metallurgy has prospered because the Pirdop copper smelting plant was bought by Union Minière of Belgium and because export markets have been favourable.
The end of the Warsaw Pact alliance and the loss of Third World markets were grave blows to the defence industry. In the early 2000s, the industry's plan for survival has included upgrading products to satisfy Western markets and doing cooperative manufacturing with Russian companies. The electronics industry, which also was configured in the 1980s to serve Soviet markets, has not been able to compete with Western computer manufacturers. The industry now relies on contract agreements with European firms and attracting foreign investment. The automotive industry has ceased the manufacture of cars, trucks, and buses. Manufacture of forklifts, a speciality in the communist era, also has stopped. In the early 2000s, shipbuilding has prospered at the major Varna and Ruse yards because of foreign ownership (Ruse) and privatization (Varna).
Only in recent years electronics and electric equipment production has regained higher levels. The largest centres include Sofia, Plovdiv and the surrounding area, Botevgrad, Stara Zagora, Varna, Pravets and many other cities. Household appliances, computers, CDs, telephones, medical and scientific equipment are being produced. In 2008 the electronics industry shipped more than $260 million in exports, primarily of components, computers and consumer electronics.
Many factories producing transportation equipment still do not operate at full capacity. Plants produce trains (Burgas, Dryanovo), trams (Sofia), trolleys (Dupnitsa), buses (Botevgrad), trucks (Shumen), motor trucks (Plovdiv, Lom, Sofia, Lovech). Lovech has an automotive assembly plant. Rousse serves as the main centre for agricultural machinery. Bulgarian arms production mainly operates in central Bulgaria (Kazanlak, Sopot, Karlovo).
Construction output fell dramatically in the 1990s as industrial and housing construction declined, but a recovery began in the early 2000s. The sector, now dominated by private firms, has resumed the foreign building programs that led to prosperity in the communist era. The Glavbolgarstroy firm has major building projects in Kazakhstan, Russia, and Ukraine as well as domestic contracts.
One of the biggest Romanian investments in Bulgaria is in the construction/retail industry, namely the Budmax brand of construction supply stores (owned by Arabesque).
Energy
Bulgaria relies on imported oil and natural gas (most of which comes from Russia), together with domestic generation of electricity from coal-powered and hydro plants, and the Kozloduy nuclear plant. Bulgaria imports 97% of its natural gas from Russia. The economy remains energy-intensive because conservation practices have developed slowly. The country is a major regional electricity producer. Bulgaria produced 38.07 billion kWh of electricity in 2006
(in comparison, Romania, which has a population nearly three times larger than Bulgaria, produced 51.7 billion kW·h in the same year). The domestic power-generating industry, which was privatized in 2004 by sales to interests from Europe, Japan, Russia, and the United States, suffers from obsolete equipment and a weak oversight agency. To solve the latter problem, in 2008 the government set up a state-owned energy holding-company (Bulgarian Energy Holding EAD), composed of gas company Bulgargaz, Bulgartransgaz, power company NEK EAD, Electricity System Operator EAD, Kozloduy nuclear power station, Maritza-Iztok II thermal power station, the Mini Maritza Iztok (Maritza Iztok mines), and Bulgartel EAD. The state holds a 100% stake in the holding company. Most of Bulgaria's conventional power stations will require large-scale modernization in the near future. Bulgaria has some 64 small hydroelectric plants, which together produce 19 percent of the country's power output.
The Kozloduy nuclear plant, which in 2005 supplied more than 40 percent of Bulgaria's electric power, will play a diminishing role because two of its remaining four reactors (two were closed in 2002) must be closed by 2007 to comply with European Union (EU) standards. Kozloduy, which exported 14 percent of its output in 2006, was expected to cease all exportation in 2007. Construction of the long-delayed Belene nuclear plant resumed in 2006 although the project was canceled in 2012. Despite that there were attempts to restart the project. Belene, planned in the 1980s but then rejected, was revived by the safety controversy at Kozloduy.
Oil exploration is ongoing offshore in the Black Sea (the Shabla block) and on the Romanian border, but Bulgaria's chief oil income is likely to come as a transfer point on east–west and north–south transit lines. Burgas is Bulgaria's main oil port on the Black Sea. Bulgaria's largest oil refinery, Neftochim, was purchased by Russian oil giant LUKoil in 1999 and underwent modernization in 2005. Bulgaria's only significant coal resource is low-quality lignite, mainly from the state-owned Maritsa-Iztok and Bobov Dol complexes and used in local thermoelectric power stations.
Thermal power stations (TPPs) provide a significant amount of energy, with most of the capacity concentrated in the Maritsa Iztok Complex. The largest TPPs include:
"Maritsa Iztok 2" - 1,450 MW
"Varna" - 1,260 MW
"Maritsa Iztok 3" - 870 MW
"Bobov Dol" - 630 MW
"Ruse Iztok" - 600 MW
"Maritsa Iztok 1/ TETS Galabovo" - 650 MW
A$1.4 bln. project for the construction of an additional block for the Maritza Iztok 1 Thermal Power Station was completed on 3 June 2011.
Bulgaria ranks as a minor oil producer (97th in the world) with a total production of 3,520 bbl/day.
Prospectors discovered Bulgaria's first oil field near Tyulenovo in 1951. Proved reserves amount to .
Natural gas production halted in the late 1990s. Proved reserves of natural gas amount to 5.663 bln. cu m. The LUKOIL Neftochim oil refinery is Bulgaria's largest refining facility with annual revenues amounting to more than 4 billion leva (2 billion euro).
have seen a steady increase in electricity production from renewable energy sources such as wind and solar power. Wind energy has large-scale prospects, with up to 3,400 MW of installed capacity potential. Bulgaria operates more than 70 wind turbines with a total capacity of 112.6 MW, and plans to increase their number nearly threefold to reach a total capacity of 300 MW in 2010.
From 2010 to 2017, the import of waste for energy production increased for almost five times. Since 2014, the European Commission financed the installation of a plant for cogeneration of heat and electricity from refuse-derived fuel to be located in Sofia. In 2017, the Bulgaria's Ministry of Environment and Waters reported to the Basel convention that Bulgaria had imported "69,683 tonnes of waste for incineration in a form of RDF, SRF, pretreated mixed waste and mixed contaminated plastics."
As of March 2021, the total amount of tons of waste annually imported is substantially unknown.
Services and tourism
Although the contribution of services to gross domestic product (GDP) has more than doubled in the post-communist era, a substantial share of that growth has been in government services, and the qualitative level of services varies greatly. The Bulgarian banking system, which was weak in the first post-communist years, was fully reformed in the late 1990s, including stronger oversight from the National Bank of Bulgaria and gradual privatisation. In 2003 the banking system was fully privatised, and substantial consolidation began making the system more efficient in 2004. Several smaller banks grew substantially between 2004 and 2006. These processes increased public confidence in the banks. Although the system still requires consolidation, loan activity to individuals and businesses increased in the early 2000s. The insurance industry has grown rapidly since a market reform in 1997, with the help of foreign firms. An example is the Bulgarian Insurance Group (BIG), a pension-fund and insurance management company owned by the Dutch-Israeli TBI Holding Company and the European Bank for Reconstruction and Development (EBRD). The introduction of health and pension insurance plans has expanded the private insurance industry. A series of reform laws in the early 2000s enabled the Bulgarian Stock Exchange to begin regular operation. As of 2005, stock market activity was limited by lack of transparency, although the growth rate increased beginning in 2004.
After a decline in the 1990s, in the 21st century the tourism industry has grown rapidly. In 2016 some 10 million foreigners visited Bulgaria, up from 4 million in 2004 and 2.3 million in 2000. This trend is based on a number of attractive destinations, low costs, and restoration of facilities. Most of the industry had been privatised by 2004. Infrastructure items such as recreation facilities and booking services require improvement. Development of Bulgaria's retail sales sector was slow until the early 2000s, when a large number of Western-style outlets began to appear, and Sofia developed as a retail center. By 2006, several major European retail chains had opened stores, and others planned to enter the Bulgarian market.
Bulgaria has attracted considerable investment from foreigners buying property either for their own use or for investment. In 2006, more than 29% of property deals were signed by foreigners, more than half of whom were British citizens. Various companies, such as Bulgarian Dreams, actively marketed Bulgarian properties to buyers overseas.
In 2007 Bulgaria was visited by 5,200,000 tourists, ranking 39th in the world. Tourists from Greece, Romania and Germany account for 40% of visitors. Significant numbers of British (+300,000), Russian (+200,000), Serbian (+150,000), Polish (+130,000) and Danish (+100,000) tourists also visit Bulgaria. Most of them are attracted by the varying and beautiful landscapes, well-preserved historical and cultural heritage, and the tranquility of rural and mountain areas.
In Easter of 2018 it was reported that around 90% of tourists in Varna, one of Bulgaria's largest tourism locations, came from Romania.
Main destinations include the capital Sofia, coastal resorts Sunny Beach, Albena, Sozopol, Sveti Vlas; winter resorts Bansko, Pamporovo, Chepelare and Borovetz. Arbanasi and Bozhentsi are rural tourist destinations with well-preserved ethnographic traditions. Other popular attractions are the 10th century Rila Monastery and the 19th century Euxinograd château.
Agriculture, forestry, and fishing
In the communist era, Bulgaria's agriculture was heavily centralized, integrated with agriculture-related industries, and state-run. In the postcommunist era, the process of restoring agricultural land to private owners has been in a form that ensures productivity has been slow. Bank investment and insecurity in the land market contributed to slow development in the 1990s. By 2004 some 98 percent of the workforce and output of Bulgaria's agricultural sector was private, including a number of large private cooperative enterprises. A significant amount of food also is produced for direct consumption by non-farmers on small plots, which are an important support for parts of the population. In 2000 and 2003, droughts limited agricultural production, and floods had the same effect in 2005. Bulgaria's main field crops are wheat, corn, and barley. The main industrial crops are sugar beets, sunflowers, and tobacco. Tomatoes, cucumbers, and peppers are the most important vegetable exports. Production of apples and grapes, Bulgaria's largest fruit products, has decreased since the communist era, but the export of wine has increased significantly. The most important types of livestock are cattle, sheep, poultry, pigs, and buffaloes, and the main dairy products are yogurt, cow and sheep cheese. Bulgaria is the world's 13th largest sheep milk producer and is the 15th largest producer of tobacco and 13th largest producer of raspberries in Europe. Specialized equipment amounts to some 25,000 tractors and 5,500 combine harvesters, with a fleet of light aircraft.
In 2004 an estimated one-third of Bulgaria's land mass was covered by forests, of which about 40 percent was conifers. Between 1980 and 2000, the forested area increased by 4.6 percent. In 2002 a total of 4,800 tons of timber was harvested, 44 percent of which was fuel wood and 20 percent, pulpwood. Although nominal state timber standards are very strict, in 2004 an estimated 45 percent of Bulgaria's timber harvest was logged illegally because of corruption in the forest service. Some 7.5 percent of forests are protected from all uses, and 65 percent are designated for ecological and commercial use. In 2005 about 70 percent of the total forest resource was rated economically viable.
Since Bulgaria stopped high-seas fishing in 1995, the country has imported increasing amounts of fish. The fish farming industry (particularly sturgeon) has expanded in the early 2000s, and some environmental improvements in the Black Sea and the Danube River, the principal sources of fish, may increase the take in future years. However, the catch from those sources has decreased sharply in recent decades, yielding only a few species of fish for domestic markets in 2004. Between 1999 and 2001, Bulgaria's total fish harvest, wild and cultivated, dropped from 18,600 tons to 8,100 tons, but in 2003 the harvest had recovered to 16,500 tons.
Production of the most important crops (according to the Food and Agriculture Organization) in 2006 (in '000 tons) amounted to: wheat 3301.9; sunflower 1196.6; maize 1587.8; grapes 266.2; tobacco 42.0; tomatoes 213.0; barley 546.3; potatoes 386.1; peppers 156.7; cucumbers 61.5; cherries 18.2; watermelons 136.0; cabbage 72.7; apples 26.1; plums 18.0; strawberries 8.8.
Mining and minerals
Bulgaria's mining industry has declined in the post-communist era. Many deposits have remained underdeveloped because of a lack of modern equipment and low funding. Mining has contributed less than 2 percent of GDP and engaged less than 3 percent of the workforce in the early 2000s. Bulgaria has the following estimated deposits of metallic minerals: 207 million tons of iron ore, 127 million tons of manganese ore, 936 million tons of copper ore, 238 million tons of chromium ore, and 150 million tons of gold ore. Several of Bulgaria's minerals are extracted commercially; 80 percent of mining is done by open-pit excavation. Iron extraction at Kremikovtsi and elsewhere is not sufficient to support the domestic steel industry, but copper, lead, and zinc deposits fully supply the nonferrous metallurgy industries. A British firm has exploratory gold mines at Dikanyite and Gornoseltsi, and a domestic copper and gold mine operates at Chelopech. About 50 nonmetallic minerals are present in significant amounts. Substantial amounts of uranium are present in the Rhodope Mountains, but no extraction has occurred in the last 10 years.
Despite the poor performance of the mining sector, productivity has increased in recent years. Mining remains one of the most important sources of export earnings and is still a significant contributor to economic growth. The mining industry is worth $760 mln, and, along with related industries, employs 120,000 people. The rising global prices of gold, lead and copper in 2010, as well as investments in zinc and coal production, have boosted economic growth in the mining sector after the Financial crisis of 2007–2008. As of 2010 Bulgaria ranks as the 19th largest coal producer in the world, 9th largest bismuth producer, 19th largest copper producer, and the 26th largest zinc producer. In Europe, the country ranks fourth in gold production and sixth in coal production.
The "Elatsite" copper mine and reprocessing facility, built during Vulko Chervenkov's rule, takes its place as one of the largest in South-Eastern Europe. It extracts 13 million tonnes of ore annually, producing about 42,000 tonnes of copper, 1.6 tonnes of gold and 5.5 tonnes of silver.
Ferrous metallurgy has major importance. Much of the production of steel and pig iron takes place in Kremikovtsi and Stomana steel in Pernik, with a third metallurgical base in Debelt. In production of steel and steel products per capita the country heads the Balkans. the fate of Kremikovtsi steel factories has come under debate because of serious pollution in the capital, Sofia.
The largest refineries for lead and zinc operate in Plovdiv, Kardzhali and Novi Iskar; for copper in Pirdop and Eliseina (now defunct); for aluminium in Shumen. In production of many metals per capita, such as zinc and iron, Bulgaria ranks first in Eastern Europe.
Infrastructure
Bulgaria's national road network has a total length of , of which are paved. The motorways in Bulgaria, such as Trakia, Hemus, Struma and Maritsa, are being improved and elongated to a total length of as of November 2015. Railroads are a major mode of freight transportation, although highways carry a progressively larger share of freight. Bulgaria also has of railway track and plans to construct a high-speed railway by 2017, at a cost of €3 bln. Sofia and Plovdiv are major air travel hubs, while Varna and Burgas are the principal maritime trade ports.
Bulgaria has an extensive, but antiquated telecommunications network which requires substantial modernization. Telephone service is available in most villages, and a central digital trunk line connects most regions. Currently there are three active mobile phone operators - A1 Bulgaria, Telenor and Vivacom. Since 2000, a rapid increase in the number of Internet users has occurred – from 430,000 they grew to 1,545,100 in 2004, and 3.4 million (48% penetration rate) in 2010. In 2017, the Internet users in Bulgaria are 4.2 million people (59.8% penetration rate).
Bulgaria had the 3rd fastest Average Broadband Internet Speed in the world, after Romania and South Korea, in 2011.
In 2017, Bulgaria ranks 27th in the world in the Mean Download Speed chart with 17.54 Mbit/s, ranks 31st in the world in the Average Monthly Broadband Cost chart with $28.81, and holds the 18th position in the world in the Speed/Cost Ratio with as much as 0.61.
Science and technology
In 2010, Bulgaria spent 0.25% of its GDP on scientific research, which represents one of the lowest scientific budgets in Europe.
Chronic underinvestment in the sector since 1990 forced many scientific professionals to leave the country. As a result, Bulgaria's economy scores low in terms of innovation, competitiveness and high added value exports. Nevertheless, Bulgaria ranked 8th in the world in 2002 by total number of ICT specialists, outperforming countries with far larger populations, and it operates the only supercomputer in the Balkan region, an IBM Blue Gene/P, which entered service in September 2008.
The Bulgarian Academy of Sciences (BAS) is the leading scientific institution in the country and employs most of Bulgaria's researchers in its numerous branches. The principal areas of research and development are energy, nanotechnology, archaeology and medicine.
With major-general Georgi Ivanov flying on Soyuz 33 in 1979, Bulgaria became the 6th country in the world to have an astronaut in space. Bulgaria has deployed its own experiments on various missions, such as the RADOM-7 dosimeters on the International Space Station and Chandrayaan-1 and the space greenhouse (a Bulgarian invention) on the Mir space station. In 2011 the government announced plans to reboot the space program by producing a new microsatellite and joining the European Space Agency.
From June 2017, Bulgaria will have its first geostationary communications satellite. BulgariaSat-1 is a geostationary communications satellite operated by Bulgaria Sat and manufactured by SSL, based on the space-proven SSL 1300 satellite platform.
BulgariaSat-1 is the first in the history of the country geostationary communications satellite at the Bulgarian orbital position and it is designed to provide Direct-to-Home (DTH) television service and data communications services to the Balkans and other European regions.
In this way, Bulgaria will be among other European countries with their satellites, namely Belarus, France, Greece, Italy, Luxembourg, Norway, Russia, Spain, Sweden, Turkey and the United Kingdom.
Due to its large-scale computing technology exports to COMECON states, in the 1980s Bulgaria became known as the Silicon Valley of the Eastern Bloc.
Labour
In 2005 the labour force was estimated at 3.3 million; in 2004, 11 percent worked in agriculture, 33 percent in industry, and 56 percent in services. The unemployment rate has been in double digits throughout the post-communist era, reaching a high point of 19 percent in 2000. Since then, the rate has decreased substantially with the creation of new jobs in private and state enterprises. In 2005 the official figure was 11.5 percent, compared with 16.9 percent at the end of 2002. However, in 2003 an estimated 500,000 Bulgarians were unemployed but not officially counted because they were not seeking work. In January 2005, the government raised the minimum wage by 25 percent, to US$90 per month. The largest labour unions are Podkrepa (Support) and the Confederation of Independent Trade Unions in Bulgaria. They represent labour in the National Council for Tripartite Partnership, in which they join government and business representatives to discuss issues of labour, social security, and living standards. The unions were an important political force in the fall of the Zhivkov regime. In late autumn of 2016 reported an unemployment rate of 7%. In 2016, the government increased the minimum wage to 215 euros per month. At the end of 2016 the average monthly salary is about 480 euros a month, but there are differences in the regions of the country.
The average monthly gross salary has reached the value of 1,036 leva (530 euro) in March 2017. According to the latest Annual report of the Institute of Economic Studies at the Bulgarian Academy of Sciences, the average salary in Bulgaria is only a quarter (1/4) of the average salary in the EU, and should be two times higher when the labour productivity is calculated in the formula.
Currency and inflation
Bulgaria's unit of currency is the lev (pl., leva). In October 2006, the U.S. dollar was worth 1.57 leva. In 1999 the value of the lev was pegged to that of the German Deutschmark, which was replaced by the euro in 2001. Following Bulgaria's admission to the EU, the lev is scheduled to be replaced by the euro.
In 2003 Bulgaria's inflation rate was estimated at between 2.3 and 3 percent. The rate was 6 percent in 2004 and 5 percent in 2005. In 2015 and 2016 it was recorded minimum level of deflation.
Taxation, state budget and debt
As of 1 January 2008 the income tax for all citizens is set to a flat rate of 10%. This flat tax is one of the lowest income rates in the world and the lowest income rate in the European Union. The reform was done in pursue for higher GDP growth and greater tax collection rates. Some called it a "revolution" in taxation, but the changes were met with mild discussions and some protests by affected working classes. The proposal was modified to allow for compensating the perceived losers from the changes in the tax formula. The corporate income tax is also 10% as of 1 January 2007 which is also among the lowest in Europe. Currently this taxation is kept while other countries raised their taxes during the crisis. However, most of the state revenues come from VAT and excises, but share of income and corporate taxes in the revenues is increasing.
For 2005 Bulgaria's estimated state revenues totaled US$11.2 billion, and its estimated state expenditures, including capital expenditures, were US$10.9 billion, yielding a surplus of US$300 million. In 2004 revenues totaled US$10.1 billion and expenditures US$9.7 billion, for a surplus of US$400 million.
After the political changes, in 1991, Bulgaria had a US$11.25 billion state debt, which represented 180% of the GDP. The state debt peaked in 1994, when it reached US$14.4 billion. During 1998-2008 Bulgaria maintained policy of budget surpluses, which reduced the state debt to 5.07 billion euro. Combined with the economic growth in that period, the state debt dropped to a record low of 13.7% of GDP, one of the lowest in the European Union. In 2008 Bulgaria also maintained 4.286 billion euro fiscal reserve, meaning that net state debt at this moment was only 0.784 billion euro. After the 2008 financial crisis Bulgaria turned to policy of budget deficits and at the end of 2013 the state debt rose up to 7.219 billion euro, representing 18.1% of the GDP. In 2015, the debt rate increased further to 26.7% of the GDP, still remaining the third lowest in EU after Estonia and Luxembourg. Part of the increase was driven by the collapse of Corporate Commercial Bank in 2014, the fourth largest bank in the country, and the subsequent paying out of guaranteed deposits.
Foreign economic relations
In the 1990s, Bulgaria moved gradually away from dependence on markets in the former Soviet sphere, increasing its exports to the European Union (EU). In 1999 Bulgaria joined the Central European Free-Trade Agreement (CEFTA), with whose members (Croatia, the Czech Republic, Hungary, Poland, Romania, Slovakia, and Slovenia; Macedonia was added in 2006) it has established important trade relations. The admission of all but Croatia and Romania to the EU in 2004 reduced the significance of CEFTA trade, however. In 2004 some 54 percent of Bulgaria's import trade and 58 percent of its export trade was with EU member countries. Bulgaria has bilateral free-trade agreements with Albania, Croatia, Estonia, Israel, Latvia, Lithuania, Macedonia, Moldova, and Turkey.
In the early 2000s, hydrocarbon fuels remained an important import, although beginning in the late 1990s those commodities' share of total imports decreased significantly, from 29 percent in 1996 to 13 percent in 2004. During that period, the diversification of imported products
improved as the volume of machinery and equipment, consumer products, and automobiles increased. A large percentage of imports is accounted for by raw materials such as cloth, metal ore, and petroleum, which are processed and re-exported. The most important imports in 2005 were machinery and equipment, metals and ores, chemicals and plastics, fuels, and minerals. The major sources of imports, in order of volume, were Germany, Russia, Italy, Turkey, and Greece. In 2005 Bulgaria's largest export markets, in order of volume, were Italy, Germany, Turkey,
Greece, and Belgium. The most important export commodities were clothing, footwear, iron and steel, machinery and equipment, and fuels. In 2005 Bulgaria's exports totaled US$11.7 billion and its imports totaled US$15.9 billion, incurring a trade deficit of US$4.2 billion. The trade deficit is especially severe with Russia, where markets for Bulgarian goods have shrunk drastically in the early 2000s.
In the first half of 2006, Bulgaria had a current account deficit of US$2.3 billion, a substantial increase over the deficit for the same period of 2005, which was some US$1.4 billion. Its trade deficit was US$2.78 billion, foreign direct investment totaled US$1.8 billion, and the financial account balance was US$2.29 billion. In mid-2006 the overall balance of payments was US$883 million, compared with US$755 million for the same period of 2005.
Bulgaria's large foreign debt has been an economic burden throughout the postcommunist era. At the end of 2005, Bulgaria reported an external debt of US$15.2 billion, an increase in value but a decrease as a percentage of gross domestic product (GDP) compared with 2002 and previous years. As a percentage of GDP, the external debt remained constant between 2004 and 2005.
Beginning in the late 1990s, investment from the West and from Russia has contributed significantly to recovery from the economic crisis of 1996–97, but the rate of investment has remained lower than that in other countries of Eastern Europe. In 2003 the largest national sources of foreign direct investment, in order of volume, were Austria, Greece, Germany, Italy, and the Netherlands. In 1997 the Belgian Solve company bought the Deny Soda Combine, and in 1999 LUKoil of Russia bought the Neftochim Oil Refinery at Burgas. Union Minière, a Belgian mining company, bought the large Pirdop copper-smelting plant, giving an important boost to Bulgarian nonferrous metallurgy. A number of foreign companies have invested in the chemical fertilizer and food-processing industries in the early 2000s, China invested in the Bulgarian electronics industry. Some cooperative agreements have been made for manufacture of vehicle components. Daimler-Chrysler of Germany has a contract to update Bulgaria's military transport vehicles between 2003 and 2015. The French Eurocopter company has a bilateral protocol involving a variety of machinery, computer software, and other industrial products. In 2004 Bulgarian oil reserves attracted interest from Melrose Resources of Edinburgh. Russia's natural gas giant, Gazprom, has pledged investment in Bulgaria's natural gas infrastructure in exchange for increased purchase of its product. A three-company Israeli consortium agreed in 2004 to work with the domestic Overgas company (which is half-owned by Gazprom) on a major natural-gas distribution network in Bulgaria. In 2005 three European consortia submitted bids for construction of the Belene nuclear power plant. One such investor is the Italian ENEL energy consortium, which also owns the Maritsa–Iztok–3 thermal power plant. In 2006 Russia's Gazprom company bid against several European energy companies for ownership of newly privatized regional heating utilities, and the Austrian Petromaxx Energy Group invested US$120 million in a new oil refinery at Silistra.
In December 1996, Bulgaria joined the World Trade Organization. In the early 1990s Bulgaria's slow pace of privatization, contradictory government tax and investment policies, and bureaucratic red tape kept foreign investment among the lowest in the region. Total direct foreign investment from 1991 through 1996 was $831 million. In the years since 1997, however, Bulgaria has begun to attract substantial foreign investment. In 2004 alone over 2.72 billion Euro (3.47 billion US dollars) were invested by foreign companies. In 2005 economists observed a slowdown to about 1.8 billion euros (2.3 billion US dollars) in FDI which is attributed mainly to the end of the privatization of the major state owned companies. After joining the EU in 2007 Bulgaria registered a peak in foreign investment of about 6 billion euros.
Miscellaneous data
Bulgarian households with Internet access at home
The data on ICT usage in households and by individuals are based on an annual sample survey which is part of the European Community Statistical Programme. The methodology and the statistical tools are completely harmonized to Eurostat requirements and Regulation No.808/2004 of the European Parliament and the council. The aim of the survey is to collect and disseminate reliable and comparable information on the use of Information and Communication Technologies in households at European level and covers the following subjects:
access to and use of ICT systems by individuals and/or in households;
use of internet for different purposes by individuals and/or in households;
ICT security;
ICT competence;
e-Commerce;
barriers to use of ICT and the internet;
perceived effects of ICT usage on individuals and/or in households.
See also
List of Bulgarian provinces by GDP
Bulgarian National Bank
Bulgarian Stock Exchange
Economy of Europe
Starting a Business in Bulgaria
References
''This article incorporates public domain material Bulgaria country profile (October 2006) from websites or documents of the Library of Congress Federal Research Division.
External links
CIA World Factbook
Tax rates and tax revenue
Bulgaria
Bulgaria
Bulgaria |
3674 | https://en.wikipedia.org/wiki/Bulgarian%20Armed%20Forces | Bulgarian Armed Forces | The Bulgarian Army () is the military of Bulgaria. The commander-in-chief is the president of Bulgaria. The Ministry of Defense is responsible for political leadership, while overall military command is in the hands of the Defense Staff, headed by the Chief of the Defense. There are three main branches of the Bulgarian military, named literally the Land Forces, the Air Forces and the Naval Forces (the term "Bulgarian Army" refers to them encompassed all together).
Throughout history, the Army has played a major role in defending the country's sovereignty. Only several years after its inception in 1878, Bulgaria became a regional military power and was involved in several major wars – Serbo-Bulgarian War (1885), First Balkan War (1912–13), Second Balkan War (1913), First World War (1915–1918) and Second World War (1941–1945), during which the Army gained considerable combat experience. During the Cold War, the People's Republic of Bulgaria maintained one of the largest militaries in the Warsaw Pact, numbering an estimated 152,000 troops in 1988. Since the Fall of Communism, the political leadership has decided to pursue a pro-NATO policy, thus reducing military personnel and weaponry. Bulgaria joined the North Atlantic Treaty Organization on 29 March 2004.
The patron saint of the Bulgarian Army is St. George. The Armed Forces Day or St. George's Day (6 May) is an official holiday in Bulgaria.
History of the Bulgarian Army
Medieval Period
The modern Bulgarian military dates back to 1878. On 22 July 1878 (10 July O.S.) a total of 12 battalions of opalchentsi who participated in the Liberation war, formed the Bulgarian armed forces. According to the Tarnovo Constitution, all men between 21 and 40 years of age were eligible for military service. In 1883 the military was reorganised in four infantry brigades (in Sofia, Pleven, Ruse and Shumen) and one cavalry brigade.
Serbo-Bulgarian war
The Serbo-Bulgarian War was the first armed conflict after Bulgaria's liberation. It was a result of the unification with Eastern Rumelia, which happened on 6 September 1885. The unification was not completely recognised, however, and one of the countries that refused to recognise the act was the Kingdom of Serbia. The Austro-Hungarian Empire had been expanding its influence in the Balkans and was particularly opposed. Serbia also feared this would diminish its dominance in the region. In addition, Serbian ruler Milan Obrenović IV was annoyed that Serbian opposition leaders like Nikola Pašić, who had escaped persecution after the Timok Rebellion, had found asylum in Bulgaria. Lured by Austria-Hungary's promises of territorial gains from Bulgaria (in return for concessions in the western Balkans), Milan IV declared war on Bulgaria on 14 November 1885.
Military strategy relied largely on surprise, as Bulgaria had moved most of its troops near the border with the Ottoman Empire, in the southeast. As it happened, the Ottomans did not intervene and the Serbian army's advance was stopped after the Battle of Slivnitsa. The main body of the Bulgarian army travelled from the Ottoman border in the southeast to the Serbian border in the northwest to defend the capital, Sofia. After the defensive battles at Slivnitsa and Vidin, Bulgaria began an offensive that took the city of Pirot. At this point the Austro-Hungarian Empire stepped in, threatening to join the war on Serbia's side if Bulgarian troops did not retreat. Fighting lasted for only 14 days, from 14–28 November. A peace treaty was signed in Bucharest on 19 February 1886. No territorial changes were made to either country, but Bulgarian unification was recognised by the Great Powers.
First Balkan War
Instability in the Balkan region in the early 1900s quickly became a precondition for a new war. Serbia's aspirations towards Bosnia and Herzegovina were thwarted by the Austrian annexation of the province in October 1908, so the Serbs focused their attention onto Kosovo, and to the south for expansion. Greek officers, revolting in August 1909, had secured the appointment of a progressive government under Eleftherios Venizelos, which they hoped would resolve the Cretan issue in Greece's favor and reverse their defeat of 1897 by the Ottomans. Bulgaria, which had secured Ottoman recognition of its independence in April 1909 and enjoyed the friendship of Russia, also looked to districts of Ottoman Thrace and Macedonia for expansion.
In March 1910 an Albanian insurrection broke out in Kosovo. In August Montenegro followed Bulgaria's precedent by becoming a kingdom. In 1911 Italy launched an invasion of Tripolitania, which was quickly followed by the occupation of the Dodecanese Islands. The Italians' decisive military victories over the Ottoman Empire greatly influenced the Balkan states to prepare for war against Turkey. Thus, in the spring of 1912 consultations among the various Christian Balkan nations resulted in a network of military alliances that became known as the Balkan League. The Great Powers, most notably France and Austria-Hungary, reacted to this diplomatic sensation by trying to dissuade the League from going to war, but failed.
In late September both the League and the Ottoman Empire mobilised their armies. Montenegro was the first to declare war, on 25 September (O.S.)/ 8 October. The other three states, after issuing an impossible ultimatum to the Porte on 13 October, declared war on Turkey on 17 October. The Balkan League relied on 700,000 troops, 370,000 of whom were Bulgarians. Bulgaria, often dubbed "the Prussia of the Balkans", was militarily the most powerful of the four states, with a large, well-trained and well-equipped army. The peacetime army of 60,000 troops was expanded during the war to 370,000, with almost 600,000 men mobilized in total out of a population of 4,300,000. The Bulgarian field army consisted of nine infantry divisions, one cavalry division and 1,116 artillery units. Commander-in-Chief was Tsar Ferdinand, while the actual command was in the hands of his deputy, Gen. Mikhail Savov. The Bulgarians also possessed a small navy of six torpedo boats, which were restricted to operations along the country's Black Sea coast.
Bulgaria's war aims were focused on Thrace and Macedonia. For the latter, Bulgaria had a secret agreement with Serbia to divide it between them, signed on 13 March 1912 during the negotiations that led to the establishment of the Balkan League. However, it was not a secret that Bulgaria's target was the fulfillment of the never-materialized Treaty of San Stefano, signed after the Russo-Turkish War, 1877–78. They deployed their main force in Thrace, forming three armies. The First Army, under Gen. Vasil Kutinchev with three infantry divisions, was deployed to the south of Yambol, with direction of operations along the Tundzha River. The Second Army, under Gen. Nikola Ivanov with two infantry divisions and one infantry brigade, was deployed west of the First and was assigned to capture the strong fortress of Adrianople (now Edirne). According to the plans, the Third Army, under Gen. Radko Dimitriev, was deployed east of and behind the First and was covered by the cavalry division hiding it from the Turkish view. The Third Army had three infantry divisions and was assigned to cross the Stranja mountain and to take the fortress of Lozengrad (Kirk Kilisse). The 2nd and 7th divisions were assigned independent roles, operating in western Thrace and eastern Macedonia, respectively.
The first great battles were at the Adrianople–Kirk Kilisse defensive line, where the Bulgarian 1st and 3rd Armies (together 110,000 men) defeated the Ottoman East Army (130,000 men) near Gechkenli, Seliolu and Petra. The fortress of Adrianople was besieged and Kirk Kilisse was taken without resistance under the pressure of the Bulgarian Third Army. The initial Bulgarian attack by First and Third Army defeated the Turkish forces, numbering some 130,000, and reached the Sea of Marmara. However, the Turks, with the aid of fresh reinforcements from the Asian provinces, established their third and strongest defensive position at the Chataldja Line, across the peninsula where Constantinople is located. New Turkish forces landed at Bulair and Şarköy, but after heavy fighting they were crushed by the newly formed 4th Bulgarian Army under the command of Gen Stiliyan Kovachev. The offensive at Chataldja failed, too. On 11 March the final Bulgarian assault on Adrianople began. Under the command of Gen. Georgi Vazov the Bulgarians, reinforced with two Serb divisions, conquered the "untakeable" city. On 17/30 May a peace treaty was signed between Turkey and the Balkan Alliance. The First Balkan War, which lasted from October 1912-May 1913, strengthened Bulgaria's position as a regional military power, significantly reduced Ottoman influence over the Balkans and resulted in the formation of an independent Albanian state.
Second Balkan War
The peace settlement of the First Balkan War proved unsatisfactory for both Serbia and Bulgaria. Serbia refused to cede a part of the territories in Macedonia, which it occupied and promised to give to Bulgaria according to a secret agreement. Serbia, on its side, was not satisfied with the independence of Albania and sought a secret alliance with Greece. Armed skirmishes between Serbian and Bulgarian troops occurred.
On 16 June 1913, just a few months after the end of the first war, the Bulgarian government ordered an attack on Serbian and Greek positions in Macedonia, without declaring war. Almost all of Bulgaria's 500,000-man standing army was positioned against these two countries, on two fronts—western and southern—while the borders with Romania and the Ottoman Empire were left almost unguarded. Montenegro sent a 12,000-strong force to assist the Serbs. Exhausted from the previous war, which took the highest toll on Bulgaria, the Bulgarian army soon turned to the defensive. Romania attacked from the north and northeast and the Ottoman Empire also intervened in Thrace. Allied numerical superiority was almost 2:1. After a month and two days of fighting, the war ended as a moral disaster for Bulgaria, and at the same time its economy was ruined and its military demoralised.
First World War
The Kingdom of Bulgaria participated in World War I on the side of the Central Powers between 15 October 1915, when the country declared war on Serbia, and 29 September 1918, when the Armistice of Thessalonica was signed. In the aftermath of the Balkan Wars, Bulgarian opinion turned against Russia and the western powers, whom the Bulgarians felt had done nothing to help them. The government of Vasil Radoslavov aligned the country with Germany and Austria-Hungary, even though this meant also becoming an ally of the Ottomans, Bulgaria's traditional enemy. However, Bulgaria now had no claims against the Ottomans, whereas Serbia, Greece and Romania (allies of Britain and France) were all in possession of lands perceived in Bulgaria as its own.
In 1915 Germany promised to restore the boundaries according to the Treaty of San Stefano and Bulgaria, which had the largest army in the Balkans, declared war on Serbia in October of that year. In the First World War Bulgaria decisively asserted its military capabilities. The second Battle of Doiran, with Gen. Vladimir Vazov as commander, inflicted a heavy blow on the numerically superior British army, which suffered 12,000 casualties against 2,000 from the opposite side. One year later, during the third battle of Doiran, the United Kingdom, supported by Greece, once again suffered a humiliating defeat, losing 3,155 men against just about 500 on the Bulgarian side. The reputation of the French army also suffered badly. The Battle of the Red Wall was marked by the total defeat of the French forces, with 5,700 out of 6,000 men killed. The 261 Frenchmen who survived were captured by Bulgarian soldiers.
Despite the outstanding victories, Germany was near defeat, which meant that Bulgaria would be left without its most powerful ally. The Russian Revolution of February 1917 had a great effect in Bulgaria, spreading antiwar and anti-monarchist sentiment among the troops and in the cities. In June Radoslavov's government resigned. In 1919 Bulgaria officially left the war with the Treaty of Neuilly-sur-Seine.
The army between the World Wars
The Treaty of Neuilly-sur-Seine proved to be a severe blow to Bulgaria's military. According to the treaty, the country had no right to organize a conscription-based military. The professional army was to be no more than 20,000 men, including 10,000 internal forces and 3,000 border guards. Equipping the army with tanks, submarines, bombers and heavy artillery was strictly prohibited, although Bulgaria managed to get around some of these prohibitions. Nevertheless, on the eve of World War II the Bulgarian army was still well-trained and well-equipped. In fact, the Bulgarian Army had been expanded in 1935.
World War II
The government of the Kingdom of Bulgaria under Prime Minister Bogdan Filov declared a position of neutrality upon the outbreak of World War II. Bulgaria was determined to observe it until the end of the war but it hoped for bloodless territorial gains, especially in the lands with a significant Bulgarian population occupied by neighbouring countries after the Second Balkan War and World War I. However, it was clear that the central geopolitical position of Bulgaria in the Balkans would inevitably lead to strong external pressure by both World War II factions. Turkey had a non-aggression pact with Bulgaria. On 7 September 1940 Bulgaria succeeded in negotiating a recovery of Southern Dobruja with the Treaty of Craiova (see Second Vienna Award). Southern Dobruja had been part of Romania since 1913. This recovery of territory reinforced hopes for resolving other territorial problems without direct involvement in the war. The country joined the Axis Powers in 1941, when German troops preparing to invade Yugoslavia and Greece reached the Bulgarian borders and demanded permission to pass through its territory.
On 1 March 1941, Bulgaria signed the Tripartite Pact and officially joined the Axis bloc. After a short period of inaction, the army launched an operation against Yugoslavia and Greece. The goal of reaching the shores of the Aegean Sea and completely occupying the region of Macedonia was successful. Even though Bulgaria did not send any troops to support the German invasion of the Soviet Union, its navy was involved in a number of skirmishes with the Soviet Black Sea Fleet, which attacked Bulgarian shipping. Besides this, Bulgarian armed forces garrisoned in the Balkans battled various resistance groups. The Bulgarian government declared a token war on the United Kingdom and the United States near the end of 1941, an act that resulted in the bombing of Sofia and other Bulgarian cities by Allied aircraft.
Some communist activists managed to begin a guerrilla movement, headed by the underground Bulgarian Communist Party. A resistance movement called Otechestven front (Fatherland front, Bulgarian: Отечествен фронт) was set up in August 1942 by the Communist Party, the Zveno movement and a number of other parties to oppose the elected government, after a number of Allied victories indicated that the Axis might lose the War. In 1943 Tsar Boris III died suddenly. In the summer of 1944, after having crushed the Nazi defense around Iaşi and Chişinău, the Soviet Army was approaching the Balkans and Bulgaria. On 23 August 1944 Romania quit the Axis Powers, declared war on Germany and allowed Soviet forces to cross its territory to reach Bulgaria. On 26 August 1944 the Fatherland Front made the decision to incite an armed rebellion against the government, which led to the appointment of a new government on 2 September. Support for the government was withheld by the Fatherland Front, since it was composed of pro-Nazi elements, in a desperate attempt to hold on to power. On 5 September 1944 the Soviet Union declared war and invaded Bulgaria. On 8 September 1944 the Bulgarian army joined the Soviet Union in its war against Germany.
Cold War era
As the Red Army invaded Bulgaria in 1944 and installed a communist government, the armed forces were rapidly forced to reorganise following the Soviet model, and were renamed the Bulgarian People's Army (Bohlgarska Narodna Armija, BNA). Moscow quickly supplied Bulgaria with T-34-85 tanks, SU-100 guns, Il-2 attack planes and other new combat machinery. As the country was a Soviet satellite, it was a part of the Eastern Bloc and entered the Warsaw Pact as one of its founders. By this time the army had expanded to over 200,000 men with hundreds of thousands of more reserve troops. Military service was obligatory. A special defensive line, known as the Krali Marko defensive line, was constructed along the entire border with Turkey. It was heavily fortified with concrete walls and turrets of T-34, Panzer III and Panzer IV tanks.
The army was involved in a number of border skirmishes from 1948 to 1952, repulsing several Greek attacks, and took part in the suppression of the Prague Spring events. In the meantime, during the rule of Todor Zhivkov, a significant military-industrial complex was established, capable of producing armored vehicles, self-propelled artillery, small arms and ammunition, as well as aircraft engines and spare parts. Bulgaria provided weapons and military expertise to Algeria, Yemen, Libya, Iraq, Nicaragua, Egypt and Syria. Some military and medical aid was also supplied to North Korea and North Vietnam in the 1950s and 1960s. During the 1970s the Air Force was at the apogee of its power, possessing at least 500 modern combat aircraft in its inventory. Training in the Bulgarian People's Army was exhaustive even by Soviet standards; however, it was never seen as a major force within the Warsaw Pact. In 1989, when the Cold War was coming to its end, the army (the combined number of ground, air and naval forces) numbered about 120,000 men, most of them conscripts. There were, however, a number of services which, while falling outside of Ministry of Defense jurisdiction in peacetime, were considered part of the armed forces. These were foremost the Labour Troops (construction forces), the People's Militia (the police forces of the country, which fell under Ministry of the Interior jurisdiction, but the ministry was itself a militarized structure) and, more importantly, its Interior Troops, the Border Troops—which in different periods fell under either Ministry of Defense or Ministry of the Interior control—Civil Defense Service, the Signals Troops (government communications) and the Transport Troops (mostly railway infrastructure maintenance), which were two separate services under the Postal and Communications Committee (a ministry), etc. The combined strength of the Bulgarian People's Army and all those services reached well over 325,000 troops.
From 1990
With the collapse of the Warsaw Pact and the end of the Cold War, Bulgaria could no longer support a vast military. A rapid reduction in personnel and active equipment was to be carried out in parallel with a general re-alignment of strategic interests. In 1990, Bulgaria had a total of more than 2,400 tanks, 2,000 armored vehicles, 2,500 large caliber artillery systems, 300 fighter and bomber aircraft, 100 trainer aircraft, more than 40 combat and 40 transport helicopters, 4 submarines, 6 fast missile craft, 2 frigates, 5 corvettes, 6 torpedo boats, 9 patrol craft, 30 minesweepers and 21 transport vessels. Due to the economic crisis that affected most former Eastern bloc countries, a steady reform in the military could not be carried out; much of the equipment fell into disrepair and some of it was smuggled and sold to the international black market. Inadequate payments, fuel and spare part shortages and the disbandment of many capable units led to an overall drop in combat readiness, morale and discipline.
After partially recovering from the 1990s crisis, the Bulgarian military became a part of NATO. Even before that, Bulgaria sent a total of 485 soldiers to Iraq (2003–2008) as a participant in the Iraq War, and maintained a 608-men strong force in Afghanistan as part of ISAF. Bulgaria had a significant missile arsenal, including 67 SCUD-B, 50 FROG-7 and 24 SS-23 ballistic missiles. In 2002, Bulgaria disbanded the Rocket Forces despite nationwide protests, and has disbanded its submarine component. Bulgaria is to have 27,000 standing troops by 2014, consisting of 14,310 troops in the land forces, 6,750 in the air force, 3,510 in the navy and 2,420 in the joint command. In 2018, the Bulgarian Armed Forces numbers around 33,150 soldiers, 73 aircraft, 2234 vehicles including 531 tanks, and 29 naval assets.
Organization
Defence Staff
The Bulgarian Armed Forces are headquartered in Sofia, where most of the Defence staff is based. Until recently the supreme military institution was the General Staff and the most senior military officer was known as the Chief of the General Staff. After the latest military reform has been implemented the General Staff became a department within the Ministry of Defence and for that matter its name had to be changed to match the new situation. For that reason the former GS became the Defence Staff and the supreme military commander became the Chief of Defence. Currently headed by Chief of Defence admiral Emil Eftimov, the Defence Staff is responsible for operational command of the Bulgarian Army and its three major branches. Deputies: Vice Admiral Petar Petrov, General Atanas Zaprianov, General Dimitar Zekhtinov.
Supreme officer rank assignments in the Bulgarian Army and other militarised services
Established by Executive Order of the President № 85 / 28.02.2012, most recent amendment published in the State Gazette Issue 96 from December 2, 2022:
Ministry of Defence
Chief of Defence – General / Admiral
Deputy Chief of Defence – Lieutenant-General / Vice-Admiral
Deputy Chief of Defence – Lieutenant-General / Vice-Admiral (until October 1, 2014 Major-General / Rear-Admiral)
Defense Staff
Director of the Defence Staff – Major-General / Rear-Admiral (established on May 6, 2018, the de-facto Chief of Staff of the BAF)
Director, "Operations and Training" Directorate – Brigade General / Flotilla Admiral
Director, "Logistics" Directorate – Brigade General / Flotilla Admiral
Director, "Strategical Planning" Directorate – Brigade General / Flotilla Admiral
Director, "Communication and Information Systems" Directorate – Brigade General / Flotilla Admiral
Director, "Defence Policy and Planning" Directorate (established on January 1, 2019) – Brigade General / Flotilla Admiral
Joint Forces Command
Commander, Joint Forces Command – Major-General / Rear-Admiral (until August 31, 2021 Lieutenant-General / Vice-Admiral)
Deputy Commander, Joint Forces Command – Brigade General / Flotilla Admiral (until August 31, 2021 Major-General / Rear-Admiral)
Chief of Staff, Joint Forces Command – Brigade General / Flotilla Admiral
Land Forces
Commander, Land Forces – Major-General
Deputy Commander, Land Forces – Brigade General
Chief of Staff, Land Forces – Brigade General
Commander, 2nd Mechanised Brigade – Brigade General
Commander, 61st Mechanised Brigade – Brigade General
Air Forces
Commander, Air Forces – Major-General
Deputy Commander, Air Forces – Brigade General
Commander, 3rd Air Base – Brigade General
Commander, 24th Air Base – Brigade General
Navy
Commander, Naval Forces – Rear-Admiral
Deputy Commander, Naval Forces – Flotilla Admiral
Commander, Combat and Support Ships Fltilla – Flotilla Admiral
Joint Special Forces Command
Commander, Joint Special Forces Command – Major-General
Logistics Support Command (established on September 1, 2021)
Commander, Logistics Support Command – Brigade General
Communications and Information Support and Cyber-Defence Command (established on September 1, 2021 on the basis of the Stationary Communications and Information System)
Commander, Communications and Information Support and Cyber-Defence Command – Brigade General
Military Police Service, directly subordinated to the Minister of Defense
Director, Military Police Service – Brigade General / Flotilla Admiral
Military Intelligence Service, directly subordinated to the Minister of Defense
Director, Military Intelligence Service – Brigade General / Flotilla Admiral or civil servant equal in rank
Military education institutions, directly subordinated to the Minister of Defense
Chief of the "Georgi Stoykov Rakovski" Military Academy – Major-General / Rear-Admiral
Chief of the Military Medical Academy and the Armed Forces Medical Service – Major-General / Rear-Admiral
Chief of the "Vasil Levski" National Military University – Brigade General
Chief of the "Georgi Benkovski" Higher Air Force School (re-established on January 1, 2020) – Brigade General
Chief of the "Nikola Yonkov Vaptsarov" Higher Naval School – Flotilla Admiral
Other positions at the Ministry of Defense
Military Advisor on Military Security Matters to the Supreme Commander-in-Chief, the President of the Republic of Bulgaria – Major-General / Rear-Admiral
Military Representative of the Chief of Defense at the NATO Military Committee and at the EU Military Committee – Lieutenant-General / Vice-Admiral
Director of the Cooperation and Regional Security Directorate at the NATO Military Committee – Major-General / Rear-Admiral
National Military Representative at the NATO Supreme Headquarters Allied Powers Europe – Major-General / Rear-Admiral
Deputy Commander of the NATO Rapid Deployable Corps – Greece (Thessaloniki) – Major-General / Rear-Admiral
Deputy Chief of Staff for Operations, Multinational Corps Southeast – Sibiu, Romania – Brigade General
In addition to the aforementioned positions, there are general rank positions in the National Intelligence Service and the National Close Protection Service (the bodyguard service to high-ranking officials and visiting dignitaries). These two services are considered part of the Armed Forces of the Republic of Bulgaria, but are directly subordinated to the President of Bulgaria and fall out of the jurisdiction of the Ministry of Defense.
National Intelligence Service
With the transformation of the National Intelligence Service into the State Agency for Intelligence the positions of Director, National Intelligence Service (Major-General / Rear-Admiral) and Deputy Director, National Intelligence Service (Brigade General / Flotilla Admiral) were stricken from the list of supreme officer assignments through Executive Order of the President №58/22.03.2016. The newly established positions are the civilian assignments of Chairman and Deputy-Chairman of the State Agency for Intelligence.
National Close Protection Service
Director, National Close Protection Service - Major-General / Rear-Admiral
Deputy Director, National Close Protection Service - Brigade General / Flotilla Admiral
With the establishment of the State Agency for National Security - SANS (Bulgarian: Darzhavna Agentsiya za Natsionalna Sigurnost - DANS, Държавна агенция за национална сигурност - ДАНС) part of the military security personnel came under its authority. Before that the security aspects of the armed forces were handled by a unified organisation under the General Staff - the "Military Service of Security and Military Police". After the formation of SANS the service was split, with the military counter-intelligence personnel entering the newly formed structure and the military police personnel staying under Ministry of Defense subordination. While technically civilian servants not part of the armed forces, the military counter-intelligence personnel of the State Agency of National Security retain their military ranks.
Ministry of Defence
Ministry of Defence
The organisation of the Ministry of Defence includes:
Minister of Defence
3 Deputy-Ministers of Defence
Political Cabinet
Permanent Secretary of Defence (the highest-ranking civil servant of the Ministry)
Inspectorate
General Administration
"Administration and Information Support" Directorate
"Public Relations and Protocol" Directorate
"Finances" Directorate
Specialised Administration
"Defence Infrastructure" Main Directorate
"Defence Policy and Planning" Directorate
"Planing, Programming and Budgeting" Directorate
"Defence Legal Activities" Directorate
"Defence Human Resources Management" Directorate
"Defence Public Orders" Directorate
"Armament Policy" Directorate
"Social Policy and Military-Patriotic Upbringing" Directorate
"Security of Information" Directorate
"Internal Audit" Directorate
"Financial Control and Check of Material Accountability" Unit
Civil servant in charge of personal data protection
Chief of Defence (the highest-ranking officer, the only four-star rank on active duty)
Deputy-Chief of Defence (Lieutenant-General / Vice-Admiral)
Deputy-Chief of Defence (Lieutenant-General / Vice-Admiral)
Director of the Defence Staff (Major-General / Rear-Admiral, the Defence Staff is the successor of the General Staff and thus the Director is the Chief of Staff of the Bulgarian Army)
"Operations and Training" Directorate
"Logistics" Directorate
"Strategical Planning" Directorate
"Communication and Information Systems" Directorate
"Defence Policy and Planning" Directorate
Command Sergeant-Major of the Bulgarian Army
Structures directly subordinated to the Ministry of Defence
Structures directly subordinated to the Ministry of Defence include:
Defence Intelligence Service, Sofia (commanded by a Major-General/ Rear-Admiral)
Director
Directorate
Information Division
Analysis Division
Resources Supply Division
Military Police Service, Sofia (commanded by a Brigade General / Flotilla Admiral)
Military Police Command
Military Police Operational Company (MRAV Sand Cat)
Regional Military Police Service Sofia
Regional Military Police Service Plovdiv
Regional Military Police Service Pleven
Regional Military Police Service Varna
Regional Military Police Service Sliven
Military Police Service Logistics and Training Centre, Sofia
Military Geographical Service
MGS Headquarters
Geographical Information Support Centre
Geodesic Observatory (GPS Observatory)
Military Geographical Centre
Information Security Unit
Financial Comptroller
National Guards Unit, Sofia (commanded by a Colonel)
Headquarters
1st Guards Battalion
2nd Mixed Guards Battalion
National Guards Unit Representative Military Band
Armed Forces Representative Dance Company
Guardsmen Training Centre
Logistics Support Company
Military Medical Academy, Sofia (commanded by a Major-General / Rear-Admiral)
Chief of the MMA, Chief of the MATH - Sofia and General Surgeon of the Bulgarian Armed Forces
Deputy Chief for Diagnostics and Medical Treatment Activities
Deputy Chief for Education and Scientific Activities
Deputy Chief for Medical Support of Military Units and Overseas Military Missions
Multiprofile Active Treatment Hospital - Sofia
Multiprofile Active Treatment Hospital (informally known as the Naval Hospital)- Varna
Multiprofile Active Treatment Hospital - Plovdiv
Multiprofile Active Treatment Hospital - Sliven
Multiprofile Active Treatment Hospital - Pleven
Follow-up Long-term Treatment and Rehabilitation Hospital "Saint George the Victorious" - Pomorie
Follow-up Long-term Treatment and Rehabilitation Hospital "Caleroya" - Hisar
Follow-up Long-term Treatment and Rehabilitation Hospital - Bankya
Military Medical Quick Reaction Force (expeditionary disaster and crisis relief unit)
Psychological Health and Prevention Centre
Scientific and Application Centre for Military Medical Expertise and Aviation and Seaborne Medicine
Scientific and Application Centre for Military Epidemiology and Hygiene
Military Academy "Georgi Stoykov Rakovski", Sofia (commanded by a Major-General / Rear-Admiral)
Command
Commandant of the Military Academy
Deputy Chief for Study and Scientific Activities
Deputy Chief for Administrative Activities and Logistics
Administrative Units
Personnel and Administrative Support Department
Logistics Department
Study and Scientific Activities Department
Financial Department
Library and Publishing Activities Sector
Public Relations, International Activities and Protocol Sector
Training Units
National Security and Defence College
Command Staff College
Peacekeeping Operations and Computer Simulations Sector
Foreign Languages Studies Department
Perspective Defence Research Institute
National Military University "Vasil Levski", Veliko Tarnovo (commanded by a Brigade General)
Combined Arms Education Department, Veliko Tarnovo
Artillery and Communication Systems Education Department, Shumen
NCO School, Veliko Tarnovo
Foreign Languages and Computer Systems Education Department, Shumen
Higher Air Force School "Georgi Benkovski", Dolna Mitropoliya (commanded by a Brigade General, temporarily a faculty of the NMU, reinstated on January 20, 2020)
Higher Naval School "Nikola Yonkov Vaptsarov", Varna (commanded by a Flotilla Admiral)
Chief of the Higher Naval Officer School
Deputy Chief for Administration and Logistics
Deputy Chief for Studies and Science Activities
Navigation Department
Engineering Department
Post-Graduate Qualification Department
Professional Petty Officers College
Defence Institute "Prof. Tsvetan Lazarov", Sofia
The Defence Institute is the research and development administration of the MoD. It includes the:
Administration and Financial Management Department
Military Standardisation, Quality and Certification Department
Armament, Equipment and Materials Development Department
Armament, Equipment and Materials Testing and Control Department
C4I Systems Development Department
Central Artillery Technical Evaluation Proving Ground, Stara Zagora
Central Office of Military District, Sofia
Commandment Service of the Ministry of Defence, Sofia
The Commandment Service is an institution in charge of real estate management, transportation, library services, documentation publishing and communications support for the central administration of the MoD, transportation support to the immediate MoD personnel, classified information, cryptographic and perimeter security for the MoD administration buildings.
Director
Deputy Director
Chief Legal Advisor
Financial Comptroller
Administrative Department
Financial Department
Business Department
Transportation Support Department
Support Department
CIS Support Department
Technical Centre for Armed Forces Information Security
Executive Agency for the Military Clubs and Recreational Activities, Sofia
National Museum of Military History, Sofia
Joint Forces Command
The Joint Operational Command (Съвместно оперативно командване (СОК)) was established on October 15, 2004 with HQ in Sofia. The country became member of NATO in the same year and this reorganisation was done to streamline the Bulgarian Armed Forces to NATO practices. The planing and execution of military operation was transferred from the respective armed service commands to a joint organisation.
In 2010 the Ministry of Defence completed a thorough study of the defence policy and issued a White Book, or a White Paper on Defence, calling for a major overhaul of the structure of Defence Forces. On July 1, 2011 the Joint Operational Command was reorganised into the Joint Forces Command (Съвместно командване на силите (СКС)) According to the document the military of the Republic of Bulgaria should include two mechanized brigades, four regiments (Logistics, Artillery, Engineering, SpecOps), four battalions (Reconnaissance, Mechanized, NBC, psychological operations) in the Land Forces; two air bases, SAM air defense base and Air force training base in the Air Force; and one naval base consisting of two homeports in the Navy. There are seven brigade level formations, including the two mechanised brigades and the special forces brigade of the army, the two air bases of the air force, the naval base and the logistical brigade of the JOC.
On September 1, 2021 the Joint Forces Command was reorganised again in accordance with the Development Plant for the Armed Forces until 2026 (План за развитие на Въоръжените сили до 2026 г.), set in action by Resolution of the Government № 183/07.05.2021. The logistics brigade and the movement control units of the JFC formed the Logistics Support Command. Since then the Joint Forces Command has seven units directly subordinated to it:
Military Command Centre
Operational Intelligence Information Center
Centre for Radiological, Chemical, Biological and Ecological Environment Monitoring and Control
Mobile Communication and Information System
Operational Archive of the Bulgarian Army
Joint Forces Training Range "Novo Selo"
National Military Study Complex "Charalitsa"
Support and Maintenance Group of the JFC
With the introduction of the new force structure of the Bulgarian Armed Forces the commands of three armed services of the Bulgarian Army - the Land, Air and Naval Forces are responsible for the generation of combat-ready forces, which are transferred under the operational command and control of the JFC.
Land Forces Command
Naval Forces Command
Air Forces Command
Under the previous structure they were subordinated to the JFC.
The logistics units of the JFC were re-arranged into the newly-formed Logistical Support Command (Командване за логистична поддръжка (КЛП)):
Logistical Support Command, Sofia
Logistics Brigade
Brigade Headquarters
1st Transport Battalion, Sofia
2nd Transport Battalion, Burgas
Central Supply Base, Negushevo
repair and maintenance bases
depots, storage facilities and technical inspection units
Movement Control Headquarters
The previous 62nd Signals Brigade at Gorna Malina was responsible for maintaining the higher military communication lines. Next to the functions of the Signals Regiment in the Sofia suburb of Suhodol, the brigade had at least three dispersed signals regiments for government communications, such as the 75th Signals Regiment (Lovech), the 65th Signals Regiment (Nova Zagora) and at least one additional unknown Signals Regiment in the Rila-Pirin mountain massif. The modern successor of the 62nd Signals Brigade are the Stationary Communication and Information System (Стационарна Комуникационна Информационна Система (СКИС)) of the Defence Staff (which fulfils also the tasks of SIGINT and Cyber Defence next to its strategic communications mission) and the Mobile Communication and Information System (Мобилна Комуникационна Информационна Система (МКИС)) of the Joint Forces Command.
On September 1, 2021 the Stationary Communications and Information System, which was directly subordinated to the Minister of Defence, became the Communications and Information Support and Cyber-Defence Command (Командване за комуникационно-информационна поддръжка и киберотбрана (ККИПКО)).
Communications and Information Support and Cyber-Defence Command, Sofia
Communications and Information Centre
Government Communications Support Centre,
Operational Centres
Engineering and CIS recovery Centre
Stationary Communications Network
Joint Special Operations Command
The 68th Special Forces Brigade was removed from the Land Forces' ORBAT on 1 February 2017, de facto becoming the country's fourth combat service. Unlike Bulgaria's Land, Air and Naval Forces, however, it fell outside of the Joint Forces Command structure, having been assigned directly under the authority of the Chief of Defence. The brigade was transformed into the JSOC, taking effect on November 1, 2019 and its commander, Brigade General Yavor Mateev was promoted to a major general as the chief of the new command.
Joint Special Operations Command, Plovdiv
Command Staff and Command Battalion
68th Special Forces Group (designated in honour of the former 68th Training Para-Recon Base, Plovdiv)
86th Special Forces Group (designated in honour of the former 86th Training Para-Recon Base, Musachevo)
1st Special Forces Group (listed on the official JSOC website, missing on the MoD website, status uncertain)
3rd Special Forces Group
Training and Combat Support Center
Logistics Support Battalion
Medical Point
Personnel and education
Bulgaria's total military personnel as of 2014 is 37,100, of which 30,400 (80.1%) are active military personnel and 8,100 (11.9%) are civilian personnel. The Land Forces are the largest branch, with at least 18,000 men serving there. In terms of percentage, 53% of all Army personnel are in the Land Forces, 25% are in the Air Force, 13% are in the Navy and 9% are in the Joint Forces Command. Annual spending per soldier amounts to 30,000 leva (~ 15,000 euro) and is scheduled to increase to 43,600 leva by 2014.
Unlike many former Soviet bloc militaries, discipline and morale problems are not common. During the Communist era, the army members enjoyed extensive social privileges. After the fall of Communism and Bulgaria's transition to a market economy, wages fell severely. For almost a decade social benefits were virtually non-existent, and some of them have been restored but recently. Nikolai Tsonev, defence minister under the 2005–2009 cabinet, undertook steps to provide the members of the military and their families with certain privileges in terms of healthcare and education, and to improve living conditions.
Military education in Bulgaria is provided in military universities and academies. Due to cuts in spending and manpower some universities have been disbanded and their campuses were included as faculties of other, larger educational entities. The largest institutions of military education in Bulgaria are:
Vasil Levski National Military University
Rakovski Defence and Staff College
Nikola Vaptsarov Naval Academy
Military Medical Academy – a mixed military academy/hospital institution
Training
The Land Forces practice extensive year-round military training in various conditions. Cooperative drills with the United States are very common, the last series of them conducted in 2008. Bulgaria's most recent full-scale exercise simulating a foreign invasion was carried out in 2009. It was conducted at the Koren range, and included some 1,700 personnel with tanks, ATGMs, attack aircraft, AA guns and armored vehicles. The combat skills of individual soldiers are on a very high level, on par with troops of the U.S. Army.
Until recent years the Air Force suffered somewhat from fuel shortages; a problem which was overcome in 2008. Fighter pilots have year-round flights, but gunship pilots do not fly often due to the yet unfulfilled modernization of the Mi-24 gunships. Due to financial difficulties fighter pilots have 60 hours of flying time per year, only a third of the national norm of 180 hours.
The Navy also has some fuel shortage problems, but military training is still effective. The most recent overseas operation of the Navy was along the coast of Libya as part of Operation Unified Protector.
Budget
After the collapse of the Warsaw pact, Bulgaria lost the ability to acquire cheap fuel and spares for its military. A large portion of its nearly 2,000 T-55 tanks fell into disrepair, and eventually almost all of them were scrapped or sold to other countries. In the early 1990s the budget was so small, that regulars only received token-value payments. Many educated and well-trained officers lost the opportunity to educate younger soldiers, as the necessary equipment and basis lacked adequate funding. Military spending increased gradually, especially in the last 10 years. As of 2005, the budget was no more than $400 mln., while military spending for 2009 amounted to more than $1.3 bln. – almost a triple increase for 4 years. Despite this growth, the military still does not receive sufficient funds for modernisation. An example of bad spending plans is the large-scale purchasing of transport aircraft, while the Air Force has a severe need of new fighters (the MiG-29s, even though modernised, are nearing their operational limits). The planned procurement of 2–4 Gowind class corvettes has been cancelled. As of 2009, military spending was about 1.98% of GDP. In 2010 the budget is to be only 1.3% due to the international financial crisis.
Land Forces
The Land Forces are functionally divided into Deployable and Reserve Forces. Their main functions include deterrence, defence, peace support and crisis management, humanitarian and rescue missions, as well as social functions within Bulgarian society. Active troops in the land forces number about 18,000 men, and reserve troops number about 13,000.
The equipment of the land forces is impressive in terms of numbers, but most of it is nonoperational and scheduled to be scrapped or refurbished and exported to other nations. Bulgaria has a military stockpile of about 5,000,000 small arms, models ranging from World War II-era MP 40 machine pistols to modern Steyr AUG, AK-74, HK MP5, HK416 and AR-M12F assault rifles.
National guard unit
The National Guard of Bulgaria, founded in 1879, is the successor to the personal guards of Knyaz Alexander I. On 12 July of that year, the guards escorted the Bulgarian knyaz for the first time; today the official holiday of the National Guard is celebrated on 12 July. Throughout the years the structure of the guards has evolved, going from convoy to squadron, to regiment and, subsequent to 1942, to division. Today it includes military units for army salute and wind orchestra duties.
In 2001, the National Guard unit was designated an official military unit of the Bulgarian army and one of the symbols of state authority, along with the flag, the coat of arms and the national anthem. It is a formation, directly subordinate to the Minister of Defence and while legally part of the armed forces, it is totally independent from the Defence Staff.
Statistics and equipment
Note: This table shows combined active and reserve force.Most are listed here.
In 2019 what remained from the scrapping of the previous new equipment some but not all of the T-72 Main battle tanks were sent for mechanical service for the first time in years.
Most of the equipment that should be battle ready is in dire condition, old, rusty or non-functional, the rest about 50,000 tons of what was sold as scrap" can be found in some of the scrap depots near the railroad in Sofia including battle tanks, artillery, and other battle soviet era equipment.
Navy
The Navy has traditionally been the smallest component of the Bulgarian military. Established almost simultaneously with the Ground forces in 1879, initially it consisted of a small fleet of boats on the Danube river. Bulgaria has a coastline of about 354 kilometres – thus, naval warfare is not considered a priority.
After the downturn in 1990, the Navy was largely overlooked and received almost no funding. No projects for modernisation were carried out until 2005, when a Wielingen class frigate (F912 Wandelaar) was acquired from Belgium. By 2009, Bulgaria acquired two more frigates of the same class. The first of them was renamed 41 Drazki and took part in several operations and exercises, most notably the UNIFIL Maritime Patrol along the coast of Lebanon in 2006, and Operation Active Endeavour. It also participated in the enforcement of the naval blockade against Muammar Gaddafi's regime off the coast of Libya from 2011 until 2012.
The equipment is typical for a small navy, consisting mostly of light multi-purpose vessels – four frigates, three corvettes, five minesweepers, three fast missile craft and two landing ships. Other equipment includes a coastal defence missile battalion armed with locally modified P-15 Termit missiles, a coastal artillery battery, a naval helicopter airbase and a marine special forces unit.
The Bulgarian Navy is centered in two main bases – in Varna and in Burgas.
Air Force
In the past decade Bulgaria has been trying actively to restructure its army as a whole and a lot of attention has been placed on keeping the aging Russian aircraft operational. Currently the attack and defence branches of the Bulgarian air force are mainly MiG-29s and Su-25s. About 15 MiG-29 fighters have been modernised in order to meet NATO standards. The first aircraft arrived on 29 November 2007 and final delivery was due in 03/09. In 2006 the Bulgarian government signed a contract with Alenia Aeronautica for the delivery of five C-27J Spartan transport aircraft in order to replace the Soviet made An-24 and An-26, although the contract was later changed to only three aircraft. Modern EU-made transport helicopters were purchased in 2005 and a total of 12 Eurocopter Cougar have been delivered (eight transport and four CSAR).Three Eurocopter AS565 Panther for the Bulgarian Navy in 2016.
Branches of the Air Force include: fighter aviation, assault aviation, intelligence aviation and transportation aviation, aid defence troops, radio-technical troops, communications troops, radio-technical support troops, logistics and medical troops.
The Bulgarian Ministry of Defense has announced plans to withdraw and replace the MiG-29 fighters with new F-16V Fighting Falcon by 2025–2026.
Aircraft inventory
With the exception of the Navy's small helicopter fleet, the Air Forces are responsible for all military aircraft in Bulgaria. The Air Forces' inventory numbers <50 aircraft, including combat jets and helicopters. Aircraft of western origin have only begun to enter the fleet, numbering of the total in service.Most is unusable, old and inactive
Bulgarian-American cooperation
The Bulgarian-American Joint Military Facilities were established by a Defence Cooperation Agreement signed by the United States and Bulgaria in April 2006. Under the agreement, U.S. forces can conduct training at several bases in the country, which remain under Bulgarian command and under the Bulgarian flag. Under the agreement, no more than 2,500 U.S. military personnel can be located at the joint military facilities.
Foreign Policy magazine lists Bezmer Air Base as one of the six most important overseas facilities used by the USAF.
Deployments
Both during Communist rule and after, Bulgaria has deployed troops with different tasks in various countries. The table below lists Bulgarian military deployments in foreign countries. Active missions are shown in bold.
See also
Defense industry of Bulgaria
Bulgaria and weapons of mass destruction
Medieval Bulgarian Army
References
Sources
Бяла книга на Въоръжените сили (White Paper of the Armed Forces), Ministry of Defence of Bulgaria, 2011.
Wikisource:Great Battles of Bulgaria
Bibliography
External links
Ministry of Defence of Bulgaria
Equipment holdings in 1996
https://web.archive.org/web/20110528070137/http://www.wikileaks.ch/cable/2007/10/07SOFIA1271.html – U.S. Embassy Sofia views via United States diplomatic cables leak on appropriate future equipment purchases, 2007
http://www.mediafire.com/download/heyrxhrnpqx06mz/Bulgarian_Military.docx and http://www.mediafire.com/download/ba571l7jiid2tf8/Bulgarian+Military.pdf - Download the word file and a pdf file for the Bulgarian Military's equipment list and specific details.
Military of Bulgaria
Permanent Structured Cooperation |
3705 | https://en.wikipedia.org/wiki/Bosporus | Bosporus | The Bosporus or Bosphorus Strait ( ; , ; , colloquially ) is a natural strait and an internationally significant waterway located in Istanbul in northwestern Turkey that connects the Black Sea to the Sea of Marmara. It forms part of the continental boundary between Asia and Europe, and divides Turkey by separating Anatolia from Thrace. It is the world's narrowest strait used for international navigation.
Most of the shores of the Bosporus Strait, except for the area to the north, are heavily settled, with the city of Istanbul's metropolitan population of 17 million inhabitants extending inland from both banks.
The Bosporus Strait and the Dardanelles Strait at the opposite end of the Sea of Marmara are together known as the Turkish Straits.
Sections of the shore of the Bosporus in Istanbul have been reinforced with concrete or rubble and those sections of the Strait prone to deposition are periodically dredged.
Name
The name of the strait comes from the Ancient Greek (), which was folk-etymologised as , i.e. "cattle strait" (or "Ox-ford"), from the genitive of 'ox, cattle' + 'passage', thus meaning 'cattle-passage', or 'cow passage'. This is a reference to the Greek mythological story of Io, who was transformed into a cow and condemned to wander the Earth until she crossed the Bosporus, where she met the Titan Prometheus, who comforted her by telling her that she would be restored to human form by Zeus and become the ancestor of the greatest of all heroes, Heracles (Hercules).
Io supposedly went ashore near Chrysopolis (present-day Üsküdar), which was named 'the Cow'. The same site was also known as Damalis (), as it was where the Athenian general Chares had erected a monument to his wife Damalis, which included a colossal statue of a cow (the name translating to 'heifer').
The English spelling with -ph- (Bosphor) is not justified by the ancient Greek name, and dictionaries prefer the spelling with -p-. However -ph- occurs as a variant in medieval Latin (as Bosphor, and occasionally Bosphorus or Bospherus), and in medieval Greek sometimes as , giving rise to the French , the Spanish , the Italian and the Russian . The 12th-century Greek scholar John Tzetzes calls it (after Damalis), but he also reports that in popular usage the strait was known as during his day, the name of the most ancient northern harbour of Constantinople. In English, the preferred spelling tends to be Bosphorus.
Historically, the Bosporus was also known as the "Strait of Constantinople", or the Thracian Bosporus to distinguish it from the Cimmerian Bosporus in Crimea. These are expressed in Herodotus's Histories, 4.83; as , , and (), respectively. Other names used by Herodotus to refer to the strait include Chalcedonian Bosporus (, [], Herodotus 4.87), or Mysian Bosporus ().
The term eventually came to be used as the common noun , meaning "a strait", and was also formerly applied to the Hellespont in Classical Greek by Aeschylus and Sophocles.
Geography
As a maritime waterway, the Bosporus connects the Black Sea to the Sea of Marmara and thence to the Aegean and Mediterranean seas via the Dardanelles. It also connects various seas along the Eastern Mediterranean, the Balkans, the Near East, and Western Eurasia. Thus, the Bosporus allows maritime connections from the Black Sea all the way to the Mediterranean Sea and the Atlantic Ocean via Gibraltar, and to the Indian Ocean through the Suez Canal, making it a crucial international waterway, in particular for the passage of goods coming from Russia.
There is one very small island in the Bosporus just off Kuruçeşme. Now generally known as Galatasaray Island (Galatasaray Adası), this was given to the Armenian architect Sarkis Balyan by Sultan Abdülhamid II in 1880. The house he built on it was later demolished and the island became a walled garden and then a water sports centre before being given to the Galatsaray Sports Club, hence its name. However, in the 2010s it was completely overbuilt with nightclubs which were torn down in 2017. It reopened to the public in the summer of 2022.
Formation
The exact cause and date of the formation of the Bosporus remain a subject of debate among geologists. One recent hypothesis, dubbed the Black Sea deluge hypothesis, which was launched by a study of the same name in 1997 by two scientists from Columbia University, postulates that the Bosporus was flooded around 5600 BCE (revised to 6800 BCE in 2003) when the rising waters of the Mediterranean Sea and the Sea of Marmara broke through to the Black Sea, which at the time, according to the hypothesis, was a low-lying body of fresh water.
Many geologists, however, claim that the strait is much older, even if relatively young on a geologic timescale.
Present morphology
The limits of the Bosporus are defined as the line connecting the lighthouses of Rumeli Feneri and Anadolu Feneri in the north, and between the Ahırkapı Feneri and the Kadıköy İnciburnu Feneri in the south ("Fener" is Turkish for lighthouse). Between these limits, the strait is long, with a width of at the northern entrance and at the southern entrance. Its maximum width is between Umuryeri and Büyükdere Limanı, and minimum width between Kandilli Point and Aşiyan.
The depth of the Bosporus varies from in midstream with an average of . The deepest point is between Kandilli and Bebek, at . The shallowest locations are off Kadıköy İnciburnu at and off Aşiyan Point at .
The southbound flow of water is 16 000 m3/s (fresh water at the surface) and the northbound flow is 11 000 m3/s (salt water near the bottom). Dan Parsons and researchers at the University of Leeds School of Earth and Environment describe a Black Sea undersea river.
The Golden Horn is an estuary off the main strait that historically acted as a moat to protect Constantinople from attack, as well as providing sheltered anchorage for the imperial navies of various empires until the 19th century, after which it became a historic neighbourhood at the heart of Istanbul.
Newer explorations
Before the 20th century it was already known that the Black Sea and the Sea of Marmara flow into each other in a geographic example of "density flow". Then in August 2010, a continuous 'underwater channel' of suspension composition was discovered flowing along the floor of the Bosporus, which would be the sixth largest river on Earth if it were on land. The 2010 team of scientists, led by the University of Leeds, used a robotic "yellow submarine" to observe detailed flows within this "undersea river", scientifically referred to as a submarine channel, for the first time. Submarine channels are similar to land rivers, but they are formed by density currents—underwater flow mixtures of sand, mud and water that are denser than sea water and so sink and flow along the bottom. These channels are the main transport pathway for sediments to the deep sea where they form sedimentary deposits.
The team studied the detailed flow within these channels and its findings included that:
The central tenet of the Black Sea deluge hypothesis is that as the ocean rose at the end of the last Ice Age when the massive ice sheets melted, the sealed Bosporus was overwhelmed by a spectacular flood that increased the then fresh water Black Sea Lake by 50%, and drove people back from the shores for many months. This hypothesis was supported by the findings of undersea explorer Robert Ballard, who discovered settlements along the old shoreline; scientists dated the flood to 7500 BP or 5500 BC from fresh-salt water microflora. Driven out by the rapidly rising water, which must have been terrifying and inexplicable, people spread to all corners of the Western world carrying the story of a major flood. As the waters surged, they scoured a network of sea-floor channels less resistant to denser suspended solids in liquid, which remains a very active layer today.
The first images of these submarine channels showing them to be of great size, were obtained in 1999 during a NATO SACLANT Undersea Research project using jointly the NATO RV Alliance, and the Turkish Navy survey ship Çubuklu. In 2002, a survey carried out on board the Ifremer RV Le Suroit for BlaSON project (Lericolais, et al., 2003) completed the multibeam mapping of this underwater channel fan-delta. A complete map was published in 2009 using these previous results together with high quality mapping obtained in 2006 (by researchers at Memorial University of Newfoundland who were project partners in the study).
The project was led by Jeff Peakall and Daniel Parsons at the University of Leeds, in collaboration with the University of Southampton, Memorial University of Newfoundland, and the Institute of Marine Sciences. The survey was run and coordinated from the Institute of Marine Sciences research ship, the R/V Koca Piri Reis.
Villages
The shores of the Bosporus were once lined with small fishing villages that had grown up since Byzantine times but really came into their own in the 19th century. Until the early 20th century most were only accessible by boat (known as caiques) along the Bosporus since there were no coast roads. Today the villages are no more than suburbs of Greater Istanbul but many retain the memory of their original village status in the suffix '-köy (village' to their names. e.g. Ortaköy, Yeniköy, Arnavutköy, Çengelköy and Vaniköy. These villages often had distinct identities associated with agriculture: Arnavutköy, for example, was associated with strawberry-growing while Çengelköy was famous for its sweet cucumbers.
Human history
As part of the only passage between the Black Sea and the Mediterranean, the Bosporus has always been of great importance from a commercial and military point of view, and it remains strategically important today. It is a major sea access route for numerous countries, including Russia and Ukraine. Control over it has been an objective of a number of conflicts in modern history, notably the Russo-Turkish War (1877–78), as well as of the attack of the Allied Powers on the Dardanelles during the 1915 Battle of Gallipoli in the course of World War I. In 2022 during the Russian invasion of Ukraine the Bosporus' importance as a route by which grain reached the world was thrown into sharp profile.
Ancient Greek, Persian, Roman and Byzantine eras (pre-1453)
The strategic importance of the Bosporus dates back millennia. In the 5th century BC the Greek city-state of Athens, which depended on grain imports from the Black Sea ports of Scythia, maintained critical alliances with cities which controlled the straits, such as the Megarian colony of Byzantium.
In an attempt to subdue the Scythian horsemen who roamed across the north of the Black Sea, the Persian King Darius I the Great () crossed the Bosporus, then marched towards the River Danube. His army crossed the Bosporus using an enormous bridge made by connecting boats. This bridge essentially connected the farthest geographic tip of Asia to Europe, encompassing at least some 1,000 metres of open. Years later, Xerxes I would construct a similar boat bridge across the Dardanelles (Hellespont) strait (480 BC), during his invasion of Greece.
The Byzantines called the Bosporus "Stenon" and used the following major toponyms in the area:
on the European side:
Bosporios Akra
Argyropolis
St. Mamas
St. Phokas
Hestiai or Michaelion
Phoneus
Anaplous or Sosthenion
on the Asian side:
Hieron tower
Eirenaion
Anthemiou
Sophianai
Bithynian Chrysopolis
The strategic significance of the Strait was one of the factors in the decision of the Roman Emperor Constantine the Great to found his new capital, Constantinople, there in AD 330. This then became the capital of the Eastern Roman Empire.
Ottoman era (1453–1922)
On 29 May 1453, the then-emergent Ottoman Empire conquered the city of Constantinople following a lengthy campaign during which the Ottomans constructed fortifications on each side of the strait, the Anadoluhisarı (Anatolian Castle, 1393) and the Rumelihisarı (European Castle, 1451), in preparation for not only the primary battle but to assert long-term control over the Bosporus and surrounding waterways. The final 53-day campaign, which resulted in Ottoman victory, constituted an important turn in world history. Together with Christopher Columbus's first voyage to the Americas in 1492, the 1453 conquest of Constantinople is commonly noted as among the events that brought an end to the Middle Ages and marked the transition to the Renaissance and the Age of Discovery.
The event also marked the end of the Byzantines—the final remnants of the Roman Empire—and the transfer of the control of the Bosporus into Ottoman hands. The Ottomans then made Constantinople their new capital, and the base from which they expanded their empire in the centuries that followed.
At its peak between the 16th and 18th centuries, the Ottoman Empire was able to use the strategic importance of the Bosporus to wrest control of the entire Black Sea area, which they regarded as an "Ottoman lake", from which Russian warships were prohibited.
Subsequently, several international treaties have governed access to the Strait. Under the Treaty of Hünkâr İskelesi of 8 July 1833, the Bosporus and Dardanelles straits were to be closed to the naval vessels of other powers on Russian demand. By the terms of the London Straits Convention, concluded on 13 July 1841 between the Great Powers of Europe (Russia, the United Kingdom, France, Austria and Prussia), the "ancient rule" of the Ottoman Empire was re-established by closing the Turkish Straits to all warships, barring those of the Sultan's allies during wartime. This benefited British naval power at the expense of the Russians, as the latter then lacked direct access to the Mediterranean.
Summer Embassies
During the 19th century many of the foreign powers represented in Constantinople maintained second embassies up the Bosporus and would relocate their staff there during the hot, humid summer months. Most of these summer embassies were on the European shore at Yeniköy (Austrian), Tarabya (German, English, French, Italian) and Büyükdere (Spanish, Russian). Some of the buildings still survive today although the British Summer Embassy burnt down in 1911 and the Italian Summer Embassy, a fine building by Raimondo d'Aronco, survives in very dilapidated condition.
Turkish republican era (1923–present)
Following the First World War, the 1920 Treaty of Sèvres demilitarised the Strait and made it an international territory under the control of the League of Nations. This was amended by the Treaty of Lausanne (1923), which restored the straits to Turkey but allowed all foreign warships and commercial shipping to traverse the straits freely. Turkey eventually rejected the terms of that treaty, and remilitarised the straits area. The reversion was formalised under the Montreux Convention Regarding the Regime of the Turkish Straits of 20 July 1936. That convention - which is still in force - treats the straits as an international shipping lane except that Turkey retains the right to restrict the naval traffic of non–Black Sea states.
Turkey was neutral in the Second World War until February 1945, and the straits were closed to the warships of belligerent nations during this time, although some German auxiliary vessels were permitted to transit. In diplomatic conferences, Soviet representatives had expressed an interest in obtaining naval bases on the straits. This, together with Stalin's demands for the restitution of the Turkish provinces of Kars, Artvin and Ardahan to the Soviet Union (which were lost by Turkey in the Russo-Turkish War of 1877–1878, but were regained with the Treaty of Kars in 1921), was a consideration in Turkey's decision to abandon neutrality in foreign affairs. Turkey declared war against Germany in February 1945, but did not engage in offensive actions.
Turkey joined NATO in 1952, thus affording the straits even more strategic importance as a commercial and military waterway.
During the early 21st century, the Turkish Straits have become particularly important for the oil industry. Russian oil, from ports such as Novorossiysk, was exported by tankers primarily to the U.S. via the Bosporus and the Dardanelles straits.
Istanbul Canal
In 2011, Turkey proposed to build a canal west of the Bosporus, suggesting that it would reduce the risk presented to the Bosporus by oil tankers and other cargo ships. The project proved highly controversial and, , work had not been started on building the canal even though a route for it had been established.
In mythology
The Bosphorus takes its name from the Greek mythological story of Io, who was transformed into a cow and, pursued by a gadfly, was condemned to wander the Earth until she reached the Strait. There she met the Titan Prometheus, who comforted her by telling her that she would be restored to human form by Zeus and become the ancestor of the greatest of all heroes, Heracles (Hercules).
According to ancient Greek mythology, it was said that colossal floating rocks known as the Symplegades, or Clashing Rocks, once guarded both sides of the Bosporus and destroyed any ship that attempted to pass through the strait by crushing them. Their destructive power was finally overcome by the Argonaut hero Jason who managed to pass between them unscathed, whereupon the rocks became fixed, opening Greek access to the Black Sea.
Crossings
Maritime
The Bosporus is traversed by numerous passenger and vehicular ferries daily, as well as by recreational and fishing boats ranging from dinghies to yachts owned by both public and private entities.
The Strait also serves a significant amount of international commercial shipping traffic in the form of freighters and tankers. Between its northern limits at Rumeli Feneri and Anadolu Feneri and its southern ones at Ahırkapı Feneri and Kadıköy İnciburnu Feneri, there are numerous dangerous points for large-scale maritime traffic that require sharp turns and management of visual obstructions. Famously, the stretch between Kandilli Point and Aşiyan requires a 45-degree course alteration in a location where the currents can reach . To the south, at Yeniköy, the necessary course alteration is 80 degrees. Compounding these difficult changes in trajectory, the rear and forward sight lines at Kandilli and Yeniköy are also completely blocked prior to and during the course alteration, making it impossible for ships approaching from the opposite direction to see around the bends. The risks posed by this geography are further multiplied by the heavy ferry traffic across the Strait, linking the European and Asian sides of the city. As such, all the dangers and obstacles characteristic of narrow waterways are present and acute in this vital sea lane.
In 2011, the Turkish Government started to discuss creating a man-made canal roughly long that would run north–south through the western edges of Istanbul Province as a second route from the Black Sea to the Marmara. It was suggested that this would reduce the risk from shipping to the Bosporus. The controverislal Kanal İstanbul project continues to be debated.
In 2022 the dues levied by Turkey for freight ships increased 500% to US$4 per ton, the first change since 1983.
The Bosporus is fairly deep and there is no definite limit on the depth and length of a ship, but ships over 150 metres long or 10 metres deep must pre-book their passage. Those over 300 metres long must follow a special clearance procedure. There is an air draft limit of 57 metres.
Land bridges
Two suspension bridges and a cable-stayed bridge cross the Bosporus. The first of these, the long 15th July Martyrs Bridge was completed in 1973 when it was called the Bosporus Bridge. The second, named Fatih Sultan Mehmet (Bosporus II) Bridge, is long, and was completed in 1988 about north of the first bridge. The first Bosporus Bridge forms part of the O1 Motorway, while the Fatih Sultan Mehmet Bridge forms part of the Trans-European Motorway. The third and most recent bridge, the Yavuz Sultan Selim Bridge, is long and was completed in 2016. It is located near the northern end of the Bosporus, between the villages of Garipçe on the European side and Poyrazköy on the Asian side, as part of the "Northern Marmara Motorway", integrated into the existing Black Sea Coastal Highway, and allowing transit traffic to bypass city traffic.
Submarine
The Marmaray project, featuring a long undersea railway tunnel, opened on 29 October 2013. Approximately of the tunnel runs under the strait, at a depth of about .
An undersea water supply tunnel with a length of , named the Bosporus Water Tunnel, was constructed in 2012 to transfer water from the Melen Creek in Düzce Province (to the east of the Bosporus strait, in northwestern Anatolia) to the European side of Istanbul, a distance of .
The Eurasia Tunnel is a undersea highway tunnel designed for vehicular traffic between Kazlıçeşme on the European side of Istanbul and Göztepe on the Asian side. Construction began in February 2011, and the tunnel opened on 20 December 2016.
Up to four submarine fibre optics lines (MedNautilus and possibly others) approach Istanbul, coming from the Mediterranean through the Dardanelles.
Strategic importance
The Bosporus is the only way for Bulgaria, Georgia, Romania, Russia (south-western part) and Ukraine to reach the Mediterranean Sea and other seas. Thus sovereignty over the straits is an important issue for these countries, as well as Turkey, the state the Bosporus actually flows through.
Turkey does not receive tolls from ships passing through the strait. Turkey's military has broad powers in accordance with the terms of the Montreux Convention. As of 2021, the Bosporus Command is located on the shores of the Bosporus and the military ships connected to the Command are anchored in the Bosporus waters.
Located on a peninsula at the intersection of the Black Sea, the Bosporus and the Marmara Sea, Istanbul has historically been one of the most protected and hardest-to-conquer cities from Roman times to the Ottoman Empire. Divided by the Bosporus, it is one of very few intercontinental cities in the world.
Sightseeing
The Bosporus has 620 waterfront houses (yalı) built during the Ottoman period along the Strait's European and Asian shorelines. Ottoman palaces such as the Topkapı Palace, Dolmabahçe Palace, Yıldız Palace, Çırağan Palace, Feriye Palaces, Beylerbeyi Palace, Küçüksu Palace, Ihlamur Palace, Hatice Sultan Palace and Adile Sultan Palace also stand on or near its shores. Other buildings and landmarks on the Bosporus include the Kılıç Egyptian Consulate at Bebek, Bebek Mosque, Boğaziçi University, Robert College, Rumeli Castle (RumelihisarI), Borusan Museum of Contemporary Art, Sakıp Sabancı Museum, Sadberk Hanım Museum, Üsküdar Mihrimah Sultan Mosque, Şemsipaşa Mosque, Maiden's Tower (Kızkulesi), Beylerbeyi Mosque, Anadolu Castle (Anadoluhisarı), Kuleli Military High School, Adile Sultan Palace, Küçüksu Pavilion, Khedive's Villa, Beykoz Mecidiye Pavilion and Yoros Castle (Anadaolu Kavağı).
Most of the public ferries that traverse the Strait leave from Eminönü on the historic peninsula of Istanbul and travel as far as Anadolu Kavağı near the Black Sea. On the way they call briefly at points on both the European and Asian shores. Private ferries, also leaving from Eminönü, travel only as far as one of the first two Bosporus bridges. Ferries from Eminönü also travel as far as Rumeli Kavaği, stopping only at points on the European shore, while other ferries from Üsküdar travel as far as Anadolu Kavağı, stopping only at points on the Asian shore. Frequent public ferries from Eminõnü, Karaköy, Beşiktaş, Kadıköy and Usküdar offer short hops from one side of the Bosporus to the other throughout the day.
Catamaran sea buses offer high-speed commuter services between the European and Asian shores of the Bosporus, but they stop at fewer ports and piers in comparison to the public ferries. Both the public ferries and the sea buses also provide commuter services between the Bosporus and the Prince Islands in the Sea of Marmara.
Tourist cruises are available from various points along the Bosporus, including Ortaköy. The prices vary considerably, and some feature music and dining.
Architecture
The many yalı (waterside mansions) which were constructed along the shores of the Bosporus during the Ottoman period have long been synonymous with the Strait. Those that still preserve their original form are among the most expensive real estate in Turkey although many have been lost to time, weather and 'accidental' fires. The oldest yalı on the European shore is the Şerifler Yalı at Emirgan which was built in the 18th century and belonged for a while to the Şerifs, the hereditary rulers of Mecca. It is still in good condition unlike the oldest yalı on the Asian side which is the Köprülü Amcazade Hüseyin Paşa Yalı at Anadolu Hisarı, built in 1698. Only the central section of this yalı survives and it has been behind hoardings promising restoration since 2009.
Most of the yalıs originally sat right on the water's edge and came with private docks and ports where boats (caiques) could be stored. On the Anatolian shore some yalıs are still right beside the water but on the European shore most now stand back behind a coast road built on reclaimed land.
The original yalıs usually had two main sections: the selamlık which was the public area and the part of the house used by the men, and the haremlik which was the private part of the house reserved for women and the family. These were the luxurious dwellings of the wealthy and some came with their own private hamams (Turkish baths).
Egyptian legacy
During the late 19th and early 20th centuries, the Egyptian royal family took a great liking to the Bosporus and often spent their summers on its shores. They left behind a legacy of fine buildings on or overlooking its shores, including the building at Bebek that now houses the Egyptian Consulate and the Khedive's Villa (Hıdiv Kasrı) high on the hill above Çubuklu.
See also
Black Sea trade and economy
Great Istanbul Tunnel, a proposed three-level road-rail undersea tunnel
Istanbul Canal
List of maritime incidents in the Turkish Straits
Public transport in Istanbul
Rail transport in Turkey
Eastern Bosphorus
Notes
References
Sources
External links
Landforms of Istanbul Province
Straits of the Mediterranean Sea
Straits of Turkey
Tourism in Istanbul
Turkish Straits
Important Bird Areas of Turkey |
3708 | https://en.wikipedia.org/wiki/Brussels | Brussels | Brussels ( or ; ), officially the Brussels-Capital Region (; ), is a region of Belgium comprising 19 municipalities, including the City of Brussels, which is the capital of Belgium. The Brussels-Capital Region is located in the central portion of the country and is a part of both the French Community of Belgium and the Flemish Community, but is separate from the Flemish Region (within which it forms an enclave) and the Walloon Region.
Brussels is the most densely populated region in Belgium, and although it has the highest GDP per capita, it has the lowest available income per household. The Brussels Region covers , a relatively small area compared to the two other regions, and has a population of over 1.2 million. The five times larger metropolitan area of Brussels comprises over 2.5 million people, which makes it the largest in Belgium. It is also part of a large conurbation extending towards the cities of Ghent, Antwerp, and Leuven and the province of Walloon Brabant, in total home to over 5 million people.
Brussels grew from a small rural settlement on the river Senne to become an important city-region in Europe. Since the end of the Second World War, it has been a major centre for international politics and home to numerous international organisations, politicians, diplomats and civil servants. Brussels is the de facto capital of the European Union, as it hosts a number of principal EU institutions, including its administrative-legislative, executive-political, and legislative branches (though the judicial branch is located in Luxembourg, and the European Parliament meets for a minority of the year in Strasbourg). Because of this, its name is sometimes used metonymically to describe the EU and its institutions. The secretariat of the Benelux and the headquarters of NATO are also located in Brussels.
As the economic capital of Belgium and a top financial centre of Western Europe with Euronext Brussels, Brussels is classified as an Alpha global city. It is also a national and international hub for rail, road and air traffic, and are sometimes considered, together with Belgium, as the geographic, economic and cultural crossroads of Europe. The Brussels Metro is the only rapid transit system in Belgium. In addition, both its airport and railway stations are the largest and busiest in the country.
Historically Dutch-speaking, Brussels saw a language shift to French from the late 19th century. Nowadays, the Brussels-Capital Region is officially bilingual in French and Dutch, although French is the majority language and lingua franca with over 90% of the inhabitants being able to speak it. Brussels is also increasingly becoming multilingual. English is spoken as a second language by nearly a third of the population and many migrants and expatriates speak other languages as well.
Brussels is known for its cuisine and gastronomic offer (including its local waffle, its chocolate, its French fries and its numerous types of beers), as well as its historical and architectural landmarks; some of them are registered as UNESCO World Heritage Sites. Principal attractions include its historic Grand-Place/Grote Markt (main square), Manneken Pis, the Atomium, and cultural institutions such as La Monnaie/De Munt and the Museums of Art and History. Due to its long tradition of Belgian comics, Brussels is also hailed as a capital of the comic strip.
Toponymy
Etymology
The most common theory of the origin of the name Brussels is that it derives from the Old Dutch , or , meaning ( / ) and ( / / ) or . Saint Vindicianus, the Bishop of Cambrai, made the first recorded reference to the place in 695, when it was still a hamlet. The names of all the municipalities in the Brussels-Capital Region are also of Dutch origin, except for Evere, which is Celtic.
Pronunciation
In French, is pronounced (the x is pronounced , like in English, and the final s is silent) and in Dutch, is pronounced . Inhabitants of Brussels are known in French as (pronounced ) and in Dutch as (pronounced ). In the Brabantian dialect of Brussels (known as Brusselian, and also sometimes referred to as Marols or Marollien), they are called Brusseleers or Brusseleirs.
Originally, the written x noted the group . In the Belgian French pronunciation as well as in Dutch, the k eventually disappeared and z became s, as reflected in the current Dutch spelling, whereas in the more conservative French form, the spelling remained. The pronunciation in French only dates from the 18th century, but this modification did not affect the traditional Brussels usage. In France, the pronunciations and (for ) are often heard, but are rather rare in Belgium.
History
Early history
The history of Brussels is closely linked to that of Western Europe. Traces of human settlement go back to the Stone Age, with vestiges and place-names related to the civilisation of megaliths, dolmens and standing stones (Plattesteen near the Grand-Place/Grote Markt and Tomberg in Woluwe-Saint-Lambert, for example). During late antiquity, the region was home to Roman occupation, as attested by archaeological evidence discovered on the current site of Tour & Taxis, north-west of the Pentagon (Brussels' city centre). Following the decline of the Western Roman Empire, it was incorporated into the Frankish Empire.
According to local legend, the origin of the settlement which was to become Brussels lies in Saint Gaugericus' construction of a chapel on an island in the river Senne around 580. The official founding of Brussels is usually said to be around 979, when Duke Charles of Lower Lorraine transferred the relics of the martyr Saint Gudula from Moorsel (located in today's province of East Flanders) to Saint Gaugericus' chapel. When King Lothair II appointed the same Charles (his brother) to become Duke of Lower Lotharingia in 977, Charles ordered the construction of the city's first permanent fortification, doing so on that same island.
Middle Ages
Lambert I of Leuven, Count of Leuven, gained the County of Brussels around 1000, by marrying Charles' daughter. Because of its location on the banks of the Senne, on an important trade route between Bruges and Ghent, and Cologne, Brussels became a commercial centre specialised in the textile trade. The town grew quite rapidly and extended towards the upper town (Treurenberg, Coudenberg and Sablon/Zavel areas), where there was a smaller risk of floods. As it grew to a population of around 30,000, the surrounding marshes were drained to allow for further expansion. Around this time, work began on what is now the Cathedral of St. Michael and St. Gudula (1225), replacing an older Romanesque church. In 1183, the Counts of Leuven became Dukes of Brabant. Brabant, unlike the county of Flanders, was not fief of the king of France but was incorporated into the Holy Roman Empire.
In the early 13th century, the first walls of Brussels were built, and after this, the city grew significantly. To let the city expand, a second set of walls was erected between 1356 and 1383. Traces of these walls can still be seen, although the Small Ring, a series of boulevards bounding the historical city centre, follows their former course.
Early modern
In the 15th century, the marriage between heiress Margaret III of Flanders and Philip the Bold, Duke of Burgundy, produced a new Duke of Brabant of the House of Valois, namely Antoine, their son. In 1477, the Burgundian duke Charles the Bold perished in the Battle of Nancy. Through the marriage of his daughter Mary of Burgundy (who was born in Brussels) to Holy Roman Emperor Maximilian I, the Low Countries fell under Habsburg sovereignty. Brabant was integrated into this composite state, and Brussels flourished as the Princely Capital of the prosperous Burgundian Netherlands, also known as the Seventeen Provinces. After the death of Mary in 1482, her son Philip the Handsome succeeded as Duke of Burgundy and Brabant.
Philip died in 1506, and he was succeeded by his son Charles V who then also became King of Spain (crowned in the Cathedral of St. Michael and St. Gudula) and even Holy Roman Emperor at the death of his grandfather Maximilian I in 1519. Charles was now the ruler of a Habsburg Empire "on which the sun never sets" with Brussels serving as one of his main capitals. It was in the Coudenberg Palace that Charles V was declared of age in 1515, and it was there in 1555 that he abdicated all of his possessions and passed the Habsburg Netherlands to King Philip II of Spain. This palace, famous all over Europe, had greatly expanded since it had first become the seat of the Dukes of Brabant, but it was destroyed by fire in 1731.
In the 16th and 17th centuries, Brussels was a centre for the lace industry. In addition, Brussels tapestry hung on the walls of castles throughout Europe. In 1695, during the Nine Years' War, King Louis XIV of France sent troops to bombard Brussels with artillery. Together with the resulting fire, it was the most destructive event in the entire history of Brussels. The Grand-Place was destroyed, along with 4,000 buildings—a third of all the buildings in the city. The reconstruction of the city centre, effected during subsequent years, profoundly changed its appearance and left numerous traces still visible today.
Following the Treaty of Utrecht in 1713, Spanish sovereignty over the Southern Netherlands was transferred to the Austrian branch of the House of Habsburg. This event started the era of the Austrian Netherlands. Brussels was captured by France in 1746, during the War of the Austrian Succession, but was handed back to Austria three years later. It remained with Austria until 1795, when the Southern Netherlands were captured and annexed by France, and the city became the capital of the department of the Dyle. The French rule ended in 1815, with the defeat of Napoleon on the battlefield of Waterloo, located south of today's Brussels-Capital Region. With the Congress of Vienna, the Southern Netherlands joined the United Kingdom of the Netherlands, under King William I of Orange. The former Dyle department became the province of South Brabant, with Brussels as its capital.
Late modern
In 1830, the Belgian Revolution began in Brussels, after a performance of Auber's opera La Muette de Portici at the Royal Theatre of La Monnaie. The city became the capital and seat of government of the new nation. South Brabant was renamed simply Brabant, with Brussels as its administrative centre. On 21 July 1831, Leopold I, the first King of the Belgians, ascended the throne, undertaking the destruction of the city walls and the construction of many buildings.
Following independence, Brussels underwent many more changes. It became a financial centre, thanks to the dozens of companies launched by the Société Générale de Belgique. The Industrial Revolution and the opening of the Brussels–Charleroi Canal in 1832 brought prosperity to the city through commerce and manufacturing. The Free University of Brussels was established in 1834 and Saint-Louis University in 1858. In 1835, the first passenger railway built outside England linked the municipality of Molenbeek-Saint-Jean with Mechelen.
During the 19th century, the population of Brussels grew considerably; from about 80,000 to more than 625,000 people for the city and its surroundings. The Senne had become a serious health hazard, and from 1867 to 1871, under the tenure of the city's then-mayor, Jules Anspach, its entire course through the urban area was completely covered over. This allowed urban renewal and the construction of modern buildings of Haussmann-esque style along grand central boulevards, characteristic of downtown Brussels today. Buildings such as the Brussels Stock Exchange (1873), the Palace of Justice (1883) and Saint Mary's Royal Church (1885) date from this period. This development continued throughout the reign of King Leopold II. The International Exposition of 1897 contributed to the promotion of the infrastructure. Among other things, the Palace of the Colonies, present-day Royal Museum for Central Africa, in the suburb of Tervuren, was connected to the capital by the construction of an grand alley.
Brussels became one of the major European cities for the development of the Art Nouveau style in the 1890s and early 1900s. The architects Victor Horta, Paul Hankar, and Henry van de Velde were known for their designs, many of which survive today.
20th century
During the 20th century, the city hosted various fairs and conferences, including the Solvay Conference on Physics and on Chemistry, and three world's fairs: the Brussels International Exposition of 1910, the Brussels International Exposition of 1935 and the 1958 Brussels World's Fair (Expo 58). During World War I, Brussels was an occupied city, but German troops did not cause much damage. During World War II, it was again occupied by German forces, and spared major damage, before it was liberated by the British Guards Armoured Division on 3 September 1944. Brussels Airport, in the suburb of Zaventem, dates from the occupation.
After World War II, Brussels underwent extensive modernisation. The construction of the North–South connection, linking the main railway stations in the city, was completed in 1952, while the first premetro (underground tram) service was launched in 1969, and the first Metro line was opened in 1976. Starting from the early 1960s, Brussels became the de facto capital of what would become the European Union (EU), and many modern offices were built. Development was allowed to proceed with little regard to the aesthetics of newer buildings, and numerous architectural landmarks were demolished to make way for newer buildings that often clashed with their surroundings, giving name to the process of Brusselisation.
Contemporary
The Brussels-Capital Region was formed on 18 June 1989, after a constitutional reform in 1988. It is one of the three federal regions of Belgium, along with Flanders and Wallonia, and has bilingual status. The yellow iris is the emblem of the region (referring to the presence of these flowers on the city's original site) and a stylised version is featured on its official flag.
In recent years, Brussels has become an important venue for international events. In 2000, it was named European Capital of Culture alongside eight other European cities. In 2013, the city was the site of the Brussels Agreement. In 2014, it hosted the 40th G7 summit, and in 2017, 2018 and 2021 respectively the 28th, 29th and 31st NATO Summits.
On 22 March 2016, three coordinated nail bombings were detonated by ISIL in Brussels—two at Brussels Airport in Zaventem and one at Maalbeek/Maelbeek metro station—resulting in 32 victims and three suicide bombers killed, and 330 people were injured. It was the deadliest act of terrorism in Belgium.
Geography
Location and topography
Brussels lies in the north-central part of Belgium, about from the Belgian coast and about from Belgium's southern tip. It is located in the heartland of the Brabantian Plateau, about south of Antwerp (Flanders), and north of Charleroi (Wallonia). Its average elevation is above sea level, varying from a low point in the valley of the almost completely covered Senne, which cuts the Brussels-Capital Region from east to west, up to high points in the Sonian Forest, on its southeastern side. In addition to the Senne, tributary streams such as the Maalbeek and the Woluwe, to the east of the region, account for significant elevation differences. Brussels' central boulevards are above sea level. Contrary to popular belief, the highest point (at ) is not near the / in Forest, but at the / in the Sonian Forest.
Climate
Brussels experiences an oceanic climate (Köppen: Cfb) with warm summers and cool winters. Proximity to coastal areas influences the area's climate by sending marine air masses from the Atlantic Ocean. Nearby wetlands also ensure a maritime temperate climate. On average (based on measurements in the period 1981–2010), there are approximately 135 days of rain per year in the Brussels-Capital Region. Snowfall is infrequent, averaging 24 days per year. The city also often experiences violent thunderstorms in summer months.
Brussels as a capital
Despite its name, the Brussels-Capital Region is not the capital of Belgium. Article 194 of the Belgian Constitution establishes that the capital of Belgium is the City of Brussels, the municipality in the region that is the city's core.
The City of Brussels is the location of many national institutions. The Royal Palace of Brussels, where the King of the Belgians exercises his prerogatives as head of state, is situated alongside Brussels Park (not to be confused with the Royal Palace of Laeken, the official home of the Belgian Royal Family). The Palace of the Nation is located on the opposite side of this park, and is the seat of the Belgian Federal Parliament. The office of the Prime Minister of Belgium, colloquially called Law Street 16 (, ), is located adjacent to this building. It is also where the Council of Ministers holds its meetings. The Court of Cassation, Belgium's main court, has its seat in the Palace of Justice. Other important institutions in the City of Brussels are the Constitutional Court, the Council of State, the Court of Audit, the Royal Belgian Mint and the National Bank of Belgium.
The City of Brussels is also the capital of both the French Community of Belgium and the Flemish Community. The Flemish Parliament and Flemish Government have their seats in Brussels, and so do the Parliament of the French Community and the Government of the French Community.
Municipalities
The 19 municipalities (, ) of the Brussels-Capital Region are political subdivisions with individual responsibilities for the handling of local level duties, such as law enforcement and the upkeep of schools and roads within its borders. Municipal administration is also conducted by a mayor, a council, and an executive.
In 1831, Belgium was divided into 2,739 municipalities, including the 19 in the Brussels-Capital Region. Unlike most of the municipalities in Belgium, the ones located in the Brussels-Capital Region were not merged with others during mergers occurring in 1964, 1970, and 1975. However, several municipalities outside the Brussels-Capital Region have been merged with the City of Brussels throughout its history, including Laeken, Haren and Neder-Over-Heembeek in 1921.
The largest municipality in area and population is the City of Brussels, covering and with 145,917 inhabitants; the least populous is Koekelberg with 18,541 inhabitants. The smallest in area is Saint-Josse-ten-Noode, which is only , but still has the highest population density in the region, with . Watermael-Boitsfort has the lowest population density in the region, with .
There is much controversy on the division of 19 municipalities for a highly urbanised region, which is considered as (half of) one city by most people. Some politicians mock the "19 baronies" and want to merge the municipalities under one city council and one mayor. That would lower the number of politicians needed to govern Brussels, and centralise the power over the city to make decisions easier, thus reduce the overall running costs. The current municipalities could be transformed into districts with limited responsibilities, similar to the current structure of Antwerp or to structures of other capitals like the boroughs in London or arrondissements in Paris, to keep politics close enough to the citizen.
In early 2016, Molenbeek-Saint-Jean held a reputation as a safe haven for jihadists in relation to the support shown by some residents towards the bombers who carried out the Paris and Brussels attacks.
Brussels-Capital Region
Political status
The Brussels-Capital Region is one of the three federated regions of Belgium, alongside the Walloon Region and the Flemish Region. Geographically and linguistically, it is a bilingual enclave in the monolingual Flemish Region. Regions are one component of Belgium's institutions; the three communities being the other component. Brussels' inhabitants deal with either the French Community or the Flemish Community for matters such as culture and education, as well as a Common Community for competencies which do not belong exclusively to either Community, such as healthcare and social welfare.
Since the split of Brabant in 1995, the Brussels Region does not belong to any of the provinces of Belgium, nor is it subdivided into provinces itself. Within the Region, 99% of the areas of provincial jurisdiction are assumed by the Brussels regional institutions and community commissions. Remaining is only the governor of Brussels-Capital and some aides, analogously to provinces. Its status is roughly akin to that of a federal district.
Institutions
The Brussels-Capital Region is governed by a parliament of 89 members (72 French-speaking, 17 Dutch-speaking—parties are organised on a linguistic basis) and an eight-member regional cabinet consisting of a minister-president, four ministers and three state secretaries. By law, the cabinet must comprise two French-speaking and two Dutch-speaking ministers, one Dutch-speaking secretary of state and two French-speaking secretaries of state. The minister-president does not count against the language quota, but in practice every minister-president has been a bilingual francophone. The regional parliament can enact ordinances (, ), which have equal status as a national legislative act.
Nineteen of the 72 French-speaking members of the Brussels Parliament are also members of the Parliament of the French Community of Belgium, and, until 2004, this was also the case for six Dutch-speaking members, who were at the same time members of the Flemish Parliament. Now, people voting for a Flemish party have to vote separately for 6 directly elected members of the Flemish Parliament.
Agglomeration of Brussels
Before the creation of the Brussels-Capital Region, regional competences in the 19 municipalities were performed by the Brussels Agglomeration. The Brussels Agglomeration was an administrative division established in 1971. This decentralised administrative public body also assumed jurisdiction over areas which, elsewhere in Belgium, were exercised by municipalities or provinces.
The Brussels Agglomeration had a separate legislative council, but the by-laws enacted by it did not have the status of a legislative act. The only election of the council took place on 21 November 1971. The working of the council was subject to many difficulties caused by the linguistic and socio-economic tensions between the two communities.
After the creation of the Brussels-Capital Region, the Brussels Agglomeration was never formally abolished, although it no longer has a purpose.
French and Flemish communities
The French Community and the Flemish Community exercise their powers in Brussels through two community-specific public authorities: the French Community Commission ( or COCOF) and the Flemish Community Commission ( or VGC). These two bodies each have an assembly composed of the members of each linguistic group of the Parliament of the Brussels-Capital Region. They also have a board composed of the ministers and secretaries of state of each linguistic group in the Government of the Brussels-Capital Region.
The French Community Commission has also another capacity: some legislative powers of the French Community have been devolved to the Walloon Region (for the French language area of Belgium) and to the French Community Commission (for the bilingual language area). The Flemish Community, however, did the opposite; it merged the Flemish Region into the Flemish Community. This is related to different conceptions in the two communities, one focusing more on the Communities and the other more on the Regions, causing an asymmetrical federalism. Because of this devolution, the French Community Commission can enact decrees, which are legislative acts.
Common Community Commission
A bi-communitarian public authority, the Common Community Commission (, COCOM, , GGC) also exists. Its assembly is composed of the members of the regional parliament, and its board are the ministers—not the secretaries of state—of the region, with the minister-president not having the right to vote. This commission has two capacities: it is a decentralised administrative public body, responsible for implementing cultural policies of common interest. It can give subsidies and enact by-laws. In another capacity, it can also enact ordinances, which have equal status as a national legislative act, in the field of the welfare powers of the communities: in the Brussels-Capital Region, both the French Community and the Flemish Community can exercise powers in the field of welfare, but only in regard to institutions that are unilingual (for example, a private French-speaking retirement home or the Dutch-speaking hospital of the Vrije Universiteit Brussel). The Common Community Commission is responsible for policies aiming directly at private persons or at bilingual institutions (for example, the centres for social welfare of the 19 municipalities). Its ordinances have to be enacted with a majority in both linguistic groups. Failing such a majority, a new vote can be held, where a majority of at least one third in each linguistic group is sufficient.
Brussels and the European Union
Brussels serves as de facto capital of the European Union (EU), hosting the major political institutions of the Union. The EU has not declared a capital formally, though the Treaty of Amsterdam formally gives Brussels the seat of the European Commission (the executive branch of government) and the Council of the European Union (a legislative institution made up from executives of member states). It locates the formal seat of European Parliament in Strasbourg, where votes take place, with the council, on the proposals made by the commission. However, meetings of political groups and committee groups are formally given to Brussels, along with a set number of plenary sessions. Three quarters of Parliament sessions now take place at its Brussels hemicycle. Between 2002 and 2004, the European Council also fixed its seat in the city. In 2014, the Union hosted a G7 summit in the city.
Brussels, along with Luxembourg and Strasbourg, began to host European institutions in 1957, soon becoming the centre of activities, as the Commission and Council based their activities in what has become the European Quarter, in the east of the city. Early building in Brussels was sporadic and uncontrolled, with little planning. The current major buildings are the Berlaymont building of the commission, symbolic of the quarter as a whole, the Europa building of the Council and the Espace Léopold of the Parliament. Today, the presence has increased considerably, with the Commission alone occupying within the European Quarter (a quarter of the total office space in Brussels). The concentration and density has caused concern that the presence of the institutions has created a ghetto effect in that part of the city. However, the European presence has contributed significantly to the importance of Brussels as an international centre.
International institutions
Brussels has, since World War II, become the administrative centre of many international organisations. The city is the political and administrative centre of the North Atlantic Treaty Organisation (NATO). NATO's Brussels headquarters houses 29 embassies and brings together over 4,500 staff from allied nations, their militaries, and civil service personnel. Many other international organisations such as the World Customs Organization and Eurocontrol, as well as international corporations, have their main institutions in the city. In addition, the main international trade union confederations have their headquarters there: the European Trade Union Confederation (ETUC), the International Confederation of Free Trade Unions (ICFTU) and the World Confederation of Labour (WCL).
Brussels is third in the number of international conferences it hosts, also becoming one of the largest convention centres in the world. The presence of the EU and the other international bodies has, for example, led to there being more ambassadors and journalists in Brussels than in Washington, D.C. The city hosts 120 international institutions, 181 embassies () and more than 2,500 diplomats, making it the second centre of diplomatic relations in the world (after New York City). International schools have also been established to serve this presence. The "international community" in Brussels numbers at least 70,000 people. In 2009, there were an estimated 286 lobbying consultancies known to work in Brussels. Finally, Brussels has more than 1,400 NGOs.
North Atlantic Treaty Organisation
The Treaty of Brussels, which was signed on 17 March 1948 between Belgium, France, Luxembourg, the Netherlands and the United Kingdom, was a prelude to the establishment of the intergovernmental military alliance which later became the North Atlantic Treaty Organization (NATO). Today, the alliance consists of 29 independent member countries across North America and Europe. Several countries also have diplomatic missions to NATO through embassies in Belgium. Since 1949, a number of NATO Summits have been held in Brussels, the most recent taking place in June 2021. The organisation's political and administrative headquarters are located on the / in Haren, on the north-eastern perimeter of the City of Brussels. A new €750 million headquarters building begun in 2010 and was completed in 2017.
Eurocontrol
The European Organisation for the Safety of Air Navigation, commonly known as Eurocontrol, is an international organisation which coordinates and plans air traffic control across European airspace. The corporation was founded in 1960 and has 41 member states. Its headquarters are located in Haren, Brussels.
Demographics
Population
Brussels is located in one of the most urbanised regions of Europe, between Paris, London, the Rhine-Ruhr (Germany), and the Randstad (Netherlands). The Brussels-Capital Region has a population of around 1.2 million and has witnessed, in recent years, a remarkable increase in its population. In general, the population of Brussels is younger than the national average, and the gap between rich and poor is wider.
Brussels is the core of a built-up area that extends well beyond the region's limits. Sometimes referred to as the urban area of Brussels (, ) or Greater Brussels (, ), this area extends over a large part of the two Brabant provinces, including much of the surrounding arrondissement of Halle-Vilvoorde and some small parts of the arrondissement of Leuven in Flemish Brabant, as well as the northern part of Walloon Brabant.
The metropolitan area of Brussels is divided into three levels. Firstly, the central agglomeration (within the regional borders), with a population of 1,218,255 inhabitants. Adding the closest suburbs (, ) gives a total population of 1,831,496. Including the outer commuter zone (Brussels Regional Express Network (RER/GEN) area), the population is 2,676,701. Brussels is also part of a wider diamond-shaped conurbation, with Ghent, Antwerp and Leuven, which has about 4.4 million inhabitants (a little more than 40% of the Belgium's total population).
Nationalities
There have been numerous migrations towards Brussels since the end of the 18th century, when the city acted as a common destination for political refugees from neighbouring or more distant countries, particularly France. From 1871, many of the Paris Communards fled to Brussels, where they received political asylum. Other notable international exiles living in Brussels at the time included Victor Hugo, Karl Marx, Pierre-Joseph Proudhon, Georges Boulanger, and Léon Daudet, to name a few. Attracted by the industrial opportunities, many workers moved in, first from the other Belgian provinces (mainly rural residents from Flanders) and France, then from Southern European, and more recently from Eastern European and African countries.
Nowadays, Brussels is home to a large number of immigrants and émigré communities, as well as labour migrants, former foreign students or expatriates, and many Belgian families in Brussels can claim at least one foreign grandparent. At the last Belgian census in 1991, 63.7% of inhabitants in Brussels-Capital Region answered that they were Belgian citizens, born as such in Belgium, indicating that more than a third of residents had not been born in the country. According to Statbel (the Belgian Statistical Office), in 2020, taking into account the nationality of birth of the parents, 74.3% of the population of the Brussels-Capital Region was of foreign origin and 41.8% was of non-European origin (including 28.7% of African origin). Among those aged under 18, 88% were of foreign origin and 57% of non-European origin (including 42.4% of African origin).
This large concentration of immigrants and their descendants includes many of Moroccan (mainly Riffian and other Berbers) and Turkish ancestry, together with French-speaking black Africans from former Belgian colonies, such as the Democratic Republic of the Congo, Rwanda and Burundi. Many immigrants were naturalised following the great 1991 reform of the naturalisation process. In 2012, about 32% of city residents were of non-Belgian European origin (mainly expatriates from France, Romania, Italy, Spain, Poland, and Portugal) and 36% were of another background, mostly from Morocco, Turkey and Sub-Saharan Africa. Among all major migrant groups from outside the EU, a majority of the permanent residents have acquired Belgian nationality.
Languages
Brussels was historically Dutch-speaking, using the Brabantian dialect, but over the two past centuries French has become the predominant language of the city. The main cause of this transition was the rapid assimilation of the local Flemish population, amplified by immigration from France and Wallonia. The rise of French in public life gradually began by the end of the 18th century, quickly accelerating after Belgian independence. Dutch — of which standardisation in Belgium was still very weak — could not compete with French, which was the exclusive language of the judiciary, the administration, the army, education, cultural life and the media, and thus necessary for social mobility. The value and prestige of the French language was universally acknowledged to such an extent that after 1880, and more particularly after the turn of the 20th century, proficiency in French among Dutch-speakers in Brussels increased spectacularly.
Although a majority of the population remained bilingual until the second half of the 20th century, family transmission of the historic Brabantian dialect declined, leading to an increase of monolingual French-speakers from 1910 onwards. From the mid-20th century, the number of monolingual French-speakers surpassed the number of mostly bilingual Flemish inhabitants. This process of assimilation weakened after the 1960s, as the language border was fixed, the status of Dutch as an official language of Belgium was reinforced, and the economic centre of gravity shifted northward to Flanders. However, with the continuing arrival of immigrants and the post-war emergence of Brussels as a centre of international politics, the relative position of Dutch continued to decline. Furthermore, as Brussels' urban area expanded, a further number of Dutch-speaking municipalities in the Brussels periphery also became predominantly French-speaking. This phenomenon of expanding Francisation — dubbed "oil slick" by its opponents — is, together with the future of Brussels, one of the most controversial topics in Belgian politics.
Today, the Brussels-Capital Region is legally bilingual, with both French and Dutch having official status, as is the administration of the 19 municipalities. The creation of this bilingual, full-fledged region, with its own competencies and jurisdiction, had long been hampered by different visions of Belgian federalism. Nevertheless, some communitarian issues remain. Flemish political parties demanded, for decades, that the Flemish part of Brussels-Halle-Vilvoorde (BHV) arrondissement be separated from the Brussels Region (which made Halle-Vilvoorde a monolingual Flemish electoral and judicial district). BHV was divided mid-2012. The French-speaking population regards the language border as artificial and demands the extension of the bilingual region to at least all six municipalities with language facilities in the surroundings of Brussels. Flemish politicians have strongly rejected these proposals.
Owing to migration and to its international role, Brussels is home to a large number of native speakers of languages other than French or Dutch. Currently, about half of the population speaks a home language other than these two. In 2013, academic research showed that approximately 17% of families spoke none of the official languages in the home, while in a further 23% a foreign language was used alongside French. The share of unilingual French-speaking families had fallen to 38% and that of Dutch-speaking families to 5%, while the percentage of bilingual Dutch-French families reached 17%. At the same time, French remains widely spoken: in 2013, French was spoken "well to perfectly" by 88% of the population, while for Dutch this percentage was only 23% (down from 33% in 2000); the other most commonly known languages were English (30%), Arabic (18%), Spanish (9%), German (7%) and Italian and Turkish (5% each). Despite the rise of English as a second language in Brussels, including as an unofficial compromise language between French and Dutch, as well as the working language for some of its international businesses and institutions, French remains the lingua franca and all public services are conducted exclusively in French or Dutch.
The original dialect of Brussels (known as Brusselian, and also sometimes referred to as Marols or Marollien), a form of Brabantic (the variant of Dutch spoken in the ancient Duchy of Brabant) with a significant number of loanwords from French, still survives among a small minority of inhabitants called Brusseleers (or Brusseleirs), many of them quite bi- and multilingual, or educated in French and not writing in Dutch. The ethnic and national self-identification of Brussels' inhabitants is nonetheless sometimes quite distinct from the French and Dutch-speaking communities. For the French-speakers, it can vary from Francophone Belgian, (French demonym for an inhabitant of Brussels), Walloon (for people who migrated from the Walloon Region at an adult age); for Flemings living in Brussels, it is mainly either Dutch-speaking Belgian, Flemish or (Dutch demonym for an inhabitant), and often both. For the Brusseleers, many simply consider themselves as belonging to Brussels.
Religions
Historically, Brussels has been predominantly Roman Catholic, especially since the expulsion of Protestants in the 16th century. This is clear from the large number of historical churches in the region, particularly in the City of Brussels. The pre-eminent Catholic cathedral in Brussels is the Cathedral of St. Michael and St. Gudula, serving as the co-cathedral of the Archdiocese of Mechelen–Brussels. On the north-western side of the region, the National Basilica of the Sacred Heart is a Minor Basilica and parish church, as well as one of the largest churches by area in the world. The Church of Our Lady of Laeken holds the tombs of many members of the Belgian Royal Family, including all the former Belgian monarchs, within the Royal Crypt.
In reflection of its multicultural makeup, Brussels hosts a variety of religious communities, as well as large numbers of atheists and agnostics. Minority faiths include Islam, Anglicanism, Eastern Orthodoxy, Judaism, and Buddhism. According to a 2016 survey, approximately 40% of residents of Brussels declared themselves Catholics (12% were practising Catholics and 28% were non-practising Catholics), 30% were non-religious, 23% were Muslim (19% practising, 4% non-practising), 3% were Protestants and 4% were of another religion.
As guaranteed by Belgian law, recognised religions and non-religious philosophical organisations (, ) enjoy public funding and school courses. It was once the case that every pupil in an official school from 6 to 18 years old had to choose two hours per week of compulsory religious—or non-religious-inspired morals—courses. However, in 2015, the Belgian Constitutional Court ruled religious studies could no longer be required in the primary and secondary educational systems.
Brussels has a large concentration of Muslims, mostly of Moroccan, Turkish, Syrian and Guinean ancestry. The Great Mosque of Brussels, located in the Parc du Cinquantenaire/Jubelpark, is the oldest mosque in Brussels. Belgium does not collect statistics by ethnic background or religious beliefs, so exact figures are unknown. It was estimated that, in 2005, people of Muslim background living in the Brussels Region numbered 256,220 and accounted for 25.5% of the city's population, a much higher concentration than those of the other regions of Belgium.
Culture
Architecture
The architecture in Brussels is diverse, and spans from the clashing combination of Gothic, Baroque, and Louis XIV styles on the Grand-Place to the postmodern buildings of the EU institutions.
Very little medieval architecture is preserved in Brussels. Buildings from that period are mostly found in the historical centre (called ), Saint Géry/Sint-Goriks and / neighbourhoods. The Brabantine Gothic Cathedral of St. Michael and St. Gudula remains a prominent feature in the skyline of downtown Brussels. Isolated portions of the first city walls were saved from destruction and can be seen to this day. One of the only remains of the second walls is the Halle Gate. The Grand-Place is the main attraction in the city centre and has been a UNESCO World Heritage Site since 1998. The square is dominated by the 15th century Flamboyant Town Hall, the neo-Gothic Breadhouse and the Baroque guildhalls of the former Guilds of Brussels. Manneken Pis, a fountain containing a small bronze sculpture of a urinating youth, is a tourist attraction and symbol of the city.
The neoclassical style of the 18th and 19th centuries is represented in the Royal Quarter/Coudenberg area, around Brussels Park and the Place Royale/Koningsplein. Examples include the Royal Palace, the Church of St. James on Coudenberg, the Palace of the Nation (Parliament building), the Academy Palace, the Palace of Charles of Lorraine, the Palace of the Count of Flanders and the Egmont Palace. Other uniform neoclassical ensembles can be found around the Place des Martyrs/Martelaarsplein and the /. Some additional landmarks in the centre are the Royal Saint-Hubert Galleries (1847), one of the oldest covered shopping arcades in Europe, the Congress Column (1859), the former Brussels Stock Exchange building (1873) and the Palace of Justice (1883). The latter, designed by Joseph Poelaert, in eclectic style, is reputed to be the largest building constructed in the 19th century.
Located outside the historical centre, in a greener environment bordering the European Quarter, are the Parc du Cinquantenaire/Jubelpark with its memorial arcade and nearby museums, and in Laeken, the Royal Palace of Laeken and the Royal Domain with its large greenhouses, as well as the Museums of the Far East.
Also particularly striking are the buildings in the Art Nouveau style, most famously by the Belgian architects Victor Horta, Paul Hankar and Henry Van de Velde. Some of Brussels' municipalities, such as Schaerbeek, Etterbeek, Ixelles, and Saint-Gilles, were developed during the heyday of Art Nouveau and have many buildings in that style. The Major Town Houses of the Architect Victor Horta—Hôtel Tassel (1893), Hôtel Solvay (1894), Hôtel van Eetvelde (1895) and the Horta Museum (1901)—have been listed as a UNESCO World Heritage Site since 2000. Another example of Brussels' Art Nouveau is the Stoclet Palace (1911), by the Viennese architect Josef Hoffmann, designated a World Heritage Site by UNESCO in June 2009.
Art Deco structures in Brussels include the Résidence Palace (1927) (now part of the Europa building), the Centre for Fine Arts (1928), the Villa Empain (1934), the Town Hall of Forest (1938), and the Flagey Building (formerly known as the Maison de la Radio) on the Place Eugène Flagey/Eugène Flageyplein (1938) in Ixelles. Some religious buildings from the interwar era were also constructed in that style, such as the Church of St. John the Baptist (1932) in Molenbeek and the Church of St. Augustine (1935) in Forest. Completed only in 1969, and combining Art Deco with neo-Byzantine elements, the Basilica of the Sacred Heart in Koekelberg is one of the largest churches by area in the world, and its cupola provides a panoramic view of Brussels and its outskirts. Another example are the exhibition halls of the Centenary Palace, built for the 1935 World's Fair on the Heysel/Heizel Plateau in northern Brussels, home to the Brussels Exhibition Centre (Brussels Expo).
The Atomium is a symbolic modernist structure, located on the Heysel Plateau, which was originally built for the 1958 World's Fair (Expo 58). It consists of nine steel spheres connected by tubes, and forms a model of an iron crystal (specifically, a unit cell), magnified 165 billion times. The architect André Waterkeyn devoted the building to science. It is now considered a landmark of Brussels. Next to the Atomium, is Mini-Europe miniature park, with 1:25 scale maquettes of famous buildings from across Europe.
Since the second half of the 20th century, modern office towers have been built in Brussels (Madou Tower, Rogier Tower, Proximus Towers, Finance Tower, the World Trade Center, among others). There are some thirty towers, mostly concentrated in the city's main business district: the Northern Quarter (also called Little Manhattan), near Brussels-North railway station. The South Tower, standing adjacent to Brussels-South railway station, is the tallest building in Belgium, at . Along the North–South connection, is the State Administrative City, an administrative complex in the International Style. The postmodern buildings of the Espace Léopold complete the picture.
The city's embrace of modern architecture translated into an ambivalent approach towards historic preservation, leading to the destruction of notable architectural landmarks, most famously the Maison du Peuple/Volkshuis by Victor Horta, a process known as Brusselisation.
Arts
Brussels contains over 80 museums. The Royal Museums of Fine Arts has an extensive collection of various painters, such as Flemish old masters like Bruegel, Rogier van der Weyden, Robert Campin, Anthony van Dyck, Jacob Jordaens, and Peter Paul Rubens. The Magritte Museum houses the world's largest collection of the works of the surrealist René Magritte. Museums dedicated to the national history of Belgium include the BELvue Museum, the Royal Museums of Art and History, and the Royal Museum of the Armed Forces and Military History. The Musical Instruments Museum (MIM), housed in the Old England building, is part of the Royal Museums of Art and History, and is internationally renowned for its collection of over 8,000 instruments.
The Brussels Museums Council is an independent body for all the museums in the Brussels-Capital Region, covering around 100 federal, private, municipal, and community museums. It promotes member museums through the Brussels Card (giving access to public transport and 30 of the 100 museums), the Brussels Museums Nocturnes (every Thursday from 5 p.m. to 10 p.m. from mid-September to mid-December) and the Museum Night Fever (an event for and by young people on a Saturday night in late February or early March).
Brussels has had a distinguished artist scene for many years. The famous Belgian surrealists René Magritte and Paul Delvaux, for instance, studied and lived there, as did the avant-garde dramatist Michel de Ghelderode. The city was also home of the impressionist painter Anna Boch from the artists' group Les XX, and includes other famous Belgian painters such as Léon Spilliaert. Brussels is also a capital of the comic strip; some treasured Belgian characters are Tintin, Lucky Luke, The Smurfs, Spirou, Gaston, Marsupilami, Blake and Mortimer, Boule et Bill and Cubitus (see Belgian comics). Throughout the city, walls are painted with large motifs of comic book characters; these murals taken together are known as Brussels' Comic Book Route. Also, the interiors of some Metro stations are designed by artists. The Belgian Comic Strip Center combines two artistic leitmotifs of Brussels, being a museum devoted to Belgian comic strips, housed in the former Magasins Waucquez textile department store, designed by Victor Horta in the Art Nouveau style. In addition, street art is changing the landscape of this multicultural city.
Brussels is well known for its performing arts scene, with the Royal Theatre of La Monnaie, the Royal Park Theatre, the Théâtre Royal des Galeries and the Kaaitheater among the most notable institutions. The Kunstenfestivaldesarts, an international performing arts festival, is organised every year in May in about twenty different cultural houses and theatres throughout the city. The King Baudouin Stadium is a concert and competition facility with a 50,000 seat capacity, the largest in Belgium. The site was formerly occupied by the Heysel Stadium. The Center for Fine Arts (often referred to as BOZAR in French or PSK in Dutch), a multi-purpose centre for theatre, cinema, music, literature and art exhibitions, is home to the National Orchestra of Belgium and to the annual Queen Elisabeth Competition for classical singers and instrumentalists, one of the most challenging and prestigious competitions of the kind. Studio 4 in Le Flagey cultural centre hosts the Brussels Philharmonic. Other concert venues include Forest National/Vorst Nationaal, the Ancienne Belgique, the Cirque Royal/Koninklijk Circus, the Botanique and Palais 12/Paleis 12. Furthermore, the Jazz Station in Saint-Josse-ten-Noode is a museum and archive on jazz, and a venue for jazz concerts.
Folklore
Brussels' identity owes much to its rich folklore and traditions, among the liveliest in the country.
The Ommegang, a folkloric costumed procession, commemorating the Joyous Entry of Emperor Charles V and his son Philip II in the city in 1549, takes place every year in July. The colourful parade includes floats, traditional processional giants, such as Saint Michael and Saint Gudula, and scores of folkloric groups, either on foot or on horseback, dressed in medieval garb. The parade ends in a pageant on the Grand-Place. Since 2019, it is recognised as a Masterpiece of the Oral and Intangible Heritage of Humanity by UNESCO.
The Meyboom, an even-older folk tradition of Brussels (1308), celebrating the "May tree"—in fact, a corruption of the Dutch tree of joy—takes place paradoxically on 9 August. After parading a young beech in the city, it is planted in a joyful spirit with lots of music, Brusseleir songs, and processional giants. It was also recognised as an expression of intangible cultural heritage by UNESCO, as part of the bi-national inscription "Processional giants and dragons in Belgium and France". The celebration is reminiscent of the town's long-standing (folkloric) feud with Leuven, which dates back to the Middle Ages.
Another good introduction to the Brusseleir local dialect and way of life can be obtained at the Royal Theatre Toone, a folkloric theatre of marionettes, located a stone's throw away from the Grand-Place.
The Saint-Verhaegen (often shortened to St V), a folkloric student procession, celebrating the anniversary of the founding of the (ULB) and the (VUB), is held on 20 November.
Cultural events and festivals
Many events are organised or hosted in Brussels throughout the year. In addition, many festivals animate the Brussels scene.
The Iris Festival is the official festival of the Brussels-Capital Region and is held annually in spring. The International Fantastic Film Festival of Brussels (BIFFF) is organised during the Easter holidays and the Magritte Awards in February. The Festival of Europe, an open day and activities in and around the institutions of the European Union, is held on 9 May. On Belgian National Day, on 21 July, a military parade and celebrations take place on the / and in Brussels Park, ending with a display of fireworks in the evening.
Some summer festivities include Couleur Café Festival, a festival of world and urban music, around the end of June or early July, the Brussels Summer Festival (BSF), a music festival in August, the Brussels Fair, the most important yearly fair in Brussels, lasting more than a month, in July and August, and Brussels Beach, when the banks of the canal are turned into a temporary urban beach. Other biennial events are the Zinneke Parade, a colourful, multicultural parade through the city, which has been held since 2000 in May, as well as the popular Flower Carpet at the Grand-Place in August. Heritage Days are organised on the third weekend of September (sometimes coinciding with the car-free day) and are a good opportunity to discover the wealth of buildings, institutions and real estate in Brussels. The "Winter Wonders" animate the heart of Brussels in December; these winter activities were launched in Brussels in 2001.
Cuisine
Brussels is well known for its local waffle, its chocolate, its French fries and its numerous types of beers. The Brussels sprout, which has long been popular in Brussels, and may have originated there, is also named after the city.
The gastronomic offer includes approximately 1,800 restaurants (including three 2-starred and ten 1-starred Michelin restaurants), and a number of bars. In addition to the traditional restaurants, there are many cafés, bistros and the usual range of international fast food chains. The cafés are similar to bars, and offer beer and light dishes; coffee houses are called (literally "tea salons"). Also widespread are brasseries, which usually offer a variety of beers and typical national dishes.
Belgian cuisine is known among connoisseurs as one of the best in Europe. It is characterised by the combination of French cuisine with the more hearty Flemish fare. Notable specialities include Brussels waffles (gaufres) and mussels (usually as moules-frites, served with fries). The city is a stronghold of chocolate and praline manufacturers with renowned companies like Côte d'Or, Neuhaus, Leonidas and Godiva. Pralines were first introduced in 1912 by Jean Neuhaus II, a Belgian chocolatier of Swiss origin, in the Royal Saint-Hubert Galleries. Numerous friteries are spread throughout the city, and in tourist areas, fresh hot waffles are also sold on the street.
As well as other Belgian beers, the spontaneously fermented lambic style, brewed in and around Brussels, is widely available there and in the nearby Senne valley where the wild yeasts that ferment it have their origin. Kriek, a cherry lambic, is available in almost every bar or restaurant in Brussels.
Brussels is known as the birthplace of the Belgian endive. The technique for growing blanched endives was accidentally discovered in the 1850s at the Botanical Garden of Brussels in Saint-Josse-ten-Noode.
Shopping
Famous shopping areas in Brussels include the pedestrian-only Rue Neuve/Nieuwstraat, the second busiest shopping street in Belgium (after the Meir, in Antwerp) with a weekly average of 230,000 visitors, home to popular international chains (H&M, C&A, Zara, Primark), as well as the City 2 and Anspach galleries. The Royal Saint-Hubert Galleries hold a variety of luxury shops and some six million people stroll through them each year. The neighbourhood around the / has become, in recent years, a focal point for fashion and design; this main street and its side streets also feature Belgium's young and most happening artistic talent.
In Ixelles, the / and the Namur Gate area offer a blend of luxury shops, fast food restaurants and entertainment venues, and the /, in the mainly-Congolese Matongé district, offers a great taste of African fashion and lifestyle. The nearby Avenue Louise/Louizalaan is lined with high-end fashion stores and boutiques, making it one of the most expensive streets in Belgium.
There are shopping centres outside the inner ring: Basilix, Woluwe Shopping Center, Westland Shopping Center, and Docks Bruxsel, which opened in October 2017. In addition, Brussels ranks as one of Europe's best capital cities for flea market shopping. The Old Market, on the Place du Jeu de Balle/Vossenplein, in the Marolles/Marollen neighbourhood, is particularly renowned. The nearby Sablon/Zavel area is home to many of Brussels' antique dealers. The Midi Market around Brussels-South station and the / is reputed to be one of the largest markets in Europe.
Sports
Sport in Brussels is under the responsibility of the Communities. The (ADEPS) is responsible for recognising the various French-speaking sports federations and also runs three sports centres in the Brussels-Capital Region. Its Dutch-speaking counterpart is (formerly called BLOSO).
The King Baudouin Stadium (formerly the Heysel Stadium) is the largest in the country and home to the national teams in football and rugby union. It hosted the final of the 1972 UEFA European Football Championship, and the opening game of the 2000 edition. Several European club finals have been held at the ground, including the 1985 European Cup Final which saw 39 deaths due to hooliganism and structural collapse. The King Baudouin Stadium is also home of the annual Memorial Van Damme athletics event, Belgium's foremost track and field competition, which is part of the Diamond League. Other important athletics events are the Brussels Marathon and the 20 km of Brussels, an annual run with 30,000 participants.
Cycling
Brussels is home to notable cycling races. The city is the arrival location of the Brussels Cycling Classic, formerly known as Paris–Brussels, which is one of the oldest semi classic bicycle races on the international calendar. From World War I until the early 1970s, the Six Days of Brussels was organised regularly. In the last decades of the 20th century, the Grand Prix Eddy Merckx was also held in Brussels.
Association football
R.S.C. Anderlecht, based in the Constant Vanden Stock Stadium in Anderlecht, is the most successful Belgian football club in the Belgian Pro League, with 34 titles. It has also won the most major European tournaments for a Belgian side, with 6 European titles. Brussels is also home to Union Saint-Gilloise, the most successful Belgian club before World War II, with 11 titles. The club was founded in Saint-Gilles but is based in nearby Forest, and plays in the Belgian Pro League. Racing White Daring Molenbeek, based in Molenbeek-Saint-Jean, and often referred to as RWDM, is a very popular football club that, since 2023, is back playing in the Belgian Pro League.
Other Brussels clubs that played in the national series over the years were Royal White Star Bruxelles, Ixelles SC, Crossing Club de Schaerbeek (born from a merger between RCS de Schaerbeek and Crossing Club Molenbeek), Scup Jette, RUS de Laeken, Racing Jet de Bruxelles, AS Auderghem, KV Wosjot Woluwe and FC Ganshoren.
Economy
Serving as the centre of administration for Belgium and Europe, Brussels' economy is largely service-oriented. It is dominated by regional and world headquarters of multinationals, by European institutions, by various local and federal administrations, and by related services companies, though it does have a number of notable craft industries, such as the Cantillon Brewery, a lambic brewery founded in 1900.
Brussels has a robust economy. The region contributes to one fifth of Belgium's GDP, and its 550,000 jobs account for 17.7% of Belgium's employment. Its GDP per capita is nearly double that of Belgium as a whole, and it has the highest GDP per capita of any NUTS 1 region in the EU, at ~$80,000 in 2016. That being said, the GDP is boosted by a massive inflow of commuters from neighbouring regions; over half of those who work in Brussels live in Flanders or Wallonia, with 230,000 and 130,000 commuters per day respectively. Conversely, only 16.0% of people from Brussels work outside Brussels (68,827 (68.5%) of them in Flanders and 21,035 (31.5%) in Wallonia). Not all of the wealth generated in Brussels remains in Brussels itself, and , the unemployment among residents of Brussels is 20.4%.
There are approximately 50,000 businesses in Brussels, of which around 2,200 are foreign. This number is constantly increasing and can well explain the role of Brussels in Europe. The city's infrastructure is very favourable in terms of starting up a new business. House prices have also increased in recent years, especially with the increase of young professionals settling down in Brussels, making it the most expensive city to live in Belgium. In addition, Brussels holds more than 1,000 business conferences annually, making it the ninth most popular conference city in Europe.
Brussels is rated as the 34th most important financial centre in the world as of 2020, according to the Global Financial Centres Index. The Brussels Stock Exchange, abbreviated to BSE, now called Euronext Brussels, is part of the European stock exchange Euronext, along with Paris Bourse, Lisbon Stock Exchange and Amsterdam Stock Exchange. Its benchmark stock market index is the BEL20.
Media
Brussels is a centre of both media and communications in Belgium, with many Belgian television stations, radio stations, newspapers and telephone companies having their headquarters in the region. The French-language public broadcaster RTBF, the Dutch-language public broadcaster VRT, the two regional channels BX1 (formerly Télé Bruxelles) and Bruzz (formerly TV Brussel), the encrypted BeTV channel and private channels RTL-TVI and VTM are headquartered in Brussels. Some national newspapers such as Le Soir, La Libre, De Morgen and the news agency Belga are based in or around Brussels. The Belgian postal company bpost, as well as the telecommunication companies and mobile operators Proximus, Orange Belgium and Telenet are all located there.
As English is spoken widely, several English media organisations operate in Brussels. The most popular of these are the English-language daily news media platform and bi-monthly magazine The Brussels Times and the quarterly magazine and website The Bulletin. The multilingual pan-European news channel Euronews also maintains an office in Brussels.
Education
Tertiary education
There are several universities in Brussels. Except for the Royal Military Academy, a federal military college established in 1834, all universities in Brussels are private and autonomous. The Royal Military Academy also the only Belgian university organised on the boarding school model.
The Université libre de Bruxelles (ULB), a French-speaking university, with about 20,000 students, has three campuses in the city, and the Vrije Universiteit Brussel (VUB), its Dutch-speaking sister university, has about 10,000 students. Both universities originate from a single ancestor university, founded in 1834, namely the Free University of Brussels, which was split in 1970, at about the same time the Flemish and French Communities gained legislative power over the organisation of higher education.
Saint-Louis University, Brussels (also known as UCLouvain Saint-Louis – Bruxelles) was founded in 1858 and is specialised in social and human sciences, with 4,000 students, and located on two campuses in the City of Brussels and Ixelles. From September 2018 on, the university uses the name UCLouvain, together with the Catholic University of Louvain, in the context of a merger between both universities.
Still other universities have campuses in Brussels, such as the French-speaking Catholic University of Louvain (UCLouvain), which has 10,000 students in the city with its medical faculties at UCLouvain Bruxelles Woluwe since 1973, in addition to its Faculty of Architecture, Architectural Engineering and Urban Planning and UCLouvain's Dutch-speaking sister Katholieke Universiteit Leuven (KU Leuven) (offering bachelor's and master's degrees in economics & business, law, arts, and architecture; 4,400 students). In addition, the University of Kent's Brussels School of International Studies is a specialised postgraduate school offering advanced international studies.
Also a dozen of university colleges are located in Brussels, including two drama schools, founded in 1832: the French-speaking Conservatoire Royal and its Dutch-speaking equivalent, the Koninklijk Conservatorium.
Primary and secondary education
Most of Brussels pupils between the ages of 3 and 18 go to schools organised by the French-speaking Community or the Flemish Community, with close to 80% going to French-speaking schools, and roughly 20% to Dutch-speaking schools. Due to the post-war international presence in the city, there are also a number of international schools, including the International School of Brussels, with 1,450 pupils, between the ages of and 18, the British School of Brussels, and the four European Schools, which provide free education for the children of those working in the EU institutions. The combined student population of the four European Schools in Brussels is around 10,000.
Libraries
Brussels has a number of public or private-owned libraries on its territory. Most public libraries in Brussels fall under the competence of the Communities and are usually separated between French-speaking and Dutch-speaking institutions, although some are mixed.
The Royal Library of Belgium (KBR) is the national library of Belgium and one of the most prestigious libraries in the world. It owns several collections of historical importance, like the famous Fétis archives, and is the depository for all books ever published in Belgium or abroad by Belgian authors. It is located on the Mont des Arts/Kunstberg in central Brussels, near the Central Station.
There are several academic libraries and archives in Brussels. The libraries of the Université libre de Bruxelles (ULB) and the Vrije Universiteit Brussel (VUB) constitute the largest ensemble of university libraries in the city. In addition to the Solbosch location, there are branches in La Plaine and Erasme/Erasmus. Other academic libraries include those of Saint-Louis University, Brussels and the Catholic University of Louvain (UCLouvain).
Science and technology
Science and technology in Brussels is well developed with the presence of several universities and research institutes. The Brussels-Capital Region is home to several national science and technology institutes including the National Fund for Scientific Research (NFSR), the Institute for the Encouragement of Scientific Research and Innovation of Brussels (ISRIB), the Royal Academies for Science and the Arts of Belgium (RASAB) and the Belgian Academy Council of Applied Sciences (BACAS). Several science parks associated with the universities are also spread over the region.
The Royal Belgian Institute of Natural Sciences, located in Leopold Park, houses the world's largest hall completely dedicated to dinosaurs, with its collection of 30 fossilised Iguanodon skeletons. In addition, the Planetarium of the Royal Observatory of Belgium (part of the institutions of the Belgian Federal Science Policy Office), on the Heysel Plateau in Laeken, is one of the largest in Europe.
Healthcare
Brussels is home to a thriving pharmaceutical and health care industry which includes pioneering biotechnology research. The health sector employs 70,000 employees in 30,000 companies. There are 3,000 life sciences researchers in the city and two large science parks: Da Vinci Research Park and Erasmus Research Park. There are five university hospitals, a military hospital and more than 40 general hospitals and specialist clinics.
Due to its bilingual nature, hospitals in the Brussels-Capital Region can be either monolingual French, monolingual Dutch, or bilingual, depending on their nature. University hospitals belong to one of the two linguistic communities and are thus monolingual French or Dutch by law. Other hospitals managed by a public authority must be legally bilingual. Private hospitals are legally not bound to either language, but most cater to both. However, all hospital emergency services in the Capital Region (whether part of a public or private hospital) are required to be bilingual, since patients transported by emergency ambulance cannot choose the hospital they will be brought to.
Transport
Brussels has an extensive network of both private or public transportation means. Public transportation includes Brussels buses, trams, and metro (all three operated by the Brussels Intercommunal Transport Company (STIB/MIVB)), as well as a set of railway lines (operated by Infrabel) and railway stations served by public trains (operated by the National Railway Company of Belgium (NMBS/SNCB)). Air transport is available via one of the city's two airports (Brussels Airport and Brussels South Charleroi Airport), and boat transport is available via the Port of Brussels. Bicycle-sharing and car-sharing public systems are also available.
The complexity of the Belgian political landscape makes some transportation issues difficult to solve. The Brussels-Capital Region is surrounded by the Flemish and Walloon regions, which means that the airports, as well as many roads serving Brussels (most notably the Brussels Ring) are located in the other two Belgian regions. The city is relatively car-dependent by northern European standards and is considered to be the most congested city in the world according to the INRIX traffic survey.
Air
The Brussels-Capital Region is served by two airports, both located outside of the administrative territory of the region. The most notable is Brussels Airport, located in the nearby Flemish municipality of Zaventem, east of the capital, which can be accessed by highway (A201), train and bus. The secondary airport is Brussels South Charleroi Airport, located in Gosselies, a part of the city of Charleroi (Wallonia), some south-west of Brussels, which can be accessed by highway (E19 then E420) or a private bus. There is also Melsbroek Air Base, located in Steenokkerzeel, a military airport which shares its infrastructure with Brussels Airport. The aforementioned airports are also the main airports of Belgium.
Water
Since the 16th century, Brussels has had its own harbour, the Port of Brussels. It has been enlarged throughout the centuries to become the second Belgian inland port. Historically situated near the /, it lies today to the north-west of the region, on the Brussels–Scheldt Maritime Canal (commonly called Willebroek Canal), which connects Brussels to Antwerp via the Scheldt. Ships and large barges up to can penetrate deep into the country, avoiding break-ups and load transfers between Antwerp and the centre of Brussels, hence reducing the cost for companies using the canal, and thus offering a competitive advantage.
Moreover, the connection of the Willebroek Canal with the Brussels–Charleroi Canal, in the very heart of the capital, creates a north–south link, by means of waterways, between the Netherlands, Flanders and the industrial zone of Hainaut (Wallonia). There, navigation can access the network of French canals, thanks to the important inclined plane of Ronquières and the lifts of Strépy-Bracquegnies.
The importance of river traffic in Brussels makes it possible to avoid the road equivalent of 740,000 trucks per year—almost 2,000 per day—which, in addition to easing traffic problems, represents an estimated carbon dioxide saving of per year.
Train
The Brussels-Capital Region has three main train stations: Brussels-South, Brussels-Central and Brussels-North, which are also the busiest of the country. Brussels-South is also served by direct high-speed rail links: to London by Eurostar trains via the Channel Tunnel (1hr 51min); to Amsterdam by Thalys and InterCity connections; to Amsterdam, Paris (1hr 50min and 1hr 25min respectively ), and Cologne by Thalys; and to Cologne (1hr 50min) and Frankfurt (2hr 57min) by the German ICE.
The train rails in Brussels go underground, near the centre, through the North–South connection, with Brussels Central Station also being largely underground. The tunnel itself is only six tracks wide at its narrowest point, which often causes congestion and delays due to heavy use of the route.
The City of Brussels has minor railway stations at Bockstael, Brussels-Chapel, Brussels-Congres, Brussels-Luxembourg, Brussels-Schuman, Brussels-West, Haren, Haren-South and Simonis. In the Brussels Region, there are also railways stations at Berchem-Sainte-Agathe, Boitsfort, Boondael, Bordet (Evere), Etterbeek, Evere, Forest-East, Forest-South, Jette, Meiser (Schaerbeek), Moensberg (Uccle), Saint-Job (Uccle), Schaarbeek, Uccle-Calevoet, Uccle-Stalle, Vivier d'Oie-Diesdelle (Uccle), Merode and Watermael.
Public transport
The Brussels Intercommunal Transport Company (STIB/MIVB) is the local public transport operator in Brussels. It covers the 19 municipalities of the Brussels-Capital Region and some surface routes extend to the near suburbs in the other two regions, linking with the De Lijn network in Flanders and the TEC network in Wallonia.
Metro, trams and buses
The Brussels Metro dates back to 1976, but underground lines known as the premetro have been serviced by tramways since 1968. It is the only rapid transit system in Belgium (Antwerp and Charleroi both having light rail systems). The network consists of four conventional metro lines and three premetro lines. The metro-grade lines are M1, M2, M5, and M6, with some shared sections, covering a total of . , the Metro network within the region has a total of 69 metro and premetro stations. The Metro is an important means of transport, connecting with six railway stations of the National Railway Company of Belgium (NMBS/SNCB), and many tram and bus stops operated by STIB/MIVB, and with Flemish De Lijn and Walloon TEC bus stops.
A comprehensive bus and tram network covers the region. , the Brussels tram system consists of 17 tram lines (three of which – lines T3, T4 and T7 – qualify as premetro lines that partly travel over underground sections that were intended to be eventually converted into metro lines). The total route length is , making it one of the largest tram networks in Europe. The Brussels bus network is complementary to the rail network. It consists of 50 bus routes and 11 night routes, spanning .
Since April 2007, STIB/MIVB has also been operating a night bus network called Noctis on Friday and Saturday nights from midnight until 3 a.m. The service consists of 11 routes (N04, N05, N06, N08, N09, N10, N11, N12, N13, N16 and N18). The fare on these night buses is the same as during the day. All the lines leave from the Place de la Bourse/Beursplein in the city centre at 30 minutes intervals and cover all the main streets in the capital, as they radiate outwards to the suburbs. Noctis services returned from 2 July 2021 after over a year of disruption due to the COVID-19 pandemic in Belgium.
Ticketing
MoBIB is the STIB/MIVB electronic smart card, introduced in 2007, replacing the discontinued paper tickets. The hourly travel fare includes all means of transport (metro, tram and bus) operated by STIB/MIVB. Each trip has a different cost depending on the type of support purchased. Passengers can purchase monthly passes, yearly passes, 1 and 10-trip tickets and daily and 3-day passes. These can be bought over the Internet, but require customers to have a smart card reader. GO vending machines accept coins, local and international chip and PIN credit and debit cards.
Moreover, a complimentary interticketing system means that a combined STIB/MIVB ticket holder can, depending on the option, also use the train network operated by NMBS/SNCB and/or long-distance buses and commuter services operated by De Lijn or TEC. With this ticket, a single journey can include multiple stages across the different modes of transport and networks.
Other public transport
Since 2003, Brussels has had a car-sharing service operated by the Bremen company Cambio, in partnership with STIB/MIVB and the local ridesharing company Taxi Stop. In 2006, a public bicycle-sharing programme was introduced. The scheme was subsequently taken over by Villo!. Since 2008, this night-time public transport service has been supplemented by Collecto, a shared taxi system, which operates on weekdays between 11 p.m. and 6 a.m. In 2012, the Zen Car electric car-sharing scheme was launched in the university and European areas.
Road network
In medieval times, Brussels stood at the intersection of routes running north–south (the modern /) and east–west (/–/–/). The ancient pattern of streets, radiating from the Grand-Place, in large part remains, but has been overlaid by boulevards built over the river Senne, over the city walls and over the railway connection between the North and South Stations. Today, Brussels has the most congested traffic in North America and Europe, according to US traffic information platform INRIX.
Brussels is the hub of a range of national roads, the main ones being clockwise: the N1 (N to Breda), N2 (E to Maastricht), N3 (E to Aachen), N4 (SE to Luxembourg), N5 (S to Rheims), N6 (S to Maubeuge), N7 (SW to Lille), N8 (W to Koksijde) and N9 (NW to Ostend). Usually named /, these highways normally run in a straight line, but sometimes lose themselves in a maze of narrow shopping streets. The region is skirted by the European route E19 (N-S) and the E40 (E-W), while the E411 leads away to the SE. Brussels has an orbital motorway, numbered R0 (R-zero) and commonly referred to as the Ring. It is pear-shaped, as the southern side was never built as originally conceived, owing to residents' objections.
The city centre, sometimes known as the Pentagon, is surrounded by an inner ring road, the Small Ring (, ), a sequence of boulevards formally numbered R20 or N0. These were built upon the site of the second set of city walls following their demolition. The Metro line 2 runs under much of these. Since June 2015, a number of central boulevards inside the Pentagon have become car-free, limiting transit traffic through the old city.
On the eastern side of the region, the R21 or Greater Ring (, ) is formed by a string of boulevards that curves round from Laeken to Uccle. Some premetro stations (see Brussels Metro) were built on that route. A little further out, a stretch numbered R22 leads from Zaventem to Saint-Job.
Security and emergency services
Police
The Brussels local police, supported by the federal police, is responsible for law enforcement in Brussels. The 19 municipalities of the Brussels-Capital Region are divided into six police zones, all bilingual (French and Dutch):
5339 Brussels Capital Ixelles: the City of Brussels and Ixelles
5340 Brussels West: Berchem-Sainte-Agathe, Ganshoren, Jette, Koekelberg and Molenbeek-Saint-Jean
5341 South: Anderlecht, Forest and Saint-Gilles
5342 Uccle/Watermael-Boitsfort/Auderghem: Auderghem, Uccle and Watermael-Boitsfort
5343 Montgomery: Etterbeek, Woluwe-Saint-Lambert and Woluwe-Saint-Pierre
5344 Polbruno: Evere, Saint-Josse-ten-Noode and Schaerbeek
Fire department
The Brussels Fire and Emergency Medical Care Service, commonly known by its acronym SIAMU (DBDMH), operates in the 19 municipalities of Brussels. It is a class X fire department and the largest fire service in Belgium in terms of annual operations, equipment, and personnel. It has 9 fire stations, spread over the entire Brussels-Capital Region, and employs about 1,000 professional firefighters. As well as preventing and fighting fires, SIAMU also provides emergency medical care services in Brussels via its centralised 100 number (and the single 112 emergency number for the 27 countries of the European Union). It is bilingual (French–Dutch).
Parks and green spaces
Brussels is one of the greenest capitals in Europe, with over 8,000 hectares of green spaces. Vegetation cover and natural areas are higher in the outskirts, where they have limited the peri-urbanisation of the capital, but they decrease sharply towards the centre of Brussels; 10% in the central Pentagon, 30% of the municipalities in the first ring, and 71% of the municipalities in the second ring are occupied by green spaces.
Many parks and gardens, both public and privately owned, are scattered throughout the city. In addition to this, the Sonian Forest is located in its southern part and stretches out over the three Belgian regions. , it has been inscribed as a UNESCO World Heritage Site, the only Belgian component to the multinational inscription 'Primeval Beech Forests of the Carpathians and Other Regions of Europe'.
Notable people
Twin towns – sister cities
Brussels is twinned with the following cities:
Atlanta, United States
Beijing, China
Berlin, Germany
Breda, Netherlands
Casablanca, Morocco
Kinshasa, Congo
Kyiv, Ukraine
Macao, China
Madrid, Spain
Ljubljana, Slovenia
Prague, Czech Republic
Washington, D.C., United States
See also
Bourgeois of Brussels
Brussels Regional Investment Company
Outline of Belgium
Seven Noble Houses of Brussels
Statue of Europe
List of urban areas in the European Union
Dielegembos
References
Footnotes
Notes
Bibliography
External links
Brussels-Capital Region
Official tourism website
Interactive map
Brabant
Regions of Belgium
Regions of Europe with multiple official languages
Enclaves and exclaves
French-speaking countries and territories
Autonomous regions
NUTS 1 statistical regions of the European Union
Populated places established in the 1st millennium |
3712 | https://en.wikipedia.org/wiki/Bell%20Labs | Bell Labs | Nokia Bell Labs, originally named Bell Telephone Laboratories (1925–1984),
then AT&T Bell Laboratories (1984–1996)
and Bell Labs Innovations (1996–2007),
is an American industrial research and scientific development company owned by Finnish company Nokia. It is headquartered in Murray Hill, New Jersey, and operates a global network of laboratories.
Researchers working at Bell Laboratories are credited with the development of radio astronomy, the transistor, the laser, the photovoltaic cell, the charge-coupled device (CCD), information theory, the Unix operating system, and the programming languages B, C, C++, S, SNOBOL, AWK, AMPL, and others. Ten Nobel Prizes have been awarded for work completed at Bell Laboratories.
Bell Labs had its origin in the complex corporate organization of the Bell System telephone conglomerate. The laboratory began in the late 19th century as the Western Electric Engineering Department, located at 463 West Street in New York City. After years of conducting research and development under Western Electric, a Bell subsidiary, the Engineering Department was reformed into Bell Telephone Laboratories in 1925 and placed under the shared ownership of Western Electric and the American Telephone and Telegraph Company (AT&T). In the 1960s, laboratory and company headquarters were moved to New Jersey. Nokia acquired Bell Labs in 2016.
Origin and historical locations
Bell's personal research after the telephone
In 1880, when the French government awarded Alexander Graham Bell the Volta Prize of 50,000francs for the invention of the telephone (equivalent to about US$10,000 at the time, or about $ now), he used the award to fund the Volta Laboratory (also known as the "Alexander Graham Bell Laboratory") in Washington, D.C. in collaboration with Sumner Tainter and Bell's cousin Chichester Bell. The laboratory was variously known as the Volta Bureau, the Bell Carriage House, the Bell Laboratory and the Volta Laboratory.
It focused on the analysis, recording, and transmission of sound. Bell used his considerable profits from the laboratory for further research and education advancing the diffusion of knowledge relating to the deaf. This resulted in the founding of the Volta Bureau (c. 1887) at the Washington, D.C. home of his father, linguist Alexander Melville Bell. The carriage house there, at 1527 35th Street N.W., became their headquarters in 1889.
In 1893, Bell constructed a new building close by at 1537 35th Street N.W., specifically to house the lab. This building was declared a National Historic Landmark in 1972.
After the invention of the telephone, Bell maintained a relatively distant role with the Bell System as a whole, but continued to pursue his own personal research interests.
Early antecedent
The Bell Patent Association was formed by Alexander Graham Bell, Thomas Sanders, and Gardiner Hubbard when filing the first patents for the telephone in 1876.
Bell Telephone Company, the first telephone company, was formed a year later. It later became a part of the American Bell Telephone Company.
In 1884, the American Bell Telephone Company created the Mechanical Department from the Electrical and Patent Department formed a year earlier.
American Telephone & Telegraph Company (AT&T) and its own subsidiary company, took control of American Bell and the Bell System by 1889.
American Bell held a controlling interest in Western Electric (which was the manufacturing arm of the business) whereas AT&T was doing research into the service providers.
Formal organization and location changes
In 1896, Western Electric bought property at 463 West Street to centralize the manufacturers and engineers which had been supplying AT&T with such technology as telephones, telephone exchange switches and transmission equipment.
On January 1, 1925, Bell Telephone Laboratories, Inc. was organized to consolidate the development and research activities in the communication field and allied sciences for the Bell System. Ownership was evenly shared between Western Electric and AT&T. The new company had 3600 engineers, scientists, and support staff. Its 400,000 square foot space was expanded with a new building occupying about one quarter of a city block.
The first chairman of the board of directors was John J. Carty, the vice-president of AT&T, and the first president was Frank B. Jewett, also a board member, who stayed there until 1940. The operations were directed by E. B. Craft, executive vice-president, and formerly chief engineer at Western Electric.
By the early 1940s, Bell Labs engineers and scientists had begun to move to other locations away from the congestion and environmental distractions of New York City, and in 1967 Bell Laboratories headquarters was officially relocated to Murray Hill, New Jersey.
Among the later Bell Laboratories locations in New Jersey were Holmdel, Crawford Hill, the Deal Test Site, Freehold, Lincroft, Long Branch, Middletown, Neptune, Princeton, Piscataway, Red Bank, Chester, and Whippany. Of these, Murray Hill and Crawford Hill remain in existence (the Piscataway and Red Bank locations were transferred to and are now operated by Telcordia Technologies and the Whippany site was purchased by Bayer).
The largest grouping of people in the company was in Illinois, at Naperville-Lisle, in the Chicago area, which had the largest concentration of employees (about 11,000) prior to 2001. There also were groups of employees in Indianapolis, Indiana; Columbus, Ohio; North Andover, Massachusetts; Allentown, Pennsylvania; Reading, Pennsylvania; and Breinigsville, Pennsylvania; Burlington, North Carolina (1950s–1970s, moved to Greensboro 1980s) and Westminster, Colorado. Since 2001, many of the former locations have been scaled down or closed.
Bell’s Holmdel research and development lab, a 1.9 million square foot structure set on 473 acres, was closed in 2007. The mirrored-glass building was designed by Eero Saarinen. In August 2013, Somerset Development bought the building, intending to redevelop it into a mixed commercial and residential project. A 2012 article expressed doubt on the success of the newly named Bell Works site, but several large tenants had announced plans to move in through 2016 and 2017.
Building Complex Location (code) information, past and present
Chester (CH) - North Road, Chester, NJ (began 1930, outdoor test site for small size telephone pole preservation, timber-related equipment, cable laying mechanism for the first undersea voice cable, research for loop transmission, Lucent donated land for park)
Crawford Hill (HOH) - Crawfords Corner Road, Holmdel, NJ (built 1930s, currently as exhibit and building sold, horn antenna used for "Big Bang" theory)
Red Hill (HR) - located at exit 109 on the Garden State Parkway (480 Red Hill Rd, Middletown, NJ), the building that formerly housed hundreds of Bell Labs researchers is now in use by Memorial Sloan Kettering
Holmdel (HO) - 101 Crawfords Corner, Holmdel, NJ (built 1959–1962, older structures in the 1920s, currently as private building called Bell Works, discovered extraterrestrial radio emissions, undersea cable research, satellite transmissions systems Telstar 3 and 4); provided office space for ~3000 workers in the 1980s; prized glass building with hollow interior designed by Eero Saarinen; a 3-legged white water tower built to resemble a transistor marks the long entrance drive to this facility.
Indian Hill (IH) - 2000 Naperville Road, Naperville, IL (built 1966, currently Nokia, developed switching technology and systems)
Murray Hill (MH) - 600 Mountain Ave, Murray Hill, NJ (built 1941–1945, currently Nokia, developed transistor, UNIX operating system and C programming language, anechoic chamber, several building sections demolished)
Short Hills (HL) - 101-103 JFK Parkway, Short Hills, NJ (Various departments such as Accounts Payable, IT Purchasing, HR Personnel, Payroll, Telecom, and the Government group, and Unix Administration Systems Computer Center. Buildings exist without the overhead walkway between the two buildings and two different companies are located from banking and business analytics.)
Summit (SF) - 190 River Road, Summit, NJ (building was part of the UNIX Software Operations and became UNIX System Laboratories, Inc. In December 1991, USL combined with Novell. Location is a banking company.)
West St ( ) - 463 West Street, New York, NY (built 1898, 1925 until December 1966 as Bell Labs headquarters, experimental talking movies, wave nature of matter, radar)
Whippany (WH) - 67 Whippany Road, Whippany, NJ (built 1920s, demolished and portion building as Bayer, performed military research and development, research and development in radar, in guidance for the Nike missile, and in underwater sound, Telstar 1, wireless technologies)
List of Bell Labs (1974)
Bell Lab’s 1974 corporate directory listed 22 labs in the United States, located in:
Allentown - Allentown, PA
Atlanta - Norcross, GA
Centennial Park - Piscataway, NJ
Chester - Chester, NJ
Columbus - Columbus, OH
Crawford Hill - Holmdel, NJ
Denver - Denver, CO
Grand Forks-MSR - Cavalier, ND [Missile Site Radar (MSR) Site]
Grand Forks-PAR - Cavalier, ND [Perimeter Acquisition Radar (PAR) Site]
Guilford Center - Greensboro, NC
Holmdel - Holmdel, NJ
Indianapolis - Indianapolis, IN
Indian Hill - Naperville, IL
Kwajalein - San Francisco, CA
Madison - Madison, NJ
Merrimack Valley - North Andover, MA
Murray Hill - Murray Hill, NJ
Raritan River Center - Piscataway, NJ
Reading - Reading, PA
Union - Union, NJ
Warren Service Center - Warren, NJ
Whippany - Whippany, NJ
Discoveries and developments
Bell Laboratories was, and is, regarded by many as the premier research facility of its type, developing a wide range of revolutionary technologies, including radio astronomy, the transistor, the laser, information theory, the operating system Unix, the programming languages C and C++, solar cells, the charge-coupled device (CCD), and many other optical, wireless, and wired communications technologies and systems.
1920s
In 1924, Bell Labs physicist Walter A. Shewhart proposed the control chart as a method to determine when a process was in a state of statistical control. Shewhart's methods were the basis for statistical process control (SPC): the use of statistically based tools and techniques to manage and improve processes. This was the origin of the modern quality control movement, including Six Sigma.
In 1926, the laboratories invented an early synchronous-sound motion picture system, in competition with Fox Movietone and DeForest Phonofilm.
In 1927, a Bell team headed by Herbert E. Ives successfully transmitted long-distance 128-line television images of Secretary of Commerce Herbert Hoover from Washington to New York. In 1928 the thermal noise in a resistor was first measured by John B. Johnson, for which Harry Nyquist provided the theoretical analysis; this is now termed Johnson noise. During the 1920s, the one-time pad cipher was invented by Gilbert Vernam and Joseph Mauborgne at the laboratories. Bell Labs' Claude Shannon later proved that it is unbreakable.
In 1928, Harold Black invented the negative feedback system commonly used in amplifiers. Later, Harry Nyquist analyzed Black's design rule for negative feedback. This work was published in 1932 and became known as the Nyquist criterion.
1930s
In 1931, a foundation for radio astronomy was laid by Karl Jansky during his work investigating the origins of static on long-distance shortwave communications. He discovered that radio waves were being emitted from the center of the galaxy.
In 1931 and 1932, the labs made experimental high fidelity, long playing, and even stereophonic recordings of the Philadelphia Orchestra, conducted by Leopold Stokowski.
In 1933, stereo signals were transmitted live from Philadelphia to Washington, D.C.
In 1937, the vocoder, an electronic speech compression device, or codec, and the Voder, the first electronic speech synthesizer, were developed and demonstrated by Homer Dudley, the Voder being demonstrated at the 1939 New York World's Fair. Bell researcher Clinton Davisson shared the Nobel Prize in Physics with George Paget Thomson for the discovery of electron diffraction, which helped lay the foundation for solid-state electronics.
1940s
In the early 1940s, the photovoltaic cell was developed by Russell Ohl. In 1943, Bell developed SIGSALY, the first digital scrambled speech transmission system, used by the Allies in World War II. The British wartime codebreaker Alan Turing visited the labs at this time, working on speech encryption and meeting Claude Shannon.
Bell Labs Quality Assurance Department gave the world and the United States such statisticians as Walter A. Shewhart, W. Edwards Deming, Harold F. Dodge, George D. Edwards, Harry Romig, R. L. Jones, Paul Olmstead, E.G.D. Paterson, and Mary N. Torrey. During World War II, Emergency Technical Committee – Quality Control, drawn mainly from Bell Labs' statisticians, was instrumental in advancing Army and Navy ammunition acceptance and material sampling procedures.
In 1947, the transistor, arguably the most important invention developed by Bell Laboratories, was invented by John Bardeen, Walter Houser Brattain, and William Bradford Shockley (and who subsequently shared the Nobel Prize in Physics in 1956). In 1947, Richard Hamming invented Hamming codes for error detection and correction. For patent reasons, the result was not published until 1950.
In 1948, "A Mathematical Theory of Communication", one of the founding works in information theory, was published by Claude Shannon in the Bell System Technical Journal. It built in part on earlier work in the field by Bell researchers Harry Nyquist and Ralph Hartley, but it greatly extended these. Bell Labs also introduced a series of increasingly complex calculators through the decade. Shannon was also the founder of modern cryptography with his 1949 paper Communication Theory of Secrecy Systems.
Calculators
Model I: A complex number calculator, completed in 1939 and put into operation in 1940, for doing calculations of complex numbers.
Model II: Relay Computer / Relay Interpolator, September 1943, for interpolating data points of flight profiles (needed for performance testing of a gun director). This model introduced error detection (self checking).
Model III: Ballistic Computer, June 1944, for calculations of ballistic trajectories
Model IV: Error Detector Mark II, March 1945, improved ballistic computer
Model V: General-purpose electromechanical computer, of which two were built, July 1946 and February 1947
Model VI: 1949, an enhanced Model V
1950s
The 1950s also saw developments based upon information theory. The central development was binary code systems. Efforts concentrated on the prime mission of supporting the Bell System with engineering advances, including the N-carrier system, TD microwave radio relay, direct distance dialing, E-repeater, wire spring relay, and the Number Five Crossbar Switching System.
In 1952, William Gardner Pfann revealed the method of zone melting, which enabled semiconductor purification and level doping.
In 1953, Maurice Karnaugh developed the Karnaugh map, used for managing of Boolean algebraic expressions.
In 1954, the first modern solar cell was invented at Bell Laboratories.
In 1956 TAT-1, the first transatlantic communications cable to carry telephone conversations, was laid between Scotland and Newfoundland in a joint effort by AT&T, Bell Laboratories, and British and Canadian telephone companies.
In 1957, Max Mathews created MUSIC, one of the first computer programs to play electronic music. Robert C. Prim and Joseph Kruskal developed new greedy algorithms that revolutionized computer network design.
In 1958, a technical paper by Arthur Schawlow and Charles Hard Townes first described the laser.
In 1959, Mohamed M. Atalla and Dawon Kahng invented the metal-oxide semiconductor field-effect transistor (MOSFET). The MOSFET has achieved electronic hegemony and sustains the large-scale integration (LSI) of circuits underlying today's information society.
1960s
On October 1, 1960, the Kwajalein Field Station was announced as a location for the NIKE-ZEUS test program. Mr. R. W. Benfer was the first director to arrive shortly on October 5 for the program. Bell Labs designed many of the major system elements and conducted fundamental investigations of phase-controlled scanning antenna arrays.
In December 1960, Ali Javan, PhD physicist from the university of Teheran, Iran with help by Rolf Seebach and his associates William Bennett and Donald Heriot, successfully operated the first gas laser, the first continuous-light laser, operating at an unprecedented accuracy and color purity.
In 1962, the electret microphone was invented by Gerhard M. Sessler and James E. West. Also in 1962, John R. Pierce's vision of communications satellites was realized by the launch of Telstar.
On July 10, 1962, the Telstar spacecraft was launched into orbit by NASA and it was designed and built by Bell Laboratories. The first worldwide television broadcast was July 23, 1962 with a press conference by President Kennedy.
In Spring 1964, the building of an electronic switching systems center was planned at Bell Laboratories near Naperville, Illinois. The building in 1966 would be called Indian Hill, and development work from former electronic switching organization at Holmdel and Systems Equipment Engineering organization would occupy the laboratory with engineers from Western Electric Hawthorne Works. Scheduled for work were about 1,200 people when completed in 1966, and peaked at 11,000 before October 2001 Lucent Technologies downsizing occurred.
In 1964, the carbon dioxide laser was invented by Kumar Patel and the discovery/operation of the Nd:YAG laser was demonstrated by J.E. Geusic et al. Experiments by Myriam Sarachik provided the first data that confirmed the Kondo effect. The research of Philip W. Anderson into electronic structure of magnetic and disordered systems led to improved understanding of metals and insulators for which he was awarded the Nobel Prize for Physics in 1977.
In 1965, Penzias and Wilson discovered the cosmic microwave background, for which they were awarded the Nobel Prize in Physics in 1978.
Frank W. Sinden, Edward E. Zajac, Ken Knowlton, and A. Michael Noll made computer-animated movies during the early to mid-1960s. Ken Knowlton invented the computer animation language BEFLIX. The first digital computer art was created in 1962 by Noll.
In 1966, orthogonal frequency-division multiplexing (OFDM), a key technology in wireless services, was developed and patented by R. W. Chang.
In December 1966, the New York City site was sold and became the Westbeth Artists Community complex.
In 1968, molecular beam epitaxy was developed by J.R. Arthur and A.Y. Cho; molecular beam epitaxy allows semiconductor chips and laser matrices to be manufactured one atomic layer at a time.
In 1969, Dennis Ritchie and Ken Thompson created the computer operating system UNIX for the support of telecommunication switching systems as well as general-purpose computing. Also, in 1969, the charge-coupled device (CCD) was invented by Willard Boyle and George E. Smith, for which they were awarded the Nobel Prize in Physics in 2009.
From 1969 to 1971, Aaron Marcus, the first graphic designer involved with computer graphics, researched, designed, and programmed a prototype interactive page-layout system for the Picturephone.
1970s
The 1970s and 1980s saw more and more computer-related inventions at the Bell Laboratories as part of the personal computing revolution.
In the 1970s, major central office technology evolved from crossbar electromechanical relay-based technology and discrete transistor logic to Bell Labs-developed thick film hybrid and transistor–transistor logic (TTL), stored program-controlled switching systems; 1A/#4 TOLL Electronic Switching Systems (ESS) and 2A Local Central Offices produced at the Bell Labs Naperville and Western Electric Lisle, Illinois facilities. This technology evolution dramatically reduced floor space needs. The new ESS also came with its own diagnostic software that needed only a switchman and several frame technicians to maintain.
About 1970, the coax-22 cable was developed by Bell Labs. This coax cable with 22 strands allowed a total capacity of 132,000 telephone calls. Previously, a 12-strand coax cable was used for L-carrier systems. Both of these types of cables were manufactured at Western Electrics' Baltimore Works facility on machines designed by a Western Electric Senior development engineer.
In 1970, A. Michael Noll invented a tactile, force-feedback system, coupled with interactive stereoscopic computer display.
In 1971, an improved task priority system for computerized telephone exchange switching systems for telephone traffic was invented by Erna Schneider Hoover, who received one of the first software patents for it.
In 1972, Dennis Ritchie developed the compiled programming language C as a replacement for the interpreted language B, which was then used in a worse is better rewrite of UNIX. Also, the language AWK was designed and implemented by Alfred Aho, Peter Weinberger, and Brian Kernighan of Bell Laboratories. Also in 1972, Marc Rochkind invented the Source Code Control System.
In 1976, optical fiber systems were first tested in Georgia.
Production of their first internally-designed microprocessor, the BELLMAC-8, began in 1977. In 1980 they demonstrated the first single-chip 32-bit microprocessor, the Bellmac 32A, which went into production in 1982.
In 1978, the proprietary operating system Oryx/Pecos was developed from scratch by Bell Labs in order to run AT&T's large-scale PBX switching equipment. It was first used with AT&T's flagship System 75, and until very recently, was used in all variations up through and including Definity G3 (Generic 3) switches, now manufactured by AT&T/Lucent Technologies spin off Avaya.
1980s
During the 1980s, the operating system Plan 9 from Bell Labs was developed extending the UNIX model. Also, the Radiodrum, an electronic music instrument played in three space dimensions, was invented.
In 1980, the TDMA digital cellular telephone technology was patented.
The launching of the Bell Labs Fellows Award started in 1982 to recognize and honor scientists and engineers who have made outstanding and sustained R&D contributions at AT&T with a level of distinction. As of the 2021 inductees, only 336 people have received the honor.
Ken Thompson and Dennis Ritchie were also Bell Labs Fellows for 1982. Ritchie started in 1967 at Bell Labs in the Bell Labs Computer Systems Research department. Thompson started in 1966. Both co-inventors of the UNIX operating system and C language were also awarded decades later the 2011 Japan Prize for Information and Communications.
In 1982, fractional quantum Hall effect was discovered by Horst Störmer and former Bell Laboratories researchers Robert B. Laughlin and Daniel C. Tsui; they consequently won a Nobel Prize in 1998 for the discovery.
In 1984, the first photoconductive antennas for picosecond electromagnetic radiation were demonstrated by Auston and others. This type of antenna became an important component in terahertz time-domain spectroscopy. In 1984, Karmarkar's algorithm for linear programming was developed by mathematician Narendra Karmarkar. Also in 1984, a divestiture agreement signed in 1982 with the American Federal government forced the breakup of AT&T, and Bellcore (now iconectiv) was split off from Bell Laboratories to provide the same R&D functions for the newly created local exchange carriers. AT&T also was limited to using the Bell trademark only in association with Bell Laboratories. Bell Telephone Laboratories, Inc. became a wholly owned company of the new AT&T Technologies unit, the former Western Electric. The 5ESS Switch was developed during this transition.
The National Medal of Technology was awarded to Bell Labs, the first corporation to achieve this honor in February 1985.
In 1985, laser cooling was used to slow and manipulate atoms by Steven Chu and team. In 1985, the modeling language A Mathematical Programming Language, AMPL, was developed by Robert Fourer, David M. Gay and Brian Kernighan at Bell Laboratories. Also in 1985, Bell Laboratories was awarded the National Medal of Technology "For contribution over decades to modern communication systems".
In 1985, the programming language C++ had its first commercial release. Bjarne Stroustrup started developing C++ at Bell Laboratories in 1979 as an extension to the original C language.
Arthur Ashkin invented optical tweezers that grab particles, atoms, viruses and other living cells with their laser beam fingers. A major breakthrough came in 1987, when Ashkin used the tweezers to capture living bacteria without harming them. He immediately began studying biological systems using the optical tweezers, which are now widely used to investigate the machinery of life. He was awarded the Nobel Prize in Physics (2018) for his work involving optical tweezers and their application to biological systems.
In the mid-1980s, the transmission departments of Bell Labs developed highly reliable long-haul fiber-optic communications systems based on SONET, and network operations techniques, that enabled very high volume, near-instantaneous communications across the North American continent. Fail-safe and disaster-related traffic management operations systems enhanced the usefulness of the fiber optics. There was a synergy in the land-based and seas-based fiber optic systems, although they were developed by different divisions within the company. These systems are still in use throughout the U.S. today.
Charles A. Burrus became a Bell Labs Fellow in 1988 for his work done as a Technical Staff member. Prior to this accomplishment, was awarded in 1982 the AT&T Bell Laboratories Distinguished Technical Staff Award. Charles started in 1955 at the Holmdel Bell Labs location and retired in 1996 with consultations to Lucent Technologies up to 2002.
In 1988, TAT-8 became the first transatlantic fiber-optic cable. Bell Labs in Freehold, NJ developed the 1.3-micron fiber, cable, splicing, laser detector, and 280 Mbit/s repeater for 40,000 telephone-call capacity.
In the late 1980s, realizing that voiceband modems were approaching the Shannon limit on bit rate, Richard D. Gitlin, Jean-Jacques Werner, and their colleagues pioneered a major breakthrough by inventing DSL (Digital Subscriber Line) and creating the technology that enabled megabit transmission on installed copper telephone lines, thus facilitating the broadband era.
1990s
Bell Labs' John Mayo received the National Medal of Technology in 1990.
In May 1990, Ronald Snare was named AT&T Bell Laboratories Fellow, for “Singular contributions to the development of the common-channel signaling network and the signal transfer points globally.” This system began service in the United States in 1978.
In the early 1990s, approaches to increase modem speeds to 56K were explored at Bell Labs, and early patents were filed in 1992 by Ender Ayanoglu, Nuri R. Dagdeviren and their colleagues.
The scientist, W. Lincoln Hawkins in 1992 received the National Medal of Technology for work done at Bell Labs.
In 1992, Jack Salz, Jack Winters and Richard D. Gitlin provided the foundational
technology to demonstrate that adaptive antenna arrays at the transmitter and receiver can
substantially increase both the reliability (via diversity) and capacity (via spatial multiplexing) of
wireless systems without expanding the bandwidth. Subsequently, the BLAST system proposed by Gerard Foschini and colleagues dramatically expanded the capacity of wireless systems. This technology, known today as MIMO (Multiple Input Multiple Output), was a significant factor in
the standardization, commercialization, performance improvement, and growth of
cellular and wireless LAN systems.
Amos Joel in 1993 received the National Medal of Technology.
Two AT&T Bell Labs scientists, Joel Engel and Richard Frenkiel, were honored with the National Medal of Technology, in 1994.
In 1994, the quantum cascade laser was invented by Federico Capasso, Alfred Cho, Jerome Faist and their collaborators. Also in 1994, Peter Shor devised his quantum factorization algorithm.
In 1996, SCALPEL electron lithography, which prints features atoms wide on microchips, was invented by Lloyd Harriott and his team. The operating system Inferno, an update of Plan 9, was created by Dennis Ritchie with others, using the then-new concurrent programming language Limbo. A high performance database engine (Dali) was developed which became DataBlitz in its product form.
In 1996, AT&T spun off Bell Laboratories, along with most of its equipment manufacturing business, into a new company named Lucent Technologies. AT&T retained a small number of researchers who made up the staff of the newly created AT&T Labs.
Lucy Sanders was the third woman to receive the Bell Labs Fellow award in 1996, for her work in creating a RISC chip that allowed more phone calls using software and hardware on a single server. She started in 1977 and was one of the few woman engineers at Bell Labs.
In 1997, the smallest then-practical transistor (60 nanometers, 182 atoms wide) was built. In 1998, the first optical router was invented.
Rudolph Kazarinov and Federico Capasso received the optoelectronics Rank Prize on December 8, 1998.
In December 1998, Ritchie and Thompson also were honorees of the National Medal of Technology for their work done for pre-Lucent Technologies Bell Labs. The award was presented by U.S. President William Clinton in 1999 in a White House ceremony.
2000s
2000 was an active year for the Laboratories, in which DNA machine prototypes were developed; progressive geometry compression algorithm made widespread 3-D communication practical; the first electrically powered organic laser was invented; a large-scale map of cosmic dark matter was compiled; and the F-15 (material), an organic material that makes plastic transistors possible, was invented.
In 2002, physicist Jan Hendrik Schön was fired after his work was found to contain fraudulent data. It was the first known case of fraud at Bell Labs.
In 2003, the New Jersey Institute of Technology Biomedical Engineering Laboratory was created at Murray Hill, New Jersey.
In 2004, Lucent Technologies awarded two women the prestigious Bell Labs Fellow Award. Magaly Spector, a director in INS/Network Systems Group, was awarded for "sustained and exceptional scientific and technological contributions in solid-state physics, III-V material for semiconductor lasers, Gallium Arsenide integrated circuits, and the quality and reliability of products used in high speed optical transport systems for next generation high bandwidth communication." Eve Varma, a technical manager in MNS/Network Systems Group, was awarded for her citation in "sustained contributions to digital and optical networking, including architecture, synchronization, restoration, standards, operations and control."
In 2005, Jeong H. Kim, former President of Lucent's Optical Network Group, returned from academia to become the President of Bell Laboratories.
In April 2006, Bell Laboratories' parent company, Lucent Technologies, signed a merger agreement with Alcatel. On December 1, 2006, the merged company, Alcatel-Lucent, began operations. This deal raised concerns in the United States, where Bell Laboratories works on defense contracts. A separate company, LGS Innovations, with an American board was set up to manage Bell Laboratories' and Lucent's sensitive U.S. government contracts. In March 2019, LGS Innovations was purchased by CACI.
In December 2007, it was announced that the former Lucent Bell Laboratories and the former Alcatel Research and Innovation would be merged into one organization under the name of Bell Laboratories. This is the first period of growth following many years during which Bell Laboratories progressively lost manpower due to layoffs and spin-offs making the company shut down briefly.
In February 2008, Alcatel-Lucent continued the Bell Laboratories tradition of awarding the prestigious award for outstanding technical contributors. Martin J. Glapa, a former chief Technical Officer of Lucent's Cable Communications Business Unit and Director of Advanced Technologies, was presented by Alcatel-Lucent Bell Labs President Jeong H. Kim with the 2006 Bell Labs Fellow Award in Network Architecture, Network Planning, and Professional Services with particular focus in Cable TV Systems and Broadband Services having "significant resulting Alcatel-Lucent commercial successes." Glapa is a patent holder and has co-written the 2004 technical paper called "Optimal Availability & Security For Voice Over Cable Networks" and co-authored the 2008 "Impact of bandwidth demand growth on HFC networks" published by IEEE.
As of July 2008, however, only four scientists remained in physics research, according to a report by the scientific journal Nature.
On August 28, 2008, Alcatel-Lucent announced it was pulling out of basic science, material physics, and semiconductor research, and it will instead focus on more immediately marketable areas, including networking, high-speed electronics, wireless networks, nanotechnology and software.
In 2009, Willard Boyle and George Smith were awarded the Nobel Prize in Physics for the invention and development of the charge-coupled device (CCD).
Rob Soni was an Alcatel-Lucent Bell Labs Fellow in 2009 as cited for work in winning North American customers wireless business and for helping to define 4G wireless networks with transformative system architectures.
2010s
Gee Rittenhouse, former Head of Research, returned from his position as chief operating officer of Alcatel-Lucent's Software, Services, and Solutions business in February 2013, to become the 12th President of Bell Labs.
On November 4, 2013, Alcatel-Lucent announced the appointment of Marcus Weldon as President of Bell Labs. His stated charter was to return Bell Labs to the forefront of innovation in Information and communications technology by focusing on solving the key industry challenges, as was the case in the great Bell Labs innovation eras in the past.
In July 2014, Bell Labs announced it had broken "the broadband Internet speed record" with a new technology dubbed XG-FAST that promises 10 gigabits per second transmission speeds.
In 2014, Eric Betzig shared the Nobel Prize in Chemistry for his work in super-resolved fluorescence microscopy which he began pursuing while at Bell Labs in the Semiconductor Physics Research Department.
On April 15, 2015, Nokia agreed to acquire Alcatel-Lucent, Bell Labs' parent company, in a share exchange worth $16.6 billion. Their first day of combined operations was January 14, 2016.
In September 2016, Nokia Bell Labs, along with Technische Universität Berlin, Deutsche Telekom T-Labs and the Technical University of Munich achieved a data rate of one terabit per second by improving transmission capacity and spectral efficiency in an optical communications field trial with a new modulation technique.
Antero Taivalsaari became a Bell Labs Fellow in 2016 for his specific work.
In 2017, Dragan Samardzija was awarded the Bell Labs Fellow.
In 2018, Arthur Ashkin shared the Nobel Prize in Physics for his work on "the optical tweezers and their application to biological systems" which was developed at Bell Labs in the 1980s.
2020s
In 2020, Alfred Aho and Jeffrey Ullman shared the Turing Award for their work on compilers, starting with their tenure at Bell Labs during 1967–69.
On, November 16, 2021, Nokia presented the 2021 Bell Labs Fellows Award Ceremony, six new members (Igor Curcio, Matthew Andrews, Bjorn Jelonnek, Ed Harstead, Gino Dion, Esa Tiirola) held at Nokia Batvik Mansion, Finland.
In December 2021, Nokia's Chief Strategy and Technology Officer decided to reorganize Bell Labs in two separate functional organizations: Bell Labs Core Research and Bell Labs Solutions research. Bell Labs Core Research is in charge of creating disruptive technologies with 10-year horizon. Bell Labs Solutions Research, looks for shorter term solutions that can provide growth opportunities for Nokia.
The Nokia 2022 Bell Labs Fellows were recognized on November 29, 2022, in a New Jersey ceremony. Five researchers were inducted to the total of 341 recipients since its inception by AT&T Bell Labs in 1982. One member was from New Jersey, two were from Cambridge, UK, and two were from Finland representing Espoo and Tampere locations.
Nobel Prize, Turing Award, IEEE Medal of Honor
Ten Nobel Prizes have been awarded for work completed at Bell Laboratories.
1937: Clinton J. Davisson shared the Nobel Prize in Physics for demonstrating the wave nature of matter.
1956: John Bardeen, Walter H. Brattain, and William Shockley received the Nobel Prize in Physics for inventing the first transistors.
1977: Philip W. Anderson shared the Nobel Prize in Physics for developing an improved understanding of the electronic structure of glass and magnetic materials.
1978: Arno A. Penzias and Robert W. Wilson shared the Nobel Prize in Physics. Penzias and Wilson were cited for their discovering cosmic microwave background radiation, a nearly uniform glow that fills the Universe in the microwave band of the radio spectrum.
1997: Steven Chu shared the Nobel Prize in Physics for developing methods to cool and trap atoms with laser light.
1998: Horst Störmer, Robert Laughlin, and Daniel Tsui, were awarded the Nobel Prize in Physics for discovering and explaining the fractional quantum Hall effect.
2009: Willard S. Boyle, George E. Smith shared the Nobel Prize in Physics with Charles K. Kao. Boyle and Smith were cited for inventing charge-coupled device (CCD) semiconductor imaging sensors.
2014: Eric Betzig shared the Nobel Prize in Chemistry for his work in super-resolved fluorescence microscopy which he began pursuing while at Bell Labs.
2018: Arthur Ashkin shared the Nobel Prize in Physics for his work on "the optical tweezers and their application to biological systems" which was developed at Bell Labs.
2023: Louis Brus shared the Nobel Prize in Chemistry for his work in "the discovery and synthesis of quantum dots" which he began at Bell Labs.
The Turing Award has been won five times by Bell Labs researchers.
1968: Richard Hamming for his work on numerical methods, automatic coding systems, and error-detecting and error-correcting codes.
1983: Ken Thompson and Dennis Ritchie for their work on operating system theory, and for developing Unix.
1986: Robert Tarjan with John Hopcroft, for fundamental achievements in the design and analysis of algorithms and data structures.
2018: Yann LeCun and Yoshua Bengio shared the Turing Award with Geoffrey Hinton for their work in Deep Learning.
2020: Alfred Aho and Jeffrey Ullman shared the Turing Award for their work on Compilers.
First awarded in 1917, the IEEE Medal of Honor is the highest form of recognition by the Institute of Electrical and Electronics Engineers. The IEEE Medal of Honor has been won 22 times by Bell Labs researchers.
1926 Greenleaf Whittier Pickard For his contributions as to crystal detectors, coil antennas, wave propagation and atmospheric disturbances.
1936 G A Campbell For his contributions to the theory of electrical network.
1940 Lloyd Espenschied For his accomplishments as an engineer, as an inventor, as a pioneer in the development of radio telephony, and for his effective contributions to the progress of international radio coordination.
1946 Ralph Hartley For his early work on oscillating circuits employing triode tubes and likewise for his early recognition and clear exposition of the fundamental relationship between the total amount of information which may be transmitted over a transmission system of limited band-width and the time required.
1949 Ralph Brown For his extensive contributions to the field of radio and for his leadership in Institute affairs
1955 Harald T. Friis For his outstanding technical contributions in the expansion of the useful spectrum of radio frequencies, and for the inspiration and leadership he has given to young engineers.
1960 Harry Nyquist For fundamental contributions to a quantitative understanding of thermal noise, data transmission and negative feedback.
1963 George C. Southworth (with John H. Hammond, Jr.) For pioneering contributions to microwave radio physics, to radio astronomy, and to waveguide transmission.
1966 Claude Shannon For his development of a mathematical theory of communication which unified and significantly advanced the state of the art.
1967 Charles H. Townes For his significant contributions in the field of quantum electronics which have led to the maser and the laser.
1971 John Bardeen For his profound contributions to the understanding of the conductivity of solids, to the invention of the transistor, and to the microscopic theory of superconductivity
1973 Rudolf Kompfner For a major contribution to world-wide communication through the conception of the traveling wave tube embodying a new principle of amplification.
1975 John R. Pierce For his pioneering concrete proposals and the realization of satellite communication experiments, and for contributions in theory and design of traveling wave tubes and in electron beam optics essential to this success.
1977 H. Earle Vaughan For his vision, technical contributions and leadership in the development of the first high-capacity pulse-code-modulation time-division telephone switching system.
1980 William Shockley For the invention of the junction transistor, the analog and the junction field-effect transistor, and the theory underlying their operation.
1981 Sidney Darlington For fundamental contributions to filtering and signal processing leading to chirp radar.
1982 John Wilder Tukey For his contributions to the spectral analysis of random processes and the fast Fourier transform algorithm.
1989 C. Kumar N. Patel For fundamental contributions to quantum electronics, including the carbon dioxide laser and the spin-flip Raman laser.
1992 Amos E. Joel Jr. For fundamental contributions to and leadership in telecommunications switching systems.
1994 Alfred Y. Cho For seminal contributions to the development of molecular beam epitaxy.
2001 Herwig Kogelnik For fundamental contributions to the science and technology of lasers and optoelectronics, and for leadership in research and development of photonics and lightwave communication systems.
2005 James L. Flanagan For sustained leadership and outstanding contributions in speech technology.
Emmy Awards, Grammy Award, and Academy Award
The Emmy Award has been won five times by Bell Labs: one under Lucent Technologies, one under Alcatel-Lucent, and three under Nokia.
1997: Primetime Engineering Emmy Award for "work on digital television as part of the HDTV Grand Alliance."
2013: Technology and Engineering Emmy for its "Pioneering Work in Implementation and Deployment of Network DVR"
2016: Technology & Engineering Emmy Award for the pioneering invention and deployment of fiber-optic cable.
2020: Technology & Engineering Emmy Award for the CCD (charge-coupled device) was crucial in the development of television, allowing images to be captured digitally for recording transmission.
2021: Technology & Engineering Emmy Award for the "ISO Base Media File Format standardization, in which our multimedia research unit has played a major role."
The inventions of fiber-optics and research done in digital television and media File Format were under former AT&T Bell Labs ownership.
The Grammy Award has been won once by Bell Labs under Alcatel-Lucent.
2006: Technical GRAMMY® Award for outstanding technical contributions to the recording field.
The Academy Award has been won once by E. C. Wente and Bell Labs.
1937: Scientific or Technical Award (Class II) for their multi-cellular high-frequency horn and receiver.
Publications
The American Telephone and Telegraph Company, Western Electric, and other Bell System companies issued numerous publications, such as local house organs, for corporate distribution, for the scientific and industry communities, and for the general public, including telephone subscribers.
The Bell Laboratories Record was a principal house organ, featuring general interest content such as corporate news, support staff profiles and events, reports of facilities upgrades, but also articles of research and development results written for technical or non-technical audiences. The publication commenced in 1925 with the founding of the laboratories.
A prominent journal for the focussed dissemination of original or reprinted scientific research by Bell Labs engineers and scientists was the Bell System Technical Journal, started in 1922 by the AT&T Information Department. Bell researchers also published widely in industry journals.
Some of these articles were reprinted by the Bell System as Monographs, consecutively issued starting in 1920. These reprints, numbering over 5000, comprise a catalog of Bell research over the decades. Research in the Monographs is aided by access to associated indexes, for monographs 1–1199, 1200-2850 (1958), 2851-4050 (1962), and 4051-4650 (1964).
Essentially all of the landmark work done by Bell Labs is memorialized in one or more corresponding monographs. Examples include:
Monograph 1598 - Shannon, A Mathematical Theory of Communication, 1948 (reprinted from BSTJ).
Monograph 1659 - Bardeen and Brattain, Physical Principles Involved in Transistor Action, 1949 (reprinted from BSTJ).
Monograph 1757 - Hamming, Error Detecting and Error Correcting Codes, 1950 (reprinted from BSTJ).
Monograph 3289 - Pierce, Transoceanic Communications by Means of Satellite, 1959 (reprinted from Proc. I.R.E.).
Monograph 3345 - Schawlow & Townes, Infrared and Optical Masers, 1958 (reprinted from Physical Review).
Presidents
Notable alumni
__ Nobel Prize
__ Turing Award
Programs
On May 20, 2014, Bell Labs announced the Bell Labs Prize, a competition for innovators to offer proposals in information and communication technologies, with cash awards of up to $100,000 for the grand prize.
Bell Labs Technology Showcase
The Murray Hill campus features a exhibit, the Bell Labs Technology Showcase, showcasing the technological discoveries and developments at Bell Labs. The exhibit is located just off the main lobby and is open to the public.
See also
Bell Labs Holmdel Complex
Bell Labs Technical Journal—Published scientific journal of Bell Laboratories (1996–present)
Bell Labs Record
Industrial laboratory
George Stibitz—Bell Laboratories engineer—"father of the modern digital computer"
History of mobile phones—Bell Laboratories conception and development of cellular phones
High speed photography & Wollensak—Fastax high speed (rotating prism) cameras developed by Bell Labs
Knolls Atomic Power Laboratory
Simplified Message Desk Interface
Sound film—Westrex sound system for cinema films developed by Bell Labs
TWX Magazine—A short-lived trade periodical published by Bell Laboratories (1944–1952)
Experiments in Art and Technology—A collaboration between artists and Bell Labs engineers & scientists to create new forms of art
References
Further reading
Martin, Douglas. Ian M. Ross, a President at Bell Labs, Dies at 85, The New York Times, March 16, 2013, p. A23
Gleick, James. The Information: A History, a Theory, a Flood. Vintage Books, 2012, 544 pages. .
External links
Bell Works, the re-imagining of the historic former Bell Labs building in Holmdel, New Jersey
Timeline of discoveries as of 2006 <Nokia Bell-Labs Timeline>
Bell Labs' Murray Hill anechoic chamber
Bell Laboratories and the Development of Electrical Recording
History of Bell Telephone Laboratories, Inc. (from Bell System Memorial)
Bell Communications Around the Globe, public art sculpture, Los Angeles, California
The Idea Factory a video interview with Jon Gertner, author of "The Idea Factory: Bell Labs and the Great Age of American Innovation, by Dave Iverson of KQED-FM Public Radio, San Francisco
Alcatel-Lucent
Bell System
Berkeley Heights, New Jersey
Companies based in Union County, New Jersey
Computer science institutes in the United States
Computer science research organizations
Former AT&T subsidiaries
History of telecommunications in the United States
National Medal of Technology recipients
New Providence, New Jersey
Nokia
Research institutes in New Jersey |
3717 | https://en.wikipedia.org/wiki/Brain | Brain | The brain (or encephalon) is an organ that serves as the center of the nervous system in all vertebrate and most invertebrate animals. The brain is the largest cluster of neurons in the body and is typically located in the head, usually near organs for special senses such as vision, hearing and olfaction. It is the most specialized and energy-consuming organ in the body, responsible for complex sensory perception, motor control, endocrine regulation and the development of intelligence.
While invertebrate brains arise from paired segmental ganglia (each of which is only responsible for the respective body segment) of the ventral nerve cord, vertebrate brains develop axially from the midline dorsal nerve cord as a vesicular enlargement at the rostral end of the neural tube, with centralized control over all body segments. All vertebrate brains can be embryonically divided into three parts: the forebrain (prosencephalon, subdivided into telencephalon and diencephalon), midbrain (mesencephalon) and hindbrain (rhombencephalon, subdivided into metencephalon and myelencephalon). The spinal cord, which directly interacts with somatic functions below the head, can be considered a caudal extension of the myelencephalon enclosed inside the vertebral column. Together, the brain and spinal cord constitute the central nervous system in all vertebrates.
In humans, the cerebral cortex contains approximately 14–16 billion neurons, and the estimated number of neurons in the cerebellum is 55–70 billion. Each neuron is connected by synapses to several thousand other neurons, typically communicating with one another via root-like protrusions called dendrites and long fiber-like extensions called axons, which are usually myelinated and carry trains of rapid micro-electric signal pulses called action potentials to target specific recipient cells in other areas of the brain or distant parts of the body. The prefrontal cortex, which controls executive functions, is particularly well developed in humans.
Physiologically, brains exert centralized control over a body's other organs. They act on the rest of the body both by generating patterns of muscle activity and by driving the secretion of chemicals called hormones. This centralized control allows rapid and coordinated responses to changes in the environment. Some basic types of responsiveness such as reflexes can be mediated by the spinal cord or peripheral ganglia, but sophisticated purposeful control of behavior based on complex sensory input requires the information integrating capabilities of a centralized brain.
The operations of individual brain cells are now understood in considerable detail but the way they cooperate in ensembles of millions is yet to be solved. Recent models in modern neuroscience treat the brain as a biological computer, very different in mechanism from a digital computer, but similar in the sense that it acquires information from the surrounding world, stores it, and processes it in a variety of ways.
This article compares the properties of brains across the entire range of animal species, with the greatest attention to vertebrates. It deals with the human brain insofar as it shares the properties of other brains. The ways in which the human brain differs from other brains are covered in the human brain article. Several topics that might be covered here are instead covered there because much more can be said about them in a human context. The most important that are covered in the human brain article are brain disease and the effects of brain damage.
Anatomy
The shape and size of the brain varies greatly between species, and identifying common features is often difficult. Nevertheless, there are a number of principles of brain architecture that apply across a wide range of species. Some aspects of brain structure are common to almost the entire range of animal species; others distinguish "advanced" brains from more primitive ones, or distinguish vertebrates from invertebrates.
The simplest way to gain information about brain anatomy is by visual inspection, but many more sophisticated techniques have been developed. Brain tissue in its natural state is too soft to work with, but it can be hardened by immersion in alcohol or other fixatives, and then sliced apart for examination of the interior. Visually, the interior of the brain consists of areas of so-called grey matter, with a dark color, separated by areas of white matter, with a lighter color. Further information can be gained by staining slices of brain tissue with a variety of chemicals that bring out areas where specific types of molecules are present in high concentrations. It is also possible to examine the microstructure of brain tissue using a microscope, and to trace the pattern of connections from one brain area to another.
Cellular structure
The brains of all species are composed primarily of two broad classes of cells: neurons and glial cells. Glial cells (also known as glia or neuroglia) come in several types, and perform a number of critical functions, including structural support, metabolic support, insulation, and guidance of development. Neurons, however, are usually considered the most important cells in the brain.
The property that makes neurons unique is their ability to send signals to specific target cells over long distances. They send these signals by means of an axon, which is a thin protoplasmic fiber that extends from the cell body and projects, usually with numerous branches, to other areas, sometimes nearby, sometimes in distant parts of the brain or body. The length of an axon can be extraordinary: for example, if a pyramidal cell (an excitatory neuron) of the cerebral cortex were magnified so that its cell body became the size of a human body, its axon, equally magnified, would become a cable a few centimeters in diameter, extending more than a kilometer. These axons transmit signals in the form of electrochemical pulses called action potentials, which last less than a thousandth of a second and travel along the axon at speeds of 1–100 meters per second. Some neurons emit action potentials constantly, at rates of 10–100 per second, usually in irregular patterns; other neurons are quiet most of the time, but occasionally emit a burst of action potentials.
Axons transmit signals to other neurons by means of specialized junctions called synapses. A single axon may make as many as several thousand synaptic connections with other cells. When an action potential, traveling along an axon, arrives at a synapse, it causes a chemical called a neurotransmitter to be released. The neurotransmitter binds to receptor molecules in the membrane of the target cell.
Synapses are the key functional elements of the brain. The essential function of the brain is cell-to-cell communication, and synapses are the points at which communication occurs. The human brain has been estimated to contain approximately 100 trillion synapses; even the brain of a fruit fly contains several million. The functions of these synapses are very diverse: some are excitatory (exciting the target cell); others are inhibitory; others work by activating second messenger systems that change the internal chemistry of their target cells in complex ways. A large number of synapses are dynamically modifiable; that is, they are capable of changing strength in a way that is controlled by the patterns of signals that pass through them. It is widely believed that activity-dependent modification of synapses is the brain's primary mechanism for learning and memory.
Most of the space in the brain is taken up by axons, which are often bundled together in what are called nerve fiber tracts. A myelinated axon is wrapped in a fatty insulating sheath of myelin, which serves to greatly increase the speed of signal propagation. (There are also unmyelinated axons). Myelin is white, making parts of the brain filled exclusively with nerve fibers appear as light-colored white matter, in contrast to the darker-colored grey matter that marks areas with high densities of neuron cell bodies.
Evolution
Generic bilaterian nervous system
Except for a few primitive organisms such as sponges (which have no nervous system) and cnidarians (which have a diffuse nervous system consisting of a nerve net), all living multicellular animals are bilaterians, meaning animals with a bilaterally symmetric body plan (that is, left and right sides that are approximate mirror images of each other). All bilaterians are thought to have descended from a common ancestor that appeared late in the Cryogenian period, 700–650 million years ago, and it has been hypothesized that this common ancestor had the shape of a simple tubeworm with a segmented body. At a schematic level, that basic worm-shape continues to be reflected in the body and nervous system architecture of all modern bilaterians, including vertebrates. The fundamental bilateral body form is a tube with a hollow gut cavity running from the mouth to the anus, and a nerve cord with an enlargement (a ganglion) for each body segment, with an especially large ganglion at the front, called the brain. The brain is small and simple in some species, such as nematode worms; in other species, including vertebrates, it is the most complex organ in the body. Some types of worms, such as leeches, also have an enlarged ganglion at the back end of the nerve cord, known as a "tail brain".
There are a few types of existing bilaterians that lack a recognizable brain, including echinoderms and tunicates. It has not been definitively established whether the existence of these brainless species indicates that the earliest bilaterians lacked a brain, or whether their ancestors evolved in a way that led to the disappearance of a previously existing brain structure.
Invertebrates
This category includes tardigrades, arthropods, molluscs, and numerous types of worms. The diversity of invertebrate body plans is matched by an equal diversity in brain structures.
Two groups of invertebrates have notably complex brains: arthropods (insects, crustaceans, arachnids, and others), and cephalopods (octopuses, squids, and similar molluscs). The brains of arthropods and cephalopods arise from twin parallel nerve cords that extend through the body of the animal. Arthropods have a central brain, the supraesophageal ganglion, with three divisions and large optical lobes behind each eye for visual processing. Cephalopods such as the octopus and squid have the largest brains of any invertebrates.
There are several invertebrate species whose brains have been studied intensively because they have properties that make them convenient for experimental work:
Fruit flies (Drosophila), because of the large array of techniques available for studying their genetics, have been a natural subject for studying the role of genes in brain development. In spite of the large evolutionary distance between insects and mammals, many aspects of Drosophila neurogenetics have been shown to be relevant to humans. The first biological clock genes, for example, were identified by examining Drosophila mutants that showed disrupted daily activity cycles. A search in the genomes of vertebrates revealed a set of analogous genes, which were found to play similar roles in the mouse biological clock—and therefore almost certainly in the human biological clock as well. Studies done on Drosophila, also show that most neuropil regions of the brain are continuously reorganized throughout life in response to specific living conditions.
The nematode worm Caenorhabditis elegans, like Drosophila, has been studied largely because of its importance in genetics. In the early 1970s, Sydney Brenner chose it as a model organism for studying the way that genes control development. One of the advantages of working with this worm is that the body plan is very stereotyped: the nervous system of the hermaphrodite contains exactly 302 neurons, always in the same places, making identical synaptic connections in every worm. Brenner's team sliced worms into thousands of ultrathin sections and photographed each one under an electron microscope, then visually matched fibers from section to section, to map out every neuron and synapse in the entire body. The complete neuronal wiring diagram of C.elegans – its connectome was achieved. Nothing approaching this level of detail is available for any other organism, and the information gained has enabled a multitude of studies that would otherwise have not been possible.
The sea slug Aplysia californica was chosen by Nobel Prize-winning neurophysiologist Eric Kandel as a model for studying the cellular basis of learning and memory, because of the simplicity and accessibility of its nervous system, and it has been examined in hundreds of experiments.
Vertebrates
The first vertebrates appeared over 500 million years ago (Mya), during the Cambrian period, and may have resembled the modern hagfish in form. Jawed fish appeared by 445 Mya, amphibians by 350 Mya, reptiles by 310 Mya and mammals by 200 Mya (approximately). Each species has an equally long evolutionary history, but the brains of modern hagfishes, lampreys, sharks, amphibians, reptiles, and mammals show a gradient of size and complexity that roughly follows the evolutionary sequence. All of these brains contain the same set of basic anatomical components, but many are rudimentary in the hagfish, whereas in mammals the foremost part (the telencephalon) is greatly elaborated and expanded.
Brains are most commonly compared in terms of their size. The relationship between brain size, body size and other variables has been studied across a wide range of vertebrate species. As a rule, brain size increases with body size, but not in a simple linear proportion. In general, smaller animals tend to have larger brains, measured as a fraction of body size. For mammals, the relationship between brain volume and body mass essentially follows a power law with an exponent of about 0.75. This formula describes the central tendency, but every family of mammals departs from it to some degree, in a way that reflects in part the complexity of their behavior. For example, primates have brains 5 to 10 times larger than the formula predicts. Predators tend to have larger brains than their prey, relative to body size.
All vertebrate brains share a common underlying form, which appears most clearly during early stages of embryonic development. In its earliest form, the brain appears as three swellings at the front end of the neural tube; these swellings eventually become the forebrain, midbrain, and hindbrain (the prosencephalon, mesencephalon, and rhombencephalon, respectively). At the earliest stages of brain development, the three areas are roughly equal in size. In many classes of vertebrates, such as fish and amphibians, the three parts remain similar in size in the adult, but in mammals the forebrain becomes much larger than the other parts, and the midbrain becomes very small.
The brains of vertebrates are made of very soft tissue. Living brain tissue is pinkish on the outside and mostly white on the inside, with subtle variations in color. Vertebrate brains are surrounded by a system of connective tissue membranes called meninges that separate the skull from the brain. Blood vessels enter the central nervous system through holes in the meningeal layers. The cells in the blood vessel walls are joined tightly to one another, forming the blood–brain barrier, which blocks the passage of many toxins and pathogens (though at the same time blocking antibodies and some drugs, thereby presenting special challenges in treatment of diseases of the brain).
Neuroanatomists usually divide the vertebrate brain into six main regions: the telencephalon (cerebral hemispheres), diencephalon (thalamus and hypothalamus), mesencephalon (midbrain), cerebellum, pons, and medulla oblongata. Each of these areas has a complex internal structure. Some parts, such as the cerebral cortex and the cerebellar cortex, consist of layers that are folded or convoluted to fit within the available space. Other parts, such as the thalamus and hypothalamus, consist of clusters of many small nuclei. Thousands of distinguishable areas can be identified within the vertebrate brain based on fine distinctions of neural structure, chemistry, and connectivity.
Although the same basic components are present in all vertebrate brains, some branches of vertebrate evolution have led to substantial distortions of brain geometry, especially in the forebrain area. The brain of a shark shows the basic components in a straightforward way, but in teleost fishes (the great majority of existing fish species), the forebrain has become "everted", like a sock turned inside out. In birds, there are also major changes in forebrain structure. These distortions can make it difficult to match brain components from one species with those of another species.
Here is a list of some of the most important vertebrate brain components, along with a brief description of their functions as currently understood:
The medulla, along with the spinal cord, contains many small nuclei involved in a wide variety of sensory and involuntary motor functions such as vomiting, heart rate and digestive processes.
The pons lies in the brainstem directly above the medulla. Among other things, it contains nuclei that control often voluntary but simple acts such as sleep, respiration, swallowing, bladder function, equilibrium, eye movement, facial expressions, and posture.
The hypothalamus is a small region at the base of the forebrain, whose complexity and importance belies its size. It is composed of numerous small nuclei, each with distinct connections and neurochemistry. The hypothalamus is engaged in additional involuntary or partially voluntary acts such as sleep and wake cycles, eating and drinking, and the release of some hormones.
The thalamus is a collection of nuclei with diverse functions: some are involved in relaying information to and from the cerebral hemispheres, while others are involved in motivation. The subthalamic area (zona incerta) seems to contain action-generating systems for several types of "consummatory" behaviors such as eating, drinking, defecation, and copulation.
The cerebellum modulates the outputs of other brain systems, whether motor-related or thought related, to make them certain and precise. Removal of the cerebellum does not prevent an animal from doing anything in particular, but it makes actions hesitant and clumsy. This precision is not built-in but learned by trial and error. The muscle coordination learned while riding a bicycle is an example of a type of neural plasticity that may take place largely within the cerebellum. 10% of the brain's total volume consists of the cerebellum and 50% of all neurons are held within its structure.
The optic tectum allows actions to be directed toward points in space, most commonly in response to visual input. In mammals, it is usually referred to as the superior colliculus, and its best-studied function is to direct eye movements. It also directs reaching movements and other object-directed actions. It receives strong visual inputs, but also inputs from other senses that are useful in directing actions, such as auditory input in owls and input from the thermosensitive pit organs in snakes. In some primitive fishes, such as lampreys, this region is the largest part of the brain. The superior colliculus is part of the midbrain.
The pallium is a layer of grey matter that lies on the surface of the forebrain and is the most complex and most recent evolutionary development of the brain as an organ. In reptiles and mammals, it is called the cerebral cortex. Multiple functions involve the pallium, including smell and spatial memory. In mammals, where it becomes so large as to dominate the brain, it takes over functions from many other brain areas. In many mammals, the cerebral cortex consists of folded bulges called gyri that create deep furrows or fissures called sulci. The folds increase the surface area of the cortex and therefore increase the amount of gray matter and the amount of information that can be stored and processed.
The hippocampus, strictly speaking, is found only in mammals. However, the area it derives from, the medial pallium, has counterparts in all vertebrates. There is evidence that this part of the brain is involved in complex events such as spatial memory and navigation in fishes, birds, reptiles, and mammals.
The basal ganglia are a group of interconnected structures in the forebrain. The primary function of the basal ganglia appears to be action selection: they send inhibitory signals to all parts of the brain that can generate motor behaviors, and in the right circumstances can release the inhibition, so that the action-generating systems are able to execute their actions. Reward and punishment exert their most important neural effects by altering connections within the basal ganglia.
The olfactory bulb is a special structure that processes olfactory sensory signals and sends its output to the olfactory part of the pallium. It is a major brain component in many vertebrates, but is greatly reduced in humans and other primates (whose senses are dominated by information acquired by sight rather than smell).
Reptiles
Reptiles have a brain.
Birds
Mammals
The most obvious difference between the brains of mammals and other vertebrates is in terms of size. On average, a mammal has a brain roughly twice as large as that of a bird of the same body size, and ten times as large as that of a reptile of the same body size.
Size, however, is not the only difference: there are also substantial differences in shape. The hindbrain and midbrain of mammals are generally similar to those of other vertebrates, but dramatic differences appear in the forebrain, which is greatly enlarged and also altered in structure. The cerebral cortex is the part of the brain that most strongly distinguishes mammals. In non-mammalian vertebrates, the surface of the cerebrum is lined with a comparatively simple three-layered structure called the pallium. In mammals, the pallium evolves into a complex six-layered structure called neocortex or isocortex. Several areas at the edge of the neocortex, including the hippocampus and amygdala, are also much more extensively developed in mammals than in other vertebrates.
The elaboration of the cerebral cortex carries with it changes to other brain areas. The superior colliculus, which plays a major role in visual control of behavior in most vertebrates, shrinks to a small size in mammals, and many of its functions are taken over by visual areas of the cerebral cortex. The cerebellum of mammals contains a large portion (the neocerebellum) dedicated to supporting the cerebral cortex, which has no counterpart in other vertebrates.
Primates
The brains of humans and other primates contain the same structures as the brains of other mammals, but are generally larger in proportion to body size. The encephalization quotient (EQ) is used to compare brain sizes across species. It takes into account the nonlinearity of the brain-to-body relationship. Humans have an average EQ in the 7-to-8 range, while most other primates have an EQ in the 2-to-3 range. Dolphins have values higher than those of primates other than humans, but nearly all other mammals have EQ values that are substantially lower.
Most of the enlargement of the primate brain comes from a massive expansion of the cerebral cortex, especially the prefrontal cortex and the parts of the cortex involved in vision. The visual processing network of primates includes at least 30 distinguishable brain areas, with a complex web of interconnections. It has been estimated that visual processing areas occupy more than half of the total surface of the primate neocortex. The prefrontal cortex carries out functions that include planning, working memory, motivation, attention, and executive control. It takes up a much larger proportion of the brain for primates than for other species, and an especially large fraction of the human brain.
Development
The brain develops in an intricately orchestrated sequence of stages. It changes in shape from a simple swelling at the front of the nerve cord in the earliest embryonic stages, to a complex array of areas and connections. Neurons are created in special zones that contain stem cells, and then migrate through the tissue to reach their ultimate locations. Once neurons have positioned themselves, their axons sprout and navigate through the brain, branching and extending as they go, until the tips reach their targets and form synaptic connections. In a number of parts of the nervous system, neurons and synapses are produced in excessive numbers during the early stages, and then the unneeded ones are pruned away.
For vertebrates, the early stages of neural development are similar across all species. As the embryo transforms from a round blob of cells into a wormlike structure, a narrow strip of ectoderm running along the midline of the back is induced to become the neural plate, the precursor of the nervous system. The neural plate folds inward to form the neural groove, and then the lips that line the groove merge to enclose the neural tube, a hollow cord of cells with a fluid-filled ventricle at the center. At the front end, the ventricles and cord swell to form three vesicles that are the precursors of the prosencephalon (forebrain), mesencephalon (midbrain), and rhombencephalon (hindbrain). At the next stage, the forebrain splits into two vesicles called the telencephalon (which will contain the cerebral cortex, basal ganglia, and related structures) and the diencephalon (which will contain the thalamus and hypothalamus). At about the same time, the hindbrain splits into the metencephalon (which will contain the cerebellum and pons) and the myelencephalon (which will contain the medulla oblongata). Each of these areas contains proliferative zones where neurons and glial cells are generated; the resulting cells then migrate, sometimes for long distances, to their final positions.
Once a neuron is in place, it extends dendrites and an axon into the area around it. Axons, because they commonly extend a great distance from the cell body and need to reach specific targets, grow in a particularly complex way. The tip of a growing axon consists of a blob of protoplasm called a growth cone, studded with chemical receptors. These receptors sense the local environment, causing the growth cone to be attracted or repelled by various cellular elements, and thus to be pulled in a particular direction at each point along its path. The result of this pathfinding process is that the growth cone navigates through the brain until it reaches its destination area, where other chemical cues cause it to begin generating synapses. Considering the entire brain, thousands of genes create products that influence axonal pathfinding.
The synaptic network that finally emerges is only partly determined by genes, though. In many parts of the brain, axons initially "overgrow", and then are "pruned" by mechanisms that depend on neural activity. In the projection from the eye to the midbrain, for example, the structure in the adult contains a very precise mapping, connecting each point on the surface of the retina to a corresponding point in a midbrain layer. In the first stages of development, each axon from the retina is guided to the right general vicinity in the midbrain by chemical cues, but then branches very profusely and makes initial contact with a wide swath of midbrain neurons. The retina, before birth, contains special mechanisms that cause it to generate waves of activity that originate spontaneously at a random point and then propagate slowly across the retinal layer. These waves are useful because they cause neighboring neurons to be active at the same time; that is, they produce a neural activity pattern that contains information about the spatial arrangement of the neurons. This information is exploited in the midbrain by a mechanism that causes synapses to weaken, and eventually vanish, if activity in an axon is not followed by activity of the target cell. The result of this sophisticated process is a gradual tuning and tightening of the map, leaving it finally in its precise adult form.
Similar things happen in other brain areas: an initial synaptic matrix is generated as a result of genetically determined chemical guidance, but then gradually refined by activity-dependent mechanisms, partly driven by internal dynamics, partly by external sensory inputs. In some cases, as with the retina-midbrain system, activity patterns depend on mechanisms that operate only in the developing brain, and apparently exist solely to guide development.
In humans and many other mammals, new neurons are created mainly before birth, and the infant brain contains substantially more neurons than the adult brain. There are, however, a few areas where new neurons continue to be generated throughout life. The two areas for which adult neurogenesis is well established are the olfactory bulb, which is involved in the sense of smell, and the dentate gyrus of the hippocampus, where there is evidence that the new neurons play a role in storing newly acquired memories. With these exceptions, however, the set of neurons that is present in early childhood is the set that is present for life. Glial cells are different: as with most types of cells in the body, they are generated throughout the lifespan.
There has long been debate about whether the qualities of mind, personality, and intelligence can be attributed to heredity or to upbringing—this is the nature and nurture controversy. Although many details remain to be settled, neuroscience research has clearly shown that both factors are important. Genes determine the general form of the brain, and genes determine how the brain reacts to experience. Experience, however, is required to refine the matrix of synaptic connections, which in its developed form contains far more information than the genome does. In some respects, all that matters is the presence or absence of experience during critical periods of development. In other respects, the quantity and quality of experience are important; for example, there is substantial evidence that animals raised in enriched environments have thicker cerebral cortices, indicating a higher density of synaptic connections, than animals whose levels of stimulation are restricted.
Physiology
The functions of the brain depend on the ability of neurons to transmit electrochemical signals to other cells, and their ability to respond appropriately to electrochemical signals received from other cells. The electrical properties of neurons are controlled by a wide variety of biochemical and metabolic processes, most notably the interactions between neurotransmitters and receptors that take place at synapses.
Neurotransmitters and receptors
Neurotransmitters are chemicals that are released at synapses when the local membrane is depolarised and Ca2+ enters into the cell, typically when an action potential arrives at the synapse – neurotransmitters attach themselves to receptor molecules on the membrane of the synapse's target cell (or cells), and thereby alter the electrical or chemical properties of the receptor molecules. With few exceptions, each neuron in the brain releases the same chemical neurotransmitter, or combination of neurotransmitters, at all the synaptic connections it makes with other neurons; this rule is known as Dale's principle. Thus, a neuron can be characterized by the neurotransmitters that it releases. The great majority of psychoactive drugs exert their effects by altering specific neurotransmitter systems. This applies to drugs such as cannabinoids, nicotine, heroin, cocaine, alcohol, fluoxetine, chlorpromazine, and many others.
The two neurotransmitters that are most widely found in the vertebrate brain are glutamate, which almost always exerts excitatory effects on target neurons, and gamma-aminobutyric acid (GABA), which is almost always inhibitory. Neurons using these transmitters can be found in nearly every part of the brain. Because of their ubiquity, drugs that act on glutamate or GABA tend to have broad and powerful effects. Some general anesthetics act by reducing the effects of glutamate; most tranquilizers exert their sedative effects by enhancing the effects of GABA.
There are dozens of other chemical neurotransmitters that are used in more limited areas of the brain, often areas dedicated to a particular function. Serotonin, for example—the primary target of many antidepressant drugs and many dietary aids—comes exclusively from a small brainstem area called the raphe nuclei. Norepinephrine, which is involved in arousal, comes exclusively from a nearby small area called the locus coeruleus. Other neurotransmitters such as acetylcholine and dopamine have multiple sources in the brain but are not as ubiquitously distributed as glutamate and GABA.
Electrical activity
As a side effect of the electrochemical processes used by neurons for signaling, brain tissue generates electric fields when it is active. When large numbers of neurons show synchronized activity, the electric fields that they generate can be large enough to detect outside the skull, using electroencephalography (EEG) or magnetoencephalography (MEG). EEG recordings, along with recordings made from electrodes implanted inside the brains of animals such as rats, show that the brain of a living animal is constantly active, even during sleep. Each part of the brain shows a mixture of rhythmic and nonrhythmic activity, which may vary according to behavioral state. In mammals, the cerebral cortex tends to show large slow delta waves during sleep, faster alpha waves when the animal is awake but inattentive, and chaotic-looking irregular activity when the animal is actively engaged in a task, called beta and gamma waves. During an epileptic seizure, the brain's inhibitory control mechanisms fail to function and electrical activity rises to pathological levels, producing EEG traces that show large wave and spike patterns not seen in a healthy brain. Relating these population-level patterns to the computational functions of individual neurons is a major focus of current research in neurophysiology.
Metabolism
All vertebrates have a blood–brain barrier that allows metabolism inside the brain to operate differently from metabolism in other parts of the body. The neurovascular unit regulates cerebral blood flow so that activated neurons can be supplied with energy. Glial cells play a major role in brain metabolism by controlling the chemical composition of the fluid that surrounds neurons, including levels of ions and nutrients.
Brain tissue consumes a large amount of energy in proportion to its volume, so large brains place severe metabolic demands on animals. The need to limit body weight in order, for example, to fly, has apparently led to selection for a reduction of brain size in some species, such as bats. Most of the brain's energy consumption goes into sustaining the electric charge (membrane potential) of neurons. Most vertebrate species devote between 2% and 8% of basal metabolism to the brain. In primates, however, the percentage is much higher—in humans it rises to 20–25%. The energy consumption of the brain does not vary greatly over time, but active regions of the cerebral cortex consume somewhat more energy than inactive regions; this forms the basis for the functional brain imaging methods of PET, fMRI, and NIRS. The brain typically gets most of its energy from oxygen-dependent metabolism of glucose (i.e., blood sugar), but ketones provide a major alternative source, together with contributions from medium chain fatty acids (caprylic and heptanoic acids), lactate, acetate, and possibly amino acids.
Function
Information from the sense organs is collected in the brain. There it is used to determine what actions the organism is to take. The brain processes the raw data to extract information about the structure of the environment. Next it combines the processed information with information about the current needs of the animal and with memory of past circumstances. Finally, on the basis of the results, it generates motor response patterns. These signal-processing tasks require intricate interplay between a variety of functional subsystems.
The function of the brain is to provide coherent control over the actions of an animal. A centralized brain allows groups of muscles to be co-activated in complex patterns; it also allows stimuli impinging on one part of the body to evoke responses in other parts, and it can prevent different parts of the body from acting at cross-purposes to each other.
Perception
The human brain is provided with information about light, sound, the chemical composition of the atmosphere, temperature, the position of the body in space (proprioception), the chemical composition of the bloodstream, and more. In other animals additional senses are present, such as the infrared heat-sense of snakes, the magnetic field sense of some birds, or the electric field sense mainly seen in aquatic animals.
Each sensory system begins with specialized receptor cells, such as photoreceptor cells in the retina of the eye, or vibration-sensitive hair cells in the cochlea of the ear. The axons of sensory receptor cells travel into the spinal cord or brain, where they transmit their signals to a first-order sensory nucleus dedicated to one specific sensory modality. This primary sensory nucleus sends information to higher-order sensory areas that are dedicated to the same modality. Eventually, via a way-station in the thalamus, the signals are sent to the cerebral cortex, where they are processed to extract the relevant features, and integrated with signals coming from other sensory systems.
Motor control
Motor systems are areas of the brain that are involved in initiating body movements, that is, in activating muscles. Except for the muscles that control the eye, which are driven by nuclei in the midbrain, all the voluntary muscles in the body are directly innervated by motor neurons in the spinal cord and hindbrain. Spinal motor neurons are controlled both by neural circuits intrinsic to the spinal cord, and by inputs that descend from the brain. The intrinsic spinal circuits implement many reflex responses, and contain pattern generators for rhythmic movements such as walking or swimming. The descending connections from the brain allow for more sophisticated control.
The brain contains several motor areas that project directly to the spinal cord. At the lowest level are motor areas in the medulla and pons, which control stereotyped movements such as walking, breathing, or swallowing. At a higher level are areas in the midbrain, such as the red nucleus, which is responsible for coordinating movements of the arms and legs. At a higher level yet is the primary motor cortex, a strip of tissue located at the posterior edge of the frontal lobe. The primary motor cortex sends projections to the subcortical motor areas, but also sends a massive projection directly to the spinal cord, through the pyramidal tract. This direct corticospinal projection allows for precise voluntary control of the fine details of movements. Other motor-related brain areas exert secondary effects by projecting to the primary motor areas. Among the most important secondary areas are the premotor cortex, supplementary motor area, basal ganglia, and cerebellum. In addition to all of the above, the brain and spinal cord contain extensive circuitry to control the autonomic nervous system which controls the movement of the smooth muscle of the body.
Sleep
Many animals alternate between sleeping and waking in a daily cycle. Arousal and alertness are also modulated on a finer time scale by a network of brain areas. A key component of the sleep system is the suprachiasmatic nucleus (SCN), a tiny part of the hypothalamus located directly above the point at which the optic nerves from the two eyes cross. The SCN contains the body's central biological clock. Neurons there show activity levels that rise and fall with a period of about 24 hours, circadian rhythms: these activity fluctuations are driven by rhythmic changes in expression of a set of "clock genes". The SCN continues to keep time even if it is excised from the brain and placed in a dish of warm nutrient solution, but it ordinarily receives input from the optic nerves, through the retinohypothalamic tract (RHT), that allows daily light-dark cycles to calibrate the clock.
The SCN projects to a set of areas in the hypothalamus, brainstem, and midbrain that are involved in implementing sleep-wake cycles. An important component of the system is the reticular formation, a group of neuron-clusters scattered diffusely through the core of the lower brain. Reticular neurons send signals to the thalamus, which in turn sends activity-level-controlling signals to every part of the cortex. Damage to the reticular formation can produce a permanent state of coma.
Sleep involves great changes in brain activity. Until the 1950s it was generally believed that the brain essentially shuts off during sleep, but this is now known to be far from true; activity continues, but patterns become very different. There are two types of sleep: REM sleep (with dreaming) and NREM (non-REM, usually without dreaming) sleep, which repeat in slightly varying patterns throughout a sleep episode. Three broad types of distinct brain activity patterns can be measured: REM, light NREM and deep NREM. During deep NREM sleep, also called slow wave sleep, activity in the cortex takes the form of large synchronized waves, whereas in the waking state it is noisy and desynchronized. Levels of the neurotransmitters norepinephrine and serotonin drop during slow wave sleep, and fall almost to zero during REM sleep; levels of acetylcholine show the reverse pattern.
Homeostasis
For any animal, survival requires maintaining a variety of parameters of bodily state within a limited range of variation: these include temperature, water content, salt concentration in the bloodstream, blood glucose levels, blood oxygen level, and others. The ability of an animal to regulate the internal environment of its body—the milieu intérieur, as the pioneering physiologist Claude Bernard called it—is known as homeostasis (Greek for "standing still"). Maintaining homeostasis is a crucial function of the brain. The basic principle that underlies homeostasis is negative feedback: any time a parameter diverges from its set-point, sensors generate an error signal that evokes a response that causes the parameter to shift back toward its optimum value. (This principle is widely used in engineering, for example in the control of temperature using a thermostat.)
In vertebrates, the part of the brain that plays the greatest role is the hypothalamus, a small region at the base of the forebrain whose size does not reflect its complexity or the importance of its function. The hypothalamus is a collection of small nuclei, most of which are involved in basic biological functions. Some of these functions relate to arousal or to social interactions such as sexuality, aggression, or maternal behaviors; but many of them relate to homeostasis. Several hypothalamic nuclei receive input from sensors located in the lining of blood vessels, conveying information about temperature, sodium level, glucose level, blood oxygen level, and other parameters. These hypothalamic nuclei send output signals to motor areas that can generate actions to rectify deficiencies. Some of the outputs also go to the pituitary gland, a tiny gland attached to the brain directly underneath the hypothalamus. The pituitary gland secretes hormones into the bloodstream, where they circulate throughout the body and induce changes in cellular activity.
Motivation
The individual animals need to express survival-promoting behaviors, such as seeking food, water, shelter, and a mate. The motivational system in the brain monitors the current state of satisfaction of these goals, and activates behaviors to meet any needs that arise. The motivational system works largely by a reward–punishment mechanism. When a particular behavior is followed by favorable consequences, the reward mechanism in the brain is activated, which induces structural changes inside the brain that cause the same behavior to be repeated later, whenever a similar situation arises. Conversely, when a behavior is followed by unfavorable consequences, the brain's punishment mechanism is activated, inducing structural changes that cause the behavior to be suppressed when similar situations arise in the future.
Most organisms studied to date use a reward–punishment mechanism: for instance, worms and insects can alter their behavior to seek food sources or to avoid dangers. In vertebrates, the reward-punishment system is implemented by a specific set of brain structures, at the heart of which lie the basal ganglia, a set of interconnected areas at the base of the forebrain. The basal ganglia are the central site at which decisions are made: the basal ganglia exert a sustained inhibitory control over most of the motor systems in the brain; when this inhibition is released, a motor system is permitted to execute the action it is programmed to carry out. Rewards and punishments function by altering the relationship between the inputs that the basal ganglia receive and the decision-signals that are emitted. The reward mechanism is better understood than the punishment mechanism, because its role in drug abuse has caused it to be studied very intensively. Research has shown that the neurotransmitter dopamine plays a central role: addictive drugs such as cocaine, amphetamine, and nicotine either cause dopamine levels to rise or cause the effects of dopamine inside the brain to be enhanced.
Learning and memory
Almost all animals are capable of modifying their behavior as a result of experience—even the most primitive types of worms. Because behavior is driven by brain activity, changes in behavior must somehow correspond to changes inside the brain. Already in the late 19th century theorists like Santiago Ramón y Cajal argued that the most plausible explanation is that learning and memory are expressed as changes in the synaptic connections between neurons. Until 1970, however, experimental evidence to support the synaptic plasticity hypothesis was lacking. In 1971 Tim Bliss and Terje Lømo published a paper on a phenomenon now called long-term potentiation: the paper showed clear evidence of activity-induced synaptic changes that lasted for at least several days. Since then technical advances have made these sorts of experiments much easier to carry out, and thousands of studies have been made that have clarified the mechanism of synaptic change, and uncovered other types of activity-driven synaptic change in a variety of brain areas, including the cerebral cortex, hippocampus, basal ganglia, and cerebellum. Brain-derived neurotrophic factor (BDNF) and physical activity appear to play a beneficial role in the process.
Neuroscientists currently distinguish several types of learning and memory that are implemented by the brain in distinct ways:
Working memory is the ability of the brain to maintain a temporary representation of information about the task that an animal is currently engaged in. This sort of dynamic memory is thought to be mediated by the formation of cell assemblies—groups of activated neurons that maintain their activity by constantly stimulating one another.
Episodic memory is the ability to remember the details of specific events. This sort of memory can last for a lifetime. Much evidence implicates the hippocampus in playing a crucial role: people with severe damage to the hippocampus sometimes show amnesia, that is, inability to form new long-lasting episodic memories.
Semantic memory is the ability to learn facts and relationships. This sort of memory is probably stored largely in the cerebral cortex, mediated by changes in connections between cells that represent specific types of information.
Instrumental learning is the ability for rewards and punishments to modify behavior. It is implemented by a network of brain areas centered on the basal ganglia.
Motor learning is the ability to refine patterns of body movement by practicing, or more generally by repetition. A number of brain areas are involved, including the premotor cortex, basal ganglia, and especially the cerebellum, which functions as a large memory bank for microadjustments of the parameters of movement.
Research
The field of neuroscience encompasses all approaches that seek to understand the brain and the rest of the nervous system. Psychology seeks to understand mind and behavior, and neurology is the medical discipline that diagnoses and treats diseases of the nervous system. The brain is also the most important organ studied in psychiatry, the branch of medicine that works to study, prevent, and treat mental disorders. Cognitive science seeks to unify neuroscience and psychology with other fields that concern themselves with the brain, such as computer science (artificial intelligence and similar fields) and philosophy.
The oldest method of studying the brain is anatomical, and until the middle of the 20th century, much of the progress in neuroscience came from the development of better cell stains and better microscopes. Neuroanatomists study the large-scale structure of the brain as well as the microscopic structure of neurons and their components, especially synapses. Among other tools, they employ a plethora of stains that reveal neural structure, chemistry, and connectivity. In recent years, the development of immunostaining techniques has allowed investigation of neurons that express specific sets of genes. Also, functional neuroanatomy uses medical imaging techniques to correlate variations in human brain structure with differences in cognition or behavior.
Neurophysiologists study the chemical, pharmacological, and electrical properties of the brain: their primary tools are drugs and recording devices. Thousands of experimentally developed drugs affect the nervous system, some in highly specific ways. Recordings of brain activity can be made using electrodes, either glued to the scalp as in EEG studies, or implanted inside the brains of animals for extracellular recordings, which can detect action potentials generated by individual neurons. Because the brain does not contain pain receptors, it is possible using these techniques to record brain activity from animals that are awake and behaving without causing distress. The same techniques have occasionally been used to study brain activity in human patients with intractable epilepsy, in cases where there was a medical necessity to implant electrodes to localize the brain area responsible for epileptic seizures. Functional imaging techniques such as fMRI are also used to study brain activity; these techniques have mainly been used with human subjects, because they require a conscious subject to remain motionless for long periods of time, but they have the great advantage of being noninvasive.
Another approach to brain function is to examine the consequences of damage to specific brain areas. Even though it is protected by the skull and meninges, surrounded by cerebrospinal fluid, and isolated from the bloodstream by the blood–brain barrier, the delicate nature of the brain makes it vulnerable to numerous diseases and several types of damage. In humans, the effects of strokes and other types of brain damage have been a key source of information about brain function. Because there is no ability to experimentally control the nature of the damage, however, this information is often difficult to interpret. In animal studies, most commonly involving rats, it is possible to use electrodes or locally injected chemicals to produce precise patterns of damage and then examine the consequences for behavior.
Computational neuroscience encompasses two approaches: first, the use of computers to study the brain; second, the study of how brains perform computation. On one hand, it is possible to write a computer program to simulate the operation of a group of neurons by making use of systems of equations that describe their electrochemical activity; such simulations are known as biologically realistic neural networks. On the other hand, it is possible to study algorithms for neural computation by simulating, or mathematically analyzing, the operations of simplified "units" that have some of the properties of neurons but abstract out much of their biological complexity. The computational functions of the brain are studied both by computer scientists and neuroscientists.
Computational neurogenetic modeling is concerned with the study and development of dynamic neuronal models for modeling brain functions with respect to genes and dynamic interactions between genes.
Recent years have seen increasing applications of genetic and genomic techniques to the study of the brain and a focus on the roles of neurotrophic factors and physical activity in neuroplasticity. The most common subjects are mice, because of the availability of technical tools. It is now possible with relative ease to "knock out" or mutate a wide variety of genes, and then examine the effects on brain function. More sophisticated approaches are also being used: for example, using Cre-Lox recombination it is possible to activate or deactivate genes in specific parts of the brain, at specific times.
History
The oldest brain to have been discovered was in Armenia in the Areni-1 cave complex. The brain, estimated to be over 5,000 years old, was found in the skull of a 12 to 14-year-old girl. Although the brains were shriveled, they were well preserved due to the climate found inside the cave.
Early philosophers were divided as to whether the seat of the soul lies in the brain or heart. Aristotle favored the heart, and thought that the function of the brain was merely to cool the blood. Democritus, the inventor of the atomic theory of matter, argued for a three-part soul, with intellect in the head, emotion in the heart, and lust near the liver. The unknown author of On the Sacred Disease, a medical treatise in the Hippocratic Corpus, came down unequivocally in favor of the brain, writing:
The Roman physician Galen also argued for the importance of the brain, and theorized in some depth about how it might work. Galen traced out the anatomical relationships among brain, nerves, and muscles, demonstrating that all muscles in the body are connected to the brain through a branching network of nerves. He postulated that nerves activate muscles mechanically by carrying a mysterious substance he called pneumata psychikon, usually translated as "animal spirits". Galen's ideas were widely known during the Middle Ages, but not much further progress came until the Renaissance, when detailed anatomical study resumed, combined with the theoretical speculations of René Descartes and those who followed him. Descartes, like Galen, thought of the nervous system in hydraulic terms. He believed that the highest cognitive functions are carried out by a non-physical res cogitans, but that the majority of behaviors of humans, and all behaviors of animals, could be explained mechanistically.
The first real progress toward a modern understanding of nervous function, though, came from the investigations of Luigi Galvani (1737–1798), who discovered that a shock of static electricity applied to an exposed nerve of a dead frog could cause its leg to contract. Since that time, each major advance in understanding has followed more or less directly from the development of a new technique of investigation. Until the early years of the 20th century, the most important advances were derived from new methods for staining cells. Particularly critical was the invention of the Golgi stain, which (when correctly used) stains only a small fraction of neurons, but stains them in their entirety, including cell body, dendrites, and axon. Without such a stain, brain tissue under a microscope appears as an impenetrable tangle of protoplasmic fibers, in which it is impossible to determine any structure. In the hands of Camillo Golgi, and especially of the Spanish neuroanatomist Santiago Ramón y Cajal, the new stain revealed hundreds of distinct types of neurons, each with its own unique dendritic structure and pattern of connectivity.
In the first half of the 20th century, advances in electronics enabled investigation of the electrical properties of nerve cells, culminating in work by Alan Hodgkin, Andrew Huxley, and others on the biophysics of the action potential, and the work of Bernard Katz and others on the electrochemistry of the synapse. These studies complemented the anatomical picture with a conception of the brain as a dynamic entity. Reflecting the new understanding, in 1942 Charles Sherrington visualized the workings of the brain waking from sleep:
The invention of electronic computers in the 1940s, along with the development of mathematical information theory, led to a realization that brains can potentially be understood as information processing systems. This concept formed the basis of the field of cybernetics, and eventually gave rise to the field now known as computational neuroscience. The earliest attempts at cybernetics were somewhat crude in that they treated the brain as essentially a digital computer in disguise, as for example in John von Neumann's 1958 book, The Computer and the Brain. Over the years, though, accumulating information about the electrical responses of brain cells recorded from behaving animals has steadily moved theoretical concepts in the direction of increasing realism.
One of the most influential early contributions was a 1959 paper titled What the frog's eye tells the frog's brain: the paper examined the visual responses of neurons in the retina and optic tectum of frogs, and came to the conclusion that some neurons in the tectum of the frog are wired to combine elementary responses in a way that makes them function as "bug perceivers". A few years later David Hubel and Torsten Wiesel discovered cells in the primary visual cortex of monkeys that become active when sharp edges move across specific points in the field of view—a discovery for which they won a Nobel Prize. Follow-up studies in higher-order visual areas found cells that detect binocular disparity, color, movement, and aspects of shape, with areas located at increasing distances from the primary visual cortex showing increasingly complex responses. Other investigations of brain areas unrelated to vision have revealed cells with a wide variety of response correlates, some related to memory, some to abstract types of cognition such as space.
Theorists have worked to understand these response patterns by constructing mathematical models of neurons and neural networks, which can be simulated using computers. Some useful models are abstract, focusing on the conceptual structure of neural algorithms rather than the details of how they are implemented in the brain; other models attempt to incorporate data about the biophysical properties of real neurons. No model on any level is yet considered to be a fully valid description of brain function, though. The essential difficulty is that sophisticated computation by neural networks requires distributed processing in which hundreds or thousands of neurons work cooperatively—current methods of brain activity recording are only capable of isolating action potentials from a few dozen neurons at a time.
Furthermore, even single neurons appear to be complex and capable of performing computations. So, brain models that do not reflect this are too abstract to be representative of brain operation; models that do try to capture this are very computationally expensive and arguably intractable with present computational resources. However, the Human Brain Project is trying to build a realistic, detailed computational model of the entire human brain. The wisdom of this approach has been publicly contested, with high-profile scientists on both sides of the argument.
In the second half of the 20th century, developments in chemistry, electron microscopy, genetics, computer science, functional brain imaging, and other fields progressively opened new windows into brain structure and function. In the United States, the 1990s were officially designated as the "Decade of the Brain" to commemorate advances made in brain research, and to promote funding for such research.
In the 21st century, these trends have continued, and several new approaches have come into prominence, including multielectrode recording, which allows the activity of many brain cells to be recorded all at the same time; genetic engineering, which allows molecular components of the brain to be altered experimentally; genomics, which allows variations in brain structure to be correlated with variations in DNA properties and neuroimaging.
Society and culture
As food
Animal brains are used as food in numerous cuisines.
In rituals
Some archaeological evidence suggests that the mourning rituals of European Neanderthals also involved the consumption of the brain.
The Fore people of Papua New Guinea are known to eat human brains. In funerary rituals, those close to the dead would eat the brain of the deceased to create a sense of immortality. A prion disease called kuru has been traced to this.
See also
Brain–computer interface
Central nervous system disease
List of neuroscience databases
Neurological disorder
Optogenetics
Outline of neuroscience
Aging brain
References
External links
The Brain from Top to Bottom, at McGill University
"The Brain", BBC Radio 4 discussion with Vivian Nutton, Jonathan Sawday & Marina Wallace (In Our Time, May 8, 2008)
Our Quest to Understand the Brain – with Matthew Cobb Royal Institution lecture. Archived at Ghostarchive.
Animal anatomy
Human anatomy by organ
Organs (anatomy) |
3722 | https://en.wikipedia.org/wiki/Berlin%20Wall | Berlin Wall | The Berlin Wall (, ) was a guarded concrete barrier that encircled West Berlin of the Federal Republic of Germany (FRG; West Germany) from 1961 to 1989, separating it from East Berlin and the German Democratic Republic (GDR; East Germany). Construction of the Berlin Wall was commenced by the government of the GDR on 13 August 1961. It included guard towers placed along large concrete walls, accompanied by a wide area (later known as the "death strip") that contained anti-vehicle trenches, beds of nails and other defenses. The primary intention for the Wall's construction was to prevent East German citizens from fleeing to the West.
The Soviet Bloc propaganda portrayed the Wall as protecting its population from "fascist elements conspiring to prevent the will of the people" from building a communist state in the GDR. The authorities officially referred to the Berlin Wall as the Anti-Fascist Protection Rampart (, ). The West Berlin city government sometimes referred to it as the "Wall of Shame", a term coined by mayor Willy Brandt in reference to the Wall's restriction on freedom of movement. Along with the separate and much longer inner German border, which demarcated the border between East and West Germany, it came to symbolize physically the Iron Curtain that separated the Western Bloc and Soviet satellite states of the Eastern Bloc during the Cold War.
Before the Wall's erection, 3.5 million East Germans circumvented Eastern Bloc emigration restrictions and defected from the GDR, many by crossing over the border from East Berlin into West Berlin; from there they could then travel to West Germany and to other Western European countries. Between 1961 and 1989, the Wall prevented almost all such emigration. During this period, over 100,000 people attempted to escape, and over 5,000 people succeeded in escaping over the Wall, with an estimated death toll of those murdered by East German authorities ranging from 136 to more than 200 in and around Berlin.
In 1989, a series of revolutions in nearby Eastern Bloc countries—in Poland and Hungary in particular—caused a chain reaction in East Germany. In particular, the Pan-European Picnic in August 1989 set in motion a peaceful development during which the Iron Curtain largely broke, the rulers in the East came under pressure to cease their repressive policies, the Berlin Wall fell and finally the Eastern Bloc collapsed. After several weeks of civil unrest, the East German government announced on 9 November 1989 that all GDR citizens could visit the FRG and West Berlin. Crowds of East Germans crossed and climbed onto the Wall, joined by West Germans on the other side in a celebratory atmosphere. Over the next few weeks, souvenir hunters chipped away parts of the Wall. The Brandenburg Gate, a few meters from the Berlin Wall, was opened on 22 December 1989. The demolition of the Wall officially began on 13 June 1990 and was completed in 1994. The fall of the Berlin Wall paved the way for German reunification, which formally took place on 3 October 1990.
Background
Post-war Germany
After the end of World War II in Europe, what remained of pre-war Germany west of the Oder-Neisse line was divided into four occupation zones (as per the Potsdam Agreement), each one controlled by one of the four occupying Allied powers: the United States, the United Kingdom, France and the Soviet Union. The capital of Berlin, as the seat of the Allied Control Council, was similarly subdivided into four sectors despite the city's location, which was fully within the Soviet zone.
Within two years, political divisions increased between the Soviets and the other occupying powers. These included the Soviets' refusal to agree to reconstruction plans making post-war Germany self-sufficient, and to a detailed accounting of industrial plants, goods and infrastructure—some of which had already been removed by the Soviets. France, the United Kingdom, the United States, and the Benelux countries later met to combine the non-Soviet zones of Germany into one zone for reconstruction, and to approve the extension of the Marshall Plan.
Eastern Bloc and the Berlin airlift
Following the defeat of Nazi Germany in World War II, the Soviet Union engineered the installation of communist regimes in most of the countries occupied by Soviet military forces at the end of the War, including Poland, Hungary, Czechoslovakia, Bulgaria, Romania, and the GDR, which together with Albania formed the Comecon in 1949 and later a military alliance, the Warsaw Pact. The beginning of the Cold War saw the Eastern Bloc of the Soviet Union confront the Western Bloc of the United States, with the latter grouping becoming largely united in 1949 under NATO and the former grouping becoming largely united in 1955 under the Warsaw Pact. As the Soviet Union already had an armed presence and political domination all over its eastern satellite states by 1955, the pact has been long considered "superfluous", and because of the rushed way in which it was conceived, NATO officials labeled it a "cardboard castle". There was no direct military confrontation between the two organizations; instead, the conflict was fought on an ideological basis and through proxy wars. Both NATO and the Warsaw Pact led to the expansion of military forces and their integration into the respective blocs. The Warsaw Pact's largest military engagement was the Warsaw Pact invasion of Czechoslovakia, its own member state, in August 1968.
Since the end of the War, the USSR installed a Soviet-style regime in the Soviet occupation zone of Germany and later founded the GDR, with the country's political system based on a centrally planned socialist economic model with nationalized means of production, and with repressive secret police institutions, under party dictatorship of the SED (Sozialistische Einheitspartei Deutschlands; Socialist Unity Party of Germany) similar to the party dictatorship of the Soviet Communist Party in the USSR.
At the same time, a parallel country was established under the control of the Western powers in the zones of post-war Germany occupied by them, culminating in the foundation of the Federal Republic of Germany in 1949, which initially claimed to be the sole legitimate power in all of Germany, East and West. The material standard of living in the Western zones of Berlin began to improve quickly, and residents of the Soviet zone soon began leaving for the West in large numbers, fleeing hunger, poverty and repression in the Soviet Zone for a better life in the West. Soon residents of other parts of the Soviet zone began to escape to the West through Berlin, and this migration, called in Germany "Republikflucht", deprived the Soviet zone not only of working forces desperately needed for post-war reconstruction but disproportionately highly educated people, which came to be known as the "Brain Drain".
In 1948, in response to moves by the Western powers to establish a separate, federal system of government in the Western zones, and to extend the US Marshall Plan of economic assistance to Germany, the Soviets instituted the Berlin Blockade, preventing people, food, materials and supplies from arriving in West Berlin by land routes through the Soviet zone. The United States, the United Kingdom, France, Canada, Australia, New Zealand and several other countries began a massive "airlift", supplying West Berlin with food and other supplies. The Soviets mounted a public relations campaign against the Western policy change. Communists attempted to disrupt the elections of 1948, preceding large losses therein, while 300,000 Berliners demonstrated for the international airlift to continue. In May 1949, Stalin lifted the blockade, permitting the resumption of Western shipments to Berlin.
The German Democratic Republic (the "GDR"; East Germany) was declared on 7 October 1949. On that day, the USSR ended the Soviet military government which had governed the Soviet Occupation Zone (Sowetische Besatzungszone) since the end of the War and handed over legal power to the Provisorische Volkskammer under the new Constitution of the GDR which came into force that day. However, until 1955, the Soviets maintained considerable legal control over the GDR state, including the regional governments, through the Sowetische Kontrollkommission and maintained a presence in various East German administrative, military, and secret police structures. Even after legal sovereignty of the GDR was restored in 1955, the Soviet Union continued to maintain considerable influence over administration and lawmaking in the GDR through the Soviet embassy and through the implicit threat of force which could be exercised through the continuing large Soviet military presence in the GDR, which was used to repress protests in East Germany bloodily in June 1953.
East Germany differed from West Germany (Federal Republic of Germany), which developed into a Western capitalist country with a social market economy and a democratic parliamentary government. Continual economic growth starting in the 1950s fueled a 20-year "economic miracle" (). As West Germany's economy grew, and its standard of living steadily improved, many East Germans wanted to move to West Germany.
Emigration westward in the early 1950s
After the Soviet occupation of Eastern Europe at the end of World War II, the majority of those living in the newly acquired areas of the Eastern Bloc aspired to independence and wanted the Soviets to leave. Taking advantage of the zonal border between occupied zones in Germany, the number of GDR citizens moving to West Germany totaled 187,000 in 1950; 165,000 in 1951; 182,000 in 1952; and 331,000 in 1953. One reason for the sharp 1953 increase was fear of potential further Sovietization, given the increasingly paranoid actions of Joseph Stalin in late 1952 and early 1953. In the first six months of 1953, 226,000 had fled.
Erection of the inner German border
By the early 1950s, the Soviet approach to controlling national movement, restricting emigration, was emulated by most of the rest of the Eastern Bloc, including East Germany. The restrictions presented a quandary for some Eastern Bloc states, which had been more economically advanced and open than the Soviet Union, such that crossing borders seemed more natural—especially where no prior border existed between East and West Germany.
Up until 1952, the demarcation lines between East Germany and the western occupied zones could be easily crossed in most places. On 1 April 1952, East German leaders met the Soviet leader Joseph Stalin in Moscow; during the discussions, Stalin's foreign minister Vyacheslav Molotov proposed that the East Germans should "introduce a system of passes for visits of West Berlin residents to the territory of East Berlin [so as to stop] free movement of Western agents" in the GDR. Stalin agreed, calling the situation "intolerable". He advised the East Germans to build up their border defenses, telling them that "The demarcation line between East and West Germany should be considered a border—and not just any border, but a dangerous one ... The Germans will guard the line of defence with their lives."
Consequently, the inner German border between the two German states was closed, and a barbed-wire fence erected. The border between the Western and Eastern sectors of Berlin, however, remained open, although traffic between the Soviet and the Western sectors was somewhat restricted. This resulted in Berlin becoming a magnet for East Germans desperate to escape life in the GDR, and also a flashpoint for tension between the United States and the Soviet Union.
In 1955, the Soviets gave East Germany authority over civilian movement in Berlin, passing control to a regime not recognized in the West. Initially, East Germany granted "visits" to allow its residents access to West Germany. However, following the defection of large numbers of East Germans (known as Republikflucht) under this regime, the new East German state legally restricted virtually all travel to the West in 1956. Soviet East German ambassador Mikhail Pervukhin observed that "the presence in Berlin of an open and essentially uncontrolled border between the socialist and capitalist worlds unwittingly prompts the population to make a comparison between both parts of the city, which unfortunately does not always turn out in favour of Democratic [East] Berlin."
Berlin emigration loophole
With the closing of the inner German border officially in 1952, the border in Berlin remained considerably more accessible because it was administered by all four occupying powers. Accordingly, Berlin became the main route by which East Germans left for the West. On 11 December 1957, East Germany introduced a new passport law that reduced the overall number of refugees leaving Eastern Germany.
It had the unintended result of drastically increasing the percentage of those leaving through West Berlin from 60% to well over 90% by the end of 1958. Those caught trying to leave East Berlin were subjected to heavy penalties, but with no physical barrier and subway train access still available to West Berlin, such measures were ineffective. The Berlin sector border was essentially a "loophole" through which Eastern Bloc citizens could still escape. The 3.5 million East Germans who had left by 1961 totalled approximately 20% of the entire East German population.
An important reason that passage between East Germany and West Berlin was not stopped earlier was that doing so would cut off much of the railway traffic in East Germany. Construction of a new railway bypassing West Berlin, the Berlin outer ring, commenced in 1951. Following the completion of the railway in 1961, closing the border became a more practical proposition.
Brain drain
The emigrants tended to be young and well-educated, leading to the "brain drain" feared by officials in East Germany. Yuri Andropov, then the CPSU Director on Relations with Communist and Workers' Parties of Socialist Countries, wrote an urgent letter on 28 August 1958 to the Central Committee about the significant 50% increase in the number of East German intelligentsia among the refugees. Andropov reported that, while the East German leadership stated that they were leaving for economic reasons, testimony from refugees indicated that the reasons were more political than material. He stated "the flight of the intelligentsia has reached a particularly critical phase."
By 1960, the combination of World War II and the massive emigration westward left East Germany with only 61% of its population of working age, compared to 70.5% before the war. The loss was disproportionately heavy among professionals: engineers, technicians, physicians, teachers, lawyers, and skilled workers. The direct cost of manpower losses to East Germany (and corresponding gain to the West) has been estimated at $7 billion to $9 billion, with East German party leader Walter Ulbricht later claiming that West Germany owed him $17 billion in compensation, including reparations as well as manpower losses. In addition, the drain of East Germany's young population potentially cost it over 22.5 billion marks in lost educational investment. The brain drain of professionals had become so damaging to the political credibility and economic viability of East Germany that the re-securing of the German communist frontier was imperative.
The exodus of emigrants from East Germany presented two minor potential benefits: an easy way to smuggle East German secret agents to West Germany, and a reduction in the number of citizens hostile to the communist regime. Neither of these advantages, however, proved particularly useful.
Start of the construction (1961)
On 15 June 1961, First Secretary of the Socialist Unity Party and GDR State Council chairman Walter Ulbricht stated in an international press conference, (No one has the intention of erecting a wall!). It was the first time the colloquial term (wall) had been used in this context.
The transcript of a telephone call between Nikita Khrushchev and Ulbricht, on 1 August in the same year, suggests that the initiative for the construction of the Wall came from Khrushchev. However, other sources suggest that Khrushchev had initially been wary about building a wall, fearing negative Western reaction. Nevertheless, Ulbricht had pushed for a border closure for some time, arguing that East Germany's existence was at stake.
Khrushchev had become emboldened upon seeing US president John F. Kennedy's youth and inexperience, which he considered a weakness. In the 1961 Vienna summit, Kennedy made the error of admitting that the US wouldn't actively oppose the building of a barrier. A feeling of miscalculation and failure immediately afterwards was admitted by Kennedy in a candid interview with New York Times columnist James "Scotty" Reston. On Saturday, 12 August 1961, the leaders of the GDR attended a garden party at a government guesthouse in , in a wooded area to the north of East Berlin. There, Ulbricht signed the order to close the border and erect a wall.
At midnight, the police and units of the East German army began to close the border and, by Sunday morning, 13 August, the border with West Berlin was closed. East German troops and workers had begun to tear up streets running alongside the border to make them impassable to most vehicles and to install barbed wire entanglements and fences along the around the three western sectors, and the that divided West and East Berlin. The date of 13 August became commonly referred to as Barbed Wire Sunday in Germany.
The barrier was built inside East Berlin on East German territory to ensure that it did not encroach on West Berlin at any point. Generally, the Wall was only slightly inside East Berlin, but in a few places it was some distance from the legal border, most notably at Potsdamer Bahnhof and the Lenné Triangle that is now much of the Potsdamer Platz development.
Later, the initial barrier was built up into the Wall proper, the first concrete elements and large blocks being put in place on 17 August. During the construction of the Wall, National People's Army (NVA) and Combat Groups of the Working Class (KdA) soldiers stood in front of it with orders to shoot anyone who attempted to defect. Additionally, chain fences, walls, minefields and other obstacles were installed along the length of East Germany's western border with West Germany proper. A wide no man's land was cleared as well to provide a better overview and a clear line of fire at fleeing refugees.
Immediate effects
With the closing of the east–west sector boundary in Berlin, the vast majority of East Germans could no longer travel or emigrate to West Germany. Berlin soon went from being the easiest place to make an unauthorized crossing between East and West Germany to being the most difficult. Many families were split, while East Berliners employed in the West were cut off from their jobs. West Berlin became an isolated exclave in a hostile land. West Berliners demonstrated against the Wall, led by their Mayor () Willy Brandt, who criticized the United States for failing to respond and went so far as to suggest to Washington what to do next. Kennedy was furious. Allied intelligence agencies had hypothesized about a wall to stop the flood of refugees, but the main candidate for its location was around the perimeter of the city. In 1961, Secretary of State Dean Rusk proclaimed, "The Wall certainly ought not to be a permanent feature of the European landscape. I see no reason why the Soviet Union should think it is—it is to their advantage in any way to leave there that monument to communist failure."
United States and UK sources had expected the Soviet sector to be sealed off from West Berlin but were surprised by how long the East Germans took for such a move. They considered the Wall as an end to concerns about a GDR/Soviet retaking or capture of the whole of Berlin; the Wall would presumably have been an unnecessary project if such plans were afloat. Thus, they concluded that the possibility of a Soviet military conflict over Berlin had decreased.
The East German government claimed that the Wall was an "anti-fascist protective rampart" () intended to dissuade aggression from the West. Another official justification was the activities of Western agents in Eastern Europe. The Eastern German government also claimed that West Berliners were buying out state-subsidized goods in East Berlin. East Germans and others greeted such statements with skepticism, as most of the time, the border was only closed for citizens of East Germany traveling to the West, but not for residents of West Berlin travelling to the East. The construction of the Wall had caused considerable hardship to families divided by it. Most people believed that the Wall was mainly a means of preventing the citizens of East Germany from entering or fleeing to West Berlin.
Secondary response
The National Security Agency was the only American intelligence agency that was aware that East Germany was to take action to deal with the brain drain problem. On 9 August 1961, the NSA intercepted an advance warning information of the Socialist Unity Party's plan to close the intra-Berlin border between East and West Berlin completely for foot traffic. The interagency intelligence Berlin Watch Committee assessed that this intercept "might be the first step in a plan to close the border." This warning did not reach John F. Kennedy until noon on 13 August 1961, while he was vacationing in his yacht off the Kennedy Compound in Hyannis Port, Massachusetts. While Kennedy was angry that he had no advance warning, he was relieved that the East Germans and the Soviets had only divided Berlin without taking any action against West Berlin's access to the West. However, he denounced the Berlin Wall, whose erection worsened the relations between the United States and the Soviet Union.
In response to the erection of the Berlin Wall, a retired general, Lucius D. Clay, was appointed by Kennedy as his special advisor with ambassadorial rank. Clay had been the Military Governor of the US Zone of Occupation in Germany during the period of the Berlin Blockade and had ordered the first measures in what became the Berlin Airlift. He was immensely popular with the residents of West Berlin, and his appointment was an unambiguous sign that Kennedy would not compromise on the status of West Berlin. As a symbolic gesture, Kennedy sent Clay and Vice President Lyndon B. Johnson to West Berlin. They landed at Tempelhof Airport on the afternoon of Saturday, 19 August 1961 and were greeted enthusiastically by the local population.
They arrived in a city defended by three Allied brigades—one each from the UK (Berlin Infantry Brigade), the US (Berlin Brigade), and France (Forces Françaises à Berlin). On 16 August, Kennedy had given the order for them to be reinforced. Early on 19 August, the 1st Battle Group, 18th Infantry Regiment (commanded by Colonel Glover S. Johns Jr.) was alerted.
On Sunday morning, U.S. troops marched from West Germany through East Germany, bound for West Berlin. Lead elements—arranged in a column of 491 vehicles and trailers carrying 1,500 men, divided into five march units—left the Helmstedt-Marienborn checkpoint at 06:34. At Marienborn, the Soviet checkpoint next to Helmstedt on the West German-East German border, US personnel were counted by guards. The column was long, and covered from Marienborn to Berlin in full battle gear. East German police watched from beside trees next to the autobahn all the way along.
The front of the convoy arrived at the outskirts of Berlin just before noon, to be met by Clay and Johnson, before parading through the streets of Berlin in front of a large crowd. At 04:00 on 21 August, Lyndon Johnson left West Berlin in the hands of General Frederick O. Hartel and his brigade of 4,224 officers and men. "For the next three and a half years, American battalions would rotate into West Berlin, by autobahn, at three-month intervals to demonstrate Allied rights to the city".
The creation of the Wall had important implications for both German states. By stemming the exodus of people from East Germany, the East German government was able to reassert its control over the country: in spite of discontent with the Wall, economic problems caused by dual currency and the black market were largely eliminated. The economy in the GDR began to grow. However, the Wall proved a public relations disaster for the communist bloc as a whole. Western powers portrayed it as a symbol of communist tyranny, particularly after East German border guards shot and killed would-be defectors. Such fatalities were later treated as acts of murder by the reunified Germany.
Structure and adjacent areas
Layout and modifications
The Berlin Wall was more than long. In June 1962, a second, parallel fence, also known as a "hinterland" wall (inner wall), was built some farther into East German territory. The houses contained between the wall and fences were razed and the inhabitants relocated, thus establishing what later became known as the death strip. The death strip was covered with raked sand or gravel, rendering footprints easy to notice, easing the detection of trespassers and also enabling officers to see which guards had neglected their task; it offered no cover; and, most importantly, it offered clear fields of fire for the Wall guards.
Through the years, the Berlin Wall evolved through four versions:
Wire fence and concrete block wall (1961)
Improved wire fence (1962–1965)
Improved concrete wall (1965–1975)
(Border Wall 75) (1975–1989)
The "fourth-generation Wall", known officially as "" (retaining wall element UL 12.11), was the final and most sophisticated version of the Wall. Begun in 1975 and completed about 1980, it was constructed from 45,000 separate sections of reinforced concrete, each high and wide, and cost DDM16,155,000 or about US$3,638,000. The concrete provisions added to this version of the Wall were done to prevent escapees from driving their cars through the barricades. At strategic points, the Wall was constructed to a somewhat weaker standard, so that East German and Soviet armored vehicles could easily break through in the event of war.
The top of the wall was lined with a smooth pipe, intended to make it more difficult to scale. The Wall was reinforced by mesh fencing, signal fencing, anti-vehicle trenches, barbed wire, dogs on long lines, "beds of nails" (also known as "Stalin's Carpet") under balconies hanging over the "death strip", over 116 watchtowers, and 20 bunkers with hundreds of guards. This version of the Wall is the one most commonly seen in photographs, and surviving fragments of the Wall in Berlin and elsewhere around the world are generally pieces of the fourth-generation Wall. The layout came to resemble the inner German border in most technical aspects, except that the Berlin Wall had no landmines nor spring-guns. Maintenance was performed on the outside of the wall by personnel who accessed the area outside it either via ladders or via hidden doors within the wall. These doors could not be opened by a single person, needing two separate keys in two separate keyholes to unlock.
As was the case with the inner German border, an unfortified strip of Eastern territory was left outside the wall. This outer strip was used by workers to paint over graffiti and perform other maintenance on the outside of the wall Unlike the inner German border, however, the outer strip was usually no more than four meters wide, and, in photos from the era, the exact location of the actual border in many places appears not even to have been marked. Also in contrast with the inner German border, little interest was shown by East German law enforcement in keeping outsiders off the outer strip; sidewalks of West Berlin streets even ran inside it.
Despite the East German government's general policy of benign neglect, vandals were known to have been pursued in the outer strip, and even arrested. In 1986, defector and political activist Wolfram Hasch and four other defectors were standing inside the outer strip defacing the wall when East German personnel emerged from one of the hidden doors to apprehend them. All but Hasch escaped back into the western sector. Hasch himself was arrested, dragged through the door into the death strip, and later convicted of illegally crossing the de jure border outside the wall. Graffiti artist Thierry Noir has reported having often been pursued there by East German soldiers. While some graffiti artists were chased off the outer strip, others, such as Keith Haring, were seemingly tolerated.
Surrounding municipalities
Besides the sector-sector boundary within Berlin itself, the Wall also separated West Berlin from the present-day state of Brandenburg. The following present-day municipalities, listed in counter-clockwise direction, share a border with the former West Berlin:
Oberhavel: Mühlenbecker Land (partially), Glienicke/Nordbahn, Hohen Neuendorf, Hennigsdorf
Havelland: Schönwalde-Glien, Falkensee, Dallgow-Döberitz
Potsdam (urban district)
Potsdam-Mittelmark: Stahnsdorf, Kleinmachnow, Teltow
Teltow-Fläming: Großbeeren, Blankenfelde-Mahlow
Dahme-Spreewald: Schönefeld (partially)
Official crossings and usage
There were nine border crossings between East and West Berlin. These allowed visits by West Berliners, other West Germans, Western foreigners and Allied personnel into East Berlin, as well as visits by GDR citizens and citizens of other socialist countries into West Berlin, provided that they held the necessary permits. These crossings were restricted according to which nationality was allowed to use it (East Germans, West Germans, West Berliners, other countries). The best known was the vehicle and pedestrian checkpoint at the corner of Friedrichstraße and Zimmerstraße (Checkpoint Charlie), which was restricted to Allied personnel and foreigners.
Several other border crossings existed between West Berlin and surrounding East Germany. These could be used for transit between West Germany and West Berlin, for visits by West Berliners into East Germany, for transit into countries neighbouring East Germany (Poland, Czechoslovakia, Denmark), and for visits by East Germans into West Berlin carrying a permit. After the 1972 agreements, new crossings were opened to allow West Berlin waste to be transported into East German dumps, as well as some crossings for access to West Berlin's exclaves (see Steinstücken).
Four autobahns connected West Berlin to West Germany, including Berlin-Helmstedt autobahn, which entered East German territory between the towns of Helmstedt and Marienborn (Checkpoint Alpha), and which entered West Berlin at Dreilinden (Checkpoint Bravo for the Allied forces) in southwestern Berlin. Access to West Berlin was also possible by railway (four routes) and by boat for commercial shipping via canals and rivers.
Non-German Westerners could cross the border at Friedrichstraße station in East Berlin and at Checkpoint Charlie. When the Wall was erected, Berlin's complex public transit networks, the S-Bahn and U-Bahn, were divided with it. Some lines were cut in half; many stations were shut down. Three western lines traveled through brief sections of East Berlin territory, passing through eastern stations (called , or ghost stations) without stopping. Both the eastern and western networks converged at , which became a major crossing point for those (mostly Westerners) with permission to cross.
Crossing
West Germans and citizens of other Western countries could generally visit East Germany, often after applying for a visa at an East German embassy several weeks in advance. Visas for day trips restricted to East Berlin were issued without previous application in a simplified procedure at the border crossing. However, East German authorities could refuse entry permits without stating a reason. In the 1980s, visitors from the western part of the city who wanted to visit the eastern part had to exchange at least DM 25 into East German currency at the poor exchange rate of 1:1. It was forbidden to export East German currency from the East, but money not spent could be left at the border for possible future visits. Tourists crossing from the west had to also pay for a visa, which cost DM 5; West Berliners did not have to pay this fee.
West Berliners initially could not visit East Berlin or East Germany at all—all crossing points were closed to them between 26 August 1961 and 17 December 1963. In 1963, negotiations between East and West resulted in a limited possibility for visits during the Christmas season that year (). Similar, very limited arrangements were made in 1964, 1965 and 1966.
In 1971, with the Four Power Agreement on Berlin, agreements were reached that allowed West Berliners to apply for visas to enter East Berlin and East Germany regularly, comparable to the regulations already in force for West Germans. However, East German authorities could still refuse entry permits.
East Berliners and East Germans could not, at first, travel to West Berlin or West Germany at all. This regulation remained in force essentially until the fall of the Wall, but over the years several exceptions to these rules were introduced, the most significant being:
Elderly pensioners could travel to the West starting in 1964
Visits of relatives for important family matters
People who had to travel to the West for professional reasons (for example, artists, truck drivers, musicians, writers, etc.)
For each of these exceptions, GDR citizens had to apply for individual approval, which was never guaranteed. In addition, even if travel was approved, GDR travellers could exchange only a very small amount of East German Marks into Deutsche Marks (DM), thus limiting the financial resources available for them to travel to the West. This led to the West German practice of granting a small amount of DM annually (Begrüßungsgeld, or welcome money) to GDR citizens visiting West Germany and West Berlin to help alleviate this situation.
Citizens of other East European countries were in general subject to the same prohibition of visiting Western countries as East Germans, though the applicable exception (if any) varied from country to country.
Allied military personnel and civilian officials of the Allied forces could enter and exit East Berlin without submitting to East German passport controls, purchasing a visa or being required to exchange money. Likewise, Soviet military patrols could enter and exit West Berlin. This was a requirement of the post-war Four Powers Agreements. A particular area of concern for the Western Allies involved official dealings with East German authorities when crossing the border, since Allied policy did not recognize the authority of the GDR to regulate Allied military traffic to and from West Berlin, as well as the Allied presence within Greater Berlin, including entry into, exit from, and presence within East Berlin.
The Allies held that only the Soviet Union, and not the GDR, had the authority to regulate Allied personnel in such cases. For this reason, elaborate procedures were established to prevent inadvertent recognition of East German authority when engaged in travel through the GDR and when in East Berlin. Special rules applied to travel by Western Allied military personnel assigned to the military liaison missions accredited to the commander of Soviet forces in East Germany, located in Potsdam.
Allied personnel were restricted by policy when travelling by land to the following routes:
Transit between West Germany and West Berlin
Road: the Helmstedt–Berlin autobahn (A2) (checkpoints Alpha and Bravo respectively). Soviet military personnel manned these checkpoints and processed Allied personnel for travel between the two points.
Rail: Western Allied military personnel and civilian officials of the Allied forces were forbidden to use commercial train service between West Germany and West Berlin, because of GDR passport and customs controls when using them. Instead, the Allied forces operated a series of official (duty) trains that traveled between their respective duty stations in West Germany and West Berlin. When transiting the GDR, the trains would follow the route between Helmstedt and Griebnitzsee, just outside West Berlin. In addition to persons traveling on official business, authorized personnel could also use the duty trains for personal travel on a space-available basis. The trains traveled only at night, and as with transit by car, Soviet military personnel handled the processing of duty train travelers. (See History of the Berlin S-Bahn.)
Entry into and exit from East Berlin
Checkpoint Charlie (as a pedestrian or riding in a vehicle)
As with military personnel, special procedures applied to travel by diplomatic personnel of the Western Allies accredited to their respective embassies in the GDR. This was intended to prevent inadvertent recognition of East German authority when crossing between East and West Berlin, which could jeopardize the overall Allied position governing the freedom of movement by Allied forces personnel within all Berlin.
Ordinary citizens of the Western Allied powers, not formally affiliated with the Allied forces, were authorized to use all designated transit routes through East Germany to and from West Berlin. Regarding travel to East Berlin, such persons could also use the Friedrichstraße train station to enter and exit the city, in addition to Checkpoint Charlie. In these instances, such travelers, unlike Allied personnel, had to submit to East German border controls.
Defection attempts
During the years of the Wall, around 5,000 people successfully defected to West Berlin. The number of people who died trying to cross the Wall, or as a result of the Wall's existence, has been disputed. The most vocal claims by Alexandra Hildebrandt, director of the Checkpoint Charlie Museum and widow of the museum's founder, estimated the death toll to be well above 200. A historic research group at the Centre for Contemporary History (ZZF) in Potsdam has confirmed at least 140 deaths. Prior official figures listed 98 as being killed.
The East German government issued shooting orders (Schießbefehl) to border guards dealing with defectors, though such orders are not the same as "shoot to kill" orders. GDR officials denied issuing the latter. In an October 1973 order later discovered by researchers, guards were instructed that people attempting to cross the Wall were criminals and needed to be shot:
Early successful escapes involved people jumping the initial barbed wire or leaping out of apartment windows along the line, but these ended as the Wall was fortified. East German authorities no longer permitted apartments near the Wall to be occupied, and any building near the Wall had its windows boarded and later bricked up. On 15 August 1961, Conrad Schumann was the first East German border guard to escape by jumping the barbed wire to West Berlin.
On 22 August 1961, Ida Siekmann was the first casualty at the Berlin Wall: she died after she jumped out of her third floor apartment at 48 Bernauer Strasse. The first person to be shot and killed while trying to cross to West Berlin was Günter Litfin, a twenty-four-year-old tailor. He attempted to swim across the Spree to West Berlin on 24 August 1961, the same day that East German police had received shoot-to-kill orders to prevent anyone from escaping.
Another dramatic escape was carried out in April 1963 by Wolfgang Engels, a 19-year-old civilian employee of the Nationale Volksarmee (NVA). Engels stole a Soviet armored personnel carrier from a base where he was deployed and drove it right into the Wall. He was fired at and seriously wounded by border guards. But a West German policeman intervened, firing his weapon at the East German border guards. The policeman removed Engels from the vehicle, which had become entangled in the barbed wire.
East Germans successfully defected by a variety of methods: digging long tunnels under the Wall, waiting for favorable winds and taking a hot air balloon, sliding along aerial wires, flying ultralights and, in one instance, simply driving a sports car at full speed through the basic, initial fortifications. When a metal beam was placed at checkpoints to prevent this kind of defection, up to four people (two in the front seats and possibly two in the boot) drove under the bar in a sports car that had been modified to allow the roof and windscreen to come away when it made contact with the beam. They lay flat and kept driving forward. The East Germans then built zig-zagging roads at checkpoints. The sewer system predated the Wall, and some people escaped through the sewers, in a number of cases with assistance from the Unternehmen Reisebüro. In September 1962, 29 people escaped through a tunnel to the west. At least 70 tunnels were dug under the wall; only 19 were successful in allowing fugitives—about 400 persons—to escape. The East Germany authorities eventually used seismographic and acoustic equipment to detect the practice. In 1962, they planned an attempt to use explosives to destroy one tunnel, but this was not carried out as it was apparently sabotaged by a member of the Stasi.
An airborne escape was made by Thomas Krüger, who landed a Zlin Z 42M light aircraft of the Gesellschaft für Sport und Technik, an East German youth military training organization, at RAF Gatow. His aircraft, registration DDR-WOH, was dismantled and returned to the East Germans by road, complete with humorous slogans painted on it by airmen of the Royal Air Force, such as "Wish you were here" and "Come back soon".
If an escapee was wounded in a crossing attempt and lay on the death strip, no matter how close they were to the Western wall, Westerners could not intervene for fear of triggering engaging fire from the 'Grepos', the East Berlin border guards. The guards often let fugitives bleed to death in the middle of this ground, as in the most notorious failed attempt, that of Peter Fechter (aged 18) at a point near Zimmerstrasse in East Berlin. He was shot and bled to death, in full view of the Western media, on 17 August 1962. Fechter's death created negative publicity worldwide that led the leaders of East Berlin to place more restrictions on shooting in public places and provide medical care for possible "would-be escapers". The last person to be shot and killed while trying to cross the border was Chris Gueffroy on 6 February 1989, while the final person to die in an escape attempt was Winfried Freudenberg who was killed when his homemade natural gas-filled balloon crashed on 8 March 1989.
The Wall gave rise to a widespread sense of desperation and oppression in East Berlin, as expressed in the private thoughts of one resident, who confided to her diary "Our lives have lost their spirit… we can do nothing to stop them."
Concerts by Western artists and growing anti-Wall sentiment
David Bowie, 1987
On 6 June 1987, David Bowie, who earlier for several years lived and recorded in West Berlin, played a concert close to the Wall. This was attended by thousands of Eastern concertgoers across the Wall, followed by violent rioting in East Berlin. According to Tobias Ruther, these protests in East Berlin were the first in the sequence of riots that led to those of November 1989. Although other factors were probably more influential in the fall of the Wall, upon his death in 2016, the German Foreign Office tweeted "Good-bye, David Bowie. You are now among #Heroes. Thank you for helping to bring down the #wall."
Bruce Springsteen, 1988
On 19 July 1988, 16 months before the Wall came down, Bruce Springsteen and the E-Street Band, played Rocking the Wall, a live concert in East Berlin, which was attended by 300,000 in person and broadcast on television. Springsteen spoke to the crowd in German, saying: "I'm not here for or against any government. I've come to play rock 'n' roll for you in the hope that one day all the barriers will be torn down". East Germany and its FDJ youth organization were worried they were losing an entire generation. They hoped that by letting Springsteen in, they could improve their sentiment among East Germans. However, this strategy of "one step backwards, two steps forwards" backfired, and the concert only made East Germans hungrier for more of the freedoms that Springsteen epitomized. While John F. Kennedy and Ronald Reagan delivered their famous speeches from the safety of West Berlin, Springsteen's speaking out against the Wall in the middle of East Berlin added to the euphoria.
David Hasselhoff, 1989
On 31 December 1989, American TV actor and pop music singer David Hasselhoff was the headlining performer for the Freedom Tour Live concert, which was attended by over 500,000 people on both sides of the Wall. The live concert footage was directed by music video director Thomas Mignone and aired on broadcast television station Zweites Deutsches Fernsehen ZDF throughout Europe. During shooting, film crew personnel pulled people up from both sides to stand and celebrate on top of the wall. Hasselhoff sang his number one hit song "Looking For Freedom" on a platform at the end of a twenty-meter steel crane that swung above and over the Wall adjacent to the Brandenburg Gate. A small museum was created in 2008 to celebrate Hasselhoff in the basement of the Circus Hostel.
Comments by politicians
On 26 June 1963, 22 months after the erection of the Berlin Wall, U.S. President John F. Kennedy visited West Berlin. Speaking from a platform erected on the steps of Rathaus Schöneberg for an audience of 450,000 and straying from the prepared script, he declared in his Ich bin ein Berliner speech the support of the United States for West Germany and the people of West Berlin in particular:
The message was aimed as much at the Soviets as it was at Berliners and was a clear statement of U.S. policy in the wake of the construction of the Berlin Wall. The speech is considered one of Kennedy's best, both a significant moment in the Cold War and a high point of the New Frontier. It was a great morale boost for West Berliners, who lived in an exclave deep inside East Germany and feared a possible East German occupation.
Former British prime minister Margaret Thatcher commented in 1982:
In a speech at the Brandenburg Gate commemorating the 750th anniversary of Berlin on 12 June 1987, U.S. President Ronald Reagan challenged Mikhail Gorbachev, then the General Secretary of the Communist Party of the Soviet Union, to tear down the Wall as a symbol of increasing freedom in the Eastern Bloc:
In January 1989 GDR leader Erich Honecker predicted that the Wall would stand for 50 or 100 more years if the conditions that had caused its construction did not change.
Fall
Due to the increasing economic problems in the Eastern Bloc and the failure of the USSR to intervene in relation to the individual communist states, the brackets of the Eastern Bloc slowly began to loosen from the end of the 1980s. One example is the fall of the communist government in neighboring Poland's 1989 Polish legislative election. Also in June 1989, the Hungarian government began dismantling the electrified fence along its border with Austria (with Western TV crews present) although the border was still very closely guarded and escape was almost impossible.
The opening of a border gate between Austria and Hungary at the Pan-European Picnic on 19 August 1989, which was based on an idea by Otto von Habsburg to test the reaction of Mikhail Gorbachev, then triggered a peaceful chain reaction, at the end of which there was no longer the GDR and the Eastern Bloc had disintegrated. Because with the non-reaction of the USSR and the GDR to the mass exodus, the media-informed Eastern Europeans could feel the increasing loss of power of their governments and more and more East Germans were now trying to flee via Hungary. Erich Honecker explained to the Daily Mirror regarding the Paneuropean picnic and thus showed his people his own inaction: "Habsburg distributed leaflets far into Poland, on which the East German holidaymakers were invited to a picnic. When they came to the picnic, they were given gifts, food and Deutsche Mark, and then they were persuaded to come to the West." Then, in September, more than 13,000 East German tourists escaped through Hungary to Austria. This set up a chain of events. The Hungarians prevented many more East Germans from crossing the border and returned them to Budapest. These East Germans flooded the West German embassy and refused to return to East Germany.
The East German government responded by disallowing any further travel to Hungary but allowed those already there to return to East Germany. This triggered similar events in neighboring Czechoslovakia. This time, however, the East German authorities allowed people to leave, provided that they did so by train through East Germany. This was followed by mass demonstrations within East Germany itself. Protest demonstrations spread throughout East Germany in September 1989. Initially, protesters were mostly people wanting to leave to the West, chanting ("We want out!"). Then protestors began to chant ("We are staying here!"). This was the start of what East Germans generally call the "Peaceful Revolution" of late 1989. The protest demonstrations grew considerably by early November. The movement neared its height on 4 November, when half a million people gathered to demand political change, at the Alexanderplatz demonstration, East Berlin's large public square and transportation hub. On 9 October 1989, the police and army units were given permission to use force against those assembled, but this did not deter the church service and march from taking place, which gathered 70,000 people.
The longtime leader of East Germany, Erich Honecker, resigned on 18 October 1989 and was replaced by Egon Krenz that day.
The wave of refugees leaving East Germany for the West kept increasing. By early November refugees were finding their way to Hungary via Czechoslovakia, or via the West German Embassy in Prague. This was tolerated by the new Krenz government, because of long-standing agreements with the communist Czechoslovak government, allowing free travel across their common border. However, this movement of people grew so large it caused difficulties for both countries. To ease the difficulties, the politburo led by Krenz decided on 9 November to allow refugees to exit directly through crossing points between East Germany and West Germany, including between East and West Berlin. Later the same day, the ministerial administration modified the proposal to include private, round-trip, and travel. The new regulations were to take effect the next day.
Günter Schabowski, the party boss in East Berlin and the spokesman for the SED Politburo, had the task of announcing the new regulations. However, he had not been involved in the discussions about the new regulations and had not been fully updated. Shortly before a press conference on 9 November, he was handed a note announcing the changes, but given no further instructions on how to handle the information. These regulations had only been completed a few hours earlier and were to take effect the following day, so as to allow time to inform the border guards. But this starting time delay was not communicated to Schabowski. At the end of the press conference, Schabowski read out loud the note he had been given. A reporter, ANSA's Riccardo Ehrman, asked when the regulations would take effect. After a few seconds' hesitation, Schabowski replied, "As far as I know, it takes effect immediately, without delay". After further questions from journalists, he confirmed that the regulations included the border crossings through the Wall into West Berlin, which he had not mentioned until then. He repeated that it was immediate in an interview with American journalist Tom Brokaw.
Excerpts from Schabowski's press conference were the lead story on West Germany's two main news programs that night—at 7:17 p.m. on ZDF's heute and at 8 p.m. on ARD's Tagesschau. As ARD and ZDF had broadcast to nearly all of East Germany since the late 1950s and had become accepted by the East German authorities, the news was broadcast there as well simultaneously. Later that night, on ARD's Tagesthemen, anchorman Hanns Joachim Friedrichs proclaimed, "This 9 November is a historic day. The GDR has announced that, starting immediately, its borders are open to everyone. The gates in the Wall stand open wide."
After hearing the broadcast, East Germans began gathering at the Wall, at the six checkpoints between East and West Berlin, demanding that border guards immediately open the gates. The surprised and overwhelmed guards made many hectic telephone calls to their superiors about the problem. At first, they were ordered to find the "more aggressive" people gathered at the gates and stamp their passports with a special stamp that barred them from returning to East Germany—in effect, revoking their citizenship. However, this still left thousands of people demanding to be let through "as Schabowski said we can". It soon became clear that no one among the East German authorities would take personal responsibility for issuing orders to use lethal force, so the vastly outnumbered soldiers had no way to hold back the huge crowd of East German citizens. Finally, at 10:45 p.m. on 9 November, Harald Jäger, the commander of the Bornholmer Straße border crossing yielded, allowing for the guards to open the checkpoints and allowing people through with little or no identity checking. As the Ossis swarmed through, they were greeted by Wessis waiting with flowers and champagne amid wild rejoicing. Soon afterward, a crowd of West Berliners jumped on top of the Wall, and were soon joined by East German youngsters. The evening of 9 November 1989 is known as the night the Wall came down.
Another border crossing to the south may have been opened earlier. An account by Heinz Schäfer indicates that he also acted independently and ordered the opening of the gate at Waltersdorf-Rudow a couple of hours earlier. This may explain reports of East Berliners appearing in West Berlin earlier than the opening of the Bornholmer Straße border crossing.
Thirty years after the fall of the Berlin Wall, The Guardian collected short stories from 9 November 1989 by five German writers who reflect on the day. In this, Kathrin Schmidt remembers comically: 'I downed almost an entire bottle of schnapps'.
Legacy
Little is left of the Wall at its original site, which was destroyed almost in its entirety. Three long sections are still standing: an piece of the first (westernmost) wall at the Topography of Terror, site of the former Gestapo headquarters, halfway between Checkpoint Charlie and Potsdamer Platz; a longer section of the second (easternmost) wall along the Spree River near the , nicknamed East Side Gallery; and a third section that is partly reconstructed, in the north at Bernauer Straße, which was turned into a memorial in 1998. Other isolated fragments, lampposts, other elements, and a few watchtowers also remain in various parts of the city.
The former leadership in the Schlesischen Busch in the vicinity of the Puschkinallee—the listed, twelve-meter high watchtower stands in a piece of the wall strip, which has been turned into a park, near the Lohmühleninsel.
The former "Kieler Eck" (Kiel Corner) on Kieler Strasse in Mitte, close to the Berlin-Spandau Schifffahrtskanal—the tower is protected as a historic monument and now surrounded on three sides by new buildings. It houses a memorial site named after the Wallopfer Günter Litfin, who was shot at Humboldthafen in August 1961. The memorial site, which is run by the initiative of his brother Jürgen Liftin, can be viewed after registration.
The former management office at Nieder Neuendorf, in the district of Hennigsdorf of the same name—here is the permanent exhibition on the history of the border installations between the two German states.
The former management station at Bergfelde, today the district of Hohen Neuendorf—The tower is located in an already reforested area of the border strip and is used together with surrounding terrain as a nature protection tower by the Deutschen Waldjugend.
The only one of the much slimmer observation towers (BT-11) in the Erna-Berger-Strasse also in Mitte—however, was moved by a few meters for construction work and is no longer in the original location; There is an exhibition about the wall in the area of the Potsdamer Platz in planning.
Nothing still accurately represents the Wall's original appearance better than a very short stretch at Bernauer Straße associated with the Berlin Wall Documentation Center. Other remnants are badly damaged by souvenir seekers. Fragments of the Wall were taken and some were sold around the world. Appearing both with and without certificates of authenticity, these fragments are now a staple on the online auction service eBay as well as German souvenir shops. Today, the eastern side is covered in graffiti that did not exist while the Wall was guarded by the armed soldiers of East Germany. Previously, graffiti appeared only on the western side. Along some tourist areas of the city centre, the city government has marked the location of the former Wall by a row of cobblestones in the street. In most places only the "first" wall is marked, except near Potsdamer Platz where the stretch of both walls is marked, giving visitors an impression of the dimension of the barrier system.
After the fall of the Berlin Wall, there were initiatives that they want to preserve the death strip walkways and redevelop them into a hiking and cycling area, known as . It is part of the initiative by the Berlin Senate since 11 October 2001.
Cultural differences
For many years after reunification, people in Germany talked about cultural differences between East and West Germans (colloquially Ossis and Wessis), sometimes described as Mauer im Kopf (The wall in the head). A September 2004 poll found that 25 percent of West Germans and 12 percent of East Germans wished that East and West should be separated again by a "Wall". A poll taken in October 2009 on the occasion of the 20th anniversary of the fall of the Wall indicated, however, that only about a tenth of the population was still unhappy with the unification (8 percent in the East; 12 percent in the West). Although differences are still perceived between East and West, Germans make similar distinctions between North and South.
A 2009 poll conducted by Russia's VTsIOM, found that more than half of all Russians do not know who built the Berlin Wall. Ten percent of people surveyed thought Berlin residents built it themselves. Six percent said Western powers built it and four percent thought it was a "bilateral initiative" of the Soviet Union and the West. Fifty-eight percent said they did not know who built it, with just 24 percent correctly naming the Soviet Union and its then-communist ally East Germany.
Wall segments around the world
Not all segments of the Wall were ground up as the Wall was being torn down. Many segments have been given to various institutions in the world. They can be found, for instance, in presidential and historical museums, lobbies of hotels and corporations, at universities and government buildings, and in public spaces in different countries of the world.
50th anniversary commemoration
On 13 August 2011, Germany marked the 50th anniversary of East Germany beginning the erection of the Berlin Wall. Chancellor Angela Merkel joined with President Christian Wulff and Berlin Mayor Klaus Wowereit at the Bernauer Straße memorial park to remember lives and liberty. Speeches extolled freedom and a minute of silence at noon honored those who died trying to flee to the West. "It is our shared responsibility to keep the memory alive and to pass it on to the coming generations as a reminder to stand up for freedom and democracy to ensure that such injustice may never happen again." entreated Mayor Wowereit. "It has been shown once again: Freedom is invincible at the end. No wall can permanently withstand the desire for freedom", proclaimed President Wulff.
Related media
Documentaries
Documentary films specifically about the Berlin Wall include:
The Tunnel (December 1962), an NBC News Special documentary film.
The Road to the Wall (1962), a documentary film.
Something to Do with the Wall (1991), a documentary about the fall of the Berlin Wall by Ross McElwee and Marilyn Levine, originally conceived as a commemoration of the 25th anniversary of its construction.
Rabbit à la Berlin (2009), a documentary film, directed by Bartek Konopka, told from the point of view of a group of wild rabbits that inhabited the zone between the two walls.
The American Sector (2020), a documentary by Courtney Stephens and Pacho Velez that tracks down the wall segments located in the U.S.
Feature films
Fictional films featuring the Berlin Wall have included:
Escape from East Berlin (1962), American-West German film inspired by story of 29 East Germans that tunneled under the wall
The Spy Who Came in from the Cold (1965), a Cold War classic set on both sides of The Wall, from the eponymous book by John le Carré, directed by Martin Ritt.
The Boy and the Ball and the Hole in the Wall (1965), Spanish-Mexican co-production.
Funeral in Berlin (1966), a spy movie starring Michael Caine, directed by Guy Hamilton.
Casino Royale (1967), a film featuring a segment centred on a house apparently bisected by the Wall.
The Wicked Dreams of Paula Schultz (1968), a Cold War spy farce about an Olympic athlete who defects, directed by George Marshall.
Berlin Tunnel 21 (1981), a made-for-TV movie about a former American officer leading an attempt to build a tunnel underneath The Wall as a rescue route.
Night Crossing (1982), a British-American drama film starring John Hurt, Jane Alexander, and Beau Bridges, based on the true story of the Strelzyk and Wetzel families, who on 16 September 1979, attempted to escape from East Germany to West Germany in a homemade hot air balloon, during the days of the Inner German border-era.
The Innocent (1993), a film about the joint CIA/MI6 operation to build a tunnel under East Berlin in the 1950s, directed by John Schlesinger.
Sonnenallee (1999), a German comedy film about life in East Berlin in the late 1970s, directed by Leander Haußmann.
The Tunnel (2001), a dramatization of a collaborative tunnel under the Wall, filmed by Roland Suso Richter.
Good Bye Lenin! (2003), film set during German unification that depicts the fall of the Wall through archive footage
Open The Wall (2014), featuring a dramatized story of the East-German border guard who was the first to let East Berliners cross the border to West Berlin on 9 November 1989.
Bridge of Spies (2015), featuring a dramatized subplot about Frederic Pryor, in which an American economics graduate student visits his German girlfriend in East Berlin just as the Berlin Wall is being built. He tries to bring her back into West Berlin but is stopped by Stasi agents and arrested as a spy.
Literature
Some novels specifically about the Berlin Wall include:
John le Carré, The Spy Who Came in from the Cold (1963), classic Cold War spy fiction.
Len Deighton, Berlin Game (1983), classic Cold War spy fiction
T.H.E. Hill, The Day Before the Berlin Wall: Could We Have Stopped It? – An Alternate History of Cold War Espionage, 2010 – based on a legend told in Berlin in the 1970s.
John Marks' The Wall (1999) in which an American spy defects to the East just hours before the Wall falls.
Marcia Preston's West of the Wall (2007, published as Trudy's Promise in North America), in which the heroine, left behind in East Berlin, waits for news of her husband after he makes his escape over the Berlin Wall.
Peter Schneider's The Wall Jumper, (1984; German: Der Mauerspringer, 1982), the Wall plays a central role in this novel set in Berlin of the 1980s.
Music
Music related to the Berlin Wall includes:
Stationary Traveller (1984), a concept album by Camel that takes the theme of families and friends split up by the building of the Berlin Wall.
"West of the Wall", a 1962 top 40 hit by Toni Fisher, which tells the tale of two lovers separated by the newly built Berlin Wall.
"Holidays in the Sun", a song by the English punk rock band Sex Pistols which prominently mentions the Wall, specifically singer Johnny Rotten's fantasy of digging a tunnel under it.
David Bowie's "Heroes", inspired by the image of a couple kissing at the Berlin Wall (in reality, the couple was his producer Tony Visconti and backup singer Antonia Maaß). The song (which, along with the album of the same name, was recorded in Berlin), makes lyrical references to the kissing couple, and to the "Wall of Shame" ("the shame was on the other side"). Upon Bowie's death, the Federal Foreign Office paid homage to Bowie on Twitter: see also above
"" (1984), a song by the Dutch pop band , about the differences between East and West Berlin during the period of the Berlin Wall.
"Chippin' Away" (1990), a song by Tom Fedora, performed by Crosby, Stills & Nash on the Berlin Wall, which appeared on Graham Nash's solo album Innocent Eyes (1986).
"Hedwig and the Angry Inch," a rock opera whose genderqueer protagonist Hedwig Robinson was born in East Berlin and later, living in the United States, describes herself as "the new Berlin Wall" standing between "East and West, slavery and freedom, man and woman, top and bottom." As a result, she says, people are moved to "decorate" her with "blood, graffiti and spit." (1998)
The music video for Liza Fox's song "Free" (2013) contains video clips of the fall of the Berlin Wall.
Visual art
Artworks related to the Berlin Wall include:
In 1982, the West-German artist created about 500 artworks along the former border strip around West Berlin as part of his work series Border Injuries. On one of his actions he tore down a large part of the Wall, installed a prepared foil of 3x2m in it, and finished the painting there before the border soldiers on patrol could detect him. This performance was recorded on video. His actions are well-documented both in newspapers from that time and in recent scientific publications.
The Day the Wall Came Down, 1996 and 1998 sculptures by Veryl Goodnight, which depict five horses leaping over actual pieces of the Berlin Wall.
Games
Video games related to the Berlin Wall include:
The Berlin Wall (1991), a video game.
Ostalgie: The Berlin Wall (2018), video game by Kremlingames, where the player, playing as the leader of the GDR from 1989 to 1991, can take down the Berlin Wall themselves or as a result of events in the game, or keep the wall intact as long as the country exists.
See also
Berlin Wall graffiti art
Chapel of Reconciliation
Checkpoint Charlie stand-off (October 1961)
Deborah Kennedy (artist), American artist whose works were featured on the wall before its fall
Dissolution of the Soviet Union (1991)
East German balloon escape
Green Line (Lebanon)
Korean Demilitarized Zone
Military Demarcation Line
List of Berlin Wall segments
List of walls
Operation Gold
Ostalgie
Peace lines
Removal of Hungary's border fence with Austria
Reunification of Jerusalem
The Wall – Live in Berlin (rock opera/concert, 21 July 1990)
World Freedom Day (United States)
Notes
References
Sources
Childs, David (2001). The Fall of the GDR: Germany's Road To Unity, Longman, Pearsoned.co.uk.
Childs, David (1986) [1983]. The GDR: Moscow's German Ally, London: George Allen & Unwin, .
Childs, David (2001). The Fall of the GDR, Longman. Amazon.co.uk
Childs, David (2000). The Two Red Flags: European Social Democracy & Soviet Communism Since 1945, Routledge.
Childs, David (1991). Germany in the Twentieth Century, (From pre-1918 to the restoration of German unity), Batsford, Third edition.
Childs, David (1987). East Germany to the 1990s Can It Resist Glasnost?, The Economist Intelligence Unit. . WorldCat.org
Taylor, Frederick (2006). The Berlin Wall: 13 August 1961 – 9 November 1989. Bloomsbury
Luftbildatlas. Entlang der Berliner Mauer. Karten, Pläne und Fotos. Hans Wolfgang Hoffmann / Philipp Meuser (eds.) Berlin 2009.
Sarotte, Mary Elise (2014). Collapse: The Accidental Opening of the Berlin Wall, New York: Basic Books,
Sarotte, Mary Elise (2014) [1989]. The Struggle to Create Post-Cold War Europe (Second Edition) Princeton: Princeton University Press,
Further reading
External links
Berlin Wall on OpenStreetMap (zoomable and scrollable)
Other resources:
Berlin Wall image group on Flickr
Berlin Wall Online, historical chronicle
Border barriers
1961 establishments in East Germany
1961 establishments in West Germany
1961 in military history
1961 in politics
20th century in Berlin
Allied occupation of Germany
Articles containing video clips
Buildings and structures completed in 1961
Buildings and structures demolished in 1989
Buildings and structures demolished in 1990
Demolished buildings and structures in Germany
Eastern Bloc
Former buildings and structures in Germany
History of East Germany
History of West Germany
Inner German border
Separation barriers
City walls in Germany |
3733 | https://en.wikipedia.org/wiki/Bhangra%20%28music%29 | Bhangra (music) | Bhangra () is a type of non-traditional music of Punjab originating in Britain, specifically Southall. It is a type of upbeat popular music associated with the Punjabi diaspora in Britain. The style has its origins in the folk music of Punjab as well as western pop music of the 1970s and 1980s. Prior to this musical fusion, Bhangra existed only as a dance form in the native Punjab. This Punjabi music was unique in that it was not traditional nor did it seek any authenticity. While the traditional folk music of Punjab has a set of melodies that are used by various singers, Bhangra was a form of strict "band culture" in that new melodies were composed for each song. Therefore, the musicians were as important as the singers.
Origins
The roots of modern bhangra music date back to the Sikh Punjabi community in Punjab during the 1960s. An early pop music and modern recording group of this type of music in the United Kingdom was Bhujhangy Group, founded by Tarlochan Singh Bilga, Balbir Singh Khanpur, Gurpal, Rajinder Dhona and Dalvir Kahanpuri in Birmingham in 1971. Bhujhangy Group's first major hit was "Bhabiye Akh Larr Gayee". It was written by Tarlochan Singh Bilga in the early 1975s and was released on Birmingham's Oriental Star Agencies label. This was the first song to combine traditional Asian music with modern Western instruments.
Differences from folk music
Although bhangra music used many of the elements of Punjabi folk music (e.g., "Bakkrey Bulaaney" – the goat herding vocalizations), it was also radically different in its embrace of modernity. The song structure of a typical bhangra song featured four verses, a chorus, along with two alternating instrumental bridge sections. (e.g., CVB1CVB2CVB1CVB2C.) Hence it featured more musicianship than its folk predecessor.
United Kingdom
1970s
A modern and commercial form of bhangra music was said to rise in Britain in the 1970s by Punjabi immigrants who took their native folk music and began experimenting by altering it using instruments from their host country. The new genre quickly became popular in Britain replacing Punjabi folk singers due to it being heavily influenced in Britain by the infusion of rock music and a need to move away from the simple and repetitive Punjabi folk music. It indicated the development of a self-conscious and distinctively rebellious British Asian youth culture centred on an experiential sense of self, e.g., language, gesture, bodily signification, desires, etc., in a situation in which tensions with British culture and racist elements in British society had resulted in alienation in many minority ethnic groups, fostered a sense of need for an affirmation of a positive identity and culture, and provided a platform for British Punjabi males to assert their masculinity.
In the 1980s, distributed by record labels such as Multitone Records, bhangra artists were selling over 30,000 cassettes a week in the UK, but no artists reached the Top 40 UK chart despite these artists outselling popular British ones; most of the bhangra cassette sales were not through the large UK record stores, whose sales were those recorded by the Official UK Charts Company for creating their rankings.
The group Alaap was formed in 1977, co-founded by Channi Singh and Harjeet Gandhi who both hailed from Southall, a Punjabi area in London. Their album Teri Chunni De Sitaray was released in 1982 by Multitone. Alaap was considered the first and original superstar bhangra band formed in the United Kingdom. Channi Singh has been awarded the OBE by the Queen for his services to Bhangra music and services/charity for the British Asian community. Co-founder Harjeet Gandhi died in 2003.
The 1980s is commonly known as the golden age, or the age of bhangra music, which lasted roughly from 1985 to 1993. The primary emphasis during these times was on the melody/riff, played out usually on a synthesizer, harmonium, accordion or guitar. Folk instruments were rarely used.
One of the biggest bhangra stars of the last several decades is Malkit Singh and his band Golden Star. Singh was born in June 1963 in the village of Hussainpur in Punjab. He attended the Lyallpur Khalsa College, Jalandhar, in Punjab in 1980 to study for a bachelor of arts degree. There he met his mentor, Professor Inderjit Singh, who taught him Punjabi folk singing and bhangra dancing. Due to Singh's tutelage, Malkit entered and won song contests during this time. In 1983, he won a gold medal at the Guru Nanak Dev University in Amritsar, Punjab, for performing his song "Gurh Nalon Ishq Mitha", which later featured on his first album, Nach Gidhe Wich. The lyrics were by Tarlochan Singh Bilga and it was released in 1985. This album was created with Manager, Tarlochan Singh Bilga(TSB). The band has toured 27 countries. Malkit has been awarded the MBE by the Queen for his services to Bhangra music.
Bhangra boy band, the Sahotas, were composed of five brothers from Wolverhampton. Their music is a fusion of bhangra, rock and dance.
Heera, formed by Bhupinder Bhindi and fronted by Kumar and Dhami, was one of the most popular bands of the 1980s.
Bands like Alaap and Heera incorporated rock-influenced beats into bhangra, because it enabled "Asian youth to affirm their identities positively" within the broader environment of alternative rock as an alternative way of expression. However, some believe that the progression of bhangra music created an "intermezzo culture" post-India's partition, within the unitary definitions of Southeast Asians within the diaspora, thus "establishing a brand new community in their home away from home".
Several other influential groups appeared around the same time, including The Saathies, Premi Group, Bhujungy Group, and Apna Sangeet. Apna Sangeet, best known for their hit "Mera Yaar Vajavey Dhol", re-formed for charity in May 2009 after a break-up.
When Bhangra and General Indian sounds and lyrics were combined, British-Asian artists began incorporating them in their music. Some Asian artists such as Bally Sagoo and Talvin Singh are creating their own form of British hip-hop.
This era also brought about bhangra art, which like the bhangra music it represented was rebellious. Unlike folk music art, which consisted of a picture of the folk singer, bhangra recordings had details such as distinctive artwork, logos, clever album names and band/musician listings (who played what).
Folk backlash
Unlike bhangra, folk music depends on a set number of traditional melodies that may be hundreds of years old. Each new singer simply writes new lyrics using one of those melodies.
In the mid-1990s, many artists, attracted to the economics of a bandless singer only act that technology such as karaoke machines now enabled, returned to the original, traditional folk beats away from bhangra music, often incorporating more dhol drum beats and tumbi. This time also saw the rise of several young Punjabi folk singers as a backlash to bhangra music. They were aided by DJs who mixed hip-hop samples with folk singing.
Beginning around 1994, there was a trend towards the use of samples (often sampled from mainstream hip hop) mixed with traditional folk rhythm instruments, such as the tumbi and dhol. Using folk instruments and hip-hop samples, along with relatively inexpensive folk vocals imported from Punjab, Punjabi folk music was able to cause the decline of bhangra music.
Pioneering DJs instrumental in the decline of bhangra were Bally Sagoo and Panjabi MC. As DJs who were initially hired by bhangra labels to remix the original recordings on the label's roster (OSA and Nachural respectively), they along with the record labels quickly found that remixing folk singers from India was much cheaper than working with outsourced bhangra bands.
A pioneering folk singer that was instrumental in bhangra's demise was Jazzy B, who debuted in 1992. Having sold over 55,000 copies of his third album, Folk and Funky, he is now one of the best-selling Punjabi folk artists in the world, with a vocal style likened to that of Kuldip Manak.
Other influential folk artists include Surinder Shinda – famous for his "Putt Jattan De" – Harbhajan Mann, Manmohan Waris, Sarbjit Cheema, Hans Raj Hans, Sardool Sikander, B21, Paaras and Bombay Talkie.
By the end of the 1990s, bhangra music had largely declined and been replaced with Punjabi folk singers. The same folk singers which bhangra bands had replaced a decade earlier were being utilized by DJs to make relatively inexpensive live music on laptops. This "folkhop" genre was short lived as records could not be officially released due to nonclearance copyrights on samples used to create the "beat". This continued until the end of the century. Folk-hop record labels such as Hi-Tech were investigated by BPI (British Phonographic Industry) for copyright infringement by way of uncleared samples on releases by folk DJs such as DJ Sanj.
Toward the end of the decade, bhangra continued to decline, with folk-hop artists such as Bally Sagoo and Apache Indian signing with international recording labels Sony and Island. Moreover, Multitone Records, one of the major recording labels associated with bhangra in Britain in the 1980s and 1990s, was bought by BMG. A recent Pepsi commercial launched in Britain featured South Asian actors and Punjabi folk music.
2000s remixes
Punjabi folk remixed with hip-hop, known as folkhop, is most often produced when folk vocals are purchased online to be remixed in a studio. Folk vocals are usually sung to traditional melodies, that are often repeated with new lyrics.
Some South Asian DJs, especially in America, have mixed Punjabi folk music with house, reggae, and hip-hop to add a different flavor to Punjabi folk. These remixes continued to gain popularity as the 1990s came to an end.
A notable remix artist is Bally Sagoo, a Punjabi-Sikh, Anglo-Indian raised in Birmingham, England. Sagoo described his music as "a bit of tablas, a bit of the Indian sound. But bring on the bass lines, bring on the funky-drummer beat, bring on the James Brown samples", to Time magazine in 1997. He was recently signed by Sony. Daler Mehndi, a Punjabi singer from India has a type of music known as "folk pop". Mehndi has released tracks such as "Bolo Ta Ra Ra" and "Ho Jayegee Balle Balle". His song "Tunak Tunak Tun" was released in 1998.
Canada and the United States
Punjabi immigrants have encouraged the growth of Punjabi folk music in the Western hemisphere rather than bhangra music. The bhangra industry has grown in North America much less than in the United Kingdom.
North American (non bhangra) folk artists such as Manmohan Waris, Jazzy Bains, Kamal Heer, Harbhajan Mann, Sarabjit Cheema, and Debi Makhsoospuri have emerged and the remix market has grown.
In 2001, Punjabi folk, and its hip-hop form, folkhop, began to exert an influence over US R&B music, when Missy Elliott released the folkhop-influenced song "Get Ur Freak On". In 2003, a version of Panjabi MC's "Mundian To Bach Ke" ("Beware of the Boys") featured U.S. rapper Jay-Z. Additionally, American rapper Pras of The Fugees recorded tracks with British alternative bhangra band Swami. American singer and actress Selena Gomez released her bhangra-influenced single "Come & Get It" from her first solo album Stars Dance in 2013.
Lyrics
Bhangra lyrics, which generally cover social issues or love, are sung in Punjabi. Bhangra lyrics were generally kept deliberately simple by the creators of the genre because the youth did not understand complex lyrics. Traditional Punjabi folk lyrics are generally more complex and often tell the tales of Punjabi history. There are many bhangra songs devoted to Punjabi pride themes and Punjabi heroes. The lyrics are tributes to the cultural traditions of Punjab. In particular, many bhangra tracks have been written about Udham Singh and Bhagat Singh. Less serious topics include beautiful women with their colourful duppattas. Lyrics can also be about crops and the coming of a new season. Bhangra is sung fiercely with strong lyrics often yelling: "balle balle" or "chakde phate", which refer to celebration and/or pride.
Notable bhangra or Punjabi lyricists include Harbans Jandu who wrote "Giddhian Di Rani".
Instruments
Punjabi instruments contribute to bhangra. Originally this was primarily the dhol. The 20th century has brought changes to the instruments that define bhangra, to include the tumbi, sarangi, dholak (smaller than the dhol), flute, zither, fiddle, harmonium, tabla, guitar, mandolin, saxophone, synthesizer, drum set, and other Western instruments. Perhaps the most famous Bhangra instrument is the dhol. It is a double-sided barrel drum that creates the beat to which Bhangra is danced. The person who plays the instrument, the dholi, plays various beats to create the different Bhangra segments, such as Dhamaal, Jhummar, One side of the dhol has thicker skin, which creates a deeper sound, and the other side has a thinner skin, resulting in a higher-pitched sound. Two sticks are used to play the dhol instrument. The thicker stick, called the dagga, is used to play the bass side. The thinner tilli is used to play the treble side. Both sticks are usually made of wood or bamboo.
The string instruments include the guitar (both electrical), bass, sitar, tumbi, veena, violin and sarangi. The snare, toms, dhadd, dafli, dholki, and damru are the other drums. The tumbi, originally played by folk artists such as Lalchand Yamla Jatt and Kuldip Manak in true folk recordings and then notably used by Chamkila, a Punjabi folk (not bhangra) singer, is a high-tone, single-string instrument and Chimta by (Late) Alam Lohar.
Cultural impact and resurgence of Punjabi folk music in the West
The third and fourth generation are generally unable to speak Punjabi if their parents could hardly speak it. There is a move towards Punjabi folk music which is the purest form of Punjabi music. Much of the youth struggle to understand the lyrics, although, there are some children and young adults who have maintained their folk roots. Another reason why some fans express an anti-folk sentiment is that many folk songs were written for the dominant Jatts clan whereas Sikhs do not believe in castes, so they disapproved of Punjabi folk music. However, today with artists like Jazzy B, PMC, Sukhshinder Shinda and Diljit Dosanjh, Punjabi folk has increased in popularity although it is fused in some cases. iTunes has catalogs of many Punjabi folk singers available.
Another cause of the resurgence of Punjabi folk music is due to the increased popularity of bhangra in areas like the UK, Canada and U.S. Bhangra has become more accessible through social media platforms such as YouTube and Instagram, for the younger generation. In addition, multiple universities, across the UK, US and Canada have teams as well as academies being set up by senior dancers separate from universities. This resurgence has led to a desire for more traditional folk songs and beats, but also a learning opportunity for children of their cultures.
Derivatives
Bhangragga
Bhangragga or bhangramuffin is a term for the style of music incorporating elements of Bhangra and dancehall (or ragga, short for the word Raggamuffin) created by British Asian producers Simon and Diamond on the debut album by Apache Indian No Reservations (1993).
The sound is very percussion-heavy – a distinct holdover from Bhangra – with a propulsive beat clearly designed for dancing. The dancehall influence can be felt through the use of pre-programmed music, similar to Dancehall "riddims".
Lyrically, the style features a combination of Sub-Continental-accented (usually Indian) vocals delivered in the clipped style associated with dancehall – and sometimes including the Patois of the latter style.
This style is almost exclusively a British phenomenon, as the two cultures involved in its genesis mix reasonably freely there. The most successful exponent, however, is Apache Indian, who had a worldwide hit with "Boom Shack-A-Lak", which was included on the soundtrack to the film Dumb and Dumber, among others.
See also
List of bhangra artists
Music of Punjab
Punjabi culture
Asian Underground
Multitone records
Dhol
Punjab region
Music of the United Kingdom
References
External links
Where Bhangra Lives
Bhangra News, Music Videos & Interviews
www.Bhangra.org
House Of Bhangra
India Music – The first ever Indian Music domain and web site registered.
Punjabi music
Indian styles of music
Pakistani styles of music
Punjabi words and phrases
Culture of the United Kingdom
Indian diaspora in the United Kingdom
Pakistani diaspora in the United Kingdom
Dance music genres
Punjabi diaspora
Pop music genres |
3735 | https://en.wikipedia.org/wiki/Beastie%20Boys | Beastie Boys | Beastie Boys were an American hip hop/rap rock group from New York City, formed in 1981. The group was composed of Michael "Mike D" Diamond (vocals, drums), Adam "MCA" Yauch (vocals, bass), and Adam "Ad-Rock" Horovitz (vocals, guitar, programming). Beastie Boys were formed out of members of experimental hardcore punk band The Young Aborigines, which was formed in 1979, with Diamond on drums, Jeremy Shatan on bass guitar, John Berry on guitar, and Kate Schellenbach later joining on percussion. When Shatan left New York City in the summer of 1981, Yauch replaced him on bass and the resulting band was named Beastie Boys. Berry left shortly thereafter and was replaced by Horovitz.
After achieving local success with the 1983 comedy hip hop single "Cooky Puss", Beastie Boys made a full transition to hip hop, and Schellenbach left. They toured with Madonna in 1985 and a year later released their debut album, Licensed to Ill (1986), the first rap album to top the Billboard 200 chart. Their second album, Paul's Boutique (1989), composed almost entirely of samples, was a commercial failure that later received critical acclaim. Check Your Head (1992) and Ill Communication (1994) found mainstream success, followed by Hello Nasty (1998), To the 5 Boroughs (2004), The Mix-Up (2007), and Hot Sauce Committee Part Two (2011).
Beastie Boys have sold 20 million records in the United States and had seven platinum-selling albums from 1986 to 2004. They are the biggest-selling rap group since Billboard began recording sales in 1991. In 2012, they became the third rap group to be inducted into the Rock and Roll Hall of Fame. In the same year, Yauch died of cancer and Beastie Boys disbanded. The remaining members have released several retrospective works, including a book, a documentary, and a career-spanning compilation album.
History
1979–1983: Formation and early years
Prior to forming Beastie Boys, Michael Diamond was part of a number of bands such as the Walden Jazz Band, BAN, and the Young Aborigines. Beastie Boys formed in July 1981 when the Young Aborigines bassist Jeremy Shatan left New York City for the summer and the remaining members Diamond, John Berry and Kate Schellenbach formed a new hardcore punk band with Adam Yauch.
In a 2007 interview with Charlie Rose, Yauch recalled that it was Berry who suggested the name Beastie Boys. Although the band stated that "Beastie" is an acronym standing for "Boys Entering Anarchistic States Towards Inner Excellence", in the Charlie Rose interview, both Yauch and Diamond acknowledged that the acronym was an "afterthought" conceived after the name was chosen. The band supported Bad Brains, the Dead Kennedys, the Misfits and Reagan Youth at venues such as CBGB, A7, Trude Heller's and Max's Kansas City, playing at the latter venue on its closing night. In November 1982, Beastie Boys recorded the 7-inch EP Polly Wog Stew at 171A studios, an early recorded example of New York hardcore.
On November 13, 1982, Beastie Boys played Philip Pucci's birthday for the purposes of his short concert film, Beastie. Pucci held the concert in Bard College's Preston Drama Dance Department Theatre. This performance marked Beastie Boys' first on screen appearance in a published motion picture. Pucci's concept for Beastie was to distribute a mixture of both a half dozen 16 mm Bell & Howell Filmo cameras, and 16 mm Bolex cameras to audience members and ask that they capture Beastie Boys performance from the audience's own point of view while a master sync sound camera filmed from the balcony of the abandoned theater where the performance was held. The opening band for that performance was the Young and the Useless, which featured Adam Horovitz as the lead singer. A one-minute clip of Beastie was subsequently excerpted and licensed by Beastie Boys for use in the "Egg Raid on Mojo" segment of the "Skills to Pay the Bills" long-form home video released by Capitol Records. "Skills to Pay the Bills" later went on to be certified Gold by the Recording Industry Association of America (RIAA). Berry left the group in 1982 (later forming Thwig, Big Fat Love and Bourbon Deluxe) and was replaced by Horovitz, who had become close friends with Beastie Boys.
The band also recorded and then performed its first hip hop track, "Cooky Puss", based on a prank call by the group to a Carvel Ice Cream franchise in 1983. It was a part of the new lineup's first EP, also called Cooky Puss, which was the first piece of work that showed their incorporation of the underground rap phenomenon and the use of samples. It quickly became a hit in New York underground dance clubs and night clubs. After "Beastie Revolution" was later sampled in a British Airways commercial, Beastie Boys threatened to sue them over the use of the song, and the airline immediately paid them $40,000 in royalties.
1984–1987: Def Jam years and Licensed to Ill
Following the success of "Cooky Puss", the band began to incorporate rap into their sets. They hired a DJ for their live shows, New York University student Rick Rubin, who began producing records soon thereafter. "I met Mike first," Rubin recalled. "I thought he was an arrogant asshole. Through spending time with the Beasties I grew to see that they had this great sense of humor. It wasn't that they were assholes, and even if it was, they were funny with it." Rubin formed Def Jam Recordings with fellow NYU student Russell Simmons, and approached the band about producing them for his new label. As the band was transitioning to hip hop, Schellenbach was fired in 1984, with Diamond taking over on drums. In their 2018 memoir, Ad-Rock expressed regret for firing Schellenbach, which he attributed to her not fitting with the "new tough-rapper-guy identity".
The band's 12-inch single "Rock Hard" (1984) was the second Def Jam record crediting Rubin as producer (the first was "It's Yours" by T La Rock and Jazzy Jay). On July 22, 1986, Beastie Boys opened for John Lydon's post-Sex Pistols band Public Image Ltd., and supported Madonna on her North American The Virgin Tour. Then headlining with Fishbone and Murphy's Law with DJ Hurricane and later in the year, the group was on the Raising Hell tour with Run-DMC, Whodini, LL Cool J, and the Timex Social Club. Thanks to this exposure, "Hold It Now, Hit It" charted on Billboards US R&B and dance charts. "She's on It" from the Krush Groove soundtrack continued in a rap/metal vein while a double A-side 12", "Paul Revere/The New Style", was released at the end of the year.
The band recorded Licensed to Ill in 1986 and released it on November 15, 1986. The album was favorably reviewed by Rolling Stone magazine. Licensed to Ill became one of the best-selling rap albums of the 1980s and the first rap album to go number 1 on the Billboard 200 chart, where it stayed for five weeks. It also reached number 2 on the Top R&B album chart. It was Def Jam's fastest selling debut record to date and sold over nine million copies. The fourth single, "(You Gotta) Fight for Your Right (To Party!)", reached number 7 on the US Billboard Hot 100. Although the group has sold over 26 million records in the US, this is their only single to peak in the US top ten or top twenty. The accompanying video (directed by Ric Menello and Adam Dubin) became an MTV staple. Another song from the album, "No Sleep till Brooklyn", peaked at number 14 on the UK Singles Chart.
The band took the Licensed to Ill tour around the world the following year. The tour was troubled by lawsuits and arrests, with the band accused of provoking the crowd. This culminated in a notorious gig at the Royal Court Theatre, Liverpool, England, on May 30, 1987, that erupted into a riot approximately 10 minutes after the group hit the stage and the arrest of Adam Horovitz by Merseyside Police. He was charged with assault causing grievous bodily harm.
1988–1989: Move to Capitol Records and Paul's Boutique
In 1988, Beastie Boys appeared in Tougher Than Leather, a film directed by Rubin as a star vehicle for Run-D.M.C. and Def Jam Recordings. After Def Jam stopped paying them for work they'd already done and were owed money for, Beastie Boys left Def Jam and signed with Capitol Records.
The second Beastie Boys album, Paul's Boutique, was released on July 25, 1989. Produced by the Dust Brothers, it blends eclectic samples and has been described as an early work of experimental hip hop. It failed to match the sales of Licensed to Ill, reaching number 14 on the US album charts, but later attracted acclaim; Rolling Stone ranked it number 156 on its list of the 500 Greatest Albums of All Time.
1990–1996: Check Your Head and Ill Communication
Check Your Head was recorded in the band's G-Son studio in Atwater Village, California, and released on its Grand Royal record label. The band was influenced to play instruments on this album by Dutch group Urban Dance Squad; with Mike D on drums, Yauch on bass, Horovitz on guitar and Mark Ramos Nishita ("Keyboard Money Mark") on keyboards. Mario Caldato, Jr., who had helped in the production of Paul's Boutique, engineered the record and became a longtime collaborator. Check Your Head was released in 1992 and was certified double Platinum in the US and peaked at number 10 on the Billboard 200. The single "So What'cha Want" reached number 93 on the Billboard Hot 100 and charted on both the Rap and Modern Rock Chart, while the album's first single, "Pass the Mic", peaked at number 38 on the Hot Dance Music chart. The album also introduced a more experimental direction, with funk and jazz inspired songs including "Lighten Up" and "Something's Got to Give". The band returned to their hardcore punk roots for the song "Time for Livin'", a cover of a 1974 Sly and the Family Stone song. The addition of instruments and the harder rock sound of the album could be considered a precursor to the nu metal genre of music to come out in the later half of the 1990s.
Beastie Boys signed an eclectic roster of artists to their Grand Royal label, including Luscious Jackson, Sean Lennon, and Australian artist Ben Lee. The group owned Grand Royal Records until 2001. Grand Royal's first independent release was Luscious Jackson's album In Search of Manny in 1993. Also in 1993, the band contributed the track "It's the New Style" (with DJ Hurricane) to the AIDS benefit album No Alternative, produced by the Red Hot Organization.
Beastie Boys also published Grand Royal Magazine, with the first edition in 1993 featuring a cover story on Bruce Lee, artwork by George Clinton, and interviews with Kareem Abdul-Jabbar and A Tribe Called Quest's MC Q-Tip. The 1995 issue of the magazine contained a memorable piece on the mullet. The Oxford English Dictionary cites this as the first published use of the term, along with the lyrics from the band's 1994 song, "Mullet Head". That term was not heard in the 1980s, even though that decade has retroactively been hailed as the mullet's peak in popularity. The OED says that the term was "apparently coined, and certainly popularized, by US hip-hop group Beastie Boys". Grand Royal Magazine is also responsible for giving British band Sneaker Pimps their name.
Ill Communication, released in 1994, saw Beastie Boys' return to the top of the charts when the album debuted at number 1 on the Billboard 200 and peaked at number 2 on the R&B/hip hop album chart. The single "Sabotage" became a hit on the modern rock charts and the music video, directed by Spike Jonze, received extensive play on MTV. "Get It Together" reached the top 10 on the Billboard Hot 100. Also in 1994, the band released Some Old Bullshit, featuring the band's early independent material, which made it to number 46 on the Billboard Independent Albums chart.
Beastie Boys headlined at Lollapalooza—an American travelling music festival—in 1994, together with The Smashing Pumpkins. In addition, the band performed three concerts (in Los Angeles, New York City, and Washington, D.C.) to raise money for the Milarepa Fund and dedicated the royalties from "Shambala" and "Bodhisattva Vow" from the Ill Communication to the cause. The Milarepa Fund aims to raise awareness of Tibetan human rights issues and the exile of the Dalai Lama. In 1996, Yauch organized the largest rock benefit show since 1985's Live Aid – the Tibetan Freedom Concert, a two-day festival at Golden Gate Park in San Francisco that attracted over 100,000 attendees.
In 1995, the popularity of Beastie Boys was underlined when tickets for an arena tour went on sale in the US and Madison Square Garden and Chicago's Rosemont Horizon sold out within 30 minutes. One dollar from each ticket sold went through Milarepa to local charities in each city on the tour. Beastie Boys toured South America and Southeast Asia for the first time. The band also released Aglio e Olio, a collection of eight songs lasting just 11 minutes harking back to their punk roots, in 1995. The In Sound from Way Out!, a collection of previously released jazz/funk instrumentals, was released on Grand Royal in 1996 with the title and artwork a homage to an album by electronic pop music pioneers Perrey and Kingsley.
In 1992, Beastie Boys decided to sample portions of the sound recording of "Choir" by James Newton in various renditions of their song "Pass the Mic". The band did not obtain a license from Newton to use the composition. Pursuant to their license from ECM Records, Beastie Boys digitally sampled the opening six seconds of Newton's sound recording of "Choir", and repeated this six-second sample as a background element throughout their song. Newton brought suit, claiming that the band infringed his copyright in the underlying composition of "Choir". The district court granted Beastie Boys summary judgment. The district court said that no license was required because the three-note segment of "Choir" lacked the requisite originality and was therefore not copyrightable. The decision was affirmed on appeal.
1997–2001: Hello Nasty
Beastie Boys began work on the album Hello Nasty at the G-Son studios, Los Angeles in 1995, but continued to produce and record it in New York City after Yauch moved to Manhattan in 1996. The album displayed a substantial shift in musical feel, with the addition of Mix Master Mike. The album featured bombastic beats, rap samples, and experimental sounds. Released on July 14, 1998, Hello Nasty earned first week sales of 681,000 in the US and went straight to number 1 in the US, the UK, Germany, Australia, the Netherlands, New Zealand, and Sweden. The album achieved number 2 rank on the charts in Canada and Japan, and reached top-ten chart positions in Austria, Switzerland, Ireland, Belgium, Finland, France and Israel.
Beastie Boys won two Grammy Awards in 1999, receiving the Grammy Award for Best Alternative Music Album for Hello Nasty as well as the Grammy Award for Best Rap Performance by a Duo or Group for "Intergalactic". This was the first and, as of 2008, only time that a band had won awards in both rap and alternative categories.
Also at the 1998 MTV Video Music Awards they won the Michael Jackson Video Vanguard Award for their contribution to music videos. The following year at the 1999 MTV Video Music Awards they also won the award for Best Hip Hop Video for their hit song "Intergalactic". Beastie Boys used both appearances at the Video Music Awards to make politically charged speeches of considerable length to the sizable MTV audiences. At the 1998 ceremony, Yauch addressed the issue of Muslim people being stereotyped as terrorists and that most people of the Muslim faith are not terrorists. These comments were made in the wake of the US Embassy bombings that had occurred in both Kenya and Tanzania only a month earlier. At the 1999 ceremony in the wake of the horror stories that were coming out of Woodstock 99, Adam Horovitz addressed the fact that there had been many cases of sexual assaults and rapes at the festival, suggesting the need for bands and festivals to pay much more attention to the security details at their concerts.
Beastie Boys started an arena tour in 1998. Through Ian C. Rogers, the band made live downloads of their performances available for their fans, but were temporarily thwarted when Capitol Records removed them from its website. Beastie Boys was one of the first bands who made MP3 downloads available on their website. The group got a high level of response and public awareness as a result including a published article in The Wall Street Journal on the band's efforts.
On September 28, 1999, Beastie Boys joined Elvis Costello to play "Radio Radio" on the 25th anniversary season of Saturday Night Live.
Beastie Boys released The Sounds of Science, a two-CD anthology of their works in 1999. This album reached number 19 on the Billboard 200, number 18 in Canada, and number 14 on the R&B/Hip Hop chart. The one new song, the single "Alive", reached number 11 on the Billboard Modern Rock chart.
In 2000, Beastie Boys had planned to co-headline the "Rhyme and Reason Tour" with Rage Against the Machine and Busta Rhymes, but the tour was canceled when drummer Mike D sustained a serious injury due to a bicycle accident. The official diagnosis was fifth-degree acromioclavicular joint dislocation; he needed surgery and extensive rehabilitation. By the time he recovered, Rage Against the Machine had disbanded, although they would reunite seven years later.
Under the name Country Mike, Mike D recorded an album, Country Mike's Greatest Hits, and gave it to friends and family for Christmas in 2000. Adam "Ad-Rock" Horovitz's side project BS 2000 released Simply Mortified in 2001.
In October 2001, after the September 11, 2001 attacks, Beastie Boys organized and headlined the New Yorkers Against Violence Concert at the Hammerstein Ballroom.
2002–2008: To the 5 Boroughs and The Mix-Up
In 2002, Adam Yauch started building a new studio facility, Oscilloscope Laboratories, in downtown Manhattan, New York and the band started work on a new album there. The band released a protest song, "In a World Gone Mad", against the 2003 Iraq war as a free download on several websites, including the Milarepa website, the MTV website, MoveOn.org, and Win Without War. The 19th and 20th Tibetan Freedom Concerts were held in Tokyo and Taipei, Beastie Boys' first Taiwan appearance. Beastie Boys also headlined the Coachella Valley Music and Arts Festival.
Their single, "Ch-Check It Out", debuted on The O.C. in "The Vegas" episode from Season 1, which aired April 28, 2004.
To the 5 Boroughs was released worldwide on June 15, 2004. It was the first album the band produced themselves and reached number 1 on the Billboard albums chart, number 2 in the UK and Australia, and number 3 in Germany. The first single from the album, "Ch-Check It Out", reached number 1 in Canada and on the US Modern Rock Tracks chart.
The album was the cause of some controversy with allegations that it installed spyware when inserted into the CD drive of a computer. The band denied this allegation, defending that there is no copy protection software on the albums sold in the US and UK. While there is Macrovision CDS-200 copy protection software installed on European copies of the album, this is standard practice for all European releases on EMI/Capitol Records released in Europe, and it does not install spyware or any form of permanent software.
The band stated in mid-2006 that they were writing material for their next album and would be producing it themselves.
Speaking to British music weekly NME (April 26, 2007), Diamond revealed that a new album was to be called The Mix-Up. Despite initial confusion regarding whether the album would have lyrics as opposed to being purely instrumental, the Mic-To-Mic blog reported that Capitol Records had confirmed it would be strictly instrumental and erroneously reported a release date scheduled for July 10, 2007. (The album was eventually released June 26, as originally reported.) On May 1, 2007, this was further cemented by an e-mail sent to those on the band's mailing list – explicitly stating that the album would be all instrumental:
The band subsequently confirmed the new album and announced a short tour that focused on festivals as opposed to a traditional tour, including the likes of Sónar (Spain), Roskilde (Denmark), Hurricane/Southside (Germany), Bestival (Isle of Wight), Electric Picnic (Ireland) and Open'er Festival (Poland). Beastie Boys performed at the UK leg of Live Earth July 7, 2007 at Wembley Stadium, London with "Sabotage", "So What'cha Want", "Intergalactic", and "Sure Shot".
They worked with Reverb, a non-profit environmental organization, on their 2007 summer tour, and headlined the Langerado Music Festival in South Florida on Friday, March 7, 2008. The band won a Grammy for The Mix-Up in the "Best Pop Instrumental Album" category at the 50th Annual Grammy Awards in 2008.
2009–2012: Hot Sauce Committee
In February 2009, Yauch revealed their forthcoming new album had taken the band's sound in a "bizarre" new direction, saying "It's a combination of playing and sampling stuff as we're playing, and also sampling pretty obscure records." The tentative title for the record was Tadlock's Glasses, of which Yauch explained the inspiration behind the title:
On May 25, 2009, it was announced during an interview on Late Night with Jimmy Fallon that the name of their new album would be Hot Sauce Committee and was set for release on September 15 (with the track listing of the album announced through their mailing list on June 23). The album included a collaboration with Santigold who co-wrote and sang with the band on the track "Don't Play No Game That I Can't Win".
In June, the group appeared at Bonnaroo Music and Arts Festival and performed the new single from the album titled "Too Many Rappers" alongside rapper Nas who appears on the track. It would be the last live performance by Beastie Boys as a trio. The group would have toured the UK later in the year in support of the new record.
Speaking to Drowned in Sound, Beastie Boys revealed that Part 2 was done. Mike D also hinted it may be released via unusual means:
On July 20, Yauch announced on the band's official YouTube channel and through the fan mailing list, the cancellation of several tour dates and the postponement of the new album due to the discovery of a cancerous tumor in his parotid gland and a lymph node. The group also had to cancel their co-headlining gig at the Osheaga Festival in Montreal and also another headlining spot for the first night of the All Points West Festival in Jersey City, New Jersey.
In late October 2010, Beastie Boys sent out two emails regarding the status of Hot Sauce Committee Pts. 1 and 2 to their online mailing list. An email dated October 18 read: "Although we regret to inform you that Hot Sauce Committee Part 1 will continue to be delayed indefinitely, Hot Sauce Committee Part 2 will be released on time as originally planned in spring of 2011." One week later, a second email was sent out, reading as follows:
The official release dates were April 27, 2011, for Japan; April 29 in the UK and Europe, and May 3, 2011, in the US. The third single for the album "Make Some Noise" was made available for download on April 11, 2011, as well as a limited edition 7-inch vinyl single for Record Store Day five days later with a Passion Pit remix of the track as a b-side. The track was leaked online on April 6 and subsequently made available via their blog.
On April 22, Beastie Boys emailed out the cryptic message "This Sat, 10:35 am EST – Just listen, listen, listen to the beat box". A day later, they live streamed their album online via beatbox inside Madison Square Garden.
The band was announced as an inductee into the Rock and Roll Hall of Fame in December 2011. They were inducted by Chuck D and LL Cool J on April 14, 2012. Yauch was too sick to attend the ceremony, having been admitted to NewYork–Presbyterian Hospital the same day, therefore the group didn't perform; instead Black Thought, Travie from Gym Class Heroes and Kid Rock performed a medley of their songs. Diamond and Horovitz accepted and read a letter that Yauch had written.
2012–present: Deaths of Yauch and Berry, and disbandment
On May 4, 2012, Yauch died from cancer at the age of 47. Mike D told Rolling Stone that Beastie Boys had recorded new music in late 2011, but did not say if these recordings would be released. He also said that Beastie Boys would likely disband due to the death of MCA, though he was open to making new music with Ad-Rock and that "Yauch would genuinely want us to try whatever crazy thing we wanted but never got around to". In June 2014, Mike D confirmed that he and Ad-Rock would not make music under the Beastie Boys name again.
Founding Beastie Boys guitarist John Berry died on May 19, 2016, aged 52, as a result of frontotemporal dementia, following several years of ill health. He was credited with naming the band Beastie Boys and played guitar on the first EP. The first Beastie Boys show took place at Berry's loft.
Yauch's will forbids the use of Beastie Boys music in advertisements. In June 2014, Beastie Boys won a lawsuit against Monster Energy for using their music in a commercial without permission. They were awarded $1.7 million in damages and $668,000 for legal fees.
In October 2018, Mike D and Ad-Rock released a memoir, Beastie Boys Book, recounting events throughout the group's history. The book was adapted into a documentary in April 2020, titled Beastie Boys Story, directed by Spike Jonze and premiered on Apple TV+. The book and documentary were also complemented by the compilation album Beastie Boys Music, released in October 2020.
Tibetan Freedom Concert
In 1994, Yauch and activist Erin Potts organized the Tibetan Freedom Concert in order to raise awareness of humans rights abuses by the Chinese government on the Tibetan people. Yauch became aware of this after hiking in Nepal and speaking with Tibetan refugees. The events became annual, and shortly after went international with acts such as Live, Mike Mills and Michael Stipe of R.E.M., Rage Against the Machine, The Smashing Pumpkins, and U2.
Musical style, influences, and legacy
Originally a hardcore punk band, Beastie Boys had largely abandoned the genre in favor of hip hop and rap rock by the time work began on their debut studio album Licensed to Ill. The group mixed elements of hip hop, punk, funk, electro, jazz and Latin music into their music. They have also been described as alternative hip hop, and punk rap.
Around the time of the release of their debut album, Licensed to Ill, Mike D started to appear on stage and in publicity photographs wearing a large Volkswagen emblem attached to a chain-link necklace. This started a rash of thefts of the emblem from vehicles around the world as fans tried to emulate him. A controversial concert in Columbus, Georgia in 1987 led to the passage of a lewdness ordinance in that city.
Beastie Boys are considered very influential in both the hip hop and rock music scenes, with artists such as Eminem, Rage Against the Machine, Hed PE, , Sublime, and Blur citing them as an influence. Beastie Boys have had four albums reach the top of the Billboard album charts (Licensed to Ill, Ill Communication, Hello Nasty and To the 5 Boroughs) since 1986. In the November 2004 issue, Rolling Stone named "Sabotage" the 475th song on their 500 Greatest Songs of All Time list.
In their April 2005 issue, Rolling Stone ranked them number 77 on their list of the 100 Greatest Artists of All Time. VH1 ranked them number 89 on their list of their 100 Greatest Artists of All Time. On September 27, 2007, it was announced that Beastie Boys were one of the nine nominees for the 2008 Rock and Roll Hall of Fame Inductions. In December 2011, they were announced to be official 2012 inductees.
Beastie Boys have many high-profile longtime fans, including Ultimate Fighting Championship (UFC) president Dana White, who has a hand-signed bass guitar signed by all three members in his office and a copy of the Beastie Boys book. Speaking on the death of Adam Yauch, White said, "I seriously haven't been impacted by a death in a long time like I was with the Beastie Boys". Actor Seth Rogen, who appeared in the video for "Make Some Noise", also said, "I'm a huge Beastie Boys fan and they just called and asked if I wanted to be a part of it, and I said yes without hesitation. I didn't need to hear anything. I didn't need to see anything, any concepts. I was just like, 'I will literally do anything you ask me to do". Ben Stiller was seen in the crowd for the DVD release Awesome; I Fuckin' Shot That! and featured Horovitz in his movie While We're Young, where he said, "I'm a huge Beastie Boys fan, so doing that, for me, was beyond anything". Eminem was highly influenced by the Beastie Boys and cited them alongside LL Cool J as being the reason he got into rap. During an interview with MTV after the death of Yauch, he said, "Adam Yauch brought a lot of positivity into the world and I think it's obvious to anyone how big of an influence the Beastie Boys were on me and so many others. They are trailblazers and pioneers and Adam will be sorely missed. My thoughts and prayers are with his family, Mike D., and Ad-Rock." His album cover for Kamikaze paid homage to Licensed to Ill and he also paid homage in his "Berzerk" video. In an interview with Rolling Stone, Beavis and Butt-Head creator Mike Judge acknowledged he was a fan of the band, citing his favorite song as "Fight for Your Right", as the Beastie Boys appeared on Beavis and Butt-Head on numerous occasions. Kid Rock wrote an in-depth tribute to Yauch after being influenced by the band, which said, "I thought I was the 4th member of Beastie Boys in 7th grade. You couldn't tell me I wasn't. The first time I ever saw them on stage was a very early show of theirs before Licensed to Ill came out, opening for Run DMC at Joe Louis Arena. My jaw dropped to the floor!"
In 2020, Spin Magazine ranked Beastie Boys as the 12th most influential artist of the previous 35 years.
In 2022, the New York City Council voted to rename the intersection of Ludlow and Rivington streets in Manhattan’s Lower East Side - the location of the Paul’s Boutique album cover - “Beastie Boys Square”. The vote was result of a grassroots campaign started in 2013 by historian LeRoy McCarthy. The proposed renaming was voted down when first proposed in 2014, but was accepted on July 14, 2022. The square was renamed on September 9, 2023, coinciding with the 50th anniversary of hip hop.
Sampling lawsuit
In 2003, Beastie Boys were involved in the landmark sampling decision Newton v. Diamond. In that case, a federal judge ruled that the band was not liable for sampling James Newton's "Choir" in their track "Pass the Mic". The sample used is the six-second flute stab. In short, Beastie Boys cleared the sample but obtained only the rights to use the sound recording and not the composition rights to the song "Choir". In the decision, the judge found that:
Members
Members
John Berry – guitars (1981–1982; died 2016)
Mike D – vocals, drums (1981–2012)
Kate Schellenbach – drums, percussion (1981–1984)
MCA – vocals, bass (1981–2012; died 2012)
Ad-Rock – vocals, guitars (1982–2012)
Touring musicians
DJ Double R (Rick Rubin) – disc jockey (1984–1985)
Doctor Dré – disc jockey (1986)
DJ Hurricane – disc jockey (1986–1997)
Eric Bobo – percussion, drums (1992–1996)
Money Mark (Mark Ramos-Nishita) – keyboards, vocals (1992–2012)
Amery "AWOL" Smith – drums, backing vocals, percussion (1992–1998)
Alfredo Ortiz – drums, percussion (1996–2012)
Mix Master Mike – disc jockey, backing vocals (1998–2012)
Timeline
Discography
Studio albums
Licensed to Ill (1986)
Paul's Boutique (1989)
Check Your Head (1992)
Ill Communication (1994)
Hello Nasty (1998)
To the 5 Boroughs (2004)
The Mix-Up (2007)
Hot Sauce Committee Part Two (2011)
Tours
The Virgin Tour (1985) (supporting Madonna)
Raising Hell Tour (1986) (supporting Run-D.M.C.)
Licensed to Ill Tour (1987) (with Public Enemy)
Together Forever Tour (1987) (with Run-D.M.C.)
Check Your Head Tour (1992) (with Cypress Hill, Rollins Band, Firehose, and Basehead)
Lollapolooza (1994)
Ill Communication Tour (1994–1995)
In the Round Tour (1998–1999) (with A Tribe Called Quest and Money Mark)
To the 5 Boroughs Tour (2004)
The Mix-Up Tour (2007–2008)
Awards and nominations
Grammy Awards
|-
|1992
|Check Your Head
|Best Rap Performance by a Duo or Group
|
|-
|1995
|"Sabotage"
|Best Hard Rock Performance
|
|-
|Rowspan="2"|1999
|"Intergalactic"
|Best Rap Performance by a Duo or Group
|
|-
|Hello Nasty
|Best Alternative Music Album
|
|-
|2001
|"Alive"
|Best Rap Performance by a Duo or Group
|
|-
|rowspan="2"|2005
|"Ch-Check It Out"
|Best Rap Performance by a Duo or Group
|
|-
|To The 5 Boroughs
|Best Rap Album
|
|-
|rowspan="2"|2008
|"Off the Grid"
|Best Pop Instrumental Performance
|
|-
|The Mix-Up
|Best Contemporary Instrumental Album
|
|-
|2010
|"Too Many Rappers" (featuring Nas)
|Best Rap Performance by a Duo or Group
|
|}
MTV Video Music Awards
|-
|rowspan="5"|1994
|rowspan="5"|"Sabotage"
|Video of the Year
|
|-
|Best Group Video
|
|-
|Breakthrough Video
|
|-
|Best Direction (Director: Spike Jonze)
|
|-
|Viewer's Choice
|
|-
|1998
|Beastie Boys
|Michael Jackson Video Vanguard Award
|
|-
|1999
|"Intergalactic"
|Best Hip-Hop Video
|
|-
|2009
|"Sabotage"
|Best Video (That Should Have Won a Moonman)
|
|-
|rowspan="2"|2011
|rowspan="2"|"Make Some Noise"
|Video of the Year
|
|-
|Best Direction (Director: Adam Yauch)
|
|}
MTV Europe Music Awards
|-
|1994
|Beastie Boys
|Best Group
|
|-
|rowspan="4"|1998
|"Intergalactic"
|Best Video
|
|-
|Hello Nasty
|Best Album
|
|-
|rowspan="2"|Beastie Boys
|Best Group
|
|-
|Best Hip-Hop
|
|-
|1999
|Beastie Boys
|Best Hip-Hop
|
|-
|rowspan="2"|2004
|rowspan="2"|Beastie Boys
|Best Group
|
|-
|Best Hip-Hop
|
|-
|2011
|"Make Some Noise"
|Best Video
|
|}
MTV Video Music Awards Japan
|-
|2005
|"Ch-Check It Out"
|Best Hip-Hop Video
|
|-
|2009
|Beastie Boys
|MTV Street Icon Award
|
|}
Filmography
Krush Groove (1985)
Tougher Than Leather (1988)
Futurama episode "Hell Is Other Robots" (1999)
Awesome; I Fuckin' Shot That! (2006)
Fight for Your Right Revisited (2011)
Beastie Boys Story (2020)
Notes
References
Further reading
External links
Beastie Boys Lyrics Annotated – Beastie Boys lyrics laid out with annotated comments explaining popular culture and historical references as well as known samples.
1981 establishments in New York City
Beastie Boys
Alternative hip hop groups
American rap rock groups
Hip hop groups from New York City
Hardcore punk groups from New York (state)
Alternative rock groups from New York (state)
Musical groups from New York City
Capitol Records artists
Def Jam Recordings artists
ROIR artists
Grand Royal artists
Grammy Award winners for rap music
MTV Europe Music Award winners
MTV Video Music Award winners
Feminist musicians
Musical groups established in 1981
Musical groups disestablished in 2012 |
3736 | https://en.wikipedia.org/wiki/British%20Isles | British Isles | The British Isles are a group of islands in the North Atlantic Ocean off the north-western coast of continental Europe, consisting of the islands of Great Britain, Ireland, the Isle of Man, the Inner and Outer Hebrides, the Northern Isles (Orkney and Shetland), and over six thousand smaller islands. They have a total area of and a combined population of almost 72 million, and include two sovereign states, the Republic of Ireland (which covers roughly five-sixths of Ireland), and the United Kingdom of Great Britain and Northern Ireland. The Channel Islands, off the north coast of France, are normally taken to be part of the British Isles, even though they do not form part of the archipelago.
The oldest rocks are 2.7 billion years old and are found in Ireland, Wales and the northwest of Scotland. During the Silurian period, the north-western regions collided with the south-east, which had been part of a separate continental landmass. The topography of the islands is modest in scale by global standards. Ben Nevis, the highest mountain, rises to only , and Lough Neagh, which is notably larger than other lakes in the island group, covers . The climate is temperate marine, with cool winters and warm summers. The North Atlantic drift brings significant moisture and raises temperatures above the global average for the latitude. This led to a landscape that was long dominated by temperate rainforest, although human activity has since cleared the vast majority of forest cover. The region was re-inhabited after the last glacial period of Quaternary glaciation, by 12,000 BC, when Great Britain was still part of a peninsula of the European continent. Ireland may have been connected to Great Britain by way of an ice bridge before 14,000 BC, and was not inhabited until after 8000 BC. Great Britain became an island by 7000 BC with the flooding of Doggerland.
The Hiberni (Ireland), Picts (northern Great Britain) and Britons (southern Great Britain), all speaking Insular Celtic languages, inhabited the islands at the beginning of the 1st millennium BC. Much of Brittonic-occupied Britain was conquered by the Roman Empire from AD 43. The first Anglo-Saxons arrived as Roman power waned in the 5th century, and eventually they dominated the bulk of what is now England. Viking invasions began in the 9th century, followed by more permanent settlements and political change, particularly in England. The Norman conquest of England in 1066 and the later Angevin partial conquest of Ireland from 1169 led to the imposition of a new Norman ruling elite across much of Britain and parts of Ireland. By the Late Middle Ages, Great Britain was separated into the Kingdom of England and Kingdom of Scotland, while control in Ireland fluxed between Gaelic kingdoms, Hiberno-Norman lords and the English-dominated Lordship of Ireland, soon restricted only to The Pale. The 1603 Union of the Crowns, Acts of Union 1707 and Acts of Union 1800 aimed to consolidate Great Britain and Ireland into a single political unit, the United Kingdom of Great Britain and Ireland, with the Isle of Man and the Channel Islands remaining as Crown Dependencies. The expansion of the British Empire and migrations following the Irish Famine and Highland Clearances resulted in the dispersal of some of the islands' population and culture throughout the world, and rapid depopulation of Ireland in the second half of the 19th century. Most of Ireland seceded from the United Kingdom after the Irish War of Independence and the subsequent Anglo-Irish Treaty (1919–1922), with six counties remaining in the UK as Northern Ireland.
As a term, "British Isles" is a geographical name and not a political unit. In Ireland, the term is controversial, and there are objections to its usage. The Government of Ireland does not officially recognise the term, and its embassy in London discourages its use. "Britain and Ireland" is used as an alternative description, and "Atlantic Archipelago" has also seen limited use in academia. In official documents created jointly by Ireland and the United Kingdom, such as the Good Friday Agreement, the term "these islands" is used.
Etymology
The earliest known references to the islands as a group appeared in the writings of seafarers from the ancient Greek colony of Massalia. The original records have been lost; however, later writings, e.g. Avienius's Ora maritima, that quoted from the Massaliote Periplus (6th century BC) and from Pytheas's On the Ocean (around 325–320 BC) have survived. In the 1st century BC, Diodorus Siculus has Prettanikē nēsos, "the British Island", and Prettanoi, "the Britons". Strabo used Βρεττανική (Brettanike), and Marcian of Heraclea, in his Periplus maris exteri, used αἱ Πρεττανικαί νῆσοι (the Prettanic Isles) to refer to the islands. Historians today, though not in absolute agreement, largely agree that these Greek and Latin names were probably drawn from native Celtic-language names for the archipelago. Along these lines, the inhabitants of the islands were called the Πρεττανοί (Priteni or Pretani). The shift from the "P" of Pretannia to the "B" of Britannia by the Romans occurred during the time of Julius Caesar.
Greco-Egyptian Claudius Ptolemy referred to the larger island as great Britain (μεγάλη Βρεττανία megale Brettania) and to Ireland as little Britain (μικρὰ Βρεττανία mikra Brettania) in his work Almagest (147–148 AD). In his later work, Geography (), he gave these islands the names Alwion, Iwernia, and Mona (the Isle of Man), suggesting these may have been names of the individual islands not known to him at the time of writing Almagest. The name Albion appears to have fallen out of use sometime after the Roman conquest of Great Britain, after which Britain became the more commonplace name for the island called Great Britain in the English language. However, the cognate 'alba' has given its name to Scotland in most Celtic languages : Alba in Scottish Gaelic, Albey in Manx, Albain in Irish and Alban in Cornish and Welsh.
The earliest known use of the phrase Brytish Iles in the English language is dated 1577 in a work by John Dee. Today, this name is seen by some as carrying imperialist overtones although it is still commonly used. Other names used to describe the islands include the Anglo-Celtic Isles, Atlantic archipelago (a term coined by the historian J. G. A. Pocock in 1975), British-Irish Isles,Britain and Ireland, UK and Ireland, and British Isles and Ireland. Owing to political and national associations with the word British, the Government of Ireland does not use the term British Isles and in documents drawn up jointly between the British and Irish governments, the archipelago is referred to simply as "these islands". British Isles is still the most widely accepted term for the archipelago.
Geography
The British Isles lie at the juncture of several regions with past episodes of tectonic mountain building. These orogenic belts form a complex geology that records a huge and varied span of Earth's history. Of particular note was the Caledonian orogeny during the Ordovician and early Silurian periods, when the craton Baltica collided with the terrane Avalonia to form the mountains and hills in northern Britain and Ireland. Baltica formed roughly the northwestern half of Ireland and Scotland. Further collisions caused the Variscan orogeny in the Devonian and Carboniferous periods, forming the hills of Munster, southwest England, and southern Wales. Over the last 500 million years the land that forms the islands has drifted northwest from around 30°S, crossing the equator around 370 million years ago to reach its present northern latitude.
The islands have been shaped by numerous glaciations during the Quaternary Period, the most recent being the Devensian. As this ended, the central Irish Sea was deglaciated and the English Channel flooded, with sea levels rising to current levels some 8,000 years ago, leaving the British Isles in their current form.
There are about 136 permanently inhabited islands in the group, the largest two being Great Britain and Ireland. Great Britain is to the east and covers . Ireland is to the west and covers . The largest of the other islands are to be found in the Hebrides, Orkney and Shetland to the north, Anglesey and the Isle of Man between Great Britain and Ireland, and the Channel Islands near the coast of France. The most densely populated island is Portsea Island, which has an area of but has the third highest population behind Great Britain and Ireland.
The islands are at relatively low altitudes, with central Ireland and southern Great Britain particularly low-lying: the lowest point in the islands is the North Slob in County Wexford, Ireland, with an elevation of . The Scottish Highlands in the northern part of Great Britain are mountainous, with Ben Nevis being the highest point on the islands at . Other mountainous areas include Wales and parts of Ireland, although only seven peaks in these areas reach above . Lakes on the islands are generally not large, although Lough Neagh in Northern Ireland is an exception, covering . The largest freshwater body in Great Britain (by area) is Loch Lomond at , and Loch Ness (by volume) whilst Loch Morar is the deepest freshwater body in the British Isles, with a maximum depth of . There are a number of major rivers within the British Isles. The longest is the Shannon in Ireland at . The river Severn at is the longest in Great Britain.
Climate
The climate of the British Isles is mild, moist and changeable with abundant rainfall and a lack of temperature extremes. It is defined as a temperate oceanic climate, or Cfb on the Köppen climate classification system, a classification it shares with most of northwest Europe. The North Atlantic Drift ("Gulf Stream"), which flows from the Gulf of Mexico, brings with it significant moisture and raises temperatures above the global average for the islands' latitudes. Most Atlantic depressions pass to the north of the islands; combined with the general westerly circulation and interactions with the landmass, this imposes a general east–west variation in climate. There are four distinct climate patterns: south-east, with cold winters, warm and dry summers; south-west, having mild and very wet winters, warm and wet summers; north-west, generally wet with mild winters and cool summers; and north-east with cold winters, cool summers.
Flora and fauna
The islands enjoy a mild climate and varied soils, giving rise to a diverse pattern of vegetation. Animal and plant life is similar to that of the northwestern European mainland. There are however, fewer numbers of species, with Ireland having even less. All native flora and fauna in Ireland is made up of species that migrated primarily from Great Britain. The only window when this could have occurred was prior to the melting of the ice bridge between the two islands 14,000 years ago approaching the end of the last ice age.
As with most of Europe, prehistoric Britain and Ireland were covered with forest and swamp. Clearing began around 6000 BC and accelerated in medieval times. Despite this, Britain retained its primeval forests longer than most of Europe due to a small population and later development of trade and industry, and wood shortages were not a problem until the 17th century. By the 18th century, most of Britain's forests were consumed for shipbuilding or manufacturing charcoal and the nation was forced to import lumber from Scandinavia, North America, and the Baltic. Most forest land in Ireland is maintained by state forestation programmes. Almost all land outside urban areas is farmland. However, relatively large areas of forest remain in east and north Scotland and in southeast England. Oak, elm, ash and beech are amongst the most common trees in England. In Scotland, pine and birch are most common. Natural forests in Ireland are mainly oak, ash, wych elm, birch and pine. Beech and lime, though not native to Ireland, are also common there. Farmland hosts a variety of semi-natural vegetation of grasses and flowering plants. Woods, hedgerows, mountain slopes and marshes host heather, wild grasses, gorse and bracken.
Many larger animals, such as wolves, bears and European elk are today extinct. However, some species such as red deer are protected. Other small mammals, such as rabbits, foxes, badgers, hares, hedgehogs, and stoats, are very common and the European beaver has been reintroduced in parts of Scotland. Wild boar have also been reintroduced to parts of southern England, following escapes from boar farms and illegal releases. Many rivers contain otters and grey and common seals are numerous on coasts. There are about 250 bird species regularly recorded in Great Britain, and another 350 that occur with varying degrees of rarity. The most numerous species are wren, robin, house sparrow, woodpigeon, chaffinch and blackbird. Farmland birds are declining in number, except for those kept for game such as pheasant, red-legged partridge, and red grouse. Fish are abundant in the rivers and lakes, in particular salmon, trout, perch and pike. Sea fish include dogfish, cod, sole, pollock and bass, as well as mussels, crab and oysters along the coast. There are more than 21,000 species of insects.
Few species of reptiles or amphibians are found in Great Britain or Ireland. Only three snakes are native to Great Britain: the adder, the barred grass snake and the smooth snake; none are native to Ireland. In general, Great Britain has slightly more variation and native wildlife, with weasels, polecats, wildcats, most shrews, moles, water voles, roe deer and common toads also being absent from Ireland. This pattern is also true for birds and insects. Notable exceptions include the Kerry slug and certain species of woodlouse native to Ireland but not Great Britain.
Domestic animals include the Connemara pony, Shetland pony, English Mastiff, Irish wolfhound and many varieties of cattle and sheep.
Demographics
England has a generally high population density, with almost 80% of the total population of the islands. Elsewhere in Great Britain and Ireland, high density of population is limited to areas around a few large cities. The largest urban area by far is the Greater London Built-up Area with 9 million inhabitants. Other major population centres include the Greater Manchester Built-up Area (2.4 million), West Midlands conurbation (2.4 million) and West Yorkshire Urban Area (1.6 million) in England, Greater Glasgow (1.2 million) in Scotland and Greater Dublin Area (1.9 million) in Ireland.
The population of England rose rapidly during the 19th and 20th centuries, whereas the populations of Scotland and Wales showed little increase during the 20th century; the population of Scotland has remained unchanged since 1951. Ireland for most of its history had much the same population density as Great Britain (about one-third of the total population). However, since the Great Irish Famine, the population of Ireland has fallen to less than one-tenth of the population of the British Isles. The famine caused a century-long population decline, drastically reduced the Irish population and permanently altered the demographic make-up of the British Isles. On a global scale, this disaster led to the creation of an Irish diaspora that numbers fifteen times the current population of the island.
The linguistic heritage of the British Isles is rich, with twelve languages from six groups across four branches of the Indo-European family. The Insular Celtic languages of the Goidelic sub-group (Irish, Manx and Scottish Gaelic) and the Brittonic sub-group (Cornish, Welsh and Breton, spoken in north-western France) are the only remaining Celtic languages—the last of their continental relations were extinct before the 7th century. The Norman languages of Guernésiais, Jèrriais and Sercquiais spoken in the Channel Islands are similar to French, a language also spoken there. A cant, called Shelta, is spoken by Irish Travellers, often to conceal meaning from those outside the group. However, English, including Scots, is the dominant language, with few monoglots remaining in the other languages of the region. The Norn language of Orkney and Shetland became extinct around 1880.
Urban areas
History
2.5 million years ago the British Isles were repeatedly submerged beneath an ice sheet which extended into the middle of the North Sea, with a larger ice sheet that covered a significant proportion of Scandinavia on the opposite side. Around 1.9 million years ago these two ice sheets frequently merged, essentially creating a land bridge between Scandinavia and northern Great Britain. Further south, there was a direct land bridge, now known as Doggerland, which was gradually submerged as sea levels rose. However, the Irish Sea was formed before Doggerland was completely covered in water, with Ireland becoming an island roughly 6,000 years before Great Britain did.
The first evidence of human activity on the islands dates from 840,000 or 950,000 years ago, based in flint tools found near Happisburgh on the Norfolk coast of Great Britain. In contrast, the earliest evidence of human activity on the island of Ireland dates from 12,500 years ago.
At the time of the Roman Empire, about two thousand years ago, various tribes, which spoke Celtic dialects of the Insular Celtic group, were inhabiting the islands. The Romans expanded their civilisation to control southern Great Britain but were impeded in advancing any further, building Hadrian's Wall to mark the northern frontier of their empire in 122 AD. At that time, Ireland was populated by a people known as Hiberni, the northern third or so of Great Britain by a people known as Picts and the southern two thirds by Britons.
Anglo-Saxons arrived as Roman power waned in the 5th century AD. Initially, their arrival seems to have been at the invitation of the Britons as mercenaries to repulse incursions by the Hiberni and Picts. In time, Anglo-Saxon demands on the British became so great that they came to culturally dominate the bulk of southern Great Britain, though recent genetic evidence suggests Britons still formed the bulk of the population. This dominance created what is now England and left culturally British enclaves only in the north of what is now England, in Cornwall and what is now known as Wales. Ireland had been unaffected by the Romans except, significantly, for being Christianised—traditionally by the Romano-Briton, Saint Patrick. As Europe, including Britain, descended into turmoil following the collapse of Roman civilisation, an era known as the Dark Ages, Ireland entered a golden age and responded with missions (first to Great Britain and then to the continent), the founding of monasteries and universities. These were later joined by Anglo-Saxon missions of a similar nature.
Viking invasions began in the 9th century, followed by more permanent settlements, particularly along the east coast of Ireland, the west coast of modern-day Scotland and the Isle of Man. Though the Vikings were eventually neutralised in Ireland, their influence remained in the cities of Dublin, Cork, Limerick, Waterford and Wexford. England, however, was slowly conquered around the turn of the first millennium AD, and eventually became a feudal possession of Denmark. The relations between the descendants of Vikings in England and counterparts in Normandy, in northern France, lay at the heart of a series of events that led to the Norman conquest of England in 1066. The remnants of the Duchy of Normandy, which conquered England, remain associated to the English Crown as the Channel Islands to this day. A century later, the marriage of the future Henry II of England to Eleanor of Aquitaine created the Angevin Empire, partially under the French Crown. At the invitation of Diarmait Mac Murchada, a provincial king, and under the authority of Pope Adrian IV (the only Englishman to be elected pope), the Angevins invaded Ireland in 1169. Though initially intended to be kept as an independent kingdom, the failure of the Irish High King to ensure the terms of the Treaty of Windsor led Henry II, as King of England, to rule as effective monarch under the title of Lord of Ireland. This title was granted to his younger son, but when Henry's heir unexpectedly died, the title of King of England and Lord of Ireland became entwined in one person.
By the Late Middle Ages, Great Britain was separated into the Kingdoms of England and Scotland. Power in Ireland fluxed between Gaelic kingdoms, Hiberno-Norman lords and the English-dominated Lordship of Ireland. A similar situation existed in the Principality of Wales, which was slowly being annexed into the Kingdom of England by a series of laws. During the course of the 15th century, the Crown of England would assert a claim to the Crown of France, thereby also releasing the King of England from being vassal of the King of France. In 1534, King Henry VIII, at first having been a strong defender of Roman Catholicism in the face of the Reformation, separated from the Roman Church after failing to secure a divorce from the Pope. His response was to place the King of England as "the only Supreme Head in Earth of the Church of England", thereby removing the authority of the Pope from the affairs of the English Church. Ireland, which had been held by the King of England as Lord of Ireland, but which strictly speaking had been a feudal possession of the Pope since the Norman invasion was declared a separate kingdom in personal union with England.
Scotland meanwhile had remained an independent Kingdom. In 1603, that changed when the King of Scotland inherited the Crown of England, and consequently the Crown of Ireland also. The subsequent 17th century was one of political upheaval, religious division and war. English colonialism in Ireland of the 16th century was extended by large-scale Scottish and English colonies in Ulster. Religious division heightened, and the king of England came into conflict with parliament over his tolerance towards Catholicism. The resulting English Civil War or War of the Three Kingdoms led to a revolutionary republic in England. Ireland, largely Catholic, was mainly loyal to the king, but by military conquest was subsumed into the new republic. Following defeat to the parliament's army, large scale land distributions from loyalist Irish nobility to English commoners in the service of the parliamentary army created a new Ascendancy class which obliterated the remnants of Old English (Hiberno-Norman) and Gaelic Irish nobility in Ireland. The new ruling class was Protestant and English, whilst the populace was largely Catholic and Irish. This theme would influence Irish politics for centuries to come. When the monarchy was restored in England, the king found it politically impossible to restore the lands of former landowners in Ireland. The "Glorious Revolution" of 1688 repeated similar themes: a Catholic king pushing for religious tolerance in opposition to a Protestant parliament in England. The king's army was defeated at the Battle of the Boyne and at the militarily crucial Battle of Aughrim in Ireland. Resistance held out, eventually forcing the guarantee of religious tolerance in the Treaty of Limerick. However, the terms were never honoured and a new monarchy was installed.
The Kingdoms of England and Scotland were unified in 1707 creating the Kingdom of Great Britain. Following an attempted republican revolution in Ireland in 1798, the Kingdoms of Ireland and Great Britain were unified in 1801, creating the United Kingdom. The Isle of Man and the Channel Islands remaining outside of the United Kingdom, but with their ultimate good governance being the responsibility of the British Crown (effectively the British government). Although the colonies of North America that would become the United States of America were lost by the start of the 19th century, the British Empire expanded rapidly elsewhere. A century later, it would cover one-third of the globe. Poverty in the United Kingdom remained desperate, however, and industrialisation in England led to terrible conditions for the working classes. Mass migrations following the Irish Famine and Highland Clearances resulted in the distribution of the islands' population and culture throughout the world and a rapid de-population of Ireland in the second half of the 19th century. Most of Ireland seceded from the United Kingdom after the Irish War of Independence and the subsequent Anglo-Irish Treaty (1919–1922), with the six counties that formed Northern Ireland remaining as an autonomous region of the UK.
Politics
There are two sovereign states in the British Isles: Ireland and the United Kingdom of Great Britain and Northern Ireland. Ireland, sometimes called the Republic of Ireland, governs five-sixths of the island of Ireland, with the remainder of the island forming Northern Ireland. Northern Ireland is a part of the United Kingdom of Great Britain and Northern Ireland, usually shortened to simply "the United Kingdom", which governs the remainder of the archipelago with the exception of the Isle of Man and the Channel Islands. The Isle of Man and the two Bailiwicks of the Channel Islands, Jersey and Guernsey, are known as the Crown Dependencies. They exercise constitutional rights of self-government and judicial independence; responsibility for international representation rests largely with the UK (in consultation with the respective governments); and responsibility for defence is reserved by the UK. The United Kingdom is made up of four constituent parts: England, Scotland and Wales, forming Great Britain, and Northern Ireland in the northeast of the island of Ireland. Of these, Scotland, Wales and Northern Ireland have devolved governments, meaning that each has its own parliament or assembly and is self-governing with respect to certain matters set down by law. For judicial purposes, Scotland, Northern Ireland and England and Wales (the latter being one entity) form separate legal jurisdictions, with there being no single law for the UK as a whole.
Ireland, the United Kingdom and the three Crown dependencies are all parliamentary democracies, with their own separate parliaments. All parts of the United Kingdom return Members of Parliament (MPs) to parliament in London. In addition to this, voters in Scotland, Wales and Northern Ireland return members to a devolved parliament in Edinburgh and in Cardiff and an assembly in Belfast. Governance in the norm is by majority rule; however, Northern Ireland uses a system of power sharing whereby unionists and nationalists share executive posts proportionately and where the assent of both groups is required for the Northern Ireland Assembly to make certain decisions. (In the context of Northern Ireland, unionists are those who want Northern Ireland to remain a part of the United Kingdom and nationalists are those who want Northern Ireland to join with the rest of Ireland.) The British monarch is the head of state of the United Kingdom, while in the Republic of Ireland the head of state is the President of Ireland.
Ireland is the only part of the isles that is a member state of the European Union (EU). The UK was a member between 1 January 1973 and 31 January 2020, but the Isle of Man and the Channel Islands were not. Since the partition of Ireland, an informal free-travel area has existed across the island of Ireland. This area required formal recognition in 1997 during the course of negotiations for the Amsterdam Treaty of the European Union, and (together with the Crown dependencies) is now known as the Common Travel Area. As such, Ireland is not part of the Schengen Area, which allows passport-free travel between most EU member states, and is the only member state with an opt-out from the obligation to join the Schengen Zone.
Reciprocal arrangements allow British and Irish citizens specific voting rights in the two states. In Ireland, British citizens can vote in General and local elections, but not in European Parliament elections, constitutional referendums or presidential elections (for which there is no comparable franchise in the United Kingdom). In the United Kingdom, Irish and Commonwealth citizens can vote in every election for which British citizens are eligible. In the Crown dependencies, any resident can vote in general elections, but in Jersey and the Isle of Man only British citizens can run for office. These pre-date European Union law, and in both jurisdictions go further than what was required by European Union law (EU citizens may only vote in local elections in both states and European elections in Ireland). In 2008, a UK Ministry of Justice report investigating how to strengthen the British sense of citizenship proposed to end this arrangement, arguing that "the right to vote is one of the hallmarks of the political status of citizens; it is not a means of expressing closeness between countries".
In addition, some civil bodies are organised throughout the islands as a whole—for example, the Samaritans, which is deliberately organised without regard to national boundaries on the basis that a service which is not political or religious should not recognise sectarian or political divisions. The Royal National Lifeboat Institution (RNLI), a charity that operates a lifeboat service, is also organised throughout the islands as a whole, covering the waters of the United Kingdom, Ireland, the Isle of Man, and the Channel Islands.
The Northern Ireland peace process has led to a number of unusual arrangements between the Republic of Ireland, Northern Ireland and the United Kingdom. For example, citizens of Northern Ireland are entitled to the choice of Irish or British citizenship or both, and the Governments of Ireland and the United Kingdom consult on matters not devolved to the Northern Ireland Executive. The Northern Ireland Executive and the Government of Ireland also meet as the North/South Ministerial Council to develop policies common across the island of Ireland. These arrangements were made following the 1998 Good Friday Agreement.
British–Irish Council
Another body established under the Good Friday Agreement, the British–Irish Council, is made up of all of the states and territories of the British Isles. The British–Irish Parliamentary Assembly () predates the British–Irish Council and was established in 1990. Originally it comprised 25 members of the Oireachtas, the Irish parliament, and 25 members of the parliament of the United Kingdom, with the purpose of building mutual understanding between members of both legislatures. Since then the role and scope of the body has been expanded to include representatives from the Scottish Parliament, the Senedd (Welsh Parliament), the Northern Ireland Assembly, the States of Jersey, the States of Guernsey and the High Court of Tynwald (Isle of Man).
The Council does not have executive powers but meets biannually to discuss issues of mutual importance. Similarly, the Parliamentary Assembly has no legislative powers but investigates and collects witness evidence from the public on matters of mutual concern to its members. Reports on its findings are presented to the Governments of Ireland and the United Kingdom. During the February 2008 meeting of the British–Irish Council, it was agreed to set up a standing secretariat that would serve as a permanent 'civil service' for the Council. Leading on from developments in the British–Irish Council, the chair of the British–Irish Inter-Parliamentary Assembly, Niall Blaney, has suggested that the body should shadow the British–Irish Council's work.
Culture
The United Kingdom and Ireland have separate media, although British television, newspapers and magazines are widely available in Ireland, giving people in Ireland a high level of familiarity with the culture of the United Kingdom. Irish newspapers are also available in the UK, and Irish state and private television are widely available in Northern Ireland. Certain reality TV shows have embraced the whole of the islands, for example The X Factor, seasons 3, 4 and 7 of which featured auditions in Dublin and were open to Irish voters, whilst the show previously known as Britain's Next Top Model became Britain and Ireland's Next Top Model in 2011. A few cultural events are organised for the island group as a whole. For example, the Costa Book Awards are awarded to authors resident in the UK or Ireland. The Mercury Music Prize is handed out every year to the best album from a British or Irish musician or group.
Many globally popular sports had their modern rules codified in the British Isles, including golf, association football, cricket, rugby, snooker and darts, as well as many minor sports such as croquet, bowls, pitch and putt, water polo and handball. A number of sports are popular throughout the British Isles, the most prominent of which is association football. While this is organised separately in different national associations, leagues and national teams, even within the UK, it is a common passion in all parts of the islands. Rugby union is also widely enjoyed across the islands with four national teams from England, Ireland, Scotland and Wales. The British and Irish Lions is a team chosen from each national team and undertakes tours of the Southern Hemisphere rugby-playing nations every four years. Ireland plays as a united team, represented by players from both Northern Ireland and the Republic. These national rugby teams play each other each year for the Triple Crown as part of the Six Nations Championship. Also, since 2001, the professional club teams of Ireland, Scotland, Wales, Italy and South Africa compete against each other in the United Rugby Championship.
The Ryder Cup in golf was originally played between a United States team and a team representing Great Britain and Ireland. From 1979 onwards, this was expanded to include the whole of Europe.
Transport
London Heathrow Airport is Europe's busiest airport in terms of passenger traffic, and the Dublin-London route is the busiest air route in Europe collectively, the busiest route out of Heathrow and the second-busiest international air route in the world. The English Channel and the southern North Sea are the busiest seaways in the world. The Channel Tunnel, opened in 1994, links Great Britain to France and is the second-longest rail tunnel in the world.
The idea of building a tunnel under the Irish Sea has been raised since 1895, when it was first investigated. Several potential Irish Sea tunnel projects have been proposed, most recently the Tusker Tunnel between the ports of Rosslare and Fishguard proposed by The Institute of Engineers of Ireland in 2004. A rail tunnel was proposed in 1997 on a different route, between Dublin and Holyhead, by British engineering firm Symonds. Either tunnel, at , would be by far the longest in the world, and would cost an estimated £15 billion or €20 billion. A proposal in 2007, estimated the cost of building a bridge from County Antrim in Northern Ireland to Galloway in Scotland at £3.5bn (€5bn).
See also
British Islands
Proposed British Isles fixed sea link connections
Extreme points of the British Isles
List of islands of the British Isles
Notes
References
Further reading
A History of Britain: At the Edge of the World, 3500 B.C. – 1603 A.D. by Simon Schama, BBC/Miramax, 2000
A History of Britain—The Complete Collection on DVD by Simon Schama, BBC 2002
Shortened History of England by G. M. Trevelyan Penguin Books
External links
An interactive geological map of the British Isles
Geography of Europe
Northwestern Europe
Regions of Europe
Archipelagoes of Europe |
3738 | https://en.wikipedia.org/wiki/Basque%20language | Basque language | Basque (; ) is a language spoken by Basques and others of the Basque Country, a region that straddles the westernmost Pyrenees in adjacent parts of northern Spain and southwestern France. Linguistically, Basque is a language isolate (unrelated to any other existing languages). The Basques are indigenous to, and primarily inhabit, the Basque Country. The Basque language is spoken by 28.4% (751,500) of Basques in all territories. Of these, 93.2% (700,300) are in the Spanish area of the Basque Country and the remaining 6.8% (51,200) are in the French portion.
Native speakers live in a contiguous area that includes parts of four Spanish provinces and the three "ancient provinces" in France. Gipuzkoa, most of Biscay, a few municipalities on the northern border of Álava and the northern area of Navarre formed the core of the remaining Basque-speaking area before measures were introduced in the 1980s to strengthen Basque fluency. By contrast, most of Álava, the westernmost part of Biscay, and central and southern Navarre are predominantly populated by native speakers of Spanish, either because Basque was replaced by Spanish over the centuries (as in most of Álava and central Navarre), or because it may never have been spoken there (as in parts of Enkarterri and south-eastern Navarre).
In Francoist Spain, Basque language use was discouraged by the government's repressive policies. In the Basque Country, "Francoist repression was not only political, but also linguistic and cultural." Franco's regime suppressed Basque from official discourse, education, and publishing, making it illegal to register newborn babies under Basque names, and even requiring tombstone engravings in Basque to be removed. In some provinces the public use of Basque was suppressed, with people fined for speaking it. Public use of Basque was frowned upon by supporters of the regime, often regarded as a sign of anti-Francoism or separatism. Overall, in the 1960s and later, the trend reversed and education and publishing in Basque began to flourish. As a part of this process, a standardised form of the Basque language, called Euskara Batua, was developed by the Euskaltzaindia in the late 1960s.
Besides its standardised version, the five historic Basque dialects are Biscayan, Gipuzkoan, and Upper Navarrese in Spain and Navarrese–Lapurdian and Souletin in France. They take their names from the historic Basque provinces, but the dialect boundaries are not congruent with province boundaries. Euskara Batua was created so that the Basque language could be used—and easily understood by all Basque speakers—in formal situations (education, mass media, literature), and this is its main use today. In both Spain and France, the use of Basque for education varies from region to region and from school to school.
Basque is the only surviving language isolate in Europe. The current mainstream scientific view on the origin of the Basques and of their language is that early forms of Basque developed before the arrival of Indo-European languages in the area, i.e. before the arrival of Celtic and Romance languages in particular, as the latter today geographically surround the Basque-speaking region. Typologically, with its agglutinative morphology and ergative–absolutive alignment, Basque grammar remains markedly different from that of Standard Average European languages. Nevertheless, Basque has borrowed up to 40 percent of its vocabulary from Romance languages, and the Latin script is used for the Basque alphabet.
Names of the language
In Basque, the name of the language is officially (alongside various dialect forms).
In French, the language is normally called , though has become common in recent times. Spanish has a greater variety of names for the language. Today, it is most commonly referred to as , , or . Both terms, and , are inherited from the Latin ethnonym , which in turn goes back to the Greek term (), an ethnonym used by Strabo in his (23 CE, Book III).
The Spanish term , derived from Latin , has acquired negative connotations over the centuries and is not well-liked amongst Basque speakers generally. Its use is documented at least as far back as the 14th century when a law passed in Huesca in 1349 stated that —essentially penalising the use of Arabic, Hebrew, or Basque in marketplaces with a fine of 30 sols (the equivalent of 30 sheep).
History and classification
Basque is geographically surrounded by Romance languages but is a language isolate unrelated to them, and indeed, to any other language in the world. It is the last remaining descendant of one of the pre-Indo-European languages of Prehistoric Europe. Consequently, the prehistory of the Basque language may not be reconstructible by means of the traditional comparative method except by applying it to differences between dialects within the language. Little is known of its origins, but it is likely that an early form of the Basque language was present in and around the area of modern Basque Country before the arrival of the Indo-European languages in western Europe.
Authors such as Miguel de Unamuno and Louis Lucien Bonaparte have noted that the words for "knife" (), "axe" (), and "hoe" () appear to derive from the word for "stone" (), and have therefore concluded that the language dates to prehistoric Europe when those tools were made of stone. Others find this unlikely: see the controversy.
Latin inscriptions in preserve a number of words with cognates in the reconstructed proto-Basque language, for instance, the personal names and ( and mean 'young girl' and 'man', respectively in modern Basque). This language is generally referred to as Aquitanian and is assumed to have been spoken in the area before the Roman Republic's conquests in the western Pyrenees. Some authors even argue for late Basquisation, that the language moved westward during Late Antiquity after the fall of the Western Roman Empire into the northern part of Hispania into what is now Basque Country.
Roman neglect of this area allowed Aquitanian to survive while the Iberian and Tartessian languages became extinct. Through the long contact with Romance languages, Basque adopted a sizeable number of Romance words. Initially the source was Latin, later Gascon (a branch of Occitan) in the north-east, Navarro-Aragonese in the south-east and Spanish in the south-west.
Since 1968, Basque has been immersed in a revitalisation process, facing formidable obstacles. However, significant progress has been made in numerous areas. Six main factors have been identified to explain its relative success:
implementation and acceptance of Unified Basque (Batua),
integration of Basque in the education system
creation of media in Basque (radio, newspapers, and television)
the established new legal framework
collaboration between public institutions and people's organisations, and
campaigns for Basque language literacy.
While those six factors influenced the revitalisation process, the extensive development and use of language technologies is also considered a significant additional factor.
Hypotheses concerning Basque's connections to other languages
While accepted by a majority of linguists as a non-Indo-European language, many attempts have been made to link the Basque language with more geographically distant languages. Apart from pseudoscientific comparisons, the appearance of long-range linguistics gave rise to several attempts to connect Basque with geographically very distant language families. Historical work on Basque is challenging since written material and documentation only is available for some few hundred years. Almost all hypotheses concerning the origin of Basque are controversial, and the suggested evidence is not generally accepted by mainstream linguists. Some of these hypothetical connections are:
Ligurian substrate: this hypothesis, proposed in the 19th century by d'Arbois de Jubainville, J. Pokorny, P. Kretschmer and several other linguists, encompasses the Basco-Iberian hypothesis.
Iberian: another ancient language once spoken in the Iberian Peninsula, shows several similarities with Aquitanian and Basque. However, not enough evidence exists to distinguish geographical connections from linguistic ones. Iberian itself remains unclassified. Eduardo Orduña Aznar claims to have established correspondences between Basque and Iberian numerals and noun case markers.
Vasconic substratum theory: this proposal, made by the German linguist Theo Vennemann, claims that enough toponymical evidence exists to conclude that Basque is the only survivor of a larger family that once extended throughout most of western Europe, and has also left its mark in modern Indo-European languages spoken in Europe.
Georgian: linking Basque to the Kartvelian languages is now widely discredited. The hypothesis was inspired by the existence of the ancient Kingdom of Iberia in the Caucasus and some similarities in societal practices and agriculture between the two populations. Historical comparisons are difficult due to the dearth of historical material for Basque and several of the Kartvelian languages. Typological similarities have been proposed for some of the phonological characteristics and most importantly for some of the details of the ergative constructions, but these alone cannot prove historical relatedness between languages since such characteristics are found in other languages across the world, even if not in Indo-European. According to J. P. Mallory, the hypothesis was also inspired by a Basque place-name ending in -dze which is common in Kartvelian. The theory suggested that Basque and Georgian were remnants of a pre-Indo-European group.
Northeast Caucasian languages, such as Chechen, are seen by some linguists as more likely candidates for a very distant connection.
Dené–Caucasian: based on the possible Caucasian link, some linguists, for example John Bengtson and Merritt Ruhlen, have proposed including Basque in the Dené–Caucasian superfamily of languages, but this proposed superfamily includes languages from North America and Eurasia, and its existence is highly controversial.
Indo-European: a genetic link between Basque and the Indo-European languages has been proposed by Forni (2013). This proposal is rejected by most reviewers, both including scholars adhering to the mainstream view of Basque as a language isolate (Gorrochategui, Lakarra), as well as proponents of wide-range genetic relations (Bengtson).
Geographic distribution
The region where Basque is spoken has become smaller over centuries, especially at the northern, southern, and eastern borders. Nothing is known about the limits of this region in ancient times, but on the basis of toponyms and epigraphs, it seems that in the beginning of the Common Era it stretched to the river Garonne in the north (including the south-western part of present-day France); at least to the Val d'Aran in the east (now a Gascon-speaking part of Catalonia), including lands on both sides of the Pyrenees; the southern and western boundaries are not clear at all.
The Reconquista temporarily counteracted this contracting tendency when the Christian lords called on northern Iberian peoples — Basques, Asturians, and "Franks" — to colonise the new conquests. The Basque language became the main everyday language, while other languages like Spanish, Gascon, French, or Latin were preferred for the administration and high education.
By the 16th century, the Basque-speaking area was reduced basically to the present-day seven provinces of the Basque Country, excluding the southern part of Navarre, the south-western part of Álava, and the western part of Biscay, and including some parts of Béarn.
In 1807, Basque was still spoken in the northern half of Álava—including its capital city Vitoria-Gasteiz—and a vast area in central Navarre, but in these two provinces, Basque experienced a rapid decline that pushed its border northwards. In the French Basque Country, Basque was still spoken in all the territory except in Bayonne and some villages around, and including some bordering towns in Béarn.
In the 20th century, however, the rise of Basque nationalism spurred increased interest in the language as a sign of ethnic identity, and with the establishment of autonomous governments in the Southern Basque Country, it has recently made a modest comeback. In the Spanish part, Basque-language schools for children and Basque-teaching centres for adults have brought the language to areas such as western Enkarterri and the Ribera del Ebro in southern Navarre, where it is not known to ever have been widely spoken; and in the French Basque Country, these schools and centres have almost stopped the decline of the language.
Official status
Historically, Latin or Romance languages have been the official languages in this region. However, Basque was explicitly recognised in some areas. For instance, the fuero or charter of the Basque-colonised Ojacastro (now in La Rioja) allowed the inhabitants to use Basque in legal processes in the 13th and 14th centuries.
The Spanish Constitution of 1978 states in Article 3 that the Spanish language is the official language of the nation, but allows autonomous communities to provide a co-official language status for the other languages of Spain. Consequently, the Statute of Autonomy of the Basque Autonomous Community establishes Basque as the co-official language of the autonomous community. The Statute of Navarre establishes Spanish as the official language of Navarre, but grants co-official status to the Basque language in the Basque-speaking areas of northern Navarre. Basque has no official status in the French Basque Country and French citizens are barred from officially using Basque in a French court of law. However, the use of Basque by Spanish nationals in French courts is permitted (with translation), as Basque is officially recognised on the other side of the border.
The positions of the various existing governments differ with regard to the promotion of Basque in areas where Basque is commonly spoken. The language has official status in those territories that are within the Basque Autonomous Community, where it is spoken and promoted heavily, but only partially in Navarre. The Ley del Vascuence ("Law of Basque"), seen as contentious by many Basques, but considered fitting Navarra's linguistic and cultural diversity by some of the main political parties of Navarre, divides Navarre into three language areas: Basque-speaking, non-Basque-speaking, and mixed. Support for the language and the linguistic rights of citizens vary, depending on the area. Others consider it unfair, since the rights of Basque speakers differ greatly depending on the place they live.
Demographics
The 2016 sociolinguistic survey of all Basque-speaking territories showed that in 2016, of all people aged 16 and above:
In the Basque Autonomous Community, 33.9% were fluent Basque speakers, 19.1% passive speakers and 47% did not speak Basque. The percentage was highest in Gipuzkoa (50.6% speakers) and Bizkaia (27.6%) and lowest in Álava (19.2%). These results represent an increase from previous years (30.1% in 2006, 29.5% in 2001, 27.7% in 1996 and 24.1% in 1991). The highest percentage of speakers can now be found in the 16–24 age range (57.5%) vs. 25.0% in the 65+ age range.
In French Basque Country, in 2006, 20.5% were fluent Basque speakers, 9.3% passive speakers, and 70.1% did not speak Basque. The percentage was highest in Labourd and Soule (49.5% speakers) and lowest in the Bayonne-Anglet-Biarritz conurbation (8.4%). Because the French Basque Country is not under the influence of the Basque Autonomous Country government, the region has fewer incentives to learn the language by government authorities. As such, these results represent another decrease from previous years (22.5% in 2006, 24.8% in 2001 and 26.4 in 1996 or 56,146 in 1996 to 51,197 in 2016). The highest percentage of speakers is in the 65+ age range (28.1%). The lowest percentage is found in the 35-49 age range (14.6%), but there is a slight increase in the 16–24 age range (18.9%)
In Navarre, 12.9% were fluent Basque speakers, 10.3% passive speakers, and 76.7% did not speak Basque. The percentage was highest in the Basque-speaking zone in the north (61.1% speakers) and lowest in the non-Basque-speaking zone in the south (2.7%). These results represent a slight increase from previous years (11.1% in 2006,10.3% in 2001, 9.6% in 1996 and 9.5% in 1991). The highest percentage of speakers can now be found in the 16–24 age range (25.8%) vs. 8.3% in the 65+ age range.
Taken together, in 2016, of a total population of 3,131,464 (2,191,688 in the Autonomous Community; 297,847 in the Northern provinces; and 640,647 in Navarre), 751,527 spoke Basque (aged 16 and above). This amounts to 28.4% Basque bilinguals overall, 16.4% passive speakers, and 55.2% non-speakers. Compared to the 1991 figures, this represents an overall increase of 223,000, from 528,500 (from a population of 2,371,100) 25 years previously. This number tends to increase, since 55.4% of the population between 16 and 24 years old spoke Basque in 2016, compared to only 22.5% in 1991.
While there is a general increase in the number of Basque-speaking during this period, this is mainly because of bilingualism. Basque transmission as a sole mother tongue has decreased from 19% in 1991 to 15.1% in 2016, while Basque and another language being used as mother language increased from 3% to 5.4% in the same time period. General public attitude towards efforts to promote the Basque language have also been more positive, with the share of people against these efforts falling from 20.9% in 1991 to 16% in 2016.
Basque is used as a language of commerce both in the Basque Country and in locations around the world where Basques immigrated throughout history.
Dialects
The modern Basque dialects show a high degree of dialectal divergence, sometimes making cross-dialect communication difficult. This is especially true in the case of Biscayan and Souletin, which are regarded as the most divergent Basque dialects.
Modern Basque dialectology distinguishes five dialects:
Biscayan or "Western"
Gipuzkoan or "Central"
Upper Navarrese
Navarro-Lapurdian
Souletin (Zuberoan)
These dialects are divided in 11 subdialects, and 24 minor varieties among them.
According to Koldo Zuazo, the Biscayan dialect or "Western" is the most widespread dialect, with around 300,000 speakers out of a total of around 660,000 speakers. This dialect is divided in two minor subdialects: the Western Biscayan and Eastern Biscayan, plus transitional dialects.
Influence on other languages
Although the influence of the neighbouring Romance languages on the Basque language (especially the lexicon, but also to some degree Basque phonology and grammar) has been much more extensive, it is usually assumed that there has been some feedback from Basque into these languages as well. In particular Gascon and Aragonese, and to a lesser degree Spanish are thought to have received this influence in the past. In the case of Aragonese and Gascon, this would have been through substrate interference following language shift from Aquitanian or Basque to a Romance language, affecting all levels of the language, including place names around the Pyrenees.
Although a number of words of alleged Basque origin in the Spanish language are circulated (e.g. 'anchovies', 'dashing, gallant, spirited', 'puppy', etc.), most of these have more easily explicable Romance etymologies or not particularly convincing derivations from Basque. Ignoring cultural terms, there is one strong loanword candidate, , long considered the source of the Pyrenean and Iberian Romance words for "left (side)" (, , ). The lack of initial in Gascon could arguably be due to a Basque influence but this issue is under-researched.
The other most commonly claimed substrate influences:
the Old Spanish merger of and .
the simple five vowel system.
change of initial into (e.g. fablar → hablar, with Old Basque lacking but having ).
voiceless alveolar retracted sibilant , a sound transitional between laminodental and palatal ; this sound also influenced other Ibero-Romance languages and Catalan.
The first two features are common, widespread developments in many Romance (and non-Romance) languages. The change of to occurred historically only in a limited area (Gascony and Old Castile) that corresponds almost exactly to areas where heavy Basque bilingualism is assumed, and as a result has been widely postulated (and equally strongly disputed). Substrate theories are often difficult to prove (especially in the case of phonetically plausible changes like to ). As a result, although many arguments have been made on both sides, the debate largely comes down to the a priori tendency on the part of particular linguists to accept or reject substrate arguments.
Examples of arguments against the substrate theory, and possible responses:
Spanish did not fully shift to , instead, it has preserved before consonants such as and (cf fuerte, frente). (On the other hand, the occurrence of in these words might be a secondary development from an earlier sound such as or and learned words (or words influenced by written Latin form). Gascon does have in these words, which might reflect the original situation.)
Evidence of Arabic loanwords in Spanish points to continuing to exist long after a Basque substrate might have had any effect on Spanish. (On the other hand, the occurrence of in these words might be a late development. Many languages have come to accept new phonemes from other languages after a period of significant influence. For example, French lost /h/ but later regained it as a result of Germanic influence, and has recently gained as a result of English influence.)
Basque regularly developed Latin into or .
The same change also occurs in parts of Sardinia, Italy and the Romance languages of the Balkans where no Basque substrate can be reasonably argued for. (On the other hand, the fact that the same change might have occurred elsewhere independently does not disprove substrate influence. Furthermore, parts of Sardinia also have prothetic or before initial , just as in Basque and Gascon, which may actually argue for some type of influence between both areas.)
Beyond these arguments, a number of nomadic groups of Castile are also said to use or have used Basque words in their jargon, such as the gacería in Segovia, the mingaña, the Galician fala dos arxinas and the Asturian Xíriga.
Part of the Romani community in the Basque Country speaks Erromintxela, which is a rare mixed language, with a Kalderash Romani vocabulary and Basque grammar.
Basque pidgins
A number of Basque-based or Basque-influenced pidgins have existed. In the 16th century, Basque sailors used a Basque–Icelandic pidgin in their contacts with Iceland. The Algonquian–Basque pidgin arose from contact between Basque whalers and the Algonquian peoples in the Gulf of Saint Lawrence and Strait of Belle Isle.
Phonology
Vowels
The Basque language features five vowels: , , , and (the same that are found in Spanish, Asturian and Aragonese). In the Zuberoan dialect, extra phonemes are featured:
the close front rounded vowel , graphically represented as ;
a set of contrasting nasal vowels.
There is no distinctive vowel length in Basque, although vowels can be lengthened for emphasis. The mid vowels and are raised before nasal consonants.
Basque has an a-Elision Rule, according to which the vowel is elided before any following vowel. This does not prevent the existence of diphthongs with present.
There are six diphthongs in Basque, all falling and with or as the second element.
Consonants
In syllable-final position, all plosives are devoiced and are spelled accordingly in Standard Basque. When between vowels, and often when after or , the voiced plosives , , and , are pronounced as the corresponding fricatives , , and .
Basque has a distinction between laminal and apical articulation for the alveolar fricatives and affricates. With the laminal alveolar fricative , the friction occurs across the blade of the tongue, the tongue tip pointing toward the lower teeth. This is the usual in most European languages. It is written with an orthographic . By contrast, the voiceless apicoalveolar fricative is written ; the tip of the tongue points toward the upper teeth and friction occurs at the tip (apex). For example, zu "you" (singular, respectful) is distinguished from su "fire". The affricate counterparts are written and . So, etzi "the day after tomorrow" is distinguished from etsi "to give up"; atzo "yesterday" is distinguished from atso "old woman".
In the westernmost parts of the Basque country, only the apical and the alveolar affricate are used.
Basque also features postalveolar sibilants (, written , and , written ), sounding like English sh and ch.
The letter has a variety of realisations according to the regional dialect: , as pronounced from west to east in south Bizkaia and coastal Lapurdi, central Bizkaia, east Bizkaia and Gipuzkoa, south Navarre, inland Lapurdi and Low Navarre, and Zuberoa, respectively.
The letter is pronounced in the northern dialects, but not pronounced in the southern ones. Unified Basque spells it except when it is predictable, in a position following a consonant.
Unless they are recent loanwords (e.g. Ruanda "Rwanda", radar, robot ... ), words may not have initial . In older loans, initial r- took a prosthetic vowel, resulting in err- (Erroma "Rome", Errusia "Russia"), more rarely irr- (for example irratia "radio", irrisa "rice") and arr- (for example arrazional "rational").
Basque does not have in syllable final position, and syllable-final assimilates to the place of articulation of following plosives. As a result, is pronounced like , and is realized as .
Palatalization
Basque has two types of palatalization, automatic palatalization and expressive palatalization. Automatic palatalization occurs in western Labourd, much of Navarre, all of Gipuzkoa, and nearly all of Biscay. As a result of automatic palatalization, and become the palatal nasal and the palatal lateral respectively after the vowel and before another vowel. An exception is the loanword 'lily'. The same palatalization occurs after the semivowel of the diphthongs ai, ei, oi, ui. This palatalization occurs in a wider area, including Soule, all of Gipuzkoa and Biscay, and almost all of Navarre. In a few regions, and can be palatalized even in the absence of a following vowel. After palatalization, the semivowel is usually absorbed by the palatal consonant. This can be seen in older spellings, such as instead of modern 'degree'. That said, the modern orthography for Standard Basque ignores automatic palatalization.
In certain regions of Gipuzkoa and Biscay, intervocalic is often palatalized after and especially . It may become indistinguishable from the affricate , spelled , so 'father' may sound like it were spelled or . This type of palatalization is far from general, and is often viewed as substandard.
In Goizueta Basque, there are a few examples of being palatalized after , and optional palatalization of . For example, 'seedbed' becomes , and 'lamb' can be .
Basque nouns, adjectives, and adverbs can be expressively palatalized. These express 'smallness', rarely literal and often showing affection, in nouns, and mitigation in adjectives and adverbs. This is often used in the formation of pet names and nicknames. In words containing one or more sibilant, these sibilants are palatalized in order to form the palatalized form. That is, s and z become x, and ts and tz become tx. As a result, 'man' becomes 'little fellow', 'crazy, insane' becomes 'silly, foolish', and 'lamb' becomes 'lambkin, young lamb'.
In words without sibilants, , , , and can become palatalized. This palatalization is indicated in writing with a double consonant, except in the case of palatalized which is written . Thus, 'drop' becomes 'droplet', and 'grey' becomes 'grey and pretty, greyish'.
The pronunciation of tt and dd, and the existence of dd, differ by dialect. In the Gipuzkoan and Biscayan dialects tt is often pronounced the same as tx, that is, as , and dd does not exist. Likewise, in Goizueta Basque, tt is a voiceless palatal stop and the corresponding voiced palatal stop, , is absent except as an allophone of . In Goizueta Basque, is sometimes the result of an affectionate palatalization of .
Palatalization of the rhotics is rare and only occurs in the eastern dialects. When palatalized, the rhotics become the palatal lateral . Likewise, palatalization of velars, resulting in tt or tx, is quite rare.
A few common words, such as 'dog', pronounced , use palatal sounds even though in current usage they have lost the diminutive sense, the corresponding non-palatal forms now acquiring an augmentative or pejorative sense: 'big dog'.
Sandhi
There are some rules which govern the behavior of consonants in contact with each other. These apply both within and between words. When two plosives meet, the first one is dropped, and the second must become voiceless. If a sibilant follows a plosive, the plosive is dropped, and the sibilant becomes the corresponding affricate. When a plosive follows an affricate, the affricate becomes a sibilant, and a voiced plosive is devoiced. When a voiced plosive follows a sibilant, it is devoiced except in very slow and careful speech. In the central dialects of Basque, a sibilant turns into an affricate when it follows a liquid or a nasal. When a plosive follows a nasal, there's a strong tendency for it to become voiced.
Stress and pitch
Basque features great dialectal variation in accentuation, from a weak pitch accent in the western dialects to a marked stress in central and eastern dialects, with varying patterns of stress placement. Stress is in general not distinctive (and for historical comparisons not very useful); there are, however, a few instances where stress is phonemic, serving to distinguish between a few pairs of stress-marked words and between some grammatical forms (mainly plurals from other forms), e.g. basóà ("the forest", absolutive case) vs. básoà ("the glass", absolutive case; an adoption from Spanish ); basóàk ("the forest", ergative case) vs. básoàk ("the glass", ergative case) vs. básoak ("the forests" or "the glasses", absolutive case).
Given its great deal of variation among dialects, stress is not marked in the standard orthography and Euskaltzaindia (the Academy of the Basque Language) provides only general recommendations for a standard placement of stress, basically to place a high-pitched weak stress (weaker than that of Spanish, let alone that of English) on the second syllable of a syntagma, and a low-pitched even-weaker stress on its last syllable, except in plural forms where stress is moved to the first syllable.
This scheme provides Basque with a distinct musicality that differentiates its sound from the prosodical patterns of Spanish (which tends to stress the second-to-last syllable). Some Euskaldun berriak ("new Basque-speakers", i.e. second-language Basque-speakers) with Spanish as their first language tend to carry the prosodical patterns of Spanish into their pronunciation of Basque, e.g. pronouncing nire ama ("my mum") as nire áma (– – ´ –), instead of as niré amà (– ´ – `).
Morphophonology
The combining forms of nominals in final vary across the regions of the Basque Country. The can stay unchanged, be lowered to an , or it can be lost. Loss is most common in the east, while lowering is most common in the west. For instance, buru, "head", has the combining forms buru- and bur-, as in buruko, "cap", and burko, "pillow", whereas katu, "cat", has the combining form kata-, as in katakume, "kitten". Michelena suggests that the lowering to is generalised from cases of Romance borrowings in Basque that retained Romance stem alternations, such as kantu, "song" with combining form kanta-, borrowed from Romance canto, canta-.
Grammar
Basque is an ergative–absolutive language. The subject of an intransitive verb is in the absolutive case (which is unmarked), and the same case is used for the direct object of a transitive verb. The subject of the transitive verb is marked differently, with the ergative case (shown by the suffix -k). This also triggers main and auxiliary verbal agreement.
The auxiliary verb, which accompanies most main verbs, agrees not only with the subject, but with any direct object and the indirect object present. Among European languages, this polypersonal agreement is found only in Basque, some languages of the Caucasus (especially the Kartvelian languages), Mordvinic languages, Hungarian, and Maltese (all non-Indo-European). The ergative–absolutive alignment is also rare among European languages—occurring only in some languages of the Caucasus—but not infrequent worldwide.
Consider the phrase:
Martin-ek is the agent (transitive subject), so it is marked with the ergative case ending -k (with an epenthetic -e-). Egunkariak has an -ak ending, which marks plural object (plural absolutive, direct object case). The verb is , in which is a kind of gerund ("buying") and the auxiliary means "he/she (does) them for me". This can be split like this:
di- is used in the present tense when the verb has a subject (ergative), a direct object (absolutive), and an indirect object, and the object is him/her/it/them.
-zki- means the absolutive (in this case the newspapers) is plural; if it were singular there would be no infix; and
-t or -da- means "to me/for me" (indirect object).
in this instance there is no suffix after -t. A zero suffix in this position indicates that the ergative (the subject) is third person singular (he/she/it).
The auxiliary verb is composed as di-zki-da-zue and means 'you pl. (do) them for me'
di- indicates that the main verb is transitive and in the present tense
-zki- indicates that the direct object is plural
-da- indicates that the indirect object is me (to me/for me; -t becomes -da- when not final)
-zue indicates that the subject is you (plural)
The pronoun zuek 'you (plural)' has the same form both in the nominative or absolutive case (the subject of an intransitive sentence or direct object of a transitive sentence) and in the ergative case (the subject of a transitive sentence). In spoken Basque, the auxiliary verb is never dropped even if it is redundant, e.g. in 'you (pl.) are buying the newspapers for me'. However, the pronouns are almost always dropped, e.g. zuek in 'you (pl.) are buying the newspapers for me'. The pronouns are used only to show emphasis: 'it is you (pl.) who buys the newspapers for me', or 'it is me for whom you buy the newspapers'.
Modern Basque dialects allow for the conjugation of about fifteen verbs, called synthetic verbs, some only in literary contexts. These can be put in the present and past tenses in the indicative and subjunctive moods, in three tenses in the conditional and potential moods, and in one tense in the imperative. Each verb that can be taken intransitively has a nor (absolutive) paradigm and possibly a nor-nori (absolutive–dative) paradigm, as in the sentence Aititeri txapela erori zaio ("The hat fell from grandfather['s head]"). Each verb that can be taken transitively uses those two paradigms for antipassive-voice contexts in which no agent is mentioned (Basque lacks a passive voice, and displays instead an antipassive voice paradigm), and also has a nor-nork (absolutive–ergative) paradigm and possibly a nor-nori-nork (absolutive–dative–ergative) paradigm. This last is exemplified by dizkidazue above. In each paradigm, each constituent noun can take on any of eight persons, five singular and three plural, with the exception of nor-nori-nork in which the absolutive can only be third person singular or plural. The most ubiquitous auxiliary, izan, can be used in any of these paradigms, depending on the nature of the main verb.
There are more persons in the singular (5) than in the plural (3) for synthetic (or filamentous) verbs because of the two familiar persons—informal masculine and feminine second person singular. The pronoun hi is used for both of them, but where the masculine form of the verb uses a -k, the feminine uses an -n. This is a property rarely found in Indo-European languages. The entire paradigm of the verb is further augmented by inflecting for "listener" (the allocutive) even if the verb contains no second person constituent. If the situation calls for the familiar masculine, the form is augmented and modified accordingly. Likewise for the familiar feminine.
(Gizon bat etorri da, "a man has come"; gizon bat etorri duk, "a man has come [you are a male close friend]", gizon bat etorri dun, "a man has come [you are a female close friend]", gizon bat etorri duzu, "a man has come [I talk to you (Sir / Madam)]") This multiplies the number of possible forms by nearly three. Still, the restriction on contexts in which these forms may be used is strong, since all participants in the conversation must be friends of the same sex, and not too far apart in age. Some dialects dispense with the familiar forms entirely. Note, however, that the formal second person singular conjugates in parallel to the other plural forms, perhaps indicating that it was originally the second person plural, later came to be used as a formal singular, and then later still the modern second person plural was formulated as an innovation.
All the other verbs in Basque are called periphrastic, behaving much like a participle would in English. These have only three forms in total, called aspects: perfect (various suffixes), habitual (suffix -t[z]en), and future/potential (suffix. -ko/-go). Verbs of Latinate origin in Basque, as well as many other verbs, have a suffix -tu in the perfect, adapted from the Latin perfect passive -tus suffix. The synthetic verbs also have periphrastic forms, for use in perfects and in simple tenses in which they are deponent.
Within a verb phrase, the periphrastic verb comes first, followed by the auxiliary.
A Basque noun-phrase is inflected in 17 different ways for case, multiplied by four ways for its definiteness and number (indefinite, definite singular, definite plural, and definite close plural: euskaldun [Basque speaker], euskalduna [the Basque speaker, a Basque speaker], euskaldunak [Basque speakers, the Basque speakers], and euskaldunok [we Basque speakers, those Basque speakers]). These first 68 forms are further modified based on other parts of the sentence, which in turn are inflected for the noun again. It has been estimated that, with two levels of recursion, a Basque noun may have 458,683 inflected forms.
The common noun "liburu" (book) is declined as follows:
The proper name "Mikel" (Michael) is declined as follows:
Within a noun phrase, modifying adjectives follow the noun. As an example of a Basque noun phrase, etxe zaharrean "in the old house" is morphologically analysed as follows by Agirre et al.
Basic syntactic construction is subject–object–verb (unlike Spanish, French or English where a subject–verb–object construction is more common). The order of the phrases within a sentence can be changed for thematic purposes, whereas the order of the words within a phrase is usually rigid. As a matter of fact, Basque phrase order is topic–focus, meaning that in neutral sentences (such as sentences to inform someone of a fact or event) the topic is stated first, then the focus. In such sentences, the verb phrase comes at the end. In brief, the focus directly precedes the verb phrase. This rule is also applied in questions, for instance, What is this? can be translated as Zer da hau? or Hau zer da?, but in both cases the question tag zer immediately precedes the verb da. This rule is so important in Basque that, even in grammatical descriptions of Basque in other languages, the Basque word galdegai (focus) is used.
In negative sentences, the order changes. Since the negative particle ez must always directly precede the auxiliary, the topic most often comes beforehand, and the rest of the sentence follows. This includes the periphrastic, if there is one: Aitak frantsesa irakasten du, "Father teaches French", in the negative becomes Aitak ez du frantsesa irakasten, in which irakasten ("teaching") is separated from its auxiliary and placed at the end.
Vocabulary
Through contact with neighbouring peoples, Basque has adopted many words from Latin, Spanish, French and Gascon, among other languages. There are a considerable number of Latin loans (sometimes obscured by being subject to Basque phonology and grammar for centuries), for example: lore ("flower", from florem), errota ("mill", from rotam, "[mill] wheel"), gela ("room", from cellam), gauza ("thing", from causa).
Writing system
Basque is written using the Latin script including and sometimes and . Basque does not use for native words, but the Basque alphabet (established by Euskaltzaindia) does include them for loanwords:
⟨Aa, Bb, Cc, (and, as a variant, Çç), Dd, Ee, Ff, Gg, Hh, Ii, Jj, Kk, Ll, Mm, Nn, Ññ, Oo, Pp, Qq, Rr, Ss, Tt, Uu, Vv, Ww, Xx, Yy, Zz⟩
The phonetically meaningful digraphs are treated as pairs of letters.
All letters and digraphs represent unique phonemes. The main exception is when precedes and , which in most dialects palatalises their sounds into and , even if these are not written. Hence, can also be written without changing the sound, whereas the proper name requires the mute to break the palatalisation of the .
is mute in most regions, but it is pronounced in many places in the north-east, the main reason for its existence in the Basque alphabet.
Its acceptance was a matter of contention during the standardisation process because the speakers of the most extended dialects had to learn where to place , silent for them.
In Sabino Arana's (1865–1903) alphabet, digraphs and were replaced with and , respectively.
A typically Basque style of lettering is sometimes used for inscriptions.
It derives from the work of stone and wood carvers and is characterised by thick serifs.
Number system used by millers
Basque millers traditionally employed a separate number system of unknown origin. In this system the symbols are arranged either along a vertical line or horizontally. On the vertical line the single digits and fractions are usually off to one side, usually at the top. When used horizontally, the smallest units are usually on the right and the largest on the left.
The system is, as is the Basque system of counting in general, vigesimal (base 20). Although the system is in theory capable of indicating numbers above 100, most recorded examples do not go above 100 in general. Fractions are relatively common, especially .
The exact systems used vary from area to area but generally follow the same principle with 5 usually being a diagonal line or a curve off the vertical line (a V shape is used when writing a 5 horizontally). Units of ten are usually a horizontal line through the vertical. The twenties are based on a circle with intersecting lines. This system is no longer in general use but is occasionally employed for decorative purposes.
Examples
Article 1 of the Universal Declaration of Human Rights
Language video gallery
See also
Basque dialects
Vasconic languages
List of Basques
Basque Country
Late Basquisation
Languages of France
Languages of Spain
Aquitanian language
List of ideophones in Basque
Wiktionary: Swadesh list of Basque words
Basque literature
References
Further reading
General and descriptive grammars
Allières, Jacques (1979): Manuel pratique de basque, "Connaissance des langues" v. 13, A. & J. Picard (Paris), .
de Azkue Aberasturi, Resurrección María (1969): Morfología vasca. La Gran enciclopedia vasca, Bilbao 1969.
Campion, Arturo (1884): Gramática de los cuatro dialectos literarios de la lengua euskara, Tolosa.
Euskara Institutua (Euskara Institutuaren ataria (UPV - EHU)), University of the Basque Country (UPV/EHU), Sareko Euskal Gramatika, SEG Aurkezpena [Sareko Euskal Gramatika]
Hualde, José Ignacio & Ortiz de Urbina, Jon (eds.): A Grammar of Basque. Berlin: Mouton de Gruyter, 2003. .
Lafitte, Pierre (1962): Grammaire basque – navarro-labourdin littéraire. Elkarlanean, Donostia/Bayonne, . (Dialectal.)
Lafon, R. (1972): "Basque" In Thomas A. Sebeok (ed.) Current Trends in Linguistics. Vol. 9. Linguistics in Western Europe, Mouton, The Hague, Mouton, pp. 1744–1792. Part 2 The study of languages
Tovar, Antonio, (1957): The Basque Language, U. of Pennsylvania Press, Philadelphia.
Urquizu Sarasúa, Patricio (2007): Gramática de la lengua vasca. UNED, Madrid, .
van Eys, Willem J. (1879): Grammaire comparée des dialectes basques, Paris.
Linguistic studies
Agirre, Eneko, et al. (1992): XUXEN: A spelling checker/corrector for Basque based on two-level morphology.
Gavel, Henri (1921): Eléments de phonetique basque (= Revista Internacional de los Estudios Vascos = Revue Internationale des Etudes Basques 12, París. (Study of the dialects.)
Hualde, José Ignacio (1991): Basque phonology, Taylor & Francis, .
Lakarra Andrinua, Joseba A.; Hualde, José Ignacio (eds.) (2006): Studies in Basque and historical linguistics in memory of R. L. Trask – R. L. Trasken oroitzapenetan ikerketak euskalaritzaz eta hizkuntzalaritza historikoaz, (= Anuario del Seminario de Filología Vasca Julio de Urquijo: International journal of Basque linguistics and philology Vol. 40, No. 1–2), San Sebastián.
Lakarra, J. & Ortiz de Urbina, J.(eds.) (1992): Syntactic Theory and Basque Syntax, Gipuzkoako Foru Aldundia, Donostia-San Sebastian, .
Orduña Aznar, Eduardo. 2005. Sobre algunos posibles numerales en textos ibéricos. Palaeohispanica 5:491–506. This fifth volume of the journal Palaeohispanica consists of Acta Palaeohispanica IX, the proceedings of the ninth conference on Paleohispanic studies.
de Rijk, R. (1972): Studies in Basque Syntax: Relative clauses PhD Dissertation, MIT, Cambridge, Massachusetts, US.
Uhlenbeck, C.C. (1909–1910): "Contribution à une phonétique comparative des dialectes basques", Revista Internacional de los Estudios Vascos = Revue Internationale des Etudes Basques 3 Wayback Machine pp. 465–503 4 Wayback Machine pp. 65–120.
Zuazo, Koldo (2008): Euskalkiak: euskararen dialektoak. Elkar. .
Lexicons
Aulestia, Gorka (1989): Basque–English dictionary University of Nevada Press, Reno, .
Aulestia, Gorka & White, Linda (1990): English–Basque dictionary, University of Nevada Press, Reno, .
Azkue Aberasturi, Resurrección María de (1905): Diccionario vasco–español–francés, Geuthner, Bilbao/Paris (reprinted many times).
Michelena, Luis: Diccionario General Vasco/Orotariko Euskal Hiztegia. 16 vols. Real academia de la lengua vasca, Bilbao 1987ff. .
Morris, Mikel (1998): "Morris Student Euskara–Ingelesa Basque–English Dictionary", Klaudio Harluxet Fundazioa, Donostia
Sarasola, Ibon (2010–), "Egungo Euskararen Hiztegia EEH" Egungo Euskararen Hiztegia (EEH) - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU
Sarasola, Ibon (2010): "Zehazki" Zehazki - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU
Sota, M. de la, et al., 1976: Diccionario Retana de autoridades de la lengua vasca: con cientos de miles de nuevas voces y acepciones, Antiguas y modernas, Bilbao: La Gran Enciclopedia Vasca. .
Van Eys, W. J. 1873. Dictionnaire basque–français. Paris/London: Maisonneuve/Williams & Norgate.
Basque corpora
Sarasola, Ibon; Pello Salaburu, Josu Landa (2011): "ETC: Egungo Testuen Corpusa" Egungo Testuen Corpusa (ETC) - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU University of the Basque Country
Sarasola, Ibon; Pello Salaburu, Josu Landa (2009): "Ereduzko Prosa Gaur, EPG" Ereduzko Prosa Gaur (EPG) - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU University of the Basque Country
Sarasola, Ibon; Pello Salaburu, Josu Landa (2009–): "Ereduzko Prosa Dinamikoa, EPD" Ereduzko Prosa Dinamikoa (EPD) - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU University of the Basque Country
Sarasola, Ibon; Pello Salaburu, Josu Landa (2013): "Euskal Klasikoen Corpusa, EKC" Euskal Klasikoen Corpusa (EKC) - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU University of the Basque Country
Sarasola, Ibon; Pello Salaburu, Josu Landa (2014): "Goenkale Corpusa" Goenkale Corpusa - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU University of the Basque Country
Sarasola, Ibon; Pello Salaburu, Josu Landa (2010): "Pentsamenduaren Klasikoak Corpusa" Pentsamenduaren Klasikoak Corpusa - UPV/EHU, Bilbo: Euskara Institutua Euskara Institutuaren ataria (UPV - EHU), The University of the Basque Country UPV/EHU University of the Basque Country
Other
Agirre Sorondo, Antxon. 1988. Tratado de Molinología: Los molinos en Guipúzcoa. San Sebastián: Eusko Ikaskunza-Sociedad de Estudios Vascos. Fundación Miguel de Barandiarán.
Bakker, Peter, et al. 1991. Basque pidgins in Iceland and Canada. Anejos del Anuario del Seminario de Filología Vasca "Julio de Urquijo", XXIII.
Deen, Nicolaas Gerard Hendrik. 1937. Glossaria duo vasco-islandica. Amsterdam. Reprinted 1991 in Anuario del Seminario de Filología Vasca Julio de Urquijo, 25(2):321–426.
History of the language and etymologies
Azurmendi, Joxe: "Die Bedeutung der Sprache in Renaissance und Reformation und die Entstehung der baskischen Literatur im religiösen und politischen Konfliktgebiet zwischen Spanien und Frankreich" In: Wolfgang W. Moelleken (Herausgeber), Peter J. Weber (Herausgeber): Neue Forschungsarbeiten zur Kontaktlinguistik, Bonn: Dümmler, 1997.
Hualde, José Ignacio; Lakarra, Joseba A. & R.L. Trask (eds) (1996): Towards a History of the Basque Language, "Current Issues in Linguistic Theory" 131, John Benjamin Publishing Company, Amsterdam, .
Michelena, Luis, 1990. Fonética histórica vasca. Bilbao.
Lafon, René (1944): Le système du verbe basque au XVIe siècle, Delmas, Bordeaux.
Löpelmann, Martin (1968): Etymologisches Wörterbuch der baskischen Sprache. Dialekte von Labourd, Nieder-Navarra und La Soule. 2 Bde. de Gruyter, Berlin (non-standard etymologies; idiosyncratic).
Orpustan, J. B. (1999): La langue basque au Moyen-Age. Baïgorri, .
Pagola, Rosa Miren. 1984. Euskalkiz Euskalki. Vitoria-Gasteiz: Eusko Jaurlaritzaren Argitalpe.
Rohlfs, Gerhard. 1980. Le Gascon: études de philologie pyrénéenne. Zeitschrift für Romanische Philologie 85.
Trask, R.L.: History of Basque. New York/London: Routledge, 1996. .
Trask, R.L. † (edited by Max W. Wheeler) (2008): Etymological Dictionary of Basque, University of Sussex (unfinished). Also "Some Important Basque Words (And a Bit of Culture)" Buber's Basque Page: The Larry Trask Archive: Some Important Basque Words (And a Bit of Culture)
Relationship to other languages
General reviews of the theories
Jacobsen, William H. Jr. (1999): "Basque Language Origin Theories" In Basque Cultural Studies, edited by William A. Douglass, Carmelo Urza, Linda White, and Joseba Zulaika, 27–43. Basque Studies Program Occasional Papers Series, No. 5. Reno: Basque Studies Program, University of Nevada, Reno.
Lakarra Andrinua, Joseba (1998): "Hizkuntzalaritza konparatua eta aitzineuskararen erroa" (in Basque), Uztaro 25, pp. 47–110, (includes review of older theories).
Lakarra Andrinua, Joseba (1999): "Ná-De-Ná" (in Basque), Uztaro 31, pp. 15–84.
Trask, R.L. (1995): "Origin and Relatives of the Basque Language : Review of the Evidence" in Towards a History of the Basque Language, ed. J. Hualde, J. Lakarra, R.L. Trask, John Benjamins, Amsterdam / Philadelphia.
Trask, R.L.: History of Basque. New York/London: Routledge, 1996. ; pp. 358–414.
Afroasiatic hypothesis
Schuchardt, Hugo (1913): "Baskisch-Hamitische wortvergleichungen" Revista Internacional de Estudios Vascos = "Revue Internationale des Etudes Basques" 7:289–340.
Mukarovsky, Hans Guenter (1964/66): "Les rapports du basque et du berbère", Comptes rendus du GLECS (Groupe Linguistique d'Etudes Chamito-Sémitiques) 10:177–184.
Trombetti, Alfredo (1925): Le origini della lingua basca, Bologna, (new edit ).
Dené–Caucasian hypothesis
Bengtson, John D. (1999): The Comparison of Basque and North Caucasian. in: Mother Tongue. Journal of the Association for the Study of Language in Prehistory. Gloucester, Mass.
Bengtson, John D. (2004): "Some features of Dene–Caucasian phonology (with special reference to Basque)." Cahiers de l'Institut de Linguistique de Louvain (CILL) 30.4, pp. 33–54.
Bengtson, John D.. (2006): "Materials for a Comparative Grammar of the Dene–Caucasian (Sino-Caucasian) Languages." (there is also a preliminary draft)
Bengtson, John D. (1997): Review of "The History of Basque". London: Routledge, 1997. Pp.xxii,458" by R.L. Trask.
Bengtson, John D., (1996): "A Final (?) Response to the Basque Debate in Mother Tongue 1."
Caucasian hypothesis
Bouda, Karl (1950): "L'Euskaro-Caucasique" Boletín de la Real Sociedad Vasca de Amigos del País. Homenaje a D. Julio de Urquijo e Ybarra vol. III, San Sebastián, pp. 207–232.
Klimov, Georgij A. (1994): Einführung in die kaukasische Sprachwissenschaft, Buske, Hamburg, ; pp. 208–215.
Trombetti, Alfredo (1925): Le origini della lingua basca, Bologna, (new edit ).
Míchelena, Luis (1968): "L'euskaro-caucasien" in Martinet, A. (ed.) Le langage, Paris, pp. 1414–1437 (criticism).
Uhlenbeck, Christian Cornelius (1924): "De la possibilité d' une parenté entre le basque et les langues caucasiques", Revista Internacional de los Estudios Vascos = Revue Internationale des Etudes Basques 15, pp. 565–588.
Zelikov, Mixail (2005): "L'hypothèse basco-caucasienne dans les travaux de N. Marr" Cahiers de l'ILSL, N° 20, pp. 363–381.
Зыцарь Ю. В. O родстве баскского языка с кавказскими // Вопросы языкознания. 1955. № 5.
Iberian hypothesis
Bähr, Gerhard (1948): "Baskisch und Iberisch" Eusko Jakintza II, pp. 3–20, 167–194, 381–455.
Gorrochategui, Joaquín (1993): La onomástica aquitana y su relación con la ibérica, Lengua y cultura en Hispania prerromana : actas del V Coloquio sobre lenguas y culturas de la Península Ibérica: (Colonia 25–28 de Noviembre de 1989) (Francisco Villar and Jürgen Untermann, eds.), , pp. 609–634.
Rodríguez Ramos, Jesús (2002). La hipótesis del vascoiberismo desde el punto de vista de la epigrafía íbera, Fontes linguae vasconum: Studia et documenta, 90, pp. 197–218, .
Schuchardt, Hugo Ernst Mario (1907): Die Iberische Deklination, Wien.
Uralic-Altaic hypothesis
Bonaparte, Louis Lucien (1862): Langue basque et langues finnoises, London.
Vasconic-Old European hypothesis
Vennemann, Theo (2003): Europa Vasconica – Europa Semitica, Trends in Linguistics. Studies and Monographs 138, De Gruyter, Berlin, .
Vennemann, Theo (2007): "Basken wie wir: Linguistisches und Genetisches zum europäischen Stammbaum", BiologenHeute 5/6, 6–11.
Other theories
Thornton, R.W. (2002): Basque Parallels to Greenberg's Eurasiatic. in: Mother Tongue. Gloucester, Mass., 2002.
External links
– Euskaltzaindia (The Royal Academy of the Basque Language)
An overview of language technology tools for Basque: Automatic translators for Basque, dictionaries, resources to learn Basque... (~ 2016)
Euskara Institutua, The University of the Basque Country, UPV/EHU
Ahotsak.eus - Basque Oral Archive
Agglutinative languages
Articles containing video clips
Basque culture
Language isolates of Europe
Languages of France
Subject–object–verb languages
Synthetic languages
Languages of Spain |
3741 | https://en.wikipedia.org/wiki/Benny%20Andersson | Benny Andersson | Göran Bror Benny Andersson (; born 16 December 1946) is a Swedish musician, composer and producer best known as a member of the pop group ABBA and co-composer of the musicals Chess, Kristina från Duvemåla, and Mamma Mia! For the 2008 film version of Mamma Mia! and its 2018 sequel, Mamma Mia! Here We Go Again, he worked also as an executive producer. Since 2001, he has been active with his own band Benny Anderssons orkester.
Early life
Göran Bror Benny Andersson was born 16 December 1946 in the Vasastan district of Stockholm to civil engineer Gösta Andersson (1912–1973) and his wife Laila (1920–1971). His sister Eva-Lis Andersson followed in 1948. Andersson's musical background comes from his father and grandfather (Efraim); they both enjoyed playing the accordion, and at six, Benny got his own. His father and grandfather taught him Swedish folk music, traditional music, and schlager. The first records Benny bought were "Du Bist Musik" by Italian schlager singer Caterina Valente and Elvis Presley's "Jailhouse Rock". He was especially impressed by the flip side, "Treat Me Nice", as this featured a piano. This variety of different kinds of music influenced him through the years.
At ten, Andersson got his own piano and taught himself to play. He left school at 15 and began to perform at youth clubs. This is when he met his first girlfriend Christina Grönvall, with whom he had two children: Peter (born 1963) and Heléne (born 1965). In early 1964, Benny and Christina joined "Elverkets Spelmanslag" ("The Electricity Board Folk Music Group"); the name was a punning reference to their electric instruments. Their repertoire consisted mainly of instrumentals, including "Baby Elephant Walk"; he also wrote his first songs.
Career
Hep Stars (1964–1969)
In October 1964 he joined the Hep Stars as keyboardist and they made a breakthrough in March 1965 with their hit "Cadillac", eventually becoming the most celebrated of the Swedish 1960s pop bands. Andersson secured his place as the band's keyboardist and musical driving force as well as a teen idol. The band performed mostly covers of international hits, but Andersson soon started writing his own material, and gave the band the classic hits "No Response", "Sunny Girl", "Wedding", "Consolation", "It's Nice To Be Back" and "She Will Love You", among others.
Before ABBA (1969–1972)
Andersson met Björn Ulvaeus in June 1966, and the two men started writing songs together, their first being "Isn't It Easy To Say", eventually recorded by the Hep Stars. He also had a fruitful songwriting collaboration with Lasse Berghagen, with whom he wrote several songs and submitted "Hej, Clown" for the 1969 Melodifestivalen – the Swedish Eurovision Song Festival finals. The song finished in second place. During this contest, he met vocalist Anni-Frid Lyngstad, and they soon became a couple. Around the same time, his songwriting companion Ulvaeus met vocalist Agnetha Fältskog.
The personal relationships and Andersson and Ulvaeus' songwriting collaboration led quite naturally to the very close cooperation which the four friends had during the following years. Benny and Björn scored their first hits as songwriters in the spring of 1969: "Ljuva sextital" (a hit with Brita Borg) and "Speleman" (a hit for the Hep Stars). As the two couples began supporting each other during recording sessions, the sound of the women's voices convinced the songwriters to model their 'group' on various MOR acts such as Blue Mink, Middle of the Road and Sweet. Thus, ABBA came to life.
ABBA (1972–1982)
The group's breakthrough came with winning the Eurovision Song Contest for Sweden with "Waterloo" on 6 April 1974. During the next eight years, Andersson (together with Ulvaeus) wrote music for and produced eight studio albums with ABBA. The group achieved great success globally and scored a chain of No. 1 hits.
With ABBA, Benny sang lead vocal on only one song – "Suzy-Hang-Around", from the Waterloo album.
After ABBA: Chess, Kristina and Mamma Mia! (1983–present)
After ABBA, Andersson continued writing music with Ulvaeus. Their first project was the stage musical Chess, written with Tim Rice. The Chess concept album – with vocals by Elaine Paige, Barbara Dickson, Murray Head and Swedes Tommy Körberg and Björn Skifs – was released in October 1984, selling two million copies worldwide. The Paige/Dickson duet "I Know Him So Well" became a major UK No. 1 hit, and Murray Head's "One Night in Bangkok" gave Andersson/Ulvaeus a US No. 3 hit.
Chess was staged in London's West End Prince Edward Theatre in May 1986 and received mixed to positive reviews, running for about three years. A revised staging on Broadway in April 1988 received poor reviews, running for two months.
In 1985, Andersson produced and released an album with brother and sister Anders and Karin Glenmark, featuring new songs by Andersson/Ulvaeus. The duo named themselves Gemini, and a second album with more music by Björn and Benny was released in April 1987, containing the big hit "Mio My Mio"; also to be found on the soundtrack to the film Mio in the Land of Faraway, for which Andersson co-produced the music.
In 1987, Andersson released his first solo album Klinga Mina Klockor ("Chime, My Bells"). All the music was written by and performed by himself on accordion, backed by the Orsa Spelmän (Orsa Folk Musicians) on fiddles. A second solo album followed: November 1989.
In 1990, Andersson scored a Swedish No. 1 hit with "Lassie", sung by female cabaret group Ainbusk, for whom he also wrote the Svensktoppen hits "Älska Mig" and "Drömmarnas Golv". He decided to produce an album with Josefin Nilsson from this quartet, resulting in the 1993 English-language album Shapes, featuring ten new Andersson/Ulvaeus compositions.
In 1992, he wrote the introduction melody for the European football championship, which was organised by Sweden that year.
From the late 1980s, Andersson had worked on an idea for an epic Swedish language musical based on his affection for traditional folk music, and in October 1995, Kristina från Duvemåla premiered in Sweden. The musical was based on The Emigrants novels by Swedish writer Vilhelm Moberg. The musical ran successfully for almost five years, before closing in June 1999. An English-language version, simply titled Kristina, was staged in concert at Carnegie Hall in New York City for two nights in September 2009, yielding a live recording, and at the Royal Albert Hall for one night in April 2010.
Andersson's next project was Mamma Mia!, a musical built around 24 of ABBA's songs, which has become a worldwide box-office blockbuster, with versions in several languages being played in many countries, including the UK (West End premiere in April 1999), Canada (Toronto premiere in 2000), the USA (Broadway premiere in 2001), and Sweden (Swedish language premiere in 2005).
For the 2004 semi-final of the Eurovision Song Contest, staged in Istanbul thirty years after ABBA had won the contest in Brighton, Benny appeared briefly in a special comedy video made for the interval act, entitled "Our Last Video". Each of the four members of the group appeared briefly in cameo roles, as did others such as Cher and Rik Mayall. The video was not included in the official DVD release of the Eurovision Contest, but was issued as a separate DVD release. It was billed as the first time the four had worked together since the group split; however, Frida's appearance was filmed separately.
A film version of Mamma Mia! premiered on 18 July 2008. In April/May 2007, Andersson worked on the film soundtrack, re-recording the ABBA songs with musicians from the original ABBA recording sessions. Mamma Mia! The Movie has become the most successful film musical of all time, and the biggest-selling DVD ever in the UK.
Benny Anderssons Orkester (2001–present)
Andersson currently performs with his own band of 16 musicians, Benny Anderssons Orkester ("Benny Andersson's orchestra", BAO), with fellow Swedes Helen Sjöholm (of Kristina from Duvemåla) and Tommy Körberg (of Chess), with lyrics to new material sometimes written by Björn Ulvaeus. BAO has released five albums to huge success in Sweden, all containing hit singles.
In 2009 BAO achieved a new record in Sweden on the Svensktoppen chart by staying there for 243 weeks with the song "Du är min man" ("You Are My Man"), sung by Sjöholm.
New compositions (1984–present)
Andersson composes primarily for his band BAO, with vocalists Sjöholm and Körberg, but he keeps his older material alive by re-visiting it, as in Mamma Mia! and the Swedish version of Chess.
For a compilation album of the Glenmark duo Gemini, Andersson had Björn Ulvaeus write new Swedish lyrics for the re-recording of two songs from 1984 and 1987.
Andersson and Ulvaeus have continuously been writing new material; most recently the two wrote seven songs for Andersson's BAO 2011 album O klang och jubeltid, performed as usual by vocalists Sjöholm, Körberg and Kalle Moraeus. In July 2009, BAO, now named "The Benny Andersson Band", released their first international record, the album The Story of a Heart. It was a compilation of 14 tracks from Andersson's five Swedish-language releases between 1987 and 2007, including five songs now recorded with lyrics by Ulvaeus in English, and the new title song premiered on BBC2's Ken Bruce Show. A Swedish-language version of the title track, "Sommaren Du Fick" ("The Summer You Got"), was released as a single in Sweden prior to the English version, with vocals by Helen Sjöholm.
In the spring of 2009, Andersson also released a single recorded by the staff at his privately owned Stockholm hotel Hotel Rival, titled "2nd Best to None", accompanied by a video showing the staff at work. In 2008, Andersson and Ulvaeus wrote a song for Swedish singer Sissela Kyle, titled "Jag vill bli gammal" ("I Wanna Grow Old"), for her Stockholm stage show "Your Days Are Numbered", which was never recorded and released but did get a TV performance. Ulvaeus also contributed lyrics to ABBA's 1976 instrumental track "Arrival" for Sarah Brightman's cover version recorded for her 2008 album A Winter Symphony. New English lyrics have also been written for Andersson's 1999 song "Innan Gryningen" (then also named "Millennium Hymn"), with the new title "The Silence of the Dawn" for Barbara Dickson was performed live, but not yet recorded and released. In 2007, they wrote the new song "Han som har vunnit allt" ("He Who's Won It All") for actor and singer Anders Ekborg.
Ulvaeus wrote English lyrics for two older songs from Andersson's solo albums I Walk with You Mama ("Stockholm by Night", 1989) and After the Rain ("Efter regnet", 1987) for opera singer Anne Sofie Von Otter, for her Andersson tribute album I Let the Music Speak. Barbara Dickson recorded an Ulvaeus and Andersson song called "The Day The Wall Came Tumbling Down"; the song eventually was released by Australian Mamma Mia! musical star Anne Wood's album of ABBA covers, Divine Discontent. As of October 2012, Ulvaeus had mentioned writing new material with Andersson for a BAO Christmas release (also mentioned as a BAO box), and Andersson is busy writing music for a Swedish language obscure musical, Hjälp Sökes ("Help is Wanted") together with Kristina Lugn and Lars Rudolfsson, premiering 8 February 2013.
Andersson has also written music for a documentary film about Olof Palme, re-recording the track "Sorgmarch" from his last album as a theme throughout the film.
The song "Kärlekens Tid", recorded 2004 by Helen Sjöholm with BAO, has also been performed in concert in English (lyrics by Ylva Eggehorn) by opera baritone Bryn Terfel.
On 15 April 2013, it was officially announced by the EBU and the SVT that Andersson, along with Ulvaeus and the late Stockholm based DJ and record producer Avicii, had composed the anthem for the 2013 Eurovision Song Contest. The song was performed for the first time in the Final on 18 May.
A new album of Andersson compositions presented in a choral style was released on 18 September 2015. "Kärlekens Tid" was produced in Andersson's Mono Music studio, under the direction of choirmaster Gustaf Sjökvist, who died before the album's release. Gustaf Sjökvists Choir, conducted by Cecilia Rydinger Alin, performed two concerts at Skeppsholmen on 20 September, featuring Benny Andersson on piano. The album includes songs in Swedish and English from a range of Andersson's projects, such as Chess, Kristina and BAO.
In November 2018, Deutsche Grammophon released Piano, a collection of ABBA tunes, tunes from Chess and original compositions all played by Andersson on solo piano.
Andersson reunited with ABBA in 2018. On 2 September 2021, via YouTube livestream, ABBA announced their upcoming virtual concert residency "ABBA Voyage", as well as the imminent release of an eponymous album, recorded between 2017 and 2021. The new record, their first studio album in 40 years, features ten tracks, including "I Still Have Faith In You" and "Don't Shut Me Down", which also were first shown in the aforementioned livestream event and released as a double A-side single. On 5 November 2021, the Voyage album was released worldwide. On 27 May 2022, ABBA Voyage opened in a purpose-built venue named the ABBA Arena at the Queen Elizabeth Olympic Park in London.
Film music
Andersson has written music to several films for screen and television; the first attempt in the early 1970s for the Swedish erotica movie The Seduction of Inga; the film was not a success, but the 'Björn & Benny' single "She's My Kind of Girl" surprised the composers by being released in Japan and becoming a Top 10 hit (the song renamed in Japan as "The Little Girl of the Cold Wind").
In 1987, Andersson wrote music and co-produced the soundtrack with Anders Eljas for the film Mio in the Land of Faraway, based on Swedish author Astrid Lindgrens Mio, My Son. The title song became a huge hit in Sweden for Gemini.
In 2000, he wrote the music for fellow Swede (no relation) Roy Andersson's film Songs from the Second Floor (the music later re-recorded, featuring new lyrics, with BAO! with vocals by Helen Sjöholm). He also wrote the theme for Roy Andersson's next film, You, the Living, from 2007.
Andersson worked on the film adaptation of Mamma Mia!. He also wrote the film score for the 2012 documentary Palme about Swedish prime minister Olof Palme. He later won a Guldbagge Award for Best Original Score, for that film at the 48th Guldbagge Awards.
Awards
Together with Ulvaeus, Andersson was nominated for a Drama Desk Award in a category "Outstanding Music" (for the musical Chess), and for a Tony Award in a category "Best Orchestrations" (for musical Mamma Mia!). Original cast recordings of both musicals were nominated for a Grammy Award. Andersson/Ulvaeus also won a Touring Broadway Award for the musical "Mamma Mia" (best score).
During his post-ABBA career Andersson won four Swedish Grammis awards, and together with Ulvaeus received the "Special International" Ivor Novello award from 'The British Academy of Composers and Songwriters', twice "The Music Export Prize" from the Swedish Ministry of Industry and Trade (2008), as well as the "Lifetime Achievement" award from the Swedish Music Publishers Association (SMFF). In 2002, Andersson was given an honorary professorship by the Swedish Government for his "ability to create high-class music reaching people around the world".
In 2007, he was elected a member of Royal Swedish Academy of Music, and in 2008 received an Honorary Doctorate from the Stockholm University Faculty of Humanities for contributing importantly both to the preservation and the growth of the Swedish folk music tradition.
On 15 March 2010, Andersson appeared on stage in New York with former wife Anni-Frid Lyngstad to accept ABBA's award of induction into the Rock and Roll Hall of Fame. During his acceptance speech he reflected on the important influence of traditional European music and the melancholy of the Swedish soul on ABBA's brand of pop music. "If you live in a country like Sweden, with five, six months of snow, and the sun disappears totally for like two months, that would be reflected in the work of artists," he said. "It's definitely in the Swedish folk music, you can hear it in the Russian folk songs, you can hear in the music from Jean Sibelius or Edvard Grieg from Norway, you can see it in the eyes of Greta Garbo and you can hear it in the voice of Jussi Björling. And you can hear in the sound of Frida and Agnetha on some of our songs too."
In 2012, he received an Honorary Doctorate of Philosophy from the Luleå Tekniska Universitet Faculty of Humanities and Social Sciences.
Andersson won the Swedish "Guldbaggen" award in 2012 as composer of the music for the film "Palme".
For his album Piano he received the Opus Klassik award in 2018.
Personal life
Andersson was engaged to Christina Grönvall. In 1963, they had a son, Peter, and in 1965, a daughter, Heléne. Both children were given their mother's surname. The couple split in 1966 and Christina kept custody of the children as Andersson was then at the peak of his Hep Stars' success. In the 1990s, Peter formed One More Time, a group that enjoyed European success with the ABBA-like "Highland" and, later, as Sweden's entry to the Eurovision Song Contest 1996.
Andersson was in a relationship with Anni-Frid Lyngstad of ABBA for about 11 years, from 1969 till 1980. They married on 6 October 1978, but separated on 26 November 1980 and divorced in 1981.
He married Swedish TV presenter Mona Nörklit in 1981 and had a son, Ludvig (born January 1982), who has since followed in his father's footsteps in forming his own band. Ludvig is also one of the producers of the concert residency ABBA Voyage.
Andersson was an alcoholic through much of his adult life. He has remained a teetotaler since 2001. Andersson did not disclose the extent of his substance abuse problems until a 2011 interview, at which point he had maintained nearly a decade of sobriety.
Discography
Also appears on
Beginner's Guide to Scandinavia (3CD, Nascente 2011)
See also
List of Swedes in music
References
External links
Deutsche Grammophon page on Benny Andersson
BBC Radio 3 New Generation Artists page
icethesite (Benny Andersson and Björn Ulvaeus news site)
The Hep Stars International Official website (Benny before ABBA)
Chronology: Benny Andersson
Official ABBA site
1946 births
Living people
Musicians from Stockholm
ABBA members
Members of the Royal Swedish Academy of Music
Swedish accordionists
Swedish keyboardists
Swedish pianists
Swedish male songwriters
20th-century Swedish male singers
Swedish musical theatre composers
Swedish film score composers
Georges Delerue Award winners
Swedish pop pianists
Eurodisco musicians
Ivor Novello Award winners
Swedish feminists
Male feminists
Feminist musicians
Eurovision Song Contest winners
Best Original Score Guldbagge Award winners
21st-century Swedish male singers
Acoustic guitarists
Swedish organists
Male organists
21st-century accordionists
Male pianists
21st-century organists
Male film score composers
Deutsche Grammophon artists |
3742 | https://en.wikipedia.org/wiki/Bluetooth | Bluetooth | Bluetooth is a short-range wireless technology standard that is used for exchanging data between fixed and mobile devices over short distances and building personal area networks (PANs). In the most widely used mode, transmission power is limited to 2.5 milliwatts, giving it a very short range of up to . It employs UHF radio waves in the ISM bands, from 2.402GHz to 2.48GHz. It is mainly used as an alternative to wire connections, to exchange files between nearby portable devices and connect cell phones and music players with wireless headphones.
Bluetooth is managed by the Bluetooth Special Interest Group (SIG), which has more than 35,000 member companies in the areas of telecommunication, computing, networking, and consumer electronics. The IEEE standardized Bluetooth as IEEE 802.15.1, but no longer maintains the standard. The Bluetooth SIG oversees development of the specification, manages the qualification program, and protects the trademarks. A manufacturer must meet Bluetooth SIG standards to market it as a Bluetooth device. A network of patents apply to the technology, which are licensed to individual qualifying devices. , 4.7 billion Bluetooth integrated circuit chips are shipped annually.
Etymology
The name "Bluetooth" was proposed in 1997 by Jim Kardach of Intel, one of the founders of the Bluetooth SIG. The name was inspired by a conversation with Sven Mattisson who related Scandinavian history through tales from Frans G. Bengtsson's The Long Ships, a historical novel about Vikings and the 10th-century Danish king Harald Bluetooth. Upon discovering a picture of the runestone of Harald Bluetooth in the book A History of the Vikings by Gwyn Jones, Kardach proposed Bluetooth as the codename for the short-range wireless program which is now called Bluetooth.
According to Bluetooth's official website,
Bluetooth is the Anglicised version of the Scandinavian Blåtand/Blåtann (or in Old Norse blátǫnn). It was the epithet of King Harald Bluetooth, who united the disparate
Danish tribes into a single kingdom; Kardach chose the name to imply that Bluetooth similarly unites communication protocols.
The Bluetooth logo is a bind rune merging the Younger Futhark runes (ᚼ, Hagall) and (ᛒ, Bjarkan), Harald's initials.
History
The development of the "short-link" radio technology, later named Bluetooth, was initiated in 1989 by Nils Rydbeck, CTO at Ericsson Mobile in Lund, Sweden. The purpose was to develop wireless headsets, according to two inventions by Johan Ullman, and . Nils Rydbeck tasked Tord Wingren with specifying and Dutchman Jaap Haartsen and Sven Mattisson with developing. Both were working for Ericsson in Lund. Principal design and development began in 1994 and by 1997 the team had a workable solution. From 1997 Örjan Johansson became the project leader and propelled the technology and standardization.
In 1997, Adalio Sanchez, then head of IBM ThinkPad product R&D, approached Nils Rydbeck about collaborating on integrating a mobile phone into a ThinkPad notebook. The two assigned engineers from Ericsson and IBM studied the idea. The conclusion was that power consumption on cellphone technology at that time was too high to allow viable integration into a notebook and still achieve adequate battery life. Instead, the two companies agreed to integrate Ericsson's short-link technology on both a ThinkPad notebook and an Ericsson phone to accomplish the goal.
Since neither IBM ThinkPad notebooks nor Ericsson phones were the market share leaders in their respective markets at that time, Adalio Sanchez and Nils Rydbeck agreed to make the short-link technology an open industry standard to permit each player maximum market access. Ericsson contributed the short-link radio technology, and IBM contributed patents around the logical layer. Adalio Sanchez of IBM then recruited Stephen Nachtsheim of Intel to join and then Intel also recruited Toshiba and Nokia. In May 1998, the Bluetooth SIG was launched with IBM and Ericsson as the founding signatories and a total of five members: Ericsson, Intel, Nokia, Toshiba, and IBM.
The first Bluetooth device was revealed in 1999. It was a hands-free mobile headset that earned the "Best of show Technology Award" at COMDEX. The first Bluetooth mobile phone was the Ericsson T36, but it was the revised Ericsson model T39 that actually made it to store shelves in 2001. In parallel, IBM introduced the IBM ThinkPad A30 in October 2001 which was the first notebook with integrated Bluetooth.
Bluetooth's early incorporation into consumer electronics products continued at Vosi Technologies in Costa Mesa, California, initially overseen by founding members Bejan Amini and Tom Davidson. Vosi Technologies had been created by real estate developer Ivano Stegmenga, with United States Patent 608507, for communication between a cellular phone and a vehicle's audio system. At the time, Sony/Ericsson had only a minor market share in the cellular phone market, which was dominated in the US by Nokia and Motorola. Due to ongoing negotiations for an intended licensing agreement with Motorola beginning in the late 1990s, Vosi could not publicly disclose the intention, integration, and initial development of other enabled devices which were to be the first "Smart Home" internet connected devices.
Vosi needed a means for the system to communicate without a wired connection from the vehicle to the other devices in the network. Bluetooth was chosen, since Wi-Fi was not yet readily available or supported in the public market. Vosi had begun to develop the Vosi Cello integrated vehicular system and some other internet connected devices, one of which was intended to be a table-top device named the Vosi Symphony, networked with Bluetooth. Through the negotiations with Motorola, Vosi introduced and disclosed its intent to integrate Bluetooth in its devices. In the early 2000s a legal battle ensued between Vosi and Motorola, which indefinitely suspended release of the devices. Later, Motorola implemented it in their devices which initiated the significant propagation of Bluetooth in the public market due to its large market share at the time.
In 2012, Jaap Haartsen was nominated by the European Patent Office for the European Inventor Award.
Implementation
Bluetooth operates at frequencies between 2.402 and 2.480GHz, or 2.400 and 2.4835GHz, including guard bands 2MHz wide at the bottom end and 3.5MHz wide at the top. This is in the globally unlicensed (but not unregulated) industrial, scientific and medical (ISM) 2.4GHz short-range radio frequency band. Bluetooth uses a radio technology called frequency-hopping spread spectrum. Bluetooth divides transmitted data into packets, and transmits each packet on one of 79 designated Bluetooth channels. Each channel has a bandwidth of 1MHz. It usually performs 1600hops per second, with adaptive frequency-hopping (AFH) enabled. Bluetooth Low Energy uses 2MHz spacing, which accommodates 40 channels.
Originally, Gaussian frequency-shift keying (GFSK) modulation was the only modulation scheme available. Since the introduction of Bluetooth 2.0+EDR, π/4-DQPSK (differential quadrature phase-shift keying) and 8-DPSK modulation may also be used between compatible devices. Devices functioning with GFSK are said to be operating in basic rate (BR) mode, where an instantaneous bit rate of 1Mbit/s is possible. The term Enhanced Data Rate (EDR) is used to describe π/4-DPSK (EDR2) and 8-DPSK (EDR3) schemes, each giving 2 and 3Mbit/s respectively. The combination of these (BR and EDR) modes in Bluetooth radio technology is classified as a BR/EDR radio.
In 2019, Apple published an extension called HDR which supports data rates of 4 (HDR4) and 8 (HDR8) Mbit/s using π/4-DQPSK modulation on 4 MHz channels with forward error correction (FEC).
Bluetooth is a packet-based protocol with a master/slave architecture. One master may communicate with up to seven slaves in a piconet. All devices within a given piconet use the clock provided by the master as the base for packet exchange. The master clock ticks with a period of 312.5μs, two clock ticks then make up a slot of 625µs, and two slots make up a slot pair of 1250µs. In the simple case of single-slot packets, the master transmits in even slots and receives in odd slots. The slave, conversely, receives in even slots and transmits in odd slots. Packets may be 1, 3, or 5 slots long, but in all cases, the master's transmission begins in even slots and the slave's in odd slots.
The above excludes Bluetooth Low Energy, introduced in the 4.0 specification, which uses the same spectrum but somewhat differently.
Communication and connection
A master BR/EDR Bluetooth device can communicate with a maximum of seven devices in a piconet (an ad hoc computer network using Bluetooth technology), though not all devices reach this maximum. The devices can switch roles, by agreement, and the slave can become the master (for example, a headset initiating a connection to a phone necessarily begins as master—as an initiator of the connection—but may subsequently operate as the slave).
The Bluetooth Core Specification provides for the connection of two or more piconets to form a scatternet, in which certain devices simultaneously play the master/leader role in one piconet and the slave role in another.
At any given time, data can be transferred between the master and one other device (except for the little-used broadcast mode). The master chooses which slave device to address; typically, it switches rapidly from one device to another in a round-robin fashion. Since it is the master that chooses which slave to address, whereas a slave is (in theory) supposed to listen in each receive slot, being a master is a lighter burden than being a slave. Being a master of seven slaves is possible; being a slave of more than one master is possible. The specification is vague as to required behavior in scatternets.
Uses
Bluetooth is a standard wire-replacement communications protocol primarily designed for low power consumption, with a short range based on low-cost transceiver microchips in each device. Because the devices use a radio (broadcast) communications system, they do not have to be in visual line of sight of each other; however, a quasi optical wireless path must be viable.
Bluetooth Classes and power use
Historically, the Bluetooth range was defined by the radio class, with a lower class (and higher output power) having larger range. The actual range achieved by a given link will depend on the qualities of the devices at both ends of the link, as well as the air and obstacles in between. The primary hardware attributes affecting range are the data rate, protocol (Bluetooth Classic or Bluetooth Low Energy), the transmitter power, the receiver sensitivity, and the gain of both antennas.
The effective range varies depending on propagation conditions, material coverage, production sample variations, antenna configurations and battery conditions. Most Bluetooth applications are for indoor conditions, where attenuation of walls and signal fading due to signal reflections make the range far lower than specified line-of-sight ranges of the Bluetooth products.
Most Bluetooth applications are battery-powered Class 2 devices, with little difference in range whether the other end of the link is a Class 1 or Class 2 device as the lower-powered device tends to set the range limit. In some cases the effective range of the data link can be extended when a Class 2 device is connecting to a Class 1 transceiver with both higher sensitivity and transmission power than a typical Class 2 device. Mostly, however, the Class 1 devices have a similar sensitivity to Class 2 devices. Connecting two Class 1 devices with both high sensitivity and high power can allow ranges far in excess of the typical 100m, depending on the throughput required by the application. Some such devices allow open field ranges of up to 1 km and beyond between two similar devices without exceeding legal emission limits.
Bluetooth profile
To use Bluetooth wireless technology, a device must be able to interpret certain Bluetooth profiles.
For example,
The Headset Profile (HSP) connects headphones and earbuds to a cell phone or laptop.
The Health Device Profile (HDP) can connect a cell phone to a digital thermometer, or a heart rate detector.
The Video Distribution Profile (VDP) sends a video stream from a video camera to a TV screen or a recording device.
Profiles are definitions of possible applications and specify general behaviors that Bluetooth-enabled devices use to communicate with other Bluetooth devices. These profiles include settings to parameterize and to control the communication from the start. Adherence to profiles saves the time for transmitting the parameters anew before the bi-directional link becomes effective. There are a wide range of Bluetooth profiles that describe many different types of applications or use cases for devices.
List of applications
Wireless control and communication between a mobile phone and a handsfree headset. This was one of the earliest applications to become popular.
Wireless control of audio and communication functions between a mobile phone and a Bluetooth compatible car stereo system (and sometimes between the SIM card and the car phone).
Wireless communication between a smartphone and a smart lock for unlocking doors.
Wireless control of and communication with iOS and Android device phones, tablets and portable wireless speakers.
Wireless Bluetooth headset and intercom. Idiomatically, a headset is sometimes called "a Bluetooth".
Wireless streaming of audio to headphones with or without communication capabilities.
Wireless streaming of data collected by Bluetooth-enabled fitness devices to phone or PC.
Wireless networking between PCs in a confined space and where little bandwidth is required.
Wireless communication with PC input and output devices, the most common being the mouse, keyboard and printer.
Transfer of files, contact details, calendar appointments, and reminders between devices with OBEX and sharing directories via FTP.
Triggering the camera shutter of a smartphone using a Bluetooth controlled selfie stick.
Replacement of previous wired RS-232 serial communications in test equipment, GPS receivers, medical equipment, bar code scanners, and traffic control devices.
For controls where infrared was often used.
For low bandwidth applications where higher USB bandwidth is not required and cable-free connection desired.
Sending small advertisements from Bluetooth-enabled advertising hoardings to other, discoverable, Bluetooth devices.
Wireless bridge between two Industrial Ethernet (e.g., PROFINET) networks.
Game consoles have been using Bluetooth as a wireless communications protocol for peripherals since the seventh generation, including Nintendo's Wii and Sony's PlayStation 3 which use Bluetooth for their respective controllers.
Dial-up internet access on personal computers or PDAs using a data-capable mobile phone as a wireless modem.
Short-range transmission of health sensor data from medical devices to mobile phone, set-top box or dedicated telehealth devices.
Allowing a DECT phone to ring and answer calls on behalf of a nearby mobile phone.
Real-time location systems (RTLS) are used to track and identify the location of objects in real time using "Nodes" or "tags" attached to, or embedded in, the objects tracked, and "Readers" that receive and process the wireless signals from these tags to determine their locations.
Personal security application on mobile phones for prevention of theft or loss of items. The protected item has a Bluetooth marker (e.g., a tag) that is in constant communication with the phone. If the connection is broken (the marker is out of range of the phone) then an alarm is raised. This can also be used as a man overboard alarm.
Calgary, Alberta, Canada's Roads Traffic division uses data collected from travelers' Bluetooth devices to predict travel times and road congestion for motorists.
Wireless transmission of audio (a more reliable alternative to FM transmitters)
Live video streaming to the visual cortical implant device by Nabeel Fattah in Newcastle university 2017.
Connection of motion controllers to a PC when using VR headsets
Bluetooth vs Wi-Fi (IEEE 802.11)
Bluetooth and Wi-Fi (Wi-Fi is the brand name for products using IEEE 802.11 standards) have some similar applications: setting up networks, printing, or transferring files. Wi-Fi is intended as a replacement for high-speed cabling for general local area network access in work areas or home. This category of applications is sometimes called wireless local area networks (WLAN). Bluetooth was intended for portable equipment and its applications. The category of applications is outlined as the wireless personal area network (WPAN). Bluetooth is a replacement for cabling in various personally carried applications in any setting and also works for fixed location applications such as smart energy functionality in the home (thermostats, etc.).
Wi-Fi and Bluetooth are to some extent complementary in their applications and usage. Wi-Fi is usually access point-centered, with an asymmetrical client-server connection with all traffic routed through the access point, while Bluetooth is usually symmetrical, between two Bluetooth devices. Bluetooth serves well in simple applications where two devices need to connect with a minimal configuration like a button press, as in headsets and speakers.
Devices
Bluetooth exists in numerous products such as telephones, speakers, tablets, media players, robotics systems, laptops, and game console equipment as well as some high definition headsets, modems, hearing aids and even watches. Given the variety of devices which use Bluetooth, coupled with the contemporary deprecation of headphone jacks by Apple, Google, and other companies, and the lack of regulation by the FCC, the technology is prone to interference. Nonetheless, Bluetooth is useful when transferring information between two or more devices that are near each other in low-bandwidth situations. Bluetooth is commonly used to transfer sound data with telephones (i.e., with a Bluetooth headset) or byte data with hand-held computers (transferring files).
Bluetooth protocols simplify the discovery and setup of services between devices. Bluetooth devices can advertise all of the services they provide. This makes using services easier, because more of the security, network address and permission configuration can be automated than with many other network types.
Computer requirements
A personal computer that does not have embedded Bluetooth can use a Bluetooth adapter that enables the PC to communicate with Bluetooth devices. While some desktop computers and most recent laptops come with a built-in Bluetooth radio, others require an external adapter, typically in the form of a small USB "dongle."
Unlike its predecessor, IrDA, which requires a separate adapter for each device, Bluetooth lets multiple devices communicate with a computer over a single adapter.
Operating system implementation
For Microsoft platforms, Windows XP Service Pack 2 and SP3 releases work natively with Bluetooth v1.1, v2.0 and v2.0+EDR. Previous versions required users to install their Bluetooth adapter's own drivers, which were not directly supported by Microsoft. Microsoft's own Bluetooth dongles (packaged with their Bluetooth computer devices) have no external drivers and thus require at least Windows XP Service Pack 2. Windows Vista RTM/SP1 with the Feature Pack for Wireless or Windows Vista SP2 work with Bluetooth v2.1+EDR. Windows 7 works with Bluetooth v2.1+EDR and Extended Inquiry Response (EIR).
The Windows XP and Windows Vista/Windows 7 Bluetooth stacks support the following Bluetooth profiles natively: PAN, SPP, DUN, HID, HCRP. The Windows XP stack can be replaced by a third party stack that supports more profiles or newer Bluetooth versions. The Windows Vista/Windows 7 Bluetooth stack supports vendor-supplied additional profiles without requiring that the Microsoft stack be replaced. Windows 8 and later support Bluetooth Low Energy (BLE). It is generally recommended to install the latest vendor driver and its associated stack to be able to use the Bluetooth device at its fullest extent.
Apple products have worked with Bluetooth since Mac OSX v10.2, which was released in 2002.
Linux has two popular Bluetooth stacks, BlueZ and Fluoride. The BlueZ stack is included with most Linux kernels and was originally developed by Qualcomm. Fluoride, earlier known as Bluedroid is included in Android OS and was originally developed by Broadcom.
There is also Affix stack, developed by Nokia. It was once popular, but has not been updated since 2005.
FreeBSD has included Bluetooth since its v5.0 release, implemented through netgraph.
NetBSD has included Bluetooth since its v4.0 release. Its Bluetooth stack was ported to OpenBSD as well, however OpenBSD later removed it as unmaintained.
DragonFly BSD has had NetBSD's Bluetooth implementation since 1.11 (2008). A netgraph-based implementation from FreeBSD has also been available in the tree, possibly disabled until 2014-11-15, and may require more work.
Specifications and features
The specifications were formalized by the Bluetooth Special Interest Group (SIG) and formally announced on 20 May 1998. In 2014 it had a membership of over 30,000 companies worldwide. It was established by Ericsson, IBM, Intel, Nokia and Toshiba, and later joined by many other companies.
All versions of the Bluetooth standards support backwards compatibility. That lets the latest standard cover all older versions.
The Bluetooth Core Specification Working Group (CSWG) produces mainly 4 kinds of specifications:
The Bluetooth Core Specification, release cycle is typically a few years in between
Core Specification Addendum (CSA), release cycle can be as tight as a few times per year
Core Specification Supplements (CSS), can be released very quickly
Errata (Available with a user account: Errata login)
Bluetooth 1.0 and 1.0B
Products were not interoperable
Anonymity was not possible, preventing certain services from using Bluetooth environments
Bluetooth 1.1
Ratified as IEEE Standard 802.15.1–2002
Many errors found in the v1.0B specifications were fixed.
Added possibility of non-encrypted channels.
Received signal strength indicator (RSSI).
Bluetooth 1.2
Major enhancements include:
Faster connection and discovery
Adaptive frequency-hopping spread spectrum (AFH), which improves resistance to radio frequency interference by avoiding the use of crowded frequencies in the hopping sequence.
Higher transmission speeds in practice than in v1.1, up to 721 kbit/s.
Extended Synchronous Connections (eSCO), which improve voice quality of audio links by allowing retransmissions of corrupted packets, and may optionally increase audio latency to provide better concurrent data transfer.
Host Controller Interface (HCI) operation with three-wire UART.
Ratified as IEEE Standard 802.15.1–2005
Introduced flow control and retransmission modes for .
Bluetooth 2.0 + EDR
This version of the Bluetooth Core Specification was released before 2005. The main difference is the introduction of an Enhanced Data Rate (EDR) for faster data transfer. The bit rate of EDR is 3Mbit/s, although the maximum data transfer rate (allowing for inter-packet time and acknowledgements) is 2.1Mbit/s. EDR uses a combination of GFSK and phase-shift keying modulation (PSK) with two variants, π/4-DQPSK and 8-DPSK. EDR can provide a lower power consumption through a reduced duty cycle.
The specification is published as Bluetooth v2.0 + EDR, which implies that EDR is an optional feature. Aside from EDR, the v2.0 specification contains other minor improvements, and products may claim compliance to "Bluetooth v2.0" without supporting the higher data rate. At least one commercial device states "Bluetooth v2.0 without EDR" on its data sheet.
Bluetooth 2.1 + EDR
Bluetooth Core Specification version 2.1 + EDR was adopted by the Bluetooth SIG on 26 July 2007.
The headline feature of v2.1 is secure simple pairing (SSP): this improves the pairing experience for Bluetooth devices, while increasing the use and strength of security.
Version 2.1 allows various other improvements, including extended inquiry response (EIR), which provides more information during the inquiry procedure to allow better filtering of devices before connection; and sniff subrating, which reduces the power consumption in low-power mode.
Bluetooth 3.0 + HS
Version 3.0 + HS of the Bluetooth Core Specification was adopted by the Bluetooth SIG on 21 April 2009. Bluetooth v3.0 + HS provides theoretical data transfer speeds of up to 24 Mbit/s, though not over the Bluetooth link itself. Instead, the Bluetooth link is used for negotiation and establishment, and the high data rate traffic is carried over a colocated 802.11 link.
The main new feature is (Alternative MAC/PHY), the addition of 802.11 as a high-speed transport. The high-speed part of the specification is not mandatory, and hence only devices that display the "+HS" logo actually support Bluetooth over 802.11 high-speed data transfer. A Bluetooth v3.0 device without the "+HS" suffix is only required to support features introduced in Core Specification version 3.0 or earlier Core Specification Addendum 1.
L2CAP Enhanced modes Enhanced Retransmission Mode (ERTM) implements reliable L2CAP channel, while Streaming Mode (SM) implements unreliable channel with no retransmission or flow control. Introduced in Core Specification Addendum 1.
Alternative MAC/PHY Enables the use of alternative MAC and PHYs for transporting Bluetooth profile data. The Bluetooth radio is still used for device discovery, initial connection and profile configuration. However, when large quantities of data must be sent, the high-speed alternative MAC PHY 802.11 (typically associated with Wi-Fi) transports the data. This means that Bluetooth uses proven low power connection models when the system is idle, and the faster radio when it must send large quantities of data. AMP links require enhanced L2CAP modes.
Unicast Connectionless Data Permits sending service data without establishing an explicit L2CAP channel. It is intended for use by applications that require low latency between user action and reconnection/transmission of data. This is only appropriate for small amounts of data.
Enhanced Power Control Updates the power control feature to remove the open loop power control, and also to clarify ambiguities in power control introduced by the new modulation schemes added for EDR. Enhanced power control removes the ambiguities by specifying the behavior that is expected. The feature also adds closed loop power control, meaning RSSI filtering can start as the response is received. Additionally, a "go straight to maximum power" request has been introduced. This is expected to deal with the headset link loss issue typically observed when a user puts their phone into a pocket on the opposite side to the headset.
Ultra-wideband
The high-speed (AMP) feature of Bluetooth v3.0 was originally intended for UWB, but the WiMedia Alliance, the body responsible for the flavor of UWB intended for Bluetooth, announced in March 2009 that it was disbanding, and ultimately UWB was omitted from the Core v3.0 specification.
On 16 March 2009, the WiMedia Alliance announced it was entering into technology transfer agreements for the WiMedia Ultra-wideband (UWB) specifications. WiMedia has transferred all current and future specifications, including work on future high-speed and power-optimized implementations, to the Bluetooth Special Interest Group (SIG), Wireless USB Promoter Group and the USB Implementers Forum. After successful completion of the technology transfer, marketing, and related administrative items, the WiMedia Alliance ceased operations.
In October 2009, the Bluetooth Special Interest Group suspended development of UWB as part of the alternative MAC/PHY, Bluetooth v3.0 + HS solution. A small, but significant, number of former WiMedia members had not and would not sign up to the necessary agreements for the IP transfer. As of 2009, the Bluetooth SIG was in the process of evaluating other options for its longer term roadmap.
Bluetooth 4.0
The Bluetooth SIG completed the Bluetooth Core Specification version 4.0 (called Bluetooth Smart) and has been adopted . It includes Classic Bluetooth, Bluetooth high speed and Bluetooth Low Energy (BLE) protocols. Bluetooth high speed is based on Wi-Fi, and Classic Bluetooth consists of legacy Bluetooth protocols.
Bluetooth Low Energy, previously known as Wibree, is a subset of Bluetooth v4.0 with an entirely new protocol stack for rapid build-up of simple links. As an alternative to the Bluetooth standard protocols that were introduced in Bluetooth v1.0 to v3.0, it is aimed at very low power applications powered by a coin cell. Chip designs allow for two types of implementation, dual-mode, single-mode and enhanced past versions. The provisional names Wibree and Bluetooth ULP (Ultra Low Power) were abandoned and the BLE name was used for a while. In late 2011, new logos "Bluetooth Smart Ready" for hosts and "Bluetooth Smart" for sensors were introduced as the general-public face of BLE.
Compared to Classic Bluetooth, Bluetooth Low Energy is intended to provide considerably reduced power consumption and cost while maintaining a similar communication range. In terms of lengthening the battery life of Bluetooth devices, represents a significant progression.
In a single-mode implementation, only the low energy protocol stack is implemented. Dialog Semiconductor, STMicroelectronics, AMICCOM, CSR, Nordic Semiconductor and Texas Instruments have released single mode Bluetooth Low Energy solutions.
In a dual-mode implementation, Bluetooth Smart functionality is integrated into an existing Classic Bluetooth controller. , the following semiconductor companies have announced the availability of chips meeting the standard: Qualcomm-Atheros, CSR, Broadcom and Texas Instruments. The compliant architecture shares all of Classic Bluetooth's existing radio and functionality resulting in a negligible cost increase compared to Classic Bluetooth.
Cost-reduced single-mode chips, which enable highly integrated and compact devices, feature a lightweight Link Layer providing ultra-low power idle mode operation, simple device discovery, and reliable point-to-multipoint data transfer with advanced power-save and secure encrypted connections at the lowest possible cost.
General improvements in version 4.0 include the changes necessary to facilitate BLE modes, as well the Generic Attribute Profile (GATT) and Security Manager (SM) services with AES Encryption.
Core Specification Addendum 2 was unveiled in December 2011; it contains improvements to the audio Host Controller Interface and to the High Speed (802.11) Protocol Adaptation Layer.
Core Specification Addendum 3 revision 2 has an adoption date of 24 July 2012.
Core Specification Addendum 4 has an adoption date of 12 February 2013.
Bluetooth 4.1
The Bluetooth SIG announced formal adoption of the Bluetooth v4.1 specification on 4 December 2013. This specification is an incremental software update to Bluetooth Specification v4.0, and not a hardware update. The update incorporates Bluetooth Core Specification Addenda (CSA 1, 2, 3 & 4) and adds new features that improve consumer usability. These include increased co-existence support for LTE, bulk data exchange rates—and aid developer innovation by allowing devices to support multiple roles simultaneously.
New features of this specification include:
Mobile wireless service coexistence signaling
Train nudging and generalized interlaced scanning
Low Duty Cycle Directed Advertising
L2CAP connection-oriented and dedicated channels with credit-based flow control
Dual Mode and Topology
LE Link Layer Topology
802.11n PAL
Audio architecture updates for Wide Band Speech
Fast data advertising interval
Limited discovery time
Notice that some features were already available in a Core Specification Addendum (CSA) before the release of v4.1.
Bluetooth 4.2
Released on 2 December 2014, it introduces features for the Internet of things.
The major areas of improvement are:
Low Energy Secure Connection with Data Packet Length Extension
Link Layer Privacy with Extended Scanner Filter Policies
Internet Protocol Support Profile (IPSP) version 6 ready for Bluetooth Smart things to support connected home
Older Bluetooth hardware may receive 4.2 features such as Data Packet Length Extension and improved privacy via firmware updates.
Bluetooth 5
The Bluetooth SIG released Bluetooth 5 on 6 December 2016. Its new features are mainly focused on new Internet of Things technology. Sony was the first to announce Bluetooth 5.0 support with its Xperia XZ Premium in Feb 2017 during the Mobile World Congress 2017. The Samsung Galaxy S8 launched with Bluetooth 5 support in April 2017. In September 2017, the iPhone 8, 8 Plus and iPhone X launched with Bluetooth 5 support as well. Apple also integrated Bluetooth 5 in its new HomePod offering released on 9 February 2018. Marketing drops the point number; so that it is just "Bluetooth 5" (unlike Bluetooth 4.0); the change is for the sake of "Simplifying our marketing, communicating user benefits more effectively and making it easier to signal significant technology updates to the market."
Bluetooth 5 provides, for BLE, options that can double the speed (2Mbit/s burst) at the expense of range, or provide up to four times the range at the expense of data rate. The increase in transmissions could be important for Internet of Things devices, where many nodes connect throughout a whole house. Bluetooth 5 increases capacity of connectionless services such as location-relevant navigation of low-energy Bluetooth connections.
The major areas of improvement are:
Slot Availability Mask (SAM)
2 Mbit/s PHY for
LE Long Range
High Duty Cycle Non-Connectable Advertising
LE Advertising Extensions
LE Channel Selection Algorithm #2
Features Added in CSA5 – Integrated in v5.0:
Higher Output Power
The following features were removed in this version of the specification:
Park State
Bluetooth 5.1
The Bluetooth SIG presented Bluetooth 5.1 on 21 January 2019.
The major areas of improvement are:
Angle of Arrival (AoA) and Angle of Departure (AoD) which are used for locating and tracking of devices
Advertising Channel Index
GATT caching
Minor Enhancements batch 1:
HCI support for debug keys in LE Secure Connections
Sleep clock accuracy update mechanism
ADI field in scan response data
Interaction between and Flow Specification
Block Host channel classification for secondary advertising
Allow the SID to appear in scan response reports
Specify the behavior when rules are violated
Periodic Advertising Sync Transfer
Features Added in Core Specification Addendum (CSA) 6 – Integrated in v5.1:
Models
Mesh-based model hierarchy
The following features were removed in this version of the specification:
Unit keys
Bluetooth 5.2
On 31 December 2019, the Bluetooth SIG published the Bluetooth Core Specification Version 5.2. The new specification adds new features:
Enhanced Attribute Protocol (EATT), an improved version of the Attribute Protocol (ATT)
LE Power Control
LE Isochronous Channels
LE Audio that is built on top of the new 5.2 features. BT LE Audio was announced in January 2020 at CES by the Bluetooth SIG. Compared to regular Bluetooth Audio, Bluetooth Low Energy Audio makes lower battery consumption possible and creates a standardized way of transmitting audio over BT LE. Bluetooth LE Audio also allows one-to-many and many-to-one transmission, allowing multiple receivers from one source or one receiver for multiple sources, known as Auracast. It uses a new LC3 codec. BLE Audio will also add support for hearing aids. On 12 July 2022, the Bluetooth SIG announced the completion of Bluetooth LE Audio. The standard has a lower minimum latency claim of 20–30 ms vs Bluetooth Classic audio of 100–200 ms. At IFA in August 2023 Samsung announced support for Auracast through a software update for their Galaxy Buds2 Pro and two of their TV's. In October users started getting updates for the earbuds.
Bluetooth 5.3
The Bluetooth SIG published the Bluetooth Core Specification Version 5.3 on 13 July 2021. The feature enhancements of Bluetooth 5.3 are:
Connection Subrating
Periodic Advertisement Interval
Channel Classification Enhancement
Encryption key size control enhancements
The following features were removed in this version of the specification:
Alternate MAC and PHY (AMP) Extension
Bluetooth 5.4
The Bluetooth SIG released the Bluetooth Core Specification Version 5.4 on 7 February 2023. This new version adds the following features:
Periodic Advertising with Responses (PAwR)
Encrypted Advertising Data
LE Security Levels Characteristic
Advertising Coding Selection
Technical information
Architecture
Software
Seeking to extend the compatibility of Bluetooth devices, the devices that adhere to the standard use an interface called HCI (Host Controller Interface) between the host and the controller.
High-level protocols such as the SDP (Protocol used to find other Bluetooth devices within the communication range, also responsible for detecting the function of devices in range), RFCOMM (Protocol used to emulate serial port connections) and TCS (Telephony control protocol) interact with the baseband controller through the L2CAP (Logical Link Control and Adaptation Protocol). The L2CAP protocol is responsible for the segmentation and reassembly of the packets.
Hardware
The hardware that makes up the Bluetooth device is made up of, logically, two parts; which may or may not be physically separate. A radio device, responsible for modulating and transmitting the signal; and a digital controller. The digital controller is likely a CPU, one of whose functions is to run a Link Controller; and interfaces with the host device; but some functions may be delegated to hardware. The Link Controller is responsible for the processing of the baseband and the management of ARQ and physical layer FEC protocols. In addition, it handles the transfer functions (both asynchronous and synchronous), audio coding (e.g. SBC (codec)) and data encryption. The CPU of the device is responsible for attending the instructions related to Bluetooth of the host device, in order to simplify its operation. To do this, the CPU runs software called Link Manager that has the function of communicating with other devices through the LMP protocol.
A Bluetooth device is a short-range wireless device. Bluetooth devices are fabricated on RF CMOS integrated circuit (RF circuit) chips.
Bluetooth protocol stack
Bluetooth is defined as a layer protocol architecture consisting of core protocols, cable replacement protocols, telephony control protocols, and adopted protocols. Mandatory protocols for all Bluetooth stacks are LMP, L2CAP and SDP. In addition, devices that communicate with Bluetooth almost universally can use these protocols: HCI and RFCOMM.
Link Manager
The Link Manager (LM) is the system that manages establishing the connection between devices. It is responsible for the establishment, authentication and configuration of the link. The Link Manager locates other managers and communicates with them via the management protocol of the LMP link. To perform its function as a service provider, the LM uses the services included in the Link Controller (LC).
The Link Manager Protocol basically consists of several PDUs (Protocol Data Units) that are sent from one device to another. The following is a list of supported services:
Transmission and reception of data.
Name request
Request of the link addresses.
Establishment of the connection.
Authentication.
Negotiation of link mode and connection establishment.
Host Controller Interface
The Host Controller Interface provides a command interface between the controller and the host.
Logical Link Control and Adaptation Protocol
The Logical Link Control and Adaptation Protocol (L2CAP) is used to multiplex multiple logical connections between two devices using different higher level protocols.
Provides segmentation and reassembly of on-air packets.
In Basic mode, L2CAP provides packets with a payload configurable up to 64 kB, with 672 bytes as the default MTU, and 48 bytes as the minimum mandatory supported MTU.
In Retransmission and Flow Control modes, L2CAP can be configured either for isochronous data or reliable data per channel by performing retransmissions and CRC checks.
Bluetooth Core Specification Addendum 1 adds two additional L2CAP modes to the core specification. These modes effectively deprecate original Retransmission and Flow Control modes:
Enhanced Retransmission Mode (ERTM) This mode is an improved version of the original retransmission mode. This mode provides a reliable L2CAP channel.
Streaming Mode (SM) This is a very simple mode, with no retransmission or flow control. This mode provides an unreliable L2CAP channel.
Reliability in any of these modes is optionally and/or additionally guaranteed by the lower layer Bluetooth BDR/EDR air interface by configuring the number of retransmissions and flush timeout (time after which the radio flushes packets). In-order sequencing is guaranteed by the lower layer.
Only L2CAP channels configured in ERTM or SM may be operated over AMP logical links.
Service Discovery Protocol
The Service Discovery Protocol (SDP) allows a device to discover services offered by other devices, and their associated parameters. For example, when you use a mobile phone with a Bluetooth headset, the phone uses SDP to determine which Bluetooth profiles the headset can use (Headset Profile, Hands Free Profile (HFP), Advanced Audio Distribution Profile (A2DP) etc.) and the protocol multiplexer settings needed for the phone to connect to the headset using each of them. Each service is identified by a Universally Unique Identifier (UUID), with official services (Bluetooth profiles) assigned a short form UUID (16 bits rather than the full 128).
Radio Frequency Communications
Radio Frequency Communications (RFCOMM) is a cable replacement protocol used for generating a virtual serial data stream. RFCOMM provides for binary data transport and emulates [[EIA-1325
]] (formerly RS-232) control signals over the Bluetooth baseband layer, i.e., it is a serial port emulation.
RFCOMM provides a simple, reliable, data stream to the user, similar to TCP. It is used directly by many telephony related profiles as a carrier for AT commands, as well as being a transport layer for OBEX over Bluetooth.
Many Bluetooth applications use RFCOMM because of its widespread support and publicly available API on most operating systems. Additionally, applications that used a serial port to communicate can be quickly ported to use RFCOMM.
Bluetooth Network Encapsulation Protocol
The Bluetooth Network Encapsulation Protocol (BNEP) is used for transferring another protocol stack's data via an L2CAP channel.
Its main purpose is the transmission of IP packets in the Personal Area Networking Profile.
BNEP performs a similar function to SNAP in Wireless LAN.
Audio/Video Control Transport Protocol
The Audio/Video Control Transport Protocol (AVCTP) is used by the remote control profile to transfer AV/C commands over an L2CAP channel. The music control buttons on a stereo headset use this protocol to control the music player.
Audio/Video Distribution Transport Protocol
The Audio/Video Distribution Transport Protocol (AVDTP) is used by the advanced audio distribution (A2DP) profile to stream music to stereo headsets over an L2CAP channel intended for video distribution profile in the Bluetooth transmission.
Telephony Control Protocol
The Telephony Control Protocol– Binary (TCS BIN) is the bit-oriented protocol that defines the call control signaling for the establishment of voice and data calls between Bluetooth devices. Additionally, "TCS BIN defines mobility management procedures for handling groups of Bluetooth TCS devices."
TCS-BIN is only used by the cordless telephony profile, which failed to attract implementers. As such it is only of historical interest.
Adopted protocols
Adopted protocols are defined by other standards-making organizations and incorporated into Bluetooth's protocol stack, allowing Bluetooth to code protocols only when necessary. The adopted protocols include:
Point-to-Point Protocol (PPP) Internet standard protocol for transporting IP datagrams over a point-to-point link.
TCP/IP/UDP Foundation Protocols for TCP/IP protocol suite
Object Exchange Protocol (OBEX) Session-layer protocol for the exchange of objects, providing a model for object and operation representation
Wireless Application Environment/Wireless Application Protocol (WAE/WAP) WAE specifies an application framework for wireless devices and WAP is an open standard to provide mobile users access to telephony and information services.
Baseband error correction
Depending on packet type, individual packets may be protected by error correction, either 1/3 rate forward error correction (FEC) or 2/3 rate. In addition, packets with CRC will be retransmitted until acknowledged by automatic repeat request (ARQ).
Setting up connections
Any Bluetooth device in discoverable mode transmits the following information on demand:
Device name
Device class
List of services
Technical information (for example: device features, manufacturer, Bluetooth specification used, clock offset)
Any device may perform an inquiry to find other devices to connect to, and any device can be configured to respond to such inquiries. However, if the device trying to connect knows the address of the device, it always responds to direct connection requests and transmits the information shown in the list above if requested. Use of a device's services may require pairing or acceptance by its owner, but the connection itself can be initiated by any device and held until it goes out of range. Some devices can be connected to only one device at a time, and connecting to them prevents them from connecting to other devices and appearing in inquiries until they disconnect from the other device.
Every device has a unique 48-bit address. However, these addresses are generally not shown in inquiries. Instead, friendly Bluetooth names are used, which can be set by the user. This name appears when another user scans for devices and in lists of paired devices.
Most cellular phones have the Bluetooth name set to the manufacturer and model of the phone by default. Most cellular phones and laptops show only the Bluetooth names and special programs are required to get additional information about remote devices. This can be confusing as, for example, there could be several cellular phones in range named T610 (see Bluejacking).
Pairing and bonding
Motivation
Many services offered over Bluetooth can expose private data or let a connecting party control the Bluetooth device. Security reasons make it necessary to recognize specific devices, and thus enable control over which devices can connect to a given Bluetooth device. At the same time, it is useful for Bluetooth devices to be able to establish a connection without user intervention (for example, as soon as in range).
To resolve this conflict, Bluetooth uses a process called bonding, and a bond is generated through a process called pairing. The pairing process is triggered either by a specific request from a user to generate a bond (for example, the user explicitly requests to "Add a Bluetooth device"), or it is triggered automatically when connecting to a service where (for the first time) the identity of a device is required for security purposes. These two cases are referred to as dedicated bonding and general bonding respectively.
Pairing often involves some level of user interaction. This user interaction confirms the identity of the devices. When pairing completes, a bond forms between the two devices, enabling those two devices to connect in the future without repeating the pairing process to confirm device identities. When desired, the user can remove the bonding relationship.
Implementation
During pairing, the two devices establish a relationship by creating a shared secret known as a link key. If both devices store the same link key, they are said to be paired or bonded. A device that wants to communicate only with a bonded device can cryptographically authenticate the identity of the other device, ensuring it is the same device it previously paired with. Once a link key is generated, an authenticated ACL link between the devices may be encrypted to protect exchanged data against eavesdropping. Users can delete link keys from either device, which removes the bond between the devices—so it is possible for one device to have a stored link key for a device it is no longer paired with.
Bluetooth services generally require either encryption or authentication and as such require pairing before they let a remote device connect. Some services, such as the Object Push Profile, elect not to explicitly require authentication or encryption so that pairing does not interfere with the user experience associated with the service use-cases.
Pairing mechanisms
Pairing mechanisms changed significantly with the introduction of Secure Simple Pairing in Bluetooth v2.1. The following summarizes the pairing mechanisms:
Legacy pairing: This is the only method available in Bluetooth v2.0 and before. Each device must enter a PIN code; pairing is only successful if both devices enter the same PIN code. Any 16-byte UTF-8 string may be used as a PIN code; however, not all devices may be capable of entering all possible PIN codes.
Limited input devices: The obvious example of this class of device is a Bluetooth Hands-free headset, which generally have few inputs. These devices usually have a fixed PIN, for example "0000" or "1234", that are hard-coded into the device.
Numeric input devices: Mobile phones are classic examples of these devices. They allow a user to enter a numeric value up to 16 digits in length.
Alpha-numeric input devices: PCs and smartphones are examples of these devices. They allow a user to enter full UTF-8 text as a PIN code. If pairing with a less capable device the user must be aware of the input limitations on the other device; there is no mechanism available for a capable device to determine how it should limit the available input a user may use.
Secure Simple Pairing (SSP): This is required by Bluetooth v2.1, although a Bluetooth v2.1 device may only use legacy pairing to interoperate with a v2.0 or earlier device. Secure Simple Pairing uses a form of public-key cryptography, and some types can help protect against man in the middle, or MITM attacks. SSP has the following authentication mechanisms:
Just works: As the name implies, this method just works, with no user interaction. However, a device may prompt the user to confirm the pairing process. This method is typically used by headsets with minimal IO capabilities, and is more secure than the fixed PIN mechanism this limited set of devices uses for legacy pairing. This method provides no man-in-the-middle (MITM) protection.
Numeric comparison: If both devices have a display, and at least one can accept a binary yes/no user input, they may use Numeric Comparison. This method displays a 6-digit numeric code on each device. The user should compare the numbers to ensure they are identical. If the comparison succeeds, the user(s) should confirm pairing on the device(s) that can accept an input. This method provides MITM protection, assuming the user confirms on both devices and actually performs the comparison properly.
Passkey Entry: This method may be used between a device with a display and a device with numeric keypad entry (such as a keyboard), or two devices with numeric keypad entry. In the first case, the display presents a 6-digit numeric code to the user, who then enters the code on the keypad. In the second case, the user of each device enters the same 6-digit number. Both of these cases provide MITM protection.
Out of band (OOB): This method uses an external means of communication, such as near-field communication (NFC) to exchange some information used in the pairing process. Pairing is completed using the Bluetooth radio, but requires information from the OOB mechanism. This provides only the level of MITM protection that is present in the OOB mechanism.
SSP is considered simple for the following reasons:
In most cases, it does not require a user to generate a passkey.
For use cases not requiring MITM protection, user interaction can be eliminated.
For numeric comparison, MITM protection can be achieved with a simple equality comparison by the user.
Using OOB with NFC enables pairing when devices simply get close, rather than requiring a lengthy discovery process.
Security concerns
Prior to Bluetooth v2.1, encryption is not required and can be turned off at any time. Moreover, the encryption key is only good for approximately 23.5 hours; using a single encryption key longer than this time allows simple XOR attacks to retrieve the encryption key.
Turning off encryption is required for several normal operations, so it is problematic to detect if encryption is disabled for a valid reason or a security attack.
Bluetooth v2.1 addresses this in the following ways:
Encryption is required for all non-SDP (Service Discovery Protocol) connections
A new Encryption Pause and Resume feature is used for all normal operations that require that encryption be disabled. This enables easy identification of normal operation from security attacks.
The encryption key must be refreshed before it expires.
Link keys may be stored on the device file system, not on the Bluetooth chip itself. Many Bluetooth chip manufacturers let link keys be stored on the device—however, if the device is removable, this means that the link key moves with the device.
Security
Overview
Bluetooth implements confidentiality, authentication and key derivation with custom algorithms based on the SAFER+ block cipher. Bluetooth key generation is generally based on a Bluetooth PIN, which must be entered into both devices. This procedure might be modified if one of the devices has a fixed PIN (e.g., for headsets or similar devices with a restricted user interface). During pairing, an initialization key or master key is generated, using the E22 algorithm.
The E0 stream cipher is used for encrypting packets, granting confidentiality, and is based on a shared cryptographic secret, namely a previously generated link key or master key. Those keys, used for subsequent encryption of data sent via the air interface, rely on the Bluetooth PIN, which has been entered into one or both devices.
An overview of Bluetooth vulnerabilities exploits was published in 2007 by Andreas Becker.
In September 2008, the National Institute of Standards and Technology (NIST) published a Guide to Bluetooth Security as a reference for organizations. It describes Bluetooth security capabilities and how to secure Bluetooth technologies effectively. While Bluetooth has its benefits, it is susceptible to denial-of-service attacks, eavesdropping, man-in-the-middle attacks, message modification, and resource misappropriation. Users and organizations must evaluate their acceptable level of risk and incorporate security into the lifecycle of Bluetooth devices. To help mitigate risks, included in the NIST document are security checklists with guidelines and recommendations for creating and maintaining secure Bluetooth piconets, headsets, and smart card readers.
Bluetooth v2.1 – finalized in 2007 with consumer devices first appearing in 2009 – makes significant changes to Bluetooth's security, including pairing. See the pairing mechanisms section for more about these changes.
The most common cyber attacks of Bluetooth devices
When a Bluetooth device transmits unwanted spam and phishing messages to another Bluetooth device, it is known as bluejacking. Bluesnarfing is a malicious hack that uses a Bluetooth connection to steal information from one's device. Bluesmacking is a denial of service (DoS) attack that attempts to overload one's device and shut it down. Bluebugging is a sort of attack in which a cybercriminal uses a hidden Bluetooth connection to acquire backdoor access to one's device. Car whispering is a Bluetooth security flaw that affects Bluetooth-enabled car radios.
Cybersecurity compliance of bluetooth devices
RED
The Radio Equipment Directive 2014/53/EU (RED) regulates radio equipment's electromagnetic compatibility, safety, health, and radio spectrum efficiency. The Directive's Article 3(3) replaces radio-specific equipment cybersecurity with common interface standards. Radio equipment marketed in the EU must meet cybersecurity criteria in Article 3 (3) of the Radio Equipment Directive (RED).
Consumer IoT devices
ETSI EN 303 645 prepares the devices to guard against the most prevalent cybersecurity risks and prevent large-scale assaults on connected devices. It lays the groundwork for IoT certification. It has 13 cybersecurity categories and data protection regulations. In addition to device security requirements, it offers advice for managing security risks, including identification, assessment, deployment of controls, and continuing monitoring.
Bluejacking
Bluejacking is the sending of either a picture or a message from one user to an unsuspecting user through Bluetooth wireless technology. Common applications include short messages, e.g., "You've just been bluejacked!" Bluejacking does not involve the removal or alteration of any data from the device.
Some form of DoS is also possible, even in modern devices, by sending unsolicited pairing requests in rapid succession; this becomes disruptive because most systems display a full screen notification for every connection request, interrupting every other activity, especially on less powerful devices.
History of security concerns
2001–2004
In 2001, Jakobsson and Wetzel from Bell Laboratories discovered flaws in the Bluetooth pairing protocol and also pointed to vulnerabilities in the encryption scheme. In 2003, Ben and Adam Laurie from A.L. Digital Ltd. discovered that serious flaws in some poor implementations of Bluetooth security may lead to disclosure of personal data. In a subsequent experiment, Martin Herfurt from the trifinite.group was able to do a field-trial at the CeBIT fairgrounds, showing the importance of the problem to the world. A new attack called BlueBug was used for this experiment. In 2004 the first purported virus using Bluetooth to spread itself among mobile phones appeared on the Symbian OS.
The virus was first described by Kaspersky Lab and requires users to confirm the installation of unknown software before it can propagate. The virus was written as a proof-of-concept by a group of virus writers known as "29A" and sent to anti-virus groups. Thus, it should be regarded as a potential (but not real) security threat to Bluetooth technology or Symbian OS since the virus has never spread outside of this system. In August 2004, a world-record-setting experiment (see also Bluetooth sniping) showed that the range of Class 2 Bluetooth radios could be extended to with directional antennas and signal amplifiers.
This poses a potential security threat because it enables attackers to access vulnerable Bluetooth devices from a distance beyond expectation. The attacker must also be able to receive information from the victim to set up a connection. No attack can be made against a Bluetooth device unless the attacker knows its Bluetooth address and which channels to transmit on, although these can be deduced within a few minutes if the device is in use.
2005
In January 2005, a mobile malware worm known as Lasco surfaced. The worm began targeting mobile phones using Symbian OS (Series 60 platform) using Bluetooth enabled devices to replicate itself and spread to other devices. The worm is self-installing and begins once the mobile user approves the transfer of the file (Velasco.sis) from another device. Once installed, the worm begins looking for other Bluetooth enabled devices to infect. Additionally, the worm infects other .SIS files on the device, allowing replication to another device through the use of removable media (Secure Digital, CompactFlash, etc.). The worm can render the mobile device unstable.
In April 2005, Cambridge University security researchers published results of their actual implementation of passive attacks against the PIN-based pairing between commercial Bluetooth devices. They confirmed that attacks are practicably fast, and the Bluetooth symmetric key establishment method is vulnerable. To rectify this vulnerability, they designed an implementation that showed that stronger, asymmetric key establishment is feasible for certain classes of devices, such as mobile phones.
In June 2005, Yaniv Shaked and Avishai Wool published a paper describing both passive and active methods for obtaining the PIN for a Bluetooth link. The passive attack allows a suitably equipped attacker to eavesdrop on communications and spoof if the attacker was present at the time of initial pairing. The active method makes use of a specially constructed message that must be inserted at a specific point in the protocol, to make the master and slave repeat the pairing process. After that, the first method can be used to crack the PIN. This attack's major weakness is that it requires the user of the devices under attack to re-enter the PIN during the attack when the device prompts them to. Also, this active attack probably requires custom hardware, since most commercially available Bluetooth devices are not capable of the timing necessary.
In August 2005, police in Cambridgeshire, England, issued warnings about thieves using Bluetooth enabled phones to track other devices left in cars. Police are advising users to ensure that any mobile networking connections are de-activated if laptops and other devices are left in this way.
2006
In April 2006, researchers from Secure Network and F-Secure published a report that warns of the large number of devices left in a visible state, and issued statistics on the spread of various Bluetooth services and the ease of spread of an eventual Bluetooth worm.
In October 2006, at the Luxemburgish Hack.lu Security Conference, Kevin Finistere and Thierry Zoller demonstrated and released a remote root shell via Bluetooth on Mac OS X v10.3.9 and v10.4. They also demonstrated the first Bluetooth PIN and Linkkeys cracker, which is based on the research of Wool and Shaked.
2017
In April 2017, security researchers at Armis discovered multiple exploits in the Bluetooth software in various platforms, including Microsoft Windows, Linux, Apple iOS, and Google Android. These vulnerabilities are collectively called "BlueBorne". The exploits allow an attacker to connect to devices or systems without authentication and can give them "virtually full control over the device". Armis contacted Google, Microsoft, Apple, Samsung and Linux developers allowing them to patch their software before the coordinated announcement of the vulnerabilities on 12 September 2017.
2018
In July 2018, Lior Neumann and Eli Biham, researchers at the Technion – Israel Institute of Technology identified a security vulnerability in the latest Bluetooth pairing procedures: Secure Simple Pairing and LE Secure Connections.
Also, in October 2018, Karim Lounis, a network security researcher at Queen's University, identified a security vulnerability, called CDV (Connection Dumping Vulnerability), on various Bluetooth devices that allows an attacker to tear down an existing Bluetooth connection and cause the deauthentication and disconnection of the involved devices. The researcher demonstrated the attack on various devices of different categories and from different manufacturers.
2019
In August 2019, security researchers at the Singapore University of Technology and Design, Helmholtz Center for Information Security, and University of Oxford discovered a vulnerability, called KNOB (Key Negotiation Of Bluetooth) in the key negotiation that would "brute force the negotiated encryption keys, decrypt the eavesdropped ciphertext, and inject valid encrypted messages (in real-time)".
Google released an Android security patch on 5 August 2019, which removed this vulnerability.
Health concerns
Bluetooth uses the radio frequency spectrum in the 2.402GHz to 2.480GHz range, which is non-ionizing radiation, of similar bandwidth to that used by wireless and mobile phones. No specific harm has been demonstrated, even though wireless transmission has been included by IARC in the possible carcinogen list. Maximum power output from a Bluetooth radio is 100mW for class 1, 2.5mW for class 2, and 1mW for class 3 devices. Even the maximum power output of class1 is a lower level than the lowest-powered mobile phones. UMTS and W-CDMA output 250mW, GSM1800/1900 outputs 1000mW, and GSM850/900 outputs 2000mW.
Award programs
The Bluetooth Innovation World Cup, a marketing initiative of the Bluetooth Special Interest Group (SIG), was an international competition that encouraged the development of innovations for applications leveraging Bluetooth technology in sports, fitness and health care products. The competition aimed to stimulate new markets.
The Bluetooth Innovation World Cup morphed into the Bluetooth Breakthrough Awards in 2013. Bluetooth SIG subsequently launched the Imagine Blue Award in 2016 at Bluetooth World. The Bluetooth Breakthrough Awards program highlights the most innovative products and applications available today, prototypes coming soon, and student-led projects in the making.
See also
ANT+
Bluetooth stack – building blocks that make up the various implementations of the Bluetooth protocol
List of Bluetooth profiles – features used within the Bluetooth stack
Bluesniping
BlueSoleil – proprietary Bluetooth driver
Bluetooth Low Energy beacons (AltBeacon, iBeacon, Eddystone)
Bluetooth mesh networking
Continua Health Alliance
DASH7
Headset (audio)
Wi-Fi hotspot
Java APIs for Bluetooth
Key finder
Li-Fi
List of Bluetooth protocols
MyriaNed
Near-field communication
NearLink
RuBee – secure wireless protocol alternative
Tethering
Thread (network protocol)
Wi-Fi HaLow
Zigbee – low-power lightweight wireless protocol in the ISM band based on IEEE 802.15.4
Notes
References
External links
Specifications at Bluetooth SIG
Bluetooth
Mobile computers
Networking standards
Wireless communication systems
Telecommunications-related introductions in 1989
Swedish inventions |
3744 | https://en.wikipedia.org/wiki/Boney%20M. | Boney M. | Boney M. were a German vocal group that specializes in disco and funk, created by German record producer Frank Farian, who was the group's primary songwriter. Originally based in West Germany, the four original members of the group's official line-up were Liz Mitchell and Marcia Barrett from Jamaica, Maizie Williams from Montserrat, and Bobby Farrell from Aruba. The group was formed in 1976 and achieved popularity during the disco era of the late 1970s. Since the 1980s, various line-ups of the band have performed with differing personnel.
The band has sold more than 100 million records worldwide and is known for international hits including "Daddy Cool", "Ma Baker", "Belfast", "Sunny", "Rasputin", "Mary's Boy Child/Oh My Lord" and "Rivers of Babylon".
History
1974–1976: Formation and early career
German singer-songwriter Frank Farian recorded the dance track "Baby Do You Wanna Bump" in December 1974. Farian sang the repeated line "Do you do you wanna bump?" in a deep voice as well as performing the high falsetto chorus. When the record was released as a single in early 1975, it was credited to "Boney M." Farian had created this pseudonym for himself after watching the Australian television detective series Boney, whose main character was named Napoleon Bonaparte. Farian said:
After a slow start, the song became a hit in the Netherlands and Belgium. It was then that Farian decided to hire performers to create a troupe for TV appearances. Farian found model-turned-singer Maizie Williams (originally from Montserrat), Bobby Farrell, a dancer from Aruba, and singer Marcia Barrett from Jamaica who brought in singer Liz Mitchell, also from Jamaica and a former member of the Les Humphries Singers.
1976–1979: Take the Heat off Me and international success
Boney M.'s first album, Take the Heat off Me, was released in 1976. It contained tracks that Marcia Barrett had already recorded with Farian, including the title track and "Lovin' or Leavin, both of which were previously recorded in German by another Farian act, Gilla. As Maizie Williams' voice was not considered suitable for recording purposes by Farian, and a try-out with Bobby Farrell performing "No Woman No Cry" did not work, Farian decided to use only Liz Mitchell and Marcia Barrett along with his own studio-enhanced voice to create the Boney M. sound.
The album's commercial performance was initially lukewarm. However, the group rigorously toured discos, clubs, and even country fairs to earn a reputation for themselves. The group's big break came when, at the end of summer 1976, German television producer Michael "Mike" Leckebusch (of Radio Bremen) requested them for his show Musikladen. Boney M. appeared on the live music show on 18 September 1976, after 10:00 p.m. and in their daring stage costumes, where they performed the song "Daddy Cool". The song quickly went to no.1 in Germany, with the album following the success of the single. Another single, "Sunny" (a cover of the 1966 Bobby Hebb song) gave the group their second no.1 hit. The group's popularity had also grown throughout Europe, with "Daddy Cool" reaching no.1 in Switzerland, Sweden, Norway, Spain, France, and Austria. Both singles were also Top 10 hits in the UK, which would become one of their biggest markets.
In 1977, Boney M. released their second album, Love for Sale, which contained the hits "Ma Baker" and "Belfast". The group embarked on their first major concert tours with a live band of musicians called "The Black Beauty Circus" (given their name after Maizie Williams' first band, "Black Beautiful People"). Love for Sale was certified Gold a year after its release in the UK. Both singles from the album reached no.1 in Germany and the UK Top 10.
1978 was the group's biggest year. They released a new double A-sided single, "Rivers of Babylon/Brown Girl in the Ring", which was a hit all over Europe, reaching no. 1 in several countries as well as becoming one of the biggest selling singles of all time in the UK. It also became their most successful single in the United States, peaking at no. 30 on the U.S. pop singles chart. Following this came their biggest-selling album, Nightflight to Venus, which spawned further hit singles with "Rasputin" and "Painter Man". Continuing with their success, they released "Mary's Boy Child – Oh My Lord", which was the 1978 Christmas number one single in the United Kingdom and became another of the biggest selling singles of all time there. Also during 1978, Boney M. made a much-publicized promotional visit to the Soviet Union, one of the very few Western acts along with Elton John to do so, although tracks like "Rasputin" were not released in the Soviet Union due to their lyrics.
While it had never been a secret that Bobby Farrell never sang on the group's records (Farian did the male vocals in the studio), in 1978 it became public knowledge that Maizie Williams did not sing on the studio recordings either, since "her voice wasn't suited for this kind of music" as Farian stated in an interview with German teen magazine Bravo. Since this had become common practice within the disco genre of the late 1970s, few people cared – unlike when Farian repeated the practice to much more severe backlash with Milli Vanilli in the late 1980s. While only two of Boney M.'s official members actually contributed to the band's records, all four members of the group, including Williams and Farrell, performed the vocals live at Boney M. concerts. The band's live sound was also augmented by several backing vocalists, which served to mitigate any vocal deficiencies the group may have had compared with the studio productions.
1979 saw Boney M. release a brand new single, "Hooray! Hooray! It's a Holi-Holiday", which became another Top 10 hit across Europe. Later in the year they released their fourth album, Oceans of Fantasy, containing two hit singles – "Gotta Go Home"/"El Lute" and "I'm Born Again"/"Bahama Mama". The album also included a "Lead" and "Backing Vocals" credit for the first time. Oceans of Fantasy reached no.1 in the UK and was certified Platinum, though their run of Top 10 singles had now ended with "Gotta Go Home" peaking at no.12 and "I'm Born Again" peaking at no. 5.
1980–1986: The Magic of Boney M. Departure of Farrell and Split
In 1980, Boney M. released a greatest hits album, The Magic of Boney M. – 20 Golden Hits, which also contained two new songs, "My Friend Jack" and "I See a Boat on the River". It made the no. 1 spot in the UK, reaching Gold status within six weeks of release, though it was their last big-selling album in the UK.
Boney M.'s fifth album had been scheduled for release in November 1980 but the recording sessions dragged on all through 1981. When Boonoonoonoos was finally released by the end of that year, Bobby Farrell departed from the group due to issues with Frank Farian. While still a healthy seller in continental Europe, Boonoonoonoos failed to crack the UK Top 100 after three consecutive no. 1 albums due to the group being unable to promote it after Farrell left. Following this, the group released a Christmas Album.
Reggie Tsiboe was hired to replace Farrell as the new male member of Boney M. in 1982 but the singles "The Carnival Is Over" and "Jambo" fared poorly, and the group's seventh album Ten Thousand Lightyears, issued in 1984, marked another commercial low point, peaking at number 23 in the German album charts. The group, however, returned to the German Top 20 in the autumn of 1984 with "Kalimba de Luna" (a Top 10 hit in France) and "Happy Song" (a cover of a song by Italian Italo-disco band Baby's Gang), the latter seeing Bobby Farrell return to the group. Both songs were carbon-copies of the original Italian hits by Tony Esposito and Baby's Gang respectively.
By 1985, Farian clearly began losing interest in the group, and their final and eighth studio album Eye Dance was widely regarded as uninspired and disappointing. After celebrating Boney M.'s 10th anniversary in early 1986, the group officially disbanded after the release of the commercially unsuccessful single "Young, Free and Single", which peaked at no.48.
1990 and on: Failed reunions and public interest
From this point, different versions of the group were formed by members, some with cooperation of Farian, others without (for example by independently obtaining the rights to use the Boney M. name in a different country). One version began touring in the first half of 1987 with Marilyn Scharbaai (Carrilho) taking Liz Mitchell's place. Mitchell returned for a second leg of the tour late 1987, and Marcia Barrett soon left the band. At the same time, Bobby Farrell had set up a deal for a new Boney M. album to be recorded without Farian in Belgium. When Farrell failed to show up for either recording or tour, and Maizie Williams had never sung on record, the album ended up being released as Liz Mitchell's first solo album No One Will Force You. Mitchell and Williams completed a tour during 1987–88, adding singer Celena Duncan and Ron Gale as replacements for Barrett and Farrell. Carol Grey later replaced Celena Duncan and Curt De Daran later replaced Ron Gale.
In October 1988, the classic Boney M. line-up reunited without producer Frank Farian for the album Greatest Hits of All Times – Remix '88 but tensions ran high between the members, and Liz Mitchell left in the spring of 1989 to be replaced by Madeleine Davis. While Mitchell promoted her solo album, the group recorded the single "Everybody Wants to Dance Like Josephine Baker", without Farian's knowledge or approval. Threatened with legal action by the producer over the use of the Boney M. name, the single was subsequently withdrawn and Farian issued Stories with his own new Boney M. line-up featuring Liz Mitchell, Reggie Tsiboe and two new members, Sharon Stevens and Patty Onoyewenjo, Stories peaked at number 11 in the Swiss charts. A second remix album Greatest Hits of All Times – Remix '89 – Volume II was released but fared poorly.
1992 saw a renewed interest in Boney M.'s music with the Boney M. Megamix single returning the group to the UK Top 10 for the first time since 1980, and a subsequent Greatest Hits album reaching the UK Top 20 in 1993. While Marcia Barrett, now residing in Florida, was battling cancer and unable to perform, Boney M. toured the world with a line-up of Liz Mitchell, Carol Grey, Patricia Lorna Foster and Curt Dee Daran (replaced by Tony Ashcroft in 1994). They released the single Papa Chico but failed to chart. Maizie Williams assembled her own Boney M. with an ever-changing line-up. Bobby Farrell also toured with varying trios of female performers.
Liz Mitchell was touring the world with her line-up of Boney M., which is the only line-up officially supported by Farian (the court ruling of 1990 stated that all four members are entitled to perform their own Boney M. shows). Bobby Farrell and Liz Mitchell have released solo albums containing their own re-recordings of Boney M.'s classic hits. Maizie Williams released her first solo album in 2006 and her own single version of Boney M.'s Sunny. In 2007 her rendition of "Daddy Cool" with Melo-M hit the number one spot in the Latvian (LMK) Charts. Marcia Barrett has released two solo albums with a third scheduled for release in 2010.
As recounted in his 1988 book Touching the Void, the British climber Joe Simpson was subsequently to find the catchy tune of Brown Girl in the Ring haunting him in the final hours of his struggle to survive the descent of Siula Grande in the Andes, and the song was later used in the 2003 film of Touching the Void made by Kevin Macdonald. Simpson recalls: "I remember thinking, bloody hell, I'm going to die to Boney M".
A musical based on the music of Boney M., Daddy Cool, opened in London in August 2006 to mixed reviews and sluggish ticket sales, causing it to close in February 2007. From April to July 2007, the show played in a mobile theatre in Berlin, which was specially designed for it.
In April 2007, Australian pop singer Peter Wilson released a song co-written by Frank Farian entitled "Doin' Fine". It is described as "paying tribute to the sound of Boney M." and features the famous string arrangement from their first number 1 hit, "Daddy Cool". Boney M. (featuring Marcia Barrett) made a live appearance at the 37th International Film Festival of India (IFFI), which took place on 23 November 2006 in Panaji, the state capital of Goa, India. The group is also popular in the Vietnamese diaspora, and was featured in Thuy Nga music productions.
In the UK, a new album of their greatest hits, entitled The Magic of Boney M. was released via BMG on 27 November 2006. Special additions to this release were a Mousse T. remix of Sunny and a brand new song from 2006, featuring Liz Mitchell, entitled A Moment of Love. On 10 April 2007, Boney M.'s first four albums were reissued on compact disc with bonus tracks, this time also in the United States (the first time these were available to the U.S. music market since their original releases in the 1970s).
In September 2007, Boney M.'s last four original albums, Boonoonoonoos, Ten Thousand Lightyears, Kalimba de Luna - 16 Happy Songs and Eye Dance were reissued on compact disc in Europe and the United States, all including bonus tracks. In November 2007, a new Christmas compilation was scheduled for release as well as the DVD Fantastic Boney M. – On Stage and on the Road featuring a live performance recorded in Vienna on 1 November 1977 (the DVD cover erroneously states it to be a live show from Hamburg), and a film from the band's 1981 visit to Jamaica (made to promote the Boonoonoonoos album that year).
Bobby Farrell's Boney M. performed a concert at the Amphi in Ra'anana, Israel, in May 2007. On 28 June 2007 Boney M. featuring Matthew Felsenfeld and Liz Mitchell performed at the Oktiabrsky concert hall in St. Petersburg, Russia. In September 2007, Maizie Williams' Boney M. line-up performed live at the Royal Albert Hall, UK, to raise awareness of HIV/AIDS in Africa, performing her own renditions of Brown Girl in the Ring and Hooray! Hooray! It's a Holi-Holiday.
The legal rights to the name "Boney M." have been a matter of controversy, and even court cases, between the former members of the band and producer Frank Farian ever since the late 1980s. Farian, the man who in effect created the group, has continued to work with Liz Mitchell and her line-up all through the 1990s and 2000s. In January 2007, Zanillya Farrell (daughter of Bobby Farrell) and Yasmina Ayad-Saban (ex-wife of Farrell) renewed the trademark to the name Boney M. in Germany for a 10-year period.
In January 2009, Farian released the single Felicidad America (Obama Obama), a version of the 1980 Boney M. song "Felicidad (Margherita)" with new lyrics about newly elected U.S. president Barack Obama. The song was recorded with two new vocalists, and credited to "Boney M. feat. Sherita O. & Yulee B."
In July 2010, Maizie Williams headlined a Boney M. performance at Ramallah's Cultural Palace, in the West Bank, as part of the Palestine International Festival. The band played Daddy Cool, Ma Baker and Brown Girl in the Ring, but refrained from playing Rivers of Babylon, rumored to be at the event organizers' request because of its description of the Jewish yearning for Zion.
Bobby Farrell died at the age of 61 from heart failure on 30 December 2010. His agent said Farrell was complaining of breathing problems after performing with his band the evening before. Farrell lived in Amsterdam until his death. His final performance was in Saint Petersburg, Russia (the city where Rasputin first became famous and was later killed): Farrell died in a hotel room there, 94 years to the day after Rasputin.
Maizie Williams' line-up of Boney M. toured Australia in June 2014. They sang at Guilfest, Guildford, UK, on 20 July 2014, and Watchet Live music festival UK, on 24 August 2014.
In March 2015, Farian released Diamonds, a 3CD box celebrating the 40th anniversary of Boney M. It contained re-mastered versions of the original hit singles or of previously unreleased versions, a remix disc and the new digital single Song of Joy featuring Liz Mitchell. A major DVD set was also released.
In February 2017, they performed at the closing ceremony of Patras Carnival in Patras, Greece. At the end of 2017 the album World Music for Christmas was released under Boney M. and Friends with Liz Mitchell doing vocals on 3 songs, along with the single and video Like Diamonds in the Sky featuring Liz Mitchell, based on El Cóndor Pasa.
In 2021, a remix of Rasputin by house music producer and Kiss FM DJ Kevin Christie was released by Sony Music's Ministry of Sound label. Credited to Majestic & Boney M (with the former being the DJ alias of Christie), the record reached number 11 on the UK singles chart and was released with a video featuring Bimini Bon-Boulash from RuPaul's Drag Race UK. In December 2021, Mitchell was one of the contributors to the Channel 5 music show Britain's Biggest 70s Hits alongside other musicians from the era like Dean Friedman and Barry Blue, and radio presenters like David Hamilton.
In August 2023, Boney M. (headed by Liz Mitchell) embarked on a multi city US tour along with Samantha Fox and Bad Boys Blue, which included stops in Boston, Los Angeles, Chicago, New York City and San Jose. The shows were put together by Los Angeles based promoters LA Concert Group.
UK sales mark
In 1978, "Rivers of Babylon", a cover of a track by The Melodians with lyrics partly based on Psalm 137 and partly on Psalm 19, became (at the time) the second highest-selling single of all time in the UK. After remaining at no.1 for five weeks, "Rivers of Babylon" began dropping down the chart, at which point the B-side "Brown Girl in the Ring" was given extensive radio airplay, and the single ascended to no. 2. The single spent six months in the UK Top 40, including 19 weeks in the Top 10. It eventually sold more than two million copies, the second single to do so, and is still one of only seven to achieve this feat. (see List of million-selling singles in the United Kingdom)
The group achieved a second UK million-seller with their version of the calypso classic "Mary's Boy Child", released as a medley "Mary's Boy Child – Oh My Lord", which was previously a million-seller for Harry Belafonte. The single sold more than 1.8 million copies, 1.6 million of which were in the four weeks the song was at n.1 in December 1978.
Boney M. is the only artist to appear twice in the top 12 best selling singles of all time in the UK, with "Rivers of Babylon" in seventh place and "Mary's Boy Child/Oh My Lord" at number 11. They are also one of six artists to sell a million copies with two singles in the same year.
Back catalogue
Compared to other best-selling artists of the 1970s like ABBA, Donna Summer, and the Bee Gees, the Boney M. discography is quite unusual – while the greater part of the band's back catalogue has been remixed, remade, remodeled and reissued all through the 1980s, 1990s and 2000s by producer Frank Farian and record company BMG-Ariola (now Sony Music), most of the original 7" and 12" versions issued on vinyl in the 1970s and early 1980s remained unavailable on CD until 2007, where they were released on various compilations, most notably The Collection (2008), the Ultimate Boney M. series (2008), Let It All Be Music: The Party Album (2009), Hit Story (2010) and Diamonds (2015). Some of these CDs were compiled by Frank Eberlein, who had also been interviewed on a fansite called "Fantastic Boney M." about the compiling process.
"Greatest hits" collections containing edited and/or overdubbed versions of the original recordings are still being released, such as Boney M. & Friends (Their Ultimate Top 40 Collection) (2017), Rasputin - Big And Strong: The Greatest Hits of Boney M. (2021) and the 2022 re-issue of the 2006 compilation "The Magic of Boney M."
Popularity outside the West
Boney M. was hugely popular in the Soviet Union in the 1970s, although the song "Rasputin" was banned by the Soviet authorities during the group's concert in Moscow in December 1978. The song has been used in several movies and television shows, including Johnny English Strikes Again, The King's Man, Black Mirror and in the Doctor Who special The Power of the Doctor, in which The Master dances to the song while disguised as Rasputin himself.
In the Soviet film Repentance (1984, released 1987), "Sunny" is played at a party of high-ranked communist officials. "Sunny" is played during a few parts of the successful Korean film of the same name, Sunny.
During the 2002 presidential election campaign of South Korea, then-candidate Roh Moo-hyun, who eventually won the presidency at that event, took Bahama Mama to promote his aim of positive political reform.
The 2005 Chinese film Shanghai Dreams features a scene depicting a rural Chinese disco in 1983, with teenagers dancing to "Rivers of Babylon" and "Gotta Go Home".
In the 2008 Kazakh film Tulpan, the tractor driver Boni continually plays a cassette of "Rivers of Babylon", an example of his fascination for all things Western.
In the 2008 Chinese film Cheung Gong 7 hou (English title: CJ7), "Sunny" is a vital part of the soundtrack. "Sunny" is the theme song of the 2011 Taiwanese drama, Sunny Girl. The song has also appeared in The Umbrella Academy and Boogie Nights.
Boney M. was immensely popular in India through the 1970s and 1980s. Liz Mitchell recalled her visits to India in the 1980s in a 2015 interview with Hindustan Times: "It was amazing. We’ve had the most-wonderful tours here. We even went out shopping to so many places. We met several Bollywood stars and had dinners with them."
Personnel
Liz Mitchell – lead and backing vocals (1976–1986, 1988–1989, 1990)
Marcia Barrett – lead and backing vocals (1975–1986, 1988–1989)
Maizie Williams – dancer, live vocals (1975–1986, 1988–1989)
Bobby Farrell – dancer, live vocals (1975–1981, 1984–1986, 1988–1989; died 2010)
Reggie Tsiboe – lead and backing vocals (1982–1986, 1990)
Discography
Take the Heat off Me (1976)
Love for Sale (1977)
Nightflight to Venus (1978)
Oceans of Fantasy (1979)
Boonoonoonoos (1981)
Christmas Album (1981)
Ten Thousand Lightyears (1984)
Eye Dance (1985)
Successful compilation albums
The Magic of Boney M. – 20 Golden Hits (1980)
Gold – 20 Super Hits (1992)
References
External links
Fantastic Boney M. – The Story of Boney M.
Musical groups established in 1975
German disco groups
Eurodisco groups
German pop music groups
1975 establishments in West Germany
Atlantic Records artists
German musical quartets
1986 disestablishments in West Germany
Musical groups disestablished in 1986
Hansa Records artists |
3746 | https://en.wikipedia.org/wiki/Blade%20Runner | Blade Runner | Blade Runner is a 1982 science fiction film directed by Ridley Scott, and written by Hampton Fancher and David Peoples. Starring Harrison Ford, Rutger Hauer, Sean Young, and Edward James Olmos, it is an adaptation of Philip K. Dick's 1968 novel Do Androids Dream of Electric Sheep? The film is set in a dystopian future Los Angeles of 2019, in which synthetic humans known as replicants are bio-engineered by the powerful Tyrell Corporation to work on space colonies. When a fugitive group of advanced replicants led by Roy Batty (Hauer) escapes back to Earth, burnt-out cop Rick Deckard (Ford) reluctantly agrees to hunt them down.
Blade Runner initially underperformed in North American theaters and polarized critics; some praised its thematic complexity and visuals, while others critiqued its slow pacing and lack of action. The film's soundtrack, composed by Vangelis, was nominated in 1982 for a BAFTA and a Golden Globe as best original score. Blade Runner later became a cult film, and has since come to be regarded as one of the greatest science fiction films. Hailed for its production design depicting a high-tech but decaying future, the film is often regarded as both a leading example of neo-noir cinema as well as a foundational work of the cyberpunk genre. It has influenced many science fiction films, video games, anime, and television series. It also brought the work of Dick to Hollywood's attention and led to several film adaptations of his works. In 1993, it was selected for preservation in the National Film Registry by the Library of Congress.
Seven different versions of Blade Runner exist as a result of controversial changes requested by studio executives. A director's cut was released in 1992 after a strong response to test screenings of a workprint. This, in conjunction with the film's popularity as a video rental, made it one of the earliest movies to be released on DVD. In 2007, Warner Bros. released The Final Cut, a 25th-anniversary digitally remastered version; this is the only version over which Scott retained artistic control. The film is the first of the franchise of the same name. A sequel, titled Blade Runner 2049, was released in 2017 alongside a trilogy of short films covering the thirty-year span between the two films' settings. The anime series Blade Runner: Black Lotus was released in 2021.
Plot
In 2019 Los Angeles, former police officer Rick Deckard is detained by Officer Gaff, who likes to make origami figures, and is brought to his former supervisor, Bryant. Deckard, whose job as a "blade runner" was to track down bioengineered humanoids known as replicants and terminally "retire" them, is informed that four replicants are on Earth illegally. Deckard begins to leave, but Bryant ambiguously threatens him and Deckard stays. The two watch a video of a blade runner named Holden administering the Voight-Kampff test, which is designed to distinguish replicants from humans based on their emotional responses to questions. The test subject, Leon, shoots Holden on the second question. Bryant wants Deckard to retire Leon and three other Nexus-6 replicants: Roy Batty, Zhora, and Pris.
Bryant has Deckard meet with the CEO of the company that creates the replicants, Eldon Tyrell, so he can administer the test on a Nexus-6 to see if it works. Tyrell expresses his interest in seeing the test fail first and asks him to administer it on his assistant Rachael. After a much longer than standard test, Deckard concludes privately to Tyrell that Rachael is a replicant who believes she is human. Tyrell explains that she is an experiment who has been given false memories to provide an "emotional cushion", and that she has no knowledge of her true nature.
In searching Leon's hotel room, Deckard finds photos and a scale from the skin of an animal, which is later identified as a synthetic snake scale. Deckard returns to his apartment where Rachael is waiting. She tries to prove her humanity by showing him a family photo, but Deckard reveals that her memories are implants from Tyrell's niece, and she leaves in tears.
Replicants Roy and Leon meanwhile investigate a replicant eye-manufacturing laboratory and learn of J. F. Sebastian, a gifted genetic designer who works closely with Tyrell. Pris locates Sebastian and manipulates him to gain his trust.
A photograph from Leon's apartment and the snake scale lead Deckard to a strip club, where Zhora works. After a confrontation and chase, Deckard kills Zhora. Bryant also orders him to retire Rachael, who has disappeared from the Tyrell Corporation. Deckard spots Rachael in a crowd, but he is ambushed by Leon, who knocks the gun out of Deckard's hand and beats him. As Leon is about to kill Deckard, Rachael saves him by using Deckard's gun to kill Leon. They return to Deckard's apartment and, during a discussion, he promises not to track her down. As Rachael abruptly tries to leave, Deckard restrains her and forces her to kiss him, and she ultimately relents. Deckard leaves Rachael at his apartment and departs to search for the remaining replicants.
Roy arrives at Sebastian's apartment and tells Pris that the other replicants are dead. Sebastian reveals that because of a genetic premature aging disorder, his life will be cut short, like the replicants that were built with a four-year lifespan. Roy uses Sebastian to gain entrance to Tyrell's penthouse. He demands more life from his maker, which Tyrell says is impossible. Roy confesses that he has done "questionable things" but Tyrell dismisses this, praising Roy's advanced design and accomplishments in his short life. Roy kisses Tyrell and then kills him by crushing his skull. Sebastian tries to flee and is later reported dead.
At Sebastian's apartment, Deckard is ambushed by Pris, but he kills her as Roy returns. Roy's body begins to fail as the end of his lifespan nears. He chases Deckard through the building and onto the roof. Deckard tries to jump onto another roof but is left hanging on the edge. Roy makes the jump with ease and, as Deckard's grip loosens, Roy hoists him onto the roof to save him. Before Roy dies, he laments that his memories "will be lost in time, like tears in rain". Gaff arrives to congratulate Deckard, also reminding him that Rachael will not live, but "then again, who does?" Deckard returns to his apartment to retrieve Rachael. While escorting her to the elevator, he notices a small origami unicorn on the floor. He recalls Gaff's words and departs with Rachael.
Cast
Production
Development
Interest in adapting Philip K. Dick's novel Do Androids Dream of Electric Sheep? developed shortly after its 1968 publication. Director Martin Scorsese was interested in filming the novel, but never optioned it. Producer Herb Jaffe optioned it in the early 1970s, but Dick was unimpressed with the screenplay written by Herb's son Robert, saying, "Jaffe's screenplay was so terribly done ... Robert flew down to Santa Ana to speak with me about the project. And the first thing I said to him when he got off the plane was, 'Shall I beat you up here at the airport, or shall I beat you up back at my apartment?
The screenplay by Hampton Fancher was optioned in 1977. Producer Michael Deeley became interested in Fancher's draft and convinced director Ridley Scott to film it. Scott had previously declined the project, but after leaving the slow production of Dune, wanted a faster-paced project to take his mind off his older brother's recent death. He joined the project on February 21, 1980, and managed to push up the promised Filmways financing from US$13 million to $15 million. Fancher's script focused more on environmental issues and less on issues of humanity and religion, which are prominent in the novel, and Scott wanted changes. Fancher found a cinema treatment by William S. Burroughs for Alan E. Nourse's novel The Bladerunner (1974), titled Blade Runner (a movie). Scott liked the name, so Deeley obtained the rights to the titles. Eventually, he hired David Peoples to rewrite the script and Fancher left the job over the issue on December 21, 1980, although he later returned to contribute additional rewrites.
Having invested over $2.5 million in pre-production, as the date of commencement of principal photography neared, Filmways withdrew financial backing. In ten days Deeley had secured $21.5 million in financing through a three-way deal between the Ladd Company (through Warner Bros.), the Hong Kong-based producer Sir Run Run Shaw and Tandem Productions.
Dick became concerned that no one had informed him about the film's production, which added to his distrust of Hollywood. After Dick criticized an early version of Fancher's script in an article written for the Los Angeles Select TV Guide, the studio sent Dick the Peoples rewrite. Although Dick died shortly before the film's release, he was pleased with the rewritten script and with a 20-minute special effects test reel that was screened for him when he was invited to the studio. Despite his well-known skepticism of Hollywood in principle, Dick enthused to Scott that the world created for the film looked exactly as he had imagined it. He said, "I saw a segment of Douglas Trumbull's special effects for Blade Runner on the KNBC news. I recognized it immediately. It was my own interior world. They caught it perfectly." He also approved of the film's script, saying, "After I finished reading the screenplay, I got the novel out and looked through it. The two reinforce each other so that someone who started with the novel would enjoy the movie and someone who started with the movie would enjoy the novel." The motion picture was dedicated to Dick. Principal photography of Blade Runner began on March 9, 1981, and ended four months later.
In 1992, Ford revealed, "Blade Runner is not one of my favorite films. I tangled with Ridley." Apart from friction with the director, Ford also disliked the voiceovers: "When we started shooting it had been tacitly agreed that the version of the film that we had agreed upon was the version without voiceover narration. It was a nightmare. I thought that the film had worked without the narration. But now I was stuck re-creating that narration. And I was obliged to do the voiceovers for people that did not represent the director's interests." "I went kicking and screaming to the studio to record it." The narration monologs were written by an uncredited Roland Kibbee.
In 2006, Scott was asked "Who's the biggest pain in the arse you've ever worked with?" He replied: "It's got to be Harrison ... he'll forgive me because now I get on with him. Now he's become charming. But he knows a lot, that's the problem. When we worked together it was my first film up and I was the new kid on the block. But we made a good movie." Ford said of Scott in 2000: "I admire his work. We had a bad patch there, and I'm over it." In 2006 Ford reflected on the production of the film saying: "What I remember more than anything else when I see Blade Runner is not the 50 nights of shooting in the rain, but the voiceover ... I was still obliged to work for these clowns that came in writing one bad voiceover after another." Ridley Scott confirmed in the summer 2007 issue of Total Film that Harrison Ford contributed to the Blade Runner Special Edition DVD, and had already recorded his interviews. "Harrison's fully on board", said Scott.
The Bradbury Building in downtown Los Angeles served as a filming location, and a Warner Bros. backlot housed the 2019 Los Angeles street sets. Other locations included the Ennis-Brown House and the 2nd Street Tunnel. Test screenings resulted in several changes, including adding a voice-over, a happy ending, and the removal of a Holden hospital scene. The relationship between the filmmakers and the investors was difficult, which culminated in Deeley and Scott being fired but still working on the film. Crew members created T-shirts during filming saying, "Yes Guv'nor, My Ass" that mocked Scott's unfavorable comparison of U.S. and British crews; Scott responded with a T-shirt of his own, "Xenophobia Sucks", making the incident known as the T-shirt war.
Casting
Casting the film proved troublesome, particularly for the lead role of Deckard. Screenwriter Hampton Fancher envisioned Robert Mitchum as Deckard and wrote the character's dialogue with Mitchum in mind. Director Ridley Scott and the film's producers spent months meeting and discussing the role with Dustin Hoffman, who eventually departed over differences in vision. Harrison Ford was ultimately chosen for several reasons, including his performance in the Star Wars films, Ford's interest in the Blade Runner story, and discussions with Steven Spielberg who was finishing Raiders of the Lost Ark at the time and strongly praised Ford's work in the film. Following his success in those two films, Ford was looking for a role with dramatic depth. According to production documents, several actors were considered for the role, including Gene Hackman, Sean Connery, Jack Nicholson, Paul Newman, Clint Eastwood, Tommy Lee Jones, Arnold Schwarzenegger, Peter Falk, Nick Nolte, Al Pacino and Burt Reynolds.
One role that was not difficult to cast was Rutger Hauer as Roy Batty, the violent yet thoughtful leader of the replicants. Scott cast Hauer without having met him, based solely on Hauer's performances in Paul Verhoeven's movies Scott had seen (Katie Tippel, Soldier of Orange, and Turkish Delight). Hauer's portrayal of Batty was regarded by Philip K. Dick as "the perfect Batty – cold, Aryan, flawless". Of the many films Hauer made, Blade Runner was his favorite. As he explained in a live chat in 2001, "Blade Runner needs no explanation. It just . All of the best. There is nothing like it. To be part of a real which changed the world's thinking. It's awesome." Hauer rewrote his character's "tears in rain" speech himself and presented the words to Scott on set prior to filming.
Blade Runner used a number of then-lesser-known actors: Sean Young portrays Rachael, an experimental replicant implanted with the memories of Tyrell's niece, causing her to believe she is human; Nina Axelrod auditioned for the role. Daryl Hannah portrays Pris, a "basic pleasure model" replicant; Stacey Nelkin auditioned for the role, but was given another part in the film, which was ultimately cut before filming. Debbie Harry turned down the role of Pris. Casting Pris and Rachael was challenging, requiring several screen tests with Morgan Paull playing the role of Deckard. Paull was cast as Deckard's fellow bounty hunter Holden based on his performances in the tests. Brion James portrays Leon Kowalski, a combat and laborer replicant, and Joanna Cassidy portrays Zhora, an assassin replicant.
Edward James Olmos portrays Gaff. Olmos drew on diverse ethnic sources to help create the fictional "Cityspeak" language his character uses in the film. His initial address to Deckard at the noodle bar is partly in Hungarian and means, "Horse dick [bullshit]! No way. You are the Blade ... Blade Runner." M. Emmet Walsh portrays Captain Bryant, a rumpled, hard-drinking and underhanded police veteran typical of the film noir genre. Joe Turkel portrays Dr. Eldon Tyrell, a corporate mogul who built an empire on genetically manipulated humanoid slaves. William Sanderson was cast as J. F. Sebastian, a quiet and lonely genius who provides a compassionate yet compliant portrait of humanity. J. F. sympathizes with the replicants, whom he sees as companions, and he shares their shorter lifespan due to his rapid aging disease. Joe Pantoliano had earlier been considered for the role. James Hong portrays Hannibal Chew, an elderly geneticist specializing in synthetic eyes, and Hy Pyke portrayed the sleazy bar owner Taffey Lewis – in a single take, something almost unheard-of with Scott, whose drive for perfection resulted at times in double-digit takes.
Design
Scott credits Edward Hopper's painting Nighthawks and the French science fiction comics magazine Métal Hurlant, to which the artist Jean "Moebius" Giraud contributed, as stylistic mood sources. He also drew on the landscape of "Hong Kong on a very bad day" and the industrial landscape of his one-time home in northeast England. The visual style of the movie is influenced by the work of futurist Italian architect Antonio Sant'Elia. Scott hired Syd Mead as his concept artist; like Scott, he was influenced by Métal Hurlant. Moebius was offered the opportunity to assist in the pre-production of Blade Runner, but he declined so that he could work on René Laloux's animated film Les Maîtres du temps – a decision that he later regretted. Production designer Lawrence G. Paull and art director David Snyder realized Scott's and Mead's sketches. Douglas Trumbull and Richard Yuricich supervised the special effects for the film, and Mark Stetson served as chief model maker.
Blade Runner has numerous similarities to Fritz Lang's Metropolis, including a built-up urban environment, in which the wealthy literally live above the workers, dominated by a huge building – the Stadtkrone Tower in Metropolis and the Tyrell Building in Blade Runner. Special effects supervisor David Dryer used stills from Metropolis when lining up Blade Runners miniature building shots.
The extended end scene in the original theatrical release shows Rachael and Deckard traveling into daylight with pastoral aerial shots filmed by director Stanley Kubrick. Ridley Scott contacted Kubrick about using some of his surplus helicopter aerial photography from The Shining.
Spinner
"Spinner" is the generic term for the fictional flying cars used in the film. A spinner can be driven as a ground-based vehicle, and take off vertically, hover, and cruise much like vertical take-off and landing (VTOL) aircraft. They are used extensively by the police as patrol cars, and wealthy people can also acquire spinner licenses. The vehicle was conceived and designed by Syd Mead who described the spinner as an aerodyne – a vehicle which directs air downward to create lift, though press kits for the film stated that the spinner was propelled by three engines: "conventional internal combustion, jet, and anti-gravity". A spinner is on permanent exhibit at the Science Fiction and Fantasy Hall of Fame in Seattle, Washington. Mead's conceptual drawings were transformed into 25 vehicles by automobile customizer Gene Winfield; at least two were working ground vehicles, while others were light-weight mockups for crane shots and set decoration for street shots. Two of them ended up at Disney World in Orlando, Florida, but were later destroyed, and a few others remain in private collections.
Voight-Kampff machine
The Voight-Kampff machine is a fictional interrogation tool, originating from the novel (where it is spelled "Voigt-Kampff"). The Voight-Kampff is a polygraph-like machine used by blade runners to determine whether an individual is a replicant. It measures bodily functions such as respiration, blush response, heart rate and eye movement in response to questions dealing with empathy.
Music
The Blade Runner soundtrack by Vangelis is a dark melodic combination of classic composition and futuristic synthesizers which mirrors the film noir retro-future envisioned by Scott. Vangelis, fresh from his Academy Award-winning score for Chariots of Fire, composed and performed the music on his synthesizers. He also made use of various chimes and the vocals of collaborator Demis Roussos. Another memorable sound is the tenor sax solo "Love Theme" by British saxophonist Dick Morrissey, who performed on many of Vangelis's albums. Ridley Scott also used "Memories of Green" from the Vangelis album See You Later, an orchestral version of which Scott would later use in his film Someone to Watch Over Me.
Along with Vangelis's compositions and ambient textures, the film's soundscape also features a track by the Japanese ensemble Nipponia – "Ogi no Mato" or "The Folding Fan as a Target" from the Nonesuch Records release Traditional Vocal and Instrumental Music – and a track by harpist Gail Laughton from "Harps of the Ancient Temples" on Laurel Records.
Despite being well received by fans and critically acclaimed and nominated in 1982 for a BAFTA and a Golden Globe as best original score, and the promise of a soundtrack album from Polydor Records in the end titles of the film, the release of the official soundtrack recording was delayed for over a decade. There are two official releases of the music from Blade Runner. In light of the lack of a release of an album, the New American Orchestra recorded an orchestral adaptation in 1982 which bore little resemblance to the original. Some of the film tracks would, in 1989, surface on the compilation Vangelis: Themes, but not until the 1992 release of the Director's Cut version would a substantial amount of the film's score see commercial release.
These delays and poor reproductions led to the production of many bootleg recordings over the years. A bootleg tape surfaced in 1982 at science fiction conventions and became popular given the delay of an official release of the original recordings, and in 1993 "Off World Music, Ltd" created a bootleg CD that would prove more comprehensive than Vangelis' official CD in 1994. A set with three CDs of Blade Runner-related Vangelis music was released in 2007. Titled Blade Runner Trilogy, the first disc contains the same tracks as the 1994 official soundtrack release, the second features previously unreleased music from the movie, and the third disc is all newly composed music from Vangelis, inspired by, and in the spirit of the movie.
Special effects
The film's special effects are generally recognized to be among the best in the genre, using the available (non-digital) technology to the fullest. Special effects engineers who worked on the film are often praised for the innovative technology they used to produce and design certain aspects of those visuals. In addition to matte paintings and models, the techniques employed included multipass exposures. In some scenes, the set was lit, shot, the film rewound, and then rerecorded over with different lighting. In some cases this was done 16 times in all. The cameras were frequently motion controlled using computers. Many effects used techniques which had been developed during the production of Close Encounters of the Third Kind.
Release
Theatrical run
Blade Runner was released in 1,290 theaters on June 25, 1982. That date was chosen by producer Alan Ladd Jr. because his previous highest-grossing films (Star Wars and Alien) had a similar opening date (May 25) in 1977 and 1979, making the 25th of the month his "lucky day". Blade Runner grossed reasonably good ticket sales in its opening weekend; earning $6.1 million during its first weekend in theaters. The film was released close to other major science-fiction and fantasy releases such as The Thing, Star Trek II: The Wrath of Khan, Conan the Barbarian and E.T. the Extra-Terrestrial, which affected its commercial success.
Versions
Several versions of Blade Runner have been shown. The original workprint version (1982, 113 minutes) was shown for audience test previews in Denver and Dallas in March 1982. Negative responses to the previews led to the modifications resulting in the U.S. theatrical version. The workprint was shown as a director's cut without Scott's approval at the Los Angeles Fairfax Theater in May 1990, at an AMPAS showing in April 1991, and in September and October 1991 at the Los Angeles NuArt Theater and the San Francisco Castro Theatre. Positive responses pushed the studio to approve work on an official director's cut. A San Diego Sneak Preview was shown only once, in May 1982, and was almost identical to the U.S. theatrical version but contained three extra scenes not shown in any other version, including the 2007 Final Cut.
Two versions were shown in the film's 1982 theatrical release: the U.S. theatrical version (117 minutes), known as the original version or Domestic Cut (released on Betamax, CED Videodisc and VHS in 1983, and on LaserDisc in 1987), and the International Cut (117 minutes), also known as the "Criterion Edition" or "uncut version", which included more violent action scenes than the U.S. version. Although initially unavailable in the U.S. and distributed in Europe and Asia via theatrical and local Warner Home Video releases, the International Cut was later released on VHS and The Criterion Collection Laserdisc in North America, and re-released in 1992 as a "10th Anniversary Edition".
Ridley Scott's Director's Cut (1992, 116 minutes) had significant changes from the theatrical version including the removal of Deckard's voice-over, the re-insertion of the unicorn sequence, and the removal of the studio-imposed happy ending. Scott provided extensive notes and consultation to Warner Bros. through film preservationist Michael Arick, who was put in charge of creating the Director's Cut.
Scott's definitive The Final Cut (2007, 117 minutes) was released by Warner Bros. theatrically on October 5, 2007, and subsequently released on DVD, HD DVD, and Blu-ray Disc in December 2007. This is the only version over which Scott had complete artistic and editorial control.
Reception
Critical response
On Rotten Tomatoes, the film holds an 88% approval rating based on 130 reviews, with an average rating of 8.50/10. The website's critics consensus reads, "Misunderstood when it first hit theaters, the influence of Ridley Scott's mysterious, neo-noir Blade Runner has deepened with time. A visually remarkable, achingly human sci-fi masterpiece." Metacritic, which uses a weighted average, assigned the film a score of 84 out of 100 based on 15 critics, indicating "universal acclaim".
Initial reactions among film critics were mixed. Some wrote that the plot took a back seat to the film's special effects and did not fit the studio's marketing as an action and adventure film. Others acclaimed its complexity and predicted it would stand the test of time. Negative criticism in the United States cited its slow pace. Sheila Benson from the Los Angeles Times called it "Blade Crawler", and Pat Berman in The State and Columbia Record described it as "science fiction pornography". Pauline Kael praised Blade Runner as worthy of a place in film history for its distinctive sci-fi vision, yet criticized the film's lack of development in "human terms". Ares magazine said, "Misunderstood by audiences and critics alike, it is by far the best science fiction film of the year."
Cultural analysis
Academics began analyzing the film almost as soon as it was released. One of the first books on the film was Paul M. Sammon's Future Noir: The Making of Blade Runner (1996), which dissects all the details concerning the film making. He was followed by Scott Bukatman's Blade Runner and other books and academic articles. In Postmodern Metanarratives: Blade Runner and Literature in the Age of Image, Décio Torres Cruz analyzes the philosophical and psychological issues and the literary influences in Blade Runner. He examines the film's cyberpunk and dystopic elements by establishing a link between the Biblical, classical and modern traditions and the postmodern aspects in the film's collage of several literary texts.
The boom in home video formats helped establish a growing cult around the film, which scholars have dissected for its dystopic aspects, questions regarding "authentic" humanity, ecofeminist aspects and use of conventions from multiple genres. Popular culture began to reassess its impact as a classic several years after it was released. Roger Ebert praised the visuals of both the original and the Director's Cut and recommended it for that reason; however, he found the human story clichéd and a little thin. He later added The Final Cut to his "Great Movies" list. Critic Chris Rodley and Janet Maslin theorized that Blade Runner changed cinematic and cultural discourse through its image repertoire and subsequent influence on films. In 2012, Time film critic Richard Corliss surgically analyzed the durability, complexity, screenplay, sets and production dynamics from a personal, three-decade perspective. Denis Villeneuve, who directed the sequel, Blade Runner 2049, cites the film as a huge influence for him and many others.
It has also been noted for its postmodernist approach and that it contributes to the historical development of modern dystopia in film. Furthermore, the futuristic version of Los Angeles has been widely discussed by academics with some comparing it to Milton's descriptions of hell in Paradise Lost. A 2019 retrospective in the BBC argued that elements of the film's socio-political themes remained prescient in the real year of the film's setting, such as its depiction of climate change. From a more philosophical perspective, Alison Landsberg described Scott's direction of the film as a "prosthetic memory"—an action that has never happened and appears to be divorced from lived experience, yet it defines personhood and identity within the wider Blade Runner universe.
Awards and nominations
Blade Runner won or received nominations for the following awards:
Themes
The film operates on multiple dramatic and narrative levels. It employs some of the conventions of film noir, among them the character of a femme fatale; narration by the protagonist (in the original release); chiaroscuro cinematography; and giving the hero a questionable moral outlook – extended to include reflections upon the nature of his own humanity. It is a literate science fiction film, thematically enfolding the philosophy of religion and moral implications of human mastery of genetic engineering in the context of classical Greek drama and hubris. It also draws on Biblical images, such as Noah's flood, and literary sources, such as Frankenstein and William Blake. Although Scott said any similarity was merely coincidental, fans claimed that the chess game between Sebastian and Tyrell was based on the famous Immortal Game of 1851.
Blade Runner delves into the effects of technology on the environment and society by reaching to the past, using literature, religious symbolism, classical dramatic themes, and film noir techniques. This tension between past, present, and future is represented in the "retrofitted" future depicted in the film, one which is high-tech and gleaming in places but decayed and outdated elsewhere. In an interview with The Observer in 2002, director Ridley Scott described the film as "extremely dark, both literally and metaphorically, with an oddly masochistic feel". He also said that he "liked the idea of exploring pain" in the wake of his brother's death: "When he was ill, I used to go and visit him in London, and that was really traumatic for me."
A sense of foreboding and paranoia pervades the world of the film: corporate power looms large; the police seem omnipresent; vehicle and warning lights probe into buildings; and the consequences of huge biomedical power over the individual are explored –
especially regarding replicants' implanted memories. The film depicts a world post ecocide, where warfare and capitalism have led to destruction of 'normal' ecological systems. Control over the environment is exercised on a vast scale, and goes hand in hand with the absence of any natural life; for example, artificial animals stand in for their extinct predecessors. This oppressive backdrop explains the frequently referenced migration of humans to "off-world" (extraterrestrial) colonies. Eyes are a recurring motif, as are manipulated images, calling into question the nature of reality and our ability to accurately perceive and remember it.
These thematic elements provide an atmosphere of uncertainty for Blade Runners central theme of examining humanity. In order to discover replicants, an empathy test is used, with a number of its questions focused on the treatment of animals – seemingly an essential indicator of one's "humanity". Replicants will not respond the same way humans would, showing a lack of concern. The film goes so far as to question if Deckard might be a replicant, in the process asking the audience to re-evaluate what it means to be human.
The question of whether Deckard is intended to be a human or a replicant has been an ongoing controversy since the film's release. Both Michael Deeley and Harrison Ford wanted Deckard to be human, while Hampton Fancher preferred ambiguity. Ridley Scott has stated that in his vision, Deckard is a replicant. Deckard's unicorn-dream sequence, inserted into Scott's Director's Cut and concomitant with Gaff's parting gift of an origami unicorn, is seen by many as showing that Deckard is a replicant – because Gaff could have retrieved Deckard's implanted memories. The interpretation that Deckard is a replicant is challenged by others who believe the unicorn imagery shows that the characters, whether human or replicant, share the same dreams and recognize their affinity, or that the absence of a decisive answer is crucial to the film's main theme. The film's inherent ambiguity and uncertainty, as well as its textual richness, have permitted multiple interpretations.
Legacy
Cultural impact
While not initially a success with North American audiences, Blade Runner was popular internationally and garnered a cult following. The film's dark style and futuristic designs have served as a benchmark and its influence can be seen in many subsequent science fiction films, video games, anime, and television programs. For example, Ronald D. Moore and David Eick, the producers of the re-imagining of Battlestar Galactica, have both cited Blade Runner as one of the major influences for the show.
The film was selected for preservation in the United States National Film Registry in 1993 and is frequently taught in university courses. In 2007, it was named the second-most visually influential film of all time by the Visual Effects Society. The film has also been the subject of parody, such as the comics Blade Bummer by Crazy comics, Bad Rubber by Steve Gallacci, and the Red Dwarf 2009 three-part miniseries "Back to Earth". The anime series Psycho-Pass by Production I.G was also highly influenced by the movie.
Blade Runner continues to reflect modern trends and concerns, and an increasing number of critics consider it one of the greatest science fiction films of all time. It was voted the best science fiction film ever made in a 2004 poll of 60 eminent world scientists. Blade Runner is also cited as an important influence to both the style and story of the Ghost in the Shell franchise, which itself has been highly influential to the future-noir genre. Blade Runner has been very influential to the cyberpunk movement. It also influenced the cyberpunk derivative biopunk, which revolves around biotechnology and genetic engineering.
The dialogue and music in Blade Runner has been sampled in music more than any other film of the 20th century. The 2009 album I, Human by Singaporean band Deus Ex Machina makes numerous references to the genetic engineering and cloning themes from the film, and even features a track titled "Replicant".
Blade Runner is cited as a major influence on Warren Spector, designer of the video game Deus Ex, which displays evidence of the film's influence in both its visual rendering and plot. Indeed, the film's look – and in particular its overall darkness, preponderance of neon lights and opaque visuals – are easier to render than complicated backdrops, making it a popular reference point for video game designers. It has influenced adventure games such as the 2012 graphical text adventure Cypher, Rise of the Dragon, Snatcher, the Tex Murphy series, Beneath a Steel Sky, Flashback: The Quest for Identity, Bubblegum Crisis video games (and their original anime), the role-playing game Shadowrun, the first-person shooter Perfect Dark, the shooter game Skyhammer, and the Syndicate series of video games.
The logos of Atari, Bell, Coca-Cola, Cuisinart, Pan Am, and RCA, all market leaders at the time, were prominently displayed as product placement in the film, and all experienced setbacks after the film's release, leading to suggestions of a Blade Runner curse. Coca-Cola and Cuisinart recovered, and Tsingtao beer was also featured in the film and was more successful after the film than before.
The design of Tesla's Cybertruck was inspired by the film. Prior to its release Elon Musk promised that it would "look like something out of Blade Runner". Besides referring to the truck as the "Blade Runner Truck", Musk chose to debut the truck in order to coincide with the film's setting of November 2019. The film's art designer Syd Mead praised the truck and said he was "flattered" by the homage to Blade Runner.
Media recognition
American Film Institute recognition
AFI's 100 Years...100 Thrills – No. 74
AFI's 100 Years...100 Movies (10th Anniversary Edition) – No. 97
AFI's 10 Top 10 – No. 6 Science Fiction Film
In other media
Before filming began, Cinefantastique magazine commissioned Paul M. Sammon to write a special issue about Blade Runners production which became the book Future Noir: The Making of Blade Runner. The book chronicles Blade Runners evolution, focusing on film-set politics, especially the British director's experiences with his first American film crew; of which producer Alan Ladd, Jr. has said, "Harrison wouldn't speak to Ridley and Ridley wouldn't speak to Harrison. By the end of the shoot Ford was 'ready to kill Ridley', said one colleague. He really would have taken him on if he hadn't been talked out of it." Future Noir has short cast biographies and quotations about their experiences as well as photographs of the film's production and preliminary sketches. A second edition of Future Noir was published in 2007, and additional materials not in either print edition have been published online.
Philip K. Dick refused a $400,000 offer to write a Blade Runner novelization, saying: "[I was] told the cheapo novelization would have to appeal to the twelve-year-old audience" and it "would have probably been disastrous to me artistically". He added, "That insistence on my part of bringing out the original novel and not doing the novelization – they were just furious. They finally recognized that there was a legitimate reason for reissuing the novel, even though it cost them money. It was a victory not just of contractual obligations but of theoretical principles." Do Androids Dream of Electric Sheep? was eventually reprinted as a tie-in, with the film poster as a cover and the original title in parentheses below the Blade Runner title. Additionally, a novelization of the movie entitled Blade Runner: A Story of the Future by Les Martin was released in 1982. Archie Goodwin scripted the comic book adaptation, A Marvel Comics Super Special: Blade Runner, published in September 1982, which was illustrated by Al Williamson, Carlos Garzon, Dan Green, and Ralph Reese, and lettered by Ed King.
Blue Dolphin Enterprises published the film's screenplay combined with selected production storyboards as The Illustrated Blade Runner (June 1982); a book of original production artwork by Syd Mead, Mentor Huebner, Charles Knode, Michael Kaplan, and Ridley Scott as Blade Runner Sketchbook (1982); and The Blade Runner Portfolio (1982), a collection of twelve photographic prints, similar to the artist portfolios released by their Schanes & Schanes imprint.
There are two video games based on the film, both titled Blade Runner: one from 1985, a side-scrolling video game for Commodore 64, ZX Spectrum, and Amstrad CPC by CRL Group PLC, which is marked as "a video game interpretation of the film score by Vangelis" rather than of the film itself (due to licensing issues); and another from 1997, a point-and-click adventure for PC by Westwood Studios. The 1997 game has a non-linear plot based in the Blade Runner world, non-player characters that each ran in their own independent AI, and an unusual pseudo-3D engine (which eschewed polygonal solids in favor of voxel elements) that did not require the use of a 3D accelerator card to play the game. Eldon Tyrell, Gaff, Leon, Rachael, Chew, J. F. Sebastian and Howie Lee appear, and their voice files are recorded by the original actors, with the exception of Gaff, who is replaced by Javier Grajeda (as Victor Gardell) and Howie Lee, who is replaced by Toru Nagai. The player assumes the role of McCoy, another replicant-hunter working at the same time as Deckard.
The television film (and later series) Total Recall 2070 was initially planned as a spin-off of the film Total Recall (based on Philip K. Dick's short story "We Can Remember It for You Wholesale"), but was produced as a hybrid of Total Recall and Blade Runner. Many similarities between Total Recall 2070 and Blade Runner were noted, as well as apparent influences on the show from Isaac Asimov's The Caves of Steel and the TV series Holmes & Yoyo.
Documentaries
The film has been the subject of several documentaries.
Blade Runner: Convention Reel (1982, 13 minutes)
Co-directed by Muffet Kaufman and Jeffrey B. Walker, shot and screened in 16 mm, featured no narrator, was filmed in 1981 while Blade Runner was still in production and featured short "behind-the-scenes" segments showing sets being built and sequences being shot, as well as interviews with Ridley Scott, Syd Mead and Douglas Trumbull. Appears on the Blade Runner Ultimate Collector's Edition.
On the Edge of Blade Runner (2000, 55 minutes)
Directed by Andrew Abbott and hosted/written by Mark Kermode. Interviews with production staff, including Scott, give details of the creative process and the turmoil during preproduction. Insights into Philip K. Dick and the origins of Do Androids Dream of Electric Sheep? are provided by Paul M. Sammon and Hampton Fancher.
Future Shocks (2003, 27 minutes)
Directed by TVOntario. It includes interviews with executive producer Bud Yorkin, Syd Mead, and the cast, and commentary by science fiction author Robert J. Sawyer and from film critics.
Dangerous Days: Making Blade Runner (2007, 213 minutes)
Directed and produced by Charles de Lauzirika for The Final Cut version of the film. Its source material comprises more than 80 interviews, including extensive conversations with Ford, Young, and Scott. The documentary is presented in eight chapters, with each of the first seven covering a portion of the filmmaking process. The final chapter examines Blade Runner's controversial legacy.
All Our Variant Futures: From Workprint to Final Cut (2007, 29 minutes)
Produced by Paul Prischman, appears on the Blade Runner Ultimate Collector's Edition and provides an overview of the film's multiple versions and their origins, as well as detailing the seven-year-long restoration, enhancement and remastering process behind The Final Cut.
Blade Runner Phenomenon (2021, 53 minutes)
Directed by Boris Hars-Tschachotin and made by the France and Germany European public service channel ARTE, this documentary informs viewers using behind-the-scenes material from various sets, photos, original locations in Los Angeles, and interviews with those involved in the production.
Sequel and related media
A sequel was released in 2017, titled Blade Runner 2049, with Ryan Gosling alongside Ford in the starring roles. It entered production in mid-2016 and is set decades after the first film. Harrison Ford reprised his role as Rick Deckard. The film won two Academy Awards, for cinematography and visual effects.
The world of Blade Runner has also come to be explored in animation. Blade Runner 2049 was preceded by the release of three short films that served as prequels, where the chronological first, Blade Runner Black Out 2022, was anime (the other two, 2036: Nexus Dawn and 2048: Nowhere to Run, were live action, not animated).
In November 2021, a Japanese-American anime television series called Blade Runner: Black Lotus was released. The series tells the story of a female replicant protagonist, rather than that of a male Blade Runner one.
Dick's friend K. W. Jeter wrote three authorized Blade Runner novels that continue Rick Deckard's story, attempting to resolve the differences between the film and Do Androids Dream of Electric Sheep? These are Blade Runner 2: The Edge of Human (1995), Blade Runner 3: Replicant Night (1996), and Blade Runner 4: Eye and Talon (2000)
Blade Runner cowriter David Peoples wrote the 1998 action film Soldier, which he referred to as a "sidequel" or spiritual successor to the original film; the two are set in a shared universe. A bonus feature on the Blu-ray for Prometheus, the 2012 film by Scott set in the Alien universe, states that Eldon Tyrell, CEO of the Blade Runner Tyrell Corporation, was the mentor of Guy Pearce's character Peter Weyland.
In late 2022, Amazon announced a Blade Runner 2049 sequel series would be produced. On October 12, 2022, an apparent official approval to actually make a Blade Runner 2099 TV series was reported.
See also
Arcology
Biorobotics
List of dystopian films
List of fictional robots and androids
Synthetic biology
Tech noir
Notes
References
Bibliography
Doll, Susan, and Greg Faller. 1986. "Blade Runner and Genre: Film Noir and Science Fiction." Literature Film Quarterly 14 (2): 89–100.
Eagan, Daniel (2010) America's Film Legacy: The Authoritative Guide to the Landmark Movies in the National Film Registry, A&C Black, , pages 775–776
Morgan, David. Blade Runner at National Film Registry
External links
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3747 | https://en.wikipedia.org/wiki/Bill%20Gates | Bill Gates | William Henry Gates III (born October 28, 1955) is an American business magnate, investor, philanthropist, and writer best known for co-founding the software giant Microsoft, along with his childhood friend Paul Allen. During his career at Microsoft, Gates held the positions of chairman, chief executive officer (CEO), president, and chief software architect, while also being its largest individual shareholder until May 2014. He was a major entrepreneur of the microcomputer revolution of the 1970s and 1980s.
Gates was born and raised in Seattle, Washington. In 1975, he and Allen founded Microsoft in Albuquerque, New Mexico. It later became the world's largest personal computer software company. Gates led the company as its chairman and chief executive officer until stepping down as CEO in January 2000, succeeded by Steve Ballmer, but he remained chairman of the board of directors and became chief software architect. During the late 1990s, he was criticized for his business tactics, which were considered anti-competitive. This opinion has been upheld by numerous court rulings. In June 2008, Gates transitioned into a part-time role at Microsoft and full-time work at the Bill & Melinda Gates Foundation, the private charitable foundation he and his then-wife Melinda had established in 2000. He stepped down as chairman of the Microsoft board in February 2014 and assumed the role of technology adviser to support newly appointed CEO Satya Nadella. In March 2020, Gates left his board positions at Microsoft and Berkshire Hathaway to focus on his philanthropic efforts on climate change, global health and development, and education.
Since 1987, Gates has been included in the Forbes list of the world's billionaires. From 1995 to 2017, he held the Forbes title of the richest person in the world every year except in 2008 and from 2010 to 2013. In October 2017, he was surpassed by Amazon founder and CEO Jeff Bezos, who had an estimated net worth of US$90.6 billion compared to Gates's net worth of US$89.9 billion at the time. In the Forbes 400 list of wealthiest Americans in 2023, he was ranked 6th with a wealth of $111.0 billion. As of October 2023, Gates has an estimated net worth of US$123 billion, making him the fourth-richest person in the world according to Bloomberg Billionaires Index.
Later in his career and since leaving day-to-day operations at Microsoft in 2008, Gates has pursued other business and philanthropic endeavors. He is the founder and chairman of several companies, including BEN, Cascade Investment, TerraPower, bgC3, and Breakthrough Energy. He has donated sizable amounts of money to various charitable organizations and scientific research programs through the Bill & Melinda Gates Foundation, reported to be the world's largest private charity. Through the foundation, he led an early 21st century vaccination campaign that significantly contributed to the eradication of the wild poliovirus in Africa. In 2010, Gates and Warren Buffett founded The Giving Pledge, whereby they and other billionaires pledge to give at least half of their wealth to philanthropy.
Early life
William Henry Gates III was born on October 28, 1955, in Seattle, Washington as the only son of William H. Gates Sr. (1925–2020) and his first wife, Mary Maxwell Gates (1929–1994). His ancestry includes English, German, and Irish/Scots-Irish. His father was a prominent lawyer, and his mother served on the board of directors of First Interstate BancSystem and United Way of America. Gates's maternal grandfather was J. W. Maxwell, a national bank president. Gates has an older sister Kristi (Kristianne) and a younger sister Libby. He is the fourth of his name in his family but is known as William Gates III or "Trey" (i.e., three) because his father had the "II" suffix. The family lived in the Sand Point area of Seattle in a home that was damaged by a rare tornado when Gates was seven years old.
According to Gates, when he was young, his parents wanted him to pursue a career in law. During his childhood, his family regularly attended a church of the Congregational Christian Churches, a Protestant Reformed denomination. Gates was small for his age and was bullied as a child. The family encouraged competition; one visitor reported that "it didn't matter whether it was hearts or pickleball or swimming to the dock; there was always a reward for winning and there was always a penalty for losing".
At age 13, he enrolled in the private Lakeside prep school, where he wrote his first software program. When he was in eighth grade, the Mothers' Club at the school used proceeds from Lakeside School's rummage sale to buy a Teletype Model 33 ASR terminal and a block of computer time on a General Electric (GE) computer for the students. Gates took an interest in programming the GE system in BASIC, and he was excused from math classes to pursue his interest. He wrote his first computer program on this machine, an implementation of tic-tac-toe that allowed users to play games against the computer. Gates was fascinated by the machine and how it would always execute software code perfectly. After the Mothers Club donation was exhausted, Gates and other students sought time on systems including DEC PDP minicomputers. One of these systems was a PDP-10 belonging to Computer Center Corporation (CCC) which banned Gates, Paul Allen, Ric Weiland, and Gates's best friend and first business partner Kent Evans for the summer after it caught them exploiting bugs in the operating system to obtain free computer time.
The four students formed the Lakeside Programmers Club to make money. At the end of the ban, they offered to find bugs in CCC's software in exchange for extra computer time. Rather than using the system remotely via Teletype, Gates went to CCC's offices and studied source code for various programs that ran on the system, including Fortran, Lisp, and machine language. The arrangement with CCC continued until 1970 when the company went out of business.
The following year, a Lakeside teacher enlisted Gates and Evans to automate the school's class-scheduling system, providing them computer time and royalties in return. The duo worked diligently in order to have the program ready for their senior year. Towards the end of their junior year, Evans was killed in a mountain climbing accident, which Gates has described as one of the saddest days of his life. Gates then turned to Allen who helped him finish the system for Lakeside.
At 17, Gates formed a venture with Allen called Traf-O-Data to make traffic counters based on the Intel 8008 processor. In 1972, he served as a congressional page in the House of Representatives. He was a National Merit Scholar when he graduated from Lakeside School in 1973. He scored 1590 out of 1600 on the Scholastic Aptitude Tests (SAT) and enrolled at Harvard College in the autumn of 1973. He chose a pre-law major but took mathematics (including Math 55) and graduate level computer science courses. While at Harvard, he met fellow student and future Microsoft CEO Steve Ballmer. Gates left Harvard after two years while Ballmer stayed and graduated magna cum laude. Years later, Ballmer later succeeded Gates as Microsoft's CEO and maintained that position from 2000 until his resignation in 2014.
Gates devised an algorithm for pancake sorting as a solution to one of a series of unsolved problems presented in a combinatorics class by professor Harry Lewis. His solution held the record as the fastest version for over 30 years, and its successor is faster by only 2%. His solution was formalized and published in collaboration with Harvard computer scientist Christos Papadimitriou.
Gates remained in contact with Paul Allen and joined him at Honeywell during the summer of 1974. In 1975, the MITS Altair 8800 was released based on the Intel 8080 CPU, and Gates and Allen saw the opportunity to start their own computer software company. Gates dropped out of Harvard that same year. His parents were supportive of him after seeing how much he wanted to start his own company. He explained his decision to leave Harvard: "if things hadn't worked out, I could always go back to school. I was officially on leave."
Microsoft
BASIC
Gates read the January 1975 issue of Popular Electronics which demonstrated the Altair 8800, and contacted Micro Instrumentation and Telemetry Systems (MITS) to inform them that he and others were working on a BASIC interpreter for the platform. In reality, Gates and Allen did not have an Altair and had not written code for it; they merely wanted to gauge MITS's interest. MITS president Ed Roberts agreed to meet them for a demonstration, and over the course of a few weeks they developed an Altair emulator that ran on a minicomputer, and then the BASIC interpreter. The demonstration was held at MITS's offices in Albuquerque, New Mexico; it was a success and resulted in a deal with MITS to distribute the interpreter as Altair BASIC. MITS hired Allen, and Gates took a leave of absence from Harvard to work with him at MITS in November 1975. Allen named their partnership "Micro-Soft", a combination of "microcomputer" and "software", and their first office was in Albuquerque. The first employee Gates and Allen hired was their high school collaborator Ric Weiland. They dropped the hyphen within a year and officially registered the trade name "Microsoft" with the Secretary of the State of New Mexico on November 26, 1976. Gates never returned to Harvard to complete his studies.
Microsoft's Altair BASIC was popular with computer hobbyists, but Gates discovered that a pre-market copy had leaked out and was being widely copied and distributed. In February 1976, he wrote an Open Letter to Hobbyists in the MITS newsletter in which he asserted that more than 90% of the users of Microsoft Altair BASIC had not paid Microsoft for it and the Altair "hobby market" was in danger of eliminating the incentive for any professional developers to produce, distribute, and maintain high-quality software. This letter was unpopular with many computer hobbyists, but Gates persisted in his belief that software developers should be able to demand payment. Microsoft became independent of MITS in late 1976, and it continued to develop programming language software for various systems. The company moved from Albuquerque to Bellevue, Washington on January 1, 1979.
Gates said he personally reviewed and often rewrote every line of code that the company produced in its first five years. As the company grew, he transitioned into a manager role, then an executive.
DONKEY.BAS, is a computer game written in 1981 and included with early versions of the PC DOS operating system distributed with the original IBM PC. It is a driving game in which the player must avoid hitting donkeys. The game was written by Gates and Neil Konzen.
IBM partnership
IBM, the leading supplier of computer equipment to commercial enterprises at the time, approached Microsoft in July 1980 concerning software for its upcoming personal computer, the IBM PC, after Gates's mother, Mary Maxwell Gates, mentioned Microsoft to John Opel, IBM's then CEO. IBM first proposed that Microsoft write the BASIC interpreter. IBM's representatives also mentioned that they needed an operating system, and Gates referred them to Digital Research (DRI), makers of the widely used CP/M operating system. IBM's discussions with Digital Research went poorly, however, and they did not reach a licensing agreement. IBM representative Jack Sams mentioned the licensing difficulties during a subsequent meeting with Gates and asked if Microsoft could provide an operating system. A few weeks later, Gates and Allen proposed using 86-DOS, an operating system similar to CP/M, that Tim Paterson of Seattle Computer Products (SCP) had made for hardware similar to the PC. Microsoft made a deal with SCP to be the exclusive licensing agent of 86-DOS, and later the full owner. Microsoft employed Paterson to adapt the operating system for the PC and delivered it to IBM as PC DOS for a one-time fee of $50,000.
The contract itself only earned Microsoft a relatively small fee. It was the prestige brought to Microsoft by IBM's adoption of their operating system that would be the origin of Microsoft's transformation from a small business to the leading software company in the world. Gates had not offered to transfer the copyright on the operating system to IBM because he believed that other personal computer makers would clone IBM's PC hardware. They did, making the IBM-compatible PC, running DOS, a de facto standard. The sales of MS-DOS (the version of DOS sold to customers other than IBM) made Microsoft a major player in the industry. The press quickly identified Microsoft as being very influential on the IBM PC. PC Magazine asked if Gates was "the man behind the machine?".
Gates oversaw Microsoft's company restructuring on June 25, 1981, which re-incorporated the company in Washington state and made Gates the president and chairman of the board, with Paul Allen as vice president and vice chairman. In early 1983, Allen left the company after receiving a Hodgkin lymphoma diagnosis, effectively ending the formal business partnership between Gates and Allen, which had been strained months prior due to a contentious dispute over Microsoft equity. Later in the decade, Gates repaired his relationship with Allen and together the two donated millions to their childhood school Lakeside. They remained friends until Allen's death in October 2018.
Windows
Microsoft and Gates launched their first retail version of Microsoft Windows on November 20, 1985, in an attempt to fend off competition from Apple's Macintosh GUI, which had captivated consumers with its simplicity and ease of use. In August 1986, the company struck a deal with IBM to develop a separate operating system called OS/2. Although the two companies successfully developed the first version of the new system, the partnership deteriorated due to mounting creative differences. The operating system grew out of DOS in an organic fashion over a decade until Windows 95, which hid the DOS prompt by default. Windows XP was released one year after Gates stepped down as Microsoft CEO. Windows 8.1 was the last version of the OS released before Gates left the chair of the firm to John W. Thompson on February 5, 2014.
Management style
During Microsoft's early years, Gates was an active software developer, particularly in the company's programming language products, but his primary role in most of the company's history was as a manager and executive. He has not officially been on a development team since working on the TRS-80 Model 100, but he wrote code that shipped with the company's products as late as 1989. Jerry Pournelle wrote in 1985 when Gates announced Microsoft Excel: "Bill Gates likes the program, not because it's going to make him a lot of money (although I'm sure it will do that), but because it's a neat hack."
On June 15, 2006, Gates announced that he would transition out of his role at Microsoft to dedicate more time to philanthropy. He gradually divided his responsibilities between two successors when he placed Ray Ozzie in charge of management and Craig Mundie in charge of long-term product strategy. The process took two years to fully transfer his duties to Ozzie and Mundie, and was completed on June 27, 2008.
Post-Microsoft
Since leaving day-to-day operations at Microsoft, Gates has continued his philanthropy and works on other projects.
According to the Bloomberg Billionaires Index, Gates was the world's highest-earning billionaire in 2013, as his net worth increased by US$15.8 billion to US$78.5 billion. , most of Gates's assets are held in Cascade Investment LLC, an entity through which he owns stakes in numerous businesses, including Four Seasons Hotels and Resorts, and Corbis Corp. On February 4, 2014, Gates stepped down as chairman of Microsoft to become "technology advisor" at the firm to support newly appointed CEO Satya Nadella.
Gates provided his perspective on a range of issues in a substantial interview that was published in the March 27, 2014, issue of Rolling Stone magazine. In the interview, Gates provided his perspective on climate change, his charitable activities, various tech companies and people involved in them, and the state of America. In response to a question about his greatest fear when he looks 50 years into the future, Gates stated: "there'll be some really bad things that'll happen in the next 50 or 100 years, but hopefully none of them on the scale of, say, a million people that you didn't expect to die from a pandemic, or nuclear or bioterrorism." Gates also identified innovation as the "real driver of progress" and pronounced that "America's way better today than it's ever been."
Gates has often expressed concern about the potential harms of superintelligence; in a Reddit "ask me anything", he stated that:
In an interview that was held at the TED conference in March 2015, with Baidu co-founder and CEO, Robin Li, Gates said he would "highly recommend" Nick Bostrom's recent work, Superintelligence: Paths, Dangers, Strategies. During the conference, Gates warned that the world was not prepared for the next pandemic, a situation that would come to pass in late 2019 when the COVID-19 pandemic began. In March 2018, Gates met at his home in Seattle with Mohammed bin Salman, the reformist crown prince and de facto ruler of Saudi Arabia to discuss investment opportunities for Saudi Vision 2030. In June 2019, Gates admitted that losing the mobile operating system race to Android was his biggest mistake. He stated that it was within their skill set of being the dominant player, but partially blames the antitrust litigation during the time. That same year, Gates became an advisory board member of the Bloomberg New Economy Forum.
On March 13, 2020, Microsoft announced Gates would be leaving his board positions at Berkshire Hathaway and Microsoft to dedicate himself to philanthropic endeavors such as climate change, global health and development, and education.
During the COVID-19 pandemic, Gates has widely been looked at by media outlets as an expert on the issue, despite him not being a public official or having any prior medical training. His foundation did, however, establish the COVID-19 Therapeutics Accelerator in 2020 to hasten the development and evaluation of new and repurposed drugs and biologics to treat patients for COVID-19, and, as of February 2021, Gates expressed that he and Anthony Fauci frequently talk and collaborate on matters including vaccines and other medical innovations to fight the pandemic.
Business ventures and investments (partial list)
Gates has a multi-billion dollar investment portfolio with stakes in companies in various sectors and has participated in several entrepreneurial ventures beyond Microsoft, including:
AutoNation, an automotive retailer which trades on the NYSE and in which Gates has a 16% stake.
bgC3 LLC, a think-tank and research company founded by Gates.
Canadian National Railway (CN), a Canadian Class I freight railway. As of 2019, Gates is the single largest shareholder of the company.
Cascade Investment LLC, a private investment and holding company incorporated in the United States, founded and controlled by Gates and headquartered in Kirkland, Washington.
Gates is the largest private owner of farmland in the United States with his landholdings owned through Cascade Investment totalling 242,000 acres across 19 states. He is the 49th largest private owner of land in the US.
Carbon Engineering, a for-profit venture founded by David Keith, which Gates helped fund. It is also supported by Chevron Corporation and Occidental Petroleum.
SCoPEx, Keith's academic venture in "sun-dimming" geoengineering, which Gates provided most of the $12 million for.
Corbis (originally named Interactive Home Systems and now known as Branded Entertainment Network), a digital image licensing and rights services company founded and chaired by Gates.
EarthNow, a Seattle-based startup company aiming to blanket the Earth with live satellite video coverage. Gates is a large financial backer.
Eclipse Aviation, a defunct manufacturer of very light jets. Gates was a major stake-holder early on in the project.
Impossible Foods, a company that develops plant-based substitutes for meat products. Some of the $396 million Patrick O. Brown collected for his business came from Gates around 2014 to 2017.
Ecolab, a global provider of water, hygiene and energy technologies and services to the food, energy, healthcare, industrial and hospitality markets. Combined with the shares owned by the Foundation, Gates owns 11.6% of the company. A shareholder agreement in 2012 allowed him to own up to 25% of the company, but this agreement was removed.
ResearchGate, a social networking site for scientists. Gates participated in a $35 million round of financing along with other investors.
TerraPower, a nuclear reactor design company co-founded and chaired by Gates, which is developing next generation traveling-wave reactor nuclear power plants in an effort to tackle climate change.
Breakthrough Energy Ventures, a closed fund for wealthy individuals who seek ROI on a 20-year horizon (see next section), which "is funding green start-ups and a host of other low-carbon entrepreneurial projects, including everything from advanced nuclear technology to synthetic breast milk." It was founded by Gates in 2015.
Ginkgo Bioworks, a biotech startup that received $350 million in venture funding in 2019, in part from Gates's investment firm Cascade Investment.
Luminous Computing, a company that develops neuromorphic photonic integrated circuits for AI acceleration.
Mologic, a British diagnostic technology company that Gates purchased, along with the Soros Economic Development Fund, "which has developed 10-minute Covid lateral flow tests that it aims to make for as little as $1."
Climate change and energy
Gates considers climate change and global access to energy to be critical, interrelated issues. He has urged governments and the private sector to invest in research and development to make clean, reliable energy cheaper. Gates envisions that a breakthrough innovation in sustainable energy technology could drive down both greenhouse gas emissions and poverty, and bring economic benefits by stabilizing energy prices. In 2011, he said: "If you gave me the choice between picking the next 10 presidents or ensuring that energy is environmentally friendly and a quarter as costly, I'd pick the energy thing."
In 2015, he wrote about the challenge of transitioning the world's energy system from one based primarily on fossil fuels to one based on sustainable energy sources. Global energy transitions have historically taken decades. He wrote, "I believe we can make this transition faster, both because the pace of innovation is accelerating, and because we have never had such an urgent reason to move from one source of energy to another." This rapid transition, according to Gates, would depend on increased government funding for basic research and financially risky private-sector investment, to enable innovation in diverse areas such as nuclear energy, grid energy storage to facilitate greater use of solar and wind energy, and solar fuels.
Gates spearheaded two initiatives that he announced at the 2015 United Nations Climate Change Conference in Paris. One was Mission Innovation, in which 20 national governments pledged to double their spending on research and development for carbon-free energy in over five years' time. Another initiative was Breakthrough Energy, a group of investors who agreed to fund high-risk startups in clean energy technologies. Gates, who had already invested $1 billion of his own money in innovative energy startups, committed a further $1 billion to Breakthrough Energy. In December 2020, he called for the U.S. federal government to create institutes for clean energy research, analogous to the National Institutes of Health. Gates has also urged rich nations to shift to 100% synthetic beef industries to reduce greenhouse gas emissions from food production.
Gates has been criticised for holding a large stake in Signature Aviation, a company that services emissions-intensive private jets. In 2019, he began to divest from fossil fuels. He does not expect divestment itself to have much practical impact, but says that if his efforts to provide alternatives were to fail, he would not want to personally benefit from an increase in fossil fuel stock prices. After he published his book How to Avoid a Climate Disaster, parts of the climate activist community criticized Gate's approach as technological solutionism. In 2022, educational streamer Wondrium produced the series "Solving for Zero: The Search for Climate Innovation" inspired by the book.
In June 2021, Gates's company TerraPower and Warren Buffett's PacifiCorp announced the first sodium nuclear reactor in Wyoming. Wyoming Governor Mike Gordon hailed the project as a step toward carbon-negative nuclear power. Wyoming Senator John Barrasso also said that it could boost the state's once-active uranium mining industry.
Gates spent many efforts to make pass the Inflation Reduction Act of 2022 because of his importance to climate. He tried to convince Joe Manchin to support a climate bill from the year 2019 and especially in the months before the adoption of the bill. The bill should cut the global greenhouse gas emissions in a level similar to "eliminating the annual planet-warming pollution of France and Germany combined" and may help to limit the warming of the planet to 1.5 degrees – the target of the Paris Agreement. He thanked both Joe Manchin and Chuck Schumer for their efforts in a guest essay in The New York Times, where he said "Inflation Reduction Act of 2022 may be the single most important piece of climate legislation in American history" given its potential to spur development of new technologies. Gates gave further insights on climate change in his commencement address at Northern Arizona University on May 6, 2023, where he was bestowed an honorary doctorate.
Political positions
Regulation of the software industry
In 1998, Gates rejected the need for regulation of the software industry in testimony before the United States Senate. During the Federal Trade Commission's (FTC) investigation of Microsoft in the 1990s, Gates was reportedly upset at Commissioner Dennis Yao for "float[ing] a line of hypothetical questions suggesting possible curbs on Microsoft's growing monopoly power". According to one source:
Donald Trump Facebook ban
On February 18, 2021, after Facebook and Twitter had banned Donald Trump from their platforms as a result of the 2020 United States presidential election which led to the January 6 United States Capitol attack, Gates said a permanent ban of Trump "would be a shame" and would be an "extreme measure". He warned that it would cause "polarization" if users with different political views divide up among various social networks, and said: "I don't think banning somebody who actually did get a fair number of votes (in the presidential election) – well less than a majority – forever would be that good."
Patents for COVID-19 vaccines
In April 2021, during the COVID-19 pandemic, Gates was criticized for suggesting that pharmaceutical companies should hold onto patents for COVID-19 vaccines. The criticism came due to the possibility of this preventing poorer nations from obtaining adequate vaccines. Tara Van Ho of the University of Essex stated, "Gates speaks as if all the lives being lost in India are inevitable but eventually the West will help when in reality the US & UK are holding their feet on the neck of developing states by refusing to break [intellectual property rights] protections. It's disgusting."
Gates is opposed to the TRIPS waiver. Bloomberg News reported him as saying he argued that Oxford University should not give away the rights to its COVID-19 information, as it had announced, but instead sell it to a single industry partner, as it did. His views on the value of legal monopolies in medicine have been linked to his views on legal monopolies in software.
Cryptocurrencies
Gates is critical of cryptocurrencies like Bitcoin. According to Gates, cryptocurrencies provide no "valuable output", contribute nothing to society, and pose a danger especially for smaller investors who could not survive the potentially high losses. Gates also does not own any cryptocurrencies himself.
Philanthropy
Bill and Melinda Gates Foundation
Gates studied the work of Andrew Carnegie and John D. Rockefeller, and donated some of his Microsoft stock in 1994 to create the "William H. Gates Foundation". In 2000, Gates and his wife combined three family foundations and donated stock valued at $5 billion to create the Bill & Melinda Gates Foundation, which was identified by the Funds for NGOs company in 2013, as the world's largest charitable foundation, with assets reportedly valued at more than $34.6 billion. The foundation allows benefactors to access information that shows how its money is being spent, unlike other major charitable organizations such as the Wellcome Trust. Gates, through his foundation, also donated $20 million to the Carnegie Mellon University for a new building to be named Gates Center for Computer Science which opened in 2009.
Gates has credited the generosity and extensive philanthropy of David Rockefeller as a major influence. He and his father met with Rockefeller several times, and their charity work is partly modeled on the Rockefeller family's philanthropic focus, whereby they are interested in tackling the global problems that are ignored by governments and other organizations.
The foundation is organized into five program areas: Global Development Division, Global Health Division, United States Division, and Global Policy & Advocacy Division. Among others, it supports a wide range of public health projects, granting aid to fight transmissible diseases such AIDS, tuberculosis and malaria, as well as widespread vaccine programs to eradicate polio. It grants funds to learning institutes and libraries and supports scholarships at universities. The foundation established a water, sanitation and hygiene program to provide sustainable sanitation services in poor countries. Its agriculture division supports the International Rice Research Institute in developing Golden Rice, a genetically modified rice variant used to combat vitamin A deficiency. The foundation aims to provide women and girls in the developing world with information and support regarding contraception and, ultimately, universal access to consensual family planning. In 2007, the Los Angeles Times criticized the foundation for investing its assets in companies that have been accused of worsening poverty, pollution and pharmaceutical firms that do not sell to developing countries. Although the foundation announced a review of its investments to assess social responsibility, it was subsequently canceled and upheld its policy of investing for maximum return, while using voting rights to influence company practices.
Gates delivered his thoughts in a fireside chat moderated by journalist and news anchor Shereen Bhan virtually at the Singapore FinTech Festival on December 8, 2020, on the topic, "Building Infrastructure for Resilience: What the COVID-19 Response Can Teach Us About How to Scale Financial Inclusion".
Gates favors the normalization of COVID-19 masks. In a November 2020 interview, he said: "What are these, like, nudists? I mean, you know, we ask you to wear pants, and no American says, or very few Americans say, that that's, like, some terrible thing."
Personal donations
Melinda Gates suggested that people should emulate the philanthropic efforts of the Salwen family, who sold their home and gave away half of its value, as detailed in their book, The Power of Half. Gates and his wife invited Joan Salwen to Seattle to speak about what the family had done, and on December 9, 2010, Bill and Melinda Gates and investor Warren Buffett each signed a commitment they called the "Giving Pledge", which is a commitment by all three to donate at least half of their wealth, over the course of time, to charity.
Gates has also provided personal donations to educational institutions. In 1999, Gates donated $20 million to the Massachusetts Institute of Technology for the construction of a computer laboratory named the "William H. Gates Building" that was designed by architect Frank Gehry. While Microsoft had previously given financial support to the institution, this was the first personal donation received from Gates.
The Maxwell Dworkin Laboratory of the Harvard John A. Paulson School of Engineering and Applied Sciences is named after the mothers of both Gates and Microsoft President Steven A. Ballmer, both of whom were students (Ballmer was a member of the school's graduating class of 1977, while Gates left his studies for Microsoft), and donated funds for the laboratory's construction. Gates also donated $6 million to the construction of the Gates Computer Science Building, completed in January 1996, on the campus of Stanford University. The building contains the Computer Science Department and the Computer Systems Laboratory (CSL) of Stanford's Engineering department.
Since 2005, Gates and his foundation have taken an interest in solving global sanitation problems. For example, they announced the "Reinvent the Toilet Challenge", which has received considerable media interest. To raise awareness for the topic of sanitation and possible solutions, Gates drank water that was "produced from human feces" in 2014 – it was produced from a sewage sludge treatment process called the Omni Processor. In early 2015, he also appeared with Jimmy Fallon on The Tonight Show and challenged him to see if he could taste the difference between this reclaimed water or bottled water.
In November 2017, Gates said he would give $50 million to the Dementia Discovery Fund, a venture capital fund that seeks treatment for Alzheimer's disease. He also pledged an additional $50 million to start-up ventures working in Alzheimer's research. Bill and Melinda Gates have said that they intend to leave their three children $10 million each as their inheritance. With only $30 million kept in the family, they are expected to give away about 99.96% of their wealth. On August 25, 2018, Gates distributed $600,000 through his foundation via UNICEF which is helping flood affected victims in Kerala, India.
In June 2018, Gates offered free ebooks, to all new graduates of U.S. colleges and universities, and in 2021, offered free ebooks, to all college and university students around the world. The Bill And Melinda Gates Foundation partially funds OpenStax, which creates and provides free digital textbooks.
In July 2022 he reiterated the commitment he had made by starting The Giving Pledge campaign by announcing on his Twitter channel he planned to give 'virtually all' his wealth to charity and eventually 'move off of the list of the world's richest people.'
Charity sports events
On April 29, 2017, Gates partnered with Swiss tennis legend Roger Federer in playing in the Match for Africa 4, a noncompetitive tennis match at a sold-out Key Arena in Seattle. The event was in support of the Roger Federer Foundation's charity efforts in Africa. Federer and Gates played against John Isner, the top-ranked American player for much of this decade, and Mike McCready, the lead guitarist for Pearl Jam. The pair won the match 6 games to 4. Overall, they raised $2 million for children in Africa. The following year, Gates and Federer returned to play in the Match for Africa 5 on March 5, 2018, at San Jose's SAP Center. Their opponents were Jack Sock, one of the top American players and a grand slam winner in doubles, and Savannah Guthrie, a co-anchor for NBC's Today show. Gates and Federer recorded their second match victory together by a score of 6–3 and the event raised over $2.5 million.
Books
Gates has so far authored four books:
The Road Ahead, co-authored with Microsoft executive Nathan Myhrvold and journalist Peter Rinearson, was published in November 1995. It summarized the implications of the personal computing revolution and described a future profoundly changed by the arrival of a global information superhighway.
Business @ the Speed of Thought, co-authored with Collins Hemingway, was published in 1999, and discusses how business and technology are integrated, and shows how digital infrastructures and information networks can help to get an edge on the competition.
How to Avoid a Climate Disaster, published in February 2021, presents what Gates learned in over a decade of studying climate change and investing in innovations to address climate problems.
How to Prevent the Next Pandemic, published in April 2022, details the COVID-19 pandemic and proposes a "Global Epidemic Response and Mobilization" (GERM) team with annual funding of $1 billion, under the auspices of the WHO.
Personal life
Gates is an avid reader, and the ceiling of his large home library is engraved with a quotation from The Great Gatsby. He also enjoys bridge, tennis and golf. His days are planned for him on a minute-by-minute basis, similarly to the U.S. president's schedule. Despite his wealth and extensive business travel, Gates flew coach (economy class) in commercial aircraft until 1997, when he bought a private jet.
Gates purchased the Codex Leicester, a collection of scientific writings by Leonardo da Vinci, for US$30.8 million at an auction in 1994. In 1998, he reportedly paid $30 million for the original 1885 maritime painting Lost on the Grand Banks, at the time a record price for an American painting. In 2016, he revealed that he was color-blind. On May 10, 2022, Gates said that he tested positive for COVID-19 and was experiencing mild symptoms. Gates has received three doses of the COVID-19 vaccine.
Marriage and divorce
Gates married Melinda French on the Hawaiian Island of Lanai on January 1, 1994. They met in 1987 after Melinda began working at Microsoft. At the time of their marriage, Gates was given permission by Melinda to spend limited time with his ex-girlfriend, businesswoman Ann Winblad. Bill and Melinda have three children: Jennifer, Rory and Phoebe. The family's residence is an earth-sheltered mansion in the side of a hill overlooking Lake Washington in Medina, Washington. In 2009, property taxes on the mansion were reported to be US$1.063 million, on a total assessed value of US$147.5 million. The estate has a swimming pool with an underwater music system, as well as a gym and a dining room. On May 3, 2021, the Gateses announced they had decided to divorce after 27 years of marriage and 34 years as a couple. They said they would keep working together on charitable efforts. The Wall Street Journal reported that Melinda had been meeting with divorce attorneys since 2019, citing interviews that suggested Bill's ties with Jeffrey Epstein was at least one of her concerns. The divorce was finalized on August 2, 2021.
Public image
Gates's public image has changed over the years. At first he was perceived as a brilliant but ruthless "robber baron", a "nerd-turned-tycoon". Starting in 2000 with the foundation of the Bill and Melinda Gates Foundation, and particularly after he stepped down as head of Microsoft, he turned his attention to philanthropy, spending more than $50 billion on causes like health, poverty, and education. His image morphed from "tyrannical technocrat to saintly savior" to a "huggable billionaire techno-philanthropist", celebrated on magazine covers and sought after for his opinions on major issues like global health and climate change. Still another shift in public opinion came in 2021 with the announcement that he and Melinda were divorcing. Coverage of that proceeding brought out information about romantic pursuits of women who worked for him, a long-term extra-marital affair, and a friendship with convicted sex offender Jeffrey Epstein. This information and his response to the COVID-19 pandemic resulted in some deterioration of his public image, going from "a lovable nerd who was out to save the world" to "a tech supervillain who wants to protect profits over public health."
Investigative journalist Tim Schwab has accused Gates of using his contributions to the media to shape their coverage of him in order to protect his public image. In September 2022, Politico published an expose' critical of NGO leadership at the helm of the world-wide COVID-19 pandemic response, written in cooperation with the German newspaper Welt. Criticisms included the interconnectivity of the non-profits with Gates, as well as his personal lack of formal credentials in medicine.
Gates and the projects of his foundation have been the subject of many conspiracy theories that proliferate on Facebook and elsewhere. He has been implausibly accused of attempting to depopulate the world, distributing harmful or unethical vaccines, and implanting people with privacy-violating microchips. These largely unfounded theories reached a new level of influence during the COVID-19 pandemic when, according to New York Times journalist Rory Smith, the uncertainties of pandemic life drove people to seek explanations from the Internet. When asked about the theories, Gates has remarked that some people are tempted by the "simple explanation" that an evil person rather than biological factors are to blame, and that he does not know for what purpose anyone believes he would want to track them with microchips.
Religious views
In an interview with Rolling Stone, Gates said in regard to his faith: "The moral systems of religion, I think, are super important. We've raised our kids in a religious way; they've gone to the Catholic church that Melinda goes to and I participate in. I've been very lucky, and therefore I owe it to try and reduce the inequity in the world. And that's kind of a religious belief. I mean, it's at least a moral belief." In the same 2014 interview he also said: "I agree with people like Richard Dawkins that mankind felt the need for creation myths. Before we really began to understand disease and the weather and things like that, we sought false explanations for them. Now science has filled in some of the realm – not all – that religion used to fill. But the mystery and the beauty of the world is overwhelmingly amazing, and there's no scientific explanation of how it came about. To say that it was generated by random numbers, that does seem, you know, sort of an uncharitable view [laughs]. I think it makes sense to believe in God, but exactly what decision in your life you make differently because of it, I don't know."
Wealth
In 1999, his wealth briefly surpassed US$100 billion making him the first person ever to achieve the feat. Since 2000, the nominal value of his Microsoft holdings declined due to the fall in Microsoft's stock price after the dot-com bubble burst and the multi-billion dollar donations he had made to his charitable foundations. In May 2006, Gates remarked that he wished that he were not the richest man in the world because he disliked the attention that it brought. In March 2010, Gates was the second wealthiest person after Carlos Slim, but regained the top position in 2013, according to the Bloomberg Billionaires Index. Slim retook the position again in June 2014 (but then lost the top position back to Gates). Between 2009 and 2014, his wealth doubled from US$40 billion to US$82 billion. In October 2017, Gates was surpassed by Amazon founder Jeff Bezos as the richest person in the world. On November 15, 2019, he once again became the richest person in the world after a 48% increase in Microsoft shares, surpassing Bezos. Gates told the BBC, "I've paid more tax than any individual ever, and gladly so ... I've paid over $6 billion in taxes." He is a proponent of higher taxes, particularly for the rich.
By 2017, Gates had held the top spot on the list of The World's Billionaires in 18 out of the previous 23 years. Gates has several investments outside Microsoft, which in 2006 paid him a salary of US$616,667 and US$350,000 bonus totalling US$966,667. In 1989, he founded Corbis, a digital imaging company. In 2004, he became a board member of Berkshire Hathaway, the investment company headed by long-time friend Warren Buffett.
In 1987, Gates was listed as a billionaire in Forbes magazine's first ever America's richest issue and was the world's youngest self-made billionaire with a net worth of $1.25 billion. Since 1987, Gates has been included in the Forbes The World's Billionaires list and was the wealthiest person from 1995 to 1996, 1998 to 2007, 2009, and held the spot until 2018 before being overtaken by Jeff Bezos. Gates was number one on the Forbes 400 list of wealthiest Americans from 1993 through to 2007, 2009, and 2014 through 2017.
Controversies
Antitrust litigation
During his tenure as CEO of Microsoft, Gates approved of many decisions that led to antitrust litigation over Microsoft's business practices. In the 1998 United States v. Microsoft case, Gates gave deposition testimony that several journalists characterized as evasive. He argued with examiner David Boies over the contextual meaning of words such as "compete", "concerned", and "we". Later in the year, when portions of the videotaped deposition were played back in court, the judge was seen laughing and shaking his head. BusinessWeek reported:
Gates later said that he had simply resisted attempts by Boies to mischaracterize his words and actions. "Did I fence with Boies? ... I plead guilty ... rudeness to Boies in the first degree." Despite Gates's denials, the judge ruled that Microsoft had committed monopolization, tying and blocking competition, each in violation of the Sherman Antitrust Act.
Treatment of colleagues and employees
Gates had primary responsibility for Microsoft's product strategy from the company's founding in 1975 until 2006. He gained a reputation for being distant from others; an industry executive complained in 1981 that "Gates is notorious for not being reachable by phone and for not returning phone calls." An Atari executive recalled that he showed Gates a game and defeated him 35 of 37 times. When they met again a month later, Gates "won or tied every game. He had studied the game until he solved it. That is a competitor".
In the early 1980s, while business partner Paul Allen was undergoing treatments for cancer, Gates — according to Allen — conspired to reduce the latter's share in Microsoft by issuing himself stock options. In his autobiography, Allen would later recall that Gates was "scheming to rip me off. It was mercenary opportunism plain and simple". Gates says he remembers the episode differently. Allen would also recall that Gates was prone to shouting episodes.
Gates has often been accused of bullying Microsoft employees. He met regularly with Microsoft's senior managers and program managers, and the managers described him as being verbally combative, berating them for perceived holes in their business strategies or proposals that placed the company's long-term interests at risk. Gates saw competition in personal terms; when Borland's Turbo Pascal performed better than Microsoft's own tools, he yelled at programming director Greg Whitten "for half an hour" because, Gates believed, Borland's Philippe Kahn had surpassed Gates. Gates interrupted presentations with such comments as "that's the stupidest thing I've ever heard" and "why don't you just give up your options and join the Peace Corps?" The target of his outburst would then have to defend the proposal in detail until Gates was fully convinced. Not all harsh language was criticism; a manager recalled that "You're full of shit. That's the stupidest fucking thing I've ever heard" meant that Gates was amazed. "In the lore of Microsoft, if Bill says that to you, you're made". When subordinates appeared to be procrastinating, he was known to remark sarcastically, "I'll do it over the weekend".
Relationship with Jeffrey Epstein
A 2019 New York Times article reported that Gates's relationship with financier Jeffrey Epstein started in 2011, just a few years after Epstein was convicted for procuring a child for prostitution, and continued for some years, including a visit to Epstein's house with his wife in the fall of 2013, despite her declared discomfort. Gates said in 2011 about Epstein: "His lifestyle is very different and kind of intriguing although it would not work for me".
The depth of the friendship between Gates and Epstein is unclear though Gates generally commented that "I met him. I didn't have any business relationship or friendship with him". However, Gates visited Epstein "many times, despite [Epstein's] past". It was reported that Epstein and Gates "discussed the Gates Foundation and philanthropy". However, in an interview in 2019 Gates completely denied any connection between Epstein and the Gates Foundation or his philanthropy generally. In August 2021, Gates said the reason he had meetings with Epstein was because Gates hoped Epstein could provide money for philanthropic work, though nothing came of the idea. Gates added, "It was a huge mistake to spend time with him, to give him the credibility of being there."
It has also been reported that Epstein and Gates met with Nobel Committee chair Thorbjørn Jagland at his residence in Strasbourg, France in March 2013 to discuss the Nobel Prize. Also in attendance were representatives of the International Peace Institute which has received millions in grants from the Gates Foundation, including a $2.5 million "community engagement" grant in October 2013. In 2023, it was reported that Epstein threatened to expose an alleged affair Gates had with a Russian bridge player.
Recognition
Time magazine named Gates as one of the 100 most influential people of the 20th century in 1999, as well as one of the 100 most influential people in 2004, 2005, and 2006 respectively.
Time also collectively named Gates, his wife Melinda and U2's lead singer Bono as the 2005 Persons of the Year for their humanitarian efforts. In 2006, he was voted eighth in the list of "Heroes of our time" published by New Statesman.
Gates was listed in the London Sunday Times power list in 1999, named CEO of the year by Chief Executive Officers magazine in 1994, ranked number one in the "Top 50 Cyber Elite" by Time in 1998, ranked number two in the Upside Elite 100 in 1999, and was included in The Guardian as one of the "Top 100 influential people in media" in 2001.
Gates was elected a Member of the US National Academy of Engineering in 1996 "for contributions to the founding and development of personal computing".
He was named a Honorary Member of the American Library Association in 1998.
He was elected a foreign member of the Chinese Academy of Engineering in 2017.
According to Forbes, Gates was ranked as the fourth most powerful person in the world in 2012, up from fifth in 2011.
In 1994, he was honored as the 20th Distinguished Fellow of the British Computer Society (DFBCS). In 1999, Gates received New York Institute of Technology's President's Medal.
Gates has received honorary doctorates from Nyenrode Business Universiteit (1996), KTH Royal Institute of Technology (2002), Waseda University (2005), Tsinghua University (2007), Harvard University (2007), the Karolinska Institute (2007), the University of Cambridge (2009), and Northern Arizona University (2023).
He was also made an honorary trustee of Peking University in 2007.
Gates was made an Honorary Knight Commander of the Order of the British Empire (KBE) by Queen Elizabeth II in 2005.
In January 2006, he was awarded the Grand Cross of the Order of Prince Henry by the then President of Portugal Jorge Sampaio.
In November 2006, he was awarded the Placard of the Order of the Aztec Eagle, together with his wife Melinda who was awarded the Insignia of the same order, both for their philanthropic work around the world in the areas of health and education, particularly in Mexico, and specifically in the program "".
Gates received the 2010 Bower Award for Business Leadership from The Franklin Institute for his achievements at Microsoft and his philanthropic work.
Also in 2010, he was honored with the Silver Buffalo Award by the Boy Scouts of America, its highest award for adults, for his service to youth.
In 2002, Bill and Melinda Gates received the Jefferson Award for Greatest Public Service Benefiting the Disadvantaged.
He was given the 2006 James C. Morgan Global Humanitarian Award from the Tech Awards.
In 2015, Gates and his wife Melinda received the Padma Bhushan, India's third-highest civilian award for their social work in the country.
In 2016, Barack Obama honored Bill and Melinda Gates with the Presidential Medal of Freedom for their philanthropic efforts.
In 2017, François Hollande awarded Bill and Melinda Gates with France's highest national order, as Commanders in the Legion of Honour, for their charity efforts.
In 2019 Gates was awarded the Professor Hawking Fellowship of the Cambridge Union in the University of Cambridge.
Entomologists named Bill Gates' flower fly, , in his honor in 1997.
In 2020, Gates received the Grand Cordon of the Order of the Rising Sun for his contributions to Japan and the world in regards to worldwide technological transformation and advancement of global health.
In 2021, Gates was nominated at the 11th annual Streamy Awards for the crossover for his personal YouTube channel.
In 2022, Gates received the Hilal-e-Pakistan, the second-highest civilian award in Pakistan for his social work in the country.
Depiction in media
Documentary films about Gates
The Machine That Changed the World (1990)
Triumph of the Nerds (1996)
Nerds 2.0.1 (1998)
Waiting for "Superman" (2010)
The Virtual Revolution (2010)
Inside Bill's Brain: Decoding Bill Gates (2019)
Feature films
1999: Pirates of Silicon Valley, a film that chronicles the rise of Apple and Microsoft from the early 1970s to 1997. Gates is portrayed by Anthony Michael Hall.
2002: Nothing So Strange, a mockumentary featuring Gates as the subject of a modern assassination. Gates briefly appears at the start, played by Steve Sires.
2010: The Social Network, a film that chronicles the development of Facebook. Gates is portrayed by Steve Sires.
2015: Steve Jobs vs. Bill Gates: The Competition to Control the Personal Computer, 1974–1999: Original film from the National Geographic Channel for the American Genius series.
Video and film clips
1983: Steve Jobs hosts Gates and others in the "Macintosh dating game" at the Macintosh pre-launch event (a parody of the television game show The Dating Game)
1991: Gates spoke to the Berkeley Macintosh Users Group lively weekly Thursday night meeting with questions and answers in PSL Hall (renamed Pimentel Hall in 1994) at University of California, Berkeley
2007: , All Things Digital
Since 2009, Gates has given numerous TED talks on current concerns such as innovation, education and fighting global diseases
Radio
Gates was the guest on BBC Radio 4's Desert Island Discs on January 31, 2016, in which he talked about his relationships with his father and Steve Jobs, meeting Melinda Ann French, the start of Microsoft and some of his habits (for example reading The Economist "from cover to cover every week"). His choice of things to take on a desert island were, for music: "Blue Skies" by Willie Nelson; a book: The Better Angels of Our Nature by Steven Pinker; and luxury item: a DVD Collection of Lectures from The Teaching Company.
Television
Gates made a guest appearance as himself on the TV show The Big Bang Theory. The episode on which he appeared was appropriately titled "The Gates Excitation". He also appeared in a cameo role in 2019 on the series finale of Silicon Valley. Gates was parodied in The Simpsons episode "Das Bus".
In 2023, Gates was the interviewee in an episode of the Amol Rajan Interviews series on BBC Two, and was the subject of an episode of the UK Channel 4 series The Billionaires Who Made Our World.
See also
Big History Project
List of richest Americans in history
Notes
References
Bibliography
Primary sources
Gates, Bill. "An exclusive interview with Bill Gates". Financial Times 1 (2013). online
Gates, Bill. "Remarks of Bill Gates, Harvard Commencement 2007". The Harvard Gazette 7 (2007). Online
Kinsley, Michael, and Conor Clarke, Eds. Creative Capitalism: A Conversation With Bill Gates, Warren Buffett, and Other Economic Leaders (Simon and Schuster, 2009).
Further reading
External links
Forbes profile
1955 births
Living people
20th-century American businesspeople
20th-century American engineers
21st-century American businesspeople
21st-century American engineers
21st-century American philanthropists
American billionaires
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American computer businesspeople
American computer programmers
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3755 | https://en.wikipedia.org/wiki/Boron | Boron | Boron is a chemical element with the symbol B and atomic number 5. In its crystalline form it is a brittle, dark, lustrous metalloid; in its amorphous form it is a brown powder. As the lightest element of the boron group it has three valence electrons for forming covalent bonds, resulting in many compounds such as boric acid, the mineral sodium borate, and the ultra-hard crystals of boron carbide and boron nitride.
Boron is synthesized entirely by cosmic ray spallation and supernovae and not by stellar nucleosynthesis, so it is a low-abundance element in the Solar System and in the Earth's crust. It constitutes about 0.001 percent by weight of Earth's crust. It is concentrated on Earth by the water-solubility of its more common naturally occurring compounds, the borate minerals. These are mined industrially as evaporites, such as borax and kernite. The largest known deposits are in Turkey, the largest producer of boron minerals.
Elemental boron is a metalloid that is found in small amounts in meteoroids but chemically uncombined boron is not otherwise found naturally on Earth. Industrially, the very pure element is produced with difficulty because of contamination by carbon or other elements that resist removal. Several allotropes exist: amorphous boron is a brown powder; crystalline boron is silvery to black, extremely hard (about 9.5 on the Mohs scale), and a poor electrical conductor at room temperature. The primary use of the element itself is as boron filaments with applications similar to carbon fibers in some high-strength materials.
Boron is primarily used in chemical compounds. About half of all production consumed globally is an additive in fiberglass for insulation and structural materials. The next leading use is in polymers and ceramics in high-strength, lightweight structural and heat-resistant materials. Borosilicate glass is desired for its greater strength and thermal shock resistance than ordinary soda lime glass. As sodium perborate, it is used as a bleach. A small amount is used as a dopant in semiconductors, and reagent intermediates in the synthesis of organic fine chemicals. A few boron-containing organic pharmaceuticals are used or are in study. Natural boron is composed of two stable isotopes, one of which (boron-10) has a number of uses as a neutron-capturing agent.
The intersection of boron with biology is very small. Consensus on it as essential for mammalian life is lacking. Borates have low toxicity in mammals (similar to table salt) but are more toxic to arthropods and are occasionally used as insecticides. Boron-containing organic antibiotics are known. Although only traces are required, it is an essential plant nutrient.
History
The word boron was coined from borax, the mineral from which it was isolated, by analogy with carbon, which boron resembles chemically.
Borax in its mineral form (then known as tincal) first saw use as a glaze, beginning in China circa 300 AD. Some crude borax traveled westward, and was apparently mentioned by the alchemist Jabir ibn Hayyan around 700 AD. Marco Polo brought some glazes back to Italy in the 13th century. Georgius Agricola, in around 1600, reported the use of borax as a flux in metallurgy. In 1777, boric acid was recognized in the hot springs (soffioni) near Florence, Italy, at which point it became known as sal sedativum, with ostensible medical benefits. The mineral was named sassolite, after Sasso Pisano in Italy. Sasso was the main source of European borax from 1827 to 1872, when American sources replaced it. Boron compounds were relatively rarely used until the late 1800s when Francis Marion Smith's Pacific Coast Borax Company first popularized and produced them in volume at low cost.
Boron was not recognized as an element until it was isolated by Sir Humphry Davy and by Joseph Louis Gay-Lussac and Louis Jacques Thénard. In 1808 Davy observed that electric current sent through a solution of borates produced a brown precipitate on one of the electrodes. In his subsequent experiments, he used potassium to reduce boric acid instead of electrolysis. He produced enough boron to confirm a new element and named it boracium. Gay-Lussac and Thénard used iron to reduce boric acid at high temperatures. By oxidizing boron with air, they showed that boric acid is its oxidation product. Jöns Jacob Berzelius identified it as an element in 1824. Pure boron was arguably first produced by the American chemist Ezekiel Weintraub in 1909.
Preparation of elemental boron in the laboratory
The earliest routes to elemental boron involved the reduction of boric oxide with metals such as magnesium or aluminium. However, the product is almost always contaminated with borides of those metals. Pure boron can be prepared by reducing volatile boron halides with hydrogen at high temperatures. Ultrapure boron for use in the semiconductor industry is produced by the decomposition of diborane at high temperatures and then further purified by the zone melting or Czochralski processes.
The production of boron compounds does not involve the formation of elemental boron, but exploits the convenient availability of borates.
Characteristics
Allotropes
Boron is similar to carbon in its capability to form stable covalently bonded molecular networks. Even nominally disordered (amorphous) boron contains regular boron icosahedra which are bonded randomly to each other without long-range order. Crystalline boron is a very hard, black material with a melting point of above 2000 °C. It forms four major allotropes: α-rhombohedral and β-rhombohedral (α-R and β-R), γ-orthorhombic (γ) and β-tetragonal (β-T). All four phases are stable at ambient conditions, and β-rhombohedral is the most common and stable. An α-tetragonal phase also exists (α-T), but is very difficult to produce without significant contamination. Most of the phases are based on B12 icosahedra, but the γ phase can be described as a rocksalt-type arrangement of the icosahedra and B2 atomic pairs. It can be produced by compressing other boron phases to 12–20 GPa and heating to 1500–1800 °C; it remains stable after releasing the temperature and pressure. The β-T phase is produced at similar pressures, but higher temperatures of 1800–2200 °C. The α-T and β-T phases might coexist at ambient conditions, with the β-T phase being the more stable. Compressing boron above 160 GPa produces a boron phase with an as yet unknown structure, and this phase is a superconductor at temperatures below 6–12 K. Borospherene (fullerene-like B40 molecules) and borophene (proposed graphene-like structure) were described in 2014.
Chemistry of the element
Elemental boron is rare and poorly studied because the pure material is extremely difficult to prepare. Most studies of "boron" involve samples that contain small amounts of carbon. The chemical behavior of boron resembles that of silicon more than aluminium. Crystalline boron is chemically inert and resistant to attack by boiling hydrofluoric or hydrochloric acid. When finely divided, it is attacked slowly by hot concentrated hydrogen peroxide, hot concentrated nitric acid, hot sulfuric acid or hot mixture of sulfuric and chromic acids.
The rate of oxidation of boron depends on the crystallinity, particle size, purity and temperature. Boron does not react with air at room temperature, but at higher temperatures it burns to form boron trioxide:
4 B + 3 O2 → 2 B2O3
Boron undergoes halogenation to give trihalides; for example,
2 B + 3 Br2 → 2 BBr3
The trichloride in practice is usually made from the oxide.
Atomic structure
Boron is the lightest element having an electron in a p-orbital in its ground state. Unlike most other p-elements, it rarely obeys the octet rule and usually places only six electrons (in three molecular orbitals) onto its valence shell. Boron is the prototype for the boron group (the IUPAC group 13), although the other members of this group are metals and more typical p-elements (only aluminium to some extent shares boron's aversion to the octet rule).
Boron also has much lower electronegativity than subsequent period 2 elements. For the latter, lithium salts are common e.g. lithium fluoride, lithium hydroxide, lithium amide, and methyllithium, but lithium boryllides are extraordinarily rare. Strong bases do not deprotonate a borohydride R2BH to the boryl anion R2B−, instead forming the octet-complete adduct R2HB-base.
Chemical compounds
In the most familiar compounds, boron has the formal oxidation state III. These include oxides, sulfides, nitrides, and halides.
The trihalides adopt a planar trigonal structure. These compounds are Lewis acids in that they readily form adducts with electron-pair donors, which are called Lewis bases. For example, fluoride (F−) and boron trifluoride (BF3) combined to give the tetrafluoroborate anion, BF4−. Boron trifluoride is used in the petrochemical industry as a catalyst. The halides react with water to form boric acid.
It is found in nature on Earth almost entirely as various oxides of B(III), often associated with other elements. More than one hundred borate minerals contain boron in oxidation state +3. These minerals resemble silicates in some respect, although it is often found not only in a tetrahedral coordination with oxygen, but also in a trigonal planar configuration. Unlike silicates, boron minerals never contain it with coordination number greater than four. A typical motif is exemplified by the tetraborate anions of the common mineral borax, shown at left. The formal negative charge of the tetrahedral borate center is balanced by metal cations in the minerals, such as the sodium (Na+) in borax. The tourmaline group of borate-silicates is also a very important boron-bearing mineral group, and a number of borosilicates are also known to exist naturally.
Boranes
Boranes are chemical compounds of boron and hydrogen, with the generic formula of BxHy. These compounds do not occur in nature. Many of the boranes readily oxidise on contact with air, some violently. The parent member BH3 is called borane, but it is known only in the gaseous state, and dimerises to form diborane, B2H6. The larger boranes all consist of boron clusters that are polyhedral, some of which exist as isomers. For example, isomers of B20H26 are based on the fusion of two 10-atom clusters.
The most important boranes are diborane B2H6 and two of its pyrolysis products, pentaborane B5H9 and decaborane B10H14. A large number of anionic boron hydrides are known, e.g. [B12H12]2−.
The formal oxidation number in boranes is positive, and is based on the assumption that hydrogen is counted as −1 as in active metal hydrides. The mean oxidation number for the borons is then simply the ratio of hydrogen to boron in the molecule. For example, in diborane B2H6, the boron oxidation state is +3, but in decaborane B10H14, it is 7/5 or +1.4. In these compounds the oxidation state of boron is often not a whole number.
Boron nitrides
The boron nitrides are notable for the variety of structures that they adopt. They exhibit structures analogous to various allotropes of carbon, including graphite, diamond, and nanotubes. In the diamond-like structure, called cubic boron nitride (tradename Borazon), boron atoms exist in the tetrahedral structure of carbon atoms in diamond, but one in every four B-N bonds can be viewed as a coordinate covalent bond, wherein two electrons are donated by the nitrogen atom which acts as the Lewis base to a bond to the Lewis acidic boron(III) centre. Cubic boron nitride, among other applications, is used as an abrasive, as it has a hardness comparable with diamond (the two substances are able to produce scratches on each other). In the BN compound analogue of graphite, hexagonal boron nitride (h-BN), the positively charged boron and negatively charged nitrogen atoms in each plane lie adjacent to the oppositely charged atom in the next plane. Consequently, graphite and h-BN have very different properties, although both are lubricants, as these planes slip past each other easily. However, h-BN is a relatively poor electrical and thermal conductor in the planar directions.
Organoboron chemistry
A large number of organoboron compounds are known and many are useful in organic synthesis. Many are produced from hydroboration, which employs diborane, B2H6, a simple borane chemical, or carboboration. Organoboron(III) compounds are usually tetrahedral or trigonal planar, for example, tetraphenylborate, [B(C6H5)4]− vs. triphenylborane, B(C6H5)3. However, multiple boron atoms reacting with each other have a tendency to form novel dodecahedral (12-sided) and icosahedral (20-sided) structures composed completely of boron atoms, or with varying numbers of carbon heteroatoms.
Organoboron chemicals have been employed in uses as diverse as boron carbide (see below), a complex very hard ceramic composed of boron-carbon cluster anions and cations, to carboranes, carbon-boron cluster chemistry compounds that can be halogenated to form reactive structures including carborane acid, a superacid. As one example, carboranes form useful molecular moieties that add considerable amounts of boron to other biochemicals in order to synthesize boron-containing compounds for boron neutron capture therapy for cancer.
Compounds of B(I) and B(II)
As anticipated by its hydride clusters, boron forms a variety of stable compounds with formal oxidation state less than three. B2F4 and B4Cl4 are well characterized.
Binary metal-boron compounds, the metal borides, contain boron in negative oxidation states. Illustrative is magnesium diboride (MgB2). Each boron atom has a formal −1 charge and magnesium is assigned a formal charge of +2. In this material, the boron centers are trigonal planar with an extra double bond for each boron, forming sheets akin to the carbon in graphite. However, unlike hexagonal boron nitride, which lacks electrons in the plane of the covalent atoms, the delocalized electrons in magnesium diboride allow it to conduct electricity similar to isoelectronic graphite. In 2001, this material was found to be a high-temperature superconductor. It is a superconductor under active development. A project at CERN to make MgB2 cables has resulted in superconducting test cables able to carry 20,000 amperes for extremely high current distribution applications, such as the contemplated high luminosity version of the Large Hadron Collider.
Certain other metal borides find specialized applications as hard materials for cutting tools. Often the boron in borides has fractional oxidation states, such as −1/3 in calcium hexaboride (CaB6).
From the structural perspective, the most distinctive chemical compounds of boron are the hydrides. Included in this series are the cluster compounds dodecaborate (), decaborane (B10H14), and the carboranes such as C2B10H12. Characteristically such compounds contain boron with coordination numbers greater than four.
Isotopes
Boron has two naturally occurring and stable isotopes, 11B (80.1%) and 10B (19.9%). The mass difference results in a wide range of δ11B values, which are defined as a fractional difference between the 11B and 10B and traditionally expressed in parts per thousand, in natural waters ranging from −16 to +59. There are 13 known isotopes of boron; the shortest-lived isotope is 7B which decays through proton emission and alpha decay with a half-life of 3.5×10−22 s. Isotopic fractionation of boron is controlled by the exchange reactions of the boron species B(OH)3 and [B(OH)4]−. Boron isotopes are also fractionated during mineral crystallization, during H2O phase changes in hydrothermal systems, and during hydrothermal alteration of rock. The latter effect results in preferential removal of the [10B(OH)4]− ion onto clays. It results in solutions enriched in 11B(OH)3 and therefore may be responsible for the large 11B enrichment in seawater relative to both oceanic crust and continental crust; this difference may act as an isotopic signature.
The exotic 17B exhibits a nuclear halo, i.e. its radius is appreciably larger than that predicted by the liquid drop model.
The 10B isotope is useful for capturing thermal neutrons (see neutron cross section#Typical cross sections). The nuclear industry enriches natural boron to nearly pure 10B. The less-valuable by-product, depleted boron, is nearly pure 11B.
Commercial isotope enrichment
Because of its high neutron cross-section, boron-10 is often used to control fission in nuclear reactors as a neutron-capturing substance. Several industrial-scale enrichment processes have been developed; however, only the fractionated vacuum distillation of the dimethyl ether adduct of boron trifluoride (DME-BF3) and column chromatography of borates are being used.
Enriched boron (boron-10)
Enriched boron or 10B is used in both radiation shielding and is the primary nuclide used in neutron capture therapy of cancer. In the latter ("boron neutron capture therapy" or BNCT), a compound containing 10B is incorporated into a pharmaceutical which is selectively taken up by a malignant tumor and tissues near it. The patient is then treated with a beam of low energy neutrons at a relatively low neutron radiation dose. The neutrons, however, trigger energetic and short-range secondary alpha particle and lithium-7 heavy ion radiation that are products of the boron-neutron nuclear reaction, and this ion radiation additionally bombards the tumor, especially from inside the tumor cells.
In nuclear reactors, 10B is used for reactivity control and in emergency shutdown systems. It can serve either function in the form of borosilicate control rods or as boric acid. In pressurized water reactors, 10B boric acid is added to the reactor coolant when the plant is shut down for refueling. It is then slowly filtered out over many months as fissile material is used up and the fuel becomes less reactive.
In future crewed interplanetary spacecraft, 10B has a theoretical role as structural material (as boron fibers or BN nanotube material) which would also serve a special role in the radiation shield. One of the difficulties in dealing with cosmic rays, which are mostly high energy protons, is that some secondary radiation from interaction of cosmic rays and spacecraft materials is high energy spallation neutrons. Such neutrons can be moderated by materials high in light elements, such as polyethylene, but the moderated neutrons continue to be a radiation hazard unless actively absorbed in the shielding. Among light elements that absorb thermal neutrons, 6Li and 10B appear as potential spacecraft structural materials which serve both for mechanical reinforcement and radiation protection.
Depleted boron (boron-11)
Radiation-hardened semiconductors
Cosmic radiation will produce secondary neutrons if it hits spacecraft structures. Those neutrons will be captured in 10B, if it is present in the spacecraft's semiconductors, producing a gamma ray, an alpha particle, and a lithium ion. Those resultant decay products may then irradiate nearby semiconductor "chip" structures, causing data loss (bit flipping, or single event upset). In radiation-hardened semiconductor designs, one countermeasure is to use depleted boron, which is greatly enriched in 11B and contains almost no 10B. This is useful because 11B is largely immune to radiation damage. Depleted boron is a byproduct of the nuclear industry (see above).
Proton-boron fusion
11B is also a candidate as a fuel for aneutronic fusion. When struck by a proton with energy of about 500 keV, it produces three alpha particles and 8.7 MeV of energy. Most other fusion reactions involving hydrogen and helium produce penetrating neutron radiation, which weakens reactor structures and induces long-term radioactivity, thereby endangering operating personnel. The alpha particles from 11B fusion can be turned directly into electric power, and all radiation stops as soon as the reactor is turned off.
NMR spectroscopy
Both 10B and 11B possess nuclear spin. The nuclear spin of 10B is 3 and that of 11B is . These isotopes are, therefore, of use in nuclear magnetic resonance spectroscopy; and spectrometers specially adapted to detecting the boron-11 nuclei are available commercially. The 10B and 11B nuclei also cause splitting in the resonances of attached nuclei.
Occurrence
Boron is rare in the Universe and solar system due to trace formation in the Big Bang and in stars. It is formed in minor amounts in cosmic ray spallation nucleosynthesis and may be found uncombined in cosmic dust and meteoroid materials.
In the high oxygen environment of Earth, boron is always found fully oxidized to borate. Boron does not appear on Earth in elemental form. Extremely small traces of elemental boron were detected in Lunar regolith.
Although boron is a relatively rare element in the Earth's crust, representing only 0.001% of the crust mass, it can be highly concentrated by the action of water, in which many borates are soluble.
It is found naturally combined in compounds such as borax and boric acid (sometimes found in volcanic spring waters). About a hundred borate minerals are known.
On 5 September 2017, scientists reported that the Curiosity rover detected boron, an essential ingredient for life on Earth, on the planet Mars. Such a finding, along with previous discoveries that water may have been present on ancient Mars, further supports the possible early habitability of Gale Crater on Mars.
Production
Economically important sources of boron are the minerals colemanite, rasorite (kernite), ulexite and tincal. Together these constitute 90% of mined boron-containing ore. The largest global borax deposits known, many still untapped, are in Central and Western Turkey, including the provinces of Eskişehir, Kütahya and Balıkesir. Global proven boron mineral mining reserves exceed one billion metric tonnes, against a yearly production of about four million tonnes.
Turkey and the United States are the largest producers of boron products. Turkey produces about half of the global yearly demand, through Eti Mine Works () a Turkish state-owned mining and chemicals company focusing on boron products. It holds a government monopoly on the mining of borate minerals in Turkey, which possesses 72% of the world's known deposits. In 2012, it held a 47% share of production of global borate minerals, ahead of its main competitor, Rio Tinto Group.
Almost a quarter (23%) of global boron production comes from the single Rio Tinto Borax Mine (also known as the U.S. Borax Boron Mine) near Boron, California.
Market trend
The average cost of crystalline elemental boron is US$5/g. Elemental boron is chiefly used in making boron fibers, where it is deposited by chemical vapor deposition on a tungsten core (see below). Boron fibers are used in lightweight composite applications, such as high strength tapes. This use is a very small fraction of total boron use. Boron is introduced into semiconductors as boron compounds, by ion implantation.
Estimated global consumption of boron (almost entirely as boron compounds) was about 4 million tonnes of B2O3 in 2012. As compounds such as borax and kernite its cost was US$377/tonne in 2019. Boron mining and refining capacities are considered to be adequate to meet expected levels of growth through the next decade.
The form in which boron is consumed has changed in recent years. The use of ores like colemanite has declined following concerns over arsenic content. Consumers have moved toward the use of refined borates and boric acid that have a lower pollutant content.
Increasing demand for boric acid has led a number of producers to invest in additional capacity. Turkey's state-owned Eti Mine Works opened a new boric acid plant with the production capacity of 100,000 tonnes per year at Emet in 2003. Rio Tinto Group increased the capacity of its boron plant from 260,000 tonnes per year in 2003 to 310,000 tonnes per year by May 2005, with plans to grow this to 366,000 tonnes per year in 2006. Chinese boron producers have been unable to meet rapidly growing demand for high quality borates. This has led to imports of sodium tetraborate (borax) growing by a hundredfold between 2000 and 2005 and boric acid imports increasing by 28% per year over the same period.
The rise in global demand has been driven by high growth rates in glass fiber, fiberglass and borosilicate glassware production. A rapid increase in the manufacture of reinforcement-grade boron-containing fiberglass in Asia, has offset the development of boron-free reinforcement-grade fiberglass in Europe and the US. The recent rises in energy prices may lead to greater use of insulation-grade fiberglass, with consequent growth in the boron consumption. Roskill Consulting Group forecasts that world demand for boron will grow by 3.4% per year to reach 21 million tonnes by 2010. The highest growth in demand is expected to be in Asia where demand could rise by an average 5.7% per year.
Applications
Nearly all boron ore extracted from the Earth is destined for refinement into boric acid and sodium tetraborate pentahydrate. In the United States, 70% of the boron is used for the production of glass and ceramics.
The major global industrial-scale use of boron compounds (about 46% of end-use) is in production of glass fiber for boron-containing insulating and structural fiberglasses, especially in Asia. Boron is added to the glass as borax pentahydrate or boron oxide, to influence the strength or fluxing qualities of the glass fibers. Another 10% of global boron production is for borosilicate glass as used in high strength glassware. About 15% of global boron is used in boron ceramics, including super-hard materials discussed below. Agriculture consumes 11% of global boron production, and bleaches and detergents about 6%.
Elemental boron fiber
Boron fibers (boron filaments) are high-strength, lightweight materials that are used chiefly for advanced aerospace structures as a component of composite materials, as well as limited production consumer and sporting goods such as golf clubs and fishing rods. The fibers can be produced by chemical vapor deposition of boron on a tungsten filament.
Boron fibers and sub-millimeter sized crystalline boron springs are produced by laser-assisted chemical vapor deposition. Translation of the focused laser beam allows production of even complex helical structures. Such structures show good mechanical properties (elastic modulus 450 GPa, fracture strain 3.7%, fracture stress 17 GPa) and can be applied as reinforcement of ceramics or in micromechanical systems.
Boronated fiberglass
Fiberglass is a fiber reinforced polymer made of plastic reinforced by glass fibers, commonly woven into a mat. The glass fibers used in the material are made of various types of glass depending upon the fiberglass use. These glasses all contain silica or silicate, with varying amounts of oxides of calcium, magnesium, and sometimes boron. The boron is present as borosilicate, borax, or boron oxide, and is added to increase the strength of the glass, or as a fluxing agent to decrease the melting temperature of silica, which is too high to be easily worked in its pure form to make glass fibers.
The highly boronated glasses used in fiberglass are E-glass (named for "Electrical" use, but now the most common fiberglass for general use). E-glass is alumino-borosilicate glass with less than 1% w/w alkali oxides, mainly used for glass-reinforced plastics. Other common high-boron glasses include C-glass, an alkali-lime glass with high boron oxide content, used for glass staple fibers and insulation, and D-glass, a borosilicate glass, named for its low dielectric constant.
Not all fiberglasses contain boron, but on a global scale, most of the fiberglass used does contain it. Because of the ubiquitous use of fiberglass in construction and insulation, boron-containing fiberglasses consume half the global production of boron, and are the single largest commercial boron market.
Borosilicate glass
Borosilicate glass, which is typically 12–15% B2O3, 80% SiO2, and 2% Al2O3, has a low coefficient of thermal expansion, giving it a good resistance to thermal shock. Schott AG's "Duran" and Owens-Corning's trademarked Pyrex are two major brand names for this glass, used both in laboratory glassware and in consumer cookware and bakeware, chiefly for this resistance.
Boron carbide ceramic
Several boron compounds are known for their extreme hardness and toughness.
Boron carbide is a ceramic material which is obtained by decomposing B2O3 with carbon in an electric furnace:
2 B2O3 + 7 C → B4C + 6 CO
Boron carbide's structure is only approximately B4C, and it shows a clear depletion of carbon from this suggested stoichiometric ratio. This is due to its very complex structure. The substance can be seen with empirical formula B12C3 (i.e., with B12 dodecahedra being a motif), but with less carbon, as the suggested C3 units are replaced with C-B-C chains, and some smaller (B6) octahedra are present as well (see the boron carbide article for structural analysis). The repeating polymer plus semi-crystalline structure of boron carbide gives it great structural strength per weight. It is used in tank armor, bulletproof vests, and numerous other structural applications.
Boron carbide's ability to absorb neutrons without forming long-lived radionuclides (especially when doped with extra boron-10) makes the material attractive as an absorbent for neutron radiation arising in nuclear power plants. Nuclear applications of boron carbide include shielding, control rods and shut-down pellets. Within control rods, boron carbide is often powdered, to increase its surface area.
High-hardness and abrasive compounds
Boron carbide and cubic boron nitride powders are widely used as abrasives. Boron nitride is a material isoelectronic to carbon. Similar to carbon, it has both hexagonal (soft graphite-like h-BN) and cubic (hard, diamond-like c-BN) forms. h-BN is used as a high temperature component and lubricant. c-BN, also known under commercial name borazon, is a superior abrasive. Its hardness is only slightly smaller than, but its chemical stability is superior, to that of diamond. Heterodiamond (also called BCN) is another diamond-like boron compound.
Metallurgy
Boron is added to boron steels at the level of a few parts per million to increase hardenability. Higher percentages are added to steels used in the nuclear industry due to boron's neutron absorption ability.
Boron can also increase the surface hardness of steels and alloys through boriding. Additionally metal borides are used for coating tools through chemical vapor deposition or physical vapor deposition. Implantation of boron ions into metals and alloys, through ion implantation or ion beam deposition, results in a spectacular increase in surface resistance and microhardness. Laser alloying has also been successfully used for the same purpose. These borides are an alternative to diamond coated tools, and their (treated) surfaces have similar properties to those of the bulk boride.
For example, rhenium diboride can be produced at ambient pressures, but is rather expensive because of rhenium. The hardness of ReB2 exhibits considerable anisotropy because of its hexagonal layered structure. Its value is comparable to that of tungsten carbide, silicon carbide, titanium diboride or zirconium diboride.
Similarly, AlMgB14 + TiB2 composites possess high hardness and wear resistance and are used in either bulk form or as coatings for components exposed to high temperatures and wear loads.
Detergent formulations and bleaching agents
Borax is used in various household laundry and cleaning products, including the "20 Mule Team Borax" laundry booster and "Boraxo" powdered hand soap. It is also present in some tooth bleaching formulas.
Sodium perborate serves as a source of active oxygen in many detergents, laundry detergents, cleaning products, and laundry bleaches. However, despite its name, "Borateem" laundry bleach no longer contains any boron compounds, using sodium percarbonate instead as a bleaching agent.
Insecticides
Boric acid is used as an insecticide, notably against ants, fleas, and cockroaches.
Semiconductors
Boron is a useful dopant for such semiconductors as silicon, germanium, and silicon carbide. Having one fewer valence electron than the host atom, it donates a hole resulting in p-type conductivity. Traditional method of introducing boron into semiconductors is via its atomic diffusion at high temperatures. This process uses either solid (B2O3), liquid (BBr3), or gaseous boron sources (B2H6 or BF3). However, after the 1970s, it was mostly replaced by ion implantation, which relies mostly on BF3 as a boron source. Boron trichloride gas is also an important chemical in semiconductor industry, however, not for doping but rather for plasma etching of metals and their oxides. Triethylborane is also injected into vapor deposition reactors as a boron source. Examples are the plasma deposition of boron-containing hard carbon films, silicon nitride–boron nitride films, and for doping of diamond film with boron.
Magnets
Boron is a component of neodymium magnets (Nd2Fe14B), which are among the strongest type of permanent magnet. These magnets are found in a variety of electromechanical and electronic devices, such as magnetic resonance imaging (MRI) medical imaging systems, in compact and relatively small motors and actuators. As examples, computer HDDs (hard disk drives), CD (compact disk) and DVD (digital versatile disk) players rely on neodymium magnet motors to deliver intense rotary power in a remarkably compact package. In mobile phones 'Neo' magnets provide the magnetic field which allows tiny speakers to deliver appreciable audio power.
Shielding and neutron absorber in nuclear reactors
Boron shielding is used as a control for nuclear reactors, taking advantage of its high cross-section for neutron capture.
In pressurized water reactors a variable concentration of boronic acid in the cooling water is used as a neutron poison to compensate the variable reactivity of the fuel. When new rods are inserted the concentration of boronic acid is maximal, and is reduced during the lifetime.
Other nonmedical uses
Because of its distinctive green flame, amorphous boron is used in pyrotechnic flares.
In the 1950s, there were several studies of the use of boranes as energy-increasing "Zip fuel" additives for jet fuel.
Starch and casein-based adhesives contain sodium tetraborate decahydrate (Na2B4O7·10 H2O)
Some anti-corrosion systems contain borax.
Sodium borates are used as a flux for soldering silver and gold and with ammonium chloride for welding ferrous metals. They are also fire retarding additives to plastics and rubber articles.
Boric acid (also known as orthoboric acid) H3BO3 is used in the production of textile fiberglass and flat panel displays and in many PVAc- and PVOH-based adhesives.
Triethylborane is a substance which ignites the JP-7 fuel of the Pratt & Whitney J58 turbojet/ramjet engines powering the Lockheed SR-71 Blackbird. It was also used to ignite the F-1 Engines on the Saturn V Rocket utilized by NASA's Apollo and Skylab programs from 1967 until 1973. Today SpaceX uses it to ignite the engines on their Falcon 9 rocket. Triethylborane is suitable for this because of its pyrophoric properties, especially the fact that it burns with a very high temperature. Triethylborane is an industrial initiator in radical reactions, where it is effective even at low temperatures.
Borates are used as environmentally benign wood preservatives.
Pharmaceutical and biological applications
Boron plays a role in pharmaceutical and biological applications as it is found in various bacteria-produced antibiotics, such as boromycins, aplasmomycins, borophycins, and tartrolons. These antibiotics have shown inhibitory effects on certain bacteria, fungi, and protozoa growth. Boron is also being studied for its potential medicinal applications, including its incorporation into biologically active molecules for therapies like boron neutron capture therapy for brain tumors. Some boron-containing biomolecules may act as signaling molecules interacting with cell surfaces, suggesting a role in cellular communication.
Boric acid has antiseptic, antifungal, and antiviral properties and, for these reasons, is applied as a water clarifier in swimming pool water treatment. Mild solutions of boric acid have been used as eye antiseptics.
Bortezomib (marketed as Velcade and Cytomib). Boron appears as an active element in the organic pharmaceutical bortezomib, a new class of drug called the proteasome inhibitor, for treating myeloma and one form of lymphoma (it is currently in experimental trials against other types of lymphoma). The boron atom in bortezomib binds the catalytic site of the 26S proteasome with high affinity and specificity.
A number of potential boronated pharmaceuticals using boron-10, have been prepared for use in boron neutron capture therapy (BNCT).
Some boron compounds show promise in treating arthritis, though none have as yet been generally approved for the purpose.
Tavaborole (marketed as Kerydin) is an Aminoacyl tRNA synthetase inhibitor which is used to treat toenail fungus. It gained FDA approval in July 2014.
Dioxaborolane chemistry enables radioactive fluoride (18F) labeling of antibodies or red blood cells, which allows for positron emission tomography (PET) imaging of cancer and hemorrhages, respectively. A Human-Derived, Genetic, Positron-emitting and Fluorescent (HD-GPF) reporter system uses a human protein, PSMA and non-immunogenic, and a small molecule that is positron-emitting (boron bound 18F) and fluorescence for dual modality PET and fluorescent imaging of genome modified cells, e.g. cancer, CRISPR/Cas9, or CAR T-cells, in an entire mouse. The dual-modality small molecule targeting PSMA was tested in humans and found the location of primary and metastatic prostate cancer, fluorescence-guided removal of cancer, and detects single cancer cells in tissue margins.
In neutron capture therapy (BNCT) for malignant brain tumors, boron is researched to be used for selectively targeting and destroying tumor cells. The goal is to deliver higher concentrations of the non-radioactive boron isotope (10B) to the tumor cells than to the surrounding normal tissues. When these 10B-containing cells are irradiated with low-energy thermal neutrons, they undergo nuclear capture reactions, releasing high linear energy transfer (LET) particles such as α-particles and lithium-7 nuclei within a limited path length. These high-LET particles can destroy the adjacent tumor cells without causing significant harm to nearby normal cells. Boron acts as a selective agent due to its ability to absorb thermal neutrons and produce short-range physical effects primarily affecting the targeted tissue region. This binary approach allows for precise tumor cell killing while sparing healthy tissues. The effective delivery of boron involves administering boron compounds or carriers capable of accumulating selectively in tumor cells compared to surrounding tissue. BSH and BPA have been used clinically, but research continues to identify more optimal carriers. Accelerator-based neutron sources have also been developed recently as an alternative to reactor-based sources, leading to improved efficiency and enhanced clinical outcomes in BNCT. By employing the properties of boron isotopes and targeted irradiation techniques, BNCT offers a potential approach to treating malignant brain tumors by selectively killing cancer cells while minimizing the damage caused by traditional radiation therapies.
BNCT has shown promising results in clinical trials for various other malignancies, including glioblastoma, head and neck cancer, cutaneous melanoma, hepatocellular carcinoma, lung cancer, and extramammary Paget's disease. The treatment involves a nuclear reaction between nonradioactive boron-10 isotope and low-energy thermal or high-energy epithermal neutrons to generate α particles and lithium nuclei that selectively destroy DNA in tumor cells. The primary challenge lies in developing efficient boron agents with higher content and specific targeting properties tailored for BNCT. Integration of tumor-targeting strategies with BNCT could potentially establish it as a practical personalized treatment option for different types of cancers. Ongoing research explores new boron compounds, optimization strategies, theranostic agents, and radiobiological advances to overcome limitations and cost-effectively improve patient outcomes.
Research areas
Magnesium diboride is an important superconducting material with the transition temperature of 39 K. MgB2 wires are produced with the powder-in-tube process and applied in superconducting magnets.
Amorphous boron is used as a melting point depressant in nickel-chromium braze alloys.
Hexagonal boron nitride forms atomically thin layers, which have been used to enhance the electron mobility in graphene devices. It also forms nanotubular structures (BNNTs), which have high strength, high chemical stability, and high thermal conductivity, among its list of desirable properties.
Boron has multiple applications in nuclear fusion research. It is commonly used for conditioning the walls in fusion reactors by depositing boron coatings on plasma-facing components and walls to reduce the release of hydrogen and impurities from the surfaces. It is also being used for the dissipation of energy in the fusion plasma boundary to suppress excessive energy bursts and heat fluxes to the walls.
Biological role
Boron is an essential plant nutrient, required primarily for maintaining the integrity of cell walls. However, high soil concentrations of greater than 1.0 ppm lead to marginal and tip necrosis in leaves as well as poor overall growth performance. Levels as low as 0.8 ppm produce these same symptoms in plants that are particularly sensitive to boron in the soil. Nearly all plants, even those somewhat tolerant of soil boron, will show at least some symptoms of boron toxicity when soil boron content is greater than 1.8 ppm. When this content exceeds 2.0 ppm, few plants will perform well and some may not survive.
It is thought that boron plays several essential roles in animals, including humans, but the exact physiological role is poorly understood. A small human trial published in 1987 reported on postmenopausal women first made boron deficient and then repleted with 3 mg/day. Boron supplementation markedly reduced urinary calcium excretion and elevated the serum concentrations of 17 beta-estradiol and testosterone.
Boron is not classified as an essential human nutrient because research has not established a clear biological function for boron. Still, studies suggest that boron may exert beneficial effects on reproduction and development, calcium metabolism, bone formation, brain function, insulin and energy substrate metabolism, immunity, and steroid hormone (including estrogen) and vitamin D function, among other functions. The U.S. Food and Nutrition Board (FNB) found the existing data insufficient to derive a Recommended Dietary Allowance (RDA), Adequate Intake (AI), or Estimated Average Requirement (EAR) for boron. The U.S. Food and Drug Administration (FDA) has not established a Daily Value for boron for food and dietary supplement labeling purposes. While low boron status can be detrimental to health, probably increasing the risk of osteoporosis, poor immune function, and cognitive decline; high boron levels are associated with cell damage and toxicity. The exact mechanism by which boron exerts its physiological effects is not fully understood, but may involve interactions with adenosine monophosphate (ADP) and S-adenosyl methionine (SAM-e), two compounds involved in important cellular functions. Furthermore, boron appears to inhibit cyclic ADP-ribose, thereby affecting the release of calcium ions from the endoplasmic reticulum and affecting various biological processes. Some studies suggest that boron may reduce levels of inflammatory biomarkers.
In humans, boron is usually consumed with food that contains boron, such as fruits, leafy vegetables, and nuts. Foods that are particularly rich in boron include avocados, dried fruits such as raisins, peanuts, pecans, prune juice, grape juice, wine and chocolate powder. According to 2-day food records from the respondents to the Third National Health and Nutrition Examination Survey (NHANES III), adult dietary intake was recorded at 0.9 to 1.4 mg/day.
In 2013, a hypothesis suggested it was possible that boron and molybdenum catalyzed the production of RNA on Mars with life being transported to Earth via a meteorite around 3 billion years ago.
There exist several known boron-containing natural antibiotics. The first one found was boromycin, isolated from streptomyces in the 1960s. Others are tartrolons, a group of antibiotics discovered in the 1990s from culture broth of the myxobacterium Sorangium cellulosum.
Congenital endothelial dystrophy type 2, a rare form of corneal dystrophy, is linked to mutations in SLC4A11 gene that encodes a transporter reportedly regulating the intracellular concentration of boron.
Analytical quantification
For determination of boron content in food or materials, the colorimetric curcumin method is used. Boron is converted to boric acid or borates and on reaction with curcumin in acidic solution, a red colored boron-chelate complex, rosocyanine, is formed.
Health issues and toxicity
Elemental boron, boron oxide, boric acid, borates, and many organoboron compounds are relatively nontoxic to humans and animals (with toxicity similar to that of table salt). The LD50 (dose at which there is 50% mortality) for animals is about 6 g per kg of body weight. Substances with LD50 above 2 g/kg are considered nontoxic. An intake of 4 g/day of boric acid was reported without incident, but more than this is considered toxic in more than a few doses. Intakes of more than 0.5 grams per day for 50 days cause minor digestive and other problems suggestive of toxicity. Dietary supplementation of boron may be helpful for bone growth, wound healing, and antioxidant activity, and insufficient amount of boron in diet may result in boron deficiency.
Single medical doses of 20 g of boric acid for neutron capture therapy have been used without undue toxicity.
Boric acid is more toxic to insects than to mammals, and is routinely used as an insecticide.
The boranes (boron hydrogen compounds) and similar gaseous compounds are quite poisonous. As usual, boron is not an element that is intrinsically poisonous, but the toxicity of these compounds depends on structure (for another example of this phenomenon, see phosphine). The boranes are also highly flammable and require special care when handling, some combinations of boranes and other compounds are highly explosive. Sodium borohydride presents a fire hazard owing to its reducing nature and the liberation of hydrogen on contact with acid. Boron halides are corrosive.
Boron is necessary for plant growth, but an excess of boron is toxic to plants, and occurs particularly in acidic soil. It presents as a yellowing from the tip inwards of the oldest leaves and black spots in barley leaves, but it can be confused with other stresses such as magnesium deficiency in other plants.
See also
Allotropes of boron
Boron deficiency
Boron oxide
Boron nitride
Boron neutron capture therapy
Boronic acid
Hydroboration-oxidation reaction
Suzuki coupling
References
External links
Boron at The Periodic Table of Videos (University of Nottingham)
J. B. Calvert: Boron, 2004, private website (archived version)
Chemical elements
Metalloids
Neutron poisons
Pyrotechnic fuels
Rocket fuels
Nuclear fusion fuels
Dietary minerals
Reducing agents
Articles containing video clips
Chemical elements with rhombohedral structure |
3756 | https://en.wikipedia.org/wiki/Bromine | Bromine | Bromine is a chemical element with the symbol Br and atomic number 35. It is a volatile red-brown liquid at room temperature that evaporates readily to form a similarly coloured vapour. Its properties are intermediate between those of chlorine and iodine. Isolated independently by two chemists, Carl Jacob Löwig (in 1825) and Antoine Jérôme Balard (in 1826), its name was derived from the Ancient Greek (bromos) meaning "stench", referring to its sharp and pungent smell.
Elemental bromine is very reactive and thus does not occur as a free element in nature. Instead, it can be isolated from colourless soluble crystalline mineral halide salts analogous to table salt, a property it shares with the other halogens. While it is rather rare in the Earth's crust, the high solubility of the bromide ion (Br) has caused its accumulation in the oceans. Commercially the element is easily extracted from brine evaporation ponds, mostly in the United States and Israel. The mass of bromine in the oceans is about one three-hundredth that of chlorine.
At standard conditions for temperature and pressure it is a liquid; the only other element that is liquid under these conditions is mercury. At high temperatures, organobromine compounds readily dissociate to yield free bromine atoms, a process that stops free radical chemical chain reactions. This effect makes organobromine compounds useful as fire retardants, and more than half the bromine produced worldwide each year is put to this purpose. The same property causes ultraviolet sunlight to dissociate volatile organobromine compounds in the atmosphere to yield free bromine atoms, causing ozone depletion. As a result, many organobromine compounds—such as the pesticide methyl bromide—are no longer used. Bromine compounds are still used in well drilling fluids, in photographic film, and as an intermediate in the manufacture of organic chemicals.
Large amounts of bromide salts are toxic from the action of soluble bromide ions, causing bromism. However, bromine is beneficial for human eosinophils, and is an essential trace element for collagen development in all animals. Hundreds of known organobromine compounds are generated by terrestrial and marine plants and animals, and some serve important biological roles. As a pharmaceutical, the simple bromide ion (Br) has inhibitory effects on the central nervous system, and bromide salts were once a major medical sedative, before replacement by shorter-acting drugs. They retain niche uses as antiepileptics.
History
Bromine was discovered independently by two chemists, Carl Jacob Löwig and Antoine Balard, in 1825 and 1826, respectively.
Löwig isolated bromine from a mineral water spring from his hometown Bad Kreuznach in 1825. Löwig used a solution of the mineral salt saturated with chlorine and extracted the bromine with diethyl ether. After evaporation of the ether, a brown liquid remained. With this liquid as a sample of his work he applied for a position in the laboratory of Leopold Gmelin in Heidelberg. The publication of the results was delayed and Balard published his results first.
Balard found bromine chemicals in the ash of seaweed from the salt marshes of Montpellier. The seaweed was used to produce iodine, but also contained bromine. Balard distilled the bromine from a solution of seaweed ash saturated with chlorine. The properties of the resulting substance were intermediate between those of chlorine and iodine; thus he tried to prove that the substance was iodine monochloride (ICl), but after failing to do so he was sure that he had found a new element and named it muride, derived from the Latin word ("brine").
After the French chemists Louis Nicolas Vauquelin, Louis Jacques Thénard, and Joseph-Louis Gay-Lussac approved the experiments of the young pharmacist Balard, the results were presented at a lecture of the Académie des Sciences and published in Annales de Chimie et Physique. In his publication, Balard stated that he changed the name from muride to brôme on the proposal of M. Anglada. The name brôme (bromine) derives from the Greek (, "stench"). Other sources claim that the French chemist and physicist Joseph-Louis Gay-Lussac suggested the name brôme for the characteristic smell of the vapors. Bromine was not produced in large quantities until 1858, when the discovery of salt deposits in Stassfurt enabled its production as a by-product of potash.
Apart from some minor medical applications, the first commercial use was the daguerreotype. In 1840, bromine was discovered to have some advantages over the previously used iodine vapor to create the light sensitive silver halide layer in daguerreotypy.
Potassium bromide and sodium bromide were used as anticonvulsants and sedatives in the late 19th and early 20th centuries, but were gradually superseded by chloral hydrate and then by the barbiturates. In the early years of the First World War, bromine compounds such as xylyl bromide were used as poison gas.
Properties
Bromine is the third halogen, being a nonmetal in group 17 of the periodic table. Its properties are thus similar to those of fluorine, chlorine, and iodine, and tend to be intermediate between those of the two neighbouring halogens, chlorine, and iodine. Bromine has the electron configuration [Ar]4s3d4p, with the seven electrons in the fourth and outermost shell acting as its valence electrons. Like all halogens, it is thus one electron short of a full octet, and is hence a strong oxidising agent, reacting with many elements in order to complete its outer shell. Corresponding to periodic trends, it is intermediate in electronegativity between chlorine and iodine (F: 3.98, Cl: 3.16, Br: 2.96, I: 2.66), and is less reactive than chlorine and more reactive than iodine. It is also a weaker oxidising agent than chlorine, but a stronger one than iodine. Conversely, the bromide ion is a weaker reducing agent than iodide, but a stronger one than chloride. These similarities led to chlorine, bromine, and iodine together being classified as one of the original triads of Johann Wolfgang Döbereiner, whose work foreshadowed the periodic law for chemical elements. It is intermediate in atomic radius between chlorine and iodine, and this leads to many of its atomic properties being similarly intermediate in value between chlorine and iodine, such as first ionisation energy, electron affinity, enthalpy of dissociation of the X molecule (X = Cl, Br, I), ionic radius, and X–X bond length. The volatility of bromine accentuates its very penetrating, choking, and unpleasant odour.
All four stable halogens experience intermolecular van der Waals forces of attraction, and their strength increases together with the number of electrons among all homonuclear diatomic halogen molecules. Thus, the melting and boiling points of bromine are intermediate between those of chlorine and iodine. As a result of the increasing molecular weight of the halogens down the group, the density and heats of fusion and vaporisation of bromine are again intermediate between those of chlorine and iodine, although all their heats of vaporisation are fairly low (leading to high volatility) thanks to their diatomic molecular structure. The halogens darken in colour as the group is descended: fluorine is a very pale yellow gas, chlorine is greenish-yellow, and bromine is a reddish-brown volatile liquid that melts at −7.2 °C and boils at 58.8 °C. (Iodine is a shiny black solid.) This trend occurs because the wavelengths of visible light absorbed by the halogens increase down the group. Specifically, the colour of a halogen, such as bromine, results from the electron transition between the highest occupied antibonding π molecular orbital and the lowest vacant antibonding σ molecular orbital. The colour fades at low temperatures so that solid bromine at −195 °C is pale yellow.
Like solid chlorine and iodine, solid bromine crystallises in the orthorhombic crystal system, in a layered arrangement of Br molecules. The Br–Br distance is 227 pm (close to the gaseous Br–Br distance of 228 pm) and the Br···Br distance between molecules is 331 pm within a layer and 399 pm between layers (compare the van der Waals radius of bromine, 195 pm). This structure means that bromine is a very poor conductor of electricity, with a conductivity of around 5 × 10 Ω cm just below the melting point, although this is higher than the essentially undetectable conductivity of chlorine.
At a pressure of 55 GPa (roughly 540,000 times atmospheric pressure) bromine undergoes an insulator-to-metal transition. At 75 GPa it changes to a face-centered orthorhombic structure. At 100 GPa it changes to a body centered orthorhombic monatomic form.
Isotopes
Bromine has two stable isotopes, Br and Br. These are its only two natural isotopes, with Br making up 51% of natural bromine and Br making up the remaining 49%. Both have nuclear spin 3/2− and thus may be used for nuclear magnetic resonance, although Br is more favourable. The relatively 1:1 distribution of the two isotopes in nature is helpful in identification of bromine containing compounds using mass spectroscopy. Other bromine isotopes are all radioactive, with half-lives too short to occur in nature. Of these, the most important are Br (t = 17.7 min), Br (t = 4.421 h), and Br (t = 35.28 h), which may be produced from the neutron activation of natural bromine. The most stable bromine radioisotope is Br (t = 57.04 h). The primary decay mode of isotopes lighter than Br is electron capture to isotopes of selenium; that of isotopes heavier than Br is beta decay to isotopes of krypton; and Br may decay by either mode to stable Se or Kr. Br isotopes from Br-87 and heavier undergo beta decay with neutron emission and are of practical importance because they are fission products; Br-87 with half-life 55 s is notable as the longest lived delayed neutron emitter.
Chemistry and compounds
Bromine is intermediate in reactivity between chlorine and iodine, and is one of the most reactive elements. Bond energies to bromine tend to be lower than those to chlorine but higher than those to iodine, and bromine is a weaker oxidising agent than chlorine but a stronger one than iodine. This can be seen from the standard electrode potentials of the X/X couples (F, +2.866 V; Cl, +1.395 V; Br, +1.087 V; I, +0.615 V; At, approximately +0.3 V). Bromination often leads to higher oxidation states than iodination but lower or equal oxidation states to chlorination. Bromine tends to react with compounds including M–M, M–H, or M–C bonds to form M–Br bonds.
Hydrogen bromide
The simplest compound of bromine is hydrogen bromide, HBr. It is mainly used in the production of inorganic bromides and alkyl bromides, and as a catalyst for many reactions in organic chemistry. Industrially, it is mainly produced by the reaction of hydrogen gas with bromine gas at 200–400 °C with a platinum catalyst. However, reduction of bromine with red phosphorus is a more practical way to produce hydrogen bromide in the laboratory:
2 P + 6 HO + 3 Br → 6 HBr + 2 HPO
HPO + HO + Br → 2 HBr + HPO
At room temperature, hydrogen bromide is a colourless gas, like all the hydrogen halides apart from hydrogen fluoride, since hydrogen cannot form strong hydrogen bonds to the large and only mildly electronegative bromine atom; however, weak hydrogen bonding is present in solid crystalline hydrogen bromide at low temperatures, similar to the hydrogen fluoride structure, before disorder begins to prevail as the temperature is raised. Aqueous hydrogen bromide is known as hydrobromic acid, which is a strong acid (pK = −9) because the hydrogen bonds to bromine are too weak to inhibit dissociation. The HBr/HO system also involves many hydrates HBr·nHO for n = 1, 2, 3, 4, and 6, which are essentially salts of bromine anions and hydronium cations. Hydrobromic acid forms an azeotrope with boiling point 124.3 °C at 47.63 g HBr per 100 g solution; thus hydrobromic acid cannot be concentrated beyond this point by distillation.
Unlike hydrogen fluoride, anhydrous liquid hydrogen bromide is difficult to work with as a solvent, because its boiling point is low, it has a small liquid range, its dielectric constant is low and it does not dissociate appreciably into HBr and ions – the latter, in any case, are much less stable than the bifluoride ions () due to the very weak hydrogen bonding between hydrogen and bromine, though its salts with very large and weakly polarising cations such as Cs and (R = Me, Et, Bu) may still be isolated. Anhydrous hydrogen bromide is a poor solvent, only able to dissolve small molecular compounds such as nitrosyl chloride and phenol, or salts with very low lattice energies such as tetraalkylammonium halides.
Other binary bromides
Nearly all elements in the periodic table form binary bromides. The exceptions are decidedly in the minority and stem in each case from one of three causes: extreme inertness and reluctance to participate in chemical reactions (the noble gases, with the exception of xenon in the very unstable XeBr); extreme nuclear instability hampering chemical investigation before decay and transmutation (many of the heaviest elements beyond bismuth); and having an electronegativity higher than bromine's (oxygen, nitrogen, fluorine, and chlorine), so that the resultant binary compounds are formally not bromides but rather oxides, nitrides, fluorides, or chlorides of bromine. (Nonetheless, nitrogen tribromide is named as a bromide as it is analogous to the other nitrogen trihalides.)
Bromination of metals with Br tends to yield lower oxidation states than chlorination with Cl when a variety of oxidation states is available. Bromides can be made by reaction of an element or its oxide, hydroxide, or carbonate with hydrobromic acid, and then dehydrated by mildly high temperatures combined with either low pressure or anhydrous hydrogen bromide gas. These methods work best when the bromide product is stable to hydrolysis; otherwise, the possibilities include high-temperature oxidative bromination of the element with bromine or hydrogen bromide, high-temperature bromination of a metal oxide or other halide by bromine, a volatile metal bromide, carbon tetrabromide, or an organic bromide. For example, niobium(V) oxide reacts with carbon tetrabromide at 370 °C to form niobium(V) bromide. Another method is halogen exchange in the presence of excess "halogenating reagent", for example:
FeCl + BBr (excess) → FeBr + BCl
When a lower bromide is wanted, either a higher halide may be reduced using hydrogen or a metal as a reducing agent, or thermal decomposition or disproportionation may be used, as follows:
3 WBr + Al 3 WBr + AlBr
EuBr + H → EuBr + HBr
2 TaBr TaBr + TaBr
Most metal bromides with the metal in low oxidation states (+1 to +3) are ionic. Nonmetals tend to form covalent molecular bromides, as do metals in high oxidation states from +3 and above. Both ionic and covalent bromides are known for metals in oxidation state +3 (e.g. scandium bromide is mostly ionic, but aluminium bromide is not). Silver bromide is very insoluble in water and is thus often used as a qualitative test for bromine.
Bromine halides
The halogens form many binary, diamagnetic interhalogen compounds with stoichiometries XY, XY, XY, and XY (where X is heavier than Y), and bromine is no exception. Bromine forms a monofluoride and monochloride, as well as a trifluoride and pentafluoride. Some cationic and anionic derivatives are also characterised, such as , , , , and . Apart from these, some pseudohalides are also known, such as cyanogen bromide (BrCN), bromine thiocyanate (BrSCN), and bromine azide (BrN).
The pale-brown bromine monofluoride (BrF) is unstable at room temperature, disproportionating quickly and irreversibly into bromine, bromine trifluoride, and bromine pentafluoride. It thus cannot be obtained pure. It may be synthesised by the direct reaction of the elements, or by the comproportionation of bromine and bromine trifluoride at high temperatures. Bromine monochloride (BrCl), a red-brown gas, quite readily dissociates reversibly into bromine and chlorine at room temperature and thus also cannot be obtained pure, though it can be made by the reversible direct reaction of its elements in the gas phase or in carbon tetrachloride. Bromine monofluoride in ethanol readily leads to the monobromination of the aromatic compounds PhX (para-bromination occurs for X = Me, Bu, OMe, Br; meta-bromination occurs for the deactivating X = –COEt, –CHO, –NO); this is due to heterolytic fission of the Br–F bond, leading to rapid electrophilic bromination by Br.
At room temperature, bromine trifluoride (BrF) is a straw-coloured liquid. It may be formed by directly fluorinating bromine at room temperature and is purified through distillation. It reacts violently with water and explodes on contact with flammable materials, but is a less powerful fluorinating reagent than chlorine trifluoride. It reacts vigorously with boron, carbon, silicon, arsenic, antimony, iodine, and sulfur to give fluorides, and will also convert most metals and many metal compounds to fluorides; as such, it is used to oxidise uranium to uranium hexafluoride in the nuclear power industry. Refractory oxides tend to be only partially fluorinated, but here the derivatives KBrF and BrFSbF remain reactive. Bromine trifluoride is a useful nonaqueous ionising solvent, since it readily dissociates to form and and thus conducts electricity.
Bromine pentafluoride (BrF) was first synthesised in 1930. It is produced on a large scale by direct reaction of bromine with excess fluorine at temperatures higher than 150 °C, and on a small scale by the fluorination of potassium bromide at 25 °C. It also reacts violently with water and is a very strong fluorinating agent, although chlorine trifluoride is still stronger.
Polybromine compounds
Although dibromine is a strong oxidising agent with a high first ionisation energy, very strong oxidisers such as peroxydisulfuryl fluoride (SOF) can oxidise it to form the cherry-red cation. A few other bromine cations are known, namely the brown and dark brown . The tribromide anion, , has also been characterised; it is analogous to triiodide.
Bromine oxides and oxoacids
Bromine oxides are not as well-characterised as chlorine oxides or iodine oxides, as they are all fairly unstable: it was once thought that they could not exist at all. Dibromine monoxide is a dark-brown solid which, while reasonably stable at −60 °C, decomposes at its melting point of −17.5 °C; it is useful in bromination reactions and may be made from the low-temperature decomposition of bromine dioxide in a vacuum. It oxidises iodine to iodine pentoxide and benzene to 1,4-benzoquinone; in alkaline solutions, it gives the hypobromite anion.
So-called "bromine dioxide", a pale yellow crystalline solid, may be better formulated as bromine perbromate, BrOBrO. It is thermally unstable above −40 °C, violently decomposing to its elements at 0 °C. Dibromine trioxide, syn-BrOBrO, is also known; it is the anhydride of hypobromous acid and bromic acid. It is an orange crystalline solid which decomposes above −40 °C; if heated too rapidly, it explodes around 0 °C. A few other unstable radical oxides are also known, as are some poorly characterised oxides, such as dibromine pentoxide, tribromine octoxide, and bromine trioxide.
The four oxoacids, hypobromous acid (HOBr), bromous acid (HOBrO), bromic acid (HOBrO), and perbromic acid (HOBrO), are better studied due to their greater stability, though they are only so in aqueous solution. When bromine dissolves in aqueous solution, the following reactions occur:
{|
|-
| Br + HO || HOBr + H + Br || K = 7.2 × 10 mol l
|-
| Br + 2 OH || OBr + HO + Br || K = 2 × 10 mol l
|}
Hypobromous acid is unstable to disproportionation. The hypobromite ions thus formed disproportionate readily to give bromide and bromate:
{|
|-
| 3 BrO 2 Br + || K = 10
|}
Bromous acids and bromites are very unstable, although the strontium and barium bromites are known. More important are the bromates, which are prepared on a small scale by oxidation of bromide by aqueous hypochlorite, and are strong oxidising agents. Unlike chlorates, which very slowly disproportionate to chloride and perchlorate, the bromate anion is stable to disproportionation in both acidic and aqueous solutions. Bromic acid is a strong acid. Bromides and bromates may comproportionate to bromine as follows:
+ 5 Br + 6 H → 3 Br + 3 HO
There were many failed attempts to obtain perbromates and perbromic acid, leading to some rationalisations as to why they should not exist, until 1968 when the anion was first synthesised from the radioactive beta decay of unstable . Today, perbromates are produced by the oxidation of alkaline bromate solutions by fluorine gas. Excess bromate and fluoride are precipitated as silver bromate and calcium fluoride, and the perbromic acid solution may be purified. The perbromate ion is fairly inert at room temperature but is thermodynamically extremely oxidising, with extremely strong oxidising agents needed to produce it, such as fluorine or xenon difluoride. The Br–O bond in is fairly weak, which corresponds to the general reluctance of the 4p elements arsenic, selenium, and bromine to attain their group oxidation state, as they come after the scandide contraction characterised by the poor shielding afforded by the radial-nodeless 3d orbitals.
Organobromine compounds
Like the other carbon–halogen bonds, the C–Br bond is a common functional group that forms part of core organic chemistry. Formally, compounds with this functional group may be considered organic derivatives of the bromide anion. Due to the difference of electronegativity between bromine (2.96) and carbon (2.55), the carbon atom in a C–Br bond is electron-deficient and thus electrophilic. The reactivity of organobromine compounds resembles but is intermediate between the reactivity of organochlorine and organoiodine compounds. For many applications, organobromides represent a compromise of reactivity and cost.
Organobromides are typically produced by additive or substitutive bromination of other organic precursors. Bromine itself can be used, but due to its toxicity and volatility, safer brominating reagents are normally used, such as N-bromosuccinimide. The principal reactions for organobromides include dehydrobromination, Grignard reactions, reductive coupling, and nucleophilic substitution.
Organobromides are the most common organohalides in nature, even though the concentration of bromide is only 0.3% of that for chloride in sea water, because of the easy oxidation of bromide to the equivalent of Br, a potent electrophile. The enzyme bromoperoxidase catalyzes this reaction. The oceans are estimated to release 1–2 million tons of bromoform and 56,000 tons of bromomethane annually.
An old qualitative test for the presence of the alkene functional group is that alkenes turn brown aqueous bromine solutions colourless, forming a bromohydrin with some of the dibromoalkane also produced. The reaction passes through a short-lived strongly electrophilic bromonium intermediate. This is an example of a halogen addition reaction.
Occurrence and production
Bromine is significantly less abundant in the crust than fluorine or chlorine, comprising only 2.5 parts per million of the Earth's crustal rocks, and then only as bromide salts. It is the forty-sixth most abundant element in Earth's crust. It is significantly more abundant in the oceans, resulting from long-term leaching. There, it makes up 65 parts per million, corresponding to a ratio of about one bromine atom for every 660 chlorine atoms. Salt lakes and brine wells may have higher bromine concentrations: for example, the Dead Sea contains 0.4% bromide ions. It is from these sources that bromine extraction is mostly economically feasible.
The main sources of bromine production are Israel and Jordan. The element is liberated by halogen exchange, using chlorine gas to oxidise Br to Br. This is then removed with a blast of steam or air, and is then condensed and purified. Today, bromine is transported in large-capacity metal drums or lead-lined tanks that can hold hundreds of kilograms or even tonnes of bromine. The bromine industry is about one-hundredth the size of the chlorine industry. Laboratory production is unnecessary because bromine is commercially available and has a long shelf life.
Applications
A wide variety of organobromine compounds are used in industry. Some are prepared from bromine and others are prepared from hydrogen bromide, which is obtained by burning hydrogen in bromine.
Flame retardants
Brominated flame retardants represent a commodity of growing importance, and make up the largest commercial use of bromine. When the brominated material burns, the flame retardant produces hydrobromic acid which interferes in the radical chain reaction of the oxidation reaction of the fire. The mechanism is that the highly reactive hydrogen radicals, oxygen radicals, and hydroxy radicals react with hydrobromic acid to form less reactive bromine radicals (i.e., free bromine atoms). Bromine atoms may also react directly with other radicals to help terminate the free radical chain-reactions that characterise combustion.
To make brominated polymers and plastics, bromine-containing compounds can be incorporated into the polymer during polymerisation. One method is to include a relatively small amount of brominated monomer during the polymerisation process. For example, vinyl bromide can be used in the production of polyethylene, polyvinyl chloride or polypropylene. Specific highly brominated molecules can also be added that participate in the polymerisation process For example, tetrabromobisphenol A can be added to polyesters or epoxy resins, where it becomes part of the polymer. Epoxies used in printed circuit boards are normally made from such flame retardant resins, indicated by the FR in the abbreviation of the products (FR-4 and FR-2). In some cases, the bromine-containing compound may be added after polymerisation. For example, decabromodiphenyl ether can be added to the final polymers.
A number of gaseous or highly volatile brominated halomethane compounds are non-toxic and make superior fire suppressant agents by this same mechanism, and are particularly effective in enclosed spaces such as submarines, airplanes, and spacecraft. However, they are expensive and their production and use has been greatly curtailed due to their effect as ozone-depleting agents. They are no longer used in routine fire extinguishers, but retain niche uses in aerospace and military automatic fire suppression applications. They include bromochloromethane (Halon 1011, CHBrCl), bromochlorodifluoromethane (Halon 1211, CBrClF), and bromotrifluoromethane (Halon 1301, CBrF).
Other uses
Silver bromide is used, either alone or in combination with silver chloride and silver iodide, as the light sensitive constituent of photographic emulsions.
Ethylene bromide was an additive in gasolines containing lead anti-engine knocking agents. It scavenges lead by forming volatile lead bromide, which is exhausted from the engine. This application accounted for 77% of the bromine use in 1966 in the US. This application has declined since the 1970s due to environmental regulations (see below).
Brominated vegetable oil (BVO), a complex mixture of plant-derived triglycerides that have been reacted to contain atoms of the element bromine bonded to the molecules, is used primarily to help emulsify citrus-flavored soft drinks, preventing them from separating during distribution.
Poisonous bromomethane was widely used as pesticide to fumigate soil and to fumigate housing, by the tenting method. Ethylene bromide was similarly used. These volatile organobromine compounds are all now regulated as ozone depletion agents. The Montreal Protocol on Substances that Deplete the Ozone Layer scheduled the phase out for the ozone depleting chemical by 2005, and organobromide pesticides are no longer used (in housing fumigation they have been replaced by such compounds as sulfuryl fluoride, which contain neither the chlorine or bromine organics which harm ozone). Before the Montreal protocol in 1991 (for example) an estimated 35,000 tonnes of the chemical were used to control nematodes, fungi, weeds and other soil-borne diseases.
In pharmacology, inorganic bromide compounds, especially potassium bromide, were frequently used as general sedatives in the 19th and early 20th century. Bromides in the form of simple salts are still used as anticonvulsants in both veterinary and human medicine, although the latter use varies from country to country. For example, the U.S. Food and Drug Administration (FDA) does not approve bromide for the treatment of any disease, and it was removed from over-the-counter sedative products like Bromo-Seltzer, in 1975. Commercially available organobromine pharmaceuticals include the vasodilator nicergoline, the sedative brotizolam, the anticancer agent pipobroman, and the antiseptic merbromin. Otherwise, organobromine compounds are rarely pharmaceutically useful, in contrast to the situation for organofluorine compounds. Several drugs are produced as the bromide (or equivalents, hydrobromide) salts, but in such cases bromide serves as an innocuous counterion of no biological significance.
Other uses of organobromine compounds include high-density drilling fluids, dyes (such as Tyrian purple and the indicator bromothymol blue), and pharmaceuticals. Bromine itself, as well as some of its compounds, are used in water treatment, and is the precursor of a variety of inorganic compounds with an enormous number of applications (e.g. silver bromide for photography). Zinc–bromine batteries are hybrid flow batteries used for stationary electrical power backup and storage; from household scale to industrial scale.
Bromine is used in cooling towers (in place of chlorine) for controlling bacteria, algae, fungi, and zebra mussels.
Because it has similar antiseptic qualities to chlorine, bromine can be used in the same manner as chlorine as a disinfectant or antimicrobial in applications such as swimming pools. However, bromine is usually not used outside for these applications due to it being relatively more expensive than chlorine and the absence of a stabilizer to protect it from the sun. For indoor pools, it can be a good option as it is effective at a wider pH range. It is also more stable in a heated pool or hot tub.
Biological role and toxicity
A 2014 study suggests that bromine (in the form of bromide ion) is a necessary cofactor in the biosynthesis of collagen IV, making the element essential to basement membrane architecture and tissue development in animals. Nevertheless, no clear deprivation symptoms or syndromes have been documented in mammals. In other biological functions, bromine may be non-essential but still beneficial when it takes the place of chlorine. For example, in the presence of hydrogen peroxide, HO, formed by the eosinophil, and either chloride or bromide ions, eosinophil peroxidase provides a potent mechanism by which eosinophils kill multicellular parasites (such as the nematode worms involved in filariasis) and some bacteria (such as tuberculosis bacteria). Eosinophil peroxidase is a haloperoxidase that preferentially uses bromide over chloride for this purpose, generating hypobromite (hypobromous acid), although the use of chloride is possible.
α-Haloesters are generally thought of as highly reactive and consequently toxic intermediates in organic synthesis. Nevertheless, mammals, including humans, cats, and rats, appear to biosynthesize traces of an α-bromoester, 2-octyl 4-bromo-3-oxobutanoate, which is found in their cerebrospinal fluid and appears to play a yet unclarified role in inducing REM sleep. Neutrophil myeloperoxidase can use HO and Br to brominate deoxycytidine, which could result in DNA mutations. Marine organisms are the main source of organobromine compounds, and it is in these organisms that bromine is more firmly shown to be essential. More than 1600 such organobromine compounds were identified by 1999. The most abundant is methyl bromide (CHBr), of which an estimated 56,000 tonnes is produced by marine algae each year. The essential oil of the Hawaiian alga Asparagopsis taxiformis consists of 80% bromoform. Most of such organobromine compounds in the sea are made by the action of a unique algal enzyme, vanadium bromoperoxidase.
The bromide anion is not very toxic: a normal daily intake is 2 to 8 milligrams. However, high levels of bromide chronically impair the membrane of neurons, which progressively impairs neuronal transmission, leading to toxicity, known as bromism. Bromide has an elimination half-life of 9 to 12 days, which can lead to excessive accumulation. Doses of 0.5 to 1 gram per day of bromide can lead to bromism. Historically, the therapeutic dose of bromide is about 3 to 5 grams of bromide, thus explaining why chronic toxicity (bromism) was once so common. While significant and sometimes serious disturbances occur to neurologic, psychiatric, dermatological, and gastrointestinal functions, death from bromism is rare. Bromism is caused by a neurotoxic effect on the brain which results in somnolence, psychosis, seizures and delirium.
Elemental bromine is toxic and causes chemical burns on human flesh. Inhaling bromine gas results in similar irritation of the respiratory tract, causing coughing, choking, shortness of breath, and death if inhaled in large enough amounts. Chronic exposure may lead to frequent bronchial infections and a general deterioration of health. As a strong oxidising agent, bromine is incompatible with most organic and inorganic compounds. Caution is required when transporting bromine; it is commonly carried in steel tanks lined with lead, supported by strong metal frames. The Occupational Safety and Health Administration (OSHA) of the United States has set a permissible exposure limit (PEL) for bromine at a time-weighted average (TWA) of 0.1 ppm. The National Institute for Occupational Safety and Health (NIOSH) has set a recommended exposure limit (REL) of TWA 0.1 ppm and a short-term limit of 0.3 ppm. The exposure to bromine immediately dangerous to life and health (IDLH) is 3 ppm. Bromine is classified as an extremely hazardous substance in the United States as defined in Section 302 of the U.S. Emergency Planning and Community Right-to-Know Act (42 U.S.C. 11002), and is subject to strict reporting requirements by facilities which produce, store, or use it in significant quantities.
References
General and cited references
Chemical elements
Diatomic nonmetals
Gases with color
Halogens
Oxidizing agents
Reactive nonmetals |
3757 | https://en.wikipedia.org/wiki/Barium | Barium | Barium is a chemical element with the symbol Ba and atomic number 56. It is the fifth element in group 2 and is a soft, silvery alkaline earth metal. Because of its high chemical reactivity, barium is never found in nature as a free element.
The most common minerals of barium are baryte (barium sulfate, BaSO4) and witherite (barium carbonate, BaCO3). The name barium originates from the alchemical derivative "baryta", from Greek (), meaning 'heavy'. Baric is the adjectival form of barium. Barium was identified as a new element in 1772, but not reduced to a metal until 1808 with the advent of electrolysis.
Barium has few industrial applications. Historically, it was used as a getter for vacuum tubes and in oxide form as the emissive coating on indirectly heated cathodes. It is a component of YBCO (high-temperature superconductors) and electroceramics, and is added to steel and cast iron to reduce the size of carbon grains within the microstructure. Barium compounds are added to fireworks to impart a green color. Barium sulfate is used as an insoluble additive to oil well drilling fluid. In a purer form it is used as X-ray radiocontrast agents for imaging the human gastrointestinal tract. Water-soluble barium compounds are poisonous and have been used as rodenticides.
Characteristics
Physical properties
Barium is a soft, silvery-white metal, with a slight golden shade when ultrapure. The silvery-white color of barium metal rapidly vanishes upon oxidation in air yielding a dark gray layer containing the oxide. Barium has a medium specific weight and high electrical conductivity. Because barium is difficult to purify, many of its properties have not been accurately determined.
At room temperature and pressure, barium metal adopts a body-centered cubic structure, with a barium–barium distance of 503 picometers, expanding with heating at a rate of approximately 1.8/°C. It is a very soft metal with a Mohs hardness of 1.25. Its melting temperature of is intermediate between those of the lighter strontium () and heavier radium (); however, its boiling point of exceeds that of strontium (). The density (3.62 g/cm3) is again intermediate between those of strontium (2.36 g/cm3) and radium (≈5 g/cm3).
Chemical reactivity
Barium is chemically similar to magnesium, calcium, and strontium, but even more reactive. It is usually found in the +2 oxidation state. Most exceptions are in a few rare and unstable molecular species that are only characterised in the gas phase such as BaF, but in 2018 a barium(I) species was reported in a graphite intercalation compound. Reactions with chalcogens are highly exothermic (release energy); the reaction with oxygen or air occurs at room temperature. For this reason, metallic barium is often stored under oil or in an inert atmosphere. Reactions with other nonmetals, such as carbon, nitrogen, phosphorus, silicon, and hydrogen, are generally exothermic and proceed upon heating. Reactions with water and alcohols are very exothermic and release hydrogen gas:
Ba + 2 ROH → Ba(OR)2 + H2↑ (R is an alkyl group or a hydrogen atom)
Barium reacts with ammonia to form complexes such as Ba(NH3)6.
The metal is readily attacked by acids. Sulfuric acid is a notable exception because passivation stops the reaction by forming the insoluble barium sulfate on the surface. Barium combines with several other metals, including aluminium, zinc, lead, and tin, forming intermetallic phases and alloys.
Compounds
Barium salts are typically white when solid and colorless when dissolved. They are denser than the strontium or calcium analogs, except for the halides (see table; zinc is given for comparison).
Barium hydroxide ("baryta") was known to alchemists, who produced it by heating barium carbonate. Unlike calcium hydroxide, it absorbs very little CO2 in aqueous solutions and is therefore insensitive to atmospheric fluctuations. This property is used in calibrating pH equipment.
Volatile barium compounds burn with a green to pale green flame, which is an efficient test to detect a barium compound. The color results from spectral lines at 455.4, 493.4, 553.6, and 611.1 nm.
Organobarium compounds are a growing field of knowledge: recently discovered are dialkylbariums and alkylhalobariums.
Isotopes
Barium found in the Earth's crust is a mixture of seven primordial nuclides, barium-130, 132, and 134 through 138. Barium-130 undergoes very slow radioactive decay to xenon-130 by double beta plus decay, with a half-life of (0.5–2.7)×1021 years (about 1011 times the age of the universe). Its abundance is ≈0.1% that of natural barium. Theoretically, barium-132 can similarly undergo double beta decay to xenon-132; this decay has not been detected. The radioactivity of these isotopes is so weak that they pose no danger to life.
Of the stable isotopes, barium-138 composes 71.7% of all barium; other isotopes have decreasing abundance with decreasing mass number.
In total, barium has 40 known isotopes, ranging in mass between 114 and 153. The most stable artificial radioisotope is barium-133 with a half-life of approximately 10.51 years. Five other isotopes have half-lives longer than a day. Barium also has 10 meta states, of which barium-133m1 is the most stable with a half-life of about 39 hours.
History
Alchemists in the early Middle Ages knew about some barium minerals. Smooth pebble-like stones of mineral baryte were found in volcanic rock near Bologna, Italy, and so were called "Bologna stones". Alchemists were attracted to them because after exposure to light they would glow for years. The phosphorescent properties of baryte heated with organics were described by V. Casciorolus in 1602.
Carl Scheele determined that baryte contained a new element in 1772, but could not isolate barium, only barium oxide. Johan Gottlieb Gahn also isolated barium oxide two years later in similar studies. Oxidized barium was at first called "barote" by Guyton de Morveau, a name that was changed by Antoine Lavoisier to baryte (in French) or baryta (in Latin). Also in the 18th century, English mineralogist William Withering noted a heavy mineral in the lead mines of Cumberland, now known to be witherite. Barium was first isolated by electrolysis of molten barium salts in 1808 by Sir Humphry Davy in England. Davy, by analogy with calcium, named "barium" after baryta, with the "-ium" ending signifying a metallic element. Robert Bunsen and Augustus Matthiessen obtained pure barium by electrolysis of a molten mixture of barium chloride and ammonium chloride.
The production of pure oxygen in the Brin process was a large-scale application of barium peroxide in the 1880s, before it was replaced by electrolysis and fractional distillation of liquefied air in the early 1900s. In this process barium oxide reacts at with air to form barium peroxide, which decomposes above by releasing oxygen:
2 BaO + O2 ⇌ 2 BaO2
Barium sulfate was first applied as a radiocontrast agent in X-ray imaging of the digestive system in 1908.
Occurrence and production
The abundance of barium is 0.0425% in the Earth's crust and 13 μg/L in sea water. The primary commercial source of barium is baryte (also called barytes or heavy spar), a barium sulfate mineral. with deposits in many parts of the world. Another commercial source, far less important than baryte, is witherite, barium carbonate. The main deposits are located in Britain, Romania, and the former USSR.
The baryte reserves are estimated between 0.7 and 2 billion tonnes. The maximum production, 8.3 million tonnes, was produced in 1981, but only 7–8% was used for barium metal or compounds. Baryte production has risen since the second half of the 1990s from 5.6 million tonnes in 1996 to 7.6 in 2005 and 7.8 in 2011. China accounts for more than 50% of this output, followed by India (14% in 2011), Morocco (8.3%), US (8.2%), Turkey (2.5%), Iran and Kazakhstan (2.6% each).
The mined ore is washed, crushed, classified, and separated from quartz. If the quartz penetrates too deeply into the ore, or the iron, zinc, or lead content is abnormally high, then froth flotation is used. The product is a 98% pure baryte (by mass); the purity should be no less than 95%, with a minimal content of iron and silicon dioxide. It is then reduced by carbon to barium sulfide:
BaSO4 + 2 C → BaS + 2 CO2
The water-soluble barium sulfide is the starting point for other compounds: treating BaS with oxygen produces the sulfate, with nitric acid the nitrate, with aqueous carbon dioxide the carbonate, and so on. The nitrate can be thermally decomposed to yield the oxide. Barium metal is produced by reduction with aluminium at . The intermetallic compound BaAl4 is produced first:
3 BaO + 14 Al → 3 BaAl4 + Al2O3
BaAl4 is an intermediate reacted with barium oxide to produce the metal. Note that not all barium is reduced.
8 BaO + BaAl4 → Ba↓ + 7 BaAl2O4
The remaining barium oxide reacts with the formed aluminium oxide:
BaO + Al2O3 → BaAl2O4
and the overall reaction is
4 BaO + 2 Al → 3 Ba↓ + BaAl2O4
Barium vapor is condensed and packed into molds in an atmosphere of argon. This method is used commercially, yielding ultrapure barium. Commonly sold barium is about 99% pure, with main impurities being strontium and calcium (up to 0.8% and 0.25%) and other contaminants contributing less than 0.1%.
A similar reaction with silicon at yields barium and barium metasilicate. Electrolysis is not used because barium readily dissolves in molten halides and the product is rather impure.
Gemstone
The barium mineral, benitoite (barium titanium silicate), occurs as a very rare blue fluorescent gemstone, and is the official state gem of California.
Barium in seawater
Barium exists in seawater as the Ba2+ ion with an average oceanic concentration of 109 nmol/kg. Barium also exists in the ocean as BaSO4, or barite. Barium has a nutrient-like profile with a residence time of 10,000 years.
Barium shows a relatively consistent concentration in upper ocean seawater, excepting regions of high river inputs and regions with strong upwelling. There is little depletion of barium concentrations in the upper ocean for an ion with a nutrient-like profile, thus lateral mixing is important. Barium isotopic values show basin-scale balances instead of local or short-term processes.
Applications
Metal and alloys
Barium, as a metal or when alloyed with aluminium, is used to remove unwanted gases (gettering) from vacuum tubes, such as TV picture tubes. Barium is suitable for this purpose because of its low vapor pressure and reactivity towards oxygen, nitrogen, carbon dioxide, and water; it can even partly remove noble gases by dissolving them in the crystal lattice. This application is gradually disappearing due to the rising popularity of the tubeless LCD, LED, and plasma sets.
Other uses of elemental barium are minor and include an additive to silumin (aluminium–silicon alloys) that refines their structure, as well as
bearing alloys;
lead–tin soldering alloys – to increase the creep resistance;
alloy with nickel for spark plugs;
additive to steel and cast iron as an inoculant;
alloys with calcium, manganese, silicon, and aluminium as high-grade steel deoxidizers.
Barium sulfate and baryte
Barium sulfate (the mineral baryte, BaSO4) is important to the petroleum industry as a drilling fluid in oil and gas wells. The precipitate of the compound (called "blanc fixe", from the French for "permanent white") is used in paints and varnishes; as a filler in ringing ink, plastics, and rubbers; as a paper coating pigment; and in nanoparticles, to improve physical properties of some polymers, such as epoxies.
Barium sulfate has a low toxicity and relatively high density of ca. 4.5 g/cm3 (and thus opacity to X-rays). For this reason it is used as a radiocontrast agent in X-ray imaging of the digestive system ("barium meals" and "barium enemas"). Lithopone, a pigment that contains barium sulfate and zinc sulfide, is a permanent white with good covering power that does not darken when exposed to sulfides.
Other barium compounds
Other compounds of barium find only niche applications, limited by the toxicity of Ba2+ ions (barium carbonate is a rat poison), which is not a problem for the insoluble BaSO4.
Barium oxide coating on the electrodes of fluorescent lamps facilitates the release of electrons.
By its great atomic density, barium carbonate increases the refractive index and luster of glass and reduces leaks of X-rays from cathode ray tubes (CRT) TV sets.
Barium, typically as barium nitrate imparts a yellow or "apple" green color to fireworks; for brilliant green barium monochloride is used.
Barium peroxide is a catalyst in the aluminothermic reaction (thermite) for welding rail tracks. It is also a green flare in tracer ammunition and a bleaching agent.
Barium titanate is a promising electroceramic.
Barium fluoride is used for optics in infrared applications because of its wide transparency range of 0.15–12 micrometers.
YBCO was the first high-temperature superconductor cooled by liquid nitrogen, with a transition temperature of that exceeded the boiling point of nitrogen ().
Ferrite, a type of sintered ceramic composed of iron oxide (Fe2O3) and barium oxide (BaO), is both electrically nonconductive and ferrimagnetic, and can be temporarily or permanently magnetized.
Palaeoceanography
The lateral mixing of barium is caused by water mass mixing and ocean circulation. Global ocean circulation reveals a strong correlation between dissolved barium and silicic acid. The large-scale ocean circulation combined with remineralization of barium show a similar correlation between dissolved barium and ocean alkalinity.
Dissolved barium's correlation with silicic acid can be seen both vertically and spatially. Particulate barium shows a strong correlation with particulate organic carbon or POC. Barium is becoming more popular to be used a base for palaeoceanographic proxies. With both dissolved and particulate barium's links with silicic acid and POC, it can be used to determine historical variations in the biological pump, carbon cycle, and global climate.
The barium particulate barite (BaSO4), as one of many proxies, can be used to provide a host of historical information on processes in different oceanic settings (water column, sediments, and hydrothermal sites). In each setting there are differences in isotopic and elemental composition of the barite particulate. Barite in the water column, known as marine or pelagic barite, reveals information on seawater chemistry variation over time. Barite in sediments, known as diagenetic or cold seeps barite, gives information about sedimentary redox processes. Barite formed via hydrothermal activity at hydrothermal vents, known as hydrothermal barite, reveals alterations in the condition of the earth's crust around those vents.
Toxicity
Because of the high reactivity of the metal, toxicological data are available only for compounds. Soluble barium compounds are poisonous. In low doses, barium ions act as a muscle stimulant, and higher doses affect the nervous system, causing cardiac irregularities, tremors, weakness, anxiety, shortness of breath, and paralysis. This toxicity may be caused by Ba2+ blocking potassium ion channels, which are critical to the proper function of the nervous system. Other organs damaged by water-soluble barium compounds (i.e., barium ions) are the eyes, immune system, heart, respiratory system, and skin causing, for example, blindness and sensitization.
Barium is not carcinogenic and does not bioaccumulate. Inhaled dust containing insoluble barium compounds can accumulate in the lungs, causing a benign condition called baritosis. The insoluble sulfate is nontoxic and is not classified as a dangerous goods in transport regulations.
To avoid a potentially vigorous chemical reaction, barium metal is kept in an argon atmosphere or under mineral oils. Contact with air is dangerous and may cause ignition. Moisture, friction, heat, sparks, flames, shocks, static electricity, and exposure to oxidizers and acids should be avoided. Anything that may contact with barium should be electrically grounded.
See also
Han purple and Han blue – synthetic barium copper silicate pigments developed and used in ancient and imperial China
References
External links
Barium at The Periodic Table of Videos (University of Nottingham)
Elementymology & Elements Multidict
3-D Holographic Display Using Strontium Barium Niobate
Chemical elements
Alkaline earth metals
Toxicology
Reducing agents
Chemical elements with body-centered cubic structure |
3758 | https://en.wikipedia.org/wiki/Berkelium | Berkelium | Berkelium is a transuranic radioactive chemical element with the symbol Bk and atomic number 97. It is a member of the actinide and transuranium element series. It is named after the city of Berkeley, California, the location of the Lawrence Berkeley National Laboratory (then the University of California Radiation Laboratory) where it was discovered in December 1949. Berkelium was the fifth transuranium element discovered after neptunium, plutonium, curium and americium.
The major isotope of berkelium, 249Bk, is synthesized in minute quantities in dedicated high-flux nuclear reactors, mainly at the Oak Ridge National Laboratory in Tennessee, United States, and at the Research Institute of Atomic Reactors in Dimitrovgrad, Russia. The longest-lived and second-most important isotope, 247Bk, can be synthesized via irradiation of 244Cm with high-energy alpha particles.
Just over one gram of berkelium has been produced in the United States since 1967. There is no practical application of berkelium outside scientific research which is mostly directed at the synthesis of heavier transuranium elements and superheavy elements. A 22-milligram batch of berkelium-249 was prepared during a 250-day irradiation period and then purified for a further 90 days at Oak Ridge in 2009. This sample was used to synthesize the new element tennessine for the first time in 2009 at the Joint Institute for Nuclear Research, Russia, after it was bombarded with calcium-48 ions for 150 days. This was the culmination of the Russia–US collaboration on the synthesis of the heaviest elements on the periodic table.
Berkelium is a soft, silvery-white, radioactive metal. The berkelium-249 isotope emits low-energy electrons and thus is relatively safe to handle. It decays with a half-life of 330 days to californium-249, which is a strong emitter of ionizing alpha particles. This gradual transformation is an important consideration when studying the properties of elemental berkelium and its chemical compounds, since the formation of californium brings not only chemical contamination, but also free-radical effects and self-heating from the emitted alpha particles.
Characteristics
Physical
Berkelium is a soft, silvery-white, radioactive actinide metal. In the periodic table, it is located to the right of the actinide curium, to the left of the actinide californium and below the lanthanide terbium with which it shares many similarities in physical and chemical properties. Its density of 14.78 g/cm3 lies between those of curium (13.52 g/cm3) and californium (15.1 g/cm3), as does its melting point of 986 °C, below that of curium (1340 °C) but higher than that of californium (900 °C). Berkelium is relatively soft and has one of the lowest bulk moduli among the actinides, at about 20 GPa (2 Pa).
ions shows two sharp fluorescence peaks at 652 nanometers (red light) and 742 nanometers (deep red – near-infrared) due to internal transitions at the f-electron shell. The relative intensity of these peaks depends on the excitation power and temperature of the sample. This emission can be observed, for example, after dispersing berkelium ions in a silicate glass, by melting the glass in presence of berkelium oxide or halide.
Between 70 K and room temperature, berkelium behaves as a Curie–Weiss paramagnetic material with an effective magnetic moment of 9.69 Bohr magnetons (µB) and a Curie temperature of 101 K. This magnetic moment is almost equal to the theoretical value of 9.72 µB calculated within the simple atomic L-S coupling model. Upon cooling to about 34 K, berkelium undergoes a transition to an antiferromagnetic state. Enthalpy of dissolution in hydrochloric acid at standard conditions is −600 kJ/mol, from which the standard enthalpy of formation (ΔfH°) of aqueous ions is obtained as −601 kJ/mol. The standard electrode potential /Bk is −2.01 V. The ionization potential of a neutral berkelium atom is 6.23 eV.
Allotropes
At ambient conditions, berkelium assumes its most stable α form which has a hexagonal symmetry, space group P63/mmc, lattice parameters of 341 pm and 1107 pm. The crystal has a double-hexagonal close packing structure with the layer sequence ABAC and so is isotypic (having a similar structure) with α-lanthanum and α-forms of actinides beyond curium. This crystal structure changes with pressure and temperature. When compressed at room temperature to 7 GPa, α-berkelium transforms to the β modification, which has a face-centered cubic (fcc) symmetry and space group Fmm. This transition occurs without change in volume, but the enthalpy increases by 3.66 kJ/mol. Upon further compression to 25 GPa, berkelium transforms to an orthorhombic γ-berkelium structure similar to that of α-uranium. This transition is accompanied by a 12% volume decrease and delocalization of the electrons at the 5f electron shell. No further phase transitions are observed up to 57 GPa.
Upon heating, α-berkelium transforms into another phase with an fcc lattice (but slightly different from β-berkelium), space group Fmm and the lattice constant of 500 pm; this fcc structure is equivalent to the closest packing with the sequence ABC. This phase is metastable and will gradually revert to the original α-berkelium phase at room temperature. The temperature of the phase transition is believed to be quite close to the melting point.
Chemical
Like all actinides, berkelium dissolves in various aqueous inorganic acids, liberating gaseous hydrogen and converting into the state. This trivalent oxidation state (+3) is the most stable, especially in aqueous solutions, but tetravalent (+4), pentavalent (+5), and possibly divalent (+2) berkelium compounds are also known. The existence of divalent berkelium salts is uncertain and has only been reported in mixed lanthanum(III) chloride-strontium chloride melts. A similar behavior is observed for the lanthanide analogue of berkelium, terbium. Aqueous solutions of ions are green in most acids. The color of ions is yellow in hydrochloric acid and orange-yellow in sulfuric acid. Berkelium does not react rapidly with oxygen at room temperature, possibly due to the formation of a protective oxide layer surface. However, it reacts with molten metals, hydrogen, halogens, chalcogens and pnictogens to form various binary compounds.
Isotopes
Nineteen isotopes and six nuclear isomers (excited states of an isotope) of berkelium have been characterized, with mass numbers ranging from 233 to 253 (except 235 and 237). All of them are radioactive. The longest half-lives are observed for 247Bk (1,380 years), 248Bk (over 300 years), and 249Bk (330 days); the half-lives of the other isotopes range from microseconds to several days. The isotope which is the easiest to synthesize is berkelium-249. This emits mostly soft β-particles which are inconvenient for detection. Its alpha radiation is rather weak (1.45%) with respect to the β-radiation, but is sometimes used to detect this isotope. The second important berkelium isotope, berkelium-247, is an alpha-emitter, as are most actinide isotopes.
Occurrence
All berkelium isotopes have a half-life far too short to be primordial. Therefore, any primordial berkelium − that is, berkelium present on the Earth during its formation − has decayed by now.
On Earth, berkelium is mostly concentrated in certain areas, which were used for the atmospheric nuclear weapons tests between 1945 and 1980, as well as at the sites of nuclear incidents, such as the Chernobyl disaster, Three Mile Island accident and 1968 Thule Air Base B-52 crash. Analysis of the debris at the testing site of the first United States' first thermonuclear weapon, Ivy Mike, (1 November 1952, Enewetak Atoll), revealed high concentrations of various actinides, including berkelium. For reasons of military secrecy, this result was not published until 1956.
Nuclear reactors produce mostly, among the berkelium isotopes, berkelium-249. During the storage and before the fuel disposal, most of it beta decays to californium-249. The latter has a half-life of 351 years, which is relatively long compared to the half-lives of other isotopes produced in the reactor, and is therefore undesirable in the disposal products.
The transuranium elements from americium to fermium, including berkelium, occurred naturally in the natural nuclear fission reactor at Oklo, but no longer do so.
Berkelium is also one of the elements that have theoretically been detected in Przybylski's Star.
History
Although very small amounts of berkelium were possibly produced in previous nuclear experiments, it was first intentionally synthesized, isolated and identified in December 1949 by Glenn T. Seaborg, Albert Ghiorso, Stanley Gerald Thompson, and Kenneth Street Jr. They used the 60-inch cyclotron at the University of California, Berkeley. Similar to the nearly simultaneous discovery of americium (element 95) and curium (element 96) in 1944, the new elements berkelium and californium (element 98) were both produced in 1949–1950.
The name choice for element 97 followed the previous tradition of the Californian group to draw an analogy between the newly discovered actinide and the lanthanide element positioned above it in the periodic table. Previously, americium was named after a continent as its analogue europium, and curium honored scientists Marie and Pierre Curie as the lanthanide above it, gadolinium, was named after the explorer of the rare-earth elements Johan Gadolin. Thus the discovery report by the Berkeley group reads: "It is suggested that element 97 be given the name berkelium (symbol Bk) after the city of Berkeley in a manner similar to that used in naming its chemical homologue terbium (atomic number 65) whose name was derived from the town of Ytterby, Sweden, where the rare earth minerals were first found." This tradition ended with berkelium, though, as the naming of the next discovered actinide, californium, was not related to its lanthanide analogue dysprosium, but after the discovery place.
The most difficult steps in the synthesis of berkelium were its separation from the final products and the production of sufficient quantities of americium for the target material. First, americium (241Am) nitrate solution was coated on a platinum foil, the solution was evaporated and the residue converted by annealing to americium dioxide (). This target was irradiated with 35 MeV alpha particles for 6 hours in the 60-inch cyclotron at the Lawrence Radiation Laboratory, University of California, Berkeley. The (α,2n) reaction induced by the irradiation yielded the 243Bk isotope and two free neutrons:
+ → + 2
After the irradiation, the coating was dissolved with nitric acid and then precipitated as the hydroxide using concentrated aqueous ammonia solution. The product was centrifugated and re-dissolved in nitric acid. To separate berkelium from the unreacted americium, this solution was added to a mixture of ammonium and ammonium sulfate and heated to convert all the dissolved americium into the oxidation state +6. Unoxidized residual americium was precipitated by the addition of hydrofluoric acid as americium(III) fluoride (). This step yielded a mixture of the accompanying product curium and the expected element 97 in form of trifluorides. The mixture was converted to the corresponding hydroxides by treating it with potassium hydroxide, and after centrifugation, was dissolved in perchloric acid.
Further separation was carried out in the presence of a citric acid/ammonium buffer solution in a weakly acidic medium (pH≈3.5), using ion exchange at elevated temperature. The chromatographic separation behavior was unknown for the element 97 at the time, but was anticipated by analogy with terbium. The first results were disappointing because no alpha-particle emission signature could be detected from the elution product. With further analysis, searching for characteristic X-rays and conversion electron signals, a berkelium isotope was eventually detected. Its mass number was uncertain between 243 and 244 in the initial report, but was later established as 243.
Synthesis and extraction
Preparation of isotopes
Berkelium is produced by bombarding lighter actinides uranium (238U) or plutonium (239Pu) with neutrons in a nuclear reactor. In a more common case of uranium fuel, plutonium is produced first by neutron capture (the so-called (n,γ) reaction or neutron fusion) followed by beta-decay:
^{238}_{92}U ->[\ce{(n,\gamma)}] ^{239}_{92}U ->[\beta^-][23.5 \ \ce{min}] ^{239}_{93}Np ->[\beta^-][2.3565 \ \ce{d}] ^{239}_{94}Pu (the times are half-lives)
Plutonium-239 is further irradiated by a source that has a high neutron flux, several times higher than a conventional nuclear reactor, such as the 85-megawatt High Flux Isotope Reactor (HFIR) at the Oak Ridge National Laboratory in Tennessee, USA. The higher flux promotes fusion reactions involving not one but several neutrons, converting 239Pu to 244Cm and then to 249Cm:
Curium-249 has a short half-life of 64 minutes, and thus its further conversion to 250Cm has a low probability. Instead, it transforms by beta-decay into 249Bk:
^{249}_{96}Cm ->[{\beta^-}][64.15 \ \ce{min}] ^{249}_{97}Bk ->[\beta^-][330 \ \ce{d}] ^{249}_{98}Cf
The thus-produced 249Bk has a long half-life of 330 days and thus can capture another neutron. However, the product, 250Bk, again has a relatively short half-life of 3.212 hours and thus does not yield any heavier berkelium isotopes. It instead decays to the californium isotope 250Cf:
^{249}_{97}Bk ->[\ce{(n,\gamma)}] ^{250}_{97}Bk ->[\beta^-][3.212 \ \ce{h}] ^{250}_{98}Cf
Although 247Bk is the most stable isotope of berkelium, its production in nuclear reactors is very difficult because its potential progenitor 247Cm has never been observed to undergo beta decay. Thus, 249Bk is the most accessible isotope of berkelium, which still is available only in small quantities (only 0.66 grams have been produced in the US over the period 1967–1983) at a high price of the order 185 USD per microgram. It is the only berkelium isotope available in bulk quantities, and thus the only berkelium isotope whose properties can be extensively studied.
The isotope 248Bk was first obtained in 1956 by bombarding a mixture of curium isotopes with 25 MeV α-particles. Although its direct detection was hindered by strong signal interference with 245Bk, the existence of a new isotope was proven by the growth of the decay product 248Cf which had been previously characterized. The half-life of 248Bk was estimated as hours, though later 1965 work gave a half-life in excess of 300 years (which may be due to an isomeric state). Berkelium-247 was produced during the same year by irradiating 244Cm with alpha-particles:
Berkelium-242 was synthesized in 1979 by bombarding 235U with 11B, 238U with 10B, 232Th with 14N or 232Th with 15N. It converts by electron capture to 242Cm with a half-life of minutes. A search for an initially suspected isotope 241Bk was then unsuccessful; 241Bk has since been synthesized.
Separation
The fact that berkelium readily assumes oxidation state +4 in solids, and is relatively stable in this state in liquids greatly assists separation of berkelium away from many other actinides. These are inevitably produced in relatively large amounts during the nuclear synthesis and often favor the +3 state. This fact was not yet known in the initial experiments, which used a more complex separation procedure. Various inorganic oxidation agents can be applied to the solutions to convert it to the +4 state, such as bromates (), bismuthates (), chromates ( and ), silver(I) thiolate (), lead(IV) oxide (), ozone (), or photochemical oxidation procedures. More recently, it has been discovered that some organic and bio-inspired molecules, such as the chelator called 3,4,3-LI(1,2-HOPO), can also oxidize Bk(III) and stabilize Bk(IV) under mild conditions. is then extracted with ion exchange, extraction chromatography or liquid-liquid extraction using HDEHP (bis-(2-ethylhexyl) phosphoric acid), amines, tributyl phosphate or various other reagents. These procedures separate berkelium from most trivalent actinides and lanthanides, except for the lanthanide cerium (lanthanides are absent in the irradiation target but are created in various nuclear fission decay chains).
A more detailed procedure adopted at the Oak Ridge National Laboratory was as follows: the initial mixture of actinides is processed with ion exchange using lithium chloride reagent, then precipitated as hydroxides, filtered and dissolved in nitric acid. It is then treated with high-pressure elution from cation exchange resins, and the berkelium phase is oxidized and extracted using one of the procedures described above. Reduction of the thus-obtained to the +3 oxidation state yields a solution, which is nearly free from other actinides (but contains cerium). Berkelium and cerium are then separated with another round of ion-exchange treatment.
Bulk metal preparation
In order to characterize chemical and physical properties of solid berkelium and its compounds, a program was initiated in 1952 at the Material Testing Reactor, Arco, Idaho, US. It resulted in preparation of an eight-gram plutonium-239 target and in the first production of macroscopic quantities (0.6 micrograms) of berkelium by Burris B. Cunningham and Stanley Gerald Thompson in 1958, after a continuous reactor irradiation of this target for six years. This irradiation method was and still is the only way of producing weighable amounts of the element, and most solid-state studies of berkelium have been conducted on microgram or submicrogram-sized samples.
The world's major irradiation sources are the 85-megawatt High Flux Isotope Reactor at the Oak Ridge National Laboratory in Tennessee, USA, and the SM-2 loop reactor at the Research Institute of Atomic Reactors (NIIAR) in Dimitrovgrad, Russia, which are both dedicated to the production of transcurium elements (atomic number greater than 96). These facilities have similar power and flux levels, and are expected to have comparable production capacities for transcurium elements, although the quantities produced at NIIAR are not publicly reported. In a "typical processing campaign" at Oak Ridge, tens of grams of curium are irradiated to produce decigram quantities of californium, milligram quantities of berkelium-249 and einsteinium, and picogram quantities of fermium. In total, just over one gram of berkelium-249 has been produced at Oak Ridge since 1967.
The first berkelium metal sample weighing 1.7 micrograms was prepared in 1971 by the reduction of fluoride with lithium vapor at 1000 °C; the fluoride was suspended on a tungsten wire above a tantalum crucible containing molten lithium. Later, metal samples weighing up to 0.5 milligrams were obtained with this method.
Similar results are obtained with fluoride. Berkelium metal can also be produced by the reduction of oxide with thorium or lanthanum.
Compounds
Oxides
Two oxides of berkelium are known, with the berkelium oxidation state of +3 () and +4 (). oxide is a brown solid, while oxide is a yellow-green solid with a melting point of 1920 °C and is formed from BkO2 by reduction with molecular hydrogen:
Upon heating to 1200 °C, the oxide undergoes a phase change; it undergoes another phase change at 1750 °C. Such three-phase behavior is typical for the actinide sesquioxides. oxide, BkO, has been reported as a brittle gray solid but its exact chemical composition remains uncertain.
Halides
In halides, berkelium assumes the oxidation states +3 and +4. The +3 state is the most stable, especially in solutions, while the tetravalent halides and are only known in the solid phase. The coordination of berkelium atom in its trivalent fluoride and chloride is tricapped trigonal prismatic, with the coordination number of 9. In trivalent bromide, it is bicapped trigonal prismatic (coordination 8) or octahedral (coordination 6), and in the iodide it is octahedral.
fluoride () is a yellow-green ionic solid and is isotypic with uranium tetrafluoride or zirconium tetrafluoride. fluoride () is also a yellow-green solid, but it has two crystalline structures. The most stable phase at low temperatures is isotypic with yttrium(III) fluoride, while upon heating to between 350 and 600 °C, it transforms to the structure found in lanthanum trifluoride.
Visible amounts of chloride () were first isolated and characterized in 1962, and weighed only 3 billionths of a gram. It can be prepared by introducing hydrogen chloride vapors into an evacuated quartz tube containing berkelium oxide at a temperature about 500 °C. This green solid has a melting point of 600 °C, and is isotypic with uranium(III) chloride. Upon heating to nearly melting point, converts into an orthorhombic phase.
Two forms of bromide are known: one with berkelium having coordination 6, and one with coordination 8. The latter is less stable and transforms to the former phase upon heating to about 350 °C. An important phenomenon for radioactive solids has been studied on these two crystal forms: the structure of fresh and aged 249BkBr3 samples was probed by X-ray diffraction over a period longer than 3 years, so that various fractions of berkelium-249 had beta decayed to californium-249. No change in structure was observed upon the 249BkBr3—249CfBr3 transformation. However, other differences were noted for 249BkBr3 and 249CfBr3. For example, the latter could be reduced with hydrogen to 249CfBr2, but the former could not – this result was reproduced on individual 249BkBr3 and 249CfBr3 samples, as well on the samples containing both bromides. The intergrowth of californium in berkelium occurs at a rate of 0.22% per day and is an intrinsic obstacle in studying berkelium properties. Beside a chemical contamination, 249Cf, being an alpha emitter, brings undesirable self-damage of the crystal lattice and the resulting self-heating. The chemical effect however can be avoided by performing measurements as a function of time and extrapolating the obtained results.
Other inorganic compounds
The pnictides of berkelium-249 of the type BkX are known for the elements nitrogen, phosphorus, arsenic and antimony. They crystallize in the rock-salt structure and are prepared by the reaction of either hydride () or metallic berkelium with these elements at elevated temperature (about 600 °C) under high vacuum.
sulfide, , is prepared by either treating berkelium oxide with a mixture of hydrogen sulfide and carbon disulfide vapors at 1130 °C, or by directly reacting metallic berkelium with elemental sulfur. These procedures yield brownish-black crystals.
and hydroxides are both stable in 1 molar solutions of sodium hydroxide. phosphate () has been prepared as a solid, which shows strong fluorescence under excitation with a green light. Berkelium hydrides are produced by reacting metal with hydrogen gas at temperatures about 250 °C. They are non-stoichiometric with the nominal formula (0 < x < 1). Several other salts of berkelium are known, including an oxysulfide (), and hydrated nitrate (), chloride (), sulfate () and oxalate (). Thermal decomposition at about 600 °C in an argon atmosphere (to avoid oxidation to ) of yields the crystals of oxysulfate (). This compound is thermally stable to at least 1000 °C in inert atmosphere.
Organoberkelium compounds
Berkelium forms a trigonal (η5–C5H5)3Bk metallocene complex with three cyclopentadienyl rings, which can be synthesized by reacting chloride with the molten beryllocene () at about 70 °C. It has an amber color and a density of 2.47 g/cm3. The complex is stable to heating to at least 250 °C, and sublimates without melting at about 350 °C. The high radioactivity of berkelium gradually destroys the compound (within a period of weeks). One cyclopentadienyl ring in (η5–C5H5)3Bk can be substituted by chlorine to yield . The optical absorption spectra of this compound are very similar to those of (η5–C5H5)3Bk.
Applications
There is currently no use for any isotope of berkelium outside basic scientific research. Berkelium-249 is a common target nuclide to prepare still heavier transuranium elements and superheavy elements, such as lawrencium, rutherfordium and bohrium. It is also useful as a source of the isotope californium-249, which is used for studies on the chemistry of californium in preference to the more radioactive californium-252 that is produced in neutron bombardment facilities such as the HFIR.
A 22 milligram batch of berkelium-249 was prepared in a 250-day irradiation and then purified for 90 days at Oak Ridge in 2009. This target yielded the first 6 atoms of tennessine at the Joint Institute for Nuclear Research (JINR), Dubna, Russia, after bombarding it with calcium ions in the U400 cyclotron for 150 days. This synthesis was a culmination of the Russia-US collaboration between JINR and Lawrence Livermore National Laboratory on the synthesis of elements 113 to 118 which was initiated in 1989.
Nuclear fuel cycle
The nuclear fission properties of berkelium are different from those of the neighboring actinides curium and californium, and they suggest berkelium to perform poorly as a fuel in a nuclear reactor. Specifically, berkelium-249 has a moderately large neutron capture cross section of 710 barns for thermal neutrons, 1200 barns resonance integral, but very low fission cross section for thermal neutrons. In a thermal reactor, much of it will therefore be converted to berkelium-250 which quickly decays to californium-250. In principle, berkelium-249 can sustain a nuclear chain reaction in a fast breeder reactor. Its critical mass is relatively high at 192 kg; it can be reduced with a water or steel reflector but would still exceed the world production of this isotope.
Berkelium-247 can maintain chain reaction both in a thermal-neutron and in a fast-neutron reactor, however, its production is rather complex and thus the availability is much lower than its critical mass, which is about 75.7 kg for a bare sphere, 41.2 kg with a water reflector and 35.2 kg with a steel reflector (30 cm thickness).
Health issues
Little is known about the effects of berkelium on human body, and analogies with other elements may not be drawn because of different radiation products (electrons for berkelium and alpha particles, neutrons, or both for most other actinides). The low energy of electrons emitted from berkelium-249 (less than 126 keV) hinders its detection, due to signal interference with other decay processes, but also makes this isotope relatively harmless to humans as compared to other actinides. However, berkelium-249 transforms with a half-life of only 330 days to the strong alpha-emitter californium-249, which is rather dangerous and has to be handled in a glovebox in a dedicated laboratory.
Most available berkelium toxicity data originate from research on animals. Upon ingestion by rats, only about 0.01% of berkelium ends in the blood stream. From there, about 65% goes to the bones, where it remains for about 50 years, 25% to the lungs (biological half-life about 20 years), 0.035% to the testicles or 0.01% to the ovaries where berkelium stays indefinitely. The balance of about 10% is excreted. In all these organs berkelium might promote cancer, and in the skeleton, its radiation can damage red blood cells. The maximum permissible amount of berkelium-249 in the human skeleton is 0.4 nanograms.
References
Bibliography
External links
Berkelium at The Periodic Table of Videos (University of Nottingham)
Chemical elements
Chemical elements with double hexagonal close-packed structure
Actinides
Synthetic elements |
3764 | https://en.wikipedia.org/wiki/Bavaria | Bavaria | Bavaria ( ; ), officially the Free State of Bavaria ( ; ), is a state in the south-east of Germany. With an area of , Bavaria is the largest German state by land area, comprising roughly a fifth of the total land area of Germany. With over 13 million inhabitants, it is the second largest German state in terms of population only to North Rhine-Westphalia, but due to its large size its population density is below the German average. Major cities include Munich (its capital and largest city, which is also the third largest city in Germany), Nuremberg, and Augsburg.
The history of Bavaria includes its earliest settlement by Iron Age Celtic tribes, followed by the conquests of the Roman Empire in the 1st century BC, when the territory was incorporated into the provinces of Raetia and Noricum. It became the Duchy of Bavaria (a stem duchy) in the 6th century AD following the collapse of the Western Roman Empire. It was later incorporated into the Holy Roman Empire, became an independent kingdom after 1806, joined the Prussian-led German Empire in 1871 while retaining its title of kingdom, and finally became a state of the Federal Republic of Germany in 1949.
Bavaria has a distinct culture, largely because of the state's Catholic heritage and conservative traditions, which includes a language, cuisine, architecture, festivals and elements of Alpine symbolism. The state also has the second largest economy among the German states by GDP figures, giving it the status of a wealthy German region.
Contemporary Bavaria also includes parts of the historical regions of Franconia and Swabia, in addition to Altbayern.
History
Antiquity
The Celts settled in the Bavarian Alps, also known as Celto-Slavs or Alpines, these peoples were famed, romanticized, and subjected to ancientness.
Middle Ages
In the 530s, the Merovingian dynasty incorporated the kingdom of Thuringia after their defeat by the Franks. The Baiuvarii were Frankicised a century later. The Lex Thuringorum documents an upper class nobility of adalingi. From about 554 to 788, the house of Agilolfing ruled the Duchy of Bavaria, ending with Tassilo III who was deposed by Charlemagne.
Tassilo I of Bavaria tried unsuccessfully to hold the eastern frontier against the expansion of Slavic peoples and the Pannonian Avars around 600. Garibald II seems to have achieved a balance of power between 610 and 616.
At Hugbert's death in 735, the duchy passed to Odilo of Bavaria from the neighboring Alemannia. Odilo issued a Lex Baiuvariorum for Bavaria, completed the process of church organization in partnership with Saint Boniface in 739, and tried to intervene in Frankish succession disputes by fighting for the claims of the Carolingian dynasty. He was defeated near Augsburg in 743 but continued to rule until his death in 748.
Saint Boniface completed the people's conversion to Christianity in the early 8th century. Tassilo III of Bavaria succeeded to rule Bavaria. He initially ruled under Frankish oversight but began to function independently from 763 onward. He was particularly noted for founding new monasteries and for expanding eastwards, fighting Slavs in the eastern Alps and along the Danube and colonizing these lands. After 781, however, Charlemagne began to exert pressure and Tassilo III was deposed in 788. Dissenters attempted a coup against Charlemagne at Regensburg in 792, led by Pepin the Hunchback.
With the revolt of Henry II, Duke of Bavaria in 976, Bavaria lost large territories in the south and southeast.
One of the most important dukes of Bavaria was Henry the Lion of the house of Welf, founder of Munich, and de facto the second most powerful man in the empire as the ruler of two duchies. When in 1180, Henry the Lion was deposed as Duke of Saxony and Bavaria by his cousin, Frederick I, Holy Roman Emperor (a.k.a. "Barbarossa" for his red beard), Bavaria was awarded as fief to the Wittelsbach family, counts palatinate of Schyren ("Scheyern" in modern German). They ruled for 738 years, from 1180 to 1918. In 1180, however, Styria was also separated from Bavaria. The Electorate of the Palatinate by Rhine (Kurpfalz in German) was also acquired by the House of Wittelsbach in 1214, which they would subsequently hold for six centuries.
The first of several divisions of the duchy of Bavaria occurred in 1255. With the extinction of the Hohenstaufen in 1268, Swabian territories were acquired by the Wittelsbach dukes. Emperor Louis the Bavarian acquired Brandenburg, Tyrol, Holland and Hainaut for his House but released the Upper Palatinate for the Palatinate branch of the Wittelsbach in 1329. That time also Salzburg finally became independent from the Duchy of Bavaria.
In the 14th and 15th centuries, upper and lower Bavaria were repeatedly subdivided. Four Duchies existed after the division of 1392: Bavaria-Straubing, Bavaria-Landshut, Bavaria-Ingolstadt and Bavaria-Munich. In 1506 with the Landshut War of Succession, the other parts of Bavaria were reunited, and Munich became the sole capital. The country became a center of the Jesuit-inspired Counter-Reformation.
Electorate of Bavaria
In 1623, the Bavarian duke replaced his relative of the Palatinate branch, the Electorate of the Palatinate in the early days of the Thirty Years' War and acquired the powerful prince-elector dignity in the Holy Roman Empire, determining its Emperor thence forward, as well as special legal status under the empire's laws. During the early and mid-18th century the ambitions of the Bavarian prince electors led to several wars with Austria as well as occupations by Austria (War of the Spanish Succession, War of the Austrian Succession with the election of a Wittelsbach emperor instead of a Habsburg).
To mark the unification of Bavaria and the Electoral Palatinate, both being principal Wittelsbach territories, Maximilian III Joseph, Elector of Bavaria was crowned king of Bavaria. King Maximilian III Joseph was quick to change the coat of arms. The various heraldic symbols were replaced and a classical Wittelsbach pattern introduced. The white and blue lozenges symbolized the unity of the territories within the Bavarian kingdom.
The new state also comprised the Duchy of Jülich and Berg as these on their part were in personal union with the Palatinate.
Kingdom of Bavaria
When Napoleon abolished the Holy Roman Empire, Bavaria became a kingdom in 1806 due, in part, to the Confederation of the Rhine.
Its area doubled after the Duchy of Jülich was ceded to France, since the Electoral Palatinate was divided between France and the Grand Duchy of Baden. The Duchy of Berg was given to Jerome Bonaparte. The county of Tyrol and the federal state of Salzburg were temporarily reunited with Bavaria but finally ceded to Austria at the Congress of Vienna.
In return, Bavaria was allowed to annex the modern-day region of Palatinate to the west of the Rhine and Franconia in 1815. Between 1799 and 1817, the leading minister, Count Montgelas, followed a strict policy of modernization copying Napoleonic France; he laid the foundations of centralized administrative structures that survived the monarchy and, in part, have retained core validity through to the 21st century.
In May 1808, a first constitution was passed by Maximilian I, being modernized in 1818. This second version established a bicameral Parliament with a House of Lords (Kammer der Reichsräte) and a House of Commons (Kammer der Abgeordneten). That constitution was followed until the collapse of the monarchy at the end of World War I.
After the rise of Prussia in the early 18th century, Bavaria preserved its independence by playing off the rivalry of Prussia and Austria. Allied to Austria, it was defeated along with Austria in the 1866 Austro-Prussian War and was not incorporated into the North German Confederation of 1867, but the question of German unity was still alive. When France declared war on Prussia in 1870, all the south German states (Baden, Württemberg, Hessen-Darmstadt and Bavaria) aside from Austria, joined the Prussian forces and ultimately joined the Federation, which was renamed (German Empire) in 1871.
Bavaria continued formally as a monarchy, and it had some special rights within the federation (such as an army, railways, postal service and a diplomatic body of its own) but the diplomatic body were later undone by Wilhelm II who declared them illegal and abolished the diplomatic service.
Part of the German Empire
When Bavaria became part of the newly formed German Empire, this action was considered controversial by Bavarian nationalists who had wanted to retain independence from the rest of Germany, as had Austria.
As Bavaria had a heavily Catholic majority population, many people resented being ruled by the mostly Protestant northerners in Prussia. As a direct result of the Bavarian-Prussian feud, political parties formed to encourage Bavaria to break away and regain its independence.
In the early 20th century, Wassily Kandinsky, Paul Klee, Henrik Ibsen, and other artists were drawn to Bavaria, especially to the Schwabing district in Munich, a center of international artistic activity at the time.
Free State of Bavaria
Free State has been an adopted designation after the abolition of monarchy in the aftermath of World War I in several German states.
On 12 November 1918, Ludwig III signed a document, the Anif declaration, releasing both civil and military officers from their oaths; the newly formed republican government, or "People's State" of Socialist premier Kurt Eisner, interpreted this as an abdication. To date, however, no member of the House of Wittelsbach has ever formally declared renunciation of the throne.
On the other hand, none has ever since officially called upon their Bavarian or Stuart claims. Family members are active in cultural and social life, including the head of the house, Franz, Duke of Bavaria. They step back from any announcements on public affairs, showing approval or disapproval solely by Franz's presence or absence.
Eisner was assassinated in February 1919, ultimately leading to a Communist revolt and the short-lived Bavarian Soviet Republic being proclaimed 6 April 1919. After violent suppression by elements of the German Army and notably the Freikorps, the Bavarian Soviet Republic fell in May 1919. The Bamberg Constitution () was enacted on 12 or 14 August 1919 and came into force on 15 September 1919 creating the Free State of Bavaria within the Weimar Republic.
Extremist activity further increased, notably the 1923 Beer Hall Putsch led by the Nazis, and Munich and Nuremberg became seen as strongholds of Nazism during the Weimar Republic and Nazi dictatorship. However, in the crucial German federal election, March 1933, the Nazis received less than 50% of the votes cast in Bavaria.
As a manufacturing centre, Munich was heavily bombed during World War II and was occupied by United States Armed Forces, becoming a major part of the American Zone of Allied-occupied Germany, which lasted from 1945 to 1947, and then of Bizone.
The Rhenish Palatinate was detached from Bavaria in 1946 and made part of the new state Rhineland-Palatinate. During the Cold War, Bavaria was part of West Germany. In 1949, the Free State of Bavaria chose not to sign the Founding Treaty (Gründungsvertrag) for the formation of the Federal Republic of Germany, opposing the division of Germany into two countries after World War II.
The Bavarian Parliament did not sign the Basic Law of Germany, mainly because it was seen as not granting sufficient powers to the individual Länder (states), but at the same time decided that it would still come into force in Bavaria if two-thirds of the other Länder ratified it.
All of the other Länder ratified it, however, so it became law.
Bavarian identity
Bavarians have often emphasized a separate national identity and considered themselves as "Bavarians" first, "Germans" second.
In the 19th-century sense, an independent Bavarian State existed from only 1806 to 1871. This feeling started to come about more strongly among Bavarians when the Kingdom of Bavaria was forced by Otto von Bismarck to join the Protestant Prussian-dominated German Empire in 1871, while the Bavarian nationalists wanted to keep Bavaria as Catholic and an independent state. Aside from the minority Bavaria Party, most Bavarians now accept Bavaria is part of Germany.
Another consideration is that Bavarians foster different cultural identities. Franconia in the north speaks East Franconian German. Bavarian Swabia in the south west speaks Swabian German. Altbayern, the so-called "Old Bavaria", is the regions forming the historic pentagon-shaped Bavaria before the acquisitions through the Vienna Congress. At present the districts of the Upper Palatinate, Lower and Upper Bavaria) speak Austro-Bavarian.
Flags and coat of arms
Flags
Uniquely among German states, Bavaria has two official flags of equal status, one with a white and blue stripe, the other with white and blue lozenges. Either may be used by civilians and government offices, who are free to choose between them. Unofficial versions of the flag, especially a lozenge style with coat of arms, are sometimes used by civilians.
Coat of arms
The modern coat of arms of Bavaria was designed by Eduard Ege in 1946, following heraldic traditions.
The Golden Lion: At the dexter chief, sable, a lion rampant Or, armed and langued gules. This represents the administrative region of Upper Palatinate.
The "Franconian Rake": At the sinister chief, per fess dancetty, gules, and argent. This represents the administrative regions of Upper, Middle and Lower Franconia.
The Blue "Pantier" (mythical creature from French heraldry, sporting a flame instead of a tongue): At the dexter base, argent, a Pantier rampant azure, armed Or and langued gules. This represents the regions of Lower and Upper Bavaria.
The Three Lions: At the sinister base, Or, three lions passant guardant sable, armed and langued gules. This represents Swabia.
The White-And-Blue inescutcheon: The inescutcheon of white and blue fusils askance was originally the coat of arms of the Counts of Bogen, adopted in 1247 by the House of Wittelsbach. The white-and-blue fusils are indisputably the emblem of Bavaria and these arms today symbolize Bavaria as a whole. Along with the People's Crown, it is officially used as the Minor Coat of Arms.
The People's Crown (Volkskrone): The coat of arms is surmounted by a crown with a golden band inset with precious stones and decorated with five ornamental leaves. This crown first appeared in the coat of arms to symbolize sovereignty of the people after the royal crown was eschewed in 1923.
Geography
Bavaria shares international borders with Austria (Salzburg, Tyrol, Upper Austria and Vorarlberg) and the Czech Republic (Karlovy Vary, Plzeň and South Bohemian Regions), as well as with Switzerland (across Lake Constance to the Canton of St. Gallen).
Neighboring states within Germany are Baden-Württemberg, Hesse, Thuringia, and Saxony. Two major rivers flow through the state: the Danube (Donau) and the Main. The Bavarian Forest and the Bohemian Forest form the vast majority of the frontier with the Czech Republic and Bohemia.
The geographic center of the European Union is located in the northwestern corner of Bavaria.
Climate
At lower elevations the climate is classified according to Köppen's guide as "Cfb" or "Dfb". At higher altitudes the climate becomes "Dfc" and "ET".
The summer months have been getting hotter in recent years. For example, June 2019 was the warmest June in Bavaria since weather observations have been recorded and the winter 2019/2020 was 3 degrees Celsius warmer than the average temperature for many years all over Bavaria. On 20 December 2019 a record temperature of was recorded in Piding. In general winter months are seeing more precipitation which is taking the form of rain more often than that of snow compared to the past. Extreme weather like the 2013 European floods or the 2019 European heavy snowfalls is occurring more and more often. One effect of the continuing warming is the melting of almost all Bavarian Alpine glaciers: Of the five glaciers of Bavaria only the Höllentalferner is predicted to exist over a longer time perspective. The Südliche Schneeferner has almost vanished since the 1980s.
Administrative divisions
Administrative regions
Bavaria is divided into seven administrative regions called (singular ). Each of these regions has a state agency called the (district government).
Altbayern:
Upper Palatinate ()
Upper Bavaria ()
Lower Bavaria ()
Franconia:
Upper Franconia ()
Middle Franconia ()
Lower Franconia ()
Swabia:
Swabia ()
Bezirke
(regional districts) are the third communal layer in Bavaria; the others are the and the or . The in Bavaria are territorially identical with the , but they are self-governing regional corporation, having their own parliaments. In the other larger states of Germany, there are only as administrative divisions and no self-governing entities at the level of the as the in Bavaria.
Population and area
Districts
The second communal layer is made up of 71 rural districts (called , singular ) that are comparable to counties, as well as the 25 independent cities (, singular ), both of which share the same administrative responsibilities.
Rural districts:
Independent cities:
Municipalities
The 71 rural districts are on the lowest level divided into 2,031 regular municipalities (called , singular ). Together with the 25 independent cities (, which are in effect municipalities independent of administrations), there are a total of 2,056 municipalities in Bavaria.
In 44 of the 71 rural districts, there are a total of 215 unincorporated areas (as of 1 January 2005, called , singular ), not belonging to any municipality, all uninhabited, mostly forested areas, but also four lakes (-without islands, -without island , , which are the three largest lakes of Bavaria, and ).
Major cities and towns
Source: Bayerisches Landesamt für Statistik und Datenverarbeitung
Politics
Bavaria has a multiparty system dominated by the conservative Christian Social Union (CSU), which has won every election since 1945 with the exception of the 1950 ballot. Other important parties are The Greens, which became the second biggest political party in the 2018 local parliament elections and the center-left Social Democrats (SPD), who have dominated the city of Munich until 2020. Hitherto, Wilhelm Hoegner has been the only SPD candidate to ever become Minister-President; notable successors in office include multi-term Federal Minister Franz Josef Strauss, a key figure among West German conservatives during the Cold War years, and Edmund Stoiber, who both failed with their bids for Chancellorship.
The German Greens and the center-right Free Voters have been represented in the state parliament since 1986 and 2008 respectively.
In the 2003 elections the CSU won a ⅔ supermajority – something no party had ever achieved in postwar Germany. However, in the subsequent 2008 elections the CSU lost the absolute majority for the first time in 46 years.
The losses were partly attributed by some to the CSU's stance for an anti-smoking bill. (A first anti-smoking law had been proposed by the CSU and passed but was watered down after the election, after which a referendum enforced a strict antismoking bill with a large majority).
Current Landtag
The last state elections were held on 14 October 2018 in which the CSU lost its absolute majority in the state parliament in part due to the party's stances as part of the federal government, winning 37.2% of the vote; the party's second worst local election outcome in its history after 1950. The Greens who had surged in the polls leading up to the election have replaced the social-democratic SPD as the second biggest force in the Landtag with 17.6% of the vote. The SPD lost over half of its previous share compared to 2013 with a mere 9.7% in 2018. The liberals of the FDP were again able to reach the five-percent-threshold in order to receive mandates in parliament after they were not part of the Landtag after the 2013 elections. Also entering the new parliament were the right-wing populist Alternative for Germany (AfD), with 10.2% of the vote.
The center-right Free Voters party gained 11.6% of the vote and formed a government coalition with the CSU which led to the subsequent reelection of Markus Söder as Minister-President of Bavaria.
Government
Bavarian Cabinet since 12 November 2018
The Constitution of Bavaria of the Free State of Bavaria was enacted on 8 December 1946. The new Bavarian Constitution became the basis for the Bavarian State after the Second World War.
Bavaria has a unicameral (English: State Parliament), elected by universal suffrage. Until December 1999, there was also a , or Senate, whose members were chosen by social and economic groups in Bavaria, but following a referendum in 1998, this institution was abolished.
The Bavarian State Government consists of the Minister-President of Bavaria, eleven Ministers and six Secretaries of State. The Minister-President is elected for a period of five years by the State Parliament and is head of state. With the approval of the State Parliament he appoints the members of the State Government. The State Government is composed of the:
State Chancellery ()
Ministry of the Interior, for Sport and Integration ()
Ministry for Housing, Construction and Transport ()
Ministry of Justice ()
Ministry for Education and Culture ()
Ministry for Science and Art ()
Ministry of Finance and for Home Affairs ()
Ministry for Economic Affairs, Regional Development and Energy ()
Ministry for Environment and Consumer Protection ()
Ministry for Food, Agriculture and Forestry ()
Ministry for Family, Labour and Social Affairs ()
Ministry for Health and Care ()
Ministry for Digital Affairs ()
Political processes also take place in the seven regions ( or ) in Bavaria, in the 71 rural districts () and the 25 towns and cities forming their own districts (), and in the 2,031 local authorities ().
In 1995 Bavaria introduced direct democracy on the local level in a referendum. This was initiated bottom-up by an association called Mehr Demokratie (English: More Democracy). This is a grass-roots organization which campaigns for the right to citizen-initiated referendums. In 1997 the Bavarian Supreme Court tightened the regulations considerably (including by introducing a turn-out quorum). Nevertheless, Bavaria has the most advanced regulations on local direct democracy in Germany. This has led to a spirited citizens' participation in communal and municipal affairs—835 referendums took place from 1995 through 2005.
Minister-presidents of Bavaria since 1945
Designation as a "free state"
Unlike most German states (Länder), which simply designate themselves as "State of" (Land [...]), Bavaria uses the style of "Free State of Bavaria" (Freistaat Bayern). The difference from other states is purely terminological, as German constitutional law does not draw a distinction between "States" and "Free States". The situation is thus analogous to the United States, where some states use the style "Commonwealth" rather than "State". The term "Free State", a creation of the 19th century and intended to be a German alternative to (or translation of) the Latin-derived republic, was common among the states of the Weimar Republic, after German monarchies had been abolished. Unlike most other states – many of which were new creations – Bavaria has resumed this terminology after World War II. Two other states, Saxony and Thuringia, also call themselves "Free State".
Arbitrary arrest and human rights
In July 2017, Bavaria's parliament enacted a new revision of the "Gefährdergesetz", allowing the authorities to imprison a person for a three months term, renewable indefinitely, when they have not committed a crime but it is assumed that they might commit a crime "in the near future". Critics like the prominent journalist Heribert Prantl have called the law "shameful" and compared it to Guantanamo Bay detention camp, assessed it to be in violation of the European Convention on Human Rights, and also compared it to the legal situation in Russia, where a similar law allows for imprisonment for a maximum term of two years (i.e., not indefinitely).
Economy
Bavaria has long had one of the largest economies of any region in Germany, and in Europe. Its gross domestic product (GDP) in 2007 exceeded €434 billion (about U.S. $600 billion). This makes Bavaria itself one of the largest economies in Europe, and only 20 countries in the world have a higher GDP. The GDP of the region increased to €617.1 billion in 2018, accounting for 18.5% of German economic output. GDP per capita adjusted for purchasing power was €43,500 or 145% of the EU27 average in the same year. The GDP per employee was 114% of the EU average. This makes Bavaria one of the wealthiest regions in Europe. Bavaria has strong economic ties with Austria, Czech Republic, Switzerland, and Northern Italy.
In 2019 GDP was €832.4 ($905.7) billion, €48,323 ($52,577.3) per capita.
Agriculture
The most distinctive high points of Bavarian agriculture are:
Hop growing in region Hallertau, which is up to 80% of German production and exported worldwide.
Inland aquaculture of carps and trout.
The well-hydrated alpine meadows are used to produce large quantities of quality milk, which is used to make a variety of cheese (including blue-veined cheese), yogurt and butter.
The cultivation of asparagus is widespread, which is a very popular new season vegetable. In season ("Spargelzeit") restaurants offer special separated asparagus menu. There is an asparagus museum in Schrobenhausen.
There are farms producing venison from deer and roe.
Viticulture is widespread in Lower Franconia.
Good ecology and strict control allow produce a large amount of organic products ("bio") and baby food.
Industries
Bavaria has the best developed industry in Germany and the lowest unemployment rate with 2.9% as of October 2021.
Branches:
Oil refining. Although there is oil production in Bavaria, it does not meet domestic needs. Most of the oil is imported via pipelines from the Czech Republic (Russian oil) and from the Italian port of Trieste (Near East oil). Three refineries are situated near Ingolstadt and another one in Burghausen. Last one is a part of Bavarian chemical triangle and delivery row materials to other chemical plants.
Automotive is the most important and best developed Bavarian industry, which includes manufacture of luxury cars (4 BMW and 2 Audi plants, R&D centers, test tracks), trucks (Traton MAN), special vehicles (Tadano Faun), buses (Evobus/Setra) and automotive parts (engines, electronics, cables, seats, interiors, cabrio roofs, heating and brake systems, software). Bavaria has the second-most employees (207,829) in the automotive industry of all German states after Baden-Württemberg as of 2018.
Aerospace and defense, which manufacture multi-role attack jet Eurofighter Typhoon, missiles from MBDA and Diehl Defence, parts of rocket Ariane, regional jet Dornier 728, ultra-light planes from Grob Aerospace, turbo jet engines for civil and military applications from MTU Aero Engines, helicopters Airbus, main battle tank Leopard 2, drones, composite parts, avionics, radars, propellants, initiators, powder, munitions. In Munich suburban Oberpfaffenhofen situated control center of European satellite navigation system Galileo, German Space Operations Center, Microwaves and Radar Institute, Institute of Communications and Navigation, Remote Sensing Technology Institute, Institute of Atmospheric Physics, Institute of Robotics and Mechatronics, Institute for Software Technology, Institute of System Dynamics and Control.
Other transport manufacturing are represented in Bavaria. Ship yards even exist, for example Bavaria Yachtbau, despite being located many hundreds of kilometers from the sea, manufacturing 4-stroke marine diesel engines which are used in cruise liners, ferries and warships. Rail technology is produced in Munich-Allach (locomotive Siemens Vectron) and rail maintenance vehicles in Freilassing.
Electronics. Chip design centers situated in Munich area (Infineon, Intel, Apple). There are 3 FABs: Infineon in Regensburg, Texas Instruments in Freising and Osram Optosemiconductors also in Regensburg. Power semiconductors are manufactured by Semikron. CNC controls are produced by Heidenhain, Traunreut and Siemens, Amberg. Silicon wafer for electronic manufacturing are delivered from Siltronic plant in Burghausen.
Medical equipment. In Erlangen is a headquarters of Siemens Healthineers which produce devices for computer tomography, interventional X-ray systems, radiation therapy, molecular and magnetic resonance imaging, software. Brainlab creates software and hardware for image-guided surgery. Roche Diagnostics in Penzberg manufactures therapeutic proteins, diagnostic tests, reagents, analyze system and biopharma products.
Brewery. Bavaria has long tradition of brewery, near a half of all German breweries are located here (645 of 1300). All possible types of breweries exist: home brewery of hotel or restaurant, belong to big international concern, state-owned, castle or monastery breweries. The perfect quality of beer is guaranteed by 500-years law ("Reinheitsgebot"), which allow as beer ingredients only water, hops, yeast and malt of barley, wheat or rye. But difference of roasting, fermentation or mixing allow to produce many different types of beers (not brand). Vladimir Putin at 2009 tasted beer from Brauerei Aying, Barack Obama at 2015 also tasted Bavarian beer of Karg Brauerei in Murnau. In Freising situated research center Weihenstephan for brewing and food quality.
Companies
Many large companies are headquartered in Bavaria, including Adidas, Allianz, Audi, BMW, Brose, BSH Hausgeräte, HypoVereinsbank, Infineon, KUKA, Traton, MTU Aero Engines, Munich Re, Osram, Puma, Rohde & Schwarz, Schaeffler, Siemens, Wacker Chemie, Linde, Vitesco Technologies, Webasto, Grob, Heidenhain, Koenig & Bauer, Kaeser Compressors, Krones, Knorr-Bremse, Wacker Neuson, Krauss-Maffei Wegmann, Siltronic, Leoni, Fielmann, MediaMarkt, Conrad Electronic, BayWa, ProSiebenSat.1 Media, Telefónica Germany, Knauf, Rehau, and Giesecke+Devrient.
Also American companies open a lot of research and development centers in Munich region: Apple (chip design), Google (data security), IBM (Watson technology), Intel (drones and telecommunication chips), General Electric (3D-printers and additive manufacturing), Gleason (gears manufacturing), Texas Instruments (chip design and manufacturing), Coherent (lasers).
Tourism
With 40 million tourists in 2019, Bavaria is the most visited German state and one of Europe's leading tourist destinations.
Attractions include:
Amusement parks: Legoland in Günzburg, Bayern-Park in Reisbach (Vils), Playmobil in Zirndorf, Skyline Park in Bad Wörishofen and Bavaria Filmstadt in Grünwald
Christmas markets in Rothenburg ob der Tauber, Nuremberg and Munich
Factory Outlet Centers: Ingolstadt Village and Wertheim Village
Festivals: Oktoberfest, Nürnberger Frühlingsfest and Nürnberger Herbstfest
Museums and castles: Deutsches Museum, Alte Pinakothek, Lenbachhaus, Bavarian National Museum in Munich, Germanisches Nationalmuseum in Nuremberg, Margravial Opera House in Bayreuth, Maximilianmuseum Augsburg
Unemployment
The unemployment rate stood at 2.6% in October 2018, the lowest in Germany and one of the lowest in the European Union.
Demographics
Bavaria has a population of approximately 13.1 million inhabitants (2020). Eight of the 80 largest cities in Germany are located within Bavaria with Munich being the largest (1,484,226 inhabitants, approximately 6.1 million when including the broader metropolitan area), followed by Nuremberg (518,370 inhabitants, approximately 3.6 million when including the broader metropolitan area), Augsburg (296,582 inhabitants) and Regensburg (153,094 inhabitants). All other cities in Bavaria had less than 150,000 inhabitants each in 2020. Population density in Bavaria was , below the national average of . Foreign nationals resident in Bavaria (both immigrants and refugees/asylum seekers) were principally from other EU countries and Turkey.
Vital statistics
Culture
Some features of the Bavarian culture and mentality are remarkably distinct from the rest of Germany. Noteworthy differences (especially in rural areas, less significant in the major cities) can be found with respect to religion, traditions, and language.
Religion
Bavarian culture (Altbayern) has a long and predominant tradition of Roman Catholic faith. Pope Benedict XVI (Joseph Alois Ratzinger) was born in Marktl am Inn in Upper Bavaria and was Cardinal-Archbishop of Munich and Freising. Otherwise, the culturally Franconian and Swabian regions of the modern State of Bavaria are historically more diverse in religiosity, with both Catholic and Protestant traditions. In 1925, 70.0% of the Bavarian population was Catholic, 28.8% was Protestant, 0.7% was Jewish, and 0.5% was placed in other religious categories.
46.9% of Bavarians adhered to Catholicism (a decline from 70.4% in 1970). 17.2 percent of the population adheres to the Evangelical Lutheran Church in Bavaria, which has also declined since 1970. Three percent was Orthodox, Muslims make up 4.0% of the population of Bavaria. 31.9 percent of Bavarians are irreligious or adhere to other religions.
Traditions
Bavarians commonly emphasize pride in their traditions. Traditional costumes collectively known as Tracht are worn on special occasions and include in Altbayern Lederhosen for males and Dirndl for females. Centuries-old folk music is performed. The Maibaum, or Maypole (which in the Middle Ages served as the community's business directory, as figures on the pole represented the trades of the village), and the bagpipes of the Upper Palatinate region bear witness to the ancient Celtic and Germanic remnants of cultural heritage of the region. There are many traditional Bavarian sports disciplines, e.g. the Aperschnalzen, competitive whipcracking.
Whether in Bavaria, overseas or with citizens from other nations Bavarians continue to cultivate their traditions. They hold festivals and dances to keep their heritage alive.
Food and drink
Bavarians tend to place a great value on food and drink. In addition to their renowned dishes, Bavarians also consume many items of food and drink which are unusual elsewhere in Germany; for example ("white sausage") or in some instances a variety of entrails. At folk festivals and in many beer gardens, beer is traditionally served by the litre (in a ). Bavarians are particularly proud of the traditional , or beer purity law, initially established by the Duke of Bavaria for the City of Munich (i.e. the court) in 1487 and the duchy in 1516. According to this law, only three ingredients were allowed in beer: water, barley, and hops. In 1906 the made its way to all-German law, and remained a law in Germany until the EU partly struck it down in 1987 as incompatible with the European common market. German breweries, however, cling to the principle, and Bavarian breweries still comply with it in order to distinguish their beer brands. Bavarians are also known as some of the world's most prolific beer drinkers, with an average annual consumption of 170 liters per person.
Bavaria is also home to the Franconia wine region, which is situated along the river Main in Franconia. The region has produced wine (Frankenwein) for over 1,000 years and is famous for its use of the Bocksbeutel wine bottle. The production of wine forms an integral part of the regional culture, and many of its villages and cities hold their own wine festivals (Weinfeste) throughout the year.
Language and dialects
Three German dialects are most commonly spoken in Bavaria: Austro-Bavarian in Old Bavaria (Upper Bavaria, Lower Bavaria, and the Upper Palatinate), Swabian German (an Alemannic German dialect) in the Bavarian part of Swabia (southwest) and East Franconian German in Franconia (north). In the small town Ludwigsstadt in the north, district Kronach in Upper Franconia, Thuringian dialect is spoken. During the 20th century an increasing part of the population began to speak Standard German (Hochdeutsch), mainly in the cities.
Ethnography
Bavarians consider themselves to be egalitarian and informal. Their sociability can be experienced at the annual Oktoberfest, the world's largest beer festival, which welcomes around six million visitors every year, or in the famous beer gardens. In traditional Bavarian beer gardens, patrons may bring their own food but buy beer only from the brewery that runs the beer garden.
Museums
There are around 1,300 museums in Bavaria, including museums of art and cultural history, castles and palaces, archaeological and natural history collections, museums of technological and industrial history, and farm and open-air museums. The history of Bavarian museums dates back to manorial cabinets of curiosities and treasuries. The art holdings of the House of Wittelsbach thus formed the first and essential foundation of later state museums. As early as the mid-16th century, Duke Albrecht V (r. 1550-1579) had collected paintings as well as Greek and Roman sculptures (or copies made of them). He had the Antiquarium in the Munich Residence built specifically for his collection of antique sculptures. The electors Maximilian I (r. 1594-1651) and Max II. Emanuel (r. 1679-1726) expanded the art collections considerably. In the Age of Enlightenment at the end of the 18th century, there was a demand to open up art collections to the general public in the spirit of "popular education". But Museums were not founded by the state until the time of the art-loving King Ludwig I (r. 1825-1848). In Munich, he built Glyptothek (opened 1830), Alte Pinakothek (opened 1836), and Neue Pinakothek (opened 1853). Also, the foundation of the Germanisches Nationalmuseum in Nuremberg (1852), the establishment of the Neue Pinakothek, which opened in 1853, and the Bavarian National Museum (1867) in Munich were of central importance for the development of museums in Bavaria in the 19th century. With the end of the monarchy in 1918, many castles and formerly Wittelsbach property passed to the young Free State. In particular, the castles of king Ludwig II (r. 1864-1886) Neuschwanstein, Linderhof and Herrenchiemsee, quickly became magnets for the public. Since then, the number oif Bavarian Museums has grown considerably, from 125 in 1907 to around 1,300 today.
Sports
Football
Bavaria is home to several football clubs including FC Bayern Munich, 1. FC Nürnberg, FC Augsburg, TSV 1860 Munich, FC Ingolstadt 04 and SpVgg Greuther Fürth. Bayern Munich is the most successful football team in Germany having won a record 32 German titles and 6 UEFA Champions League titles. They are followed by 1. FC Nürnberg who have won 9 titles. SpVgg Greuther Fürth have won 3 championships while TSV 1860 Munich have been champions once.
Basketball
Bavaria is also home to four professional basketball teams, including FC Bayern Munich, Brose Baskets Bamberg, s.Oliver Würzburg, Nürnberg Falcons BC, and TSV Oberhaching Tropics.
Ice hockey
There are five Bavarian ice hockey teams playing in the German top-tier league DEL: EHC Red Bull München, Nürnberg Ice Tigers, Augsburger Panther, ERC Ingolstadt, and Straubing Tigers.
Notable people
Notable people who have lived, or live currently, in Bavaria include:
Kings: Arnulf of Carinthia, Carloman of Bavaria, Charles the Fat, Lothair I, Louis the Child, Louis the German, Louis the Younger, Ludwig I of Bavaria, Ludwig II of Bavaria, Ludwig III of Bavaria, Maximilian I Joseph of Bavaria, Maximilian II of Bavaria, Otto, King of Bavaria
Religious leaders: Pope Benedict XVI (Joseph Aloisius Ratzinger); Pope Damasus II, Pope Victor II
Painters: Albrecht Dürer, Albrecht Altdorfer, Joseph Karl Stieler, Carl Spitzweg, Erwin Eisch, Franz von Lenbach, Franz von Stuck, Franz Marc, Gabriele Münter, Hans Holbein the Elder, Johann Christian Reinhart, Lucas Cranach, Paul Klee
Classical musicians: Orlando di Lasso, Christoph Willibald Gluck, Leopold Mozart, Max Reger, Richard Wagner, Richard Strauss, Carl Orff, Johann Pachelbel, Theobald Boehm, Klaus Nomi
Other musicians: Hans-Jürgen Buchner, Barbara Dennerlein, Klaus Doldinger, Franzl Lang, Bands: Spider Murphy Gang, Sportfreunde Stiller, Obscura, Michael Bredl
Opera singers: Jonas Kaufmann, Diana Damrau
Writers, poets and playwrights: Hans Sachs, Jean Paul, Friedrich Rückert, August von Platen-Hallermünde, Frank Wedekind, Christian Morgenstern, Oskar Maria Graf, Bertolt Brecht, Lion Feuchtwanger, Thomas Mann, Klaus Mann, Golo Mann, Ludwig Thoma, Michael Ende, Ludwig Aurbacher
Scientists: Max Planck, Wilhelm Conrad Röntgen, Werner Heisenberg, Adam Ries, Joseph von Fraunhofer, Georg Ohm, Johannes Stark, Carl von Linde, Ludwig Prandtl, Rudolf Mössbauer, Lothar Rohde, Hermann Schwarz, Robert Huber, Martin Behaim, Levi Strauss, Rudolf Diesel, Feodor Lynen, Georges J. F. Köhler, Erwin Neher, Ernst Otto Fischer, Johann Deisenhofer
Physicians: Alois Alzheimer, Max Joseph von Pettenkofer, Sebastian Kneipp
Politicians: Ludwig Erhard, Horst Seehofer, Christian Ude, Kurt Eisner, Franz-Josef Strauß, Roman Herzog, Leonard John Rose, Henry Kissinger
Football players: Max Morlock, Karl Mai, Franz Beckenbauer, Sepp Maier, Gerd Müller, Paul Breitner, Bernd Schuster, Klaus Augenthaler, Lothar Matthäus, Philipp Lahm, Bastian Schweinsteiger, Holger Badstuber, Thomas Müller, Mario Götze, Dietmar Hamann, Stefan Reuter
Other sportspeople: Bernhard Langer, Dirk Nowitzki, Phoenix Sanders
Actors: Michael Herbig, Werner Stocker, Helmut Fischer, Walter Sedlmayr, Gustl Bayrhammer, Ottfried Fischer, Ruth Drexel, Elmar Wepper, Fritz Wepper, Uschi Glas, Yank Azman
Entertainers: Siegfried Fischbacher, Thomas Gottschalk
Film directors: Helmut Dietl, Rainer Werner Fassbinder, Bernd Eichinger, Joseph Vilsmaier, Hans Steinhoff, Werner Herzog
Designers: Peter Schreyer, Damir Doma
Entrepreneurs: Charles Diebold, Adi Dassler, Rudolf Dassler, Levi Strauss, Ed Meier
Military: Claus von Stauffenberg
Nazis: Sepp Dietrich, Karl Fiehler, Karl Gebhardt, Hermann Göring, Heinrich Himmler, Alfred Jodl, Josef Kollmer, Josef Mengele, Ernst Röhm, Franz Ritter von Epp, Julius Streicher
Others: Kaspar Hauser, The Smith of Kochel, Mathias Kneißl, Matthias Klostermayr, Anneliese Michel, Herluka von Bernried
See also
Outline of Germany
Former countries in Europe after 1815
List of Bavaria-related topics
List of ministers-president of Bavaria
List of rulers of Bavaria
Sophie Cave
Himmelkron Abbey
References
Citations
General and cited sources
External links
Official government website
Official website of Bayern Tourismus Marketing GmbH
Official List of Bavarian museums
Bavarian Studies in History and Culture
Außenwirtschaftsportal Bayern
Statistics
Boii
States of Germany
States of the Weimar Republic |
3765 | https://en.wikipedia.org/wiki/Brandenburg | Brandenburg | Brandenburg (; ; Polabian: Branibor ), officially the State of Brandenburg (German: Land Brandenburg; Low German: Land Brannenborg; ), is a state in the northeast of Germany bordering the states of Mecklenburg-Vorpommern, Lower Saxony, Saxony-Anhalt, and Saxony, as well as the country of Poland. With an area of 29,480 square kilometres (11,382 square miles) and a population of 2.5 million residents, it is the fifth-largest German state by area and the tenth-most populous. Potsdam is the state capital and largest city, and other major towns are Cottbus, Brandenburg an der Havel and Frankfurt (Oder).
Brandenburg surrounds the national capital and city-state of Berlin, and together they form the Berlin/Brandenburg Metropolitan Region, the third-largest metropolitan area in Germany with a total population of about 6.2 million. There was an unsuccessful attempt to unify both states in 1996 and the states cooperate on many matters to this day.
Brandenburg originated in the Northern March in the 900s AD, from areas conquered from the Wends. It later became the Margraviate of Brandenburg, a major principality of the Holy Roman Empire. In the 15th century, it came under the rule of the House of Hohenzollern, which later also became the ruling house of the Duchy of Prussia and established Brandenburg-Prussia, the core of the later Kingdom of Prussia. From 1815 to 1947, Brandenburg was a province of Prussia.
Following the abolition of Prussia after World War II, Brandenburg was established as a state by the Soviet Military Administration in Germany, and became a state of the German Democratic Republic in 1949. In 1952, the state was dissolved and broken up into multiple regional districts. Following German reunification, Brandenburg was re-established in 1990 and became one of the five new states of the Federal Republic of Germany.
The origin of the name Brandenburg is believed to be West Slavic , meaning 'war forest'.
History
In late medieval and early modern times, Brandenburg was one of seven electoral states of the Holy Roman Empire, and, along with Prussia, formed the original core of the German Empire, the first unified German state. Governed by the Hohenzollern dynasty from 1415, it contained the future German capital Berlin. After 1618 the Margraviate of Brandenburg and the Duchy of Prussia were combined to form Brandenburg-Prussia, which was ruled by the same branch of the House of Hohenzollern. In 1701 the state was elevated as the Kingdom of Prussia. Franconian Nuremberg and Ansbach, Swabian Hohenzollern, the eastern European connections of Berlin, and the status of Brandenburg's ruler as prince-elector together were instrumental in the rise of that state.
Early Middle Ages
Brandenburg is situated in territory known in antiquity as Magna Germania, which reached to the Vistula river. By the 7th century, Slavic peoples are believed to have settled in the Brandenburg area. The Slavs expanded from the east, possibly driven from their homelands in present-day Ukraine and perhaps Belarus by the invasions of the Huns and Avars. They relied heavily on river transport. The two principal Slavic groups in the present-day area of Brandenburg were the Hevelli in the west and the Sprevane in the east.
Beginning in the early 10th century, Henry the Fowler and his successors conquered territory up to the Oder River. Slavic settlements such as Brenna (Brandenburg an der Havel), Budusin (Bautzen), and Chośebuz (Cottbus) came under imperial control through the installation of margraves. Their main function was to defend and protect the eastern marches. In 948 Emperor Otto I established margraves to exert imperial control over the pagan Slavs west of the Oder River. Otto founded the Bishoprics of Brandenburg and Havelberg. The Northern March was founded as a northeastern border territory of the Holy Roman Empire. However, a great uprising of Wends drove imperial forces from the territory of present-day Brandenburg in 983. The region returned to the control of Slavic leaders.
Late Middle Ages
During the 12th century, the German kings and emperors re-established control over the mixed Slav-inhabited lands of present-day Brandenburg, although some Slavs like the Sorbs in Lusatia adapted to Germanization while retaining their distinctiveness. The Roman Catholic Church brought bishoprics which, with their walled towns, afforded protection from attacks for the townspeople. With the monks and bishops, the history of the town of Brandenburg an der Havel, which was the first center of the state of Brandenburg, began.
In 1134, in the wake of a German crusade against the Wends, the German magnate, Albert the Bear, was granted the Northern March by the Emperor Lothar III. He formally inherited the town of Brandenburg and the lands of the Hevelli from their last Wendish ruler, Pribislav, in 1150. After crushing a force of Sprevane who occupied the town of Brandenburg in the 1150s, Albert proclaimed himself ruler of the new Margraviate of Brandenburg. Albert, and his descendants the Ascanians, then made considerable progress in conquering, colonizing, Christianizing, and cultivating lands as far east as the Oder. Within this region, Slavic and German residents intermarried. During the 13th century, the Ascanians began acquiring territory east of the Oder, later known as the Neumark (see also Altmark).
In 1320, the Brandenburg Ascanian line came to an end, and from 1323 up until 1415 Brandenburg was under the control of the Wittelsbachs of Bavaria, followed by the Luxembourg Dynasties. Under the Luxembourgs, the Margrave of Brandenburg gained the status of a prince-elector of the Holy Roman Empire. In the period 1373–1415, Brandenburg was a part of the Bohemian Crown. In 1415, the Electorate of Brandenburg was granted by Emperor Sigismund to the House of Hohenzollern, which would rule until the end of World War I. The Hohenzollerns established their capital in Berlin, by then the economic center of Brandenburg.
16th and 17th centuries
Brandenburg converted to Protestantism in 1539 in the wake of the Protestant Reformation, and generally did quite well in the 16th century, with the expansion of trade along the Elbe, Havel, and Spree rivers. The Hohenzollerns expanded their territory by co-rulership since 1577 and acquiring the Duchy of Prussia in 1618, the Duchy of Cleves (1614) in the Rhineland, and territories in Westphalia. The result was a sprawling, disconnected country known as Brandenburg-Prussia that was in poor shape to defend itself during the Thirty Years' War.
Beginning near the end of that devastating conflict, however, Brandenburg enjoyed a string of talented rulers who expanded their territory and power in Europe. The first of these was Frederick William, the so-called "Great Elector", who worked tirelessly to rebuild and consolidate the nation. He moved the royal residence to Potsdam. At the Peace of Westphalia, his envoy Joachim Friedrich von Blumenthal negotiated the acquisition of several important territories such as Halberstadt. Under the Treaty of Oliva Christoph Caspar von Blumenthal (son of the above) negotiated the incorporation of the Duchy of Prussia into the Hohenzollern inheritance.
Kingdom of Prussia and German Empire
When Frederick William died in 1688, he was followed by his son Frederick, third of that name in Brandenburg. As the lands that had been acquired in Prussia were outside the boundaries of the Holy Roman Empire, Frederick assumed (as Frederick I) the title of "King in Prussia" (1701). Although his self-promotion from margrave to king relied on his title to the Duchy of Prussia, Brandenburg was still the most important portion of the kingdom. However, this combined state is known as the Kingdom of Prussia.
Brandenburg remained the core of the Kingdom of Prussia, and it was the site of the kingdom's capitals, Berlin and Potsdam. When Prussia was subdivided into provinces in 1815, the territory of the Margraviate of Brandenburg became the Province of Brandenburg, again subdivided into the government region of Frankfurt and Potsdam. In 1881, the City of Berlin was separated from the Province of Brandenburg. However, industrial towns ringing Berlin lay within Brandenburg, and the growth of the region's industrial economy brought an increase in the population of the province. The Province of Brandenburg had an area of and a population of 2.6 million (1925). After Germany's defeat in World War II, the Neumark, the part of Brandenburg east of the Oder–Neisse line, even absent any Polish-speaking population in this area, became part of Poland. The entire population of former East Brandenburg was expelled en masse. The remainder of the province became a state in the Soviet Zone of occupation in Germany when Prussia was dissolved in 1947.
East Germany
After the foundation of East Germany in 1949, Brandenburg formed one of its component states. The State of Brandenburg was completely dissolved in 1952 by the Socialist government of East Germany, doing away with all component states. The East German government then divided Brandenburg among several Bezirke or districts. (See Administrative division of the German Democratic Republic). Most of Brandenburg lay within the Bezirke of Cottbus, Frankfurt, or Potsdam, but parts of the former province passed to the Schwerin, Neubrandenburg and Magdeburg districts (town Havelberg). East Germany relied heavily on lignite (the lowest grade of coal) as an energy source, and lignite strip mines marred areas of south-eastern Brandenburg. The industrial towns surrounding Berlin were important to the East German economy, while rural Brandenburg remained mainly agricultural.
Federal Republic of Germany
The present State of Brandenburg was re-established on 3 October 1990 upon German reunification. The newly elected Landtag of Brandenburg first met on 26 October 1990. As in other former parts of East Germany, the lack of modern infrastructure and exposure to West Germany's competitive market economy brought widespread unemployment and economic difficulty. In the recent years, however, Brandenburg's infrastructure has been modernized and unemployment has slowly declined.
Berlin-Brandenburg fusion attempt
The legal basis for a combined state of Berlin and Brandenburg is different from other state fusion proposals. Normally, Article 29 of the Basic Law stipulates that states may only merge after a specific federal Act of Parliament is enacted. However, a clause added to the Basic Law in 1994, Article 118a, allows Berlin and Brandenburg to unify without federal approval, requiring a referendum and a ratification by both state parliaments.
In 1996, an attempt of unifying the states of Berlin and Brandenburg was rejected at referendum. Both share a common history, dialect and culture and in 2020, over 225,000 residents of Brandenburg commute to Berlin. The fusion had the near-unanimous support by a broad coalition of both state governments, political parties, media, business associations, trade unions and churches. Though Berlin voted in favor by a small margin, largely based on support in former West Berlin, Brandenburg voters disapproved of the fusion by a large margin. It failed largely due to Brandenburg voters not wanting to take on Berlin's large and growing public debt and fearing losing identity and influence to the capital.
Geography
Brandenburg is bordered by Mecklenburg-Vorpommern in the north, Poland in the east, the Freistaat Sachsen in the south, Saxony-Anhalt in the west, and Lower Saxony in the northwest.
The Oder river forms a part of the eastern border, the Elbe river a portion of the western border. The main rivers in the state itself are the Spree and the Havel. In the southeast, there is a wetlands region called the Spreewald; it is the northernmost part of Lusatia, where the Sorbs, a Slavic people, still live. These areas are bilingual, i.e., German and Sorbian are both used.
Protected areas
Brandenburg is known for its well-preserved natural environment and its ambitious natural protection policies which began in the 1990s. 15 large protected areas were designated following Germany's reunification. Each of them is provided with state-financed administration and a park ranger staff, who guide visitors and work to ensure nature conservation. Most protected areas have visitor centers.
National parks
Lower Oder Valley National Park (106 km2)
Biosphere reserves
Spreewald Biosphere Reserve ()
Schorfheide-Chorin Biosphere Reserve ()
River Landscape Elbe-Brandenburg Biosphere Reserve ()
Nature parks
Barnim Nature Park ()
Dahme-Heideseen Nature Park ()
High Fläming Nature Park ()
Märkische Schweiz Nature Park ()
Niederlausitzer Heidelandschaft Nature Park ()
Niederlausitzer Landrücken Nature Park ()
Nuthe-Nieplitz Nature Park ()
Schlaube Valley Nature Parke ()
Uckermark Lakes Nature Park ()
Westhavelland Nature Park ()
Stechlin-Ruppiner Land Nature Park ()
Demographics
Brandenburg has the second lowest population density among the German states, after Mecklenburg-Vorpommern.
Development
Religion
17.1% of the Brandenburgers are registered members of the local, regional Protestant church (mostly the Evangelical Church in Berlin, Brandenburg and Silesian Upper Lusatia), while 3.1% are registered with the Roman Catholic Church (mostly the Archdiocese of Berlin, and a minority in the Diocese of Görlitz). The majority (79.8%) of Brandenburgers, whether of Christian or other beliefs, choose not to register with the government as members of these churches, and therefore do not pay the church tax.
Foreign population
Politics
Politically, Brandenburg is a stronghold of the Social Democratic Party, which won the largest share of the vote and seats in every state election. All three Minister-Presidents of Brandenburg have come from the Social Democratic Party (unlike any other state except Bremen) and they even won an absolute majority of seats and every single-member constituency in the 1994 state election.
On a federal level, the Social Democratic Party has also been the strongest party in most federal elections, their strongholds being the northwestern part of the state and Potsdam and its surrounding areas. However, the Christian Democratic Union won the most votes in 1990, their 2013 landslide and in 2017. In 2009, The Left won the most votes in a year where, like in 2017, the Social Democratic collapsed. Prominent politicians from Brandenburg include Social Democrats Frank-Walter Steinmeier, who served in the Bundestag for Brandenburg before being elected President of Germany, and likely Chancellor of Germany Olaf Scholz, who sits in the Bundestag for Potsdam.
Like in all other New states of Germany, the populist parties The Left and, more recently, the Alternative for Germany are especially strong in Brandenburg.
Brandenburg has 4 out of 69 votes in the Bundesrat and, as of 2021, 25 seats out of 736 in the Bundestag.
Subdivisions
Brandenburg is divided into 14 rural districts (Landkreise) and four urban districts (kreisfreie Städte), shown with their population in 2011:
Government
The most recent election took place on 1 September 2019. A coalition government was formed by the Social Democrats, The Greens, and the Christian Democratic Union led by incumbent Minister-President Dietmar Woidke (SPD), replacing the previous coalition between the Social Democrats and The Left. The next ordinary state election will likely occur in autumn 2024.
Economy
The Gross domestic product (GDP) of the state was 72.9 billion euros in 2018, accounting for 2.2% of German economic output. GDP per capita adjusted for purchasing power was 26,700 euros or 88% of the EU27 average in the same year. The GDP per employee was 91% of the EU average. The GDP per capita was the third lowest of all states in Germany.
The unemployment rate stood at 5.6% in November 2022 and was higher than the German average but lower than the average of Eastern Germany.
Transport
Berlin Schönefeld Airport (IATA code: SXF) was the largest airport in Brandenburg. It was the second largest international airport of the Berlin-Brandenburg metropolitan region and was located southeast of central Berlin in Schönefeld. The airport was a base for Condor, easyJet and Ryanair. In 2016, Schönefeld handled 11,652,922 passengers (an increase of 36.7%).
It was planned to incorporate Schönefeld's existing infrastructure and terminals into the new Berlin Brandenburg Airport (BER), which was not scheduled to open before the end of 2020. The new BER will have an initial capacity of 35–40 million passengers a year. Due to increasing air traffic in Berlin and Brandenburg, plans for airport expansions were in the making, as of 2017.
BER airport is now open and receives over sixty combined passenger, charter and cargo airlines.
Education and research
Higher education
In 2016, around 49,000 students were enrolled in Brandenburg universities and higher education facilities. The largest institution is the University of Potsdam, located southwest of Berlin. In 2019 the state of Brandenburg adopted an Open Access strategy calling on universities to develop transformation strategies to make knowledge from Brandenburg freely accessible to all.
Universities in Brandenburg:
University of Potsdam
Brandenburg University of Technology
European University Viadrina
Konrad Wolf Film University of Babelsberg
Medizinische Hochschule Brandenburg Theodor Fontane
Culture
Music
The Brandenburg Concertos by Johann Sebastian Bach (original title: Six Concerts à plusieurs instruments) are a collection of six instrumental works presented by Bach to Christian Ludwig, Margrave of Brandenburg-Schwedt, in 1721 (though probably composed earlier). They are widely regarded as among the finest musical compositions of the Baroque era and are among the composer's best known works.
Cuisine
A famous speciality food from Brandenburg are the Spreewald gherkins. The wet soil of the Spreewald makes the region ideal for growing cucumbers. Spreewald gherkins are protected by the EU as a Protected Geographical Indication (PGI). They are one of the biggest exports of Brandenburg.
Notable people
Wilhelm von Humboldt (1767–1835), philosopher, linguist, diplomat, and founder of the Humboldt University of Berlin
Heinrich von Kleist (1777–1811), poet, dramatist, and novelist
Karl Friedrich Schinkel (1781–1841), architect, city planner, and painter
Peter Joseph Lenné (1789–1866), gardener and landscape architect
Theodor Fontane (1819–1898), novelist and poet
Wilhelm Pieck (1876–1960), politician, first President of the German Democratic Republic
Kurt Demmler (1943–2009), songwriter; accused of sexual abuse he hanged himself in his jail cell.
Wolfgang Joop (born 1944), fashion designer, founder of JOOP!
Matthias Platzeck (born 1953), politician, Minister President of Brandenburg from 2002 to 2013
Henry Maske (born 1964), professional boxer
Paul van Dyk (born 1971), DJ, record producer, and musician
Britta Steffen (born 1983), competitive swimmer, former Olympic, World, and European champion
Robert Harting (born 1984), discus thrower, former Olympic, World, and European champion
Roehl brothers, Charles (1857–1927) and William (1890–1968), businessmen and pioneers of Washington state.
Mike David Ortmann (born 1999), racing driver
See also
Liudger of Saxony (Billung)
Outline of Germany
Former countries in Europe after 1815
References
External links
Official website
Official local information system
Brandenburg Tourist Board
NUTS 1 statistical regions of the European Union
States and territories established in 1990
1990 establishments in Germany
States of Germany |
3768 | https://en.wikipedia.org/wiki/Bundestag | Bundestag | The Bundestag (, "Federal Diet") is the German federal parliament. It is the only federal representative body that is directly elected by the German people, comparable to the United States House of Representatives or the House of Commons of the United Kingdom. The Bundestag was established by Title III of the Basic Law for the Federal Republic of Germany (, ) in 1949 as one of the legislative bodies of Germany and thus it is the historical successor to the earlier Reichstag.
The members of the Bundestag are representatives of the German people as a whole, are not bound by any orders or instructions and are only accountable to their electorate. The minimum legal number of members of the Bundestag () is 598; however, due to the system of overhang and leveling seats the current 20th Bundestag has a total of 736 members, making it the largest Bundestag to date and the largest freely elected national parliamentary chamber in the world.
The Bundestag is elected every four years by German citizens aged 18 or over. Elections use a mixed-member proportional representation system which combines first-past-the-post elected seats with a proportional party list to ensure its composition mirrors the national popular vote. An early election is only possible in the cases outlined in Articles 63 and 68 of the Grundgesetz
The Bundestag has several functions. It is the chief legislative body on the federal level. The individual states () of Germany participate in the legislative process through the Bundesrat, a separate assembly. The Bundestag also elects and oversees the chancellor, Germany's head of government, and sets the government budget.
Since 1999, it has met in the Reichstag building in Berlin. The Bundestag also operates in multiple new government buildings in Berlin and has its own police force (the Bundestagspolizei). The current president of the Bundestag since 2021 is Bärbel Bas of the SPD. The 20th Bundestag has five vice presidents and is the most visited parliament in the world.
History
Bundestag translates as "Federal Diet", with "" (cognate to English "bundle") in this context meaning federation, and "" (day) came to mean "meeting in conference" — another example being (similar to "diet", which is from Latin "", day).
With the dissolution of the German Confederation in 1866 and the founding of the German Empire (German Reich) in 1871, the Reichstag was established as the German parliament in Berlin, which was the capital of the then Kingdom of Prussia (the largest and most influential state in both the Confederation and the empire). Two decades later, the current parliament building was erected. The Reichstag delegates were elected by direct and equal male suffrage (and not the three-class electoral system prevailing in Prussia until 1918). The Reichstag did not participate in the appointment of the chancellor until the parliamentary reforms of October 1918. After the Revolution of November 1918 and the establishment of the Weimar Constitution, women were given the right to vote for (and serve in) the Reichstag, and the parliament could use the no-confidence vote to force the chancellor or any cabinet member to resign. In 1933, Adolf Hitler was appointed chancellor and through the Reichstag Fire Decree, the Enabling Act of 1933 and the death of President Paul von Hindenburg in 1934, gained unlimited power. After this, the Reichstag met only rarely, usually at the Kroll Opera House to unanimously rubber-stamp the decisions of the government. It last convened on 26 April 1942.
With the new constitution of 1949, the Bundestag was established as the new West German parliament. Because West Berlin was not officially under the jurisdiction of the constitution, a legacy of the Cold War, the Bundestag met in Bonn in several different buildings, including (provisionally) a former waterworks facility. In addition, owing to the city's legal status, citizens of West Berlin were unable to vote in elections to the Bundestag, and were instead represented by 22 non-voting delegates chosen by the House of Representatives, the city's legislature.
The Bundeshaus in Bonn is the former parliament building of Germany. The sessions of the German Bundestag were held there from 1949 until its move to Berlin in 1999. Today it houses the International Congress Centre Bundeshaus Bonn and in the northern areas the branch office of the Bundesrat ("Federal Council"), which represents the – the federated states. The southern areas became part of German offices for the United Nations in 2008.
The former Reichstag building housed a history exhibition () and served occasionally as a conference center. The Reichstag building was also occasionally used as a venue for sittings of the Bundestag and its committees and the Federal Convention, the body which elects the German federal president. However, the Soviets harshly protested against the use of the Reichstag building by institutions of the Federal Republic of Germany and tried to disturb the sittings by flying supersonic jets close to the building.
Since 19 April 1999, the German parliament has again assembled in Berlin in its original Reichstag building, which was built in 1888 based on the plans of German architect Paul Wallot and underwent a significant renovation under the lead of British architect Lord Norman Foster. Parliamentary committees and subcommittees, public hearings and parliamentary group meetings take place in three auxiliary buildings, which surround the Reichstag building: the and .
In 2005, a small aircraft crashed close to the German Parliament. It was then decided to ban private air traffic over Central Berlin.
Tasks
Together with the Bundesrat, the Bundestag is the legislative branch of the German political system.
Although most legislation is initiated by the executive branch, the Bundestag considers the legislative function its most important responsibility, concentrating much of its energy on assessing and amending the government's legislative program. The committees (see below) play a prominent role in this process. Plenary sessions provide a forum for members to engage in public debate on legislative issues before them, but they tend to be well attended only when significant legislation is being considered.
The Bundestag members are the only federal officials directly elected by the public; the Bundestag in turn elects the chancellor and, in addition, exercises oversight of the executive branch on issues of both substantive policy and routine administration. This check on executive power can be employed through binding legislation, public debates on government policy, investigations, and direct questioning of the chancellor or cabinet officials. For example, the Bundestag can conduct a question hour (), in which a government representative responds to a written question previously submitted by a member. Members can ask related questions during the question hour. The questions can concern anything from a major policy issue to a specific constituent's problem. Use of the question hour has increased markedly over the past forty years, with more than 20,000 questions being posed during the 1987–90 term. The opposition parties actively exercise their parliamentary right to scrutinize government actions.
Constituent services also take place via the Petition Committee. In 2004, the Petition Committee received over 18,000 complaints from citizens and was able to negotiate a mutually satisfactory solution to more than half of them. In 2005, as a pilot of the potential of internet petitions, a version of e-petitioner was produced for the Bundestag. This was a collaborative project involving The Scottish Parliament, International Teledemocracy Centre and the Bundestag 'Online Services Department'. The system was formally launched on 1 September 2005, and in 2008 the Bundestag moved to a new system based on its evaluation.
Electoral term
The Bundestag is elected for four years, and new elections must be held between 46 and 48 months after the beginning of its electoral term, unless the Bundestag is dissolved prematurely. Its term ends when the next Bundestag convenes, which must occur within 30 days of the election. Prior to 1976, there could be a period where one Bundestag had been dissolved and the next Bundestag could not be convened; during this period, the rights of the Bundestag were exercised by a so-called "Permanent Committee".
Election
Germany uses the mixed-member proportional representation system, a system of proportional representation combined with elements of first-past-the-post voting. The Bundestag has 598 nominal members, elected for a four-year term; these seats are distributed between the sixteen German states in proportion to the states' population eligible to vote.
Every elector has two votes: a constituency vote (first vote) and a party list vote (second vote). Based solely on the first votes, 299 members are elected in single-member constituencies by first-past-the-post voting. The second votes are used to produce a proportional number of seats for parties, first in the states, and then on the federal level. Seats are allocated using the Sainte-Laguë method. If a party wins fewer constituency seats in a state than its second votes would entitle it to, it receives additional seats from the relevant state list. Parties can file lists in every single state under certain conditions – for example, a fixed number of supporting signatures. Parties can receive second votes only in those states in which they have filed a state list.
If a party, by winning single-member constituencies in one state, receives more seats than it would be entitled to according to its second vote share in that state (so-called overhang seats), the other parties receive compensation seats. Owing to this provision, the Bundestag usually has more than 598 members. The 20th and current Bundestag, for example, has 736 seats: 598 regular seats and 138 overhang and compensation seats. Overhang seats are calculated at the state level, so many more seats are added to balance this out among the different states, adding more seats than would be needed to compensate for overhang at the national level in order to avoid negative vote weight.
To qualify for seats based on the party-list vote share, a party must either win three single-member constituencies via first votes (basic mandate clause) or exceed a threshold of 5% of the second votes nationwide. If a party only wins one or two single-member constituencies and fails to get at least 5% of the second votes, it keeps the single-member seat(s), but other parties that accomplish at least one of the two threshold conditions receive compensation seats. In the most recent example of this, during the 2002 election, the PDS won only 4.0% of the second votes nationwide, but won two constituencies in the state of Berlin. The same applies if an independent candidate wins a single-member constituency, which has not happened since the 1949 election.
If a voter cast a first vote for a successful independent candidate or a successful candidate whose party failed to qualify for proportional representation, their second vote does not count toward proportional representation. However, it does count toward whether the elected party exceeds the 5% threshold.
Parties representing recognized national minorities (currently Danes, Frisians, Sorbs, and Romani people) are exempt from both the 5% threshold and the basic mandate clause, but normally only run in state elections. The only party that has been able to benefit from this provision so far on the federal level is the South Schleswig Voters' Association, which represents the minorities of Danes and Frisians in Schleswig-Holstein and managed to win a seat in 1949 and 2021.
Latest election result
The latest federal election was held on Sunday, 26 September 2021, to elect the members of the 20th Bundestag.
List of Bundestag by session
Presidents since 1949
Membership
Organization
Parliamentary groups
The most important organisational structures within the Bundestag are parliamentary groups (Fraktionen; sing. Fraktion). A parliamentary group must consist of at least 5% of all members of parliament. Members of parliament from different parties may only join in a group if those parties did not run against each other in any German state during the election. Normally, all parties that surpassed the 5%-threshold build a parliamentary group. The CDU and CSU have always formed a single united Fraktion (CDU/CSU), which is possible, as the CSU only runs in the state of Bavaria and the CDU only runs in the other 15 states. The size of a party's Fraktion determines the extent of its representation on committees, the time slots allotted for speaking, the number of committee chairs it can hold, and its representation in executive bodies of the Bundestag. The Fraktionen, not the members, receive the bulk of government funding for legislative and administrative activities.
The leadership of each Fraktion consists of a parliamentary party leader, several deputy leaders, and an executive committee. The leadership's major responsibilities are to represent the Fraktion, enforce party discipline and orchestrate the party's parliamentary activities. The members of each Fraktion are distributed among working groups focused on specific policy-related topics such as social policy, economics, and foreign policy. The Fraktion meets every Tuesday afternoon in the weeks in which the Bundestag is in session to consider legislation before the Bundestag and formulate the party's position on it.
Parties that do not hold 5% of the Bundestag-seats may be granted the status of a Gruppe (literally "group", but a different status from Fraktion) in the Bundestag; this is decided case by case, as the rules of procedure do not state a fixed number of seats for this. Most recently, this applied to the Party of Democratic Socialism (PDS) from 1990 to 1998. This status entails some privileges which are in general less than those of a Fraktion.
Executive bodies
The Bundestag's executive bodies include the Council of Elders and the Presidium. The council consists of the Bundestag leadership, together with the most senior representatives of each Fraktion, with the number of these representatives tied to the strength of the Parliamentary groups in the chamber. The council is the coordination hub, determining the daily legislative agenda and assigning committee chairpersons based on Parliamentary group representation. The council also serves as an important forum for interparty negotiations on specific legislation and procedural issues. The Presidium is responsible for the routine administration of the Bundestag, including its clerical and research activities. It consists of the chamber's president (usually elected from the largest Fraktion) and vice presidents (one from each Fraktion).
Committees
Most of the legislative work in the Bundestag is the product of standing committees, which exist largely unchanged throughout one legislative period. The number of committees approximates the number of federal ministries, and the titles of each are roughly similar (e.g., defense, agriculture, and labor). There are, as of the current nineteenth Bundestag, 24 standing committees. The distribution of committee chairs and the membership of each committee reflect the relative strength of the various Parliamentary groups in the chamber. In the current nineteenth Bundestag, the CDU/CSU chaired ten committees, the SPD five, the AfD and the FDP three each, The Left and the Greens two each. Members of the opposition party can chair a significant number of standing committees (e.g. the budget committee is by tradition chaired by the biggest opposition party). These committees have either a small staff or no staff at all.
Administration
The members of Bundestag and the presidium are supported by the Bundestag Administration. It is headed by the Director, that reports to the President of the Bundestag.
The Bundestag Administrations four departments are Parliament Service, Research, Information / Documentation and Central Affairs.
The Bundestag Administration employs around 3,000 employees.
Principle of discontinuation
As is the case with some other parliaments, the Bundestag is subject to the principle of discontinuation, meaning that a newly elected Bundestag is legally regarded to be a body and entity completely different from the previous Bundestag. This leads to the result that any motion, application or action submitted to the previous Bundestag, e.g. a bill referred to the Bundestag by the Federal Government, is regarded as void by non-decision (German terminology: "Die Sache fällt der Diskontinuität anheim"). Thus any bill that has not been decided upon by the beginning of the new electoral period must be brought up by the government again if it aims to uphold the motion, this procedure in effect delaying the passage of the bill. Furthermore, any newly elected Bundestag will have to freshly decide on the rules of procedure (Geschäftsordnung), which is done by a formal decision of taking over such rules from the preceding Bundestag by reference.
Any Bundestag (even after a snap election) is considered dissolved only once a newly elected Bundestag has actually gathered in order to constitute itself (Article 39 sec. 1 sentence 2 of the Basic Law), which has to happen within 30 days of its election (Article 39 sec. 2 of the Basic Law). Thus, it may happen (and has happened) that the old Bundestag gathers and makes decisions even after the election of a new Bundestag that has not gathered in order to constitute itself. For example, elections to the 16th Bundestag took place on 18 September 2005, but the 15th Bundestag still convened after election day to make some decisions on German military engagement abroad, and was entitled to do so, as the newly elected 16th Bundestag did not convene for the first time until 18 October 2005.
See also
German governing coalition
Parliamentwatch
References
Informational notes
Citations
External links
German election database
Map of constituencies
Distribution of power
Plenary speech search engine
Germany
Germany |
3772 | https://en.wikipedia.org/wiki/BMW | BMW | Bayerische Motoren Werke AG, abbreviated as BMW (), is a German multinational manufacturer of luxury vehicles and motorcycles headquartered in Munich, Bavaria, Germany. The company was founded in 1916 as a manufacturer of aircraft engines, which it produced from 1917 to 1918 and again from 1933 to 1945.
Automobiles are marketed under the brands BMW, Mini and Rolls-Royce, and motorcycles are marketed under the brand BMW Motorrad. In 2017, BMW was the world's fourteenth-largest producer of motor vehicles, with 2,279,503 vehicles produced and in 2022 the 7th largest by revenue. The company has significant motor-sport history, especially in touring cars, sports cars, and the Isle of Man TT.
BMW is headquartered in Munich and produces motor vehicles in Germany, Brazil, China, India, Mexico, the Netherlands, South Africa, the United Kingdom, and the United States. The Quandt family is a long-term shareholder of the company, following investments by the brothers Herbert and Harald Quandt in 1959 that saved BMW from bankruptcy, with the remaining shares owned by the public.
History
Otto Flugmaschinenfabrik was founded in 1910 by Gustav Otto in Bavaria. The firm was reorganized on 7 March 1916 into Bayerische Flugzeugwerke AG. This company was then renamed to Bayerische Motoren Werke (BMW) in 1922. However, the name BMW dates back to 1913, when the original company to use the name was founded by Karl Rapp (initially as Rapp Motorenwerke GmbH). The name and Rapp Motorenwerke's engine-production assets were transferred to Bayerische Flugzeugwerke in 1922, who adopted the name the same year. BMW's first product was a straight-six aircraft engine called the BMW IIIa, designed in the spring of 1917 by engineer Max Friz. Following the end of World War I, BMW remained in business by producing motorcycle engines, farm equipment, household items and railway brakes. The company produced its first motorcycle, the BMW R 32 in 1923.
BMW became an automobile manufacturer in 1928 when it purchased Fahrzeugfabrik Eisenach, which, at the time, built Austin Sevens under licence under the Dixi marque. The first car sold as a BMW was a rebadged Dixi called the BMW 3/15, following BMW's acquisition of the car manufacturer Automobilwerk Eisenach. Throughout the 1930s, BMW expanded its range into sports cars and larger luxury cars.
Aircraft engines, motorcycles, and automobiles would be BMW's main products until World War II. During the war, BMW concentrated on aircraft engine production using as many as 40,000 slave laborers. These consisted primarily of prisoners from concentration camps, most prominently Dachau. Motorcycles remained as a side-line and automobile manufacture ceased altogether.
BMW's factories were heavily bombed during the war and its remaining West German facilities were banned from producing motor vehicles or aircraft after the war. Again, the company survived by making pots, pans, and bicycles. In 1948, BMW restarted motorcycle production. BMW resumed car production in Bavaria in 1952 with the BMW 501 luxury saloon. The range of cars was expanded in 1955, through the production of the cheaper Isetta microcar under licence. Slow sales of luxury cars and small profit margins from microcars meant BMW was in serious financial trouble and in 1959 the company was nearly taken over by rival Daimler-Benz.
A large investment in BMW by Herbert Quandt and Harald Quandt resulted in the company surviving as a separate entity. The Quandts' father, Günther Quandt, was a well-known German industrialist. Quandt joined the Nazi party in 1933 and made a fortune arming the German Wehrmacht, manufacturing weapons and batteries. Many of his enterprises were appropriated from Jewish owners under duress with minimal compensation. At least three of his enterprises made extensive use of slave laborers, as many as 50,000 in all. One of his battery factories had its own on-site concentration camp, complete with gallows. Life expectancy for laborers was six months. While Quandt and BMW were not directly connected during the war, funds amassed in the Nazi era by his father allowed Herbert Quandt to buy BMW.
The relative success of the small BMW 700 assisted in the company's recovery, allowing them to develop the New Class sedans.
The 1962 introduction of the BMW New Class compact sedans was the beginning of BMW's reputation as a leading manufacturer of sport-oriented cars. Throughout the 1960s, BMW expanded its range by adding coupé and luxury sedan models. The BMW 5 Series mid-size sedan range was introduced in 1972, followed by the BMW 3 Series compact sedans in 1975, the BMW 6 Series luxury coupés in 1976 and the BMW 7 Series large luxury sedans in 1978.
The BMW M division released its first road car, a mid-engine supercar, in 1978. This was followed by the BMW M5 in 1984 and the BMW M3 in 1986. Also in 1986, BMW introduced its first V12 engine in the 750i luxury sedan.
The company purchased the Rover Group in 1994, however the takeover was not successful and was causing BMW large financial losses. In 2000, BMW sold off most of the Rover brands, retaining only the Mini brand.
In 1998, BMW also acquired the rights to the Rolls-Royce brand from Vickers Plc.
The 1995 BMW Z3 expanded the line-up to include a mass-production two-seat roadster and the 1999 BMW X5 was the company's entry into the SUV market.
The first modern mass-produced turbocharged petrol engine was introduced in 2006, (from 1973 to 1975, BMW built 1672 units of a turbocharged M10 engine for the BMW 2002 turbo), with most engines switching over to turbocharging over the 2010s. The first hybrid BMW was the 2010 BMW ActiveHybrid 7, and BMW's first mass-production electric car was the BMW i3 city car, which was released in 2013, (from 1968 to 1972, BMW built two battery-electric BMW 1602 Elektro saloons for the 1972 Olympic Games). After many years of establishing a reputation for sporting rear-wheel drive cars, BMW's first front-wheel drive car was the 2014 BMW 2 Series Active Tourer multi-purpose vehicle (MPV).
In January 2021, BMW announced that its sales in 2020 fell by 8.4% due to the impact of the COVID-19 pandemic and the restrictions. However, in the fourth quarter of 2020, BMW witnessed a rise of 3.2% in its customers' demands.
On 18 January 2022, BMW announced a new limited edition M760Li xDrive simply called "The Final V12," the last BMW series production vehicle to be fitted with a V-12 engine.
BMW and Toyota aim to sell jointly-developed hydrogen fuel cell vehicles as soon as 2025.
On October 5, 2023, it was announced that BMW UK CEO Chris Brownridge will succeed Torsten Müller-Ötvös as the CEO of Rolls-Royce starting December 1, 2023, as a result of Müller-Ötvös retiring.
Branding
Company name
BMW is an abbreviation for Bayerische Motoren Werke (). This name is grammatically incorrect (in German, compound words must not contain spaces), which is why the grammatically correct form of the name, Bayerische Motorenwerke () has been used in several publications and advertisements in the past.<ref>Roland Löwisch: BMW - Die schönsten Modelle: 100 Jahre Design und Technik' by azar'. HEEL, 2016, . p 7.</ref> Bayerische Motorenwerke translates into English as Bavarian Motor Works. The suffix AG, short for Aktiengesellschaft, signifies an incorporated entity owned by shareholders, thus akin to "Inc." (US) or PLC, "Public Limited Company" (UK).
The terms Beemer, Bimmer and Bee-em are sometimes used as slang for BMW in the English language and are sometimes used interchangeably for cars and motorcycles.
Logo
The circular blue and white BMW logo or roundel evolved from the circular Rapp Motorenwerke company logo, which featured a black ring bearing the company name surrounding the company logo, on a plinth a horse's head couped.
BMW retained Rapp's black ring inscribed with the company name, but adopted as the central element a circular escutcheon bearing a quasi-heraldic reference to the coat of arms (and flag) of the Free State of Bavaria (as the state of their origin was named after 1918), being the arms of the House of Wittelsbach, Dukes and Kings of Bavaria. However, as the local law regarding trademarks forbade the use of state coats of arms or other symbols of sovereignty on commercial logos, the design was sufficiently differentiated to comply, but retained the tinctures azure (blue) and argent (white).The heraldic blazon of the BMW quasi-heraldic circular escutcheon is Quarterly of 4: 1&4: Azure; 2&3: Argent
The current iteration of the logo was introduced in 2020, removing 3D effects that had been used in previous renderings of the logo while removing the black outline encircling the rondel. The logo is used for BMW's branding but it is not used on vehicles.
The origin of the logo as a portrayal of the movement of an aircraft propeller, the BMW logo with the white blades seeming to cut through a blue sky, is a myth which sprang from a 1929 BMW advertisement depicting the BMW emblem overlaid on a rotating propeller, with the quarters defined by strobe-light effect, a promotion of an aircraft engine then being built by BMW under license from Pratt & Whitney. It is well established that this propeller portrayal was first used in a BMW advertisement in 1929 – twelve years after the logo was created – so this is not the true origin of the logo.
Slogan
The slogan 'The Ultimate Driving Machine' was first used in North America in 1974. In 2010, this long-lived campaign was mostly supplanted by a campaign intended to make the brand more approachable and to better appeal to women, 'Joy'. By 2012 BMW had returned to 'The Ultimate Driving Machine'.
Finances
For the fiscal year 2017, BMW reported earnings of EUR 8.620 billion, with an annual revenue of EUR 98.678 billion, an increase of 4.8% over the previous fiscal cycle. BMW's shares traded at over €77 per share, and its market capitalization was valued at US 55.3 billion in November 2018.
Motorcycles
BMW began production of motorcycle engines and then motorcycles after World War I. Its motorcycle brand is now known as BMW Motorrad. Their first successful motorcycle after the failed Helios and Flink, was the "R32" in 1923, though production originally began in 1921. This had a "boxer" twin engine, in which a cylinder projects into the air-flow from each side of the machine. Apart from their single-cylinder models (basically to the same pattern), all their motorcycles used this distinctive layout until the early 1980s. Many BMW's are still produced in this layout, which is designated the R Series.
The entire BMW Motorcycle production has, since 1969, been located at the company's Berlin-Spandau factory.
During the Second World War, BMW produced the BMW R75 motorcycle with a motor-driven sidecar attached, combined with a lockable differential, this made the vehicle very capable off-road.
In 1982, came the K Series, shaft drive but water-cooled and with either three or four cylinders mounted in a straight line from front to back. Shortly after, BMW also started making the chain-driven F and G series with single and parallel twin Rotax engines.
In the early 1990s, BMW updated the airhead Boxer engine which became known as the oilhead. In 2002, the oilhead engine had two spark plugs per cylinder. In 2004 it added a built-in balance shaft, an increased capacity to and enhanced performance to for the R1200GS, compared to of the previous R1150GS. More powerful variants of the oilhead engines are available in the R1100S and R1200S, producing , respectively.
In 2004, BMW introduced the new K1200S Sports Bike which marked a departure for BMW. It had an engine producing , derived from the company's work with the Williams F1 team, and is lighter than previous K models. Innovations include electronically adjustable front and rear suspension, and a Hossack-type front fork that BMW calls Duolever.
BMW introduced anti-lock brakes on production motorcycles starting in the late 1980s. The generation of anti-lock brakes available on the 2006 and later BMW motorcycles paved the way for the introduction of electronic stability control, or anti-skid technology later in the 2007 model year.
BMW has been an innovator in motorcycle suspension design, taking up telescopic front suspension long before most other manufacturers. Then they switched to an Earles fork, front suspension by swinging fork (1955 to 1969). Most modern BMWs are truly rear swingarm, single sided at the back (compare with the regular swinging fork usually, and wrongly, called swinging arm).
Some BMWs started using yet another trademark front suspension design, the Telelever, in the early 1990s. Like the Earles fork, the Telelever significantly reduces dive under braking.
BMW Group, on 31 January 2013, announced that Pierer Industrie AG has bought Husqvarna Motorcycles for an undisclosed amount, which will not be revealed by either party in the future. The company is headed by Stephan Pierer (CEO of KTM). Pierer Industrie AG is 51% owner of KTM and 100% owner of Husqvarna.
In September 2018, BMW unveiled a new self-driving motorcycle with BMW Motorrad with a goal of using the technology to help improve road safety. The design of the bike was inspired by the company's BMW R1200 GS model.
Automobiles
Current models
The current model lines of BMW cars are:
1 Series five-door hatchbacks (model code F40). A four-door sedan variant (model code F52) is also sold in China and Mexico.
2 Series two-door coupes (model code G42), "Active Tourer" five-seat MPVs (U06) and four-door "Gran Coupe" fastback sedans (model code F44).
3 Series four-door sedans (model code G20) and five-door station wagons (G21).
4 Series two-door coupes (model code G22), two-door convertibles (model code G23) and five-door "Gran Coupe" fastbacks (model code G26).
5 Series four-door sedans (model code G30) and five-door station wagons (G31). A long-wheelbase sedan variant (G38) is also sold in China.
6 Series "Gran Turismo" five-door fastbacks (model code G32)
7 Series four-door sedans (model code G70).
8 Series two-door coupes (model code G14), two-door convertibles (G15) and "Gran Coupe" four-door fastback sedans (G16).
The current model lines of the X Series SUVs and crossovers are:
X1 (U11)
X2 (F39)
X3 (G01)
X4 (G02)
X5 (G05)
X6 (G06)
X7 (G07)
XM (G09)
The current model line of the Z Series two-door roadsters is the Z4 (model code G29).
i models
All-electric vehicles and plug-in hybrid vehicles are sold under the BMW i sub-brand. The current model range consists of:
i3 B-segment (subcompact) hatchback, powered by one electric motor and an optional range-extending petrol engine
i4 D-segment (compact) liftback, powered by one or two electric motors
i7 F-segment (full-size) sedan, powered by two electric motors
iX1 C-segment (subcompact) SUV, powered by two electric motors
iX3 D-segment (compact) SUV, powered by one electric motor
iX E-segment (mid-size) SUV, powered by two electric motors
i8 S-segment sports car, a plug-in hybrid
In addition, several plug-in hybrid models built on existing platforms have been marketed as iPerformance models. Examples include the 225xe using a 1.5 L three-cylinder turbocharged petrol engine with an electric motor, the 330e/530e using a 2.0 L four-cylinder engine with an electric motor, and the 740e using a 2.0 litre turbocharged petrol engine with an electric motor. Also, crossover and SUV plug-in hybrid models have been released using i technology: X1 xDrive25e, X2 xDrive25e, X3 xDrive30e, and X5 xDrive40e.
M models
The BMW M GmbH subsidiary (called BMW Motorsport GmbH until 1993) started making high-performance versions of various BMW models in 1978.
, the M lineup is:
M2 two-door coupe
M3 four-door sedan and five-door station wagon
M4 two-door coupe/convertible
M5 four-door sedan
M8 two-door coupe/convertible and four-door sedan
X3 M compact SUV
X4 M compact coupe SUV
X5 M mid-size SUV
X6 M mid-size coupe SUV
The letter "M" is also often used in the marketing of BMW's regular models, for example the F20 M140i model, the G11 M760Li model and various optional extras called "M Sport", "M Performance" or similar.
Naming convention for models
Motorsport
BMW has a long history of motorsport activities, including:
Touring cars, such as DTM, WTCC, ETCC and BTCC
Formula One
Endurance racing, such as 24 Hours Nürburgring, 24 Hours of Le Mans, 24 Hours of Daytona and Spa 24 Hours
Isle of Man TT
Dakar Rally
American Le Mans Series
IMSA SportsCar Championship
Formula BMW – a junior racing Formula category.
Formula Two
Formula E
Involvement in the arts
Art Cars
In 1975, sculptor Alexander Calder was commissioned to paint the BMW 3.0 CSL racing car driven by Hervé Poulain at the 24 Hours of Le Mans, which became the first in the series of BMW Art Cars. Since Calder's work of art, many other renowned artists throughout the world have created BMW Art Cars, including David Hockney, Jenny Holzer, Roy Lichtenstein, Robert Rauschenberg, Frank Stella, and Andy Warhol. To date, a total of 19 BMW Art Cars, based on both racing and regular production vehicles, have been created.
Architecture
The global BMW Headquarters in Munich represents the cylinder head of a 4-cylinder engine. It was designed by Karl Schwanzer and was completed in 1972. The building has become a European icon and was declared a protected historic building in 1999. The main tower consists of four vertical cylinders standing next to and across from each other. Each cylinder is divided horizontally in its center by a mold in the facade. Notably, these cylinders do not stand on the ground; they are suspended on a central support tower.
BMW Museum is a futuristic cauldron-shaped building, which was also designed by Karl Schwanzer and opened in 1972. The interior has a spiral theme and the roof is a 40-metre diameter BMW logo.
BMW Welt, the company's exhibition space in Munich, was designed by Coop Himmelb(l)au and opened in 2007. It includes a showroom and lifting platforms where a customer's new car is theatrically unveiled to the customer.
Film
In 2001 and 2002, BMW produced a series of 8 short films called The Hire, which had plots based around BMW models being driven to extremes by Clive Owen. The directors for The Hire included Guy Ritchie, John Woo, John Frankenheimer and Ang Lee. In 2016, a ninth film in the series was released.
The 2006 "BMW Performance Series" was a marketing event geared to attract black car buyers. It consisted of seven concerts by jazz musician Mike Phillips, and screenings of films by black filmmakers.
Visual arts
BMW sponsors a number of awards in the visual arts. These include the BMW Art Journey award, which honors a young or mid-career artist in collaboration with Art Basel, and the BMW Painting Award, which was created to promote painting in Spain by finding new talent and showcasing their work.
BMW was the principal sponsor of the 1998 The Art of the Motorcycle exhibition at various Guggenheim museums, though the financial relationship between BMW and the Guggenheim Foundation was criticised in many quarters.
In 2012, BMW began sponsoring Independent Collectors production of the BMW Art Guide, which is the first global guide to private and publicly accessible collections of contemporary art worldwide. The fourth edition, released in 2016, features 256 collections from 43 countries.
Production and sales
BMW produces complete automobiles in the following countries:
Germany: Munich, Dingolfing, Regensburg and Leipzig
Austria: Graz
United States: Spartanburg
Mexico: San Luis Potosí
China: Shenyang
BMW also has local assembly operation using complete knock-down (CKD) components in Brazil, Thailand, Russia, Egypt, Indonesia, Malaysia and India.
In the UK, BMW has a Mini factory near Oxford, plants in Swindon and Hams Hall, and Rolls-Royce vehicle assembly at Goodwood. In 2020, these facilities were shut down for the period from March 23 to April 17 due to the coronavirus outbreak.
The BMW group (including Mini and Rolls-Royce) produced 1,366,838 automobiles in 2006 and then 1,481,253 automobiles in 2010. BMW Motorcycles are being produced at the company's Berlin factory, which earlier had produced aircraft engines for Siemens.
By 2011, about 56% of BMW-brand vehicles produced are powered by petrol engines and the remaining 44% are powered by diesel engines. Of those petrol vehicles, about 27% are four-cylinder models and about nine percent are eight-cylinder models. On average, 9,000 vehicles per day exit BMW plants, and 63% are transported by rail.
Annual production since 2005, according to BMW's annual reports:
Annual sales since 2005, according to BMW's annual reports:
* In 2008–2012, motorcycle productions figures include Husqvarna models.
** Excluding Husqvarna, sales volume up to 2013: 59,776 units.
Recalls
In November 2016, BMW recalled 136,000 2007–2012 model year U.S. cars for fuel pump wiring problems possibly resulting in fuel leak and engine stalling or restarting issues.
In 2018, BMW recalled 106,000 diesel vehicles in South Korea with a defective exhaust gas recirculation module, which caused 39 engine fires. The recall was then expanded to 324,000 more cars in Europe. Following the recall in South Korea, the government banned cars which had not yet been inspected from driving on public roads. This affected up to 25% of the recalled cars, where the owners had been notified but the cars had not yet been inspected. BMW is reported to have been aware since 2016 that more than 4% of the affected cars in South Korea had experienced failures in the EGR coolers, leading to approximately 20 owners suing the company.
Industry collaboration
BMW has collaborated with other car manufacturers on the following occasions:
McLaren Automotive: BMW designed and produced the V12 engine that powered the McLaren F1.
Groupe PSA (predecessor to Stellantis): Joint production of four-cylinder petrol engines, beginning in 2004.
Daimler Benz: Joint venture to produce the hybrid drivetrain components used in the ActiveHybrid 7. Development of automated driving technology.
Toyota: Three-part agreement in 2013 to jointly develop fuel cell technology, develop a joint platform for a sports car (for the 2018 BMW Z4 (G29) and Toyota Supra) and research lithium-air batteries.
Audi and Mercedes: Joint purchase of Nokia's Here WeGo (formerly Here Maps) in 2015.
In 2018, Horizn Studios collaborated with BMW to launch special luggage editions.
Sponsorships
BMW made a six-year sponsorship deal with the United States Olympic Committee in July 2010.
In golf, BMW has sponsored various events, including the PGA Championship since 2007, the Italian Open from 2009 to 2012, the BMW Masters in China from 2012 to 2015 and the BMW International Open in Munich since 1989.
In rugby, BMW sponsored the South Africa national rugby union team from 2011 to 2015.
Environmental record
BMW is a charter member of the U.S. Environmental Protection Agency's (EPA) National Environmental Achievement Track, which recognizes companies for their environmental stewardship and performance. It is also a member of the South Carolina Environmental Excellence Program.
Since 1999, BMW has been named the world's most sustainable automotive company every year by the Dow Jones Sustainability Index. The BMW Group is one of three automotive companies to be featured every year in the index. In 2001, the BMW Group committed itself to the United Nations Environment Programme, the UN Global Compact and the Cleaner Production Declaration. It was also the first company in the automotive industry to appoint an environmental officer, in 1973. BMW is a member of the World Business Council for Sustainable Development.
In 2012, BMW was the highest automotive company in the Carbon Disclosure Project's Global 500 list, with a score of 99 out of 100. The BMW Group was rated the most sustainable DAX 30 company by Sustainalytics in 2012.
To reduce vehicle emissions, BMW is improving the efficiency of existing fossil-fuel powered models, while researching electric power, hybrid power and hydrogen for future models.
During the first quarter of 2018, BMW sold 26,858 Electrified Vehicles (EVs, PHEVs, & Hybrids).
Car-sharing services
DriveNow was a joint-venture between BMW and Sixt that operated in Europe from 2011 until 2019. By December 2012, DriveNow operated over 1,000 vehicles, in five cities and with approximately 60,000 customers.
In 2012, the BMW-owned subsidiary Alphabet began a corporate car-sharing service in Europe called AlphaCity.
The ReachNow car-sharing service was launched in Seattle in April 2016. ReachNow currently operates in Seattle, Portland and Brooklyn.
In 2018, BMW announced the launching of a pilot car subscription service for the United States called Access by BMW (its first one for the country), in Nashville, Tennessee. In January 2021, the company said that Access by BMW was "suspended".
Overseas subsidiaries
Production facilities
China
The first BMW production facility in China was opened in 2004, as a result of a joint venture between BMW and Brilliance Auto. The plant was opened in the Shenyang industrial area and produces 3 Series and 5 Series models for the Chinese market. In 2012, a second factory was opened in Shenyang.
Between January and November 2014, BMW sold 415,200 vehicles in China, through a network of over 440 BMW stores and 100 Mini stores.
On 7 October 2021, BMW announced it would begin additional production of the X5 in China.
In February 2022, BMW invested an additional $4.2 billion into the Chinese joint venture, increasing its stake from 50% to 75%, becoming one of the first foreign automakers holding majority stake in China.
In June 2022, BMW announced a new plant project in Lydia, Shenyang designed for electric vehicles. It will become BMW Group's largest single project in China, costing 15 billion yuan (2.13 billion euros). The investment amount was raised by a further 10 billion yuan (US$1.4 billion) in November 2022, following German Chancellor Olaf Scholz's visit to China.
Hungary
On 31 July 2018, BMW announced to build a 1 billion euro car factory in Hungary. The plant, to be built near Debrecen, will have a production capacity of 150,000 cars a year.
Mexico
In July 2014, BMW announced it was establishing a plant in Mexico, in the city and state of San Luis Potosi involving an investment of $1 billion. The plant will employ 1,500 people, and produce 150,000 cars annually.
Netherlands
The Mini Convertible, Mini Countryman and BMW X1 are currently produced in the Netherlands at the VDL Nedcar factory in Born. Long-term orders for the Mini Countryman ended in 2020.
South Africa
BMWs have been assembled in South Africa since 1968, when Praetor Monteerders' plant was opened in Rosslyn, near Pretoria. BMW initially bought shares in the company, before fully acquiring it in 1975; in so doing, the company became BMW South Africa'', the first wholly owned subsidiary of BMW to be established outside Germany. Unlike United States manufacturers, such as Ford and GM, which divested from the country in the 1980s, BMW retained full ownership of its operations in South Africa.
Following the end of apartheid in 1994, and the lowering of import tariffs, BMW South Africa ended local production of the 5 Series and 7 Series, in order to concentrate on production of the 3 Series for the export market. South African–built BMWs are now exported to right hand drive markets including Japan, Australia, New Zealand, the United Kingdom, Indonesia, Malaysia, Singapore, and Hong Kong, as well as Sub-Saharan Africa. Since 1997, BMW South Africa has produced vehicles in left-hand drive for export to Taiwan, the United States and Iran, as well as South America.
Three unique models that BMW Motorsport created for the South African market were the E23 M745i (1983), which used the M88 engine from the BMW M1, the BMW 333i (1986), which added a six-cylinder 3.2-litre M30 engine to the E30, and the E30 BMW 325is (1989) which was powered by an Alpina-derived 2.7-litre engine.
The plant code (position 11 in the VIN) for South African built models is "N".
United States
BMW cars have been officially sold in the United States since 1956 and manufactured in the United States since 1994. The first BMW dealership in the United States opened in 1975. In 2016, BMW was the twelfth highest selling brand in the United States.
The manufacturing plant in Greer, South Carolina has the highest production of the BMW plants worldwide, currently producing approximately 1,500 vehicles per day. The models produced at the Spartanburg plant are the X3, X4, X5, X6, X7 and XM SUV models.
In addition to the South Carolina manufacturing facility, BMW's North American companies include sales, marketing, design, and financial services operations in the United States, Mexico, Canada and Latin America.
Complete knock-down assembly facilities
Brazil
On 9 October 2014, BMW's new complete knock-down (CKD) assembly plant in Araquari, assembled its first car— an F30 3 Series.
The cars assembled at Araquari are the F20 1 Series, F30 3 Series, F48 X1, F25 X3 and Mini Countryman.
Egypt
Bavarian Auto Group became the importer of the BMW and Mini brands in 2003.
Since 2005, the 3 Series, 5 Series, 7 Series, X1 and X3 models sold in Egypt are assembled from complete knock-down components at the BMW plant in 6th of October City.
India
BMW India was established in 2006 as a sales subsidiary with a head office located in Gurugram.
A BMW complete knock-down assembly plant was opened in Chennai in 2007, assembling Indian-market 3 Series, 5 Series, 7 Series, X1, X3, X5, Mini Countryman and motorcycle models. The 20 Million Euro plant aims to produce 1,700 cars per year.
Indonesia
PT. BMW Indonesia was established in 2001 as a subsidiary with a head office located in Central Jakarta. It was managed by PT. Astra International.
10 years later in 2011, BMW Group invested more than 100 Billion Indonesian rupiah to expand its production, by establish the complete knock-down (CKD) assembly plant in Gaya Motor's production facility in Sunter, Jakarta. the plant is currently assembling Indonesian-market 2 Series (gran coupé), 3 Series (sedan), 5 Series (sedan), 7 Series, X1, X3, X5, X7, and Mini Countryman.
Malaysia
BMW's complete knock-down (CKD) assembly plant in Kedah. Assembled Malaysia-market 1 Series, 3 Series, 5 Series, 7 Series, X1, X3, X4, X5, X6 and Mini Countryman since 2008.
Russia
Russian-market 3 Series and 5 Series cars are assembled from complete knock-down components in Kaliningrad beginning in 1999. In March 2022, BMW left Russian market and stopped importing and producing cars in Russia due to International sanctions during the Russo-Ukrainian War.
Vehicle importers
Canada
BMW's first dealership in Canada, located in Ottawa, was opened in 1969. In 1986, BMW established a head office in Canada.
BMW sold 28,149 vehicles in Canada in 2008.
Japan
BMW Japan Corp, a wholly owned subsidiary, imports and distributes BMW vehicles in Japan.
Philippines
BMW Philippines, an owned subsidiary of San Miguel Corporation, is the official importer and distributor of BMW in the Philippines.
BMW sold 920 vehicles in the Philippines in 2019.
South Korea
BMW Korea imports BMW vehicles in South Korea with more than fifty service centers to fully accomplish to South Korean customers. Also, BMW Korea has its own driving center in Incheon.
See also
BMW Group Classic
List of BMW engines
References
Further reading
External links
1916 establishments in Germany
Aircraft engine manufacturers of Germany
Battery electric vehicle manufacturers
Belgian Royal Warrant holders
Car brands
Car manufacturers of Germany
Vehicle manufacturing companies established in 1916
Manufacturing companies established in 1916
Companies in the Euro Stoxx 50
Diesel engine manufacturers
Emergency services equipment makers
German companies established in 1916
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Luxury motor vehicle manufacturers
Motorcycle manufacturers of Germany
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Quandt family
Companies involved in the Holocaust |
3776 | https://en.wikipedia.org/wiki/Bornholm | Bornholm | Bornholm () is a Danish island in the Baltic Sea, to the east of the rest of Denmark, south of Sweden, northeast of Germany and north of Poland.
Strategically located, Bornholm has been fought over for centuries. It has usually been ruled by Denmark, but also by Sweden and by Lübeck. The ruin of Hammershus, at the northwestern tip of the island, is the largest medieval fortress in northern Europe, testament to the importance of its location. Bornholm and Ertholmene comprise the last remaining Danish territory in Skåneland east of Øresund, having been surrendered to Sweden in 1658, but regained by Denmark in 1660 after a local revolt.
The island is known as ("sunshine island") because of its weather and ("rock island") because of its geology, which consists of granite, except along the southern coast. The heat from the summer is stored in the rock formations and the weather is quite warm until October. As a result of the climate, a local variety of the common fig, known as Bornholm's Diamond (Bornholms Diamant), can grow locally on the island. The island's topography consists of dramatic rock formations in the north (unlike the rest of Denmark, which is mostly gentle rolling hills) sloping down towards pine and deciduous forests (greatly affected by storms in the 1950s), farmland in the middle and sandy beaches in the south.
The island is home to many of Denmark's round churches. Occupying an area of , the island had a total population of 39,602 .
History
Medieval
In Old Norse the island was known as Burgundaholmr, and in ancient Danish especially the island's name was Borghand or Borghund; these names were related to Old Norse borg 'height' and bjarg/berg 'mountain, rock' because it is an island that rises high from the sea. Other names known for the island include Burgendaland (9th century), Hulmo / Holmus (Gesta Hammaburgensis ecclesiae pontificum), Burgundehulm (1145), and Borghandæholm (14th century). The Old English translation of Orosius uses the form Burgenda land. Some scholars believe that the Burgundians are named after Bornholm. The Burgundians were Germanic peoples who moved west when the Western Roman Empire collapsed and occupied and named Burgundy in France.
Bornholm formed part of the historical Lands of Denmark when the nation united out of a series of petty chiefdoms. It was originally administratively part of the province of Scania and was administered by the Scanian Law after this was codified in the 13th century. Control over the island evolved into a long-raging dispute between the See of Lund and the Danish crown, culminating in several battles. The first fortress on the island was Gamleborg, which was replaced by Lilleborg built by the king in 1150. In 1149 the king accepted the transfer of three of the island's four herreder (districts) to the archbishop. In 1250, the archbishop constructed his own fortress, Hammershus. A campaign launched from it in 1259 conquered the remaining part of the island including Lilleborg. The island's status remained a matter of dispute for an additional 200 years.
Modern
Bornholm was pawned to Lübeck for 50 years starting in 1525. Its first militia, Bornholms Milits, was formed in 1624. Swedish forces conquered the island in 1645, but returned the island to Denmark in the following peace settlement. After the war in 1658, Denmark ceded the island to Sweden under the Treaty of Roskilde along with the rest of the Skåneland, Bohuslän and Trøndelag, and it was occupied by Swedish forces.
A revolt broke out the same year, culminating in Villum Clausen's shooting of the Swedish commander Johan Printzensköld on 8 December 1658. Following the revolt, a deputation of islanders presented the island as a gift to King Frederick III of Denmark on the condition that the island would never be ceded again. This status was confirmed in the Treaty of Copenhagen in 1660.
Swedes, notably from Småland and Scania, emigrated to the island during the 19th century, seeking work and better conditions. Most of the migrants did not remain.
Bornholm also attracted many famous artists at the beginning of the 20th century, forming a group now known as the Bornholm school of painters. In addition to Oluf Høst, they include Karl Isaksson (1878–1922) from Sweden, and the Danes Edvard Weie (1879–1943), Olaf Rude (1886–1957), Niels Lergaard (1893–1982), and Kræsten Iversen (1886–1955).
German and Soviet occupation
Bornholm, as a part of Denmark, was captured by Nazi Germany on 10 April 1940, and served as a lookout post and listening station during the war, as it was a part of the Eastern Front. The island's perfect central position in the Baltic Sea meant that it was an important "natural fortress" between Germany and Sweden, effectively keeping submarines and destroyers away from Nazi-occupied waters. Several concrete coastal installations were built during the war, as well as several coastal batteries, which had tremendous range. However, none of them were ever used, and only a single test shot was fired during the occupation. These remnants of Nazi rule have since fallen into disrepair and are mostly regarded today as historical curiosities. Many tourists visit the ruins each year, however, providing supplemental income to the tourist industry.
On 22 August 1942 a V-1 flying bomb (numbered V83, probably launched from a Heinkel He 111) crashed on Bornholm during a test – the warhead was a dummy made of concrete. The wreckage was photographed and sketched by the Danish Naval Officer-in-Charge on Bornholm, Lieutenant Commander Hasager Christiansen. This was one of the first signs British Intelligence saw of Germany's aspirations to develop flying bombs and rockets which were to become known as V-1. The Bornholm rocket turned out to be from Peenemünde.
Bornholm was heavily bombarded by the Soviet Air Forces in May 1945, as it was a part of the Eastern Front. The German garrison commander, German Navy Captain Gerhard von Kamptz (1902–1998), refused to surrender to the Soviets, as his orders were to surrender only to the Western Allies. The Germans sent several telegrams to Copenhagen requesting that at least one British soldier should be transferred to Bornholm, so that the Germans could surrender to the Western Allied forces instead of the Soviets. When von Kamptz failed to provide a written capitulation as demanded by the Soviet commanders, Soviet aircraft relentlessly bombed and destroyed more than 800 civilian houses in Rønne and in Nexø, and seriously damaged roughly 3,000 more on 7–8 May 1945. The population had been forewarned of the bombardments, and the towns were evacuated, but 10 local people were killed. Soldiers were also killed and wounded. Some of them were conscripts from occupied Latvia fighting in German ranks against the Soviets.
During the Soviet bombing of the two main towns on 7-8 May, Danish radio was not allowed to broadcast the news because it was thought it would spoil the liberation festivities in Denmark. On 9 May Soviet troops landed on the island, and after a short fight, the German garrison (about 12,000 strong) surrendered. Soviet forces left the island on 5 April 1946.
Cold War
After the evacuation of their forces from Bornholm, the Soviets took the position that the stationing of foreign troops on Bornholm would be considered a declaration of war against the Soviet Union, and that Denmark should keep troops on it at all times to protect it from such foreign aggression. This policy remained in force after NATO was formed, with Denmark as a founding member. The Soviets accepted the stationing there of Danish troops, which were part of NATO but viewed as militarily inferior elements of the alliance, but they strongly objected to the presence of other NATO troops on Bornholm, US troops in particular.
On 5 March 1953, the day of Stalin's death, Polish pilot Franciszek Jarecki defected from the Eastern Bloc and landed a MiG-15 fighter on the island. He was later granted asylum and rewarded for providing Western intelligence with the then-newest Soviet jet fighter.
In 2017, Denmark's Defence Intelligence Service decided to build a listening tower near Østermarie, almost 90 meters high, to intercept radio communications across the Baltic Sea and in parts of Russia.
Municipality
Bornholm Regional Municipality is the local authority (Danish, kommune) covering the entire island. Its formal name is Bornholm Municipality. It is given the right in the law establishing it to be called Bornholm Regional Municipality. (For explanation read on). It is the result of a merger of the five former (1 April 1970 until 2002) municipalities on the island (Allinge-Gudhjem, Hasle, Nexø, Rønne and Aakirkeby) and the former Bornholm County. Bornholm Regional Municipality was also a county in its own right during its first four years from 1 January 2003 until 31 December 2006. From 1 January 2007 all counties were abolished, and Bornholm became part of the Capital Region of Denmark whose main responsibility is the health service. In the bill (Danish forslag) (Bill of Law on merger of the municipalities of Bornholm) presented 30 January 2002 by the Minister of Interior and Health to Folketinget, it says in §1 that (1st sentence) "The 1st of January 2003 Bornholm Municipality is established by a merger of (names of municipalities mentioned, and county's name mentioned), and (2nd sentence) Bornholm Municipality is called Bornholm Regional Municipality".
The island had 21 municipalities until March 1970, of which 6 were market towns and 15 parishes. In addition to supervising parish municipalities, which was the responsibility of the counties in all of Denmark, the market town municipalities of Bornholm were supervised by Bornholm County as well and not by the Interior Ministry as was the case in the rest of Denmark. The seat of the municipal council is the island's main town, Rønne. The voters decided to merge the county with the municipalities in a referendum 29 May 2001, effective from 1 January 2003. The question on the ballot was, "Do you want the six municipal entities of Bornholm to be joined to form one municipal entity as of 1 January 2003?" 73.9% voted in favour. The lowest percentage for the merger was in Nexø municipality (966 more people voting "Yes" than "No"), whose mayor, Annelise Molin, a Social Democrat, spoke out against the merger. It was required that each municipality had more "Yes" votes than "No" votes. Otherwise the merger would have to be abandoned altogether. The six municipal entities had up to 122 councillors (of which county clls were 18, from 1998 15), reduced to 89 in the municipalities from the 1990s, in the 1970s and the new regional municipality would have 27 councillors from the start 1 January 2003. They were reduced to 23 from 1 January 2018 (election November 2017). From 1 January 2003 until 31 December 2006 the 27 cllrs were called Regional Council (Danish Regionsråd), from 1 January 2007 changed to Municipal Board (Danish Kommunalbestyrelse) as is the usual term in almost all Danish municipalities. This was to avoid confusion with the Regional Council in Region Hovedstaden, and in the other regions
The merger was approved in a law by the Folketing 19 (and signature by the head of state 25) March 2002, transferring the tasks of the abolished county and old municipalities to the new Bornholm Regional Municipality. The first regional mayor in the first three years from 2003 until 2005 was Thomas Thors (born 28 July 1949), a physician and member of the Social Democrats and previously the last mayor of Rønne Municipality for five years from 1998 until 2002. He became a mayor again in 2021. Bjarne Kristiansen, who was the last mayor of Hasle years from the summer of 2000 until 2002, representing the local Borgerlisten political party, served as mayor for four years from 1 January 2006 until 2009. From 1 January 2007, Bornholm became a part of the Capital Region of Denmark. From 1 January 2010 until 31 December 2020 the mayor was Winni Grosbøll, a high school teacher and a member of the Social Democrats (Socialdemokratiet) political party. The deputy mayor Morten Riis was mayor for a short interlude from 1 January until 4 January 2021. He is from the Red-Green Alliance. Thomas Thors, who was elected again in 2017, became mayor again from 4 January 2021. After the 2021 Danish local elections Jacob Trøst became mayor from January 2022. He is from the Conservative party. This was after an agreement (aftale om konstituering) between the Red-Green Alliance, amongst whom Morten Riis will be deputy mayor, and the Danish People's Party with the Conservatives.
Municipal council
Bornholm's municipal council today consists of 23 members, elected every four years. In the first four local elections in the newly created municipality there were 27 members elected to the municipal council. The 2002 local election only took place on Bornholm. From the election in 2017 the number of councillors elected was reduced to 23 members, serving their term of office from 1 January 2018 until 31 December 2021.
Below are the election results to the new merged municipal council beginning with the first election 29 May 2002.
Transport
Ferry services connect Rønne to Świnoujście (Poland), Sassnitz (Germany), Køge, by road ( as the crow flies) south of Copenhagen, Denmark; the destination to Køge replaced the nighttime route directly to and from Copenhagen (for both cargo and passengers) from 1 October 2004; and catamaran services to Ystad (Sweden). Simrishamn (Sweden) has a ferry connection during the summer. There are also regular catamaran services between Nexø and the Polish ports of Kołobrzeg, Łeba and Ustka. There are direct bus connections Ystad-Copenhagen, coordinated with the catamaran. There are also flights from Bornholm Airport to Copenhagen and other locations.
Because of its remote location Bornholm Regional Municipality has its own traffic company, BAT, and is its own employment region, and also performs other tasks normally carried out by the regions in the rest of Denmark. In some respects the municipality forms a region of its own.
Bornholm Regional Municipality was not merged with other municipalities on 1 January 2007 in the nationwide Municipal Reform of 2007.
Towns and villages
The larger towns on the island are located on the coast and have harbours. There is however one exception, centrally placed Aakirkeby, which was also the name of the municipality from 1970 until 2002, but it included the harbour of Boderne, to the south. The largest town is Rønne; it is the seat, in the southwest on the westernmost point of the island. The other main towns (clockwise around the island) are Hasle, Sandvig, Allinge, Gudhjem, Svaneke and Nexø. Monday morning 22 September 2014 it was documented by Folkeregistret in the municipality that the number of people living in the municipality that day were 39,922, the lowest number in over 100 years.
, Statistics Denmark gave the populations as follows:
The town of Rønne after the merger of the island's administrative entities 1 January 2003 reached a low point of 13,568 inhabitants 1 January 2014. 15,957 people in 1965 (date unknown;number not registerbased) lived in the two parishes that would become Rønne municipality from 1 April 1970. In the table, numbers for Rønne are for the parish of Rønne, Rønne Sogn, alone. The year is unknown but sometime between 2000 and 2005. It does not include Knudsker Sogn, which was also part of Rønne Municipality. Other localities (with approximate populations, not updated) include Aarsballe (86), Arnager (151), Olsker (67), Rutsker (64), Rø (181), Stenseby (?) and Vang (92). In 2010 and 2018 10,297 and 9,111 respectively lived in rural districts, and 88 and 71 had no fixed address. A rural district is defined by Statistics Denmark as a settlement with less than 200 inhabitants.
Demography
Population of parishes
Year: Beginning with 2007; 2018;
7552. Rønne 11,752; 11,539;
7553. Knudsker 2,821; 2,729;
7554. Vestermarie 1,460; 1,324;
7555. Nylarsker 924; 832;
7556. Nyker 1,737; 1,628;
7557. Hasle 1,887; 1,747;
7558. Rutsker 684; 570;
7559. Olsker 1,556; 1,266;
7560. Allinge-Sandvig 1,860; 1,527;
7561. Klemensker 1,737; 1,555;
7562. Rø 503; 418;
7563. Ibsker 1,322; 1,148;
7564. Svaneke 1,082; 981;
7565. Østerlarsker 997; 811;
7566. Gudhjem 752; 677;
7567. Østermarie 1,624; 1,458;
7568. Christiansø 95; 83;
7569. Aaker 3,479; 3,201;
7570. Bodilsker 981; 849;
7571. Nexø 3,884; 3,670;
7572. Poulsker 1,215; 1,061;
7573. Pedersker 715; 570;
Population numbers are from 1 January. Christiansø Parish (which encompasses Ertholmene) is not a part of Bornholm Regional Municipality. It is included because Danmarks Statistik includes it as parish number 7568. Bornholm has 21 parishes (2018) that before 1 April 1970 were parish (15) or market city (6) municipalities themselves. There are 2,158 parishes (2021) in the Church of Denmark.
Source:Statistikbanken.dk/Befolkning og valg/(table)FODIE (births);FOD207 (deaths);BEV107 (births;deaths;birth surplus);KM1 (parishes).
On 22 September 2014 population numbers showed fewer than 40,000 inhabitants on the island for the first time in over 100 years. The Folkeregister in the municipality could document 39,922 inhabitants in the municipality on that date.
Language
Many inhabitants speak the Bornholmsk dialect, which is officially a dialect of Danish. Bornholmsk retains three grammatical genders, like Faroese, Icelandic and most dialects of Norwegian, but unlike standard Danish. Its phonology includes archaisms (unstressed and internal , where other dialects have and ) and innovations ( for before and after front vowels). This makes the dialect difficult to understand for some Danish speakers. However, Swedish speakers often consider Bornholmian to be easier to understand than standard Danish. The intonation resembles the dialects spoken in nearby Scania, Blekinge and Halland the southernmost provinces of Sweden.
Religion
Most inhabitants are members of the Lutheran Church of Denmark (Folkekirken). Various Christian denominations have become established on the island, most during the 19th century.
Folkekirken (State church) (1536)
Baptist church (1843)
The Church of Jesus Christ of Latter-day Saints (LDS Church) (1850)
Methodist church (1895)
Jehovah's Witnesses (1897)
Roman Catholic Church (ca 1150–1536, 1849)
Sights and landmarks
On the surface of Bornholm older geological formations can be seen better than in the rest of Denmark. Stubbeløkken – which is still operating (Danish i drift) – and Klippeløkken granite quarries in Knudsker parish just east of central Rønne – and statistically a part of the town – are among the few remaining quarries of what was once many active quarries on the island. The island's varied geography and seascapes attract visitors to its many beauty spots from the Hammeren promontory in the northwest to the Almindingen forest in the centre and the Dueodde beaches in the southeast. Of special interest are the rocky sea cliffs at Jons Kapel and Helligdomsklipperne, the varied topography of Paradisbakkerne and rift valleys such as Ekkodalen and Døndalen. Bornholm's numerous windmills include the post mill of Egeby and the well-kept Dutch mill at Aarsdale. The lighthouse at Dueodde is Denmark's tallest, while Hammeren Lighthouse stands at a height of above sea level and Rønne Lighthouse rises over the waterfront.
Examples of roads that have (very) steep climbs and descents are: (inland) Simblegårdsvej in Klemensker, which begins by the village inn Klemens Kro, and Slamrebjergvej just outside Nexø extending northward from the main road from Rønne. Along the coast there are several steep roads, which is also the case in some parts of Denmark as a whole, for instance in and around Vejle.
The island hosts examples of 19th- and early-20th-century architecture, and about 300 wooden houses in Rønne and Nexø, donated by Sweden after World War II, when the island was repairing damage caused by the war.
The island is home to 15 medieval churches, four of which are round churches with unique artwork and architecture. The ancient site of Rispebjerg has remains of sun temples from the Neolithic and earthworks from the Iron Age.
There are 14 European bison near Åkirkeby, attracting 100,000 visitors a year.
Education
Because of the dilapidated state of their buildings, all secondary educational facilities in Rønne, including adult evening classes, are being transferred to new facilities at Campus Bornholm in 2018. Campus Bornholm is a merger formed in June 2010 consisting of Bornholms Erhvervsskole (youth and adults), Bornholm High School (youth) and VUC Bornholm (adults), then occupying separate addresses. Learning institutions not part of this formalised collaboration will also be housed at Minervavej in Rønne. The building costs were over 300 million DKK (US$46.9 million (29 June 2018)). The A.P. Møller Foundation contributed a sum of 56 million DKK (US$8.76 million (29 June 2018)) to the project.
Economy
Among Bornholm's chief industrial activities are dairy farming and arts and crafts industries such as glass production and pottery using locally worked clay.
Jensen-Group, an industrial washing and folding machine company, was founded on the island and has a factory in Rønne. It is headquartered in Belgium.
Tourism is also important during the summer months.
Electricity supply
Bornholm is connected to the Swedish electricity grid by a submarine 60 kV AC cable, which is among the longest AC cables in Europe. This cable is capable of delivering all the electrical energy consumed on Bornholm. However Bornholm also generates its own electricity at small thermal power plants and especially wind turbines.
Bornholm is also home to a large internationally funded demonstration project to test the viability of novel energy market mechanisms to regulate energy networks with a high prevalence of renewables (such as wind turbines and photovoltaics). 50% of the EcoGrid project is EU-funded, with the remainder coming mainly from large corporations.
Military
Bornholm hosts a Marines like squadron (4th Basic Training Squadron), of the Guard Hussar Regiment at Almegårds Kaserne.
Climate
Bornholm has an oceanic climate relatively similar to southern Sweden and mainland Denmark, whose summer highs and winter lows are heavily moderated by its maritime and isolated position. Though intense heat is rare, the climate is sunny during summer and rainfall is generally sparse for a climate of this type. The winter of 2010 – 2011 was exceptionally extreme with snow depth reaching at least 146 cm (58 inches) and snowdrifts of six meters (20 feet), the highest in Northern Europe. Military assistance was needed to clear roadways. The DMI estimated the weight of snow to be 100 million tons.
Sports
Bornholm's geography as an island and moderate climate makes Bornholm an ideal location for sailing and other water-based sports. Bornholm has also become an internationally recognised venue for 'match racing', a sailing sport where two identical yachts are raced in one-on-one events on the water. The Danish Open event was held in Bornholm in September 2010 at the port town of Rønne on the western coast of Bornholm. The five-day Danish Open is a key event in the World Match Racing Tour calendar which is one of only 3 events awarded 'special event' status by the International Sailing Federation. The Tour is the world's leading professional 'match racing' series and features a nine-event calendar which crosses three continents during the series. Points accrued during the Danish Open contribute directly to the World Match Racing Tour championship with the winner of the season finale at the Monsoon Cup in Malaysia claiming the ultimate match racing title ISAF World Match Racing Champion.
There are two small stadiums: Nexø Stadion, in Nexø, where NB Bornholm association football club play; and the slightly larger multi-use stadium Rønne Stadion Nord in Rønne, which serves the Bornholm national football team, multi-section club most well known for athletics IK Viking, and several local football clubs. The DBU Bornholm is the local branch governing football on the island.
Cultural references
Russian writer Nikolay Karamzin in his novella "The Island Bornholm" ("Ostrov Borngol'm") depicts formidable rocks and green meadows of the island. This story about forbidden love is considered one of the first russian gothic tales.
The Academy Award-winning 1987 Bille August film Pelle the Conqueror, an adaptation of Martin Andersen Nexø's four volume novel by the same name, is set and was shot on the island.
A considerable part of the Second World War spy thriller Hornet Flight by Ken Follett takes place on Bornholm, depicting the island under German occupation.
Megaheavy by Danish filmmaker Fenar Ahmad is set on Bornholm in the 1980s. It won the Grand Prix at the 2010 Odense Film Festival.
The 2006 film Tempelriddernes Skat (The Lost Treasure of the Knights Templar) takes place on Bornholm.
Bornholm has an appearance in a Roblox game titled Dynamic Ship Simulator 3, made by CaptainMarcin and his dev team, Badyacht.
Minor planet 4453 Bornholm is named after the island.
The 1933 work, Folkeliv og Indstiftelser paa Bornholm, describes the culture and history of the island.
Notable residents
Arts
Kristian Zahrtmann (1843 in Rønne – 1917) painter, favoured naturalism and realism
Michael Ancher (1849 in Rutsker – 1927) realist artist, painted fishermen in Skagen
Mathias Bidstrup (1852 in Rønne – 1929) architect of many buildings on Bornholm, schools, churches (including Gudhjem Church), train stations and the post office in Rønne
Janus Laurentius Ridter (1854 in Aakirkeby – 1921) painter and illustrator of topographical watercolours
Julius Folkmann (1864 in Rønne – 1948) a Danish photographer and cinematographer
Vilhelm Herold (1865 in Hasle – 1937) operatic tenor, voice teacher, and theatre director
Oluf Høst (1884 in Svaneke – 1966) Expressionist painter, the only native member of the Bornholm school of painters
Else Højgaard (1906–1979) ballerina and an actress of stage and screen, noted for her fiery temperament and edgy intensity
Gustaf Munch-Petersen (1912–1938) writer and painter, moved to Bornholm in 1935
Gertrud Vasegaard (1913 in Rønne – 2007), a ceramist remembered for her stoneware, in 1933 she moved to Bornholm whence her family originated and opened a studio in Gudhjem.
Arne Ranslet (1931–2018) sculptor and ceramist, moved to Bornholm in 1955
Tulla Blomberg Ranslet (born 1928) Norwegian painter, moved to Bornholm in 1955
Heather Spears (1934–2021), Canadian poet, artist, and novelist, moved to Bornholm in 1962
Ursula Munch-Petersen (born 1937 in Rønne) ceramist
Bente Hammer (born 1950) textile artist and fashion designer, moved to Bornholm in 1987, opened a workshop and boutique
Pia Ranslet (born 1956 in Allinge) painter and sculptor
Klaus Bondam (born 1963 in Aakirkeby) actor and ex-politician
Sofie Stougaard (born 1966 in Svaneke) actress
Jonas Jeberg (born 1975 in Rønne) a songwriter and music producer, lives in Los Angeles
Engelina Andrina Larsen (born 1978) singer and songwriter
Aura Dione (born 1985) pop singer and songwriter, resident on Bornholm since aged seven
Science
Peder Olsen Walløe (1716–1793) Dano-Norwegian Arctic explorer, explored the former Norse settlements on Greenland
Peter Schousboe (1766 in Rønne – 1832) botanist and Danish consul general in Tangier
Johan Nicolai Madvig (1804 in Svaneke – 1886) a Danish philologist and Kultus Minister of Denmark.
Peter Ludvig Panum (1820 in Rønne – 1885) physiologist and pathologist
Dr. Lilli Nielsen (1926 in Rønne – 2013) psychologist, taught blind children and those with multiple disabilities
Business
Hans Peder Kofoed (1743 in Svaneke – 1812) a Danish brewer, merchant and shipowner traded with Danish West Indies
M.P. Möller (1854 in Østermarie – 1937), a pipe-organ builder and manufacturer, moved to the United States in 1872
Christian Schmiegelow (1859 in Rønne – 1949) a Danish businessman, co-founder of Torm
Nicolai Nørregaard (born 1979 in Svaneke) chef and restaurateur
Public affairs
Jørgen Landt (1751–1804 in Olsker) a Danish priest, botanist and author
Johan Peter Andreas Anker (1838 in Knudsker Sogn – 1876) a Danish military officer
Johanne Münter (1844 in Rønne – 1921) a Danish women's rights activist and writer
Martin Andersen Nexø (1869–1954) socialist writer, moved to the island aged 8 and adopted the city name
Vilhelm Grønbech (1873 in Allinge – 1948) cultural historian and professor of the history of religion at the University of Copenhagen
Mogens Glistrup (1926–2008) controversial politician, lawyer and tax protester
Flemming Kofod-Svendsen (born 1944 in Aakirkeby) an ordained minister in the Lutheran Church and politician
Lea Wermelin (born 1985 in Rønne) a Danish politician, Minister for the Environment
Peter Kofod Poulsen (born 1990 in Snogebæk) a Danish politician, MEP since 2019
Sport
Hans Colberg (1921 in Klemensker – 2007) football player, over 200 pro appearances
Allan Kuhn (born 1968 in Rønne) a Danish association football coach and former player.
Julie Houmann (born in Rønne 1979) badminton player
Lisbet Jakobsen (born 1987 in Nexø) rower, competed at the 2016 Summer Olympics
Magnus Cort (born 1993) professional road bicycle racer
Mathias Christiansen (born 1994) badminton player
Amir Hadžiahmetović (born 1997 in Nexø) a Bosnian professional footballer
See also
Bornholm disease
Battle of Bornholm (disambiguation)
Dromaeosauroides bornholmensis, the first dinosaur found in Denmark
Arts and Crafts movement
List of islands of Denmark
References
Further reading
"The Island of Bornholm," a chapter in Selected Prose by Nikolai Mikhailovich Karamzin, 1969, Northwestern University Press.
"The Battle of Bornholm" in The Hidden Folk: Stories of Fairies, Dwarves, Selkies, and Other Secret Beings, by Lise Lunge-Larsen, 2004, Houghton Mifflin.
The Templars' Secret Island: The Knights, the Priest, and the Treasure, 1992, by Erling Haagensen and Henry Lincoln
Behind the Da Vinci Code, 2006 documentary by The History Channel
Bornholm i krig 1940–1946 (Bornholm in War), Bornholm museum, 2001, . Book of photos from World War II.
Bent Jensen: "Soviet Remote Control: the Island of Bornholm as a Relay Station in Soviet-Danish Relations, 1945–71," in Mechanisms of Power in the Soviet Union, Macmillan Press, 2000, .
Outlined scanian orthography including morphology and word index. First revision.
Outlined scanian orthography including morphology and word index.
External links
Municipality's official website (Dansk+Deutsch+English)
Turistguide Bornholm (Dansk+Deutsch+English)
Bornholm in pictures
Activities on Bornholm (Dansk+Deutsch+English)
Krak searchable/printable municipality map
Bornholm Map and Web Index
Bornholm's Museum (Dansk+Deutsch+English+Polski)
Municipal statistics: NetBorger Kommunefakta, delivered from KMD a.k.a. Kommunedata (Municipal Data) (Danish)
Bornholm (Polish)
Frit Bårrijnhålm / Free Bornhom (Bornholmian+Danish+English)
Municipalities in the Capital Region of Denmark
Municipalities of Denmark
Danish islands in the Baltic
Islands of Denmark
Populated places established in 2003 |
3778 | https://en.wikipedia.org/wiki/Book | Book | A book is a medium for recording information in the form of writing or images, typically composed of many pages (made of papyrus, parchment, vellum, or paper) bound together and protected by a cover. It can also be a handwritten or printed work of fiction or nonfiction, usually on sheets of paper fastened or bound together within covers. The technical term for this physical arrangement is codex (plural, codices). In the history of hand-held physical supports for extended written compositions or records, the codex replaces its predecessor, the scroll. A single sheet in a codex is a leaf and each side of a leaf is a page.
As an intellectual object, a book is prototypically a composition of such great length that it takes a considerable investment of time to compose and still considered as an investment of time to read. In a restricted sense, a book is a self-sufficient section or part of a longer composition, a usage reflecting that, in antiquity, long works had to be written on several scrolls and each scroll had to be identified by the book it contained. Each part of Aristotle's Physics is called a book. In an unrestricted sense, a book is the compositional whole of which such sections, whether called books or chapters or parts, are parts.
The intellectual content in a physical book need not be a composition, nor even be called a book. Books can consist only of drawings, engravings or photographs, crossword puzzles or cut-out dolls. In a physical book, the pages can be left blank or can feature an abstract set of lines to support entries, such as in an account book, appointment book, autograph book, notebook, diary or sketchbook. Some physical books are made with pages thick and sturdy enough to support other physical objects, like a scrapbook or photograph album. Books may be distributed in electronic form as ebooks and other formats.
Although in ordinary academic parlance a monograph is understood to be a specialist academic work, rather than a reference work on a scholarly subject, in library and information science monograph denotes more broadly any non-serial publication complete in one volume (book) or a finite number of volumes (even a novel like Proust's seven-volume In Search of Lost Time), in contrast to serial publications like a magazine, journal or newspaper. An avid reader or collector of books is a bibliophile or, colloquially, "bookworm". Books are traded at both regular stores and specialized bookstores, and people can read borrowed books, often for free, at libraries. Google has estimated that by 2010, approximately 130,000,000 titles had been published.
In some wealthier nations, the sale of printed books has decreased because of the increased usage of e-books. However, in most countries, printed books continue to outsell their digital counterparts due to many people still preferring to read in a traditional way. The 21st century has also seen a rapid rise in the popularity of audiobooks, which are recordings of books being read aloud.
Etymology
The word book comes from Old English , which in turn comes from the Germanic root , cognate to 'beech'. In Slavic languages like Russian, Bulgarian, Macedonian —'letter' is cognate with 'beech'. In Russian, Serbian and Macedonian, the word () or () refers to a primary school textbook that helps young children master the techniques of reading and writing. It is thus conjectured that the earliest Indo-European writings may have been carved on beech wood. The Latin word , meaning a book in the modern sense (bound and with separate leaves), originally meant 'block of wood'.
History
Antiquity
When writing systems were created in ancient civilizations, a variety of objects, such as stone, clay, tree bark, metal sheets, and bones, were used for writing; these are studied in epigraphy.
Tablet
A tablet is a physically robust writing medium, suitable for casual transport and writing. Clay tablets were flattened and mostly dry pieces of clay that could be easily carried, and impressed with a stylus. They were used as a writing medium, especially for writing in cuneiform, throughout the Bronze Age and well into the Iron Age. Wax tablets were pieces of wood covered in a coating of wax thick enough to record the impressions of a stylus. They were the normal writing material in schools, in accounting, and for taking notes. They had the advantage of being reusable: the wax could be melted, and reformed into a blank.
The custom of binding several wax tablets together (Roman pugillares) is a possible precursor of modern bound (codex) books. The etymology of the word codex (block of wood) also suggests that it may have developed from wooden wax tablets.
Scroll
Scrolls can be made from papyrus, a thick paper-like material made by weaving the stems of the papyrus plant, then pounding the woven sheet with a hammer-like tool until it is flattened. Papyrus was used for writing in Ancient Egypt, perhaps as early as the First Dynasty, although the first evidence is from the account books of King Neferirkare Kakai of the Fifth Dynasty (about 2400 BC). Papyrus sheets were glued together to form a scroll. Tree bark such as lime and other materials were also used.
According to Herodotus (History 5:58), the Phoenicians brought writing and papyrus to Greece around the 10th or 9th century BC. The Greek word for papyrus as writing material (biblion) and book (biblos) come from the Phoenician port town Byblos, through which papyrus was exported to Greece. From Greek we also derive the word tome (), which originally meant a slice or piece and from there began to denote "a roll of papyrus". Tomus was used by the Latins with exactly the same meaning as volumen (see also below the explanation by Isidore of Seville).
Whether made from papyrus, parchment, or paper, scrolls were the dominant form of book in the Hellenistic, Roman, Chinese, Hebrew, and Macedonian cultures. The Romans and Etruscans also made 'books' out of folded linen called in Latin Libri lintei, the only extant example of which is the Etruscan Liber Linteus. The more modern codex book format form took over the Roman world by late antiquity, but the scroll format persisted much longer in Asia.
Codex
Isidore of Seville (died 636) explained the then-current relation between a codex, book, and scroll in his Etymologiae (VI.13): "A codex is composed of many books; a book is of one scroll. It is called codex by way of metaphor from the trunks (codex) of trees or vines, as if it were a wooden stock, because it contains in itself a multitude of books, as it were of branches". Modern usage differs.
A codex (in modern usage) is the first information repository that modern people would recognize as a "book": leaves of uniform size bound in some manner along one edge, and typically held between two covers made of some more robust material. The first written mention of the codex as a form of book is from Martial, in his Apophoreta CLXXXIV at the end of the first century, where he praises its compactness. However, the codex never gained much popularity in the pagan Hellenistic world, and only within the Christian community did it gain widespread use. This change happened gradually during the 3rd and 4th centuries, and the reasons for adopting the codex form of the book are several: the format is more economical, as both sides of the writing material can be used; and it is portable, searchable, and easy to conceal. A book is much easier to read, to find a page that you want, and to flip through. A scroll is more awkward to use. The Christian authors may also have wanted to distinguish their writings from the pagan and Judaic texts written on scrolls. In addition, some metal books were made, that required smaller pages of metal, instead of an impossibly long, unbending scroll of metal. A book can also be easily stored in more compact places, or side by side in a tight library or shelf space.
Manuscripts
The fall of the Roman Empire in the 5th century AD saw the decline of the culture of ancient Rome. Papyrus became difficult to obtain due to lack of contact with Egypt, and parchment, which had been used for centuries, became the main writing material. Parchment is a material made from processed animal skin and used, mainly in the past, for writing on, especially in the Middle Ages. Parchment is most commonly made of calfskin, sheepskin, or goatskin. It was historically used for writing documents, notes, or the pages of a book, and first came into use around the 200s BC. Parchment is limed, scraped and dried under tension. It is not tanned, and is thus different from leather. This makes it more suitable for writing on, but leaves it very reactive to changes in relative humidity and makes it revert to rawhide if overly wet.
Monasteries carried on the Latin writing tradition in the Western Roman Empire. Cassiodorus, in the monastery of Vivarium (established around 540), stressed the importance of copying texts. St. Benedict of Nursia, in his Rule of Saint Benedict (completed around the middle of the 6th century) later also promoted reading. The Rule of Saint Benedict (Ch. XLVIII), which set aside certain times for reading, greatly influenced the monastic culture of the Middle Ages and is one of the reasons why the clergy were the predominant readers of books. The tradition and style of the Roman Empire still dominated, but slowly the peculiar medieval book culture emerged.
Before the invention and adoption of the printing press, almost all books were copied by hand, which made books expensive and comparatively rare. Smaller monasteries usually had only a few dozen books, medium-sized perhaps a few hundred. By the 9th century, larger collections held around 500 volumes and even at the end of the Middle Ages, the papal library in Avignon and Paris library of the Sorbonne held only around 2,000 volumes.
The scriptorium of the monastery was usually located over the chapter house. Artificial light was forbidden for fear it may damage the manuscripts. There were five types of scribes:
Calligraphers, who dealt in fine book production
Copyists, who dealt with basic production and correspondence
Correctors, who collated and compared a finished book with the manuscript from which it had been produced
Illuminators, who painted illustrations
Rubricators, who painted in the red letters
The bookmaking process was long and laborious. The parchment had to be prepared, then the unbound pages were planned and ruled with a blunt tool or lead, after which the text was written by the scribe, who usually left blank areas for illustration and rubrication. Finally, the book was bound by the bookbinder.
Different types of ink were known in antiquity, usually prepared from soot and gum, and later also from gall nuts and iron vitriol. This gave writing a brownish black color, but black or brown were not the only colors used. There are texts written in red or even gold, and different colors were used for illumination. For very luxurious manuscripts the whole parchment was colored purple, and the text was written on it with gold or silver (for example, Codex Argenteus).
Irish monks introduced spacing between words in the 7th century. This facilitated reading, as these monks tended to be less familiar with Latin. However, the use of spaces between words did not become commonplace before the 12th century. It has been argued that the use of spacing between words shows the transition from semi-vocalized reading into silent reading.
The first books used parchment or vellum (calfskin) for the pages. The book covers were made of wood and covered with leather. Because dried parchment tends to assume the form it had before processing, the books were fitted with clasps or straps. During the later Middle Ages, when public libraries appeared, up to the 18th century, books were often chained to a bookshelf or a desk to prevent theft. These chained books are called libri catenati.
At first, books were copied mostly in monasteries, one at a time. With the rise of universities in the 13th century, the Manuscript culture of the time led to an increase in the demand for books, and a new system for copying books appeared. The books were divided into unbound leaves (pecia), which were lent out to different copyists, so the speed of book production was considerably increased. The system was maintained by secular stationers guilds, which produced both religious and non-religious material.
Judaism has kept the art of the scribe alive up to the present. According to Jewish tradition, the Torah scroll placed in a synagogue must be written by hand on parchment and a printed book would not do, though the congregation may use printed prayer books and printed copies of the Scriptures are used for study outside the synagogue. A sofer "scribe" is a highly respected member of many Jewish communities.
Middle East
People of various religious (Jews, Christians, Zoroastrians, Muslims) and ethnic backgrounds (Syriac, Coptic, Persian, Arab etc.) in the Middle East also produced and bound books in the Islamic Golden Age (mid 8th century to 1258), developing advanced techniques in Islamic calligraphy, miniatures and bookbinding. A number of cities in the medieval Islamic world had book production centers and book markets. Yaqubi (died 897) says that in his time Baghdad had over a hundred booksellers. Book shops were often situated around the town's principal mosque as in Marrakesh, Morocco, that has a street named Kutubiyyin or book sellers in English and the famous Koutoubia Mosque is named so because of its location in this street.
The medieval Muslim world also used a method of reproducing reliable copies of a book in large quantities known as check reading, in contrast to the traditional method of a single scribe producing only a single copy of a single manuscript. In the check reading method, only "authors could authorize copies, and this was done in public sessions in which the copyist read the copy aloud in the presence of the author, who then certified it as accurate." With this check-reading system, "an author might produce a dozen or more copies from a single reading," and with two or more readings, "more than one hundred copies of a single book could easily be produced." By using as writing material the relatively cheap paper instead of parchment or papyrus the Muslims, in the words of Pedersen "accomplished a feat of crucial significance not only to the history of the Islamic book, but also to the whole world of books".
Wood block printing
In woodblock printing, a relief image of an entire page was carved into blocks of wood, inked, and used to print copies of that page. This method originated in China, in the Han dynasty (before 220 AD), as a method of printing on textiles and later paper, and was widely used throughout East Asia. The oldest dated book printed by this method is The Diamond Sutra (868 AD). The method (called woodcut when used in art) arrived in Europe in the early 14th century. Books (known as block-books), as well as playing-cards and religious pictures, began to be produced by this method. Creating an entire book was a painstaking process, requiring a hand-carved block for each page; and the wood blocks tended to crack, if stored for long. The monks or people who wrote them were paid highly.
Movable type and incunabula
The Chinese inventor Bi Sheng made movable type of earthenware , but there are no known surviving examples of his printing. Around 1450, in what is commonly regarded as an independent invention, Johannes Gutenberg invented movable type in Europe, along with innovations in casting the type based on a matrix and hand mould. This invention gradually made books less expensive to produce and more widely available.
Early printed books, single sheets and images which were created before 1501 in Europe are known as incunables or incunabula. "A man born in 1453, the year of the fall of Constantinople, could look back from his fiftieth year on a lifetime in which about eight million books had been printed, more perhaps than all the scribes of Europe had produced since Constantine founded his city in AD 330."
19th century to 21st centuries
Steam-powered printing presses became popular in the early 19th century. These machines could print 1,100 sheets per hour, but workers could only set 2,000 letters per hour. Monotype and linotype typesetting machines were introduced in the late 19th century. They could set more than 6,000 letters per hour and an entire line of type at once. There have been numerous improvements in the printing press. As well, the conditions for freedom of the press have been improved through the gradual relaxation of restrictive censorship laws. See also intellectual property, public domain, copyright. In mid-20th century, European book production had risen to over 200,000 titles per year.
Throughout the 20th century, libraries have faced an ever-increasing rate of publishing, sometimes called an information explosion. The advent of electronic publishing and the internet means that much new information is not printed in paper books, but is made available online through a digital library, on CD-ROM, in the form of ebooks or other online media. An on-line book is an ebook that is available online through the internet. Though many books are produced digitally, most digital versions are not available to the public, and there is no decline in the rate of paper publishing. There is an effort, however, to convert books that are in the public domain into a digital medium for unlimited redistribution and infinite availability. This effort is spearheaded by Project Gutenberg combined with Distributed Proofreaders. There have also been new developments in the process of publishing books. Technologies such as POD or "print on demand", which make it possible to print as few as one book at a time, have made self-publishing (and vanity publishing) much easier and more affordable. On-demand publishing has allowed publishers, by avoiding the high costs of warehousing, to keep low-selling books in print rather than declaring them out of print.
Indian manuscripts
Goddess Saraswati image dated 132 AD excavated from Kankali tila depicts her holding a manuscript in her left hand represented as a bound and tied palm leaf or birch bark manuscript. In India a bounded manuscript made of birch bark or palm leaf existed side by side since antiquity. The text in palm leaf manuscripts was inscribed with a knife pen on rectangular cut and cured palm leaf sheets; colouring was then applied to the surface and wiped off, leaving the ink in the incised grooves. Each sheet typically had a hole through which a string could pass, and with these the sheets were tied together with a string to bind like a book.
Mesoamerican codices
The codices of pre-Columbian Mesoamerica (Mexico and Central America) had the same form as the European codex, but were instead made with long folded strips of either fig bark (amatl) or plant fibers, often with a layer of whitewash applied before writing. New World codices were written as late as the 16th century (see Maya codices and Aztec codices). Those written before the Spanish conquests seem all to have been single long sheets folded concertina-style, sometimes written on both sides of the local amatl paper.
Modern manufacturing
The methods used for the printing and binding of books continued fundamentally unchanged from the 15th century into the early 20th century. While there was more mechanization, a book printer in 1900 had much in common with Gutenberg. Gutenberg's invention was the use of movable metal types, assembled into words, lines, and pages and then printed by letterpress to create multiple copies. Modern paper books are printed on papers designed specifically for printed books. Traditionally, book papers are off-white or low-white papers (easier to read), are opaque to minimize the show-through of text from one side of the page to the other and are (usually) made to tighter caliper or thickness specifications, particularly for case-bound books. Different paper qualities are used depending on the type of book: Machine finished coated papers, woodfree uncoated papers, coated fine papers and special fine papers are common paper grades.
Today, the majority of books are printed by offset lithography. When a book is printed, the pages are laid out on the plate so that after the printed sheet is folded the pages will be in the correct sequence. Books tend to be manufactured nowadays in a few standard sizes. The sizes of books are usually specified as "trim size": the size of the page after the sheet has been folded and trimmed. The standard sizes result from sheet sizes (therefore machine sizes) which became popular 200 or 300 years ago, and have come to dominate the industry. British conventions in this regard prevail throughout the English-speaking world, except for the US. The European book manufacturing industry works to a completely different set of standards.
Processes
Layout
Modern bound books are organized according to a particular format called the book's layout. Although there is great variation in layout, modern books tend to adhere to a set of rules with regard to what the parts of the layout are and what their content usually includes. A basic layout will include a front cover, a back cover and the book's content which is called its body copy or content pages. The front cover often bears the book's title (and subtitle, if any) and the name of its author or editor(s). The inside front cover page is usually left blank in both hardcover and paperback books. The next section, if present, is the book's front matter, which includes all textual material after the front cover but not part of the book's content such as a foreword, a dedication, a table of contents and publisher data such as the book's edition or printing number and place of publication. Between the body copy and the back cover goes the end matter which would include any indices, sets of tables, diagrams, glossaries or lists of cited works (though an edited book with several authors usually places cited works at the end of each authored chapter). The inside back cover page, like that inside the front cover, is usually blank. The back cover is the usual place for the book's ISBN and maybe a photograph of the author(s)/ editor(s), perhaps with a short introduction to them. Also here often appear plot summaries, barcodes and excerpted reviews of the book.
The body of the books is usually divided into parts, chapters, sections and sometimes subsections that are composed of at least a paragraph or more.
Printing
Some books, particularly those with shorter runs (i.e. with fewer copies) will be printed on sheet-fed offset presses, but most books are now printed on web presses, which are fed by a continuous roll of paper, and can consequently print more copies in a shorter time. As the production line circulates, a complete "book" is collected together in one stack of pages, and another machine carries out the folding, pleating, and stitching of the pages into bundles of signatures (sections of pages) ready to go into the gathering line. The pages of a book are printed two at a time, not as one complete book. Excess numbers are printed to make up for any spoilage due to make-readies or test pages to assure final print quality.
A make-ready is the preparatory work carried out by the pressmen to get the printing press up to the required quality of impression. Included in make-ready is the time taken to mount the plate onto the machine, clean up any mess from the previous job, and get the press up to speed. As soon as the pressman decides that the printing is correct, all the make-ready sheets will be discarded, and the press will start making books. Similar make readies take place in the folding and binding areas, each involving spoilage of paper.
Binding
After the signatures are folded and gathered, they move into the bindery. In the middle of last century there were still many trade binders—stand-alone binding companies which did no printing, specializing in binding alone. At that time, because of the dominance of letterpress printing, typesetting and printing took place in one location, and binding in a different factory. When type was all metal, a typical book's worth of type would be bulky, fragile and heavy. The less it was moved in this condition the better: so printing would be carried out in the same location as the typesetting. Printed sheets on the other hand could easily be moved. Now, because of increasing computerization of preparing a book for the printer, the typesetting part of the job has flowed upstream, where it is done either by separately contracting companies working for the publisher, by the publishers themselves, or even by the authors. Mergers in the book manufacturing industry mean that it is now unusual to find a bindery which is not also involved in book printing (and vice versa).
If the book is a hardback its path through the bindery will involve more points of activity than if it is a paperback. Unsewn binding is now increasingly common. The signatures of a book can also be held together by "Smyth sewing" using needles, "McCain sewing", using drilled holes often used in schoolbook binding, or "notch binding", where gashes about an inch long are made at intervals through the fold in the spine of each signature. The rest of the binding process is similar in all instances. Sewn and notch bound books can be bound as either hardbacks or paperbacks.
Finishing
"Making cases" happens off-line and prior to the book's arrival at the binding line. In the most basic case-making, two pieces of cardboard are placed onto a glued piece of cloth with a space between them into which is glued a thinner board cut to the width of the spine of the book. The overlapping edges of the cloth (about 5/8" all round) are folded over the boards, and pressed down to adhere. After case-making the stack of cases will go to the foil stamping area for adding decorations and type.
Digital printing
Recent developments in book manufacturing include the development of digital printing. Book pages are printed, in much the same way as an office copier works, using toner rather than ink. Each book is printed in one pass, not as separate signatures. Digital printing has permitted the manufacture of much smaller quantities than offset, in part because of the absence of make readies and of spoilage. One might think of a web press as printing quantities over 2000, quantities from 250 to 2000 being printed on sheet-fed presses, and digital presses doing quantities below 250. These numbers are of course only approximate and will vary from supplier to supplier, and from book to book depending on its characteristics. Digital printing has opened up the possibility of print-on-demand, where no books are printed until after an order is received from a customer.
Ebook
In the 2000s, due to the rise in availability of affordable handheld computing devices, the opportunity to share texts through electronic means became an appealing option for media publishers. Thus, the "ebook" was made. The term ebook is a contraction of "electronic book"; which refers to a book-length publication in digital form. An ebook is usually made available through the internet, but also on CD-ROM and other forms. Ebooks may be read either via a computing device with an LED display such as a traditional computer, a smartphone, or a tablet computer; or by means of a portable e-ink display device known as an ebook reader, such as the Sony Reader, Barnes & Noble Nook, Kobo eReader, or the Amazon Kindle. Ebook readers attempt to mimic the experience of reading a print book by using the e-ink technology, since the displays on ebook readers are much less reflective.
Audiobooks
Audiobooks, or recordings of people reading books aloud, were first created in 1932 in the United States. The first audiobooks were created by the American Foundation for the Blind on vinyl records, where each side could hold 15 minutes of recording. The first recorded pieces were some of William Shakespeare's plays, the Constitution of the United States, and the novel As the Earth Turns by Gladys Hasty Carroll. Gradually over the course of the 20th century and with the dawn of cassette tapes and compact discs, audiobooks began to be sold by booksellers who often had dedicated sections. Publishers of books additionally created divisions within their companies dedicated to audiobooks. By the turn of the millennium, audiobooks were digitally distributed on devices designed around audiobooks, and audiobooks began to receive different narrators for different parts. Some companies, such as the Amazon subsidiary Audible, are tailored to work exclusively in audiobooks, and while their effectiveness is subject to wide debate, sales of audiobooks continue to skyrocket in the present day.
Design
Book design is the art of incorporating the content, style, format, design, and sequence of the various components of a book into a coherent whole. In the words of Jan Tschichold, book design "though largely forgotten today, methods and rules upon which it is impossible to improve have been developed over centuries. To produce perfect books these rules have to be brought back to life and applied." Richard Hendel describes book design as "an arcane subject" and refers to the need for a context to understand what that means. Many different creators can contribute to book design, including graphic designers, artists and editors.
Sizes
The size of a modern book is based on the printing area of a common flatbed press. The pages of type were arranged and clamped in a frame, so that when printed on a sheet of paper the full size of the press, the pages would be right side up and in order when the sheet was folded, and the folded edges trimmed.
The most common book sizes are:
Quarto (4to): the sheet of paper is folded twice, forming four leaves (eight pages) approximately 11–13 inches (c. 30 cm) tall
Octavo (8vo): the most common size for current hardcover books. The sheet is folded three times into eight leaves (16 pages) up to inches (c. 23 cm) tall.
DuoDecimo (12mo): a size between 8vo and 16mo, up to inches (c. 18 cm) tall
Sextodecimo (16mo): the sheet is folded four times, forming 16 leaves (32 pages) up to inches (c. 15 cm) tall
Sizes smaller than 16mo are:
24mo: up to inches (c. 13 cm) tall.
32mo: up to 5 inches (c. 12 cm) tall.
48mo: up to 4 inches (c. 10 cm) tall.
64mo: up to 3 inches (c. 8 cm) tall.
Small books can be called booklets.
Sizes larger than quarto are:
Folio: up to 15 inches (c. 38 cm) tall.
Elephant Folio: up to 23 inches (c. 58 cm) tall.
Atlas Folio: up to 25 inches (c. 63 cm) tall.
Double Elephant Folio: up to 50 inches (c. 127 cm) tall.
The largest extant medieval manuscript in the world is Codex Gigas 92 × 50 × 22 cm. The world's largest book is made of stone and is in Kuthodaw Pagoda (Burma).
Types
By content
A common separation by content are fiction and non-fiction books. This simple separation can be found in most collections, libraries, and bookstores. There are other types such as books of sheet music.
Fiction
Many of the books published today are "fiction", meaning that they contain invented material, and are creative literature. Other literary forms such as poetry are included in the broad category. Most fiction is additionally categorized by literary form and genre.
The novel is the most common form of fiction book. Novels are stories that typically feature a plot, setting, themes and characters. Stories and narrative are not restricted to any topic; a novel can be whimsical, serious or controversial. The novel has had a tremendous impact on entertainment and publishing markets. A novella is a term sometimes used for fiction prose typically between 17,500 and 40,000 words, and a novelette between 7,500 and 17,500. A short story may be any length up to 10,000 words, but these word lengths vary.
Comic books or graphic novels are books in which the story is illustrated. The characters and narrators use speech or thought bubbles to express verbal language.
Non-fiction
Non-fiction books are in principle based on fact, on subjects such as history, politics, social and cultural issues, as well as autobiographies and memoirs. Nearly all academic literature is non-fiction. A reference book is a general type of non-fiction book which provides information as opposed to telling a story, essay, commentary, or otherwise supporting a point of view.
An almanac is a very general reference book, usually one-volume, with lists of data and information on many topics. An encyclopedia is a book or set of books designed to have more in-depth articles on many topics. A book listing words, their etymology, meanings, and other information is called a dictionary. A book which is a collection of maps is an atlas. A more specific reference book with tables or lists of data and information about a certain topic, often intended for professional use, is often called a handbook. Books which try to list references and abstracts in a certain broad area may be called an index, such as Engineering Index, or abstracts such as chemical abstracts and biological abstracts.
Books with technical information on how to do something or how to use some equipment are called instruction manuals. Other popular how-to books include cookbooks and home improvement books.
Students typically store and carry textbooks and schoolbooks for study purposes.
Unpublished
Many types of book are private, often filled in by the owner, for a variety of personal records. Elementary school pupils often use workbooks, which are published with spaces or blanks to be filled by them for study or homework. In US higher education, it is common for a student to take an exam using a blue book.
There is a large set of books that are made only to write private ideas, notes, and accounts. These books are rarely published and are typically destroyed or remain private. Notebooks are blank papers to be written in by the user. Students and writers commonly use them for taking notes. Scientists and other researchers use lab notebooks to record their notes. They often feature spiral coil bindings at the edge so that pages may easily be torn out.
Address books, phone books, and calendar/appointment books are commonly used on a daily basis for recording appointments, meetings and personal contact information. Books for recording periodic entries by the user, such as daily information about a journey, are called logbooks or logs. A similar book for writing the owner's daily private personal events, information, and ideas is called a diary or personal journal. Businesses use accounting books such as journals and ledgers to record financial data in a practice called bookkeeping (now usually held on computers rather than in hand-written form).
Other
There are several other types of books which are not commonly found under this system. Albums are books for holding a group of items belonging to a particular theme, such as a set of photographs, card collections, and memorabilia. One common example is stamp albums, which are used by many hobbyists to protect and organize their collections of postage stamps. Such albums are often made using removable plastic pages held inside in a ringed binder or other similar holder. Picture books are books for children with pictures on every page and less text (or even no text).
Hymnals are books with collections of musical hymns that can typically be found in churches. Prayerbooks or missals are books that contain written prayers and are commonly carried by monks, nuns, and other devoted followers or clergy. Lap books are a learning tool created by students.
Decodable readers and leveling
A leveled book collection is a set of books organized in levels of difficulty from the easy books appropriate for an emergent reader to longer more complex books adequate for advanced readers. Decodable readers or books are a specialized type of leveled books that use decodable text only including controlled lists of words, sentences and stories consistent with the letters and phonics that have been taught to the emergent reader. New sounds and letters are added to higher level decodable books, as the level of instruction progresses, allowing for higher levels of accuracy, comprehension and fluency.
By physical format
Hardcover books have a stiff binding. Paperback books have cheaper, flexible covers which tend to be less durable. An alternative to paperback is the glossy cover, otherwise known as a dust cover, found on magazines, and comic books. Spiral-bound books are bound by spirals made of metal or plastic. Examples of spiral-bound books include teachers' manuals and puzzle books (crosswords, sudoku).
Publishing is a process for producing pre-printed books, magazines, and newspapers for the reader/user to buy.
Publishers may produce low-cost, pre-publication copies known as galleys or 'bound proofs' for promotional purposes, such as generating reviews in advance of publication. Galleys are usually made as cheaply as possible, since they are not intended for sale.
Dummy books
Dummy books (or faux books) are books that are designed to imitate a real book by appearance to deceive people, some books may be whole with empty pages, others may be hollow or in other cases, there may be a whole panel carved with spines which are then painted to look like books, titles of some books may also be fictitious.
There are many reasons to have dummy books on display such as; to allude visitors of the vast wealth of information in their possession and to inflate the owner's appearance of wealth, to conceal something, for shop displays or for decorative purposes.
In early 19th century at Gwrych Castle, North Wales, Lloyd Hesketh Bamford-Hesketh was known for his vast collection of books at his library, however, at the later part of that same century, the public became aware that parts of his library was a fabrication, dummy books were built and then locked behind glass doors to stop people from trying to access them, from this a proverb was born, "Like Hesky's library, all outside".
Libraries
Private or personal libraries made up of non-fiction and fiction books, (as opposed to the state or institutional records kept in archives) first appeared in classical Greece. In the ancient world, the maintaining of a library was usually (but not exclusively) the privilege of a wealthy individual. These libraries could have been either private or public, i.e. for people who were interested in using them. The difference from a modern public library lies in that they were usually not funded from public sources. It is estimated that in the city of Rome at the end of the 3rd century there were around 30 public libraries. Public libraries also existed in other cities of the ancient Mediterranean region (for example, Library of Alexandria). Later, in the Middle Ages, monasteries and universities also had libraries that could be accessible to the general public. Typically not the whole collection was available to the public; the books could not be borrowed and often were chained to reading stands to prevent theft.
The beginning of the modern public library begins around 15th century when individuals started to donate books to towns. The growth of a public library system in the United States started in the late 19th century and was much helped by donations from Andrew Carnegie. This reflected classes in a society: the poor or the middle class had to access most books through a public library or by other means, while the rich could afford to have a private library built in their homes. In the United States the Boston Public Library 1852 Report of the Trustees established the justification for the public library as a tax-supported institution intended to extend educational opportunity and provide for general culture.
The advent of paperback books in the 20th century led to an explosion of popular publishing. Paperback books made owning books affordable for many people. Paperback books often included works from genres that had previously been published mostly in pulp magazines. As a result of the low cost of such books and the spread of bookstores filled with them (in addition to the creation of a smaller market of extremely cheap used paperbacks), owning a private library ceased to be a status symbol for the rich.
The development of libraries has prompted innovations to help store and organize books on shelves. In library and booksellers' catalogues, it is common to include an abbreviation such as "Crown 8vo" to indicate the paper size from which the book is made. When rows of books are lined on a book holder, bookends are sometimes needed to keep them from slanting.
Identification and classification
During the 20th century, librarians were concerned about keeping track of the many books being added yearly to the Gutenberg Galaxy. Through a global society called the International Federation of Library Associations and Institutions (IFLA), they devised a series of tools including the International Standard Bibliographic Description (ISBD). Each book is specified by an International Standard Book Number, or ISBN, which is unique to every edition of every book produced by participating publishers, worldwide. It is managed by the ISBN Society. An ISBN has four parts: the first part is the country code, the second the publisher code, and the third the title code. The last part is a check digit, and can take values from 0–9 and X (10). The EAN Barcodes numbers for books are derived from the ISBN by prefixing 978, for Bookland, and calculating a new check digit.
Commercial publishers in industrialized countries generally assign ISBNs to their books, so buyers may presume that the ISBN is part of a total international system, with no exceptions. However, many government publishers, in industrial as well as developing countries, do not participate fully in the ISBN system, and publish books which do not have ISBNs. A large or public collection requires a catalogue. Codes called "call numbers" relate the books to the catalogue, and determine their locations on the shelves. Call numbers are based on a Library classification system. The call number is placed on the spine of the book, normally a short distance before the bottom, and inside. Institutional or national standards, such as ANSI/NISO Z39.41 – 1997, establish the correct way to place information (such as the title, or the name of the author) on book spines, and on "shelvable" book-like objects, such as containers for DVDs, video tapes and software.
One of the earliest and most widely known systems of cataloguing books is the Dewey Decimal System. Another widely known system is the Library of Congress Classification system. Both systems are biased towards subjects which were well represented in US libraries when they were developed, and hence have problems handling new subjects, such as computing, or subjects relating to other cultures. Information about books and authors can be stored in databases like online general-interest book databases. Metadata, which means "data about data" is information about a book. Metadata about a book may include its title, ISBN or other classification number (see above), the names of contributors (author, editor, illustrator) and publisher, its date and size, the language of the text, its subject matter, etc.
Classification systems
Bliss bibliographic classification (BC)
Chinese Library Classification (CLC)
Colon Classification
Dewey Decimal Classification (DDC)
Harvard-Yenching Classification
Library of Congress Classification (LCC)
New Classification Scheme for Chinese Libraries
Universal Decimal Classification (UDC)
Uses
Aside from the primary purpose of reading them, books are also used for other ends:
A book can be an artistic artifact, a piece of art; this is sometimes known as an artists' book.
A book may be evaluated by a reader or professional writer to create a book review.
A book may be read by a group of people to use as a spark for social or academic discussion, as in a book club.
A book may be studied by students as the subject of a writing and analysis exercise in the form of a book report.
Books are sometimes used for their exterior appearance to decorate a room, such as a study.
Marketing
Once the book is published, it is put on the market by distributors and bookstores. Meanwhile, its promotion comes from various media reports. Book marketing is governed by the law in many states.
Secondary spread
In recent years, the book had a second life in the form of reading aloud. This is called public readings of published works, with the assistance of professional readers (often known actors) and in close collaboration with writers, publishers, booksellers, librarians, leaders of the literary world and artists.
Many individual or collective practices exist to increase the number of readers of a book. Among them:
abandonment of books in public places, coupled or not with the use of the Internet, known as the bookcrossing;
provision of free books in third places, like bars or cafes;
itinerant or temporary libraries;
free public libraries in the area.
Industry evolution
This form of the book chain has hardly changed since the eighteenth century, and has not always been this way. Thus, the author has asserted gradually with time, and the copyright dates only from the nineteenth century. For many centuries, especially before the invention of printing, each freely copied out books that passed through his hands, adding if desired his own comments. Similarly, bookseller and publisher jobs have emerged with the invention of printing, which made the book an industrial product, requiring structures of production and marketing.
The invention of the Internet, e-readers, tablets, and projects like Wikipedia and Gutenberg, are likely to change the book industry for years to come.
Paper and conservation
Paper was first made in China as early as 200 BC, and reached Europe through Muslim territories. At first made of rags, the Industrial Revolution changed paper-making practices, allowing for paper to be made out of wood pulp. Papermaking in Europe began in the 11th century, although vellum was also common there as page material up until the beginning of the 16th century, vellum being the more expensive and durable option. Printers or publishers would often issue the same publication on both materials, to cater to more than one market.
Paper made from wood pulp became popular in the early 20th century, because it was cheaper than linen or abaca cloth-based papers. Pulp-based paper made books less expensive to the general public. This paved the way for huge leaps in the rate of literacy in industrialised nations, and enabled the spread of information during the Second Industrial Revolution.
Pulp paper, however, contains acid which eventually destroys the paper from within. Earlier techniques for making paper used limestone rollers, which neutralized the acid in the pulp. Books printed between 1850 and 1950 are primarily at risk; more recent books are often printed on acid-free or alkaline paper. Libraries today have to consider mass deacidification of their older collections in order to prevent decay.
Stability of the climate is critical to the long-term preservation of paper and book material. Good air circulation is important to keep fluctuation in climate stable. The HVAC system should be up to date and functioning efficiently. Light is detrimental to collections. Therefore, care should be given to the collections by implementing light control. General housekeeping issues can be addressed, including pest control. In addition to these helpful solutions, a library must also make an effort to be prepared if a disaster occurs, one that they cannot control. Time and effort should be given to create a concise and effective disaster plan to counteract any damage incurred through "acts of God", therefore an emergency management plan should be in place.
See also
Outline of books
Alphabet book
Artist's book
Audiobook
Bibliodiversity
Book burning
Booksellers
Lists of books
Miniature book
Open access book
Society for the History of Authorship, Reading and Publishing (SHARP)
Citations
Bibliography
"Book", in International Encyclopedia of Information and Library Science ("IEILS"), Editors: John Feather, Paul Sturges, 2003, Routledge,
Further reading
Tim Parks (August 2017), "The Books We Don't Understand", The New York Review of Books
External links
Information on Old Books, Smithsonian Libraries
"Manuscripts, Books, and Maps: The Printing Press and a Changing World"
Documents
Paper products
Media formats |
3780 | https://en.wikipedia.org/wiki/Bal%20Thackeray | Bal Thackeray | Bal Keshav Thackeray (; 23 January 1926 – 17 November 2012) also known as Balasaheb Thackeray, was an Indian politician who founded the Shiv Sena, a right-wing pro-Marathi and Hindu nationalist party active mainly in the state of Maharashtra.
Thackeray began his professional career as a cartoonist with the English-language daily, The Free Press Journal in Bombay, but he left the paper in 1960 to form his own political weekly, Marmik. His political philosophy was largely shaped by his father Keshav Sitaram Thackeray, a leading figure in the Samyukta Maharashtra (United Maharashtra) movement, which advocated the creation of a separate linguistic state for Marathi speakers. Through Marmik, Bal Thackeray campaigned against the growing influence of non-Marathis in Mumbai.
He had a large political influence in the state, especially in Mumbai. An inquiry report by human rights watch, submitted to the government found that Thackeray and Chief Minister of Maharashtra Manohar Joshi incited members of the Shiv Sena to commit violence against Muslims during the 1992–1993 Bombay riots.
In the late 1960s and early 1970s, Thackeray built the Shiv Sena with help of Madhav Mehere chief attorney for trade union of India, Babasaheb Purandare, historian for Govt of Maharastra and Madhav Deshpande Head Accountant for Shiv Sena, these three individuals to a large extent were responsible for the success of Shiv Sena and stability of politics in Mumbai till 2000 to ensure it grows into an economic power center. Thackeray was also the founder of the Marathi-language newspaper Saamana. After the riots of 1992–93, he and his party took a Hindutva stance. In 1999, Thackeray was banned from voting and contesting in any election for six years on the recommendations of the Election Commission for indulging in seeking votes in the name of religion. Thackeray was arrested multiple times and spent a brief stint in prison, but he never faced any major legal repercussions. Upon his death, he was accorded a state funeral, at which many mourners were present. Thackeray did not hold any official positions, and he was never formally elected as the leader of his party.
Early life
Thackeray was born on 23 January 1926 in Pune, the son of Prabodhankar Thackeray and his wife Ramabai Thackeray. The family belongs to the Marathi Hindu Chandraseniya Kayastha Prabhu community. His father Keshav was an admirer of India-born British writer William Makepeace Thackeray, and changed his own surname from Panvelkar to "Thackeray" an Anglicised version of their ancestral surname "Thakre".
Bal's father was a journalist and cartoonist by profession, he was also a social activist and a writer who was involved in a Samyukta Maharashtra Samiti, which advocated the creation of a separate linguistic state for Marathi speakers. He also started a magazine named Prabodhan, where he promoted Hindu philosophies and nationalistic ideals to revive Hindutva in society. This proved to highly influential in shaping Bal Thackeray's political views.
Career
Thackeray began his career as a cartoonist in the Free Press Journal in Mumbai. His cartoons were also published in the Sunday edition of The Times of India. After Thackeray's differences with the Free Press Journal, he and four or five people, including politician George Fernandes, left the paper and started their own daily, News Day. The paper survived for one or two months. In 1960, he launched the cartoon weekly Marmik with his brother Srikant. It focused on issues of common "Marathi Manoos" (Marathi, or Marathi-speaking, people) including unemployment, immigration and the retrenchment of Marathi workers. Its office in Ranade Road became the rallying point for Marathi youth. Bal Thackeray later stated that it was "not just a cartoon weekly but also the prime reason for the birth and growth of the Sena". It was the issue of Marmik on 5 June 1966 which first announced the launch of membership for the Shiv Sena.
Politics
1966–1998
The success of Marmik prompted Thackeray to form the Shiv Sena on 19 June 1966. The name Shiv Sena (Shivaji's Army) is a reference to the 17th century Maratha Emperor Shivaji. Initially, Thackeray said it was not a political party but an army of Shivaji Maharaj, inclined to fight for the Marathi manoos (person). It demanded that native speakers of the state's local language Marathi (the "sons of the soil" movement) be given preferential treatment in private and public sector jobs. The early objective of the Shiv Sena was to ensure their job security competing against South Indians and Gujaratis. In its 1966 party manifesto, Thackeray primarily blamed south Indians. In Marmik, Thackeray published a list of corporate officials from a local directory, many being south Indians, citing it as proof that Maharashtrians were being discriminated against.
His party grew in the next ten years. Senior leaders such as Babasaheb Purandare, chief attorney for Trade Union of Maharashtra Madhav Mehere joined the party and chartered accountant Madhav Gajanan Deshpande backed various aspects of the party operations. In 1969, Thackeray and Manohar Joshi were jailed after participating in a protest demanding the merger of Karwar, Belgaum and Nipani regions in Maharashtra. During the 1970s, it did not succeed in the local elections and it was active mainly in Mumbai, compared to the rest of the state. The party set up local branch offices and settled disputes, complaints against the government. It later started violent tactics with attacks against rival parties, migrants and the media; the party agitated by destroying public and private property. Thackeray publicly supported Indira Gandhi during the 1975 Emergency to avoid getting arrested; Thackeray supported the Congress party numerous times.
Dr. Hemchandra Gupte, Mayor of Mumbai and the former family physician and confidant of Thackeray, left Shiv Sena in 1976 citing the emphasis given to money, violence committed by the Shiv Sena members, and Thackeray's support for Indira Gandhi and the 1975 emergency.
Politically, the Shiv Sena was anti-communist, and wrested control of trade unions in Mumbai from the Communist Party of India (CPI). Local unemployed youth from the declining textile industry joined the party and it further expanded because of Marathi migrants from the Konkan region. By the 1980s, it became a threat to the ruling Congress party which had initially encouraged it because of it rivalling the CPI. In 1989, the Sena's newspaper Saamna was launched by Thackeray. Because of Thackeray being against the Mandal Commission report, his close aide Chhagan Bhujbal left the party in 1991. Following the 1992 Bombay riots, Thackeray took stances viewed as anti-Muslim and based on Hindutva. Shiv Sena later allied itself with the Bharatiya Janata Party (BJP). The BJP-Shiv Sena alliance won the 1995 Maharashtra State Assembly elections and were in power from 1995 to 1999. Thackeray declared himself to be the "remote control" chief minister.
Thackeray and the Chief Minister Manohar Joshi were explicitly named for inciting the Shivsainiks for violence against Muslims during the 1992–1993 riots in an inquiry ordered by the government of India, the Srikrishna Commission Report.
Thackeray had influence in the film industry. His party workers agitated against films he found controversial and would disrupt film screenings, causing losses. Bombay, a 1995 film on the riots, was opposed by them.
1999–2012
On 28 July 1999, Thackeray was banned from voting and contesting in any election for six years from 11 December 1999 till 10 December 2005 on the recommendations of the Election Commission for indulging in corrupt practice by seeking votes in the name of religion. In 2000, he was arrested for his role in the riots but was released because the statute of limitations expired. In 2002, Thackeray issued a call to form Hindu suicide bomber squads to take on the menace of terrorism. In response, the Maharashtra government registered a case against him for inciting enmity between different groups. At least two organisations founded and managed by retired Indian Army officers, Lt Col Jayant Rao Chitale and Lt Gen. P.N. Hoon (former commander-in-chief of the Western Command), responded to the call with such statements as not allowing Pakistanis to work in India due to accusations against Pakistan for supporting attacks in India by militants. After the six-year voting ban on Thackeray was lifted in 2005, he voted for the first time in the 2007 BMC elections. Eight or nine cases against Thackeray and Saamna for inflammatory writings were not investigated by the government.
Thackeray said that the Shiv Sena had helped the Marathi people in Mumbai, especially in the public sector. Thackeray believed that Hindus must be organised to struggle against those who oppose their identity and religion. Opposition leftist parties alleged that the Shiv Sena has done little to solve the problem of unemployment facing a large proportion of Maharashtrian youth during its tenure, in contradiction to its ideological foundation of 'sons of the soil.'
In 2006, Thackeray's nephew Raj Thackeray broke away from Shiv Sena to form the Maharashtra Navnirman Sena (MNS) during Thackeray's retirement and appointment of his son, Uddhav rather than Raj as the leader of Shiv Sena. Narayan Rane also quit around that time.
The Sena acted as a "moral police" and opposed Valentine's Day celebrations. On 14 February 2006, Thackeray condemned and apologised for the violent attacks by its Shiv Sainiks on a private celebration in Mumbai. "It is said that women were beaten up in the Nallasopara incident. If that really happened, then it is a symbol of cowardice. I have always instructed Shiv Sainiks that in any situation women should not be humiliated and harassed." Thackeray and the Shiv Sena remained opposed to it, although they indicated support for an Indian alternative.
In 2007, he was briefly arrested and let out on bail after referring to Muslims as 'Green Poison' during a Shiv Sena rally.
On 27 March 2008, in protest to Thackeray's editorial, leaders of Shiv Sena in Delhi resigned, citing its outrageous conduct towards non-Marathis in Maharashtra and announced that they would form a separate party. Addressing a press conference, Shiv Sena's North India chief Jai Bhagwan Goyal said the decision to leave the party was taken because of the partial attitude of the party high command towards Maharashtrians. Goyal further said that Shiv Sena is no different from Khalistan and Jammu and Kashmir militant groups which are trying to create a rift between people along regional lines. The main aim of these forces is to split our country. Like the Maharashtra Navnirman Sena, the Shiv Sena too has demeaned North Indians and treated them inhumanely.
Political views
Thackeray was criticised for his praise of Adolf Hitler. He was quoted by Asiaweek as saying: "I am a great admirer of Hitler, and I am not ashamed to say so! I do not say that I agree with all the methods he employed, but he was a wonderful organiser and orator, and I feel that he and I have several things in common...What India really needs is a dictator who will rule benevolently, but with an iron hand." In a 1993 interview, Thackeray stated, "There is nothing wrong if Muslims are treated as Jews were in Nazi Germany." In another 1992 interview, Thackeray stated, "If you take Mein Kampf and if you remove the word 'Jew' and put in the word 'Muslim', that is what I believe in". Indian Express published an interview on 29 January 2007: "Hitler did very cruel and ugly things. But he was an artist, I love him [for that]. He had the power to carry the whole nation, the mob with him. You have to think what magic he had. He was a miracle...The killing of Jews was wrong. But the good part about Hitler was that he was an artist. He was a daredevil. He had good qualities and bad. I may also have good qualities and bad ones."
Thackeray also declared that he was not against every Muslim, but only those who reside in this country but do not obey the laws of the land...I consider such people [to be] traitors. The Shiv Sena is viewed by the media as being anti-Muslim, though Shiv sena members officially reject this accusation. When explaining his views on Hindutva, he conflated Islam with violence and called on Hindus to fight terrorism and fight Islam. In an interview with Suketu Mehta, he called for the mass expulsion of illegal Bangladeshi Muslim migrants from India and for a visa system to enter Mumbai, the Indian National Congress state government had earlier during the Indira Gandhi declared national emergency considered a similar measure.
He told India Today "[Muslims] are spreading like a cancer and should be operated on like a cancer. The country...should be saved from the Muslims and the police should support them [Hindu Maha Sangh] in their struggle just like the police in Punjab were sympathetic to the Khalistanis." However, in an interview in 1998, he said that his stance had changed on many issues that the Shiv Sena had with Muslims, particularly regarding the Babri Mosque or Ram Janmabhoomi issue: "We must look after the Muslims and treat them as part of us." He also expressed admiration for Muslims in Mumbai in the wake of the 11 July 2006 Mumbai train bombings perpetrated by Islamic fundamentalists. In response to threats made by Abu Azmi, a leader of the Samajwadi Party, that accusations of terrorism directed at Indian Muslims would bring about communal strife, Thackeray said that the unity of Mumbaikars (residents of Mumbai) in the wake of the attacks was a slap to fanatics of Samajwadi Party leader Abu Asim Azmi and that Thackeray salute[s] those Muslims who participated in the two minutes' silence on 18 July to mourn the blast victims. Again in 2008 he wrote: "Islamic terrorism is growing and Hindu terrorism is the only way to counter it. We need suicide bomb squads to protect India and Hindus." He also reiterated a desire for Hindus to unite across linguistic barriers to see a Hindustan for Hindus and to bring Islam in this country down to its knees.
In 2008, following agitation against Biharis and other north Indians travelling to Maharashtra to take civil service examinations for the Indian Railways due to an overlimit of the quota in their home provinces, Thackeray also said of Bihari MPs that they were spitting in the same plate from which they ate when they criticised Mumbaikars and Maharashtrians. He wrote: "They are trying to add fuel to the fire that has been extinguished, by saying that Mumbaikars have rotten brains." He also criticised Chhath Puja, a holiday celebrated by Biharis and those from eastern Uttar Pradesh, which occurs on six days of the Hindu month of Kartik. He said that it was not a real holiday. This was reportedly a response to MPs from Bihar who had disrupted the proceedings of the Lok Sabha in protest to the attacks on North Indians. Bihar Chief Minister Nitish Kumar, upset with the remarks, called on the prime minister and the central government to intervene in the matter. A Saamna editorial prompted at least 16 MPs from Bihar and Uttar Pradesh, belonging to the Rashtriya Janata Dal, Janata Dal (United), Samajwadi Party and the Indian National Congress, to give notice for breach of privilege proceedings against Thackeray. After the matter was raised in the Lok Sabha, Speaker Somnath Chatterjee said: "If anybody has made any comment on our members' functioning in the conduct of business in the House, not only do we treat that with the contempt that it deserves, but also any action that may be necessary will be taken according to procedure and well established norms. Nobody will be spared.'"
In 2009, he criticised Indian cricketer Sachin Tendulkar, a "Marathi icon", for saying he was an Indian before he was a Maharashtrian.
Opposition to Caste Based Reservations
Thackeray firmly opposed caste based reservation and said - "There are only two castes in the world, the rich are rich and the poor is poor, make the poor rich but don't make the rich poor. Besides these two castes I don't believe in any other casteism."
The Bhartiya Janata Party (BJP) supported caste based reservations based on the Mandal commission. Thackarey, despite being warned that opposition to the reservations would be politically suicidal for the Shiv Sena party, opposed the BJP over this issue and said he would initiate divorce proceedings against the BJP if the BJP supported caste based reservations. This also led to his conflict with Chhagan Bhujbal, an OBC, who later left the Shiv Sena.
Views on Vinayak Damodar Savarkar
Thackeray defended Veer Savarkar against criticism and praised him as a great leader. In 2002, when President A. P. J. Abdul Kalam unveiled a portrait of Savarkar in the presence of Prime Minister Atal Bihari Vajpayee, the Congress Party opposed the unveiling of the portrait and boycotted the function. Thackeray criticised the opposition and said, "Who is [Congress president and Leader of the Opposition] Sonia Gandhi to object to the portrait? What relation does she have with the country? How much does she know about the history and culture of India?". Years later, when Congress General Secretary Digvijaya Singh made a statement that Savarkar was the first to suggest the two-nation theory that led to the partition, Thackeray defended Savarkar and accused Singh of distorting history.
Support for Kashmiri Pandits
In 1990, Bal Thackeray got seats reserved in engineering colleges for the children of Kashmiri Pandits in Maharashtra. He was one of the first persons to help them after which Punjab also followed suit. At a meeting with them he supported the idea that the Kashmiri Pandits could be armed for their self-defence against Jihadis.
Personal life
Thackeray was married to Meena Thackeray (née Sarla Vaidya) on 13 June 1948 and had three sons, oldest son Bindumadhav, middle son Jaidev, and youngest son Uddhav. Meena died in 1995 and Bindumadhav died the following year in a car accident. Bal was the eldest of eight siblings, three among them being brothers Shrikant Thackeray (father of Raj Thackeray) and Ramesh Thackeray, and five sisters (Sanjeevani Karandikar, Prabhavati (Pama) Tipnis, Malati (Sudha) Sule, Sarla Gadkari and Susheela Gupte).
Raj is his brother Shrikant's son. Despite Raj's breakaway from the main party, Raj continues to maintain that Thackeray was his ideologue and relations between them improved during Thackeray's final years. Raj broke away from Shiv Sena to form his own political party called the Maharashtra Navnirman Sena.
Sanjeevani Karandikar is Bal Thackeray's sister.
Thackeray drew cartoons for the Free Press Journal, the Times of India and Marmik besides contributing to Saamna till 2012. He cited the New Zealander cartoonist David Low as his inspiration.
Death
Thackeray died on 17 November 2012, of cardiac arrest. Mumbai came to a virtual halt immediately as the news broke out about his death, with shops and commercial establishments shutting down. The entire state of Maharashtra was put on high alert. The police appealed for calm and 20,000 Mumbai police officers, 15 units of the State Reserve Police Force and three contingents of the Rapid Action Force were deployed. It was reported that Shiv Sena workers forced shops to close down in some areas. The then Prime Minister Manmohan Singh called for calm in the city and praised Thackeray's "strong leadership", while there were also statements of praise and condolences from other senior politicians such as the then-Gujarat Chief Minister Narendra Modi and the BJP leader and MP (Former Deputy Prime Minister of India), L. K. Advani.
He was accorded a state funeral at Shivaji Park, which generated some controversy and resulted from demands made by Shiv Sena. It was the first public funeral in the city since that of Bal Gangadhar Tilak in 1920. Thackeray's body was moved to the park on 18 November. Many mourners attended his funeral, although there were no official figures. The range reported in media sources varied from around 1 million, to 1.5 million and as many as nearly 2 million. His cremation took place the next day, where his son Uddhav lit the pyre. Among those present at his cremation were senior representatives of the Maharashtra government and the event was broadcast live on national television channels. The Parliament of India opened for its winter session on 21 November 2012. Thackeray was the only non-member to be noted in its traditional list of obituaries. He is one of few people to have been recorded thus without being a member of either the Lok Sabha or the Rajya Sabha. Despite having not held any official position, he was given the 21-gun salute, which was again a rare honour. Both houses of Bihar Assembly also paid tribute. The funeral expenses created further controversies when media reports claimed that the BMC had used taxpayers' money. In response to these reports, the party later sent a cheque of Rs. 500,000 to the corporation.
The Hindu, in an editorial, said regarding the shutdown that "Thackeray’s legion of followers raised him to the status of a demigod who could force an entire State to shut down with the mere threat of violence". Following his death, police arrested a 21-year-old woman who posted a Facebook comment against him, as well as her friend who "liked" the comment. Shiv Sena members also vandalised the clinic owned by the woman's relative.
Legacy
Thackeray was called Hindu Hriday Samrat ("Emperor of Hindu Hearts") by his supporters. His yearly address at Shivaji Park was popular among his followers. In 2012, he instead gave a video-taped speech and urged his followers "to give the same love and affection to his son and political heir Uddhav as they had given him". Thackeray was known to convert popular sentiment into votes, getting into controversies and making no apologies for it though his son has tried to tone down the party's stance after his death. He was known for his inflammatory writings, was seen as a good orator who used cruel humour to engage his audience. He had a large political influence throughout the state, especially in Mumbai. His party never had any formal internal elections nor was he ever formally elected as its chief at any point. Gyan Prakash said, "Of course, the Samyukta Maharashtra Movement had mobilized Marathi speakers as a political entity, but it was Thackeray who successfully deployed it as an anti-immigrant, populist force."
He inspired Baliram Kashyap the leader of Bastar who often regarded as the Thackeray of Bastar.
A memorial for him was proposed at Shivaji Park but legal issues and opposition from local residents continue to delay it.
Thackeray is satirised in Salman Rushdie's 1995 novel The Moor's Last Sigh as 'Raman Fielding'. The book was banned by the Maharashtra state government. Suketu Mehta interviewed Thackeray in his critically acclaimed, Pulitzer-nominated, non-fiction 2004 book Maximum City. Thackeray previewed director Ram Gopal Verma's film Sarkar, which is loosely based on him, released in 2005. The 2011 documentary Jai Bhim Comrade depicted a speech by Thackeray at a public rally, in which he articulated "genocidal sentiments" about Muslims, stating that they were the "species to be exterminated." The documentary followed this by showing several Dalit leaders criticising Thackeray for his beliefs.
In popular culture
A Bollywood biopic titled Thackeray, starring Nawazuddin Siddiqui and written by Shiv Sena politician Sanjay Raut was released on 25 January 2019.
Makarand Padhye played Balasaheb Thakeray in the 2022 marathi film Dharmaveer based on the life of Shivsena politician Anand Dighe.
See also
Thackeray family
Prabodhankar Thackeray
Uddhav Thackeray
Shiv Sena
Marmik
Notes
References
Further reading
External links
1926 births
2012 deaths
Indian anti-communists
Shiv Sena politicians
Politicians from Mumbai
Indian political party founders
Marathi-language writers
Indian editorial cartoonists
Marathi politicians
Anti-Bihari sentiment
Indian Hindus
Indian far-right politicians
20th-century Indian politicians
Thackeray family
Indian Hindu religious leaders
Hindu religious leaders |
3789 | https://en.wikipedia.org/wiki/Bitola | Bitola | Bitola (; ) is a city in the southwestern part of North Macedonia. It is located in the southern part of the Pelagonia valley, surrounded by the Baba, Nidže, and Kajmakčalan mountain ranges, north of the Medžitlija-Níki border crossing with Greece. The city stands at an important junction connecting the south of the Adriatic Sea region with the Aegean Sea and Central Europe, and it is an administrative, cultural, industrial, commercial, and educational centre. It has been known since the Ottoman period as the "City of Consuls", since many European countries had consulates in Bitola.
Bitola, known during the Ottoman Empire as Manastır or Monastir, is one of the oldest cities in North Macedonia. It was founded as Heraclea Lyncestis in the middle of the 4th century BC by Philip II of Macedon. The city was the last capital of the First Bulgarian Empire (1015-1018) and the last capital of Ottoman Rumelia, from 1836 to 1867. According to the 2002 census, Bitola is the second-largest city in the country, after the capital Skopje. Bitola is also the seat of the Bitola Municipality.
Etymology
The name Bitola is derived from the Old Church Slavonic word (, meaning "monastery, cloister"), literally "abode," as the city was formerly noted for its monastery. When the meaning of the name was no longer understood, it lost its prefix "o-". The name Bitola is mentioned in the Bitola inscription, related to the old city fortress built in 1015 during the ruling of Gavril Radomir of Bulgaria (1014–1015) when Bitola served as capital of the First Bulgarian Empire. Modern Slavic variants include the Macedonian (), the Serbian () and Bulgarian (). In Byzantine times, the name was Hellenized to () or (), hence the names Butella used by William of Tyre and Butili by the Arab geographer al-Idrisi.
The Modern Greek name for the city (, ), also meaning "monastery", is a calque of the Slavic name. The Turkish name () is derived from the Greek name, as is the Albanian name (), and the Ladino name ( ). The Aromanian name, or alternatively, , is derived from the same root as the Macedonian name.
Geography
Bitola is located in the southwestern part of North Macedonia. The Dragor River flows through the city. Bitola lies at an elevation of 615 metres above sea level, at the foot of Baba Mountain. Its magnificent Pelister mountain (2,601 m) is a national park with exquisite flora and fauna, among which is the rarest species of pine, known as Macedonian pine or pinus peuce. It is also the location of a well-known ski resort.
Covering an area of . and with a population of 122,173 (1991), Bitola is an important industrial, agricultural, commercial, educational and cultural centre. It represents an important junction that connects the Adriatic Sea to the south with the Aegean Sea and Central Europe.
Climate
Bitola has a mildly continental climate typical of the Pelagonija region, experiencing very warm and dry summers, and cold and snowy winters. The Köppen climate classification for this climate is Cfb, which would be an oceanic climate, going by the original threshold.
History
Prehistory
There are a number of prehistoric archaeological sites around Bitola. The earliest evidence of organized human settlements are the archaeological sites from the early Neolithic period, among which the most important are the tells of Veluška Tumba and Bara Tumba near the village of Porodin, first inhabited around 6000 BC.
Ancient and early Byzantine periods
The region of Bitola was known as Lynkestis in antiquity, a region that became part of Upper Macedonia, and was ruled by semi-independent chieftains until the later Argead rulers of Macedon. The tribes of Lynkestis were known as Lynkestai. According to Nicholas Hammond, they were a Greek tribe belonging to the Molossian group of the Epirotes. There are important metal artifacts from the ancient period at the necropolis of Crkvište near the village of Beranci. A golden earring dating from the 4th century BC is depicted on the obverse of the Macedonian 10-denar banknote, issued in 1996.
Heraclea Lyncestis ( - City of Hercules upon the Land of the Lynx) was an important settlement from the Hellenistic period till the early Middle Ages. It was founded by Philip II of Macedon by the middle of the 4th century BC, and named after the Greek hero Heracles. With its strategic location, it became a prosperous city. The Romans conquered this part of Macedon in 148 BC and destroyed the political power of the city. However, its prosperity continued mainly due to the Roman Via Egnatia road which passed near the city. A number of archaeological monuments from the Roman period can be seen today in Heraclea, including a portico, thermae (baths), a theater. The theatre was once capable of housing an audience of around 2,500 people.
In the early Byzantine period (4th to 6th centuries AD) Heraclea became an important episcopal centre. Some of its bishops were mentioned in the acts of the first Church Councils, including Bishop Evagrius of Heraclea in the Acts of the Sardica Council of 343. The city walls, a number of Early Christian basilicas, the bishop's residence, and a lavish city fountain are some of the remains of this period. The floors in the three naves of the Great Basilica are covered with mosaics with a very rich floral and figurative iconography; these well preserved mosaics are often regarded as one of the finest examples of the early Christian art in the region. During the 4th and 6th centuries, the names of other bishops from Heraclea were recorded. The city was sacked by Ostrogothic forces, commanded by Theodoric the Great in 472 AD and, despite a large gift to him from the city's bishop, it was sacked again in 479. It was restored in the late 5th and early 6th centuries. However, in the late 6th century the city suffered successive attacks by various tribes, and eventually the region was settled by the early Slavic peoples. Its imperial buildings fell into disrepair and the city gradually declined to a small settlement, and survived as such until around the 11th century AD.
Middle Ages
In the 6th and 7th centuries, the region around Bitola experienced a demographic shift as more and more Slavic tribes settled in the area. In place of the deserted theater, several houses were built during that time. The Slavs also built a fortress around their settlement. Bitola was a part of the First Bulgarian Empire from the middle of the 8th to the early 11th centuries, after which it again became part of the Byzantine Empire, and in turn was briefly part of the Serbian Empire during the 14th century. Arguably, a number of monasteries and churches were built in and around the city during the Medieval period (hence its other name Manastir).
In the 10th century, Bitola came under the rule of tsar Samuel of Bulgaria. He built a castle in the town, later used by his successor Gavril Radomir of Bulgaria. The town is mentioned in several medieval sources. John Skylitzes's 11th-century chronicle mentions that Emperor Basil II burned Gavril's castle in Bitola, when passing through and ravaging Pelagonia. The second chrysobull (1019) of Basil II mentioned that the Bishop of Bitola depended on the Archbishopric of Ohrid. During the reign of Samuil, the city was the seat of the Bitola Bishopric. In many medieval sources, especially Western, the name Pelagonia was synonymous with the Bitola Bishopric. According to some sources, Bitola was known as Heraclea since what once was the Heraclea Bishopric later became the Pelagonian Metropolitan's Diocese. In 1015, Tsar Gavril Radomir was killed by his cousin Ivan Vladislav, who then declared himself tsar and rebuilt the city's fortress. To commemorate the occasion, a stone inscription written in the Cyrillic alphabet was set in the fortress; in it the Slavic name of the city is mentioned: Bitol.
During the battle of Bitola in 1015 between a Bulgarian army under the command of the voivode Ivats and a Byzantine army led by the strategos George Gonitsiates, the Bulgarians were victorious and the Byzantine Emperor Basil II had to retreat from the Bulgarian capital Ohrid, whose outer walls were by that time already breached by the Bulgarians. Afterwards Ivan Vladislav moved the capital from Ohrid to Bitola, where he re-erected the fortress. However, the Bulgarian victory only postponed the fall of Bulgaria to Byzantine rule in 1018.
As a military, political and religious center, Bitola played a very important role in the life of the medieval society in the region, prior to the Ottoman conquest in the mid-14th century. On the eve of the Ottoman conquest, Bitola (Monastir in Ottoman Turkish) experienced great growth with its well-established trading links all over the Balkan Peninsula, especially with big economic centers like Constantinople, Thessalonica, Ragusa and Tarnovo. Caravans carrying various goods came and went from Bitola.
Ottoman rule
From 1382 to 1912, Bitola was part of the Ottoman Empire, at which time it was called Monastir. Fierce battles took place near the city during the Ottoman conquest. Ottoman rule was completely established after the death of Prince Marko in 1395 when the Ottoman Empire established the Sanjak of Ohrid as a part of the Rumelia Eyalet and one of the earliest established sanjaks in Europe. Before it became part of the Ottoman Empire in 1395 Bitola was part of the realm of Prince Marko. Initially its county town was Bitola and later it was Ohrid, so it was sometimes referred to as the Sanjak of Monastir and sometimes as the Sanjak of Bitola.
After the Austro-Ottoman wars, the trade development and the overall prosperity of the city declined. But in the late 19th century, it again became the second-largest city in the wider southern Balkan region after Thessaloniki.
Between 1815 and 1822, the town was ruled by the Albanian Ali Pasha as part of the Pashalik of Yanina.
During the Great Eastern Crisis, the local Bulgarian movement of the day was defeated when armed Bulgarian groups were repelled by the League of Prizren, an Albanian organisation opposing Bulgarian geopolitical aims in areas like Bitola that contained an Albanian population. Nevertheless, in April 1881, an Ottoman army captured Prizren and suppressed the League's rebellion.
In 1874, Manastır became the center of Monastir Vilayet which included the sanjaks of Debra, Serfidze, Elbasan, Manastır (Bitola), Görice and the towns of Kırcaova, Pirlepe, Florina, Kesriye and Grevena.
Traditionally a strong trading center, Bitola was also known as "the city of the consuls". In the final period of Ottoman rule (1878–1912), Bitola had consulates from twelve countries. During the same period, there were a number of prestigious schools in the city, including a military academy that, among others, was attended by the Turkish reformer Mustafa Kemal Atatürk. In 1883, there were 19 schools in Monastir, of which 11 were Greek, 5 were Bulgarian and 3 were Romanian. In Bitola, besides the schools where Ottomanism and Turkism flourished in the 19th century, schools of various nations were also opened. These institutions, which were very effective in increasing the education level and the rate of literacy, caused the formation of a circle of intellectuals in Bitola. Bitola was also the headquarters of many cultural organizations at that time.
In 1894, Manastır was connected with Thessaloniki by train. The first motion picture made in the Balkans was produced by the Aromanian Manakis brothers in Manastır in 1903. In their honour, the annual Manaki Brothers International Cinematographers Film Festival is held in Bitola since 1979.
In November 1905, the Secret Committee for the Liberation of Albania, a secret organization formed to fight for the liberation of Albania from the Ottoman Empire, was founded by Bajo Topulli and other Albanian nationalists and intellectuals. Three years later, the Congress of Manastir of 1908, which standardized the modern Albanian alphabet, was held in the city. The congress was held at the house of Fehim Zavalani. Mit'hat Frashëri was chairman of the congress. The participants in the Congress were prominent figures from the cultural and political life of Albanian-inhabited territories in the Balkans, and the Albanian diaspora.
Ilinden Uprising
The Bitola region was a stronghold of the Ilinden Uprising. The uprising was conceived in 1903 in Thessaloniki by the Internal Macedonian Revolutionary Organization (IMRO). The uprising in the Bitola region was planned in Smilevo village in May 1903. Battles were fought in the villages of Bistrica, Rakovo, Buf, Skocivir, Paralovo, Brod, Novaci, Smilevo, Gjavato, Capari and others. Smilevo was defended by 600 rebels led by Dame Gruev and Georgi Sugarev. They were defeated and the villages were burned.
Balkan Wars
In 1912, Montenegro, Serbia, Bulgaria and Greece fought the Ottomans in the First Balkan War. After a victory at Sarantaporo, Greek troops advanced towards Monastir but were defeated by the Ottomans at Sorovich. The Battle of Monastir (16–19 November 1912) led to Serbian occupation of the city. According to the Treaty of Bucharest, 1913, the region of Macedonia was divided into three parts among Greece, Serbia and Bulgaria. Monastir was ceded to Serbia and its official name became the Slavic toponym Bitola.
World War I
During World War I Bitola was on the Salonica front. Bulgaria, a Central Power, took the city on 21 November 1915, while the Allied forces recaptured it in 1916. Bitola was divided into French, Russian, Italian and Serbian sections, under the command of French general Maurice Sarrail. Until Bulgaria's surrender in late autumn 1918, Bitola remained a front line city and was bombarded almost daily by air bombardment and artillery fire and was nearly destroyed.
Inter-war period
At the end of World War I Bitola was restored to the Kingdom of Serbia, and, consequently, in 1918 became part of the Kingdom of Serbs, Croats and Slovenes, which was renamed Yugoslavia in 1929. Bitola became one of the major cities of the Vardarska banovina.
World War II
During World War II (1939–45), the Germans (on 9 April 1941) and Bulgarians (on 18 April 1941) took control of the city. But in September 1944, Bulgaria switched sides in the war and withdrew from Yugoslavia. On 4 November, the 7th Macedonian Liberation Brigade entered Bitola after the German withdrawal. The historical Jewish community, of Sephardic origin, lived in the city until World War II, when some were able to immigrate to the United States and Chile. On 11 March 1943 the Bulgarians deported the vast majority of the Jewish population (3276 Jews) to Treblinka extermination camp. After the end of the war, SR Macedonia was established within SFR Yugoslavia.
Socialist Yugoslavia
In 1945, the first Gymnasium (named "Josip Broz Tito") to use the Macedonian language, was opened in Bitola. In 1951–52, as part of a Turkification campaign total of 40 Turkish schools were opened in Debar, Kičevo, Kumanovo, Struga, Resen, Bitola, Kruševo and Prilep.
Main sights
The city has many historical building dating from many historical periods. The most notable ones are from the Ottoman age, but there are some from the more recent past.
Širok Sokak
Širok Sokak (, meaning "Wide Alley") is a long pedestrian street that runs from Magnolia Square to the City Park.
Clock Tower
It is unknown when Bitola's clock tower was built. Written sources from the 16th century mention a clock tower, but it is unclear if it is the same. Some believe it was built at the same time as St. Dimitrija Church in 1830. Legend says that the Ottoman authorities collected around 60,000 eggs from nearby villages and mixed them in the mortar to make the walls stronger.
The tower has a rectangular base and is about 30 meters high. Near the top is a rectangular terrace with an iron fence. On each side of the fence is an iron console construction which holds the lamps for lighting the clock. The clock is on the highest of three levels. The original clock was replaced during World War II with a working one, given by the Nazis because the city had maintained German graves from World War I.
The massive tower is composed of walls, massive spiral stairs, wooden mezzanine constructions, pendentives and the dome. During the construction of the tower, the façade was simultaneously decorated with simple stone plastic.
Church of Saint Demetrius
The Church of Saint Demetrius was built in 1830 with the voluntary contributions of local merchants and craftsmen. It is plain on the outside, as all churches in the Ottoman Empire had to be, but lavishly decorated with chandeliers, a carved bishop throne and an engraved iconostasis on the inside. According to some theories, iconostasis is a work of the Mijak engravers. Its most impressive feature is the arc above the imperial quarters with modelled figures of Jesus and the apostles.
Other engraved wood items include the bishop's throne made in the spirit of Mijak engravers, several icon frames and five more-recent pillars shaped like thrones. The frescoes originate from two periods: the end of the 19th century and the end of World War I to the present. The icons and frescoes were created thanks to voluntary contributions of local businessmen and citizens. The authors of many of the icons had a vast knowledge of iconography schemes of the New Testament. The icons show a great sense of color, dominated by red, green and ochra shades. The abundance of golden ornaments is noticeable and points to the presence of late-Byzantine artwork and baroque style. The icon of Saint Demetrius is signed with the initials "D. A. Z.", showing that it was made by iconographer Dimitar Andonov the zograph in 1889. There are many other items, including the chalices made by local masters, a darohranilka of Russian origin, and several paintings of scenes from the New Testament, brought from Jerusalem by pilgrims.
The opening scenes of the film The Peacemaker were shot in the "Saint Dimitrija" church in Bitola, as well as some Welcome to Sarajevo scenes.
Co-Cathedral of the Sacred Heart
Heraclea Lyncestis
Heraclea Lyncestis () was an important ancient settlement from the Hellenistic period till the early Middle Ages. It was founded by Philip II of Macedon by the middle of the 4th century BC. Today, its ruins are in the southern part of Bitola, from the city center.
The covered bazaar
Situated near the city centre, the covered bedisten () is one of the most impressive and oldest buildings in Bitola from the Ottoman period. With its numerous cupolas that look like a fortress, with its tree-branch-like inner streets and four large metal doors it is one of the biggest covered markets in the region.
It was built in the 15th century by Kara Daut Pasha Uzuncarsili, then Rumelia's Beylerbey. Although the bazaar appears secure, it has been robbed and set on fire, but has managed to survive. The bedisten, from the 15th to the 19th centuries, was rebuilt, and many stores, often changing over time, were located there. Most of them were selling textile and other luxurious fabrics. At the same time the Bedisten was a treasury, where in specially made small rooms the money from the whole Rumelian Vilaet was kept, before it was transferred into the royal treasury. In the 19th century the Bedisten contained 84 shops. Today most of them are contemporary and they sell different types of products, but despite the internal renovations, the outwards appearance of the structure has remained unchanged.
Gazi Hajdar Kadi Mosque
The Gazi Hajdar Kadi Mosque is one of the most attractive monuments of Islamic architecture in Bitola. It was built in the early 1560s, as the project of the architect Mimar Sinan, ordered by the Bitola kadija Ajdar-kadi. Over time, it was abandoned and heavily damaged, and at one point used as a stare, but recent restoration and conservation has restored to some extent its original appearance.
New Mosque, Bitola
The New Mosque is located in the center of the city. It has a square base, topped with a dome. Near the mosque is a minaret, 40 m high. Today, the mosque's rooms house permanent and temporary art exhibitions. Recent archaeological excavations have revealed that it has been built upon an old church.
Ishak Çelebi Mosque
The Ishak Çelebi Mosque is the inheritance of the kadi Ishak Çelebi. In its spacious yard are several tombs, attractive because of the soft, molded shapes of the sarcophagi.
Kodža Kadi Mosque
The old bazaar
The old bazaar (Macedonian: Стара Чаршија) is mentioned in a description of the city from the 16th and the 17th centuries. The present bedisten does not differ much in appearance from the original one. The bedisten had eighty-six shops and four large iron gates. The shops used to sell textiles, and today sell food products.
Deboj Bath
The Deboj Bath is a Ottoman Empire-era hamam. It is not known when exactly it was constructed. At one point, it was heavily damaged, but after repairs it regained its original appearance: a façade with two large domes and several minor ones.
Bitola today
Bitola is the economic and industrial center of southwestern North Macedonia. Many of the largest companies in the country are based in the city. The Pelagonia agricultural combine is the largest producer of food in the country. The Streževo water system is the largest in North Macedonia and has the best technological facilities. The three thermoelectric power stations of REK Bitola produce nearly 80% of electricity in the state. The Frinko refrigerate factory was a leading electrical and metal company. Bitola also has significant capacity in the textile and food industries.
Bitola is also home to thirteen consulates, which gives the city the nickname "the city of consuls."
General consulates
(since 2006)
(since 2006)
Honorary consulates
(since 2019)
(since 2014)
(since 2014)
(since 1996)
(since 2012)
(since 2008)
(since 2007)
(since 2001)
(since 2007)
(since 1998)
(since 2011)
Former consulates
(2006-2014)
(2005-2014)
(2000-2014)
Italy has also expressed interest in opening a consulate in Bitola.
Media
There is only one television station in Bitola: Tera, few regional radio stations: the private Radio 105 (Bombarder), Radio 106,6, UKLO FM, Radio Delfin as well as a local weekly newspaper — Bitolski Vesnik.
City Council
The Bitola Municipality Council () is the governing body of the city and municipality of Bitola. The city council approves and rejects projects that would have place inside the municipality given by its members and the Mayor of Bitola. The Council consists of elected representatives. The number of members of the council is determined according to the number of residents in the community and can not be fewer than nine nor more than 33. Currently the council is composed of 31 councillors. Council members are elected for a term of four years.
Following the 2021 local elections, the City Council is constituted as follows:
Examining matters within its competence, the Council set up committees. Council committees are either permanent or temporary.
Permanent committees of the council:
Finance and Budget Committee;
Commission for Public Utilities;
Committee on Urban Planning, public works and environmental protection;
Commission for social activities;
Commission for local government;
Commission to mark holidays, events and award certificates and awards;
Sports
The most popular sports in Bitola are football and handball.
The main football team is FK Pelister and they play at the Petar Miloševski Stadium which has a capacity of 6,100. Gjorgji Hristov, Dragan Kanatlarovski, Toni Micevski, Nikolče Noveski, Toni Savevski and Mitko Stojkovski are some of the Bitola natives to start their careers with the club.
Bitola's main handball club and most famous sports team is RK Eurofarm Pelister. RK Eurofarm Pelister 2 is the second club from the city, and both teams play their games at the Sports Hall Boro Čurlevski.
The main basketball club is KK Pelister, and they also compete at the Sports Hall Boro Čurlevski.
All the sports teams under the name Pelister are supported by the fans known as Čkembari.
Transport
The city is served by Bitola railway station, with service as far north as Belgrade.
Demographics
Ethnic groups
Bitola's population was historically diverse. It numbered some 37,500 at the end of the 19th century. There were around 7,000 Aromanians, most of whom fully embraced the Hellenic culture, although some preferred the Romanian culture. Bitola also had a significant Muslim population - 11,000 (Turks, Roma, and Albanians) as well as a Jewish community of 5,200. The Slavic-speakers were divided between the Bulgarian Exarchate - 8,000, and the Greek Patriarchate - 6,300. A significant part of the Muslim Albanian population of Bitola was Turkified during Ottoman rule.
In statistics gathered by Vasil Kanchov in 1900, the city of Bitola was inhabited by 37,000 people, of whom 10,500 were Turks, 10,000 Christian Bulgarians, 7,000 Vlachs, 2,000 Romani, 5500 Jews, 1500 Muslim Albanians, 500 inhabitants of various other origins. The Bulgarian researcher Vasil Kanchov wrote in 1900 that many Albanians declared themselves as Turks. In Bitola, the population that declared itself Turkish "was of Albanian blood", but it "had been Turkified after the Ottoman invasion, including Skanderbeg", referring to Islamization.
During Ottoman times, Bitola had a significant Aromanian population, which according to some sources was larger than the Bulgarian and Jewish ones. In 1901, the Italian consul to the Ottoman Empire in Bitola said that "Undoubtedly, Koutzo-Vlach [Aromanian] population in Bitola is most significant in this town in terms of number of inhabitants, social status and importance in trade".
According to the statistics of the secretary of the Bulgarian Exarchate, Dimitar Mishev (" La Macédoine et sa Population Chrétienne "), in 1905 the Christian population of Bitola consisted of 8,844 Bulgarian Exarchists, 6,300 Greek Patriarchal Bulgarians, 72 Serboman Patriarchal Bulgarians, 36 Protestant Bulgarians, 100 Greeks . 7200 Vlachs, 120 Albanians and 120 Gypsies. In the city there are 10 primary and 3 secondary Bulgarian schools, 7 primary and 2 secondary Greek, 2 primary and 2 secondary Romanian and 1 primary and 2 secondary Serbian schools.
According to a 1911 Ottoman census, there were 350,000 Greeks, 246,000 Bulgarians and 456,000 Muslims in the vilayet of Manastır, however the basis of the Ottoman censuses was the millet system where people were assigned an ethnicity according to their religion. Therefore, all Sunni Muslims were categorised as "Turks" even though many of them were Albanians, while all members of the Greek Orthodox church were listed as "Greeks" although this group was composed of Aromanians, Slavs, and Tosk Albanians, in addition to the Greeks which were numbered at ~100,000. The Slavic-speakers were divided between the Bulgarian majority and a small Serbian minority.
Bulgarian ethnographer Jordan Ivanov, professor at the University of Sofia, wrote in 1915 that Albanians, since they did not have their own alphabet, lacked a consolidated national consciousness and were influenced by foreign propaganda, declared themselves as Turks, Greeks and Bulgarians, depending on which religion they belonged to. Ivan further stated that Albanians were losing their mother tongue in Bitola. German linguist Gustav Weigand describes the process of Turkification of the Albanian urban population in his 1923 work Ethnographie Makedoniens (Ethnography of Macedonia). He writes that in the cities, especially noting Bitola, many of the Turkish inhabitants are in fact Albanians, being distinguished by the difference in articulation of certain Turkish words, as well as their clothing and tool use. They speak Albanian at home, however use Turkish when in public. They refer to themselves as Turks, the term at the time also being a synonym for Muslim, with ethnic Turks referring to them as Turkoshak, a derogatory term for someone portraying themselves as Turkish.
According to the 1948 census Bitola had 30,761 inhabitants. 77.2% (or 23,734 inhabitants) were Macedonians, 11.5% (or 3,543 inhabitants) were Turks, 4.3% (or 1,327 inhabitants) were Albanians, 3% (or 912 inhabitants) were Serbs and 1.3% (or 402 inhabitants) were Aromanians. As of 2021, the city of Bitola has 69,287 inhabitants and the ethnic composition is the following:
In the 1953 census, large portions of Albanians declared themselves as ethnic Turks. In the municipality of Bitola, 13,166 Albanians were registered in 1948 and 4,014 in 1953, with the Turkish community going from 14,050 members in 1948, to numbering 29,151 in 1953.
PWDTFAS-Persons for whom data are taken
Language
According to the 2002 census the most common languages in the city are the following:
Religion
Bitola is a bishopric city and the seat of the Diocese of Prespa- Pelagonia. In World War II the diocese was named Ohrid - Bitola. With the restoration of the autocephaly of the Macedonian Orthodox Church in 1967, it got its present name Prespa- Pelagonia diocese which covers the following regions and cities: Bitola, Resen, Prilep, Krusevo and Demir Hisar.
The diocese's first bishop (1958 - 1979) was Mr. Kliment. The second and current bishop and administrator of the diocese, who has been bishop since 1981 is Mr. Petar. The Prespa- Pelagonia diocese has about 500 churches and monasteries. In the last ten years in the diocese have been built or are being built about 40 churches and 140 church buildings. The diocese has two church museums- the cathedral "St. Martyr Demetrius" in Bitola and at the Church "St. John" in Krusevo and permanent exhibition of icons and libraries in the building of the seat of the diocese. The seat building was built between 1901 and 1902 and is an example of baroque architecture. Besides the dominant Macedonian Orthodox Church in Bitola there are other major religious groups such as the Islamic community, the Roman Catholic Church and others.
According to the 2002 census the religious composition of the city is the following:
Bitola's Cathedral of the Sacred Heart of Jesus is the co-cathedral of the Roman Catholic Diocese of Skopje.
Culture
Bitola has been part of the UNESCO Creative Cities Network since December 2015.
Manaki Festival of Film and Camera
Held in memory of the first cameramen on the Balkans, Milton Manaki, every September the Film and Photo festival "Brothers Manaki" takes place. It is a combination of documentary and full-length films that are shown. The festival is a world class event with high recognition from press. A number of high-profile actors such as Catherine Deneuve, Isabelle Huppert, Victoria Abril, Predrag Manojlovic, Michael York, Juliette Binoche, and Rade Sherbedgia have attended.
Ilindenski Denovi
Every year, the traditional folk festival "Ilinden Days" takes place in Bitola. It is a 4-5 day festival of music, songs, and dances that is dedicated to the Ilinden Uprising against the Turks, where the main concentration is placed on the folk culture of North Macedonia. Folk dances and songs are presented with many folklore groups and organizations taking part .
Small Monmartre of Bitola
In the last few years, the art exhibition "Small Monmartre of Bitola" that is organized by the art studio "Kiril and Metodij" has turned into a successful children's art festival. Children from all over the world come to create art, making a number of highly valued art pieces that are presented in the country and around the world. "Small Monmartre of Bitola" has won numerous awards and nominations.
Bitolino
Bitolino is an annual children's theater festival held in August with the Babec Theater. Every year professional children's theaters from all over the world participate in the festival. The main prize is the grand prix for best performance.
Si-Do
Every May, Bitola hosts the international children's song festival Si-Do, which in recent years has increased in attendance. Children from all over Europe participate in this event which usually consists of about 20 songs. This festival is supported by ProMedia which organizes the event with a new topic each year. Many Macedonian musicians have participated in the festival including: Next Time and Karolina Goceva who also represented North Macedonia at the Eurovision Song Contest.
Festival for classical music Interfest
Interfest is an international festival dedicated mainly to classical music where musicians from around the world play their classical pieces. In addition to the classical music concerts, there are also few nights for pop-modern music, theater plays, art exhibitions, and a day for literature presentation during the event. In the last few years there have been artists from Russia, Slovakia, Poland, and many other countries.
As Bitola has been called the city with most pianos, one night of the festival is dedicated to piano competitions. One award is given for the best young piano player, and another for competitors over 30.
Akto Festival
The Akto Festival for Contemporary Arts is a regional festival. The festival includes visual arts, performing arts, music and theory of culture. The first Akto festival was held in 2006. The aim of the festival is to open the cultural frameworks of a modern society through "recomposing" and redefining them in a new context. In the past, the festival featured artists from regional countries like Slovenia, Greece or Bulgaria, but also from Germany, Italy, France and Austria.
International Monodrama Festival
Is annual festival of monodrama held in April in organization of Centre of Culture of Bitola every year many actors from all over the world come in Bitola to play monodramas.
Lokum fest
Is a cultural and tourist event which has existed since 2007. The founder and organizer of the festival is the Association of Citizens Center for Cultural Decontamination Bitola. The festival is held every year in mid-July in the heart of the old Turkish bazaar in Bitola, as part of Bitola Cultural Summer Bit Fest.
Education
St. Clement of Ohrid University of Bitola (. Климент Охридски — Битола) was founded in 1979, as a result of an increasing demand for highly skilled professionals outside the country's capital. Since 1994, it has carried the name of the Slavic educator St. Clement of Ohrid. The university has institutes in Bitola, Ohrid, and Prilep, and its headquarters is in Bitola. It has become a well established university, and cooperates with University of St. Cyril and Methodius from Skopje and other universities in the Balkans and Europe. The following institutes and scientific organizations are part of the university:
Technical Faculty – Bitola
Economical Faculty – Prilep
Faculty of Tourism and Leisure management – Ohrid
Teachers Faculty – Bitola
Faculty of biotechnological sciences – Bitola
Faculty of Information and Communication Technologies — Bitola
Medical college – Bitola
Faculty of Veterinary Sciences – Bitola
Tobacco institute – Prilep
Hydro-biological institute – Ohrid
Slavic cultural institute – Prilep
There are seven high schools in Bitola:
"Josip Broz-Tito", a gymnasium
"Taki Daskalo", a gymnasium
Stopansko School (mining survey, part of Taki Daskalo)
"Dr. Jovan Kalauzi", a medical high school
"Jane Sandanski", an economical high school
"Gjorgji Naumov", a technological high school
"Kuzman Šapkarev", an agricultural high school
"Toše Proeski", a musical high school
Ten Primary Schools in Bitola are:
"Todor Angelevski"
"Sv. Kliment Ohridski"
"Goce Delčev"
"Elpida Karamandi"
"Dame Gruev"
"Kiril i Metodij"
"Kole Kaninski"
"Trifun Panovski"
"Stiv Naumov"
"Gjorgji Sugarev"
People from Bitola
Twin towns — sister cities
Bitola is twinned with:
Épinal, France, since 1976
Kranj, Slovenia, since 1976
Požarevac, Serbia, since 1976
Trelleborg, Sweden, since 1981
Rockdale, Australia, since 1985
Bursa, Turkey, since 1995
Esztergom, Hungary, since 1998
Pleven, Bulgaria, since 1999
Pushkin, Russia, since 2005
Kremenchuk, Ukraine, since 2006
Stari Grad (Belgrade), Serbia, since 2006
Veliko Tarnovo, Bulgaria, since 2006
Nizhny Novgorod, Russia, since 2008
Rijeka, Croatia, since 2011
Ningbo, China, since 2014
Cetinje, Montenegro, since 2020
Gallery
References
Bibliography
Basil Gounaris, "From Peasants into Urbanites, from Village into Nation: Ottoman Monastir in the Early Twentieth Century", European History Quarterly 31:1 (2001), pp. 43–63. online copy
Cities in North Macedonia |
3793 | https://en.wikipedia.org/wiki/Battle%20of%20Bosworth%20Field | Battle of Bosworth Field | The Battle of Bosworth or Bosworth Field ( ) was the last significant battle of the Wars of the Roses, the civil war between the houses of Lancaster and York that extended across England in the latter half of the 15th century. Fought on 22 August 1485, the battle was won by an alliance of Lancastrians and disaffected Yorkists. Their leader Henry Tudor, Earl of Richmond, became the first English monarch of the Tudor dynasty by his victory and subsequent marriage to a Yorkist princess. His opponent Richard III, the last king of the House of York, was killed during the battle, the last English monarch to die in combat. Historians consider Bosworth Field to mark the end of the Plantagenet dynasty, making it one of the defining moments of English history.
Richard's reign began in 1483 when he ascended the throne after his twelve-year-old nephew, Edward V, was declared illegitimate. The boy and his younger brother Richard soon disappeared, and their fate is a mystery still today. Across the English Channel Henry Tudor, a descendant of the greatly diminished House of Lancaster, seized on Richard's difficulties and laid claim to the throne. Henry's first attempt to invade England in 1483 foundered in a storm, but his second arrived unopposed on 7 August 1485 on the southwest coast of Wales. Marching inland, Henry gathered support as he made for London. Richard hurriedly mustered his troops and intercepted Henry's army near Ambion Hill, south of the town of Market Bosworth in Leicestershire. Lord Stanley and Sir William Stanley also brought a force to the battlefield, but held back while they decided which side it would be most advantageous to support, initially lending only four knights to Henry's cause; these were: Sir Robert Tunstall, Sir John Savage (nephew of Lord Stanley), Sir Hugh Persall and Sir Humphrey Stanley. Sir John Savage was placed in command of the left flank of Henry's army.
Richard divided his army, which outnumbered Henry's, into three groups (or "battles"). One was assigned to the Duke of Norfolk and another to the Earl of Northumberland. Henry kept most of his force together and placed it under the command of the experienced Earl of Oxford. Richard's vanguard, commanded by Norfolk, attacked but struggled against Oxford's men, and some of Norfolk's troops fled the field. Northumberland took no action when signalled to assist his king, so Richard gambled everything on a charge across the battlefield to kill Henry and end the fight. Seeing the king's knights separated from his army, the Stanleys intervened; Sir William led his men to Henry's aid, surrounding and killing Richard. After the battle, Henry was crowned king.
Henry hired chroniclers to portray his reign favourably; the Battle of Bosworth Field was popularised to represent his Tudor dynasty as the start of a new age, marking the end of the Middle Ages for England. From the 15th to the 18th centuries the battle was glamourised as a victory of good over evil, and features as the climax of William Shakespeare's play Richard III. The exact site of the battle is disputed because of the lack of conclusive data, and memorials have been erected at different locations. The Bosworth Battlefield Heritage Centre was built in 1974, on a site that has since been challenged by several scholars and historians. In October 2009, a team of researchers who had performed geological surveys and archaeological digs in the area since 2003 suggested a location southwest of Ambion Hill.
Background
During the 15th century civil war raged across England as the Houses of York and Lancaster fought each other for the English throne. In 1471 the Yorkists defeated their rivals in the battles of Barnet and Tewkesbury. The Lancastrian King Henry VI and his only son, Edward of Westminster, died in the aftermath of the Battle of Tewkesbury. Their deaths left the House of Lancaster with no direct claimants to the throne. The Yorkist king, Edward IV, was in complete control of England. He attainted those who refused to submit to his rule, such as Jasper Tudor and his nephew Henry, naming them traitors and confiscating their lands. The Tudors tried to flee to France but strong winds forced them to land in Brittany, which was a semi-independent duchy, where they were taken into the custody of Duke Francis II. Henry's mother, Lady Margaret Beaufort, was a great-granddaughter of John of Gaunt, uncle of King Richard II and father of King Henry IV. The Beauforts were originally bastards, but Richard II legitimised them through an Act of Parliament, a decision quickly modified by a royal decree of Henry IV ordering that their descendants were not eligible to inherit the throne. Henry Tudor, the only remaining Lancastrian noble with a trace of the royal bloodline, had a weak claim to the throne, and Edward regarded him as "a nobody". The Duke of Brittany, however, viewed Henry as a valuable tool to bargain for England's aid in conflicts with France, and kept the Tudors under his protection.
Edward IV died 12 years after Tewkesbury in April 1483. His 12-year-old elder son succeeded him as King Edward V; the younger son, nine-year-old Richard of Shrewsbury, was next in line to the throne. Edward V was too young to rule and a Royal Council was established to rule the country until the king's coming of age. Some among the council were worried when it became apparent that the relatives of Edward V's mother, Elizabeth Woodville, were plotting to use their control of the young king to dominate the council. Having offended many in their quest for wealth and power, the Woodville family was not popular. To frustrate the Woodvilles' ambitions, Lord Hastings and other members of the council turned to the new king's uncle—Richard, Duke of Gloucester, brother of Edward IV. The courtiers urged Gloucester to assume the role of Protector quickly, as had been previously requested by his now dead brother. On 29 April Gloucester, accompanied by a contingent of guards and Henry Stafford, 2nd Duke of Buckingham, took Edward V into custody and arrested several prominent members of the Woodville family. After bringing the young king to London, Gloucester had the Queen's brother Anthony Woodville, 2nd Earl Rivers, and her son by her first marriage Richard Grey executed, without trial, on charges of treason.
On 13 June Gloucester accused Hastings of plotting with the Woodvilles and had him beheaded. Nine days the Three Estate of the Realm, an informal Parliament declared the marriage between Edward IV and Elizabeth illegal, rendering their children illegitimate and disqualifying them from the throne. With his brother's children out of the way, he was next in the line of succession and was proclaimed King Richard III on 26 June. The timing and extrajudicial nature of the deeds done to obtain the throne for Richard won him no popularity, and rumours that spoke ill of the new king spread throughout England. After they were declared bastards, the two princes were confined in the Tower of London and never seen in public again.
In October 1483 a conspiracy emerged to displace him from the throne. The rebels were mostly loyalists to Edward IV, who saw Richard as a usurper. Their plans were coordinated by a Lancastrian, Henry's mother Lady Margaret, who was promoting her son as a candidate for the throne. The highest-ranking conspirator was Buckingham. No chronicles tell of the duke's motive in joining the plot, although historian Charles Ross proposes that Buckingham was trying to distance himself from a king who was becoming increasingly unpopular with the people. Michael Jones and Malcolm Underwood suggest that Margaret deceived Buckingham into thinking the rebels supported him to be king.
The plan was to stage uprisings within a short time in southern and western England, overwhelming Richard's forces. Buckingham would support the rebels by invading from Wales, while Henry came in by sea. Bad timing and weather wrecked the plot. An uprising in Kent started 10 days prematurely, alerting Richard to muster the royal army and take steps to put down the insurrections. Richard's spies informed him of Buckingham's activities, and the king's men captured and destroyed the bridges across the River Severn. When Buckingham and his army reached the river, they found it swollen and impossible to cross because of a violent storm that broke on 15 October. Buckingham was trapped and had no safe place to retreat; his Welsh enemies seized his home castle after he had set forth with his army. The duke abandoned his plans and fled to Wem, where he was betrayed by his servant and arrested by Richard's men. On 2 November he was executed. Henry had attempted a landing on 10 October (or 19 October), but his fleet was scattered by a storm. He reached the coast of England (at either Plymouth or Poole) and a group of soldiers hailed him to come ashore. They were, in fact, Richard's men, prepared to capture Henry once he set foot on English soil. Henry was not deceived and returned to Brittany, abandoning the invasion. Without Buckingham or Henry, the rebellion was easily crushed by Richard.
The survivors of the failed uprisings fled to Brittany, where they openly supported Henry's claim to the throne. At Christmas, Henry Tudor swore an oath in Rennes Cathedral to marry Edward IV's daughter, Elizabeth of York, to unite the warring houses of York and Lancaster. Henry's rising prominence made him a great threat to Richard, and the Yorkist king made several overtures to the Duke of Brittany to surrender the young Lancastrian. Francis refused, holding out for the possibility of better terms from Richard. In mid-1484 Francis was incapacitated by illness and while recuperating, his treasurer Pierre Landais took over the reins of government. Landais reached an agreement with Richard to send back Henry and his uncle in exchange for military and financial aid. John Morton, a bishop of Flanders, learned of the scheme and warned the Tudors, who fled to France. The French court allowed them to stay; the Tudors were useful pawns to ensure that Richard's England did not interfere with French plans to annex Brittany. On 16 March 1485 Richard's queen, Anne Neville, died, and rumours spread across the country that she was murdered to pave the way for Richard to marry his niece, Elizabeth. Later findings though, showed that Richard had entered into negotiations to marry Joanna of Portugal and to marry off Elizabeth to Manuel, Duke of Beja. The gossip must have upset Henry across the English Channel. The loss of Elizabeth's hand in marriage could unravel the alliance between Henry's supporters who were Lancastrians and those who were loyalists to Edward IV. Anxious to secure his bride, Henry recruited mercenaries formerly in French service to supplement his following of exiles and set sail from France on 1 August.
Factions
By the 15th century, English chivalric ideas of selfless service to the king had been corrupted. Armed forces were raised mostly through musters in individual estates; every able-bodied man had to respond to his lord's call to arms, and each noble had authority over his militia. Although a king could raise personal militia from his lands, he could muster a large army only through the support of his nobles. Richard, like his predecessors, had to win over these men by granting gifts and maintaining cordial relationships. Powerful nobles could demand greater incentives to remain on the liege's side or else they might turn against him. Three groups, each with its own agenda, stood on Bosworth Field: Richard III and his Yorkist army; his challenger, Henry Tudor, who championed the Lancastrian cause; and the fence-sitting Stanleys.
Yorkist
Small and slender, Richard III did not have the robust physique associated with many of his Plantagenet predecessors. However, he enjoyed very rough sports and activities that were considered manly. His performances on the battlefield impressed his brother greatly, and he became Edward's right-hand man. During the 1480s Richard defended the northern borders of England. In 1482, Edward charged him to lead an army into Scotland with the aim of replacing King James III with the Duke of Albany. Richard's army broke through the Scottish defences and occupied the capital, Edinburgh, but Albany decided to give up his claim to the throne in return for the post of Lieutenant General of Scotland. As well as obtaining a guarantee that the Scottish government would concede territories and diplomatic benefits to the English crown, Richard's campaign retook the town of Berwick-upon-Tweed, which the Scots had conquered in 1460. Edward was not satisfied by these gains, which, according to Ross, could have been greater if Richard had been resolute enough to capitalise on the situation while in control of Edinburgh. In her analysis of Richard's character, Christine Carpenter sees him as a soldier who was more used to taking orders than giving them. However, he was not averse to displaying his militaristic streak; on ascending the throne he made known his desire to lead a crusade against "not only the Turks, but all [his] foes".
Richard's most loyal subject was John Howard, 1st Duke of Norfolk. The duke had served Richard's brother for many years and had been one of Edward IV's closer confidants. He was a military veteran, having fought in the Battle of Towton in 1461 and served as Hastings' deputy at Calais in 1471. Ross speculates that he bore a grudge against Edward for depriving him of a fortune. Norfolk was due to inherit a share of the wealthy Mowbray estate on the death of eight-year-old Anne de Mowbray, the last of her family. However, Edward convinced Parliament to circumvent the law of inheritance and transfer the estate to his younger son, who was married to Anne. Consequently, Howard supported Richard III in deposing Edward's sons, for which he received the dukedom of Norfolk and his original share of the Mowbray estate.
Henry Percy, 4th Earl of Northumberland, also supported Richard's ascension to the throne of England. The Percys were loyal Lancastrians, but Edward IV eventually won the earl's allegiance. Northumberland had been captured and imprisoned by the Yorkists in 1461, losing his titles and estates; however, Edward released him eight years later and restored his earldom. From that time Northumberland served the Yorkist crown, helping to defend northern England and maintain its peace. Initially the earl had issues with Richard III as Edward groomed his brother to be the leading power of the north. Northumberland was mollified when he was promised he would be the Warden of the East March, a position that was formerly hereditary for the Percys. He served under Richard during the 1482 invasion of Scotland, and the allure of being in a position to dominate the north of England if Richard went south to assume the crown was his likely motivation for supporting Richard's bid for kingship. However, after becoming king, Richard began moulding his nephew, John de la Pole, 1st Earl of Lincoln, to manage the north, passing over Northumberland for the position. According to Carpenter, although the earl was amply compensated, he despaired of any possibility of advancement under Richard.
Lancastrians
Henry Tudor was unfamiliar with the arts of war and was a stranger to the land he was trying to conquer. He spent the first fourteen years of his life in Wales and the next fourteen in Brittany and France. Slender but strong and decisive, Henry lacked a penchant for battle and was not much of a warrior; chroniclers such as Polydore Vergil and ambassadors like Pedro de Ayala found him more interested in commerce and finance. Having not fought in any battles, Henry recruited several experienced veterans to command his armies.
John de Vere, 13th Earl of Oxford, was Henry's principal military commander. He was adept in the arts of war. At the Battle of Barnet, he commanded the Lancastrian right wing and routed the division opposing him. However, as a result of confusion over identities, Oxford's group came under friendly fire from the Lancastrian main force and retreated from the field. The earl fled abroad and continued his fight against the Yorkists, raiding shipping and eventually capturing the island fort of St Michael's Mount in 1473. He surrendered after receiving no aid or reinforcement, but in 1484 escaped from prison and joined Henry's court in France, bringing along his erstwhile gaoler Sir James Blount. Oxford's presence raised morale in Henry's camp and troubled Richard III.
Stanleys
In the early stages of the Wars of the Roses, the Stanleys of Cheshire had been predominantly Lancastrians. Sir William Stanley, however, was a staunch Yorkist supporter, fighting in the Battle of Blore Heath in 1459 and helping Hastings to put down uprisings against Edward IV in 1471. When Richard took the crown, Sir William showed no inclination to turn against the new king, refraining from joining Buckingham's rebellion, for which he was amply rewarded. Sir William's elder brother, Thomas Stanley, 2nd Baron Stanley, was not as steadfast. By 1485, he had served three kings, namely Henry VI, Edward IV, and Richard III. Lord Stanley's skilled political manoeuvrings—vacillating between opposing sides until it was clear who would be the winner—gained him high positions; he was Henry's chamberlain and Edward's steward. His non-committal stance, until the crucial point of a battle, earned him the loyalty of his men, who felt he would not needlessly send them to their deaths.
Lord Stanley's relations with the king's brother, the eventual Richard III, were not cordial. The two had conflicts that erupted into violence around March 1470. Furthermore, having taken Lady Margaret as his second wife in June 1472, Stanley was Henry Tudor's stepfather, a relationship which did nothing to win him Richard's favour. Despite these differences, Stanley did not join Buckingham's revolt in 1483. When Richard executed those conspirators who had been unable to flee England, he spared Lady Margaret. However, he declared her titles forfeit and transferred her estates to Stanley's name, to be held in trust for the Yorkist crown. Richard's act of mercy was calculated to reconcile him with Stanley, but it may have been to no avail—Carpenter has identified a further cause of friction in Richard's intention to reopen an old land dispute that involved Thomas Stanley and the Harrington family. Edward IV had ruled the case in favour of Stanley in 1473, but Richard planned to overturn his brother's ruling and give the wealthy estate to the Harringtons. Immediately before the Battle of Bosworth, being wary of Stanley, Richard took his son, Lord Strange, as hostage to discourage him from joining Henry.
Crossing the English Channel and through Wales
Henry's initial force consisted of the English and Welsh exiles who had gathered around Henry, combined with a contingent of mercenaries put at his disposal by Charles VIII of France. The history of Scottish author John Major (published in 1521) claims that Charles had granted Henry 5,000 men, of whom 1,000 were Scots, headed by Sir Alexander Bruce. No mention of Scottish soldiers was made by subsequent English historians.
Henry's crossing of the English Channel in 1485 was without incident. Thirty ships sailed from Harfleur on 1 August and, with fair winds behind them, landed in his native Wales, at Mill Bay (near Dale) on the north side of Milford Haven on 7 August, easily capturing nearby Dale Castle. Henry received a muted response from the local population. No joyous welcome awaited him on shore, and at first few individual Welshmen joined his army as it marched inland. Historian Geoffrey Elton suggests only Henry's ardent supporters felt pride over his Welsh blood. His arrival had been hailed by contemporary Welsh bards such as Dafydd Ddu and Gruffydd ap Dafydd as the true prince and "the youth of Brittany defeating the Saxons" in order to bring their country back to glory. When Henry moved to Haverfordwest, the county town of Pembrokeshire, Richard's lieutenant in South Wales, Sir Walter Herbert, failed to move against Henry, and two of his officers, Richard Griffith and Evan Morgan, deserted to Henry with their men.
The most important defector to Henry in this early stage of the campaign was probably Rhys ap Thomas, who was the leading figure in West Wales. Richard had appointed Rhys Lieutenant in West Wales for his refusal to join Buckingham's rebellion, asking that he surrender his son Gruffydd ap Rhys ap Thomas as surety, although by some accounts Rhys had managed to evade this condition. However, Henry successfully courted Rhys, offering the lieutenancy of all Wales in exchange for his fealty. Henry marched via Aberystwyth while Rhys followed a more southerly route, recruiting a force of Welshmen en route, variously estimated at 500 or 2,000 men, to swell Henry's army when they reunited at Cefn Digoll, Welshpool. By 15 or 16 August, Henry and his men had crossed the English border, making for the town of Shrewsbury.
Shrewsbury: the gateway to England
Since 22 June Richard had been aware of Henry's impending invasion, and had ordered his lords to maintain a high level of readiness. News of Henry's landing reached Richard on 11 August, but it took three to four days for his messengers to notify his lords of their king's mobilisation. On 16 August, the Yorkist army started to gather; Norfolk set off for Leicester, the assembly point, that night. The city of York, a historical stronghold of Richard's family, asked the king for instructions, and receiving a reply three days later sent 80 men to join the king. Simultaneously Northumberland, whose northern territory was the most distant from the capital, had gathered his men and ridden to Leicester.
Although London was his goal, Henry did not move directly towards the city. After resting in Shrewsbury, his forces went eastwards and picked up Sir Gilbert Talbot and other English allies, including deserters from Richard's forces. Although its size had increased substantially since the landing, Henry's army was still considerably outnumbered by Richard's forces. Henry's pace through Staffordshire was slow, delaying the confrontation with Richard so that he could gather more recruits to his cause. Henry had been communicating on friendly terms with the Stanleys for some time before setting foot in England, and the Stanleys had mobilised their forces on hearing of Henry's landing. They ranged themselves ahead of Henry's march through the English countryside, meeting twice in secret with Henry as he moved through Staffordshire. At the second of these, at Atherstone in Warwickshire, they conferred "in what sort to arraign battle with King Richard, whom they heard to be not far off". On 21 August, the Stanleys were making camp on the slopes of a hill north of Dadlington, while Henry encamped his army at White Moors to the northwest of their camp.
On 20 August, Richard rode from Nottingham to Leicester, joining Norfolk. He spent the night at the Blue Boar inn (demolished 1836). Northumberland arrived the following day. The royal army proceeded westwards to intercept Henry's march on London. Passing Sutton Cheney, Richard moved his army towards Ambion Hill—which he thought would be of tactical value—and made camp on it. Richard's sleep was not peaceful and, according to the Croyland Chronicle, in the morning his face was "more livid and ghastly than usual".
Engagement
The Yorkist army, variously estimated at between 7,500 and 12,000 men, deployed on the hilltop along the ridgeline from west to east. Norfolk's force (or "battle" in the parlance of the time) of spearmen stood on the right flank, protecting the cannon and about 1,200 archers. Richard's group, comprising 3,000 infantry, formed the centre. Northumberland's men guarded the left flank; he had approximately 4,000 men, many of them mounted. Standing on the hilltop, Richard had a wide, unobstructed view of the area. He could see the Stanleys and their 4,000–6,000 men holding positions on and around Dadlington Hill, while to the southwest was Henry's army.
Henry's force has been variously estimated at between 5,000 and 8,000 men, his original landing force of exiles and mercenaries having been augmented by the recruits gathered in Wales and the English border counties (in the latter area probably mustered chiefly by the Talbot interest), and by deserters from Richard's army. Historian John Mackie believes that 1,800 French mercenaries, led by Philibert de Chandée, formed the core of Henry's army. John Mair, writing thirty-five years after the battle, claimed that this force contained a significant Scottish component, and this claim is accepted by some modern writers, but Mackie reasons that the French would not have released their elite Scottish knights and archers, and concludes that there were probably few Scottish troops in the army, although he accepts the presence of captains like Bernard Stewart, Lord of Aubigny.
In their interpretations of the vague mentions of the battle in the old text, historians placed areas near the foot of Ambion Hill as likely regions where the two armies clashed, and thought up possible scenarios of the engagement. In their recreations of the battle, Henry started by moving his army towards Ambion Hill where Richard and his men stood. As Henry's army advanced past the marsh at the southwestern foot of the hill, Richard sent a message to Stanley, threatening to execute his son, Lord Strange, if Stanley did not join the attack on Henry immediately. Stanley replied that he had other sons. Incensed, Richard gave the order to behead Strange but his officers temporised, saying that battle was imminent, and it would be more convenient to carry out the execution afterwards. Henry had also sent messengers to Stanley asking him to declare his allegiance. The reply was evasive—the Stanleys would "naturally" come, after Henry had given orders to his army and arranged them for battle. Henry had no choice but to confront Richard's forces alone.
Well aware of his own military inexperience, Henry handed command of his army to Oxford and retired to the rear with his bodyguards. Oxford, seeing the vast line of Richard's army strung along the ridgeline, decided to keep his men together instead of splitting them into the traditional three battles: vanguard, centre, and rearguard. He ordered the troops to stray no further than from their banners, fearing that they would become enveloped. Individual groups clumped together, forming a single large mass flanked by horsemen on the wings.
The Lancastrians were harassed by Richard's cannon as they manoeuvred around the marsh, seeking firmer ground. Once Oxford and his men were clear of the marsh, Norfolk's battle and several contingents of Richard's group, under the command of Sir Robert Brackenbury, started to advance. Hails of arrows showered both sides as they closed. Oxford's men proved the steadier in the ensuing hand-to-hand combat; they held their ground and several of Norfolk's men fled the field. Norfolk lost one of his senior officers, Walter Devereux, in this early clash.
Recognising that his force was at a disadvantage, Richard signalled for Northumberland to assist but Northumberland's group showed no signs of movement. Historians, such as Horrox and Pugh, believe Northumberland chose not to aid his king for personal reasons. Ross doubts the aspersions cast on Northumberland's loyalty, suggesting instead that Ambion Hill's narrow ridge hindered him from joining the battle. The earl would have had to either go through his allies or execute a wide flanking move—near impossible to perform given the standard of drill at the time—to engage Oxford's men.
At this juncture Richard saw Henry at some distance behind his main force. Seeing this, Richard decided to end the fight quickly by killing the enemy commander. He led a charge of mounted men around the melee and tore into Henry's group; several accounts state that Richard's force numbered 800–1000 knights, but Ross says it was more likely that Richard was accompanied only by his household men and closest friends. Richard killed Henry's standard-bearer Sir William Brandon in the initial charge and unhorsed burly John Cheyne, Edward IV's former standard-bearer, with a blow to the head from his broken lance. French mercenaries in Henry's retinue related how the attack had caught them off guard and that Henry sought protection by dismounting and concealing himself among them to present less of a target. Henry made no attempt to engage in combat himself.
Oxford had left a small reserve of pike-equipped men with Henry. They slowed the pace of Richard's mounted charge, and bought Tudor some critical time. The remainder of Henry's bodyguards surrounded their master, and succeeded in keeping him away from the Yorkist king. Meanwhile, seeing Richard embroiled with Henry's men and separated from his main force, William Stanley made his move and rode to the aid of Henry. Now outnumbered, Richard's group was surrounded and gradually pressed back. Richard's force was driven several hundred yards away from Tudor, near to the edge of a marsh, into which the king's horse toppled. Richard, now unhorsed, gathered himself and rallied his dwindling followers, supposedly refusing to retreat: "God forbid that I retreat one step. I will either win the battle as a king, or die as one." In the fighting Richard's banner man—Sir Percival Thirlwall—lost his legs, but held the Yorkist banner aloft until he was killed. It is likely that James Harrington also died in the charge. The king's trusted advisor Richard Ratcliffe was also slain.
Polydore Vergil, Henry Tudor's official historian, recorded that "King Richard, alone, was killed fighting manfully in the thickest press of his enemies". Richard had come within a sword's length of Henry Tudor before being surrounded by William Stanley's men and killed. The Burgundian chronicler Jean Molinet says that a Welshman struck the death-blow with a halberd while Richard's horse was stuck in the marshy ground. It was said that the blows were so violent that the king's helmet was driven into his skull. The contemporary Welsh poet Guto'r Glyn implies the leading Welsh Lancastrian Rhys ap Thomas, or one of his men, killed the king, writing that he ("Killed the boar, shaved his head"). Analysis of King Richard's skeletal remains found 11 wounds, nine of them to the head; a blade consistent with a halberd had sliced off part of the rear of Richard's skull, suggesting he had lost his helmet.
Richard's forces disintegrated as news of his death spread. Northumberland and his men fled north on seeing the king's fate, and Norfolk was killed by the knight Sir John Savage in single combat according to the Ballad of Lady Bessy.
After the battle
Although he claimed fourth-generation, maternal Lancastrian descendancy, Henry seized the crown by right of conquest. After the battle, Richard's circlet is said to have been found and brought to Henry, who was proclaimed king at the top of Crown Hill, near the village of Stoke Golding. According to Vergil, Henry's official historian, Lord Stanley found the circlet. Historians Stanley Chrimes and Sydney Anglo dismiss the legend of the circlet's finding in a hawthorn bush; none of the contemporary sources reported such an event. Ross, however, does not ignore the legend. He argues that the hawthorn bush would not be part of Henry's coat of arms if it did not have a strong relationship to his ascendance. Baldwin points out that a hawthorn bush motif was already used by the House of Lancaster, and Henry merely added the crown.
In Vergil's chronicle, 100 of Henry's men, compared to 1,000 of Richard's, died in this battle—a ratio Chrimes believes to be an exaggeration. The bodies of the fallen were brought to St James Church at Dadlington for burial. However, Henry denied any immediate rest for Richard; instead the last Yorkist king's corpse was stripped naked and strapped across a horse. His body was brought to Leicester and openly exhibited to prove that he was dead. Early accounts suggest that this was in the major Lancastrian collegiate foundation, the Church of the Annunciation of Our Lady of the Newarke. After two days, the corpse was interred in a plain tomb, within the church of the Greyfriars. The church was demolished following the friary's dissolution in 1538, and the location of Richard's tomb was long uncertain.
On 12 September 2012, archaeologists announced the discovery of a buried skeleton with spinal abnormalities and head injuries under a car park in Leicester, and their suspicions that it was Richard III. On 4 February 2013, it was announced that DNA testing had convinced Leicester University scientists and researchers "beyond reasonable doubt" that the remains were those of King Richard. On 26 March 2015, these remains were ceremonially buried in Leicester Cathedral. Richard's tomb was unveiled on the following day.
Henry dismissed the mercenaries in his force, retaining only a small core of local soldiers to form a "Yeomen of his Garde", and proceeded to establish his rule of England. Parliament reversed his attainder and recorded Richard's kingship as illegal, although the Yorkist king's reign remained officially in the annals of England history. The proclamation of Edward IV's children as illegitimate was also reversed, restoring Elizabeth's status to a royal princess. The marriage of Elizabeth, the heiress to the House of York, to Henry, the master of the House of Lancaster, marked the end of the feud between the two houses and the start of the Tudor dynasty. The royal matrimony, however, was delayed until Henry was crowned king and had established his claim on the throne firmly enough to preclude that of Elizabeth and her kin. Henry further convinced Parliament to backdate his reign to the day before the battle, enabling him retrospectively to declare as traitors those who had fought against him at Bosworth Field. Northumberland, who had remained inactive during the battle, was imprisoned but later released and reinstated to pacify the north in Henry's name. The purge of those who fought for Richard occupied Henry's first two years of rule, although later he proved prepared to accept those who submitted to him regardless of their former allegiances.
Of his supporters, Henry rewarded the Stanleys the most generously. Aside from making William his chamberlain, he bestowed the earldom of Derby upon Lord Stanley along with grants and offices in other estates. Henry rewarded Oxford by restoring to him the lands and titles confiscated by the Yorkists and appointing him as Constable of the Tower and admiral of England, Ireland, and Aquitaine. For his kin, Henry created Jasper Tudor the Duke of Bedford. He returned to his mother the lands and grants stripped from her by Richard, and proved to be a filial son, granting her a place of honour in the palace and faithfully attending to her throughout his reign. Parliament's declaration of Margaret as femme sole effectively empowered her; she no longer needed to manage her estates through Stanley. Elton points out that despite his initial largesse, Henry's supporters at Bosworth would enjoy his special favour for only the short term; in later years, he would instead promote those who best served his interests.
Like the kings before him, Henry faced dissenters. The first open revolt occurred two years after Bosworth Field; Lambert Simnel claimed to be Edward Plantagenet, 17th Earl of Warwick, who was Edward IV's nephew. The Earl of Lincoln backed him for the throne and led rebel forces in the name of the House of York. The rebel army fended off several attacks by Northumberland's forces, before engaging Henry's army at the Battle of Stoke Field on 16 June 1487. Oxford and Bedford led Henry's men, including several former supporters of Richard III. Henry won this battle easily, but other malcontents and conspiracies would follow. A rebellion in 1489 started with Northumberland's murder; military historian Michael C. C. Adams says that the author of a note, which was left next to Northumberland's body, blamed the earl for Richard's death.
Legacy and historical significance
Contemporary accounts of the Battle of Bosworth can be found in four main sources, one of which is the English Croyland Chronicle, written by a senior Yorkist chronicler who relied on second-hand information from nobles and soldiers. The other accounts were written by foreigners—Vergil, Jean Molinet, and Diego de Valera. Whereas Molinet was sympathetic to Richard, Vergil was in Henry's service and drew information from the king and his subjects to portray them in a good light. Diego de Valera, whose information Ross regards as unreliable, compiled his work from letters of Spanish merchants. However, other historians have used Valera's work to deduce possibly valuable insights not readily evident in other sources. Ross finds the poem, The Ballad of Bosworth Field, a useful source to ascertain certain details of the battle. The multitude of different accounts, mostly based on second- or third-hand information, has proved an obstacle to historians as they try to reconstruct the battle. Their common complaint is that, except for its outcome, very few details of the battle are found in the chronicles. According to historian Michael Hicks, the Battle of Bosworth is one of the worst-recorded clashes of the Wars of the Roses.
Historical depictions and interpretations
Henry tried to present his victory as a new beginning for the country; he hired chroniclers to portray his reign as a "modern age" with its dawn in 1485. Hicks states that the works of Vergil and the blind historian Bernard André, promoted by subsequent Tudor administrations, became the authoritative sources for writers for the next four hundred years. As such, Tudor literature paints a flattering picture of Henry's reign, depicting the Battle of Bosworth as the final clash of the civil war and downplaying the subsequent uprisings. For England the Middle Ages ended in 1485, and English Heritage claims that other than William the Conqueror's successful invasion of 1066, no other year holds more significance in English history. By portraying Richard as a hunchbacked tyrant who usurped the throne by killing his nephews, the Tudor historians attached a sense of myth to the battle: it became an epic clash between good and evil with a satisfying moral outcome. According to Reader Colin Burrow, André was so overwhelmed by the historic significance of the battle that he represented it with a blank page in his Henry VII (1502). For Professor Peter Saccio, the battle was indeed a unique clash in the annals of English history, because "the victory was determined, not by those who fought, but by those who delayed fighting until they were sure of being on the winning side."
Historians such as Adams and Horrox believe that Richard lost the battle not for any mythic reasons, but because of morale and loyalty problems in his army. Most of the common soldiers found it difficult to fight for a liege whom they distrusted, and some lords believed that their situation might improve if Richard were dethroned. According to Adams, against such duplicities Richard's desperate charge was the only knightly behaviour on the field. As fellow historian Michael Bennet puts it, the attack was "the swan-song of [mediaeval] English chivalry". Adams believes this view was shared at the time by the printer William Caxton, who enjoyed sponsorship from Edward IV and Richard III. Nine days after the battle, Caxton published Thomas Malory's story about chivalry and death by betrayal—Le Morte d'Arthur—seemingly as a response to the circumstances of Richard's death.
Elton does not believe Bosworth Field has any true significance, pointing out that the 20th-century English public largely ignored the battle until its quincentennial celebration. In his view, the dearth of specific information about the battle—no-one even knows exactly where it took place—demonstrates its insignificance to English society. Elton considers the battle as just one part of Henry's struggles to establish his reign, underscoring his point by noting that the young king had to spend ten more years pacifying factions and rebellions to secure his throne.
Mackie asserts that, in hindsight, Bosworth Field is notable as the decisive battle that established a dynasty which would rule unchallenged over England for more than a hundred years. Mackie notes that contemporary historians of that time, wary of the three royal successions during the long Wars of the Roses, considered Bosworth Field just another in a lengthy series of such battles. It was through the works and efforts of Francis Bacon and his successors that the public started to believe the battle had decided their futures by bringing about "the fall of a tyrant".
Shakespearean dramatisation
William Shakespeare gives prominence to the Battle of Bosworth in his play, Richard III. It is the "one big battle"; no other fighting scene distracts the audience from this action, represented by a one-on-one sword fight between Henry Tudor and Richard III. Shakespeare uses their duel to bring a climactic end to the play and the Wars of the Roses; he also uses it to champion morality, portraying the "unequivocal triumph of good over evil". Richard, the villainous lead character, has been built up in the battles of Shakespeare's earlier play, Henry VI, Part 3, as a "formidable swordsman and a courageous military leader"—in contrast to the dastardly means by which he becomes king in Richard III. Although the Battle of Bosworth has only five sentences to direct it, three scenes and more than four hundred lines precede the action, developing the background and motivations for the characters in anticipation of the battle.
Shakespeare's account of the battle was mostly based on chroniclers Edward Hall's and Raphael Holinshed's dramatic versions of history, which were sourced from Vergil's chronicle. However, Shakespeare's attitude towards Richard was shaped by scholar Thomas More, whose writings displayed extreme bias against the Yorkist king. The result of these influences is a script that vilifies the king, and Shakespeare had few qualms about departing from history to incite drama. Margaret of Anjou died in 1482, but Shakespeare had her speak to Richard's mother before the battle to foreshadow Richard's fate and fulfill the prophecy she had given in Henry VI. Shakespeare exaggerated the cause of Richard's restless night before the battle, imagining it as a haunting by the ghosts of those whom the king had murdered, including Buckingham. Richard is portrayed as suffering a pang of conscience, but as he speaks he regains his confidence and asserts that he will be evil, if such needed to retain his crown.
The fight between the two armies is simulated by rowdy noises made off-stage (alarums or alarms) while actors walk on-stage, deliver their lines, and exit. To build anticipation for the duel, Shakespeare requests more alarums after Richard's councillor, William Catesby, announces that the king is "[enacting] more wonders than a man". Richard punctuates his entrance with the classic line, "A horse, a horse! My kingdom for a horse!" He refuses to withdraw, continuing to seek to slay Henry's doubles until he has killed his nemesis. There is no documentary evidence that Henry had five decoys at Bosworth Field; the idea was Shakespeare's invention. He drew inspiration from Henry IV's use of them at the Battle of Shrewsbury (1403) to amplify the perception of Richard's courage on the battlefield. Similarly, the single combat between Henry and Richard is Shakespeare's creation. The True Tragedy of Richard III, by an unknown playwright, earlier than Shakespeare's, has no signs of staging such an encounter: its stage directions give no hint of visible combat.
Despite the dramatic licences taken, Shakespeare's version of the Battle of Bosworth was the model of the event for English textbooks for many years during the 18th and 19th centuries. This glamorised version of history, promulgated in books and paintings and played out on stages across the country, perturbed humorist Gilbert Abbott à Beckett. He voiced his criticism in the form of a poem, equating the romantic view of the battle to watching a "fifth-rate production of Richard III": shabbily costumed actors fight the Battle of Bosworth on-stage while those with lesser roles lounge at the back, showing no interest in the proceedings.
In Laurence Olivier's 1955 film adaptation of Richard III, the Battle of Bosworth is represented not by a single duel but a general melee that became the film's most recognised scene and a regular screening at Bosworth Battlefield Heritage Centre. The film depicts the clash between the Yorkist and Lancastrian armies on an open field, focusing on individual characters amidst the savagery of hand-to-hand fighting, and received accolades for the realism portrayed. One reviewer for The Manchester Guardian newspaper, however, was not impressed, finding the number of combatants too sparse for the wide plains and a lack of subtlety in Richard's death scene. The means by which Richard is shown to prepare his army for the battle also earned acclaim. As Richard speaks to his men and draws his plans in the sand using his sword, his units appear on-screen, arraying themselves according to the lines that Richard had drawn. Intimately woven together, the combination of pictorial and narrative elements effectively turns Richard into a storyteller, who acts out the plot he has constructed. Shakespearian critic Herbert Coursen extends that imagery: Richard sets himself up as a creator of men, but dies amongst the savagery of his creations. Coursen finds the depiction a contrast to that of Henry V and his "band of brothers".
The adaptation of the setting for Richard III to a 1930s fascist England in Ian McKellen's 1995 film, however, did not sit well with historians. Adams posits that the original Shakespearian setting for Richard's fate at Bosworth teaches the moral of facing one's fate, no matter how unjust it is, "nobly and with dignity". By overshadowing the dramatic teaching with special effects, McKellen's film reduces its version of the battle to a pyrotechnic spectacle about the death of a one-dimensional villain. Coursen agrees that, in this version, the battle and Richard's end are trite and underwhelming.
Battlefield location
The site of the battle is deemed by Leicestershire County Council to be in the vicinity of the town of Market Bosworth. The council engaged historian Daniel Williams to research the battle, and in 1974 his findings were used to build the Bosworth Battlefield Heritage Centre and the presentation it houses. Williams's interpretation, however, has since been questioned. Sparked by the battle's quincentenary celebration in 1985, a dispute among historians has led many to doubt the accuracy of Williams's theory. In particular, geological surveys conducted from 2003 to 2009 by the Battlefields Trust, a charitable organisation that protects and studies old English battlefields, show that the southern and eastern flanks of Ambion Hill were solid ground in the 15th century, contrary to Williams's claim that it was a large area of marshland. Landscape archaeologist Glenn Foard, leader of the survey, said the collected soil samples and finds of medieval military equipment suggest that the battle took place southwest of Ambion Hill (52°34′41″N 1°26′02″W), contrary to the popular belief that it was fought near the foot of the hill.
Historians' theories
English Heritage argues that the battle was named after Market Bosworth because the town was then the nearest significant settlement to the battlefield. As explored by Professor Philip Morgan, a battle might initially not be named specifically at all. As time passes, writers of administrative and historical records find it necessary to identify a notable battle, ascribing it a name that is usually toponymical in nature and sourced from combatants or observers. This name then becomes accepted by society and without question. Early records associated the Battle of Bosworth with "Brownehethe", "bellum Miravallenses", "Sandeford" and "Dadlyngton field". The earliest record, a municipal memorandum of 23 August 1485 from York, locates the battle "on the field of Redemore". This is corroborated by a 1485–86 letter that mentions "Redesmore" as its site. According to the historian, Peter Foss, records did not associate the battle with "Bosworth" until 1510.
Foss is named by English Heritage as the principal advocate for "Redemore" as the battle site. He suggests the name is derived from "Hreod Mor", an Anglo-Saxon phrase that means "reedy marshland". Basing his opinion on 13th- and 16th-century church records, he believes "Redemore" was an area of wetland that lay between Ambion Hill and the village of Dadlington, and was close to the Fenn Lanes, a Roman road running east to west across the region. Foard believes this road to be the most probable route that both armies took to reach the battlefield. Williams dismisses the notion of "Redmore" as a specific location, saying that the term refers to a large area of reddish soil; Foss argues that Williams's sources are local stories and flawed interpretations of records. Moreover, he proposes that Williams was influenced by William Hutton's 1788 The Battle of Bosworth-Field, which Foss blames for introducing the notion that the battle was fought west of Ambion Hill on the north side of the River Sence. Hutton, as Foss suggests, misinterpreted a passage from his source, Raphael Holinshed's 1577 Chronicle. Holinshed wrote, "King Richard pitched his field on a hill called Anne Beame, refreshed his soldiers and took his rest." Foss believes that Hutton mistook "field" to mean "field of battle", thus creating the idea that the fight took place on Anne Beame (Ambion) Hill. To "[pitch] his field", as Foss clarifies, was a period expression for setting up a camp.
Foss brings further evidence for his "Redemore" theory by quoting Edward Hall's 1550 Chronicle. Hall stated that Richard's army stepped onto a plain after breaking camp the next day. Furthermore, historian William Burton, author of Description of Leicestershire (1622), wrote that the battle was "fought in a large, flat, plaine, and spacious ground, three miles [5 km] distant from [Bosworth], between the Towne of Shenton, Sutton [Cheney], Dadlington and Stoke [Golding]". In Foss's opinion both sources are describing an area of flat ground north of Dadlington.
Physical site
English Heritage, responsible for managing England's historic sites, used both theories to designate the site for Bosworth Field. Without preference for either theory, they constructed a single continuous battlefield boundary that encompasses the locations proposed by both Williams and Foss. The region has experienced extensive changes over the years, starting after the battle. Holinshed stated in his chronicle that he found firm ground where he expected the marsh to be, and Burton confirmed that by the end of the 16th century, areas of the battlefield were enclosed and had been improved to make them agriculturally productive. Trees were planted on the south side of Ambion Hill, forming Ambion Wood. In the 18th and 19th centuries, the Ashby Canal carved through the land west and south-west of Ambion Hill. Winding alongside the canal at a distance, the Ashby and Nuneaton Joint Railway crossed the area on an embankment. The changes to the landscape were so extensive that when Hutton revisited the region in 1807 after an earlier 1788 visit, he could not readily find his way around.
Bosworth Battlefield Heritage Centre was built on Ambion Hill, near Richard's Well. According to legend, Richard III drank from one of the several springs in the region on the day of the battle. In 1788, a local pointed out one of the springs to Hutton as the one mentioned in the legend. A stone structure was later built over the location. The inscription on the well reads:
Northwest of Ambion Hill, just across the northern tributary of the , a flag and memorial stone mark Richard's Field. Erected in 1973, the site was selected on the basis of Williams's theory. St James's Church at Dadlington is the only structure in the area that is reliably associated with the Battle of Bosworth; the bodies of those killed in the battle were buried there.
Rediscovered battlefield and possible battle scenario
The very extensive survey carried out (2005–2009) by the Battlefields Trust headed by Glenn Foard led eventually to the discovery of the real location of the core battlefield. This lies about a kilometre further west of the location suggested by Peter Foss. It is in what was at the time of the battle an area of marginal land at the meeting of several township boundaries. There was a cluster of field names suggesting the presence of marshland and heath. Thirty four lead round shot were discovered as a result of systematic metal detecting (more than the total found previously on all other C15th European battlefields), as well as other significant finds, including a small silver gilt badge depicting a boar. Experts believe that the boar badge could indicate the actual site of Richard III's death, since this high-status badge depicting his personal emblem was probably worn by a member of his close retinue.
A new interpretation of the battle now integrates the historic accounts with the battlefield finds and landscape history. The new site lies either side of the Fenn Lanes Roman road, close to Fenn Lane Farm and is some three kilometres to the southwest of Ambion Hill.
Based on the round shot scatter, the likely size of Richard III's army, and the topography, Glenn Foard and Anne Curry think that Richard may have lined up his forces on a slight ridge which lies just east of Fox Covert Lane and behind a postulated medieval marsh. Richard's vanguard commanded by the Duke of Norfolk was on the right (north) side of Richard's battle line, with the Earl of Northumberland on Richard's left (south) side.
Tudor's forces approached along the line of the Roman road and lined up to the west of the present day Fenn Lane Farm, having marched from the vicinity of Merevale in Warwickshire.
Historic England have re-defined the boundaries of the registered Bosworth Battlefield to incorporate the newly identified site. There are hopes that public access to the site will be possible in the future.
References
Citations
General sources
Books
Jones, Michael. Bosworth 1485: Psychology of a Battle (2014),
Periodicals
Online sources
External links
Bosworth Battlefield Heritage Centre and Country Park: website for the museum, contains information and photos about the current state of the battlefield
Richard III Society : history society, which contains photos and articles that present several competing theories about the location of the battle
Bosworth Field – The Battle of 1485: on website The History Notes
1485 in England
Bosworth 1485
Conflicts in 1485
Military history of Leicestershire
Registered historic battlefields in England
Tourist attractions in Leicestershire |
3794 | https://en.wikipedia.org/wiki/Brassicaceae | Brassicaceae | Brassicaceae () or (the older) Cruciferae () is a medium-sized and economically important family of flowering plants commonly known as the mustards, the crucifers, or the cabbage family. Most are herbaceous plants, while some are shrubs. The leaves are simple (although are sometimes deeply incised), lack stipules, and appear alternately on stems or in rosettes. The inflorescences are terminal and lack bracts. The flowers have four free sepals, four free alternating petals, two shorter free stamens and four longer free stamens. The fruit has seeds in rows, divided by a thin wall (or septum).
The family contains 372 genera and 4,060 accepted species. The largest genera are Draba (440 species), Erysimum (261 species), Lepidium (234 species), Cardamine (233 species), and Alyssum (207 species).
The family contains the cruciferous vegetables, including species such as Brassica oleracea (cultivated as cabbage, kale, cauliflower, broccoli and collards), Brassica rapa (turnip, Chinese cabbage, etc.), Brassica napus (rapeseed, etc.), Raphanus sativus (common radish), Armoracia rusticana (horseradish), but also a cut-flower Matthiola (stock) and the model organism Arabidopsis thaliana (thale cress).
Pieris rapae and other butterflies of the family Pieridae are some of the best-known pests of Brassicaceae species planted as commercial crops. Trichoplusia ni (cabbage looper) moth is also becoming increasingly problematic for crucifers due to its resistance to commonly used pest control methods. Some rarer Pieris butterflies, such as P. virginiensis, depend upon native mustards for their survival in their native habitats. Some non-native mustards such as Alliaria petiolata (garlic mustard), an extremely invasive species in the United States, can be toxic to their larvae.
Description
Species belonging to the Brassicaceae are mostly annual, biennial, or perennial herbaceous plants, some are dwarf shrubs or shrubs, and very few vines. Although generally terrestrial, a few species such as water awlwort live submerged in fresh water. They may have a taproot or a sometimes woody caudex that may have few or many branches, some have thin or tuberous rhizomes, or rarely develop runners. Few species have multi-cellular glands. Hairs consist of one cell and occur in many forms: from simple to forked, star-, tree- or T-shaped, rarely taking the form of a shield or scale. They are never topped by a gland. The stems may be upright, rise up towards the tip, or lie flat, are mostly herbaceous but sometimes woody. Stems carry leaves or the stems may be leafless (in Caulanthus), and some species lack stems altogether. The leaves do not have stipules, but there may be a pair of glands at base of leaf stalks and flower stalks. The leaf may be seated or have a leafstalk. The leaf blade is usually simple, entire or dissected, rarely trifoliolate or pinnately compound. A leaf rosette at the base may be present or absent. The leaves along the stem are almost always alternately arranged, rarely apparently opposite. The stomata are of the anisocytic type. The genome size of Brassicaceae compared to that of other Angiosperm families is very small to small (less than 3.425 million base pairs per cell), varying from 150 Mbp in Arabidopsis thaliana and Sphaerocardamum spp., to 2375 Mbp Bunias orientalis. The number of homologous chromosome sets varies from four (n=4) in some Physaria and Stenopetalum species, five (n=5) in other Physaria and Stenopetalum species, Arabidopsis thaliana and a Mathiola species, to seventeen (n=17). About 35% of the species in which chromosomes have been counted have eight sets (n=8). Due to polyploidy, some species may have up to 256 individual chromosomes, with some very high counts in the North American species of Cardamine, such as C. diphylla. Hybridisation is not unusual in Brassicaceae, especially in Arabis, Rorippa, Cardamine and Boechera. Hybridisation between species originating in Africa and California, and subsequent polyploidisation is surmised for Lepidium species native to Australia and New Zealand.
Inflorescence and flower
Flowers may be arranged in racemes, panicles, or corymbs, with pedicels sometimes in the axil of a bract, and few species have flowers that sit individually on flower stems that spring from the axils of rosette leaves. The orientation of the pedicels when fruits are ripe varies dependent on the species. The flowers are bisexual, star symmetrical (zygomorphic in Iberis and Teesdalia) and the ovary positioned above the other floral parts. Each flower has four free or seldom merged sepals, the lateral two sometimes with a shallow spur, which are mostly shed after flowering, rarely persistent, may be reflexed, spreading, ascending, or erect, together forming a tube-, bell- or urn-shaped calyx. Each flower has four petals, set alternating with the sepals, although in some species these are rudimentary or absent. They may be differentiated into a blade and a claw or not, and consistently lack basal appendages. The blade is entire or has an indent at the tip, and may sometimes be much smaller than the claws. The mostly six stamens are set in two whorls: usually the two lateral, outer ones are shorter than the four inner stamens, but very rarely the stamens can all have the same length, and very rarely species have different numbers of stamens such as sixteen to twenty four in Megacarpaea, four in Cardamine hirsuta, and two in Coronopus. The filaments are slender and not fused, while the anthers consist of two pollen producing cavities, and open with longitudinal slits. The pollen grains are tricolpate. The receptacle carries a variable number of nectaries, but these are always present opposite the base of the lateral stamens.
Ovary, fruit and seed
There is one superior pistil that consists of two carpels that may either sit directly above the base of the stamens or on a stalk. It initially consists of only one cavity but during its further development a thin wall grows that divides the cavity, both placentas and separates the two valves (a so-called false septum). Rarely, there is only one cavity without a septum. The 2–600 ovules are usually along the side margin of the carpels, or rarely at the top. Fruits are capsules that open with two valves, usually towards the top. These are called silique if at least three times longer than wide, or silicle if the length is less than three times the width. The fruit is very variable in its other traits. There may be one persistent style that connects the ovary to the globular or conical stigma, which is undivided or has two spreading or connivent lobes. The variously shaped seeds are usually yellow or brown in color, and arranged in one or two rows in each cavity. The seed leaves are entire or have a notch at the tip. The seed does not contain endosperm.
Differences with similar families
Brassicaceae have a bisymmetrical corolla (left is mirrored by right, stem-side by out-side, but each quarter is not symmetrical), a septum dividing the fruit, lack stipules and have simple (although sometimes deeply incised) leaves. The sister family Cleomaceae has bilateral symmetrical corollas (left is mirrored by right, but stem-side is different from out-side), stipules and mostly palmately divided leaves, and mostly no septum. Capparaceae generally have a gynophore, sometimes an androgynophore, and a variable number of stamens.
Phytochemistry
Almost all Brassicaceae have C3 carbon fixation. The only exceptions are a few Moricandia species, which have a hybrid system between C3 and C4 carbon fixation, C4 fixation being more efficient in drought, high temperature and low nitrate availability. Brassicaceae contain different cocktails of dozens of glucosinolates. They also contain enzymes called myrosinases, that convert the glucosinolates into isothiocyanates, thiocyanates and nitriles, which are toxic to many organisms, and so help guard against herbivory.
Taxonomy
Carl Linnaeus in 1753 regarded the Brassicaceae as a natural group, naming them "Klass" Tetradynamia. Alfred Barton Rendle placed the family in the order Rhoeadales, while George Bentham and Joseph Dalton Hooker in their system published from 1862 to 1883, assigned it to their cohort Parietales (now the class Violales). Following Bentham and Hooker, John Hutchinson in 1948 and again in 1964 thought the Brassicaceae to stem from near the Papaveraceae. In 1994, a group of scientists including Walter Stephen Judd suggested to include the Capparaceae in the Brassicaceae. Early DNA-analysis showed that the Capparaceae—as defined at that moment—were paraphyletic, and it was suggested to assign the genera closest to the Brassicaceae to the Cleomaceae. The Cleomaceae and Brassicaceae diverged approximately 41 million years ago. All three families have consistently been placed in one order (variably called Capparales or Brassicales). The APG II system merged Cleomaceae and Brassicaceae. Other classifications have continued to recognize the Capparaceae, but with a more restricted circumscription, either including Cleome and its relatives in the Brassicaceae or recognizing them in the segregate family Cleomaceae. The APG III system has recently adopted this last solution, but this may change as a consensus arises on this point. Current insights in the relationships of the Brassicaceae, based on a 2012 DNA-analysis, are summarized in the following tree.
Relationships within the family
Early classifications depended on morphological comparison only, but because of extensive convergent evolution, these do not provide a reliable phylogeny. Although a substantial effort was made through molecular phylogenetic studies, the relationships within the Brassicaceae have not always been well resolved yet. It has long been clear that the Aethionema are sister of the remainder of the family. One analysis from 2014 represented the relation between 39 tribes with the following tree.
Genera
As of October 2023 Plants of the World Online accepts 346 genera.
Etymology
The name Brassicaceae comes to international scientific vocabulary from Neo-Latin, from Brassica, the type genus, + -aceae, a standardized suffix for plant family names in modern taxonomy. The genus name comes from the Classical Latin word brassica, referring to cabbage and other cruciferous vegetables. The alternative older name, Cruciferae, meaning "cross-bearing", describes the four petals of mustard flowers, which resemble a cross. Cruciferae is one of eight plant family names, not derived from a genus name and without the suffix -aceae that are authorized alternative names.
Distribution
Brassicaceae can be found almost on the entire land surface of the planet, but the family is absent from Antarctica, and also absent from some areas in the tropics i.e. northeastern Brazil, the Congo basin, Maritime Southeast Asia and tropical Australasia. The area of origin of the family is possibly the Irano-Turanian Region, where approximately 900 species occur in 150 different genera. About 530 of those 900 species are endemics. Next in abundance comes the Mediterranean Region, with around 630 species (290 of which are endemic) in 113 genera. The family is less prominent in the Saharo-Arabian Region—65 genera, 180 species of which 62 are endemic—and North America (comprising the North American Atlantic Region and the Rocky Mountain Floristic Region)—99 genera, 780 species of which 600 are endemic. South America has 40 genera containing 340 native species, Southern Africa 15 genera with over 100 species, and Australia and New-Zealand have 19 genera with 114 species between them.
Ecology
Brassicaceae are almost exclusively pollinated by insects. A chemical mechanism in the pollen is active in many species to avoid selfing. Two notable exceptions are exclusive self-pollination in closed flowers in Cardamine chenopodifolia, and wind pollination in Pringlea antiscorbutica. Although it can be cross-pollinated, Alliaria petiolata (garlic mustard) is self-fertile. Most species reproduce sexually through seed, but Cardamine bulbifera produces gemmae and in others, such as Cardamine pentaphyllos, the coral-like roots easily break into segments, that will grow into separate plants. In some species, such as in the genus Cardamine, seed pods open with force and so catapult the seeds quite far. Many of these have sticky seed coats, assisting long distance dispersal by animals, and this may also explain several intercontinental dispersal events in the genus, and its near global distribution. Brassicaceae are common on serpentine and dolomite rich in magnesium. Over a hundred species in the family accumulate heavy metals, particularly zinc and nickel, which is a record percentage. Several Alyssum species can accumulate nickel up to 0.3% of their dry weight, and may be useful in soil remediation or even bio-mining.
Brassicaceae contain glucosinolates as well as myrosinases inside their cells. When the cell is damaged, the myrosinases hydrolise the glucosinolates, leading to the synthesis of isothiocyanates, which are compounds toxic to most animals, fungi and bacteria. Some insect herbivores have developed counter adaptations such as rapid absorption of the glucosinates, quick alternative breakdown into non-toxic compounds and avoiding cell damage. In the whites family (Pieridae), one counter mechanism involves glucosinolate sulphatase, which changes the glucosinolate, so that it cannot be converted to isothiocyanate. A second is that the glucosinates are quickly broken down, forming nitriles. Differences between the mixtures of glucosinolates between species and even within species is large, and individual plants may produce in excess of fifty individual substances. The energy penalty for synthesising all these glucosinolates may be as high as 15% of the total needed to produce a leaf. Barbarea vulgaris (bittercress) also produces triterpenoid saponins. These adaptations and counter adaptations probably have led to extensive diversification in both the Brassicaceae and one of its major pests, the butterfly family Pieridae. A particular cocktail of volatile glucosinates triggers egg-laying in many species. Thus a particular crop can sometimes be protected by planting bittercress as a deadly bait, for the saponins kill the caterpillars, but the butterfly is still lured by the bittercress to lay its egg on the leaves.
A moth that feeds on a range of Brassicaceae is the diamondback moth (Plutella xylostella). Like the Pieridae, it is capable of converting isothiocyanates into less problematic nitriles. Managing this pest in crops became more complicated after resistance developed against a toxin produced by Bacillus thuringiensis, which is used as a wide spectrum biological plant protection against caterpillars. Parasitoid wasps that feed on such insect herbivores are attracted to the chemical compounds released by the plants, and thus are able to locate their prey. The cabbage aphid (Brevicoryne brassicae) stores glucosinolates and synthesises its own myrosinases, which may deter its potential predators.
Since its introduction in the 19th century, Alliaria petiolata has been shown to be extremely successful as an invasive species in temperate North America due, in part, to its secretion of allelopathic chemicals. These inhibit the germination of most competing plants and kill beneficial soil fungi needed by many plants, such as many tree species, to successfully see their seedlings grow to maturity. The monoculture formation of an herb layer carpet by this plant has been shown to dramatically alter forests, making them wetter, having fewer and fewer trees, and having more vines such as poison ivy (Toxicodendron radicans). The overall herb layer biodiversity is also drastically reduced, particularly in terms of sedges and forbs. Research has found that removing 80% of the garlic mustard infestation plants did not lead to a particularly significant recovery of that diversity. Instead, it required around 100% removal. Given that not one of an estimated 76 species that prey on the plant has been approved for biological control in North America and the variety of mechanisms the plant has to ensure its dominance without them (e.g. high seed production, self-fertility, allelopathy, spring growth that occurs before nearly all native plants, roots that break easily when pulling attempts are made, a complete lack of palatability for herbivores at all life stages, etc.) it is unlikely that such a high level of control can be established and maintained on the whole. It is estimated that adequate control can be achieved with the introduction of two European weevils, including one that is monophagous. The USDA's TAG group has blocked these introductions since 2004. In addition to being invasive, garlic mustard also is a threat to native North American Pieris butterflies such as P. oleracea, as they preferentially oviposit on it, although it is toxic to their larvae.
Invasive aggressive mustard species are known for being self-fertile, seeding very heavily with small seeds that have a lengthy lifespan coupled with a very high rate of viability and germination, and for being completely unpalatable to both herbivores and insects in areas to which they are not native. Garlic mustard is toxic to several rarer North American Pieris species.
Uses
This family includes important agricultural crops, among which many vegetables such as cabbage, broccoli, cauliflower, kale, Brussels sprouts, collard greens, Savoy, kohlrabi, and gai lan (Brassica oleracea), turnip, napa cabbage, bomdong, bok choy and rapini (Brassica rapa), rocket salad/arugula (Eruca sativa), garden cress (Lepidium sativum), watercress (Nasturtium officinale) and radish (Raphanus) and a few spices like horseradish (Armoracia rusticana), Brassica, wasabi (Eutrema japonicum), white, Indian and black mustard (Sinapis alba, Brassica juncea and B. nigra respectively). Vegetable oil is produced from the seeds of several species such as Brassica napus (rapeseed oil), perhaps providing the largest volume of vegetable oils of any species. Woad (Isatis tinctoria) was used in the past to produce a blue textile dye (indigo), but has largely been replaced by the same substance from unrelated tropical species like Indigofera tinctoria.
Pringlea antiscorbutica, commonly known as Kerguelen cabbage, is edible, containing high levels of potassium. Its leaves contain a vitamin C-rich oil, a fact which, in the days of sailing ships, made it very attractive to sailors suffering from scurvy, hence the species name's epithet antiscorbutica, which means "against scurvy" in Low Latin. It was essential to the diets of the whalers on Kerguelen when pork, beef, or seal meat was used up.
The Brassicaceae also includes ornamentals, such as species of Aethionema, Alyssum, Arabis, Aubrieta, Aurinia, Cheiranthus, Erysimum, Hesperis, Iberis, Lobularia, Lunaria, Malcolmia, and Matthiola. Honesty (Lunaria annua) is cultivated for the decorative value of the translucent remains of the fruits after drying. It can be a pest species in areas where it is not native.
The small Eurasian weed Arabidopsis thaliana is widely used as model organism in the study of the molecular biology of flowering plants (Angiospermae).
Some species are useful as food plants for Lepidoptera, such as certain wild mustard and cress species, such as Turritis glabra and Boechera laevigata that are utilized by several North American butterflies.
Gallery
References
External links
BrassiBase, a collection of resources on Brassicaceae biology
Further reading
Brassicales families |
3797 | https://en.wikipedia.org/wiki/Baseball%20statistics | Baseball statistics | Baseball statistics play an important role in evaluating the progress of a player or team.
Since the flow of a baseball game has natural breaks to it, and normally players act individually rather than performing in clusters, the sport lends itself to easy record-keeping and statistics. Statistics have been recorded since the game's earliest beginnings as a distinct sport in the middle of the nineteenth century, and as such are extensively available from leagues such as the National Association of Professional Base Ball Players and the Negro leagues, although the consistency to which these records have been kept and the standards with respect to which they were calculated (and their accuracy) has varied.
Since the National League (which along with the American League constitutes contemporary Major League Baseball) was founded in 1876, statistics in the most elite levels of professional baseball have been kept to a reasonably consistent standard which has continually evolved in tandem with advancement in available technology.
Development
The practice of keeping records of player achievements was started in the 19th century by Henry Chadwick. Based on his experience with the sport of cricket, Chadwick devised the predecessors to modern-day statistics including batting average, runs scored, and runs allowed.
Traditionally, statistics such as batting average (the number of hits divided by the number of at bats) and earned run average (the average number of earned runs allowed by a pitcher per nine innings) have dominated attention in the statistical world of baseball. However, the recent advent of sabermetrics has created statistics drawing from a greater breadth of player performance measures and playing field variables. Sabermetrics and comparative statistics attempt to provide an improved measure of a player's performance and contributions to his team from year to year, frequently against a statistical performance average.
Comprehensive, historical baseball statistics were difficult for the average fan to access until 1951, when researcher Hy Turkin published The Complete Encyclopedia of Baseball. In 1969, Macmillan Publishing printed its first Baseball Encyclopedia, using a computer to compile statistics for the first time. Known as "Big Mac", the encyclopedia became the standard baseball reference until 1988, when Total Baseball was released by Warner Books using more sophisticated technology. The publication of Total Baseball led to the discovery of several "phantom ballplayers", such as Lou Proctor, who did not belong in official record books and were removed.
Use
Throughout modern baseball, a few core statistics have been traditionally referenced – batting average, RBI, and home runs. To this day, a player who leads the league in all of these three statistics earns the "Triple Crown". For pitchers, wins, ERA, and strikeouts are the most often-cited statistics, and a pitcher leading his league in these statistics may also be referred to as a "triple crown" winner. General managers and baseball scouts have long used the major statistics, among other factors and opinions, to understand player value. Managers, catchers and pitchers use the statistics of batters of opposing teams to develop pitching strategies and set defensive positioning on the field. Managers and batters study opposing pitcher performance and motions in attempting to improve hitting. Scouts use stats when they are looking at a player who they may end up drafting or signing to a contract.
Some sabermetric statistics have entered the mainstream baseball world that measure a batter's overall performance including on-base plus slugging, commonly referred to as OPS. OPS adds the hitter's on-base percentage (number of times reached base by any means divided by total plate appearances) to their slugging percentage (total bases divided by at-bats). Some argue that the OPS formula is flawed and that more weight should be shifted towards OBP (on-base percentage). The statistic wOBA (weighted on-base average) attempts to correct for this.
OPS is also useful when determining a pitcher's level of success. "Opponent on-base plus slugging" (OOPS) is becoming a popular tool to evaluate a pitcher's actual performance. When analyzing a pitcher's statistics, some useful categories include K/9IP (strikeouts per nine innings), K/BB (strikeouts per walk), HR/9 (home runs per nine innings), WHIP (walks plus hits per inning pitched), and OOPS (opponent on-base plus slugging).
However, since 2001, more emphasis has been placed on defense-independent pitching statistics, including defense-independent ERA (dERA), in an attempt to evaluate a pitcher's performance regardless of the strength of the defensive players behind them.
All of the above statistics may be used in certain game situations. For example, a certain hitter's ability to hit left-handed pitchers might incline a manager to increase their opportunities to face left-handed pitchers. Other hitters may have a history of success against a given pitcher (or vice versa), and the manager may use this information to create a favorable
match-up. This is often referred to as "playing the percentages".
Commonly used statistics
Most of these terms also apply to softball. Commonly used statistics with their abbreviations are explained here. The explanations below are for quick reference and do not fully or completely define the statistic; for the strict definition, see the linked article for each statistic.
Batting statistics
1B – Single: hits on which the batter reaches first base safely without the contribution of a fielding error
2B – Double: hits on which the batter reaches second base safely without the contribution of a fielding error
3B – Triple: hits on which the batter reaches third base safely without the contribution of a fielding error
AB – At bat: plate appearances, not including bases on balls, being hit by pitch, sacrifices, interference, or obstruction
AB/HR – At bats per home run: at bats divided by home runs
BA – Batting average (also abbreviated AVG): hits divided by at bats (H/AB)
BB – Base on balls (also called a "walk"): hitter not swinging at four pitches called out of the strike zone and awarded first base.
BABIP – Batting average on balls in play: frequency at which a batter reaches a base after putting the ball in the field of play. Also a pitching category.
BB/K – Walk-to-strikeout ratio: number of bases on balls divided by number of strikeouts
BsR – Base runs: Another run estimator, like runs created
EQA – Equivalent average: a player's batting average absent park and league factors
FC – Fielder's choice: times reaching base safely because a fielder chose to try for an out on another runner
GO/AO – Ground ball fly ball ratio: number of ground ball outs divided by number of fly ball outs
GDP or GIDP – Ground into double play: number of ground balls hit that became double plays
GPA – Gross production average: 1.8 times on-base percentage plus slugging percentage, divided by four
GS – Grand slam: a home run with the bases loaded, resulting in four runs scoring, and four RBIs credited to the batter
H – Hit: reaching base because of a batted, fair ball without error by the defense
HBP – Hit by pitch: times touched by a pitch and awarded first base as a result
HR – Home runs: hits on which the batter successfully touched all four bases, without the contribution of a fielding error
HR/H – Home runs per hit: home runs divided by total hits
ITPHR – Inside-the-park home run: hits on which the batter successfully touched all four bases, without the contribution of a fielding error or the ball going outside the ball park.
IBB – Intentional base on balls: times awarded first base on balls (see BB above) deliberately thrown by the pitcher. Also known as IW (intentional walk).
ISO – Isolated power: a hitter's ability to hit for extra bases, calculated by subtracting batting average from slugging percentage
K – Strike out (also abbreviated SO): number of times that a third strike is taken or swung at and missed, or bunted foul. Catcher must catch the third strike or batter may attempt to run to first base.
LOB – Left on base: number of runners neither out nor scored at the end of an inning
OBP – On-base percentage: times reached base (H + BB + HBP) divided by at bats plus walks plus hit by pitch plus sacrifice flies (AB + BB + HBP + SF)
OPS – On-base plus slugging: on-base percentage plus slugging average
PA – Plate appearance: number of completed batting appearances
PA/SO – Plate appearances per strikeout: number of times a batter strikes out to their plate appearance
R – Runs scored: number of times a player crosses home plate
RC – Runs created: an attempt to measure how many runs a player has contributed to their team
RP – Runs produced: an attempt to measure how many runs a player has contributed
RBI – Run batted in: number of runners who score due to a batter's action, except when the batter grounded into a double play or reached on an error
RISP – Runner in scoring position: a breakdown of a batter's batting average with runners in scoring position, which includes runners at second or third base
SF – Sacrifice fly: fly balls hit to the outfield which, although caught for an out, allow a baserunner to advance
SH – Sacrifice hit: number of sacrifice bunts which allow runners to advance on the basepaths
SLG – Slugging percentage: total bases achieved on hits divided by at-bats (TB/AB)
TA – Total average: total bases, plus walks, plus hit by pitch, plus steals, minus caught stealing divided by at bats, minus hits, plus caught stealing, plus grounded into double plays [(TB + BB + HBP + SB – CS)/(AB – H + CS + GIDP)]
TB – Total bases: one for each single, two for each double, three for each triple, and four for each home run [H + 2B + (2 × 3B) + (3 × HR)] or [1B + (2 × 2B) + (3 × 3B) + (4 × HR)]
TOB – Times on base: times reaching base as a result of hits, walks, and hit-by-pitches (H + BB + HBP)
XBH – Extra base hits: total hits greater than singles (2B + 3B + HR)
Baserunning statistics
SB – Stolen base: number of bases advanced by the runner while the ball is in the possession of the defense
CS – Caught stealing: times tagged out while attempting to steal a base
SBA or ATT – Stolen base attempts: total number of times the player has attempted to steal a base (SB+CS)
SB% – Stolen base percentage: the percentage of bases stolen successfully. (SB) divided by (SBA) (stolen bases attempted).
DI – Defensive Indifference: if the catcher does not attempt to throw out a runner (usually because the base would be insignificant), the runner is not awarded a steal. Scored as a fielder's choice.
R – Runs scored: times reached home plate legally and safely
UBR – Ultimate base running: a metric that assigns linear weights to every individual baserunning event in order to measure the impact of a player's baserunning skill
Pitching statistics
BB – Base on balls (also called a "walk"): times pitching four balls, allowing the batter to take first base
BB/9 – Bases on balls per 9 innings pitched: base on balls multiplied by nine, divided by innings pitched
BF – Total batters faced: opponent team's total plate appearances
BK – Balk: number of times pitcher commits an illegal pitching action while in contact with the pitching rubber as judged by umpire, resulting in baserunners advancing one base
BS – Blown save: number of times entering the game in a save situation, and being charged the run (earned or not) which eliminates his team's lead
CERA – Component ERA: an estimate of a pitcher's ERA based upon the individual components of his statistical line (K, H, 2B, 3B, HR, BB, HBP)
CG – Complete game: number of games where player was the only pitcher for their team
DICE – Defense-Independent Component ERA: an estimate of a pitcher's ERA based upon the defense-independent components of his statistical line (K, HR, BB, HBP) but which also uses number of outs (IP), which is not defense independent.
ER – Earned run: number of runs that did not occur as a result of errors or passed balls
ERA – Earned run average: total number of earned runs (see "ER" above), multiplied by 9, divided by innings pitched
ERA+ – Adjusted ERA+: earned run average adjusted for the ballpark and the league average
FIP – Fielding independent pitching: a metric, scaled to resemble an ERA, that focuses on events within the pitcher's control – home runs, walks, and strikeouts – but also uses in its denominator the number of outs the team gets (see IP), which is not entirely within the pitcher's control.
xFIP: This variant substitutes a pitcher's own home run percentage with the league average
G – Games (AKA "appearances"): number of times a pitcher pitches in a season
GF – Games finished: number of games pitched where player was the final pitcher for their team as a relief pitcher
GIDP – Double plays induced: number of double play groundouts induced
GIDPO – Double play opportunities: number of groundout induced double play opportunities
GIR – Games in relief: games as a non starting pitcher
GO/AO or G/F – Ground Out to Air Out ratio, aka Ground ball fly ball ratio: ground balls allowed divided by fly balls allowed
GS – Starts: number of games pitched where player was the first pitcher for their team
H (or HA) – Hits allowed: total hits allowed
H/9 (or HA/9) – Hits allowed per 9 innings pitched: hits allowed times nine divided by innings pitched (also known as H/9IP)
HB – Hit batsman: times hit a batter with pitch, allowing runner to advance to first base
HLD (or H) – Hold: number of games entered in a save situation, recorded at least one out, did not surrender the lead, and did not complete the game
HR (or HRA) – Home runs allowed: total home runs allowed
HR/9 (or HRA/9) – Home runs per nine innings: home runs allowed times nine divided by innings pitched (also known as HR/9IP)
IBB – Intentional base on balls allowed
IP – Innings pitched: the number of outs a team gets while a pitcher is pitching divided by 3
IP/GS – Average number of innings pitched per game started
IR – Inherited runners: number of runners on base when the pitcher enters the game
IRA – Inherited runs allowed: number of inherited runners allowed to score
K (or SO) – Strikeout: number of batters who received strike three
K/9 (or SO/9) – Strikeouts per 9 innings pitched: strikeouts times nine divided by innings pitched
K/BB (or SO/BB) – Strikeout-to-walk ratio: number of strikeouts divided by number of base on balls
L – Loss: number of games where pitcher was pitching while the opposing team took the lead, never lost the lead, and went on to win
LOB% – Left-on-base percentage: LOB% represents the percentage of baserunners a pitcher does not allow to score. LOB% tends to regress toward 70–72% over time, so unusually high or low percentages could indicate that pitcher's ERA could be expected to rise or lower in the future. An occasional exception to this logic is a pitcher with a very high strikeout rate.
OBA (or just AVG) – Opponents batting average: hits allowed divided by at-bats faced
PC-ST – An individual pitcher's total game pitches [Pitch Count] and [ST] his no. of strikes thrown within that PC.
PIT (or NP) – Pitches thrown (Pitch count)
PFR – Power finesse ratio: The sum of strikeouts and walks divided by innings pitched.
pNERD – Pitcher's NERD: expected aesthetic pleasure of watching an individual pitcher
QOP – Quality of pitch: comprehensive pitch evaluation statistic which combines speed, location and movement (rise, total break, vertical break and horizontal break) into a single numeric value
QS – Quality start: a game in which a starting pitcher completes at least six innings and permits no more than three earned runs
RA – Run average: number of runs allowed times nine divided by innings pitched
SHO – Shutout: number of complete games pitched with no runs allowed
SIERA – Skill-Interactive Earned Run Average: another advanced stat that measures pitching. SIERA builds on FIP and xFIP by taking a deeper look at what makes pitchers better.
SV – Save: number of games where the pitcher enters a game led by the pitcher's team, finishes the game without surrendering the lead, is not the winning pitcher, and either (a) the lead was three runs or fewer when the pitcher entered the game; (b) the potential tying run was on base, at bat, or on deck; or (c) the pitcher pitched three or more innings
SVO – Save opportunity: When a pitcher 1) enters the game with a lead of three or fewer runs and pitches at least one inning, 2) enters the game with the potential tying run on base, at bat, or on deck, or 3) pitches three or more innings with a lead and is credited with a save by the official scorer
W – Win: number of games where pitcher was pitching while their team took the lead and went on to win, also the starter needs to pitch at least 5 innings of work (also related: winning percentage)
W + S – Wins in relief + saves.
whiff rate: a term, usually used in reference to pitchers, that divides the number of pitches swung at and missed by the total number of swings in a given sample. If a pitcher throws 100 pitches at which batters swing, and the batters fail to make contact on 26 of them, the pitcher's whiff rate is 26%.
WHIP – Walks and hits per inning pitched: average number of walks and hits allowed by the pitcher per inning
WP – Wild pitches: charged when a pitch is too high, low, or wide of home plate for the catcher to field, thereby allowing one or more runners to advance or score
Fielding statistics
A – Assists: number of outs recorded on a play where a fielder touched the ball, except if such touching is the putout
CI – Catcher's Interference (e.g., catcher makes contact with bat)
DP – Double plays: one for each double play during which the fielder recorded a putout or an assist.
E – Errors: number of times a fielder fails to make a play he should have made with common effort, and the offense benefits as a result
FP – Fielding percentage: total plays (chances minus errors) divided by the number of total chances
INN – Innings: number of innings that a player is at one certain position
PB – Passed ball: charged to the catcher when the ball is dropped and one or more runners advance
PO – Putout: number of times the fielder tags, forces, or appeals a runner and he is called out as a result
RF – Range factor: 9*(putouts + assists)/innings played. Used to determine the amount of field that the player can cover
TC – Total chances: assists plus putouts plus errors
TP – Triple play: one for each triple play during which the fielder recorded a putout or an assist
UZR – Ultimate zone rating: the ability of a player to defend an assigned "zone" of the field compared to an average defensive player at his position
Overall player value
VORP – Value over replacement player: a statistic that calculates a player's overall value in comparison to a "replacement-level" player. There are separate formulas for players and pitchers
Win shares: a complex metric that gauges a player's overall contribution to his team's wins
WAR – Wins above replacement: a non-standard formula to calculate the number of wins a player contributes to his team over a "replacement-level player"
PWA – Player Win Average: performance of players is shown by how much they increase or decrease their team's chances of winning a specific game
PGP – Player Game Percentage: defined as, "the sum of changes in the probability of winning the game for each play in which the player has participated"
General statistics
G – Games played: number of games where the player played, in whole or in part
GS – Games started: number of games a player starts
GB – Games behind: number of games a team is behind the division leader
Pythagorean expectation: estimates a team's expected winning percentage based on runs scored and runs allowed
MLB statistical standards
It is difficult to determine quantitatively what is considered to be a "good" value in a certain statistical category, and qualitative assessments may lead to arguments. Using full-season statistics available at the Official Site of Major League Baseball for the 2004 through 2015 seasons, the following tables show top ranges in various statistics, in alphabetical order. For each statistic, two values are given:
Top5: the top five players bettered this value in all of the reported seasons
Best: this is the best of all of the players for all of the reported seasons
See also
Baseball awards
Cy Young Award winners
Glossary of baseball terms
Hank Aaron Award winners (best offensive performer)
List of MLB awards
MLB Most Valuable Player Award winners
MLB Rookie of the Year Award winners
Official Baseball Rules (OBR)
List of pitches
Rawlings Gold Glove Award winners
Retrosheet
Sabermetrics
Silver Slugger Award winners
Society for American Baseball Research (SABR)
Strike zone
Triple Crown in Major League Baseball
References
Bibliography
Albert, Jim, and Jay M. Bennett. Curve Ball: Baseball, Statistics, and the Role of Chance in the Game. New York: Copernicus Books, 2001. . A book on new statistics for baseball. MLB Record Book by: MLB.com
Alan Schwarz, The Numbers Game: Baseball's Lifelong Fascination with Statistics (New York: St. Martin's, 2005). .
The Official Site of Major League baseball – Baseball Basics: Abbreviations
External links
Baseball 1 Stats
Baseball Almanac
Baseball-Reference.com
Retrosheet |
3811 | https://en.wikipedia.org/wiki/Stolen%20base | Stolen base | In baseball, a stolen base occurs when a runner advances to a base unaided by other actions and the official scorer rules that the advance should be credited to the action of the runner. The umpires determine whether the runner is safe or out at the next base, but the official scorer rules on the question of credit or blame for the advance under Rule 10 (Rules of Scoring) of the MLB's Official Rules.
A stolen base most often occurs when a base runner advances to the next base while the pitcher is pitching the ball to home plate.
Successful base stealers must be fast and have good timing.
Background
Ned Cuthbert, playing for the Philadelphia Keystones in either 1863 or 1865, was the first player to steal a base in a baseball game, although the term stolen base was not used until 1870. For a time in the 19th century, stolen bases were credited when a baserunner reached an extra base on a base hit from another player. For example, if a runner on first base reached third base on a single, it counted as a steal. In 1887, Hugh Nicol set a still-standing Major League record with 138 stolen bases, many of which would not have counted under modern rules. Modern steal rules were fully implemented in 1898.
Base stealing was popular in the game's early decades, with speedsters such as Ty Cobb and Clyde Milan stealing nearly 100 bases in a season. But the tactic fell into relative disuse after Babe Ruth introduced the era of the home run – in 1955, for example, no one in baseball stole more than 25 bases, and Dom DiMaggio won the AL stolen base title in 1950 with just 15. However, in the late 1950s and early 1960s, base-stealing was brought back to prominence primarily by Luis Aparicio and Maury Wills, who broke Cobb's modern single-season record by stealing 104 bases in 1962. Wills’ record was broken in turn by Lou Brock in 1974 and Rickey Henderson in 1982. The stolen base remained a popular tactic through the 1980s, perhaps best exemplified by Vince Coleman and the St. Louis Cardinals, but began to decline again in the 1990s as the frequency of home runs reached record heights and the steal-friendly artificial turf ballparks began to disappear.
Base stealing is an important characteristic of the "small ball" managing style (or "manufacturing runs"). Such managers emphasize "doing the little things" (including risky running plays like base-stealing) to advance runners and score runs, often relying on pitching and defense to keep games close. The Los Angeles Dodgers of the 1960s, led by pitcher Sandy Koufax and speedy shortstop Maury Wills, were a successful example of this style. The antithesis of this is reliance on power hitting, exemplified by the Baltimore Orioles of the 1970s, which aspired to score most of its runs via home runs. Often the "small ball" model is associated with the National League, while power hitting is associated with the American League. However, some successful recent American League teams, including the 2002 Anaheim Angels, the 2001 Seattle Mariners the 2005 Chicago White Sox, and the 2015 Kansas City Royals have excelled at "small ball." The Royals in particular embodied this style within the last decade, leading the league in stolen bases but finishing last in home runs in 2013 and 2014, leading to a berth in two consecutive World Series, one of which they won. Successful teams often combine both styles, with speedy runners complementing power hitters—such as the 2005 White Sox, who hit 200 home runs, which was fifth most in the majors, and had 137 stolen bases, which was fourth.
Base-stealing technique
Baseball's Rule 8 (The Pitcher) specifies the pitching procedure in detail. For example, in the Set Position, the pitcher must "com[e] to a complete stop"; thereafter, "any natural motion associated with his delivery of the ball to the batter commits him to the pitch without alteration or interruption." A runner intending to "steal on the pitcher" breaks for the next base the moment the pitcher commits to pitch to home plate. The pitcher cannot abort the pitch and try to put the runner out; this is a balk under Rule 8.
If the runner breaks too soon (before the pitcher is obliged to complete a pitch), the pitcher may throw to a base rather than pitch, and the runner is usually picked off by being tagged out between the bases. Past this moment, any delay in the runner's break makes it more likely that the catcher, after receiving the pitch, will be able to throw the runner out at the destination base.
Before the pitch, the runner takes a lead, walking several steps away from the base as a head start toward the next base. Even a runner who does not intend to steal takes a secondary lead of a few more steps, once the pitcher has legally committed to complete the pitch.
The pitcher may throw to the runner's base. The runner must return to that base or risk being tagged out. As well as putting the runner out, an underlying goal is to dissuade the runner from too big a lead; that is, to hold the runner on the original base. (Historically, this gambit could be used without limit. An MLB rules change in 2023 limited the pitcher to two throws; the pitcher must then pitch to the batter.)
The more adept base stealers are proficient at reading the pickoff, meaning that they can detect certain tells (tell-tale signs) in a pitcher's pre-pitch movements or mannerisms that indicate the pickoff attempt is or is not imminent. For example, one experienced base stealer noted that careless pitchers dig the toes on their back foot into the ground when they are about to pitch in order to get a better push off, but when they intend to turn and throw a pickoff, they do not.
If a batted ball is caught on the fly, the runner must return to his original base. In this case, a runner trying to steal is more likely to be caught off his original base, resulting in a double play. This is a minor risk of a steal attempt. It is offset by the fact that a ground ball double play is less likely.
Plays involving baserunning
In the hit-and-run play, coaches coordinate the actions of runner and batter. The runner tries to steal and the batter swings at almost any pitch, if only to distract the catcher. If the batter makes contact, the runner has a greater chance of reaching the next base; if the batter gets a base hit, the runner will likely be able to take an extra base. If the batter fails to hit the ball, the hit-and-run becomes a pure steal attempt.
The less common cousin to the hit and run is the "run and hit" play. In the run and hit, the base runner attempts to advance when the pitcher commits the pitch to home plate, but the batter is instead directed to exercise his judgement as to whether or not to swing at the pitch. If the batter feels it is not advantageous to swing, AND he believes the base runner is very likely to succeed in the steal attempt, he does not swing. This play is typically utilized with elite base stealers and skilled batters only, wherein a highly experienced batsman is trusted to decide whether or not to "protect" the base runner. If the batter chooses not to swing, it becomes a pure steal attempt.
In the delayed steal, the runner does not take advantage of the pitcher's duty to complete a pitch, but relies on surprise and takes advantage of any complacency by the fielders. The runner gives the impression he is not trying to steal, and does not break for the next base until the ball crosses the plate. It is rare for Major League defenses to be fooled, but the play is used effectively at the college level. The first delayed steal on record was performed by Miller Huggins in 1903. The delayed steal was famously practiced by Eddie Stanky of the Brooklyn Dodgers.
Second base is the base most often stolen, because once a runner is on second base he is considered to be in scoring position, meaning that he is expected to be able to run home and score on most routine singles hit into the outfield. Second base is also the easiest to steal, as it is farthest from home plate and thus a longer throw from the catcher is required to prevent it. Third base is a shorter throw for the catcher, but the runner is able to take a longer lead off second base and can leave for third base earlier against a left-handed pitcher. A steal of home plate is the riskiest, as the catcher only needs to tag out the runner after receiving the ball from the pitcher. It is difficult for the runner to cover the distance between the bases before the ball arrives home. Ty Cobb holds the records for most steals of home in a single season (8) as well as for a career (54). Steals of home are not officially recorded statistics, and must be researched through individual game accounts. Thus Cobb's totals may be even greater than is recorded. Jackie Robinson famously stole home in Game 1 of the 1955 World Series. Thirty-five games have ended with a runner stealing home, but only two have occurred since 1980. In a variation on the steal of home, the batter is signaled to simultaneously execute a sacrifice bunt, which results in the squeeze play. The suicide squeeze is a squeeze in which the runner on third begins to steal home without seeing the outcome of the bunt; it is so named because if the batter fails to bunt, the runner will surely be out. In contrast, when the runner on third does not commit until seeing that the ball is bunted advantageously, it is called a safety squeeze.
In more recent years, most steals of home involve a delayed double steal, in which a runner on first attempts to steal second, while the runner on third breaks for home as soon as the catcher throws to second base. If it is important to prevent the run from scoring, the catcher may hold on to the ball (conceding the steal of second) or may throw to the pitcher; this may deceive the runner at third and the pitcher may throw back to the catcher for the out.
Statistics
In baseball statistics, stolen bases are denoted by "SB". Attempts to steal that result in the baserunner being out are caught stealing ("CS"). The sum of these statistics is steal attempts. Successful steals as a percentage of total steal attempts is called the success rate.
The rule on stolen bases states that:
Advances that are credited to some other play are not steal attempts. For example, on a wild pitch or a passed ball, the official scorer must notice whether the runner broke for the next base before the pitch got away.
As usual, statistics in the case of a defensive error are based on error-free play. If a runner would have been out, but for the error, it is scored as "caught stealing, safe on the error." A catcher does not commit an error by throwing poorly to the destination base, but if any runner takes an extra base on the bad throw, it is "stolen base plus error."
There is no steal attempt on a dead ball, whether the runner is sent back to the original base (as on a foul ball) or is awarded the next base (as on a hit batsman). On a base award when the ball is live (such as a walk), the runner could make a steal attempt beyond the base awarded.
Cases where the defense intentionally allows the runner to advance without attempting to put him out are scored as defensive indifference, also called fielder's indifference, and do not count as stolen bases. This is usually only scored late in games when it is clear that the defense's priority is getting the batter out. The lack of a putout attempt does not by itself indicate defensive indifference; the official scorer must also factor in the game situation and the defensive players' actions.
Relative skill at stealing bases can be judged by evaluating either a player's total number of steals or the success rate. Noted statistician Bill James has argued that unless a player has a high success rate (67–70% or better), attempting to steal a base is detrimental to a team.
Comparing skill against players from other eras is problematic, because the definition has not been constant. Caught stealing was not recorded regularly until the middle of the 20th century. Ty Cobb, for example, was known as a great base-stealer, with 892 steals and a success rate of over 83%. However, the data on Cobb's caught stealing is missing from 12 seasons, strongly suggesting he was unsuccessful many more times than his stats indicate. Carlos Beltrán, with 286 steals, has the highest career success rate of all players with over 300 stolen base attempts, at 88.3%.
Evolution of rules and scoring
The first mention of the stolen base as a statistic was in the 1877 scoring rules adopted by the National League, which noted credit toward a player's total bases when a base is stolen. It was not until 1886 that the stolen base appeared as something to be tracked, but was only to "appear in the summary of the game".
In 1887, the stolen base was given its own individual statistical column in the box score, and was defined for purposes of scoring: "...every base made after first base has been reached by a base runner, except for those made by reason of or with the aid of a battery error (wild pitch or passed ball), or by batting, balks or by being forced off. In short, shall include all bases made by a clean steal, or through a wild throw or muff of the ball by a fielder who is directly trying to put the base runner out while attempting to steal." The next year, it was clarified that any attempt to steal must be credited to the runner, and that fielders committing errors during this play must also be charged with an error. This rule also clarified that advancement of another base(s) beyond the one being stolen is not credited as a stolen base on the same play, and that an error is charged to the fielder who permitted the extra advancement. There was clarification that a runner is credited with a steal if the attempt began before a battery error. Finally, batters were credited with a stolen base if they were tagged out after over running the base.
In 1892, a rule credited runners with stolen bases if a base runner advanced on a fly out, or if they advanced more than one base on any safe hit or attempted out, providing an attempt was made by the defense to put the runner out. The rule was rescinded in 1897.
In 1898, stolen base scoring was narrowed to no longer include advancement in the event of a fielding error, or advancement caused by a hit batsman.
1904 saw an attempt to reduce the already wordy slew of rules governing stolen bases, with the stolen base now credited when "the advances a base unaided by a base hit, a put out, (or) a fielding or batter error."
1910 saw the first addressing of the double and triple steal attempts. Under the new rule, when any runner is thrown out, and the other(s) are successful, the successful runners will not be credited with a stolen base.
Without using the term, 1920 saw the first rule that would be referred to today as defensive indifference, as stolen bases would not be credited, unless an effort was made to stop the runner by the defense. This is usually called if such is attempted in the ninth inning while that player's team is trailing, unless the runner represents the potential tying run.
1931 saw a further narrowing of the criteria for awarding a stolen base. Power was given to the official scorer, in the event of a muff by the catcher in throwing, that in the judgment of the scorer the runner would have been out, to credit the catcher with an error, and not credit the runner with a stolen base. Further, any successful steal on a play resulting in a wild pitch, passed ball, or balk would no longer be credited as a steal, even if the runner had started to steal before the play.
One of the largest rewrites to the rules in history came in 1950. The stolen base was specifically to be credited "to a runner whenever he advances one base unaided by a base hit, a putout, a forceout, a fielder's choice, a passed ball, a wild pitch, or a balk."
There were noted exceptions, such as denying a stolen base to an otherwise successful steal as a part of a double or triple steal, if one other runner was thrown out in the process. A stolen base would be awarded to runners who successfully stole second base as a part of a double steal with a man on third, if the other runner failed to steal home, but instead was able to return safely to third base. Runners who are tagged out oversliding the base after an otherwise successful steal would not be credited with a stolen base. Indifference was also credited as an exception. Runners would now be credited with stolen bases if they had begun the act of stealing, and the resulting pitch was wild, or a passed ball. Finally, for 1950 only, runners would be credited with a stolen base if they were "well advanced" toward the base they were attempting to steal, and the pitcher is charged with a balk, with the further exception of a player attempting to steal, who would otherwise have been forced to advance on the balk by a runner behind them. This rule was removed in 1951.
A clarification came in 1955 that awarded a stolen base to a runner even if he became involved in a rundown, provided he evaded the rundown and advanced to the base he intended to steal.
The criteria for "caught stealing" were fine-tuned in 1979, with a runner being charged with being caught if he is put out while trying to steal, overslides a base (otherwise successfully stolen), or is picked off a base and tries to advance to the next base. It is explicitly not caught stealing to be put out after a wild pitch or passed ball.
"Stealing first"
While not recorded as a stolen base, the same dynamic between batter/runner and defense is on display in the case of an uncaught third strike. The batter/runner can avoid an out and become a baserunner by reaching first base ahead of the throw. This case is a strikeout that is not an out; the batter/runner's acquisition of first base is scored as a passed ball, a wild pitch, or an error.
In baseball's earlier decades, a runner on second base could "steal" first base, perhaps with the intention of drawing a throw that might allow a runner on third to score (a tactic famously employed by Germany Schaefer). However, such a tactic was not recorded as a stolen base. MLB rules now forbid running clockwise on the basepaths to "confuse the defense or make a travesty of the game". Further, after the pitcher assumes the pitching position, runners cannot return to any previous base.
In a game on August 16, 1987, Toronto Blue Jays center fielder Lloyd Moseby successfully stole second base on a throwing error by Chicago White Sox catcher Carlton Fisk that went well into center field. However, shortstop Ozzie Guillen faked as if the batter had hit a popfly, which would have required Moseby to return to first base to avoid getting doubled off. Moseby made it back to first base, but another throwing error sent the ball to the infield wall, giving Moseby another chance to steal second, which he did. This chaos led the announcer to say, "He doesn't know where the throw is; he's going back to first base! Is he going to steal first? He steals first! Now he's going to steal second again! I've never seen it before!" This bizarre play was officially scored as a baserunner advancing on a throwing error by the center fielder, ironically resulting in neither a stolen base awarded nor an error charged to the catcher.
In a game on April 19, 2013, Milwaukee Brewers shortstop Jean Segura stole second base in the bottom of the eighth inning. After the batter up, Ryan Braun, walked, Segura broke early for third base and the pitcher, Shawn Camp of the Chicago Cubs, threw ahead of him. As Segura was chased back to second base, Braun advanced to second as well and was tagged out. Segura, thinking he was out, began to return to the home dugout behind first base, but first base coach Garth Iorg directed him to stand at first. Segura had not intentionally run the bases backwards as a deception or mockery, but no fielder tried to tag him out. Later in the inning, he attempted to steal second for the second time, but was thrown out by catcher Welington Castillo.
The expression "You can't steal first base" is sometimes used in reference to a player who is fast but not very good at getting on base in the first place. Former Pittsburgh Pirates and Seattle Mariners manager Lloyd McClendon is jokingly referred to as having "stolen first" in a June 26, 2001 game as the manager of the Pirates: after being ejected for disputing a call at first base, he yanked the base out of the ground and left the field with it, delaying the game. Of the incident, McClendon said "I told him he wasn't using it, so I thought I'd take it." When a groundskeeper came out to replace the bag, the crowd booed him.
The independent Atlantic League instituted a new rule for the second half of the 2019 season, allowing batters to become runners on any pitch not "caught in flight" by the catcher, as they can throughout baseball after most uncaught third strikes. On July 13, 2019, outfielder Tony Thomas of the Southern Maryland Blue Crabs became the first player to reach first base under this rule. The press described this as "stealing first base", though it is scored as described above.
See also
Lead off
Stolen base percentage
List of Major League Baseball career stolen bases leaders
List of Major League Baseball annual stolen base leaders
List of Major League Baseball stolen base records
Stolen run (cricket)
References
External links
Baseball Almanac – List of MLB career leaders for stolen bases
Sports Illustrated – The 10 most significant steals of home in MLB history
Baserunning statistics
Baseball terminology |
3821 | https://en.wikipedia.org/wiki/Binary-coded%20decimal | Binary-coded decimal | In computing and electronic systems, binary-coded decimal (BCD) is a class of binary encodings of decimal numbers where each digit is represented by a fixed number of bits, usually four or eight. Sometimes, special bit patterns are used for a sign or other indications (e.g. error or overflow).
In byte-oriented systems (i.e. most modern computers), the term unpacked BCD usually implies a full byte for each digit (often including a sign), whereas packed BCD typically encodes two digits within a single byte by taking advantage of the fact that four bits are enough to represent the range 0 to 9. The precise four-bit encoding, however, may vary for technical reasons (e.g. Excess-3).
The ten states representing a BCD digit are sometimes called tetrades (the nibble typically needed to hold them is also known as a tetrade) while the unused, don't care-states are named , pseudo-decimals or pseudo-decimal digits.
BCD's main virtue, in comparison to binary positional systems, is its more accurate representation and rounding of decimal quantities, as well as its ease of conversion into conventional human-readable representations. Its principal drawbacks are a slight increase in the complexity of the circuits needed to implement basic arithmetic as well as slightly less dense storage.
BCD was used in many early decimal computers, and is implemented in the instruction set of machines such as the IBM System/360 series and its descendants, Digital Equipment Corporation's VAX, the Burroughs B1700, and the Motorola 68000-series processors. BCD per se is not as widely used as in the past, and is unavailable or limited in newer instruction sets (e.g., ARM; x86 in long mode). However, decimal fixed-point and decimal floating-point formats are still important and continue to be used in financial, commercial, and industrial computing, where the subtle conversion and fractional rounding errors that are inherent in binary floating point formats cannot be tolerated.
Background
BCD takes advantage of the fact that any one decimal numeral can be represented by a four-bit pattern. The most obvious way of encoding digits is Natural BCD (NBCD), where each decimal digit is represented by its corresponding four-bit binary value, as shown in the following table. This is also called "8421" encoding.
This scheme can also be referred to as Simple Binary-Coded Decimal (SBCD) or BCD 8421, and is the most common encoding. Others include the so-called "4221" and "7421" encoding – named after the weighting used for the bits – and "Excess-3". For example, the BCD digit 6, in 8421 notation, is in 4221 (two encodings are possible), in 7421, while in Excess-3 it is ().
The following table represents decimal digits from 0 to 9 in various BCD encoding systems. In the headers, the "8421" indicates the weight of each bit. In the fifth column ("BCD 84−2−1"), two of the weights are negative. Both ASCII and EBCDIC character codes for the digits, which are examples of zoned BCD, are also shown.
As most computers deal with data in 8-bit bytes, it is possible to use one of the following methods to encode a BCD number:
Unpacked: Each decimal digit is encoded into one byte, with four bits representing the number and the remaining bits having no significance.
Packed: Two decimal digits are encoded into a single byte, with one digit in the least significant nibble (bits 0 through 3) and the other numeral in the most significant nibble (bits 4 through 7).
As an example, encoding the decimal number 91 using unpacked BCD results in the following binary pattern of two bytes:
Decimal: 9 1
Binary : 0000 1001 0000 0001
In packed BCD, the same number would fit into a single byte:
Decimal: 9 1
Binary : 1001 0001
Hence the numerical range for one unpacked BCD byte is zero through nine inclusive, whereas the range for one packed BCD byte is zero through ninety-nine inclusive.
To represent numbers larger than the range of a single byte any number of contiguous bytes may be used. For example, to represent the decimal number 12345 in packed BCD, using big-endian format, a program would encode as follows:
Decimal: 0 1 2 3 4 5
Binary : 0000 0001 0010 0011 0100 0101
Here, the most significant nibble of the most significant byte has been encoded as zero, so the number is stored as 012345 (but formatting routines might replace or remove leading zeros). Packed BCD is more efficient in storage usage than unpacked BCD; encoding the same number (with the leading zero) in unpacked format would consume twice the storage.
Shifting and masking operations are used to pack or unpack a packed BCD digit. Other bitwise operations are used to convert a numeral to its equivalent bit pattern or reverse the process.
Packed BCD
In packed BCD (or simply packed decimal), each nibble represent a decimal digit. Packed BCD has been in use since at least the 1960s and is implemented in all IBM mainframe hardware since then. Most implementations are big endian, i.e. with the more significant digit in the upper half of each byte, and with the leftmost byte (residing at the lowest memory address) containing the most significant digits of the packed decimal value. The lower nibble of the rightmost byte is usually used as the sign flag, although some unsigned representations lack a sign flag. As an example, a 4-byte value consists of 8 nibbles, wherein the upper 7 nibbles store the digits of a 7-digit decimal value, and the lowest nibble indicates the sign of the decimal integer value.
Standard sign values are 1100 (hex C) for positive (+) and 1101 (D) for negative (−). This convention comes from the zone field for EBCDIC characters and the signed overpunch representation. Other allowed signs are 1010 (A) and 1110 (E) for positive and 1011 (B) for negative. IBM System/360 processors will use the 1010 (A) and 1011 (B) signs if the A bit is set in the PSW, for the ASCII-8 standard that never passed. Most implementations also provide unsigned BCD values with a sign nibble of 1111 (F). ILE RPG uses 1111 (F) for positive and 1101 (D) for negative. These match the EBCDIC zone for digits without a sign overpunch. In packed BCD, the number 127 is represented by 0001 0010 0111 1100 (127C) and −127 is represented by 0001 0010 0111 1101 (127D). Burroughs systems used 1101 (D) for negative, and any other value is considered a positive sign value (the processors will normalize a positive sign to 1100 (C)).
No matter how many bytes wide a word is, there is always an even number of nibbles because each byte has two of them. Therefore, a word of n bytes can contain up to (2n)−1 decimal digits, which is always an odd number of digits. A decimal number with d digits requires (d+1) bytes of storage space.
For example, a 4-byte (32-bit) word can hold seven decimal digits plus a sign and can represent values ranging from ±9,999,999. Thus the number −1,234,567 is 7 digits wide and is encoded as:
0001 0010 0011 0100 0101 0110 0111 1101
1 2 3 4 5 6 7 −
Like character strings, the first byte of the packed decimal that with the most significant two digits is usually stored in the lowest address in memory, independent of the endianness of the machine.
In contrast, a 4-byte binary two's complement integer can represent values from −2,147,483,648 to +2,147,483,647.
While packed BCD does not make optimal use of storage (using about 20% more memory than binary notation to store the same numbers), conversion to ASCII, EBCDIC, or the various encodings of Unicode is made trivial, as no arithmetic operations are required. The extra storage requirements are usually offset by the need for the accuracy and compatibility with calculator or hand calculation that fixed-point decimal arithmetic provides. Denser packings of BCD exist which avoid the storage penalty and also need no arithmetic operations for common conversions.
Packed BCD is supported in the COBOL programming language as the "COMPUTATIONAL-3" (an IBM extension adopted by many other compiler vendors) or "PACKED-DECIMAL" (part of the 1985 COBOL standard) data type. It is supported in PL/I as "FIXED DECIMAL". Beside the IBM System/360 and later compatible mainframes, packed BCD is implemented in the native instruction set of the original VAX processors from Digital Equipment Corporation and some models of the SDS Sigma series mainframes, and is the native format for the Burroughs Corporation Medium Systems line of mainframes (descended from the 1950s Electrodata 200 series).
Ten's complement representations for negative numbers offer an alternative approach to encoding the sign of packed (and other) BCD numbers. In this case, positive numbers always have a most significant digit between 0 and 4 (inclusive), while negative numbers are represented by the 10's complement of the corresponding positive number. As a result, this system allows for 32-bit packed BCD numbers to range from −50,000,000 to +49,999,999, and −1 is represented as 99999999. (As with two's complement binary numbers, the range is not symmetric about zero.)
Fixed-point packed decimal
Fixed-point decimal numbers are supported by some programming languages (such as COBOL and PL/I). These languages allow the programmer to specify an implicit decimal point in front of one of the digits. For example, a packed decimal value encoded with the bytes 12 34 56 7C represents the fixed-point value +1,234.567 when the implied decimal point is located between the fourth and fifth digits:
12 34 56 7C
12 34.56 7+
The decimal point is not actually stored in memory, as the packed BCD storage format does not provide for it. Its location is simply known to the compiler, and the generated code acts accordingly for the various arithmetic operations.
Higher-density encodings
If a decimal digit requires four bits, then three decimal digits require 12 bits. However, since 210 (1,024) is greater than 103 (1,000), if three decimal digits are encoded together, only 10 bits are needed. Two such encodings are Chen–Ho encoding and densely packed decimal (DPD). The latter has the advantage that subsets of the encoding encode two digits in the optimal seven bits and one digit in four bits, as in regular BCD.
Zoned decimal
Some implementations, for example IBM mainframe systems, support zoned decimal numeric representations. Each decimal digit is stored in one byte, with the lower four bits encoding the digit in BCD form. The upper four bits, called the "zone" bits, are usually set to a fixed value so that the byte holds a character value corresponding to the digit. EBCDIC systems use a zone value of 1111 (hex F); this yields bytes in the range F0 to F9 (hex), which are the EBCDIC codes for the characters "0" through "9". Similarly, ASCII systems use a zone value of 0011 (hex 3), giving character codes 30 to 39 (hex).
For signed zoned decimal values, the rightmost (least significant) zone nibble holds the sign digit, which is the same set of values that are used for signed packed decimal numbers (see above). Thus a zoned decimal value encoded as the hex bytes F1 F2 D3 represents the signed decimal value −123:
F1 F2 D3
1 2 −3
EBCDIC zoned decimal conversion table
(*) Note: These characters vary depending on the local character code page setting.
Fixed-point zoned decimal
Some languages (such as COBOL and PL/I) directly support fixed-point zoned decimal values, assigning an implicit decimal point at some location between the decimal digits of a number. For example, given a six-byte signed zoned decimal value with an implied decimal point to the right of the fourth digit, the hex bytes F1 F2 F7 F9 F5 C0 represent the value +1,279.50:
F1 F2 F7 F9 F5 C0
1 2 7 9. 5 +0
BCD in computers
IBM
IBM used the terms Binary-Coded Decimal Interchange Code (BCDIC, sometimes just called BCD), for 6-bit alphanumeric codes that represented numbers, upper-case letters and special characters. Some variation of BCDIC alphamerics is used in most early IBM computers, including the IBM 1620 (introduced in 1959), IBM 1400 series, and non-Decimal Architecture members of the IBM 700/7000 series.
The IBM 1400 series are character-addressable machines, each location being six bits labeled B, A, 8, 4, 2 and 1, plus an odd parity check bit (C) and a word mark bit (M). For encoding digits 1 through 9, B and A are zero and the digit value represented by standard 4-bit BCD in bits 8 through 1. For most other characters bits B and A are derived simply from the "12", "11", and "0" "zone punches" in the punched card character code, and bits 8 through 1 from the 1 through 9 punches. A "12 zone" punch set both B and A, an "11 zone" set B, and a "0 zone" (a 0 punch combined with any others) set A. Thus the letter A, which is (12,1) in the punched card format, is encoded (B,A,1). The currency symbol $, (11,8,3) in the punched card, was encoded in memory as (B,8,2,1). This allows the circuitry to convert between the punched card format and the internal storage format to be very simple with only a few special cases. One important special case is digit 0, represented by a lone 0 punch in the card, and (8,2) in core memory.
The memory of the IBM 1620 is organized into 6-bit addressable digits, the usual 8, 4, 2, 1 plus F, used as a flag bit and C, an odd parity check bit. BCD alphamerics are encoded using digit pairs, with the "zone" in the even-addressed digit and the "digit" in the odd-addressed digit, the "zone" being related to the 12, 11, and 0 "zone punches" as in the 1400 series. Input/Output translation hardware converted between the internal digit pairs and the external standard 6-bit BCD codes.
In the Decimal Architecture IBM 7070, IBM 7072, and IBM 7074 alphamerics are encoded using digit pairs (using two-out-of-five code in the digits, not BCD) of the 10-digit word, with the "zone" in the left digit and the "digit" in the right digit. Input/Output translation hardware converted between the internal digit pairs and the external standard 6-bit BCD codes.
With the introduction of System/360, IBM expanded 6-bit BCD alphamerics to 8-bit EBCDIC, allowing the addition of many more characters (e.g., lowercase letters). A variable length Packed BCD numeric data type is also implemented, providing machine instructions that perform arithmetic directly on packed decimal data.
On the IBM 1130 and 1800, packed BCD is supported in software by IBM's Commercial Subroutine Package.
Today, BCD data is still heavily used in IBM processors and databases, such as IBM Db2, mainframes, and Power6. In these products, the BCD is usually zoned BCD (as in EBCDIC or ASCII), Packed BCD (two decimal digits per byte), or "pure" BCD encoding (one decimal digit stored as BCD in the low four bits of each byte). All of these are used within hardware registers and processing units, and in software. To convert packed decimals in EBCDIC table unloads to readable numbers, you can use the OUTREC FIELDS mask of the JCL utility DFSORT.
Other computers
The Digital Equipment Corporation VAX-11 series includes instructions that can perform arithmetic directly on packed BCD data and convert between packed BCD data and other integer representations. The VAX's packed BCD format is compatible with that on IBM System/360 and IBM's later compatible processors. The MicroVAX and later VAX implementations dropped this ability from the CPU but retained code compatibility with earlier machines by implementing the missing instructions in an operating system-supplied software library. This is invoked automatically via exception handling when the defunct instructions are encountered, so that programs using them can execute without modification on the newer machines.
The Intel x86 architecture supports a unique 18-digit (ten-byte) BCD format that can be loaded into and stored from the floating point registers, from where computations can be performed.
The Motorola 68000 series had BCD instructions.
In more recent computers such capabilities are almost always implemented in software rather than the CPU's instruction set, but BCD numeric data are still extremely common in commercial and financial applications. There are tricks for implementing packed BCD and zoned decimal add–or–subtract operations using short but difficult to understand sequences of word-parallel logic and binary arithmetic operations. For example, the following code (written in C) computes an unsigned 8-digit packed BCD addition using 32-bit binary operations:
uint32_t BCDadd(uint32_t a, uint32_t b)
{
uint32_t t1, t2; // unsigned 32-bit intermediate values
t1 = a + 0x06666666;
t2 = t1 ^ b; // sum without carry propagation
t1 = t1 + b; // provisional sum
t2 = t1 ^ t2; // all the binary carry bits
t2 = ~t2 & 0x11111110; // just the BCD carry bits
t2 = (t2 >> 2) | (t2 >> 3); // correction
return t1 - t2; // corrected BCD sum
}
BCD in electronics
BCD is very common in electronic systems where a numeric value is to be displayed, especially in systems consisting solely of digital logic, and not containing a microprocessor. By employing BCD, the manipulation of numerical data for display can be greatly simplified by treating each digit as a separate single sub-circuit. This matches much more closely the physical reality of display hardware—a designer might choose to use a series of separate identical seven-segment displays to build a metering circuit, for example. If the numeric quantity were stored and manipulated as pure binary, interfacing with such a display would require complex circuitry. Therefore, in cases where the calculations are relatively simple, working throughout with BCD can lead to an overall simpler system than converting to and from binary. Most pocket calculators do all their calculations in BCD.
The same argument applies when hardware of this type uses an embedded microcontroller or other small processor. Often, representing numbers internally in BCD format results in smaller code, since a conversion from or to binary representation can be expensive on such limited processors. For these applications, some small processors feature dedicated arithmetic modes, which assist when writing routines that manipulate BCD quantities.
Operations with BCD
Addition
It is possible to perform addition by first adding in binary, and then converting to BCD afterwards. Conversion of the simple sum of two digits can be done by adding 6 (that is, 16 − 10) when the five-bit result of adding a pair of digits has a value greater than 9. The reason for adding 6 is that there are 16 possible 4-bit BCD values (since 24 = 16), but only 10 values are valid (0000 through 1001). For example:
1001 + 1000 = 10001
9 + 8 = 17
10001 is the binary, not decimal, representation of the desired result, but the most significant 1 (the "carry") cannot fit in a 4-bit binary number. In BCD as in decimal, there cannot exist a value greater than 9 (1001) per digit. To correct this, 6 (0110) is added to the total, and then the result is treated as two nibbles:
10001 + 0110 = 00010111 => 0001 0111
17 + 6 = 23 1 7
The two nibbles of the result, 0001 and 0111, correspond to the digits "1" and "7". This yields "17" in BCD, which is the correct result.
This technique can be extended to adding multiple digits by adding in groups from right to left, propagating the second digit as a carry, always comparing the 5-bit result of each digit-pair sum to 9. Some CPUs provide a half-carry flag to facilitate BCD arithmetic adjustments following binary addition and subtraction operations. The Intel 8080, the Zilog Z80 and the CPUs of the x86 family provide the opcode DAA (Decimal Adjust Accumulator).
Subtraction
Subtraction is done by adding the ten's complement of the subtrahend to the minuend. To represent the sign of a number in BCD, the number 0000 is used to represent a positive number, and 1001 is used to represent a negative number. The remaining 14 combinations are invalid signs. To illustrate signed BCD subtraction, consider the following problem: 357 − 432.
In signed BCD, 357 is 0000 0011 0101 0111. The ten's complement of 432 can be obtained by taking the nine's complement of 432, and then adding one. So, 999 − 432 = 567, and 567 + 1 = 568. By preceding 568 in BCD by the negative sign code, the number −432 can be represented. So, −432 in signed BCD is 1001 0101 0110 1000.
Now that both numbers are represented in signed BCD, they can be added together:
0000 0011 0101 0111
0 3 5 7
+ 1001 0101 0110 1000
9 5 6 8
= 1001 1000 1011 1111
9 8 11 15
Since BCD is a form of decimal representation, several of the digit sums above are invalid. In the event that an invalid entry (any BCD digit greater than 1001) exists, 6 is added to generate a carry bit and cause the sum to become a valid entry. So, adding 6 to the invalid entries results in the following:
1001 1000 1011 1111
9 8 11 15
+ 0000 0000 0110 0110
0 0 6 6
= 1001 1001 0010 0101
9 9 2 5
Thus the result of the subtraction is 1001 1001 0010 0101 (−925). To confirm the result, note that the first digit is 9, which means negative. This seems to be correct since 357 − 432 should result in a negative number. The remaining nibbles are BCD, so 1001 0010 0101 is 925. The ten's complement of 925 is 1000 − 925 = 75, so the calculated answer is −75.
If there are a different number of nibbles being added together (such as 1053 − 2), the number with the fewer digits must first be prefixed with zeros before taking the ten's complement or subtracting. So, with 1053 − 2, 2 would have to first be represented as 0002 in BCD, and the ten's complement of 0002 would have to be calculated.
Comparison with pure binary
Advantages
Many non-integral values, such as decimal 0.2, have an infinite place-value representation in binary (.001100110011...) but have a finite place-value in binary-coded decimal (0.0010). Consequently, a system based on binary-coded decimal representations of decimal fractions avoids errors representing and calculating such values. This is useful in financial calculations.
Scaling by a power of 10 is simple.
Rounding at a decimal digit boundary is simpler. Addition and subtraction in decimal do not require rounding.
The alignment of two decimal numbers (for example 1.3 + 27.08) is a simple, exact shift.
Conversion to a character form or for display (e.g., to a text-based format such as XML, or to drive signals for a seven-segment display) is a simple per-digit mapping, and can be done in linear (O(n)) time. Conversion from pure binary involves relatively complex logic that spans digits, and for large numbers, no linear-time conversion algorithm is known (see ).
Disadvantages
Some operations are more complex to implement. Adders require extra logic to cause them to wrap and generate a carry early. Also, 15 to 20 per cent more circuitry is needed for BCD add compared to pure binary. Multiplication requires the use of algorithms that are somewhat more complex than shift-mask-add (a binary multiplication, requiring binary shifts and adds or the equivalent, per-digit or group of digits is required).
Standard BCD requires four bits per digit, roughly 20 per cent more space than a binary encoding (the ratio of 4 bits to log210 bits is 1.204). When packed so that three digits are encoded in ten bits, the storage overhead is greatly reduced, at the expense of an encoding that is unaligned with the 8-bit byte boundaries common on existing hardware, resulting in slower implementations on these systems.
Practical existing implementations of BCD are typically slower than operations on binary representations, especially on embedded systems, due to limited processor support for native BCD operations.
Representational variations
Various BCD implementations exist that employ other representations for numbers. Programmable calculators manufactured by Texas Instruments, Hewlett-Packard, and others typically employ a floating-point BCD format, typically with two or three digits for the (decimal) exponent. The extra bits of the sign digit may be used to indicate special numeric values, such as infinity, underflow/overflow, and error (a blinking display).
Signed variations
Signed decimal values may be represented in several ways. The COBOL programming language, for example, supports five zoned decimal formats, with each one encoding the numeric sign in a different way:
Telephony binary-coded decimal (TBCD)
3GPP developed TBCD, an expansion to BCD where the remaining (unused) bit combinations are used to add specific telephony characters, with digits similar to those found in telephone keypads original design.
The mentioned 3GPP document defines TBCD-STRING with swapped nibbles in each byte. Bits, octets and digits indexed from 1, bits from the right, digits and octets from the left.
bits 8765 of octet n encoding digit 2n
bits 4321 of octet n encoding digit 2(n – 1) + 1
Meaning number 1234, would become 21 43 in TBCD.
Alternative encodings
If errors in representation and computation are more important than the speed of conversion to and from display, a scaled binary representation may be used, which stores a decimal number as a binary-encoded integer and a binary-encoded signed decimal exponent. For example, 0.2 can be represented as 2.
This representation allows rapid multiplication and division, but may require shifting by a power of 10 during addition and subtraction to align the decimal points. It is appropriate for applications with a fixed number of decimal places that do not then require this adjustment—particularly financial applications where 2 or 4 digits after the decimal point are usually enough. Indeed, this is almost a form of fixed point arithmetic since the position of the radix point is implied.
The Hertz and Chen–Ho encodings provide Boolean transformations for converting groups of three BCD-encoded digits to and from 10-bit values that can be efficiently encoded in hardware with only 2 or 3 gate delays. Densely packed decimal (DPD) is a similar scheme that is used for most of the significand, except the lead digit, for one of the two alternative decimal encodings specified in the IEEE 754-2008 floating-point standard.
Application
The BIOS in many personal computers stores the date and time in BCD because the MC6818 real-time clock chip used in the original IBM PC AT motherboard provided the time encoded in BCD. This form is easily converted into ASCII for display.
The Atari 8-bit family of computers used BCD to implement floating-point algorithms. The MOS 6502 processor has a BCD mode that affects the addition and subtraction instructions. The Psion Organiser 1 handheld computer's manufacturer-supplied software also entirely used BCD to implement floating point; later Psion models used binary exclusively.
Early models of the PlayStation 3 store the date and time in BCD. This led to a worldwide outage of the console on 1 March 2010. The last two digits of the year stored as BCD were misinterpreted as 16 causing an error in the unit's date, rendering most functions inoperable. This has been referred to as the Year 2010 problem.
Legal history
In the 1972 case Gottschalk v. Benson, the U.S. Supreme Court overturned a lower court's decision that had allowed a patent for converting BCD-encoded numbers to binary on a computer. The decision noted that a patent "would wholly pre-empt the mathematical formula and in practical effect would be a patent on the algorithm itself". This was a landmark judgement that determining the patentability of software and algorithms.
See also
Bi-quinary coded decimal
Binary-coded ternary (BCT)
Binary integer decimal (BID)
Bitmask
Chen–Ho encoding
Decimal computer
Densely packed decimal (DPD)
Double dabble, an algorithm for converting binary numbers to BCD
Year 2000 problem
Notes
References
Further reading
and (NB. At least some batches of the Krieger reprint edition were misprints with defective pages 115–146.)
(Also: ACM SIGPLAN Notices, Vol. 22 #10, IEEE Computer Society Press #87CH2440-6, October 1987)
External links
Convert BCD to decimal, binary and hexadecimal and vice versa
BCD for Java
Computer arithmetic
Numeral systems
Non-standard positional numeral systems
Binary arithmetic
Articles with example C code |
3832 | https://en.wikipedia.org/wiki/Bauhaus | Bauhaus | The Staatliches Bauhaus (), commonly known as the , was a German art school operational from 1919 to 1933 that combined crafts and the fine arts. The school became famous for its approach to design, which attempted to unify individual artistic vision with the principles of mass production and emphasis on function. Along with the doctrine of functionalism, the Bauhaus initiated the conceptual understanding of architecture and design.
The Bauhaus was founded by architect Walter Gropius in Weimar. It was grounded in the idea of creating a Gesamtkunstwerk ("comprehensive artwork") in which all the arts would eventually be brought together. The Bauhaus style later became one of the most influential currents in modern design, modernist architecture, and architectural education. The Bauhaus movement had a profound influence on subsequent developments in art, architecture, graphic design, interior design, industrial design, and typography. Staff at the Bauhaus included prominent artists such as Paul Klee, Wassily Kandinsky, and László Moholy-Nagy at various points.
The school existed in three German cities—Weimar, from 1919 to 1925; Dessau, from 1925 to 1932; and Berlin, from 1932 to 1933—under three different architect-directors: Walter Gropius from 1919 to 1928; Hannes Meyer from 1928 to 1930; and Ludwig Mies van der Rohe from 1930 until 1933, when the school was closed by its own leadership under pressure from the Nazi regime, having been painted as a centre of communist intellectualism. Internationally, former key figures of Bauhaus were successful in the United States and became known as the avant-garde for the International Style.
The changes of venue and leadership resulted in a constant shifting of focus, technique, instructors, and politics. For example, the pottery shop was discontinued when the school moved from Weimar to Dessau, even though it had been an important revenue source; when Mies van der Rohe took over the school in 1930, he transformed it into a private school and would not allow any supporters of Hannes Meyer to attend it.
Term and concept
Bauhaus is sometimes mistakenly called a style. This is not true. Bauhaus is not a style. However, several specific features are identified in its forms and shapes: simple geometric shapes like rectangles and spheres, without elaborate decorations. Buildings, furniture, and fonts often feature rounded corners and sometimes rounded walls. Other buildings are characterized by rectangular features, for example protruding balconies with flat, chunky railings facing the street, and long banks of windows. Furniture often uses chrome metal pipes that curve at corners. Some outlines can be defined as a tool for creating an ideal form, which is the basis of the architectural concept.
Bauhaus and German modernism
After Germany's defeat in World War I and the establishment of the Weimar Republic, a renewed liberal spirit allowed an upsurge of radical experimentation in all the arts, which had been suppressed by the old regime. Many Germans of left-wing views were influenced by the cultural experimentation that followed the Russian Revolution, such as constructivism. Such influences can be overstated: Gropius did not share these radical views, and said that Bauhaus was entirely apolitical. Just as important was the influence of the 19th-century English designer William Morris (1834–1896), who had argued that art should meet the needs of society and that there should be no distinction between form and function. Thus, the Bauhaus style, also known as the International Style, was marked by the absence of ornamentation and by harmony between the function of an object or a building and its design.
However, the most important influence on Bauhaus was modernism, a cultural movement whose origins lay as early as the 1880s, and which had already made its presence felt in Germany before the World War, despite the prevailing conservatism. The design innovations commonly associated with Gropius and the Bauhaus—the radically simplified forms, the rationality and functionality, and the idea that mass production was reconcilable with the individual artistic spirit—were already partly developed in Germany before the Bauhaus was founded. The German national designers' organization Deutscher Werkbund was formed in 1907 by Hermann Muthesius to harness the new potentials of mass production, with a mind towards preserving Germany's economic competitiveness with England. In its first seven years, the Werkbund came to be regarded as the authoritative body on questions of design in Germany, and was copied in other countries. Many fundamental questions of craftsmanship versus mass production, the relationship of usefulness and beauty, the practical purpose of formal beauty in a commonplace object, and whether or not a single proper form could exist, were argued out among its 1,870 members (by 1914).
German architectural modernism was known as Neues Bauen. Beginning in June 1907, Peter Behrens' pioneering industrial design work for the German electrical company AEG successfully integrated art and mass production on a large scale. He designed consumer products, standardized parts, created clean-lined designs for the company's graphics, developed a consistent corporate identity, built the modernist landmark AEG Turbine Factory, and made full use of newly developed materials such as poured concrete and exposed steel. Behrens was a founding member of the Werkbund, and both Walter Gropius and Adolf Meyer worked for him in this period.
The Bauhaus was founded at a time when the German zeitgeist had turned from emotional Expressionism to the matter-of-fact New Objectivity. An entire group of working architects, including Erich Mendelsohn, Bruno Taut and Hans Poelzig, turned away from fanciful experimentation and towards rational, functional, sometimes standardized building. Beyond the Bauhaus, many other significant German-speaking architects in the 1920s responded to the same aesthetic issues and material possibilities as the school. They also responded to the promise of a "minimal dwelling" written into the new Weimar Constitution. Ernst May, Bruno Taut and Martin Wagner, among others, built large housing blocks in Frankfurt and Berlin. The acceptance of modernist design into everyday life was the subject of publicity campaigns, well-attended public exhibitions like the Weissenhof Estate, films, and sometimes fierce public debate.
Bauhaus and Vkhutemas
The Vkhutemas, the Russian state art and technical school founded in 1920 in Moscow, has been compared to Bauhaus. Founded a year after the Bauhaus school, Vkhutemas has close parallels to the German Bauhaus in its intent, organization and scope. The two schools were the first to train artist-designers in a modern manner. Both schools were state-sponsored initiatives to merge traditional craft with modern technology, with a basic course in aesthetic principles, courses in color theory, industrial design, and architecture. Vkhutemas was a larger school than the Bauhaus, but it was less publicised outside the Soviet Union and consequently, is less familiar in the West.
With the internationalism of modern architecture and design, there were many exchanges between the Vkhutemas and the Bauhaus. The second Bauhaus director Hannes Meyer attempted to organise an exchange between the two schools, while Hinnerk Scheper of the Bauhaus collaborated with various Vkhutein members on the use of colour in architecture. In addition, El Lissitzky's book Russia: an Architecture for World Revolution published in German in 1930 featured several illustrations of Vkhutemas/Vkhutein projects there.
History of the Bauhaus
Weimar
The school was founded by Walter Gropius in Weimar on 1 April 1919, as a merger of the Grand-Ducal Saxon Academy of Fine Art and the Grand Ducal Saxon School of Arts and Crafts for a newly affiliated architecture department. Its roots lay in the arts and crafts school founded by the Grand Duke of Saxe-Weimar-Eisenach in 1906, and directed by Belgian Art Nouveau architect Henry van de Velde. When van de Velde was forced to resign in 1915 because he was Belgian, he suggested Gropius, Hermann Obrist, and August Endell as possible successors. In 1919, after delays caused by World War I and a lengthy debate over who should head the institution and the socio-economic meanings of a reconciliation of the fine arts and the applied arts (an issue which remained a defining one throughout the school's existence), Gropius was made the director of a new institution integrating the two called the Bauhaus. In the pamphlet for an April 1919 exhibition entitled Exhibition of Unknown Architects, Gropius, still very much under the influence of William Morris and the British
Arts and Crafts Movement, proclaimed his goal as being "to create a new guild of craftsmen, without the class distinctions which raise an arrogant barrier between craftsman and artist." Gropius's neologism Bauhaus references both building and the Bauhütte, a premodern guild of stonemasons. The early intention was for the Bauhaus to be a combined architecture school, crafts school, and academy of the arts. Swiss painter Johannes Itten, German-American painter Lyonel Feininger, and German sculptor Gerhard Marcks, along with Gropius, comprised the faculty of the Bauhaus in 1919. By the following year their ranks had grown to include German painter, sculptor, and designer Oskar Schlemmer who headed the theatre workshop, and Swiss painter Paul Klee, joined in 1922 by Russian painter Wassily Kandinsky. A tumultuous year at the Bauhaus, 1922 also saw the move of Dutch painter Theo van Doesburg to Weimar to promote De Stijl ("The Style"), and a visit to the Bauhaus by Russian Constructivist artist and architect El Lissitzky.
From 1919 to 1922 the school was shaped by the pedagogical and aesthetic ideas of Johannes Itten, who taught the Vorkurs or "preliminary course" that was the introduction to the ideas of the Bauhaus. Itten was heavily influenced in his teaching by the ideas of Franz Cižek and Friedrich Wilhelm August Fröbel. He was also influenced in respect to aesthetics by the work of the Der Blaue Reiter group in Munich, as well as the work of Austrian Expressionist Oskar Kokoschka. The influence of German Expressionism favoured by Itten was analogous in some ways to the fine arts side of the ongoing debate. This influence culminated with the addition of Der Blaue Reiter founding member Wassily Kandinsky to the faculty and ended when Itten resigned in late 1923. Itten was replaced by the Hungarian designer László Moholy-Nagy, who rewrote the Vorkurs with a leaning towards the New Objectivity favoured by Gropius, which was analogous in some ways to the applied arts side of the debate. Although this shift was an important one, it did not represent a radical break from the past so much as a small step in a broader, more gradual socio-economic movement that had been going on at least since 1907, when van de Velde had argued for a craft basis for design while Hermann Muthesius had begun implementing industrial prototypes.
Gropius was not necessarily against Expressionism, and in fact, himself in the same 1919 pamphlet proclaiming this "new guild of craftsmen, without the class snobbery", described "painting and sculpture rising to heaven out of the hands of a million craftsmen, the crystal symbol of the new faith of the future." By 1923, however, Gropius was no longer evoking images of soaring Romanesque cathedrals and the craft-driven aesthetic of the "Völkisch movement", instead declaring "we want an architecture adapted to our world of machines, radios and fast cars." Gropius argued that a new period of history had begun with the end of the war. He wanted to create a new architectural style to reflect this new era. His style in architecture and consumer goods was to be functional, cheap and consistent with mass production. To these ends, Gropius wanted to reunite art and craft to arrive at high-end functional products with artistic merit. The Bauhaus issued a magazine called Bauhaus and a series of books called "Bauhausbücher". Since the Weimar Republic lacked the number of raw materials available to the United States and Great Britain, it had to rely on the proficiency of a skilled labour force and an ability to export innovative and high-quality goods. Therefore, designers were needed and so was a new type of art education. The school's philosophy stated that the artist should be trained to work with the industry.
Weimar was in the German state of Thuringia, and the Bauhaus school received state support from the Social Democrat-controlled Thuringian state government. The school in Weimar experienced political pressure from conservative circles in Thuringian politics, increasingly so after 1923 as political tension rose. One condition placed on the Bauhaus in this new political environment was the exhibition of work undertaken at the school. This condition was met in 1923 with the Bauhaus' exhibition of the experimental Haus am Horn. The Ministry of Education placed the staff on six-month contracts and cut the school's funding in half. The Bauhaus issued a press release on 26 December 1924, setting the closure of the school for the end of March 1925. At this point it had already been looking for alternative sources of funding. After the Bauhaus moved to Dessau, a school of industrial design with teachers and staff less antagonistic to the conservative political regime remained in Weimar. This school was eventually known as the Technical University of Architecture and Civil Engineering, and in 1996 changed its name to Bauhaus-University Weimar.
Dessau
The Bauhaus moved to Dessau in 1925 and new facilities there were inaugurated in late 1926. Gropius's design for the Dessau facilities was a return to the futuristic Gropius of 1914 that had more in common with the International style lines of the Fagus Factory than the stripped down Neo-classical of the Werkbund pavilion or the Völkisch Sommerfeld House. During the Dessau years, there was a remarkable change in direction for the school. According to Elaine Hoffman, Gropius had approached the Dutch architect Mart Stam to run the newly founded architecture program, and when Stam declined the position, Gropius turned to Stam's friend and colleague in the ABC group, Hannes Meyer.
Meyer became director when Gropius resigned in February 1928, and brought the Bauhaus its two most significant building commissions, both of which still exist: five apartment buildings in the city of Dessau, and the Bundesschule des Allgemeinen Deutschen Gewerkschaftsbundes (ADGB Trade Union School) in Bernau bei Berlin. Meyer favoured measurements and calculations in his presentations to clients, along with the use of off-the-shelf architectural components to reduce costs. This approach proved attractive to potential clients. The school turned its first profit under his leadership in 1929.
But Meyer also generated a great deal of conflict. As a radical functionalist, he had no patience with the aesthetic program and forced the resignations of Herbert Bayer, Marcel Breuer, and other long-time instructors. Even though Meyer shifted the orientation of the school further to the left than it had been under Gropius, he didn't want the school to become a tool of left-wing party politics. He prevented the formation of a student communist cell, and in the increasingly dangerous political atmosphere, this became a threat to the existence of the Dessau school. Dessau mayor Fritz Hesse fired him in the summer of 1930. The Dessau city council attempted to convince Gropius to return as head of the school, but Gropius instead suggested Ludwig Mies van der Rohe. Mies was appointed in 1930 and immediately interviewed each student, dismissing those that he deemed uncommitted. He halted the school's manufacture of goods so that the school could focus on teaching, and appointed no new faculty other than his close confidant Lilly Reich. By 1931, the Nazi Party was becoming more influential in German politics. When it gained control of the Dessau city council, it moved to close the school.
Berlin
In late 1932, Mies rented a derelict factory in Berlin (Birkbusch Street 49) to use as the new Bauhaus with his own money. The students and faculty rehabilitated the building, painting the interior white. The school operated for ten months without further interference from the Nazi Party. In 1933, the Gestapo closed down the Berlin school. Mies protested the decision, eventually speaking to the head of the Gestapo, who agreed to allow the school to re-open. However, shortly after receiving a letter permitting the opening of the Bauhaus, Mies and the other faculty agreed to voluntarily shut down the school.
Although neither the Nazi Party nor Adolf Hitler had a cohesive architectural policy before they came to power in 1933, Nazi writers like Wilhelm Frick and Alfred Rosenberg had already labelled the Bauhaus "un-German" and criticized its modernist styles, deliberately generating public controversy over issues like flat roofs. Increasingly through the early 1930s, they characterized the Bauhaus as a front for communists and social liberals. Indeed, when Meyer was fired in 1930, a number of communist students loyal to him moved to the Soviet Union.
Even before the Nazis came to power, political pressure on Bauhaus had increased. The Nazi movement, from nearly the start, denounced the Bauhaus for its "degenerate art", and the Nazi regime was determined to crack down on what it saw as the foreign, probably Jewish, influences of "cosmopolitan modernism". Despite Gropius's protestations that as a war veteran and a patriot his work had no subversive political intent, the Berlin Bauhaus was pressured to close in April 1933. Emigrants did succeed, however, in spreading the concepts of the Bauhaus to other countries, including the "New Bauhaus" of Chicago: Mies decided to emigrate to the United States for the directorship of the School of Architecture at the Armour Institute (now Illinois Institute of Technology) in Chicago and to seek building commissions. The simple engineering-oriented functionalism of stripped-down modernism, however, did lead to some Bauhaus influences living on in Nazi Germany. When Hitler's chief engineer, Fritz Todt, began opening the new autobahns (highways) in 1935, many of the bridges and service stations were "bold examples of modernism", and among those submitting designs was Mies van der Rohe.
Architectural output
The paradox of the early Bauhaus was that, although its manifesto proclaimed that the aim of all creative activity was building, the school did not offer classes in architecture until 1927. During the years under Gropius (1919–1927), he and his partner Adolf Meyer observed no real distinction between the output of his architectural office and the school. So the built output of Bauhaus architecture in these years is the output of Gropius: the Sommerfeld house in Berlin, the Otte house in Berlin, the Auerbach house in Jena, and the competition design for the Chicago Tribune Tower, which brought the school much attention. The definitive 1926 Bauhaus building in Dessau is also attributed to Gropius. Apart from contributions to the 1923 Haus am Horn, student architectural work amounted to un-built projects, interior finishes, and craft work like cabinets, chairs and pottery.
In the next two years under Meyer, the architectural focus shifted away from aesthetics and towards functionality. There were major commissions: one from the city of Dessau for five tightly designed "Laubenganghäuser" (apartment buildings with balcony access), which are still in use today, and another for the Bundesschule des Allgemeinen Deutschen Gewerkschaftsbundes (ADGB Trade Union School) in Bernau bei Berlin. Meyer's approach was to research users' needs and scientifically develop the design solution.
Mies van der Rohe repudiated Meyer's politics, his supporters, and his architectural approach. As opposed to Gropius's "study of essentials", and Meyer's research into user requirements, Mies advocated a "spatial implementation of intellectual decisions", which effectively meant an adoption of his own aesthetics. Neither Mies van der Rohe nor his Bauhaus students saw any projects built during the 1930s.
The popular conception of the Bauhaus as the source of extensive Weimar-era working housing is not accurate. Two projects, the apartment building project in Dessau and the Törten row housing also in Dessau, fall in that category, but developing worker housing was not the first priority of Gropius nor Mies. It was the Bauhaus contemporaries Bruno Taut, Hans Poelzig and particularly Ernst May, as the city architects of Berlin, Dresden and Frankfurt respectively, who are rightfully credited with the thousands of socially progressive housing units built in Weimar Germany. The housing Taut built in south-west Berlin during the 1920s, close to the U-Bahn stop Onkel Toms Hütte, is still occupied.
Impact
The Bauhaus had a major impact on art and architecture trends in Western Europe, Canada, the United States and Israel in the decades following its demise, as many of the artists involved fled, or were exiled by the Nazi regime. In 1996, four of the major sites associated with Bauhaus in Germany were inscribed on the UNESCO World Heritage List (with two more added in 2017).
In 1928, the Hungarian painter Alexander Bortnyik founded a school of design in Budapest called Műhely, which means "the studio". Located on the seventh floor of a house on Nagymezo Street, it was meant to be the Hungarian equivalent to the Bauhaus. The literature sometimes refers to it—in an oversimplified manner—as "the Budapest Bauhaus". Bortnyik was a great admirer of László Moholy-Nagy and had met Walter Gropius in Weimar between 1923 and 1925. Moholy-Nagy himself taught at the Műhely. Victor Vasarely, a pioneer of op art, studied at this school before establishing in Paris in 1930.
Walter Gropius, Marcel Breuer, and Moholy-Nagy re-assembled in Britain during the mid-1930s and lived and worked in the Isokon housing development in Lawn Road in London before the war caught up with them. Gropius and Breuer went on to teach at the Harvard Graduate School of Design and worked together before their professional split. Their collaboration produced, among other projects, the Aluminum City Terrace in New Kensington, Pennsylvania and the Alan I W Frank House in Pittsburgh. The Harvard School was enormously influential in America in the late 1920s and early 1930s, producing such students as Philip Johnson, I. M. Pei, Lawrence Halprin and Paul Rudolph, among many others.
In the late 1930s, Mies van der Rohe re-settled in Chicago, enjoyed the sponsorship of the influential Philip Johnson, and became one of the world's pre-eminent architects. Moholy-Nagy also went to Chicago and founded the New Bauhaus school under the sponsorship of industrialist and philanthropist Walter Paepcke. This school became the Institute of Design, part of the Illinois Institute of Technology. Printmaker and painter Werner Drewes was also largely responsible for bringing the Bauhaus aesthetic to America and taught at both Columbia University and Washington University in St. Louis. Herbert Bayer, sponsored by Paepcke, moved to Aspen, Colorado in support of Paepcke's Aspen projects at the Aspen Institute. In 1953, Max Bill, together with Inge Aicher-Scholl and Otl Aicher, founded the Ulm School of Design (German: Hochschule für Gestaltung – HfG Ulm) in Ulm, Germany, a design school in the tradition of the Bauhaus. The school is notable for its inclusion of semiotics as a field of study. The school closed in 1968, but the "Ulm Model" concept continues to influence international design education. Another series of projects at the school were the Bauhaus typefaces, mostly realized in the decades afterward.
The influence of the Bauhaus on design education was significant. One of the main objectives of the Bauhaus was to unify art, craft, and technology, and this approach was incorporated into the curriculum of the Bauhaus. The structure of the Bauhaus Vorkurs (preliminary course) reflected a pragmatic approach to integrating theory and application. In their first year, students learnt the basic elements and principles of design and colour theory, and experimented with a range of materials and processes. This approach to design education became a common feature of architectural and design school in many countries. For example, the Shillito Design School in Sydney stands as a unique link between Australia and the Bauhaus. The colour and design syllabus of the Shillito Design School was firmly underpinned by the theories and ideologies of the Bauhaus. Its first year foundational course mimicked the Vorkurs and focused on the elements and principles of design plus colour theory and application. The founder of the school, Phyllis Shillito, which opened in 1962 and closed in 1980, firmly believed that "A student who has mastered the basic principles of design, can design anything from a dress to a kitchen stove". In Britain, largely under the influence of painter and teacher William Johnstone, Basic Design, a Bauhaus-influenced art foundation course, was introduced at Camberwell School of Art and the Central School of Art and Design, whence it spread to all art schools in the country, becoming universal by the early 1960s.
One of the most important contributions of the Bauhaus is in the field of modern furniture design. The characteristic Cantilever chair and Wassily Chair designed by Marcel Breuer are two examples. (Breuer eventually lost a legal battle in Germany with Dutch architect/designer Mart Stam over patent rights to the cantilever chair design. Although Stam had worked on the design of the Bauhaus's 1923 exhibit in Weimar, and guest-lectured at the Bauhaus later in the 1920s, he was not formally associated with the school, and he and Breuer had worked independently on the cantilever concept, leading to the patent dispute.) The most profitable product of the Bauhaus was its wallpaper.
The physical plant at Dessau survived World War II and was operated as a design school with some architectural facilities by the German Democratic Republic. This included live stage productions in the Bauhaus theater under the name of Bauhausbühne ("Bauhaus Stage"). After German reunification, a reorganized school continued in the same building, with no essential continuity with the Bauhaus under Gropius in the early 1920s. In 1979 Bauhaus-Dessau College started to organize postgraduate programs with participants from all over the world. This effort has been supported by the Bauhaus-Dessau Foundation which was founded in 1974 as a public institution.
Later evaluation of the Bauhaus design credo was critical of its flawed recognition of the human element, an acknowledgment of "the dated, unattractive aspects of the Bauhaus as a projection of utopia marked by mechanistic views of human nature…Home hygiene without home atmosphere."
Subsequent examples which have continued the philosophy of the Bauhaus include Black Mountain College, Hochschule für Gestaltung in Ulm and Domaine de Boisbuchet.
The White City
The White City (Hebrew: העיר הלבנה, refers to a collection of over 4,000 buildings built in the Bauhaus or International Style in Tel Aviv from the 1930s by German Jewish architects who emigrated to the British Mandate of Palestine after the rise of the Nazis. Tel Aviv has the largest number of buildings in the Bauhaus/International Style of any city in the world. Preservation, documentation, and exhibitions have brought attention to Tel Aviv's collection of 1930s architecture. In 2003, the United Nations Educational, Scientific and Cultural Organization (UNESCO) proclaimed Tel Aviv's White City a World Cultural Heritage site, as "an outstanding example of new town planning and architecture in the early 20th century." The citation recognized the unique adaptation of modern international architectural trends to the cultural, climatic, and local traditions of the city. Bauhaus Center Tel Aviv organizes regular architectural tours of the city.
Centenary year, 2019
As the centenary of the founding of Bauhaus, several events, festivals, and exhibitions were held around the world in 2019. The international opening festival at the Berlin Academy of the Arts from 16 to 24 January concentrated on "the presentation and production of pieces by contemporary artists, in which the aesthetic issues and experimental configurations of the Bauhaus artists continue to be inspiringly contagious". Original Bauhaus, The Centenary Exhibition at the Berlinische Galerie (6 September 2019 to 27 January 2020) presented 1,000 original artefacts from the Bauhaus-Archiv's collection and recounted the history behind the objects.
The New European Bauhaus
In September 2020, President of the European Commission Ursula Von der Leyen introduced the New European Bauhaus (NEB) initiative during her State of the Union address. The NEB is a creative and interdisciplinary movement that connects the European Green Deal to everyday life. It is a platform for experimentation aiming to unite citizens, experts, businesses and institutions in imagining and designing a sustainable, aesthetic and inclusive future.
Sport and physical activity were an essential part of the original Bauhaus approach. Hannes Meyer, the second director of Bauhaus Dessau, ensured that one day a week was solely devoted to sport and gymnastics. 1 In 1930, Meyer employed two physical education teachers. The Bauhaus school even applied for public funds to enhance its playing field. The inclusion of sport and physical activity in the Bauhaus curriculum had various purposes. First, as Meyer put it, sport combatted a “one-sided emphasis on brainwork.” In addition, Bauhaus instructors believed that students could better express themselves if they actively experienced the space, rhythms and movements of the body. The Bauhaus approach also considered physical activity an important contributor to wellbeing and community spirit. Sport and physical activity were essential to the interdisciplinary Bauhaus movement that developed revolutionary ideas and continues to shape our environments today.
Bauhaus staff and students
People who were educated, or who taught or worked in other capacities, at the Bauhaus.
Gallery
See also
Art Deco architecture
Bauhaus Archive
Bauhaus Center Tel Aviv
Bauhaus Dessau Foundation
Bauhaus Museum, Tel Aviv
Bauhaus Museum, Weimar
Bauhaus World Heritage Site
Constructivist architecture
Expressionist architecture
Form follows function
Haus am Horn
IIT Institute of Design
International style (architecture)
Lucia Moholy
Max-Liebling House, Tel Aviv
Modern architecture
Neues Sehen (New Vision)
New Objectivity (architecture)
Swiss Style (design)
Ulm School of Design
Vkhutemas
Women of the Bauhaus
Explanatory footnotes
The closure, and the response of Mies van der Rohe, is fully documented in Elaine Hochman's Architects of Fortune.
Google honored Bauhaus for its 100th anniversary on 12 April 2019 with a Google Doodle.
Citations
General and cited references
Olaf Thormann: Bauhaus Saxony. arnoldsche Art Publishers 2019, .
Further reading
External links
Bauhaus Everywhere — Google Arts & Culture
Collection: Artists of the Bauhaus from the University of Michigan Museum of Art
1919 establishments in Germany
1933 disestablishments in Germany
Architecture in Germany
Architecture schools
Art movements
Design schools in Germany
Expressionist architecture
German architectural styles
Graphic design
Industrial design
Modernist architecture
Bauhaus, Dessau
Visual arts education
Bauhaus
Weimar culture
World Heritage Sites in Germany |
3833 | https://en.wikipedia.org/wiki/Beowulf | Beowulf | Beowulf (; ) is an Old English epic poem in the tradition of Germanic heroic legend consisting of 3,182 alliterative lines. It is one of the most important and most often translated works of Old English literature. The date of composition is a matter of contention among scholars; the only certain dating is for the manuscript, which was produced between 975 and 1025. Scholars call the anonymous author the "Beowulf poet".
The story is set in pagan Scandinavia in the 6th century. Beowulf, a hero of the Geats, comes to the aid of Hrothgar, the king of the Danes, whose mead hall in Heorot has been under attack by the monster Grendel. After Beowulf slays him, Grendel's mother attacks the hall and is then defeated. Victorious, Beowulf goes home to Geatland and becomes king of the Geats. Fifty years later, Beowulf defeats a dragon, but is mortally wounded in the battle. After his death, his attendants cremate his body and erect a barrow on a headland in his memory.
Scholars have debated whether Beowulf was transmitted orally, affecting its interpretation: if it was composed early, in pagan times, then the paganism is central and the Christian elements were added later, whereas if it was composed later, in writing, by a Christian, then the pagan elements could be decorative archaising; some scholars also hold an intermediate position.
Beowulf is written mostly in the Late West Saxon dialect of Old English, but many other dialectal forms are present, suggesting that the poem may have had a long and complex transmission throughout the dialect areas of England.
There has long been research into similarities with other traditions and accounts, including the Icelandic Grettis saga, the Norse story of Hrolf Kraki and his bear-shapeshifting servant Bodvar Bjarki, the international folktale the Bear's Son Tale, and the Irish folktale of the Hand and the Child. Persistent attempts have been made to link Beowulf to tales from Homer's Odyssey or Virgil's Aeneid. More definite are Biblical parallels, with clear allusions to the books of Genesis, Exodus, and Daniel.
The poem survives in a single copy in the manuscript known as the Nowell Codex. It has no title in the original manuscript, but has become known by the name of the story's protagonist. In 1731, the manuscript was damaged by a fire that swept through Ashburnham House in London, which was housing Sir Robert Cotton's collection of medieval manuscripts. It survived, but the margins were charred, and some readings were lost. The Nowell Codex is housed in the British Library.
The poem was first transcribed in 1786; some verses were first translated into modern English in 1805, and nine complete translations were made in the 19th century, including those by John Mitchell Kemble and William Morris.
After 1900, hundreds of translations, whether into prose, rhyming verse, or alliterative verse were made, some relatively faithful, some archaising, some attempting to domesticate the work. Among the best-known modern translations are those of Edwin Morgan, Burton Raffel, Michael J. Alexander, Roy Liuzza, and Seamus Heaney. The difficulty of translating Beowulf has been explored by scholars including J. R. R. Tolkien (in his essay "On Translating Beowulf"), who worked on a verse and a prose translation of his own.
Historical background
The events in the poem take place over most of the 6th century, and feature no English characters. Some suggest that Beowulf was first composed in the 7th century at Rendlesham in East Anglia, as the Sutton Hoo ship-burial shows close connections with Scandinavia, and the East Anglian royal dynasty, the Wuffingas, may have been descendants of the Geatish Wulfings. Others have associated this poem with the court of King Alfred the Great or with the court of King Cnut the Great.
The poem blends fictional, legendary, mythic and historical elements. Although Beowulf himself is not mentioned in any other Anglo-Saxon manuscript, many of the other figures named in Beowulf appear in Scandinavian sources. This concerns not only individuals (e.g., Healfdene, Hroðgar, Halga, Hroðulf, Eadgils and Ohthere), but also clans (e.g., Scyldings, Scylfings and Wulfings) and certain events (e.g., the battle between Eadgils and Onela). The raid by King Hygelac into Frisia is mentioned by Gregory of Tours in his History of the Franks and can be dated to around 521.
The majority view appears to be that figures such as King Hroðgar and the Scyldings in Beowulf are based on historical people from 6th-century Scandinavia. Like the Finnesburg Fragment and several shorter surviving poems, Beowulf has consequently been used as a source of information about Scandinavian figures such as Eadgils and Hygelac, and about continental Germanic figures such as Offa, king of the continental Angles. However, the scholar Roy Liuzza argues that the poem is "frustratingly ambivalent", neither myth nor folktale, but is set "against a complex background of legendary history ... on a roughly recognizable map of Scandinavia", and comments that the Geats of the poem may correspond with the Gautar (of modern Götaland); or perhaps the legendary Getae.
19th-century archaeological evidence may confirm elements of the Beowulf story. Eadgils was buried at Uppsala (Gamla Uppsala, Sweden) according to Snorri Sturluson. When the western mound (to the left in the photo) was excavated in 1874, the finds showed that a powerful man was buried in a large barrow, , on a bear skin with two dogs and rich grave offerings. The eastern mound was excavated in 1854, and contained the remains of a woman, or a woman and a young man. The middle barrow has not been excavated.
In Denmark, recent (1986-88, 2004-05) archaeological excavations at Lejre, where Scandinavian tradition located the seat of the Scyldings, Heorot, have revealed that a hall was built in the mid-6th century, matching the period described in Beowulf, some centuries before the poem was composed. Three halls, each about long, were found during the excavation.
Summary
The protagonist Beowulf, a hero of the Geats, comes to the aid of Hrothgar, king of the Danes, whose great hall, Heorot, is plagued by the monster Grendel. Beowulf kills Grendel with his bare hands, then kills Grendel's mother with a giant's sword that he found in her lair.
Later in his life, Beowulf becomes king of the Geats, and finds his realm terrorized by a dragon, some of whose treasure had been stolen from his hoard in a burial mound. He attacks the dragon with the help of his thegns or servants, but they do not succeed. Beowulf decides to follow the dragon to its lair at Earnanæs, but only his young Swedish relative Wiglaf, whose name means "remnant of valour", dares to join him. Beowulf finally slays the dragon, but is mortally wounded in the struggle. He is cremated and a burial mound by the sea is erected in his honour.
Beowulf is considered an epic poem in that the main character is a hero who travels great distances to prove his strength at impossible odds against supernatural demons and beasts. The poem begins in medias res or simply, "in the middle of things", a characteristic of the epics of antiquity. Although the poem begins with Beowulf's arrival, Grendel's attacks have been ongoing. An elaborate history of characters and their lineages is spoken of, as well as their interactions with each other, debts owed and repaid, and deeds of valour. The warriors form a brotherhood linked by loyalty to their lord. The poem begins and ends with funerals: at the beginning of the poem for Scyld Scefing and at the end for Beowulf.
The poem is tightly structured. E. Carrigan shows the symmetry of its design in a model of its major components, with for instance the account of the killing of Grendel matching that of the killing of the dragon, the glory of the Danes matching the accounts of the Danish and Geatish courts.
First battle: Grendel
Beowulf begins with the story of Hrothgar, who constructed the great hall, Heorot, for himself and his warriors. In it, he, his wife Wealhtheow, and his warriors spend their time singing and celebrating. Grendel, a troll-like monster said to be descended from the biblical Cain, is pained by the sounds of joy. Grendel attacks the hall and kills and devours many of Hrothgar's warriors while they sleep. Hrothgar and his people, helpless against Grendel, abandon Heorot.
Beowulf, a young warrior from Geatland, hears of Hrothgar's troubles and with his king's permission leaves his homeland to assist Hrothgar.
Beowulf and his men spend the night in Heorot. Beowulf refuses to use any weapon because he holds himself to be Grendel's equal. When Grendel enters the hall, Beowulf, who has been feigning sleep, leaps up to clench Grendel's hand. Grendel and Beowulf battle each other violently. Beowulf's retainers draw their swords and rush to his aid, but their blades cannot pierce Grendel's skin. Finally, Beowulf tears Grendel's arm from his body at the shoulder and Grendel runs to his home in the marshes where he dies. Beowulf displays "the whole of Grendel's shoulder and arm, his awesome grasp" for all to see at Heorot. This display would fuel Grendel's mother's anger in revenge.
Second battle: Grendel's mother
The next night, after celebrating Grendel's defeat, Hrothgar and his men sleep in Heorot. Grendel's mother, angry that her son has been killed, sets out to get revenge. "Beowulf was elsewhere. Earlier, after the award of treasure, The Geat had been given another lodging"; his assistance would be absent in this battle. Grendel's mother violently kills Æschere, who is Hrothgar's most loyal fighter, and escapes.
Hrothgar, Beowulf, and their men track Grendel's mother to her lair under a lake. Unferð, a warrior who had earlier challenged him, presents Beowulf with his sword Hrunting. After stipulating a number of conditions to Hrothgar in case of his death (including the taking in of his kinsmen and the inheritance by Unferth of Beowulf's estate), Beowulf jumps into the lake, and while harassed by water monsters gets to the bottom, where he finds a cavern. Grendel's mother pulls him in, and she and Beowulf engage in fierce combat.
At first, Grendel's mother prevails, and Hrunting proves incapable of hurting her; she throws Beowulf to the ground and, sitting astride him, tries to kill him with a short sword, but Beowulf is saved by his armour. Beowulf spots another sword, hanging on the wall and apparently made for giants, and cuts her head off with it. Travelling further into Grendel's mother's lair, Beowulf discovers Grendel's corpse and severs his head with the sword. Its blade melts because of the monster's "hot blood", leaving only the hilt. Beowulf swims back up to the edge of the lake where his men wait. Carrying the hilt of the sword and Grendel's head, he presents them to Hrothgar upon his return to Heorot. Hrothgar gives Beowulf many gifts, including the sword Nægling, his family's heirloom. The events prompt a long reflection by the king, sometimes referred to as "Hrothgar's sermon", in which he urges Beowulf to be wary of pride and to reward his thegns.
Final battle: The dragon
Beowulf returns home and eventually becomes king of his own people. One day, fifty years after Beowulf's battle with Grendel's mother, a slave steals a golden cup from the lair of a dragon at Earnanæs. When the dragon sees that the cup has been stolen, it leaves its cave in a rage, burning everything in sight. Beowulf and his warriors come to fight the dragon, but Beowulf tells his men that he will fight the dragon alone and that they should wait on the barrow. Beowulf descends to do battle with the dragon, but finds himself outmatched. His men, upon seeing this and fearing for their lives, retreat into the woods. One of his men, Wiglaf, however, in great distress at Beowulf's plight, comes to his aid. The two slay the dragon, but Beowulf is mortally wounded. After Beowulf dies, Wiglaf remains by his side, grief-stricken. When the rest of the men finally return, Wiglaf bitterly admonishes them, blaming their cowardice for Beowulf's death. Beowulf is ritually burned on a great pyre in Geatland while his people wail and mourn him, fearing that without him, the Geats are defenceless against attacks from surrounding tribes. Afterwards, a barrow, visible from the sea, is built in his memory.
Digressions
The poem contains many apparent digressions from the main story. These were found troublesome by early Beowulf scholars such as Frederick Klaeber, who wrote that they "interrupt the story", W. W. Lawrence, who stated that they "clog the action and distract attention from it", and W. P. Ker who found some "irrelevant ... possibly ... interpolations". More recent scholars from Adrien Bonjour onwards note that the digressions can all be explained as introductions or comparisons with elements of the main story; for instance, Beowulf's swimming home across the sea from Frisia carrying thirty sets of armour emphasises his heroic strength. The digressions can be divided into four groups, namely the Scyld narrative at the start; many descriptions of the Geats, including the Swedish–Geatish wars, the "Lay of the Last Survivor" in the style of another Old English poem, "The Wanderer", and Beowulf's dealings with the Geats such as his verbal contest with Unferth and his swimming duel with Breca, and the tale of Sigemund and the dragon; history and legend, including the fight at Finnsburg and the tale of Freawaru and Ingeld; and biblical tales such as the creation myth and Cain as ancestor of all monsters. The digressions provide a powerful impression of historical depth, imitated by Tolkien in The Lord of the Rings, a work that embodies many other elements from the poem.
Authorship and date
The dating of Beowulf has attracted considerable scholarly attention; opinion differs as to whether it was first written in the 8th century, whether it was nearly contemporary with its 11th century manuscript, and whether a proto-version (possibly a version of the "Bear's Son Tale") was orally transmitted before being transcribed in its present form. Albert Lord felt strongly that the manuscript represents the transcription of a performance, though likely taken at more than one sitting. J. R. R. Tolkien believed that the poem retains too genuine a memory of Anglo-Saxon paganism to have been composed more than a few generations after the completion of the Christianisation of England around AD 700, and Tolkien's conviction that the poem dates to the 8th century has been defended by scholars including Tom Shippey, Leonard Neidorf, Rafael J. Pascual, and Robert D. Fulk. An analysis of several Old English poems by a team including Neidorf suggests that Beowulf is the work of a single author, though other scholars disagree.
The claim to an early 11th-century date depends in part on scholars who argue that, rather than the transcription of a tale from the oral tradition by an earlier literate monk, Beowulf reflects an original interpretation of an earlier version of the story by the manuscript's two scribes. On the other hand, some scholars argue that linguistic, palaeographical (handwriting), metrical (poetic structure), and onomastic (naming) considerations align to support a date of composition in the first half of the 8th century; in particular, the poem's apparent observation of etymological vowel-length distinctions in unstressed syllables (described by Kaluza's law) has been thought to demonstrate a date of composition prior to the earlier ninth century. However, scholars disagree about whether the metrical phenomena described by Kaluza's law prove an early date of composition or are evidence of a longer prehistory of the Beowulf metre; B.R. Hutcheson, for instance, does not believe Kaluza's law can be used to date the poem, while claiming that "the weight of all the evidence Fulk presents in his book tells strongly in favour of an eighth-century date."
From an analysis of creative genealogy and ethnicity, Craig R. Davis suggests a composition date in the AD 890s, when King Alfred of England had secured the submission of Guthrum, leader of a division of the Great Heathen Army of the Danes, and of Aethelred, ealdorman of Mercia. In this thesis, the trend of appropriating Gothic royal ancestry, established in Francia during Charlemagne's reign, influenced the Anglian kingdoms of Britain to attribute to themselves a Geatish descent. The composition of Beowulf was the fruit of the later adaptation of this trend in Alfred's policy of asserting authority over the Angelcynn, in which Scyldic descent was attributed to the West-Saxon royal pedigree. This date of composition largely agrees with Lapidge's positing of a West-Saxon exemplar .
The location of the poem's composition is intensely disputed. In 1914, F.W. Moorman, the first professor of English Language at University of Leeds, claimed that Beowulf was composed in Yorkshire, but E. Talbot Donaldson claims that it was probably composed during the first half of the eighth century, and that the writer was a native of what was then called West Mercia, located in the Western Midlands of England. However, the late tenth-century manuscript "which alone preserves the poem" originated in the kingdom of the West Saxons – as it is more commonly known.
Manuscript
Beowulf survived to modern times in a single manuscript, written in ink on parchment, later damaged by fire. The manuscript measures 245 × 185 mm.
Provenance
The poem is known only from a single manuscript, estimated to date from around 975–1025, in which it appears with other works. The manuscript therefore dates either to the reign of Æthelred the Unready, characterised by strife with the Danish king Sweyn Forkbeard, or to the beginning of the reign of Sweyn's son Cnut the Great from 1016. The Beowulf manuscript is known as the Nowell Codex, gaining its name from 16th-century scholar Laurence Nowell. The official designation is "British Library, Cotton Vitellius A.XV" because it was one of Sir Robert Bruce Cotton's holdings in the Cotton library in the middle of the 17th century. Many private antiquarians and book collectors, such as Sir Robert Cotton, used their own library classification systems. "Cotton Vitellius A.XV" translates as: the 15th book from the left on shelf A (the top shelf) of the bookcase with the bust of Roman Emperor Vitellius standing on top of it, in Cotton's collection. Kevin Kiernan argues that Nowell most likely acquired it through William Cecil, 1st Baron Burghley, in 1563, when Nowell entered Cecil's household as a tutor to his ward, Edward de Vere, 17th Earl of Oxford.
The earliest extant reference to the first foliation of the Nowell Codex was made sometime between 1628 and 1650 by Franciscus Junius (the younger). The ownership of the codex before Nowell remains a mystery.
The Reverend Thomas Smith (1638–1710) and Humfrey Wanley (1672–1726) both catalogued the Cotton library (in which the Nowell Codex was held). Smith's catalogue appeared in 1696, and Wanley's in 1705. The Beowulf manuscript itself is identified by name for the first time in an exchange of letters in 1700 between George Hickes, Wanley's assistant, and Wanley. In the letter to Wanley, Hickes responds to an apparent charge against Smith, made by Wanley, that Smith had failed to mention the Beowulf script when cataloguing Cotton MS. Vitellius A. XV. Hickes replies to Wanley "I can find nothing yet of Beowulph." Kiernan theorised that Smith failed to mention the Beowulf manuscript because of his reliance on previous catalogues or because either he had no idea how to describe it or because it was temporarily out of the codex.
The manuscript passed to Crown ownership in 1702, on the death of its then owner, Sir John Cotton, who had inherited it from his grandfather, Robert Cotton. It suffered damage in a fire at Ashburnham House in 1731, in which around a quarter of the manuscripts bequeathed by Cotton were destroyed. Since then, parts of the manuscript have crumbled along with many of the letters. Rebinding efforts, though saving the manuscript from much degeneration, have nonetheless covered up other letters of the poem, causing further loss. Kiernan, in preparing his electronic edition of the manuscript, used fibre-optic backlighting and ultraviolet lighting to reveal letters in the manuscript lost from binding, erasure, or ink blotting.
Writing
The Beowulf manuscript was transcribed from an original by two scribes, one of whom wrote the prose at the beginning of the manuscript and the first 1939 lines, before breaking off in mid-sentence. The first scribe made a point of carefully regularizing the spelling of the original document into the common West Saxon, removing any archaic or dialectical features. The second scribe, who wrote the remainder, with a difference in handwriting noticeable after line 1939, seems to have written more vigorously and with less interest. As a result, the second scribe's script retains more archaic dialectic features, which allow modern scholars to ascribe the poem a cultural context. While both scribes appear to have proofread their work, there are nevertheless many errors. The second scribe was ultimately the more conservative copyist as he did not modify the spelling of the text as he wrote, but copied what he saw in front of him. In the way that it is currently bound, the Beowulf manuscript is followed by the Old English poem Judith. Judith was written by the same scribe that completed Beowulf, as evidenced by similar writing style. Wormholes found in the last leaves of the Beowulf manuscript that are absent in the Judith manuscript suggest that at one point Beowulf ended the volume. The rubbed appearance of some leaves suggests that the manuscript stood on a shelf unbound, as was the case with other Old English manuscripts. Knowledge of books held in the library at Malmesbury Abbey and available as source works, as well as the identification of certain words particular to the local dialect found in the text, suggest that the transcription may have taken place there.
Performance
The scholar Roy Liuzza notes that the practice of oral poetry is by its nature invisible to history as evidence is in writing. Comparison with other bodies of verse such as Homer's, coupled with ethnographic observation of early 20th century performers, has provided a vision of how an Anglo-Saxon singer-poet or scop may have practised. The resulting model is that performance was based on traditional stories and a repertoire of word formulae that fitted the traditional metre. The scop moved through the scenes, such as putting on armour or crossing the sea, each one improvised at each telling with differing combinations of the stock phrases, while the basic story and style remained the same. Liuzza notes that Beowulf itself describes the technique of a court poet in assembling materials, in lines 867–874 in his translation, "full of grand stories, mindful of songs ... found other words truly bound together; ... to recite with skill the adventure of Beowulf, adeptly tell a tall tale, and (wordum wrixlan) weave his words." The poem further mentions (lines 1065–1068) that "the harp was touched, tales often told, when Hrothgar's scop was set to recite among the mead tables his hall-entertainment".
Debate over oral tradition
The question of whether Beowulf was passed down through oral tradition prior to its present manuscript form has been the subject of much debate, and involves more than simply the issue of its composition. Rather, given the implications of the theory of oral-formulaic composition and oral tradition, the question concerns how the poem is to be understood, and what sorts of interpretations are legitimate. In his landmark 1960 work, The Singer of Tales, Albert Lord, citing the work of Francis Peabody Magoun and others, considered it proven that Beowulf was composed orally. Later scholars have not all been convinced; they agree that "themes" like "arming the hero" or the "hero on the beach" do exist across Germanic works, some scholars conclude that Anglo-Saxon poetry is a mix of oral-formulaic and literate patterns. Larry Benson proposed that Germanic literature contains "kernels of tradition" which Beowulf expands upon. Ann Watts argued against the imperfect application of one theory to two different traditions: traditional, Homeric, oral-formulaic poetry and Anglo-Saxon poetry. Thomas Gardner agreed with Watts, arguing that the Beowulf text is too varied to be completely constructed from set formulae and themes. John Miles Foley wrote that comparative work must observe the particularities of a given tradition; in his view, there was a fluid continuum from traditionality to textuality.
Editions, translations, and adaptations
Editions
Many editions of the Old English text of Beowulf have been published; this section lists the most influential.
The Icelandic scholar Grímur Jónsson Thorkelin made the first transcriptions of the Beowulf-manuscript in 1786, working as part of a Danish government historical research commission. He made one himself, and had another done by a professional copyist who knew no Old English (and was therefore in some ways more likely to make transcription errors, but in other ways more likely to copy exactly what he saw). Since that time, the manuscript has crumbled further, making these transcripts prized witnesses to the text. While the recovery of at least 2000 letters can be attributed to them, their accuracy has been called into question, and the extent to which the manuscript was actually more readable in Thorkelin's time is uncertain. Thorkelin used these transcriptions as the basis for the first complete edition of Beowulf, in Latin.
In 1922, Frederick Klaeber published his edition Beowulf and The Fight at Finnsburg; it became the "central source used by graduate students for the study of the poem and by scholars and teachers as the basis of their translations." The edition included an extensive glossary of Old English terms. His third edition was published in 1936, with the last version in his lifetime being a revised reprint in 1950. Klaeber's text was re-presented with new introductory material, notes, and glosses, in a fourth edition in 2008.
Another widely used edition is Elliott Van Kirk Dobbie's, published in 1953 in the Anglo-Saxon Poetic Records series. The British Library, meanwhile, took a prominent role in supporting Kevin Kiernan's Electronic Beowulf; the first edition appeared in 1999, and the fourth in 2014.
Translations and adaptations
The tightly interwoven structure of Old English poetry makes translating Beowulf a severe technical challenge. Despite this, a great number of translations and adaptations are available, in poetry and prose. Andy Orchard, in A Critical Companion to Beowulf, lists 33 "representative" translations in his bibliography, while the Arizona Center for Medieval and Renaissance Studies published Marijane Osborn's annotated list of over 300 translations and adaptations in 2003. Beowulf has been translated many times in verse and in prose, and adapted for stage and screen. By 2020, the Beowulf's Afterlives Bibliographic Database listed some 688 translations and other versions of the poem. Beowulf has been translated into at least 38 other languages.
In 1805, the historian Sharon Turner translated selected verses into modern English. This was followed in 1814 by John Josias Conybeare who published an edition "in English paraphrase and Latin verse translation." N. F. S. Grundtvig reviewed Thorkelin's edition in 1815 and created the first complete verse translation in Danish in 1820. In 1837, John Mitchell Kemble created an important literal translation in English. In 1895, William Morris and A. J. Wyatt published the ninth English translation.
In 1909, Francis Barton Gummere's full translation in "English imitative metre" was published, and was used as the text of Gareth Hinds's 2007 graphic novel based on Beowulf. In 1975, John Porter published the first complete verse translation of the poem entirely accompanied by facing-page Old English. Seamus Heaney's 1999 translation of the poem (Beowulf: A New Verse Translation, called "Heaneywulf" by the Beowulf translator Howell Chickering and many others) was both praised and criticized. The US publication was commissioned by W. W. Norton & Company, and was included in the Norton Anthology of English Literature. Many retellings of Beowulf for children appeared in the 20th century.
In 2000 (2nd edition 2013), Liuzza published his own version of Beowulf in a parallel text with the Old English, with his analysis of the poem's historical, oral, religious and linguistic contexts. R. D. Fulk, of Indiana University, published a facing-page edition and translation of the entire Nowell Codex manuscript in 2010. Hugh Magennis's 2011 Translating Beowulf: Modern Versions in English Verse discusses the challenges and history of translating the poem, as well as the question of how to approach its poetry, and discusses several post-1950 verse translations, paying special attention to those of Edwin Morgan, Burton Raffel, Michael J. Alexander, and Seamus Heaney. Translating Beowulf is one of the subjects of the 2012 publication Beowulf at Kalamazoo, containing a section with 10 essays on translation, and a section with 22 reviews of Heaney's translation, some of which compare Heaney's work with Liuzza's. Tolkien's long-awaited prose translation (edited by his son Christopher) was published in 2014 as Beowulf: A Translation and Commentary. The book includes Tolkien's own retelling of the story of Beowulf in his tale Sellic Spell, but not his incomplete and unpublished verse translation. The Mere Wife, by Maria Dahvana Headley, was published in 2018. It relocates the action to a wealthy community in 20th century America and is told primarily from the point of view of Grendel's mother. In 2020, Headley published a translation in which the opening "Hwæt!" is rendered "Bro!"; this translation subsequently won the Hugo Award for Best Related Work.
Sources and analogues
Neither identified sources nor analogues for Beowulf can be definitively proven, but many conjectures have been made. These are important in helping historians understand the Beowulf manuscript, as possible source-texts or influences would suggest time-frames of composition, geographic boundaries within which it could be composed, or range (both spatial and temporal) of influence (i.e. when it was "popular" and where its "popularity" took it). The poem has been related to Scandinavian, Celtic, and international folkloric sources.
Scandinavian parallels and sources
19th-century studies proposed that Beowulf was translated from a lost original Scandinavian work; surviving Scandinavian works have continued to be studied as possible sources. In 1886 Gregor Sarrazin suggested that an Old Norse original version of Beowulf must have existed, but in 1914 Carl Wilhelm von Sydow pointed out that Beowulf is fundamentally Christian and was written at a time when any Norse tale would have most likely been pagan. Another proposal was a parallel with the Grettis Saga, but in 1998, Magnús Fjalldal challenged that, stating that tangential similarities were being overemphasized as analogies. The story of Hrolf Kraki and his servant, the legendary bear-shapeshifter Bodvar Bjarki, has also been suggested as a possible parallel; he survives in Hrólfs saga kraka and Saxo's Gesta Danorum, while Hrolf Kraki, one of the Scyldings, appears as "Hrothulf" in Beowulf. New Scandinavian analogues to Beowulf continue to be proposed regularly, with Hrólfs saga Gautrekssonar being the most recently adduced text.
International folktale sources
(1910) wrote a thesis that the first part of Beowulf (the Grendel Story) incorporated preexisting folktale material, and that the folktale in question was of the Bear's Son Tale (Bärensohnmärchen) type, which has surviving examples all over the world. This tale type was later catalogued as international folktale type 301 in the ATU Index, now formally entitled "The Three Stolen Princesses" type in Hans Uther's catalogue, although the "Bear's Son" is still used in Beowulf criticism, if not so much in folkloristic circles. However, although this folkloristic approach was seen as a step in the right direction, "The Bear's Son" tale has later been regarded by many as not a close enough parallel to be a viable choice. Later, Peter A. Jorgensen, looking for a more concise frame of reference, coined a "two-troll tradition" that covers both Beowulf and Grettis saga: "a Norse 'ecotype' in which a hero enters a cave and kills two giants, usually of different sexes"; this has emerged as a more attractive folk tale parallel, according to a 1998 assessment by Andersson.
The epic's similarity to the Irish folktale "The Hand and the Child" was noted in 1899 by Albert S. Cook, and others even earlier. In 1914, the Swedish folklorist Carl Wilhelm von Sydow made a strong argument for parallelism with "The Hand and the Child", because the folktale type demonstrated a "monstrous arm" motif that corresponded with Beowulf's wrenching off Grendel's arm. No such correspondence could be perceived in the Bear's Son Tale or in the Grettis saga.
James Carney and Martin Puhvel agree with this "Hand and the Child" contextualisation. Puhvel supported the "Hand and the Child" theory through such motifs as (in Andersson's words) "the more powerful giant mother, the mysterious light in the cave, the melting of the sword in blood, the phenomenon of battle rage, swimming prowess, combat with water monsters, underwater adventures, and the bear-hug style of wrestling."
In the Mabinogion, Teyrnon discovers the otherworldly boy child Pryderi, the principal character of the cycle, after cutting off the arm of a monstrous beast which is stealing foals from his stables. The medievalist R. Mark Scowcroft notes that the tearing off of the monster's arm without a weapon is found only in Beowulf and fifteen of the Irish variants of the tale; he identifies twelve parallels between the tale and Beowulf.
Classical sources
Attempts to find classical or Late Latin influence or analogue in Beowulf are almost exclusively linked with Homer's Odyssey or Virgil's Aeneid. In 1926, Albert S. Cook suggested a Homeric connection due to equivalent formulas, metonymies, and analogous voyages. In 1930, James A. Work supported the Homeric influence, stating that encounter between Beowulf and Unferth was parallel to the encounter between Odysseus and Euryalus in Books 7–8 of the Odyssey, even to the point of both characters giving the hero the same gift of a sword upon being proven wrong in their initial assessment of the hero's prowess. This theory of Homer's influence on Beowulf remained very prevalent in the 1920s, but started to die out in the following decade when a handful of critics stated that the two works were merely "comparative literature", although Greek was known in late 7th century England: Bede states that Theodore of Tarsus, a Greek, was appointed Archbishop of Canterbury in 668, and he taught Greek. Several English scholars and churchmen are described by Bede as being fluent in Greek due to being taught by him; Bede claims to be fluent in Greek himself.
Frederick Klaeber, among others, argued for a connection between Beowulf and Virgil near the start of the 20th century, claiming that the very act of writing a secular epic in a Germanic world represents Virgilian influence. Virgil was seen as the pinnacle of Latin literature, and Latin was the dominant literary language of England at the time, therefore making Virgilian influence highly likely. Similarly, in 1971, Alistair Campbell stated that the apologue technique used in Beowulf is so rare in epic poetry aside from Virgil that the poet who composed Beowulf could not have written the poem in such a manner without first coming across Virgil's writings.
Biblical influences
It cannot be denied that Biblical parallels occur in the text, whether seen as a pagan work with "Christian colouring" added by scribes or as a "Christian historical novel, with selected bits of paganism deliberately laid on as 'local colour'", as Margaret E. Goldsmith did in "The Christian Theme of Beowulf". Beowulf channels the Book of Genesis, the Book of Exodus, and the Book of Daniel in its inclusion of references to the Genesis creation narrative, the story of Cain and Abel, Noah and the flood, the Devil, Hell, and the Last Judgment.
Dialect
Beowulf predominantly uses the West Saxon dialect of Old English, like other Old English poems copied at the time. However, it also uses many other linguistic forms; this leads some scholars to believe that it has endured a long and complicated transmission through all the main dialect areas. It retains a complicated mix of Mercian, Northumbrian, Early West Saxon, Anglian, Kentish and Late West Saxon dialectical forms.
Form and metre
An Old English poem such as Beowulf is very different from modern poetry. Anglo-Saxon poets typically used alliterative verse, a form of verse in which the first half of the line (the a-verse) is linked to the second half (the b-verse) through similarity in initial sound. In addition, the two halves are divided by a caesura: (l. 4). This verse form maps stressed and unstressed syllables onto abstract entities known as metrical positions. There is no fixed number of beats per line: the first one cited has three () whereas the second has two ().
The poet had a choice of formulae to assist in fulfilling the alliteration scheme. These were memorised phrases that conveyed a general and commonly-occurring meaning that fitted neatly into a half-line of the chanted poem. Examples are line 8's ("waxed under welkin", i.e. "he grew up under the heavens"), line 11's ("pay tribute"), line 13's ("young in the yards", i.e. "young in the courts"), and line 14's ("as a comfort to his people").
Kennings are a significant technique in Beowulf. They are evocative poetic descriptions of everyday things, often created to fill the alliterative requirements of the metre. For example, a poet might call the sea the "swan's riding"; a king might be called a "ring-giver." The poem contains many kennings, and the device is typical of much of classic poetry in Old English, which is heavily formulaic. The poem, too, makes extensive use of elided metaphors.
Interpretation and criticism
The history of modern Beowulf criticism is often said to begin with Tolkien, author and Merton Professor of Anglo-Saxon at the University of Oxford, who in his 1936 lecture to the British Academy criticised his contemporaries' excessive interest in its historical implications. He noted in Beowulf: The Monsters and the Critics that as a result the poem's literary value had been largely overlooked, and argued that the poem "is in fact so interesting as poetry, in places poetry so powerful, that this quite overshadows the historical content..." Tolkien argued that the poem is not an epic; that, while no conventional term exactly fits, the nearest would be elegy; and that its focus is the concluding dirge.
Paganism and Christianity
In historical terms, the poem's characters were Germanic pagans, yet the poem was recorded by Christian Anglo-Saxons who had mostly converted from their native Anglo-Saxon paganism around the 7th century. Beowulf thus depicts a Germanic warrior society, in which the relationship between the lord of the region and those who served under him was of paramount importance.
In terms of the relationship between characters in Beowulf to God, one might recall the substantial amount of paganism that is present throughout the work. Literary critics such as Fred C. Robinson argue that the Beowulf poet tries to send a message to readers during the Anglo-Saxon time period regarding the state of Christianity in their own time. Robinson argues that the intensified religious aspects of the Anglo-Saxon period inherently shape the way in which the poet alludes to paganism as presented in Beowulf. The poet calls on Anglo-Saxon readers to recognize the imperfect aspects of their supposed Christian lifestyles. In other words, the poet is referencing their "Anglo-Saxon Heathenism." In terms of the characters of the epic itself, Robinson argues that readers are "impressed" by the courageous acts of Beowulf and the speeches of Hrothgar. But one is ultimately left to feel sorry for both men as they are fully detached from supposed "Christian truth". The relationship between the characters of Beowulf, and the overall message of the poet, regarding their relationship with God is debated among readers and literary critics alike.
Richard North argues that the Beowulf poet interpreted "Danish myths in Christian form" (as the poem would have served as a form of entertainment for a Christian audience), and states: "As yet we are no closer to finding out why the first audience of Beowulf liked to hear stories about people routinely classified as damned. This question is pressing, given... that Anglo-Saxons saw the Danes as 's' rather than as foreigners." Donaldson wrote that "the poet who put the materials into their present form was a Christian and ... poem reflects a Christian tradition".
Other scholars disagree as to whether Beowulf is a Christian work set in a Germanic pagan context. The question suggests that the conversion from the Germanic pagan beliefs to Christian ones was a prolonged and gradual process over several centuries, and the poem's message in respect to religious belief at the time it was written remains unclear. Robert F. Yeager describes the basis for these questions:
Ursula Schaefer's view is that the poem was created, and is interpretable, within both pagan and Christian horizons. Schaefer's concept of "vocality" offers neither a compromise nor a synthesis of views that see the poem as on the one hand Germanic, pagan, and oral and on the other Latin-derived, Christian, and literate, but, as stated by Monika Otter: "a 'tertium quid', a modality that participates in both oral and literate culture yet also has a logic and aesthetic of its own."
Politics and warfare
Stanley B. Greenfield has suggested that references to the human body throughout Beowulf emphasise the relative position of thanes to their lord. He argues that the term "shoulder-companion" could refer to both a physical arm as well as a thane (Aeschere) who was very valuable to his lord (Hrothgar). With Aeschere's death, Hrothgar turns to Beowulf as his new "arm." Greenfield argues the foot is used for the opposite effect, only appearing four times in the poem. It is used in conjunction with Unferð (a man described by Beowulf as weak, traitorous, and cowardly). Greenfield notes that Unferð is described as "at the king's feet" (line 499). Unferð is a member of the foot troops, who, throughout the story, do nothing and "generally serve as backdrops for more heroic action."
Daniel Podgorski has argued that the work is best understood as an examination of inter-generational vengeance-based conflict, or feuding. In this context, the poem operates as an indictment of feuding conflicts as a function of its conspicuous, circuitous, and lengthy depiction of the Geatish-Swedish wars—coming into contrast with the poem's depiction of the protagonist Beowulf as being disassociated from the ongoing feuds in every way. Francis Leneghan argues that the poem can be understood as a "dynastic drama" in which the hero's fights with the monsters unfold against a backdrop of the rise and fall of royal houses, while the monsters themselves serve as portents of disasters affecting dynasties.
See also
List of Beowulf characters
On Translating Beowulf
Sutton Hoo helmet § Beowulf
References
Notes
Citations
Sources
Jaillant, Lise. "A Fine Old Tale of Adventure: Beowulf Told to the Children of the English Race, 1898–1908." Children's Literature Association Quarterly 38.4 (2013): 399–419
, and II. Sigfrid
Further reading
The secondary literature on Beowulf is immense. The following is a selection.
External links
Full digital facsimile of the manuscript on the British Library's Digitised Manuscripts website
Electronic Beowulf, edited by Kevin Kiernan, 4th online edition (University of Kentucky/The British Library, 2015)
Beowulf manuscript in The British Library's Online Gallery, with short summary and podcast
Annotated List of Beowulf Translations: The List – Arizonal Center for Medieval and Renaissance Studies
online text (digitised from Elliott van Kirk Dobbie (ed.), Beowulf and Judith, Anglo-Saxon Poetic Records, 4 (New York, 1953))
Beowulf introduction Article introducing various translations and adaptations of Beowulf
The tale of Beowulf (Sel.3.231); a digital edition of the proof-sheets with manuscript notes and corrections by William Morris in Cambridge Digital Library
9th-century books
Denmark in fiction
Poems adapted into films
Sweden in fiction
Germanic heroic legends
Fiction about monsters
Influences on J. R. R. Tolkien |
3837 | https://en.wikipedia.org/wiki/Blazing%20Saddles | Blazing Saddles | Blazing Saddles is a 1974 American satirical postmodernist Western black comedy film directed by Mel Brooks, who co-wrote the screenplay with Andrew Bergman, Richard Pryor, Norman Steinberg and Alan Uger, based on a story treatment by Bergman. The film stars Cleavon Little and Gene Wilder. The film received generally positive reviews from critics and audiences, was nominated for three Academy Awards and is ranked number six on the American Film Institute's 100 Years...100 Laughs list.
Brooks appears in three supporting roles: Governor William J. Le Petomane, a Yiddish-speaking Native American chief and the "aviator/director" in line to help invade Rock Ridge (a nod to Howard Hughes); he also dubs lines for one of Lili Von Shtupp's backing troupe and a cranky moviegoer. The supporting cast includes Slim Pickens, Alex Karras and David Huddleston, as well as Brooks regulars Dom DeLuise, Madeline Kahn and Harvey Korman. Bandleader Count Basie has a cameo as himself, appearing with his orchestra.
The film is full of deliberate anachronisms, from the Count Basie Orchestra playing "April in Paris" in the Wild West, to Pickens's character mentioning the Wide World of Sports.
In 2006, Blazing Saddles was deemed "culturally, historically, or aesthetically significant" by the Library of Congress and was selected for preservation in the National Film Registry.
Plot
On the American frontier of 1874, a new railroad under construction will have to be rerouted through the town of Rock Ridge to avoid quicksand. Realizing this will make Rock Ridge worth millions, territorial attorney general Hedley Lamarr plans to force Rock Ridge's residents out of the town and sends a gang of thugs, led by his flunky Taggart, to shoot the sheriff and trash the town.
The townspeople demand that Governor William J. Le Petomane appoint a new sheriff to protect them. Lamarr persuades dim-witted Le Petomane to appoint Bart, a Black railroad worker about to be executed for assaulting Taggart. A Black sheriff, Lamarr reasons, will offend the townspeople, create chaos and leave Rock Ridge at his mercy.
After an initial hostile reception (Bart takes himself "hostage" to escape), he relies on his quick wits and the assistance of Jim, an alcoholic gunslinger known as the "Waco Kid", to overcome the townspeople's hostility. Bart subdues Mongo, an immensely strong and dim-witted, yet philosophical henchman sent to kill him, then outwits German seductress-for-hire Lili Von Shtupp at her own game, with Lili falling in love with him.
Upon release, Mongo vaguely informs Bart of Lamarr's connection to the railroad, so Bart and Jim visit the railroad worksite and discover from Bart's best friend Charlie that the railway is planned to go through Rock Ridge. Taggart and his men arrive to kill Bart, but Jim outshoots them and forces their retreat. Lamarr, furious that his schemes have backfired, recruits an army of thugs, including common criminals, motorcycle gangsters, Ku Klux Klansmen, Nazis and Methodists.
East of Rock Ridge, Bart introduces the White townspeople to the Black, Chinese, and Irish railroad workers who have all agreed to help them in exchange for acceptance by the community, and explains his plan to defeat Lamarr's army. They labor all night to build a perfect copy of the town as a diversion. When Bart realizes it will not fool the villains, the townsfolk construct copies of themselves.
Bart, Jim, and Mongo buy time by constructing the "Gov. William J. Le Petomane Thruway", forcing the raiding party to send for change to pay the toll. Once through the tollbooth, the raiders attack the fake town and its population of dummies, which have been booby trapped with dynamite. After Jim detonates the bombs with his sharpshooting, launching bad guys and horses skyward, the Rock Ridgers attack the villains.
The resulting brawl between townsfolk, railroad workers, and Lamarr's thugs literally breaks the fourth wall and bursts onto a neighboring movie set, where director Buddy Bizarre is filming a Busby Berkeley-style top-hat-and-tails musical number; the brawl then spreads into the studio commissary for a food fight, and spills out of the Warner Bros. film lot onto the streets of Burbank.
Lamarr, realizing he has been beaten, hails a taxi and orders the cabbie to "drive me off this picture". He ducks into Mann's Chinese Theatre, which is showing the premiere of Blazing Saddles. As he settles into his seat, he sees onscreen Bart arriving on horseback outside the theatre. Bart blocks Lamarr's escape and shoots him in the groin. Bart and Jim then enter the theater to watch the end of the film, in which Bart announces to the townspeople that he is moving on because his work is done (and because he is bored).
Riding out of town, he finds Jim, still eating his popcorn, and invites him along to "nowhere special". The two friends briefly ride into the desert before dismounting and boarding a limousine, which drives off into the sunset.
Cast
Cast notes:
Count Basie and his orchestra make a cameo appearance, playing "April in Paris" in the middle of the desert as Bart rides toward Rock Ridge to assume the post of sheriff.
Brooks appears in three on-screen roles: Governor William J. Le Petomane, the Yiddish-speaking Native American chief (appearing in redface) in Bart's backstory, and an applicant for Hedley Lamarr's thug army (an aviator wearing sunglasses and a flight jacket). He also has two off-screen voice roles, as one of Lili's German chorus boys during "I'm Tired", and as a grouchy moviegoer.
"Le Petomane" refers to Joseph Pujol, a performer in 19th-century France who was a professional flatulist using "Le Pétomane" as his stage name.
Carol Arthur (Harriet Johnson) was DeLuise's wife.
"Olson Johnson" is a reference to the vaudeville comedy team Olsen and Johnson, "Howard Johnson" to the now-defunct Howard Johnson's restaurant chain, "Van Johnson" to the actor Van Johnson, and "Dr. Samuel Johnson" to the 18th-century English writer by that name. The character of "Gabby Johnson" is a direct parody of cowboy actor Gabby Hayes.
Production
Development
The idea came from a story outline written by Andrew Bergman that he originally intended to develop and produce himself. "I wrote a first draft called Tex-X" (a play on Malcolm X's name), he said. "Alan Arkin was hired to direct and James Earl Jones was going to play the sheriff. That fell apart, as things often do." Brooks was taken with the story, which he described as "hip talk—1974 talk and expressions—happening in 1874 in the Old West", and purchased the film rights from Bergman. Though he had not worked with a writing team since Your Show of Shows, he hired a group of writers (including Bergman) to expand the outline, and posted a large sign: "Please do not write a polite script."
Brooks described the writing process as chaotic: Bergman remembers the room being just as chaotic, telling Creative Screenwriting,
Title
The original title, Tex X, was rejected to avoid it being mistaken for an X-rated film, as were Black Bart – a reference to Black Bart, a white highwayman of the 19th century – and Purple Sage. Brooks said he finally conceived Blazing Saddles one morning while taking a shower.
Casting
Pryor was Brooks's original choice to play Sheriff Bart, but the studio, claiming his history of drug arrests made him uninsurable, refused to approve financing with Pryor as the star. The role of Sheriff Bart went to Cleavon Little, and Pryor remained as a screenwriter, instead. Brooks offered the other leading role, the Waco Kid, to John Wayne who declined, deeming the film "too blue" for his family-oriented image, but assured Brooks that "he would be the first one in line to see it." Dan Dailey was Brooks first choice for the role. Gig Young was cast, but he collapsed during his first scene from what was later determined to be alcohol withdrawal syndrome, and Wilder was flown in to replace him.
Johnny Carson and Wilder both turned down the Hedley Lamarr role before Korman was cast. Madeline Kahn objected when Brooks asked to see her legs during her audition. "She said, 'So it's THAT kind of an audition? Brooks recalled. "I explained that I was a happily married man and that I needed someone who could straddle a chair with her legs like Marlene Dietrich in Destry Rides Again. So she lifted her skirt and said, 'No touching.
Filming
Principal photography began on March 6, 1973, and wrapped in early May 1973. Brooks had numerous conflicts over content with Warner Bros. executives, including frequent use of the word "nigger", Lili Von Shtupp's seduction scene, the cacophony of flatulence around the campfire and Mongo punching out a horse. Brooks, whose contract gave him final cut, declined to make any substantive changes, with the exception of cutting Bart's final line during Lili's seduction: "I hate to disappoint you, ma'am, but you're sucking my arm." When asked later about the many "nigger" references, Brooks said he received consistent support from Pryor and Little. He added: "If they did a remake of Blazing Saddles today [2012], they would leave out the N-word. And then, you've got no movie." Brooks said he received many letters of complaint after the film's release.
Music
Brooks wrote the music and lyrics for three of Blazing Saddles songs, "The Ballad of Rock Ridge", "I'm Tired", and "The French Mistake". Brooks also wrote the lyrics to the title song, with music by composer John Morris. To sing the title song, Brooks advertised in the trade papers for a "Frankie Laine–type" singer; to his surprise, Laine himself offered his services. "Frankie sang his heart out ... and we didn't have the heart to tell him it was a spoof. He never heard the whip cracks; we put those in later. We got so lucky with his serious interpretation of the song."
The choreographer for "I'm Tired" and "The French Mistake" was Alan Johnson. "I'm Tired" is a homage to and parody of Marlene Dietrich's performance of Cole Porter's song "I'm the Laziest Gal in Town" in Alfred Hitchcock's 1950 film Stage Fright, as well as "Falling in Love Again (Can't Help It)" from The Blue Angel.
The orchestrations were by Morris and Jonathan Tunick.
Lawsuit
During production, retired longtime film star Hedy Lamarr sued Warner Bros. for $100,000, charging that the film's running parody of her name infringed on her right to privacy. Brooks said that he was flattered and chose to not fight it in court; the studio settled out of court for a small sum and an apology for "almost using her name". Brooks said that Lamarr "never got the joke". This lawsuit would be referenced by an in-film joke where Brooks' character, the Governor, tells Lamarr that "This is 1874; you'll be able to sue HER."
Release
The film was almost unreleased. "When we screened it for executives, there were few laughs," said Brooks. "The head of distribution said, 'Let's dump it and take a loss.' But [studio president John] Calley insisted they open it in New York, Los Angeles, and Chicago as a test. It became the studio's top moneymaker that summer."
The world premiere took place on February 7, 1974, at the Pickwick Drive-In Theater in Burbank; 250 invited guests—including Little and Wilder—watched the film on horseback.
Response
While Blazing Saddles is now considered a classic, critical reaction was mixed upon initial release. Vincent Canby wrote:
Roger Ebert gave the film four stars out of four, calling it a "crazed grab bag of a movie that does everything to keep us laughing except hit us over the head with a rubber chicken. Mostly, it succeeds. It's an audience picture; it doesn't have a lot of classy polish and its structure is a total mess. But of course! What does that matter while Alex Karras is knocking a horse cold with a right cross to the jaw?" Gene Siskel awarded three stars out of four and called it "bound to rank with the funniest of the year," adding, "Whenever the laughs begin to run dry, Brooks and his quartet of gag writers splash about in a pool of obscenities that score belly laughs if your ears aren't sensitive and if you're hip to western movie conventions being parodied."
Critics often perceived Blazing Saddles as inherently "un-cinematic", defying some expectations for Hollywood filmmaking in the era, often displaying production style associated with Broadway theater and US television variety shows. This was in part due to its "simplistic framing" and the casting of Harvey Korman, known for The Carol Burnett Show (CBS, 1967–1978), which was similarly "low on characterization and story, instead opting for a high volume of one-liners and visual gags." Typical to this perception, Variety wrote: "If comedies are measured solely by the number of yocks they generate from audiences, then Blazing Saddles must be counted a success ... Few viewers will have time between laughs to complain that pic is essentially a raunchy, protracted version of a television comedy skit."
Charles Champlin of the Los Angeles Times called the film "irreverent, outrageous, improbable, often as blithely tasteless as a stag night at the Friar's Club and almost continuously funny." Gary Arnold of The Washington Post was negative, writing: "Mel Brooks squanders a snappy title on a stockpile of stale jokes. To say that this slapdash Western spoof lacks freshness and spontaneity and originality is putting it mildly. Blazing Saddles is at once a messy and antiquated gag machine." Jan Dawson of The Monthly Film Bulletin wrote: "Perhaps it is pedantic to complain that the whole is not up to the sum of its parts when, for the curate's egg that it is, Blazing Saddles contains so many good parts and memorable performances." John Simon wrote a negative review of Blazing Saddles, saying: "All kinds of gags—chiefly anachronisms, irrelevancies, reverse ethnic jokes, and out and out vulgarities—are thrown together pell-mell, batted about insanely in all directions, and usually beaten into the ground."
On review aggregator Rotten Tomatoes, the film has an 88% approval rating based on 68 reviews, with an average rating of 8.10/10. The site's consensus reads: "Daring, provocative, and laugh-out-loud funny, Blazing Saddles is a gleefully vulgar spoof of Westerns that marks a high point in Mel Brooks' storied career." On Metacritic it has a score of 73% based on reviews from 12 critics, indicating "generally favorable reviews".
Ishmael Reed's 1969 novel Yellow Back Radio Broke-Down has been cited as an important precursor or influence for Blazing Saddles, a connection that Reed himself has made.
Box office
The film earned theatrical rentals of $26.7 million in its initial release in the United States and Canada. In its 1976 reissue, it earned a further $10.5 million and another $8 million in 1979. Its total rentals in the United States and Canada totalled $47.8 million from a gross of $119.5 million, becoming only the tenth film up to that time to pass the $100 million mark.
Awards and accolades
While addressing his group of bad guys, Harvey Korman's character reminds them that although they are risking their lives, he is "risking an almost certain Academy Award nomination for Best Supporting Actor!" Korman did not receive an Oscar bid, but the film did get three nominations at the 47th Academy Awards, including Best Supporting Actress for Madeline Kahn.
In 2006, Blazing Saddles was deemed "culturally, historically, or aesthetically significant" by the Library of Congress and was selected for preservation in the National Film Registry.
Upon the release of the 30th-anniversary special edition in 2004, Today said that the movie "skewer[ed] just about every aspect of racial prejudice while keeping the laughs coming" and that it was "at the top of a very short list" of comedies still funny after 30 years. In 2014, NPR wrote that, four decades after the movie was made, it was "still as biting a satire" on racism as ever, although its treatment of gays and women was "not self-aware at all".
The film is recognized by American Film Institute in these lists:
2000: AFI's 100 Years...100 Laughs – No. 6
Adaptations
TV series
A television pilot titled Black Bart was produced for CBS based on Bergman's original story. It featured Louis Gossett Jr. as Bart and Steve Landesberg as his drunkard sidekick, a former Confederate officer named "Reb Jordan". Other cast members included Millie Slavin and Noble Willingham. Bergman is listed as the sole creator. CBS aired the pilot once on April 4, 1975. The pilot episode of Black Bart was later included as a bonus feature on the Blazing Saddles 30th Anniversary DVD and the Blu-ray disc.
Possible stage production
In September 2017, Brooks indicated his desire to do a stage version of Blazing Saddles in the future.
In popular culture
The Rock Ridge standard for CD and DVD media is named after the town in Blazing Saddles.
The 1988 animated television film The Good, the Bad, and Huckleberry Hound is a Western parody similar to Blazing Saddles. Starring anthropomorphic cartoon dog Huckleberry Hound, the film is set in the California Gold Rush era and has some similar spoofs and gags. Here, much like Bart, Huck is unexpectedly appointed as a sheriff to defend townspeople.
The 2022 animated film Paws of Fury: The Legend of Hank, starring Michael Cera, Samuel L. Jackson, Michelle Yeoh and Ricky Gervais, was originally titled Blazing Samurai and its creators called it "equally inspired by and an homage to Blazing Saddles." Brooks served as an executive producer for the production, voiced one of the characters, and received screenplay credit.
Home media
The film was released on VHS several times and was first released on DVD in 1997, followed by a 30th Anniversary Special Edition DVD in 2004 and a Blu-ray version in 2006. A 40th anniversary Blu-ray set was released in 2014.
References
External links
Blazing Saddles essay by Michael Schlesinger at National Film Registry.
1974 films
1974 Western (genre) films
1970s American films
1974 black comedy films
1970s English-language films
1970s parody films
1970s satirical films
1970s Western (genre) comedy films
African-American Western (genre) films
American Western (genre) comedy films
American black comedy films
American parody films
American satirical films
Ethnic humour
Films about racism in the United States
Films directed by Mel Brooks
Films scored by John Morris
Films set in 1856
Films set in 1874
Films set in a movie theatre
Films shot in California
Films with screenplays by Andrew Bergman
Films with screenplays by Mel Brooks
Films with screenplays by Richard Pryor
Films with screenplays by Norman Steinberg
Films with screenplays by Alan Uger
Self-reflexive films
Metafictional works
United States National Film Registry films
Warner Bros. films
Postmodern films |
3845 | https://en.wikipedia.org/wiki/Brigitte%20Bardot | Brigitte Bardot | Brigitte Anne-Marie Bardot ( ; ; born 28 September 1934), often referred to by her initials B.B., is a French animal rights activist and former actress, singer, and model. Famous for portraying sexually emancipated characters, often with hedonistic lifestyles, she was one of the best known sex symbols of the 1950s–1970s. Although she withdrew from the entertainment industry in 1973, she remains a major popular culture icon, and a noted figure in ushering in the sexual revolution.
Born and raised in Paris, Bardot was an aspiring ballerina in her early life. She started her acting career in 1952, and achieved international recognition in 1957 for her role in And God Created Woman (1956), catching the attention of many French intellectuals, and earning her the nickname "sex kitten". She was the subject of philosopher Simone de Beauvoir's 1959 essay The Lolita Syndrome, which described her as a "locomotive of women's history" and built upon existentialist themes to declare her the first and most liberated woman of post-war France. She won a 1961 David di Donatello Best Foreign Actress Award for her work in The Truth (1960). Bardot later starred in Jean-Luc Godard's film Le Mépris (1963). For her role in Louis Malle's film Viva Maria! (1965) she was nominated for the BAFTA Award for Best Foreign Actress. French President Charles de Gaulle called Bardot "the French export as important as Renault cars".
Bardot retired from the entertainment industry in 1973. She had acted in 47 films, performed in several musicals, and recorded more than 60 songs. She was awarded the Legion of Honour in 1985. After retiring, she became an animal rights activist and created the Brigitte Bardot Foundation. She is known for her strong personality, outspokenness, and speeches on animal defence; she has been fined twice for public insults. She has also been a controversial political figure, as of November 2021 having been fined six times for inciting racial hatred when she criticised immigration, Islam in France and called residents of Réunion island "savages". She is married to Bernard d'Ormale, a former adviser to Jean-Marie Le Pen, a far-right French politician. Bardot is a member of the Global 500 Roll of Honour of the United Nations Environment Programme, and has received several awards and accolades from UNESCO and PETA. In 2011 Los Angeles Times Magazine ranked her second on the "50 Most Beautiful Women In Film".
Early life
Bardot was born on 28 September 1934 in the 15th arrondissement of Paris, to Louis Bardot (1896–1975) and Anne-Marie Mucel (1912–1978). Bardot's father, originated from Ligny-en-Barrois, was an engineer and the proprietor of several industrial factories in Paris. Her mother was the daughter of an insurance company director. She grew up in a conservative Catholic family, as had her father. She suffered from amblyopia as a child, which resulted in decreased vision of her left eye. She has one younger sister, Mijanou Bardot.
Bardot's childhood was prosperous; she lived in her family's seven-bedroom apartment in the luxurious 16th arrondissement. However, she recalled feeling resentful in her early years. Her father demanded that she follow strict behavioural standards, including good table manners, and wear appropriate clothes. Her mother was extremely selective in choosing companions for her, so that Bardot had very few childhood friends. Bardot cited a personal traumatic incident when she and her sister broke her parents' favourite vase while they were playing in the house; her father whipped the sisters 20 times and henceforth treated them like "strangers", demanding that they address their parents by the formal pronoun "vous", used in French when speaking to unfamiliar or higher-status persons outside the immediate family. The incident led to Bardot decisively resenting her parents, and to her future rebellious lifestyle.
During World War II, when Paris was occupied by Nazi Germany, Bardot spent more time at home due to increasingly strict civilian surveillance. She became engrossed in dancing to records, which her mother saw as a potential for a ballet career. Bardot was admitted at the age of seven to the private school Cours Hattemer. She went to school three days a week, which gave her ample time to take dance lessons at a local studio, under her mother's arrangements. In 1949, Bardot was accepted at the Conservatoire de Paris. For three years she attended ballet classes held by Russian choreographer Boris Knyazev. She also studied at the Institut de la Tour, a private Catholic high school near her home.
Hélène Gordon-Lazareff, the director of the magazines Elle and Le Jardin des Modes, hired Bardot in 1949 as a "junior" fashion model. On 8 March 1950, 15-year-old Bardot appeared on the cover of Elle, which brought her an acting offer for the film Les Lauriers sont coupés from director Marc Allégret. Her parents opposed her becoming an actress, but her grandfather was supportive, saying that "If this little girl is to become a whore, cinema will not be the cause." At the audition, Bardot met Roger Vadim, who later notified her that she did not get the role. They subsequently fell in love. Her parents fiercely opposed their relationship; her father announced to her one evening that she would continue her education in England and that he had bought her a train ticket for the following day. Bardot reacted by putting her head into an oven with open fire; her parents stopped her and ultimately accepted the relationship, on condition that she marry Vadim at the age of 18.
Career
Beginnings: 1952–1955
Bardot appeared on the cover of Elle again in 1952, which landed her an offer for a small part in the comedy film Crazy for Love the same year, directed by Jean Boyer and starring Bourvil. She was paid 200,000 francs (about 575 1952 US dollars) for the small role portraying a cousin of the main character. Bardot had her second film role in Manina, the Girl in the Bikini (1953), directed by Willy Rozier. She also had roles in the 1953 films The Long Teeth and His Father's Portrait.
Bardot had a small role in a Hollywood-financed film being shot in Paris in 1953, Act of Love, starring Kirk Douglas. She received media attention when she attended the Cannes Film Festival in April 1953.
Bardot had a leading role in 1954 in an Italian melodrama, Concert of Intrigue and in a French adventure film, Caroline and the Rebels. She had a good part as a flirtatious student in the 1955 School for Love, opposite Jean Marais, for director Marc Allégret.
Bardot played her first sizeable English-language role in 1955 in Doctor at Sea, as the love interest for Dirk Bogarde. The film was the third-most-popular movie in Britain that year.
She had a small role in The Grand Maneuver (1955) for director René Clair, supporting Gérard Philipe and Michelle Morgan. The part was bigger in The Light Across the Street (1956) for director Georges Lacombe. She had another in the Hollywood film, Helen of Troy, playing Helen's handmaiden.
For the Italian movie Mio figlio Nerone (1956) brunette Bardot was asked by the director to appear as a blonde. She dyed her hair rather than wear a wig; she was so pleased with the results that she decided to retain the color.
Rise to stardom: 1956–1962
Bardot then appeared in four movies that made her a star. First up was a musical, Naughty Girl (1956), where Bardot played a troublesome school girl. Directed by Michel Boisrond, it was co-written by Roger Vadim and was a great success, going on to become the 12th most popular film of the year in France. It was followed by a comedy, Plucking the Daisy (1956), also written by Vadim. This was succeeded by The Bride Is Much Too Beautiful (1956) with Louis Jourdan.
Finally, there was the melodrama And God Created Woman (1956). The movie was Vadim's debut as director, with Bardot starring opposite Jean-Louis Trintignant and Curt Jurgens. The film, about an immoral teenager in an otherwise respectable small-town setting, was an even larger success, not just in France but also around the world, listed among the ten most popular films in Great Britain in 1957. In the United States the film was the highest-grossing foreign film ever released, earning $4 million, which author Peter Lev describes as "an astonishing amount for a foreign film at that time." It turned Bardot into an international star. From at least 1956, she was hailed as the "sex kitten". The film scandalized the United States and some theater managers were even arrested just for screening it.
Paul O'Neil of Life (June 1958) in describing Bardot's international popularity, writes:
In gaining her present eminence, Brigitte Bardot has had certain advantages beyond those she was born with. Like the European sports car, she has arrived on the American scene at a time when the American public is ready, even hungry, for something racier and more realistic than the familiar domestic product.
During her early career, professional photographer Sam Lévin's photos contributed to the image of Bardot's sensuality. British photographer Cornel Lucas made images of Bardot in the 1950s and 1960s that have become representative of her public persona.
Bardot followed And God Created Woman up with La Parisienne (1957), a comedy co-starring Charles Boyer for director Boisrond. She was reunited with Vadim in another melodrama The Night Heaven Fell (1958), and played a criminal who seduced Jean Gabin in In Case of Adversity (1958). The latter was the 13th most seen movie of the year in France. In 1958, Bardot became the highest-paid actress in the country of France, .
The Female (1959) for director Julien Duvivier was popular, but Babette Goes to War (1959), a comedy set in World War II, was a huge hit, the fourth biggest movie of the year in France. Also widely seen was Come Dance with Me (1959) from Boisrond.
Bardot's next film was courtroom drama The Truth (1960), from Henri-Georges Clouzot. It was a highly publicised production, which resulted in Bardot having an affair and attempting suicide. The film was Bardot's biggest commercial success in France, the third biggest hit of the year, and was nominated for the Academy Award for Best Foreign Film. Bardot was awarded a David di Donatello Award for Best Foreign Actress for her role in the film.
She made a comedy with Vadim, Please, Not Now! (1961), and had a role in the all-star anthology, Famous Love Affairs (1962).
Bardot starred alongside Marcello Mastroianni in a film inspired by her life in A Very Private Affair (Vie privée, 1962), directed by Louis Malle. More popular than that was her role in Love on a Pillow (1962).
International films and singing career: 1962–1968
In the mid-1960s, Bardot made films that seemed to be more aimed at the international market. She starred in Jean-Luc Godard's film Le Mépris (1963), produced by Joseph E. Levine and starring Jack Palance. The following year she co-starred with Anthony Perkins in the comedy Une ravissante idiote (1964).
Dear Brigitte (1965), Bardot's first Hollywood film, was a comedy starring James Stewart as an academic whose son develops a crush on Bardot. Bardot's appearance was relatively brief in the film, and the movie was not a big success.
More successful was the Western buddy comedy Viva Maria! (1965) for director Louis Malle, appearing opposite Jeanne Moreau. It was a big hit in France and worldwide, although it did not break through in the United States as much as had been hoped.
After a cameo in Godard's Masculin Féminin (1966), she had her first outright flop for some years, Two Weeks in September (1968), a French–English co-production. She had a small role in the all-star Spirits of the Dead (1968), acting opposite Alain Delon, then tried a Hollywood film again: Shalako (1968), a Western starring Sean Connery, which was another box-office disappointment.
She participated in several musical shows and recorded many popular songs in the 1960s and 1970s, mostly in collaboration with Serge Gainsbourg, Bob Zagury and Sacha Distel, including "Harley Davidson"; "Je Me Donne À Qui Me Plaît"; "Bubble gum"; "Contact"; "Je Reviendrai Toujours Vers Toi"; "L'Appareil À Sous"; "La Madrague"; "On Déménage"; "Sidonie"; "Tu Veux, Ou Tu Veux Pas?"; "Le Soleil De Ma Vie" (a cover of Stevie Wonder's "You Are the Sunshine of My Life"); and "Je t'aime... moi non-plus". Bardot pleaded with Gainsbourg not to release this duet and he complied with her wish; the following year, he rerecorded a version with British-born model and actress Jane Birkin that became a massive hit all over Europe. The version with Bardot was issued in 1986 and became a download hit in 2006 when Universal Music made its back catalogue available to purchase online, with this version of the song ranking as the third most popular download.
Final films: 1969–1973
From 1969 to 1978, Bardot was the official face of Marianne, who had previously up until then been anonymous, to represent the liberty of France.
Her next film, Les Femmes (1969), was a flop, although the screwball comedy The Bear and the Doll (1970) performed better. Her last few films were mostly comedies: Les Novices (1970), Boulevard du Rhum (1971) (with Lino Ventura). The Legend of Frenchie King (1971) was more popular, helped by Bardot co-starring with Claudia Cardinale.
She made one more movie working with Vadim, Don Juan, or If Don Juan Were a Woman (1973), playing the title role. Vadim said the film marked "Underneath what people call 'the Bardot myth' was something interesting, even though she was never considered the most professional actress in the world. For years, since she has been growing older, and the Bardot myth has become just a souvenir... I was curious in her as a woman and I had to get to the end of something with her, to get out of her and express many things I felt were in her. Brigitte always gave the impression of sexual freedom – she is a completely open and free person, without any aggression. So I gave her the part of a man – that amused me".
"If Don Juan is not my last movie it will be my next to last", said Bardot during filming. She kept her word and only made one more film, The Edifying and Joyous Story of Colinot (1973).
In 1973, Bardot announced she was retiring from acting as "a way to get out elegantly".
Animal rights activism
After appearing in more than 40 motion pictures and recording several music albums, Bardot used her fame to promote animal rights.
In 1986, she established the Brigitte Bardot Foundation for the Welfare and Protection of Animals. She became a vegetarian and raised three million francs (about 430,000 1986 US dollars) to fund the foundation by auctioning off jewellery and personal belongings.
In 1989, while looking after her neighbour, Jean-Pierre Manivet's donkey, the mare displayed excessive interest in Bardot's older donkey and she subsequently, had the neighbour's donkey castrated due to concerns the mating would prove fatal for her mare. The neighbour then sued Bardot, and Bardot later won, with the court ordering Manivet to pay 20,000 francs for creating a "false scandal". Bardot wrote a 1999 letter to Chinese President Jiang Zemin, published in French magazine VSD, in which she accused the Chinese of "torturing bears and killing the world's last tigers and rhinos to make aphrodisiacs".
She donated more than US$140,000 over two years in 2001 for a mass sterilization and adoption program for Bucharest's stray dogs, estimated to number 300,000.
Bardot is a strong animal rights activist and a major opponent of the consumption of horse meat. In support of animal protection, she condemned seal hunting in Canada during a visit to that country with Paul Watson of the Sea Shepherd Conservation Society. In August 2010, Bardot addressed a letter to Queen Margrethe II of Denmark, appealing for the sovereign to halt the killing of dolphins in the Faroe Islands. In the letter, Bardot describes the activity as a "macabre spectacle" that "is a shame for Denmark and the Faroe Islands ... This is not a hunt but a mass slaughter ... an outmoded tradition that has no acceptable justification in today's world".
On 22 April 2011, French culture minister Frédéric Mitterrand officially included bullfighting in the country's cultural heritage. Bardot wrote him a highly critical letter of protest. On 25 May 2011, the Sea Shepherd Conservation Society renamed its fast interceptor vessel, MV Gojira, as MV Brigitte Bardot in appreciation of her support.
From 2013 the Brigitte Bardot Foundation in collaboration with Kagyupa International Monlam Trust of India operated an annual veterinary care camp. Bardot committed to the cause of animal welfare in Bodhgaya over several years.
On 23 July 2015, Bardot condemned Australian politician Greg Hunt's plan to eradicate 2 million cats to save endangered species such as the Warru and night parrot.
Personal life
Marriages and relationships
Bardot has been married four times, with her current marriage lasting far longer than the previous three combined. By her own count, she has had a total of 17 romantic relationships. Bardot would characteristically leave for another relationship when "the present was getting lukewarm"; she said, "I have always looked for passion. That's why I was often unfaithful. And when the passion was coming to an end, I was packing my suitcase".
On 20 December 1952, aged 18, Bardot married director Roger Vadim. They separated in 1956 after she became involved with And God Created Woman co-star Jean-Louis Trintignant, divorcing the next year. Trintignant at the time was married to actress Stéphane Audran. Bardot and Vadim had no children together, but remained in touch for the rest of his life and even collaborated on later projects. Bardot and Trintignant lived together for about two years, spanning the period before and after Bardot's divorce from Vadim, but they never married. Their relationship was complicated by Trintignant's frequent absence due to military service and Bardot's affair with musician Gilbert Bécaud.
After her separation from Vadim, Bardot acquired a historic property dating from the 16th century, called Le Castelet, in Cannes. The fourteen-bedroom villa, surrounded by lush gardens, olive trees, and vineyards, consisted of several buildings.
In 1958, she bought a second property called La Madrague, located in Saint-Tropez. In early 1958, her break-up with Trintignant was followed in quick order by a reported nervous breakdown in Italy, according to newspaper reports. A suicide attempt with sleeping pills two days earlier was also noted but was denied by her public relations manager. She recovered within weeks and began a relationship with actor Jacques Charrier. She became pregnant well before they were married on 18 June 1959. Bardot's only child, her son Nicolas-Jacques Charrier, was born on 11 January 1960. Bardot had an affair with Glenn Ford in the early 1960s. After she and Charrier divorced in 1962, Nicolas was raised in the Charrier family and had little contact with his biological mother until his adulthood. Sami Frey was mentioned as the reason for her divorce from Charrier. Bardot was enamoured of Frey, but he quickly left her.
From 1963 to 1965, she lived with musician Bob Zagury.
Bardot's third marriage was to German millionaire playboy Gunter Sachs, lasting from 14 July 1966 to 7 October 1969, though they had separated the previous year. While filming Shalako, she rejected Sean Connery's advances; she said, "It didn't last long because I wasn't a James Bond girl! I have never succumbed to his charm!" In 1968, she began dating Patrick Gilles, who co-starred with her in The Bear and the Doll (1970); but she ended their relationship in spring 1971.
Over the next few years, Bardot dated bartender/ski instructor Christian Kalt, nightclub owner Luigi "Gigi" Rizzi, singer Serge Gainsbourg, writer John Gilmore, actor Warren Beatty, and Laurent Vergez, her co-star in Don Juan, or If Don Juan Were a Woman.
In 1974, Bardot appeared in a nude photo shoot in Playboy magazine, which celebrated her 40th birthday. In 1975, she entered a relationship with artist Miroslav Brozek and posed for some of his sculptures. Brozek was also an actor; his stage name is . The couple lived together at La Madrague. The two of them separated in December 1979.
From 1980 to 1985, Bardot had a live-in relationship with French TV producer . On 27 September 1983, the eve of her 49th birthday, Bardot took an overdose of sleeping pills or tranquilizers with red wine. She had to be rushed to the hospital, where her life was saved after a stomach pump was used to evacuate the pills from her body. Bardot was diagnosed with breast cancer in 1984. She refused to undergo chemotherapy treatment and decided only to do radiation therapy. She recovered in 1986.
Bardot's fourth and current husband is Bernard d'Ormale; they have been married since 16 August 1992. In 2018, in an interview accorded to Le Journal du Dimanche, she denied rumors of relationships with Johnny Hallyday, Jimi Hendrix, and Mick Jagger.
Politics and legal issues
Bardot expressed support for President Charles de Gaulle in the 1960s.
In her 1999 book Le Carré de Pluton (Pluto's Square), Bardot criticizes the procedure used in the ritual slaughter of sheep during the Muslim festival of Eid al-Adha. Additionally, in a section in the book entitled "Open Letter to My Lost France", she writes that "my country, France, my homeland, my land is again invaded by an overpopulation of foreigners, especially Muslims". For this comment, a French court fined her 30,000 francs (about 4200 US dollars in 2000) in June 2000. She had been fined in 1997 for the original publication of this open letter in Le Figaro and again in 1998 for making similar remarks.
In her 2003 book, Un cri dans le silence (A Scream in the Silence), she contrasted her close gay friends with homosexuals who "jiggle their bottoms, put their little fingers in the air and with their little castrato voices moan about what those ghastly heteros put them through," and said some contemporary homosexuals behave like "fairground freaks". In her own defence, Bardot wrote in a letter to a French gay magazine: "Apart from my husband — who maybe will cross over one day as well — I am entirely surrounded by homos. For years, they have been my support, my friends, my adopted children, my confidants."
In her book, she criticised racial mixing, immigration, the role of women in politics and Islam. The book also contained a section attacking what she called the mixing of genes, and praised previous generations which, she said, had given their lives to push out invaders. On 10 June 2004, Bardot was convicted for a fourth time by a French court for inciting racial hatred and fined €5,000. Bardot denied the racial hatred charge and apologized in court, saying: "I never knowingly wanted to hurt anybody. It is not in my character." In 2008, Bardot was convicted of inciting racial/religious hatred in regard to a letter she wrote, a copy of which she sent to Nicolas Sarkozy when he was Interior Minister of France. The letter stated her objections to Muslims in France ritually slaughtering sheep by slitting their throats without anesthetizing them first. She also said, in reference to Muslims, that she was "fed up with being under the thumb of this population which is destroying us, destroying our country and imposing its habits". The trial concluded on 3 June 2008, with a conviction and fine of €15,000. The prosecutor stated she was weary of charging Bardot with offences related to racial hatred.
During the 2008 United States presidential election, Bardot branded Republican Party vice-presidential candidate Sarah Palin as "stupid" and a "disgrace to women". She criticized the former Alaskan governor for her stance on global warming and gun control. She was further offended by Palin's support for Arctic oil exploration and by her lack of consideration in protecting polar bears.
On 13 August 2010, Bardot criticised American filmmaker Kyle Newman for his plan to produce a biographical film about her. She told him, "Wait until I'm dead before you make a movie about my life!" otherwise "sparks will fly".
In 2014, Bardot wrote an open letter demanding the ban in France of Jewish ritual slaughter shechita. In response, the European Jewish Congress released a statement saying "Bardot has once again shown her clear insensitivity for minority groups with the substance and style of her letter...She may well be concerned for the welfare of animals but her longstanding support for the far-right and for discrimination against minorities in France shows a constant disdain for human rights instead."
In 2015, Bardot threatened to sue a Saint-Tropez boutique for selling items featuring her face. In 2018, she expressed support for the Yellow vests protests.
On 19 March 2019, Bardot issued an open letter to Réunion prefect in which she accused inhabitants of the Indian Ocean island of animal cruelty and referred to them as "autochthones who have kept the genes of savages". In her letter relating to animal abuse and sent through her foundation, she mentioned the "beheadings of goats and billy goats" during festivals, and associated these practices with "reminiscences of cannibalism from past centuries". The public prosecutor filed a lawsuit the following day.
In June 2021, 86-year-old Bardot was fined €5,000 by the Arras court for public insults against hunters and their national president . She had published a post at the end of 2019 on her foundation's website, calling hunters "sub-men" and "drunkards" and carriers of "genes of cruel barbarism inherited from our primitive ancestors", and insulting Schraen. At the time of the hearing, she had not removed the comments from the website. Following her letter sent to the prefect of Réunion in 2019, she was convicted on 4 November 2021 by a French court for public insults and fined €20,000, the largest of her fines to date.
Bardot's husband Bernard d'Ormale is a former adviser to Jean-Marie Le Pen, former leader of the far-right party National Front (which became National Rally), the main far-right party in France. Bardot expressed support for Marine Le Pen, leader of the National Front (National Rally), calling her "the Joan of Arc of the 21st century". She endorsed Le Pen in the 2012 and 2017 French presidential elections.
Legacy
The Guardian named Bardot "one of the most iconic faces, models, and actors of the 1950s and 1960s". She has been called a "style icon" and a "muse for Dior, Balmain, and Pierre Cardin".
In fashion, the Bardot neckline (a wide-open neck that exposes both shoulders) is named after her. Bardot popularized this style which is especially used for knitted sweaters or jumpers although it is also used for other tops and dresses. Bardot popularized the bikini in her early films such as Manina (1952) (released in France as Manina, la fille sans voiles). The following year she was also photographed in a bikini on every beach in the south of France during the Cannes Film Festival. She gained additional attention when she filmed ...And God Created Woman (1956) with Jean-Louis Trintignant (released in France as Et Dieu Créa La Femme). In it Bardot portrays an immoral teenager cavorting in a bikini who seduces men in a respectable small-town setting. The film was an international success. Bardot's image was linked to the shoemaker Repetto, who created a pair of ballerinas for her in 1956. The bikini was in the 1950s relatively well accepted in France but was still considered risqué in the United States. As late as 1959, Anne Cole, one of the United States' largest swimsuit designers, said, "It's nothing more than a G-string. It's at the razor's edge of decency."
She also brought into fashion the choucroute ("Sauerkraut") hairstyle (a sort of beehive hair style) and gingham clothes after wearing a checkered pink dress, designed by Jacques Esterel, at her wedding to Charrier. She was the subject of an Andy Warhol painting.
Isabella Biedenharn of Elle wrote that Bardot "has inspired thousands (millions?) of women to tease their hair or try out winged eyeliner over the past few decades". A well-known evocative pose describes an iconic modelling portrait shot around 1960 where Bardot is dressed only in a pair of black pantyhose, cross-legged over her front and cross-armed over her breasts; known as the "Bardot Pose". This pose has been emulated numerous times by models and celebrities such as Lindsay Lohan, Elle Macpherson, Gisele Bündchen, and Rihanna. In the late 1960s, Bardot's silhouette was used as a model for designing and modelling the statue's bust of Marianne, a symbol of the French Republic.
In addition to popularizing the bikini swimming suit, Bardot has been credited with popularizing the city of St. Tropez and the town of Armação dos Búzios in Brazil, which she visited in 1964 with her boyfriend at the time, Brazilian musician Bob Zagury. The place where she stayed in Búzios is today a small hotel, Pousada do Sol, and also a French restaurant, Cigalon. The town hosts a Bardot statue by Christina Motta.
Bardot was idolized by the young John Lennon and Paul McCartney. They made plans to shoot a film featuring The Beatles and Bardot, similar to A Hard Day's Night, but the plans were never fulfilled. Lennon's first wife Cynthia Powell lightened her hair colour to more closely resemble Bardot, while George Harrison made comparisons between Bardot and his first wife Pattie Boyd, as Cynthia wrote later in A Twist of Lennon. Lennon and Bardot met in person once, in 1968 at the May Fair Hotel, introduced by Beatles press agent Derek Taylor; a nervous Lennon took LSD before arriving, and neither star impressed the other. Lennon recalled in a memoir: "I was on acid, and she was on her way out." According to the liner notes of his first (self-titled) album, musician Bob Dylan dedicated the first song he ever wrote to Bardot. He also mentioned her by name in "I Shall Be Free", which appeared on his second album, The Freewheelin' Bob Dylan. The first-ever official exhibition spotlighting Bardot's influence and legacy opened in Boulogne-Billancourt on 29 September 2009 – a day after her 75th birthday. The Australian pop group Bardot was named after her.
Women who emulated and were inspired by Bardot include Claudia Schiffer, Emmanuelle Béart, Elke Sommer, Kate Moss, Faith Hill, Isabelle Adjani, Diane Kruger, Lara Stone, Kylie Minogue, Amy Winehouse, Georgia May Jagger, Zahia Dehar, Scarlett Johansson, Louise Bourgoin, and Paris Hilton. Bardot said: "None have my personality." Laetitia Casta embodied Bardot in the 2010 French drama film Gainsbourg: A Heroic Life by Joann Sfar.
In 2011, Los Angeles Times Magazines list of "50 Most Beautiful Women In Film" ranked her number two.
Bardot inspired Nicole Kidman to promote the 2013 campaign shoot of the British brand Jimmy Choo.
In 2015, Bardot was ranked number six in "The Top Ten Most Beautiful Women Of All Time", according to a survey carried out by Amway's beauty company in the UK involving 2,000 women.
In 2020, Vogue named Bardot number one of "The most beautiful French actresses of all time". In a retrospective retracing women throughout the history of cinema, she was listed among "the most accomplished, talented and beautiful actresses of all time" by Glamour.
The French drama television series Bardot was broadcast on France 2 in 2023. It stars Julia de Nunez and is about Bardot's career from her first casting at age 15 and until the filming of La Vérité ten years later.
Bardot has been convicted of inciting racial hatred multiple times, having received six separate fines for the offense as of November 2021.
Filmography
Discography
Studio albums
Other notable singles
Books
Bardot has also written five books:
Noonoah: Le petit phoque blanc (Grasset, 1978)
Initiales B.B. (autobiography, Grasset & Fasquelle, 1996)
Le Carré de Pluton (Grasset & Fasquelle, 1999)
Un Cri Dans Le Silence (Editions Du Rocher, 2003)
Pourquoi? (Editions Du Rocher, 2006)
Accolades
Awards and nominations
12th Victoires du cinéma français (French cinema victories) (1957): Best Actress, win, as Juliette Hardy in And God Created Woman.
11th Bambi Awards (1958): Best Actress, nomination, as Juliette Hardy in And God Created Woman.
14th Victoires du cinéma français (1959): Best Actress, win, as Yvette Maudet in In Case of Adversity.
Brussels European Awards (1960): Best Actress, win, as Dominique Marceau in The Truth.
5th David di Donatello Awards (1961): Best Foreign Actress, win, as Dominique Marceau in The Truth.
12th Étoiles de cristal (Crystal stars) by the French Cinema Academy (1966): Best Actress, win, as Marie Fitzgerald O'Malley in Viva Maria!.
18th Bambi Awards (1967): Bambi Award of Popularity, win.
20th BAFTA Awards (1967): BAFTA Award for Best Foreign Actress, nomination, as Marie Fitzgerald O'Malley in Viva Maria!.
Honours
1980: Medal of the City of Trieste.
1985: Legion of Honour. Medal of the City of Lille.
1989: Peace Prize in humanitarian merit.
1992: Induction into the United Nations Environment Programme's Global 500 Roll of Honour. Creation in Hollywood of the Brigitte Bardot International Award as part of the Genesis Awards.
1994: Medal of the City of Paris.
1995: Medal of the City of Saint-Tropez.
1996: Medal of the City of La Baule.
1997: Greece's UNESCO Ecology Award. Medal of the City of Athens.
1999: Asteroid 17062 Bardot was named after her.
2001: PETA Humanitarian Award.
2008: Spanish Altarriba foundation Award.
2017: A statue of and high was erected in her honour in central Saint-Tropez.
2019: GAIA Lifetime Achievement Award from the Belgian association for the defence of animal rights.
2021: Her effigy in Saint-Tropez was dressed in 1400 gold leaves of 23.75 carats each.
See also
List of animal rights advocates
Sexual revolution
Brigitte Bardot (song)
Notes
References
Other sources
Literature
Brigitte Tast, Hans-Jürgen Tast (Hrsg.) Brigitte Bardot. Filme 1953–1961. Anfänge des Mythos B.B. (Hildesheim 1982) .
External links
1934 births
Actresses from Paris
Christian critics of Islam
Female critics of feminism
French critics of Islam
French activists
French women activists
French female models
French women singers
French film actresses
French Roman Catholics
Legion of Honour refusals
Living people
MGM Records artists
20th-century French actresses
David di Donatello winners
People convicted of racial hatred offences
Anti-immigration politics in Europe
People from Armação dos Búzios
French animal rights activists
Sex positivism
21st-century French women singers |
3846 | https://en.wikipedia.org/wiki/Banjo | Banjo | The banjo is a stringed instrument with a thin membrane stretched over a frame or cavity to form a resonator. The membrane is typically circular, in modern forms usually made of plastic, originally of animal skin. Early forms of the instrument were fashioned by African Americans and had African antecedents. In the 19th century, interest in the instrument was spread across the United States and United Kingdom by traveling shows of the 19th century minstrel show fad, followed by mass-production and mail-order sales, including instruction method books. The inexpensive or home-made banjo remained part of rural folk culture, but 5-string and 4-string banjos also became popular for home parlour music entertainment, college music clubs, and early 20th century jazz bands. By the early 21st century, the banjo was most frequently associated with folk, bluegrass and country music, but was also used in some rock, pop and even hip-hop music. Among rock bands, the Eagles, Led Zeppelin, and the Grateful Dead have used the five-string banjo in some of their songs.
Historically, the banjo occupied a central place in Black American traditional music and rural folk culture before entering the mainstream via the minstrel shows of the 19th century. Along with the fiddle, the banjo is a mainstay of American styles of music, such as bluegrass and old-time music. It is also very frequently used in Dixieland jazz, as well as in Caribbean genres like biguine, calypso and mento.
History
Early origins
The modern banjo derives from instruments that have been recorded to be in use in North America and the Caribbean since the 17th century by enslaved people taken from West and Central Africa. Their African-style instruments were crafted from split gourds with animal skins stretched across them. Strings, from gut or vegetable fibers, were attached to a wooden neck. Written references to the banjo in North America and the Caribbean appear in the 17th and 18th centuries.
The earliest written indication of an instrument akin to the banjo is in the 17th century: Richard Jobson (1621) in describing The Gambia, wrote about an instrument like the banjo, which he called a bandore.
The term banjo has several etymological claims, one being from the Mandinka language which gives the name of Banjul, capital of The Gambia. Another claim is a connection to the West African akonting: it is made with a long bamboo neck called a bangoe. The material for the neck, called ban julo in the Mandinka language, again gives Banjul. In this interpretation, Banjul became a sort of eponym for the Akonting as it crossed the Atlantic. The instrument's name might also derive from the Kimbundu word mbanza, which is a loan word to the Portuguese language resulting in the term banza. Its earliest recorded use was in 1678 in the Caribbean (Martinique) by enslaved Africans.
The OED claims that the term banjo comes from a dialectal pronunciation of Portuguese bandore or from an early anglicisation of Spanish bandurria. However, contrary evidence definitively supports that the terms bandore and bandurria were terms used when Europeans encountered the banjo or its kin varieties in use by people of African descent, who used different terms for the instrument like banza.
Various instruments in Africa, chief among them the kora, feature a skin head and gourd (or similar shell) body. Those African instruments differ from early African American banjos in that the necks do not possess a Western-style fingerboard and tuning pegs; instead they have stick necks, with strings attached to the neck with loops for tuning.
Another likely relative of the banjo is the aforementioned akonting, a spike folk lute which is constructed using a gourd body, a long wooden neck, and three strings played by the Jola tribe of Senegambia, and the ubaw-akwala of the Igbo. Similar instruments include the xalam of Senegal and the ngoni of the Wassoulou region including parts of Mali, Guinea, and Ivory Coast, as well as a larger variation of the ngoni known as the gimbri developed in Morocco by Black Sub-Saharan Africans (Gnawa or Haratin).
Banjo-like instruments seem to have been independently invented in several different places, since instruments similar to the banjo are known from a diverse array of distant countries. For example, the Chinese sanxian, the Japanese shamisen, Persian tar, and the Moroccan sintir, in addition to the many African instruments mentioned above.
Early, African-influenced banjos were built around a gourd body and a wooden stick neck. These instruments had varying numbers of strings, though often including some form of drone. The earliest known picture, , of an enslaved person playing a banjo-like instrument (The Old Plantation) shows a four-string instrument with its fourth (thumb) string shorter than the others.
Banjos with fingerboards and tuning pegs are known from the Caribbean as early as the 17th century. Some 18th- and early 19th-century writers transcribed the name of these instruments variously as bangie, banza, bonjaw, banjer and banjar.
The instrument became increasingly available commercially from around the second quarter of the 19th century due to minstrel performances.
Minstrel era, 1830s–1870s
In the antebellum South, many enslaved Africans played the banjo, spreading it to the rest of the population. In his memoir With Sabre and Scalpel: The Autobiography of a Soldier and Surgeon, the Confederate veteran and surgeon John Allan Wyeth recalls learning to play the banjo as a child from an enslaved person on his family plantation. Another man who learned to play from African-Americans, probably in the 1820s, was Joel Walker Sweeney, a minstrel performer from Appomattox Court House, Virginia. Sweeney has been credited with adding a string to the four-string African-American banjo, and popularizing the five-string banjo. Although Robert McAlpin Williamson is the first documented white banjoist, in the 1830s Sweeney became the first white performer to play the banjo on stage. Sweeney's musical performances occurred at the beginning of the minstrel era, as banjos shifted away from being exclusively homemade folk instruments to instruments of a more modern style. Sweeney participated in this transition by encouraging drum maker William Boucher of Baltimore to make banjos commercially for him to sell.
According to Arthur Woodward in 1949, Sweeney replaced the gourd with a sound box made of wood and covered with skin, and added a short fifth string about 1831. However, modern scholar Gene Bluestein pointed out in 1964 that Sweeney may not have originated either the 5th string or sound box. This new banjo was at first tuned d'Gdf♯a, though by the 1890s, this had been transposed up to g'cgbd'. Banjos were introduced in Britain by Sweeney's group, the American Virginia Minstrels, in the 1840s, and became very popular in music halls.
The instrument grew in popularity during the 1840s after Sweeney began his traveling minstrel show. By the end of the 1840s the instrument had expanded from Caribbean possession to take root in places across America and across the Atlantic in England. It was estimated in 1866 that there were probably 10,000 banjos in New York City, up from only a handful in 1844. People were exposed to banjos not only at minstrel shows, but also medicine shows, Wild-West shows, variety shows, and traveling vaudeville shows. The banjo's popularity also was given a boost by the Civil War, as servicemen on both sides in the Army or Navy were exposed to the banjo played in minstrel shows and by other servicemen. A popular movement of aspiring banjoists began as early as 1861. The enthusiasm for the instrument was labeled a "banjo craze" or "banjo mania."
By the 1850s, aspiring banjo players had options to help them learn their instrument. There were more teachers teaching banjo basics in the 1850s than there had been in the 1840s. There were also instruction manuals and, for those who could read it, printed music in the manuals. The first book of notated music was The Complete Preceptor by Elias Howe, published under the pseudonym Gumbo Chaff, consisting mainly of Christy's Minstrels tunes. The first banjo method was the Briggs' Banjo instructor (1855) by Tom Briggs. Other methods included Howe's New American Banjo School (1857), and Phil Rice's Method for the Banjo, With or Without a Master (1858). These books taught the "stroke style" or "banjo style", similar to modern "frailing" or "clawhammer" styles.
By 1868, music for the banjo was available printed in a magazine, when J. K. Buckley wrote and arranged popular music for Buckley's Monthly Banjoist. Frank B. Converse also published his entire collection of compositions in The Complete Banjoist in 1868, which included "polkas, waltzes, marches, and clog hornpipes."
Opportunities to work included the minstrel companies and circuses present in the 1840s, but also floating theaters and variety theaters, forerunners of the variety show and vaudeville.
Classic era, 1880s–1910s
The term classic banjo is used today to talk about a bare-finger "guitar style" that was widely in use among banjo players of the late 19th to early 20th century. It is still used by banjoists today. The term also differentiates that style of playing from the fingerpicking bluegrass banjo styles, such as the Scruggs style and Keith style.
The Briggs Banjo Method, considered to be the first banjo method and which taught the stroke style of playing, also mentioned the existence of another way of playing, the guitar style. Alternatively known as "finger style", the new way of playing the banjo displaced the stroke method, until by 1870 it was the dominant style. Although mentioned by Briggs, it wasn't taught. The first banjo method to teach the technique was Frank B. Converse's New and Complete Method for the Banjo with or without a Master, published in 1865.
To play in guitar style, players use the thumb and two or three fingers on their right hand to pick the notes. Samuel Swaim Stewart summarized the style in 1888, saying,
The banjo, although popular, carried low-class associations from its role in blackface minstrel shows, medicine shows, tent shows, and variety shows or vaudeville. There was a push in the 19th century banjo to bring the instrument into "respectability." Musicians such as William A. Huntley made an effort to "elevate" the instrument or make it more "artistic," by "bringing it to a more sophisticated level of technique and repertoire based on European standards." Huntley may have been the first white performer to successfully make the transition from performing in blackface to being himself on stage, noted by the Boston Herald in November 1884. He was supported by another former blackface performer, Samuel Swaim Stewart, in his corporate magazine that popularized highly talented professionals.
As the "raucous" imitations of plantation life decreased in minstrelsy, the banjo became more acceptable as an instrument of fashionable society, even to be accepted into women's parlors. Part of that change was a switch from the stroke style to the guitar playing style. An 1888 newspaper said, "All the maidens and a good many of the women also strum the instrument, banjo classes abound on every side and banjo recitals are among the newest diversions of fashion...Youths and elderly men too have caught the fever...the star strummers among men are in demand at the smartest parties and have the choosing of the society of the most charming girls."
Some of those entertainers, such as Alfred A. Farland, specialized in classical music. However, musicians who wanted to entertain their audiences, and make a living, mixed it in with the popular music that audiences wanted. Farland's pupil Frederick J. Bacon was one of these. A former medicine show entertainer, Bacon performed classical music along with popular songs such as Massa's in de cold, cold ground, a Medley of Scotch Airs, a Medley of Southern Airs, and Thomas Glynn’s West Lawn Polka.
Banjo innovation which began in the minstrel age continued, with increased use of metal parts, exotic wood, raised metal frets and a tone-ring that improved the sound. Instruments were designed in a variety of sizes and pitch ranges, to play different parts in banjo orchestras. Examples on display in the museum include banjorines and piccolo banjos.
New styles of playing, a new look, instruments in a variety of pitch ranges to take the place of different sections in an orchestra – all helped to separate the instrument from the rough minstrel image of the previous 50–60 years. The instrument was modern now, a bright new thing, with polished metal sides.
Ragtime era (1895–1919) and Jazz Age era (1910s–1930s)
In the early 1900s, new banjos began to spread, four-string models, played with a plectrum rather than with the minstrel-banjo clawhammer stroke or the classic-banjo fingerpicking style. The new banjos were a result of changing musical tastes. New music spurred the creation of "evolutionary variations" of the banjo, from the five-string model current since the 1830s to newer four-string plectrum and tenor banjos.
The instruments became ornately decorated in the 1920s to be visually dynamic to a theater audience. The instruments were increasingly modified or made in a new style – necks that were shortened to handle the four steel (not fiber as before) strings, strings that were sounded with a pick instead of fingers, four strings instead of five and tuned differently. The changes reflected the nature of post-World War 1 music. The country was turning away from European classics, preferring the "upbeat and carefree feel" of jazz, and American soldiers returning from the war helped to drive this change.
The change in tastes toward dance music and the need for louder instruments began a few years before the war, however, with ragtime. That music encouraged musicians to alter their 5-string banjos to four, add the louder steel strings and use a pick or plectrum, all in an effort to be heard over the brass and reed instruments that were current in dance-halls. The four string plectrum and tenor banjos did not eliminate the five-string variety. They were products of their times and musical purposes—ragtime and jazz dance music and theater music.
The Great Depression is a visible line to mark the end of the Jazz Age. The economic downturn cut into the sales of both four- and five-stringed banjos, and by World War 2, banjos were in sharp decline, the market for them dead.
Modern era
In the years after World War II, the banjo experienced a resurgence, played by music stars such as Earl Scruggs (bluegrass), Bela Fleck (jazz, rock, world music), Gerry O'Connor (Celtic and Irish music), Perry Bechtel (jazz, big band), Pete Seeger (folk), and Otis Taylor (African-American roots, blues, jazz).
Pete Seeger "was a major force behind a new national interest in folk music." Learning to play a fingerstyle in the Appalachians from musicians who never stopped playing the banjo, he wrote the book, How to Play the Five-String Banjo, which was the only banjo method on the market for years. He was followed by a movement of folk musicians, such as Dave Guard of the Kingston Trio and Erik Darling of the Weavers and Tarriers.
Earl Scruggs was seen both as a legend and a "contemporary musical innovator" who gave his name to his style of playing, the Scruggs Style. Scruggs played the banjo "with heretofore unheard of speed and dexterity," using a picking technique for the 5-string banjo that he perfected from 2-finger and 3-finger picking techniques in rural North Carolina. His playing reached Americans through the Grand Ole Opry and into the living rooms of Americans who didn't listen to country or bluegrass music, through the theme music of The Beverly Hillbillies.
For the last one hundred years, the tenor banjo has become an intrinsic part of the world of Irish traditional music. It is a relative newcomer to the genre.
The banjo has also been used more recently in the hardcore punk scene, most notably by Show Me the Body on their debut album, Body War.
Technique
Two techniques closely associated with the five-string banjo are rolls and drones. Rolls are right hand accompanimental fingering patterns that consist of eight (eighth) notes that subdivide each measure. Drone notes are quick little notes [typically eighth notes], usually played on the 5th (short) string to fill in around the melody notes [typically eighth notes]. These techniques are both idiomatic to the banjo in all styles, and their sound is characteristic of bluegrass.
Historically, the banjo was played in the claw-hammer style by the Africans who brought their version of the banjo with them. Several other styles of play were developed from this. Clawhammer consists of downward striking of one or more of the four main strings with the index, middle or both fingers while the drone or fifth string is played with a 'lifting' (as opposed to downward pluck) motion of the thumb. The notes typically sounded by the thumb in this fashion are, usually, on the off beat. Melodies can be quite intricate adding techniques such as double thumbing and drop thumb. In old time Appalachian Mountain music, a style called two-finger up-pick is also used, and a three-finger version that Earl Scruggs developed into the "Scruggs" style picking was nationally aired in 1945 on the Grand Ole Opry. In this style the instrument is played by plucking individual notes. Modern fingerstyle is usually played using fingerpicks, though early players and some modern players play either with nails or with a technique known as on the flesh. In this style the strings are played directly with the fingers, rather than any pick or intermediary.
While five-string banjos are traditionally played with either fingerpicks or the fingers themselves, tenor banjos and plectrum banjos are played with a pick, either to strum full chords, or most commonly in Irish traditional music, play single-note melodies.
Modern forms
The modern banjo comes in a variety of forms, including four- and five-string versions. A six-string version, tuned and played similarly to a guitar, has gained popularity. In almost all of its forms, banjo playing is characterized by a fast arpeggiated plucking, though many different playing styles exist.
The body, or "pot", of a modern banjo typically consists of a circular rim (generally made of wood, though metal was also common on older banjos) and a tensioned head, similar to a drum head. Traditionally, the head was made from animal skin, but today is often made of various synthetic materials. Most modern banjos also have a metal "tone ring" assembly that helps further clarify and project the sound, but many older banjos do not include a tone ring.
The banjo is usually tuned with friction tuning pegs or planetary gear tuners, rather than the worm gear machine head used on guitars. Frets have become standard since the late 19th century, though fretless banjos are still manufactured and played by those wishing to execute glissando, play quarter tones, or otherwise achieve the sound and feeling of early playing styles.
Modern banjos are typically strung with metal strings. Usually, the fourth string is wound with either steel or bronze-phosphor alloy. Some players may string their banjos with nylon or gut strings to achieve a more mellow, old-time tone.
Some banjos have a separate resonator plate on the back of the pot to project the sound forward and give the instrument more volume. This type of banjo is usually used in bluegrass music, though resonator banjos are played by players of all styles, and are also used in old-time, sometimes as a substitute for electric amplification when playing in large venues.
Open-back banjos generally have a mellower tone and weigh less than resonator banjos. They usually have a different setup than a resonator banjo, often with a higher string action.
Five-string banjo
The modern five-string banjo is a variation on Sweeney's original design. The fifth string is usually the same gauge as the first, but starts from the fifth fret, three-quarters the length of the other strings. This lets the string be tuned to a higher open pitch than possible for the full-length strings. Because of the short fifth string, the five-string banjo uses a reentrant tuning – the string pitches do not proceed lowest to highest across the fingerboard. Instead, the fourth string is lowest, then third, second, first, and the fifth string is highest.
The short fifth string presents special problems for a capo. For small changes (going up or down one or two semitones, for example), retuning the fifth string simply is possible. Otherwise, various devices called "fifth-string capos" effectively shorten the vibrating part of the string. Many banjo players use model-railroad spikes or titanium spikes (usually installed at the seventh fret and sometimes at others), under which they hook the string to press it down on the fret.
Five-string banjo players use many tunings. (Tunings are given in left-to-right order, as viewed from the front of the instrument with the neck pointing up.) Probably the most common, particularly in bluegrass, is the Open-G tuning G4 D3 G3 B3 D4. In earlier times, the tuning G4 C3 G3 B3 D4 was commonly used instead, and this is still the preferred tuning for some types of folk music and for classic banjo. Other tunings found in old-time music include double C (G4 C3 G3 C4 D4), "sawmill" (G4 D3 G3 C4 D4) also called "mountain modal" and open D (F#4 D3 F#3 A3 D4). These tunings are often taken up a tone, either by tuning up or using a capo. For example, "double-D" tuning (A4 D3 A3 D4 E4) – commonly reached by tuning up from double C – is often played to accompany fiddle tunes in the key of D, and Open-A (A4 E3 A3 C#4 E4) is usually used for playing tunes in the key of A. Dozens of other banjo tunings are used, mostly in old-time music. These tunings are used to make playing specific tunes easier, usually fiddle tunes or groups of fiddle tunes.
The size of the five-string banjo is largely standardized, but smaller and larger sizes exist, including the long-neck or "Seeger neck" variation designed by Pete Seeger. Petite variations on the five-string banjo have been available since the 1890s. S.S. Stewart introduced the banjeaurine, tuned one fourth above a standard five-string. Piccolo banjos are smaller, and tuned one octave above a standard banjo. Between these sizes and standard lies the A-scale banjo, which is two frets shorter and usually tuned one full step above standard tunings. Many makers have produced banjos of other scale lengths, and with various innovations.
American old-time music typically uses the five-string, open-back banjo. It is played in a number of different styles, the most common being clawhammer or frailing, characterized by the use of a downward rather than upward stroke when striking the strings with a fingernail. Frailing techniques use the thumb to catch the fifth string for a drone after most strums or after each stroke ("double thumbing"), or to pick out additional melody notes in what is known as drop-thumb. Pete Seeger popularized a folk style by combining clawhammer with up picking, usually without the use of fingerpicks. Another common style of old-time banjo playing is fingerpicking banjo or classic banjo. This style is based upon parlor-style guitar.
Bluegrass music, which uses the five-string resonator banjo almost exclusively, is played in several common styles. These include Scruggs style, named after Earl Scruggs; melodic, or Keith style, named for Bill Keith; and three-finger style with single-string work, also called Reno style after Don Reno. In these styles, the emphasis is on arpeggiated figures played in a continuous eighth-note rhythm, known as rolls. All of these styles are typically played with fingerpicks.
The first five-string, electric, solid-body banjo was developed by Charles Wilburn (Buck) Trent, Harold "Shot" Jackson, and David Jackson in 1960.
The five-string banjo has been used in classical music since before the turn of the 20th century. Contemporary and modern works have been written or arranged for the instrument by Jerry Garcia, Buck Trent, Béla Fleck, Tony Trischka, Ralph Stanley, Steve Martin, George Crumb, Tim Lake, Modest Mouse, Jo Kondo, Paul Elwood, Hans Werner Henze (notably in his Sixth Symphony), Daniel Mason of Hank Williams III's Damn Band, Beck, the Water Tower Bucket Boys, Todd Taylor, J.P. Pickens, Peggy Honeywell, Norfolk & Western, Putnam Smith, Iron & Wine, The Avett Brothers, The Well Pennies, Punch Brothers, Julian Koster, Sufjan Stevens, Sarah Jarosz and sisters Leah Song and Chloe Smith from Rising Appalachia
Frederick Delius wrote for a banjo in his opera Koanga.
Ernst Krenek includes two banjos in his Kleine Symphonie (Little Symphony).
Kurt Weill has a banjo in his opera The Rise and Fall of the City of Mahagonny.
Viktor Ullmann included a tenor banjo part in his Piano Concerto (op. 25).
Four-string banjos
The four-string plectrum banjo is a standard banjo without the short drone string. It usually has 22 frets on the neck and a scale length of 26 to 28 inches, and was originally tuned C3 G3 B3 D4. It can also be tuned like the top four strings of a guitar, which is known as "Chicago tuning". As the name suggests, it is usually played with a guitar-style pick (that is, a single one held between thumb and forefinger), unlike the five-string banjo, which is either played with a thumbpick and two fingerpicks, or with bare fingers. The plectrum banjo evolved out of the five-string banjo, to cater to styles of music involving strummed chords. The plectrum is also featured in many early jazz recordings and arrangements.
Four-string banjos can be used for chordal accompaniment (as in early jazz), for single-string melody playing (as in Irish traditional music), in "chord melody" style (a succession of chords in which the highest notes carry the melody), in tremolo style (both on chords and single strings), and a mixed technique called duo style that combines single-string tremolo and rhythm chords.
Four-string banjos are used from time to time in musical theater. Examples include: Hello, Dolly!, Mame, Chicago, Cabaret, Oklahoma!, Half a Sixpence, Annie, Barnum, The Threepenny Opera, Monty Python's Spamalot, and countless others. Joe Raposo had used it variably in the imaginative seven-piece orchestration for the long-running TV show Sesame Street, and has sometimes had it overdubbed with itself or an electric guitar. The banjo is still (albeit rarely) in use in the show's arrangement currently.
Tenor banjo
The shorter-necked, tenor banjo, with 17 ("short scale") or 19 frets, is also typically played with a plectrum. It became a popular instrument after about 1910. Early models used for melodic picking typically had 17 frets on the neck and a scale length of 19 to 21 inches. By the mid-1920s, when the instrument was used primarily for strummed chordal accompaniment, 19-fret necks with a scale length of 21 to 23 inches became standard. The usual tuning is the all-fifths tuning C3 G3 D4 A4, in which exactly seven semitones (a perfect fifth) occur between the open notes of consecutive strings; this is identical to the tuning of a viola. Other players (particularly in Irish traditional music) tune the banjo G2 D3 A3 E4 like an octave mandolin, which lets the banjoist duplicate fiddle and mandolin fingering. The popularization of this tuning is usually attributed to the late Barney McKenna, banjoist with The Dubliners.
The tenor banjo was a common rhythm instrument in early 20th-century dance bands. Its volume and timbre suited early jazz (and jazz-influenced popular music styles) and could both compete with other instruments (such as brass instruments and saxophones) and be heard clearly on acoustic recordings. George Gershwin's Rhapsody in Blue, in Ferde Grofe's original jazz-orchestra arrangement, includes tenor banjo, with widely spaced chords not easily playable on plectrum banjo in its conventional tunings. With development of the archtop and electric guitar, the tenor banjo largely disappeared from jazz and popular music, though keeping its place in traditional "Dixieland" jazz.
Some 1920s Irish banjo players picked out the melodies of jigs, reels, and hornpipes on tenor banjos, decorating the tunes with snappy triplet ornaments. The most important Irish banjo player of this era was Mike Flanagan of the New York-based Flanagan Brothers, one of the most popular Irish-American groups of the day. Other pre-WWII Irish banjo players included Neil Nolan, who recorded with Dan Sullivan's Shamrock Band in Boston, and Jimmy McDade, who recorded with the Four Provinces Orchestra in Philadelphia. Meanwhile, in Ireland, the rise of ceili bands provided a new market for a loud instrument like the tenor banjo. Use of the tenor banjo in Irish music has increased greatly since the folk revival of the 1960s.
Six-string banjos
The six-string banjo began as a British innovation by William Temlett, one of England's earliest banjo makers. He opened a shop in London in 1846, and sold seven-string banjos which he marketed as "zither" banjos from his 1869 patent. A zither banjo usually has a closed back and sides with the drum body and skin tensioning system suspended inside the wooden rim, the neck and string tailpiece mounted on the outside of the rim, and the drone string led through a tube in the neck so that the tuning peg can be mounted on the head. They were often made by builders who used guitar tuners that came in banks of three, so five-stringed instruments had a redundant tuner; these banjos could be somewhat easily converted over to a six-string banjo.
American Alfred Davis Cammeyer (1862–1949), a young violinist turned concert banjo player, devised the six-string zither banjo around 1880. British opera diva Adelina Patti advised Cammeyer that the zither banjo might be popular with English audiences as it had been invented there, and Cammeyer went to London in 1888. With his virtuoso playing, he helped show that banjos could make more sophisticated music than normally played by blackface minstrels. He was soon performing for London society, where he met Sir Arthur Sullivan, who recommended that Cammeyer progress from arranging the music of others for banjo to composing his own music.
Modern six-string bluegrass banjos have been made. These add a bass string between the lowest string and the drone string on a five-string banjo, and are usually tuned G4 G2 D3 G3 B3 D4. Sonny Osborne played one of these instruments for several years. It was modified by luthier Rual Yarbrough from a Vega five-string model. A picture of Sonny with this banjo appears in Pete Wernick's Bluegrass Banjo method book.
Six-string banjos known as banjo guitars basically consist of a six-string guitar neck attached to a bluegrass or plectrum banjo body, which allows players who have learned the guitar to play a banjo sound without having to relearn fingerings. This was the instrument of the early jazz great Johnny St. Cyr, jazzmen Django Reinhardt, Danny Barker, Papa Charlie Jackson and Clancy Hayes, as well as the blues and gospel singer Reverend Gary Davis. Today, musicians as diverse as Keith Urban, Rod Stewart, Taj Mahal, Joe Satriani, David Hidalgo, Larry Lalonde and Doc Watson play the six-string guitar banjo. They have become increasingly popular since the mid-1990s.
Other banjos
Low banjos
In the late 19th and early 20th centuries, in vogue in plucked-string instrument ensembles – guitar orchestras, mandolin orchestras, banjo orchestras – was when the instrumentation was made to parallel that of the string section in symphony orchestras. Thus, "violin, viola, 'cello, bass" became "mandolin, mandola, mandocello, mandobass", or in the case of banjos, "banjolin, banjola, banjo cello, bass banjo". Because the range of pluck-stringed instrument generally is not as great as that of comparably sized bowed-string instruments, other instruments were often added to these plucked orchestras to extend the range of the ensemble upwards and downwards.
The banjo cello was normally tuned C2-G2-D3-A3, one octave below the tenor banjo like the cello and mandocello. A five-string cello banjo, set up like a bluegrass banjo (with the short fifth string), but tuned one octave lower, has been produced by the Goldtone company.
Bass banjos have been produced in both upright bass formats and with standard, horizontally carried banjo bodies. Contrabass banjos with either three or four strings have also been made; some of these had headstocks similar to those of bass violins. Tuning varies on these large instruments, with four-string models sometimes being tuned in 4ths like a bass violin (E1-A1-D2-G2) and sometimes in 5ths, like a four-string cello banjo, one octave lower (C1-G1-D2-A2).
Banjo hybrids and variants
A number of hybrid instruments exist, crossing the banjo with other stringed instruments. Most of these use the body of a banjo, often with a resonator, and the neck of the other instrument. Examples include the banjo mandolin (first patented in 1882) and the banjo ukulele, most famously played by the English comedian George Formby. These were especially popular in the early decades of the 20th century, and were probably a result of a desire either to allow players of other instruments to jump on the banjo bandwagon at the height of its popularity, or to get the natural amplification benefits of the banjo resonator in an age before electric amplification.
Conversely, the tenor and plectrum guitars use the respective banjo necks on guitar bodies. They arose in the early 20th century as a way for banjo players to double on guitar without having to relearn the instrument entirely.
Instruments that have a five-string banjo neck on a wooden body (for example, a guitar, bouzouki, or dobro body) have also been made, such as the banjola. A 20th-century Turkish instrument similar to the banjo is called the cümbüş, which combines a banjo-like resonator with a neck derived from an oud. At the end of the 20th century, a development of the five-string banjo was the BanSitar. This features a bone bridge, giving the instrument a sitar-like resonance.
The Brazilian samba banjo is basically a cavaquinho neck on a banjo body, thereby producing a louder sound than the cavaquinho. It is tuned the same as the top 4 strings of a 5-string banjo up an octave (or any cavaquinho tuning).
Noted banjoists
Joel Sweeney (1810–1860), also known as Joe Sweeney, was a musician and early blackface minstrel performer. He is known for popularizing the playing of the banjo and has often been credited with advancing the physical development of the modern five-string banjo.
Vess Ossman (1868–1923) was a leading five-string banjoist who started playing banjo at age 12. He was a popular recording artist, and in fact one of the first recording artists ever, when audio recording first became commercially available. He formed various recording groups, his most popular being the Ossman-Dudley trio.
Clifford Essex (1869–1946), a British banjoist, who was also a musical instrument manufacturer
Uncle Dave Macon (1870–1952) was a banjo player and comedian from Tennessee known for his "plug hat, gold teeth, chin whiskers, gates ajar collar and that million dollar Tennessee smile".
Fred Van Eps (1878–1960) was a noted five-string player and banjo maker who learned to play from listening to cylinder recordings of Vess Ossman. He recorded for Edison's company, producing some of the earliest disk recordings, and also the earliest ragtime recordings in any medium other than player piano.
Frank Lawes (1894–1970), of the United Kingdom, developed a unique fingerstyle technique on the four-string plectrum instrument, and was a prolific composer of four-string banjo music, much of which is still performed and recorded today.
Harry Reser (1896–1965), plectrum and tenor banjo, was regarded by some as the best tenor banjoist of the 1920s. He wrote a large number of works for tenor banjo, as well as instructional material including numerous banjo method books, over a dozen other instrumental method books (for guitar, ukulele, mandolin etc.), and was well known in the banjo community. Reser's accomplished single string and "chord melody" technique set a "high mark" that many subsequent tenor players still endeavor to attain.
Eddie Peabody (1902–1970) was a great proponent of the plectrum banjo who performed for nearly five decades (1920–1968) and left a considerable legacy of recordings. An early reviewer dubbed him "King of the Banjo", and his was a household name for decades. He went on to develop new instruments, produce records, and appear in movies.
Ola Belle Reed (1916–2002) was an American folk singer, songwriter and banjo player.
Pete Seeger (1919–2014), a singer-songwriter who performed solo as well as with folk group the Weavers, included five-string banjo among his instruments. His 1948 method book How to Play the Five-String Banjo has been credited by thousands of banjoists, including prominent professionals, with sparking their interest in the instrument. He is also credited with inventing the long-neck banjo (also known as the "Seeger Banjo"), which adds three lower frets to the five-string banjo's neck, and tunes the four main strings down by a minor third, to facilitate playing in singing keys more comfortable for some folk guitarists.
Earl Scruggs (1924–2012), whose career ranged from the end of World War II into the 21st century, is widely regarded as the father of the bluegrass style of banjo playing. The three-finger style of playing he developed while playing with Bill Monroe's band is known by his name: Scruggs Style.
Ralph Stanley (1927–2016) had a long career, both with his brother as the Stanley Brothers and with his band the Clinch Mountain Boys. He was awarded an honorary doctorate of music by Lincoln Memorial University, is a member of the Bluegrass Hall of Fame and the Grand Ole Opry. He won a Grammy Award for Best Male Country Vocal Performance in the movie O Brother, Where Art Thou?.
Rual Yarbrough (1930–2010)
Roy Clark (1933–2018)
John Hartford (1937–2001)
Sonny Osborne (1937-2021)
Ben Eldridge (b. 1938)
Barney McKenna (1939–2012) was an Irish musician and a founding member of The Dubliners. He played the tenor banjo, violin, mandolin, and melodeon. He was most renowned as a banjo player. Barney used GDAE tuning on a 19-fret tenor banjo, an octave below fiddle/mandolin and, according to musician Mick Moloney, was single-handedly responsible for making the GDAE-tuned tenor banjo the standard banjo in Irish music. Due to his skill level on the banjo fans, all around the world and other members of The Dubliners nicknamed him "Banjo Barney".
Bill Keith (1939–2015)
Pete Wernick (b. 1946)
Tony Trischka (b. 1949)
Béla Fleck (b. 1958) is widely acknowledged as one of the world's most innovative and technically proficient banjo players. His work spans many styles and genres, including jazz, bluegrass, classical, R&B, avant garde, and "world music", and he has produced a substantial discography and videography. He works extensively in both acoustic and electric media. Fleck has been nominated for Grammy Awards in more categories than any other artist, and has received 13 .
Noam Pikelny (b. 1981) is an American banjoist who plays eclectic styles including traditional bluegrass, classical, rock, and jazz music. He has won the Steve Martin Prize for Excellence in Banjo and Bluegrass in 2010. He has been nominated for eight Grammy Nominations and has been awarded one with his band, the Punch Brothers, in 2018.
Other important four-string performers were Mike Pingitore, who played tenor for the Paul Whiteman Orchestra through 1948, and Roy Smeck, early radio and recording pioneer, author of many instructional books, and whose influential performances on many fretted instruments earned him the nickname "Wizard of the Strings", during his active years (1922–1950). Prominent tenor players of more recent vintage include Narvin Kimball (d. 2006) (left-handed banjoist of Preservation Hall Jazz Band fame).
Noted four-string players currently active include ragtime and dixieland stylists Charlie Tagawa (b. 1935) and Bill Lowrey (b. 1963). Jazz guitarist Howard Alden (b. 1958) began his career on tenor banjo and still plays it at traditional jazz events. Cynthia Sayer (b. 1962) is regarded as one of the top jazz plectrum banjoists. Rock and country performer Winston Marshall (b. 1988) plays banjo (among other instruments) for the British folk rock group Mumford and Sons, a band that won the 2013 Grammy Award for "Best Album of the Year".
See also
Akonting
Banjo (samba)
Banjo ukulele
Benju
Bulbul tarang
Cuatro (instrument)
Double-neck guitjo
Stringed instrument tunings
References
Further reading
Banjo history
Conway, Cecelia (1995). African Banjo Echoes in Appalachia: A Study of Folk Traditions, University of Tennessee Press. Paper: ; cloth: . A study of the influence of African Americans on banjo playing throughout U.S. history.
De Smaele G. (1983). "Banjo a cinq cordes". Brussels: Musée Instrumental (MIM), Brussels. D 1983-2170-1
De Smaele G. (2015). "Banjo Attitudes." Paris: L'Harmattan, 2015.
De Smaele G. (2019). "A Five-String Banjo Sourcebook." Paris: L'Harmattan, 2019.
Dubois, Laurent (2016). The Banjo: America's African Instrument. Cambridge, MA: Harvard University Press, 2016.
Epstein, Dena (1977). Sinful Tunes and Spirituals: Black Folk Music to the Civil War. University of Illinois Press, 2003. Winner of the Simkins Prize of the Southern Historical Association, 1979. Winner of the Chicago Folklore Prize. The anniversary edition of a classic study of black slave music in America.
Gaddy, Kristina (2022). Well of Souls: Uncovering the Banjo's Hidden History. W. W. Norton & Company, 2022. . The author uncovers the banjo's key role in Black spirituality, ritual, and rebellion.
Gibson, George R. (2018). "Black Banjo, Fiddle and Dance in Kentucky and the Amalgamation of African American and Anglo-American Folk Music." Banjo Roots and Branches(Winans, 2018). University of Illinois Press, 2018. Gibson's historiographic chapter uncovers much new information about black banjo and fiddle players, and dance, in Kentucky, and their influence on white musicians, from the 1780s.
Gura, Philip F. and James F. Bollman (1999). America's Instrument: The Banjo in the Nineteenth Century. The University of North Carolina Press. . The definitive history of the banjo, focusing on the instrument's development in the 1800s.
Katonah Museum of Art (2003). The Birth of the Banjo. Katonah Museum of Art, Katonah, New York. .
Linn, Karen (1994). That Half-Barbaric Twang: The Banjo in American Popular Culture. University of Illinois Press. . Scholarly cultural history of the banjo, focusing on how its image has evolved over the years.
Tsumura, Akira (1984). Banjos: The Tsumura Collection. Kodansha International Ltd. . An illustrated history of the banjo featuring the world's premier collection.
Webb, Robert Lloyd (1996). Ring the Banjar!. 2nd edition. Centerstream Publishing. . A short history of the banjo, with pictures from an exhibition at the MIT Museum.
Winans, Robert (2018). Banjo Roots and Branches. University of Illinois Press, 2018. The story of the banjo's journey from Africa to the western hemisphere blends music, history, and a union of cultures. In Banjo Roots and Branches, Robert B. Winans presents cutting-edge scholarship that covers the instrument's West African origins and its adaptations and circulation in the Caribbean and United States.
External links
The Banjo in Irish Traditional Music
200 banjo makers pre 2nd WW
BANJO ATTITUDES - Le banjo à cinq cordes : son histoire générale, sa documentation, Gérard De Smaele - livre, ebook, epub
19th Century Banjo Instruction Manuals
To Hear Your Banjo Play, 1947 Alan Lomax film (16 minutes)
Fingerstyle Tenor Banjo
Banjo Newsletter
Banjo Hangout
Dr Joan Dickerson, Sparky Rucker, and George Gibson with host Michael Johnathon explore the African-American History of the Banjo through conversation and music on show 350 of the WoodSongs Old-Time Radio Hour. Both audio and video are provided.
"The Physics of Banjos – A Conversation with David Politzer" , Ideas Roadshow, 2016
String instruments
Lute family instruments
African-American music
Bluegrass music
Folk music instruments
American musical instruments
Celtic musical instruments
Irish musical instruments
Canadian musical instruments
Australian musical instruments |
3850 | https://en.wikipedia.org/wiki/Baseball | Baseball | Baseball is a bat-and-ball sport played between two teams of nine players each, taking turns batting and fielding. The game occurs over the course of several plays, with each play generally beginning when a player on the fielding team, called the pitcher, throws a ball that a player on the batting team, called the batter, tries to hit with a bat. The objective of the offensive team (batting team) is to hit the ball into the field of play, away from the other team's players, allowing its players to run the bases, having them advance counter-clockwise around four bases to score what are called "runs". The objective of the defensive team (referred to as the fielding team) is to prevent batters from becoming runners, and to prevent runners' advance around the bases. A run is scored when a runner legally advances around the bases in order and touches home plate (the place where the player started as a batter).
The principal objective of the batting team is to have a player reach first base safely; this generally occurs either when the batter hits the ball and reaches first base before an opponent retrieves the ball and touches the base, or when the pitcher persists in throwing the ball out of the batter's reach. Players on the batting team who reach first base without being called "out" can attempt to advance to subsequent bases as a runner, either immediately or during teammates' turns batting. The fielding team tries to prevent runs by getting batters or runners "out", which forces them out of the field of play. The pitcher can get the batter out by throwing three pitches which result in strikes, while fielders can get the batter out by catching a batted ball before it touches the ground, and can get a runner out by tagging them with the ball while the runner is not touching a base.
The opposing teams switch back and forth between batting and fielding; the batting team's turn to bat is over once the fielding team records three outs. One turn batting for each team constitutes an inning. A game is usually composed of nine innings, and the team with the greater number of runs at the end of the game wins. Most games end after the ninth inning, but if scores are tied at that point, extra innings are usually played. Baseball has no game clock, though some competitions feature pace-of-play regulations such as the pitch clock to shorten game time.
Baseball evolved from older bat-and-ball games already being played in England by the mid-18th century. This game was brought by immigrants to North America, where the modern version developed. Baseball's American origins, as well as its reputation as a source of escapism during troubled points in American history such as the American Civil War and the Great Depression, have led the sport to receive the moniker of "America's Pastime"; since the late 19th century, it has been unofficially recognized as the national sport of the United States, though in modern times is considered less popular than other sports, such as American football. In addition to North America, baseball is considered the most popular sport in parts of Central and South America, the Caribbean, and East Asia, particularly in Japan, South Korea, and Taiwan.
In Major League Baseball (MLB), the highest level of professional baseball in the United States and Canada, teams are divided into the National League (NL) and American League (AL), each with three divisions: East, West, and Central. The MLB champion is determined by playoffs that culminate in the World Series. The top level of play is similarly split in Japan between the Central and Pacific Leagues and in Cuba between the West League and East League. The World Baseball Classic, organized by the World Baseball Softball Confederation, is the major international competition of the sport and attracts the top national teams from around the world. Baseball was played at the Olympic Games from 1992 to 2008, and was reinstated in 2020.
Rules and gameplay
A baseball game is played between two teams, each usually composed of nine players, that take turns playing offense (batting and baserunning) and defense (pitching and fielding). A pair of turns, one at bat and one in the field, by each team constitutes an inning. A game consists of nine innings (seven innings at the high school level and in doubleheaders in college, Minor League Baseball and, since the 2020 season, Major League Baseball; and six innings at the Little League level). One team—customarily the visiting team—bats in the top, or first half, of every inning. The other team—customarily the home team—bats in the bottom, or second half, of every inning. The goal of the game is to score more points (runs) than the other team. The players on the team at bat attempt to score runs by touching all four bases, in order, set at the corners of the square-shaped baseball diamond. A player bats at home plate and must attempt to safely reach a base before proceeding, counterclockwise, from first base, to second base, third base, and back home to score a run. The team in the field attempts to prevent runs from scoring by recording outs, which remove opposing players from offensive action, until their next turn at bat comes up again. When three outs are recorded, the teams switch roles for the next half-inning. If the score of the game is tied after nine innings, extra innings are played to resolve the contest. Many amateur games, particularly unorganized ones, involve different numbers of players and innings.
The game is played on a field whose primary boundaries, the foul lines, extend forward from home plate at 45-degree angles. The 90-degree area within the foul lines is referred to as fair territory; the 270-degree area outside them is foul territory. The part of the field enclosed by the bases and several yards beyond them is the infield; the area farther beyond the infield is the outfield. In the middle of the infield is a raised pitcher's mound, with a rectangular rubber plate (the rubber) at its center. The outer boundary of the outfield is typically demarcated by a raised fence, which may be of any material and height. The fair territory between home plate and the outfield boundary is baseball's field of play, though significant events can take place in foul territory, as well.
There are three basic tools of baseball: the ball, the bat, and the glove or mitt:
The baseball is about the size of an adult's fist, around in circumference. It has a rubber or cork center, wound in yarn and covered in white cowhide, with red stitching.
The bat is a hitting tool, traditionally made of a single, solid piece of wood. Other materials are now commonly used for nonprofessional games. It is a hard round stick, about in diameter at the hitting end, tapering to a narrower handle and culminating in a knob. Bats used by adults are typically around long, and not longer than .
The glove or mitt is a fielding tool, made of padded leather with webbing between the fingers. As an aid in catching and holding onto the ball, it takes various shapes to meet the specific needs of different fielding positions.
Protective helmets are also standard equipment for all batters.
At the beginning of each half-inning, the nine players of the fielding team arrange themselves around the field. One of them, the pitcher, stands on the pitcher's mound. The pitcher begins the pitching delivery with one foot on the rubber, pushing off it to gain velocity when throwing toward home plate. Another fielding team player, the catcher, squats on the far side of home plate, facing the pitcher. The rest of the fielding team faces home plate, typically arranged as four infielders—who set up along or within a few yards outside the imaginary lines (basepaths) between first, second, and third base—and three outfielders. In the standard arrangement, there is a first baseman positioned several steps to the left of first base, a second baseman to the right of second base, a shortstop to the left of second base, and a third baseman to the right of third base. The basic outfield positions are left fielder, center fielder, and right fielder. With the exception of the catcher, all fielders are required to be in fair territory when the pitch is delivered. A neutral umpire sets up behind the catcher. Other umpires will be distributed around the field as well.
Play starts with a member of the batting team, the batter, standing in either of the two batter's boxes next to home plate, holding a bat. The batter waits for the pitcher to throw a pitch (the ball) toward home plate, and attempts to hit the ball with the bat. The catcher catches pitches that the batter does not hit—as a result of either electing not to swing or failing to connect—and returns them to the pitcher. A batter who hits the ball into the field of play must drop the bat and begin running toward first base, at which point the player is referred to as a runner (or, until the play is over, a batter-runner). A batter-runner who reaches first base without being put out is said to be safe and is on base. A batter-runner may choose to remain at first base or attempt to advance to second base or even beyond—however far the player believes can be reached safely. A player who reaches base despite proper play by the fielders has recorded a hit. A player who reaches first base safely on a hit is credited with a single. If a player makes it to second base safely as a direct result of a hit, it is a double; third base, a triple. If the ball is hit in the air within the foul lines over the entire outfield (and outfield fence, if there is one), or if the batter-runner otherwise safely circles all the bases, it is a home run: the batter and any runners on base may all freely circle the bases, each scoring a run. This is the most desirable result for the batter. The ultimate and most desirable result possible for a batter would be to hit a home run while all three bases are occupied or "loaded", thus scoring four runs on a single hit. This is called a grand slam. A player who reaches base due to a fielding mistake is not credited with a hit—instead, the responsible fielder is charged with an error.
Any runners already on base may attempt to advance on batted balls that land, or contact the ground, in fair territory, before or after the ball lands. A runner on first base must attempt to advance if a ball lands in play, as only one runner may occupy a base at any given time. If a ball hit into play rolls foul before passing through the infield, it becomes dead and any runners must return to the base they occupied when the play began. If the ball is hit in the air and caught before it lands, the batter has flied out and any runners on base may attempt to advance only if they tag up (contact the base they occupied when the play began, as or after the ball is caught). Runners may also attempt to advance to the next base while the pitcher is in the process of delivering the ball to home plate; a successful effort is a stolen base.
A pitch that is not hit into the field of play is called either a strike or a ball. A batter against whom three strikes are recorded strikes out. A batter against whom four balls are recorded is awarded a base on balls or walk, a free advance to first base. (A batter may also freely advance to first base if the batter's body or uniform is struck by a pitch outside the strike zone, provided the batter does not swing and attempts to avoid being hit.) Crucial to determining balls and strikes is the umpire's judgment as to whether a pitch has passed through the strike zone, a conceptual area above home plate extending from the midpoint between the batter's shoulders and belt down to the hollow of the knee. Any pitch which does not pass through the strike zone is called a ball, unless the batter either swings and misses at the pitch, or hits the pitch into foul territory; an exception generally occurs if the ball is hit into foul territory when the batter already has two strikes, in which case neither a ball nor a strike is called.
While the team at bat is trying to score runs, the team in the field is attempting to record outs. In addition to the strikeout and flyout, common ways a member of the batting team may be put out include the ground out, force out, and tag out. These occur either when a runner is forced to advance to a base, and a fielder with possession of the ball reaches that base before the runner does, or the runner is touched by the ball, held in a fielder's hand, while not on a base. (The batter-runner is always forced to advance to first base, and any other runners must advance to the next base if a teammate is forced to advance to their base.) It is possible to record two outs in the course of the same play. This is called a double play. Three outs in one play, a triple play, is possible, though rare. Players put out or retired must leave the field, returning to their team's dugout or bench. A runner may be stranded on base when a third out is recorded against another player on the team. Stranded runners do not benefit the team in its next turn at bat as every half-inning begins with the bases empty.
An individual player's turn batting or plate appearance is complete when the player reaches base, hits a home run, makes an out, or hits a ball that results in the team's third out, even if it is recorded against a teammate. On rare occasions, a batter may be at the plate when, without the batter's hitting the ball, a third out is recorded against a teammate—for instance, a runner getting caught stealing (tagged out attempting to steal a base). A batter with this sort of incomplete plate appearance starts off the team's next turn batting; any balls or strikes recorded against the batter the previous inning are erased. A runner may circle the bases only once per plate appearance and thus can score at most a single run per batting turn. Once a player has completed a plate appearance, that player may not bat again until the eight other members of the player's team have all taken their turn at bat in the batting order. The batting order is set before the game begins, and may not be altered except for substitutions. Once a player has been removed for a substitute, that player may not reenter the game. Children's games often have more lenient rules, such as Little League rules, which allow players to be substituted back into the same game.
If the designated hitter (DH) rule is in effect, each team has a tenth player whose sole responsibility is to bat (and run). The DH takes the place of another player—almost invariably the pitcher—in the batting order, but does not field. Thus, even with the DH, each team still has a batting order of nine players and a fielding arrangement of nine players.
Personnel
Players
The number of players on a baseball roster, or squad, varies by league and by the level of organized play. A Major League Baseball (MLB) team has a roster of 26 players with specific roles. A typical roster features the following players:
Eight position players: the catcher, four infielders, and three outfielders—all of whom play on a regular basis
Five starting pitchers who constitute the team's pitching rotation or starting rotation
Seven relief pitchers, including one closer, who constitute the team's bullpen (named for the off-field area where pitchers warm up)
One backup, or substitute, catcher
Five backup infielders and backup outfielders, or players who can play multiple positions, known as utility players.
Most baseball leagues worldwide have the DH rule, including MLB, Japan's Pacific League, and Caribbean professional leagues, along with major American amateur organizations. The Central League in Japan does not have the rule and high-level minor league clubs connected to National League teams are not required to field a DH. In leagues that apply the designated hitter rule, a typical team has nine offensive regulars (including the DH), five starting pitchers, seven or eight relievers, a backup catcher, and two or three other reserve players.
Managers and coaches
The manager, or head coach, oversees the team's major strategic decisions, such as establishing the starting rotation, setting the lineup, or batting order, before each game, and making substitutions during games—in particular, bringing in relief pitchers. Managers are typically assisted by two or more coaches; they may have specialized responsibilities, such as working with players on hitting, fielding, pitching, or strength and conditioning. At most levels of organized play, two coaches are stationed on the field when the team is at bat: the first base coach and third base coach, who occupy designated coaches' boxes, just outside the foul lines. These coaches assist in the direction of baserunners, when the ball is in play, and relay tactical signals from the manager to batters and runners, during pauses in play. In contrast to many other team sports, baseball managers and coaches generally wear their team's uniforms; coaches must be in uniform to be allowed on the field to confer with players during a game.
Umpires
Any baseball game involves one or more umpires, who make rulings on the outcome of each play. At a minimum, one umpire will stand behind the catcher, to have a good view of the strike zone, and call balls and strikes. Additional umpires may be stationed near the other bases, thus making it easier to judge plays such as attempted force outs and tag outs. In MLB, four umpires are used for each game, one near each base. In the playoffs, six umpires are used: one at each base and two in the outfield along the foul lines.
Strategy
Many of the pre-game and in-game strategic decisions in baseball revolve around a fundamental fact: in general, right-handed batters tend to be more successful against left-handed pitchers and, to an even greater degree, left-handed batters tend to be more successful against right-handed pitchers. A manager with several left-handed batters in the regular lineup, who knows the team will be facing a left-handed starting pitcher, may respond by starting one or more of the right-handed backups on the team's roster. During the late innings of a game, as relief pitchers and pinch hitters are brought in, the opposing managers will often go back and forth trying to create favorable matchups with their substitutions. The manager of the fielding team trying to arrange same-handed pitcher-batter matchups and the manager of the batting team trying to arrange opposite-handed matchups. With a team that has the lead in the late innings, a manager may remove a starting position player—especially one whose turn at bat is not likely to come up again—for a more skillful fielder (known as a defensive substitution).
Tactics
Pitching and fielding
The tactical decision that precedes almost every play in a baseball game involves pitch selection. By gripping and then releasing the baseball in a certain manner, and by throwing it at a certain speed, pitchers can cause the baseball to break to either side, or downward, as it approaches the batter, thus creating differing pitches that can be selected. Among the resulting wide variety of pitches that may be thrown, the four basic types are the fastball, the changeup (or off-speed pitch), and two breaking balls—the curveball and the slider. Pitchers have different repertoires of pitches they are skillful at throwing. Conventionally, before each pitch, the catcher signals the pitcher what type of pitch to throw, as well as its general vertical or horizontal location. If there is disagreement on the selection, the pitcher may shake off the sign and the catcher will call for a different pitch.
With a runner on base and taking a lead, the pitcher may attempt a pickoff, a quick throw to a fielder covering the base to keep the runner's lead in check or, optimally, effect a tag out. Pickoff attempts, however, are subject to rules that severely restrict the pitcher's movements before and during the pickoff attempt. Violation of any one of these rules could result in the umpire calling a balk against the pitcher, which permits any runners on base to advance one base with impunity. If an attempted stolen base is anticipated, the catcher may call for a pitchout, a ball thrown deliberately off the plate, allowing the catcher to catch it while standing and throw quickly to a base. Facing a batter with a strong tendency to hit to one side of the field, the fielding team may employ a shift, with most or all of the fielders moving to the left or right of their usual positions. With a runner on third base, the infielders may play in, moving closer to home plate to improve the odds of throwing out the runner on a ground ball, though a sharply hit grounder is more likely to carry through a drawn-in infield.
Batting and baserunning
Several basic offensive tactics come into play with a runner on first base, including the fundamental choice of whether to attempt a steal of second base. The hit and run is sometimes employed, with a skillful contact hitter, the runner takes off with the pitch, drawing the shortstop or second baseman over to second base, creating a gap in the infield for the batter to poke the ball through. The sacrifice bunt, calls for the batter to focus on making soft contact with the ball, so that it rolls a short distance into the infield, allowing the runner to advance into scoring position as the batter is thrown out at first. A batter, particularly one who is a fast runner, may also attempt to bunt for a hit. A sacrifice bunt employed with a runner on third base, aimed at bringing that runner home, is known as a squeeze play. With a runner on third and fewer than two outs, a batter may instead concentrate on hitting a fly ball that, even if it is caught, will be deep enough to allow the runner to tag up and score—a successful batter, in this case, gets credit for a sacrifice fly. In order to increase the chance of advancing a batter to first base via a walk, the manager will sometimes signal a batter who is ahead in the count (i.e., has more balls than strikes) to take, or not swing at, the next pitch. The batter's potential reward of reaching base (via a walk) exceeds the disadvantage if the next pitch is a strike.
History
The evolution of baseball from older bat-and-ball games is difficult to trace with precision. Consensus once held that today's baseball is a North American development from the older game rounders, popular among children in Great Britain and Ireland. American baseball historian David Block suggests that the game originated in England; recently uncovered historical evidence supports this position. Block argues that rounders and early baseball were actually regional variants of each other, and that the game's most direct antecedents are the English games of stoolball and "tut-ball". The earliest known reference to baseball is in a 1744 British publication, A Little Pretty Pocket-Book, by John Newbery. Block discovered that the first recorded game of "Bass-Ball" took place in 1749 in Surrey, and featured the Prince of Wales as a player. This early form of the game was apparently brought to Canada by English immigrants.
By the early 1830s, there were reports of a variety of uncodified bat-and-ball games recognizable as early forms of baseball being played around North America. The first officially recorded baseball game in North America was played in Beachville, Ontario, Canada, on June 4, 1838. In 1845, Alexander Cartwright, a member of New York City's Knickerbocker Club, led the codification of the so-called Knickerbocker Rules, which in turn were based on rules developed in 1837 by William R. Wheaton of the Gotham Club. While there are reports that the New York Knickerbockers played games in 1845, the contest long recognized as the first officially recorded baseball game in U.S. history took place on June 19, 1846, in Hoboken, New Jersey: the "New York Nine" defeated the Knickerbockers, 23–1, in four innings. With the Knickerbocker code as the basis, the rules of modern baseball continued to evolve over the next half-century. By the time of the Civil War, baseball had begun to overtake its fellow bat-and-ball sport cricket in popularity within the United States, due in part to baseball being of a much shorter duration than the form of cricket played at the time, as well as the fact that troops during the Civil War did not need a specialized playing surface to play baseball, as they would have required for cricket.
In the United States
Establishment of professional leagues
In the mid-1850s, a baseball craze hit the New York metropolitan area, and by 1856, local journals were referring to baseball as the "national pastime" or "national game". A year later, the sport's first governing body, the National Association of Base Ball Players, was formed. In 1867, it barred participation by African Americans. The more formally structured National League was founded in 1876. Professional Negro leagues formed, but quickly folded. In 1887, softball, under the name of indoor baseball or indoor-outdoor, was invented as a winter version of the parent game. The National League's first successful counterpart, the American League, which evolved from the minor Western League, was established in 1893, and virtually all of the modern baseball rules were in place by then.
The National Agreement of 1903 formalized relations both between the two major leagues and between them and the National Association of Professional Base Ball Leagues, representing most of the country's minor professional leagues. The World Series, pitting the two major league champions against each other, was inaugurated that fall. The Black Sox Scandal of the 1919 World Series led to the formation of the office of the Commissioner of Baseball. The first commissioner, Kenesaw Mountain Landis, was elected in 1920. That year also saw the founding of the Negro National League; the first significant Negro league, it would operate until 1931. For part of the 1920s, it was joined by the Eastern Colored League.
Rise of Ruth and racial integration
Compared with the present, professional baseball in the early 20th century was lower-scoring, and pitchers were more dominant. The so-called dead-ball era ended in the early 1920s with several changes in rule and circumstance that were advantageous to hitters. Strict new regulations governed the ball's size, shape and composition, along with a new rule officially banning the spitball and other pitches that depended on the ball being treated or roughed-up with foreign substances, resulted in a ball that traveled farther when hit. The rise of the legendary player Babe Ruth, the first great power hitter of the new era, helped permanently alter the nature of the game. In the late 1920s and early 1930s, St. Louis Cardinals general manager Branch Rickey invested in several minor league clubs and developed the first modern farm system. A new Negro National League was organized in 1933; four years later, it was joined by the Negro American League. The first elections to the National Baseball Hall of Fame took place in 1936. In 1939, Little League Baseball was founded in Pennsylvania.
A large number of minor league teams disbanded when World War II led to a player shortage. Chicago Cubs owner Philip K. Wrigley led the formation of the All-American Girls Professional Baseball League to help keep the game in the public eye. The first crack in the unwritten agreement barring blacks from white-controlled professional ball occurred in 1945: Jackie Robinson was signed by the National League's Brooklyn Dodgers and began playing for their minor league team in Montreal. In 1947, Robinson broke the major leagues' color barrier when he debuted with the Dodgers. Latin-American players, largely overlooked before, also started entering the majors in greater numbers. In 1951, two Chicago White Sox, Venezuelan-born Chico Carrasquel and black Cuban-born Minnie Miñoso, became the first Hispanic All-Stars. Integration proceeded slowly: by 1953, only six of the 16 major league teams had a black player on the roster.
Attendance records and the age of steroids
In 1975, the union's power—and players' salaries—began to increase greatly when the reserve clause was effectively struck down, leading to the free agency system. Significant work stoppages occurred in 1981 and 1994, the latter forcing the cancellation of the World Series for the first time in 90 years. Attendance had been growing steadily since the mid-1970s and in 1994, before the stoppage, the majors were setting their all-time record for per-game attendance. After play resumed in 1995, non-division-winning wild card teams became a permanent fixture of the post-season. Regular-season interleague play was introduced in 1997 and the second-highest attendance mark for a full season was set. In 2000, the National and American Leagues were dissolved as legal entities. While their identities were maintained for scheduling purposes (and the designated hitter distinction), the regulations and other functions—such as player discipline and umpire supervision—they had administered separately were consolidated under the rubric of MLB.
In 2001, Barry Bonds established the current record of 73 home runs in a single season. There had long been suspicions that the dramatic increase in power hitting was fueled in large part by the abuse of illegal steroids (as well as by the dilution of pitching talent due to expansion), but the issue only began attracting significant media attention in 2002 and there was no penalty for the use of performance-enhancing drugs before 2004. In 2007, Bonds became MLB's all-time home run leader, surpassing Hank Aaron, as total major league and minor league attendance both reached all-time highs.
Around the world
With the historic popular moniker as "America's national pastime", baseball is well-established in several other countries as well. As early as 1877, a professional league, the International Association, featured teams from both Canada and the United States. While baseball is widely played in Canada and many minor league teams have been based in the country, the American major leagues did not include a Canadian club until 1969, when the Montreal Expos joined the National League as an expansion team. In 1977, the expansion Toronto Blue Jays joined the American League.
In 1847, American soldiers played what may have been the first baseball game in Mexico at Parque Los Berros in Xalapa, Veracruz. The first formal baseball league outside of the United States and Canada was founded in 1878 in Cuba, which maintains a rich baseball tradition. The Dominican Republic held its first islandwide championship tournament in 1912. Professional baseball tournaments and leagues began to form in other countries between the world wars, including the Netherlands (formed in 1922), Australia (1934), Japan (1936), Mexico (1937), and Puerto Rico (1938). The Japanese major leagues have long been considered the highest quality professional circuits outside of the United States.
After World War II, professional leagues were founded in many Latin American countries, most prominently Venezuela (1946) and the Dominican Republic (1955). Since the early 1970s, the annual Caribbean Series has matched the championship clubs from the four leading Latin American winter leagues: the Dominican Professional Baseball League, Mexican Pacific League, Puerto Rican Professional Baseball League, and Venezuelan Professional Baseball League. In Asia, South Korea (1982), Taiwan (1990) and China (2003) all have professional leagues.
The English football club, Aston Villa, were the first British baseball champions winning the 1890 National League of Baseball of Great Britain. The 2020 National Champions were the London Mets. Other European countries have seen professional leagues; the most successful, other than the Dutch league, is the Italian league, founded in 1948. In 2004, Australia won a surprise silver medal at the Olympic Games. The Confédération Européene de Baseball (European Baseball Confederation), founded in 1953, organizes a number of competitions between clubs from different countries. Other competitions between national teams, such as the Baseball World Cup and the Olympic baseball tournament, were administered by the International Baseball Federation (IBAF) from its formation in 1938 until its 2013 merger with the International Softball Federation to create the current joint governing body for both sports, the World Baseball Softball Confederation (WBSC). Women's baseball is played on an organized amateur basis in numerous countries.
After being admitted to the Olympics as a medal sport beginning with the 1992 Games, baseball was dropped from the 2012 Summer Olympic Games at the 2005 International Olympic Committee meeting. It remained part of the 2008 Games. While the sport's lack of a following in much of the world was a factor, more important was MLB's reluctance to allow its players to participate during the major league season. MLB initiated the World Baseball Classic, scheduled to precede its season, partly as a replacement, high-profile international tournament. The inaugural Classic, held in March 2006, was the first tournament involving national teams to feature a significant number of MLB participants. The Baseball World Cup was discontinued after its 2011 edition in favor of an expanded World Baseball Classic.
Distinctive elements
Baseball has certain attributes that set it apart from the other popular team sports in the countries where it has a following. All of these sports use a clock, play is less individual, and the variation between playing fields is not as substantial or important. The comparison between cricket and baseball demonstrates that many of baseball's distinctive elements are shared in various ways with its cousin sports.
No clock to kill
In clock-limited sports, games often end with a team that holds the lead killing the clock rather than competing aggressively against the opposing team. In contrast, baseball has no clock, thus a team cannot win without getting the last batter out and rallies are not constrained by time. At almost any turn in any baseball game, the most advantageous strategy is some form of aggressive strategy. Whereas, in the case of multi-day Test and first-class cricket, the possibility of a draw (which occurs because of the restrictions on time, which like in baseball, originally did not exist) often encourages a team that is batting last and well behind, to bat defensively and run out the clock, giving up any faint chance at a win, to avoid an overall loss.
While nine innings has been the standard since the beginning of professional baseball, the duration of the average major league game has increased steadily through the years. At the turn of the 20th century, games typically took an hour and a half to play. In the 1920s, they averaged just less than two hours, which eventually ballooned to 2:38 in 1960. By 1997, the average American League game lasted 2:57 (National League games were about 10 minutes shorter—pitchers at the plate making for quicker outs than designated hitters). In 2004, Major League Baseball declared that its goal was an average game of 2:45. By 2014, though, the average MLB game took over three hours to complete. The lengthening of games is attributed to longer breaks between half-innings for television commercials, increased offense, more pitching changes, and a slower pace of play, with pitchers taking more time between each delivery, and batters stepping out of the box more frequently. Other leagues have experienced similar issues. In 2008, Nippon Professional Baseball took steps aimed at shortening games by 12 minutes from the preceding decade's average of 3:18.
In 2016, the average nine-inning playoff game in Major League baseball was 3 hours and 35 minutes. This was up 10 minutes from 2015 and 21 minutes from 2014. In response to the lengthening of the game, MLB decided from the 2023 season onward to institute a pitch clock rule to penalize batters and pitchers who take too much time between pitches; this had the effect of shortening 2023 regular season games by 24 minutes on average.
Individual focus
Although baseball is a team sport, individual players are often placed under scrutiny and pressure. While rewarding, it has sometimes been described as "ruthless" due to the pressure on the individual player. In 1915, a baseball instructional manual pointed out that every single pitch, of which there are often more than two hundred in a game, involves an individual, one-on-one contest: "the pitcher and the batter in a battle of wits". Pitcher, batter, and fielder all act essentially independent of each other. While coaching staffs can signal pitcher or batter to pursue certain tactics, the execution of the play itself is a series of solitary acts. If the batter hits a line drive, the outfielder is solely responsible for deciding to try to catch it or play it on the bounce and for succeeding or failing. The statistical precision of baseball is both facilitated by this isolation and reinforces it.
Cricket is more similar to baseball than many other team sports in this regard: while the individual focus in cricket is mitigated by the importance of the batting partnership and the practicalities of tandem running, it is enhanced by the fact that a batsman may occupy the wicket for an hour or much more. There is no statistical equivalent in cricket for the fielding error and thus less emphasis on personal responsibility in this area of play.
Uniqueness of parks
Unlike those of most sports, baseball playing fields can vary significantly in size and shape. While the dimensions of the infield are specifically regulated, the only constraint on outfield size and shape for professional teams, following the rules of MLB and Minor League Baseball, is that fields built or remodeled since June 1, 1958, must have a minimum distance of from home plate to the fences in left and right field and to center. Major league teams often skirt even this rule. For example, at Minute Maid Park, which became the home of the Houston Astros in 2000, the Crawford Boxes in left field are only from home plate. There are no rules at all that address the height of fences or other structures at the edge of the outfield. The most famously idiosyncratic outfield boundary is the left-field wall at Boston's Fenway Park, in use since 1912: the Green Monster is from home plate down the line and tall.
Similarly, there are no regulations at all concerning the dimensions of foul territory. Thus a foul fly ball may be entirely out of play in a park with little space between the foul lines and the stands, but a foulout in a park with more expansive foul ground. A fence in foul territory that is close to the outfield line will tend to direct balls that strike it back toward the fielders, while one that is farther away may actually prompt more collisions, as outfielders run full speed to field balls deep in the corner. These variations can make the difference between a double and a triple or inside-the-park home run. The surface of the field is also unregulated. While the adjacent image shows a traditional field surfacing arrangement (and the one used by virtually all MLB teams with naturally surfaced fields), teams are free to decide what areas will be grassed or bare. Some fields—including several in MLB—use artificial turf. Surface variations can have a significant effect on how ground balls behave and are fielded as well as on baserunning. Similarly, the presence of a roof (seven major league teams play in stadiums with permanent or retractable roofs) can greatly affect how fly balls are played. While football and soccer players deal with similar variations of field surface and stadium covering, the size and shape of their fields are much more standardized. The area out-of-bounds on a football or soccer field does not affect play the way foul territory in baseball does, so variations in that regard are largely insignificant.
These physical variations create a distinctive set of playing conditions at each ballpark. Other local factors, such as altitude and climate, can also significantly affect play. A given stadium may acquire a reputation as a pitcher's park or a hitter's park, if one or the other discipline notably benefits from its unique mix of elements. The most exceptional park in this regard is Coors Field, home of the Colorado Rockies. Its high altitude— above sea level—is partly responsible for giving it the strongest hitter's park effect in the major leagues due to the low air pressure. Wrigley Field, home of the Chicago Cubs, is known for its fickle disposition: a pitcher's park when the strong winds off Lake Michigan are blowing in, it becomes more of a hitter's park when they are blowing out. The absence of a standardized field affects not only how particular games play out, but the nature of team rosters and players' statistical records. For example, hitting a fly ball into right field might result in an easy catch on the warning track at one park, and a home run at another. A team that plays in a park with a relatively short right field, such as the New York Yankees, will tend to stock its roster with left-handed pull hitters, who can best exploit it. On the individual level, a player who spends most of his career with a team that plays in a hitter's park will gain an advantage in batting statistics over time—even more so if his talents are especially suited to the park.
Statistics
Organized baseball lends itself to statistics to a greater degree than many other sports. Each play is discrete and has a relatively small number of possible outcomes. In the late 19th century, a former cricket player, English-born Henry Chadwick of Brooklyn, was responsible for the "development of the box score, tabular standings, the annual baseball guide, the batting average, and most of the common statistics and tables used to describe baseball." The statistical record is so central to the game's "historical essence" that Chadwick came to be known as Father Baseball. In the 1920s, American newspapers began devoting more and more attention to baseball statistics, initiating what journalist and historian Alan Schwarz describes as a "tectonic shift in sports, as intrigue that once focused mostly on teams began to go to individual players and their statistics lines."
The Official Baseball Rules administered by MLB require the official scorer to categorize each baseball play unambiguously. The rules provide detailed criteria to promote consistency. The score report is the official basis for both the box score of the game and the relevant statistical records. General managers, managers, and baseball scouts use statistics to evaluate players and make strategic decisions.
Certain traditional statistics are familiar to most baseball fans. The basic batting statistics include:
At bats: plate appearances, excluding walks and hit by pitches—where the batter's ability is not fully tested—and sacrifices and sacrifice flies—where the batter intentionally makes an out in order to advance one or more baserunners
Hits: times a base is reached safely, because of a batted, fair ball without a fielding error or fielder's choice
Runs: times circling the bases and reaching home safely
Runs batted in (RBIs): number of runners who scored due to a batter's action (including the batter, in the case of a home run), except when batter grounded into double play or reached on an error
Home runs: hits on which the batter successfully touched all four bases, without the contribution of a fielding error
Batting average: hits divided by at bats—the traditional measure of batting ability
The basic baserunning statistics include:
Stolen bases: times advancing to the next base entirely due to the runner's own efforts, generally while the pitcher is preparing to deliver or delivering the ball
Caught stealing: times tagged out while attempting to steal a base
The basic pitching statistics include:
Wins: credited to pitcher on winning team who last pitched before the team took a lead that it never relinquished (a starting pitcher must pitch at least five innings to qualify for a win)
Losses: charged to pitcher on losing team who was pitching when the opposing team took a lead that it never relinquished
Saves: games where the pitcher enters a game led by the pitcher's team, finishes the game without surrendering the lead, is not the winning pitcher, and either (a) the lead was three runs or less when the pitcher entered the game; (b) the potential tying run was on base, at bat, or on deck; or (c) the pitcher pitched three or more innings
Innings pitched: outs recorded while pitching divided by three (partial innings are conventionally recorded as, e.g., "5.2" or "7.1", the last digit actually representing thirds, not tenths, of an inning)
Strikeouts: times pitching three strikes to a batter
Winning percentage: wins divided by decisions (wins plus losses)
Earned run average (ERA): runs allowed, excluding those resulting from fielding errors, per nine innings pitched
The basic fielding statistics include:
Putouts: times the fielder catches a fly ball, tags or forces out a runner, or otherwise directly effects an out
Assists: times a putout by another fielder was recorded following the fielder touching the ball
Errors: times the fielder fails to make a play that should have been made with common effort, and the batting team benefits as a result
Total chances: putouts plus assists plus errors
Fielding average: successful chances (putouts plus assists) divided by total chances
Among the many other statistics that are kept are those collectively known as situational statistics. For example, statistics can indicate which specific pitchers a certain batter performs best against. If a given situation statistically favors a certain batter, the manager of the fielding team may be more likely to change pitchers or have the pitcher intentionally walk the batter in order to face one who is less likely to succeed.
Sabermetrics
Sabermetrics refers to the field of baseball statistical study and the development of new statistics and analytical tools. The term is also used to refer directly to new statistics themselves. The term was coined around 1980 by one of the field's leading proponents, Bill James, and derives from the Society for American Baseball Research (SABR).
The growing popularity of sabermetrics since the early 1980s has brought more attention to two batting statistics that sabermetricians argue are much better gauges of a batter's skill than batting average:
On-base percentage (OBP) measures a batter's ability to get on base. It is calculated by taking the sum of the batter's successes in getting on base (hits plus walks plus hit by pitches) and dividing that by the batter's total plate appearances (at bats plus walks plus hit by pitches plus sacrifice flies), except for sacrifice bunts.
Slugging percentage (SLG) measures a batter's ability to hit for power. It is calculated by taking the batter's total bases (one per each single, two per double, three per triple, and four per home run) and dividing that by the batter's at bats.
Some of the new statistics devised by sabermetricians have gained wide use:
On-base plus slugging (OPS) measures a batter's overall ability. It is calculated by adding the batter's on-base percentage and slugging percentage.
Walks plus hits per inning pitched (WHIP) measures a pitcher's ability at preventing hitters from reaching base. It is calculated by adding the number of walks and hits a pitcher surrendered, then dividing by the number of innings pitched.
Wins Above Replacement (WAR) measures number of additional wins his team has achieved above the number of expected team wins if that player were substituted with a replacement-level player.
Popularity and cultural impact
Writing in 1919, philosopher Morris Raphael Cohen described baseball as the national religion of the US. In the words of sports columnist Jayson Stark, baseball has long been "a unique paragon of American culture"—a status he sees as devastated by the steroid abuse scandal. Baseball has an important place in other national cultures as well: Scholar Peter Bjarkman describes "how deeply the sport is ingrained in the history and culture of a nation such as Cuba, [and] how thoroughly it was radically reshaped and nativized in Japan."
In the United States
The major league game in the United States was originally targeted toward a middle-class, white-collar audience: relative to other spectator pastimes, the National League's set ticket price of 50 cents in 1876 was high, while the location of playing fields outside the inner city and the workweek daytime scheduling of games were also obstacles to a blue-collar audience. A century later, the situation was very different. With the rise in popularity of other team sports with much higher average ticket prices—football, basketball, and hockey—professional baseball had become among the most blue-collar-oriented of leading American spectator sports.
Overall, baseball has a large following in the United States; a 2006 poll found that nearly half of Americans are fans. In the late 1900s and early 2000s, baseball's position compared to football in the United States moved in contradictory directions. In 2008, MLB set a revenue record of $6.5 billion, matching the NFL's revenue for the first time in decades. A new MLB revenue record of more than $10 billion was set in 2017. On the other hand, the percentage of American sports fans polled who named baseball as their favorite sport was 9%, compared to pro football at 37%. In 1985, the respective figures were pro football 24%, baseball 23%. Because there are so many more major league games played, there is no comparison in overall attendance. In 2008, total attendance at major league games was the second-highest in history: 78.6 million, 0.7% off the record set the previous year. The following year, amid the U.S. recession, attendance fell by 6.6% to 73.4 million. Eight years later, it dropped under 73 million. Attendance at games held under the Minor League Baseball umbrella set a record in 2008, with 43.3 million. While MLB games have not drawn the same national TV viewership as football games, MLB games are dominant in teams' local markets and regularly lead all programs in primetime in their markets during the summer.
Caribbean
Since the early 1980s, the Dominican Republic, in particular the city of San Pedro de Macorís, has been the major leagues' primary source of foreign talent. In 2017, 83 of the 868 players on MLB Opening Day rosters (and disabled lists) were from the country. Among other Caribbean countries and territories, a combined 97 MLB players were born in Venezuela, Cuba, and Puerto Rico. Hall-of-Famer Roberto Clemente remains one of the greatest national heroes in Puerto Rico's history. While baseball has long been the island's primary athletic pastime, its once well-attended professional winter league has declined in popularity since 1990, when young Puerto Rican players began to be included in the major leagues' annual first-year player draft. In Cuba, where baseball is by every reckoning the national sport, the national team overshadows the city and provincial teams that play in the top-level domestic leagues.
Asia
In Asia, baseball is among the most popular sports in Japan and South Korea. In Japan, where baseball is inarguably the leading spectator team sport, combined revenue for the twelve teams in Nippon Professional Baseball (NPB), the body that oversees both the Central and Pacific Leagues, was estimated at $1 billion in 2007. Total NPB attendance for the year was approximately 20 million. While in the preceding two decades, MLB attendance grew by 50 percent and revenue nearly tripled, the comparable NPB figures were stagnant. There are concerns that MLB's growing interest in acquiring star Japanese players will hurt the game in their home country. Revenue figures are not released for the country's amateur system. Similarly, according to one official pronouncement, the sport's governing authority "has never taken into account attendance ... because its greatest interest has always been the development of athletes". In Taiwan, baseball is one of the most widely spectated sports, with the origins dating back to Japanese rule.
Among children
, Little League Baseball oversees leagues with close to 2.4 million participants in over 80 countries. The number of players has fallen since the 1990s, when 3 million children took part in Little League Baseball annually. Babe Ruth League teams have over 1 million participants. According to the president of the International Baseball Federation, between 300,000 and 500,000 women and girls play baseball around the world, including Little League and the introductory game of Tee Ball.
A varsity baseball team is an established part of physical education departments at most high schools and colleges in the United States. In 2015, nearly half a million high schoolers and over 34,000 collegians played on their schools' baseball teams. By early in the 20th century, intercollegiate baseball was Japan's leading sport. Today, high school baseball in particular is immensely popular there. The final rounds of the two annual tournaments—the National High School Baseball Invitational Tournament in the spring, and the even more important National High School Baseball Championship in the summer—are broadcast around the country. The tournaments are known, respectively, as Spring Koshien and Summer Koshien after the 55,000-capacity stadium where they are played. In Cuba, baseball is a mandatory part of the state system of physical education, which begins at age six. Talented children as young as seven are sent to special district schools for more intensive training—the first step on a ladder whose acme is the national baseball team.
In popular culture
Baseball has had a broad impact on popular culture, both in the United States and elsewhere. Dozens of English-language idioms have been derived from baseball; in particular, the game is the source of a number of widely used sexual euphemisms. The first networked radio broadcasts in North America were of the 1922 World Series: famed sportswriter Grantland Rice announced play-by-play from New York City's Polo Grounds on WJZ–Newark, New Jersey, which was connected by wire to WGY–Schenectady, New York, and WBZ–Springfield, Massachusetts. The baseball cap has become a ubiquitous fashion item not only in the United States and Japan, but also in countries where the sport itself is not particularly popular, such as the United Kingdom.
Baseball has inspired many works of art and entertainment. One of the first major examples, Ernest Thayer's poem "Casey at the Bat", appeared in 1888. A wry description of the failure of a star player in what would now be called a "clutch situation", the poem became the source of vaudeville and other staged performances, audio recordings, film adaptations, and an opera, as well as a host of sequels and parodies in various media. There have been many baseball movies, including the Academy Award–winning The Pride of the Yankees (1942) and the Oscar nominees The Natural (1984) and Field of Dreams (1989). The American Film Institute's selection of the ten best sports movies includes The Pride of the Yankees at number 3 and Bull Durham (1988) at number 5. Baseball has provided thematic material for hits on both stage—the Adler–Ross musical Damn Yankees—and record—George J. Gaskin's "Slide, Kelly, Slide", Simon and Garfunkel's "Mrs. Robinson", and John Fogerty's "Centerfield". The baseball-inspired comedic sketch "Who's on First?", popularized by Abbott and Costello in 1938, quickly became famous. Six decades later, Time named it the best comedy routine of the 20th century.
Literary works connected to the game include the short fiction of Ring Lardner and novels such as Bernard Malamud's The Natural (the source for the movie), Robert Coover's The Universal Baseball Association, Inc., J. Henry Waugh, Prop., John Grisham's Calico Joe and W. P. Kinsella's Shoeless Joe (the source for Field of Dreams). Baseball's literary canon also includes the beat reportage of Damon Runyon; the columns of Grantland Rice, Red Smith, Dick Young, and Peter Gammons; and the essays of Roger Angell. Among the celebrated nonfiction books in the field are Lawrence S. Ritter's The Glory of Their Times, Roger Kahn's The Boys of Summer, and Michael Lewis's Moneyball. The 1970 publication of major league pitcher Jim Bouton's tell-all chronicle Ball Four is considered a turning point in the reporting of professional sports.
Baseball has also inspired the creation of new cultural forms. Baseball cards were introduced in the late 19th century as trade cards. A typical example featured an image of a baseball player on one side and advertising for a business on the other. In the early 1900s they were produced widely as promotional items by tobacco and confectionery companies. The 1930s saw the popularization of the modern style of baseball card, with a player photograph accompanied on the rear by statistics and biographical data. Baseball cards—many of which are now prized collectibles—are the source of the much broader trading card industry, involving similar products for different sports and non-sports-related fields.
Modern fantasy sports began in 1980 with the invention of Rotisserie League Baseball by New York writer Daniel Okrent and several friends. Participants in a Rotisserie league draft notional teams from the list of active MLB players and play out an entire imaginary season with game outcomes based on the players' latest real-world statistics. Rotisserie-style play quickly became a phenomenon. Now known more generically as fantasy baseball, it has inspired similar games based on an array of different sports. The field boomed with increasing Internet access and new fantasy sports-related websites. By 2008, 29.9 million people in the United States and Canada were playing fantasy sports, spending $800 million on the hobby. The burgeoning popularity of fantasy baseball is also credited with the increasing attention paid to sabermetrics—first among fans, only later among baseball professionals.
Derivative games
Informal variations of baseball have popped up over time, with games like corkball reflecting local traditions and allowing the game to be played in diverse environments. Two variations of baseball, softball and Baseball5, are internationally governed alongside baseball by the World Baseball Softball Confederation.
British baseball
American professional baseball teams toured Britain in 1874 and 1889, and had a great effect on similar sports in Britain. In Wales and Merseyside, a strong community game had already developed with skills and plays more in keeping with the American game and the Welsh began to informally adopt the name "baseball" (Pêl Fas), to reflect the American style. By the 1890s, calls were made to follow the success of other working class sports (like Rugby in Wales and Soccer in Merseyside) and adopt a distinct set of rules and bureaucracy. During the 1892 season rules for the game of "baseball" were agreed and the game was officially codified.
Finnish baseball
Finnish baseball, known as pesäpallo, is a combination of traditional ball-batting team games and North American baseball, invented by Lauri "Tahko" Pihkala in the 1920s. The basic idea of pesäpallo is similar to that of baseball: the offense tries to score by hitting the ball successfully and running through the bases, while the defense tries to put the batter and runners out. One of the most important differences between pesäpallo and baseball is that the ball is pitched vertically, which makes hitting the ball, as well as controlling the power and direction of the hit, much easier. This gives the offensive game more variety, speed, and tactical aspects compared to baseball.
See also
Baseball awards
Baseball clothing and equipment
List of baseball films
List of organized baseball leagues
Women in baseball
Related sports
Brännboll (Scandinavian bat-and-ball game)
Comparison of baseball and cricket
Lapta (game) (Russian bat-and-ball game)
Oină (Romanian bat-and-ball game)
Snow baseball (with similar rules played in India during winters)
Stickball
Stoop ball
Vitilla
Wiffle ball
Citations
General and cited sources
Further reading
Dickson, Paul. The Dickson Baseball Dictionary, 3rd ed. (W. W. Norton, 2009). .
Fitts, Robert K. Remembering Japanese Baseball: An Oral History of the Game (Southern Illinois University Press, 2005). .
Gillette, Gary, and Pete Palmer (eds.). The ESPN Baseball Encyclopedia, 5th ed. (Sterling, 2008). .
Peterson, Robert. Only the Ball Was White: A History of Legendary Black Players and All-Black Professional Teams (Oxford University Press, 1992 [1970]). .
Reaves, Joseph A. Taking in a Game: A History of Baseball in Asia (Bison, 2004). .
Ward, Geoffrey C., and Ken Burns. Baseball: An Illustrated History (Alfred A. Knopf, 1996). .
External links
World Baseball Softball Confederation
"Baseball". Encyclopædia Britannica Online.
Baseball Prospectus
Society for American Baseball Research
Mister Baseball European baseball news
Baseball Heritage Museum at League Park in Cleveland, Ohio
"Perils of Base Ball Playing", historical perspective on statistics of baseball injuries, Scientific American, July 13, 1878, p. 21
Baseball terminology
1846 introductions
American culture
Articles containing video clips
Ball and bat games
Sports originating in England
Sports originating in the United States
Summer Olympic sports
Team sports
Turf sports |
3856 | https://en.wikipedia.org/wiki/History%20of%20baseball%20in%20the%20United%20States | History of baseball in the United States | The history of baseball in the United States dates to the 18th century, when boys and amateur enthusiasts played a baseball-like game by their own informal rules using homemade equipment. The popularity of the sport grew and amateur men's ball clubs were formed in the 1830–50s. Semi-professional baseball clubs followed in the 1860s, and the first professional leagues arrived in the post-American Civil War 1870s.
Early history
The earliest known mention of baseball in the US is either a 1786 diary entry by a Princeton University student who describes playing "baste ball," or a 1791 Pittsfield, Massachusetts, ordinance that barred the playing of baseball within of the town meeting house and its glass windows. Another early reference reports that base ball was regularly played on Saturdays in 1823 on the outskirts of New York City in an area that today is Greenwich Village. The Olympic Base Ball Club of Philadelphia was organized in 1833.
In 1903, the British-born sportswriter Henry Chadwick published an article speculating that baseball was derived from an English game called rounders, which Chadwick had played as a boy in England. Baseball executive Albert Spalding disagreed, asserting that the game was fundamentally American and had hatched on American soil. To settle the matter, the two men appointed a commission, headed by Abraham Mills, the fourth president of the National League of Professional Baseball Clubs. The commission, which also included six other sports executives, labored for three years, finally declaring that Abner Doubleday had invented the national pastime. Doubleday "...never knew that he had invented baseball. But 15 years after his death, he was anointed as the father of the game," writes baseball historian John Thorn. The myth about Doubleday inventing the game of baseball actually came from a Colorado mining engineer who claimed to have been present at the moment of creation. The miner's tale was never corroborated, nonetheless the myth was born and persists to this day.
Which does not mean that the Doubleday myth does not continue to be disputed; in fact, it is likely that the parentage of the modern game of baseball will be in some dispute until long after such future time when the game is no longer played.
The first team to play baseball under modern rules is believed to be the New York Knickerbockers. The club was founded on September 23, 1845, as a breakaway from the earlier Gotham Club. The new club's by-laws committee, William R. Wheaton and William H. Tucker, formulated the Knickerbocker Rules, which, in large part, dealt with organizational matters but which also laid out some new rules of play. One of these prohibited soaking or plugging the runner; under older rules, a fielder could put a runner out by hitting the runner with the thrown ball, as in the common schoolyard game of kickball. The Knickerbocker Rules required fielders to tag or force the runner. The new rules also introduced base paths, foul lines and foul balls; in "town ball" every batted ball was fair, as in cricket, and the lack of runner's lanes led to wild chases around the infield.
Initially, Wheaton and Tucker's innovations did not serve the Knickerbockers well. In the first known competitive game between two clubs under the new rules, played at Elysian Fields in Hoboken, New Jersey, on June 19, 1846, the "New York nine" (almost certainly the Gotham Club) humbled the Knickerbockers by a score of 23 to 1. Nevertheless, the Knickerbocker Rules were rapidly adopted by teams in the New York area and their version of baseball became known as the "New York Game" (as opposed to the less rule-bound "Massachusetts Game," played by clubs in New England, and "Philadelphia Town-ball").
In spite of its rapid growth in popularity, baseball had yet to overtake the British import, cricket. As late as 1855, the New York press was still devoting more space to coverage of cricket than to baseball.
At a 1857 convention of sixteen New York area clubs, including the Knickerbockers, the National Association of Base Ball Players (NABBP) was formed. It was the first official organization to govern the sport and the first to establish a championship. The convention also formalized three key features of the game: 90 feet distance between the bases, 9-man teams, and 9-inning games (under the Knickerbocker Rules, games were played to 21 runs). During the Civil War, soldiers from different parts of the United States played baseball together, leading to a more unified national version of the sport. Membership in the NABBP grew to almost 100 clubs by 1865 and to over 400 by 1867, including clubs from as far away as California. Beginning in 1869, the league permitted professional play, addressing a growing practice that had not been previously permitted under its rules. The first and most prominent professional club of the NABBP era was the Cincinnati Red Stockings in Ohio, which went undefeated in 1869 and half of 1870. After the Cincy club broke up at the end of that season, four key members including player/manager Harry Wright moved to Boston under owner and businessman Ivers Whitney Adams and became the "Boston Red Stockings" and the Boston Base Ball Club.
In 1858, at the Fashion Race Course in the Corona neighborhood of Queens (now part of New York City), the first games of baseball to charge admission were played. The All Stars of Brooklyn, including players from the Atlantic, Excelsior, Putnam and Eckford clubs, took on the All Stars of New York (Manhattan), including players from the Knickerbocker, Gotham, Eagle and Empire clubs. These are commonly believed to the first all-star baseball games.
Growth
Before the Civil War, baseball competed for public interest with cricket and regional variants of baseball, notably town ball played in Philadelphia and the Massachusetts Game played in New England. In the 1860s, aided by the Civil War, "New York" style baseball expanded into a national game. As its first governing body, the National Association of Base Ball Players was formed. The NABBP soon expanded into a truly national organization, although most of the strongest clubs remained those based in the country's northeastern part. In its 12-year history as an amateur league, the Atlantic Club of Brooklyn won seven championships, establishing themselves as the first true dynasty in the sport. However, Mutual of New York was widely considered one of the best teams of the era. By the end of 1865, almost 100 clubs were members of the NABBP. By 1867, it ballooned to over 400 members, including some clubs from as far away as California. One of these western clubs, Chicago (dubbed the "White Stockings" by the press for their uniform hosiery), won the championship in 1870. Because of this growth, regional and state organizations began to assume a more prominent role in the governance of the amateur sport at the expense of the NABBP. At the same time, the professionals soon sought a new governing body.
Professionalism
The NABBP of America was initially established upon principles of amateurism. However, even early in the Association's history, some star players such as James Creighton of Excelsior received compensation covertly or indirectly. In 1866, the NABBP investigated Athletic of Philadelphia for paying three players including Lip Pike, but ultimately took no action against either the club or the players. In many cases players, quite openly, received a cut of the gate receipts. Clubs playing challenge series were even accused of agreeing beforehand to split the earlier games to guarantee a decisive (and thus more certain to draw a crowd) "rubber match". To address this growing practice, and to restore integrity to the game, at its December 1868 meeting the NABBP established a professional category for the 1869 season. Clubs desiring to pay players were now free to declare themselves professional.
The Cincinnati Red Stockings were the first to declare themselves openly professional, and were aggressive in recruiting the best available players. Twelve clubs, including most of the strongest clubs in the NABBP, ultimately declared themselves professional for the 1869 season.
The first attempt at forming a major league produced the National Association of Professional Base Ball Players, which lasted from 1871 to 1875. The now all-professional Chicago "White Stockings" (today the Chicago Cubs), financed by businessman William Hulbert, became a charter member of the league along with a new Red Stockings club (now the Atlanta Braves), formed in Boston with four former Cincinnati players. The Chicagos were close contenders all season, despite the fact that the Great Chicago Fire had destroyed the team's home field and most of their equipment. Chicago finished the season in second place, but were ultimately forced to drop out of the league during the city's recovery period, finally returning to National Association play in 1874. Over the next couple of seasons, the Boston club dominated the league and hoarded many of the game's best players, even those who were under contract with other teams. After Davy Force signed with Chicago, and then breached his contract to play in Boston, Hulbert became discouraged by the "contract jumping" as well as the overall disorganization of the N.A. (for example, weaker teams with losing records or inadequate gate receipts would simply decline to play out the season), and thus spearheaded the movement to form a stronger organization. The end result of his efforts was the formation of a much more "ethical" league, which was named the National League of Professional Base Ball Clubs (NL). After a series of rival leagues were organized but failed (most notably the American Base Ball Association (1882–1891), which spawned the clubs which would ultimately become the Cincinnati Reds, Pittsburgh Pirates, St. Louis Cardinals and Brooklyn Dodgers), the current American League (AL), evolving from the minor Western League of 1893, was established in 1901.
Rise of the major leagues
In 1870, a schism developed between professional and amateur ballplayers. The NABBP split into two groups. The National Association of Professional Base Ball Players operated from 1871 through 1875 and is considered by some to have been the first major league. Its amateur counterpart disappeared after only a few years.
William Hulbert's National League, which was formed after the National Association proved ineffective, put its emphasis on "clubs" rather than "players". Clubs now had the ability to enforce player contracts and prevent players from jumping to higher-paying clubs. Clubs in turn were required to play their full schedule of games, rather than forfeiting scheduled games once out of the running for the league championship, a practice that had been common under the National Association. A concerted effort was also made to reduce the amount of gambling on games which was leaving the validity of results in doubt.
Around this time, a gentlemen's agreement was struck between the clubs to exclude non-white players from professional baseball, a de facto ban that remained in effect until 1947. It is a common misconception that Jackie Robinson was the first African-American major-league ballplayer; he was actually only the first after a long gap (and the first in the modern era). Moses Fleetwood Walker and his brother Weldy Walker were unceremoniously dropped from major and minor-league rosters in the 1880s, as were other African-Americans in baseball. An unknown number of African-Americans played in the major leagues by representing themselves as Indians, or South or Central Americans, and a still larger number played in the minor leagues and on amateur teams. In the majors, however, it was not until the signing of Robinson (in the National League) and Larry Doby (in the American League) that baseball began to relax its ban on African-Americans.
The early years of the National League were tumultuous, with threats from rival leagues and a rebellion by players against the hated "reserve clause", which restricted the free movement of players between clubs. Competitive leagues formed regularly, and disbanded just as regularly. The most successful of these was the American Association of 1882–1891, sometimes called the "beer and whiskey league" for its tolerance of the sale of alcoholic beverages to spectators. For several years, the National League and American Association champions met in a postseason World's Championship Series—the first attempt at a World Series.
The Union Association survived for only one season (1884), as did the Players' League (1890), which was an attempt to return to the National Association structure of a league controlled by the players themselves. Both leagues are considered major leagues by many baseball researchers because of the perceived high caliber of play and the number of star players featured. However, some researchers have disputed the major league status of the Union Association, pointing out that franchises came and went and contending that the St. Louis club, which was deliberately "stacked" by the league's president (who owned that club), was the only club that was anywhere close to major-league caliber.
In fact, there were dozens of leagues, large and small, in the late 19th century. What made the National League "major" was its dominant position in the major cities, particularly the edgy, emotional nerve center of baseball that was New York City. Large, concentrated populations offered baseball teams national media distribution systems and fan bases that could generate sufficient revenues to afford the best players in the country.
A number of the other leagues, including the venerable Eastern League, threatened the dominance of the National League. The Western League, founded in 1893, became particularly aggressive. Its fiery leader Ban Johnson railed against the National League and promised to grab the best players and field the best teams. The Western League began play in April 1894 with teams in Detroit (now the American League Detroit Tigers, the only league team that has not moved since), Grand Rapids, Indianapolis, Kansas City, Milwaukee, Minneapolis, Sioux City and Toledo. Prior to the 1900 season, the league changed its name to the American League and moved several franchises to larger, strategic locations. In 1901 the American League declared its intent to operate as a major league.
The resulting bidding war for players led to widespread contract-breaking and legal disputes. One of the most famous involved star second baseman Napoleon Lajoie, who in 1901 went across town in Philadelphia from the National League Phillies to the American League Athletics. Barred by a court injunction from playing baseball in the state of Pennsylvania the next year, Lajoie was traded to the Cleveland team, where he played and managed for many years.
The war between the American and National leagues caused shock waves across the baseball world. At a meeting in 1901, the other baseball leagues negotiated a plan to maintain their independence. On September 5, 1901, Eastern League president Patrick T. Powers announced the formation of the second National Association of Professional Baseball Leagues, the NABPL (NA).
These leagues did not consider themselves "minor"—a term that did not come into vogue until St. Louis Cardinals general manager Branch Rickey pioneered the farm system in the 1930s. Nevertheless, these financially troubled leagues, by beginning the practice of selling players to the more affluent National and American leagues, embarked on a path that eventually led to the loss of their independent status.
Ban Johnson had other designs for the NA. While the NA continues to this day, he saw it as a tool to end threats from smaller rivals who might some day want to expand in other territories and threaten his league's dominance.
After 1902 both leagues and the NABPL signed a new National Agreement which achieved three things:
First and foremost, it governed player contracts that set up mechanisms to end the cross-league raids on rosters and reinforced the power of the hated reserve clause that kept players virtual slaves to their baseball owner/masters.
Second, it led to the playing of a "World Series" in 1903 between the two major league champions. The first World Series was won by Boston of the American League.
Lastly, it established a system of control and dominance for the major leagues over the independents. There would not be another Ban Johnson-like rebellion from the ranks of leagues with smaller cities. Selling off player contracts was rapidly becoming a staple business of the independent leagues. During the rough and tumble years of the American–National struggle, player contracts were violated at the independents as well, as players that a team had developed would sign with the majors without any form of compensation to the indy club.
The new agreement tied independent contracts to the reserve-clause national league contracts. Baseball players were a commodity, like cars. A player's skill set had a price of $5,000. It set up a rough classification system for independent leagues that regulated the dollar value of contracts, the forerunner of the system refined by Rickey and used today.
It also gave the NA great power. Many independents walked away from the 1901 meeting. The deal with the NA punished those other indies who had not joined the NA and submitted to the will of the majors. The NA also agreed to the deal so as to prevent more pilfering of players with little or no compensation for the players' development. Several leagues, seeing the writing on the wall, eventually joined the NA, which grew in size over the next several years.
In the very early part of the 20th century, known as the "dead-ball era", baseball rules and equipment favored the "inside game" and the game was played more violently and aggressively than it is today. This period ended in the 1920s with several changes that gave advantages to hitters. In the largest parks, the outfield fences were brought closer to the infield. In addition, the strict enforcement of new rules governing the construction and regular replacement of the ball caused it to be easier to hit, and be hit harder.
The first professional black baseball club, the Cuban Giants, was organized in 1885. Subsequent professional black baseball clubs played each other independently, without an official league to organize the sport. Rube Foster, a former ballplayer, founded the Negro National League in 1920. A second league, the Eastern Colored League, was established in 1923. These became known as the Negro leagues, though these leagues never had any formal overall structure comparable to the Major Leagues. The Negro National League did well until 1930, but folded during the Great Depression.
From 1942 to 1948, the Negro World Series was revived. This was the golden era of Negro league baseball, a time when it produced some of its greatest stars. In 1947, Jackie Robinson signed a contract with the Brooklyn Dodgers, breaking the color barrier that had prevented talented African-American players from entering the white-only major leagues. Although the transformation was not instantaneous, baseball has since become fully integrated. While the Dodgers' signing of Robinson was a key moment in baseball and civil rights history, it prompted the decline of the Negro leagues. The best black players were now recruited for the Major Leagues, and black fans followed. The last Negro league teams folded in the 1960s.
Pitchers dominated the game in the 1960s and early 1970s. In 1973, the designated hitter (DH) rule was adopted by the American League, while in the National League, the DH rule was not adopted until March 2022. The rule had been applied in a variety of ways during the World Series; until the adoption of the DH by the National League, the DH rule applied when Series games were played in an American League stadium, and pitchers would bat during Series games played in National League stadiums. There had been continued disagreement about the future of the DH rule in the World Series until league-wide adoption of the DH rule.
During the late 1960s, the Baseball Players Union became much stronger and conflicts between owners and the players' union led to major work stoppages in 1972, 1981, and 1994. The 1994 baseball strike led to the cancellation of the World Series, and was not settled until the spring of 1995. In the late 1990s, functions that had been administered separately by the two major leagues' administrations were united under the rubric of Major League Baseball (MLB).
The dead-ball era: 1901 to 1919
The period 1901–1919 is commonly called the "Dead-ball era", with low-scoring games dominated by pitchers such as Walter Johnson, Cy Young, Christy Mathewson, and Grover Cleveland Alexander. The term also accurately describes the condition of the baseball itself. Baseballs cost three dollars each in 1901, a unit price which would be equal to $ today. In contrast, modern baseballs purchased in bulk as is the case with professional teams cost about seven dollars each as of 2021 and thus make up a negligible portion of a modern MLB team's operating budget. Due to the much larger relative cost, club owners in the early 20th century were reluctant to spend much money on new balls if not necessary. It was not unusual for a single baseball to last an entire game, nor for a baseball to be reused for the next game especially if it was still in relatively good condition as would likely be the case for a ball introduced late in the game. By the end of the game, the ball would usually be dark with grass, mud, and tobacco juice, and it would be misshapen and lumpy from contact with the bat. Balls were replaced only if they were hit into the crowd and lost, and many clubs employed security guards expressly for the purpose of retrieving balls hit into the stands — a practice unthinkable today.
As a consequence, home runs were rare, and the "inside game" dominated—singles, bunts, stolen bases, the hit-and-run play, and other tactics dominated the strategies of the time.
Despite this, there were also several superstar hitters, the most famous being Honus Wagner, held to be one of the greatest shortstops to ever play the game, and Detroit's Ty Cobb, the "Georgia Peach." His career batting average of .366 has yet to be bested.
The Merkle incident
The 1908 pennant races in both the AL and NL were among the most exciting ever witnessed. The conclusion of the National League season, in particular, involved a bizarre chain of events. On September 23, 1908, the New York Giants and Chicago Cubs played a game in the Polo Grounds. Nineteen-year-old rookie first baseman Fred Merkle, later to become one of the best players at his position in the league, was on first base, with teammate Moose McCormick on third with two outs and the game tied. Giants shortstop Al Bridwell socked a single, scoring McCormick and apparently winning the game. However, Merkle, instead of advancing to second base, ran toward the clubhouse to avoid the spectators mobbing the field, which at that time was a common, acceptable practice. The Cubs' second baseman, Johnny Evers, noticed this. In the confusion that followed, Evers claimed to have retrieved the ball and touched second base, forcing Merkle out and nullifying the run scored. Evers brought this to the attention of the umpire that day, Hank O'Day, who after some deliberation called the runner out. Because of the state of the field O'Day thereby called the game. Despite the arguments by the Giants, the league upheld O'Day's decision and ordered the game replayed at the end of the season, if necessary. It turned out that the Cubs and Giants ended the season tied for first place, so the game was indeed replayed, and the Cubs won the game, the pennant, and subsequently the World Series (the last Cubs Series victory until 2016).
For his part, Merkle was doomed to endless ridicule throughout his career (and to a lesser extent for the rest of his life) for this lapse, which went down in history as "Merkle's Boner". In his defense, some baseball historians have suggested that it was not customary for game-ending hits to be fully "run out", it was only Evers's insistence on following the rules strictly that resulted in this unusual play. In fact, earlier in the 1908 season, the identical situation had been brought to the umpires' attention by Evers; the umpire that day was the same Hank O'Day. While the winning run was allowed to stand on that occasion, the dispute raised O'Day's awareness of the rule, and directly set up the Merkle controversy.
New places to play
Turn-of-the-century baseball attendances were modest by later standards. The average for the 1,110 games in the 1901 season was 3,247. However, the first 20 years of the 20th century saw an unprecedented rise in the popularity of baseball. Large stadiums dedicated to the game were built for many of the larger clubs or existing grounds enlarged, including Tiger Stadium in Detroit, Shibe Park in Philadelphia, Ebbets Field in Brooklyn, the Polo Grounds in Manhattan, Boston's Fenway Park along with Wrigley Field and Comiskey Park in Chicago. Likewise from the Eastern League to the small developing leagues in the West, and the rising Negro leagues professional baseball was being played all across the country. Average major league attendances reached a pre-World War I peak of 5,836 in 1909. Where there weren't professional teams, there were semi-professional teams, traveling teams barnstorming, company clubs and amateur men's leagues that drew small but fervent crowds.
The "Black Sox"
The fix of baseball games by gamblers and players working together had been suspected as early as the 1850s. Hal Chase was particularly notorious for throwing games, but played for a decade after gaining this reputation; he even managed to parlay these accusations into a promotion to manager. Even baseball stars such as Ty Cobb and Tris Speaker have been credibly alleged to have fixed game outcomes. When MLB's complacency during this "Golden Age" was eventually exposed after the 1919 World Series, it became known as the Black Sox scandal.
After an excellent regular season (88–52, .629 W%), the Chicago White Sox were heavy favorites to win the 1919 World Series. Arguably the best team in baseball, the White Sox had a deep lineup, a strong pitching staff, and a good defense. Even though the National League champion Cincinnati Reds had a superior regular season record (96–44, .689 W%,) no one, including gamblers and bookmakers, anticipated the Reds having a chance. When the Reds triumphed 5–3, many pundits cried foul.
At the time of the scandal, the White Sox were arguably the most successful franchise in baseball, with excellent gate receipts and record attendance. At the time, most baseball players were not paid especially well and had to work other jobs during the winter to survive. Some elite players on the big-city clubs made very good salaries, but Chicago was a notable exception.
For many years, the White Sox were owned and operated by Charles Comiskey, who paid the lowest player salaries, on average, in the American League. The White Sox players all intensely disliked Comiskey and his penurious ways, but were powerless to do anything, thanks to baseball's so-called "reserve clause" that prevented players from switching teams without their team owner's consent.
By late 1919, Comiskey's tyrannical reign over the Sox had sown deep bitterness among the players, and White Sox first baseman Arnold "Chick" Gandil decided to conspire to throw the 1919 World Series. He persuaded gambler Joseph "Sport" Sullivan, with whom he had had previous dealings, that the fix could be pulled off for $100,000 total (which would be equal to $ today), paid to the players involved. New York gangster Arnold Rothstein supplied the $100,000 that Gandil had requested through his lieutenant Abe Attell, a former featherweight boxing champion.
After the 1919 series, and through the beginning of the 1920 baseball season, rumors swirled that some of the players had conspired to purposefully lose. At last, in 1920, a grand jury was convened to investigate these and other allegations of fixed baseball games. Eight players (Charles "Swede" Risberg, Arnold "Chick" Gandil, "Shoeless" Joe Jackson, Oscar "Happy" Felsch, Eddie Cicotte, George "Buck" Weaver, Fred McMullin, and Claude "Lefty" Williams) were indicted and tried for conspiracy. The players were ultimately acquitted.
However, the damage to the reputation of the sport of baseball led the team owners to appoint Federal judge Kenesaw Mountain Landis to be the first Commissioner of Baseball. His first act as commissioner was to ban the "Black Sox" from professional baseball for life. The White Sox, meanwhile,
would not return to the World Series until 1959, and it was not until their next appearance in 2005 they won the World Series.
The Negro leagues
Until July 5, 1947, baseball had two histories. One fills libraries, while baseball historians are only just beginning to chronicle the other fully: African Americans have played baseball as long as white Americans. Players of color, both African-American and Hispanic, played for white baseball clubs throughout the very early days of the growing amateur sport. Moses Fleetwood Walker is considered the first African American to play at the major league level, in 1884. But soon, and dating through the first half of the 20th century, an unwritten but iron-clad color line fenced African-Americans and other players of color out of the "majors".
The Negro leagues were American professional baseball leagues comprising predominantly African-American teams. The term may be used broadly to include professional black teams outside the leagues and it may be used narrowly for the seven relatively successful leagues beginning 1920 that are sometimes termed "Negro major leagues".
The first professional team, established in 1885, achieved great and lasting success as the Cuban Giants, while the first league, the National Colored Base Ball League, failed in 1887 after only two weeks due to low attendance. The Negro American League of 1951 is considered the last major league season and the last professional club, the Indianapolis Clowns, operated amusingly rather than competitively from the mid-1960s to 1980s.
The first international leagues
While many of the players that made up the black baseball teams were African Americans, many more were Latin Americans (mostly, but not exclusively, black), from nations that deliver some of the greatest talents that make up the Major League rosters of today. Black players moved freely through the rest of baseball, playing in Canadian Baseball, Mexican Baseball, Caribbean Baseball, and Central America and South America, where more than a few achieved a level of fame that was unavailable in the country of their birth.
Babe Ruth and the end of the dead-ball era
It was not the Black Sox scandal which put an end to the dead-ball era, but a rule change and a single player.
Some of the increased offensive output can be explained by the 1920 rule change that outlawed tampering with the ball. Pitchers had developed a number of techniques for producing "spitballs", "shine balls" and other trick pitches which had "unnatural" flight through the air. Umpires were now required to put new balls into play whenever the current ball became scuffed or discolored. This rule change was enforced all the more stringently following the death of Ray Chapman, who was struck in the temple by a pitched ball from Carl Mays in a game on August 16, 1920; he died the next day. Discolored balls, harder for batters to see and therefore harder for batters to dodge, have been rigorously removed from play ever since. This meant that batters could now see and hit the ball with less difficulty. With the added prohibition on the ball being purposely wetted or scuffed in any way, pitchers had to rely on pure athletic skill—changes in grip, wrist angle, arm angle and throwing dynamics, plus a new and growing appreciation of the aerodynamic effect of the spinning ball's seams—to pitch with altered trajectories and hopefully confuse or distract batters.
At the end of the 1919 season Harry Frazee, then owner of the Boston Red Sox, sold a group of his star players to the New York Yankees. Among them was George Herman Ruth, known affectionately as "Babe". Ruth's career mirrors the shift in dominance from pitching to hitting at this time. He started his career as a pitcher in 1914, and by 1916 was considered one of the dominant left-handed pitchers in the game. When Edward Barrow, managing the Red Sox, converted him to an outfielder, ballplayers and sportswriters were shocked. It was apparent, however, that Ruth's bat in the lineup every day was far more valuable than Ruth's arm on the mound every fourth day. Ruth swatted 29 home runs in his last season in Boston. The next year, as a Yankee, he would hit 54 and in 1921 he hit 59. His 1927 mark of 60 home runs would last until 1961.
Ruth's power hitting ability demonstrated a dramatic new way to play the game, one that was extremely popular with fans. Accordingly, ballparks were expanded, sometimes by building outfield "bleacher" seating which shrunk the size of the outfield and made home runs more frequent. In addition to Ruth, hitters such as Rogers Hornsby also took advantage, with Hornsby compiling extraordinary figures for both power and average in the early 1920s. By the late 1920s and 1930s all the good teams had their home-run hitting "sluggers": the Yankees' Lou Gehrig, Jimmie Foxx in Philadelphia, Hank Greenberg in Detroit and in Chicago Hack Wilson were the most storied. While the American League championship, and to a lesser extent the World Series, would be dominated by the Yankees, there were many other excellent teams in the inter-war years. The National League's St. Louis Cardinals, for example, would win three titles in nine years, the last with a group of players known as the "Gashouse Gang".
The first radio broadcast of a baseball game was on August 5, 1921, over Westinghouse station KDKA from Forbes Field in Pittsburgh. Harold Arlin announced the Pirates–Phillies game. Attendances in the 1920s were consistently better than they had been before WWI. The interwar peak average attendance was 8,211 in 1930, but baseball was hit hard by the Great Depression and in 1933 the average fell below five thousand for the only time between the wars. At first wary of radio's potential to impact ticket sales at the park, owners began to make broadcast deals and by the late 1930s, all teams' games went out over the air.
1933 also saw the introduction of the yearly All-Star game, a mid-season break in which the greatest players in each league play against one another in a hard-fought but officially meaningless demonstration game. In 1936 the Baseball Hall of Fame in Cooperstown, New York, was instituted and five players elected: Ty Cobb, Walter Johnson, Christy Mathewson, Babe Ruth and Honus Wagner. The Hall formally opened in 1939 and, of course, remains open to this day.
The war years
In 1941, a year which saw the premature death of Lou Gehrig, Boston's great left fielder Ted Williams had a batting average over .400—the last time anyone has achieved that feat. During the same season Joe DiMaggio hit successfully in 56 consecutive games, an accomplishment both unprecedented and unequaled.
After the United States entered World War II after the attack on Pearl Harbor, Landis asked Franklin D. Roosevelt whether professional baseball should continue during the war. In the "Green Light Letter", the US president replied that baseball was important to national morale, and asked for more night games so day workers could attend. Thirty-five Hall of Fame members and more than 500 Major League Baseball players served in the war, but with the exception of D-Day, games continued. Both Williams and DiMaggio would miss playing time in the services, with Williams also flying later in the Korean War. During this period Stan Musial led the St. Louis Cardinals to the 1942, 1944 and 1946 World Series titles. The war years also saw the founding of the All-American Girls Professional Baseball League.
Baseball boomed after World War II. 1945 saw a new attendance record and the following year average crowds leapt nearly 70% to 14,914. Further records followed in 1948 and 1949, when the average reached 16,913. While average attendances slipped to somewhat lower levels through the 1950s, 1960s and the first half of the 1970s, they remained well above pre-war levels, and total seasonal attendance regularly hit new highs from 1962 onward as the number of major league teams—and games—increased.
Racial integration in baseball
The post-War years in baseball also witnessed the racial integration of the sport. Participation by African Americans in organized baseball had been precluded since the 1890s by formal and informal agreements, with only a few players being surreptitiously included in lineups on a sporadic basis.
American society as a whole moved toward integration in the post-War years, partially as a result of the distinguished service by African American military units such as the Tuskegee Airmen, 366th Infantry Regiment, and others. During the baseball winter meetings in 1943, noted African-American athlete and actor Paul Robeson campaigned for integration of the sport. After World War II ended, several team managers considered recruiting members of the Negro leagues for entry into organized baseball. In the early 1920s, New York Giants' manager John McGraw tried to slip a black player, Charlie Grant, into his lineup (reportedly by passing him off to the front office as an Indian), and McGraw's wife reported finding names of dozens of black players that McGraw fantasized about signing, after his death. Pittsburgh Pirates owner Bill Bensawanger reportedly signed Josh Gibson to a contract in 1943, and the Washington Senators were also said to be interested in his services. But those efforts (and others) were opposed by Kenesaw Mountain Landis, baseball's powerful commissioner and a staunch segregationist. Bill Veeck claimed that Landis blocked his purchase of the Philadelphia Phillies because he planned to integrate the team. While this account is disputed, Landis was in fact opposed to integration, and his death in 1944 (and subsequent replacement as Commissioner by Happy Chandler) removed a major obstacle for black players in the Major Leagues.
The general manager who would be eventually successful in breaking the color barrier was Branch Rickey of the Brooklyn Dodgers. Rickey himself had experienced the issue of segregation. While playing and coaching for his college team at Ohio Wesleyan University, Rickey had a black teammate named Charles Thomas. On a road trip through southern Ohio, his fellow player was refused a room in a hotel. Although Rickey was able to get the player into his room for that night, he was taken aback when he reached his room to find Thomas upset and crying about this injustice. Rickey related this incident as an example of why he wanted a full desegregation of not only baseball, but the entire nation.
In the mid-1940s, Rickey had compiled a list of Negro league ballplayers for possible Major League contracts. Realizing that the first African-American signee would be a magnet for prejudiced sentiment, however, Rickey was intent on finding a player with the distinguished personality and character that would allow him to tolerate the inevitable abuse. Rickey's sights eventually settled on Jackie Robinson, a shortstop with the Kansas City Monarchs. Although probably not the best player in the Negro leagues at the time, Robinson was an exceptional talent, was college-educated, and had the marketable distinction of having served as an officer during World War II. Even more importantly, Rickey judged Robinson to possess the inner strength to withstand the inevitable harsh animosity to come. To prepare him for the task, Rickey played Robinson in 1946 for the Dodgers' minor league team, the Montreal Royals, which proved an arduous emotional challenge, though Robinson enjoyed fervently enthusiastic support from the Montreal fans. On April 15, 1947, Robinson broke the color barrier, which had been tacitly recognized for almost 75 years, with his appearance for the Brooklyn Dodgers at Ebbets Field.
Eleven weeks later, on July 5, 1947, the American League was integrated by the signing of Larry Doby to the Cleveland Indians. Over the next few years, a handful of black baseball players made appearances in the majors, including Roy Campanella (teammate to Robinson in Brooklyn) and Satchel Paige (teammate to Doby in Cleveland). Paige, who had pitched more than 2,400 innings in the Negro leagues, sometimes two and three games a day, was still effective at 42, and still playing at 59. His ERA in the Major Leagues was 3.29.
However, the initial pace of integration was slow. By 1953, only six of the sixteen major league teams had a black player on the roster. The Boston Red Sox became the last major league team to integrate its roster with the addition of Pumpsie Green on July 21, 1959. While limited in numbers, the on-field performance of early black Major League players was outstanding. In the fourteen years from 1947 to 1960, black players won one or more of the Rookie of the Year awards nine times.
While never prohibited in the same fashion as African Americans, Latin American players also benefitted greatly from the integration era. In 1951, two Chicago White Sox, Venezuelan-born Chico Carrasquel and Cuban-born (and black) Minnie Miñoso, became the first Hispanic All-Stars.
According to some baseball historians, Jackie Robinson and the other African-American players helped reestablish the importance of baserunning and similar elements of play that were previously de-emphasized by the predominance of power hitting.
From 1947 to the 1970s, African-American participation in baseball rose steadily. By 1974, 27% of baseball players were African American. As a result of this on-field experience, minorities began to experience long-delayed gains in managerial positions within baseball. In 1975, Frank Robinson (who had been the 1956 Rookie of the Year with the Cincinnati Reds) was named player-manager of the Cleveland Indians, making him the first African-American manager in the major leagues.
Although these front-office gains continued, Major League Baseball saw a lengthy slow decline in the percentage of black players after the mid-1970s. By 2007, African Americans made up less than 9% of Major League players. While this trend is largely attributed to an increased emphasis on recruitment of players from Latin America (with the number of Hispanic players in the major leagues rising to 29% by 2007), other factors have been cited as well. Hall of Fame player Dave Winfield, for instance, has pointed out that urban America provides fewer resources for youth baseball than in the past. Despite this continued prevalence of Hispanic players, the percentage of black players rose again in 2008 to 10.2%.
Arturo Moreno became the first Hispanic owner of an MLB franchise when he purchased the Anaheim Angels in 2004.
In 2005, a Racial and Gender Report Card on Major League Baseball was issued, which generally found positive results on the inclusion of African Americans and Latinos in baseball, and gave Major League Baseball a grade of "A" or better for opportunities for players, managers and coaches as well as for MLB's central office. At that time, 37% of major league players were people of color: Latino (26 percent), African American (9 percent) or Asian (2 percent). Also by 2004, 29% of the professional staff in MLB's central office were people of color, 11% of team vice presidents were people of color, and seven of the league's managers were of color (four African Americans and three Latinos).
The Major Leagues move west
Baseball had been in the West for almost as long as the National League and the American League had been around. It evolved into the Pacific Coast League (PCL), which included the Hollywood Stars, Los Angeles Angels, Oakland Oaks, Portland Beavers, Sacramento Solons, San Francisco Seals, San Diego Padres, Seattle Rainiers.
The PCL was huge in the West. A member of the National Association of Professional Baseball Leagues, it kept losing great players to the National and the American leagues for less than $8,000 a player.
The PCL was far more independent than the other "minor" leagues, and rebelled continuously against their Eastern masters. Clarence Pants Rowland, the President of the PCL, took on baseball commissioners Kenesaw Mountain Landis and Happy Chandler at first to get better equity from the major leagues, then to form a third major league. His efforts were rebuffed by both commissioners. Chandler and several of the owners, who saw the value of the markets in the West, started to plot the extermination of the PCL. They had one thing that Rowland did not: The financial power of the Eastern major league baseball establishment.
No one was going to back a PCL club building a major-league size stadium if the National or the American League was going to build one too, which discouraged investment in PCL ballparks. PCL games and rivalries still drew fans, but the leagues' days of dominance in the West were numbered.
1953–1955
Until the 1950s, major league baseball franchises had been largely confined to the northeastern United States, with the teams and their locations remaining unchanged from 1903 to 1952. The first team to relocate in fifty years was the Boston Braves, who moved in 1953 to Milwaukee, where the club set attendance records. In 1954, the St. Louis Browns moved to Baltimore and were renamed the Baltimore Orioles. These relocations can be seen as a full-circle ending to the classic era, which began with the moves of teams from Milwaukee and Baltimore. In 1955, the Philadelphia Athletics moved to Kansas City.
National League Baseball leaves New York
In 1958 the New York market ripped apart. The Yankees were becoming the dominant draw, and the cities of the West offered generations of new fans in much more sheltered markets for the other venerable New York clubs, the Brooklyn Dodgers and the New York Giants. Placing these storied, powerhouse clubs in the two biggest cities in the West had the specific design of crushing any attempt by the PCL to form a third major league. Eager to bring these big names to the West, Los Angeles gave Walter O'Malley, owner of the Dodgers, a helicopter tour of the city and asked him to pick his spot. The Giants were given the lease of the PCL San Francisco Seals while Candlestick Park was built for them.
California
The logical first candidates for major league "expansion" were the same metropolitan areas that had just attracted the Dodgers and Giants. It is said that the Dodgers and Giants—National League rivals in New York City—chose their new cities because Los Angeles (in southern California) and San Francisco (in northern California) already had a fierce rivalry (geographical, economic, cultural and political), dating back to the state's founding. The only California expansion team—and also the first in Major League Baseball in over 70 years—was the Los Angeles Angels (later the California Angels, the Anaheim Angels, Los Angeles Angels of Anaheim, before reverting to Los Angeles Angels in 2016), who brought the American League to southern California in 1961. Northern California, however, would later gain its own American League team, in 1968, when the Athletics would move again, settling in Oakland, across San Francisco Bay from the Giants.
1961–1962
Along with the Angels, the other 1961 expansion team was the Washington Senators, who joined the American League and took over the nation's capital when the previous Senators moved to Minnesota and became the Twins. 1961 is also noted as being the year in which Roger Maris surpassed Babe Ruth's single season home run record, hitting 61 for the New York Yankees, albeit in a slightly longer season than Ruth's. To keep pace with the American League—which now had ten teams—the National League likewise expanded to ten teams, in 1962, with the addition of the Houston Colt .45s and New York Mets.
1969
In 1969, the American League expanded when the Kansas City Royals and Seattle Pilots, the latter in a longtime PCL stronghold, were admitted to the league. The Pilots stayed just one season in Seattle before moving to Milwaukee and becoming today's Milwaukee Brewers. The National League also added two teams that year, the Montreal Expos and San Diego Padres. Given the size of the expanded leagues, 12 teams apiece, each split into East and West divisions, with a playoff series to determine the pennant winner and World Series contender—the first post-season baseball instituted since the advent of the World Series itself.
The Padres were the last of the core PCL teams to be absorbed. The Coast League did not die, though. After reforming and moving into new markets, it successfully transformed into a Class AAA league.
1972–2013
In 1972, the second Washington Senators moved to the Dallas–Fort Worth area and became the Texas Rangers.
In 1977, the American League expanded to fourteen teams, with the newly formed Seattle Mariners and Toronto Blue Jays. Sixteen years later, in 1993, the National League likewise expanded to fourteen teams, with the newly formed Colorado Rockies and Florida Marlins (now Miami Marlins).
Beginning with the 1994 season, both the AL and the NL were divided into three divisions (East, West, and Central), with the addition of a wild card team (the team with the best record among those finishing in second place) to enable four teams in each league to advance to the preliminary division series. However, due to the 1994–95 Major League Baseball strike (which canceled the 1994 World Series), the new rules did not go into effect until the 1995 World Series.
In 1998, the AL and the NL each added a fifteenth team, for a total of thirty teams in Major League Baseball. The Arizona Diamondbacks joined the National League, and the Tampa Bay Devil Rays—now called simply the Rays—joined the American League. In order to keep the number of teams in each league at an even number—with 14 in the AL and 16 in the NL—Milwaukee changed leagues and became a member of the National League.<ref>See Major League Baseball#League organization.</ref> Two years later, the NL and AL ended their independent corporate existences and merged into a new legal entity named Major League Baseball; the two leagues remained as playing divisions. In 2001, MLB took over the struggling Montreal Expos franchise and, after the 2004 season, moved it to Washington, DC, which had been clamoring for a team ever since the second Senators' departure in 1972; the club was renamed the Nationals.
In 2013, in keeping with Commissioner Bud Selig's desire for expanded interleague play, the Houston Astros were shifted from the National to the American League; with an odd number (15) in each league, an interleague contest was played somewhere almost every day during the season. At this time the divisions within each league were shuffled to create six equal divisions of five teams.
Pitching dominance and rules changes
By the late 1960s, the balance between pitching and hitting had swung back to favor of the pitchers once more. In 1968 Carl Yastrzemski won the American League batting title with an average of just .301, the lowest in history. That same year, Detroit Tigers pitcher Denny McLain won 31 games—making him the last pitcher to win 30 games in a season. St. Louis Cardinals starting pitcher Bob Gibson achieved an equally remarkable feat by allowing an ERA of just 1.12.
In response to these events, major league baseball implemented certain rule changes in 1969 to benefit the batters. The pitcher's mound was lowered, and the strike zone was reduced.
In 1973 the American League, which had been suffering from much lower attendance than the National League, made a move to increase scoring even further by initiating the designated hitter rule.
Players assert themselves
From the time of the formation of the Major Leagues to the 1960s, the team owners controlled the game. After the so-called "Brotherhood Strike" of 1890 and the failure of the Brotherhood of Professional Base Ball Players and its Players National League, the owners' control of the game seemed absolute. It lasted over 70 years despite a number of short-lived players organizations. In 1966, however, the players enlisted the help of labor union activist Marvin Miller to form the Major League Baseball Players Association (MLBPA). The same year, Sandy Koufax and Don Drysdale—both Cy Young Award winners for the Los Angeles Dodgers—refused to re-sign their contracts, and the era of the reserve clause, which held players to one team, was drawing to an end.
The first legal challenge came in 1970. Backed by the MLBPA, St. Louis Cardinals outfielder Curt Flood took the leagues to court to negate a player trade, citing the 13th Amendment and antitrust legislation. In 1972, he finally lost his case before the United States Supreme Court by a vote of 5 to 3, but gained large-scale public sympathy, and the damage had been done. The reserve clause survived, but it had been irrevocably weakened. In 1975, Andy Messersmith of the Dodgers and Dave McNally of the Montreal Expos played without contracts, and then declared themselves free agents in response to an arbitrator's ruling. Handcuffed by concessions made in the Flood case, the owners had no choice but to accept the collective bargaining package offered by the MLBPA, and the reserve clause was effectively ended, to be replaced by the current system of free-agency and arbitration.
While the legal challenges were going on, the game continued. In 1969, the "Miracle Mets", just seven years after their formation, recorded their first winning season, won the National League East and finally the World Series.
On the field, the 1970s saw some of the longest-standing records fall, along with the rise of two powerhouse dynasties. In Oakland, the Swinging A's were overpowering, winning the Series in 1972, 1973 and 1974, and five straight division titles. The strained relationships between teammates, who included Catfish Hunter, Vida Blue and Reggie Jackson, gave the lie to the need for "chemistry" between players. The National League, on the other hand, belonged to the Big Red Machine in Cincinnati, where Sparky Anderson's team, which included Pete Rose as well as Hall of Famers Tony Pérez, Johnny Bench and Joe Morgan, succeeded the A's run in 1975.
The decade also contained great individual achievements. On April 8, 1974, Hank Aaron of the Atlanta Braves hit his 715th career home run, surpassing Babe Ruth's all-time record. He would retire in 1976 with 755, and that was just one of numerous records he achieved, many of which, including total bases, still stand today. There was great pitching too: between 1973 and 1975, Nolan Ryan threw four "no-hit" games. He would add a record-breaking fifth in 1981 and two more before his retirement in 1993, by which time he had also accumulated 5,714 strikeouts, another record, in a 27-year career.
The marketing and hype era
From the 1980s onward, the major league game changed dramatically, due to the combined effects of free agency, improvements in the science of sports conditioning, changes in the marketing and television broadcasting of sporting events, and the push by brand-name products for greater visibility. These events lead to greater labor difficulties, fan disaffection, rapidly rising prices, changes in game-play, and problems with the use of performance-enhancing substances like steroids tainting the race for records. In spite of all this, stadium crowds generally grew. Average attendances first broke 20,000 in 1979 and 30,000 in 1993. That year total attendance hit 70 million, but baseball was hit hard by a strike in 1994, and as of 2005 it had marginally improved on those 1993 records. (Update: Between 2009 and 2017, average attendance hovered just over the 30,000 mark, with numbers falling into the 28,000s in '18 and '19. The 2019 season saw a million fewer tickets sold than the banner year of 2007, however revenues to major league baseball from media rights fees increased total revenue to $10 billion in 2018, a 70% rise from a decade before.)
The science of the sport changes the game
During the 1980s, significant advances were made in the science of physical conditioning. Weight rooms and training equipment were improved. Trainers and doctors developed better diets and regimens to make athletes bigger, healthier, and stronger than they had ever been.
Another major change that had been occurring during this time was the adoption of the pitch count. Starting pitchers who played complete games had not been an unusual thing in baseball's history. Now, pitchers were throwing harder than ever and pitching coaches watched to see how many pitches a player had thrown over the game. At anywhere from 100 to 125, pitchers increasingly would be pulled out to preserve their arms. Bullpens began to specialize more, with more pitchers being trained as middle relievers, and a few hurlers, usually possessing high velocity but not much durability, as closers. The science of maximizing effectiveness and career duration, while attempting to minimize injury and downtime, is an ongoing pursuit by coaches and kinesiologists.
Along with the expansion of teams, the addition of more pitchers needed to play a complete game stressed the total number of quality players available in a system that restricted its talent searches at that time to America, Canada, Latin America, and the Caribbean.
Television
The arrival of live televised sports in the 1950s increased attention and revenue for all major league clubs at first. The television programming was extremely regional, hurting the non-televised minor and independent leagues most. People stayed home to watch Maury Wills rather than watch unknowns at their local baseball park. Major League Baseball, as it always did, made sure that it controlled rights and fees charged for the broadcasts of all games, just as it had on radio.
The national networks began televising national games of the week, opening the door for a national audience to see particular clubs. While most teams were broadcast in the course of a season, emphasis tended toward the league leaders with famous players and the major market franchises that could draw the largest audience.
The rise of cable
In the 1970s the cable revolution began. The Atlanta Braves became a power contender with greater revenues generated by WTBS, Ted Turner's Atlanta-based Super-Station, broadcast as "America's Team" to cable households nationwide. The roll-out of ESPN, then regional sports networks (now mostly under the umbrella of Fox Sports Net) changed sports news in general and particularly baseball with its relatively huge number of games-per-season. Now under the microscope of news organizations that needed to fill 24 programming hours per day, the amount of attention—and salary—paid to major league players grew exponentially. Players who would have sought off-season jobs to make ends meet just 20 years earlier were now well-paid professionals at least, and multi-millionaires in many cases. This super-star status often rested on careers that were not as compelling as those of the baseball heroes of a less media-intense time.
As player contract values soared, and the number of broadcasters, commentators, columnists, and sports writers also multiplied. The competition for a fresh angle on any story became fierce. Media pundits began questioning the high salaries paid to players when on-field performance was deemed less than deserving. Critical commentary was more of a draw than praise, and coverage began to become intensely negative. Players' personal lives, which had always been off-limits except under extreme circumstances, became the fodder of editorials, insider stories on TV, and features in magazines. When the use of performance-enhancing drugs became an issue, drawing scornful criticism from fans and pundits, the gap between the sports media and the players whom they covered widened further.
With the development of satellite television and digital cable, Major League Baseball launched channels with season-subscription fees, making it possible for fans to watch virtually every game played, in both major leagues, everywhere, in real time.
Team networks
The next refinement of baseball on cable was the creation of single-team cable networks. YES Network & NESN, the New York Yankees & Boston Red Sox cable television networks, respectively, took in millions to broadcast games not only in New York and Boston but around the country. These networks generated as much revenue as, or more than, revenue annually for large-market teams' baseball operations. By fencing these channels off in separate corporate entities, owners were able to exclude the income from consideration during contract negotiations.
Merchandise, endorsements and sponsorships
The first merchandise produced in response to the growing popularity of the game was the baseball trading card. The earliest known player cards were produced in 1868 by a pair of New York baseball-equipment purveyors. Since that time, many enterprises, notably tobacco and candy companies, have used trading cards to promote and sell their products. These cards rarely, if ever, provided any benefit directly to the players, but a growing mania for collecting and trading cards helped personalize baseball, giving some fans a more personal connection to their favorite players and introducing them to new ones. Eventually, older cards became “vintage” and rare cards gained in value until the secondary market for trading cards became a billion-dollar industry in itself, with the rarest individuals bringing mid-six-figures to millions of dollars at auction. The advent of the Internet and websites such as eBay provided huge new venues for buyers, sellers and traders, some of whom have made baseball cards their living.
In recent years baseball cards have disassociated from unrelated products like tobacco and bubble-gum, to become products in their own right. Following the exit of competitor Donruss from the baseball-card industry, former bubble-gum giants Topps and Fleer came to dominate that market through exclusive contracts with players and Major League Baseball. Fleer, in turn, exited the market in 2007, leaving Topps as the only card manufacturer with an MLB contract.
Other genuine baseball memorabilia also trades and sells, often at high prices. Much of what is for sale as "memorabilia" is manufactured strictly for sale and rarely has a direct connection to teams or players beyond the labeling, unless signed in person by a player. Souvenir balls caught by fans during important games, especially significant home run balls, have great rarity value, and balls signed by players have always been treasured, traded and sold. The high value of autographs has created new businessmen whose sole means of making a living was acquiring autographs and memorabilia from the athletes. Memorabilia hounds fought with fans to get signatures worth $20, $60, or even $100 or more in their inventory.
Of great value to individual top players are endorsement contracts wherein the player's fame is used to sell anything from sports equipment to automobiles, soda and underwear. Top players can receive as much as a million dollars a year or more directly from the companies.
In deals with players, teams and Major League Baseball, large corporations like NIKE and Champion pay big money to make sure that their logos are seen on the clothing and shoes worn by athletes on the field. This "association branding" has become a significant revenue stream. In the late 1990s and into the 21st century, the dugout, the backstops behind home plate, and anywhere else that might be seen by a camera, became fair game for the insertion of advertising.
Player wealth
Beginning with the 1972 Flood v. Kuhn Supreme Court case, management's grip on players, as embodied in the reserve clause, began to slip. In 1976, the Messersmith/McNally Arbitration, also known as the Seitz Decision effectively destroyed the reserve clause. Players who had been dramatically underpaid for generations came to be replaced by players who were paid extremely well for their services.
Sports agents
A new generation of sports agents arose, hawking the talents of free-agent players who knew baseball but didn't know the business end of the game. The agents broke down what the teams were generating in revenue off of the players' performances. They calculated what their player might be worth to energize a television contract, or provide more merchandise revenue, or put more fans into stadium seats. Management pushed back; the dynamic produced a variety of compromises which ideally left all parties unsatisfied.
Business
Under the Major League Baseball contract, players must play for minimum salary for six years, at which time they become free agents. With players seeking greener pastures when their six years had passed, fewer players remained career members of one ball club. Large-market clubs like the New York Yankees, the Boston Red Sox, and the Los Angeles Dodgers, given big revenues from their cable television operations, signed more and more of the best—and best-known—players away from mid-sized and smaller-market clubs that could not afford to compete on salaries. Major League Baseball, unlike many other sports, does not impose a salary cap on teams. The League does attempt to level the field, as it were, by imposing a luxury tax on teams with very high payrolls, but management is still free to pay players whatever they can afford to attract talent. Some television reporters, commentators, and print sports writers question the kind of money being paid to these players, but just as many on the other side of the debate feel players should bargain for whatever they can get. Still others complain that minor-league players are not fairly compensated by MLB. The tug-of-war between players and management is complex, ongoing, and of great interest to serious students of the professional game.
Owners and players feud in the 1980s
All was not well with major league baseball. The many contractual disputes between players and owners came to a head in 1981. Previous players' strikes (in 1972, 1973 and 1980) had been held in preseason, with only the 1972 stoppage—over benefits—causing disruption to the regular season from April 1 to April 13. Also, in 1976 the owners had locked the players out of Spring training in a dispute over free agency.
The crux of the 1981 dispute was compensation for the loss of players to free agency. After seeing a top-rank player sign with another team, the aggrieved owner wanted a mid-rank player in return, the so-called sixteenth player (each club was allowed to protect 15 players from this rule). Under this arrangement, losing lower-rated free agents would produce correspondingly smaller compensation. While this seemed reasonable and fair to owners, players only recently freed from the bondage of the reserve clause found it unacceptable, and withdrew their labor, striking on June 12. Immediately, the U.S. Government's National Labor Relations Board ruled that the owners had not been negotiating in good faith, and installed a federal mediator to reach a solution. Seven weeks and 713 games were lost in the middle of the season, before the owners backed down on July 31, settling for proportionally lower-ranked players as compensation. The damaged season was continued as distinct halves starting August 9, with the playoffs reorganized to reflect this.
Throughout the 1980s then, baseball seemed to prosper. The competitive balance between franchises saw fifteen different teams make the World Series, and produced nine different champions during the decade. Also, every season from 1978 through 1987 saw a different World Series winner, a streak unprecedented in baseball history. Turmoil was, however, just around the corner. In 1986, Pete Rose retired from playing for the Cincinnati Reds, having broken Ty Cobb's record by accumulating 4,256 hits during his career. He continued as Reds manager until, in 1989 it was revealed that he was being investigated for sports gambling, including the possibility that he had bet on teams with which he was involved. While Rose admitted a gambling problem, he denied having bet on baseball. Federal prosecutor John Dowd investigated and, on his recommendation, Rose was banned from organised baseball, a move which precluded his possible inclusion in the Hall of Fame. In a meeting with Commissioner Giamatti, and having failed in a legal action to prevent it, Rose accepted his punishment. It was, essentially, the same fate that had befallen the Black Sox seventy years previously. (Rose, however, would continue to deny that he bet on baseball until he finally confessed to it in his 2004 autobiography.)
1994–95 Major League Baseball strike
Labor relations were still strained. There had been a two-day strike in 1985 (over the division of television revenue money), and a 32-day spring training lockout in 1990 (again over salary structure and benefits). By far the worst action would come in 1994. The seeds were sown earlier: in 1992 the owners sought to renegotiate salary and free-agency terms, but little progress was made. The standoff continued until early 1994 when the existing agreement expired, with no agreement on what was to replace it. Adding to the conflict was the perception that "small market" teams, such as the struggling Seattle Mariners could not compete with high-spending teams such as those in New York or Los Angeles. Their plan was to institute TV revenue sharing to increase equity among the teams and impose a salary cap to keep expenditures down. Players felt that such a cap would reduce their potential earnings. It wasn't until later, in 2003, that MLB instituted a luxury tax on high-spending teams in an attempt to encourage more equitable player outlays.
Meanwhile, back in 1994, players officially went on strike on August 12. In September 1994, Major League Baseball announced the cancellation of the World Series for the first time since 1904.
Home run mania and the second coming of baseball
The cancellation of the 1994 World Series was a severe embarrassment for Major League Baseball. Fans were outraged and frustrated, their love of the game shaken to its core. The strike was declared an act of war, and fought back: attendance figures and broadcast ratings were lower in 1995 than before the strike. It would be a decade before baseball recovered from the disruption.
On September 6, 1995, Baltimore Orioles shortstop, Cal Ripken Jr., played his 2,131st consecutive game, breaking Lou Gehrig's 56-year-old record. This was the first celebratory moment in baseball after the strike. Ripken continued his streak for another three years, voluntarily ending it at 2,632 consecutive games played on September 20, 1998.
In 1997, the expansion Florida Marlins won the World Series in just their fifth season. This made them the third-youngest team to win the Fall Classic (behind the 1903 Boston Red Sox and later the 2001 Arizona Diamondbacks, who won in their fourth season). Virtually all the key players on the 1997 Marlins team were soon traded or let go to save payroll costs (although the 2003 Marlins did win a second world championship).
In 1998, St. Louis Cardinals first baseman Mark McGwire and Chicago Cubs outfielder Sammy Sosa engaged in a home run race for the ages. With both rapidly approaching Roger Maris's record of 61 home runs (set in 1961), the entire nation watched as the two power hitters raced to be the first to break into uncharted territory. McGwire reached 62 first on September 8, 1998, with Sosa right behind. Sosa finished the season with 66 home runs, well behind McGwire's unheard-of 70. However, recent steroid allegations have marred the season in the minds of many fans.
That same year, the New York Yankees won a record 125 games, including going 11–2 in the postseason, to win the World Series as what many consider to be one of the greatest teams of all time.
McGwire's record of 70 would last a mere three years following the meteoric rise of veteran San Francisco Giants left fielder Barry Bonds in 2001. In 2001 Bonds knocked out 73 home runs, breaking the record set by McGwire by hitting his 71st on October 5, 2001. In addition to the home run record, Bonds also set single-season marks for base on balls with 177 (breaking the previous record of 170, set by Babe Ruth in 1923) and slugging percentage with .863 (breaking the mark of .847 set by Ruth in 1920). Bonds continued his torrid home run hitting in the next few seasons, hitting his 660th career home run on April 12, 2004, tying him with his godfather Willie Mays for third place on the all-time career home runs list. He hit his 661st home run the next day, April 13, to take sole possession of third place. Only three years later Bonds surpassed the great Hank Aaron to become baseball's most prolific home run hitter.
However, none of Bonds's accomplishments in the 2000s have been without controversy. During his run, journalists questioned McGwire about his use of the steroid-precursor androstenedione, and in March 2005 he was unforthcoming when questioned as part of a Congressional inquiry into steroids. Bonds has also been dogged by allegations of steroid use and his involvement in the BALCO drugs scandal, as his personal trainer Greg Anderson pleaded guilty to supplying steroids (without naming Bonds as a recipient). Neither Bonds nor McGwire has failed a drug test at any time since there was no steroid-testing until 2003 after the new August 7, 2002, agreement between owners and players was reached. McGwire retired after the 2001 season; in 2010, he admitted to having used steroids throughout his MLB career.
The 1990s also saw Major League Baseball expand into new markets as four new teams joined the league. In 1993, the Colorado Rockies and Florida Marlins began play, and in just their fifth year of existence, the Marlins became the first wild card team to win the championship.
The year 1998 brought two more teams into the mix, the Tampa Bay Devil Rays and the Arizona Diamondbacks, the latter of which become the youngest expansion franchise to win the championship.
The late 1990s were dominated by the New York Yankees, who won four out of five World Series championships from 1996 to 2000.
The steroid era
Drugs, baseball, and records
The lure of big money pushed players harder and harder to achieve peak performance, while avoiding injury from over-training. The wearying travel schedule and 162-game season meant that amphetamines, usually in the form of pep pills known as "greenies", had been widespread in baseball since at least the 1960s. Baseball's drug scene was no particular secret, having been discussed in Sports Illustrated and in Jim Bouton's groundbreaking book Ball Four, but there was virtually no public backlash. Two decades later, however, some Major League players turned to newer performance-enhancing drugs, including ephedra and improved steroids. The eventual consequences for the game, the players and the fans were substantial.
A memo circulated in 1991 by baseball commissioner Fay Vincent stated that "The possession, sale or use of any illegal drug or controlled substance by Major League players and personnel is strictly prohibited ... [and those players involved] are subject to discipline by the Commissioner and risk permanent expulsion from the game.... This prohibition applies to all illegal drugs and controlled substances, including steroids…" Some general managers of the time do not remember this memo; it was not emphasized or enforced and, confusingly, Vincent himself has disclaimed any direct responsibility for a ban on steroids, saying, "I didn't ban steroids...They were banned by Congress".
Ephedra, an herb used to cure cold symptoms, and also used in some allergy medications, sped up the heart and was considered by some to be a weight-loss short-cut. In 2003, Baltimore Orioles pitcher Steve Bechler had come to training camp 10 pounds overweight. During a workout on February 16, Bechler complained of dizziness and fatigue. His condition worsened while resting in the clubhouse and he was transported to an ambulance on a stretcher. Bechler spent the night in intensive care and died the following morning at the age of 23. The official cause of death was listed as "multi-organ failure due to heat exhaustion". The coroner's report stated it was likely that Bechler had taken three ephedra capsules on an empty stomach prior to working out. Many in the media linked Bechler's death to ephedra, raising concerns over the use of performance-enhancing drugs in baseball. Ephedra was banned, and soon the furor died down.
The 1998 home run race had generated nearly unbroken positive publicity, but Barry Bonds' run for the all-time home run record provoked a backlash over steroids, which increase a person's testosterone level and subsequently enable that person to bodybuild with much more ease. Some athletes have said that the main advantage to steroids is not so much the additional power or endurance that they can provide, but that they can drastically shorten rehab time from injury.
Commissioner Bud Selig was criticized, mostly after-the-fact, for a slow response to the rising tide of steroid use in the 1990s. In the early 2000s, as a safe and effective test for anabolic steroids came online and sanctions for their use began to be strictly enforced, some players adopted the use of harder-to-detect human growth hormone (HGH) to increase stamina and strength. Selig, still acting with some caution, imposed a strict anti-drug policy upon its minor league players, who are not part of the Major League Baseball Players Association (the PA). Random drug testing, education and treatment, and strict penalties for those caught became the rule of law. Anyone on a Major League team's forty man roster, including 15 minor leaguers that are on that list, were exempt from that program. Eventually, Selig and MLB had strict rules in place that carried meaningful sanctions against players who "juiced."
In a Sports Illustrated cover story in 2002, a year after his retirement, Ken Caminiti admitted that he had used steroids during his National League MVP-winning 1996 season, and for several seasons afterwards. Caminiti died unexpectedly of an apparent heart attack in The Bronx at the age of 41; he was pronounced dead on October 10, 2004, at New York's Lincoln Memorial Hospital. On November 1, the New York City Medical Examiners Office announced that Caminiti died from "acute intoxication due to the combined effects of cocaine and opiates", but possibly-steroid-induced coronary artery disease and cardiac hypertrophy (an enlarged heart) were also contributing factors.
In 2005, Jose Canseco published Juiced: Wild Times, Rampant 'Roids, Smash Hits & How Baseball Got Big, admitting steroid usage and claiming that it was prevalent throughout major league baseball. When the United States Congress decided to investigate the use of steroids in the sport, some of the game's most prominent players came under scrutiny for possibly using steroids. These include Barry Bonds, Jason Giambi, and Mark McGwire. Other players, such as Canseco and Gary Sheffield, have admitted to have either knowingly (in Canseco's case) or not (Sheffield's) using steroids. In confidential testimony to the BALCO Grand Jury (that was later leaked to the San Francisco Chronicle), Giambi also admitted steroid use. He later held a press conference in which he appeared to affirm this admission, without actually saying the words. And after an appearance before Congress where he (unlike McGwire) emphatically denied using steroids, "period", slugger Rafael Palmeiro became the first major star to be suspended (10 days) on August 1, 2005, for violating Major League Baseball's newly strengthened ban on controlled substances, including steroids, adopted on August 7, 2002, starting in the 2003 season. Many lesser players (mostly from the minor leagues) have tested positive for use, as well.
In 2006, Commissioner Selig tasked former United States Senator George J. Mitchell to lead an investigation into the use of performance-enhancing drugs in Major League Baseball (MLB) and on December 13, 2007, the 409-page Mitchell Report was released ('Report to the Commissioner of Baseball of an Independent Investigation into the Illegal Use of Steroids and Other Performance Enhancing Substances by Players in Major League Baseball'). The report described the use of anabolic steroids and human growth hormone (HGH) in MLB and assessed the effectiveness of the MLB Joint Drug Prevention and Treatment Program. Mitchell also advanced certain recommendations regarding the handling of past illegal drug use and future prevention practices. The report names 89 MLB players who are alleged to have used steroids or drugs.
Baseball has been taken to task for turning a blind eye to its drug problems. It benefited from these drugs in the ever-increasingly competitive fight for airtime and media attention. For example, Commissioner Selig sent a personal representative to the 2007 game where Barry Bonds broke Hank Aaron's career home run record, even though Bonds was widely believed at the time to be a steroid user and had been named in connection with the then-ongoing BALCO scandal; many viewed this as Selig giving wink-and-a-nod tacit approval to the use of PEDs. MLB and its Players Association finally announced tougher measures, but many felt that they did not go far enough.
In December 2009, Sports Illustrated named Baseball's Steroid Scandal as the number one sports story of the decade of the 2000s. In 2013, no player from the first "steroid class" of players eligible for the Baseball Hall of Fame was elected. Bonds and Clemens received less than half the number of votes needed, and some voters stated that they would not vote for any first-time candidate who played during the steroid era—whether accused of using banned substances or not—because of the effect the substances had on baseball.
The BALCO steroids scandal
In 2002, a major scandal arose when it was discovered that the company Bay Area Laboratory Co-operative (BALCO), owned by Victor Conte, had been producing so-called "designer steroids", (specifically "the clear" and "the cream") which are steroids that could not be detected through drug tests at that time. In addition, the company had connections to several San Francisco Bay Area sports trainers and athletes, including the trainers of Jason Giambi and Barry Bonds. This revelation led to a vast criminal investigation into BALCO's connections with athletes from baseball and many other sports. Among the many athletes who have been linked to BALCO are Olympic sprinters Tim Montgomery and Marion Jones, Olympic shot-putter C. J. Hunter, as well as Giambi and Bonds.
Grand jury testimony in December 2003—which was illegally leaked to the San Francisco Chronicle and published in December 2004 under the bylines of Mark Fainaru-Wada and Lance Williams—revealed that the Bay Area Laboratory Cooperative did not merely manufacture nutritional supplements, but also distributed exotic steroids. Williams and Fairanu-Wada also provided compelling evidence that Barry Bonds, arguably the greatest player of his generation, was one of BALCO's steroid clients. The paper reported that these substances were probably designer steroids. Bonds said that Greg Anderson gave him a rubbing balm and a liquid substance that at the time he did not believe them to be steroids and thought they were flaxseed oil and other health supplements. Based on the testimony from many of the athletes, Conte and Anderson accepted plea agreements from the government in 2005, on charges they distributed steroids and laundered money, in order to avoid significant time in jail. Conte received a sentence of four months, Anderson received a sentence of three months. Also that year, James Valente, the vice-president of BALCO, and Remi Korchemny, a track coach affiliated with BALCO, pled guilty to distributing banned substances and received probation.
Various baseball pundits, fans, and even players have taken this as confirmation that Bonds used illegal steroids. Bonds never tested positive in tests performed in 2003, 2004, and 2005, which may be attributable to successful obfuscation of continued use as documented in the 2006 book Game of Shadows. Before-and-after photos of Bonds, early in his career and late in his career, have led most fans to conclude that he must have used steroids to achieve such startling changes in his physique.
The Power Age
While the introduction of steroids certainly increased the power production of greats, there were other factors that drastically increased the power surge after 1994. The factors cited are: smaller sized ballparks than in the past, the "juiced balls" theory claiming that the balls are wound tighter thus travel further following contact with the bat, and "watered down pitching" implying that lesser quality pitchers are up in the Major Leagues due to too many teams. Albeit these factors did play a large role in increasing home run thus scoring totals during this time, others that directly impact ballplayers have an equally important role. As noted earlier, one of those factors is the use of anabolic steroids for increasing muscle mass, which enables hitters to not only hit "mistake" pitches farther, but it also confers faster bat speed, giving hitters a fraction of a second more to adjust to "good" pitches such as a well-placed fastball, slider, changeup, or curveball. A more innocent, but also meaningful factor is better nutrition, as well as scientific training methods and advanced training facilities/equipment which can work without steroids to produce a more potent ballplayer.
In today's baseball age, we routinely see players reach 40 and 50 home runs in a season, a feat that was rare as recently as the 1980s. On the other hand, since the end of the steroid era, the emphasis on swinging for home runs has been accompanied by hitting in general falling off, with batting averages trending downwards towards 1960s levels and strikeouts reaching all-time highs: each of the eleven seasons from 2006 through 2016 broke the preceding MLB-total record for strikeouts.
Many modern baseball theorists believe that a new pitch will swing the balance of power back to the pitcher. A pitching revolution would not be unprecedented—several pitches have changed the game of baseball in the past, including the slider in the 1950s and 1960s and the split-fingered fastball in the 1970s to 1990s. Since the 1990s, the changeup has made a resurgence, being thrown masterfully by pitchers such as Tim Lincecum, Pedro Martínez, Trevor Hoffman, Greg Maddux, Matt Cain, Tom Glavine, Johan Santana, Marco Estrada, Justin Verlander, and Cole Hamels. Every so often, the time-honored knuckleball puts in another appearance to bedevil batters; pitchers like Phil Niekro, Jesse Haines, and Hoyt Wilhelm have made the Hall of Fame throwing knuckleballs, and who knows when the next "Knucksie" will appear?
Summary of modern-era major league teams
Note: The team names listed below are those currently in use. Some of the franchises have changed their names in the past, in some cases more than once. In the early years of the 20th century, many teams did not have official names, and were referred to by their league and city, or by nicknames created by sportswriters.
1876 – National League is established
1900 – National League "Classic Eight" lineup of teams is established: Chicago Cubs, Boston Braves, Brooklyn Dodgers, New York Giants, Philadelphia Phillies, Pittsburgh Pirates, Cincinnati Reds, and St. Louis Cardinals
1901 – American League is established with eight teams: Boston Red Sox, Chicago White Sox, Cleveland Guardians, Detroit Tigers, Philadelphia Athletics, Washington Senators, Milwaukee Brewers, and Baltimore Orioles
1902 – Milwaukee Brewers move to St. Louis and become the Browns
1903 – Baltimore Orioles move to New York and become the Yankees
1953 – Boston Braves move to Milwaukee
1954 – St. Louis Browns move to Baltimore and become the Orioles
1955 – Philadelphia Athletics move to Kansas City
1958 – New York Giants move to San Francisco; Brooklyn Dodgers move to Los Angeles
1961 – Washington Senators move to Minneapolis–Saint Paul and become the Minnesota Twins; new Washington Senators (AL) and Los Angeles Angels (AL) created as expansion teams
1962 – Houston Astros (NL) and New York Mets (NL) created as expansion teams
1966 – Milwaukee Braves move to Atlanta
1968 – Kansas City Athletics move to Oakland
1969 – San Diego Padres (NL), Montreal Expos (NL), Kansas City Royals (AL), and Seattle Pilots (AL) created as expansion teams
1970 – Seattle Pilots move to Milwaukee and become the Brewers
1972 – Washington Senators move to Dallas–Fort Worth and become the Texas Rangers
1977 – Seattle Mariners (AL) and Toronto Blue Jays (AL) created as expansion teams
1993 – Colorado Rockies (NL) and Miami Marlins (NL) created as expansion teams
1998 – Arizona Diamondbacks (NL) and Tampa Bay Rays (AL) created as expansion teams; Milwaukee Brewers switch from AL to NL
2005 – Montreal Expos move to Washington and become the Nationals
2013 – Houston Astros switch from NL to AL
See also
Fantography
Timeline of Major League Baseball
References
Further reading
Pepe, Phil. (2005). Catfish, Yaz, and Hammerin' Hank: The Unforgettable Era That Transformed Baseball''. Chicago, Triumph Books.
External links
A History of How the Game Has Changed
Library of Congress: Spalding Base Ball Guides, 1889–1939
Cycleback's Online Museum of Early Baseball Memorabilia
Seth Swirsky's Baseball Memorabilia Collection
Base Ball: A Journal of the Early Game (archived 8 July 2017)
Baseball Research Journal Archives
History of baseball
History of the United States by topic |
3864 | https://en.wikipedia.org/wiki/2001%20World%20Series | 2001 World Series | The 2001 World Series was the championship series of Major League Baseball's (MLB) 2001 season. The 97th edition of the World Series, it was a best-of-seven playoff between the National League (NL) champion Arizona Diamondbacks and the three-time defending World Series champions and American League (AL) champion New York Yankees. The underdog Diamondbacks defeated the heavily favored Yankees, four games to three to win the series. Considered one of the greatest World Series of all time,
its memorable aspects included two extra-inning games and three late-inning comebacks. Diamondbacks pitchers Randy Johnson and Curt Schilling were named World Series co-Most Valuable Players.
The Yankees advanced to the World Series by defeating the Oakland Athletics, three games to two, in the AL Division Series, and then the Seattle Mariners in the AL Championship Series, four games to one. It was the Yankees' fourth consecutive World Series appearance, after winning championships in , , and . The Diamondbacks advanced to the World Series by defeating the St. Louis Cardinals, three games to two, in the NL Division Series, and then the Atlanta Braves in the NL Championship Series, four games to one. It was the franchise's first appearance in a World Series.
The Series began later than usual as a result of a delay in the regular season after the September 11 attacks and was the first to extend into November. The Diamondbacks won the first two games at home, limiting the Yankees to just one run. The Yankees responded with a close win in Game 3, at which U.S. President George W. Bush threw out the ceremonial first pitch. In Games 4 and 5, the Yankees won in comeback fashion, hitting game-tying home runs off Diamondbacks closer Byung-hyun Kim with one out remaining in consecutive games, before winning in extra innings. The Diamondbacks won Game 6 in a blowout, forcing a decisive Game 7. In the final game, the Yankees led in the ninth inning before the Diamondbacks staged a comeback against closer Mariano Rivera, capped off by a walk-off, bases-loaded bloop single by Luis Gonzalez to clinch Arizona's championship victory. This was the third World Series to end in a bases-loaded, walk-off hit, following and , and to this date, the last Series to end on a walk-off of any kind. This series held the record for the latest date that a Series ended (November 4th), until that record was tied during the 2009 World Series and broken during the 2022 World Series.
Among several firsts, the 2001 World Series was the first World Series championship for the Diamondbacks; the first World Series played in the state of Arizona or the Mountain Time Zone; the first championship for a Far West state other than California; the first major professional sports team from the state of Arizona to win a championship; and the earliest an MLB franchise had won a World Series (the Diamondbacks had only existed for four years). The home team won every game in the Series, which had only happened twice before, in 1987 and 1991, both won by the Minnesota Twins. The Diamondbacks outscored the Yankees, 37–14, as a result of large margins of victory achieved by Arizona at Bank One Ballpark (now known as Chase Field) relative to the one-run margins the Yankees achieved at Yankee Stadium. Arizona's pitching held powerhouse New York to a .183 batting average, the lowest in a seven-game World Series ever, surpassing the St. Louis Cardinals, who hit .185 in the 1985 World Series. This and the 2002 World Series were the last two consecutive World Series to have game sevens until the World Series of 2016 and 2017. The 2001 World Series was the subject of an HBO documentary, Nine Innings from Ground Zero, in 2004.
Background
Arizona Diamondbacks
The Arizona Diamondbacks began play in 1998, along with the Tampa Bay Devil Rays, as the youngest expansion team in Major League Baseball (MLB). After a mediocre debut season, the Diamondbacks finished the following year first in the National League (NL) West with a record, but lost to the New York Mets in the NL Division series. With several All-Star players like Randy Johnson and Matt Williams, the Diamondbacks had high expectations for the 2000 season, but finished third in the NL West with an record. During the offseason, team manager Buck Showalter was fired, and replaced by sportscaster Bob Brenly. The Diamondbacks acquired several notable free agent players during the offseason, including Miguel Batista, Mark Grace, and Reggie Sanders. Most of the Diamondbacks players were above the age of 30, and had already played on a number of teams prior to the 2001 season. In fact, the Diamondbacks starting lineup for the World Series did not include a player under the age of 31, making them the oldest team by player age in World Series history. With several players nearing the age of retirement, Luis Gonzalez noted that the overall team mentality was "there's too many good guys in here to let this opportunity slip away".
Although the Diamondbacks were only one game above .500 by the end of April, Gonzalez had a particularly memorable start to the season, in which he tied the MLB record with 13 home runs during the month of April. The Diamondbacks found greater success in May and June, and at one point at a six-game lead in the NL West. During this span, the team won nine consecutive games, and Johnson tied the MLB record with 20 strikeouts in a nine-inning game. The six game lead did not last long however, and by the end of July, the Diamondbacks were a half game behind the Los Angeles Dodgers in the West. A resurgent August pushed the team back into first place, a spot they maintained for the rest of the season. By the end of the season, several Diamondbacks players had put up exceptional statistics: Curt Schilling had the most wins of any pitcher in MLB that year with 22, while Johnson nearly broke the single season strikeout record with 372. Johnson and Schilling also had the two lowest earned run averages (ERA) in the NL, with 2.49 and 2.98 respectively. Gonzalez ended the season with a .325 batting average and 57 home runs, and finished third in voting for the NL Most Valuable Player Award. The Diamondbacks were also one of the best defensive teams in MLB that year, second in fewest errors committed, and tied with the Seattle Mariners for the best fielding percentage.
The Diamondbacks entered the postseason as the #2 seed in the National League, and played the #4 seed St. Louis Cardinals in the NL Division Series. Schilling threw a shutout in Game 1 to give the Diamondbacks an early series lead, but the Cardinals won Game 2 thanks to a two-run home run from Albert Pujols. Craig Counsell hit a three-run home run late in Game 3 to give the Diamondbacks a 2–1 series lead, but the Cardinals won Game 4 with strong pitching performances from Bud Smith and their relief pitchers. The Diamondbacks clinched the series in Game 5, when Tony Womack hit a game winning single that scored Danny Bautista. They then faced the third seeded Atlanta Braves in the NL Championship Series. Johnson also threw a shutout in Game 1, while the Braves hit three home runs in Game 2 to tie the series at one game apiece. Schilling threw a complete game in Game 3, and the Diamondbacks scored 11 runs in a Game 4 victory to take a 3–1 series lead. The Diamondbacks clinched the series in Game 5 with another strong performance from Johnson. With the win, they became the fastest expansion team to reach the World Series, in just their fourth year of play.
New York Yankees
In contrast to the Diamondbacks, the New York Yankees were one of the oldest and most recognized teams in all of North American sports. The Yankees had built a dynasty in the late 1990s that extended into 2000, which included winning three consecutive World Series' and four of the last five. These teams were led by a group of talented young players that became known as the Core Four: Derek Jeter, Andy Pettitte, Jorge Posada, and Mariano Rivera. Following the Yankees win over the Braves in the 1999 World Series, sportscaster Bob Costas called the Yankees "the team of the decade, [and] most successful franchise of the century."
The Yankees finished the 2001 season in first place in the AL East with a win–loss record of (a winning percentage of ), games ahead of the Boston Red Sox, good enough to secure the #2 seed in the American League playoff bracket. The Yankees then defeated the fourth seeded Oakland Athletics 3 games to 2 in the AL Division Series, after losing 2 games at home, and the top seeded Seattle Mariners 4 games to 1 in the AL Championship Series to advance to their fourth consecutive World Series, and fifth in six years.
Derek Jeter and Tino Martinez led the Yankees offensively during the 2001 season. Jeter batted .311 with 21 home runs and 74 RBI in 150 games, while Martinez batted .280 with 34 home runs and 113 RBI in 154 games. Roger Clemens and Mike Mussina were the leaders of the Yankees' pitching staff. Clemens who won the Cy Young Award, his sixth of a career total and major league record 7, finished with a win–loss record of 20–3, an earned-run average (ERA) of 3.51, and struck out 213 batters in 220.1 innings pitched and was by far the Yankee's best starter in the World Series. Mussina finished with a win–loss record of 17–11, an ERA of 3.15, and struck out 214 batters in 228.2 innings pitched.
September 11 and the month of November
After MLB games were postponed as a result of the September 11 attacks, the World Series began on October 27, 2001, the latest start date for a World Series until the 2009 World Series, which started on October 28. The last three games were the first major-league games (other than exhibitions) played in the month of November. This was just the fourth time that no World Series champion was decided within the traditional month of October. The previous three occurrences were in (no series), (series held in September because of World War I), and (series cancelled by the players' strike). Game 7 was played on November 4; at the time this was the latest date a World Series game was played, and still tied with Game 6 of the 2009 Series for the second-latest date of a World Series game (only behind 's Game 6, played on November 5).
Additionally, the Series took place in New York City only seven weeks after the attacks, representing a remarkable boost in morale for the fatigued city. A tattered and torn American flag recovered from the wreckage at Ground Zero, which had been used at funerals of fallen Port Authority police officers after the attacks, was flown over Yankee Stadium during the series. According to Port Authority sergeant Antonio Scannella, "We wanted a place America could see this flag so they could see the rips in it, but it still flies."
President George W. Bush threw out the ceremonial first pitch before Game 3 at Yankee Stadium. Bush had been counseled by security officials to appear before Game 1 in Phoenix because they believed it would be more secure there, but Bush thought it would be better for the country to do it in New York. Security was extremely tight at Yankee Stadium before the game, with bomb sniffing dogs sweeping the property, snipers positioned around the stadium, and vendors screened by federal agents. A Secret Service agent dressed as an umpire and stood on the field with the other umpires before the game, briefly appearing on the TV broadcast. Bush wore a bulletproof vest underneath an FDNY sweater. Having been counseled by Derek Jeter to throw from the rubber on top of the pitcher's mound rather than the base of the mound, Bush strode to the rubber, gave a thumbs up to the crowd, and fired a strike over home plate as the crowd chanted "U-S-A". Bush later reflected, "I had never had such an adrenaline rush as when I finally made it to the mound. I was saying to the crowd, 'I'm with you, the country's with you' ... And I wound up and fired the pitch. I've been to conventions and rallies and speeches: I've never felt anything so powerful and emotions so strong, and the collective will of the crowd so evident."
Summary
Matchups
Game 1
The Series commenced on October 27, which was the latest a World Series had started, beating the previous record by four days (1999 World Series, October 23). The Yankees struck first in Game 1 when Derek Jeter was hit by a pitch with one out in the first and scored on Bernie Williams's double two batters later. However, Arizona's Curt Schilling and two relievers, Mike Morgan and Greg Swindell held the Yankees scoreless afterward. They managed to get only two walks and two hits for the rest of the game, Scott Brosius's double in the second and Jorge Posada's single in the fourth, both with two outs.
Meanwhile, the Diamondbacks tied the game on Craig Counsell's one-out home run in the first off of Mike Mussina. After a scoreless second, Mussina led off the third by hitting Tony Womack with a pitch. He moved to second on Counsell's sacrifice bunt before Luis Gonzalez's home run put the Diamondbacks up 3–1. A single and right fielder David Justice's error put runners on second and third before Matt Williams's sacrifice fly put Arizona up 4–1. After Mark Grace was intentionally walked, Damian Miller's RBI double gave Arizona a 5–1 lead.
Next inning, Gonzalez hit a two-out double off of Randy Choate. Reggie Sanders was intentionally walked before Gonzalez scored on Steve Finley's single. An error by third baseman Brosius scored Sanders, put Finley at third, and Williams at second. Both men scored on Mark Grace's double, putting Arizona up 9–1. Though the Diamondbacks got just one more hit for the rest of the game off of Sterling Hitchcock and Mike Stanton (Williams' leadoff single in the seventh), they went up 1–0 in the series.
The Diamondbacks' win in Game 1 was the first World Series game won by a non-New York City team since 1997. In every World Series between 1997 and 2001, either both teams were from New York City or a New York City team won in a sweep (1998 and 1999).
Game 2
Arizona continued to take control of the Series with the strong pitching performance of Randy Johnson. The Big Unit pitched a complete-game shutout, allowing only four baserunners and three hits while striking out 11 Yankees. Andy Pettitte meanwhile nearly matched him, retiring Arizona in order in five of the seven innings he pitched. In the second, he allowed a leadoff single to Reggie Sanders, who scored on Danny Bautista's double. Bautista was the only Arizona runner stranded for the entire game. In the seventh, Pettitte hit Luis Gonzalez with a pitch before Sanders grounded into a forceout. After Bautista singled, Matt Williams's three-run home run put Arizona up 4–0. They won the game with that score and led the series two games to none as it moved to New York City. This was the 1,000th game played in the history of the MLB postseason.
Game 3
The game was opened in New York City by President George W. Bush, who threw the ceremonial first pitch, a strike to Yankees backup catcher Todd Greene. Bush became the first incumbent U.S. president to throw a World Series first pitch since Jimmy Carter in . He also threw the baseball from the mound where the pitcher would be set (unlike most ceremonial first pitches which are from in front of the mound) and threw it for a strike. Chants of "U-S-A, U-S-A" rang throughout Yankee Stadium. Yankees starter Roger Clemens was outstanding allowing only three hits and struck out nine in seven innings of work. Yankees closer Mariano Rivera pitched two innings for the save.
Jorge Posada's leadoff home run off of Brian Anderson in the second put the Yankees up 1–0. The Diamondbacks loaded the bases in the fourth on two walks and one hit before Matt Williams's sacrifice fly tied the game. Bernie Williams hit a leadoff single in the sixth and moved to second on a wild pitch one out later before Posada walked. Mike Morgan relieved Anderson and struck out David Justice before Scott Brosius broke the tie with an RBI single. That would be all the scoring as Morgan and Greg Swindell pitched the rest of the game for the Diamondbacks. The Yankees cut Arizona's series lead to 2–1 with the win.
Game 4
Game 4 saw the Yankees send Orlando Hernández to the mound while the Diamondbacks elected to bring back Curt Schilling on three days' rest. Both pitchers gave up home runs, with Schilling doing so to Shane Spencer in the third inning and Hernandez doing so to Mark Grace in the fourth. Hernandez pitched solid innings, giving up four hits while Schilling went seven innings and gave up three.
With the game still tied entering the eighth, Arizona struck. After Mike Stanton recorded the first out of the inning, Luis Gonzalez singled and Erubiel Durazo hit a double to bring him in. Matt Williams followed by grounding into a fielder's choice off of Ramiro Mendoza, which scored pinch runner Midre Cummings and gave the team a 3–1 lead.
With his team on the verge of taking a commanding 3–1 series lead, Diamondbacks manager Bob Brenly elected to bring in closer Byung-hyun Kim in the bottom of the eighth for a two-inning save. Kim, at 22, became the first Korean-born player to play in the MLB World Series. Kim struck out the side in the eighth, but ran into trouble in the ninth.
Derek Jeter led off by trying to bunt for a hit but was thrown out by Williams. Paul O'Neill then lined a single in front of Gonzalez. After Bernie Williams struck out, Kim seemed to be out of trouble with Tino Martinez coming to the plate. However, Martinez drove the first pitch he saw from Kim into the right-center field bleachers, tying the score at 3–3. The Yankees were not done, as Jorge Posada walked and David Justice moved him into scoring position with a single. Kim struck Spencer out to end the threat.
When the scoreboard clock in Yankee Stadium passed midnight, World Series play in November began, with the message on the scoreboard "Welcome to November Baseball".
Mariano Rivera took the hill for the Yankees in the tenth and retired the Diamondbacks in order. Kim went out for a third inning of work and retired Scott Brosius and Alfonso Soriano, but Jeter hit an opposite field home run on a 3–2 pitch count from Kim. This home run gave the Yankees a 4–3 victory and tied the Series at two games apiece which guaranteed a return trip to Arizona and made Jeter the first player to hit a November home run and earning him the tongue-in-cheek nickname of "Mr. November".
Game 5
Game 5 saw the Yankees return to Mike Mussina for the start while the Diamondbacks sent Miguel Batista, who had not pitched in twelve days, to the mound. Batista pitched a strong scoreless innings, striking out six. Mussina bounced back from his poor Game 1 start, recording ten strikeouts, but allowed solo home runs in the fifth inning to Steve Finley and Rod Barajas.
With the Diamondbacks leading 2–0 in the ninth, Byung-hyun Kim was called upon for the save despite having thrown three innings the night before. Jorge Posada doubled to open the inning, but Kim got Shane Spencer to ground out and then struck out Chuck Knoblauch. As had happened the previous night, Kim could not hold the lead as Scott Brosius hit a 1–0 pitch over the left field wall, the second straight game tying home run in the bottom of the ninth for the Yankees. Kim was pulled from the game in favor of Mike Morgan who recorded the final out.
Morgan retired the Yankees in order in the 10th and 11th innings, while the Diamondbacks got to Mariano Rivera in the 11th. Danny Bautista and Erubiel Durazo opened the inning with hits and Matt Williams advanced them into scoring position with a sacrifice bunt. Rivera then intentionally walked Steve Finley to load the bases, then got Reggie Sanders to line out and Mark Grace grounded out to end the inning.
Arizona went to midseason trade acquisition Albie Lopez in the 12th, and in his first at bat he gave up a single to Knoblauch (who had entered the game as a pinch runner). Brosius moved him over with a bunt, and then Alfonso Soriano ended the game with an RBI single to give the Yankees a 3–2 victory and a 3–2 series lead as the series went back to Phoenix. Lopez would not pitch again in the series. Sterling Hitchcock got the win for the Yankees after he relieved Rivera for the twelfth.
Game 6
With Arizona in a must-win situation, Randy Johnson pitched seven innings and struck out seven, giving up just two runs, and Bobby Witt and Troy Brohawn finished the blowout. The Diamondbacks struck first when Tony Womack hit a leadoff double off of Andy Pettitte and scored on Danny Bautista's single in the first. Next inning, Womack's bases-loaded single scored two and Bautista's single scored another. The Yankees loaded the bases in the third on a single and two walks, but Johnson struck out Jorge Posada to end the inning. The Diamondbacks broke the game open with eight runs in the bottom half. Pettitte allowed a leadoff walk to Greg Colbrunn and subsequent double to Matt Williams before being relieved by Jay Witasick, who allowed four straight singles to Reggie Sanders, Jay Bell, Damian Miller, and Johnson that scored three runs. After Womack struck out, Bautista's single scored two more runs and Luis Gonzalez's double scored another, with Bautista being thrown out at home. Colbrunn's single and Williams's double scored a run each before Sanders struck out to end the inning. In the fourth, Bell reached first on a strike-three wild pitch before scoring on Miller's double. Johnson struck out before Womack singled to knock Witasick out of the game. With Randy Choate pitching, Yankees second baseman Alfonso Soriano's error on Bautista's ground ball allowed Miller to score and put runners on first and second before Gonzalez's single scored the Diamondbacks' final run. Choate and Mike Stanton kept them scoreless for the rest of the game. Pettitte was charged with six runs in two innings while Witasick was charged with nine runs in innings, the most runs allowed by any pitcher in a World Series game since Hall of Famer Walter Johnson also allowed nine runs in Game 7 of the 1925 World Series. The Yankees scored their only runs in the sixth on back-to-back one-out singles by Shane Spencer and Luis Sojo with runners on second and third, but by then the score had become so far out of reach that it didn't do the Yankees much good. The Diamondbacks hit six doubles and Danny Bautista batted 3-for-4 with five RBIs. The team set a World Series record with 22 hits and defeated the New York Yankees in its most lopsided postseason loss in 293 postseason games, since surpassed by a 16–1 loss to the Boston Red Sox in Game 3 of the 2018 American League Division Series. The 15–2 win evened the series at three games apiece and set up a Game 7 for the ages between Roger Clemens and Curt Schilling, again pitching on three days' rest.
Game 7
It was a matchup of two 20-game winners in the Series finale. Roger Clemens, at 39 years old, became the oldest Game 7 starter. Curt Schilling had already started two games of the Series and pitched his 300th inning of the season on just three days' rest. The two aces matched each other inning by inning and after seven full innings, the game was tied at 1–1. The Diamondbacks scored first in the sixth inning with a Steve Finley single and a Danny Bautista double (Bautista, trying to stretch it into a triple, was called out at third base). The Yankees responded with an RBI single from Tino Martinez, which drove in Derek Jeter who had singled earlier. Brenly stayed with Schilling into the eighth, and the move backfired as Alfonso Soriano hit a home run on an 0–2 pitch. After Schilling struck out Scott Brosius, he gave up a single to David Justice, and he left the game trailing 2–1. When Brenly came to the mound to remove Schilling, he was heard on the Sounds of the Game microphone telling his clearly upset pitcher, "love you brother, you're my hero" and assuring him that "that ain't gonna beat us, we're gonna get that back and then some." He then brought in Game 5 starter Miguel Batista to get Jeter out and then in an unconventional move, brought in the previous night's starter and winner Randy Johnson, who had thrown 104 pitches, in relief to keep it a one-run game. It proved to be a smart move, as Johnson retired pinch hitter Chuck Knoblauch (who batted for the left handed Paul O'Neill) on a fly out to Bautista in right field, then returned to the mound for the top of the ninth where he got Bernie Williams to fly out to Steve Finley in center field and Martinez to ground out to Tony Womack at shortstop, and then struck out catcher Jorge Posada to send the game to the bottom of the ninth inning.
With the Yankees ahead 2–1 in the bottom of the eighth, manager Joe Torre turned the game over to his ace closer Mariano Rivera for a two-inning save. Rivera struck out the side in the eighth, including Arizona's Luis Gonzalez, Matt Williams, and Bautista. Although he was effective in the eighth, this game would end in the third ninth-inning comeback of the Series.
Mark Grace led off the inning with a single to center on a 1–0 pitch. Rivera's errant throw to second base on a bunt attempt by catcher Damian Miller on an 0–1 pitch put runners on first and second. Jeter tried to reach for the ball, but got tangled in the legs of pinch-runner David Dellucci, who was sliding in an attempt to break up the double play. During the next at bat, Rivera appeared to regain control when he fielded pinch hitter Jay Bell's (who was hitting for Johnson) bunt and threw out Dellucci at third base, but third baseman Brosius decided to hold onto the baseball instead of throwing to first to complete the double play. Midre Cummings was sent in to pinch-run for Damian Miller, who had reached second base safely. With Cummings at second and Bell at first, the next batter, Womack, hit a double down the right-field line on a 2–2 pitch that tied the game and earned Rivera a blown save, his first in a postseason since 1997. Bell advanced to third and the Yankees pulled the infield and outfield in as the potential winning run (Bell) stood at third with fewer than two outs. After Rivera hit Craig Counsell unintentionally with an 0–1 pitch, the bases were loaded. On an 0–1 pitch, with Williams in the on-deck circle, Gonzalez lofted a soft floater single over the drawn-in Jeter that barely reached the outfield grass, plating Jay Bell with the winning run.
Gonzalez's single ended New York's bid for a fourth consecutive title and brought Arizona its first championship in its fourth year of existence, making the Diamondbacks the fastest expansion team to win a World Series (beating out the 1997 Florida Marlins, who had done it in their fifth season at that time). It was also the first, and remains the only, major professional sports championship for the state of Arizona. Randy Johnson picked up his third win. Rivera took the loss, his only postseason loss in his career. Coincidentally, this was also the second World Series in a 5-year span (1997 to 2001) to end with a game-winning RBI single. Edgar Renteria hit the game-winner in the 1997 series, while Gonzalez hit it here, with Craig Counsell being on the basepaths for each. No other World Series has ended with a game-winning hit since 2001.
In 2009, Game 7 of the 2001 World Series was chosen by Sports Illustrated as the Best Postseason Game of the Decade (2000–2009).
In the years that have followed, many fans regardless of team allegiance consider Game 7 of the 2001 World Series to be one of the greatest games ever played in the history of professional baseball.
Composite box
2001 World Series (4–3): Arizona Diamondbacks (N.L.) over New York Yankees (A.L.)
Media coverage
For the second consecutive year, Fox carried the World Series over its network with its top broadcast team, Joe Buck and Tim McCarver (himself a Yankees broadcaster). This was the first year of Fox's exclusive rights to the World Series (in the previous contract, Fox only broadcast the World Series in even numbered years while NBC broadcast it in odd numbered years), which it has held since (this particular contract also had given Fox exclusive rights to the entire baseball postseason, which aired over its family of networks; the contract was modified following Disney's purchase of Fox Family Channel shortly after the World Series ended, as ESPN regained their postseason rights following a year of postseason games on ABC Family, Fox Family's successor). ESPN Radio provided national radio coverage for the fourth consecutive year, with Jon Miller and Joe Morgan calling the action.
Locally, the Series was broadcast by KTAR-AM in Phoenix with Thom Brennaman, Greg Schulte, Rod Allen and Jim Traber, and by WABC-AM in New York City with John Sterling and Michael Kay. This would be Sterling and Kay's last World Series working together, and Game 7 would be the last Yankee broadcast on WABC. Kay moved to television and the new YES Network the following season and WCBS picked up radio rights to the Yankees. It was Kay who announced Derek Jeter's game-winning home run in Game 4 of the series and subsequently anointed him as "Mr. November".
Books and films
Buster Olney, who covered the Yankees for The New York Times before joining ESPN, would write a book titled The Last Night of the Yankee Dynasty, published in 2004. The book is a play by play account of Game 7 in addition to stories about key players, executives, and moments from the 1996–2001 dynasty. In a 2005 reprinting, Olney included a new epilogue covering the aftermath of the 2001 World Series up to the Boston Red Sox epic comeback from down 3–0 in the 2004 ALCS.
The official MLB Productions documentary film of the series was released in 2001.
In 2004, HBO released Nine Innings from Ground Zero, a documentary focusing on the special role that baseball, and particularly the Yankees, played in helping to heal New York after 9/11. The film features interviews with players, fans who lost family members, firefighters, sportswriters, and George W. Bush.
In 2005, A&E Home Video released the New York Yankees Fall Classic Collectors Edition (1996–2001) DVD set. Game 4 of the 2001 World Series is included in the set. In 2008, The Arizona Diamondbacks 2001 World Series DVD set was released. All seven games are included on this set.
Aftermath
Rivera's blown save and the Yankees' loss proved to be life-saving for Yankees utility player Enrique Wilson. Had the Yankees won, Wilson was planning to fly home to the Dominican Republic on American Airlines Flight 587 on November 12 after what would have been a Yankees victory parade down the Canyon of Heroes. But after the Yankees lost, Wilson moved up his flight. Flight 587 would crash in Belle Harbor, Queens, killing everyone on board. Rivera later said, "I am glad we lost the World Series because it means that I still have a friend."
During the offseason, several Yankees moved on to other teams or retired, the most notable changes being Martinez going to the St. Louis Cardinals in free agency, and Brosius and O'Neill retiring. Martinez would later return to the Yankees to finish his career in 2005.
After winning the NL West again in 2002 the Diamondbacks were swept 3–0 by St. Louis in the NLDS. From here they declined, losing 111 games in 2004 as Bob Brenly was fired during that season. Arizona would not win another NL West title until 2007. Schilling was traded to the Boston Red Sox after the 2003 season and in 2004 helped lead them to their first World Series championship since 1918. He helped them win another championship in 2007 and retired after four years with Boston, missing the entire 2008 season with a shoulder injury. Johnson was traded to the Yankees after the 2004 season, a season that saw him throw a perfect game against the Atlanta Braves, though he would be traded back to the Diamondbacks two years later and finish his career with the San Francisco Giants in 2009. The last player from the 2001 Diamondbacks roster, Lyle Overbay, retired following the 2014 season with the Milwaukee Brewers while the last player from the 2001 Yankees, Randy Choate, retired following the 2016 season.
From 2002 through 2007, the Yankees' misfortune in the postseason continued, with the team losing the ALDS to the Anaheim Angels in 2002, the World Series to the Florida Marlins in 2003, the ALCS to the Boston Red Sox (in the process becoming the first team in postseason history to blow a 3–0 series lead) in 2004, the ALDS again to the Angels in 2005, and then losing the ALDS to the Detroit Tigers and the Cleveland Indians in 2006 and 2007, respectively. In addition, including the World Series loss in 2001, every World Series champion from 2001 to 2004 won the title at the Yankees' expense in postseason play, which is an AL record and as of 2023 tied for the MLB record with the Los Angeles Dodgers from 2016 to 2019. Joe Torre's contract was allowed to expire and he was replaced by Joe Girardi in 2008, a season in which the Yankees would miss the playoffs for the first time since 1993. The Yankees won their 27th World Series championship in 2009, defeating the defending 2008 champion Philadelphia Phillies in six games, but could not pull off another dynasty like they did during the late 1990s and early 2000s; in fact, they failed to reach the World Series during the entirety of the 2010s.
To date, this is the state of Arizona's only championship among the four major North American men’s professional sports. However, the WNBA's Phoenix Mercury have won three championships since then (2007, 2009, and 2014).
The Diamondbacks and the Baltimore Ravens, who won the Super Bowl earlier in 2001, created the first instance of two major sports teams winning a championship game or series on their first attempts. This would not occur again until 2019, when the Toronto Raptors and Washington Nationals accomplished this feat.
The Diamondbacks would not return to the World Series again until 2023.
See also
2001 Japan Series
General sources
Citations
External links
Book on 2001 WS is "the last word on the inside game of baseball"
SI.com: MLB Postseason 2001
USA Today: Quest for a Title
CBS Sportsline: 2001 MLB Playoffs
2000s in Phoenix, Arizona
2000s in the Bronx
World Series
World Series
World Series
Baseball competitions in New York City
Baseball competitions in Phoenix, Arizona
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3873 | https://en.wikipedia.org/wiki/Bernard%20Montgomery | Bernard Montgomery | Field Marshal Bernard Law Montgomery, 1st Viscount Montgomery of Alamein, (; 17 November 1887 – 24 March 1976), nicknamed "Monty", was a senior British Army officer who served in the First World War, the Irish War of Independence and the Second World War.
Montgomery first saw action in the First World War as a junior officer of the Royal Warwickshire Regiment. At Méteren, near the Belgian border at Bailleul, he was shot through the right lung by a sniper, during the First Battle of Ypres. On returning to the Western Front as a general staff officer, he took part in the Battle of Arras in AprilMay 1917. He also took part in the Battle of Passchendaele in late 1917 before finishing the war as chief of staff of the 47th (2nd London) Division.
In the inter-war years he commanded the 17th (Service) Battalion, Royal Fusiliers and, later, the 1st Battalion, Royal Warwickshire Regiment before becoming commander of the 9th Infantry Brigade and then General officer commanding (GOC), 8th Infantry Division.
During the Western Desert campaign of the Second World War, Montgomery commanded the British Eighth Army from August 1942, through the Second Battle of El Alamein and on to the final Allied victory in Tunisia in May 1943. He subsequently commanded the British Eighth Army during the Allied invasion of Sicily and the Allied invasion of Italy and was in command of all Allied ground forces during the Battle of Normandy (Operation Overlord), from D-Day on 6 June 1944 until 1 September 1944. He then continued in command of the 21st Army Group for the rest of the North West Europe campaign, including the failed attempt to cross the Rhine during Operation Market Garden.
When German armoured forces broke through the US lines in Belgium during the Battle of the Bulge, Montgomery received command of the northern shoulder of the Bulge. This included temporary command of the US First Army and the US Ninth Army, which held up the German advance to the north of the Bulge while the US Third Army under Lieutenant General George Patton relieved Bastogne from the south.
Montgomery's 21st Army Group, including the US Ninth Army and the First Allied Airborne Army, crossed the Rhine in Operation Plunder in March 1945, two weeks after the US First Army had crossed the Rhine in the Battle of Remagen. By the end of the war, troops under Montgomery's command had taken part in the encirclement of the Ruhr Pocket, liberated the Netherlands, and captured much of north-west Germany. On 4 May 1945, Montgomery accepted the surrender of the German forces in north-western Europe at Lüneburg Heath, south of Hamburg, after the surrender of Berlin to the USSR on 2 May.
After the war he became Commander-in-Chief of the British Army of the Rhine (BAOR) in Germany and then Chief of the Imperial General Staff (1946–1948). From 1948 to 1951, he served as Chairman of the Commanders-in-Chief Committee of the Western Union. He then served as NATO's Deputy Supreme Allied Commander Europe until his retirement in 1958.
Early life
Montgomery was born in Kennington, Surrey, in 1887, the fourth child of nine, to a Church of Ireland minister, Henry Montgomery, and his wife, Maud (née Farrar). The Montgomerys, an 'Ascendancy' gentry family, were the County Donegal branch of the Clan Montgomery. The Rev. Henry Montgomery, at that time Vicar of St Mark's Church, Kennington, was the second son of Sir Robert Montgomery, a native of Inishowen in County Donegal in the north-west of Ulster, the noted colonial administrator in British India; Sir Robert died a month after his grandson's birth. He was probably a descendant of Colonel Alexander Montgomery (1686–1729). Bernard's mother, Maud, was the daughter of Frederic William Canon Farrar, the famous preacher, and was eighteen years younger than her husband.
After the death of Sir Robert Montgomery, Henry inherited the Montgomery ancestral estate of New Park in Moville, a small town in Inishowen in the north of County Donegal in Ulster, the northern province in Ireland. There was still £13,000 to pay on a mortgage, a large debt in the 1880s (equivalent to £ in ) and Henry was at the time still only an Anglican vicar. Despite selling off all the farms that were in the townland of Ballynally, on the north-western shores of Lough Foyle, "there was barely enough to keep up New Park and pay for the blasted summer holiday" (i.e., at New Park).
It was a financial relief of some magnitude when, in 1889, Henry was made Bishop of Tasmania, then still a British colony, and Bernard spent his formative years there. Bishop Montgomery considered it his duty to spend as much time as possible in the rural areas of Tasmania and was away for up to six months at a time. While he was away, his wife, still in her mid-twenties, gave her children "constant" beatings, then ignored them most of the time as she performed the public duties of the bishop's wife. Of Bernard's siblings, Sibyl died prematurely in Tasmania, and Harold, Donald and Una all emigrated. Maud Montgomery took little active interest in the education of her young children other than to have them taught by tutors brought from Britain, although he briefly attended the then coeducational St Michael's Collegiate School. The loveless environment made Bernard something of a bully, as he himself recalled, "I was a dreadful little boy. I don't suppose anybody would put up with my sort of behaviour these days." Later in life Montgomery refused to allow his son David to have anything to do with his grandmother, and refused to attend her funeral in 1949.
The family returned to England once for a Lambeth Conference in 1897, and Bernard and his brother Harold were educated at The King's School, Canterbury. In 1901, Bishop Montgomery became secretary of the Society for the Propagation of the Gospel, and the family returned to London. Montgomery attended St Paul's School and then the Royal Military College, Sandhurst, from which he was almost expelled for rowdiness and violence. On graduation in September 1908 he was commissioned into the 1st Battalion the Royal Warwickshire Regiment as a second lieutenant, and first saw overseas service later that year in India. He was promoted to lieutenant in 1910, and in 1912 became adjutant of the 1st Battalion of his regiment at Shorncliffe Army Camp.
First World War
The Great War began in August 1914 and Montgomery moved to France with his battalion that month, which was at the time part of the 10th Brigade of the 4th Division. He saw action at the Battle of Le Cateau that month and during the retreat from Mons. At Méteren, near the Belgian border at Bailleul on 13 October 1914, during an Allied counter-offensive, he was shot through the right lung by a sniper. Lying in the open, he remained still and pretended to be dead, in the hope that he would not receive any more enemy attention. One of his men did attempt to rescue him but was shot dead by a hidden enemy sniper and collapsed over Montgomery. The sniper continued to fire and Montgomery was hit once more, in the knee, but the dead soldier, in Montgomery's words, "received many bullets meant for me." Assuming them to both be dead, the officers and men of Montgomery's battalion chose to leave them where they were until darkness arrived and stretcher bearers managed to recover the two bodies, with Montgomery by this time barely clinging on to life. The doctors at the Advanced Dressing Station, too, had no hope for him and ordered a grave to be dug. Miraculously, however, Montgomery was still alive and, after being placed in an ambulance and then being sent to a hospital, was treated and eventually evacuated to England, where he would remain for well over a year. He was awarded the Distinguished Service Order, for his gallant leadership during this period: the citation for this award, published in The London Gazette in December 1914 reads:
After recovering in early 1915, he was appointed brigade major, first of the 112th Brigade, and then with 104th Brigade training in Lancashire. He returned to the Western Front in early 1916 as a general staff officer in the 33rd Division and took part in the Battle of Arras in AprilMay 1917. He became a general staff officer with IX Corps, part of General Sir Herbert Plumer's Second Army, in July 1917.
Montgomery served at the Battle of Passchendaele in late 1917 before finishing the war as GSO1 (effectively chief of staff) of the 47th (2nd London) Division, with the temporary rank of lieutenant-colonel. A photograph from October 1918, reproduced in many biographies, shows the then unknown Lieutenant-Colonel Montgomery standing in front of Winston Churchill (then the Minister of Munitions) at the parade following the liberation of Lille.
Montgomery was profoundly influenced by his experiences during the war, in particular by the leadership, or rather the lack of it, being displayed by the senior commanders. He later wrote:
Between the world wars
1920s
After the First World War, Montgomery commanded the 17th (Service) Battalion of the Royal Fusiliers, a battalion in the British Army of the Rhine, before reverting to his substantive rank of captain (brevet major) in November 1919. He had not at first been selected for the Staff College in Camberley, Surrey (his only hope of ever achieving high command). But at a tennis party in Cologne, he was able to persuade the Commander-in-chief (C-in-C) of the British Army of Occupation, Field Marshal Sir William Robertson, to add his name to the list.
After graduating from the Staff College, he was appointed brigade major in the 17th Infantry Brigade in January 1921. The brigade was stationed in County Cork, Ireland, carrying out counter-guerilla operations during the final stages of the Irish War of Independence.
Montgomery came to the conclusion that the conflict could not be won without harsh measures, and that self-government for Ireland was the only feasible solution; in 1923, after the establishment of the Irish Free State and during the Irish Civil War, Montgomery wrote to Colonel Arthur Ernest Percival of the Essex Regiment:
In one noteworthy incident on 2 May 1922, Montgomery led a force of 60 soldiers and 4 armoured cars to the town of Macroom to search for four British officers who were missing in the area. While he had hoped the show of force would assist in finding the men, he was under strict orders not to attack the IRA. On arriving in the town square in front of Macroom Castle, he summoned the IRA commander, Charlie Browne, to parley. At the castle gates Montgomery spoke to Browne explaining what would happen should the officers not be released. Once finished, Browne responded with his own ultimatum to Montgomery to "leave town within 10 minutes". Browne then turned heels and returned to the Castle. At this point another IRA officer, Pat O'Sullivan, whistled to Montgomery drawing his attention to scores of IRA volunteers who had quietly taken up firing positions all around the square—surrounding Montgomery's forces. Realising his precarious position, Montgomery led his troops out of the town, a decision which raised hostile questions in the House of Commons but was later approved by Montgomery's own superiors. Unknown to Montgomery at this time, the four missing officers had already been executed.
In May 1923, Montgomery was posted to the 49th (West Riding) Infantry Division, a Territorial Army (TA) formation. He returned to the 1st Battalion, Royal Warwickshire Regiment in 1925 as a company commander and was promoted to major in July 1925. From January 1926 to January 1929 he served as Deputy Assistant Adjutant General at the Staff College, Camberley, in the temporary rank of lieutenant-colonel.
Marriage and family
In 1925, in his first known courtship of a woman, Montgomery, then in his late thirties, proposed to a 17-year-old girl, Betty Anderson. His approach included drawing diagrams in the sand of how he would deploy his tanks and infantry in a future war, a contingency which seemed very remote at that time. She respected his ambition and single-mindedness but declined his proposal of marriage.
In 1927, he met and married Elizabeth (Betty) Carver, née Hobart. She was the sister of the future Second World War commander Major-General Sir Percy Hobart. Betty Carver had two sons in their early teens, John and Dick, from her first marriage to Oswald Carver. Dick Carver later wrote that it had been "a very brave thing" for Montgomery to take on a widow with two children. Montgomery's son, David, was born in August 1928.
While on holiday in Burnham-on-Sea in 1937, Betty suffered an insect bite which became infected, and she died in her husband's arms from septicaemia following amputation of her leg. The loss devastated Montgomery, who was then serving as a brigadier, but he insisted on throwing himself back into his work immediately after the funeral. Montgomery's marriage had been extremely happy. Much of his correspondence with his wife was destroyed when his quarters at Portsmouth were bombed during the Second World War. After Montgomery's death, John Carver wrote that his mother had arguably done the country a favour by keeping his personal oddities—his extreme single-mindedness, and his intolerance of and suspicion of the motives of others—within reasonable bounds long enough for him to have a chance of attaining high command.
Both of Montgomery's stepsons became army officers in the 1930s (both were serving in India at the time of their mother's death), and both served in the Second World War, each eventually attaining the rank of colonel. While serving as a GSO2 with Eighth Army, Dick Carver was sent forward during the pursuit after El Alamein to help identify a new site for Eighth Army HQ. He was taken prisoner at Mersa Matruh on 7 November 1942. Montgomery wrote to his contacts in England asking that inquiries be made via the Red Cross as to where his stepson was being held, and that parcels be sent to him. Like many British POWs, the most famous being General Richard O'Connor, Dick Carver escaped in September 1943 during the brief hiatus between Italy's departure from the war and the German seizure of the country. He eventually reached British lines on 5 December 1943, to the delight of his stepfather, who sent him home to Britain to recuperate.
1930s
In January 1929 Montgomery was promoted to brevet lieutenant-colonel. That month he returned to the 1st Battalion, Royal Warwickshire Regiment again, as Commander of Headquarters Company; he went to the War Office to help write the Infantry Training Manual in mid-1929. In 1931 Montgomery was promoted to substantive lieutenant-colonel and became the Commanding officer (CO) of the 1st Battalion, Royal Warwickshire Regiment and saw service in Palestine and British India. He was promoted to colonel in June 1934 (seniority from January 1932). He attended and was then recommended to become an instructor at the Indian Army Staff College (now the Pakistan Command and Staff College) in Quetta, British India.
On completion of his tour of duty in India, Montgomery returned to Britain in June 1937 where he took command of the 9th Infantry Brigade with the temporary rank of brigadier. His wife died that year.
In 1938, he organised an amphibious combined operations landing exercise that impressed the new C-in-C of Southern Command, General Sir Archibald Percival Wavell. He was promoted to major-general on 14 October 1938 and took command of the 8th Infantry Division in the British mandate of Palestine. In Palestine, Montgomery was involved in suppressing an Arab revolt which had broken out over opposition to Jewish emigration. He returned in July 1939 to Britain, suffering a serious illness on the way, to command the 3rd (Iron) Infantry Division. Reporting the suppression of the revolt in April 1939, Montgomery wrote, "I shall be sorry to leave Palestine in many ways, as I have enjoyed the war out here".
Second World War
British Expeditionary Force
Phoney war
Britain declared war on Germany on 3 September 1939 and the 3rd Division, together with its new General Officer Commanding (GOC), was deployed to France as part of the British Expeditionary Force (BEF), commanded by General Lord Gort. Shortly after the division's arrival overseas, Montgomery faced serious trouble from his military superiors and the clergy for his frank attitude regarding the sexual health of his soldiers, but was defended from dismissal by his superior Alan Brooke, commander of II Corps, of which Montgomery's division formed a part. Montgomery had issued a circular on the prevention of venereal disease, worded in such "obscene language" that both the Church of England and Roman Catholic senior chaplains objected; Brooke told Monty that he did not want any further errors of this kind, though deciding not to get him to formally withdraw it as it would remove any "vestige of respect" left for him.
Although Montgomery's new command was a Regular Army formation, comprising the 7th (Guards), and the 8th and 9th Infantry Brigades along with supporting units, he was not impressed with its readiness for battle. As a result, while most of the rest of the BEF set about preparing defences for an expected German attack sometime in the future, Montgomery began training his 3rd Division in offensive tactics, organising several exercises, each of which lasted for several days at a time. Mostly they revolved around the division advancing towards an objective, often a river line, only to come under attack and forced to withdraw to another position, usually behind another river. These exercises usually occurred at night with only very minimal lighting being allowed. By the spring of 1940 Montgomery's division had gained a reputation of being a very agile and flexible formation. By then the Allies had agreed to Plan D, where they would advance deep into Belgium and take up positions on the River Dyle by the time the German forces attacked. Brooke, Montgomery's corps commander, was pessimistic about the plan but Montgomery, in contrast, was not concerned, believing that he and his division would perform well regardless of the circumstances, particularly in a war of movement.
Battle of France
Montgomery's training paid off when the Germans began their invasion of the Low Countries on 10 May 1940 and the 3rd Division advanced to its planned position, near the Belgian city of Louvain. Soon after arrival, the division was fired on by members of the Belgian 10th Infantry Division who mistook them for German paratroopers; Montgomery resolved the incident by approaching them and offering to place himself under Belgian command, although Montgomery himself took control when the Germans arrived. During this time he began to develop a particular habit, which he would keep throughout the war, of going to bed at 21:30 every night without fail and giving only a single order—that he was not to be disturbed—which was only very rarely disobeyed.
The 3rd Division saw little action compared to many other units and formations in the BEF but, owing to the strict training methods of Montgomery, who ensured that his division was thoroughly well-trained, disciplined and rehearsed, the division always managed to be in the right place at the right time, especially so during the retreat into France. By 27 May, when the Belgian Army on the left flank of the BEF began to disintegrate, the 3rd Division achieved something very difficult, the movement at night from the right to the left of another division and only 2,000 yards behind it. This was performed with great professionalism and occurred without any incidents and thereby filled a very vulnerable gap in the BEF's defensive line. On 29/30 May, as the 3rd Division moved into the Dunkirk bridgehead, Montgomery temporarily took over from Brooke, who received orders to return to the United Kingdom, as GOC of II Corps for the final stages of the Dunkirk evacuation.
The 3rd Division, temporarily commanded by Kenneth Anderson in Montgomery's absence, returned to Britain intact with minimal casualties. Operation Dynamo—codename for the Dunkirk evacuation—saw 330,000 Allied military personnel, including most of the BEF, to Britain, although the BEF was forced to leave behind a significant amount of equipment.
Service in the United Kingdom 1940−1942
On his return Montgomery antagonised the War Office with trenchant criticisms of the command of the BEF and was briefly relegated to divisional command of 3rd Division, which was the only fully equipped division in Britain. He was made a Companion of the Order of the Bath.
Montgomery was ordered to make ready the 3rd Division to invade the neutral Portuguese Azores. Models of the islands were prepared and detailed plans worked out for the invasion. The invasion plans did not go ahead and plans switched to invading Cape Verde island also belonging to neutral Portugal. These invasion plans also did not go ahead. Montgomery was then ordered to prepare plans for the invasion of neutral Ireland and to seize Cork, Cobh and Cork harbour. These invasion plans, like those of the Portuguese islands, also did not go ahead and in July 1940, Montgomery was appointed acting lieutenant-general and after handing over command of his division to James Gammell, he was placed in command of V Corps, responsible for the defence of Hampshire and Dorset and started a long-running feud with the new Commander-in-chief (C-in-C) of Southern Command, Lieutenant-General Claude Auchinleck.
In April 1941, he became commander of XII Corps responsible for the defence of Kent. During this period he instituted a regime of continuous training and insisted on high levels of physical fitness for both officers and other ranks. He was ruthless in sacking officers he considered unfit for command in action. Promoted to temporary lieutenant-general in July, overseeing the defence of Kent, Sussex and Surrey. In December Montgomery was given command of South-Eastern Command He renamed his command the South-Eastern Army to promote offensive spirit. During this time he further developed and rehearsed his ideas and trained his soldiers, culminating in Exercise Tiger in May 1942, a combined forces exercise involving 100,000 troops.
North Africa and Italy
Montgomery's early command
In 1942, a new field commander was required in the Middle East, where Auchinleck was fulfilling both the role of Commander-in-chief (C-in-C) of Middle East Command and commander Eighth Army. He had stabilised the Allied position at the First Battle of El Alamein, but after a visit in August 1942, the Prime Minister, Winston Churchill, replaced him as C-in-C with General Sir Harold Alexander and William Gott as commander of the Eighth Army in the Western Desert. However, after Gott was killed flying back to Cairo, Churchill was persuaded by Brooke, who by this time was Chief of the Imperial General Staff (CIGS), to appoint Montgomery, who had only just been nominated to replace Alexander, as commander of the British First Army for Operation Torch, the invasion of French North Africa.
A story, probably apocryphal but popular at the time, is that the appointment caused Montgomery to remark that "After having an easy war, things have now got much more difficult." A colleague is supposed to have told him to cheer up—at which point Montgomery said "I'm not talking about me, I'm talking about Rommel!"
Montgomery's assumption of command transformed the fighting spirit and abilities of the Eighth Army. Taking command on 13 August 1942, he immediately became a whirlwind of activity. He ordered the creation of the X Corps, which contained all armoured divisions, to fight alongside his XXX Corps, which was all infantry divisions. This arrangement differed from the German Panzer Corps: one of Rommel's Panzer Corps combined infantry, armour and artillery units under one corps commander. The only common commander for Montgomery's all-infantry and all-armour corps was the Eighth Army Commander himself. Writing post-war the English historian Correlli Barnett commented that Montgomery's solution "... was in every way opposite to Auchinleck's and in every way wrong, for it carried the existing dangerous separatism still further." Montgomery reinforced the long front line at El Alamein, something that would take two months to accomplish. He asked Alexander to send him two new British divisions (51st Highland and 44th Home Counties) that were then arriving in Egypt and were scheduled to be deployed in defence of the Nile Delta. He moved his field HQ to Burg al Arab, close to the Air Force command post in order to better coordinate combined operations.
Montgomery was determined that the army, navy and air forces should fight their battles in a unified, focused manner according to a detailed plan. He ordered immediate reinforcement of the vital heights of Alam Halfa, just behind his own lines, expecting the German commander, Erwin Rommel, to attack with the heights as his objective, something that Rommel soon did. Montgomery ordered all contingency plans for retreat to be destroyed. "I have cancelled the plan for withdrawal. If we are attacked, then there will be no retreat. If we cannot stay here alive, then we will stay here dead", he told his officers at the first meeting he held with them in the desert, though, in fact, Auchinleck had no plans to withdraw from the strong defensive position he had chosen and established at El Alamein.
Montgomery made a great effort to appear before troops as often as possible, frequently visiting various units and making himself known to the men, often arranging for cigarettes to be distributed. Although he still wore a standard British officer's cap on arrival in the desert, he briefly wore an Australian broad-brimmed hat before switching to wearing the black beret (with the badge of the Royal Tank Regiment and the British General Officer's cap badge) for which he became notable. The black beret was offered to him by Jim Fraser while the latter was driving him on an inspection tour. Both Brooke and Alexander were astonished by the transformation in atmosphere when they visited on 19 August, less than a week after Montgomery had taken command.
Alanbrooke said that Churchill was always impatient for his generals to attack at once, and he wrote that Montgomery was always "my Monty" when Montgomery was out of favour with Churchill! Eden had some late night drinks with Churchill, and Eden said at a meeting of the Chiefs of Staff the next day (29 October 1942) that the Middle East offensive was "petering out". Alanbrooke had told Churchill "fairly plainly" what he thought of Eden's ability to judge the tactical situation from a distance, and was supported at the Chiefs of Staff meeting by Smuts.
First battles with Rommel
Rommel attempted to turn the left flank of the Eighth Army at the Battle of Alam el Halfa from 31 August 1942. The German/Italian armoured corps infantry attack was stopped in very heavy fighting. Rommel's forces had to withdraw urgently lest their retreat through the British minefields be cut off. Montgomery was criticised for not counter-attacking the retreating forces immediately, but he felt strongly that his methodical build-up of British forces was not yet ready. A hasty counter-attack risked ruining his strategy for an offensive on his own terms in late October, planning for which had begun soon after he took command. He was confirmed in the permanent rank of lieutenant-general in mid-October.
The conquest of Libya was essential for airfields to support Malta and to threaten the rear of Axis forces opposing Operation Torch. Montgomery prepared meticulously for the new offensive after convincing Churchill that the time was not being wasted. (Churchill sent a telegram to Alexander on 23 September 1942 which began, "We are in your hands and of course a victorious battle makes amends for much delay.") He was determined not to fight until he thought there had been sufficient preparation for a decisive victory, and put into action his beliefs with the gathering of resources, detailed planning, the training of troops—especially in clearing minefields and fighting at night—and in the use of 252 of the latest American-built Sherman tanks, 90 M7 Priest self-propelled howitzers, and making a personal visit to every unit involved in the offensive. By the time the offensive was ready in late October, Eighth Army had 231,000 men on its ration strength.
El Alamein
The Second Battle of El Alamein began on 23 October 1942, and ended 12 days later with one of the first large-scale, decisive Allied land victories of the war. Montgomery correctly predicted both the length of the battle and the number of casualties (13,500).
Historian Correlli Barnett has pointed out that the rain also fell on the Germans, and that the weather is therefore an inadequate explanation for the failure to exploit the breakthrough, but nevertheless the Battle of El Alamein had been a great success. Over 30,000 prisoners of war were taken, including the German second-in-command, General von Thoma, as well as eight other general officers. Rommel, having been in a hospital in Germany at the start of the battle, was forced to return on 25 October 1942 after Stumme—his replacement as German commander—died of a heart attack in the early hours of the battle.
Tunisia
Montgomery was advanced to KCB and promoted to full general. He kept the initiative, applying superior strength when it suited him, forcing Rommel out of each successive defensive position. On 6 March 1943, Rommel's attack on the over-extended Eighth Army at Medenine (Operation Capri) with the largest concentration of German armour in North Africa was successfully repulsed. At the Mareth Line, 20 to 27 March, when Montgomery encountered fiercer frontal opposition than he had anticipated, he switched his major effort into an outflanking inland pincer, backed by low-flying RAF fighter-bomber support. For his role in North Africa he was awarded the Legion of Merit by the United States government in the rank of Chief Commander.
Sicily
The next major Allied attack was the Allied invasion of Sicily (Operation Husky). Montgomery considered the initial plans for the Allied invasion, which had been agreed in principle by General Dwight D. Eisenhower, the Supreme Allied Commander Allied Forces Headquarters, and General Alexander, the 15th Army Group commander, to be unworkable because of the dispersion of effort. He managed to have the plans recast to concentrate the Allied forces, having Lieutenant General George Patton's US Seventh Army land in the Gulf of Gela (on the Eighth Army's left flank, which landed around Syracuse in the south-east of Sicily) rather than near Palermo in the west and north of Sicily. Inter-Allied tensions grew as the American commanders, Patton and Omar Bradley (then commanding US II Corps under Patton), took umbrage at what they saw as Montgomery's attitudes and boastfulness. However, while they were considered three of the greatest soldiers of their time, due to their competitiveness they were renowned for "squabbling like three schoolgirls" thanks to their "bitchiness", "whining to their superiors" and "showing off".
Italy
Montgomery's Eighth Army was then majorly involved in the Allied invasion of Italy in early September 1943, becoming the first of the Allied forces to land in Western Europe. Led mainly by Lieutenant General Sir Miles Dempsey's XIII Corps on 3 September, four years since the British entrance into the war, the Eighth Army landed on the toe of Italy in Operation Baytown, encountering little enemy resistance. The Germans had made the decision to fall back and did what they could to stall the Eighth Army's advance, including blowing up bridges, laying mines, and setting up booby-traps, all of which made the Army's ability to work its way up through Italy, where the roads were in an awful condition, was very slow, for which Montgomery later received much criticism. On 9 September the British 1st Airborne Division landed at the key port of Taranto in the heel of Italy as part of Operation Slapstick, capturing the port and, like with Operation Baytown, encountering no resistance. On the same day the U.S. Fifth Army under Lieutenant General Mark W. Clark (which actually contained a large number of British troops) landed at Salerno, near Naples, as part of Operation Avalanche but soon found itself fighting for its very existence with the Germans launching several determined counterattacks to try and push the Allies back into the sea, with Montgomery's men being too far away to provide any real assistance. The situation was tense over the next few days but the two armies (both of which formed the 15th Army Group under General Alexander) finally began to meet on 16 September, by which time the crisis at Salerno was virtually over.
Clark's Fifth Army then began to advance to the west of the Apennine Mountains while Montgomery, with Lieutenant General Charles Allfrey's V Corps having arrived to reinforce Dempsey's XIII Corps, advanced to the east. The Foggia airfields soon fell to Allfrey's V Corps, but the Germans fought hard in the defence of Termoli and Biferno. Movement soon came to an almost complete halt in the early part of November when the Eighth Army came up against a new defensive line established by the Germans on the River Sangro, which was to be the scene of much bitter and heavy fighting for the next month. While some ground was gained, it was often at the expense of heavy casualties and the Germans always managed to retreat to new defensive positions.
Montgomery abhorred what he considered to be a lack of coordination, a dispersion of effort, a strategic muddle and a lack of opportunism in the Allied campaign in Italy, describing the whole affair as a "dog's breakfast".
Normandy
As a result of his dissatisfaction with Italy, he was delighted to receive the news that he was to return to Britain in January 1944. He was assigned to command the 21st Army Group consisting of all Allied ground forces participating in Operation Overlord, codename for the Allied invasion of Normandy. Overall direction was assigned to the Supreme Allied Commander of the Allied Expeditionary Forces, American General Dwight D. Eisenhower. Both Churchill and Eisenhower had found Montgomery difficult to work with in the past and wanted the position to go to the more affable General Sir Harold Alexander. However Montgomery's patron, General Sir Alan Brooke, firmly argued that Montgomery was a much superior general to Alexander and ensured his appointment. Without Brooke's support, Montgomery would have remained in Italy. At St Paul's School on 7 April and 15 May Montgomery presented his strategy for the invasion. He envisaged a ninety-day battle, with all forces reaching the Seine. The campaign would pivot on an Allied-held Caen in the east of the Normandy bridgehead, with relatively static British and Canadian armies forming a shoulder to attract and defeat German counter-attacks, relieving the US armies who would move and seize the Cotentin Peninsula and Brittany, wheeling south and then east on the right forming a pincer.
During the ten weeks of the Battle of Normandy, unfavourable autumnal weather conditions disrupted the Normandy landing areas. Montgomery's initial plan was for the Anglo-Canadian troops under his command to break out immediately from their beachheads on the Calvados coast towards Caen with the aim of taking the city on either D Day or two days later. Montgomery attempted to take Caen with the 3rd Infantry Division, 50th (Northumbrian) Infantry Division and the 3rd Canadian Division but was stopped from 6–8 June by 21st Panzer Division and 12th SS Panzer Division Hitlerjugend, who hit the advancing Anglo-Canadian troops very hard. Rommel followed up this success by ordering the 2nd Panzer Division to Caen while Field Marshal Gerd von Rundstedt asked for and received permission from Hitler to have the elite 1st Waffen SS Division Leibstandarte Adolf Hitler and 2nd Waffen SS Division Das Reich sent to Caen as well. Montgomery thus had to face what Stephen Badsey called the "most formidable" of all the German divisions in France. The 12th Waffen SS Division Hitlerjugend, as its name implies, was drawn entirely from the more fanatical elements of the Hitler Youth and commanded by the ruthless SS-Brigadeführer Kurt Meyer, aka "Panzer Meyer".
The failure to take Caen immediately has been the source of an immense historiographical dispute with bitter nationalist overtones. Broadly, there has been a "British school" which accepts Montgomery's post-war claim that he never intended to take Caen at once, and instead the Anglo-Canadian operations around Caen were a "holding operation" intended to attract the bulk of the German forces towards the Caen sector to allow the Americans to stage the "break out operation" on the left flank of the German positions, which was all part of Montgomery's "Master Plan" that he had conceived long before the Normandy campaign. By contrast, the "American school" argued that Montgomery's initial "master plan" was for the 21st Army Group to take Caen at once and move his tank divisions into the plains south of Caen, to then stage a breakout that would lead the 21st Army Group into the plains of northern France and hence into Antwerp and finally the Ruhr. Letters written by Eisenhower at the time of the battle make it clear that Eisenhower was expecting from Montgomery "the early capture of the important focal point of Caen". Later, when this plan had clearly failed, Eisenhower wrote that Montgomery had "evolved" the plan to have the US forces achieve the break-out instead.
As the campaign progressed, Montgomery altered his initial plan for the invasion and continued the strategy of attracting and holding German counter-attacks in the area north of Caen rather than to the south, to allow the U.S. First Army in the west to take Cherbourg. A memo summarising Montgomery's operations written by Eisenhower's chief of staff, General Walter Bedell Smith who met with Montgomery in late June 1944 says nothing about Montgomery conducting a "holding operation" in the Caen sector, and instead speaks of him seeking a "breakout" into the plains south of the Seine. On 12 June, Montgomery ordered the 7th Armoured Division into an attack against the Panzer Lehr Division that made good progress at first but ended when the Panzer Lehr was joined by the 2nd Panzer Division. At Villers Bocage on 14 June, the British lost twenty Cromwell tanks to five Tiger tanks led by SS Obersturmführer Michael Wittmann, in about five minutes. Despite the setback at Villers Bocage, Montgomery was still optimistic as the Allies were landing more troops and supplies than they were losing in battle, and though the German lines were holding, the Wehrmacht and Waffen SS were suffering considerable attrition. Air Marshal Sir Arthur Tedder complained that it was impossible to move fighter squadrons to France until Montgomery had captured some airfields, something he asserted that Montgomery appeared incapable of doing. The first V-1 flying bomb attacks on London, which started on 13 June, further increased the pressure on Montgomery from Whitehall to speed up his advance.
On 18 June, Montgomery ordered Bradley to take Cherbourg while the British were to take Caen by 23 June. In Operation Epsom, the British VII Corps commanded by Sir Richard O'Connor attempted to outflank Caen from the west by breaking through the dividing line between the Panzer Lehr and the 12th SS to take the strategic Hill 112. Epsom began well with O'Connor's assault force (the British 15th Scottish Division) breaking through and with the 11th Armoured Division stopping the counter-attacks of the 12th SS Division. General Friedrich Dollmann of Seventh Army had to commit the newly arrived II SS Corps to stop the British offensive. Dollmann, fearing that Epsom would be a success, committed suicide and was replaced by SS Oberstegruppenführer Paul Hausser. O'Connor, at the cost of about 4,000 men, had won a salient deep and wide but placed the Germans into an unviable long-term position. There was a strong sense of crisis in the Allied command, as the Allies had advanced only about inland, at a time when their plans called for them to have already taken Rennes, Alençon and St. Malo. After Epsom, Montgomery had to tell General Harry Crerar that the activation of the First Canadian Army would have to wait as there was only room at present, in the Caen sector, for the newly arrived XII Corps under Lieutenant-General Neil Ritchie, which caused some tension with Crerar, who was anxious to get into the field. Epsom had forced further German forces into Caen but all through June and the first half of July Rommel, Rundstedt, and Hitler were engaged in planning for a great offensive to drive the British into the sea; it was never launched and would have required the commitment of a large number of German forces to the Caen sector.
It was only after several failed attempts to break out in the Caen sector that Montgomery devised what he later called his "master plan" of having the 21st Army Group hold the bulk of the German forces, thus allowing the Americans to break out. The Canadian historians Terry Copp and Robert Vogel wrote about the dispute between the "American school" and "British school" after having suffered several setbacks in June 1944:
Hampered by stormy weather and the bocage terrain, Montgomery had to ensure that Rommel focused on the British in the east rather than the Americans in the west, who had to take the Cotentin Peninsula and Brittany before the Germans could be trapped by a general swing east. Montgomery told General Sir Miles Dempsey, the commander of Second British Army: "Go on hitting, drawing the German strength, especially some of the armour, onto yourself—so as to ease the way for Brad [Bradley]." The Germans had deployed twelve divisions, of which six were Panzer divisions, against the British while deploying eight divisions, of which three were Panzer divisions, against the Americans. By the middle of July Caen had not been taken, as Rommel continued to prioritise prevention of the break-out by British forces rather than the western territories being taken by the Americans. This was broadly as Montgomery had planned, albeit not with the same speed as he outlined at St Paul's, although as the American historian Carlo D'Este pointed out the actual situation in Normandy was "vastly different" from what was envisioned at the St. Paul's conference, as only one of four goals outlined in May had been achieved by 10 July.
On 7 July, Montgomery began Operation Charnwood with a carpet bombing offensive that turned much of the French countryside and the city of Caen into a wasteland. The British and Canadians succeeded in advancing into northern Caen before the Germans, who used the ruins to their advantage and stopped the offensive. On 10 July, Montgomery ordered Bradley to take Avranches, after which U.S. Third Army would be activated to drive towards Le Mans and Alençon. On 14 July 1944, Montgomery wrote to his patron Brooke, saying he had chosen on a "real show down on the eastern flanks, and to loose a Corps of three armoured divisions in the open country about the Caen-Falaise road ... The possibilities are immense; with seven hundred tanks loosed to the South-east of Caen, and the armoured cars operating far ahead, anything can happen." The French Resistance had launched Plan Violet in June 1944 to systematically destroy the telephone system of France, which forced the Germans to use their radios more and more to communicate, and as the code-breakers of Bletchley Park had broken many of the German codes, Montgomery had, thanks to "Ultra" intelligence, a good idea of the German situation. Montgomery thus knew German Army Group B had lost 96,400 men while receiving 5,200 replacements and the Panzer Lehr Division now based at St. Lô was down to only 40 tanks. Montgomery later wrote that he knew he had the Normandy campaign won at this point as the Germans had almost no reserves while he had three armoured divisions in reserve.
An American break-out was achieved with Operation Cobra and the encirclement of German forces in the Falaise pocket at the cost of British losses with the diversionary Operation Goodwood. On the early morning of 18 July 1944, Operation Goodwood began with British heavy bombers beginning carpet bombing attacks that further devastated what was left of Caen and the surrounding countryside. A British tank crewman from the Guards Armoured Division later recalled: "At 0500 hours a distant thunder in the air brought all the sleepy-eyed tank crews out of their blankets. 1,000 Lancasters were flying from the sea in groups of three or four at . Ahead of them the pathfinders were scattering their flares and before long the first bombs were dropping." A German tankman from the 21st Panzer Division at the receiving end of this bombardment remembered: "We saw little dots detach themselves from the planes, so many of them that the crazy thought occurred to us: are those leaflets? ... Among the thunder of the explosions, we could hear the wounded scream and the insane howling of men who had [been] driven mad." The British bombing had badly smashed the German front-line units; e.g., tanks were thrown up on the roofs of French farmhouses. Initially, the three British armoured divisions assigned to lead the offensive, the 7th, 11th and the Guards, made rapid progress and were soon approaching the Borguebus ridge, which dominated the landscape south of Caen, by noon.
If the British could take the Borguebus Ridge, the way to the plains of northern France would be wide open, and potentially Paris could be taken, which explains the ferocity with which the Germans defended the ridge. One German officer, Lieutenant Baron von Rosen, recalled that to motivate a Luftwaffe officer commanding a battery of four 88 mm guns to fight against the British tanks, he had to hold his handgun to the officer's head "and asked him whether he would like to be killed immediately or get a high decoration. He decided for the latter." The well dug-in 88 mm guns around the Borguebus Ridge began taking a toll on the British Sherman tanks, and the countryside was soon dotted with dozens of burning Shermans. One British officer reported with worry: "I see palls of smoke and tanks brewing up with flames belching forth from their turrets. I see men climbing out, on fire like torches, rolling on the ground to try and douse the flames." Despite Montgomery's orders to try to press on, fierce German counter-attacks stopped the British offensive.
The objectives of Operation Goodwood were all achieved except the complete capture of the Bourgebus Ridge, which was only partially taken. The operation was a strategic Allied success in drawing in the last German reserves in Normandy towards the Caen sector away from the American sector, greatly assisting the American breakout in Operation Cobra. By the end of Goodwood on 25 July 1944, the Canadians had finally taken Caen while the British tanks had reached the plains south of Caen, giving Montgomery the "hinge" he had been seeking, while forcing the Germans to commit the last of their reserves to stop the Anglo-Canadian offensive. "Ultra" decrypts indicated that the Germans now facing Bradley were seriously understrength, with Operation Cobra about to commence. During Operation Goodwood, the British had 400 tanks knocked out, with many recovered returning to service. The casualties were 5,500 with of ground gained. Bradley recognised Montgomery's plan to pin down German armour and allow U.S. forces to break out:
The long-running dispute over what Montgomery's "master plan" in Normandy led historians to differ greatly about the purpose of Goodwood. The British journalist Mark Urban wrote that the purpose of Goodwood was to draw German troops to their left flank to allow the American forces to break out on the right flank, arguing that Montgomery had to lie to his soldiers about the purpose of Goodwood, as the average British soldier would not have understood why they were being asked to create a diversion to allow the Americans to have the glory of staging the breakout with Operation Cobra. By contrast, the American historian Stephen Power argued that Goodwood was intended to be the "breakout" offensive and not a "holding operation", writing: "It is unrealistic to assert that an operation which called for the use of 4,500 Allied aircraft, 700 artillery pieces and over 8,000 armored vehicles and trucks and that cost the British over 5,500 casualties was conceived and executed for so limited an objective." Power noted that Goodwood and Cobra were supposed to take effect on the same day, 18 July 1944, but Cobra was cancelled owing to heavy rain in the American sector, and argued that both operations were meant to be breakout operations to trap the German armies in Normandy. American military writer Drew Middleton wrote that there is no doubt that Montgomery wanted Goodwood to provide a "shield" for Bradley, but at the same time Montgomery was clearly hoping for more than merely diverting German attention away from the American sector. British historian John Keegan pointed out that Montgomery made differing statements before Goodwood about the purpose of the operation. Keegan wrote that Montgomery engaged in what he called a "hedging of his bets" when drafting his plans for Goodwood, with a plan for a "break out if the front collapsed, if not, sound documentary evidence that all he had intended in the first place was a battle of attrition". Again Bradley confirmed Montgomery's plan and that the capture of Caen was only incidental to his mission, not critical. The American magazine LIFE quoted Bradley in 1951:
With Goodwood drawing the Wehrmacht towards the British sector, U.S. First Army enjoyed a two-to-one numerical superiority. General Omar Bradley accepted Montgomery's advice to begin the offensive by concentrating at one point instead of a "broad front" as Eisenhower would have preferred.
Operation Goodwood almost cost Montgomery his job, as Eisenhower seriously considered sacking him and only chose not to do so because to sack the popular "Monty" would have caused such a political backlash in Britain against the Americans at a critical moment in the war that the resulting strains in the Atlantic alliance were not considered worth it. Montgomery expressed his satisfaction at the results of Goodwood when calling the operation off. Eisenhower was under the impression that Goodwood was to be a break-out operation. Either there was a miscommunication between the two men or Eisenhower did not understand the strategy. Alan Brooke, chief of the British Imperial General Staff, wrote: "Ike knows nothing about strategy and is quite unsuited to the post of Supreme Commander. It is no wonder that Monty's real high ability is not always realised." Bradley fully understood Montgomery's intentions. Both men would not give away to the press the true intentions of their strategy.
Many American officers had found Montgomery a difficult man to work with, and after Goodwood, pressured Eisenhower to fire Montgomery. Although the Eisenhower–Montgomery dispute is sometimes depicted in nationalist terms as being an Anglo-American struggle, it was the British Air Marshal Arthur Tedder who was pressing Eisenhower most strongly after Goodwood to fire Montgomery. An American officer wrote in his diary that Tedder had come to see Eisenhower to "pursue his current favourite subject, the sacking of Monty". With Tedder leading the "sack Monty" campaign, it encouraged Montgomery's American enemies to press Eisenhower to fire Montgomery. Brooke was sufficiently worried about the "sack Monty" campaign to visit Montgomery at his Tactical Headquarters (TAC) in France and as he wrote in his diary; "warned [Montgomery] of a tendency in the PM [Churchill] to listen to suggestions that Monty played for safety and was not prepared to take risks". Brooke advised Montgomery to invite Churchill to Normandy, arguing that if the "sack Monty" campaign had won the Prime Minister over, then his career would be over, as having Churchill's backing would give Eisenhower the political "cover" to fire Montgomery. On 20 July, Montgomery met Eisenhower and on 21 July, Churchill, at the TAC in France. One of Montgomery's staff officers wrote afterwards that it was "common knowledge at Tac that Churchill had come to sack Monty". No notes were taken at the Eisenhower–Montgomery and Churchill–Montgomery meetings, but Montgomery was able to persuade both men not to sack him.
With the success of Cobra, which was soon followed by unleashing U.S. Third Army commanded by General George S. Patton, Eisenhower wrote to Montgomery: "Am delighted that your basic plan has begun brilliantly to unfold with Bradley's initial success." The success of Cobra was aided by Operation Spring, when the II Canadian Corps under General Guy Simonds (the only Canadian general whose skill Montgomery respected) began an offensive south of Caen that made little headway, but which the Germans regarded as the main offensive. Once Third Army arrived, Bradley was promoted to take command of the newly created 12th Army Group, consisting of U.S. First and Third Armies. Following the American breakout, there followed the Battle of Falaise Gap. British, Canadian, and Polish soldiers of 21st Army Group commanded by Montgomery advanced south, while the American and French soldiers of Bradley's 12th Army Group advanced north to encircle the German Army Group B at Falaise, as Montgomery waged what Urban called "a huge battle of annihilation" in August 1944. Montgomery began his offensive into the Suisse Normande region with Operation Bluecoat, with Sir Richard O'Connor's VIII Corps and Gerard Bucknall's XXX Corps heading south. A dissatisfied Montgomery sacked Bucknall for being insufficiently aggressive and replaced him with General Brian Horrocks. At the same time, Montgomery ordered Patton—whose Third Army was supposed to advance into Brittany—to instead capture Nantes, which was soon taken.
Hitler waited too long to order his soldiers to retreat from Normandy, leading Montgomery to write: "He [Hitler] refused to face the only sound military course. As a result the Allies caused the enemy staggering losses in men and materials." Knowing via "Ultra" that Hitler was not planning to retreat from Normandy, Montgomery, on 6 August 1944, ordered an envelopment operation against Army Group B—with the First Canadian Army under Harry Crerar to advance towards Falaise, British Second Army under Miles Dempsey to advance towards Argentan, and U.S. Third Army under George S. Patton to advance to Alençon. On 11 August, Montgomery changed his plan, with the Canadians to take Falaise and to meet the Americans at Argentan. The First Canadian Army launched two operations, Operation Totalize on 7 August, which advanced only in four days in the face of fierce German resistance, and Operation Tractable on 14 August, which finally took Falaise on 17 August. In view of the slow Canadian advance, Patton requested permission to take Falaise, but was refused by Bradley on 13 August. This prompted much controversy, many historians arguing that Bradley lacked aggression and that Montgomery should have overruled Bradley.
The so-called Falaise Gap was closed on 22 August 1944, but several American generals, most notably Patton, accused Montgomery of being insufficiently aggressive in closing it. About 60,000 German soldiers were trapped in Normandy, but before 22 August, about 20,000 Germans had escaped through the Falaise Gap. About 10,000 Germans had been killed in the Battle of the Falaise Gap, which led a stunned Eisenhower, who viewed the battlefield on 24 August, to comment with horror that it was impossible to walk without stepping on corpses. The successful conclusion of the Normandy campaign saw the beginning of the debate between the "American school" and "British school" as both American and British generals started to advance claims about who was most responsible for this victory. Brooke wrote in defence of his protégé Montgomery: "Ike knows nothing about strategy and is 'quite' unsuited to the post of Supreme Commander. It is no wonder that Monty's real high ability is not always realised. Especially so when 'national' spectacles pervert the perspective of the strategic landscape." About Montgomery's conduct of the Normandy campaign, Badsey wrote:
Replaced as Ground Forces Commander
General Eisenhower took over Ground Forces Command on 1 September, while continuing as Supreme Commander, with Montgomery continuing to command the 21st Army Group, now consisting mainly of British and Canadian units. Montgomery bitterly resented this change, although it had been agreed before the D-Day invasion. The British journalist Mark Urban writes that Montgomery seemed unable to grasp that as the majority of the 2.2 million Allied soldiers fighting against Germany on the Western Front were now American (the ratio was 3:1) that it was politically unacceptable to American public opinion to have Montgomery remain as Land Forces Commander as: "Politics would not allow him to carry on giving orders to great armies of Americans simply because, in his view, he was better than their generals."
Winston Churchill had Montgomery promoted to field marshal by way of compensation.
Advance to the Rhine
By September, ports like Cherbourg were too far away from the front line, causing the Allies great logistical problems. Antwerp was the third largest port in Europe. It was a deep water inland port connected to the North Sea via the river Scheldt. The Scheldt was wide enough and dredged deep enough to allow the passage of ocean-going ships.
On 3 September 1944 Hitler ordered Fifteenth Army, which had been stationed in the Pas de Calais region and was withdrawing north into the Low Countries, to hold the mouth of the river Scheldt to deprive the Allies of the use of Antwerp. Field Marshal Gerd von Rundstedt, the German commander of the Western Front, ordered General Gustav-Adolf von Zangen, the commander of 15th Army, that: "The attempt of the enemy to occupy the West Scheldt in order to obtain the free use of the harbor of Antwerp must be resisted to the utmost" (emphasis in the original). Rundstedt argued with Hitler that as long as the Allies could not use the port of Antwerp, the Allies would lack the logistical capacity for an invasion of Germany.
The Witte Brigade (White Brigade) of the Belgian resistance had captured the Port of Antwerp before the Germans could destroy key port facilities, and on 4 September, Antwerp was captured by Horrocks with its harbour mostly intact. The British declined to immediately advance over the Albert Canal, and an opportunity to destroy the German Fifteenth Army was lost. The Germans had mined the river Scheldt, the mouth of the Scheldt was still in German hands making it impossible for the Royal Navy to clear the mines in the river, and therefore the port of Antwerp was still useless to the Allies.
On 5 September, SHAEF's naval commander, Admiral Sir Bertram Ramsay, had urged Montgomery to make clearing the mouth of the Scheldt his number-one priority. Alone among the senior commanders, only Ramsay saw opening Antwerp as crucial. Thanks to "Ultra," Montgomery was aware of Hitler's order by 5 September.
On 9 September, Montgomery wrote to Brooke that "one good Pas de Calais port" would be sufficient to meet all the logistical needs of the 21st Army Group, but only the supply needs of the same formation. At the same time, Montgomery noted that "one good Pas de Calais port" would be insufficient for the American armies in France, which would thus force Eisenhower, if for no other reasons than logistics, to favour Montgomery's plans for an invasion of northern Germany by the 21st Army Group, whereas if Antwerp were opened up, then all of the Allied armies could be supplied.
The importance of ports closer to Germany was highlighted with the liberation of the city of Le Havre, which was assigned to John Crocker's I Corps. To take Le Havre, two infantry divisions, two tank brigades, most of the artillery of the Second British Army, the specialised armoured "gadgets" of Percy Hobart's 79th Armoured Division, the battleship and the monitor were all committed. On 10 September 1944, Bomber Command dropped 4,719 tons of bombs on Le Havre, which was the prelude to Operation Astonia, the assault on Le Havre by Crocker's men, which was taken two days later. The Canadian historian Terry Copp wrote that the commitment of this much firepower and men to take only one French city might "seem excessive", but by this point, the Allies desperately needed ports closer to the front line to sustain their advance.
In September 1944, Montgomery ordered Crerar and his First Canadian Army to take the French ports on the English Channel, namely Calais, Boulogne and Dunkirk, and to clear the Scheldt, a task that Crerar stated was impossible as he lacked enough troops to perform both operations at once. Montgomery refused Crerar's request to have British XII Corps under Neil Ritchie assigned to help clear the Scheldt as Montgomery stated he needed XII Corps for Operation Market Garden. On 6 September 1944, Montgomery told Crerar that "I want Boulogne badly" and that city should be taken no matter what the cost. On 22 September 1944, General Guy Simonds's II Canadian Corps took Boulogne, followed up by taking Calais on 1 October 1944. Montgomery was highly impatient with Simonds, complaining that it had taken Crocker's I Corps only two days to take Le Havre while it took Simonds two weeks to take Boulogne and Calais, but Simonds noted that at Le Havre, three divisions and two brigades had been employed, whereas at both Boulogne and Calais, only two brigades were sent in to take both cities. After an attempt to storm the Leopold Canal by the 4th Canadian Division had been badly smashed by the German defenders, Simonds ordered a stop to further attempts to clear the river Scheldt until his mission of capturing the French ports on the English Channel had been accomplished; this allowed the German Fifteenth Army ample time to dig into its new home on the Scheldt. The only port that was not captured by the Canadians was Dunkirk, as Montgomery ordered the 2nd Canadian Division on 15 September to hold his flank at Antwerp as a prelude for an advance up the Scheldt.
Montgomery pulled away from the First Canadian Army (temporarily commanded now by Simonds as Crerar was ill), the British 51st Highland Division, 1st Polish Division, British 49th (West Riding) Division and 2nd Canadian Armoured Brigade, and sent all of these formations to help the Second British Army to expand the Market Garden salient with Operations Constellation, Aintree, and towards the end of October Pheasant. However, Simonds seems to have regarded the Scheldt campaign as a test of his ability, and he felt he could clear the Scheldt with only three Canadian divisions, namely the 2nd, the 3rd, and the 4th, despite having to take on the entire Fifteenth Army, which held strongly fortified positions in a landscape that favoured the defence. Simonds never complained about the lack of air support (made worse by the cloudy October weather), shortages of ammunition or having insufficient troops, regarding these problems as challenges for him to overcome, rather than a cause for complaint. As it was, Simonds made only slow progress in October 1944 during the fighting in the Battle of the Scheldt, although he was praised by Copp for imaginative and aggressive leadership who managed to achieve much, despite all of the odds against him. Montgomery had little respect for the Canadian generals, whom he dismissed as mediocre, with the exception of Simonds, whom he consistently praised as Canada's only "first-rate" general in the entire war.
Admiral Ramsay, who proved to be a far more articulate and forceful champion of the Canadians than their own generals, starting on 9 October demanded of Eisenhower in a meeting that he either order Montgomery to make supporting the First Canadian Army in the Scheldt fighting his number one priority or sack him. Ramsay in very strong language argued to Eisenhower that the Allies could only invade Germany if Antwerp was opened, and that as long as the three Canadian divisions fighting in the Scheldt had shortages of ammunition and artillery shells because Montgomery made the Arnhem salient his first priority, then Antwerp would not be opened anytime soon. Even Brooke wrote in his diary: "I feel that Monty's strategy for once is at fault. Instead of carrying out the advance to Arnhem he ought to have made certain of Antwerp". On 9 October 1944, at Ramsay's urging, Eisenhower sent Montgomery a cable that emphasised the "supreme importance of Antwerp", that "the Canadian Army will not, repeat not, be able to attack until November unless immediately supplied with adequate ammunition", and warned that the Allied advance into Germany would totally stop by mid-November unless Antwerp was opened by October. Montgomery replied by accusing Ramsay of making "wild statements" unsupported by the facts, denying the Canadians were having to ration ammunition, and claimed that he would soon take the Ruhr thereby making the Scheldt campaign a sideshow. Montgomery further issued a memo entitled "Notes on Command in Western Europe" demanding that he once again be made Land Forces Commander. This led to an exasperated Eisenhower telling Montgomery that the question was not the command arrangement but rather his (Montgomery's) ability and willingness to obey orders. Eisenhower further told Montgomery to either obey orders to immediately clear the mouth of the Scheldt or be sacked.
A chastised Montgomery told Eisenhower on 15 October 1944 that he was now making clearing the Scheldt his "top priority", and the ammunition shortages in the First Canadian Army, a problem which he denied even existed five days earlier, were now over as supplying the Canadians was henceforth his first concern. Simonds, now reinforced with British troops and Royal Marines, cleared the Scheldt by taking Walcheren island, the last of the German "fortresses" on the Scheldt, on 8 November 1944. With the Scheldt in Allied hands, Royal Navy minesweepers removed the German mines in the river, and Antwerp was finally opened to shipping on 28 November 1944. Reflecting Antwerp's importance, the Germans spent the winter of 1944–45 firing V-1 flying bombs and V-2 rockets at it in an attempt to shut down the port, and the German offensive in December 1944 in the Ardennes had as its ultimate objective the capture of Antwerp. Urban wrote that Montgomery's most "serious failure" in the entire war was not the well publicised Battle of Arnhem, but rather his lack of interest in opening up Antwerp, as without it the entire Allied advance from the North Sea to the Swiss Alps stalled in the autumn of 1944 for logistical reasons.
Operation Market Garden
Montgomery was able to persuade Eisenhower to allow him to test his strategy of a single thrust to the Ruhr with Operation Market Garden in September 1944. The offensive was strategically bold. Following the Allied breakout from Normandy, the Supreme Allied Commander of the Allied armies on the Western Front, General Dwight D. Eisenhower, favored pursuing the German armies northwards and eastwards to the Rhine on a broad front. Eisenhower relied on speed, which in turn depended on logistics, which were "stretched to the limit". Supreme Headquarters Allied Expeditionary Force (SHAEF) did provide Montgomery with additional resources, principally additional locomotives and rolling stock, and priority for air supply. Eisenhower's decision to launch Market Garden was influenced by his desire to keep the retreating Germans under pressure, and by the pressure from the United States to use the First Allied Airborne Army as soon as possible.
Montgomery's plan for Operation Market Garden (17–25 September 1944) was to outflank the Siegfried Line and cross the Rhine, setting the stage for later offensives into the Ruhr region. The 21st Army Group would attack north from Belgium, through the Netherlands, across the Rhine and consolidate north of Arnhem on the far side of the Rhine. The risky plan required three Airborne Divisions to capture numerous intact bridges along a single-lane road, on which an entire Corps had to attack and use as its main supply route. The offensive failed to achieve its objectives.
Both Churchill and Montgomery claimed that the operation was nearly or 90% successful, although in Montgomery's equivocal acceptance of responsibility he blames lack of support, and also refers to the Battle of the Scheldt which was undertaken by Canadian troops not involved in Market Garden. Montgomery later said:
In the aftermath of Market Garden, Montgomery made holding the Arnhem salient his first priority, arguing that the Second British Army might still be able to break through and reach the wide open plains of northern Germany, and that he might be able to take the Ruhr by the end of October. The Germans under Field Marshal Walther Model in early October attempted to retake the Nijmegen salient but were beaten back. In the meantime, the First Canadian Army finally achieved the task of clearing the mouth of the river Scheldt, despite the fact that in the words of Copp and Vogel "... that Montgomery's Directive required the Canadians to continue to fight alone for almost two weeks in a battle which everyone agreed could only be won with the aid of additional divisions".
Battle of the Bulge
On 16 December 1944, at the start of the Battle of the Bulge, Montgomery's 21st Army Group was on the northern flank of the allied lines. Omar Bradley's US 12th Army Group was to Montgomery's south, with William Simpson's U.S. Ninth Army adjacent to 21st Army Group, Courtney Hodges' U.S. First Army, holding the Ardennes and George S. Patton's U.S. Third Army further south.
SHAEF believed the Wehrmacht was no longer capable of launching a major offensive, and that no offensive could be launched through such rugged terrain as the Ardennes Forest. Because of this, the area was held by refitting and newly arrived American formations. The Wehrmacht planned to exploit this by making a surprise attack through the Ardennes Forest whilst bad weather grounded Allied air power, splitting the Allied Armies in two. They would then turn north to recapture the port of Antwerp. If the attack were to succeed in capturing Antwerp, the whole of 21st Army Group, along with U.S. Ninth Army and most of U.S. First Army would be trapped without supplies behind German lines.
The attack initially advanced rapidly, splitting U.S. 12th Army Group in two, with all of U.S. Ninth Army and the bulk of U.S. First Army on the northern shoulder of the German 'bulge'. The 12th Army Group commander, Bradley, was located in Luxembourg, south of the bulge, making command of the U.S. forces north of the bulge problematic. As Montgomery was the nearest army group commander on the ground, on 20 December, Dwight D. Eisenhower temporarily transferred command of U.S. Ninth Army and U.S. First Army to Montgomery's 21st Army Group. Bradley was "concerned because it might discredit the American command" but that it might mean Montgomery would commit more of his reserves to the battle. In practice the change led to "great resentment on the part of many Americans, particularly at Headquarters, 12th Army Group, and Third Army".
With the British and American forces under Montgomery's command holding the northern flank of the German assault, General Patton's Third Army, which was to the south, turned north and fought its way through the severe weather and German opposition to relieve the besieged American forces in Bastogne. Four days after Montgomery took command of the northern flank, the bad weather cleared and the USAAF and RAF resumed operations, inflicting heavy casualties on German troops and vehicles. Six days after Montgomery took command of the northern flank, General Patton's Third Army relieved the besieged American forces in Bastogne. Unable to advance further, and running out of fuel, the Wehrmacht abandoned the offensive.
Morelock states that Montgomery was preoccupied with leading a "single thrust offensive" to Berlin as the overall commander of Allied ground forces, and that he accordingly treated the Ardennes counteroffensive "as a sideshow, to be finished with the least possible effort and expenditure of resources."
Montgomery subsequently wrote of his actions:
After the war Hasso von Manteuffel, who commanded the 5th Panzer Army in the Ardennes, was imprisoned awaiting trial for war crimes. During this period he was interviewed by B. H. Liddell Hart, a British author who has since been accused of putting words in the mouths of German generals, and attempting to "rewrite the historical record". After conducting several interviews via an interpreter, Liddell Hart in a subsequent book attributed to Manteuffel the following statement about Montgomery's contribution to the battle in the Ardennes:
However, American historian Stephen Ambrose, writing in 1997, maintained that "Putting Monty in command of the northern flank had no effect on the battle". Ambrose wrote that: "Far from directing the victory, Montgomery had gotten in everyone's way, and had botched the counter-attack." General Omar Bradley blamed Montgomery's "stagnating conservatism" for his failure to counter-attack when ordered to do so by Eisenhower.
Command of U.S. First Army reverted to 12th Army Group on 17 January 1945, whilst command of U.S. Ninth Army remained with 21st Army Group for the coming operations to cross the Rhine.
Crossing the Rhine
In February 1945, Montgomery's 21st Army Group advanced to the Rhine in Operation Veritable and Operation Grenade. It crossed the Rhine on 24 March 1945, in Operation Plunder, which took place two weeks after U.S. First Army had crossed the Rhine after capturing the Ludendorff Bridge during the Battle of Remagen.
21st Army Group's river crossing was followed by the encirclement of the Ruhr Pocket. During this battle, U.S. Ninth Army, which had remained part of 21st Army Group after the Battle of the Bulge, formed the northern arm of the envelopment of German Army Group B, with U.S. First Army forming the southern arm. The two armies linked up on 1 April 1945, encircling 370,000 German troops, and on 4 April 1945, Ninth Army reverted to Omar Bradley's 12th Army Group.
By the war's end, the remaining formations of 21st Army group, First Canadian Army and British Second Army, had liberated the northern part of the Netherlands and captured much of north-west Germany, occupied Hamburg and Rostock and sealed off the Danish peninsula.
On 4 May 1945, on Lüneburg Heath, Montgomery accepted the surrender of German forces in north-west Germany, Denmark and the Netherlands.
Casualty conservation policy
The British high command were not only concerned with winning the war and defeating Germany, but also with ensuring that it retained sufficient influence in the post-war world to govern global policy. Suffering heavy losses in Normandy would diminish British leadership and prestige within its empire and on post-war Europe in particular. Many of Montgomery's clashes with Eisenhower were based on his determination to pursue the war "on lines most suitable to Britain".
The fewer the number of combat-experienced divisions the British had left at the end of the war, the smaller Britain's influence in Europe was likely to be, compared to the emerging superpowers of the United States and the Soviet Union. Montgomery was thus caught in a dilemma—the British Army needed to be seen to be pulling at least half the weight in the liberation of Europe, but without incurring the heavy casualties that such a role would inevitably produce. 21st Army Group scarcely possessed sufficient forces to achieve such a military prominence, and the remaining divisions had to be expended sparingly.
Britain, in 1944, did not possess the manpower to rebuild shattered divisions and it was imperative for Montgomery to protect the viability of the British army so that Britain could still play an important part in the final victory. It was reported to the War Office that "Montgomery has to be very careful of what he does on his eastern flank because on that flank is the only British Army there is left in this part of the world". The context of British casualties and the shortage of reinforcements, prompted Montgomery to "excessive caution". Dempsey wrote on 13 June, that Caen could only be taken by a "set piece assault and we did not have the men or the ammunition for that at the time".
Montgomery's solution to the dilemma was to attempt to remain Commander of All Land Forces until the end of the war, so that any victory attained on the Western front—although achieved primarily by American formations—would accrue in part to him and thus to Britain. He would also be able to ensure that British units were spared some of the high-attrition actions, but would be most prominent when the final blows were struck. When that strategy failed, he persuaded Eisenhower to occasionally put some American formations under the control of the 21st Army Group, so as to bolster his resources while still maintaining the outward appearance of successful British effort.
Montgomery initially remained prepared to push Second (British) Army hard to capture the vital strategic town of Caen, and consequently incur heavy losses. In the original Overlord plan, Montgomery was determined to push past Caen to Falaise as quickly as possible. However, after the heavy casualties incurred in capturing Caen, he changed his mind.
Personality
Montgomery was notorious for his lack of tact and diplomacy. Even his "patron", the Chief of the Imperial General Staff, General Sir Alan Brooke, frequently mentions it in his war diaries: "he is liable to commit untold errors in lack of tact" and "I had to haul him over the coals for his usual lack of tact and egotistical outlook which prevented him from appreciating other people's feelings".
One incident that illustrated this occurred during the North African campaign when Montgomery bet Walter Bedell Smith that he could capture Sfax by the middle of April 1943. Smith jokingly replied that if Montgomery could do it he would give him a Flying Fortress complete with crew. Smith promptly forgot all about it, but Montgomery did not, and when Sfax was taken on 10 April he sent a message to Smith "claiming his winnings". Smith tried to laugh it off, but Montgomery was having none of it and insisted on his aircraft. It got as high as Eisenhower who, with his renowned skill in diplomacy, ensured Montgomery did get his Flying Fortress, though at a great cost in ill feeling. Even Brooke thought it crass stupidity.
Antony Beevor, in discussing Montgomery's counterproductive lack of tact in the final months of the war, described him as "insufferable". Beevor says that in January 1945 Montgomery had tried to claim far too much credit for the British (and for himself) in defeating the German counter-attack in the Ardennes in December 1944. This "crass and unpleasant blunder" helped make it impossible for Churchill and Field Marshal Alan Brooke to persuade Eisenhower of the need for an immediate thrust—to be led by Montgomery—through Germany to Berlin. Eisenhower did not accept the viability of the "dagger thrust" approach, it had already been agreed that Berlin would fall into the future Soviet occupation zone, and he was not willing to accept heavy casualties for no gain, so Eisenhower disregarded the British suggestions and continued with his conservative broad front strategy, and the Red Army reached Berlin well ahead of the Western Allies.
In August 1945, while Brooke, Sir Andrew Cunningham and Sir Charles Portal were discussing their possible successors as "Chiefs of Staff", they concluded that Montgomery would be very efficient as CIGS from the Army's point of view but that he was also very unpopular with a large proportion of the Army. Despite this, Cunningham and Portal were strongly in favour of Montgomery succeeding Brooke after his retirement. Prime Minister Winston Churchill, by all accounts a faithful friend, is quoted as saying of Montgomery, "In defeat, unbeatable; in victory, unbearable."
Montgomery suffered from "an overbearing conceit and an uncontrollable urge for self-promotion." General Hastings Ismay, who was at the time Winston Churchill's chief staff officer and trusted military adviser, once stated of Montgomery: "I have come to the conclusion that his love of publicity is a disease, like alcoholism or taking drugs, and that it sends him equally mad."
Later life
Post-war military career
After the war, Montgomery became the Commander-in-chief (C-in-C) of the British Army of the Rhine (BAOR), the name given to the British Occupation Forces, and was the British member of the Allied Control Council.
Chief of the Imperial General Staff
Montgomery was Chief of the Imperial General Staff (CIGS) from 1946 to 1948, succeeding Alan Brooke.
As CIGS, Montgomery toured Africa in 1947 and in a secret 1948 report to Prime Minister Clement Attlee's government proposed a "master plan" to amalgamate British Africa territories and to exploit the raw materials of Africa, thereby counteracting the loss of British influence in Asia.
However, Montgomery was barely on speaking terms with his fellow service chiefs, sending his deputy Kenneth Crawford to attend their meetings and he clashed particularly with Sir Arthur Tedder, who was by now Chief of the Air Staff (CAS).
When Montgomery's term of office expired, Prime Minister Attlee appointed Sir William Slim from retirement with the rank of field marshal as his successor. When Montgomery protested that he had told his protégé, General Sir John Crocker, former commander of I Corps in the 1944–45 North-West Europe Campaign, that the job was to be his, Attlee is said to have retorted "Untell him".
Western Union Defence Organization
Montgomery was then appointed Chairman of the Western Union Defence Organization's C-in-C committee. Volume 3 of Nigel Hamilton's Life of Montgomery of Alamein gives an account of the bickering between Montgomery and his land forces chief, French General Jean de Lattre de Tassigny, which created splits through the Union headquarters.
NATO
On the creation of the North Atlantic Treaty Organisation's Supreme Headquarters Allied Powers Europe in 1951, Montgomery became Eisenhower's deputy. He would continue to serve under Eisenhower's successors, Generals Matthew Ridgway and Al Gruenther, until his retirement, aged nearly 71, in 1958.
Personal
Montgomery was created 1st Viscount Montgomery of Alamein in 1946.
Montgomery's mother, Maude Montgomery, died at New Park in Moville in Inishowen in 1949. She was buried alongside her husband in the kirkyard behind St Columb's Church, the small Church of Ireland church beside New Park, overlooking Lough Foyle. Montgomery did not attend the funeral, claiming he was "too busy".
Montgomery was an Honorary Member of the Winkle Club, a charity in Hastings, East Sussex, and introduced Winston Churchill to the club in 1955.
He was chairman of the governing body of St. John's School in Leatherhead, Surrey, from 1951 to 1966, and a generous supporter.
He was also President of Portsmouth Football Club between 1944 and 1961.
In the mid-1950s, the Illustrated London News published sets of photographs taken by Montgomery while flying over the Swiss Alps. In February 1957, views of Mount Toedi taken with a Rolleiflex camera were reproduced.
Opinions
Memoirs
Montgomery's memoirs (1958) criticised many of his wartime comrades in harsh terms, including Eisenhower. He was threatened with legal action by Field Marshal Auchinleck for suggesting that Auchinleck had intended to retreat from the Alamein position if attacked again, and had to give a radio broadcast (20 November 1958) expressing his gratitude to Auchinleck for having stabilised the front at the First Battle of Alamein.
The 1960 paperback edition of Montgomery's memoirs contains a publisher's note drawing attention to that broadcast, and stating that although the reader might assume from Montgomery's text that Auchinleck had been planning to retreat "into the Nile Delta or beyond" in the publisher's view it had been Auchinleck's intention to launch an offensive as soon as the Eighth Army was "rested and regrouped". Montgomery was stripped of his honorary citizenship of Montgomery, Alabama, and was challenged to a duel by an Italian lawyer.
Montgomery mentioned to the American journalist John Gunther in April 1944 that (like Alanbrooke) he kept a secret diary. Gunther remarked that it would surely be an essential source for historians. When Montgomery asked whether it would be worth money one day, Gunther suggested "at least $100,000." This was converted into pounds sterling, and he is supposed to have grinned and said "Well, I guess I won't die in the poor house after all."
Military opinions
Montgomery twice met Israeli general Moshe Dayan. After an initial meeting in the early 1950s, Montgomery met Dayan again in the 1960s to discuss the Vietnam War, which Dayan was studying. Montgomery was harshly critical of US strategy in Vietnam, which involved deploying large numbers of combat troops, aggressive bombing attacks, and uprooting entire village populations and forcing them into strategic hamlets. Montgomery said that the Americans' most important problem was that they had no clear-cut objective, and allowed local commanders to set military policy. At the end of their meeting, Montgomery asked Dayan to tell the Americans, in his name, that they were "insane".
During a visit to the Alamein battlefields in May 1967, he bluntly told high-ranking Egyptian Army officers that they would lose any war with Israel, a warning that was shown to be justified only a few weeks later in the Six-Day War.
Social opinions
In retirement, Montgomery publicly supported apartheid after a visit to South Africa in 1962, and after a visit to China declared himself impressed by the Chinese leadership led by Chairman Mao Tse-tung. He spoke out against the legalisation of homosexuality in the United Kingdom, arguing that the Sexual Offences Act 1967 was a "charter for buggery" and that "this sort of thing may be tolerated by the French, but we're British—thank God".
Montgomery was a teetotaller, a vegetarian, and a Christian.
Death
Montgomery died from unspecified causes in 1976 at his home Isington Mill in Isington, Hampshire, aged 88. After a funeral at St George's Chapel, Windsor, his body was buried in Holy Cross churchyard, in Binsted, Hampshire. He was survived by his son and only child David Montgomery, 2nd Viscount Montgomery of Alamein (1928–2020), as well as two grandchildren. His wife Betty Carver died in 1937.
His Garter banner, which had hung in St. George's Chapel in Windsor during his lifetime, is now on display in St Mary's, Warwick.
Legacy
Montgomery's portrait by Frank O. Salisbury (1945) hangs in the National Portrait Gallery.
A statue of Montgomery by Oscar Nemon stands outside the Ministry of Defence in Whitehall, alongside those of Field Marshal Lord Slim and Field Marshal Lord Alanbrooke.
Montgomery gave his name to the French commune Colleville-Montgomery in Normandy.
The Imperial War Museum holds a variety of material relating to Montgomery in its collections. These include Montgomery's Grant command tank (on display in the atrium at the Museum's London branch), his command caravans as used in North West Europe (on display at IWM Duxford), and his papers are held by the Museum's Department of Documents. The Museum maintains a permanent exhibition about Montgomery, entitled Monty: Master of the Battlefield.
The World Champion Field Marshal Montgomery Pipe Band from Northern Ireland is named after him.
Montgomery's Rolls-Royce staff car is on display at the Royal Logistic Corps Museum, Deepcut, Surrey.
The Montgomery cocktail is a martini mixed at a ratio of 15 parts gin to 1 part vermouth, and popular with Ernest Hemingway at Harry's Bar in Venice. The drink was facetiously named for Montgomery's supposed refusal to go into battle unless his numerical advantage was at least fifteen to one, and it appeared in Hemingway's 1950 novel Across the River and into the Trees. Ironically, following severe internal injuries received in the First World War, Montgomery himself could neither smoke nor drink.
Honours and awards
Viscountcy as Montgomery of Alamein (UK, January 1946)
Knight of the Most Noble Order of the Garter (UK, 1946)
Knight Grand Cross of the Most Honourable Order of the Bath (UK, 1945) KCB – 11 November 1942, CB – 11 July 1940
Companion of the Distinguished Service Order (UK, 1914)
Mentioned in Despatches (UK, 17 February 1915, 4 January 1917, 11 December 1917, 20 May 1918, 20 December 1918, 5 July 1919, 15 July 1939, 24 June 1943, 13 January 1944)
Croix de Guerre 1914-1918 (France, 1919)
Grand Cross of the Légion d'honneur (France, May 1945)
Médaille militaire (France, 9 September 1958)
Distinguished Service Medal (US, 1947)
Chief Commander of the Legion of Merit (US, 10 August 1943)
Member of the Order of Victory (USSR, 21 June 1945)
Knight of the Order of the Elephant (Denmark, 2 August 1945)
Grand Commander of the Order of George I (Greece, 20 June 1944)
Silver Cross (V Class) of the Virtuti Militari (Poland, 31 October 1944)
Grand Cross of the Military Order of the White Lion (Czechoslovakia, 1947)
Grand Cordon of the Seal of Solomon (Ethiopia, 1949)
Grand Officer with Palm of the Order of Leopold II (Belgium, 1947)
Croix de Guerre 1940 with Palm (Belgium)
Grand Cross of the Order of the Netherlands Lion (Netherlands, 16 January 1947)
Grand Cross of the Royal Norwegian Order of St. Olav (Norway) (1951)
See also
Afrika Korps
M. E. Clifton James (Montgomery's double during the World War II)
Tex Banwell (another double)
Irish military diaspora
Panzer Army Africa
I Was Monty's Double, 1958 film adapted from the autobiography of M. E. Clifton James
References
Explanatory notes
Citations
Bibliography
Primary sources
External links
British Army Officers 1939–1945
Generals of World War II
Montgomery and Anglo Polish relations during WWII
Biography of Montgomery, Jewish Virtual Library website. Retrieved 10 April 2014.
Profile, desertwar.net. Retrieved 10 April 2014.
Viscount Montgomery of Alamein interview on BBC Radio 4 Desert Island Discs, 20 December 1969
1887 births
1976 deaths
People of Anglo-Irish descent
British expatriates in India
British expatriates in France
British Army personnel of World War I
British field marshals of World War II
British military personnel of the 1936–1939 Arab revolt in Palestine
British military personnel of the Irish War of Independence
British military personnel of the Palestine Emergency
Burials in Hampshire
Chief Commanders of the Legion of Merit
Chiefs of the Imperial General Staff
Companions of the Distinguished Service Order
Cultural depictions of Bernard Montgomery
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Pakistan Command and Staff College alumni |
3875 | https://en.wikipedia.org/wiki/Benjamin%20Disraeli | Benjamin Disraeli | Benjamin Disraeli, 1st Earl of Beaconsfield, (21 December 1804 – 19 April 1881) was a British statesman, Conservative politician and writer who twice served as Prime Minister of the United Kingdom. He played a central role in the creation of the modern Conservative Party, defining its policies and its broad outreach. Disraeli is remembered for his influential voice in world affairs, his political battles with the Liberal Party leader William Ewart Gladstone, and his one-nation conservatism or "Tory democracy". He made the Conservatives the party most identified with the British Empire and military action to expand it, both of which were popular among British voters. He is the only British prime minister to have been born Jewish. He was also a novelist, publishing works of fiction even as prime minister.
Disraeli was born in Bloomsbury, then a part of Middlesex. His father left Judaism after a dispute at his synagogue; Benjamin became an Anglican at the age of 12. After several unsuccessful attempts, Disraeli entered the House of Commons in 1837. In 1846 the prime minister at the time, Sir Robert Peel, split the party over his proposal to repeal the Corn Laws, which involved ending the tariff on imported grain. Disraeli clashed with Peel in the House of Commons, becoming a major figure in the party. When Lord Derby, the party leader, thrice formed governments in the 1850s and 1860s, Disraeli served as Chancellor of the Exchequer and Leader of the House of Commons.
Upon Derby's retirement in 1868, Disraeli became prime minister briefly before losing that year's general election. He returned to the Opposition before leading the party to winning a majority in the 1874 general election. He maintained a close friendship with Queen Victoria who, in 1876, elevated him to the peerage, as Earl of Beaconsfield. Disraeli's second term was dominated by the Eastern Question—the slow decay of the Ottoman Empire and the desire of other European powers, such as Russia, to gain at its expense. Disraeli arranged for the British to purchase a major interest in the Suez Canal Company in Egypt. In 1878, faced with Russian victories against the Ottomans, he worked at the Congress of Berlin to obtain peace in the Balkans at terms favourable to Britain and unfavourable to Russia, its longstanding enemy. This diplomatic victory over Russia established Disraeli as one of Europe's leading statesmen.
World events thereafter moved against the Conservatives. Controversial wars in Afghanistan and South Africa undermined his public support. He angered British farmers by refusing to reinstitute the Corn Laws in response to poor harvests and cheap imported grain. With Gladstone conducting a massive speaking campaign, the Liberals defeated Disraeli's Conservatives at the 1880 general election. In his final months, Disraeli led the Conservatives in Opposition.
Disraeli wrote novels throughout his career, beginning in 1826, and published his last completed novel, Endymion, shortly before he died at the age of 76.
Early life
Childhood
Disraeli was born on 21 December 1804 at 6 King's Road, Bedford Row, Bloomsbury, London, the second child and eldest son of Isaac D'Israeli, a literary critic and historian, and Maria (Miriam), née Basevi. The family was mostly from Italy, of Sephardic Jewish mercantile background. He also had some Ashkenazi Jewish ancestors. He later romanticised his origins, claiming his father's family was of grand Iberian and Venetian descent; in fact, Isaac's family was of no great distinction, but on Disraeli's mother's side, in which he took no interest, there were some distinguished forebears, including Isaac Cardoso, as well as members of distinguished families such as the Goldsmids, the Mocattas and the Montefiores. Historians differ on Disraeli's motives for rewriting his family history: Bernard Glassman argues that it was intended to give him status comparable to that of England's ruling elite; Sarah Bradford believes "his dislike of the commonplace would not allow him to accept the facts of his birth as being as middle-class and undramatic as they really were".
Disraeli's siblings were Sarah (1802–1859), Naphtali (born and died 1807), Ralph (1809–1898) and James ("Jem") (1813–1868). He was close to his sister and on affectionate but more distant terms with his surviving brothers. Details of his schooling are sketchy. From the age of about six he was a day boy at a dame school in Islington, which one of his biographers later described as "for those days a very high-class establishment". Two years later or so—the exact date has not been ascertained—he was sent as a boarder to Rev John Potticary's school at Blackheath. While he was there events at the family home changed the course of Disraeli's education and of his whole life. Following a quarrel in 1813 with the synagogue of Bevis Marks, his father renounced Judaism and had the four children baptised into the Church of England in July and August 1817.
Isaac D'Israeli had never taken religion very seriously but had remained a conforming member of the Bevis Marks Synagogue. His father, the elder Benjamin, was a prominent and devout member; it was probably out of respect for him that Isaac did not leave when he fell out with the synagogue authorities in 1813. After Benjamin senior died in 1816, Isaac felt free to leave the congregation following a second dispute. Isaac's friend Sharon Turner, a solicitor, convinced him that although he could comfortably remain unattached to any formal religion it would be disadvantageous to the children if they did so. Turner stood as godfather when Benjamin was baptised, aged twelve, on 31 July 1817.
Conversion to Christianity enabled Disraeli to contemplate a career in politics. There had been Members of Parliament (MPs) from Jewish families since Sampson Gideon in 1770. However, until the Jews Relief Act of 1858, MPs were required to take the oath of allegiance "on the true faith of a Christian", necessitating at least nominal conversion. It is not known whether Disraeli formed any ambition for a parliamentary career at the time of his baptism, but there is no doubt that he bitterly regretted his parents' decision not to send him to Winchester College. As one of the great public schools of England, Winchester consistently provided recruits to the political elite. His two younger brothers were sent there, and it is not clear why Isaac D'Israeli chose to send his eldest son to a much less prestigious school. The boy evidently held his mother responsible for the decision; Bradford speculates that "Benjamin's delicate health and his obviously Jewish appearance may have had something to do with it." The school chosen for him was run by Eliezer Cogan at Higham Hill in Walthamstow. He began there in the autumn term of 1817; he later recalled his education:
1820s
In November 1821, shortly before his seventeenth birthday, Disraeli was articled as a clerk to a firm of solicitors—Swain, Stevens, Maples, Pearse and Hunt—in the City of London. T F Maples was not only the young Disraeli's employer and a friend of his father's, but also his prospective father-in-law: Isaac and Maples entertained the possibility that the latter's only daughter might be a suitable match for Benjamin. A friendship developed, but there was no romance. The firm had a large and profitable business, and as the biographer R W Davis observes, the clerkship was "the kind of secure, respectable position that many fathers dream of for their children". Although biographers including Robert Blake and Bradford comment that such a post was incompatible with Disraeli's romantic and ambitious nature, he reportedly gave his employers satisfactory service, and later professed to have learnt a good deal from his time with the firm. He recalled, "I had some scruples, for even then I dreamed of Parliament. My father's refrain always was 'Philip Carteret Webb', who was the most eminent solicitor of his boyhood and who was an MP. It would be a mistake to suppose that the two years and more that I was in the office of our friend were wasted. I have often thought, though I have often regretted the University, that it was much the reverse."
The year after joining Maples' firm, Benjamin changed his surname from D'Israeli to Disraeli. His reasons for doing so are unknown, but the biographer Bernard Glassman surmises that it was to avoid being confused with his father. Disraeli's sister and brothers adopted the new version of the name; Isaac and his wife retained the older form.
Disraeli toured Belgium and the Rhine Valley with his father in the summer of 1824; he later wrote that it was while travelling on the Rhine that he decided to abandon his position: "I determined when descending those magical waters that I would not be a lawyer." On their return to England he left the solicitors, at the suggestion of Maples, with the aim of qualifying as a barrister. He enrolled as a student at Lincoln's Inn and joined the chambers of his uncle, Nathaniel Basevy, and then those of Benjamin Austen, who persuaded Isaac that Disraeli would never make a barrister and should be allowed to pursue a literary career. He had made a tentative start: in May 1824 he submitted a manuscript to his father's friend, the publisher John Murray, but withdrew it before Murray could decide whether to publish it. Released from the law, Disraeli did some work for Murray, but turned most of his attention not to literature but to speculative dealing on the stock exchange.
There was at the time a boom in shares in South American mining companies. Spain was losing its South American colonies in the face of rebellions. At the urging of George Canning the British government recognised the new independent governments of Argentina (1824), Colombia and Mexico (both 1825). With no money of his own, Disraeli borrowed money to invest. He became involved with the financier J. D. Powles, who was prominent among those encouraging the mining boom. In the course of 1825, Disraeli wrote three anonymous pamphlets for Powles, promoting the companies. The pamphlets were published by John Murray, who invested heavily in the boom.
For some time, Murray had ambitions to establish a new morning paper to compete with The Times. In 1825 Disraeli convinced him that he should proceed. The new paper, The Representative, promoted the mines and those politicians who supported them, particularly Canning. Disraeli impressed Murray with his energy and commitment to the project, but he failed in his key task of persuading the eminent writer John Gibson Lockhart to edit the paper. After that, Disraeli's influence on Murray waned, and to his resentment he was sidelined in the affairs of The Representative. The paper survived only six months, partly because the mining bubble burst in late 1825, and partly because, according to Blake, the paper was "atrociously edited", and would have failed regardless.
The bursting of the mining bubble was ruinous for Disraeli. By June 1825 he and his business partners had lost £7,000. Disraeli could not pay off the last of his debts from this debacle until 1849. He turned to writing, motivated partly by his desperate need for money, and partly by a wish for revenge on Murray and others by whom he felt slighted. There was a vogue for what was called "silver-fork fiction"—novels depicting aristocratic life, usually by anonymous authors, read avidly by the aspirational middle classes. Disraeli's first novel, Vivian Grey, published anonymously in four volumes in 1826–27, was a thinly veiled re-telling of the affair of The Representative. It sold well, but caused much offence in influential circles when the authorship was discovered. Disraeli, then just 23 years old, did not move in high society, as the numerous solecisms in his book made obvious. Reviewers were sharply critical on these grounds of both the author and the book. Furthermore, Murray and Lockhart, men of great influence in literary circles, believed that Disraeli had caricatured them and abused their confidence—an accusation denied by the author but repeated by many of his biographers. In later editions Disraeli made many changes, softening his satire, but the damage to his reputation proved long-lasting.
Disraeli's biographer Jonathan Parry writes that the financial failure and personal criticism that Disraeli suffered in 1825 and 1826 were probably the trigger for a serious nervous crisis affecting him over the next four years: "He had always been moody, sensitive, and solitary by nature, but now became seriously depressed and lethargic." He was still living with his parents in London, but in search of the "change of air" recommended by the family's doctors, Isaac took a succession of houses in the country and on the coast, before Disraeli sought wider horizons.
1830–1837
Together with his sister's fiancé, William Meredith, Disraeli travelled widely in southern Europe and beyond in 1830–31. The trip was financed partly by another high society novel, The Young Duke, written in 1829–30. The tour was cut short suddenly by Meredith's death from smallpox in Cairo in July 1831. Despite this tragedy, and the need for treatment for a sexually transmitted disease on his return, Disraeli felt enriched by his experiences. He became, in Parry's words, "aware of values that seemed denied to his insular countrymen. The journey encouraged his self-consciousness, his moral relativism, and his interest in Eastern racial and religious attitudes." Blake regards the tour as one of the formative experiences of Disraeli's whole career: "[T]he impressions that it made on him were life-lasting. They conditioned his attitude toward some of the most important political problems which faced him in his later years—especially the Eastern Question; they also coloured many of his novels."
Disraeli wrote two novels in the aftermath of the tour. Contarini Fleming (1832) was avowedly a self-portrait. It is subtitled "a psychological autobiography" and depicts the conflicting elements of its hero's character: the duality of northern and Mediterranean ancestry, the dreaming artist and the bold man of action. As Parry observes, the book ends on a political note, setting out Europe's progress "from feudal to federal principles". The Wondrous Tale of Alroy the following year portrayed the problems of a medieval Jew in deciding between a small, exclusively Jewish state and a large empire embracing all.
After the two novels were published, Disraeli declared that he would "write no more about myself". He had already turned his attention to politics in 1832, during the great crisis over the Reform Bill. He contributed to an anti-Whig pamphlet edited by John Wilson Croker and published by Murray entitled England and France: or a cure for Ministerial Gallomania. The choice of a Tory publication was regarded as strange by Disraeli's friends and relatives, who thought him more of a Radical. Indeed, he had objected to Murray about Croker's inserting "high Tory" sentiment: Disraeli remarked, "it is quite impossible that anything adverse to the general measure of Reform can issue from my pen." Moreover, at the time Gallomania was published, Disraeli was electioneering in High Wycombe in the Radical interest.
Disraeli's politics at the time were influenced both by his rebellious streak and by his desire to make his mark. At that time, the politics of the nation were dominated by members of the aristocracy, together with a few powerful commoners. The Whigs derived from the coalition of Lords who had forced through the Bill of Rights in 1689 and in some cases were their actual descendants, not merely spiritual. The Tories tended to support King and Church and sought to thwart political change. A small number of Radicals, generally from northern constituencies, were the strongest advocates of continuing reform. In the early-1830s the Tories and the interests they represented appeared to be a lost cause. The other great party, the Whigs, were anathema to Disraeli: "Toryism is worn out & I cannot condescend to be a Whig." There was a by-election and a general election in 1832; Disraeli unsuccessfully stood as a Radical at High Wycombe in each.
Disraeli's political views embraced certain Radical policies, particularly democratic reform of the electoral system, and also some Tory ones, including protectionism. He began to move in Tory circles. In 1834 he was introduced to the former Lord Chancellor, Lord Lyndhurst, by Henrietta Sykes, wife of Sir Francis Sykes. She was having an affair with Lyndhurst and began another with Disraeli. Disraeli and Lyndhurst took an immediate liking to each other. Lyndhurst was an indiscreet gossip with a fondness for intrigue; this appealed greatly to Disraeli, who became his secretary and go-between. In 1835 Disraeli stood for the last time as a Radical, unsuccessfully contesting High Wycombe once again.
In April 1835, Disraeli fought a by-election at Taunton as a Tory candidate. The Irish MP Daniel O'Connell, misled by inaccurate press reports, thought Disraeli had slandered him while electioneering at Taunton; he launched an outspoken attack, referring to Disraeli as:
Disraeli's public exchanges with O'Connell, extensively reproduced in The Times, included a demand for a duel with the 60-year-old O'Connell's son (which resulted in Disraeli's temporary detention by the authorities), a reference to "the inextinguishable hatred with which [he] shall pursue [O'Connell's] existence", and the accusation that O'Connell's supporters had a "princely revenue wrung from a starving race of fanatical slaves". Disraeli was highly gratified by the dispute, which propelled him to general public notice for the first time. He did not defeat the incumbent Whig member, Henry Labouchere, but the Taunton constituency was regarded as unwinnable by the Tories. Disraeli kept Labouchere's majority down to 170, a good showing that put him in line for a winnable seat in the near future.
With Lyndhurst's encouragement Disraeli turned to writing propaganda for his newly adopted party. His Vindication of the English Constitution, was published in December 1835. It was couched in the form of an open letter to Lyndhurst, and in Bradford's view encapsulates a political philosophy that Disraeli adhered to for the rest of his life. Its themes were the value of benevolent aristocratic government, a loathing of political dogma, and the modernisation of Tory policies. The following year he wrote a series of satires on politicians of the day, which he published in The Times under the pen-name "Runnymede". His targets included the Whigs, collectively and individually, Irish nationalists, and political corruption. One essay ended:
Disraeli was now firmly in the Tory camp. He was elected to the exclusively Tory Carlton Club in 1836, and was also taken up by the party's leading hostess, Lady Londonderry. In June 1837 WilliamIV died, the young Queen Victoria, his niece, succeeded him, and parliament was dissolved. On the recommendation of the Carlton Club, Disraeli was adopted as a Tory parliamentary candidate at the ensuing general election.
Parliament
Back-bencher
In the election in July 1837, Disraeli won a seat in the House of Commons as one of two members, both Tory, for the constituency of Maidstone. The other was Wyndham Lewis, who helped finance Disraeli's election campaign, and who died the following year. In the same year Disraeli published a novel, Henrietta Temple, which was a love story and social comedy, drawing on his affair with Henrietta Sykes. He had broken off the relationship in late 1836, distraught that she had taken yet another lover. His other novel of this period is Venetia, a romance based on the characters of Shelley and Byron, written quickly to raise much-needed money.
Disraeli made his maiden speech in Parliament on 7 December 1837. He followed O'Connell, whom he sharply criticised for the latter's "long, rambling, jumbling, speech". He was shouted down by O'Connell's supporters. After this unpromising start Disraeli kept a low profile for the rest of the parliamentary session. He was a loyal supporter of the party leader Sir Robert Peel and his policies, with the exception of a personal sympathy for the Chartist movement that most Tories did not share.
In 1839 Disraeli married Mary Anne Lewis, the widow of Wyndham Lewis. Twelve years Disraeli's senior, Mary Lewis had a substantial income of £5,000 a year. His motives were generally assumed to be mercenary, but the couple came to cherish one another, remaining close until she died more than three decades later. "Dizzy married me for my money", his wife said later, "But, if he had the chance again, he would marry me for love."
Finding the financial demands of his Maidstone seat too much, Disraeli secured a Tory nomination for Shrewsbury, winning one of the constituency's two seats at the 1841 general election, despite serious opposition, and heavy debts which opponents seized on. The election was a massive defeat for the Whigs across the country, and Peel became Prime Minister. Disraeli hoped, unrealistically, for ministerial office. Though disappointed at being left on the back benches, he continued his support for Peel in 1842 and 1843, seeking to establish himself as an expert on foreign affairs and international trade.
Although a Tory (or Conservative, as some in the party now called themselves) Disraeli was sympathetic to some of the aims of Chartism, and argued for an alliance between the landed aristocracy and the working class against the increasing power of the merchants and new industrialists in the middle class. After Disraeli won widespread acclaim in March 1842 for worsting the formidable Lord Palmerston in debate, he was taken up by a small group of idealistic new Tory MPs, with whom he formed the Young England group. They held that the landed interests should use their power to protect the poor from exploitation by middle-class businessmen.
For many years in his parliamentary career Disraeli hoped to forge a paternalistic Tory-Radical alliance, but he was unsuccessful. Before the Reform Act 1867, the working class did not possess the vote and therefore had little political power. Although Disraeli forged a personal friendship with John Bright, a Lancashire manufacturer and leading Radical, Disraeli was unable to persuade Bright to sacrifice his distinct position for parliamentary advancement. When Disraeli attempted to secure a Tory-Radical cabinet in 1852, Bright refused.
Disraeli gradually became a sharp critic of Peel's government, often deliberately taking positions contrary to those of his nominal chief. The best known of these stances were over the Maynooth Grant in 1845 and the repeal of the Corn Laws in 1846. However, the young MP had attacked his leader as early as 1843 on Ireland, and then on foreign policy interventions. In a letter of February 1844, he slighted the Prime Minister for failing to send him a Policy Circular. He laid into the Whigs as freebooters, swindlers and conmen but Peel's own Free Trade policies were directly in the firing line.
The President of the Board of Trade, William Gladstone, resigned from the cabinet over the Maynooth Grant. The Corn Laws imposed a tariff on imported wheat, protecting British farmers from foreign competition, but making the cost of bread artificially high. Peel hoped that the repeal of the Corn Laws and the resultant influx of cheaper wheat into Britain would relieve the condition of the poor, and in particular the suffering caused by successive failure of potato crops in Ireland—the Great Famine.
The first months of 1846 were dominated by a battle in Parliament between the free traders and the protectionists over the repeal of the Corn Laws, with the latter rallying around Disraeli and Lord George Bentinck. The landowning interest in the Party, under its leader, William Miles MP for East Somerset, had called upon Disraeli to lead the Party. Disraeli had declined, though pledged support to the Country Gentlemen's Interest, as Bentink had offered to lead if he had Disraeli's support. Disraeli stated, in a letter to Sir William Miles of 11 June 1860, that he wished to help "because, from my earliest years, my sympathies had been with the landed interest of England".
An alliance of free-trade Conservatives (the "Peelites"), Radicals, and Whigs carried repeal, and the Conservative Party split: the Peelites moved towards the Whigs, while a "new" Conservative Party formed around the protectionists, led by Disraeli, Bentinck, and Lord Stanley (later Lord Derby).
The split in the Tory party over the repeal of the Corn Laws had profound implications for Disraeli's political career: almost every Tory politician with experience of office followed Peel, leaving the rump bereft of leadership. In Blake's words, "[Disraeli] found himself almost the only figure on his side capable of putting up the oratorical display essential for a parliamentary leader." Looking on from the House of Lords, the Duke of Argyll wrote that Disraeli "was like a subaltern in a great battle where every superior officer was killed or wounded". If the Tory Party could muster the electoral support necessary to form a government, then Disraeli now seemed to be guaranteed high office. However, he would take office with a group of men who possessed little or no official experience, who had rarely felt moved to speak in the House of Commons, and who, as a group, remained hostile to Disraeli on a personal level. In the event the matter was not put to the test, as the Tory split soon had the party out of office, not regaining power until 1852. The Conservatives would not again have a majority in the House of Commons until 1874.
Bentinck and the leadership
Peel successfully steered the repeal of the Corn Laws through Parliament and was then defeated by an alliance of all his enemies on the issue of Irish law and order; he resigned in June 1846. The Tories remained split, and the Queen sent for Lord John Russell, the Whig leader. In the 1847 general election, Disraeli stood, successfully, for the Buckinghamshire constituency. The new House of Commons had more Conservative than Whig members, but the depth of the Tory schism enabled Russell to continue to govern. The Conservatives were led by Bentinck in the Commons and Stanley in the Lords.
In 1847 a small political crisis occurred which removed Bentinck from the leadership and highlighted Disraeli's differences with his own party. In that year's general election, Lionel de Rothschild had been returned for the City of London. As a practising Jew he could not take the oath of allegiance in the prescribed Christian form, and therefore could not take his seat. Lord John Russell, the Whig leader who had succeeded Peel as Prime Minister and like Rothschild was a member for the City of London, proposed in the Commons that the oath should be amended to permit Jews to enter Parliament.
Disraeli spoke in favour of the measure, arguing that Christianity was "completed Judaism", and asking the House of Commons "Where is your Christianity if you do not believe in their Judaism?" Russell and Disraeli's future rival Gladstone thought it brave of him to speak as he did; the speech was badly received by his own party. The Tories and the Anglican establishment were hostile to the bill. Samuel Wilberforce, Bishop of Oxford, spoke strongly against the measure and implied that Russell was paying off the Jews for helping elect him. With the exception of Disraeli, every member of the future protectionist cabinet then in Parliament voted against the measure. One who was not yet an MP, Lord John Manners, stood against Rothschild when the latter re-submitted himself for election in 1849. Disraeli, who had attended the Protectionists dinner at the Merchant Taylors Hall, joined Bentinck in speaking and voting for the bill, although his own speech was a standard one of toleration. The measure was voted down.
In the aftermath of the debate Bentinck resigned the leadership and was succeeded by Lord Granby; Disraeli's own speech, thought by many of his own party to be blasphemous, ruled him out for the time being. While these intrigues played out, Disraeli was working with the Bentinck family to secure the necessary financing to purchase Hughenden Manor, in Buckinghamshire. The possession of a country house, and incumbency of a county constituency were regarded as essential for a Tory with ambitions to lead the party. Disraeli and his wife alternated between Hughenden and several homes in London for the rest of their marriage. The negotiations were complicated by Bentinck's sudden death on 21 September 1848, but Disraeli obtained a loan of £25,000 from Bentinck's brothers Lord Henry Bentinck and Lord Titchfield.
Within a month of his appointment Granby resigned the leadership in the Commons, feeling himself inadequate to the post, and the party functioned without a leader in the Commons for the rest of the parliamentary session. At the start of the next session, affairs were handled by a triumvirate of Granby, Disraeli, and John Charles Herries—indicative of the tension between Disraeli and the rest of the party, who needed his talents but mistrusted him. This confused arrangement ended with Granby's resignation in 1851; Disraeli effectively ignored the two men regardless.
Chancellor of the Exchequer
First Derby government
In March 1851, Lord John Russell's government was defeated over a bill to equalise the county and borough franchises, mostly because of divisions among his supporters. He resigned, and the Queen sent for Stanley, who felt that a minority government could do little and would not last long, so Russell remained in office. Disraeli regretted this, hoping for an opportunity, however brief, to show himself capable in office. Stanley, in contrast, deprecated his inexperienced followers as a reason for not assuming office, "These are not names I can put before the Queen."
At the end of June 1851, Stanley's father died, and he succeeded to his title as Earl of Derby. The Whigs were wracked by internal dissensions during the second half of 1851, much of which Parliament spent in recess. Russell dismissed Lord Palmerston from the cabinet, leaving the latter determined to deprive the Prime Minister of office as well. Palmerston did so within weeks of Parliament's reassembly on 4 February 1852, his followers combining with Disraeli's Tories to defeat the government on a Militia Bill, and Russell resigned. Derby had either to take office or risk damage to his reputation and he accepted the Queen's commission as Prime Minister. Palmerston declined any office; Derby had hoped to have him as Chancellor of the Exchequer. Disraeli, his closest ally, was his second choice and accepted, though disclaiming any great knowledge in the financial field. Gladstone refused to join the government. Disraeli may have been attracted to the office by the £5,000 per year salary, which would help pay his debts. Few of the new cabinet had held office before; when Derby tried to inform the Duke of Wellington of the names of the Queen's new ministers, the old Duke, who was somewhat deaf, inadvertently branded the new government by incredulously repeating "Who? Who?"
In the following weeks, Disraeli served as Leader of the House (with Derby as Prime Minister in the Lords) and as Chancellor. He wrote regular reports on proceedings in the Commons to Victoria, who described them as "very curious" and "much in the style of his books". Parliament was prorogued on 1 July 1852 as the Tories could not govern for long as a minority; Disraeli hoped that they would gain a majority of about 40. Instead, the election later that month had no clear winner, and the Derby government held to power pending the meeting of Parliament.
Budget
Disraeli's task as Chancellor was to devise a budget which would satisfy the protectionist elements who supported the Tories, without uniting the free-traders against it. His proposed budget, which he presented to the Commons on 3 December, lowered the taxes on malt and tea, provisions designed to appeal to the working class. To make his budget revenue-neutral, as funds were needed to provide defences against the French, he doubled the house tax and continued the income tax. Disraeli's overall purpose was to enact policies which would benefit the working classes, making his party more attractive to them. Although the budget did not contain protectionist features, the Opposition was prepared to destroy it—and Disraeli's career as Chancellor—in part out of revenge for his actions against Peel in 1846. MP Sidney Herbert predicted that the budget would fail because "Jews make no converts".
Disraeli delivered the budget on 3 December 1852, and prepared to wind up the debate for the government on 16 December—it was customary for the Chancellor to have the last word. A massive defeat for the government was predicted. Disraeli attacked his opponents individually, and then as a force, "I face a Coalition ... This, too, I know, that England does not love coalitions." His speech of three hours was quickly seen as a parliamentary masterpiece. As MPs prepared to divide, Gladstone rose to his feet and began an angry speech, despite the efforts of Tory MPs to shout him down. The interruptions were fewer, as Gladstone gained control of the House, and in the next two hours painted a picture of Disraeli as frivolous and his budget as subversive. The government was defeated by 19 votes, and Derby resigned four days later. He was replaced by the Peelite Earl of Aberdeen, with Gladstone as his Chancellor. Because of Disraeli's unpopularity among the Peelites, no party reconciliation was possible while he remained Tory leader in the House of Commons.
Opposition
With the fall of the government, Disraeli and the Conservatives returned to the Opposition benches. Disraeli would spend three-quarters of his 44-year parliamentary career in Opposition. Derby was reluctant to seek to unseat the government, fearing a repetition of the Who? Who? Ministry and knowing that despite his lieutenant's strengths, shared dislike of Disraeli was part of what had formed the governing coalition. Disraeli, on the other hand, was anxious to return to office. In the interim, Disraeli, as Conservative leader in the Commons, opposed the government on all major measures.
In June 1853 Disraeli was awarded an honorary degree by the University of Oxford. He had been recommended for it by Lord Derby, the university's Chancellor. The start of the Crimean War in 1854 caused a lull in party politics; Disraeli spoke patriotically in support. The British military efforts were marked by bungling, and in 1855 a restive Parliament considered a resolution to establish a committee on the conduct of the war. The Aberdeen government chose to make this a motion of confidence; Disraeli led the Opposition to defeat the government, 305 to 148. Aberdeen resigned, and the Queen sent for Derby, who to Disraeli's frustration refused to take office. Palmerston was deemed essential to any Whig ministry, and he would not join any he did not head. The Queen reluctantly asked Palmerston to form a government. Under Palmerston, the war went better, and was ended by the Treaty of Paris in early 1856. Disraeli was early to call for peace but had little influence on events.
When a rebellion broke out in India in 1857, Disraeli took a keen interest in affairs, having been a member of a select committee in 1852 which considered how best to rule the subcontinent, and had proposed eliminating the governing role of the British East India Company. After peace was restored, and Palmerston in early 1858 brought in legislation for direct rule of India by the Crown, Disraeli opposed it. Many Conservative MPs refused to follow him, and the bill passed the Commons easily.
Palmerston's grip on the premiership was weakened by his response to the Orsini affair, in which an attempt was made to assassinate the French Emperor Napoleon III by an Italian revolutionary with a bomb made in Birmingham. At the request of the French ambassador, Palmerston put forward amendments to the conspiracy to murder statute, proposing to make creating an infernal device a felony rather than a misdemeanour. He was defeated by 19 votes on the second reading, with many Liberals crossing the aisle against him. He immediately resigned, and Lord Derby returned to office.
Second Derby government
Derby took office at the head of a purely "Conservative" administration, not in coalition with any other faction. He again offered a place to Gladstone, who declined. Disraeli was once more leader of the House of Commons and returned to the Exchequer. As in 1852, Derby led a minority government, dependent on the division of its opponents for survival. As Leader of the House, Disraeli resumed his regular reports to Queen Victoria, who had requested that he include what she "could not meet in newspapers".
During its brief life of just over a year, the Derby government proved moderately progressive. The Government of India Act 1858 ended the role of the East India Company in governing the subcontinent. It also passed the Thames Purification Bill, which funded the construction of much larger sewers for London. Disraeli had supported efforts to allow Jews to sit in Parliament—the oaths required of new members could be made in good faith only by a Christian. Disraeli had a bill passed through the Commons allowing each house of Parliament to determine what oaths its members should take. This was grudgingly agreed to by the House of Lords, with a minority of Conservatives joining with the Opposition to pass it. In 1858, Baron Lionel de Rothschild became the first MP to profess the Jewish faith.
Faced with a vacancy, Disraeli and Derby tried yet again to bring Gladstone, still nominally a Conservative MP, into the government, hoping to strengthen it. Disraeli wrote a personal letter to Gladstone, asking him to place the good of the party above personal animosity: "Every man performs his office, and there is a Power, greater than ourselves, that disposes of all this." In responding to Disraeli, Gladstone denied that personal feelings played any role in his decisions then and previously whether to accept office, while acknowledging that there were differences between him and Derby "broader than you may have supposed".
The Tories pursued a Reform Bill in 1859, which would have resulted in a modest increase to the franchise. The Liberals were healing the breaches between those who favoured Russell and the Palmerston loyalists, and in late March 1859, the government was defeated on a Russell-sponsored amendment. Derby dissolved Parliament, and the ensuing general election resulted in modest Tory gains, but not enough to control the Commons. When Parliament assembled, Derby's government was defeated by 13 votes on an amendment to the Address from the Throne. He resigned, and the Queen reluctantly sent for Palmerston again.
Opposition and third term as Chancellor
After Derby's second ejection from office, Disraeli faced dissension within Conservative ranks from those who blamed him for the defeat, or who felt he was disloyal to Derby—the former Prime Minister warned Disraeli of some MPs seeking his removal from the front bench. Among the conspirators were Lord Robert Cecil, a young Conservative MP who would a quarter century later become Prime Minister as Lord Salisbury; he wrote that having Disraeli as leader in the Commons decreased the Conservatives' chance of holding office. When Cecil's father objected, Lord Robert stated, "I have merely put into print what all the country gentlemen were saying in private."
Disraeli led a toothless Opposition in the Commons—seeing no way of unseating Palmerston, Derby had privately agreed not to seek the government's defeat. Disraeli kept himself informed on foreign affairs, and on what was going on in cabinet, thanks to a source within it. When the American Civil War began in 1861, Disraeli said little publicly, but like most Englishmen expected the South to win. Less reticent were Palmerston, Gladstone (again Chancellor) and Russell, whose statements in support of the South contributed to years of hard feelings in the United States. In 1862, Disraeli met Prussian Count Otto von Bismarck for the first time and said of him, "be careful about that man, he means what he says".
The party truce ended in 1864, with Tories outraged over Palmerston's handling of the territorial dispute between the German Confederation and Denmark known as the Schleswig-Holstein Question. Disraeli had little help from Derby, who was ill, but he united the party enough on a no-confidence vote to limit the government to a majority of 18—Tory defections and absentees kept Palmerston in office. Despite rumours about Palmerston's health as he passed his eightieth birthday, he remained personally popular, and the Liberals increased their margin in the July 1865 general election. In the wake of the poor election results, Derby predicted to Disraeli that neither of them would ever hold office again.
Political plans were thrown into disarray by Palmerston's death on 18 October 1865. Russell became Prime Minister again, with Gladstone clearly the Liberal Party's leader-in-waiting, and as Leader of the House Disraeli's direct opponent. One of Russell's early priorities was a Reform Bill, but the proposed legislation that Gladstone announced on 12 March 1866 divided his party. The Conservatives and the dissident Liberals repeatedly attacked Gladstone's bill, and in June finally defeated the government; Russell resigned on 26 June. The dissidents were unwilling to serve under Disraeli in the House of Commons, and Derby formed a third Conservative minority government, with Disraeli again as Chancellor.
Tory Democrat: the 1867 Reform Act
It was Disraeli's belief that if given the vote British people would use it instinctively to put their natural and traditional rulers, the gentlemen of the Conservative Party, into power. Responding to renewed agitation in the country for popular suffrage, Disraeli persuaded a majority of the cabinet to agree to a Reform bill. With what Derby cautioned was "a leap in the dark", Disraeli had outflanked the Liberals who, as the supposed champions of Reform, dared not oppose him. In the absence of a credible party rival and for fear of having an election called on the issue, Conservatives felt obliged to support Disraeli despite their misgivings.
There were Tory dissenters, most notably Lord Cranborne (as Robert Cecil was by then known) who resigned from the government and spoke against the bill, accusing Disraeli of "a political betrayal which has no parallel in our Parliamentary annals". Even as Disraeli accepted Liberal amendments (although pointedly refusing those moved by Gladstone) that further lowered the property qualification, Cranborne was unable to lead an effective rebellion. Disraeli gained wide acclaim and became a hero to his party for the "marvellous parliamentary skill" with which he secured the passage of Reform in the Commons.
From the Liberal benches too there was admiration. The recognised wit, MP for Nottingham, Bernal Ostborne declared:
The Reform Act 1867 passed that August. It extended the franchise by 938,427 men—an increase of 88%—by giving the vote to male householders and male lodgers paying at least £10 for rooms. It eliminated rotten boroughs with fewer than 10,000 inhabitants, and granted constituencies to 15 unrepresented towns, with extra representation to large municipalities such as Liverpool and Manchester.
Prime Minister (1868)
First term
Derby had long had attacks of gout which sent him to his bed, unable to deal with politics. As the new session of Parliament approached in February 1868, he was unable to leave his home, Knowsley Hall, near Liverpool. He was reluctant to resign, reasoning that he was only 68, much younger than either Palmerston or Russell at the end of their premierships. Derby knew that his "attacks of illness would, at no distant period, incapacitate me from the discharge of my public duties"; doctors had warned him that his health required his resignation from office. In late February, with Parliament in session and Derby absent, he wrote to Disraeli asking for confirmation that "you will not shrink from the additional heavy responsibility". Reassured, he wrote to the Queen, resigning and recommending Disraeli as "only he could command the cordial support, en masse, of his present colleagues". Disraeli went to Osborne House on the Isle of Wight, where the Queen asked him to form a government. The monarch wrote to her daughter, Prussian Crown Princess Victoria, "Mr. Disraeli is Prime Minister! A proud thing for a man 'risen from the people' to have obtained!" The new Prime Minister told those who came to congratulate him, "I have climbed to the top of the greasy pole."
First government, February–December 1868
The Conservatives remained a minority in the House of Commons and the passage of the Reform Bill required the calling of a new election once the new voting register had been compiled. Disraeli's term as Prime Minister, which began in February 1868, would therefore be short unless the Conservatives won the general election. He made only two major changes in the cabinet: he replaced Lord Chelmsford as Lord Chancellor with Lord Cairns and brought in George Ward Hunt as Chancellor of the Exchequer. Derby had intended to replace Chelmsford once a vacancy in a suitable sinecure developed. Disraeli was unwilling to wait, and Cairns, in his view, was a far stronger minister.
Disraeli's first premiership was dominated by the heated debate over the Church of Ireland. Although Ireland was largely Roman Catholic, the Church of England represented most landowners. It remained the established church and was funded by direct taxation, which was greatly resented by the Catholics and Presbyterians. An initial attempt by Disraeli to negotiate with Archbishop Manning the establishment of a Catholic university in Dublin foundered in March when Gladstone moved resolutions to disestablish the Irish Church altogether. The proposal united the Liberals under Gladstone's leadership, while causing divisions among the Conservatives.
The Conservatives remained in office because the new electoral register was not yet ready; neither party wished a poll under the old roll. Gladstone began using the Liberal majority in the House of Commons to push through resolutions and legislation. Disraeli's government survived until the December general election, at which the Liberals were returned to power with a majority of about 110.
In its short life, the first Disraeli government passed noncontroversial laws. It ended public executions, and the Corrupt Practices Act did much to end electoral bribery. It authorised an early version of nationalisation, having the Post Office buy up the telegraph companies. Amendments to the school law, the Scottish legal system, and the railway laws were passed. Disraeli sent the successful expedition against Tewodros II of Ethiopia under Sir Robert Napier.
Opposition leader; 1874 election
With Gladstone's Liberal majority dominant in the Commons, Disraeli could do little but protest as the government advanced legislation. Accordingly, he chose to await Liberal mistakes. Having leisure time as he was not in office, he wrote a new novel, Lothair (1870). A work of fiction by a former prime minister was a novelty for Britain, and the book became a best seller.
By 1872 there was dissent in the Conservative ranks over the failure to challenge Gladstone and his Liberals. This was quieted as Disraeli took steps to assert his leadership of the party, and as divisions among the Liberals became clear. Public support for Disraeli was shown by cheering at a thanksgiving service in 1872 on the recovery of the Prince of Wales from illness, while Gladstone was met with silence. Disraeli had supported the efforts of party manager John Eldon Gorst to put the administration of the Conservative Party on a modern basis. On Gorst's advice, Disraeli gave a speech to a mass meeting in Manchester that year. To roaring approval, he compared the Liberal front bench to "a range of exhausted volcanoes. Not a flame flickers on a single pallid crest. But the situation is still dangerous. There are occasional earthquakes and ever and again the dark rumbling of the sea." Gladstone, Disraeli stated, dominated the scene and "alternated between a menace and a sigh".
At his first departure from 10 Downing Street in 1868, Disraeli had had Victoria create Mary Anne Viscountess of Beaconsfield in her own right in lieu of a peerage for himself. Through 1872 the eighty-year-old peeress had stomach cancer. She died on 15 December. Urged by a clergyman to turn her thoughts to Jesus Christ in her final days, she said she could not: "You know Dizzy is my J.C."
In 1873, Gladstone brought forward legislation to establish a Catholic university in Dublin. This divided the Liberals, and on 12 March an alliance of Conservatives and Irish Catholics defeated the government by three votes. Gladstone resigned, and the Queen sent for Disraeli, who refused to take office. Without a general election, a Conservative government would be another minority, dependent for survival on the division of its opponents. Disraeli wanted the power a majority would bring and felt he could gain it later by leaving the Liberals in office now. Gladstone's government struggled on, beset by scandal and unimproved by a reshuffle. As part of that change, Gladstone took on the office of Chancellor, leading to questions as to whether he had to stand for re-election on taking on a second ministry—until the 1920s, MPs becoming ministers, thus taking an office of profit under the Crown, had to seek re-election.
In January 1874, Gladstone called a general election, convinced that if he waited longer, he would do worse at the polls. Balloting was spread over two weeks, beginning on 1 February. Disraeli devoted much of his campaign to decrying the Liberal programme of the past five years. As the constituencies voted, it became clear that the result would be a Conservative majority, the first since 1841. In Scotland, where the Conservatives were perennially weak, they increased from seven seats to nineteen. Overall, they won 350 seats to 245 for the Liberals and 57 for the Irish Home Rule League. The Queen sent for Disraeli, and he became Prime Minister for the second time.
Prime Minister (1874–1880)
Second term
Disraeli's cabinet of twelve, with six peers and six commoners, was the smallest since Reform. Of the peers, five of them had been in Disraeli's 1868 cabinet; the sixth, Lord Salisbury, was reconciled to Disraeli after negotiation and became Secretary of State for India. Lord Stanley (who had succeeded his father, the former Prime Minister, as Earl of Derby) became Foreign Secretary and Sir Stafford Northcote the Chancellor.
In August 1876, Disraeli was elevated to the House of Lords as Earl of Beaconsfield and Viscount Hughenden. The Queen had offered to ennoble him as early as 1868; he had then declined. She did so again in 1874, when he fell ill at Balmoral, but he was reluctant to leave the Commons for a house in which he had no experience. Continued ill health during his second premiership caused him to contemplate resignation, but his lieutenant, Derby, was unwilling, feeling that he could not manage the Queen. For Disraeli, the Lords, where the debate was less intense, was the alternative to resignation from office. Five days before the end of the 1876 session of Parliament, on 11 August, Disraeli was seen to linger and look around the chamber before departing the Commons. Newspapers reported his ennoblement the following morning.
In addition to the viscounty bestowed on Mary Anne Disraeli; the earldom of Beaconsfield was to have been bestowed on Edmund Burke in 1797, but he had died before receiving it. The name Beaconsfield, a town near Hughenden, also was given to a minor character in Vivian Grey. Disraeli made various statements about his elevation, writing to Selina, Lady Bradford on 8 August 1876, "I am quite tired of that place [the Commons]" but when asked by a friend how he liked the Lords, replied, "I am dead; dead but in the Elysian fields."
Domestic policy
Legislation
Under the stewardship of Richard Assheton Cross, the Home Secretary, Disraeli's new government enacted many reforms, including the Artisans' and Labourers' Dwellings Improvement Act 1875, which made inexpensive loans available to towns and cities to construct working-class housing. Also enacted were the Public Health Act 1875, modernising sanitary codes through the nation, the Sale of Food and Drugs Act (1875), and the Education Act (1876).
Disraeli's government also introduced a new Factory Act meant to protect workers, the Conspiracy, and Protection of Property Act 1875, which allowed peaceful picketing, and the Employers and Workmen Act (1875) to enable workers to sue employers in the civil courts if they broke legal contracts. As a result of these social reforms the Liberal-Labour MP Alexander Macdonald told his constituents in 1879, "The Conservative party have done more for the working classes in five years than the Liberals have in fifty."
Civil Service
Gladstone in 1870 had sponsored an Order in Council, introducing competitive examination into the Civil Service, diminishing the political aspects of government hiring. Disraeli did not agree, and while he did not seek to reverse the order, his actions often frustrated its intent. For example, Disraeli made political appointments to positions previously given to career civil servants. In this, he was backed by his party, hungry for office and its emoluments after almost thirty years with only brief spells in government. Disraeli gave positions to hard-up Conservative leaders, even—to Gladstone's outrage—creating one office at £2,000 per year. Nevertheless, Disraeli made fewer peers (only 22, and one of those one of Victoria's sons) than had Gladstone—the Liberal leader had arranged for the bestowal of 37 peerages during his just over five years in office.
As he had in government posts, Disraeli rewarded old friends with clerical positions, making Sydney Turner, son of a good friend of Isaac D'Israeli, Dean of Ripon. He favoured Low church clergymen in promotion, disliking other movements in Anglicanism for political reasons. In this, he came into disagreement with the Queen, who out of loyalty to her late husband, Albert, Prince Consort, preferred Broad church teachings. One controversial appointment had occurred shortly before the 1868 election. When the position of Archbishop of Canterbury fell vacant, Disraeli reluctantly agreed to the Queen's preferred candidate, Archibald Tait, the Bishop of London. To fill Tait's vacant see, Disraeli was urged by many people to appoint Samuel Wilberforce, the former Bishop of Winchester and leading figure in London society. Disraeli disliked Wilberforce and instead appointed John Jackson, the Bishop of Lincoln. Blake suggested that, on balance, these appointments cost Disraeli more votes than they gained him.
Foreign policy
Disraeli always considered foreign affairs to be the most critical and most interesting part of statesmanship. Nevertheless, his biographer Robert Blake doubts that his subject had specific ideas about foreign policy when he took office in 1874. He had rarely travelled abroad; since his youthful tour of the Middle East in 1830–1831, he had left Britain only for his honeymoon and three visits to Paris, the last of which was in 1856. As he had criticised Gladstone for a do-nothing foreign policy, he most probably contemplated what actions would reassert Britain's place in Europe. His brief first premiership, and the first year of his second, gave him little opportunity to make his mark in foreign affairs.
Suez
The Suez Canal, opened in 1869, cut weeks and thousands of miles off the sea journey between Britain and India; in 1875, approximately 80% of the ships using the canal were British. In the event of another rebellion in India, or of a Russian invasion, the time saved at Suez might be crucial. Built by French interests, 56% of the stocks in the canal remained in their hands, while 44% of the stock belonged to Isma'il Pasha, the Khedive of Egypt. He was notorious for his profligate spending. The canal was losing money, and an attempt by Ferdinand de Lesseps, builder of the canal, to raise the tolls had fallen through when the Khedive had threatened to use military force to prevent it, and had also attracted Disraeli's attention. The Khedive governed Egypt under the Ottoman Empire; as in the Crimea, the issue of the Canal raised the Eastern Question of what to do about the decaying empire governed from Constantinople. With much of the pre-canal trade and communications between Britain and India passing through the Ottoman Empire, Britain had done its best to prop up the Ottomans against the threat that Russia would take Constantinople, cutting those communications, and giving Russian ships unfettered access to the Mediterranean. The French might also threaten those lines. Britain had had the opportunity to purchase shares in the canal but had declined to do so.
Disraeli, recognising the British interest in the canal, sent the Liberal MP Nathan Rothschild to Paris to enquire about buying de Lesseps's shares. On 14 November 1875, the editor of the Pall Mall Gazette, Frederick Greenwood, learnt from London banker Henry Oppenheim that the Khedive was seeking to sell his shares in the Suez Canal Company to a French firm. Greenwood quickly told Lord Derby, the Foreign Secretary, who notified Disraeli. The Prime Minister moved immediately to secure the shares. On 23 November, the Khedive offered to sell the shares for 100,000,000 francs. Rather than seek the aid of the Bank of England, Disraeli asked Lionel de Rothschild to loan funds. Rothschild did so and took a commission on the deal. The banker's capital was at risk as Parliament could have refused to ratify the transaction. The contract for purchase was signed at Cairo on 25 November and the shares deposited at the British consulate the following day.
Disraeli told the Queen, "it is settled; you have it, madam!" The public saw the venture as a daring statement of British dominance of the seas. Sir Ian Malcolm described the Suez Canal share purchase as "the greatest romance of Mr. Disraeli's romantic career". In the following decades, the security of the Suez Canal, as the pathway to India, became a major concern of British foreign policy. Under Gladstone Britain took control of Egypt in 1882. A later Foreign Secretary, Lord Curzon, described the canal in 1909 as "the determining influence of every considerable movement of British power to the east and south of the Mediterranean".
Royal Titles Act
Although initially curious about Disraeli when he entered Parliament in 1837, Victoria came to detest him over his treatment of Peel. Over time, her dislike softened, especially as Disraeli took pains to cultivate her. He told Matthew Arnold, "Everybody likes flattery; and, when you come to royalty, you should lay it on with a trowel". Disraeli's biographer, Adam Kirsch, suggests that Disraeli's obsequious treatment of his queen was part flattery, part belief that this was how a queen should be addressed by a loyal subject, and part awe that a middle-class man of Jewish birth should be the companion of a monarch. By the time of his second premiership, Disraeli had built a strong relationship with Victoria, probably closer to her than any of her Prime Ministers except her first, Lord Melbourne. When Disraeli returned as Prime Minister in 1874 and went to kiss hands, he did so literally, on one knee; and, according to Richard Aldous in his book on the rivalry between Disraeli and Gladstone, "for the next six years Victoria and Disraeli would exploit their closeness for mutual advantage."
Victoria had long wished to have an imperial title, reflecting Britain's expanding domain. She was irked when Tsar Alexander II held a higher rank than her as an emperor, and was appalled that her daughter, the Prussian Crown Princess, would outrank her when her husband came to the throne. She also saw an imperial title as proclaiming Britain's increased stature in the world. The title "Empress of India" had been used informally with respect to Victoria for some time and she wished to have that title formally bestowed on her. The Queen prevailed upon Disraeli to introduce a Royal Titles Bill, and also told of her intent to open Parliament in person, which during this time she did only when she wanted something from legislators. Disraeli was cautious in response, as careful soundings of MPs brought a negative reaction, and he declined to place such a proposal in the Queen's Speech.
Once the desired bill was finally prepared, Disraeli's handling of it was not adept. He neglected to notify either the Prince of Wales or the Opposition and was met by irritation from the prince and a full-scale attack from the Liberals. An old enemy of Disraeli, former Liberal Chancellor Robert Lowe, alleged during the debate in the Commons that two previous Prime Ministers had refused to introduce such legislation for the Queen. Gladstone immediately stated that he was not one of them, and the Queen gave Disraeli leave to quote her saying she had never approached a Prime Minister with such a proposal. According to Blake, Disraeli "in a brilliant oration of withering invective proceeded to destroy Lowe", who apologised and never held office again. Disraeli said of Lowe that he was the only person in London with whom he would not shake hands and, "he is in the mud and there I leave him."
Fearful of losing, Disraeli was reluctant to bring the bill to a vote in the Commons, but when he eventually did, it passed with a majority of 75. Once the bill was formally enacted, Victoria began signing her letters "Victoria R & I" (, that is, Queen and Empress). According to Aldous, "the unpopular Royal Titles Act, however, shattered Disraeli's authority in the House of Commons".
Balkans and Bulgaria
In July 1875 Serb populations in Bosnia and Herzegovina, then provinces of the Ottoman Empire, rose in revolt against their Turkish masters, alleging religious persecution and poor administration. The following January, Sultan Abdülaziz agreed to reforms proposed by Hungarian statesman Julius Andrássy, but the rebels, suspecting they might win their freedom, continued their uprising, joined by militants in Serbia and Bulgaria. The Turks suppressed the Bulgarian uprising harshly, and when reports of these actions escaped, Disraeli and Derby stated in Parliament that they did not believe them. Disraeli called them "coffee-house babble" and dismissed allegations of torture by the Ottomans since "Oriental people usually terminate their connections with culprits in a more expeditious fashion".
Gladstone, who had left the Liberal leadership and retired from public life, was appalled by reports of atrocities in Bulgaria, and in August 1876, penned a hastily written pamphlet arguing that the Turks should be deprived of Bulgaria because of what they had done there. He sent a copy to Disraeli, who called it "vindictive and ill-written ... of all the Bulgarian horrors perhaps the greatest". Gladstone's pamphlet became an immense best-seller and rallied the Liberals to urge that the Ottoman Empire should no longer be a British ally. Disraeli wrote to Lord Salisbury on 3 September, "Had it not been for these unhappy 'atrocities', we should have settled a peace very honourable to England and satisfactory to Europe. Now we are obliged to work from a new point of departure, and dictate to Turkey, who has forfeited all sympathy." In spite of this, Disraeli's policy favoured Constantinople and the territorial integrity of its empire.
Disraeli and the cabinet sent Salisbury as lead British representative to the Constantinople Conference, which met in December 1876 and January 1877. In advance of the conference, Disraeli sent Salisbury private word to seek British military occupation of Bulgaria and Bosnia, and British control of the Ottoman Army. Salisbury ignored these instructions, which his biographer, Andrew Roberts deemed "ludicrous". Nevertheless, the conference failed to reach agreement with the Turks.
Parliament opened in February 1877, with Disraeli now in the Lords as Earl of Beaconsfield. He spoke only once there in the 1877 session on the Eastern Question, stating on 20 February that there was a need for stability in the Balkans, and that forcing Turkey into territorial concessions would do nothing to secure it. The Prime Minister wanted a deal with the Ottomans whereby Britain would temporarily occupy strategic areas to deter the Russians from war, to be returned on the signing of a peace treaty, but found little support in his cabinet, which favoured partition of the Ottoman Empire. As Disraeli, by then in poor health, continued to battle within the cabinet, Russia invaded Turkey on 21 April, beginning the Russo-Turkish War.
Congress of Berlin
The Russians pushed through Ottoman territory and by December 1877 had captured the strategic Bulgarian town of Plevna; their march on Constantinople seemed inevitable. The war divided the British, but the Russian success caused some to forget the atrocities and call for intervention on the Turkish side. Others hoped for further Russian successes. The fall of Plevna was a major story for weeks in the newspapers, and Disraeli's warnings that Russia was a threat to British interests in the eastern Mediterranean were deemed prophetic. The jingoistic attitude of many Britons increased Disraeli's political support, and the Queen acted to help him as well, showing her favour by visiting him at Hughenden—the first time she had visited the country home of her Prime Minister since the Melbourne ministry. At the end of January 1878, the Ottoman Sultan appealed to Britain to save Constantinople. Amid war fever in Britain, the government asked Parliament to vote £6,000,000 to prepare the Army and Navy for war. Gladstone opposed the measure, but less than half his party voted with him. Popular opinion was with Disraeli, though some thought him too soft for not immediately declaring war on Russia.
With the Russians close to Constantinople, the Turks yielded and in March 1878, signed the Treaty of San Stefano, conceding a Bulgarian state which would cover a large part of the Balkans. It would be initially Russian-occupied and many feared that it would give them a client state close to Constantinople. Other Ottoman possessions in Europe would become independent; additional territory was to be ceded directly to Russia. This was unacceptable to the British, who protested, hoping to get the Russians to agree to attend an international conference which German Chancellor Bismarck proposed to hold at Berlin. The cabinet discussed Disraeli's proposal to position Indian troops at Malta for possible transit to the Balkans and call out reserves. Derby resigned in protest, and Disraeli appointed Salisbury as Foreign Secretary. Amid British preparations for war, the Russians and Turks agreed to discussions at Berlin.
In advance of the meeting, confidential negotiations took place between Britain and Russia in April and May 1878. The Russians were willing to make changes to the big Bulgaria, but were determined to retain their new possessions, Bessarabia in Europe and Batum and Kars on the east coast of the Black Sea. To counterbalance this, Britain required a possession in the Eastern Mediterranean where it might base ships and troops and negotiated with the Ottomans for the cession of Cyprus. Once this was secretly agreed, Disraeli was prepared to allow Russia's territorial gains.
The Congress of Berlin was held in June and July 1878, the central relationship in it that between Disraeli and Bismarck. In later years, the German chancellor would show visitors to his office three pictures on the wall: "the portrait of my Sovereign, there on the right that of my wife, and on the left, there, that of Lord Beaconsfield". Disraeli caused an uproar in the congress by making his opening address in English, rather than in French, hitherto accepted as the international language of diplomacy. By one account, the British ambassador in Berlin, Lord Odo Russell, hoping to spare the delegates Disraeli's awful French accent, told Disraeli that the congress was hoping to hear a speech in the English tongue by one of its masters.
Disraeli left much of the detailed work to Salisbury, concentrating his efforts on making it as difficult as possible for the broken-up big Bulgaria to reunite. Disraeli did not have things all his own way: he intended that Batum be demilitarised, but the Russians obtained their preferred language, and in 1886, fortified the town. Nevertheless, the Cyprus Convention ceding the island to Britain was announced during the congress, and again made Disraeli a sensation.
Disraeli gained agreement that Turkey should retain enough of its European possessions to safeguard the Dardanelles. By one account, when met with Russian intransigence, Disraeli told his secretary to order a special train to return them home to begin the war. Although Russia yielded, Czar Alexander II later described the congress as "a European coalition against Russia, under Bismarck".
The Treaty of Berlin was signed on 13 July 1878 at the Radziwill Palace in Berlin. Disraeli and Salisbury returned home to heroes' receptions at Dover and in London. At the door of 10 Downing Street, Disraeli received flowers sent by the Queen. There, he told the gathered crowd, "Lord Salisbury and I have brought you back peace—but a peace I hope with honour." The Queen offered him a dukedom, which he declined, though accepting the Garter, as long as Salisbury also received it. In Berlin, word spread of Bismarck's admiring description of Disraeli, "Der alte Jude, das ist der Mann! "
Afghanistan to Zululand
In the weeks after Berlin, Disraeli and the cabinet considered calling a general election to capitalise on the public applause he and Salisbury had received. Parliaments were then for a seven-year term, and it was the custom not to go to the country until the sixth year unless forced to by events. Only four and a half years had passed since the last general election. Additionally, they did not see any clouds on the horizon that might forecast Conservative defeat if they waited. This decision not to seek re-election has often been cited as a great mistake by Disraeli. Blake, however, pointed out that results in local elections had been moving against the Conservatives, and doubted if Disraeli missed any great opportunity by waiting.
As successful invasions of India generally came through Afghanistan, the British had observed and sometimes intervened there since the 1830s, hoping to keep the Russians out. In 1878 the Russians sent a mission to Kabul; it was not rejected by the Afghans, as the British had hoped. The British then proposed to send their own mission, insisting that the Russians be sent away. The Viceroy of India Lord Lytton concealed his plans to issue this ultimatum from Disraeli, and when the Prime Minister insisted he take no action, went ahead anyway. When the Afghans made no answer, Lord Cranbrook as Secretary of State for War, ordered the advance against them in the Second Anglo-Afghan War. Under Lord Roberts, the British easily defeated them and installed a new ruler, leaving a mission and garrison in Kabul.
British policy in South Africa was to encourage federation between the British run Cape Colony and Natal, and the Boer republics, the Transvaal (annexed by Britain in 1877) and the Orange Free State. The governor of Cape Colony, Sir Bartle Frere, believing that the federation could not be accomplished until the native tribes acknowledged British rule, made demands on the Zulu and their king, Cetewayo, which they were certain to reject. As Zulu troops could not marry until they had washed their spears in blood, they were eager for combat. Frere did not send word to the cabinet of what he had done until the ultimatum was about to expire. Disraeli and the cabinet reluctantly backed him, and in early January 1879 resolved to send reinforcements. Before they could arrive, on 22 January, a Zulu impi, or army, moving with great speed and endurance, destroyed a British encampment in South Africa in the Battle of Isandlwana. Over a thousand British and colonial troops were killed. Word of the defeat did not reach London until 12 February. Disraeli wrote the next day, "the terrible disaster has shaken me to the centre". He reprimanded Frere, but left him in charge, attracting fire from all sides. Disraeli sent General Sir Garnet Wolseley as High Commissioner and Commander in Chief, and Cetewayo and the Zulus were crushed at the Battle of Ulundi on 4 July 1879.
On 8 September 1879 Sir Louis Cavagnari, in charge of the mission in Kabul, was killed with his entire staff by rebelling Afghan soldiers. Roberts undertook a successful punitive expedition against the Afghans over the next six weeks.
1880 election
Gladstone, in the 1874 election, had been returned for Greenwich, finishing second behind a Conservative in the two-member constituency, a result he termed more like a defeat than a victory. In December 1878, he was offered the Liberal nomination at the next election for Edinburghshire, a constituency popularly known as Midlothian. The small Scottish electorate was dominated by two noblemen, the Conservative Duke of Buccleuch and the Liberal Earl of Rosebery. The Earl, a friend of both Disraeli and Gladstone who would succeed the latter after his final term as Prime Minister, had journeyed to the United States to view politics there, and was convinced that aspects of American electioneering techniques could be translated to Britain. On his advice, Gladstone accepted the offer in January 1879, and later that year began his Midlothian campaign, speaking not only in Edinburgh, but across Britain, attacking Disraeli, to huge crowds.
Conservative chances of re-election were damaged by the poor weather, and consequent effects on agriculture. Four consecutive wet summers through 1879 had led to poor harvests. In the past, the farmer had the consolation of higher prices at such times, but with bumper crops cheaply transported from the United States, grain prices remained low. Other European nations, faced with similar circumstances, opted for protection, and Disraeli was urged to reinstitute the Corn Laws. He declined, stating that he regarded the matter as settled. Protection would have been highly unpopular among the newly enfranchised urban working classes, as it would raise their cost of living. Amid an economic slump generally, the Conservatives lost support among farmers.
Disraeli's health continued to fail through 1879. Owing to his infirmities, Disraeli was three-quarters of an hour late for the Lord Mayor's Dinner at the Guildhall in November, at which it is customary that the Prime Minister speaks. Though many commented on how healthy he looked, it took him great effort to appear so, and when he told the audience he expected to speak to the dinner again the following year, attendees chuckled. Gladstone was then in the midst of his campaign. Despite his public confidence, Disraeli recognised that the Conservatives would probably lose the next election and was already contemplating his Resignation Honours.
Despite this pessimism, Conservatives hopes were buoyed in early 1880 with successes in by-elections the Liberals had expected to win, concluding with victory in Southwark, normally a Liberal stronghold. The cabinet had resolved to wait before dissolving Parliament; in early March they reconsidered, agreeing to go to the country as soon as possible. Parliament was dissolved on 24 March; the first borough constituencies began voting a week later.
Disraeli took no public part in the electioneering; it being deemed improper for peers to make speeches to influence Commons elections. This meant that the chief Conservatives—Disraeli, Salisbury, and India Secretary Lord Cranbrook—would not be heard from. The election was thought likely to be close. Once returns began to be announced, it became clear that the Conservatives were being decisively beaten. The final result gave the Liberals an absolute majority of about 50.
Final months, death, and memorials
Disraeli refused to cast blame for the defeat, which he understood was likely to be final for him. He wrote to Lady Bradford that it was just as much work to end a government as to form one, without any of the fun. Queen Victoria was bitter at his departure as Prime Minister. Among the honours he arranged before resigning as Prime Minister on 21 April 1880 was one for his private secretary, Montagu Corry, who became Baron Rowton.
Returning to Hughenden, Disraeli brooded over his electoral dismissal, but also resumed work on Endymion, which he had begun in 1872 and laid aside before the 1874 election. The work was rapidly completed and published by November 1880. He carried on a correspondence with Victoria, with letters passed through intermediaries. When Parliament met in January 1881, he served as Conservative leader in the Lords, attempting to serve as a moderating influence on Gladstone's legislation.
Because of his asthma and gout, Disraeli went out as little as possible, fearing more serious episodes of illness. In March, he fell ill with bronchitis, and emerged from bed only for a meeting with Salisbury and other Conservative leaders on the 26th. As it became clear that this might be his final sickness, friends and opponents alike came to call. Disraeli declined a visit from the Queen, saying, "She would only ask me to take a message to Albert." Almost blind, when he received the last letter from Victoria of which he was aware on 5 April, he held it momentarily, then had it read to him by Lord Barrington, a Privy Councillor. One card, signed "A Workman", delighted its recipient, "Don't die yet, we can't do without you."
Despite the gravity of Disraeli's condition, the doctors concocted optimistic bulletins, for public consumption. The Prime Minister, Gladstone, called several times to enquire about his rival's condition, and wrote in his diary, "May the Almighty be near his pillow." There was intense public interest in the former Prime Minister's struggles for life. Disraeli had customarily taken the sacrament at Easter; when this day was observed on 17 April, there was discussion among his friends and family if he should be given the opportunity, but those against, fearing that he would lose hope, prevailed. On the morning of the following day, Easter Monday, he became incoherent, then comatose. Disraeli's last confirmed words before dying at his home at 19 Curzon Street in the early morning of 19 April were "I had rather live but I am not afraid to die". The anniversary of Disraeli's death was for some years commemorated in the United Kingdom as Primrose Day.
Despite having been offered a state funeral by Queen Victoria, Disraeli's executors decided against a public procession and funeral, fearing that too large crowds would gather to do him honour. The chief mourners at the service at Hughenden on 26 April were his brother Ralph and nephew Coningsby, to whom Hughenden would eventually pass; Gathorne Gathorne-Hardy, Viscount Cranbrook, despite most of Disraeli's former cabinet being present, was notably absent in Italy. Queen Victoria was prostrated with grief, and considered ennobling Ralph or Coningsby as a memorial to Disraeli (without children, his titles became extinct with his death), but decided against it on the ground that their means were too small for a peerage. Protocol forbade her attending Disraeli's funeral (this would not be changed until 1965, when Elizabeth II attended the rites for the former Prime Minister Sir Winston Churchill) but she sent primroses ("his favourite flowers") to the funeral and visited the burial vault to place a wreath of china flowers four days later.
Disraeli is buried with his wife in a vault beneath the Church of St Michael and All Angels which stands in the grounds of his home, Hughenden Manor, accessed from the churchyard. There is also a memorial to him in the chancel in the church, erected in his honour by Queen Victoria. His literary executor was his private secretary, Lord Rowton. The Disraeli vault also contains the body of Sarah Brydges Willyams, the wife of James Brydges Willyams of St Mawgan in Cornwall. Disraeli carried on a long correspondence with Mrs. Willyams, writing frankly about political affairs. At her death in 1865, she left him a large legacy, which helped clear up his debts. His will was proved in April 1882 at £84,019 18 s. 7 d. (roughly equivalent to £ in ).
Disraeli has a memorial in Westminster Abbey. This monument was erected by the nation on the motion of Gladstone in his memorial speech on Disraeli in the House of Commons. Gladstone had absented himself from the funeral, with his plea of the press of public business met with public mockery. His speech was widely anticipated, if only because his dislike for Disraeli was well known and caused the Prime Minister much worry. In the event, the speech was a model of its kind, in which he avoided comment on Disraeli's politics, while praising his personal qualities.
Legacy
Disraeli's literary and political career interacted over his lifetime and fascinated Victorian Britain, making him "one of the most eminent figures in Victorian public life", and occasioned a large output of commentary. Critic Shane Leslie noted three decades after his death that "Disraeli's career was a romance such as no Eastern vizier or Western plutocrat could tell. He began as a pioneer in dress and an aesthete of words ... Disraeli actually made his novels come true."
Literary
Disraeli's novels are his main literary achievement. They have from the outset divided critical opinion. The writer R. W. Stewart observed that there have always been two criteria for judging Disraeli's novels — one political and the other artistic. The critic Robert O'Kell, concurring, writes, "It is after all, even if you are a Tory of the staunchest blue, impossible to make Disraeli into a first-rate novelist. And it is equally impossible, no matter how much you deplore the extravagances and improprieties of his works, to make him into an insignificant one."
Disraeli's early "silver fork" novels Vivian Grey (1826) and The Young Duke (1831) featured romanticised depictions of aristocratic life (despite his ignorance of it) with character sketches of well-known public figures lightly disguised. In some of his early fiction Disraeli also portrayed himself and what he felt to be his Byronic dual nature: the poet and the man of action. His most autobiographical novel was Contarini Fleming (1832), an avowedly serious work that did not sell well. The critic William Kuhn suggests that Disraeli's fiction can be read as "the memoirs he never wrote", revealing the inner life of a politician for whom the norms of Victorian public life appeared to represent a social straitjacket—particularly with regard to what Kuhn sees as the author's "ambiguous sexuality".
Of the other novels of the early 1830s, Alroy is described by Blake as "profitable but unreadable", and The Rise of Iskander (1833), The Infernal Marriage and Ixion in Heaven (1834) made little impact. Henrietta Temple (1837) was Disraeli's next major success. It draws on the events of his affair with Henrietta Sykes to tell the story of a debt-ridden young man torn between a mercenary loveless marriage and a passionate love at first sight for the eponymous heroine. Venetia (1837) was a minor work, written to raise much-needed cash.
In the 1840s Disraeli wrote a trilogy of novels with political themes. Coningsby attacks the evils of the Whig Reform Bill of 1832 and castigates the leaderless conservatives for not responding. Sybil; or, The Two Nations (1845) reveals Peel's betrayal over the Corn Laws. These themes are expanded in Tancred (1847). With Coningsby; or, The New Generation (1844), Disraeli, in Blake's view, "infused the novel genre with political sensibility, espousing the belief that England's future as a world power depended not on the complacent old guard, but on youthful, idealistic politicians." Sybil; or, The Two Nations was less idealistic than Coningsby; the "two nations" of its sub-title referred to the huge economic and social gap between the privileged few and the deprived working classes. The last was Tancred; or, The New Crusade (1847), promoting the Church of England's role in reviving Britain's flagging spirituality. Disraeli often wrote about religion, for he was a strong promoter of the Church of England. He was troubled by the growth of elaborate rituals in the late 19th century, such as the use of incense and vestments, and heard warnings to the effect that the ritualists were going to turn control of the Church of England over to the Pope. He consequently was a strong supporter of the Public Worship Regulation Act 1874 which allowed the archbishops to go to court to stop the ritualists.
Disraeli's last completed novels were Lothair (1870) and Endymion (1880). Lothair was "Disraeli's ideological Pilgrim's Progress", It tells a story of political life with particular regard to the roles of the Anglican and Roman Catholic churches. It reflected anti-Catholicism of the sort that was popular in Britain, and which fueled support for Italian unification ("Risorgimento"). Endymion, despite having a Whig as hero, is a last exposition of the author's economic policies and political beliefs. Disraeli continued to the last to pillory his enemies in barely disguised caricatures: the character St Barbe in Endymion is widely seen as a parody of Thackeray, who had offended Disraeli more than thirty years earlier by lampooning him in Punch as "Codlingsby". Disraeli left an unfinished novel in which the priggish central character, Falconet, is unmistakably a caricature of Gladstone.
Blake commented that Disraeli "produced an epic poem, unbelievably bad, and a five-act blank verse tragedy, if possible worse. Further he wrote a discourse on political theory and a political biography, the Life of Lord George Bentinck, which is excellent ... remarkably fair and accurate."
Political
In the years after Disraeli's death, as Salisbury began his reign of more than twenty years over the Conservatives, the party emphasised the late leader's "One Nation" views, that the Conservatives at root shared the beliefs of the working classes, with the Liberals the party of the urban élite. Disraeli had, for example, stressed the need to improve the lot of the urban labourer. The memory of Disraeli was used by the Conservatives to appeal to the working classes, with whom he was said to have had a rapport. This aspect of his policies has been re-evaluated by historians in the 20th and 21st centuries. In 1972 BHAbbott stressed that it was not Disraeli but Lord Randolph Churchill who invented the term "Tory democracy", though it was Disraeli who made it an essential part of Conservative policy and philosophy. In 2007 Parry wrote, "The tory democrat myth did not survive detailed scrutiny by professional historical writing of the 1960s [which] demonstrated that Disraeli had very little interest in a programme of social legislation and was very flexible in handling parliamentary reform in 1867." Despite this, Parry sees Disraeli, rather than Peel, as the founder of the modern Conservative party. The Conservative politician and writer Douglas Hurd wrote in 2013, "[Disraeli] was not a one-nation Conservative—and this was not simply because he never used the phrase. He rejected the concept in its entirety."
Disraeli's enthusiastic propagation of the British Empire has also been seen as appealing to working class voters. Before his leadership of the Conservative Party, imperialism was the province of the Liberals, most notably Palmerston, with the Conservatives murmuring dissent across the aisle. Disraeli made the Conservatives the party that most loudly supported both the Empire and military action to assert its primacy. This came about in part because Disraeli's own views stemmed that way, in part because he saw advantage for the Conservatives, and partially in reaction against Gladstone, who disliked the expense of empire. Blake argued that Disraeli's imperialism "decisively orientated the Conservative party for many years to come, and the tradition which he started was probably a bigger electoral asset in winning working-class support during the last quarter of the century than anything else". Some historians have commented on a romantic impulse behind Disraeli's approach to Empire and foreign affairs: Abbott writes, "To the mystical Tory concepts of Throne, Church, Aristocracy and People, Disraeli added Empire." Others have identified a strongly pragmatic aspect to his policies. Gladstone's biographer Philip Magnus contrasted Disraeli's grasp of foreign affairs with that of Gladstone, who "never understood that high moral principles, in their application to foreign policy, are more often destructive of political stability than motives of national self-interest." In Parry's view, Disraeli's foreign policy "can be seen as a gigantic castle in the air (as it was by Gladstone), or as an overdue attempt to force the British commercial classes to awaken to the realities of European politics."
During his lifetime Disraeli's opponents, and sometimes even his friends and allies, questioned whether he sincerely held the views he propounded, or whether they were adopted by him as essential to one who sought to spend his life in politics, and were mouthed by him without conviction. Lord John Manners, in 1843 at the time of Young England, wrote, "could I only satisfy myself that D'Israeli believed all that he said, I should be more happy: his historical views are quite mine, but does he believe them?" Blake (writing in 1966) suggested that it is no more possible to answer that question now than it was then. Nevertheless, Paul Smith, in his journal article on Disraeli's politics, argues that Disraeli's ideas were coherently argued over a political career of nearly half a century, and "it is impossible to sweep them aside as a mere bag of burglar's tools for effecting felonious entry to the British political pantheon."
Stanley Weintraub, in his biography of Disraeli, points out that his subject did much to advance Britain towards the 20th century, carrying one of the two great Reform Acts of the 19th despite the opposition of his Liberal rival, Gladstone. "He helped preserve constitutional monarchy by drawing the Queen out of mourning into a new symbolic national role and created the climate for what became 'Tory democracy'. He articulated an imperial role for Britain that would last into World War II and brought an intermittently self-isolated Britain into the concert of Europe."
Frances Walsh comments on Disraeli's multifaceted public life:
Historian Llewellyn Woodward has evaluated Disraeli:
Historical writers have often played Disraeli and Gladstone against each other as great rivals. Roland Quinault, however, cautions us not to exaggerate the confrontation:
Role of Jewishness
By 1882, 46,000 Jews lived in England and, by 1890, Jewish emancipation was complete in every walk of life. Since 1858, Parliament has never been without practising Jewish members. The first Jewish Lord Mayor of London, Sir David Salomons, was elected in 1855, followed by the 1858 emancipation of the Jews. On 26 July 1858, Lionel de Rothschild was finally allowed to sit in the British House of Commons when the hitherto specifically Christian oath of office was changed. Disraeli, a baptised Christian of Jewish parentage, at this point was already an MP, as the mandated oath of office presented no barrier to him. In 1884 Nathan Mayer Rothschild, 1st Baron Rothschild became the first Jewish member of the British House of Lords; Disraeli was already a member.
Disraeli as a leader of the Conservative Party, with its ties to the landed aristocracy, used his Jewish ancestry to claim an aristocratic heritage of his own. His biographer Jonathan Parry argues:
Todd Endelman points out that, "The link between Jews and old clothes was so fixed in the popular imagination that Victorian political cartoonists regularly drew Benjamin Disraeli (1804–81) as an old clothes man in order to stress his Jewishness." He adds, "Before the 1990s...few biographers of Disraeli or historians of Victorian politics acknowledged the prominence of the antisemitism that accompanied his climb up the greasy pole or its role in shaping his own singular sense of Jewishness.
According to Michael Ragussis:
Popular culture
Depiction in 19th- and early 20th-century culture
Historian Michael Diamond asserts that for British music hall patrons in the 1880s and 1890s, "xenophobia and pride in empire" were reflected in the halls' most popular political heroes: all were Conservatives and Disraeli stood out above all, even decades after his death, while Gladstone was used as a villain.
Film historian Roy Armes has argued that historical films helped maintain the political status quo in Britain in the 1920s and 1930s by imposing an establishment viewpoint that emphasized the greatness of monarchy, empire, and tradition. The films created "a facsimile world where existing values were invariably validated by events in the film and where all discord could be turned into harmony by an acceptance of the status quo."
Steven Fielding has argued that Disraeli was an especially popular film hero: "historical dramas favoured Disraeli over Gladstone and, more substantively, promulgated an essentially deferential view of democratic leadership." Stage and screen actor George Arliss was known for his portrayals of Disraeli, winning the Academy Award for Best Actor for 1929's Disraeli. Fielding says Arliss "personified the kind of paternalistic, kindly, homely statesmanship that appealed to a significant proportion of the cinema audience ... Even workers attending Labour party meetings deferred to leaders with an elevated social background who showed they cared."
Later 20th-century depictions
John Gielgud portrayed Disraeli in 1941, in Thorold Dickinson's morale-boosting film The Prime Minister, which followed the politician from age 30 to 70.
Alec Guinness portrayed him in The Mudlark (1950), a film which included a memorable scene where Guinness delivered an uninterrupted seven-minute speech in Parliament.
Ian McShane starred in the four-part 1978 ATV miniseries Disraeli: Portrait of a Romantic, written by David Butler. It was presented in the U.S. on PBS's Masterpiece Theatre in 1980 and was nominated for the Emmy Award for Outstanding Limited Series.
Richard Pasco played the role of Disraeli in the ITV series Number 10 in 1983.
In the 1997 film Mrs Brown, depicting the relationship between Queen Victoria and her servant John Brown, the role of Disraeli was played by Antony Sher.
Works by Disraeli
Novels
Vivian Grey (1826)
Popanilla (1828)
The Young Duke (1831)
Contarini Fleming (1832)
Ixion in Heaven (1832/3)
The Wondrous Tale of Alroy (1833)
The Rise of Iskander (1833)
The Infernal Marriage (1834)
A Year at Hartlebury, or The Election (with Sarah Disraeli, 1834)
Henrietta Temple (1837)
Venetia (1837)
Coningsby, or the New Generation (1844)
Sybil, or The Two Nations (1845)
Tancred, or the New Crusade (1847)
Lothair (1870)
Endymion (1880)
Falconet (unfinished 1881)
Poetry
The Revolutionary Epick (1834)
Drama
The Tragedy of Count Alarcos (1839)
Non-fiction
An Inquiry into the Plans, Progress, and Policy of the American Mining Companies (1825)
Lawyers and Legislators: or, Notes, on the American Mining Companies (1825)
The present state of Mexico (1825)
England and France, or a Cure for the Ministerial Gallomania (1832)
What Is He? (1833)
The Vindication of the English Constitution (1835)
The Letters of Runnymede (1836)
Lord George Bentinck (1852)
Arms
Notes and references
Notes
References
Sources
Text also available online at Oxford Dictionary of National Biography
Woodward, Llewellyn. (1962) The Age of Reform, 1815-1870 (Oxford University Press, 1938; 2nd ed. 1962) online.
Further reading
Braun, Thom. Disraeli the Novelist (Routledge, 2016).
Bright, J. Franck. A History of England. Period 4: Growth of Democracy: Victoria 1837–1880 (1893)online 608pp; highly detailed political narrative
Cesarani, David. Disraeli: The Novel Politician (Yale UP, 2016).
Clausson, Nils. "Benjamin Disraeli, Sybil, or The Two." in Handbook of the English Novel, 1830–1900 ed. by Martin Middeke and Monika Pietrzak-Franger (2020) pp 189–204. online
Davis, Richard W. "Disraeli, the Rothschilds, and anti-Semitism." Jewish History (1996): 9-19 online.
Endelman, Todd M., and Tony Kushner, eds. Disraeli's Jewishness (2002)
Kalmar, Ivan Davidson. "Benjamin Disraeli, romantic orientalist." Comparative studies in society and history 47.2 (2005): 348–371. online
Magnus, Sir Philip. "Benjamin Disraeli." History Today (Sep 1951) 1#9 pp 23–30.
Malchow, Howard LeRoy. Agitators and Promoters in the Age of Gladstone and Disraeli: A Biographical Dictionary of the Leaders of British Pressure Groups founded between 1865 and 1886 (2 vol 1983), includes thousands of activists.
(translated by Hamish Miles)
Miller, Henry. "Disraeli, Gladstone and the personification of party, 1868–80." in Miller, Politics personified (Manchester University Press, 2016).
Monypenny, William Flavelle and George Earle Buckle, The Life of Benjamin Disraeli, Earl of Beaconsfield (2 vol. London: John Murray, 1929), a famous classic; contains vol 1–4 and vol 5–6 of the original edition Life of Benjamin Disraeli volume 1 1804–1837, Volume 2 1837–1846, Volume 3 1846–1855, Volume 4 1855–1868, Volume 5 1868–1876, Volume 6 1876–1881. Vol 1 to 6 are available free from Google books: vol 1; vol 2; vol 3; vol 4; vol 5; and vol 6
Napton, Dani. "Historical Romance and the Mythology of Charles I in D'Israeli, Scott and Disraeli." English Studies 99.2 (2018): 148–165.
Nicolay, Claire. "The anxiety of 'Mosaic' influence: Thackeray, Disraeli, and Anglo‐Jewish assimilation in the 1840s." Nineteenth‐Century Contexts 25.2 (2003): 119–145.
looks at close links between his fiction and his politics.
Parry, J. P. "Disraeli, the East and religion: Tancred in context." English Historical Review 132.556 (2017): 570–604.
Saab, Ann Pottinger. "Disraeli, Judaism, and the Eastern Question." International History Review 10.4 (1988): 559–578.
Schweller, Russell. "'Mosaic Arabs': Jews and Gentlemen in Disraeli's Young England Trilogy." Shofar (2006): 55-69 online.
Schwarz, Daniel R. "" Mene, Mene, Tekel, Upharsin": Jewish Perspectives in Disraeli's Fiction." Jewish History (1996): 37-55. online
Seton-Watson, R. W. Britain in Europe, 1789–1914. (1938); comprehensive history online
Shannon, Richard. The crisis of imperialism, 1865–1915 (1976), pp 101–41.
Spevack, Marvin. "In the Shadow of the Son: Isaac D'Israeli and Benjamin Disraeli." Jewish Culture and History 8.2 (2006): 73–92.
Wohl, Anthony S. "'Ben JuJu': Representations of Disraeli's Jewishness in the Victorian political cartoon." Jewish history 10.2 (1996): 89-134 online
Primary sources
Letters of Benjamin Disraeli. 10 vol edited by Michael W. Pharand, et al. (1982 to 2014), ending in 1868. online
Hicks, Geoff, et al. eds. Documents on Conservative Foreign Policy, 1852-1878 (2013), 550 documents excerpt
Partridge, Michael, and Richard Gaunt. Lives of Victorian Political Figures Part 1: Palmerston, Disraeli and Gladstone (4 vol. Pickering & Chatto. 2006) reprints 32 original pamphlets on Disraeli.
Temperley, Harold and L.M. Penson, eds. Foundations of British Foreign Policy: From Pitt (1792) to Salisbury (1902) (1938), primary sources online
Historiography
Parry, Jonathan P. "Disraeli and England." Historical Journal (2000): 699-728 online.
Quinault, Roland. "Gladstone and Disraeli: A Reappraisal of their Relationship." History 91.304 (2006): 557–576.
St. John, Ian. The Historiography of Gladstone and Disraeli (Anthem Press, 2016) 402 pp excerpt
External links
Disraeli as the inventor of modern conservatism at The Weekly Standard
John Prescott interview with Andrew Neill.
BBC Radio 4 series The Prime Ministers
Hughenden Manor information at the National Trust
Bodleian Library Disraeli bicentenary exhibition, 2004
What Disraeli Can Teach Us by Geoffrey Wheatcroft from The New York Review of Books
Benjamin Disraeli letters at Brandeis University
Electronic editions
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3876 | https://en.wikipedia.org/wiki/Binomial%20distribution | Binomial distribution | In probability theory and statistics, the binomial distribution with parameters n and p is the discrete probability distribution of the number of successes in a sequence of n independent experiments, each asking a yes–no question, and each with its own Boolean-valued outcome: success (with probability p) or failure (with probability ). A single success/failure experiment is also called a Bernoulli trial or Bernoulli experiment, and a sequence of outcomes is called a Bernoulli process; for a single trial, i.e., n = 1, the binomial distribution is a Bernoulli distribution. The binomial distribution is the basis for the popular binomial test of statistical significance.
The binomial distribution is frequently used to model the number of successes in a sample of size n drawn with replacement from a population of size N. If the sampling is carried out without replacement, the draws are not independent and so the resulting distribution is a hypergeometric distribution, not a binomial one. However, for N much larger than n, the binomial distribution remains a good approximation, and is widely used.
Definitions
Probability mass function
In general, if the random variable X follows the binomial distribution with parameters n ∈ and p ∈ [0,1], we write X ~ B(n, p). The probability of getting exactly k successes in n independent Bernoulli trials (with the same rate p) is given by the probability mass function:
for k = 0, 1, 2, ..., n, where
is the binomial coefficient, hence the name of the distribution. The formula can be understood as follows: k successes occur with probability pk and n − k failures occur with probability . However, the k successes can occur anywhere among the n trials, and there are different ways of distributing k successes in a sequence of n trials.
In creating reference tables for binomial distribution probability, usually the table is filled in up to n/2 values. This is because for k > n/2, the probability can be calculated by its complement as
Looking at the expression f(k, n, p) as a function of k, there is a k value that maximizes it. This k value can be found by calculating
and comparing it to 1. There is always an integer M that satisfies
f(k, n, p) is monotone increasing for k < M and monotone decreasing for k > M, with the exception of the case where (n + 1)p is an integer. In this case, there are two values for which f is maximal: (n + 1)p and (n + 1)p − 1. M is the most probable outcome (that is, the most likely, although this can still be unlikely overall) of the Bernoulli trials and is called the mode.
Example
Suppose a biased coin comes up heads with probability 0.3 when tossed. The probability of seeing exactly 4 heads in 6 tosses is
Cumulative distribution function
The cumulative distribution function can be expressed as:
where is the "floor" under k, i.e. the greatest integer less than or equal to k.
It can also be represented in terms of the regularized incomplete beta function, as follows:
which is equivalent to the cumulative distribution function of the -distribution:
Some closed-form bounds for the cumulative distribution function are given below.
Properties
Expected value and variance
If X ~ B(n, p), that is, X is a binomially distributed random variable, n being the total number of experiments and p the probability of each experiment yielding a successful result, then the expected value of X is:
This follows from the linearity of the expected value along with the fact that is the sum of identical Bernoulli random variables, each with expected value . In other words, if are identical (and independent) Bernoulli random variables with parameter , then and
The variance is:
This similarly follows from the fact that the variance of a sum of independent random variables is the sum of the variances.
Higher moments
The first 6 central moments, defined as , are given by
The non-central moments satisfy
and in general
where are the Stirling numbers of the second kind, and is the th falling power of .
A simple bound
follows by bounding the Binomial moments via the higher Poisson moments:
This shows that if , then is at most a constant factor away from
Mode
Usually the mode of a binomial B(n, p) distribution is equal to , where is the floor function. However, when (n + 1)p is an integer and p is neither 0 nor 1, then the distribution has two modes: (n + 1)p and (n + 1)p − 1. When p is equal to 0 or 1, the mode will be 0 and n correspondingly. These cases can be summarized as follows:
Proof: Let
For only has a nonzero value with . For we find and for . This proves that the mode is 0 for and for .
Let . We find
.
From this follows
So when is an integer, then and is a mode. In the case that , then only is a mode.
Median
In general, there is no single formula to find the median for a binomial distribution, and it may even be non-unique. However, several special results have been established:
If is an integer, then the mean, median, and mode coincide and equal .
Any median m must lie within the interval .
A median m cannot lie too far away from the mean: .
The median is unique and equal to m = round(np) when (except for the case when and n is odd).
When p is a rational number (with the exception of and n odd) the median is unique.
When and n is odd, any number m in the interval is a median of the binomial distribution. If and n is even, then is the unique median.
Tail bounds
For k ≤ np, upper bounds can be derived for the lower tail of the cumulative distribution function , the probability that there are at most k successes. Since , these bounds can also be seen as bounds for the upper tail of the cumulative distribution function for k ≥ np.
Hoeffding's inequality yields the simple bound
which is however not very tight. In particular, for p = 1, we have that F(k;n,p) = 0 (for fixed k, n with k < n), but Hoeffding's bound evaluates to a positive constant.
A sharper bound can be obtained from the Chernoff bound:
where D(a || p) is the relative entropy (or Kullback-Leibler divergence) between an a-coin and a p-coin (i.e. between the Bernoulli(a) and Bernoulli(p) distribution):
Asymptotically, this bound is reasonably tight; see for details.
One can also obtain lower bounds on the tail , known as anti-concentration bounds. By approximating the binomial coefficient with Stirling's formula it can be shown that
which implies the simpler but looser bound
For p = 1/2 and k ≥ 3n/8 for even n, it is possible to make the denominator constant:
Statistical inference
Estimation of parameters
When n is known, the parameter p can be estimated using the proportion of successes:
This estimator is found using maximum likelihood estimator and also the method of moments. This estimator is unbiased and uniformly with minimum variance, proven using Lehmann–Scheffé theorem, since it is based on a minimal sufficient and complete statistic (i.e.: x). It is also consistent both in probability and in MSE.
A closed form Bayes estimator for p also exists when using the Beta distribution as a conjugate prior distribution. When using a general as a prior, the posterior mean estimator is:
The Bayes estimator is asymptotically efficient and as the sample size approaches infinity (n → ∞), it approaches the MLE solution. The Bayes estimator is biased (how much depends on the priors), admissible and consistent in probability.
For the special case of using the standard uniform distribution as a non-informative prior, , the posterior mean estimator becomes:
(A posterior mode should just lead to the standard estimator.) This method is called the rule of succession, which was introduced in the 18th century by Pierre-Simon Laplace.
When estimating p with very rare events and a small n (e.g.: if x=0), then using the standard estimator leads to which sometimes is unrealistic and undesirable. In such cases there are various alternative estimators. One way is to use the Bayes estimator, leading to:
Another method is to use the upper bound of the confidence interval obtained using the rule of three:
Confidence intervals
Even for quite large values of n, the actual distribution of the mean is significantly nonnormal. Because of this problem several methods to estimate confidence intervals have been proposed.
In the equations for confidence intervals below, the variables have the following meaning:
n1 is the number of successes out of n, the total number of trials
is the proportion of successes
is the quantile of a standard normal distribution (i.e., probit) corresponding to the target error rate . For example, for a 95% confidence level the error = 0.05, so = 0.975 and = 1.96.
Wald method
A continuity correction of 0.5/n may be added.
Agresti–Coull method
Here the estimate of p is modified to
This method works well for and . See here for . For use the Wilson (score) method below.
Arcsine method
Wilson (score) method
The notation in the formula below differs from the previous formulas in two respects:
Firstly, zx has a slightly different interpretation in the formula below: it has its ordinary meaning of 'the xth quantile of the standard normal distribution', rather than being a shorthand for 'the (1 − x)-th quantile'.
Secondly, this formula does not use a plus-minus to define the two bounds. Instead, one may use to get the lower bound, or use to get the upper bound. For example: for a 95% confidence level the error = 0.05, so one gets the lower bound by using , and one gets the upper bound by using .
Comparison
The so-called "exact" (Clopper–Pearson) method is the most conservative. (Exact does not mean perfectly accurate; rather, it indicates that the estimates will not be less conservative than the true value.)
The Wald method, although commonly recommended in textbooks, is the most biased.
Related distributions
Sums of binomials
If X ~ B(n, p) and Y ~ B(m, p) are independent binomial variables with the same probability p, then X + Y is again a binomial variable; its distribution is Z=X+Y ~ B(n+m, p):
A Binomial distributed random variable X ~ B(n, p) can be considered as the sum of n Bernoulli distributed random variables. So the sum of two Binomial distributed random variable X ~ B(n, p) and Y ~ B(m, p) is equivalent to the sum of n + m Bernoulli distributed random variables, which means Z=X+Y ~ B(n+m, p). This can also be proven directly using the addition rule.
However, if X and Y do not have the same probability p, then the variance of the sum will be smaller than the variance of a binomial variable distributed as
Poisson binomial distribution
The binomial distribution is a special case of the Poisson binomial distribution, which is the distribution of a sum of n independent non-identical Bernoulli trials B(pi).
Ratio of two binomial distributions
This result was first derived by Katz and coauthors in 1978.
Let and be independent. Let .
Then log(T) is approximately normally distributed with mean log(p1/p2) and variance .
Conditional binomials
If X ~ B(n, p) and Y | X ~ B(X, q) (the conditional distribution of Y, given X), then Y is a simple binomial random variable with distribution Y ~ B(n, pq).
For example, imagine throwing n balls to a basket UX and taking the balls that hit and throwing them to another basket UY. If p is the probability to hit UX then X ~ B(n, p) is the number of balls that hit UX. If q is the probability to hit UY then the number of balls that hit UY is Y ~ B(X, q) and therefore Y ~ B(n, pq).
Since and , by the law of total probability,
Since the equation above can be expressed as
Factoring and pulling all the terms that don't depend on out of the sum now yields
After substituting in the expression above, we get
Notice that the sum (in the parentheses) above equals by the binomial theorem. Substituting this in finally yields
and thus as desired.
Bernoulli distribution
The Bernoulli distribution is a special case of the binomial distribution, where n = 1. Symbolically, X ~ B(1, p) has the same meaning as X ~ Bernoulli(p). Conversely, any binomial distribution, B(n, p), is the distribution of the sum of n independent Bernoulli trials, Bernoulli(p), each with the same probability p.
Normal approximation
If n is large enough, then the skew of the distribution is not too great. In this case a reasonable approximation to B(n, p) is given by the normal distribution
and this basic approximation can be improved in a simple way by using a suitable continuity correction.
The basic approximation generally improves as n increases (at least 20) and is better when p is not near to 0 or 1. Various rules of thumb may be used to decide whether n is large enough, and p is far enough from the extremes of zero or one:
One rule is that for the normal approximation is adequate if the absolute value of the skewness is strictly less than 0.3; that is, if
This can be made precise using the Berry–Esseen theorem.
A stronger rule states that the normal approximation is appropriate only if everything within 3 standard deviations of its mean is within the range of possible values; that is, only if
This 3-standard-deviation rule is equivalent to the following conditions, which also imply the first rule above.
The rule is totally equivalent to request that
Moving terms around yields:
Since , we can apply the square power and divide by the respective factors and , to obtain the desired conditions:
Notice that these conditions automatically imply that . On the other hand, apply again the square root and divide by 3,
Subtracting the second set of inequalities from the first one yields:
and so, the desired first rule is satisfied,
Another commonly used rule is that both values and must be greater than or equal to 5. However, the specific number varies from source to source, and depends on how good an approximation one wants. In particular, if one uses 9 instead of 5, the rule implies the results stated in the previous paragraphs.
Assume that both values and are greater than 9. Since , we easily have that
We only have to divide now by the respective factors and , to deduce the alternative form of the 3-standard-deviation rule:
The following is an example of applying a continuity correction. Suppose one wishes to calculate Pr(X ≤ 8) for a binomial random variable X. If Y has a distribution given by the normal approximation, then Pr(X ≤ 8) is approximated by Pr(Y ≤ 8.5). The addition of 0.5 is the continuity correction; the uncorrected normal approximation gives considerably less accurate results.
This approximation, known as de Moivre–Laplace theorem, is a huge time-saver when undertaking calculations by hand (exact calculations with large n are very onerous); historically, it was the first use of the normal distribution, introduced in Abraham de Moivre's book The Doctrine of Chances in 1738. Nowadays, it can be seen as a consequence of the central limit theorem since B(n, p) is a sum of n independent, identically distributed Bernoulli variables with parameter p. This fact is the basis of a hypothesis test, a "proportion z-test", for the value of p using x/n, the sample proportion and estimator of p, in a common test statistic.
For example, suppose one randomly samples n people out of a large population and ask them whether they agree with a certain statement. The proportion of people who agree will of course depend on the sample. If groups of n people were sampled repeatedly and truly randomly, the proportions would follow an approximate normal distribution with mean equal to the true proportion p of agreement in the population and with standard deviation
Poisson approximation
The binomial distribution converges towards the Poisson distribution as the number of trials goes to infinity while the product np converges to a finite limit. Therefore, the Poisson distribution with parameter λ = np can be used as an approximation to B(n, p) of the binomial distribution if n is sufficiently large and p is sufficiently small. According to rules of thumb, this approximation is good if n ≥ 20 and p ≤ 0.05 such that np ≤ 1, or if n > 50 and p < 0.1 such that np < 5, or if n ≥ 100 and np ≤ 10.
Concerning the accuracy of Poisson approximation, see Novak, ch. 4, and references therein.
Limiting distributions
Poisson limit theorem: As n approaches ∞ and p approaches 0 with the product np held fixed, the Binomial(n, p) distribution approaches the Poisson distribution with expected value λ = np.
de Moivre–Laplace theorem: As n approaches ∞ while p remains fixed, the distribution of
approaches the normal distribution with expected value 0 and variance 1. This result is sometimes loosely stated by saying that the distribution of X is asymptotically normal with expected value 0 and variance 1. This result is a specific case of the central limit theorem.
Beta distribution
The binomial distribution and beta distribution are different views of the same model of repeated Bernoulli trials. The binomial distribution is the PMF of successes given independent events each with a probability of success.
Mathematically, when and , the beta distribution and the binomial distribution are related by a factor of :
Beta distributions also provide a family of prior probability distributions for binomial distributions in Bayesian inference:
Given a uniform prior, the posterior distribution for the probability of success given independent events with observed successes is a beta distribution.
Random number generation
Methods for random number generation where the marginal distribution is a binomial distribution are well-established.
One way to generate random variates samples from a binomial distribution is to use an inversion algorithm. To do so, one must calculate the probability that for all values from through . (These probabilities should sum to a value close to one, in order to encompass the entire sample space.) Then by using a pseudorandom number generator to generate samples uniformly between 0 and 1, one can transform the calculated samples into discrete numbers by using the probabilities calculated in the first step.
History
This distribution was derived by Jacob Bernoulli. He considered the case where p = r/(r + s) where p is the probability of success and r and s are positive integers. Blaise Pascal had earlier considered the case where p = 1/2, tabulating the corresponding binomial coefficients in what is now recognized as Pascal's triangle.
See also
Logistic regression
Multinomial distribution
Negative binomial distribution
Beta-binomial distribution
Binomial measure, an example of a multifractal measure.
Statistical mechanics
Piling-up lemma, the resulting probability when XOR-ing independent Boolean variables
References
Further reading
External links
Interactive graphic: Univariate Distribution Relationships
Binomial distribution formula calculator
Difference of two binomial variables: X-Y or |X-Y|
Querying the binomial probability distribution in WolframAlpha
Confidence (credible) intervals for binomial probability, p: online calculator available at causaScientia.org
Discrete distributions
Factorial and binomial topics
Conjugate prior distributions
Exponential family distributions |
3878 | https://en.wikipedia.org/wiki/Biostatistics | Biostatistics | Biostatistics (also known as biometry) is a branch of statistics that applies statistical methods to a wide range of topics in biology. It encompasses the design of biological experiments, the collection and analysis of data from those experiments and the interpretation of the results.
History
Biostatistics and genetics
Biostatistical modeling forms an important part of numerous modern biological theories. Genetics studies, since its beginning, used statistical concepts to understand observed experimental results. Some genetics scientists even contributed with statistical advances with the development of methods and tools. Gregor Mendel started the genetics studies investigating genetics segregation patterns in families of peas and used statistics to explain the collected data. In the early 1900s, after the rediscovery of Mendel's Mendelian inheritance work, there were gaps in understanding between genetics and evolutionary Darwinism. Francis Galton tried to expand Mendel's discoveries with human data and proposed a different model with fractions of the heredity coming from each ancestral composing an infinite series. He called this the theory of "Law of Ancestral Heredity". His ideas were strongly disagreed by William Bateson, who followed Mendel's conclusions, that genetic inheritance were exclusively from the parents, half from each of them. This led to a vigorous debate between the biometricians, who supported Galton's ideas, as Raphael Weldon, Arthur Dukinfield Darbishire and Karl Pearson, and Mendelians, who supported Bateson's (and Mendel's) ideas, such as Charles Davenport and Wilhelm Johannsen. Later, biometricians could not reproduce Galton conclusions in different experiments, and Mendel's ideas prevailed. By the 1930s, models built on statistical reasoning had helped to resolve these differences and to produce the neo-Darwinian modern evolutionary synthesis.
Solving these differences also allowed to define the concept of population genetics and brought together genetics and evolution. The three leading figures in the establishment of population genetics and this synthesis all relied on statistics and developed its use in biology.
Ronald Fisher worked alongside statistician Betty Allan developing several basic statistical methods in support of his work studying the crop experiments at Rothamsted Research, published in Fisher's books Statistical Methods for Research Workers (1925) and The Genetical Theory of Natural Selection (1930), as well as Allan's scientific papers. Fisher went on to give many contributions to genetics and statistics. Some of them include the ANOVA, p-value concepts, Fisher's exact test and Fisher's equation for population dynamics. He is credited for the sentence "Natural selection is a mechanism for generating an exceedingly high degree of improbability".
Sewall G. Wright developed F-statistics and methods of computing them and defined inbreeding coefficient.
J. B. S. Haldane's book, The Causes of Evolution, reestablished natural selection as the premier mechanism of evolution by explaining it in terms of the mathematical consequences of Mendelian genetics. He also developed the theory of primordial soup.
These and other biostatisticians, mathematical biologists, and statistically inclined geneticists helped bring together evolutionary biology and genetics into a consistent, coherent whole that could begin to be quantitatively modeled.
In parallel to this overall development, the pioneering work of D'Arcy Thompson in On Growth and Form also helped to add quantitative discipline to biological study.
Despite the fundamental importance and frequent necessity of statistical reasoning, there may nonetheless have been a tendency among biologists to distrust or deprecate results which are not qualitatively apparent. One anecdote describes Thomas Hunt Morgan banning the Friden calculator from his department at Caltech, saying "Well, I am like a guy who is prospecting for gold along the banks of the Sacramento River in 1849. With a little intelligence, I can reach down and pick up big nuggets of gold. And as long as I can do that, I'm not going to let any people in my department waste scarce resources in placer mining."
Research planning
Any research in life sciences is proposed to answer a scientific question we might have. To answer this question with a high certainty, we need accurate results. The correct definition of the main hypothesis and the research plan will reduce errors while taking a decision in understanding a phenomenon. The research plan might include the research question, the hypothesis to be tested, the experimental design, data collection methods, data analysis perspectives and costs involved. It is essential to carry the study based on the three basic principles of experimental statistics: randomization, replication, and local control.
Research question
The research question will define the objective of a study. The research will be headed by the question, so it needs to be concise, at the same time it is focused on interesting and novel topics that may improve science and knowledge and that field. To define the way to ask the scientific question, an exhaustive literature review might be necessary. So the research can be useful to add value to the scientific community.
Hypothesis definition
Once the aim of the study is defined, the possible answers to the research question can be proposed, transforming this question into a hypothesis. The main propose is called null hypothesis (H0) and is usually based on a permanent knowledge about the topic or an obvious occurrence of the phenomena, sustained by a deep literature review. We can say it is the standard expected answer for the data under the situation in test. In general, HO assumes no association between treatments. On the other hand, the alternative hypothesis is the denial of HO. It assumes some degree of association between the treatment and the outcome. Although, the hypothesis is sustained by question research and its expected and unexpected answers.
As an example, consider groups of similar animals (mice, for example) under two different diet systems. The research question would be: what is the best diet? In this case, H0 would be that there is no difference between the two diets in mice metabolism (H0: μ1 = μ2) and the alternative hypothesis would be that the diets have different effects over animals metabolism (H1: μ1 ≠ μ2).
The hypothesis is defined by the researcher, according to his/her interests in answering the main question. Besides that, the alternative hypothesis can be more than one hypothesis. It can assume not only differences across observed parameters, but their degree of differences (i.e. higher or shorter).
Sampling
Usually, a study aims to understand an effect of a phenomenon over a population. In biology, a population is defined as all the individuals of a given species, in a specific area at a given time. In biostatistics, this concept is extended to a variety of collections possible of study. Although, in biostatistics, a population is not only the individuals, but the total of one specific component of their organisms, as the whole genome, or all the sperm cells, for animals, or the total leaf area, for a plant, for example.
It is not possible to take the measures from all the elements of a population. Because of that, the sampling process is very important for statistical inference. Sampling is defined as to randomly get a representative part of the entire population, to make posterior inferences about the population. So, the sample might catch the most variability across a population. The sample size is determined by several things, since the scope of the research to the resources available. In clinical research, the trial type, as inferiority, equivalence, and superiority is a key in determining sample size.
Experimental design
Experimental designs sustain those basic principles of experimental statistics. There are three basic experimental designs to randomly allocate treatments in all plots of the experiment. They are completely randomized design, randomized block design, and factorial designs. Treatments can be arranged in many ways inside the experiment. In agriculture, the correct experimental design is the root of a good study and the arrangement of treatments within the study is essential because environment largely affects the plots (plants, livestock, microorganisms). These main arrangements can be found in the literature under the names of "lattices", "incomplete blocks", "split plot", "augmented blocks", and many others. All of the designs might include control plots, determined by the researcher, to provide an error estimation during inference.
In clinical studies, the samples are usually smaller than in other biological studies, and in most cases, the environment effect can be controlled or measured. It is common to use randomized controlled clinical trials, where results are usually compared with observational study designs such as case–control or cohort.
Data collection
Data collection methods must be considered in research planning, because it highly influences the sample size and experimental design.
Data collection varies according to type of data. For qualitative data, collection can be done with structured questionnaires or by observation, considering presence or intensity of disease, using score criterion to categorize levels of occurrence. For quantitative data, collection is done by measuring numerical information using instruments.
In agriculture and biology studies, yield data and its components can be obtained by metric measures. However, pest and disease injuries in plats are obtained by observation, considering score scales for levels of damage. Especially, in genetic studies, modern methods for data collection in field and laboratory should be considered, as high-throughput platforms for phenotyping and genotyping. These tools allow bigger experiments, while turn possible evaluate many plots in lower time than a human-based only method for data collection.
Finally, all data collected of interest must be stored in an organized data frame for further analysis.
Analysis and data interpretation
Descriptive tools
Data can be represented through tables or graphical representation, such as line charts, bar charts, histograms, scatter plot. Also, measures of central tendency and variability can be very useful to describe an overview of the data. Follow some examples:
Frequency tables
One type of tables are the frequency table, which consists of data arranged in rows and columns, where the frequency is the number of occurrences or repetitions of data. Frequency can be:
Absolute: represents the number of times that a determined value appear;
Relative: obtained by the division of the absolute frequency by the total number;
In the next example, we have the number of genes in ten operons of the same organism.
Line graph
Line graphs represent the variation of a value over another metric, such as time. In general, values are represented in the vertical axis, while the time variation is represented in the horizontal axis.
Bar chart
A bar chart is a graph that shows categorical data as bars presenting heights (vertical bar) or widths (horizontal bar) proportional to represent values. Bar charts provide an image that could also be represented in a tabular format.
In the bar chart example, we have the birth rate in Brazil for the December months from 2010 to 2016. The sharp fall in December 2016 reflects the outbreak of Zika virus in the birth rate in Brazil.
Histograms
The histogram (or frequency distribution) is a graphical representation of a dataset tabulated and divided into uniform or non-uniform classes. It was first introduced by Karl Pearson.
Scatter plot
A scatter plot is a mathematical diagram that uses Cartesian coordinates to display values of a dataset. A scatter plot shows the data as a set of points, each one presenting the value of one variable determining the position on the horizontal axis and another variable on the vertical axis. They are also called scatter graph, scatter chart, scattergram, or scatter diagram.
Mean
The arithmetic mean is the sum of a collection of values () divided by the number of items of this collection ().
Median
The median is the value in the middle of a dataset.
Mode
The mode is the value of a set of data that appears most often.
Box plot
Box plot is a method for graphically depicting groups of numerical data. The maximum and minimum values are represented by the lines, and the interquartile range (IQR) represent 25–75% of the data. Outliers may be plotted as circles.
Correlation coefficients
Although correlations between two different kinds of data could be inferred by graphs, such as scatter plot, it is necessary validate this though numerical information. For this reason, correlation coefficients are required. They provide a numerical value that reflects the strength of an association.
Pearson correlation coefficient
Pearson correlation coefficient is a measure of association between two variables, X and Y. This coefficient, usually represented by ρ (rho) for the population and r for the sample, assumes values between −1 and 1, where ρ = 1 represents a perfect positive correlation, ρ = −1 represents a perfect negative correlation, and ρ = 0 is no linear correlation.
Inferential statistics
It is used to make inferences about an unknown population, by estimation and/or hypothesis testing. In other words, it is desirable to obtain parameters to describe the population of interest, but since the data is limited, it is necessary to make use of a representative sample in order to estimate them. With that, it is possible to test previously defined hypotheses and apply the conclusions to the entire population. The standard error of the mean is a measure of variability that is crucial to do inferences.
Hypothesis testing
Hypothesis testing is essential to make inferences about populations aiming to answer research questions, as settled in "Research planning" section. Authors defined four steps to be set:
The hypothesis to be tested: as stated earlier, we have to work with the definition of a null hypothesis (H0), that is going to be tested, and an alternative hypothesis. But they must be defined before the experiment implementation.
Significance level and decision rule: A decision rule depends on the level of significance, or in other words, the acceptable error rate (α). It is easier to think that we define a critical value that determines the statistical significance when a test statistic is compared with it. So, α also has to be predefined before the experiment.
Experiment and statistical analysis: This is when the experiment is really implemented following the appropriate experimental design, data is collected and the more suitable statistical tests are evaluated.
Inference: Is made when the null hypothesis is rejected or not rejected, based on the evidence that the comparison of p-values and α brings. It is pointed that the failure to reject H0 just means that there is not enough evidence to support its rejection, but not that this hypothesis is true.
Confidence intervals
A confidence interval is a range of values that can contain the true real parameter value in given a certain level of confidence. The first step is to estimate the best-unbiased estimate of the population parameter. The upper value of the interval is obtained by the sum of this estimate with the multiplication between the standard error of the mean and the confidence level. The calculation of lower value is similar, but instead of a sum, a subtraction must be applied.
Statistical considerations
Power and statistical error
When testing a hypothesis, there are two types of statistic errors possible: Type I error and Type II error. The type I error or false positive is the incorrect rejection of a true null hypothesis and the type II error or false negative is the failure to reject a false null hypothesis. The significance level denoted by α is the type I error rate and should be chosen before performing the test. The type II error rate is denoted by β and statistical power of the test is 1 − β.
p-value
The p-value is the probability of obtaining results as extreme as or more extreme than those observed, assuming the null hypothesis (H0) is true. It is also called the calculated probability. It is common to confuse the p-value with the significance level (α), but, the α is a predefined threshold for calling significant results. If p is less than α, the null hypothesis (H0) is rejected.
Multiple testing
In multiple tests of the same hypothesis, the probability of the occurrence of falses positives (familywise error rate) increase and some strategy are used to control this occurrence. This is commonly achieved by using a more stringent threshold to reject null hypotheses. The Bonferroni correction defines an acceptable global significance level, denoted by α* and each test is individually compared with a value of α = α*/m. This ensures that the familywise error rate in all m tests, is less than or equal to α*. When m is large, the Bonferroni correction may be overly conservative. An alternative to the Bonferroni correction is to control the false discovery rate (FDR). The FDR controls the expected proportion of the rejected null hypotheses (the so-called discoveries) that are false (incorrect rejections). This procedure ensures that, for independent tests, the false discovery rate is at most q*. Thus, the FDR is less conservative than the Bonferroni correction and have more power, at the cost of more false positives.
Mis-specification and robustness checks
The main hypothesis being tested (e.g., no association between treatments and outcomes) is often accompanied by other technical assumptions (e.g., about the form of the probability distribution of the outcomes) that are also part of the null hypothesis. When the technical assumptions are violated in practice, then the null may be frequently rejected even if the main hypothesis is true. Such rejections are said to be due to model mis-specification. Verifying whether the outcome of a statistical test does not change when the technical assumptions are slightly altered (so-called robustness checks) is the main way of combating mis-specification.
Model selection criteria
Model criteria selection will select or model that more approximate true model. The Akaike's Information Criterion (AIC) and The Bayesian Information Criterion (BIC) are examples of asymptotically efficient criteria.
Developments and big data
Recent developments have made a large impact on biostatistics. Two important changes have been the ability to collect data on a high-throughput scale, and the ability to perform much more complex analysis using computational techniques. This comes from the development in areas as sequencing technologies, Bioinformatics and Machine learning (Machine learning in bioinformatics).
Use in high-throughput data
New biomedical technologies like microarrays, next-generation sequencers (for genomics) and mass spectrometry (for proteomics) generate enormous amounts of data, allowing many tests to be performed simultaneously. Careful analysis with biostatistical methods is required to separate the signal from the noise. For example, a microarray could be used to measure many thousands of genes simultaneously, determining which of them have different expression in diseased cells compared to normal cells. However, only a fraction of genes will be differentially expressed.
Multicollinearity often occurs in high-throughput biostatistical settings. Due to high intercorrelation between the predictors (such as gene expression levels), the information of one predictor might be contained in another one. It could be that only 5% of the predictors are responsible for 90% of the variability of the response. In such a case, one could apply the biostatistical technique of dimension reduction (for example via principal component analysis). Classical statistical techniques like linear or logistic regression and linear discriminant analysis do not work well for high dimensional data (i.e. when the number of observations n is smaller than the number of features or predictors p: n < p). As a matter of fact, one can get quite high R2-values despite very low predictive power of the statistical model. These classical statistical techniques (esp. least squares linear regression) were developed for low dimensional data (i.e. where the number of observations n is much larger than the number of predictors p: n >> p). In cases of high dimensionality, one should always consider an independent validation test set and the corresponding residual sum of squares (RSS) and R2 of the validation test set, not those of the training set.
Often, it is useful to pool information from multiple predictors together. For example, Gene Set Enrichment Analysis (GSEA) considers the perturbation of whole (functionally related) gene sets rather than of single genes. These gene sets might be known biochemical pathways or otherwise functionally related genes. The advantage of this approach is that it is more robust: It is more likely that a single gene is found to be falsely perturbed than it is that a whole pathway is falsely perturbed. Furthermore, one can integrate the accumulated knowledge about biochemical pathways (like the JAK-STAT signaling pathway) using this approach.
Bioinformatics advances in databases, data mining, and biological interpretation
The development of biological databases enables storage and management of biological data with the possibility of ensuring access for users around the world. They are useful for researchers depositing data, retrieve information and files (raw or processed) originated from other experiments or indexing scientific articles, as PubMed. Another possibility is search for the desired term (a gene, a protein, a disease, an organism, and so on) and check all results related to this search. There are databases dedicated to SNPs (dbSNP), the knowledge on genes characterization and their pathways (KEGG) and the description of gene function classifying it by cellular component, molecular function and biological process (Gene Ontology). In addition to databases that contain specific molecular information, there are others that are ample in the sense that they store information about an organism or group of organisms. As an example of a database directed towards just one organism, but that contains much data about it, is the Arabidopsis thaliana genetic and molecular database – TAIR. Phytozome, in turn, stores the assemblies and annotation files of dozen of plant genomes, also containing visualization and analysis tools. Moreover, there is an interconnection between some databases in the information exchange/sharing and a major initiative was the International Nucleotide Sequence Database Collaboration (INSDC) which relates data from DDBJ, EMBL-EBI, and NCBI.
Nowadays, increase in size and complexity of molecular datasets leads to use of powerful statistical methods provided by computer science algorithms which are developed by machine learning area. Therefore, data mining and machine learning allow detection of patterns in data with a complex structure, as biological ones, by using methods of supervised and unsupervised learning, regression, detection of clusters and association rule mining, among others. To indicate some of them, self-organizing maps and k-means are examples of cluster algorithms; neural networks implementation and support vector machines models are examples of common machine learning algorithms.
Collaborative work among molecular biologists, bioinformaticians, statisticians and computer scientists is important to perform an experiment correctly, going from planning, passing through data generation and analysis, and ending with biological interpretation of the results.
Use of computationally intensive methods
On the other hand, the advent of modern computer technology and relatively cheap computing resources have enabled computer-intensive biostatistical methods like bootstrapping and re-sampling methods.
In recent times, random forests have gained popularity as a method for performing statistical classification. Random forest techniques generate a panel of decision trees. Decision trees have the advantage that you can draw them and interpret them (even with a basic understanding of mathematics and statistics). Random Forests have thus been used for clinical decision support systems.
Applications
Public health
Public health, including epidemiology, health services research, nutrition, environmental health and health care policy & management. In these medicine contents, it's important to consider the design and analysis of the clinical trials. As one example, there is the assessment of severity state of a patient with a prognosis of an outcome of a disease.
With new technologies and genetics knowledge, biostatistics are now also used for Systems medicine, which consists in a more personalized medicine. For this, is made an integration of data from different sources, including conventional patient data, clinico-pathological parameters, molecular and genetic data as well as data generated by additional new-omics technologies.
Quantitative genetics
The study of Population genetics and Statistical genetics in order to link variation in genotype with a variation in phenotype. In other words, it is desirable to discover the genetic basis of a measurable trait, a quantitative trait, that is under polygenic control. A genome region that is responsible for a continuous trait is called Quantitative trait locus (QTL). The study of QTLs become feasible by using molecular markers and measuring traits in populations, but their mapping needs the obtaining of a population from an experimental crossing, like an F2 or Recombinant inbred strains/lines (RILs). To scan for QTLs regions in a genome, a gene map based on linkage have to be built. Some of the best-known QTL mapping algorithms are Interval Mapping, Composite Interval Mapping, and Multiple Interval Mapping.
However, QTL mapping resolution is impaired by the amount of recombination assayed, a problem for species in which it is difficult to obtain large offspring. Furthermore, allele diversity is restricted to individuals originated from contrasting parents, which limit studies of allele diversity when we have a panel of individuals representing a natural population. For this reason, the Genome-wide association study was proposed in order to identify QTLs based on linkage disequilibrium, that is the non-random association between traits and molecular markers. It was leveraged by the development of high-throughput SNP genotyping.
In animal and plant breeding, the use of markers in selection aiming for breeding, mainly the molecular ones, collaborated to the development of marker-assisted selection. While QTL mapping is limited due resolution, GWAS does not have enough power when rare variants of small effect that are also influenced by environment. So, the concept of Genomic Selection (GS) arises in order to use all molecular markers in the selection and allow the prediction of the performance of candidates in this selection. The proposal is to genotype and phenotype a training population, develop a model that can obtain the genomic estimated breeding values (GEBVs) of individuals belonging to a genotype and but not phenotype population, called testing population. This kind of study could also include a validation population, thinking in the concept of cross-validation, in which the real phenotype results measured in this population are compared with the phenotype results based on the prediction, what used to check the accuracy of the model.
As a summary, some points about the application of quantitative genetics are:
This has been used in agriculture to improve crops (Plant breeding) and livestock (Animal breeding).
In biomedical research, this work can assist in finding candidates gene alleles that can cause or influence predisposition to diseases in human genetics
Expression data
Studies for differential expression of genes from RNA-Seq data, as for RT-qPCR and microarrays, demands comparison of conditions. The goal is to identify genes which have a significant change in abundance between different conditions. Then, experiments are designed appropriately, with replicates for each condition/treatment, randomization and blocking, when necessary. In RNA-Seq, the quantification of expression uses the information of mapped reads that are summarized in some genetic unit, as exons that are part of a gene sequence. As microarray results can be approximated by a normal distribution, RNA-Seq counts data are better explained by other distributions. The first used distribution was the Poisson one, but it underestimate the sample error, leading to false positives. Currently, biological variation is considered by methods that estimate a dispersion parameter of a negative binomial distribution. Generalized linear models are used to perform the tests for statistical significance and as the number of genes is high, multiple tests correction have to be considered. Some examples of other analysis on genomics data comes from microarray or proteomics experiments. Often concerning diseases or disease stages.
Other studies
Ecology, ecological forecasting
Biological sequence analysis
Systems biology for gene network inference or pathways analysis.
Clinical research and pharmaceutical development
Population dynamics, especially in regards to fisheries science.
Phylogenetics and evolution
Pharmacodynamics
Pharmacokinetics
Neuroimaging
Tools
There are a lot of tools that can be used to do statistical analysis in biological data. Most of them are useful in other areas of knowledge, covering a large number of applications (alphabetical). Here are brief descriptions of some of them:
ASReml: Another software developed by VSNi that can be used also in R environment as a package. It is developed to estimate variance components under a general linear mixed model using restricted maximum likelihood (REML). Models with fixed effects and random effects and nested or crossed ones are allowed. Gives the possibility to investigate different variance-covariance matrix structures.
CycDesigN: A computer package developed by VSNi that helps the researchers create experimental designs and analyze data coming from a design present in one of three classes handled by CycDesigN. These classes are resolvable, non-resolvable, partially replicated and crossover designs. It includes less used designs the Latinized ones, as t-Latinized design.
Orange: A programming interface for high-level data processing, data mining and data visualization. Include tools for gene expression and genomics.
R: An open source environment and programming language dedicated to statistical computing and graphics. It is an implementation of S language maintained by CRAN. In addition to its functions to read data tables, take descriptive statistics, develop and evaluate models, its repository contains packages developed by researchers around the world. This allows the development of functions written to deal with the statistical analysis of data that comes from specific applications. In the case of Bioinformatics, for example, there are packages located in the main repository (CRAN) and in others, as Bioconductor. It is also possible to use packages under development that are shared in hosting-services as GitHub.
SAS: A data analysis software widely used, going through universities, services and industry. Developed by a company with the same name (SAS Institute), it uses SAS language for programming.
PLA 3.0: Is a biostatistical analysis software for regulated environments (e.g. drug testing) which supports Quantitative Response Assays (Parallel-Line, Parallel-Logistics, Slope-Ratio) and Dichotomous Assays (Quantal Response, Binary Assays). It also supports weighting methods for combination calculations and the automatic data aggregation of independent assay data.
Weka: A Java software for machine learning and data mining, including tools and methods for visualization, clustering, regression, association rule, and classification. There are tools for cross-validation, bootstrapping and a module of algorithm comparison. Weka also can be run in other programming languages as Perl or R.
Python (programming language) image analysis, deep-learning, machine-learning
SQL databases
NoSQL
NumPy numerical python
SciPy
SageMath
LAPACK linear algebra
MATLAB
Apache Hadoop
Apache Spark
Amazon Web Services
Scope and training programs
Almost all educational programmes in biostatistics are at postgraduate level. They are most often found in schools of public health, affiliated with schools of medicine, forestry, or agriculture, or as a focus of application in departments of statistics.
In the United States, where several universities have dedicated biostatistics departments, many other top-tier universities integrate biostatistics faculty into statistics or other departments, such as epidemiology. Thus, departments carrying the name "biostatistics" may exist under quite different structures. For instance, relatively new biostatistics departments have been founded with a focus on bioinformatics and computational biology, whereas older departments, typically affiliated with schools of public health, will have more traditional lines of research involving epidemiological studies and clinical trials as well as bioinformatics. In larger universities around the world, where both a statistics and a biostatistics department exist, the degree of integration between the two departments may range from the bare minimum to very close collaboration. In general, the difference between a statistics program and a biostatistics program is twofold: (i) statistics departments will often host theoretical/methodological research which are less common in biostatistics programs and (ii) statistics departments have lines of research that may include biomedical applications but also other areas such as industry (quality control), business and economics and biological areas other than medicine.
Specialized journals
Biostatistics
International Journal of Biostatistics
Journal of Epidemiology and Biostatistics
Biostatistics and Public Health
Biometrics
Biometrika
Biometrical Journal
Communications in Biometry and Crop Science
Statistical Applications in Genetics and Molecular Biology
Statistical Methods in Medical Research
Pharmaceutical Statistics
Statistics in Medicine
See also
Bioinformatics
Epidemiological method
Epidemiology
Group size measures
Health indicator
Mathematical and theoretical biology
References
External links
The International Biometric Society
The Collection of Biostatistics Research Archive
Guide to Biostatistics (MedPageToday.com)
Biomedical Statistics
Bioinformatics |
3914 | https://en.wikipedia.org/wiki/British%20%26%20Irish%20Lions | British & Irish Lions | The British & Irish Lions is a rugby union team selected from players eligible for the national teams of England, Ireland, Scotland, and Wales. The Lions are a test side and most often select players who have already played for their national team, although they can pick uncapped players who are eligible for any of the four unions. The team currently tours every four years, with these rotating between Australia, New Zealand and South Africa in order. The most recent test series, the 2021 series against South Africa, was won 2–1 by South Africa.
From 1888 onwards, combined British rugby sides toured the Southern Hemisphere. The first tour was a commercial venture, undertaken without official backing. The six subsequent visits enjoyed a growing degree of support from the authorities, before the 1910 South Africa tour, which was the first tour representative of the four Home Unions. In 1949 the four Home Unions formally created a Tours Committee and for the first time, every player of the 1950 Lions squad had played internationally before the tour. The 1950s tours saw high win rates in provincial games, but the Test series were typically lost or drawn. The series wins in 1971 (New Zealand) and 1974 (South Africa) interrupted this pattern. The last tour of the amateur age took place in 1993. The Lions have also played occasional matches in the Northern Hemisphere either as one-off exhibitions or before a Southern Hemisphere tour.
Naming and symbols
Name
The Shaw and Shrewsbury team first played in 1888 and is considered the precursor of the British & Irish Lions. It was then primarily English in composition but also contained players from Scotland and Wales. Later the team used the name British Isles. On their 1950 tour of New Zealand and Australia they officially adopted the name British Lions, the nickname first used by British and South African journalists on the 1924 South African tour after the lion emblem on their ties, the emblem on their jerseys having been dropped in favour of the four-quartered badge with the symbols of the four represented unions.
When the team first emerged in the 19th century, the United Kingdom of Great Britain and Ireland was one single state. The team continued after the Irish Free State was set up in 1922, but was still known as the British Lions or British Isles. The name "British & Irish Lions" has been used since the 2001 tour of Australia. The team is often referred to simply as the Lions.
Anthem
As the Lions represent four rugby unions, which cover two sovereign states, they do not currently have a national anthem. For the 1989 tour, the British national anthem "God Save the Queen" was used. For the 2005 tour to New Zealand, the Lions management commissioned a song, "The Power of Four", although it was met with little support among Lions fans at the matches and has not been used since.
Colours and strip
For more than half a century, the Lions have worn a red jersey that sports the amalgamated crests of the four unions. Prior to 1950 the strip went through a number of significantly different formats.
Unsanctioned tours
In 1888, the promoter of the first expedition to Australia and New Zealand, Arthur Shrewsbury, demanded "something that would be good material and yet take them by storm out here". The result was a jersey in thick red, white and blue hoops, worn above white shorts and dark socks. The tours to South Africa in 1891 and 1896 retained the red, white and blue theme but this time as red and white hooped jerseys and dark blue shorts and socks. The 1899 trip to Australia saw a reversion to red, white and blue jerseys, but with the blue used in thick hoops and the red and white in thin bands. The shorts remained blue, as did the socks although a white flash was added to the latter. The one-off test in 1999 between England and Australia that was played to commemorate Australia's first test against Reverend Matthew Mullineux's British side saw England wear an updated version of this jersey. In 1903, the South Africa tour followed on from the 1896 tour, with red and white hooped jerseys. The slight differences were that the red hoops were slightly thicker than the white (the opposite was true in 1896), and the white flash on the socks introduced in 1899 was partially retained. The Australia tour of 1904 saw exactly the same kit as in 1899. In 1908, with the Scottish and Irish unions not taking part, the Anglo-Welsh side sported red jerseys with a thick white band on tour to Australia and New Zealand. Blue shorts were retained, but the socks were for the first time red, with a white flash.
Blue jerseys, the Lions named and the crest adopted
The Scots were once again involved in Tom Smyth's 1910 team to South Africa. Thus, dark blue jerseys were introduced with white shorts and the red socks of 1908. The jerseys also had a single lion-rampant crest. The 1924 tour returned to South Africa, retaining the blue jerseys but now with shorts to match. It is the 1924 tour that is credited as being the first in which the team were referred to as "the Lions", the irony being that it was on this tour that the single lion-rampant crest was replaced with the forerunner of the four-quartered badge with the symbols of the four represented unions, that is still worn today. Although the lion had been dropped from the jersey, the players had worn the lion motif on their ties as they arrived in South Africa, which led the press and public referring to them as "the Lions".
The unofficial 1927 Argentina tour used the same kit and badge, and three heraldic lions returned as the jersey badge in 1930. This was the tour to New Zealand where the tourists' now standard blue jerseys caused some controversy. The convention in rugby is for the home side to accommodate its guests when there is a clash of kit. The New Zealand side, by then already synonymous with the appellation "All Blacks", had an all black kit that clashed with the Lions' blue. After much reluctance and debate New Zealand agreed to change for the Tests and New Zealand played in all white for the first time. On the 1930 tour a delegation led by the Irish lock George Beamish expressed their displeasure at the fact that while the blue of Scotland, white of England and red of Wales were represented in the strip there was no green for Ireland. A green flash was added to the socks, which from 1938 became a green turnover (although on blue socks thus eliminating red from the kit), and that has remained a feature of the strip ever since. In 1936, the four-quartered badge returned for the tour to Argentina and has remained on the kits ever since, but other than that the strip remained the same.
Red jerseys
The adoption of the red jersey happened in the 1950 tour. A return to New Zealand was accompanied by a desire to avoid the controversy of 1930 and so red replaced blue for the jersey with the resultant kit being that which is still worn today, the combination of red jersey, white shorts and green and blue socks, representing the four unions. The only additions to the strip since 1950 began appearing in 1993, with the addition of kit suppliers logos in prominent positions. Umbro had in 1989 asked for "maximum brand exposure whenever possible" but this did not affect the kit's appearance. Since then, Nike, Adidas and Canterbury have had more overt branding on the shirts, with sponsors Scottish Provident (1997), NTL (2001), Zurich (2005), HSBC (2009 and 2013), Standard Life Investments (2017) and Vodafone (2021)
Jersey evolution
Squad
History
1888–1909
The earliest tours date back to 1888, when a 21-man squad visited Australia and New Zealand. The squad drew players from England, Scotland and Wales, though English players predominated. The 35-match tour of two host nations included no tests, but the side played provincial, city and academic sides, winning 27 matches. They played 19 games of Australian rules football, against prominent clubs in Victoria and South Australia, winning six and drawing one of these (see Australian rules football in England).
The first tour, although unsanctioned by rugby bodies, established the concept of Northern Hemisphere sporting sides touring to the Southern Hemisphere. Three years after the first tour, the Western Province union invited rugby bodies in Britain to tour South Africa. Some saw the 1891 team – the first sanctioned by the Rugby Football Union – as the England national team, though others referred to it as "the British Isles". The tourists played a total of twenty matches, three of them tests. The team also played the regional side of South Africa (South Africa did not exist as a political unit in 1891), winning all three matches. In a notable event of the tour, the touring side presented the Currie Cup to Griqualand West, the province they thought produced the best performance on the tour.
Five years later a British Isles side returned to South Africa. They played one extra match on this tour, making the total of 21 games, including four tests against South Africa, with the British Isles winning three of them. The squad had a notable Irish orientation, with the Ireland national team contributing six players to the 21-man squad.
In 1899 the British Isles touring side returned to Australia for the first time since the unofficial tour of 1888. The squad of 23 for the first time ever had players from each of the home nations. The team again participated in 21 matches, playing state teams as well as northern Queensland sides and Victorian teams. A four-test series took place against Australia, the tourists winning three out of the four. The team returned via Hawaii and Canada playing additional games en route.
Four years later, in 1903, the British Isles team returned to South Africa. The opening performance of the side proved disappointing from the tourists' point of view, with defeats in its opening three matches by Western Province sides in Cape Town. From then on the team experienced mixed results, though more wins than losses. The side lost the test series to South Africa, drawing twice, but with the South Africans winning the decider 8 to nil.
No more than twelve months passed before the British Isles team ventured to Australia and New Zealand in 1904. The tourists devastated the Australian teams, winning every single game. Australia also lost all three tests to the visitors, even getting held to a standstill in two of the three games. Though the New Zealand leg of the tour did not take long in comparison to the number of Australian games, the British Isles experienced considerable difficulty across the Tasman after whitewashing the Australians. The team managed two early wins before losing the test to New Zealand and only winning one more game as well as drawing once. Despite their difficulties in New Zealand, the tour proved a raging success on-field for the British Isles.
In 1908, another tour took place to Australia and New Zealand. In a reversal of previous practice, the planners allocated more matches in New Zealand rather than in Australia: perhaps the strength of the New Zealand teams and the heavy defeats of all Australian teams on the previous tour influenced this decision. Some commentators thought that this tour hoped to reach out to rugby communities in Australia, as rugby league (infamously) started in Australia in 1908. The Anglo-Welsh side (Irish and Scottish unions did not participate) performed well in all the non-test matches, but drew a test against New Zealand and lost the other two.
1910–1949
Visits that took place before the 1910 South Africa tour (the first selected by a committee from the four Home Unions) had enjoyed a growing degree of support from the authorities, although only one of these included representatives of all four nations. The 1910 tour to South Africa marked the official beginning of British Isles rugby tours: the inaugural tour operating under all four unions. The team performed moderately against the non-test teams, claiming victories in just over half their matches, and the test series went to South Africa, who won two of the three games. A side managed by Oxford University — supposedly the England rugby team, but actually including three Scottish players — toured Argentina at the time: the people of Argentina termed it the "Combined British".
The next British Isles team tour did not take place until 1924, again in South Africa. The team, led by Ronald Cove-Smith, struggled with injuries and lost three of the four test matches, drawing the other 3–3. In total, 21 games were played, with the touring side winning 9, drawing 3 and losing 9.
In 1927 a short, nine-game series took place in Argentina, with the British isles winning all nine encounters, and the tour was a financial success for Argentine rugby. The Lions returned to New Zealand in 1930 with some success. The Lions won all of their games that did not have test status except for the matches against Auckland, Wellington and Canterbury, but they lost three of their four test matches against New Zealand, winning the first test 6–3. The side also visited Australia, losing a test but winning five out of the six non-test games.
In 1936 the British Isles visited Argentina for the third time, winning all ten of their matches and only conceding nine points in the whole tour. Two years later in 1938 the British Isles toured in South Africa, winning more than half of their normal matches. Despite having lost the test series to South Africa by game three, they won the final test. This is when they were named THE LIONS by their then Captain Sam Walker.
1950–1969
The first post-war tour went to New Zealand and Australia in 1950. The Lions, sporting newly redesigned jerseys and displaying a fresh style of play, managed to win 22 and draw one of 29 matches over the two nations. The Lions won the opening four fixtures before losing to Otago and Southland, but succeeded in holding New Zealand to a 9–9 draw. The Lions performed well in the remaining All Black tests though they lost all three, the team did not lose another non-test in the New Zealand leg of the tour. The Lions won all their games in Australia except for their final fixture against a New South Wales XV in Newcastle. They won both tests against Australia, in Brisbane, Queensland and in Sydney.
In 1955 the Lions toured South Africa and left with another imposing record, one draw and 19 wins from the 25 fixtures. The four-test series against South Africa, a thrilling affair, ended in a drawn series.
The 1959 tour to Australia and New Zealand marked once again a very successful tour for the Lions, who only lost six of their 35 fixtures. The Lions easily won both tests against Australia and lost the first three tests against New Zealand, but did find victory (9–6) in the final test.
After the glittering decade of the 1950s, the first tour of the 1960s proved not nearly as successful as previous ones. The 1962 tour to South Africa saw the Lions still win 16 of their 25 games, but did not fare well against the Springboks, losing three of the four tests. For the 1966 tour to Australia and New Zealand John Robins became the first Lions coach, and the trip started off very well for the Lions, who stormed through Australia, winning five non-tests and drawing one, and defeating Australia in two tests. The Lions experienced mixed results during the New Zealand leg of the tour, as well as losing all of the tests against New Zealand. The Lions also played a test against Canada on their way home, winning 19 to 8 in Toronto. The 1968 tour of South Africa saw the Lions win 15 of their 16 provincial matches, but the team actually lost three tests against the Springboks and drew one.
1970–1979
The 1970s saw a renaissance for the Lions. The 1971 British Lions tour to New Zealand and Australia, centred around the skilled Welsh half-back pairing of Gareth Edwards and Barry John, secured a series win over New Zealand. The tour started with a loss to Queensland but proceeded to storm through the next provincial fixtures, winning 11 games in a row. The Lions then went on to defeat New Zealand in Dunedin. The Lions only lost one match on the rest of the tour and won the test series against New Zealand, winning and drawing the last two games, to take the series two wins to one.
The 1974 British Lions tour to South Africa was one of the best-known and most successful Lions teams. Apartheid concerns meant some players declined the tour. Nonetheless, led by the esteemed Irish forward Willie John McBride, the tour went through 22 games unbeaten and triumphed 3–0 (with one drawn) in the test series. The series featured a lot of violence. The management of the Lions concluded that the Springboks dominated their opponents with physical aggression. At that time, test match referees came from the home nation, substitutions took place only if a doctor found a player unable to continue and there were no video cameras or sideline officials to prevent violent play. The Lions decided "to get their retaliation in first" with the infamous "99 call". The Lions postulated that a South African referee would probably not send off all of the Lions if they all retaliated against "blatant thuggery". Famous video footage of the 'battle of Boet Erasmus Stadium' shows JPR Williams running over half of the pitch and launching himself at Van Heerden after such a call.
The 1977 British Lions tour to New Zealand saw the Lions drop only one non-test out of 21 games, a loss to a Universities side. The team did not win the test series though, winning one game but losing the other three.
In August 1977 the British Lions made a stopover in Fiji on the way home from their tour of New Zealand. Fiji beat them 25–21 at Buckhurst Park, Suva.
1980–1989
The Lions toured South Africa in 1980, and completed a flawless non-test record, winning 14 out of 14 matches. The Lions lost the first three tests to South Africa, only winning the last one once the Springboks were guaranteed to win the series.
The 1983 tour to New Zealand saw the team successful in the non-test games, winning all but two games, but being whitewashed in the test series against New Zealand.
A tour to South Africa by the Lions was anticipated in 1986, but the invitation for the Lions to tour was never accepted because of controversy surrounding Apartheid and the tour did not go ahead. The Lions did not return to South Africa until 1997, after the Apartheid era. A Lions team was selected in April 1986 for the International Rugby Board centenary match against 'The Rest'. The team was organised by the Four Home Unions Committee and the players were given the status of official British Lions.
The Lions tour to Australia in 1989 was a shorter affair, being only 12 matches in total. The tour was very successful for the Lions, who won all eight non-test matches and won the test series against Australia, two to one.
1990–1999
The tour to New Zealand in 1993 was the last of the amateur era. The Lions won six and lost four non-test matches, and lost the test series 2–1. The tour to South Africa in 1997 was a success for the Lions, who completed the tour with only two losses, and won the test series 2–1.
2000–2009
In 2001, the ten-game tour to Australia saw the Wallabies win the test series 2–1. This series saw the first award of the Tom Richards Trophy. In the Lions' 2005 tour to New Zealand, coached by Clive Woodward, the Lions won seven games against provincial teams, were defeated by the New Zealand Maori team, and suffered heavy defeats in all three tests.
In 2009, the Lions toured South Africa. There they faced the World Cup winners South Africa, with Ian McGeechan leading a coaching team including Warren Gatland, Shaun Edwards and Rob Howley. The Lions were captained by Irish lock Paul O'Connell. The initial Lions selection consisted of fourteen Irish players, thirteen Welsh, eight English and two Scots in the 37-man squad. In the first Test on 20 June, they lost 26–21, and lost the series in the second 28–25 in a tightly fought game at Loftus Versfeld on 27 June. The Lions won the third Test 28–9 at Ellis Park, and the series finished 2–1 to South Africa.
2010–2019
During June 2013 the British & Irish Lions toured Australia. Former Scotland and Lions full-back Andy Irvine was appointed as tour manager in 2010. Wales head coach Warren Gatland was the Lions' head coach, and their tour captain was Sam Warburton. The tour started in Hong Kong with a match against the Barbarians before moving on to Australia for the main tour featuring six provincial matches and three tests. The Lions won all but one non-test matches, losing to the Brumbies 14–12 on 18 June. The first test was followed shortly after this, which saw the Lions go 1-up over Australia winning 23–21. Australia did have a chance to take the win in the final moments of the game, but a missed penalty by Kurtley Beale saw the Lions take the win. The Wallabies drew the series in the second test winning 16–15, though the Lions had a chance to steal the win had it not been because of a missed penalty by Leigh Halfpenny. With tour captain Warburton out of the final test due to injury, Alun Wyn Jones took over the captaincy in the final test in Sydney. The final test was won by the Lions in what was a record win, winning 41–16 to earn their first series win since 1997 and their first over Australia since 1989.
Following his winning tour of Australia in 2013, Warren Gatland was reappointed as Lions Head Coach for the tour to New Zealand in June and July 2017. In April 2016, it was announced that the side would again be captained again by Sam Warburton. The touring schedule included 10 games: an opening game against the Provincial Barbarians, challenge matches against all five of New Zealand's Super Rugby sides, a match against the Māori All Blacks and three tests against . The Lions defeated the Provincial Barbarians in the first game of the tour, before being beaten by the Blues three days later. The team recovered to beat the Crusaders but this was followed up with another midweek loss, this time against the Highlanders. The Lions then faced the Māori All Blacks, winning comfortably to restore optimism and followed up with their first midweek victory of the tour against the Chiefs. On 24 June, the Lions, captained by Peter O'Mahony, faced New Zealand in Eden Park in the first Test and were beaten 30–15. This was followed by the final midweek game of the tour, a draw against the Hurricanes. For the second Test, Gatland recalled Warburton to the starting team as captain. In Wellington Regional Stadium, the Lions beat a 14-man New Zealand side 24–21 after Sonny Bill Williams was red-carded at the 24-minute mark after a shoulder charge on Anthony Watson. This tied the series going into the final game, ending the side's 47-game winning run at home. In the final test at Eden Park the following week, the teams were tied at 15 points apiece with 78 minutes gone. Romain Poite signaled a penalty to New Zealand for an offside infringement after Ken Owens received the ball in front of his teammate Liam Williams, giving New Zealand the opportunity to kick for goal and potentially win the series. Poite, however, decided to downgrade the penalty to a free-kick after discussing with assistant referee Jérôme Garcès and Lions captain Sam Warburton. The match finished as a draw and the series was tied.
2020–present
Warren Gatland was Lions head coach again for the tour to South Africa in 2021. In December 2019, the Lions' Test venues were announced, but the tour was significantly disrupted by the COVID-19 pandemic, and all the games were played behind closed doors. South Africa won the test series by two games to one. In the deciding third test, Morne Steyn again kicked a late penalty to win the series.
Overall test match record
.
Overall test series results
Tours
Format
The Lions now regularly tour three Southern Hemisphere countries; Australia, South Africa and New Zealand. They also toured Argentina three times before the Second World War. Since 1989 tours have been held every four years. The most recent tour was to South Africa in 2021.
In a break with tradition, the 2005 tour of New Zealand was preceded by a "home" fixture against Argentina at the Millennium Stadium in Cardiff on 23 May 2005. It finished in a 25–25 draw. A similar fixture was held against Japan before the 2021 tour of South Africa at Murrayfield, with the Lions winning 28-10.
On tour, games take place against local provinces, clubs or representative sides as well as test matches against the host's national team.
The Lions and their predecessor teams have also played games against other nearby countries on tour. For example, they played Rhodesia in 1910, 1924, 1938, 1955, 1962, 1968 and 1974 during their tours to South Africa. They were also beaten by Fiji on their 1977 tour to New Zealand. In addition, they visited pre-independence Namibia (then South West Africa), in 1955, 1962, 1968 and 1974.
There have also been games in other countries on the way home. These include games in in 1959 and 1966, East Africa (then mostly Kenya, and held in Nairobi), and an unofficial game against Ceylon (future Sri Lanka) in 1950.
Other matches
Lions non-tour and home matches
The Lions have played a number of other matches against international opposition. With the exception of the matches against Argentina in 2005 and Japan in 2021, which were preparation matches for Lions tours, these matches have been one-offs to mark special occasions.
The Lions played an unofficial international match in 1955 at Cardiff Arms Park against a Welsh XV to mark the 75th anniversary of the Welsh Rugby Union. The Lions won 20–17 but did not include all the big names of the 1955 tour, such as Tony O'Reilly, Jeff Butterfield, Phil Davies, Dickie Jeeps, Bryn Meredith and Jim Greenwood.
In 1977, the Lions played their first official home game, against the Barbarians as a charity fund-raiser held as part of the Queen's silver jubilee celebrations. The Baa-Baas line-up featured JPR Williams, Gerald Davies, Gareth Edwards, Jean-Pierre Rives and Jean-Claude Skrela. The Lions included 13 of the team who played in the fourth test against New Zealand three weeks before and won 23–14.
In 1986, a match was organised against The Rest as a warm-up to the 1986 South Africa tour, and as a celebration to mark the International Rugby Board's centenary. The Lions lost 15–7 and the planned tour was subsequently cancelled.
In 1989, the Lions played against France in Paris. The game formed part of the celebrations of the bi-centennial of the French Revolution. The Lions, captained by Rob Andrew, won 29–27.
In 1990, a Four Home Unions team played against the Rest of Europe in a match to raise money for the rebuilding of Romania following the overthrow of Nicolae Ceaușescu in December 1989. The team used the Lions' logo, while the Rest of Europe played under the symbol of the Romanian Rugby Federation.
Player records
Players in bold are still active at international level.
Only matches against full international sides are listed.
Most caps
Updated 7 August 2021
Most points
Updated 31 July 2021
Most tries
Updated 31 July 2021
See also
List of British & Irish Lions test matches
Rugby union and apartheid
Rugby union in the British Isles
Notes
a. Names of the Lions in the languages of Britain and Ireland:
English: British & Irish Lions
References
Bibliography
External links
International rugby union teams
Multinational rugby union teams
1888 establishments in the United Kingdom |
3921 | https://en.wikipedia.org/wiki/Basketball | Basketball | Basketball is a team sport in which two teams, most commonly of five players each, opposing one another on a rectangular court, compete with the primary objective of shooting a basketball (approximately in diameter) through the defender's hoop (a basket in diameter mounted high to a backboard at each end of the court), while preventing the opposing team from shooting through their own hoop. A field goal is worth two points, unless made from behind the three-point line, when it is worth three. After a foul, timed play stops and the player fouled or designated to shoot a technical foul is given one, two or three one-point free throws. The team with the most points at the end of the game wins, but if regulation play expires with the score tied, an additional period of play (overtime) is mandated.
Players advance the ball by bouncing it while walking or running (dribbling) or by passing it to a teammate, both of which require considerable skill. On offense, players may use a variety of shotsthe layup, the jump shot, or a dunk; on defense, they may steal the ball from a dribbler, intercept passes, or block shots; either offense or defense may collect a rebound, that is, a missed shot that bounces from rim or backboard. It is a violation to lift or drag one's pivot foot without dribbling the ball, to carry it, or to hold the ball with both hands then resume dribbling.
The five players on each side fall into five playing positions. The tallest player is usually the center, the second-tallest and strongest is the power forward, a slightly shorter but more agile player is the small forward, and the shortest players or the best ball handlers are the shooting guard and the point guard, who implement the coach's game plan by managing the execution of offensive and defensive plays (player positioning). Informally, players may play three-on-three, two-on-two, and one-on-one.
Invented in 1891 by Canadian-American gym teacher James Naismith in Springfield, Massachusetts, in the United States, basketball has evolved to become one of the world's most popular and widely viewed sports. The National Basketball Association (NBA) is the most significant professional basketball league in the world in terms of popularity, salaries, talent, and level of competition (drawing most of its talent from U.S. college basketball). Outside North America, the top clubs from national leagues qualify to continental championships such as the EuroLeague and the Basketball Champions League Americas. The FIBA Basketball World Cup and Men's Olympic Basketball Tournament are the major international events of the sport and attract top national teams from around the world. Each continent hosts regional competitions for national teams, like EuroBasket and FIBA AmeriCup.
The FIBA Women's Basketball World Cup and Women's Olympic Basketball Tournament feature top national teams from continental championships. The main North American league is the WNBA (NCAA Women's Division I Basketball Championship is also popular), whereas the strongest European clubs participate in the EuroLeague Women.
History
Creation
In December 1891, James Naismith, a Canadian-American professor of physical education and instructor at the International Young Men's Christian Association Training School (now Springfield College) in Springfield, Massachusetts, was trying to keep his gym class active on a rainy day. He sought a vigorous indoor game to keep his students occupied and at proper levels of fitness during the long New England winters. After rejecting other ideas as either too rough or poorly suited to walled-in gymnasiums, he invented a new game in which players would pass a ball to teammates and try to score points by tossing the ball into a basket mounted on a wall. Naismith wrote the basic rules and nailed a peach basket onto an elevated track. Naismith initially set up the peach basket with its bottom intact, which meant that the ball had to be retrieved manually after each "basket" or point scored. This quickly proved tedious, so Naismith removed the bottom of the basket to allow the balls to be poked out with a long dowel after each scored basket.
Basketball was originally played with a soccer ball. These round balls from "association football" were made, at the time, with a set of laces to close off the hole needed for inserting the inflatable bladder after the other sewn-together segments of the ball's cover had been flipped outside-in. These laces could cause bounce passes and dribbling to be unpredictable. Eventually a lace-free ball construction method was invented, and this change to the game was endorsed by Naismith (whereas in American football, the lace construction proved to be advantageous for gripping and remains to this day). The first balls made specifically for basketball were brown, and it was only in the late 1950s that Tony Hinkle, searching for a ball that would be more visible to players and spectators alike, introduced the orange ball that is now in common use. Dribbling was not part of the original game except for the "bounce pass" to teammates. Passing the ball was the primary means of ball movement. Dribbling was eventually introduced but limited by the asymmetric shape of early balls. Dribbling was common by 1896, with a rule against the double dribble by 1898.
The peach baskets were used until 1906 when they were finally replaced by metal hoops with backboards. A further change was soon made, so the ball merely passed through. Whenever a person got the ball in the basket, his team would gain a point. Whichever team got the most points won the game. The baskets were originally nailed to the mezzanine balcony of the playing court, but this proved impractical when spectators in the balcony began to interfere with shots. The backboard was introduced to prevent this interference; it had the additional effect of allowing rebound shots. Naismith's handwritten diaries, discovered by his granddaughter in early 2006, indicate that he was nervous about the new game he had invented, which incorporated rules from a children's game called duck on a rock, as many had failed before it.
Frank Mahan, one of the players from the original first game, approached Naismith after the Christmas break, in early 1892, asking him what he intended to call his new game. Naismith replied that he hadn't thought of it because he had been focused on just getting the game started. Mahan suggested that it be called "Naismith ball", at which he laughed, saying that a name like that would kill any game. Mahan then said, "Why not call it basketball?" Naismith replied, "We have a basket and a ball, and it seems to me that would be a good name for it." The first official game was played in the YMCA gymnasium in Albany, New York, on January 20, 1892, with nine players. The game ended at 1–0; the shot was made from , on a court just half the size of a present-day Streetball or National Basketball Association (NBA) court.
At the time, soccer was being played with 10 to a team (which was increased to 11). When winter weather got too icy to play soccer, teams were taken indoors, and it was convenient to have them split in half and play basketball with five on each side. By 1897–98, teams of five became standard.
College basketball
Basketball's early adherents were dispatched to YMCAs throughout the United States, and it quickly spread through the United States and Canada. By 1895, it was well established at several women's high schools. While YMCA was responsible for initially developing and spreading the game, within a decade it discouraged the new sport, as rough play and rowdy crowds began to detract from YMCA's primary mission. However, other amateur sports clubs, colleges, and professional clubs quickly filled the void. In the years before World War I, the Amateur Athletic Union and the Intercollegiate Athletic Association of the United States (forerunner of the NCAA) vied for control over the rules for the game. The first pro league, the National Basketball League, was formed in 1898 to protect players from exploitation and to promote a less rough game. This league only lasted five years.
James Naismith was instrumental in establishing college basketball. His colleague C. O. Beamis fielded the first college basketball team just a year after the Springfield YMCA game at the suburban Pittsburgh Geneva College. Naismith himself later coached at the University of Kansas for six years, before handing the reins to renowned coach Forrest "Phog" Allen. Naismith's disciple Amos Alonzo Stagg brought basketball to the University of Chicago, while Adolph Rupp, a student of Naismith's at Kansas, enjoyed great success as coach at the University of Kentucky. On February 9, 1895, the first intercollegiate 5-on-5 game was played at Hamline University between Hamline and the School of Agriculture, which was affiliated with the University of Minnesota. The School of Agriculture won in a 9–3 game.
In 1901, colleges, including the University of Chicago, Columbia University, Cornell University, Dartmouth College, the University of Minnesota, the U.S. Naval Academy, the University of Colorado and Yale University began sponsoring men's games. In 1905, frequent injuries on the football field prompted President Theodore Roosevelt to suggest that colleges form a governing body, resulting in the creation of the Intercollegiate Athletic Association of the United States (IAAUS). In 1910, that body changed its name to the National Collegiate Athletic Association (NCAA). The first Canadian interuniversity basketball game was played at YMCA in Kingston, Ontario on February 6, 1904, when McGill UniversityNaismith's alma matervisited Queen's University. McGill won 9–7 in overtime; the score was 7–7 at the end of regulation play, and a ten-minute overtime period settled the outcome. A good turnout of spectators watched the game.
The first men's national championship tournament, the National Association of Intercollegiate Basketball tournament, which still exists as the National Association of Intercollegiate Athletics (NAIA) tournament, was organized in 1937. The first national championship for NCAA teams, the National Invitation Tournament (NIT) in New York, was organized in 1938; the NCAA national tournament began one year later. College basketball was rocked by gambling scandals from 1948 to 1951, when dozens of players from top teams were implicated in match fixing and point shaving. Partially spurred by an association with cheating, the NIT lost support to the NCAA tournament.
High school basketball
Before widespread school district consolidation, most American high schools were far smaller than their present-day counterparts. During the first decades of the 20th century, basketball quickly became the ideal interscholastic sport due to its modest equipment and personnel requirements. In the days before widespread television coverage of professional and college sports, the popularity of high school basketball was unrivaled in many parts of America. Perhaps the most legendary of high school teams was Indiana's Franklin Wonder Five, which took the nation by storm during the 1920s, dominating Indiana basketball and earning national recognition.
Today virtually every high school in the United States fields a basketball team in varsity competition. Basketball's popularity remains high, both in rural areas where they carry the identification of the entire community, as well as at some larger schools known for their basketball teams where many players go on to participate at higher levels of competition after graduation. In the 2016–17 season, 980,673 boys and girls represented their schools in interscholastic basketball competition, according to the National Federation of State High School Associations. The states of Illinois, Indiana and Kentucky are particularly well known for their residents' devotion to high school basketball, commonly called Hoosier Hysteria in Indiana; the critically acclaimed film Hoosiers shows high school basketball's depth of meaning to these communities.
There is currently no tournament to determine a national high school champion. The most serious effort was the National Interscholastic Basketball Tournament at the University of Chicago from 1917 to 1930. The event was organized by Amos Alonzo Stagg and sent invitations to state champion teams. The tournament started out as a mostly Midwest affair but grew. In 1929 it had 29 state champions. Faced with opposition from the National Federation of State High School Associations and North Central Association of Colleges and Schools that bore a threat of the schools losing their accreditation the last tournament was in 1930. The organizations said they were concerned that the tournament was being used to recruit professional players from the prep ranks. The tournament did not invite minority schools or private/parochial schools.
The National Catholic Interscholastic Basketball Tournament ran from 1924 to 1941 at Loyola University. The National Catholic Invitational Basketball Tournament from 1954 to 1978 played at a series of venues, including Catholic University, Georgetown and George Mason. The National Interscholastic Basketball Tournament for Black High Schools was held from 1929 to 1942 at Hampton Institute. The National Invitational Interscholastic Basketball Tournament was held from 1941 to 1967 starting out at Tuskegee Institute. Following a pause during World War II it resumed at Tennessee State College in Nashville. The basis for the champion dwindled after 1954 when Brown v. Board of Education began an integration of schools. The last tournaments were held at Alabama State College from 1964 to 1967.
Professional basketball
Teams abounded throughout the 1920s. There were hundreds of men's professional basketball teams in towns and cities all over the United States, and little organization of the professional game. Players jumped from team to team and teams played in armories and smoky dance halls. Leagues came and went. Barnstorming squads such as the Original Celtics and two all-African American teams, the New York Renaissance Five ("Rens") and the (still existing) Harlem Globetrotters played up to two hundred games a year on their national tours.
In 1946, the Basketball Association of America (BAA) was formed. The first game was played in Toronto, Ontario, Canada between the Toronto Huskies and New York Knickerbockers on November 1, 1946. Three seasons later, in 1949, the BAA merged with the National Basketball League (NBL) to form the National Basketball Association (NBA). By the 1950s, basketball had become a major college sport, thus paving the way for a growth of interest in professional basketball. In 1959, a basketball hall of fame was founded in Springfield, Massachusetts, site of the first game. Its rosters include the names of great players, coaches, referees and people who have contributed significantly to the development of the game. The hall of fame has people who have accomplished many goals in their career in basketball. An upstart organization, the American Basketball Association, emerged in 1967 and briefly threatened the NBA's dominance until the ABA-NBA merger in 1976. Today the NBA is the top professional basketball league in the world in terms of popularity, salaries, talent, and level of competition.
The NBA has featured many famous players, including George Mikan, the first dominating "big man"; ball-handling wizard Bob Cousy and defensive genius Bill Russell of the Boston Celtics; charismatic center Wilt Chamberlain, who originally played for the barnstorming Harlem Globetrotters; all-around stars Oscar Robertson and Jerry West; more recent big men Kareem Abdul-Jabbar, Shaquille O'Neal, Hakeem Olajuwon and Karl Malone; playmakers John Stockton, Isiah Thomas and Steve Nash; crowd-pleasing forwards Julius Erving and Charles Barkley; European stars Dirk Nowitzki, Pau Gasol and Tony Parker; Latin American stars Manu Ginobili, more recent superstars, Allen Iverson, Kobe Bryant, Tim Duncan, LeBron James, Stephen Curry, Giannis Antetokounmpo, etc.; and the three players who many credit with ushering the professional game to its highest level of popularity during the 1980s and 1990s: Larry Bird, Earvin "Magic" Johnson, and Michael Jordan.
In 2001, the NBA formed a developmental league, the National Basketball Development League (later known as the NBA D-League and then the NBA G League after a branding deal with Gatorade). As of the 2021–22 season, the G League has 30 teams.
International basketball
FIBA (International Basketball Federation) was formed in 1932 by eight founding nations: Argentina, Czechoslovakia, Greece, Italy, Latvia, Portugal, Romania and Switzerland. At this time, the organization only oversaw amateur players. Its acronym, derived from the French Fédération Internationale de Basket-ball Amateur, was thus "FIBA". Men's basketball was first included at the Berlin 1936 Summer Olympics, although a demonstration tournament was held in 1904. The United States defeated Canada in the first final, played outdoors. This competition has usually been dominated by the United States, whose team has won all but three titles. The first of these came in a controversial final game in Munich in 1972 against the Soviet Union, in which the ending of the game was replayed three times until the Soviet Union finally came out on top. In 1950 the first FIBA World Championship for men, now known as the FIBA Basketball World Cup, was held in Argentina. Three years later, the first FIBA World Championship for women, now known as the FIBA Women's Basketball World Cup, was held in Chile. Women's basketball was added to the Olympics in 1976, which were held in Montreal, Quebec, Canada with teams such as the Soviet Union, Brazil and Australia rivaling the American squads.
In 1989, FIBA allowed professional NBA players to participate in the Olympics for the first time. Prior to the 1992 Summer Olympics, only European and South American teams were allowed to field professionals in the Olympics. The United States' dominance continued with the introduction of the original Dream Team. In the 2004 Athens Olympics, the United States suffered its first Olympic loss while using professional players, falling to Puerto Rico (in a 19-point loss) and Lithuania in group games, and being eliminated in the semifinals by Argentina. It eventually won the bronze medal defeating Lithuania, finishing behind Argentina and Italy. The Redeem Team, won gold at the 2008 Olympics, and the B-Team, won gold at the 2010 FIBA World Championship in Turkey despite featuring no players from the 2008 squad. The United States continued its dominance as they won gold at the 2012 Olympics, 2014 FIBA World Cup and the 2016 Olympics.
Worldwide, basketball tournaments are held for boys and girls of all age levels. The global popularity of the sport is reflected in the nationalities represented in the NBA. Players from all six inhabited continents currently play in the NBA. Top international players began coming into the NBA in the mid-1990s, including Croatians Dražen Petrović and Toni Kukoč, Serbian Vlade Divac, Lithuanians Arvydas Sabonis and Šarūnas Marčiulionis, Dutchman Rik Smits and German Detlef Schrempf.
In the Philippines, the Philippine Basketball Association's first game was played on April 9, 1975, at the Araneta Coliseum in Cubao, Quezon City, Philippines. It was founded as a "rebellion" of several teams from the now-defunct Manila Industrial and Commercial Athletic Association, which was tightly controlled by the Basketball Association of the Philippines (now defunct), the then-FIBA recognized national association. Nine teams from the MICAA participated in the league's first season that opened on April 9, 1975. The NBL is Australia's pre-eminent men's professional basketball league. The league commenced in 1979, playing a winter season (April–September) and did so until the completion of the 20th season in 1998. The 1998–99 season, which commenced only months later, was the first season after the shift to the current summer season format (October–April). This shift was an attempt to avoid competing directly against Australia's various football codes. It features 8 teams from around Australia and one in New Zealand. A few players including Luc Longley, Andrew Gaze, Shane Heal, Chris Anstey and Andrew Bogut made it big internationally, becoming poster figures for the sport in Australia. The Women's National Basketball League began in 1981.
Women's basketball
Women's basketball began in 1892 at Smith College when Senda Berenson, a physical education teacher, modified Naismith's rules for women. Shortly after she was hired at Smith, she went to Naismith to learn more about the game. Fascinated by the new sport and the values it could teach, she organized the first women's collegiate basketball game on March 21, 1893, when her Smith freshmen and sophomores played against one another. However, the first women's interinstitutional game was played in 1892 between the University of California and Miss Head's School. Berenson's rules were first published in 1899, and two years later she became the editor of A. G. Spalding's first Women's Basketball Guide. Berenson's freshmen played the sophomore class in the first women's intercollegiate basketball game at Smith College, March 21, 1893. The same year, Mount Holyoke and Sophie Newcomb College (coached by Clara Gregory Baer) women began playing basketball. By 1895, the game had spread to colleges across the country, including Wellesley, Vassar, and Bryn Mawr. The first intercollegiate women's game was on April 4, 1896. Stanford women played Berkeley, 9-on-9, ending in a 2–1 Stanford victory.
Women's basketball development was more structured than that for men in the early years. In 1905, the executive committee on Basket Ball Rules (National Women's Basketball Committee) was created by the American Physical Education Association. These rules called for six to nine players per team and 11 officials. The International Women's Sports Federation (1924) included a women's basketball competition. 37 women's high school varsity basketball or state tournaments were held by 1925. And in 1926, the Amateur Athletic Union backed the first national women's basketball championship, complete with men's rules. The Edmonton Grads, a touring Canadian women's team based in Edmonton, Alberta, operated between 1915 and 1940. The Grads toured all over North America, and were exceptionally successful. They posted a record of 522 wins and only 20 losses over that span, as they met any team that wanted to challenge them, funding their tours from gate receipts. The Grads also shone on several exhibition trips to Europe, and won four consecutive exhibition Olympics tournaments, in 1924, 1928, 1932, and 1936; however, women's basketball was not an official Olympic sport until 1976. The Grads' players were unpaid, and had to remain single. The Grads' style focused on team play, without overly emphasizing skills of individual players. The first women's AAU All-America team was chosen in 1929. Women's industrial leagues sprang up throughout the United States, producing famous athletes, including Babe Didrikson of the Golden Cyclones, and the All American Red Heads Team, which competed against men's teams, using men's rules. By 1938, the women's national championship changed from a three-court game to two-court game with six players per team.
The NBA-backed Women's National Basketball Association (WNBA) began in 1997. Though it had shaky attendance figures, several marquee players (Lisa Leslie, Diana Taurasi, and Candace Parker among others) have helped the league's popularity and level of competition. Other professional women's basketball leagues in the United States, such as the American Basketball League (1996–98), have folded in part because of the popularity of the WNBA. The WNBA has been looked at by many as a niche league. However, the league has recently taken steps forward. In June 2007, the WNBA signed a contract extension with ESPN. The new television deal ran from 2009 to 2016. Along with this deal, came the first-ever rights fees to be paid to a women's professional sports league. Over the eight years of the contract, "millions and millions of dollars" were "dispersed to the league's teams." In a March 12, 2009, article, NBA commissioner David Stern said that in the bad economy, "the NBA is far less profitable than the WNBA. We're losing a lot of money among a large number of teams. We're budgeting the WNBA to break even this year."
Rules and regulations
Measurements and time limits discussed in this section often vary among tournaments and organizations; international and NBA rules are used in this section.
The object of the game is to outscore one's opponents by throwing the ball through the opponents' basket from above while preventing the opponents from doing so on their own. An attempt to score in this way is called a shot. A successful shot is worth two points, or three points if it is taken from beyond the three-point arc from the basket in international games and in NBA games. A one-point shot can be earned when shooting from the foul line after a foul is made. After a team has scored from a field goal or free throw, play is resumed with a throw-in awarded to the non-scoring team taken from a point beyond the endline of the court where the points were scored.
Playing regulations
Games are played in four quarters of 10 (FIBA) or 12 minutes (NBA). College men's games use two 20-minute halves, college women's games use 10-minute quarters, and most United States high school varsity games use 8-minute quarters; however, this varies from state to state. 15 minutes are allowed for a half-time break under FIBA, NBA, and NCAA rules and 10 minutes in United States high schools. Overtime periods are five minutes in length except for high school, which is four minutes in length. Teams exchange baskets for the second half. The time allowed is actual playing time; the clock is stopped while the play is not active. Therefore, games generally take much longer to complete than the allotted game time, typically about two hours.
Five players from each team may be on the court at one time. Substitutions are unlimited but can only be done when play is stopped. Teams also have a coach, who oversees the development and strategies of the team, and other team personnel such as assistant coaches, managers, statisticians, doctors and trainers.
For both men's and women's teams, a standard uniform consists of a pair of shorts and a jersey with a clearly visible number, unique within the team, printed on both the front and back. Players wear high-top sneakers that provide extra ankle support. Typically, team names, players' names and, outside of North America, sponsors are printed on the uniforms.
A limited number of time-outs, clock stoppages requested by a coach (or sometimes mandated in the NBA) for a short meeting with the players, are allowed. They generally last no longer than one minute (100 seconds in the NBA) unless, for televised games, a commercial break is needed.
The game is controlled by the officials consisting of the referee (referred to as crew chief in the NBA), one or two umpires (referred to as referees in the NBA) and the table officials. For college, the NBA, and many high schools, there are a total of three referees on the court. The table officials are responsible for keeping track of each team's scoring, timekeeping, individual and team fouls, player substitutions, team possession arrow, and the shot clock.
Equipment
The only essential equipment in a basketball game is the ball and the court: a flat, rectangular surface with baskets at opposite ends. Competitive levels require the use of more equipment such as clocks, score sheets, scoreboards, alternating possession arrows, and whistle-operated stop-clock systems.
A regulation basketball court in international games is long and wide. In the NBA and NCAA the court is . Most courts have wood flooring, usually constructed from maple planks running in the same direction as the longer court dimension. The name and logo of the home team is usually painted on or around the center circle.
The basket is a steel rim diameter with an attached net affixed to a backboard that measures and one basket is at each end of the court. The white outlined box on the backboard is high and wide. At almost all levels of competition, the top of the rim is exactly above the court and inside the baseline. While variation is possible in the dimensions of the court and backboard, it is considered important for the basket to be of the correct height – a rim that is off by just a few inches can have an adverse effect on shooting. The net must "check the ball momentarily as it passes through the basket" to aid the visual confirmation that the ball went through. The act of checking the ball has the further advantage of slowing down the ball so the rebound doesn't go as far.
The size of the basketball is also regulated. For men, the official ball is in circumference (size 7, or a "295 ball") and weighs . If women are playing, the official basketball size is in circumference (size 6, or a "285 ball") with a weight of . In 3x3, a formalized version of the halfcourt 3-on-3 game, a dedicated ball with the circumference of a size 6 ball but the weight of a size 7 ball is used in all competitions (men's, women's, and mixed teams).
Violations
The ball may be advanced toward the basket by being shot, passed between players, thrown, tapped, rolled or dribbled (bouncing the ball while running).
The ball must stay within the court; the last team to touch the ball before it travels out of bounds forfeits possession. The ball is out of bounds if it touches a boundary line, or touches any player or object that is out of bounds.
There are limits placed on the steps a player may take without dribbling, which commonly results in an infraction known as traveling. Nor may a player stop their dribble and then resume dribbling. A dribble that touches both hands is considered stopping the dribble, giving this infraction the name double dribble. Within a dribble, the player cannot carry the ball by placing their hand on the bottom of the ball; doing so is known as carrying the ball. A team, once having established ball control in the front half of their court, may not return the ball to the backcourt and be the first to touch it. A violation of these rules results in loss of possession.
The ball may not be kicked, nor be struck with the fist. For the offense, a violation of these rules results in loss of possession; for the defense, most leagues reset the shot clock and the offensive team is given possession of the ball out of bounds.
There are limits imposed on the time taken before progressing the ball past halfway (8 seconds in FIBA and the NBA; 10 seconds in NCAA and high school for both sexes), before attempting a shot (24 seconds in FIBA, the NBA, and U Sports (Canadian universities) play for both sexes, and 30 seconds in NCAA play for both sexes), holding the ball while closely guarded (5 seconds), and remaining in the restricted area known as the free-throw lane, (or the "key") (3 seconds). These rules are designed to promote more offense.
There are also limits on how players may block an opponent's field goal attempt or help a teammate's field goal attempt. Goaltending is a defender's touching of a ball that is on a downward flight toward the basket, while the related violation of basket interference is the touching of a ball that is on the rim or above the basket, or by a player reaching through the basket from below. Goaltending and basket interference committed by a defender result in awarding the basket to the offense, while basket interference committed by an offensive player results in cancelling the basket if one is scored. The defense gains possession in all cases of goaltending or basket interference.
Fouls
An attempt to unfairly disadvantage an opponent through certain types of physical contact is illegal and is called a personal foul. These are most commonly committed by defensive players; however, they can be committed by offensive players as well. Players who are fouled either receive the ball to pass inbounds again, or receive one or more free throws if they are fouled in the act of shooting, depending on whether the shot was successful. One point is awarded for making a free throw, which is attempted from a line from the basket.
The referee is responsible for judging whether contact is illegal, sometimes resulting in controversy. The calling of fouls can vary between games, leagues and referees.
There is a second category of fouls called technical fouls, which may be charged for various rules violations including failure to properly record a player in the scorebook, or for unsportsmanlike conduct. These infractions result in one or two free throws, which may be taken by any of the five players on the court at the time. Repeated incidents can result in disqualification. A blatant foul involving physical contact that is either excessive or unnecessary is called an intentional foul (flagrant foul in the NBA). In FIBA and NCAA women's basketball, a foul resulting in ejection is called a disqualifying foul, while in leagues other than the NBA, such a foul is referred to as flagrant.
If a team exceeds a certain limit of team fouls in a given period (quarter or half) – four for NBA, NCAA women's, and international games – the opposing team is awarded one or two free throws on all subsequent non-shooting fouls for that period, the number depending on the league. In the US college men's game and high school games for both sexes, if a team reaches 7 fouls in a half, the opposing team is awarded one free throw, along with a second shot if the first is made. This is called shooting "one-and-one". If a team exceeds 10 fouls in the half, the opposing team is awarded two free throws on all subsequent fouls for the half.
When a team shoots foul shots, the opponents may not interfere with the shooter, nor may they try to regain possession until the last or potentially last free throw is in the air.
After a team has committed a specified number of fouls, the other team is said to be "in the bonus". On scoreboards, this is usually signified with an indicator light reading "Bonus" or "Penalty" with an illuminated directional arrow or dot indicating that team is to receive free throws when fouled by the opposing team. (Some scoreboards also indicate the number of fouls committed.)
If a team misses the first shot of a two-shot situation, the opposing team must wait for the completion of the second shot before attempting to reclaim possession of the ball and continuing play.
If a player is fouled while attempting a shot and the shot is unsuccessful, the player is awarded a number of free throws equal to the value of the attempted shot. A player fouled while attempting a regular two-point shot thus receives two shots, and a player fouled while attempting a three-point shot receives three shots.
If a player is fouled while attempting a shot and the shot is successful, typically the player will be awarded one additional free throw for one point. In combination with a regular shot, this is called a "three-point play" or "four-point play" (or more colloquially, an "and one") because of the basket made at the time of the foul (2 or 3 points) and the additional free throw (1 point).
Common techniques and practices
Positions
Although the rules do not specify any positions whatsoever, they have evolved as part of basketball. During the early years of basketball's evolution, two guards, two forwards, and one center were used. In more recent times specific positions evolved, but the current trend, advocated by many top coaches including Mike Krzyzewski, is towards positionless basketball, where big players are free to shoot from outside and dribble if their skill allows it. Popular descriptions of positions include:
Point guard (often called the "1") : usually the fastest player on the team, organizes the team's offense by controlling the ball and making sure that it gets to the right player at the right time.
Shooting guard (the "2") : creates a high volume of shots on offense, mainly long-ranged; and guards the opponent's best perimeter player on defense.
Small forward (the "3") : often primarily responsible for scoring points via cuts to the basket and dribble penetration; on defense seeks rebounds and steals, but sometimes plays more actively.
Power forward (the "4"): plays offensively often with their back to the basket; on defense, plays under the basket (in a zone defense) or against the opposing power forward (in man-to-man defense).
Center (the "5"): uses height and size to score (on offense), to protect the basket closely (on defense), or to rebound.
The above descriptions are flexible. For most teams today, the shooting guard and small forward have very similar responsibilities and are often called the wings, as do the power forward and center, who are often called post players. While most teams describe two players as guards, two as forwards, and one as a center, on some occasions teams choose to call them by different designations.
Strategy
There are two main defensive strategies: zone defense and man-to-man defense. In a zone defense, each player is assigned to guard a specific area of the court. Zone defenses often allow the defense to double team the ball, a manoeuver known as a trap. In a man-to-man defense, each defensive player guards a specific opponent.
Offensive plays are more varied, normally involving planned passes and movement by players without the ball. A quick movement by an offensive player without the ball to gain an advantageous position is known as a cut. A legal attempt by an offensive player to stop an opponent from guarding a teammate, by standing in the defender's way such that the teammate cuts next to him, is a screen or pick. The two plays are combined in the pick and roll, in which a player sets a pick and then "rolls" away from the pick towards the basket. Screens and cuts are very important in offensive plays; these allow the quick passes and teamwork, which can lead to a successful basket. Teams almost always have several offensive plays planned to ensure their movement is not predictable. On court, the point guard is usually responsible for indicating which play will occur.
Shooting
Shooting is the act of attempting to score points by throwing the ball through the basket, methods varying with players and situations.
Typically, a player faces the basket with both feet facing the basket. A player will rest the ball on the fingertips of the dominant hand (the shooting arm) slightly above the head, with the other hand supporting the side of the ball. The ball is usually shot by jumping (though not always) and extending the shooting arm. The shooting arm, fully extended with the wrist fully bent, is held stationary for a moment following the release of the ball, known as a follow-through. Players often try to put a steady backspin on the ball to absorb its impact with the rim. The ideal trajectory of the shot is somewhat controversial, but generally a proper arc is recommended. Players may shoot directly into the basket or may use the backboard to redirect the ball into the basket.
The two most common shots that use the above described setup are the set shot and the jump shot. Both are preceded by a crouching action which preloads the muscles and increases the power of the shot. In a set shot, the shooter straightens up and throws from a standing position with neither foot leaving the floor; this is typically used for free throws. For a jump shot, the throw is taken in mid-air with the ball being released near the top of the jump. This provides much greater power and range, and it also allows the player to elevate over the defender. Failure to release the ball before the feet return to the floor is considered a traveling violation.
Another common shot is called the layup. This shot requires the player to be in motion toward the basket, and to "lay" the ball "up" and into the basket, typically off the backboard (the backboard-free, underhand version is called a finger roll). The most crowd-pleasing and typically highest-percentage accuracy shot is the slam dunk, in which the player jumps very high and throws the ball downward, through the basket while touching it.
Another shot that is less common than the layup, is the "circus shot". The circus shot is a low-percentage shot that is flipped, heaved, scooped, or flung toward the hoop while the shooter is off-balance, airborne, falling down or facing away from the basket. A back-shot is a shot taken when the player is facing away from the basket, and may be shot with the dominant hand, or both; but there is a very low chance that the shot will be successful.
A shot that misses both the rim and the backboard completely is referred to as an air ball. A particularly bad shot, or one that only hits the backboard, is jocularly called a brick. The hang time is the length of time a player stays in the air after jumping, either to make a slam dunk, layup or jump shot.
Rebounding
The objective of rebounding is to successfully gain possession of the basketball after a missed field goal or free throw, as it rebounds from the hoop or backboard. This plays a major role in the game, as most possessions end when a team misses a shot. There are two categories of rebounds: offensive rebounds, in which the ball is recovered by the offensive side and does not change possession, and defensive rebounds, in which the defending team gains possession of the loose ball. The majority of rebounds are defensive, as the team on defense tends to be in better position to recover missed shots; for example, about 75% of rebounds in the NBA are defensive.
Passing
A pass is a method of moving the ball between players. Most passes are accompanied by a step forward to increase power and are followed through with the hands to ensure accuracy.
A staple pass is the chest pass. The ball is passed directly from the passer's chest to the receiver's chest. A proper chest pass involves an outward snap of the thumbs to add velocity and leaves the defence little time to react.
Another type of pass is the bounce pass. Here, the passer bounces the ball crisply about two-thirds of the way from his own chest to the receiver. The ball strikes the court and bounces up toward the receiver. The bounce pass takes longer to complete than the chest pass, but it is also harder for the opposing team to intercept (kicking the ball deliberately is a violation). Thus, players often use the bounce pass in crowded moments, or to pass around a defender.
The overhead pass is used to pass the ball over a defender. The ball is released while over the passer's head.
The outlet pass occurs after a team gets a defensive rebound. The next pass after the rebound is the outlet pass.
The crucial aspect of any good pass is it being difficult to intercept. Good passers can pass the ball with great accuracy and they know exactly where each of their other teammates prefers to receive the ball. A special way of doing this is passing the ball without looking at the receiving teammate. This is called a no-look pass.
Another advanced style of passing is the behind-the-back pass, which, as the description implies, involves throwing the ball behind the passer's back to a teammate. Although some players can perform such a pass effectively, many coaches discourage no-look or behind-the-back passes, believing them to be difficult to control and more likely to result in turnovers or violations.
Dribbling
Dribbling is the act of bouncing the ball continuously with one hand and is a requirement for a player to take steps with the ball. To dribble, a player pushes the ball down towards the ground with the fingertips rather than patting it; this ensures greater control.
When dribbling past an opponent, the dribbler should dribble with the hand farthest from the opponent, making it more difficult for the defensive player to get to the ball. It is therefore important for a player to be able to dribble competently with both hands.
Good dribblers (or "ball handlers") tend to keep their dribbling hand low to the ground, reducing the distance of travel of the ball from the floor to the hand, making it more difficult for the defender to "steal" the ball. Good ball handlers frequently dribble behind their backs, between their legs, and switch directions suddenly, making a less predictable dribbling pattern that is more difficult to defend against. This is called a crossover, which is the most effective way to move past defenders while dribbling.
A skilled player can dribble without watching the ball, using the dribbling motion or peripheral vision to keep track of the ball's location. By not having to focus on the ball, a player can look for teammates or scoring opportunities, as well as avoid the danger of having someone steal the ball away from him/her.
Blocking
A block is performed when, after a shot is attempted, a defender succeeds in altering the shot by touching the ball. In almost all variants of play, it is illegal to touch the ball after it is in the downward path of its arc; this is known as goaltending. It is also illegal under NBA and Men's NCAA basketball to block a shot after it has touched the backboard, or when any part of the ball is directly above the rim. Under international rules it is illegal to block a shot that is in the downward path of its arc or one that has touched the backboard until the ball has hit the rim. After the ball hits the rim, it is again legal to touch it even though it is no longer considered as a block performed.
To block a shot, a player has to be able to reach a point higher than where the shot is released. Thus, height can be an advantage in blocking. Players who are taller and playing the power forward or center positions generally record more blocks than players who are shorter and playing the guard positions. However, with good timing and a sufficiently high vertical leap, even shorter players can be effective shot blockers.
Height
At the professional level, most male players are above and most women above . Guards, for whom physical coordination and ball-handling skills are crucial, tend to be the smallest players. Almost all forwards in the top men's pro leagues are or taller. Most centers are over tall. According to a survey given to all NBA teams, the average height of all NBA players is just under , with the average weight being close to . The tallest players ever in the NBA were Manute Bol and Gheorghe Mureșan, who were both tall. At , Margo Dydek was the tallest player in the history of the WNBA.
The shortest player ever to play in the NBA is Muggsy Bogues at . Other average-height or relatively short players have thrived at the pro level, including Anthony "Spud" Webb, who was tall, but had a vertical leap, giving him significant height when jumping, and Temeka Johnson, who won the WNBA Rookie of the Year Award and a championship with the Phoenix Mercury while standing only . While shorter players are often at a disadvantage in certain aspects of the game, their ability to navigate quickly through crowded areas of the court and steal the ball by reaching low are strengths.
Players regularly inflate their height in high school or college. Many prospects exaggerate their height while in high school or college to make themselves more appealing to coaches and scouts, who prefer taller players. Charles Barkley stated; "I've been measured at 6–5, 6-. But I started in college at 6–6." Sam Smith, a former writer from the Chicago Tribune, said: "We sort of know the heights, because after camp, the sheet comes out. But you use that height, and the player gets mad. And then you hear from his agent. Or you file your story with the right height, and the copy desk changes it because they have the 'official' N.B.A. media guide, which is wrong. So you sort of go along with the joke."
Since the 2019-20 NBA season heights of NBA players are recorded definitively by measuring players with their shoes off.
Variations and similar games
Variations of basketball are activities based on the game of basketball, using common basketball skills and equipment (primarily the ball and basket). Some variations only have superficial rule changes, while others are distinct games with varying degrees of influence from basketball. Other variations include children's games, contests or activities meant to help players reinforce skills.
An earlier version of basketball, played primarily by women and girls, was six-on-six basketball. Horseball is a game played on horseback where a ball is handled and points are scored by shooting it through a high net (approximately 1.5m×1.5m). The sport is like a combination of polo, rugby, and basketball. There is even a form played on donkeys known as Donkey basketball, which has attracted criticism from animal rights groups.
Half-court
Perhaps the single most common variation of basketball is the half-court game, played in informal settings without referees or strict rules. Only one basket is used, and the ball must be "taken back" or "cleared" – passed or dribbled outside the three-point line each time possession of the ball changes from one team to the other. Half-court games require less cardiovascular stamina, since players need not run back and forth a full court. Half-court raises the number of players that can use a court or, conversely, can be played if there is an insufficient number to form full 5-on-5 teams.
Half-court basketball is usually played 1-on-1, 2-on-2 or 3-on-3. The latter variation is gradually gaining official recognition as 3x3, originally known as FIBA 33. It was first tested at the 2007 Asian Indoor Games in Macau and the first official tournaments were held at the 2009 Asian Youth Games and the 2010 Youth Olympics, both in Singapore. The first FIBA 3x3 Youth World Championships were held in Rimini, Italy in 2011, with the first FIBA 3x3 World Championships for senior teams following a year later in Athens. The sport is highly tipped to become an Olympic sport as early as 2016. In the summer of 2017, the BIG3 basketball league, a professional 3x3 half court basketball league that features former NBA players, began. The BIG3 features several rule variants including a four-point field goal.
Other variations
Variations of basketball with their own page or subsection include:
21 (also known as American, cutthroat and roughhouse)
42
Around the World
Bounce
Firing Squad
Fives
H-O-R-S-E
Hotshot
Knockout
One-shot conquer
Steal The Bacon
Tip-it
Tips
"The One"
Basketball War
Water basketball
Beach basketball
Streetball
One-on-one is a variation in which two players will use only a small section of the court (often no more than a half of a court) and compete to play the ball into a single hoop. Such games tend to emphasize individual dribbling and ball stealing skills over shooting and team play.
Dunk Hoops is a variation played on basketball hoops with lowered (under basketball regulation 10 feet) rims. It originated when the popularity of the slam dunk grew and was developed to create better chances for dunks with lowered rims and using altered goaltending rules.
Unicycle basketball is played using a regulation basketball on a regular basketball court with the same rules, for example, one must dribble the ball while riding. There are a number of rules that are particular to unicycle basketball as well, for example, a player must have at least one foot on a pedal when in-bounding the ball. Unicycle basketball is usually played using 24" or smaller unicycles, and using plastic pedals, both to preserve the court and the players' shins. Popular unicycle basketball games are organized in North America.
Spin-offs from basketball that are now separate sports include:
Ringball, a traditional South African sport that stems from basketball, has been played since 1907. The sport is now promoted in South Africa, Namibia, Botswana, Lesotho, India, and Mauritius to establish Ringball as an international sport.
Korfball (Dutch: Korfbal, korf meaning 'basket') started in the Netherlands and is now played worldwide as a mixed-gender team ball game, similar to mixed netball and basketball.
Netball is a limited-contact team sport in which two teams of seven try to score points against one another by placing a ball through a high hoop. Australia New Zealand champions (so called ANZ Championship) is very famous in Australia and New Zealand as the premier netball league. Formerly played exclusively by women, netball today features mixed-gender competitions.
Slamball, invented by television writer Mason Gordon, is a full-contact sport featuring trampolines. The main difference from basketball is the court; below the padded rim and backboard are four trampolines set into the floor, which serve to propel players to great heights for slam dunks. The rules also permit some physical contact between the members of the four-player teams. Professional games of Slamball aired on Spike TV in 2002, and the sport has since expanded to China and other countries.
Social forms of basketball
Basketball as a social and communal sport features environments, rules and demographics different from those seen in professional and televised basketball.
Recreational basketball
Basketball is played widely as an extracurricular, intramural or amateur sport in schools and colleges. Notable institutions of recreational basketball include:
Basketball schools and academies, where students are trained in developing basketball fundamentals, undergo fitness and endurance exercises and learn various basketball skills. Basketball students learn proper ways of passing, ball handling, dribbling, shooting from various distances, rebounding, offensive moves, defense, layups, screens, basketball rules and basketball ethics. Also popular are the basketball camps organized for various occasions, often to get prepared for basketball events, and basketball clinics for improving skills.
College and university basketball played in educational institutions of higher learning. This includes National Collegiate Athletic Association (NCAA) intercollegiate basketball.
Disabled basketball
Deaf basketball: One of several deaf sports, deaf basketball relies on signing for communication. Any deaf sporting event that happens, its purpose is to serve as a catalyst for the socialization of a low-incidence and geographically dispersed population.
Wheelchair basketball: A sport based on basketball but designed for disabled people in wheelchairs and considered one of the major disabled sports practiced. There is a functional classification system that is used to help determine if the wheelchair basketball player classification system reflects the existing differences in the performance of elite female players. This system gives an analysis of the players' functional resources through field-testing and game observation. During this system's process, players are assigned a score of 1 to 4.5.
Other forms
Biddy basketball played by minors, sometimes in formal tournaments, around the globe.
Gay basketball played in LGBTQIA+ communities. The sport is a major event during the Gay Games, World Outgames and EuroGames.
Midnight basketball, an initiative to curb inner-city crime in the United States and elsewhere by engaging youth in urban areas with sports as an alternative to drugs and crime.
Rezball, short for reservation ball, is the avid Native American following of basketball, particularly a style of play particular to Native American teams of some areas.
Fantasy basketball
Fantasy basketball was popularized during the 1990s by ESPN Fantasy Sports, NBA.com, and Yahoo! Fantasy Sports. On the model of fantasy baseball and football, players create fictional teams, select professional basketball players to "play" on these teams through a mock draft or trades, then calculate points based on the players' real-world performance.
See also
Basketball moves
Basketball National League
Continental Basketball Association
Glossary of basketball terms
Index of basketball-related articles
List of basketball films
List of basketball leagues
Timeline of women's basketball
ULEB, Union des Ligues Européennes de Basket, in English Union of European Leagues of Basketball
References
Citations
General references
Further reading
External links
Historical
Basketball Hall of Fame – Springfield, MA
National Basketball Foundationruns the Naismith Museum in Ontario
Hometown Sports Heroes
Organizations
Basketball at the Olympic Games
International Basketball Federation
National Basketball Association
Women's National Basketball Association
Continental Basketball Association (oldest professional basketball league in the world)
National Wheelchair Basketball Association
Other sources
"Basketball". Encyclopædia Britannica Online.
Eurobasket website
Basketball-Reference.com: Basketball Statistics, Analysis and History
Ontario's Historical Plaques – Dr. James Naismith (1861–1939)
Articles containing video clips
Ball games
Games and sports introduced in 1891
Sports originating in the United States
Summer Olympic sports
Team sports |
3931 | https://en.wikipedia.org/wiki/Binary%20relation | Binary relation | In mathematics, a binary relation associates elements of one set, called the domain, with elements of another set, called the codomain. A binary relation over sets and is a new set of ordered pairs consisting of elements from and from . It is a generalization of the more widely understood idea of a unary function. It encodes the common concept of relation: an element is related to an element , if and only if the pair belongs to the set of ordered pairs that defines the binary relation. A binary relation is the most studied special case of an -ary relation over sets , which is a subset of the Cartesian product
An example of a binary relation is the "divides" relation over the set of prime numbers and the set of integers , in which each prime is related to each integer that is a multiple of , but not to an integer that is not a multiple of . In this relation, for instance, the prime number 2 is related to numbers such as −4, 0, 6, 10, but not to 1 or 9, just as the prime number 3 is related to 0, 6, and 9, but not to 4 or 13.
Binary relations are used in many branches of mathematics to model a wide variety of concepts. These include, among others:
the "is greater than", "is equal to", and "divides" relations in arithmetic;
the "is congruent to" relation in geometry;
the "is adjacent to" relation in graph theory;
the "is orthogonal to" relation in linear algebra.
A function may be defined as a special kind of binary relation. Binary relations are also heavily used in computer science.
A binary relation over sets and is an element of the power set of Since the latter set is ordered by inclusion (⊆), each relation has a place in the lattice of subsets of A binary relation is called a homogeneous relation when X = Y. A binary relation is also called a heterogeneous relation when it is not necessary that X = Y.
Since relations are sets, they can be manipulated using set operations, including union, intersection, and complementation, and satisfying the laws of an algebra of sets. Beyond that, operations like the converse of a relation and the composition of relations are available, satisfying the laws of a calculus of relations, for which there are textbooks by Ernst Schröder, Clarence Lewis, and Gunther Schmidt. A deeper analysis of relations involves decomposing them into subsets called , and placing them in a complete lattice.
In some systems of axiomatic set theory, relations are extended to classes, which are generalizations of sets. This extension is needed for, among other things, modeling the concepts of "is an element of" or "is a subset of" in set theory, without running into logical inconsistencies such as Russell's paradox.
The terms , dyadic relation and two-place relation are synonyms for binary relation, though some authors use the term "binary relation" for any subset of a Cartesian product without reference to and , and reserve the term "correspondence" for a binary relation with reference to and .
Definition
Given sets X and Y, the Cartesian product is defined as and its elements are called ordered pairs.
A R over sets X and Y is a subset of The set X is called the or of R, and the set Y the or of R. In order to specify the choices of the sets X and Y, some authors define a or as an ordered triple , where G is a subset of called the of the binary relation. The statement reads "x is R-related to y" and is denoted by xRy. The or of R is the set of all x such that xRy for at least one y. The codomain of definition, , or of R is the set of all y such that xRy for at least one x. The of R is the union of its domain of definition and its codomain of definition.
When a binary relation is called a (or ). To emphasize the fact that X and Y are allowed to be different, a binary relation is also called a heterogeneous relation.
In a binary relation, the order of the elements is important; if then yRx can be true or false independently of xRy. For example, 3 divides 9, but 9 does not divide 3.
Operations
Union
If R and S are binary relations over sets X and Y then is the of R and S over X and Y.
The identity element is the empty relation. For example, is the union of < and =, and is the union of > and =.
Intersection
If R and S are binary relations over sets X and Y then is the of R and S over X and Y.
The identity element is the universal relation. For example, the relation "is divisible by 6" is the intersection of the relations "is divisible by 3" and "is divisible by 2".
Composition
If R is a binary relation over sets X and Y, and S is a binary relation over sets Y and Z then (also denoted by ) is the of R and S over X and Z.
The identity element is the identity relation. The order of R and S in the notation used here agrees with the standard notational order for composition of functions. For example, the composition (is parent of)(is mother of) yields (is maternal grandparent of), while the composition (is mother of)(is parent of) yields (is grandmother of). For the former case, if x is the parent of y and y is the mother of z, then x is the maternal grandparent of z.
Converse
If R is a binary relation over sets X and Y then is the of R over Y and X.
For example, is the converse of itself, as is and and are each other's converse, as are and A binary relation is equal to its converse if and only if it is symmetric.
Complement
If R is a binary relation over sets X and Y then (also denoted by or ) is the of R over X and Y.
For example, and are each other's complement, as are and and and and and, for total orders, also and and and
The complement of the converse relation is the converse of the complement:
If the complement has the following properties:
If a relation is symmetric, then so is the complement.
The complement of a reflexive relation is irreflexive—and vice versa.
The complement of a strict weak order is a total preorder—and vice versa.
Restriction
If R is a binary homogeneous relation over a set X and S is a subset of X then is the of R to S over X.
If R is a binary relation over sets X and Y and if S is a subset of X then is the of R to S over X and Y.
If R is a binary relation over sets X and Y and if S is a subset of Y then is the of R to S over X and Y.
If a relation is reflexive, irreflexive, symmetric, antisymmetric, asymmetric, transitive, total, trichotomous, a partial order, total order, strict weak order, total preorder (weak order), or an equivalence relation, then so too are its restrictions.
However, the transitive closure of a restriction is a subset of the restriction of the transitive closure, i.e., in general not equal. For example, restricting the relation "x is parent of y" to females yields the relation "x is mother of the woman y"; its transitive closure does not relate a woman with her paternal grandmother. On the other hand, the transitive closure of "is parent of" is "is ancestor of"; its restriction to females does relate a woman with her paternal grandmother.
Also, the various concepts of completeness (not to be confused with being "total") do not carry over to restrictions. For example, over the real numbers a property of the relation is that every non-empty subset with an upper bound in has a least upper bound (also called supremum) in However, for the rational numbers this supremum is not necessarily rational, so the same property does not hold on the restriction of the relation to the rational numbers.
A binary relation R over sets X and Y is said to be a relation S over X and Y, written if R is a subset of S, that is, for all and if xRy, then xSy. If R is contained in S and S is contained in R, then R and S are called written R = S. If R is contained in S but S is not contained in R, then R is said to be than S, written For example, on the rational numbers, the relation is smaller than and equal to the composition
Matrix representation
Binary relations over sets X and Y can be represented algebraically by logical matrices indexed by X and Y with entries in the Boolean semiring (addition corresponds to OR and multiplication to AND) where matrix addition corresponds to union of relations, matrix multiplication corresponds to composition of relations (of a relation over X and Y and a relation over Y and Z), the Hadamard product corresponds to intersection of relations, the zero matrix corresponds to the empty relation, and the matrix of ones corresponds to the universal relation. Homogeneous relations (when ) form a matrix semiring (indeed, a matrix semialgebra over the Boolean semiring) where the identity matrix corresponds to the identity relation.
Examples
Special types of binary relations
Some important types of binary relations R over sets X and Y are listed below.
Uniqueness properties:
Injective (also called left-unique): for all and all if and then . For such a relation, {Y} is called a primary key of R. For example, the green and blue binary relations in the diagram are injective, but the red one is not (as it relates both −1 and 1 to 1), nor the black one (as it relates both −1 and 1 to 0).
Functional (also called right-unique, right-definite or univalent): for all and all if and then . Such a binary relation is called a . For such a relation, is called of R. For example, the red and green binary relations in the diagram are functional, but the blue one is not (as it relates 1 to both −1 and 1), nor the black one (as it relates 0 to both −1 and 1).
One-to-one: injective and functional. For example, the green binary relation in the diagram is one-to-one, but the red, blue and black ones are not.
One-to-many: injective and not functional. For example, the blue binary relation in the diagram is one-to-many, but the red, green and black ones are not.
Many-to-one: functional and not injective. For example, the red binary relation in the diagram is many-to-one, but the green, blue and black ones are not.
Many-to-many: not injective nor functional. For example, the black binary relation in the diagram is many-to-many, but the red, green and blue ones are not.
Totality properties (only definable if the domain X and codomain Y are specified):
Total (also called left-total): for all x in X there exists a y in Y such that . In other words, the domain of definition of R is equal to X. This property, is different from the definition of (also called by some authors) in Properties. Such a binary relation is called a . For example, the red and green binary relations in the diagram are total, but the blue one is not (as it does not relate −1 to any real number), nor the black one (as it does not relate 2 to any real number). As another example, > is a total relation over the integers. But it is not a total relation over the positive integers, because there is no in the positive integers such that . However, < is a total relation over the positive integers, the rational numbers and the real numbers. Every reflexive relation is total: for a given , choose .
Surjective (also called right-total or onto): for all y in Y, there exists an x in X such that xRy. In other words, the codomain of definition of R is equal to Y. For example, the green and blue binary relations in the diagram are surjective, but the red one is not (as it does not relate any real number to −1), nor the black one (as it does not relate any real number to 2).
Uniqueness and totality properties (only definable if the domain X and codomain Y are specified):
A : a binary relation that is functional and total. For example, the red and green binary relations in the diagram are functions, but the blue and black ones are not.
An : a function that is injective. For example, the green binary relation in the diagram is an injection, but the red, blue and black ones are not.
A : a function that is surjective. For example, the green binary relation in the diagram is a surjection, but the red, blue and black ones are not.
A : a function that is injective and surjective. For example, the green binary relation in the diagram is a bijection, but the red, blue and black ones are not.
If relations over proper classes are allowed:
Set-like (or ): for all in , the class of all in such that , i.e. , is a set. For example, the relation is set-like, and every relation on two sets is set-like. The usual ordering < over the class of ordinal numbers is a set-like relation, while its inverse > is not.
Sets versus classes
Certain mathematical "relations", such as "equal to", "subset of", and "member of", cannot be understood to be binary relations as defined above, because their domains and codomains cannot be taken to be sets in the usual systems of axiomatic set theory. For example, to model the general concept of "equality" as a binary relation take the domain and codomain to be the "class of all sets", which is not a set in the usual set theory.
In most mathematical contexts, references to the relations of equality, membership and subset are harmless because they can be understood implicitly to be restricted to some set in the context. The usual work-around to this problem is to select a "large enough" set A, that contains all the objects of interest, and work with the restriction =A instead of =. Similarly, the "subset of" relation needs to be restricted to have domain and codomain P(A) (the power set of a specific set A): the resulting set relation can be denoted by Also, the "member of" relation needs to be restricted to have domain A and codomain P(A) to obtain a binary relation that is a set. Bertrand Russell has shown that assuming to be defined over all sets leads to a contradiction in naive set theory, see Russell's paradox.
Another solution to this problem is to use a set theory with proper classes, such as NBG or Morse–Kelley set theory, and allow the domain and codomain (and so the graph) to be proper classes: in such a theory, equality, membership, and subset are binary relations without special comment. (A minor modification needs to be made to the concept of the ordered triple , as normally a proper class cannot be a member of an ordered tuple; or of course one can identify the binary relation with its graph in this context.) With this definition one can for instance define a binary relation over every set and its power set.
Homogeneous relation
A homogeneous relation over a set X is a binary relation over X and itself, i.e. it is a subset of the Cartesian product It is also simply called a (binary) relation over X.
A homogeneous relation R over a set X may be identified with a directed simple graph permitting loops, where X is the vertex set and R is the edge set (there is an edge from a vertex x to a vertex y if and only if ).
The set of all homogeneous relations over a set X is the power set which is a Boolean algebra augmented with the involution of mapping of a relation to its converse relation. Considering composition of relations as a binary operation on , it forms a semigroup with involution.
Some important properties that a homogeneous relation over a set may have are:
: for all . For example, is a reflexive relation but > is not.
: for all not . For example, is an irreflexive relation, but is not.
: for all if then . For example, "is a blood relative of" is a symmetric relation.
: for all if and then For example, is an antisymmetric relation.
: for all if then not . A relation is asymmetric if and only if it is both antisymmetric and irreflexive. For example, > is an asymmetric relation, but is not.
: for all if and then . A transitive relation is irreflexive if and only if it is asymmetric. For example, "is ancestor of" is a transitive relation, while "is parent of" is not.
: for all if then or .
: for all or .
: for all if then some exists such that and .
A is a relation that is reflexive, antisymmetric, and transitive. A is a relation that is irreflexive, asymmetric, and transitive. A is a relation that is reflexive, antisymmetric, transitive and connected. A is a relation that is irreflexive, asymmetric, transitive and connected.
An is a relation that is reflexive, symmetric, and transitive.
For example, "x divides y" is a partial, but not a total order on natural numbers "x < y" is a strict total order on and "x is parallel to y" is an equivalence relation on the set of all lines in the Euclidean plane.
All operations defined in section also apply to homogeneous relations.
Beyond that, a homogeneous relation over a set X may be subjected to closure operations like:
the smallest reflexive relation over X containing R,
the smallest transitive relation over X containing R,
the smallest equivalence relation over X containing R.
Heterogeneous relation
In mathematics, a heterogeneous relation is a binary relation, a subset of a Cartesian product where A and B are possibly distinct sets. The prefix hetero is from the Greek ἕτερος (heteros, "other, another, different").
A heterogeneous relation has been called a rectangular relation, suggesting that it does not have the square-symmetry of a homogeneous relation on a set where Commenting on the development of binary relations beyond homogeneous relations, researchers wrote, "...a variant of the theory has evolved that treats relations from the very beginning as or , i.e. as relations where the normal case is that they are relations between different sets."
Calculus of relations
Developments in algebraic logic have facilitated usage of binary relations. The calculus of relations includes the algebra of sets, extended by composition of relations and the use of converse relations. The inclusion meaning that aRb implies aSb, sets the scene in a lattice of relations. But since the inclusion symbol is superfluous. Nevertheless, composition of relations and manipulation of the operators according to Schröder rules, provides a calculus to work in the power set of
In contrast to homogeneous relations, the composition of relations operation is only a partial function. The necessity of matching range to domain of composed relations has led to the suggestion that the study of heterogeneous relations is a chapter of category theory as in the category of sets, except that the morphisms of this category are relations. The of the category Rel are sets, and the relation-morphisms compose as required in a category.
Induced concept lattice
Binary relations have been described through their induced concept lattices:
A concept C ⊂ R satisfies two properties: (1) The logical matrix of C is the outer product of logical vectors
logical vectors. (2) C is maximal, not contained in any other outer product. Thus C is described as a non-enlargeable rectangle.
For a given relation the set of concepts, enlarged by their joins and meets, forms an "induced lattice of concepts", with inclusion forming a preorder.
The MacNeille completion theorem (1937) (that any partial order may be embedded in a complete lattice) is cited in a 2013 survey article "Decomposition of relations on concept lattices". The decomposition is
where f and g are functions, called or left-total, univalent relations in this context. The "induced concept lattice is isomorphic to the cut completion of the partial order E that belongs to the minimal decomposition (f, g, E) of the relation R."
Particular cases are considered below: E total order corresponds to Ferrers type, and E identity corresponds to difunctional, a generalization of equivalence relation on a set.
Relations may be ranked by the Schein rank which counts the number of concepts necessary to cover a relation. Structural analysis of relations with concepts provides an approach for data mining.
Particular relations
Proposition: If R is a serial relation and RT is its transpose, then where is the m × m identity relation.
Proposition: If R is a surjective relation, then where is the identity relation.
Difunctional
The idea of a difunctional relation is to partition objects by distinguishing attributes, as a generalization of the concept of an equivalence relation. One way this can be done is with an intervening set of indicators. The partitioning relation is a composition of relations using relations Jacques Riguet named these relations difunctional since the composition F GT involves univalent relations, commonly called partial functions.
In 1950 Rigeut showed that such relations satisfy the inclusion:
In automata theory, the term rectangular relation has also been used to denote a difunctional relation. This terminology recalls the fact that, when represented as a logical matrix, the columns and rows of a difunctional relation can be arranged as a block matrix with rectangular blocks of ones on the (asymmetric) main diagonal. More formally, a relation on is difunctional if and only if it can be written as the union of Cartesian products , where the are a partition of a subset of and the likewise a partition of a subset of .
Using the notation {y: xRy} = xR, a difunctional relation can also be characterized as a relation R such that wherever x1R and x2R have a non-empty intersection, then these two sets coincide; formally implies
In 1997 researchers found "utility of binary decomposition based on difunctional dependencies in database management." Furthermore, difunctional relations are fundamental in the study of bisimulations.
In the context of homogeneous relations, a partial equivalence relation is difunctional.
Ferrers type
A strict order on a set is a homogeneous relation arising in order theory.
In 1951 Jacques Riguet adopted the ordering of a partition of an integer, called a Ferrers diagram, to extend ordering to binary relations in general.
The corresponding logical matrix of a general binary relation has rows which finish with a sequence of ones. Thus the dots of a Ferrer's diagram are changed to ones and aligned on the right in the matrix.
An algebraic statement required for a Ferrers type relation R is
If any one of the relations is of Ferrers type, then all of them are.
Contact
Suppose B is the power set of A, the set of all subsets of A. Then a relation g is a contact relation if it satisfies three properties:
The set membership relation, ε = "is an element of", satisfies these properties so ε is a contact relation. The notion of a general contact relation was introduced by Georg Aumann in 1970.
In terms of the calculus of relations, sufficient conditions for a contact relation include
where is the converse of set membership ().
Preorder R\R
Every relation R generates a preorder which is the left residual. In terms of converse and complements, Forming the diagonal of , the corresponding row of and column of will be of opposite logical values, so the diagonal is all zeros. Then
so that is a reflexive relation.
To show transitivity, one requires that Recall that is the largest relation such that Then
(repeat)
(Schröder's rule)
(complementation)
(definition)
The inclusion relation Ω on the power set of U can be obtained in this way from the membership relation on subsets of U:
Fringe of a relation
Given a relation R, a sub-relation called its is defined as
When R is a partial identity relation, difunctional, or a block diagonal relation, then fringe(R) = R. Otherwise the fringe operator selects a boundary sub-relation described in terms of its logical matrix: fringe(R) is the side diagonal if R is an upper right triangular linear order or strict order. Fringe(R) is the block fringe if R is irreflexive () or upper right block triangular. Fringe(R) is a sequence of boundary rectangles when R is of Ferrers type.
On the other hand, Fringe(R) = ∅ when R is a dense, linear, strict order.
Mathematical heaps
Given two sets A and B, the set of binary relations between them can be equipped with a ternary operation where bT denotes the converse relation of b. In 1953 Viktor Wagner used properties of this ternary operation to define semiheaps, heaps, and generalized heaps. The contrast of heterogeneous and homogeneous relations is highlighted by these definitions:
See also
Abstract rewriting system
Additive relation, a many-valued homomorphism between modules
Allegory (category theory)
Category of relations, a category having sets as objects and binary relations as morphisms
Confluence (term rewriting), discusses several unusual but fundamental properties of binary relations
Correspondence (algebraic geometry), a binary relation defined by algebraic equations
Hasse diagram, a graphic means to display an order relation
Incidence structure, a heterogeneous relation between set of points and lines
Logic of relatives, a theory of relations by Charles Sanders Peirce
Order theory, investigates properties of order relations
Notes
References
Bibliography
Ernst Schröder (1895) Algebra der Logik, Band III, via Internet Archive
External links |
3933 | https://en.wikipedia.org/wiki/Braille | Braille | Braille ( , ) is a tactile writing system used by people who are visually impaired. It can be read either on embossed paper or by using refreshable braille displays that connect to computers and smartphone devices. Braille can be written using a slate and stylus, a braille writer, an electronic braille notetaker or with the use of a computer connected to a braille embosser.
Braille is named after its creator, Louis Braille, a Frenchman who lost his sight as a result of a childhood accident. In 1824, at the age of fifteen, he developed the braille code based on the French alphabet as an improvement on night writing. He published his system, which subsequently included musical notation, in 1829. The second revision, published in 1837, was the first binary form of writing developed in the modern era.
Braille characters are formed using a combination of six raised dots arranged in a 3 × 2 matrix, called the braille cell. The number and arrangement of these dots distinguishes one character from another. Since the various braille alphabets originated as transcription codes for printed writing, the mappings (sets of character designations) vary from language to language, and even within one; in English Braille there are 3 levels of braille: uncontracted braille a letter-by-letter transcription used for basic literacy; contracted braille an addition of abbreviations and contractions used as a space-saving mechanism; and grade 3 various non-standardized personal stenography that is less commonly used.
In addition to braille text (letters, punctuation, contractions), it is also possible to create embossed illustrations and graphs, with the lines either solid or made of series of dots, arrows, and bullets that are larger than braille dots. A full braille cell includes six raised dots arranged in two columns, each column having three dots. The dot positions are identified by numbers from one to six. There are 64 possible combinations, including no dots at all for a word space. Dot configurations can be used to represent a letter, digit, punctuation mark, or even a word.
Early braille education is crucial to literacy, education and employment among the blind. Despite the evolution of new technologies, including screen reader software that reads information aloud, braille provides blind people with access to spelling, punctuation and other aspects of written language less accessible through audio alone.
While some have suggested that audio-based technologies will decrease the need for braille, technological advancements such as braille displays have continued to make braille more accessible and available. Braille users highlight that braille remains as essential as print is to the sighted.
History
Braille was based on a tactile code, now known as night writing, developed by Charles Barbier. (The name "night writing" was later given to it when it was considered as a means for soldiers to communicate silently at night and without a light source, but Barbier's writings do not use this term and suggest that it was originally designed as a simpler form of writing and for the visually impaired.) In Barbier's system, sets of 12 embossed dots were used to encode 36 different sounds. Braille identified three major defects of the code: first, the symbols represented phonetic sounds and not letters of the alphabetthus the code was unable to render the orthography of the words. Second, the 12-dot symbols could not easily fit beneath the pad of the reading finger. This required the reading finger to move in order to perceive the whole symbol, which slowed the reading process. (This was because Barbier's system was based only on the number of dots in each of two 6-dot columns but not the pattern of the dots.) Third, the code did not include symbols for numerals or punctuation. Braille's solution was to use 6-dot cells and to assign a specific pattern to each letter of the alphabet. Braille also developed symbols for representing numerals and punctuation.
At first, Braille was a one-to-one transliteration of the French alphabet, but soon various abbreviations (contractions) and even logograms were developed, creating a system much more like shorthand.
Today, there are braille codes for over 133 languages.
In English, some variations in the braille codes have traditionally existed among English-speaking countries. In 1991, work to standardize the braille codes used in the English-speaking world began. Unified English Braille (UEB) has been adopted in all seven member countries of the International Council on English Braille (ICEB) as well as Nigeria.
For blind readers, Braille is an independent writing system, rather than a code of printed orthography.
Derivation
Braille is derived from the Latin alphabet, albeit indirectly. In Braille's original system, the dot patterns were assigned to letters according to their position within the alphabetic order of the French alphabet of the time, with accented letters and w sorted at the end.
Unlike print, which consists of mostly arbitrary symbols, the braille alphabet follows a logical sequence. The first ten letters of the alphabet, a–j, use the upper four dot positions: (black dots in the table below). These stand for the ten digits 1–9 and 0 in an alphabetic numeral system similar to Greek numerals (as well as derivations of it, including Hebrew numerals, Cyrillic numerals, Abjad numerals, also Hebrew gematria and Greek isopsephy).
Though the dots are assigned in no obvious order, the cells with the fewest dots are assigned to the first three letters (and lowest digits), abc = 123 (), and to the three vowels in this part of the alphabet, aei (), whereas the even digits, 4, 6, 8, 0 (), are corners/right angles.
The next ten letters, k–t, are identical to a–j respectively, apart from the addition of a dot at position 3 (red dots in the bottom left corner of the cell in the table below): :
{| class="wikitable" style="text-align:center"
|+ Derivation (colored dots) of the 26 braille letters of the basic Latin alphabet from the 10 numeric digits (black dots)
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|a/1||b/2||c/3||d/4||e/5||f/6||g/7||h/8||i/9||j/0
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|k||l||m||n||o||p||q||r||s||t
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|u||v||x||y||z||w
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The next ten letters (the next "decade") are the same again, but with dots also at both position 3 and position 6 (green dots in the bottom row of the cell in the table above). Here w was initially left out as not being a part of the official French alphabet at the time of Braille's life; the French braille order is u v x y z ç é à è ù ().
The next ten letters, ending in w, are the same again, except that for this series position 6 (purple dot in the bottom right corner of the cell in the table above) is used without a dot at position 3. In French braille these are the letters â ê î ô û ë ï ü œ w (). W had been tacked onto the end of 39 letters of the French alphabet to accommodate English.
The a–j series shifted down by one dot space () is used for punctuation. Letters a and c , which only use dots in the top row, were shifted two places for the apostrophe and hyphen: . (These are also the decade diacritics, at left in the table below, of the second and third decade.)
In addition, there are ten patterns that are based on the first two letters () with their dots shifted to the right; these were assigned to non-French letters (ì ä ò ), or serve non-letter functions: (superscript; in English the accent mark), (currency prefix), (capital, in English the decimal point), (number sign), (emphasis mark), (symbol prefix).
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The first four decades are similar in respect that in those decades the decade dots are applied to the numeric sequence as a logical "inclusive OR" operation whereas the fifth decade applies a "shift down" operation to the numeric sequence.
Originally there had been nine decades. The fifth through ninth used dashes as well as dots, but proved to be impractical and were soon abandoned. These could be replaced with what we now know as the number sign (), though that only caught on for the digits (old 5th decade → modern 1st decade). The dash occupying the top row of the original sixth decade was simply dropped, producing the modern fifth decade. (See 1829 braille.)
Assignment
Historically, there have been three principles in assigning the values of a linear script (print) to Braille: Using Louis Braille's original French letter values; reassigning the braille letters according to the sort order of the print alphabet being transcribed; and reassigning the letters to improve the efficiency of writing in braille.
Under international consensus, most braille alphabets follow the French sorting order for the 26 letters of the basic Latin alphabet, and there have been attempts at unifying the letters beyond these 26 (see international braille), though differences remain, for example, in German Braille. This unification avoids the chaos of each nation reordering the braille code to match the sorting order of its print alphabet, as happened in Algerian Braille, where braille codes were numerically reassigned to match the order of the Arabic alphabet and bear little relation to the values used in other countries (compare modern Arabic Braille, which uses the French sorting order), and as happened in an early American version of English Braille, where the letters w, x, y, z were reassigned to match English alphabetical order. A convention sometimes seen for letters beyond the basic 26 is to exploit the physical symmetry of braille patterns iconically, for example, by assigning a reversed n to ñ or an inverted s to sh. (See Hungarian Braille and Bharati Braille, which do this to some extent.)
A third principle was to assign braille codes according to frequency, with the simplest patterns (quickest ones to write with a stylus) assigned to the most frequent letters of the alphabet. Such frequency-based alphabets were used in Germany and the United States in the 19th century (see American Braille), but with the invention of the braille typewriter their advantage disappeared, and none are attested in modern use they had the disadvantage that the resulting small number of dots in a text interfered with following the alignment of the letters, and consequently made texts more difficult to read than Braille's more arbitrary letter assignment. Finally, there are braille scripts that do not order the codes numerically at all, such as Japanese Braille and Korean Braille, which are based on more abstract principles of syllable composition.
Texts are sometimes written in a script of eight dots per cell rather than six, enabling them to encode a greater number of symbols. (See Gardner–Salinas braille codes.) Luxembourgish Braille has adopted eight-dot cells for general use; for example, it adds a dot below each letter to derive its capital variant.
Form
Braille was the first writing system with binary encoding. The system as devised by Braille consists of two parts:
Character encoding that mapped characters of the French alphabet to tuples of six bits (the dots).
The physical representation of those six-bit characters with raised dots in a braille cell.
Within an individual cell, the dot positions are arranged in two columns of three positions. A raised dot can appear in any of the six positions, producing 64 (26) possible patterns, including one in which there are no raised dots. For reference purposes, a pattern is commonly described by listing the positions where dots are raised, the positions being universally numbered, from top to bottom, as 1 to 3 on the left and 4 to 6 on the right. For example, dot pattern 1-3-4 describes a cell with three dots raised, at the top and bottom in the left column and at the top of the right column: that is, the letter m. The lines of horizontal braille text are separated by a space, much like visible printed text, so that the dots of one line can be differentiated from the braille text above and below. Different assignments of braille codes (or code pages) are used to map the character sets of different printed scripts to the six-bit cells. Braille assignments have also been created for mathematical and musical notation. However, because the six-dot braille cell allows only 64 (26) patterns, including space, the characters of a braille script commonly have multiple values, depending on their context. That is, character mapping between print and braille is not one-to-one. For example, the character corresponds in print to both the letter d and the digit 4.
In addition to simple encoding, many braille alphabets use contractions to reduce the size of braille texts and to increase reading speed. (See Contracted braille.)
Writing braille
Braille may be produced by hand using a slate and stylus in which each dot is created from the back of the page, writing in mirror image, or it may be produced on a braille typewriter or Perkins Brailler, or an electronic Brailler or braille notetaker. Braille users with access to smartphones may also activate the on-screen braille input keyboard, to type braille symbols on to their device by placing their fingers on to the screen according to the dot configuration of the symbols they wish to form. These symbols are automatically translated into print on the screen. The different tools that exist for writing braille allow the braille user to select the method that is best for a given task. For example, the slate and stylus is a portable writing tool, much like the pen and paper for the sighted. Errors can be erased using a braille eraser or can be overwritten with all six dots (). Interpoint refers to braille printing that is offset, so that the paper can be embossed on both sides, with the dots on one side appearing between the divots that form the dots on the other.
Using a computer or other electronic device, Braille may be produced with a braille embosser (printer) or a refreshable braille display (screen).
Eight-dot braille
Braille has been extended to an 8-dot code, particularly for use with braille embossers and refreshable braille displays. In 8-dot braille the additional dots are added at the bottom of the cell, giving a matrix 4 dots high by 2 dots wide. The additional dots are given the numbers 7 (for the lower-left dot) and 8 (for the lower-right dot). Eight-dot braille has the advantages that the case of an individual letter is directly coded in the cell containing the letter and that all the printable ASCII characters can be represented in a single cell. All 256 (28) possible combinations of 8 dots are encoded by the Unicode standard. Braille with six dots is frequently stored as Braille ASCII.
Letters
The first 25 braille letters, up through the first half of the 3rd decade, transcribe a–z (skipping w). In English Braille, the rest of that decade is rounded out with the ligatures and, for, of, the, and with. Omitting dot 3 from these forms the 4th decade, the ligatures ch, gh, sh, th, wh, ed, er, ou, ow and the letter w.
(See English Braille.)
Formatting
Various formatting marks affect the values of the letters that follow them. They have no direct equivalent in print. The most important in English Braille are:
That is, is read as capital 'A', and as the digit '1'.
Punctuation
Basic punctuation marks in English Braille include:
is both the question mark and the opening quotation mark. Its reading depends on whether it occurs before a word or after.
is used for both opening and closing parentheses. Its placement relative to spaces and other characters determines its interpretation.
Punctuation varies from language to language. For example, French Braille uses for its question mark and swaps the quotation marks and parentheses (to and ); it uses the period () for the decimal point, as in print, and the decimal point () to mark capitalization.
Contractions
Braille contractions are words and affixes that are shortened so that they take up fewer cells. In English Braille, for example, the word afternoon is written with just three letters, , much like stenoscript. There are also several abbreviation marks that create what are effectively logograms. The most common of these is dot 5, which combines with the first letter of words. With the letter m, the resulting word is mother. There are also ligatures ("contracted" letters), which are single letters in braille but correspond to more than one letter in print. The letter and, for example, is used to write words with the sequence a-n-d in them, such as hand.
Page dimensions
Most braille embossers support between 34 and 40 cells per line, and 25 lines per page.
A manually operated Perkins braille typewriter supports a maximum of 42 cells per line (its margins are adjustable), and typical paper allows 25 lines per page.
A large interlining Stainsby has 36 cells per line and 18 lines per page.
An A4-sized Marburg braille frame, which allows interpoint braille (dots on both sides of the page, offset so they do not interfere with each other), has 30 cells per line and 27 lines per page.
Braille writing machine
A Braille writing machine is a typewriter with six keys that allows the user to write braille on a regular hard copy page.
The first Braille typewriter to gain general acceptance was invented by Frank Haven Hall (Superintendent of the Illinois School for the Blind), and was presented to the public in 1892.
The Stainsby Brailler, developed by Henry Stainsby in 1903, is a mechanical writer with a sliding carriage that moves over an aluminium plate as it embosses Braille characters. An improved version was introduced around 1933.
In 1951 David Abraham, a woodworking teacher at the Perkins School for the Blind, produced a more advanced Braille typewriter, the Perkins Brailler.
Braille printers or embosser were produced in the 1950s.
In 1960 Robert Mann, a teacher in MIT, wrote DOTSYS, a software that allowed automatic braille translation, and another group created an embossing device called "M.I.T. Braillemboss". The Mitre Corporation team of Robert Gildea, Jonathan Millen, Reid Gerhart and Joseph Sullivan (now president of Duxbury Systems) developed DOTSYS III, the first braille translator written in a portable programming language. DOTSYS III was developed for the Atlanta Public Schools as a public domain program.
In 1991 Ernest Bate developed the Mountbatten Brailler, an electronic machine used to type braille on braille paper, giving it a number of additional features such as word processing, audio feedback and embossing. This version was improved in 2008 with a quiet writer that had an erase key.
In 2011 David S. Morgan produced the first SMART Brailler machine, with added text to speech function and allowed digital capture of data entered.
Braille reading
Braille is traditionally read in hardcopy form, such as with paper books written in braille, documents produced in paper braille (such as restaurant menus), and braille labels or public signage. It can also be read on a refreshable braille display either as a stand-alone electronic device or connected to a computer or smartphone. Refreshable braille displays convert what is visually shown on a computer or smartphone screen into braille through a series of pins that rise and fall to form braille symbols. Currently more than 1% of all printed books have been translated into hardcopy braille.
The fastest braille readers apply a light touch and read braille with two hands, although reading braille with one hand is also possible. Although the finger can read only one braille character at a time, the brain chunks braille at a higher level, processing words a digraph, root or suffix at a time. The processing largely takes place in the visual cortex.
Literacy
Children who are blind miss out on fundamental parts of early and advanced education if not provided with the necessary tools, such as access to educational materials in braille. Children who are blind or visually impaired can begin learning foundational braille skills from a very young age to become fluent braille readers as they get older. Sighted children are naturally exposed to written language on signs, on TV and in the books they see. Blind children require the same early exposure to literacy, through access to braille rich environments and opportunities to explore the world around them. Print-braille books, for example, present text in both print and braille and can be read by sighted parents to blind children (and vice versa), allowing blind children to develop an early love for reading even before formal reading instruction begins.
Adults who experience sight loss later in life or who did not have the opportunity to learn it when they were younger can also learn braille. In most cases, adults who learn braille were already literate in print before vision loss and so instruction focuses more on developing the tactile and motor skills needed to read braille.
While different countries publish statistics on how many readers in a given organization request braille, these numbers only provide a partial picture of braille literacy statistics. For example, this data does not survey the entire population of braille readers or always include readers who are no longer in the school system (adults) or readers who request electronic braille materials. Therefore, there are currently no reliable statistics on braille literacy rates, as described in a publication in the Journal of Visual Impairment and Blindness. Regardless of the precise percentage of braille readers, there is consensus that braille should be provided to all those who benefit from it.
Numerous factors influence access to braille literacy, including school budget constraints, technology advancements such as screen-reader software, access to qualified instruction, and different philosophical views over how blind children should be educated.
In the USA, a key turning point for braille literacy was the passage of the Rehabilitation Act of 1973, an act of Congress that moved thousands of children from specialized schools for the blind into mainstream public schools. Because only a small percentage of public schools could afford to train and hire braille-qualified teachers, braille literacy has declined since the law took effect. Braille literacy rates have improved slightly since the bill was passed, in part because of pressure from consumers and advocacy groups that has led 27 states to pass legislation mandating that children who are legally blind be given the opportunity to learn braille.
In 1998 there were 57,425 legally blind students registered in the United States, but only 10% (5,461) of them used braille as their primary reading medium.
Early Braille education is crucial to literacy for a blind or low-vision child. A study conducted in the state of Washington found that people who learned braille at an early age did just as well, if not better than their sighted peers in several areas, including vocabulary and comprehension. In the preliminary adult study, while evaluating the correlation between adult literacy skills and employment, it was found that 44% of the participants who had learned to read in braille were unemployed, compared to the 77% unemployment rate of those who had learned to read using print. Currently, among the estimated 85,000 blind adults in the United States, 90% of those who are braille-literate are employed. Among adults who do not know braille, only 33% are employed. Statistically, history has proven that braille reading proficiency provides an essential skill set that allows blind or low-vision children to compete with their sighted peers in a school environment and later in life as they enter the workforce.
Regardless of the specific percentage of braille readers, proponents point out the importance of increasing access to braille for all those who can benefit from it.
Braille transcription
Although it is possible to transcribe print by simply substituting the equivalent braille character for its printed equivalent, in English such a character-by-character transcription (known as uncontracted braille) is typically used by beginners or those who only engage in short reading tasks (such as reading household labels).
Braille characters are much larger than their printed equivalents, and the standard 11" by 11.5" (28 cm × 30 cm) page has room for only 25 lines of 43 characters. To reduce space and increase reading speed, most braille alphabets and orthographies use ligatures, abbreviations, and contractions. Virtually all English braille books in hardcopy (paper) format are transcribed in contracted braille: The Library of Congress's Instruction Manual for Braille Transcribing runs to over 300 pages, and braille transcribers must pass certification tests.
Uncontracted braille was previously known as grade 1 braille, and contracted braille was previously known as grade 2 braille. Uncontracted braille is a direct transliteration of print words (one-to-one correspondence); hence, the word "about" would contain all the same letters in uncontracted braille as it does in inkprint. Contracted braille includes short forms to save space; hence, for example, the letters "ab" when standing alone represent the word "about" in English contracted braille. In English, some braille users only learn uncontracted braille, particularly if braille is being used for shorter reading tasks such as reading household labels. However, those who plan to use braille for educational and employment purposes and longer reading texts often go on to contracted braille.
The system of contractions in English Braille begins with a set of 23 words contracted to single characters. Thus the word but is contracted to the single letter b, can to c, do to d, and so on. Even this simple rule creates issues requiring special cases; for example, d is, specifically, an abbreviation of the verb do; the noun do representing the note of the musical scale is a different word and must be spelled out.
Portions of words may be contracted, and many rules govern this process. For example, the character with dots 2-3-5 (the letter "f" lowered in the Braille cell) stands for "ff" when used in the middle of a word. At the beginning of a word, this same character stands for the word "to"; the character is written in braille with no space following it. (This contraction was removed in the Unified English Braille Code.) At the end of a word, the same character represents an exclamation point.
Some contractions are more similar than their print equivalents. For example, the contraction , meaning "letter", differs from , meaning "little", only by one dot in the second letter: little, letter. This causes greater confusion between the braille spellings of these words and can hinder the learning process of contracted braille.
The contraction rules take into account the linguistic structure of the word; thus, contractions are generally not to be used when their use would alter the usual braille form of a base word to which a prefix or suffix has been added. Some portions of the transcription rules are not fully codified and rely on the judgment of the transcriber. Thus, when the contraction rules permit the same word in more than one way, preference is given to "the contraction that more nearly approximates correct pronunciation".
"Grade 3 braille" is a variety of non-standardized systems that include many additional shorthand-like contractions. They are not used for publication, but by individuals for their personal convenience.
Braille translation software
When people produce braille, this is called braille transcription. When computer software produces braille, this is called a braille translator. Braille translation software exists to handle almost all of the common languages of the world, and many technical areas, such as mathematics (mathematical notation), for example WIMATS, music (musical notation), and tactile graphics.
Braille reading techniques
Since Braille is one of the few writing systems where tactile perception is used, as opposed to visual perception, a braille reader must develop new skills. One skill important for Braille readers is the ability to create smooth and even pressures when running one's fingers along the words. There are many different styles and techniques used for the understanding and development of braille, even though a study by B. F. Holland suggests that there is no specific technique that is superior to any other.
Another study by Lowenfield & Abel shows that braille can be read "the fastest and best... by students who read using the index fingers of both hands". Another important reading skill emphasized in this study is to finish reading the end of a line with the right hand and to find the beginning of the next line with the left hand simultaneously.
International uniformity
When Braille was first adapted to languages other than French, many schemes were adopted, including mapping the native alphabet to the alphabetical order of French – e.g. in English W, which was not in the French alphabet at the time, is mapped to braille X, X to Y, Y to Z, and Z to the first French-accented letter – or completely rearranging the alphabet such that common letters are represented by the simplest braille patterns. Consequently, mutual intelligibility was greatly hindered by this state of affairs. In 1878, the International Congress on Work for the Blind, held in Paris, proposed an international braille standard, where braille codes for different languages and scripts would be based, not on the order of a particular alphabet, but on phonetic correspondence and transliteration to Latin.
This unified braille has been applied to the languages of India and Africa, Arabic, Vietnamese, Hebrew, Russian, and Armenian, as well as nearly all Latin-script languages. In Greek, for example, γ (g) is written as Latin g, despite the fact that it has the alphabetic position of c; Hebrew ב (b), the second letter of the alphabet and cognate with the Latin letter b, is sometimes pronounced /b/ and sometimes /v/, and is written b or v accordingly; Russian ц (ts) is written as c, which is the usual letter for /ts/ in those Slavic languages that use the Latin alphabet; and Arabic ف (f) is written as f, despite being historically p and occurring in that part of the Arabic alphabet (between historic o and q).
Other braille conventions
Other systems for assigning values to braille patterns are also followed beside the simple mapping of the alphabetical order onto the original French order. Some braille alphabets start with unified braille, and then diverge significantly based on the phonology of the target languages, while others diverge even further.
In the various Chinese systems, traditional braille values are used for initial consonants and the simple vowels. In both Mandarin and Cantonese Braille, however, characters have different readings depending on whether they are placed in syllable-initial (onset) or syllable-final (rime) position. For instance, the cell for Latin k, , represents Cantonese k (g in Yale and other modern romanizations) when initial, but aak when final, while Latin j, , represents Cantonese initial j but final oei.
Novel systems of braille mapping include Korean, which adopts separate syllable-initial and syllable-final forms for its consonants, explicitly grouping braille cells into syllabic groups in the same way as hangul. Japanese, meanwhile, combines independent vowel dot patterns and modifier consonant dot patterns into a single braille cell – an abugida representation of each Japanese mora.
Uses
Braille is read by people who are blind, deafblind or who have low vision, and by both those born with a visual impairment and those who experience sight loss later in life. Braille may also be used by print impaired people, who although may be fully sighted, due to a physical disability are unable to read print. Even individuals with low vision will find that they benefit from braille, depending on level of vision or context (for example, when lighting or colour contrast is poor). Braille is used for both short and long reading tasks. Examples of short reading tasks include braille labels for identifying household items (or cards in a wallet), reading elevator buttons, accessing phone numbers, recipes, grocery lists and other personal notes. Examples of longer reading tasks include using braille to access educational materials, novels and magazines. People with access to a refreshable braille display can also use braille for reading email and ebooks, browsing the internet and accessing other electronic documents. It is also possible to adapt or purchase playing cards and board games in braille.
In India there are instances where the parliament acts have been published in braille, such as The Right to Information Act. Sylheti Braille is used in Northeast India.
In Canada, passenger safety information in braille and tactile seat row markers are required aboard planes, trains, large ferries, and interprovincial busses pursuant to the Canadian Transportation Agency's regulations.
In the United States, the Americans with Disabilities Act of 1990 requires various building signage to be in braille.
In the United Kingdom, it is required that medicines have the name of the medicine in Braille on the labeling.
Currency
The current series of Canadian banknotes has a tactile feature consisting of raised dots that indicate the denomination, allowing bills to be easily identified by blind or low vision people. It does not use standard braille numbers to identify the value. Instead, the number of full braille cells, which can be simply counted by both braille readers and non-braille readers alike, is an indicator of the value of the bill.
Mexican bank notes, Australian bank notes, Indian rupee notes, Israeli new shekel notes and Russian ruble notes also have special raised symbols to make them identifiable by persons who are blind or have low vision.
Euro coins were designed in cooperation with organisations representing blind people, and as a result they incorporate many features allowing them to be distinguished by touch alone. In addition, their visual appearance is designed to make them easy to tell apart for persons who cannot read the inscriptions on the coins. "A good design for the blind and partially sighted is a good design for everybody" was the principle behind the cooperation of the European Central Bank and the European Blind Union during the design phase of the first series Euro banknotes in the 1990s. As a result, the design of the first euro banknotes included several characteristics which aid both the blind and partially sighted to confidently use the notes.
Australia introduced the tactile feature onto their five-dollar banknote in 2016
In the United Kingdom, the front of the £10 polymer note (the side with raised print), has two clusters of raised dots in the top left hand corner, and the £20 note has three. This tactile feature helps blind and partially sighted people identify the value of the note.
In 2003 the US Mint introduced the commemorative Alabama State Quarter, which recognized State Daughter Helen Keller on the Obverse, including the name Helen Keller in both English script and Braille inscription. This appears to be the first known use of Braille on US Coin Currency, though not standard on all coins of this type.
Unicode
The Braille set was added to the Unicode Standard in version 3.0 (1999).
Most braille embossers and refreshable braille displays do not use the Unicode code points, but instead reuse the 8-bit code points that are assigned to standard ASCII for braille ASCII. (Thus, for simple material, the same bitstream may be interpreted equally as visual letter forms for sighted readers or their exact semantic equivalent in tactile patterns for blind readers. However some codes have quite different tactile versus visual interpretations and most are not even defined in Braille ASCII.)
Some embossers have proprietary control codes for 8-dot braille or for full graphics mode, where dots may be placed anywhere on the page without leaving any space between braille cells so that continuous lines can be drawn in diagrams, but these are rarely used and are not standard.
The Unicode standard encodes 6-dot and 8-dot braille glyphs according to their binary appearance, rather than following their assigned numeric order. Dot 1 corresponds to the least significant bit of the low byte of the Unicode scalar value, and dot 8 to the high bit of that byte.
The Unicode block for braille is U+2800 ... U+28FF. The mapping of patterns to characters etc. is language dependent: even for English for example, see American Braille and English Braille.
Observation
Every year on 4 January, World Braille Day is observed internationally to commemorate the birth of Louis Braille and to recognize his efforts. Although the event is not considered a public holiday, it has been recognized by the United Nations as an official day of celebration since 2019.
Braille devices
There is a variety of contemporary electronic devices that serve the needs of blind people that operate in Braille, such as refreshable braille displays and Braille e-book that use different technologies for transmitting graphic information of different types (pictures, maps, graphs, texts, etc.).
See also
("the Braille man of India")
List of binary codes
List of international common standards
Notes
References
External links
L'association Valentin Haüy (in French)
Acting for the autonomy of blind and partially sighted persons (Corporate brochure) (Microsoft Word file, in English)
Alternate Text Production Center of the California Community Colleges.
Braille Part 1 Text To Speech For The Visually Impaired YouTube
Braille information and advice – Sense UK
Braille at Omniglot
1824 introductions
Assistive technology
Augmentative and alternative communication
Character sets
Digital typography
French inventions
Latin-script representations
Writing systems introduced in the 19th century |
3936 | https://en.wikipedia.org/wiki/Bastille%20Day | Bastille Day | Bastille Day is the common name given in English-speaking countries to the national day of France, which is celebrated on 14 July each year. In French, it is formally called the (; ); legally it is known as (; ).
The French National Day is the anniversary of the Storming of the Bastille on 14 July 1789, a major event of the French Revolution, as well as the that celebrated the unity of the French people on 14 July 1790. Celebrations are held throughout France. One that has been reported as "the oldest and largest military parade in Europe" is held on 14 July on the Champs-Élysées in Paris in front of the President of France, along with other French officials and foreign guests.
History
In 1789, tensions rose in France between reformist and conservative factions as the country struggled to resolve an economic crisis. In May, the Estates General legislative assembly was revived, but members of the Third Estate broke ranks, declaring themselves to be the National Assembly of the country, and on 20 June, vowed to write a constitution for the kingdom.
On 11 July Jacques Necker, the finance minister of Louis XVI, who was sympathetic to the Third Estate, was dismissed by the King, provoking an angry reaction among Parisians. Crowds formed, fearful of an attack by the royal army or by foreign regiments of mercenaries in the King's service, and seeking to arm themselves. Early on 14 July, a crowd besieged the Hôtel des Invalides for firearms, muskets, and cannons stored in its cellars. That same day, another crowd stormed the Bastille, a fortress-prison in Paris that had historically held people jailed on the basis of lettres de cachet (literally "signet letters"), arbitrary royal indictments that could not be appealed and did not indicate the reason for the imprisonment, and was believed to hold a cache of ammunition and gunpowder. As it happened, at the time of the attack, the Bastille held only seven inmates, none of great political significance.
The crowd was eventually reinforced by the mutinous Régiment des Gardes Françaises ("Regiment of French Guards"), whose usual role was to protect public buildings. They proved a fair match for the fort's defenders, and Governor de Launay, the commander of the Bastille, capitulated and opened the gates to avoid a mutual massacre. According to the official documents, about 200 attackers and just one defender died before the capitulation. However, possibly because of a misunderstanding, fighting resumed. In this second round of fighting, de Launay and seven other defenders were killed, as was Jacques de Flesselles, the prévôt des marchands ("provost of the merchants"), the elected head of the city's guilds, who under the French monarchy had the responsibilities of a present-day mayor.
Shortly after the storming of the Bastille, late in the evening of 4 August, after a very stormy session of the Assemblée constituante, feudalism was abolished. On 26 August, the Declaration of the Rights of Man and of the Citizen (Déclaration des Droits de l'Homme et du Citoyen) was proclaimed.
Fête de la Fédération
As early as 1789, the year of the storming of the Bastille, preliminary designs for a national festival were underway. These designs were intended to strengthen the country's national identity through the celebration of the events of 14 July 1789. One of the first designs was proposed by Clément Gonchon, a French textile worker, who presented his design for a festival celebrating the anniversary of the storming of the Bastille to the French city administration and the public on 9 December 1789. There were other proposals and unofficial celebrations of 14 July 1789, but the official festival sponsored by the National Assembly was called the Fête de la Fédération.
The Fête de la Fédération on 14 July 1790 was a celebration of the unity of the French nation during the French Revolution. The aim of this celebration, one year after the Storming of the Bastille, was to symbolize peace. The event took place on the Champ de Mars, which was located far outside of Paris at the time. The work needed to transform the Champ de Mars into a suitable location for the celebration was not on schedule to be completed in time. On the day recalled as the Journée des brouettes ("The Day of the Wheelbarrow"), thousands of Parisian citizens gathered together to finish the construction needed for the celebration.
The day of the festival, the National Guard assembled and proceeded along the boulevard du Temple in the pouring rain, and were met by an estimated 260,000 Parisian citizens at the Champ de Mars. A mass was celebrated by Talleyrand, bishop of Autun. The popular General Lafayette, as captain of the National Guard of Paris and a confidant of the king, took his oath to the constitution, followed by King Louis XVI. After the end of the official celebration, the day ended in a huge four-day popular feast, and people celebrated with fireworks, as well as fine wine and running nude through the streets in order to display their freedom.
Origin of the current celebration
On 30 June 1878, a feast was officially arranged in Paris to honour the French Republic (the event was commemorated in a painting by Claude Monet). On 14 July 1879, there was another feast, with a semi-official aspect. The day's events included a reception in the Chamber of Deputies, organised and presided over by Léon Gambetta (a military reviewer at Longchamp), and a Republican Feast in the Pré Catelan. All throughout France, Le Figaro wrote, "people feasted much to honour the storming of the Bastille".
In 1880, the government of the Third Republic wanted to revive the 14 July festival. The campaign for the reinstatement of the festival was sponsored by the notable politician Léon Gambetta and scholar Henri Baudrillant. On 21 May 1880, Benjamin Raspail proposed a law, signed by sixty-four members of government, to have "the Republic adopt 14 July as the day of an annual national festival". There were many disputes over which date to be remembered as the national holiday, including 4 August (the commemoration of the end of the feudal system), 5 May (when the Estates-General first assembled), 27 July (the fall of Robespierre), and 21 January (the date of Louis XVI's execution). The government decided that the date of the holiday would be 14 July, but that was still somewhat problematic. The events of 14 July 1789 were illegal under the previous government, which contradicted the Third Republic's need to establish legal legitimacy. French politicians also did not want the sole foundation of their national holiday to be rooted in a day of bloodshed and class-hatred as the day of storming the Bastille was. Instead, they based the establishment of the holiday as both the celebration of the Fête de la Fédération, a festival celebrating the anniversary of the Republic of France on 14 July 1789, and the storming of the Bastille. The Assembly voted in favor of the proposal on 21 May, and 8 June. The law was approved on 27 and 29 June. The celebration was made official on 6 July 1880.
In the debate leading up to the adoption of the holiday, Senator Henri Martin, who wrote the National Day law, addressed the chamber on 29 June 1880:
Bastille Day military parade
The Bastille Day military parade is the French military parade that has been held in the morning, every year in Paris, since 1880. While previously held elsewhere within or near the capital city, since 1918 it has been held on the Champs-Élysées, with the participation of the Allies as represented in the Versailles Peace Conference, and with the exception of the period of German occupation from 1940 to 1944 (when the ceremony took place in London under the command of General Charles de Gaulle); and 2020 when the COVID-19 pandemic forced its cancellation. The parade passes down the Champs-Élysées from the Arc de Triomphe to the Place de la Concorde, where the President of the French Republic, his government and foreign ambassadors to France stand. This is a popular event in France, broadcast on French TV, and is the oldest and largest regular military parade in Europe.
Smaller military parades are held in French garrison towns, including Toulon and Belfort, with local troops.
Bastille Day celebrations in other countries
Belgium
Liège celebrates Bastille Day each year since the end of the First World War, as Liège was decorated by the Légion d'Honneur for its unexpected resistance during the Battle of Liège. The city also hosts a fireworks show outside of Congress Hall. Specifically in Liège, celebrations of Bastille Day have been known to be bigger than the celebrations of the Belgian National holiday. Around 35,000 people gather to celebrate Bastille Day. There is a traditional festival dance of the French consul that draws large crowds, and many unofficial events over the city celebrate the relationship between France and the city of Liège.
Canada
Vancouver, British Columbia holds a celebration featuring exhibits, food and entertainment. The Toronto Bastille Day festival is also celebrated in Toronto, Ontario. The festival is organized by the French-Canadian community in Toronto and sponsored by the Consulate General of France. The celebration includes music, performances, sport competitions, and a French Market. At the end of the festival, there is also a traditional French bal populaire.
Czech Republic
Since 2008, Prague has hosted a French market "" ("Fourteenth of July Market") offering traditional French food and wine as well as music. The market takes place on Kampa Island, it is usually between 11 and 14 July. It acts as an event that marks the relinquish of the EU presidency from France to the Czech Republic. Traditional selections of French produce, including cheese, wine, meat, bread and pastries, are provided by the market. Throughout the event, live music is played in the evenings, with lanterns lighting up the square at night.
Denmark
The amusement park Tivoli celebrates Bastille Day.
Hungary
Budapest's two-day celebration is sponsored by the Institut de France. The festival is hosted along the Danube River, with streets filled with music and dancing. There are also local markets dedicated to French foods and wine, mixed with some traditional Hungarian specialties. At the end of the celebration, a fireworks show is held on the river banks.
India
Bastille Day is celebrated with great festivity in Pondicherry, a former French colony.
Ireland
The Embassy of France in Ireland organizes several events around Dublin, Cork and Limerick for Bastille Day; including evenings of French music and tasting of French food. Many members of the French community in Ireland take part in the festivities. Events in Dublin include live entertainment, speciality menus on French cuisine, and screenings of popular French films.
New Zealand
The Auckland suburb of Remuera hosts an annual French-themed Bastille Day street festival. Visitors enjoy mimes, dancers, music, as well as French foods and drinks. The budding relationship between the two countries, with the establishment of a Maori garden in France and exchange of their analyses of cave art, resulted in the creation of an official reception at the Residence of France. There is also an event in Wellington for the French community held at the Residence of France.
South Africa
Franschhoek's weekend festival has been celebrated since 1993. (Franschhoek, or 'French Corner,' is situated in the Western Cape.) As South Africa's gourmet capital, French food, wine and other entertainment is provided throughout the festival. The French Consulate in South Africa also celebrates their national holiday with a party for the French community. Activities also include dressing up in different items of French clothing.
French Polynesia
Following colonial rule, France annexed a large portion of what is now French Polynesia. Under French rule, Tahitians were permitted to participate in sport, singing, and dancing competitions one day a year: Bastille Day. The single day of celebration evolved into the major Heiva i Tahiti festival in Papeete Tahiti, where traditional events such as canoe races, tattooing, and fire walks are held. The singing and dancing competitions continue with music composed with traditional instruments such as the nasal flute and ukulele.
United Kingdom
Within the UK, London has a large French contingent, and celebrates Bastille Day at various locations across the city including Battersea Park, Camden Town and Kentish Town. Live entertainment is performed at Canary Wharf, with weeklong performances of French theatre at the Lion and Unicorn Theatre in Kentish Town. Restaurants feature cabarets and special menus across the city, and other celebrations include garden parties and sports tournaments. There is also a large event at the Bankside and Borough Market, where there is live music, street performers, and traditional French games played.
United States
The United States has over 20 cities that conduct annual celebrations of Bastille Day. The different cities celebrate with many French staples such as food, music, games, and sometimes the recreation of famous French landmarks.
Northeastern States
Baltimore, Maryland, has a large Bastille Day celebration each year at Petit Louis in the Roland Park area of Baltimore. Boston has a celebration annually, hosted by the French Cultural Center for 40 years. The street festival occurs in Boston's Back Bay neighborhood, near the Cultural Center's headquarters. The celebration includes francophone musical performers, dancing, and French cuisine. New York City has numerous Bastille Day celebrations each July, including Bastille Day on 60th Street hosted by the French Institute Alliance Française between Fifth and Lexington Avenues on the Upper East Side of Manhattan, Bastille Day on Smith Street in Brooklyn, and Bastille Day in Tribeca. There is also the annual Bastille Day Ball, taking place since 1924. Philadelphia's Bastille Day, held at Eastern State Penitentiary, involves Marie Antoinette throwing locally manufactured Tastykakes at the Parisian militia, as well as a re-enactment of the storming of the Bastille. (This Philadelphia tradition ended in 2018.) In Newport, Rhode Island, the annual Bastille Day celebration is organized by the local chapter of the Alliance Française. It takes place at King Park in Newport at the monument memorializing the accomplishments of the General Comte de Rochambeau whose 6,000 to 7,000 French forces landed in Newport on 11 July 1780. Their assistance in the defeat of the English in the War of Independence is well documented and is proof of the special relationship between France and the United States. In Washington D.C., food, music, and auction events are sponsored by the Embassy of France. There is also a French Festival within the city, where families can meet period entertainment groups set during the time of the French Revolution. Restaurants host parties serving traditional French food.
Southern States
In Dallas, Texas, the Bastille Day celebration, "Bastille On Bishop", began in 2010 and is held annually in the Bishop Arts District of the North Oak Cliff neighborhood, southwest of downtown just across the Trinity River. Dallas' French roots are tied to the short lived socialist Utopian community La Réunion, formed in 1855 and incorporated into the City of Dallas in 1860. Miami's celebration is organized by "French & Famous" in partnership with the French American Chamber of Commerce, the Union des Français de l'Etranger and many French brands. The event gathers over 1,000 attendees to celebrate "La Fête Nationale". The location and theme change every year. In 2017, the theme was "Guinguette Party" and attracted 1,200 francophiles at The River Yacht Club. New Orleans, Louisiana, has multiple celebrations, the largest in the historic French Quarter. In Austin, Texas, the Alliance Française d’Austin usually conducts a family-friendly Bastille Day party at the French Legation, the home of the French representative to the Republic of Texas from 1841 to 1845.
Midwestern States
Chicago, Illinois, has hosted a variety of Bastille Day celebrations in a number of locations in the city, including Navy Pier and Oz Park. The recent incarnations have been sponsored in part by the Chicago branch of the French-American Chamber of Commerce and by the French Consulate-General in Chicago. Milwaukee's four-day street festival begins with a "Storming of the Bastille" with a 43-foot replica of the Eiffel Tower. Minneapolis, Minnesota, has a celebration with wine, French food, pastries, a flea market, circus performers and bands. Also in the Twin Cities area, the local chapter of the Alliance Française has hosted an annual event for years at varying locations with a competition for the "Best Baguette of the Twin Cities." Montgomery, Ohio, has a celebration with wine, beer, local restaurants' fare, pastries, games and bands. St. Louis, Missouri, has annual festivals in the Soulard neighborhood, the former French village of Carondelet, Missouri, and in the Benton Park neighborhood. The Chatillon-DeMenil Mansion in the Benton Park neighborhood, holds an annual Bastille Day festival with reenactments of the beheading of Marie Antoinette and Louis XVI, traditional dancing, and artillery demonstrations. Carondelet also began hosting an annual saloon crawl to celebrate Bastille Day in 2017. The Soulard neighborhood in St. Louis, Missouri celebrates its unique French heritage with special events including a parade, which honors the peasants who rejected the monarchy. The parade includes a 'gathering of the mob,' a walking and golf cart parade, and a mock beheading of the King and Queen.
Western States
Portland, Oregon, has celebrated Bastille Day with crowds up to 8,000, in public festivals at various public parks, since 2001. The event is coordinated by the Alliance Française of Portland. Seattle's Bastille Day celebration, held at the Seattle Center, involves performances, picnics, wine and shopping. Sacramento, California, conducts annual "waiter races" in the midtown restaurant and shopping district, with a street festival.
One-time celebrations
1979: A concert with Jean-Michel Jarre on the Place de la Concorde in Paris was the first concert to have one million attendees.
1989: France celebrated the 200th anniversary of the French Revolution, notably with a monumental show on the Champs-Élysées in Paris, directed by French designer Jean-Paul Goude. President François Mitterrand acted as a host for invited world leaders.
1990: A concert with Jarre was held at La Défense near Paris.
1994: The military parade was opened by Eurocorps, a newly created European army unit including German soldiers. This was the first time German troops paraded in France since 1944, as a symbol of Franco-German reconciliation.
1995: A concert with Jarre was held at the Eiffel Tower in Paris.
1998: Two days after the French football team became World Cup champions, huge celebrations took place nationwide.
2004: To commemorate the centenary of the Entente Cordiale, the British led the military parade with the Red Arrows flying overhead.
2007: To commemorate the 50th anniversary of the Treaty of Rome, the military parade was led by troops from the 26 other EU member states, all marching at the French time.
2014: To commemorate the 100th anniversary of the outbreak of the First World War, representatives of 80 countries who fought during this conflict were invited to the ceremony. The military parade was opened by 76 flags representing each of these countries.
2017: To commemorate the 100th anniversary of the United States of America's entry into the First World War, president of France Emmanuel Macron invited U.S. president Donald Trump to celebrate a centuries-long transatlantic tie between the two countries. Trump was reported to have admired the display, and pushed for the United States to "top it" with a proposed military parade on 10 November 2018 (the eve of the Armistice Day centenary).
Incidents during Bastille Day
In 2002, Maxime Brunerie attempted to shoot French President Jacques Chirac during the Champs-Élysées parade.
In 2009, Paris youths set fire to more than 300 cars on Bastille Day.
In 2016, Tunisian terrorist Mohamed Lahouaiej-Bouhlel drove a truck into crowds during celebrations in the city of Nice. 86 people were killed and 434 injured along the Promenade des Anglais, before the attacker was killed in a shootout with police.
See also
"Bastille Day", a song by Canadian progressive rock band Rush
Bastille Day (1933 film), a French romantic comedy by René Clair
Bastille Day (2016 film), a film starring Idris Elba
Triplets of Bellville (2003 film), an animated film written and directed by Sylvain Chomet
Bastille, a British alternative rock band named after the birthday of their frontman
Bastille Day event
Opération 14 juillet
Place de la Bastille
Public holidays in France
Other national holidays in July:
Canada Day in Canada
Independence Day/Fourth of July in the United States
Battle of the Boyne in Northern Ireland
Belgian National Day
References
External links
14 July – Official French website (in English)
Culture of the French Revolution
July observances
Parades in France
Day
National days
Culture of France
Recurring events established in 1880
1880 establishments in France
Public holidays in France
Summer events in France |
3947 | https://en.wikipedia.org/wiki/Blue%20Velvet%20%28film%29 | Blue Velvet (film) | Blue Velvet is a 1986 American neo-noir mystery thriller film written and directed by David Lynch. Blending psychological horror with film noir, the film stars Kyle MacLachlan, Isabella Rossellini, Dennis Hopper, and Laura Dern, and is named after the 1951 song of the same name. The film concerns a young college student who, returning home to visit his ill father, discovers a severed human ear in a field. The ear then leads him to uncover a vast criminal conspiracy, and enter into a romantic relationship with a troubled lounge singer.
The screenplay of Blue Velvet had been passed around multiple times in the late 1970s and early 1980s, with several major studios declining it due to its strong sexual and violent content. After the failure of his 1984 film Dune, Lynch made attempts at developing a more "personal story", somewhat characteristic of the surrealist style displayed in his first film Eraserhead (1977). The independent studio De Laurentiis Entertainment Group, owned at the time by Italian film producer Dino De Laurentiis, agreed to finance and produce the film.
Blue Velvet initially received a divided critical response, with many stating that its explicit content served little artistic purpose. Nevertheless, the film earned Lynch his second nomination for the Academy Award for Best Director, and received the year's Best Film and Best Director prizes from the National Society of Film Critics. It came to achieve cult status. As an example of a director casting against the norm, it was credited for revitalizing Hopper's career and for providing Rossellini with a dramatic outlet beyond her previous work as a fashion model and a cosmetics spokeswoman. In the years since, the film has been re-evaluated, and it is now widely regarded as one of Lynch's major works and one of the greatest films of the 1980s. Publications including Sight & Sound, Time, Entertainment Weekly and BBC Magazine have ranked it among the greatest American films ever. In 2008, it was chosen by the American Film Institute as one of the greatest mystery films ever made.
Plot
College student Jeffrey Beaumont returns to his hometown of Lumberton, North Carolina after his father, Tom, has a near-fatal attack from a medical condition. Walking home from the hospital, Jeffrey cuts through a vacant lot and discovers a severed human ear, which he takes to police detective John Williams. Williams' daughter Sandy tells Jeffrey that the ear somehow relates to a lounge singer named Dorothy Vallens. Intrigued, Jeffrey, posing as a pest exterminator, enters her apartment. While there, he steals a spare key while she is distracted by a man in a distinctive yellow sport coat, whom Jeffrey nicknames the "Yellow Man".
Jeffrey and Sandy attend Dorothy's nightclub act, in which she sings "Blue Velvet", and leave early so Jeffrey can infiltrate her apartment. Dorothy returns home, stripping naked, but when she hears Jeffrey, she finds him hiding in a closet and forces him to undress at knifepoint. She attempts to rape Jeffrey, but he retreats to the closet when Frank Booth, an aggressively psychopathic gangster and drug lord, arrives and interrupts their encounter. Frank then proceeds to beat and rape Dorothy while inhaling narcotic gas from a canister and alternating between fits of sobbing and violent rage. After Frank leaves, Jeffrey sneaks away and seeks comfort from Sandy.
After surmising that Frank has abducted Dorothy's husband, Don, and son, Donnie, to force her into sex slavery, Jeffrey suspects Frank cut off Don's ear to intimidate her into submission. While continuing to see Sandy, Jeffrey enters into a sadomasochistic sexual relationship in which Dorothy encourages him to hit her. Jeffrey sees Frank attending Dorothy's show and later observes him selling drugs and meeting with the Yellow Man. Jeffrey then sees the Yellow Man meeting with a "well-dressed man."
When Frank catches Jeffrey leaving Dorothy's apartment, he abducts them and takes them to the lair of Ben, a criminal associate holding both Don and Donnie hostage. Frank permits Dorothy to see her family and forces Jeffrey to watch Ben perform an impromptu lip-sync of Roy Orbison's "In Dreams", which moves Frank to tears. Afterwards, he and his gang take Jeffrey and Dorothy on a high-speed joyride to a sawmill yard, where he again attempts to sexually abuse Dorothy. When Jeffrey intervenes and punches him in the face, an enraged Frank and his gang pull him out of the car. Replaying the tape of "In Dreams", Frank smears lipstick on his face and violently kisses Jeffrey, likewise smearing him with red lipstick, before savagely beating him unconscious, while Dorothy pleads for Frank to stop. Jeffrey awakens the next morning, bruised and bloodied.
Visiting the police station, Jeffrey discovers that Detective Williams' partner, Tom Gordon, is the Yellow Man, who has been murdering Frank's rival drug dealers and stealing confiscated narcotics from the evidence room for Frank to sell. After Jeffrey and Sandy declare their love for each other at a party, they are pursued by a car which they assume belongs to Frank. As they arrive at Jeffrey's home, Sandy realizes the driver is her ex-boyfriend, Mike. After Mike threatens to beat Jeffrey for stealing his girlfriend, Dorothy appears on Jeffrey's porch naked, beaten, and confused. Mike backs down as Jeffrey and Sandy whisk Dorothy to Sandy's house to summon medical attention.
When Dorothy calls Jeffrey "my secret lover", a distraught Sandy slaps him for cheating on her. Jeffrey asks Sandy to tell her father everything, and Detective Williams then leads a police raid on Frank's headquarters, killing his men and crippling his criminal empire. Jeffrey returns alone to Dorothy's apartment, where he discovers Don dead and Gordon mortally wounded. As Jeffrey leaves the apartment, the "Well-Dressed Man" arrives, sees Jeffrey in the stairs, and chases him back inside. Jeffrey, realizing that the "Well-Dressed Man" is actually Frank, uses Gordon's walkie-talkie to say he is in the bedroom (remembering Frank's own police radio) before hiding in a closet. When Frank arrives, he starts shooting around Dorothy's apartment attempting to kill Jeffrey in a state of paranoia, in the process killing Gordon. Frank deduces where Jeffrey is hiding, and Jeffrey kills Frank with Gordon's gun upon Frank opening the door, moments before Sandy and Detective Williams arrive to help.
In the epilogue, it is revealed that Jeffrey and Sandy have continued their relationship, Tom has recovered from being hospitalized, and Dorothy has been reunited with her son.
Cast
Production
Origin
The film's story originated from three ideas that crystallized in the filmmaker's mind over a period of time starting as early as 1973.
The first idea was only "a feeling" and the title Blue Velvet, Lynch told Cineaste in 1987.
The second idea was an image of a severed, human ear lying in a field. "I don't know why it had to be an ear. Except it needed to be an opening of a part of the body, a hole into something else ... The ear sits on the head and goes right into the mind so it felt perfect," Lynch remarked in a 1986 interview to The New York Times.
The third idea was Bobby Vinton's classic rendition of the song "Blue Velvet" and "the mood that came with that song a mood, a time, and things that were of that time."
The scene in which Dorothy appears naked outside was inspired by a real-life experience Lynch had during childhood when he and his brother saw a naked woman walking down a neighborhood street at night. The experience was so traumatic to the young Lynch that it made him cry, and he had never forgotten it.
After completing The Elephant Man (1980), Lynch met producer Richard Roth over coffee. Roth had read and enjoyed Lynch's Ronnie Rocket script, but did not think it was something he wanted to produce. He asked Lynch if the filmmaker had any other scripts, but the director only had ideas. "I told him I had always wanted to sneak into a girl's room to watch her into the night and that, maybe, at one point or another, I would see something that would be the clue to a murder mystery. Roth loved the idea and asked me to write a treatment. I went home and thought of the ear in the field." Production was announced in August 1984. Lynch wrote two more drafts before he was satisfied with the script of the film. The problem with them, Lynch has said, was that "there was maybe all the unpleasantness in the film but nothing else. A lot was not there. And so it went away for a while." Conditions at this point were ideal for Lynch's film: he had made a deal with Dino De Laurentiis that gave him complete artistic freedom and final cut privileges, with the stipulation that the filmmaker take a cut in his salary and work with a budget of only $6 million. This deal meant that Blue Velvet was the smallest film on De Laurentiis's slate. Consequently, Lynch would be left mostly unsupervised during production. "After Dune I was down so far that anything was up! So it was just a euphoria. And when you work with that kind of feeling, you can take chances. You can experiment."
Casting
The cast of Blue Velvet included several then-relatively unknown actors.
Lynch met Isabella Rossellini at a restaurant, and offered her the role of Dorothy Vallens. Helen Mirren had been Lynch's first choice for the role. Rossellini had gained some exposure before the film for her Lancôme ads in the early 1980s and for being the daughter of actress Ingrid Bergman and Italian film director Roberto Rossellini. After completion of the film, during test screenings, ICM Partners—the agency representing Rossellini—immediately dropped her as a client. Furthermore, the nuns at the school in Rome that Rossellini attended in her youth called to say they were praying for her.
Kyle MacLachlan had played the central role in Lynch's critical and commercial failure Dune (1984), a science fiction epic based on the novel of the same name. MacLachlan later became a recurring collaborator with Lynch, who remarked: "Kyle plays innocents who are interested in the mysteries of life. He's the person you trust enough to go into a strange world with."
Dennis Hopper was the biggest "name" in the film, having starred in Easy Rider (1969). Hopper—said to be Lynch's third choice (Michael Ironside has stated that Frank was written with him in mind)—accepted the role, reportedly having exclaimed, "I've got to play Frank! I am Frank!" as Hopper confirmed in the Blue Velvet "making-of" documentary The Mysteries of Love, produced for the 2002 special edition. Harry Dean Stanton and Steven Berkoff both turned down the role of Frank because of the violent content in the film.
Laura Dern (then 18 years old) was cast, after various already successful actresses had turned it down; among these had been Molly Ringwald.
Shooting
Principal photography of Blue Velvet began in August 1985 and completed in November. The film was shot at EUE/Screen Gems studio in Wilmington, North Carolina, which also provided the exterior scenes of Lumberton. The scene with a raped and battered Dorothy proved to be particularly challenging. Several townspeople arrived to watch the filming with picnic baskets and rugs, against the wishes of Rossellini and Lynch. However, they continued filming as normal, and when Lynch yelled cut, the townspeople had left. As a result, police told Lynch they were no longer permitted to shoot in any public areas of Wilmington.
The Carolina Apartments on 5th and Market St in downtown Wilmington served as the location central to the story, with the adjacent Kenan fountain featured prominently in many shots. The building is also the birth place and death place of noted artist Claude Howell. The apartment building stands today, and the Kenan fountain was refurbished in 2020 after sustaining heavy damage during Hurricane Florence.
Editing
Lynch's original rough cut ran for approximately four hours. He was contractually obligated to deliver a two-hour movie by De Laurentiis and cut many small subplots and character scenes. He also made cuts at the request of the MPAA. For example, when Frank slaps Dorothy after the first rape scene, the audience was supposed to see Frank actually hitting her. Instead, the film cuts away to Jeffrey in the closet, wincing at what he has just seen. This cut was made to satisfy the MPAA's concerns about violence. Lynch thought that the change only made the scene more disturbing.
In 2011, Lynch announced that footage from the deleted scenes, long thought lost, had been discovered. The material was subsequently included on the Blu-ray Disc release of the film. Among the deleted footage was Megan Mullally as Jeffrey's college sweetheart Louise Wertham, whose entire role was cut from the theatrical release. The final cut of the film runs at just over two hours.
Distribution
Because the material was completely different from anything that would be considered mainstream at the time, De Laurentiis Entertainment Group's marketing employees were unsure of how to promote the film, or even if it would be promoted at all; it wasn't until the positive reception the film received at various film festivals that they began to promote it.
Interpretations
Despite Blue Velvets initial appearance as a mystery, the film operates on a number of thematic levels. The film owes a large debt to 1950s film noir, containing and exploring such conventions as the femme fatale (Dorothy Vallens), a seemingly unstoppable villain (Frank Booth), and the questionable moral outlook of the hero (Jeffrey Beaumont), as well as its unusual use of shadowy, sometimes dark cinematography. Blue Velvet represents and establishes Lynch's famous "askew vision", and introduces several common elements of Lynch's work, some of which would later become his trademarks, including distorted characters, a polarized world, and debilitating damage to the skull or brain. Perhaps the most significant Lynchian trademark in the film is the depiction of unearthing a dark underbelly in a seemingly idealized small town; Jeffrey even proclaims in the film that he is "seeing something that was always hidden", alluding to the plot's central idea. Lynch's characterization of films, symbols, and motifs have become well known, and his particular style, characterised largely in Blue Velvet for the first time, has been written about extensively using descriptions like "dreamlike", "ultraweird", "dark", and "oddball". Red curtains also show up in key scenes, specifically in Dorothy's apartment, which have since become a Lynch trademark. The film has been compared to Alfred Hitchcock's Psycho (1960) because of its stark treatment of evil and mental illness. The premise of both films is curiosity, leading to an investigation that draws the lead characters into a hidden, voyeuristic underworld of crime.
The film's thematic framework harks back to Edgar Allan Poe, Henry James, and early gothic fiction, as well as films such as Shadow of a Doubt (1943) and The Night of the Hunter (1955) and the entire notion of film noir. Lynch has called it a "film about things that are hidden—within a small city and within people."
Feminist psychoanalytic film theorist Laura Mulvey argues that Blue Velvet establishes a metaphorical Oedipal family—"the child", Jeffrey Beaumont, and his "parents", Frank Booth and Dorothy Vallens—through deliberate references to film noir and its underlying Oedipal theme. Michael Atkinson claims that the resulting violence in the film can be read as symbolic of domestic violence within real families. For instance, Frank's violent acts can be seen to reflect the different types of abuse within families, and the control he has over Dorothy might represent the hold an abusive husband has over his wife. He reads Jeffrey as an innocent youth who is both horrified by the violence inflicted by Frank, but also tempted by it as the means of possessing Dorothy for himself. Atkinson takes a Freudian approach to the film; considering it to be an expression of the traumatised innocence which characterises Lynch's work. He states, "Dorothy represents the sexual force of the mother [figure] because she is forbidden and because she becomes the object of the unhealthy, infantile impulses at work in Jeffrey's subconscious."
Symbolism
Symbolism is used heavily in Blue Velvet. The most consistent symbolism in the film is an insect motif introduced at the end of the first scene, when the camera zooms in on a well-kept suburban lawn until it unearths a swarming underground nest of bugs. This is generally recognized as a metaphor for the seedy underworld that Jeffrey will soon discover under the surface of his own suburban, Reaganesque paradise. The severed ear he finds is being overrun by black ants. The bug motif is recurrent throughout the film, most notably in the bug-like gas mask that Frank wears, but also the excuse that Jeffrey uses to gain access to Dorothy's apartment: he claims to be an insect exterminator. One of Frank's sinister accomplices is also consistently identified through the yellow jacket he wears, possibly reminiscent of the name of a type of wasp. Finally, a robin eating a bug on a fence becomes a topic of discussion in the last scene of the film.
The severed ear that Jeffrey discovers is also a key symbolic element, leading Jeffrey into danger. Indeed, just as Jeffrey's troubles begin, the audience is treated to a nightmarish sequence in which the camera zooms into the canal of the severed, decomposing ear.
Soundtrack
The Blue Velvet soundtrack was supervised by Angelo Badalamenti (who makes a brief cameo appearance as the pianist at the Slow Club where Dorothy performs). The soundtrack makes heavy usage of vintage pop songs, such as Bobby Vinton's "Blue Velvet" and Roy Orbison's "In Dreams", juxtaposed with an orchestral score inspired by Shostakovich. During filming, Lynch placed speakers on set and in streets and played Shostakovich to set the mood he wanted to convey. The score alludes to Shostakovich's 15th Symphony, which Lynch had been listening to regularly while writing the screenplay. Lynch had originally opted to use "Song to the Siren" by This Mortal Coil during the scene in which Sandy and Jeffrey share a dance; however, he could not obtain the rights for the song at the time. He would go on to use this song in Lost Highway eleven years later.
Entertainment Weekly ranked Blue Velvet soundtrack on its list of the 100 Greatest Film Soundtracks, at the 100th position. Critic John Alexander wrote, "the haunting soundtrack accompanies the title credits, then weaves through the narrative, accentuating the noir mood of the film." Lynch worked with music composer Angelo Badalamenti for the first time in this film and asked him to write a score that had to be "like Shostakovich, be very Russian, but make it the most beautiful thing but make it dark and a little bit scary." Badalamenti's success with Blue Velvet would lead him to contribute to all of Lynch's future full-length films until Inland Empire as well as the cult television program Twin Peaks. Also included in the sound team was long-time Lynch collaborator Alan Splet, a sound editor and designer who had won an Academy Award for his work on The Black Stallion (1979), and been nominated for Never Cry Wolf (1983).
Reception
Box office
Blue Velvet premiered in competition at the Montréal World Film Festival in August 1986, and at the Toronto Festival of Festivals on September 12, 1986, and a few days later in the United States. It debuted commercially in both countries on September 19, 1986, in 98 theatres across the United States. In its opening weekend, the film grossed a total of $789,409. It eventually expanded to another 15 theatres, and in the US and Canada grossed a total of $8,551,228. Blue Velvet was met with uproar during its audience reception, with lines formed around city blocks in New York City and Los Angeles. There were reports of mass walkouts and refund demands during its opening week. At a Chicago screening, a man fainted and had to have his pacemaker checked. Upon completion, he returned to the cinema to see the ending. At a Los Angeles cinema, two strangers became engaged in a heated disagreement, but decided to resolve the disagreement to return to the theatre.
Critical reception
Blue Velvet was released to a very polarized reception in the United States. The critics who did praise the film were often vociferous. The New York Times critic Janet Maslin directed much praise toward the performances of Hopper and Rossellini: "Mr. Hopper and Miss Rossellini are so far outside the bounds of ordinary acting here that their performances are best understood in terms of sheer lack of inhibition; both give themselves entirely over to the material, which seems to be exactly what's called for." She called it "an instant cult classic". Maslin concluded by saying that Blue Velvet "is as fascinating as it is freakish. It confirms Mr. Lynch's stature as an innovator, a superb technician, and someone best not encountered in a dark alley."
Sheila Benson of the Los Angeles Times called the film "the most brilliantly disturbing film ever to have its roots in small-town American life," describing it as "shocking, visionary, rapturously controlled". Film critic Gene Siskel included Blue Velvet on his list of the best films of 1986, at the fifth spot. Peter Travers, film critic for Rolling Stone, named it the best film of the 1980s and referred to it as an "American masterpiece". Upon its initial release, Woody Allen and Martin Scorsese called Blue Velvet the "Best Film of The Year".
On the other hand, Paul Attanasio of The Washington Post said "the film showcases a visual stylist utterly in command of his talents" and that Angelo Badalamenti "contributes an extraordinary score, slipping seamlessly from slinky jazz to violin figures to the romantic sweep of a classic Hollywood score," but stated that Lynch "isn't interested in communicating, he's interested in parading his personality. The movie doesn't progress or deepen, it just gets weirder, and to no good end." A general criticism from US critics was Blue Velvets approach to sexuality and violence. They asserted that this detracted from the film's seriousness as a work of art, and some condemned the film as pornographic. One of its detractors, Roger Ebert, praised Isabella Rossellini's performance as "convincing and courageous" but criticized how she was depicted in the film, even accusing David Lynch of misogyny: "degraded, slapped around, humiliated and undressed in front of the camera. And when you ask an actress to endure those experiences, you should keep your side of the bargain by putting her in an important film." While Ebert in later years came to consider Lynch a great filmmaker, his negative view of Blue Velvet remained unchanged after he revisited it in the 21st century.
The film is now widely considered a masterpiece and has a score of 95% on Rotten Tomatoes based on 80 reviews with an average rating of 8.8/10. The website's critical consensus states: "If audiences walk away from this subversive, surreal shocker not fully understanding the story, they might also walk away with a deeper perception of the potential of film storytelling." The film also has a score of 76 out of 100 on Metacritic based on 15 critics, indicating "generally favorable reviews". Looking back in his Guardian/Observer review, critic Philip French wrote, "The film is wearing well and has attained a classic status without becoming respectable or losing its sense of danger."
Mark Kermode walked out on the film and gave the film a poor review upon its release, but revised his view of the film over time. In 2016, he remarked, "as a film critic, it taught me that when a film really gets under your skin and really provokes a visceral reaction, you have to be very careful about assessing it ... I didn't walk out on Blue Velvet because it was a bad film. I walked out on it because it was a really good film. The point was at the time I wasn't good enough for it."
Accolades
Lynch was nominated for a Best Director Oscar for the film. Dennis Hopper was nominated for a Golden Globe for his performance. Isabella Rossellini won an Independent Spirit Award for the Best Female Lead in 1987. David Lynch and Dennis Hopper won a Los Angeles Film Critics Association award in 1987 for Blue Velvet in categories Best Director (Lynch) and Best Supporting Actor (Hopper). In 1987, National Society of Film Critics awarded Best Film, Best Director (David Lynch), Best Cinematography (Frederick Elmes), and Best Supporting Actor (Dennis Hopper) awards.
Home media
Blue Velvet was released on VHS by Karl-Lorimar Home Video in 1987 and re-issued by Warner Home Video in 1992. After that, it was DVD in 1999 and 2002 by MGM Home Entertainment. The film made its Blu-ray debut on November 8, 2011, with a special 25th-anniversary edition featuring never-before-seen deleted scenes. On May 28, 2019, the film was re-released on Blu-ray by the Criterion Collection, featuring a 4K digital restoration, the original stereo soundtrack and other special features, including a behind-the-scenes documentary titled Blue Velvet Revisited.
Legacy
Although it initially gained a relatively small theatrical audience in North America and was met with controversy over its artistic merit, Blue Velvet soon became the center of a "national firestorm" in 1986, and over time became an American classic. In the late 1980s, and early 1990s, after its release on videotape, the film became a widely recognized cult film, for its dark depiction of a suburban America. With its many VHS, LaserDisc and DVD releases, the film reached broader American audiences. It marked David Lynch's entry into the Hollywood mainstream and Dennis Hopper's comeback. Hopper's performance as Frank Booth has itself left an imprint on popular culture, with countless tributes, cultural references and parodies. The film's success also helped Hollywood address previously censored issues, as Psycho (1960) had. Blue Velvet has been frequently compared to that ground-breaking film. It has become one of the most significant, well-recognized films of its era, spawning countless imitations and parodies in media. The film's dark, stylish and erotic production design has served as a benchmark for a number of films, parodies and even Lynch's own later work, notably Twin Peaks (1990–91), and Mulholland Drive (2001). Peter Travers of Rolling Stone magazine cited it as one of the most "influential American films", as did Michael Atkinson, who dedicated a book to the film's themes and motifs.
Blue Velvet now frequently appears in various critical assessments of all-time great films, also ranked as one of the greatest films of the 1980s, one of the best examples of American surrealism and one of the finest examples of David Lynch's work. In a poll of 54 American critics ranking the "most outstanding films of the decade", Blue Velvet was placed fourth, behind Raging Bull (1980), E.T. the Extra-Terrestrial (1982) and the German film Wings of Desire (1987). An Entertainment Weekly book special released in 1999 ranked Blue Velvet 37th of the greatest films of all time. The film was ranked by The Guardian in its list of the 100 Greatest Films. Film Four ranked it on their list of 100 Greatest Films. In a 2007 poll of the online film community held by Variety, Blue Velvet came in at the 95th-greatest film of all time. Total Film ranked Blue Velvet as one of the all-time best films in both a critics' list and a public poll, in 2006 and 2007, respectively. In December 2002, a UK film critics' poll in Sight & Sound ranked the film fifth on their list of the 10 Best Films of the Last 25 Years. In a special Entertainment Weekly issue, 100 new film classics were chosen from 1983 to 2008: Blue Velvet was ranked at fourth.
In addition to Blue Velvet various "all-time greatest films" rankings, the American Film Institute has awarded the film three honors in its lists: 96th on 100 Years ... 100 Thrills in 2001, selecting cinema's most thrilling moments and ranked Frank Booth 36th of the 50 greatest villains in 100 Years ... 100 Heroes and Villains in 2003. In June 2008, the AFI revealed its "ten Top Ten"—the best ten films in ten "classic" American film genres—after polling over 1,500 people from the creative community. Blue Velvet was acknowledged as the eighth best film in the mystery genre. Premiere magazine listed Frank Booth, played by Dennis Hopper, as the 54th on its list of 'The 100 Greatest Movie Characters of All Time', calling him one of "the most monstrously funny creations in cinema history". The film was ranked 84th on Bravo Television's four-hour program 100 Scariest Movie Moments (2004). It is frequently sampled musically and an array of bands and solo artists have taken their names and inspiration from the film. In August 2012, Sight & Sound unveiled their latest list of the 250 greatest films of all time, with Blue Velvet ranking at 69th.
Blue Velvet was also nominated for the following AFI lists:
AFI's 100 Years...100 Movies
AFI's 100 Years...100 Heroes & Villains
Frank Booth – Ranked 36th-greatest film villain.
AFI's 100 Years...100 Songs:
"In Dreams" - nominated song.
AFI's 100 Years...100 Movies (10th Anniversary Edition)
Inspired by the film, pop singer Lana Del Rey recorded a cover version of Bobby Vinton's classic rendition of the song "Blue Velvet" in 2012. Used to endorse clothing line H&M, a music video accompanied the track and aired as a television commercial. Set in post-war America, the video drew influence from Lynch and Blue Velvet. In the video, Del Rey plays the role of Dorothy Vallens, performing a private concert similar to the scene where Ben (Dean Stockwell) pantomimes "In Dreams" for Frank Booth. Del Rey's version, however, has her lip-syncing "Blue Velvet" when a little person dressed as Frank Sinatra approaches and unplugs a hidden Victrola, revealing Del Rey as a fraud. When Lynch heard of the music video, he praised it, telling Artinfo: "Lana Del Rey, she's got some fantastic charisma and—this is a very interesting thing—it's like she's born out of another time. She's got something that's very appealing to people. And I didn't know she was influenced by me!"
"Now It's Dark", a song by American heavy metal band Anthrax on their 1988 album State of Euphoria, was directly inspired by the film, and specifically the character of Frank Booth. The same phrase appeared in the liner notes of Rush's album Roll the Bones, and drummer Neil Peart later explained: "The phrase occurs in David Lynch's comedy classic Blue Velvet."
The sludge metal band Acid Bath sampled the movie on the song "Cassie Eats Cockroaches" from their first album When the Kite String Pops and industrial metal band Ministry sampled the movie in their song "Jesus Built My Hotrod". The experimental rock band Mr. Bungle also sampled the movie on the songs "Squeeze Me Macaroni", "Stubb - A Dub", and "My Ass Is On Fire" from their debut self-titled album.
References
Further reading
Atkinson, Michael (1997). Blue Velvet. Long Island, New York.: British Film Institute. .
Drazin, Charles (2001). Blue Velvet: Bloomsbury Pocket Movie Guide 3. Britain. Bloomsbury Publishing. .
Lynch, David and Rodley, Chris (2005). Lynch on Lynch. Faber and Faber: New York. .
External links
1986 films
1986 crime thriller films
1986 independent films
1980s mystery thriller films
1980s psychological thriller films
American crime thriller films
American independent films
American mystery thriller films
American psychological thriller films
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De Laurentiis Entertainment Group films
1980s English-language films
Erotic mystery films
Films about violence against women
Films directed by David Lynch
Films scored by Angelo Badalamenti
Films set in North Carolina
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American neo-noir films
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Films with screenplays by David Lynch
National Society of Film Critics Award for Best Film winners
1980s American films |
3950 | https://en.wikipedia.org/wiki/Bagpipes | Bagpipes | Bagpipes are a woodwind instrument using enclosed reeds fed from a constant reservoir of air in the form of a bag. The Great Highland bagpipes are well known, but people have played bagpipes for centuries throughout large parts of Europe, Northern Africa, Western Asia, around the Persian Gulf and northern parts of South Asia.
The term bagpipe is equally correct in the singular or the plural, though pipers usually refer to the bagpipes as "the pipes", "a set of pipes" or "a stand of pipes".
Construction
A set of bagpipes minimally consists of an air supply, a bag, a chanter, and usually at least one drone. Many bagpipes have more than one drone (and, sometimes, more than one chanter) in various combinations, held in place in stocks—sockets that fasten the various pipes to the bag.
Air supply
The most common method of supplying air to the bag is through blowing into a blowpipe or blowstick. In some pipes the player must cover the tip of the blowpipe with the tongue while inhaling, in order to prevent unwanted deflation of the bag, but most blowpipes have a non-return valve that eliminates this need. In recent times, there are many instruments that assist in creating a clean air flow to the pipes and assist the collection of condensation.
The use of a bellows to supply air is an innovation dating from the 16th or 17th century. In these pipes, sometimes called "cauld wind pipes," air is not heated or moistened by the player's breathing, so bellows-driven bagpipes can use more refined or delicate reeds. Such pipes include the Irish uilleann pipes; the border or Lowland pipes, Scottish smallpipes, Northumbrian smallpipes and pastoral pipes in Britain; the musette de cour, the musette bechonnet and the cabrette in France; and the , koziol bialy, and koziol czarny in Poland.
Bag
The bag is an airtight reservoir that holds air and regulates its flow via arm pressure, allowing the player to maintain continuous, even sound. The player keeps the bag inflated by blowing air into it through a blowpipe or by pumping air into it with a bellows. Materials used for bags vary widely, but the most common are the skins of local animals such as goats, dogs, sheep, and cows. More recently, bags made of synthetic materials including Gore-Tex have become much more common. Some synthetic bags have zips that allow the player to fit a more effective moisture trap to the inside of the bag. However, synthetic bags carry risk of colonisation by fungal spores, and the associated danger of lung infection, because they require less cleaning than do bags made from natural substances.
Bags cut from larger materials are usually saddle-stitched with an extra strip folded over the seam and stitched (for skin bags) or glued (for synthetic bags) to reduce leaks. Holes are then cut to accommodate the stocks. In the case of bags made from largely intact animal skins, the stocks are typically tied into the points where the limbs and the head joined the body of the whole animal, a construction technique common in Central Europe. Different regions have different ways of treating the hide. The simplest methods involve just the use of salt, while more complex treatments involve milk, flour, and the removal of fur. The hide is normally turned inside out so that the fur is on the inside of the bag, as this helps to reduce the effect of moisture buildup within the bag.
Chanter
The chanter is the melody pipe, played with two hands. All bagpipes have at least one chanter; some pipes have two chanters, particularly those in North Africa, in the Balkans, and in Southwest Asia. A chanter can be bored internally so that the inside walls are parallel (or "cylindrical") for its full length, or it can be bored in a conical shape. Popular woods include boxwood, cornel, plum or other fruit wood.
The chanter is usually open-ended, so there is no easy way for the player to stop the pipe from sounding. Thus most bagpipes share a constant legato sound with no rests in the music. Primarily because of this inability to stop playing, technical movements are made to break up notes and to create the illusion of articulation and accents. Because of their importance, these embellishments (or "ornaments") are often highly technical systems specific to each bagpipe, and take many years of study to master. A few bagpipes (such as the musette de cour, the uilleann pipes, the Northumbrian smallpipes, the piva and the left chanter of the surdelina) have closed ends or stop the end on the player's leg, so that when the player "closes" (covers all the holes), the chanter becomes silent.
A practice chanter is a chanter without bag or drones and has a much quieter reed, allowing a player to practice the instrument quietly and with no variables other than playing the chanter.
The term chanter is derived from the Latin cantare, or "to sing", much like the modern French verb meaning "to sing", chanter.
A distinctive feature of the gaida's chanter (which it shares with a number of other Eastern European bagpipes) is the "flea-hole" (also known as a mumbler or voicer, marmorka) which is covered by the index finger of the left hand. The flea-hole is smaller than the rest and usually consists of a small tube that is made out of metal or a chicken or duck feather. Uncovering the flea-hole raises any note played by a half step, and it is used in creating the musical ornamentation that gives Balkan music its unique character.
Some types of gaida can have a double bored chanter, such as the Serbian three-voiced gajde. It has eight fingerholes: the top four are covered by the thumb and the first three fingers of the left hand, then the four fingers of the right hand cover the remaining four holes.
Chanter reed
The note from the chanter is produced by a reed installed at its top. The reed may be a single (a reed with one vibrating tongue) or double reed (of two pieces that vibrate against each other). Double reeds are used with both conical- and parallel-bored chanters while single reeds are generally (although not exclusively) limited to parallel-bored chanters. In general, double-reed chanters are found in pipes of Western Europe while single-reed chanters appear in most other regions.
They are made from reed (arundo donax or Phragmites), bamboo, or elder. A more modern variant for the reed is a combination of a cotton phenolic (Hgw2082) material from which the body of the reed is made and a clarinet reed cut to size in order to fit the body. These type of reeds produce a louder sound and are not so sensitive to humidity and temperature changes.
Drone
Most bagpipes have at least one drone, a pipe that generally is not fingered but rather produces a constant harmonizing note throughout play (usually the tonic note of the chanter). Exceptions are generally those pipes that have a double-chanter instead. A drone is most commonly a cylindrically bored tube with a single reed, although drones with double reeds exist. The drone is generally designed in two or more parts with a sliding joint so that the pitch of the drone can be adjusted.
Depending on the type of pipes, the drones may lie over the shoulder, across the arm opposite the bag, or may run parallel to the chanter. Some drones have a tuning screw, which effectively alters the length of the drone by opening a hole, allowing the drone to be tuned to two or more distinct pitches. The tuning screw may also shut off the drone altogether. In most types of pipes with one drone, it is pitched two octaves below the tonic of the chanter. Additional drones often add the octave below and then a drone consonant with the fifth of the chanter.
History
Possible ancient origins
The evidence for bagpipes prior to the 13th century AD is still uncertain, but several textual and visual clues have been suggested. The Oxford History of Music posits that a sculpture of bagpipes has been found on a Hittite slab at Euyuk in Anatolia, dated to 1000 BC. Another interpretation of this sculpture suggests that it instead depicts a pan flute played along with a friction drum.
Several authors identify the ancient Greek (ἀσκός askos – wine-skin, αὐλός aulos – reed pipe) with the bagpipe. In the 2nd century AD, Suetonius described the Roman emperor Nero as a player of the tibia utricularis. Dio Chrysostom wrote in the 1st century of a contemporary sovereign (possibly Nero) who could play a pipe (tibia, Roman reedpipes similar to Greek and Etruscan instruments) with his mouth as well as by tucking a bladder beneath his armpit. Vereno suggests that such instruments, rather than being seen as an independent class, were understood as variants on mouth-blown instruments that used a bag as an alternative blowing aid and that it was not until drones were added in the European Medieval era that bagpipes were seen as a distinct class.
Spread and development in Europe
In the early part of the second millennium, representation of bagpipes began to appear with frequency in Western European art and iconography. The Cantigas de Santa Maria, written in Galician-Portuguese and compiled in Castile in the mid-13th century, depicts several types of bagpipes. Several illustrations of bagpipes also appear in the Chronique dite de Baudoin d’Avesnes, a 13th-century manuscript of northern French origin. Although evidence of bagpipes in the British Isles prior to the 14th century is contested, they are explicitly mentioned in The Canterbury Tales (written around 1380):
Bagpipes were also frequent subjects for carvers of wooden choir stalls in the late 15th and early 16th century throughout Europe, sometimes with animal musicians.
Actual specimens of bagpipes from before the 18th century are extremely rare; however, a substantial number of paintings, carvings, engravings, and manuscript illuminations survive. These artefacts are clear evidence that bagpipes varied widely throughout Europe, and even within individual regions. Many examples of early folk bagpipes in continental Europe can be found in the paintings of Brueghel, Teniers, Jordaens, and Durer.
The earliest known artefact identified as a part of a bagpipe is a chanter found in 1985 at Rostock, Germany, that has been dated to the late 14th century or the first quarter of the 15th century.
The first clear reference to the use of the Scottish Highland bagpipes is from a French history that mentions their use at the Battle of Pinkie in 1547. George Buchanan (1506–82) claimed that bagpipes had replaced the trumpet on the battlefield. This period saw the creation of the ceòl mór (great music) of the bagpipe, which reflected its martial origins, with battle tunes, marches, gatherings, salutes and laments. The Highlands of the early 17th century saw the development of piping families including the MacCrimmonds, MacArthurs, MacGregors, and the Mackays of Gairloch.
The earliest Irish mention of the bagpipe is in 1206, approximately thirty years after the Anglo-Norman invasion; another mention attributes their use to Irish troops in Henry VIII's siege of Boulogne. Illustrations in the 1581 book The Image of Irelande by John Derricke clearly depict a bagpiper. Derricke's illustrations are considered to be reasonably faithful depictions of the attire and equipment of the English and Irish population of the 16th century.
The "Battell" sequence from My Ladye Nevells Booke (1591) by William Byrd, which probably alludes to the Irish wars of 1578, contains a piece entitled The bagpipe: & the drone. In 1760, the first serious study of the Scottish Highland bagpipe and its music was attempted in Joseph MacDonald's Compleat Theory. A manuscript from the 1730s by a William Dixon of Northumberland contains music that fits the border pipes, a nine-note bellows-blown bagpipe with a chanter similar to that of the modern Great Highland bagpipe. However, the music in Dixon's manuscript varied greatly from modern Highland bagpipe tunes, consisting mostly of extended variation sets of common dance tunes. Some of the tunes in the Dixon manuscript correspond to those found in the early 19th century manuscript sources of Northumbrian smallpipe tunes, notably the rare book of 50 tunes, many with variations, by John Peacock.
As Western classical music developed, both in terms of musical sophistication and instrumental technology, bagpipes in many regions fell out of favour because of their limited range and function. This triggered a long, slow decline that continued, in most cases, into the 20th century.
Extensive and documented collections of traditional bagpipes may be found at the Metropolitan Museum of Art in New York City, the International Bagpipe Museum in Gijón, Spain, the Pitt Rivers Museum in Oxford, England and the Morpeth Chantry Bagpipe Museum in Northumberland, and the Musical Instrument Museum in Phoenix, Arizona.
The is held every two years in Strakonice, Czech Republic.
Recent history
During the expansion of the British Empire, spearheaded by British military forces that included Highland regiments, the Scottish Great Highland bagpipe became well known worldwide. This surge in popularity was boosted by large numbers of pipers trained for military service in World War I and World War II. This coincided with a decline in the popularity of many traditional forms of bagpipe throughout Europe, which began to be displaced by instruments from the classical tradition and later by gramophone and radio.
As pipers were easily identifiable, combat losses were high, estimated at one thousand in World War I. A front line role was prohibited following high losses in the Second Battle of El Alamein in 1943, though a few later instances occurred.
In the United Kingdom and Commonwealth Nations such as Canada, New Zealand and Australia, the Great Highland bagpipe is commonly used in the military and is often played during formal ceremonies. Foreign militaries patterned after the British army have also adopted the Highland bagpipe, including those of Uganda, Sudan, India, Pakistan, Sri Lanka, Jordan, and Oman. Many police and fire services in Scotland, Canada, Australia, New Zealand, Hong Kong, and the United States have also adopted the tradition of fielding pipe bands.
In recent years, often driven by revivals of native folk music and dance, many types of bagpipes have enjoyed a resurgence in popularity and, in many cases, instruments that had fallen into obscurity have become extremely popular. In Brittany, the Great Highland bagpipe and concept of the pipe band were appropriated to create a Breton interpretation known as the bagad. The pipe-band idiom has also been adopted and applied to the Galician gaita as well. Bagpipes have often been used in various films depicting moments from Scottish and Irish history; the film Braveheart and the theatrical show Riverdance have served to make the uilleann pipes more commonly known.
Bagpipes are sometimes played at formal events at Commonwealth universities, particularly in Canada. Because of Scottish influences on the sport of curling, bagpipes are also the official instrument of the World Curling Federation and are commonly played during a ceremonial procession of teams before major curling championships.
Bagpipe making was once a craft that produced instruments in many distinctive, local and traditional styles. Today, the world's largest producer of the instrument is Pakistan, where the industry was worth $6.8 million in 2010. In the late 20th century, various models of electronic bagpipes were invented. The first custom-built MIDI bagpipes were developed by the Asturian piper known as Hevia (José Ángel Hevia Velasco).
Astronaut Kjell N. Lindgren is thought to be the first person to play the bagpipes in outer space, having played "Amazing Grace" in tribute to late research scientist Victor Hurst aboard the International Space Station in November 2015.
Traditionally, one of the purposes of the bagpipe was to provide music for dancing. This has declined with the growth of dance bands, recordings, and the decline of traditional dance. In turn, this has led to many types of pipes developing a performance-led tradition, and indeed much modern music based on the dance music tradition played on bagpipes is suitable for use as dance music.
Modern usage
Types of bagpipes
Numerous types of bagpipes today are widely spread across Europe and the Middle East, as well as through much of the former British Empire. The name bagpipe has almost become synonymous with its best-known form, the Great Highland bagpipe, overshadowing the great number and variety of traditional forms of bagpipe. Despite the decline of these other types of pipes over the last few centuries, in recent years many of these pipes have seen a resurgence or revival as musicians have sought them out; for example, the Irish piping tradition, which by the mid 20th century had declined to a handful of master players is today alive, well, and flourishing, a situation similar to that of the Asturian gaita, the Galician gaita, the Portuguese gaita transmontana, the Aragonese gaita de boto, Northumbrian smallpipes, the Breton biniou, the Balkan gaida, the Romanian cimpoi, the Black Sea tulum, the Scottish smallpipes and pastoral pipes, as well as other varieties. Bulgaria has the Kaba gaida, a large bagpipe of the Rhodope mountains with a hexagonal and rounded drone, often described as a deep-sounding gaida and the Dzhura gaida with a straight conical drone and of a higher pitch. The Macedonian gaida is structurally between a kaba and dzhura gaida and described as a medium pitched gaida.
In Southeastern Europe and Eastern Europe bagpipes known as gaida include: the , , (), () () or (), (), , also and .
Image gallery
Usage in non-traditional music
Since the 1960s, bagpipes have also made appearances in other forms of music, including rock, metal, jazz, hip-hop, punk, and classical music, for example with Paul McCartney's "Mull of Kintyre", AC/DC's "It's a Long Way to the Top (If You Wanna Rock 'n' Roll)", and Peter Maxwell Davies's composition An Orkney Wedding, with Sunrise.
Publications
Periodicals
Periodicals covering specific types of bagpipes are addressed in the article for that bagpipe
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Books
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See also
List of bagpipes
List of bagpipers
List of pipe makers
List of pipe bands
Glossary of bagpipe terms
Practice chanter
References
Bibliography
Lommel, Arle. "The Hungarian Duda and Contra-Chanter Bagpipes of the Carpathian Basin." The Galpin Society Journal (2008): 305-321.
External links
Bagpipe iconography – Paintings and images of the pipes.
Musiconis Database of Medieval Musical Iconography: Bagpipe.
A demonstration of rare instruments including bagpipes (archived 12 November 2009)
The Concise History of the Bagpipe by Frank J. Timoney
The Bagpipe Society, dedicated to promoting the study, playing, and making of bagpipes and pipes from around the world
Bagpipes from polish collections (Polish folk musical instruments)
Bagpipes (local polish name "Koza") played by Jan Karpiel-Bułecka (English subtitles)
Official site of Baghet (bagpipe from North Italy) players. (archived 9 July 2017)
Celtic Music : Scottish Military Bagpipes.
The presence of the gaida in Greece
Articles containing video clips |
3954 | https://en.wikipedia.org/wiki/Biochemistry | Biochemistry | Biochemistry or biological chemistry is the study of chemical processes within and relating to living organisms. A sub-discipline of both chemistry and biology, biochemistry may be divided into three fields: structural biology, enzymology, and metabolism. Over the last decades of the 20th century, biochemistry has become successful at explaining living processes through these three disciplines. Almost all areas of the life sciences are being uncovered and developed through biochemical methodology and research. Biochemistry focuses on understanding the chemical basis which allows biological molecules to give rise to the processes that occur within living cells and between cells, in turn relating greatly to the understanding of tissues and organs, as well as organism structure and function. Biochemistry is closely related to molecular biology, which is the study of the molecular mechanisms of biological phenomena.
Much of biochemistry deals with the structures, bonding, functions, and interactions of biological macromolecules, such as proteins, nucleic acids, carbohydrates, and lipids. They provide the structure of cells and perform many of the functions associated with life. The chemistry of the cell also depends upon the reactions of small molecules and ions. These can be inorganic (for example, water and metal ions) or organic (for example, the amino acids, which are used to synthesize proteins). The mechanisms used by cells to harness energy from their environment via chemical reactions are known as metabolism. The findings of biochemistry are applied primarily in medicine, nutrition and agriculture. In medicine, biochemists investigate the causes and cures of diseases. Nutrition studies how to maintain health and wellness and also the effects of nutritional deficiencies. In agriculture, biochemists investigate soil and fertilizers, with the goal of improving crop cultivation, crop storage, and pest control. In recent decades, biochemical principles and methods have been combined with problem-solving approaches from engineering to manipulate living systems, in order to produce useful tools for research, industrial processes, and diagnosis and control of diseasethe discipline of biotechnology.
History
At its most comprehensive definition, biochemistry can be seen as a study of the components and composition of living things and how they come together to become life. In this sense, the history of biochemistry may therefore go back as far as the ancient Greeks. However, biochemistry as a specific scientific discipline began sometime in the 19th century, or a little earlier, depending on which aspect of biochemistry is being focused on. Some argued that the beginning of biochemistry may have been the discovery of the first enzyme, diastase (now called amylase), in 1833 by Anselme Payen, while others considered Eduard Buchner's first demonstration of a complex biochemical process alcoholic fermentation in cell-free extracts in 1897 to be the birth of biochemistry. Some might also point as its beginning to the influential 1842 work by Justus von Liebig, Animal chemistry, or, Organic chemistry in its applications to physiology and pathology, which presented a chemical theory of metabolism, or even earlier to the 18th century studies on fermentation and respiration by Antoine Lavoisier. Many other pioneers in the field who helped to uncover the layers of complexity of biochemistry have been proclaimed founders of modern biochemistry. Emil Fischer, who studied the chemistry of proteins, and F. Gowland Hopkins, who studied enzymes and the dynamic nature of biochemistry, represent two examples of early biochemists.
The term "biochemistry" was first used when Vinzenz Kletzinsky (1826–1882) had his "Compendium der Biochemie" printed in Vienna in 1858; it derived from a combination of biology and chemistry. In 1877, Felix Hoppe-Seyler used the term ( in German) as a synonym for physiological chemistry in the foreword to the first issue of Zeitschrift für Physiologische Chemie (Journal of Physiological Chemistry) where he argued for the setting up of institutes dedicated to this field of study. The German chemist Carl Neuberg however is often cited to have coined the word in 1903, while some credited it to Franz Hofmeister.
It was once generally believed that life and its materials had some essential property or substance (often referred to as the "vital principle") distinct from any found in non-living matter, and it was thought that only living beings could produce the molecules of life. In 1828, Friedrich Wöhler published a paper on his serendipitous urea synthesis from potassium cyanate and ammonium sulfate; some regarded that as a direct overthrow of vitalism and the establishment of organic chemistry. However, the Wöhler synthesis has sparked controversy as some reject the death of vitalism at his hands. Since then, biochemistry has advanced, especially since the mid-20th century, with the development of new techniques such as chromatography, X-ray diffraction, dual polarisation interferometry, NMR spectroscopy, radioisotopic labeling, electron microscopy and molecular dynamics simulations. These techniques allowed for the discovery and detailed analysis of many molecules and metabolic pathways of the cell, such as glycolysis and the Krebs cycle (citric acid cycle), and led to an understanding of biochemistry on a molecular level.
Another significant historic event in biochemistry is the discovery of the gene, and its role in the transfer of information in the cell. In the 1950s, James D. Watson, Francis Crick, Rosalind Franklin and Maurice Wilkins were instrumental in solving DNA structure and suggesting its relationship with the genetic transfer of information. In 1958, George Beadle and Edward Tatum received the Nobel Prize for work in fungi showing that one gene produces one enzyme. In 1988, Colin Pitchfork was the first person convicted of murder with DNA evidence, which led to the growth of forensic science. More recently, Andrew Z. Fire and Craig C. Mello received the 2006 Nobel Prize for discovering the role of RNA interference (RNAi) in the silencing of gene expression.
Starting materials: the chemical elements of life
Around two dozen chemical elements are essential to various kinds of biological life. Most rare elements on Earth are not needed by life (exceptions being selenium and iodine), while a few common ones (aluminum and titanium) are not used. Most organisms share element needs, but there are a few differences between plants and animals. For example, ocean algae use bromine, but land plants and animals do not seem to need any. All animals require sodium, but is not an essential element for plants. Plants need boron and silicon, but animals may not (or may need ultra-small amounts).
Just six elements—carbon, hydrogen, nitrogen, oxygen, calcium and phosphorus—make up almost 99% of the mass of living cells, including those in the human body (see composition of the human body for a complete list). In addition to the six major elements that compose most of the human body, humans require smaller amounts of possibly 18 more.
Biomolecules
The 4 main classes of molecules in biochemistry (often called biomolecules) are carbohydrates, lipids, proteins, and nucleic acids. Many biological molecules are polymers: in this terminology, monomers are relatively small macromolecules that are linked together to create large macromolecules known as polymers. When monomers are linked together to synthesize a biological polymer, they undergo a process called dehydration synthesis. Different macromolecules can assemble in larger complexes, often needed for biological activity.
Carbohydrates
Two of the main functions of carbohydrates are energy storage and providing structure. One of the common sugars known as glucose is a carbohydrate, but not all carbohydrates are sugars. There are more carbohydrates on Earth than any other known type of biomolecule; they are used to store energy and genetic information, as well as play important roles in cell to cell interactions and communications.
The simplest type of carbohydrate is a monosaccharide, which among other properties contains carbon, hydrogen, and oxygen, mostly in a ratio of 1:2:1 (generalized formula CnH2nOn, where n is at least 3). Glucose (C6H12O6) is one of the most important carbohydrates; others include fructose (C6H12O6), the sugar commonly associated with the sweet taste of fruits, and deoxyribose (C5H10O4), a component of DNA. A monosaccharide can switch between acyclic (open-chain) form and a cyclic form. The open-chain form can be turned into a ring of carbon atoms bridged by an oxygen atom created from the carbonyl group of one end and the hydroxyl group of another. The cyclic molecule has a hemiacetal or hemiketal group, depending on whether the linear form was an aldose or a ketose.
In these cyclic forms, the ring usually has 5 or 6 atoms. These forms are called furanoses and pyranoses, respectively—by analogy with furan and pyran, the simplest compounds with the same carbon-oxygen ring (although they lack the carbon-carbon double bonds of these two molecules). For example, the aldohexose glucose may form a hemiacetal linkage between the hydroxyl on carbon 1 and the oxygen on carbon 4, yielding a molecule with a 5-membered ring, called glucofuranose. The same reaction can take place between carbons 1 and 5 to form a molecule with a 6-membered ring, called glucopyranose. Cyclic forms with a 7-atom ring called heptoses are rare.
Two monosaccharides can be joined by a glycosidic or ester bond into a disaccharide through a dehydration reaction during which a molecule of water is released. The reverse reaction in which the glycosidic bond of a disaccharide is broken into two monosaccharides is termed hydrolysis. The best-known disaccharide is sucrose or ordinary sugar, which consists of a glucose molecule and a fructose molecule joined. Another important disaccharide is lactose found in milk, consisting of a glucose molecule and a galactose molecule. Lactose may be hydrolysed by lactase, and deficiency in this enzyme results in lactose intolerance.
When a few (around three to six) monosaccharides are joined, it is called an oligosaccharide (oligo- meaning "few"). These molecules tend to be used as markers and signals, as well as having some other uses. Many monosaccharides joined form a polysaccharide. They can be joined in one long linear chain, or they may be branched. Two of the most common polysaccharides are cellulose and glycogen, both consisting of repeating glucose monomers. Cellulose is an important structural component of plant's cell walls and glycogen is used as a form of energy storage in animals.
Sugar can be characterized by having reducing or non-reducing ends. A reducing end of a carbohydrate is a carbon atom that can be in equilibrium with the open-chain aldehyde (aldose) or keto form (ketose). If the joining of monomers takes place at such a carbon atom, the free hydroxy group of the pyranose or furanose form is exchanged with an OH-side-chain of another sugar, yielding a full acetal. This prevents opening of the chain to the aldehyde or keto form and renders the modified residue non-reducing. Lactose contains a reducing end at its glucose moiety, whereas the galactose moiety forms a full acetal with the C4-OH group of glucose. Saccharose does not have a reducing end because of full acetal formation between the aldehyde carbon of glucose (C1) and the keto carbon of fructose (C2).
Lipids
Lipids comprise a diverse range of molecules and to some extent is a catchall for relatively water-insoluble or nonpolar compounds of biological origin, including waxes, fatty acids, fatty-acid derived phospholipids, sphingolipids, glycolipids, and terpenoids (e.g., retinoids and steroids). Some lipids are linear, open-chain aliphatic molecules, while others have ring structures. Some are aromatic (with a cyclic [ring] and planar [flat] structure) while others are not. Some are flexible, while others are rigid.
Lipids are usually made from one molecule of glycerol combined with other molecules. In triglycerides, the main group of bulk lipids, there is one molecule of glycerol and three fatty acids. Fatty acids are considered the monomer in that case, and may be saturated (no double bonds in the carbon chain) or unsaturated (one or more double bonds in the carbon chain).
Most lipids have some polar character in addition to being largely nonpolar. In general, the bulk of their structure is nonpolar or hydrophobic ("water-fearing"), meaning that it does not interact well with polar solvents like water. Another part of their structure is polar or hydrophilic ("water-loving") and will tend to associate with polar solvents like water. This makes them amphiphilic molecules (having both hydrophobic and hydrophilic portions). In the case of cholesterol, the polar group is a mere –OH (hydroxyl or alcohol). In the case of phospholipids, the polar groups are considerably larger and more polar, as described below.
Lipids are an integral part of our daily diet. Most oils and milk products that we use for cooking and eating like butter, cheese, ghee etc. are composed of fats. Vegetable oils are rich in various polyunsaturated fatty acids (PUFA). Lipid-containing foods undergo digestion within the body and are broken into fatty acids and glycerol, which are the final degradation products of fats and lipids. Lipids, especially phospholipids, are also used in various pharmaceutical products, either as co-solubilisers (e.g. in parenteral infusions) or else as drug carrier components (e.g. in a liposome or transfersome).
Proteins
Proteins are very large molecules—macro-biopolymers—made from monomers called amino acids. An amino acid consists of an alpha carbon atom attached to an amino group, –NH2, a carboxylic acid group, –COOH (although these exist as –NH3+ and –COO− under physiologic conditions), a simple hydrogen atom, and a side chain commonly denoted as "–R". The side chain "R" is different for each amino acid of which there are 20 standard ones. It is this "R" group that made each amino acid different, and the properties of the side-chains greatly influence the overall three-dimensional conformation of a protein. Some amino acids have functions by themselves or in a modified form; for instance, glutamate functions as an important neurotransmitter. Amino acids can be joined via a peptide bond. In this dehydration synthesis, a water molecule is removed and the peptide bond connects the nitrogen of one amino acid's amino group to the carbon of the other's carboxylic acid group. The resulting molecule is called a dipeptide, and short stretches of amino acids (usually, fewer than thirty) are called peptides or polypeptides. Longer stretches merit the title proteins. As an example, the important blood serum protein albumin contains 585 amino acid residues.
Proteins can have structural and/or functional roles. For instance, movements of the proteins actin and myosin ultimately are responsible for the contraction of skeletal muscle. One property many proteins have is that they specifically bind to a certain molecule or class of molecules—they may be extremely selective in what they bind. Antibodies are an example of proteins that attach to one specific type of molecule. Antibodies are composed of heavy and light chains. Two heavy chains would be linked to two light chains through disulfide linkages between their amino acids. Antibodies are specific through variation based on differences in the N-terminal domain.
The enzyme-linked immunosorbent assay (ELISA), which uses antibodies, is one of the most sensitive tests modern medicine uses to detect various biomolecules. Probably the most important proteins, however, are the enzymes. Virtually every reaction in a living cell requires an enzyme to lower the activation energy of the reaction. These molecules recognize specific reactant molecules called substrates; they then catalyze the reaction between them. By lowering the activation energy, the enzyme speeds up that reaction by a rate of 1011 or more; a reaction that would normally take over 3,000 years to complete spontaneously might take less than a second with an enzyme. The enzyme itself is not used up in the process and is free to catalyze the same reaction with a new set of substrates. Using various modifiers, the activity of the enzyme can be regulated, enabling control of the biochemistry of the cell as a whole.
The structure of proteins is traditionally described in a hierarchy of four levels. The primary structure of a protein consists of its linear sequence of amino acids; for instance, "alanine-glycine-tryptophan-serine-glutamate-asparagine-glycine-lysine-...". Secondary structure is concerned with local morphology (morphology being the study of structure). Some combinations of amino acids will tend to curl up in a coil called an α-helix or into a sheet called a β-sheet; some α-helixes can be seen in the hemoglobin schematic above. Tertiary structure is the entire three-dimensional shape of the protein. This shape is determined by the sequence of amino acids. In fact, a single change can change the entire structure. The alpha chain of hemoglobin contains 146 amino acid residues; substitution of the glutamate residue at position 6 with a valine residue changes the behavior of hemoglobin so much that it results in sickle-cell disease. Finally, quaternary structure is concerned with the structure of a protein with multiple peptide subunits, like hemoglobin with its four subunits. Not all proteins have more than one subunit.
Ingested proteins are usually broken up into single amino acids or dipeptides in the small intestine and then absorbed. They can then be joined to form new proteins. Intermediate products of glycolysis, the citric acid cycle, and the pentose phosphate pathway can be used to form all twenty amino acids, and most bacteria and plants possess all the necessary enzymes to synthesize them. Humans and other mammals, however, can synthesize only half of them. They cannot synthesize isoleucine, leucine, lysine, methionine, phenylalanine, threonine, tryptophan, and valine. Because they must be ingested, these are the essential amino acids. Mammals do possess the enzymes to synthesize alanine, asparagine, aspartate, cysteine, glutamate, glutamine, glycine, proline, serine, and tyrosine, the nonessential amino acids. While they can synthesize arginine and histidine, they cannot produce it in sufficient amounts for young, growing animals, and so these are often considered essential amino acids.
If the amino group is removed from an amino acid, it leaves behind a carbon skeleton called an α-keto acid. Enzymes called transaminases can easily transfer the amino group from one amino acid (making it an α-keto acid) to another α-keto acid (making it an amino acid). This is important in the biosynthesis of amino acids, as for many of the pathways, intermediates from other biochemical pathways are converted to the α-keto acid skeleton, and then an amino group is added, often via transamination. The amino acids may then be linked together to form a protein.
A similar process is used to break down proteins. It is first hydrolyzed into its component amino acids. Free ammonia (NH3), existing as the ammonium ion (NH4+) in blood, is toxic to life forms. A suitable method for excreting it must therefore exist. Different tactics have evolved in different animals, depending on the animals' needs. Unicellular organisms release the ammonia into the environment. Likewise, bony fish can release the ammonia into the water where it is quickly diluted. In general, mammals convert the ammonia into urea, via the urea cycle.
In order to determine whether two proteins are related, or in other words to decide whether they are homologous or not, scientists use sequence-comparison methods. Methods like sequence alignments and structural alignments are powerful tools that help scientists identify homologies between related molecules. The relevance of finding homologies among proteins goes beyond forming an evolutionary pattern of protein families. By finding how similar two protein sequences are, we acquire knowledge about their structure and therefore their function.
Nucleic acids
Nucleic acids, so-called because of their prevalence in cellular nuclei, is the generic name of the family of biopolymers. They are complex, high-molecular-weight biochemical macromolecules that can convey genetic information in all living cells and viruses. The monomers are called nucleotides, and each consists of three components: a nitrogenous heterocyclic base (either a purine or a pyrimidine), a pentose sugar, and a phosphate group.
The most common nucleic acids are deoxyribonucleic acid (DNA) and ribonucleic acid (RNA). The phosphate group and the sugar of each nucleotide bond with each other to form the backbone of the nucleic acid, while the sequence of nitrogenous bases stores the information. The most common nitrogenous bases are adenine, cytosine, guanine, thymine, and uracil. The nitrogenous bases of each strand of a nucleic acid will form hydrogen bonds with certain other nitrogenous bases in a complementary strand of nucleic acid (similar to a zipper). Adenine binds with thymine and uracil, thymine binds only with adenine, and cytosine and guanine can bind only with one another. Adenine and Thymine & Adenine and Uracil contains two hydrogen Bonds, while Hydrogen Bonds formed between cytosine and guanine are three in number.
Aside from the genetic material of the cell, nucleic acids often play a role as second messengers, as well as forming the base molecule for adenosine triphosphate (ATP), the primary energy-carrier molecule found in all living organisms. Also, the nitrogenous bases possible in the two nucleic acids are different: adenine, cytosine, and guanine occur in both RNA and DNA, while thymine occurs only in DNA and uracil occurs in RNA.
Metabolism
Carbohydrates as energy source
Glucose is an energy source in most life forms. For instance, polysaccharides are broken down into their monomers by enzymes (glycogen phosphorylase removes glucose residues from glycogen, a polysaccharide). Disaccharides like lactose or sucrose are cleaved into their two component monosaccharides.
Glycolysis (anaerobic)
Glucose is mainly metabolized by a very important ten-step pathway called glycolysis, the net result of which is to break down one molecule of glucose into two molecules of pyruvate. This also produces a net two molecules of ATP, the energy currency of cells, along with two reducing equivalents of converting NAD+ (nicotinamide adenine dinucleotide: oxidized form) to NADH (nicotinamide adenine dinucleotide: reduced form). This does not require oxygen; if no oxygen is available (or the cell cannot use oxygen), the NAD is restored by converting the pyruvate to lactate (lactic acid) (e.g. in humans) or to ethanol plus carbon dioxide (e.g. in yeast). Other monosaccharides like galactose and fructose can be converted into intermediates of the glycolytic pathway.
Aerobic
In aerobic cells with sufficient oxygen, as in most human cells, the pyruvate is further metabolized. It is irreversibly converted to acetyl-CoA, giving off one carbon atom as the waste product carbon dioxide, generating another reducing equivalent as NADH. The two molecules acetyl-CoA (from one molecule of glucose) then enter the citric acid cycle, producing two molecules of ATP, six more NADH molecules and two reduced (ubi)quinones (via FADH2 as enzyme-bound cofactor), and releasing the remaining carbon atoms as carbon dioxide. The produced NADH and quinol molecules then feed into the enzyme complexes of the respiratory chain, an electron transport system transferring the electrons ultimately to oxygen and conserving the released energy in the form of a proton gradient over a membrane (inner mitochondrial membrane in eukaryotes). Thus, oxygen is reduced to water and the original electron acceptors NAD+ and quinone are regenerated. This is why humans breathe in oxygen and breathe out carbon dioxide. The energy released from transferring the electrons from high-energy states in NADH and quinol is conserved first as proton gradient and converted to ATP via ATP synthase. This generates an additional 28 molecules of ATP (24 from the 8 NADH + 4 from the 2 quinols), totaling to 32 molecules of ATP conserved per degraded glucose (two from glycolysis + two from the citrate cycle). It is clear that using oxygen to completely oxidize glucose provides an organism with far more energy than any oxygen-independent metabolic feature, and this is thought to be the reason why complex life appeared only after Earth's atmosphere accumulated large amounts of oxygen.
Gluconeogenesis
In vertebrates, vigorously contracting skeletal muscles (during weightlifting or sprinting, for example) do not receive enough oxygen to meet the energy demand, and so they shift to anaerobic metabolism, converting glucose to lactate.
The combination of glucose from noncarbohydrates origin, such as fat and proteins. This only happens when glycogen supplies in the liver are worn out. The pathway is a crucial reversal of glycolysis from pyruvate to glucose and can use many sources like amino acids, glycerol and Krebs Cycle. Large scale protein and fat catabolism usually occur when those suffer from starvation or certain endocrine disorders. The liver regenerates the glucose, using a process called gluconeogenesis. This process is not quite the opposite of glycolysis, and actually requires three times the amount of energy gained from glycolysis (six molecules of ATP are used, compared to the two gained in glycolysis). Analogous to the above reactions, the glucose produced can then undergo glycolysis in tissues that need energy, be stored as glycogen (or starch in plants), or be converted to other monosaccharides or joined into di- or oligosaccharides. The combined pathways of glycolysis during exercise, lactate's crossing via the bloodstream to the liver, subsequent gluconeogenesis and release of glucose into the bloodstream is called the Cori cycle.
Relationship to other "molecular-scale" biological sciences
Researchers in biochemistry use specific techniques native to biochemistry, but increasingly combine these with techniques and ideas developed in the fields of genetics, molecular biology, and biophysics. There is not a defined line between these disciplines. Biochemistry studies the chemistry required for biological activity of molecules, molecular biology studies their biological activity, genetics studies their heredity, which happens to be carried by their genome. This is shown in the following schematic that depicts one possible view of the relationships between the fields:
Biochemistry is the study of the chemical substances and vital processes occurring in live organisms. Biochemists focus heavily on the role, function, and structure of biomolecules. The study of the chemistry behind biological processes and the synthesis of biologically active molecules are applications of biochemistry. Biochemistry studies life at the atomic and molecular level.
Genetics is the study of the effect of genetic differences in organisms. This can often be inferred by the absence of a normal component (e.g. one gene). The study of "mutants" – organisms that lack one or more functional components with respect to the so-called "wild type" or normal phenotype. Genetic interactions (epistasis) can often confound simple interpretations of such "knockout" studies.
Molecular biology is the study of molecular underpinnings of the biological phenomena, focusing on molecular synthesis, modification, mechanisms and interactions. The central dogma of molecular biology, where genetic material is transcribed into RNA and then translated into protein, despite being oversimplified, still provides a good starting point for understanding the field. This concept has been revised in light of emerging novel roles for RNA.
Chemical biology seeks to develop new tools based on small molecules that allow minimal perturbation of biological systems while providing detailed information about their function. Further, chemical biology employs biological systems to create non-natural hybrids between biomolecules and synthetic devices (for example emptied viral capsids that can deliver gene therapy or drug molecules).
See also
Lists
Important publications in biochemistry (chemistry)
List of biochemistry topics
List of biochemists
List of biomolecules
See also
Fundamental Concepts And Processes In Biochemistry
Astrobiology
Biochemistry (journal)
Biological Chemistry (journal)
Biophysics
Chemical ecology
Computational biomodeling
Dedicated bio-based chemical
EC number
Hypothetical types of biochemistry
International Union of Biochemistry and Molecular Biology
Metabolome
Metabolomics
Molecular biology
Molecular medicine
Plant biochemistry
Proteolysis
Small molecule
Structural biology
TCA cycle
Notes
a. Fructose is not the only sugar found in fruits. Glucose and sucrose are also found in varying quantities in various fruits, and sometimes exceed the fructose present. For example, 32% of the edible portion of a date is glucose, compared with 24% fructose and 8% sucrose. However, peaches contain more sucrose (6.66%) than they do fructose (0.93%) or glucose (1.47%).
References
Cited literature
Further reading
Fruton, Joseph S. Proteins, Enzymes, Genes: The Interplay of Chemistry and Biology. Yale University Press: New Haven, 1999.
Keith Roberts, Martin Raff, Bruce Alberts, Peter Walter, Julian Lewis and Alexander Johnson, Molecular Biology of the Cell
4th Edition, Routledge, March, 2002, hardcover, 1616 pp.
3rd Edition, Garland, 1994,
2nd Edition, Garland, 1989,
Kohler, Robert. From Medical Chemistry to Biochemistry: The Making of a Biomedical Discipline. Cambridge University Press, 1982.
External links
The Virtual Library of Biochemistry, Molecular Biology and Cell Biology
Biochemistry, 5th ed. Full text of Berg, Tymoczko, and Stryer, courtesy of NCBI.
SystemsX.ch – The Swiss Initiative in Systems Biology
Full text of Biochemistry by Kevin and Indira, an introductory biochemistry textbook.
Biotechnology
Molecular biology |
3956 | https://en.wikipedia.org/wiki/Badminton | Badminton | Badminton is a racquet sport played using racquets to hit a shuttlecock across a net. Although it may be played with larger teams, the most common forms of the game are "singles" (with one player per side) and "doubles" (with two players per side). Badminton is often played as a casual outdoor activity in a yard or on a beach; formal games are played on a rectangular indoor court. Points are scored by striking the shuttlecock with the racquet and landing it within the other team's half of the court.
Each side may only strike the shuttlecock once before it passes over the net. Play ends once the shuttlecock has struck the floor or ground, or if a fault has been called by the umpire, service judge, or (in their absence) the opposing side.
The shuttlecock is a feathered or (in informal matches) plastic projectile that flies differently from the balls used in many other sports. In particular, the feathers create much higher drag, causing the shuttlecock to decelerate more rapidly. Shuttlecocks also have a high top speed compared to the balls in other racquet sports. The flight of the shuttlecock gives the sport its distinctive nature.
The game developed in British India from the earlier game of battledore and shuttlecock. European play came to be dominated by Denmark but the game has become very popular in Asia, with recent competitions dominated by China. In 1992, badminton debuted as a Summer Olympic sport with four events: men's singles, women's singles, men's doubles, and women's doubles; mixed doubles was added four years later. At high levels of play, the sport demands excellent fitness: players require aerobic stamina, agility, strength, speed, and precision. It is also a technical sport, requiring good motor coordination and the development of sophisticated racquet movements.
History
Games employing shuttlecocks have been played for centuries across Eurasia, but the modern game of badminton developed in the mid-19th century among the expatriate officers of British India as a variant of the earlier game of battledore and shuttlecock. ("Battledore" was an older term for "racquet".) Its exact origin remains obscure. The name derives from the Duke of Beaufort's Badminton House in Gloucestershire, but why or when remains unclear. As early as 1860, a London toy dealer named Isaac Spratt published a booklet entitled Badminton Battledore – A New Game, but no copy is known to have survived. An 1863 article in The Cornhill Magazine describes badminton as "battledore and shuttlecock played with sides, across a string suspended some five feet from the ground".
The game originally developed in India among the British expatriates, where it was very popular by the 1870s. Ball badminton, a form of the game played with a wool ball instead of a shuttlecock, was being played in Thanjavur as early as the 1850s and was at first played interchangeably with badminton by the British, the woollen ball being preferred in windy or wet weather.
Early on, the game was also known as Poona or Poonah after the garrison town of Poona, where it was particularly popular and where the first rules for the game were drawn up in 1873. By 1875, officers returning home had started a badminton club in Folkestone. Initially, the sport was played with sides ranging from 1 to 4 players, but it was quickly established that games between two or four competitors worked the best. The shuttlecocks were coated with India rubber and, in outdoor play, sometimes weighted with lead. Although the depth of the net was of no consequence, it was preferred that it should reach the ground.
The sport was played under the Pune rules until 1887, when J. H. E. Hart of the Bath Badminton Club drew up revised regulations. In 1890, Hart and Bagnel Wild again revised the rules. The Badminton Association of England (BAE) published these rules in 1893 and officially launched the sport at a house called "Dunbar" in Portsmouth on 13 September. The BAE started the first badminton competition, the All England Open Badminton Championships for gentlemen's doubles, ladies' doubles, and mixed doubles, in 1899. Singles competitions were added in 1900 and an England–Ireland championship match appeared in 1904.
England, Scotland, Wales, Canada, Denmark, France, Ireland, the Netherlands, and New Zealand were the founding members of the International Badminton Federation in 1934, now known as the Badminton World Federation. India joined as an affiliate in 1936. The BWF now governs international badminton. Although initiated in England, competitive men's badminton has traditionally been dominated in Europe by Denmark. Worldwide, Asian nations have become dominant in international competition. China, Denmark, Indonesia, Malaysia, India, South Korea, Taiwan (playing as 'Chinese Taipei') and Japan are the nations which have consistently produced world-class players in the past few decades, with China being the greatest force in men's and women's competition recently. Great Britain, where the rules of the modern game were codified, is not among the top powers in the sport, but has had significant Olympic and World success in doubles play, especially mixed doubles.
The game has also become a popular backyard sport in the United States.
Rules
The following information is a simplified summary of badminton rules based on the BWF Statutes publication, Laws of Badminton.
Court
The court is rectangular and divided into halves by a net. Courts are usually marked for both singles and doubles play, although badminton rules permit a court to be marked for singles only. The doubles court is wider than the singles court, but both are of the same length. The exception, which often causes confusion to newer players, is that the doubles court has a shorter serve-length dimension.
The full width of the court is , and in singles this width is reduced to . The full length of the court is . The service courts are marked by a centre line dividing the width of the court, by a short service line at a distance of from the net, and by the outer side and back boundaries. In doubles, the service court is also marked by a long service line, which is from the back boundary.
The net is high at the edges and high in the centre. The net posts are placed over the doubles sidelines, even when singles is played.
The minimum height for the ceiling above the court is not mentioned in the Laws of Badminton. Nonetheless, a badminton court will not be suitable if the ceiling is likely to be hit on a high serve.
Serving
When the server serves, the shuttlecock must pass over the short service line on the opponents' court or it will count as a fault. The server and receiver must remain within their service courts, without touching the boundary lines, until the server strikes the shuttlecock. The other two players may stand wherever they wish, so long as they do not block the vision of the server or receiver.
At the start of the rally, the server and receiver stand in diagonally opposite service courts (see court dimensions). The server hits the shuttlecock so that it would land in the receiver's service court. This is similar to tennis, except that in a badminton serve the whole shuttle must be below 1.15 metres from the surface of the court at the instant of being hit by the server's racket, the shuttlecock is not allowed to bounce and in badminton, the players stand inside their service courts, unlike tennis.
When the serving side loses a rally, the server immediately passes to their opponent(s) (this differs from the old system where sometimes the serve passes to the doubles partner for what is known as a "second serve").
In singles, the server stands in their right service court when their score is even, and in their left service court when their score is odd.
In doubles, if the serving side wins a rally, the same player continues to serve, but he/she changes service courts so that she/he serves to a different opponent each time. If the opponents win the rally and their new score is even, the player in the right service court serves; if odd, the player in the left service court serves. The players' service courts are determined by their positions at the start of the previous rally, not by where they were standing at the end of the rally. A consequence of this system is that each time a side regains the service, the server will be the player who did not serve last time.
Scoring
Each game is played to 21 points, with players scoring a point whenever they win a rally regardless of whether they served (this differs from the old system where players could only win a point on their serve and each game was played to 15 points). A match is the best of three games.
If the score ties at 20–20, then the game continues until one side gains a two-point lead (such as 24–22), except when there is a tie at 29–29, in which the game goes to a golden point of 30. Whoever scores this point wins the game.
At the start of a match, the shuttlecock is cast and the side towards which the shuttlecock is pointing serves first. Alternatively, a coin may be tossed, with the winners choosing whether to serve or receive first, or choosing which end of the court to occupy first, and their opponents making the leftover the remaining choice.
In subsequent games, the winners of the previous game serve first. Matches are best out of three: a player or pair must win two games (of 21 points each) to win the match. For the first rally of any doubles game, the serving pair may decide who serves and the receiving pair may decide who receives. The players change ends at the start of the second game; if the match reaches a third game, they change ends both at the start of the game and when the leading player's or pair's score reaches 11 points.
Lets
If a let is called, the rally is stopped and replayed with no change to the score. Lets may occur because of some unexpected disturbance such as a shuttlecock landing on a court (having been hit there by players playing in adjacent court) or in small halls the shuttle may touch an overhead rail which can be classed as a let.
If the receiver is not ready when the service is delivered, a let shall be called; yet, if the receiver attempts to return the shuttlecock, the receiver shall be judged to have been ready.
Equipment
Badminton rules restrict the design and size of racquets and shuttlecocks.
Racquets
Badminton racquets are lightweight, with top quality racquets weighing between not including grip or strings. They are composed of many different materials ranging from carbon fibre composite (graphite reinforced plastic) to solid steel, which may be augmented by a variety of materials. Carbon fibre has an excellent strength to weight ratio, is stiff, and gives excellent kinetic energy transfer. Before the adoption of carbon fibre composite, racquets were made of light metals such as aluminium. Earlier still, racquets were made of wood. Cheap racquets are still often made of metals such as steel, but wooden racquets are no longer manufactured for the ordinary market, because of their excessive mass and cost. Nowadays, nanomaterials such as carbon nanotubes and fullerene are added to racquets giving them greater durability.
There is a wide variety of racquet designs, although the laws limit the racquet size and shape. Different racquets have playing characteristics that appeal to different players. The traditional oval head shape is still available, but an isometric head shape is increasingly common in new racquets.
Strings
Badminton strings for racquets are thin, high-performing strings with thicknesses ranging from about 0.62 to 0.73 mm. Thicker strings are more durable, but many players prefer the feel of thinner strings. String tension is normally in the range of 80 to 160 N (18 to 36 lbf). Recreational players generally string at lower tensions than professionals, typically between 80 and 110 N (18 and 25 lbf). Professionals string between about 110 and 160 N (25 and 36 lbf). Some string manufacturers measure the thickness of their strings under tension so they are actually thicker than specified when slack. Ashaway Micropower is actually 0.7mm but Yonex BG-66 is about 0.72mm.
It is often argued that high string tensions improve control, whereas low string tensions increase power. The arguments for this generally rely on crude mechanical reasoning, such as claiming that a lower tension string bed is more bouncy and therefore provides more power. This is, in fact, incorrect, for a higher string tension can cause the shuttle to slide off the racquet and hence make it harder to hit a shot accurately. An alternative view suggests that the optimum tension for power depends on the player: the faster and more accurately a player can swing their racquet, the higher the tension for maximum power. Neither view has been subjected to a rigorous mechanical analysis, nor is there clear evidence in favour of one or the other. The most effective way for a player to find a good string tension is to experiment.
Grip
The choice of grip allows a player to increase the thickness of their racquet handle and choose a comfortable surface to hold. A player may build up the handle with one or several grips before applying the final layer.
Players may choose between a variety of grip materials. The most common choices are PU synthetic grips or towelling grips. Grip choice is a matter of personal preference. Players often find that sweat becomes a problem; in this case, a drying agent may be applied to the grip or hands, sweatbands may be used, the player may choose another grip material or change their grip more frequently.
There are two main types of grip: replacement grips and overgrips. Replacement grips are thicker and are often used to increase the size of the handle. Overgrips are thinner (less than 1 mm), and are often used as the final layer. Many players, however, prefer to use replacement grips as the final layer. Towelling grips are always replacement grips. Replacement grips have an adhesive backing, whereas overgrips have only a small patch of adhesive at the start of the tape and must be applied under tension; overgrips are more convenient for players who change grips frequently, because they may be removed more rapidly without damaging the underlying material.
Shuttlecock
A shuttlecock (often abbreviated to shuttle; also called a birdie) is a high-drag projectile, with an open conical shape: the cone is formed from sixteen overlapping feathers embedded into a rounded cork base. The cork is covered with thin leather or synthetic material. Synthetic shuttles are often used by recreational players to reduce their costs as feathered shuttles break easily. These nylon shuttles may be constructed with either natural cork or synthetic foam base and a plastic skirt.
Badminton rules also provide for testing a shuttlecock for the correct speed:
Shoes
Badminton shoes are lightweight with soles of rubber or similar high-grip, non-marking materials.
Compared to running shoes, badminton shoes have little lateral support. High levels of lateral support are useful for activities where lateral motion is undesirable and unexpected. Badminton, however, requires powerful lateral movements. A highly built-up lateral support will not be able to protect the foot in badminton; instead, it will encourage catastrophic collapse at the point where the shoe's support fails, and the player's ankles are not ready for the sudden loading, which can cause sprains. For this reason, players should choose badminton shoes rather than general trainers or running shoes, because proper badminton shoes will have a very thin sole, lower a person's centre of gravity, and therefore result in fewer injuries. Players should also ensure that they learn safe and proper footwork, with the knee and foot in alignment on all lunges. This is more than just a safety concern: proper footwork is also critical in order to move effectively around the court.
Technique
Strokes
Badminton offers a wide variety of basic strokes, and players require a high level of skill to perform all of them effectively. All strokes can be played either forehand or backhand. A player's forehand side is the same side as their playing hand: for a right-handed player, the forehand side is their right side and the backhand side is their left side. Forehand strokes are hit with the front of the hand leading (like hitting with the palm), whereas backhand strokes are hit with the back of the hand leading (like hitting with the knuckles). Players frequently play certain strokes on the forehand side with a backhand hitting action, and vice versa.
In the forecourt and midcourt, most strokes can be played equally effectively on either the forehand or backhand side; but in the rear court, players will attempt to play as many strokes as possible on their forehands, often preferring to play a round-the-head forehand overhead (a forehand "on the backhand side") rather than attempt a backhand overhead. Playing a backhand overhead has two main disadvantages. First, the player must turn their back to their opponents, restricting their view of them and the court. Second, backhand overheads cannot be hit with as much power as forehands: the hitting action is limited by the shoulder joint, which permits a much greater range of movement for a forehand overhead than for a backhand. The backhand clear is considered by most players and coaches to be the most difficult basic stroke in the game, since the precise technique is needed in order to muster enough power for the shuttlecock to travel the full length of the court. For the same reason, backhand smashes tend to be weak.
Position of the shuttlecock and receiving player
The choice of stroke depends on how near the shuttlecock is to the net, whether it is above net height, and where an opponent is currently positioned: players have much better attacking options if they can reach the shuttlecock well above net height, especially if it is also close to the net. In the forecourt, a high shuttlecock will be met with a net kill, hitting it steeply downwards and attempting to win the rally immediately. This is why it is best to drop the shuttlecock just over the net in this situation. In the midcourt, a high shuttlecock will usually be met with a powerful smash, also hitting downwards and hoping for an outright winner or a weak reply. Athletic jump smashes, where players jump upwards for a steeper smash angle, are a common and spectacular element of elite men's doubles play. In the rearcourt, players strive to hit the shuttlecock while it is still above them, rather than allowing it to drop lower. This overhead hitting allows them to play smashes, clears (hitting the shuttlecock high and to the back of the opponents' court), and drop shots (hitting the shuttlecock softly so that it falls sharply downwards into the opponents' forecourt). If the shuttlecock has dropped lower, then a smash is impossible and a full-length, high clear is difficult.
Vertical position of the shuttlecock
When the shuttlecock is well below net height, players have no choice but to hit upwards. Lifts, where the shuttlecock is hit upwards to the back of the opponents' court, can be played from all parts of the court. If a player does not lift, their only remaining option is to push the shuttlecock softly back to the net: in the forecourt, this is called a net shot; in the midcourt or rear court, it is often called a push or block.
When the shuttlecock is near to net height, players can hit drives, which travel flat and rapidly over the net into the opponents' rear midcourt and rear court. Pushes may also be hit flatter, placing the shuttlecock into the front midcourt. Drives and pushes may be played from the midcourt or forecourt, and are most often used in doubles: they are an attempt to regain the attack, rather than choosing to lift the shuttlecock and defend against smashes. After a successful drive or push, the opponents will often be forced to lift the shuttlecock.
Spin
Balls may be spun to alter their bounce (for example, topspin and backspin in tennis) or trajectory, and players may slice the ball (strike it with an angled racquet face) to produce such spin. The shuttlecock is not allowed to bounce, but slicing the shuttlecock does have applications in badminton. (See Basic strokes for an explanation of technical terms.)
Slicing the shuttlecock from the side may cause it to travel in a different direction from the direction suggested by the player's racquet or body movement. This is used to deceive opponents.
Slicing the shuttlecock from the side may cause it to follow a slightly curved path (as seen from above), and the deceleration imparted by the spin causes sliced strokes to slow down more suddenly towards the end of their flight path. This can be used to create drop shots and smashes that dip more steeply after they pass the net.
When playing a net shot, slicing underneath the shuttlecock may cause it to turn over itself (tumble) several times as it passes the net. This is called a spinning net shot or tumbling net shot. The opponent will be unwilling to address the shuttlecock until it has corrected its orientation.
Due to the way that its feathers overlap, a shuttlecock also has a slight natural spin about its axis of rotational symmetry. The spin is in a counter-clockwise direction as seen from above when dropping a shuttlecock. This natural spin affects certain strokes: a tumbling net shot is more effective if the slicing action is from right to left, rather than from left to right.
Biomechanics
Badminton biomechanics have not been the subject of extensive scientific study, but some studies confirm the minor role of the wrist in power generation and indicate that the major contributions to power come from internal and external rotations of the upper and lower arm. Recent guides to the sport thus emphasize forearm rotation rather than wrist movements.
The feathers impart substantial drag, causing the shuttlecock to decelerate greatly over distance. The shuttlecock is also extremely aerodynamically stable: regardless of initial orientation, it will turn to fly cork-first and remain in the cork-first orientation.
One consequence of the shuttlecock's drag is that it requires considerable power to hit it the full length of the court, which is not the case for most racquet sports. The drag also influences the flight path of a lifted (lobbed) shuttlecock: the parabola of its flight is heavily skewed so that it falls at a steeper angle than it rises. With very high serves, the shuttlecock may even fall vertically.
Other factors
When defending against a smash, players have three basic options: lift, block, or drive. In singles, a block to the net is the most common reply. In doubles, a lift is the safest option but it usually allows the opponents to continue smashing; blocks and drives are counter-attacking strokes but may be intercepted by the smasher's partner. Many players use a backhand hitting action for returning smashes on both the forehand and backhand sides because backhands are more effective than forehands at covering smashes directed to the body. Hard shots directed towards the body are difficult to defend.
The service is restricted by the Laws and presents its own array of stroke choices. Unlike in tennis, the server's racquet must be pointing in a downward direction to deliver the serve so normally the shuttle must be hit upwards to pass over the net. The server can choose a low serve into the forecourt (like a push), or a lift to the back of the service court, or a flat drive serve. Lifted serves may be either high serves, where the shuttlecock is lifted so high that it falls almost vertically at the back of the court, or flick serves, where the shuttlecock is lifted to a lesser height but falls sooner.
Deception
Once players have mastered these basic strokes, they can hit the shuttlecock from and to any part of the court, powerfully and softly as required. Beyond the basics, however, badminton offers rich potential for advanced stroke skills that provide a competitive advantage. Because badminton players have to cover a short distance as quickly as possible, the purpose of many advanced strokes is to deceive the opponent, so that either they are tricked into believing that a different stroke is being played, or they are forced to delay their movement until they actually sees the shuttle's direction. "Deception" in badminton is often used in both of these senses. When a player is genuinely deceived, they will often lose the point immediately because they cannot change their direction quickly enough to reach the shuttlecock. Experienced players will be aware of the trick and cautious not to move too early, but the attempted deception is still useful because it forces the opponent to delay their movement slightly. Against weaker players whose intended strokes are obvious, an experienced player may move before the shuttlecock has been hit, anticipating the stroke to gain an advantage.
Slicing and using a shortened hitting action are the two main technical devices that facilitate deception. Slicing involves hitting the shuttlecock with an angled racquet face, causing it to travel in a different direction than suggested by the body or arm movement. Slicing also causes the shuttlecock to travel more slowly than the arm movement suggests. For example, a good crosscourt sliced drop shot will use a hitting action that suggests a straight clear or a smash, deceiving the opponent about both the power and direction of the shuttlecock. A more sophisticated slicing action involves brushing the strings around the shuttlecock during the hit, in order to make the shuttlecock spin. This can be used to improve the shuttle's trajectory, by making it dip more rapidly as it passes the net; for example, a sliced low serve can travel slightly faster than a normal low serve, yet land on the same spot. Spinning the shuttlecock is also used to create spinning net shots (also called tumbling net shots), in which the shuttlecock turns over itself several times (tumbles) before stabilizing; sometimes the shuttlecock remains inverted instead of tumbling. The main advantage of a spinning net shot is that the opponent will be unwilling to address the shuttlecock until it has stopped tumbling, since hitting the feathers will result in an unpredictable stroke. Spinning net shots are especially important for high-level singles players.
The lightness of modern racquets allows players to use a very short hitting action for many strokes, thereby maintaining the option to hit a powerful or a soft stroke until the last possible moment. For example, a singles player may hold their racquet ready for a net shot, but then flick the shuttlecock to the back instead with a shallow lift when they notice the opponent has moved before the actual shot was played. A shallow lift takes less time to reach the ground and as mentioned above a rally is over when the shuttlecock touches the ground. This makes the opponent's task of covering the whole court much more difficult than if the lift was hit higher and with a bigger, obvious swing. A short hitting action is not only useful for deception: it also allows the player to hit powerful strokes when they have no time for a big arm swing. A big arm swing is also usually not advised in badminton because bigger swings make it more difficult to recover for the next shot in fast exchanges. The use of grip tightening is crucial to these techniques, and is often described as finger power. Elite players develop finger power to the extent that they can hit some power strokes, such as net kills, with less than a racquet swing.
It is also possible to reverse this style of deception, by suggesting a powerful stroke before slowing down the hitting action to play a soft stroke. In general, this latter style of deception is more common in the rear court (for example, drop shots disguised as smashes), whereas the former style is more common in the forecourt and midcourt (for example, lifts disguised as net shots).
Deception is not limited to slicing and short hitting actions. Players may also use double motion, where they make an initial racquet movement in one direction before withdrawing the racquet to hit in another direction. Players will often do this to send opponents in the wrong direction. The racquet movement is typically used to suggest a straight angle but then play the stroke crosscourt, or vice versa. Triple motion is also possible, but this is very rare in actual play. An alternative to double motion is to use a racquet head fake, where the initial motion is continued but the racquet is turned during the hit. This produces a smaller change in direction but does not require as much time.
Strategy
To win in badminton, players need to employ a wide variety of strokes in the right situations. These range from powerful jumping smashes to delicate tumbling net returns. Often rallies finish with a smash, but setting up the smash requires subtler strokes. For example, a net shot can force the opponent to lift the shuttlecock, which gives an opportunity to smash. If the net shot is tight and tumbling, then the opponent's lift will not reach the back of the court, which makes the subsequent smash much harder to return.
Deception is also important. Expert players prepare for many different strokes that look identical and use slicing to deceive their opponents about the speed or direction of the stroke. If an opponent tries to anticipate the stroke, they may move in the wrong direction and may be unable to change their body momentum in time to reach the shuttlecock.
Singles
Since one person needs to cover the entire court, singles tactics are based on forcing the opponent to move as much as possible; this means that singles strokes are normally directed to the corners of the court. Players exploit the length of the court by combining lifts and clears with drop shots and net shots. Smashing tends to be less prominent in singles than in doubles because the smasher has no partner to follow up their effort and is thus vulnerable to a skillfully placed return. Moreover, frequent smashing can be exhausting in singles where the conservation of a player's energy is at a premium. However, players with strong smashes will sometimes use the shot to create openings, and players commonly smash weak returns to try to end rallies.
In singles, players will often start the rally with a forehand high serve or with a flick serve. Low serves are also used frequently, either forehand or backhand. Drive serves are rare.
At high levels of play, singles demand extraordinary fitness. Singles is a game of patient positional manoeuvring, unlike the all-out aggression of doubles.
Doubles
Both pairs will try to gain and maintain the attack, smashing downwards when the opportunity arises. Whenever possible, a pair will adopt an ideal attacking formation with one player hitting down from the rear court, and their partner in the midcourt intercepting all smash returns except the lift. If the rear court attacker plays a drop shot, their partner will move into the forecourt to threaten the net reply. If a pair cannot hit downwards, they will use flat strokes in an attempt to gain the attack. If a pair is forced to lift or clear the shuttlecock, then they must defend: they will adopt a side-by-side position in the rear midcourt, to cover the full width of their court against the opponents' smashes. In doubles, players generally smash to the middle ground between two players in order to take advantage of confusion and clashes.
At high levels of play, the backhand serve has become popular to the extent that forehand serves have become fairly rare at a high level of play. The straight low serve is used most frequently, in an attempt to prevent the opponents gaining the attack immediately. Flick serves are used to prevent the opponent from anticipating the low serve and attacking it decisively.
At high levels of play, doubles rallies are extremely fast. Men's doubles are the most aggressive form of badminton, with a high proportion of powerful jump smashes and very quick reflex exchanges. Because of this, spectator interest is sometimes greater for men's doubles than for singles.
Mixed doubles
In mixed doubles, both pairs typically try to maintain an attacking formation with the woman at the front and the man at the back. This is because the male players are usually substantially stronger, and can, therefore, produce smashes that are more powerful. As a result, mixed doubles require greater tactical awareness and subtler positional play. Clever opponents will try to reverse the ideal position, by forcing the woman towards the back or the man towards the front. In order to protect against this danger, mixed players must be careful and systematic in their shot selection.
At high levels of play, the formations will generally be more flexible: the top women players are capable of playing powerfully from the back-court, and will happily do so if required. When the opportunity arises, however, the pair will switch back to the standard mixed attacking position, with the woman in front and men in the back.
Organization
Governing bodies
The Badminton World Federation (BWF) is the internationally recognized governing body of the sport responsible for the regulation of tournaments and approaching fair play. Five regional confederations are associated with the BWF:
Asia: Badminton Asia Confederation (BAC)
Africa: Badminton Confederation of Africa (BCA)
Americas: Badminton Pan Am (North America and South America belong to the same confederation; BPA)
Europe: Badminton Europe (BE)
Oceania: Badminton Oceania (BO)
Competitions
The BWF organizes several international competitions, including the Thomas Cup, the premier men's international team event first held in 1948–1949, and the Uber Cup, the women's equivalent first held in 1956–1957. The competitions now take place once every two years. More than 50 national teams compete in qualifying tournaments within continental confederations for a place in the finals. The final tournament involves 12 teams, following an increase from eight teams in 2004. It was further increased to 16 teams in 2012.
The Sudirman Cup, a gender-mixed international team event held once every two years, began in 1989. Teams are divided into seven levels based on the performance of each country. To win the tournament, a country must perform well across all five disciplines (men's doubles and singles, women's doubles and singles, and mixed doubles). Like association football (soccer), it features a promotion and relegation system at every level. However, the system was last used in 2009 and teams competing will now be grouped by world rankings.
Badminton was a demonstration event at the 1972 and 1988 Summer Olympics. It became an official Summer Olympic sport at the Barcelona Olympics in 1992 and its gold medals now generally rate as the sport's most coveted prizes for individual players.
In the BWF World Championships, first held in 1977, currently only the highest-ranked 64 players in the world, and a maximum of four from each country can participate in any category. Therefore it's not an "open" format. In both the BWF World and the Olympic competitions restrictions on the number of participants from any one country have caused some controversy, because they result in excluding some world elite level players from the strongest badminton nations. The Thomas, Uber, and Sudirman Cups, the Olympics, and the BWF World (and World Junior Championships), are all categorized as level one tournaments.
At the start of 2007, the BWF introduced a new tournament structure for the highest level tournaments aside from those in level one: the BWF Super Series. This "level two" tournament series is a circuit for the world's elite players, staging twelve open tournaments around the world with 32 players (half the previous limit). The players collect points that determine whether they can play in Super Series Finals held at the year-end. Among the tournaments in this series is the venerable All-England Championships, first held in 1900, which was once considered the unofficial world championships of the sport.
Level three tournaments consist of Grand Prix Gold and Grand Prix event. Top players can collect the world ranking points and enable them to play in the BWF Super Series open tournaments. These include the regional competitions in Asia (Badminton Asia Championships) and Europe (European Badminton Championships), which produce the world's best players as well as the Pan America Badminton Championships.
The level four tournaments, known as International Challenge, International Series, and Future Series, encourage participation by junior players.
Comparison with tennis
Badminton is frequently compared to tennis due to several qualities. The following is a list of manifest differences:
Scoring: In badminton, a match is played best 2 of 3 games, with each game played up to 21 points. In tennis a match is played best of 3 or 5 sets, each set consisting of 6 games and each game ends when one player wins 4 points or wins two consecutive points at deuce points. If both teams are tied at "game point", they must play until one team achieves a two-point advantage. However, at 29all, whoever scores the golden point will win. In tennis, if the score is tied 66 in a set, a tiebreaker will be played, which ends once a player reaches 7 points or when one player has a two-point advantage.
In tennis, the ball may bounce once before the point ends; in badminton, the rally ends once the shuttlecock touches the floor.
In tennis, the serve is dominant to the extent that the server is expected to win most of their service games (at advanced level & onwards); a break of service, where the server loses the game, is of major importance in a match. In badminton, a server has far less an advantage and is unlikely to score an ace (unreturnable serve).
In tennis, the server has two chances to hit a serve into the service box; in badminton, the server is allowed only one attempt.
A tennis court is approximately twice the length and width of a badminton court.
Tennis racquets are about four times as heavy as badminton racquets, versus . Tennis balls are more than eleven times heavier than shuttlecocks, versus .
The fastest recorded tennis stroke is Samuel Groth's serve, whereas the fastest badminton stroke during gameplay was Mads Pieler Kolding's recorded smash at a Badminton Premier League match.
Statistics such as the smash speed, above, prompt badminton enthusiasts to make other comparisons that are more contentious. For example, it is often claimed that badminton is the fastest racquet sport. Although badminton holds the record for the fastest initial speed of a racquet sports projectile, the shuttlecock decelerates substantially faster than other projectiles such as tennis balls. In turn, this qualification must be qualified by consideration of the distance over which the shuttlecock travels: a smashed shuttlecock travels a shorter distance than a tennis ball during a serve.
While fans of badminton and tennis often claim that their sport is the more physically demanding, such comparisons are difficult to make objectively because of the differing demands of the games. No formal study currently exists evaluating the physical condition of the players or demands during gameplay.
Badminton and tennis techniques differ substantially. The lightness of the shuttlecock and of badminton racquets allow badminton players to make use of the wrist and fingers much more than tennis players; in tennis, the wrist is normally held stable, and playing with a mobile wrist may lead to injury. For the same reasons, badminton players can generate power from a short racquet swing: for some strokes such as net kills, an elite player's swing may be less than . For strokes that require more power, a longer swing will typically be used, but the badminton racquet swing will rarely be as long as a typical tennis swing.
See also
Ball badminton
Hanetsuki
List of racquet sports
Crossminton
Notes
References
Sources
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External links
Badminton World Federation
Laws of Badminton
Simplified Rules
Badminton Asia Confederation
Badminton Pan Am
Badminton Oceania
Badminton Europe
Badminton Confederation of Africa
Racket sports
Summer Olympic sports
Sports originating in England
Sports originating in South Asia |
3957 | https://en.wikipedia.org/wiki/Baroque | Baroque | The Baroque (, ; ) or Baroquism is a Western style of architecture, music, dance, painting, sculpture, poetry, and other arts that flourished from the early 17th century until the 1750s. It followed Renaissance art and Mannerism and preceded the Rococo (in the past often referred to as "late Baroque") and Neoclassical styles. It was encouraged by the Catholic Church as a means to counter the simplicity and austerity of Protestant architecture, art, and music, though Lutheran Baroque art developed in parts of Europe as well.
The Baroque style used contrast, movement, exuberant detail, deep color, grandeur, and surprise to achieve a sense of awe. The style began at the start of the 17th century in Rome, then spread rapidly to the rest of Italy, France, Spain, and Portugal, then to Austria, southern Germany, and Poland. By the 1730s, it had evolved into an even more flamboyant style, called rocaille or Rococo, which appeared in France and Central Europe until the mid to late 18th century. In the territories of the Spanish and Portuguese Empires including the Iberian Peninsula it continued, together with new styles, until the first decade of the 19th century.
In the decorative arts, the style employs plentiful and intricate ornamentation. The departure from Renaissance classicism has its own ways in each country. But a general feature is that everywhere the starting point is the ornamental elements introduced by the Renaissance. The classical repertoire is crowded, dense, overlapping, loaded, in order to provoke shock effects. New motifs introduced by Baroque are: the cartouche, trophies and weapons, baskets of fruit or flowers, and others, made in marquetry, stucco, or carved.
Origin of the word
The English word baroque comes directly from the French. Some scholars state that the French word originated from the Portuguese term barroco 'a flawed pearl', pointing to the Latin verruca 'wart', or to a word with the Romance suffix -ǒccu (common in pre-Roman Iberia). Other sources suggest a Medieval Latin term used in logic, , as the most likely source.
In the 16th century, the Medieval Latin word baroco moved beyond scholastic logic and came into use to characterise anything that seemed absurdly complex. The French philosopher Michel de Montaigne (1533–1592) helped to give the term baroco (spelled Barroco by him) the meaning 'bizarre, uselessly complicated'. Other early sources associate baroco with magic, complexity, confusion, and excess.
The word baroque was also associated with irregular pearls before the 18th century. The French baroque and Portuguese barroco were terms often associated with jewelry. An example from 1531 uses the term to describe pearls in an inventory of Charles V of France's treasures. Later, the word appears in a 1694 edition of , which describes baroque as "only used for pearls that are imperfectly round." A 1728 Portuguese dictionary similarly describes barroco as relating to a "coarse and uneven pearl".
An alternative derivation of the word baroque points to the name of the Italian painter Federico Barocci (1528–1612).
In the 18th century, the term began to be used to describe music, and not in a flattering way. In an anonymous satirical review of the première of Jean-Philippe Rameau's Hippolyte et Aricie in October 1733, which was printed in the Mercure de France in May 1734, the critic wrote that the novelty in this opera was "du barocque", complaining that the music lacked coherent melody, was unsparing with dissonances, constantly changed key and meter, and speedily ran through every compositional device.
In 1762, recorded that the term could figuratively describe something "irregular, bizarre or unequal".
Jean-Jacques Rousseau, who was a musician and composer as well as a philosopher, wrote in the Encyclopédie in 1768: "Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians."
In 1788, Quatremère de Quincy defined the term in the Encyclopédie Méthodique as "an architectural style that is highly adorned and tormented".
The French terms style baroque and musique baroque appeared in in 1835. By the mid-19th century, art critics and historians had adopted the term "baroque" as a way to ridicule post-Renaissance art. This was the sense of the word as used in 1855 by the leading art historian Jacob Burckhardt, who wrote that baroque artists "despised and abused detail" because they lacked "respect for tradition".
In 1888, the art historian Heinrich Wölfflin published the first serious academic work on the style, Renaissance und Barock, which described the differences between the painting, sculpture, and architecture of the Renaissance and the Baroque.
Architecture: origins and characteristics
The Baroque style of architecture was a result of doctrines adopted by the Catholic Church at the Council of Trent in 1545–1563, in response to the Protestant Reformation. The first phase of the Counter-Reformation had imposed a severe, academic style on religious architecture, which had appealed to intellectuals but not the mass of churchgoers. The Council of Trent decided instead to appeal to a more popular audience, and declared that the arts should communicate religious themes with direct and emotional involvement. Similarly, Lutheran Baroque art developed as a confessional marker of identity, in response to the Great Iconoclasm of Calvinists.
Baroque churches were designed with a large central space, where the worshippers could be close to the altar, with a dome or cupola high overhead, allowing light to illuminate the church below. The dome was one of the central symbolic features of Baroque architecture illustrating the union between the heavens and the earth. The inside of the cupola was lavishly decorated with paintings of angels and saints, and with stucco statuettes of angels, giving the impression to those below of looking up at heaven. Another feature of Baroque churches are the quadratura; trompe-l'œil paintings on the ceiling in stucco frames, either real or painted, crowded with paintings of saints and angels and connected by architectural details with the balustrades and consoles. Quadratura paintings of Atlantes below the cornices appear to be supporting the ceiling of the church. Unlike the painted ceilings of Michelangelo in the Sistine Chapel, which combined different scenes, each with its own perspective, to be looked at one at a time, the Baroque ceiling paintings were carefully created so the viewer on the floor of the church would see the entire ceiling in correct perspective, as if the figures were real.
The interiors of Baroque churches became more and more ornate in the High Baroque, and focused around the altar, usually placed under the dome. The most celebrated baroque decorative works of the High Baroque are the Chair of Saint Peter (1647–1653) and the Baldachino of St. Peter (1623–1634), both by Gian Lorenzo Bernini, in St. Peter's Basilica in Rome. The Baldequin of St. Peter is an example of the balance of opposites in Baroque art; the gigantic proportions of the piece, with the apparent lightness of the canopy; and the contrast between the solid twisted columns, bronze, gold and marble of the piece with the flowing draperies of the angels on the canopy. The Dresden Frauenkirche serves as a prominent example of Lutheran Baroque art, which was completed in 1743 after being commissioned by the Lutheran city council of Dresden and was "compared by eighteenth-century observers to St Peter's in Rome".
The twisted column in the interior of churches is one of the signature features of the Baroque. It gives both a sense of motion and also a dramatic new way of reflecting light.
The cartouche was another characteristic feature of Baroque decoration. These were large plaques carved of marble or stone, usually oval and with a rounded surface, which carried images or text in gilded letters, and were placed as interior decoration or above the doorways of buildings, delivering messages to those below. They showed a wide variety of invention, and were found in all types of buildings, from cathedrals and palaces to small chapels.
Baroque architects sometimes used forced perspective to create illusions. For the Palazzo Spada in Rome, Borromini used columns of diminishing size, a narrowing floor and a miniature statue in the garden beyond to create the illusion that a passageway was thirty meters long, when it was actually only seven meters long. A statue at the end of the passage appears to be life-size, though it is only sixty centimeters high. Borromini designed the illusion with the assistance of a mathematician.
Italian Baroque
The first building in Rome to have a Baroque facade was the Church of the Gesù in 1584; it was plain by later Baroque standards, but marked a break with the traditional Renaissance facades that preceded it. The interior of this church remained very austere until the high Baroque, when it was lavishly ornamented.
In Rome in 1605, Paul V became the first of series of popes who commissioned basilicas and church buildings designed to inspire emotion and awe through a proliferation of forms, and a richness of colours and dramatic effects. Among the most influential monuments of the Early Baroque were the facade of St. Peter's Basilica (1606–1619), and the new nave and loggia which connected the facade to Michelangelo's dome in the earlier church. The new design created a dramatic contrast between the soaring dome and the disproportionately wide facade, and the contrast on the facade itself between the Doric columns and the great mass of the portico.
In the mid to late 17th century the style reached its peak, later termed the High Baroque. Many monumental works were commissioned by Popes Urban VIII and Alexander VII. The sculptor and architect Gian Lorenzo Bernini designed a new quadruple colonnade around St. Peter's Square (1656 to 1667). The three galleries of columns in a giant ellipse balance the oversize dome and give the Church and square a unity and the feeling of a giant theatre.
Another major innovator of the Italian High Baroque was Francesco Borromini, whose major work was the Church of San Carlo alle Quattro Fontane or Saint Charles of the Four Fountains (1634–1646). The sense of movement is given not by the decoration, but by the walls themselves, which undulate and by concave and convex elements, including an oval tower and balcony inserted into a concave traverse. The interior was equally revolutionary; the main space of the church was oval, beneath an oval dome.
Painted ceilings, crowded with angels and saints and trompe-l'œil architectural effects, were an important feature of the Italian High Baroque. Major works included The Entry of Saint Ignatius into Paradise by Andrea Pozzo (1685–1695) in the Church of Saint Ignatius in Rome, and The triumph of the name of Jesus by Giovanni Battista Gaulli in the Church of the Gesù in Rome (1669–1683), which featured figures spilling out of the picture frame and dramatic oblique lighting and light-dark contrasts.
The style spread quickly from Rome to other regions of Italy: It appeared in Venice in the church of Santa Maria della Salute (1631–1687) by Baldassare Longhena, a highly original octagonal form crowned with an enormous cupola. It appeared also in Turin, notably in the Chapel of the Holy Shroud (1668–1694) by Guarino Guarini. The style also began to be used in palaces; Guarini designed the Palazzo Carignano in Turin, while Longhena designed the Ca' Rezzonico on the Grand Canal, (1657), finished by Giorgio Massari with decorated with paintings by Giovanni Battista Tiepolo. A series of massive earthquakes in Sicily required the rebuilding of most of them and several were built in the exuberant late Baroque or Rococo style.
Spanish Baroque
The Catholic Church in Spain, and particularly the Jesuits, were the driving force of Spanish Baroque architecture. The first major work in this style was the San Isidro Chapel in Madrid, begun in 1643 by Pedro de la Torre. It contrasted an extreme richness of ornament on the exterior with simplicity in the interior, divided into multiple spaces and using effects of light to create a sense of mystery. The Cathedral in Santiago de Compostela was modernized with a series of Baroque additions beginning at the end of the 17th century, starting with a highly ornate bell tower (1680), then flanked by two even taller and more ornate towers, called the Obradorio, added between 1738 and 1750 by Fernando de Casas Novoa. Another landmark of the Spanish Baroque is the chapel tower of the Palace of San Telmo in Seville by Leonardo de Figueroa.
Granada had only been conquered from the Moors in the 15th century, and had its own distinct variety of Baroque. The painter, sculptor and architect Alonso Cano designed the Baroque interior of Granada Cathedral between 1652 and his death in 1657. It features dramatic contrasts of the massive white columns and gold decor.
The most ornamental and lavishly decorated architecture of the Spanish Baroque is called Churrigueresque style, named after the brothers Churriguera, who worked primarily in Salamanca and Madrid. Their works include the buildings on the city's main square, the Plaza Mayor of Salamanca (1729). This highly ornamental Baroque style was influential in many churches and cathedrals built by the Spanish in the Americas.
Other notable Spanish baroque architects of the late Baroque include Pedro de Ribera, a pupil of Churriguera, who designed the Royal Hospice of San Fernando in Madrid, and Narciso Tomé, who designed the celebrated El Transparente altarpiece at Toledo Cathedral (1729–1732) which gives the illusion, in certain light, of floating upwards.
The architects of the Spanish Baroque had an effect far beyond Spain; their work was highly influential in the churches built in the Spanish colonies in Latin America and the Philippines. The Church built by the Jesuits for a college in Tepotzotlán, with its ornate Baroque facade and tower, is a good example.
Central Europe
From 1680 to 1750, many highly ornate cathedrals, abbeys, and pilgrimage churches were built in Central Europe, in Bavaria, Austria, Bohemia and southwestern Poland. Some were in Rococo style, a distinct, more flamboyant and asymmetric style which emerged from the Baroque, then replaced it in Central Europe in the first half of the 18th century, until it was replaced in turn by classicism.
The princes of the multitude of states in that region also chose Baroque or Rococo for their palaces and residences, and often used Italian-trained architects to construct them. Notable architects included Johann Fischer von Erlach, Lukas von Hildebrandt and Dominikus Zimmermann in Bavaria, Balthasar Neumann in Bruhl, and Matthäus Daniel Pöppelmann in Dresden. In Prussia, Frederick II of Prussia was inspired by the Grand Trianon of the Palace of Versailles, and used it as the model for his summer residence, Sanssouci, in Potsdam, designed for him by Georg Wenzeslaus von Knobelsdorff (1745–1747). Another work of Baroque palace architecture is the Zwinger in Dresden, the former orangerie of the palace of the Dukes of Saxony in the 18th century.
One of the best examples of a rococo church is the Basilika Vierzehnheiligen, or Basilica of the Fourteen Holy Helpers, a pilgrimage church located near the town of Bad Staffelstein near Bamberg, in Bavaria, southern Germany. The Basilica was designed by Balthasar Neumann and was constructed between 1743 and 1772, its plan a series of interlocking circles around a central oval with the altar placed in the exact centre of the church. The interior of this church illustrates the summit of Rococo decoration.
Another notable example of the style is the Pilgrimage Church of Wies (). It was designed by the brothers J. B. and Dominikus Zimmermann. It is located in the foothills of the Alps, in the municipality of Steingaden in the Weilheim-Schongau district, Bavaria, Germany. Construction took place between 1745 and 1754, and the interior was decorated with frescoes and with stuccowork in the tradition of the Wessobrunner School. It is now a UNESCO World Heritage Site.
Another notable example is the St. Nicholas Church (Malá Strana) in Prague (1704–1755), built by Christoph Dientzenhofer and his son Kilian Ignaz Dientzenhofer. Decoration covers all of walls of interior of the church. The altar is placed in the nave beneath the central dome, and surrounded by chapels, light comes down from the dome above and from the surrounding chapels. The altar is entirely surrounded by arches, columns, curved balustrades and pilasters of coloured stone, which are richly decorated with statuary, creating a deliberate confusion between the real architecture and the decoration. The architecture is transformed into a theatre of light, colour and movement.
In Poland, the Italian-inspired Polish Baroque lasted from the early 17th to the mid-18th century and emphasised richness of detail and colour. The first Baroque building in present-day Poland and probably one of the most recognizable is the Church of St. Peter and Paul in Kraków, designed by Giovanni Battista Trevano. Sigismund's Column in Warsaw, erected in 1644, was the world's first secular Baroque monument built in the form of a column. The palatial residence style was exemplified by the Wilanów Palace, constructed between 1677 and 1696. The most renowned Baroque architect active in Poland was Dutchman Tylman van Gameren and his notable works include Warsaw's St. Kazimierz Church and Krasiński Palace, St. Anne's in Kraków and Branicki Palace in Bialystok. However, the most celebrated work of Polish Baroque is the Fara Church in Poznań, with details by Pompeo Ferrari. After Thirty Years' War under the agreements of the Peace of Westphalia two unique baroque wattle and daub structures was built: Church of Peace in Jawor, Holy Trinity Church of Peace in Świdnica the largest wooden Baroque temple in Europe.
French Baroque
Baroque in France developed quite differently from the ornate and dramatic local versions of Baroque from Italy, Spain and the rest of Europe. It appears severe, more detached and restrained by comparison, preempting Neoclassicism and the architecture of the Enlightenment. Unlike Italian buildings, French Baroque buildings have no broken pediments or curvilinear façades. Even religious buildings avoided the intense spatial drama one finds in the work of Borromini. The style is closely associated with the works built for Louis XIV (reign 1643–1715), and because of this, it is also known as the Louis XIV style. Louis XIV invited the master of Baroque, Bernini, to submit a design for the new wing of the Louvre, but rejected it in favor of a more classical design by Claude Perrault and Louis Le Vau.
The main architects of the style included François Mansart (1598–1666), Pierre Le Muet (Church of Val-de-Grace, 1645–1665) and Louis Le Vau (Vaux-le-Vicomte, 1657–1661). Mansart was the first architect to introduce Baroque styling, principally the frequent use of an applied order and heavy rustication, into the French architectural vocabulary. The mansard roof was not invented by Mansart, but it has become associated with him, as he used it frequently.
The major royal project of the period was the expansion of Palace of Versailles, begun in 1661 by Le Vau with decoration by the painter Charles Le Brun. The gardens were designed by André Le Nôtre specifically to complement and amplify the architecture. The Galerie des Glaces (Hall of Mirrors), the centerpiece of the château, with paintings by Le Brun, was constructed between 1678 and 1686. Mansart completed the Grand Trianon in 1687. The chapel, designed by de Cotte, was finished in 1710. Following the death of Louis XIV, Louis XV added the more intimate Petit Trianon and the highly ornate theatre. The fountains in the gardens were designed to be seen from the interior, and to add to the dramatic effect. The palace was admired and copied by other monarchs of Europe, particularly Peter the Great of Russia, who visited Versailles early in the reign of Louis XV, and built his own version at Peterhof Palace near Saint Petersburg, between 1705 and 1725.
Portuguese Baroque
Baroque architecture in Portugal lasted about two centuries (the late seventeenth century and eighteenth century).
The reigns of John V and Joseph I had increased imports of gold and diamonds, in a period called Royal Absolutism, which allowed the Portuguese Baroque to flourish.
Baroque architecture in Portugal enjoys a special situation and different timeline from the rest of Europe.
It is conditioned by several political, artistic, and economic factors, that originate several phases, and different kinds of outside influences, resulting in a unique blend, often misunderstood by those looking for Italian art, find instead specific forms and character which give it a uniquely Portuguese variety. Another key factor is the existence of the Jesuitical architecture, also called "plain style" (Estilo Chão or Estilo Plano) which like the name evokes, is plainer and appears somewhat austere.
The buildings are single-room basilicas, deep main chapel, lateral chapels (with small doors for communication), without interior and exterior decoration, simple portal and windows.
It is a practical building, allowing it to be built throughout the empire with minor adjustments, and prepared to be decorated later or when economic resources are available.
In fact, the first Portuguese Baroque does not lack in building because "plain style" is easy to be transformed, by means of decoration (painting, tiling, etc.), turning empty areas into pompous, elaborate baroque scenarios. The same could be applied to the exterior.
Subsequently, it is easy to adapt the building to the taste of the time and place, and add on new features and details. Practical and economical.
With more inhabitants and better economic resources, the north, particularly the areas of Porto and Braga, witnessed an architectural renewal, visible in the large list of churches, convents and palaces built by the aristocracy.
Porto is the city of Baroque in Portugal. Its historical centre is part of UNESCO World Heritage List.
Many of the Baroque works in the historical area of the city and beyond, belong to Nicolau Nasoni an Italian architect living in Portugal, drawing original buildings with scenographic emplacement such as the church and tower of Clérigos, the logia of the Porto Cathedral, the church of Misericórdia, the Palace of São João Novo, the Palace of Freixo, the Episcopal Palace (Portuguese: Paço Episcopal do Porto) along with many others.
Russian Baroque
The debut of Russian Baroque, or Petrine Baroque, followed a long visit of Peter the Great to western Europe in 1697–1698, where he visited the Chateaux of Fontainebleau and Versailles as well as other architectural monuments. He decided, on his return to Russia, to construct similar monuments in St. Petersburg, which became the new capital of Russia in 1712. Early major monuments in the Petrine Baroque include the Peter and Paul Cathedral and Menshikov Palace.
During the reign of Empress Anna and Elizaveta Petrovna, Russian architecture was dominated by the luxurious Baroque style of Italian-born Bartolomeo Rastrelli, which developed into Elizabethan Baroque. Rastrelli's signature buildings include the Winter Palace, the Catherine Palace and the Smolny Cathedral. Other distinctive monuments of the Elizabethan Baroque are the bell tower of the Troitse-Sergiyeva Lavra and the Red Gate.
In Moscow, Naryshkin Baroque became widespread, especially in the architecture of Eastern Orthodox churches in the late 17th century. It was a combination of western European Baroque with traditional Russian folk styles.
Baroque in the Spanish and Portuguese Colonial Americas
Due to the colonization of the Americas by European countries, the Baroque naturally moved to the New World, finding especially favorable ground in the regions dominated by Spain and Portugal, both countries being centralized and irreducibly Catholic monarchies, by extension subject to Rome and adherents of the Baroque Counter-reformist most typical. European artists migrated to America and made school, and along with the widespread penetration of Catholic missionaries, many of whom were skilled artists, created a multiform Baroque often influenced by popular taste. The Criollo and indigenous crafters did much to give this Baroque unique features. The main centres of American Baroque cultivation, that are still standing, are (in this order) Mexico, Peru, Brazil, Ecuador, Cuba, Colombia, Bolivia, Guatemala, Nicaragua, Panama and Puerto Rico.
Of particular note is the so-called "Missionary Baroque", developed in the framework of the Spanish reductions in areas extending from Mexico and southwestern portions of current-day United States to as far south as Argentina and Chile, indigenous settlements organized by Spanish Catholic missionaries in order to convert them to the Christian faith and acculturate them in the Western life, forming a hybrid Baroque influenced by Native culture, where flourished Criollos and many indigenous artisans and musicians, even literate, some of great ability and talent of their own. Missionaries' accounts often repeat that Western art, especially music, had a hypnotic impact on foresters, and the images of saints were viewed as having great powers. Many natives were converted, and a new form of devotion was created, of passionate intensity, laden with mysticism, superstition, and theatricality, which delighted in festive masses, sacred concerts, and mysteries.
The Colonial Baroque architecture in the Spanish America is characterized by a profuse decoration (portal of La Profesa Church, Mexico City; facades covered with Puebla-style azulejos, as in the Church of San Francisco Acatepec in San Andrés Cholula and Convent Church of San Francisco of Puebla), which will be exacerbated in the so-called Churrigueresque style (Facade of the Tabernacle of the Mexico City Cathedral, by Lorenzo Rodríguez; Church of San Francisco Javier, Tepotzotlán; Church of Santa Prisca of Taxco). In Peru, the constructions mostly developed in the cities of Lima, Cusco, Arequipa and Trujillo, since 1650 show original characteristics that are advanced even to the European Baroque, as in the use of cushioned walls and solomonic columns (Church of la Compañía de Jesús, Cusco; Basilica and Convent of San Francisco, Lima). Other countries include: the Metropolitan Cathedral of Sucre in Bolivia; Cathedral Basilica of Esquipulas in Guatemala; Tegucigalpa Cathedral in Honduras; León Cathedral in Nicaragua; the Church of la Compañía de Jesús in Quito, Ecuador; the Church of San Ignacio in Bogotá, Colombia; the Caracas Cathedral in Venezuela; the Cabildo of Buenos Aires in Argentina; the Church of Santo Domingo in Santiago, Chile; and Havana Cathedral in Cuba. It is also worth remembering the quality of the churches of the Spanish Jesuit Missions in Bolivia, Spanish Jesuit missions in Paraguay, the Spanish missions in Mexico and the Spanish Franciscan missions in California.
In Brazil, as in the metropolis, Portugal, the architecture has a certain Italian influence, usually of a Borrominesque type, as can be seen in the Co-Cathedral of Recife (1784) and Church of Nossa Senhora da Glória do Outeiro in Rio de Janeiro (1739). In the region of Minas Gerais, highlighted the work of Aleijadinho, author of a group of churches that stand out for their curved planimetry, facades with concave-convex dynamic effects and a plastic treatment of all architectural elements (Church of São Francisco de Assis in Ouro Preto, 1765–1788).
Baroque in the Spanish and Portuguese Colonial Asia
In the Portuguese colonies of India (Goa, Daman and Diu) an architectural style of Baroque forms mixed with Hindu elements flourished, such as the Goa Cathedral and the Basilica of Bom Jesus of Goa, which houses the tomb of St. Francis Xavier. The set of churches and convents of Goa was declared a World Heritage Site in 1986.
In the Philippines, which was a Spanish colony for over three centuries, a large number of Baroque constructions are preserved. Four of these as well as the Baroque and Neoclassical city of Vigan are both UNESCO World Heritage Sites; and although they lack formal classification, The Walled City of Manila along with the city of Tayabas both contain a significant extent of Baroque-era architecture.
Echoes in Wallachia and Moldavia
As we saw, the Baroque is a Western style, born in Italy. Through the commercial and cultural relationships of Italians with countries of the Balkan Peninsula, including Moldavia and Wallachia, Baroque influences arrive to Eastern Europe. These influences were not very strong, since they usually take place in architecture and stone-sculpted ornaments, and are also mixed intensely with details taken from Byzantine and Islamic art.
Before and after the fall of the Byzantine Empire, all the art of Wallachia and Moldavia was primarily influenced by the one of Constantinople. Until the end of the 16th century, with little modifications, the plans of churches and monasteries, the murals, and the ornaments carved in stone remain the same as before. From a period starting with the reigns of Matei Basarab (1632-1654) and Vasile Lupu (1634-1653), which coincides with the popularization of Italian Baroque, new ornaments are added, and the style of religious furniture changes. This is not random at all. Decorative elements and principles are brought from Italy, through Venice, or through the Dalmatian regions, and they are adopted by architects and craftsmen from the east. The window and door frames, the pisanie with dedication, the tombstones, the columns and railings, and a part of the bronze, silver or wooden furniture, receive a more important role than the one they had before. They existed before too, inspired by the Byzantine tradition, but they have a more realist look, showing delicate floral motifs. The relief that existed before too, becomes more accentuated, having volume and consistency now. Before this period, reliefs from Wallachia and Moldavia, like the ones from the East, had only two levels, at a small distance one from the other, one at the surface and the other in depth. Big flowers, maybe roses, peonies or thistles, thick leaves, of acanthus or another similar plant, are twisting on columns, or surround door and windows. A place where the Baroque had a strong influence are columns and the railings. Capitals are more decorated than before with foliage. Columns have often twisting shafts, a local reinterpretation of the Solomonic column. Maximalist railings are placed between these columns, decorated with rinceaux. Some of the ones from the Mogoșoaia Palace are also decorated with dolphins. Cartouches are also used sometimes, mostly on tombstones, like on the one of Constantin Brâncoveanu. This movement, is known as the Brâncovenesc style, after Constantin Brâncoveanu, a ruler of Wallachia whose reign (1654-1714) is highly associated with this kind of architecture and design. The style is also present during the 18th century, and in a part of the 19th. Many of the churches and residences erected by boyards and voivodes of these periods are Brâncovenesc. Although Baroque influences can be clearly seen, the Brâncovenesc style takes much more inspiration from the local tradition.
As the 18th century passes, with the Phanariot (members of prominent Greek families in Phanar, Istanbul) reigns in Wallachia and Moldavia, Baroque influences come from Istanbul too. They came before too, during the 17th century, but with the Phanariots, more Western Baroque motifs that arrived to the Ottoman Empire have their final destination in present-day Romania. In Moldavia, Baroque elements come from Russia too, where the influence of Italian art was strong.
Painting
Baroque painters worked deliberately to set themselves apart from the painters of the Renaissance and the Mannerism period after it. In their palette, they used intense and warm colours, and particularly made use of the primary colours red, blue and yellow, frequently putting all three in close proximity. They avoided the even lighting of Renaissance painting and used strong contrasts of light and darkness on certain parts of the picture to direct attention to the central actions or figures. In their composition, they avoided the tranquil scenes of Renaissance paintings, and chose the moments of the greatest movement and drama. Unlike the tranquil faces of Renaissance paintings, the faces in Baroque paintings clearly expressed their emotions. They often used asymmetry, with action occurring away from the centre of the picture, and created axes that were neither vertical nor horizontal, but slanting to the left or right, giving a sense of instability and movement. They enhanced this impression of movement by having the costumes of the personages blown by the wind, or moved by their own gestures. The overall impressions were movement, emotion and drama. Another essential element of baroque painting was allegory; every painting told a story and had a message, often encrypted in symbols and allegorical characters, which an educated viewer was expected to know and read.
Early evidence of Italian Baroque ideas in painting occurred in Bologna, where Annibale Carracci, Agostino Carracci and Ludovico Carracci sought to return the visual arts to the ordered Classicism of the Renaissance. Their art, however, also incorporated ideas central the Counter-Reformation; these included intense emotion and religious imagery that appealed more to the heart than to the intellect.
Another influential painter of the Baroque era was Michelangelo Merisi da Caravaggio. His realistic approach to the human figure, painted directly from life and dramatically spotlit against a dark background, shocked his contemporaries and opened a new chapter in the history of painting. Other major painters associated closely with the Baroque style include Artemisia Gentileschi, Elisabetta Sirani, Giovanna Garzoni, Guido Reni, Domenichino, Andrea Pozzo, and Paolo de Matteis in Italy; Francisco de Zurbarán, Bartolomé Esteban Murillo and Diego Velázquez in Spain; Adam Elsheimer in Germany; and Nicolas Poussin and Georges de La Tour in France (though Poussin spent most of his working life in Italy). Poussin and La Tour adopted a "classical" Baroque style with less focus on emotion and greater attention to the line of the figures in the painting than to colour.
Peter Paul Rubens was the most important painter of the Flemish Baroque style. Rubens' highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasised movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens specialized in making altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects.
One important domain of Baroque painting was Quadratura, or paintings in trompe-l'œil, which literally "fooled the eye". These were usually painted on the stucco of ceilings or upper walls and balustrades, and gave the impression to those on the ground looking up were that they were seeing the heavens populated with crowds of angels, saints and other heavenly figures, set against painted skies and imaginary architecture.
In Italy, artists often collaborated with architects on interior decoration; Pietro da Cortona was one of the painters of the 17th century who employed this illusionist way of painting. Among his most important commissions were the frescoes he painted for the Palace of the Barberini family (1633–39), to glorify the reign of Pope Urban VIII. Pietro da Cortona's compositions were the largest decorative frescoes executed in Rome since the work of Michelangelo at the Sistine Chapel.
François Boucher was an important figure in the more delicate French Rococo style, which appeared during the late Baroque period. He designed tapestries, carpets and theatre decoration as well as painting. His work was extremely popular with Madame Pompadour, the Mistress of King Louis XV. His paintings featured mythological romantic, and mildly erotic themes.
Hispanic Americas
In the Hispanic Americas, the first influences were from Sevillan Tenebrism, mainly from Zurbarán —some of whose works are still preserved in Mexico and Peru— as can be seen in the work of the Mexicans José Juárez and Sebastián López de Arteaga, and the Bolivian Melchor Pérez de Holguín. The Cusco School of painting arose after the arrival of the Italian painter Bernardo Bitti in 1583, who introduced Mannerism in the Americas. It highlighted the work of Luis de Riaño, disciple of the Italian Angelino Medoro, author of the murals of the Church of San Pedro of Andahuaylillas. It also highlighted the Indian (Quechua) painters Diego Quispe Tito and Basilio Santa Cruz Pumacallao, as well as Marcos Zapata, author of the fifty large canvases that cover the high arches of the Cathedral of Cusco. In Ecuador, the Quito School was formed, mainly represented by the mestizo Miguel de Santiago and the criollo Nicolás Javier de Goríbar.
In the 18th century sculptural altarpieces began to be replaced by paintings, developing notably the Baroque painting in the Americas. Similarly, the demand for civil works, mainly portraits of the aristocratic classes and the ecclesiastical hierarchy, grew. The main influence was the Murillesque, and in some cases – as in the criollo Cristóbal de Villalpando – that of Valdés Leal. The painting of this era has a more sentimental tone, with sweet and softer shapes. It highlight Gregorio Vásquez de Arce in Colombia, and Juan Rodríguez Juárez and Miguel Cabrera in Mexico.
Sculpture
The dominant figure in baroque sculpture was Gian Lorenzo Bernini. Under the patronage of Pope Urban VIII, he made a remarkable series of monumental statues of saints and figures whose faces and gestures vividly expressed their emotions, as well as portrait busts of exceptional realism, and highly decorative works for the Vatican such as the imposing Chair of St. Peter beneath the dome in St. Peter's Basilica. In addition, he designed fountains with monumental groups of sculpture to decorate the major squares of Rome.
Baroque sculpture was inspired by ancient Roman statuary, particularly by the famous first century CE statue of Laocoön, which was unearthed in 1506 and put on display in the gallery of the Vatican. When he visited Paris in 1665, Bernini addressed the students at the academy of painting and sculpture. He advised the students to work from classical models, rather than from nature. He told the students, "When I had trouble with my first statue, I consulted the Antinous like an oracle." That Antinous statue is known today as the Hermes of the Museo Pio-Clementino.
Notable late French baroque sculptors included Étienne Maurice Falconet and Jean Baptiste Pigalle. Pigalle was commissioned by Frederick the Great to make statues for Frederick's own version of Versailles at Sanssouci in Potsdam, Germany. Falconet also received an important foreign commission, creating the famous statue of Peter the Great on horseback found in St. Petersburg.
In Spain, the sculptor Francisco Salzillo worked exclusively on religious themes, using polychromed wood. Some of the finest baroque sculptural craftsmanship was found in the gilded stucco altars of churches of the Spanish colonies of the New World, made by local craftsmen; examples include the Rosary Chapel of the Church of Santo Domingo in Oaxaca (Mexico), 1724–1731.
Furniture
The main motifs used are: horns of plenty, festoons, baby angels, lion heads holding a metal ring in their mouths, female faces surrounded by garlands, oval cartouches, acanthus leaves, classical columns, caryatids, pediments, and other elements of Classical architecture sculpted on some parts of pieces of furniture, baskets with fruits or flowers, shells, armour and trophies, heads of Apollo or Bacchus, and C-shaped volutes.
During the first period of the reign of Louis XIV, furniture followed the previous style of Louis XIII, and was massive, and profusely decorated with sculpture and gilding. After 1680, thanks in large part to the furniture designer André Charles Boulle, a more original and delicate style appeared, sometimes known as Boulle work. It was based on the inlay of ebony and other rare woods, a technique first used in Florence in the 15th century, which was refined and developed by Boulle and others working for Louis XIV. Furniture was inlaid with plaques of ebony, copper, and exotic woods of different colors.
New and often enduring types of furniture appeared; the commode, with two to four drawers, replaced the old coffre, or chest. The canapé, or sofa, appeared, in the form of a combination of two or three armchairs. New kinds of armchairs appeared, including the fauteuil en confessionale or "Confessional armchair", which had padded cushions ions on either side of the back of the chair. The console table also made its first appearance; it was designed to be placed against a wall. Another new type of furniture was the table à gibier, a marble-topped table for holding dishes. Early varieties of the desk appeared; the Mazarin desk had a central section set back, placed between two columns of drawers, with four feet on each column.
Music
The term Baroque is also used to designate the style of music composed during a period that overlaps with that of Baroque art. The first uses of the term 'baroque' for music were criticisms. In an anonymous, satirical review of the première in October 1733 of Rameau's Hippolyte et Aricie, printed in the Mercure de France in May 1734, the critic implied that the novelty of this opera was "du barocque," complaining that the music lacked coherent melody, was filled with unremitting dissonances, constantly changed key and meter, and speedily ran through every compositional device. Jean-Jacques Rousseau, who was a musician and noted composer as well as philosopher, made a very similar observation in 1768 in the famous Encyclopédie of Denis Diderot: "Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians."
Common use of the term for the music of the period began only in 1919, by Curt Sachs, and it was not until 1940 that it was first used in English in an article published by Manfred Bukofzer.
The baroque was a period of musical experimentation and innovation which explains the amount of ornaments and improvisation performed by the musicians. New forms were invented, including the concerto and sinfonia. Opera was born in Italy at the end of the 16th century (with Jacopo Peri's mostly lost Dafne, produced in Florence in 1598) and soon spread through the rest of Europe: Louis XIV created the first Royal Academy of Music, In 1669, the poet Pierre Perrin opened an academy of opera in Paris, the first opera theatre in France open to the public, and premiered Pomone, the first grand opera in French, with music by Robert Cambert, with five acts, elaborate stage machinery, and a ballet. Heinrich Schütz in Germany, Jean-Baptiste Lully in France, and Henry Purcell in England all helped to establish their national traditions in the 17th century.
Several new instruments, including the piano, were introduced during this period. The invention of the piano is credited to Bartolomeo Cristofori (1655–1731) of Padua, Italy, who was employed by Ferdinando de' Medici, Grand Prince of Tuscany, as the Keeper of the Instruments. Cristofori named the instrument un cimbalo di cipresso di piano e forte ("a keyboard of cypress with soft and loud"), abbreviated over time as pianoforte, fortepiano, and later, simply, piano.
Composers and examples
Giovanni Gabrieli (/1557–1612) Sonata pian' e forte (1597), In Ecclesiis (from Symphoniae sacrae book 2, 1615)
Giovanni Girolamo Kapsperger (c. 1580–1651) Libro primo di villanelle, 20 (1610)
Claudio Monteverdi (1567–1643), L'Orfeo, favola in musica (1610)
Heinrich Schütz (1585–1672), Musikalische Exequien (1629, 1647, 1650)
Francesco Cavalli (1602–1676), L'Egisto (1643), Ercole amante (1662), Scipione affricano (1664)
Johann Jacob Froberger (1616–1667), Complete Music for Harpsichord and Organ, Simone Stella
Jean-Baptiste Lully (1632–1687), Armide (1686)
Marc-Antoine Charpentier (1643–1704), Te Deum (1688–1698)
Heinrich Ignaz Franz Biber (1644–1704), Mystery Sonatas (1681)
John Blow (1649–1708), Venus and Adonis (1680–1687)
Johann Pachelbel (1653–1706), Canon in D (1680)
Arcangelo Corelli (1653–1713), 12 concerti grossi, Op. 6 (1714)
Marin Marais (1656–1728), Sonnerie de Ste-Geneviève du Mont-de-Paris (1723)
Henry Purcell (1659–1695), Dido and Aeneas (1688)
Alessandro Scarlatti (1660–1725), L'honestà negli amori (1680), Il Pompeo (1683), Mitridate Eupatore (1707)
François Couperin (1668–1733), Les barricades mystérieuses (1717)
Tomaso Albinoni (1671–1751), Didone abbandonata (1724)
Antonio Vivaldi (1678–1741), The Four Seasons (1725)
Jan Dismas Zelenka (1679–1745), Il Serpente di Bronzo (1730), Missa Sanctissimae Trinitatis (1736)
Georg Philipp Telemann (1681–1767), Der Tag des Gerichts (1762)
Johann David Heinichen (1683–1729)
Jean-Philippe Rameau (1683–1764), Dardanus (1739)
George Frideric Handel (1685–1759), Water Music (1717), Messiah (1741)
Domenico Scarlatti (1685–1757), Sonatas for harpsichord
Johann Sebastian Bach (1685–1750), Toccata and Fugue in D minor (1703–1707), Brandenburg Concertos (1721), St Matthew Passion (1727)
Nicola Porpora (1686–1768), Semiramide riconosciuta (1729)
Giovanni Battista Pergolesi (1710–1736), Stabat Mater (1736)
Dance
The classical ballet also originated in the Baroque era. The style of court dance was brought to France by Marie de Medici, and in the beginning the members of the court themselves were the dancers. Louis XIV himself performed in public in several ballets. In March 1662, the Académie Royale de Danse, was founded by the King. It was the first professional dance school and company, and set the standards and vocabulary for ballet throughout Europe during the period.
Literary theory
Heinrich Wölfflin was the first to transfer the term Baroque to literature. The key concepts of Baroque literary theory, such as "conceit" (concetto), "wit" (acutezza, ingegno), and "wonder" (meraviglia), were not fully developed in literary theory until the publication of Emanuele Tesauro's Il Cannocchiale aristotelico (The Aristotelian Telescope) in 1654. This seminal treatise - inspired by Giambattista Marino's epic Adone and the work of the Spanish Jesuit philosopher Baltasar Gracián - developed a theory of metaphor as a universal language of images and as a supreme intellectual act, at once an artifice and an epistemologically privileged mode of access to truth.
Theatre
The Baroque period was a golden age for theatre in France and Spain; playwrights included Corneille, Racine and Molière in France; and Lope de Vega and Pedro Calderón de la Barca in Spain.
During the Baroque period, the art and style of the theatre evolved rapidly, alongside the development of opera and of ballet. The design of newer and larger theatres, the invention the use of more elaborate machinery, the wider use of the proscenium arch, which framed the stage and hid the machinery from the audience, encouraged more scenic effects and spectacle.
The Baroque had a Catholic and conservative character in Spain, following an Italian literary model during the Renaissance. The Hispanic Baroque theatre aimed for a public content with an ideal reality that manifested fundamental three sentiments: Catholic religion, monarchist and national pride and honour originating from the chivalric, knightly world.
Two periods are known in the Baroque Spanish theatre, with the division occurring in 1630. The first period is represented chiefly by Lope de Vega, but also by Tirso de Molina, Gaspar Aguilar, Guillén de Castro, Antonio Mira de Amescua, Luis Vélez de Guevara, Juan Ruiz de Alarcón, Diego Jiménez de Enciso, Luis Belmonte Bermúdez, Felipe Godínez, Luis Quiñones de Benavente or Juan Pérez de Montalbán. The second period is represented by Pedro Calderón de la Barca and fellow dramatists Antonio Hurtado de Mendoza, Álvaro Cubillo de Aragón, Jerónimo de Cáncer, Francisco de Rojas Zorrilla, Juan de Matos Fragoso, Antonio Coello y Ochoa, Agustín Moreto, and Francisco Bances Candamo. These classifications are loose because each author had his own way and could occasionally adhere himself to the formula established by Lope. It may even be that Lope's "manner" was more liberal and structured than Calderón's.
Lope de Vega introduced through his Arte nuevo de hacer comedias en este tiempo (1609) the new comedy. He established a new dramatic formula that broke the three Aristotle unities of the Italian school of poetry (action, time, and place) and a fourth unity of Aristotle which is about style, mixing of tragic and comic elements showing different types of verses and stanzas upon what is represented. Although Lope has a great knowledge of the plastic arts, he did not use it during the major part of his career nor in theatre or scenography. The Lope's comedy granted a second role to the visual aspects of the theatrical representation.
Tirso de Molina, Lope de Vega, and Calderón were the most important play writers in Golden Era Spain. Their works, known for their subtle intelligence and profound comprehension of a person's humanity, could be considered a bridge between Lope's primitive comedy and the more elaborate comedy of Calderón. Tirso de Molina is best known for two works, The Convicted Suspicions and The Trickster of Seville, one of the first versions of the Don Juan myth.
Upon his arrival to Madrid, Cosimo Lotti brought to the Spanish court the most advanced theatrical techniques of Europe. His techniques and mechanic knowledge were applied in palace exhibitions called "Fiestas" and in lavish exhibitions of rivers or artificial fountains called "Naumaquias". He was in charge of styling the Gardens of Buen Retiro, of Zarzuela, and of Aranjuez and the construction of the theatrical building of Coliseo del Buen Retiro. Lope's formulas begin with a verse that it unbefitting of the palace theatre foundation and the birth of new concepts that begun the careers of some play writers like Calderón de la Barca. Marking the principal innovations of the New Lopesian Comedy, Calderón's style marked many differences, with a great deal of constructive care and attention to his internal structure. Calderón's work is in formal perfection and a very lyric and symbolic language. Liberty, vitality and openness of Lope gave a step to Calderón's intellectual reflection and formal precision. In his comedy it reflected his ideological and doctrine intentions in above the passion and the action, the work of Autos sacramentales achieved high ranks. The genre of Comedia is political, multi-artistic and in a sense hybrid. The poetic text interweaved with Medias and resources originating from architecture, music and painting freeing the deception that is in the Lopesian comedy was made up from the lack of scenery and engaging the dialogue of action.
The best known German playwright was Andreas Gryphius, who used the Jesuit model of the Dutch Joost van den Vondel and Pierre Corneille. There was also Johannes Velten who combined the traditions of the English comedians and the commedia dell'arte with the classic theatre of Corneille and Molière. His touring company was perhaps the most significant and important of the 17th century.
The foremost Italian baroque tragedian was Federico Della Valle. His literary activity is summed up by the four plays that he wrote for the courtly theater: the tragicomedy Adelonda di Frigia (1595) and especially his three tragedies, Judith (1627), Esther (1627) and La reina di Scotia (1628). Della Valle had many imitators and followers who combined in their works Baroque taste and the didactic aims of the Jesuits (Pallavicino, Graziani, etc.)
Spanish colonial Americas
Following the evolution marked from Spain, at the end of the 16th century, the companies of comedians, essentially transhumant, began to professionalize. With professionalization came regulation and censorship: as in Europe, the theatre oscillated between tolerance and even government protection and rejection (with exceptions) or persecution by the Church. The theatre was useful to the authorities as an instrument to disseminate the desired behavior and models, respect for the social order and the monarchy, school of religious dogma.
The corrales were administered for the benefit of hospitals that shared the benefits of the representations. The itinerant companies (or "of the league"), who carried the theatre in improvised open-air stages by the regions that did not have fixed locals, required a viceregal license to work, whose price or pinción was destined to alms and works pious. For companies that worked stably in the capitals and major cities, one of their main sources of income was participation in the festivities of the Corpus Christi, which provided them with not only economic benefits, but also recognition and social prestige. The representations in the viceregal palace and the mansions of the aristocracy, where they represented both the comedies of their repertoire and special productions with great lighting effects, scenery, and stage, were also an important source of well-paid and prestigious work.
Born in the Viceroyalty of New Spain but later settled in Spain, Juan Ruiz de Alarcón is the most prominent figure in the Baroque theatre of New Spain. Despite his accommodation to Lope de Vega's new comedy, his "marked secularism", his discretion and restraint, and a keen capacity for "psychological penetration" as distinctive features of Alarcón against his Spanish contemporaries have been noted. Noteworthy among his works La verdad sospechosa, a comedy of characters that reflected his constant moralizing purpose. The dramatic production of Sor Juana Inés de la Cruz places her as the second figure of the Spanish-American Baroque theatre. It is worth mentioning among her works the auto sacramental El divino Narciso and the comedy Los empeños de una casa.
Gardens
The Baroque garden, also known as the jardin à la française or French formal garden, first appeared in Rome in the 16th century, and then most famously in France in the 17th century in the gardens of Vaux le Vicomte and the Palace of Versailles. Baroque gardens were built by Kings and princes in Germany, the Netherlands, Austria, Spain, Poland, Italy and Russia until the mid-18th century, when they began to be remade into by the more natural English landscape garden.
The purpose of the baroque garden was to illustrate the power of man over nature, and the glory of its builder, Baroque gardens were laid out in geometric patterns, like the rooms of a house. They were usually best seen from the outside and looking down, either from a chateau or terrace. The elements of a baroque garden included parterres of flower beds or low hedges trimmed into ornate Baroque designs, and straight lanes and alleys of gravel which divided and crisscrossed the garden. Terraces, ramps, staircases and cascades were placed where there were differences of elevation, and provided viewing points. Circular or rectangular ponds or basins of water were the settings for fountains and statues. Bosquets or carefully trimmed groves or lines of identical trees, gave the appearance of walls of greenery and were backdrops for statues. On the edges, the gardens usually had pavilions, orangeries and other structures where visitors could take shelter from the sun or rain.
Baroque gardens required enormous numbers of gardeners, continual trimming, and abundant water. In the later part of the Baroque period, the formal elements began to be replaced with more natural features, including winding paths, groves of varied trees left to grow untrimmed; rustic architecture and picturesque structures, such as Roman temples or Chinese pagodas, as well as "secret gardens" on the edges of the main garden, filled with greenery, where visitors could read or have quiet conversations. By the mid-18th century most of the Baroque gardens were partially or entirely transformed into variations of the English landscape garden.
Besides Versailles and Vaux-le-Vicomte, celebrated baroque gardens still retaining much of their original appearance include the Royal Palace of Caserta near Naples; Nymphenburg Palace and Augustusburg and Falkenlust Palaces, Brühl in Germany; Het Loo Palace, Netherlands; the Belvedere Palace in Vienna; Royal Palace of La Granja de San Ildefonso, Spain; and Peterhof Palace in St. Petersburg, Russia.
Posterity
Transition to rococo
The Rococo is the final stage of the Baroque, and in many ways took the Baroque's fundamental qualities of illusion and drama to their logical extremes. Beginning in France as a reaction against the heavy Baroque grandeur of Louis XIV's court at the Palace of Versailles, the rococo movement became associated particularly with the powerful Madame de Pompadour (1721–1764), the mistress of the new king Louis XV (1710–1774). Because of this, the style was also known as 'Pompadour'. Although it's highly associated with the reign of Louis XV, it didn't appear in this period. Multiple works from the last years of Louis XIV's reign are examples of early Rococo. The name of the movement derives from the French 'rocaille', or pebble, and refers to stones and shells that decorate the interiors of caves, as similar shell forms became a common feature in Rococo design. It began as a design and decorative arts style, and was characterized by elegant flowing shapes. Architecture followed and then painting and sculpture. The French painter with whom the term Rococo is most often associated is Jean-Antoine Watteau, whose pastoral scenes, or fêtes galantes, dominate the early part of the 18th century.
There are multiple similarities between Rococo and Baroque. Both styles insist on monumental forms, and so use continuous spaces, double columns or pilasters, and luxurious materials (including gilded elements). There also noticeable differences. Rococo designed freed themselves from the adherence to symmetry that had dominated architecture and design since the Renaissance. Many small objects, like ink pots or porcelain figures, but also some ornaments, are often asymmetrical. This goes hand in hand with the fact that most ornamentation consisted of interpretation of foliage and sea shells, not as many Classical ornaments inherited from the Renaissance like in Baroque. Another key difference is the fact that since the Baroque is the main cultural manifestation of the spirit of the Counter-Reformation, it is most often associated with ecclesiastical architecture. In contrast, the Rococo is mainly associated with palaces and domestic architecture. In Paris, the popularity of the Rococo coincided with the emergence of the salon as a new type of social gathering, the venues for which were often decorated in this style. Rococo rooms were typically smaller than their Baroque counterparts, reflecting a movement towards domestic intimacy. Colours also match this change, from the earthy tones of Caravaggio's paintings, and the interiors of red marble and gilded mounts of the reign of Louis XIV, to the pastel and relaxed pale blue, Pompadour pink, and white of the Louis XV and Madame de Pompadour's France. Similarly to colours, there was also a transition from serious, dramatic and moralistic subjects in painting and sculpture, to lighthearted and joyful themes.
One last difference between Baroque and Rococo is the interest that 18th century aristocrats had for East Asia. Chinoiserie was a style in fine art, architecture and design, popular during the 18th century, that was heavily inspired by Chinese art, but also by Rococo at the same time. Because traveling to China or other Far Eastern countries was something hard at that time and so remained mysterious to most Westerners, European imagination were fuelled by perceptions of Asia as a place of wealth and luxury, and consequently patrons from emperors to merchants vied with each other in adorning their living quarters with Asian goods and decorating them in Asian styles. Where Asian objects were hard to obtain, European craftsmen and painters stepped up to fill the demand, creating a blend of Rococo forms and Asian figures, motifs and techniques. Aside from European recreations of objects in East Asian style, Chinese lacquerware was reused in multiple ways. European aristicrats fully decorated a handful of rooms of palaces, with Chinese lacquer panels used as wall panels. Due to its aspect, black lacquer was popular for Western men's studies. Those panels used were usually glossy and black, made in the Henan province of China. They were made of multiple layers of lacquer, then incised with motifs in-filled with colour and gold. Chinese, but also Japanese lacquer panels were also used by some 18th century European carpenters for making furniture. In order to be produced, Asian screens were dismantled and used to veneer European-made furniture.
Complete abandonment with Neoclassicism
In 1750, Madame de Pompadour sent her nephew, Abel-François Poisson de Vandières, on a two-year mission to study artistic and archeological developments in Italy. He was accompanied by several artists, including the engraver Nicolas Cochin and the architect Soufflot. They returned to Paris with a passion for classical art. Vandiéres became the Marquis of Marigny, and was named Royal Director of buildings in 1754. He turned official French architecture toward Neoclassicism, a movement that heavily takes its inspiration from and tries to revive the art of Ancient Greece and Rome. Cochin became an important art critic; he denounced the petit style of François Boucher (one of the main Rococo painters), and called for a grand style with a new emphasis on antiquity and nobility in the academies of painting of architecture.
The transition from Rococo to Neoclassicism wasn't very abrupt. Some of the biggest patrons of Rococo art also commissioned early Neoclassical works. Madame de Pompadour, one of the main figures of Rococo, commissioned the Petit Trianon, one of the most important examples of French Neoclassical architecture. Similarly, Louis XV, the king at whose court the Rococo flourished, founded the Panthéon, another iconic Neoclassical monument. Besides this, in France there was the Louis XVI style, which uses shapes and motifs taken from ancient Greek, Etruscan and Roman antiquity, but still has the sweet, delicate and fancy vibe of the Rococo. In the UK, Robert Adam's Greco-Roman inspired interior of the Eating Room in the Osterley Park, near London, despite being Neoclassical, is painted mainly in white and pastel green and pink, reminiscent of Rococo. It must be mentioned that Neoclassicism wasn't about copying. Artists didn't try to become frozen in the past, but to use Antiquity and its ideals in a way that was relevant to contemporary society.
Condemnation and academic rediscovery
The pioneer German art historian and archeologist Johann Joachim Winckelmann also condemned the baroque style, and praised the superior values of classical art and architecture. By the 19th century, Baroque was a target for ridicule and criticism. The neoclassical critic Francesco Milizia wrote: "Borrominini in architecture, Bernini in sculpture, Pietro da Cortona in painting...are a plague on good taste, which infected a large number of artists." In the 19th century, criticism went even further; the British critic John Ruskin declared that baroque sculpture was not only bad, but also morally corrupt.
The Swiss-born art historian Heinrich Wölfflin (1864–1945) started the rehabilitation of the word Baroque in his Renaissance und Barock (1888); Wölfflin identified the Baroque as "movement imported into mass", an art antithetic to Renaissance art. He did not make the distinctions between Mannerism and Baroque that modern writers do, and he ignored the later phase, the academic Baroque that lasted into the 18th century. Baroque art and architecture became fashionable in the interwar period, and has largely remained in critical favor. The term "Baroque" may still be used, often pejoratively, describing works of art, craft, or design that are thought to have excessive ornamentation or complexity of line. At the same time "baroque" has become an accepted terms for various trends in Roman art and Roman architecture in the 2nd and 3rd centuries AD, which display some of the same characteristics as the later Baroque.
Revivals and influence through eclecticism
Highly criticized, the Baroque will later be a source of inspiration for artists, architects and designers during the 19th century through Romanticism, a movement that developed in the 18th century and that reached its peak in the 19th. It was characterized by its emphasis on emotion and individualism, as well as glorification of the past and nature, preferring the medieval to the classical. A mix of literary, religious, and political factors prompted late-18th and 19th century British architects and designers to look back to the Middle Ages for inspiration. Romanticism is the reason the 19th century is best known as the century of revivals. In France, Romanticism was not the key factor that led to the revival of Gothic architecture and design. Vandalism of monuments and buildings associated with the Ancien Régime (Old Regime) happened during the French Revolution. Because of this an archaeologist, Alexandre Lenoir, was appointed curator of the Petits-Augustins depot, where sculptures, statues and tombs removed from churches, abbeys and convents had been transported. He organized the Museum of French Monuments (1795-1816), and was the first to bring back the taste for the art of the Middle Ages, which progressed slowly to flourish a quarter of a century later.
This taste and revival of medieval art led to the revival of other periods, including the Baroque and Rococo. Revivalism started with themes first from the Middle Ages, then, towards the end of the reign of Louis Philippe (1830-1848), from the Renaissance. Baroque and Rococo inspiration was more popular during the reign of Napoleon III (1852-1870), and continued later, after the fall of the Second French Empire.
Compared to how in England architects and designers saw the Gothic as a national style, Rococo was seen as one of the most representative movements for France. The French felt much more connected to the styles of the Ancien Régime and Napoleon's Empire, than to the medieval or Renaissance past, although Gothic architecture appeared in France, not in England.
The revivalism of the 19th century led in time to eclecticism (mix of elements of different styles). Because architects often revived Classical styles, most Eclectic buildings and designs have a distinctive look. Besides pure revivals, the Baroque was also one of the main sources of inspiration for eclecticism. The coupled column and the giant order, two elements widely used in Baroque, are often present in this kind of 19th and early 20th century buildings. Eclecticism was not limited only to architecture. Many designs from the Second Empire style (1848-1870) have elements taken from different styles. Little furniture from the period escaped its three most prevalent historicist influences, which are sometimes kept distinct and sometimes combined: the Renaissance, Louis XV (Rococo), and Louis XVI styles. Revivals and inspiration also came sometimes from Baroque, like in the case of remakes and arabesques that imitate Boulle marquetry, and from other styles, like Gothic, Renaissance, or English Regency.
The Belle Époque was a period that begun around 1871–1880 and that ended with the outbreak of World War I in 1914. It was characterized by optimism, regional peace, economic prosperity, colonial expansion, and technological, scientific, and cultural innovations. Eclecticism reached its peak in this period, with Beaux Arts architecture. The style takes its name from the École des Beaux-Arts in Paris, where it developed and where many of the main exponents of the style studied. Buildings in this style often feature Ionic columns with their volues on the corner (like those found in French Baroque), a rusticated basement level, overall simplicity but with some really detailed parts, arched doors, and an arch above the entrance like the one of the Petit Palais in Paris. The style aimed for a Baroque opulence through lavishly decorated monumental structures that evoked Louis XIV's Versailles. When it comes to the design of the Belle Époque, all furniture from the past was admired, including, perhaps, contrary to expectations, the Second Empire style (the style of the proceeding period), which remained popular until 1900. In the years around 1900, there was a gigantic recapitulation of styles of all countries in all preceding periods. Everything from Chinese to Spanish models, from Boulle to Gothic, found its way into furniture production, but some styles were more appreciated than others. The High Middle Ages and the early Renaissance were especially prized. Exoticism of every stripe and exuberant Rococo designs were also favoured.
Revivals and influence of the Baroque faded away and disappeared with Art Deco, a style created as a collective effort of multiple French designers to make a new modern style around 1910. It was obscure before WW1, but became very popular during the interwar period, being heavily associated with the 1920s and the 1930s. The movement was a blend of multiple characteristics taken from Modernist currents from the 1900s and the 1910s, like the Vienna Secession, Cubism, Fauvism, Primitivism, Suprematism, Constructivism, Futurism, De Stijl, and Expressionism. Besides Modernism, elements taken from styles popular during the Belle Époque, like Rococo Revival, Neoclassicism, or the neo-Louis XVI style, are also present in Art Deco. The proportions, volumes and structure of Beaux Arts architecture before WW1 is present in early Art Deco buildings of the 1910s and 1920s. Elements taken from Baroque are quite rare, architects and designers preferring the Louis XVI style.
At the end of the interwar period, with the rise in popularity of the International Style, characterized by the complete lack of any ornamentation led to the complete abandonment of influence and revivals of the Baroque. Multiple International Style architects and designers, but also Modernist artists criticized Baroque for its extravagance and what they saw as "excess". Ironically this was just at the same time as the critical appreciation of the original Baroque was reviving strongly.
Postmodern appreciation and reinterpretations
Appreciation for the Baroque reappeared with the rise of Postmodernism, a movement that questioned Modernism (the status quo after WW2), and which promoted the inclusion of elements of historic styles in new designs, and appreciation for the pre-Modernist past.
See also
List of Baroque architecture
Baroque in Brazil
Czech Baroque architecture
Dutch Baroque architecture
Earthquake Baroque
English Baroque
French Baroque architecture
Italian Baroque
Sicilian Baroque
New Spanish Baroque
Mexican Baroque
Neoclassicism (music)
Andean Baroque
Baroque in Poland
Baroque architecture in Portugal
Naryshkin Baroque
Siberian Baroque
Spanish Baroque literature
Ukrainian Baroque
Pasquale Bellonio
Notes
Sources
Causa, Raffaello, L'Art au XVIII siècle du rococo à Goya (1963), (in French) Hachcette, Paris
Gardner, Helen, Fred S. Kleiner, and Christin J. Mamiya. 2005. Gardner's Art Through the Ages, 12th edition. Belmont, CA: Thomson/Wadsworth. (hardcover)
Prater, Andreas, and Bauer, Hermann, La Peinture du baroque (1997), (in French), Taschen, Paris
Tazartes, Maurizia, Fontaines de Rome, (2004), (in French) Citadelles, Paris
Further reading
Andersen, Liselotte. 1969. Baroque and Rococo Art, New York: H. N. Abrams.
Bailey, Gauvin Alexander. 2012. Baroque & Rococo, London: Phaidon Press.
Bazin, Germain, 1964. Baroque and Rococo. Praeger World of Art Series. New York: Praeger. (Originally published in French, as Classique, baroque et rococo. Paris: Larousse. English edition reprinted as Baroque and Rococo Art, New York: Praeger, 1974)
Buci-Glucksmann, Christine. 1994. Baroque Reason: The Aesthetics of Modernity. Sage.
Bailey, Gauvin; Lanthier, Lillian, "Baroque" (2003), Grove Art Online, Oxford Art Online, Oxford University Press, Web. Retrieved 30 March 2021.
Hills, Helen (ed.). 2011. Rethinking the Baroque. Farnham, Surrey; Burlington, VT: Ashgate. .
Hofer, Philip. 1951.Baroque Book Illustration: A Short Survey.Harvard University Press, Cambridge.
Hortolà, Policarp, 2013, The Aesthetics of Haemotaphonomy: Stylistic Parallels between a Science and Literature and the Visual Arts. Sant Vicent del Raspeig: ECU. .
Kitson, Michael. 1966. The Age of Baroque. Landmarks of the World's Art. London: Hamlyn; New York: McGraw-Hill.
Lambert, Gregg, 2004. Return of the Baroque in Modern Culture. Continuum. .
Martin, John Rupert. 1977. Baroque. Icon Editions. New York: Harper and Rowe. (cloth); (pbk.)
Vuillemin, Jean-Claude, 2013. Episteme baroque: le mot et la chose. Hermann. .
Wakefield, Steve. 2004. Carpentier's Baroque Fiction: Returning Medusa's Gaze. Colección Támesis. Serie A, Monografías 208. Rochester, NY: Tamesis. .
Massimo Colella, Separatezza e conversazione. Sondaggi intertestuali attorno a Ciro di Pers, in «Xenia. Trimestrale di Letteratura e Cultura» (Genova), IV, 1, 2019, pp. 11-37.
Massimo Colella, Il Barocco sabaudo tra mecenatismo e retorica. Maria Giovanna Battista di Savoia Nemours e l’Accademia Reale Letteraria di Torino, con Prefazione di Maria Luisa Doglio, Fondazione 1563 per l’Arte e la Cultura della Compagnia di San Paolo, Torino (“Alti Studi sull’Età e la Cultura del Barocco”, IV-1), 2019.
Massimo Colella, Seicento satirico: "Il Viaggio" di Antonio Abati (con edizione critica in appendice), in «La parola del testo», XXVI, 1-2, 2022, pp. 77-100.
External links
The baroque and rococo culture
Webmuseum Paris
barocke in Val di Noto – Sizilien (archived 2 September 2018)
Baroque in the "History of Art"
The Baroque style and Luis XIV influence (archived 24 June 2007)
Melvyn Bragg's BBC Radio 4 program In Our Time: The Baroque
17th century in art
17th century in the arts
18th century in art
18th century in the arts
Art movements
Art movements in Europe
Catholic art
Decorative arts
Early modern period
Catholic art by period |
3960 | https://en.wikipedia.org/wiki/Bank%20of%20Italy | Bank of Italy | The Bank of Italy (Italian: Banca d'Italia, informally referred to as Bankitalia) () is the central bank of Italy and part of the European System of Central Banks. It is located in Palazzo Koch, via Nazionale, Rome. The bank's current governor is Ignazio Visco, who took the office on 1 November 2011.
Until January 1999 when Italy adopted the euro, the bank was responsible for national currency, the Italian lira. From then until euro notes and coins were issued from 1 January 2002, lira coins and notes continued as denominations of the euro.
Functions
After the charge of monetary and exchange rate policies was shifted in 1998 to the European Central Bank, within the European institutional framework, the bank implements the decisions, issues euro banknotes and withdraws and destroys worn pieces.
The main function has thus become banking and financial supervision. The objective is to ensure the stability and efficiency of the system and compliance with rules and regulations; the bank pursues it through secondary legislation, controls and cooperation with governmental authorities.
Following a reform in 2005, which was prompted by takeover scandals, the bank has lost exclusive antitrust authority in the credit sector, which is now shared with the Italian Competition Authority ().
Other functions include market supervision, oversight of the payment system and provision of settlement services, State treasury service, Central Credit Register, economic analysis and institutional consultancy.
As of 2021, the Bank of Italy owned 2,451.8 tonnes of gold, the third-largest gold reserve in the world.
History
The institution was established in 1893 from the combination of three major banks in Italy (after the Banca Romana scandal). The new central bank first issued banknotes during 1926. Until 1928, it was directed by a general manager, after this time instead by a governor elected by an internal commission of managers, with a decree from the President of the Italian Republic, for a term of seven years.
In 1863 the crisis of the world money market created panic and the rush to the counters to collect the metallic currency in exchange for the banknotes. The Italian government responded in 1866 by introducing the fiat and legal tender of paper money. The government was accused in this way of favouring the issuing banks, and a long debate called the "banking question" arose about the advisability of having one or more issuers.
The Minghetti-Finali law of 1873 established the mandatory consortium of issuing institutions among the six existing issuing institutions, the , , , , Banco di Napoli, and Banco di Sicilia; but the measure proved insufficient.
Following the Banca Romana scandal, the reorganization of the issuing institutions became necessary.
Establishment
Law no. 449 of 10 August 1893 of the Giolitti I government established the Bank of Italy through the merger of four banks: the National Bank in the Kingdom of Italy (formerly Banca Nazionale in the Sardinian States), the Banca Nazionale Toscana, the Banca Toscana di Credito for the Industries and Commerce of Italy and with the liquidation management of Banca Romana. With a complex series of mergers between these banks, the current Bank of Italy was formed. Some families of bankers, historical partners: Bombrini, Bastogi, Balduino, were the supporters of the operation. The institute enjoyed (together with the Banks of Naples and Sicily) the issuing privilege, it also acted as a "bank of banks" through the rediscount of bills, but did not have supervisory powers over other banks. The bank remains a private limited company and was headed by a director.
From 1900 to 1928 Bonaldo Stringher was the director, who gave the Bank the role of manager of Italian monetary policy and lender of last resort, bringing it closer to a modern central bank. In particular, he understood that a central bank cannot aim at maximizing profit (which is achieved by printing as much paper money) but must instead aim at price stability.
In 1907, the Bank of Italy coordinated the rescue of the Italian Banking Company, a major lender of FIAT, an operation that ended with the absorption of the bank in crisis into the Italian Discount Bank. In 1911 the central bank organized a consortium to rescue the steel companies (Acciaierie di Terni, Ilva and others) of which the Bank of Italy was directly creditor, financing the operation also through the issue of banknotes.
In 1912 the credit institute for cooperation, with social purposes, was established, led by the Bank of Italy and also participated by public bodies, savings banks, Monte dei Paschi di Siena, the Cassa di Previdenza, and the Credit Institution for the Cooperatives of Milan. The institute in 1929 was transformed by its director Arturo Osio into the Banca Nazionale del Lavoro.
In 1913 the Subsidy Consortium was established, led by the Bank of Italy and also participated by the Banks of Naples and Sicily, some savings banks, Monte dei Paschi di Siena and by the San Paolo Bank of Turin. In 1922 the Consortium saved Ansaldo and took control of it, and in 1923 it did the same with Banco di Roma.
In the same 1913 Francesco Saverio Nitti drew up a bill that entrusted the Bank of Italy with the supervision of other banks, but the private banks managed to avoid its approval.
In 1914 the Bank of Italy assisted the Banco di Roma, which had to devalue its capital due to losses reported in the activities in the eastern Mediterranean.
After the First World War, in 1921, it was always the Bank of Italy that led the consortium that managed the liquidation of the Italian Discount Bank and saved the Banco di Roma once again from crisis.
United States and Europe in the 20th century
In the United States, the gradual incorporation of local credit institutions, oriented towards balancing costs and small businesses, began in favour of the large national investment banks, which had diametrically opposed budget structures and objectives.
Even with a formal corporate separation (but not patrimonial and group) which was not enough to block the rise of the political and economic interests of the large financial-industrial trusts. In fact, by simply scrolling through the names of the latest buyers, this plan continued uninterruptedly even after the war up to the 2000s.
Similarly, antitrust and European Union law in the post-war period never endowed themselves with strong legislative instruments capable of preventing undemocratic drifts inclined to the interests of the military–industrial complex, declaring, on the contrary, the legitimate existence of situations of "dominant position" in all sectors of the economy, where only the abuse could constitute a violation of the law punished with pecuniary sanctions, but without any power to intervene in the management, organization or financial engineering of large groups.
The Banking Law of 1926
Even with these strong regulatory and intervention powers, the fascist state allowed the crisis of the banks that were headed by the National Credit, the Popular Party bank, to worsen.
In this way, fascism, which equally aimed at the political control of monetary issuance, intended to strike one of the electoral strengths and of the business system that orbited around the industrial policy of the Catholic world, supported by credit institutions.
With R.D.L. 812 of 6 May 1926, the Bank of Italy obtained the exclusive right to issue the currency (the royal decree of 28 April 1910, no. 204 was thus repealed, which had confirmed the prerogative also to the Bank of Naples and the Bank of Sicily).
The subsequent R.D.L. November 6, 1926 n. 1830 entrusted the Bank of Italy with the task of supervising savings banks. In 1928 the Bank was reorganized. The general manager was joined by a governor with greater powers.
Meanwhile, in 1926 the Subsidy Consortium had been transformed into a Liquidation Institute, still under the control of the central bank. In 1933 it was absorbed by the new Institute for Industrial Reconstruction, autonomous from the Bank of Italy.
While all the banks were in very bad conditions, the Banca Nazionale del Lavoro of the self-styled socialist Arturo Osio, in 1929 confiscated eleven Catholic banks, and in 1932 the Banca Agricola Italiana which had financed SNIA Viscosa di Gualino.
Banks and the economy of the 1930s
Italy in the 1930s had an agricultural economy, a small number of industrial families who relied on the subcontracting of local suppliers, formed by a myriad of small family-run businesses, not international and whose survival depended on large groups of industrialists, in turn, linked to commercial banks.
The savings from agriculture flowed into the rural coffers, the popular banks and the cooperative credit which financed the life of the provincial crafts, small businesses and construction. The job of the banks was to match the customers' short-term investment horizon with the long-term investments of large groups (Rediscount). National banks turned to local banks that had large deposits of deposits for smaller, low-risk loans.
The Cassa Depositi e Prestiti channelled postal savings in favour of local authorities, public institutions and infrastructures, which were a way of absorbing mass unemployment, through a vast program of public works.
The ideological basis of the law was that savings are a matter of national interest and must be protected by the State, a principle also enshrined in the Republican Constitution and concretized in the first place in the law establishing the interbank guarantee fund and in the policy of public bailouts. With other decrees of the same year, the supervisory task was extended to all Italian banks and the monopoly of issuing the currency was confirmed. The bank no longer had the right to give credit to individuals but only to other banks as a lender of last resort. public bailout policy. Finally, it had the power to require other banks to deposit a portion of the available funds with the same central bank; by varying the share, the Bank of Italy could operate credit tightening or enlargements.
The law established certain minimum capital and management requirements necessary to guarantee risk management, stability and operational continuity: minimum capital, minimum ratio between loans and deposits, credit limits, provisions for compulsory reserve.
IRI and the war
After the "defenestration" of Bonaldo Stringher, Alberto Beneduce took over and was forced to retire in 1936 after a "heart attack" during a meeting at the Bank for International Settlements in Basel. They conceived the duty of the banks towards the public interest of the country, as the subject who had to collect savings to lend them to entrepreneurs, as a tool for development and growth. The process was to be led by a "circulation bank", which would increase the speed of circulation of money in the real economy.
The Central Bank supported the fascist monetary policy of defending the stability of the Italian lira (known as the "Quota 90"), through the reduction of discounts and advances, and financing the enormous expenses of wars in the 1930s and 1940s through the unlimited issuing of money (and the "inflation tax", not progressive with income), as Hjalmar Schacht did in Germany under Hitler.
Operationally, the government issued and sold debt securities to finance military spending, and the military industry reinvested its government profits in the purchase of such bonds as a de facto advance of future orders, fueling a closed financial circuit. In simple terms, this was something like the ECB issuing money and lending it to private banks who keep it in their current accounts with the ECB.
This mechanism was called "capital circuit." The printing of tickets and the scarcity of consumer goods created an overabundance of money that poured into bank deposits, allowing a new expansion of credit, which was directed in favour of the economic sectors themselves. given that the state paid the banks a higher interest on the BOTs than the savers. The absorption of savings into investments in fixed capital had already taken place in the First World War and industries were working with existing production capacities. Without consumption and investments, public spending by the state remained.
The war could start with a modest tax levy and inflation within the normal limits in the first months, before the black market and ration cards.
The situation followed the conflict of interest between the state entrepreneur and the state bank, albeit in the name of a higher ideological purpose.
In 1938, the government decreed the power to directly appoint presidents and vice-presidents of the board of directors of banks.
Beneduce planned to have a public bank take over the long-term credit of large companies, financed with bonds of equal duration for public works, energy, and industry. After them, the Central Bank maintained a low-profile monetary policy, consistent with the directives of fascism.
IRI operated differently, in agreement with the Italian banks and industries that supported fascism. The banks renounced exercising an option by "converting" the debts into shares (or a law in this regard), preferring not to enter directly into the ownership of the industrial groups.
The groups transferred the bank debts to IRI, which became the new owner in exchange for shares (at the book value, not always the same as the market value), until they held control of the property and therefore of management.
The debt of the IRI rose to nine and a half billion lire at the time, two-thirds of which were paid within the war, because they were drastically diluted by inflation which has the effect of lowering the real weight of debts until the accounting entries are cancelled. of issuance, but also to halve the purchasing power of small savers. The remaining debt was paid by 1953. The IRI in turn had debts towards the Bank of Italy for five billion lire: the State issued bonds for IRI for one and a half billion, "sterilizing" the debt that should have been repaid with "annuity" interest. accrued until 1971. The change of constitutional order and currency (exchange rate for conversion), and inflation meant that IRI (and industries) paid the Bank of Italy less than a third of the sum.
After the armistice of 8 September, the German authorities demanded the delivery of the gold reserve. 173 tons of gold were first transferred to the Milan office, and then to Fortezza. Traces of it were subsequently lost.
In the 1960s, the public debt increased and so did inflation. Governor Guido Carli made a policy of credit crunch to stop inflation, particularly in 1964. In general, the Bank of Italy played an important political role under this governorship. Other credit crunches were implemented between 1969 and 1970 due to the flight of capital abroad and in 1974 as a result of the oil crisis.
In March 1979 the governor of the Bank of Italy Paolo Baffi and the deputy director in charge of supervision Mario Sarcinelli were accused by the Rome public prosecutor of private interest in official acts and personal aiding and abetting. Sarcinelli was arrested, and released from prison only after being suspended from duties relating to surveillance, while Baffi avoided prison due to his age. In 1981 the two will be completely acquitted. Subsequently, the suspicion will emerge that the indictment was wanted by P2 to prevent the Bank of Italy from supervising Roberto Cavali Banco Ambrosiano.
The postwar period
The post-war inflation, also due to the Am-lire, was fought with the credit crunch desired by the governor Luigi Einaudi, which was obtained through the compulsory reserve on deposits. In particular, the instrument of compulsory reserves of banks at the central bank was used, introduced in 1926 but never really applied. In 1948 the governor was given the task of regulating the money supply and deciding the discount rate.
The universal banks were the ones that had gained the most from war and inflation (under the Authorization Regime of the Interministerial Credit Committee), with the greatest growth in deposits.
Along with the recovery, speculative stocks and capital flight abroad appeared. Credit limits were no longer tied to equity, as equity figures were completely distorted by inflation.
The squeeze on lending, the liquidity crisis and the Eenaudian deflation pushed operators to finance themselves by placing stocks on the market and returning capital, thus blocking the rise in prices; and by resorting to self-financing (even without distributing profits), aided by the fact that inflation had made it possible to quickly amortize fixed assets whose book value was now nominal.
During the years of the Reconstruction, governor Donato Menichella governed the issue in a gradual and balanced way: he did not implement expansionary manoeuvres to encourage growth but was careful to avoid the creation of credit crunches. In this, he was helped by the low public debt. Its monetary policy program was stability for development.
A part of the available bank savings was channelled annually to the Treasury to cover the budget deficit (in the current year), while during his tenure the public debt of the state never rose above 1% of GDP, until 1964.
In July 1981, a "divorce" between the State (Ministry of the Treasury) and its central bank was initiated by the decision of the then Treasury Minister Beniamino Andreatta. From that moment on, the institute was no longer required to purchase the bonds that the government was unable to place on the market, thus ceasing the monetization of the Italian public debt that it had carried out since the Second World War up to that moment. This decision was opposed by the Minister of Finance Rino Formica, who would have liked the Bank of Italy to be required to repay at least a portion of these securities, and from the summer of 1982 a series of intra-government verbal clashes between the two ministers known as the wives' quarrel, which was followed by the fall of the second Spadolini government a few months later.
The divorce between the Ministry of the Treasury and the Bank of Italy is still considered by economic doctrine as a factor of great stabilization of inflation (which went from over 20% in 1980 to less than 5% in the following years) and a central prerequisite for guarantee the full independence of the technical monetary policy body (central bank) from the choices related to fiscal policy (under the responsibility of the government), but also a factor of considerable incidence of growth of the Italian public debt.
The law of 7 February 1992 n. 82, proposed by the then Minister of the Treasury Guido Carli, clarifies that the decision on the discount rate is the exclusive competence of the governor and must no longer be agreed in concert with the Minister of the Treasury (the previous decree of the President of the Republic is modified in relation to the new law with the Presidential Decree of 18 July).
The euro and the 2006 reform
The Legislative Decree 10 March 1998 n. 43 removes the Bank of Italy from management by the Italian government, sanctioning its belonging to the European system of central banks. From this date, therefore, the quantity of currency in circulation is decided autonomously by the Central Bank. With the introduction of the Euro on 1 January 1999, the Bank thus loses the function of presiding over national monetary policy. This function has since been exercised collectively by the Governing Council of the European Central Bank, which also includes the Governor of the Bank of Italy.
On 13 June 1999 the Senate of the Republic, during the XIII Legislature, discussed bill no. 4083 "Rules on the ownership of the Bank of Italy and on the criteria for appointing the Board of Governors of the Bank of Italy". This bill would like the state to acquire all the shares of the institute, but it is never approved.
On January 4, 2004, the weekly "Famiglia Cristiana" reports, for the first time in history, the list of participants in the capital of the Bank of Italy with the relative shares. The source is a Mediobanca Research & Studies dossier, directed by the researcher Fulvio Coltorti, who, by investigating backwards on the balance sheets of banks, insurance companies and institutions, and gradually noting the shares that indicated a shareholding in the capital of the Bank of Italia managed to reconstruct a large part of the list of participants of the highest Italian financial institution.
On September 20, 2005, the list of shareholders was officially made available by the Bank of Italy; until now it was considered confidential. On December 19, 2005, after intense press campaigns and criticism of his actions in the context of the Bancopoli scandal, Governor Antonio Fazio resigned. A few days later, Mario Draghi, who took office on January 16, 2006, was appointed in his place.
The law of 28 December 2005, n. 262, as part of various measures to protect savings, introduces for the first time a term to the mandate of the governor and the members of the directorate. It also dealt with (article 19, paragraph 10) the issue of ownership of the capital of the Bank of Italy, providing for the redefinition of the Bank's shareholding structure by means of a government regulation to be issued within three years of the law's entry into force. This regulation should have governed the methods of transferring shares held by "subjects other than the State or other public bodies". The delegation made by law 262/2005, therefore, expired without the regulation being issued, but the right to ownership of the shares of the current participants is in any case safeguarded by a provision of the Bank's Statute. On the basis of law 262/2005, Mario Draghi becomes the first governor to have a term of six years, renewable once for a further six years.
Organization
Governing bodies
The bank's governing bodies are the General Meeting of Shareholders, the board of directors, the governor, the director general and three deputy directors-general; the last five constitute the directorate.
The general meeting takes place yearly and with the purpose of approving accounts and appointing the auditors. The board of directors has administrative powers and is chaired by the governor (or by the director-general in his absence). Following a reform in 2005, the governor lost exclusive responsibility regarding decisions of external relevance (i.e. banking and financial supervision), which has been transferred to the directorate (by majority vote). The director-general is responsible for the day-to-day administration of the bank and acts as governor when absent.
The board of auditors assesses the bank's administration and compliance with the law, regulations and statute.
Appointment
The directorate's term of office lasts six years and is renewable once. The appointment of the governor is the responsibility of the government, head of the board of directors, with the approval of the president (formally a decree of the president). The board of directors is elected by the shareholders according to the bank statute.
On 25 October 2011, Silvio Berlusconi nominated Ignazio Visco to be the bank's new governor to replace Mario Draghi when he left to become president of the European Central Bank in November.
Shareholders
Banca d'Italia had 300,000 shares with a nominal value of €25,000. Originally scattered around the banks of Italy, the shares now accumulated due to the merger of the banks in the 1990s. The status of the bank states that a minimum of 54% of profits would go to the Italian government, and only a maximum of 6% of profits would be distributed as dividends according to share ratios.
See also
Banking in Italy
Commissione Nazionale per le Società e la Borsa
Economy of Italy
Istituto Poligrafico e Zecca dello Stato
Italian lira
Euro
Governor of the Bank of Italy
References
External links
Banks of Italy
Italia
Italy
Banks established in 1893
Italian companies established in 1893
Banknote printing companies |
3968 | https://en.wikipedia.org/wiki/Bodhisattva | Bodhisattva | In Buddhism, a bodhisattva ( ; () or bodhisatva is a person who is on the path towards bodhi ('awakening') or Buddhahood.
In the Early Buddhist schools, as well as modern Theravāda Buddhism, bodhisattva (Pāli: bodhisatta) refers to someone who has made a resolution to become a Buddha and has also received a confirmation or prediction from a living Buddha that this will be so.
In Mahāyāna Buddhism, a bodhisattva refers to anyone who has generated bodhicitta, a spontaneous wish and compassionate mind to attain Buddhahood for the benefit of all sentient beings. Mahayana bodhisattvas are spiritually heroic persons that work to attain awakening and are driven by a great compassion (mahākaruṇā). These beings are exemplified by important spiritual qualities such as the "four divine abodes" (brahmavihāras) of loving-kindness (maitrī), compassion (karuṇā), empathetic joy (muditā) and equanimity (upekṣā), as well as the various bodhisattva "perfections" (pāramitās) which include prajñāpāramitā ("transcendent knowledge" or "perfection of wisdom") and skillful means (upāya).
In Theravāda Buddhism, the bodhisattva is mainly seen as an exceptional and rare individual. Only a few select individuals are ultimately able to become bodhisattvas, such as Maitreya. Mahāyāna Buddhism generally understands the bodhisattva path as being open to everyone, and Mahāyāna Buddhists encourage all individuals to become bodhisattvas. Spiritually advanced bodhisattvas such as Avalokiteshvara, Maitreya, and Manjushri are also widely venerated across the Mahāyāna Buddhist world and are believed to possess great magical power which they employ to help all living beings.
In Early Buddhism
In pre-sectarian Buddhism, the term bodhisatta is used in the early texts to refer to Gautama Buddha in his previous lives and as a young man in his last life, when he was working towards liberation. In the early Buddhist discourses, the Buddha regularly uses the phrase "when I was an unawakened Bodhisatta" to describe his experiences before his attainment of awakening. The early texts which discuss the period before the Buddha's awakening mainly focus on his spiritual development. According to Bhikkhu Analayo, most of these passages focus on three main themes: "the bodhisattva's overcoming of unwholesome states of mind, his development of mental tranquillity, and the growth of his insight."
Other early sources like the Acchariyabbhutadhamma-sutta (MN 123, and its Chinese parallel in Madhyama-āgama 32) discuss the marvelous qualities of the bodhisattva Gautama in his previous life in Tuṣita heaven. The Pali text focuses on how the bodhisattva was endowed with mindfulness and clear comprehension while living in Tuṣita, while the Chinese source states that his lifespan, appearance, and glory was greater than all the devas (gods). These sources also discuss various miracles which accompanied the bodhisattva's conception and birth, most famously, his taking seven steps and proclaiming that this was his last life. The Chinese source (titled Discourse on Marvellous Qualities) also states that while living as a monk under the Buddha Kāśyapa he "made his initial vow to [realize] Buddhahood [while] practicing the holy life."
Another early source that discusses the qualities of bodhisattvas is the Mahāpadāna sutta. This text discusses bodhisattva qualities in the context of six previous Buddhas who lived long ago, such as Buddha Vipaśyī. Yet another important element of the bodhisattva doctrine, the idea of a prediction of someone's future Buddhahood, is found in another Chinese early Buddhist text, the Discourse on an Explanation about the Past (MĀ 66). In this discourse, a monk named Maitreya aspires to become a Buddha in the future and the Buddha then predicts that Maitreya will become a Buddha in the future. Other discourses found in the Ekottarika-āgama present the "bodhisattva Maitreya" as an example figure (EĀ 20.6 and EĀ 42.6) and one sutra in this collection also discuss how the Buddha taught the bodhisattva path of the six perfections to Maitreya (EĀ 27.5).
'Bodhisatta' may also connote a being who is "bound for enlightenment", in other words, a person whose aim is to become fully enlightened. In the Pāli canon, the Bodhisatta (bodhisattva) is also described as someone who is still subject to birth, illness, death, sorrow, defilement, and delusion. According to the Theravāda monk Bhikkhu Bodhi, while all the Buddhist traditions agree that to attain Buddhahood, one must "make a deliberate resolution" and fulfill the spiritual perfections (pāramīs or pāramitās) as a bodhisattva, the actual bodhisattva path is not taught in the earliest strata of Buddhist texts such as the Pali Nikayas (and their counterparts such as the Chinese Āgamas) which instead focus on the ideal of the arahant.
The oldest known story about how Gautama Buddha becomes a bodhisattva is the story of his encounter with the previous Buddha, Dīpankara. During this encounter, a previous incarnation of Gautama, variously named Sumedha, Megha, or Sumati offers five blue lotuses and spreads out his hair or entire body for Dīpankara to walk on, resolving to one day become a Buddha. Dīpankara then confirms that they will attain Buddhahood. Early Buddhist authors saw this story as indicating that the making of a resolution (abhinīhāra) in the presence of a living Buddha and his prediction/confirmation (vyākaraṇa) of one's future Buddhahood was necessary to become a bodhisattva. According to Drewes, "all known models of the path to Buddhahood developed from this basic understanding."
Stories and teachings on the bodhisattva ideal are found in the various Jataka tale sources, which mainly focus on stories of the past lives of the Sakyamuni. Among the non-Mahayana Nikaya schools, the Jataka literature was likely the main genre that contained bodhisattva teachings. These stories had certainly become an important part of popular Buddhism by the time of the carving of the Bharhut Stupa railings (c. 125–100 BCE), which contain depictions of around thirty Jataka tales. Thus, it is possible that the bodhisattva ideal was popularized through the telling of Jatakas. Jataka tales contain numerous stories which focus on the past life deeds of Sakyamuni when he was a bodhisattva. These deeds generally express bodhisattva qualities and practices (such as compassion, the six perfections, and supernatural power) in dramatic ways, and include numerous acts of self-sacrifice.
Apart from Jataka stories related to Sakyamuni, the idea that Metteya (Maitreya), who currently resides in Tuṣita, would become the future Buddha and that this had been predicted by the Buddha Sakyamuni was also an early doctrine related to the bodhisattva ideal. It first appears in the Cakkavattisihanadasutta. According to A.L. Basham, it is also possible that some of the Ashokan edicts reveal knowledge of the bodhisattva ideal. Basham even argues that Ashoka may have considered himself a bodhisattva, as one edict states that he "set out for sambodhi."
In the Nikāya schools
By the time that the Buddhist tradition had developed into various competing sects, the idea of the bodhisattva vehicle (Sanskrit: bodhisattvayana) as a distinct (and superior) path from that of the arhat and solitary buddha was widespread among all the major non-Mahayana Buddhist traditions or Nikaya schools, including Theravāda, Sarvāstivāda and Mahāsāṃghika. The doctrine is found, for example, in 2nd century CE sources like the Avadānaśataka and the Divyāvadāna. The bodhisattvayana was referred by other names such as "vehicle of the perfections" (pāramitāyāna), "bodhisatva dharma", "bodhisatva training", and "vehicle of perfect Buddhahood".
According to various sources, some of the Nikaya schools (such as the Dharmaguptaka and some of the Mahasamghika sects) transmitted a collection of texts on bodhisattvas alongside the Tripitaka, which they termed "Bodhisattva Piṭaka" or "Vaipulya (Extensive) Piṭaka". None of these have survived. Dar Hayal attributes the historical development of the bodhisattva ideal to "the growth of bhakti (devotion, faith, love) and the idealisation and spiritualisation of the Buddha."
The North Indian Sarvāstivāda school held it took Gautama three "incalculable aeons" (asaṃkhyeyas) and ninety one aeons (kalpas) to become a Buddha after his resolution (praṇidhāna) in front of a past Buddha. During the first incalculable aeon he is said to have encountered and served 75,000 Buddhas, and 76,000 in the second, after which he received his first prediction (vyākaraṇa) of future Buddhahood from Dīpankara, meaning that he could no longer fall back from the path to Buddhahood. For Sarvāstivāda, the first two incalculable aeons is a period of time in which a bodhisattva may still fall away and regress from the path. At the end of the second incalculable aeon, they encounter a buddha and receive their prediction, at which point they are certain to achieve Buddhahood.
Thus, the presence of a living Buddha is also necessary for Sarvāstivāda. The Mahāvibhāṣā explains that its discussion of the bodhisattva path is partly meant "to stop those who are in fact not bodhisattvas from giving rise to the self-conceit that they are." However, for Sarvāstivāda, one is not technically a bodhisattva until the end of the third incalculable aeon, after which one begins to perform the actions which lead to the manifestation of the marks of a great person.
The Mahāvastu of the Mahāsāṃghika-Lokottaravādins presents various ideas regarding the school's conception of the bodhisattva ideal. According to this text, bodhisattva Gautama had already reached a level of dispassion at the time of Buddha Dīpaṃkara many aeons ago and he is also said to have attained the perfection of wisdom countless aeons ago.
The Mahāvastu also presents four stages or courses (caryās) of the bodhisattva path without giving specific time frames (though it's said to take various incalculable aeons). This set of four phases of the path is also found in other sources, including the Gandhari “Many-Buddhas Sūtra” (*Bahubudha gasutra) and the Chinese Fó běnxíng jí jīng (佛本行 集經, Taisho vol. 3, no. 190, pp. 669a1–672a11).
The four caryās (Gandhari: caria) are the following:
Natural (Sanskrit: prakṛti-caryā, Gandhari: pragidi, Chinese: 自性行 zì xìng xíng), one first plants the roots of merit in front of a Buddha to attain Buddhahood.
Resolution (praṇidhāna-caryā, G: praṇisi, C: 願性行 yuàn xìng xíng), one makes their first resolution to attain Buddhahood in the presence of a Buddha.
Continuing (anuloma-caryā, C: 順性行 shùn xìng xíng) or "development" (vivartana, G: vivaṭaṇa), in which one continues to practice until one meets a Buddha who confirms one's future Buddhahood.
Irreversible (anivartana-caryā, C: 轉性行 zhuǎn xìng xíng) or “course of purity” (G: śukracaria), this is the stage at which one cannot fall back and is assured of future Buddhahood.
In Theravāda
The bodhisattva ideal is also found in southern Buddhist sources, like the Theravāda school's Buddhavaṃsa (1st-2nd century BCE), which explains how Gautama, after making a resolution (abhinīhāra) and receiving his prediction (vyākaraṇa) of future Buddhahood from past Buddha Dīpaṃkara, he became certain (dhuva) to attain Buddhahood. Gautama then took four incalculable aeons and a hundred thousand, shorter kalpas (aeons) to reach Buddhahood. Several sources in the Pali Canon depict the idea that there are multiple Buddhas and that there will be many future Buddhas, all of which must train as bodhisattas. Non-canonical Theravada Jataka literature also teaches about bodhisattvas and the bodhisattva path. The worship of bodhisattvas like Metteya, Saman and Natha (Avalokiteśvara) can also be found in Theravada Buddhism.
By the time of the great scholar Buddhaghosa (5th-century CE), orthodox Theravāda held the standard Indian Buddhist view that there were three main spiritual paths within Buddhism: the way of the Buddhas (buddhayāna) i.e. the bodhisatta path; the way of the individual Buddhas (paccekabuddhayāna); and the way of the disciples (sāvakayāna).
The Sri Lankan commentator Dhammapāla (6th century CE) wrote a commentary on the Cariyāpiṭaka, a text which focuses on the bodhisattva path and on the ten perfections of a bodhisatta. Dhammapāla's commentary notes that to become a bodhisattva one must make a valid resolution in front of a living Buddha. The Buddha then must provide a prediction (vyākaraṇa) which confirms that one is irreversible (anivattana) from the attainment of Buddhahood. The Nidānakathā, as well as the Buddhavaṃsa and Cariyāpiṭaka commentaries makes this explicit by stating that one cannot use a substitute (such as a Bodhi tree, Buddha statue or Stupa) for the presence of a living Buddha, since only a Buddha has the knowledge for making a reliable prediction. This is the generally accepted view maintained in orthodox Theravada today.
According to Theravāda commentators like Dhammapāla as well as the Suttanipāta commentary, there are three types of bodhisattvas:
Bodhisattvas "preponderant in wisdom" (paññādhika), like Gautama, reach Buddhahood in four incalculable aeons (asaṃkheyyas) and a hundred thousand kalpas.
Bodhisattvas "preponderant in faith" (saddhādhika) take twice as long as paññādhika bodhisattvas
Bodhisattvas "preponderant in vigor" (vīriyādhika) take four times as long as paññādhika bodhisattvas
According to modern Theravada authors, meeting a Buddha is needed to truly make someone a bodhisattva because any other resolution to attain Buddhahood may easily be forgotten or abandoned during the aeons ahead. The Burmese monk Ledi Sayadaw (1846–1923) explains that though it is easy to make vows for future Buddhahood by oneself, it is very difficult to maintain the necessary conduct and views during periods when the Dharma has disappeared from the world. One will easily fall back during such periods and this is why one is not truly a full bodhisattva until one receives recognition from a living Buddha.
Because of this, it was and remains a common practice in Theravada to attempt to establish the necessary conditions to meet the future Buddha Maitreya and thus receive a prediction from him. Medieval Theravada literature and inscriptions report the aspirations of monks, kings and ministers to meet Maitreya for this purpose. Modern figures such as Anagarika Dharmapala (1864–1933), and U Nu (1907–1995) both sought to receive a prediction from a Buddha in the future and believed meritorious actions done for the good of Buddhism would help in their endeavor to become bodhisattvas in the future.
Over time the term came to be applied to other figures besides Gautama Buddha in Theravada lands, possibly due to the influence of Mahayana. The Theravada Abhayagiri tradition of Sri Lanka practiced Mahayana Buddhism and was very influential until the 12th century. Kings of Sri Lanka were often described as bodhisattvas, starting at least as early as Sirisanghabodhi (r. 247–249), who was renowned for his compassion, took vows for the welfare of the citizens, and was regarded as a mahāsatta (Sanskrit: mahāsattva), an epithet used almost exclusively in Mahayana Buddhism. Many other Sri Lankan kings from the 3rd until the 15th century were also described as bodhisattas and their royal duties were sometimes clearly associated with the practice of the ten pāramitās. In some cases, they explicitly claimed to have received predictions of Buddhahood in past lives.
Popular Buddhist figures have also been seen as bodhisattvas in Theravada Buddhist lands. Shanta Ratnayaka notes that Anagarika Dharmapala, Asarapasarana Saranarikara Sangharaja, and Hikkaduwe Sri Sumamgala "are often called bodhisattvas". Buddhaghosa was also traditionally considered to be a reincarnation of Maitreya. Paul Williams writes that some modern Theravada meditation masters in Thailand are popularly regarded as bodhisattvas. Various modern figures of esoteric Theravada traditions (such as the weizzās of Burma) have also claimed to be bodhisattvas.
Theravada bhikkhu and scholar Walpola Rahula writes that the bodhisattva ideal has traditionally been held to be higher than the state of a śrāvaka not only in Mahayana but also in Theravada. Rahula writes "the fact is that both the Theravada and the Mahayana unanimously accept the Bodhisattva ideal as the highest...Although the Theravada holds that anybody can be a Bodhisattva, it does not stipulate or insist that all must be Bodhisattva which is considered not practical." He also quotes the 10th century king of Sri Lanka, Mahinda IV (956–972 CE), who had the words inscribed "none but the bodhisattvas will become kings of a prosperous Lanka," among other examples.
Jeffrey Samuels echoes this perspective, noting that while in Mahayana Buddhism the bodhisattva path is held to be universal and for everyone, in Theravada it is "reserved for and appropriated by certain exceptional people."
In Mahāyāna
Early Mahāyāna
Mahāyāna Buddhism (often also called Bodhisattvayāna, "Bodhisattva Vehicle") is based principally upon the path of a bodhisattva. This path was seen as higher and nobler than becoming an arhat or a solitary Buddha. Hayal notes that Sanskrit sources generally depict the bodhisattva path as reaching a higher goal (i.e. anuttara-samyak-sambodhi) than the goal of the path of the "disciples" (śrāvakas), which is the nirvana attained by arhats. For example, the Lotus Sutra states:"To the sravakas, he preached the doctrine which is associated with the four Noble Truths and leads to Dependent Origination. It aims at transcending birth, old age, disease, death, sorrow, lamentation, pain, distress of mind and weariness; and it ends in nirvana. But, to the great being, the bodhisattva, he preached the doctrine, which is associated with the six perfections and which ends in the Knowledge of the Omniscient One after the attainment of the supreme and perfect bodhi."According to Peter Skilling, the Mahayana movement began when "at an uncertain point, let us say in the first century BCE, groups of monks, nuns, and lay-followers began to devote themselves exclusively to the Bodhisatva vehicle." These Mahayanists universalized the bodhisattvayana as a path which was open to everyone and which was taught for all beings to follow. This was in contrast to the Nikaya schools, which held that the bodhisattva path was only for a rare set of individuals. Indian Mahayanists preserved and promoted a set of texts called Vaipulya ("Extensive") sutras (later called Mahayana sutras).
Mahayana sources like the Lotus Sutra also claim that arhats that have reached nirvana have not truly finished their spiritual quest, for they still have not attained the superior goal of sambodhi (Buddhahood) and thus must continue to strive until they reach this goal.
The , one of the earliest known Mahayana texts, contains a simple and brief definition for the term bodhisattva, which is also the earliest known Mahāyāna definition. This definition is given as the following: "Because he has bodhi as his aim, a bodhisattva-mahāsattva is so called."
Mahayana sutras also depict the bodhisattva as a being which, because they want to reach Buddhahood for the sake of all beings, is more loving and compassionate than the sravaka (who only wishes to end their own suffering). Thus, another major difference between the bodhisattva and the arhat is that the bodhisattva practices the path for the good of others (par-ārtha), due to their bodhicitta, while the sravakas do so for their own good (sv-ārtha) and thus, do not have bodhicitta (which is compassionately focused on others).
Mahayana bodhisattvas were not just abstract models for Buddhist practice, but also developed as distinct figures which were venerated by Indian Buddhists. These included figures like Manjushri and Avalokiteshvara, which are personifications of the basic virtues of wisdom and compassion respectively and are the two most important bodhisattvas in Mahayana. The development of bodhisattva devotion parallels the development of the Hindu bhakti movement. Indeed, Dayal sees the development of Indian bodhisattva cults as a Buddhist reaction to the growth of bhakti centered religion in India which helped to popularize and reinvigorate Indian Buddhism.
Some Mahayana sutras promoted another revolutionary doctrinal turn, claiming that the three vehicles of the Śrāvakayāna, Pratyekabuddhayāna and the Bodhisattvayāna were really just one vehicle (ekayana). This is most famously promoted in the Lotus Sūtra which claims that the very idea of three separate vehicles is just an upaya, a skillful device invented by the Buddha to get beings of various abilities on the path. But ultimately, it will be revealed to them that there is only one vehicle, the ekayana, which ends in Buddhahood.
Mature scholastic Mahāyāna
Classical Indian mahayanists held that the only sutras which teach the bodhisattva vehicle are the Mahayana sutras. Thus, Nagarjuna writes "the subjects based on the deeds of Bodhisattvas were not mentioned in [non-Mahāyāna] sūtras." They also held that the bodhisattva path was superior to the śrāvaka vehicle and so the bodhisattva vehicle is the "great vehicle" (mahayana) due to its greater aspiration to save others, while the śrāvaka vehicle is the "small" or "inferior" vehicle (hinayana). Thus, Asanga argues in his Mahāyānasūtrālaṃkāra that the two vehicles differ in numerous ways, such as intention, teaching, employment (i.e., means), support, and the time that it takes to reach the goal.
Over time, Mahayana Buddhists developed mature systematized doctrines about the bodhisattva. The authors of the various Madhyamaka treatises often presented the view of the ekayana, and thus held that all beings can become bodhisattvas. The texts and sutras associated with the Yogacara school developed a different theory of three separate gotras (families, lineages), that inherently predisposed a person to either the vehicle of the arhat, pratyekabuddha or samyak-saṃbuddha (fully self-awakened one). For the yogacarins then, only some beings (those who have the "bodhisattva lineage") can enter the bodhisattva path. In East Asian Buddhism, the view of the one vehicle (ekayana) which holds that all Buddhist teachings are really part of a single path, is the standard view.
The term bodhisattva was also used in a broader sense by later authors. According to the eighth-century Mahāyāna philosopher Haribhadra, the term "bodhisattva" can refer to those who follow any of the three vehicles, since all are working towards bodhi. Therefore, the specific term for a Mahāyāna bodhisattva is a mahāsattva (great being) bodhisattva. According to Atiśa's 11th century Bodhipathapradīpa, the central defining feature of a Mahāyāna bodhisattva is the universal aspiration to end suffering for all sentient beings, which is termed bodhicitta (the mind set on awakening).
The bodhisattva doctrine went through a significant transformation during the development of Buddhist tantra, also known as Vajrayana. This movement developed new ideas and texts which introduced new bodhisattvas and re-interpreted old ones in new forms, developed in elaborate mandalas for them and introduced new practices which made use of mantras, mudras and other tantric elements.
Entering the bodhisattva path
According to David Drewes, "Mahayana sutras unanimously depict the path beginning with the first arising of the thought of becoming a Buddha (prathamacittotpāda), or the initial arising of bodhicitta, typically aeons before one first receives a Buddha's prediction, and apply the term bodhisattva from this point." The Ten Stages Sutra, for example, explains that the arising of bodhicitta is the first step in the bodhisattva's career. Thus, the arising of bodhicitta, the compassionate mind aimed at awakening for the sake of all beings, is a central defining element of the bodhisattva path.
Another key element of the bodhisattva path is the concept of a bodhisattva's praṇidhāna - which can mean a resolution, resolve, vow, prayer, wish, aspiration and determination. This more general idea of an earnest wish or solemn resolve which is closely connected with bodhicitta (and is the cause and result of bodhicitta) eventually developed into the idea that bodhisattvas take certain formulaic "bodhisattva vows." One of the earliest of these formulas is found in the and states:We having crossed (the stream of samsara), may we help living beings to cross! We being liberated, may we liberate others! We being comforted, may we comfort others! We being finally released, may we release others! Other sutras contain longer and more complex formulas, such as the ten vows found in the Ten Stages Sutra.
Mahayana sources also discuss the importance of a Buddha's prediction (vyākaraṇa) of a bodhisattva's future Buddhahood. This is seen as an important step along the bodhisattva path.
Later Mahayana Buddhists also developed specific rituals and devotional acts for which helped to develop various preliminary qualities, such as faith, worship, prayer, and confession, that lead to the arising of bodhicitta. These elements, which constitute a kind of preliminary preparation for bodhicitta, are found in the "seven part worship" (saptāṇgapūjā or saptavidhā anuttarapūjā). This ritual form is visible in the works of Shantideva (8th century) and includes:
Vandana (obeisance, bowing down)
Puja (worship of the Buddhas)
Sarana-gamana (going for refuge)
Papadesana (confession of bad deeds)
Punyanumodana (rejoicing in merit of the good deeds of oneself and others)
Adhyesana (prayer, entreaty) and yacana (supplication) – request to Buddhas and Bodhisattvas to continue preaching Dharma
Atmabhavadi-parityagah (surrender) and pariṇāmanā (the transfer of one's Merit to the welfare of others)
After these preliminaries have been accomplished, then the aspirant is seen as being ready to give rise to bodhicitta, often through the recitation of a bodhisattva vow. Contemporary Mahāyāna Buddhism encourages everyone to give rise to bodhicitta and ceremonially take bodhisattva vows. With these vows and precepts, one makes the promise to work for the complete enlightenment of all sentient beings by practicing the transcendent virtues or paramitas.
In Mahāyāna, bodhisattvas are often not Buddhist monks and are former lay practitioners.
The practice of the bodhisattva
After a being has entered the path by giving rise to bodhicitta, they must make effort in the practice or conduct (caryā) of the bodhisattvas, which includes all the duties, virtues and practices that bodhisattvas must accomplish to attain Buddhahood. An important early Mahayana source for the practice of the bodhisattva is the Bodhisattvapiṭaka sūtra, a major sutra found in the Mahāratnakūṭa collection which was widely cited by various sources. According to Ulrich Pagel, this text is "one of the longest works on the bodhisattva in Mahayana literature" and thus provides extensive information on the topic bodhisattva training, especially the perfections (pāramitā). Pagel also argues that this text was quite influential on later Mahayana writings which discuss the bodhisattva and thus was "of fundamental importance to the evolution of the bodhisattva doctrine." Other sutras in the Mahāratnakūṭa collection are also important sources for the bodhisattva path.
According to Pagel, the basic outline of the bodhisattva practice in the Bodhisattvapiṭaka is outlined in a passage which states "the path to enlightenment comprises benevolence towards all sentient beings, striving after the perfections and compliance with the means of conversion." This path begins with contemplating the failures of samsara, developing faith in the Buddha, giving rise to bodhicitta and practicing the four immesurables. It then proceeds through all six perfections and finally discusses the four means of converting sentient beings (saṃgrahavastu). The path is presented through prose exposition, mnemonic lists (matrka) and also through Jataka narratives. Using this general framework, the Bodhisattvapiṭaka incorporates discussions related to other practices including super knowledge (abhijñā), learning, 'skill' (kauśalya), accumulation of merit (puṇyasaṃbhāra), the thirty-seven factors of awakening (bodhipakṣadharmas), perfect mental quietude (śamatha) and insight (vipaśyanā).
Later Mahayana treatises (śāstras) like the Bodhisattvabhumi and the Mahāyānasūtrālamkāra provide the following schema of bodhisattva practices:
Bodhipakṣa-caryā, the practice of the 37 bodhipakṣadharmas (the principles conducive to bodhi) which are: the four applications of mindfulness, the four right efforts, the four bases of spiritual power, the five spiritual faculties, the five strengths, the seven factors of awakening and the noble eightfold path.
Abhijñā-caryā, the practice of the super-knowledges (which are mainly developed in order to convert, help and guide others).
Pāramitā-caryā, the practice of the perfections, which are: Dāna (generosity), Śīla (virtue, ethics), Kṣānti (patient endurance), Vīrya (heroic energy), Dhyāna (meditation), Prajñā (wisdom), Upāya (skillful means), Praṇidhāna (vow, resolve), Bala (spiritual power), and Jñāna (knowledge).
Sattvaparipāka-caryā, the practice of maturing the living beings, i.e. preaching and teaching others.
The first six perfections (pāramitās) are the most significant and popular set of bodhisattva virtues and thus they serve as a central framework for bodhisattva practice. They are the most widely taught and commented upon virtues throughout the history of Mahayana Buddhist literature and feature prominently in major Sanskrit sources such as the Bodhisattvabhumi, the Mahāyānasūtrālamkāra, the King of Samadhis Sutra and the Ten Stages Sutra. They are extolled and praised by these sources as "the great oceans of all the bright virtues and auspicious principles" (Bodhisattvabhumi) and "the Teacher, the Way and the Light...the Refuge and the Shelter, the Support and the Sanctuary" (Aṣṭasāhasrikā).
While many Mahayana sources discuss the bodhisattva's training in ethical discipline (śīla) in classic Buddhist terms, over time, there also developed specific sets of ethical precepts for bodhisattvas (Skt. bodhisattva-śīla). These various sets of precepts are usually taken by bodhisattva aspirants (lay and ordained monastics) along with classic Buddhist pratimoksha precepts. However, in some Japanese Buddhist traditions, monastics rely solely on the bodhisattva precepts.
The perfection of wisdom (prajñāpāramitā) is generally seen as the most important and primary of the perfections, without which all the others fall short. Thus, the Madhyamakavatara (6:2) states that wisdom leads the other perfections as a man with eyes leads the blind. This perfect or transcendent wisdom has various qualities, such as being non-attached (asakti), non-conceptual and non-dual (advaya) and signless (animitta). It is generally understood as a kind of insight into the true nature of all phenomena (dharmas) which in Mahayana sutras is widely described as emptiness (shunyatā).
Another key virtue which the bodhisattva must develop is great compassion (mahā-karuṇā), a vast sense of care aimed at ending the suffering of all sentient beings. This great compassion is the ethical foundation of the bodhisattva, and it is also an applied aspect of their bodhicitta. Great compassion must also be closely joined with the perfection of wisdom, which reveals that all the beings that the bodhisattva strives to save are ultimately empty of self (anātman) and lack inherent existence (niḥsvabhāva). Due to the bodhisattva's compassionate wish to save all beings, they develop innumerable skillful means or strategies (upaya) with which to teach and guide different kinds of beings with all sorts of different inclinations and tendencies.
Another key virtue for the bodhisattva is mindfulness (smṛti), which Dayal calls "the sine qua non of moral progress for a bodhisattva." Mindfulness is widely emphasized by Buddhist authors and Sanskrit sources and it appears four times in the list of 37 bodhipakṣadharmas. According to the Aṣṭasāhasrikā, a bodhisattva must never lose mindfulness so as not to be confused or distracted. The Mahāyānasūtrālamkāra states that mindfulness is the principal asset of a bodhisattva, while both Asvaghosa and Shantideva state that without mindfulness, a bodhisattva will be helpless and uncontrolled (like a mad elephant) and will not succeed in conquering the mental afflictions.
The length and nature of the path
Just as with non-Mahayana sources, Mahayana sutras generally depict the bodhisattva path as a long path that takes many lifetimes across many aeons. Some sutras state that a beginner bodhisattva could take anywhere from 3 to 22 countless eons (mahāsaṃkhyeya kalpas) to become a Buddha. The Mahāyānasaṃgraha of Asanga states that the bodhisattva must cultivate the six paramitas for three incalculable aeons (kalpāsaṃkhyeya). Shantideva meanwhile states that bodhisattvas must practice each perfection for sixty aeons or kalpas and also declares that a bodhisattva must practice the path for an "inconceivable" (acintya) number of kalpas. Thus, the bodhisattva path could take many billions upon billions of years to complete.
Later developments in Indian and Asian Mahayana Buddhism (especially in Vajrayana or tantric Buddhism) lead to the idea that certain methods and practices could substantially shorten the path (and even lead to Buddhahood in a single lifetime). In Pure Land Buddhism, an aspirant might go to a Buddha's pure land or buddha-field (buddhakṣetra), like Sukhavati, where they can study the path directly with a Buddha. This could significantly shorten the length of the path, or at least make it more bearable. East Asian Pure Land Buddhist traditions, such as Jōdo-shū and Jōdo Shinshū, hold the view that realizing Buddhahood through the long bodhisattva path of the perfections is no longer practical in the current age (which is understood as a degenerate age called mappo). Thus, they rely on the salvific power of Amitabha to bring Buddhist practitioners to the pure land of Sukhavati, where they will better be able to practice the path.
This view is rejected by other schools such as Tendai, Shingon and Zen. The founders of Tendai and Shingon, Saicho and Kukai, held that anyone who practiced the path properly could reach awakening in this very lifetime. Buddhist schools like Tiantai, Huayan, Chan and the various Vajrayāna traditions maintain that they teach ways to attain Buddhahood within one lifetime.
Some of early depictions of the Bodhisattva path in texts such as the Ugraparipṛcchā Sūtra describe it as an arduous, difficult monastic path suited only for the few which is nevertheless the most glorious path one can take. Three kinds of bodhisattvas are mentioned: the forest, city, and monastery bodhisattvas—with forest dwelling being promoted a superior, even necessary path in sutras such as the Ugraparipṛcchā and the Samadhiraja sutras. The early Rastrapalapariprccha sutra also promotes a solitary life of meditation in the forests, far away from the distractions of the householder life. The Rastrapala is also highly critical of monks living in monasteries and in cities who are seen as not practicing meditation and morality.
The Ratnagunasamcayagatha also says the bodhisattva should undertake ascetic practices (dhūtaguṇa), "wander freely without a home", practice the paramitas and train under a guru in order to perfect his meditation practice and realization of prajñaparamita. The twelve dhūtaguṇas are also promoted by the King of Samadhis Sutra, the Ten Stages Sutra and Shantideva. Some scholars have used these texts to argue for "the forest hypothesis", the theory that the initial Bodhisattva ideal was associated with a strict forest asceticism. But other scholars point out that many other Mahayana sutras do not promote this ideal, and instead teach "easy" practices like memorizing, reciting, teaching and copying Mahayana sutras, as well as meditating on Buddhas and bodhisattvas (and reciting or chanting their names). Ulrich Pagel also notes that in numerous sutras found in the Mahāratnakūṭa collection, the bodhisattva ideal is placed "firmly within the reach of non-celibate layfolk."
Bodhisattvas and Nirvana
Related to the different views on the different types of yanas or vehicles is the question of a bodhisattva's relationship to nirvāṇa. In the various Mahāyāna texts, two theories can be discerned. One view is the idea that a bodhisattva must postpone their awakening until full Buddhahood is attained (at which point one ceases to be reborn, which is the classical view of nirvāṇa). This view is promoted in some sutras like the Pañcavimsatisahasrika-prajñaparamita-sutra. The idea is also found in the Laṅkāvatāra Sūtra, which mentions that bodhisattvas take the following vow: "I shall not enter into final nirvana before all beings have been liberated." Likewise, the Śikṣāsamuccaya states "I must lead all beings to Liberation. I will stay here till the end, even for the sake of one living soul."
The second theory is the idea that there are two kinds of nirvāṇa, the nirvāṇa of an arhat and a superior type of nirvāṇa called apratiṣṭhita (non-abiding) that allows a Buddha to remain engaged in the samsaric realms without being affected by them. This attainment was understood as a kind of non-dual state in which one is neither limited to samsara nor nirvana. A being who has reached this kind of nirvana is not restricted from manifesting in the samsaric realms, and yet they remain fully detached from the defilements found in these realms (and thus they can help others).
This doctrine of non-abiding nirvana developed in the Yogacara school. As noted by Paul Williams, the idea of apratiṣṭhita nirvāṇa may have taken some time to develop and is not obvious in some of the early Mahāyāna literature, therefore while earlier sutras may sometimes speak of "postponement", later texts saw no need to postpone the "superior" apratiṣṭhita nirvāṇa.
In this Yogacara model, the bodhisattva definitely rejects and avoids the liberation of the śravaka and pratyekabuddha, described in Mahāyāna literature as either inferior or "hina" (as in Asaṅga's fourth century Yogācārabhūmi) or as ultimately false or illusory (as in the Lotus Sūtra). That a bodhisattva has the option to pursue such a lesser path, but instead chooses the long path towards Buddhahood is one of the five criteria for one to be considered a bodhisattva. The other four are: being human, being a man, making a vow to become a Buddha in the presence of a previous Buddha, and receiving a prophecy from that Buddha.
Over time, a more varied analysis of bodhisattva careers developed focused on one's motivation. This can be seen in the Tibetan Buddhist teaching on three types of motivation for generating bodhicitta. According to Patrul Rinpoche's 19th century Words of My Perfect Teacher (Kun bzang bla ma'i gzhal lung), a bodhisattva might be motivated in one of three ways. They are:
King-like bodhicitta – To aspire to become a Buddha first in order to then help sentient beings.
Boatman-like bodhicitta – To aspire to become a Buddha at the same time as other sentient beings.
Shepherd-like bodhicitta – To aspire to become a Buddha only after all other sentient beings have done so.
These three are not types of people, but rather types of motivation. According to Patrul Rinpoche, the third quality of intention is most noble though the mode by which Buddhahood occurs is the first; that is, it is only possible to teach others the path to enlightenment once one has attained enlightenment oneself.
Bodhisattva stages
According to James B. Apple, if one studies the earliest textual materials which discuss the bodhisattva path (which includes the translations of Lokakshema and the Gandharan manuscripts), "one finds four key stages that are demarcated throughout this early textual material that constitute the most basic elements in the path of a bodhisattva". These main elements are:
"The arising of the thought of awakening (bodhicittotpāda), when a person first aspires to attain the state of Buddhahood and thereby becomes a bodhisattva"
"Endurance towards the fact that things are not produced" (anutpattikadharma-kṣānti)
"The attainment of the status of irreversibility" or non-retrogression (avaivartika) from Buddhahood, which means one is close to Buddhahood and that one can no longer turn back or regress from that attainment. They are exemplary monks, with cognitive powers equal to arhats. They practice the four dhyanas, have a deep knowledge of perfect wisdom and teach it to others. In the Lokakshema's Chinese translation of the Aṣṭasāhasrikā, the Daoxing Banruo Jing, this stage is closely related to a concentration (samadhi) that "does not grasp at anything at all" (sarvadharmāparigṛhīta).
The prediction (vyākaraṇa), "the event when a Buddha predicts the time and place of a bodhisattva's subsequent awakening." The prediction is directly associated with the status of irreversibility. The Daoxing Banruo Jing states: "all the bodhisattvas who have realized the irreversible stage have obtained their prediction to Buddhahood from the Buddhas in the past."
According to Drewes, the Aṣṭasāhasrikā Prajñāpāramitā Sūtra divides the bodhisattva path into three main stages. The first stage is that of bodhisattvas who "first set out in the vehicle" (prathamayānasaṃprasthita), then there is the "irreversible" (avinivartanīya) stage, and finally the third "bound by one more birth" (ekajātipratibaddha), as in, destined to become a Buddha in the next life. Lamotte also mentions four similar stages of the bodhiattva career which are found in the Dazhidulun translated by Kumarajiva: (1) Prathamacittotpādika ("who produces the mind of Bodhi for the first time"), (2) Ṣaṭpāramitācaryāpratipanna ("devoted to the practice of the six perfections"), (3) Avinivartanīya (non-regression), (4) Ekajātipratibaddha ("separated by only one lifetime from buddhahood").
Drewes notes that Mahāyāna sūtras mainly depict a bodhisattvas' first arising of bodhicitta as occurring in the presence of a Buddha. Furthermore, according to Drewes, most Mahāyāna sūtras "never encourage anyone to become a bodhisattva or present any ritual or other means of doing so." In a similar manner to the nikāya sources, Mahāyāna sūtras also see new bodhisattvas as likely to regress, while seeing irreversible bodhisattvas are quite rare. Thus, according to Drewes, "the Aṣṭasāhasrikā, for instance, states that as many bodhisattvas as there grains of sand in the Ganges turn back from the pursuit of Buddhahood and that out of innumerable beings who give rise to bodhicitta and progress toward Buddhahood, only one or two will reach the point of becoming irreversible."
Drewes also adds that early texts like the Aṣṭasāhasrikā treat bodhisattvas who are beginners (ādikarmika) or "not long set out in the [great] vehicle" with scorn, describing them as "blind", "unintelligent", "lazy" and "weak". Early Mahayana works identify them with those who reject Mahayana or who abandon Mahayana, and they are seen as likely to become śrāvakas (those on the arhat path). Rather than encouraging them to become bodhisattvas, what early Mahayana sutras like the Aṣṭa do is to help individuals determine if they have already received a prediction in a past life, or if they are close to this point.
The Aṣṭa provides a variety of methods, including forms of ritual or divination, methods dealing with dreams and various tests, especially tests based on one's reaction to the hearing of the content in the Aṣṭasāhasrikā itself. The text states that encountering and accepting its teachings mean one is close to being given a prediction and that if one does not "shrink back, cower or despair" from the text, but "firmly believes it", one is either irreversible or is close to this stage. Many other Mahayana sutras such as the Akṣobhyavyūha, Vimalakīrtinirdeśa, Sukhāvatīvyūha, and the Śūraṃgamasamādhi Sūtra present textual approaches to determine one's status as an advanced bodhisattva. These mainly depend on a person's attitude towards listening to, believing, preaching, proclaiming, copying or memorizing and reciting the sutra as well as practicing the sutra's teachings.
According to Drewes, this claim that merely having faith in Mahāyāna sūtras meant that one was an advanced bodhisattva, was a departure from previous Nikaya views about bodhisattvas. It created new groups of Buddhists who accepted each other's bodhisattva status. Some Mahayana texts are more open with their bodhisattva doctrine. The Lotus Sutra famously assures large numbers people that they will certainly achieve Buddhahood, with few requirements (other than hearing and accepting the Lotus Sutra itself).
The bodhisattva grounds (bhūmis)
According to various Mahāyāna sources, on the way to becoming a Buddha, a bodhisattva proceeds through various stages (bhūmis) of spiritual progress. The term bhūmi means "earth" or "place" and figurately can mean "ground, plane, stage, level; state of consciousness". There are various lists of bhumis, the most common is a list of ten found in the Daśabhūmikasūtra (but there are also lists of seven stages as well as lists which have more than 10 stages).
The Daśabhūmikasūtra lists the following ten stages:
Great Joy: It is said that being close to enlightenment and seeing the benefit for all sentient beings, one achieves great joy, hence the name. In this bhūmi the bodhisattvas practice all perfections (pāramitās), but especially emphasizing generosity (dāna).
Stainless: In accomplishing the second bhūmi, the bodhisattva is free from the stains of immorality, therefore, this bhūmi is named "stainless". The emphasized perfection is moral discipline (śīla).
Luminous: The light of Dharma is said to radiate for others from the bodhisattva who accomplishes the third bhūmi. The emphasized perfection is patience ().
Radiant: This bhūmi it is said to be like a radiating light that fully burns that which opposes enlightenment. The emphasized perfection is vigor (vīrya).
Very difficult to train: Bodhisattvas who attain this ground strive to help sentient beings attain maturity, and do not become emotionally involved when such beings respond negatively, both of which are difficult to do. The emphasized perfection is meditative concentration (dhyāna).
Obviously Transcendent: By depending on the perfection of wisdom, [the bodhisattva] does not abide in either or , so this state is "obviously transcendent". The emphasized perfection is wisdom (prajñā).
Gone afar: Particular emphasis is on the perfection of skillful means (upāya), to help others.
Immovable: The emphasized virtue is aspiration. This "immovable" bhūmi is where one becomes able to choose his place of rebirth.
Good Discriminating Wisdom: The emphasized virtue is the understanding of self and non-self.
Cloud of Dharma: The emphasized virtue is the practice of primordial wisdom. After this bhūmi, one attains full Buddhahood.
In some sources, these ten stages are correlated with a different schema of the buddhist path called the five paths which is derived from Vaibhasika Abhidharma sources.
The Śūraṅgama Sūtra recognizes 57 stages. Various Vajrayāna schools recognize additional grounds (varying from 3 to 10 further stages), mostly 6 more grounds with variant descriptions. A bodhisattva above the 7th ground is called a mahāsattva. Some bodhisattvas such as Samantabhadra are also said to have already attained Buddhahood.
Sōtō Zen
As part of the Sōtō Zen school of Mahāyanā, Dōgen Zenji described Four Exemplary Acts of a Bodhisattva:
Offering Alms: Not being covetous or greedy;
Kind Speech: Feeling genuine affection for other sentient beings and offering words that are neither harsh nor rude.
Benevolence: Working out skillful methods to benefit sentient beings, be they of low or high station.
Manifesting Sympathy: Not making differences, not treating yourself as different and not treating others as different.
Important Bodhisattvas
Buddhists (especially Mahayanists) venerate several bodhisattvas (such as Maitreya, Manjushri and Avalokiteshvara) which are seen as highly spiritually advanced (having attained the tenth bhumi) and thus possessing immense magical power. According to Lewis Lancaster, these "celestial" or "heavenly" bodhisattvas are seen as "either the manifestations of a Buddha or they are beings who possess the power of producing many bodies through great feats of magical transformation."
The religious devotion to these bodhisattvas probably first developed in north India, and they are widely depicted in Gandharan and Kashmiri art. In Asian art, they are typically depicted as princes and princesses, with royal robes and jewellery (since they are the princes of the Dharma). In Buddhist art, a bodhisattva is often described as a beautiful figure with a serene expression and graceful manner. This is probably in accordance to the description of Prince Siddhārtha Gautama as a bodhisattva. The depiction of bodhisattva in Buddhist art around the world aspires to express the bodhisattva's qualities such as loving-kindness (metta), compassion (karuna), empathetic joy (mudita) and equanimity (upekkha).
Literature which glorifies such bodhisattvas and recounts their various miracles remains very popular in Asia. One example of such a work of literature is More Records of Kuan-shih-yin's Responsive Manifestations by Lu Kao (459-532) which was very influential in China. In Tibetan Buddhism, the Maṇi Kambum is a similarly influential text (a revealed text, or terma) which focuses on Chenrezig (Avalokiteshvara, who is seen as the country's patron bodhisattva) and his miraculous activities in Tibet.
These celestial bodhisattvas like Avalokiteshvara (Guanyin) are also seen as compassionate savior figures, constantly working for the good of all beings. The Avalokiteshvara chapter of the Lotus Sutra even states that calling Avalokiteshvara to mind can help save someone from natural disasters, demons, and other calamities. It is also supposed to protect one from the afflictions (lust, anger and ignorance). Bodhisattvas can also transform themselves into whatever physical form is useful for helping sentient beings (a god, a bird, a male or female, even a Buddha). Because of this, bodhisattvas are seen as beings that one can pray to for aid and consolation from the sufferings of everyday life as well as for guidance in the path to enlightenment. Thus, the great translator Xuanzang is said to have constantly prayed to Avalokiteshvara for protection on his long journey to India.
Eight Main Bodhisattvas
In the Tibetan tradition, there are eight bodhisattvas known as the "Eight Great Bodhisattvas", or "Eight Close Sons" (Skt. aṣṭa utaputra; Tib. nyewé sé gyé) and are seen as the main bodhisattvas of Shakyamuni Buddha. These same "Eight Great Bodhisattvas" (Chn. Bādà Púsà, Jp. Hachi Daibosatsu) also appear in East Asian Esoteric Buddhist sources, such as The Sutra on the Maṇḍalas of the Eight Great Bodhisattvas (八大菩薩曼荼羅經), translated by Amoghavajra in the 8th century and Faxian (10th century). The Eight Great Bodhisattvas are the following:
Mañjuśrī ("Gentle Glory") Kumarabhuta ("Young Prince"), the main bodhisattva of wisdom
Avalokiteśvara ("Lord who gazes down at the world"), the savior bodhisattva of great compassion
Vajrapāṇi ("Vajra in hand"), the bodhisattva of protection, the protector of the Buddha (in East Asian sources, this figure appears as Mahāsthāmaprāpta)
Maitreya ("Friendly One"), will become the Buddha of our world in the future
Kṣitigarbha ("Earth Source")
Ākāśagarbha ("Space Source") also known as Gaganagañja
Sarvanivāraṇaviṣkambhin ("He who blocks the hindrances")
Samantabhadra ("Universal Worthy", or "All Good")
In Theravada
While the veneration of bodhisattvas is much more widespread and popular in the Mahayana Buddhist world, it is also found in Theravada Buddhist regions. Bodhisattvas which are venerated in Theravada lands include Natha Deviyo (Avalokiteshvara), Metteya (Maitreya), Upulvan (i.e. Vishnu), Saman (Samantabhadra) and Pattini. The veneration of some of these figures may have been influenced by Mahayana Buddhism. These figures are also understood as devas that have converted to Buddhism and have sworn to protect it.
The recounting of Jataka tales, which discuss the bodhisattva deeds of Gautama before his awakening, also remains a popular practice.
Female Bodhisattvas
The bodhisattva Prajñāpāramitā is a female personification of the perfection of wisdom and the Prajñāpāramitā sutras. She became an important figure, widely depicted in Indian Buddhist art. Bodhisattva is a Sanskrit masculine noun. Female Bodhisattvas do not exist in Indian Buddhist literature, but exist in Tibetan Buddhist literature. Thus only in Tibetan Buddhism does Tara become a female Bodhisattva.
Guanyin (Jp: Kannon), a female form of Avalokiteshvara, is the most widely revered bodhisattva in East Asian Buddhism, generally depicted as a motherly figure. Guanyin is venerated in various other forms and manifestations, including Cundī, Cintāmaṇicakra, Hayagriva, Eleven-Headed Thousand-Armed Guanyin and Guanyin Of The Southern Seas among others.
Gender variant representations of some bodhisattvas, most notably Avalokiteśvara, has prompted conversation regarding the nature of a bodhisattva's appearance. Chan master Sheng Yen has stated that Mahāsattvas such as Avalokiteśvara (known as Guanyin in Chinese) are androgynous (Ch. 中性; pinyin: "zhōngxìng"), which accounts for their ability to manifest in masculine and feminine forms of various degrees.
In Tibetan Buddhism, Tara or Jetsun Dölma (rje btsun sgrol ma) is the most important female bodhisattva.
Numerous Mahayana sutras feature female bodhisattvas as main characters and discuss their life, teachings and future Buddhahood. These include The Questions of the Girl Vimalaśraddhā (Tohoku Kangyur - Toh number 84), The Questions of Vimaladattā (Toh 77), The Lion's Roar of Śrīmālādevī (Toh 92), The Inquiry of Lokadhara (Toh 174), The Sūtra of Aśokadattā's Prophecy (Toh 76), The Questions of Vimalaprabhā (Toh 168), The Sūtra of Kṣemavatī's Prophecy (Toh 192), The Questions of the Girl Sumati (Toh 74), The Questions of Gaṅgottara (Toh 75), The Questions of an Old Lady (Toh 171), The Miraculous Play of Mañjuśrī (Toh 96), and The Sūtra of the Girl Candrottarā's Prophecy (Toh 191).
Popular Figures
Over time, numerous historical Buddhist figures also came to be seen as bodhisattvas in their own right, deserving of devotion. For example, an extensive hagiography developed around Nagarjuna, the Indian founder of the madhyamaka school of philosophy. Followers of Tibetan Buddhism consider the Dalai Lamas and the Karmapas to be an emanation of Chenrezig, the Bodhisattva of Compassion. Various Japanese Buddhist schools consider their founding figures like Kukai and Nichiren to be bodhisattvas. In Chinese Buddhism, various historical figures have been called bodhisattvas.
Furthermore, various Hindu deities are considered to be bodhisattvas in Mahayana Buddhist sources. For example, in the Kāraṇḍavyūhasūtra, Vishnu, Shiva, Brahma and Saraswati are said to be bodhisattvas, all emanations of Avalokiteshvara. Deities like Saraswati (Chinese: Biàncáitiān, 辯才天, Japanese: Benzaiten) and Shiva (C: Dàzìzàitiān, 大自在天; J: Daikokuten) are still venerated as bodhisattva devas and dharmapalas (guardian deities) in East Asian Buddhism. Both figures are closely connected with Avalokiteshvara. In a similar manner, the Hindu deity Harihara is called a bodhisattva in the famed Nīlakaṇṭha Dhāraṇī, which states: "O Effulgence, World-Transcendent, come, oh Hari, the great bodhisattva."
The empress Wu Zetian of the Tang dynasty, was the only female ruler of China. She used the growing popularity of Esoteric Buddhism in China for her own needs. Though she was not the only ruler to have made such a claim, the political utility of her claims, coupled with sincerity make her a great example. She built several temples and contributed to the finishing of the Longmen Caves and even went on to patronise Buddhism over Confucianism or Daoism. She ruled by the title of " Holy Emperor", and claimed to be a Bodhisattva too. She became one of China's most influential rulers.
Others
Other important bodhisattvas in Mahayana Buddhism include:
Vajrasattva, an important figure in Vajrayana Buddhism
Vimalakirti the famous lay bodhisattva of the Vimalakīrti Nirdeśa
Akṣayamati, the main character in the influential Akṣayamatinirdeśa Sūtra
Sadāprarudita, a major bodhisattva in the Prajñāpāramitā sutras
Sudhana, the main character of the Gaṇḍavyūha Sutra
The Four Bodhisattvas of the Earth from the Lotus Sutra
Bhaiṣajyarāja or "Medicine King"
Candraprabha ("Moon Light")
Sūryaprabha ("Solar Light")
Jambhala, a bodhisattva of wealth
Mahāsthāmaprāpta, the second attendant bodhisattva to Amitabha (after Avalokiteshvara)
Sitatapatra, She is contemplated as a protector against supernatural danger and is worshipped in both Mahayana and Vajrayana traditions
Fierce bodhisattvas
While bodhisattvas tend to be depicted as conventionally beautiful, there are instances of their manifestation as fierceful and monstrous looking beings. A notable example is Guanyin's manifestation as a preta named "Flaming Face" (面燃大士). This trope is commonly employed among the Wisdom Kings, among whom Mahāmāyūrī Vidyārājñī stands out with a feminine title and benevolent expression. In some depictions, her mount takes on a wrathful appearance. This variation is also found among images of Vajrapani.
In Tibetan Buddhism, fierce manifestations (Tibetan: trowo) of the major bodhisattvas are quite common and they often act as protector deities.
Sacred places
The place of a bodhisattva's earthly deeds, such as the achievement of enlightenment or the acts of Dharma, is known as a bodhimaṇḍa (place of awakening), and may be a site of pilgrimage. Many temples and monasteries are famous as bodhimaṇḍas. Perhaps the most famous bodhimaṇḍa of all is the Bodhi Tree under which Śākyamuṇi achieved Buddhahood. There are also sacred places of awakening for bodhisattvas located throughout the Buddhist world. Mount Potalaka, a sacred mountain in India, is traditionally held to be Avalokiteshvara's bodhimaṇḍa.
In Chinese Buddhism, there are four mountains that are regarded as bodhimaṇḍas for bodhisattvas, with each site having major monasteries and being popular for pilgrimages by both monastics and laypeople. These four sacred places are:
Mount Putuo for Guanyin (Avalokiteśvara), the bodhisattva of Compassion ()
Mount Emei for Samantabhadra, the bodhisattva of practice ()
Mount Wutai for Mañjuśrī, the bodhisattva of wisdom ()
Mount Jiuhua for Kṣitigarbha, the bodhisattva of the great vow ()
Etymology
The etymology of the Indic terms bodhisattva and bodhisatta is not fully understood. The term bodhi is uncontroversial and means "awakening" or "enlightenment" (from the root budh-). The second part of the compound has many possible meanings or derivations, including:
Sattva and satta commonly means "living being", "sentient being" or "person" and many modern scholars adopt an interpretation based on this etymology. Examples include: "a sentient or reasonable being, possessing bodhi" (H. Kern), "a bodhi-being, i.e. a being destined to attain fullest Enlightenment" (T. W. Rhys Davids and W. Stede), "A being seeking for bodhi" (M. Anesaki), "Erleuchtungswesen" (Enlightenment Being) (M. Winternitz), "Weisheitswesen" ("Wisdom Being") (M. Walleser). This etymology is also supported by the Mahayana Samādhirāja Sūtra, which, however, explains the meaning of the term bodhisattva as "one who admonishes or exhorts all beings."
According to Har Dayal, the term bodhi-satta may correspond with the Sanskrit bodhi-sakta which means "one who is devoted to bodhi" or "attached to bodhi". Later, the term may have been wrongly sanskritized to bodhi-satva. Hayal notes that the Sanskrit term sakta (from sañj) means "clung, stuck or attached to, joined or connected with, addicted or devoted to, fond of, intent on". This etymology for satta is supported by some passages in the Early Buddhist Texts (such as at SN 23.2, parallel at SĀ 122). The etymology is also supported by the Pāli commentaries, Jain sources and other modern scholars like Tillman Vetter and Neumann. Another related possibility pointed out by K.R. Norman and others is that satta carries the meaning of śakta, and so bodhisatta means "capable of enlightenment."
The Sanskrit term sattva may mean "strength, energy, vigour, power, courage" and therefore, bodhisattva could also mean "one whose energy and power is directed towards bodhi". This reading of sattva is found in Ksemendra's AvadanakalpaIata. Har Dayal supports this reading, noting that the term sattva is "almost certainly related to the Vedic word satvan, which means 'a strong or valiant man, hero, warrior and thus, the term bodhisatta should be interpreted as "heroic being, spiritual warrior."
Sattva may also mean spirit, mind, sense, consciousness, or geist. Various Indian commentators like Prajñakaramati interpret the term as a synonym for citta (mind, thought) or vyavasāya (decision, determination). Thus, the term bodhisattva could also mean: "one whose mind, intentions, thoughts or wishes are fixed on bodhi". In this sense, this meaning of sattva is similar to the meaning it has in the Yoga-sutras, where it means mind.
Tibetan lexicographers translate bodhisattva as byang chub (bodhi) sems dpa (sattva). In this compound, sems means mind, while dpa means "hero, strong man" (Skt. vīra). Thus, this translation combines two possible etymologies of sattva explained above: as "mind" and as "courageous, hero".
Chinese Buddhists generally use the term pusa (菩薩), a phonetic transcription of the Sanskrit term. However, early Chinese translators sometimes used a meaning translation of the term bodhisattva, which they rendered as mingshi (明士), which means "a person who understands", reading sattva as "man" or "person" (shi, 士).
In Sanskrit, sattva can mean "essence, nature, true essence", and the Pali satta can mean "substance". Some modern scholars interpret bodhisattva in this light, such as Monier-Williams, who translates the term as "one who has bodhi or perfect wisdom as his essence."
Gallery
See also
Bodhicharyavatara (A Guide to the Bodhisattva Way of Life)
Bodhisattvas of the Earth
Bodhisattva vows
Buddhist holidays
Junzi
Karuna (compassion in Sanskrit)
List of bodhisattvas
Vegetarianism in Buddhism
Concept Of Bodhisattva
Citations
General references
Analayo, The Genesis of the Bodhisattva Ideal, Hamburg Buddhist Studies 1, Hamburg University Press 2010
Dayal, Har (1970). The Bodhisattva Doctrine in Buddhist Sanskrit Literature, Motilal Banarsidass Publ.
Gampopa; The Jewel Ornament of Liberation; Snow Lion Publications;
Gyatso, Geshe Kelsang Gyatso, The Bodhisattva Vow: A Practical Guide to Helping Others, Tharpa Publications (2nd. ed., 1995)
Kawamura, Leslie S. (ed) (1981) The Bodhisattva Doctrine in Buddhism, Wilfrid Laurier University Press, Wilfrid Laurier University, Waterloo, Ontario. Canada.
Lampert, K.; Traditions of Compassion: From Religious Duty to Social Activism. Palgrave-Macmillan;
Pagel, Ulrich (1992). The Bodhisattvapiṭaka: Its Doctrines, Practices and Their Position in Mahāyāna Literature. Institute of Buddhist Studies.
Shantideva: Guide to the Bodhisattva's Way of Life: How to Enjoy a Life of Great Meaning and Altruism, a translation of Shantideva's Bodhisattvacharyavatara with Neil Elliott, Tharpa Publications (2002)
Werner, Karel; Samuels, Jeffrey; Bhikkhu Bodhi; Skilling, Peter; Bhikkhu Anālayo, McMahan, David (2013) The Bodhisattva Ideal: Essays on the Emergence of Mahayana. Buddhist Publication Society. ISBN 978-955-24-0396-5
White, Kenneth R.; The Role of Bodhicitta in Buddhist Enlightenment: Including a Translation into English of Bodhicitta-sastra, Benkemmitsu-nikyoron, and Sammaya-kaijo; Lewiston, New York: Edwin Mellen Press, 2005;
Williams, Paul (2008). Mahayana Buddhism: The Doctrinal Foundations, Routledge.
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External links
The Ethical Discipline of Bodhisattvas, by Geshe Sonam Rinchen (Tibetan Gelug Tradition)
Bodhisattva, probably Avalokiteshvara (Guanyin), Northern Qi dynasty, c. 550--60, video, Smarthistory. Archived at ghostarchive.org on 24 May 2022.
The 37 Practices of Bodhisattvas online with commentaries.
The Thirty-Seven Practices of Bodhisattvas, all-in-one page with memory aids & collection of different versions.
Audio recitation of 'The 37 Practices of Bodhisattvas' in MP3 format (Paul & Lee voices).
What A Bodhisattva Does: Thirty-Seven Practices by Ngulchu Thogme with slide show format.
Access to Insight Library: Bodhi's Wheel409
Arahants, Buddhas and Bodhisattvas by Bhikkhu Bodhi
The Bodhisattva Ideal in Theravāda Theory and Practice by Jeffrey Samuels
Online exhibition analyzing a Korean Bodhisattva sculpture
Buddhanet.net Ksitigarbha Bodhisattva
Sacred visions : early paintings from central Tibet, fully digitized text from The Metropolitan Museum of Art libraries
Concept Of Bodhisattva
Buddhist philosophical concepts
Buddhist titles
Gender and Buddhism
Buddhist stages of enlightenment |
3969 | https://en.wikipedia.org/wiki/Buckingham%20Palace | Buckingham Palace | Buckingham Palace () is a royal residence in London and the administrative headquarters of the monarch of the United Kingdom. Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning.
Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761 as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837.
The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally appears to greet crowds. A German bomb destroyed the palace chapel during the Second World War; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection.
The original early-19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring.
History
Pre-1624
In the Middle Ages, the site of the future palace formed part of the Manor of Ebury (also called Eia). The marshy ground was watered by the river Tyburn, which still flows below the courtyard and south wing of the palace. Where the river was fordable (at Cow Ford), the village of Eye Cross grew. Ownership of the site changed hands many times; owners included Edward the Confessor and Edith of Wessex in late Saxon times, and, after the Norman Conquest, William the Conqueror. William gave the site to Geoffrey de Mandeville, who bequeathed it to the monks of Westminster Abbey.
In 1531, Henry VIII acquired the Hospital of St James, which became St James's Palace, from Eton College, and in 1536 he took the Manor of Ebury from Westminster Abbey. These transfers brought the site of Buckingham Palace back into royal hands for the first time since William the Conqueror had given it away almost 500 years earlier. Various owners leased it from royal landlords, and the freehold was the subject of frenzied speculation during the 17th century. By then, the old village of Eye Cross had long since fallen into decay, and the area was mostly wasteland. Needing money, James VI and I sold off part of the Crown freehold but retained part of the site on which he established a mulberry garden for the production of silk. (This is at the north-west corner of today's palace.) Clement Walker in Anarchia Anglicana (1649) refers to "new-erected sodoms and spintries at the Mulberry Garden at S. James's"; this suggests it may have been a place of debauchery. Eventually, in the late 17th century, the freehold was inherited from the property tycoon Hugh Audley by the great heiress Mary Davies.
First houses on the site (1624–1761)
Possibly the first house erected within the site was that of William Blake, around 1624. The next owner was George Goring, 1st Earl of Norwich, who from 1633 extended Blake's house, which came to be known as Goring House, and developed much of today's garden, then known as Goring Great Garden. He did not, however, obtain the freehold interest in the mulberry garden. Unbeknown to Goring, in 1640 the document "failed to pass the Great Seal before Charles I fled London, which it needed to do for legal execution". It was this critical omission that would help the British royal family regain the freehold under George III. When the improvident Goring defaulted on his rents, Henry Bennet, 1st Earl of Arlington was able to purchase the lease of Goring House and he was occupying it when it burned down in 1674, following which he constructed Arlington House on the site – the location of the southern wing of today's palace – the next year. In 1698, John Sheffield acquired the lease. He later became the first Duke of Buckingham and Normanby. Buckingham House was built for Sheffield in 1703 to the design of William Winde. The style chosen was of a large, three-floored central block with two smaller flanking service wings. It was eventually sold by Buckingham's illegitimate son, Charles Sheffield, in 1761 to George III for £21,000. Sheffield's leasehold on the mulberry garden site, the freehold of which was still owned by the royal family, was due to expire in 1774.
From Queen's House to palace (1761–1837)
Under the new royal ownership, the building was originally intended as a private retreat for Queen Charlotte, and was accordingly known as The Queen's House. Remodelling of the structure began in 1762. In 1775, an Act of Parliament settled the property on Queen Charlotte, in exchange for her rights to nearby Somerset House, and 14 of her 15 children were born there. Some furnishings were transferred from Carlton House and others had been bought in France after the French Revolution of 1789. While St James's Palace remained the official and ceremonial royal residence, the name "Buckingham-palace" was used from at least 1791. After his accession to the throne in 1820, George IV continued the renovation intending to create a small, comfortable home. However, in 1826, while the work was in progress, the King decided to modify the house into a palace with the help of his architect John Nash. The external façade was designed, keeping in mind the French neoclassical influence preferred by George IV. The cost of the renovations grew dramatically, and by 1829 the extravagance of Nash's designs resulted in his removal as the architect. On the death of George IV in 1830, his younger brother William IV hired Edward Blore to finish the work. William never moved into the palace. After the Palace of Westminster was destroyed by fire in 1834, he offered to convert Buckingham Palace into a new Houses of Parliament, but his offer was declined.
Queen Victoria (1837–1901)
Buckingham Palace became the principal royal residence in 1837, on the accession of Queen Victoria, who was the first monarch to reside there; her predecessor William IV had died before its completion. While the state rooms were a riot of gilt and colour, the necessities of the new palace were somewhat less luxurious. It was reported the chimneys smoked so much that the fires had to be allowed to die down, and consequently the palace was often cold. Ventilation was so bad that the interior smelled, and when it was decided to install gas lamps, there was a serious worry about the build-up of gas on the lower floors. It was also said that the staff were lax and lazy and the palace was dirty. Following the Queen's marriage in 1840, her husband, Prince Albert, concerned himself with a reorganisation of the household offices and staff, and with addressing the design faults of the palace. By the end of 1840, all the problems had been rectified. However, the builders were to return within a decade.
By 1847, the couple had found the palace too small for court life and their growing family and a new wing, designed by Edward Blore, was built by Thomas Cubitt, enclosing the central quadrangle. The large East Front, facing The Mall, is today the "public face" of Buckingham Palace and contains the balcony from which the royal family acknowledge the crowds on momentous occasions and after the annual Trooping the Colour. The ballroom wing and a further suite of state rooms were also built in this period, designed by Nash's student James Pennethorne. Before Prince Albert's death, the palace was frequently the scene of musical entertainments, and the most celebrated contemporary musicians entertained at Buckingham Palace. The composer Felix Mendelssohn is known to have played there on three occasions. Johann Strauss II and his orchestra played there when in England. Under Victoria, Buckingham Palace was frequently the scene of lavish costume balls, in addition to the usual royal ceremonies, investitures and presentations.
Widowed in 1861, the grief-stricken Queen withdrew from public life and left Buckingham Palace to live at Windsor Castle, Balmoral Castle and Osborne House. For many years the palace was seldom used, even neglected. In 1864, a note was found pinned to the fence of Buckingham Palace, saying: "These commanding premises to be let or sold, in consequence of the late occupant's declining business." Eventually, public opinion persuaded the Queen to return to London, though even then she preferred to live elsewhere whenever possible. Court functions were still held at Windsor Castle, presided over by the sombre Queen habitually dressed in mourning black, while Buckingham Palace remained shuttered for most of the year.
Early 20th century (1901–1945)
In 1901, the new king, Edward VII, began redecorating the palace. The King and his wife, Queen Alexandra, had always been at the forefront of London high society, and their friends, known as "the Marlborough House Set", were considered to be the most eminent and fashionable of the age. Buckingham Palace—the Ballroom, Grand Entrance, Marble Hall, Grand Staircase, vestibules and galleries were redecorated in the Belle Époque cream and gold colour scheme they retain today—once again became a setting for entertaining on a majestic scale but leaving some to feel Edward's heavy redecorations were at odds with Nash's original work.
The last major building work took place during the reign of George V when, in 1913, Aston Webb redesigned Blore's 1850 East Front to resemble in part Giacomo Leoni's Lyme Park in Cheshire. This new refaced principal façade (of Portland stone) was designed to be the backdrop to the Victoria Memorial, a large memorial statue of Queen Victoria created by sculptor Thomas Brock, erected outside the main gates on a surround constructed by architect Aston Webb. George V, who had succeeded Edward VII in 1910, had a more serious personality than his father; greater emphasis was now placed on official entertainment and royal duties than on lavish parties. He arranged a series of command performances featuring jazz musicians such as the Original Dixieland Jazz Band (1919; the first jazz performance for a head of state), Sidney Bechet and Louis Armstrong (1932), which earned the palace a nomination in 2009 for a (Kind of) Blue Plaque by the Brecon Jazz Festival as one of the venues making the greatest contribution to jazz music in the United Kingdom.
During the First World War, which lasted from 1914 until 1918, the palace escaped unscathed. Its more valuable contents were evacuated to Windsor, but the royal family remained in residence. The King imposed rationing at the palace, much to the dismay of his guests and household. To the King's later regret, David Lloyd George persuaded him to go further and ostentatiously lock the wine cellars and refrain from alcohol, to set a good example to the supposedly inebriated working class. The workers continued to imbibe, and the King was left unhappy at his enforced abstinence.
George V's wife, Queen Mary, was a connoisseur of the arts and took a keen interest in the Royal Collection of furniture and art, both restoring and adding to it. Queen Mary also had many new fixtures and fittings installed, such as the pair of marble Empire-style chimneypieces by Benjamin Vulliamy, dating from 1810, which the Queen had installed in the ground floor Bow Room, the huge low room at the centre of the garden façade. Queen Mary was also responsible for the decoration of the Blue Drawing Room. This room, long, previously known as the South Drawing Room, has a ceiling designed by Nash, coffered with huge gilt console brackets. In 1938, the northwest pavilion, designed by Nash as a conservatory, was converted into a swimming pool.
Second World War
During the Second World War, which broke out in 1939, the palace was bombed nine times. The most serious and publicised incident destroyed the palace chapel in 1940. This event was shown in cinemas throughout the United Kingdom to show the common suffering of the rich and poor. One bomb fell in the palace quadrangle while George VI and Queen Elizabeth (the future Queen Mother) were in the palace, and many windows were blown in and the chapel destroyed. Wartime coverage of such incidents was severely restricted, however. The King and Queen were filmed inspecting their bombed home; it was at this time the Queen famously declared: "I'm glad we have been bombed. Now I can look the East End in the face". The royal family were seen as sharing their subjects' hardship, as The Sunday Graphic reported:
On 15 September 1940, known as Battle of Britain Day, an RAF pilot, Ray Holmes of No. 504 Squadron RAF rammed a German Dornier Do 17 bomber he believed was going to bomb the Palace. Holmes had run out of ammunition and made the quick decision to ram it. Holmes bailed out and the aircraft crashed into the forecourt of London Victoria station. The bomber's engine was later exhibited at the Imperial War Museum in London. The British pilot became a King's Messenger after the war and died at the age of 90 in 2005. On VE Day—8 May 1945—the palace was the centre of British celebrations. The King, the Queen, Princess Elizabeth (the future queen) and Princess Margaret appeared on the balcony, with the palace's blacked-out windows behind them, to cheers from a vast crowd in The Mall. The damaged Palace was carefully restored after the war by John Mowlem & Co.
Mid 20th century to present day
Many of the palace's contents are part of the Royal Collection, held in trust by King Charles III; they can, on occasion, be viewed by the public at the Queen's Gallery, near the Royal Mews. The purpose-built gallery opened in 1962 and displays a changing selection of items from the collection. It occupies the site of the chapel that was destroyed in the Second World War. The palace was designated a Grade I listed building in 1970. Its state rooms have been open to the public during August and September and on some dates throughout the year since 1993. The money raised in entry fees was originally put towards the rebuilding of Windsor Castle after the 1992 fire devastated many of its staterooms. In the year to 31 March 2017, 580,000 people visited the palace, and 154,000 visited the gallery. In 2004, the palace attempted to claim money from the community energy fund to heat Buckingham Palace, but the claim was rejected due to fear of public backlash.
The palace used to racially segregate staff. In 1968, Charles Tryon, 2nd Baron Tryon, acting as treasurer to Queen Elizabeth II, sought to exempt Buckingham Palace from full application of the Race Relations Act 1968. He stated that the palace did not hire people of colour for clerical jobs, only as domestic servants. He arranged with Civil servants for an exemption that meant that complaints of racism against the royal household would be sent directly to the Home Secretary and kept out of the legal system.
The palace, like Windsor Castle, is owned by the reigning monarch in right of the Crown. Occupied royal palaces are not part of the Crown Estate, nor are they the monarch's personal property, unlike Sandringham House and Balmoral Castle. The Government of the United Kingdom is responsible for maintaining the palace in exchange for the profits made by the Crown Estate. In 2015, the State Dining Room was closed for a year and a half because its ceiling had become potentially dangerous. A 10-year schedule of maintenance work, including new plumbing, wiring, boilers and radiators, and the installation of solar panels on the roof, has been estimated to cost £369 million and was approved by the prime minister in November 2016. It will be funded by a temporary increase in the Sovereign Grant paid from the income of the Crown Estate and is intended to extend the building's working life by at least 50 years. In 2017, the House of Commons backed funding for the project by 464 votes to 56.
Buckingham Palace is a symbol and home of the British monarchy, an art gallery and a tourist attraction. Behind the gilded railings and gates that were completed by the Bromsgrove Guild in 1911, lies Webb's famous façade, which was described in a book published by the Royal Collection Trust as looking "like everybody's idea of a palace". It has not only been a weekday home of Elizabeth II and Prince Philip but is also the London residence of the Duke of York and the Duke and Duchess of Edinburgh. The palace also houses their offices, as well as those of the Princess Royal and Princess Alexandra, and is the workplace of more than 800 people. Charles III lives at Clarence House while restoration work continues, although he conducts official business at Buckingham Palace, including weekly meetings with the Prime Minister. Every year, some 50,000 invited guests are entertained at garden parties, receptions, audiences and banquets. Three garden parties are held in the summer, usually in July. The forecourt of Buckingham Palace is used for the Changing of the Guard, a major ceremony and tourist attraction (daily from April to July; every other day in other months).
Interior
The front of the palace measures across, by deep, by high and contains over of floorspace. There are 775 rooms, including 188 staff bedrooms, 92 offices, 78 bathrooms, 52 principal bedrooms and 19 state rooms. It also has a post office, cinema, swimming pool, doctor's surgery, and jeweller's workshop. The Royal family occupy a small suite of private rooms in the north wing.
Principal rooms
The principal rooms are contained on the first-floor piano nobile behind the west-facing garden façade at the rear of the palace. The centre of this ornate suite of state rooms is the Music Room, its large bow the dominant feature of the façade. Flanking the Music Room are the Blue and the White Drawing Rooms. At the centre of the suite, serving as a corridor to link the state rooms, is the Picture Gallery, which is top-lit and long. The Gallery is hung with numerous works including some by Rembrandt, van Dyck, Rubens and Vermeer; other rooms leading from the Picture Gallery are the Throne Room and the Green Drawing Room. The Green Drawing Room serves as a huge anteroom to the Throne Room, and is part of the ceremonial route to the throne from the Guard Room at the top of the Grand Staircase. The Guard Room contains white marble statues of Queen Victoria and Prince Albert, in Roman costume, set in a tribune lined with tapestries. These very formal rooms are used only for ceremonial and official entertaining but are open to the public every summer.
Semi-state apartments
Directly underneath the state apartments are the less grand semi-state apartments. Opening from the Marble Hall, these rooms are used for less formal entertaining, such as luncheon parties and private audiences. At the centre of this floor is the Bow Room, through which thousands of guests pass annually to the monarch's garden parties. When paying a state visit to Britain, foreign heads of state are usually entertained by the monarch at Buckingham Palace. They are allocated an extensive suite of rooms known as the Belgian Suite, situated at the foot of the Minister's Staircase, on the ground floor of the west-facing Garden Wing. Some of the rooms are named and decorated for particular visitors, such as the 1844 Room, decorated in that year for the state visit of Nicholas I of Russia, and the 1855 Room, in honour of the visit of Napoleon III of France. The former is a sitting room that also serves as an audience room and is often used for personal investitures. Narrow corridors link the rooms of the suite; one of them is given extra height and perspective by saucer domes designed by Nash in the style of Soane. A second corridor in the suite has Gothic-influenced cross-over vaulting. The suite was named after Leopold I of Belgium, uncle of Queen Victoria and Prince Albert. In 1936, the suite briefly became the private apartments of the palace when Edward VIII occupied them. The original early-19th-century interior designs, many of which still survive, included widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Charles Long. Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme.
East wing
Between 1847 and 1850, when Blore was building the new east wing, the Brighton Pavilion was once again plundered of its fittings. As a result, many of the rooms in the new wing have a distinctly oriental atmosphere. The red and blue Chinese Luncheon Room is made up of parts of the Brighton Banqueting and Music Rooms with a large oriental chimneypiece designed by Robert Jones and sculpted by Richard Westmacott. It was formerly in the Music Room at the Brighton Pavilion. The ornate clock, known as the Kylin Clock, was made in Jingdezhen, Jiangxi Province, China, in the second half of the 18th century; it has a later movement by Benjamin Vulliamy circa 1820. The Yellow Drawing Room has wallpaper supplied in 1817 for the Brighton Saloon, and a chimneypiece which is a European vision of how the Chinese chimney piece may appear. It has nodding mandarins in niches and fearsome winged dragons, designed by Robert Jones.
At the centre of this wing is the famous balcony with the Centre Room behind its glass doors. This is a Chinese-style saloon enhanced by Queen Mary, who, working with the designer Charles Allom, created a more "binding" Chinese theme in the late 1920s, although the lacquer doors were brought from Brighton in 1873. Running the length of the piano nobile of the east wing is the Great Gallery, modestly known as the Principal Corridor, which runs the length of the eastern side of the quadrangle. It has mirrored doors and mirrored cross walls reflecting porcelain pagodas and other oriental furniture from Brighton. The Chinese Luncheon Room and Yellow Drawing Room are situated at each end of this gallery, with the Centre Room in between.
Court ceremonies
Investitures, which include the conferring of knighthoods by dubbing with a sword, and other awards take place in the palace's Ballroom, built in 1854. At long, wide and high, it is the largest room in the palace. It has replaced the throne room in importance and use. During investitures, the King stands on the throne dais beneath a giant, domed velvet canopy, known as a shamiana or a baldachin, that was used at the Delhi Durbar in 1911. A military band plays in the musicians' gallery as award recipients approach the King and receive their honours, watched by their families and friends.
State banquets also take place in the Ballroom; these formal dinners are held on the first evening of a state visit by a foreign head of state. On these occasions, for up to 170 guests in formal "white tie and decorations", including tiaras, the dining table is laid with the Grand Service, a collection of silver-gilt plate made in 1811 for the Prince of Wales, later George IV. The largest and most formal reception at Buckingham Palace takes place every November when the King entertains members of the diplomatic corps. On this grand occasion, all the state rooms are in use, as the royal family proceed through them, beginning at the great north doors of the Picture Gallery. As Nash had envisaged, all the large, double-mirrored doors stand open, reflecting the numerous crystal chandeliers and sconces, creating a deliberate optical illusion of space and light.
Smaller ceremonies such as the reception of new ambassadors take place in the "1844 Room". Here too, the King holds small lunch parties, and often meetings of the Privy Council. Larger lunch parties often take place in the curved and domed Music Room or the State Dining Room. Since the bombing of the palace chapel in World War II, royal christenings have sometimes taken place in the Music Room. Queen Elizabeth II's first three children were all baptised there. On all formal occasions, the ceremonies are attended by the Yeomen of the Guard, in their historic uniforms, and other officers of the court such as the Lord Chamberlain.
Former ceremonial
Court dress
Formerly, men not wearing military uniform wore knee breeches of 18th-century design. Women's evening dress included trains and tiaras or feathers in their hair (often both). The dress code governing formal court uniform and dress has progressively relaxed. After the First World War, when Queen Mary wished to follow fashion by raising her skirts a few inches from the ground, she requested a lady-in-waiting to shorten her own skirt first to gauge the King's reaction. King George V disapproved, so the Queen kept her hemline unfashionably low. Following his accession in 1936, King George VI and Queen Elizabeth allowed the hemline of daytime skirts to rise. Today, there is no official dress code. Most men invited to Buckingham Palace in the daytime choose to wear service uniform or lounge suits; a minority wear morning coats, and in the evening, depending on the formality of the occasion, black tie or white tie.
Court presentation of débutantes
Débutantes were aristocratic young ladies making their first entrée into society through a presentation to the monarch at court. These occasions, known as "coming out", took place at the palace from the reign of Edward VII. The débutantes entered—wearing full court dress, with three ostrich feathers in their hair—curtsied, performed a backwards walk and a further curtsey, while manoeuvring a dress train of prescribed length. The ceremony, known as an evening court, corresponded to the "court drawing rooms" of Victoria's reign. After World War II, the ceremony was replaced by less formal afternoon receptions, omitting the requirement of court evening dress. In 1958, Queen Elizabeth II abolished the presentation parties for débutantes, replacing them with Garden Parties, for up to 8,000 invitees in the Garden. They are the largest functions of the year.
Garden and surroundings
At the rear of the palace is the large and park-like garden, which together with its lake is the largest private garden in London. There, Queen Elizabeth II hosted her annual garden parties each summer and also held large functions to celebrate royal milestones, such as jubilees. It covers and includes a helicopter landing area, a lake and a tennis court.
Adjacent to the palace is the Royal Mews, also designed by Nash, where the royal carriages, including the Gold State Coach, are housed. This rococo gilt coach, designed by William Chambers in 1760, has painted panels by G. B. Cipriani. It was first used for the State Opening of Parliament by George III in 1762 and has been used by the monarch for every coronation since William IV. It was last used for the Coronation of King Charles III and Queen Camilla. Also housed in the mews are the coach horses used at royal ceremonial processions as well as many of the cars used by the royal family.
The Mall, a ceremonial approach route to the palace, was designed by Aston Webb and completed in 1911 as part of a grand memorial to Queen Victoria. It extends from Admiralty Arch, across St James's Park to the Victoria Memorial. This route is used by the cavalcades and motorcades of visiting heads of state, and by the royal family on state occasions—such as the annual Trooping the Colour.
Security breaches
The boy Jones was an intruder who gained entry to the palace on three occasions between 1838 and 1841. At least 12 people have managed to gain unauthorised entry into the palace or its grounds since 1914, including Michael Fagan, who broke into the palace twice in 1982 and entered Queen Elizabeth II's bedroom on the second occasion. At the time, news media reported that he had a long conversation with her while she waited for security officers to arrive, but in a 2012 interview with The Independent, Fagan said she ran out of the room, and no conversation took place. It was only in 2007 that trespassing on the palace grounds became a specific criminal offence.
See also
Flags at Buckingham Palace
List of British royal residences
King's Guard
Notes
References
Bibliography
Allison, Ronald; Riddell, Sarah (1991). The Royal Encyclopedia. London: Macmillan.
Blaikie, Thomas (2002). You Look Awfully Like the Queen: Wit and Wisdom from the House of Windsor. London: HarperCollins. .
Goring, O. G. (1937). From Goring House to Buckingham Palace. London: Ivor Nicholson & Watson.
Harris, John; de Bellaigue, Geoffrey; & Miller, Oliver (1968). Buckingham Palace. London: Nelson. .
Healey, Edma (1997). The Queen's House: A Social History of Buckingham Palace. London: Penguin Group. .
Hedley, Olwen (1971) The Pictorial History of Buckingham Palace. Pitkin, .
Mackenzie, Compton (1953). The Queen's House. London: Hutchinson.
Nash, Roy (1980). Buckingham Palace: The Place and the People. London: Macdonald Futura. .
Robinson, John Martin (1999). Buckingham Palace. Published by The Royal Collection, St James's Palace, London .
Williams, Neville (1971). Royal Homes. The Lutterworth Press. .
Woodham-Smith, Cecil (1973). Queen Victoria (vol 1) Hamish Hamilton Ltd.
Wright, Patricia (1999; first published 1996). The Strange History of Buckingham Palace. Stroud, Gloucs.: Sutton Publishing Ltd. .
External links
Buckingham Palace at the Royal Family website
Account of Buckingham Palace, with prints of Arlington House and Buckingham House from Old and New London (1878)
Account of the acquisition of the Manor of Ebury from Survey of London (1977)
The State Rooms, Buckingham Palace at the Royal Collection Trust
1837 establishments in England
Buildings and structures on The Mall, London
Edward Blore buildings
Edwardian architecture in London
Georgian architecture in the City of Westminster
Grade I listed buildings in the City of Westminster
Grade I listed palaces
Historic house museums in London
Houses completed in 1703
Houses completed in 1762
John Nash buildings
Museums in the City of Westminster
Neoclassical architecture in London
Neoclassical palaces
Palaces in London
Regency architecture in London
Royal buildings in London
Royal residences in the City of Westminster
Terminating vistas in the United Kingdom
Tourist attractions in the City of Westminster
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3970 | https://en.wikipedia.org/wiki/British%20Airways | British Airways | British Airways (BA) is the flag carrier of the United Kingdom. It is headquartered in London, England, near its main hub at Heathrow Airport.
The airline is the second largest UK-based carrier, based on fleet size and passengers carried, behind easyJet. In January 2011 BA merged with Iberia, creating the International Airlines Group (IAG), a holding company registered in Madrid, Spain. IAG is the world's third-largest airline group in terms of annual revenue and the second-largest in Europe. It is listed on the London Stock Exchange and in the FTSE 100 Index. British Airways is the first passenger airline to have generated more than US$1 billion on a single air route in a year (from 1 April 2017, to 31 March 2018, on the New York-JFK - London-Heathrow route).
BA was created in 1974 after a British Airways Board was established by the British government to manage the two nationalised airline corporations, British Overseas Airways Corporation and British European Airways, and two regional airlines, Cambrian Airways and Northeast Airlines. On 31 March 1974, all four companies were merged to form British Airways. However, it marked 2019 as its centenary based on predecessor companies. After almost 13 years as a state company, BA was privatised in February 1987 as part of a wider privatisation plan by the Conservative government. The carrier expanded with the acquisition of British Caledonian in 1987, Dan-Air in 1992, and British Midland International in 2012.
It is a founding member of the Oneworld airline alliance, along with American Airlines, the now-defunct Canadian Airlines, Cathay Pacific, and Qantas. The alliance has since grown to become the third-largest, after SkyTeam and Star Alliance.
History
Proposals to establish a joint British airline, combining the assets of the British Overseas Airways Corporation (BOAC) and British European Airways (BEA), were first raised in 1953 as a result of difficulties in attempts by BOAC and BEA to negotiate air rights through the British colony of Cyprus. Increasingly BOAC was protesting that BEA was using its subsidiary Cyprus Airways to circumvent an agreement that BEA would not fly routes further east than Cyprus, particularly to the increasingly important oil regions in the Middle East. The chairman of BOAC, Miles Thomas, was in favour of a merger as a potential solution to this disagreement and had backing for the idea from the Chancellor of the Exchequer at the time, Rab Butler. However, opposition from the Treasury blocked the proposal.
Consequently, it was only following the recommendations of the 1969 Edwards Report that a new British Airways Board, managing both BEA and BOAC, and the two regional British airlines Cambrian Airways based at Cardiff, and Northeast Airlines based at Newcastle upon Tyne, was constituted on 1 April 1972. Although each airline's branding was maintained initially, two years later the British Airways Board unified its branding, effectively establishing British Airways as an airline on 31 March 1974.
Following two years of fierce competition with British Caledonian, the second-largest airline in the United Kingdom at the time, the Government changed its aviation policy in 1976 so that the two carriers would no longer compete on long-haul routes.
British Airways and Air France operated the supersonic Concorde airliner, and the world's first supersonic passenger service flew on 21 January 1976 from Heathrow Airport to Bahrain International Airport. Services to the U.S. began on 24 May 1976 with a flight to Washington Dulles airport, and flights to New York JFK airport followed on 22 September 1977. Service to Singapore was established in co-operation with Singapore Airlines as a continuation of the flight to Bahrain. Following the Air France Concorde crash in Paris and a slump in air travel following the 11 September attacks in New York in 2001, it was decided to cease Concorde operations in 2003 after 27 years of service. The final commercial Concorde flight was BA002 from New York-JFK to London-Heathrow on 24 October 2003.
In 1981 the airline was instructed to prepare for privatisation by the Conservative Thatcher government. Sir John King, later Lord King, was appointed chairman, charged with bringing the airline back into profitability. While many other large airlines struggled, King was credited with transforming British Airways into one of the most profitable air carriers in the world. The flag carrier was privatised and was floated on the London Stock Exchange in February 1987. British Airways effected the takeover of the UK's "second" airline, British Caledonian, in July of that same year.
The formation of Richard Branson's Virgin Atlantic in 1984 created a competitor for BA. The intense rivalry between British Airways and Virgin Atlantic culminated in the former being sued for libel in 1993, arising from claims and counterclaims over a "dirty tricks" campaign against Virgin. This campaign included allegations of poaching Virgin Atlantic customers, tampering with private files belonging to Virgin, and undermining Virgin's reputation in the city. As a result of the case BA management apologised "unreservedly", and the company agreed to pay £110,000 in damages to Virgin, £500,000 to Branson personally and £3 million legal costs. Lord King stepped down as chairman in 1993 and was replaced by his deputy, Colin Marshall, while Bob Ayling took over as CEO. Virgin filed a separate action in the U.S. that same year regarding BA's domination of the trans-Atlantic routes, but it was thrown out in 1999.
In 1992 British Airways expanded through the acquisition of the financially troubled Dan-Air, giving BA a much larger presence at Gatwick Airport. British Asia Airways, a subsidiary based in Taiwan, was formed in March 1993 to operate between London and Taipei. That same month BA purchased a 25% stake in the Australian airline Qantas and, with the acquisition of Brymon Airways in May, formed British Airways Citiexpress (later BA Connect). In September 1998, British Airways, along with American Airlines, Cathay Pacific, Qantas, and Canadian Airlines, formed the Oneworld airline alliance. Oneworld began operations on 1 February 1999, and is the third-largest airline alliance in the world, behind SkyTeam and Star Alliance.
Bob Ayling's leadership led to a cost savings of £750m and the establishment of a budget airline, Go, in 1998. The next year, however, British Airways reported an 84% drop in profits in its first quarter alone, its worst in seven years. In March 2000, Ayling was removed from his position and British Airways announced Rod Eddington as his successor. That year, British Airways and KLM conducted talks on a potential merger, reaching a decision in July to file an official merger plan with the European Commission. The plan fell through in September 2000. British Asia Airways ceased operations in 2001 after BA suspended flights to Taipei. Go was sold to its management and the private equity firm 3i in June 2001. Eddington would make further workforce cuts due to reduced demand following 11 September attacks in 2001, and BA sold its stake in Qantas in September 2004. In 2005 Willie Walsh, managing director of Aer Lingus and a former pilot, became the chief executive officer of British Airways. BA unveiled its new subsidiary OpenSkies in January 2008, taking advantage of the liberalisation of transatlantic traffic rights between Europe and the United States. OpenSkies flies non-stop from Paris to New York's JFK and Newark airports.
In July 2008, British Airways announced a merger plan with Iberia, another flag carrier airline in the Oneworld alliance, wherein each airline would retain its original brand. The agreement was confirmed in April 2010, and in July the European Commission and US Department of Transport permitted the merger and began to co-ordinate transatlantic routes with American Airlines. On 6 October 2010 the alliance between British Airways, American Airlines and Iberia formally began operations. The alliance generates an estimated £230 million in annual cost-saving for BA, in addition to the £330 million which would be saved by the merger with Iberia. This merger was finalised on 21 January 2011, resulting in the International Airlines Group (IAG), the world's third-largest airline in terms of annual revenue and the second-largest airline group in Europe. Prior to merging, British Airways owned a 13.5% stake in Iberia, and thus received ownership of 55% of the combined International Airlines Group; Iberia's other shareholders received the remaining 45%. As a part of the merger, British Airways ceased trading independently on the London Stock Exchange after 23 years as a constituent of the FTSE 100 Index.
In September 2010 Willie Walsh, now CEO of IAG, announced that the group was considering acquiring other airlines and had drawn up a shortlist of twelve possible acquisitions. In November 2011 IAG announced an agreement in principle to purchase British Midland International from Lufthansa. A contract to purchase the airline was agreed the next month, and the sale was completed for £172.5 million on 30 March 2012. The airline established a new subsidiary based at London City Airport operating Airbus A318s.
British Airways was the official airline partner of the London 2012 Olympic Games. On 18 May 2012 it flew the Olympic flame from Athens International Airport to RNAS Culdrose while carrying various dignitaries, including Lord Sebastian Coe, Princess Anne, the Olympics minister Hugh Robertson and the London Mayor Boris Johnson, along with the footballer David Beckham.
On 27 May 2017, British Airways suffered a computer power failure. All flights were cancelled and thousands of passengers were affected. By the following day, the company had not succeeded in reestablishing the normal function of its computer systems. When asked by reporters for more information on the ongoing problems, British Airways stated "The root cause was a power supply issue which our affected our IT systems - we continue to investigate this" and declined to comment further. Willie Walsh later attributed the crash to an electrical engineer disconnecting the UPS and said there would be an independent investigation.
Amidst the decline in the value of Iranian currency due to the reintroduction of U.S. sanctions on Iran, BA announced that the Iranian route is "not commercially viable". As a result, BA decided to stop its services in Iran, effective 22 September 2018.
In 2018, British Airways partnered with British tailor and designer Ozwald Boateng to redesign the company's historic uniforms, in honour of its approaching centenary, creating a new look for BA, while adhering to its traditional style. The new collection "A British Original" was launched in 2023. This design initiative also included English bone china manufactured by William Edwards and cutlery by Studio William for the company's first class service.
In 2019, as part of the celebrations of a centenary of airline operations in the United Kingdom, British Airways announced that four aircraft would receive retro liveries. The first of these is a Boeing 747-400 (G-BYGC), which was repainted into the former BOAC livery, which it retained until its retirement. Two more Boeing 747-400s were repainted with former British Airways liveries. One wore the "Landor" livery until its retirement in 2020 (G-BNLY), the other (G-CIVB), wore the original "Union Jack" livery until its retirement in 2020 also. An Airbus A319 was repainted into British European Airways livery, which is still flying as G-EUPJ.
On 28 April 2020, the company set out plans to make up to 12,000 staff redundant because of the global collapse of air traffic due to the COVID-19 pandemic and that it may not reopen its operations at Gatwick airport. In July 2020, British Airways announced the immediate retirement of its entire 747-400 fleet, having originally intended to phase out the remaining 747s in 2024. The airline stated that its decision to bring forward the date was in part due to the downturn in air travel following the COVID-19 pandemic and to focus on incorporating more modern and fuel-efficient aircraft such as the Airbus A350 and Boeing 787. At the same time, British Airways also announced its intention to eliminate carbon emissions by 2050. On 28 July 2020, the company's cabin crew union issued an "industrial action" warning in order to prevent the 12,000 job cuts and pay cuts.
On 12 October 2020, it was announced that Sean Doyle, CEO of Aer Lingus (also part of the IAG airline group) would succeed Álex Cruz as CEO.
Corporate affairs
Operations
British Airways is the largest airline based in the United Kingdom in terms of fleet size, international flights, and international destinations and was, until 2008, the largest airline by passenger numbers. The airline carried 34.6 million passengers in 2008, but, rival carrier easyJet transported 44.5 million passengers that year, passing British Airways for the first time. British Airways holds a United Kingdom Civil Aviation Authority Type A Operating Licence, it is permitted to carry passengers, cargo, and mail on aircraft with 20 or more seats.
The airlines' head office, Waterside, stands in Harmondsworth, a village that is near Heathrow Airport. Waterside was completed in June 1998 to replace British Airways' previous head office, Speedbird House, located in Technical Block C on the grounds of Heathrow.
British Airways' main base is at Heathrow Airport, but it also has a major presence at Gatwick Airport. It also has a base at London City Airport, where its subsidiary BA Cityflyer is the largest operator. BA had previously operated a significant hub at Manchester Airport. Manchester to New York (JFK) services were withdrawn; later all international services outside London ceased when the subsidiary BA Connect was sold. Passengers wishing to travel internationally with BA either to or from regional UK destinations must now transfer in London. Heathrow Airport is dominated by British Airways, which owns 50% of the slots available at the airport as of 2019, growing from 40% in 2004. The majority of BA services operate from Terminal 5, with the exception of some flights at Terminal 3 owing to insufficient capacity at Terminal 5. At London City Airport, the company owns 52% of the slots as of 2019.
In August 2014, Willie Walsh advised the airline would continue to use flight paths over Iraq despite the hostilities there. A few days earlier Qantas announced it would avoid Iraqi airspace, while other airlines did likewise. The issue arose following the downing of Malaysia Airlines Flight 17 over Ukraine, and a temporary suspension of flights to and from Ben Gurion Airport during the 2014 Israel–Gaza conflict.
Subsidiaries
Over its history, BA has had many subsidiaries. In addition to the below, British Airways also owned Airways Aero Association, the operator of the British Airways flying club based at Wycombe Air Park in High Wycombe, until it was sold to Surinder Arora in 2007.
Franchises
Shareholdings
British Airways obtained a 15% stake in UK regional airline Flybe from the sale of BA Connect in March 2007. It sold the stake in 2014.
BA also owned a 10% stake in InterCapital and Regional Rail (ICRR), the company that managed the operations of Eurostar (UK) Ltd from 1998 to 2010, when the management of Eurostar was restructured.
Business trends
The key trends for the British Airways PLC Group are shown below.
On the merger with Iberia, the accounting reference date was changed from 31 March to 31 December; figures below are therefore for the years to 31 March up to 2010, for the nine months to 31 December 2010, and for the years to 31 December thereafter:
In 2020, due to the crisis caused by the COVID-19 pandemic, British Airways had to reduce its 42,000-strong workforce by 12,000 jobs. According to the estimate by IAG, a parent company, it will take the air travel industry several years to return to previous performance and profitability levels.
However, 2022 saw a dramatic increase in travel, and the company now faced a worker shortage, forcing it to cancel more than 1,500 flights. During February 2023, The international airlines group, the owners of British Airways announced that the group has returned to making an annual profit of €1.3 billion for the first time since the pandemic, following a €2.8 billion loss in 2021. The company warned that due to the surge in demand for flying this could lead to more disruption.
Industrial relations
Staff working for British Airways are represented by a number of trade unions, pilots are represented by British Air Line Pilots' Association, cabin crew by British Airlines Stewards and Stewardesses Association (a branch of Unite the Union), while other branches of Unite the Union and the GMB Union represent other employees. Bob Ayling's management faced strike action by cabin crew over a £1 billion cost-cutting drive to return BA to profitability in 1997; this was the last time BA cabin crew would strike until 2009, although staff morale has reportedly been unstable since that incident. In an effort to increase interaction between management, employees, and the unions, various conferences and workshops have taken place, often with thousands in attendance.
In 2005, wildcat action was taken by union members over a decision by Gate Gourmet not to renew the contracts of 670 workers and replace them with agency staff; it is estimated that the strike cost British Airways £30 million and caused disruption to 100,000 passengers. In October 2006, BA became involved in a civil rights dispute when a Christian employee was forbidden to wear a necklace bearing the cross, a religious symbol. BA's practice of forbidding such symbols has been publicly questioned by British politicians such as the former Home Secretary John Reid and the former Foreign Secretary Jack Straw.
Relations have been turbulent between BA and Unite. In 2007, cabin crew threatened strike action over salary changes to be imposed by BA management. The strike was called off at the last minute, British Airways losing £80 million. In December 2009, a ballot for strike action over Christmas received a high level of support, action was blocked by a court injunction that deemed the ballot illegal. Negotiations failed to stop strike action in March, BA withdrew perks for strike participants. Allegations were made by The Guardian newspaper that BA had consulted outside firms methods to undermine the unions: the story was later withdrawn. A strike was announced for May 2010, British Airways again sought an injunction. Members of the Socialist Workers Party disrupted negotiations between BA management and Unite to prevent industrial action. Further disruption struck when Derek Simpson, a Unite co-leader, was discovered to have leaked details of confidential negotiations online via Twitter. Industrial action re-emerged in 2017, this time by BA's Mixed Fleet flight attendants, whom were employed on much less favorable pay and terms and conditions compared to previous cabin staff who joined prior to 2010. A ballot for industrial action was distributed to Mixed Fleet crew in November 2016 and resulted in an overwhelming yes majority for industrial action. Unite described Mixed Fleet crew as on "poverty pay", with many Mixed Fleet flight attendants sleeping in their cars in between shifts because they cannot afford the fuel to drive home, or operating while sick as they cannot afford to call in sick and lose their pay for the shift. Unite also blasted BA of removing staff travel concessions, bonus payments and other benefits to all cabin crew who undertook industrial action, as well as strike-breaking tactics such as wet-leasing aircraft from other airlines and offering financial incentives for cabin crew not to strike. The first dates of strikes during Christmas 2016 were cancelled due to pay negotiations. Industrial action by Mixed Fleet commenced in January 2017 after rejecting a pay offer. Strike action continued throughout 2017 in numerous discontinuous periods, resulting in one of the longest running disputes in aviation history. On 31 October 2017, after 85 days of discontinuous industrial action, Mixed Fleet accepted a new pay deal from BA which ended the dispute.
Senior Leadership
Chairman: Sean Doyle (since April 2021)
Chief Executive: Sean Doyle (since October 2020)
List of Former Chairmen
Sir David Nicolson (1972–1975)
The Lord McFadzean (1976–1979)
Sir Ross Stainton (1979–1980)
The Lord King (1981–1993)
The Lord Marshall (1993–2004)
Sir Martin Broughton (2004–2013)
Keith Williams (2013–2016)
Álex Cruz (2016–2021)
List of Former Chief Executives
The position was formed in 1977.
Sir Ross Stainton (1977–1979)
Sir Roy Watts (1979–1983)
The Lord Marshall (1983–1995)
Bob Ayling (1996–2000)
Sir Rod Eddington (2000–2005)
Willie Walsh (2005–2010)
Keith Williams (2011–2016)
Álex Cruz (2016–2020)
Destinations
British Airways serves over 170 destinations in 70 countries, including eight domestic and 27 in the United States.
Alliances
British Airways co-founded the airline alliance Oneworld in 1999 with airlines American Airlines, Cathay Pacific and Qantas. British Airways is still currently a member of Oneworld.
Codeshare agreements
British Airways codeshares with the following airlines:
Aer Lingus
airBaltic
Alaska Airlines
American Airlines
Bangkok Airways
Cathay Pacific
China Eastern Airlines
China Southern Airlines
Finnair
Iberia
Japan Airlines
Kenya Airways
LATAM Brasil
LATAM Chile
Loganair
Malaysia Airlines
Qantas
Qatar Airways
Royal Jordanian
S7 Airlines
TAAG Angola Airlines
Vueling
Fleet
, the British Airways operates a fleet of 253 aircraft with 47 orders. BA operates a mix of Airbus narrow and wide-body aircraft, and Boeing wide-body aircraft, specifically the 777 and 787. In October 2020, British Airways retired its fleet of 747-400 aircraft. It was one of the largest operators of the 747, having previously operated the -100, -200, and -400 aircraft from 1974 (1969 with BOAC).
British Airways Engineering
The airline has its own engineering branch to maintain its aircraft fleet, this includes line maintenance at over 70 airports around the world. As well as hangar facilities at Heathrow and Gatwick airport it has two major maintenance centres at Glasgow and Cardiff Airports.
Marketing
Branding
The musical theme predominantly used on British Airways advertising has been "The Flower Duet" by Léo Delibes. This was first used in a 1984 advertisement directed by Tony Scott, in an arrangement by Howard Blake. It was reworked by Malcolm McLaren and Yanni for 1989's iconic "Face" advertisement, and subsequently appeared in many different arrangements between 1990 and 2010. The slogan 'the world's favourite airline', first used in 1983, was dropped in 2001 after Lufthansa overtook BA in terms of passenger numbers. Other advertising slogans have included "The World's Best Airline", "We'll Take More Care of You", "Fly the Flag", and "To Fly, To Serve".
BA had an account for 23 years with Saatchi & Saatchi, an agency that created many of their most famous advertisements, including "The World's Biggest Offer" and the influential "Face" campaign. Saatchi & Saatchi later imitated this advert for Silverjet, a rival of BA, after BA discontinued their business activities. Since 2007, BA used Bartle Bogle Hegarty as its advertising agency.
In October 2022, BA launched a brand new ad campaign, titled "A British Original" produced by London-based Uncommon Creative Studio. This was to be another record-breaking campaign for its use of 500 unique executions along with a series of 32 short films, coinciding with the launch of Ozwald Boateng's new collection of uniform.
British Airways purchased the internet domain ba.com in 2002 from previous owner Bell Atlantic, 'BA' being the company's acronym and its IATA Airline code.
British Airways is the official airline of the Wimbledon Championship tennis tournament, and was the official airline and tier one partner of the 2012 Summer Olympics and Paralympics. BA was also the official airline of England's bid to host the 2018 Football World Cup.
High Life, founded in 1973, is the official in-flight magazine of the airline.
Safety video
The airline used a cartoon safety video from circa 2005 until 2017. Beginning on 1 September 2017 the airline introduced the new Comic Relief live action safety video hosted by Chabuddy G, with appearances by British celebrities Gillian Anderson, Rowan Atkinson, Jim Broadbent, Rob Brydon, Warwick Davis, Chiwetel Ejiofor, Ian McKellen, Thandie Newton, and Gordon Ramsay. A "sequel" video, also hosted by Chabuddy G, was released in 2018, with Michael Caine, Olivia Colman, Jourdan Dunn, Naomie Harris, Joanna Lumley, and David Walliams. The two videos are part of Comic Relief's charity programme. On 17 April 2023, the airline launched new safety video as a part of “A British Original” campaign, with Emma Raducanu, Robert Peston, Little Simz, and Steven Bartlett.
Liveries, logos, and tail fins
The aeroplanes that British Airways inherited from the four-way merger between BOAC, BEA, Cambrian, and Northeast were temporarily given the text logo "British airways" but retained the original airline's livery. With its formation in 1974, British Airways' aeroplanes were given a new white, blue, and red colour scheme with a cropped Union Jack painted on their tail fins, designed by Negus & Negus. In 1984, a new livery designed by Landor Associates updated the airline's look as it prepared for privatization. For celebrating centenary, BA announced four retro liveries: three on Boeing 747-400 aircraft (one in each of BOAC, Negus & Negus, and Landor Associates liveries), and one A319 in BEA livery.
In 1997, there was a controversial change to a new Project Utopia livery; all aircraft used the corporate colours consistently on the fuselage, but tailfins bore one of multiple designs. Several people spoke out against the change, including the former prime minister Margaret Thatcher, who famously covered the tail of a model 747 at an event with a handkerchief, to show her displeasure. BA's traditional rival, Virgin Atlantic, took advantage of the negative press coverage by applying the Union flag to the winglets of their aircraft along with the slogan "Britain's national flagcarrier".
In 1999, the CEO of British Airways, Bob Ayling, announced that all BA planes would adopt the tailfin design Chatham Dockyard Union Flag originally intended to be used only on the Concorde, based on the Union Flag. All BA aircraft have since borne the Chatham Dockyard Union flag variant of the Project Utopia livery, except for the four retro aircraft.
Arms
In 2011, British Airways made a brand relaunch project, in which BA introduced a stylized, metallized version of arms by For People Design to be used along with its Speedmarque logo. This is used exclusively on aircraft, First Wing Lounge and advertisements.
Loyalty programmes
British Airways' tiered loyalty programme, called the Executive Club, includes access to special lounges and dedicated "fast" queues. Its program consists of six tiers: Blue, Bronze, Silver, Gold, Gold guest list and Premier. BA invites its top corporate accounts to join the "Premier" incentive programme.
The programme incentivises its members to fly with BA by awarding them Avios and Tier Points. Avios is the spending currency, which can be redeemed. Tier Points are a score used to determine the member's tier, and cannot be redeemed. Tier Points are reset at the end of each membership year, and Avios are retained for three years.
British Airways operates airside lounges for passengers travelling in premium cabins, and these are available to certain tiers of Executive Club members. First class passengers, as well as Gold Executive Club members, are entitled to use First Class Lounges. Business class passengers (called Club World or Club Europe in BA terms) as well as Silver Executive Club members may use Business lounges. At airports in which BA does not operate a departure lounge, a third party lounge is often provided for premium or status passengers.
Members of the programme were also granted status within the Oneworld alliance, which permitted similar benefits when flying with Oneworld member airlines. The level of benefits were determined by the member's tier.
In 2011, due to the merger with Iberia, British Airways announced changes to the Executive Club to maximise integration between the airlines. This included the combination and rebranding of Air Miles, BA Miles and Iberia Plus points as the IAG operated loyalty programme Avios.
Inflight magazines
high life Magazine is British Airways' complimentary inflight magazine. It is available to all customers across all cabins and aircraft types.
high life shop Magazine is British Airways' inflight shopping magazine. It is available to all customers on all aircraft where the inflight shopping range can be carried.
First life is a complimentary magazine offered to all customers travelling in the First cabin. It has a range of articles including fashion, trends and technology with an upmarket target audience.
Business life is a complimentary magazine targeted at business travellers and frequent flyers. The magazine can be found in all short haul aircraft seat pockets, in the magazine selection for Club World customers and in lounges operated by British Airways.
Cabins and services
Short haul
Economy class
Euro Traveller is British Airways' economy class cabin on all short-haul flights within Europe, including domestic flights within the UK.
Heathrow and Gatwick-based flights are operated by Airbus A320 series aircraft. Standard seat pitch varies from 29" to 34" depending on aircraft type and location of the seat.
All flights from Heathrow and Gatwick have a buy on board system with a range of food designed by Tom Kerridge.
Food can be pre-ordered through the British Airways mobile application. Alternatively, a limited selection can be purchased on-board using credit and debit card or by using Frequent Flyer Avios points. British Airways is rolling out Wi-Fi across its fleet of aircraft with 90% expected to be Wi-Fi enabled by 2020.
Scheduled services operated by BA Cityflyer currently offer complimentary onboard catering. The service will switch to buy on board in the future.
Business class
Club Europe is the short-haul business class available on all short-haul flights. This class allows for access to business lounges at most airports and complimentary onboard catering. The middle seat of the standard Airbus configured cabin is left free. Instead, a cocktail table folds up from under the middle seat on refurbished aircraft. Pillows and blankets are available on longer flights.
In-flight
Mid-haul and long haul
First class
First is offered on all Airbus A380s, Boeing 777-300ERs, Boeing 787-9/10s and on some Boeing 777-200ERs. There are between eight and fourteen private suites depending on the aircraft type. Each First suite comes with a bed, a wide entertainment screen, in-seat power and complimentary Wi-Fi access on select aircraft.
The exclusive Concorde Room lounge at Heathrow Terminal 5 offers pre-flight dining with waiter service and more intimate space. Dedicated British Airways 'Galleries First' lounges are available at some airports, and Business lounges are used where these are not available. Some feature a 'First Dining' section where passengers holding a first class ticket can access a pre-flight dining service.
Club World
Club World is the long-haul business class cabin. It is offered on all long-haul aircraft. The cabin features fully convertible flat bed seats. In March 2019, BA unveiled its new business-class seats on the new A350 aircraft, which feature a suite with a door. Since the unveiling, Club Suite has been installed on the Boeing 787-10 and retrofitted on some Boeing 777 cabins. The remaining aircraft are due to have their seats re-fitted over the coming years and they currently feature an older seat type, initially released in 2006.
World Traveller Plus
World Traveller Plus is the premium economy class cabin provided on all BA long haul aircraft. This cabin offers wider seats, extended leg-room, additional seat comforts such as larger IFE screen, a foot rest and power sockets. A complimentary 'World Traveller' bar is offered along with an upgraded main meal.
World Traveller
World Traveller is the mid-haul and long-haul economy class cabin. It offers seat-back entertainment, complimentary food and drink, pillows, and blankets. While the in-flight entertainment screens are available on all long-haul aircraft, international power outlets are available on the aircraft based at Heathrow. Wifi is also available on selected aircraft at an extra fee.
Incidents and accidents
British Airways is known to have a strong reputation for safety and has been consistently ranked within the top 20 safest airlines globally according to Business Insider and AirlineRatings.com.
Since BA's inception in 1974, it has been involved in three hull-loss incidents (British Airways Flight 149 was destroyed on the ground at Kuwait International Airport as a result of military action during the First Gulf War with no one on board) and two hijacking attempts. To date, the only fatal accident experienced by a BA aircraft occurred in 1976 with British Airways Flight 476 which was involved in a midair collision later attributed to an error made by air traffic control.
On 22 November 1974, British Airways Flight 870 was hijacked shortly after take-off from Dubai International Airport for London-Heathrow. The Vickers VC10 landed at Tripoli for refuelling before flying on to Tunis. The captain, Jim Futcher, returned to the aircraft to fly it knowing the hijackers were on board. A hostage, 43-year-old German banker Werner Gustav Kehl, was shot in the back. The hijackers eventually surrendered after 84 hours. Futcher was awarded the Queen's Gallantry Medal, the Guild of Air Pilots and Air Navigators Founders Medal, the British Air Line Pilots Association Gold Medal and a Certificate of Commendation from British Airways for his actions during the hijacking.
On 10 September 1976, a Trident 3B on British Airways Flight 476 departed from London-Heathrow to Istanbul. It collided in mid-air with an Inex Adria DC9-31 near Zagreb. All 54 passengers and 9 crew members on the BA aircraft died. This is the only fatal accident to a British Airways aircraft since the company's formation in 1974.
On 24 June 1982, British Airways Flight 9, a Boeing 747-200 registration G-BDXH, flew through a cloud of volcanic ash and dust from the eruption of Mount Galunggung. The ash and dust caused extensive damage to the aircraft, including the failure of all four engines. The crew managed to glide the plane out of the dust cloud and restart all four of its engines, although one later had to be shut down again. The volcanic ash caused the cockpit window to be scratched to such an extent that it was difficult for the pilots to see out of the plane. However, the aircraft made a successful emergency landing at Halim Perdanakusuma International Airport just outside Jakarta. There were no fatalities or injuries.
On 10 June 1990, British Airways Flight 5390, a BAC One-Eleven flight between Birmingham and Málaga, suffered a windscreen blowout due to the fitting of incorrect bolts the previous day. The captain sustained major injuries after being partially blown out of the aircraft, but the co-pilot landed the plane safely at Southampton Airport.
On 2 August 1990, British Airways Flight 149 landed at Kuwait International Airport four hours after the Iraqi invasion of Kuwait. The aircraft, a Boeing 747-100 G-AWND, was destroyed, and all passengers and crew were captured. Two of the landing gears were salvaged, and are on display in Waterside, BA Headquarters in London.
On 29 December 2000, British Airways Flight 2069 was en route from London to Nairobi when a mentally ill passenger entered the cockpit and grabbed the controls. As the pilots struggled to remove the intruder, the Boeing 747-400 stalled twice and banked to 94 degrees. Several people on board were injured by the violent manoeuvres, which briefly caused the aircraft to descend at 30,000 ft per minute. The man was finally restrained with the help of several passengers, and the co-pilot regained control of the aircraft. The flight landed safely in Nairobi.
On 17 January 2008, British Airways Flight 38, a Boeing 777-200ER G-YMMM, from Beijing to London crash-landed approximately short of Heathrow Airport's runway 27L, and slid onto the runway's displaced threshold. The aircraft sustained damage to its landing gear, wing roots, and engines, resulting in the first hull loss of a Boeing 777. There were no fatalities, but there was one serious injury and 12 minor injuries. The accident was caused by icing in the fuel system, resulting in a loss of power.
On 24 May 2013, British Airways Flight 762, using an Airbus A319-131 and registered as G-EUOE, returned to Heathrow Airport after fan cowl doors detached from both engines shortly after takeoff. During the approach, a fire broke out in the right engine and persisted after the engine was shut down. The aircraft landed safely with no injuries to the 80 people on board. The accident report revealed that the cowlings had been left unlatched following overnight maintenance. The separation of the doors caused airframe damage and the right-hand engine fire resulted from a ruptured fuel pipe.
On 22 December 2013, British Airways Flight 34, a Boeing 747-436 G-BNLL, hit a building at O. R. Tambo International Airport in Johannesburg after missing a turning on a taxiway. The starboard wing was severely damaged but there were no injuries amongst the crew or 189 passengers, however, four members of ground staff were injured when the wing smashed into the building. The aircraft was officially withdrawn from service in February 2014.
On 8 September 2015, British Airways Flight 2276, a Boeing 777-236ER G-VIIO, aborted its takeoff at Las Vegas' McCarran International Airport due to an uncontained engine failure of its left (#1) General Electric GE90 engine, which led to a substantial fire. The aircraft was evacuated on the main runway. All 157 passengers and 13 crew escaped the aircraft, at least 14 people sustaining minor injuries.
Between 21 August 2018 and 5 September 2018, hackers carried out a "sophisticated, malicious criminal attack" on the website of the airline. Around 380,000 transactions were affected by this web skimming attack. The company was subsequently fined £183 million (1.5% of turnover) in July 2019, by the Information Commissioner's Office, the highest ever fine handed by the ICO at the time of issuing.
On 18 June 2021, a British Airways Boeing 787-8 G-ZBJB, had a nose landing gear collapse while on the tarmac at Heathrow Airport. A British Airways spokesperson confirmed that no passengers were on board the plane when the incident occurred.
On 6 July 2022, British Airways Flight 820, an Airbus A320-232, caught fire as it was landing at Copenhagen Airport. Airport firefighters put out the fire. They had to use foam as well. People in the terminal buildings were able to record the footage. The plane was ferried back to London-Heathrow Airport on July 9.
See also
Air transport in the United Kingdom
Plane Saver Credit Union
Transport in the United Kingdom
List of airlines of the United Kingdom
References
Bibliography
Wood, Alan. "Airline at War: British Airways Goes to War". Air Enthusiast, No. 55, Autumn 1994, pp. 62–74.
External links
British Airways Heritage Collection
British companies established in 1974
Airlines based in London
Airlines established in 1974
Airlines of the United Kingdom
British Air Transport Association
British brands
Companies formerly listed on the London Stock Exchange
European Low Fares Airline Association
Former nationalised industries of the United Kingdom
Price fixing convictions |
3973 | https://en.wikipedia.org/wiki/Bicycle | Bicycle | A bicycle, also called a pedal cycle, bike, push-bike or cycle, is a human-powered or motor-powered assisted, pedal-driven, single-track vehicle, having two wheels attached to a frame, one behind the other. A is called a cyclist, or bicyclist.
Bicycles were introduced in the 19th century in Europe. By the early 21st century there were more than 1 billion. These numbers far exceed the number of cars, both in total and ranked by the number of individual models produced. They are the principal means of transportation in many regions. They also provide a popular form of recreation, and have been adapted for use as children's toys, general fitness, military and police applications, courier services, bicycle racing, and bicycle stunts.
The basic shape and configuration of a typical upright or "safety bicycle", has changed little since the first chain-driven model was developed around 1885. However, many details have been improved, especially since the advent of modern materials and computer-aided design. These have allowed for a proliferation of specialized designs for many types of cycling. In the 21st century electric bicycles have become popular.
The bicycle's invention has had an enormous effect on society, both in terms of culture and of advancing modern industrial methods. Several components that played a key role in the development of the automobile were initially invented for use in the bicycle, including ball bearings, pneumatic tires, chain-driven sprockets and tension-spoked wheels.
Etymology
The word bicycle first appeared in English print in The Daily News in 1868, to describe "Bysicles and trysicles" on the "Champs Elysées and Bois de Boulogne". The word was first used in 1847 in a French publication to describe an unidentified two-wheeled vehicle, possibly a carriage. The design of the bicycle was an advance on the velocipede, although the words were used with some degree of overlap for a time.
Other words for bicycle include "bike", "pushbike", "pedal cycle", or "cycle". In Unicode, the code point for "bicycle" is 0x1F6B2. The entity 🚲 in HTML produces 🚲.
Although bike and cycle are used interchangeably to refer mostly to two types of two-wheelers, the terms still vary across the world. In India, for example, a cycle refers only to a two-wheeler using pedal power whereas the term bike is used to describe a two-wheeler using internal combustion engine or electric motors as a source of motive power instead of motorcycle/motorbike.
History
The "dandy horse", also called Draisienne or Laufmaschine ("running machine"), was the first human means of transport to use only two wheels in tandem and was invented by the German Baron Karl von Drais. It is regarded as the first bicycle and von Drais is seen as the "father of the bicycle", but it did not have pedals. Von Drais introduced it to the public in Mannheim in 1817 and in Paris in 1818. Its rider sat astride a wooden frame supported by two in-line wheels and pushed the vehicle along with his or her feet while steering the front wheel.
The first mechanically propelled, two-wheeled vehicle may have been built by Kirkpatrick MacMillan, a Scottish blacksmith, in 1839, although the claim is often disputed. He is also associated with the first recorded instance of a cycling traffic offense, when a Glasgow newspaper in 1842 reported an accident in which an anonymous "gentleman from Dumfries-shire... bestride a velocipede... of ingenious design" knocked over a little girl in Glasgow and was fined five shillings ().
In the early 1860s, Frenchmen Pierre Michaux and Pierre Lallement took bicycle design in a new direction by adding a mechanical crank drive with pedals on an enlarged front wheel (the velocipede). This was the first in mass production. Another French inventor named Douglas Grasso had a failed prototype of Pierre Lallement's bicycle several years earlier. Several inventions followed using rear-wheel drive, the best known being the rod-driven velocipede by Scotsman Thomas McCall in 1869. In that same year, bicycle wheels with wire spokes were patented by Eugène Meyer of Paris. The French vélocipède, made of iron and wood, developed into the "penny-farthing" (historically known as an "ordinary bicycle", a retronym, since there was then no other kind). It featured a tubular steel frame on which were mounted wire-spoked wheels with solid rubber tires. These bicycles were difficult to ride due to their high seat and poor weight distribution. In 1868 Rowley Turner, a sales agent of the Coventry Sewing Machine Company (which soon became the Coventry Machinists Company), brought a Michaux cycle to Coventry, England. His uncle, Josiah Turner, and business partner James Starley, used this as a basis for the 'Coventry Model' in what became Britain's first cycle factory.
The dwarf ordinary addressed some of these faults by reducing the front wheel diameter and setting the seat further back. This, in turn, required gearing—effected in a variety of ways—to efficiently use pedal power. Having to both pedal and steer via the front wheel remained a problem. Englishman J.K. Starley (nephew of James Starley), J.H. Lawson, and Shergold solved this problem by introducing the chain drive (originated by the unsuccessful "bicyclette" of Englishman Henry Lawson), connecting the frame-mounted cranks to the rear wheel. These models were known as safety bicycles, dwarf safeties, or upright bicycles for their lower seat height and better weight distribution, although without pneumatic tires the ride of the smaller-wheeled bicycle would be much rougher than that of the larger-wheeled variety. Starley's 1885 Rover, manufactured in Coventry is usually described as the first recognizably modern bicycle. Soon the seat tube was added which created the modern bike's double-triangle diamond frame.
Further innovations increased comfort and ushered in a second bicycle craze, the 1890s Golden Age of Bicycles. In 1888, Scotsman John Boyd Dunlop introduced the first practical pneumatic tire, which soon became universal. Willie Hume demonstrated the supremacy of Dunlop's tyres in 1889, winning the tyre's first-ever races in Ireland and then England. Soon after, the rear freewheel was developed, enabling the rider to coast. This refinement led to the 1890s invention of coaster brakes. Dérailleur gears and hand-operated Bowden cable-pull brakes were also developed during these years, but were only slowly adopted by casual riders.
The Svea Velocipede with vertical pedal arrangement and locking hubs was introduced in 1892 by the Swedish engineers Fredrik Ljungström and Birger Ljungström. It attracted attention at the World Fair and was produced in a few thousand units.
In the 1870s many cycling clubs flourished. They were popular in a time when there were no cars on the market and the principal mode of transportation was horse-drawn vehicles, such the horse and buggy or the horsecar. Among the earliest clubs was The Bicycle Touring Club, which has operated since 1878. By the turn of the century, cycling clubs flourished on both sides of the Atlantic, and touring and racing became widely popular. The Raleigh Bicycle Company was founded in Nottingham, England in 1888. It became the biggest bicycle manufacturing company in the world, making over two million bikes per year.
Bicycles and horse buggies were the two mainstays of private transportation just prior to the automobile, and the grading of smooth roads in the late 19th century was stimulated by the widespread advertising, production, and use of these devices. More than 1 billion bicycles have been manufactured worldwide as of the early 21st century. Bicycles are the most common vehicle of any kind in the world, and the most numerous model of any kind of vehicle, whether human-powered or motor vehicle, is the Chinese Flying Pigeon, with numbers exceeding 500 million. The next most numerous vehicle, the Honda Super Cub motorcycle, has more than 100 million units made, while most produced car, the Toyota Corolla, has reached 44 million and counting.
Uses
Bicycles are used for transportation, bicycle commuting, and utility cycling. They are also used professionally by mail carriers, paramedics, police, messengers, and general delivery services. Military uses of bicycles include communications, reconnaissance, troop movement, supply of provisions, and patrol, such as in bicycle infantries.
They are also used for recreational purposes, including bicycle touring, mountain biking, physical fitness, and play. Bicycle sports include racing, BMX racing, track racing, criterium, roller racing, sportives and time trials. Major multi-stage professional events are the Giro d'Italia, the Tour de France, the Vuelta a España, the Tour de Pologne, and the Volta a Portugal. They are also used for entertainment and pleasure in other ways, such as in organised mass rides, artistic cycling and freestyle BMX.
Technical aspects
The bicycle has undergone continual adaptation and improvement since its inception. These innovations have continued with the advent of modern materials and computer-aided design, allowing for a proliferation of specialized bicycle types, improved bicycle safety, and riding comfort.
Types
Bicycles can be categorized in many different ways: by function, by number of riders, by general construction, by gearing or by means of propulsion. The more common types include utility bicycles, mountain bicycles, racing bicycles, touring bicycles, hybrid bicycles, cruiser bicycles, and BMX bikes. Less common are tandems, low riders, tall bikes, fixed gear, folding models, amphibious bicycles, cargo bikes, recumbents and electric bicycles.
Unicycles, tricycles and quadracycles are not strictly bicycles, as they have respectively one, three and four wheels, but are often referred to informally as "bikes" or "cycles".
Dynamics
A bicycle stays upright while moving forward by being steered so as to keep its center of mass over the wheels. This steering is usually provided by the rider, but under certain conditions may be provided by the bicycle itself.
The combined center of mass of a bicycle and its rider must lean into a turn to successfully navigate it. This lean is induced by a method known as countersteering, which can be performed by the rider turning the handlebars directly with the hands or indirectly by leaning the bicycle.
Short-wheelbase or tall bicycles, when braking, can generate enough stopping force at the front wheel to flip longitudinally. The act of purposefully using this force to lift the rear wheel and balance on the front without tipping over is a trick known as a stoppie, endo, or front wheelie.
Performance
The bicycle is extraordinarily efficient in both biological and mechanical terms. The bicycle is the most efficient human-powered means of transportation in terms of energy a person must expend to travel a given distance. From a mechanical viewpoint, up to 99% of the energy delivered by the rider into the pedals is transmitted to the wheels, although the use of gearing mechanisms may reduce this by 10–15%. In terms of the ratio of cargo weight a bicycle can carry to total weight, it is also an efficient means of cargo transportation.
A human traveling on a bicycle at low to medium speeds of around uses only the power required to walk. Air drag, which is proportional to the square of speed, requires dramatically higher power outputs as speeds increase. If the rider is sitting upright, the rider's body creates about 75% of the total drag of the bicycle/rider combination. Drag can be reduced by seating the rider in a more aerodynamically streamlined position. Drag can also be reduced by covering the bicycle with an aerodynamic fairing. The fastest recorded unpaced speed on a flat surface is .
In addition, the carbon dioxide generated in the production and transportation of the food required by the bicyclist, per mile traveled, is less than that generated by energy efficient motorcars.
Parts
Frame
The great majority of modern bicycles have a frame with upright seating that looks much like the first chain-driven bike. These upright bicycles almost always feature the diamond frame, a truss consisting of two triangles: the front triangle and the rear triangle. The front triangle consists of the head tube, top tube, down tube, and seat tube. The head tube contains the headset, the set of bearings that allows the fork to turn smoothly for steering and balance. The top tube connects the head tube to the seat tube at the top, and the down tube connects the head tube to the bottom bracket. The rear triangle consists of the seat tube and paired chain stays and seat stays. The chain stays run parallel to the chain, connecting the bottom bracket to the rear dropout, where the axle for the rear wheel is held. The seat stays connect the top of the seat tube (at or near the same point as the top tube) to the rear fork ends.
Historically, women's bicycle frames had a top tube that connected in the middle of the seat tube instead of the top, resulting in a lower standover height at the expense of compromised structural integrity, since this places a strong bending load in the seat tube, and bicycle frame members are typically weak in bending. This design, referred to as a step-through frame or as an open frame, allows the rider to mount and dismount in a dignified way while wearing a skirt or dress. While some women's bicycles continue to use this frame style, there is also a variation, the mixte, which splits the top tube laterally into two thinner top tubes that bypass the seat tube on each side and connect to the rear fork ends. The ease of stepping through is also appreciated by those with limited flexibility or other joint problems. Because of its persistent image as a "women's" bicycle, step-through frames are not common for larger frames.
Step-throughs were popular partly for practical reasons and partly for social mores of the day. For most of the history of bicycles' popularity women have worn long skirts, and the lower frame accommodated these better than the top-tube. Furthermore, it was considered "unladylike" for women to open their legs to mount and dismount—in more conservative times women who rode bicycles at all were vilified as immoral or immodest. These practices were akin to the older practice of riding horse sidesaddle.
Another style is the recumbent bicycle. These are inherently more aerodynamic than upright versions, as the rider may lean back onto a support and operate pedals that are on about the same level as the seat. The world's fastest bicycle is a recumbent bicycle but this type was banned from competition in 1934 by the Union Cycliste Internationale.
Historically, materials used in bicycles have followed a similar pattern as in aircraft, the goal being high strength and low weight. Since the late 1930s alloy steels have been used for frame and fork tubes in higher quality machines. By the 1980s aluminum welding techniques had improved to the point that aluminum tube could safely be used in place of steel. Since then aluminum alloy frames and other components have become popular due to their light weight, and most mid-range bikes are now principally aluminum alloy of some kind. More expensive bikes use carbon fibre due to its significantly lighter weight and profiling ability, allowing designers to make a bike both stiff and compliant by manipulating the lay-up. Virtually all professional racing bicycles now use carbon fibre frames, as they have the best strength to weight ratio. A typical modern carbon fiber frame can weighs less than .
Other exotic frame materials include titanium and advanced alloys. Bamboo, a natural composite material with high strength-to-weight ratio and stiffness has been used for bicycles since 1894. Recent versions use bamboo for the primary frame with glued metal connections and parts, priced as exotic models.
Drivetrain and gearing
The drivetrain begins with pedals which rotate the cranks, which are held in axis by the bottom bracket. Most bicycles use a chain to transmit power to the rear wheel. A very small number of bicycles use a shaft drive to transmit power, or special belts. Hydraulic bicycle transmissions have been built, but they are currently inefficient and complex.
Since cyclists' legs are most efficient over a narrow range of pedaling speeds, or cadence, a variable gear ratio helps a cyclist to maintain an optimum pedalling speed while covering varied terrain. Some, mainly utility, bicycles use hub gears with between 3 and 14 ratios, but most use the generally more efficient dérailleur system, by which the chain is moved between different cogs called chainrings and sprockets to select a ratio. A dérailleur system normally has two dérailleurs, or mechs, one at the front to select the chainring and another at the back to select the sprocket. Most bikes have two or three chainrings, and from 5 to 11 sprockets on the back, with the number of theoretical gears calculated by multiplying front by back. In reality, many gears overlap or require the chain to run diagonally, so the number of usable gears is fewer.
An alternative to chaindrive is to use a synchronous belt. These are toothed and work much the same as a chain—popular with commuters and long distance cyclists they require little maintenance. They cannot be shifted across a cassette of sprockets, and are used either as single speed or with a hub gear.
Different gears and ranges of gears are appropriate for different people and styles of cycling. Multi-speed bicycles allow gear selection to suit the circumstances: a cyclist could use a high gear when cycling downhill, a medium gear when cycling on a flat road, and a low gear when cycling uphill. In a lower gear every turn of the pedals leads to fewer rotations of the rear wheel. This allows the energy required to move the same distance to be distributed over more pedal turns, reducing fatigue when riding uphill, with a heavy load, or against strong winds. A higher gear allows a cyclist to make fewer pedal turns to maintain a given speed, but with more effort per turn of the pedals.
With a chain drive transmission, a chainring attached to a crank drives the chain, which in turn rotates the rear wheel via the rear sprocket(s) (cassette or freewheel). There are four gearing options: two-speed hub gear integrated with chain ring, up to 3 chain rings, up to 11 sprockets, hub gear built into rear wheel (3-speed to 14-speed). The most common options are either a rear hub or multiple chain rings combined with multiple sprockets (other combinations of options are possible but less common).
Steering
The handlebars connect to the stem that connects to the fork that connects to the front wheel, and the whole assembly connects to the bike and rotates about the steering axis via the headset bearings. Three styles of handlebar are common. Upright handlebars, the norm in Europe and elsewhere until the 1970s, curve gently back toward the rider, offering a natural grip and comfortable upright position. Drop handlebars "drop" as they curve forward and down, offering the cyclist best braking power from a more aerodynamic "crouched" position, as well as more upright positions in which the hands grip the brake lever mounts, the forward curves, or the upper flat sections for increasingly upright postures. Mountain bikes generally feature a 'straight handlebar' or 'riser bar' with varying degrees of sweep backward and centimeters rise upwards, as well as wider widths which can provide better handling due to increased leverage against the wheel.
Seating
Saddles also vary with rider preference, from the cushioned ones favored by short-distance riders to narrower saddles which allow more room for leg swings. Comfort depends on riding position. With comfort bikes and hybrids, cyclists sit high over the seat, their weight directed down onto the saddle, such that a wider and more cushioned saddle is preferable. For racing bikes where the rider is bent over, weight is more evenly distributed between the handlebars and saddle, the hips are flexed, and a narrower and harder saddle is more efficient. Differing saddle designs exist for male and female cyclists, accommodating the genders' differing anatomies and sit bone width measurements, although bikes typically are sold with saddles most appropriate for men. Suspension seat posts and seat springs provide comfort by absorbing shock but can add to the overall weight of the bicycle.
A recumbent bicycle has a reclined chair-like seat that some riders find more comfortable than a saddle, especially riders who suffer from certain types of seat, back, neck, shoulder, or wrist pain. Recumbent bicycles may have either under-seat or over-seat steering.
Brakes
Bicycle brakes may be rim brakes, in which friction pads are compressed against the wheel rims; hub brakes, where the mechanism is contained within the wheel hub, or disc brakes, where pads act on a rotor attached to the hub. Most road bicycles use rim brakes, but some use disk brakes. Disc brakes are more common for mountain bikes, tandems and recumbent bicycles than on other types of bicycles, due to their increased power, coupled with an increased weight and complexity.
With hand-operated brakes, force is applied to brake levers mounted on the handlebars and transmitted via Bowden cables or hydraulic lines to the friction pads, which apply pressure to the braking surface, causing friction which slows the bicycle down. A rear hub brake may be either hand-operated or pedal-actuated, as in the back pedal coaster brakes which were popular in North America until the 1960s.
Track bicycles do not have brakes, because all riders ride in the same direction around a track which does not necessitate sharp deceleration. Track riders are still able to slow down because all track bicycles are fixed-gear, meaning that there is no freewheel. Without a freewheel, coasting is impossible, so when the rear wheel is moving, the cranks are moving. To slow down, the rider applies resistance to the pedals, acting as a braking system which can be as effective as a conventional rear wheel brake, but not as effective as a front wheel brake.
Suspension
Bicycle suspension refers to the system or systems used to suspend the rider and all or part of the bicycle. This serves two purposes: to keep the wheels in continuous contact with the ground, improving control, and to isolate the rider and luggage from jarring due to rough surfaces, improving comfort.
Bicycle suspensions are used primarily on mountain bicycles, but are also common on hybrid bicycles, as they can help deal with problematic vibration from poor surfaces. Suspension is especially important on recumbent bicycles, since while an upright bicycle rider can stand on the pedals to achieve some of the benefits of suspension, a recumbent rider cannot.
Basic mountain bicycles and hybrids usually have front suspension only, whilst more sophisticated ones also have rear suspension. Road bicycles tend to have no suspension.
Wheels and tires
The wheel axle fits into fork ends in the frame and fork. A pair of wheels may be called a wheelset, especially in the context of ready-built "off the shelf", performance-oriented wheels.
Tires vary enormously depending on their intended purpose. Road bicycles use tires 18 to 25 millimeters wide, most often completely smooth, or slick, and inflated to high pressure to roll fast on smooth surfaces. Off-road tires are usually between wide, and have treads for gripping in muddy conditions or metal studs for ice.
Groupset
Groupset generally refers to all of the components that make up a bicycle excluding the bicycle frame, fork, stem, wheels, tires, and rider contact points, such as the saddle and handlebars.
Accessories
Some components, which are often optional accessories on sports bicycles, are standard features on utility bicycles to enhance their usefulness, comfort, safety and visibility. Fenders with spoilers (mudflaps) protect the cyclist and moving parts from spray when riding through wet areas. In some countries (e.g. Germany, UK), fenders are called mudguards. The chainguards protect clothes from oil on the chain while preventing clothing from being caught between the chain and crankset teeth. Kick stands keep bicycles upright when parked, and bike locks deter theft. Front-mounted baskets, front or rear luggage carriers or racks, and panniers mounted above either or both wheels can be used to carry equipment or cargo. Pegs can be fastened to one, or both of the wheel hubs to either help the rider perform certain tricks, or allow a place for extra riders to stand, or rest. Parents sometimes add rear-mounted child seats, an auxiliary saddle fitted to the crossbar, or both to transport children. Bicycles can also be fitted with a hitch to tow a trailer for carrying cargo, a child, or both.
Toe-clips and toestraps and clipless pedals help keep the foot locked in the proper pedal position and enable cyclists to pull and push the pedals. Technical accessories include cyclocomputers for measuring speed, distance, heart rate, GPS data etc. Other accessories include lights, reflectors, mirrors, racks, trailers, bags, water bottles and cages, and bell. Bicycle lights, reflectors, and helmets are required by law in some geographic regions depending on the legal code. It is more common to see bicycles with bottle generators, dynamos, lights, fenders, racks and bells in Europe. Bicyclists also have specialized form fitting and high visibility clothing.
Children's bicycles may be outfitted with cosmetic enhancements such as bike horns, streamers, and spoke beads. Training wheels are sometimes used when learning to ride, but a dedicated balance bike teaches independent riding more effectively.
Bicycle helmets can reduce injury in the event of a collision or accident, and a suitable helmet is legally required of riders in many jurisdictions. Helmets may be classified as an accessory or as an item of clothing.
Bike trainers are used to enable cyclists to cycle while the bike remains stationary. They are frequently used to warm up before races or indoors when riding conditions are unfavorable.
Standards
A number of formal and industry standards exist for bicycle components to help make spare parts exchangeable and to maintain a minimum product safety.
The International Organization for Standardization (ISO) has a special technical committee for cycles, TC149, that has the scope of "Standardization in the field of cycles, their components and accessories with particular reference to terminology, testing methods and requirements for performance and safety, and interchangeability".
The European Committee for Standardization (CEN) also has a specific Technical Committee, TC333, that defines European standards for cycles. Their mandate states that EN cycle standards shall harmonize with ISO standards. Some CEN cycle standards were developed before ISO published their standards, leading to strong European influences in this area. European cycle standards tend to describe minimum safety requirements, while ISO standards have historically harmonized parts geometry.
Maintenance and repair
Like all devices with mechanical moving parts, bicycles require a certain amount of regular maintenance and replacement of worn parts. A bicycle is relatively simple compared with a car, so some cyclists choose to do at least part of the maintenance themselves. Some components are easy to handle using relatively simple tools, while other components may require specialist manufacturer-dependent tools.
Many bicycle components are available at several different price/quality points; manufacturers generally try to keep all components on any particular bike at about the same quality level, though at the very cheap end of the market there may be some skimping on less obvious components (e.g. bottom bracket).
There are several hundred assisted-service Community Bicycle Organizations worldwide. At a Community Bicycle Organization, laypeople bring in bicycles needing repair or maintenance; volunteers teach them how to do the required steps.
Full service is available from bicycle mechanics at a local bike shop.
In areas where it is available, some cyclists purchase roadside assistance from companies such as the Better World Club or the American Automobile Association.
Maintenance
The most basic maintenance item is keeping the tires correctly inflated; this can make a noticeable difference as to how the bike feels to ride. Bicycle tires usually have a marking on the sidewall indicating the pressure appropriate for that tire. Bicycles use much higher pressures than cars: car tires are normally in the range of , whereas bicycle tires are normally in the range of .
Another basic maintenance item is regular lubrication of the chain and pivot points for derailleurs and brake components. Most of the bearings on a modern bike are sealed and grease-filled and require little or no attention; such bearings will usually last for or more. The crank bearings require periodic maintenance, which involves removing, cleaning and repacking with the correct grease.
The chain and the brake blocks are the components which wear out most quickly, so these need to be checked from time to time, typically every or so. Most local bike shops will do such checks for free. Note that when a chain becomes badly worn it will also wear out the rear cogs/cassette and eventually the chain ring(s), so replacing a chain when only moderately worn will prolong the life of other components.
Over the longer term, tires do wear out, after ; a rash of punctures is often the most visible sign of a worn tire.
Repair
Very few bicycle components can actually be repaired; replacement of the failing component is the normal practice.
The most common roadside problem is a puncture. After removing the offending nail/tack/thorn/glass shard/etc., there are two approaches: either mend the puncture by the roadside, or replace the inner tube and then mend the puncture in the comfort of home. Some brands of tires are much more puncture-resistant than others, often incorporating one or more layers of Kevlar; the downside of such tires is that they may be heavier and/or more difficult to fit and remove.
Tools
There are specialized bicycle tools for use both in the shop and at the roadside. Many cyclists carry tool kits. These may include a tire patch kit (which, in turn, may contain any combination of a hand pump or CO2 pump, tire levers, spare tubes, self-adhesive patches, or tube-patching material, an adhesive, a piece of sandpaper or a metal grater (for roughing the tube surface to be patched) and sometimes even a block of French chalk), wrenches, hex keys, screwdrivers, and a chain tool. Special, thin wrenches are often required for maintaining various screw-fastened parts, specifically, the frequently lubricated ball-bearing "cones". There are also cycling-specific multi-tools that combine many of these implements into a single compact device. More specialized bicycle components may require more complex tools, including proprietary tools specific for a given manufacturer.
Social and historical aspects
The bicycle has had a considerable effect on human society, in both the cultural and industrial realms.
In daily life
Around the turn of the 20th century, bicycles reduced crowding in inner-city tenements by allowing workers to commute from more spacious dwellings in the suburbs. They also reduced dependence on horses. Bicycles allowed people to travel for leisure into the country, since bicycles were three times as energy efficient as walking and three to four times as fast.
In built-up cities around the world, urban planning uses cycling infrastructure like bikeways to reduce traffic congestion and air pollution. A number of cities around the world have implemented schemes known as bicycle sharing systems or community bicycle programs. The first of these was the White Bicycle plan in Amsterdam in 1965. It was followed by yellow bicycles in La Rochelle and green bicycles in Cambridge. These initiatives complement public transport systems and offer an alternative to motorized traffic to help reduce congestion and pollution. In Europe, especially in the Netherlands and parts of Germany and Denmark, bicycle commuting is common. In Copenhagen, a cyclists' organization runs a Cycling Embassy that promotes biking for commuting and sightseeing. The United Kingdom has a tax break scheme (IR 176) that allows employees to buy a new bicycle tax free to use for commuting.
In the Netherlands all train stations offer free bicycle parking, or a more secure parking place for a small fee, with the larger stations also offering bicycle repair shops. Cycling is so popular that the parking capacity may be exceeded, while in some places such as Delft the capacity is usually exceeded. In Trondheim in Norway, the Trampe bicycle lift has been developed to encourage cyclists by giving assistance on a steep hill. Buses in many cities have bicycle carriers mounted on the front.
There are towns in some countries where bicycle culture has been an integral part of the landscape for generations, even without much official support. That is the case of Ílhavo, in Portugal.
In cities where bicycles are not integrated into the public transportation system, commuters often use bicycles as elements of a mixed-mode commute, where the bike is used to travel to and from train stations or other forms of rapid transit. Some students who commute several miles drive a car from home to a campus parking lot, then ride a bicycle to class. Folding bicycles are useful in these scenarios, as they are less cumbersome when carried aboard. Los Angeles removed a small amount of seating on some trains to make more room for bicycles and wheel chairs.
Some US companies, notably in the tech sector, are developing both innovative cycle designs and cycle-friendliness in the workplace. Foursquare, whose CEO Dennis Crowley "pedaled to pitch meetings ... [when he] was raising money from venture capitalists" on a two-wheeler, chose a new location for its New York headquarters "based on where biking would be easy". Parking in the office was also integral to HQ planning. Mitchell Moss, who runs the Rudin Center for Transportation Policy & Management at New York University, said in 2012: "Biking has become the mode of choice for the educated high tech worker".
Bicycles offer an important mode of transport in many developing countries. Until recently, bicycles have been a staple of everyday life throughout Asian countries. They are the most frequently used method of transport for commuting to work, school, shopping, and life in general. In Europe, bicycles are commonly used. They also offer a degree of exercise to keep individuals healthy.
Bicycles are also celebrated in the visual arts. An example of this is the Bicycle Film Festival, a film festival hosted all around the world.
Poverty alleviation
Female emancipation
The safety bicycle gave women unprecedented mobility, contributing to their emancipation in Western nations. As bicycles became safer and cheaper, more women had access to the personal freedom that bicycles embodied, and so the bicycle came to symbolize the New Woman of the late 19th century, especially in Britain and the United States. The bicycle craze in the 1890s also led to a movement for so-called rational dress, which helped liberate women from corsets and ankle-length skirts and other restrictive garments, substituting the then-shocking bloomers.
The bicycle was recognized by 19th-century feminists and suffragists as a "freedom machine" for women. American Susan B. Anthony said in a New York World interview on 2 February 1896: "I think it has done more to emancipate woman than any one thing in the world. I rejoice every time I see a woman ride by on a wheel. It gives her a feeling of self-reliance and independence the moment she takes her seat; and away she goes, the picture of untrammelled womanhood." In 1895 Frances Willard, the tightly laced president of the Woman's Christian Temperance Union, wrote A Wheel Within a Wheel: How I Learned to Ride the Bicycle, with Some Reflections by the Way, a 75-page illustrated memoir praising "Gladys", her bicycle, for its "gladdening effect" on her health and political optimism. Willard used a cycling metaphor to urge other suffragists to action.
In 1985, Georgena Terry started the first women-specific bicycle company. Her designs featured frame geometry and wheel sizes chosen to better fit women, with shorter top tubes and more suitable reach.
Economic implications
Bicycle manufacturing proved to be a training ground for other industries and led to the development of advanced metalworking techniques, both for the frames themselves and for special components such as ball bearings, washers, and sprockets. These techniques later enabled skilled metalworkers and mechanics to develop the components used in early automobiles and aircraft.
Wilbur and Orville Wright, a pair of businessmen, ran the Wright Cycle Company which designed, manufactured and sold their bicycles during the bike boom of the 1890s.
They also served to teach the industrial models later adopted, including mechanization and mass production (later copied and adopted by Ford and General Motors), vertical integration (also later copied and adopted by Ford), aggressive advertising (as much as 10% of all advertising in U.S. periodicals in 1898 was by bicycle makers), lobbying for better roads (which had the side benefit of acting as advertising, and of improving sales by providing more places to ride), all first practiced by Pope. In addition, bicycle makers adopted the annual model change (later derided as planned obsolescence, and usually credited to General Motors), which proved very successful.
Early bicycles were an example of conspicuous consumption, being adopted by the fashionable elites. In addition, by serving as a platform for accessories, which could ultimately cost more than the bicycle itself, it paved the way for the likes of the Barbie doll.
Bicycles helped create, or enhance, new kinds of businesses, such as bicycle messengers, traveling seamstresses, riding academies, and racing rinks. Their board tracks were later adapted to early motorcycle and automobile racing. There were a variety of new inventions, such as spoke tighteners, and specialized lights, socks and shoes, and even cameras, such as the Eastman Company's Poco. Probably the best known and most widely used of these inventions, adopted well beyond cycling, is Charles Bennett's Bike Web, which came to be called the jock strap.
They also presaged a move away from public transit that would explode with the introduction of the automobile.
J. K. Starley's company became the Rover Cycle Company Ltd. in the late 1890s, and then renamed the Rover Company when it started making cars. Morris Motors Limited (in Oxford) and Škoda also began in the bicycle business, as did the Wright brothers. Alistair Craig, whose company eventually emerged to become the engine manufacturers Ailsa Craig, also started from manufacturing bicycles, in Glasgow in March 1885.
In general, U.S. and European cycle manufacturers used to assemble cycles from their own frames and components made by other companies, although very large companies (such as Raleigh) used to make almost every part of a bicycle (including bottom brackets, axles, etc.) In recent years, those bicycle makers have greatly changed their methods of production. Now, almost none of them produce their own frames.
Many newer or smaller companies only design and market their products; the actual production is done by Asian companies. For example, some 60% of the world's bicycles are now being made in China. Despite this shift in production, as nations such as China and India become more wealthy, their own use of bicycles has declined due to the increasing affordability of cars and motorcycles. One of the major reasons for the proliferation of Chinese-made bicycles in foreign markets is the lower cost of labor in China.
In line with the European financial crisis, in Italy in 2011 the number of bicycle sales (1.75 million) just passed the number of new car sales.
Environmental impact
One of the profound economic implications of bicycle use is that it liberates the user from motor fuel consumption. (Ballantine, 1972) The bicycle is an inexpensive, fast, healthy and environmentally friendly mode of transport. Ivan Illich stated that bicycle use extended the usable physical environment for people, while alternatives such as cars and motorways degraded and confined people's environment and mobility. Currently, two billion bicycles are in use around the world. Children, students, professionals, laborers, civil servants and seniors are pedaling around their communities. They all experience the freedom and the natural opportunity for exercise that the bicycle easily provides. Bicycle also has lowest carbon intensity of travel.
Manufacturing
The global bicycle market is $61 billion in 2011. , 130 million bicycles were sold every year globally and 66% of them were made in China.
Legal requirements
Early in its development, as with automobiles, there were restrictions on the operation of bicycles. Along with advertising, and to gain free publicity, Albert A. Pope litigated on behalf of cyclists.
The 1968 Vienna Convention on Road Traffic of the United Nations considers a bicycle to be a vehicle, and a person controlling a bicycle (whether actually riding or not) is considered an operator. The traffic codes of many countries reflect these definitions and demand that a bicycle satisfy certain legal requirements before it can be used on public roads. In many jurisdictions, it is an offense to use a bicycle that is not in a roadworthy condition.
In some countries, bicycles must have functioning front and rear lights when ridden after dark.
Some countries require child and/or adult cyclists to wear helmets, as this may protect riders from head trauma. Countries which require adult cyclists to wear helmets include Spain, New Zealand and Australia. Mandatory helmet wearing is one of the most controversial topics in the cycling world, with proponents arguing that it reduces head injuries and thus is an acceptable requirement, while opponents argue that by making cycling seem more dangerous and cumbersome, it reduces cyclist numbers on the streets, creating an overall negative health effect (fewer people cycling for their own health, and the remaining cyclists being more exposed through a reversed safety in numbers effect).
Theft
Bicycles are popular targets for theft, due to their value and ease of resale. The number of bicycles stolen annually is difficult to quantify as a large number of crimes are not reported. Around 50% of the participants in the Montreal International Journal of Sustainable Transportation survey were subjected to a bicycle theft in their lifetime as active cyclists. Most bicycles have serial numbers that can be recorded to verify identity in case of theft.
See also
Bicycle and motorcycle geometry
Bicycle drum brake
Bicycle fender
Bicycle parking station
Bicycle-sharing system
Cyclability
Danish bicycle VIN-system
List of bicycle types
List of films about bicycles and cycling
Outline of bicycles
Outline of cycling
rattleCAD (software for bicycle design)
Twike
Velomobile
World Bicycle Day
Notes
References
Citations
Sources
General
Further reading
External links
A History of Bicycles and Other Cycles at the Canada Science and Technology Museum
19th-century inventions
Appropriate technology
Articles containing video clips
German inventions
Sustainable technologies
Sustainable transport |
3974 | https://en.wikipedia.org/wiki/Biopolymer | Biopolymer | Biopolymers are natural polymers produced by the cells of living organisms. Like other polymers, biopolymers consist of monomeric units that are covalently bonded in chains to form larger molecules. There are three main classes of biopolymers, classified according to the monomers used and the structure of the biopolymer formed: polynucleotides, polypeptides, and polysaccharides. The Polynucleotides, RNA and DNA, are long polymers of nucleotides. Polypeptides include proteins and shorter polymers of amino acids; some major examples include collagen, actin, and fibrin. Polysaccharides are linear or branched chains of sugar carbohydrates; examples include starch, cellulose, and alginate. Other examples of biopolymers include natural rubbers (polymers of isoprene), suberin and lignin (complex polyphenolic polymers), cutin and cutan (complex polymers of long-chain fatty acids), melanin, and polyhydroxyalkanoates (PHAs).
In addition to their many essential roles in living organisms, biopolymers have applications in many fields including the food industry, manufacturing, packaging, and biomedical engineering.
Biopolymers versus synthetic polymers
A major defining difference between biopolymers and synthetic polymers can be found in their structures. All polymers are made of repetitive units called monomers. Biopolymers often have a well-defined structure, though this is not a defining characteristic (example: lignocellulose): The exact chemical composition and the sequence in which these units are arranged is called the primary structure, in the case of proteins. Many biopolymers spontaneously fold into characteristic compact shapes (see also "protein folding" as well as secondary structure and tertiary structure), which determine their biological functions and depend in a complicated way on their primary structures. Structural biology is the study of the structural properties of biopolymers. In contrast, most synthetic polymers have much simpler and more random (or stochastic) structures. This fact leads to a molecular mass distribution that is missing in biopolymers. In fact, as their synthesis is controlled by a template-directed process in most in vivo systems, all biopolymers of a type (say one specific protein) are all alike: they all contain similar sequences and numbers of monomers and thus all have the same mass. This phenomenon is called monodispersity in contrast to the polydispersity encountered in synthetic polymers. As a result, biopolymers have a dispersity of 1.
Biopolymers versus biobased polymers
“Biopolymers” are usually not equal to “biobased polymers”. Biobased polymers are polymers chemically or biologically synthesized (fully or partially) from biomass monomers, such as polyesters (e.g., polyhydroxyalkanoates (PHAs) and polylactic acid (PLA)). In this respect, the only polymers that can be regarded as both biopolymers and biobased polymers are those that are biologically produced (by microbes) from biomass carbon sources (e.g., sugars and lipids), and examples of these include PHAs, bacterial cellulose, gellan gum, xanthan gum, and curdlan.
Conventions and nomenclature
Polypeptides
The convention for a polypeptide is to list its constituent amino acid residues as they occur from the amino terminus to the carboxylic acid terminus. The amino acid residues are always joined by peptide bonds. Protein, though used colloquially to refer to any polypeptide, refers to larger or fully functional forms and can consist of several polypeptide chains as well as single chains. Proteins can also be modified to include non-peptide components, such as saccharide chains and lipids.
Nucleic acids
The convention for a nucleic acid sequence is to list the nucleotides as they occur from the 5' end to the 3' end of the polymer chain, where 5' and 3' refer to the numbering of carbons around the ribose ring which participate in forming the phosphate diester linkages of the chain. Such a sequence is called the primary structure of the biopolymer.
Polysaccharides
Polysaccharides (sugar polymers) can be linear or branched and are typically joined with glycosidic bonds. The exact placement of the linkage can vary, and the orientation of the linking functional groups is also important, resulting in α- and β-glycosidic bonds with numbering definitive of the linking carbons' location in the ring. In addition, many saccharide units can undergo various chemical modifications, such as amination, and can even form parts of other molecules, such as glycoproteins.
Structural characterization
There are a number of biophysical techniques for determining sequence information. Protein sequence can be determined by Edman degradation, in which the N-terminal residues are hydrolyzed from the chain one at a time, derivatized, and then identified. Mass spectrometer techniques can also be used. Nucleic acid sequence can be determined using gel electrophoresis and capillary electrophoresis. Lastly, mechanical properties of these biopolymers can often be measured using optical tweezers or atomic force microscopy. Dual-polarization interferometry can be used to measure the conformational changes or self-assembly of these materials when stimulated by pH, temperature, ionic strength or other binding partners.
Common biopolymers
Collagen: Collagen is the primary structure of vertebrates and is the most abundant protein in mammals. Because of this, collagen is one of the most easily attainable biopolymers, and used for many research purposes. Because of its mechanical structure, collagen has high tensile strength and is a non-toxic, easily absorbable, biodegradable, and biocompatible material. Therefore, it has been used for many medical applications such as in treatment for tissue infection, drug delivery systems, and gene therapy.
Silk fibroin: Silk Fibroin (SF) is another protein rich biopolymer that can be obtained from different silkworm species, such as the mulberry worm Bombyx mori. In contrast to collagen, SF has a lower tensile strength but has strong adhesive properties due to its insoluble and fibrous protein composition. In recent studies, silk fibroin has been found to possess anticoagulation properties and platelet adhesion. Silk fibroin has been additionally found to support stem cell proliferation in vitro.
Gelatin: Gelatin is obtained from type I collagen consisting of cysteine, and produced by the partial hydrolysis of collagen from bones, tissues and skin of animals. There are two types of gelatin, Type A and Type B. Type A collagen is derived by acid hydrolysis of collagen and has 18.5% nitrogen. Type B is derived by alkaline hydrolysis containing 18% nitrogen and no amide groups. Elevated temperatures cause the gelatin to melts and exists as coils, whereas lower temperatures result in coil to helix transformation. Gelatin contains many functional groups like NH2, SH, and COOH which allow for gelatin to be modified using nanoparticles and biomolecules. Gelatin is an Extracellular Matrix protein which allows it to be applied for applications such as wound dressings, drug delivery and gene transfection.
Starch: Starch is an inexpensive biodegradable biopolymer and copious in supply. Nanofibers and microfibers can be added to the polymer matrix to increase the mechanical properties of starch improving elasticity and strength. Without the fibers, starch has poor mechanical properties due to its sensitivity to moisture. Starch being biodegradable and renewable is used for many applications including plastics and pharmaceutical tablets.
Cellulose: Cellulose is very structured with stacked chains that result in stability and strength. The strength and stability comes from the straighter shape of cellulose caused by glucose monomers joined together by glycogen bonds. The straight shape allows the molecules to pack closely. Cellulose is very common in application due to its abundant supply, its biocompatibility, and is environmentally friendly. Cellulose is used vastly in the form of nano-fibrils called nano-cellulose. Nano-cellulose presented at low concentrations produces a transparent gel material. This material can be used for biodegradable, homogeneous, dense films that are very useful in the biomedical field.
Alginate: Alginate is the most copious marine natural polymer derived from brown seaweed. Alginate biopolymer applications range from packaging, textile and food industry to biomedical and chemical engineering. The first ever application of alginate was in the form of wound dressing, where its gel-like and absorbent properties were discovered. When applied to wounds, alginate produces a protective gel layer that is optimal for healing and tissue regeneration, and keeps a stable temperature environment. Additionally, there have been developments with alginate as a drug delivery medium, as drug release rate can easily be manipulated due to a variety of alginate densities and fibrous composition.
Biopolymer applications
The applications of biopolymers can be categorized under two main fields, which differ due to their biomedical and industrial use.
Biomedical
Because one of the main purposes for biomedical engineering is to mimic body parts to sustain normal body functions, due to their biocompatible properties, biopolymers are used vastly for tissue engineering, medical devices and the pharmaceutical industry. Many biopolymers can be used for regenerative medicine, tissue engineering, drug delivery, and overall medical applications due to their mechanical properties. They provide characteristics like wound healing, and catalysis of bioactivity, and non-toxicity. Compared to synthetic polymers, which can present various disadvantages like immunogenic rejection and toxicity after degradation, many biopolymers are normally better with bodily integration as they also possess more complex structures, similar to the human body.
More specifically, polypeptides like collagen and silk, are biocompatible materials that are being used in ground-breaking research, as these are inexpensive and easily attainable materials. Gelatin polymer is often used on dressing wounds where it acts as an adhesive. Scaffolds and films with gelatin allow for the scaffolds to hold drugs and other nutrients that can be used to supply to a wound for healing.
As collagen is one of the more popular biopolymers used in biomedical science, here are some examples of their use:
Collagen based drug delivery systems: collagen films act like a barrier membrane and are used to treat tissue infections like infected corneal tissue or liver cancer. Collagen films have all been used for gene delivery carriers which can promote bone formation.
Collagen sponges: Collagen sponges are used as a dressing to treat burn victims and other serious wounds. Collagen based implants are used for cultured skin cells or drug carriers that are used for burn wounds and replacing skin.
Collagen as haemostat: When collagen interacts with platelets it causes a rapid coagulation of blood. This rapid coagulation produces a temporary framework so the fibrous stroma can be regenerated by host cells. Collagen based haemostat reduces blood loss in tissues and helps manage bleeding in organs such as the liver and spleen.
Chitosan is another popular biopolymer in biomedical research. Chitosan is derived from chitin, the main component in the exoskeleton of crustaceans and insects and the second most abundant biopolymer in the world. Chitosan has many excellent characteristics for biomedical science. Chitosan is biocompatible, it is highly bioactive, meaning it stimulates a beneficial response from the body, it can biodegrade which can eliminate a second surgery in implant applications, can form gels and films, and is selectively permeable. These properties allow for various biomedical applications of chitosan.
Chitosan as drug delivery: Chitosan is used mainly with drug targeting because it has potential to improve drug absorption and stability. In addition, chitosan conjugated with anticancer agents can also produce better anticancer effects by causing gradual release of free drug into cancerous tissue.
Chitosan as an anti-microbial agent: Chitosan is used to stop the growth of microorganisms. It performs antimicrobial functions in microorganisms like algae, fungi, bacteria, and gram-positive bacteria of different yeast species.
Chitosan composite for tissue engineering: Chitosan powder blended with alginate is used to form functional wound dressings. These dressings create a moist, biocompatible environment which aids in the healing process. This wound dressing is also biodegradable and has porous structures that allows cells to grow into the dressing. Furthermore, thiolated chitosans (see thiomers) are used for tissue engineering and wound healing, as these biopolymers are able to crosslink via disulfide bonds forming stable three-dimensional networks.
Industrial
Food: Biopolymers are being used in the food industry for things like packaging, edible encapsulation films and coating foods. Polylactic acid (PLA) is very common in the food industry due to is clear color and resistance to water. However, most polymers have a hydrophilic nature and start deteriorating when exposed to moisture. Biopolymers are also being used as edible films that encapsulate foods. These films can carry things like antioxidants, enzymes, probiotics, minerals, and vitamins. The food consumed encapsulated with the biopolymer film can supply these things to the body.
Packaging: The most common biopolymers used in packaging are polyhydroxyalkanoates (PHAs), polylactic acid (PLA), and starch. Starch and PLA are commercially available and biodegradable, making them a common choice for packaging. However, their barrier properties (either moisture-barrier or gas-barrier properties) and thermal properties are not ideal. Hydrophilic polymers are not water resistant and allow water to get through the packaging which can affect the contents of the package. Polyglycolic acid (PGA) is a biopolymer that has great barrier characteristics and is now being used to correct the barrier obstacles from PLA and starch.
Water purification: Chitosan has been used for water purification. It is used as a flocculant that only takes a few weeks or months rather than years to degrade in the environment. Chitosan purifies water by chelation. This is the process in which binding sites along the polymer chain bind with the metal ions in the water forming chelates. Chitosan has been shown to be an excellent candidate for use in storm and wastewater treatment.
As materials
Some biopolymers- such as PLA, naturally occurring zein, and poly-3-hydroxybutyrate can be used as plastics, replacing the need for polystyrene or polyethylene based plastics.
Some plastics are now referred to as being 'degradable', 'oxy-degradable' or 'UV-degradable'. This means that they break down when exposed to light or air, but these plastics are still primarily (as much as 98 per cent) oil-based and are not currently certified as 'biodegradable' under the European Union directive on Packaging and Packaging Waste (94/62/EC). Biopolymers will break down, and some are suitable for domestic composting.
Biopolymers (also called renewable polymers) are produced from biomass for use in the packaging industry. Biomass comes from crops such as sugar beet, potatoes, or wheat: when used to produce biopolymers, these are classified as non food crops. These can be converted in the following pathways:
Sugar beet > Glyconic acid > Polyglyconic acid
Starch > (fermentation) > Lactic acid > Polylactic acid (PLA)
Biomass > (fermentation) > Bioethanol > Ethene > Polyethylene
Many types of packaging can be made from biopolymers: food trays, blown starch pellets for shipping fragile goods, thin films for wrapping.
Environmental impacts
Biopolymers can be sustainable, carbon neutral and are always renewable, because they are made from plant or animal materials which can be grown indefinitely. Since these materials come from agricultural crops, their use could create a sustainable industry. In contrast, the feedstocks for polymers derived from petrochemicals will eventually deplete. In addition, biopolymers have the potential to cut carbon emissions and reduce CO2 quantities in the atmosphere: this is because the CO2 released when they degrade can be reabsorbed by crops grown to replace them: this makes them close to carbon neutral.
Almost all biopolymers are biodegradable in the natural environment: they are broken down into CO2 and water by microorganisms. These biodegradable biopolymers are also compostable: they can be put into an industrial composting process and will break down by 90% within six months. Biopolymers that do this can be marked with a 'compostable' symbol, under European Standard EN 13432 (2000). Packaging marked with this symbol can be put into industrial composting processes and will break down within six months or less. An example of a compostable polymer is PLA film under 20μm thick: films which are thicker than that do not qualify as compostable, even though they are "biodegradable". In Europe there is a home composting standard and associated logo that enables consumers to identify and dispose of packaging in their compost heap.
See also
Biomaterials
Bioplastic
Biopolymers & Cell (journal)
Condensation polymers
Condensed tannins
DNA sequence
Melanin
Non food crops
Phosphoramidite
Polymer chemistry
Sequence-controlled polymers
Sequencing
Small molecules
Worm-like chain
References
External links
NNFCC: The UK's National Centre for Biorenewable Energy, Fuels and Materials
Bioplastics Magazine
Biopolymer group
What’s Stopping Bioplastic?
Biomolecules
Polymers
Molecular biology
Molecular genetics
Biotechnology products
Bioplastics
Biomaterials |
3978 | https://en.wikipedia.org/wiki/Book%20of%20Mormon | Book of Mormon | The Book of Mormon is a religious text of the Latter Day Saint movement, which, according to Latter Day Saint theology, contains writings of ancient prophets who lived on the American continent from 600 BC to AD 421 and during an interlude dated by the text to the unspecified time of the Tower of Babel. It was first published in March 1830 by Joseph Smith as The Book of Mormon: An Account Written by the Hand of Mormon upon Plates Taken from the Plates of Nephi. The Book of Mormon is one of the earliest and most well known unique writings of the Latter Day Saint movement. The denominations of the Latter Day Saint movement typically regard the text primarily as scripture (sometimes as one of four standard works) and secondarily as a record of God's dealings with ancient inhabitants of the Americas. The majority of Latter Day Saints believe the book to be a record of real-world history, with Latter Day Saint denominations viewing it variously as an inspired record of scripture to the lynchpin or "keystone" of their religion. Some Latter Day Saint academics and apologetic organizations strive to affirm the book as historically authentic through their scholarship and research, but mainstream archaeological, historical, and scientific communities have discovered little to support the existence of the civilizations described therein, and do not consider it to be an actual record of historical events.
According to Smith's account and the book's narrative, the Book of Mormon was originally written in otherwise unknown characters referred to as "reformed Egyptian" engraved on golden plates. Smith said that the last prophet to contribute to the book, a man named Moroni, buried it in the Hill Cumorah in present-day Manchester, New York, before his death, and then appeared in a vision to Smith in 1827 as an angel, revealing the location of the plates and instructing him to translate the plates into English. Most naturalistic views on the origins of the Book of Mormon hold that Smith authored it, drawing, whether consciously or subconsciously, on material and ideas from his contemporary 19th-century environment, rather than translating an ancient record.
The Book of Mormon has a number of doctrinal discussions on subjects such as the fall of Adam and Eve, the nature of the Christian atonement, eschatology, agency, priesthood authority, redemption from physical and spiritual death, the nature and conduct of baptism, the age of accountability, the purpose and practice of communion, personalized revelation, economic justice, the anthropomorphic and personal nature of God, the nature of spirits and angels, and the organization of the latter day church. The pivotal event of the book is an appearance of Jesus Christ in the Americas shortly after his resurrection. Common teachings of the Latter Day Saint movement hold that the Book of Mormon fulfills numerous biblical prophecies by ending a global apostasy and signaling a restoration of Christian gospel. The book is also a critique of Western society, condemning immorality, individualism, social inequality, ethnic injustice, nationalism, and the rejection of God, revelation, and miraculous religion.
The Book of Mormon is divided into smaller books, titled after individuals named as primary authors or other caretakers of the ancient record the Book of Mormon describes itself as and, in most versions, is divided into chapters and verses. Its English text imitates the style of the King James Version of the Bible, and its grammar and word choice reflect Early Modern English. The Book of Mormon has been fully or partially translated into at least 112 languages.
Origin
Conceptual emergence
According to Joseph Smith, in 1823, when he was seventeen years old, an angel of God named Moroni appeared to him and said that a collection of ancient writings was buried in a nearby hill in present-day Wayne County, New York, engraved on golden plates by ancient prophets. The writings were said to describe a people whom God had led from Jerusalem to the Western hemisphere 600 years before Jesus's birth. (This "angel Moroni" figure also appears in the Book of Mormon as the last prophet among these people and had buried the record, which God had promised to bring forth in the latter days.) Smith said this vision occurred on the evening of September 21, 1823, and that on the following day, via divine guidance, he located the burial location of the plates on this hill and was instructed by Moroni to meet him at the same hill on September 22 of the following year to receive further instructions, which repeated annually for the next three years. Smith told his entire immediate family about this angelic encounter by the next night, and his brother William reported that the family "believed all he [Joseph Smith] said" about the angel and plates.
Smith and his family reminisced that as part of what Smith believed was angelic instruction, Moroni provided Smith with a "brief sketch" of the "origin, progress, civilization, laws, governments... righteousness and iniquity" of the "aboriginal inhabitants of the country" (referring to the Nephites and Lamanites who figure in the Book of Mormon's primary narrative). Smith sometimes shared what he believed he had learned through such angelic encounters with his family in what his mother Lucy Mack Smith called "most amusing recitals".
In Smith's account, Moroni allowed him, accompanied by his wife Emma Hale Smith, to take the plates on September 22, 1827, four years after his initial visit to the hill, and directed him to translate them into English. Smith said the angel Moroni strictly instructed him to not let anyone else see the plates without divine permission. Neighbors, some of whom had collaborated with Smith in earlier treasure-hunting enterprises, several times tried to steal the plates from Smith while he and his family guarded them.
Dictation
As Smith and contemporaries reported, the English manuscript of the Book of Mormon was produced as scribes wrote down Smith's dictation in multiple sessions between 1828 and 1829. The dictation of the extant Book of Mormon was completed in 1829 in between 53 and 74 working days.
Descriptions of the way in which Smith dictated the Book of Mormon vary. Smith himself called the Book of Mormon a translated work, but in public he generally described the process itself only in vague terms, saying he translated by a miraculous gift from God. According to some accounts from his family and friends at the time, early on, Smith copied characters off the plates as part of a process of learning to translate an initial corpus. For the majority of the process, Smith dictated the text by voicing strings of words which a scribe would write down; after the scribe confirmed they had finished writing, Smith would continue.
Many accounts describe Smith dictating by reading a text as it appeared either on seer stones he already possessed or on a set of spectacles that accompanied the plates, prepared by the Lord for the purpose of translating. The spectacles, often called the "Nephite interpreters," or the "Urim and Thummim," after the Biblical divination stones, were described as two clear seer stones which Smith said he could look through in order to translate, bound together by a metal rim and attached to a breastplate. Beginning around 1832, both the interpreters and Smith's own seer stone were at times referred to as the "Urim and Thummim", and Smith sometimes used the term interchangeably with "spectacles". Emma Smith's and David Whitmer's accounts describe Smith using the interpreters while dictating for Martin Harris's scribing and switching to only using his seer stone(s) in subsequent translation. Grant Hardy summarizes Smith's known dictation process as follows: "Smith looked at a seer stone placed in his hat and then dictated the text of the Book of Mormon to scribes". Early on, Smith sometimes separated himself from his scribe with a blanket between them, as he did while Martin Harris, a neighbor, scribed his dictation in 1828. At other points in the process, such as when Oliver Cowdery or Emma Smith scribed, the plates were left covered up but in the open. During some dictation sessions the plates were entirely absent.In 1828, while scribing for Smith, Harris, at the prompting of his wife Lucy Harris, repeatedly asked Smith to loan him the manuscript pages of the dictation thus far. Smith reluctantly acceded to Harris's requests. Within weeks, Harris lost the manuscript, most likely stolen by a member of his extended family. After the loss, Smith recorded that he lost the ability to translate and that Moroni had taken back the plates to be returned only after Smith repented. Smith later stated that God allowed him to resume translation, but directed that he begin where he left off (in what is now called the Book of Mosiah), without retranslating what had been in the lost manuscript.
Smith recommenced some Book of Mormon dictation between September 1828 and April 1829 with his wife Emma Smith scribing with occasional help from his brother Samuel Smith, though transcription accomplished was limited. In April 1829, Oliver Cowdery met Smith and, believing Smith's account of the plates, began scribing for Smith in what became a "burst of rapid-fire translation". In May, Joseph and Emma Smith along with Cowdery moved in with the Whitmer family, sympathetic neighbors, in an effort to avoid interruptions as they proceeded with producing the manuscript.
While living with the Whitmers, Smith said he received permission to allow eleven specific others to see the uncovered golden plates and, in some cases, handle them. Their written testimonies are known as the Testimony of Three Witnesses, who described seeing the plates in a visionary encounter with an angel, and the Testimony of Eight Witnesses, who described handling the plates as displayed by Smith. Statements signed by them have been published in most editions of the Book of Mormon. In addition to Smith and these eleven, several others described encountering the plates by holding or moving them wrapped in cloth, although without seeing the plates themselves. Their accounts of the plates' appearance tend to describe a golden-colored compilation of thin metal sheets (the "plates") bound together by wires in the shape of a book.
The manuscript was completed in June 1829. E. B. Grandin published the Book of Mormon in Palmyra, New York, and it went on sale in his bookstore on March 26, 1830. Smith said he returned the plates to Moroni upon the publication of the book.
Views on composition
No single theory has consistently dominated naturalistic views on Book of Mormon composition. In the twenty-first century, leading naturalistic interpretations of Book of Mormon origins hold that Smith authored it himself, whether consciously or subconsciously, and simultaneously sincerely believed the Book of Mormon was an authentic sacred history.
Most adherents of the Latter Day Saint movement consider the Book of Mormon an authentic historical record, translated by Smith from actual ancient plates through divine revelation. The Church of Jesus Christ of Latter-day Saints (LDS Church), the largest Latter Day Saint denomination, maintains this as its official position.
Methods
The Book of Mormon as a written text is the transcription of what scholars Grant Hardy and William L. Davis call an "extended oral performance", one which Davis considers "comparable in length and magnitude to the classic oral epics, such as Homer’s Iliad and Odyssey". Eyewitnesses said Smith never referred to notes or other documents while dictating, and Smith's followers and those close to him insisted he lacked the writing and narrative skills necessary to consciously produce a text like the Book of Mormon. Some naturalistic interpretations have therefore compared Smith's dictation to automatic writing arising from the subconscious. However, Ann Taves considers this description problematic for overemphasizing "lack of control" when historical and comparative study instead suggests Smith "had a highly focused awareness" and "a considerable degree of control over the experience" of dictation.
Independent scholar William L. Davis posits that after believing he had encountered an angel in 1823, Smith "carefully developed his ideas about the narratives" of the Book of Mormon for several years by making outlines, whether mental or on private notes, until he began dictating in 1828. Smith's oral recitations about Nephites to his family could have been an opportunity to work out ideas and practice oratory, and he received some formal education as a lay Methodist exhorter. In this interpretation, Smith believed the dictation he produced reflected an ancient history, but he assembled the narrative in his own words.
Inspirations
Early observers, presuming Smith incapable of writing something as long or as complex as the Book of Mormon, often searched for a possible source he might have plagiarized. In the nineteenth century, a popular hypothesis was that Smith collaborated with Sidney Rigdon (a convert to the early movement whom Smith did not actually meet until after the Book of Mormon was published) to plagiarize an unpublished manuscript written by Solomon Spalding and turn into the Book of Mormon. Historians have considered the Spalding manuscript source hypothesis debunked since 1945, when Fawn M. Brodie thoroughly disproved it in her critical biography of Smith.
Historians since the early-twentieth century have suggested Smith was inspired by View of the Hebrews, an 1823 book which propounded the Hebraic Indian theory, since both associate American Indians with ancient Israel and describe clashes between two dualistically opposed civilizations (View as speculation about American Indian history and the Book of Mormon as its narrative). Whether or not View influenced the Book of Mormon is the subject of debate. A pseudo-anthropological treatise, View presented allegedly empirical evidence in support of its hypothesis. The Book of Mormon is written as a narrative, and Christian themes predominate rather than supposedly indigenous parallels. Additionally, while View supposes that indigenous American peoples descended from the Ten Lost Tribes, the Book of Mormon actively rejects the hypothesis; the peoples in its narrative have an "ancient Hebrew" origin but do not descend from the lost tribes, and the perceived mystery of which the book preserves and escalates. The book ultimately heavily revises, rather than borrows, the Hebraic Indian theory.
The Book of Mormon may creatively reconfigure, without plagiarizing, parts of the popular 1678 Christian allegory Pilgrim's Progress written by John Bunyan. For example, the martyr narrative of Abinadi in the Book of Mormon shares a complex matrix of descriptive language with Faithful's martyr narrative in Progress. Some other Book of Mormon narratives, such as the dream Lehi has in the book's opening, also resemble creative reworkings of Progress story arcs as well as elements of other works by Bunyan, such as The Holy War and Grace Abounding.
Historical scholarship also suggests it's plausible for Smith to have produced the Book of Mormon himself, based on his knowledge of the Bible and enabled by a democratizing religious culture.
Content
Presentation
The English text of the Book of Mormon resembles the style of the King James Version of the Bible, though its rendering can sometimes be repetitive and difficult to read. Narratively and structurally the book is complex with multiple arcs that diverge and converge in the story while contributing to the book's overarching plot and themes. Historian Daniel Walker Howe concluded in his own appraisal that the Book of Mormon "is a powerful epic written on a grand scale" and "should rank among the great achievements of American literature".
The Book of Mormon presents its text through multiple narrators explicitly identified as figures within the book's own narrative. Narrators describe reading, redacting, writing, and exchanging records. The book also embeds sermons, given by figures from the narrative, throughout the text, and these internal orations make up just over 40 percent of the Book of Mormon. Periodically, the book's primary narrators reflexively describe themselves creating the book in a move that is "almost postmodern" in its self-consciousness. In an essay written to introduce the Book of Mormon, historian Laurie Maffly-Kipp explains that "the mechanics of editing and transmitting thereby become an important feature of the text".
Organization
The Book of Mormon is organized as a compilation of smaller books, each named after its main named narrator or a prominent leader, beginning with the First Book of Nephi (1 Nephi) and ending with the Book of Moroni.
The book's sequence is primarily chronological based on the narrative content of the book. Exceptions include the Words of Mormon and the Book of Ether. The Words of Mormon contains editorial commentary by Mormon. The Book of Ether is presented as the narrative of an earlier group of people who had come to the American continent before the immigration described in 1 Nephi. First Nephi through Omni are written in first-person narrative, as are Mormon and Moroni. The remainder of the Book of Mormon is written in third-person historical narrative, said to be compiled and abridged by Mormon (with Moroni abridging the Book of Ether and writing the latter part of Mormon and the Book of Moroni).
Most modern editions of the book have been divided into chapters and verses. Most editions of the book also contain supplementary material, including the "Testimony of Three Witnesses" and the "Testimony of Eight Witnesses" which appeared in the original 1830 edition and every official Latter-day Saint edition thereafter.
Narrative
The books from First Nephi to Omni are described as being from "the small plates of Nephi". This account begins in ancient Jerusalem around 600 BC, telling the story of a man named Lehi, his family, and several others as they are led by God from Jerusalem shortly before the fall of that city to the Babylonians. The book describes their journey across the Arabian peninsula, and then to a "promised land", presumably an unspecified location in the Americas, by ship. These books recount the group's dealings from approximately 600 BC to about 130 BC, during which time the community grows and splits into two main groups, called Nephites and Lamanites, that frequently war with each other throughout the rest of the narrative.
Following this section is the Words of Mormon, a small book that introduces Mormon, the principal narrator for the remainder of the text. The narration describes the proceeding content (Book of Mosiah through to chapter 7 of the internal Book of Mormon) as being Mormon's abridgment of "the large plates of Nephi", existing records that detailed the people's history up to Mormon's own life. Part of this portion is the Book of Third Nephi, which describes a visit by Jesus to the people of the Book of Mormon sometime after his resurrection and ascension; historian John Turner calls this episode "the climax of the entire scripture". After this visit, the Nephites and Lamanites unite in a harmonious, peaceful society which endures for several generations before breaking into warring factions again, and in this conflict the Nephites are destroyed while the Lamanites emerge victorious. In the narrative, Mormon, a Nephite, lives during this period of war, and he dies before finishing his book. His son Moroni takes over as narrator, describing himself taking his father's record into his charge and finishing its writing.
Before the very end of the book, Moroni describes making an abridgment (called the Book of Ether) of a record from a much earlier people. There is a subsequent subplot describing a group of families who God leads away from the Tower of Babel after it falls. Led by a man named Jared and his brother, described as a prophet of God, these Jaredites travel to the "promised land" and establish a society there. After successive violent reversals between rival monarchs and faction, their society collapses before Lehi's family arrive in the promised land.
The narrative returns to Moroni's present (Book of Moroni) in which he transcribes a few short documents, meditates on and addresses the book's audience, finishes the record, and buries the plates upon which they are narrated to be inscribed upon, before implicitly dying as his father did, in what allegedly would have been the early-400s CE.
Teachings
Jesus
On its title page, the Book of Mormon describes its central purpose as being the "convincing of the Jew and Gentile that Jesus is the Christ, the Eternal God, manifesting himself unto all nations." Jesus is mentioned every 1.7 verses on average.
Although much of the Book of Mormon's internal chronology takes place prior to the birth of Jesus, prophets in the book frequently see him in vision and preach about him, and the people in the narrative worship Jesus as "pre-Christian Christians." For example, the book's first narrator Nephi describes having a vision of the birth, ministry, and death of Jesus, said to have taken place nearly 600 years prior to Jesus' birth. Late in the book, a narrator refers to converted peoples as "children of Christ". By depicting ancient prophets and peoples as familiar with Jesus as a Savior, the Book of Mormon universalizes Christian salvation as being accessible across all time and places. By implying that even more ancient peoples were familiar with Jesus Christ, the book also presents a "polygenist Christian history" in which Christianity has multiple origins.
In what is often called the climax of the book, Jesus visits some early inhabitants of the Americas after his resurrection in an extended bodily theophany. During this ministry, he reiterates many teachings from the New Testament, re-emphasizes salvific baptism, and introduces the ritual consumption of bread and water "in remembrance of [his] body", a teaching that became the basis for modern Latter-day Saints' "memorialist" view of their sacrament ordinance (analogous to communion). Jesus's ministry in the Book of Mormon resembles his portrayal in the Gospel of John, as Jesus similarly teaches without parables and preaches faith and obedience as a central message.
The Book of Mormon depicts Jesus with "a twist" on Christian trinitarianism. Jesus in the Book of Mormon is distinct from God the Father, much as he is in the New Testament, as he prays to God while during a post-resurrection visit with the Nephites. However, the Book of Mormon also emphasizes Jesus and God have "divine unity," and other parts of the book call Jesus "the Father and the Son" or describe the Father, the Son, and the Holy Ghost as "one." As a result, beliefs among the churches of the Latter Day Saint movement range between social trinitarianism (such as among Latter-day Saints) and traditional trinitarianism (such as in Community of Christ).
Distinctively, the Book of Mormon describes Jesus as having, prior to his birth, a spiritual "body" "without flesh and blood" that looked similar to how he would appear during his physical life. According to the book, the Brother of Jared lived before Jesus and saw him manifest in this spiritual "body" thousands of years prior to his birth.
Plan of salvation
The Christian concept of God's plan of salvation for humanity is a frequently recurring theme of the Book of Mormon. While the Bible does not directly outline a plan of salvation, the Book of Mormon explicitly refers to the concept thirty times, using a variety of terms such as plan of salvation, plan of happiness, and plan of redemption. The Book of Mormon's plan of salvation doctrine describes life as a probationary time for people to learn the gospel of Christ through revelation given to prophets and have the opportunity to choose whether or not to obey God. Jesus' atonement then makes repentance possible, enabling the righteous to enter a heavenly state after a final judgment.
Although most of Christianity traditionally considers the fall of man a negative development for humanity, the Book of Mormon instead portrays the fall as a foreordained step in God's plan of salvation, necessary to securing human agency, eventual righteousness, and bodily joy through physical experience. This positive interpretation of the Adam and Eve story contributes to the Book of Mormon's emphasis "on the importance of human freedom and responsibility" to choose salvation.
Dialogic revelation
In the Book of Mormon, revelation from God typically manifests as "personalized, dialogic exchange" between God and persons, "rooted in a radically anthropomorphic theology" that personifies deity as a being who hears prayers and provides direct answers to questions. Multiple narratives in the book portray revelation as a dialogue in which petitioners and deity engage one another in a mutual exchange in which God's contributions originate from outside the mortal recipient. The Book of Mormon also emphasizes regular prayer as a significant component of devotional life, depicting it as a central means through which such dialogic revelation can take place.
Distinctively, the Book of Mormon's portrayal democratizes revelation by extending it beyond the "Old Testament paradigms" of prophetic authority. In the Book of Mormon, dialogic revelation from God is not the purview of prophets alone but is instead the right of every person. Figures such as Nephi and Ammon receive visions and revelatory direction prior to or without ever becoming prophets, and Laman and Lemuel are rebuked for hesitating to pray for revelation. In the Book of Mormon, God and the divine are directly knowable through revelation and spiritual experience.
Also in contrast with traditional Christian conceptions of revelations is the Book of Mormon's broader range of revelatory content. In the Book of Mormon, revelatory topics include not only the expected "exegesis of existence" but also questions that are "pragmatic, and at times almost banal in their mundane specificity". Figures petition God for revelatory answers to doctrinal questions and ecclesiastical crises as well as for inspiration to guide hunts, military campaigns, and sociopolitical decisions, and the Book of Mormon portrays God providing answers to these inquiries.
The Book of Mormon depicts revelation as an active and sometimes laborious experience. For example, the Book of Mormon's Brother of Jared learns to act not merely as a petitioner with questions but moreover as an interlocutor with "a specific proposal" for God to consider as part of a guided process of miraculous assistance. Also in the Book of Mormon, Enos describes his revelatory experience as a "wrestle which I had before God" that spanned hours of intense prayer.
Apocalyptic reversal and indigenous or nonwhite liberation
The Book of Mormon's "eschatological content" lends to a "theology of Native and/or nonwhite liberation", in the words of American studies scholar Jared Hickman. The Book of Mormon's narrative content includes prophecies describing how although Gentiles (generally interpreted as being whites of European descent) would conquer the indigenous residents of the Americas (imagined in the Book of Mormon as being a remnant of descendants of the Lamanites), this conquest would only precede the Native Americans' revival and resurgence as a God-empowered people. The Book of Mormon narrative's prophecies envision a Christian eschaton in which indigenous people are destined to rise up as the true leaders of the continent, manifesting in a new utopia to be called "Zion". White Gentiles would have an opportunity to repent of their sins and join themselves to the indigenous remnant, but if white Gentile society fails to do so, the Book of Mormon's content foretells a future "apocalyptic reversal" in which Native Americans will destroy white American society and replace it with a godly, Zionic society. This prophecy commanding whites to repent and become supporters of American Indians even bears "special authority as an utterance of Jesus" Christ himself during a messianic appearance at the book's climax.
Furthermore, the Book of Mormon's "formal logic" criticizes the theological supports for racism and white supremacy prevalent in the antebellum United States by enacting a textual apocalypse. The book's apparently white Nephite narrators fail to recognize and repent of their own sinful, hubristic prejudices against the seemingly darker-skinned Lamanites in the narrative. In their pride, the Nephites repeatedly backslide into producing oppressive social orders, such that the book's narrative performs a sustained critique of colonialist racism. The book concludes with its own narrative implosion in which Lamanites suddenly succeed over and destroy Nephites in a literary turn seemingly designed to jar the average antebellum white American reader into recognizing the "utter inadequacy of his or her rac(ial)ist common sense".
Religious significance
Early Mormonism
Adherents of the early Latter Day Saint movement frequently read the Book of Mormon as a corroboration of and supplement to the Bible, persuaded by its resemblance to the King James Version's form and language. For these early readers, the Book of Mormon confirmed the Bible's scriptural veracity and resolved then-contemporary theological controversies the Bible did not seem to adequately address, such as the appropriate mode of baptism, the role of prayer, and the nature of the Christian atonement. Early church administrative design also drew inspiration from the Book of Mormon. Oliver Cowdery and Joseph Smith, respectively, used the depiction of the Christian church in the Book of Mormon as a template for their Articles of the Church and Articles and Covenants of the Church.
The Book of Mormon was also significant in the early movement as a sign, proving Joseph Smith's claimed prophetic calling, signalling the "restoration of all things", and ending what was believed to have been an apostasy from true Christianity. Early Latter Day Saints additionally tended to interpret the Book of Mormon through a millenarian lens and consequently believed the book portended Christ's imminent Second Coming. And during the movement's first years, observers identified converts with the new scripture they propounded, nicknaming them "Mormons".
Early Mormons also cultivated their own individual relationships with the Book of Mormon. Reading the book became an ordinary habit for some, and some would reference passages by page number in correspondence with friends and family. Historian Janiece Johnson explains that early converts' "depth of Book of Mormon usage is illustrated most thoroughly through intertextuality—the pervasive echoes, allusions, and expansions on the Book of Mormon text that appear in the early converts' own writings." Early Latter Day Saints alluded to Book of Mormon narratives, incorporated Book of Mormon turns of phrase into their writing styles, and even gave their children Book of Mormon names.
Joseph Smith
Like many other early adherents of the Latter Day Saint movement, Smith referenced Book of Mormon scriptures in his preaching relatively infrequently and cited the Bible more often, likely because he was more familiar with the Bible, which he had grown up with. In 1832, Smith dictated a revelation that condemned the "whole church" for treating the Book of Mormon lightly, although even after doing so Smith still referenced the Book of Mormon less often than the Bible. Nevertheless, in 1841 Joseph Smith characterized the Book of Mormon as "the most correct of any book on earth, and the keystone of [the] religion". Although Smith quoted the book infrequently, he accepted the Book of Mormon narrative world as his own and conceived of his prophetic identity within the framework of the Book of Mormon's portrayal of a world history full of sacred records of God's dealings with humanity and description of him as a revelatory translator.
While they were held in Carthage Jail together, shortly before being killed in a mob attack, Joseph's brother Hyrum Smith read aloud from the Book of Mormon, and Joseph told the jail guards present that the Book of Mormon was divinely authentic.
The Church of Jesus Christ of Latter-day Saints
The Church of Jesus Christ of Latter-day Saints (LDS Church) accepts the Book of Mormon as one of the four sacred texts in its scriptural canon called the standard works. Church leaders and publications have "strongly affirm[ed]" Smith's claims of the book's significance to the faith. According to the church's "Articles of Faith"—a document written by Joseph Smith in 1842 and canonized by the church as scripture in 1880—members "believe the Bible to be the word of God as far as it is translated correctly," and they "believe the Book of Mormon to be the word of God," without the translation qualification. In their evangelism, Latter-day Saint leaders and missionaries have long emphasized the book's place in a causal chain which held that if the Book of Mormon was "verifiably true revelation of God," then it justified Smith's claims to prophetic authority to restore the New Testament church.
Latter-day Saints have also long believed the Book of Mormon's contents confirm and fulfill biblical prophecies. For example, "many Latter-day Saints" consider the biblical patriarch Jacob's description of his son Joseph as "a fruitful bough... whose branches run over a wall" a prophecy of Lehi's posterity—described as descendants of Joseph—overflowing into the New World. Latter-day Saints also believe the Bible prophesies of the Book of Mormon as an additional testament to God's dealings with humanity, such as in their interpretation of Ezekiel 37's injunction to "take thee one stick... For Judah, and... take another stick... For Joseph" as referring to the Bible as the "stick of Judah" and the Book of Mormon as "the stick of Joseph".
In the 1980s, the church placed greater emphasis on the Book of Mormon as a central text of the faith and on studying and reading it as a means for devotional communion with Jesus Christ. In 1982, it added the subtitle "Another Testament of Jesus Christ" to its official editions of the Book of Mormon. Ezra Taft Benson, the church's thirteenth president (1985–1994), especially emphasized the Book of Mormon. Referencing Smith's 1832 revelation, Benson said the church remained under condemnation for treating the Book of Mormon lightly.
Since the late 1980s, Latter-day Saint leaders have encouraged church members to read from the Book of Mormon daily, and in the twenty-first century, many Latter-day Saints use the book in private devotions and family worship. Literary scholar Terryl Givens observes that for Latter-day Saints, the Book of Mormon is "the principal scriptural focus", a "cultural touchstone, and "absolutely central" to worship, including in weekly services, Sunday School, youth seminaries, and more.
The church encourages those considering joining the faith to follow the suggestion in the Book of Mormon's final chapter to study the book, ponder it, and pray to God about it. Latter-day Saints believe that sincerely doing so will provide the reader with a spiritual witness confirming it as true scripture. The relevant passage in the chapter is sometimes referred to as "Moroni's Promise."
Approximately 90 to 95% of all Book of Mormon printings have been affiliated with the church. As of October 2020, it has published more than 192 million copies of the Book of Mormon.
Community of Christ
The Community of Christ (formerly the Reorganized Church of Jesus Christ of Latter Day Saints or RLDS Church) views the Book of Mormon as scripture which provides an additional witness of Jesus Christ in support of the Bible. The Community of Christ publishes two versions of the book. The first is the Authorized Edition, first published by the then-RLDS Church in 1908, whose text is based on comparing the original printer's manuscript and the 1837 Second Edition (or "Kirtland Edition") of the Book of Mormon. Its content is similar to the Latter-day Saint edition of the Book of Mormon, but the versification is different. The Community of Christ also publishes a "New Authorized Version" (also called a "reader's edition"), first released in 1966, which attempts to modernize the language of the text by removing archaisms and standardizing punctuation.
Use of the Book of Mormon varies among Community of Christ membership. The church describes it as scripture and includes references to the Book of Mormon in its official lectionary. In 2010, representatives told the National Council of Churches that "the Book of Mormon is in our DNA". The book remains a symbol of the denomination's belief in continuing revelation from God. Nevertheless, its usage in North American congregations declined between the mid-twentieth and twenty-first centuries. Community of Christ theologian Anthony Chvala-Smith describes the Book of Mormon as being akin to a "subordinate standard" relative to the Bible, giving the Bible priority over the Book of Mormon, and the denomination does not emphasize the book as part of its self-conceived identity. Book of Mormon use varies in what David Howlett calls "Mormon heritage regions": North America, Western Europe, and French Polynesia. Outside these regions, where there are tens of thousands of members, congregations almost never use the Book of Mormon in their worship, and they may be entirely unfamiliar with it. Some in Community of Christ remain interested in prioritizing the Book of Mormon in religious practice and have variously responded to these developments by leaving the denomination or by striving to re-emphasize the book.
During this time, the Community of Christ moved away from emphasizing the Book of Mormon as an authentic record of a historical past. By the late-twentieth century, church president W. Grant McMurray made open the possibility the book was nonhistorical. McMurray reiterated this ambivalence in 2001, reflecting, "The proper use of the Book of Mormon as sacred scripture has been under wide discussion in the 1970s and beyond, in part because of long-standing questions about its historical authenticity and in part because of perceived theological inadequacies, including matters of race and ethnicity." When a resolution was submitted at the 2007 Community of Christ World Conference to "reaffirm the Book of Mormon as a divinely inspired record", church president Stephen M. Veazey ruled it out-of-order. He stated, "while the Church affirms the Book of Mormon as scripture, and makes it available for study and use in various languages, we do not attempt to mandate the degree of belief or use. This position is in keeping with our longstanding tradition that belief in the Book of Mormon is not to be used as a test of fellowship or membership in the church."
Greater Latter Day Saint movement
Since the death of Joseph Smith in 1844, there have been approximately seventy different churches that have been part of the Latter Day Saint movement, fifty of which were extant as of 2012. Religious studies scholar Paul Gutjahr explains that "each of these sects developed its own special relationship with the Book of Mormon". For example James Strang, who led a denomination in the nineteenth century, reenacted Smith's production of the Book of Mormon by claiming in the 1840s and 1850s to receive and translate new scriptures engraved on metal plates, which became the Voree Plates and the Book of the Law of the Lord.
William Bickerton led another denomination, The Church of Jesus Christ of Latter Day Saints (today called The Church of Jesus Christ), which accepted the Book of Mormon as scripture alongside the Bible although it did not canonize other Latter Day Saint religious texts like the Doctrine and Covenants and Pearl of Great Price. The contemporary Church of Jesus Christ continues to consider the "Bible and Book of Mormon together" to be "the foundation of [their] faith and the building blocks of" their church.
Nahua-Mexican Latter-day Saint Margarito Bautista believed the Book of Mormon told an indigenous history of Mexico before European contact, and he identified himself as a "descendant of Father Lehi", a prophet in the Book of Mormon. Bautista believed the Book of Mormon revealed that indigenous Mexicans were a chosen remnant of biblical Israel and therefore had a sacred destiny to someday lead the church spiritually and the world politically. To promote this belief, he wrote a theological treatise synthesizing Mexican nationalism and Book of Mormon content, published in 1935. Anglo-American LDS Church leadership suppressed the book and eventually excommunicated Bautista, and he went on to found a new Mormon denomination. Officially named El Reino de Dios en su Plenitud, the denomination continues to exist in Colonial Industrial, Ozumba, Mexico as a church with several hundred members who call themselves Mormons.
Separate editions of the Book of Mormon have been published by a number of churches in the Latter Day Saint movement, along with private individuals and organizations not endorsed by any specific denomination.
Views on historical authenticity
Mainstream archaeological, historical, and scientific communities do not consider the Book of Mormon an ancient record of actual historical events. Principally, the content of the Book of Mormon does not correlate with archaeological, paleontological, and historical evidence about the past of the Americas. There is no accepted correlation between locations described in the Book of Mormon and known American archaeological sites. There is also no evidence in Mesoamerican societies of cultural influence from anything described in the Book of Mormon. Additionally, the Book of Mormon's narrative refers to the presence of animals, plants, metals, and technologies of which archaeological and scientific studies have found little or no evidence in post-Pleistocene, pre-Columbian America. Such anachronistic references include crops such as barley, wheat, and silk; livestock like sheep and horses; and metals and technology such as brass, steel, the wheel, and chariots. The Book of Mormon also includes excerpts from and demonstrates intertextuality with portions of the biblical Book of Isaiah whose widely-accepted periods of creation postdate the alleged departure of Lehi's family from Jerusalem circa 600 BCE.
Until the late-twentieth century, most adherents of the Latter Day Saint movement who affirmed Book of Mormon historicity believed the people described in the Book of Mormon text were the exclusive ancestors of all indigenous peoples in the Americas. However, linguistics and genetics proved that impossible. There are no widely accepted linguistic connections between any Native American languages and Near Eastern languages, and "the diversity of Native American languages could not have developed from a single origin in the time frame" that would be necessary to validate such a view of Book of Mormon historicity. Finally, there is no DNA evidence linking any Native American group to ancestry from the ancient Near East as a belief in Book of Mormon peoples as the exclusive ancestors of indigenous Americans would require. Instead, geneticists find that indigenous Americans' ancestry traces back to Asia.
Despite this, most adherents of the Latter Day Saint movement consider the Book of Mormon to generally be historically authentic. Within the Latter Day Saint movement there are several individuals and apologetic organizations, most of whom are or which are lay Latter-day Saints, that seek to answer challenges to or advocate for Book of Mormon historicity. For example, in response to linguistics and genetics rendering long-popular hemispheric models of Book of Mormon geography impossible, many apologists posit Book of Mormon peoples could have dwelled in a limited geographical region while indigenous peoples of other descents occupied the rest of the Americas. To account for anachronisms, apologists often suggest Smith's translation assigned familiar terms to unfamiliar ideas. In the context of a miraculously translated Book of Mormon, anachronistic intertextuality may also have miraculous explanations.
Advocating for their interpretation of the book's historicity, some apologists strive to identify parallels between the Book of Mormon and biblical antiquity, such as the presence of several complex chiasmi resembling a literary form used in ancient Hebrew poetry and in the Old Testament. Others attempt to identify parallels between Mesoamerican archaeological sites and locations described in the Book of Mormon, such as John L. Sorenson, according to whom the Santa Rosa archaeological site resembles the city of Zarahemla in the Book of Mormon. When mainstream, non-Mormon scholars examine alleged parallels between the Book of Mormon and the ancient world, however, scholars typically deem them "chance based upon only superficial similarities" or "parallelomania", the result of having predetermined ideas about the subject.
Despite the popularity and influence among Latter-day Saints of literature propounding Book of Mormon historicity, not all Mormons who affirm Book of Mormon historicity are universally persuaded by apologetic work. Some claim historicity more modestly, such as Richard Bushman's statement that "I read the Book of Mormon as informed Christians read the Bible. As I read, I know the arguments against the book's historicity, but I can't help feeling that the words are true and the events happened. I believe it in the face of many questions."
Some denominations and adherents of the Latter Day Saint movement consider the Book of Mormon a work of inspired fiction akin to pseudepigrapha or biblical midrash that constitutes scripture by revealing true doctrine about God, similar to a common interpretation of the biblical Book of Job. Many in Community of Christ hold this view, and the leadership takes no official position on Book of Mormon historicity; among lay members, views vary. Some Latter-day Saints consider the Book of Mormon fictional, although this view is marginal in the community at large.
Influenced by continental philosophy, a handful of academics argue for understanding the Book of Mormon not as historical or unhistorical (either factual or fictional) but as nonhistorical (existing outside history). In this view, both skeptical and affirmative approaches to Book of Mormon historicity make the same Enlightenment-derived assumptions about scriptures being representations of external reality, whereas a premodern understanding would accept scripture as capable of divinely ordering, rather than simply depicting, reality.
Historical context
American Indian origins
Contact with the indigenous peoples of the Americas prompted intellectual and theological controversy among many Europeans and European Americans who wondered how biblical narratives of world history could account for hitherto unrecognized indigenous societies. From the seventeenth century through the early-nineteenth, numerous European and U. S. American writers proposed that ancient Jews, perhaps through the Lost Ten Tribes, were the ancestors of Native Americans. One of the first books to suggest that Native Americans descended from Jews was written by Jewish-Dutch rabbi and scholar Manasseh ben Israel in 1650. Such curiosity and speculation about indigenous origins persisted in the United States into the antebellum period when the Book of Mormon was published, as archaeologist Stephen Williams explains that "relating the American Indians to the Lost Tribes of Israel was supported by many at" the time of the book's production and publication. Although the Book of Mormon did not explicitly identify Native Americans as descendants of the diasporic Israelites in its narrative, nineteenth-century readers consistently drew that conclusion and considered the book theological support for believing American Indians were of Israelite descent.
Additionally, European settlers viewed the impressive earthworks left behind by the Mound Builder cultures and had some difficulty believing that the Native Americans, whose numbers had been greatly reduced over the previous centuries, could have produced them. A common theory was that a more "civilized" and "advanced" people had built them, but were overrun and destroyed by a more savage, numerous group. Some Book of Mormon content resembles this "mound-builder" genre pervasive in the nineteenth century. Historian Curtis Dahl wrote, "Undoubtedly the most famous and certainly the most influential of all Mound-Builder literature is the Book of Mormon (1830). Whether one wishes to accept it as divinely inspired or the work of Joseph Smith, it fits exactly into the tradition." However, the Book of Mormon does not comfortably fit the genre, since, as historian Richard Bushman explains, "When other writers delved into Indian origins, they were explicit about recognizable Indian practices", such as Abner Cole, who dressed characters in moccasins in his parody of the book. Meanwhile, the "Book of Mormon deposited its people on some unknown shore—not even definitely identified as America—and had them live out their history in a remote place in a distant time, using names that had no connections to modern Indians" and without including stereotypical Indian terms, practices, or tropes, suggesting disinterest in making connections to mound-builder tropes.
Critique of the United States
The Book of Mormon can be read as a critique of the United States during Smith's lifetime. Historian of religion Nathan O. Hatch called the Book of Mormon "a document of profound social protest", and Bushman "found the book thundering no to the state of the world in Joseph Smith's time." In the Jacksonian era of antebellum America, class inequality was a major concern as fiscal downturns and the economy's transition from guild-based artisanship to private business sharpened socioeconomic disparity. Poll taxes in New York limited access to the vote, and the culture of civil discourse and mores surrounding liberty allowed social elites to ignore and delegitimize populist participation in public discourse. Ethnic prejudices were also prominent, as Americans typically stereotyped American Indians as ferocious, lazy, and uncivilized. Meanwhile, some Americans thought antebellum disestablishment and denominational proliferation undermined religious authority through ubiquity, producing sectarian confusion that only obfuscated the path to spiritual security.
Against the backdrop of these trends, the Book of Mormon "condemned social inequalities, moral abominations, rejection of revelations and miracles, disrespect for Israel (including the Jews), subjection of the Indians, and the abuse of the continent by interloping European migrants". The book's narratives critique bourgeois public discourse where rules of civil democracy silence the demands of common people, and it advocates for the poor, condemning acquisitiveness as antithetical to righteousness. Within the narrative, Lamanites, whom readers generally identified with American Indians, at times were overwhelmingly righteous, even producing a prophet who preached to backsliding Nephites, and the book declared natives to be the rightful inheritors to and leaders of the North American continent. According to the book, implicitly-European Gentiles had an obligation to serve the native people and join their remnant of covenant Israel or else face a violent downfall like the Nephites of the text. In the context of the nineteenth-century United States, the Book of Mormon rejects American denominational pluralism, Enlightenment hegemony, individualistic capitalism, and American nationalism, calling instead for ecclesiastical unity, miraculous religion, communitarian economics, and universal society under God's authority.
Manuscripts
Joseph Smith dictated the Book of Mormon to several scribes over a period of 13 months, resulting in three manuscripts. Upon examination of pertinent historical records, the book appears to have been dictated over the course of 57 to 63 days within the 13 month period.
The 116 lost pages contained the first portion of the Book of Lehi; it was lost after Smith loaned the original, uncopied manuscript to Martin Harris.
The first completed manuscript, called the original manuscript, was completed using a variety of scribes. Portions of the original manuscript were also used for typesetting. In October 1841, the entire original manuscript was placed into the cornerstone of the Nauvoo House, and sealed up until nearly forty years later when the cornerstone was reopened. It was then discovered that much of the original manuscript had been destroyed by water seepage and mold. Surviving manuscript pages were handed out to various families and individuals in the 1880s.
Only 28 percent of the original manuscript now survives, including a remarkable find of fragments from 58 pages in 1991. The majority of what remains of the original manuscript is now kept in the LDS Church's archives.
The second completed manuscript, called the printer's manuscript, was a copy of the original manuscript produced by Oliver Cowdery and two other scribes. It is at this point that initial copyediting of the Book of Mormon was completed. Observations of the original manuscript show little evidence of corrections to the text. Shortly before his death in 1850, Cowdery gave the printer's manuscript to David Whitmer, another of the Three Witnesses. In 1903, the manuscript was bought from Whitmer's grandson by the Reorganized Church of Jesus Christ of Latter Day Saints, now known as the Community of Christ. On September 20, 2017, the LDS Church purchased the manuscript from the Community of Christ at a reported price of $35million. The printer's manuscript is now the earliest surviving complete copy of the Book of Mormon. The manuscript was imaged in 1923 and has been made available for viewing online.
Critical comparisons between surviving portions of the manuscripts show an average of two to three changes per page from the original manuscript to the printer's manuscript, with most changes being corrections of scribal errors such as misspellings or the correction, or standardization, of grammar inconsequential to the meaning of the text. The printer's manuscript was further edited, adding paragraphing and punctuation to the first third of the text.
The printer's manuscript was not used fully in the typesetting of the 1830 version of Book of Mormon; portions of the original manuscript were also used for typesetting. The original manuscript was used by Smith to further correct errors printed in the 1830 and 1837 versions of the Book of Mormon for the 1840 printing of the book.
Ownership history: Book of Mormon printer's manuscript
In the late-19th century the extant portion of the printer's manuscript remained with the family of David Whitmer, who had been a principal founder of the Latter Day Saints and who, by the 1870s, led the Church of Christ (Whitmerite). During the 1870s, according to the Chicago Tribune, the LDS Church unsuccessfully attempted to buy it from Whitmer for a record price. Church president Joseph F. Smith refuted this assertion in a 1901 letter, believing such a manuscript "possesses no value whatever." In 1895, Whitmer's grandson George Schweich inherited the manuscript. By 1903, Schweich had mortgaged the manuscript for $1,800 and, needing to raise at least that sum, sold a collection including 72 percent of the book of the original printer's manuscript (John Whitmer's manuscript history, parts of Joseph Smith's translation of the Bible, manuscript copies of several revelations, and a piece of paper containing copied Book of Mormon characters) to the RLDS Church (now the Community of Christ) for $2,450, with $2,300 of this amount for the printer's manuscript. The LDS Church had not sought to purchase the manuscript.
In 2015, this remaining portion was published by the Church Historian's Press in its Joseph Smith Papers series, in Volume Three of "Revelations and Translations"; and, in 2017, the church bought the printer's manuscript for .
Editions
Chapter and verse notation systems
The original 1830 publication had unnumbered paragraphs (and no verses) which were divided into relatively long chapters. Just as the Bible's present chapter and verse notation system is a later addition of Bible publishers to books that were originally solid blocks of undivided text, the chapter and verse markers within the books of the Book of Mormon are conventions, not part of the original text.
The format of the Book of Mormon stayed the same, with citations noted by book and page number, (Book of Alma, page 262) or just the page number (page 262). As more editions were made, the references were noted by the edition. In 1852, Franklin D. Richards integrated numbered paragraphs for easier reference.
In 1876, Orson Pratt revised the Book of Mormon, and while doing so, created smaller chapters comparable in length to the Bible, and added true versification. In 1908, the RLDS Church revised their edition. While doing so, they added versification similar in breaks to the 1876 edition, but opted to use the original longer chapters.
Most modern editions use one of the two, based on their heritage. The editions published by the Community of Christ (1908/AV & 1966/RAV), the RCE, and the Temple Lot edition use the 1908 Authorized Version Versing. The LDS Church uses the 1876 Orson Pratt versing.
Church editions
Other editions
Historic editions
The following editions no longer in publication marked major developments in the text or reader's helps printed in the Book of Mormon.
Textual criticism
Although some earlier unpublished studies had been prepared, not until the early 1970s was true textual criticism applied to the Book of Mormon. At that time BYU Professor Ellis Rasmussen and his associates were asked by The Church of Jesus Christ of Latter-day Saints (LDS Church) to begin preparation for a new edition of its scriptures. One aspect of that effort entailed digitizing the text and preparing appropriate footnotes; another aspect required establishing the most dependable text. To that latter end, Stanley R. Larson (a Rasmussen graduate student) set about applying modern text critical standards to the manuscripts and early editions of the Book of Mormon as his thesis project—which he completed in 1974. Larson carefully examined the original manuscript (the one dictated by Joseph Smith to his scribes) and the printer's manuscript (the copy Oliver Cowdery prepared for the printer in 1829–1830), and compared them with the first, second, and third editions of the Book of Mormon; this was done to determine what sort of changes had occurred over time and to make judgments as to which readings were the most original. Larson proceeded to publish a set of well-argued articles on the phenomena which he had discovered. Many of his observations were included as improvements in the church's 1981 edition of the Book of Mormon.
By 1979, with the establishment of the Foundation for Ancient Research and Mormon Studies (FARMS) as a California non-profit research institution, an effort led by Robert F. Smith began to take full account of Larson's work and to publish a critical text of the Book of Mormon. Thus was born the FARMS Critical Text Project which published the first volume of the three-volume Book of Mormon Critical Text in 1984. The third volume of that first edition was published in 1987, but was already being superseded by a second, revised edition of the entire work, greatly aided through the advice and assistance of a team that included Yale doctoral candidate Grant Hardy, Dr. Gordon C. Thomasson, Professor John W. Welch (the head of FARMS), and Professor Royal Skousen. However, these were merely preliminary steps to a far more exacting and all-encompassing project.
In 1988, with that preliminary phase of the project completed, Skousen took over as editor and head of the FARMS Critical Text of the Book of Mormon Project and proceeded to gather still scattered fragments of the original manuscript of the Book of Mormon and to have advanced photographic techniques applied to obtain fine readings from otherwise unreadable pages and fragments. He also closely examined the printer's manuscript (then owned by RLDS Church) for differences in types of ink or pencil, in order to determine when and by whom they were made. He also collated the various editions of the Book of Mormon down to the present to see what sorts of changes have been made through time.
Skousen and the Critical Text Project have published complete transcripts of the Original and Printer's Manuscripts (volumes I and II), parts of a history of the text (volume III), and a six-part analysis of textual variants (volume IV). The remainder of the eight-part history of the text and a complete electronic collation of editions and manuscripts (volumes 5 of the Project) remain forthcoming. In 2009, Yale University published an edition of the Book of Mormon which incorporates all aspects of Skousen's research.
Differences between the original and printer's manuscript, the 1830 printed version, and modern versions of the Book of Mormon have led some critics to claim that evidence has been systematically removed that could have proven that Smith fabricated the Book of Mormon, or are attempts to hide embarrassing aspects of the church's past. Latter-day Saint scholars view the changes as superficial, done to clarify the meaning of the text.
Non-English translations
The Latter-day Saints version of the Book of Mormon has been translated into 83 languages and selections have been translated into an additional 25 languages. In 2001, the LDS Church reported that all or part of the Book of Mormon was available in the native language of 99 percent of Latter-day Saints and 87 percent of the world's total population.
Translations into languages without a tradition of writing (e.g., Kaqchikel, Tzotzil) have been published as audio recordings and as transliterations with Latin characters. Translations into American Sign Language are available as video recordings.
Typically, translators are Latter-day Saints who are employed by the church and translate the text from the original English. Each manuscript is reviewed several times before it is approved and published.
In 1998, the church stopped translating selections from the Book of Mormon and announced that instead each new translation it approves will be a full edition.
Representations in media
Artists have depicted Book of Mormon scenes and figures in visual art since the beginnings of the Latter Day Saint movement. The nonprofit Book of Mormon Art Catalog documents the existence of at least 2,500 visual depictions of Book of Mormon content. According to art historian Jenny Champoux, early artwork of the Book of Mormon relied on European iconography; eventually, a distinctive "Latter-day Saint style" developed.
Events of the Book of Mormon are the focus of several films produced by the LDS Church, including The Life of Nephi (1915), How Rare a Possession (1987) and The Testaments of One Fold and One Shepherd (2000). Depictions of Book of Mormon narratives in films not officially commissioned by the church (sometimes colloquially known as Mormon cinema) include The Book of Mormon Movie, Vol. 1: The Journey (2003) and Passage to Zarahemla (2007).
In "one of the most complex uses of Mormonism in cinema," Alfred Hitchcock's film Family Plot portrays a funeral service in which a priest (apparently non-Mormon, by his appearance) reads Second Nephi 9:20–27, a passage describing Jesus Christ having victory over death.
In 2011, a long-running religious satire musical titled The Book of Mormon, written by South Park creators Trey Parker and Matt Stone in collaboration with Robert Lopez, premiered on Broadway, winning nine Tony Awards, including Best Musical. Its London production won the Olivier Award for best musical. Although it is titled The Book of Mormon, the musical does not depict Book of Mormon content. Its plot tells an original story about Latter-day Saint missionaries in the twenty-first century.
In 2019, the church began producing a series of live-action adaptations of various stories within the Book of Mormon, titled Book of Mormon Videos, which it distributed on its website and YouTube channel.
Distribution
The LDS Church distributes free copies of the Book of Mormon, and it reported in 2011 that 150 million copies of the book have been printed since its initial publication.
The initial printing of the Book of Mormon in 1830 produced 5000 copies. The 50 millionth copy was printed in 1990, with the 100 millionth following in 2000 and reaching 150 million in 2011.
In October 2020, the church announced it had printed over 192 million copies of the Book of Mormon.
See also
Journal of Book of Mormon Studies
List of Gospels
Studies of the Book of Mormon
List of Book of Mormon places
References
Citations
General and cited sources
.
.
.
.
Further reading
One volume in six parts.
One volume in six parts. Republished online by the Interpreter Foundation in 2014.
External links
Book of Mormon (the current official edition of The Church of Jesus Christ of Latter-day Saints)
Project Gutenberg has the full text of the Book of Mormon in various formats (LDS chapters and numbering)
RLDS 1908 Book of Mormon (RLDS chapters and numbering)
The Book of Mormon; An Account Written By the Hand of Mormon Upon Plates Taken From the Plates of Nephi. From the Collections at the Library of Congress
Photographs and transcription of the printer's manuscript of the Book of Mormon by the Joseph Smith Papers
Photocopies and transcription of the 1830 edition of the Book of Mormon by the Joseph Smith Papers
Photographs and transcription of the 1840 of the Book of Mormon by the Joseph Smith Papers
Book of Mormon Art Catalog database of known works of visual art depicting Book of Mormon content
1830 books
1830 in Christianity
19th-century Christian texts
Standard works
Works by Joseph Smith
Works in the style of the King James Version |
3979 | https://en.wikipedia.org/wiki/Baptists | Baptists | Baptists form a major branch of Protestantism distinguished by baptizing only professing Christian believers (believer's baptism), and doing so by complete immersion. Baptist churches also generally subscribe to the doctrines of soul competency (the responsibility and accountability of every person before God), sola fide (salvation by just faith alone), sola scriptura (scripture alone as the rule of faith and practice) and congregationalist church government. Baptists generally recognize two ordinances: baptism and communion.
Diverse from their beginning, those identifying as Baptists today differ widely from one another in what they believe, how they worship, their attitudes toward other Christians, and their understanding of what is important in Christian discipleship. Baptist missionaries have spread various Baptist confessions to every continent. The largest voluntary grouping of Baptist churches is the Baptist World Alliance but there are many different groupings of Baptist churches and Baptist congregations which belong to no larger group.
Historians trace the earliest Baptist church to 1609 in Amsterdam, Dutch Republic with English Separatist John Smyth as its pastor. In accordance with his reading of the New Testament, he rejected baptism of infants and instituted baptism only of believing adults. Baptist practice spread to England, where the General Baptists considered Christ's atonement to extend to all people, while the Particular Baptists believed that it extended only to the elect. Thomas Helwys formulated a distinctively Baptist request that the church and the state be kept separate in matters of law, so that individuals might have freedom of religion. Helwys died in prison as a consequence of the religious conflict with English Dissenters under James I. In 1638, Roger Williams established the first Baptist congregation in the North American colonies. In the 18th and 19th centuries, the First and Second Great Awakening increased church membership in the United States. Swedish Baptists (Scandinavian Baptists) have origins in the Radical Pietism movement that split off from the Lutheran Church of Sweden due to the Conventicle Act (Sweden) rather than the English Dissenters that split off from the Anglican Church of England, but both reached similar conclusions on theology and ecclesiology.
Origins
Baptist historian Bruce Gourley outlines four main views of Baptist origins:
the modern scholarly consensus that the movement traces its origin to the 17th century via the English Separatists,
the view that it was an outgrowth of the Anabaptist movement of believer's baptism begun in 1525 on the European continent,
the perpetuity view which assumes that the Baptist faith and practice has existed since the time of Christ, and
the successionist view, or "Baptist successionism", which argues that Baptist churches actually existed in an unbroken chain since the time of Christ.
English separatist view
Modern Baptist churches trace their history to the English Separatist movement in the 1600s, the century after the rise of the original Protestant denominations. This view of Baptist origins has the most historical support and is the most widely accepted. Adherents to this position consider the influence of Anabaptists upon early Baptists to be minimal. It was a time of considerable political and religious turmoil. Both individuals and churches were willing to give up their theological roots if they became convinced that a more biblical "truth" had been discovered.
During the Protestant Reformation, the Church of England (Anglicans) separated from the Roman Catholic Church. There were some Christians who were not content with the achievements of the mainstream Protestant Reformation. There also were Christians who were disappointed that the Church of England had not made corrections of what some considered to be errors and abuses. Of those most critical of the Church's direction, some chose to stay and try to make constructive changes from within the Anglican Church. They became known as "Puritans" and are described by Gourley as cousins of the English Separatists. Others decided they must leave the Church because of their dissatisfaction and became known as the Separatists.
In 1579, Faustus Socinus founded the Unitarians in Poland, which was a tolerant country. The Unitarians taught baptism by immersion. When Poland ceased to be tolerant, they fled to Holland. In Holland, the Unitarians introduced immersion baptism to the Dutch Mennonites.
Baptist churches have their origins in a movement started by the English John Smyth and Thomas Helwys in Amsterdam. Due to their shared beliefs with the Puritans and Congregationalists, they went into exile in 1607 for Holland with other believers who held the same biblical positions. They believe that the Bible is to be the only guide and that the believer's baptism is what the scriptures require. In 1609, the year considered to be the foundation of the movement, they baptized believers and founded the first Baptist church.
In 1609, while still there, Smyth wrote a tract titled "The Character of the Beast," or "The False Constitution of the Church." In it he expressed two propositions: first, infants are not to be baptized; and second, "Antichristians converted are to be admitted into the true Church by baptism." Hence, his conviction was that a scriptural church should consist only of regenerate believers who have been baptized on a personal confession of faith. He rejected the Separatist movement's doctrine of infant baptism (paedobaptism). Shortly thereafter, Smyth left the group. Ultimately, Smyth became committed to believers' baptism as the only biblical baptism. He was convinced on the basis of his interpretation of Scripture that infants would not be damned should they die in infancy. Smyth, convinced that his self-baptism was invalid, applied with the Mennonites for membership. He died while waiting for membership, and some of his followers became Mennonites. Thomas Helwys and others kept their baptism and their Baptist commitments. The modern Baptist denomination is an outgrowth of Smyth's movement. Baptists rejected the name Anabaptist when they were called that by opponents in derision. McBeth writes that as late as the 18th century, many Baptists referred to themselves as "the Christians commonly—though falsely—called Anabaptists."
Thomas Helwys took over the leadership, leading the church back to England in 1611 and published the first Baptist confession of faith "A Declaration of Faith of English People" in 1611. He founded the first General Baptist Church in Spitalfields, east London, England in 1612.
Another milestone in the early development of Baptist doctrine was in 1638 with John Spilsbury, a Calvinistic minister who helped to promote the strict practice of believer's baptism by immersion (as opposed to affusion or aspersion). According to Tom Nettles, professor of historical theology at Southern Baptist Theological Seminary, "Spilsbury's cogent arguments for a gathered, disciplined congregation of believers baptized by immersion as constituting the New Testament church gave expression to and built on insights that had emerged within separatism, advanced in the life of John Smyth and the suffering congregation of Thomas Helwys, and matured in Particular Baptists."
Anabaptist influence view
A minority view is that early-17th-century Baptists were influenced by (but not directly connected to) continental Anabaptists. According to this view, the General Baptists shared similarities with Dutch Waterlander Mennonites (one of many Anabaptist groups) including believer's baptism only, religious liberty, separation of church and state, and Arminian views of salvation, predestination and original sin. Representative writers including A.C. Underwood and William R. Estep. Gourley wrote that among some contemporary Baptist scholars who emphasize the faith of the community over soul liberty, the Anabaptist influence theory is making a comeback.
However, the relations between Baptists and Anabaptists were early strained. In 1624, the then five existing Baptist churches of London issued a condemnation of the Anabaptists. Furthermore, the original group associated with Smyth and popularly believed to be the first Baptists broke with the Waterlander Mennonite Anabaptists after a brief period of association in the Netherlands.
Perpetuity and succession view
Traditional Baptist historians write from the perspective that Baptists had existed since the time of Christ. Proponents of the Baptist successionist or perpetuity view consider the Baptist movement to have existed independently from Roman Catholicism and prior to the Protestant Reformation.
The perpetuity view is often identified with The Trail of Blood, a booklet of five lectures by J.M. Carrol published in 1931. Other Baptist writers who advocate the successionist theory of Baptist origins are John T. Christian, Thomas Crosby, G. H. Orchard, J. M. Cramp, William Cathcart, Adam Taylor and D. B. Ray. This view was also held by English Baptist preacher, Charles Spurgeon as well as Jesse Mercer, the namesake of Mercer University.
In 1898 William Whitsitt was pressured to resign his presidency of the Southern Baptist Theological Seminary for denying Baptist successionism.
Baptist origins in the United Kingdom
In 1612, Thomas Helwys established a Baptist congregation in London, consisting of congregants from Smyth's church. A number of other Baptist churches sprang up, and they became known as the General Baptists. The Particular Baptists were established when a group of Calvinist Separatists adopted believers' Baptism. The Particular Baptists consisted of seven churches by 1644 and had created a confession of faith called the First London Confession of Faith.
Baptist origins in North America
Both Roger Williams and John Clarke, his compatriot and coworker for religious freedom, are variously credited as founding the earliest Baptist church in North America. In 1639, Williams established a Baptist church in Providence, Rhode Island, and Clarke began a Baptist church in Newport, Rhode Island. According to a Baptist historian who has researched the matter extensively, "There is much debate over the centuries as to whether the Providence or Newport church deserved the place of 'first' Baptist congregation in America. Exact records for both congregations are lacking."
The Great Awakening energized the Baptist movement, and the Baptist community experienced spectacular growth. Baptists became the largest Christian community in many southern states, including among the enslaved Black population.
Baptist missionary work in Canada began in the British colony of Nova Scotia (present day Nova Scotia and New Brunswick) in the 1760s. The first official record of a Baptist church in Canada was that of the Horton Baptist Church (now Wolfville) in Wolfville, Nova Scotia on 29 October 1778. The church was established with the assistance of the New Light evangelist Henry Alline. Many of Alline's followers, after his death, would convert and strengthen the Baptist presence in the Atlantic region. Two major groups of Baptists formed the basis of the churches in the Maritimes. These were referred to as Regular Baptist (Calvinistic in their doctrine) and Free Will Baptists (Arminian in their doctrine).
In May 1845, the Baptist congregations in the United States split over slavery and missions. The Home Mission Society prevented slaveholders from being appointed as missionaries. The split created the Southern Baptist Convention, while the northern congregations formed their own umbrella organization now called the American Baptist Churches USA (ABC-USA). The Methodist Episcopal Church, South had recently separated over the issue of slavery, and southern Presbyterians would do so shortly thereafter.
In 2015, Baptists in the U.S. number 50 million people and constitute roughly one-third of American Protestants.
Baptist origins in Ukraine
The Baptist churches in Ukraine were preceded by the German Anabaptist and Mennonite communities, who had been living in the south of Ukraine since the 16th century, and who practiced adult believers baptism. The first Baptist baptism (adult baptism by full immersion) in Ukraine took place in 1864 on the river Inhul in the Yelizavetgrad region (now Kropyvnytskyi region), in a German settlement. In 1867, the first Baptist communities were organized in that area. From there, the Baptist movement spread across the south of Ukraine and then to other regions as well. One of the first Baptist communities was registered in Kyiv in 1907, and in 1908 the First All-Russian Convention of Baptists was held there, as Ukraine was still controlled by the Russian Empire. The All-Russian Union of Baptists was established in the town of Yekaterinoslav (now Dnipro) in Southern Ukraine. At the end of the 19th century, estimates are that there were between 100,000 and 300,000 Baptists in Ukraine. An independent All-Ukrainian Baptist Union of Ukraine was established during the brief period of Ukraine's independence in early 20th-century, and once again after the fall of the Soviet Union, the largest of which is currently known as the Evangelical Baptist Union of Ukraine.
Missionary organizations
Missionary organizations favored the development of the movement on all continents. In England there was the founding of the BMS World Mission in 1792 at Kettering, England. In United States, there was the founding of International Ministries in 1814 and International Mission Board in 1845.
Baptist organizations
Many churches are members of a national and international denomination for a cooperative relationship in common organizations, for the mission and social areas, such as humanitarian aid, schools, theological institutes and hospitals. There also are a substantial number of cooperative groups. In 1905, the Baptist World Alliance (BWA) was formed by 24 Baptist denominations from various countries. The BWA's goals include caring for the needy, leading in world evangelism and defending human rights and religious freedom.
Finally, there are Independent Baptist churches that choose to remain independent of any denomination, organization, or association.
Membership
Statistics
In 2010, an estimated 100 million Christians identified themselves as Baptist or belong to Baptist-type churches. In 2020, according to the researcher Sébastien Fath of the CNRS, the movement has around 170 million believers in the world.
According a census released in 2023 by the Baptist World Alliance, the largest global organization of Baptists, the BWA includes 253 participating Baptist fellowships in 130 countries, with 176,000 churches and 51,000,000 baptized members. These statistics are not fully representative, however, since some churches in the United States have dual or triple national Baptist affiliation, causing a church and its members to be counted by more than one Baptist denomination.
Among the censuses carried out by the Baptist denominations in 2023, those which claimed the most members on each continent were:
In North America, the Southern Baptist Convention with 47,198 churches and 13,223,122 members, the National Baptist Convention, USA with 21,145 churches and 8,415,100 members.
In South America, the Brazilian Baptist Convention with 9,070 churches and 1,797,597 members, the Evangelical Baptist Convention of Argentina with 670 churches and 85,000 members.
In Africa, the Nigerian Baptist Convention with 14,523 churches and 8,925,000 members, the Baptist Convention of Tanzania with 1,350 churches and 2,680,000 members, the Baptist Community of the Congo River with 2,673 churches and 1,764,155 members.
In Asia, the Myanmar Baptist Convention with 5,337 churches and 1,013,499 members, the Nagaland Baptist Church Council with 1,661 churches and 648,096 members, the Garo Baptist Convention with 2,619 churches and 333,908 members, the Convention of Philippine Baptist Churches with 1,079 churches and 600,000 members.
In Europe, the All-Ukrainian Union of Churches of Evangelical Christian Baptists with 2,192 churches and 105,189 members, the Baptist Union of Great Britain with 1,897 churches and 99,475 members, the Union of Christian Baptist Churches in Romania with 1,697 churches and 83,853 members.
In Oceania, the Australian Baptist Ministries with 1,024 churches and 87,555 members, the Baptist Union of Papua New Guinea with 493 churches and 84,700 members.
Qualification for membership
Membership policies vary due to the autonomy of churches, but generally an individual becomes a member of a church through believer's baptism (which is a public profession of faith in Jesus, followed by immersion baptism).
Most baptists do not believe that baptism is a requirement for salvation, but rather a public expression of one's inner repentance and faith. Therefore, some churches will admit into membership people who make a profession without believer's baptism.
In general, Baptist churches do not have a stated age restriction on membership, but believer's baptism requires that an individual be able to freely and earnestly profess their faith. (See Age of Accountability)
Baptist beliefs
Since the early days of the Baptist movement, various denominations have adopted common confessions of faith as the basis for cooperative work among churches. Each church has a particular confession of faith and a common confession of faith if it is a member of a denomination. Some historically significant Baptist doctrinal documents include the 1689 London Baptist Confession of Faith, 1742 Philadelphia Baptist Confession, the 1833 New Hampshire Baptist Confession of Faith, and written church covenants which some individual Baptist churches adopt as a statement of their faith and beliefs.
Baptist theology shares many doctrines with evangelical theology. It is based on believers' Church doctrine.
Baptists, like other Christians, are defined by school of thought—some of it common to all orthodox and evangelical groups and a portion of it distinctive to Baptists. Through the years, different Baptist groups have issued confessions of faith—without considering them to be creeds—to express their particular doctrinal distinctions in comparison to other Christians as well as in comparison to other Baptists. Baptist denominations are traditionally seen as belonging to two parties, General Baptists who uphold Arminian theology and Particular Baptists who uphold Reformed theology. During the holiness movement, some General Baptists accepted the teaching of a second work of grace and formed denominations that emphasized this belief, such as the Ohio Valley Association of the Christian Baptist Churches of God and the Holiness Baptist Association. Most Baptists are evangelical in doctrine, but their beliefs may vary due to the congregational governance system that gives autonomy to individual local Baptist churches. Historically, Baptists have played a key role in encouraging religious freedom and separation of church and state.
Shared doctrines would include beliefs about one God; the virgin birth; miracles; atonement for sins through the death, burial, and bodily resurrection of Jesus; the Trinity; the need for salvation (through belief in Jesus Christ as the Son of God, his death and resurrection); grace; the Kingdom of God; last things (eschatology) (Jesus Christ will return personally and visibly in glory to the earth, the dead will be raised, and Christ will judge everyone in righteousness); and evangelism and missions.
Most Baptists hold that no church or ecclesiastical organization has inherent authority over a Baptist church. Churches can properly relate to each other under this polity only through voluntary cooperation, never by any sort of coercion. Furthermore, this Baptist polity calls for freedom from governmental control.
Exceptions to this local form of local governance include a few churches that submit to the leadership of a body of elders, as well as the Episcopal Baptists that have an Episcopal system.
Baptists generally believe in the literal Second Coming of Christ. Beliefs among Baptists regarding the "end times" include amillennialism, dispensationalism, and historic premillennialism, with views such as postmillennialism and preterism receiving some support.
Some additional distinctive Baptist principles held by many Baptists:
The supremacy of the canonical Scriptures as a norm of faith and practice. For something to become a matter of faith and practice, it is not sufficient for it to be merely consistent with and not contrary to scriptural principles. It must be something explicitly ordained through command or example in the Bible. For instance, this is why Baptists do not practice infant baptism—they say the Bible neither commands nor exemplifies infant baptism as a Christian practice. More than any other Baptist principle, this one when applied to infant baptism is said to separate Baptists from other evangelical Christians.
Baptists believe that faith is a matter between God and the individual (religious freedom). To them it means the advocacy of absolute liberty of conscience.
Insistence on immersion believer's baptism as the only mode of baptism. Baptists do not believe that baptism is necessary for salvation. Therefore, for Baptists, baptism is an ordinance, not a sacrament, since, in their view, it imparts no saving grace.
Beliefs that vary among Baptists
Since there is no hierarchical authority and each Baptist church is autonomous, there is no official set of Baptist theological beliefs. These differences exist both among associations, and even among churches within the associations.
Some doctrinal issues on which there is widespread difference among Baptists are:
Eschatology
Arminianism versus Calvinism (General Baptists uphold Arminian theology while Particular Baptists teach Calvinist theology). Independent Baptists generally will say they are neither.
The doctrine of separation from "the world" and whether to associate with those who are "of the world"
Belief in a second work of grace, i.e. entire sanctification (held by General Baptists in the Holiness tradition)
Speaking-in-tongues and the operation of other charismatic gifts of the Holy Spirit in the charismatic churches
How the Bible should be interpreted (hermeneutics)
The extent to which missionary boards should be used to support missionaries
The extent to which non-members may participate in the Lord's Supper services
Which translation of Scripture to use (see King-James-Only movement in the English-speaking world)
Dispensationalism versus Covenant theology
The role of women in marriage.
The ordination of women as deacons or pastors.
Attitudes to and involvement in the ecumenical movement.
Excommunication is used as a last resort by denominations and churches for members who do not want to repent of beliefs or behavior at odds with the confession of faith of the community.
Worship
In Baptist churches, worship service is part of the life of the Church and includes praise (Christian music), worship, of prayers to God, a sermon based on the Bible, offering, and periodically the Lord's Supper. In many churches, there are services adapted for children, even teenagers. Prayer meetings are also held during the week.
Places of worship
The architecture is sober and the Latin cross is one of the only spiritual symbols that can usually be seen on the building of a Baptist church and that identifies the place where it belongs.
Education
Baptist churches established elementary and secondary schools, Bible colleges, colleges and universities as early as the 1680s in England, before continuing in various countries. In 2006, the International Association of Baptist Colleges and Universities was founded in the United States. In 2022, it had 46 member universities.
Sexuality
In matters of sexuality, Baptist congregations are theologically diverse, ranging from LGBT affirming to only marriage between a man and a woman, as well as in promotion of virginity pledges to young Baptist Christians, who are invited to engage in a public ceremony at sexual abstinence until Christian marriage. This pact is often symbolized by a purity ring. Programs like True Love Waits, founded in 1993 by the Southern Baptist Convention have been developed to support the commitments.
In many Baptist churches, same-sex marriage and same-gender love is affirmed and celebrated as is true in the Alliance of Baptists Denomination and for many churches in the Cooperative Baptist Fellowship and the American Baptist Churches USA. Many Baptist congregations have also been at the forefront of the conversations on ending same-sex marriage bans. In 2014, the Alliance joined a lawsuit challenging North Carolina's ban on same-sex marriage, which is America's first faith-based challenge to same-sex marriage bans.
Controversies that have shaped Baptists
Baptists have faced many controversies in their 400-year history, controversies of the level of crises. Baptist historian Walter Shurden says the word crisis comes from the Greek word meaning 'to decide.' Shurden writes that contrary to the presumed negative view of crises, some controversies that reach a crisis level may actually be "positive and highly productive." He claims that even schism, though never ideal, has often produced positive results. In his opinion crises among Baptists each have become decision-moments that shaped their future. Some controversies that have shaped Baptists include the "missions crisis", the "slavery crisis", the "landmark crisis", and the "modernist crisis".
Missions crisis
Early in the 19th century, the rise of the modern missions movement, and the backlash against it, led to widespread and bitter controversy among the American Baptists. During this era, the American Baptists were split between missionary and anti-missionary. A substantial secession of Baptists went into the movement led by Alexander Campbell to return to a more fundamental church.
Slavery crisis
United States
Leading up to the American Civil War, Baptists became embroiled in the controversy over slavery in the United States. Whereas in the First Great Awakening Methodist and Baptist preachers had opposed slavery and urged manumission, over the decades they made more of an accommodation with the institution. They worked with slaveholders in the South to urge a paternalistic institution. Both denominations made direct appeals to slaves and free Blacks for conversion. The Baptists particularly allowed them active roles in congregations. By the mid-19th century, northern Baptists tended to oppose slavery. As tensions increased, in 1844 the Home Mission Society refused to appoint a slaveholder as a missionary who had been proposed by Georgia. It noted that missionaries could not take servants with them, and also that the board did not want to appear to condone slavery.
In 1845, a group of churches in favor of slavery and in disagreement with the abolitionism of the Triennial Convention (now American Baptist Churches USA) left to form the Southern Baptist Convention. They believed that the Bible sanctions slavery and that it was acceptable for Christians to own slaves. They believed slavery was a human institution which Baptist teaching could make less harsh. By this time many planters were part of Baptist congregations, and some of the denomination's prominent preachers, such as the Rev. Basil Manly, Sr., president of the University of Alabama, were also planters who owned slaves.
As early as the late 18th century, Black Baptists began to organize separate churches, associations and mission agencies. Blacks set up some independent Baptist congregations in the South before the American Civil War. White Baptist associations maintained some oversight of these churches.
In the postwar years, freedmen quickly left the white congregations and associations, setting up their own churches. In 1866, the Consolidated American Baptist Convention, formed from Black Baptists of the South and West, helped southern associations set up Black state conventions, which they did in Alabama, Arkansas, Virginia, North Carolina, and Kentucky. In 1880, Black state conventions united in the national Foreign Mission Convention to support Black Baptist missionary work. Two other national Black conventions were formed, and in 1895 they united as the National Baptist Convention. This organization later went through its own changes, spinning off other conventions. It is the largest Black religious organization and the second-largest Baptist organization in the world. Baptists are numerically most dominant in the Southeast.
In 2007, the Pew Research Center's Religious Landscape Survey found that 45% of all African Americans identify with Baptist denominations, with the vast majority of those being within the historically Black tradition.
In the American South, the interpretation of the American Civil War, abolition of slavery and postwar period has differed sharply by race since those years. Americans have often interpreted great events in religious terms. Historian Wilson Fallin contrasts the interpretation of Civil War and Reconstruction in white versus Black memory by analyzing Baptist sermons documented in Alabama. Soon after the Civil War, most Black Baptists in the South left the Southern Baptist Convention, reducing its numbers by hundreds of thousands or more. They quickly organized their own congregations and developed their own regional and state associations and, by the end of the 19th century, a national convention.
White preachers in Alabama after Reconstruction expressed the view that:
Black preachers interpreted the Civil War, Emancipation and Reconstruction as "God's gift of freedom." They had a gospel of liberation, having long identified with the Book of Exodus from slavery in the Old Testament. They took opportunities to exercise their independence, to worship in their own way, to affirm their worth and dignity, and to proclaim the fatherhood of God and the brotherhood of man. Most of all, they quickly formed their own churches, associations, and conventions to operate freely without white supervision. These institutions offered self-help and racial uplift, a place to develop and use leadership, and places for proclamation of the gospel of liberation. As a result, Black preachers said that God would protect and help him and God's people; God would be their rock in a stormy land.
The Southern Baptist Convention supported white supremacy and its results: disenfranchising most Blacks and many poor whites at the turn of the 20th century by raising barriers to voter registration, and passage of racial segregation laws that enforced the system of Jim Crow. Its members largely resisted the civil rights movement in the South, which sought to enforce their constitutional rights for public access and voting; and enforcement of midcentury federal civil rights laws.
In 1995, the Southern Baptist Convention passed a resolution that recognized the failure of their ancestors to protect the civil rights of African Americans. More than 20,000 Southern Baptists registered for the meeting in Atlanta. The resolution declared that messengers, as SBC delegates are called, "unwaveringly denounce racism, in all its forms, as deplorable sin" and "lament and repudiate historic acts of evil such as slavery from which we continue to reap a bitter harvest." It offered an apology to all African Americans for "condoning and/or perpetuating individual and systemic racism in our lifetime" and repentance for "racism of which we have been guilty, whether consciously or unconsciously." Although Southern Baptists have condemned racism in the past, this was the first time the convention, predominantly white since the Reconstruction era, had specifically addressed the issue of slavery.
The statement sought forgiveness "from our African-American brothers and sisters" and pledged to "eradicate racism in all its forms from Southern Baptist life and ministry." In 1995, about 500,000 members of the 15.6-million-member denomination were African Americans and another 300,000 were ethnic minorities. The resolution marked the denomination's first formal acknowledgment that racism played a role in its founding.
Caribbean islands
Elsewhere in the Americas, in the Caribbean in particular, Baptist missionaries and members took an active role in the anti-slavery movement. In Jamaica, for example, William Knibb, a prominent British Baptist missionary, worked toward the emancipation of slaves in the British West Indies (which took place in full in 1838). Knibb also supported the creation of "Free Villages" and sought funding from English Baptists to buy land for freedmen to cultivate; the Free Villages were envisioned as rural communities to be centered around a Baptist church where emancipated slaves could farm their own land. Thomas Burchell, missionary minister in Montego Bay, also was active in this movement, gaining funds from Baptists in England to buy land for what became known as Burchell Free Village.
Prior to emancipation, Baptist deacon Samuel Sharpe, who served with Burchell, organized a general strike of slaves seeking better conditions. It developed into a major rebellion of as many as 60,000 slaves, which became known as the Christmas Rebellion (when it took place) or the Baptist War. It was put down by government troops within two weeks. During and after the rebellion, an estimated 200 slaves were killed outright, with more than 300 judicially executed later by prosecution in the courts, sometimes for minor offenses.
Baptists were active after emancipation in promoting the education of former slaves; for example, Jamaica's Calabar High School, named after the port of Calabar in Nigeria, was founded by Baptist missionaries. At the same time, during and after slavery, slaves and free Blacks formed their own Spiritual Baptist movements – breakaway spiritual movements which theology often expressed resistance to oppression.
Landmark crisis
Southern Baptist Landmarkism sought to reset the ecclesiastical separation which had characterized the old Baptist churches, in an era when inter-denominational union meetings were the order of the day. James Robinson Graves was an influential Baptist of the 19th century and the primary leader of this movement. While some Landmarkers eventually separated from the Southern Baptist Convention, the movement continued to influence the Convention into the 20th and 21st centuries.
Modernist crisis
The rise of theological modernism in the latter 19th and early 20th centuries also greatly affected Baptists. The Landmark movement, already mentioned, has been described as a reaction among Southern Baptists in the United States against incipient modernism. In England, Charles Haddon Spurgeon fought against modernistic views of the Scripture in the Downgrade Controversy and severed his church from the Baptist Union as a result.
The Northern Baptist Convention in the United States had internal conflict over modernism in the early 20th century, ultimately embracing it. Two new conservative associations of congregations that separated from the convention were founded as a result: the General Association of Regular Baptist Churches in 1933 and the Conservative Baptist Association of America in 1947.
Following similar conflicts over modernism, the Southern Baptist Convention adhered to conservative theology as its official position. In the late 20th century, Southern Baptists who disagreed with this direction founded two new groups: the liberal Alliance of Baptists in 1987 and the more moderate Cooperative Baptist Fellowship in 1991. Originally both schisms continued to identify as Southern Baptist, but over time "became permanent new families of Baptists."
Criticism
In his 1963 book, Strength to Love, Baptist pastor Martin Luther King Jr. criticized some Baptist churches for their anti-intellectualism, especially because of the lack of theological training among pastors.
In 2018, Baptist theologian Russell D. Moore criticized some Baptists in the United States for their moralism emphasizing strongly the condemnation of certain personal sins, but silent on the social injustices that afflict entire populations, such as racism. In 2020, the North American Baptist Fellowship, a region of the Baptist World Alliance, officially made a commitment to social justice and spoke out against institutionalized discrimination in the American justice system.
See also
List of Baptist denominations
List of Baptist World Alliance National Fellowships
List of Baptists
References
Bibliography
Beale, David. Baptist History in England and America: Personalities, Positions, and Practices. Maitland, FL: Xulon Press, 2018. 638pp.
.
.
Kidd, Thomas S. and Barry Hankins, Baptists in America: A History (2015)
, comprehensive international History.
.
.
Further reading
Beale, David. Baptist History in England and America: Personalities, Positions, and Practices. Maitland, FL: Xulon Press, 2018. 638pp.
Bebbington, David. Baptists through the Centuries: A History of a Global People (Baylor University Press, 2010) emphasis on the United States and Europe; the last two chapters are on the global context.
Brackney, William H. A Genetic History of Baptist Thought: With Special Reference to Baptists in Britain and North America (Mercer University Press, 2004), focus on confessions of faith, hymns, theologians, and academics.
Brackney, William H. ed., Historical Dictionary of the Baptists (2nd ed. Scarecrow, 2009).
Cathcart, William, ed. The Baptist Encyclopedia (2 vols. 1883). online
Gavins, Raymond. The Perils and Prospects of Southern Black Leadership: Gordon Blaine Hancock, 1884–1970. Duke University Press, 1977.
Harrison, Paul M. Authority and Power in the Free Church Tradition: A Social Case Study of the American Baptist Convention Princeton University Press, 1959.
Harvey, Paul. Redeeming the South: Religious Cultures and Racial Identities among Southern Baptists, 1865–1925 University of North Carolina Press, 1997.
Heyrman, Christine Leigh. Southern Cross: The Beginnings of the Bible Belt (1997).
Isaac, Rhy. "Evangelical Revolt: The Nature of the Baptists' Challenge to the Traditional Order in Virginia, 1765 to 1775", William and Mary Quarterly, 3d ser., XXXI (July 1974), 345–368.
.
Kidd, Thomas S., Barry Hankins, Oxford University Press, 2015
Leonard, Bill J. Baptists in America (Columbia University Press, 2005).
Pitts, Walter F. Old Ship of Zion: The Afro-Baptist Ritual in the African Diaspora Oxford University Press, 1996.
Rawlyk, George. Champions of the Truth: Fundamentalism, Modernism, and the Maritime Baptists (1990), Canada.
Spangler, Jewel L. "Becoming Baptists: Conversion in Colonial and Early National Virginia" Journal of Southern History. Volume: 67. Issue: 2. 2001. pp. 243+
Stringer, Phil. The Faithful Baptist Witness, Landmark Baptist Press, 1998.
Underwood, A. C. A History of the English Baptists. London: Kingsgate Press, 1947.
Whitley, William Thomas A Baptist Bibliography: being a register of the chief materials for Baptist history, whether in manuscript or in print, preserved in Great Britain, Ireland, and the Colonies. 2 vols. London: Kingsgate Press, 1916–1922 (reissued) Hildesheim: Georg Olms, 1984
Wills, Gregory A. Democratic Religion: Freedom, Authority, and Church Discipline in the Baptist South, 1785–1900, Oxford.
Primary sources
McBeth, H. Leon, ed. A Sourcebook for Baptist Heritage (1990), primary sources for Baptist history.
McKinion, Steven A., ed. Life and Practice in the Early Church: A Documentary Reader (2001)
McGlothlin, W. J., ed. Baptist Confessions of Faith. Philadelphia: The American Baptist Publication Society, 1911.
External links
Early Church Fathers on Baptism
Oxford bibliographies: "Baptists" (2015) by Janet Moore Lindman
Baptist church history collection, Rare Books and Manuscripts, Indiana State Library
Christian terminology |
3981 | https://en.wikipedia.org/wiki/Blackjack | Blackjack | Blackjack (formerly black jack and vingt-un) is a casino banking game. It is the most widely played casino banking game in the world. It uses decks of 52 cards and descends from a global family of casino banking games known as "twenty-one". This family of card games also includes the European games vingt-et-un and pontoon, and the Russian game . Blackjack players do not compete against each other. The game is a comparing card game where each player competes against the dealer.
History
Blackjack's immediate precursor was the English version of twenty-one called vingt-un, a game of unknown (but likely Spanish) provenance. The first written reference is found in a book by the Spanish author Miguel de Cervantes. Cervantes was a gambler, and the protagonists of his "Rinconete y Cortadillo", from Novelas Ejemplares, are card cheats in Seville. They are proficient at cheating at veintiuna (Spanish for "twenty-one") and state that the object of the game is to reach 21 points without going over and that the ace values 1 or 11. The game is played with the Spanish baraja deck.
"Rinconete y Cortadillo" was written between 1601 and 1602, implying that ventiuna was played in Castile since the beginning of the 17th century or earlier. Later references to this game are found in France and Spain.
The first record of the game in France occurs in 1888 and in Britain during the 1770s and 1780s, but the first rules appeared in Britain in 1800 under the name of vingt-un. Twenty-One, still known then as vingt-un, appeared in the United States in the early 1800s. The first American rules were an 1825 reprint of the 1800 English rules. English vingt-un later developed into an American variant in its own right which was renamed blackjack around 1899.
According to popular myth, when vingt-un ('twenty-one') was introduced into the United States (in the early 1800s, during the First World War, or in the 1930s, depending on the source), gambling houses offered bonus payouts to stimulate players' interest. One such bonus was a ten-to-one payout if the player's hand consisted of the ace of spades and a black jack (either the jack of clubs or the jack of spades). This hand was called a "blackjack", and the name stuck even after the ten-to-one bonus was withdrawn.
French card historian Thierry Depaulis debunks this story, showing that prospectors during the Klondike Gold Rush (1896–99) gave the name blackjack to the game of American vingt-un, the bonus being the usual ace and any 10-point card. Since blackjack also refers to the mineral zincblende, which was often associated with gold or silver deposits, he suggests that the mineral name was transferred by prospectors to the top bonus hand. He could not find any historical evidence for a special bonus for having the combination of an ace and a black jack.
In September 1956, Roger Baldwin, Wilbert Cantey, Herbert Maisel, and James McDermott published a paper titled "The Optimum Strategy in Blackjack" in the Journal of the American Statistical Association, the first mathematically sound optimal blackjack strategy. This paper became the foundation of future efforts to beat blackjack. Ed Thorp used Baldwin's hand calculations to verify the basic strategy and later published (in 1963) Beat the Dealer.
Rules of play at casinos
At a blackjack table, the dealer faces five to nine playing positions from behind a semicircular table. Between one and eight standard 52-card decks are shuffled together. To start each round, players place bets in the "betting box" at each position. In jurisdictions allowing back betting, up to three players can be at each position. The player whose bet is at the front of the betting box controls the position, and the dealer consults the controlling player for playing decisions; the other bettors "play behind". A player can usually control or bet in as many boxes as desired at a single table, but an individual cannot play on more than one table at a time or place multiple bets within a single box. In many U.S. casinos, players are limited to playing one to three positions at a table.
The dealer deals from their left ("first base") to their far right ("third base"). Each box gets an initial hand of two cards visible to the people playing on it. The dealer's hand gets its first card face-up and, in "hole card" games, immediately gets a second card face-down (the hole card), which the dealer peeks at but only reveals when it makes the dealer's hand a blackjack. Hole card games are sometimes played on tables with a small mirror or electronic sensor used to peek securely at the hole card. In European casinos, "no hole card" games are prevalent; the dealer's second card is not drawn until the players have played their hands.
Dealers deal the cards from one or two handheld decks, from a dealer's shoe or from a shuffling machine. Single cards are dealt to each wagered-on position clockwise from the dealer's left, followed by a single card to the dealer, followed by an additional card to each of the positions in play. The players' initial cards may be dealt face-up or face-down (more common in single-deck games).
The object of the game is to win money by creating card totals higher than those of the dealer's hand but not exceeding 21, or by stopping at a total in the hope that the dealer will bust. On their turn, players choose to "hit" (take a card), "stand" (end their turn and stop without taking a card), "double" (double their wager, take a single card, and finish), "split" (if the two cards have the same value, separate them to make two hands), or "surrender" (give up a half-bet and retire from the game).
Number cards count as their number, the jack, queen, and king ("face cards" or "pictures") count as 10, and aces count as either 1 or 11 according to the player's choice. If the total exceeds 21 points, it busts, and all bets on it immediately lose.
After the boxes have finished playing, the dealer's hand is resolved by drawing cards until the hand achieves a total of 17 or higher. If the dealer has a total of 17 including an ace valued as 11 (a "soft 17"), some games require the dealer to stand while other games require another draw. The dealer never doubles, splits, or surrenders. If the dealer busts, all remaining player hands win. If the dealer does not bust, each remaining bet wins if its hand is higher than the dealer's and loses if it is lower.
A player total of 21 on the first two cards is a "natural" or "blackjack", and the player wins immediately unless the dealer also has one, in which case the hand ties. In the case of a tie ("push" or "standoff"), bets are returned without adjustment. A blackjack beats any hand that is not a blackjack, even one with a value of 21.
Wins are paid out at even money, except for player blackjacks, which are traditionally paid out at 3 to 2 odds. Many casinos today pay blackjacks at less than 3:2. This is common in single-deck blackjack games.
Blackjack games usually offer a side bet called insurance, which may be placed when the dealer's face-up card is an ace. Additional side bets, such as "Dealer Match" which pays when the player's cards match the dealer's up card, are also sometimes available.
Player decisions
After the initial two cards, the player has up to five options: "hit", "stand", "double down", "split", or "surrender". Each option has a corresponding hand signal.
Hit: Take another card.
Signal: Scrape cards against the table (in handheld games); tap the table with a finger or wave a hand toward the body (in games dealt face-up).
Stand: Take no more cards; also known as "stand pat", "sit", "stick", or "stay".
Signal: Slide cards under chips (in handheld games); wave hand horizontally (in games dealt face-up).
Double down: Increase the initial bet by 100% and take exactly one more card. The additional bet is placed next to the original bet. Some games permit the player to increase the bet by amounts smaller than 100%, which is known as "double for less". Non-controlling players may or may not double their wager, but they still only take one card.
Signal: Place additional chips beside the original bet outside the betting box and point with one finger.
Split: Create two hands from a starting hand where both cards are the same value. Each new hand gets a second card resulting in two starting hands. This requires an additional bet on the second hand. The two hands are played out independently, and the wager on each hand is won or lost independently. In the case of cards worth 10 points, some casinos only allow splitting when the cards rank the same. For example, 10-10 could be split, but K-10 could not. Doubling and re-splitting after splitting are often restricted. A 10-valued card and an ace resulting from a split usually isn't considered a blackjack. Hitting split aces is often not allowed. Non-controlling players can opt to put up a second bet or not. If they do not, they only get paid or lose on one of the two post-split hands.
Signal: Place additional chips next to the original bet outside the betting box and point with two fingers spread into a V formation.
Surrender: Forfeit half the bet and end the hand immediately. This option is only available at some tables in some casinos, and the option is only available as the first decision.
Signal: Spoken; there are no standard signals.
Hand signals help the "eye in the sky" make a video recording of the table, which resolves disputes and identifies dealer mistakes. It is also used to protect the casino against dealers who steal chips or players who cheat. Recordings can also identify advantage players. When a player's hand signal disagrees with their words, the hand signal takes precedence.
A hand can "hit" as often as desired until the total is 21 or more. Players must stand on a total of 21. After a bust or a stand, play proceeds to the next hand clockwise around the table. After the last hand is played, the dealer reveals the hole card and stands or draws according to the game's rules. When the outcome of the dealer's hand is established, any hands with bets remaining on the table are resolved (usually in counterclockwise order); bets on losing hands are forfeited, the bet on a push is left on the table, and winners are paid out.
Insurance
If the dealer shows an ace, an "insurance" bet is allowed. Insurance is a side bet that the dealer has a blackjack. The dealer asks for insurance bets before the first player plays. Insurance bets of up to half the player's current bet are placed on the "insurance bar" above the player's cards. If the dealer has a blackjack, insurance pays 2 to 1. In most casinos, the dealer looks at the down card and pays off or takes the insurance bet immediately. In other casinos, the payoff waits until the end of the play.
In face-down games, if a player has more than one hand, they can look at all their hands before deciding. This is the only condition where a player can look at multiple hands.
Players with blackjack can also take insurance.
Insurance bets lose money in the long run. The dealer has a blackjack less than one-third of the time. In some games, players can also take insurance when a 10-valued card shows, but the dealer has an ace in the hole less than one-tenth of the time.
The insurance bet is susceptible to advantage play. It is advantageous to make an insurance bet whenever the hole card has more than a one in three chance of being a ten. Card counting techniques can identify such situations.
Rule variations and effects on house edge
Note: Where changes in the house edge due to changes in the rules are stated in percentage terms, the difference is usually stated here in percentage points, not a percentage. For example, if an edge of 10% is reduced to 9%, it is reduced by one percentage point, not reduced by ten percent.
Blackjack rules are generally set by regulations that establish permissible rule variations at the casino's discretion. Blackjack comes with a "house edge"; the casino's statistical advantage is built into the game. Most of the house's edge comes from the fact that the player loses when both the player and dealer bust. Blackjack players using basic strategy lose on average less than 1% of their action over the long run, giving blackjack one of the lowest edges in the casino. The house edge for games where blackjack pays 6 to 5 instead of 3 to 2 increases by about 1.4%, though. Player deviations from basic strategy also increase the house edge.
Dealer hits soft 17
Each game has a rule about whether the dealer must hit or stand on soft 17, which is generally printed on the table surface. The variation where the dealer must hit soft 17 is abbreviated "H17" in blackjack literature, with "S17" used for the stand-on-soft-17 variation. Substituting an "H17" rule with an "S17" rule in a game benefits the player, decreasing the house edge by about 0.2%.
Number of decks
All things being equal, using fewer decks decreases the house edge. This mainly reflects an increased likelihood of player blackjack, since if the player draws a ten on their first card, the subsequent probability of drawing an ace is higher with fewer decks. It also reflects the decreased likelihood of a blackjack–blackjack push in a game with fewer decks.
Casinos generally compensate by tightening other rules in games with fewer decks, to preserve the house edge or discourage play altogether. When offering single-deck blackjack games, casinos are more likely to disallow doubling on soft hands or after splitting, restrict resplitting, require higher minimum bets, and pay the player less than 3:2 for a winning blackjack.
The following table illustrates the mathematical effect on the house edge of the number of decks, by considering games with various deck counts under the following ruleset: double after split allowed, resplit to four hands allowed, no hitting split aces, no surrendering, double on any two cards, original bets only lost on dealer blackjack, dealer hits soft 17, and cut-card used. The increase in house edge per unit increase in the number of decks is most dramatic when comparing the single-deck game to the two-deck game, and becomes progressively smaller as more decks are added.
Late/early surrender
Surrender, for those games that allow it, is usually not permitted against a dealer blackjack; if the dealer's first card is an ace or ten, the hole card is checked to make sure there is no blackjack before surrender is offered. This rule protocol is consequently known as "late" surrender. The alternative, "early" surrender, gives the player the option to surrender before the dealer checks for blackjack, or in a no hole card game. Early surrender is much more favorable to the player than late surrender.
For late surrender, however, while it is tempting to opt for surrender on any hand which will probably lose, the correct strategy is to only surrender on the very worst hands, because having even a one-in-four chance of winning the full bet is better than losing half the bet and pushing the other half, as entailed by surrendering.
Resplitting
If the cards of a post-split hand have the same value, most games allow the player to split again, or "resplit". The player places a further wager, and the dealer separates the new pair dealing a further card to each as before. Some games allow unlimited resplitting, while others may limit it to a certain number of hands, such as four hands (for example, "resplit to 4").
Hit/resplit split aces
After splitting aces, the common rule is that only one card will be dealt to each ace; the player cannot split, double, or take another hit on either hand. Rule variants include allowing resplitting aces or allowing the player to hit split aces. Games allowing aces to be resplit are not uncommon, but those allowing the player to hit split aces are extremely rare. Allowing the player to hit hands resulting from split aces reduces the house edge by about 0.13%; allowing resplitting of aces reduces the house edge by about 0.03%. Note that a ten-value card dealt on a split ace (or vice versa) will not be counted as a blackjack but as a soft 21.
No double after split
After a split, most games allow doubling down on the new two-card hands. Disallowing doubling after a split increases the house edge by about 0.12%.
Double on 9/10/11 or 10/11 only
Under the "Reno rule", doubling down is only permitted on hard totals of 9, 10, or 11 (under a similar European rule, only 10 or 11). The basic strategy would otherwise call for some doubling down with hard 9 and soft 13–18, and advanced players can identify situations where doubling on soft 19–20 and hard 8, 7, and even 6 is advantageous. The Reno rule prevents the player from taking advantage of double-down in these situations and thereby increases the player's expected loss. The Reno rule increases the house edge by around 0.1%, and its European version by around 0.2%.
No hole card and OBO
In most non-U.S. casinos, a "no hole card" game is played, meaning that the dealer does not draw nor consult their second card until after all players have finished making decisions. With no hole card, it is rarely the correct basic strategy to double or split against a dealer ten or ace, since a dealer blackjack will result in the loss of the split and double bets; the only exception is with a pair of aces against a dealer 10, where it is still correct to split. In all other cases, a stand, hit, or surrender is called for. For instance, when holding 11 against a dealer 10, the correct strategy is to double in a hole card game (where the player knows the dealer's second card is not an ace), but to hit in a no-hole card game. The no-hole-card rule adds approximately 0.11% to the house edge.
The "original bets only" rule variation appearing in certain no hole card games states that if the player's hand loses to a dealer blackjack, only the mandatory initial bet ("original") is forfeited, and all optional bets, meaning doubles and splits, are pushed. "Original bets only" is also known by the acronym OBO; it has the same effect on basic strategy and the house edge as reverting to a hole card game.
Altered payout for a winning blackjack
In many casinos, a blackjack pays only 6:5 or even 1:1 instead of the usual 3:2. This is most common at tables with lower table minimums. Although this payoff was originally limited to single-deck games, it has spread to double-deck and shoe games. Among common rule variations in the U.S., these altered payouts for blackjack are the most damaging to the player, causing the greatest increase in house edge. Since blackjack occurs in approximately 4.8% of hands, the 1:1 game increases the house edge by 2.3%, while the 6:5 game adds 1.4% to the house edge. Video blackjack machines generally pay a 1:1 payout for a blackjack.
Dealer wins ties
The rule that bets on tied hands are lost rather than pushed is catastrophic to the player. Though rarely used in standard blackjack, it is sometimes seen in "blackjack-like" games, such as in some charity casinos.
Blackjack strategy
Basic strategy
Each blackjack game has a basic strategy, the optimal method of playing any hand. When using basic strategy, the long-term house advantage (the expected loss of the player) is minimized.
An example of a basic strategy is shown in the table below, which applies to a game with the following specifications:
Four to eight decks
The dealer hits on a soft 17
A double is allowed after a split
Only original bets are lost on dealer blackjack
Key:
S = Stand
H = Hit
Dh = Double (if not allowed, then hit)
Ds = Double (if not allowed, then stand)
SP = Split
Uh = Surrender (if not allowed, then hit)
Us = Surrender (if not allowed, then stand)
Usp = Surrender (if not allowed, then split)
Most basic strategy decisions are the same for all blackjack games. Rule variations call for changes in only a few situations. For example, to use the table above on a game with the stand-on-soft-17 rule (which favors the player, and is typically found only at higher-limit tables today) only 6 cells would need to be changed: hit on 11 vs. A, hit on 15 vs. A, stand on 17 vs. A, stand on A,7 vs. 2, stand on A,8 vs. 6, and split on 8,8 vs. A. Regardless of the specific rule variations, taking insurance or "even money" is never the correct play under a basic strategy.
Estimates of the house edge for blackjack games quoted by casinos and gaming regulators are based on the assumption that the players follow basic strategy.
Most blackjack games have a house edge of between 0.5% and 1%, placing blackjack among the cheapest casino table games for the player. Casino promotions such as complimentary matchplay vouchers or 2:1 blackjack payouts allow players to acquire an advantage without deviating from basic strategy.
Composition-dependent strategy
The basic strategy is based on a player's point total and the dealer's visible card. Players can sometimes improve on this decision by considering the composition of their hand, not just the point total. For example, players should ordinarily stand when holding 12 against a dealer 4. But in a single deck game, players should hit if their 12 consists of a 10 and a 2. The presence of a 10 in the player's hand has two consequences:
It makes the player's 12 a worse hand to stand on (since the only way to avoid losing is for the dealer to go bust, which is less likely if there are fewer 10s left in the shoe).
It makes hitting safer, since the only way of going bust is to draw a 10, and this is less likely with a 10 already in the hand.
Even when basic and composition-dependent strategies lead to different actions, the difference in expected reward is small, and it becomes smaller with more decks. Using a composition-dependent strategy rather than a basic strategy in a single-deck game reduces the house edge by 4 in 10,000, which falls to 3 in 100,000 for a six-deck game.
Advantage play
Blackjack has been a high-profile target for advantage players since the 1960s. Advantage play attempts to win more using skills such as memory, computation, and observation. While these techniques are legal, they can give players a mathematical edge in the game, making advantage players unwanted customers for casinos. Advantage play can lead to ejection or blacklisting. Some advantageous play techniques in blackjack include:
Card counting
During the course of a blackjack shoe, the dealer exposes the dealt cards. Players can infer from their accounting of the exposed cards which cards remain. These inferences can be used in the following ways:
Players can make larger bets when they have an advantage. For example, the players can increase the starting bet if many aces and tens are left in the deck, in the hope of hitting a blackjack.
Players can deviate from basic strategy according to the composition of their undealt cards. For example, with many tens left in the deck, players might double down in more situations since there is a better chance of getting a good hand.
A card counting system assigns a point score to each card rank (e.g., 1 point for 2–6, 0 points for 7–9, and −1 point for 10–A). When a card is exposed, a counter adds the score of that card to a running total, the 'count'. A card counter uses this count to make betting and playing decisions. The count starts at 0 for a freshly shuffled deck for "balanced" counting systems. Unbalanced counts are often started at a value that depends on the number of decks used in the game.
Blackjack's house edge is usually around 0.5–1% when players use basic strategy. Card counting can give the player an edge of up to about 2%.
Card counting works best when a few cards remain. This makes single-deck games better for counters. As a result, casinos are more likely to insist that players do not reveal their cards to one another in single-deck games. In games with more decks, casinos limit penetration by ending the shoe and reshuffling when one or more decks remain undealt. Casinos also sometimes use a shuffling machine to reintroduce the cards whenever a deck has been played.
Card counting is legal unless the counter is using an external device, but a casino might inform counters that they are no longer welcome to play blackjack. Sometimes a casino might ban a card counter from the property.
The use of external devices to help count cards is illegal throughout the United States.
Shuffle tracking
Another advantage play technique, mainly applicable in multi-deck games, involves tracking groups of cards (also known as slugs, clumps, or packs) through the shuffle and then playing and betting according to when those cards come into play from a new shoe. Shuffle tracking requires excellent eyesight and powers of visual estimation but is harder to detect; shuffle trackers' actions are largely unrelated to the composition of the cards in the shoe.
Arnold Snyder's articles in Blackjack Forum magazine brought shuffle tracking to the general public. His book, The Shuffle Tracker's Cookbook, mathematically analyzed the player edge available from shuffle tracking based on the actual size of the tracked slug. Jerry L. Patterson also developed and published a shuffle-tracking method for tracking favorable clumps of cards and cutting them into play and tracking unfavorable clumps of cards and cutting them out of play.
Identifying concealed cards
The player can also gain an advantage by identifying cards from distinctive wear markings on their backs, or by hole carding (observing during the dealing process the front of a card dealt face-down). These methods are generally legal although their status in particular jurisdictions may vary.
Side bets
Many blackjack tables offer side bets on various outcomes including:
Player hand and dealer's up card total 19, 20, or 21 ("Lucky Lucky")
Player initial hand is a pair ("Perfect pairs")
Player initial hand is suited, and connected, or a suited K-Q ("Royal match")
Player initial hand plus dealer's card makes a flush, straight, or three-of-a-kind poker hand ("21+3")
Player initial hand totals 20 ("Lucky Ladies")
Dealer upcard is in between the value of the player's two cards ("In Bet")
First card drawn to the dealer will result in a dealer bust ("Bust It!")
One or both of the player's cards is the same as the dealer's card ("Match the Dealer")
The side wager is typically placed in a designated area next to the box for the main wager. A player wishing to wager on a side bet usually must place a wager on blackjack. Some games require that the blackjack wager should equal or exceed any side bet wager. A non-controlling player of a blackjack hand is usually permitted to place a side bet regardless of whether the controlling player does so.
The house edge for side bets is generally higher than for the blackjack game itself. Nonetheless, side bets can be susceptible to card counting. A side count designed specifically for a particular side bet can improve the player's edge. Only a few side bets, like "Insurance" and "Lucky Ladies", correlate well with the high-low counting system and offer a sufficient win rate to justify the effort of advantage play.
In team play, it is common for team members to be dedicated to only counting a side bet using a specialized count.
Video blackjack
Some casinos, as well as general betting outlets, provide blackjack among a selection of casino-style games at electronic consoles. Video blackjack game rules are generally more favorable to the house; e.g., paying out only even money for winning blackjacks. Video and online blackjack games generally deal each round from a fresh shoe (i.e., use an RNG for each deal), rendering card counting ineffective in most situations.
Variants and related games
Blackjack is a member of the family of traditional card games played recreationally worldwide. Most of these games have not been adapted for casino play. Furthermore, the casino game development industry actively produces blackjack variants, most of which are ultimately not adopted by casinos. The following are the most prominent and established variants in casinos.
Spanish 21 provides players with liberal rules, such as doubling down any number of cards (with the option to "rescue", or surrender only one wager to the house), payout bonuses for five or more card 21s, 6–7–8 21s, 7–7–7 21s, late surrender, and player blackjacks and player 21s always winning. The trade-off is having no 10s in the deck, although the jacks, queens, and kings are still there. An unlicensed version of Spanish 21 played without a hole card is found in Australian casinos under the name "pontoon".
21st-century blackjack (or Vegas-style blackjack) is found in California card rooms. In variations, a player bust does not always result in an automatic loss; depending on the casino, the player can still push if the dealer also busts. The dealer has to bust with a higher total, though.
Double exposure blackjack deals the first two cards of the dealer's hand face up. Blackjacks pay even money, and players lose on ties. Also, players can neither buy insurance nor surrender.
Double attack blackjack has liberal blackjack rules and the option of increasing one's wager after seeing the dealer's up card. This game is dealt from a Spanish shoe, and blackjacks only pay even money.
Blackjack switch is played over two hands, and the second card can be switched between hands. For example, if the player is dealt 10–6 and 5–10, then the player can switch two cards to make hands of 10–10 and 6–5. Natural blackjacks are paid 1:1 instead of the standard 3:2, and a dealer 22 is a push.
Super fun 21 allows a player to split a hand up to four times. If the player has six cards totaling 20, they automatically win. Wins are paid 1:1.
Examples of local traditional and recreational related games include French vingt-et-un ('twenty-one') and German Siebzehn und Vier ('seventeen and four'). Neither game allows splitting. An ace counts only eleven, but two aces count as a blackjack. It is mostly played in private circles and barracks. The popular British member of the vingt-un family is called "pontoon", the name being probably a corruption of vingt-et-un.
Blackjack Hall of Fame
In 2002, professional gamblers worldwide were invited to nominate great blackjack players for admission into the Blackjack Hall of Fame. Seven members were inducted in 2002, with new people inducted every year after. The Hall of Fame is at the Barona Casino in San Diego. Members include Edward O. Thorp, author of the 1960s book Beat the Dealer; Ken Uston, who popularized the concept of team play; Arnold Snyder, author and editor of the Blackjack Forum trade journal; and Stanford Wong, author and popularizer of "Wonging".
References
Further reading
General literature
Parlett, David (1990). A History of Card Games, OUP, Oxford.
Blackjack literature
Beat the Dealer: A Winning Strategy for the Game of Twenty-One, Edward O. Thorp, 1966,
Blackbelt in Blackjack, Arnold Snyder, 1998 (1980),
Blackjack and the Law, I. Nelson Rose and Robert A. Loeb, 1998,
Blackjack: A Winner's Handbook, Jerry L. Patterson, 2001, (1978),
Encyclopedia of Casino Twenty-One, Michael Dalton, 2016, (1993),
Ken Uston on Blackjack, Ken Uston, 1986,
Knock-Out Blackjack, Olaf Vancura and Ken Fuchs, 1998,
Million Dollar Blackjack, Ken Uston, 1994 (1981),
Playing Blackjack as a Business, Lawrence Revere, 1998 (1971),
Professional Blackjack, Stanford Wong, 1994 (1975),
The Blackjack Life, Nathaniel Tilton, 2012,
The Theory of Blackjack, Peter Griffin, 1996 (1979),
The World's Greatest Blackjack Book, Lance Humble and Carl Cooper, 1980,
Mathematics of blackjack
Luck, Logic, and White Lies: The Mathematics of Games, Jörg Bewersdorff, 2004, , , 121–134, online supplement: Blackjack calculator (JavaScript)
The Doctrine of Chances. Probabilistic Aspects of Gambling, Stewart Ethier, 2010, , , 643–687
The Theory of Gambling and Statistical Logic, Richard A. Epstein, 2009 (1967), , , 265–286
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3985 | https://en.wikipedia.org/wiki/Buffalo%2C%20New%20York | Buffalo, New York | Buffalo is the second-most populated city in the U.S. state of New York and the seat of Erie County. It lies in Western New York, at the eastern end of Lake Erie, at the head of the Niagara River, on the United States border with Canada. With a population of 278,349 according to the 2020 census, Buffalo is the 78th-largest city in the United States. Buffalo and the city of Niagara Falls together make up the two-county Buffalo–Niagara Falls Metropolitan Statistical Area (MSA), which had an estimated population of 1.2 million in 2020, making it the 49th largest MSA in the United States.
Before the 17th century, the region was inhabited by nomadic Paleo-Indians who were succeeded by the Neutral, Erie, and Iroquois nations. In the early 17th century, the French began to explore the region. In the 18th century, Iroquois land surrounding Buffalo Creek was ceded through the Holland Land Purchase, and a small village was established at its headwaters. In 1825, after its harbor was improved, Buffalo was selected as the terminus of the Erie Canal, which led to its incorporation in 1832. The canal stimulated its growth as the primary inland port between the Great Lakes and the Atlantic Ocean. Transshipment made Buffalo the world's largest grain port of that era. After the coming of railroads greatly reduced the canal's importance, the city became the second-largest railway hub (after Chicago). During the mid-19th century, Buffalo transitioned to manufacturing, which came to be dominated by steel production. Later, deindustrialization and the opening of the St. Lawrence Seaway saw the city's economy decline and diversify. It developed its service industries, such as health care, retail, tourism, logistics, and education, while retaining some manufacturing. In 2019, the gross domestic product of the Buffalo–Niagara Falls MSA was $53 billion (~$ in ).
The city's cultural landmarks include the oldest urban parks system in the United States, the Buffalo AKG Art Museum, the Buffalo Philharmonic Orchestra, Shea's Performing Arts Center, the Buffalo Museum of Science, and several annual festivals. Its educational institutions include the University at Buffalo, Buffalo State University, Canisius College, D'Youville University and Medaille College. Buffalo is also known for its winter weather, Buffalo wings, and three major-league sports teams: the National Football League's Buffalo Bills, the National Hockey League's Buffalo Sabres and the National Lacrosse League's Buffalo Bandits.
History
Pre-Columbian era to European exploration
Before the arrival of Europeans, nomadic Paleo-Indians inhabited the western New York region from the 8th millennium BCE. The Woodland period began around 1000 BC, marked by the rise of the Iroquois Confederacy and the spread of its tribes throughout the state. Seventeenth-century Jesuit missionaries were the first Europeans to visit the area.
During French exploration of the region in 1620, the region was sparsely populated and occupied by the agrarian Erie people in the south and the Wenrohronon (Wenro) of the Neutral Nation in the north. The Neutral grew tobacco and hemp to trade with the Iroquois, who traded furs with the French for European goods. The tribes used animal- and war paths to travel and move goods across what today is New York State. (Centuries later, these same paths were gradually improved, then paved, then developed into major modern roads.) During the Beaver Wars in the mid-17th century the Senecas partly wiped out and partly absorbed the Erie and Neutrals in the region. Native Americans did not settle along Buffalo Creek permanently until 1780, when displaced Senecas were relocated from Fort Niagara.
Louis Hennepin and Sieur de La Salle explored the upper Niagara and Ontario regions in the late 1670s. In 1679, La Salle's ship, Le Griffon, became the first to sail above Niagara Falls near Cayuga Creek. Baron de Lahontan visited the site of Buffalo in 1687. A small French settlement along Buffalo Creek lasted for only a year (1758). After the French and Indian War, the region was ruled by Britain. After the American Revolution, the Province of New York—now a U.S. state—began westward expansion, looking for arable land by following the Iroquois.
New York and Massachusetts were vying for the territory which included Buffalo, and Massachusetts had the right to purchase all but a one-mile-(1600-meter)-wide portion of land. The rights to the Massachusetts territories were sold to Robert Morris in 1791. Despite objections from Seneca chief Red Jacket, Morris brokered a deal between fellow chief Cornplanter and the Dutch dummy corporation Holland Land Company. The Holland Land Purchase gave the Senecas three reservations, and the Holland Land Company received for about thirty-three cents per acre.
Permanent white settlers along the creek were prisoners captured during the Revolutionary War. Early landowners were Iroquois interpreter Captain William Johnston, former enslaved man Joseph "Black Joe" Hodges and Cornelius Winney, a Dutch trader who arrived in 1789. As a result of the war, in which the Iroquois sided with the British Army, Iroquois territory was gradually reduced in the late 1700s by European settlers through successive statewide treaties which included the Treaty of Fort Stanwix (1784) and the First Treaty of Buffalo Creek (1788). The Iroquois were moved onto reservations, including Buffalo Creek. By the end of the 18th century, only of reservations remained.
After the Treaty of Big Tree removed Iroquois title to lands west of the Genesee River in 1797, Joseph Ellicott surveyed land at the mouth of Buffalo Creek. In the middle of the village was an intersection of eight streets at present-day Niagara Square. Originally named New Amsterdam, its name was soon changed to Buffalo.
Erie Canal, grain and commerce
The village of Buffalo was named for Buffalo Creek. British military engineer John Montresor referred to "Buffalo Creek" in his 1764 journal, the earliest recorded appearance of the name. A road to Pennsylvania from Buffalo was built in 1802 for migrants traveling to the Connecticut Western Reserve in Ohio. Before an east–west turnpike across the state was completed, traveling from Albany to Buffalo would take a week; a trip from nearby Williamsville to Batavia could take over three days.
British forces burned Buffalo and the northwestern village of Black Rock in 1813. The battle and subsequent fire was in response to the destruction of Niagara-on-the-Lake by American forces and other skirmishes during the War of 1812. Rebuilding was swift, completed in 1815. As a remote outpost, village residents hoped that the proposed Erie Canal would bring prosperity to the area. To accomplish this, Buffalo's harbor was expanded with the help of Samuel Wilkeson; it was selected as the canal's terminus over the rival Black Rock. It opened in 1825, ushering in commerce, manufacturing and hydropower. By the following year, the Buffalo Creek Reservation (at the western border of the village) was transferred to Buffalo. Buffalo was incorporated as a city in 1832. During the 1830s, businessman Benjamin Rathbun significantly expanded its business district. The city doubled in size from 1845 to 1855. Almost two-thirds of the city's population was foreign-born, largely a mix of unskilled (or educated) Irish and German Catholics.
Fugitive slaves made their way north to Buffalo during the 1840s. Buffalo was a terminus of the Underground Railroad, with many free blacks crossing the Niagara River to Fort Erie, Ontario; others remained in Buffalo. During this time, Buffalo's port continued to develop. Passenger and commercial traffic expanded, leading to the creation of feeder canals and the expansion of the city's harbor. Unloading grain in Buffalo was a laborious job, and grain handlers working on lake freighters would make $1.50 a day () in a six-day work week. Local inventor Joseph Dart and engineer Robert Dunbar created the grain elevator in 1843, adapting the steam-powered elevator. Dart's Elevator initially processed one thousand bushels per hour, speeding global distribution to consumers. Buffalo was the transshipment hub of the Great Lakes, and weather, maritime and political events in other Great Lakes cities had a direct impact on the city's economy. In addition to grain, Buffalo's primary imports included agricultural products from the Midwest (meat, whiskey, lumber and tobacco), and its exports included leather, ships and iron products. The mid-19th century saw the rise of new manufacturing capabilities, particularly with iron.
By the 1860s, many railroads terminated in Buffalo; they included the Buffalo, Bradford and Pittsburgh Railroad, Buffalo and Erie Railroad, the New York Central Railroad, and the Lehigh Valley Railroad. During this time, Buffalo controlled one-quarter of all shipping traffic on Lake Erie. After the Civil War, canal traffic began to drop as railroads expanded into Buffalo. Unionization began to take hold in the late 19th century, highlighted by the Great Railroad Strike of 1877 and 1892 Buffalo switchmen's strike.
Steel, challenges, and the modern era
At the start of the 20th century, Buffalo was the world's leading grain port and a national flour-milling hub. Local mills were among the first to benefit from hydroelectricity generated by the Niagara River. Buffalo hosted the 1901 Pan-American Exposition after the Spanish–American War, showcasing the nation's advances in art, architecture, and electricity. Its centerpiece was the Electric Tower, with over two million light bulbs, but some exhibits were jingoistic and racially charged. At the exposition, President William McKinley was assassinated by anarchist Leon Czolgosz. When McKinley died, Theodore Roosevelt was sworn in at the Wilcox Mansion in Buffalo.
Attorney John Milburn and local industrialists and convinced the Lackawanna Iron and Steel Company to relocate from Scranton, Pennsylvania to the town of West Seneca in 1904. Employment was competitive, with many Eastern Europeans and Scrantonians vying for jobs. From the late 19th century to the 1920s, mergers and acquisitions led to distant ownership of local companies; this had a negative effect on the city's economy. Examples include the acquisition of Lackawanna Steel by Bethlehem Steel and, later, the relocation of Curtiss-Wright in the 1940s. The Great Depression saw severe unemployment, especially among the working class. New Deal relief programs operated in full force, and the city became a stronghold of labor unions and the Democratic Party.
During World War II, Buffalo regained its manufacturing strength as military contracts enabled the city to manufacture steel, chemicals, aircraft, trucks and ammunition. The 15th-most-populous US city in 1950, Buffalo's economy relied almost entirely on manufacturing; eighty percent of area jobs were in the sector. The city also had over a dozen railway terminals, as railroads remained a significant industry.
The St. Lawrence Seaway was proposed in the 19th century as a faster shipping route to Europe, and later as part of a bi-national hydroelectric project with Canada. Its combination with an expanded Welland Canal led to a grim outlook for Buffalo's economy. After its 1959 opening, the city's port and barge canal became largely irrelevant. Shipbuilding in Buffalo wound down in the 1960s due to reduced waterfront activity, ending an industry which had been part of the city's economy since 1812. Downsizing of the steel mills was attributed to the threat of higher wages and unionization efforts. Racial tensions culminated in riots in 1967. Suburbanization led to the selection of the town of Amherst for the new University at Buffalo campus by 1970. Unwilling to modernize its plant, Bethlehem Steel began cutting thousands of jobs in Lackawanna during the mid-1970s before closing it in 1983. The region lost at least 70,000 jobs between 1970 and 1984. Like much of the Rust Belt, Buffalo has focused on recovering from the effects of late-20th-century deindustrialization.
Geography
Topography
Buffalo is on the eastern end of Lake Erie opposite Fort Erie, Ontario. It is at the head of the Niagara River, which flows north over Niagara Falls into Lake Ontario.
The Buffalo metropolitan area is on the Erie/Ontario Lake Plain of the Eastern Great Lakes Lowlands, a narrow plain extending east to Utica, New York. The city is generally flat, except for elevation changes in the University Heights and Fruit Belt neighborhoods. The Southtowns are hillier, leading to the Cattaraugus Hills in the Appalachian Upland. Several types of shale, limestone and lagerstätten are prevalent in Buffalo and its surrounding area, lining their stream beds.
According to Fox Weather, Buffalo is one of the top five snowiest large cities in the country, receiving, on average, 95 inches of snow annually.
Although the city has not experienced any recent or significant earthquakes, Buffalo is in the Southern Great Lakes Seismic Zone (part of the Great Lakes tectonic zone). Buffalo has four channels within its boundaries: the Niagara River, Buffalo River (and Creek), Scajaquada Creek, and the Black Rock Canal, adjacent to the Niagara River. The city's Bureau of Forestry maintains a database of over seventy thousand trees.
According to the United States Census Bureau, Buffalo has an area of ; is land, and the rest is water. The city's total area is 22.66 percent water. In 2010, its population density was 6,470.6 per square mile.
Cityscape
Buffalo's architecture is diverse, with a collection of 19th- and 20th-century buildings. Downtown Buffalo landmarks include Louis Sullivan's Guaranty Building, an early skyscraper; the Ellicott Square Building, once one of the largest of its kind in the world; the Art Deco Buffalo City Hall and the McKinley Monument, and the Electric Tower. Beyond downtown, the Buffalo Central Terminal was built in the Broadway-Fillmore neighborhood in 1929; the Richardson Olmsted Complex, built in 1881, was an insane asylum until its closure in the 1970s. Urban renewal from the 1950s to the 1970s spawned the Brutalist-style Buffalo City Court Building and Seneca One Tower, the city's tallest building. In the city's Parkside neighborhood, the Darwin D. Martin House was designed by Frank Lloyd Wright in his Prairie School style.
Since 2016, Washington DC real estate developer Douglas Jemal has been acquiring, and redeveloping iconic properties throughout the city.
Neighborhoods
According to Mark Goldman, the city has a "tradition of separate and independent settlements". The boundaries of Buffalo's neighborhoods have changed over time. The city is divided into five districts, each containing several neighborhoods, for a total of thirty-five neighborhoods. Main Street divides Buffalo's east and west sides, and the west side was fully developed earlier. This division is seen in architectural styles, street names, neighborhood and district boundaries, demographics, and socioeconomic conditions; Buffalo's West Side is generally more affluent than its East Side.
Several neighborhoods in Buffalo have had increased investment since the 1990s, beginning with the Elmwood Village. The 2002 redevelopment of the Larkin Terminal Warehouse led to the creation of Larkinville, home to several mixed-use projects and anchored by corporate offices. Downtown Buffalo and its central business district (CBD) had a 10.6-percent increase in residents from 2010 to 2017, as over 1,061 housing units became available; the Seneca One Tower was redeveloped in 2020. Other revitalized areas include Chandler Street, in the Grant-Amherst neighborhood, and Hertel Avenue in Parkside.
The Buffalo Common Council adopted its Green Code in 2017, replacing zoning regulations which were over sixty years old. Its emphasis on regulations promoting pedestrian safety and mixed land use received an award at the 2019 Congress for the New Urbanism conference.
Climate
Buffalo has a humid continental climate (Köppen: Dfb/Dfa), and temperatures have been warming with the rest of the US. Lake-effect snow is characteristic of Buffalo winters, with snow bands (producing intense snowfall in the city and surrounding area) depending on wind direction off Lake Erie. However, Buffalo is rarely the snowiest city in the state. The Blizzard of 1977 resulted from a combination of high winds and snow which accumulated on land and on the frozen Lake Erie. Although snow does not typically impair the city's operation, it can cause significant damage in autumn (as the October 2006 storm did). In November 2014 (called "Snowvember"), the region had a record-breaking storm which produced over of snow. Buffalo's lowest recorded temperature was , which occurred twice: on February 9, 1934, and February 2, 1961.
Although the city's summers are drier and sunnier than other cities in the northeastern United States, its vegetation receives enough precipitation to remain hydrated. Buffalo summers are characterized by abundant sunshine, with moderate humidity and temperatures; the city benefits from cool, southwestern Lake Erie summer breezes which temper warmer temperatures. Temperatures rise above an average of three times a year. No official recording of or more has occurred to date, with a maximum temperature of reached on August 27, 1948. Rainfall is moderate, typically falling at night, and cooler lake temperatures hinder storm development in July. August is usually rainier and muggier, as the warmer lake loses its temperature-controlling ability.
Demographics
Several hundred Seneca, Tuscarora and other Iroquois tribal peoples were the primary residents of the Buffalo area before 1800, concentrated along Buffalo Creek. After the Revolutionary War, settlers from New England and eastern New York began to move into the area.
From the 1830s to the 1850s, they were joined by Irish and German immigrants from Europe, both peasants and working class, who settled in enclaves on the city's south and east sides. At the turn of the 20th century, Polish immigrants replaced Germans on the East Side, who moved to newer housing; Italian immigrant families settled throughout the city, primarily on the lower West Side.
During the 1830s, Buffalo residents were generally intolerant of the small groups of Black Americans who began settling on the city's East Side. In the 20th century, wartime and manufacturing jobs attracted Black Americans from the South during the First and Second Great Migrations. In the World War II and postwar years from 1940 to 1970, the city's Black population rose by 433 percent. They replaced most of the Polish community on the East Side, who were moving out to suburbs. However, the effects of redlining, steering, social inequality, blockbusting, white flight and other racial policies resulted in the city (and region) becoming one of the most segregated in the U.S.
During the 1940s and 1950s, Puerto Rican migrants arrived en masse, also seeking industrial jobs, settling on the East Side and moving westward. In the 21st century, Buffalo is classified as a majority minority city, with a plurality of residents who are Black and Latino.
Buffalo has experienced effects of urban decay since the 1970s, and also saw population loss to the suburbs and Sun Belt states, and experienced job losses from deindustrialization. The city's population peaked at 580,132 in 1950, when Buffalo was the 15th-largest city in the United Statesdown from the eighth-largest city in 1900, after its growth rate slowed during the 1920s. Buffalo's population began declining in the second half of the 20th century, due to suburbanization and loss of industrial jobs, and the city's population is now less than half its peak population in 1950. Buffalo finally saw a population gain of 6.5% in the 2020 census, reversing a decades long trend of population decline. The city has 278,349 residents as of the 2020 census, making it the 76th-largest city in the United States. Its metropolitan area had 1.1 million residents in 2020, the country's 49th-largest.
Compared to other major US metropolitan areas, the number of foreign-born immigrants to Buffalo is low. New immigrants are primarily resettled refugees (especially from war- or disaster-affected nations) and refugees who had previously settled in other U.S. cities. During the early 2000s, most immigrants came from Canada and Yemen; this shifted in the 2010s to Burmese (Karen) refugees and Bangladeshi immigrants. Between 2008 and 2016, Burmese, Somali, Bhutanese, and Iraqi Americans were the four largest ethnic immigrant groups in Erie County.
Poverty has remained an issue for the city; in 2019, it was estimated that 30.1 percent of individuals and 24.8 percent of families lived below the federal poverty line. Per capita income was $24,400 and household income was $37,354: much less than the national average. A 2008 report noted that although food deserts were seen in larger cities and not in Buffalo, the city's neighborhoods of color have access only to smaller grocery stores and lack the supermarkets more typical of newer, white neighborhoods. A 2018 report noted that over fifty city blocks on Buffalo's East Side lacked adequate access to a supermarket.
Health disparities exist compared to the rest of the state: Erie County's average 2019 lifespan was three years lower (78.4 years); its 17-percent smoking and 30-percent obesity rates were slightly higher than the state average. According to the Partnership for the Public Good, educational achievement in the city is lower than in the surrounding area; city residents are almost twice as likely as adults in the metropolitan area to lack a high-school diploma.
Religion
During the early 19th century, Presbyterian missionaries tried to convert the Seneca people on the Buffalo Creek Reservation to Christianity. Initially resistant, some tribal members set aside their traditions and practices to form their own sect. Later, European immigrants added other faiths. Christianity is the predominant religion in Buffalo and Western New York. Catholicism (primarily the Latin Church) has a significant presence in the region, with 161 parishes and over 570,000 adherents in the Diocese of Buffalo.
A Jewish community began developing in the city with immigrants from the mid-1800s; about one thousand German and Lithuanian Jews settled in Buffalo before 1880. Buffalo's first synagogue, Temple Beth El, was established in 1847. The city's Temple Beth Zion is the region's largest synagogue.
With changing demographics and an increased number of refugees from other areas on the city's East Side, Islam and Buddhism have expanded their presence. In this area, new residents have converted empty churches into mosques and temples. Hinduism maintains a small, active presence in the area, including the town of Amherst.
A 2016 American Bible Society survey reported that Buffalo is the fifth-least "Bible-minded" city in the United States; 13 percent of its residents associate with the Bible.
Economy
The Erie Canal was the impetus for Buffalo's economic growth as a transshipment hub for grain and other agricultural products headed east from the Midwest. Later, manufacturing of steel and automotive parts became central to the city's economy. When these industries downsized in the region, Buffalo's economy became service-based. Its primary sectors include health care, business services (banking, accounting, and insurance), retail, tourism and logistics, especially with Canada. Despite the loss of large-scale manufacturing, some manufacturing of metals, chemicals, machinery, food products, and electronics remains in the region. Advanced manufacturing has increased, with an emphasis on research and development (R&D) and automation. In 2019, the U.S. Bureau of Economic Analysis valued the gross domestic product (GDP) of the Buffalo–Niagara Falls MSA at $53 billion (~$ in ).
The civic sector is a major source of employment in the Buffalo area, and includes public, non-profit, healthcare and educational institutions. New York State, with over 19,000 employees, is the region's largest employer. In the private sector, top employers include the Kaleida Health and Catholic Health hospital networks and M&T Bank, the sole Fortune 500 company headquartered in the city. Most have been the top employers in the region for several decades. Buffalo is home to the headquarters of Rich Products, Delaware North and New Era Cap Company; the aerospace manufacturer Moog Inc. and toy maker Fisher-Price are based in nearby East Aurora. National Fuel Gas and Life Storage are headquartered in Williamsville, New York.
Buffalo weathered the Great Recession of 2006–09 well in comparison with other U.S. cities, exemplified by increased home prices during this time. The region's economy began to improve in the early 2010s, adding over 25,000 jobs from 2009 to 2017. With state aid, Tesla, Inc.'s Giga New York plant opened in South Buffalo in 2017. The effects of the COVID-19 pandemic in the United States, however, increased the local unemployment rate to 7.5 percent by December 2020. The local unemployment rate had been 4.2 percent in 2019, higher than the national average of 3.5 percent.
The Buffalo area has a larger-than-average pay disparity than the rest of the U.S. The average salary ($43,580) was six percent less than the national average in 2017, with the pay gap increasing to ten percent with increased career specialization. Workforce productivity is higher and turnover lower than other regions.
Culture
Performing arts and music
Buffalo is home to over 20 theater companies, with many centered in the downtown Theatre District. Shea's Performing Arts Center is the city's largest theater. Designed by Louis Comfort Tiffany and built in 1926, the theater presents Broadway musicals and concerts. Shakespeare in Delaware Park has been held outdoors every summer since 1976.
Stand-up comedy can be found throughout the city and is anchored by Helium Comedy Club, which hosts both local talent and national touring acts.
The Nickel City Opera (NCO) was founded in 2004 by Valerian Ruminski and performs at Shea's Performing Arts Center. Matthias Manasi was music director of NCO from 2017 to 2021, his predecessor Michael Ching was music director from 2012 to 2017. NCO's repertoire consists of a wide range of operas from 18th-century Baroque and 19th-century Bel canto to the Minimalism of the 20th century and to contemporary operas of the 20th and 21st centuries. The NCO has commissioned operas and has staged world premieres of notable works.
The Buffalo Philharmonic Orchestra was formed in 1935 and performs at Kleinhans Music Hall, whose acoustics have been praised. Although the orchestra nearly disbanded during the late 1990s due to a lack of funding, philanthropic contributions and state aid stabilized it. Under the direction of JoAnn Falletta, the orchestra has received a number of Grammy Award nominations and won the Grammy Award for Best Contemporary Classical Composition in 2009.
KeyBank Center draws national music acts year-round. Sahlen Field hosts the annual WYRK Taste of Country music festival every summer with national country music acts. Canalside regularly hosts outdoor summer concerts, a tradition that spun off from the defunct Thursday at the Square concert series. Colored Musicians Club, an extension of what was a separate musicians'-union chapter, maintains jazz history.
Rick James was born and raised in Buffalo and later lived on a ranch in the nearby Town of Aurora. James formed his Stone City Band in Buffalo, and had national appeal with several crossover singles in the R&B, disco and funk genres in the late 1970s and early 1980s. Around the same time, the jazz fusion band Spyro Gyra and jazz saxophonist Grover Washington Jr. also got their start in the city.
The Goo Goo Dolls, an alternative rock group which formed in 1986, had 19 top-ten singles. Singer-songwriter and activist Ani DiFranco has released over 20 folk and indie rock albums on Righteous Babe Records, her Buffalo-based label.
Underground hip-hop acts in the city partner with Buffalo-based Griselda Records, whose artists include Westside Gunn and Conway the Machine, and occasionally refer to Buffalo culture in their lyrics.
Cuisine
The city's cuisine encompasses a variety of cultures and ethnicities. In 2015, the National Geographic Society ranked Buffalo third on its "World's Top Ten Food Cities" list. Teressa Bellissimo first prepared Buffalo wings (seasoned chicken wings) at the Anchor Bar in 1964. The Anchor Bar has a crosstown rivalry with Duff's Famous Wings, but Buffalo wings are served at many bars and restaurants throughout the city (some with unique cooking styles and flavor profiles). Buffalo wings are traditionally served with blue cheese dressing and celery. In 2003, the Anchor Bar received a James Beard Foundation Award in the America's Classics category.
The Buffalo area has over 600 pizzerias, estimated at more per capita than New York City. Several craft breweries began opening in the 1990s, and the city's last call is 4 am. Other mainstays of Buffalo cuisine include beef on weck, butter lambs, kielbasa, pierogi, sponge candy, chicken finger subs (including the stinger - a version that also includes steak), and the fish fry (popular any time of year, but especially during Lent). With an influx of refugees and other immigrants to Buffalo, its number of ethnic restaurants (including the West Side Bazaar kitchen incubator) has increased. Some restaurants use food trucks to serve customers, and nearly fifty food trucks appeared at Larkin Square in 2019.
Museums and tourism
Buffalo was ranked the seventh-best city in the United States to visit in 2021 by Travel + Leisure, which noted the growth and potential of the city's cultural institutions. The Albright–Knox Art Gallery is a modern and contemporary art museum with a collection of more than 8,000 works, of which only two percent are on display. With a donation from Jeffrey Gundlach, a three-story addition designed by the Dutch architectural firm OMA is under construction and scheduled to open in 2022. Across the street, the Burchfield Penney Art Center contains paintings by Charles E. Burchfield and is operated by Buffalo State College. Buffalo is home to the Freedom Wall, a 2017 art installation commemorating civil-rights activists throughout history. Near both museums is the Buffalo History Museum, featuring artwork, literature and exhibits related to the city's history and major events, and the Buffalo Museum of Science is on the city's East Side.
Canalside, Buffalo's historic business district and harbor, attracts more than 1.5 million visitors annually. It includes the Explore & More Children's Museum, the Buffalo and Erie County Naval & Military Park, LECOM Harborcenter, and a number of shops and restaurants. A restored 1924 carousel (now solar-powered) and a replica boathouse were added to Canalside in 2021. Other city attractions include the Theodore Roosevelt Inaugural National Historic Site, the Michigan Street Baptist Church, Buffalo RiverWorks, Seneca Buffalo Creek Casino, Buffalo Transportation Pierce-Arrow Museum, and the Nash House Museum.
The National Buffalo Wing Festival is held every Labor Day at Highmark Stadium. Since 2002, it has served over 4.8 million Buffalo wings and has had a total attendance of 865,000. The Taste of Buffalo is a two-day food festival held in July at Niagara Square, attracting 450,000 visitors annually. Other events include the Allentown Art Festival, the Polish-American Dyngus Day, the Elmwood Avenue Festival of the Arts, Juneteenth in Martin Luther King Jr. Park, the World's Largest Disco in October and Friendship Festival in summer, which celebrates Canada-US relations.
Sports
Buffalo has two major professional sports teams: the Buffalo Sabres (National Hockey League) and the Buffalo Bills (National Football League). The Bills were a founding member of the American Football League in 1960, and have played at Highmark Stadium in Orchard Park since they moved from War Memorial Stadium in 1973. They are the only NFL team based in New York State. Before the Super Bowl era, the Bills won the American Football League Championship in 1964 and 1965. With mixed success throughout their history, the Bills had a close loss in Super Bowl XXV and returned to consecutive Super Bowls after the 1991, 1992, and 1993 seasons (losing each time). The Sabres, an expansion team in 1970, share KeyBank Center with the Buffalo Bandits of the National Lacrosse League. The Bandits are the most decorated of the city's professional teams, with five championships. The Bills, Sabres and Bandits are owned by Pegula Sports and Entertainment.
Several colleges and universities in the area field intercollegiate sports teams; the Buffalo Bulls and the Canisius Golden Griffins compete in NCAA Division I. The Bulls have 16 varsity sports in the Mid-American Conference (MAC); the Golden Griffins field 15 teams in the Metro Atlantic Athletic Conference (MAAC), with the men's hockey team part of the Atlantic Hockey Association (AHA). The Bulls participate in the Football Bowl Subdivision, the highest level of college football. Buffalo's minor-league teams include the Buffalo Bisons (Triple-A baseball), who play at Sahlen Field, and the Buffalo eXtreme (American Basketball Association).
Parks and recreation
Frederick Law Olmsted described Buffalo as being "the best planned city [...] in the United States, if not the world". With encouragement from city stakeholders, he and Calvert Vaux augmented the city's grid plan by drawing inspiration from Paris and introducing landscape architecture with aspects of the countryside. Their plan would introduce a system of interconnected parks, parkways and trails, unlike the singular Central Park in New York City. The largest would be Delaware Park, across Forest Lawn Cemetery to amplify the amount of open space. With construction of the system finishing in 1876, it is regarded as the country's oldest; however, some of Olmsted's plans were never fully realized. Some parks later diminished and succumbed to diseases, highway construction, and weather events such as Lake Storm Aphid in 2006. The non-profit Buffalo Olmsted Park Conservancy was created in 2004 to help preserve the of parkland. Olmsted's work in Buffalo inspired similar efforts in cities such as San Francisco, Chicago, and Boston.
The city's Division of Parks and Recreation manages over 180 parks and facilities, seven recreational centers, twenty-one pools and splash pads, and three ice rinks. The Delaware Park features the Buffalo Zoo, Hoyt Lake, a golf course, and playing fields. Buffalo collaborated with its sister city Kanazawa to create the park's Japanese Garden in 1970, where cherry blossoms bloom in the spring. Opening in 1976, Tifft Nature Preserve in South Buffalo is on of remediated industrial land. The preserve is an Important Bird Area, including a meadow with trails for hiking and cross-country skiing, marshland and fishing. The Olmsted-designed Cazenovia and South Parks, the latter home to the Buffalo and Erie County Botanical Gardens, are also in South Buffalo. According to the Trust for Public Land, Buffalo's 2022 ParkScore ranking had high marks for access to parks, with 89 percent of city residents living within a ten-minute walk from a park. The city ranked lower in acreage, however; nine percent of city land is devoted to parks, compared with the national median of about fifteen percent.
Efforts to convert Buffalo's former industrial waterfront into recreational space have attracted national attention, with some writers comparing its appeal to that of Niagara Falls. Redevelopment of the waterfront began in the early 2000s, with the reconstruction of historically aligned canals on the site of the former Buffalo Memorial Auditorium. Placemaking initiatives would lead to the area's popularity, rather than permanent buildings and attractions. Under Mayor Byron Brown, Canalside was cited by the Brookings Institution as an example of waterfront revitalization for other U.S. cities to follow. Summer events have included paddle-boating and fitness classes, and the frozen canals permit ice skating, curling, and ice cycling in winter. Its success spurred the state to create Buffalo Harbor State Park in 2014; the park has trails, open recreation areas, bicycle paths and piers. The park's Gallagher Beach, the city's only public beach, has prohibited swimming due to high bacteria levels and other environmental concerns.
The Shoreline Trail passes through Buffalo near the Outer Harbor, Centennial Park, and the Black Rock Canal. The North Buffalo–Tonawanda rail trail begins in Shoshone Park, near the LaSalle metro station in North Buffalo.
Government
Buffalo has a Strong mayor–council government. As the chief executive of city government, the mayor oversees the heads of the city's departments, participates in ceremonies, boards and commissions, and is as the liaison between the city and local cultural institutions. Some agencies, including utilities, urban renewal and public housing, are state- and federally-funded public benefit-corporations semi-independent of city government. Byron Brown, the city's first African American mayor, has held the office since 2006, longer than anyone else. Brown, defeated by India Walton in the 2021 mayoral primary election, began a write-in campaign for the general election. Brown initially denied Walton the chance to become the first female and socialist mayor of Buffalo, winning just under 60% of the votes. No Republican has been mayor of Buffalo since Chester A. Kowal in 1965.
With its nine districts, the Buffalo Common Council enacts laws, levies taxes, and approves mayoral appointees and the city budget. Pastor Darius Pridgen has been the Common Council president since 2014. Generally reflecting the city's electorate, all nine councilmen are members of the Democratic Party. Buffalo is the Erie County seat, and is within five of the county's eleven legislative districts.
The city is part of the Eighth Judicial District. Court cases handled at the city level include misdemeanors, violations, housing matters, and claims under $15,000; more severe cases are handled at the county level. Buffalo is represented by members of the New York State Assembly and New York State Senate. At the federal level, the city takes up most of and has been represented by Democrat Brian Higgins since 2005.
Federal offices in the city include the Buffalo District of the United States Army Corps of Engineers' Great Lakes and Ohio River Division, the Federal Bureau of Investigation, and the United States District Court for the Western District of New York.
In 2020, the city spent $519 million (~$ in ) on the effects of the COVID-19 pandemic. supplemented by about $50 million in federal stimulus money. The proposed budget includes a slight increase in the commercial tax and a slight decrease in the residential tax to compensate for the pandemic.
Public safety
Buffalo is served by the Buffalo Police Department. The police commissioner is Byron Lockwood, who was appointed by Mayor Byron Brown in 2018. Although some criminal activity in the city remains higher than the national average, total crimes have decreased since the 1990s; one reason may be the gun buyback program implemented by the Brown administration in the mid-2000s. Before this, the city was part of the nationwide crack epidemic of the 1980s and 1990s and its accompanying record-high crime levels. In 2018, city police began wearing 300 body cameras. A 2021 Partnership for the Public Good report noted that the BPD, which had a 2020–21 budget of about $145.7 million, had an above-average police-to-citizen ratio of 28.9 officers per 10,000 residents in 2020higher than peer cities Minneapolis and Toledo, Ohio. The force had a roster of 740 officers during the year, about two-thirds of whom handled emergency requests, road patrol and other non-office assignments. The department has been criticized for misconduct and brutality, including the 2004 wrongful termination of officer Cariol Horne for opposing police brutality toward a suspect and a 2020 protest-shoving incident.
The Buffalo Fire Department and American Medical Response (AMR) handle fire-protection and emergency medical services (EMS) calls in the city. The fire department has about 710 firefighters and thirty-five stations, including twenty-three engine companies and twelve ladder companies. The department also operates the Edward M. Cotter, considered the world's oldest active fireboat.
With vacant and abandoned homes prone to arson, squatting, prostitution and other criminal activities, the fire and police department's resources were overburdened before the 2010s. Buffalo ranked second nationwide to St. Louis for vacant homes per capita in 2007, and the city began a five-year program to demolish five thousand vacant, damaged and abandoned homes. On May 14, 2022, there was a mass shooting in a Tops supermarket on the East Side of Buffalo where 13 victims were shot in a racially motivated attack by a white supremacist who was not a Buffalo native. Ten victims, all of whom were Black, were murdered and three were injured.
Media
Buffalo's major daily newspaper is The Buffalo News. Established in 1880 as the Buffalo Evening News, the newspaper is estimated to have a daily circulation of 87,000 and 125,000 on Sundays (down from a high of 300,000). The newspaper announced in February 2023 that is had a pending sale on its building and was to be moving printing operations to the home of the Cleveland Plain Dealer. Other newspapers in the Buffalo area include The Public, the Black-focused Challenger Community News, The Record of Buffalo State College, The Spectrum of the University at Buffalo, and Buffalo Business First.
Eighteen radio stations are licensed in Buffalo, including an FM station at Buffalo State College. Over ninety FM and AM radio signals can be received throughout the city. Eight full-power television outlets serve the city. Major stations include WKBW-TV (ABC), WIVB-TV (CBS), WGRZ (NBC), WUTV (Fox, received in parts of Southern Ontario), and WNED-TV (PBS); WNED reported that most of the station's members live in the Greater Toronto Area. According to Nielsen Media Research, the Buffalo television market was the 51st largest in the United States .
Movies shooting significant footage in Buffalo include Hide in Plain Sight (1980), Tuck Everlasting (1981), Best Friends (1982), The Natural (1984), Vamping (1984), Canadian Bacon (1995), Buffalo '66 (1998), Manna from Heaven (2002), Bruce Almighty (2003), The Savages (2007), Slime City Massacre (2010), Henry's Crime (2011), Sharknado 2: The Second One (2014), Killer Rack (2015), Teenage Mutant Ninja Turtles: Out of the Shadows (2016), Marshall (2016), The American Side (2017), The First Purge (2018), The True Adventures of Wolfboy (2019), A Quiet Place Part II (2021) and Guns of Eden (2022). Although higher Buffalo production costs led to some films being finished elsewhere, tax credits and other economic incentives have enabled new film studios and production facilities to open. In 2021, several studio projects were in the planning stages.
Education
Primary and secondary education
The Buffalo Public Schools have about thirty-four thousand students enrolled in their primary and secondary schools. The district administers about sixty public schools, including thirty-six primary schools, five middle high schools, fourteen high schools and three alternative schools, with a total of about 3,500 teachers. Its board of education, authorized by the state, has nine elected members who select the superintendent and oversee the budget, curriculum, personnel, and facilities. In 2020, the graduation rate was seventy-six percent. The public City Honors School was ranked the top high school in the city and 178th nationwide by U.S. News & World Report in 2021. There are twenty charter schools in Buffalo, with some oversight by the district. The city has over a dozen private schools, including Bishop Timon – St. Jude High School, Canisius High School, Mount Mercy Academy, and Nardin Academy—all Roman Catholic, and Darul Uloom Al-Madania and Universal School of Buffalo (both Islamic schools); nonsectarian options include Buffalo Seminary and the Nichols School.
Colleges and universities
Founded by Millard Fillmore, the University at Buffalo (UB) is one of the State University of New York's two flagship universities and the state's largest public university. A Research I university, over 32,000 undergraduate, graduate and professional students attend its thirteen schools and colleges. Two of UB's three campuses (the South and Downtown Campuses) are in the city, but most university functions take place at the large North Campus in Amherst. In 2020, U.S. News & World Report ranked UB the 34th-best public university and 88th in national universities. Buffalo State College, founded as a normal school, is one of SUNY's thirteen comprehensive colleges. The city's four-year private institutions include Canisius College, D'Youville University, Medaille University, Trocaire College, and Villa Maria College. SUNY Erie, the county's two-year public higher-education institution, and the for-profit Bryant & Stratton College have small downtown campuses.
Libraries
Established in 1835, Buffalo's main library is the Central Library of the Buffalo & Erie County Public Library system. Rebuilt in 1964, it contains an auditorium, the original manuscript of the Adventures of Huckleberry Finn (donated by Mark Twain), and a collection of about two million books. Its Grosvenor Room maintains a special-collections listing of nearly five hundred thousand resources for researchers. A pocket park funded by Southwest Airlines opened in 2020, and brought landscaping improvements and seating to Lafayette Square. The system's free library cards are valid at the city's eight branch libraries and at member libraries throughout Erie County.
Infrastructure
Healthcare
Nine hospitals are operated in the city: Oishei Children's Hospital and Buffalo General Medical Center by Kaleida Health, Mercy Hospital and Sisters of Charity Hospital (Catholic Health), Roswell Park Comprehensive Cancer Center, the county-run Erie County Medical Center (ECMC), Buffalo VA Medical Center, BryLin (Psychiatric) Hospital and the state-operated Buffalo Psychiatric Center. John R. Oishei Children's Hospital, built in 2017, is adjacent to Buffalo General Medical Center on the Buffalo Niagara Medical Campus north of downtown; its Gates Vascular Institute specializes in acute stroke recovery. The medical campus includes the University at Buffalo Jacobs School of Medicine and Biomedical Sciences, the Hauptman-Woodward Medical Research Institute and Roswell Park Comprehensive Cancer Center, ranked the 14th-best cancer-treatment center in the United States by U.S. News & World Report.
Transportation
Growth and changing transportation needs altered Buffalo's grid plan, which was developed by Joseph Ellicott in 1804. His plan laid out streets like the spokes of a wheel, naming them after Dutch landowners and Native American tribes. City streets expanded outward, denser in the west and spreading out east of Main Street. Buffalo is a port of entry with Canada; the Peace Bridge crosses the Niagara River and links the Niagara Thruway (I-190) and Queen Elizabeth Way. I-190, NY 5 and NY 33 are the primary expressways serving the city, carrying a total of over 245,000 vehicles daily. NY 5 carries traffic to the Southtowns, and NY 33 carries traffic to the eastern suburbs and the Buffalo Airport. The east-west Scajacquada Expressway (NY 198) bisects Delaware Park, connecting I-190 with the Kensington Expressway (NY 33) on the city's East Side to form a partial beltway around the city center. The Scajacquada and Kensington Expressways and the Buffalo Skyway (NY 5) have been targeted for redesign or removal. Other major highways include US 62 on the city's East Side; NY 354 and a portion of NY 130, both east–west routes; and NY 265, NY 266 and NY 384, all north–south routes on the city's West Side. Buffalo has a higher-than-average percentage of households without a car: 30 percent in 2015, decreasing to 28.2 percent in 2016; the 2016 national average was 8.7 percent. Buffalo averaged 1.03 cars per household in 2016, compared to the national average of 1.8.
The Niagara Frontier Transportation Authority (NFTA) operates the region's public transit, including its airport, light-rail system, buses, and harbors. The NFTA operates 323 buses on 61 lines throughout Western New York. Buffalo Metro Rail is a line which runs from Canalside to the University Heights district. The line's downtown section, south of the Fountain Plaza station, runs at grade and is free of charge. The Buffalo area ranks twenty-third nationwide in transit ridership, with thirty trips per capita per year. Expansions have been proposed since Buffalo Metro Rail's inception in the 1980s, with the latest plan (in the late 2010s) reaching the town of Amherst. Buffalo Niagara International Airport in Cheektowaga has daily scheduled flights by domestic, charter and regional carriers. The airport handled nearly five million passengers in 2019. It received a J.D. Power award in 2018 for customer satisfaction at a mid-sized airport, and underwent a $50 million expansion in 2020–21. The airport, light rail, small-boat harbor and buses are monitored by the NFTA's transit police.
Buffalo has an Amtrak intercity train station, Buffalo–Exchange Street station, which was rebuilt in 2020. The city's eastern suburbs are served by Amtrak's Buffalo–Depew station in Depew, which was built in 1979. Buffalo was a major stop on through routes between Chicago and New York City through the lower Ontario Peninsula; trains stopped at Buffalo Central Terminal, which operated from 1929 to 1979. Intercity buses depart and arrive from the NFTA's Metropolitan Transportation Center on Ellicott Street.
Since Buffalo adopted a complete streets policy in 2008, efforts have been made to accommodate cyclists and pedestrians into new infrastructure projects. Improved corridors have bike lanes, and Niagara Street received separate bike lanes in 2020. Walk Score gave Buffalo a "somewhat walkable" rating of 68 out of 100, with Allentown and downtown considered more walkable than other areas of the city.
Utilities
Buffalo's water system is operated by Veolia Water, and water treatment begins at the Colonel Francis G. Ward Pumping Station. When it opened in 1915, the station's capacity was second only to Paris. Wastewater is treated by the Buffalo Sewer Authority, its coverage extending to the eastern suburbs. National Grid and New York State Electric & Gas (NYSEG) provide electricity, and National Fuel Gas provides natural gas. The city's primary telecommunications provider is Spectrum; Verizon Fios serves the North Park neighborhood. A 2018 report by Ookla noted that Buffalo was one of the bottom five U.S. cities in average download speeds at 66 megabits per second.
The city's Department of Public Works manages Buffalo's snow and trash removal and street cleaning. Snow removal generally operates from November 15 to April 1. A snow emergency is declared by the National Weather Service after a snowstorm, and the city's roads, major sidewalks and bridges are cleared by over seventy snowplows within 24 hours. Rock salt is the principal agent for preventing snow accumulation and melting ice. Snow removal may coincide with driving bans and parking restrictions. The area along the Outer Harbor is the most dangerous driving area during a snowstorm; when weather conditions dictate, the Buffalo Skyway is closed by the city's police department.
To prevent ice jams which may impact hydroelectric plants in Niagara Falls, the New York Power Authority and Ontario Power Generation began installing an ice boom annually in 1964. The boom's installation date is temperature-dependent, and it is removed on April 1 unless there is more than of ice remaining on eastern Lake Erie. It stretches from the outer breakwall at the Buffalo Outer Harbor to the Canadian shore near Fort Erie. Originally made of wood, the boom now consists of steel pontoons.
Notable residents
Sister cities
Buffalo has eighteen sister cities:
Aboadze, Ghana
Baní, Dominican Republic
Bursa, Turkey
Cape Coast, Ghana (1976)
Changzhou, China (2011)
Dortmund, Germany (1972)
Drohobych, Ukraine (2000)
Horlivka, Ukraine (2007)
Kanazawa, Japan (1962)
Kiryat Gat, Israel (1977)
Lille, France (2000)
Rzeszów, Poland (1975)
Saint Ann, Jamaica (2007)
Siena, Italy (1961)
Torremaggiore, Italy (2004)
Wolverhampton, United Kingdom
Yıldırım, Turkey (2010)
See also
Architecture of Buffalo, New York
Buffalo buffalo Buffalo buffalo buffalo buffalo Buffalo buffalo
Buffalo crime family
Buffalo wing
History of Buffalo, New York
Index of New York (state)–related articles
Inland Northern American English
List of City of Buffalo landmarks and historic districts
List of mayors of Buffalo, New York
List of people from Buffalo, New York
List of routes of City of Buffalo streetcars
National Register of Historic Places listings in Buffalo, New York
Sports in Buffalo
Politics and government of Buffalo, New York
Timeline of Buffalo, New York
USS Buffalo, 4 ships
Explanatory notes
References
Further reading
Holli, Melvin G., and Jones, Peter d'A., eds. Biographical Dictionary of American Mayors, 1820-1980 (Greenwood Press, 1981) short scholarly biographies each of the city's mayors 1820 to 1980. online; see index at pp. 406–411 for list.
External links
NYPL Digital Gallery, Media related to Buffalo
Library of Congress, Prints & Photos Division: Historical images related to Buffalo
WNED Documentaries and Specials: Historical and cultural programming related to Buffalo from Buffalo–Toronto Public Media
1801 establishments in New York (state)
Cities in Erie County, New York
Cities in New York (state)
County seats in New York (state)
Erie Canal
Inland port cities and towns of the United States
New York State Heritage Areas
Populated places established in 1801
New York (state) populated places on Lake Erie
Populated places on the Underground Railroad
Western New York |
3986 | https://en.wikipedia.org/wiki/Benjamin%20Franklin | Benjamin Franklin | Benjamin Franklin ( April 17, 1790) was an American polymath who was active as a writer, scientist, inventor, statesman, diplomat, printer, publisher, and political philosopher. Among the leading intellectuals of his time, Franklin was one of the Founding Fathers of the United States, a drafter and signer of the Declaration of Independence, and the first postmaster general.
Franklin became a successful newspaper editor and printer in Philadelphia, the leading city in the colonies, publishing the Pennsylvania Gazette at age 23. He became wealthy publishing this and Poor Richard's Almanack, which he wrote under the pseudonym "Richard Saunders". After 1767, he was associated with the Pennsylvania Chronicle, a newspaper that was known for its revolutionary sentiments and criticisms of the policies of the British Parliament and the Crown.
He pioneered and was the first president of the Academy and College of Philadelphia, which opened in 1751 and later became the University of Pennsylvania. He organized and was the first secretary of the American Philosophical Society and was elected president in 1769. Franklin became a national hero in America as an agent for several colonies when he spearheaded an effort in London to have the Parliament of Great Britain repeal the unpopular Stamp Act. An accomplished diplomat, he was widely admired as the first U.S. ambassador to France and was a major figure in the development of positive FrancoAmerican relations. His efforts proved vital for the American Revolution in securing French aid.
He was promoted to deputy postmaster-general for the British colonies on August 10, 1753, having been Philadelphia postmaster for many years, and this enabled him to set up the first national communications network. He was active in community affairs and colonial and state politics, as well as national and international affairs. From 1785 to 1788, he served as governor of Pennsylvania. At some points in his life, he owned slaves and ran "for sale" ads for slaves in his newspaper, but by the late 1750s, he began arguing against slavery, became an active abolitionist, and promoted education and the integration of African Americans into U.S. society.
As a scientist, he was a major figure in the American Enlightenment and the history of physics for his studies of electricity, and for charting and naming the Gulf Stream current. As an inventor, he is known for the lightning rod, bifocals, and the Franklin stove, among others. He founded many civic organizations, including the Library Company, Philadelphia's first fire department, and the University of Pennsylvania.
Franklin earned the title of "The First American" for his early and indefatigable campaigning for colonial unity. Foundational in defining the American ethos, Franklin has been called "the most accomplished American of his age and the most influential in inventing the type of society America would become."
His life and legacy of scientific and political achievement, and his status as one of America's most influential Founding Fathers, have seen Franklin honored more than two centuries after his death on the $100 bill, warships, and the names of many towns, counties, educational institutions, and corporations, as well as numerous cultural references and with a portrait in the Oval Office. Over his lifetime, Franklin wrote or received more than 30,000 letters and other documents, which since the 1950s have been collected in The Papers of Benjamin Franklin, published by both the American Philosophical Society and Yale University.
Ancestry
Benjamin Franklin's father, Josiah Franklin, was a tallow chandler, soaper, and candlemaker. Josiah Franklin was born at Ecton, Northamptonshire, England, on December 23, 1657, the son of Thomas Franklin, a blacksmith and farmer, and his wife, Jane White. Benjamin's father and all four of his grandparents were born in England.
Josiah Franklin had a total of seventeen children with his two wives. He married his first wife, Anne Child, in about 1677 in Ecton and emigrated with her to Boston in 1683; they had three children before emigration and four after. Following her death, Josiah married Abiah Folger on July 9, 1689, in the Old South Meeting House by Reverend Samuel Willard, and had ten children with her. Benjamin, their eighth child, was Josiah Franklin's fifteenth child overall, and his tenth and final son.
Benjamin Franklin's mother, Abiah, was born in Nantucket, Massachusetts Bay Colony, on August 15, 1667, to Peter Folger, a miller and schoolteacher, and his wife, Mary Morrell Folger, a former indentured servant. Mary Folger came from a Puritan family that was among the first Pilgrims to flee to Massachusetts for religious freedom, sailing for Boston in 1635 after King Charles I of England had begun persecuting Puritans. Her father Peter was "the sort of rebel destined to transform colonial America." As clerk of the court, he was jailed for disobeying the local magistrate in defense of middle-class shopkeepers and artisans in conflict with wealthy landowners.
Early life and education
Boston
Franklin was born on Milk Street in Boston, Province of Massachusetts Bay on January 17, 1706, and baptized at the Old South Meeting House in Boston. As a child growing up along the Charles River, Franklin recalled that he was "generally the leader among the boys".
Franklin's father wanted him to attend school with the clergy but only had enough money to send him to school for two years. He attended Boston Latin School but did not graduate; he continued his education through voracious reading. Although "his parents talked of the church as a career" for Franklin, his schooling ended when he was ten. He worked for his father for a time, and at 12 he became an apprentice to his brother James, a printer, who taught him the printing trade. When Benjamin was 15, James founded The New-England Courant, which was the third newspaper founded in Boston.
When denied the chance to write a letter to the paper for publication, Franklin adopted the pseudonym of "Silence Dogood", a middle-aged widow. Mrs. Dogood's letters were published and became a subject of conversation around town. Neither James nor the Courant readers were aware of the ruse, and James was unhappy with Benjamin when he discovered the popular correspondent was his younger brother. Franklin was an advocate of free speech from an early age. When his brother was jailed for three weeks in 1722 for publishing material unflattering to the governor, young Franklin took over the newspaper and had Mrs. Dogood proclaim, quoting Cato's Letters, "Without freedom of thought there can be no such thing as wisdom and no such thing as public liberty without freedom of speech". Franklin left his apprenticeship without his brother's permission, and in so doing became a fugitive.
Move to Philadelphia
At age 17, Franklin ran away to Philadelphia, seeking a new start in a new city. When he first arrived, he worked in several printing shops in Philadelphia, but he was not satisfied by the immediate prospects in any of these jobs. After a few months, while working in one printing house, Pennsylvania governor Sir William Keith convinced him to go to London, ostensibly to acquire the equipment necessary for establishing another newspaper in Philadelphia. Discovering that Keith's promises of backing a newspaper were empty, he worked as a typesetter in a printer's shop in what is the present-day Church of St Bartholomew-the-Great in the Smithfield area of London. Following this, he returned to Philadelphia in 1726 with the help of Thomas Denham, a merchant who employed him as a clerk, shopkeeper, and bookkeeper in his business.
Junto and library
In 1727, at age 21, Franklin formed the Junto, a group of "like minded aspiring artisans and tradesmen who hoped to improve themselves while they improved their community". The Junto was a discussion group for issues of the day; it subsequently gave rise to many organizations in Philadelphia. The Junto was modeled after English coffeehouses that Franklin knew well and which had become the center of the spread of Enlightenment ideas in Britain.
Reading was a great pastime of the Junto, but books were rare and expensive. The members created a library initially assembled from their own books after Franklin wrote:
This did not suffice, however. Franklin conceived the idea of a subscription library, which would pool the funds of the members to buy books for all to read. This was the birth of the Library Company of Philadelphia, whose charter he composed in 1731.
Newspaperman
Upon Denham's death, Franklin returned to his former trade. In 1728, he set up a printing house in partnership with Hugh Meredith; the following year he became the publisher of The Pennsylvania Gazette, a newspaper in Philadelphia. The Gazette gave Franklin a forum for agitation about a variety of local reforms and initiatives through printed essays and observations. Over time, his commentary, and his adroit cultivation of a positive image as an industrious and intellectual young man, earned him a great deal of social respect. But even after he achieved fame as a scientist and statesman, he habitually signed his letters with the unpretentious 'B. Franklin, Printer.'
In 1732, he published the first German-language newspaper in America – Die Philadelphische Zeitung – although it failed after only one year because four other newly founded German papers quickly dominated the newspaper market. Franklin also printed Moravian religious books in German. He often visited Bethlehem, Pennsylvania, staying at the Moravian Sun Inn. In a 1751 pamphlet on demographic growth and its implications for the Thirteen Colonies, he called the Pennsylvania Germans "Palatine Boors" who could never acquire the "Complexion" of Anglo-American settlers and referred to "Blacks and Tawneys" as weakening the social structure of the colonies. Although he apparently reconsidered shortly thereafter, and the phrases were omitted from all later printings of the pamphlet, his views may have played a role in his political defeat in 1764.
According to Ralph Frasca, Franklin promoted the printing press as a device to instruct colonial Americans in moral virtue. Frasca argues he saw this as a service to God, because he understood moral virtue in terms of actions, thus, doing good provides a service to God. Despite his own moral lapses, Franklin saw himself as uniquely qualified to instruct Americans in morality. He tried to influence American moral life through the construction of a printing network based on a chain of partnerships from the Carolinas to New England. He thereby invented the first newspaper chain. It was more than a business venture, for like many publishers he believed that the press had a public-service duty.
When he established himself in Philadelphia, shortly before 1730, the town boasted two "wretched little" news sheets, Andrew Bradford's The American Weekly Mercury, and Samuel Keimer's Universal Instructor in all Arts and Sciences, and Pennsylvania Gazette. This instruction in all arts and sciences consisted of weekly extracts from Chambers's Universal Dictionary. Franklin quickly did away with all of this when he took over the Instructor and made it The Pennsylvania Gazette. The Gazette soon became his characteristic organ, which he freely used for satire, for the play of his wit, even for sheer excess of mischief or of fun. From the first, he had a way of adapting his models to his own uses. The series of essays called "The Busy-Body", which he wrote for Bradford's American Mercury in 1729, followed the general Addisonian form, already modified to suit homelier conditions. The thrifty Patience, in her busy little shop, complaining of the useless visitors who waste her valuable time, is related to the women who address Mr. Spectator. The Busy-Body himself is a true Censor Morum, as Isaac Bickerstaff had been in the Tatler. And a number of the fictitious characters, Ridentius, Eugenius, Cato, and Cretico, represent traditional 18th-century classicism. Even this Franklin could use for contemporary satire, since Cretico, the "sowre Philosopher", is evidently a portrait of his rival, Samuel Keimer.
Franklin had mixed success in his plan to establish an inter-colonial network of newspapers that would produce a profit for him and disseminate virtue. Over the years he sponsored two dozen printers in Pennsylvania, South Carolina, New York, Connecticut and even the Caribbean. By 1753, 8 of the 15 English language newspapers in the colonies were published by him or his partners. He began in Charleston, South Carolina, in 1731. After his second editor died, the widow Elizabeth Timothy took over and made it a success. She was one of the colonial era's first woman printers. For three decades Franklin maintained a close business relationship with her and her son Peter Timothy, who took over the South Carolina Gazette in 1746. The Gazette was impartial in political debates, while creating the opportunity for public debate, which encouraged others to challenge authority. Timothy avoided blandness and crude bias and after 1765 increasingly took a patriotic stand in the growing crisis with Great Britain. However, Franklin's Connecticut Gazette (1755–68) proved unsuccessful. As the Revolution approached, political strife slowly tore his network apart.
Freemasonry
In 1730 or 1731, Franklin was initiated into the local Masonic lodge. He became a grand master in 1734, indicating his rapid rise to prominence in Pennsylvania. The same year, he edited and published the first Masonic book in the Americas, a reprint of James Anderson's Constitutions of the Free-Masons. He was the secretary of St. John's Lodge in Philadelphia from 1735 to 1738. Franklin remained a Freemason for the rest of his life.
Common-law marriage to Deborah Read
At age 17 in 1723, Franklin proposed to 15-year-old Deborah Read while a boarder in the Read home. At that time, Deborah's mother was wary of allowing her young daughter to marry Franklin, who was on his way to London at Governor Keith's request, and also because of his financial instability. Her own husband had recently died, and she declined Franklin's request to marry her daughter.
While Franklin was in London, his trip was extended, and there were problems with the governor's promises of support. Perhaps because of the circumstances of this delay, Deborah married a man named John Rodgers. This proved to be a regrettable decision. Rodgers shortly avoided his debts and prosecution by fleeing to Barbados with her dowry, leaving her behind. Rodgers's fate was unknown, and because of bigamy laws, Deborah was not free to remarry.
Franklin established a common-law marriage with Deborah on September 1, 1730. They took in his recently acknowledged illegitimate young son and raised him in their household. They had two children together. Their son, Francis Folger Franklin, was born in October 1732 and died of smallpox in 1736. Their daughter, Sarah "Sally" Franklin, was born in 1743 and eventually married Richard Bache.
Deborah's fear of the sea meant that she never accompanied Franklin on any of his extended trips to Europe; another possible reason why they spent much time apart is that he may have blamed her for possibly preventing their son Francis from being inoculated against the disease that subsequently killed him. Deborah wrote to him in November 1769, saying she was ill due to "dissatisfied distress" from his prolonged absence, but he did not return until his business was done. Deborah Read Franklin died of a stroke on December 14, 1774, while Franklin was on an extended mission to Great Britain; he returned in 1775.
William Franklin
In 1730, 24-year-old Franklin publicly acknowledged his illegitimate son William and raised him in his household. William was born on February 22, 1730, but his mother's identity is unknown. He was educated in Philadelphia and beginning at about age 30 studied law in London in the early 1760s. William himself fathered an illegitimate son, William Temple Franklin, born on the same day and month: February 22, 1760. The boy's mother was never identified, and he was placed in foster care. In 1762, the elder William Franklin married Elizabeth Downes, daughter of a planter from Barbados, in London. In 1763, he was appointed as the last royal governor of New Jersey.
A Loyalist to the king, William Franklin saw his relations with father Benjamin eventually break down over their differences about the American Revolutionary War, as Benjamin Franklin could never accept William's position. Deposed in 1776 by the revolutionary government of New Jersey, William was placed under house arrest at his home in Perth Amboy for six months. After the Declaration of Independence, he was formally taken into custody by order of the Provincial Congress of New Jersey, an entity which he refused to recognize, regarding it as an "illegal assembly". He was incarcerated in Connecticut for two years, in Wallingford and Middletown, and, after being caught surreptitiously engaging Americans into supporting the Loyalist cause, was held in solitary confinement at Litchfield for eight months. When finally released in a prisoner exchange in 1778, he moved to New York City, which was occupied by the British at the time.
While in New York City, he became leader of the Board of Associated Loyalists, a quasi-military organization chartered by King George III and headquartered in New York City. They initiated guerrilla forays into New Jersey, southern Connecticut, and New York counties north of the city. When British troops evacuated from New York, William Franklin left with them and sailed to England. He settled in London, never to return to North America. In the preliminary peace talks in 1782 with Britain, "... Benjamin Franklin insisted that loyalists who had borne arms against the United States would be excluded from this plea (that they be given a general pardon). He was undoubtedly thinking of William Franklin."
Success as an author
In 1733, Franklin began to publish the noted Poor Richard's Almanack (with content both original and borrowed) under the pseudonym Richard Saunders, on which much of his popular reputation is based. He frequently wrote under pseudonyms. He had developed a distinct, signature style that was plain, pragmatic and had a sly, soft but self-deprecating tone with declarative sentences. Although it was no secret that he was the author, his Richard Saunders character repeatedly denied it. "Poor Richard's Proverbs", adages from this almanac, such as "A penny saved is twopence dear" (often misquoted as "A penny saved is a penny earned") and "Fish and visitors stink in three days", remain common quotations in the modern world. Wisdom in folk society meant the ability to provide an apt adage for any occasion, and his readers became well prepared. He sold about ten thousand copies per year—it became an institution. In 1741, Franklin began publishing The General Magazine and Historical Chronicle for all the British Plantations in America. He used the heraldic badge of the Prince of Wales as the cover illustration.
In 1758, the year he ceased writing for the Almanack, he printed Father Abraham's Sermon, also known as The Way to Wealth. Franklin began writing his autobiography in 1771, but it was not published until after his death. It has become one of the classics in the genre of autobiographical non-fiction. Franklin wrote a letter, "Advice to a Friend on Choosing a Mistress", dated June 25, 1745, in which he gives advice to a young man about channeling sexual urges. Due to its licentious nature, it was not published in collections of his papers during the 19th century. Federal court rulings from the mid-to-late 20th century cited the document as a reason for overturning obscenity laws and against censorship.
Public life
Early steps in Pennsylvania
In 1736, Franklin created the Union Fire Company, one of the first volunteer firefighting companies in America. In the same year, he printed a new currency for New Jersey based on innovative anti-counterfeiting techniques he had devised. Throughout his career, he was an advocate for paper money, publishing A Modest Enquiry into the Nature and Necessity of a Paper Currency in 1729, and his printer printed money. He was influential in the more restrained and thus successful monetary experiments in the Middle Colonies, which stopped deflation without causing excessive inflation. In 1766, he made a case for paper money to the British House of Commons.
As he matured, Franklin began to concern himself more with public affairs. In 1743, he first devised a scheme for the Academy, Charity School, and College of Philadelphia. However, the person he had in mind to run the academy, Rev. Richard Peters, refused and Franklin put his ideas away until 1749 when he printed his own pamphlet, Proposals Relating to the Education of Youth in Pensilvania. He was appointed president of the Academy on November 13, 1749; the academy and the charity school opened in 1751.
In 1743, he founded the American Philosophical Society to help scientific men discuss their discoveries and theories. He began the electrical research that, along with other scientific inquiries, would occupy him for the rest of his life, in between bouts of politics and moneymaking.
During King George's War, Franklin raised a militia called the Association for General Defense because the legislators of the city had decided to take no action to defend Philadelphia "either by erecting fortifications or building Ships of War". He raised money to create earthwork defenses and buy artillery. The largest of these was the "Association Battery" or "Grand Battery" of 50 guns.
In 1747, Franklin (already a very wealthy man) retired from printing and went into other businesses. He formed a partnership with his foreman, David Hall, which provided Franklin with half of the shop's profits for 18 years. This lucrative business arrangement provided leisure time for study, and in a few years he had made many new discoveries.
Franklin became involved in Philadelphia politics and rapidly progressed. In October 1748, he was selected as a councilman; in June 1749, he became a justice of the peace for Philadelphia; and in 1751, he was elected to the Pennsylvania Assembly. On August 10, 1753, he was appointed deputy postmaster-general of British North America. His most notable service in domestic politics was his reform of the postal system, with mail sent out every week.
In 1751, Franklin and Thomas Bond obtained a charter from the Pennsylvania legislature to establish a hospital. Pennsylvania Hospital was the first hospital in the colonies. In 1752, Franklin organized the Philadelphia Contributionship, the Colonies' first homeowner's insurance company.
Between 1750 and 1753, the "educational triumvirate" of Franklin, Samuel Johnson of Stratford, Connecticut, and schoolteacher William Smith built on Franklin's initial scheme and created what Bishop James Madison, president of the College of William & Mary, called a "new-model" plan or style of American college. Franklin solicited, printed in 1752, and promoted an American textbook of moral philosophy by Samuel Johnson, titled Elementa Philosophica, to be taught in the new colleges. In June 1753, Johnson, Franklin, and Smith met in Stratford. They decided the new-model college would focus on the professions, with classes taught in English instead of Latin, have subject matter experts as professors instead of one tutor leading a class for four years, and there would be no religious test for admission. Johnson went on to found King's College (now Columbia University) in New York City in 1754, while Franklin hired Smith as provost of the College of Philadelphia, which opened in 1755. At its first commencement, on May 17, 1757, seven men graduated; six with a Bachelor of Arts and one with a Master of Arts. It was later merged with the University of the State of Pennsylvania to become the University of Pennsylvania. The college was to become influential in guiding the founding documents of the United States: in the Continental Congress, for example, over one-third of the college-affiliated men who contributed to the Declaration of Independence between September 4, 1774, and July 4, 1776, were affiliated with the college.
In 1754, he headed the Pennsylvania delegation to the Albany Congress. This meeting of several colonies had been requested by the Board of Trade in England to improve relations with the Indians and defense against the French. Franklin proposed a broad Plan of Union for the colonies. While the plan was not adopted, elements of it found their way into the Articles of Confederation and the Constitution.
In 1753, both Harvard and Yale awarded him honorary master of arts degrees. In 1756, he received an honorary Master of Arts degree from the College of William & Mary. Later in 1756, Franklin organized the Pennsylvania Militia. He used Tun Tavern as a gathering place to recruit a regiment of soldiers to go into battle against the Native American uprisings that beset the American colonies.
Postmaster
Well known as a printer and publisher, Franklin was appointed postmaster of Philadelphia in 1737, holding the office until 1753, when he and publisher William Hunter were named deputy postmasters–general of British North America, the first to hold the office. (Joint appointments were standard at the time, for political reasons.) He was responsible for the British colonies from Pennsylvania north and east, as far as the island of Newfoundland. A post office for local and outgoing mail had been established in Halifax, Nova Scotia, by local stationer Benjamin Leigh, on April 23, 1754, but service was irregular. Franklin opened the first post office to offer regular, monthly mail in Halifax on December 9, 1755. Meantime, Hunter became postal administrator in Williamsburg, Virginia, and oversaw areas south of Annapolis, Maryland. Franklin reorganized the service's accounting system and improved speed of delivery between Philadelphia, New York, and Boston. By 1761, efficiencies led to the first profits for the colonial post office.
When the lands of New France were ceded to the British under the Treaty of Paris in 1763, the British province of Quebec was created among them, and Franklin saw mail service expanded between Montreal, Trois-Rivières, Quebec City, and New York. For the greater part of his appointment, he lived in England (from 1757 to 1762, and again from 1764 to 1774)—about three-quarters of his term. Eventually, his sympathies for the rebel cause in the American Revolution led to his dismissal on January 31, 1774.
On July 26, 1775, the Second Continental Congress established the United States Post Office and named Franklin as the first United States postmaster general. He had been a postmaster for decades and was a natural choice for the position. He had just returned from England and was appointed chairman of a Committee of Investigation to establish a postal system. The report of the committee, providing for the appointment of a postmaster general for the 13 American colonies, was considered by the Continental Congress on July 25 and 26. On July 26, 1775, Franklin was appointed postmaster general, the first appointed under the Continental Congress. His apprentice, William Goddard, felt that his ideas were mostly responsible for shaping the postal system and that the appointment should have gone to him, but he graciously conceded it to Franklin, 36 years his senior. Franklin, however, appointed Goddard as Surveyor of the Posts, issued him a signed pass, and directed him to investigate and inspect the various post offices and mail routes as he saw fit. The newly established postal system became the United States Post Office, a system that continues to operate today.
Decades in London
From the mid-1750s to the mid-1770s, Franklin spent much of his time in London.
Political work
In 1757, he was sent to England by the Pennsylvania Assembly as a colonial agent to protest against the political influence of the Penn family, the proprietors of the colony. He remained there for five years, striving to end the proprietors' prerogative to overturn legislation from the elected Assembly and their exemption from paying taxes on their land. His lack of influential allies in Whitehall led to the failure of this mission.
At this time, many members of the Pennsylvania Assembly were feuding with William Penn's heirs, who controlled the colony as proprietors. After his return to the colony, Franklin led the "anti-proprietary party" in the struggle against the Penn family and was elected Speaker of the Pennsylvania House in May 1764. His call for a change from proprietary to royal government was a rare political miscalculation, however: Pennsylvanians worried that such a move would endanger their political and religious freedoms. Because of these fears and because of political attacks on his character, Franklin lost his seat in the October 1764 Assembly elections. The anti-proprietary party dispatched him to England again to continue the struggle against the Penn family proprietorship. During this trip, events drastically changed the nature of his mission.
In London, Franklin opposed the 1765 Stamp Act. Unable to prevent its passage, he made another political miscalculation and recommended a friend to the post of stamp distributor for Pennsylvania. Pennsylvanians were outraged, believing that he had supported the measure all along, and threatened to destroy his home in Philadelphia. Franklin soon learned of the extent of colonial resistance to the Stamp Act, and he testified during the House of Commons proceedings that led to its repeal. With this, Franklin suddenly emerged as the leading spokesman for American interests in England. He wrote popular essays on behalf of the colonies. Georgia, New Jersey, and Massachusetts also appointed him as their agent to the Crown.
During his lengthy missions to London between 1757 and 1775, Franklin lodged in a house on Craven Street, just off the Strand in central London. During his stays there, he developed a close friendship with his landlady, Margaret Stevenson, and her circle of friends and relations, in particular, her daughter Mary, who was more often known as Polly. The house is now a museum known as the Benjamin Franklin House. Whilst in London, Franklin became involved in radical politics. He belonged to a gentleman's club (which he called "the honest Whigs"), which held stated meetings, and included members such as Richard Price, the minister of Newington Green Unitarian Church who ignited the Revolution controversy, and Andrew Kippis.
Scientific work
In 1756, Franklin had become a member of the Society for the Encouragement of Arts, Manufactures & Commerce (now the Royal Society of Arts), which had been founded in 1754. After his return to the United States in 1775, he became the Society's Corresponding Member, continuing a close connection. The Royal Society of Arts instituted a Benjamin Franklin Medal in 1956 to commemorate the 250th anniversary of his birth and the 200th anniversary of his membership of the RSA.
The study of natural philosophy (referred today as science in general) drew him into overlapping circles of acquaintance. Franklin was, for example, a corresponding member of the Lunar Society of Birmingham. In 1759, the University of St Andrews awarded him an honorary doctorate in recognition of his accomplishments. In October 1759, he was granted Freedom of the Borough of St Andrews. He was also awarded an honorary doctorate by Oxford University in 1762. Because of these honors, he was often addressed as " Franklin".
While living in London in 1768, he developed a phonetic alphabet in A Scheme for a new Alphabet and a Reformed Mode of Spelling. This reformed alphabet discarded six letters he regarded as redundant (c, j, q, w, x, and y), and substituted six new letters for sounds he felt lacked letters of their own. This alphabet never caught on, and he eventually lost interest.
Travels around Europe
Franklin used London as a base to travel. In 1771, he made short journeys through different parts of England, staying with Joseph Priestley at Leeds, Thomas Percival at Manchester and Erasmus Darwin at Lichfield. In Scotland, he spent five days with Lord Kames near Stirling and stayed for three weeks with David Hume in Edinburgh. In 1759, he visited Edinburgh with his son and later reported that he considered his six weeks in Scotland "six weeks of the densest happiness I have met with in any part of my life".
In Ireland, he stayed with Lord Hillsborough. Franklin noted of him that "all the plausible behaviour I have described is meant only, by patting and stroking the horse, to make him more patient, while the reins are drawn tighter, and the spurs set deeper into his sides." In Dublin, Franklin was invited to sit with the members of the Irish Parliament rather than in the gallery. He was the first American to receive this honor. While touring Ireland, he was deeply moved by the level of poverty he witnessed. The economy of the Kingdom of Ireland was affected by the same trade regulations and laws that governed the Thirteen Colonies. He feared that the American colonies could eventually come to the same level of poverty if the regulations and laws continued to apply to them.
Franklin spent two months in German lands in 1766, but his connections to the country stretched across a lifetime. He declared a debt of gratitude to German scientist Otto von Guericke for his early studies of electricity. Franklin also co-authored the first treaty of friendship between Prussia and America in 1785. In September 1767, he visited Paris with his usual traveling partner, Sir John Pringle, 1st Baronet. News of his electrical discoveries was widespread in France. His reputation meant that he was introduced to many influential scientists and politicians, and also to King Louis XV.
Defending the American cause
One line of argument in Parliament was that Americans should pay a share of the costs of the French and Indian War and therefore taxes should be levied on them. Franklin became the American spokesman in highly publicized testimony in Parliament in 1766. He stated that Americans already contributed heavily to the defense of the Empire. He said local governments had raised, outfitted and paid 25,000 soldiers to fight France—as many as Britain itself sent—and spent many millions from American treasuries doing so in the French and Indian War alone.
In 1772, Franklin obtained private letters of Thomas Hutchinson and Andrew Oliver, governor and lieutenant governor of the Province of Massachusetts Bay, proving that they had encouraged the Crown to crack down on Bostonians. Franklin sent them to America, where they escalated tensions. The letters were finally leaked to the public in the Boston Gazette in mid-June 1773, causing a political firestorm in Massachusetts and raising significant questions in England. The British began to regard him as the fomenter of serious trouble. Hopes for a peaceful solution ended as he was systematically ridiculed and humiliated by Solicitor-General Alexander Wedderburn, before the Privy Council on January 29, 1774. He returned to Philadelphia in March 1775, and abandoned his accommodationist stance.
In 1773, Franklin published two of his most celebrated pro-American satirical essays: "Rules by Which a Great Empire May Be Reduced to a Small One", and "An Edict by the King of Prussia".
Agent for British and Hellfire Club membership
Franklin is known to have occasionally attended the Hellfire Club's meetings during 1758 as a non-member during his time in England. However, some authors and historians would argue he was in fact a British spy. As there are no records left (having been burned in 1774), many of these members are just assumed or linked by letters sent to each other. One early proponent that Franklin was a member of the Hellfire Club and a double agent is the historian Donald McCormick, who has a history of making controversial claims.
Coming of revolution
In 1763, soon after Franklin returned to Pennsylvania from England for the first time, the western frontier was engulfed in a bitter war known as Pontiac's Rebellion. The Paxton Boys, a group of settlers convinced that the Pennsylvania government was not doing enough to protect them from American Indian raids, murdered a group of peaceful Susquehannock Indians and marched on Philadelphia. Franklin helped to organize a local militia to defend the capital against the mob. He met with the Paxton leaders and persuaded them to disperse. Franklin wrote a scathing attack against the racial prejudice of the Paxton Boys. "If an Indian injures me", he asked, "does it follow that I may revenge that Injury on all Indians?"
He provided an early response to British surveillance through his own network of counter-surveillance and manipulation. "He waged a public relations campaign, secured secret aid, played a role in privateering expeditions, and churned out effective and inflammatory propaganda."
Declaration of Independence
By the time Franklin arrived in Philadelphia on May 5, 1775, after his second mission to Great Britain, the American Revolution had begun at the Battles of Lexington and Concord the previous month, on April 19, 1775. The New England militia had forced the main British army to remain inside Boston. The Pennsylvania Assembly unanimously chose Franklin as their delegate to the Second Continental Congress. In June 1776, he was appointed a member of the Committee of Five that drafted the Declaration of Independence. Although he was temporarily disabled by gout and unable to attend most meetings of the committee, he made several "small but important" changes to the draft sent to him by Thomas Jefferson.
At the signing, he is quoted as having replied to a comment by John Hancock that they must all hang together, saying, "Yes, we must, indeed, all hang together, or most assuredly we shall all hang separately."
Ambassador to France (1776–1785)
On October 26, 1776, Franklin was dispatched to France as commissioner for the United States. He took with him as secretary his 16-year-old grandson, William Temple Franklin. They lived in a home in the Parisian suburb of Passy, donated by Jacques-Donatien Le Ray de Chaumont, who supported the United States. Franklin remained in France until 1785. He conducted the affairs of his country toward the French nation with great success, which included securing a critical military alliance in 1778 and signing the 1783 Treaty of Paris.
Among his associates in France was Honoré Gabriel Riqueti, comte de Mirabeau—a French Revolutionary writer, orator and statesman who in 1791 was elected president of the National Assembly. In July 1784, Franklin met with Mirabeau and contributed anonymous materials that the Frenchman used in his first signed work: Considerations sur l'ordre de Cincinnatus. The publication was critical of the Society of the Cincinnati, established in the United States. Franklin and Mirabeau thought of it as a "noble order", inconsistent with the egalitarian ideals of the new republic.
During his stay in France, he was active as a Freemason, serving as venerable master of the lodge Les Neuf Sœurs from 1779 until 1781. In 1784, when Franz Mesmer began to publicize his theory of "animal magnetism" which was considered offensive by many, Louis XVI appointed a commission to investigate it. These included the chemist Antoine Lavoisier, the physician Joseph-Ignace Guillotin, the astronomer Jean Sylvain Bailly, and Franklin. In doing so, the committee concluded, through blind trials that mesmerism only seemed to work when the subjects expected it, which discredited mesmerism and became the first major demonstration of the placebo effect, which was described at that time as "imagination". In 1781, he was elected a fellow of the American Academy of Arts and Sciences.
Franklin's advocacy for religious tolerance in France contributed to arguments made by French philosophers and politicians that resulted in Louis XVI's signing of the Edict of Versailles in November 1787. This edict effectively nullified the Edict of Fontainebleau, which had denied non-Catholics civil status and the right to openly practice their faith.
Franklin also served as American minister to Sweden, although he never visited that country. He negotiated a treaty that was signed in April 1783. On August 27, 1783, in Paris, he witnessed the world's first hydrogen balloon flight. Le Globe, created by professor Jacques Charles and Les Frères Robert, was watched by a vast crowd as it rose from the Champ de Mars (now the site of the Eiffel Tower). Franklin became so enthusiastic that he subscribed financially to the next project to build a manned hydrogen balloon. On December 1, 1783, Franklin was seated in the special enclosure for honored guests it took off from the Jardin des Tuileries, piloted by Charles and Nicolas-Louis Robert.
Return to America
When he returned home in 1785, Franklin occupied a position second only to that of George Washington as the champion of American independence. He returned from France with an unexplained shortage of 100,000 pounds in Congressional funds. In response to a question from a member of Congress about this, Franklin, quoting the Bible, quipped, "Muzzle not the ox that treadeth out his master's grain." The missing funds were never again mentioned in Congress.
Le Ray honored him with a commissioned portrait painted by Joseph Duplessis, which now hangs in the National Portrait Gallery of the Smithsonian Institution in Washington, D.C. After his return, Franklin became an abolitionist and freed his two slaves. He eventually became president of the Pennsylvania Abolition Society.
President of Pennsylvania and Delegate to the Constitutional convention
Special balloting conducted October 18, 1785, unanimously elected him the sixth president of the Supreme Executive Council of Pennsylvania, replacing John Dickinson. The office was practically that of the governor. He held that office for slightly over three years, longer than any other, and served the constitutional limit of three full terms. Shortly after his initial election, he was re-elected to a full term on October 29, 1785, and again in the fall of 1786 and on October 31, 1787. In that capacity, he served as host to the Constitutional Convention of 1787 in Philadelphia.
He also served as a delegate to the Convention. It was primarily an honorary position and he seldom engaged in debate.
Death
Franklin suffered from obesity throughout his middle age and elder years, which resulted in multiple health problems, particularly gout, which worsened as he aged. In poor health during the signing of the U.S. Constitution in 1787, he was rarely seen in public from then until his death.
Franklin died from pleuritic attack at his home in Philadelphia on April 17, 1790. He was aged 84 at the time of his death. His last words were reportedly, "a dying man can do nothing easy", to his daughter after she suggested that he change position in bed and lie on his side so he could breathe more easily. Franklin's death is described in the book The Life of Benjamin Franklin, quoting from the account of John Paul Jones:
Approximately 20,000 people attended Franklin's funeral after which he was interred in Christ Church Burial Ground in Philadelphia. Upon learning of his death, the Constitutional Assembly in Revolutionary France entered into a state of mourning for a period of three days, and memorial services were conducted in honor of Franklin throughout the country.
In 1728, aged 22, Franklin wrote what he hoped would be his own epitaph:
Franklin's actual grave, however, as he specified in his final will, simply reads "Benjamin and Deborah Franklin".
Inventions and scientific inquiries
Franklin was a prodigious inventor. Among his many creations were the lightning rod, Franklin stove, bifocal glasses and the flexible urinary catheter. He never patented his inventions; in his autobiography he wrote, "... as we enjoy great advantages from the inventions of others, we should be glad of an opportunity to serve others by any invention of ours; and this we should do freely and generously."
Electricity
Franklin started exploring the phenomenon of electricity in the 1740s, after he met the itinerant lecturer Archibald Spencer, who used static electricity in his demonstrations. He proposed that "vitreous" and "resinous" electricity were not different types of "electrical fluid" (as electricity was called then), but the same "fluid" under different pressures. (The same proposal was made independently that same year by William Watson.) He was the first to label them as positive and negative respectively, and he was the first to discover the principle of conservation of charge. In 1748, he constructed a multiple plate capacitor, that he called an "electrical battery" (not a true battery like Volta's pile) by placing eleven panes of glass sandwiched between lead plates, suspended with silk cords and connected by wires.
In pursuit of more pragmatic uses for electricity, remarking in spring 1749 that he felt "chagrin'd a little" that his experiments had heretofore resulted in "Nothing in this Way of Use to Mankind", he planned a practical demonstration. He proposed a dinner party where a turkey was to be killed via electric shock and roasted on an electrical spit. After having prepared several turkeys this way, he noted that "the birds kill'd in this manner eat uncommonly tender." Franklin recounted that in the process of one of these experiments, he was shocked by a pair of Leyden jars, resulting in numbness in his arms that persisted for one evening, noting "I am Ashamed to have been Guilty of so Notorious a Blunder."
Franklin briefly investigated electrotherapy, including the use of the electric bath. This work led to the field becoming widely known. In recognition of his work with electricity, he received the Royal Society's Copley Medal in 1753, and in 1756, he became one of the few 18th-century Americans elected a fellow of the Society. The CGS unit of electric charge has been named after him: one franklin (Fr) is equal to one statcoulomb.
Franklin advised Harvard University in its acquisition of new electrical laboratory apparatus after the complete loss of its original collection, in a fire that destroyed the original Harvard Hall in 1764. The collection he assembled later became part of the Harvard Collection of Historical Scientific Instruments, now on public display in its Science Center.
Kite experiment and lightning rod
Franklin published a proposal for an experiment to prove that lightning is electricity by flying a kite in a storm. On May 10, 1752, Thomas-François Dalibard of France conducted Franklin's experiment using a iron rod instead of a kite, and he extracted electrical sparks from a cloud. On June 15, 1752, Franklin may possibly have conducted his well-known kite experiment in Philadelphia, successfully extracting sparks from a cloud. He described the experiment in his newspaper, The Pennsylvania Gazette, on October 19, 1752, without mentioning that he himself had performed it. This account was read to the Royal Society on December 21 and printed as such in the Philosophical Transactions. Joseph Priestley published an account with additional details in his 1767 History and Present Status of Electricity. Franklin was careful to stand on an insulator, keeping dry under a roof to avoid the danger of electric shock. Others, such as Georg Wilhelm Richmann in Russia, were indeed electrocuted in performing lightning experiments during the months immediately following his experiment.
In his writings, Franklin indicates that he was aware of the dangers and offered alternative ways to demonstrate that lightning was electrical, as shown by his use of the concept of electrical ground. He did not perform this experiment in the way that is often pictured in popular literature, flying the kite and waiting to be struck by lightning, as it would have been dangerous. Instead he used the kite to collect some electric charge from a storm cloud, showing that lightning was electrical. On October 19, 1752, in a letter to England with directions for repeating the experiment, he wrote:
Franklin's electrical experiments led to his invention of the lightning rod. He said that conductors with a sharp rather than a smooth point could discharge silently and at a far greater distance. He surmised that this could help protect buildings from lightning by attaching "upright Rods of Iron, made sharp as a Needle and gilt to prevent Rusting, and from the Foot of those Rods a Wire down the outside of the Building into the Ground; ... Would not these pointed Rods probably draw the Electrical Fire silently out of a Cloud before it came nigh enough to strike, and thereby secure us from that most sudden and terrible Mischief!" Following a series of experiments on Franklin's own house, lightning rods were installed on the Academy of Philadelphia (later the University of Pennsylvania) and the Pennsylvania State House (later Independence Hall) in 1752.
Population studies
Franklin had a major influence on the emerging science of demography or population studies. In the 1730s and 1740s, he began taking notes on population growth, finding that the American population had the fastest growth rate on Earth. Emphasizing that population growth depended on food supplies, he emphasized the abundance of food and available farmland in America. He calculated that America's population was doubling every 20 years and would surpass that of England in a century. In 1751, he drafted Observations concerning the Increase of Mankind, Peopling of Countries, etc. Four years later, it was anonymously printed in Boston and was quickly reproduced in Britain, where it influenced the economist Adam Smith and later the demographer Thomas Malthus, who credited Franklin for discovering a rule of population growth. Franklin's predictions how British mercantilism was unsustainable alarmed British leaders who did not want to be surpassed by the colonies, so they became more willing to impose restrictions on the colonial economy.
Kammen (1990) and Drake (2011) say Franklin's Observations concerning the Increase of Mankind (1755) stands alongside Ezra Stiles' "Discourse on Christian Union" (1760) as the leading works of 18th-century Anglo-American demography; Drake credits Franklin's "wide readership and prophetic insight". Franklin was also a pioneer in the study of slave demography, as shown in his 1755 essay. In his capacity as a farmer, he wrote at least one critique about the negative consequences of price controls, trade restrictions, and subsidy of the poor. This is succinctly preserved in his letter to the London Chronicle published November 29, 1766, titled "On the Price of Corn, and Management of the poor".
Oceanography
As deputy postmaster, Franklin became interested in North Atlantic Ocean circulation patterns. While in England in 1768, he heard a complaint from the Colonial Board of Customs. British packet ships carrying mail had taken several weeks longer to reach New York than it took an average merchant ship to reach Newport, Rhode Island. The merchantmen had a longer and more complex voyage because they left from London, while the packets left from Falmouth in Cornwall. Franklin put the question to his cousin Timothy Folger, a Nantucket whaler captain, who told him that merchant ships routinely avoided a strong eastbound mid-ocean current. The mail packet captains sailed dead into it, thus fighting an adverse current of . Franklin worked with Folger and other experienced ship captains, learning enough to chart the current and name it the Gulf Stream, by which it is still known today.
Franklin published his Gulf Stream chart in 1770 in England, where it was ignored. Subsequent versions were printed in France in 1778 and the U.S. in 1786. The British original edition of the chart had been so thoroughly ignored that everyone assumed it was lost forever until Phil Richardson, a Woods Hole oceanographer and Gulf Stream expert, discovered it in the Bibliothèque Nationale in Paris in 1980. This find received front-page coverage in The New York Times. It took many years for British sea captains to adopt Franklin's advice on navigating the current; once they did, they were able to trim two weeks from their sailing time. In 1853, the oceanographer and cartographer Matthew Fontaine Maury noted that while Franklin charted and codified the Gulf Stream, he did not discover it:
An aging Franklin accumulated all his oceanographic findings in Maritime Observations, published by the Philosophical Society's transactions in 1786. It contained ideas for sea anchors, catamaran hulls, watertight compartments, shipboard lightning rods and a soup bowl designed to stay stable in stormy weather.
Theories and experiments
Franklin was, along with his contemporary Leonhard Euler, the only major scientist who supported Christiaan Huygens's wave theory of light, which was basically ignored by the rest of the scientific community. In the 18th century, Isaac Newton's corpuscular theory was held to be true; it took Thomas Young's well-known slit experiment in 1803 to persuade most scientists to believe Huygens's theory.
On October 21, 1743, according to the popular myth, a storm moving from the southwest denied Franklin the opportunity of witnessing a lunar eclipse. He was said to have noted that the prevailing winds were actually from the northeast, contrary to what he had expected. In correspondence with his brother, he learned that the same storm had not reached Boston until after the eclipse, despite the fact that Boston is to the northeast of Philadelphia. He deduced that storms do not always travel in the direction of the prevailing wind, a concept that greatly influenced meteorology. After the Icelandic volcanic eruption of Laki in 1783, and the subsequent harsh European winter of 1784, Franklin made observations on the causal nature of these two seemingly separate events. He wrote about them in a lecture series.
Though Franklin is famously associated with kites from his lightning experiments, he has also been noted by many for using kites to pull humans and ships across waterways. George Pocock in the book A Treatise on The Aeropleustic Art, or Navigation in the Air, by means of Kites, or Buoyant Sails noted being inspired by Benjamin Franklin's traction of his body by kite power across a waterway.
Franklin noted a principle of refrigeration by observing that on a very hot day, he stayed cooler in a wet shirt in a breeze than he did in a dry one. To understand this phenomenon more clearly, he conducted experiments. In 1758 on a warm day in Cambridge, England, he and fellow scientist John Hadley experimented by continually wetting the ball of a mercury thermometer with ether and using bellows to evaporate the ether. With each subsequent evaporation, the thermometer read a lower temperature, eventually reaching . Another thermometer showed that the room temperature was constant at . In his letter Cooling by Evaporation, Franklin noted that, "One may see the possibility of freezing a man to death on a warm summer's day."
According to Michael Faraday, Franklin's experiments on the non-conduction of ice are worth mentioning, although the law of the general effect of liquefaction on electrolytes is not attributed to Franklin. However, as reported in 1836 by Franklin's great-grandson Alexander Dallas Bache of the University of Pennsylvania, the law of the effect of heat on the conduction of bodies otherwise non-conductors, for example, glass, could be attributed to Franklin. Franklin wrote, "... A certain quantity of heat will make some bodies good conductors, that will not otherwise conduct ..." and again, "... And water, though naturally a good conductor, will not conduct well when frozen into ice."
While traveling on a ship, Franklin had observed that the wake of a ship was diminished when the cooks scuttled their greasy water. He studied the effects on a large pond in Clapham Common, London. "I fetched out a cruet of oil and dropt a little of it on the water ... though not more than a teaspoon full, produced an instant calm over a space of several yards square." He later used the trick to "calm the waters" by carrying "a little oil in the hollow joint of my cane".
Decision-making
In a 1772 letter to Joseph Priestley, Franklin laid out the earliest known description of the Pro & Con list, a common decision-making technique, now sometimes called a decisional balance sheet:
Views on religion and morality
Like the other advocates of republicanism, Franklin emphasized that the new republic could survive only if the people were virtuous. All his life, he explored the role of civic and personal virtue, as expressed in Poor Richard's aphorisms. He felt that organized religion was necessary to keep men good to their fellow men, but rarely attended religious services himself. When he met Voltaire in Paris and asked his fellow member of the Enlightenment vanguard to bless his grandson, Voltaire said in English, "God and Liberty", and added, "this is the only appropriate benediction for the grandson of Monsieur Franklin."
Franklin's parents were both pious Puritans. The family attended the Old South Church, the most liberal Puritan congregation in Boston, where Benjamin Franklin was baptized in 1706. Franklin's father, a poor chandler, owned a copy of a book, Bonifacius: Essays to Do Good, by the Puritan preacher and family friend Cotton Mather, which Franklin often cited as a key influence on his life. "If I have been", Franklin wrote to Cotton Mather's son seventy years later, "a useful citizen, the public owes the advantage of it to that book". His first pen name, Silence Dogood, paid homage both to the book and to a widely known sermon by Mather. The book preached the importance of forming voluntary associations to benefit society. Franklin learned about forming do-good associations from Mather, but his organizational skills made him the most influential force in making voluntarism an enduring part of the American ethos.
Franklin formulated a presentation of his beliefs and published it in 1728. He no longer accepted the key Puritan ideas regarding salvation, the divinity of Jesus, or indeed much religious dogma. He classified himself as a deist in his 1771 autobiography, although he still considered himself a Christian. He retained a strong faith in a God as the wellspring of morality and goodness in man, and as a Providential actor in history responsible for American independence.
At a critical impasse during the Constitutional Convention in June 1787, he attempted to introduce the practice of daily common prayer with these words:
The motion gained almost no support and was never brought to a vote.
Franklin was an enthusiastic admirer of the evangelical minister George Whitefield during the First Great Awakening. He did not himself subscribe to Whitefield's theology, but he admired Whitefield for exhorting people to worship God through good works. He published all of Whitefield's sermons and journals, thereby earning a lot of money and boosting the Great Awakening.
When he stopped attending church, Franklin wrote in his autobiography:
Franklin retained a lifelong commitment to the non-religious Puritan virtues and political values he had grown up with, and through his civic work and publishing, he succeeded in passing these values into the American culture permanently. He had a "passion for virtue". These Puritan values included his devotion to egalitarianism, education, industry, thrift, honesty, temperance, charity and community spirit. Thomas Kidd states, "As an adult, Franklin
touted ethical responsibility, industriousness, and benevolence,
even as he jettisoned Christian orthodoxy."
The classical authors read in the Enlightenment period taught an abstract ideal of republican government based on hierarchical social orders of king, aristocracy and commoners. It was widely believed that English liberties relied on their balance of power, but also hierarchal deference to the privileged class. "Puritanism ... and the epidemic evangelism of the mid-eighteenth century, had created challenges to the traditional notions of social stratification" by preaching that the Bible taught all men are equal, that the true value of a man lies in his moral behavior, not his class, and that all men can be saved. Franklin, steeped in Puritanism and an enthusiastic supporter of the evangelical movement, rejected the salvation dogma but embraced the radical notion of egalitarian democracy.
Franklin's commitment to teach these values was itself something he gained from his Puritan upbringing, with its stress on "inculcating virtue and character in themselves and their communities". These Puritan values and the desire to pass them on, were one of his quintessentially American characteristics and helped shape the character of the nation. Max Weber considered Franklin's ethical writings a culmination of the Protestant ethic, which ethic created the social conditions necessary for the birth of capitalism.
One of his notable characteristics was his respect, tolerance and promotion of all churches. Referring to his experience in Philadelphia, he wrote in his autobiography, "new Places of worship were continually wanted, and generally erected by voluntary Contribution, my Mite for such purpose, whatever might be the Sect, was never refused." "He helped create a new type of nation that would draw strength from its religious pluralism." The evangelical revivalists who were active mid-century, such as Whitefield, were the greatest advocates of religious freedom, "claiming liberty of conscience to be an 'inalienable right of every rational creature.'" Whitefield's supporters in Philadelphia, including Franklin, erected "a large, new hall, that ... could provide a pulpit to anyone of any belief." Franklin's rejection of dogma and doctrine and his stress on the God of ethics and morality and civic virtue made him the "prophet of tolerance". He composed "A Parable Against Persecution", an apocryphal 51st chapter of Genesis in which God teaches Abraham the duty of tolerance. While he was living in London in 1774, he was present at the birth of British Unitarianism, attending the inaugural session of the Essex Street Chapel, at which Theophilus Lindsey drew together the first avowedly Unitarian congregation in England; this was somewhat politically risky and pushed religious tolerance to new boundaries, as a denial of the doctrine of the Trinity was illegal until the 1813 Act.
Although his parents had intended for him a career in the church, Franklin as a young man adopted the Enlightenment religious belief in deism, that God's truths can be found entirely through nature and reason, declaring, "I soon became a thorough Deist." He rejected Christian dogma in a 1725 pamphlet A Dissertation on Liberty and Necessity, Pleasure and Pain, which he later saw as an embarrassment, while simultaneously asserting that God is "all wise, all good, all powerful." He defended his rejection of religious dogma with these words: "I think opinions should be judged by their influences and effects; and if a man holds none that tend to make him less virtuous or more vicious, it may be concluded that he holds none that are dangerous, which I hope is the case with me." After the disillusioning experience of seeing the decay in his own moral standards, and those of two friends in London whom he had converted to deism, Franklin decided that deism was true but it was not as useful in promoting personal morality as were the controls imposed by organized religion. Ralph Frasca contends that in his later life he can be considered a non-denominational Christian, although he did not believe Christ was divine.
In a major scholarly study of his religion, Thomas Kidd argues that Franklin believed that true religiosity was a matter of personal morality and civic virtue. Kidd says Franklin maintained his lifelong resistance to orthodox Christianity while arriving finally at a "doctrineless, moralized Christianity." According to David Morgan, Franklin was a proponent of "generic religion." He prayed to "Powerful Goodness" and referred to God as "the infinite". John Adams noted that he was a mirror in which people saw their own religion: "The Catholics thought him almost a Catholic. The Church of England claimed him as one of them. The Presbyterians thought him half a Presbyterian, and the Friends believed him a wet Quaker." Adams himself decided that Franklin best fit among the "Atheists, Deists, and Libertines." Whatever else Franklin was, concludes Morgan, "he was a true champion of generic religion". In a letter to Richard Price, Franklin states that he believes religion should support itself without help from the government, claiming, "When a Religion is good, I conceive that it will support itself; and, when it cannot support itself, and God does not take care to support, so that its Professors are oblig'd to call for the help of the Civil Power, it is a sign, I apprehend, of its being a bad one."
In 1790, just about a month before he died, Franklin wrote a letter to Ezra Stiles, president of Yale University, who had asked him his views on religion:
On July 4, 1776, Congress appointed a three-member committee composed of Franklin, Jefferson, and Adams to design the Great Seal of the United States. Franklin's proposal (which was not adopted) featured the motto: "Rebellion to Tyrants is Obedience to God" and a scene from the Book of Exodus, with Moses, the Israelites, the pillar of fire, and George III depicted as pharaoh. The design that was produced was not acted upon by Congress, and the Great Seal's design was not finalized until a third committee was appointed in 1782.
Franklin strongly supported the right to freedom of speech:
Thirteen Virtues
Franklin sought to cultivate his character by a plan of 13 virtues, which he developed at age 20 (in 1726) and continued to practice in some form for the rest of his life. His autobiography lists his 13 virtues as:
Temperance. Eat not to dullness; drink not to elevation."
Silence. Speak not but what may benefit others or yourself; avoid trifling conversation."
Order. Let all your things have their places; let each part of your business have its time.
Resolution. Resolve to perform what you ought; perform without fail what you resolve.
Frugality. Make no expense but to do good to others or yourself; i.e., waste nothing.
Industry. Lose no time; be always employ'd in something useful; cut off all unnecessary actions.
Sincerity. Use no hurtful deceit; think innocently and justly, and, if you speak, speak accordingly.
Justice. Wrong none by doing injuries, or omitting the benefits that are your duty.
Moderation. Avoid extremes; forbear resenting injuries so much as you think they deserve.
Cleanliness. Tolerate no uncleanliness in body, clothes, or habitation.
Tranquility. Be not disturbed at trifles, or at accidents common or unavoidable.
Chastity. Rarely use venery but for health or offspring, never to dullness, weakness, or the injury of your own or another's peace or reputation.
Humility. Imitate Jesus and Socrates.
Franklin did not try to work on them all at once. Instead, he worked on one and only one each week "leaving all others to their ordinary chance". While he did not adhere completely to the enumerated virtues, and by his own admission he fell short of them many times, he believed the attempt made him a better man, contributing greatly to his success and happiness, which is why in his autobiography, he devoted more pages to this plan than to any other single point and wrote, "I hope, therefore, that some of my descendants may follow the example and reap the benefit."
Slavery
Franklin owned as many as seven slaves, including two men who worked in his household and his shop. He posted paid ads for the sale of slaves and for the capture of runaway slaves and allowed the sale of slaves in his general store. However, he later became an outspoken critic of slavery. In 1758, he advocated the opening of a school for the education of black slaves in Philadelphia. He took two slaves to England with him, Peter and King. King escaped with a woman to live in the outskirts of London, and by 1758 he was working for a household in Suffolk. After returning from England in 1762, Franklin became notably more abolitionist in nature, attacking American slavery. In the wake of Somerset v Stewart, he voiced frustration at British abolitionists:
Franklin, however, refused to publicly debate the issue of slavery at the 1787 Constitutional Convention.
At the time of the American founding, there were about half a million slaves in the United States, mostly in the five southernmost states, where they made up 40% of the population. Many of the leading American foundersmost notably Thomas Jefferson, George Washington, and James Madisonowned slaves, but many others did not. Benjamin Franklin thought that slavery was "an atrocious debasement of human nature" and "a source of serious evils". He and Benjamin Rush founded the Pennsylvania Society for Promoting the Abolition of Slavery in 1774. In 1790, Quakers from New York and Pennsylvania presented their petition for abolition to Congress. Their argument against slavery was backed by the Pennsylvania Abolitionist Society.
In his later years, as Congress was forced to deal with the issue of slavery, Franklin wrote several essays that stressed the importance of the abolition of slavery and of the integration of African Americans into American society. These writings included:
An Address to the Public (1789)
A Plan for Improving the Condition of the Free Blacks (1789)
Sidi Mehemet Ibrahim on the Slave Trade (1790)
Vegetarianism
Franklin became a vegetarian when he was a teenager apprenticing at a print shop, after coming upon a book by the early vegetarian advocate Thomas Tryon. In addition, he would have also been familiar with the moral arguments espoused by prominent vegetarian Quakers in the colonial-era Province of Pennsylvania, including Benjamin Lay and John Woolman. His reasons for vegetarianism were based on health, ethics, and economy:
Franklin also declared the consumption of meat to be "unprovoked murder". Despite his convictions, he began to eat fish after being tempted by fried cod on a boat sailing from Boston, justifying the eating of animals by observing that the fish's stomach contained other fish. Nonetheless, he recognized the faulty ethics in this argument and would continue to be a vegetarian on and off. He was "excited" by tofu, which he learned of from the writings of a Spanish missionary to South East Asia, Domingo Fernández Navarrete. Franklin sent a sample of soybeans to prominent American botanist John Bartram and had previously written to British diplomat and Chinese trade expert James Flint inquiring as to how tofu was made, with their correspondence believed to be the first documented use of the word "tofu" in the English language.
Franklin's "Second Reply to Vindex Patriae", a 1766 letter advocating self-sufficiency and less dependence on England, lists various examples of the bounty of American agricultural products, and does not mention meat. Detailing new American customs, he wrote that, "[t]hey resolved last spring to eat no more lamb; and not a joint of lamb has since been seen on any of their tables ... the sweet little creatures are all alive to this day, with the prettiest fleeces on their backs imaginable."
View on inoculation
The concept of preventing smallpox by variolation was introduced to colonial America by an African slave named Onesimus via his owner Cotton Mather in the early eighteenth century, but the procedure was not immediately accepted. James Franklin's newspaper carried articles in 1721 that vigorously denounced the concept.
However, by 1736 Benjamin Franklin, by then a prominent Boston citizen, was known as a supporter of the procedure. Therefore, when four-year-old "Franky" died of smallpox, opponents of the procedure circulated rumors that the child had been inoculated, and that this was the cause of his subsequent death. When Franklin became aware of this gossip, he placed a notice in the Pennsylvania Gazette, stating: "I do hereby sincerely declare, that he was not inoculated, but receiv'd the Distemper in the common Way of Infection ... I intended to have my Child inoculated.". The child had a bad case of flux diarrhea, and his parents had waited for him to get well before having him inoculated. Franklin wrote in his Autobiography: "In 1736 I lost one of my sons, a fine boy of four years old, by the small-pox, taken in the common way. I long regretted bitterly, and still regret that I had not given it to him by inoculation. This I mention for the sake of parents who omit that operation, on the supposition that they should never forgive themselves if a child died under it; my example showing that the regret may be the same either way, and that, therefore, the safer should be chosen."
Interests and activities
Musical endeavors
Franklin is known to have played the violin, the harp, and the guitar. He also composed music, notably a string quartet in early classical style. While he was in London, he developed a much-improved version of the glass harmonica, in which the glasses rotate on a shaft, with the player's fingers held steady, instead of the other way around. He worked with the London glassblower Charles James to create it, and instruments based on his mechanical version soon found their way to other parts of Europe. Joseph Haydn, a fan of Franklin's enlightened ideas, had a glass harmonica in his instrument collection. Mozart composed for Franklin's glass harmonica, as did Beethoven. Gaetano Donizetti used the instrument in the accompaniment to Amelia's aria "Par che mi dica ancora" in the tragic opera Il castello di Kenilworth (1821), as did Camille Saint-Saëns in his 1886 The Carnival of the Animals. Richard Strauss calls for the glass harmonica in his 1917 Die Frau ohne Schatten, and numerous other composers used Franklin's instrument as well.
Chess
Franklin was an avid chess player. He was playing chess by around 1733, making him the first chess player known by name in the American colonies. His essay on "The Morals of Chess" in Columbian Magazine in December 1786 is the second known writing on chess in America. This essay in praise of chess and prescribing a code of behavior for the game has been widely reprinted and translated. He and a friend used chess as a means of learning the Italian language, which both were studying; the winner of each game between them had the right to assign a task, such as parts of the Italian grammar to be learned by heart, to be performed by the loser before their next meeting.
Franklin was able to play chess more frequently against stronger opposition during his many years as a civil servant and diplomat in England, where the game was far better established than in America. He was able to improve his playing standard by facing more experienced players during this period. He regularly attended Old Slaughter's Coffee House in London for chess and socializing, making many important personal contacts. While in Paris, both as a visitor and later as ambassador, he visited the famous Café de la Régence, which France's strongest players made their regular meeting place. No records of his games have survived, so it is not possible to ascertain his playing strength in modern terms.
Franklin was inducted into the U.S. Chess Hall of Fame in 1999. The Franklin Mercantile Chess Club in Philadelphia, the second oldest chess club in the U.S., is named in his honor.
Legacy
Bequest
Franklin bequeathed £1,000 (about $4,400 at the time, or about $125,000 in 2021 dollars) each to the cities of Boston and Philadelphia, in trust to gather interest for 200 years. The trust began in 1785 when the French mathematician Charles-Joseph Mathon de la Cour, who admired Franklin greatly, wrote a friendly parody of Franklin's Poor Richard's Almanack called Fortunate Richard. The main character leaves a smallish amount of money in his will, five lots of 100 livres, to collect interest over one, two, three, four or five full centuries, with the resulting astronomical sums to be spent on impossibly elaborate utopian projects. Franklin, who was 79 years old at the time, wrote thanking him for a great idea and telling him that he had decided to leave a bequest of 1,000 pounds each to his native Boston and his adopted Philadelphia.
By 1990, more than $2,000,000 (~$ in ) had accumulated in Franklin's Philadelphia trust, which had loaned the money to local residents. From 1940 to 1990, the money was used mostly for mortgage loans. When the trust came due, Philadelphia decided to spend it on scholarships for local high school students. Franklin's Boston trust fund accumulated almost $5,000,000 during that same time; at the end of its first 100 years a portion was allocated to help establish a trade school that became the Franklin Institute of Boston, and the entire fund was later dedicated to supporting this institute.
In 1787, a group of prominent ministers in Lancaster, Pennsylvania, proposed the foundation of a new college named in Franklin's honor. Franklin donated £200 towards the development of Franklin College (now called Franklin & Marshall College).
Likeness and image
As the only person to have signed the Declaration of Independence in 1776, Treaty of Alliance with France in 1778, Treaty of Paris in 1783, and U.S. Constitution in 1787, Franklin is considered one of the leading Founding Fathers of the United States. His pervasive influence in the early history of the nation has led to his being jocularly called "the only president of the United States who was never president of the United States".
Franklin's likeness is ubiquitous. Since 1928, it has adorned American $100 bills. From 1948 to 1963, Franklin's portrait was on the half-dollar. He has appeared on a $50 bill and on several varieties of the $100 bill from 1914 and 1918. Franklin also appears on the $1,000 Series EE savings bond.
On April 12, 1976, as part of a bicentennial celebration, Congress dedicated a tall marble statue in Philadelphia's Franklin Institute as the Benjamin Franklin National Memorial. Many of Franklin's personal possessions are on display at the institute. In London, his house at 36 Craven Street, which is the only surviving former residence of Franklin, was first marked with a blue plaque and has since been opened to the public as the Benjamin Franklin House. In 1998, workmen restoring the building dug up the remains of six children and four adults hidden below the home. A total of 15 bodies have been recovered. The Friends of Benjamin Franklin House (the organization responsible for the restoration) note that the bones were likely placed there by William Hewson, who lived in the house for two years and who had built a small anatomy school at the back of the house. They note that while Franklin likely knew what Hewson was doing, he probably did not participate in any dissections because he was much more of a physicist than a medical man.
He has been honored on U.S. postage stamps many times. The image of Franklin, the first postmaster general of the United States, occurs on the face of U.S. postage more than any other notable American save that of George Washington. He appeared on the first U.S. postage stamp issued in 1847. From 1908 through 1923, the U.S. Post Office issued a series of postage stamps commonly referred to as the Washington–Franklin Issues, in which Washington and Franklin were depicted many times over a 14-year period, the longest run of any one series in U.S. postal history. However, he only appears on a few commemorative stamps. Some of the finest portrayals of Franklin on record can be found on the engravings inscribed on the face of U.S. postage.
See also
Benjamin Franklin in popular culture
Benjamin Franklin on postage stamps
Bibliography of early American publishers and printers
Founders Online database of Franklin's papers
Franklin's electrostatic machine
Fugio Cent, 1787 coin designed by Franklin
List of early American publishers and printers
List of opponents of slavery
List of richest Americans in history
The Papers of Benjamin Franklin
Notes
References
Bibliography
Biographies
Becker, Carl Lotus. "Benjamin Franklin", Dictionary of American Biography (1931) – vol 3, with links online
Crane, Vernon W. Benjamin Franklin and a rising people (1954) short biography by a scholar; online
Franklin, Benjamin. The Autobiography of Benjamin Franklin; many editions
Gaustad, Edwin S. Benjamin Franklin (2006) online
James Srodes, Franklin, The Essential Founding Father, (2002, softcover 2003, Regnery History)
Ketcham, Ralph. Benjamin Franklin (1966) 228 pp; short biography by scholar
Lemay, J.A. Leo. The Life of Benjamin Franklin, scholarly biography, 3 volumes appeared before the author's death in 2008
Volume 1: Journalist, 1706–1730 (2005) 568 pp
Volume 2: Printer and publisher, 1730–1747 (2005) 664 pp
Volume 3: Soldier, scientist, and politician, 1748–1757 (2008), 768 pp
Morgan, Edmund S. Benjamin Franklin (2003), interpretation by leading scholar online
Schiff, Stacy, A Great Improvisation: Franklin, France, and the Birth of America, (2005) Henry Holt
, Pulitzer Prize winning older biography; online
Wood, Gordon. "Benjamin Franklin" Encyclopedia Britannica (2021) online
Wood, Gordon. The Americanization of Benjamin Franklin (2005) , intellectual history by leading historian.
Wright, Esmond. Franklin of Philadelphia (1986) –brief older scholarly study
Scholarly studies
Anderson, Douglas. The Radical Enlightenments of Benjamin Franklin (1997) – fresh look at the intellectual roots of Franklin
Buxbaum, M.H., ed. Critical Essays on Benjamin Franklin (1987)
Chaplin, Joyce. The First Scientific American: Benjamin Franklin and the Pursuit of Genius. (2007)
Cohen, I. Bernard. Benjamin Franklin's Science (1990) – Cohen, the leading specialist, has several books on Franklin's science
Conner, Paul W. Poor Richard's Politicks (1965) – analyzes Franklin's ideas in terms of the Enlightenment and republicanism
Dixon, Charles Robert. "All about the Benjamins: The nineteenth century character assassination of Benjamin Franklin" (PhD dissertation, The University of Alabama; ProQuest Dissertations Publishing, 2011. 3461038).
Dray, Philip. Stealing God's Thunder: Benjamin Franklin's Lightning Rod and the Invention of America. (2005). 279 pp.
Dull, Jonathan. A Diplomatic History of the American Revolution (1985)
Dull, Jonathan. Benjamin Franklin and the American Revolution (2010)
Ford, Paul Leicester. The Many-Sided Franklin (1899) online edition – collection of scholarly essays
"Franklin as Politician and Diplomatist" in The Century (October 1899) v. 57 pp. 881–899. By Paul Leicester Ford.
"Franklin as Printer and Publisher" in The Century (April 1899) v. 57 pp. 803–818.
"Franklin as Scientist" in The Century (September 1899) v.57 pp. 750–763. By Paul Leicester Ford.
Frasca, Ralph. "Benjamin Franklin's Printing Network and the Stamp Act." Pennsylvania History 71.4 (2004): 403–419 online .
Frasca, Ralph. Benjamin Franklin's printing network: disseminating virtue in early America (U of Missouri Press, 2006) excerpt.
Hartsock, Pamela Ann. " 'Tracing the pattern among the tangled threads': The composition and publication history of 'The Autobiography of Benjamin Franklin' " (PhD dissertation, University of Missouri – Columbia; ProQuest Dissertations Publishing, 2000. 9999293).
Houston, Alan. Benjamin Franklin and the Politics of Improvement (2009)
Kidd, Thomas S. Benjamin Franklin: The Religious Life of a Founding Father (Yale UP, 2017) excerpt
Lemay, J.A. Leo, ed. Reappraising Benjamin Franklin: A Bicentennial Perspective (1993) – scholarly essays
Mathews, L.K. "Benjamin Franklin's Plans for a Colonial Union, 1750–1775." American Political Science Review 8 (August 1914): 393–412.
Merli, Frank J., and Theodore A. Wilson, eds. Makers of American diplomacy, from Benjamin Franklin to Henry Kissinger (1974) online
Mulford, Carla. "Figuring Benjamin Franklin in American Cultural Memory." New England Quarterly 72.3 (1999): 415–443. online
Newman, Simon P. "Benjamin Franklin and the Leather-Apron Men: The Politics of Class in Eighteenth-Century Philadelphia", Journal of American Studies, August 2009, Vol. 43#2 pp. 161–75; Franklin took pride in his working class origins and his printer's skills.
Olson, Lester C. Benjamin Franklin's Vision of American Community: A Study in Rhetorical Iconology. (2004). 323 pp.
Rosenthall, Karen M. "A Generative Populace: Benjamin Franklin's Economic Agendas" Early American Literature 51#3 (2016), pp. 571–598. online
Royot, Daniel. "New Perspectives on Benjamin Franklin's Humor." Studies in American Humor (2006) 3#14: 133–138. online
Schiffer, Michael Brian. Draw the Lightning Down: Benjamin Franklin and Electrical Technology in the Age of Enlightenment. (2003). 383 pp.
Skemp, Sheila L. Benjamin and William Franklin: Father and Son, Patriot and Loyalist (1994) – Ben's son was a leading Loyalist.
Slack, Kevin Lee. "Benjamin Franklin and the science of virtue" (PhD dissertation, University of Dallas; ProQuest Dissertations Publishing, 2009. 3357482).
Smart, Karl Lyman. "A man for all ages: The changing image of Benjamin Franklin in nineteenth century American popular literature" (PhD dissertation, University of Florida; ProQuest Dissertations Publishing, 1989. 9021252).
Waldstreicher, David. Runaway America: Benjamin Franklin, Slavery, and the American Revolution. Hill and Wang, 2004. 315 pp.
Walters, Kerry S. Benjamin Franklin and His Gods. (1999). 213 pp. Takes position midway between D H Lawrence's brutal 1930 denunciation of Franklin's religion as nothing more than a bourgeois commercialism tricked out in shallow utilitarian moralisms and Owen Aldridge's sympathetic 1967 treatment of the dynamism and protean character of Franklin's "polytheistic" religion.
York, Neil. "When Words Fail: William Pitt, Benjamin Franklin and the Imperial Crisis of 1766", Parliamentary History, October 2009, Vol. 28#3 pp. 341–374.
Historiography
Brands, H. W. "Lives and Times" Reviews in American History 41#2 (2013), pp. 207–212. online
Waldstreicher, David, ed. A Companion to Benjamin Franklin (2011), 25 essays by scholars emphasizing how historians have handled Franklin. online edition
Primary sources
"A Dissertation on Liberty and Necessity, Pleasure and Pain."
"Experiments and Observations on Electricity." (1751)
"Fart Proudly: Writings of Benjamin Franklin You Never Read in School." Carl Japikse, Ed. Frog Ltd.; Reprint ed. 2003.
"Heroes of America Benjamin Franklin."
"On Marriage."
"Satires and Bagatelles."
Autobiography, Poor Richard, & Later Writings (J.A. Leo Lemay, ed.) (Library of America, 1987 one-volume, 2005 two-volume)
Benjamin Franklin Reader edited by Walter Isaacson (2003)
Benjamin Franklin's Autobiography edited by J.A. Leo Lemay and P.M. Zall, (Norton Critical Editions, 1986); 390 pp. text, contemporary documents and 20th century analysis
Houston, Alan, ed. Franklin: The Autobiography and other Writings on Politics, Economics, and Virtue. Cambridge University Press, 2004. 371 pp.
Ketcham, Ralph, ed. The Political Thought of Benjamin Franklin. (1965, reprinted 2003). 459 pp.
Lass, Hilda, ed. The Fabulous American: A Benjamin Franklin Almanac. (1964). 222 pp.
Woody, Thomas, ed. Educational views of Benjamin Franklin (1931)
Leonard Labaree, and others., eds., The Papers of Benjamin Franklin, 39 vols. to date (1959–2008), definitive edition, through 1783. This massive collection of BF's writings, and letters to him, is available in large academic libraries. It is most useful for detailed research on specific topics. The complete text of all the documents are online and searchable; .
Poor Richard Improved by Benjamin Franklin (1751)
Silence Dogood, The Busy-Body, & Early Writings (J.A. Leo Lemay, ed.) (Library of America, 1987 one-volume, 2005 two-volume)
The Papers of Benjamin Franklin online, Sponsored by The American Philosophical Society and Yale University
The Way to Wealth. Applewood Books; 1986.
Writings (Franklin)|Writings.
For young readers
Asimov, Isaac. The Kite That Won the Revolution, a biography for children that focuses on Franklin's scientific and diplomatic contributions.
Fleming, Candace. Ben Franklin's Almanac: Being a True Account of the Good Gentleman's Life. Atheneum/Anne Schwart, 2003, 128 pp. .
Miller, Brandon. Benjamin Franklin, American Genius: His Life and Ideas with 21 Activities (For Kids series) 2009 Chicago Review Press
External links
Benjamin Franklin and Electrostatics experiments and Franklin's electrical writings from Wright Center for Science Education
Benjamin Franklin Papers, Kislak Center for Special Collections, Rare Books and Manuscripts, University of Pennsylvania.
Franklin's impact on medicine – talk by medical historian, Dr. Jim Leavesley celebrating the 300th anniversary of Franklin's birth on Okham's Razor ABC Radio National – December 2006
Video with sheet music of Benjamin Franklin's string quartet
Biographical and guides
"Special Report: Citizen Ben's Greatest Virtues" Time
"Writings of Benjamin Franklin" from C-SPAN's American Writers: A Journey Through History
Afsai, Shai (2019). "Benjamin Franklin's Influence on Mussar Thought and Practice: a Chronicle of Misapprehension." Review of Rabbinic Judaism 22, 2: 228–276.
Benjamin Franklin: A Documentary History by J.A. Leo Lemay
Benjamin Franklin: An extraordinary life PBS
Benjamin Franklin: First American Diplomat, 1776–1785 US State Department
Finding Franklin: A Resource Guide Library of Congress
Guide to Benjamin Franklin By a history professor at the University of Illinois.
Online edition of Franklin's personal library
The Electric Benjamin Franklin ushistory.org
Online writings
"A Silence Dogood Sampler" – Selections from Franklin's Silence Dogood writings
Abridgement of the Book of Common Prayer (1773), by Benjamin Franklin and Francis Dashwood, transcribed by Richard Mammana
Franklin's Last Will & Testament Transcription.
Library of Congress web resource: Benjamin Franklin ... In His Own Words
Online Works by Franklin
Yale edition of complete works, the standard scholarly edition
Online, searchable edition
Autobiography
The Autobiography of Benjamin Franklin at Project Gutenberg
The Autobiography of Benjamin Franklin LibriVox recording
In the arts
Benjamin Franklin 300 (1706–2006) Official web site of the Benjamin Franklin Tercentenary.
The Historical Society of Pennsylvania Collection of Benjamin Franklin Papers, including correspondence, government documents, writings and a copy of his will, are available for research use at the Historical Society of Pennsylvania.
Founding Fathers of the United States
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3989 | https://en.wikipedia.org/wiki/Banach%20space | Banach space | In mathematics, more specifically in functional analysis, a Banach space (pronounced ) is a complete normed vector space. Thus, a Banach space is a vector space with a metric that allows the computation of vector length and distance between vectors and is complete in the sense that a Cauchy sequence of vectors always converges to a well-defined limit that is within the space.
Banach spaces are named after the Polish mathematician Stefan Banach, who introduced this concept and studied it systematically in 1920–1922 along with Hans Hahn and Eduard Helly.
Maurice René Fréchet was the first to use the term "Banach space" and Banach in turn then coined the term "Fréchet space".
Banach spaces originally grew out of the study of function spaces by Hilbert, Fréchet, and Riesz earlier in the century. Banach spaces play a central role in functional analysis. In other areas of analysis, the spaces under study are often Banach spaces.
Definition
A Banach space is a complete normed space
A normed space is a pair
consisting of a vector space over a scalar field (where is commonly or ) together with a distinguished
norm Like all norms, this norm induces a translation invariant
distance function, called the canonical or (norm) induced metric, defined for all vectors by
This makes into a metric space
A sequence is called or or if for every real there exists some index such that
whenever and are greater than
The normed space is called a and the canonical metric is called a if is a , which by definition means for every Cauchy sequence in there exists some such that
where because this sequence's convergence to can equivalently be expressed as:
The norm of a normed space is called a if is a Banach space.
L-semi-inner product
For any normed space there exists an L-semi-inner product on such that for all ; in general, there may be infinitely many L-semi-inner products that satisfy this condition. L-semi-inner products are a generalization of inner products, which are what fundamentally distinguish Hilbert spaces from all other Banach spaces. This shows that all normed spaces (and hence all Banach spaces) can be considered as being generalizations of (pre-)Hilbert spaces.
Characterization in terms of series
The vector space structure allows one to relate the behavior of Cauchy sequences to that of converging series of vectors.
A normed space is a Banach space if and only if each absolutely convergent series in converges in
Topology
The canonical metric of a normed space induces the usual metric topology on which is referred to as the canonical or norm induced topology.
Every normed space is automatically assumed to carry this Hausdorff topology, unless indicated otherwise.
With this topology, every Banach space is a Baire space, although there exist normed spaces that are Baire but not Banach. The norm is always a continuous function with respect to the topology that it induces.
The open and closed balls of radius centered at a point are, respectively, the sets
Any such ball is a convex and bounded subset of but a compact ball/neighborhood exists if and only if is a finite-dimensional vector space.
In particular, no infinite–dimensional normed space can be locally compact or have the Heine–Borel property.
If is a vector and is a scalar then
Using shows that this norm-induced topology is translation invariant, which means that for any and the subset is open (respectively, closed) in if and only if this is true of its translation
Consequently, the norm induced topology is completely determined by any neighbourhood basis at the origin. Some common neighborhood bases at the origin include:
where is a sequence in of positive real numbers that converges to in (such as or for instance).
So for example, every open subset of can be written as a union
indexed by some subset where every may be picked from the aforementioned sequence (the open balls can be replaced with closed balls, although then the indexing set and radii may also need to be replaced).
Additionally, can always be chosen to be countable if is a , which by definition means that contains some countable dense subset.
Homeomorphism classes of separable Banach spaces
All finite–dimensional normed spaces are separable Banach spaces and any two Banach spaces of the same finite dimension are linearly homeomorphic.
Every separable infinite–dimensional Hilbert space is linearly isometrically isomorphic to the separable Hilbert sequence space with its usual norm
The Anderson–Kadec theorem states that every infinite–dimensional separable Fréchet space is homeomorphic to the product space of countably many copies of (this homeomorphism need not be a linear map).
Thus all infinite–dimensional separable Fréchet spaces are homeomorphic to each other (or said differently, their topology is unique up to a homeomorphism).
Since every Banach space is a Fréchet space, this is also true of all infinite–dimensional separable Banach spaces, including
In fact, is even homeomorphic to its own unit which stands in sharp contrast to finite–dimensional spaces (the Euclidean plane is not homeomorphic to the unit circle, for instance).
This pattern in homeomorphism classes extends to generalizations of metrizable (locally Euclidean) topological manifolds known as , which are metric spaces that are around every point, locally homeomorphic to some open subset of a given Banach space (metric Hilbert manifolds and metric Fréchet manifolds are defined similarly).
For example, every open subset of a Banach space is canonically a metric Banach manifold modeled on since the inclusion map is an open local homeomorphism.
Using Hilbert space microbundles, David Henderson showed in 1969 that every metric manifold modeled on a separable infinite–dimensional Banach (or Fréchet) space can be topologically embedded as an subset of and, consequently, also admits a unique smooth structure making it into a Hilbert manifold.
Compact and convex subsets
There is a compact subset of whose convex hull is closed and thus also compact (see this footnote for an example).
However, like in all Banach spaces, the convex hull of this (and every other) compact subset will be compact. But if a normed space is not complete then it is in general guaranteed that will be compact whenever is; an example can even be found in a (non-complete) pre-Hilbert vector subspace of
As a topological vector space
This norm-induced topology also makes into what is known as a topological vector space (TVS), which by definition is a vector space endowed with a topology making the operations of addition and scalar multiplication continuous. It is emphasized that the TVS is a vector space together with a certain type of topology; that is to say, when considered as a TVS, it is associated with particular norm or metric (both of which are "forgotten"). This Hausdorff TVS is even locally convex because the set of all open balls centered at the origin forms a neighbourhood basis at the origin consisting of convex balanced open sets. This TVS is also , which by definition refers to any TVS whose topology is induced by some (possibly unknown) norm. Normable TVSs are characterized by being Hausdorff and having a bounded convex neighborhood of the origin.
All Banach spaces are barrelled spaces, which means that every barrel is neighborhood of the origin (all closed balls centered at the origin are barrels, for example) and guarantees that the Banach–Steinhaus theorem holds.
Comparison of complete metrizable vector topologies
The open mapping theorem implies that if and are topologies on that make both and into complete metrizable TVS (for example, Banach or Fréchet spaces) and if one topology is finer or coarser than the other then they must be equal (that is, if or then ).
So for example, if and are Banach spaces with topologies and and if one of these spaces has some open ball that is also an open subset of the other space (or equivalently, if one of or is continuous) then their topologies are identical and their norms are equivalent.
Completeness
Complete norms and equivalent norms
Two norms, and on a vector space are said to be if they induce the same topology; this happens if and only if there exist positive real numbers such that for all If and are two equivalent norms on a vector space then is a Banach space if and only if is a Banach space.
See this footnote for an example of a continuous norm on a Banach space that is equivalent to that Banach space's given norm.
All norms on a finite-dimensional vector space are equivalent and every finite-dimensional normed space is a Banach space.
Complete norms vs complete metrics
A metric on a vector space is induced by a norm on if and only if is translation invariant and , which means that for all scalars and all in which case the function defines a norm on and the canonical metric induced by is equal to
Suppose that is a normed space and that is the norm topology induced on Suppose that is metric on such that the topology that induces on is equal to If is translation invariant then is a Banach space if and only if is a complete metric space.
If is translation invariant, then it may be possible for to be a Banach space but for to be a complete metric space (see this footnote for an example). In contrast, a theorem of Klee, which also applies to all metrizable topological vector spaces, implies that if there exists complete metric on that induces the norm topology on then is a Banach space.
A Fréchet space is a locally convex topological vector space whose topology is induced by some translation-invariant complete metric.
Every Banach space is a Fréchet space but not conversely; indeed, there even exist Fréchet spaces on which no norm is a continuous function (such as the space of real sequences with the product topology).
However, the topology of every Fréchet space is induced by some countable family of real-valued (necessarily continuous) maps called seminorms, which are generalizations of norms.
It is even possible for a Fréchet space to have a topology that is induced by a countable family of (such norms would necessarily be continuous)
but to not be a Banach/normable space because its topology can not be defined by any norm.
An example of such a space is the Fréchet space whose definition can be found in the article on spaces of test functions and distributions.
Complete norms vs complete topological vector spaces
There is another notion of completeness besides metric completeness and that is the notion of a complete topological vector space (TVS) or TVS-completeness, which uses the theory of uniform spaces.
Specifically, the notion of TVS-completeness uses a unique translation-invariant uniformity, called the canonical uniformity, that depends on vector subtraction and the topology that the vector space is endowed with, and so in particular, this notion of TVS completeness is independent of whatever norm induced the topology (and even applies to TVSs that are even metrizable).
Every Banach space is a complete TVS. Moreover, a normed space is a Banach space (that is, its norm-induced metric is complete) if and only if it is complete as a topological vector space.
If is a metrizable topological vector space (such as any norm induced topology, for example), then is a complete TVS if and only if it is a complete TVS, meaning that it is enough to check that every Cauchy in converges in to some point of (that is, there is no need to consider the more general notion of arbitrary Cauchy nets).
If is a topological vector space whose topology is induced by (possibly unknown) norm (such spaces are called ), then is a complete topological vector space if and only if may be assigned a norm that induces on the topology and also makes into a Banach space.
A Hausdorff locally convex topological vector space is normable if and only if its strong dual space is normable, in which case is a Banach space ( denotes the strong dual space of whose topology is a generalization of the dual norm-induced topology on the continuous dual space ; see this footnote for more details).
If is a metrizable locally convex TVS, then is normable if and only if is a Fréchet–Urysohn space.
This shows that in the category of locally convex TVSs, Banach spaces are exactly those complete spaces that are both metrizable and have metrizable strong dual spaces.
Completions
Every normed space can be isometrically embedded onto a dense vector subspace of Banach space, where this Banach space is called a of the normed space. This Hausdorff completion is unique up to isometric isomorphism.
More precisely, for every normed space there exist a Banach space and a mapping such that is an isometric mapping and is dense in If is another Banach space such that there is an isometric isomorphism from onto a dense subset of then is isometrically isomorphic to
This Banach space is the Hausdorff of the normed space The underlying metric space for is the same as the metric completion of with the vector space operations extended from to The completion of is sometimes denoted by
General theory
Linear operators, isomorphisms
If and are normed spaces over the same ground field the set of all continuous -linear maps is denoted by In infinite-dimensional spaces, not all linear maps are continuous. A linear mapping from a normed space to another normed space is continuous if and only if it is bounded on the closed unit ball of Thus, the vector space can be given the operator norm
For a Banach space, the space is a Banach space with respect to this norm. In categorical contexts, it is sometimes convenient to restrict the function space between two Banach spaces to only the short maps; in that case the space reappears as a natural bifunctor.
If is a Banach space, the space forms a unital Banach algebra; the multiplication operation is given by the composition of linear maps.
If and are normed spaces, they are isomorphic normed spaces if there exists a linear bijection such that and its inverse are continuous. If one of the two spaces or is complete (or reflexive, separable, etc.) then so is the other space. Two normed spaces and are isometrically isomorphic if in addition, is an isometry, that is, for every in The Banach–Mazur distance between two isomorphic but not isometric spaces and gives a measure of how much the two spaces and differ.
Continuous and bounded linear functions and seminorms
Every continuous linear operator is a bounded linear operator and if dealing only with normed spaces then the converse is also true. That is, a linear operator between two normed spaces is bounded if and only if it is a continuous function. So in particular, because the scalar field (which is or ) is a normed space, a linear functional on a normed space is a bounded linear functional if and only if it is a continuous linear functional. This allows for continuity-related results (like those below) to be applied to Banach spaces. Although boundedness is the same as continuity for linear maps between normed spaces, the term "bounded" is more commonly used when dealing primarily with Banach spaces.
If is a subadditive function (such as a norm, a sublinear function, or real linear functional), then is continuous at the origin if and only if is uniformly continuous on all of ; and if in addition then is continuous if and only if its absolute value is continuous, which happens if and only if is an open subset of
And very importantly for applying the Hahn–Banach theorem, a linear functional is continuous if and only if this is true of its real part and moreover, and the real part completely determines which is why the Hahn–Banach theorem is often stated only for real linear functionals.
Also, a linear functional on is continuous if and only if the seminorm is continuous, which happens if and only if there exists a continuous seminorm such that ; this last statement involving the linear functional and seminorm is encountered in many versions of the Hahn–Banach theorem.
Basic notions
The Cartesian product of two normed spaces is not canonically equipped with a norm. However, several equivalent norms are commonly used, such as
which correspond (respectively) to the coproduct and product in the category of Banach spaces and short maps (discussed above). For finite (co)products, these norms give rise to isomorphic normed spaces, and the product (or the direct sum ) is complete if and only if the two factors are complete.
If is a closed linear subspace of a normed space there is a natural norm on the quotient space
The quotient is a Banach space when is complete. The quotient map from onto sending to its class is linear, onto and has norm except when in which case the quotient is the null space.
The closed linear subspace of is said to be a complemented subspace of if is the range of a surjective bounded linear projection In this case, the space is isomorphic to the direct sum of and the kernel of the projection
Suppose that and are Banach spaces and that There exists a canonical factorization of as
where the first map is the quotient map, and the second map sends every class in the quotient to the image in This is well defined because all elements in the same class have the same image. The mapping is a linear bijection from onto the range whose inverse need not be bounded.
Classical spaces
Basic examples of Banach spaces include: the Lp spaces and their special cases, the sequence spaces that consist of scalar sequences indexed by natural numbers ; among them, the space of absolutely summable sequences and the space of square summable sequences; the space of sequences tending to zero and the space of bounded sequences; the space of continuous scalar functions on a compact Hausdorff space equipped with the max norm,
According to the Banach–Mazur theorem, every Banach space is isometrically isomorphic to a subspace of some For every separable Banach space there is a closed subspace of such that
Any Hilbert space serves as an example of a Banach space. A Hilbert space on is complete for a norm of the form
where
is the inner product, linear in its first argument that satisfies the following:
For example, the space is a Hilbert space.
The Hardy spaces, the Sobolev spaces are examples of Banach spaces that are related to spaces and have additional structure. They are important in different branches of analysis, Harmonic analysis and Partial differential equations among others.
Banach algebras
A Banach algebra is a Banach space over or together with a structure of algebra over , such that the product map is continuous. An equivalent norm on can be found so that for all
Examples
The Banach space with the pointwise product, is a Banach algebra.
The disk algebra consists of functions holomorphic in the open unit disk and continuous on its closure: Equipped with the max norm on the disk algebra is a closed subalgebra of
The Wiener algebra is the algebra of functions on the unit circle with absolutely convergent Fourier series. Via the map associating a function on to the sequence of its Fourier coefficients, this algebra is isomorphic to the Banach algebra where the product is the convolution of sequences.
For every Banach space the space of bounded linear operators on with the composition of maps as product, is a Banach algebra.
A C*-algebra is a complex Banach algebra with an antilinear involution such that The space of bounded linear operators on a Hilbert space is a fundamental example of C*-algebra. The Gelfand–Naimark theorem states that every C*-algebra is isometrically isomorphic to a C*-subalgebra of some The space of complex continuous functions on a compact Hausdorff space is an example of commutative C*-algebra, where the involution associates to every function its complex conjugate
Dual space
If is a normed space and the underlying field (either the real or the complex numbers), the continuous dual space is the space of continuous linear maps from into or continuous linear functionals.
The notation for the continuous dual is in this article.
Since is a Banach space (using the absolute value as norm), the dual is a Banach space, for every normed space
The main tool for proving the existence of continuous linear functionals is the Hahn–Banach theorem.
In particular, every continuous linear functional on a subspace of a normed space can be continuously extended to the whole space, without increasing the norm of the functional.
An important special case is the following: for every vector in a normed space there exists a continuous linear functional on such that
When is not equal to the vector, the functional must have norm one, and is called a norming functional for
The Hahn–Banach separation theorem states that two disjoint non-empty convex sets in a real Banach space, one of them open, can be separated by a closed affine hyperplane.
The open convex set lies strictly on one side of the hyperplane, the second convex set lies on the other side but may touch the hyperplane.
A subset in a Banach space is total if the linear span of is dense in The subset is total in if and only if the only continuous linear functional that vanishes on is the functional: this equivalence follows from the Hahn–Banach theorem.
If is the direct sum of two closed linear subspaces and then the dual of is isomorphic to the direct sum of the duals of and
If is a closed linear subspace in one can associate the in the dual,
The orthogonal is a closed linear subspace of the dual. The dual of is isometrically isomorphic to
The dual of is isometrically isomorphic to
The dual of a separable Banach space need not be separable, but:
When is separable, the above criterion for totality can be used for proving the existence of a countable total subset in
Weak topologies
The weak topology on a Banach space is the coarsest topology on for which all elements in the continuous dual space are continuous.
The norm topology is therefore finer than the weak topology.
It follows from the Hahn–Banach separation theorem that the weak topology is Hausdorff, and that a norm-closed convex subset of a Banach space is also weakly closed.
A norm-continuous linear map between two Banach spaces and is also weakly continuous, that is, continuous from the weak topology of to that of
If is infinite-dimensional, there exist linear maps which are not continuous. The space of all linear maps from to the underlying field (this space is called the algebraic dual space, to distinguish it from also induces a topology on which is finer than the weak topology, and much less used in functional analysis.
On a dual space there is a topology weaker than the weak topology of called weak* topology.
It is the coarsest topology on for which all evaluation maps where ranges over are continuous.
Its importance comes from the Banach–Alaoglu theorem.
The Banach–Alaoglu theorem can be proved using Tychonoff's theorem about infinite products of compact Hausdorff spaces.
When is separable, the unit ball of the dual is a metrizable compact in the weak* topology.
Examples of dual spaces
The dual of is isometrically isomorphic to : for every bounded linear functional on there is a unique element such that
The dual of is isometrically isomorphic to .
The dual of Lebesgue space is isometrically isomorphic to when and
For every vector in a Hilbert space the mapping
defines a continuous linear functional on The Riesz representation theorem states that every continuous linear functional on is of the form for a uniquely defined vector in
The mapping is an antilinear isometric bijection from onto its dual
When the scalars are real, this map is an isometric isomorphism.
When is a compact Hausdorff topological space, the dual of is the space of Radon measures in the sense of Bourbaki.
The subset of consisting of non-negative measures of mass 1 (probability measures) is a convex w*-closed subset of the unit ball of
The extreme points of are the Dirac measures on
The set of Dirac measures on equipped with the w*-topology, is homeomorphic to
The result has been extended by Amir and Cambern to the case when the multiplicative Banach–Mazur distance between and is
The theorem is no longer true when the distance is
In the commutative Banach algebra the maximal ideals are precisely kernels of Dirac measures on
More generally, by the Gelfand–Mazur theorem, the maximal ideals of a unital commutative Banach algebra can be identified with its characters—not merely as sets but as topological spaces: the former with the hull-kernel topology and the latter with the w*-topology.
In this identification, the maximal ideal space can be viewed as a w*-compact subset of the unit ball in the dual
Not every unital commutative Banach algebra is of the form for some compact Hausdorff space However, this statement holds if one places in the smaller category of commutative C*-algebras.
Gelfand's representation theorem for commutative C*-algebras states that every commutative unital C*-algebra is isometrically isomorphic to a space.
The Hausdorff compact space here is again the maximal ideal space, also called the spectrum of in the C*-algebra context.
Bidual
If is a normed space, the (continuous) dual of the dual is called , or of
For every normed space there is a natural map,
This defines as a continuous linear functional on that is, an element of The map is a linear map from to
As a consequence of the existence of a norming functional for every this map is isometric, thus injective.
For example, the dual of is identified with and the dual of is identified with the space of bounded scalar sequences.
Under these identifications, is the inclusion map from to It is indeed isometric, but not onto.
If is surjective, then the normed space is called reflexive (see below).
Being the dual of a normed space, the bidual is complete, therefore, every reflexive normed space is a Banach space.
Using the isometric embedding it is customary to consider a normed space as a subset of its bidual.
When is a Banach space, it is viewed as a closed linear subspace of If is not reflexive, the unit ball of is a proper subset of the unit ball of
The Goldstine theorem states that the unit ball of a normed space is weakly*-dense in the unit ball of the bidual.
In other words, for every in the bidual, there exists a net in so that
The net may be replaced by a weakly*-convergent sequence when the dual is separable.
On the other hand, elements of the bidual of that are not in cannot be weak*-limit of in since is weakly sequentially complete.
Banach's theorems
Here are the main general results about Banach spaces that go back to the time of Banach's book () and are related to the Baire category theorem.
According to this theorem, a complete metric space (such as a Banach space, a Fréchet space or an F-space) cannot be equal to a union of countably many closed subsets with empty interiors.
Therefore, a Banach space cannot be the union of countably many closed subspaces, unless it is already equal to one of them; a Banach space with a countable Hamel basis is finite-dimensional.
The Banach–Steinhaus theorem is not limited to Banach spaces.
It can be extended for example to the case where is a Fréchet space, provided the conclusion is modified as follows: under the same hypothesis, there exists a neighborhood of in such that all in are uniformly bounded on
This result is a direct consequence of the preceding Banach isomorphism theorem and of the canonical factorization of bounded linear maps.
This is another consequence of Banach's isomorphism theorem, applied to the continuous bijection from onto sending to the sum
Reflexivity
The normed space is called reflexive when the natural map
is surjective. Reflexive normed spaces are Banach spaces.
This is a consequence of the Hahn–Banach theorem.
Further, by the open mapping theorem, if there is a bounded linear operator from the Banach space onto the Banach space then is reflexive.
Indeed, if the dual of a Banach space is separable, then is separable.
If is reflexive and separable, then the dual of is separable, so is separable.
Hilbert spaces are reflexive. The spaces are reflexive when More generally, uniformly convex spaces are reflexive, by the Milman–Pettis theorem.
The spaces are not reflexive.
In these examples of non-reflexive spaces the bidual is "much larger" than
Namely, under the natural isometric embedding of into given by the Hahn–Banach theorem, the quotient is infinite-dimensional, and even nonseparable.
However, Robert C. James has constructed an example of a non-reflexive space, usually called "the James space" and denoted by such that the quotient is one-dimensional.
Furthermore, this space is isometrically isomorphic to its bidual.
When is reflexive, it follows that all closed and bounded convex subsets of are weakly compact.
In a Hilbert space the weak compactness of the unit ball is very often used in the following way: every bounded sequence in has weakly convergent subsequences.
Weak compactness of the unit ball provides a tool for finding solutions in reflexive spaces to certain optimization problems.
For example, every convex continuous function on the unit ball of a reflexive space attains its minimum at some point in
As a special case of the preceding result, when is a reflexive space over every continuous linear functional in attains its maximum on the unit ball of
The following theorem of Robert C. James provides a converse statement.
The theorem can be extended to give a characterization of weakly compact convex sets.
On every non-reflexive Banach space there exist continuous linear functionals that are not norm-attaining.
However, the Bishop–Phelps theorem states that norm-attaining functionals are norm dense in the dual of
Weak convergences of sequences
A sequence in a Banach space is weakly convergent to a vector if converges to for every continuous linear functional in the dual The sequence is a weakly Cauchy sequence if converges to a scalar limit for every in
A sequence in the dual is weakly* convergent to a functional if converges to for every in
Weakly Cauchy sequences, weakly convergent and weakly* convergent sequences are norm bounded, as a consequence of the Banach–Steinhaus theorem.
When the sequence in is a weakly Cauchy sequence, the limit above defines a bounded linear functional on the dual that is, an element of the bidual of and is the limit of in the weak*-topology of the bidual.
The Banach space is weakly sequentially complete if every weakly Cauchy sequence is weakly convergent in
It follows from the preceding discussion that reflexive spaces are weakly sequentially complete.
An orthonormal sequence in a Hilbert space is a simple example of a weakly convergent sequence, with limit equal to the vector.
The unit vector basis of for or of is another example of a weakly null sequence, that is, a sequence that converges weakly to
For every weakly null sequence in a Banach space, there exists a sequence of convex combinations of vectors from the given sequence that is norm-converging to
The unit vector basis of is not weakly Cauchy.
Weakly Cauchy sequences in are weakly convergent, since -spaces are weakly sequentially complete.
Actually, weakly convergent sequences in are norm convergent. This means that satisfies Schur's property.
Results involving the basis
Weakly Cauchy sequences and the basis are the opposite cases of the dichotomy established in the following deep result of H. P. Rosenthal.
A complement to this result is due to Odell and Rosenthal (1975).
By the Goldstine theorem, every element of the unit ball of is weak*-limit of a net in the unit ball of When does not contain every element of is weak*-limit of a in the unit ball of
When the Banach space is separable, the unit ball of the dual equipped with the weak*-topology, is a metrizable compact space and every element in the bidual defines a bounded function on :
This function is continuous for the compact topology of if and only if is actually in considered as subset of
Assume in addition for the rest of the paragraph that does not contain
By the preceding result of Odell and Rosenthal, the function is the pointwise limit on of a sequence of continuous functions on it is therefore a first Baire class function on
The unit ball of the bidual is a pointwise compact subset of the first Baire class on
Sequences, weak and weak* compactness
When is separable, the unit ball of the dual is weak*-compact by the Banach–Alaoglu theorem and metrizable for the weak* topology, hence every bounded sequence in the dual has weakly* convergent subsequences.
This applies to separable reflexive spaces, but more is true in this case, as stated below.
The weak topology of a Banach space is metrizable if and only if is finite-dimensional. If the dual is separable, the weak topology of the unit ball of is metrizable.
This applies in particular to separable reflexive Banach spaces.
Although the weak topology of the unit ball is not metrizable in general, one can characterize weak compactness using sequences.
A Banach space is reflexive if and only if each bounded sequence in has a weakly convergent subsequence.
A weakly compact subset in is norm-compact. Indeed, every sequence in has weakly convergent subsequences by Eberlein–Šmulian, that are norm convergent by the Schur property of
Type and cotype
A way to classify Banach spaces is through the probabilistic notion of type and cotype, these two measure how far a Banach space is from a Hilbert space.
Schauder bases
A Schauder basis in a Banach space is a sequence of vectors in with the property that for every vector there exist defined scalars depending on such that
Banach spaces with a Schauder basis are necessarily separable, because the countable set of finite linear combinations with rational coefficients (say) is dense.
It follows from the Banach–Steinhaus theorem that the linear mappings are uniformly bounded by some constant
Let denote the coordinate functionals which assign to every in the coordinate of in the above expansion.
They are called biorthogonal functionals. When the basis vectors have norm the coordinate functionals have norm in the dual of
Most classical separable spaces have explicit bases.
The Haar system is a basis for
The trigonometric system is a basis in when
The Schauder system is a basis in the space
The question of whether the disk algebra has a basis remained open for more than forty years, until Bočkarev showed in 1974 that admits a basis constructed from the Franklin system.
Since every vector in a Banach space with a basis is the limit of with of finite rank and uniformly bounded, the space satisfies the bounded approximation property.
The first example by Enflo of a space failing the approximation property was at the same time the first example of a separable Banach space without a Schauder basis.
Robert C. James characterized reflexivity in Banach spaces with a basis: the space with a Schauder basis is reflexive if and only if the basis is both shrinking and boundedly complete.
In this case, the biorthogonal functionals form a basis of the dual of
Tensor product
Let and be two -vector spaces. The tensor product of and is a -vector space with a bilinear mapping which has the following universal property:
If is any bilinear mapping into a -vector space then there exists a unique linear mapping such that
The image under of a couple in is denoted by and called a simple tensor.
Every element in is a finite sum of such simple tensors.
There are various norms that can be placed on the tensor product of the underlying vector spaces, amongst others the projective cross norm and injective cross norm introduced by A. Grothendieck in 1955.
In general, the tensor product of complete spaces is not complete again. When working with Banach spaces, it is customary to say that the projective tensor product of two Banach spaces and is the of the algebraic tensor product equipped with the projective tensor norm, and similarly for the injective tensor product
Grothendieck proved in particular that
where is a compact Hausdorff space, the Banach space of continuous functions from to and the space of Bochner-measurable and integrable functions from to and where the isomorphisms are isometric.
The two isomorphisms above are the respective extensions of the map sending the tensor to the vector-valued function
Tensor products and the approximation property
Let be a Banach space. The tensor product is identified isometrically with the closure in of the set of finite rank operators.
When has the approximation property, this closure coincides with the space of compact operators on
For every Banach space there is a natural norm linear map
obtained by extending the identity map of the algebraic tensor product. Grothendieck related the approximation problem to the question of whether this map is one-to-one when is the dual of
Precisely, for every Banach space the map
is one-to-one if and only if has the approximation property.
Grothendieck conjectured that and must be different whenever and are infinite-dimensional Banach spaces.
This was disproved by Gilles Pisier in 1983.
Pisier constructed an infinite-dimensional Banach space such that and are equal. Furthermore, just as Enflo's example, this space is a "hand-made" space that fails to have the approximation property. On the other hand, Szankowski proved that the classical space does not have the approximation property.
Some classification results
Characterizations of Hilbert space among Banach spaces
A necessary and sufficient condition for the norm of a Banach space to be associated to an inner product is the parallelogram identity:
It follows, for example, that the Lebesgue space is a Hilbert space only when
If this identity is satisfied, the associated inner product is given by the polarization identity. In the case of real scalars, this gives:
For complex scalars, defining the inner product so as to be -linear in antilinear in the polarization identity gives:
To see that the parallelogram law is sufficient, one observes in the real case that is symmetric, and in the complex case, that it satisfies the Hermitian symmetry property and The parallelogram law implies that is additive in
It follows that it is linear over the rationals, thus linear by continuity.
Several characterizations of spaces isomorphic (rather than isometric) to Hilbert spaces are available.
The parallelogram law can be extended to more than two vectors, and weakened by the introduction of a two-sided inequality with a constant : Kwapień proved that if
for every integer and all families of vectors then the Banach space is isomorphic to a Hilbert space.
Here, denotes the average over the possible choices of signs
In the same article, Kwapień proved that the validity of a Banach-valued Parseval's theorem for the Fourier transform characterizes Banach spaces isomorphic to Hilbert spaces.
Lindenstrauss and Tzafriri proved that a Banach space in which every closed linear subspace is complemented (that is, is the range of a bounded linear projection) is isomorphic to a Hilbert space. The proof rests upon Dvoretzky's theorem about Euclidean sections of high-dimensional centrally symmetric convex bodies. In other words, Dvoretzky's theorem states that for every integer any finite-dimensional normed space, with dimension sufficiently large compared to contains subspaces nearly isometric to the -dimensional Euclidean space.
The next result gives the solution of the so-called . An infinite-dimensional Banach space is said to be homogeneous if it is isomorphic to all its infinite-dimensional closed subspaces. A Banach space isomorphic to is homogeneous, and Banach asked for the converse.
An infinite-dimensional Banach space is hereditarily indecomposable when no subspace of it can be isomorphic to the direct sum of two infinite-dimensional Banach spaces.
The Gowers dichotomy theorem asserts that every infinite-dimensional Banach space contains, either a subspace with unconditional basis, or a hereditarily indecomposable subspace and in particular, is not isomorphic to its closed hyperplanes.
If is homogeneous, it must therefore have an unconditional basis. It follows then from the partial solution obtained by Komorowski and Tomczak–Jaegermann, for spaces with an unconditional basis, that is isomorphic to
Metric classification
If is an isometry from the Banach space onto the Banach space (where both and are vector spaces over ), then the Mazur–Ulam theorem states that must be an affine transformation.
In particular, if this is maps the zero of to the zero of then must be linear. This result implies that the metric in Banach spaces, and more generally in normed spaces, completely captures their linear structure.
Topological classification
Finite dimensional Banach spaces are homeomorphic as topological spaces, if and only if they have the same dimension as real vector spaces.
Anderson–Kadec theorem (1965–66) proves that any two infinite-dimensional separable Banach spaces are homeomorphic as topological spaces. Kadec's theorem was extended by Torunczyk, who proved that any two Banach spaces are homeomorphic if and only if they have the same density character, the minimum cardinality of a dense subset.
Spaces of continuous functions
When two compact Hausdorff spaces and are homeomorphic, the Banach spaces and are isometric. Conversely, when is not homeomorphic to the (multiplicative) Banach–Mazur distance between and must be greater than or equal to see above the results by Amir and Cambern.
Although uncountable compact metric spaces can have different homeomorphy types, one has the following result due to Milutin:
The situation is different for countably infinite compact Hausdorff spaces.
Every countably infinite compact is homeomorphic to some closed interval of ordinal numbers
equipped with the order topology, where is a countably infinite ordinal.
The Banach space is then isometric to . When are two countably infinite ordinals, and assuming the spaces and are isomorphic if and only if .
For example, the Banach spaces
are mutually non-isomorphic.
Examples
Derivatives
Several concepts of a derivative may be defined on a Banach space. See the articles on the Fréchet derivative and the Gateaux derivative for details.
The Fréchet derivative allows for an extension of the concept of a total derivative to Banach spaces. The Gateaux derivative allows for an extension of a directional derivative to locally convex topological vector spaces.
Fréchet differentiability is a stronger condition than Gateaux differentiability.
The quasi-derivative is another generalization of directional derivative that implies a stronger condition than Gateaux differentiability, but a weaker condition than Fréchet differentiability.
Generalizations
Several important spaces in functional analysis, for instance the space of all infinitely often differentiable functions or the space of all distributions on are complete but are not normed vector spaces and hence not Banach spaces.
In Fréchet spaces one still has a complete metric, while LF-spaces are complete uniform vector spaces arising as limits of Fréchet spaces.
See also
Notes
References
Bibliography
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External links
Functional analysis
Science and technology in Poland
Topological vector spaces |
3992 | https://en.wikipedia.org/wiki/Bram%20Stoker | Bram Stoker | Abraham Stoker (8 November 1847 – 20 April 1912) was an Irish author who wrote the 1897 Gothic horror novel Dracula. During his lifetime, he was better known as the personal assistant of actor Sir Henry Irving and business manager of the West End's Lyceum Theatre, which Irving owned.
In his early years, Stoker worked as a theatre critic for an Irish newspaper, and wrote stories as well as commentaries. He also enjoyed travelling, particularly to Cruden Bay in Scotland where he set two of his novels. During another visit to the English coastal town of Whitby, Stoker drew inspiration for writing Dracula. He died on 20 April 1912 due to locomotor ataxia and was cremated in north London. Since his death, his magnum opus Dracula has become one of the best-known works in English literature, and the novel has been adapted for numerous films, short stories, and plays.
Early life
Stoker was born on 8 November 1847 at 15 Marino Crescent, Clontarf, on the northside of Dublin, Ireland. The park adjacent to the house is now known as Bram Stoker Park. His parents were Abraham Stoker (1799–1876) from Dublin and Charlotte Mathilda Blake Thornley (1818–1901), who was raised in County Sligo. Stoker was the third of seven children, the eldest of whom was Sir Thornley Stoker, 1st Bt. Abraham and Charlotte were members of the Church of Ireland Parish of Clontarf and attended the parish church with their children, who were baptised there. Abraham was a senior civil servant.
Stoker was bedridden with an unknown illness until he started school at the age of seven, when he made a complete recovery. Of this time, Stoker wrote, "I was naturally thoughtful, and the leisure of long illness gave opportunity for many thoughts which were fruitful according to their kind in later years." He was privately educated at Bective House school run by the Reverend (William Woods).
After his recovery, he grew up without further serious illnesses, even excelling as an athlete at Trinity College, Dublin, which he attended from 1864 to 1870. He graduated with a BA in 1870, and paid to receive his MA in 1875. Though he later in life recalled graduating "with honours in mathematics", this appears to have been a mistake. He was named University Athlete, participating in multiple sports, including playing rugby for Dublin University. He was auditor of the College Historical Society (the Hist) and president of the University Philosophical Society (he remains the only student in Trinity's history to hold both positions), where his first paper was on Sensationalism in Fiction and Society.
Early career
Stoker became interested in the theatre while a student through his friend Dr. Maunsell. While working for the Irish Civil Service, he became the theatre critic for the Dublin Evening Mail, which was co-owned by Sheridan Le Fanu, an author of Gothic tales. Theatre critics were held in low esteem at the time, but Stoker attracted notice by the quality of his reviews. In December 1876, he gave a favourable review of Henry Irving's Hamlet at the Theatre Royal in Dublin. Irving invited Stoker for dinner at the Shelbourne Hotel where he was staying, and they became friends. Stoker also wrote stories, and "Crystal Cup" was published by the London Society in 1872, followed by "The Chain of Destiny" in four parts in The Shamrock. In 1876, while a civil servant in Dublin, Stoker wrote the non-fiction book The Duties of Clerks of Petty Sessions in Ireland (published 1879), which remained a standard work. Furthermore, he possessed an interest in art and was a founder of the Dublin Sketching Club in 1879.
Lyceum Theatre
In 1878, Stoker married Florence Balcombe, daughter of Lieutenant-Colonel James Balcombe of 1 Marino Crescent. She was a celebrated beauty whose former suitor had been Oscar Wilde. Stoker had known Wilde from his student days, having proposed him for membership of the university's Philosophical Society while he was president. Wilde was upset at Florence's decision, but Stoker later resumed the acquaintanceship, and, after Wilde's fall, visited him on the Continent.
The Stokers moved to London, where Stoker became acting manager and then business manager of Irving's Lyceum Theatre in the West End, a post he held for 27 years. On 31 December 1879, Bram and Florence's only child was born, a son whom they christened Irving Noel Thornley Stoker. The collaboration with Henry Irving was important for Stoker and through him, he became involved in London's high society, where he met James Abbott McNeill Whistler and Sir Arthur Conan Doyle (to whom he was distantly related). Working for Irving, the most famous actor of his time, and managing one of the most successful theatres in London made Stoker a notable if busy man. He was dedicated to Irving and his memoirs show he idolised him. In London, Stoker also met Hall Caine, who became one of his closest friends – he dedicated Dracula to him.
In the course of Irving's tours, Stoker travelled the world, although he never visited Eastern Europe, a setting for his most famous novel. Stoker enjoyed the United States, where Irving was popular. With Irving he was invited twice to the White House, and knew William McKinley and Theodore Roosevelt. Stoker set two of his novels in America, and used Americans as characters, the most notable being Quincey Morris. He also met one of his literary idols, Walt Whitman, having written to him in 1872 an extraordinary letter that some have interpreted as the expression of a deeply-suppressed homosexuality.
Bram Stoker in Cruden Bay
Stoker was a regular visitor to Cruden Bay in Scotland between 1892 and 1910. His month-long holidays to the Aberdeenshire coastal village provided a large portion of available time for writing his books. Two novels were set in Cruden Bay: The Watter's Mou' (1895) and The Mystery of the Sea (1902). He started writing Dracula there in 1895 while in residence at the Kilmarnock Arms Hotel. The guest book with his signatures from 1894 and 1895 still survives. The nearby Slains Castle (also known as New Slains Castle) is linked with Bram Stoker and plausibly provided the visual palette for the descriptions of Castle Dracula during the writing phase. A distinctive room in Slains Castle, the octagonal hall, matches the description of the octagonal room in Castle Dracula.
Writings
Stoker visited the English coastal town of Whitby in 1890, and that visit was said to be part of the inspiration for Dracula. Count Dracula comes ashore at Whitby, and in the shape of a black dog runs up the 199 steps to the graveyard of St Mary's Church in the shadow of the Whitby Abbey ruins. Stoker began writing novels while working as manager for Irving and secretary and director of London's Lyceum Theatre, beginning with The Snake's Pass in 1890 and Dracula in 1897. During this period, he was part of the literary staff of The Daily Telegraph in London, and he wrote other fiction, including the horror novels The Lady of the Shroud (1909) and The Lair of the White Worm (1911). He published his Personal Reminiscences of Henry Irving in 1906, after Irving's death, which proved successful, and managed productions at the Prince of Wales Theatre.
Before writing Dracula, Stoker met Ármin Vámbéry, a Hungarian-Jewish writer and traveller (born in Szent-György, Kingdom of Hungary now Svätý Jur, Slovakia). Dracula likely emerged from Vámbéry's dark stories of the Carpathian mountains. However this claim has been challenged by many including Elizabeth Miller, a professor who, since 1990, has had as her major field of research and writing Dracula, and its author, sources, and influences. She has stated, “The only comment about the subject matter of the talk was that Vambery 'spoke loudly against Russian aggression.'" There had been nothing in their conversations about the "tales of the terrible Dracula" that are supposed to have "inspired Stoker to equate his vampire-protagonist with the long-dead tyrant." At any rate, by this time, Stoker's novel was well underway, and he was already using the name Dracula for his vampire. Stoker then spent several years researching Central and East European folklore and mythological stories of vampires.
The 1972 book In Search of Dracula by Radu Florescu and Raymond McNally claimed that the Count in Stoker's novel was based on Vlad III Dracula. However, according to Elizabeth Miller, Stoker borrowed only the name and "scraps of miscellaneous information" about Romanian history; further, there are no comments about Vlad III in the author's working notes.
Dracula is an epistolary novel, written as a collection of realistic but completely fictional diary entries, telegrams, letters, ship's logs, and newspaper clippings, all of which added a level of detailed realism to the story, a skill which Stoker had developed as a newspaper writer. At the time of its publication, Dracula was considered a "straightforward horror novel" based on imaginary creations of supernatural life. "It gave form to a universal fantasy ... and became a part of popular culture."
According to the Encyclopedia of World Biography, Stoker's stories are today included in the categories of horror fiction, romanticized Gothic stories, and melodrama. They are classified alongside other works of popular fiction, such as Mary Shelley's Frankenstein, which also used the myth-making and story-telling method of having multiple narrators telling the same tale from different perspectives. According to historian Jules Zanger, this leads the reader to the assumption that "they can't all be lying".
The original 541-page typescript of Dracula was believed to have been lost until it was found in a barn in northwestern Pennsylvania in the early 1980s. It consisted of typed sheets with many emendations, and handwritten on the title page was "THE UN-DEAD." The author's name was shown at the bottom as Bram Stoker. Author Robert Latham remarked: "the most famous horror novel ever published, its title changed at the last minute." The typescript was purchased by Microsoft co-founder Paul Allen.
Stoker's inspirations for the story, in addition to Whitby, may have included a visit to Slains Castle in Aberdeenshire, a visit to the crypts of St. Michan's Church in Dublin, and the novella Carmilla by Sheridan Le Fanu.
Stoker's original research notes for the novel are kept by the Rosenbach Museum and Library in Philadelphia. A facsimile edition of the notes was created by Elizabeth Miller and Robert Eighteen-Bisang in 1998.
Stoker at The London Library
Stoker was a member of The London Library and conducted much of the research for Dracula there. In 2018, the Library discovered some of the books that Stoker used for his research, complete with notes and marginalia.
Death
After suffering a number of strokes, Stoker died at No. 26 St George's Square, London on 20 April 1912. Some biographers attribute the cause of death to overwork, others to tertiary syphilis. His death certificate listed the cause of death as "Locomotor ataxia 6 months", presumed to be a reference to syphilis. He was cremated, and his ashes were placed in a display urn at Golders Green Crematorium in north London. The ashes of Irving Noel Stoker, the author's son, were added to his father's urn following his death in 1961. The original plan had been to keep his parents' ashes together, but after Florence Stoker's death, her ashes were scattered at the Gardens of Rest.
Beliefs and philosophy
Stoker was raised a Protestant in the Church of Ireland. He was a strong supporter of the Liberal Party and took a keen interest in Irish affairs. As a "philosophical home ruler", he supported Home Rule for Ireland brought about by peaceful means. He remained an ardent monarchist who believed that Ireland should remain within the British Empire, an entity that he saw as a force for good. He was an admirer of Prime Minister William Ewart Gladstone, whom he knew personally, and supported his plans for Ireland.
Stoker believed in progress and took a keen interest in science and science-based medicine. Some of Stoker's novels represent early examples of science fiction, such as The Lady of the Shroud (1909). He had a writer's interest in the occult, notably mesmerism, but despised fraud and believed in the superiority of the scientific method over superstition. Stoker counted among his friends J. W. Brodie-Innis, a member of the Hermetic Order of the Golden Dawn, and hired member Pamela Colman Smith as an artist for the Lyceum Theatre, but no evidence suggests that Stoker ever joined the Order himself. Although Irving was an active Freemason, no evidence has been found of Stoker taking part in Masonic activities in London. The Grand Lodge of Ireland also has no record of his membership.
Posthumous
The short story collection Dracula's Guest and Other Weird Stories was published in 1914 by Stoker's widow, Florence Stoker, who was also his literary executrix. The first film adaptation of Dracula was F. W. Murnau's Nosferatu, released in 1922, with Max Schreck starring as Count Orlok. Florence Stoker eventually sued the filmmakers, and was represented by the attorneys of the British Incorporated Society of Authors. Her chief legal complaint was that she had neither been asked for permission for the adaptation nor paid any royalty. The case dragged on for some years, with Mrs. Stoker demanding the destruction of the negative and all prints of the film. The suit was finally resolved in the widow's favour in July 1925. A single print of the film survived, however, and it has become well known. The first authorised film version of Dracula did not come about until almost a decade later when Universal Studios released Tod Browning's Dracula starring Bela Lugosi.
Dacre Stoker
Canadian writer Dacre Stoker, a great-grandnephew of Bram Stoker, decided to write "a sequel that bore the Stoker name" to "reestablish creative control over" the original novel, with encouragement from screenwriter Ian Holt, because of the Stokers' frustrating history with Dracula's copyright. In 2009, Dracula: The Un-Dead was released, written by Dacre Stoker and Ian Holt. Both writers "based [their work] on Bram Stoker's own handwritten notes for characters and plot threads excised from the original edition" along with their own research for the sequel. This also marked Dacre Stoker's writing debut.
In spring 2012, Dacre Stoker (in collaboration with Elizabeth Miller) presented the "lost" Dublin Journal written by Bram Stoker, which had been kept by his great-grandson Noel Dobbs. Stoker's diary entries shed a light on the issues that concerned him before his London years. A remark about a boy who caught flies in a bottle might be a clue for the later development of the Renfield character in Dracula.
Commemorations
On 8 November 2012, Stoker was honoured with a Google Doodle on Google's homepage commemorating the 165th anniversary of his birth.
An annual festival takes place in Dublin, the birthplace of Bram Stoker, in honour of his literary achievements. The 2014 Bram Stoker Festival encompassed literary, film, family, street, and outdoor events, and ran from October 24 to 27 in Dublin. The festival is supported by the Bram Stoker Estate and funded by Dublin City Council and Fáilte Ireland.
Bibliography
Novels
The Primrose Path (1875)
The Chain of Destiny (novella) (1875)
The Snake's Pass (1890)
The Fate of Fenella (consecutive novel, chapter 10) (1891–1892)
The Watter's Mou' (1895)
The Shoulder of Shasta (1895)
Dracula (1897)
Miss Betty (1898)
The Mystery of the Sea (1902)
The Jewel of Seven Stars (1903, revised 1912)
The Man (1905); issued also as The Gates of Life
Lady Athlyne (1908)
The Lady of the Shroud (1909)
The Lair of the White Worm (1911, posthumously abridged 1925); issued also as The Garden of Evil
Seven Golden Buttons (written in 1891, much material reused in Miss Betty; posthumously published in 2015)
Short story collections
Under the Sunset (1881) – eight fairy tales for children
Snowbound: The Record of a Theatrical Touring Party (1908)
Dracula's Guest and Other Weird Stories (1914)
Uncollected stories
Non-fiction
The Duties of Clerks of Petty Sessions in Ireland (1879)
A Glimpse of America (1886)
Personal Reminiscences of Henry Irving (1906)
Famous Impostors (1910)
Great Ghost Stories (1998) (Compiled by Peter Glassman, Illustrated by Barry Moser)
Bram Stoker's Notes for Dracula: A Facsimile Edition (2008) Bram Stoker Annotated and Transcribed by Robert Eighteen-Bisang and Elizabeth Miller, Foreword by Michael Barsanti. Jefferson, NC & London: McFarland.
Articles
"Recollections of the Late W. G. Wills", The Graphic, 19 December 1891
"The Art of Ellen Terry", The Playgoer, October 1901
"The Question of a National Theatre", The Nineteenth Century and After, Vol. LXIII, January/June 1908
"Mr. De Morgan's Habits of Work", The World's Work, Vol. XVI, May/October 1908
"The Censorship of Fiction", The Nineteenth Century and After, Vol. LXIV, July/December 1908
"The Censorship of Stage Plays", The Nineteenth Century and After, Vol. LXVI, July/December 1909
"Irving and Stage Lightning", The Nineteenth Century and After, Vol. LXIX, January/June 1911
Critical works on Stoker
William Hughes, Beyond Dracula: Bram Stoker's Fiction and Its Cultural Context (Palgrave, 2000)
Belford, Barbara. Bram Stoker: A Biography of the Author of Dracula. London: Weidenfeld and Nicolson, 1996.
Hopkins, Lisa. Bram Stoker: A Literary Life. Basingstoke, England: Palgrave Macmillan, 2007.
Murray, Paul. From the Shadow of Dracula: A Life of Bram Stoker (London: Jonathan Cape, 2004)
Senf, Carol. Science and Social Science in Bram Stoker's Fiction (Greenwood, 2002).
Senf, Carol. Dracula: Between Tradition and Modernism (Twayne, 1998).
Senf, Carol A. Bram Stoker (University of Wales Press, 2010).
Shepherd, Mike. When Brave Men Shudder: the Scottish origins of Dracula (Wild Wolf Publishing, 2018).
Skal, David J. Something in the Blood: The Untold Story of Bram Stoker (Liveright, 2016)
Bibliographies
William Hughes Bram Stoker – Victorian Fiction Research Guide
References
External links
h2g2 article on Bram Stoker
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3995 | https://en.wikipedia.org/wiki/Contract%20bridge | Contract bridge | Contract bridge, or simply bridge, is a trick-taking card game using a standard 52-card deck. In its basic format, it is played by four players in two competing partnerships, with partners sitting opposite each other around a table. Millions of people play bridge worldwide in clubs, tournaments, online and with friends at home, making it one of the world's most popular card games, particularly among seniors. The World Bridge Federation (WBF) is the governing body for international competitive bridge, with numerous other bodies governing it at the regional level.
The game consists of a number of , each progressing through four phases. The cards are dealt to the players; then the players call (or bid) in an auction seeking to take the , specifying how many tricks the partnership receiving the contract (the declaring side) needs to take to receive points for the deal. During the auction, partners use their bids to exchange information about their hands, including overall strength and distribution of the suits; no other means of conveying or implying any information is permitted. The cards are then played, the trying to fulfill the contract, and the trying to stop the declaring side from achieving its goal. The deal is scored based on the number of tricks taken, the contract, and various other factors which depend to some extent on the variation of the game being played.
Rubber bridge is the most popular variation for casual play, but most club and tournament play involves some variant of duplicate bridge, where the cards are not re-dealt on each occasion, but the same deal is played by two or more sets of players (or "tables") to enable comparative scoring.
History and etymology
Bridge is a member of the family of trick-taking games and is a derivative of whist, which had become the dominant such game and enjoyed a loyal following for centuries. The idea of a trick-taking 52-card game has its first documented origins in Italy and France. The French physician and author Rabelais (1493–1553) mentions a game called "La Triomphe" in one of his works. Also Juan Luis Vives, in his Linguae latinae exercitio (Exercise in the Latin language) of 1539 has a dialogue on card games, where the characters play ‘Triumphus hispanicus’ (Spanish Triumph).
Bridge departed from whist with the creation of "Biritch" in the 19th century and evolved through the late 19th and early 20th centuries to form the present game. The first rule book for bridge, dated 1886, is Biritch, or Russian Whist written by John Collinson, an English financier working in Ottoman Constantinople. It and his subsequent letter to The Saturday Review dated 28 May 1906, document the origin of Biritch as being the Russian community in Constantinople. The word biritch is thought to be a transliteration of the Russian word Бирюч (бирчий, бирич), an occupation of a diplomatic clerk or an announcer. Another theory is that British soldiers invented the game bridge while serving in the Crimean War, and named it after the Galata Bridge, which they crossed on their way to a coffeehouse to play cards.
Biritch had many significant bridge-like developments: dealer chose the trump suit, or nominated his partner to do so; there was a call of "no trumps" (biritch); dealer's partner's hand became dummy; points were scored above and below the line; game was 3NT, 4 and 5 (although 8 club odd tricks and 15 spade odd tricks were needed); the score could be doubled and redoubled; and there were slam bonuses. It has some features in common with solo whist. This game, and variants of it known as "bridge" and "bridge whist", became popular in the United States and the United Kingdom in the 1890s despite the long-established dominance of whist. Its breakthrough was its acceptance in 1894 by Lord Brougham at London's Portland Club.
In 1904 auction bridge was developed, in which the players bid in a competitive auction to decide the contract and declarer. The object became to make at least as many tricks as were contracted for, and penalties were introduced for failing to do so. Auction bridge bidding beyond winning the auction is pointless. If taking all 13 tricks, there is no difference in score between a 1 and a 7 final bid, as the bonus for rubber, small slam or grand slam depends on the number of tricks taken rather than the number of tricks bid.
The modern game of contract bridge was the result of innovations to the scoring of auction bridge by Harold Stirling Vanderbilt and others. The most significant change was that only the tricks contracted for were scored below the line toward game or a slam bonus, a change that resulted in bidding becoming much more challenging and interesting. Also new was the concept of "vulnerability", making sacrifices to protect the lead in a rubber more expensive. The various scores were adjusted to produce a more balanced and interesting game. Vanderbilt set out his rules in 1925, and within a few years contract bridge had so supplanted other forms of the game that "bridge" became synonymous with "contract bridge".
The form of bridge mostly played in clubs, tournaments and online is duplicate bridge. The number of people playing contract bridge has declined since its peak in the 1940s, when a survey found it was played in 44% of US households. The game is still widely played, especially amongst retirees, and in 2005 the ACBL estimated there were 25 million players in the US.
Gameplay
Overview
Bridge is a four-player partnership trick-taking game with thirteen tricks per deal. The dominant variations of the game are rubber bridge, more common in social play; and duplicate bridge, which enables comparative scoring in tournament play. Each player is dealt thirteen cards from a standard 52-card deck. A starts when a player leads, i.e. plays the first card. The leader to the first trick is determined by the auction; the leader to each subsequent trick is the player who won the preceding trick. Each player, in clockwise order, plays one card on the trick. Players must play a card of the same suit as the original card led, unless they have none (said to be "void"), in which case they may play any card.
The player who played the highest-ranked card wins the trick. Within a suit, the ace is ranked highest followed by the king, queen and jack and then the ten through to the two. In a deal where the auction has determined that there is no trump suit, the trick must be won by a card of the suit led. In a deal with a trump suit, cards of that suit are superior in rank to any of the cards of any other suit. If one or more players plays a trump to a trick when void in the suit led, the highest trump wins. For example, if the trump suit is spades and a player is void in the suit led and plays a spade card, they win the trick if no other player plays a higher spade. If a trump suit is led, the usual rule for trick-taking applies.
Unlike its predecessor, whist, the goal of bridge is not simply to take the most tricks in a deal. Instead, the goal is to successfully estimate how many tricks one's partnership can take. To illustrate this, the simpler partnership trick-taking game of spades has a similar mechanism: the usual trick-taking rules apply with the trump suit being spades, but in the beginning of the game, players bid or estimate how many tricks they can win, and the number of tricks bid by both players in a partnership are added. If a partnership takes at least that many tricks, they receive points for the round; otherwise, they lose penalty points.
Bridge extends the concept of bidding into an , where partnerships compete to take a , specifying how many tricks they will need to take in order to receive points, and also specifying the trump suit (or no trump, meaning that there will be no trump suit). Players take turns to call in a clockwise order: each player in turn either passes, doubleswhich increases the penalties for not making the contract specified by the opposing partnership's last bid, but also increases the reward for making itor redoubles, or states a contract that their partnership will adopt, which must be higher than the previous highest bid (if any). Eventually, the player who bid the highest contractwhich is determined by the contract's level as well as the trump suit or no trumpwins the contract for their partnership.
In the example auction below, the east–west pair secures the contract of 6; the auction concludes when there have been three successive passes. Note that six tricks are added to contract values, so the six-level contract is a contract of twelve tricks. In practice, establishing a contract without enough information on the other partner's hand is difficult, so there exist many bidding systems assigning meanings to bids, with common ones including Standard American, Acol, and 2/1 game forcing. Contrast with Spades, where players only have to bid their own hand.
After the contract is decided, and the first lead is made, the declarer's partner (dummy) lays their cards face up on the table, and the declarer plays the dummy's cards as well as their own. The opposing partnership is called the , and their goal is to stop the declarer from fulfilling his contract. Once all the cards have been played, the hand is scored: if the declaring side makes their contract, they receive points based on the level of the contract, with some trump suits being worth more points than others and no trump being the highest, as well as bonus points for . If the declarer fails to fulfill the contract, the defenders receive points depending on the declaring side's undertricks (the number of tricks short of the contract) and whether the contract was doubled by the defenders.
Setup and dealing
The four players sit in two partnerships with players sitting opposite their partners. A cardinal direction is assigned to each seat, so that one partnership sits in North and South, while the other sits in West and East. The cards may be freshly dealt or, in duplicate bridge games, pre-dealt. All that is needed in basic games are the cards and a method of keeping score, but there is often other equipment on the table, such as a board containing the cards to be played (in duplicate bridge), bidding boxes, or screens.
In rubber bridge each player draws a card at the start of the game; the player who draws the highest card deals first. The second highest card becomes the dealer's partner and takes the chair on the opposite side of the table. They play against the other two. The deck is shuffled and cut, usually by the player to the left of the dealer, before dealing. Players take turns to deal, in clockwise order. The dealer deals the cards clockwise, one card at a time. Normally, rubber bridge is played with two packs of cards and whilst one pack is being dealt, the dealer's partner shuffles the other pack. After shuffling the pack is placed on the right ready for the next dealer. Before dealing, the next dealer passes the cards to the previous dealer who cuts them.
In duplicate bridge the cards are pre-dealt, either by hand or by a computerized dealing machine, in order to allow for competitive scoring. Once dealt, the cards are placed in a device called a "board", having slots designated for each player's cardinal direction seating position. After a deal has been played, players return their cards to the appropriate slot in the board, ready to be played by the next table.
Auction
The dealer opens the auction and can make the first call, and the auction proceeds clockwise. When it is their turn to call, a player may passbut can enter into the bidding lateror bid a contract, specifying the level of their contract and either the trump suit or no trump (the denomination), provided that it is higher than the last bid by any player, including their partner. All bids promise to take a number of tricks in excess of six, so a bid must be between one (seven tricks) and seven (thirteen tricks). A bid is higher than another bid if either the level is greater (e.g., 2 over 1NT) or the denomination is higher, with the order being in ascending (or alphabetical) order: , , , , and NT (no trump). Calls may be made orally or with a bidding box.
If the last bid was by the opposing partnership, one may also the opponents' bid, increasing the penalties for undertricks, but also increasing the reward for making the contract. Doubling does not carry to future bids by the opponents unless future bids are doubled again. A player on the opposing partnership being doubled may also , which increases the penalties and rewards further. Players may not see their partner's hand during the auction, only their own. There exist many bidding conventions that assign agreed meanings to various calls to assist players in reaching an optimal contract (or obstruct the opponents).
The auction ends when, after a player bids, doubles, or redoubles, every other player has passed, in which case the action proceeds to the play; or every player has passed and no bid has been made, in which case the round is considered to be "passed out" and not played.
Play
The player from the declaring side who first bid the denomination named in the final contract becomes declarer. The player left to the declarer leads to the first trick. Dummy then lays his or her cards face-up on the table, organized in columns by suit. Play proceeds clockwise, with each player required to follow suit if possible. Tricks are won by the highest trump, or if there were none played, the highest card of the led suit. The player who won the previous trick leads to the next trick. The declarer has control of the dummy's cards and tells his partner which card to play at dummy's turn. There also exist conventions that communicate further information between defenders about their hands during the play.
At any time, a player may , stating that their side will win a specific number of the remaining tricks. The claiming player lays his cards down on the table and explains the order in which he intends to play the remaining cards. The opponents can either accept the claim and the round is scored accordingly, or dispute the claim. If the claim is disputed, play continues with the claiming player's cards face up in rubber games, or in duplicate games, play ceases and the tournament director is called to adjudicate the hand.
Scoring
At the end of the hand, points are awarded to the declaring side if they make the contract, or else to the defenders. Partnerships can be , increasing the rewards for making the contract, but also increasing the penalties for undertricks. In rubber bridge, if a side has won 100 contract points, they have won a and are vulnerable for the remaining rounds, but in duplicate bridge, vulnerability is predetermined based on the number of each board.
If the declaring side makes their contract, they receive points for , or tricks bid and made in excess of six. In both rubber and duplicate bridge, the declaring side is awarded 20 points per odd trick for a contract in clubs or diamonds, and 30 points per odd trick for a contract in hearts or spades. For a contract in notrump, the declaring side is awarded 40 points for the first odd trick and 30 points for the remaining odd tricks. Contract points are doubled or quadrupled if the contract is respectively doubled or redoubled.
In rubber bridge, a partnership wins one game once it has accumulated 100 contract points; excess contract points do not carry over to the next game. A partnership that wins two games wins the rubber, receiving a bonus of 500 points if the opponents have won a game, and 700 points if they have not.
Overtricks score the same number of points per odd trick, although their doubled and redoubled values differ. Bonuses vary between the two bridge variations both in score and in type (for example, rubber bridge awards a bonus for holding a certain combination of high cards), although some are common between the two.
A larger bonus is awarded if the declaring side makes a small slam or grand slam, a contract of 12 or 13 tricks respectively. If the declaring side is not vulnerable, a small slam gets 500 points, and a grand slam 1000 points. If the declaring side is vulnerable, a small slam is 750 points and a grand slam is 1,500.
In rubber bridge, the rubber finishes when a partnership has won two games, but the partnership receiving the most overall points wins the rubber. Duplicate bridge is scored comparatively, meaning that the score for the hand is compared to other tables playing the same cards and match points are scored according to the comparative results: usually either "matchpoint scoring", where each partnership receives 2 points (or 1 point) for each pair that they beat, and 1 point (or point) for each tie; or IMPs (international matchpoint) scoring, where the number of IMPs varies (but less than proportionately) with the points difference between the teams.
Undertricks are scored in both variations as follows:
Rules
The rules of the game are referred to as the laws as promulgated by various bridge organizations.
Duplicate
The official rules of duplicate bridge are promulgated by the WBF as "The Laws of Duplicate Bridge 2017". The Laws Committee of the WBF, composed of world experts, updates the Laws every 10 years; it also issues a Laws Commentary advising on interpretations it has rendered.
In addition to the basic rules of play, there are many additional rules covering playing conditions and the rectification of irregularities, which are primarily for use by tournament directors who act as referees and have overall control of procedures during competitions. But various details of procedure are left to the discretion of the zonal bridge organisation for tournaments under their aegis and some (for example, the choice of movement) to the sponsoring organisation (for example, the club).
Some zonal organisations of the WBF also publish editions of the Laws. For example, the American Contract Bridge League (ACBL) publishes the Laws of Duplicate Bridge and additional documentation for club and tournament directors.
Rubber
There are no universally accepted rules for rubber bridge, but some zonal organisations have published their own. An example for those wishing to abide by a published standard is The Laws of Rubber Bridge as published by the American Contract Bridge League.
The majority of rules mirror those of duplicate bridge in the bidding and play and differ primarily in procedures for dealing and scoring.
Online
In 2001, the WBF promulgated a set of laws for online play.
Tournaments
Bridge is a game of skill played with randomly dealt cards, which makes it also a game of chance, or more exactly, a tactical game with inbuilt randomness, imperfect knowledge and restricted communication. The chance element is in the deal of the cards; in duplicate bridge some of the chance element is eliminated by comparing results of multiple pairs in identical situations. This is achievable when there are eight or more players, sitting at two or more tables, and the deals from each table are preserved and passed to the next table, thereby duplicating them for the other table(s) of players. At the end of a session, the scores for each deal are compared, and the most points are awarded to the players doing the best with each particular deal. This measures relative skill (but still with an element of luck) because each pair or team is being judged only on the ability to bid with, and play, the same cards as other players.
Duplicate bridge is played in clubs and tournaments, which can gather as many as several hundred players. Duplicate bridge is a mind sport, and its popularity gradually became comparable to that of chess, with which it is often compared for its complexity and the mental skills required for high-level competition. Bridge and chess are the only "mind sports" recognized by the International Olympic Committee, although they were not found eligible for the main Olympic program. In October 2017 the British High Court ruled against the English Bridge Union, finding that Bridge is not a sport under a definition of sport as involving physical activity, but did not rule on the "broad, somewhat philosophical question" as to whether or not bridge is a sport.
The basic premise of duplicate bridge had previously been used for whist matches as early as 1857. Initially, bridge was not thought to be suitable for duplicate competition; it was not until the 1920s that (auction) bridge tournaments became popular.
In 1925 when contract bridge first evolved, bridge tournaments were becoming popular, but the rules were somewhat in flux, and several different organizing bodies were involved in tournament sponsorship: the American Bridge League (formerly the American Auction Bridge League, which changed its name in 1929), the American Whist League, and the United States Bridge Association. In 1935, the first officially recognized world championship was held. In 1958, the World Bridge Federation (WBF) was founded to promote bridge worldwide, coordinate periodic revision to the Laws (each ten years, next in 2027) and conduct world championships.
Bidding boxes and screens
In tournaments, "bidding boxes" are frequently used, as noted above. These avoid the possibility of players at other tables hearing any spoken bids. The bidding cards are laid out in sequence as the auction progresses. Although it is not a formal rule, many clubs adopt a protocol that the bidding cards stay revealed until the first playing card is tabled, after which point the bidding cards are put away. Bidding pads are an alternative to bidding boxes. A bidding pad is a block of 100mm square tear-off sheets. Players write their bids on the top sheet. When the first trick is complete the sheet is torn off and discarded.
In top national and international events, "bidding screens" are used. These are placed diagonally across the table, preventing partners from seeing each other during the game; often the screen is removed after the auction is complete.
Strategy
Bidding
Much of the complexity in bridge arises from the difficulty of arriving at a good final contract in the auction (or deciding to let the opponents declare the contract). This is a difficult problem: the two players in a partnership must try to communicate enough information about their hands to arrive at a makeable contract, but the information they can exchange is restricted – information may be passed only by the calls made and later by the cards played, not by other means; in addition, the agreed-upon meaning of each call and play must be available to the opponents.
Since a partnership that has freedom to bid gradually at leisure can exchange more information, and since a partnership that can interfere with the opponents' bidding (as by raising the bidding level rapidly) can cause difficulties for their opponents, bidding systems are both informational and strategic. It is this mixture of information exchange and evaluation, deduction, and tactics that is at the heart of bidding in bridge.
A number of basic rules of thumb in bridge bidding and play are summarized as bridge maxims.
Systems and conventions
A bidding system is a set of partnership agreements on the meanings of bids. A partnership's bidding system is usually made up of a core system, modified and complemented by specific conventions (optional customizations incorporated into the main system for handling specific bidding situations) which are pre-chosen between the partners prior to play. The line between a well-known convention and a part of a system is not always clear-cut: some bidding systems include specified conventions by default. Bidding systems can be divided into mainly natural systems such as Acol and Standard American, and mainly artificial systems such as the Precision Club and Polish Club.
Calls are usually considered to be either natural or conventional (artificial). A natural call carries a meaning that reflects the call; a natural bid intuitively showing hand or suit strength based on the level or suit of the bid, and a natural double expressing that the player believes that the opposing partnership will not make their contract. By contrast, a conventional (artificial) call offers and/or asks for information by means of pre-agreed coded interpretations, in which some calls convey very specific information or requests that are not part of the natural meaning of the call. Thus in response to 4NT, a 'natural' bid of 5 would state a preference towards a diamond suit or a desire to play in five diamonds, whereas if the partners have agreed to use the common Blackwood convention, a bid of 5 in the same situation would say nothing about the diamond suit, but would tell the partner that the hand in question contains exactly one ace.
Conventions are valuable in bridge because of the need to pass information beyond a simple like or dislike of a particular suit, and because the limited bidding space can be used more efficiently by adopting a conventional (artificial) meaning for a given call where a natural meaning has less utility, because the information it conveys is not valuable or because the desire to convey that information arises only rarely. The conventional meaning conveys more useful (or more frequently useful) information. There are a very large number of conventions from which players can choose; many books have been written detailing bidding conventions. Well-known conventions include Stayman (to ask the opening 1NT bidder to show any four-card major suit), Jacoby transfers (a request by (usually) the weak hand for the partner to bid a particular suit first, and therefore to become the declarer), and the Blackwood convention (to ask for information on the number of aces and kings held, used in slam bidding situations).
The term preempt refers to a high-level tactical bid by a weak hand, relying upon a very long suit rather than high cards for tricks. Preemptive bids serve a double purpose – they allow players to indicate they are bidding on the basis of a long suit in an otherwise weak hand, which is important information to share, and they also consume substantial bidding space which prevents a possibly strong opposing pair from exchanging information on their cards. Several systems include the use of opening bids or other early bids with weak hands including long (usually six to eight card) suits at the 2, 3 or even 4 or 5 levels as preempts.
Basic natural systems
As a rule, a natural suit bid indicates a holding of at least four (or more, depending on the situation and the system) cards in that suit as an opening bid, or a lesser number when supporting partner; a natural NT bid indicates a balanced hand.
Most systems use a count of high card points as the basic evaluation of the strength of a hand, refining this by reference to shape and distribution if appropriate. In the most commonly used point count system, aces are counted as 4 points, kings as 3, queens as 2, and jacks as 1 point; therefore, the deck contains 40 points. In addition, the distribution of the cards in a hand into suits may also contribute to the strength of a hand and be counted as distribution points. A better than average hand, containing 12 or 13 points, is usually considered sufficient to open the bidding, i.e., to make the first bid in the auction. A combination of two such hands (i.e., 25 or 26 points shared between partners) is often sufficient for a partnership to bid, and generally to make, game in a major suit or notrump (more are usually needed for a minor suit game, as the level is higher).
In natural systems, a 1NT opening bid usually reflects a hand that has a relatively balanced shape (usually between two and four (or less often five) cards in each suit) and a sharply limited number of high card points, usually somewhere between 12 and 18 – the most common ranges use a span of exactly three points (for example, 12–14, 15–17 or 16–18), but some systems use a four-point range, usually 15–18.
Opening bids of three or higher are preemptive bids, i.e., bids made with weak hands that especially favor a particular suit, opened at a high level in order to define the hand's value quickly and to frustrate the opposition. For example, a hand of would be a candidate for an opening bid of 3, designed to make it difficult for the opposing team to bid and find their optimum contract even if they have the bulk of the points. This hand is nearly valueless unless spades are trumps but it contains good enough spades that the penalty for being set should not be higher than the value of an opponent game. The high card weakness makes it likely that the opponents have enough strength to make game themselves.
Openings at the 2 level are either unusually strong (2NT, natural, and 2, artificial) or preemptive, depending on the system. Unusually strong bids communicate an especially high number of points (normally 20 or more) or a high trick-taking potential (normally 8 or more). Also 2 as the strongest (by HCP and by DP+HCP) has become more common, perhaps especially at websites that offer duplicate bridge. Here the 2 opening is used for either hands with a good 6-card suit or longer (max one losing card) and a total of 18 HCP up to 23 total points – or "NT", like 2NT but with 22–23 HCP. Whilst the 2 opening bid takes care of all hands with 24 points (HCP or with distribution points included) with the only exception of "Gambling 3NT".
Opening bids at the one level are made with hands containing 12–13 points or more and which are not suitable for one of the preceding bids. Using Standard American with 5-card majors, opening hearts or spades usually promises a 5-card suit. Partnerships who agree to play 5-card majors open a minor suit with 4-card majors and then bid their major suit at the next opportunity. This means that an opening bid of 1 or 1 will sometimes be made with only 3 cards in that suit.
Doubles are sometimes given conventional meanings in otherwise mostly natural systems. A natural, or penalty double, is one used to try to gain extra points when the defenders are confident of setting (defeating) the contract. The most common example of a conventional double is the takeout double of a low-level suit bid, implying support for the unbid suits or the unbid major suits and asking partner to choose one of them.
Basic variations
Bidding systems depart from these basic ideas in varying degrees. Standard American, for instance, is a collection of conventions designed to bolster the accuracy and power of these basic ideas, while Precision Club is a system that uses the 1 opening bid for all or almost all strong hands (but sets the threshold for "strong" rather lower than most other systems – usually 16 high card points) and may include other artificial calls to handle other situations (but it may contain natural calls as well). Many experts today use a system called 2/1 game forcing (enunciated as two over one game forcing), which amongst other features adds some complexity to the treatment of the one notrump response as used in Standard American. In the UK, Acol is the most common system; its main features are a weak one notrump opening with 12–14 high card points and several variations for 2-level openings.
There are also a variety of advanced techniques used for hand evaluation. The most basic is the Milton Work point count, (the 4-3-2-1 system detailed above) but this is sometimes modified in various ways, or either augmented or replaced by other approaches such as losing trick count, honor point count, law of total tricks, or Zar Points.
Common conventions and variations within natural systems include:
Blackwood (either the original version or Roman Key Card)
How the partnership's bidding practices will be varied if their opponents intervene or compete.
Point count required for 1 NT opening bid ('mini' 10–12, 'weak' 12–14, 'strong' 15–17 or 16–18)
Stayman (together with Blackwood, described as "the two most famous conventions in Bridge".)
What types of cue bids (e.g. bidding the opponents' suit) the partnership will play, if any.
Whether 1 (and sometimes 1) is 'natural' or 'suspect' (also called 'phoney' or 'short'), signifying an opening hand lacking a notable heart or spade suit
Whether an opening bid of 1 and 1 requires a minimum of 4 or 5 cards in the suit (4 or 5 card majors)
Whether doubling a contract at the 1, 2 and sometimes higher levels signifies a belief that the opponents' contract will fail and a desire to raise the stakes (a penalty double), or an indication of strength but no biddable suit coupled with a request that partner bid something (a takeout double).
Whether doubling or overcalling over opponents' 1NT is natural or conventional. One common artificial agreement is Cappelletti, where 2 is a transfer to be passed or corrected to a major, 2 means both majors and a major shows that suit plus a minor.
Whether opening bids at the two level are 'strong' (20+ points) or 'weak' (i.e., pre-emptive with a 6 card suit). (Note: an opening bid of 2 is usually played in otherwise natural systems as conventional, signifying any exceptionally strong hand)
Whether the partnership will play Jacoby transfers (bids of 2 and 2 over 1NT or 3 and 3 over 2NT respectively require the 1NT or 2NT bidder to rebid 2 and 2 or 3 and 3), minor suit transfers (bids of 2 and either 2NT or 3 over 1NT respectively require the 1NT bidder to bid 3 and 3) and Texas transfers (bids of 4 and 4 respectively require the 1NT, or 2NT bidder to rebid 4 and 4)
Which (if any) bids are forcing and require a response.
Within play, it is also commonly agreed what systems of opening leads, signals and discards will be played:
Conventions for the opening lead govern how the first card to be played will be chosen and what it will mean,
Count signals cover the situation when a defender is following suit (usually to a suit that the declarer has led). In such circumstances the order in which a defender plays his spot cards will indicate whether an even or odd number of cards was originally held in that suit. This can help the other defender count out the entire original distribution of the cards in that suit. It is sometimes critical to know this when defending.
Discards cover the situation when a defender cannot follow suit and therefore has free choice what card to play or throw away. In such circumstances the thrown-away card can be used to indicate some aspect of the hand, or a desire for a specific suit to be played.
Signals indicate how cards played within a suit are chosen – for example, playing a noticeably high card when this is unexpected can signal encouragement to continue playing the suit, and a low card can signal discouragement and a desire for partner to choose some other suit. (Some partnerships use "reverse" signals, meaning that a noticeably high card discourages that suit and a noticeably low card encourages that suit, thus not "wasting" a potentially useful intermediate card in the suit of interest.)
Suit preference signals cover the situation where a defender is returning a suit which will be ruffed by his partner. If he plays a high card he is showing an entry in the higher side suit and vice versa. There are some other situations where this tool may be used.
Surrogate signals cover the situation when it is critical to show length in a side suit and it will be too late if defenders wait until that suit is played. Then, the play in the first declarer played suit is a count signal regarding the critical suit and not the trump suit itself. In fact, any signal made about a suit in another suit might be called as such.
Advanced techniques
Every call (including "pass", also sometimes called "no bid") serves two purposes. It confirms or passes some information to a partner, and, by implication, denies any other kind of hand which would have tended to support an alternative call. For example, a bid of 2NT immediately after partner's 1NT not only shows a balanced hand of a certain point range, but also almost always denies possession of a five-card major suit (otherwise the player would have bid it) or even a four card major suit (in that case, the player should use the Stayman convention).
Likewise, in some partnerships the bid of 2 in the sequence 1NT–2–2–2 between partners (opponents passing throughout) explicitly shows five hearts but also confirms four cards in spades: the bidder must hold at least five hearts to make it worth looking for a heart fit after 2 denied a four card major, and with at least five hearts, a Stayman bid must have been justified by having exactly four spades, the other major (since Stayman (as used by this partnership) is not useful with anything except a four card major suit). Thus an astute partner can read much more than the surface meaning into the bidding. Alternatively, many partnerships play this same bidding sequence as "Crawling Stayman" by which the responder shows a weak hand (less than eight high card points) with shortness in diamonds but at least four hearts and four spades; the opening bidder may correct to spades if that appears to be the better contract.
The situations detailed here are extremely simple examples; many instances of advanced bidding involve specific agreements related to very specific situations and subtle inferences regarding entire sequences of calls.
Play techniques
Terence Reese, a prolific author of bridge books, points out that there are only four ways of taking a trick by force, two of which are very easy:
establishing long suits (the last cards in a suit will take tricks if the opponents don't have the suit and are unable to trump)
playing a high card that no one else can beat
playing for the opponents' high cards to be in a particular position (if their ace is to the right of your king, your king may be able to take a trick, especially if, when that suit is led, the player to your right has to play their card before you do)
trumping an opponent's high card
Nearly all trick-taking techniques in bridge can be reduced to one of these four methods. The optimum play of the cards can require much thought and experience and is the subject of whole books on bridge.
Example
The cards are dealt as shown in the bridge hand diagram; North is the dealer and starts the auction which proceeds as shown in the bidding table.
As neither North nor East have sufficient strength to open the bidding, they each pass, denying such strength. South, next in turn, opens with the bid of 1, which denotes a reasonable heart suit (at least 4 or 5 cards long, depending on the bidding system) and at least 12 high card points. On this hand, South has 14 high card points. West overcalls with 1, since he has a long spade suit of reasonable quality and 10 high card points (an overcall can be made on a hand that is not quite strong enough for an opening bid). North supports partner's suit with 2, showing heart support and about points. East supports spades with 2. South inserts a game try of 3, inviting the partner to bid the game of 4 with good club support and overall values. North complies, as North is at the higher end of the range for his 2 bid, and has a fourth trump (the 2 bid promised only three), and the doubleton queen of clubs to fit with partner's strength there. (North could instead have bid 3, indicating not enough strength for game, asking South to pass and so play 3.)
In the auction, north–south are trying to investigate whether their cards are sufficient to make a game (nine tricks at notrump, ten tricks in hearts or spades, 11 tricks in clubs or diamonds), which yields bonus points if bid and made. East-West are competing in spades, hoping to play a contract in spades at a low level. 4 is the final contract, 10 tricks being required for to make with hearts as trump.
South is the declarer, having been first to bid hearts, and the player to South's left, West, has to choose the first card in the play, known as the opening lead. West chooses the spade king because spades is the suit the partnership has shown strength in, and because they have agreed that when they hold two touching honors (or adjacent honors) they will play the higher one first. West plays the card face down, to give their partner and the declarer (but not dummy) a chance to ask any last questions about the bidding or to object if they believe West is not the correct hand to lead. After that, North's cards are laid on the table and North becomes dummy, as both the North and South hands will be controlled by the declarer. West turns the lead card face up, and the declarer studies the two hands to make a plan for the play. On this hand, the trump ace, a spade, and a diamond trick must be lost, so declarer must not lose a trick in clubs.
If the K is held by West, South will find it very hard to prevent it from making a trick (unless West leads a club). There is an almost equal chance that it is held by East, in which case it can be trapped against the ace, and will be beaten, using a tactic known as a finesse.
After considering the cards, the declarer directs dummy (North) to play a small spade. East plays low (small card) and South takes the A, gaining the lead. (South may also elect to duck, but for the purpose of this example, let us assume South wins the A at trick 1). South proceeds by drawing trump, leading the K. West decides there is no benefit to holding back, and so wins the trick with the ace, and then cashes the Q. For fear of conceding a ruff and discard, West plays the 2 instead of another spade. Declarer plays low from the table, and East scores the Q. Not having anything better to do, East returns the remaining trump, taken in South's hand. The trumps now accounted for, South can now execute the finesse, perhaps trapping the king as planned. South enters the dummy (i.e. wins a trick in the dummy's hand) by leading a low diamond, using dummy's A to win the trick, and leads the Q from dummy to the next trick. East covers the queen with the king, and South takes the trick with the ace, and proceeds by cashing the remaining master J. (If East doesn't play the king, then South will play a low club from South's hand and the queen will win anyway, this being the essence of the finesse). The game is now safe: South ruffs a small club with a dummy's trump, then ruffs a diamond in hand for an entry back, and ruffs the last club in dummy (sometimes described as a crossruff). Finally, South claims the remaining tricks by showing his or her hand, as it now contains only high trumps and there's no need to play the hand out to prove they are all winners.
(The trick-by-trick notation used above can be also expressed in tabular form, but a textual explanation is usually preferred in practice, for reader's convenience. Plays of small cards or discards are often omitted from such a description, unless they were important for the outcome).
North-South score the required 10 tricks, and their opponents take the remaining three. The contract is fulfilled, and North enters the pair numbers, the contract, and the score of +420 for the winning side (North is in charge of bookkeeping in duplicate tournaments) on the traveling sheet. North asks East to check the score entered on the traveller. All players return their own cards to the board, and the next deal is played.
On the prior hand, it is quite possible that the K is held by West. For example, by swapping the K and A between the defending hands. Then the 4 contract would fail by one trick (unless West had led a club early in the play). The failure of the contract would not mean that 4 was a bad contract on this hand. The contract depends on the club finesse working, or a defense error. The bonus points awarded for making a game contract far outweigh the penalty for going one off, so it is best strategy in the long run to bid game contracts such as this one.
Similarly, there is a minuscule chance that the K is in the west hand, but the west hand has no other clubs. In that case, declarer can succeed by simply cashing the A, felling the K and setting up the Q as a winner. The chance of this is far lower than the chance that East started with the K. Therefore, the superior percentage play is to take the club finesse, as described above.
Computers
After many years of little progress, computer bridge made great progress at the end of the 20th century. In 1996, the ACBL initiated the official World Championships Computer Bridge, to be held annually along with a major bridge event. The first Computer Bridge Championship took place in 1997 at the North American Bridge Championships in Albuquerque, New Mexico.
Stand-alone software
Strong bridge playing programs such as Jack Bridge (World Champion in 2001, 2002, 2003, 2004, 2006, 2009, 2010, 2012, 2013 and 2015) and Wbridge5 (World Champion in 2005, 2007, 2008, 2016, 2017 and 2018), probably rank among the top few thousand human pairs worldwide. A series of articles published in 2005 and 2006 in the Dutch bridge magazine IMP describes matches between Jack Bridge and seven top Dutch pairs. A total of 196 boards were played. Jack Bridge lost, but by a small margin (359 versus 385 IMPs).
Online play
There are several free and subscription-based services available for playing bridge on the internet. For example:
Bridge Base Online (BBO) is the most active online bridge club in the world, with more than 100,000 daily connections and 500,000 hands played each day, in part because it is free to play regular games and volunteer-run tournaments.
Funbridge is a mobile application where users can play deals against robots. The company was started in France and is now owned by Goto-games
OKbridge is the oldest extant internet bridge service: it was established as a commercial enterprise in 1994, but the program started to be used interactively in August 1990 by players of all standards. OKbridge is a subscription-based club, with services such as customer support and ethics reviews.
RealBridge was founded in November 2020. Its online platform includes built-in audio and video. It is primarily used for organised bridge, ranging from club level to national and zonal championships.
Sharkbridge founded in 2020 by Milen Milkovski (Canada), Plamen Panayotov (Canada), John Norris ( Denmark) and Michael Woywode (Germany).
SWAN Games was founded April 2000. In March 2004, announced a partnership to provide internet services to SBF members and is a competitor in subscription-based online bridge clubs.
BridgeClubLive is a subscription based club which was founded in 1994 with the Bridge Player Live Software for Windows.
Some national contract bridge organizations now offer online bridge play to their members, including the English Bridge Union, the Dutch Bridge Federation and the Australian Bridge Federation. MSN and Yahoo! Games have several online rubber bridge rooms. In 2001, the WBF issued a special edition of the lawbook adapted for internet and other electronic forms of the game.
Related card games
500
Bridgette
Euchre
King
Lanterloo
Lost Heir
Nap
Ombre
Quadrille
Rex Bridge
Skat
Spades
Spoil Five
Vint
Whist
See also
Glossary of contract bridge terms
List of bridge books
List of bridge competitions and awards
List of bridge magazines
List of contract bridge people
References
Notes
Citations
Bibliography
Further reading
External links
American Contract Bridge League (ACBL)
World Bridge Federation (WBF)
The Bridge Library
Four-player card games
Games of mental skill
Multiplayer games
French deck card games
Card games introduced in 1925 |
3997 | https://en.wikipedia.org/wiki/Blood | Blood | Blood is a body fluid in the circulatory system of humans and other vertebrates that delivers necessary substances such as nutrients and oxygen to the cells, and transports metabolic waste products away from those same cells. Blood in the circulatory system is also known as peripheral blood, and the blood cells it carries, peripheral blood cells.
Blood is composed of blood cells suspended in blood plasma. Plasma, which constitutes 55% of blood fluid, is mostly water (92% by volume), and contains proteins, glucose, mineral ions, hormones, carbon dioxide (plasma being the main medium for excretory product transportation), and blood cells themselves. Albumin is the main protein in plasma, and it functions to regulate the colloidal osmotic pressure of blood. The blood cells are mainly red blood cells (also called RBCs or erythrocytes), white blood cells (also called WBCs or leukocytes), and in mammals platelets (also called thrombocytes). The most abundant cells in vertebrate blood are red blood cells. These contain hemoglobin, an iron-containing protein, which facilitates oxygen transport by reversibly binding to this respiratory gas thereby increasing its solubility in blood. In contrast, carbon dioxide is mostly transported extracellularly as bicarbonate ion transported in plasma.
Vertebrate blood is bright red when its hemoglobin is oxygenated and dark red when it is deoxygenated.
Some animals, such as crustaceans and mollusks, use hemocyanin to carry oxygen, instead of hemoglobin. Insects and some mollusks use a fluid called hemolymph instead of blood, the difference being that hemolymph is not contained in a closed circulatory system. In most insects, this "blood" does not contain oxygen-carrying molecules such as hemoglobin because their bodies are small enough for their tracheal system to suffice for supplying oxygen.
Jawed vertebrates have an adaptive immune system, based largely on white blood cells. White blood cells help to resist infections and parasites. Platelets are important in the clotting of blood. Arthropods, using hemolymph, have hemocytes as part of their immune system.
Blood is circulated around the body through blood vessels by the pumping action of the heart. In animals with lungs, arterial blood carries oxygen from inhaled air to the tissues of the body, and venous blood carries carbon dioxide, a waste product of metabolism produced by cells, from the tissues to the lungs to be exhaled.
Medical terms related to blood often begin with hemo-, hemato-, haemo- or haemato- from the Greek word () for "blood". In terms of anatomy and histology, blood is considered a specialized form of connective tissue, given its origin in the bones and the presence of potential molecular fibers in the form of fibrinogen.
Functions
Blood performs many important functions within the body, including:
Supply of oxygen to tissues (bound to hemoglobin, which is carried in red cells)
Supply of nutrients such as glucose, amino acids, and fatty acids (dissolved in the blood or bound to plasma proteins (e.g., blood lipids))
Removal of waste such as carbon dioxide, urea, and lactic acid
Immunological functions, including circulation of white blood cells, and detection of foreign material by antibodies
Coagulation, the response to a broken blood vessel, the conversion of blood from a liquid to a semisolid gel to stop bleeding
Messenger functions, including the transport of hormones and the signaling of tissue damage
Regulation of core body temperature
Hydraulic functions
Constituents
In mammals
Blood accounts for 7% of the human body weight, with an average density around 1060 kg/m3, very close to pure water's density of 1000 kg/m3. The average adult has a blood volume of roughly or 1.3 gallons, which is composed of plasma and formed elements. The formed elements are the two types of blood cell or corpuscle – the red blood cells, (erythrocytes) and white blood cells (leukocytes), and the cell fragments called platelets that are involved in clotting. By volume, the red blood cells constitute about 45% of whole blood, the plasma about 54.3%, and white cells about 0.7%.
Whole blood (plasma and cells) exhibits non-Newtonian fluid dynamics.
Cells
One microliter of blood contains:
4.7 to 6.1 million (male), 4.2 to 5.4 million (female) erythrocytes: Red blood cells contain the blood's hemoglobin and distribute oxygen. Mature red blood cells lack a nucleus and organelles in mammals. The red blood cells (together with endothelial vessel cells and other cells) are also marked by glycoproteins that define the different blood types. The proportion of blood occupied by red blood cells is referred to as the hematocrit, and is normally about 45%. The combined surface area of all red blood cells of the human body would be roughly 2,000 times as great as the body's exterior surface.
4,000–11,000 leukocytes: White blood cells are part of the body's immune system; they destroy and remove old or aberrant cells and cellular debris, as well as attack infectious agents (pathogens) and foreign substances. The cancer of leukocytes is called leukemia.
200,000–500,000 thrombocytes: Also called platelets, they take part in blood clotting (coagulation). Fibrin from the coagulation cascade creates a mesh over the platelet plug.
Plasma
About 55% of blood is blood plasma, a fluid that is the blood's liquid medium, which by itself is straw-yellow in color. The blood plasma volume totals of 2.7–3.0 liters (2.8–3.2 quarts) in an average human. It is essentially an aqueous solution containing 92% water, 8% blood plasma proteins, and trace amounts of other materials. Plasma circulates dissolved nutrients, such as glucose, amino acids, and fatty acids (dissolved in the blood or bound to plasma proteins), and removes waste products, such as carbon dioxide, urea, and lactic acid.
Other important components include:
Serum albumin
Blood-clotting factors (to facilitate coagulation)
Immunoglobulins (antibodies)
lipoprotein particles
Various other proteins
Various electrolytes (mainly sodium and chloride)
The term serum refers to plasma from which the clotting proteins have been removed. Most of the proteins remaining are albumin and immunoglobulins.
pH values
Blood pH is regulated to stay within the narrow range of 7.35 to 7.45, making it slightly basic (compensation). Extra-cellular fluid in blood that has a pH below 7.35 is too acidic, whereas blood pH above 7.45 is too basic. A pH below 6.9 or above 7.8 is usually lethal. Blood pH, partial pressure of oxygen (pO2), partial pressure of carbon dioxide (pCO2), and bicarbonate (HCO3−) are carefully regulated by a number of homeostatic mechanisms, which exert their influence principally through the respiratory system and the urinary system to control the acid–base balance and respiration, which is called compensation. An arterial blood gas test measures these. Plasma also circulates hormones transmitting their messages to various tissues. The list of normal reference ranges for various blood electrolytes is extensive.
In non-mammalian vertebrates
Human blood is typical of that of mammals, although the precise details concerning cell numbers, size, protein structure, and so on, vary somewhat between species. In non-mammalian vertebrates, however, there are some key differences:
Red blood cells of non-mammalian vertebrates are flattened and ovoid in form, and retain their cell nuclei.
There is considerable variation in the types and proportions of white blood cells; for example, acidophils are generally more common than in humans.
Platelets are unique to mammals; in other vertebrates, small nucleated, spindle cells called thrombocytes are responsible for blood clotting instead.
Physiology
Circulatory system
Blood is circulated around the body through blood vessels by the pumping action of the heart. In humans, blood is pumped from the strong left ventricle of the heart through arteries to peripheral tissues and returns to the right atrium of the heart through veins. It then enters the right ventricle and is pumped through the pulmonary artery to the lungs and returns to the left atrium through the pulmonary veins. Blood then enters the left ventricle to be circulated again. Arterial blood carries oxygen from inhaled air to all of the cells of the body, and venous blood carries carbon dioxide, a waste product of metabolism by cells, to the lungs to be exhaled. However, one exception includes pulmonary arteries, which contain the most deoxygenated blood in the body, while the pulmonary veins contain oxygenated blood.
Additional return flow may be generated by the movement of skeletal muscles, which can compress veins and push blood through the valves in veins toward the right atrium.
The blood circulation was famously described by William Harvey in 1628.
Cell production and degradation
In vertebrates, the various cells of blood are made in the bone marrow in a process called hematopoiesis, which includes erythropoiesis, the production of red blood cells; and myelopoiesis, the production of white blood cells and platelets. During childhood, almost every human bone produces red blood cells; as adults, red blood cell production is limited to the larger bones: the bodies of the vertebrae, the breastbone (sternum), the ribcage, the pelvic bones, and the bones of the upper arms and legs. In addition, during childhood, the thymus gland, found in the mediastinum, is an important source of T lymphocytes.
The proteinaceous component of blood (including clotting proteins) is produced predominantly by the liver, while hormones are produced by the endocrine glands and the watery fraction is regulated by the hypothalamus and maintained by the kidney.
Healthy erythrocytes have a plasma life of about 120 days before they are degraded by the spleen, and the Kupffer cells in the liver. The liver also clears some proteins, lipids, and amino acids. The kidney actively secretes waste products into the urine.
Oxygen transport
About 98.5% of the oxygen in a sample of arterial blood in a healthy human breathing air at sea-level pressure is chemically combined with the hemoglobin. About 1.5% is physically dissolved in the other blood liquids and not connected to hemoglobin. The hemoglobin molecule is the primary transporter of oxygen in mammals and many other species (for exceptions, see below). Hemoglobin has an oxygen binding capacity between 1.36 and 1.40 ml O2 per gram hemoglobin, which increases the total blood oxygen capacity seventyfold, compared to if oxygen solely were carried by its solubility of 0.03 ml O2 per liter blood per mm Hg partial pressure of oxygen (about 100 mm Hg in arteries).
With the exception of pulmonary and umbilical arteries and their corresponding veins, arteries carry oxygenated blood away from the heart and deliver it to the body via arterioles and capillaries, where the oxygen is consumed; afterwards, venules and veins carry deoxygenated blood back to the heart.
Under normal conditions in adult humans at rest, hemoglobin in blood leaving the lungs is about 98–99% saturated with oxygen, achieving an oxygen delivery between 950 and 1150 ml/min to the body. In a healthy adult at rest, oxygen consumption is approximately 200–250 ml/min, and deoxygenated blood returning to the lungs is still roughly 75% (70 to 78%) saturated. Increased oxygen consumption during sustained exercise reduces the oxygen saturation of venous blood, which can reach less than 15% in a trained athlete; although breathing rate and blood flow increase to compensate, oxygen saturation in arterial blood can drop to 95% or less under these conditions. Oxygen saturation this low is considered dangerous in an individual at rest (for instance, during surgery under anesthesia). Sustained hypoxia (oxygenation less than 90%), is dangerous to health, and severe hypoxia (saturations less than 30%) may be rapidly fatal.
A fetus, receiving oxygen via the placenta, is exposed to much lower oxygen pressures (about 21% of the level found in an adult's lungs), so fetuses produce another form of hemoglobin with a much higher affinity for oxygen (hemoglobin F) to function under these conditions.
Carbon dioxide transport
CO2 is carried in blood in three different ways. (The exact percentages vary depending whether it is arterial or venous blood). Most of it (about 70%) is converted to bicarbonate ions by the enzyme carbonic anhydrase in the red blood cells by the reaction ; about 7% is dissolved in the plasma; and about 23% is bound to hemoglobin as carbamino compounds.
Hemoglobin, the main oxygen-carrying molecule in red blood cells, carries both oxygen and carbon dioxide. However, the CO2 bound to hemoglobin does not bind to the same site as oxygen. Instead, it combines with the N-terminal groups on the four globin chains. However, because of allosteric effects on the hemoglobin molecule, the binding of CO2 decreases the amount of oxygen that is bound for a given partial pressure of oxygen. The decreased binding to carbon dioxide in the blood due to increased oxygen levels is known as the Haldane effect, and is important in the transport of carbon dioxide from the tissues to the lungs. A rise in the partial pressure of CO2 or a lower pH will cause offloading of oxygen from hemoglobin, which is known as the Bohr effect.
Transport of hydrogen ions
Some oxyhemoglobin loses oxygen and becomes deoxyhemoglobin. Deoxyhemoglobin binds most of the hydrogen ions as it has a much greater affinity for more hydrogen than does oxyhemoglobin.
Lymphatic system
In mammals, blood is in equilibrium with lymph, which is continuously formed in tissues from blood by capillary ultrafiltration. Lymph is collected by a system of small lymphatic vessels and directed to the thoracic duct, which drains into the left subclavian vein, where lymph rejoins the systemic blood circulation.
Thermoregulation
Blood circulation transports heat throughout the body, and adjustments to this flow are an important part of thermoregulation. Increasing blood flow to the surface (e.g., during warm weather or strenuous exercise) causes warmer skin, resulting in faster heat loss. In contrast, when the external temperature is low, blood flow to the extremities and surface of the skin is reduced and to prevent heat loss and is circulated to the important organs of the body, preferentially.
Rate of flow
Rate of blood flow varies greatly between different organs. Liver has the most abundant blood supply with an approximate flow of 1350 ml/min. Kidney and brain are the second and the third most supplied organs, with 1100 ml/min and ~700 ml/min, respectively.
Relative rates of blood flow per 100 g of tissue are different, with kidney, adrenal gland and thyroid being the first, second and third most supplied tissues, respectively.
Hydraulic functions
The restriction of blood flow can also be used in specialized tissues to cause engorgement, resulting in an erection of that tissue; examples are the erectile tissue in the penis and clitoris.
Another example of a hydraulic function is the jumping spider, in which blood forced into the legs under pressure causes them to straighten for a powerful jump, without the need for bulky muscular legs.
Invertebrates
In insects, the blood (more properly called hemolymph) is not involved in the transport of oxygen. (Openings called tracheae allow oxygen from the air to diffuse directly to the tissues.) Insect blood moves nutrients to the tissues and removes waste products in an open system.
Other invertebrates use respiratory proteins to increase the oxygen-carrying capacity. Hemoglobin is the most common respiratory protein found in nature. Hemocyanin (blue) contains copper and is found in crustaceans and mollusks. It is thought that tunicates (sea squirts) might use vanabins (proteins containing vanadium) for respiratory pigment (bright-green, blue, or orange).
In many invertebrates, these oxygen-carrying proteins are freely soluble in the blood; in vertebrates they are contained in specialized red blood cells, allowing for a higher concentration of respiratory pigments without increasing viscosity or damaging blood filtering organs like the kidneys.
Giant tube worms have unusual hemoglobins that allow them to live in extraordinary environments. These hemoglobins also carry sulfides normally fatal in other animals.
Color
The coloring matter of blood (hemochrome) is largely due to the protein in the blood responsible for oxygen transport. Different groups of organisms use different proteins.
Hemoglobin
Hemoglobin is the principal determinant of the color of blood in vertebrates. Each molecule has four heme groups, and their interaction with various molecules alters the exact color. In vertebrates and other hemoglobin-using creatures, arterial blood and capillary blood are bright red, as oxygen imparts a strong red color to the heme group. Deoxygenated blood is a darker shade of red; this is present in veins, and can be seen during blood donation and when venous blood samples are taken. This is because the spectrum of light absorbed by hemoglobin differs between the oxygenated and deoxygenated states.
Blood in carbon monoxide poisoning is bright red, because carbon monoxide causes the formation of carboxyhemoglobin. In cyanide poisoning, the body cannot use oxygen, so the venous blood remains oxygenated, increasing the redness. There are some conditions affecting the heme groups present in hemoglobin that can make the skin appear blue – a symptom called cyanosis. If the heme is oxidized, methemoglobin, which is more brownish and cannot transport oxygen, is formed. In the rare condition sulfhemoglobinemia, arterial hemoglobin is partially oxygenated, and appears dark red with a bluish hue.
Veins close to the surface of the skin appear blue for a variety of reasons. However, the factors that contribute to this alteration of color perception are related to the light-scattering properties of the skin and the processing of visual input by the visual cortex, rather than the actual color of the venous blood.
Skinks in the genus Prasinohaema have green blood due to a buildup of the waste product biliverdin.
Hemocyanin
The blood of most mollusks – including cephalopods and gastropods – as well as some arthropods, such as horseshoe crabs, is blue, as it contains the copper-containing protein hemocyanin at concentrations of about 50 grams per liter. Hemocyanin is colorless when deoxygenated and dark blue when oxygenated. The blood in the circulation of these creatures, which generally live in cold environments with low oxygen tensions, is grey-white to pale yellow, and it turns dark blue when exposed to the oxygen in the air, as seen when they bleed. This is due to change in color of hemocyanin when it is oxidized. Hemocyanin carries oxygen in extracellular fluid, which is in contrast to the intracellular oxygen transport in mammals by hemoglobin in RBCs.
Chlorocruorin
The blood of most annelid worms and some marine polychaetes use chlorocruorin to transport oxygen. It is green in color in dilute solutions.
Hemerythrin
Hemerythrin is used for oxygen transport in the marine invertebrates sipunculids, priapulids, brachiopods, and the annelid worm, magelona. Hemerythrin is violet-pink when oxygenated.
Hemovanadin
The blood of some species of ascidians and tunicates, also known as sea squirts, contains proteins called vanadins. These proteins are based on vanadium, and give the creatures a concentration of vanadium in their bodies 100 times higher than the surrounding seawater. Unlike hemocyanin and hemoglobin, hemovanadin is not an oxygen carrier. When exposed to oxygen, however, vanadins turn a mustard yellow.
Disorders
General medical
Disorders of volume
Injury can cause blood loss through bleeding. A healthy adult can lose almost 20% of blood volume (1 L) before the first symptom, restlessness, begins, and 40% of volume (2 L) before shock sets in. Thrombocytes are important for blood coagulation and the formation of blood clots, which can stop bleeding. Trauma to the internal organs or bones can cause internal bleeding, which can sometimes be severe.
Dehydration can reduce the blood volume by reducing the water content of the blood. This would rarely result in shock (apart from the very severe cases) but may result in orthostatic hypotension and fainting.
Disorders of circulation
Shock is the ineffective perfusion of tissues, and can be caused by a variety of conditions including blood loss, infection, poor cardiac output.
Atherosclerosis reduces the flow of blood through arteries, because atheroma lines arteries and narrows them. Atheroma tends to increase with age, and its progression can be compounded by many causes including smoking, high blood pressure, excess circulating lipids (hyperlipidemia), and diabetes mellitus.
Coagulation can form a thrombosis, which can obstruct vessels.
Problems with blood composition, the pumping action of the heart, or narrowing of blood vessels can have many consequences including hypoxia (lack of oxygen) of the tissues supplied. The term ischemia refers to tissue that is inadequately perfused with blood, and infarction refers to tissue death (necrosis), which can occur when the blood supply has been blocked (or is very inadequate).
Hematological
Anemia
Insufficient red cell mass (anemia) can be the result of bleeding, blood disorders like thalassemia, or nutritional deficiencies, and may require one or more blood transfusions. Anemia can also be due to a genetic disorder in which the red blood cells do not function effectively. Anemia can be confirmed by a blood test if the hemoglobin value is less than 13.5 gm/dl in men or less than 12.0 gm/dl in women. Several countries have blood banks to fill the demand for transfusable blood. A person receiving a blood transfusion must have a blood type compatible with that of the donor.
Sickle-cell anemia
Disorders of cell proliferation
Leukemia is a group of cancers of the blood-forming tissues and cells.
Non-cancerous overproduction of red cells (polycythemia vera) or platelets (essential thrombocytosis) may be premalignant.
Myelodysplastic syndromes involve ineffective production of one or more cell lines.
Disorders of coagulation
Hemophilia is a genetic illness that causes dysfunction in one of the blood's clotting mechanisms. This can allow otherwise inconsequential wounds to be life-threatening, but more commonly results in hemarthrosis, or bleeding into joint spaces, which can be crippling.
Ineffective or insufficient platelets can also result in coagulopathy (bleeding disorders).
Hypercoagulable state (thrombophilia) results from defects in regulation of platelet or clotting factor function, and can cause thrombosis.
Infectious disorders of blood
Blood is an important vector of infection. HIV, the virus that causes AIDS, is transmitted through contact with blood, semen or other body secretions of an infected person. Hepatitis B and C are transmitted primarily through blood contact. Owing to blood-borne infections, bloodstained objects are treated as a biohazard.
Bacterial infection of the blood is bacteremia or sepsis. Viral Infection is viremia. Malaria and trypanosomiasis are blood-borne parasitic infections.
Carbon monoxide poisoning
Substances other than oxygen can bind to hemoglobin; in some cases, this can cause irreversible damage to the body. Carbon monoxide, for example, is extremely dangerous when carried to the blood via the lungs by inhalation, because carbon monoxide irreversibly binds to hemoglobin to form carboxyhemoglobin, so that less hemoglobin is free to bind oxygen, and fewer oxygen molecules can be transported throughout the blood. This can cause suffocation insidiously. A fire burning in an enclosed room with poor ventilation presents a very dangerous hazard, since it can create a build-up of carbon monoxide in the air. Some carbon monoxide binds to hemoglobin when smoking tobacco.
Treatments
Transfusion
Blood for transfusion is obtained from human donors by blood donation and stored in a blood bank. There are many different blood types in humans, the ABO blood group system, and the Rhesus blood group system being the most important. Transfusion of blood of an incompatible blood group may cause severe, often fatal, complications, so crossmatching is done to ensure that a compatible blood product is transfused.
Other blood products administered intravenously are platelets, blood plasma, cryoprecipitate, and specific coagulation factor concentrates.
Intravenous administration
Many forms of medication (from antibiotics to chemotherapy) are administered intravenously, as they are not readily or adequately absorbed by the digestive tract.
After severe acute blood loss, liquid preparations, generically known as plasma expanders, can be given intravenously, either solutions of salts (NaCl, KCl, CaCl2 etc.) at physiological concentrations, or colloidal solutions, such as dextrans, human serum albumin, or fresh frozen plasma. In these emergency situations, a plasma expander is a more effective life-saving procedure than a blood transfusion, because the metabolism of transfused red blood cells does not restart immediately after a transfusion.
Letting
In modern evidence-based medicine, bloodletting is used in management of a few rare diseases, including hemochromatosis and polycythemia. However, bloodletting and leeching were common unvalidated interventions used until the 19th century, as many diseases were incorrectly thought to be due to an excess of blood, according to Hippocratic medicine.
Etymology
English blood (Old English blod) derives from Germanic and has cognates with a similar range of meanings in all other Germanic languages (e.g. German Blut, Swedish blod, Gothic blōþ). There is no accepted Indo-European etymology.
History
Classical Greek medicine
Robin Fåhræus (a Swedish physician who devised the erythrocyte sedimentation rate) suggested that the Ancient Greek system of humorism, wherein the body was thought to contain four distinct bodily fluids (associated with different temperaments), were based upon the observation of blood clotting in a transparent container. When blood is drawn in a glass container and left undisturbed for about an hour, four different layers can be seen. A dark clot forms at the bottom (the "black bile"). Above the clot is a layer of red blood cells (the "blood"). Above this is a whitish layer of white blood cells (the "phlegm"). The top layer is clear yellow serum (the "yellow bile").
Types
The ABO blood group system was discovered in the year 1900 by Karl Landsteiner. Jan Janský is credited with the first classification of blood into the four types (A, B, AB, and O) in 1907, which remains in use today. In 1907 the first blood transfusion was performed that used the ABO system to predict compatibility. The first non-direct transfusion was performed on 27 March 1914. The Rhesus factor was discovered in 1937.
Culture and religion
Due to its importance to life, blood is associated with a large number of beliefs. One of the most basic is the use of blood as a symbol for family relationships through birth/parentage; to be "related by blood" is to be related by ancestry or descendence, rather than marriage. This bears closely to bloodlines, and sayings such as "blood is thicker than water" and "bad blood", as well as "Blood brother".
Blood is given particular emphasis in the Islamic, Jewish, and Christian religions, because Leviticus 17:11 says "the life of a creature is in the blood." This phrase is part of the Levitical law forbidding the drinking of blood or eating meat with the blood still intact instead of being poured off.
Mythic references to blood can sometimes be connected to the life-giving nature of blood, seen in such events as childbirth, as contrasted with the blood of injury or death.
Indigenous Australians
In many indigenous Australian Aboriginal peoples' traditions, ochre (particularly red) and blood, both high in iron content and considered Maban, are applied to the bodies of dancers for ritual. As Lawlor states: Lawlor comments that blood employed in this fashion is held by these peoples to attune the dancers to the invisible energetic realm of the Dreamtime. Lawlor then connects these invisible energetic realms and magnetic fields, because iron is magnetic.
European paganism
Among the Germanic tribes, blood was used during their sacrifices; the Blóts. The blood was considered to have the power of its originator, and, after the butchering, the blood was sprinkled on the walls, on the statues of the gods, and on the participants themselves. This act of sprinkling blood was called blóedsian in Old English, and the terminology was borrowed by the Roman Catholic Church becoming to bless and blessing. The Hittite word for blood, ishar was a cognate to words for "oath" and "bond", see Ishara.
The Ancient Greeks believed that the blood of the gods, ichor, was a substance that was poisonous to mortals.
As a relic of Germanic Law, the cruentation, an ordeal where the corpse of the victim was supposed to start bleeding in the presence of the murderer, was used until the early 17th century.
Christianity
In Genesis 9:4, God prohibited Noah and his sons from eating blood (see Noahide Law). This command continued to be observed by the Eastern Orthodox Church.
It is also found in the Bible that when the Angel of Death came around to the Hebrew house that the first-born child would not die if the angel saw lamb's blood wiped across the doorway.
At the Council of Jerusalem, the apostles prohibited certain Christians from consuming blood – this is documented in Acts 15:20 and 29. This chapter specifies a reason (especially in verses 19–21): It was to avoid offending Jews who had become Christians, because the Mosaic Law Code prohibited the practice.
Christ's blood is the means for the atonement of sins. Also, "... the blood of Jesus Christ his [God] Son cleanseth us from all sin." (1 John 1:7), "... Unto him [God] that loved us, and washed us from our sins in his own blood." (Revelation 1:5), and "And they overcame him (Satan) by the blood of the Lamb [Jesus the Christ], and by the word of their testimony ..." (Revelation 12:11).
Some Christian churches, including Roman Catholicism, Eastern Orthodoxy, Oriental Orthodoxy, and the Assyrian Church of the East teach that, when consecrated, the Eucharistic wine actually becomes the blood of Jesus for worshippers to drink. Thus in the consecrated wine, Jesus becomes spiritually and physically present. This teaching is rooted in the Last Supper, as written in the four gospels of the Bible, in which Jesus stated to his disciples that the bread that they ate was his body, and the wine was his blood. "This cup is the new testament in my blood, which is shed for you." ().
Most forms of Protestantism, especially those of a Methodist or Presbyterian lineage, teach that the wine is no more than a symbol of the blood of Christ, who is spiritually but not physically present. Lutheran theology teaches that the body and blood is present together "in, with, and under" the bread and wine of the Eucharistic feast.
Judaism
In Judaism, animal blood may not be consumed even in the smallest quantity (Leviticus 3:17 and elsewhere); this is reflected in Jewish dietary laws (Kashrut). Blood is purged from meat by rinsing and soaking in water (to loosen clots), salting and then rinsing with water again several times. Eggs must also be checked and any blood spots removed before consumption. Although blood from fish is biblically kosher, it is rabbinically forbidden to consume fish blood to avoid the appearance of breaking the Biblical prohibition.
Another ritual involving blood involves the covering of the blood of fowl and game after slaughtering (Leviticus 17:13); the reason given by the Torah is: "Because the life of the animal is [in] its blood" (ibid 17:14). In relation to human beings, Kabbalah expounds on this verse that the animal soul of a person is in the blood, and that physical desires stem from it.
Likewise, the mystical reason for salting temple sacrifices and slaughtered meat is to remove the blood of animal-like passions from the person. By removing the animal's blood, the animal energies and life-force contained in the blood are removed, making the meat fit for human consumption.
Islam
Consumption of food containing blood is forbidden by Islamic dietary laws. This is derived from the statement in the Qur'an, sura Al-Ma'ida (5:3): "Forbidden to you (for food) are: dead meat, blood, the flesh of swine, and that on which has been invoked the name of other than Allah."
Blood is considered unclean, hence there are specific methods to obtain physical and ritual status of cleanliness once bleeding has occurred. Specific rules and prohibitions apply to menstruation, postnatal bleeding and irregular vaginal bleeding. When an animal has been slaughtered, the animal's neck is cut in a way to ensure that the spine is not severed, hence the brain may send commands to the heart to pump blood to it for oxygen. In this way, blood is removed from the body, and the meat is generally now safe to cook and eat. In modern times, blood transfusions are generally not considered against the rules.
Jehovah's Witnesses
Based on their interpretation of scriptures such as Acts 15:28, 29 ("Keep abstaining...from blood."), many Jehovah's Witnesses neither consume blood nor accept transfusions of whole blood or its major components: red blood cells, white blood cells, platelets (thrombocytes), and plasma. Members may personally decide whether they will accept medical procedures that involve their own blood or substances that are further fractionated from the four major components.
Vampirism
Vampires are mythical creatures that drink blood directly for sustenance, usually with a preference for human blood. Cultures all over the world have myths of this kind; for example the 'Nosferatu' legend, a human who achieves damnation and immortality by drinking the blood of others, originates from Eastern European folklore. Ticks, leeches, female mosquitoes, vampire bats, and an assortment of other natural creatures do consume the blood of other animals, but only bats are associated with vampires. This has no relation to vampire bats, which are New World creatures discovered well after the origins of the European myths.
Other uses
Forensic and archaeological
Blood residue can help forensic investigators identify weapons, reconstruct a criminal action, and link suspects to the crime. Through bloodstain pattern analysis, forensic information can also be gained from the spatial distribution of bloodstains.
Blood residue analysis is also a technique used in archeology.
Artistic
Blood is one of the body fluids that has been used in art. In particular, the performances of Viennese Actionist Hermann Nitsch, Istvan Kantor, Franko B, Lennie Lee, Ron Athey, Yang Zhichao, Lucas Abela and Kira O'Reilly, along with the photography of Andres Serrano, have incorporated blood as a prominent visual element. Marc Quinn has made sculptures using frozen blood, including a cast of his own head made using his own blood.
Genealogical
The term blood is used in genealogical circles to refer to one's ancestry, origins, and ethnic background as in the word bloodline. Other terms where blood is used in a family history sense are blue-blood, royal blood, mixed-blood and blood relative.
See also
Autotransfusion
Blood as food
Blood pressure
Blood substitutes ("artificial blood")
Blood test
Hemophobia
Luminol, a visual test for blood left at crime scenes.
Oct-1-en-3-one ("Smell" of blood)
Taboo food and drink: Blood
References
External links
Blood Groups and Red Cell Antigens. Free online book at NCBI Bookshelf ID: NBK2261
Blood Photomicrographs
Hematology
Tissues (biology)
Articles containing video clips |
3999 | https://en.wikipedia.org/wiki/Benoit%20Mandelbrot | Benoit Mandelbrot | Benoit B. Mandelbrot (20 November 1924 – 14 October 2010) was a Polish-born French-American mathematician and polymath with broad interests in the practical sciences, especially regarding what he labeled as "the art of roughness" of physical phenomena and "the uncontrolled element in life". He referred to himself as a "fractalist" and is recognized for his contribution to the field of fractal geometry, which included coining the word "fractal", as well as developing a theory of "roughness and self-similarity" in nature.
In 1936, at the age of 11, Mandelbrot and his family emigrated from Warsaw, Poland, to France. After World War II ended, Mandelbrot studied mathematics, graduating from universities in Paris and in the United States and receiving a master's degree in aeronautics from the California Institute of Technology. He spent most of his career in both the United States and France, having dual French and American citizenship. In 1958, he began a 35-year career at IBM, where he became an IBM Fellow, and periodically took leaves of absence to teach at Harvard University. At Harvard, following the publication of his study of U.S. commodity markets in relation to cotton futures, he taught economics and applied sciences.
Because of his access to IBM's computers, Mandelbrot was one of the first to use computer graphics to create and display fractal geometric images, leading to his discovery of the Mandelbrot set in 1980. He showed how visual complexity can be created from simple rules. He said that things typically considered to be "rough", a "mess", or "chaotic", such as clouds or shorelines, actually had a "degree of order". His math- and geometry-centered research included contributions to such fields as statistical physics, meteorology, hydrology, geomorphology, anatomy, taxonomy, neurology, linguistics, information technology, computer graphics, economics, geology, medicine, physical cosmology, engineering, chaos theory, econophysics, metallurgy, and the social sciences.
Toward the end of his career, he was Sterling Professor of Mathematical Sciences at Yale University, where he was the oldest professor in Yale's history to receive tenure.
Mandelbrot also held positions at the Pacific Northwest National Laboratory, Université Lille Nord de France, Institute for Advanced Study and Centre National de la Recherche Scientifique. During his career, he received over 15 honorary doctorates and served on many science journals, along with winning numerous awards. His autobiography, The Fractalist: Memoir of a Scientific Maverick, was published posthumously in 2012.
Early years
Benedykt Mandelbrot was born in a Lithuanian Jewish family, in Warsaw during the Second Polish Republic. His father made his living trading clothing; his mother was a dental surgeon. During his first two school years, he was tutored privately by an uncle who despised rote learning: "Most of my time was spent playing chess, reading maps and learning how to open my eyes to everything around me." In 1936, when he was 11, the family emigrated from Poland to France. The move, World War II, and the influence of his father's brother, the mathematician Szolem Mandelbrojt (who had moved to Paris around 1920), further prevented a standard education. "The fact that my parents, as economic and political refugees, joined Szolem in France saved our lives," he writes.
Mandelbrot attended the Lycée Rollin (now the Collège-lycée Jacques-Decour) in Paris until the start of World War II, when his family moved to Tulle, France. He was helped by Rabbi David Feuerwerker, the Rabbi of Brive-la-Gaillarde, to continue his studies. Much of France was occupied by the Nazis at the time, and Mandelbrot recalls this period:
In 1944, Mandelbrot returned to Paris, studied at the Lycée du Parc in Lyon, and in 1945 to 1947 attended the École Polytechnique, where he studied under Gaston Julia and Paul Lévy. From 1947 to 1949 he studied at California Institute of Technology, where he earned a master's degree in aeronautics. Returning to France, he obtained his PhD degree in Mathematical Sciences at the University of Paris in 1952.
Research career
From 1949 to 1958, Mandelbrot was a staff member at the Centre National de la Recherche Scientifique. During this time he spent a year at the Institute for Advanced Study in Princeton, New Jersey, where he was sponsored by John von Neumann. In 1955 he married Aliette Kagan and moved to Geneva, Switzerland (to collaborate with Jean Piaget at the International Centre for Genetic Epistemology) and later to the Université Lille Nord de France. In 1958 the couple moved to the United States where Mandelbrot joined the research staff at the IBM Thomas J. Watson Research Center in Yorktown Heights, New York. He remained at IBM for 35 years, becoming an IBM Fellow, and later Fellow Emeritus.
From 1951 onward, Mandelbrot worked on problems and published papers not only in mathematics but in applied fields such as information theory, economics, and fluid dynamics.
Randomness and fractals in financial markets
Mandelbrot saw financial markets as an example of "wild randomness", characterized by concentration and long-range dependence. He developed several original approaches for modelling financial fluctuations. In his early work, he found that the price changes in financial markets did not follow a Gaussian distribution, but rather Lévy stable distributions having infinite variance. He found, for example, that cotton prices followed a Lévy stable distribution with parameter α equal to 1.7 rather than 2 as in a Gaussian distribution. "Stable" distributions have the property that the sum of many instances of a random variable follows the same distribution but with a larger scale parameter.<ref>{{cite web |url=https://www.newscientist.com/article/mg15420784.700-flight-over-wall-st.html |title= New Scientist, 19 April 1997 |publisher=Newscientist.com |date=19 April 1997 |access-date=17 October 2010 |archive-date=21 April 2010 |archive-url= https://web.archive.org/web/20100421101729/http://www.newscientist.com/article/mg15420784.700-flight-over-wall-st.html |url-status=live }}</ref> The latter work from the early 60s was done with daily data of cotton prices from 1900, long before he introduced the word 'fractal'. In later years, after the concept of fractals had matured, the study of financial markets in the context of fractals became possible only after the availability of high frequency data in finance. In the late 1980s, Mandelbrot used intra-daily tick data supplied by Olsen & Associates in Zurich to apply fractal theory to market microstructure. This cooperation lead to the publication of the first comprehensive papers on scaling law in finance. This law shows similar properties at different time scales, confirming Mandelbrot's insight of the fractal nature of market microstructure. Mandelbrot's own research in this area is presented in his books Fractals and Scaling in Finance and The (Mis)behavior of Markets.
Developing "fractal geometry" and the Mandelbrot set
As a visiting professor at Harvard University, Mandelbrot began to study mathematical objects called Julia sets that were invariant under certain transformations of the complex plane. Building on previous work by Gaston Julia and Pierre Fatou, Mandelbrot used a computer to plot images of the Julia sets. While investigating the topology of these Julia sets, he studied the Mandelbrot set which was introduced by him in 1979.
In 1975, Mandelbrot coined the term fractal to describe these structures and first published his ideas in the French book Les Objets Fractals: Forme, Hasard et Dimension, later translated in 1977 as Fractals: Form, Chance and Dimension. According to computer scientist and physicist Stephen Wolfram, the book was a "breakthrough" for Mandelbrot, who until then would typically "apply fairly straightforward mathematics ... to areas that had barely seen the light of serious mathematics before". Wolfram adds that as a result of this new research, he was no longer a "wandering scientist", and later called him "the father of fractals":
Wolfram briefly describes fractals as a form of geometric repetition, "in which smaller and smaller copies of a pattern are successively nested inside each other, so that the same intricate shapes appear no matter how much you zoom in to the whole. Fern leaves and Romanesque broccoli are two examples from nature." He points out an unexpected conclusion:
Mandelbrot used the term "fractal" as it derived from the Latin word "fractus", defined as broken or shattered glass. Using the newly developed IBM computers at his disposal, Mandelbrot was able to create fractal images using graphics computer code, images that an interviewer described as looking like "the delirious exuberance of the 1960s psychedelic art with forms hauntingly reminiscent of nature and the human body". He also saw himself as a "would-be Kepler", after the 17th-century scientist Johannes Kepler, who calculated and described the orbits of the planets.
Mandelbrot, however, never felt he was inventing a new idea. He described his feelings in a documentary with science writer Arthur C. Clarke:
According to Clarke, "the Mandelbrot set is indeed one of the most astonishing discoveries in the entire history of mathematics. Who could have dreamed that such an incredibly simple equation could have generated images of literally infinite complexity?" Clarke also notes an "odd coincidence":
the name Mandelbrot, and the word "mandala"—for a religious symbol—which I'm sure is a pure coincidence, but indeed the Mandelbrot set does seem to contain an enormous number of mandalas.
In 1982, Mandelbrot expanded and updated his ideas in The Fractal Geometry of Nature. This influential work brought fractals into the mainstream of professional and popular mathematics, as well as silencing critics, who had dismissed fractals as "program artifacts".
Mandelbrot left IBM in 1987, after 35 years and 12 days, when IBM decided to end pure research in his division. He joined the Department of Mathematics at Yale, and obtained his first tenured post in 1999, at the age of 75. At the time of his retirement in 2005, he was Sterling Professor of Mathematical Sciences.
Fractals and the "theory of roughness"
Mandelbrot created the first-ever "theory of roughness", and he saw "roughness" in the shapes of mountains, coastlines and river basins; the structures of plants, blood vessels and lungs; the clustering of galaxies. His personal quest was to create some mathematical formula to measure the overall "roughness" of such objects in nature. He began by asking himself various kinds of questions related to nature:
In his paper "How Long Is the Coast of Britain? Statistical Self-Similarity and Fractional Dimension", published in Science in 1967, Mandelbrot discusses self-similar curves that have Hausdorff dimension that are examples of fractals, although Mandelbrot does not use this term in the paper, as he did not coin it until 1975. The paper is one of Mandelbrot's first publications on the topic of fractals.
Mandelbrot emphasized the use of fractals as realistic and useful models for describing many "rough" phenomena in the real world. He concluded that "real roughness is often fractal and can be measured." Although Mandelbrot coined the term "fractal", some of the mathematical objects he presented in The Fractal Geometry of Nature had been previously described by other mathematicians. Before Mandelbrot, however, they were regarded as isolated curiosities with unnatural and non-intuitive properties. Mandelbrot brought these objects together for the first time and turned them into essential tools for the long-stalled effort to extend the scope of science to explaining non-smooth, "rough" objects in the real world. His methods of research were both old and new:
Fractals are also found in human pursuits, such as music, painting, architecture, and stock market prices. Mandelbrot believed that fractals, far from being unnatural, were in many ways more intuitive and natural than the artificially smooth objects of traditional Euclidean geometry: Clouds are not spheres, mountains are not cones, coastlines are not circles, and bark is not smooth, nor does lightning travel in a straight line. —Mandelbrot, in his introduction to The Fractal Geometry of Nature
Mandelbrot has been called an artist, and a visionary and a maverick. His informal and passionate style of writing and his emphasis on visual and geometric intuition (supported by the inclusion of numerous illustrations) made The Fractal Geometry of Nature accessible to non-specialists. The book sparked widespread popular interest in fractals and contributed to chaos theory and other fields of science and mathematics.
Mandelbrot also put his ideas to work in cosmology. He offered in 1974 a new explanation of Olbers' paradox (the "dark night sky" riddle), demonstrating the consequences of fractal theory as a sufficient, but not necessary, resolution of the paradox. He postulated that if the stars in the universe were fractally distributed (for example, like Cantor dust), it would not be necessary to rely on the Big Bang theory to explain the paradox. His model would not rule out a Big Bang, but would allow for a dark sky even if the Big Bang had not occurred.
Awards and honors
Mandelbrot's awards include the Wolf Prize for Physics in 1993, the Lewis Fry Richardson Prize of the European Geophysical Society in 2000, the Japan Prize in 2003, and the Einstein Lectureship of the American Mathematical Society in 2006.
The small asteroid 27500 Mandelbrot was named in his honor. In November 1990, he was made a Chevalier in France's Legion of Honour. In December 2005, Mandelbrot was appointed to the position of Battelle Fellow at the Pacific Northwest National Laboratory. Mandelbrot was promoted to an Officer of the Legion of Honour in January 2006. An honorary degree from Johns Hopkins University was bestowed on Mandelbrot in the May 2010 commencement exercises.
A partial list of awards received by Mandelbrot:
2004 Best Business Book of the Year Award
AMS Einstein Lectureship
Barnard Medal
Caltech Service
Casimir Funk Natural Sciences Award
Charles Proteus Steinmetz Medal
High School Spelling Bee (1940)
Fellow, American Geophysical Union
Fellow of the American Statistical Association
Fellow of the American Physical Society (1987)
Franklin Medal
Harvey Prize (1989)
Honda Prize
Humboldtpreis
IBM Fellowship
Japan Prize (2003)
John Scott Award
Légion d'honneur (Legion of Honour)
Lewis Fry Richardson Medal
Medaglia della Presidenza della Repubblica Italiana
Médaille de Vermeil de la Ville de Paris
Nevada Prize
Member of the Norwegian Academy of Science and Letters.
Member of the American Philosophical Society (2004)
Science for Art
Sven Berggren-Priset
Wacław Sierpiński medal of the Polish Mathematical Society (2005)
Władysław Orlicz Prize
Wolf Foundation Prize for Physics (1993)
Death and legacy
Mandelbrot died from pancreatic cancer at the age of 85 in a hospice in Cambridge, Massachusetts, on 14 October 2010. Reacting to news of his death, mathematician Heinz-Otto Peitgen said: "[I]f we talk about impact inside mathematics, and applications in the sciences, he is one of the most important figures of the last fifty years."
Chris Anderson, TED conference curator, described Mandelbrot as "an icon who changed how we see the world". Nicolas Sarkozy, President of France at the time of Mandelbrot's death, said Mandelbrot had "a powerful, original mind that never shied away from innovating and shattering preconceived notions [... h]is work, developed entirely outside mainstream research, led to modern information theory." Mandelbrot's obituary in The Economist points out his fame as "celebrity beyond the academy" and lauds him as the "father of fractal geometry".
Best-selling essayist-author Nassim Nicholas Taleb has remarked that Mandelbrot's book The (Mis)Behavior of Markets is in his opinion "The deepest and most realistic finance book ever published".
Bibliography
In English
Fractals: Form, Chance and Dimension, 1977, 2020
The Fractal Geometry of Nature, 1982
Mandelbrot, B. (1959) Variables et processus stochastiques de Pareto-Levy, et la repartition des revenus. Comptes rendus de l'Académie des Sciences de Paris, 249, 613–615.
Mandelbrot, B. (1960) The Pareto-Levy law and the distribution of income. International Economic Review, 1, 79–106.
Mandelbrot, B. (1961) Stable Paretian random functions and the multiplicative variation of income. Econometrica, 29, 517–543.
Mandelbrot, B. (1964) Random walks, fire damage amount and other Paretian risk phenomena. Operations Research, 12, 582–585.
Fractals and Scaling in Finance: Discontinuity, Concentration, Risk. Selecta Volume E, 1997 by Benoit B. Mandelbrot and R.E. Gomory
Mandelbrot, Benoit B. (1997) Fractals and Scaling in Finance: Discontinuity, Concentration, Risk, Springer.
Fractales, hasard et finance, 1959–1997, 1 November 1998
Multifractals and 1/ƒ Noise: Wild Self-Affinity in Physics (1963–1976) (Selecta; V.N) 18 January 1999 by J.M. Berger and Benoit B. Mandelbrot
Gaussian Self-Affinity and Fractals: Globality, The Earth, 1/f Noise, and R/S (Selected Works of Benoit B. Mandelbrot) 14 December 2001 by Benoit Mandelbrot and F.J. Damerau
Mandelbrot, Benoit B., Gaussian Self-Affinity and Fractals, Springer: 2002.
Fractals and Chaos: The Mandelbrot Set and Beyond, 9 January 2004
The Misbehavior of Markets: A Fractal View of Financial Turbulence, 2006 by Benoit Mandelbrot and Richard L. Hudson
Mandelbrot, Benoit B. (2010). The Fractalist, Memoir of a Scientific Maverick. New York: Vintage Books, Division of Random House.
The Fractalist: Memoir of a Scientific Maverick, 2014
Heinz-Otto Peitgen, Hartmut Jürgens, Dietmar Saupe and Cornelia Zahlten: Fractals: An Animated Discussion (63 min video film, interviews with Benoît Mandelbrot and Edward Lorenz, computer animations), W.H. Freeman and Company, 1990. (re-published by Films for the Humanities & Sciences, )
"Hunting the Hidden Dimension: mysteriously beautiful fractals are shaking up the world of mathematics and deepening our understanding of nature", NOVA'', WGBH Educational Foundation, Boston for PBS, first aired 28 October 2008.
See also
Notes
References
Sources
External links
Mandelbrot's page at Yale
"Benoît Mandelbrot: Fractals and the art of roughness" (TED address).
Fractals in Science, Engineering and Finance (lecture).
FT.com interview on the subject of the financial markets which includes his critique of the "efficient market" hypothesis.
Mandelbrot relates his life story (Web of Stories).
Interview (1 January 1981, Ithaca, NY) held by the Eugene Dynkin Collection of Mathematics Interviews, Cornell University Library.
Video animation of Mandelbrot set, zoom factor 10342.
, a three-dimensional Mandelbrot-set projection.
Michael Frame, "Benoit B. Mandelbrot", Biographical Memoirs of the National Academy of Sciences (2014)
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4005 | https://en.wikipedia.org/wiki/Battle%20of%20Pharsalus | Battle of Pharsalus | The Battle of Pharsalus was the decisive battle of Caesar's Civil War fought on 9 August 48 BC near Pharsalus in Central Greece. Julius Caesar and his allies formed up opposite the army of the Roman Republic under the command of Pompey. Pompey had the backing of a majority of Roman senators and his army significantly outnumbered the veteran Caesarian legions.
Pressured by his officers, Pompey reluctantly engaged in battle and suffered an overwhelming defeat, ultimately fleeing the camp and his men, disguised as an ordinary citizen. Eventually making his way to Egypt, he was assassinated upon his arrival at the order of Ptolemy XIII.
Prelude
Following the start of the Civil War, Caesar had captured Rome, forced Pompey and his allies to withdraw from Italy, and defeated Pompey's legates in Spain. In the campaign season for 48 BC, Caesar crossed the Adriatic and advanced on Dyrrachium. There, he besieged it, but was defeated.
Caesar then withdrew east into Thessaly, partly to relieve one of his legates from attack by Metellus Scipio's forces arriving from Syria. He besieged Gomphi after it resisted him. Pompey pursued, seeking to spare Italy from invasion by concluding the war on Greek soil, to prevent Caesar from defeating Metellus Scipio's forces arriving from Syria, and under pressure from his overconfident allies who accused him of prolonging the war to extend his command.
Date
The decisive battle took place on 9 August 48 BC according to the Republican calendar. According to the proleptic Julian calendar however, the date was either 29 June (according to Le Verrier's chronological reconstruction) or possibly 7 June (according to Drumann/Groebe).
Location
The location of the battlefield was for a long time the subject of controversy among scholars. Caesar himself, in his Commentarii de Bello Civili, mentions few place-names; and although the battle is called after Pharsalos by modern authors, four ancient writers – the author of the Bellum Alexandrinum (48.1), Frontinus (Strategemata 2.3.22), Eutropius (20), and Orosius (6.15.27) – place it specifically at Palaepharsalus ("Old" Pharsalus). Strabo in his Geographica (Γεωγραφικά) mentions both old and new Pharsaloi, and notes that the Thetideion, the temple to Thetis south of Scotoussa, was near both. In 198 BC, in the Second Macedonian War, Philip V of Macedon sacked Palaepharsalos (Livy, Ab Urbe Condita 32.13.9), but left new Pharsalos untouched. These two details perhaps imply that the two cities were not close neighbours. Many scholars, therefore, unsure of the site of Palaepharsalos, followed Appian (2.75) and located the battle of 48 BC south of the Enipeus or close to Pharsalos (today's Pharsala). Among the scholars arguing for the south side are Béquignon (1928), Bruère (1951), and Gwatkin (1957).
An increasing number of scholars, however, have argued for a location on the north side of the river. These include Perrin (1885), Holmes (1908), Lucas (1921), Rambaud (1955), Pelling (1973), Morgan (1983), and Sheppard (2006). John D. Morgan in his definitive "Palae-pharsalus – the Battle and the Town", shows that Palaepharsalus cannot have been at Palaiokastro, as Béquignon thought (a site abandoned c. 500 BC), nor the hill of Fatih-Dzami within the walls of Pharsalus itself, as Kromayer (1903, 1931) and Gwatkin thought; and Morgan argues that it is probably also not the hill of Khtouri (Koutouri), some 7 miles north-west of Pharsalus on the south bank of the Enipeus, as Lucas and Holmes thought, although that remains a possibility. However, Morgan believes it is most likely to have been the hill just east of the village of (Krini Larisas, formerly Driskoli) very close to the ancient highway from Larisa to Pharsalus. This site is some north of Pharsalus, and three miles north of the river Enipeus, and not only has remains dating back to neolithic times but also signs of habitation in the 1st century BC and later. The identification seems to be confirmed by the location of a place misspelled "Palfari" or "Falaphari" shown on a medieval route map of the road just north of Pharsalus. Morgan places Pompey's camp a mile to the west of Krini, just north of the village of Avra (formerly Sarikayia), and Caesar's camp some four miles to the east-south-east of Pompey's. According to this reconstruction, therefore, the battle took place not between Pharsalus and the river, as Appian wrote, but between Old Pharsalus and the river.
An interesting side-note on Palaepharsalus is that it was sometimes identified in ancient sources with Phthia, the home of Achilles. Near Old and New Pharsalus was a "Thetideion", or temple dedicated to Thetis, the mother of Achilles. However, Phthia, the kingdom of Achilles and his father Peleus, is more usually identified with the lower valley of the Spercheios river, much further south.
Name of the battle
Although it is often called the Battle of Pharsalus by modern historians, this name was rarely used in the ancient sources. Caesar merely calls it the proelium in Thessaliā ("battle in Thessalia"); Marcus Tullius Cicero and Hirtius call it the Pharsālicum proelium ("Pharsalic battle") or pugna Pharsālia ("Pharsalian battle"), and similar expressions are also used in other authors. But Hirtius (if he is the author of the de Bello Alexandrino) also refers to the battle as having taken place at Palaepharsalus, and this name also occurs in Strabo, Frontinus, Eutropius, and Orosius. Lucan in his poem about the Civil War regularly uses the name Pharsālia, and this term is also used by the epitomiser of Livy and by Tacitus. The only ancient sources to refer to the battle as being at Pharsalus are a certain calendar known as the Fasti Amiternini and the Greek authors Plutarch, Appian, and Polyaenus. It has therefore been argued by some scholars that "Pharsalia" would be a more accurate name for the battle than Pharsalus.
Opposing armies
The total number of soldiers on each side is unknown because ancient accounts of the battle focused primarily on giving the numbers of Italian legionaries only, regarding allied non-citizen contingents as inferior and inconsequential. According to Caesar, his own army included 22,000 Roman legionaries distributed throughout 80 cohorts (8 legions), alongside 1,000 Gallic and Germanic cavalry. All of Caesar's legions were understrength; some only had about a thousand men at the time of Pharsalus, due partly to losses at Dyrrhachium and partly to Caesar's wish to rapidly advance with a picked body as opposed to a ponderous movement with a large army. Another source adds that he had recruited Greek light infantry from Dolopia, Acarnania and Aetolia; these numbered no more than a few thousand. Caesar, Appian and Plutarch give Pompey an army of 45,000 Roman infantry. Osorius describes Pompey as having 88 cohorts of Roman infantry, which at full strength would come to 44,000 men, while Brunt and Wylie estimated Pompey's Roman infantry as being as 38,000 men, and Greenhalgh said they contained a maximum of 36,000.
It was in his auxiliary troops and in particular his cavalry, all of which vastly outnumbered Caesar's own, that Pompey had his greatest advantage. He seems to have had at his disposal anywhere between 5,000 and 7,000 cavalry, and thousands of archers, slingers and light infantrymen in general. These all formed a remarkably diverse group, including Gallic and Germanic horsemen alongside all polyglot peoples of the east – namely Greeks, Thracians, and Anatolians from the Balkans and Syrians, Phoenicians and Jews from the Levant. To this heterogeneous force Pompey added horsemen conscripted from his own slaves. Many of the foreigners were serving under their own rulers, for more than a dozen despots and petty kings under Roman influence in the east were Pompey's personal clients and some elected to attend in person, or send proxies.
Caesarian legions
Caesar had the following legions with him:
the VI legion (later called Ferrata) veterans of his Gallic Wars
the VII legion (later called Claudia Pia Fidelis) veterans of his Gallic Wars
the VIII legion (later called Augusta) veterans of his Gallic Wars
the IX legion (later called Hispania) veterans of his Gallic Wars
the X legion (Equestris, later called Gemina) veterans of his Gallic Wars
the XI legion (later called Paterna and Claudia Pia Fidelis, the same title as the seventh) veterans of his Gallic Wars
the XII legion (later called Fulminata) veterans of his Gallic Wars
the XIII legion (later also called Gemina, the 'twin' to the tenth) veterans of his Gallic Wars
The bulk of Caesar's army at Pharsalus was made up of his veterans from the Gallic Wars; very experienced, battle-hardened troops who were absolutely devoted to their commander.
Deployment
The two generals deployed their legions in the traditional three lines (triplex acies), with Pompey's right and Caesar's left flanks resting on river Enipeus. As the stream provided enough protection to that side, Pompey moved almost all of his cavalry, archers, and slingers to the left, to make the most of their numerical strength. Only a small force of 500–600 Pontic cavalry and some Cappadocian light infantry was placed on his right flank. Pompey stationed his strongest legions in the center and wings of his infantry line, and dispersed some 2,000 re-enlisted veterans throughout the entire line in order to inspire the less experienced. The Pompeian cohorts were arrayed in an unusually thick formation, 10 men deep: their task was just to tie down the enemy foot while Pompey's cavalry, his key to victory, swept through Caesar's flank and rear. The column of legions was divided under command of three subordinates, with Lentulus in charge of the left, Scipio of the center and Ahenobarbus the right. Labienus was entrusted with command of the cavalry charge, while Pompey himself took up a position behind the left wing in order to oversee the course of the battle.
Caesar also deployed his men in three lines, but, being outnumbered, had to thin his ranks to a depth of only six men, in order to match the frontage presented by Pompey. His left flank, resting on the Enipeus River, consisted of his battle worn IXth legion supplemented by the VIIIth legion, these were commanded by Mark Antony. The VI, XII, XI and XIII formed the centre and were commanded by Domitius, then came the VII and upon his right he placed his favored Xth legion, giving Sulla command of this flank – Caesar himself took his stand on the right, across from Pompey. Upon seeing the disposition of Pompey's army Caesar grew discomforted, and further thinned his third line in order to form a fourth line on his right: this to counter the onslaught of the enemy cavalry, which he knew his numerically inferior cavalry could not withstand. He gave this new line detailed instructions for the role they would play, hinting that upon them would rest the fortunes of the day, and gave strict orders to his third line not to charge until specifically ordered.
Battle
There was significant distance between the two armies, according to Caesar. Pompey ordered his men not to charge, but to wait until Caesar's legions came into close quarters; Pompey's adviser Gaius Triarius believed that Caesar's infantry would be fatigued and fall into disorder if they were forced to cover twice the expected distance of a battle march. Also, stationary troops were expected to be able to defend better against pila throws. Seeing that Pompey's army was not advancing, Caesar's infantry under Mark Antony and Gnaeus Domitius Calvinus started the advance. As Caesar's men neared throwing distance, without orders, they stopped to rest and regroup before continuing the charge; Pompey's right and centre line held as the two armies collided.
As Pompey's infantry fought, Labienus ordered the Pompeian cavalry on his left flank to attack Caesar's cavalry; as expected they successfully pushed back Caesar's cavalry. Caesar then revealed his hidden fourth line of infantry and surprised Pompey's cavalry charge; Caesar's men were ordered to leap up and use their pila to thrust at Pompey's cavalry instead of throwing them. Pompey's cavalry panicked and suffered hundreds of casualties, as Caesar's cavalry came about and charged after them. After failing to reform, the rest of Pompey's cavalry retreated to the hills, leaving the left wing of his legions exposed to the hidden troops as Caesar's cavalry wheeled around their flank. Caesar then ordered in his third line, containing his most battle-hardened veterans, to attack. This broke Pompey's left wing troops, who fled the battlefield.
After routing Pompey's cavalry, Caesar threw in his last line of reservesa move which at this point meant that the battle was more or less decided. Pompey lost the will to fight as he watched both cavalry and legions under his command break formation and flee from battle, and he retreated to his camp, leaving the rest of his troops at the centre and right flank to their own devices. He ordered the garrisoned auxiliaries to defend the camp as he gathered his family, loaded up gold, and threw off his general's cloak to make a quick escape. As the rest of Pompey's army were left confused, Caesar urged his men to end the day by routing the rest of Pompey's troops and capturing the Pompeian camp. They complied with his wishes; after finishing off the remains of Pompey's men, they furiously attacked the camp walls. The Thracians and the other auxiliaries who were left in the Pompeian camp, in total seven cohorts, defended bravely, but were not able to fend off the assault.
Caesar had won his greatest victory, claiming to have only lost about 200 soldiers and 30 centurions and assigning the Optimate losses to be 60,000 men. These numbers seem suspiciously exaggerated with Appian suggesting the Caesarean losses to be as many as 1,200 men and the Pompeian losses to be 6,000. In his history of the war, Caesar would praise his own men's discipline and experience, and remembered each of his centurions by name. He also questioned Pompey's decision not to charge.
Aftermath
Pompey, despairing of the defeat, fled with his advisors overseas to Mytilene and thence to Cilicia where he held a council of war; at the same time, Cato and supporters at Dyrrachium attempted first to hand over command to Marcus Tullius Cicero, who refused, deciding instead to return to Italy. They then regrouped at Corcyra and went thence to Libya. Others, including Marcus Junius Brutus sought Caesar's pardon, travelling over marshlands to Larissa where he was then welcomed graciously by Caesar in his camp. Pompey's council of war decided to flee to Egypt, which had in the previous year supplied him with military aid.
In the aftermath of the battle, Caesar captured Pompey's camp and burned Pompey's correspondence. He then announced that he would forgive all who asked for mercy. Pompeian naval forces in the Adriatic and Italy mostly withdrew or surrendered.
Hearing of Pompey's flight to Egypt, Caesar remained in hot pursuit, first landing in Asia and reaching Alexandria on 2 October 48 BC, where he learnt of Pompey's murder and then was embroiled in a dynastic dispute between Ptolemy XIII and Cleopatra.
Importance
Paul K. Davis wrote that "Caesar's victory took him to the pinnacle of power, effectively ending the Republic." The battle itself did not end the civil war but it was decisive and gave Caesar a much needed boost in legitimacy. Until then much of the Roman world outside Italy supported Pompey and his allies due to the extensive list of clients he held in all corners of the Republic. After Pompey's defeat former allies began to align themselves with Caesar as some came to believe the gods favored him, while for others it was simple self-preservation. The ancients took great stock in success as a sign of favoritism by the gods. This is especially true of success in the face of almost certain defeat – as Caesar experienced at Pharsalus. This allowed Caesar to parlay this single victory into a huge network of willing clients to better secure his hold over power and force the Optimates into near exile in search for allies to continue the fight against Caesar.
In popular culture
The battle gives its name to the following artistic, geographical, and business concerns:
Pharsalia, a poem by Lucan
Pharsalia, New York, U.S.
Pharsalia Technologies, Inc.
In Alexander Dumas' The Three Musketeers, the author makes reference to Caesar's purported order that his men try to cut the faces of their opponents – their vanity supposedly being of more value to them than their lives.
In Mankiewicz's 1963 film Cleopatra, the immediate aftermath of Pharsalus is used as an opening scene to set the action in motion.
Notes
Citations
References
Further reading
Bruère, Richard Treat, (1951). "Palaepharsalus, Pharsalus, Pharsalia". Classical Philology, Vol. 46, No. 2 (Apr., 1951), pp. 111–115.
Gwatkin, William E. (1956). "Some Reflections on the Battle of Pharsalus", Transactions and Proceedings of the American Philological Association, Vol. 87.
James, Steven (2016). "48 BC: The Battle of Pharsalus".
Lucas, Frank Laurence (1921). "The Battlefield of Pharsalos", Annual of the British School at Athens, No. XXIV, 1919–21.
Nordling, John G. (2006). "Caesar's Pre-Battle Speech at Pharsalus (B.C. 3.85.4): Ridiculum Acri Fortius ... Secat Res". The Classical Journal, Vol. 101, No. 2 (Dec. – Jan., 2005/2006), pp. 183–189.
Pelling, C. B. R. (1973). "Pharsalus". Historia: Zeitschrift für Alte Geschichte. Bd. 22, H. 2 (2nd Qtr., 1973), pp. 249–259.
Perrin, B. (1885). "Pharsalia, Pharsalus, Palaepharsalus". The American Journal of Philology, Vol. 6, No. 2 (1885), pp. 170–189.
Postgate, J. P. (1905). "Pharsalia Nostra". The Classical Review, Vol. 19, No. 5 (Jun., 1905), pp. 257–260.
Rambaud, Michel (1955). "Le Soleil de Pharsale", Historia: Zeitschrift für Alte Geschichte , Vol. 3, No. 4.
Searle, Arthur (1907). "Note on the Battle of Pharsalus". Harvard Studies in Classical Philology, Vol. 18 (1907), pp. 213–218.
External links
Caesar's account of the battle
48 BC
40s BC conflicts
1st-century BC battles
1st century BC in Greece
Battles in ancient Thessaly
Battles involving the Roman Republic
Battles of Caesar's civil war
Roman civil wars
Macedonia (Roman province)
Caesar's invasion of Macedonia
Pompey
Farsala |
4009 | https://en.wikipedia.org/wiki/Bigfoot | Bigfoot | Bigfoot, also commonly referred to as Sasquatch, is a large and hairy human-like mythical creature purported to inhabit forests in North America, particularly in the Pacific Northwest.
Enthusiasts of the subject have offered various forms of dubious evidence to prove Bigfoot's existence, including anecdotal claims of sightings, as well as alleged photographs, video and audio recordings, hair samples, and casts of large footprints. Most of this evidence has since been identified as hoaxes or misidentification. The majority of scientists do not find any of the remaining evidence compelling, and instead generally consider it to be the result of a combination of folklore, misidentification, and hoax, rather than a living animal. Folklorists trace the phenomenon of Bigfoot to a combination of factors and sources, including indigenous cultures, the European wild man figure, and folk tales. Wishful thinking, a cultural increase in environmental concerns, and overall societal awareness of the subject have been cited as additional factors.
Tales of wild, hair-covered humanoids exist throughout the world, such as the Skunk ape of the southeastern United States, the Almas, Yeren, and Yeti in Asia, the Australian Yowie, and creatures in the mythologies of indigenous people. Bigfoot is an enduring element of popular culture and an icon within the pseudoscience and subculture of cryptozoology.
Description
Bigfoot is often described as a large, muscular, and bipedal ape or human-like creature covered in black, dark brown, or dark reddish hair. Anecdotal descriptions estimate a height of roughly , with some descriptions having the creatures standing as tall as . Some alleged observations describe Bigfoot as more human than ape, particularly in regards to the face. In 1971, multiple people in The Dalles, Oregon, filed a police report describing an "overgrown ape", and one of the men claimed to have sighted the creature in the scope of his rifle, but could not bring himself to shoot it because, "It looked more human than animal".
Common descriptions include broad shoulders, no visible neck, and long arms, which many skeptics attribute to misidentification of a bear standing upright. Some alleged nighttime sightings have stated the creature's eyes "glowed" yellow or red. However, eyeshine is not present in humans or any other known great apes, and so proposed explanations for observable eyeshine off of the ground in the forest include owls, raccoons, or opossums perched in foliage.
Michael Rugg, owner of the Bigfoot Discovery Museum, claims to have smelled Bigfoot, stating, "Imagine a skunk that had rolled around in dead animals and had hung around the garbage pits."
The enormous footprints for which the creature is named are claimed to be as large as long and wide. Some footprint casts have also contained claw marks, making it likely that they came from known animals such as bears, which have five toes and claws.
History
Indigenous and early records
Many of the indigenous cultures across the North American continent include tales of mysterious hair-covered creatures living in forests, and according to anthropologist David Daegling, these legends existed long before contemporary reports of the creature described as Bigfoot. These stories differed in their details regionally and between families in the same community, and are particularly prevalent in the Pacific Northwest.
On the Tule River Indian Reservation, petroglyphs created by a tribe of Yokuts at a site called Painted Rock are alleged by some to depict a group of Bigfoot called "the Family". The local tribespeople call the largest of the glyphs "Hairy Man", and they are estimated to be between 500 and 1000 years old. 16th century Spanish explorers and Mexican settlers told tales of the los Vigilantes Oscuros, or "Dark Watchers", large creatures alleged to stalk their camps at night. In the region that is now Mississippi, a Jesuit priest was living with the Natchez in 1721 and reported stories of hairy creatures in the forest known to scream loudly and steal livestock.
Ecologist Robert Pyle argues that most cultures have accounts of human-like giants in their folk history, expressing a need for "some larger-than-life creature". Each language had its name for the creature featured in the local version of such legends. Many names mean something along the lines of "wild man" or "hairy man", although other names described common actions that it was said to perform, such as eating clams or shaking trees. Chief Mischelle of the Nlaka'pamux at Lytton, British Columbia told such a story to Charles Hill-Tout in 1898.
The Sts'ailes people tell stories about sasq'ets, a shapeshifting creature that protects the forest. The name "Sasquatch" is the anglicized version of sasq'ets (sas-kets), roughly translating to "hairy man" in the Halq'emeylem language.
Members of the Lummi tell tales about creatures known as Ts'emekwes. The stories are similar to each other in the general descriptions of Ts'emekwes, but details differed among various family accounts concerning the creature's diet and activities. Some regional versions tell of more threatening creatures: the stiyaha or kwi-kwiyai were a nocturnal race and children were warned against saying the names so that the "monsters" would not come and carry them off to be killed. The Iroquois tell of an aggressive, hair covered giant with rock-hard skin known as the Ot ne yar heh or "Stone Giant", more commonly referred to as the Genoskwa. In 1847, Paul Kane reported stories by the natives about skoocooms, a race of cannibalistic wild men living on the peak of Mount St. Helens. U.S. President Theodore Roosevelt, in his 1893 book, The Wilderness Hunter, writes of a story he was told by an elderly mountain man named Bauman in which a foul-smelling, bipedal creature ransacked his beaver trapping camp, stalked him, and later became hostile when it fatally broke his companion's neck. Roosevelt notes that Bauman appeared fearful while telling the story, but attributed the trapper's German ancestry to have potentially influenced him.
Less menacing versions have been recorded, such as one by Reverend Elkanah Walker in 1840. Walker was a Protestant missionary who recorded stories of giants among the natives living near Spokane, Washington. These giants were said to live on and around the peaks of the nearby mountains, stealing salmon from the fishermen's nets.
Ape Canyon incident
On July 16, 1924, an article in The Oregonian made national news when a story was published describing a conflict between a group of gold prospectors and a group of "ape-men" in a gorge near Mount St. Helens. The prospectors reported encountering "gorilla men" near their remote cabin. One of the men, Fred Beck, indicated that he struck one of the creatures with rifle fire. That night, they reported coming under attack by the creatures, who were said to have thrown large rocks at the cabin, damaging the roof and knocking Beck unconscious. The men fled the area the following morning. The U.S. Forest Service investigated the site of the alleged incident. The investigators found no compelling evidence of the event and concluded it was likely a fabrication. Stories of large, hair covered bipedal ape-men or "mountain devils" had been a persistent piece of folklore in the area for centuries prior to the alleged incident. Today, the area is known as Ape Canyon and is cemented within Bigfoot-related folklore.
Origin of the "Bigfoot" name
Jerry Crew and Andrew Genzoli
In 1958, Jerry Crew, bulldozer operator for a logging company in Humboldt County, California, discovered a set of large, human-like footprints sunk deep within the mud in the Six Rivers National Forest. Upon informing his coworkers, many claimed to have seen similar tracks on previous job sites as well as telling of odd incidents such as an oil drum weighing having been moved without explanation. The logging company men soon began utilizing "Bigfoot" to describe the apparent culprit. Crew initially believed someone was playing a prank on them. After observing more of these massive footprints, he contacted reporter Andrew Genzoli of the Humboldt Times newspaper. Genzoli interviewed lumber workers and wrote articles about the mysterious footprints, introducing the name "Bigfoot" in relation to the tracks and the local tales of large, hairy wild men. A plaster cast was made of the footprints and Crew appeared, holding one of the casts, on the front page of the newspaper on October 6, 1958. The story spread rapidly as Genzoli began to receive correspondence from major media outlets including the New York Times and Los Angeles Times. As a result, the term Bigfoot became widespread as a reference to an apparently large, unknown creature leaving massive footprints in Northern California. As a result, Willow Creek and Humboldt County are considered by some to be the "Bigfoot Capital of the World".
Ray Wallace and Rant Mullens
In 2002, the family of Jerry Crew's deceased coworker Ray Wallace revealed a collection of large, carved wooden feet stored in his basement. They stated that Wallace had been secretly making the footprints and was responsible for the tracks discovered by Crew. Wallace was inspired by another hoaxer, Rant Mullens, who revealed information about his hoaxes in 1982.
In the 1930s in Toledo, Washington, Mullens and a group of other foresters carved pairs of large feet made of wood and used them to create footprints in the mud to scare huckleberry pickers in the Gifford Pinchot National Forest. The group would also claim to be responsible for hoaxing the alleged Ape Canyon incident in 1924. Mullens and the group of foresters began referring to themselves as the St. Helens Apes, and would later have a cave dedicated to them.
Wallace, also from Toledo, knew Mullens and stated he collaborated with him to obtain a pair of the large wooden feet and subsequently used them to create footprints on the 1958 construction site as a means to scare away potential thieves.
Other historical uses of "Bigfoot"
In the 1830s, a Wyandot chief was nicknamed "Big Foot" due to his significant size, strength and large feet. Potawatomi Chief Maumksuck, known as Chief "Big Foot", is today synonymous with the area of Walworth County, Wisconsin and has a state park and school named for him. William A. A. Wallace, a famous 19th century Texas Ranger, was nicknamed "Bigfoot" due to his large feet and today has a town named for him: Bigfoot, Texas. Lakota leader Spotted Elk was also called "Chief Big Foot". In the late 19th and early 20th centuries, at least two enormous marauding grizzly bears were widely noted in the press and each nicknamed "Bigfoot." The first grizzly bear called "Bigfoot" was reportedly killed near Fresno, California in 1895 after killing sheep for 15 years; his weight was estimated at 2,000 pounds (900 kg). The second one was active in Idaho in the 1890s and 1900s between the Snake and Salmon rivers, and supernatural powers were attributed to it.
Regional and other names
Many regions have differentiating names for the creatures. In Canada, the name Sasquatch is widely used although often interchangeably with the name Bigfoot. The United States uses both of these names but also has numerous names and descriptions of the creatures depending on the region and area in which they are allegedly sighted. These include the Skunk ape in Florida and other southern states, Grassman in Ohio, Fouke Monster in Arkansas, Wood Booger in Virginia, the Monster of Whitehall in Whitehall, New York, Momo in Missouri, Honey Island Swamp Monster in Louisiana, Dewey Lake Monster in Michigan, Mogollon Monster in Arizona, the Big Muddy Monster in southern Illinois, and The Old Men of the Mountain in West Virginia. The term Wood Ape is also used by some as a means to deviate from the perceived mythical connotation surrounding the name "Bigfoot". Other names include Bushman, Treeman, and Wildman.
Proposed explanations
Various explanations have been suggested for sightings and to offer conjecture on what existing animal has been misidentified in supposed sightings of Bigfoot. Scientists typically attribute sightings to hoaxes or misidentifications of known animals and their tracks, particularly black bears.
Misidentification
Bears
Scientists theorize that mistaken identification of American black bears as Bigfoot are a likely explanation for most reported sightings, particularly when observers view a subject from afar, are in dense foliage, or there are poor lighting conditions. Additionally, black bears have been observed and recorded walking upright, often as the result of an injury. While upright, adult black bears stand roughly , and grizzly bears roughly , both within the range of anecdotal Bigfoot reports.
According to data scientist Floe Foxon, more people report seeing Bigfoot in areas with documented black bear populations. Foxon concludes, "If bigfoot is there, it may be many bears". Foxon acknowledges that alleged Bigfoot sightings have been reported in areas with minimal or no known black bear populations. She states, "Although this may be interpreted as evidence for the existence of an unknown hominid in North America, it is also explained by misidentification of other animals (including humans), among other possibilities".
Escaped apes
Some have proposed that sightings of Bigfoot may simply be people observing and misidentifying known great apes such as chimpanzees, gorillas, and orangutans that have escaped from captivity such as zoos, circuses, and exotic pets belonging to private owners. This explanation is often proposed in relation to the Skunk ape, as some scientists argue the humid subtropical climate of the southeastern United States could potentially support a population of escaped apes.
Humans
Humans have been mistaken for Bigfoot, with some incidents leading to injuries. In 2013, a 21-year-old man in Oklahoma was arrested after he told law enforcement he accidentally shot his friend in the back while their group was allegedly hunting for Bigfoot. In 2017, a shamanist wearing clothing made of animal furs was vacationing in a North Carolina forest when local reports of alleged Bigfoot sightings flooded in. The Greenville Police Department issued a public notice not to shoot Bigfoot for fear of mistakenly injuring or killing someone in a fur suit. In 2018, a person was shot at multiple times by a hunter near Helena, Montana who claimed he mistook him for a Bigfoot.
Additionally, some have attributed feral humans or hermits living in the wilderness as being another explanation for alleged Bigfoot sightings. One story, the Wild Man of the Navidad, tells of a wild ape-man who roamed the wilderness of eastern Texas in the mid-19th century, stealing food and goods from residents. A search party allegedly captured an escaped African slave attributed to the story. During the 1980s, several psychologically damaged American Vietnam veterans were stated by the state of Washington's veterans' affairs director, Randy Fisher, to have been living in remote wooded areas of the state.
Pareidolia
Some have proposed that pareidolia may explain Bigfoot sightings, specifically the tendency to observe human-like faces and figures within the natural environment. Photos and videos of poor quality alleged to depict Bigfoots are often attributed to this phenomenon and commonly referred to as "Blobsquatch".
Misidentified vocalizations
The majority of mainstream scientists maintain that the source of the sounds often attributed to Bigfoot are either hoaxes, anthropomorphization, or likely misidentified and produced by known animals such as owl, wolf, coyote, and fox.
Hoaxes
Both Bigfoot believers and non-believers agree that many reported sightings are hoaxes. Author Jerome Clark argues that the Jacko Affair was a hoax, involving an 1884 newspaper report of an ape-like creature captured in British Columbia. He cites research by John Green, who found that several contemporaneous British Columbia newspapers regarded the alleged capture as highly dubious. He notes that the Mainland Guardian of New Westminster, British Columbia wrote, "Absurdity is written on the face of it."
Gigantopithecus
Bigfoot proponents Grover Krantz and Geoffrey H. Bourne both believed that Bigfoot could be a relict population of the extinct southeast Asian ape species Gigantopithecus blacki. According to Bourne, G. blacki may have followed the many other species of animals that migrated across the Bering land bridge to the Americas. To date, no Gigantopithecus fossils have been found in the Americas. In Asia, the only recovered fossils have been of mandibles and teeth, leaving uncertainty about G. blackis locomotion. Krantz has argued that G. blacki could have been bipedal, based on his extrapolation from the shape of its mandible. However, the relevant part of the mandible is not present in any fossils. The consensus view is that G. blacki was quadrupedal, as its enormous mass would have made it difficult for it to adopt a bipedal gait.
Anthropologist Matt Cartmill criticizes the G. blacki hypothesis:
The trouble with this account is that Gigantopithecus was not a hominin and maybe not even a crown group hominoid; yet the physical evidence implies that Bigfoot is an upright biped with buttocks and a long, stout, permanently adducted hallux. These are hominin autapomorphies, not found in other mammals or other bipeds. It seems unlikely that Gigantopithecus would have evolved these uniquely hominin traits in parallel.
Paleoanthropologist Bernard G. Campbell writes: "That Gigantopithecus is in fact extinct has been questioned by those who believe it survives as the Yeti of the Himalayas and the Sasquatch of the north-west American coast. But the evidence for these creatures is not convincing."
Extinct hominidae
Primatologist John R. Napier and anthropologist Gordon Strasenburg have suggested a species of Paranthropus as a possible candidate for Bigfoot's identity, such as Paranthropus robustus, with its gorilla-like crested skull and bipedal gait —despite the fact that fossils of Paranthropus are found only in Africa.
Michael Rugg of the Bigfoot Discovery Museum presented a comparison between human, Gigantopithecus, and Meganthropus skulls (reconstructions made by Grover Krantz) in episodes 131 and 132 of the Bigfoot Discovery Museum Show. Bigfoot enthusiasts that think Bigfoot may be the "missing link" between apes and humans have promoted the idea that Bigfoot is a descendant of Gigantopithecus blacki, but that ape diverged from orangutans around 12 million years ago and is not related to humans.
Some suggest Neanderthal, Homo erectus, or Homo heidelbergensis to be the creature, but, like all other great apes, no remains of any of those species have been found in the Americas.
Scientific view
Expert consensus is that allegations of the existence of Bigfoot are not credible. Belief in the existence of such a large, ape-like creature is more often attributed to hoaxes, confusion, or delusion rather than to sightings of a genuine creature. In a 1996 USA Today article, Washington State zoologist John Crane said, "There is no such thing as Bigfoot. No data other than material that's clearly been fabricated has ever been presented."
As with other similar beings, climate and food supply issues would make such a creature's survival in reported habitats unlikely. Bigfoot is alleged to live in regions unusual for a large, nonhuman primate, i.e., temperate latitudes in the northern hemisphere; all recognized nonhuman apes are found in the tropics of Africa and Asia. Great apes have not been found in the fossil record in the Americas, and no Bigfoot remains are known to have been found. Phillips Stevens, a cultural anthropologist at the University at Buffalo, summarized the scientific consensus as follows:
In the 1970s, when Bigfoot "experts" were frequently given high-profile media coverage, McLeod writes that the scientific community generally avoided lending credence to such fringe theories by refusing even to debate them.
Primatologist Jane Goodall was asked for her personal opinion of Bigfoot in a 2002 interview on National Public Radio's "Science Friday". She joked, "Well, now you will be amazed when I tell you that I'm sure that they exist."
She later added, chuckling, "Well, I'm a romantic, so I always wanted them to exist", and finally, "You know, why isn't there a body? I can't answer that, and maybe they don't exist, but I want them to." In 2012, when asked again by the Huffington Post, Goodall said "I'm fascinated and would actually love them to exist," adding, "Of course, it's strange that there has never been a single authentic hide or hair of the Bigfoot, but I've read all the accounts."
Paleontologist and author Darren Naish states in a 2016 article for Scientific American that if "Bigfoot" existed, an abundance of evidence would also exist that cannot be found anywhere today, making the existence of such a creature exceedingly unlikely.
Naish summarizes the evidence for "Bigfoot" that would exist if the creature itself existed:
If "Bigfoot" existed, so would consistent reports of uniform vocalizations throughout North America as can be identified for any existing large animal in the region, rather than the scattered and widely varied "Bigfoot" sounds haphazardly reported;
If "Bigfoot" existed, so would many tracks that would be easy for experts to find, just as they easily find tracks for other rare megafauna in North America, rather than a complete lack of such tracks alongside "tracks" that experts agree are fraudulent;
Finally, if "Bigfoot" existed, an abundance of "Bigfoot" DNA would already have been found, again as it has been found for similar animals, instead of the current state of affairs, where there is no confirmed DNA for such a creature whatsoever.
Researchers
Ivan T. Sanderson and Bernard Heuvelmans, founders of the study of cryptozoology, spent parts of their career searching for Bigfoot. Later scientists who researched the topic included Jason Jarvis, Carleton S. Coon, George Allen Agogino and William Charles Osman Hill, though they later stopped their research due to lack of evidence for the alleged creature.
John Napier asserts that the scientific community's attitude towards Bigfoot stems primarily from insufficient evidence. Other scientists who have shown varying degrees of interest in the creature are Grover Krantz, Jeffrey Meldrum, John Bindernagel, David J. Daegling, George Schaller, Russell Mittermeier, Daris Swindler, Esteban Sarmiento, and Mireya Mayor.
Formal studies
One study was conducted by John Napier and published in his book Bigfoot: The Yeti and Sasquatch in Myth and Reality in 1973. Napier wrote that if a conclusion is to be reached based on scant extant "'hard' evidence," science must declare "Bigfoot does not exist." However, he found it difficult to entirely reject thousands of alleged tracks, "scattered over 125,000 square miles" (325,000 km2) or to dismiss all "the many hundreds" of eyewitness accounts. Napier concluded, "I am convinced that Sasquatch exists, but whether it is all it is cracked up to be is another matter altogether. There must be something in north-west America that needs explaining, and that something leaves man-like footprints."
In 1974, the National Wildlife Federation funded a field study seeking Bigfoot evidence. No formal federation members were involved and the study made no notable discoveries. Also in 1974, the now defunct North American Wildlife Research Team constructed a "Bigfoot trap" in the Rogue River–Siskiyou National Forest. It was baited with animal carcasses and captured multiple bears, but no Bigfoot. Upkeep of the trap ended in the early 1980s, but in 2006 the United States Forest Service repaired the trap, which today is a tourist destination along the Collings Mountain hiking trail.
Beginning in the late 1970s, physical anthropologist Grover Krantz published several articles and four book-length treatments of Bigfoot. However, his work was found to contain multiple scientific failings including falling for hoaxes.
A study published in the Journal of Biogeography in 2009 by J.D. Lozier et al. used ecological niche modeling on reported sightings of Bigfoot, using their locations to infer preferred ecological parameters. They found a very close match with the ecological parameters of the American black bear. They also note that an upright bear looks much like a Bigfoot's purported appearance and consider it highly improbable that two species should have very similar ecological preferences, concluding that Bigfoot sightings are likely misidentified sightings of black bears.
In the first systematic genetic analysis of 30 hair samples that were suspected to be from Bigfoot-like creatures, only one was found to be primate in origin, and that was identified as human. A joint study by the University of Oxford and Lausanne's Cantonal Museum of Zoology and published in the Proceedings of the Royal Society B in 2014, the team used a previously published cleaning method to remove all surface contamination and the ribosomal mitochondrial DNA 12S fragment of the sample. The sample was sequenced and then compared to GenBank to identify the species origin. The samples submitted were from different parts of the world, including the United States, Russia, the Himalayas, and Sumatra. Other than one sample of human origin, all but two are from common animals. Black and brown bears accounted for most of the samples, other animals include cow, horse, dog/wolf/coyote, sheep, goat, deer, raccoon, porcupine, and tapir. The last two samples were thought to match a fossilized genetic sample of a 40,000 year old polar bear of the Pleistocene epoch; a second test identified these hairs as being from a rare type of brown bear.
In 2019, the FBI declassified an analysis it conducted on alleged Bigfoot hairs in 1976. Bigfoot researcher Peter Byrnes sent the FBI 15 hairs attached to a small skin fragment and asked if the bureau could assist him in identifying it. Jay Cochran, Jr., assistant director of the FBI's Scientific and Technical Services division responded in 1977 that the hairs were of deer family origin.
Claims
Claims about the origins and characteristics of Bigfoot vary. The subject of Bigfoot has crossed over with other paranormal claims, including that Bigfoot, extraterrestrials, and UFOs are related or that Bigfoot are psychic, can shapeshift, are able to cross into different dimensions, or are completely supernatural in origin. Additionally, claims regarding Bigfoot have been associated with conspiracy theories including a government cover-up.
Sightings
According to Live Science, there have been over 10,000 reported Bigfoot sightings in the continental United States, with reports from every state except the island of Hawaii. About one-third of all claims of Bigfoot sightings are located in the Pacific Northwest, with the remaining reports spread throughout the rest of North America. Most reports are considered mistakes or hoaxes, even by those researchers who claim Bigfoot exists.
Sightings predominantly occur in the northwestern region of Washington state, Oregon, Northern California, and British Columbia. According to data collected from the Bigfoot Field Researchers Organization's (BFRO) Bigfoot sightings database in 2019, Washington has over 2,000 reported sightings, California over 1,600, Pennsylvania over 1,300, New York and Oregon over 1,000, and Texas has just over 800. The debate over the legitimacy of Bigfoot sightings reached a peak in the 1970s, and Bigfoot has been regarded as the first widely popularized example of pseudoscience in American culture.
Alleged behavior
Some Bigfoot researchers allege that Bigfoot throws rocks as territorial displays and for communication. Other alleged behaviors include audible blows struck against trees or "wood knocking", further alleged to be communicative.
Skeptics argue that these behaviors are easily hoaxed.
Additionally, structures of broken and twisted foliage seemingly placed in specific areas have been attributed by some to Bigfoot behavior. In some reports, lodgepole pine and other small trees have been observed bent, uprooted, or stacked in patterns such as weaved and crisscrossed, leading some to theorize that they are potential territorial markings. Some instances have also included entire deer skeletons being suspended high in trees. Some researchers and enthusiasts believe Bigfoot construct teepee-like structures out of dead trees and foliage. In Washington state, a team of amateur Bigfoot researchers called the Olympic Project claimed to have discovered a collection of nests. The group brought in primatologists to study them, with the conclusion being that they appear to have been created by a primate.
Jeremiah Byron, host of the Bigfoot Society Podcast, believes Bigfoot are omnivores, stating, "They eat both plants and meat. I've seen accounts that they eat everything from berries, leaves, nuts, and fruit to salmon, rabbit, elk, and bear. Ronny Le Blanc, host of Expedition Bigfoot on the Travel Channel indicated he has heard anecdotal reports of Bigfoot allegedly hunting and consuming deer.
Some Bigfoot researchers have reported the creatures moving or taking possession of intentional "gifts" left by humans such as food and jewelry, and leaving items in their places such as rocks and twigs.
Many alleged sightings are reported to occur at night leading some cryptozoologists to hypothesize that Bigfoot may possess nocturnal tendencies. However, experts find such behavior untenable in a supposed ape- or human-like creature, as all known apes, including humans, are diurnal, with only lesser primates exhibiting nocturnality. Most anecdotal sightings of Bigfoot describe the creatures allegedly observed as solitary, although some reports have described groups being allegedly observed together.
Alleged vocalizations
Alleged vocalizations such as howls, screams, moans, grunts, whistles, and even a form of supposed language have been reported and allegedly recorded. Some of these alleged vocalization recordings have been analyzed by individuals such as retired U.S. Navy cryptologic linguist Scott Nelson. He analyzed audio recordings from the early 1970s said to be recorded in the Sierra Nevada mountains dubbed the "Sierra Sounds" and stated, "It is definitely a language, it is definitely not human in origin, and it could not have been faked". Les Stroud has spoken of a strange vocalization he heard in the wilderness while filming Survivorman that he stated sounded primate in origin. A number of anecdotal reports of Bigfoot encounters have resulted in witnesses claiming to be disoriented, dizzy and anxious. Some Bigfoot researchers, such as paranormal author Nick Redfern, have proposed that Bigfoot may produce infrasound, which could explain reports of this nature.
Alleged encounters
In Fouke, Arkansas in 1971, a family reported that a large, hair-covered creature startled a woman after reaching through a window. This alleged incident caused hysteria in the Fouke area and inspired the horror movie, The Legend of Boggy Creek (1972). The report was later deemed a hoax.
In 1974, the New York Times presented the dubious tale of Albert Ostman, a Canadian prospector, who stated that he was kidnapped and held captive by a family of Bigfoot for six days in 1924.
In 1994, former U.S. Forest Service ranger Paul Freeman, a Bigfoot researcher, videotaped an alleged Bigfoot he reportedly encountered in the Blue Mountains in Oregon. The tape, often referred to as the Freeman footage, continues to be scrutinized and its authenticity debated. Freeman had previously gained media recognition in the 1980s for documenting alleged Bigfoot tracks, claiming they possessed dermal ridges.
On May 26, 1996, Lori Pate, who was on a camping trip near the Washington state-Canada border, videotaped a dark subject she reported encountering running across a field and claimed it was Bigfoot. The film, dubbed the Memorial Day Bigfoot footage, is often depicted in Bigfoot-related media, most notably in the 2003 documentary, Sasquatch: Legend Meets Science. In his research, Daniel Perez of the Skeptical Inquirer concluded that the footage was likely a hoax perpetuated by a human in a gorilla costume.
In 2018, Bigfoot researcher Claudia Ackley garnered international attention after filing a lawsuit with the California Department of Fish and Wildlife (CDFW) for failing to acknowledge the existence of Bigfoot. Ackley claimed to have encountered and filmed a Bigfoot in the San Bernardino Mountains in 2017, describing what she saw as a "Neanderthal man with a lot of hair". Ackley contacted emergency services as well as the CDFW; a state investigator concluded that she encountered a bear. Until her death in 2023, Ackley also ran an online support group for individuals claiming to experience psychological trauma as a result of alleged Bigfoot encounters.
In October 2023, a woman named Shannon Parker uploaded a video of an alleged Bigfoot to Facebook. The footage went viral on social media and was shared via various news publications. Shannon Parker reported she and others observed the subject while riding a train on the Durango and Silverton Narrow Gauge Railroad in the San Juan Mountains in Colorado. The authenticity of the video was debated across social media. Skeptics on Reddit speculated it was a publicity hoax perpetrated by an RV company located the area, Sasquatch Expedition Campers. The company denied the allegations.
In the early 1990s, 9-1-1 audio recordings were made public in which a homeowner in Kitsap County, Washington called law enforcement for assistance with a large subject, described by him as being "all in black", having entered his backyard. He previously reported to law enforcement that his dog was killed recently when it was thrown over his fence. Anthropologist Jeffrey Meldrum notes that any large predatory animal is potentially dangerous, specifically if provoked, but indicates that most anecdotal accounts of Bigfoot encounter result in the creatures hiding or fleeing from people. The 2021 Hulu documentary series, Sasquatch, describes marijuana farmers telling stories of Bigfoots harassing and killing people within the Emerald Triangle region in the 1970s through the 1990s; and specifically the alleged murder of three migrant workers in 1993. Investigative journalist David Holthouse attributes the stories to illegal drug operations using the local Bigfoot lore to scare away the competition, specifically superstitious immigrants, and that the high rate of murder and missing persons in the area is attributed to human actions.
Skeptics argue that many of these alleged encounters are easily hoaxed, the result of misidentification, or are outright fabrications.
Patterson-Gimlin film
The most well-known video of an alleged Bigfoot, the Patterson-Gimlin film, was recorded on October 20, 1967, by Roger Patterson and Robert "Bob" Gimlin in an area called Bluff Creek in Northern California. The 59.5-second-long video has become an iconic piece of Bigfoot lore, and continues to be a highly scrutinized, analyzed, and debated subject.
Academic experts from related fields have typically judged the film as providing "no supportive data of any scientific value" with perhaps the most common proposed explanation being that it was a hoax.
Evidence claims
A body print taken in the year 2000 from the Gifford Pinchot National Forest in Washington state dubbed the Skookum cast is also believed by some to have been made by a Bigfoot that sat down in the mud to eat fruit left out by researchers during the filming of an episode of the Animal X television show. Skeptics believe the cast to have been made by a known animal such as an elk.
Alleged Bigfoot footprints are often suggested by Bigfoot enthusiasts as evidence for the creature's existence. Anthropologist Jeffrey Meldrum, who specializes in the study of primate bipedalism, possesses over 300 footprint casts that he maintains could not be made by wood carvings or human feet based on their anatomy, but instead are evidence of a large, non-human primate present today in North America. In 2005, Matt Crowley obtained a copy of an alleged Bigfoot footprint cast, called the "Onion Mountain Cast", and was able to painstakingly recreate the dermal ridges. Michael Dennett of the Skeptical Inquirer spoke to police investigator and primate fingerprint expert Jimmy Chilcutt in 2006 for comment on the replica and he stated, "Matt has shown artifacts can be created, at least under laboratory conditions, and field researchers need to take precautions". Chilcutt had previously stated that some of the alleged Bigfoot footprint plaster casts he examined were genuine due to the presence of "unique dermal ridges". Dennett states that Chilcutt published nothing to substantiate his claims, nor had anyone else published anything on that topic, with Chilcutt making his statements solely through a posting on the Internet. Dennett states further that no reviews on Chilcutt's statements had been performed beyond those by what Dennett states to be, "other Bigfoot enthusiasts".
In 2007, the Bigfoot Field Researchers Organization claimed to have photographs depicting a juvenile Bigfoot allegedly captured on a camera trap in the Allegheny National Forest. The Pennsylvania Game Commission, however, stated that the photos were of a bear with mange. The Pennsylvania Game Commission unsuccessfully attempted to locate the suspected mangey bear. Scientist Vanessa Woods, after estimating that the subject in the photo had approximately long arms and a torso, concluded it was more comparable to a chimpanzee.
In 2015, Centralia College professor Michael Townsend claimed to have discovered prey bones with "human-like" bite impressions on the southside of Mount St. Helens. Townsend claimed the bites were over two times wider than a human bite, and that he and two of his students also found 16-inch footprints in the area.
Melba Ketchum press release
After what The Huffington Post described as "a five-year study of purported Bigfoot (also known as Sasquatch) DNA samples", but prior to peer review of the work, DNA Diagnostics, a veterinary laboratory headed by veterinarian Melba Ketchum issued a press release on November 24, 2012, claiming that they had found proof that the Sasquatch "is a human relative that arose approximately 15,000 years ago as a hybrid cross of modern Homo sapiens with an unknown primate species." Ketchum called for this to be recognized officially, saying that "Government at all levels must recognize them as an indigenous people and immediately protect their human and Constitutional rights against those who would see in their physical and cultural differences a 'license' to hunt, trap, or kill them." Failing to find a scientific journal that would publish their results, Ketchum announced on February 13, 2013, that their research had been published in the DeNovo Journal of Science. The title "DeNovo: Journal of Science" in which the paper was published was found to be a Web site—registered anonymously only nine days before the paper was announced—whose first and only "journal" issue contained nothing but the "Sasquatch" article. Shortly after publication, the paper was analyzed and outlined by Sharon Hill of Doubtful News for the Committee for Skeptical Inquiry. Hill reported on the questionable journal, mismanaged DNA testing and poor quality paper, stating that "The few experienced geneticists who viewed the paper reported a dismal opinion of it noting it made little sense." The Scientist magazine also analyzed the paper, reporting that:
Documented hoaxes
In 1968, the frozen corpse of a supposed hair-covered hominid measuring was paraded around the United States as part of a traveling exhibition. Many stories surfaced as to its origin, such as it having been killed by hunters in Minnesota or killed by American soldiers near Da Nang during the Vietnam War. It was attributed by some to be proof of Bigfoot-like creatures. Primatologist John R. Napier studied the subject and concluded it was a hoax made of latex. Others disputed this, claiming Napier did not study the original subject. As of 2013, the subject, dubbed the Minnesota Iceman, was on display at the "Museum of the Weird" in Austin, Texas.
Tom Biscardi, long-time Bigfoot enthusiast and CEO of "Searching for Bigfoot, Inc.", appeared on the Coast to Coast AM paranormal radio show on July 14, 2005, and said that he was "98% sure that his group will be able to capture a Bigfoot which they had been tracking in the Happy Camp, California area." A month later, he announced on the same radio show that he had access to a captured Bigfoot and was arranging a pay-per-view event for people to see it. He appeared on Coast to Coast AM again a few days later to announce that there was no captive Bigfoot. He blamed an unnamed woman for misleading him, and said that the show's audience was gullible.
On July 9, 2008, Rick Dyer and Matthew Whitton posted a video to YouTube, claiming that they had discovered the body of a dead Bigfoot in a forest in northern Georgia, which they named "Rickmat". Tom Biscardi was contacted to investigate. Dyer and Whitton received $50,000 from "Searching for Bigfoot, Inc." The story was covered by many major news networks, including BBC, CNN, ABC News, and Fox News. Soon after a press conference, the alleged Bigfoot body was delivered in a block of ice in a freezer with the Searching for Bigfoot team. When the contents were thawed, observers found that the hair was not real, the head was hollow, and the feet were rubber. Dyer and Whitton admitted that it was a hoax after being confronted by Steve Kulls, executive director of SquatchDetective.com.
In August 2012, a man in Montana was killed by a car while perpetrating a Bigfoot hoax using a ghillie suit.
In January 2014, Rick Dyer, perpetrator of a previous Bigfoot hoax, said that he had killed a Bigfoot in September 2012 outside San Antonio, Texas. He claimed to have had scientific tests conducted on the body, "from DNA tests to 3D optical scans to body scans. It is the real deal. It's Bigfoot, and Bigfoot's here, and I shot it, and now I'm proving it to the world." He said that he had kept the body in a hidden location, and he intended to take it on tour across North America in 2014. He released photos of the body and a video showing a few individuals' reactions to seeing it, but never released any of the tests or scans. He refused to disclose the test results or to provide biological samples. He said that the DNA results were done by an undisclosed lab and could not be matched to identify any known animal. Dyer said that he would reveal the body and tests on February 9, 2014, at a news conference at Washington University, but he never made the test results available. After the tour, the Bigfoot body was taken to Houston, Texas.
On March 28, 2014, Dyer admitted on his Facebook page that his "Bigfoot corpse" was another hoax. He had paid Chris Russel of "Twisted Toybox" to manufacture the prop from latex, foam, and camel hair, which he nicknamed "Hank". Dyer earned approximately US$60,000 from the tour of this second fake Bigfoot corpse. He stated that he did kill a Bigfoot, but did not take the real body on tour for fear that it would be stolen.
In April 2022, a man in Mobile, Alabama posted photos he claimed were of a Bigfoot to his Facebook page, indicating the Mobile County Sheriff's Office validated their authenticity and the team from Finding Bigfoot was being dispatched. The photos circulated on social media, attracting the attention of NBC 15. The man admitted the photos were an April Fools' Day hoax.
On July 7, 2022, wildlife educator and media personality Coyote Peterson released a post on Facebook in which he claimed to have discovered a large primate skull in British Columbia, indicating that he had excavated and smuggled the skull into the United States for primatologist review. He further claimed to have initially hidden the discovery due to concerns that government agencies may intervene. The post went viral, quickly garnering the attention of multiple scientists who dismissed the skull as likely a replica of a gorilla skull. Darren Naish, a vertebrate paleontologist, stated, "I'm told that Coyote Peterson does this sort of thing fairly often as clickbait, and that this is a stunt done to promote an upcoming video. Maybe this is meant to be taken as harmless fun. But in an age where anti-scientific feelings and conspiracy culture are a serious problem it—again—really isn't a good look. I think this stunt has backfired".
Organizations and events
There are several organizations dedicated to the research and investigation of Bigfoot sightings. The oldest and largest is the Bigfoot Field Researchers Organization (BFRO). The BFRO also provides a free database to individuals and other organizations. Their website includes reports from across North America that have been investigated by researchers to determine credibility. Another includes the North American Wood Ape Conservancy (NAWAC), a nonprofit organization. Other similar organizations exist throughout many U.S. states and their members come from a variety of backgrounds. In 2004, David Fahrenthold of The Washington Post published an article describing a feud between Bigfoot researchers in the eastern and western United States. Fahrenthold writes, "On the one hand, East Coast Bigfooters say they have to fight discrimination from Western counterparts who think the creature does not live east of the Rocky Mountains. On the other, they have to deal with reports from a more urban population, which includes some who are unfamiliar with wildlife and apt to mistake a black bear for the missing link".
Some organizations, as well as private researchers and enthusiasts own and operate Bigfoot museums. In 2019, Bigfoot researcher Cliff Barackman, notable for his role on the Animal Planet series Finding Bigfoot, opened the North American Bigfoot Center in Boring, Oregon. In 2022, The Bigfoot Crossroads of America Museum and Research Center in Hastings, Nebraska was selected for addition into the archives of the U.S. Library of Congress.
Conferences and festivals dedicated to Bigfoot are attended by thousands of people. These events commonly include guest speakers, research and lore presentations, and sometimes live music, vendors, food trucks, and other activities such as costume contests and "Bigfoot howl" competitions. The Chamber of Commerce in Willow Creek, California has hosted the "Bigfoot Daze" festival annually since the 1960s, drawing on the popularity of the local lore. Some receive collaboration between local government and corporations, such as the Smoky Mountain Bigfoot Festival in Townsend, Tennessee which is sponsored by Monster Energy. The 2023 Bigfoot Festival in Marion, North Carolina saw approximately 40,000 people in attendance, resulting in a large economic boost for the small town of less than 8,000 residents.
In February 2016, the University of New Mexico at Gallup held a two-day Bigfoot conference at a cost of $7,000 in university funds.
In popular culture
Bigfoot has a demonstrable impact in popular culture, and has been compared to Michael Jordan as a cultural icon. October 20, the anniversary of the Patterson-Gimlin film recording, is considered by some as "National Sasquatch Awareness Day". In 2018, Smithsonian magazine declared, "Interest in the existence of the creature is at an all-time high". According to a poll taken in May 2020, about 1 in 10 American adults believe that Bigfoot is a real animal. According to a May 2023 data study, the terms "Bigfoot" and "Sasquatch" are inputted via internet search engines over 200,000 times annually in the United States, and over 660,000 times worldwide.
The creature has inspired the naming of a medical company, music festival, amusement park ride, monster truck, a Marvel Comics superhero and more. Two National Basketball Association teams located in the Pacific Northwest have used Bigfoot as a mascot; Squatch of the now-defunct Seattle SuperSonics from 1993 until 2008, and Douglas Fur of the Portland Trail Blazers as of 2023. Legend the Bigfoot was selected as the official mascot for the 2022 World Athletics Championships being held in Eugene, Oregon.
Laws and ordinances exist regarding harming or killing a Bigfoot, specifically in the state of Washington. In 1969 in Skamania County, a law was passed making killing a Bigfoot punishable by a felony conviction resulting in a monetary fine up to $10,000 or five years imprisonment. In 1984, the law was amended to a misdemeanor and the entire county was declared a "Sasquatch refuge". Whatcom County followed suit in 1991, declaring the county a "Sasquatch Protection and Refuge Area". In 2022, Grays Harbor County, Washington, passed a similar resolution after a local elementary school in Hoquiam submitted a classroom project asking for a "Sasquatch Protection and Refuge Area" to be granted. In 2021, Rep. Justin Humphrey, in an effort to bolster tourism, proposed an official Bigfoot hunting season in Oklahoma, indicating that the Wildlife Conservation Commission would regulate permits and the state would offer a $3 million bounty if such a creature was captured alive and unharmed.
In 2015, World Champion taxidermist Ken Walker completed what he believes to be a lifelike Bigfoot model based on the subject in the Patterson–Gimlin film. He entered it into the 2015 World Taxidermy & Fish Carving Championships in Springfield, Missouri and was the subject of Dan Wayne's 2019 documentary Big Fur.
Some have been critical of Bigfoot's rise to fame, arguing that the appearance of the creatures in cartoons, reality shows, and advertisements further reduces the potential validity of serious scientific research. Others propose that society's fascination with the concept of Bigfoot stems from human interest in mystery, the paranormal, and loneliness. In a 2022 article discussing recent Bigfoot sightings, journalist John Keilman of the Chicago Tribune states, "As UFOs have gained newfound respect, becoming the subject of a Pentagon investigative panel, the alleged Bigfoot sighting is a reminder that other paranormal phenomena are still out there, entrancing true believers and amusing skeptics".
In the 2018 podcast Wild Thing, creator and journalist Laura Krantz argues that the concept of Bigfoot can be an important part of environmental interest and protection, stating, "If you look at it from the angle that Bigfoot is a creature that has eluded capture or hasn't left any concrete evidence behind, then you just have a group of people who are curious about the environment and want to know more about it, which isn't that far off from what naturalists have done for centuries". Bigfoot has been used in official government environmental protection campaigns, albeit comedically, by entities such as the U.S. Forest Service in 2015.
The act of searching for or researching the creatures is often referred to as "Squatching" or "Squatch'n", popularized by the Animal Planet series, Finding Bigfoot. Bigfoot researchers and believers are often called "Squatchers".
During the onset of the COVID-19 pandemic, Bigfoot became a part of many North American social distancing promotion campaigns, with the creature being referred to as the "Social Distancing Champion" and as the subject of various internet memes related to the pandemic.
See also
Bigfoot: The Life and Times of a Legend – 2009 book published by University of Chicago Press
Sasquatch: Legend Meets Science – 2003 film documentary aired on Discovery Channel
Sasquatch: Legend Meets Science – 2006 book published by Forge
Citations
General and cited references
Green, John (2004). The Best of Bigfoot/Sasquatch. Hancock House Publishers. p. 144.
Green, John (2006). Sasquatch: the Apes Among Us. Hancock House Publishers. p. 492. .
Wágner, Karel (2013). Bigfoot Alias Sasquatch. Jonathan Livingston. .
External links
American folklore
California culture
Canadian folklore
Cascadian folklore
Culture of British Columbia
Culture of Manitoba
Culture of Saskatchewan
Culture of the Pacific Northwest
Cryptids
Oregon culture
Washington (state) culture |
4010 | https://en.wikipedia.org/wiki/Bing%20Crosby | Bing Crosby | Harry Lillis "Bing" Crosby Jr. (May 3, 1903 – October 14, 1977) was an American singer, actor, television producer, television and radio personality and businessman. The first multimedia star, he was one of the most popular and influential musical artists of the 20th century worldwide. He was a leader in record sales, network radio ratings, and motion picture grosses from 1926 to 1977. He was one of the first global cultural icons. He made over 70 feature films and recorded more than 1,600 songs.
His early career coincided with recording innovations that allowed him to develop an intimate singing style that influenced many male singers who followed, such as Frank Sinatra, Perry Como, Dean Martin, Dick Haymes, Elvis Presley, and John Lennon. Yank magazine said that he was "the person who had done the most for the morale of overseas servicemen" during World War II. In 1948, American polls declared him the "most admired man alive", ahead of Jackie Robinson and Pope Pius XII. In 1948, Music Digest estimated that his recordings filled more than half of the 80,000 weekly hours allocated to recorded radio music in America.
Crosby won the Academy Award for Best Actor for his performance in Going My Way (1944) and was nominated for its sequel, The Bells of St. Mary's (1945), opposite Ingrid Bergman, becoming the first of six actors to be nominated twice for playing the same character. He was the number one box office attraction for five consecutive years, 1944 to 1948. At his screen apex in 1946, Crosby starred in three of the year's five highest-grossing films: The Bells of St. Mary's, Blue Skies and Road to Utopia. In 1963, Crosby received the first Grammy Global Achievement Award. He is one of 33 people to have three stars on the Hollywood Walk of Fame, in the categories of motion pictures, radio, and audio recording. He was also known for his collaborations with his friend Bob Hope, starring in the Road to... films from 1940 to 1962.
Crosby influenced the development of the post World War II recording industry. After seeing a demonstration of a German broadcast quality reel-to-reel tape recorder brought to the United States by John T. Mullin, he invested $50,000 in the California electronics company Ampex to build copies. He then persuaded ABC to allow him to tape his shows. He became the first performer to prerecord his radio shows and master his commercial recordings onto magnetic tape. Crosby has been associated with the Christmas season since Irving Berlin's musical film Holiday Inn, in which he starred and famously sang "White Christmas". Through audio recordings, he produced his radio programs with the same directorial tools and craftsmanship (editing, retaking, rehearsal, time shifting) used in motion picture production, a practice that became the industry standard. In addition to his work with early audio tape recording, he helped finance the development of videotape, bought television stations, bred racehorses, and co-owned the Pittsburgh Pirates baseball team, during which time the team won two World Series (1960 and 1971).
Early life
Crosby was born on May 3, 1903, in Tacoma, Washington, in a house his father built at 1112 North J Street. In 1906, his family moved to Spokane in Eastern Washington state, where he was raised. In 1913, his father built a house at 508 E. Sharp Avenue. The house sits on the campus of his alma mater, Gonzaga University, as a museum housing over 200 artifacts from his life and career, including his Oscar.
He was the fourth of seven children: brothers Laurence Earl "Larry" (1895–1975), Everett Nathaniel (1896–1966), Edward John "Ted" (1900–1973), and George Robert "Bob" (1913–1993); and two sisters, Catherine Cordelia (1904–1974) and Mary Rose (1906–1990). His parents were Harry Lowe Crosby (1870–1950), a bookkeeper, and Catherine Helen "Kate" (née Harrigan; 1873–1964). His mother was a second-generation Irish-American. His father was of Scottish and English descent; an ancestor, Simon Crosby, emigrated from England to New England in the 1630s during the Puritan migration to New England. Through another line, also on his father's side, Crosby is descended from Mayflower passenger William Brewster ( 1567 – 1644).
In 1917, Crosby took a summer job as property boy at Spokane's Auditorium, where he witnessed some of the acts of the day, including Al Jolson, who held him spellbound with ad-libbing and parodies of Hawaiian songs. He later described Jolson's delivery as "electric".
Crosby graduated from Gonzaga High School in 1920 and enrolled at Gonzaga University. He attended Gonzaga for three years but did not earn a degree. As a freshman, he played on the university's baseball team. The university granted him an honorary doctorate in 1937. Gonzaga University houses a large collection of photographs, correspondence, and other material related to Crosby.
On November 8, 1937, after Lux Radio Theatre's adaptation of She Loves Me Not, Joan Blondell asked Crosby how he got his nickname:
As it happens, that story was pure whimsy for dramatic effect; the Associated Press had reported as early as February 1932—as would later be confirmed by both Bing himself and his biographer Charles Thompson—that it was in fact a neighbor—Valentine Hobart, circa 1910—who had named him "Bingo from Bingville" after a comic feature in the local paper called The Bingville Bugle which the young Harry liked. In time, Bingo got shortened to Bing.
Career
Early years
In 1923, Crosby was invited to join a new band composed of high-school students a few years younger than himself. Al and Miles Rinker (brothers of singer Mildred Bailey), James Heaton, Claire Pritchard and Robert Pritchard, along with drummer Crosby, formed the Musicaladers, who performed at dances both for high school students and club-goers. The group performed on Spokane radio station KHQ, but disbanded after two years. Crosby and Al Rinker obtained work at the Clemmer Theatre in Spokane (now known as the Bing Crosby Theater).
Crosby was initially a member of a vocal trio called The Three Harmony Aces with Al Rinker accompanying on piano from the pit, to entertain between the films. Crosby and Al continued at the Clemmer Theatre for several months often with three other men—Wee Georgie Crittenden, Frank McBride, and Lloyd Grinnell—and they were billed The Clemmer Trio or The Clemmer Entertainers depending who performed.
In October 1925, Crosby and Rinker decided to seek fame in California. They traveled to Los Angeles, where Bailey introduced them to her show business contacts. The Fanchon and Marco Time Agency hired them for thirteen weeks for the revue The Syncopation Idea starting at the Boulevard Theater in Los Angeles and then on the Loew's circuit. They each earned $75 a week. As minor parts of The Syncopation Idea Crosby and Rinker started to develop as entertainers. They had a lively style that was popular with college students. After The Syncopation Idea closed, they worked in the Will Morrissey Music Hall Revue. They honed their skills with Morrissey. When they got a chance to present an independent act, they were spotted by a member of the Paul Whiteman organization.
Whiteman needed something different to break up his musical selections, and Crosby and Rinker filled this requirement. After less than a year in show business, they were attached to one of the biggest names. Hired for $150 a week in 1926, they debuted with Whiteman on December 6 at the Tivoli Theatre in Chicago. Their first recording, in October 1926, was "I've Got the Girl" with Don Clark's Orchestra, but the Columbia-issued record was inadvertently recorded at a slow speed, which increased the singers' pitch when played at 78 rpm. Throughout his career, Crosby often credited Bailey for getting him his first important job in the entertainment business.
The Rhythm Boys
Success with Whiteman was followed by disaster when they reached New York. Whiteman considered letting them go. However, the addition of pianist and aspiring songwriter Harry Barris made the difference, and The Rhythm Boys were born. The additional voice meant they could be heard more easily in large New York theaters. Crosby gained valuable experience on tour for a year with Whiteman and performing and recording with Bix Beiderbecke, Jack Teagarden, Tommy Dorsey, Jimmy Dorsey, Eddie Lang, and Hoagy Carmichael. He matured as a performer and was in demand as a solo singer.
Crosby became the star attraction of the Rhythm Boys. In 1928, he had his first number one hit, a jazz-influenced rendition of "Ol' Man River". In 1929, the Rhythm Boys appeared in the film King of Jazz with Whiteman, but Crosby's growing dissatisfaction with Whiteman led to the Rhythm Boys leaving his organization. They joined the Gus Arnheim Orchestra, performing nightly in the Coconut Grove of the Ambassador Hotel. Singing with the Arnheim Orchestra, Crosby's solos began to steal the show while the Rhythm Boys' act gradually became redundant. Harry Barris wrote several of Crosby's hits, including "At Your Command", "I Surrender Dear", and "Wrap Your Troubles in Dreams". When Mack Sennett signed Crosby to a solo film contract in 1931, a break with the Rhythm Boys became almost inevitable. Crosby married Dixie Lee in September 1930. After a threat of divorce in March 1931, he applied himself to his career.
Success as a solo singer
15 Minutes with Bing Crosby, his nationwide solo radio debut, began broadcasting on September 2, 1931. The weekly broadcast made him a hit. Before the end of the year, he with both Brunswick Records and CBS Radio. "Out of Nowhere", "Just One More Chance", "At Your Command", and "I Found a Million Dollar Baby (in a Five and Ten Cent Store)" were among the best-selling songs of 1931.
Ten of the top 50 songs of 1931 included Crosby with others or as a solo act. A "Battle of the Baritones" with singer Russ Columbo proved short-lived, replaced with the slogan "Bing Was King". Crosby played the lead in a series of musical comedy short films for Mack Sennett, signed with Paramount, and starred in his first full-length film 1932's The Big Broadcast (1932), the first of 55 films in which he received top billing. He would appear in almost 80 pictures. He signed a contract with Jack Kapp's new record company, Decca, in late 1934.
His first commercial sponsor on radio was Cremo Cigars and his fame spread nationwide. After a long run in New York, he went back to Hollywood to film The Big Broadcast. His appearances, records, and radio work substantially increased his impact. The success of his first film brought him a contract with Paramount, and he began a pattern of making three films a year. He led his radio show for Woodbury Soap for two seasons while his live appearances dwindled. His records produced hits during the Depression when sales were down. Audio engineer Steve Hoffman stated, "By the way, Bing actually saved the record business in 1934 when he agreed to support Decca founder Jack Kapp's crazy idea of lowering the price of singles from a dollar to 35 cents and getting a royalty for records sold instead of a flat fee. Bing's name and his artistry saved the recording industry. All the other artists signed to Decca after Bing did. Without him, Jack Kapp wouldn't have had a chance in hell of making Decca work and the Great Depression would have wiped out phonograph records for good."
His social life was frantic. His first son Gary was born in 1933 with twin boys following in 1934. By 1936, he replaced his former boss, Paul Whiteman, as host of the weekly NBC radio program Kraft Music Hall, where he remained for the next ten years. "Where the Blue of the Night (Meets the Gold of the Day)", with his trademark whistling, became his theme song and signature tune.
Crosby's vocal style helped take popular singing beyond the "belting" associated with Al Jolson and Billy Murray, who had been obligated to reach the back seats in New York theaters without the aid of a microphone. As music critic Henry Pleasants noted in The Great American Popular Singers, something new had entered American music, a style that might be called "singing in American" with conversational ease. This new sound led to the popular epithet crooner.
Crosby admired Louis Armstrong for his musical ability, and the trumpet maestro was a formative influence on Crosby's singing style. When the two met, they became friends. In 1936, Crosby exercised an option in his Paramount contract to regularly star in an out-of-house film. Signing an agreement with Columbia for a single motion picture, Crosby wanted Armstrong to appear in a screen adaptation of The Peacock Feather that eventually became Pennies from Heaven. Crosby asked Harry Cohn, but Cohn had no desire to pay for the flight or to meet Armstrong's "crude, mob-linked but devoted manager, Joe Glaser". Crosby threatened to leave the film and refused to discuss the matter. Cohn gave in; Armstrong's musical scenes and comic dialogue extended his influence to the silver screen, creating more opportunities for him and other African Americans to appear in future films. Crosby also ensured behind the scenes that Armstrong received equal billing with his white co-stars. Armstrong appreciated Crosby's progressive attitudes on race, and often expressed gratitude for the role in later years.
During World War II, Crosby made live appearances before American troops who had been fighting in the European Theater. He learned how to pronounce German from written scripts and read propaganda broadcasts intended for German forces. The nickname "Der Bingle" was common among Crosby's German listeners and came to be used by his English-speaking fans. In a poll of U.S. troops at the close of World War II, Crosby topped the list as the person who had done the most for G.I. morale, ahead of President Franklin D. Roosevelt, General Dwight Eisenhower, and Bob Hope.
The June 18, 1945, issue of Life magazine stated, "America's number one star, Bing Crosby, has won more fans, made more money than any entertainer in history. Today he is a kind of national institution." "In all, 60,000,000 Crosby discs have been marketed since he made his first record in 1931. His biggest best seller is "White Christmas" 2,000,000 impressions of which have been sold in the U.S. and 250,000 in Great Britain." "Nine out of ten singers and bandleaders listen to Crosby's broadcasts each Thursday night and follow his lead. The day after he sings a song over the air—any song—some 50,000 copies of it are sold throughout the U.S. Time and again Crosby has taken some new or unknown ballad, has given it what is known in trade circles as the 'big goose' and made it a hit single-handed and overnight... Precisely what the future holds for Crosby neither his family nor his friends can conjecture. He has achieved greater popularity, made more money, attracted vaster audiences than any other entertainer in history. And his star is still in the ascendant. His contract with Decca runs until 1955. His contract with Paramount runs until 1954. Records which he made ten years ago are selling better than ever before. The nation's appetite for Crosby's voice and personality appears insatiable. To soldiers overseas and to foreigners he has become a kind of symbol of America, of the amiable, humorous citizen of a free land. Crosby, however, seldom bothers to contemplate his future. For one thing, he enjoys hearing himself sing, and if ever a day should dawn when the public wearies of him, he will complacently go right on singing—to himself."
White Christmas
The biggest hit song of Crosby's career was his recording of Irving Berlin's "White Christmas", which he introduced on a Christmas Day radio broadcast in 1941. A copy of the recording from the radio program is owned by the estate of Bing Crosby and was loaned to CBS Sunday Morning for their December 25, 2011, program. The song appeared in his films Holiday Inn (1942), and—a decade later—in White Christmas (1954). His record hit the charts on October 3, 1942, and rose to number 1 on October 31, where it stayed for 11 weeks. A holiday perennial, the song was repeatedly re-released by Decca, charting another sixteen times. It topped the charts again in 1945 and a third time in January 1947. The song remains the bestselling single of all time. His recording of "White Christmas", has sold over 50 million copies around the world. His recording was so popular that he was obliged to re-record it in 1947 using the same musicians and backup singers; the original 1942 master had become damaged due to its frequent use in pressing additional singles. In 1977, after Crosby died, the song was re-released and reached No. 5 in the UK Singles Chart. Crosby was dismissive of his role in the song's success, saying "a jackdaw with a cleft palate could have sung it successfully".
Motion pictures
In the wake of a solid decade of headlining mainly smash hit musical comedy films in the 1930s, Crosby starred with Bob Hope and Dorothy Lamour in six of the seven Road to musical comedies between 1940 and 1962 (Lamour was replaced with Joan Collins in The Road to Hong Kong and limited to a lengthy cameo), cementing Crosby and Hope as an on-and-off duo, despite never declaring themselves a "team" in the sense that Laurel and Hardy or Martin and Lewis (Dean Martin and Jerry Lewis) were teams. The series consists of Road to Singapore (1940), Road to Zanzibar (1941), Road to Morocco (1942), Road to Utopia (1946), Road to Rio (1947), Road to Bali (1952), and The Road to Hong Kong (1962). When they appeared solo, Crosby and Hope frequently made note of the other in a comically insulting fashion. They performed together countless times on stage, radio, film, and television, and made numerous brief and not so brief appearances together in movies aside from the "Road" pictures, Variety Girl (1947) being an example of lengthy scenes and songs together along with billing.
In the 1949 Disney animated film The Adventures of Ichabod and Mr. Toad, Crosby provided the narration and song vocals for The Legend of Sleepy Hollow segment. In 1960, he starred in High Time, a collegiate comedy with Fabian Forte and Tuesday Weld that predicted the emerging gap between him and the new younger generation of musicians and actors who had begun their careers after World War II. The following year, Crosby and Hope reunited for one more Road movie, The Road to Hong Kong, which teamed them up with the much younger Joan Collins and Peter Sellers. Collins was used in place of their longtime partner Dorothy Lamour, whom Crosby felt was getting too old for the role, though Hope refused to do the film without her, and she instead made a lengthy and elaborate cameo appearance. Shortly before his death in 1977, he had planned another Road film in which he, Hope, and Lamour search for the Fountain of Youth.
He won an Academy Award for Best Actor for Going My Way in 1944 and was nominated for the 1945 sequel, The Bells of St. Mary's. He received critical acclaim for his performance as an alcoholic entertainer in The Country Girl and received his third Academy Award nomination.
Television
The Fireside Theater (1950) was his first television production. The series of 26-minute shows was filmed at Hal Roach Studios rather than performed live on the air. The "telefilms" were syndicated to individual television stations. He was a frequent guest on the musical variety shows of the 1950s and 1960s, appearing on various variety shows as well as numerous late-night talk shows and his own highly rated specials. Bob Hope memorably devoted one of his monthly NBC specials to his long intermittent partnership with Crosby titled "On the Road With Bing". Crosby was associated with ABC's The Hollywood Palace as the show's first and most frequent guest host and appeared annually on its Christmas edition with his wife Kathryn and his younger children, and continued after The Hollywood Palace was eventually canceled. In the early 1970s, he made two late appearances on the Flip Wilson Show, singing duets with the comedian. His last TV appearance was a Christmas special, Merrie Olde Christmas, taped in London in September 1977 and aired weeks after his death. It was on this special that he recorded a duet of "The Little Drummer Boy" and "Peace on Earth" with rock musician David Bowie. Their duet was released in 1982 as a single 45 rpm record and reached No. 3 in the UK singles charts. It has since become a staple of holiday radio and the final popular hit of Crosby's career. At the end of the 20th century, TV Guide listed the Crosby-Bowie duet one of the 25 most memorable musical moments of 20th-century television.
Bing Crosby Productions, affiliated with Desilu Studios and later CBS Television Studios, produced a number of television series, including Crosby's own unsuccessful ABC sitcom The Bing Crosby Show in the 1964–1965 season (with co-stars Beverly Garland and Frank McHugh). The company produced two ABC medical dramas, Ben Casey (1961–1966) and Breaking Point (1963–1964), the popular Hogan's Heroes (1965–1971) military comedy on CBS, as well as the lesser-known show Slattery's People (1964–1965).
Singing style and vocal characteristics
Crosby was one of the first singers to exploit the intimacy of the microphone rather than use the deep, loud vaudeville style associated with Al Jolson. He was, by his own definition, a "phraser", a singer who placed equal emphasis on both the lyrics and the music. Paul Whiteman's hiring of Crosby, with phrasing that echoed jazz, particularly his bandmate Bix Beiderbecke's trumpet, helped bring the genre to a wider audience. In the framework of the novelty-singing style of the Rhythm Boys, he bent notes and added off-tune phrasing, an approach that was rooted in jazz. He had already been introduced to Louis Armstrong and Bessie Smith before his first appearance on record. Crosby and Armstrong remained warm acquaintances for decades, occasionally singing together in later years, e.g. "Now You Has Jazz" in the film High Society (1956). In Crosby's performances, the presence of jazz phrasing, jazz rhythm and jazz improvisation varied depending on the piece of music, but those were elements that Crosby frequently used. This can be observed particularly in his straight jazz work during the late 1920s/early 1930s, his recordings with Buddy Cole and His Trio from the mid-1950s, as well as in his numerous collaborations with such jazz musicians as Louis Armstrong, Duke Ellington, Ella Fitzgerald, Joe Venuti, or Eddie Lang. However, while Crosby can be called a jazz singer, he was not strictly only a jazz singer as he modeled the style and techniques to a broad scope of music that he performed, ranging from Jazz to Country to even such material as operetta arias.
During the early portion of his solo career (about 1931–1934), Crosby's emotional, often pleading style of crooning was popular. But Jack Kapp, manager of Brunswick and later Decca, talked him into dropping many of his jazzier mannerisms in favor of a clear vocal style. Crosby credited Kapp for choosing hit songs, working with many other musicians, and most important, diversifying his repertoire into several styles and genres. Kapp helped Crosby have number one hits in Christmas music, Hawaiian music, and country music, and top-thirty hits in Irish music, French music, rhythm and blues, and ballads.
Crosby elaborated on an idea of Al Jolson's: phrasing, or the art of making a song's lyric ring true. "I used to tell Sinatra over and over," said Tommy Dorsey, "there's only one singer you ought to listen to and his name is Crosby. All that matters to him is the words, and that's the only thing that ought to for you, too."
Critic Henry Pleasants wrote in 1985: [While] the octave B flat to B flat in Bing's voice at that time [1930s] is, to my ears, one of the loveliest I have heard in forty-five years of listening to baritones, both classical and popular, it dropped conspicuously in later years. From the mid-1950s, Bing was more comfortable in a bass range while maintaining a baritone quality, with the best octave being G to G, or even F to F. In a recording he made of 'Dardanella' with Louis Armstrong in 1960, he attacks lightly and easily on a low E flat. This is lower than most opera basses care to venture, and they tend to sound as if they were in the cellar when they get there.
Career achievements
Crosby's was among the most popular and successful musical acts of the 20th century. Billboard magazine used different methodologies during his career. But his chart success remains impressive: 396 chart singles, including roughly 41 number 1 hits. Crosby had separate charting singles every year between 1931 and 1954; the annual re-release of "White Christmas" extended that streak to 1957. He had 24 separate popular singles in 1939 alone. Statistician Joel Whitburn at Billboard determined that Crosby was America's most successful recording act of the 1930s and again in the 1940s. In 1960, Crosby was honored as "First Citizen of Record Industry" based on having sold 200 million discs. Sources differ regarding the number of copies he sold: 300 million or even 500 million. The single "White Christmas" sold over 50 million copies according to Guinness World Records.
For fifteen years (1934, 1937, 1940, 1943–1954), Crosby was among the top ten acts in box-office sales, and for five of those years (1944–1948) he topped the world. He sang four Academy Award-winning songs—"Sweet Leilani" (1937), "White Christmas" (1942), "Swinging on a Star" (1944), "In the Cool, Cool, Cool of the Evening" (1951)—and won the Academy Award for Best Actor for his role in Going My Way (1944).
A survey in 2000 found that with 1,077,900,000 movie tickets sold, Crosby was the third-most-popular actor of all time, behind Clark Gable (1,168,300,000) and John Wayne (1,114,000,000). The International Motion Picture Almanac lists him in a tie for second-most years at number one on the All Time Number One Stars List with Clint Eastwood, Tom Hanks, and Burt Reynolds. His most popular film, White Christmas, grossed $30 million in 1954 ($ million in current value).
He received 23 gold and platinum records, according to the book Million Selling Records. The Recording Industry Association of America did not institute its gold record certification program until 1958 when Crosby's record sales were low. Before 1958, gold records were awarded by record companies. Crosby charted 23 Billboard hits from 47 recorded songs with the Andrews Sisters, whose Decca record sales were second only to Crosby's throughout the 1940s. They were his most frequent collaborators on disc from 1939 to 1952, a partnership that produced four million-selling singles: "Pistol Packin' Mama", "Jingle Bells", "Don't Fence Me In", and "South America, Take it Away". They made one film appearance together in Road to Rio singing "You Don't Have to Know the Language", and sang together on the radio throughout the 1940s and 1950s. They appeared as guests on each other's shows and on Armed Forces Radio Service during and after World War II. The quartet's Top-10 Billboard hits from 1943 to 1945 include "The Vict'ry Polka", "There'll Be a Hot Time in the Town of Berlin (When the Yanks Go Marching In)", and "Is You Is or Is You Ain't (Ma' Baby?)" and helped morale of the American public.
In 1962, Crosby was given the Grammy Lifetime Achievement Award. He has been inducted into the halls of fame for both radio and popular music. In 2007, he was inducted into the Hit Parade Hall of Fame and in 2008 the Western Music Hall of Fame.
Popularity and influence
Crosby's popularity around the world was such that Dorothy Masuka, the best-selling African recording artist, stated that, "Only Bing Crosby the famous American crooner sold more records than me in Africa." His great popularity throughout the continent led other African singers to emulate him, including Masuka, Dolly Rathebe, and Míriam Makeba, known locally as "The Bing Crosby of Africa."
Presenter Mike Douglas commented in a 1975 interview, "During my days in the Navy in World War II, I remember walking the streets of Calcutta, India, on the coast; it was a lonely night, so far from my home and from my new wife, Gen. I needed something to lift my spirits. As I passed a Hindu sitting on the corner of a street, I heard something surprisingly familiar. I came back to see the man playing one of those old Vitrolas, like those of RCA with the horn speaker. The man was listening to Bing Crosby sing, "Ac-Cent-Tchu-Ate The Positive". I stopped and smiled in grateful acknowledgment. The Hindu nodded and smiled back. The whole world knew and loved Bing Crosby." His popularity in India led many Hindu singers to imitate and emulate him, notably Kishore Kumar, considered the "Bing Crosby of India".
Throughout Europe and Russia, Crosby was also known as "Der Bingle", a pseudonym coined in 1944 by Bob Musel, an American journalist based in London, after Crosby had recorded three 15-minute programs with Jack Russin for broadcast to Germany from ABSIE.
Entrepreneurship
According to Shoshana Klebanoff, Crosby became one of the richest men in the history of show business. He had investments in real estate, mines, oil wells, cattle ranches, race horses, music publishing, baseball teams, and television. He made a fortune from the Minute Maid Orange Juice Corporation, in which he was a principal stockholder.
Role in early tape recording
During the Golden Age of Radio, performers had to create their shows live, sometimes even redoing the program a second time for the West Coast time zone. Crosby had to do two live radio shows on the same day, three hours apart, for the East and West Coasts. Crosby's radio career took a significant turn in 1945, when he clashed with NBC over his insistence that he be allowed to pre-record his radio shows. (The live production of radio shows was also reinforced by the musicians' union and ASCAP, which wanted to ensure continued work for their members.) In On the Air: The Encyclopedia of Old-Time Radio, John Dunning wrote about German engineers having developed a tape recorder with a near-professional broadcast quality standard:
Crosby's insistence eventually factored into the further development of magnetic tape sound recording and the radio industry's widespread adoption of it. He used his clout, both professionally and financially, for innovations in audio. But NBC and CBS refused to broadcast prerecorded radio programs. Crosby left the network and remained off the air for seven months, creating a legal battle with his sponsor Kraft that was settled out of court. He returned to broadcasting for the last 13 weeks of the 1945–1946 season.
The Mutual Network, on the other hand, pre-recorded some of its programs as early as 1938 for The Shadow with Orson Welles. ABC was formed from the sale of the NBC Blue Network in 1943 after a federal antitrust suit and was willing to join Mutual in breaking the tradition. ABC offered Crosby $30,000 per week to produce a recorded show every Wednesday that would be sponsored by Philco. He would get an additional $40,000 from 400 independent stations for the rights to broadcast the 30-minute show, which was sent to them every Monday on three lacquer discs that played ten minutes per side at rpm.
Murdo MacKenzie of Bing Crosby Enterprises had seen a demonstration of the German Magnetophon in June 1947—the same device that Jack Mullin had brought back from Radio Frankfurt with 50 reels of tape, at the end of the war. It was one of the magnetic tape recorders that BASF and AEG had built in Germany starting in 1935. The 6.5 mm ferric-oxide-coated tape could record 20 minutes per reel of high-quality sound. Alexander M. Poniatoff ordered Ampex, which he founded in 1944, to manufacture an improved version of the Magnetophone.
Crosby hired Mullin to start recording his Philco Radio Time show on his German-made machine in August 1947 using the same 50 reels of I.G. Farben magnetic tape that Mullin had found at a radio station at Bad Nauheim near Frankfurt while working for the U.S. Army Signal Corps. The advantage was editing. As Crosby wrote in his autobiography:
Mullin's 1976 memoir of these early days of experimental recording agrees with Crosby's account:
Crosby invested $50,000 in Ampex with the intent to produce more machines. In 1948, the second season of Philco shows was recorded with the Ampex Model 200A and Scotch 111 tape from 3M. Mullin explained how one new broadcasting technique was invented on the Crosby show with these machines:
Crosby started the tape recorder revolution in America. In his 1950 film Mr. Music, he is seen singing into an Ampex tape recorder that reproduced his voice better than anything else. Also quick to adopt tape recording was his friend Bob Hope. He gave one of the first Ampex Model 300 recorders to his friend, guitarist Les Paul, which led to Paul's invention of multitrack recording. His organization, the Crosby Research Foundation, held tape recording patents and developed equipment and recording techniques such as the laugh track that are still in use.
With Frank Sinatra, Crosby was one of the principal backers for the United Western Recorders studio complex in Los Angeles.
Videotape development
Mullin continued to work for Crosby to develop a videotape recorder (VTR). Television production was mostly live television in its early years, but Crosby wanted the same ability to record that he had achieved in radio. The Fireside Theater (1950) sponsored by Procter & Gamble, was his first television production. Mullin had not yet succeeded with videotape, so Crosby filmed the series of 26-minute shows at the Hal Roach Studios, and the "telefilms" were syndicated to individual television stations.
Crosby continued to finance the development of videotape. Bing Crosby Enterprises gave the world's first demonstration of videotape recording in Los Angeles on November 11, 1951. Developed by John T. Mullin and Wayne R. Johnson since 1950, the device aired what were described as "blurred and indistinct" images, using a modified Ampex 200 tape recorder and standard quarter-inch (6.3 mm) audio tape moving at per second.
Television station ownership
A Crosby-led group purchased station KCOP-TV, in Los Angeles, California, in 1954. NAFI Corporation and Crosby purchased television station KPTV in Portland, Oregon, for $4 million on September 1, 1959. In 1960, NAFI purchased KCOP from Crosby's group. In the early 1950s, Crosby helped establish the CBS television affiliate in his hometown of Spokane, Washington. He partnered with Ed Craney, who owned the CBS radio affiliate KXLY (AM) and built a television studio west of Crosby's alma mater, Gonzaga University. After it began broadcasting, the station was sold within a year to Northern Pacific Radio and Television Corporation.
Thoroughbred horse racing
Crosby was a fan of thoroughbred horse racing and bought his first racehorse in 1935. In 1937, he became a founding partner of the Del Mar Thoroughbred Club and a member of its board of directors. Operating from the Del Mar Racetrack at Del Mar, California, the group included millionaire businessman Charles S. Howard, who owned a successful racing stable that included Seabiscuit. Charles' son, Lindsay C. Howard, became one of Crosby's closest friends; Crosby named his son Lindsay after him, and would purchase his 40-room Hillsborough, California estate from Lindsay in 1965.
Crosby and Lindsay Howard formed Binglin Stable to race and breed thoroughbred horses at a ranch in Moorpark in Ventura County, California. They also established the Binglin Stock Farm in Argentina, where they raced horses at Hipódromo de Palermo in Palermo, Buenos Aires. A number of Argentine-bred horses were purchased and shipped to race in the United States. On August 12, 1938, the Del Mar Thoroughbred Club hosted a $25,000 winner-take-all match race won by Charles S. Howard's Seabiscuit over Binglin's horse Ligaroti. In 1943, Binglin's horse Don Bingo won the Suburban Handicap at Belmont Park in Elmont, New York. The Binglin Stable partnership came to an end in 1953 as a result of a liquidation of assets by Crosby, who needed to raise enough funds to pay the hefty federal and state inheritance taxes on his deceased wife's estate. The Bing Crosby Breeders' Cup Handicap at Del Mar Racetrack is named in his honor.
Sports
Crosby had a keen interest in sports. In the 1930s, his friend and former college classmate, Gonzaga head coach Mike Pecarovich, appointed Crosby as an assistant football coach. From 1946 until his death, he owned a 25% share of the Pittsburgh Pirates. Although he was passionate about the team, he was too nervous to watch the deciding game 7 of the 1960 World Series, choosing to go to Paris with Kathryn and listen to its radio broadcast. Crosby had arranged for Ampex, another of his financial investments, to record the NBC telecast on kinescope. The game was one of the most famous in baseball history, capped off by Bill Mazeroski's walk-off home run that won the game for Pittsburgh. He apparently viewed the complete film just once, and then stored it in his wine cellar, where it remained undisturbed until it was discovered in December 2009. The restored broadcast was shown on MLB Network in December 2010.
Crosby was also an avid golfer. He first took up golf at age 12 as a caddy. He was already spending much time on the golf course while touring the country in a vaudeville act or with Paul Whiteman's orchestra in the mid to late 1920s. Eventually, Crosby became accomplished at the sport, at his best reaching a two handicap. He competed in both the British and U.S. Amateur championships, was a five-time club champion at Lakeside Golf Club in Hollywood, and once made a hole-in-one on the 16th hole at Cypress Point.
In 1937, Crosby hosted the first 'Crosby Clambake', a pro-am tournament at Rancho Santa Fe Golf Club in Rancho Santa Fe, California, the event's location prior to World War II. After the war, the event resumed play in 1947 on golf courses in Pebble Beach, where it has been played ever since. Now the AT&T Pebble Beach Pro-Am, the tournament is a staple of the PGA Tour, having featured Hollywood stars and other celebrities.
In 1950, Crosby became the third person to win the William D. Richardson award, which is given to a non-professional golfer "who has consistently made an outstanding contribution to golf". In 1978, he and Bob Hope were voted the Bob Jones Award, the highest honor given by the United States Golf Association in recognition of distinguished sportsmanship. He is a member of the World Golf Hall of Fame, having been inducted in 1978.
Crosby also was a keen fisherman. In the summer of 1966, he spent a week as the guest of Lord Egremont, staying in Cockermouth and fishing on the River Derwent. His trip was filmed for The American Sportsman on ABC, although all did not go well at first as the salmon were not running. He did make up for it at the end of the week by catching a number of sea trout.
In Front Royal, Virginia, a baseball stadium was named in his honor. The Front Royal Cardinals of the Valley Baseball League play their home games here. The Bing is also home to both of the county's high schools baseball teams.
Personal life
Crosby reportedly had an alcohol problem between the late 1920s and early 1930s, but he got a handle on his drinking in 1931.
Crosby told Barbara Walters in a 1977 televised interview that he thought marijuana should be legalized because he figured it would make it much easier for the authorities to have a proper legal control over the market.
In December 1999, the New York Post published an article by Bill Hoffmann and Murray Weiss called Bing Crosby's Single Life which claimed that "recently published" FBI files revealed connections with figures in the Mafia "since his youth". However, Crosby's FBI files had already been published in 1992 and provide no indication that Crosby had ties to the Mafia except for one major, but accidental encounter in Chicago in 1929 which is not mentioned in the files, but is told by Crosby himself in his as-told-to autobiography Call Me Lucky. In the over 280 pages of Crosby's FBI files all but one reference to organized crime or gambling dens are content of a few of the many threats that Bing Crosby received throughout his life. The comments made by FBI investigators in the memos discredited the claims made in the letters. In all the files there is only one single reference to a person associated with the Mafia. In a memorandum dated January 16, 1959, it is said: "The Salt Lake City Office has developed information indicating that Moe Dalitz received an invitation to join a deer hunting party at Bing Crosby's Elko, Nevada, ranch, together with the crooner, his Las Vegas dentist and several business associates." However, Crosby had already sold his Elko ranch a year earlier, in 1958, and it is doubtful how much he was really involved in that meeting.
Romantic Relationships
Crosby was married twice. His first wife was actress and nightclub singer Dixie Lee, to whom he was married from 1930 until her death from ovarian cancer in 1952. They had four sons: Gary, twins Dennis and Phillip, and Lindsay. Smash-Up: The Story of a Woman (1947) is said to be based on Lee's life. The Crosby family lived at 10500 Camarillo Street in North Hollywood for more than five years. After his wife died, Crosby had relationships with model Pat Sheehan (who married his son Dennis in 1958) and actresses Inger Stevens and Grace Kelly before marrying actress Kathryn Grant, who converted to Catholicism, in 1957. They had three children: Harry Lillis III (who played Bill in Friday the 13th), Mary Frances (best known for portraying Kristin Shepard on TV's Dallas), and Nathaniel (the 1981 U.S. Amateur champion in golf).
Particularly during the late 1930s and through the 1940s Bing Crosby's domestic life was dominated by his wife's excessive drinking. His efforts to cure her with the help of specialists failed. Tired of Dixie's drinking, he even asked her for a divorce in January 1941. During the 1940s, Crosby consistently had difficulties trying to stay away from home while also trying to be there as much as possible for his children.
Crosby had one confirmed extramarital affair between 1945 and the late 1940s, while married to his first wife Dixie. Actress Patricia Neal (who herself at the time was having an affair with the married Gary Cooper) wrote in her 1988 autobiography As I Am about a trip on a cruise ship to England with actress Joan Caulfield in 1948:
In the most recent Crosby biography, Bing Crosby: Swinging on a Star; the War Years, 1940-1946, Gary Giddins published excerpts from an original diary of two sisters, Violet and Mary Barsa, who, as young women, used to stalk Crosby in New York City during December 1945 and January 1946 and who detailed their observations in the diary. The document reveals that during that time Crosby was indeed taking Joan Caulfield out to dinner, visited theaters and opera houses with her and that Caulfield and a person in her company entered the Waldorf Hotel where Crosby was staying. However, the document also clearly indicates that at their meetings a third person, in most instances Caulfield's mother, was present. In 1954, Joan Caulfield admitted to a relationship with a "top film star" who was a married man with children who at the end chose his wife and children over her. Joan's sister Betty Caulfield confirmed the romantic relationship between Joan and Bing Crosby. Despite being a Catholic, Crosby was seriously considering divorce in order to marry Caulfield. Either in December 1945 or January 1946 Crosby approached Cardinal Francis Spellman with his difficulties with dealing with his wife's alcoholism and his love for Caulfield and his plan to file for divorce. According to Betty Caulfield, Spellman told Crosby: "Bing, you are Father O'Malley and under no circumstances can Father O'Malley get a divorce." Around the same time, Crosby talked to his mother about his intentions and she protested. Ultimately, Crosby chose to end the relationship and to stay with his wife. Bing and Dixie reconciled and he continued trying to help her overcome her alcohol issues.
Widow Kathryn Crosby dabbled in local theater productions intermittently and appeared in television tributes to her late husband.
Homes
In November 1958, Crosby purchased the 1,350-acre Rising River Ranch in Cassel, California after renting a portion of it for several years. Attorney Ira Shadwell declined to disclose the purchase price. In October 1978, actor Clint Eastwood purchased the ranch under the name of his business manager Roy Kaufman for $1.5 million.
Crosby and his family lived in the San Francisco area for many years. In 1963, he and his wife Kathryn moved with their three young children from Los Angeles to a $175,000 ten-bedroom Tudor estate in Hillsborough because they did not want to raise their children in Hollywood, according to son Nathaniel. This house went up for sale by its current owners in 2021 for $13.75 million.
In 1965, the Crosbys moved to a larger, 40-room French chateau-style house on nearby Jackling Drive, where Kathryn Crosby continued to reside after Bing's death. This house served as a setting for some of the family's Minute Maid orange juice television commercials.
Children
After Crosby's death, his eldest son, Gary, wrote a highly critical memoir, Going My Own Way (1983), depicting his father as cruel, cold, remote, and physically and psychologically abusive.
While acknowledging that corporal punishments took place, there were reports of all of Gary's immediate siblings distancing themselves from the abuse claims, either in public or in private.
Crosby's younger son Phillip disputed his brother Gary's claims about their father. Around the time Gary published his claims, Phillip stated to the press that "Gary is a whining, bitching crybaby, walking around with a two-by-four on his shoulder and just daring people to nudge it off." Nevertheless, Phillip did not deny that Crosby believed in corporal punishment. In an interview with People magazine, Phillip stated that "we never got an extra whack or a cuff we didn't deserve".
Shortly before Gary's book was actually published, Lindsay said, "I'm glad [Gary] did it. I hope it clears up a lot of the old lies and rumors." Unlike Gary, Lindsay stated that he preferred to remember "all the good things I did with my dad and forget the times that were rough". "Lindsay Crosby supported his brother (Gary) at the time of its publication but had a tempered view of its revelations. 'I never expected affection from my father so it didn't bother me,' he once told an interviewer.'" However, after the book was published, Lindsay addressed the abuse claims and what the media had made out of them:
Dennis Crosby reportedly "said his older brother (Gary) was the most severely treated of the four boys. 'He got the first licking, and we got the second.'"
Gary's first wife of 19 years, Barbara Cosentino, of whom Gary wrote in his book, "I could confide in her about Mom and Dad and my childhood", and with whom Gary stayed friendly after the divorce, stated:
Gary Crosby's adopted son, Steven Crosby, said in a 2003 interview:
Bing's younger brother, singer and jazz bandleader Bob Crosby, recalled at the time of Gary's revelations that Bing was a "disciplinarian", as their mother and father had been. He added, "We were brought up that way."
In an interview for the same article, Gary clarified that Bing "was like a lot of fathers of that time. He was not out to be vicious, to beat children for his kicks."
The author of the most recent biography on Bing Crosby, Gary Giddins, claims that Gary Crosby's memoir is not reliable on many instances and cannot be trusted on the abuse stories.
Crosby's will established a blind trust in which none of the sons received an inheritance until they reached the age of 65, intended by Crosby to keep them out of trouble. They instead received several thousand dollars per month from a trust left in 1952 by their mother, Dixie Lee. The trust, tied to high-performing oil stocks, folded in December 1989 following the 1980s oil glut.
Lindsay Crosby died in 1989 at age 51, and Dennis Crosby died in 1991 at age 56, both by suicide from self-inflicted gunshot wounds. Gary Crosby died of lung cancer in 1995 at age 62, and Phillip Crosby died of a heart attack in 2004 at age 69.
Nathaniel Crosby, Crosby's younger son from his second marriage, is a former high-level golfer who won the U.S. Amateur in 1981 at age 19, becoming the youngest winner in the history of that event at the time. Harry Crosby is an investment banker who occasionally makes singing appearances.
Denise Crosby, Dennis Crosby's daughter, is also an actress and is known for her role as Tasha Yar on Star Trek: The Next Generation and for the recurring role of the Romulan Sela after her withdrawal from the series as a regular cast member. She also appeared in the 1989 film adaptation of Stephen King's novel Pet Sematary.
In 2006, Crosby's niece through his sister Mary Rose, Carolyn Schneider, published the laudatory book Me and Uncle Bing.
There have been disputes between Crosby's two families beginning in the late 1990s. When Dixie died in 1952, her will provided that her share of the community property be distributed in trust to her sons. After Crosby's death in 1977, he left the residue of his estate to a marital trust for the benefit of his widow, Kathryn, and HLC Properties, Ltd., was formed for the purpose of managing his interests, including his right of publicity. In 1996, Dixie's trust sued HLC and Kathryn for declaratory relief as to the trust's entitlement to interest, dividends, royalties, and other income derived from the community property of Crosby and Dixie. In 1999, the parties settled for approximately $1.5 million. Relying on a retroactive amendment to the California Civil Code, Dixie's trust brought suit again, in 2010, alleging that Crosby's right of publicity was community property, and that Dixie's trust was entitled to a share of the revenue it produced. The trial court granted Dixie's trust's claim. The California Court of Appeals reversed it, however, holding that the 1999 settlement barred the claim. In light of the court's ruling, it was unnecessary for the court to decide whether a right of publicity can be characterized as community property under California law.
Health and death
Following his recovery from a life-threatening fungal infection in his right lung in January 1974, Crosby emerged from semi-retirement to start a new spate of albums and concerts. On March 20, 1977, after videotaping a CBS concert special, "Bing – 50th Anniversary Gala", at the Ambassador Auditorium with Bob Hope looking on, Crosby fell off the stage into an orchestra pit, rupturing a disc in his back requiring a month-long stay in the hospital. His first performance after the accident was his last American concert, on August 16, 1977, the day Elvis Presley died, at the Concord Pavilion in Concord, California. When the electric power failed during his performance, he continued singing without amplification.
In September, Crosby, his family and singer Rosemary Clooney began a concert tour of Britain that included two weeks at the London Palladium. While in the UK, Crosby recorded his final album, Seasons, and his final TV Christmas special with guest David Bowie on September 11 (which aired a little over a month after Crosby's death). His last concert was in the Brighton Centre on October 10, four days before his death, with British entertainer Gracie Fields in attendance. The following day he made his final appearance in a recording studio and sang eight songs at the BBC's Maida Vale Studios for a radio program, which also included an interview with Alan Dell. Accompanied by the Gordon Rose Orchestra, Crosby's last recorded performance was of the song "Once in a While". Later that afternoon, he met with Chris Harding to take photographs for the Seasons album jacket.
On October 13, 1977, Crosby flew alone to Spain to play golf and hunt partridge. On October 14, at the La Moraleja Golf Course near Madrid, Crosby played 18 holes of golf. His partner was World Cup champion Manuel Piñero; their opponents were club president César de Zulueta and Valentín Barrios. According to Barrios, Crosby was in good spirits throughout the day, and was photographed several times during the round. At the ninth hole, construction workers building a house nearby recognized him, and when asked for a song, Crosby sang "Strangers in the Night". Crosby, who had a 13 handicap, won with his partner by one stroke. At about 6:30 pm, as Crosby and his party headed back to the clubhouse, Crosby said, "That was a great game of golf, fellas. Let's go have a Coca-Cola." These were his last words. About from the clubhouse entrance, Crosby collapsed and died instantly from a massive heart attack. At the clubhouse and later in the ambulance, house physician Dr. Laiseca tried to revive him, but was unsuccessful. At Reina Victoria Hospital he was administered the last rites of the Catholic Church and was pronounced dead at the age of 74.
On October 18, 1977, following a private funeral Mass at St. Paul's Catholic Church in Westwood, Crosby was buried at Holy Cross Cemetery in Culver City, California.
Legacy
Crosby is a member of the National Association of Broadcasters Hall of Fame in the radio division.
The family created an official website on October 14, 2007, the 30th anniversary of Crosby's death.
In his autobiography Don't Shoot, It's Only Me! (1990), Bob Hope wrote, "Dear old Bing, as we called him, the Economy-sized Sinatra. And what a voice. God I miss that voice. I can't even turn on the radio around Christmas time without crying anymore."
Calypso musician Roaring Lion wrote a tribute song in 1939 titled "Bing Crosby", in which he wrote: "Bing has a way of singing with his very heart and soul / Which captivates the world / His millions of listeners never fail to rejoice / At his golden voice...."
Bing Crosby Stadium in Front Royal, Virginia, was named after Crosby in honor of his fundraising and cash contributions for its construction from 1948 to 1950.
In 2006, the former Metropolitan Theater of Performing Arts ('The Met') in Spokane, Washington, was renamed to The Bing Crosby Theater.
Crosby has three stars on the Hollywood Walk of Fame. One each for radio, recording, and motion pictures.
Compositions
Crosby wrote or co-wrote lyrics to 22 songs. His composition "At Your Command" was number 1 for three weeks on the U.S. pop singles chart beginning on August 8, 1931. "I Don't Stand a Ghost of a Chance With You" was his most successful composition, recorded by Duke Ellington, Frank Sinatra, Thelonious Monk, Billie Holiday, and Mildred Bailey, among others. Songs co-written by Crosby include:
"That's Grandma" (1927), with Harry Barris and James Cavanaugh
"From Monday On" (1928), with Harry Barris and recorded with the Paul Whiteman Orchestra featuring Bix Beiderbecke on cornet, number 14 on US pop singles charts
"What Price Lyrics?" (1928), with Harry Barris and Matty Malneck
"Ev'rything's Agreed Upon" (1930), with Harry Barris
"At Your Command" (1931), with Harry Barris and Harry Tobias, US, number 1 (3 weeks)
"Believe Me" (1931), with James Cavanaugh and Frank Weldon
"Where the Blue of the Night (Meets the Gold of the Day)" (1931), with Roy Turk and Fred Ahlert, US, no. 4; US, 1940 re-recording, no. 27
"You Taught Me How to Love" (1931), with H. C. LeBlang and Don Herman
"I Don't Stand a Ghost of a Chance with You" (1932), with Victor Young and Ned Washington, US, no. 5
"My Woman" (1932), with Irving Wallman and Max Wartell
"Cutesie Pie" (1932), with Red Standex and Chummy MacGregor
"I Was So Alone, Suddenly You Were There (1932), with Leigh Harline, Jack Stern and George Hamilton
"Love Me Tonight" (1932), with Victor Young and Ned Washington, US, no. 4
"Waltzing in a Dream" (1932), with Victor Young and Ned Washington, US, no.6
"You're Just a Beautiful Melody of Love" (1932), lyrics by Bing Crosby, music by Babe Goldberg
"Where Are You, Girl of My Dreams?" (1932), written by Bing Crosby, Irving Bibo, and Paul McVey, featured in the 1932 Universal film The Cohens and Kellys in Hollywood
"I Would If I Could But I Can't" (1933), with Mitchell Parish and Alan Grey
"Where the Turf Meets the Surf" (1941) with Johnny Burke and James V. Monaco.
"Tenderfoot" (1953) with Bob Bowen and Perry Botkin, originally issued using the pseudonym of "Bill Brill" for Bing Crosby.
"Domenica" (1961) with Pietro Garinei / Gorni Kramer / Sandro Giovannini
"That's What Life is All About" (1975), with Ken Barnes, Peter Dacre, and Les Reed, US, AC chart, no. 35; UK, no. 41
"Sail Away from Norway" (1977) – Crosby wrote lyrics to go with a traditional song.
Grammy Hall of Fame
Four performances by Bing Crosby have been inducted into the Grammy Hall of Fame, which is a special Grammy award established in 1973 to honor recordings that are at least 25 years old and that have "qualitative or historical significance".
Discography
Filmography
Television appearances
Radio
15 Minutes with Bing Crosby (1931, CBS), Unsponsored. 6 nights a week, 15 minutes.
The Cremo Singer (1931–1932, CBS), 6 nights a week, 15 minutes.
15 Minutes with Bing Crosby (1932, CBS), initially 3 nights a week, then twice a week, 15 minutes.
Chesterfield Cigarettes Presents Music that Satisfies (1933, CBS), broadcast two nights a week, 15 minutes.
Bing Crosby Entertains (1933–1935, CBS), weekly, 30 minutes.
Kraft Music Hall (1935–1946, NBC), Thursday nights, 60 minutes until January 1943, then 30 minutes.
Bing Crosby on Armed Forces Radio in World War II (1941–1945; World War II).
Philco Radio Time (1946–1949, ABC), 30 minutes weekly.
This Is Bing Crosby (The Minute Maid Show) (1948–1950, CBS), 15 minutes each weekday morning; Bing as disc jockey.
The Bing Crosby – Chesterfield Show (1949–1952, CBS), 30 minutes weekly.
The Bing Crosby Show for General Electric (1952–1954, CBS), 30 minutes weekly.
The Bing Crosby Show (1954–1956) (CBS), 15 minutes, 5 nights a week.
A Christmas Sing with Bing (1955–1962), (CBS, VOA and AFRS), 1 hour each year, sponsored by the Insurance Company of North America.
The Ford Road Show Featuring Bing Crosby (1957–1958, CBS), 5 minutes, 5 days a week.
The Bing Crosby – Rosemary Clooney Show (1960–1962, CBS), 20 minutes, 5 mornings a week, with Rosemary Clooney.
RIAA certification
Awards and nominations
References
Citations
Sources
Fisher, J. (2012). "Bing Crosby: Through the years, volumes one-nine (1954–56)." ARSC Journal, 43(1), 127–130.
Crosby interviewed 1971 July 8.
Klebanoff, Shoshana. "Crosby, Bing" American National Biography (2000) online
Osterholm, J. Roger. Bing Crosby: A Bio-Bibliography. Greenwood Press, 1994.
Prigozy, R. & Raubicheck, W., ed. Going My Way: Bing Crosby and American Culture. The Boydell Press, 2007.
Primary sources
Crosby, Bing. Call Me Lucky (1953)
Crosby, Bing. Bing: The Authorized Biography (1975), written with Charles Thompson.
Further reading
Bookbinder, Robert. The Films of Bing Crosby (Lyle Stuart, 1977)
Giddins, Gary. Bing Crosby: A Pocketful of Dreams-The Early Years 1903-1940 (Back Bay Books, 2009) excerpt.
Giddins, Gary. Bing Crosby: Swinging on a Star: The War Years, 1940-1946 (Little, Brown, 2018) excerpt.
Gilbert, Roger. "Beloved and Notorious: A Theory of American Stardom, with Special Reference to Bing Crosby and Frank Sinatra." Southwest Review 95.1/2 (2010): 167–184. online
Morgereth, Timothy A. Bing Crosby: a discography, radio program list, and filmography (McFarland & Co Inc Pub, 1987).
Pitts, Michael, et al. The Rise of the Crooners: Gene Austin, Russ Columbo, Bing Crosby, Nick Lucas, Johnny Marvin and Rudy Vallee (Scarecrow Press, 2001).
Prigozy, Ruth, and Walter Raubicheck, eds. Going My Way: Bing Crosby and American Culture (University of Rochester Press, 2007), essays by scholars.
Includes a chapter on Crosby's involvement in the making of "White Christmas" and an interview with record producer Ken Barnes.
Schofield, Mary Anne. "Marketing Iron Pigs, Patriotism, and Peace: Bing Crosby and World War II—A Discourse." Journal of Popular Culture 40.5 (2007): 867–881.
Smith, Anthony B. "Entertaining Catholics: Bing Crosby, Religion and Cultural Pluralism in 1940s America." American Catholic Studies (2003) 11#4: 1-19 online.
Teachout, Terry. "The Swinging Star: Why is Bing Crosby forgotten?' Commentary (Nov 2018), Vol. 146 Issue 4, pp 51–54.
Includes an interview
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4015 | https://en.wikipedia.org/wiki/BASIC | BASIC | BASIC (Beginners' All-purpose Symbolic Instruction Code) is a family of general-purpose, high-level programming languages designed for ease of use. The original version was created by John G. Kemeny and Thomas E. Kurtz at Dartmouth College in 1963. They wanted to enable students in non-scientific fields to use computers. At the time, nearly all computers required writing custom software, which only scientists and mathematicians tended to learn.
In addition to the program language, Kemeny and Kurtz developed the Dartmouth Time Sharing System (DTSS), which allowed multiple users to edit and run BASIC programs simultaneously on remote terminals. This general model became popular on minicomputer systems like the PDP-11 and Data General Nova in the late 1960s and early 1970s. Hewlett-Packard produced an entire computer line for this method of operation, introducing the HP2000 series in the late 1960s and continuing sales into the 1980s. Many early video games trace their history to one of these versions of BASIC.
The emergence of microcomputers in the mid-1970s led to the development of multiple BASIC dialects, including Microsoft BASIC in 1975. Due to the tiny main memory available on these machines, often 4 KB, a variety of Tiny BASIC dialects were also created. BASIC was available for almost any system of the era, and became the de facto programming language for home computer systems that emerged in the late 1970s. These PCs almost always had a BASIC interpreter installed by default, often in the machine's firmware or sometimes on a ROM cartridge.
BASIC declined in popularity in the 1990s, as more powerful microcomputers came to market and programming languages with advanced features (such as Pascal and C) became tenable on such computers. In 1991, Microsoft released Visual Basic, combining an updated version of BASIC with a visual forms builder. This reignited use of the language and "VB" remains a major programming language in the form of VB.NET, while a hobbyist scene for BASIC more broadly continues to exist.
Origin
John G. Kemeny was the math department chairman at Dartmouth College. Based largely on his reputation as an innovator in math teaching, in 1959 the school won an Alfred P. Sloan Foundation award for $500,000 to build a new department building. Thomas E. Kurtz had joined the department in 1956, and from the 1960s Kemeny and Kurtz agreed on the need for programming literacy among students outside the traditional STEM fields. Kemeny later noted that "Our vision was that every student on campus should have access to a computer, and any faculty member should be able to use a computer in the classroom whenever appropriate. It was as simple as that."
Kemeny and Kurtz had made two previous experiments with simplified languages, DARSIMCO (Dartmouth Simplified Code) and DOPE (Dartmouth Oversimplified Programming Experiment). These did not progress past a single freshman class. New experiments using Fortran and ALGOL followed, but Kurtz concluded these languages were too tricky for what they desired. As Kurtz noted, Fortran had numerous oddly-formed commands, notably an "almost impossible-to-memorize convention for specifying a loop: . Is it '1, 10, 2' or '1, 2, 10', and is the comma after the line number required or not?"
Moreover, the lack of any sort of immediate feedback was a key problem; the machines of the era used batch processing and took a long time to complete a run of a program. While Kurtz was visiting MIT, John McCarthy suggested that time-sharing offered a solution; a single machine could divide up its processing time among many users, giving them the illusion of having a (slow) computer to themselves. Small programs would return results in a few seconds. This led to increasing interest in a system using time-sharing and a new language specifically for use by non-STEM students.
Kemeny wrote the first version of BASIC. The acronym BASIC comes from the name of an unpublished paper by Thomas Kurtz. The new language was heavily patterned on FORTRAN II; statements were one-to-a-line, numbers were used to indicate the target of loops and branches, and many of the commands were similar or identical to Fortran. However, the syntax was changed wherever it could be improved. For instance, the difficult to remember DO loop was replaced by the much easier to remember , and the line number used in the DO was instead indicated by the NEXT I. Likewise, the cryptic IF statement of Fortran, whose syntax matched a particular instruction of the machine on which it was originally written, became the simpler . These changes made the language much less idiosyncratic while still having an overall structure and feel similar to the original FORTRAN.
The project received a $300,000 grant from the National Science Foundation, which was used to purchase a GE-225 computer for processing, and a Datanet-30 realtime processor to handle the Teletype Model 33 teleprinters used for input and output. A team of a dozen undergraduates worked on the project for about a year, writing both the DTSS system and the BASIC compiler. The first version BASIC language was released on 1 May 1964.
Initially, BASIC concentrated on supporting straightforward mathematical work, with matrix arithmetic support from its initial implementation as a batch language, and character string functionality being added by 1965. Usage in the university rapidly expanded, requiring the main CPU to be replaced by a GE-235, and still later by a GE-635. By the early 1970s there were hundreds of terminals connected to the machines at Dartmouth, some of them remotely.
Wanting use of the language to become widespread, its designers made the compiler available free of charge. In the 1960s, software became a chargeable commodity; until then, it was provided without charge as a service with expensive computers, usually available only to lease. They also made it available to high schools in the Hanover, New Hampshire, area and regionally throughout New England on Teletype Model 33 and Model 35 teleprinter terminals connected to Dartmouth via dial-up phone lines, and they put considerable effort into promoting the language. In the following years, as other dialects of BASIC appeared, Kemeny and Kurtz's original BASIC dialect became known as Dartmouth BASIC.
New Hampshire recognized the accomplishment in 2019 when it erected a highway historical marker in Hanover describing the creation of "the first user-friendly programming language".
Spread on time-sharing services
The emergence of BASIC took place as part of a wider movement towards time-sharing systems. First conceptualized during the late 1950s, the idea became so dominant in the computer industry by the early 1960s that its proponents were speaking of a future in which users would "buy time on the computer much the same way that the average household buys power and water from utility companies".
General Electric, having worked on the Dartmouth project, wrote their own underlying operating system and launched an online time-sharing system known as Mark I. It featured BASIC as one of its primary selling points. Other companies in the emerging field quickly followed suit; Tymshare introduced SUPER BASIC in 1968, CompuServe had a version on the DEC-10 at their launch in 1969, and by the early 1970s BASIC was largely universal on general-purpose mainframe computers. Even IBM eventually joined the club with the introduction of VS-BASIC in 1973.
Although time-sharing services with BASIC were successful for a time, the widespread success predicted earlier was not to be. The emergence of minicomputers during the same period, and especially low-cost microcomputers in the mid-1970s, allowed anyone to purchase and run their own systems rather than buy online time which was typically billed at dollars per minute.
Spread on minicomputers
BASIC, by its very nature of being small, was naturally suited to porting to the minicomputer market, which was emerging at the same time as the time-sharing services. These machines had small main memory, perhaps as little as 4 KB in modern terminology, and lacked high-performance storage like hard drives that make compilers practical. On these systems, BASIC was normally implemented as an interpreter rather than a compiler due to its lower requirement for working memory.
A particularly important example was HP Time-Shared BASIC, which, like the original Dartmouth system, used two computers working together to implement a time-sharing system. The first, a low-end machine in the HP 2100 series, was used to control user input and save and load their programs to tape or disk. The other, a high-end version of the same underlying machine, ran the programs and generated output. For a cost of about $100,000, one could own a machine capable of running between 16 and 32 users at the same time. The system, bundled as the HP 2000, was the first mini platform to offer time-sharing and was an immediate runaway success, catapulting HP to become the third-largest vendor in the minicomputer space, behind DEC and Data General (DG).
DEC, the leader in the minicomputer space since the mid-1960s, had initially ignored BASIC. This was due to their work with RAND Corporation, who had purchased a PDP-6 to run their JOSS language, which was conceptually very similar to BASIC. This led DEC to introduce a smaller, cleaned up version of JOSS known as FOCAL, which they heavily promoted in the late 1960s. However, with timesharing systems widely offering BASIC, and all of their competition in the minicomputer space doing the same, DEC's customers were clamoring for BASIC. After management repeatedly ignored their pleas, David H. Ahl took it upon himself to buy a BASIC for the PDP-8, which was a major success in the education market. By the early 1970s, FOCAL and JOSS had been forgotten and BASIC had become almost universal in the minicomputer market. DEC would go on to introduce their updated version, BASIC-PLUS, for use on the RSTS/E time-sharing operating system.
During this period a number of simple text-based games were written in BASIC, most notably Mike Mayfield's Star Trek. David Ahl collected these, some ported from FOCAL, and published them in an educational newsletter he compiled. He later collected a number of these into book form, 101 BASIC Computer Games, published in 1973. During the same period, Ahl was involved in the creation of a small computer for education use, an early personal computer. When management refused to support the concept, Ahl left DEC in 1974 to found the seminal computer magazine, Creative Computing. The book remained popular, and was re-published on several occasions.
Explosive growth: the home computer era
The introduction of the first microcomputers in the mid-1970s was the start of explosive growth for BASIC. It had the advantage that it was fairly well known to the young designers and computer hobbyists who took an interest in microcomputers, many of whom had seen BASIC on minis or mainframes. Despite Dijkstra's famous judgement in 1975, "It is practically impossible to teach good programming to students that have had a prior exposure to BASIC: as potential programmers they are mentally mutilated beyond hope of regeneration", BASIC was one of the few languages that was both high-level enough to be usable by those without training and small enough to fit into the microcomputers of the day, making it the de facto standard programming language on early microcomputers.
The first microcomputer version of BASIC was co-written by Bill Gates, Paul Allen and Monte Davidoff for their newly formed company, Micro-Soft. This was released by MITS in punch tape format for the Altair 8800 shortly after the machine itself, immediately cementing BASIC as the primary language of early microcomputers. Members of the Homebrew Computer Club began circulating copies of the program, causing Gates to write his Open Letter to Hobbyists, complaining about this early example of software piracy.
Partially in response to Gates's letter, and partially to make an even smaller BASIC that would run usefully on 4 KB machines, Bob Albrecht urged Dennis Allison to write their own variation of the language. How to design and implement a stripped-down version of an interpreter for the BASIC language was covered in articles by Allison in the first three quarterly issues of the People's Computer Company newsletter published in 1975 and implementations with source code published in Dr. Dobb's Journal of Tiny BASIC Calisthenics & Orthodontia: Running Light Without Overbyte. This led to a wide variety of Tiny BASICs with added features or other improvements, with versions from Tom Pittman and Li-Chen Wang becoming particularly well known.
Micro-Soft, by this time Microsoft, ported their interpreter for the MOS 6502, which quickly become one of the most popular microprocessors of the 8-bit era. When new microcomputers began to appear, notably the "1977 trinity" of the TRS-80, Commodore PET and Apple II, they either included a version of the MS code, or quickly introduced new models with it. Ohio Scientific's personal computers also joined this trend at that time. By 1978, MS BASIC was a de facto standard and practically every home computer of the 1980s included it in ROM. Upon boot, a BASIC interpreter in direct mode was presented.
Commodore Business Machines included Commodore BASIC, based on Microsoft BASIC. The Apple II and TRS-80 each had two versions of BASIC, a smaller introductory version introduced with the initial releases of the machines and an MS-based version introduced as interest in the platforms increased. As new companies entered the field, additional versions were added that subtly changed the BASIC family. The Atari 8-bit family had its own Atari BASIC that was modified in order to fit on an 8 KB ROM cartridge. Sinclair BASIC was introduced in 1980 with the Sinclair ZX80, and was later extended for the Sinclair ZX81 and the Sinclair ZX Spectrum. The BBC published BBC BASIC, developed by Acorn Computers Ltd, incorporating many extra structured programming keywords and advanced floating-point operation features.
As the popularity of BASIC grew in this period, computer magazines published complete source code in BASIC for video games, utilities, and other programs. Given BASIC's straightforward nature, it was a simple matter to type in the code from the magazine and execute the program. Different magazines were published featuring programs for specific computers, though some BASIC programs were considered universal and could be used in machines running any variant of BASIC (sometimes with minor adaptations). Many books of type-in programs were also available, and in particular, Ahl published versions of the original 101 BASIC games converted into the Microsoft dialect and published it from Creative Computing as BASIC Computer Games. This book, and its sequels, provided hundreds of ready-to-go programs that could be easily converted to practically any BASIC-running platform. The book reached the stores in 1978, just as the home computer market was starting off, and it became the first million-selling computer book. Later packages, such as Learn to Program BASIC would also have gaming as an introductory focus. On the business-focused CP/M computers which soon became widespread in small business environments, Microsoft BASIC (MBASIC) was one of the leading applications.
In 1978, David Lien published the first edition of The BASIC Handbook: An Encyclopedia of the BASIC Computer Language, documenting keywords across over 78 different computers. By 1981, the second edition documented keywords from over 250 different computers, showcasing the explosive growth of the microcomputer era.
IBM PC and compatibles
When IBM was designing the IBM PC, they followed the paradigm of existing home computers in having a built-in BASIC interpreter. They sourced this from Microsoft – IBM Cassette BASIC – but Microsoft also produced several other versions of BASIC for MS-DOS/PC DOS including IBM Disk BASIC (BASIC D), IBM BASICA (BASIC A), GW-BASIC (a BASICA-compatible version that did not need IBM's ROM) and QBasic, all typically bundled with the machine. In addition they produced the Microsoft BASIC Compiler aimed at professional programmers. Turbo Pascal-publisher Borland published Turbo Basic 1.0 in 1985 (successor versions are still being marketed under the name PowerBASIC). On Unix-like systems, specialized implementations were created such as XBasic and X11-Basic. XBasic was ported to Microsoft Windows as XBLite, and cross-platform variants such as SmallBasic, yabasic, Bywater BASIC, nuBasic, MyBasic, Logic Basic, Liberty BASIC, and wxBasic emerged. FutureBASIC and Chipmunk Basic meanwhile targeted the Apple Macintosh.
These later variations introduced many extensions, such as improved string manipulation and graphics support, access to the file system and additional data types. More important were the facilities for structured programming, including additional control structures and proper subroutines supporting local variables. However, by the latter half of the 1980s, users were increasingly using pre-made applications written by others rather than learning programming themselves; while professional programmers now had a wide range of more advanced languages available on small computers. C and later C++ became the languages of choice for professional "shrink wrap" application development.
A niche that BASIC continued to fill was for hobbyist video game development, as game creation systems and readily available game engines were still in their infancy. The Atari ST had STOS BASIC while the Amiga had AMOS BASIC for this purpose. Microsoft first exhibited BASIC for game development with DONKEY.BAS for GW-BASIC, and later GORILLA.BAS and NIBBLES.BAS for Quick Basic. QBasic maintained an active game development community, which helped later spawn the QB64 and FreeBASIC implementations. In 2013 a game written in QBasic and compiled with QB64 for modern computers entitled Black Annex was released on Steam. Blitz Basic, Dark Basic, SdlBasic, Super Game System Basic, RCBasic, PlayBASIC, CoolBasic, AllegroBASIC, ethosBASIC, NaaLaa, GLBasic and Basic4GL further filled this demand, right up to the modern AppGameKit, Monkey 2 and Cerberus-X.
Visual Basic
In 1991, Microsoft introduced Visual Basic, an evolutionary development of QuickBASIC. It included constructs from that language such as block-structured control statements, parameterized subroutines and optional static typing as well as object-oriented constructs from other languages such as "With" and "For Each". The language retained some compatibility with its predecessors, such as the Dim keyword for declarations, "Gosub"/Return statements and optional line numbers which could be used to locate errors. An important driver for the development of Visual Basic was as the new macro language for Microsoft Excel, a spreadsheet program. To the surprise of many at Microsoft who still initially marketed it as a language for hobbyists, the language came into widespread use for small custom business applications shortly after the release of VB version 3.0, which is widely considered the first relatively stable version. Microsoft also spun it off as Visual Basic for Applications and Embedded Visual Basic.
While many advanced programmers still scoffed at its use, VB met the needs of small businesses efficiently as by that time, computers running Windows 3.1 had become fast enough that many business-related processes could be completed "in the blink of an eye" even using a "slow" language, as long as large amounts of data were not involved. Many small business owners found they could create their own small, yet useful applications in a few evenings to meet their own specialized needs. Eventually, during the lengthy lifetime of VB3, knowledge of Visual Basic had become a marketable job skill. Microsoft also produced VBScript in 1996 and Visual Basic .NET in 2001. The latter has essentially the same power as C# and Java but with syntax that reflects the original Basic language, and also features some cross-platform capability through implementations such as Mono-Basic. The IDE, with its event-driven GUI builder, was also influential on other tools, most notably Borland Software's Delphi for Object Pascal and its own descendants such as Lazarus.
Mainstream support for the final version 6.0 of the original Visual Basic ended on March 31, 2005, followed by extended support in March 2008. Owing to its persistent remaining popularity, third-party attempts to further support it, such as Rubberduck and ModernVB, exist. On February 2, 2017 Microsoft announced that development on VB.NET would no longer be in parallel with that of C#, and on March 11, 2020 it was announced that evolution of the VB.NET language had also concluded. Even so, the language was still supported and the third-party Mercury extension has since been produced. Meanwhile, competitors exist such as B4X, RAD Basic, twinBASIC, VisualFBEditor, InForm, Xojo, and Gambas.
Post-1990 versions and dialects
Many other BASIC dialects have also sprung up since 1990, including the open source QB64 and FreeBASIC, inspired by QBasic, and the Visual Basic-styled RapidQ, HBasic, Basic For Qt and Gambas. Modern commercial incarnations include PureBasic, PowerBASIC, Xojo, Monkey X and True BASIC (the direct successor to Dartmouth BASIC from a company controlled by Kurtz).
Several web-based simple BASIC interpreters also now exist, including Microsoft's Small Basic and Google's wwwBASIC. A number of compilers also exist that convert BASIC into JavaScript, such as JSBasic which re-implements Applesoft BASIC, Spider BASIC, and NS Basic.
Building from earlier efforts such as Mobile Basic and CellularBASIC, many dialects are now available for smartphones and tablets. Through the Apple App Store for iOS options include Hand BASIC, Learn BASIC, Smart Basic based on Minimal BASIC, Basic! by
miSoft, and BASIC by Anastasia Kovba. The Google Play store for Android meanwhile has the touchscreen focused Touch Basic, B4A, the RFO BASIC! interpreter based on Dartmouth Basic, and adaptations of SmallBasic, BBC Basic, Tiny Basic, X11-Basic, and NS Basic.
On game consoles, an application for the Nintendo 3DS and Nintendo DSi called Petit Computer allows for programming in a slightly modified version of BASIC with DS button support. A version has also been released for Nintendo Switch, which has also been supplied a version of the Fuze Code System, a BASIC variant first implemented as a custom Raspberry Pi machine. Previously BASIC was made available on consoles as Family BASIC (for the Nintendo Famicom) and PSX Chipmunk Basic (for the original PlayStation), while yabasic was ported to the PlayStation 2 and FreeBASIC to the original Xbox, with Dragon BASIC created for homebrew on the Game Boy Advance and Nintendo DS.
Calculators
Variants of BASIC are available on graphing and otherwise programmable calculators made by Texas Instruments (TI-BASIC), HP (HP BASIC), Casio (Casio BASIC), and others.
Windows command-line
QBasic, a version of Microsoft QuickBASIC without the linker to make EXE files, is present in the Windows NT and DOS-Windows 95 streams of operating systems and can be obtained for more recent releases like Windows 7 which do not have them. Prior to DOS 5, the Basic interpreter was GW-Basic. QuickBasic is part of a series of three languages issued by Microsoft for the home and office power user and small-scale professional development; QuickC and QuickPascal are the other two. For Windows 95 and 98, which do not have QBasic installed by default, they can be copied from the installation disc, which will have a set of directories for old and optional software; other missing commands like Exe2Bin and others are in these same directories.
Other
The various Microsoft, Lotus, and Corel office suites and related products are programmable with Visual Basic in one form or another, including LotusScript, which is very similar to VBA 6. The Host Explorer terminal emulator uses WWB as a macro language; or more recently the programme and the suite in which it is contained is programmable in an in-house Basic variant known as Hummingbird Basic. The VBScript variant is used for programming web content, Outlook 97, Internet Explorer, and the Windows Script Host. WSH also has a Visual Basic for Applications (VBA) engine installed as the third of the default engines along with VBScript, JScript, and the numerous proprietary or open source engines which can be installed like PerlScript, a couple of Rexx-based engines, Python, Ruby, Tcl, Delphi, XLNT, PHP, and others; meaning that the two versions of Basic can be used along with the other mentioned languages, as well as LotusScript, in a WSF file, through the component object model, and other WSH and VBA constructions. VBScript is one of the languages that can be accessed by the 4Dos, 4NT, and Take Command enhanced shells. SaxBasic and WWB are also very similar to the Visual Basic line of Basic implementations. The pre-Office 97 macro language for Microsoft Word is known as WordBASIC. Excel 4 and 5 use Visual Basic itself as a macro language. Chipmunk Basic, an old-school interpreter similar to BASICs of the 1970s, is available for Linux, Microsoft Windows and macOS.
Legacy
The ubiquity of BASIC interpreters on personal computers was such that textbooks once included simple "Try It In BASIC" exercises that encouraged students to experiment with mathematical and computational concepts on classroom or home computers. Popular computer magazines of the day typically included type-in programs.
Futurist and sci-fi writer David Brin mourned the loss of ubiquitous BASIC in a 2006 Salon article as have others who first used computers during this era. In turn, the article prompted Microsoft to develop and release Small Basic; it also inspired similar projects like Basic-256. Dartmouth held a 50th anniversary celebration for BASIC on 1 May 2014, as did other organisations; at least one organisation of VBA programmers organised a 35th anniversary observance in 1999.
Dartmouth College celebrated the 50th anniversary of the BASIC language with a day of events on April 30, 2014. A short documentary film was produced for the event.
Syntax
Typical BASIC keywords
Data manipulation
LET assigns a value (which may be the result of an expression) to a variable. In most dialects of BASIC, LET is optional, and a line with no other identifiable keyword will assume the keyword to be LET.
DATA holds a list of values which are assigned sequentially using the READ command.
READ reads a value from a DATA statement and assigns it to a variable. An internal pointer keeps track of the last DATA element that was read and moves it one position forward with each READ. Most dialects allow multiple variables as parameters, reading several values in a single operation.
RESTORE resets the internal pointer to the first DATA statement, allowing the program to begin READing from the first value. Many dialects allow an optional line number or ordinal value to allow the pointer to be reset to a selected location.
DIM Sets up an array.
Program flow control
IF ... THEN ... {ELSE} used to perform comparisons or make decisions. Early dialects only allowed a line number after the THEN, but later versions allowed any valid statement to follow. ELSE was not widely supported, especially in earlier versions.
FOR ... TO ... {STEP} ... NEXT repeat a section of code a given number of times. A variable that acts as a counter, the "index", is available within the loop.
WHILE ... WEND and REPEAT ... UNTIL repeat a section of code while the specified condition is true. The condition may be evaluated before each iteration of the loop, or after. Both of these commands are found mostly in later dialects.
DO ... LOOP {WHILE} or {UNTIL} repeat a section of code indefinitely or while/until the specified condition is true. The condition may be evaluated before each iteration of the loop, or after. Similar to WHILE, these keywords are mostly found in later dialects.
GOTO jumps to a numbered or labelled line in the program. Most dialects also allowed the form .
GOSUB ... RETURN jumps to a numbered or labelled line, executes the code it finds there until it reaches a RETURN command, on which it jumps back to the statement following the GOSUB, either after a colon, or on the next line. This is used to implement subroutines.
ON ... GOTO/GOSUB chooses where to jump based on the specified conditions. See Switch statement for other forms.
DEF FN a pair of keywords introduced in the early 1960s to define functions. The original BASIC functions were modelled on FORTRAN single-line functions. BASIC functions were one expression with variable arguments, rather than subroutines, with a syntax on the model of DEF FND(x) = x*x at the beginning of a program. Function names were originally restricted to FN, plus one letter, i.e., FNA, FNB ...
Input and output
LIST displays the full source code of the current program.
PRINT displays a message on the screen or other output device.
INPUT asks the user to enter the value of a variable. The statement may include a prompt message.
TAB used with PRINT to set the position where the next character will be shown on the screen or printed on paper. AT is an alternative form.
SPC prints out a number of space characters. Similar in concept to TAB but moves by a number of additional spaces from the current column rather than moving to a specified column.
Mathematical functions
ABS Absolute value
ATN Arctangent (result in radians)
COS Cosine (argument in radians)
EXP Exponential function
INT Integer part (typically floor function)
LOG Natural logarithm
RND Random number generation
SIN Sine (argument in radians)
SQR Square root
TAN Tangent (argument in radians)
Miscellaneous
REM holds a programmer's comment or REMark; often used to give a title to the program and to help identify the purpose of a given section of code.
USR ("User Serviceable Routine") transfers program control to a machine language subroutine, usually entered as an alphanumeric string or in a list of DATA statements.
CALL alternative form of USR found in some dialects. Does not require an artificial parameter to complete the function-like syntax of USR, and has a clearly defined method of calling different routines in memory.
TRON / TROFF turns on display of each line number as it is run ("TRace ON"). This was useful for debugging or correcting of problems in a program. TROFF turns it back off again.
ASM some compilers such as Freebasic, Purebasic, and Powerbasic also support inline assembly language, allowing the programmer to intermix high-level and low-level code, typically prefixed with "ASM" or "!" statements.
Data types and variables
Minimal versions of BASIC had only integer variables and one- or two-letter variable names, which minimized requirements of limited and expensive memory (RAM). More powerful versions had floating-point arithmetic, and variables could be labelled with names six or more characters long. There were some problems and restrictions in early implementations; for example, Applesoft BASIC allowed variable names to be several characters long, but only the first two were significant, thus it was possible to inadvertently write a program with variables "LOSS" and "LOAN", which would be treated as being the same; assigning a value to "LOAN" would silently overwrite the value intended as "LOSS". Keywords could not be used in variables in many early BASICs; "SCORE" would be interpreted as "SC" OR "E", where OR was a keyword. String variables are usually distinguished in many microcomputer dialects by having $ suffixed to their name as a sigil, and values are often identified as strings by being delimited by "double quotation marks". Arrays in BASIC could contain integers, floating point or string variables.
Some dialects of BASIC supported matrices and matrix operations, which can be used to solve sets of simultaneous linear algebraic equations. These dialects would directly support matrix operations such as assignment, addition, multiplication (of compatible matrix types), and evaluation of a determinant. Many microcomputer BASICs did not support this data type; matrix operations were still possible, but had to be programmed explicitly on array elements.
Examples
Unstructured BASIC
New BASIC programmers on a home computer might start with a simple program, perhaps using the language's PRINT statement to display a message on the screen; a well-known and often-replicated example is Kernighan and Ritchie's "Hello, World!" program:
10 PRINT "Hello, World!"
20 END
An infinite loop could be used to fill the display with the message:
10 PRINT "Hello, World!"
20 GOTO 10
Note that the END statement is optional and has no action in most dialects of BASIC. It was not always included, as is the case in this example. This same program can be modified to print a fixed number of messages using the common FOR...NEXT statement:
10 LET N=10
20 FOR I=1 TO N
30 PRINT "Hello, World!"
40 NEXT I
Most home computers BASIC versions, such as MSX BASIC and GW-BASIC, supported simple data types, loop cycles, and arrays. The following example is written for GW-BASIC, but will work in most versions of BASIC with minimal changes:
10 INPUT "What is your name: "; U$
20 PRINT "Hello "; U$
30 INPUT "How many stars do you want: "; N
40 S$ = ""
50 FOR I = 1 TO N
60 S$ = S$ + "*"
70 NEXT I
80 PRINT S$
90 INPUT "Do you want more stars? "; A$
100 IF LEN(A$) = 0 THEN GOTO 90
110 A$ = LEFT$(A$, 1)
120 IF A$ = "Y" OR A$ = "y" THEN GOTO 30
130 PRINT "Goodbye "; U$
140 END
The resulting dialog might resemble:
What is your name: Mike
Hello Mike
How many stars do you want: 7
*******
Do you want more stars? yes
How many stars do you want: 3
***
Do you want more stars? no
Goodbye Mike
The original Dartmouth Basic was unusual in having a matrix keyword, MAT. Although not implemented by most later microprocessor derivatives, it is used in this example from the 1968 manual which averages the numbers that are input:
5 LET S = 0
10 MAT INPUT V
20 LET N = NUM
30 IF N = 0 THEN 99
40 FOR I = 1 TO N
45 LET S = S + V(I)
50 NEXT I
60 PRINT S/N
70 GO TO 5
99 END
Structured BASIC
Second-generation BASICs (for example, VAX Basic, SuperBASIC, True BASIC, QuickBASIC, BBC BASIC, Pick BASIC, PowerBASIC, Liberty BASIC, QB64 and (arguably) COMAL) introduced a number of features into the language, primarily related to structured and procedure-oriented programming. Usually, line numbering is omitted from the language and replaced with labels (for GOTO) and procedures to encourage easier and more flexible design. In addition keywords and structures to support repetition, selection and procedures with local variables were introduced.
The following example is in Microsoft QuickBASIC:
REM QuickBASIC example
REM Forward declaration - allows the main code to call a
REM subroutine that is defined later in the source code
DECLARE SUB PrintSomeStars (StarCount!)
REM Main program follows
INPUT "What is your name: ", UserName$
PRINT "Hello "; UserName$
DO
INPUT "How many stars do you want: ", NumStars
CALL PrintSomeStars(NumStars)
DO
INPUT "Do you want more stars? ", Answer$
LOOP UNTIL Answer$ <> ""
Answer$ = LEFT$(Answer$, 1)
LOOP WHILE UCASE$(Answer$) = "Y"
PRINT "Goodbye "; UserName$
END
REM subroutine definition
SUB PrintSomeStars (StarCount)
REM This procedure uses a local variable called Stars$
Stars$ = STRING$(StarCount, "*")
PRINT Stars$
END SUB
Object-oriented BASIC
Third-generation BASIC dialects such as Visual Basic, Xojo, Gambas, StarOffice Basic, BlitzMax and PureBasic introduced features to support object-oriented and event-driven programming paradigm. Most built-in procedures and functions are now represented as methods of standard objects rather than operators. Also, the operating system became increasingly accessible to the BASIC language.
The following example is in Visual Basic .NET:
Public Module StarsProgram
Private Function Ask(prompt As String) As String
Console.Write(prompt)
Return Console.ReadLine()
End Function
Public Sub Main()
Dim userName = Ask("What is your name: ")
Console.WriteLine("Hello {0}", userName)
Dim answer As String
Do
Dim numStars = CInt(Ask("How many stars do you want: "))
Dim stars As New String("*"c, numStars)
Console.WriteLine(stars)
Do
answer = Ask("Do you want more stars? ")
Loop Until answer <> ""
Loop While answer.StartsWith("Y", StringComparison.OrdinalIgnoreCase)
Console.WriteLine("Goodbye {0}", userName)
End Sub
End Module
Standards
ANSI/ISO/IEC Standard for Minimal BASIC:
ANSI X3.60-1978 "For minimal BASIC"
ISO/IEC 6373:1984 "Data Processing—Programming Languages—Minimal BASIC"
ECMA-55 Minimal BASIC (withdrawn, similar to ANSI X3.60-1978)
ANSI/ISO/IEC Standard for Full BASIC:
ANSI X3.113-1987 "Programming Languages Full BASIC"
INCITS/ISO/IEC 10279-1991 (R2005) "Information Technology – Programming Languages – Full BASIC"
ANSI/ISO/IEC Addendum Defining Modules:
ANSI X3.113 Interpretations-1992 "BASIC Technical Information Bulletin # 1 Interpretations of ANSI 03.113-1987"
ISO/IEC 10279:1991/ Amd 1:1994 "Modules and Single Character Input Enhancement"
ECMA-116 BASIC (withdrawn, similar to ANSI X3.113-1987)
Compilers and interpreters
See also
List of BASIC dialects
Notes
References
General references
External links
gotBASIC.com - For all people interested in the continued usage and evolution of the BASIC programming language.
The Basics' page (Since 2001) - Comprehensive listing of dialects.
American inventions
Articles with example BASIC code
Programming languages
Programming languages created in 1964
Programming languages with an ISO standard |
4024 | https://en.wikipedia.org/wiki/Butterfly%20effect | Butterfly effect | In chaos theory, the butterfly effect is the sensitive dependence on initial conditions in which a small change in one state of a deterministic nonlinear system can result in large differences in a later state.
The term is closely associated with the work of mathematician and meteorologist Edward Norton Lorenz. He noted that the butterfly effect is derived from the metaphorical example of the details of a tornado (the exact time of formation, the exact path taken) being influenced by minor perturbations such as a distant butterfly flapping its wings several weeks earlier. Lorenz originally used a seagull causing a storm but was persuaded to make it more poetic with the use of a butterfly and tornado by 1972. He discovered the effect when he observed runs of his weather model with initial condition data that were rounded in a seemingly inconsequential manner. He noted that the weather model would fail to reproduce the results of runs with the unrounded initial condition data. A very small change in initial conditions had created a significantly different outcome.
The idea that small causes may have large effects in weather was earlier acknowledged by French mathematician and engineer Henri Poincaré. American mathematician and philosopher Norbert Wiener also contributed to this theory. Lorenz's work placed the concept of instability of the Earth's atmosphere onto a quantitative base and linked the concept of instability to the properties of large classes of dynamic systems which are undergoing nonlinear dynamics and deterministic chaos.
The butterfly effect concept has since been used outside the context of weather science as a broad term for any situation where a small change is supposed to be the cause of larger consequences.
History
In The Vocation of Man (1800), Johann Gottlieb Fichte says "you could not remove a single grain of sand from its place without thereby ... changing something throughout all parts of the immeasurable whole".
Chaos theory and the sensitive dependence on initial conditions were described in numerous forms of literature. This is evidenced by the case of the three-body problem by Poincaré in 1890. He later proposed that such phenomena could be common, for example, in meteorology.
In 1898, Jacques Hadamard noted general divergence of trajectories in spaces of negative curvature. Pierre Duhem discussed the possible general significance of this in 1908.
In 1950, Alan Turing noted: "The displacement of a single electron by a billionth of a centimetre at one moment might make the difference between a man being killed by an avalanche a year later, or escaping."
The idea that the death of one butterfly could eventually have a far-reaching ripple effect on subsequent historical events made its earliest known appearance in "A Sound of Thunder", a 1952 short story by Ray Bradbury. "A Sound of Thunder" features time travel.
More precisely, though, almost the exact idea and the exact phrasing —of a tiny insect's wing affecting the entire atmosphere's winds— was published in a children's book which became extremely successful and well-known globally in 1962, the year before Lorenz published:
In 1961, Lorenz was running a numerical computer model to redo a weather prediction from the middle of the previous run as a shortcut. He entered the initial condition 0.506 from the printout instead of entering the full precision 0.506127 value. The result was a completely different weather scenario.
Lorenz wrote:
In 1963, Lorenz published a theoretical study of this effect in a highly cited, seminal paper called Deterministic Nonperiodic Flow (the calculations were performed on a Royal McBee LGP-30 computer). Elsewhere he stated:
Following proposals from colleagues, in later speeches and papers, Lorenz used the more poetic butterfly. According to Lorenz, when he failed to provide a title for a talk he was to present at the 139th meeting of the American Association for the Advancement of Science in 1972, Philip Merilees concocted Does the flap of a butterfly's wings in Brazil set off a tornado in Texas? as a title. Although a butterfly flapping its wings has remained constant in the expression of this concept, the location of the butterfly, the consequences, and the location of the consequences have varied widely.
The phrase refers to the idea that a butterfly's wings might create tiny changes in the atmosphere that may ultimately alter the path of a tornado or delay, accelerate, or even prevent the occurrence of a tornado in another location. The butterfly does not power or directly create the tornado, but the term is intended to imply that the flap of the butterfly's wings can cause the tornado: in the sense that the flap of the wings is a part of the initial conditions of an interconnected complex web; one set of conditions leads to a tornado, while the other set of conditions doesn't. The flapping wing represents a small change in the initial condition of the system, which cascades to large-scale alterations of events (compare: domino effect). Had the butterfly not flapped its wings, the trajectory of the system might have been vastly different—but it's also equally possible that the set of conditions without the butterfly flapping its wings is the set that leads to a tornado.
The butterfly effect presents an obvious challenge to prediction, since initial conditions for a system such as the weather can never be known to complete accuracy. This problem motivated the development of ensemble forecasting, in which a number of forecasts are made from perturbed initial conditions.
Some scientists have since argued that the weather system is not as sensitive to initial conditions as previously believed. David Orrell argues that the major contributor to weather forecast error is model error, with sensitivity to initial conditions playing a relatively small role. Stephen Wolfram also notes that the Lorenz equations are highly simplified and do not contain terms that represent viscous effects; he believes that these terms would tend to damp out small perturbations. Recent studies using generalized Lorenz models that included additional dissipative terms and nonlinearity suggested that a larger heating parameter is required for the onset of chaos.
While the "butterfly effect" is often explained as being synonymous with sensitive dependence on initial conditions of the kind described by Lorenz in his 1963 paper (and previously observed by Poincaré), the butterfly metaphor was originally applied to work he published in 1969 which took the idea a step further. Lorenz proposed a mathematical model for how tiny motions in the atmosphere scale up to affect larger systems. He found that the systems in that model could only be predicted up to a specific point in the future, and beyond that, reducing the error in the initial conditions would not increase the predictability (as long as the error is not zero). This demonstrated that a deterministic system could be "observationally indistinguishable" from a non-deterministic one in terms of predictability. Recent re-examinations of this paper suggest that it offered a significant challenge to the idea that our universe is deterministic, comparable to the challenges offered by quantum physics.
In the book entitled The Essence of Chaos published in 1993, Lorenz defined butterfly effect as: "The phenomenon that a small alteration in the state of a dynamical system will cause subsequent states to differ greatly from the states that would have followed without the alteration." This feature is the same as sensitive dependence of solutions on initial conditions (SDIC) in . In the same book, Lorenz applied the activity of skiing and developed an idealized skiing model for revealing the sensitivity of time-varying paths to initial positions. A predictability horizon is determined before the onset of SDIC.
Illustrations
{|class="wikitable" width=100%
|-
! colspan=3|The butterfly effect in the Lorenz attractor
|-
| colspan="2" style="text-align:center;" | time 0 ≤ t ≤ 30 (larger)
| style="text-align:center;" | z coordinate (larger)
|-
| colspan="2" style="text-align:center;"|
| style="text-align:center;"|
|-
|colspan=3 | These figures show two segments of the three-dimensional evolution of two trajectories (one in blue, and the other in yellow) for the same period of time in the Lorenz attractor starting at two initial points that differ by only 10−5 in the x-coordinate. Initially, the two trajectories seem coincident, as indicated by the small difference between the z coordinate of the blue and yellow trajectories, but for t > 23 the difference is as large as the value of the trajectory. The final position of the cones indicates that the two trajectories are no longer coincident at t = 30.
|-
| style="text-align:center;" colspan="3" | An animation of the Lorenz attractor shows the continuous evolution.
|}
Theory and mathematical definition
Recurrence, the approximate return of a system toward its initial conditions, together with sensitive dependence on initial conditions, are the two main ingredients for chaotic motion. They have the practical consequence of making complex systems, such as the weather, difficult to predict past a certain time range (approximately a week in the case of weather) since it is impossible to measure the starting atmospheric conditions completely accurately.
A dynamical system displays sensitive dependence on initial conditions if points arbitrarily close together separate over time at an exponential rate. The definition is not topological, but essentially metrical. Lorenz defined sensitive dependence as follows:
The property characterizing an orbit (i.e., a solution) if most other orbits that pass close to it at some point do not remain close to it as time advances.
If M is the state space for the map , then displays sensitive dependence to initial conditions if for any x in M and any δ > 0, there are y in M, with distance such that and such that
for some positive parameter a. The definition does not require that all points from a neighborhood separate from the base point x, but it requires one positive Lyapunov exponent. In addition to a positive Lyapunov exponent, boundedness is another major feature within chaotic systems.
The simplest mathematical framework exhibiting sensitive dependence on initial conditions is provided by a particular parametrization of the logistic map:
which, unlike most chaotic maps, has a closed-form solution:
where the initial condition parameter is given by . For rational , after a finite number of iterations maps into a periodic sequence. But almost all are irrational, and, for irrational , never repeats itself – it is non-periodic. This solution equation clearly demonstrates the two key features of chaos – stretching and folding: the factor 2n shows the exponential growth of stretching, which results in sensitive dependence on initial conditions (the butterfly effect), while the squared sine function keeps folded within the range [0, 1].
In physical systems
In weather
The butterfly effect is most familiar in terms of weather; it can easily be demonstrated in standard weather prediction models, for example. The climate scientists James Annan and William Connolley explain that chaos is important in the development of weather prediction methods; models are sensitive to initial conditions. They add the caveat: "Of course the existence of an unknown butterfly flapping its wings has no direct bearing on weather forecasts, since it will take far too long for such a small perturbation to grow to a significant size, and we have many more immediate uncertainties to worry about. So the direct impact of this phenomenon on weather prediction is often somewhat wrong." The two kinds of butterfly effects, including the sensitive dependence on initial conditions, and the ability of a tiny perturbation to create an organized circulation at large distances, are not exactly the same. A comparison of the two kinds of butterfly effects and the third kind of butterfly effect has been documented. In recent studies, it was reported that both meteorological and non-meteorological linear models have shown that instability plays a role in producing a butterfly effect, which is characterized by brief but significant exponential growth resulting from a small disturbance.
According to Lighthill (1986), the presence of SDIC (commonly known as the butterfly effect) implies that chaotic systems have a finite predictability limit. In a literature review, it was found that Lorenz's perspective on the predictability limit can be condensed into the following statement:
(A). The Lorenz 1963 model qualitatively revealed the essence of a finite predictability within a chaotic system such as the atmosphere. However, it did not determine a precise limit for the predictability of the atmosphere.
(B). In the 1960s, the two-week predictability limit was originally estimated based on a doubling time of five days in real-world models. Since then, this finding has been documented in Charney et al. (1966) and has become a consensus.
Recently, a short video has been created to present Lorenz's perspective on predictability limit.
By revealing coexisting chaotic and non-chaotic attractors within Lorenz models, Shen and his colleagues proposed a revised view that "weather possesses chaos and order", in contrast to the conventional view of "weather is chaotic". As a result, sensitive dependence on initial conditions (SDIC) does not always appear. Namely, SDIC appears when two orbits (i.e., solutions) become the chaotic attractor; it does not appear when two orbits move toward the same point attractor. The above animation for double pendulum motion provides an analogy. For large angles of swing the motion of the pendulum is often chaotic. By comparison, for small angles of swing, motions are non-chaotic.
Multistability is defined when a system (e.g., the double pendulum system) contains more than one bounded attractor that depends only on initial conditions. The multistability was illustrated using kayaking in Figure on the right side (i.e., Figure 1 of ) where the appearance of strong currents and a stagnant area suggests instability and local stability, respectively. As a result, when two kayaks move along strong currents, their paths display SDIC. On the other hand, when two kayaks move into a stagnant area, they become trapped, showing no typical SDIC (although a chaotic transient may occur). Such features of SDIC or no SDIC suggest two types of solutions and illustrate the nature of multistability.
By taking into consideration time-varying multistability that is associated with the modulation of large-scale processes (e.g., seasonal forcing) and aggregated feedback of small-scale processes (e.g., convection), the above revised view is refined as follows:
"The atmosphere possesses chaos and order; it includes, as examples, emerging organized systems (such as tornadoes) and time varying forcing from recurrent seasons."
In quantum mechanics
The potential for sensitive dependence on initial conditions (the butterfly effect) has been studied in a number of cases in semiclassical and quantum physics including atoms in strong fields and the anisotropic Kepler problem. Some authors have argued that extreme (exponential) dependence on initial conditions is not expected in pure quantum treatments; however, the sensitive dependence on initial conditions demonstrated in classical motion is included in the semiclassical treatments developed by Martin Gutzwiller and John B. Delos and co-workers. The random matrix theory and simulations with quantum computers prove that some versions of the butterfly effect in quantum mechanics do not exist.
Other authors suggest that the butterfly effect can be observed in quantum systems. Zbyszek P. Karkuszewski et al. consider the time evolution of quantum systems which have slightly different Hamiltonians. They investigate the level of sensitivity of quantum systems to small changes in their given Hamiltonians. David Poulin et al. presented a quantum algorithm to measure fidelity decay, which "measures the rate at which identical initial states diverge when subjected to slightly different dynamics". They consider fidelity decay to be "the closest quantum analog to the (purely classical) butterfly effect". Whereas the classical butterfly effect considers the effect of a small change in the position and/or velocity of an object in a given Hamiltonian system, the quantum butterfly effect considers the effect of a small change in the Hamiltonian system with a given initial position and velocity. This quantum butterfly effect has been demonstrated experimentally. Quantum and semiclassical treatments of system sensitivity to initial conditions are known as quantum chaos.
In popular culture
See also
Avalanche effect
Behavioral cusp
Cascading failure
Catastrophe theory
Causality
Chain reaction
Clapotis
Determinism
Domino effect
Dynamical system
Fractal
Great Stirrup Controversy
Innovation butterfly
Kessler syndrome
Norton's dome
Numerical analysis
Point of divergence
Positive feedback
Potentiality and actuality
Representativeness heuristic
Ripple effect
Snowball effect
Traffic congestion
Tropical cyclogenesis
Unintended consequences
References
Further reading
James Gleick, Chaos: Making a New Science, New York: Viking, 1987. 368 pp.
Bradbury, Ray. "A Sound of Thunder." Collier's. 28 June 1952
External links
Weather and Chaos: The Work of Edward N. Lorenz. A short documentary that explains the "butterfly effect" in context of Lorenz's work.
The Chaos Hypertextbook. An introductory primer on chaos and fractals
New England Complex Systems Institute - Concepts: Butterfly Effect
ChaosBook.org. Advanced graduate textbook on chaos (no fractals)
Causality
Chaos theory
Determinism
Metaphors referring to insects
Physical phenomena
Stability theory |
4027 | https://en.wikipedia.org/wiki/Borland | Borland | Borland Software Corporation was a computer technology company founded in 1983 by Niels Jensen, Ole Henriksen, Mogens Glad, and Philippe Kahn. Its main business was the development and sale of software development and software deployment products. Borland was first headquartered in Scotts Valley, California, then in Cupertino, California, and then in Austin, Texas. In 2009, the company became a full subsidiary of the British firm Micro Focus International plc.
History
The 1980s: Foundations
Borland Ltd. was founded in August 1981 by three Danish citizens Niels Jensen, Ole Henriksen, and Mogens Glad to develop products like Word Index for the CP/M operating system using an off-the-shelf company. However, the response to the company's products at the CP/M-82 show in San Francisco showed that a U.S. company would be needed to reach the American market. They met Philippe Kahn, who had just moved to Silicon Valley and had been a key developer of the Micral. The three Danes had embarked, at first successfully, on marketing software first from Denmark, and later from Ireland, before running into some challenges when they met Philippe Kahn. Kahn was chairman, president, and CEO of Borland Inc. from its beginning in 1983 until 1995. The company name "Borland" was a creation of Kahn's, taking inspiration from the name of an American Astronaut and then-Eastern Air Lines chairperson Frank Borman. The main shareholders at the incorporation of Borland were Niels Jensen (250,000 shares), Ole Henriksen (160,000), Mogens Glad (100,000), and Kahn (80,000).
Borland International, Inc. era
Borland developed various software development tools. Its first product was Turbo Pascal in 1983, developed by Anders Hejlsberg (who later developed .NET and C# for Microsoft) and before Borland acquired the product which was sold in Scandinavia under the name of Compas Pascal. 1984 saw the launch of Borland Sidekick, a time organization, notebook, and calculator utility that was an early terminate-and-stay-resident program (TSR) for MS-DOS compatible operating systems.
By the mid-1980s, the company had an exhibit at the 1985 West Coast Computer Faire other than IBM or AT&T. Bruce Webster reported that "the legend of Turbo Pascal has by now reached mythic proportions, as evidenced by the number of firms that, in marketing meetings, make plans to become 'the next Borland'". After Turbo Pascal and Sidekick, the company launched other applications such as SuperKey and Lightning, all developed in Denmark. While the Danes remained majority shareholders, board members included Kahn, Tim Berry, John Nash, and David Heller. With the assistance of John Nash and David Heller, both British members of the Borland Board, the company was taken public on London's Unlisted Securities Market (USM) in 1986. Schroders was the lead investment banker. According to the London IPO filings, the management team was Philippe Kahn as president, Spencer Ozawa as VP of Operations, Marie Bourget as CFO, and Spencer Leyton as VP of sales and business development. While all software development continued to take place in Denmark and later London as the Danish co-founders moved there. A first US IPO followed in 1989 after Ben Rosen joined the Borland board with Goldman Sachs as the lead banker and a second offering in 1991 with Lazard as the lead banker.
In 1985, Borland acquired Analytica and its Reflex database product. The engineering team of Analytica, managed by Brad Silverberg and including Reflex co-founder Adam Bosworth, became the core of Borland's engineering team in the US. Brad Silverberg was VP of engineering until he left in early 1990 to head up the Personal Systems division at Microsoft. Adam Bosworth initiated and headed up the Quattro project until moving to Microsoft later in 1990 to take over the project which eventually became Access.
In 1987, Borland purchased Wizard Systems and incorporated portions of the Wizard C technology into Turbo C. Bob Jervis, the author of Wizard C became a Borland employee. Turbo C was released on May 18, 1987. This drove a wedge between Borland and Niels Jensen and the other members of his team who had been working on a brand-new series of compilers at their London development center. They reached an agreement and spun off a company called Jensen & Partners International (JPI), later TopSpeed. JPI first launched an MS-DOS compiler named JPI Modula-2, which later became TopSpeed Modula-2, and followed up with TopSpeed C, TopSpeed C++, and TopSpeed Pascal compilers for both the MS-DOS and OS/2 operating systems. The TopSpeed compiler technology still exists as the underlying technology of the Clarion 4GL programming language, a Windows development tool.
In September 1987, Borland purchased Ansa-Software, including their Paradox (version 2.0) database management tool. Richard Schwartz, a cofounder of Ansa, became Borland's CTO and Ben Rosen joined the Borland board.
The Quattro Pro spreadsheet was launched in 1989, with an improvement and charting capabilities at the time. Lotus Development, under the leadership of Jim Manzi, sued Borland for copyright infringement (see Look and feel). The litigation, Lotus Dev. Corp. v. Borland Int'l, Inc., brought forward Borland's open standards position as opposed to Lotus' closed approach. Borland, under Kahn's leadership, took a position of principle and announced that they would defend against Lotus' legal position and "fight for programmer's rights". After a decision in favor of Borland by the First Circuit Court of Appeals, the case went to the United States Supreme Court. Because Justice John Paul Stevens had recused himself, only eight justices heard the case, and concluded in a 4–4 tie. The result of the First Circuit Court decision remained standing since the Supreme Court result, since it was a tie, did not bind any other court and set no national precedent.
Additionally, Borland's approach towards software piracy and intellectual property (IP) included its "Borland no-nonsense license agreement"; allowing the developer/user to utilize its products "just like a book". The user was allowed to make multiple copies of a program, as long as it was the only copy in use at any point in time.
The 1990s: Rise and change
In September 1991, Borland purchased Ashton-Tate, bringing the dBASE and InterBase databases to the house, in an all-stock transaction. However, competition with Microsoft was fierce. Microsoft launched the competing database Microsoft Access and bought the dBASE clone FoxPro in 1992, undercutting Borland's prices. During the early 1990s, Borland's implementation of C and C++ outsold Microsoft's. Borland survived as a company, but no longer dominated the software tools that it once had. It went through a radical transition in products, financing, and staff, and became a very different company from the one which challenged Microsoft and Lotus in the early 1990s.
The internal problems that arose with the Ashton-Tate merger were a large part of the downfall. Ashton-Tate's product portfolio proved to be weak, with no provision for evolution into the GUI environment of Windows. Almost all product lines were discontinued. The consolidation of duplicate support and development offices was costly and disruptive. Worst of all, the highest revenue earner of the combined company was dBASE with no Windows version ready. Borland had an internal project to clone dBASE which was intended to run on Windows and was part of the strategy of the acquisition, but by late 1992 this was abandoned due to technical flaws and the company had to constitute a replacement team (the ObjectVision team, redeployed) headed by Bill Turpin to redo the job. Borland lacked the financial strength to project its marketing and move internal resources off other products to shore up the dBASE/W effort. Layoffs occurred in 1993 to keep the company afloat, the third instance of this was in five years. By the time dBASE for Windows eventually shipped, the developer community had moved on to other products such as Clipper or FoxBase, and dBASE never regained a significant share of Ashton-Tate's former market. This happened against the backdrop of the rise in Microsoft's combined Office product marketing.
A change in market conditions also contributed to Borland's fall from prominence. In the 1980s, companies had few people who understood the growing personal computer phenomenon and so most technical people were given free rein to purchase whatever software they thought they needed. Borland had done an excellent job marketing to those with a highly technical bent. By the mid-1990s, however, companies were beginning to ask what the return was on the investment they had made in this loosely controlled PC software buying spree. Company executives were starting to ask questions that were hard for technically minded staff to answer, and so corporate standards began to be created. This required new kinds of marketing and support materials from software vendors, but Borland remained focused on the technical side of its products.
In 1993 Borland explored ties with WordPerfect as a possible way to form a suite of programs to rival Microsoft's nascent integration strategy. WordPerfect itself was struggling with a late and troubled transition to Windows. The eventual joint company effort, named Borland Office for Windows (a combination of the WordPerfect word processor, Quattro Pro spreadsheet, and Paradox database) was introduced at the 1993 Comdex computer show. Borland Office never made significant inroads against Microsoft Office. WordPerfect was then bought by Novell. In October 1994, Borland sold Quattro Pro and rights to sell up to million copies of Paradox to Novell for $140 million in cash, repositioning the company on its core software development tools and the Interbase database engine and shifting toward client-server scenarios in corporate applications. This later proved a good foundation for the shift to web development tools.
Philippe Kahn and the Borland board disagreed on how to focus the company, and Kahn resigned as chairman, CEO and president, after 12 years, in January 1995. Kahn remained on the board until November 7, 1996. Borland named Gary Wetsel as CEO, but he resigned in July 1996. William F. Miller was interim CEO until September of that year, when Whitney G. Lynn became interim president and CEO (along with other executive changes), followed by a succession of CEOs including Dale Fuller and Tod Nielsen.
The Delphi 1 rapid application development (RAD) environment was launched in 1995, under the leadership of Anders Hejlsberg.
In 1996 Borland acquired Open Environment Corporation, a Cambridge-based company founded by John J. Donovan.
On November 25, 1996, Del Yocam was hired as Borland CEO and chairman.
In 1997, Borland sold Paradox to Corel, but retained all development rights for the core BDE. In November 1997, Borland acquired Visigenic, a middleware company that was focused on implementations of CORBA.
Inprise Corporation Era
In April 1998, Borland International, Inc. announced it had become Inprise Corporation.
For several years (both before and during the Inprise name) Borland suffered from serious financial losses and poor public image. When the name was changed to Inprise, many thought Borland had gone out of business. In March 1999, dBase was sold to KSoft, Inc. which was soon renamed dBASE Inc. (In 2004 dBASE Inc. was renamed to DataBased Intelligence, Inc.).
In 1999, Dale L. Fuller replaced Yocam. At this time Fuller's title was "interim president and CEO". The "interim" was dropped in December 2000. Keith Gottfried served in senior executive positions with the company from 2000 to 2004.
A proposed merger between Inprise and Corel was announced in February 2000, aimed at producing Linux-based products. The scheme was abandoned when Corel's shares fell and it became clear that there was no strategic fit.
InterBase 6.0 was made available as open-source software in July 2000.
In November 2000, Inprise Corporation announced the company intended to officially change its name to Borland Software Corporation. The legal name of the company would continue to be Inprise Corporation until the completion of the renaming process during the first quarter of 2001. Once the name change was completed, the company would also expect to change its Nasdaq market symbol from "INPR" to "BORL".
Borland Software Corporation Era
On January 2, 2001, Borland Software Corporation announced it has completed its name change from Inprise Corporation. Effective at the open of trading on Nasdaq, the company's Nasdaq market symbol would also be changed from "INPR" to "BORL".
Under the Borland name and a new management team headed by president and CEO Dale L. Fuller, a now-smaller and profitable Borland refocused on Delphi and created a version of Delphi and C++ Builder for Linux, both under the name Kylix. This brought Borland's expertise in integrated development environments to the Linux platform for the first time. Kylix was launched in 2001.
Plans to spin off the InterBase division as a separate company were abandoned after Borland and the people who were to run the new company could not agree on terms for the separation. Borland stopped open-source releases of InterBase and has developed and sold new versions at a fast pace.
In 2001, Delphi 6 became the first integrated development environment to support web services. All of the company's development platforms now support web services.
C#Builder was released in 2003 as a native C# development tool, competing with Visual Studio .NET. By the 2005 release, C#Builder, Delphi for Win32, and Delphi for .NET were combined into a single IDE called "Borland Developer Studio" (though the combined IDE is still popularly known as "Delphi"). In late 2002 Borland purchased design tool vendor TogetherSoft and tool publisher Starbase, makers of the StarTeam configuration management tool and the CaliberRM requirements management tool (eventually, CaliberRM was renamed as "Caliber"). The latest releases of JBuilder and Delphi integrate these tools to give developers a broader set of tools for development.
Former CEO Dale Fuller quit in July 2005, but remained on the board of directors. Former COO Scott Arnold took the title of interim president and chief executive officer until November 8, 2005, when it was announced that Tod Nielsen would take over as CEO effective November 9, 2005. Nielsen remained with the company until January 2009, when he accepted the position of chief operating officer at VMware; CFO Erik Prusch then took over as acting president and CEO.
In early 2007 Borland announced new branding for its focus around open application life-cycle management. In April 2007 Borland announced that it would relocate its headquarters and development facilities to Austin, Texas. It also has development centers at Singapore, Santa Ana, California, and Linz, Austria.
On May 6, 2009, the company announced it was to be acquired by Micro Focus for $75 million. The transaction was approved by Borland shareholders on July 22, 2009, with Micro Focus acquiring the company for $1.50 per share. Following Micro Focus shareholder approval and the required corporate filings, the transaction was completed in late July 2009. It was estimated to have 750 employees at the time.
On April 5, 2015, Micro Focus announced the completion of integrating Attachmate Group of companies that was merged on November 20, 2014. During the integration period, the affected companies were merged into a single organization. In the announced reorganization, Borland products would be part of Micro Focus portfolio.
Subsidiaries
Leaders: In October 2005, Borland acquired Leaders, to add its IT management and governance suite, called Tempo, to the Borland product line.
CodeGear: On February 8, 2006, Borland announced the divestiture of their IDE division, including Delphi, JBuilder, and InterBase. At the same time, they announced the planned acquisition of Segue Software, a maker of software test and quality tools, to concentrate on application life-cycle management (ALM). On March 20, 2006, Borland announced its acquisition of Gauntlet Systems, a provider of technology that screens software under development for quality and security. On November 14, 2006, Borland announced its decision to separate the developer tools group into a wholly-owned subsidiary. The newly formed operation, CodeGear, was responsible for four IDE product lines. On May 7, 2008, Borland announced the sale of the CodeGear division to Embarcadero Technologies for an expected price and in CodeGear accounts receivables retained by Borland.
Products
Recent
The products acquired from Segue Software include Silk Central, Silk Performer, and Silk Test. The Silk line was first announced in 1997. Other programs are:
Historical products
Unreleased software
Turbo Modula-2: Later sold by TopSpeed as TopSpeed Modula-2.
Marketing
CB Magazine: It is an official magazine by Borland Japan. The magazine was republished on April 3, 1997.
Renaming to Inprise Corporation
Along with renaming from Borland International, Inc. to Inprise Corporation, the company refocused its efforts on targeting enterprise applications development. Borland hired a marketing firm Lexicon Branding to come up with a new name for the company. Yocam explained that the new name, Inprise, was meant to evoke "integrating the enterprise". The idea was to integrate Borland's tools, Delphi, C++ Builder, and JBuilder with enterprise environment software, including Visigenic's implementations of CORBA, Visibroker for C++ and Java, and the new product, Application Server.
Frank Borland
Frank Borland is a mascot character for Borland products. According to Philippe Kahn, the mascot first appeared in advertisements and cover of Borland Sidekick 1.0 manual, which was in 1984 during Borland International, Inc. era. Frank Borland also appeared in Turbo Tutor - A Turbo Pascal Tutorial, Borland JBuilder 2.
A live action version of Frank Borland was made after Micro Focus plc had acquired Borland Software Corporation. This version was created by True Agency Limited. An introductory film was also made about the mascot.
See also
List of file formats (alphabetical)
Lotus Development Corp. v. Borland International, Inc.
Citations
General references
External links
Borland International, Inc.
Inprise Corporation
Borland Software Corporation
Micro Focus Borland site
1983 establishments in California
2009 mergers and acquisitions
American companies established in 1983
American subsidiaries of foreign companies
Companies based in Austin, Texas
Micro Focus International
Software companies based in Texas
Software companies established in 1983
Defunct software companies of the United States |
4031 | https://en.wikipedia.org/wiki/Buckminster%20Fuller | Buckminster Fuller | Richard Buckminster Fuller (; July 12, 1895 – July 1, 1983) was an American architect, systems theorist, writer, designer, inventor, philosopher, and futurist. He styled his name as R. Buckminster Fuller in his writings, publishing more than 30 books and coining or popularizing such terms as "Spaceship Earth", "Dymaxion" (e.g., Dymaxion house, Dymaxion car, Dymaxion map), "ephemeralization", "synergetics", and "tensegrity".
Fuller developed numerous inventions, mainly architectural designs, and popularized the widely known geodesic dome; carbon molecules known as fullerenes were later named by scientists for their structural and mathematical resemblance to geodesic spheres. He also served as the second World President of Mensa International from 1974 to 1983.
Fuller was awarded 28 United States patents and many honorary doctorates. In 1960, he was awarded the Frank P. Brown Medal from The Franklin Institute. He was elected an honorary member of Phi Beta Kappa in 1967, on the occasion of the 50-year reunion of his Harvard class of 1917 (from which he was expelled in his first year). He was elected a Fellow of the American Academy of Arts and Sciences in 1968. The same year, he was elected into the National Academy of Design as an Associate member. He became a full Academician in 1970, and he received the Gold Medal award from the American Institute of Architects the same year. Also in 1970, Fuller received the title of Master Architect from Alpha Rho Chi (APX), the national fraternity for architecture and the allied arts.
In 1976, he received the St. Louis Literary Award from the Saint Louis University Library Associates. In 1977, he received the Golden Plate Award of the American Academy of Achievement. He also received numerous other awards, including the Presidential Medal of Freedom, presented to him on February 23, 1983, by President Ronald Reagan.
Life and work
Fuller was born on July 12, 1895, in Milton, Massachusetts, the son of Richard Buckminster Fuller and Caroline Wolcott Andrews, and grand-nephew of Margaret Fuller, an American journalist, critic, and women's rights advocate associated with the American transcendentalism movement. The unusual middle name, Buckminster, was an ancestral family name. As a child, Richard Buckminster Fuller tried numerous variations of his name. He used to sign his name differently each year in the guest register of his family summer vacation home at Bear Island, Maine. He finally settled on R. Buckminster Fuller.
Fuller spent much of his youth on Bear Island, in Penobscot Bay off the coast of Maine. He attended Froebelian Kindergarten. He was dissatisfied with the way geometry was taught in school, disagreeing with the notions that a chalk dot on the blackboard represented an "empty" mathematical point, or that a line could stretch off to infinity. To him these were illogical, and led to his work on synergetics. He often made items from materials he found in the woods, and sometimes made his own tools. He experimented with designing a new apparatus for human propulsion of small boats. By age 12, he had invented a 'push pull' system for propelling a rowboat by use of an inverted umbrella connected to the transom with a simple oar lock which allowed the user to face forward to point the boat toward its destination. Later in life, Fuller took exception to the term "invention".
Years later, he decided that this sort of experience had provided him with not only an interest in design, but also a habit of being familiar with and knowledgeable about the materials that his later projects would require. Fuller earned a machinist's certification, and knew how to use the press brake, stretch press, and other tools and equipment used in the sheet metal trade.
Education
Fuller attended Milton Academy in Massachusetts, and after that began studying at Harvard College, where he was affiliated with Adams House. He was expelled from Harvard twice: first for spending all his money partying with a vaudeville troupe, and then, after having been readmitted, for his "irresponsibility and lack of interest". By his own appraisal, he was a non-conforming misfit in the fraternity environment.
Wartime experience
Between his sessions at Harvard, Fuller worked in Canada as a mechanic in a textile mill, and later as a laborer in the meat-packing industry. He also served in the U.S. Navy in World War I, as a shipboard radio operator, as an editor of a publication, and as commander of the crash rescue boat USS Inca. After discharge, he worked again in the meat-packing industry, acquiring management experience. In 1917, he married Anne Hewlett. During the early 1920s, he and his father-in-law developed the Stockade Building System for producing lightweight, weatherproof, and fireproof housing—although the company would ultimately fail in 1927.
Depression and epiphany
Fuller recalled 1927 as a pivotal year of his life. His daughter Alexandra had died in 1922 of complications from polio and spinal meningitis just before her fourth birthday. Barry Katz, a Stanford University scholar who wrote about Fuller, found signs that around this time in his life Fuller had developed depression and anxiety. Fuller dwelled on his daughter's death, suspecting that it was connected with the Fullers' damp and drafty living conditions. This provided motivation for Fuller's involvement in Stockade Building Systems, a business which aimed to provide affordable, efficient housing.
In 1927, at age 32, Fuller lost his job as president of Stockade. The Fuller family had no savings, and the birth of their daughter Allegra in 1927 added to the financial challenges. Fuller drank heavily and reflected upon the solution to his family's struggles on long walks around Chicago. During the autumn of 1927, Fuller contemplated suicide by drowning in Lake Michigan, so that his family could benefit from a life insurance payment.
Fuller said that he had experienced a profound incident which would provide direction and purpose for his life. He felt as though he was suspended several feet above the ground enclosed in a white sphere of light. A voice spoke directly to Fuller, and declared:
Fuller stated that this experience led to a profound re-examination of his life. He ultimately chose to embark on "an experiment, to find what a single individual could contribute to changing the world and benefiting all humanity".
Speaking to audiences later in life, Fuller would frequently recount the story of his Lake Michigan experience, and its transformative impact on his life.
Recovery
In 1927, Fuller resolved to think independently which included a commitment to "the search for the principles governing the universe and help advance the evolution of humanity in accordance with them ... finding ways of doing more with less to the end that all people everywhere can have more and more". By 1928, Fuller was living in Greenwich Village and spending much of his time at the popular café Romany Marie's, where he had spent an evening in conversation with Marie and Eugene O'Neill several years earlier. Fuller accepted a job decorating the interior of the café in exchange for meals, giving informal lectures several times a week, and models of the Dymaxion house were exhibited at the café. Isamu Noguchi arrived during 1929—Constantin Brâncuși, an old friend of Marie's, had directed him there—and Noguchi and Fuller were soon collaborating on several projects, including the modeling of the Dymaxion car based on recent work by Aurel Persu. It was the beginning of their lifelong friendship.
Geodesic domes
Fuller taught at Black Mountain College in North Carolina during the summers of 1948 and 1949, serving as its Summer Institute director in 1949. Fuller had been shy and withdrawn, but he was persuaded to participate in a theatrical performance of Erik Satie's Le piège de Méduse produced by John Cage, who was also teaching at Black Mountain. During rehearsals, under the tutelage of Arthur Penn, then a student at Black Mountain, Fuller broke through his inhibitions to become confident as a performer and speaker.
At Black Mountain, with the support of a group of professors and students, he began reinventing a project that would make him famous: the geodesic dome. Although the geodesic dome had been created, built and awarded a German patent on June 19, 1925, by Dr. Walther Bauersfeld, Fuller was awarded United States patents. Fuller's patent application made no mention of Bauersfeld's self-supporting dome built some 26 years prior. Although Fuller undoubtedly popularized this type of structure he is mistakenly given credit for its design.
One of his early models was first constructed in 1945 at Bennington College in Vermont, where he lectured often. Although Bauersfeld's dome could support a full skin of concrete it was not until 1949 that Fuller erected a geodesic dome building that could sustain its own weight with no practical limits. It was in diameter and constructed of aluminium aircraft tubing and a vinyl-plastic skin, in the form of an icosahedron. To prove his design, Fuller suspended from the structure's framework several students who had helped him build it. The U.S. government recognized the importance of this work, and employed his firm Geodesics, Inc. in Raleigh, North Carolina to make small domes for the Marines. Within a few years, there were thousands of such domes around the world.
Fuller's first "continuous tension – discontinuous compression" geodesic dome (full sphere in this case) was constructed at the University of Oregon Architecture School in 1959 with the help of students. These continuous tension – discontinuous compression structures featured single force compression members (no flexure or bending moments) that did not touch each other and were 'suspended' by the tensional members.
Dymaxion Chronofile
For half of a century, Fuller developed many ideas, designs, and inventions, particularly regarding practical, inexpensive shelter and transportation. He documented his life, philosophy, and ideas scrupulously by a daily diary (later called the Dymaxion Chronofile), and by twenty-eight publications. Fuller financed some of his experiments with inherited funds, sometimes augmented by funds invested by his collaborators, one example being the Dymaxion car project.
World stage
International recognition began with the success of huge geodesic domes during the 1950s. Fuller lectured at North Carolina State University in Raleigh in 1949, where he met James Fitzgibbon, who would become a close friend and colleague. Fitzgibbon was director of Geodesics, Inc. and Synergetics, Inc. the first licensees to design geodesic domes. Thomas C. Howard was lead designer, architect, and engineer for both companies. Richard Lewontin, a new faculty member in population genetics at North Carolina State University, provided Fuller with computer calculations for the lengths of the domes' edges.
Fuller began working with architect Shoji Sadao in 1954, together designing a hypothetical Dome over Manhattan in 1960, and in 1964 they co-founded the architectural firm Fuller & Sadao Inc., whose first project was to design the large geodesic dome for the U.S. Pavilion at Expo 67 in Montreal. This building is now the "Montreal Biosphère".
In 1962, the artist and searcher John McHale wrote the first monograph on Fuller, published by George Braziller in New York.
After employing several Southern Illinois University Carbondale (SIU) graduate students to rebuild his models following an apartment fire in the summer of 1959, Fuller was recruited by longtime friend Harold Cohen to serve as a research professor of "design science exploration" at the institution's School of Art and Design. According to SIU architecture professor Jon Davey, the position was "unlike most faculty appointments ... more a celebrity role than a teaching job" in which Fuller offered few courses and was only stipulated to spend two months per year on campus. Nevertheless, his time in Carbondale was "extremely productive", and Fuller was promoted to university professor in 1968 and distinguished university professor in 1972.
Working as a designer, scientist, developer, and writer, he continued to lecture for many years around the world. He collaborated at SIU with John McHale. In 1965, they inaugurated the World Design Science Decade (1965 to 1975) at the meeting of the International Union of Architects in Paris, which was, in Fuller's own words, devoted to "applying the principles of science to solving the problems of humanity."
From 1972 until retiring as university professor emeritus in 1975, Fuller held a joint appointment at Southern Illinois University Edwardsville, where he had designed the dome for the campus Religious Center in 1971. During this period, he also held a joint fellowship at a consortium of Philadelphia-area institutions, including the University of Pennsylvania, Bryn Mawr College, Haverford College, Swarthmore College, and the University City Science Center; as a result of this affiliation, the University of Pennsylvania appointed him university professor emeritus in 1975.
Fuller believed human societies would soon rely mainly on renewable sources of energy, such as solar- and wind-derived electricity. He hoped for an age of "omni-successful education and sustenance of all humanity". Fuller referred to himself as "the property of universe" and during one radio interview he gave later in life, declared himself and his work "the property of all humanity". For his lifetime of work, the American Humanist Association named him the 1969 Humanist of the Year.
In 1976, Fuller was a key participant at UN Habitat I, the first UN forum on human settlements.
Last filmed appearance
Fuller's last filmed interview took place on June 21, 1983, in which he spoke at Norman Foster's Royal Gold Medal for architecture ceremony. His speech can be watched in the archives of the AA School of Architecture, in which he spoke after Sir Robert Sainsbury's introductory speech and Foster's keynote address.
Death
In the year of his death, Fuller described himself as follows:
Fuller died on July 1, 1983, 11 days before his 88th birthday. During the period leading up to his death, his wife had been lying comatose in a Los Angeles hospital, dying of cancer. It was while visiting her there that he exclaimed, at a certain point: "She is squeezing my hand!" He then stood up, had a heart attack, and died an hour later, at age 87. His wife of 66 years died 36 hours later. They are buried in Mount Auburn Cemetery in Cambridge, Massachusetts.
Philosophy
Buckminster Fuller was a Unitarian, and, like his grandfather Arthur Buckminster Fuller (brother of Margaret Fuller), a Unitarian minister. Fuller was also an early environmental activist, aware of Earth's finite resources, and promoted a principle he termed "ephemeralization", which, according to futurist and Fuller disciple Stewart Brand, was defined as "doing more with less". Resources and waste from crude, inefficient products could be recycled into making more valuable products, thus increasing the efficiency of the entire process. Fuller also coined the word synergetics, a catch-all term used broadly for communicating experiences using geometric concepts, and more specifically, the empirical study of systems in transformation; his focus was on total system behavior unpredicted by the behavior of any isolated components.
Fuller was a pioneer in thinking globally, and explored energy and material efficiency in the fields of architecture, engineering, and design. In his book Critical Path (1981) he cited the opinion of François de Chadenèdes (1920-1999) that petroleum, from the standpoint of its replacement cost in our current energy "budget" (essentially, the net incoming solar flux), had cost nature "over a million dollars" per U.S. gallon ($300,000 per litre) to produce. From this point of view, its use as a transportation fuel by people commuting to work represents a huge net loss compared to their actual earnings. An encapsulation quotation of his views might best be summed up as: "There is no energy crisis, only a crisis of ignorance."
Though Fuller was concerned about sustainability and human survival under the existing socioeconomic system, he remained optimistic about humanity's future. Defining wealth in terms of knowledge, as the "technological ability to protect, nurture, support, and accommodate all growth needs of life", his analysis of the condition of "Spaceship Earth" caused him to conclude that at a certain time during the 1970s, humanity had attained an unprecedented state. He was convinced that the accumulation of relevant knowledge, combined with the quantities of major recyclable resources that had already been extracted from the earth, had attained a critical level, such that competition for necessities had become unnecessary. Cooperation had become the optimum survival strategy. He declared: "selfishness is unnecessary and hence-forth unrationalizable ... War is obsolete." He criticized previous utopian schemes as too exclusive, and thought this was a major source of their failure. To work, he thought that a utopia needed to include everyone.
Fuller was influenced by Alfred Korzybski's idea of general semantics. In the 1950s, Fuller attended seminars and workshops organized by the Institute of General Semantics, and he delivered the annual Alfred Korzybski Memorial Lecture in 1955. Korzybski is mentioned in the Introduction of his book Synergetics. The two shared a remarkable amount of similarity in their formulations of general semantics.
In his 1970 book I Seem To Be a Verb, he wrote: "I live on Earth at present, and I don't know what I am. I know that I am not a category. I am not a thing—a noun. I seem to be a verb, an evolutionary process—an integral function of the universe."
Fuller wrote that the natural analytic geometry of the universe was based on arrays of tetrahedra. He developed this in several ways, from the close-packing of spheres and the number of compressive or tensile members required to stabilize an object in space. One confirming result was that the strongest possible homogeneous truss is cyclically tetrahedral.
He had become a guru of the design, architecture, and "alternative" communities, such as Drop City, the community of experimental artists to whom he awarded the 1966 "Dymaxion Award" for "poetically economic" domed living structures.
Major design projects
The geodesic dome
Fuller was most famous for his lattice shell structures – geodesic domes, which have been used as parts of military radar stations, civic buildings, environmental protest camps, and exhibition attractions. An examination of the geodesic design by Walther Bauersfeld for the Zeiss-Planetarium, built some 28 years prior to Fuller's work, reveals that Fuller's Geodesic Dome patent (U.S. 2,682,235; awarded in 1954) is the same design as Bauersfeld's.
Their construction is based on extending some basic principles to build simple "tensegrity" structures (tetrahedron, octahedron, and the closest packing of spheres), making them lightweight and stable. The geodesic dome was a result of Fuller's exploration of nature's constructing principles to find design solutions. The Fuller Dome is referenced in the Hugo Award-winning novel Stand on Zanzibar by John Brunner, in which a geodesic dome is said to cover the entire island of Manhattan, and it floats on air due to the hot-air balloon effect of the large air-mass under the dome (and perhaps its construction of lightweight materials).
Transportation
The Dymaxion car was a vehicle designed by Fuller, featured prominently at Chicago's 1933-1934 Century of Progress World's Fair. During the Great Depression, Fuller formed the Dymaxion Corporation and built three prototypes with noted naval architect Starling Burgess and a team of 27 workmen — using donated money as well as a family inheritance.
Fuller associated the word Dymaxion, a blend of the words dynamic, maximum, and tension to sum up the goal of his study, "maximum gain of advantage from minimal energy input".
The Dymaxion was not an automobile but rather the 'ground-taxying mode' of a vehicle that might one day be designed to fly, land and drive — an "Omni-Medium Transport" for air, land and water. Fuller focused on the landing and taxiing qualities, and noted severe limitations in its handling. The team made improvements and refinements to the platform, and Fuller noted the Dymaxion "was an invention that could not be made available to the general public without considerable improvements".
The bodywork was aerodynamically designed for increased fuel efficiency and its platform featured a lightweight cromoly-steel hinged chassis, rear-mounted V8 engine, front-drive, and three-wheels. The vehicle was steered via the third wheel at the rear, capable of 90° steering lock. Able to steer in a tight circle, the Dymaxion often caused a sensation, bringing nearby traffic to a halt.
Shortly after launch, a prototype rolled over and crashed, killing the Dymaxion's driver and seriously injuring its passengers. Fuller blamed the accident on a second car that collided with the Dymaxion. Eyewitnesses reported, however, that the other car hit the Dymaxion only after it had begun to roll over.
Despite courting the interest of important figures from the auto industry, Fuller used his family inheritance to finish the second and third prototypes — eventually selling all three, dissolving Dymaxion Corporation and maintaining the Dymaxion was never intended as a commercial venture. One of the three original prototypes survives.
Housing
Fuller's energy-efficient and inexpensive Dymaxion house garnered much interest, but only two prototypes were ever produced. Here the term "Dymaxion" is used in effect to signify a "radically strong and light tensegrity structure". One of Fuller's Dymaxion Houses is on display as a permanent exhibit at the Henry Ford Museum in Dearborn, Michigan. Designed and developed during the mid-1940s, this prototype is a round structure (not a dome), shaped something like the flattened "bell" of certain jellyfish. It has several innovative features, including revolving dresser drawers, and a fine-mist shower that reduces water consumption. According to Fuller biographer Steve Crooks, the house was designed to be delivered in two cylindrical packages, with interior color panels available at local dealers. A circular structure at the top of the house was designed to rotate around a central mast to use natural winds for cooling and air circulation.
Conceived nearly two decades earlier, and developed in Wichita, Kansas, the house was designed to be lightweight, adapted to windy climates, cheap to produce and easy to assemble. Because of its light weight and portability, the Dymaxion House was intended to be the ideal housing for individuals and families who wanted the option of easy mobility. The design included a "Go-Ahead-With-Life Room" stocked with maps, charts, and helpful tools for travel "through time and space". It was to be produced using factories, workers, and technologies that had produced World War II aircraft. It looked ultramodern at the time, built of metal, and sheathed in polished aluminum. The basic model enclosed of floor area. Due to publicity, there were many orders during the early Post-War years, but the company that Fuller and others had formed to produce the houses failed due to management problems.
In 1967, Fuller developed a concept for an offshore floating city named Triton City and published a report on the design the following year. Models of the city aroused the interest of President Lyndon B. Johnson who, after leaving office, had them placed in the Lyndon Baines Johnson Library and Museum.
In 1969, Fuller began the Otisco Project, named after its location in Otisco, New York. The project developed and demonstrated concrete spray with mesh-covered wireforms for producing large-scale, load-bearing spanning structures built on-site, without the use of pouring molds, other adjacent surfaces, or hoisting. The initial method used a circular concrete footing in which anchor posts were set. Tubes cut to length and with ends flattened were then bolted together to form a duodeca-rhombicahedron (22-sided hemisphere) geodesic structure with spans ranging to . The form was then draped with layers of ¼-inch wire mesh attached by twist ties. Concrete was sprayed onto the structure, building up a solid layer which, when cured, would support additional concrete to be added by a variety of traditional means. Fuller referred to these buildings as monolithic ferroconcrete geodesic domes. However, the tubular frame form proved problematic for setting windows and doors. It was replaced by an iron rebar set vertically in the concrete footing and then bent inward and welded in place to create the dome's wireform structure and performed satisfactorily. Domes up to three stories tall built with this method proved to be remarkably strong. Other shapes such as cones, pyramids, and arches proved equally adaptable.
The project was enabled by a grant underwritten by Syracuse University and sponsored by U.S. Steel (rebar), the Johnson Wire Corp (mesh), and Portland Cement Company (concrete). The ability to build large complex load bearing concrete spanning structures in free space would open many possibilities in architecture, and is considered one of Fuller's greatest contributions.
Dymaxion map and World Game
Fuller, along with co-cartographer Shoji Sadao, also designed an alternative projection map, called the Dymaxion map. This was designed to show Earth's continents with minimum distortion when projected or printed on a flat surface.
In the 1960s, Fuller developed the World Game, a collaborative simulation game played on a 70-by-35-foot Dymaxion map, in which players attempt to solve world problems. The object of the simulation game is, in Fuller's words, to "make the world work, for 100% of humanity, in the shortest possible time, through spontaneous cooperation, without ecological offense or the disadvantage of anyone".
Appearance and style
Buckminster Fuller wore thick-lensed spectacles to correct his extreme hyperopia, a condition that went undiagnosed for the first five years of his life. Fuller's hearing was damaged during his naval service in World War I and deteriorated during the 1960s. After experimenting with bullhorns as hearing aids during the mid-1960s, Fuller adopted electronic hearing aids from the 1970s onward.
In public appearances, Fuller always wore dark-colored suits, appearing like "an alert little clergyman". Previously, he had experimented with unconventional clothing immediately after his 1927 epiphany, but found that breaking social fashion customs made others devalue or dismiss his ideas. Fuller learned the importance of physical appearance as part of one's credibility, and decided to become "the invisible man" by dressing in clothes that would not draw attention to himself. With self-deprecating humor, Fuller described this black-suited appearance as resembling a "second-rate bank clerk".
Writer Guy Davenport met him in 1965 and described him thus:
Lifestyle
Following his global prominence from the 1960s onward, Fuller became a frequent flier, often crossing time zones to lecture. In the 1960s and 1970s, he wore three watches simultaneously; one for the time zone of his office at Southern Illinois University, one for the time zone of the location he would next visit, and one for the time zone he was currently in. In the 1970s, Fuller was only in 'homely' locations (his personal home in Carbondale, Illinois; his holiday retreat in Bear Island, Maine; and his daughter's home in Pacific Palisades, California) roughly 65 nights per year—the other 300 nights were spent in hotel beds in the locations he visited on his lecturing and consulting circuits.
In the 1920s, Fuller experimented with polyphasic sleep, which he called Dymaxion sleep. Inspired by the sleep habits of animals such as dogs and cats, Fuller worked until he was tired, and then slept short naps. This generally resulted in Fuller sleeping 30-minute naps every 6 hours. This allowed him "twenty-two thinking hours a day", which aided his work productivity. Fuller reportedly kept this Dymaxion sleep habit for two years, before quitting the routine because it conflicted with his business associates' sleep habits. Despite no longer personally partaking in the habit, in 1943 Fuller suggested Dymaxion sleep as a strategy that the United States could adopt to win World War II.
Despite only practicing true polyphasic sleep for a period during the 1920s, Fuller was known for his stamina throughout his life. He was described as "tireless" by Barry Farrell in Life magazine, who noted that Fuller stayed up all night replying to mail during Farrell's 1970 trip to Bear Island. In his seventies, Fuller generally slept for 5–8 hours per night.
Fuller documented his life copiously from 1915 to 1983, approximately of papers in a collection called the Dymaxion Chronofile. He also kept copies of all incoming and outgoing correspondence. The enormous R. Buckminster Fuller Collection is currently housed at Stanford University.
Language and neologisms
Buckminster Fuller spoke and wrote in a unique style and said it was important to describe the world as accurately as possible. Fuller often created long run-on sentences and used unusual compound words (omniwell-informed, intertransformative, omni-interaccommodative, omniself-regenerative), as well as terms he himself invented. His style of speech was characterized by progressively rapid and breathless delivery and rambling digressions of thought, which Fuller described as "thinking out loud". The effect, combined with Fuller's dry voice and non-rhotic New England accent, was varyingly considered "hypnotic" or "overwhelming".
Fuller used the word Universe without the definite or indefinite article (the or a) and always capitalized the word. Fuller wrote that "by Universe I mean: the aggregate of all humanity's consciously apprehended and communicated (to self or others) Experiences".
The words "down" and "up", according to Fuller, are awkward in that they refer to a planar concept of direction inconsistent with human experience. The words "in" and "out" should be used instead, he argued, because they better describe an object's relation to a gravitational center, the Earth. "I suggest to audiences that they say, 'I'm going "outstairs" and "instairs."' At first that sounds strange to them; They all laugh about it. But if they try saying in and out for a few days in fun, they find themselves beginning to realize that they are indeed going inward and outward in respect to the center of Earth, which is our Spaceship Earth. And for the first time they begin to feel real 'reality.'"
"World-around" is a term coined by Fuller to replace "worldwide". The general belief in a flat Earth died out in classical antiquity, so using "wide" is an anachronism when referring to the surface of the Earth—a spheroidal surface has area and encloses a volume but has no width. Fuller held that unthinking use of obsolete scientific ideas detracts from and misleads intuition. Other neologisms collectively invented by the Fuller family, according to Allegra Fuller Snyder, are the terms "sunsight" and "sunclipse", replacing "sunrise" and "sunset" to overturn the geocentric bias of most pre-Copernican celestial mechanics.
Fuller also invented the word "livingry", as opposed to weaponry (or "killingry"), to mean that which is in support of all human, plant, and Earth life. "The architectural profession—civil, naval, aeronautical, and astronautical—has always been the place where the most competent thinking is conducted regarding livingry, as opposed to weaponry."
As well as contributing significantly to the development of tensegrity technology, Fuller invented the term "tensegrity", a portmanteau of "tensional integrity". "Tensegrity describes a structural-relationship principle in which structural shape is guaranteed by the finitely closed, comprehensively continuous, tensional behaviors of the system and not by the discontinuous and exclusively local compressional member behaviors. Tensegrity provides the ability to yield increasingly without ultimately breaking or coming asunder."
"Dymaxion" is a portmanteau of "dynamic maximum tension". It was invented around 1929 by two admen at Marshall Field's department store in Chicago to describe Fuller's concept house, which was shown as part of a house of the future store display. They created the term using three words that Fuller used repeatedly to describe his design – dynamic, maximum, and tension.
Fuller also helped to popularize the concept of Spaceship Earth: "The most important fact about Spaceship Earth: an instruction manual didn't come with it."
In the preface for his "cosmic fairy tale" Tetrascroll: Goldilocks and the Three Bears, Fuller stated that his distinctive speaking style grew out of years of embellishing the classic tale for the benefit of his daughter, allowing him to explore both his new theories and how to present them. The Tetrascroll narrative was eventually transcribed onto a set of tetrahedral lithographs (hence the name), as well as being published as a traditional book.
Fuller's language posed problems for his credibility. John Julius Norwich recalled commissioning a 600-word introduction for a planned history of world architecture from him, and receiving a 3500-word proposal which ended:
Norwich commented: "On reflection, I asked Dr. Nikolaus Pevsner instead."
Concepts and buildings
His concepts and buildings include:
Dymaxion house (1928)
R. Buckminster Fuller and Anne Hewlett Dome Home
Aerodynamic Dymaxion car (1933)
Prefabricated compact bathroom cell (1937)
Dymaxion deployment unit (1940)
Dymaxion map of the world (1946)
Tensegrity structures (1949)
Geodesic dome for Ford Motor Company (1953)
Patent on geodesic domes (1954)
Tokyo Tower (1958) (unselected design)
Tokyo Olympic Stadium (1958) (unselected design)
The World Game (1961) and the World Game Institute (1972)
Patent on octet truss (1961)
Montreal Biosphere (1967), United States pavilion at Expo 67
Fly's Eye Dome
Dewan Tunku Geodesic Dome, KOMTAR, Penang, Malaysia (proposed 1974, completed 1985)
Comprehensive anticipatory design science
Influence and legacy
Among the many people who were influenced by Buckminster Fuller are:
Constance Abernathy,
Ruth Asawa,
J. Baldwin,
Michael Ben-Eli, Pierre Cabrol,
John Cage,
Joseph Clinton,
Peter Floyd,
Norman Foster,
Medard Gabel,
Michael Hays,
Ted Nelson,
David Johnston,
Peter Jon Pearce,
Shoji Sadao,
Edwin Schlossberg,
Kenneth Snelson,
Robert Anton Wilson, Stewart Brand, and Jason McLennan.
An allotrope of carbon, fullerene—and a particular molecule of that allotrope C60 (buckminsterfullerene or buckyball) has been named after him. The Buckminsterfullerene molecule, which consists of 60 carbon atoms, very closely resembles a spherical version of Fuller's geodesic dome. The 1996 Nobel prize in chemistry was given to Kroto, Curl, and Smalley for their discovery of the fullerene.
On July 12, 2004, the United States Post Office released a new commemorative stamp honoring R. Buckminster Fuller on the 50th anniversary of his patent for the geodesic dome and by the occasion of his 109th birthday. The stamp's design replicated the January 10, 1964, cover of Time magazine.
Fuller was the subject of two documentary films: The World of Buckminster Fuller (1971) and Buckminster Fuller: Thinking Out Loud (1996). Additionally, filmmaker Sam Green and the band Yo La Tengo collaborated on a 2012 "live documentary" about Fuller, The Love Song of R. Buckminster Fuller.
In June 2008, the Whitney Museum of American Art presented "Buckminster Fuller: Starting with the Universe", the most comprehensive retrospective to date of his work and ideas. The exhibition traveled to the Museum of Contemporary Art, Chicago in 2009. It presented a combination of models, sketches, and other artifacts, representing six decades of the artist's integrated approach to housing, transportation, communication, and cartography. It also featured the extensive connections with Chicago from his years spent living, teaching, and working in the city.
In 2009, a number of US companies decided to repackage spherical magnets and sell them as toys. One company, Maxfield & Oberton, told The New York Times that they saw the product on YouTube and decided to repackage them as "Buckyballs", because the magnets could self-form and hold together in shapes reminiscent of the Fuller inspired buckyballs. The buckyball toy launched at New York International Gift Fair in 2009 and sold in the hundreds of thousands, but by 2010 began to experience problems with toy safety issues and the company was forced to recall the packages that were labelled as toys.
In 2012, the San Francisco Museum of Modern Art hosted "The Utopian Impulse" – a show about Buckminster Fuller's influence in the Bay Area. Featured were concepts, inventions and designs for creating "free energy" from natural forces, and for sequestering carbon from the atmosphere. The show ran January through July.
In popular culture
Fuller is quoted in "The Tower of Babble" from the musical Godspell: "Man is a complex of patterns and processes."
Belgian rock band dEUS released the song The Architect, inspired by Fuller, on their 2008 album Vantage Point.
Indie band Driftless Pony Club titled their 2011 album Buckminster after Fuller. Each of the album's songs is based upon his life and works.
The design podcast 99% Invisible (2010–present) takes its title from a Fuller quote: "Ninety-nine percent of who you are is invisible and untouchable."
Fuller is briefly mentioned in X-Men: Days of Future Past (2014) when Kitty Pryde is giving a lecture to a group of students regarding utopian architecture.
Robert Kiyosaki's 2015 book Second Chance concerns Kiyosaki's interactions with Fuller as well as Fuller's unusual final book, Grunch of Giants.
In The House of Tomorrow (2017), based on Peter Bognanni's 2010 novel of the same name, Ellen Burstyn's character is obsessed with Fuller and provides retro-futurist tours of her geodesic home that include videos of Fuller sailing and talking with Burstyn, who had in real life befriended Fuller.
Patents
(from the Table of Contents of Inventions: The Patented Works of R. Buckminster Fuller (1983) )
1927 Stockade: building structure
1927 Stockade: pneumatic forming process
1928 (Application Abandoned) 4D house
1937 Dymaxion car
1940 Dymaxion bathroom
1944 Dymaxion deployment unit (sheet)
1944 Dymaxion deployment unit (frame)
1946 Dymaxion map
1946 (No Patent) Dymaxion house (Wichita)
1954 Geodesic dome
1959 Paperboard dome
1959 Plydome
1959 Catenary (geodesic tent)
1961 Octet truss
1962 Tensegrity
1963 Submarisle (undersea island)
1964 Aspension (suspension building)
1965 Monohex (geodesic structures)
1965 Laminar dome
1965 (Filed – No Patent) Octa spinner
1967 Star tensegrity (octahedral truss)
1970 Rowing needles (watercraft)
1974 Geodesic hexa-pent
1975 Floatable breakwater
1975 Non-symmetrical tensegrity
1979 Floating breakwater
1980 Tensegrity truss
1983 Hanging storage shelf unit
Bibliography
4d Timelock (1928)
Nine Chains to the Moon (1938)
Untitled Epic Poem on the History of Industrialization (1962)
Ideas and Integrities, a Spontaneous Autobiographical Disclosure (1963)
No More Secondhand God and Other Writings (1963)
Education Automation: Freeing the Scholar to Return (1963)
What I Have Learned: A Collection of 20 Autobiographical Essays, Chapter "How Little I Know", (1968)
Operating Manual for Spaceship Earth (1968)
Utopia or Oblivion (1969)
Approaching the Benign Environment (1970) (with Eric A. Walker and James R. Killian, Jr.)
I Seem to Be a Verb (1970) coauthors Jerome Agel, Quentin Fiore,
Intuition (1970)
Buckminster Fuller to Children of Earth (1972) compiled and photographed by Cam Smith,
The Buckminster Fuller Reader (1972) editor James Meller,
The Dymaxion World of Buckminster Fuller (1960, 1973) coauthor Robert Marks,
Earth, Inc (1973)
Synergetics: Explorations in the Geometry of Thinking (1975) in collaboration with E.J. Applewhite with a preface and contribution by Arthur L. Loeb,
Tetrascroll: Goldilocks and the Three Bears, A Cosmic Fairy Tale (1975)
And It Came to Pass — Not to Stay (1976)
R. Buckminster Fuller on Education (1979)
Synergetics 2: Further Explorations in the Geometry of Thinking (1979) in collaboration with E.J. Applewhite
Buckminster Fuller – Autobiographical Monologue/Scenario (1980) page 54, R. Buckminster Fuller, documented and edited by Robert Snyder, St. Martin's Press, Inc.,
Buckminster Fuller Sketchbook (1981)
Critical Path (1981)
Grunch of Giants (1983)
Inventions: The Patented Works of R. Buckminster Fuller (1983)
Humans in Universe (1983) coauthor Anwar Dil,
Cosmography: A Posthumous Scenario for the Future of Humanity (1992) coauthor Kiyoshi Kuromiya,
See also
Amundsen-Scott South Pole Station
The Buckminster Fuller Challenge
Bucky Ball
Cloud Nine (tensegrity sphere)
Design science revolution
Drop City
Emissions Reduction Currency System
Kārlis Johansons, tensegrity innovator
Kenneth Snelson, tensegrity sculptor
Noosphere
Old Man River's City project
Space frame
Spome
Whole Earth Catalog
Post-scarcity economy
References
Further reading
Ward, James, ed., The Artifacts Of R. Buckminster Fuller, A Comprehensive Collection of His Designs and Drawings in Four Volumes: Volume One. The Dymaxion Experiment, 1926–1943; Volume Two. Dymaxion Deployment, 1927–1946; Volume Three. The Geodesic Revolution, Part 1, 1947–1959; Volume Four. The Geodesic Revolution, Part 2, 1960–1983: Edited with descriptions by James Ward. Garland Publishing, New York. 1984 ( vol. 1, vol. 2, vol. 3, vol. 4)
External links
The Estate of R. Buckminster Fuller
Buckminster Fuller Institute
1895 births
1983 deaths
20th-century American architects
20th-century American non-fiction writers
American architecture writers
American humanists
American industrial designers
American inventors
American male non-fiction writers
United States Navy personnel of World War I
American non-fiction environmental writers
American systems scientists
American technology writers
American Unitarians
Bates College alumni
Black Mountain College faculty
Burials at Mount Auburn Cemetery
Critics of work and the work ethic
Fellows of the American Academy of Arts and Sciences
Futurologists
Harvard College alumni
Independent scholars
Innovation economists
Mensans
Milton Academy alumni
Modernist architects
People from Milton, Massachusetts
People from Penobscot County, Maine
Philosophers of technology
Presidential Medal of Freedom recipients
Recipients of the Royal Gold Medal
Refusal of work
Solar building designers
Southern Illinois University Carbondale faculty
Sustainability advocates
Washington University in St. Louis faculty
Authors of utopian literature
Recipients of the AIA Gold Medal
National Arts Club Medal of Honor Recipients |
4032 | https://en.wikipedia.org/wiki/Bill%20Watterson | Bill Watterson | William Boyd Watterson II (born July 5, 1958) is an American cartoonist who authored the comic strip Calvin and Hobbes. The strip was syndicated from 1985 to 1995. Watterson concluded Calvin and Hobbes with a short statement to newspaper editors and his readers that he felt he had achieved all he could in the medium. Watterson is known for his negative views on comic syndication and licensing, his efforts to expand and elevate the newspaper comic as an art form, and his move back into private life after Calvin and Hobbes ended. Watterson was born in Washington, D.C., and grew up in Chagrin Falls, Ohio. The suburban Midwestern United States setting of Ohio was part of the inspiration for Calvin and Hobbes.
Early life
Bill Watterson was born on July 5, 1958, in Washington, D.C., to Kathryn Watterson (1933-2022) and James Godfrey Watterson (1932-2016). His father worked as a patent attorney. In 1965, six-year-old Watterson and his family moved to Chagrin Falls, Ohio, a suburb of Cleveland. Watterson has a younger brother, Thomas Watterson.
Watterson drew his first cartoon at age eight, and spent much time in childhood alone, drawing and cartooning. This continued through his school years, during which time he discovered comic strips such as Pogo, Krazy Kat, and Charles Schulz' Peanuts which subsequently inspired and influenced his desire to become a professional cartoonist. On one occasion when he was in fourth grade, he wrote a letter to Charles Schulz, who responded, much to Watterson's surprise. This made a big impression on him at the time. His parents encouraged him in his artistic pursuits. Later, they recalled him as a "conservative child" — imaginative, but "not in a fantasy way", and certainly nothing like the character of Calvin that he later created. Watterson found avenues for his cartooning talents throughout primary and secondary school, creating high school-themed super hero comics with his friends and contributing cartoons and art to the school newspaper and yearbook.
After high school, Watterson attended Kenyon College, where he majored in political science. He had already decided on a career in cartooning, but he felt studying political science would help him move into editorial cartooning. He continued to develop his art skills, and during his sophomore year he painted Michelangelo's Creation of Adam on the ceiling of his dormitory room. He also contributed cartoons to the college newspaper, some of which included the original "Spaceman Spiff" cartoons. Watterson graduated from Kenyon in 1980 with a Bachelor of Arts degree.
Later, when Watterson was creating names for the characters in his comic strip, he decided on Calvin (after the Protestant reformer John Calvin) and Hobbes (after the social philosopher Thomas Hobbes), allegedly as a "tip of the hat" to Kenyon's political science department. In The Complete Calvin and Hobbes, Watterson stated that Calvin was named for "a 16th-century theologian who believed in predestination," and Hobbes for "a 17th-century philosopher with a dim view of human nature."
Career
Early work
Watterson was inspired by the work of The Cincinnati Enquirer political cartoonist Jim Borgman, a 1976 graduate of Kenyon College, and decided to try to follow the same career path as Borgman, who in turn offered support and encouragement to the aspiring artist. Watterson graduated in 1980 and was hired on a trial basis at the Cincinnati Post, a competing paper of the Enquirer. Watterson quickly discovered that the job was full of unexpected challenges which prevented him from performing his duties to the standards set for him. Not the least of these challenges was his unfamiliarity with the Cincinnati political scene, as he had never resided in or near the city, having grown up in the Cleveland area and attending college in central Ohio. The Post fired Watterson before his contract was up.
He then joined a small advertising agency and worked there for four years as a designer, creating grocery advertisements while also working on his own projects, including development of his own cartoon strip and contributions to Target: The Political Cartoon Quarterly.
As a freelance artist, Watterson has drawn other works for various merchandise, including album art for his brother's band, calendars, clothing graphics, educational books, magazine covers, posters, and post cards.
Calvin and Hobbes and rise to success
Watterson has said that he works for personal fulfillment. As he told the graduating class of 1990 at Kenyon College, "It's surprising how hard we'll work when the work is done just for ourselves." Calvin and Hobbes was first published on November 18, 1985. In Calvin and Hobbes Tenth Anniversary Book, he wrote that his influences included Charles Schulz's Peanuts, Walt Kelly's Pogo, and George Herriman's Krazy Kat. Watterson wrote the introduction to the first volume of The Komplete Kolor Krazy Kat. Watterson's style also reflects the influence of Winsor McCay's Little Nemo in Slumberland.
Like many artists, Watterson incorporated elements of his life, interests, beliefs, and values into his work—for example, his hobby as a cyclist, memories of his own father's speeches about "building character", and his views on merchandising and corporations. Watterson's cat Sprite very much inspired the personality and physical features of Hobbes.
Watterson spent much of his career trying to change the climate of newspaper comics. He believed that the artistic value of comics was being undermined, and that the space that they occupied in newspapers continually decreased, subject to arbitrary whims of shortsighted publishers. Furthermore, he opined that art should not be judged by the medium for which it is created (i.e., there is no "high" art or "low" art—just art).
Watterson wrote forewords for FoxTrot and For Better or For Worse.
Fight against merchandising his characters
For years, Watterson battled against pressure from publishers to merchandise his work, something that he felt would cheapen his comic through compromising the act of creation or reading.
He refused to merchandise his creations on the grounds that displaying Calvin and Hobbes images on commercially sold mugs, stickers, and T-shirts would devalue the characters and their personalities. Watterson said that Universal kept putting pressure on him and that he had signed his contract without fully perusing it because, as a new artist, he was happy to find a syndicate willing to give him a chance (two other syndicates had previously turned him down). He added that the contract was so one-sided that, if Universal really wanted to, they could license his characters against his will, and could even fire him and continue Calvin and Hobbes with a new artist. Watterson's position eventually won out and he was able to renegotiate his contract so that he would receive all rights to his work, but later added that the licensing fight exhausted him and contributed to the need for a nine-month sabbatical in 1991.
Despite Watterson's efforts, many unofficial knockoffs have been found, including items that depict Calvin and Hobbes consuming alcohol or Calvin urinating on a logo. Watterson has said, "Only thieves and vandals have made money on Calvin and Hobbes merchandise."
Changing the format of the Sunday strip
Watterson was critical of the prevailing format for the Sunday comic strip that was in place when he began drawing (and remained so, to varying degrees). The typical layout consists of three rows with eight total squares, which take up half a page if published with its normal size. (In this context, half-page is an absolute sizeapproximately half a nominal page sizeand not related to the actual page size on which a cartoon might eventually be printed for distribution.) Some newspapers are restricted with space for their Sunday features and reduce the size of the strip. One of the more common ways is to cut out the top two panels, which Watterson believed forced him to waste the space on throwaway jokes that did not always fit the strip. While he was set to return from his first sabbatical (a second took place during 1994), Watterson discussed with his syndicate a new format for Calvin and Hobbes that would enable him to use his space more efficiently and would almost require the papers to publish it as a half-page. Universal agreed that they would sell the strip as the half-page and nothing else, which garnered anger from papers and criticism for Watterson from both editors and some of his fellow cartoonists (whom he described as "unnecessarily hot-tempered"). Eventually, Universal compromised and agreed to offer papers a choice between the full half-page or a reduced-sized version to alleviate concerns about the size issue. Watterson conceded that this caused him to lose space in many papers, but he said that, in the end, it was a benefit because he felt that he was giving the papers' readers a better strip for their money and editors were free not to run Calvin and Hobbes at their own risk. He added that he was not going to apologize for drawing a popular feature.
End of Calvin and Hobbes
On November 9, 1995, Watterson announced the end of Calvin and Hobbes with the following letter to newspaper editors:
The last strip of Calvin and Hobbes was published on December 31, 1995.
After Calvin and Hobbes
In the years since Calvin and Hobbes was ended, many attempts have been made to contact Watterson. Both The Plain Dealer and the Cleveland Scene sent reporters, in 1998 and 2003 respectively, but neither were able to make contact with the media-shy Watterson. Since 1995, Watterson has taken up painting, at one point drawing landscapes of the woods with his father. He has kept away from the public eye and shown no interest in resuming the strip, creating new works based on the strip's characters, or embarking on new commercial projects, though he has published several Calvin and Hobbes "treasury collection" anthologies. He does not sign autographs or license his characters. Watterson was once known to sneak autographed copies of his books onto the shelves of the Fireside Bookshop, a family-owned bookstore in his hometown of Chagrin Falls, Ohio. He ended this practice after discovering that some of the autographed books were being sold online for high prices.
Watterson rarely gives interviews or makes public appearances. His lengthiest interviews include the cover story in The Comics Journal No. 127 in February 1989, an interview that appeared in a 1987 issue of Honk Magazine, and one in a 2015 Watterson exhibition catalogue.
On December 21, 1999, a short piece was published in the Los Angeles Times, written by Watterson to mark the forthcoming retirement of iconic Peanuts creator Charles Schulz.
Circa 2003, Gene Weingarten of The Washington Post sent Watterson the first edition of the Barnaby book as an incentive, hoping to land an interview. Weingarten passed the book to Watterson's parents, along with a message, and declared that he would wait in his hotel for as long as it took Watterson to contact him. Watterson's editor Lee Salem called the next day to tell Weingarten that the cartoonist would not be coming.
In 2004, Watterson and his wife Melissa bought a home in the Cleveland suburb of Cleveland Heights, Ohio. In 2005, they completed the move from their home in Chagrin Falls to their new residence.
In October 2005, Watterson answered 15 questions submitted by readers. In October 2007, he wrote a review of Schulz and Peanuts, a biography of Charles Schulz, in The Wall Street Journal.
In 2008, he provided a foreword for the first book collection of Richard Thompson's Cul de Sac comic strip. In April 2011, a representative for Andrews McMeel received a package from a "William Watterson in Cleveland Heights, Ohio" which contained a oil-on-board painting of Cul de Sac character Petey Otterloop, done by Watterson for the Team Cul de Sac fundraising project for Parkinson's disease in honor of Richard Thompson, who was diagnosed in 2009. Watterson's syndicate (which ultimately became Universal Uclick) revealed that the painting was the first new artwork of his that the syndicate has seen since Calvin and Hobbes ended in 1995.
In October 2009, Nevil Marttell published a book called Looking for Calvin and Hobbes, which included a story about the author seeking an interview with Watterson. In his search he interviews friends, co-workers and family but never gets to meet the artist himself.
In early 2010, Watterson was interviewed by The Plain Dealer on the 15th anniversary of the end of Calvin and Hobbes. Explaining his decision to discontinue the strip, he said,
In October 2013, the magazine Mental Floss published an interview with Watterson, only the second since the strip ended. Watterson again confirmed that he would not be revisiting Calvin and Hobbes, and that he was satisfied with his decision. He also gave his opinion on the changes in the comic-strip industry and where it would be headed in the future:
In 2013 the documentary Dear Mr. Watterson, exploring the cultural impact of Calvin and Hobbes, was released. Watterson himself did not appear in the film.
On February 26, 2014, Watterson published his first cartoon since the end of Calvin and Hobbes: a poster for the documentary Stripped.
In 2014, Watterson co-authored The Art of Richard Thompson with Washington Post cartoonist Nick Galifianakis and David Apatoff.
In June 2014, three strips of Pearls Before Swine (published June 4, June 5, and June 6, 2014) featured guest illustrations by Watterson after mutual friend Nick Galifianakis connected him and cartoonist Stephan Pastis, who communicated via e-mail. Pastis likened this unexpected collaboration to getting "a glimpse of Bigfoot". "I thought maybe Stephan and I could do this goofy collaboration and then use the result to raise some money for Parkinson's research in honor of Richard Thompson. It seemed like a perfect convergence", Watterson told The Washington Post. The day that Stephan Pastis returned to his own strip, he paid tribute to Watterson by alluding to the final strip of Calvin and Hobbes from December 31, 1995.
On November 5, 2014, a poster was unveiled, drawn by Watterson for the 2015 Angoulême International Comics Festival where he was awarded the Grand Prix in 2014.
On April 1, 2016, for April Fools' Day, Berkeley Breathed posted on Facebook that Watterson had signed "the franchise over to my 'administration'". He then posted a comic with Calvin, Hobbes, and Opus all featured. The comic is signed by Watterson, though the degree of his involvement was speculative. Breathed posted another "Calvin County" strip featuring Calvin and Hobbes, also "signed" by Watterson on April 1, 2017, along with a fake New York Times story ostensibly detailing the "merger" of the two strips. Berkeley Breathed included Hobbes in a November 27, 2017, strip as a stand-in for the character Steve Dallas. Hobbes has also returned in the June 9, 11, and 12, 2021, strips as a stand-in for Bill The Cat.
Exhibitions
In 2001, the Billy Ireland Cartoon Library & Museum at Ohio State University mounted an exhibition of Watterson's Sunday strips. He chose thirty-six of his favorites, displaying them with both the original drawing and the colored finished product, with most pieces featuring personal annotations. Watterson also wrote an accompanying essay that served as the foreword for the exhibit, called "Calvin and Hobbes: Sunday Pages 1985–1995", which opened on September 10, 2001. It was taken down in January 2002. The accompanying published catalog had the same title.
From March 22 to August 3, 2014, Watterson exhibited again at the Billy Ireland Cartoon Library & Museum at Ohio State University. In conjunction with this exhibition, Watterson also participated in an interview with the school. An exhibition catalog named Exploring Calvin and Hobbes was released with the exhibit. The book contained a lengthy interview with Bill Watterson, conducted by Jenny Robb, the curator of the museum.
The Mysteries
Watterson released his first published work in 28 years on October 10, 2023, called The Mysteries. It was an illustrated "fable for grown ups" about "what lies beyond human understanding." The work was a collaboration with the illustrator and caricaturist John Kascht.
Awards and honors
Watterson was awarded the National Cartoonists Society's Reuben Award in both 1986 and 1988. Watterson's second Reuben win made him the youngest cartoonist to be so honored, and only the sixth person to win twice, following Milton Caniff, Charles Schulz, Dik Browne, Chester Gould, and Jeff MacNelly. (Gary Larson is the only cartoonist to win a second Reuben since Watterson.) In 2014, Watterson was awarded the Grand Prix at the Angoulême International Comics Festival for his body of work, becoming just the fourth non-European cartoonist to be so honored in the first 41 years of the event.
1986: Reuben Award, Outstanding Cartoonist of the Year
1988: Reuben Award, Outstanding Cartoonist of the Year
1988: National Cartoonists Society, Newspaper Comic Strips Humor Award
1988: Sproing Award, for Tommy og Tigern (Calvin and Hobbes)
1989: Harvey Award, Special Award for Humor, for Calvin and Hobbes
1990: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
1990: Max & Moritz Prize, Best Comic Strip, for Calvin and Hobbes
1991: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
1991: Adamson Award, for Kalle och Hobbe (Calvin and Hobbes)
1992: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
1992: Eisner Award, Best Comic Strip Collection, for The Revenge of the Baby-Sat
1992: Angoulême International Comics Festival, Prize for Best Foreign Comic Book, for En avant tête de thon!
1993: Eisner Award, Best Comic Strip Collection, for Attack of the Deranged Mutant Killer Monster Snow Goons
1993: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
1994: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
1995: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
1996: Harvey Award, Best Syndicated Comic Strip, for Calvin and Hobbes
2014: Grand Prix, Angoulême International Comics Festival
2020: Inducted into the Will Eisner Award Hall of Fame
Bibliography
1987: Calvin and Hobbes
1988: Something Under the Bed is Drooling
1988: Yukon Ho!
1990: Weirdos from Another Planet
1991: The Revenge of the Baby-Sat
1991: Scientific Progress Goes "Boink"
1992: Attack of the Deranged Mutant Killer Monster Snow Goons
1993: The Days are Just Packed
1994: Homicidal Psycho Jungle Cat: A Calvin and Hobbes Collection
1995: The Calvin and Hobbes Tenth Anniversary Book
1996: There's Treasure Everywhere
1996: It's a Magical World
2023: The Mysteries
Treasury collections
1988: The Essential Calvin and Hobbes
1989: The Lazy Sunday Book
1990: The Authoritative Calvin and Hobbes
1992: The Indispensable Calvin and Hobbes
2002: Calvin and Hobbes Sunday Pages 1985–1995
2005: The Complete Calvin and Hobbes
2019: The Complete Calvin and Hobbes (reprint)
Notes
References
External links
.
, Bill Watterson's Commencement Address to Kenyon College.
.
1958 births
American comic strip cartoonists
American people of English descent
Artists from Washington, D.C.
Grand Prix de la ville d'Angoulême winners
Harvey Award winners
Kenyon College alumni
Living people
People from Chagrin Falls, Ohio
Reuben Award winners |
4035 | https://en.wikipedia.org/wiki/Black | Black | Black is a color that results from the absence or complete absorption of visible light. It is an achromatic color, without hue, like white and grey. It is often used symbolically or figuratively to represent darkness. Black and white have often been used to describe opposites such as good and evil, the Dark Ages versus Age of Enlightenment, and night versus day. Since the Middle Ages, black has been the symbolic color of solemnity and authority, and for this reason it is still commonly worn by judges and magistrates.
Black was one of the first colors used by artists in Neolithic cave paintings. It was used in ancient Egypt and Greece as the color of the underworld. In the Roman Empire, it became the color of mourning, and over the centuries it was frequently associated with death, evil, witches, and magic. In the 14th century, it was worn by royalty, clergy, judges, and government officials in much of Europe. It became the color worn by English romantic poets, businessmen and statesmen in the 19th century, and a high fashion color in the 20th century. According to surveys in Europe and North America, it is the color most commonly associated with mourning, the end, secrets, magic, force, violence, fear, evil, and elegance.
Black is the most common ink color used for printing books, newspapers and documents, as it provides the highest contrast with white paper and thus is the easiest color to read. Similarly, black text on a white screen is the most common format used on computer screens. As of September 2019, the darkest material is made by MIT engineers from vertically aligned carbon nanotubes.
Etymology
The word black comes from Old English blæc ("black, dark", also, "ink"), from Proto-Germanic *blakkaz ("burned"), from Proto-Indo-European *bhleg- ("to burn, gleam, shine, flash"), from base *bhel- ("to shine"), related to Old Saxon blak ("ink"), Old High German blach ("black"), Old Norse blakkr ("dark"), Dutch blaken ("to burn"), and Swedish bläck ("ink"). More distant cognates include Latin flagrare ("to blaze, glow, burn"), and Ancient Greek phlegein ("to burn, scorch"). The Ancient Greeks sometimes used the same word to name different colors, if they had the same intensity. Kuanos''' could mean both dark blue and black. The Ancient Romans had two words for black: ater was a flat, dull black, while niger was a brilliant, saturated black. Ater has vanished from the vocabulary, but niger was the source of the country name Nigeria, the English word Negro, and the word for "black" in most modern Romance languages (French: noir; Spanish and Portuguese: negro; Italian: nero; Romanian: negru).
Old High German also had two words for black: swartz for dull black and blach for a luminous black. These are parallelled in Middle English by the terms swart for dull black and blaek for luminous black. Swart still survives as the word swarthy, while blaek became the modern English black. The former is cognate with the words used for black in most modern Germanic languages aside from English (German: schwarz, Dutch: zwart, Swedish: svart, Danish: sort, Icelandic: svartr). In heraldry, the word used for the black color is sable, named for the black fur of the sable, an animal.
Art
Prehistoric
Black was one of the first colors used in art. The Lascaux Cave in France contains drawings of bulls and other animals drawn by paleolithic artists between 18,000 and 17,000 years ago. They began by using charcoal, and later achieved darker pigments by burning bones or grinding a powder of manganese oxide.
Ancient
For the ancient Egyptians, black had positive associations; being the color of fertility and the rich black soil flooded by the Nile. It was the color of Anubis, the god of the underworld, who took the form of a black jackal, and offered protection against evil to the dead. To ancient Greeks, black represented the underworld, separated from the living by the river Acheron, whose water ran black. Those who had committed the worst sins were sent to Tartarus, the deepest and darkest level. In the center was the palace of Hades, the king of the underworld, where he was seated upon a black ebony throne. Black was one of the most important colors used by ancient Greek artists. In the 6th century BC, they began making black-figure pottery and later red figure pottery, using a highly original technique. In black-figure pottery, the artist would paint figures with a glossy clay slip on a red clay pot. When the pot was fired, the figures painted with the slip would turn black, against a red background. Later they reversed the process, painting the spaces between the figures with slip. This created magnificent red figures against a glossy black background.
In the social hierarchy of ancient Rome, purple was the color reserved for the Emperor; red was the color worn by soldiers (red cloaks for the officers, red tunics for the soldiers); white the color worn by the priests, and black was worn by craftsmen and artisans. The black they wore was not deep and rich; the vegetable dyes used to make black were not solid or lasting, so the blacks often faded to gray or brown.
In Latin, the word for black, ater and to darken, atere, were associated with cruelty, brutality and evil. They were the root of the English words "atrocious" and "atrocity". Black was also the Roman color of death and mourning. In the 2nd century BC Roman magistrates began to wear a dark toga, called a toga pulla, to funeral ceremonies. Later, under the Empire, the family of the deceased also wore dark colors for a long period; then, after a banquet to mark the end of mourning, exchanged the black for a white toga. In Roman poetry, death was called the hora nigra, the black hour.
The German and Scandinavian peoples worshipped their own goddess of the night, Nótt, who crossed the sky in a chariot drawn by a black horse. They also feared Hel, the goddess of the kingdom of the dead, whose skin was black on one side and red on the other. They also held sacred the raven. They believed that Odin, the king of the Nordic pantheon, had two black ravens, Huginn and Muninn, who served as his agents, traveling the world for him, watching and listening.
Postclassical
In the early Middle Ages, black was commonly associated with darkness and evil. In Medieval paintings, the devil was usually depicted as having human form, but with wings and black skin or hair.
12th and 13th centuries
In fashion, black did not have the prestige of red, the color of the nobility. It was worn by Benedictine monks as a sign of humility and penitence. In the 12th century a famous theological dispute broke out between the Cistercian monks, who wore white, and the Benedictines, who wore black. A Benedictine abbot, Pierre the Venerable, accused the Cistercians of excessive pride in wearing white instead of black. Saint Bernard of Clairvaux, the founder of the Cistercians responded that black was the color of the devil, hell, "of death and sin", while white represented "purity, innocence and all the virtues".
Black symbolized both power and secrecy in the medieval world. The emblem of the Holy Roman Empire of Germany was a black eagle. The black knight in the poetry of the Middle Ages was an enigmatic figure, hiding his identity, usually wrapped in secrecy.
Black ink, invented in China, was traditionally used in the Middle Ages for writing, for the simple reason that black was the darkest color and therefore provided the greatest contrast with white paper or parchment, making it the easiest color to read. It became even more important in the 15th century, with the invention of printing. A new kind of ink, printer's ink, was created out of soot, turpentine and walnut oil. The new ink made it possible to spread ideas to a mass audience through printed books, and to popularize art through black and white engravings and prints. Because of its contrast and clarity, black ink on white paper continued to be the standard for printing books, newspapers and documents; and for the same reason black text on a white background is the most common format used on computer screens.
14th and 15th centuries
In the early Middle Ages, princes, nobles and the wealthy usually wore bright colors, particularly scarlet cloaks from Italy. Black was rarely part of the wardrobe of a noble family. The one exception was the fur of the sable. This glossy black fur, from an animal of the marten family, was the finest and most expensive fur in Europe. It was imported from Russia and Poland and used to trim the robes and gowns of royalty.
In the 14th century, the status of black began to change. First, high-quality black dyes began to arrive on the market, allowing garments of a deep, rich black. Magistrates and government officials began to wear black robes, as a sign of the importance and seriousness of their positions. A third reason was the passage of sumptuary laws in some parts of Europe which prohibited the wearing of costly clothes and certain colors by anyone except members of the nobility. The famous bright scarlet cloaks from Venice and the peacock blue fabrics from Florence were restricted to the nobility. The wealthy bankers and merchants of northern Italy responded by changing to black robes and gowns, made with the most expensive fabrics.
The change to the more austere but elegant black was quickly picked up by the kings and nobility. It began in northern Italy, where the Duke of Milan and the Count of Savoy and the rulers of Mantua, Ferrara, Rimini and Urbino began to dress in black. It then spread to France, led by Louis I, Duke of Orleans, younger brother of King Charles VI of France. It moved to England at the end of the reign of King Richard II (1377–1399), where all the court began to wear black. In 1419–20, black became the color of the powerful Duke of Burgundy, Philip the Good. It moved to Spain, where it became the color of the Spanish Habsburgs, of Charles V and of his son, Philip II of Spain (1527–1598). European rulers saw it as the color of power, dignity, humility and temperance. By the end of the 16th century, it was the color worn by almost all the monarchs of Europe and their courts.
Modern
16th and 17th centuries
While black was the color worn by the Catholic rulers of Europe, it was also the emblematic color of the Protestant Reformation in Europe and the Puritans in England and America. John Calvin, Philip Melanchthon and other Protestant theologians denounced the richly colored and decorated interiors of Roman Catholic churches. They saw the color red, worn by the Pope and his Cardinals, as the color of luxury, sin, and human folly. In some northern European cities, mobs attacked churches and cathedrals, smashed the stained glass windows and defaced the statues and decoration. In Protestant doctrine, clothing was required to be sober, simple and discreet. Bright colors were banished and replaced by blacks, browns and grays; women and children were recommended to wear white.
In the Protestant Netherlands, Rembrandt used this sober new palette of blacks and browns to create portraits whose faces emerged from the shadows expressing the deepest human emotions. The Catholic painters of the Counter-Reformation, like Rubens, went in the opposite direction; they filled their paintings with bright and rich colors. The new Baroque churches of the Counter-Reformation were usually shining white inside and filled with statues, frescoes, marble, gold and colorful paintings, to appeal to the public. But European Catholics of all classes, like Protestants, eventually adopted a sober wardrobe that was mostly black, brown and gray.
In the second part of the 17th century, Europe and America experienced an epidemic of fear of witchcraft. People widely believed that the devil appeared at midnight in a ceremony called a Black Mass or black sabbath, usually in the form of a black animal, often a goat, a dog, a wolf, a bear, a deer or a rooster, accompanied by their familiar spirits, black cats, serpents and other black creatures. This was the origin of the widespread superstition about black cats and other black animals. In medieval Flanders, in a ceremony called Kattenstoet, black cats were thrown from the belfry of the Cloth Hall of Ypres to ward off witchcraft.
Witch trials were common in both Europe and America during this period. During the notorious Salem witch trials in New England in 1692–93, one of those on trial was accused of being able turn into a "black thing with a blue cap," and others of having familiars in the form of a black dog, a black cat and a black bird. Nineteen women and men were hanged as witches.
18th and 19th centuries
In the 18th century, during the European Age of Enlightenment, black receded as a fashion color. Paris became the fashion capital, and pastels, blues, greens, yellow and white became the colors of the nobility and upper classes. But after the French Revolution, black again became the dominant color.
Black was the color of the industrial revolution, largely fueled by coal, and later by oil. Thanks to coal smoke, the buildings of the large cities of Europe and America gradually turned black. By 1846 the industrial area of the West Midlands of England was "commonly called 'the Black Country'”. Charles Dickens and other writers described the dark streets and smoky skies of London, and they were vividly illustrated in the engravings of French artist Gustave Doré.
A different kind of black was an important part of the romantic movement in literature. Black was the color of melancholy, the dominant theme of romanticism. The novels of the period were filled with castles, ruins, dungeons, storms, and meetings at midnight. The leading poets of the movement were usually portrayed dressed in black, usually with a white shirt and open collar, and a scarf carelessly over their shoulder, Percy Bysshe Shelley and Lord Byron helped create the enduring stereotype of the romantic poet.
The invention of inexpensive synthetic black dyes and the industrialization of the textile industry meant that high-quality black clothes were available for the first time to the general population. In the 19th century black gradually became the most popular color of business dress of the upper and middle classes in England, the Continent, and America.
Black dominated literature and fashion in the 19th century, and played a large role in painting. James McNeill Whistler made the color the subject of his most famous painting, Arrangement in grey and black number one (1871), better known as Whistler's Mother.
Some 19th-century French painters had a low opinion of black: "Reject black," Paul Gauguin said, "and that mix of black and white they call gray. Nothing is black, nothing is gray." But Édouard Manet used blacks for their strength and dramatic effect. Manet's portrait of painter Berthe Morisot was a study in black which perfectly captured her spirit of independence. The black gave the painting power and immediacy; he even changed her eyes, which were green, to black to strengthen the effect. Henri Matisse quoted the French impressionist Pissarro telling him, "Manet is stronger than us all – he made light with black."
Pierre-Auguste Renoir used luminous blacks, especially in his portraits. When someone told him that black was not a color, Renoir replied: "What makes you think that? Black is the queen of colors. I always detested Prussian blue. I tried to replace black with a mixture of red and blue, I tried using cobalt blue or ultramarine, but I always came back to ivory black."
Vincent van Gogh used black lines to outline many of the objects in his paintings, such as the bed in the famous painting of his bedroom. making them stand apart. His painting of black crows over a cornfield, painted shortly before he died, was particularly agitated and haunting. In the late 19th century, black also became the color of anarchism. (See the section political movements.)
20th and 21st centuries
In the 20th century, black was the color of Italian and German fascism. (See the section political movements.)
In art, black regained some of the territory that it had lost during the 19th century. The Russian painter Kasimir Malevich, a member of the Suprematist movement, created the Black Square in 1915, is widely considered the first purely abstract painting. He wrote, "The painted work is no longer simply the imitation of reality, but is this very reality ... It is not a demonstration of ability, but the materialization of an idea."
Black was also appreciated by Henri Matisse. "When I didn't know what color to put down, I put down black," he said in 1945. "Black is a force: I used black as ballast to simplify the construction ... Since the impressionists it seems to have made continuous progress, taking a more and more important part in color orchestration, comparable to that of the double bass as a solo instrument."
In the 1950s, black came to be a symbol of individuality and intellectual and social rebellion, the color of those who did not accept established norms and values. In Paris, it was worn by Left-Bank intellectuals and performers such as Juliette Gréco, and by some members of the Beat Movement in New York and San Francisco. Black leather jackets were worn by motorcycle gangs such as the Hells Angels and street gangs on the fringes of society in the United States. Black as a color of rebellion was celebrated in such films as The Wild One, with Marlon Brando. By the end of the 20th century, black was the emblematic color of the punk subculture punk fashion, and the goth subculture. Goth fashion, which emerged in England in the 1980s, was inspired by Victorian era mourning dress.
In men's fashion, black gradually ceded its dominance to navy blue, particularly in business suits. Black evening dress and formal dress in general were worn less and less. In 1960, John F. Kennedy was the last American President to be inaugurated wearing formal dress; President Lyndon Johnson and all his successors were inaugurated wearing business suits.
Women's fashion was revolutionized and simplified in 1926 by the French designer Coco Chanel, who published a drawing of a simple black dress in Vogue magazine. She famously said, "A woman needs just three things; a black dress, a black sweater, and, on her arm, a man she loves." French designer Jean Patou also followed suit by creating a black collection in 1929. Other designers contributed to the trend of the little black dress. The Italian designer Gianni Versace said, "Black is the quintessence of simplicity and elegance," and French designer Yves Saint Laurent said, "black is the liaison which connects art and fashion. One of the most famous black dresses of the century was designed by Hubert de Givenchy and was worn by Audrey Hepburn in the 1961 film Breakfast at Tiffany's.
The American civil rights movement in the 1950s was a struggle for the political equality of African Americans. It developed into the Black Power movement in the early 1960s until the late 1980s, and the Black Lives Matter movement in the 2010s and 2020s. It also popularized the slogan "Black is Beautiful".
Science
Physics
In the visible spectrum, black is the result of the absorption of all light wavelengths. Black can be defined as the visual impression (or color) experienced when no visible light reaches the eye. Pigments or dyes that absorb light rather than reflect it back to the eye "look black". A black pigment can, however, result from a combination of several pigments that collectively absorb all colors. If appropriate proportions of three primary pigments are mixed, the result reflects so little light as to be called "black". This provides two superficially opposite but actually complementary descriptions of black. Black is the absorption of all colors of light, or an exhaustive combination of multiple colors of pigment.
In physics, a black body is a perfect absorber of light, but, by a thermodynamic rule, it is also the best emitter. Thus, the best radiative cooling, out of sunlight, is by using black paint, though it is important that it be black (a nearly perfect absorber) in the infrared as well. In elementary science, far ultraviolet light is called "black light" because, while itself unseen, it causes many minerals and other substances to fluoresce.
Absorption of light is contrasted by transmission, reflection and diffusion, where the light is only redirected, causing objects to appear transparent, reflective or white respectively. A material is said to be black if most incoming light is absorbed equally in the material. Light (electromagnetic radiation in the visible spectrum) interacts with the atoms and molecules, which causes the energy of the light to be converted into other forms of energy, usually heat. This means that black surfaces can act as thermal collectors, absorbing light and generating heat (see Solar thermal collector).
As of September 2019, the darkest material is made from vertically aligned carbon nanotubes. The material was grown by MIT engineers and was reported to have a 99.995% absorption rate of any incoming light. This surpasses any former darkest materials including Vantablack, which has a peak absorption rate of 99.965% in the visible spectrum.
Chemistry
Pigments
The earliest pigments used by Neolithic man were charcoal, red ocher and yellow ocher. The black lines of cave art were drawn with the tips of burnt torches made of a wood with resin. Different charcoal pigments were made by burning different woods and animal products, each of which produced a different tone. The charcoal would be ground and then mixed with animal fat to make the pigment.
Vine black was produced in Roman times by burning the cut branches of grapevines. It could also be produced by burning the remains of the crushed grapes, which were collected and dried in an oven. According to the historian Vitruvius, the deepness and richness of the black produced corresponded to the quality of the wine. The finest wines produced a black with a bluish tinge the color of indigo.
The 15th-century painter Cennino Cennini described how this pigment was made during the Renaissance in his famous handbook for artists: "...there is a black which is made from the tendrils of vines. And these tendrils need to be burned. And when they have been burned, throw some water onto them and put them out and then mull them in the same way as the other black. And this is a lean and black pigment and is one of the perfect pigments that we use."
Cennini also noted that "There is another black which is made from burnt almond shells or peaches and this is a perfect, fine black." Similar fine blacks were made by burning the pits of the peach, cherry or apricot. The powdered charcoal was then mixed with gum arabic or the yellow of an egg to make a paint.
Different civilizations burned different plants to produce their charcoal pigments. The Inuit of Alaska used wood charcoal mixed with the blood of seals to paint masks and wooden objects. The Polynesians burned coconuts to produce their pigment.
Lamp black was used as a pigment for painting and frescoes, as a dye for fabrics, and in some societies for making tattoos. The 15th century Florentine painter Cennino Cennini described how it was made during the Renaissance: "... take a lamp full of linseed oil and fill the lamp with the oil and light the lamp. Then place it, lit, under a thoroughly clean pan and make sure that the flame from the lamp is two or three fingers from the bottom of the pan. The smoke that comes off the flame will hit the bottom of the pan and gather, becoming thick. Wait a bit. take the pan and brush this pigment (that is, this smoke) onto paper or into a pot with something. And it is not necessary to mull or grind it because it is a very fine pigment. Re-fill the lamp with the oil and put it under the pan like this several times and, in this way, make as much of it as is necessary." This same pigment was used by Indian artists to paint the Ajanta Caves, and as dye in ancient Japan.
Ivory black, also known as bone char, was originally produced by burning ivory and mixing the resulting charcoal powder with oil. The color is still made today, but ordinary animal bones are substituted for ivory.
Mars black is a black pigment made of synthetic iron oxides. It is commonly used in water-colors and oil painting. It takes its name from Mars, the god of war and patron of iron.
Dyes
Good-quality black dyes were not known until the middle of the 14th century. The most common early dyes were made from bark, roots or fruits of different trees; usually walnuts, chestnuts, or certain oak trees. The blacks produced were often more gray, brown or bluish. The cloth had to be dyed several times to darken the color. One solution used by dyers was add to the dye some iron filings, rich in iron oxide, which gave a deeper black. Another was to first dye the fabric dark blue, and then to dye it black.
A much richer and deeper black dye was eventually found made from the oak apple or "gall-nut". The gall-nut is a small round tumor which grows on oak and other varieties of trees. They range in size from 2–5 cm, and are caused by chemicals injected by the larva of certain kinds of gall wasp in the family Cynipidae. The dye was very expensive; a great quantity of gall-nuts were needed for a very small amount of dye. The gall-nuts which made the best dye came from Poland, eastern Europe, the near east and North Africa. Beginning in about the 14th century, dye from gall-nuts was used for clothes of the kings and princes of Europe.
Another important source of natural black dyes from the 17th century onwards was the logwood tree, or Haematoxylum campechianum, which also produced reddish and bluish dyes. It is a species of flowering tree in the legume family, Fabaceae, that is native to southern Mexico and northern Central America. The modern nation of Belize grew from 17th century English logwood logging camps.
Since the mid-19th century, synthetic black dyes have largely replaced natural dyes. One of the important synthetic blacks is Nigrosin, a mixture of synthetic black dyes (CI 50415, Solvent black 5) made by heating a mixture of nitrobenzene, aniline and aniline hydrochloride in the presence of a copper or iron catalyst. Its main industrial uses are as a colorant for lacquers and varnishes and in marker-pen inks.
Inks
The first known inks were made by the Chinese, and date back to the 23rd century B.C. They used natural plant dyes and minerals such as graphite ground with water and applied with an ink brush. Early Chinese inks similar to the modern inkstick have been found dating to about 256 BC at the end of the Warring States period. They were produced from soot, usually produced by burning pine wood, mixed with animal glue. To make ink from an inkstick, the stick is continuously ground against an inkstone with a small quantity of water to produce a dark liquid which is then applied with an ink brush. Artists and calligraphists could vary the thickness of the resulting ink by reducing or increasing the intensity and time of ink grinding. These inks produced the delicate shading and subtle or dramatic effects of Chinese brush painting.
India ink (or "Indian ink" in British English) is a black ink once widely used for writing and printing and now more commonly used for drawing, especially when inking comic books and comic strips. The technique of making it probably came from China. India ink has been in use in India since at least the 4th century BC, where it was called masi. In India, the black color of the ink came from bone char, tar, pitch and other substances.
The ancient Romans had a black writing ink they called atramentum librarium. Its name came from the Latin word atrare, which meant to make something black. (This was the same root as the English word atrocious.) It was usually made, like India ink, from soot, although one variety, called atramentum elephantinum, was made by burning the ivory of elephants.
Gall-nuts were also used for making fine black writing ink. Iron gall ink (also known as iron gall nut ink or oak gall ink) was a purple-black or brown-black ink made from iron salts and tannic acids from gall nut. It was the standard writing and drawing ink in Europe, from about the 12th century to the 19th century, and remained in use well into the 20th century.
Astronomy
A black hole is a region of spacetime where gravity prevents anything, including light, from escaping. The theory of general relativity predicts that a sufficiently compact mass will deform spacetime to form a black hole. Around a black hole there is a mathematically defined boundary called an event horizon that marks the point of no return. It is called "black" because it absorbs all the light that hits the horizon, reflecting nothing, just like a perfect black body in thermodynamics. Black holes of stellar mass are expected to form when very massive stars collapse at the end of their life cycle. After a black hole has formed it can continue to grow by absorbing mass from its surroundings. By absorbing other stars and merging with other black holes, supermassive black holes of millions of solar masses may form. There is general consensus that supermassive black holes exist in the centers of most galaxies. Although a black hole itself is black, infalling material forms an accretion disk, one of the brightest types of object in the universe.
Black-body radiation refers to the radiation coming from a body at a given temperature where all incoming energy (light) is converted to heat.
Black sky refers to the appearance of space as one emerges from Earth's atmosphere.
Why the night sky and space are black – Olbers' paradox
The fact that outer space is black is sometimes called Olbers' paradox. In theory, because the universe is full of stars, and is believed to be infinitely large, it would be expected that the light of an infinite number of stars would be enough to brilliantly light the whole universe all the time. However, the background color of outer space is black. This contradiction was first noted in 1823 by German astronomer Heinrich Wilhelm Matthias Olbers, who posed the question of why the night sky was black.
The current accepted answer is that, although the universe may be infinitely large, it is not infinitely old. It is thought to be about 13.8 billion years old, so we can only see objects as far away as the distance light can travel in 13.8 billion years. Light from stars farther away has not reached Earth, and cannot contribute to making the sky bright. Furthermore, as the universe is expanding, many stars are moving away from Earth. As they move, the wavelength of their light becomes longer, through the Doppler effect, and shifts toward red, or even becomes invisible. As a result of these two phenomena, there is not enough starlight to make space anything but black.
The daytime sky on Earth is blue because light from the Sun strikes molecules in Earth's atmosphere scattering light in all directions. Blue light is scattered more than other colors, and reaches the eye in greater quantities, making the daytime sky appear blue. This is known as Rayleigh scattering.
The nighttime sky on Earth is black because the part of Earth experiencing night is facing away from the Sun, the light of the Sun is blocked by Earth itself, and there is no other bright nighttime source of light in the vicinity. Thus, there is not enough light to undergo Rayleigh scattering and make the sky blue. On the Moon, on the other hand, because there is virtually no atmosphere to scatter the light, the sky is black both day and night. This also holds true for other locations without an atmosphere, such as Mercury.
Biology
Culture
In China, the color black is associated with water, one of the five fundamental elements believed to compose all things; and with winter, cold, and the direction north, usually symbolized by a black tortoise. It is also associated with disorder, including the positive disorder which leads to change and new life. When the first Emperor of China Qin Shi Huang seized power from the Zhou Dynasty, he changed the Imperial color from red to black, saying that black extinguished red. Only when the Han Dynasty appeared in 206 BC was red restored as the imperial color.
In Japan, black is associated with mystery, the night, the unknown, the supernatural, the invisible and death. Combined with white, it can symbolize intuition. In 10th and 11th century Japan, it was believed that wearing black could bring misfortune. It was worn at court by those who wanted to set themselves apart from the established powers or who had renounced material possessions.
In Japan black can also symbolize experience, as opposed to white, which symbolizes naiveté. The black belt in martial arts symbolizes experience, while a white belt is worn by novices. Japanese men traditionally wear a black kimono with some white decoration on their wedding day.
In Indonesia black is associated with depth, the subterranean world, demons, disaster, and the left hand. When black is combined with white, however, it symbolizes harmony and equilibrium.
Political movements
Anarchism
Anarchism is a political philosophy, most popular in the late 19th and early 20th centuries, which holds that governments and capitalism are harmful and undesirable. The symbols of anarchism was usually either a black flag or a black letter A. More recently it is usually represented with a bisected red and black flag, to emphasise the movement's socialist roots in the First International. Anarchism was most popular in Spain, France, Italy, Ukraine and Argentina. There were also small but influential movements in the United States, Russia and many other countries all around the world.
The Black Army was a collection of anarchist military units which fought for a stateless society in Ukraine in the Russian Civil War. While fighting against the reactionary White Army and alongside the Bolshevik Red Army at first, it was later defeated by the Communist forces. It was officially known as the Revolutionary Insurgent Army of Ukraine, and originally founded by the anarchist Nestor Makhno.
Fascism
The Blackshirts () were Fascist paramilitary groups in Italy during the period immediately following World War I and until the end of World War II. The Blackshirts were officially known as the Voluntary Militia for National Security (Milizia Volontaria per la Sicurezza Nazionale, or MVSN).
Inspired by the black uniforms of the Arditi, Italy's elite storm troops of World War I, the Fascist Blackshirts were organized by Benito Mussolini as the military tool of his political movement. They used violence and intimidation against Mussolini's opponents. The emblem of the Italian fascists was a black flag with fasces, an axe in a bundle of sticks, an ancient Roman symbol of authority. Mussolini came to power in 1922 through his March on Rome with the blackshirts.
Black was also adopted by Adolf Hitler and the Nazis in Germany. Red, white and black were the colors of the flag of the German Empire from 1870 to 1918. In Mein Kampf, Hitler explained that they were "revered colors expressive of our homage to the glorious past." Hitler also wrote that "the new flag ... should prove effective as a large poster" because "in hundreds of thousands of cases a really striking emblem may be the first cause of awakening interest in a movement." The black swastika was meant to symbolize the Aryan race, which, according to the Nazis, "was always anti-Semitic and will always be anti-Semitic." Several designs by a number of different authors were considered, but the one adopted in the end was Hitler's personal design. Black became the color of the uniform of the SS, the Schutzstaffel or "defense corps", the paramilitary wing of the Nazi Party, and was worn by SS officers from 1932 until the end of World War II.
The Nazis used a black triangle to symbolize anti-social elements. The symbol originates from Nazi concentration camps, where every prisoner had to wear one of the Nazi concentration camp badges on their jacket, the color of which categorized them according to "their kind". Many Black Triangle prisoners were either mentally disabled or mentally ill. The homeless were also included, as were alcoholics, the Romani people, the habitually "work-shy", prostitutes, draft dodgers and pacifists. More recently the black triangle has been adopted as a symbol in lesbian culture and by disabled activists.
Black shirts were also worn by the British Union of Fascists before World War II, and members of fascist movements in the Netherlands.
Patriotic resistance
The Lützow Free Corps, composed of volunteer German students and academics fighting against Napoleon in 1813, could not afford to make special uniforms and therefore adopted black, as the only color that could be used to dye their civilian clothing without the original color showing. In 1815 the students began to carry a red, black and gold flag, which they believed (incorrectly) had been the colors of the Holy Roman Empire (the imperial flag had actually been gold and black). In 1848, this banner became the flag of the German confederation. In 1866, Prussia unified Germany under its rule, and imposed the red, white and black of its own flag, which remained the colors of the German flag until the end of the Second World War. In 1949 the Federal Republic of Germany returned to the original flag and colors of the students and professors of 1815, which is the flag of Germany today.
Military
Black has been a traditional color of cavalry and armoured or mechanized troops. German armoured troops (Panzerwaffe) traditionally wore black uniforms, and even in others, a black beret is common. In Finland, black is the symbolic color for both armoured troops and combat engineers, and military units of these specialities have black flags and unit insignia.
The black beret and the color black is also a symbol of special forces in many countries. Soviet and Russian OMON special police and Russian naval infantry wear a black beret. A black beret is also worn by military police in the Canadian, Czech, Croatian, Portuguese, Spanish and Serbian armies.
The silver-on-black skull and crossbones symbol or Totenkopf and a black uniform were used by Hussars and Black Brunswickers, the German Panzerwaffe and the Nazi Schutzstaffel, and U.S. 400th Missile Squadron (crossed missiles), and continues in use with the Estonian Kuperjanov Battalion.
Religion
In Christian theology, black was the color of the universe before God created light. In many religious cultures, from Mesoamerica to Oceania to India and Japan, the world was created out of a primordial darkness. In the Bible the light of faith and Christianity is often contrasted with the darkness of ignorance and paganism.
In Christianity, the devil is often called the "prince of darkness". The term was used in John Milton's poem Paradise Lost, published in 1667, referring to Satan, who is viewed as the embodiment of evil. It is an English translation of the Latin phrase princeps tenebrarum, which occurs in the Acts of Pilate, written in the fourth century, in the 11th-century hymn Rhythmus de die mortis by Pietro Damiani, and in a sermon by Bernard of Clairvaux from the 12th century. The phrase also occurs in King Lear by William Shakespeare (), Act III, Scene IV, l. 14:
'The prince of darkness is a gentleman."
Priests and pastors of the Roman Catholic, Eastern Orthodox and Protestant churches commonly wear black, as do monks of the Benedictine Order, who consider it the color of humility and penitence.
In Islam, black, along with green, plays an important symbolic role. It is the color of the Black Standard, the banner that is said to have been carried by the soldiers of Muhammad. It is also used as a symbol in Shi'a Islam (heralding the advent of the Mahdi), and the flag of followers of Islamism and Jihadism.
In Hinduism, the goddess Kali, goddess of time and change, is portrayed with black or dark blue skin. wearing a necklace adorned with severed heads and hands. Her name means "The black one". She destroys anger and passion according to Hindu mythology and her devotees are supposed to abstain from meat or intoxication. Kali does not eat meat, but it is the śāstra's injunction that those who are unable to give up meat-eating, they may sacrifice one goat, not cow, one small animal before the goddess Kali, on amāvāsya (new moon) day, night, not day, and they can eat it.
In Paganism, black represents dignity, force, stability, and protection. The color is often used to banish and release negative energies, or binding. An athame is a ceremonial blade often having a black handle, which is used in some forms of witchcraft.
Sports
The national rugby union team of New Zealand is called the All Blacks, in reference to their black outfits, and the color is also shared by other New Zealand national teams such as the Black Caps (cricket) and the Kiwis (rugby league).
Association football (soccer) referees traditionally wear all-black uniforms, however nowadays other uniform colors may also be worn.
In auto racing, a black flag signals a driver to go into the pits.
In baseball, "the black" refers to the batter's eye, a blacked out area around the center-field bleachers, painted black to give hitters a decent background for pitched balls.
A large number of teams have uniforms designed with black colors even when the team does not normally feature that color. Many feel the color sometimes imparts a psychological advantage in its wearers. Black is used by numerous professional and collegiate sports teams
Idioms and expressions
In general, the Negro race of African origin is called "Black", while the Caucasian race of European origin is called "White".
In the United States, "Black Friday" (the day after Thanksgiving Day, the fourth Thursday in November) is traditionally the busiest shopping day of the year. Many Americans are on holiday because of Thanksgiving, and many retailers open earlier and close later than normal, and offer special prices. The day's name originated in Philadelphia sometime before 1961, and originally was used to describe the heavy and disruptive downtown pedestrian and vehicle traffic which would occur on that day.Martin L. Apfelbaum, Philadelphia's "Black Friday," American Philatelist, vol. 69, no. 4, p. 239 (January 1966). Later an alternative explanation began to be offered: that "Black Friday" indicates the point in the year that retailers begin to turn a profit, or are "in the black", because of the large volume of sales on that day.
"In the black" means profitable. Accountants originally used black ink in ledgers to indicate profit, and red ink to indicate a loss.
Black Friday also refers to any particularly disastrous day on financial markets. The first Black Friday (1869), September 24, 1869, was caused by the efforts of two speculators, Jay Gould and James Fisk, to corner the gold market on the New York Gold Exchange.
A blacklist is a list of undesirable persons or entities (to be placed on the list is to be "blacklisted").
Black comedy is a form of comedy dealing with morbid and serious topics. The expression is similar to black humor or black humour.
A black mark against a person relates to something bad they have done.
A black mood is a bad one (cf Winston Churchill's clinical depression, which he called "my black dog").
Black market is used to denote the trade of illegal goods, or alternatively the illegal trade of otherwise legal items at considerably higher prices, e.g. to evade rationing.
Black propaganda is the use of known falsehoods, partial truths, or masquerades in propaganda to confuse an opponent.
Blackmail is the act of threatening someone to do something that would hurt them in some way, such as by revealing sensitive information about them, in order to force the threatened party to fulfill certain demands. Ordinarily, such a threat is illegal.
If the black eight-ball, in billiards, is sunk before all others are out of play, the player loses.
The black sheep of the family is the ne'er-do-well.
To blackball someone is to block their entry into a club or some such institution. In the traditional English gentlemen's club, members vote on the admission of a candidate by secretly placing a white or black ball in a hat. If upon the completion of voting, there was even one black ball amongst the white, the candidate would be denied membership, and he would never know who had "blackballed" him.
Black tea in the Western culture is known as "crimson tea" in Chinese and culturally influenced languages (紅 茶, Mandarin Chinese hóngchá; Japanese kōcha; Korean hongcha).
"The black" is a wildfire suppression term referring to a burned area on a wildfire capable of acting as a safety zone.
Black coffee refers to coffee without sugar or cream.
Associations and symbolism
Mourning
In the West, black is commonly associated with mourning and bereavement, and usually worn at funerals and memorial services. In some traditional societies, for example in Greece and Italy, some widows wear black for the rest of their lives. In contrast, across much of Africa and parts of Asia like Vietnam, white is a color of mourning.
In Victorian England, the colors and fabrics of mourning were specified in an unofficial dress code: "non-reflective black paramatta and crape for the first year of deepest mourning, followed by nine months of dullish black silk, heavily trimmed with crape, and then three months when crape was discarded. Paramatta was a fabric of combined silk and wool or cotton; crape was a harsh black silk fabric with a crimped appearance produced by heat. Widows were allowed to change into the colors of half-mourning, such as gray and lavender, black and white, for the final six months."
A "black day" (or week or month) usually refers to tragic date. The Romans marked fasti days with white stones and nefasti days with black. The term is often used to remember massacres. Black months include the Black September in Jordan, when large numbers of Palestinians were killed, and Black July in Sri Lanka, the killing of members of the Tamil population by the Sinhalese government.
In the financial world, the term often refers to a dramatic drop in the stock market. For example, the Wall Street Crash of 1929, the stock market crash on October 29, 1929, which marked the start of the Great Depression, is nicknamed Black Tuesday, and was preceded by Black Thursday, a downturn on October 24 the previous week.
Darkness and evil
In western popular culture, black has long been associated with evil and darkness. It is the traditional color of witchcraft and black magic.
In the Book of Revelation, the last book in the New Testament of the Bible, the Four Horsemen of the Apocalypse are supposed to announce the Apocalypse before the Last Judgment. The horseman representing famine rides a black horse. The vampire of literature and films, such as Count Dracula of the Bram Stoker novel, dressed in black, and could only move at night. The Wicked Witch of the West in the 1939 film The Wizard of Oz became the archetype of witches for generations of children. Whereas witches and sorcerers inspired real fear in the 17th century, in the 21st century children and adults dressed as witches for Halloween parties and parades.
Power, authority and solemnity
Black is frequently used as a color of power, law and authority. In many countries judges and magistrates wear black robes. That custom began in Europe in the 13th and 14th centuries. Jurists, magistrates and certain other court officials in France began to wear long black robes during the reign of Philip IV of France (1285–1314), and in England from the time of Edward I (1271–1307). The custom spread to the cities of Italy at about the same time, between 1300 and 1320. The robes of judges resembled those worn by the clergy, and represented the law and authority of the King, while those of the clergy represented the law of God and authority of the church.
Until the 20th century most police uniforms were black, until they were largely replaced by a less menacing blue in France, the U.S. and other countries. In the United States, police cars are frequently Black and white. The riot control units of the Basque Autonomous Police in Spain are known as beltzak ("blacks") after their uniform.
Black today is the most common color for limousines and the official cars of government officials.
Black formal attire is still worn at many solemn occasions or ceremonies, from graduations to formal balls. Graduation gowns are copied from the gowns worn by university professors in the Middle Ages, which in turn were copied from the robes worn by judges and priests, who often taught at the early universities. The mortarboard hat worn by graduates is adapted from a square cap called a biretta worn by Medieval professors and clerics.
Functionality
In the 19th and 20th centuries, many machines and devices, large and small, were painted black, to stress their functionality. These included telephones, sewing machines, steamships, railroad locomotives, and automobiles. The Ford Model T, the first mass-produced car, was available only in black from 1914 to 1926. Of means of transportation, only airplanes were rarely ever painted black.
Black house paint is becoming more popular with Sherwin-Williams reporting that the color, Tricorn Black, was the 6th most popular exterior house paint color in Canada and the 12th most popular paint in the United States in 2018.
Ethnography
The term "black" is often used in the West to describe people whose skin is darker. In the United States, it is particularly used to describe African Americans. The terms for African Americans have changed over the years, as shown by the categories in the United States Census, taken every ten years.
In the first U.S. Census, taken in 1790, just four categories were used: Free White males, Free White females, other free persons, and slaves.
In the 1820 census the new category "colored" was added.
In the 1850 census, slaves were listed by owner, and a B indicated black, while an M indicated "mulatto".
In the 1890 census, the categories for race were white, black, mulatto, quadroon (a person one-quarter black); octoroon (a person one-eighth black), Chinese, Japanese, or American Indian.
In the 1930 census, anyone with any black blood was supposed to be listed as "Negro".
In the 1970 census, the category "Negro or black" was used for the first time.
In the 2000 and 2012 census, the category "Black or African-American" was used, defined as "a person having their origin in any of the racial groups in Africa." In the 2012 Census 12.1 percent of Americans identified themselves as Black or African-American.
Black is also commonly used as a racial description in the United Kingdom, since ethnicity was first measured in the 2001 census. The 2011 British census asked residents to describe themselves, and categories offered included Black, African, Caribbean, or Black British. Other possible categories were African British, African Scottish, Caribbean British and Caribbean Scottish. Of the total UK population in 2001, 1.0 percent identified themselves as Black Caribbean, 0.8 percent as Black African, and 0.2 percent as Black (others).
In Canada, census respondents can identify themselves as Black. In the 2006 census, 2.5 percent of the population identified themselves as black.
In Australia, the term black is not used in the census. In the 2006 census, 2.3 percent of Australians identified themselves as Aboriginal and/or Torres Strait Islanders.
In Brazil, the Brazilian Institute of Geography and Statistics (IBGE) asks people to identify themselves as branco (white), pardo (brown), preto (black), or amarelo (yellow). In 2008 6.8 percent of the population identified themselves as "preto".
Opposite of white
Black and white have often been used to describe opposites; particularly light and darkness and good and evil. In Medieval literature, the white knight usually represented virtue, the black knight something mysterious and sinister. In American westerns, the hero often wore a white hat, the villain a black hat.
In the original game of chess invented in Persia or India, the colors of the two sides were varied; a 12th-century Iranian chess set in the New York Metropolitan Museum of Art, has red and green pieces. But when the game was imported into Europe, the colors, corresponding to European culture, usually became black and white.
Studies have shown that something printed in black letters on white has more authority with readers than any other color of printing.
In philosophy and arguments, the issue is often described as black-and-white, meaning that the issue at hand is dichotomized (having two clear, opposing sides with no middle ground).
Conspiracy
Black is commonly associated with secrecy.
The Black Chamber was a term given to an office which secretly opened and read diplomatic mail and broke codes. Queen Elizabeth I had such an office, headed by her Secretary, Sir Francis Walsingham, which successfully broke the Spanish codes and broke up several plots against the Queen. In France a cabinet noir'' was established inside the French post office by Louis XIII to open diplomatic mail. It was closed during the French Revolution but re-opened under Napoleon I. The Habsburg Empire and Dutch Republic had similar black chambers.
The United States created a secret peacetime Black Chamber, called the Cipher Bureau, in 1919. It was funded by the State Department and Army and disguised as a commercial company in New York. It successfully broke a number of diplomatic codes, including the code of the Japanese government. It was closed down in 1929 after the State Department withdrew funding, when the new Secretary of State, Henry Stimson, stated that "Gentlemen do not read each other's mail." The Cipher Bureau was the ancestor of the U.S. National Security Agency.
A black project is a secret unacknowledged military project, such as Enigma Decryption during World War II, or a secret counter-narcotics or police sting operation.
Black ops are covert operations carried out by a government, government agency or military.
A black budget is a government budget that is allocated for classified or other secret operations of a nation. The black budget is an account expenses and spending related to military research and covert operations. The black budget is mostly classified due to security reasons.
Elegant fashion
Black is the color most commonly associated with elegance in Europe and the United States, followed by silver, gold, and white.
Black first became a fashionable color for men in Europe in the 17th century, in the courts of Italy and Spain. (See history above.) In the 19th century, it was the fashion for men both in business and for evening wear, in the form of a black coat whose tails came down the knees. In the evening it was the custom of the men to leave the women after dinner to go to a special smoking room to enjoy cigars or cigarettes. This meant that their tailcoats eventually smelled of tobacco. According to the legend, in 1865 Edward VII, then the Prince of Wales, had his tailor make a special short smoking jacket. The smoking jacket then evolved into the dinner jacket. Again according to legend, the first Americans to wear the jacket were members of the Tuxedo Club in New York State. Thereafter the jacket became known as a tuxedo in the U.S. The term "smoking" is still used today in Russia and other countries.
The tuxedo was always black until the 1930s, when the Duke of Windsor began to wear a tuxedo that was a very dark midnight blue. He did so because a black tuxedo looked greenish in artificial light, while a dark blue tuxedo looked blacker than black itself.
For women's fashion, the defining moment was the invention of the simple black dress by Coco Chanel in 1926. (See history.) Thereafter, a long black gown was used for formal occasions, while the simple black dress could be used for everything else. The designer Karl Lagerfeld, explaining why black was so popular, said: "Black is the color that goes with everything. If you're wearing black, you're on sure ground." Skirts have gone up and down and fashions have changed, but the black dress has not lost its position as the essential element of a woman's wardrobe. The fashion designer Christian Dior said, "elegance is a combination of distinction, naturalness, care and simplicity," and black exemplified elegance.
The expression "X is the new black" is a reference to the latest trend or fad that is considered a wardrobe basic for the duration of the trend, on the basis that black is always fashionable. The phrase has taken on a life of its own and has become a cliché.
Many performers of both popular and European classical music, including French singers Edith Piaf and Juliette Gréco, and violinist Joshua Bell have traditionally worn black on stage during performances. A black costume was usually chosen as part of their image or stage persona, or because it did not distract from the music, or sometimes for a political reason. Country-western singer Johnny Cash always wore black on stage. In 1971, Cash wrote the song "Man in Black" to explain why he dressed in that color: "We're doing mighty fine I do suppose / In our streak of lightning cars and fancy clothes / But just so we're reminded of the ones who are held back / Up front there ought to be a man in black."
See also
Black Rose (disambiguation)
Lists of colors
Rich black, which is different from using black ink alone, in printing.
Shades of black
References
Notes and citations
Bibliography
Shades of gray
Color
Spoken articles
Darkness
Web colors
Cultural aspects of death |
4037 | https://en.wikipedia.org/wiki/Bletchley%20Park | Bletchley Park | Bletchley Park is an English country house and estate in Bletchley, Milton Keynes (Buckinghamshire) that became the principal centre of Allied code-breaking during the Second World War. The mansion was constructed during the years following 1883 for the financier and politician Sir Herbert Leon in the Victorian Gothic, Tudor, and Dutch Baroque styles, on the site of older buildings of the same name.
During World War II, the estate housed the Government Code and Cypher School (GC&CS), which regularly penetrated the secret communications of the Axis Powersmost importantly the German Enigma and Lorenz ciphers. The GC&CS team of codebreakers included Alan Turing, Gordon Welchman, Hugh Alexander, Bill Tutte, and Stuart Milner-Barry. The nature of the work at Bletchley remained secret until many years after the war.
According to the official historian of British Intelligence, the "Ultra" intelligence produced at Bletchley shortened the war by two to four years, and without it the outcome of the war would have been uncertain. The team at Bletchley Park devised automatic machinery to help with decryption, culminating in the development of Colossus, the world's first programmable digital electronic computer. Codebreaking operations at Bletchley Park came to an end in 1946 and all information about the wartime operations was classified until the mid-1970s.
After the war it had various uses including as a teacher-training college and local GPO headquarters. By 1990 the huts in which the codebreakers worked were being considered for demolition and redevelopment. The Bletchley Park Trust was formed in February 1992 to save large portions of the site from development.
More recently, Bletchley Park has been open to the public, featuring interpretive exhibits and huts that have been rebuilt to appear as they did during their wartime operations. It receives hundreds of thousands of visitors annually. The separate National Museum of Computing, which includes a working replica Bombe machine and a rebuilt Colossus computer, is housed in Block H on the site.
History
The site appears in the Domesday Book of 1086 as part of the Manor of Eaton. Browne Willis built a mansion there in 1711, but after Thomas Harrison purchased the property in 1793 this was pulled down. It was first known as Bletchley Park after its purchase by the architect Samuel Lipscomb Seckham in 1877, who built a house there. The estate of was bought in 1883 by Sir Herbert Samuel Leon, who expanded the then-existing house into what architect Landis Gores called a "maudlin and monstrous pile" combining Victorian Gothic, Tudor, and Dutch Baroque styles. At his Christmas family gatherings there was a fox hunting meet on Boxing Day with glasses of sloe gin from the butler, and the house was always "humming with servants". With 40 gardeners, a flower bed of yellow daffodils could become a sea of red tulips overnight. After the death of Herbert Leon in 1926, the estate continued to be occupied by his widow Fanny Leon (née Higham) until her death in 1937.
In 1938, the mansion and much of the site was bought by a builder for a housing estate, but in May 1938 Admiral Sir Hugh Sinclair, head of the Secret Intelligence Service (SIS or MI6), bought the mansion and of land for £6,000 (£ today) for use by GC&CS and SIS in the event of war. He used his own money as the Government said they did not have the budget to do so.
A key advantage seen by Sinclair and his colleagues (inspecting the site under the cover of "Captain Ridley's shooting party") was Bletchley's geographical centrality. It was almost immediately adjacent to Bletchley railway station, where the "Varsity Line" between Oxford and Cambridgewhose universities were expected to supply many of the code-breakersmet the main West Coast railway line connecting London, Birmingham, Manchester, Liverpool, Glasgow and Edinburgh. Watling Street, the main road linking London to the north-west (subsequently the A5) was close by, and high-volume communication links were available at the telegraph and telephone repeater station in nearby Fenny Stratford.
Bletchley Park was known as "B.P." to those who worked there.
"Station X" (X = Roman numeral ten), "London Signals Intelligence Centre", and "Government Communications Headquarters" were all cover names used during the war.
The formal posting of the many "Wrens"members of the Women's Royal Naval Serviceworking there, was to HMS Pembroke V. Royal Air Force names of Bletchley Park and its outstations included RAF Eastcote, RAF Lime Grove and RAF Church Green. The postal address that staff had to use was "Room 47, Foreign Office".
After the war, the Government Code & Cypher School became the Government Communications Headquarters (GCHQ), moving to Eastcote in 1946 and to Cheltenham in the 1950s. The site was used by various government agencies, including the GPO and the Civil Aviation Authority. One large building, block F, was demolished in 1987 by which time the site was being run down with tenants leaving.
In 1990 the site was at risk of being sold for housing development. However, Milton Keynes Council made it into a conservation area. Bletchley Park Trust was set up in 1991 by a group of people who recognised the site's importance. The initial trustees included Roger Bristow, Ted Enever, Peter Wescombe, Dr Peter Jarvis of the Bletchley Archaeological & Historical Society, and Tony Sale who in 1994 became the first director of the Bletchley Park Museums.
Personnel
Admiral Hugh Sinclair was the founder and head of GC&CS between 1919 and 1938 with Commander Alastair Denniston being operational head of the organization from 1919 to 1942, beginning with its formation from the Admiralty's Room 40 (NID25) and the War Office's MI1b. Key GC&CS cryptanalysts who moved from London to Bletchley Park included John Tiltman, Dillwyn "Dilly" Knox, Josh Cooper, Oliver Strachey and Nigel de Grey. These people had a variety of backgroundslinguists and chess champions were common, and Knox's field was papyrology. The British War Office recruited top solvers of cryptic crossword puzzles, as these individuals had strong lateral thinking skills.
On the day Britain declared war on Germany, Denniston wrote to the Foreign Office about recruiting "men of the professor type". Personal networking drove early recruitments, particularly of men from the universities of Cambridge and Oxford. Trustworthy women were similarly recruited for administrative and clerical jobs. In one 1941 recruiting stratagem, The Daily Telegraph was asked to organise a crossword competition, after which promising contestants were discreetly approached about "a particular type of work as a contribution to the war effort".
Denniston recognised, however, that the enemy's use of electromechanical cipher machines meant that formally trained mathematicians would also be needed; Oxford's Peter Twinn joined GC&CS in February 1939; Cambridge's Alan Turing and Gordon Welchman began training in 1938 and reported to Bletchley the day after war was declared, along with John Jeffreys. Later-recruited cryptanalysts included the mathematicians Derek Taunt, Jack Good, Bill Tutte, and Max Newman; historian Harry Hinsley, and chess champions Hugh Alexander and Stuart Milner-Barry. Joan Clarke was one of the few women employed at Bletchley as a full-fledged cryptanalyst.
When seeking to recruit more suitably advanced linguists, John Tiltman turned to Patrick Wilkinson of the Italian section for advice, and he suggested asking Lord Lindsay of Birker, of Balliol College, Oxford, S. W. Grose, and Martin Charlesworth, of St John's College, Cambridge, to recommend classical scholars or applicants to their colleges.
This eclectic staff of "Boffins and Debs" (scientists and debutantes, young women of high society) caused GC&CS to be whimsically dubbed the "Golf, Cheese and Chess Society".
During a morale-boosting visit on 9 September 1941, Winston Churchill reportedly remarked to Denniston or Menzies: "I told you to leave no stone unturned to get staff, but I had no idea you had taken me so literally." Six weeks later, having failed to get sufficient typing and unskilled staff to achieve the productivity that was possible, Turing, Welchman, Alexander and Milner-Barry wrote directly to Churchill. His response was "Action this day make sure they have all they want on extreme priority and report to me that this has been done."
After initial training at the Inter-Service Special Intelligence School set up by John Tiltman (initially at an RAF depot in Buckingham and later in Bedfordwhere it was known locally as "the Spy School") staff worked a six-day week, rotating through three shifts: 4 p.m. to midnight, midnight to 8 a.m. (the most disliked shift), and 8 a.m. to 4 p.m., each with a half-hour meal break. At the end of the third week, a worker went off at 8 a.m. and came back at 4 p.m., thus putting in 16 hours on that last day. The irregular hours affected workers' health and social life, as well as the routines of the nearby homes at which most staff lodged. The work was tedious and demanded intense concentration; staff got one week's leave four times a year, but some "girls" collapsed and required extended rest. Recruitment took place to combat a shortage of experts in Morse code and German.
In January 1945, at the peak of codebreaking efforts, nearly 10,000 personnel were working at Bletchley and its outstations. About three-quarters of these were women. Many of the women came from middle-class backgrounds and held degrees in the areas of mathematics, physics and engineering; they were given chance due to the lack of men, who had been sent to war. They performed calculations and coding and hence were integral to the computing processes. Among them were Eleanor Ireland who worked on the Colossus computers and Ruth Briggs, a German scholar, who worked within the Naval Section.
The female staff in Dilwyn Knox's section were sometimes termed "Dilly's Fillies". Knox's methods enabled Mavis Lever (who married mathematician and fellow code-breaker Keith Batey) and Margaret Rock to solve a German code, the Abwehr cipher.
Many of the women had backgrounds in languages, particularly French, German and Italian. Among them were Rozanne Colchester, a translator who worked mainly for the Italian air forces Section, and Cicely Mayhew, recruited straight from university, who worked in Hut 8, translating decoded German Navy signals.
Alan Brooke (CIGS) in his secret wartime diary frequently refers to “intercepts”:
16 April 1942: Took lunch in car and went to see the organization for breaking down ciphers [Bletchley Park] – a wonderful set of professors and genii! I marvel at the work they succeed in doing.
28 June 1945: After lunch (with Andrew Cunningham (RN) and Sinclair (RAF) we went to “The Park” … I began by addressing some 400 of the workers who consist of all 3 services, both sexes, and civilians, They come from every sort of walk of life, professors, students, actors, dancers, mathematicians, electricians signallers, etc. I thanked them on behalf of the Chiefs of Staff and congratulated them on the results of their work. We then toured round the establishment and had tea before returning.
For a long time, the British Government failed to acknowledge the contributions the personnel at Bletchley Park had made. Their work achieved official recognition only in 2009.
Secrecy
Properly used, the German Enigma and Lorenz ciphers should have been virtually unbreakable, but flaws in German cryptographic procedures, and poor discipline among the personnel carrying them out, created vulnerabilities that made Bletchley's attacks just barely feasible. These vulnerabilities, however, could have been remedied by relatively simple improvements in enemy procedures, and such changes would certainly have been implemented had Germany had any hint of Bletchley's success. Thus the intelligence Bletchley produced was considered wartime Britain's "Ultra secret"higher even than the normally highest classification and security was paramount.
All staff signed the Official Secrets Act (1939) and a 1942 security warning emphasised the importance of discretion even within Bletchley itself: "Do not talk at meals. Do not talk in the transport. Do not talk travelling. Do not talk in the billet. Do not talk by your own fireside. Be careful even in your Hut ..."
Nevertheless, there were security leaks. Jock Colville, the Assistant Private Secretary to Winston Churchill, recorded in his diary on 31 July 1941, that the newspaper proprietor Lord Camrose had discovered Ultra and that security leaks "increase in number and seriousness". Without doubt, the most serious of these was that Bletchley Park had been infiltrated by John Cairncross, the notorious Soviet mole and member of the Cambridge Spy Ring, who leaked Ultra material to Moscow.
Despite the high degree of secrecy surrounding Bletchley Park during the Second World War, unique and hitherto unknown amateur film footage of the outstation at nearby Whaddon Hall came to light in 2020, after being anonymously donated to the Bletchley Park Trust. A spokesman for the Trust noted the film's existence was all the more incredible because it was "very, very rare even to have [still] photographs" of the park and its associated sites.
Early work
The first personnel of the Government Code and Cypher School (GC&CS) moved to Bletchley Park on 15 August 1939. The Naval, Military, and Air Sections were on the ground floor of the mansion, together with a telephone exchange, teleprinter room, kitchen, and dining room; the top floor was allocated to MI6. Construction of the wooden huts began in late 1939, and Elmers School, a neighbouring boys' boarding school in a Victorian Gothic redbrick building by a church, was acquired for the Commercial and Diplomatic Sections.
After the United States joined World War II, a number of American cryptographers were posted to Hut 3, and from May 1943 onwards there was close co-operation between British and American intelligence. (See 1943 BRUSA Agreement.) In contrast, the Soviet Union was never officially told of Bletchley Park and its activities a reflection of Churchill's distrust of the Soviets even during the US-UK-USSR alliance imposed by the Nazi threat.
The only direct enemy damage to the site was done 2021 November 1940 by three bombs probably intended for Bletchley railway station; Hut 4, shifted two feet off its foundation, was winched back into place as
work inside continued.
Intelligence reporting
Initially, when only a very limited amount of Enigma traffic was being read, deciphered non-Naval Enigma messages were sent from Hut 6 to Hut 3 which handled their translation and onward transmission. Subsequently, under Group Captain Eric Jones, Hut 3 expanded to become the heart of Bletchley Park's intelligence effort, with input from decrypts of "Tunny" (Lorenz SZ42) traffic and many other sources. Early in 1942 it moved into Block D, but its functions were still referred to as Hut 3.
Hut 3 contained a number of sections: Air Section "3A", Military Section "3M", a small Naval Section "3N", a multi-service Research Section "3G" and a large liaison section "3L". It also housed the Traffic Analysis Section, SIXTA. An important function that allowed the synthesis of raw messages into valuable Military intelligence was the indexing and cross-referencing of information in a number of different filing systems. Intelligence reports were sent out to the Secret Intelligence Service, the intelligence chiefs in the relevant ministries, and later on to high-level commanders in the field.
Naval Enigma deciphering was in Hut 8, with translation in Hut 4. Verbatim translations were sent to the Naval Intelligence Division (NID) of the Admiralty's Operational Intelligence Centre (OIC), supplemented by information from indexes as to the meaning of technical terms and cross-references from a knowledge store of German naval technology. Where relevant to non-naval matters, they would also be passed to Hut 3. Hut 4 also decoded a manual system known as the dockyard cipher, which sometimes carried messages that were also sent on an Enigma network. Feeding these back to Hut 8 provided excellent "cribs" for Known-plaintext attacks on the daily naval Enigma key.
Listening stations
Initially, a wireless room was established at Bletchley Park.
It was set up in the mansion's water tower under the code name "Station X", a term now sometimes applied to the codebreaking efforts at Bletchley as a whole. The "X" is the Roman numeral "ten", this being the Secret Intelligence Service's tenth such station. Due to the long radio aerials stretching from the wireless room, the radio station was moved from Bletchley Park to nearby Whaddon Hall to avoid drawing attention to the site.
Subsequently, other listening stationsthe Y-stations, such as the ones at Chicksands in Bedfordshire, Beaumanor Hall, Leicestershire (where the headquarters of the War Office "Y" Group was located) and Beeston Hill Y Station in Norfolkgathered raw signals for processing at Bletchley. Coded messages were taken down by hand and sent to Bletchley on paper by motorcycle despatch riders or (later) by teleprinter.
Additional buildings
The wartime needs required the building of additional accommodation.
Huts
Often a hut's number became so strongly associated with the work performed inside that even when the work was moved to another building it was still referred to by the original "Hut" designation.
Hut 1: The first hut, built in 1939 used to house the Wireless Station for a short time, later administrative functions such as transport, typing, and Bombe maintenance. The first Bombe, "Victory", was initially housed here.
Hut 2: A recreational hut for "beer, tea, and relaxation".
Hut 3: Intelligence: translation and analysis of Army and Air Force decrypts
Hut 4: Naval intelligence: analysis of Naval Enigma and Hagelin decrypts
Hut 5: Military intelligence including Italian, Spanish, and Portuguese ciphers and German police codes.
Hut 6: Cryptanalysis of Army and Air Force Enigma
Hut 7: Cryptanalysis of Japanese naval codes and intelligence.
Hut 8: Cryptanalysis of Naval Enigma.
Hut 9: ISOS (Intelligence Section Oliver Strachey).
Hut 10: Secret Intelligence Service (SIS or MI6) codes, Air and Meteorological sections.
Hut 11: Bombe building.
Hut 14: Communications centre.
Hut 15: SIXTA (Signals Intelligence and Traffic Analysis).
Hut 16: ISK (Intelligence Service Knox) Abwehr ciphers.
Hut 18: ISOS (Intelligence Section Oliver Strachey).
Hut 23: Primarily used to house the engineering department. After February 1943, Hut 3 was renamed Hut 23.
Blocks
In addition to the wooden huts, there were a number of brick-built "blocks".
Block A: Naval Intelligence.
Block B: Italian Air and Naval, and Japanese code breaking.
Block C: Stored the substantial punch-card indexes.
Block D: From February 1943 it housed those from Hut 3, who synthesised intelligence from multiple sources, Huts 6 and 8 and SIXTA.
Block E: Incoming and outgoing Radio Transmission and TypeX.
Block F: Included the Newmanry and Testery, and Japanese Military Air Section. It has since been demolished.
Block G: Traffic analysis and deception operations.
Block H: Tunny and Colossus (now The National Museum of Computing).
Work on specific countries' signals
German signals
Most German messages decrypted at Bletchley were produced by one or another version of the Enigma cipher machine, but an important minority were produced by the even more complicated twelve-rotor Lorenz SZ42 on-line teleprinter cipher machine used for high command messages, known as Fish.
Five weeks before the outbreak of war, Warsaw's Cipher Bureau revealed its achievements in breaking Enigma to astonished French and British personnel. The British used the Poles' information and techniques, and the Enigma clone sent to them in August 1939, which greatly increased their (previously very limited) success in decrypting Enigma messages.
The bombe was an electromechanical device whose function was to discover some of the daily settings of the Enigma machines on the various German military networks. Its pioneering design was developed by Alan Turing (with an important contribution from Gordon Welchman) and the machine was engineered by Harold 'Doc' Keen of the British Tabulating Machine Company. Each machine was about high and wide, deep and weighed about a ton.
At its peak, GC&CS was reading approximately 4,000 messages per day. As a hedge against enemy attack most bombes were dispersed to installations at Adstock and Wavendon (both later supplanted by installations at Stanmore and Eastcote), and Gayhurst.
Luftwaffe messages were the first to be read in quantity. The German navy had much tighter procedures, and the capture of code books was needed before they could be broken. When, in February 1942, the German navy introduced the four-rotor Enigma for communications with its Atlantic U-boats, this traffic became unreadable for a period of ten months. Britain produced modified bombes, but it was the success of the US Navy Bombe that was the main source of reading messages from this version of Enigma for the rest of the war. Messages were sent to and fro across the Atlantic by enciphered teleprinter links.
The Lorenz messages were codenamed Tunny at Bletchley Park. They were only sent in quantity from mid-1942. The Tunny networks were used for high-level messages between German High Command and field commanders. With the help of German operator errors, the cryptanalysts in the Testery (named after Ralph Tester, its head) worked out the logical structure of the machine despite not knowing its physical form. They devised automatic machinery to help with decryption, which culminated in Colossus, the world's first programmable digital electronic computer. This was designed and built by Tommy Flowers and his team at the Post Office Research Station at Dollis Hill. The prototype first worked in December 1943, was delivered to Bletchley Park in January and first worked operationally on 5 February 1944. Enhancements were developed for the Mark 2 Colossus, the first of which was working at Bletchley Park on the morning of 1 June in time for D-day. Flowers then produced one Colossus a month for the rest of the war, making a total of ten with an eleventh part-built. The machines were operated mainly by Wrens in a section named the Newmanry after its head Max Newman.
Bletchley's work was essential to defeating the U-boats in the Battle of the Atlantic, and to the British naval victories in the Battle of Cape Matapan and the Battle of North Cape. In 1941, Ultra exerted a powerful effect on the North African desert campaign against German forces under General Erwin Rommel. General Sir Claude Auchinleck wrote that were it not for Ultra, "Rommel would have certainly got through to Cairo". While not changing the events, "Ultra" decrypts featured prominently in the story of Operation SALAM, László Almásy's mission across the desert behind Allied lines in 1942. Prior to the Normandy landings on D-Day in June 1944, the Allies knew the locations of all but two of Germany's fifty-eight Western-front divisions.
Italian signals
Italian signals had been of interest since Italy's attack on Abyssinia in 1935.
During the Spanish Civil War the Italian Navy used the K model of the commercial Enigma without a plugboard; this was solved by Knox in 1937.
When Italy entered the war in 1940 an improved version of the machine was used, though little traffic was sent by it and there were "wholesale changes" in Italian codes and cyphers.
Knox was given a new section for work on Enigma variations, which he staffed with women ("Dilly's girls"), who included Margaret Rock, Jean Perrin, Clare Harding, Rachel Ronald, Elisabeth Granger; and Mavis Lever.
Mavis Lever solved the signals revealing the Italian Navy's operational plans before the Battle of Cape Matapan in 1941, leading to a British victory.
Although most Bletchley staff did not know the results of their work, Admiral Cunningham visited Bletchley in person a few weeks later to congratulate them.
On entering World War II in June 1940, the Italians were using book codes for most of their military messages. The exception was the Italian Navy, which after the Battle of Cape Matapan started using the C-38 version of the Boris Hagelin rotor-based cipher machine, particularly to route their navy and merchant marine convoys to the conflict in North Africa. As a consequence, JRM Butler recruited his former student Bernard Willson to join a team with two others in Hut 4. In June 1941, Willson became the first of the team to decode the Hagelin system, thus enabling military commanders to direct the Royal Navy and Royal Air Force to sink enemy ships carrying supplies from Europe to Rommel's Afrika Korps. This led to increased shipping losses and, from reading the intercepted traffic, the team learnt that between May and September 1941 the stock of fuel for the Luftwaffe in North Africa reduced by 90 per cent.
After an intensive language course, in March 1944 Willson switched to Japanese language-based codes.
A Middle East Intelligence Centre (MEIC) was set up in Cairo in 1939. When Italy entered the war in June 1940, delays in forwarding intercepts to Bletchley via congested radio links resulted in cryptanalysts being sent to Cairo. A Combined Bureau Middle East (CBME) was set up in November, though the Middle East authorities made "increasingly bitter complaints" that GC&CS was giving too little priority to work on Italian cyphers. However, the principle of concentrating high-grade cryptanalysis at Bletchley was maintained. John Chadwick started cryptanalysis work in 1942 on Italian signals at the naval base 'HMS Nile' in Alexandria. Later, he was with GC&CS; in the Heliopolis Museum, Cairo and then in the Villa Laurens, Alexandria.
Soviet signals
Soviet signals had been studied since the 1920s. In 193940, John Tiltman (who had worked on Russian Army traffic from 1930) set up two Russian sections at Wavendon (a country house near Bletchley) and at Sarafand in Palestine. Two Russian high-grade army and navy systems were broken early in 1940. Tiltman spent two weeks in Finland, where he obtained Russian traffic from Finland and Estonia in exchange for radio equipment. In June 1941, when the Soviet Union became an ally, Churchill ordered a halt to intelligence operations against it. In December 1941, the Russian section was closed down, but in late summer 1943 or late 1944, a small GC&CS Russian cypher section was set up in London overlooking Park Lane, then in Sloane Square.
Japanese signals
An outpost of the Government Code and Cypher School had been set up in Hong Kong in 1935, the Far East Combined Bureau (FECB). The FECB naval staff moved in 1940 to Singapore, then Colombo, Ceylon, then Kilindini, Mombasa, Kenya. They succeeded in deciphering Japanese codes with a mixture of skill and good fortune. The Army and Air Force staff went from Singapore to the Wireless Experimental Centre at Delhi, India.
In early 1942, a six-month crash course in Japanese, for 20 undergraduates from Oxford and Cambridge, was started by the Inter-Services Special Intelligence School in Bedford, in a building across from the main Post Office. This course was repeated every six months until war's end. Most of those completing these courses worked on decoding Japanese naval messages in Hut 7, under John Tiltman.
By mid-1945, well over 100 personnel were involved with this operation, which co-operated closely with the FECB and the US Signal intelligence Service at Arlington Hall, Virginia. In 1999, Michael Smith wrote that: "Only now are the British codebreakers (like John Tiltman, Hugh Foss, and Eric Nave) beginning to receive the recognition they deserve for breaking Japanese codes and cyphers".
Postwar
Continued secrecy
After the War, the secrecy imposed on Bletchley staff remained in force, so that most relatives never knew more than that a child, spouse, or parent had done some kind of secret war work. Churchill referred to the Bletchley staff as "the geese that laid the golden eggs and never cackled". That said, occasional mentions of the work performed at Bletchley Park slipped the censor's net and appeared in print.
With the publication of F. W. Winterbotham's The Ultra Secret (1974) public discussion of Bletchley Park's work finally became possible, although even today some former staff still consider themselves bound to silence.
Professor Brian Randell was researching the history of computer science in Britain in 1975-76 for a conference on the history of computing held at the Los Alamos National Laboratory, New Mexico on 10-15 June 1976, and received permission to present a paper on wartime development of the COLOSSI at the Post Office Research Station, Dollis Hill. (In October 1975 the British Government had released a series of captioned photographs from the Public Record Office.) The interest in the “revelations” in his paper resulted in a special evening meeting when Randell and Cooombs answered further questions. Coombs later wrote that "no member of our team could ever forget the fellowship, the sense of purpose and, above all, the breathless excitement of those days". In 1977 Randell published an article "The First Electronic Computer" in several journals.
In July 2009 the British government announced that Bletchley personnel would be recognised with a commemorative badge.
Site
After the war, the site passed through a succession of hands and saw a number of uses, including as a teacher-training college and local GPO headquarters. By 1991, the site was nearly empty and the buildings were at risk of demolition for redevelopment.
In February 1992, the Milton Keynes Borough Council declared most of the Park a conservation area, and the Bletchley Park Trust was formed to maintain the site as a museum. The site opened to visitors in 1993, and was formally inaugurated by the Duke of Kent as Chief Patron in July 1994. In 1999 the land owners, the Property Advisors to the Civil Estate and BT, granted a lease to the Trust giving it control over most of the site.
Heritage attraction
June 2014 saw the completion of an £8 million restoration project by museum design specialist, Event Communications, which was marked by a visit from Catherine, Duchess of Cambridge. The Duchess' paternal grandmother, Valerie, and Valerie's twin sister, Mary (née Glassborow), both worked at Bletchley Park during the war. The twin sisters worked as Foreign Office Civilians in Hut 6, where they managed the interception of enemy and neutral diplomatic signals for decryption. Valerie married Catherine's grandfather, Captain Peter Middleton. A memorial at Bletchley Park commemorates Mary and Valerie Middleton's work as code-breakers.
Exhibitions
Block C Visitor Centre
Secrets Revealed introduction
The Road to Bletchley Park. Codebreaking in World War One.
Intel Security Cybersecurity exhibition. Online security and privacy in the 21st Century.
Block B
Lorenz Cipher
Alan Turing
Enigma machines
Japanese codes
Home Front exhibition. How people lived in WW2
The Mansion
Office of Alistair Denniston
Library. Dressed as a World War II naval intelligence office
The Imitation Game exhibition
Gordon Welchman: Architect of Ultra Intelligence exhibition
Huts 3 and 6. Codebreaking offices as they would have looked during World War II.
Hut 8.
Interactive exhibitions explaining codebreaking
Alan Turing's office
Pigeon exhibition. The use of pigeons in World War II.
Hut 11. Life as a WRNS Bombe operator
Hut 12. Bletchley Park: Rescued and Restored. Items found during the restoration work.
Wartime garages
Hut 19. 2366 Bletchley Park Air Training Corp Squadron
Learning Department
The Bletchley Park Learning Department offers educational group visits with active learning activities for schools and universities. Visits can be booked in advance during term time, where students can engage with the history of Bletchley Park and understand its wider relevance for computer history and national security. Their workshops cover introductions to codebreaking, cyber security and the story of Enigma and Lorenz.
Funding
In October 2005, American billionaire Sidney Frank donated £500,000 to Bletchley Park Trust to fund a new Science Centre dedicated to Alan Turing. Simon Greenish joined as Director in 2006 to lead the fund-raising effort in a post he held until 2012 when Iain Standen took over the leadership role. In July 2008, a letter to The Times from more than a hundred academics condemned the neglect of the site. In September 2008, PGP, IBM, and other technology firms announced a fund-raising campaign to repair the facility. On 6 November 2008 it was announced that English Heritage would donate £300,000 to help maintain the buildings at Bletchley Park, and that they were in discussions regarding the donation of a further £600,000.
In October 2011, the Bletchley Park Trust received a £4.6m Heritage Lottery Fund grant to be used "to complete the restoration of the site, and to tell its story to the highest modern standards" on the condition that £1.7m of 'match funding' is raised by the Bletchley Park Trust. Just weeks later, Google contributed £550k and by June 2012 the trust had successfully raised £2.4m to unlock the grants to restore Huts 3 and 6, as well as develop its exhibition centre in Block C.
Additional income is raised by renting Block H to the National Museum of Computing, and some office space in various parts of the park to private firms.
Due to the COVID-19 pandemic the Trust expected to lose more than £2m in 2020 and be required to cut a third of its workforce. Former MP John Leech asked tech giants Amazon, Apple, Google, Facebook and Microsoft to donate £400,000 each to secure the future of the Trust. Leech had led the successful campaign to pardon Alan Turing and implement Turing's Law.
Other organisations sharing the campus
The National Museum of Computing
The National Museum of Computing is housed in Block H, which is rented from the Bletchley Park Trust. Its Colossus and Tunny galleries tell an important part of allied breaking of German codes during World War II. There is a working reconstruction of a Bombe and a rebuilt Colossus computer which was used on the high-level Lorenz cipher, codenamed Tunny by the British.
The museum, which opened in 2007, is an independent voluntary organisation that is governed by its own board of trustees. Its aim is "To collect and restore computer systems particularly those developed in Britain and to enable people to explore that collection for inspiration, learning and enjoyment." Through its many exhibits, the museum displays the story of computing through the mainframes of the 1960s and 1970s, and the rise of personal computing in the 1980s. It has a policy of having as many of the exhibits as possible in full working order.
Science and Innovation Centre
This consists of serviced office accommodation housed in Bletchley Park's Blocks A and E, and the upper floors of the Mansion. Its aim is to foster the growth and development of dynamic knowledge-based start-ups and other businesses.
Proposed National College of Cyber Security
In April 2020 Bletchley Park Capital Partners, a private company run by Tim Reynolds, Deputy Chairman of the National Museum of Computing, announced plans to sell off the freehold to part of the site containing former Block G for commercial development. Offers of between £4m and £6m were reportedly being sought for the 3 acre plot, for which planning permission for employment purposes was granted in 2005. Previously, the construction of a National College of Cyber Security for students aged from 16 to 19 years old had been envisaged on the site, to be housed in Block G after renovation with funds supplied by the Bletchley Park Science and Innovation Centre.
RSGB National Radio Centre
The Radio Society of Great Britain's National Radio Centre (including a library, radio station, museum and bookshop) are in a newly constructed building close to the main Bletchley Park entrance.
Final recognition
Not until July 2009 did the British government fully acknowledge the contribution of the many people working for the Government Code and Cypher School ('G C & C S') at Bletchley. Only then was a commemorative medal struck to be presented to those involved. The gilded medal bears the inscription G C & C S 1939-1945 Bletchley Park and its Outstations.
In popular culture
Literature
Bletchley featured heavily in Robert Harris' novel Enigma (1995).
A fictionalised version of Bletchley Park is featured in Neal Stephenson's novel Cryptonomicon (1999).
Bletchley Park plays a significant role in Connie Willis' novel All Clear (2010).
The Agatha Christie novel N or M?, published in 1941, was about spies during the Second World War and featured a character called Major Bletchley. Christie was friends with one of the code-breakers at Bletchley Park, and MI5 thought that the character name might have been a joke indicating that she knew what was happening there. It turned out to be a coincidence.
Bletchley Park is the setting of Kate Quinn's 2021 historical fiction novel, The Rose Code. Quinn used the likenesses of true veterans of Bletchley Park as inspiration for her story of three women who worked in some of the different areas at Bletchley Park.
Film
The film Enigma (2001), which was based upon Robert Harris's book and starred Kate Winslet, Saffron Burrows and Dougray Scott, is set in part in Bletchley Park.
The film The Imitation Game (2014), starring Benedict Cumberbatch as Alan Turing, is set in Bletchley Park, and was partially filmed there.
Radio
The Radio Show Hut 33 is a Situation Comedy set in the fictional 33rd Hut of Bletchley Park.
The Big Finish Productions Doctor Who audio Criss-Cross, released in September 2015, features the Sixth Doctor working undercover in Bletchley Park to decode a series of strange alien signals that have hindered his TARDIS, the audio also depicting his first meeting with his new companion Constance Clarke.
The Bletchley Park Podcast began in August 2012, with new episodes being released approximately monthly. It features stories told by the codebreakers, staff and volunteers, audio from events and reports on the development of Bletchley Park.
Television
The 1979 ITV television serial Danger UXB featured the character Steven Mount, who was a codebreaker at Bletchley and was driven to a nervous breakdown (and eventual suicide) by the stressful and repetitive nature of the work.
In Foyle's War, Adam Wainwright (Samantha Stewart's fiancé, then husband), is a former Bletchley Park codebreaker.
The Second World War code-breaking sitcom pilot "Satsuma & Pumpkin" was recorded at Bletchley Park in 2003 and featured Bob Monkhouse, OBE in his last ever screen role. The BBC declined to produce the show and develop it further before creating effectively the same show on Radio 4 several years later, featuring some of the same cast, entitled Hut 33.
Bletchley came to wider public attention with the documentary series Station X (1999).
The 2012 ITV programme, The Bletchley Circle, is a set of murder mysteries set in 1952 and 1953. The protagonists are four female former Bletchley codebreakers, who use their skills to solve crimes. The pilot episode's opening scene was filmed on-site, and the set was asked to remain there for its close adaptation of historiography.
The 2018 programme, The Bletchley Circle: San Francisco, is a spin-off of The Bletchley Circle. It takes place in San Francisco and features two characters from the original series.
Ian McEwan's television play The Imitation Game (1980) concludes at Bletchley Park.
Bletchley Park was featured in the sixth and final episode of the BBC TV documentary The Secret War (1977), presented and narrated by William Woodard. This episode featured interviews with Gordon Welchman, Harry Golombek, Peter Calvocoressi, F. W. Winterbotham, Max Newman, Jack Good, and Tommy Flowers.
The Agent Carter season 2 episode "Smoke & Mirrors" reveals that Agent Peggy Carter worked at Bletchley Park early in the war before joining the Strategic Scientific Reserve.
Theatre
The play Breaking the Code (1986) is set at Bletchley Park.
Location
Bletchley Park is opposite Bletchley railway station. It is close to junctions 13 and 14 of the M1, about northwest of London.
See also
Arlington Hall
Beeston Hill Y Station
Danesfield House
Far East Combined Bureau in Hong Kong prewar, then Singapore, Colombo (Ceylon) and Kilindini (Kenya)
List of people associated with Bletchley Park
List of women in Bletchley Park
National Cryptologic Museum
Newmanry
OP-20-G, the US Navy's cryptanalysis office in Washington, D.C.
Testery
Wireless Experimental Centre operated by the Intelligence Corps outside Delhi
Y-stations
Notes and references
Notes
References
Bibliography
in
Updated and extended version of Action This Day: From Breaking of the Enigma Code to the Birth of the Modern Computer Bantam Press 2001
in
That version is a facsimile copy, but there is a transcript of much of this document in '.pdf' format at: , and a web transcript of Part 1 at:
(CAPTCHA) (10-page preview from A Century of mathematics in America, Volume 1 By Peter L. Duren, Richard Askey, Uta C. Merzbach, see A Century of Mathematics in America: Part 1 ; ).
Transcript of a lecture given on Tuesday 19 October 1993 at Cambridge University
in
in
in
in
in
in
in
New edition with addendum by Welchman correcting his misapprehensions in the 1982 edition.
External links
Bletchley Park Trust
Bletchley Park—Virtual Tour by Tony Sale
The National Museum of Computing (based at Bletchley Park)
The RSGB National Radio Centre (based at Bletchley Park)
(The Daily Telegraph 3 March 1997)
Boffoonery! Comedy Benefit For Bletchley Park Comedians and computing professionals stage comedy show in aid of Bletchley Park
Bletchley Park: It's No Secret, Just an Enigma, The Telegraph, 29 August 2009
Bletchley Park is official charity of Shed Week 2010—in recognition of the work done in the Huts
Saving Bletchley Park blog by Sue Black
with Sue Black by Robert Llewellyn about Bletchley Park
C4 Station X 1999 on DVD here
How Alan Turing Cracked The Enigma Code Imperial War Museums
The Bletchley Park Podcast on Audioboom
Bletchley Park Paperwork at The ICL Computer Museum
1993 establishments in England
Biographical museums in Buckinghamshire
British Telecom buildings and structures
Country houses in Buckinghamshire
Cryptography organizations
Enigma machine
Foreign Office during World War II
Historic house museums in Buckinghamshire
History museums in Buckinghamshire
Locations in the history of espionage
Military and war museums in England
Milton Keynes
Museums established in 1993
Museums in Buckinghamshire
Signals intelligence of World War II
Telecommunications museums in the United Kingdom
Tourist attractions in Buckinghamshire
Toy museums in England
World War II museums in the United Kingdom
World War II sites in England
Buildings and structures in Milton Keynes |
4041 | https://en.wikipedia.org/wiki/Bede | Bede | Bede (; , ; 672/326 May 735), also known as Saint Bede, The Venerable Bede, and Bede the Venerable (), was an English monk and an author and scholar. He was one of the greatest teachers and writers during the Early Middle Ages, and his most famous work, Ecclesiastical History of the English People, gained him the title "The Father of English History". He served at the monastery of St Peter and its companion monastery of St Paul in the Kingdom of Northumbria of the Angles.
Born on lands belonging to the twin monastery of Monkwearmouth–Jarrow in present-day Tyne and Wear, England, Bede was sent to Monkwearmouth at the age of seven and later joined Abbot Ceolfrith at Jarrow. Both of them survived a plague that struck in 686 and killed a majority of the population there. While Bede spent most of his life in the monastery, he travelled to several abbeys and monasteries across the British Isles, even visiting the archbishop of York and King Ceolwulf of Northumbria.
His ecumenical writings were extensive and included a number of Biblical commentaries and other theological works of exegetical erudition. Another important area of study for Bede was the academic discipline of computus, otherwise known to his contemporaries as the science of calculating calendar dates. One of the more important dates Bede tried to compute was Easter, an effort that was mired in controversy. He also helped popularize the practice of dating forward from the birth of Christ (Anno Domini—in the year of our Lord), a practice which eventually became commonplace in medieval Europe. He is considered by many historians to be the most important scholar of antiquity for the period between the death of Pope Gregory I in 604 and the coronation of Charlemagne in 800.
In 1899, Pope Leo XIII declared him a Doctor of the Church. He is the only native of Great Britain to achieve this designation. Bede was moreover a skilled linguist and translator, and his work made the Latin and Greek writings of the early Church Fathers much more accessible to his fellow Anglo-Saxons, which contributed significantly to English Christianity. Bede's monastery had access to an impressive library which included works by Eusebius, Orosius, and many others.
Life
Almost everything that is known of Bede's life is contained in the last chapter of his Ecclesiastical History of the English People, a history of the church in England. It was completed in about 731, and Bede implies that he was then in his fifty-ninth year, which would give a birth date in 672 or 673. A minor source of information is the letter by his disciple Cuthbert (not to be confused with the saint, Cuthbert, who is mentioned in Bede's work) which relates Bede's death. Bede, in the Historia, gives his birthplace as "on the lands of this monastery". He is referring to the twinned monasteries of Monkwearmouth and Jarrow, in modern-day Wearside and Tyneside respectively. There is also a tradition that he was born at Monkton, two miles from the site where the monastery at Jarrow was later built. Bede says nothing of his origins, but his connections with men of noble ancestry suggest that his own family was well-to-do. Bede's first abbot was Benedict Biscop, and the names "Biscop" and "Beda" both appear in a list of the kings of Lindsey from around 800, further suggesting that Bede came from a noble family.
Bede's name reflects West Saxon Bīeda (Northumbrian Bǣda, Anglian Bēda). It is an Old English short name formed on the root of bēodan "to bid, command".
The name also occurs in the Anglo-Saxon Chronicle, s.a. 501, as Bieda, one of the sons of the Saxon founder of Portsmouth. The Liber Vitae of Durham Cathedral names two priests with this name, one of whom is presumably Bede himself. Some manuscripts of the Life of Cuthbert, one of Bede's works, mention that Cuthbert's own priest was named Bede; it is possible that this priest is the other name listed in the Liber Vitae.
At the age of seven, Bede was sent as a puer oblatus to the monastery of Monkwearmouth by his family to be educated by Benedict Biscop and later by Ceolfrith. Bede does not say whether it was already intended at that point that he would be a monk. It was fairly common in Ireland at this time for young boys, particularly those of noble birth, to be fostered out as an oblate; the practice was also likely to have been common among the Germanic peoples in England. Monkwearmouth's sister monastery at Jarrow was founded by Ceolfrith in 682, and Bede probably transferred to Jarrow with Ceolfrith that year.
The dedication stone for the church has survived ; it is dated 23 April 685, and as Bede would have been required to assist with menial tasks in his day-to-day life it is possible that he helped in building the original church. In 686, plague broke out at Jarrow. The Life of Ceolfrith, written in about 710, records that only two surviving monks were capable of singing the full offices; one was Ceolfrith and the other a young boy, who according to the anonymous writer had been taught by Ceolfrith. The two managed to do the entire service of the liturgy until others could be trained. The young boy was almost certainly Bede, who would have been about 14.
When Bede was about 17 years old, Adomnán, the abbot of Iona Abbey, visited Monkwearmouth and Jarrow. Bede would probably have met the abbot during this visit, and it may be that Adomnán sparked Bede's interest in the Easter dating controversy. In about 692, in Bede's nineteenth year, Bede was ordained a deacon by his diocesan bishop, John, who was bishop of Hexham. The canonical age for the ordination of a deacon was 25; Bede's early ordination may mean that his abilities were considered exceptional, but it is also possible that the minimum age requirement was often disregarded. There might have been minor orders ranking below a deacon; but there is no record of whether Bede held any of these offices. In Bede's thirtieth year (about 702), he became a priest, with the ordination again performed by Bishop John.
In about 701 Bede wrote his first works, the De Arte Metrica and De Schematibus et Tropis; both were intended for use in the classroom. He continued to write for the rest of his life, eventually completing over 60 books, most of which have survived. Not all his output can be easily dated, and Bede may have worked on some texts over a period of many years. His last surviving work is a letter to Ecgbert of York, a former student, written in 734. A 6th-century Greek and Latin manuscript of Acts of the Apostles that is believed to have been used by Bede survives and is now in the Bodleian Library at University of Oxford. It is known as the Codex Laudianus.
Bede may have worked on some of the Latin Bibles that were copied at Jarrow, one of which, the Codex Amiatinus, is now held by the Laurentian Library in Florence. Bede was a teacher as well as a writer; he enjoyed music and was said to be accomplished as a singer and as a reciter of poetry in the vernacular. It is possible that he suffered a speech impediment, but this depends on a phrase in the introduction to his verse life of St Cuthbert. Translations of this phrase differ, and it is uncertain whether Bede intended to say that he was cured of a speech problem, or merely that he was inspired by the saint's works.
In 708, some monks at Hexham accused Bede of having committed heresy in his work De Temporibus. The standard theological view of world history at the time was known as the Six Ages of the World; in his book, Bede calculated the age of the world for himself, rather than accepting the authority of Isidore of Seville, and came to the conclusion that Christ had been born 3,952 years after the creation of the world, rather than the figure of over 5,000 years that was commonly accepted by theologians. The accusation occurred in front of the bishop of Hexham, Wilfrid, who was present at a feast when some drunken monks made the accusation. Wilfrid did not respond to the accusation, but a monk present relayed the episode to Bede, who replied within a few days to the monk, writing a letter setting forth his defence and asking that the letter also be read to Wilfrid. Bede had another brush with Wilfrid, for the historian says that he met Wilfrid sometime between 706 and 709 and discussed Æthelthryth, the abbess of Ely. Wilfrid had been present at the exhumation of her body in 695, and Bede questioned the bishop about the exact circumstances of the body and asked for more details of her life, as Wilfrid had been her advisor.
In 733, Bede travelled to York to visit Ecgbert, who was then bishop of York. The See of York was elevated to an archbishopric in 735, and it is likely that Bede and Ecgbert discussed the proposal for the elevation during his visit. Bede hoped to visit Ecgbert again in 734 but was too ill to make the journey. Bede also travelled to the monastery of Lindisfarne and at some point visited the otherwise unknown monastery of a monk named , a visit that is mentioned in a letter to that monk. Because of his widespread correspondence with others throughout the British Isles, and because many of the letters imply that Bede had met his correspondents, it is likely that Bede travelled to some other places, although nothing further about timing or locations can be guessed.
It seems certain that he did not visit Rome, however, as he did not mention it in the autobiographical chapter of his Historia Ecclesiastica. Nothhelm, a correspondent of Bede's who assisted him by finding documents for him in Rome, is known to have visited Bede, though the date cannot be determined beyond the fact that it was after Nothhelm's visit to Rome. Except for a few visits to other monasteries, his life was spent in a round of prayer, observance of the monastic discipline and study of the Sacred Scriptures. He was considered the most learned man of his time.
Bede died on the Feast of the Ascension, Thursday, 26 May 735, on the floor of his cell, singing "Glory be to the Father and to the Son and to the Holy Spirit" and was buried at Jarrow. Cuthbert, a disciple of Bede's, wrote a letter to a Cuthwin (of whom nothing else is known), describing Bede's last days and his death. According to Cuthbert, Bede fell ill, "with frequent attacks of breathlessness but almost without pain", before Easter. On the Tuesday, two days before Bede died, his breathing became worse and his feet swelled. He continued to dictate to a scribe, however, and despite spending the night awake in prayer he dictated again the following day.
At three o'clock, according to Cuthbert, he asked for a box of his to be brought and distributed among the priests of the monastery "a few treasures" of his: "some pepper, and napkins, and some incense". That night he dictated a final sentence to the scribe, a boy named Wilberht, and died soon afterwards. The account of Cuthbert does not make entirely clear whether Bede died before midnight or after. However, by the reckoning of Bede's time, passage from the old day to the new occurred at sunset, not midnight, and Cuthbert is clear that he died after sunset. Thus, while his box was brought at three o'clock Wednesday afternoon of 25 May, by the time of the final dictation it was considered 26 May, although it might still have been 25 May in modern usage.
Cuthbert's letter also relates a five-line poem in the vernacular that Bede composed on his deathbed, known as "Bede's Death Song". It is the most-widely copied Old English poem and appears in 45 manuscripts, but its attribution to Bede is not certain—not all manuscripts name Bede as the author, and the ones that do are of later origin than those that do not. Bede's remains may have been transferred to Durham Cathedral in the 11th century; his tomb there was looted in 1541, but the contents were probably re-interred in the Galilee chapel at the cathedral.
One further oddity in his writings is that in one of his works, the Commentary on the Seven Catholic Epistles, he writes in a manner that gives the impression he was married. The section in question is the only one in that work that is written in first-person view. Bede says: "Prayers are hindered by the conjugal duty because as often as I perform what is due to my wife I am not able to pray." Another passage, in the Commentary on Luke, also mentions a wife in the first person: "Formerly I possessed a wife in the lustful passion of desire and now I possess her in honourable sanctification and true love of Christ." The historian Benedicta Ward argues that these passages are Bede employing a rhetorical device.
Works
Bede wrote scientific, historical and theological works, reflecting the range of his writings from music and metrics to exegetical Scripture commentaries. He knew patristic literature, as well as Pliny the Elder, Virgil, Lucretius, Ovid, Horace and other classical writers. He knew some Greek. Bede's scriptural commentaries employed the allegorical method of interpretation, and his history includes accounts of miracles, which to modern historians has seemed at odds with his critical approach to the materials in his history. Modern studies have shown the important role such concepts played in the world-view of Early Medieval scholars. Although Bede is mainly studied as a historian now, in his time his works on grammar, chronology, and biblical studies were as important as his historical and hagiographical works. The non-historical works contributed greatly to the Carolingian renaissance. He has been credited with writing a penitential, though his authorship of this work is disputed.
Ecclesiastical History of the English People
Bede's best-known work is the , or An Ecclesiastical History of the English People, completed in about 731. Bede was aided in writing this book by Albinus, abbot of St Augustine's Abbey, Canterbury. The first of the five books begins with some geographical background and then sketches the history of England, beginning with Caesar's invasion in 55 BC. A brief account of Christianity in Roman Britain, including the martyrdom of St Alban, is followed by the story of Augustine's mission to England in 597, which brought Christianity to the Anglo-Saxons.
The second book begins with the death of Gregory the Great in 604 and follows the further progress of Christianity in Kent and the first attempts to evangelise Northumbria. These ended in disaster when Penda, the pagan king of Mercia, killed the newly Christian Edwin of Northumbria at the Battle of Hatfield Chase in about 632. The setback was temporary, and the third book recounts the growth of Christianity in Northumbria under kings Oswald of Northumbria and Oswy. The climax of the third book is the account of the Council of Whitby, traditionally seen as a major turning point in English history. The fourth book begins with the consecration of Theodore as Archbishop of Canterbury and recounts Wilfrid's efforts to bring Christianity to the Kingdom of Sussex.
The fifth book brings the story up to Bede's day and includes an account of missionary work in Frisia and of the conflict with the British church over the correct dating of Easter. Bede wrote a preface for the work, in which he dedicates it to Ceolwulf, king of Northumbria. The preface mentions that Ceolwulf received an earlier draft of the book; presumably Ceolwulf knew enough Latin to understand it, and he may even have been able to read it. The preface makes it clear that Ceolwulf had requested the earlier copy, and Bede had asked for Ceolwulf's approval; this correspondence with the king indicates that Bede's monastery had connections among the Northumbrian nobility.
Sources
The monastery at Wearmouth-Jarrow had an excellent library. Both Benedict Biscop and Ceolfrith had acquired books from the Continent, and in Bede's day the monastery was a renowned centre of learning. It has been estimated that there were about 200 books in the monastic library.
For the period prior to Augustine's arrival in 597, Bede drew on earlier writers, including Solinus. He had access to two works of Eusebius: the Historia Ecclesiastica, and also the Chronicon, though he had neither in the original Greek; instead he had a Latin translation of the Historia, by Rufinus, and Jerome's translation of the Chronicon. He also knew Orosius's Adversus Paganus, and Gregory of Tours' Historia Francorum, both Christian histories, as well as the work of Eutropius, a pagan historian. He used Constantius's Life of Germanus as a source for Germanus's visits to Britain.
Bede's account of the Anglo-Saxon settlement of Britain is drawn largely from Gildas's De Excidio et Conquestu Britanniae. Bede would also have been familiar with more recent accounts such as Stephen of Ripon's Life of Wilfrid, and anonymous Life of Gregory the Great and Life of Cuthbert. He also drew on Josephus's Antiquities, and the works of Cassiodorus, and there was a copy of the Liber Pontificalis in Bede's monastery. Bede quotes from several classical authors, including Cicero, Plautus, and Terence, but he may have had access to their work via a Latin grammar rather than directly. However, it is clear he was familiar with the works of Virgil and with Pliny the Elder's Natural History, and his monastery also owned copies of the works of Dionysius Exiguus.
He probably drew his account of Alban from a life of that saint which has not survived. He acknowledges two other lives of saints directly; one is a life of Fursa, and the other of Æthelburh; the latter no longer survives. He also had access to a life of Ceolfrith. Some of Bede's material came from oral traditions, including a description of the physical appearance of Paulinus of York, who had died nearly 90 years before Bede's Historia Ecclesiastica was written.
Bede had correspondents who supplied him with material. Albinus, the abbot of the monastery in Canterbury, provided much information about the church in Kent, and with the assistance of Nothhelm, at that time a priest in London, obtained copies of Gregory the Great's correspondence from Rome relating to Augustine's mission. Almost all of Bede's information regarding Augustine is taken from these letters. Bede acknowledged his correspondents in the preface to the Historia Ecclesiastica; he was in contact with Bishop Daniel of Winchester, for information about the history of the church in Wessex and also wrote to the monastery at Lastingham for information about Cedd and Chad. Bede also mentions an Abbot Esi as a source for the affairs of the East Anglian church, and Bishop Cynibert for information about Lindsey.
The historian Walter Goffart argues that Bede based the structure of the Historia on three works, using them as the framework around which the three main sections of the work were structured. For the early part of the work, up until the Gregorian mission, Goffart feels that Bede used De excidio. The second section, detailing the Gregorian mission of Augustine of Canterbury was framed on Life of Gregory the Great written at Whitby. The last section, detailing events after the Gregorian mission, Goffart feels was modelled on Life of Wilfrid. Most of Bede's informants for information after Augustine's mission came from the eastern part of Britain, leaving significant gaps in the knowledge of the western areas, which were those areas likely to have a native Briton presence.
Models and style
Bede's stylistic models included some of the same authors from whom he drew the material for the earlier parts of his history. His introduction imitates the work of Orosius, and his title is an echo of Eusebius's Historia Ecclesiastica. Bede also followed Eusebius in taking the Acts of the Apostles as the model for the overall work: where Eusebius used the Acts as the theme for his description of the development of the church, Bede made it the model for his history of the Anglo-Saxon church. Bede quoted his sources at length in his narrative, as Eusebius had done. Bede also appears to have taken quotes directly from his correspondents at times. For example, he almost always uses the terms "Australes" and "Occidentales" for the South and West Saxons respectively, but in a passage in the first book he uses "Meridiani" and "Occidui" instead, as perhaps his informant had done. At the end of the work, Bede adds a brief autobiographical note; this was an idea taken from Gregory of Tours' earlier History of the Franks.
Bede's work as a hagiographer and his detailed attention to dating were both useful preparations for the task of writing the Historia Ecclesiastica. His interest in computus, the science of calculating the date of Easter, was also useful in the account he gives of the controversy between the British and Anglo-Saxon church over the correct method of obtaining the Easter date.
Bede is described by Michael Lapidge as "without question the most accomplished Latinist produced in these islands in the Anglo-Saxon period". His Latin has been praised for its clarity, but his style in the Historia Ecclesiastica is not simple. He knew rhetoric and often used figures of speech and rhetorical forms which cannot easily be reproduced in translation, depending as they often do on the connotations of the Latin words. However, unlike contemporaries such as Aldhelm, whose Latin is full of difficulties, Bede's own text is easy to read. In the words of Charles Plummer, one of the best-known editors of the Historia Ecclesiastica, Bede's Latin is "clear and limpid ... it is very seldom that we have to pause to think of the meaning of a sentence ... Alcuin rightly praises Bede for his unpretending style."
Intent
Bede's primary intention in writing the Historia Ecclesiastica was to show the growth of the united church throughout England. The native Britons, whose Christian church survived the departure of the Romans, earn Bede's ire for refusing to help convert the Anglo-Saxons; by the end of the Historia the English, and their church, are dominant over the Britons. This goal, of showing the movement towards unity, explains Bede's animosity towards the British method of calculating Easter: much of the Historia is devoted to a history of the dispute, including the final resolution at the Synod of Whitby in 664. Bede is also concerned to show the unity of the English, despite the disparate kingdoms that still existed when he was writing. He also wants to instruct the reader by spiritual example and to entertain, and to the latter end he adds stories about many of the places and people about which he wrote.
N. J. Higham argues that Bede designed his work to promote his reform agenda to Ceolwulf, the Northumbrian king. Bede painted a highly optimistic picture of the current situation in the Church, as opposed to the more pessimistic picture found in his private letters.
Bede's extensive use of miracles can prove difficult for readers who consider him a more or less reliable historian but do not accept the possibility of miracles. Yet both reflect an inseparable integrity and regard for accuracy and truth, expressed in terms both of historical events and of a tradition of Christian faith that continues. Bede, like Gregory the Great whom Bede quotes on the subject in the Historia, felt that faith brought about by miracles was a stepping stone to a higher, truer faith, and that as a result miracles had their place in a work designed to instruct.
Omissions and biases
Bede is somewhat reticent about the career of Wilfrid, a contemporary and one of the most prominent clerics of his day. This may be because Wilfrid's opulent lifestyle was uncongenial to Bede's monastic mind; it may also be that the events of Wilfrid's life, divisive and controversial as they were, simply did not fit with Bede's theme of the progression to a unified and harmonious church.
Bede's account of the early migrations of the Angles and Saxons to England omits any mention of a movement of those peoples across the English Channel from Britain to Brittany described by Procopius, who was writing in the sixth century. Frank Stenton describes this omission as "a scholar's dislike of the indefinite"; traditional material that could not be dated or used for Bede's didactic purposes had no interest for him.
Bede was a Northumbrian, and this tinged his work with a local bias. The sources to which he had access gave him less information about the west of England than for other areas. He says relatively little about the achievements of Mercia and Wessex, omitting, for example, any mention of Boniface, a West Saxon missionary to the continent of some renown and of whom Bede had almost certainly heard, though Bede does discuss Northumbrian missionaries to the continent. He is also parsimonious in his praise for Aldhelm, a West Saxon who had done much to convert the native Britons to the Roman form of Christianity. He lists seven kings of the Anglo-Saxons whom he regards as having held imperium, or overlordship; only one king of Wessex, Ceawlin, is listed as Bretwalda, and none from Mercia, though elsewhere he acknowledges the secular power several of the Mercians held. Historian Robin Fleming states that he was so hostile to Mercia because Northumbria had been diminished by Mercian power that he consulted no Mercian informants and included no stories about its saints.
Bede relates the story of Augustine's mission from Rome, and tells how the British clergy refused to assist Augustine in the conversion of the Anglo-Saxons. This, combined with Gildas's negative assessment of the British church at the time of the Anglo-Saxon invasions, led Bede to a very critical view of the native church. However, Bede ignores the fact that at the time of Augustine's mission, the history between the two was one of warfare and conquest, which, in the words of Barbara Yorke, would have naturally "curbed any missionary impulses towards the Anglo-Saxons from the British clergy."
Use of Anno Domini
At the time Bede wrote the Historia Ecclesiastica, there were two common ways of referring to dates. One was to use indictions, which were 15-year cycles, counting from 312 AD. There were three different varieties of indiction, each starting on a different day of the year. The other approach was to use regnal years—the reigning Roman emperor, for example, or the ruler of whichever kingdom was under discussion. This meant that in discussing conflicts between kingdoms, the date would have to be given in the regnal years of all the kings involved. Bede used both these approaches on occasion but adopted a third method as his main approach to dating: the Anno Domini method invented by Dionysius Exiguus. Although Bede did not invent this method, his adoption of it and his promulgation of it in De Temporum Ratione, his work on chronology, is the main reason it is now so widely used. Bede's Easter table, contained in De Temporum Ratione, was developed from Dionysius Exiguus' Easter table.
Assessment
The Historia Ecclesiastica was copied often in the Middle Ages, and about 160 manuscripts containing it survive. About half of those are located on the European continent, rather than in the British Isles. Most of the 8th- and 9th-century texts of Bede's Historia come from the northern parts of the Carolingian Empire. This total does not include manuscripts with only a part of the work, of which another 100 or so survive. It was printed for the first time between 1474 and 1482, probably at Strasbourg.
Modern historians have studied the Historia extensively, and several editions have been produced. For many years, early Anglo-Saxon history was essentially a retelling of the Historia, but recent scholarship has focused as much on what Bede did not write as what he did. The belief that the Historia was the culmination of Bede's works, the aim of all his scholarship, was a belief common among historians in the past but is no longer accepted by most scholars.
Modern historians and editors of Bede have been lavish in their praise of his achievement in the Historia Ecclesiastica. Stenton regards it as one of the "small class of books which transcend all but the most fundamental conditions of time and place", and regards its quality as dependent on Bede's "astonishing power of co-ordinating the fragments of information which came to him through tradition, the relation of friends, or documentary evidence ... In an age where little was attempted beyond the registration of fact, he had reached the conception of history." Patrick Wormald describes him as "the first and greatest of England's historians".
The Historia Ecclesiastica has given Bede a high reputation, but his concerns were different from those of a modern writer of history. His focus on the history of the organisation of the English church, and on heresies and the efforts made to root them out, led him to exclude the secular history of kings and kingdoms except where a moral lesson could be drawn or where they illuminated events in the church. Besides the Anglo-Saxon Chronicle, the medieval writers William of Malmesbury, Henry of Huntingdon, and Geoffrey of Monmouth used his works as sources and inspirations. Early modern writers, such as Polydore Vergil and Matthew Parker, the Elizabethan Archbishop of Canterbury, also utilised the Historia, and his works were used by both Protestant and Catholic sides in the wars of religion.
Some historians have questioned the reliability of some of Bede's accounts. One historian, Charlotte Behr, thinks that the Historia's account of the arrival of the Germanic invaders in Kent should not be considered to relate what actually happened, but rather relates myths that were current in Kent during Bede's time.
It is likely that Bede's work, because it was so widely copied, discouraged others from writing histories and may even have led to the disappearance of manuscripts containing older historical works.
Other historical works
Chronicles
As Chapter 66 of his On the Reckoning of Time, in 725 Bede wrote the Greater Chronicle (chronica maiora), which sometimes circulated as a separate work. For recent events the Chronicle, like his Ecclesiastical History, relied upon Gildas, upon a version of the Liber Pontificalis current at least to the papacy of Pope Sergius I (687–701), and other sources. For earlier events he drew on Eusebius's Chronikoi Kanones. The dating of events in the Chronicle is inconsistent with his other works, using the era of creation, the Anno Mundi.
Hagiography
His other historical works included lives of the abbots of Wearmouth and Jarrow, as well as verse and prose lives of St Cuthbert, an adaptation of Paulinus of Nola's Life of St Felix, and a translation of the Greek Passion of St Anastasius. He also created a listing of saints, the Martyrology.
Theological works
In his own time, Bede was as well known for his biblical commentaries, and for his exegetical and other theological works. The majority of his writings were of this type and covered the Old Testament and the New Testament. Most survived the Middle Ages, but a few were lost. It was for his theological writings that he earned the title of Doctor Anglorum and why he was declared a saint.
Bede synthesised and transmitted the learning from his predecessors, as well as made careful, judicious innovation in knowledge (such as recalculating the age of the earth—for which he was censured before surviving the heresy accusations and eventually having his views championed by Archbishop Ussher in the sixteenth century—see below) that had theological implications. In order to do this, he learned Greek and attempted to learn Hebrew. He spent time reading and rereading both the Old and the New Testaments. He mentions that he studied from a text of Jerome's Vulgate, which itself was from the Hebrew text.
He also studied both the Latin and the Greek Fathers of the Church. In the monastic library at Jarrow were numerous books by theologians, including works by Basil, Cassian, John Chrysostom, Isidore of Seville, Origen, Gregory of Nazianzus, Augustine of Hippo, Jerome, Pope Gregory I, Ambrose of Milan, Cassiodorus, and Cyprian. He used these, in conjunction with the Biblical texts themselves, to write his commentaries and other theological works.
He had a Latin translation by Evagrius of Athanasius's Life of Antony and a copy of Sulpicius Severus' Life of St Martin. He also used lesser known writers, such as Fulgentius, Julian of Eclanum, Tyconius, and Prosper of Aquitaine. Bede was the first to refer to Jerome, Augustine, Pope Gregory and Ambrose as the four Latin Fathers of the Church. It is clear from Bede's own comments that he felt his calling was to explain to his students and readers the theology and thoughts of the Church Fathers.
Bede also wrote homilies, works written to explain theology used in worship services. He wrote homilies on the major Christian seasons such as Advent, Lent, or Easter, as well as on other subjects such as anniversaries of significant events.
Both types of Bede's theological works circulated widely in the Middle Ages. Several of his biblical commentaries were incorporated into the Glossa Ordinaria, an 11th-century collection of biblical commentaries. Some of Bede's homilies were collected by Paul the Deacon, and they were used in that form in the Monastic Office. Boniface used Bede's homilies in his missionary efforts on the continent.
Bede sometimes included in his theological books an acknowledgement of the predecessors on whose works he drew. In two cases he left instructions that his marginal notes, which gave the details of his sources, should be preserved by the copyist, and he may have originally added marginal comments about his sources to others of his works. Where he does not specify, it is still possible to identify books to which he must have had access by quotations that he uses. A full catalogue of the library available to Bede in the monastery cannot be reconstructed, but it is possible to tell, for example, that Bede was very familiar with the works of Virgil.
There is little evidence that he had access to any other of the pagan Latin writers—he quotes many of these writers, but the quotes are almost always found in the Latin grammars that were common in his day, one or more of which would certainly have been at the monastery. Another difficulty is that manuscripts of early writers were often incomplete: it is apparent that Bede had access to Pliny's Encyclopaedia, for example, but it seems that the version he had was missing book xviii, since he did not quote from it in his De temporum ratione.Bede's works included Commentary on Revelation, Commentary on the Catholic Epistles, Commentary on Acts, Reconsideration on the Books of Acts, On the Gospel of Mark, On the Gospel of Luke, and Homilies on the Gospels. At the time of his death he was working on a translation of the Gospel of John into English. He did this for the last 40 days of his life. When the last passage had been translated he said: "All is finished." The works dealing with the Old Testament included Commentary on Samuel, Commentary on Genesis, Commentaries on Ezra and Nehemiah, On the Temple, On the Tabernacle, Commentaries on Tobit, Commentaries on Proverbs, Commentaries on the Song of Songs, Commentaries on the Canticle of Habakkuk, The works on Ezra, the tabernacle and the temple were especially influenced by Gregory the Great's writings.
Historical and astronomical chronology
De temporibus, or On Time, written in about 703, provides an introduction to the principles of Easter computus. This was based on parts of Isidore of Seville's Etymologies, and Bede also included a chronology of the world which was derived from Eusebius, with some revisions based on Jerome's translation of the Bible. In about 723, Bede wrote a longer work on the same subject, On the Reckoning of Time, which was influential throughout the Middle Ages. He also wrote several shorter letters and essays discussing specific aspects of computus.
On the Reckoning of Time (De temporum ratione) included an introduction to the traditional ancient and medieval view of the cosmos, including an explanation of how the spherical Earth influenced the changing length of daylight, of how the seasonal motion of the Sun and Moon influenced the changing appearance of the new moon at evening twilight. Bede also records the effect of the moon on tides. He shows that the twice-daily timing of tides is related to the Moon and that the lunar monthly cycle of spring and neap tides is also related to the Moon's position. He goes on to note that the times of tides vary along the same coast and that the water movements cause low tide at one place when there is high tide elsewhere. Since the focus of his book was the computus, Bede gave instructions for computing the date of Easter from the date of the Paschal full moon, for calculating the motion of the Sun and Moon through the zodiac, and for many other calculations related to the calendar. He gives some information about the months of the Anglo-Saxon calendar.
Any codex of Bede's Easter table is normally found together with a codex of his De temporum ratione. His Easter table, being an exact extension of Dionysius Exiguus' Paschal table and covering the time interval AD 532–1063, contains a 532-year Paschal cycle based on the so-called classical Alexandrian 19-year lunar cycle, being the close variant of bishop Theophilus' 19-year lunar cycle proposed by Annianus and adopted by bishop Cyril of Alexandria around AD 425. The ultimate similar (but rather different) predecessor of this Metonic 19-year lunar cycle is the one invented by Anatolius around AD 260.
For calendric purposes, Bede made a new calculation of the age of the world since the creation, which he dated as 3952 BC. Because of his innovations in computing the age of the world, he was accused of heresy at the table of Bishop Wilfrid, his chronology being contrary to accepted calculations. Once informed of the accusations of these "lewd rustics," Bede refuted them in his Letter to Plegwin.
In addition to these works on astronomical timekeeping, he also wrote De natura rerum, or On the Nature of Things, modelled in part after the work of the same title by Isidore of Seville. His works were so influential that late in the ninth century Notker the Stammerer, a monk of the Monastery of St Gall in Switzerland, wrote that "God, the orderer of natures, who raised the Sun from the East on the fourth day of Creation, in the sixth day of the world has made Bede rise from the West as a new Sun to illuminate the whole Earth".
Educational works
Bede wrote some works designed to help teach grammar in the abbey school. One of these was De arte metrica, a discussion of the composition of Latin verse, drawing on previous grammarians' work. It was based on Donatus's De pedibus and Servius's De finalibus and used examples from Christian poets as well as Virgil. It became a standard text for the teaching of Latin verse during the next few centuries. Bede dedicated this work to Cuthbert, apparently a student, for he is named "beloved son" in the dedication, and Bede says "I have laboured to educate you in divine letters and ecclesiastical statutes." De orthographia is a work on orthography, designed to help a medieval reader of Latin with unfamiliar abbreviations and words from classical Latin works. Although it could serve as a textbook, it appears to have been mainly intended as a reference work. The date of composition for both of these works is unknown.
De schematibus et tropis sacrae scripturae discusses the Bible's use of rhetoric. Bede was familiar with pagan authors such as Virgil, but it was not considered appropriate to teach biblical grammar from such texts, and Bede argues for the superiority of Christian texts in understanding Christian literature. Similarly, his text on poetic metre uses only Christian poetry for examples.
Latin poetry
A number of poems have been attributed to Bede. His poetic output has been systematically surveyed and edited by Michael Lapidge, who concluded that the following works belong to Bede: the Versus de die iudicii ("verses on the day of Judgement", found complete in 33 manuscripts and fragmentarily in 10); the metrical Vita Sancti Cudbercti ("Life of St Cuthbert"); and two collections of verse mentioned in the Historia ecclesiastica V.24.2. Bede names the first of these collections as "librum epigrammatum heroico metro siue elegiaco" ("a book of epigrams in the heroic or elegiac metre"), and much of its content has been reconstructed by Lapidge from scattered attestations under the title Liber epigrammatum. The second is named as "liber hymnorum diuerso metro siue rythmo" ("a book of hymns, diverse in metre or rhythm"); this has been reconstructed by Lapidge as containing ten liturgical hymns, one paraliturgical hymn (for the Feast of St Æthelthryth), and four other hymn-like compositions.
Vernacular poetry
According to his disciple Cuthbert, Bede was doctus in nostris carminibus ("learned in our songs"). Cuthbert's letter on Bede's death, the Epistola Cuthberti de obitu Bedae, moreover, commonly is understood to indicate that Bede composed a five-line vernacular poem known to modern scholars as Bede's Death Song
As Opland notes, however, it is not entirely clear that Cuthbert is attributing this text to Bede: most manuscripts of the latter do not use a finite verb to describe Bede's presentation of the song, and the theme was relatively common in Old English and Anglo-Latin literature. The fact that Cuthbert's description places the performance of the Old English poem in the context of a series of quoted passages from Sacred Scripture might be taken as evidence simply that Bede also cited analogous vernacular texts.
On the other hand, the inclusion of the Old English text of the poem in Cuthbert's Latin letter, the observation that Bede "was learned in our song," and the fact that Bede composed a Latin poem on the same subject all point to the possibility of his having written it. By citing the poem directly, Cuthbert seems to imply that its particular wording was somehow important, either since it was a vernacular poem endorsed by a scholar who evidently frowned upon secular entertainment or because it is a direct quotation of Bede's last original composition.
Veneration
There is no evidence for cult being paid to Bede in England in the 8th century. One reason for this may be that he died on the feast day of Augustine of Canterbury. Later, when he was venerated in England, he was either commemorated after Augustine on 26 May, or his feast was moved to 27 May. However, he was venerated outside England, mainly through the efforts of Boniface and Alcuin, both of whom promoted the cult on the continent. Boniface wrote repeatedly back to England during his missionary efforts, requesting copies of Bede's theological works.
Alcuin, who was taught at the school set up in York by Bede's pupil Ecgbert, praised Bede as an example for monks to follow and was instrumental in disseminating Bede's works to all of Alcuin's friends. Bede's cult became prominent in England during the 10th-century revival of monasticism and by the 14th century had spread to many of the cathedrals of England. Wulfstan, Bishop of Worcester was a particular devotee of Bede's, dedicating a church to him in 1062, which was Wulfstan's first undertaking after his consecration as bishop.
His body was 'translated' (the ecclesiastical term for relocation of relics) from Jarrow to Durham Cathedral around 1020, where it was placed in the same tomb with St Cuthbert. Later Bede's remains were moved to a shrine in the Galilee Chapel at Durham Cathedral in 1370. The shrine was destroyed during the English Reformation, but the bones were reburied in the chapel. In 1831 the bones were dug up and then reburied in a new tomb, which is still there. Other relics were claimed by York, Glastonbury and Fulda.
His scholarship and importance to Catholicism were recognised in 1899 when the Vatican declared him a Doctor of the Church. He is the only Englishman named a Doctor of the Church. He is also the only Englishman in Dante's Paradise (Paradiso X.130), mentioned among theologians and doctors of the church in the same canto as Isidore of Seville and the Scot Richard of St Victor.
His feast day was included in the General Roman Calendar in 1899, for celebration on 27 May rather than on his date of death, 26 May, which was then the feast day of St Augustine of Canterbury. He is venerated in the Catholic Church, in the Church of England and in the Episcopal Church (United States) on 25 May, and in the Eastern Orthodox Church, with a feast day on 27 May (Βεδέα του Ομολογητού).
Bede became known as Venerable Bede (Latin: ) by the 9th century because of his holiness, but this was not linked to consideration for sainthood by the Catholic Church. According to a legend, the epithet was miraculously supplied by angels, thus completing his unfinished epitaph. It is first utilised in connection with Bede in the 9th century, where Bede was grouped with others who were called "venerable" at two ecclesiastical councils held at Aachen in 816 and 836. Paul the Deacon then referred to him as venerable consistently. By the 11th and 12th century, it had become commonplace.
Modern legacy
Bede's reputation as a historian, based mostly on the Historia Ecclesiastica, remains strong. Thomas Carlyle called him "the greatest historical writer since Herodotus". Walter Goffart says of Bede that he "holds a privileged and unrivalled place among first historians of Christian Europe". He is patron of Beda College in Rome which prepares older men for the Roman Catholic priesthood. His life and work have been celebrated with the annual Jarrow Lecture, held at St Paul's Church, Jarrow, since 1958.
Bede has been described as a progressive scholar, who made Latin and Greek teachings accessible to his fellow Anglo-Saxons.
Jarrow Hall (formerly Bede's World), in Jarrow, is a museum that celebrates the history of Bede and other parts of English heritage, on the site where he lived.
Bede Metro station, part of the Tyne and Wear Metro light rail network, is named after him.
See also
List of manuscripts of Bede's Historia Ecclesiastica
List of works by Bede
Medieval ecclesiastic historiography
Notes
References
Sources
Primary sources
(Parallel Latin text and English translation with English notes.)
(contains translations of On the Song of Songs, Homilies on the Gospels and selections from the Ecclesiastical history of the English people).
Secondary sources
Further reading
External links
Dickinson College Commentaries: Historia Ecclēsiastica
Bede's World: the museum of early medieval Northumbria at Jarrow
The Venerable Bede from In Our Time (BBC Radio 4)
Ecclesiastical History of the English People, Books 1–5, L.C. Jane's 1903 Temple Classics translation. From the Internet Medieval Sourcebook.
Bede's Ecclesiastical History and the Continuation of Bede (pdf), at CCEL, edited & translated by A.M. Sellar.
Saint Bede, complete works, in Latin, with historical works also in English at The Online Library of Liberty
Dionysius Exiguus' Paschal table
673 births
735 deaths
7th-century Christian monks
7th-century Christian theologians
8th-century Christian monks
8th-century historians
8th-century Christian theologians
8th-century writers in Latin
Anglo-Saxon monks
Anglo-Saxon poets
Benedictine Biblical scholars
Benedictine theologians
Benedictine writers
Bible translators
Burials at Monkwearmouth-Jarrow Abbey
Christian hagiographers
English Christian theologians
Chronologists
Church Fathers
Doctors of the Church
English Benedictines
English chroniclers
Hagiographers
Medieval English theologians
Northumbrian saints
People from Jarrow
People from Sunderland
British biblical scholars
Trope theorists
7th-century English writers
8th-century English writers
Anglican saints
English Roman Catholic saints
History of Catholicism in England
Lutheran saints |
4049 | https://en.wikipedia.org/wiki/Battle%20of%20Blenheim | Battle of Blenheim | The Battle of Blenheim (; ; ) fought on , was a major battle of the War of the Spanish Succession. The overwhelming Allied victory ensured the safety of Vienna from the Franco-Bavarian army, thus preventing the collapse of the reconstituted Grand Alliance.
Louis XIV of France sought to knock the Holy Roman Emperor, Leopold, out of the war by seizing Vienna, the Habsburg capital, and gain a favourable peace settlement. The dangers to Vienna were considerable: Maximilian II Emanuel, Elector of Bavaria, and Marshal Ferdinand de Marsin's forces in Bavaria threatened from the west, and Marshal Louis Joseph de Bourbon, duc de Vendôme's large army in northern Italy posed a serious danger with a potential offensive through the Brenner Pass. Vienna was also under pressure from Rákóczi's Hungarian revolt from its eastern approaches. Realising the danger, the Duke of Marlborough resolved to alleviate the peril to Vienna by marching his forces south from Bedburg to help maintain Emperor Leopold within the Grand Alliance.
A combination of deception and skilled administration – designed to conceal his true destination from friend and foe alike – enabled Marlborough to march unhindered from the Low Countries to the River Danube in five weeks. After securing Donauwörth on the Danube, Marlborough sought to engage Maximilian's and Marsin's army before Marshal Camille d'Hostun, duc de Tallard, could bring reinforcements through the Black Forest. The Franco-Bavarian commanders proved reluctant to fight until their numbers were deemed sufficient, and Marlborough failed in his attempts to force an engagement. When Tallard arrived to bolster Maximilian's army, and Prince Eugene of Savoy arrived with reinforcements for the Allies, the two armies finally met on the banks of the Danube in and around the small village of Blindheim, from which the English "Blenheim" is derived.
Blenheim was one of the battles that altered the course of the war, which until then was favouring the French and Spanish Bourbons. Although the battle did not win the war, it prevented a potentially devastating loss for the Grand Alliance and shifted the war's momentum, ending French plans of knocking Emperor Leopold out of the war. The French suffered catastrophic casualties in the battle, including their commander-in-chief, Tallard, who was taken captive to England. Before the 1704 campaign ended, the Allies had taken Landau, and the towns of Trier and Trarbach on the Moselle in preparation for the following year's campaign into France itself. This offensive never materialised, for the Grand Alliance's army had to depart the Moselle to defend Liège from a French counter-offensive. The war continued for another decade before ending in 1714.
Background
By 1704, the War of the Spanish Succession was in its fourth year. The previous year had been one of successes for France and her allies, most particularly on the Danube, where Marshal Claude-Louis-Hector de Villars and Maximilian II Emanuel, Elector of Bavaria, had created a direct threat to Vienna, the Habsburg capital. Vienna had been saved by dissension between the two commanders, leading to Villars being replaced by the less dynamic Marshal Ferdinand de Marsin. Nevertheless, the threat was still real: Rákóczi's Hungarian revolt was threatening the Empire's eastern approaches, and Marshal Louis Joseph, Duke of Vendôme's forces threatened an invasion from northern Italy. In the courts of Versailles and Madrid, Vienna's fall was confidently anticipated, an event which would almost certainly have led to the collapse of the reconstituted Grand Alliance.
To isolate the Danube from any Allied intervention, Marshal François de Neufville, duc de Villeroi's 46,000 troops were expected to pin the 70,000 Dutch and British troops around Maastricht in the Low Countries, while General Robert Jean Antoine de Franquetot de Coigny protected Alsace against surprise with a further corps. The only forces immediately available for Vienna's defence were Prince Louis of Baden's 36,000 men stationed in the Lines of Stollhofen to watch Marshal Camille d'Hostun, duc de Tallard, at Strasbourg; and 10,000 men under Prince Eugene of Savoy south of Ulm.
Both the Imperial Austrian Ambassador in London, Count Wratislaw, and the Duke of Marlborough realised the implications of the situation on the Danube. The Dutch were against any adventurous military operation as far south as the Danube and would not permit any major weakening of the forces in the Spanish Netherlands. Marlborough, realising the only way to reinforce the Austrians was by the use of secrecy and guile, set out to deceive his Dutch allies by pretending to move his troops to the Moselle – a plan approved of by The Hague – but once there, he would slip the Dutch leash and link up with Austrian forces in southern Germany.
This does not mean that he proceeded entirely without consultation with the Dutch. Without them, the army's logistics system would have simply collapsed. Intensive consultations preceded the campaign and Anthonie Heinsius, the Dutch Grand Pensionary, was likely informed by Marlborough of his secret plan to link up with Austrian forces. Many other important Dutchmen, like Major-General Johan Wijnand van Goor, were in favour of helping the Emperor and participated in the campaign. The Dutch diplomat and field deputy Van Rechteren-Almelo also played an important role. He made sure that on their 450-kilometer-long march, the Allies would nowhere be denied passage by local rulers, nor would they need to look for provisions, horsefeed or new boots. He also saw to it that sufficient stopovers were arranged along the way to ensure that the Allies arrived at their destination in good condition. This was of paramount importance, for the success of the operation depended on a quick elimination of the Bavarian elector. However, it was not possible to make the logistical arrangements in advance that would have been indispensable to supply the Allied army south of the Danube. For this, the Allies should have had access to Ulm and Augsburg, but the Bavarian elector had taken these two cities. This could have become a problem for Marlborough had the Elector avoided a battle and instead entrenched himself south of the Danube. Had Villeroy then managed to take advantage of the weakening of Allied forces in the Netherlands by recapturing Liège and besieging Maastricht, it would have validated the concerns of his Dutch adversaries.
Prelude
Protagonists march to the Danube
Marlborough's march started on 19 May from Bedburg, northwest of Cologne. The army assembled by Marlborough's brother, General Charles Churchill, consisted of 66 squadrons of cavalry, 31 battalions of infantry and 38 guns and mortars, totalling 21,000 men, 16,000 of whom were British. This force was augmented en route, and by the time it reached the Danube it numbered 40,00047 battalions and 88 squadrons. While Marlborough led this army south, the Dutch general, Henry Overkirk, Count of Nassau, maintained a defensive position in the Dutch Republic against the possibility of Villeroi mounting an attack. Marlborough had assured the Dutch that if the French were to launch an offensive he would return in good time, but he calculated that as he marched south, the French army would be drawn after him. In this assumption Marlborough proved correct: Villeroi shadowed Marlborough with 30,000 men in 60 squadrons and 42 battalions. Marlborough wrote to Godolphin: "I am very sensible that I take a great deal upon me, but should I act otherwise, the Empire would be undone ..."
In the meantime, the appointment of Henry Overkirk as Field Marshal caused significant controversy in the Dutch Republic. After the Earl of Athlone's death, the Dutch States General had put Overkirk in charge of the Dutch States Army, which led to much discontent among the other high-ranking Dutch generals. Ernst Wilhelm von Salisch, Daniël van Dopff and Menno van Coehoorn threatened to resign or go into the service of other countries, although all were eventually convinced to stay. The new infantry generals were also disgruntled — the Lord of Slangenburg because he had to serve the less experienced Overkirk; and the Count of Noyelles because he had to serve the orders of the 'insupportable' Slangenburg. Then there was the major problem of the position of the Prince of Orange. The provinces of Friesland and Groningen demanded that their 17-year-old stadtholder be appointed supreme infantry general. This divided the parties so much that a second Grand Assembly, as had existed in 1651, was considered. However, after pressure from the other provinces, Friesland and Groningen adjusted their demands and a compromise was found. The Prince of Orange would nominally be appointed infantry general, behind Slangenburg and Noyelles, but he would not really be in command until he was 20.
While the Allies were making their preparations, the French were striving to maintain and re-supply Marsin. He had been operating with Maximilian II against Prince Louis, and was somewhat isolated from France: his only lines of communication lay through the rocky passes of the Black Forest. On 14 May, Tallard brought 8,000 reinforcements and vast supplies and munitions through the difficult terrain, whilst outmanoeuvring , the Imperial general who sought to block his path. Tallard then returned with his own force to the Rhine, once again side-stepping Thüngen's efforts to intercept him.
On 26 May, Marlborough reached Coblenz, where the Moselle meets the Rhine. If he intended an attack along the Moselle his army would now have to turn west; instead it crossed to the right bank of the Rhine, and was reinforced by 5,000 waiting Hanoverians and Prussians. The French realised that there would be no campaign on the Moselle. A second possible objective now occurred to theman Allied incursion into Alsace and an attack on Strasbourg. Marlborough furthered this apprehension by constructing bridges across the Rhine at Philippsburg, a ruse that not only encouraged Villeroi to come to Tallard's aid in the defence of Alsace, but one that ensured the French plan to march on Vienna was delayed while they waited to see what Marlborough's army would do.
Encouraged by Marlborough's promise to return to the Netherlands if a French attack developed there, transferring his troops up the Rhine on barges at a rate of a day, the Dutch States General agreed to release the Danish contingent of seven battalions and 22 squadrons as reinforcements. Marlborough reached Ladenburg, in the plain of the Neckar and the Rhine, and there halted for three days to rest his cavalry and allow the guns and infantry to close up. On 6 June he arrived at Wiesloch, south of Heidelberg. The following day, the Allied army swung away from the Rhine towards the hills of the Swabian Jura and the Danube beyond. At last Marlborough's destination was established without doubt.
Strategy
On 10 June, Marlborough met for the first time the President of the Imperial War Council, Prince Eugene – accompanied by Count Wratislaw – at the village of Mundelsheim, halfway between the Danube and the Rhine. By 13 June, the Imperial Field Commander, Prince Louis, had joined them in Großheppach. The three generals commanded a force of nearly 110,000 men. At this conference, it was decided that Prince Eugene would return with 28,000 men to the Lines of Stollhofen on the Rhine to watch Villeroi and Tallard and prevent them going to the aid of the Franco-Bavarian army on the Danube. Meanwhile, Marlborough's and Prince Louis's forces would combine, totalling 80,000 men, and march on the Danube to seek out Maximilian II and Marsin before they could be reinforced.
Knowing Marlborough's destination, Tallard and Villeroi met at Landau in the Palatinate on 13 June to construct a plan to save Bavaria. The rigidity of the French command system was such that any variations from the original plan had to be sanctioned by Versailles. The Count of Mérode-Westerloo, commander of the Flemish troops in Tallard's army, wrote "One thing is certain: we delayed our march from Alsace for far too long and quite inexplicably." Approval from King Louis arrived on 27 June: Tallard was to reinforce Marsin and Maximilian II on the Danube via the Black Forest, with 40 battalions and 50 squadrons; Villeroi was to pin down the Allies defending the Lines of Stollhofen, or, if the Allies should move all their forces to the Danube, he was to join with Tallard; Coigny with 8,000 men would protect Alsace. On 1 July Tallard's army of 35,000 re-crossed the Rhine at Kehl and began its march.
On 22 June, Marlborough's forces linked up with Prince Louis' Imperial forces at Launsheim, having covered in five weeks. Thanks to a carefully planned timetable, the effects of wear and tear had been kept to a minimum. Captain Parker described the march discipline: "As we marched through the country of our Allies, commissars were appointed to furnish us with all manner of necessaries for man and horse ... the soldiers had nothing to do but pitch their tents, boil kettles and lie down to rest." In response to Marlborough's manoeuvres, Maximilian and Marsin, conscious of their numerical disadvantage with only 40,000 men, moved their forces to the entrenched camp at Dillingen on the north bank of the Danube. Marlborough could not attack Dillingen because of a lack of siege guns – he had been unable to bring any from the Low Countries, and Prince Louis had failed to supply any, despite prior assurances that he would.
The Allies needed a base for provisions and a good river crossing. Consequently, on 2 July Marlborough stormed the fortress of Schellenberg on the heights above the town of Donauwörth. Count Jean d'Arco had been sent with 12,000 men from the Franco-Bavarian camp to hold the town and grassy hill, but after a fierce battle, with heavy casualties on both sides, Schellenberg fell. This forced Donauwörth to surrender shortly afterward. Maximilian, knowing his position at Dillingen was now not tenable, took up a position behind the strong fortifications of Augsburg.
Tallard's march presented a dilemma for Prince Eugene. If the Allies were not to be outnumbered on the Danube, he realised that he had to either try to cut Tallard off before he could get there, or to reinforce Marlborough. If he withdrew from the Rhine to the Danube, Villeroi might also make a move south to link up with Maximilian and Marsin. Prince Eugene compromisedleaving 12,000 troops behind guarding the Lines of Stollhofenhe marched off with the rest of his army to forestall Tallard.
Lacking in numbers, Prince Eugene could not seriously disrupt Tallard's march but the French marshal's progress was proving slow. Tallard's force had suffered considerably more than Marlborough's troops on their march – many of his cavalry horses were suffering from glanders and the mountain passes were proving tough for the 2,000 wagonloads of provisions. Local German peasants, angry at French plundering, compounded Tallard's problems, leading Mérode-Westerloo to bemoan – "the enraged peasantry killed several thousand of our men before the army was clear of the Black Forest."
At Augsburg, Maximilian was informed on 14 July that Tallard was on his way through the Black Forest. This good news bolstered his policy of inaction, further encouraging him to wait for the reinforcements. This reticence to fight induced Marlborough to undertake a controversial policy of spoliation in Bavaria, burning buildings and crops throughout the rich lands south of the Danube. This had two aims: firstly to put pressure on Maximilian to fight or come to terms before Tallard arrived with reinforcements; and secondly, to ruin Bavaria as a base from which the French and Bavarian armies could attack Vienna, or pursue Marlborough into Franconia if, at some stage, he had to withdraw northwards. But this destruction, coupled with a protracted siege of the town of Rain over 9 to 16 July, caused Prince Eugene to lament "... since the Donauwörth action I cannot admire their performances", and later to conclude "If he has to go home without having achieved his objective, he will certainly be ruined."
Final positioning
Tallard, with 34,000 men, reached Ulm, joining with Maximilian and Marsin at Augsburg on 5 August, although Maximilian had dispersed his army in response to Marlborough's campaign of ravaging the region. Also on 5 August, Prince Eugene reached Höchstädt, riding that same night to meet with Marlborough at Schrobenhausen. Marlborough knew that another crossing point over the Danube was required in case Donauwörth fell to the enemy; so on 7 August, the first of Prince Louis' 15,000 Imperial troops left Marlborough's main force to besiege the heavily defended city of Ingolstadt, farther down the Danube, with the remainder following two days later.
With Prince Eugene's forces at Höchstädt on the north bank of the Danube, and Marlborough's at Rain on the south bank, Tallard and Maximilian debated their next move. Tallard preferred to bide his time, replenish supplies and allow Marlborough's Danube campaign to flounder in the colder autumn weather; Maximilian and Marsin, newly reinforced, were keen to push ahead. The French and Bavarian commanders eventually agreed to attack Prince Eugene's smaller force. On 9 August, the Franco-Bavarian forces began to cross to the north bank of the Danube. On 10 August, Prince Eugene sent an urgent dispatch reporting that he was falling back to Donauwörth. By a series of swift marches Marlborough concentrated his forces on Donauwörth and, by noon 11 August, the link-up was complete.
During 11 August, Tallard pushed forward from the river crossings at Dillingen. By 12 August, the Franco-Bavarian forces were encamped behind the small River Nebel near the village of Blenheim on the plain of Höchstädt. On the same day, Marlborough and Prince Eugene carried out a reconnaissance of the French position from the church spire at Tapfheim, and moved their combined forces to Münster – from the French camp. A French reconnaissance under Jacques Joseph Vipart, Marquis de Silly went forward to probe the enemy, but were driven off by Allied troops who had deployed to cover the pioneers of the advancing army, labouring to bridge the numerous streams in the area and improve the passage leading westwards to Höchstädt. Marlborough quickly moved forward two brigades under the command of Lieutenant General John Wilkes and Brigadier Archibald Rowe to secure the narrow strip of land between the Danube and the wooded Fuchsberg hill, at the Schwenningen defile. Tallard's army numbered 56,000 men and 90 guns; the army of the Grand Alliance, 52,000 men and 66 guns. Some Allied officers who were acquainted with the superior numbers of the enemy, and aware of their strong defensive position, remonstrated with Marlborough about the hazards of attacking; but he was resolute – partly because the Dutch officer Willem Vleertman had scouted the marshy ground before them and reported that the land was perfectly suitable for the troops.
Battle
The battlefield
The battlefield stretched for nearly . The extreme right flank of the Franco-Bavarian army rested on the Danube, the undulating pine-covered hills of the Swabian Jura lay to their left. A small stream, the Nebel, fronted the French line; the ground either side of this was marshy and only fordable intermittently. The French right rested on the village of Blenheim near where the Nebel flows into the Danube; the village itself was surrounded by hedges, fences, enclosed gardens, and meadows. Between Blenheim and the village of Oberglauheim to the north west the fields of wheat had been cut to stubble and were now ideal for the deployment of troops. From Oberglauheim to the next hamlet of Lutzingen the terrain of ditches, thickets and brambles was potentially difficult ground for the attackers.
Initial manoeuvres
At 02:00 on 13 August, 40 Allied cavalry squadrons were sent forward, followed at 03:00, in eight columns, by the main Allied force pushing over the River Kessel. At about 06:00 they reached Schwenningen, from Blenheim. The British and German troops who had held Schwenningen through the night joined the march, making a ninth column on the left of the army. Marlborough and Prince Eugene made their final plans. The Allied commanders agreed that Marlborough would command 36,000 troops and attack Tallard's force of 33,000 on the left, including capturing the village of Blenheim, while Prince Eugene's 16,000 men would attack Maximilian and Marsin's combined forces of 23,000 troops on the right. If this attack was pressed hard, it was anticipated that Maximilian and Marsin would feel unable to send troops to aid Tallard on their right. Lieutenant-General John Cutts would attack Blenheim in concert with Prince Eugene's attack. With the French flanks busy, Marlborough could cross the Nebel and deliver the fatal blow to the French at their centre. The Allies would have to wait until Prince Eugene was in position before the general engagement could begin.
Tallard was not anticipating an Allied attack; he had been deceived by intelligence gathered from prisoners taken by de Silly the previous day, and his army's strong position. Tallard and his colleagues believed that Marlborough and Prince Eugene were about to retreat north-westwards towards Nördlingen. Tallard wrote a report to this effect to King Louis that morning. Signal guns were fired to bring in the foraging parties and pickets as the French and Bavarian troops drew into battle-order to face the unexpected threat.
At about 08:00 the French artillery on their right wing opened fire, answered by Colonel Holcroft Blood's batteries. The guns were heard by Prince Louis in his camp before Ingolstadt. An hour later Tallard, Maximilian, and Marsin climbed Blenheim's church tower to finalise their plans. It was settled that Maximilian and Marsin would hold the front from the hills to Oberglauheim, whilst Tallard would defend the ground between Oberglauheim and the Danube. The French commanders were divided as to how to utilise the Nebel. Tallard's preferred tactic was to lure the Allies across before unleashing his cavalry upon them. This was opposed by Marsin and Maximilian who felt it better to close their infantry right up to the stream itself, so that while the enemy was struggling in the marshes, they would be caught in crossfire from Blenheim and Oberglauheim. Tallard's approach was sound if all its parts were implemented, but in the event it allowed Marlborough to cross the Nebel without serious interference and fight the battle he had planned.
Deployment
The Franco-Bavarian commanders deployed their forces. In the village of Lutzingen, Count Alessandro de Maffei positioned five Bavarian battalions with a great battery of 16 guns at the village's edge. In the woods to the left of Lutzingen, seven French battalions under César Armand, Marquis de Rozel moved into place. Between Lutzingen and Oberglauheim Maximilian placed 27 squadrons of cavalry and 14 Bavarian squadrons commanded by d'Arco with 13 more in support nearby under Baron Veit Heinrich Moritz Freiherr von Wolframsdorf. To their right stood Marsin's 40 French squadrons and 12 battalions. The village of Oberglauheim was packed with 14 battalions commanded by , including the effective Irish Brigade known as the "Wild Geese". Six batteries of guns were ranged alongside the village. On the right of these French and Bavarian positions, between Oberglauheim and Blenheim, Tallard deployed 64 French and Walloon squadrons, 16 of which were from Marsin, supported by nine French battalions standing near the Höchstädt road. In the cornfield next to Blenheim stood three battalions from the Regiment de Roi. Nine battalions occupied the village itself, commanded by Philippe, Marquis de Clérambault. Four battalions stood to the rear and a further eleven were in reserve. These battalions were supported by Count Gabriel d'Hautefeuille's twelve squadrons of dismounted dragoons. By 11:00 Tallard, Maximilian, and Marsin were in place. Many of the Allied generals were hesitant to attack such a strong position. The Earl of Orkney later said that, "had I been asked to give my opinion, I had been against it."
Prince Eugene was expected to be in position by 11:00, but due to the difficult terrain and enemy fire, progress was slow. Cutts' column – which by 10:00 had expelled the enemy from two water mills on the Nebel – had already deployed by the river against Blenheim, enduring over the next three hours severe fire from a six-gun heavy battery posted near the village. The rest of Marlborough's army, waiting in their ranks on the forward slope, were also forced to bear the cannonade from the French artillery, suffering 2,000 casualties before the attack could even start. Meanwhile, engineers repaired a stone bridge across the Nebel, and constructed five additional bridges or causeways across the marsh between Blenheim and Oberglauheim. Marlborough's anxiety was finally allayed when, just past noon, Colonel William Cadogan reported that Prince Eugene's Prussian and Danish infantry were in place – the order for the general advance was given. At 13:00, Cutts was ordered to attack the village of Blenheim whilst Prince Eugene was requested to assault Lutzingen on the Allied right flank.
Blenheim
Cutts ordered Rowe's brigade to attack. The English infantry rose from the edge of the Nebel, and silently marched towards Blenheim, a distance of some . James Ferguson's Scottish brigade supported Rowe's left, and moved towards the barricades between the village and the river, defended by Hautefeuille's dragoons. As the range closed to within , the French fired a deadly volley. Rowe had ordered that there should be no firing from his men until he struck his sword upon the palisades, but as he stepped forward to give the signal, he fell mortally wounded. The survivors of the leading companies closed up the gaps in their ranks and rushed forward. Small parties penetrated the defences, but repeated French volleys forced the English back and inflicted heavy casualties. As the attack faltered, eight squadrons of elite Gens d'Armes, commanded by the veteran Swiss officer, , fell on the English troops, cutting at the exposed flank of Rowe's own regiment. Wilkes' Hessian brigade, nearby in the marshy grass at the water's edge, stood firm and repulsed the Gens d'Armes with steady fire, enabling the English and Hessians to re-order and launch another attack.
Although the Allies were again repulsed, these persistent attacks on Blenheim eventually bore fruit, panicking Clérambault into making the worst French error of the day. Without consulting Tallard, Clérambault ordered his reserve battalions into the village, upsetting the balance of the French position and nullifying the French numerical superiority. "The men were so crowded in upon one another", wrote Mérode-Westerloo, "that they couldn't even fire – let alone receive or carry out any orders". Marlborough, spotting this error, now countermanded Cutts' intention to launch a third attack, and ordered him simply to contain the enemy within Blenheim; no more than 5,000 Allied soldiers were able to pen in twice the number of French infantry and dragoons.
Lutzingen
On the Allied right, Prince Eugene's Prussian and Danish forces were desperately fighting the numerically superior forces of Maximilian and Marsin. Leopold I, Prince of Anhalt-Dessau led forward four brigades across the Nebel to assault the well-fortified position of Lutzingen. Here, the Nebel was less of an obstacle, but the great battery positioned on the edge of the village enjoyed a good field of fire across the open ground stretching to the hamlet of Schwennenbach. As soon as the infantry crossed the stream, they were struck by Maffei's infantry, and salvoes from the Bavarian guns positioned both in front of the village and in enfilade on the wood-line to the right. Despite heavy casualties the Prussians attempted to storm the great battery, whilst the Danes, under Count , attempted to drive the French infantry out of the copses beyond the village.
With the infantry heavily engaged, Prince Eugene's cavalry picked its way across the Nebel. After an initial success, his first line of cavalry, under the Imperial General of Horse, Prince Maximilian of Hanover, were pressed by the second line of Marsin's cavalry and forced back across the Nebel in confusion. The exhausted French were unable to follow up their advantage, and both cavalry forces tried to regroup and reorder their ranks. Without cavalry support, and threatened with envelopment, the Prussian and Danish infantry were in turn forced to pull back across the Nebel. Panic gripped some of Prince Eugene's troops as they crossed the stream. Ten infantry colours were lost to the Bavarians, and hundreds of prisoners taken; it was only through the leadership of Prince Eugene and the Prince Maximilian of Hanover that the Imperial infantry was prevented from abandoning the field.
After rallying his troops near Schwennenbach – well beyond their starting point – Prince Eugene prepared to launch a second attack, led by the second-line squadrons under the Duke of Württemberg-Teck. Yet again they were caught in the murderous crossfire from the artillery in Lutzingen and Oberglauheim, and were once again thrown back in disarray. The French and Bavarians were almost as disordered as their opponents, and they too were in need of inspiration from their commander, Maximilian, who was seen " ... riding up and down, and inspiring his men with fresh courage." Anhalt-Dessau's Danish and Prussian infantry attacked a second time but could not sustain the advance without proper support. Once again they fell back across the stream.
Centre and Oberglauheim
Whilst these events around Blenheim and Lutzingen were taking place, Marlborough was preparing to cross the Nebel. Hulsen's brigade of Hessians and Hanoverians and the earl of Orkney's British brigade advanced across the stream and were supported by dismounted British dragoons and ten British cavalry squadrons. This covering force allowed Charles Churchill's Dutch, British and German infantry and further cavalry units to advance and form up on the plain beyond. Marlborough arranged his infantry battalions in a novel manner with gaps sufficient to allow the cavalry to move freely between them. Marlborough ordered the formation forward. Once again Zurlauben's Gens d'Armes charged, looking to rout Henry Lumley's English cavalry who linked Cutts' column facing Blenheim with Churchill's infantry. As the elite French cavalry attacked, they were faced by five English squadrons under Colonel Francis Palmes. To the consternation of the French, the Gens d'Armes were pushed back in confusion and pursued well beyond the Maulweyer stream that flows through Blenheim. "What? Is it possible?" exclaimed Maximilian, "the gentlemen of France fleeing?" Palmes attempted to follow up his success but was repulsed by other French cavalry and musket fire from the edge of Blenheim.
Nevertheless, Tallard was alarmed by the repulse of the Gens d'Armes and urgently rode across the field to ask Marsin for reinforcements; but on the basis of being hard pressed by Prince Eugene – whose second attack was in full flood – Marsin refused. As Tallard consulted with Marsin, more of his infantry were taken into Blenheim by Clérambault. Fatally, Tallard, although aware of the situation, did nothing to rectify it, leaving him with just the nine battalions of infantry near the Höchstädt road to oppose the massed enemy ranks in the centre. Zurlauben tried several more times to disrupt the Allies forming on Tallard's side of the stream. His front-line cavalry darted forward down the gentle slope towards the Nebel, but the attacks lacked co-ordination, and the Allied infantry's steady volleys disconcerted the French horsemen. During these skirmishes Zurlauben fell mortally wounded; he died two days later. At this stage the time was just after 15:00.
The Danish cavalry, under Carl Rudolf, Duke of Württemberg-Neuenstadt, had made slow work of crossing the Nebel near Oberglauheim. Harassed by Marsin's infantry near the village, the Danes were driven back across the stream. Count Horn's Dutch infantry managed to push the French back from the water's edge, but it was apparent that before Marlborough could launch his main effort against Tallard, Oberglauheim would have to be secured.
Count Horn directed Anton Günther, Fürst von Holstein-Beck to take the village, but his two Dutch brigades were cut down by the French and Irish troops, capturing and badly wounding Holstein-Beck during the action. The battle was now in the balance. If Holstein-Beck's Dutch column were destroyed, the Allied army would be split in two: Prince Eugene's wing would be isolated from Marlborough's, passing the initiative to the Franco-Bavarian forces. Seeing the opportunity, Marsin ordered his cavalry to change from facing Prince Eugene, and turn towards their right and the open flank of Churchill's infantry drawn up in front of Unterglau. Marlborough, who had crossed the Nebel on a makeshift bridge to take personal control, ordered Hulsen's Hanoverian battalions to support the Dutch infantry. A nine-gun artillery battery and a Dutch cavalry brigade under Averock were also called forward, but the cavalry soon came under pressure from Marsin's more numerous squadrons.
Marlborough now requested Prince Eugene to release Count Hendrick Fugger and his Imperial Cuirassier brigade to help repel the French cavalry thrust. Despite his own difficulties, Prince Eugene at once complied. Although the Nebel stream lay between Fugger's and Marsin's squadrons, the French were forced to change front to meet this new threat, thus preventing Marsin from striking at Marlborough's infantry. Fugger's cuirassiers charged and, striking at a favourable angle, threw back Marsin's squadrons in disorder. With support from Blood's batteries, the Hessian, Hanoverian and Dutch infantry – now commanded by Count Berensdorf – succeeded in pushing the French and Irish infantry back into Oberglauheim so that they could not again threaten Churchill's flank as he moved against Tallard. The French commander in the village, de Blainville, was numbered among the heavy casualties.
Breakthrough
By 16:00, with large parts of the Franco-Bavarian army besieged in Blenheim and Oberglau, the Allied centre of 81 squadrons (nine squadrons had been transferred from Cutts' column) supported by 18 battalions was firmly planted amidst the French line of 64 squadrons and nine battalions of raw recruits. There was now a pause in the battle: Marlborough wanted to attack simultaneously along the whole front, and Prince Eugene, after his second repulse, needed time to reorganise.
By just after 17:00 all was ready along the Allied front. Marlborough's two lines of cavalry had now moved to the front of his line of battle, with the two supporting lines of infantry behind them. Mérode-Westerloo attempted to extricate some French infantry crowded into Blenheim, but Clérambault ordered the troops back into the village. The French cavalry exerted themselves once more against the Allied first line – Lumley's English and Scots on the Allied left, and Reinhard Vincent Graf von Hompesch's Dutch and German squadrons on the Allied right. Tallard's squadrons, which lacked infantry support and were tired, managed to push the Allied first line back to their infantry support. With the battle still not won, Marlborough had to rebuke one of his cavalry officers who was attempting to leave the field – "Sir, you are under a mistake, the enemy lies that way ..." Marlborough commanded the second Allied line, under and , to move forward, and, driving through the centre, the Allies finally routed Tallard's tired cavalry. The Prussian Life Dragoons' Colonel, Ludwig von Blumenthal, and his second in command, Lieutenant Colonel von Hacke, fell next to each other, but the charge succeeded. With their cavalry in headlong flight, the remaining nine French infantry battalions fought with desperate valour, trying to form a square, but they were overwhelmed by Blood's close-range artillery and platoon fire. Mérode-Westerloo later wrote – "[They] died to a man where they stood, stationed right out in the open plain – supported by nobody."
The majority of Tallard's retreating troops headed for Höchstädt but most did not make the safety of the town, plunging instead into the Danube where over 3,000 French horsemen drowned; others were cut down by the pursuing Allied cavalry. The Marquis de Gruignan attempted a counter-attack, but he was brushed aside by the triumphant Allies. After a final rally behind his camp's tents, shouting entreaties to stand and fight, Tallard was caught up in the rout and swept towards Sonderheim. Surrounded by a squadron of Hessian troops, Tallard surrendered to Lieutenant Colonel de Boinenburg, the Prince of Hesse-Kassel's aide-de-camp, and was sent under escort to Marlborough. Marlborough welcomed the French commander – "I am very sorry that such a cruel misfortune should have fallen upon a soldier for whom I have the highest regard."
Meanwhile, the Allies had once again attacked the Bavarian stronghold at Lutzingen. Prince Eugene became exasperated with the performance of his Imperial cavalry whose third attack had failed: he had already shot two of his troopers to prevent a general flight. Then, declaring in disgust that he wished to "fight among brave men and not among cowards", Prince Eugene went into the attack with the Prussian and Danish infantry, as did Leopold I, waving a regimental colour to inspire his troops. This time the Prussians were able to storm the great Bavarian battery, and overwhelm the guns' crews. Beyond the village, Scholten's Danes defeated the French infantry in a desperate hand-to-hand bayonet struggle. When they saw that the centre had broken, Maximilian and Marsin decided the battle was lost; like the remnants of Tallard's army, they fled the battlefield, albeit in better order than Tallard's men. Attempts to organise an Allied force to prevent Marsin's withdrawal failed owing to the exhaustion of the cavalry, and the growing confusion in the field.
Fall of Blenheim
Marlborough now turned his attention from the fleeing enemy to direct Churchill to detach more infantry to storm Blenheim. Orkney's infantry, Hamilton's English brigade and St Paul's Hanoverians moved across the trampled wheat to the cottages. Fierce hand-to-hand fighting gradually forced the French towards the village centre, in and around the walled churchyard which had been prepared for defence. Lord John Hay and Charles Ross's dismounted dragoons were also sent, but suffered under a counter-charge delivered by the regiments of Artois and Provence under command of Colonel de la Silvière. Colonel Belville's Hanoverians were fed into the battle to steady the resolve of the dragoons, who attacked again. The Allied progress was slow and hard, and like the defenders, they suffered many casualties.
Many of the cottages were now burning, obscuring the field of fire and driving the defenders out of their positions. Hearing the din of battle in Blenheim, Tallard sent a message to Marlborough offering to order the garrison to withdraw from the field. "Inform Monsieur Tallard", replied Marlborough, "that, in the position in which he is now, he has no command." Nevertheless, as dusk came the Allied commander was anxious for a quick conclusion. The French infantry fought tenaciously to hold on to their position in Blenheim, but their commander was nowhere to be found. By now Blenheim was under assault from every side by three British generals: Cutts, Churchill, and Orkney. The French had repulsed every attack, but many had seen what had happened on the plain: their army was routed and they were cut off. Orkney, attacking from the rear, now tried a different tactic – "... it came into my head to beat parley", he later wrote, "which they accepted of and immediately their Brigadier de Nouville capitulated with me to be prisoner at discretion and lay down their arms." Threatened by Allied guns, other units followed their example. It was not until 21:00 that the Marquis de Blanzac, who had taken charge in Clérambault's absence, reluctantly accepted the inevitability of defeat, and some 10,000 of France's best infantry had laid down their arms.
During these events Marlborough was still in the saddle organising the pursuit of the broken enemy. Pausing for a moment, he scribbled on the back of an old tavern bill a note addressed to his wife, Sarah: "I have no time to say more but to beg you will give my duty to the Queen, and let her know her army has had a glorious victory."
Aftermath
French losses were immense, with over 27,000 killed, wounded and captured. Moreover the myth of French invincibility had been destroyed, and King Louis's hopes of a victorious early peace were over. Mérode-Westerloo summarised the case against Tallard's army: It was a hard-fought contest: Prince Eugene observed that "I have not a squadron or battalion which did not charge four times at least."
Although the war dragged on for years, the Battle of Blenheim was probably its most decisive victory; Marlborough and Prince Eugene had saved the Habsburg Empire and thereby preserved the Grand Alliance from collapse. Munich, Augsburg, Ingolstadt, Ulm and the remaining territory of Bavaria soon fell to the Allies. By the Treaty of Ilbersheim, signed on 7 November, Bavaria was placed under Austrian military rule, allowing the Habsburgs to use its resources for the rest of the conflict.
The remnants of Maximilian and Marsin's wing limped back to Strasbourg, losing another 7,000 men through desertion. Despite being offered the chance to remain as ruler of Bavaria, under the strict terms of an alliance with Austria, Maximilian left his country and family in order to continue the war against the Allies from the Spanish Netherlands where he still held the post of governor-general. Tallard – who, unlike his subordinates, was not ransomed or exchanged – was taken to England and imprisoned in Nottingham until his release in 1711.
The 1704 campaign lasted longer than usual, for the Allies sought to extract the maximum advantage. Realising that France was too powerful to be forced to make peace by a single victory, Prince Eugene, Marlborough and Prince Louis met to plan their next moves. For the following year Marlborough proposed a campaign along the valley of the Moselle to carry the war deep into France. This required the capture of the major fortress of Landau which guarded the Rhine, and the towns of Trier and Trarbach on the Moselle itself. Trier was taken on 27 October and Landau fell on 23 November to Prince Louis and Prince Eugene; with the fall of Trarbach on 20 December, the campaign season for 1704 came to an end. The planned offensive never materialised as the Grand Alliance's army had to depart the Moselle to defend Liège from a French counteroffensive. The war raged on for another decade.
Marlborough returned to England on 14 December (O.S) to the acclamation of Queen Anne and the country. In the first days of January, the 110 cavalry standards and 128 infantry colours that had been captured during the battle were borne in procession to Westminster Hall. In February 1705, Queen Anne, who had made Marlborough a duke in 1702, granted him the Park of Woodstock and promised a sum of £240,000 to build a suitable house as a gift from a grateful Crown in recognition of his victory; this resulted in the construction of Blenheim Palace. The British historian Sir Edward Shepherd Creasy considered Blenheim one of the pivotal battles in history, writing: "Had it not been for Blenheim, all Europe might at this day suffer under the effect of French conquests resembling those of Alexander in extent and those of the Romans in durability." The military historian John A. Lynn considers this claim unjustified, for King Louis never had such an objective; the campaign in Bavaria was intended only to bring a favourable peace settlement and not domination over Europe.
Lake poet Robert Southey criticised the Battle of Blenheim in his anti-war poem "After Blenheim", but later praised the victory as "the greatest victory which had ever done honour to British arms".
Notes
References
Sources
External links
Battles involving Bavaria
Battles involving England
Battles involving France
Battles involving Hesse-Kassel
Battles involving the Dutch Republic
Battles of the War of the Spanish Succession
Battle of Blenheim
1704 in Europe |
4050 | https://en.wikipedia.org/wiki/Battle%20of%20Ramillies | Battle of Ramillies | The Battle of Ramillies (), fought on 23 May 1706, was a battle of the War of the Spanish Succession. For the Grand AllianceAustria, England, and the Dutch Republicthe battle had followed an indecisive campaign against the Bourbon armies of King Louis XIV of France in 1705. Although the Allies had captured Barcelona that year, they had been forced to abandon their campaign on the Moselle, had stalled in the Spanish Netherlands and suffered defeat in northern Italy. Yet despite his opponents' setbacks LouisXIV wanted peace, but on reasonable terms. Because of this, as well as to maintain their momentum, the French and their allies took the offensive in 1706.
The campaign began well for Louis XIV's generals: in Italy Marshal Vendôme defeated the Austrians at the Battle of Calcinato in April, while in Alsace Marshal Villars forced the Margrave of Baden back across the Rhine. Encouraged by these early gains LouisXIV urged Marshal Villeroi to go over to the offensive in the Spanish Netherlands and, with victory, gain a 'fair' peace. Accordingly, the French Marshal set off from Leuven (Louvain) at the head of 60,000 men and marched towards Tienen (Tirlemont), as if to threaten Zoutleeuw (Léau). Also determined to fight a major engagement, the Duke of Marlborough, commander-in-chief of Anglo-Dutch forces, assembled his armysome 62,000 mennear Maastricht, and marched past Zoutleeuw. With both sides seeking battle, they soon encountered each other on the dry ground between the rivers Mehaigne and Petite Gette, close to the small village of Ramillies.
In less than four hours Marlborough's Dutch, English, and Danish forces overwhelmed Villeroi's and Max Emanuel's Franco-Spanish-Bavarian army. The Duke's subtle moves and changes in emphasis during the battlesomething his opponents failed to realise until it was too latecaught the French in a tactical vice. With their foe broken and routed, the Allies were able to fully exploit their victory. Town after town fell, including Brussels, Bruges and Antwerp; by the end of the campaign Villeroi's army had been driven from most of the Spanish Netherlands. With Prince Eugene's subsequent success at the Battle of Turin in northern Italy, the Allies had imposed the greatest loss of territory and resources that LouisXIV would suffer during the war. Thus, the year 1706 proved, for the Allies, to be an annus mirabilis.
Background
After their disastrous defeat at Blenheim in 1704, the next year brought the French some respite. The Duke of Marlborough had intended the 1705 campaignan invasion of France through the Moselle valleyto complete the work of Blenheim and persuade King LouisXIV to make peace but the plan had been thwarted by friend and foe alike. The reluctance of his Dutch allies to see their frontiers denuded of troops for another gamble in Germany had denied Marlborough the initiative but of far greater importance was the Margrave of Baden's pronouncement that he could not join the Duke in strength for the coming offensive. This was in part due to the sudden switching of troops from the Rhine to reinforce Prince Eugene in Italy and part due to the deterioration of Baden's health brought on by the re-opening of a severe foot wound he had received at the storming of the Schellenberg the previous year. Marlborough had to cope with the death of Emperor LeopoldI in May and the accession of JosephI, which unavoidably complicated matters for the Grand Alliance.
The resilience of the French King and the efforts of his generals, also added to Marlborough's problems. Marshal Villeroi, exerting considerable pressure on the Dutch commander, Count Overkirk, along the Meuse, took Huy on 10 June before pressing on towards Liège. With Marshal Villars sitting strong on the Moselle, the Allied commanderwhose supplies had by now become very shortwas forced to call off his campaign on 16 June. "What a disgrace for Marlborough," exulted Villeroi, "to have made false movements without any result!" With Marlborough's departure north, the French transferred troops from the Moselle valley to reinforce Villeroi in Flanders, while Villars marched off to the Rhine.
The Anglo-Dutch forces gained minor compensation for the failed Moselle campaign with the success at Elixheim and the crossing of the Lines of Brabant in the Spanish Netherlands (Huy was also retaken on 11 July) but a chance to bring the French to a decisive engagement eluded Marlborough. The year 1705 proved almost entirely barren for the Duke, whose military disappointments were only partly compensated by efforts on the diplomatic front where, at the courts of Düsseldorf, Frankfurt, Vienna, Berlin and Hanover, Marlborough sought to bolster support for the Grand Alliance and extract promises of prompt assistance for the following year's campaign.
Prelude
On 11 January 1706 Marlborough finally reached London at the end of his diplomatic tour but he had already been planning his strategy for the coming season. The first option (although it is debatable to what extent the Duke was committed to such an enterprise) was a plan to transfer his forces from the Spanish Netherlands to northern Italy; once there, he intended linking up with Prince Eugene in order to defeat the French and safeguard Savoy from being overrun. Savoy would then serve as a gateway into France by way of the mountain passes or an invasion with naval support along the Mediterranean coast via Nice and Toulon, in connexion with redoubled Allied efforts in Spain. It seems that the Duke's favoured scheme was to return to the Moselle valley (where Marshal Marsin had recently taken command of French forces) and once more attempt an advance into the heart of France. But these decisions soon became academic. Shortly after Marlborough landed in the Dutch Republic on 14 April, news arrived of big Allied setbacks in the wider war.
Determined to show the Grand Alliance that France was still resolute, LouisXIV prepared to launch a double surprise in Alsace and northern Italy. On the latter front Marshal Vendôme defeated the Imperial army at Calcinato on 19 April, pushing the Imperialists back in confusion (French forces were now in a position to prepare for the long-anticipated siege of Turin). In Alsace, Marshal Villars took Baden by surprise and captured Haguenau, driving him back across the Rhine in some disorder, thus creating a threat on Landau. With these reverses, the Dutch refused to contemplate Marlborough's ambitious march to Italy or any plan that denuded their borders of the Duke and their army. In the interest of coalition harmony, Marlborough prepared to campaign in the Low Countries.
On the move
The Duke left The Hague on 9 May. "God knows I go with a heavy heart," he wrote six days later to his friend and political ally in England, Lord Godolphin, "for I have no hope of doing anything considerable, unless the French do what I am very confident they will not..."in other words, court battle. On 17 May the Duke concentrated his Dutch and English troops at Tongeren, near Maastricht. The Hanoverians, Hessians and Danes, despite earlier undertakings, found, or invented, pressing reasons for withholding their support. Marlborough wrote an appeal to the Duke of Württemberg, the commander of the Danish contingent: "I send you this express to request your Highness to bring forward by a double march your cavalry so as to join us at the earliest moment..." Additionally, the King in Prussia, Frederick I, had kept his troops in quarters behind the Rhine while his personal disputes with Vienna and the States General at The Hague remained unresolved. Nevertheless, the Duke could think of no circumstances why the French would leave their strong positions and attack his army, even if Villeroi was first reinforced by substantial transfers from Marsin's command. But in this he had miscalculated. Although LouisXIV wanted peace he wanted it on reasonable terms; for that, he needed victory in the field and to convince the Allies that his resources were by no means exhausted.
Following the successes in Italy and along the Rhine, LouisXIV was now hopeful of similar results in Flanders. Far from standing on the defensive thereforeand unbeknown to MarlboroughLouisXIV was persistently goading his marshal into action. "[Villeroi] began to imagine," wrote St Simon, "that the King doubted his courage, and resolved to stake all at once in an effort to vindicate himself." Accordingly, on 18 May, Villeroi set off from Leuven at the head of 70 battalions, 132 squadrons and 62 cannoncomprising an overall force of some 60,000 troopsand crossed the river Dyle to seek battle with the enemy. Spurred on by his growing confidence in his ability to out-general his opponent, and by Versailles’ determination to avenge Blenheim, Villeroi and his generals anticipated success.
Neither opponent expected the clash at the exact moment or place where it occurred. The French moved first to Tienen, (as if to threaten Zoutleeuw, abandoned by the French in October 1705), before turning southwards, heading for Jodoignethis line of march took Villeroi's army towards the narrow aperture of dry ground between the rivers Mehaigne and Petite Gette close to the small villages of Ramillies and Taviers; but neither commander quite appreciated how far his opponent had travelled. Villeroi still believed (on 22 May) the Allies were a full day's march away when in fact they had camped near Corswaren waiting for the Danish squadrons to catch up; for his part, Marlborough deemed Villeroi still at Jodoigne when in reality he was now approaching the plateau of Mont St. André with the intention of pitching camp near Ramillies (see map at right). However, the Prussian infantry was not there. Marlborough wrote to Lord Raby, the English resident at Berlin: "If it should please God to give us victory over the enemy, the Allies will be little obliged to the King [Frederick] for the success."
The following day, at 01:00, Marlborough dispatched Cadogan, his Quartermaster-General, with an advanced guard to reconnoitre the same dry ground that Villeroi's army was now heading toward, country that was well known to the Duke from previous campaigns. Two hours later the Duke followed with the main body: 74 battalions, 123 squadrons, 90 pieces of artillery and 20 mortars, totalling 62,000 troops. About 08:00, after Cadogan had just passed Merdorp, his force made brief contact with a party of French hussars gathering forage on the edge of the plateau of Jandrenouille. After a brief exchange of shots the French retired and Cadogan's dragoons pressed forward. With a short lift in the mist, Cadogan soon discovered the smartly ordered lines of Villeroi's advance guard some off; a galloper hastened back to warn Marlborough. Two hours later the Duke, accompanied by the Dutch field commander Field Marshal Overkirk, General Daniël van Dopff, and the Allied staff, rode up to Cadogan where on the horizon to the westward he could discern the massed ranks of the French army deploying for battle along the front. Marlborough later told Bishop Burnet: "The French army looked the best of any he had ever seen."
Battle
Battlefield
The battlefield of Ramillies is very similar to that of Blenheim, for here too there is an immense area of arable land unimpeded by woods or hedges. Villeroi's right rested on the villages of Franquenée and Taviers, with the river Mehaigne protecting his flank. A large open plain, about wide, lay between Taviers and Ramillies, but unlike Blenheim, there was no stream to hinder the cavalry. His centre was secured by Ramillies itself, lying on a slight eminence which gave distant views to the north and east. The French left flank was protected by broken country, and by a stream, the Petite Gheete, which runs deep between steep and slippery slopes. On the French side of the stream the ground rises to Offus, the village which, together with Autre-Eglise farther north, anchored Villeroi's left flank. To the west of the Petite Gheete rises the plateau of Mont St. André; a second plain, the plateau of Jandrenouilleupon which the Anglo-Dutch army amassedrises to the east.
Initial dispositions
At 11:00 the Duke ordered the army to take standard battle formation. On the far right, towards Foulz, the British battalions and squadrons took up their posts in a double line near the Jeuche stream. The centre was formed by the mass of Dutch, German, Protestant Swiss and Scottish infantryperhaps 30,000 menfacing Offus and Ramillies. Also facing Ramillies Marlborough placed a powerful battery of thirty 24-pounders, dragged into position by a team of oxen; further batteries were positioned overlooking the Petite Gheete. On their left, on the broad plain between Taviers and Ramilliesand where Marlborough thought the decisive encounter must take placeOverkirk drew the 69 squadrons of the Dutch and Danish horse, supported by 19 battalions of Dutch infantry and two artillery pieces.
Meanwhile, Villeroi deployed his forces. In Taviers on his right, he placed two battalions of the Greder Suisse Régiment, with a smaller force forward in Franquenée; the whole position was protected by the boggy ground of the river Mehaigne, thus preventing an Allied flanking movement. In the open country between Taviers and Ramillies, he placed 82 squadrons under General de Guiscard supported by several interleaved brigades of French, Swiss and Bavarian infantry. Along the Ramillies–Offus–Autre Eglise ridge-line, Villeroi positioned Walloon and Bavarian infantry, supported by the Elector of Bavaria's 50 squadrons of Bavarian and Walloon cavalry placed behind on the plateau of Mont St. André. Ramillies, Offus and Autre-Eglise were all packed with troops and put in a state of defence, with alleys barricaded and walls loop-holed for muskets. Villeroi also positioned powerful batteries near Ramillies. These guns (some of which were of the three barrelled kind first seen at Elixheim the previous year) enjoyed good arcs of fire, able to fully cover the approaches of the plateau of Jandrenouille over which the Allied infantry would have to pass.
Marlborough, however, noticed several important weaknesses in the French dispositions. Tactically, it was imperative for Villeroi to occupy Taviers on his right and Autre-Eglise on his left, but by adopting this posture he had been forced to over-extend his forces. Moreover, this dispositionconcave in relation to the Allied armygave Marlborough the opportunity to form a more compact line, drawn up in a shorter front between the 'horns' of the French crescent; when the Allied blow came it would be more concentrated and carry more weight. Additionally, the Duke's disposition facilitated the transfer of troops across his front far more easily than his foe, a tactical advantage that would grow in importance as the events of the afternoon unfolded. Although Villeroi had the option of enveloping the flanks of the Allied army as they deployed on the plateau of Jandrenouillethreatening to encircle their armythe Duke correctly gauged that the characteristically cautious French commander was intent on a defensive battle along the ridge-line.
Taviers
At 13:00 the batteries went into action; a little later two Allied columns set out from the extremities of their line and attacked the flanks of the Franco-Bavarian army. To the south, 4 battalions, under the command of Colonel Wertmüller, came forward with their two field guns to seize the hamlet of Franquenée. The small Swiss garrison in the village, shaken by the sudden onslaught and unsupported by the battalions to their rear, were soon compelled back towards the village of Taviers. Taviers was of particular importance to the Franco-Bavarian position: it protected the otherwise unsupported flank of General de Guiscard's cavalry on the open plain, while at the same time, it allowed the French infantry to pose a threat to the flanks of the Dutch and Danish squadrons as they came forward into position. But hardly had the retreating Swiss rejoined their comrades in that village when the Dutch Guards renewed their attack. The fighting amongst the alleys and cottages soon deteriorated into a fierce bayonet and clubbing mêlée, but the superiority in Dutch firepower soon told. The accomplished French officer, Colonel de la Colonie, standing on the plain nearby remembered: "This village was the opening of the engagement, and the fighting there was almost as murderous as the rest of the battle put together." By about 15:00 the Swiss had been pushed out of the village into the marshes beyond.
Villeroi's right flank fell into chaos and was now open and vulnerable. Alerted to the situation de Guiscard ordered an immediate attack with 14 squadrons of French dragoons currently stationed in the rear. Two other battalions of the Greder Suisse Régiment were also sent, but the attack was poorly co-ordinated and consequently went in piecemeal. The Anglo-Dutch commanders now sent dismounted Dutch dragoons into Taviers, which, together with the Guards and their field guns, poured concentrated musketry- and canister-fire into the advancing French troops. Colonel d’Aubigni, leading his regiment, fell mortally wounded.
As the French ranks wavered, the leading squadrons of Württemberg's Danish horsenow unhampered by enemy fire from either villagewere also sent into the attack and fell upon the exposed flank of the Franco-Swiss infantry and dragoons. De la Colonie, with his Grenadiers Rouge regiment, together with the Cologne Guards who were brigaded with them, was now ordered forward from his post south of Ramillies to support the faltering counter-attack on the village. But on his arrival, all was chaos: "Scarcely had my troops got over when the dragoons and Swiss who had preceded us, came tumbling down upon my battalions in full flight... My own fellows turned about and fled along with them." De La Colonie managed to rally some of his grenadiers, together with the remnants of the French dragoons and Greder Suisse battalions, but it was an entirely peripheral operation, offering only fragile support for Villeroi's right flank.
Offus and Autre-Eglise
While the attack on Taviers went on the Earl of Orkney launched his first line of English across the Petite Gheete in a determined attack against the barricaded villages of Offus and Autre-Eglise on the Allied right. Villeroi, posting himself near Offus, watched anxiously the redcoats' advance, mindful of the counsel he had received on 6 May from LouisXIV: "Have particular care to that part of the line which will endure the first shock of the English troops." Heeding this advice the French commander began to transfer battalions from his centre to reinforce the left, drawing more foot from the already weakened right to replace them.
As the English battalions descended the gentle slope of the Petite Gheete valley, struggling through the boggy stream, they were met by Major General de la Guiche's disciplined Walloon infantry sent forward from around Offus. After concentrated volleys, exacting heavy casualties on the redcoats, the Walloons reformed back to the ridgeline in good order. The English took some time to reform their ranks on the dry ground beyond the stream and press on up the slope towards the cottages and barricades on the ridge. The vigour of the English assault, however, was such that they threatened to break through the line of the villages and out onto the open plateau of Mont St André beyond. This was potentially dangerous for the Allied infantry who would then be at the mercy of the Elector's Bavarian and Walloon squadrons patiently waiting on the plateau for the order to move.
Although Henry Lumley's English cavalry had managed to cross the marshy ground around the Petite Gheete, it was soon evident to Marlborough that sufficient cavalry support would not be practicable and that the battle could not be won on the Allied right. The Duke, therefore, called off the attack against Offus and Autre-Eglise. To make sure that Orkney obeyed his order to withdraw, Marlborough sent his Quartermaster-General in person with the command. Despite Orkney's protestations, Cadogan insisted on compliance and, reluctantly, Orkney gave the word for his troops to fall back to their original positions on the edge of the plateau of Jandrenouille. It is still not clear how far Orkney's advance was planned only as a feint; according to historian David Chandler it is probably more accurate to surmise that Marlborough launched Orkney in a serious probe with a view to sounding out the possibilities of the sector. Nevertheless, the attack had served its purpose. Villeroi had given his personal attention to that wing and strengthened it with large bodies of horse and foot that ought to have been taking part in the decisive struggle south of Ramillies.
Ramillies
Meanwhile, the Dutch assault on Ramillies was gaining pace. Marlborough's younger brother, General of Infantry, Charles Churchill, ordered four brigades of foot to attack the village. The assault consisted of 12 battalions of Dutch infantry commanded by Major Generals Schultz and Sparre; two brigades of Saxons under Count Schulenburg; a Scottish brigade in Dutch service led by the 2nd Duke of Argyle; and a small brigade of Protestant Swiss. The 20 French and Bavarian battalions in Ramillies, supported by the Irish who had left Ireland in the Flight of the Wild Geese to join Clare's Dragoons who fought as infantry and captured a colour from the British 3rd Regiment of Foot and a small brigade of Cologne and Bavarian Guards under the Marquis de Maffei, put up a determined defence, initially driving back the attackers with severe losses as commemorated in the song Clare's Dragoons.
Seeing that Schultz and Spaar were faltering, Marlborough now ordered Orkney's second-line British and Danish battalions (who had not been used in the assault on Offus and Autre-Eglise) to move south towards Ramillies. Shielded as they were from observation by a slight fold in the land, their commander, Brigadier-General Van Pallandt, ordered the regimental colours to be left in place on the edge of the plateau to convince their opponents they were still in their initial position. Therefore, unbeknown to the French who remained oblivious to the Allies' real strength and intentions on the opposite side of the Petite Gheete, Marlborough was throwing his full weight against Ramillies and the open plain to the south. Villeroi meanwhile, was still moving more reserves of infantry in the opposite direction towards his left flank; crucially, it would be some time before the French commander noticed the subtle change in emphasis of the Allied dispositions.
Around 15:30 Overkirk advanced his massed squadrons on the open plain in support of the infantry attack on Ramillies. 48 Dutch squadrons, supported on their left by 21 Danish squadrons, led by Count Tilly and Lieutenants Generals Hompesch, d'Auvergne, Ostfriesland and Dopffsteadily advanced towards the enemy (taking care not to prematurely tire the horses), before breaking into a trot to gain the impetus for their charge. The Marquis de Feuquières writing after the battle described the scene: "They advanced in four lines... As they approached they advanced their second and fourth lines into the intervals of their first and third lines; so that when they made their advance upon us, they formed only one front, without any intermediate spaces." This made it nearly impossible for the French cavalry to perform flanking manoeuvres.
The initial clash favoured the Dutch and Danish squadrons. The disparity of numbersexacerbated by Villeroi stripping their ranks of infantry to reinforce his left flankenabled Overkirk's cavalry to throw the first line of French horse back in some disorder towards their second-line squadrons. This line also came under severe pressure and, in turn, was forced back to their third-line of cavalry and the few battalions still remaining on the plain. But these French horsemen were amongst the best in LouisXIV's armythe Maison du Roi, supported by four elite squadrons of Bavarian Cuirassiers. Ably led by de Guiscard, the French cavalry rallied, thrusting back the Allied squadrons in successful local counterattacks. On Overkirk's right flank, close to Ramillies, ten of his squadrons suddenly broke ranks and were scattered, riding headlong to the rear to recover their order, leaving the left flank of the Allied assault on Ramillies dangerously exposed. Notwithstanding the lack of infantry support, de Guiscard threw his cavalry forward in an attempt to split the Allied army in two.
A crisis threatened the centre, but from his vantage point Marlborough was at once aware of the situation. The Allied commander now summoned the cavalry on the right wing to reinforce his centre, leaving only the English squadrons in support of Orkney. Thanks to a combination of battle-smoke and favourable terrain, his redeployment went unnoticed by Villeroi who made no attempt to transfer any of his own 50 unused squadrons. While he waited for the fresh reinforcements to arrive, Marlborough flung himself into the mêlée, rallying some of the Dutch cavalry who were in confusion. But his personal involvement nearly led to his undoing. A number of French horsemen, recognising the Duke, came surging towards his party. Marlborough's horse tumbled and the Duke was thrown"Milord Marlborough was rid over," wrote Orkney some time later. It was a critical moment of the battle. "Major-General Murray," recalled one eyewitness: "...seeing him fall, marched up in all haste with two Swiss battalions to save him and stop the enemy who were hewing all down in their way." Fortunately Marlborough's newly appointed aide-de-camp, Richard Molesworth, galloped to the rescue, mounted the Duke on his horse and made good their escape, before Murray's disciplined ranks threw back the pursuing French troopers.
After a brief pause, Marlborough's equerry, Colonel Bringfield (or Bingfield), led up another of the Duke's spare horses; but while assisting him onto his mount, the unfortunate Bringfield was hit by an errant cannonball that sheared off his head. One account has it that the cannonball flew between the Captain-General's legs before hitting the unfortunate colonel, whose torso fell at Marlborough's feeta moment subsequently depicted in a lurid set of contemporary playing cards. Nevertheless, the danger passed and Overkirk and Tilly restored order among the confused squadrons and ordered them to attack again, enabling the Duke to attend to the positioning of the cavalry reinforcements feeding down from his right flanka change of which Villeroi remained blissfully unaware.
Breakthrough
The time was about 16:30, and the two armies were in close contact across the whole front, from the skirmishing in the marshes in the south, through the vast cavalry battle on the open plain; to the fierce struggle for Ramillies at the centre, and to the north, where, around the cottages of Offus and Autre-Eglise, Orkney and de la Guiche faced each other across the Petite Gheete ready to renew hostilities.
The arrival of the transferring squadrons now began to tip the balance in favour of the Allies. Tired, and suffering a growing list of casualties, the numerical inferiority of Guiscard's squadrons battling on the plain at last began to tell. After earlier failing to hold or retake Franquenée and Taviers, Guiscard's right flank had become dangerously exposed and a fatal gap had opened on the right of their line. Taking advantage of this breach, Württemberg's Danish cavalry now swept forward, wheeling to penetrate the flank of the Maison du Roi whose attention was almost entirely fixed on holding back the Dutch. Sweeping forwards, virtually without resistance, the 21 Danish squadrons reformed behind the French around the area of the Tomb of Ottomond, facing north across the plateau of Mont St André towards the exposed flank of Villeroi's army.
The final Allied reinforcements for the cavalry contest to the south were at last in position; Marlborough's superiority on the left could no longer be denied, and his fast-moving plan took hold of the battlefield. Now, far too late, Villeroi tried to redeploy his 50 unused squadrons, but a desperate attempt to form line facing south, stretching from Offus to Mont St André, floundered amongst the baggage and tents of the French camp carelessly left there after the initial deployment. The Allied commander ordered his cavalry forward against the now heavily outnumbered French and Bavarian horsemen. De Guiscard's right flank, without proper infantry support, could no longer resist the onslaught and, turning their horses northwards, they broke and fled in complete disorder. Even the squadrons currently being scrambled together by Villeroi behind Ramillies could not withstand the onslaught. "We had not got forty yards on our retreat," remembered Captain Peter Drake, an Irishman serving with the French"when the words sauve qui peut went through the great part, if not the whole army, and put all to confusion"
In Ramillies the Allied infantry, now reinforced by the English troops brought down from the north, at last broke through. The Régiment de Picardie stood their ground but were caught between Colonel Borthwick's Scots-Dutch regiment and the English reinforcements. Borthwick was killed, as was Charles O’Brien, the Irish Viscount Clare in French service, fighting at the head of his regiment. The Marquis de Maffei attempted one last stand with his Bavarian and Cologne Guards, but it proved in vain. Noticing a rush of horsemen fast approaching from the south, he later recalled: "...I went towards the nearest of these squadrons to instruct their officer, but instead of being listened to [I] was immediately surrounded and called upon to ask for quarter."
Pursuit
The roads leading north and west were choked with fugitives. Orkney now sent his English troops back across the Petite Gheete stream to once again storm Offus where de la Guiche's infantry had begun to drift away in the confusion. To the right of the infantry Lord John Hay's 'Scots Greys' also picked their way across the stream and charged the Régiment du Roi within Autre-Eglise. "Our dragoons," wrote John Deane, "pushing into the village... made terrible slaughter of the enemy." The Bavarian Horse Grenadiers and the Electoral Guards withdrew and formed a shield about Villeroi and the Elector but were scattered by Lumley's cavalry. Stuck in the mass of fugitives fleeing the battlefield, the French and Bavarian commanders narrowly escaped capture by General Cornelius Wood who, unaware of their identity, had to content himself with the seizure of two Bavarian Lieutenant-Generals. Far to the south, the remnants of de la Colonie's brigade headed in the opposite direction towards the French held fortress of Namur.
The retreat became a rout. Individual Allied commanders drove their troops forward in pursuit, allowing their beaten enemy no chance to recover. Soon the Allied infantry could no longer keep up, but their cavalry were off the leash, heading through the gathering night for the crossings on the river Dyle. At last, however, Marlborough called a halt to the pursuit shortly after midnight near Meldert, from the field. "It was indeed a truly shocking sight to see the miserable remains of this mighty army," wrote Captain Drake, "...reduced to a handful."
Aftermath
What was left of Villeroi's army was now broken in spirit; the imbalance of the casualty figures amply demonstrates the extent of the disaster for LouisXIV's army: (see below). In addition, hundreds of French soldiers were fugitives, many of whom would never remuster to the colours. Villeroi also lost 52 artillery pieces and his entire engineer pontoon train. In the words of Marshal Villars, the French defeat at Ramillies was "the most shameful, humiliating and disastrous of routs".
Town after town now succumbed to the Allies. Leuven fell on 25 May 1706; three days later, the Allies entered Brussels, the capital of the Spanish Netherlands. Marlborough realised the great opportunity created by the early victory of Ramillies: "We now have the whole summer before us," wrote the Duke from Brussels to Robert Harley: "...and with the blessing of God I shall make the best use of it." Malines, Lierre, Ghent, Alost, Damme, Oudenaarde, Bruges, and on 6 June Antwerp, all subsequently fell to Marlborough's victorious army and, like Brussels, proclaimed the Austrian candidate for the Spanish throne, the Archduke Charles, as their sovereign. Villeroi was helpless to arrest the process of collapse. When LouisXIV learnt of the disaster he recalled Marshal Vendôme from northern Italy to take command in Flanders; but it would be weeks before the command changed hands.
As news spread of the Allies' triumph, the Prussians, Hessians and Hanoverian contingents, long delayed by their respective rulers, eagerly joined the pursuit of the broken French and Bavarian forces. "This," wrote Marlborough wearily, "I take to be owing to our late success." Meanwhile, Overkirk took the port of Ostend on 4 July thus opening a direct route to the English Channel for communication and supply, but the Allies were making scant progress against Dendermonde whose governor, the Marquis de Valée, was stubbornly resisting. Only later when Cadogan and Churchill went to take charge did the town's defences begin to fail.
Vendôme formally took over command in Flanders on 4 August; Villeroi would never again receive a major command: "I cannot foresee a happy day in my life save only that of my death." LouisXIV was more forgiving to his old friend: "At our age, Marshal, we must no longer expect good fortune." In the meantime, Marlborough invested the elaborate fortress of Menin which, after a costly siege, capitulated on 22 August. Dendermonde finally succumbed on 6 September followed by Aththe last conquest of 1706on 2 October. By the time Marlborough had closed down the Ramillies campaign he had denied the French most of the Spanish Netherlands west of the Meuse and north of the Sambreit was an unsurpassed operational triumph for the English Duke but once again it was not decisive as these gains did not defeat France.
The immediate question for the Allies was how to deal with the Spanish Netherlands, a subject on which the Austrians and the Dutch were diametrically opposed. Emperor JosephI, acting on behalf of his younger brother King CharlesIII, absent in Spain, claimed that reconquered Brabant and Flanders should be put under immediate possession of a governor named by himself. The Dutch, however, who had supplied the major share of the troops and money to secure the victory (the Austrians had produced nothing of either) claimed the government of the region till the war was over, and that after the peace they should continue to garrison Barrier Fortresses stronger than those which had fallen so easily to LouisXIV's forces in 1701. Marlborough mediated between the two parties but favoured the Dutch position. To sway the Duke's opinion, the Emperor offered Marlborough the governorship of the Spanish Netherlands. It was a tempting offer, but in the name of Allied unity, it was one he refused. In the end England and the Dutch Republic took control of the newly won territory for the duration of the war; after which it was to be handed over to the direct rule of CharlesIII, subject to the reservation of a Dutch Barrier, the extent and nature of which had yet to be settled.
Meanwhile, on the Upper Rhine, Villars had been forced onto the defensive as battalion after battalion had been sent north to bolster collapsing French forces in Flanders; there was now no possibility of his undertaking the re-capture of Landau. Further good news for the Allies arrived from northern Italy where, on 7 September, Prince Eugene had routed a French army before the Piedmontese capital, Turin, driving the Franco-Spanish forces from northern Italy. Only from Spain did LouisXIV receive any good news where Das Minas and Galway had been forced to retreat from Madrid towards Valencia, allowing PhilipV to re-enter his capital on 4 October. All in all though, the situation had changed considerably and LouisXIV began to look for ways to end what was fast becoming a ruinous war for France. For Queen Anne also, the Ramillies campaign had one overriding significance: "Now we have God be thanked so hopeful a prospect of peace." Instead of continuing the momentum of victory, however, cracks in Allied unity would enable LouisXIV to reverse some of the major setbacks suffered at Turin and Ramillies.
Casualties
The total number of French casualties cannot be calculated precisely, so complete was the collapse of the Franco-Bavarian army that day. David G. Chandler's Marlborough as Military Commander and A Guide to the Battlefields of Europe are consistent with regards to French casualty figures, i.e. 12,000 dead and wounded plus some 7,000 taken prisoner. James Falkner, in Ramillies 1706: Year of Miracles, also notes 12,000 dead and wounded and "up to 10,000" taken prisoner. In Notes on the history of military medicine, Garrison puts French casualties at 13,000, including 2,000 killed, 3,000 wounded and 6,000 missing. In The Collins Encyclopaedia of Military History, Dupuy puts Villeroi's dead and wounded at 8,000, with a further 7,000 captured. Neil Litten, using French archives, suggests 7,000 killed and wounded and 6,000 captured, with a further 2,000 choosing to desert. John Millner's memoirsCompendious Journal (1733)is more specific, recording 12,087 of Villeroi's army were killed or wounded, with another 9,729 taken prisoner. In Marlborough, however, Correlli Barnett puts the total casualty figure as high as 30,000–15,000 dead and wounded with an additional 15,000 taken captive. Trevelyan estimates Villeroi's casualties at 13,000 but adds "his losses by desertion may have doubled that number". La Colonie omits a casualty figure in his Chronicles of an old Campaigner but Saint-Simon in his Memoirs states 4,000 killed adding "many others were wounded and many important persons were taken prisoner". Voltaire, however, in Histoire du siècle du LouisXIV records "the French lost there twenty thousand men". Gaston Bodart states 2,000 killed or wounded, 6,000 captured and 7,000 scattered for a total of 13,000 casualties. Périni writes that both sides lost 2 to 3,000 killed or wounded (the Dutch losing precisely 716 killed and 1,712 wounded), and that 5,600 French were captured.
See also
The battle was used as the name of several Royal Navy ships, HMS Ramillies.
Notes
Footnotes
References
Primary
La Colonie, Jean Martin de. The Chronicles of an Old Campaigner, (trans. W. C. Horsley), (1904)
(1857) Mémoires relatifs à la Guerre de succession de 1706–1709 et 1711, de Sicco van Goslinga, publiés par mm. U. A. Evertsz et G. H. M. Delprat, au nom de la Société d’histoire, d’archéologie et de linquistique de Frise, (Published by G.T.N. Suringar, 1857)
Saint-Simon. Memoirs, vol i. Prion Books Ltd., (1999).
Secondary
Barnett, Correlli. Marlborough. Wordsworth Editions Limited, (1999).
Chandler, David G. A Guide to the Battlefields of Europe. Wordsworth Editions Limited, (1998).
Chandler, David G. Marlborough as Military Commander. Spellmount Ltd, (2003).
Falkner, James. Ramillies 1706: Year of Miracles. Pen & Sword Books Ltd, (2006).
Gregg, Edward. Queen Anne. Yale University Press, (2001).
Lynn, John A. The Wars of Louis XIV, 1667–1714. Longman, (1999).
Trevelyan, G. M. England Under Queen Anne: Ramillies and the Union with Scotland. Longmans, Green and co., (1932)
Battle of Ramillies
Battles of the War of the Spanish Succession
Battles involving Bavaria
Battles involving France
Battles involving England
Battles involving the Dutch Republic
Battles involving the Spanish Netherlands
1706 in France
Battle of Ramillies
Battle
18th century in the Southern Netherlands
Battles involving Spain |
4054 | https://en.wikipedia.org/wiki/Battleship | Battleship | A battleship is a large armored warship with a main battery consisting of large caliber guns. It dominated naval warfare in the late 19th and early 20th centuries.
The term battleship came into use in the late 1880s to describe a type of ironclad warship, now referred to by historians as pre-dreadnought battleships. In 1906, the commissioning of into the United Kingdom's Royal Navy heralded a revolution in the field of battleship design. Subsequent battleship designs, influenced by HMS Dreadnought, were referred to as "dreadnoughts", though the term eventually became obsolete as dreadnoughts became the only type of battleship in common use.
Battleships were a symbol of naval dominance and national might, and for decades the battleship was a major factor in both diplomacy and military strategy. A global arms race in battleship construction began in Europe in the 1890s and culminated at the decisive Battle of Tsushima in 1905, the outcome of which significantly influenced the design of HMS Dreadnought. The launch of Dreadnought in 1906 commenced a new naval arms race. Three major fleet actions between steel battleships took place: the long-range gunnery duel at the Battle of the Yellow Sea in 1904, the decisive Battle of Tsushima in 1905 (both during the Russo-Japanese War) and the inconclusive Battle of Jutland in 1916, during the First World War. Jutland was the largest naval battle and the only full-scale clash of dreadnoughts of the war, and it was the last major battle in naval history fought primarily by battleships.
The Naval Treaties of the 1920s and 1930s limited the number of battleships, though technical innovation in battleship design continued. Both the Allied and Axis powers built battleships during World War II, though the increasing importance of the aircraft carrier meant that the battleship played a less important role than had been expected in that conflict.
The value of the battleship has been questioned, even during their heyday. There were few of the decisive fleet battles that battleship proponents expected and used to justify the vast resources spent on building battlefleets. Even in spite of their huge firepower and protection, battleships were increasingly vulnerable to much smaller and relatively inexpensive weapons: initially the torpedo and the naval mine, and later aircraft and the guided missile. The growing range of naval engagements led to the aircraft carrier replacing the battleship as the leading capital ship during World War II, with the last battleship to be launched being in 1944. Four battleships were retained by the United States Navy until the end of the Cold War for fire support purposes and were last used in combat during the Gulf War in 1991, and then struck from the U.S. Naval Vessel Register in the 2000s. Many World War II-era battleships remain today as museum ships.
History
Ships of the line
A ship of the line was a large, unarmored wooden sailing ship which mounted a battery of up to 120 smoothbore guns and carronades, which came to prominence with the adoption of line of battle tactics in the early 17th century and the end of the sailing battleship's heyday in the 1830s. From 1794, the alternative term 'line of battle ship' was contracted (informally at first) to 'battle ship' or 'battleship'.
The sheer number of guns fired broadside meant a ship of the line could wreck any wooden enemy, holing her hull, knocking down masts, wrecking her rigging, and killing her crew. However, the effective range of the guns was as little as a few hundred yards, so the battle tactics of sailing ships depended in part on the wind.
Over time, ships of the line gradually became larger and carried more guns, but otherwise remained quite similar. The first major change to the ship of the line concept was the introduction of steam power as an auxiliary propulsion system. Steam power was gradually introduced to the navy in the first half of the 19th century, initially for small craft and later for frigates. The French Navy introduced steam to the line of battle with the 90-gun in 1850—the first true steam battleship. Napoléon was armed as a conventional ship-of-the-line, but her steam engines could give her a speed of , regardless of the wind. This was a potentially decisive advantage in a naval engagement. The introduction of steam accelerated the growth in size of battleships. France and the United Kingdom were the only countries to develop fleets of wooden steam screw battleships although several other navies operated small numbers of screw battleships, including Russia (9), the Ottoman Empire (3), Sweden (2), Naples (1), Denmark (1) and Austria (1).
Ironclads
The adoption of steam power was only one of a number of technological advances which revolutionized warship design in the 19th century. The ship of the line was overtaken by the ironclad: powered by steam, protected by metal armor, and armed with guns firing high-explosive shells.
Explosive shells
Guns that fired explosive or incendiary shells were a major threat to wooden ships, and these weapons quickly became widespread after the introduction of 8-inch shell guns as part of the standard armament of French and American line-of-battle ships in 1841. In the Crimean War, six line-of-battle ships and two frigates of the Russian Black Sea Fleet destroyed seven Turkish frigates and three corvettes with explosive shells at the Battle of Sinop in 1853. Later in the war, French ironclad floating batteries used similar weapons against the defenses at the Battle of Kinburn.
Nevertheless, wooden-hulled ships stood up comparatively well to shells, as shown in the 1866 Battle of Lissa, where the modern Austrian steam two-decker ranged across a confused battlefield, rammed an Italian ironclad and took 80 hits from Italian ironclads, many of which were shells, but including at least one 300-pound shot at point-blank range. Despite losing her bowsprit and her foremast, and being set on fire, she was ready for action again the very next day.
Iron armor and construction
The development of high-explosive shells made the use of iron armor plate on warships necessary. In 1859 France launched , the first ocean-going ironclad warship. She had the profile of a ship of the line, cut to one deck due to weight considerations. Although made of wood and reliant on sail for most journeys, Gloire was fitted with a propeller, and her wooden hull was protected by a layer of thick iron armor. Gloire prompted further innovation from the Royal Navy, anxious to prevent France from gaining a technological lead.
The superior armored frigate followed Gloire by only 14 months, and both nations embarked on a program of building new ironclads and converting existing screw ships of the line to armored frigates. Within two years, Italy, Austria, Spain and Russia had all ordered ironclad warships, and by the time of the famous clash of the and the at the Battle of Hampton Roads at least eight navies possessed ironclad ships.
Navies experimented with the positioning of guns, in turrets (like the USS Monitor), central-batteries or barbettes, or with the ram as the principal weapon. As steam technology developed, masts were gradually removed from battleship designs. By the mid-1870s steel was used as a construction material alongside iron and wood. The French Navy's , laid down in 1873 and launched in 1876, was a central battery and barbette warship which became the first battleship in the world to use steel as the principal building material.
Pre-dreadnought battleship
The term "battleship" was officially adopted by the Royal Navy in the re-classification of 1892. By the 1890s, there was an increasing similarity between battleship designs, and the type that later became known as the 'pre-dreadnought battleship' emerged. These were heavily armored ships, mounting a mixed battery of guns in turrets, and without sails. The typical first-class battleship of the pre-dreadnought era displaced 15,000 to 17,000 tons, had a speed of , and an armament of four guns in two turrets fore and aft with a mixed-caliber secondary battery amidships around the superstructure. An early design with superficial similarity to the pre-dreadnought is the British of 1871.
The slow-firing main guns were the principal weapons for battleship-to-battleship combat. The intermediate and secondary batteries had two roles. Against major ships, it was thought a 'hail of fire' from quick-firing secondary weapons could distract enemy gun crews by inflicting damage to the superstructure, and they would be more effective against smaller ships such as cruisers. Smaller guns (12-pounders and smaller) were reserved for protecting the battleship against the threat of torpedo attack from destroyers and torpedo boats.
The beginning of the pre-dreadnought era coincided with Britain reasserting her naval dominance. For many years previously, Britain had taken naval supremacy for granted. Expensive naval projects were criticized by political leaders of all inclinations. However, in 1888 a war scare with France and the build-up of the Russian navy gave added impetus to naval construction, and the British Naval Defence Act of 1889 laid down a new fleet including eight new battleships. The principle that Britain's navy should be more powerful than the two next most powerful fleets combined was established. This policy was designed to deter France and Russia from building more battleships, but both nations nevertheless expanded their fleets with more and better pre-dreadnoughts in the 1890s.
In the last years of the 19th century and the first years of the 20th, the escalation in the building of battleships became an arms race between Britain and Germany. The German naval laws of 1890 and 1898 authorized a fleet of 38 battleships, a vital threat to the balance of naval power. Britain answered with further shipbuilding, but by the end of the pre-dreadnought era, British supremacy at sea had markedly weakened. In 1883, the United Kingdom had 38 battleships, twice as many as France and almost as many as the rest of the world put together. In 1897, Britain's lead was far smaller due to competition from France, Germany, and Russia, as well as the development of pre-dreadnought fleets in Italy, the United States and Japan. The Ottoman Empire, Spain, Sweden, Denmark, Norway, the Netherlands, Chile and Brazil all had second-rate fleets led by armored cruisers, coastal defence ships or monitors.
Pre-dreadnoughts continued the technical innovations of the ironclad. Turrets, armor plate, and steam engines were all improved over the years, and torpedo tubes were also introduced. A small number of designs, including the American and es, experimented with all or part of the 8-inch intermediate battery superimposed over the 12-inch primary. Results were poor: recoil factors and blast effects resulted in the 8-inch battery being completely unusable, and the inability to train the primary and intermediate armaments on different targets led to significant tactical limitations. Even though such innovative designs saved weight (a key reason for their inception), they proved too cumbersome in practice.
Dreadnought era
In 1906, the British Royal Navy launched the revolutionary . Created as a result of pressure from Admiral Sir John ("Jackie") Fisher, HMS Dreadnought rendered existing battleships obsolete. Combining an "all-big-gun" armament of ten 12-inch (305 mm) guns with unprecedented speed (from steam turbine engines) and protection, she prompted navies worldwide to re-evaluate their battleship building programs. While the Japanese had laid down an all-big-gun battleship, , in 1904 and the concept of an all-big-gun ship had been in circulation for several years, it had yet to be validated in combat. Dreadnought sparked a new arms race, principally between Britain and Germany but reflected worldwide, as the new class of warships became a crucial element of national power.
Technical development continued rapidly through the dreadnought era, with steep changes in armament, armor and propulsion. Ten years after Dreadnoughts commissioning, much more powerful ships, the super-dreadnoughts, were being built.
Origin
In the first years of the 20th century, several navies worldwide experimented with the idea of a new type of battleship with a uniform armament of very heavy guns.
Admiral Vittorio Cuniberti, the Italian Navy's chief naval architect, articulated the concept of an all-big-gun battleship in 1903. When the Regia Marina did not pursue his ideas, Cuniberti wrote an article in Janes proposing an "ideal" future British battleship, a large armored warship of 17,000 tons, armed solely with a single calibre main battery (twelve 12-inch [305 mm] guns), carrying belt armor, and capable of 24 knots (44 km/h).
The Russo-Japanese War provided operational experience to validate the "all-big-gun" concept. During the Battle of the Yellow Sea on August 10, 1904, Admiral Togo of the Imperial Japanese Navy commenced deliberate 12-inch gun fire at the Russian flagship Tzesarevich at 14,200 yards (13,000 meters). At the Battle of Tsushima on May 27, 1905, Russian Admiral Rozhestvensky's flagship fired the first 12-inch guns at the Japanese flagship Mikasa at 7,000 meters. It is often held that these engagements demonstrated the importance of the gun over its smaller counterparts, though some historians take the view that secondary batteries were just as important as the larger weapons when dealing with smaller fast moving torpedo craft. Such was the case, albeit unsuccessfully, when the Russian battleship Knyaz Suvorov at Tsushima had been sent to the bottom by destroyer launched torpedoes. The 1903–04 design also retained traditional triple-expansion steam engines.
As early as 1904, Jackie Fisher had been convinced of the need for fast, powerful ships with an all-big-gun armament. If Tsushima influenced his thinking, it was to persuade him of the need to standardise on guns. Fisher's concerns were submarines and destroyers equipped with torpedoes, then threatening to outrange battleship guns, making speed imperative for capital ships. Fisher's preferred option was his brainchild, the battlecruiser: lightly armored but heavily armed with eight 12-inch guns and propelled to by steam turbines.
It was to prove this revolutionary technology that Dreadnought was designed in January 1905, laid down in October 1905 and sped to completion by 1906. She carried ten 12-inch guns, had an 11-inch armor belt, and was the first large ship powered by turbines. She mounted her guns in five turrets; three on the centerline (one forward, two aft) and two on the wings, giving her at her launch twice the broadside of any other warship. She retained a number of 12-pound (3-inch, 76 mm) quick-firing guns for use against destroyers and torpedo-boats. Her armor was heavy enough for her to go head-to-head with any other ship in a gun battle, and conceivably win.
Dreadnought was to have been followed by three s, their construction delayed to allow lessons from Dreadnought to be used in their design. While Fisher may have intended Dreadnought to be the last Royal Navy battleship, the design was so successful he found little support for his plan to switch to a battlecruiser navy. Although there were some problems with the ship (the wing turrets had limited arcs of fire and strained the hull when firing a full broadside, and the top of the thickest armor belt lay below the waterline at full load), the Royal Navy promptly commissioned another six ships to a similar design in the and es.
An American design, , authorized in 1905 and laid down in December 1906, was another of the first dreadnoughts, but she and her sister, , were not launched until 1908. Both used triple-expansion engines and had a superior layout of the main battery, dispensing with Dreadnoughts wing turrets. They thus retained the same broadside, despite having two fewer guns.
Arms race
In 1897, before the revolution in design brought about by , the Royal Navy had 62 battleships in commission or building, a lead of 26 over France and 50 over Germany. From the 1906 launching of Dreadnought, an arms race with major strategic consequences was prompted. Major naval powers raced to build their own dreadnoughts. Possession of modern battleships was not only seen as vital to naval power, but also, as with nuclear weapons after World War II, represented a nation's standing in the world. Germany, France, Japan, Italy, Austria, and the United States all began dreadnought programmes; while the Ottoman Empire, Argentina, Russia, Brazil, and Chile commissioned dreadnoughts to be built in British and American yards.
World War I
By virtue of geography, the Royal Navy was able to use her imposing battleship and battlecruiser fleet to impose a strict and successful naval blockade of Germany and kept Germany's smaller battleship fleet bottled up in the North Sea: only narrow channels led to the Atlantic Ocean and these were guarded by British forces. Both sides were aware that, because of the greater number of British dreadnoughts, a full fleet engagement would be likely to result in a British victory. The German strategy was therefore to try to provoke an engagement on their terms: either to induce a part of the Grand Fleet to enter battle alone, or to fight a pitched battle near the German coastline, where friendly minefields, torpedo-boats and submarines could be used to even the odds. This did not happen however, due in large part to the necessity to keep submarines for the Atlantic campaign. Submarines were the only vessels in the Imperial German Navy able to break out and raid British commerce in force, but even though they sank many merchant ships, they could not successfully counter-blockade the United Kingdom; the Royal Navy successfully adopted convoy tactics to combat Germany's submarine counter-blockade and eventually defeated it. This was in stark contrast to Britain's successful blockade of Germany.
The first two years of war saw the Royal Navy's battleships and battlecruisers regularly "sweep" the North Sea making sure that no German ships could get in or out. Only a few German surface ships that were already at sea, such as the famous light cruiser , were able to raid commerce. Even some of those that did manage to get out were hunted down by battlecruisers, as in the Battle of the Falklands, December 7, 1914. The results of sweeping actions in the North Sea were battles including the Heligoland Bight and Dogger Bank and German raids on the English coast, all of which were attempts by the Germans to lure out portions of the Grand Fleet in an attempt to defeat the Royal Navy in detail. On May 31, 1916, a further attempt to draw British ships into battle on German terms resulted in a clash of the battlefleets in the Battle of Jutland. The German fleet withdrew to port after two short encounters with the British fleet. Less than two months later, the Germans once again attempted to draw portions of the Grand Fleet into battle. The resulting Action of 19 August 1916 proved inconclusive. This reinforced German determination not to engage in a fleet to fleet battle.
In the other naval theatres there were no decisive pitched battles. In the Black Sea, engagement between Russian and Ottoman battleships was restricted to skirmishes. In the Baltic Sea, action was largely limited to the raiding of convoys, and the laying of defensive minefields; the only significant clash of battleship squadrons there was the Battle of Moon Sound at which one Russian pre-dreadnought was lost. The Adriatic was in a sense the mirror of the North Sea: the Austro-Hungarian dreadnought fleet remained bottled up by the British and French blockade. And in the Mediterranean, the most important use of battleships was in support of the amphibious assault on Gallipoli.
In September 1914, the threat posed to surface ships by German U-boats was confirmed by successful attacks on British cruisers, including the sinking of three British armored cruisers by the German submarine in less than an hour. The British Super-dreadnought soon followed suit as she struck a mine laid by a German U-boat in October 1914 and sank. The threat that German U-boats posed to British dreadnoughts was enough to cause the Royal Navy to change their strategy and tactics in the North Sea to reduce the risk of U-boat attack. Further near-misses from submarine attacks on battleships and casualties amongst cruisers led to growing concern in the Royal Navy about the vulnerability of battleships.
As the war wore on however, it turned out that whilst submarines did prove to be a very dangerous threat to older pre-dreadnought battleships, as shown by examples such as the sinking of , which was caught in the Dardanelles by a British submarine and and were torpedoed by U-21 as well as , , etc., the threat posed to dreadnought battleships proved to have been largely a false alarm. HMS Audacious turned out to be the only dreadnought sunk by a submarine in World War I. While battleships were never intended for anti-submarine warfare, there was one instance of a submarine being sunk by a dreadnought battleship. HMS Dreadnought rammed and sank the German submarine U-29 on March 18, 1915, off the Moray Firth.
Whilst the escape of the German fleet from the superior British firepower at Jutland was effected by the German cruisers and destroyers successfully turning away the British battleships, the German attempt to rely on U-boat attacks on the British fleet failed.
Torpedo boats did have some successes against battleships in World War I, as demonstrated by the sinking of the British pre-dreadnought by during the Dardanelles Campaign and the destruction of the Austro-Hungarian dreadnought by Italian motor torpedo boats in June 1918. In large fleet actions, however, destroyers and torpedo boats were usually unable to get close enough to the battleships to damage them. The only battleship sunk in a fleet action by either torpedo boats or destroyers was the obsolescent German pre-dreadnought . She was sunk by destroyers during the night phase of the Battle of Jutland.
The German High Seas Fleet, for their part, were determined not to engage the British without the assistance of submarines; and since the submarines were needed more for raiding commercial traffic, the fleet stayed in port for much of the war.
Inter-war period
For many years, Germany simply had no battleships. The Armistice with Germany required that most of the High Seas Fleet be disarmed and interned in a neutral port; largely because no neutral port could be found, the ships remained in British custody in Scapa Flow, Scotland. The Treaty of Versailles specified that the ships should be handed over to the British. Instead, most of them were scuttled by their German crews on June 21, 1919, just before the signature of the peace treaty. The treaty also limited the German Navy, and prevented Germany from building or possessing any capital ships.
The inter-war period saw the battleship subjected to strict international limitations to prevent a costly arms race breaking out.
While the victors were not limited by the Treaty of Versailles, many of the major naval powers were crippled after the war. Faced with the prospect of a naval arms race against the United Kingdom and Japan, which would in turn have led to a possible Pacific war, the United States was keen to conclude the Washington Naval Treaty of 1922. This treaty limited the number and size of battleships that each major nation could possess, and required Britain to accept parity with the U.S. and to abandon the British alliance with Japan. The Washington treaty was followed by a series of other naval treaties, including the First Geneva Naval Conference (1927), the First London Naval Treaty (1930), the Second Geneva Naval Conference (1932), and finally the Second London Naval Treaty (1936), which all set limits on major warships. These treaties became effectively obsolete on September 1, 1939, at the beginning of World War II, but the ship classifications that had been agreed upon still apply. The treaty limitations meant that fewer new battleships were launched in 1919–1939 than in 1905–1914. The treaties also inhibited development by imposing upper limits on the weights of ships. Designs like the projected British , the first American , and the Japanese —all of which continued the trend to larger ships with bigger guns and thicker armor—never got off the drawing board. Those designs which were commissioned during this period were referred to as treaty battleships.
Rise of air power
As early as 1914, the British Admiral Percy Scott predicted that battleships would soon be made irrelevant by aircraft. By the end of World War I, aircraft had successfully adopted the torpedo as a weapon. In 1921 the Italian general and air theorist Giulio Douhet completed a hugely influential treatise on strategic bombing titled The Command of the Air, which foresaw the dominance of air power over naval units.
In the 1920s, General Billy Mitchell of the United States Army Air Corps, believing that air forces had rendered navies around the world obsolete, testified in front of Congress that "1,000 bombardment airplanes can be built and operated for about the price of one battleship" and that a squadron of these bombers could sink a battleship, making for more efficient use of government funds. This infuriated the U.S. Navy, but Mitchell was nevertheless allowed to conduct a careful series of bombing tests alongside Navy and Marine bombers. In 1921, he bombed and sank numerous ships, including the "unsinkable" German World War I battleship and the American pre-dreadnought .
Although Mitchell had required "war-time conditions", the ships sunk were obsolete, stationary, defenseless and had no damage control. The sinking of Ostfriesland was accomplished by violating an agreement that would have allowed Navy engineers to examine the effects of various munitions: Mitchell's airmen disregarded the rules, and sank the ship within minutes in a coordinated attack. The stunt made headlines, and Mitchell declared, "No surface vessels can exist wherever air forces acting from land bases are able to attack them." While far from conclusive, Mitchell's test was significant because it put proponents of the battleship against naval aviation on the defensive. Rear Admiral William A. Moffett used public relations against Mitchell to make headway toward expansion of the U.S. Navy's nascent aircraft carrier program.
Rearmament
The Royal Navy, United States Navy, and Imperial Japanese Navy extensively upgraded and modernized their World War I–era battleships during the 1930s. Among the new features were an increased tower height and stability for the optical rangefinder equipment (for gunnery control), more armor (especially around turrets) to protect against plunging fire and aerial bombing, and additional anti-aircraft weapons. Some British ships received a large block superstructure nicknamed the "Queen Anne's castle", such as in and , which would be used in the new conning towers of the fast battleships. External bulges were added to improve both buoyancy to counteract weight increase and provide underwater protection against mines and torpedoes. The Japanese rebuilt all of their battleships, plus their battlecruisers, with distinctive "pagoda" structures, though the received a more modern bridge tower that would influence the new . Bulges were fitted, including steel tube arrays to improve both underwater and vertical protection along the waterline. The U.S. experimented with cage masts and later tripod masts, though after the Japanese attack on Pearl Harbor some of the most severely damaged ships (such as and ) were rebuilt with tower masts, for an appearance similar to their contemporaries. Radar, which was effective beyond visual range and effective in complete darkness or adverse weather, was introduced to supplement optical fire control.
Even when war threatened again in the late 1930s, battleship construction did not regain the level of importance it had held in the years before World War I. The "building holiday" imposed by the naval treaties meant the capacity of dockyards worldwide had shrunk, and the strategic position had changed.
In Germany, the ambitious Plan Z for naval rearmament was abandoned in favor of a strategy of submarine warfare supplemented by the use of battlecruisers and commerce raiding (in particular by s). In Britain, the most pressing need was for air defenses and convoy escorts to safeguard the civilian population from bombing or starvation, and re-armament construction plans consisted of five ships of the . It was in the Mediterranean that navies remained most committed to battleship warfare. France intended to build six battleships of the and es, and the Italians four ships. Neither navy built significant aircraft carriers. The U.S. preferred to spend limited funds on aircraft carriers until the . Japan, also prioritising aircraft carriers, nevertheless began work on three mammoth Yamatos (although the third, , was later completed as a carrier) and a planned fourth was cancelled.
At the outbreak of the Spanish Civil War, the Spanish navy included only two small dreadnought battleships, and . España (originally named Alfonso XIII), by then in reserve at the northwestern naval base of El Ferrol, fell into Nationalist hands in July 1936. The crew aboard Jaime I remained loyal to the Republic, killed their officers, who apparently supported Franco's attempted coup, and joined the Republican Navy. Thus each side had one battleship; however, the Republican Navy generally lacked experienced officers. The Spanish battleships mainly restricted themselves to mutual blockades, convoy escort duties, and shore bombardment, rarely in direct fighting against other surface units. In April 1937, España ran into a mine laid by friendly forces, and sank with little loss of life. In May 1937, Jaime I was damaged by Nationalist air attacks and a grounding incident. The ship was forced to go back to port to be repaired. There she was again hit by several aerial bombs. It was then decided to tow the battleship to a more secure port, but during the transport she suffered an internal explosion that caused 300 deaths and her total loss. Several Italian and German capital ships participated in the non-intervention blockade. On May 29, 1937, two Republican aircraft managed to bomb the German pocket battleship outside Ibiza, causing severe damage and loss of life. retaliated two days later by bombarding Almería, causing much destruction, and the resulting Deutschland incident meant the end of German and Italian participation in non-intervention.
World War II
The —an obsolete pre-dreadnought—fired the first shots of World War II with the bombardment of the Polish garrison at Westerplatte; and the final surrender of the Japanese Empire took place aboard a United States Navy battleship, . Between those two events, it had become clear that aircraft carriers were the new principal ships of the fleet and that battleships now performed a secondary role.
Battleships played a part in major engagements in Atlantic, Pacific and Mediterranean theaters; in the Atlantic, the Germans used their battleships as independent commerce raiders. However, clashes between battleships were of little strategic importance. The Battle of the Atlantic was fought between destroyers and submarines, and most of the decisive fleet clashes of the Pacific war were determined by aircraft carriers.
In the first year of the war, armored warships defied predictions that aircraft would dominate naval warfare. and surprised and sank the aircraft carrier off western Norway in June 1940. This engagement marked the only time a fleet carrier was sunk by surface gunnery. In the attack on Mers-el-Kébir, British battleships opened fire on the French battleships in the harbor near Oran in Algeria with their heavy guns. The fleeing French ships were then pursued by planes from aircraft carriers.
The subsequent years of the war saw many demonstrations of the maturity of the aircraft carrier as a strategic naval weapon and its effectiveness against battleships. The British air attack on the Italian naval base at Taranto sank one Italian battleship and damaged two more. The same Swordfish torpedo bombers played a crucial role in sinking the German battleship .
On December 7, 1941, the Japanese launched a surprise attack on Pearl Harbor. Within a short time, five of eight U.S. battleships were sunk or sinking, with the rest damaged. All three American aircraft carriers were out to sea, however, and evaded destruction. The sinking of the British battleship and battlecruiser , demonstrated the vulnerability of a battleship to air attack while at sea without sufficient air cover, settling the argument begun by Mitchell in 1921. Both warships were under way and en route to attack the Japanese amphibious force that had invaded Malaya when they were caught by Japanese land-based bombers and torpedo bombers on December 10, 1941.
At many of the early crucial battles of the Pacific, for instance Coral Sea and Midway, battleships were either absent or overshadowed as carriers launched wave after wave of planes into the attack at a range of hundreds of miles. In later battles in the Pacific, battleships primarily performed shore bombardment in support of amphibious landings and provided anti-aircraft defense as escort for the carriers. Even the largest battleships ever constructed, Japan's , which carried a main battery of nine 18-inch (46 cm) guns and were designed as a principal strategic weapon, were never given a chance to show their potential in the decisive battleship action that figured in Japanese pre-war planning.
The last battleship confrontation in history was the Battle of Surigao Strait, on October 25, 1944, in which a numerically and technically superior American battleship group destroyed a lesser Japanese battleship group by gunfire after it had already been devastated by destroyer torpedo attacks. All but one of the American battleships in this confrontation had previously been sunk during the attack on Pearl Harbor and subsequently raised and repaired. fired the last major-caliber salvo of this battle. In April 1945, during the battle for Okinawa, the world's most powerful battleship, the Yamato, was sent out on a suicide mission against a massive U.S. force and sunk by overwhelming pressure from carrier aircraft with nearly all hands lost. After that, Japanese fleet remaining in the mainland was also destroyed by the US naval air force.
Cold War
After World War II, several navies retained their existing battleships, but they were no longer strategically dominant military assets. It soon became apparent that they were no longer worth the considerable cost of construction and maintenance and only one new battleship was commissioned after the war, . During the war it had been demonstrated that battleship-on-battleship engagements like Leyte Gulf or the sinking of were the exception and not the rule, and with the growing role of aircraft engagement ranges were becoming longer and longer, making heavy gun armament irrelevant. The armor of a battleship was equally irrelevant in the face of a nuclear attack as tactical missiles with a range of or more could be mounted on the Soviet and s. By the end of the 1950s, smaller vessel classes such as destroyers, which formerly offered no noteworthy opposition to battleships, now were capable of eliminating battleships from outside the range of the ship's heavy guns.
The remaining battleships met a variety of ends. and were sunk during the testing of nuclear weapons in Operation Crossroads in 1946. Both battleships proved resistant to nuclear air burst but vulnerable to underwater nuclear explosions. The was taken by the Soviets as reparations and renamed Novorossiysk; she was sunk by a leftover German mine in the Black Sea on October 29, 1955. The two ships were scrapped in 1956. The French was scrapped in 1954, in 1968, and in 1970.
The United Kingdom's four surviving ships were scrapped in 1957, and followed in 1960. All other surviving British battleships had been sold or broken up by 1949. The Soviet Union's was scrapped in 1953, in 1957 and (back under her original name, , since 1942) in 1956–57. Brazil's was scrapped in Genoa in 1953, and her sister ship sank during a storm in the Atlantic en route to the breakers in Italy in 1951.
Argentina kept its two ships until 1956 and Chile kept (formerly ) until 1959. The Turkish battlecruiser (formerly , launched in 1911) was scrapped in 1976 after an offer to sell her back to Germany was refused. Sweden had several small coastal-defense battleships, one of which, , survived until 1970. The Soviets scrapped four large incomplete cruisers in the late 1950s, whilst plans to build a number of new s were abandoned following the death of Joseph Stalin in 1953. The three old German battleships , , and all met similar ends. Hessen was taken over by the Soviet Union and renamed Tsel. She was scrapped in 1960. Schleswig-Holstein was renamed Borodino, and was used as a target ship until 1960. Schlesien, too, was used as a target ship. She was broken up between 1952 and 1957.
The s gained a new lease of life in the U.S. Navy as fire support ships. Radar and computer-controlled gunfire could be aimed with pinpoint accuracy to target. The U.S. recommissioned all four Iowa-class battleships for the Korean War and the for the Vietnam War. These were primarily used for shore bombardment, New Jersey firing nearly 6,000 rounds of 16 inch shells and over 14,000 rounds of 5 inch projectiles during her tour on the gunline, seven times more rounds against shore targets in Vietnam than she had fired in the Second World War.
As part of Navy Secretary John F. Lehman's effort to build a 600-ship Navy in the 1980s, and in response to the commissioning of Kirov by the Soviet Union, the United States recommissioned all four Iowa-class battleships. On several occasions, battleships were support ships in carrier battle groups, or led their own battleship battle group. These were modernized to carry Tomahawk (TLAM) missiles, with New Jersey seeing action bombarding Lebanon in 1983 and 1984, while and fired their 16-inch (406 mm) guns at land targets and launched missiles during Operation Desert Storm in 1991. Wisconsin served as the TLAM strike commander for the Persian Gulf, directing the sequence of launches that marked the opening of Desert Storm, firing a total of 24 TLAMs during the first two days of the campaign. The primary threat to the battleships were Iraqi shore-based surface-to-surface missiles; Missouri was targeted by two Iraqi Silkworm missiles, with one missing and another being intercepted by the British destroyer .
End of the battleship era
After was stricken in 1962, the four Iowa-class ships were the only battleships in commission or reserve anywhere in the world. There was an extended debate when the four Iowa ships were finally decommissioned in the early 1990s. and were maintained to a standard whereby they could be rapidly returned to service as fire support vessels, pending the development of a superior fire support vessel. These last two battleships were finally stricken from the U.S. Naval Vessel Register in 2006. The Military Balance and Russian Foreign Military Review states the U.S. Navy listed one battleship in the reserve (Naval Inactive Fleet/Reserve 2nd Turn) in 2010. The Military Balance states the U.S. Navy listed no battleships in the reserve in 2014.
When the last Iowa-class ship was finally stricken from the Naval Vessel Registry, no battleships remained in service or in reserve with any navy worldwide. A number are preserved as museum ships, either afloat or in drydock. The U.S. has eight battleships on display: , , , , , , , and . Missouri and New Jersey are museums at Pearl Harbor and Camden, New Jersey, respectively. Iowa is on display as an educational attraction at the Los Angeles Waterfront in San Pedro, California. Wisconsin now serves as a museum ship in Norfolk, Virginia. Massachusetts, which has the distinction of never having lost a man during service, is on display at the Battleship Cove naval museum in Fall River, Massachusetts. Texas, the first battleship turned into a museum, is normally on display at the San Jacinto Battleground State Historic Site, near Houston, but as of 2021 is closed for repairs. North Carolina is on display in Wilmington, North Carolina. Alabama is on display in Mobile, Alabama. The wreck of , sunk during the Pearl Harbor attack in 1941, is designated a historical landmark and national gravesite. The wreck of , also sunk during the attack, is a historic landmark.
The only other 20th-century battleship on display is the Japanese pre-dreadnought . A replica of the ironclad battleship was built by the Weihai Port Bureau in 2003 and is on display in Weihai, China.
Former battleships that were previously used as museum ships included , SMS Tegetthoff, and SMS Erzherzog Franz Ferdinand.
Strategy and doctrine
Doctrine
Battleships were the embodiment of sea power. For American naval officer Alfred Thayer Mahan and his followers, a strong navy was vital to the success of a nation, and control of the seas was vital for the projection of force on land and overseas. Mahan's theory, proposed in The Influence of Sea Power Upon History, 1660–1783 of 1890, dictated the role of the battleship was to sweep the enemy from the seas. While the work of escorting, blockading, and raiding might be done by cruisers or smaller vessels, the presence of the battleship was a potential threat to any convoy escorted by any vessels other than capital ships. This concept of "potential threat" can be further generalized to the mere existence (as opposed to presence) of a powerful fleet tying the opposing fleet down. This concept came to be known as a "fleet in being"—an idle yet mighty fleet forcing others to spend time, resource and effort to actively guard against it.
Mahan went on to say victory could only be achieved by engagements between battleships, which came to be known as the decisive battle doctrine in some navies, while targeting merchant ships (commerce raiding or guerre de course, as posited by the Jeune École) could never succeed.
Mahan was highly influential in naval and political circles throughout the age of the battleship, calling for a large fleet of the most powerful battleships possible. Mahan's work developed in the late 1880s, and by the end of the 1890s it had acquired much international influence on naval strategy; in the end, it was adopted by many major navies (notably the British, American, German, and Japanese). The strength of Mahanian opinion was important in the development of the battleships arms races, and equally important in the agreement of the Powers to limit battleship numbers in the interwar era.
The "fleet in being" suggested battleships could simply by their existence tie down superior enemy resources. This in turn was believed to be able to tip the balance of a conflict even without a battle. This suggested even for inferior naval powers a battleship fleet could have important strategic effect.
Tactics
While the role of battleships in both World Wars reflected Mahanian doctrine, the details of battleship deployment were more complex. Unlike ships of the line, the battleships of the late 19th and early 20th centuries had significant vulnerability to torpedoes and mines—because efficient mines and torpedoes did not exist before that—which could be used by relatively small and inexpensive craft. The Jeune École doctrine of the 1870s and 1880s recommended placing torpedo boats alongside battleships; these would hide behind the larger ships until gun-smoke obscured visibility enough for them to dart out and fire their torpedoes. While this tactic was made less effective by the development of smokeless propellant, the threat from more capable torpedo craft (later including submarines) remained. By the 1890s, the Royal Navy had developed the first destroyers, which were initially designed to intercept and drive off any attacking torpedo boats. During the First World War and subsequently, battleships were rarely deployed without a protective screen of destroyers.
Battleship doctrine emphasized the concentration of the battlegroup. In order for this concentrated force to be able to bring its power to bear on a reluctant opponent (or to avoid an encounter with a stronger enemy fleet), battlefleets needed some means of locating enemy ships beyond horizon range. This was provided by scouting forces; at various stages battlecruisers, cruisers, destroyers, airships, submarines and aircraft were all used. (With the development of radio, direction finding and traffic analysis would come into play, as well, so even shore stations, broadly speaking, joined the battlegroup.) So for most of their history, battleships operated surrounded by squadrons of destroyers and cruisers. The North Sea campaign of the First World War illustrates how, despite this support, the threat of mine and torpedo attack, and the failure to integrate or appreciate the capabilities of new techniques, seriously inhibited the operations of the Royal Navy Grand Fleet, the greatest battleship fleet of its time.
Strategic and diplomatic impact
The presence of battleships had a great psychological and diplomatic impact. Similar to possessing nuclear weapons today, the ownership of battleships served to enhance a nation's force projection.
Even during the Cold War, the psychological impact of a battleship was significant. In 1946, USS Missouri was dispatched to deliver the remains of the ambassador from Turkey, and her presence in Turkish and Greek waters staved off a possible Soviet thrust into the Balkan region. In September 1983, when Druze militia in Lebanon's Shouf Mountains fired upon U.S. Marine peacekeepers, the arrival of USS New Jersey stopped the firing. Gunfire from New Jersey later killed militia leaders.
Value for money
Battleships were the largest and most complex, and hence the most expensive warships of their time; as a result, the value of investment in battleships has always been contested. As the French politician Etienne Lamy wrote in 1879, "The construction of battleships is so costly, their effectiveness so uncertain and of such short duration, that the enterprise of creating an armored fleet seems to leave fruitless the perseverance of a people". The Jeune École school of thought of the 1870s and 1880s sought alternatives to the crippling expense and debatable utility of a conventional battlefleet. It proposed what would nowadays be termed a sea denial strategy, based on fast, long-ranged cruisers for commerce raiding and torpedo boat flotillas to attack enemy ships attempting to blockade French ports. The ideas of the Jeune École were ahead of their time; it was not until the 20th century that efficient mines, torpedoes, submarines, and aircraft were available that allowed similar ideas to be effectively implemented. The determination of powers such as Germany to build battlefleets with which to confront much stronger rivals has been criticized by historians, who emphasise the futility of investment in a battlefleet that has no chance of matching its opponent in an actual battle.
Former operators
: lost its two Dingyuan-class battleships Dingyuan and Zhenyuan during the Battle of Weihaiwei in 1895.
: lost its entire navy following the collapse of the Empire at the end of World War I.
: its only battleship, KB Jugoslavija, was sunk by Italian frogmen during the 1918 Raid on Pula.
: lost its entire navy upon its conquest by the Bolsheviks in 1921.
: sole surviving battleship TCG Turgut Reis was decommissioned in 1933.
: lost its two surviving s during the Spanish Civil War, both in 1937.
: lost its two s during the German bombing of Salamis in 1941.
: scuttled its two surviving s in 1945, during the closing months of World War II.
: surrendered its sole surviving battleship, Nagato to the United States following World War II.
: decommissioned its last battleship Minas Geraes in 1952.
: decommissioned its two s in 1953.
: decommissioned its last two s in 1956.
: decommissioned its last battleship ARA Rivadavia in 1957.
: decommissioned its last battleship, Almirante Latorre in 1958.
: decommissioned its last battleship, HMS Vanguard in 1960.
: decommissioned its last battleship, Jean Bart in 1970.
: decommissioned its last battleship USS Missouri in 1992. She was the last active battleship of any navy.
See also
Arsenal ship
List of battleships
List of sunken battleships
List of ships of World War II
List of battleships of World War I
List of battleships of World War II
Notes
References
Corbett, Sir Julian. "Maritime Operations in the Russo-Japanese War 1904–1905." (1994). Originally Classified and in two volumes. .
Corbett, Sir Julian. "Maritime Operations in the Russo-Japanese War 1904–1905." Volume I (2015) Originally published in January 1914. Naval Institute Press
Corbett, Sir Julian. "Maritime Operations in the Russo-Japanese War 1904–1905." Volume II (2015) Originally published in October 1915. Naval Institute Press
Friedman, Norman (2013). "Naval Firepower, Battleship Guns and Gunnery in the Dreadnaught Era." Seaforth Publishing, Great Britain.
Polmar, Norman. The Naval Institute Guide to the Ships and Aircraft of the US Fleet. 2001, Naval Institute Press. .
Further reading
Mahan, Alred Thayer. Reflections, Historic and Other, Suggested by the Battle of the Japan Sea. By Captain A. T. Mahan, US Navy. US Naval Proceedings magazine; June 1906, volume XXXIV, number 2. United States Naval Institute Press.
Taylor, Bruce, ed. The world of the battleship: The design and careers of capital ships of the world's navies, 1900–1950 (US Naval Institute Press, 2017) 224 pp
External links
Comparison of the capabilities of seven World War II battleships
Comparison of projected post-World War II battleship designs
Development of U.S. battleships, with timeline graph
Battleships in the Transportation Photographs Collection – University of Washington Library
Ship types |
4057 | https://en.wikipedia.org/wiki/Battlecruiser | Battlecruiser | The battlecruiser (also written as battle cruiser or battle-cruiser) was a type of capital ship of the first half of the 20th century. These were similar in displacement, armament and cost to battleships, but differed in form and balance of attributes. Battlecruisers typically had thinner armour (to a varying degree) and a somewhat lighter main gun battery than contemporary battleships, installed on a longer hull with much higher engine power in order to attain greater speeds. The first battlecruisers were designed in the United Kingdom, as a development of the armoured cruiser, at the same time as the dreadnought succeeded the pre-dreadnought battleship. The goal of the design was to outrun any ship with similar armament, and chase down any ship with lesser armament; they were intended to hunt down slower, older armoured cruisers and destroy them with heavy gunfire while avoiding combat with the more powerful but slower battleships. However, as more and more battlecruisers were built, they were increasingly used alongside the better-protected battleships.
Battlecruisers served in the navies of the United Kingdom, Germany, the Ottoman Empire, Australia and Japan during World War I, most notably at the Battle of the Falkland Islands and in the several raids and skirmishes in the North Sea which culminated in a pitched fleet battle, the Battle of Jutland. British battlecruisers in particular suffered heavy losses at Jutland, where poor fire safety and ammunition handling practices left them vulnerable to catastrophic magazine explosions following hits to their main turrets from large-calibre shells. This dismal showing led to a persistent general belief that battlecruisers were too thinly armoured to function successfully. By the end of the war, capital ship design had developed, with battleships becoming faster and battlecruisers becoming more heavily armoured, blurring the distinction between a battlecruiser and a fast battleship. The Washington Naval Treaty, which limited capital ship construction from 1922 onwards, treated battleships and battlecruisers identically, and the new generation of battlecruisers planned by the United States, Great Britain and Japan were scrapped or converted into aircraft carriers under the terms of the treaty.
Improvements in armour design and propulsion created the 1930s "fast battleship" with the speed of a battlecruiser and armour of a battleship, making the battlecruiser in the traditional sense effectively an obsolete concept. Thus from the 1930s on, only the Royal Navy continued to use "battlecruiser" as a classification for the World War I–era capital ships that remained in the fleet; while Japan's battlecruisers remained in service, they had been significantly reconstructed and were re-rated as full-fledged fast battleships.
Battlecruisers were put into action again during World War II, and only one survived to the end. There was also renewed interest in large "cruiser-killer" type warships, but few were ever begun, as construction of battleships and battlecruisers was curtailed in favor of more-needed convoy escorts, aircraft carriers, and cargo ships. Near the end, and after the Cold War era, the Soviet of large guided missile cruisers have been the only active ships termed "battlecruisers".
Background
The battlecruiser was developed by the Royal Navy in the first years of the 20th century as an evolution of the armoured cruiser. The first armoured cruisers had been built in the 1870s, as an attempt to give armour protection to ships fulfilling the typical cruiser roles of patrol, trade protection and power projection. However, the results were rarely satisfactory, as the weight of armour required for any meaningful protection usually meant that the ship became almost as slow as a battleship. As a result, navies preferred to build protected cruisers with an armoured deck protecting their engines, or simply no armour at all.
In the 1890s, technology began to change this balance. New Krupp steel armour meant that it was now possible to give a cruiser side armour which would protect it against the quick-firing guns of enemy battleships and cruisers alike. In 1896–97 France and Russia, who were regarded as likely allies in the event of war, started to build large, fast armoured cruisers taking advantage of this. In the event of a war between Britain and France or Russia, or both, these cruisers threatened to cause serious difficulties for the British Empire's worldwide trade.
Britain, which had concluded in 1892 that it needed twice as many cruisers as any potential enemy to adequately protect its empire's sea lanes, responded to the perceived threat by laying down its own large armoured cruisers. Between 1899 and 1905, it completed or laid down seven classes of this type, a total of 35 ships. This building program, in turn, prompted the French and Russians to increase their own construction. The Imperial German Navy began to build large armoured cruisers for use on their overseas stations, laying down eight between 1897 and 1906.
The cost of this cruiser arms race was significant. In the period 1889–1896, the Royal Navy spent £7.3 million on new large cruisers. From 1897 to 1904, it spent £26.9 million. Many armoured cruisers of the new kind were just as large and expensive as the equivalent battleship.
The increasing size and power of the armoured cruiser led to suggestions in British naval circles that cruisers should displace battleships entirely. The battleship's main advantage was its 12-inch heavy guns, and heavier armour designed to protect from shells of similar size. However, for a few years after 1900 it seemed that those advantages were of little practical value. The torpedo now had a range of 2,000 yards, and it seemed unlikely that a battleship would engage within torpedo range. However, at ranges of more than 2,000 yards it became increasingly unlikely that the heavy guns of a battleship would score any hits, as the heavy guns relied on primitive aiming techniques. The secondary batteries of 6-inch quick-firing guns, firing more plentiful shells, were more likely to hit the enemy. As naval expert Fred T. Jane wrote in June 1902,Is there anything outside of 2,000 yards that the big gun in its hundreds of tons of medieval castle can affect, that its weight in 6-inch guns without the castle could not affect equally well? And inside 2,000, what, in these days of gyros, is there that the torpedo cannot effect with far more certainty?
In 1904, Admiral John "Jacky" Fisher became First Sea Lord, the senior officer of the Royal Navy. He had for some time thought about the development of a new fast armoured ship. He was very fond of the "second-class battleship" , a faster, more lightly armoured battleship. As early as 1901, there is confusion in Fisher's writing about whether he saw the battleship or the cruiser as the model for future developments. This did not stop him from commissioning designs from naval architect W. H. Gard for an armoured cruiser with the heaviest possible armament for use with the fleet. The design Gard submitted was for a ship between , capable of , armed with four 9.2-inch and twelve guns in twin gun turrets and protected with six inches of armour along her belt and 9.2-inch turrets, on her 7.5-inch turrets, 10 inches on her conning tower and up to on her decks. However, mainstream British naval thinking between 1902 and 1904 was clearly in favour of heavily armoured battleships, rather than the fast ships that Fisher favoured.
The Battle of Tsushima proved conclusively the effectiveness of heavy guns over intermediate ones and the need for a uniform main caliber on a ship for fire control. Even before this, the Royal Navy had begun to consider a shift away from the mixed-calibre armament of the 1890s pre-dreadnought to an "all-big-gun" design, and preliminary designs circulated for battleships with all 12-inch or all 10-inch guns and armoured cruisers with all 9.2-inch guns. In late 1904, not long after the Royal Navy had decided to use 12-inch guns for its next generation of battleships because of their superior performance at long range, Fisher began to argue that big-gun cruisers could replace battleships altogether. The continuing improvement of the torpedo meant that submarines and destroyers would be able to destroy battleships; this in Fisher's view heralded the end of the battleship or at least compromised the validity of heavy armour protection. Nevertheless, armoured cruisers would remain vital for commerce protection.
Fisher's views were very controversial within the Royal Navy, and even given his position as First Sea Lord, he was not in a position to insist on his own approach. Thus he assembled a "Committee on Designs", consisting of a mixture of civilian and naval experts, to determine the approach to both battleship and armoured cruiser construction in the future. While the stated purpose of the committee was to investigate and report on future requirements of ships, Fisher and his associates had already made key decisions. The terms of reference for the committee were for a battleship capable of with 12-inch guns and no intermediate calibres, capable of docking in existing drydocks; and a cruiser capable of , also with 12-inch guns and no intermediate armament, armoured like , the most recent armoured cruiser, and also capable of using existing docks.
First battlecruisers
Under the Selborne plan of 1902, the Royal Navy intended to start three new battleships and four armoured cruisers each year. However, in late 1904 it became clear that the 1905–1906 programme would have to be considerably smaller, because of lower than expected tax revenue and the need to buy out two Chilean battleships under construction in British yards, lest they be purchased by the Russians for use against the Japanese, Britain's ally. These economies meant that the 1905–1906 programme consisted only of one battleship, but three armoured cruisers. The battleship became the revolutionary battleship , and the cruisers became the three ships of the . Fisher later claimed, however, that he had argued during the committee for the cancellation of the remaining battleship.
The construction of the new class was begun in 1906 and completed in 1908, delayed perhaps to allow their designers to learn from any problems with Dreadnought. The ships fulfilled the design requirement quite closely. On a displacement similar to Dreadnought, the Invincibles were longer to accommodate additional boilers and more powerful turbines to propel them at . Moreover, the new ships could maintain this speed for days, whereas pre-dreadnought battleships could not generally do so for more than an hour. Armed with eight 12-inch Mk X guns, compared to ten on Dreadnought, they had of armour protecting the hull and the gun turrets. (Dreadnoughts armour, by comparison, was at its thickest.) The class had a very marked increase in speed, displacement and firepower compared to the most recent armoured cruisers but no more armour.
While the Invincibles were to fill the same role as the armoured cruisers they succeeded, they were expected to do so more effectively. Specifically their roles were:
Heavy reconnaissance. Because of their power, the Invincibles could sweep away the screen of enemy cruisers to close with and observe an enemy battlefleet before using their superior speed to retire.
Close support for the battle fleet. They could be stationed at the ends of the battle line to stop enemy cruisers harassing the battleships, and to harass the enemy's battleships if they were busy fighting battleships. Also, the Invincibles could operate as the fast wing of the battlefleet and try to outmanoeuvre the enemy.
Pursuit. If an enemy fleet ran, then the Invincibles would use their speed to pursue, and their guns to damage or slow enemy ships.
Commerce protection. The new ships would hunt down enemy cruisers and commerce raiders.
Confusion about how to refer to these new battleship-size armoured cruisers set in almost immediately. Even in late 1905, before work was begun on the Invincibles, a Royal Navy memorandum refers to "large armoured ships" meaning both battleships and large cruisers. In October 1906, the Admiralty began to classify all post-Dreadnought battleships and armoured cruisers as "capital ships", while Fisher used the term "dreadnought" to refer either to his new battleships or the battleships and armoured cruisers together. At the same time, the Invincible class themselves were referred to as "cruiser-battleships", "dreadnought cruisers"; the term "battlecruiser" was first used by Fisher in 1908. Finally, on 24 November 1911, Admiralty Weekly Order No. 351 laid down that "All cruisers of the "Invincible" and later types are for the future to be described and classified as "battle cruisers" to distinguish them from the armoured cruisers of earlier date."
Along with questions over the new ships' nomenclature came uncertainty about their actual role due to their lack of protection. If they were primarily to act as scouts for the battle fleet and hunter-killers of enemy cruisers and commerce raiders, then the seven inches of belt armour with which they had been equipped would be adequate. If, on the other hand, they were expected to reinforce a battle line of dreadnoughts with their own heavy guns, they were too thin-skinned to be safe from an enemy's heavy guns. The Invincibles were essentially extremely large, heavily armed, fast armoured cruisers. However, the viability of the armoured cruiser was already in doubt. A cruiser that could have worked with the Fleet might have been a more viable option for taking over that role.
Because of the Invincibles size and armament, naval authorities considered them capital ships almost from their inception—an assumption that might have been inevitable. Complicating matters further was that many naval authorities, including Lord Fisher, had made overoptimistic assessments from the Battle of Tsushima in 1905 about the armoured cruiser's ability to survive in a battle line against enemy capital ships due to their superior speed. These assumptions had been made without taking into account the Russian Baltic Fleet's inefficiency and tactical ineptitude. By the time the term "battlecruiser" had been given to the Invincibles, the idea of their parity with battleships had been fixed in many people's minds.
Not everyone was so convinced. Brasseys Naval Annual, for instance, stated that with vessels as large and expensive as the Invincibles, an admiral "will be certain to put them in the line of battle where their comparatively light protection will be a disadvantage and their high speed of no value." Those in favor of the battlecruiser countered with two points—first, since all capital ships were vulnerable to new weapons such as the torpedo, armour had lost some of its validity; and second, because of its greater speed, the battlecruiser could control the range at which it engaged an enemy.
Battlecruisers in the dreadnought arms race
Between the launching of the Invincibles to just after the outbreak of the First World War, the battlecruiser played a junior role in the developing dreadnought arms race, as it was never wholeheartedly adopted as the key weapon in British imperial defence, as Fisher had presumably desired. The biggest factor for this lack of acceptance was the marked change in Britain's strategic circumstances between their conception and the commissioning of the first ships. The prospective enemy for Britain had shifted from a Franco-Russian alliance with many armoured cruisers to a resurgent and increasingly belligerent Germany. Diplomatically, Britain had entered the Entente cordiale in 1904 and the Anglo-Russian Entente. Neither France nor Russia posed a particular naval threat; the Russian navy had largely been sunk or captured in the Russo-Japanese War of 1904–1905, while the French were in no hurry to adopt the new dreadnought-type design. Britain also boasted very cordial relations with two of the significant new naval powers: Japan (bolstered by the Anglo-Japanese Alliance, signed in 1902 and renewed in 1905), and the US. These changed strategic circumstances, and the great success of the Dreadnought ensured that she rather than the Invincible became the new model capital ship. Nevertheless, battlecruiser construction played a part in the renewed naval arms race sparked by the Dreadnought.
For their first few years of service, the Invincibles entirely fulfilled Fisher's vision of being able to sink any ship fast enough to catch them, and run from any ship capable of sinking them. An Invincible would also, in many circumstances, be able to take on an enemy pre-dreadnought battleship. Naval circles concurred that the armoured cruiser in its current form had come to the logical end of its development and the Invincibles were so far ahead of any enemy armoured cruiser in firepower and speed that it proved difficult to justify building more or bigger cruisers. This lead was extended by the surprise both Dreadnought and Invincible produced by having been built in secret; this prompted most other navies to delay their building programmes and radically revise their designs. This was particularly true for cruisers, because the details of the Invincible class were kept secret for longer; this meant that the last German armoured cruiser, , was armed with only guns, and was no match for the new battlecruisers.
The Royal Navy's early superiority in capital ships led to the rejection of a 1905–1906 design that would, essentially, have fused the battlecruiser and battleship concepts into what would eventually become the fast battleship. The 'X4' design combined the full armour and armament of Dreadnought with the 25-knot speed of Invincible. The additional cost could not be justified given the existing British lead and the new Liberal government's need for economy; the slower and cheaper , a relatively close copy of Dreadnought, was adopted instead. The X4 concept would eventually be fulfilled in the and later by other navies.
The next British battlecruisers were the three , slightly improved Invincibles built to fundamentally the same specification, partly due to political pressure to limit costs and partly due to the secrecy surrounding German battlecruiser construction, particularly about the heavy armour of . This class came to be widely seen as a mistake and the next generation of British battlecruisers were markedly more powerful. By 1909–1910 a sense of national crisis about rivalry with Germany outweighed cost-cutting, and a naval panic resulted in the approval of a total of eight capital ships in 1909–1910. Fisher pressed for all eight to be battlecruisers, but was unable to have his way; he had to settle for six battleships and two battlecruisers of the . The Lions carried eight 13.5-inch guns, the now-standard caliber of the British "super-dreadnought" battleships. Speed increased to and armour protection, while not as good as in German designs, was better than in previous British battlecruisers, with armour belt and barbettes. The two Lions were followed by the very similar .
By 1911 Germany had built battlecruisers of her own, and the superiority of the British ships could no longer be assured. Moreover, the German Navy did not share Fisher's view of the battlecruiser. In contrast to the British focus on increasing speed and firepower, Germany progressively improved the armour and staying power of their ships to better the British battlecruisers. Von der Tann, begun in 1908 and completed in 1910, carried eight 11.1-inch guns, but with 11.1-inch (283 mm) armour she was far better protected than the Invincibles. The two s were quite similar but carried ten 11.1-inch guns of an improved design. , designed in 1909 and finished in 1913, was a modified Moltke; speed increased by one knot to , while her armour had a maximum thickness of 12 inches, equivalent to the s of a few years earlier. Seydlitz was Germany's last battlecruiser completed before World War I.
The next step in battlecruiser design came from Japan. The Imperial Japanese Navy had been planning the ships from 1909, and was determined that, since the Japanese economy could support relatively few ships, each would be more powerful than its likely competitors. Initially the class was planned with the Invincibles as the benchmark. On learning of the British plans for Lion, and the likelihood that new U.S. Navy battleships would be armed with guns, the Japanese decided to radically revise their plans and go one better. A new plan was drawn up, carrying eight 14-inch guns, and capable of , thus marginally having the edge over the Lions in speed and firepower. The heavy guns were also better-positioned, being superfiring both fore and aft with no turret amidships. The armour scheme was also marginally improved over the Lions, with nine inches of armour on the turrets and on the barbettes. The first ship in the class was built in Britain, and a further three constructed in Japan. The Japanese also re-classified their powerful armoured cruisers of the Tsukuba and Ibuki classes, carrying four 12-inch guns, as battlecruisers; nonetheless, their armament was weaker and they were slower than any battlecruiser.
The next British battlecruiser, , was intended initially as the fourth ship in the Lion class, but was substantially redesigned. She retained the eight 13.5-inch guns of her predecessors, but they were positioned like those of Kongō for better fields of fire. She was faster (making on sea trials), and carried a heavier secondary armament. Tiger was also more heavily armoured on the whole; while the maximum thickness of armour was the same at nine inches, the height of the main armour belt was increased. Not all the desired improvements for this ship were approved, however. Her designer, Sir Eustace Tennyson d'Eyncourt, had wanted small-bore water-tube boilers and geared turbines to give her a speed of , but he received no support from the authorities and the engine makers refused his request.
1912 saw work begin on three more German battlecruisers of the , the first German battlecruisers to mount 12-inch guns. These ships, like Tiger and the Kongōs, had their guns arranged in superfiring turrets for greater efficiency. Their armour and speed was similar to the previous Seydlitz class. In 1913, the Russian Empire also began the construction of the four-ship , which were designed for service in the Baltic Sea. These ships were designed to carry twelve 14-inch guns, with armour up to 12 inches thick, and a speed of . The heavy armour and relatively slow speed of these ships made them more similar to German designs than to British ships; construction of the Borodinos was halted by the First World War and all were scrapped after the end of the Russian Civil War.
World War I
Construction
For most of the combatants, capital ship construction was very limited during the war. Germany finished the Derfflinger class and began work on the . The Mackensens were a development of the Derfflinger class, with 13.8-inch guns and a broadly similar armour scheme, designed for .
In Britain, Jackie Fisher returned to the office of First Sea Lord in October 1914. His enthusiasm for big, fast ships was unabated, and he set designers to producing a design for a battlecruiser with 15-inch guns. Because Fisher expected the next German battlecruiser to steam at 28 knots, he required the new British design to be capable of 32 knots. He planned to reorder two s, which had been approved but not yet laid down, to a new design. Fisher finally received approval for this project on 28 December 1914 and they became the . With six 15-inch guns but only 6-inch armour they were a further step forward from Tiger in firepower and speed, but returned to the level of protection of the first British battlecruisers.
At the same time, Fisher resorted to subterfuge to obtain another three fast, lightly armoured ships that could use several spare gun turrets left over from battleship construction. These ships were essentially light battlecruisers, and Fisher occasionally referred to them as such, but officially they were classified as large light cruisers. This unusual designation was required because construction of new capital ships had been placed on hold, while there were no limits on light cruiser construction. They became and her sisters and , and there was a bizarre imbalance between their main guns of 15 inches (or in Furious) and their armour, which at thickness was on the scale of a light cruiser. The design was generally regarded as a failure (nicknamed in the Fleet Outrageous, Uproarious and Spurious), though the later conversion of the ships to aircraft carriers was very successful. Fisher also speculated about a new mammoth, but lightly built battlecruiser, that would carry guns, which he termed ; this never got beyond the concept stage.
It is often held that the Renown and Courageous classes were designed for Fisher's plan to land troops (possibly Russian) on the German Baltic coast. Specifically, they were designed with a reduced draught, which might be important in the shallow Baltic. This is not clear-cut evidence that the ships were designed for the Baltic: it was considered that earlier ships had too much draught and not enough freeboard under operational conditions. Roberts argues that the focus on the Baltic was probably unimportant at the time the ships were designed, but was inflated later, after the disastrous Dardanelles Campaign.
The final British battlecruiser design of the war was the , which was born from a requirement for an improved version of the Queen Elizabeth battleship. The project began at the end of 1915, after Fisher's final departure from the Admiralty. While initially envisaged as a battleship, senior sea officers felt that Britain had enough battleships, but that new battlecruisers might be required to combat German ships being built (the British overestimated German progress on the Mackensen class as well as their likely capabilities). A battlecruiser design with eight 15-inch guns, 8 inches of armour and capable of 32 knots was decided on. The experience of battlecruisers at the Battle of Jutland meant that the design was radically revised and transformed again into a fast battleship with armour up to 12 inches thick, but still capable of . The first ship in the class, , was built according to this design to counter the possible completion of any of the Mackensen-class ship. The plans for her three sisters, on which little work had been done, were revised once more later in 1916 and in 1917 to improve protection.
The Admiral class would have been the only British ships capable of taking on the German Mackensen class; nevertheless, German shipbuilding was drastically slowed by the war, and while two Mackensens were launched, none were ever completed. The Germans also worked briefly on a further three ships, of the , which were modified versions of the Mackensens with 15-inch guns. Work on the three additional Admirals was suspended in March 1917 to enable more escorts and merchant ships to be built to deal with the new threat from U-boats to trade. They were finally cancelled in February 1919.
Battlecruisers in action
The first combat involving battlecruisers during World War I was the Battle of Heligoland Bight in August 1914. A force of British light cruisers and destroyers entered the Heligoland Bight (the part of the North Sea closest to Hamburg) to attack German destroyer patrols. When they met opposition from light cruisers, Vice Admiral David Beatty took his squadron of five battlecruisers into the Bight and turned the tide of the battle, ultimately sinking three German light cruisers and killing their commander, Rear Admiral Leberecht Maass.
The German battlecruiser perhaps made the most impact early in the war. Stationed in the Mediterranean, she and the escorting light cruiser evaded British and French ships on the outbreak of war, and steamed to Constantinople (Istanbul) with two British battlecruisers in hot pursuit. The two German ships were handed over to the Ottoman Navy, and this was instrumental in bringing the Ottoman Empire into the war as one of the Central Powers. Goeben herself, renamed Yavuz Sultan Selim, fought engagements against the Imperial Russian Navy in the Black Sea before being knocked out of the action for the remainder of the war after the Battle of Imbros against British forces in the Aegean Sea in January 1918.
The original battlecruiser concept proved successful in December 1914 at the Battle of the Falkland Islands. The British battlecruisers and did precisely the job for which they were intended when they chased down and annihilated the German East Asia Squadron, centered on the armoured cruisers and , along with three light cruisers, commanded by Admiral Maximilian Graf Von Spee, in the South Atlantic Ocean. Prior to the battle, the Australian battlecruiser had unsuccessfully searched for the German ships in the Pacific.
During the Battle of Dogger Bank in 1915, the aftermost barbette of the German flagship Seydlitz was struck by a British 13.5-inch shell from HMS Lion. The shell did not penetrate the barbette, but it dislodged a piece of the barbette armour that allowed the flame from the shell's detonation to enter the barbette. The propellant charges being hoisted upwards were ignited, and the fireball flashed up into the turret and down into the magazine, setting fire to charges removed from their brass cartridge cases. The gun crew tried to escape into the next turret, which allowed the flash to spread into that turret as well, killing the crews of both turrets. Seydlitz was saved from near-certain destruction only by emergency flooding of her after magazines, which had been effected by Wilhelm Heidkamp. This near-disaster was due to the way that ammunition handling was arranged and was common to both German and British battleships and battlecruisers, but the lighter protection on the latter made them more vulnerable to the turret or barbette being penetrated. The Germans learned from investigating the damaged Seydlitz and instituted measures to ensure that ammunition handling minimised any possible exposure to flash.
Apart from the cordite handling, the battle was mostly inconclusive, though both the British flagship Lion and Seydlitz were severely damaged. Lion lost speed, causing her to fall behind the rest of the battleline, and Beatty was unable to effectively command his ships for the remainder of the engagement. A British signalling error allowed the German battlecruisers to withdraw, as most of Beatty's squadron mistakenly concentrated on the crippled armoured cruiser Blücher, sinking her with great loss of life. The British blamed their failure to win a decisive victory on their poor gunnery and attempted to increase their rate of fire by stockpiling unprotected cordite charges in their ammunition hoists and barbettes.
At the Battle of Jutland on 31 May 1916, both British and German battlecruisers were employed as fleet units. The British battlecruisers became engaged with both their German counterparts, the battlecruisers, and then German battleships before the arrival of the battleships of the British Grand Fleet. The result was a disaster for the Royal Navy's battlecruiser squadrons: Invincible, Queen Mary, and exploded with the loss of all but a handful of their crews. The exact reason why the ships' magazines detonated is not known, but the plethora of exposed cordite charges stored in their turrets, ammunition hoists and working chambers in the quest to increase their rate of fire undoubtedly contributed to their loss. Beatty's flagship Lion herself was almost lost in a similar manner, save for the heroic actions of Major Francis Harvey.
The better-armoured German battlecruisers fared better, in part due to the poor performance of British fuzes (the British shells tended to explode or break up on impact with the German armour). —the only German battlecruiser lost at Jutland—had only 128 killed, for instance, despite receiving more than thirty hits. The other German battlecruisers, , Von der Tann, Seydlitz, and , were all heavily damaged and required extensive repairs after the battle, Seydlitz barely making it home, for they had been the focus of British fire for much of the battle.
Interwar period
In the years immediately after World War I, Britain, Japan and the US all began design work on a new generation of ever more powerful battleships and battlecruisers. The new burst of shipbuilding that each nation's navy desired was politically controversial and potentially economically crippling. This nascent arms race was prevented by the Washington Naval Treaty of 1922, where the major naval powers agreed to limits on capital ship numbers. The German navy was not represented at the talks; under the terms of the Treaty of Versailles, Germany was not allowed any modern capital ships at all.
Through the 1920s and 1930s only Britain and Japan retained battlecruisers, often modified and rebuilt from their original designs. The line between the battlecruiser and the modern fast battleship became blurred; indeed, the Japanese Kongōs were formally redesignated as battleships after their very comprehensive reconstruction in the 1930s.
Plans in the aftermath of World War I
Hood, launched in 1918, was the last World War I battlecruiser to be completed. Owing to lessons from Jutland, the ship was modified during construction; the thickness of her belt armour was increased by an average of 50 percent and extended substantially, she was given heavier deck armour, and the protection of her magazines was improved to guard against the ignition of ammunition. This was hoped to be capable of resisting her own weapons—the classic measure of a "balanced" battleship. Hood was the largest ship in the Royal Navy when completed; thanks to her great displacement, in theory she combined the firepower and armour of a battleship with the speed of a battlecruiser, causing some to refer to her as a fast battleship. However, her protection was markedly less than that of the British battleships built immediately after World War I, the .
The navies of Japan and the United States, not being affected immediately by the war, had time to develop new heavy guns for their latest designs and to refine their battlecruiser designs in light of combat experience in Europe. The Imperial Japanese Navy began four s. These vessels would have been of unprecedented size and power, as fast and well armoured as Hood whilst carrying a main battery of ten 16-inch guns, the most powerful armament ever proposed for a battlecruiser. They were, for all intents and purposes, fast battleships—the only differences between them and the s which were to precede them were less side armour and a increase in speed. The United States Navy, which had worked on its battlecruiser designs since 1913 and watched the latest developments in this class with great care, responded with the . If completed as planned, they would have been exceptionally fast and well armed with eight 16-inch guns, but carried armour little better than the Invincibles—this after an increase in protection following Jutland. The final stage in the post-war battlecruiser race came with the British response to the Amagi and Lexington types: four G3 battlecruisers. Royal Navy documents of the period often described any battleship with a speed of over about as a battlecruiser, regardless of the amount of protective armour, although the G3 was considered by most to be a well-balanced fast battleship.
The Washington Naval Treaty meant that none of these designs came to fruition. Ships that had been started were either broken up on the slipway or converted to aircraft carriers. In Japan, Amagi and were selected for conversion. Amagi was damaged beyond repair by the 1923 Great Kantō earthquake and was broken up for scrap; the hull of one of the proposed Tosa-class battleships, , was converted in her stead. The United States Navy also converted two battlecruiser hulls into aircraft carriers in the wake of the Washington Treaty: and , although this was only considered marginally preferable to scrapping the hulls outright (the remaining four: Constellation, Ranger, Constitution and United States were scrapped). In Britain, Fisher's "large light cruisers," were converted to carriers. Furious had already been partially converted during the war and Glorious and Courageous were similarly converted.
Rebuilding programmes
In total, nine battlecruisers survived the Washington Naval Treaty, although HMS Tiger later became a victim of the London Naval Conference 1930 and was scrapped. Because their high speed made them valuable surface units in spite of their weaknesses, most of these ships were significantly updated before World War II. and were modernized significantly in the 1920s and 1930s. Between 1934 and 1936, Repulse was partially modernized and had her bridge modified, an aircraft hangar, catapult and new gunnery equipment added and her anti-aircraft armament increased. Renown underwent a more thorough reconstruction between 1937 and 1939. Her deck armour was increased, new turbines and boilers were fitted, an aircraft hangar and catapult added and she was completely rearmed aside from the main guns which had their elevation increased to +30 degrees. The bridge structure was also removed and a large bridge similar to that used in the battleships installed in its place. While conversions of this kind generally added weight to the vessel, Renowns tonnage actually decreased due to a substantially lighter power plant. Similar thorough rebuildings planned for Repulse and Hood were cancelled due to the advent of World War II.
Unable to build new ships, the Imperial Japanese Navy also chose to improve its existing battlecruisers of the Kongō class (initially the , , and —the only later as it had been disarmed under the terms of the Washington treaty) in two substantial reconstructions (one for Hiei). During the first of these, elevation of their main guns was increased to +40 degrees, anti-torpedo bulges and of horizontal armour added, and a "pagoda" mast with additional command positions built up. This reduced the ships' speed to . The second reconstruction focused on speed as they had been selected as fast escorts for aircraft carrier task forces. Completely new main engines, a reduced number of boilers and an increase in hull length by allowed them to reach up to 30 knots once again. They were reclassified as "fast battleships," although their armour and guns still fell short compared to surviving World War I–era battleships in the American or the British navies, with dire consequences during the Pacific War, when Hiei and Kirishima were easily crippled by US gunfire during actions off Guadalcanal, forcing their scuttling shortly afterwards. Perhaps most tellingly, Hiei was crippled by medium-caliber gunfire from heavy and light cruisers in a close-range night engagement.
There were two exceptions: Turkey's Yavuz Sultan Selim and the Royal Navy's Hood. The Turkish Navy made only minor improvements to the ship in the interwar period, which primarily focused on repairing wartime damage and the installation of new fire control systems and anti-aircraft batteries. Hood was in constant service with the fleet and could not be withdrawn for an extended reconstruction. She received minor improvements over the course of the 1930s, including modern fire control systems, increased numbers of anti-aircraft guns, and in March 1941, radar.
Naval rearmament
In the late 1930s navies began to build capital ships again, and during this period a number of large commerce raiders and small, fast battleships were built that are sometimes referred to as battlecruisers. Germany and Russia designed new battlecruisers during this period, though only the latter laid down two of the 35,000-ton . They were still on the slipways when the Germans invaded in 1941 and construction was suspended. Both ships were scrapped after the war.
The Germans planned three battlecruisers of the as part of the expansion of the Kriegsmarine (Plan Z). With six 15-inch guns, high speed, excellent range, but very thin armour, they were intended as commerce raiders. Only one was ordered shortly before World War II; no work was ever done on it. No names were assigned, and they were known by their contract names: 'O', 'P', and 'Q'. The new class was not universally welcomed in the Kriegsmarine. Their abnormally-light protection gained it the derogatory nickname Ohne Panzer Quatsch (without armour nonsense) within certain circles of the Navy.
World War II
The Royal Navy deployed some of its battlecruisers during the Norwegian Campaign in April 1940. The and the were engaged during the action off Lofoten by Renown in very bad weather and disengaged after Gneisenau was damaged. One of Renowns 15-inch shells passed through Gneisenaus director-control tower without exploding, severing electrical and communication cables as it went and destroyed the rangefinders for the forward 150 mm (5.9 in) turrets. Main-battery fire control had to be shifted aft due to the loss of electrical power. Another shell from Renown knocked out Gneisenaus aft turret. The British ship was struck twice by German shells that failed to inflict any significant damage. She was the only pre-war battlecruiser to survive the war.
In the early years of the war various German ships had a measure of success hunting merchant ships in the Atlantic. Allied battlecruisers such as Renown, Repulse, and the fast battleships Dunkerque and were employed on operations to hunt down the commerce-raiding German ships. The one stand-up fight occurred when the battleship and the heavy cruiser sortied into the North Atlantic to attack British shipping and were intercepted by Hood and the battleship in May 1941 in the Battle of the Denmark Strait. The elderly British battlecruiser was no match for the modern German battleship: within minutes, the Bismarcks 15-inch shells caused a magazine explosion in Hood reminiscent of the Battle of Jutland. Only three men survived.
The first battlecruiser to see action in the Pacific War was Repulse when she was sunk by Japanese torpedo bombers north of Singapore on 10 December 1941 whilst in company with Prince of Wales. She was lightly damaged by a single bomb and near-missed by two others in the first Japanese attack. Her speed and agility enabled her to avoid the other attacks by level bombers and dodge 33 torpedoes. The last group of torpedo bombers attacked from multiple directions and Repulse was struck by five torpedoes. She quickly capsized with the loss of 27 officers and 486 crewmen; 42 officers and 754 enlisted men were rescued by the escorting destroyers. The loss of Repulse and Prince of Wales conclusively proved the vulnerability of capital ships to aircraft without air cover of their own.
The Japanese Kongō-class battlecruisers were extensively used as carrier escorts for most of their wartime career due to their high speed. Their World War I–era armament was weaker and their upgraded armour was still thin compared to contemporary battleships. On 13 November 1942, during the First Naval Battle of Guadalcanal, Hiei stumbled across American cruisers and destroyers at point-blank range. The ship was badly damaged in the encounter and had to be towed by her sister ship Kirishima. Both were spotted by American aircraft the following morning and Kirishima was forced to cast off her tow because of repeated aerial attacks. Hieis captain ordered her crew to abandon ship after further damage and scuttled Hiei in the early evening of 14 November. On the night of 14/15 November during the Second Naval Battle of Guadalcanal, Kirishima returned to Ironbottom Sound, but encountered the American battleships and . While failing to detect Washington, Kirishima engaged South Dakota with some effect. Washington opened fire a few minutes later at short range and badly damaged Kirishima, knocking out her aft turrets, jamming her rudder, and hitting the ship below the waterline. The flooding proved to be uncontrollable and Kirishima capsized three and a half hours later.
Returning to Japan after the Battle of Leyte Gulf, Kongō was torpedoed and sunk by the American submarine on 21 November 1944. Haruna was moored at Kure, Japan when the naval base was attacked by American carrier aircraft on 24 and 28 July 1945. The ship was only lightly damaged by a single bomb hit on 24 July, but was hit a dozen more times on 28 July and sank at her pier. She was refloated after the war and scrapped in early 1946.
Large cruisers or "cruiser killers"
A late renaissance in popularity of ships between battleships and cruisers in size occurred on the eve of World War II. Described by some as battlecruisers, but never classified as capital ships, they were variously described as "super cruisers", "large cruisers" or even "unrestricted cruisers". The Dutch, American, and Japanese navies all planned these new classes specifically to counter the heavy cruisers, or their counterparts, being built by their naval rivals.
The first such battlecruisers were the Dutch Design 1047, designed to protect their colonies in the East Indies in the face of Japanese aggression. Never officially assigned names, these ships were designed with German and Italian assistance. While they broadly resembled the German Scharnhorst class and had the same main battery, they would have been more lightly armoured and only protected against eight-inch gunfire. Although the design was mostly completed, work on the vessels never commenced as the Germans overran the Netherlands in May 1940. The first ship would have been laid down in June of that year.
The only class of these late battlecruisers actually built were the United States Navy's "large cruisers". Two of them were completed, and ; a third, , was cancelled while under construction and three others, to be named Philippines, Puerto Rico and Samoa, were cancelled before they were laid down. They were classified as "large cruisers" instead of battlecruisers. These ships were named after territories or protectorates. (Battleships, were named after states and cruisers after cities.) With a main armament of nine 12-inch guns in three triple turrets and a displacement of , the Alaskas were twice the size of s and had guns some 50% larger in diameter. They lacked the thick armoured belt and intricate torpedo defence system of true capital ships. However, unlike most battlecruisers, they were considered a balanced design according to cruiser standards as their protection could withstand fire from their own caliber of gun, albeit only in a very narrow range band. They were designed to hunt down Japanese heavy cruisers, though by the time they entered service most Japanese cruisers had been sunk by American aircraft or submarines. Like the contemporary fast battleships, their speed ultimately made them more useful as carrier escorts and bombardment ships than as the surface combatants they were developed to be.
The Japanese started designing the B64 class, which was similar to the Alaska but with guns. News of the Alaskas led them to upgrade the design, creating Design B-65. Armed with 356 mm guns, the B65s would have been the best armed of the new breed of battlecruisers, but they still would have had only sufficient protection to keep out eight-inch shells. Much like the Dutch, the Japanese got as far as completing the design for the B65s, but never laid them down. By the time the designs were ready the Japanese Navy recognized that they had little use for the vessels and that their priority for construction should lie with aircraft carriers. Like the Alaskas, the Japanese did not call these ships battlecruisers, referring to them instead as super-heavy cruisers.
Cold War–era designs
In spite of the fact that most navies abandoned the battleship and battlecruiser concepts after World War II, Joseph Stalin's fondness for big-gun-armed warships caused the Soviet Union to plan a large cruiser class in the late 1940s. In the Soviet Navy, they were termed "heavy cruisers" (tjazholyj krejser). The fruits of this program were the Project 82 (Stalingrad) cruisers, of standard load, nine guns and a speed of . Three ships were laid down in 1951–1952, but they were cancelled in April 1953 after Stalin's death. Only the central armoured hull section of the first ship, Stalingrad, was launched in 1954 and then used as a target.
The Soviet is sometimes referred to as a battlecruiser. This description arises from their over displacement, which is roughly equal to that of a First World War battleship and more than twice the displacement of contemporary cruisers; upon entry into service, Kirov was the largest surface combatant to be built since World War II. The Kirov class lacks the armour that distinguishes battlecruisers from ordinary cruisers and they are classified as heavy nuclear-powered missile cruisers (T'Yazholiy atomn'iy raketn'iy Krey'Ser) by Russia, with their primary surface armament consisting of twenty P-700 Granit surface to surface missiles. Four members of the class were completed during the 1980s and 1990s, but due to budget constraints only the is operational with the Russian Navy, though plans were announced in 2010 to return the other three ships to service. As of 2021, was being refitted, but the other two ships are reportedly beyond economical repair.
Operators
operates one with one more being overhauled.
Former operators
five surviving battlecruisers were all scuttled at Scapa Flow in 1919.
decommissioned its only battlecruiser HMAS Australia in 1921.
upgraded its s into fast-battleships in the 1930s, ending their operation of battlecruisers.
last battlecruiser, HMS Renown was decommissioned in 1945, following World War II.
two Alaska-class battlecruisers were both decommissioned in 1947.
decommissioned its only battlecruiser TCG Yavuz in 1950.
See also
List of battlecruisers
List of battlecruisers of World War I
List of battlecruisers of World War II
List of ships of the Second World War
List of sunken battlecruisers
Footnotes
Notes
Citations
References
External links
Maritimequest Battleships & Battlecruisers of the 20th century
British and German Battlecruisers of the First World War
Navsource Online
Ship types
Battlecruisers |
4059 | https://en.wikipedia.org/wiki/Bob%20Hawke | Bob Hawke | Robert James Lee Hawke (9 December 1929 – 16 May 2019) was an Australian politician and trade unionist who served as the 23rd prime minister of Australia from 1983 to 1991. He held office as the leader of the Australian Labor Party (ALP), having previously served as the president of the Australian Council of Trade Unions from 1969 to 1980 and president of the Labor Party national executive from 1973 to 1978.
Hawke was born in Border Town, South Australia. He attended the University of Western Australia and went on to study at University College, Oxford as a Rhodes Scholar. In 1956, Hawke joined the Australian Council of Trade Unions (ACTU) as a research officer. Having risen to become responsible for national wage case arbitration, he was elected as president of the ACTU in 1969, where he achieved a high public profile. In 1973, he was appointed as president of the Labor Party.
In 1980, Hawke stood down from his roles as ACTU and Labor Party president to announce his intention to enter parliamentary politics, and was subsequently elected to the Australian House of Representatives as a member of parliament (MP) for the division of Wills at the 1980 federal election. Three years later, he was elected unopposed to replace Bill Hayden as leader of the Australian Labor Party, and within five weeks led Labor to a landslide victory at the 1983 election, and was sworn in as prime minister. He led Labor to victory three times, with successful outcomes in 1984, 1987 and 1990 elections, making him the most electorally successful prime minister in the history of the Labor Party.
The Hawke government implemented a significant number of reforms, including major economic reforms, the establishment of Landcare, the introduction of the universal healthcare scheme Medicare, brokering the Prices and Incomes Accord, creating APEC, floating the Australian dollar, deregulating the financial sector, introducing the Family Assistance Scheme, enacting the Sex Discrimination Act to prevent discrimination in the workplace, declaring "Advance Australia Fair" as the country's national anthem, initiating superannuation pension schemes for all workers, negotiating a ban on mining in Antarctica and overseeing passage of the Australia Act that removed all remaining jurisdiction by the United Kingdom from Australia.
In June 1991, Hawke faced a leadership challenge by the Treasurer, Paul Keating, but Hawke managed to retain power; however, Keating mounted a second challenge six months later, and won narrowly, replacing Hawke as prime minister. Hawke subsequently retired from parliament, pursuing both a business career and a number of charitable causes, until his death in 2019, aged 89. Hawke remains his party's longest-serving Prime Minister, and Australia's third-longest-serving prime minister behind Robert Menzies and John Howard. He is also the only prime minister to be born in South Australia and the only one raised and educated in Western Australia. Hawke holds the highest-ever approval rating for an Australian prime minister, reaching 75% approval in 1984. Hawke is frequently ranked within the upper tier of Australian prime ministers by historians.
Early life and family
Bob Hawke was born on 9 December 1929 in Border Town, South Australia, the second child of Arthur "Clem" Hawke (1898–1989), a Congregationalist minister, and his wife Edith Emily (Lee) (1897–1979) (known as Ellie), a schoolteacher. His uncle, Albert, was the Labor premier of Western Australia between 1953 and 1959.
Hawke's brother Neil, who was seven years his senior, died at the age of seventeen after contracting meningitis, for which there was no cure at the time. Ellie Hawke subsequently developed an almost messianic belief in her son's destiny, and this contributed to Hawke's supreme self-confidence throughout his career. At the age of fifteen, he presciently boasted to friends that he would one day become the prime minister of Australia.
At the age of seventeen, the same age that his brother Neil had died, Hawke had a serious crash while riding his Panther motorcycle that left him in a critical condition for several days. This near-death experience acted as his catalyst, driving him to make the most of his talents and not let his abilities go to waste. He joined the Labor Party in 1947 at the age of eighteen.
Education and early career
Hawke was educated at West Leederville State School, Perth Modern School and the University of Western Australia, graduating in 1952 with Bachelor of Arts and Bachelor of Laws degrees. He was also president of the university's guild during the same year. The following year, Hawke won a Rhodes Scholarship to attend University College, Oxford, where he began a Bachelor of Arts course in philosophy, politics and economics (PPE). He soon found he was covering much the same ground as he had in his education at the University of Western Australia, and transferred to a Bachelor of Letters course. He wrote his thesis on wage-fixing in Australia and successfully presented it in January 1956.
In 1956, Hawke accepted a scholarship to undertake doctoral studies in the area of arbitration law in the law department at the Australian National University in Canberra. Soon after his arrival at ANU, Hawke became the students' representative on the University Council. A year later, Hawke was recommended to the President of the ACTU to become a research officer, replacing Harold Souter who had become ACTU Secretary. The recommendation was made by Hawke's mentor at ANU, H. P. Brown, who for a number of years had assisted the ACTU in national wage cases. Hawke decided to abandon his doctoral studies and accept the offer, moving to Melbourne with his wife Hazel.
World record beer skol (scull)
Hawke is well known for a "world record" allegedly achieved at Oxford University for a beer skol (scull) of a yard of ale in 11 seconds. The record is widely regarded as having been important to his career and ocker chic image. A recent historical journal article describes the record as "possibly fabricated" and "cultural propaganda" designed to make Hawke appealing to unionised workers and nationalistic middle-class voters. The article demonstrates that "the record is apocryphal: its location and time remain uncertain; there are no known witnesses; the field of competition was exclusive and with no scientific accountability; the record was first published in a beer pamphlet; and Hawke's recollections were unreliable."
Australian Council of Trade Unions
Not long after Hawke began work at the ACTU, he became responsible for the presentation of its annual case for higher wages to the national wages tribunal, the Commonwealth Conciliation and Arbitration Commission. He was first appointed as an ACTU advocate in 1959. The 1958 case, under previous advocate R.L. Eggleston, had yielded only a five-shilling increase. The 1959 case found for a fifteen-shilling increase, and was regarded as a personal triumph for Hawke. He went on to attain such success and prominence in his role as an ACTU advocate that, in 1969, he was encouraged to run for the position of ACTU President, despite the fact that he had never held elected office in a trade union.
He was elected ACTU President in 1969 on a modernising platform by the narrow margin of 399 to 350, with the support of the left of the union movement, including some associated with the Communist Party of Australia. He later credited Ray Gietzelt, General Secretary of the FMWU, as the single most significant union figure in helping him achieve this outcome. Questioned after his election on his political stance, Hawke stated that "socialist is not a word I would use to describe myself", saying instead his approach to politics was pragmatic. His commitment to the cause of Jewish Refuseniks purportedly led to a planned assassination attempt on Hawke by the Popular Front for the Liberation of Palestine, and its Australian operative Munif Mohammed Abou Rish.
In 1971, Hawke along with other members of the ACTU requested that South Africa send a non-racially biased team for the rugby union tour, with the intention of unions agreeing not to serve the team in Australia. Prior to arrival, the Western Australian branch of the Transport Workers' Union, and the Barmaids' and Barmens' Union, announced that they would serve the team, which allowed the Springboks to land in Perth. The tour commenced on 26 June and riots occurred as anti-apartheid protesters disrupted games. Hawke and his family started to receive malicious mail and phone calls from people who thought that sport and politics should not mix. Hawke remained committed to the ban on apartheid teams and later that year, the South African cricket team was successfully denied and no apartheid team was to ever come to Australia again. It was this ongoing dedication to racial equality in South Africa that would later earn Hawke the respect and friendship of Nelson Mandela.
In industrial matters, Hawke continued to demonstrate a preference for, and considerable skill at, negotiation, and was generally liked and respected by employers as well as the unions he advocated for. As early as 1972, speculation began that he would seek to enter the Parliament of Australia and eventually run to become the Leader of the Australian Labor Party. But while his professional career continued successfully, his heavy drinking and womanising placed considerable strains on his family life.
In June 1973, Hawke was elected as the Federal President of the Labor Party. Two years later, when the Whitlam government was controversially dismissed by the Governor-General, Hawke showed an initial keenness to enter Parliament at the ensuing election. Harry Jenkins, the MP for Scullin, came under pressure to step down to allow Hawke to stand in his place, but he strongly resisted this push. Hawke eventually decided not to attempt to enter Parliament at that time, a decision he soon regretted. After Labor was defeated at the election, Whitlam initially offered the leadership to Hawke, although it was not within Whitlam's power to decide who would succeed him. Despite not taking on the offer, Hawke remained influential, playing a key role in averting national strike action.
During the 1977 federal election, he emerged as a strident opponent of accepting Vietnamese boat people as refugees into Australia, stating that they should be subject to normal immigration requirements and should otherwise be deported. He further stated only refugees selected off-shore should be accepted.
Hawke resigned as President of the Labor Party in August 1978. Neil Batt was elected in his place. The strain of this period took its toll on Hawke and in 1979 he suffered a physical collapse. This shock led Hawke to publicly announce his alcoholism in a television interview, and that he would make a concerted—and ultimately successful—effort to overcome it. He was helped through this period by the relationship that he had established with writer Blanche d'Alpuget, who, in 1982, published a biography of Hawke. His popularity with the public was, if anything, enhanced by this period of rehabilitation, and opinion polling suggested that he was a more popular public figure than either Labor Leader Bill Hayden or Liberal Prime Minister Malcolm Fraser.
Informer for the United States
During the period of 1973 to 1979, Hawke acted as an informant for the United States government. During his time as ACTU leader, Hawke informed the US of details surrounding labour disputes, especially those relating to American companies and individuals, such as union disputes with Ford Motor Company and the black ban of Frank Sinatra. The major industrial action taken against Sinatra came about because Sinatra had made sexist comments against female journalists. The dispute was the subject of the 2003 film The Night We Called It a Day.
Hawke was described by US diplomats as "a bulwark against anti-American sentiment and resurgent communism during the economic turmoil of the 1970s", and often disputed with the Whitlam government over issues of foreign policy and industrial relations. With the knowledge of US diplomats, Hawke secretly planned to leave Labor in 1974 to form a new centrist political party to challenge the Whitlam government. This plan had the support of Rupert Murdoch and Hawke's confidant, Peter Abeles, but did not eventuate because of the events of 1975. US diplomats played a major role in shaping Hawke's consensus politics and economics.
Member of Parliament
Hawke's first attempt to enter Parliament came during the 1963 federal election. He stood in the seat of Corio in Geelong and managed to achieve a 3.1% swing against the national trend, although he fell short of ousting longtime Liberal incumbent Hubert Opperman. Hawke rejected several opportunities to enter Parliament throughout the 1970s, something he later wrote that he "regretted". He eventually stood for election to the House of Representatives at the 1980 election for the safe Melbourne seat of Wills, winning it comfortably. Immediately upon his election to Parliament, Hawke was appointed to the Shadow Cabinet by Labor Leader Bill Hayden as Shadow Minister for Industrial Relations.
Hayden, after having led the Labour party to narrowly lose the 1980 election, was increasingly subject to criticism from Labor MPs over his leadership style. To quell speculation over his position, Hayden called a leadership spill on 16 July 1982, believing that if he won he would be guaranteed to lead Labor through to the next election. Hawke decided to challenge Hayden in the spill, but Hayden defeated him by five votes; the margin of victory, however, was too slim to dispel doubts that he could lead the Labor Party to victory at an election. Despite his defeat, Hawke began to agitate more seriously behind the scenes for a change in leadership, with opinion polls continuing to show that Hawke was a far more popular public figure than both Hayden and Prime Minister Malcolm Fraser. Hayden was further weakened after Labor's unexpectedly poor performance at a by-election in December 1982 for the Victorian seat of Flinders, following the resignation of the sitting member, former deputy Liberal leader Phillip Lynch. Labor needed a swing of 5.5% to win the seat and had been predicted by the media to win, but could only achieve 3%.
Labor Party power-brokers, such as Graham Richardson and Barrie Unsworth, now openly switched their allegiance from Hayden to Hawke. More significantly, Hayden's staunch friend and political ally, Labor's Senate Leader John Button, had become convinced that Hawke's chances of victory at an election were greater than Hayden's. Initially, Hayden believed that he could remain in his job, but Button's defection proved to be the final straw in convincing Hayden that he would have to resign as Labor Leader. Less than two months after the Flinders by-election result, Hayden announced his resignation as Leader of the Labor Party on 3 February 1983. Hawke was subsequently elected as Leader unopposed on 8 February, and became Leader of the Opposition in the process. Having learned that morning about the possible leadership change, on the same that Hawke assumed the leadership of the Labor Party, Malcolm Fraser called a snap election for 5 March 1983, unsuccessfully attempting to prevent Labor from making the leadership change. However, he was unable to have the Governor-General confirm the election before Labor announced the change.
At the 1983 election, Hawke led Labor to a landslide victory, achieving a 24-seat swing and ending seven years of Liberal Party rule.
With the election called at the same time that Hawke became Labor leader this meant that Hawke never sat in Parliament as Leader of the Opposition having spent the entirety of his short Opposition leadership in the election campaign which he won.
Prime Minister of Australia (1983–1991)
Leadership style
After Labor's landslide victory, Hawke was sworn in as the Prime Minister by the Governor-General Ninian Stephen on 11 March 1983. The style of the Hawke government was deliberately distinct from the Whitlam government, the most recent Labor government that preceded it. Rather than immediately initiating multiple extensive reform programs as Whitlam had, Hawke announced that Malcolm Fraser's pre-election concealment of the budget deficit meant that many of Labor's election commitments would have to be deferred. As part of his internal reforms package, Hawke divided the government into two tiers, with only the most senior ministers sitting in the Cabinet of Australia. The Labor caucus was still given the authority to determine who would make up the Ministry, but this move gave Hawke unprecedented powers to empower individual ministers.
In particular, the political partnership that developed between Hawke and his Treasurer, Paul Keating, proved to be essential to Labor's success in government, with multiple Labor figures in years since citing the partnership as the party's greatest ever. The two men proved a study in contrasts: Hawke was a Rhodes Scholar; Keating left high school early. Hawke's enthusiasms were cigars, betting and most forms of sport; Keating preferred classical architecture, Mahler symphonies and collecting British Regency and French Empire antiques. Despite not knowing one another before Hawke assumed the leadership in 1983, the two formed a personal as well as political relationship which enabled the Government to pursue a significant number of reforms, although there were occasional points of tension between the two.
The Labor Caucus under Hawke also developed a more formalised system of parliamentary factions, which significantly altered the dynamics of caucus operations. Unlike many of his predecessor leaders, Hawke's authority within the Labor Party was absolute. This enabled him to persuade MPs to support a substantial set of policy changes which had not been considered achievable by Labor governments in the past. Individual accounts from ministers indicate that while Hawke was not often the driving force behind individual reforms, outside of broader economic changes, he took on the role of providing political guidance on what was electorally feasible and how best to sell it to the public, tasks at which he proved highly successful. Hawke took on a very public role as Prime Minister, campaigning frequently even outside of election periods, and for much of his time in office proved to be incredibly popular with the Australian electorate; to this date he still holds the highest ever AC Nielsen approval rating of 75%.
Economic policy
The Hawke government oversaw significant economic reforms, and is often cited by economic historians as being a "turning point" from a protectionist, agricultural model to a more globalised and services-oriented economy. According to the journalist Paul Kelly, "the most influential economic decisions of the 1980s were the floating of the Australian dollar and the deregulation of the financial system". Although the Fraser government had played a part in the process of financial deregulation by commissioning the 1981 Campbell Report, opposition from Fraser himself had stalled this process. Shortly after its election in 1983, the Hawke government took the opportunity to implement a comprehensive program of economic reform, in the process "transform(ing) economics and politics in Australia".
Hawke and Keating together led the process for overseeing the economic changes by launching a "National Economic Summit" one month after their election in 1983, which brought together business and industrial leaders together with politicians and trade union leaders; the three-day summit led to a unanimous adoption of a national economic strategy, generating sufficient political capital for widespread reform to follow. Among other reforms, the Hawke government floated the Australian dollar, repealed rules that prohibited foreign-owned banks to operate in Australia, dismantled the protectionist tariff system, privatised several state sector industries, ended the subsidisation of loss-making industries, and sold off part of the state-owned Commonwealth Bank.
The taxation system was also significantly reformed, with income tax rates reduced and the introduction of a fringe benefits tax and a capital gains tax; the latter two reforms were strongly opposed by the Liberal Party at the time, but were never reversed by them when they eventually returned to office in 1996. Partially offsetting these imposts upon the business community—the "main loser" from the 1985 Tax Summit according to Paul Kelly—was the introduction of full dividend imputation, a reform insisted upon by Keating. Funding for schools was also considerably increased as part of this package, while financial assistance was provided for students to enable them to stay at school longer; the number of Australian children completing school rose from 3 in 10 at the beginning of the Hawke government to 7 in 10 by its conclusion in 1991. Considerable progress was also made in directing assistance "to the most disadvantaged recipients over the whole range of welfare benefits."
Social and environmental policy
Although criticisms were leveled against the Hawke government that it did not achieve all it said it would do on social policy, it nevertheless enacting a series of reforms which remain in place to the present day. From 1983 to 1989, the Government oversaw the permanent establishment of universal health care in Australia with the creation of Medicare, doubled the number of subsidised childcare places, began the introduction of occupational superannuation, oversaw a significant increase in school retention rates, created subsidised homecare services, oversaw the elimination of poverty traps in the welfare system, increased the real value of the old-age pension, reintroduced the six-monthly indexation of single-person unemployment benefits, and established a wide-ranging programme for paid family support, known as the Family Income Supplement. During the 1980s, the proportion of total government outlays allocated to families, the sick, single parents, widows, the handicapped, and veterans was significantly higher than under the previous Fraser and Whitlam governments.
In 1984, the Hawke government enacted the landmark Sex Discrimination Act 1984, which eliminated discrimination on the grounds of sex within the workplace. In 1989, Hawke oversaw the gradual re-introduction of some tuition fees for university study, creating set up the Higher Education Contributions Scheme (HECS). Under the original HECS, a $1,800 fee was charged to all university students, and the Commonwealth paid the balance. A student could defer payment of this HECS amount and repay the debt through the tax system, when the student's income exceeds a threshold level. As part of the reforms, Colleges of Advanced Education entered the University sector by various means. by doing so, university places were able to be expanded. Further notable policy decisions taken during the Government's time in office included the public health campaign regarding HIV/AIDS, and Indigenous land rights reform, with an investigation of the idea of a treaty between Aborigines and the Government being launched, although the latter would be overtaken by events, notably the Mabo court decision.
The Hawke government also drew attention for a series of notable environmental decisions, particularly in its second and third terms. In 1983, Hawke personally vetoed the construction of the Franklin Dam in Tasmania, responding to a groundswell of protest around the issue. Hawke also secured the nomination of the Wet Tropics of Queensland as a UNESCO World Heritage Site in 1987, preventing the forests there from being logged. Hawke would later appoint Graham Richardson as Environment Minister, tasking him with winning the second-preference support from environmental parties, something which Richardson later claimed was the major factor in the government's narrow re-election at the 1990 election. In the Government's fourth term, Hawke personally led the Australian delegation to secure changes to the Protocol on Environmental Protection to the Antarctic Treaty, ultimately winning a guarantee that drilling for minerals within Antarctica would be totally prohibited until 2048 at the earliest. Hawke later claimed that the Antarctic drilling ban was his "proudest achievement".
Industrial relations policy
As a former ACTU President, Hawke was well-placed to engage in reform of the industrial relations system in Australia, taking a lead on this policy area as in few others. Working closely with ministerial colleagues and the ACTU Secretary, Bill Kelty, Hawke negotiated with trade unions to establish the Prices and Incomes Accord in 1983, an agreement whereby unions agreed to restrict their demands for wage increases, and in turn the Government guaranteed to both minimise inflation and promote an increased social wage, including by establishing new social programmes such as Medicare.
Inflation had been a significant issue for the previous decade prior to the election of the Hawke government, regularly running into double-digits. The process of the Accord, by which the Government and trade unions would arbitrate and agree upon wage increases in many sectors, led to a decrease in both inflation and unemployment through to 1990. Criticisms of the Accord would come from both the right and the left of politics. Left-wing critics claimed that it kept real wages stagnant, and that the Accord was a policy of class collaboration and corporatism. By contrast, right-wing critics claimed that the Accord reduced the flexibility of the wages system. Supporters of the Accord, however, pointed to the improvements in the social security system that occurred, including the introduction of rental assistance for social security recipients, the creation of labour market schemes such as NewStart, and the introduction of the Family Income Supplement. In 1986, the Hawke government passed a bill to de-register the Builders Labourers Federation federally due to the union not following the Accord agreements.
Despite a percentage fall in real money wages from 1983 to 1991, the social wage of Australian workers was argued by the Government to have improved drastically as a result of these reforms, and the ensuing decline in inflation. The Accord was revisited six further times during the Hawke government, each time in response to new economic developments. The seventh and final revisiting would ultimately lead to the establishment of the enterprise bargaining system, although this would be finalised shortly after Hawke left office in 1991.
Foreign policy
Arguably the most significant foreign policy achievement of the Government took place in 1989, after Hawke proposed a south-east Asian region-wide forum for leaders and economic ministers to discuss issues of common concern. After winning the support of key countries in the region, this led to the creation of the Asia-Pacific Economic Cooperation (APEC). The first APEC meeting duly took place in Canberra in November 1989; the economic ministers of Australia, Brunei, Canada, Indonesia, Japan, South Korea, Malaysia, New Zealand, Philippines, Singapore, Thailand and the United States all attended. APEC would subsequently grow to become one of the most pre-eminent high-level international forums in the world, particularly after the later inclusions of China and Russia, and the Keating government's later establishment of the APEC Leaders' Forum.
Elsewhere in Asia, the Hawke government played a significant role in the build-up to the United Nations peace process for Cambodia, culminating in the Transitional Authority; Hawke's Foreign Minister Gareth Evans was nominated for the Nobel Peace Prize for his role in negotiations. Hawke also took a major public stand after the 1989 Tiananmen Square protests and massacre; despite having spent years trying to get closer relations with China, Hawke gave a tearful address on national television describing the massacre in graphic detail, and unilaterally offered asylum to over 42,000 Chinese students who were living in Australia at the time, many of whom had publicly supported the Tiananmen protesters. Hawke did so without even consulting his Cabinet, stating later that he felt he simply had to act.
The Hawke government pursued a close relationship with the United States, assisted by Hawke's close friendship with US Secretary of State George Shultz; this led to a degree of controversy when the Government supported the US's plans to test ballistic missiles off the coast of Tasmania in 1985, as well as seeking to overturn Australia's long-standing ban on uranium exports. Although the US ultimately withdrew the plans to test the missiles, the furore led to a fall in Hawke's approval ratings. Shortly after the 1990 election, Hawke would lead Australia into its first overseas military campaign since the Vietnam War, forming a close alliance with US President George H. W. Bush to join the coalition in the Gulf War. The Royal Australian Navy contributed several destroyers and frigates to the war effort, which successfully concluded in February 1991, with the expulsion of Iraqi forces from Kuwait. The success of the campaign, and the lack of any Australian casualties, led to a brief increase in the popularity of the Government.
Through his role on the Commonwealth Heads of Government Meeting, Hawke played a leading role in ensuring the Commonwealth initiated an international boycott on foreign investment into South Africa, building on work undertaken by his predecessor Malcolm Fraser, and in the process clashing publicly with Prime Minister of the United Kingdom Margaret Thatcher, who initially favoured a more cautious approach. The resulting boycott, led by the Commonwealth, was widely credited with helping bring about the collapse of apartheid, and resulted in a high-profile visit by Nelson Mandela in October 1990, months after the latter's release from a 27-year stint in prison. During the visit, Mandela publicly thanked the Hawke government for the role it played in the boycott.
Election wins and leadership challenges
Hawke benefited greatly from the disarray into which the Liberal Party fell after the resignation of Fraser following the 1983 election. The Liberals were torn between supporters of the more conservative John Howard and the more liberal Andrew Peacock, with the pair frequently contesting the leadership. Hawke and Keating were also able to use the concealment of the size of the budget deficit by Fraser before the 1983 election to great effect, damaging the Liberal Party's economic credibility as a result.
However, Hawke's time as Prime Minister also saw friction develop between himself and the grassroots of the Labor Party, many of whom were unhappy at what they viewed as Hawke's iconoclasm and willingness to cooperate with business interests. Hawke regularly and publicly expressed his willingness to cull Labor's "sacred cows". The Labor Left faction, as well as prominent Labor backbencher Barry Jones, offered repeated criticisms of a number of government decisions. Hawke was also subject to challenges from some former colleagues in the trade union movement over his "confrontationalist style" in siding with the airline companies in the 1989 Australian pilots' strike.
Nevertheless, Hawke was able to comfortably maintain a lead as preferred prime minister in the vast majority of opinion polls carried out throughout his time in office. He recorded the highest popularity rating ever measured by an Australian opinion poll, reaching 75% approval in 1984. After leading Labor to a comfortable victory in the snap 1984 election, called to bring the mandate of the House of Representatives back in line with the Senate, Hawke was able to secure an unprecedented third consecutive term for Labor with a landslide victory in the double dissolution election of 1987. Hawke was subsequently able to lead the nation in the bicentennial celebrations of 1988, culminating with him welcoming Queen Elizabeth II to open the newly constructed Parliament House.
The late-1980s recession, and the accompanying high interest rates, saw the Government fall in opinion polls, with many doubting that Hawke could win a fourth election. Keating, who had long understood that he would eventually succeed Hawke as prime minister, began to plan a leadership change; at the end of 1988, Keating put pressure on Hawke to retire in the new year. Hawke rejected this suggestion but reached a secret agreement with Keating, the so-called "Kirribilli Agreement", stating that he would step down in Keating's favour at some point after the 1990 election. Hawke subsequently won that election, in the process leading Labor to a record fourth consecutive electoral victory, albeit by a slim margin. Hawke appointed Keating as deputy prime minister to replace the retiring Lionel Bowen.
By the end of 1990, frustrated by the lack of any indication from Hawke as to when he might retire, Keating made a provocative speech to the Federal Parliamentary Press Gallery. Hawke considered the speech disloyal, and told Keating he would renege on the Kirribilli Agreement as a result. After attempting to force a resolution privately, Keating finally resigned from the Government in June 1991 to challenge Hawke for the leadership. Hawke won the leadership spill, and in a press conference after the result, Keating declared that he had fired his "one shot" on the leadership. Hawke appointed John Kerin to replace Keating as Treasurer.
Despite his victory in the June spill, Hawke quickly began to be regarded by many of his colleagues as a "wounded" leader; he had now lost his long-term political partner, his rating in opinion polls were beginning to fall significantly, and after nearly nine years as Prime Minister, there was speculation that it would soon be time for a new leader. Hawke's leadership was ultimately irrevocably damaged at the end of 1991; after Liberal Leader John Hewson released 'Fightback!', a detailed proposal for sweeping economic change, including the introduction of a goods and services tax, Hawke was forced to sack Kerin as Treasurer after the latter made a public gaffe attempting to attack the policy. Keating duly challenged for the leadership a second time on 19 December, arguing that he would better placed to defeat Hewson; this time, Keating succeeded, narrowly defeating Hawke by 56 votes to 51.
In a speech to the House of Representatives following the vote, Hawke declared that his nine years as prime minister had left Australia a better and wealthier country, and he was given a standing ovation by those present. He subsequently tendered his resignation to the Governor-General and pledged support to his successor. Hawke briefly returned to the backbench, before resigning from Parliament on 20 February 1992, sparking a by-election which was won by the independent candidate Phil Cleary from among a record field of 22 candidates. Keating would go on to lead Labor to a fifth victory at the 1993 election, although he was defeated by the Liberal Party at the 1996 election.
Hawke wrote that he had very few regrets over his time in office, although stated he wished he had been able to advance the cause of Indigenous land rights further. His bitterness towards Keating over the leadership challenges surfaced in his earlier memoirs, although by the 2000s Hawke stated he and Keating had buried their differences, and that they regularly dined together and considered each other friends. The publication of the book Hawke: The Prime Minister, by Hawke's second wife, Blanche d'Alpuget, in 2010, reignited conflict between the two, with Keating accusing Hawke and d'Alpuget of spreading falsehoods about his role in the Hawke government. Despite this, the two campaigned together for Labor several times, including at the 2019 election, where they released their first joint article for nearly three decades; Craig Emerson, who worked for both men, said they had reconciled in later years after Hawke grew ill.
Retirement and later life
After leaving Parliament, Hawke entered the business world, taking on a number of directorships and consultancy positions which enabled him to achieve considerable financial success. He avoided public involvement with the Labor Party during Keating's tenure as Prime Minister, not wanting to be seen as attempting to overshadow his successor. After Keating's defeat and the election of the Howard government at the 1996 election, he returned to public campaigning with Labor and regularly appearing at election launches. Despite his personal affection for Queen Elizabeth II, boasting that he had been her "favourite Prime Minister", Hawke was an enthusiastic republican and joined the campaign for a Yes vote in the 1999 republic referendum.
In 2002, Hawke was named to South Australia's Economic Development Board during the Rann government. In the lead up to the 2007 election, Hawke made a considerable personal effort to support Kevin Rudd, making speeches at a large number of campaign office openings across Australia, and appearing in multiple campaign advertisements. As well as campaigning against WorkChoices, Hawke also attacked John Howard's record as Treasurer, stating "it was the judgement of every economist and international financial institution that it was the restructuring reforms undertaken by my government, with the full cooperation of the trade union movement, which created the strength of the Australian economy today". In February 2008, after Rudd's victory, Hawke joined former Prime Ministers Gough Whitlam, Malcolm Fraser and Paul Keating in Parliament House to witness the long anticipated apology to the Stolen Generations.
In 2009, Hawke helped establish the Centre for Muslim and Non-Muslim Understanding at the University of South Australia. Interfaith dialogue was an important issue for Hawke, who told The Adelaide Review that he was "convinced that one of the great potential dangers confronting the world is the lack of understanding in regard to the Muslim world. Fanatics have misrepresented what Islam is. They give a false impression of the essential nature of Islam."
In 2016, after taking part in Andrew Denton's Better Off Dead podcast, Hawke added his voice to calls for voluntary euthanasia to be legalised. Hawke labelled as 'absurd' the lack of political will to fix the problem. He revealed that he had such an arrangement with his wife Blanche should such a devastating medical situation occur. He also publicly advocated for nuclear power and the importation of international spent nuclear fuel to Australia for storage and disposal, stating that this could lead to considerable economic benefits for Australia.
In late December 2018, Hawke revealed that he was in "terrible health". While predicting a Labor win in the upcoming 2019 federal election, Hawke said he "may not witness the party's success". In May 2019, the month of the election, he issued a joint statement with Paul Keating endorsing Labor's economic plan and condemning the Liberal Party for "completely [giving] up the economic reform agenda". They stated that "Shorten's Labor is the only party of government focused on the need to modernise the economy to deal with the major challenge of our time: human induced climate change". It was the first joint press statement released by the two since 1991.
On 16 May 2019, two days before the election, Hawke died at his home in Northbridge at the age of 89, following a short illness. His family held a private cremation on 27 May at Macquarie Park Cemetery and Crematorium where he was subsequently interred. A state memorial was held at the Sydney Opera House on 14 June; speakers included Craig Emerson as master of ceremonies and Kim Beazley reading the eulogy, as well as Paul Keating, Julia Gillard, Bill Kelty, Ross Garnaut, and incumbent Prime Minister Scott Morrison and Opposition Leader Anthony Albanese.
Personal life
Hawke married Hazel Masterson in 1956 at Perth Trinity Church. They had three children: Susan (born 1957), Stephen (born 1959) and Roslyn (born 1960). Their fourth child, Robert Jr, died in early infancy in 1963. Hawke was named Victorian Father of the Year in 1971, an honour which his wife disputed due to his heavy drinking and womanising. The couple divorced in 1995, after he left her for the writer Blanche d'Alpuget, and the two lived together in Northbridge, a suburb of the North Shore of Sydney. The divorce estranged Hawke from some of his family for a period, although they had reconciled by the 2010s.
Throughout his early life, Hawke was a heavy drinker, having set a world record for drinking during his years as a student. Hawke eventually suffered from alcohol poisoning following the death of his and Hazel's infant son in 1963. He publicly announced in 1980 that he would abstain from alcohol to seek election to Parliament, in a move which garnered significant public attention and support. Hawke began to drink again following his retirement from politics, although to a more manageable extent; on several occasions, in his later years, videos of Hawke downing beer at cricket matches would frequently go viral.
On the subject of religion, Hawke wrote, while attending the 1952 World Christian Youth Conference in India, that "there were all these poverty stricken kids at the gate of this palatial place where we were feeding our face and I just (was) struck by this enormous sense of irrelevance of religion to the needs of people". He subsequently abandoned his Christian beliefs. By the time he entered politics he was a self-described agnostic. Hawke told Andrew Denton in 2008 that his father's Christian faith had continued to influence his outlook, saying "My father said if you believe in the fatherhood of God you must necessarily believe in the brotherhood of man, it follows necessarily, and even though I left the church and was not religious, that truth remained with me."
Hawke was a supporter of National Rugby League club the Canberra Raiders.
Legacy
A biographical television film, Hawke, premiered on the Ten Network in Australia on 18 July 2010, with Richard Roxburgh playing the title character. Rachael Blake and Felix Williamson portrayed Hazel Hawke and Paul Keating, respectively. Roxburgh reprised his role as Hawke in the 2020 episode "Terra Nullius" of the Netflix series The Crown.
In July 2019, the Australian Government announced it would spend $750,000 to purchase and renovate the house in Bordertown where Hawke was born and spent his early childhood. In January 2021, the Tatiara District Council decided to turn the house into tourist accommodation.
In December 2020, the Western Australian Government announced that it had purchased Hawke's childhood home in West Leederville and would maintain it as a state asset. The property will also be assessed for entry onto the State Register of Heritage Places.
The Australian Government pledged $5 million in July 2019 to establish a new annual scholarship—the Bob Hawke John Monash Scholarship—through the General Sir John Monash Foundation. Bob Hawke College, a high school in Subiaco, Western Australia named after Hawke, was opened in February 2020.
In March 2020, the Australian Electoral Commission announced that it would create a new Australian electoral division in the House of Representatives named in honour of Hawke. The Division of Hawke was first contested at the 2022 federal election, and is located in the state of Victoria, near the seat of Wills, which Hawke represented from 1980 to 1992.
Honours
Orders
1979: Companion of the Order of Australia (AC), "For services to trade unionism and industrial relations"
Foreign honours
1989: Knight Grand Cordon of the Order of the White Elephant
1999: Freedom of the City of London
2008 Grand Companion of the Order of Logohu
2012 Grand Cordon of the Order of the Rising Sun
Awards
August 1978: Rostrum Award of Merit, for "excellence in the art of public speaking over a considerable period and his demonstration of an effective contribution to society through the spoken word"
August 2009: Australian Labor Party Life membership, Bob Hawke became only the third person to be awarded life membership of the Australian Labor Party, after Gough and Margaret Whitlam. During the conferring, Prime Minister Kevin Rudd referred to Hawke as "the heart and soul of the Labor Party".
March 2014: University of Western Australia Student Guild Life membership
Fellowships
University College, Oxford
Honorary degrees
Nanjing University, Honorary doctorate
University of Oxford, Honorary Doctor of Civil Law
Hebrew University of Jerusalem, Honorary doctorate
Rikkyo University, Honorary Doctor of Humanities
Macquarie University, Honorary Doctor of Letters
University of New South Wales, Honorary doctorate
University of South Australia, Honorary doctorate
University of Western Australia, Honorary Doctor of Letters
University of Sydney, Honorary Doctor of Letters
Other
University of South Australia, the Hawke Centre and the Bob Hawke Prime Ministerial Library
See also
Hawke–Keating government
First Hawke Ministry
Second Hawke Ministry
Third Hawke Ministry
Fourth Hawke Ministry
Footnotes
References
Bibliography
External links
"Hawke Swoops into Power" – Time, 14 March 1983
Robert Hawke – Australia's Prime Ministers / National Archives of Australia
Bob Hawke Prime Ministerial Centre
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Australian republicans
Australian Rhodes Scholars
Australian social democrats
Australian trade unionists
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4068 | https://en.wikipedia.org/wiki/Blaise%20Pascal | Blaise Pascal | Blaise Pascal ( , , ; ; 19 June 1623 – 19 August 1662) was a French mathematician, physicist, inventor, philosopher, and Catholic writer.
Pascal was a child prodigy who was educated by his father, a tax collector in Rouen. His earliest mathematical work was on conic sections; he wrote a significant treatise on the subject of projective geometry at the age of 16. He later corresponded with Pierre de Fermat on probability theory, strongly influencing the development of modern economics and social science. In 1642, while still a teenager, he started some pioneering work on calculating machines (called Pascal's calculators and later Pascalines), establishing him as one of the first two inventors of the mechanical calculator.
Like his contemporary René Descartes, Pascal was also a pioneer in the natural and applied sciences. Pascal wrote in defense of the scientific method and produced several controversial results. He made important contributions to the study of fluids, and clarified the concepts of pressure and vacuum by generalising the work of Evangelista Torricelli. Following Torricelli and Galileo Galilei, he rebutted the likes of Aristotle and Descartes who insisted that nature abhors a vacuum in 1647.
In 1646, he and his sister Jacqueline identified with the religious movement within Catholicism known by its detractors as Jansenism. Following a religious experience in late 1654, he began writing influential works on philosophy and theology. His two most famous works date from this period: the and the Pensées, the former set in the conflict between Jansenists and Jesuits. The latter contains Pascal's wager, known in the original as the Discourse on the Machine, a fideistic probabilistic argument for God's existence. In that year, he also wrote an important treatise on the arithmetical triangle. Between 1658 and 1659, he wrote on the cycloid and its use in calculating the volume of solids.
Throughout his life, Pascal was in frail health, especially after the age of 18; he died just two months after his 39th birthday.
Life
Early life and education
Pascal was born in Clermont-Ferrand, which is in France's Auvergne region, by the Massif Central. He lost his mother, Antoinette Begon, at the age of three. His father, Étienne Pascal (1588–1651), who also had an interest in science and mathematics, was a local judge and member of the "Noblesse de Robe". Pascal had two sisters, the younger Jacqueline and the elder Gilberte.
In 1631, five years after the death of his wife, Étienne Pascal moved with his children to Paris. The newly arrived family soon hired Louise Delfault, a maid who eventually became a key member of the family. Étienne, who never remarried, decided that he alone would educate his children, for they all showed extraordinary intellectual ability, particularly his son Blaise. The young Pascal showed an amazing aptitude for mathematics and science.
Essay on Conics
Particularly of interest to Pascal was a work of Desargues on conic sections. Following Desargues' thinking, the 16-year-old Pascal produced, as a means of proof, a short treatise on what was called the Mystic Hexagram, Essai pour les coniques (Essay on Conics) and sent it — his first serious work of mathematics — to Père Mersenne in Paris; it is known still today as Pascal's theorem. It states that if a hexagon is inscribed in a circle (or conic) then the three intersection points of opposite sides lie on a line (called the Pascal line).
Pascal's work was so precocious that René Descartes was convinced that Pascal's father had written it. When assured by Mersenne that it was, indeed, the product of the son and not the father, Descartes dismissed it with a sniff: "I do not find it strange that he has offered demonstrations about conics more appropriate than those of the ancients," adding, "but other matters related to this subject can be proposed that would scarcely occur to a 16-year-old child."
Leaving Paris
In France at that time offices and positions could be—and were—bought and sold. In 1631, Étienne sold his position as second president of the Cour des Aides for 65,665 livres. The money was invested in a government bond which provided, if not a lavish, then certainly a comfortable income which allowed the Pascal family to move to, and enjoy, Paris. But in 1638 Richelieu, desperate for money to carry on the Thirty Years' War, defaulted on the government's bonds. Suddenly Étienne Pascal's worth had dropped from nearly 66,000 livres to less than 7,300.
Like so many others, Étienne was eventually forced to flee Paris because of his opposition to the fiscal policies of Cardinal Richelieu, leaving his three children in the care of his neighbour Madame Sainctot, a great beauty with an infamous past who kept one of the most glittering and intellectual salons in all France. It was only when Jacqueline performed well in a children's play with Richelieu in attendance that Étienne was pardoned. In time, Étienne was back in good graces with the Cardinal and in 1639 had been appointed the king's commissioner of taxes in the city of Rouen—a city whose tax records, thanks to uprisings, were in utter chaos.
Pascaline
In 1642, in an effort to ease his father's endless, exhausting calculations, and recalculations, of taxes owed and paid (into which work the young Pascal had been recruited), Pascal, not yet 19, constructed a mechanical calculator capable of addition and subtraction, called Pascal's calculator or the Pascaline. Of the eight Pascalines known to have survived, four are held by the Musée des Arts et Métiers in Paris and one more by the Zwinger museum in Dresden, Germany, exhibit two of his original mechanical calculators.
Although these machines are pioneering forerunners to a further 400 years of development of mechanical methods of calculation, and in a sense to the later field of computer engineering, the calculator failed to be a great commercial success. Partly because it was still quite cumbersome to use in practice, but probably primarily because it was extraordinarily expensive, the Pascaline became little more than a toy, and a status symbol, for the very rich both in France and elsewhere in Europe. Pascal continued to make improvements to his design through the next decade, and he refers to some 50 machines that were built to his design. He built 20 finished machines over the following 10 years.
Mathematics
Probability
Pascal's development of probability theory was his most influential contribution to mathematics. Originally applied to gambling, today it is extremely important in economics, especially in actuarial science. John Ross writes, "Probability theory and the discoveries following it changed the way we regard uncertainty, risk, decision-making, and an individual's and society's ability to influence the course of future events." However, Pascal and Fermat, though doing important early work in probability theory, did not develop the field very far. Christiaan Huygens, learning of the subject from the correspondence of Pascal and Fermat, wrote the first book on the subject. Later figures who continued the development of the theory include Abraham de Moivre and Pierre-Simon Laplace.
In 1654, prompted by his friend the Chevalier de Méré, he corresponded with Pierre de Fermat on the subject of gambling problems, and from that collaboration was born the mathematical theory of probabilities. The specific problem was that of two players who want to finish a game early and, given the current circumstances of the game, want to divide the stakes fairly, based on the chance each has of winning the game from that point. From this discussion, the notion of expected value was introduced. Pascal later (in the Pensées) used a probabilistic argument, Pascal's wager, to justify belief in God and a virtuous life. The work done by Fermat and Pascal into the calculus of probabilities laid important groundwork for Leibniz' formulation of the calculus.
Treatise on the Arithmetical Triangle
Pascal's Traité du triangle arithmétique, written in 1654 but published posthumously in 1665, described a convenient tabular presentation for binomial coefficients which he called the arithmetical triangle, but is now called Pascal's triangle. The triangle can also be represented:
He defined the numbers in the triangle by recursion: Call the number in the (m + 1)th row and (n + 1)th column tmn. Then tmn = tm–1,n + tm,n–1, for m = 0, 1, 2, ... and n = 0, 1, 2, ... The boundary conditions are tm,−1 = 0, t−1,n = 0 for m = 1, 2, 3, ... and n = 1, 2, 3, ... The generator t00 = 1. Pascal concluded with the proof,
In the same treatise, Pascal gave an explicit statement of the principle of mathematical induction. In 1654, he proved Pascal's identity relating the sums of the p-th powers of the first n positive integers for p = 0, 1, 2, ..., k.
That same year, Pascal had a religious experience, and mostly gave up work in mathematics.
Cycloid
In 1658, Pascal, while suffering from a toothache, began considering several problems concerning the cycloid. His toothache disappeared, and he took this as a heavenly sign to proceed with his research. Eight days later he had completed his essay and, to publicize the results, proposed a contest.
Pascal proposed three questions relating to the center of gravity, area and volume of the cycloid, with the winner or winners to receive prizes of 20 and 40 Spanish doubloons. Pascal, Gilles de Roberval and Pierre de Carcavi were the judges, and neither of the two submissions (by John Wallis and Antoine de Lalouvère) were judged to be adequate. While the contest was ongoing, Christopher Wren sent Pascal a proposal for a proof of the rectification of the cycloid; Roberval claimed promptly that he had known of the proof for years. Wallis published Wren's proof (crediting Wren) in Wallis's Tractus Duo, giving Wren priority for the first published proof.
Physics
Pascal contributed to several fields in physics, most notably the fields of fluid mechanics and pressure. In honour of his scientific contributions, the name Pascal has been given to the SI unit of pressure and Pascal's law (an important principle of hydrostatics). He introduced a primitive form of roulette and the roulette wheel in his search for a perpetual motion machine.
Fluid dynamics
His work in the fields of hydrodynamics and hydrostatics centered on the principles of hydraulic fluids. His inventions include the hydraulic press (using hydraulic pressure to multiply force) and the syringe. He proved that hydrostatic pressure depends not on the weight of the fluid but on the elevation difference. He demonstrated this principle by attaching a thin tube to a barrel full of water and filling the tube with water up to the level of the third floor of a building. This caused the barrel to leak, in what became known as Pascal's barrel experiment.
Vacuum
By 1647, Pascal had learned of Evangelista Torricelli's experimentation with barometers. Having replicated an experiment that involved placing a tube filled with mercury upside down in a bowl of mercury, Pascal questioned what force kept some mercury in the tube and what filled the space above the mercury in the tube. At the time, most scientists including Descartes believed in a plenum, i. e. some invisible matter filled all of space, rather than a vacuum. "Nature abhors a vacuum." This was based on the Aristotelian notion that everything in motion was a substance, moved by another substance. Furthermore, light passed through the glass tube, suggesting a substance such as aether rather than vacuum filled the space.
Following more experimentation in this vein, in 1647 Pascal produced Experiences nouvelles touchant le vide ("New experiments with the vacuum"), which detailed basic rules describing to what degree various liquids could be supported by air pressure. It also provided reasons why it was indeed a vacuum above the column of liquid in a barometer tube. This work was followed by Récit de la grande expérience de l'équilibre des liqueurs ("Account of the great experiment on equilibrium in liquids") published in 1648.
First atmospheric pressure vs. altitude experiment
The Torricellian vacuum found that air pressure is equal to the weight of 30 inches of mercury. If air has a finite weight, Earth's atmosphere must have a maximum height. Pascal reasoned that if true, air pressure on a high mountain must be less than at a lower altitude. He lived near the Puy de Dôme mountain, tall, but his health was poor so could not climb it. On 19 September 1648, after many months of Pascal's friendly but insistent prodding, Florin Périer, husband of Pascal's elder sister Gilberte, was finally able to carry out the fact-finding mission vital to Pascal's theory. The account, written by Périer, reads:
Pascal replicated the experiment in Paris by carrying a barometer up to the top of the bell tower at the church of Saint-Jacques-de-la-Boucherie, a height of about 50 metres. The mercury dropped two lines. He found with both experiments that an ascent of 7 fathoms lowers the mercury by half a line. Note: Pascal used pouce and ligne for "inch" and "line", and toise for "fathom".
In a reply to Étienne Noël, who believed in the plenum, Pascal wrote, echoing contemporary notions of science and falsifiability: "In order to show that a hypothesis is evident, it does not suffice that all the phenomena follow from it; instead, if it leads to something contrary to a single one of the phenomena, that suffices to establish its falsity."
Blaise Pascal Chairs are given to outstanding international scientists to conduct their research in the Ile de France region.
Adult life: religion, literature, and philosophy
Religious conversion
In the winter of 1646, Pascal's 58-year-old father broke his hip when he slipped and fell on an icy street of Rouen; given the man's age and the state of medicine in the 17th century, a broken hip could be a very serious condition, perhaps even fatal. Rouen was home to two of the finest doctors in France, Deslandes and de la Bouteillerie. The elder Pascal "would not let anyone other than these men attend him...It was a good choice, for the old man survived and was able to walk again..." But treatment and rehabilitation took three months, during which time La Bouteillerie and Deslandes had become regular visitors.
Both men were followers of Jean Guillebert, proponent of a splinter group from Catholic teaching known as Jansenism. This still fairly small sect was making surprising inroads into the French Catholic community at that time. It espoused rigorous Augustinism. Blaise spoke with the doctors frequently, and after their successful treatment of his father, borrowed from them works by Jansenist authors. In this period, Pascal experienced a sort of "first conversion" and began to write on theological subjects in the course of the following year.
Pascal fell away from this initial religious engagement and experienced a few years of what some biographers have called his "worldly period" (1648–54). His father died in 1651 and left his inheritance to Pascal and his sister Jacqueline, for whom Pascal acted as conservator. Jacqueline announced that she would soon become a postulant in the Jansenist convent of Port-Royal. Pascal was deeply affected and very sad, not because of her choice, but because of his chronic poor health; he needed her just as she had needed him.
By the end of October in 1651, a truce had been reached between brother and sister. In return for a healthy annual stipend, Jacqueline signed over her part of the inheritance to her brother. Gilberte had already been given her inheritance in the form of a dowry. In early January, Jacqueline left for Port-Royal. On that day, according to Gilberte concerning her brother, "He retired very sadly to his rooms without seeing Jacqueline, who was waiting in the little parlor..."
In early June 1653, after what must have seemed like endless badgering from Jacqueline,
Pascal formally signed over the whole of his sister's inheritance to Port-Royal, which, to him, "had begun to smell like a cult." With two-thirds of his father's estate now gone, the 29-year-old Pascal was now consigned to genteel poverty.
For a while, Pascal pursued the life of a bachelor. During visits to his sister at Port-Royal in 1654, he displayed contempt for affairs of the world but was not drawn to God.
The Memorial
On the 23 of November, 1654, between 10:30 and 12:30 at night, Pascal had an intense religious experience and immediately wrote a brief note to himself which began: "Fire. God of Abraham, God of Isaac, God of Jacob, not of the philosophers and the scholars..." and concluded by quoting Psalm 119:16: "I will not forget thy word. Amen." He seems to have carefully sewn this document into his coat and always transferred it when he changed clothes; a servant discovered it only by chance after his death. This piece is now known as the Memorial. The story of a carriage accident as having led to the experience described in the Memorial is disputed by some scholars.
His belief and religious commitment revitalized, Pascal visited the older of two convents at Port-Royal for a two-week retreat in January 1655. For the next four years, he regularly travelled between Port-Royal and Paris. It was at this point immediately after his conversion when he began writing his first major literary work on religion, the Provincial Letters.
Literature
In literature, Pascal is regarded as one of the most important authors of the French Classical Period and is read today as one of the greatest masters of French prose. His use of satire and wit influenced later polemicists.
The Provincial Letters
Beginning in 1656–57, Pascal published his memorable attack on casuistry, a popular ethical method used by Catholic thinkers in the early modern period (especially the Jesuits, and in particular Antonio Escobar). Pascal denounced casuistry as the mere use of complex reasoning to justify moral laxity and all sorts of sins. The 18-letter series was published between 1656 and 1657 under the pseudonym Louis de Montalte and incensed Louis XIV. The king ordered that the book be shredded and burnt in 1660. In 1661, in the midsts of the formulary controversy, the Jansenist school at Port-Royal was condemned and closed down; those involved with the school had to sign a 1656 papal bull condemning the teachings of Jansen as heretical. The final letter from Pascal, in 1657, had defied Alexander VII himself. Even Pope Alexander, while publicly opposing them, nonetheless was persuaded by Pascal's arguments.
Aside from their religious influence, the Provincial Letters were popular as a literary work. Pascal's use of humor, mockery, and vicious satire in his arguments made the letters ripe for public consumption, and influenced the prose of later French writers like Voltaire and Jean-Jacques Rousseau.
It is in the Provincial Letters that Pascal made his oft-quoted apology for writing a long letter, as he had not had time to write a shorter one.
From Letter XVI, as translated by Thomas M'Crie:
'Reverend fathers, my letters were not wont either to be so prolix, or to follow so closely on
one another. Want of time must plead my excuse for both of these faults. The present letter is
a very long one, simply because I had no leisure to make it shorter.'
Charles Perrault wrote of the Letters: "Everything is there—purity of language, nobility of thought, solidity in reasoning, finesse in raillery, and throughout an agrément not to be found anywhere else."
Philosophy
Pascal is arguably best known as a philosopher, considered by some the second greatest French mind behind René Descartes. He was a dualist following Descartes. However, he is also remembered for his opposition to both the rationalism of the likes of Descartes and simultaneous opposition to the main countervailing epistemology, empiricism, preferring fideism.
He cared above all about the philosophy of religion. Pascalian theology has grown out of his perspective that humans are, according to Wood, "born into a duplicitous world that shapes us into duplicitous subjects and so we find it easy to reject God continually and deceive ourselves about our own sinfulness".
Philosophy of mathematics
Pascal's major contribution to the philosophy of mathematics came with his De l'Esprit géométrique ("Of the Geometrical Spirit"), originally written as a preface to a geometry textbook for one of the famous Petites écoles de Port-Royal ("Little Schools of Port-Royal"). The work was unpublished until over a century after his death. Here, Pascal looked into the issue of discovering truths, arguing that the ideal of such a method would be to found all propositions on already established truths. At the same time, however, he claimed this was impossible because such established truths would require other truths to back them up—first principles, therefore, cannot be reached. Based on this, Pascal argued that the procedure used in geometry was as perfect as possible, with certain principles assumed and other propositions developed from them. Nevertheless, there was no way to know the assumed principles to be true.
Pascal also used De l'Esprit géométrique to develop a theory of definition. He distinguished between definitions which are conventional labels defined by the writer and definitions which are within the language and understood by everyone because they naturally designate their referent. The second type would be characteristic of the philosophy of essentialism. Pascal claimed that only definitions of the first type were important to science and mathematics, arguing that those fields should adopt the philosophy of formalism as formulated by Descartes.
In De l'Art de persuader ("On the Art of Persuasion"), Pascal looked deeper into geometry's axiomatic method, specifically the question of how people come to be convinced of the axioms upon which later conclusions are based. Pascal agreed with Montaigne that achieving certainty in these axioms and conclusions through human methods is impossible. He asserted that these principles can be grasped only through intuition, and that this fact underscored the necessity for submission to God in searching out truths.
Pensées
Blaise Pascal, Pensées No. 200
Pascal's most influential theological work, referred to posthumously as the Pensées ("Thoughts") is widely considered to be a masterpiece, and a landmark in French prose. When commenting on one particular section (Thought #72), Sainte-Beuve praised it as the finest pages in the French language. Will Durant hailed the Pensées as "the most eloquent book in French prose".
The Pensées was not completed before his death. It was to have been a sustained and coherent examination and defense of the Christian faith, with the original title Apologie de la religion Chrétienne ("Defense of the Christian Religion"). The first version of the numerous scraps of paper found after his death appeared in print as a book in 1669 titled Pensées de M. Pascal sur la religion, et sur quelques autres sujets ("Thoughts of M. Pascal on religion, and on some other subjects") and soon thereafter became a classic.
One of the Apologies main strategies was to use the contradictory philosophies of Pyrrhonism and Stoicism, personalized by Montaigne on one hand, and Epictetus on the other, in order to bring the unbeliever to such despair and confusion that he would embrace God.
Last works and death
T. S. Eliot described him during this phase of his life as "a man of the world among ascetics, and an ascetic among men of the world." Pascal's ascetic lifestyle derived from a belief that it was natural and necessary for a person to suffer. In 1659, Pascal fell seriously ill. During his last years, he frequently tried to reject the ministrations of his doctors, saying, "Sickness is the natural state of Christians."
Louis XIV suppressed the Jansenist movement at Port-Royal in 1661. In response, Pascal wrote one of his final works, Écrit sur la signature du formulaire ("Writ on the Signing of the Form"), exhorting the Jansenists not to give in. Later that year, his sister Jacqueline died, which convinced Pascal to cease his polemics on Jansenism. Pascal's last major achievement, returning to his mechanical genius, was inaugurating perhaps the first bus line, the carrosses à cinq sols, moving passengers within Paris in a carriage with many seats. Pascal also designated the operation principles which were later used to plan public transportation: The carriages has a fixed route, fixed price, and left even if there were no passengers. It is widely considered that the idea of public transportation was well ahead of time. The lines were not commercially successful, and the last one closed by 1675.
In 1662, Pascal's illness became more violent, and his emotional condition had severely worsened since his sister's death. Aware that his health was fading quickly, he sought a move to the hospital for incurable diseases, but his doctors declared that he was too unstable to be carried. In Paris on 18 August 1662, Pascal went into convulsions and received extreme unction. He died the next morning, his last words being "May God never abandon me," and was buried in the cemetery of Saint-Étienne-du-Mont.
An autopsy performed after his death revealed grave problems with his stomach and other organs of his abdomen, along with damage to his brain. Despite the autopsy, the cause of his poor health was never precisely determined, though speculation focuses on tuberculosis, stomach cancer, or a combination of the two. The headaches which affected Pascal are generally attributed to his brain lesion.
Legacy
One of the Universities of Clermont-Ferrand, France – Université Blaise Pascal – is named after him. Établissement scolaire français Blaise-Pascal in Lubumbashi, Democratic Republic of the Congo is named after Pascal.
The 1969 Eric Rohmer film My Night at Maud's is based on the work of Pascal. Roberto Rossellini directed a filmed biopic, Blaise Pascal, which originally aired on Italian television in 1971. Pascal was a subject of the first edition of the 1984 BBC Two documentary, Sea of Faith, presented by Don Cupitt. The chameleon in the film Tangled is named for Pascal.
A programming language is named for Pascal. In 2014, Nvidia announced its new Pascal microarchitecture, which is named for Pascal. The first graphics cards featuring Pascal were released in 2016.
The 2017 game Nier: Automata has multiple characters named after famous philosophers; one of these is a sentient pacifistic machine named Pascal, who serves as a major supporting character. Pascal creates a village for machines to live peacefully with the androids they're at war with and acts as a parental figure for other machines trying to adapt to their newly-found individuality.
The otter in the Animal Crossing series is named for Pascal.
Minor planet 4500 Pascal is named in his honor.
Pope Paul VI, in encyclical Populorum progressio, issued in 1967, quotes Pascal's Pensées:
In 2023, Pope Francis released an apostolic letter, Sublimitas et miseria hominis, dedicated to Blaise Pascal, in commemoration of the fourth centenary of his birth.
Works
"Essai pour les coniques" [Essay on conics] (1639)
Experiences nouvelles touchant le vide [New experiments with the vacuum] (1647)
Récit de la grande expérience de l'équilibre des liqueurs [Account of the great experiment on equilibrium in liquids] (1648)
Traité du triangle arithmétique [Treatise on the arithmetical triangle] (written ; publ. 1665)
[The provincial letters] (1656–57)
De l'Esprit géométrique [On the geometrical spirit] (1657 or 1658)
Écrit sur la signature du formulaire (1661)
Pensées [Thoughts] (incomplete at death; publ. 1670)
"Discourse on the Passion of Love"
"On the Conversion of the Sinner"
See also
Expected value
Gambler's ruin
Pascal's barrel
Pascal distribution
Pascal's mugging
Pascal's pyramid
Pascal's simplex
Problem of points
Scientific revolution
List of pioneers in computer science
List of works by Eugène Guillaume
References
Further reading
Adamson, Donald. Blaise Pascal: Mathematician, Physicist, and Thinker about God (1995)
Adamson, Donald. "Pascal's Views on Mathematics and the Divine," Mathematics and the Divine: A Historical Study (eds. T. Koetsier and L. Bergmans. Amsterdam: Elsevier 2005), pp. 407–21.
Broome, J.H. Pascal. (London: E. Arnold, 1965).
Campe, Rüdiger, "Numbers and Calculation in Context: The Game of Decision - Pascal" in The Game of Probability. Literature and Calculation from Pascal and Kleist, Stanford University Press, 2012
Davidson, Hugh M. Blaise Pascal. (Boston: Twayne Publishers), 1983.
Farrell, John. "Pascal and Power". Chapter seven of Paranoia and Modernity: Cervantes to Rousseau (Cornell UP, 2006).
Goldmann, Lucien, The hidden God; a study of tragic vision in the Pensees of Pascal and the tragedies of Racine (original ed. 1955, Trans. Philip Thody. London: Routledge, 1964).
Groothuis, Douglas. On Pascal. (Belmont: Wadsworth, 2002).
Jordan, Jeff. Pascal's Wager: Pragmatic Arguments and Belief in God. (Oxford: Clarendon Press, 2006).
Landkildehus, Søren. "Kierkegaard and Pascal as kindred spirits in the Fight against Christendom" in Kierkegaard and the Renaissance and Modern Traditions (ed. Jon Stewart. Farnham: Ashgate Publishing, 2009).
Mackie, John Leslie. The Miracle of Theism: Arguments for and against the Existence of God. (Oxford: Oxford University Press, 1982).
Stafford Harry Northcote, Viscount Saint Cyres, Pascal (London: Smith, Elder & Company, 1909; New York: E. P. Dutton)
Pugh, Anthony R. The Composition of Pascal's Apologia, (University of Toronto Press, 1984).
Tobin, Paul. "The Rejection of Pascal's Wager: A Skeptic's Guide to the Bible and the Historical Jesus". authorsonline.co.uk, 2009.
Yves Morvan, Pascal à Mirefleurs ? Les dessins de la maison de Domat, Impr. Blandin, 1985. (FRBNF40378895)
External links
Oeuvres complètes, volume 2 (1858) Paris: Libraire de L Hachette et Cie, link from HathiTrust.
The Correspondence of Blaise Pascal in EMLO
Pensées de Blaise Pascal. Renouard, Paris 1812 (2 vols.) ()
Discussion of the Pascaline, its history, mechanism, surviving examples, and modern replicas at http://things-that-count.net
Pascal's Memorial in orig. French/Latin and modern English, trans. Elizabeth T. Knuth.
Biography, Bibliography. (in French)
BBC Radio 4. In Our Time: Pascal.
Blaise Pascal featured on the 500 French Franc banknote in 1977.
Blaise Pascal's works: text, concordances and frequency lists
Etext of Pascal's Pensées (English, in various formats)
Etext of Pascal's Lettres Provinciales (English)
Etext of a number of Pascal's minor works (English translation) including, De l'Esprit géométrique and De l'Art de persuader.
1623 births
1662 deaths
Writers from Clermont-Ferrand
French Roman Catholic writers
17th-century French writers
17th-century male writers
17th-century French mathematicians
17th-century French philosophers
Aphorists
Christian apologists
Christian humanists
Roman Catholic mystics
Critics of atheism
Converts to Roman Catholicism
Fluid dynamicists
French mathematicians
French philosophers
French physicists
17th-century French theologians
17th-century Christian mystics
Hypochondriacs
Jansenists
Probability theorists
Catholic philosophers
17th-century Roman Catholics
Burials at Saint-Étienne-du-Mont
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Scientists from Clermont-Ferrand |
4069 | https://en.wikipedia.org/wiki/Brittonic%20languages | Brittonic languages | The Brittonic languages (also Brythonic or British Celtic; ; ; ) form one of the two branches of the Insular Celtic language family; the other is Goidelic. It comprises the extant languages Breton, Cornish, and Welsh. The name Brythonic was derived by Welsh Celticist John Rhys from the Welsh word , meaning Ancient Britons as opposed to an Anglo-Saxon or Gael.
The Brittonic languages derive from the Common Brittonic language, spoken throughout Great Britain during the Iron Age and Roman period. In the 5th and 6th centuries emigrating Britons also took Brittonic speech to the continent, most significantly in Brittany and Britonia. During the next few centuries the language began to split into several dialects, eventually evolving into Welsh, Cornish, Breton, Cumbric, and probably Pictish. Welsh and Breton continue to be spoken as native languages, while a revival in Cornish has led to an increase in speakers of that language. Cumbric and Pictish are extinct, having been replaced by Goidelic and Anglic speech. The Isle of Man and Orkney may also have originally spoken a Brittonic language, but this was later supplanted by Goidelic on the Isle of Man and Norse on Orkney. There is also a community of Brittonic language speakers in (the Welsh settlement in Patagonia).
Name
The names "Brittonic" and "Brythonic" are scholarly conventions referring to the Celtic languages of Britain and to the ancestral language they originated from, designated Common Brittonic, in contrast to the Goidelic languages originating in Ireland. Both were created in the 19th century to avoid the ambiguity of earlier terms such as "British" and "Cymric". "Brythonic" was coined in 1879 by the Celticist John Rhys from the Welsh word . "Brittonic", derived from "Briton" and also earlier spelled "Britonic" and "Britonnic", emerged later in the 19th century. It became more prominent through the 20th century, and was used in Kenneth H. Jackson's highly influential 1953 work on the topic, Language and History in Early Britain. Jackson noted that by that time "Brythonic" had become a dated term, and that "of late there has been an increasing tendency to use Brittonic instead." Today, "Brittonic" often replaces "Brythonic" in the literature. Rudolf Thurneysen used "Britannic" in his influential A Grammar of Old Irish, although this never became popular among subsequent scholars.
Comparable historical terms include the Medieval Latin and and the Welsh . Some writers use "British" for the language and its descendants, although, due to the risk of confusion, others avoid it or use it only in a restricted sense. Jackson, and later John T. Koch, use "British" only for the early phase of the Common Brittonic language.
Before Jackson's work, "Brittonic" and "Brythonic" were often used for all the P-Celtic languages, including not just the varieties in Britain but those Continental Celtic languages that similarly experienced the evolution of the Proto-Celtic language element to . However, subsequent writers have tended to follow Jackson's scheme, rendering this use obsolete.
The name "Britain" itself comes from , via Old French and Middle English , possibly influenced by Old English , probably also from Latin , ultimately an adaptation of the native word for the island, .
An early written reference to the British Isles may derive from the works of the Greek explorer Pytheas of Massalia; later Greek writers such as Diodorus of Sicily and Strabo who quote Pytheas' use of variants such as (), "The Britannic [land, island]", and (), "Britannic islands", with being a Celtic word that might mean "the painted ones" or "the tattooed folk", referring to body decoration (see below).
Evidence
Knowledge of the Brittonic languages comes from a variety of sources. The early language's information is obtained from coins, inscriptions, and comments by classical writers as well as place names and personal names recorded by them. For later languages, there is information from medieval writers and modern native speakers, together with place names. The names recorded in the Roman period are given in Rivet and Smith.
Characteristics
The Brittonic branch is also referred to as P-Celtic because linguistic reconstruction of the Brittonic reflex of the Proto-Indo-European phoneme * is p as opposed to Goidelic k. Such nomenclature usually implies acceptance of the P-Celtic and Q-Celtic hypothesis rather than the Insular Celtic hypothesis because the term includes certain Continental Celtic languages as well. (For a discussion, see Celtic languages.)
Other major characteristics include:
The retention of the Proto-Celtic sequences am and an, which mostly result from the Proto-Indo-European syllabic nasals.
Celtic (written u in Latin texts and ou in Greek) became gw- in initial position, -w- internally, whereas in Gaelic it is f- in initial position and disappears internally:
Proto-Celtic 'white, fair' became Welsh (masculine), (feminine), Cornish , Breton . Contrast Irish 'fair'.
Proto-Celtic 'servant, young man' became Welsh, Cornish and Breton . Contrast Middle Irish .
Initial s-:
Initial s- followed by a vowel was changed to h-:
Welsh 'old', 'long', 'similar'
Breton 'ancient', 'long', 'similar'
Cornish 'ancient', 'long', 'similar'
Contrast Irish 'old', 'long', 'similarity'
Initial s- was lost before , and :
became Welsh , Cornish and Breton 'smooth'. Contrast Irish 'smooth, slimy'
became Welsh , Cornish , and Breton 'marrow'. Contrast Irish
The initial clusters sp-, sr-, sw- became f-, fr-, chw-:
became Welsh 'ankle', Cornish 'shank, lower leg' and Breton 'ankle'. Contrast Old Irish 'heel, ankle'
'nostril' became Welsh , Cornish and Breton . Contrast Irish
'you' (plural) became Welsh , Cornish and Breton . Contrast Old Irish
Lenition:
Voiceless plosives become voiced plosives in intervocalic position.
d , g , b
Voiced plosives , (later or , then lost in Welsh and Cornish; remained as in Breton), , and became soft spirants in an intervocalic position and before liquids:
Welsh ,
Cornish ,
Breton , ,
Voiceless spirants:
Geminated voiceless plosives transformed into spirants; (pp), (cc), (tt) became (later ), (ch/c'h), (th/zh) before a vowel or liquid:
> Breton , Cornish , Welsh , 'tree trunk'
> Breton , Cornish , Welsh , 'cat' vs. Irish
> Breton , Cornish , Welsh , 'cheek'
Voiceless stops become spirants after liquids:
'bear' > Welsh/Cornish , Breton , compare Old Irish
Nasal assimilation:
Voiced stops were assimilated to a preceding nasal:
Brittonic retains original nasals before -t and -k, whereas Goidelic alters -nt to -d, and -nk to -g:
Breton 'hundred' vs. Irish , Breton (personification of) Death, Irish 'die'
Classification
The family tree of the Brittonic languages is as follows:
Common Brittonic ancestral to:
Western Brittonic languages ancestral to:
Cumbric
Welsh
Southwestern Brittonic languages ancestral to:
Cornish
Breton
Brittonic languages in use today are Welsh, Cornish and Breton. Welsh and Breton have been spoken continuously since they formed. For all practical purposes Cornish died out during the 18th or 19th century, but a revival movement has more recently created small numbers of new speakers. Also notable are the extinct language Cumbric, and possibly the extinct Pictish. One view, advanced in the 1950s and based on apparently unintelligible ogham inscriptions, was that the Picts may have also used a non-Indo-European language. This view, while attracting broad popular appeal, has virtually no following in contemporary linguistic scholarship.
History and origins
The modern Brittonic languages are generally considered to all derive from a common ancestral language termed Brittonic, British, Common Brittonic, Old Brittonic or Proto-Brittonic, which is thought to have developed from Proto-Celtic or early Insular Celtic by the 6th century BC.
A major archaeogenetics study uncovered a migration into southern Britain in the middle to late Bronze Age, during the 500-year period 1,300–800 BC. The newcomers were genetically most similar to ancient individuals from Gaul. During 1,000–875 BC, their genetic markers swiftly spread through southern Britain, but not northern Britain. The authors describe this as a "plausible vector for the spread of early Celtic languages into Britain". There was much less inward migration during the Iron Age, so it is likely that Celtic reached Britain before then. Barry Cunliffe suggests that a Goidelic branch of Celtic may already have been spoken in Britain, but that this middle Bronze Age migration would have introduced the Brittonic branch.
Brittonic languages were probably spoken before the Roman invasion throughout most of Great Britain, though the Isle of Man later had a Goidelic language, Manx. During the period of the Roman occupation of what is now England and Wales (AD 43 to ), Common Brittonic borrowed a large stock of Latin words, both for concepts unfamiliar in the pre-urban society of Celtic Britain such as urbanization and new tactics of warfare as well as for rather more mundane words which displaced native terms (most notably, the word for "fish" in all the Brittonic languages derives from the Latin piscis rather than the native *ēskos – which may survive, however, in the Welsh name of the River Usk, ). Approximately 800 of these Latin loan-words have survived in the three modern Brittonic languages. Pictish may have resisted Latin influence to a greater extent than the other Brittonic languages.
It is probable that at the start of the Post-Roman period Common Brittonic was differentiated into at least two major dialect groups – Southwestern and Western (also we may posit additional dialects, such as Eastern Brittonic, spoken in what is now the East of England, which have left little or no evidence). Between the end of the Roman occupation and the mid 6th century the two dialects began to diverge into recognizably separate varieties, the Western into Cumbric and Welsh and the Southwestern into Cornish and its closely related sister language Breton, which was carried to continental Armorica. Jackson showed that a few of the dialect distinctions between West and Southwest Brittonic go back a long way. New divergencies began around AD 500 but other changes that were shared occurred in the 6th century. Other common changes occurred in the 7th century onward and are possibly due to inherent tendencies. Thus the concept of a Common Brittonic language ends by AD 600. Substantial numbers of Britons certainly remained in the expanding area controlled by Anglo-Saxons, but over the fifth and sixth centuries they mostly adopted the English language.
Decline
The Brittonic languages spoken in what is now Scotland, the Isle of Man and what is now England began to be displaced in the 5th century through the settlement of Irish-speaking Gaels and Germanic peoples. Henry of Huntingdon wrote that Pictish was "no longer spoken" in c.1129.
The displacement of the languages of Brittonic descent was probably complete in all of Britain except Cornwall and Wales and the English counties bordering these areas such as Devon by the 11th century. Western Herefordshire continued to speak Welsh until the late nineteenth century, and isolated pockets of Shropshire speak Welsh today.
Sound changes
The regular consonantal sound changes from Proto-Celtic to Welsh, Cornish, and Breton are summarised in the following table. Where the graphemes have a different value from the corresponding IPA symbols, the IPA equivalent is indicated between slashes. V represents a vowel; C represents a consonant.
Remnants in England, Scotland and Ireland
Place names and river names
The principal legacy left behind in those territories from which the Brittonic languages were displaced is that of toponyms (place names) and hydronyms (names of rivers and other bodies of water). There are many Brittonic place names in lowland Scotland and in the parts of England where it is agreed that substantial Brittonic speakers remained (Brittonic names, apart from those of the former Romano-British towns, are scarce over most of England). Names derived (sometimes indirectly) from Brittonic include London, Penicuik, Perth, Aberdeen, York, Dorchester, Dover and Colchester. Brittonic elements found in England include bre- and bal- for hills, while some such as combe or coomb(e) for a small deep valley and tor for a hill are examples of Brittonic words that were borrowed into English. Others reflect the presence of Britons such as Dumbarton – from the Scottish Gaelic Dùn Breatainn meaning "Fort of the Britons", or Walton meaning a tun or settlement where the Wealh "Britons" still lived.
The number of Celtic river names in England generally increases from east to west, a map showing these being given by Jackson. These names include ones such as Avon, Chew, Frome, Axe, Brue and Exe, but also river names containing the elements "der-/dar-/dur-" and "-went" e.g. "Derwent, Darwen, Deer, Adur, Dour, Darent, Went". These names exhibit multiple different Celtic roots. One is *dubri- "water" [Bret. "dour", C. "dowr", W. "dŵr"], also found in the place-name "Dover" (attested in the Roman period as "Dubrīs"); this is the source of rivers named "Dour". Another is *deru̯o- "oak" or "true" [Bret. "derv", C. "derow", W. "derw"], coupled with 2 agent suffixes, *-ent- and *-iū; this is the origin of "Derwent", " Darent" and "Darwen" (attested in the Roman period as "Deru̯entiō"). The final root to be examined is "went". In Roman Britain, there were three tribal capitals named "U̯entā" (modern Winchester, Caerwent and Caistor St Edmunds), whose meaning was 'place, town'.
Brittonicisms in English
Some, including J. R. R. Tolkien, have argued that Celtic has acted as a substrate to English for both the lexicon and syntax. It is generally accepted that Brittonic effects on English are lexically few, aside from toponyms, consisting of a small number of domestic and geographical words, which 'may' include bin, brock, carr, comb, crag and tor. Another legacy may be the sheep-counting system Yan Tan Tethera in the north, in the traditionally Celtic areas of England such as Cumbria. Several Cornish mining words are still in use in English language mining terminology, such as costean, gunnies, and vug.
Those who argue against the theory of a more significant Brittonic influence than is widely accepted point out that many toponyms have no semantic continuation from the Brittonic language. A notable example is Avon which comes from the Celtic term for river abona or the Welsh term for river, afon, but was used by the English as a personal name. Likewise the River Ouse, Yorkshire contains the word usa which merely means 'water' and the name of the river Trent simply comes from the Welsh word for a trespasser (an over-flowing river).
It has been argued that the use of periphrastic constructions (using auxiliary verbs such as do and be in the continuous/progressive) in the English verb, which is more widespread than in the other Germanic languages, is traceable to Brittonic influence. Others, however, find this unlikely since many of these forms are only attested in the later Middle English period; these scholars claim a native English development rather than Celtic influence. Ian G. Roberts postulates Northern Germanic influence, despite such constructions not existing in Norse. Literary Welsh has the simple present Caraf = I love and the present stative (al. continuous/progressive) Yr wyf yn caru = I am loving, where the Brittonic syntax is partly mirrored in English (Note that I am loving comes from older I am a-loving, from still older ich am on luvende "I am in the process of loving"). In the Germanic sister languages of English there is only one form, for example ich liebe in German, though in colloquial usage in some German dialects, a progressive aspect form has evolved which is formally similar to those found in Celtic languages, and somewhat less similar to the Modern English form, e.g. "I am working" is ich bin am Arbeiten, literally: "I am on the working". The same structure is also found in modern Dutch (ik ben aan het werk), alongside other structures (e.g. ik zit te werken, lit. "I sit to working"). These parallel developments suggest that the English progressive is not necessarily due to Celtic influence; moreover, the native English development of the structure can be traced over 1000 years and more of English literature.
Some researchers (Filppula et al., 2001) argue that other elements of English syntax reflect Brittonic influences. For instance, in English tag questions, the form of the tag depends on the verb form in the main statement (aren't I?, isn't he?, won't we? etc.). The German nicht wahr? and the French n'est-ce pas?, by contrast, are fixed forms which can be used with almost any main statement. It has been claimed that the English system has been borrowed from Brittonic, since Welsh tag questions vary in almost exactly the same way.
Brittonic effect on the Goidelic languages
Far more notable, but less well known, are Brittonic influences on Scottish Gaelic, though Scottish and Irish Gaelic, with their wider range of preposition-based periphrastic constructions, suggest that such constructions descend from their common Celtic heritage. Scottish Gaelic contains several P-Celtic loanwords, but, as there is a far greater overlap in terms of Celtic vocabulary, than with English, it is not always possible to disentangle P- and Q-Celtic words. However, some common words such as monadh = Welsh mynydd, Cumbric *monidh are particularly evident.
The Brittonic influence on Scots Gaelic is often indicated by considering Irish language usage, which is not likely to have been influenced so much by Brittonic. In particular, the word srath (anglicised as "Strath") is a native Goidelic word, but its usage appears to have been modified by the Brittonic cognate ystrad whose meaning is slightly different. The effect on Irish has been the loan from British of many Latin-derived words. This has been associated with the Christianisation of Ireland from Britain.
References
Notes
Sources
Aleini M (1996). Origini delle lingue d'Europa.
Dillon M and Chadwick N (1967). Celtic Realms.
Filppula, M., Klemola, J. and Pitkänen, H. (2001). The Celtic roots of English, Studies in languages, No. 37, University of Joensuu, Faculty of Humanities, .
Hawkes, J. (1973). The first great civilizations: life in Mesopotamia, the Indus Valley and Egypt, The history of human society series, London: Hutchinson, .
Jackson, K., (1994). Language and history in early Britain: a chronological survey of the Brittonic languages, 1st to 12th c. A. D, Celtic studies series, Dublin: Four Courts Press, .
Jackson, K. (1955), "The Pictish Language", in Wainwright, F.T., The Problem of the Picts, Edinburgh: Nelson, pp. 129–166
Rivet A and Smith C (1979). The Placenames of Roman Britain.
Schrijver, P. (1995), Studies in British Celtic Historical Phonology. Amsterdam: Rodopi. .
Willis, David. 2009. "Old and Middle Welsh". In Ball, Martin J., Müller, Nicole (ed). The Celtic Languages, 117–160, 2nd Edition. Routledge Language Family Series.New York: Routledge. .
Driscoll, S T 2011. Pictish archaeology: persistent problems and structural solutions. In Driscoll, S T, Geddes, J and Hall, M A (eds) Pictish Progress: new studies on northern Britain in the early Middle Ages, Leiden and Boston: Bril pp 245–279.
External links
Coates, Richard (2007) Invisible Britons: the view from linguistics. (archived)
Iron Age Britain
Ancient Britain |
4077 | https://en.wikipedia.org/wiki/Binary%20prefix | Binary prefix | A binary prefix is a unit prefix that indicates a multiple of a unit of measurement by an integer power of two. The most commonly used binary prefixes are kibi (symbol Ki, meaning 210= 1024), mebi (Mi, 220 = ), and gibi (Gi, 230 = ). They are most often used in information technology as multipliers of bit and byte, when expressing the capacity of storage devices or the size of computer files.
The binary prefixes "kibi", "mebi", etc. were defined in 1999 by the International Electrotechnical Commission (IEC), in the IEC 60027-2 standard (Amendment 2). They were meant to replace the metric (SI) decimal power prefixes, such as "kilo" ("k", 103 = 1000), "mega" ("M", 106 = ) and "giga" ("G", 109 = ), that were commonly used in the computer industry to indicate the nearest powers of two. For example, a memory module whose capacity was specified by the manufacturer as "2 megabytes" or "2 MB" would hold 2 × 220 = bytes, instead of 2 × 106 = .
On the other hand, a hard disk whose capacity is specified by the manufacturer as "10 gigabytes" or "10 GB", holds 10 × 109 = bytes, or a little more than that, but less than 10 × 230 = and a file whose size is listed as "2.3 GB" may have a size closer to 2.3 × 230 ≈ or to 2.3 × 109 = , depending on the program or operating system providing that measurement. This kind of ambiguity is often confusing to computer system users and has resulted in lawsuits. The IEC 60027-2 binary prefixes have been incorporated in the ISO/IEC 80000 standard and are supported by other standards bodies, including the BIPM, which defines the SI system, the US NIST, and the European Union.
Prior to the 1999 IEC standard, some industry organizations, such as the Joint Electron Device Engineering Council (JEDEC), attempted to redefine the terms kilobyte, megabyte, and gigabyte, and the corresponding symbols KB, MB, and GB in the binary sense, for use in storage capacity measurements. However, other computer industry sectors (such as magnetic storage) continued using those same terms and symbols with the decimal meaning. Since then, the major standards organizations have expressly disapproved the use of SI prefixes to denote binary multiples, and recommended or mandated the use of the IEC prefixes for that purpose, but the use of SI prefixes has persisted in some fields.
While the binary prefixes are almost always used with the units of information, bits and bytes, they may be used with any other unit of measure, when convenient. For example, in signal processing one may need binary multiples of the frequency unit hertz (Hz), for example the kibihertz (KiHz) equal to .
Definitions
In 2022, the International Bureau of Weights and Measures (BIPM) adopted the decimal prefixes ronna for 10009 and quetta for 100010. In analogy to the existing binary prefixes, a consultation paper of the International Committee for Weights and Measures' Consultative Committee for Units (CCU) suggested the prefixes robi (Ri, 10249) and quebi (Qi, 102410) for their binary counterparts, but , no corresponding binary prefixes have been adopted.
Comparison of binary and decimal prefixes
The relative difference between the values in the binary and decimal interpretations increases, when using the SI prefixes as the base, from 2.4% for kilo to nearly 27% for the quetta prefix. Although the prefixes ronna and quetta have been defined, as of 2022 no names have been officially assigned to the corresponding binary prefixes.
History
Early prefixes
The original metric system adopted by France in 1795 included two binary prefixes named double- (2×) and demi- (×). However, these were not retained when the SI prefixes were internationally adopted by the 11th CGPM conference in 1960.
Storage capacity
Main memory
Early computers used one of two addressing methods to access the system memory; binary (base 2) or decimal (base 10). For example, the IBM 701 (1952) used a binary methods and could address 2048 words of 36 bits each, while the IBM 702 (1953) used a decimal system, and could address ten thousand 7-bit words.
By the mid-1960s, binary addressing had become the standard architecture in most computer designs, and main memory sizes were most commonly powers of two. This is the most natural configuration for memory, as all combinations of states of their address lines map to a valid address, allowing easy aggregation into a larger block of memory with contiguous addresses.
While early documentation specified those memory sizes as exact numbers such as 4096, 8192, or units (usually words, bytes, or bits), computer professionals also started using the long-established metric system prefixes "kilo", "mega", "giga", etc., defined to be powers of 10, to mean instead the nearest powers of two; namely, 210 = 1024, 220 = 10242, 230 = 10243, etc.. The corresponding metric prefix symbols ("k", "M", "G", etc.) where used with the same binary meanings. The symbol for 210 = 1024 could be written either in lower case ("k") or in uppercase ("K"). The latter was often used intentionally to indicate the binary rather than decimal meaning. This convention, which could not be extended to higher powers, was widely used in the documentation of the IBM 360 (1964) and of the IBM System/370 (1972), of the CDC 7600, of the DEC PDP-11/70 (1975) and of the DEC VAX-11/780 (1977).
In other documents, however, the metric prefixes and their symbols were used to denote powers of 10, but usually with the understanding that the values given were approximate, often truncated down. Thus, for example, a 1967 document by Control Data Corporation (CDC) abbreviated "216 = 64 × 1024 = words" as "65K words" (rather than "64K" or "66K"),, while the documentation of the HP 21MX real-time computer (1974) denoted 3 × 216 = 192 × 1024 = as "196K" and 220 = as "1M".
These three possible meanings of "k" and "K" ("1024", "1000", or "approximately 1000") were used loosely around the same time, sometimes by the same company. The HP 3000 business computer (1973) could have "64K", "96K", or "128K" bytes of memory. The use of SI prefixes, and the use of "K" instead of "k" remained popular in computer-related publications well into the 21st century, although the ambiguity persisted. The correct meaning was often clear from the context; for instance, in a binary-addressed computer, the true memory size had to be either a power of 2, or a small integer multiple thereof. Thus a "512 megabyte" RAM module was generally understood to have = bytes, rather than .
Hard disks
In specifying disk drive capacities, manufacturers have always used conventional decimal SI prefixes representing powers of 10. Storage in a rotating disk drive is organized in platters and tracks whose sizes and counts are determined by mechanical engineering constraints so that the capacity of a disk drive has hardly ever been a simple multiple of a power of 2. For example, the first commercially sold disk drive, the IBM 350 (1956), had 50 physical disk platters containing a total of sectors of 100 characters each, for a total quoted capacity of 5 million characters.
Moreover, since the 1960s, many disk drives used IBM's disk format, where each track was divided into blocks of user-specified size; and the block sizes were recorded on the disk, subtracting from the usable capacity. For example, the|IBM 3336]] disk pack was quoted to have a 200-megabyte capacity, achieved only with a single -byte block in each of its 808 x 19 tracks.
Decimal megabytes were used for disk capacity by the CDC in 1974. The Seagate ST-412, one of several types installed in the IBM PC/XT, had a capacity of when formatted as 306 × 4 tracks and 32 256-byte sectors per track, which was quoted as "". Similarly, a "" hard drive can be expected to offer only slightly more than = , bytes, not (which would be about bytes or ""). The first terabyte (SI prefix, bytes) hard disk drive was introduced in 2007. Decimal prefixes were generally used by information processing publications when comparing hard disk capacities.
Users must be aware that some programs and operating systems, such as earlier versions of Microsoft Windows and MacOS, may use "MB" and "GB" to denote binary prefixes even when displaying disk drive capacities. Thus, for example, the capacity of a "10 MB" (decimal "M") disk drive could be reported as "9.56 MB", and that of a "300 GB" drive as "279.4 GB". Good software and documentation should specify clearly whether "K", "M", "G" mean binary or decimal multipliers.
Floppy disks
Floppy disks used a variety of formats, and their capacities was usually specified with SI-like prefixes "K" and "M" with either decimal or binary meaning. The capacity of the disks was often specified without accounting for the internal formatting overhead, leading to more irregularities.
The early 8-inch diskette formats could contain less than a megabyte with the capacities of those devices specified in kilobytes, kilobits or megabits.
The 5.25-inch diskette sold with the IBM PC AT could hold = bytes, and thus was marketed as "" with the binary sense of "KB". However, the capacity was also quoted "", which was a hybrid decimal and binary notation, since the "M" meant 1000 × 1024. The precise value was (decimal) or (binary).
The 5.25-inch Apple Disk II had 256 bytes per sector, 13 sectors per track, 35 tracks per side, or a total capacity of bytes. It was later upgraded to 16 sectors per track, giving a total of = bytes, which was described as "140KB" usin the binary sense of "K".
The most recent version of the physical hardware, the "3.5-inch diskette" cartridge, had 720 512-byte blocks (single-sided). Since two blocks comprised 1024 bytes, the capacity was quoted "360 KB", with the binary sense of "K". On the other hand, the quoted capacity of "1.44 MB" of the High Density ("HD") version was again a hybrid decimal and binary notation, since it meant 1440 pairs of 512-byte sectors, or 1440 × 210 = bytes. Some operating systems displayed the capacity of those disks using the binary sense of "MB", as "1.4 MB" (which would be 1.4 x 220 ≈ bytes). User complaints forced both Apple and Microsoft to issue support bulletins explaining the discrepancy.
Optical disks
When specifying the capacities of optical compact discs, "megabyte" and "MB" usually mean 10242 bytes. Thus a "700-MB" (or "80-minute") CD has a nominal capacity of about , which is approximately (decimal).
On the other hand, capacities of other optical disc storage media like DVD, Blu-ray Disc, HD DVD and magneto-optical (MO) have been generally specified in decimal gigabytes ("GB"), that is, 10003 bytes. In particular, a typical "" DVD has a nominal capacity of about 4.7 × 109 bytes, which is about .
Tape drives and media
Tape drive and media manufacturers have generally used SI decimal prefixes to specify the maximum capacity, although the actual capacity would depend on the block size used when recording.
Data and clock rates
Computer clock frequencies are always quoted using SI prefixes in their decimal sense. For example, the internal clock frequency of the original IBM PC was , that is .
Similarly, digital information transfer rates are quoted using decimal prefixe. The Parallel ATA "100 MB/s" disk interface can transfer bytes per second, and a "56 Kb/s" modem transmits bits per second. Seagate specified the sustained transfer rate of some hard disk drive models with both decimal and IEC binary prefixes.
The standadrd sampling rate of music compact disks, quoted as , is indeed samples per second. A " Ethernet interface can receive or transmit up to 109 bits per second, or bytes per second within each packet. A "56k" modem can encode or decode up to bits per second.
Decimal SI prefixes are also generally used for processor-memory data transfer speeds. A PCI-X bus with clock and 64 bits wide can transfer 64-bit words per second, or bit/s = B/s, which is usually quoted as . A PC3200 memory on a double data rate bus, transferring 8 bytes per cycle with a clock speed of has a bandwidth of = B/s, which would be quoted as .
Ambiguous standards
The ambiguous usage of the prefixes "kilo ("K" or "k"), "mega" ("M"), and "giga" ("G"), as meaning both powers of 1000 or (in computer contexts) of 1024, has been recorded in popular dictionaries, and even in some obsolete standards, such as ANSI/IEEE 1084-1986 and 1212-1991, IEEE 610.10-1994, and 100–2000. Some of these standards specifically limited the binary meaning to multiples of "byte" ("B") or "bit" ("b").
Early binary prefix proposals
Before the IEC standard, several alternative proposals existed for unique binary prefixes, starting in the late 1960s. In 1996, Markus Kuhn proposed the extra prefix "di" and the symbol suffix or subscript "2" to mean "binary"; so that, for example, "one dikilobyte" would mean "1024 bytes", denoted "" or ".
In 1968, Donald Morrison proposed to use the Greek letter kappa (κ) to denote 1024, κ2 to denote 10242, and so on. (At the time, memory size was small, and only K was in widespread use.) In the same year, Wallace Givens responded with a suggestion to use bK as an abbreviation for 1024 and bK2 or bK2 for 10242, though he noted that neither the Greek letter nor lowercase letter b would be easy to reproduce on computer printers of the day. Bruce Alan Martin of Brookhaven National Laboratory proposed that, instead of prefixes, binary powers of two were indicated by the letter B followed by the exponent, similar to E in decimal scientific notation. Thus one would write 3B20 for . This convention is still used on some calculators to present binary floating point-numbers today.
In 1969, Donald Knuth, who uses decimal notation like 1 MB = 1000 kB, proposed that the powers of 1024 be designated as "large kilobytes" and "large megabytes", with abbreviations KKB and MMB. However, the use of double SI prefixes, although rejected by the BIPM, had already been given a multiplicative meaning; so that "" could be understood as "(106)2 bytes, that is, "".
Consumer confusion
The ambiguous meanings of "kilo", "mega", "giga", etc., has caused significant consumer confusion, especially in the personal computer era. A common source of confusion was the discrepancy between the capacities of hard drives specified by manufacturers, using those prefixes in the decimal sense, and the numbers reported by operating systems and other software, that used them in the binary sense, such as the Apple in 1984. For example, a hard drive marketed as "" could be reported as having only "". The confusion was compounded by fact that RAM manufacturers used the binary sense too.
Legal disputes
The different interpretations of disk size prefixes led to class action lawsuits against digital storage manufacturers. These cases involved both flash memory and hard disk drives.
Early cases
Early cases (2004–2007) were settled prior to any court ruling with the manufacturers admitting no wrongdoing but agreeing to clarify the storage capacity of their products on the consumer packaging. Accordingly, many flash memory and hard disk manufacturers have disclosures on their packaging and web sites clarifying the formatted capacity of the devices or defining MB as 1 million bytes and 1 GB as 1 billion bytes.
Willem Vroegh v. Eastman Kodak Company
On 20 February 2004, Willem Vroegh filed a lawsuit against Lexar Media, Dane–Elec Memory, Fuji Photo Film USA, Eastman Kodak Company, Kingston Technology Company, Inc., Memorex Products, Inc.; PNY Technologies Inc., SanDisk Corporation, Verbatim Corporation, and Viking Interworks alleging that their descriptions of the capacity of their flash memory cards were false and misleading.
Vroegh claimed that a 256 MB Flash Memory Device had only 244 MB of accessible memory. "Plaintiffs allege that Defendants marketed the memory capacity of their products by assuming that one megabyte equals one million bytes and one gigabyte equals one billion bytes." The plaintiffs wanted the defendants to use the customary values of 10242 for megabyte and 10243 for gigabyte. The plaintiffs acknowledged that the IEC and IEEE standards define a MB as one million bytes but stated that the industry has largely ignored the IEC standards.
The parties agreed that manufacturers could continue to use the decimal definition so long as the definition was added to the packaging and web sites. The consumers could apply for "a discount of ten percent off a future online purchase from Defendants' Online Stores Flash Memory Device".
Orin Safier v. Western Digital Corporation
On 7 July 2005, an action entitled Orin Safier v. Western Digital Corporation, et al. was filed in the Superior Court for the City and County of San Francisco, Case No. CGC-05-442812. The case was subsequently moved to the Northern District of California, Case No. 05-03353 BZ.
Although Western Digital maintained that their usage of units is consistent with "the indisputably correct industry standard for measuring and describing storage capacity", and that they "cannot be expected to reform the software industry", they agreed to settle in March 2006 with 14 June 2006 as the Final Approval hearing date.
Western Digital offered to compensate customers with a free download of backup and recovery software valued at US$30. They also paid $ in fees and expenses to San Francisco lawyers Adam Gutride and Seth Safier, who filed the suit. The settlement called for Western Digital to add a disclaimer to their later packaging and advertising.
Western Digital had this footnote in their settlement. "Apparently, Plaintiff believes that he could sue an egg company for fraud for labeling a carton of 12 eggs a 'dozen', because some bakers would view a 'dozen' as including 13 items."
Cho v. Seagate Technology (US) Holdings, Inc.
A lawsuit (Cho v. Seagate Technology (US) Holdings, Inc., San Francisco Superior Court, Case No. CGC-06-453195) was filed against Seagate Technology, alleging that Seagate overrepresented the amount of usable storage by 7% on hard drives sold between 22 March 2001 and 26 September 2007. The case was settled without Seagate admitting wrongdoing, but agreeing to supply those purchasers with free backup software or a 5% refund on the cost of the drives.
Dinan et al. v. SanDisk LLC
On 22 January 2020, the district court of the Northern District of California ruled in favor of the defendant, SanDisk, upholding its use of "GB" to mean .
The IEC 1999 Standard
in 1995, the International Union of Pure and Applied Chemistry's (IUPAC) Interdivisional Committee on Nomenclature and Symbols (IDCNS) proposed the prefixes "kibi" (short for "kilobinary"), "mebi" ("megabinary"), "gibi" ("gigabinary") and "tebi" ("terabinary"), with respective symbols "kb", "Mb", "Gb" and "Tb", for binary multipliers. The proposal suggested that the SI prefixes should be used only for powers of 10; so that a disk drive capacity of "500 gigabytes", "0.5 terabytes", "500 GB", or "0.5 TB" should all mean bytes, exactly or approximately, rather than (= ) or (= ).
The proposal was not accepted by IUPAC at the time, but was taken up in 1996 by the Institute of Electrical and Electronics Engineers (IEEE) in collaboration with the International Organization for Standardization (ISO) and International Electrotechnical Commission (IEC). The prefixes "kibi", "mebi", "gibi" and "tebi" were retained, but with the symbols "Ki" (with capital "K"), "Mi", "Gi" and "Ti" respectively.
In January 1999, the IEC published this proposal, with additional prefixes "pebi" ("Pi") and "exbi" ("Ei"), as an international standard (IEC 60027-2 Amendment 2) The standard reaffirmed the BIPM's position that the SI prefixes should always denote powers of 10. The third edition of the standard, published in 2005, added prefixes "zebi" and "yobi", thus matching all then-defined SI prefixes with binary counterparts.
The harmonized ISO/IEC IEC 80000-13:2008 standard cancels and replaces subclauses 3.8 and 3.9 of IEC 60027-2:2005 (those defining prefixes for binary multiples). The only significant change is the addition of explicit definitions for some quantities. In 2009, the prefixes kibi-, mebi-, etc. were defined by ISO 80000-1 in their own right, independently of the kibibyte, mebibyte, and so on.
The BIPM standard JCGM 200:2012 "International vocabulary of metrology – Basic and general concepts and associated terms (VIM), 3rd edition" lists the IEC binary prefixes and states "SI prefixes refer strictly to powers of 10, and should not be used for powers of 2. For example, 1 kilobit should not be used to represent bits (210 bits), which is 1 kibibit."
The IEC 60027-2 standard recommended operating systems and other software were updated to use binary or decimal prefixes consistently, but incorrect usage of SI prefixes for binary multiples is still common. At the time, the IEEE decided that their standards would use the prefixes "kilo", etc. with their metric definitions, but allowed the binary definitions to be used in an interim period as long as such usage was explicitly pointed out on a case-by-case basis.
Other standards bodies and organizations
The IEC standard binary prefixes are supported by other standardization bodies and technical organizations.
The United States National Institute of Standards and Technology (NIST) supports the ISO/IEC standards for
"Prefixes for binary multiples" and has a web page documenting them, describing and justifying their use. NIST suggests that in English, the first syllable of the name of the binary-multiple prefix should be pronounced in the same way as the first syllable of the name of the corresponding SI prefix, and that the second syllable should be pronounced as bee. NIST has stated the SI prefixes "refer strictly to powers of 10" and that the binary definitions "should not be used" for them.
As of 2014, the microelectronics industry standards body JEDEC describes the IEC prefixes in its online dictionary, but still allowed the SI prefixes and the symbols "K", "M" and "G" to be used with the binary sense for memory sizes.
On 19 March 2005, the IEEE standard IEEE 1541-2002 ("Prefixes for Binary Multiples") was elevated to a full-use standard by the IEEE Standards Association after a two-year trial period. , the IEEE Publications division does not require the use of IEC prefixes in its major magazines such as Spectrum or Computer.
The International Bureau of Weights and Measures (BIPM), which maintains the International System of Units (SI), expressly prohibits the use of SI prefixes to denote binary multiples, and recommends the use of the IEC prefixes as an alternative since units of information are not included in the SI.
The Society of Automotive Engineers (SAE) prohibits the use of SI prefixes with anything but a power-of-1000 meaning, but does not cite the IEC binary prefixes.
The European Committee for Electrotechnical Standardization (CENELEC) adopted the IEC-recommended binary prefixes via the harmonization document HD 60027-2:2003-03. The European Union (EU) has required the use of the IEC binary prefixes since 2007.
Current practice
Some computer industry participants, such as Hewlett-Packard (HP), and IBM have adopted or recommended IEC binary prefixes as part of their general documentation policies.
As of 2023, the use of SI prefixes with the binary meanings is still prevalent for specifying the capacity of the main memory of computers, of RAM, ROM, EPROM, and EEPROM chips and moduless, and of the cache of computer processors. For example, a "512-megabyte" or "512 MB" memory module holds 512 MiB; that is, 512 × 220 bytes, not 512 × 106.
JEDEC Solid State Technology Association, the semiconductor engineering standardization body of the Electronic Industries Alliance (EIA), continues to include the customary binary definitions of "kilo", "mega", and "giga" in the document Terms, Definitions, and Letter Symbols, and uses those definitions in their later memory standards
On the other hand, the SI prefixes with powers of ten meanings are generally used for the capacity of external storage units, such as disk drives and solid state drives, except for some flash memory modules intended to be used EEPROMs or other similar uses. However, some disk manufacturers have used the IEC prefixes to avoid confusion. The decimal meaning of SI prefixes is usually also intended in measurements of data transfer rates, and clock speeds.
Some operating systems and other software use either the IEC binary multiplier symbols ("Ki", "Mi", etc.) or the SI multiplier symbols ("k", "M", "G", etc.) with decimal meaning. Some programs, such as the Linux/GNU ls command, let the user choose between binary or decimal multipliers. However, some continue to use the SI symbols with the binary meanings, even when reporting disk or file sizes. Some programs may also use "K" instead of "k", with either meaning.
See also
Binary engineering notation
B notation (scientific notation)
ISO/IEC 80000
Nibble
Octet
References
Further reading
– An introduction to binary prefixes
—a 1996–1999 paper on bits, bytes, prefixes and symbols
—Another description of binary prefixes
—White-paper on the controversy over drive capacities
External links
A plea for sanity
A summary of the organizations, software, and so on that have implemented the new binary prefixes
KiloBytes vs. kilobits vs. Kibibytes (Binary prefixes)
SI/Binary Prefix Converter
Storage Capacity Measurement Standards
Measurement
Naming conventions
Units of information
Numeral systems |
4078 | https://en.wikipedia.org/wiki/National%20Baseball%20Hall%20of%20Fame%20and%20Museum | National Baseball Hall of Fame and Museum | The National Baseball Hall of Fame and Museum is a history museum and hall of fame in Cooperstown, New York, operated by private interests. It serves as the central point of the history of baseball in the United States and displays baseball-related artifacts and exhibits, honoring those who have excelled in playing, managing, and serving the sport. The Hall's motto is "Preserving History, Honoring Excellence, Connecting Generations". Cooperstown is often used as shorthand (or a metonym) for the National Baseball Hall of Fame and Museum.
The Hall of Fame was established in 1939 by Stephen Carlton Clark, an heir to the Singer Sewing Machine fortune. Clark sought to bring tourists to a city hurt by the Great Depression, which reduced the local tourist trade, and Prohibition, which devastated the local hops industry. Clark constructed the Hall of Fame's building, which was dedicated on June 12, 1939. (His granddaughter, Jane Forbes Clark, is the current chairman of the board of directors.) The erroneous claim that Civil War hero Abner Doubleday invented baseball in Cooperstown was instrumental in the early marketing of the Hall.
An expanded library and research facility opened in 1994. Dale Petroskey became the organization's president in 1999. In 2002, the Hall launched Baseball as America, a traveling exhibit that toured ten American museums over six years. The Hall of Fame has since also sponsored educational programming on the Internet to bring the Hall of Fame to schoolchildren who might not visit. The Hall and Museum completed a series of renovations in spring 2005. The Hall of Fame also presents an annual exhibit at FanFest at the Major League Baseball All-Star Game.
Inductees
Among baseball fans, "Hall of Fame" means not only the museum and facility in Cooperstown, New York, but the pantheon of players, managers, umpires, executives, and pioneers who have been inducted into the Hall. The first five men elected were Ty Cobb, Babe Ruth, Honus Wagner, Christy Mathewson and Walter Johnson, chosen in 1936; roughly 20 more were selected before the entire group was inducted at the Hall's 1939 opening. , 342 people had been elected to the Hall of Fame, including 241 former Major League Baseball players, 39 Negro league baseball players and executives, 23 managers, 10 umpires, and 36 pioneers, executives, and organizers. One hundred eighteen members of the Hall of Fame have been inducted posthumously, including four who died after their selection was announced. Of the 39 Negro league members, 31 were inducted posthumously, including all 26 selected since the 1990s. The Hall of Fame includes one female member, Effa Manley.
The newest members, inducted on July 23, 2023, are players Fred McGriff and Scott Rolen.
In 2019, former Yankees closer Mariano Rivera became the first player to be elected unanimously. Derek Jeter, Marvin Miller, Ted Simmons, and Larry Walker were to be inducted in 2020, but their induction ceremony was delayed by the COVID-19 pandemic until September 8, 2021. The ceremony was open to the public, as COVID restrictions had been lifted.
Selection process
Players are currently inducted into the Hall of Fame through election by either the Baseball Writers' Association of America (or BBWAA), or the Veterans Committee, which now consists of four subcommittees, each of which considers and votes for candidates from a separate era of baseball. Five years after retirement, any player with 10 years of major league experience who passes a screening committee (which removes from consideration players of clearly lesser qualification) is eligible to be elected by BBWAA members with 10 years' membership or more who also have been actively covering MLB at any time in the 10 years preceding the election (the latter requirement was added for the 2016 election). From a final ballot typically including 25–40 candidates, each writer may vote for up to 10 players; until the late 1950s, voters were advised to cast votes for the maximum 10 candidates. Any player named on 75% or more of all ballots cast is elected. A player who is named on fewer than 5% of ballots is dropped from future elections. In some instances, the screening committee had restored their names to later ballots, but in the mid-1990s, dropped players were made permanently ineligible for Hall of Fame consideration, even by the Veterans Committee. A 2001 change in the election procedures restored the eligibility of these dropped players; while their names will not appear on future BBWAA ballots, they may be considered by the Veterans Committee. Players receiving 5% or more of the votes but fewer than 75% are reconsidered annually until a maximum of ten years of eligibility (lowered from fifteen years for the 2015 election).
Under special circumstances, certain players may be deemed eligible for induction even though they have not met all requirements. Addie Joss was elected in 1978, despite only playing nine seasons before he died of meningitis. Additionally, if an otherwise eligible player dies before his fifth year of retirement, then that player may be placed on the ballot at the first election at least six months after his death. Roberto Clemente set the precedent: the writers put him up for consideration after his death on New Year's Eve, 1972, and he was inducted in 1973.
The five-year waiting period was established in 1954 after an evolutionary process. In 1936 all players were eligible, including active ones. From the 1937 election until the 1945 election, there was no waiting period, so any retired player was eligible, but writers were discouraged from voting for current major leaguers. Since there was no formal rule preventing a writer from casting a ballot for an active player, the scribes did not always comply with the informal guideline; Joe DiMaggio received a vote in 1945, for example. From the 1946 election until the 1954 election, an official one-year waiting period was in effect. (DiMaggio, for example, retired after the 1951 season and was first eligible in the 1953 election.) The modern rule establishing a wait of five years was passed in 1954, although those who had already been eligible under the old rule were grandfathered into the ballot, thus permitting Joe DiMaggio to be elected within four years of his retirement.
Contrary to popular belief, no formal exception was made for Lou Gehrig (other than to hold a special one-man election for him): there was no waiting period at that time, and Gehrig met all other qualifications, so he would have been eligible for the next regular election after he retired during the 1939 season. However, the BBWAA decided to hold a special election at the 1939 Winter Meetings in Cincinnati, specifically to elect Gehrig (most likely because it was known that he was terminally ill, making it uncertain that he would live long enough to see another election). Nobody else was on that ballot, and the numerical results have never been made public. Since no elections were held in 1940 or 1941, the special election permitted Gehrig to enter the Hall while still alive.
If a player fails to be elected by the BBWAA within 10 years of his eligibility for election, he may be selected by the Veterans Committee. Following changes to the election process for that body made in 2010 and 2016, the Veterans Committee is now responsible for electing all otherwise eligible candidates who are not eligible for the BBWAA ballot — both long-retired players and non-playing personnel (managers, umpires, and executives). From 2011 to 2016, each candidate could be considered once every three years; now, the frequency depends on the era in which an individual made his greatest contributions. A more complete discussion of the new process is available below.
From 2008 to 2010, following changes made by the Hall in July 2007, the main Veterans Committee, then made up of living Hall of Famers, voted only on players whose careers began in 1943 or later. These changes also established three separate committees to select other figures:
One committee voted on managers and umpires for induction in every even-numbered year. This committee voted only twice—in 2007 for induction in 2008 and in 2009 for induction in 2010.
One committee voted on executives and builders for induction in every even-numbered year. This committee conducted its only two votes in the same years as the managers/umpires committee.
The pre–World War II players committee was intended to vote every five years on players whose careers began in 1942 or earlier. It conducted its only vote as part of the election process for induction in 2009.
Players of the Negro leagues have also been considered at various times, beginning in 1971. In 2005, the Hall completed a study on African American players between the late 19th century and the integration of the major leagues in 1947, and conducted a special election for such players in February 2006; seventeen figures from the Negro leagues were chosen in that election, in addition to the eighteen previously selected. Following the 2010 changes, Negro leagues figures were primarily considered for induction alongside other figures from the 1871–1946 era, called the "Pre-Integration Era" by the Hall; since 2016, Negro leagues figures are primarily considered alongside other figures from what the Hall calls the "Early Baseball" era (1871–1949).
Predictably, the selection process catalyzes endless debate among baseball fans over the merits of various candidates. Even players elected years ago remain the subjects of discussions as to whether they deserved election. For example, Bill James' 1994 book Whatever Happened to the Hall of Fame? goes into detail about who he believes does and does not belong in the Hall of Fame.
Non-induction of banned players
The selection rules for the Baseball Hall of Fame were modified to prevent the induction of anyone on Baseball's "permanently ineligible" list, such as Pete Rose or "Shoeless Joe" Jackson. Many others have been barred from participation in MLB, but none have Hall of Fame qualifications on the level of Jackson or Rose.
Jackson and Rose were both banned from MLB for life for actions related to gambling on their own teams—Jackson was determined to have cooperated with those who conspired to intentionally lose the 1919 World Series, and for accepting payment for losing, and Rose voluntarily accepted a permanent spot on the ineligible list in return for MLB's promise to make no official finding in relation to alleged betting on the Cincinnati Reds when he was their manager in the 1980s. (Baseball's Rule 21, prominently posted in every clubhouse locker room, mandates permanent banishment from MLB for having a gambling interest of any sort on a game in which a player or manager is directly involved.) Rose later admitted that he bet on the Reds in his 2004 autobiography. Baseball fans are deeply split on the issue of whether these two should remain banned or have their punishment revoked. Writer Bill James, though he advocates Rose eventually making it into the Hall of Fame, compared the people who want to put Jackson in the Hall of Fame to "those women who show up at murder trials wanting to marry the cute murderer".
Changes to Veterans Committee process
The actions and composition of the Veterans Committee have been at times controversial, with occasional selections of contemporaries and teammates of the committee members over seemingly more worthy candidates.
In 2001, the Veterans Committee was reformed to comprise the living Hall of Fame members and other honorees. The revamped Committee held three elections, in 2003 and 2007, for both players and non-players, and in 2005 for players only. No individual was elected in that time, sparking criticism among some observers who expressed doubt whether the new Veterans Committee would ever elect a player. The Committee members, most of whom were Hall members, were accused of being reluctant to elect new candidates in the hope of heightening the value of their own selection. After no one was selected for the third consecutive election in 2007, Hall of Famer Mike Schmidt noted, "The same thing happens every year. The current members want to preserve the prestige as much as possible, and are unwilling to open the doors." In 2007, the committee and its selection processes were again reorganized; the main committee then included all living members of the Hall, and voted on a reduced number of candidates from among players whose careers began in 1943 or later. Separate committees, including sportswriters and broadcasters, would select umpires, managers and executives, as well as players from earlier eras.
In the first election to be held under the 2007 revisions, two managers and three executives were elected in December 2007 as part of the 2008 election process. The next Veterans Committee elections for players were held in December 2008 as part of the 2009 election process; the main committee did not select a player, while the panel for pre–World War II players elected Joe Gordon in its first and ultimately only vote. The main committee voted as part of the election process for inductions in odd-numbered years, while the pre-World War II panel would vote every five years, and the panel for umpires, managers, and executives voted as part of the election process for inductions in even-numbered years.
Further changes to the Veterans Committee process were announced by the Hall in July 2010, July 2016, and April 2022.
Current structure
Per the latest changes, announced on April 22, 2022, the multiple eras previously utilized were collapsed to three, to be voted on in an annual rotation (one per year):
Contemporary Baseball Era (1980–present) players
Contemporary Baseball Era (1980–present) non-players (managers, executives, and umpires)
Classic Baseball Era (prior to 1980)
A one-year waiting period beyond potential BBWAA eligibility (which had been abolished in 2016) was reintroduced, thus restricting the committee to considering players retired for at least 16 seasons.
Eligibility
The eligibility criteria for Era Committee consideration differ between players, managers, and executives.
Players: When a player is no longer eligible on the BBWAA ballot (either 15 years after retirement—five-year period and the 10 years after he first becomes eligible to appear on the BBWAA ballot or when the player is not eligible after earning less than five percent of the BBWAA ballot during a year), he will be considered by the respective committee.
The Hall has not yet established a policy on when players who die while active or during the standard five-year waiting period for BBWAA eligibility will be eligible for committee consideration. As noted earlier, such players become eligible for the BBWAA ballot six months after their deaths.
Managers and umpires who have served at least 10 seasons in that role are eligible five years after retirement, unless they are 65 or older, in which case the waiting period is six months.
Executives are eligible five years after retirement, or upon reaching age 70. For those who meet the age cutoff, they are explicitly eligible for consideration regardless of their current position in an organization or their status as active or retired. Before the 2016 changes to the committee system, active executives 65 years or older were eligible for consideration.
Players and managers with multiple teams
While the text on a player's or manager's plaque lists all teams for which the inductee was a member in that specific role, inductees are usually depicted wearing the cap of a specific team, though in a few cases, like umpires, they wear caps without logos. (Executives are not depicted wearing caps.) Additionally, as of 2015, inductee biographies on the Hall's website for all players and managers, and executives who were associated with specific teams, list a "primary team", which does not necessarily match the cap logo. The Hall selects the logo "based on where that player makes his most indelible mark."
Although the Hall always made the final decision on which logo was shown, until 2001 the Hall deferred to the wishes of players or managers whose careers were linked with multiple teams. Some examples of inductees associated with multiple teams are the following:
Frank Robinson: Robinson chose to have the Baltimore Orioles cap displayed on his plaque, although he had played ten seasons with the Cincinnati Reds and six seasons with Baltimore. Robinson won four pennants and two World Series with the Orioles and one pennant with Cincinnati. His second World Series ring came in the 1970 World Series against the Reds. Robinson also won an MVP award while playing for each team.
Catfish Hunter: Hunter chose not to have any logo on his cap when elected to the Hall of Fame in 1987. Hunter had success for both teams for which he played – the Kansas City/Oakland Athletics (his first ten seasons) and the New York Yankees (his final five seasons). Furthermore, both during and after his career he maintained good relations with both teams and their respective owners (Charles Finley and George Steinbrenner), and did not wish to slight either team by selecting the other.
Nolan Ryan: Born and raised in Texas, Ryan entered the Hall in 1999 wearing a Texas Rangers cap on his plaque, although he spent only five seasons with the Rangers, while raised in the Houston area and having longer and more successful tenures with the Houston Astros (nine seasons, 1980–88 and his record-setting fifth career no-hitter) and California Angels (eight seasons, 1972–79 and the first four of his seven career no-hitters). Ryan's only championship was as a member of the New York Mets in 1969. Ryan finished his career with the Rangers, reaching his 5,000th strikeout and 300th win, and throwing the last two of his no-hitters. He had personally chosen the Rangers due to these figures as well as because Texas encompasses the city of Houston, thereby representing both teams. Despite this, his biography on the Hall's website lists his primary team as the Angels. Ryan later took ownership of the Rangers when they were sold to his Rangers Baseball Express group in 2010. He sold his Rangers interest in 2013 and is now in the Astros' front office. In 2020 Ryan discontinued his executive role with the Astros. The minor-league team in which he has an ownership interest, the Round Rock Express of Round Rock, Texas outside of Austin, will be the AAA franchise of the Texas Rangers.
Reggie Jackson: Jackson chose to be depicted with a Yankees cap over an Athletics cap. As a member of the Kansas City/Oakland A's, Jackson played ten seasons (1967–75, '87), winning three World Series (1972, 1973, 1974) and the 1973 AL MVP Award. During his five years in New York (1977–81), Jackson won two World Series (1977–78), with his crowning achievement occurring during Game Six of the 1977 World Series, when he hit three home runs on consecutive pitches and earned his nickname "Mr. October".
Carlton Fisk: Fisk went into the hall with a Boston Red Sox cap on his plaque in 2000 despite having played with the Chicago White Sox longer and posting more significant numbers with the White Sox. Fisk's choice of the Red Sox was likely due to his being a New England native, as well as his famous "Stay fair!" walk-off home run in Game Six of the 1975 World Series for which he is most associated.
Sparky Anderson: Also in 2000, Anderson entered the Hall with a Cincinnati Reds cap on his plaque despite managing almost twice as many seasons with the Detroit Tigers (17 in Detroit; nine in Cincinnati). He chose the Reds to honor that team's former general manager Bob Howsam, who gave him his first major-league managing job. Anderson won two World Series with the Reds and one with the Tigers.
Dave Winfield: Winfield had spent the most years in his career with the Yankees and had great success there, though he chose to go into the Hall as a member of the San Diego Padres due to his feud with Yankees owner George Steinbrenner.
In all of the above cases, the "primary team" is the team for which the inductee spent the largest portion of his career except for Ryan, whose primary team is listed as the Angels despite playing one fewer season for that team than for the Astros.
In 2001, the Hall of Fame decided to change the policy on cap logo selection, as a result of rumors that some teams were offering compensation, such as number retirement, money, or organizational jobs, in exchange for the cap designation. (For example, though Wade Boggs denied the claims, some media reports had said that his contract with the Tampa Bay Devil Rays required him to request depiction in the Hall of Fame as a Devil Ray.) The Hall decided that it would no longer defer to the inductee, though the player's wishes would be considered, when deciding on the logo to appear on the plaque. Newly elected members affected by the change include the following:
Gary Carter: Inducted in 2003, Carter was the first player to be affected by the new policy. Carter won his only championship with the 1986 New York Mets, and wanted his induction plaque to depict him wearing a Mets cap, though he had spent twelve years (1974–84, 1992) with the Montreal Expos and five (1985–89) with the Mets. The Hall of Fame decided that Carter's impact on the Montreal franchise warranted depicting him with an Expos cap.
Wade Boggs: Boggs's only title was as a member of the 1996 New York Yankees, for whom he played from 1993 to 1997, but his best career numbers were posted during his 11 years (1982–92) with the Boston Red Sox. Boggs would eventually be depicted wearing a Boston cap for his 2005 induction.
Andre Dawson: Dawson's cap depicts him as a member of the Expos, his team for eleven years, despite his expressed preference to be shown as a member of the Chicago Cubs. While Dawson played only six years with the Cubs, five of his eight All-Star appearances were as a Cub, and his only MVP award came in his first year with the team in 1987.
Tony La Russa: Manager La Russa chose not to have a logo after managing three teams over 33 years—the Chicago White Sox, Oakland Athletics, and St. Louis Cardinals. His greatest successes were with the A's (three pennants and a World Series title in 10 years) and Cardinals (three pennants and two World Series in 16 years). Nonetheless, La Russa felt that his induction to the Hall was due to his tenures with all three teams, and stated that not including a logo meant that "fans of all [three] clubs can celebrate this honor with me." La Russa's biography on the Hall's website lists his primary team as the Cardinals.
Greg Maddux: Although Maddux had his greatest success while with the Atlanta Braves for 11 seasons, he had two stints with the Chicago Cubs for a total of 10 seasons, including the first seven of his MLB career. Maddux believed that both fanbases were equally important in his career, and so the cap on his plaque does not feature any logo. His biography on the Hall's website lists his primary team as the Braves.
Randy Johnson: Johnson played for six teams in a 22-year career, but spent the bulk of it with the Seattle Mariners (10 seasons) and Arizona Diamondbacks (8 seasons). While enjoying great success with both teams, he had more significant honors with the Diamondbacks. Four of Johnson's five Cy Young Awards (consecutively from 1999 to 2002), his only title (in 2001), his pitching triple crown (2002), and his perfect game (2004) all came with Arizona. Accordingly, he and the Hall agreed his plaque should feature a Diamondbacks logo. His biography on the Hall's website lists his primary team as the Mariners.
Vladimir Guerrero: Guerrero played the majority of his career with the Montreal Expos, spending eight of his sixteen seasons with the team. However, he recorded the majority of his success during his time with the Angels, including five out of his nine All-Star selections, his MVP award, four out of his eight Silver Slugger awards, and all five of his playoff berths. Guerrero ultimately had an Angels logo on his plaque, becoming the only member of the team to have as such. His biography on the Hall's website lists his primary team as the Expos.
Mike Mussina, who played 10 seasons with the Baltimore Orioles and eight seasons with the New York Yankees, decided to go into the Hall without a logo on his plaque, saying "I don't feel like I can pick one team over the other because they were both great to me. I did a lot in Baltimore and they gave me the chance and then in New York we went to the playoffs seven of eight years, and both teams were involved. To go in with no logo was the only decision I felt good about". Mussina's biography at the Hall lists his primary team as Baltimore.
Roy Halladay was posthumously elected to the Hall on January 22, 2019, in his first year of eligibility, garnering 85.4 percent of the vote. Halladay was a six-time All-Star and won a Cy Young award with the Toronto Blue Jays from 1998 to 2009, and then was a two-time All-Star and won a Cy Young award with the Philadelphia Phillies over his final four seasons. He spent 12 of his 16 MLB seasons with the Blue Jays and earned 148 of his 203 victories with them, although his team never reached the playoffs. For the Phillies, he threw a perfect game and a postseason no-hitter, though his final two seasons were injury-plagued. Halladay was quoted as saying after he retired in 2013 that he'd like to enter the Hall of Fame as a Blue Jay, and he signed a ceremonial contract to retire with Toronto. However, he died in a plane crash on November 7, 2017. The Hall deferred to the wishes of his wife and sons who chose not to have a logo for his cap, which leaves Roberto Alomar as the sole Cooperstown inductee as a Blue Jay. Halladay's biography on the Hall's website lists his primary team as the Blue Jays.
The museum
Sam Crane (who had played a decade in 19th century baseball before becoming a manager and sportswriter) had first approached the idea of making a memorial to the great players of the past in what was believed to have been the birthplace of baseball: Cooperstown, New York, but the idea did not muster much momentum until after his death in 1925. In 1934, the idea for establishing a Baseball Hall of Fame and Museum was devised by several individuals, such as Ford Frick (president of the National League) and Alexander Cleland, a Scottish immigrant who decided to serve as the first executive secretary for the Museum for the next seven years that worked with the interests of the Village and Major League Baseball. Stephen Carlton Clark (a Cooperstown native) paid for the construction of the museum, which was planned to open in 1939 to mark the "Centennial of Baseball", which included renovations to Doubleday Field. William Beattie served as the first curator of the museum.
According to the Hall of Fame, approximately 260,000 visitors enter the museum each year, and the running total has surpassed 17 million. These visitors see only a fraction of its 40,000 artifacts, 3 million library items (such as newspaper clippings and photos) and 140,000 baseball cards.
The Hall has seen a noticeable decrease in attendance in recent years. A 2013 story on ESPN.com about the village of Cooperstown and its relation to the game partially linked the reduced attendance with Cooperstown Dreams Park, a youth baseball complex about away in the town of Hartwick. The 22 fields at Dreams Park currently draw 17,000 players each summer for a week of intensive play; while the complex includes housing for the players, their parents and grandparents must stay elsewhere. According to the story,
Prior to Dreams Park, a room might be filled for a week by several sets of tourists. Now, that room will be taken by just one family for the week, and that family may only go into Cooperstown and the Hall of Fame once. While there are other contributing factors (the recession and high gas prices among them), the Hall's attendance has tumbled since Dreams Park opened. The Hall drew 383,000 visitors in 1999. It drew 262,000 last year.
First floor
Baseball at the Movies houses baseball movie memorabilia while a screen shows footage from those movies.
The Bullpen Theater is the site of daily programming at the museum (trivia games, book discussions, etc.) and is decorated with pictures of famous relief pitchers.
Inductee Row features images of Hall of Famers inducted from 1937 to 1939.
The Perez-Steele Art Gallery features art of all media related to baseball. Dick Perez served as an artist for various projects at the National Baseball Hall of Fame and Museum for 20 years, starting in 1981
The Plaque Gallery, the most recognizable site at the museum, contains induction plaques of all members. Since 2016, sculptor Tom Tsuchiya has been creating the bas-relief likeness plaques due to a commission from Matthews International.
The Sandlot Kids Clubhouse has various interactive displays for young children.
Scribes and Mikemen honors BBWAA Career Excellence Award and Ford C. Frick Award winners with a photo display and has artifacts related to baseball writing and broadcasting. Floor-to-ceiling windows at the Scribes and Mikemen exhibit face an outdoor courtyard with statues of Johnny Podres and Roy Campanella (representing the Brooklyn Dodgers 1955 championship team), and an unnamed All-American Girls Professional Baseball League player. A Satchel Paige statue was unveiled and dedicated during the 2006 Induction Weekend.
An Education Gallery hosts school groups and, in the summer, presentations about artifacts from the museum's collection.
Second floor
The Grandstand Theater features a 12-minute multimedia film. The 200-seat theater, complete with replica stadium seats, is decorated to resemble old Comiskey Park.
The Game is the major feature of the second floor. It is where the most artifacts are displayed. The Game is set up in a timeline format, starting with baseball's beginnings and culminating with the game we know today. There are several offshoots of this meandering timeline:
The Babe Ruth Room
Diamond Dreams (women in baseball)
¡Viva Baseball! (a bilingual exhibit, in English and Spanish, that celebrates baseball in Latin America)
Pride and Passion (Negro leagues exhibit)
Taking The Field (19th century baseball)
Whole New Ballgame, the Museum's newest permanent exhibit, opened in 2015 and is located in the Janetschek Gallery. This exhibit completes the timeline of baseball through the last 45 years into the game we know today. It features environmental video walls and new interactive elements to go along with artifacts from the Museum's collection.
The Today's Game exhibit is built like a baseball clubhouse, with 30 glass-enclosed locker stalls, one for each Major League franchise. In each stall there is a jersey and other items from the designated big league team, along with a brief team history. A center display case holds objects donated to the Hall of Fame from the past year or two. Fans can also look into a room designed to look like a manager's office. Outside is a display case with rotating artifacts. Currently the space is devoted to the World Baseball Classic.
Third floor
Autumn Glory is devoted to post-season baseball and has, among other artifacts, replicas of World Series rings.
Hank Aaron: Chasing the Dream
A theater area continually plays the popular Abbott and Costello routine "Who's on First?"
One for the Books tells the story of baseball's most cherished records through more than 200 artifacts. The exhibit allows fans to search records dating back through baseball history via an interactive Top Ten Tower while giving visitors a look at exciting moments throughout the years via a multimedia wall.
BBWAA awards: Replicas of various awards distributed by the BBWAA at the end of each season, along with a list of past winners.
A case dedicated to Ichiro Suzuki setting the major league record for base hits in a single season, with 262 in 2004, after George Sisler had held the record for 84 years with 257.
A case full of World Series rings from prior years from the 1900s to present.
An inductee database touch-screen computer with statistics for every inductee.
Programs from every World Series.
Sacred Ground is devoted entirely to ballparks and everything about them, especially the fan experience and the business of a ballpark. The centerpiece is a computer tour of three former ballparks: Boston's South End Grounds, Chicago's Comiskey Park, and Brooklyn's Ebbets Field.
Notable events
1982 unauthorized sales
A controversy erupted in 1982, when it emerged that some historic items given to the Hall had been sold on the collectibles market. The items had been lent to the Baseball Commissioner's office, gotten mixed up with other property owned by the Commissioner's office and employees of the office, and moved to the garage of Joe Reichler, an assistant to Commissioner Bowie Kuhn, who sold the items to resolve his personal financial difficulties. Under pressure from the New York Attorney General, the Commissioner's Office made reparations, but the negative publicity damaged the Hall of Fame's reputation, and made it more difficult for it to solicit donations.
2014 commemorative coins
In 2012, Congress passed and President Barack Obama signed a law ordering the United States Mint to produce and sell commemorative, non-circulating coins to benefit the private, non-profit Hall. The bill, , was introduced in the United States House of Representatives by Rep. Richard Hanna, a Republican from New York, and passed the House on October 26, 2011. The coins, which depict baseball gloves and balls, are the first concave designs produced by the Mint. The mintage included 50,000 gold coins, 400,000 silver coins, and 750,000 clad (nickel-copper) coins. The Mint released them on March 27, 2014, and the gold and silver editions quickly sold out. The Hall receives money from surcharges included in the sale price: a total of $9.5 million if all the coins are sold.
See also
Award share
Bob Feller Act of Valor Award
Honor Rolls of Baseball (1946) (managers, executives, writers, umpires)
List of Major League Baseball awards
List of members of the Baseball Hall of Fame
Negro Leagues Baseball Museum
Nisei Baseball Research Project
References
External links
Official website
Hall of Fame History from Major League Baseball
Awards and Honors. Baseball-Reference.com (including HOF inductees, Hall of Famer Batting and Pitching Stats, and HOF Voting Results for 1936 to present)
Baseball museums and halls of fame
Clark family
Baseball
History of baseball in the United States
Museums in Otsego County, New York
Sports museums in New York (state)
Sports organizations established in 1936
Tourist attractions in Otsego County, New York
1936 establishments in New York (state) |
4092 | https://en.wikipedia.org/wiki/Bishop | Bishop | A bishop is an ordained member of the clergy who is entrusted with a position of authority and oversight in a religious institution.
In Christianity, bishops are normally responsible for the governance of dioceses. The role or office of bishop is called episcopacy. Organizationally, several Christian denominations utilize ecclesiastical structures that call for the position of bishops, while other denominations have dispensed with this office, seeing it as a symbol of power. Bishops have also exercised political authority.
Traditionally, bishops claim apostolic succession, a direct historical lineage dating back to the original Twelve Apostles or Saint Paul. The bishops are by doctrine understood as those who possess the full priesthood given by Jesus Christ, and therefore may ordain other clergy, including other bishops. A person ordained as a deacon, priest (i.e. presbyter), and then bishop is understood to hold the fullness of the ministerial priesthood, given responsibility by Christ to govern, teach and sanctify the Body of Christ (the Church). Priests, deacons and lay ministers co-operate and assist their bishops in pastoral ministry.
Some Pentecostal and other Protestant denominations have bishops who oversee congregations, though they do not claim apostolic succession.
Terminology
The English term bishop derives from the Greek word , meaning "overseer"; Greek was the language of the early Christian church. However, the term did not originate in Christianity. In Greek literature, the term had been used for several centuries before the advent of Christianity. It later transformed into the Latin , Old English , Middle English and lastly bishop.
In the early Christian era the term was not always clearly distinguished from (literally: "elder" or "senior", origin of the modern English word priest), but is used in the sense of the order or office of bishop, distinct from that of presbyter, in the writings attributed to Ignatius of Antioch (died ).
History in Christianity
The earliest organization of the Church in Jerusalem was, according to most scholars, similar to that of Jewish synagogues, but it had a council or college of ordained presbyters (). In Acts 11:30 and Acts 15:22, a collegiate system of government in Jerusalem is chaired by James the Just, according to tradition the first bishop of the city. In Acts 14:23, the Apostle Paul ordains presbyters in churches in Anatolia. The word presbyter was not yet distinguished from overseer (, later used exclusively to mean bishop), as in Acts 20:17, Titus 1:5–7 and 1 Peter 5:1. The earliest writings of the Apostolic Fathers, the Didache and the First Epistle of Clement, for example, show the church used two terms for local church offices—presbyters (seen by many as an interchangeable term with or overseer) and deacon.
In the First epistle to Timothy and Epistle to Titus in the New Testament a more clearly defined episcopate can be seen. Both letters state that Paul had left Timothy in Ephesus and Titus in Crete to oversee the local church. Paul commands Titus to ordain presbyters/bishops and to exercise general oversight.
Early sources are unclear but various groups of Christian communities may have had the bishop surrounded by a group or college functioning as leaders of the local churches. Eventually the head or "monarchic" bishop came to rule more clearly, and all local churches would eventually follow the example of the other churches and structure themselves after the model of the others with the one bishop in clearer charge, though the role of the body of presbyters remained important.
Eventually, as Christendom grew, bishops no longer directly served individual congregations. Instead, the metropolitan bishop (the bishop in a large city) appointed priests to minister each congregation, acting as the bishop's delegate.
Apostolic Fathers
Around the end of the 1st century, the church's organization became clearer in historical documents. In the works of the Apostolic Fathers, and Ignatius of Antioch in particular, the role of the episkopos, or bishop, became more important or, rather, already was very important and being clearly defined. While Ignatius of Antioch offers the earliest clear description of monarchial bishops (a single bishop over all house churches in a city) he is an advocate of monepiscopal structure rather than describing an accepted reality. To the bishops and house churches to which he writes, he offers strategies on how to pressure house churches who do not recognize the bishop into compliance. Other contemporary Christian writers do not describe monarchial bishops, either continuing to equate them with the presbyters or speaking of (bishops, plural) in a city.
As the Church continued to expand, new churches in important cities gained their own bishop. Churches in the regions outside an important city were served by Chorbishop, an official rank of bishops. However, soon, presbyters and deacons were sent from the bishop of a city church. Gradually, priests replaced the chorbishops. Thus, in time, the bishop changed from being the leader of a single church confined to an urban area to being the leader of the churches of a given geographical area.
Clement of Alexandria (end of the 2nd century) writes about the ordination of a certain Zachæus as bishop by the imposition of Simon Peter Bar-Jonah's hands. The words bishop and ordination are used in their technical meaning by the same Clement of Alexandria. The bishops in the 2nd century are defined also as the only clergy to whom the ordination to priesthood (presbyterate) and diaconate is entrusted: "a priest (presbyter) lays on hands, but does not ordain." ().
At the beginning of the 3rd century, Hippolytus of Rome describes another feature of the ministry of a bishop, which is that of the : the primate of sacrificial priesthood and the power to forgive sins.
Christian bishops and civil government
The efficient organization of the Roman Empire became the template for the organisation of the church in the 4th century, particularly after Constantine's Edict of Milan. As the church moved from the shadows of privacy into the public forum it acquired land for churches, burials and clergy. In 391, Theodosius I decreed that any land that had been confiscated from the church by Roman authorities be returned.
The most usual term for the geographic area of a bishop's authority and ministry, the diocese, began as part of the structure of the Roman Empire under Diocletian. As Roman authority began to fail in the western portion of the empire, the church took over much of the civil administration. This can be clearly seen in the ministry of two popes: Pope Leo I in the 5th century, and Pope Gregory I in the 6th century. Both of these men were statesmen and public administrators in addition to their role as Christian pastors, teachers and leaders. In the Eastern churches, latifundia entailed to a bishop's see were much less common, the state power did not collapse the way it did in the West, and thus the tendency of bishops acquiring civil power was much weaker than in the West. However, the role of Western bishops as civil authorities, often called prince bishops, continued throughout much of the Middle Ages.
Bishops holding political office
As well as being Archchancellors of the Holy Roman Empire after the 9th century, bishops generally served as chancellors to medieval monarchs, acting as head of the justiciary and chief chaplain. The Lord Chancellor of England was almost always a bishop up until the dismissal of Cardinal Thomas Wolsey by Henry VIII. Similarly, the position of Kanclerz in the Polish kingdom was always held by a bishop until the 16th century.
In modern times, the principality of Andorra is headed by Co-Princes of Andorra, one of whom is the Bishop of Urgell and the other, the sitting President of France, an arrangement that began with the Paréage of Andorra (1278), and was ratified in the 1993 constitution of Andorra.
The office of the Papacy is inherently held by the sitting Roman Catholic Bishop of Rome. Though not originally intended to hold temporal authority, since the Middle Ages the power of the Papacy gradually expanded deep into the secular realm and for centuries the sitting Bishop of Rome was the most powerful governmental office in Central Italy. In modern times, the Pope is also the sovereign Prince of Vatican City, an internationally recognized micro-state located entirely within the city of Rome.
In France, prior to the Revolution, representatives of the clergy — in practice, bishops and abbots of the largest monasteries — comprised the First Estate of the Estates-General. This role was abolished after separation of Church and State was implemented during the French Revolution.
In the 21st century, the more senior bishops of the Church of England continue to sit in the House of Lords of the Parliament of the United Kingdom, as representatives of the established church, and are known as Lords Spiritual. The Bishop of Sodor and Man, whose diocese lies outside the United Kingdom, is an ex officio member of the Legislative Council of the Isle of Man. In the past, the Bishop of Durham had extensive vice-regal powers within his northern diocese, which was a county palatine, the County Palatine of Durham, (previously, Liberty of Durham) of which he was ex officio the earl. In the 19th century, a gradual process of reform was enacted, with the majority of the bishop's historic powers vested in The Crown by 1858.
Eastern Orthodox bishops, along with all other members of the clergy, are canonically forbidden to hold political office. Occasional exceptions to this rule are tolerated when the alternative is political chaos. In the Ottoman Empire, the Patriarch of Constantinople, for example, had de facto administrative, cultural and legal jurisdiction, as well as spiritual authority, over all Eastern Orthodox Christians of the empire, as part of the Ottoman millet system. An Orthodox bishop headed the Prince-Bishopric of Montenegro from 1516 to 1852, assisted by a secular guvernadur. More recently, Archbishop Makarios III of Cyprus, served as President of the Cyprus from 1960 to 1977, an extremely turbulent time period on the island.
In 2001, Peter Hollingworth, AC, OBE – then the Anglican Archbishop of Brisbane – was controversially appointed Governor-General of Australia. Although Hollingworth gave up his episcopal position to accept the appointment, it still attracted considerable opposition in a country which maintains a formal separation between Church and State.
Episcopacy during the English Civil War
During the period of the English Civil War, the role of bishops as wielders of political power and as upholders of the established church became a matter of heated political controversy. Presbyterianism was the polity of most Reformed Churches in Europe, and had been favored by many in England since the English Reformation. Since in the primitive church the offices of presbyter and were not clearly distinguished, many Puritans held that this was the only form of government the church should have. The Anglican divine, Richard Hooker, objected to this claim in his famous work Of the Laws of Ecclesiastic Polity while, at the same time, defending Presbyterian ordination as valid (in particular Calvin's ordination of Beza). This was the official stance of the English Church until the Commonwealth, during which time, the views of Presbyterians and Independents (Congregationalists) were more freely expressed and practiced.
Christian churches
Catholic, Eastern Orthodox, Oriental Orthodox, Lutheran and Anglican churches
Bishops form the leadership in the Catholic Church, the Eastern Orthodox Church, the Oriental Orthodox Churches, certain Lutheran Churches, the Anglican Communion, the Independent Catholic Churches, the Independent Anglican Churches, and certain other, smaller, denominations.
The traditional role of a bishop is as pastor of a diocese (also called a bishopric, synod, eparchy or see), and so to serve as a "diocesan bishop", or "eparch" as it is called in many Eastern Christian churches. Dioceses vary considerably in size, geographically and population-wise. Some dioceses around the Mediterranean Sea which were Christianised early are rather compact, whereas dioceses in areas of rapid modern growth in Christian commitment—as in some parts of Sub-Saharan Africa, South America and the Far East—are much larger and more populous.
As well as traditional diocesan bishops, many churches have a well-developed structure of church leadership that involves a number of layers of authority and responsibility.
Duties
In Catholicism, Eastern Orthodoxy, Oriental Orthodoxy, High Church Lutheranism, and Anglicanism, only a bishop can ordain other bishops, priests, and deacons.
In the Eastern liturgical tradition, a priest can celebrate the Divine Liturgy only with the blessing of a bishop. In Byzantine usage, an antimension signed by the bishop is kept on the altar partly as a reminder of whose altar it is and under whose omophorion the priest at a local parish is serving. In Syriac Church usage, a consecrated wooden block called a thabilitho is kept for the same reasons.
The bishop is the ordinary minister of the sacrament of confirmation in the Latin Church, and in the Old Catholic communion only a bishop may administer this sacrament. In the Lutheran and Anglican churches, the bishop normatively administers the rite of confirmation, although in those denominations that do not have an episcopal polity, confirmation is administered by the priest. However, in the Byzantine and other Eastern rites, whether Eastern or Oriental Orthodox or Eastern Catholic, chrismation is done immediately after baptism, and thus the priest is the one who confirms, using chrism blessed by a bishop.
Ordination of Catholic, Eastern Orthodox, Oriental Orthodox, Lutheran and Anglican bishops
Bishops in all of these communions are ordained by other bishops through the laying on of hands.
Ordination of a bishop, and thus continuation of apostolic succession, takes place through a ritual centred on the imposition of hands and prayer.
Catholic, Eastern Orthodox, Oriental Orthodox, Anglican, Old Catholic and some Lutheran bishops claim to be part of the continuous sequence of ordained bishops since the days of the apostles referred to as apostolic succession.
In Scandinavia and the Baltic region, Lutheran churches participating in the Porvoo Communion (those of Iceland, Norway, Sweden, Finland, Estonia, and Lithuania), as well as many non-Porvoo membership Lutheran churches (including those of Kenya, Latvia, and Russia), as well as the confessional Communion of Nordic Lutheran Dioceses, believe that they ordain their bishops in the apostolic succession in lines stemming from the original apostles. The New Westminster Dictionary of Church History states that "In Sweden the apostolic succession was preserved because the Catholic bishops were allowed to stay in office, but they had to approve changes in the ceremonies."
Peculiar to the Catholic Church
While traditional teaching maintains that any bishop with apostolic succession can validly perform the ordination of another bishop, some churches require two or three bishops participate, either to ensure sacramental validity or to conform with church law. Catholic doctrine holds that one bishop can validly ordain another (priest) as a bishop. Though a minimum of three bishops participating is desirable (there are usually several more) in order to demonstrate collegiality, canonically only one bishop is necessary. The practice of only one bishop ordaining was normal in countries where the Church was persecuted under Communist rule.
The title of archbishop or metropolitan may be granted to a senior bishop, usually one who is in charge of a large ecclesiastical jurisdiction. He may, or may not, have provincial oversight of suffragan bishops and may possibly have auxiliary bishops assisting him.
Apart from the ordination, which is always done by other bishops, there are different methods as to the actual selection of a candidate for ordination as bishop. In the Catholic Church the Congregation for Bishops generally oversees the selection of new bishops with the approval of the pope. The papal nuncio usually solicits names from the bishops of a country, consults with priests and leading members of a laity, and then selects three to be forwarded to the Holy See. In Europe, some cathedral chapters have duties to elect bishops. The Eastern Catholic churches generally elect their own bishops. Most Eastern Orthodox churches allow varying amounts of formalised laity or lower clergy influence on the choice of bishops. This also applies in those Eastern churches which are in union with the pope, though it is required that he give assent.
The pope, in addition to being the Bishop of Rome and spiritual head of the Catholic Church, is also the Patriarch of the Latin Church. Each bishop within the Latin Church is answerable directly to the Pope and not any other bishop except to metropolitans in certain oversight instances. The pope previously used the title Patriarch of the West, but this title was dropped from use in 2006, a move which caused some concern within the Eastern Orthodox Communion as, to them, it implied wider papal jurisdiction.
Recognition of other churches' ordinations
The Catholic Church does recognise as valid (though illicit) ordinations done by breakaway Catholic, Old Catholic or Oriental bishops, and groups descended from them; it also regards as both valid and licit those ordinations done by bishops of the Eastern churches, so long as those receiving the ordination conform to other canonical requirements (for example, is an adult male) and an eastern orthodox rite of episcopal ordination, expressing the proper functions and sacramental status of a bishop, is used; this has given rise to the phenomenon of (for example, clergy of the Independent Catholic groups which claim apostolic succession, though this claim is rejected by both Catholicism and Eastern Orthodoxy). With respect to Lutheranism, "the Catholic Church has never officially expressed its judgement on the validity of orders as they have been handed down by episcopal succession in these two national Lutheran churches" (the Evangelical Lutheran Church of Sweden and the Evangelical Lutheran Church of Finland) though it does "question how the ecclesiastical break in the 16th century has affected the apostolicity of the churches of the Reformation and thus the apostolicity of their ministry". Since Pope Leo XIII issued the bull in 1896, the Catholic Church has insisted that Anglican orders are invalid because of the Reformed changes in the Anglican ordination rites of the 16th century and divergence in understanding of the theology of priesthood, episcopacy and Eucharist. However, since the 1930s, Utrecht Old Catholic bishops (recognised by the Holy See as validly ordained) have sometimes taken part in the ordination of Anglican bishops. According to the writer Timothy Dufort, by 1969, all Church of England bishops had acquired Old Catholic lines of apostolic succession recognised by the Holy See. This development has been used to argue that the strain of apostolic succession has been re-introduced into Anglicanism, at least within the Church of England. However, other issues, such as the Anglican ordination of women, is at variance with Catholic understanding of Christian teaching, and have contributed to the reaffirmation of Catholic rejection of Anglican ordinations.
The Eastern Orthodox Churches do not accept the validity of any ordinations performed by the Independent Catholic groups, as Eastern Orthodoxy considers to be spurious any consecration outside the Church as a whole. Eastern Orthodoxy considers apostolic succession to exist only within the Universal Church, and not through any authority held by individual bishops; thus, if a bishop ordains someone to serve outside the (Eastern Orthodox) Church, the ceremony is ineffectual, and no ordination has taken place regardless of the ritual used or the ordaining prelate's position within the Eastern Orthodox Churches.
The position of the Catholic Church is slightly different. Whilst it does recognise the validity of the orders of certain groups which separated from communion with Holy See (for instance, the ordinations of the Old Catholics in communion with Utrecht, as well as the Polish National Catholic Church - which received its orders directly from Utrecht, and was until recently part of that communion), Catholicism does not recognise the orders of any group whose teaching is at variance with what they consider the core tenets of Christianity; this is the case even though the clergy of the Independent Catholic groups may use the proper ordination ritual. There are also other reasons why the Holy See does not recognise the validity of the orders of the Independent clergy:
They hold that the continuing practice among many Independent clergy of one person receiving multiple ordinations in order to secure apostolic succession, betrays an incorrect and mechanistic theology of ordination.
They hold that the practice within Independent groups of ordaining women (such as within certain member communities of the Anglican Communion) demonstrates an understanding of priesthood that they vindicate is totally unacceptable to the Catholic and Eastern Orthodox churches as they believe that the Universal Church does not possess such authority; thus, they uphold that any ceremonies performed by these women should be considered being sacramentally invalid.
The theology of male clergy within the Independent movement is also suspect according to the Catholics, as they presumably approve of the ordination of females, and may have even undergone an (invalid) ordination ceremony conducted by a woman.
Whilst members of the Independent Catholic movement take seriously the issue of valid orders, it is highly significant that the relevant Vatican Congregations tend not to respond to petitions from Independent Catholic bishops and clergy who seek to be received into communion with the Holy See, hoping to continue in some sacramental role. In those instances where the pope does grant reconciliation, those deemed to be clerics within the Independent Old Catholic movement are invariably admitted as laity and not priests or bishops.
There is a mutual recognition of the validity of orders amongst Catholic, Eastern Orthodox, Old Catholic, Oriental Orthodox and Assyrian Church of the East churches.
Some provinces of the Anglican Communion have begun ordaining women as bishops in recent decades – for example, England, Ireland, Scotland, Wales, the United States, Australia, New Zealand, Canada and Cuba. The first woman to be consecrated a bishop within Anglicanism was Barbara Harris, who was ordained in the United States in 1989. In 2006, Katharine Jefferts Schori, the Episcopal Bishop of Nevada, became the first woman to become the presiding bishop of the Episcopal Church.
In the Evangelical Lutheran Church in America (ELCA) and the Evangelical Lutheran Church in Canada (ELCIC), the largest Lutheran Church bodies in the United States and Canada, respectively, and roughly based on the Nordic Lutheran national churches (similar to that of the Church of England), bishops are elected by Synod Assemblies, consisting of both lay members and clergy, for a term of six years, which can be renewed, depending upon the local synod's "constitution" (which is mirrored on either the ELCA or ELCIC's national constitution). Since the implementation of concordats between the ELCA and the Episcopal Church of the United States and the ELCIC and the Anglican Church of Canada, all bishops, including the presiding bishop (ELCA) or the national bishop (ELCIC), have been consecrated using the historic succession in line with bishops from the Evangelical Lutheran Church of Sweden, with at least one Anglican bishop serving as co-consecrator.
Since going into ecumenical communion with their respective Anglican body, bishops in the ELCA or the ELCIC not only approve the "rostering" of all ordained pastors, diaconal ministers, and associates in ministry, but they serve as the principal celebrant of all pastoral ordination and installation ceremonies, diaconal consecration ceremonies, as well as serving as the "chief pastor" of the local synod, upholding the teachings of Martin Luther as well as the documentations of the Ninety-Five Theses and the Augsburg Confession. Unlike their counterparts in the United Methodist Church, ELCA and ELCIC synod bishops do not appoint pastors to local congregations (pastors, like their counterparts in the Episcopal Church, are called by local congregations). The presiding bishop of the ELCA and the national bishop of the ELCIC, the national bishops of their respective bodies, are elected for a single 6-year term and may be elected to an additional term.
Although ELCA agreed with the Episcopal Church to limit ordination to the bishop "ordinarily", ELCA pastor-ordinators are given permission to perform the rites in "extraordinary" circumstance. In practice, "extraordinary" circumstance have included disagreeing with Episcopalian views of the episcopate, and as a result, ELCA pastors ordained by other pastors are not permitted to be deployed to Episcopal Churches (they can, however, serve in Presbyterian Church USA, United Methodist Church, Reformed Church in America, and Moravian Church congregations, as the ELCA is in full communion with these denominations). The Lutheran Church–Missouri Synod (LCMS) and the Wisconsin Evangelical Lutheran Synod (WELS), the second and third largest Lutheran bodies in the United States and the two largest Confessional Lutheran bodies in North America, do not follow an episcopal form of governance, settling instead on a form of quasi-congregationalism patterned off what they believe to be the practice of the early church. The second largest of the three predecessor bodies of the ELCA, the American Lutheran Church, was a congregationalist body, with national and synod presidents before they were re-titled as bishops (borrowing from the Lutheran churches in Germany) in the 1980s. With regard to ecclesial discipline and oversight, national and synod presidents typically function similarly to bishops in episcopal bodies.
Methodism
African Methodist Episcopal Church
In the African Methodist Episcopal Church, "Bishops are the Chief Officers of the Connectional Organization. They are elected for life by a majority vote of the General Conference which meets every four years."
Christian Methodist Episcopal Church
In the Christian Methodist Episcopal Church in the United States, bishops are administrative superintendents of the church; they are elected by "delegate" votes for as many years deemed until the age of 74, then the bishop must retire. Among their duties, are responsibility for appointing clergy to serve local churches as pastor, for performing ordinations, and for safeguarding the doctrine and discipline of the Church. The General Conference, a meeting every four years, has an equal number of clergy and lay delegates. In each Annual Conference, CME bishops serve for four-year terms. CME Church bishops may be male or female.
United Methodist Church
In the United Methodist Church (the largest branch of Methodism in the world) bishops serve as administrative and pastoral superintendents of the church. They are elected for life from among the ordained elders (presbyters) by vote of the delegates in regional (called jurisdictional) conferences, and are consecrated by the other bishops present at the conference through the laying on of hands. In the United Methodist Church bishops remain members of the "Order of Elders" while being consecrated to the "Office of the Episcopacy". Within the United Methodist Church only bishops are empowered to consecrate bishops and ordain clergy. Among their most critical duties is the ordination and appointment of clergy to serve local churches as pastor, presiding at sessions of the Annual, Jurisdictional, and General Conferences, providing pastoral ministry for the clergy under their charge, and safeguarding the doctrine and discipline of the Church. Furthermore, individual bishops, or the Council of Bishops as a whole, often serve a prophetic role, making statements on important social issues and setting forth a vision for the denomination, though they have no legislative authority of their own. In all of these areas, bishops of the United Methodist Church function very much in the historic meaning of the term. According to the Book of Discipline of the United Methodist Church, a bishop's responsibilities are:
In each Annual Conference, United Methodist bishops serve for four-year terms, and may serve up to three terms before either retirement or appointment to a new Conference. United Methodist bishops may be male or female, with Marjorie Matthews being the first woman to be consecrated a bishop in 1980.
The collegial expression of episcopal leadership in the United Methodist Church is known as the Council of Bishops. The Council of Bishops speaks to the Church and through the Church into the world and gives leadership in the quest for Christian unity and interreligious relationships. The Conference of Methodist Bishops includes the United Methodist Council of Bishops plus bishops from affiliated autonomous Methodist or United Churches.
John Wesley consecrated Thomas Coke a "General Superintendent", and directed that Francis Asbury also be consecrated for the United States of America in 1784, where the Methodist Episcopal Church first became a separate denomination apart from the Church of England. Coke soon returned to England, but Asbury was the primary builder of the new church. At first he did not call himself bishop, but eventually submitted to the usage by the denomination.
Notable bishops in United Methodist history include Coke, Asbury, Richard Whatcoat, Philip William Otterbein, Martin Boehm, Jacob Albright, John Seybert, Matthew Simpson, John S. Stamm, William Ragsdale Cannon, Marjorie Matthews, Leontine T. Kelly, William B. Oden, Ntambo Nkulu Ntanda, Joseph Sprague, William Henry Willimon, and Thomas Bickerton.
The Church of Jesus Christ of Latter-day Saints
In the Church of Jesus Christ of Latter-day Saints, the Bishop is the leader of a local congregation, called a ward. As with most LDS priesthood holders, the bishop is a part-time lay minister and earns a living through other employment. As such, it is his duty to preside, call local leaders, and judge the worthiness of members for certain activities. The bishop does not deliver sermons at every service (generally asking members to do so), but is expected to be a spiritual guide for his congregation. It is therefore believed that he has both the right and ability to receive divine inspiration (through the Holy Spirit) for the ward under his direction. Because it is a part-time position, all able members are expected to assist in the management of the ward by holding delegated lay positions (for example, women's and youth leaders, teachers) referred to as callings. The bishop is especially responsible for leading the youth, in connection with the fact that a bishop is the president of the Aaronic priesthood in his ward (and is thus a form of Mormon Kohen). Although members are asked to confess serious sins to him, unlike the Catholic Church, he is not the instrument of divine forgiveness, but merely a guide through the repentance process (and a judge in case transgressions warrant excommunication or other official discipline). The bishop is also responsible for the physical welfare of the ward, and thus collects tithing and fast offerings and distributes financial assistance where needed.
A literal descendant of Aaron has "legal right" to act as a bishop after being found worthy and ordained by the First Presidency. In the absence of a literal descendant of Aaron, a high priest in the Melchizedek priesthood is called to be a bishop. Each bishop is selected from resident members of the ward by the stake presidency with approval of the First Presidency, and chooses two counselors to form a bishopric. An priesthood holder called as bishop must be ordained a high priest if he is not already one, unlike the similar function of branch president. In special circumstances (such as a ward consisting entirely of young university students), a bishop may be chosen from outside the ward. Traditionally, bishops are married, though this is not always the case. A bishop is typically released after about five years and a new bishop is called to the position. Although the former bishop is released from his duties, he continues to hold the Aaronic priesthood office of bishop. Church members frequently refer to a former bishop as "Bishop" as a sign of respect and affection.
Latter-day Saint bishops do not wear any special clothing or insignia the way clergy in many other churches do, but are expected to dress and groom themselves neatly and conservatively per their local culture, especially when performing official duties. Bishops (as well as other members of the priesthood) can trace their line of authority back to Joseph Smith, who, according to church doctrine, was ordained to lead the Church in modern times by the ancient apostles Peter, James, and John, who were ordained to lead the Church by Jesus Christ.
At the global level, the presiding bishop oversees the temporal affairs (buildings, properties, commercial corporations, and so on) of the worldwide Church, including the Church's massive global humanitarian aid and social welfare programs. The presiding bishop has two counselors; the three together form the presiding bishopric. As opposed to ward bishoprics, where the counselors do not hold the office of bishop, all three men in the presiding bishopric hold the office of bishop, and thus the counselors, as with the presiding bishop, are formally referred to as "Bishop".
Irvingism
New Apostolic Church
The New Apostolic Church (NAC) knows three classes of ministries: Deacons, Priests and Apostles. The Apostles, who are all included in the apostolate with the Chief Apostle as head, are the highest ministries.
Of the several kinds of priest....ministries, the bishop is the highest. Nearly all bishops are set in line directly from the chief apostle. They support and help their superior apostle.
Pentecostalism
Church of God in Christ
In the Church of God in Christ (COGIC), the ecclesiastical structure is composed of large dioceses that are called "jurisdictions" within COGIC, each under the authority of a bishop, sometimes called "state bishops". They can either be made up of large geographical regions of churches or churches that are grouped and organized together as their own separate jurisdictions because of similar affiliations, regardless of geographical location or dispersion. Each state in the U.S. has at least one jurisdiction while others may have several more, and each jurisdiction is usually composed of between 30 and 100 churches. Each jurisdiction is then broken down into several districts, which are smaller groups of churches (either grouped by geographical situation or by similar affiliations) which are each under the authority of District Superintendents who answer to the authority of their jurisdictional/state bishop. There are currently over 170 jurisdictions in the United States, and over 30 jurisdictions in other countries. The bishops of each jurisdiction, according to the COGIC Manual, are considered to be the modern day equivalent in the church of the early apostles and overseers of the New Testament church, and as the highest ranking clergymen in the COGIC, they are tasked with the responsibilities of being the head overseers of all religious, civil, and economic ministries and protocol for the church denomination. They also have the authority to appoint and ordain local pastors, elders, ministers, and reverends within the denomination. The bishops of the COGIC denomination are all collectively called "The Board of Bishops". From the Board of Bishops, and the General Assembly of the COGIC, the body of the church composed of clergy and lay delegates that are responsible for making and enforcing the bylaws of the denomination, every four years, twelve bishops from the COGIC are elected as "The General Board" of the church, who work alongside the delegates of the General Assembly and Board of Bishops to provide administration over the denomination as the church's head executive leaders. One of twelve bishops of the General Board is also elected the "presiding bishop" of the church, and two others are appointed by the presiding bishop himself, as his first and second assistant presiding bishops.
Bishops in the Church of God in Christ usually wear black clergy suits which consist of a black suit blazer, black pants, a purple or scarlet clergy shirt and a white clerical collar, which is usually referred to as "Class B Civic attire". Bishops in COGIC also typically wear the Anglican Choir Dress style vestments of a long purple or scarlet chimere, cuffs, and tippet worn over a long white rochet, and a gold pectoral cross worn around the neck with the tippet. This is usually referred to as "Class A Ceremonial attire". The bishops of COGIC alternate between Class A Ceremonial attire and Class B Civic attire depending on the protocol of the religious services and other events they have to attend.
Church of God (Cleveland, Tennessee)
In the polity of the Church of God (Cleveland, Tennessee), the international leader is the presiding bishop, and the members of the executive committee are executive bishops. Collectively, they supervise and appoint national and state leaders across the world. Leaders of individual states and regions are administrative bishops, who have jurisdiction over local churches in their respective states and are vested with appointment authority for local pastorates. All ministers are credentialed at one of three levels of licensure, the most senior of which is the rank of ordained bishop. To be eligible to serve in state, national, or international positions of authority, a minister must hold the rank of ordained bishop.
Pentecostal Church of God
In 2002, the general convention of the Pentecostal Church of God came to a consensus to change the title of their overseer from general superintendent to bishop. The change was brought on because internationally, the term bishop is more commonly related to religious leaders than the previous title.
The title bishop is used for both the general (international leader) and the district (state) leaders. The title is sometimes used in conjunction with the previous, thus becoming general (district) superintendent/bishop.
Seventh-day Adventists
According to the Seventh-day Adventist understanding of the doctrine of the Church:
"The "elders" (Greek, ) or "bishops" () were the most important officers of the church. The term elder means older one, implying dignity and respect. His position was similar to that of the one who had supervision of the synagogue. The term bishop means "overseer". Paul used these terms interchangeably, equating elders with overseers or bishops (Acts 20:17,28; Titus 1:5, 7).
"Those who held this position supervised the newly formed churches. Elder referred to the status or rank of the office, while bishop denoted the duty or responsibility of the office—"overseer". Since the apostles also called themselves elders (1 Peter 5:1; 2 John 1; 3 John 1), it is apparent that there were both local elders and itinerant elders, or elders at large. But both kinds of elder functioned as shepherds of the congregations."
The above understanding is part of the basis of Adventist organizational structure. The world wide Seventh-day Adventist church is organized into local districts, conferences or missions, union conferences or union missions, divisions, and finally at the top is the general conference. At each level (with exception to the local districts), there is an elder who is elected president and a group of elders who serve on the executive committee with the elected president. Those who have been elected president would in effect be the "bishop" while never actually carrying the title or ordained as such because the term is usually associated with the episcopal style of church governance most often found in Catholic, Anglican, Methodist and some Pentecostal/Charismatic circles.
Others
Some Baptists also have begun taking on the title of bishop.
In some smaller Protestant denominations and independent churches, the term bishop is used in the same way as pastor, to refer to the leader of the local congregation, and may be male or female. This usage is especially common in African-American churches in the US.
In the Church of Scotland, which has a Presbyterian church structure, the word "bishop" refers to an ordained person, usually a normal parish minister, who has temporary oversight of a trainee minister. In the Presbyterian Church (USA), the term bishop is an expressive name for a Minister of Word and Sacrament who serves a congregation and exercises "the oversight of the flock of Christ." The term is traceable to the 1789 Form of Government of the PC (USA) and the Presbyterian understanding of the pastoral office.
While not considered orthodox Christian, the Ecclesia Gnostica Catholica uses roles and titles derived from Christianity for its clerical hierarchy, including bishops who have much the same authority and responsibilities as in Catholicism.
The Salvation Army does not have bishops but has appointed leaders of geographical areas, known as Divisional Commanders. Larger geographical areas, called Territories, are led by a Territorial Commander, who is the highest-ranking officer in that Territory.
Jehovah's Witnesses do not use the title 'Bishop' within their organizational structure, but appoint elders to be overseers (to fulfill the role of oversight) within their congregations.
The Batak Christian Protestant Church of Indonesia, the most prominent Protestant denomination in Indonesia, uses the term Ephorus instead of bishop.
In the Vietnamese syncretist religion of Caodaism, bishops () comprise the fifth of nine hierarchical levels, and are responsible for spiritual and temporal education as well as record-keeping and ceremonies in their parishes. At any one time there are seventy-two bishops. Their authority is described in Section I of the text (revealed through seances in December 1926). Caodai bishops wear robes and headgear of embroidered silk depicting the Divine Eye and the Eight Trigrams. (The color varies according to branch.) This is the full ceremonial dress; the simple version consists of a seven-layered turban.
Dress and insignia in Christianity
Traditionally, a number of items are associated with the office of a bishop, most notably the mitre and the crosier. Other vestments and insignia vary between Eastern and Western Christianity.
In the Latin Rite of the Catholic Church, the choir dress of a bishop includes the purple cassock with amaranth trim, rochet, purple zucchetto (skull cap), purple biretta, and pectoral cross. The cappa magna may be worn, but only within the bishop's own diocese and on especially solemn occasions. The mitre, zucchetto, and stole are generally worn by bishops when presiding over liturgical functions. For liturgical functions other than the Mass the bishop typically wears the cope. Within his own diocese and when celebrating solemnly elsewhere with the consent of the local ordinary, he also uses the crosier. When celebrating Mass, a bishop, like a priest, wears the chasuble. The Caeremoniale Episcoporum recommends, but does not impose, that in solemn celebrations a bishop should also wear a dalmatic, which can always be white, beneath the chasuble, especially when administering the sacrament of holy orders, blessing an abbot or abbess, and dedicating a church or an altar. The Caeremoniale Episcoporum no longer makes mention of episcopal gloves, episcopal sandals, liturgical stockings (also known as buskins), or the accoutrements that it once prescribed for the bishop's horse. The coat of arms of a Latin Church Catholic bishop usually displays a galero with a cross and crosier behind the escutcheon; the specifics differ by location and ecclesiastical rank (see Ecclesiastical heraldry).
Anglican bishops generally make use of the mitre, crosier, ecclesiastical ring, purple cassock, purple zucchetto, and pectoral cross. However, the traditional choir dress of Anglican bishops retains its late mediaeval form, and looks quite different from that of their Catholic counterparts; it consists of a long rochet which is worn with a chimere.
In the Eastern Churches (Eastern Orthodox, Eastern Rite Catholic) a bishop will wear the mandyas, panagia (and perhaps an enkolpion), sakkos, omophorion and an Eastern-style mitre. Eastern bishops do not normally wear an episcopal ring; the faithful kiss (or, alternatively, touch their forehead to) the bishop's hand. To seal official documents, he will usually use an inked stamp. An Eastern bishop's coat of arms will normally display an Eastern-style mitre, cross, eastern style crosier and a red and white (or red and gold) mantle. The arms of Oriental Orthodox bishops will display the episcopal insignia (mitre or turban) specific to their own liturgical traditions. Variations occur based upon jurisdiction and national customs.
Cathedra
In Catholic, Eastern Orthodox, Oriental Orthodox, Lutheran and Anglican cathedrals there is a special chair set aside for the exclusive use of the bishop. This is the bishop's cathedra and is often called the throne. In some Christian denominations, for example, the Anglican Communion, parish churches may maintain a chair for the use of the bishop when he visits; this is to signify the parish's union with the bishop.
The term's use in non-Christian religions
Buddhism
The leader of the Buddhist Churches of America (BCA) is their bishop, The Japanese title for the bishop of the BCA is , although the English title is favored over the Japanese. When it comes to many other Buddhist terms, the BCA chose to keep them in their original language (terms such as and ), but with some words (including ), they changed/translated these terms into English words.
Between 1899 and 1944, the BCA held the name Buddhist Mission of North America. The leader of the Buddhist Mission of North America was called (superintendent/director) between 1899 and 1918. In 1918 the was promoted to bishop (). However, according to George J. Tanabe, the title "bishop" was in practice already used by Hawaiian Shin Buddhists (in Honpa Hongwanji Mission of Hawaii) even when the official title was kantoku.
Bishops are also present in other Japanese Buddhist organizations. Higashi Hongan-ji's North American District, Honpa Honganji Mission of Hawaii, Jodo Shinshu Buddhist Temples of Canada, a Jodo Shu temple in Los Angeles, the Shingon temple Koyasan Buddhist Temple, Sōtō Mission in Hawai‘i (a Soto Zen Buddhist institution), and the Sōtō Zen Buddhist Community of South America () all have or have had leaders with the title bishop. As for the Sōtō Zen Buddhist Community of South America, the Japanese title is , but the leader is in practice referred to as "bishop".
Tenrikyo
Tenrikyo is a Japanese New Religion with influences from both Shinto and Buddhism. The leader of the Tenrikyo North American Mission has the title of bishop.
See also
Anglican ministry#Bishops
Appointment of Catholic bishops
Appointment of Church of England bishops
Bishop in Europe
Bishop in the Catholic Church
Bishop of Alexandria, or Pope
Bishops in the Church of Scotland
Diocesan bishop
Ecclesiastical polity (church governance)
Congregationalist polity
Presbyterian polity
Ganzibra
Gay bishops
Hierarchy of the Catholic Church
List of Catholic bishops of the United States
List of Metropolitans and Patriarchs of Moscow
List of types of spiritual teachers
List of Lutheran bishops and archbishops
Lists of patriarchs, archbishops, and bishops
Lord Bishop
Order of precedence in the Catholic Church
Shepherd in religion
Spokesperson bishops in the Church of England
Suffragan Bishop in Europe
Notes
References
Citations
Sources
External links
Methodist/Anglican Thoughts On Apostolic Succession by Gregory Neal
Methodist Episcopacy: In Search of Holy Orders by Gregory Neal
The Old Catholic Church, Province of the United States
The Ecumenical Catholic Communion* The United Methodist Church: Council of Bishops
Vatican Website with Canon Law of Catholic Church
Episcophobia: The Fear of bishops
Christian terminology
Ecclesiastical titles
Episcopacy in Eastern Orthodoxy
Episcopacy in Oriental Orthodoxy
Anglican episcopal offices
Methodism
Religious leadership roles
Bishop |
4097 | https://en.wikipedia.org/wiki/Bordeaux | Bordeaux | Bordeaux ( , ; Gascon ; ) is a city on the river Garonne in the Gironde department, southwestern France. A port city, it is the capital of the Nouvelle-Aquitaine region, as well as the prefecture of the Gironde department. Its inhabitants are called "Bordelais (masculine) or "Bordelaises (feminine). The term "Bordelais" may also refer to the city and its surrounding region.
The city of Bordeaux proper had a population of 259,809 in 2020 within its small municipal territory of , but together with its suburbs and exurbs the Bordeaux metropolitan area had a population of 1,376,375 that same year (Jan. 2020 census), the sixth-most populated in France after Paris, Lyon, Marseille, Lille, and Toulouse.
Bordeaux and 27 suburban municipalities form the Bordeaux Metropolis, an indirectly elected metropolitan authority now in charge of wider metropolitan issues. The Bordeaux Metropolis, with a population of 819,604 at the January 2020 census, is the fifth most populated metropolitan council in France after those of Paris, Marseille, Lyon and Lille.
Bordeaux is a world capital of wine: many castles and vineyards stand on the hillsides of the Gironde, and the city is home to the world's main wine fair, Vinexpo. Bordeaux is also one of the centers of gastronomy and business tourism for the organization of international congresses. It is a central and strategic hub for the aeronautics, military and space sector, home to international companies such as Dassault Aviation, Ariane Group, Safran and Thalès. The link with aviation dates back to 1910, the year the first airplane flew over the city. A crossroads of knowledge through university research, it is home to one of the only two megajoule lasers in the world, as well as a university population of more than 130,000 students within the Bordeaux Metropolis.
Bordeaux is an international tourist destination for its architectural and cultural heritage with more than 350 historic monuments, making it, after Paris, the city with the most listed or registered monuments in France. The "Pearl of Aquitaine" has been voted European Destination of the year in a 2015 online poll. The metropolis has also received awards and rankings by international organizations such as in 1957, Bordeaux was awarded the Europe Prize for its efforts in transmitting the European ideal. In June 2007, the Port of the Moon in historic Bordeaux was inscribed on the UNESCO World Heritage List, for its outstanding architecture and urban ensemble and in recognition of Bordeaux's international importance over the last 2000 years. Bordeaux is also ranked as a Sufficiency city by the Globalization and World Cities Research Network.
History
5th century BC to 11th century AD
Around 300 BC, the region was the settlement of a Celtic tribe, the Bituriges Vivisci, named the town Burdigala, probably of Aquitanian origin.
In 107 BC, the Battle of Burdigala was fought by the Romans who were defending the Allobroges, a Gallic tribe allied to Rome, and the Tigurini led by Divico. The Romans were defeated and their commander, the consul Lucius Cassius Longinus, was killed in battle.
The city came under Roman rule around 60 BC, and it became an important commercial centre for tin and lead. During this period were built the amphitheatre and the monument Les Piliers de Tutelle.
In 276, it was sacked by the Vandals. The Vandals attacked again in 409, followed by the Visigoths in 414, and the Franks in 498, and afterwards the city fell into a period of relative obscurity.
In the late sixth century the city re-emerged as the seat of a county and an archdiocese within the Merovingian kingdom of the Franks, but royal Frankish power was never strong. The city started to play a regional role as a major urban center on the fringes of the newly founded Frankish Duchy of Vasconia. Around 585 Gallactorius was made Count of Bordeaux and fought the Basques.
In 732, the city was plundered by the troops of Abd er Rahman who stormed the fortifications and overwhelmed the Aquitanian garrison. Duke Eudes mustered a force to engage the Umayyads, eventually engaging them in the Battle of the River Garonne somewhere near the river Dordogne. The battle had a high death toll, and although Eudes was defeated he had enough troops to engage in the Battle of Poitiers and so retain his grip on Aquitaine.
In 737, following his father Eudes's death, the Aquitanian duke Hunald led a rebellion to which Charles responded by launching an expedition that captured Bordeaux. However, it was not retained for long, during the following year the Frankish commander clashed in battle with the Aquitanians but then left to take on hostile Burgundian authorities and magnates. In 745 Aquitaine faced another expedition where Charles's sons Pepin and Carloman challenged Hunald's power and defeated him. Hunald's son Waifer replaced him and confirmed Bordeaux as the capital city (along with Bourges in the north).
During the last stage of the war against Aquitaine (760–768), it was one of Waifer's last important strongholds to fall to the troops of King Pepin the Short. Charlemagne built the fortress of Fronsac (Frontiacus, Franciacus) near Bordeaux on a hill across the border with the Basques (Wascones), where Basque commanders came and pledged their loyalty (769).
In 778, Seguin (or Sihimin) was appointed count of Bordeaux, probably undermining the power of the Duke Lupo, and possibly leading to the Battle of Roncevaux Pass. In 814, Seguin was made Duke of Vasconia, but was deposed in 816 for failing to suppress a Basque rebellion. Under the Carolingians, sometimes the Counts of Bordeaux held the title concomitantly with that of Duke of Vasconia. They were to keep the Basques in check and defend the mouth of the Garonne from the Vikings when they appeared in c. 844. In Autumn 845, the Vikings were raiding Bordeaux and Saintes, count Seguin II marched on them but was captured and executed.
Although the port of Bordeaux was a buzzing trade center, the stability and success of the city was threatened by Viking and Norman incursions and political instability. The restoration of the Ramnulfid Dukes of Aquitaine under William IV and his successors (known as the House of Poitiers) brought continuity of government.
12th century to 15th century, the English era
From the 12th to the 15th century, Bordeaux flourished once more following the marriage of Eléonore, Duchess of Aquitaine and the last of the House of Poitiers, to Henry II Plantagenêt, Count of Anjou and the grandson of Henry I of England, who succeeded to the English crown months after their wedding, bringing into being the vast Angevin Empire, which stretched from the Pyrenees to Ireland. After granting a tax-free trade status with England, Henry was adored by the locals as they could be even more profitable in the wine trade, their main source of income, and the city benefited from imports of cloth and wheat. The belfry (Grosse Cloche) and city cathedral St-André were built, the latter in 1227, incorporating the artisan quarter of Saint-Paul. Under the terms of the Treaty of Brétigny it became briefly the capital of an independent state (1362–1372) under Edward, the Black Prince, but after the Battle of Castillon (1453) it was annexed by France.
15th century to 17th century
In 1462, Bordeaux created a local parliament.
Bordeaux adhered to the Fronde, being effectively annexed to the Kingdom of France only in 1653, when the army of Louis XIV entered the city.
18th century, the golden era
The 18th century saw another golden age of Bordeaux. The Port of the Moon supplied the majority of Europe with coffee, cocoa, sugar, cotton and indigo, becoming France's busiest port and the second busiest port in the world after London. Many downtown buildings (about 5,000), including those on the quays, are from this period.
Bordeaux was also a major trading centre for slaves. In total, the Bordeaux shipowners deported 150,000 Africans in some 500 expeditions.
French Revolution: political disruption and loss of the most profitable colony
At the beginning of the French Revolution (1789), many local revolutionaries were members of the Girondists. This Party represented the provincial bourgeoisie, favorable towards abolishing aristocracy privileges, but opposed to the Revolution's social dimension. In 1793, the Montagnards led by Robespierre and Marat came to power. Fearing a bourgeois misappropriation of the Revolution, they executed a great number of Girondists. During the purge, the local Montagnard Section renamed the city of Bordeaux "Commune-Franklin" (Franklin-municipality) in homage to Benjamin Franklin.
At the same time, in 1791, a slave revolt broke out at Saint-Domingue (current Haiti), the most profitable of the French colonies. Three years later, the Montagnard Convention abolished slavery. In 1802, Napoleon revoked the manumission law but lost the war against the army of former slaves. In 1804, Haiti became independent. The loss of this "Pearl" of the West Indies generated the collapse of Bordeaux's port economy, which was dependent on the colonial trade and trade in slaves.
Towards the end of the Peninsular War of 1814, the Duke of Wellington sent William Beresford with two divisions and seized Bordeaux, encountering little resistance. Bordeaux was largely anti-Bonapartist and the majority supported the Bourbons. The British troops were treated as liberators.
19th century, rebirth of the economy
From the Bourbon Restoration, the economy of Bordeaux was rebuilt by traders and shipowners. They engaged to construct the first bridge of Bordeaux, and customs warehouses. The shipping traffic grew through the new African colonies.
Georges-Eugène Haussmann, a longtime prefect of Bordeaux, used Bordeaux's 18th-century large-scale rebuilding as a model when he was asked by Emperor Napoleon III to transform the quasi-medieval Paris into a "modern" capital that would make France proud. Victor Hugo found the town so beautiful he said: "Take Versailles, add Antwerp, and you have Bordeaux".
In 1870, at the beginning of the Franco-Prussian war against Prussia, the French government temporarily relocated to Bordeaux from Paris. That recurred during World War I and again very briefly during World War II, when it became clear that Paris would fall into German hands.
20th century
During World War II, Bordeaux fell under German occupation.
In May and June 1940, Bordeaux was the site of the life-saving actions of the Portuguese consul-general, Aristides de Sousa Mendes, who illegally granted thousands of Portuguese visas, which were needed to pass the Spanish border, to refugees fleeing the German occupation.
From 1941 to 1943, the Italian Royal Navy established BETASOM, a submarine base at Bordeaux. Italian submarines participated in the Battle of the Atlantic from that base, which was also a major base for German U-boats as headquarters of 12th U-boat Flotilla. The massive, reinforced concrete U-boat pens have proved impractical to demolish and are now partly used as a cultural center for exhibitions.
21st century, listed as World heritage
In 2007, 40% of the city surface area, located around the Port of the Moon, was listed as World heritage sites. Unesco inscribed Bordeaux as "an inhabited historic city, an outstanding urban and architectural ensemble, created in the age of the Enlightenment, whose values continued up to the first half of the 20th century, with more protected buildings than any other French city except Paris".
Geography
Bordeaux is located close to the European Atlantic coast, in the southwest of France and in the north of the Aquitaine region. It is around southwest of Paris. The city is built on a bend of the river Garonne, and is divided into two parts: the right bank to the east and left bank in the west. Historically the left bank is more developed because when flowing outside the bend, the water makes a furrow of the required depth to allow the passing of merchant ships, which used to offload on this side of the river. But, today, the right bank is developing, including new urban projects. In Bordeaux, the Garonne River is accessible to ocean liners through the Gironde estuary. The right bank of the Garonne is a low-lying, often marshy plain.
Climate
Bordeaux's climate can be classified as oceanic (Köppen climate classification Cfb), bordering on a humid subtropical climate (Cfa). However, the Trewartha climate classification system classifies the city as solely humid subtropical, due to a recent rise in temperatures related - to some degree or another - to climate change and the city's urban heat island.
The city enjoys cool to mild, wet winters, due to its relatively southerly latitude, and the prevalence of mild, westerly winds from the Atlantic. Its summers are warm and somewhat drier, although wet enough to avoid a Mediterranean classification. Frosts occur annually, but snowfall is quite infrequent, occurring for no more than 3-4 days a year. The summer of 2003 set a record with an average temperature of , while February 1956 was the coldest month on record with an average temperature of −2.00 °C at Bordeaux Mérignac-Airport.
Economy
Bordeaux is a major centre for business in France as it has the sixth largest metropolitan population in France. It serves as a major regional center for trade, administration, services and industry.
Wine
The vine was introduced to the Bordeaux region by the Romans, probably in the mid-first century, to provide wine for local consumption, and wine production has been continuous in the region since.
Bordeaux wine growing area has about of vineyards, 57 appellations, 10,000 wine-producing estates (châteaux) and 13,000 grape growers. With an annual production of approximately 960 million bottles, the Bordeaux area produces large quantities of everyday wine as well as some of the most expensive wines in the world. Included among the latter are the area's five premier cru (First Growth) red wines (four from Médoc and one, Château Haut-Brion, from Graves), established by the Bordeaux Wine Official Classification of 1855:
Both red and white wines are made in the Bordeaux region. Red Bordeaux wine is called claret in the United Kingdom. Red wines are generally made from a blend of grapes, and may be made from Cabernet Sauvignon, Merlot, Cabernet Franc, Petit verdot, Malbec, and, less commonly in recent years, Carménère.
White Bordeaux is made from Sauvignon blanc, Sémillon, and Muscadelle. Sauternes is a sub-region of Graves known for its intensely sweet, white, dessert wines such as Château d'Yquem.
Because of a wine glut (wine lake) in the generic production, the price squeeze induced by an increasingly strong international competition, and vine pull schemes, the number of growers has recently dropped from 14,000 and the area under vine has also decreased significantly. In the meantime, the global demand for first growths and the most famous labels markedly increased and their prices skyrocketed.
The Cité du Vin, a museum as well as a place of exhibitions, shows, movie projections and academic seminars on the theme of wine opened its doors in June 2016.
Others
The Laser Mégajoule will be one of the most powerful lasers in the world, allowing fundamental research and the development of the laser and plasma technologies.
Some 20,000 people work for the aeronautic industry in Bordeaux. The city has some of the biggest companies including Dassault, EADS Sogerma, Snecma, Thales, SNPE, and others. The Dassault Falcon private jets are built there as well as the military aircraft Rafale and Mirage 2000, the Airbus A380 cockpit, the boosters of Ariane 5, and the M51 SLBM missile.
Tourism, especially wine tourism, is a major industry. Globelink.co.uk mentioned Bordeaux as the best tourist destination in Europe in 2015. Gourmet Touring is a tourism company operating in the Bordeaux wine region.
Access to the port from the Atlantic is via the Gironde estuary. Almost nine million tonnes of goods arrive and leave each year.
Major companies
This list includes indigenous Bordeaux-based companies and companies that have major presence in Bordeaux, but are not necessarily headquartered there.
Arena
Groupe Bernard
Groupe Castel
Cdiscount
Dassault
Jock
Marie Brizard
McKesson Corporation
Oxbow
Ricard
Sanofi Aventis
Smurfit Kappa
Snecma
Solectron
Thales Group
Population
In January 2020, there were 259,809 inhabitants in the city proper (commune) of Bordeaux. The commune (including Caudéran which was annexed by Bordeaux in 1965) had its largest population of 284,494 at the 1954 census. The majority of the population is French, but there are sizable groups of Italians, Spaniards (Up to 20% of the Bordeaux population claim some degree of Spanish heritage), Portuguese, Turks, Germans.
The built-up area has grown for more than a century beyond the municipal borders of Bordeaux due to the small size of the commune () and urban sprawl, so that by January 2020 there were 1,376,375 people living in the overall metropolitan area (aire d'attraction) of Bordeaux, only a fifth of whom lived in the city proper.
Politics
Municipal administration
The Mayor of the city is the environmentalist Pierre Hurmic.
Bordeaux is the capital of five cantons and the Prefecture of the Gironde and Aquitaine.
The town is divided into three districts, the first three of Gironde. The headquarters of Urban Community of Bordeaux Mériadeck is located in the neighbourhood and the city is at the head of the Chamber of Commerce and Industry that bears his name.
The number of inhabitants of Bordeaux is greater than 250,000 and less than 299,999 so the number of municipal councilors is 65. They are divided according to the following composition:
Mayors of Bordeaux
Since the Liberation (1944), there have been six mayors of Bordeaux:
RPR was renamed to UMP in 2002 which was later renamed to LR in 2015.
Elections
Presidential elections of 2007
At the 2007 presidential election, the Bordelais gave 31.37% of their votes to Ségolène Royal of the Socialist Party against 30.84% to Nicolas Sarkozy, president of the UMP. Then came François Bayrou with 22.01%, followed by Jean-Marie Le Pen who recorded 5.42%. None of the other candidates exceeded the 5% mark. Nationally, Nicolas Sarkozy led with 31.18%, then Ségolène Royal with 25.87%, followed by François Bayrou with 18.57%. After these came Jean-Marie Le Pen with 10.44%, none of the other candidates exceeded the 5% mark. In the second round, the city of Bordeaux gave Ségolène Royal 52.44% against 47.56% for Nicolas Sarkozy, the latter being elected President of the Republic with 53.06% against 46.94% for Ségolène Royal. The abstention rates for Bordeaux were 14.52% in the first round and 15.90% in the second round.
Parliamentary elections of 2007
In the parliamentary elections of 2007, the left won eight constituencies against only three for the right. It should be added that after the partial 2008 elections, the eighth district of Gironde switched to the left, bringing the count to nine. In Bordeaux, the left was for the first time in its history the majority as it held two of three constituencies following the elections. In the first division of the Gironde, the outgoing UMP MP Chantal Bourragué was well ahead with 44.81% against 25.39% for the Socialist candidate Beatrice Desaigues. In the second round, it was Chantal Bourragué who was re-elected with 54.45% against 45.55% for his socialist opponent. In the second district of Gironde the UMP mayor and all new Minister of Ecology, Energy, Sustainable Development and the Sea Alain Juppé confronted the General Counsel PS Michèle Delaunay. In the first round, Alain Juppé was well ahead with 43.73% against 31.36% for Michèle Delaunay. In the second round, it was finally Michèle Delaunay who won the election with 50.93% of the votes against 49.07% for Alain Juppé, the margin being only 670 votes. The defeat of the so-called constituency "Mayor" showed that Bordeaux was rocking increasingly left. Finally, in the third constituency of the Gironde, Noël Mamère was well ahead with 39.82% against 28.42% for the UMP candidate Elizabeth Vine. In the second round, Noël Mamère was re-elected with 62.82% against 37.18% for his right-wing rival.
Municipal elections of 2008
In 2008 municipal elections saw the clash between mayor of Bordeaux, Alain Juppé and the President of the Regional Council of Aquitaine Socialist Alain Rousset. The PS had put up a Socialist heavyweight in the Gironde and had put great hopes in this election after the victory of Ségolène Royal and Michèle Delaunay in 2007. However, after a rather exciting campaign it was Alain Juppé who was widely elected in the first round with 56.62%, far ahead of Alain Rousset who has managed to get 34.14%. At present, of the eight cantons that has Bordeaux, five are held by the PS and three by the UMP, the left eating a little each time into the right's numbers.
European elections of 2009
In the European elections of 2009, Bordeaux voters largely voted for the UMP candidate Dominique Baudis, who won 31.54% against 15.00% for PS candidate Kader Arif. The candidate of Europe Ecology José Bové came second with 22.34%. None of the other candidates reached the 10% mark. The 2009 European elections were like the previous ones in eight constituencies. Bordeaux is located in the district "Southwest", here are the results:
UMP candidate Dominique Baudis: 26.89%. His party gained four seats. PS candidate Kader Arif: 17.79%, gaining two seats in the European Parliament. Europe Ecology candidate Bove: 15.83%, obtaining two seats. MoDem candidate Robert Rochefort: 8.61%, winning a seat. Left Front candidate Jean-Luc Mélenchon: 8.16%, gaining the last seat. At regional elections in 2010, the Socialist incumbent president Alain Rousset won the first round by totaling 35.19% in Bordeaux, but this score was lower than the plan for Gironde and Aquitaine. Xavier Darcos, Minister of Labour followed with 28.40% of the votes, scoring above the regional and departmental average. Then came Monique De Marco, Green candidate with 13.40%, followed by the member of Pyrenees-Atlantiques and candidate of the MoDem Jean Lassalle who registered a low 6.78% while qualifying to the second round on the whole Aquitaine, closely followed by Jacques Colombier, candidate of the National Front, who gained 6.48%. Finally the candidate of the Left Front Gérard Boulanger with 5.64%, no other candidate above the 5% mark. In the second round, Alain Rousset had a tidal wave win as national totals rose to 55.83%. If Xavier Darcos largely lost the election, he nevertheless achieved a score above the regional and departmental average obtaining 33.40%. Jean Lassalle, who qualified for the second round, passed the 10% mark by totaling 10.77%. The ballot was marked by abstention amounting to 55.51% in the first round and 53.59% in the second round.
Only candidates obtaining more than 5% are listed
2017 elections
Bordeaux voted for Emmanuel Macron in the presidential election. In the 2017 parliamentary election, La République En Marche! won most of the constituencies in Bordeaux.
2019 European elections
Bordeaux voted in the 2019 European Parliament election in France.
Municipal elections of 2020
After 73 years of right-of-centre rule, the ecologist Pierre Hurmic (EELV) came in ahead of Nicolas Florian (LR/LaREM).
Parliamentary representation
The city area is represented by the following constituencies: Gironde's 1st, Gironde's 2nd, Gironde's 3rd, Gironde's 4th, Gironde's 5th, Gironde's 6th, Gironde's 7th.
Education
University
During Antiquity, a first university had been created by the Romans in 286. The city was an important administrative centre and the new university had to train administrators. Only rhetoric and grammar were taught. Ausonius and Sulpicius Severus were two of the teachers.
In 1441, when Bordeaux was an English town, the Pope Eugene IV created a university by demand of the archbishop Pey Berland. In 1793, during the French Revolution, the National Convention abolished the university, and replace them with the École centrale in 1796. In Bordeaux, this one was located in the former buildings of the college of Guyenne.
In 1808, the university reappeared with Napoleon. Bordeaux accommodates approximately 70,000 students on one of the largest campuses of Europe (235 ha).
Schools
Bordeaux has numerous public and private schools offering undergraduate and postgraduate programs.
Engineering schools:
Arts et Métiers ParisTech, graduate school of industrial and mechanical engineering
ESME-Sudria, graduate school of engineering
École nationale supérieure d'électronique, informatique, télécommunications, mathématique et mécanique de Bordeaux (ENSEIRB-MATMECA)
École supérieure de technologie des biomolécules de Bordeaux
École nationale supérieure des sciences agronomiques de Bordeaux Aquitaine
École nationale supérieure de chimie et physique de Bordeaux
École pour l'informatique et les nouvelles technologies
Institut des sciences et techniques des aliments de Bordeaux
Institut de cognitique
École supérieure d'informatique
École privée des sciences informatiques
Business and management schools:
The Bordeaux MBA (International College of Bordeaux)
IUT Techniques de Commercialisation of Bordeaux (business school)
INSEEC Business School (Institut des hautes études économiques et commerciales)
KEDGE Business School (former BEM – Bordeaux Management School)
Vatel Bordeaux International Business School
E-Artsup
Institut supérieur européen de gestion group
Institut supérieur européen de formation par l'action
Other:
École nationale de la magistrature (National school for the judiciary)
(EFAP)
(CNAM)
(law school)
Weekend education
The , a part-time Japanese supplementary school, is held in the Salle de L'Athénée Municipal in Bordeaux.
Main sights
Heritage and architecture
Bordeaux is classified "City of Art and History". The city is home to 362 monuments historiques (only Paris has more in France) with some buildings dating back to Roman times. Bordeaux, Port of the Moon, has been inscribed on UNESCO World Heritage List as "an outstanding urban and architectural ensemble".
Bordeaux is home to one of Europe's biggest 18th-century architectural urban areas, making it a sought-after destination for tourists and cinema production crews. It stands out as one of the first French cities, after Nancy, to have entered an era of urbanism and metropolitan big scale projects, with the team Gabriel father and son, architects for King Louis XV, under the supervision of two intendants (Governors), first Nicolas-François Dupré de Saint-Maur then the Marquis de Tourny.
Saint-André Cathedral, Saint-Michel Basilica and Saint-Seurin Basilica are part of the World Heritage Sites of the Routes of Santiago de Compostela in France. The organ in Saint-Louis-des-Chartrons is registered on the French monuments historiques.
Buildings
Main sights include:
Place de la Bourse (1735–1755), designed by the Royal architect Jacques Gabriel as landscape for an equestrian statue of Louis XV, now replaced by the Fountain of the Three Graces.
Grand Théâtre (1780), a large neoclassical theater built in the 18th century.
Allées de Tourny
Cours de l'Intendance
Place du Chapelet
Place du Parlement
Place des Quinconces, the largest square in France.
Monument aux Girondins
Place Saint-Pierre
Pont de pierre (1822)
Bordeaux Cathedral (Saint André), consecrated by Pope Urban II in 1096 and dedicated to the Apostle Saint Andrew. Of the original Romanesque edifice only a wall in the nave remains. The Royal Door is from the early 13th century, while the rest of the construction is mostly from the 14th and 15th centuries.
Tour Pey-Berland (1440–1450), a massive, quadrangular Gothic tower annexed to the cathedral.
Sainte-Croix church: This church, dedicated to the Holy Cross, stands on the site of a seventh-century abbey destroyed by the Saracens. Rebuilt under the Carolingians, it was again destroyed by the Normans in 845 and 864. The present building was erected and was built in the late 11th and early 12th centuries. The façade is in Romanesque style.
The Gothic Saint Michel Basilica, constructed between the end of the 14th century and the 16th century.
Basilica of Saint Severinus, the oldest church in Bordeaux, built in the early sixth century on the site of a palaeo-Christian necropolis. It has an 11th-century portico, while the apse and transept are from the 12th. The 13th-century nave has chapels from the 11th and the 14th centuries. The ancient crypt houses tombs of the Merovingian family.
Église Saint-Pierre, Gothic church
Église Saint-Éloi, Gothic church
Église Saint-Bruno, baroque church decorated with frescoes
Église Notre-Dame, baroque church
Église Saint-Paul-Saint-François-Xavier, baroque church
Palais Rohan, once the archbishop's residence, now city hall
, the remains of a late second-century Roman amphitheatre
Porte Cailhau, a medieval gatehouse in the old city walls.
La Grosse Cloche (15th century), the second remaining gate in the medieval walls. It was the belfry of the old Town Hall. It consists of two circular towers and a central bell tower housing a bell weighing . The clock is from 1759.
Grande Synagogue, completed 1882
Rue Sainte-Catherine, the longest pedestrian street in France
Darwin ecosystem, alternative place into former military barracks
The BETASOM submarine base
Contemporary architecture
Cité Frugès, district of Pessac, built by Le Corbusier, 1924–1926, listed as UNESCO heritage
Fire Station, la Benauge, Claude Ferret/Adrien Courtois/Yves Salier, 1951–1954
Mériadeck district, 1960-70's
Court of first instance, Richard Rogers, 1998
CTBA, wood and furniture research center, A. Loisier, 1998
Hangar 14 on the Quai des Chartrons, 1999
The Management Science faculty on the Bastide, Anne Lacaton/Jean-Philippe Vassal, 2006
The Jardin botanique de la Bastide, Catherine Mosbach/Françoise Hélène Jourda/Pascal Convert, 2007
The Nuyens School complex on the Bastide, Yves Ballot/Nathalie Franck, 2007
Seeko'o Hotel on the Quai de Bacalan, King Kong architects, 2007
Matmut Atlantique stadium, Herzog & de Meuron, 2015
Cité du Vin, XTU architects, Anouk Legendre & Nicolas Desmazières, 2016
MECA, Maison de l'Économie Créative et de la culture de la Région Nouvelle-Aquitaine, Bjarke Ingels, 2019
Museums
Musée des Beaux-Arts (Fine arts museum), one of the finest painting galleries in France with paintings by painter such as Tiziano, Veronese, Rubens, Van Dyck, Frans Hals, Claude, Chardin, Delacroix, Renoir, Seurat, Redon, Matisse and Picasso.
Musée d'Aquitaine (archeological and history museum)
Musée du Vin et du Négoce (museum of the wine trade)
(museum of decorative arts and design)
Musée d'Histoire Naturelle (natural history museum)
Musée Mer Marine (Sea and Navy museum)
Cité du Vin
CAPC musée d'art contemporain de Bordeaux (modern art museum)
Musée national des douanes (history of French customs)
Bordeaux Patrimoine Mondial (architectural and heritage interpretation centre)
Musée d'ethnologie (ethnology museum)
Institut culturel Bernard Magrez, modern and streetart museum into an 18th-century mansion
Cervantez Institute (into the house of Goya)
Cap Sciences
Centre Jean Moulin
Memory of slavery
Slavery was part of a growing drive for the city. Firstly, during the 18th and 19th centuries, Bordeaux was an important slave port, which saw some 500 slave expeditions that cause the deportation of 150,000 Africans by Bordeaux shipowners. Secondly, even though the "Triangular trade" represented only 5% of Bordeaux's wealth, the city's direct trade with the Caribbean, that accounted for the other 95%, concerns the colonial stuffs made by the slave (sugar, coffee, cocoa). And thirdly, in that same period, a major migratory movement by Aquitanians took place to the Caribbean colonies, with Saint-Domingue (now Haiti) being the most popular destination. 40% of the white population of the island came from Aquitaine. They prospered with plantations incomes, until the first slave revolts which concluded in 1848 in the final abolition of slavery in France.
A statue of Modeste Testas, an Ethiopian woman who was enslaved by the Bordeaux-based Testas brothers was unveiled in 2019. She was trafficked by them from West Africa, to Philadelphia (where one of the brother coerced her to have two children by him) and was ultimately freed and lived in Haiti. The bronze sculpture was created by the Haitian artists Woodly Caymitte.
A number of traces and memorial sites are visible in the city. Moreover, in May 2009, the Museum of Aquitaine opened the spaces dedicated to "Bordeaux in the 18th century, trans-Atlantic trading and slavery". This work, richly illustrated with original documents, contributes to disseminate the state of knowledge on this question, presenting above all the facts and their chronology.
The region of Bordeaux was also the land of several prominent abolitionists, as Montesquieu, Laffon de Ladébat and Elisée Reclus. Others were members of the Society of the Friends of the Blacks as the revolutionaries Boyer-Fonfrède, Gensonné, Guadet and Ducos.
Parks and gardens
Jardin public de Bordeaux, with inside the Jardin botanique de Bordeaux
Jardin botanique de la Bastide
Parc bordelais
Parc aux Angéliques
Jardin des Lumières
Parc Rivière
Parc Floral
Pont Jacques Chaban-Delmas
Europe's longest-span vertical-lift bridge, the Pont Jacques Chaban-Delmas, was opened in 2013 in Bordeaux, spanning the River Garonne. The central lift span is , weighs 4,600 tons and can be lifted vertically up to to let tall ships pass underneath. The €160 million bridge was inaugurated by President François Hollande and Mayor Alain Juppé on 16 March 2013. The bridge was named after the late Jacques Chaban-Delmas, who was a former Prime Minister and Mayor of Bordeaux.
Shopping
Bordeaux has many shopping options. In the heart of Bordeaux is Rue Sainte-Catherine. This pedestrian-only shopping street has of shops, restaurants and cafés; it is also one of the longest shopping streets in Europe. Rue Sainte-Catherine starts at Place de la Victoire and ends at Place de la Comédie by the Grand Théâtre. The shops become progressively more upmarket as one moves towards Place de la Comédie and the nearby Cours de l'Intendance is where one finds the more exclusive shops and boutiques.
Culture
Bordeaux is also the first city in France to have created, in the 1980s, an architecture exhibition and research centre, Arc en rêve. Bordeaux offers a large number of cinemas, theatres, and is the home of the Opéra national de Bordeaux. There are many music venues of varying capacity. The city also offers several festivals throughout the year. In October 2021, Bordeaux was shortlisted for the European Commission's 2022 European Capital of Smart Tourism award along with Copenhagen, Dublin, Florence, Ljubljana, Palma de Mallorca and Valencia.
Transport
Road
Bordeaux is an important road and motorway junction. The city is connected to Paris by the A10 motorway, with Lyon by the A89, with Toulouse by the A62, and with Spain by the A63. There is a ring road called the "Rocade" which is often very busy. Another ring road is under consideration.
Bordeaux has five road bridges that cross the Garonne, the Pont de pierre built in the 1820s and three modern bridges built after 1960: the Pont Saint Jean, just south of the Pont de pierre (both located downtown), the Pont d'Aquitaine, a suspension bridge downstream from downtown, and the Pont François Mitterrand, located upstream of downtown. These two bridges are part of the ring-road around Bordeaux. A fifth bridge, the Pont Jacques-Chaban-Delmas, was constructed in 2009–2012 and opened to traffic in March 2013. Located halfway between the Pont de pierre and the Pont d'Aquitaine and serving downtown rather than highway traffic, it is a vertical-lift bridge with a height in closed position comparable to that of Pont de pierre, and to the Pont d'Aquitaine when open. All five road bridges, including the two highway bridges, are open to cyclists and pedestrians as well. Another bridge, the Pont Jean-Jacques Bosc, is to be built in 2018.
Lacking any steep hills, Bordeaux is relatively friendly to cyclists. Cycle paths (separate from the roadways) exist on the highway bridges, along the riverfront, on the university campuses, and incidentally elsewhere in the city. Cycle lanes and bus lanes that explicitly allow cyclists exist on many of the city's boulevards. A paid bicycle-sharing system with automated stations was established in 2010.
Rail
The main railway station, Gare de Bordeaux Saint-Jean, near the center of the city, has 12 million passengers a year. It is served by the French national (SNCF) railway's high speed train, the TGV, that gets to Paris in two hours, with connections to major European centers such as Lille, Brussels, Amsterdam, Cologne, Geneva and London. The TGV also serves Toulouse and Irun (Spain) from Bordeaux. A regular train service is provided to Nantes, Nice, Marseille and Lyon. The Gare Saint-Jean is the major hub for regional trains (TER) operated by the SNCF to Arcachon, Limoges, Agen, Périgueux, Langon, Pau, Le Médoc, Angoulême and Bayonne.
Historically the train line used to terminate at a station on the right bank of the river Garonne near the Pont de Pierre, and passengers crossed the bridge to get into the city. Subsequently, a double-track steel railway bridge was constructed in the 1850s, by Gustave Eiffel, to bring trains across the river direct into Gare de Bordeaux Saint-Jean. The old station was later converted and in 2010 comprised a cinema and restaurants.
The two-track Eiffel bridge with a speed limit of became a bottleneck and a new bridge was built, opening in 2009. The new bridge has four tracks and allows trains to pass at . During the planning there was much lobbying by the Eiffel family and other supporters to preserve the old bridge as a footbridge across the Garonne, with possibly a museum to document the history of the bridge and Gustave Eiffel's contribution. The decision was taken to save the bridge, but by early 2010 no plans had been announced as to its future use. The bridge remains intact, but unused and without any means of access.
Since July 2017, the LGV Sud Europe Atlantique is fully operational and makes Bordeaux city 2h04 from Paris.
Air
Bordeaux is served by Bordeaux–Mérignac Airport, located from the city centre in the suburban city of Mérignac.
Trams, buses and boats
Bordeaux has an important public transport system called Transports Bordeaux Métropole (TBM). This company is run by the Keolis group. The network consists of:
Four tram lines (A, B, C and D)
75 bus routes, all connected to the tramway network (from 1 to 96)
13 night bus routes (from 1 to 16)
An electric bus shuttle in the city centre
A boat shuttle on the Garonne river
This network is operated from 5 am to 2 am.
There had been several plans for a subway network to be set up, but they stalled for both geological and financial reasons. Work on the Tramway de Bordeaux system was started in the autumn of 2000, and services started in December 2003 connecting Bordeaux with its suburban areas. The tram system uses Alstom APS a form of ground-level power supply technology developed by French company Alstom and designed to preserve the aesthetic environment by eliminating overhead cables in the historic city. Conventional overhead cables are used outside the city. The system was controversial for its considerable cost of installation, maintenance and also for the numerous initial technical problems that paralysed the network. Many streets and squares along the tramway route became pedestrian areas, with limited access for cars.
The planned Bordeaux tramway system is to link with the airport to the city centre towards the end of 2019.
Taxis
There are more than 400 taxicabs in Bordeaux.
Public transportation statistics
The average amount of time people spend commuting with public transit in Bordeaux, for example to and from work, on a weekday is 51 min. 12.% of public transit riders, ride for more than 2 hours every day. The average amount of time people wait at a stop or station for public transit is 13 min, while 15.5% of riders wait for over 20 minutes on average every day. The average distance people usually ride in a single trip with public transit is , while 8% travel for over in a single direction.
Sport
The 41,458-capacity Nouveau Stade de Bordeaux is the largest stadium in Bordeaux. The stadium was opened in 2015 and replaced the Stade Chaban-Delmas, which was a venue for the FIFA World Cup in 1938 and 1998, as well as the 2007 Rugby World Cup. In the 1938 FIFA World Cup, it hosted a violent quarter-final known as the Battle of Bordeaux. The ground was formerly known as the Stade du Parc Lescure until 2001, when it was renamed in honour of the city's long-time mayor, Jacques Chaban-Delmas.
There are two major sport teams in Bordeaux, Girondins de Bordeaux is the football team, playing in Ligue 2, the second tier of French football. Union Bordeaux Bègles is a rugby team in the Top 14 in the Ligue Nationale de Rugby. Skateboarding, rollerblading, and BMX biking are activities enjoyed by many young inhabitants of the city. Bordeaux is home to a quay which runs along the Garonne river. On the quay there is a skate-park divided into three sections. One section is for Vert tricks, one for street style tricks, and one for little action sports athletes with easier features and softer materials. The skate-park is very well maintained by the municipality.
Bordeaux is also the home to one of the strongest cricket teams in France and are champions of the South West League.
There is a wooden velodrome, Vélodrome du Lac, in Bordeaux which hosts international cycling competition in the form of UCI Track Cycling World Cup events.
The 2015 Trophee Eric Bompard was in Bordeaux. But the Free Skate was cancelled in all of the divisions due to the Paris and aftermath. The Short Program occurred hours before the bombing. French skaters Chafik Besseghier (68.36) in tenth place, Romain Ponsart (62.86) in 11th. Mae-Berenice-Meite (46.82) in 11th and Laurine Lecavelier (46.53) in 12th. Vanessa James/Morgan Cipres (65.75) in second.
Between 1951 and 1955, an annual Formula 1 motor race was held on a 2.5-kilometre circuit which looped around the Esplanade des Quinconces and along the waterfront, attracting drivers such as Juan Manuel Fangio, Stirling Moss, Jean Behra and Maurice Trintignant.
Notable people
Ausonius (310–395), Roman poet and teacher of rhetoric
Jean Alaux (1786–1864), painter
Bertrand Andrieu (1761–1822), engraver
Jean Anouilh (1910–1987), dramatist
Lucien Arman (1811–1873), shipbuilder and politician
Yvonne Arnaud (1892–1958), pianist, singer and actress
Xavier Arnozan (1852–1928), physician
Floyd Ayité (born 1988), Togolese footballer
Jonathan Ayité (born 1985), Togolese footballer
Christine Barbe, winemaker
Jean-Baptiste Barrière (1707-1747), cellist, composer
Gérard Bayo (born 1936), writer and poet,
François Bigot (1703–1778), last "Intendant" of New France
Arnaud Binard (born 1971), actor and producer
Rosa Bonheur (1822–1899), animal painter and sculptor
Grégory Bourdy (born 1982), golfer
Samuel Boutal (born 1969), footballer
Edmond de Caillou (died c. February 1316) Gascon knight fighting in Scotland
Gérald Caussé, Presiding Bishop of The Church of Jesus Christ of Latter Day Saints
René Clément (1913–1996), actor, director, writer
Jean-René Cruchet (1875–1959), pathologist
Boris Cyrulnik (born 1937), psychiatrist and psychoanalyst
Damia (1899–1978), singer and actress
Étienne Noël Damilaville (1723–1768), encyclopédiste
Lili Damita (1901–1994), actress
Frédéric Daquin, (born 1978), footballer
Danielle Darrieux (1917–2017), actress
Bernard Delvaille (1931–2006), poet, essayist
David Diop (1927–1960), poet
Jean-Francois Domergue, footballer
Eleanor of Aquitaine (1122–1204), duchess of Aquitaine, queen of France and queen of England
Jacques Ellul (1912–1994), sociologist, theologian, Christian anarchist
Jean Eustache (1938-1981), Nouvelle Vague director
Marie Fel (1713–1794), opera singer
Jean-Luc Fournet (1965), papyrologist
Pierre-Jean Garat (1762–1823), singer
Armand Gensonné (1758–1793), politician
Sébastien Gervais (born 1976), professional footballer
Stephen Girard (1750–1831), merchant, banker, and Philadelphia philanthropist
Jérôme Gnako (born 1968), footballer
Randolphe Gohi (born 1969), former professional footballer
Eugène Goossens (1867–1958), conductor, violinist
Anna Hamilton (1864–1935), doctor, superintendent of the Protestant Hospital at Bordeaux (1901–1934)
Adolphe Jacquies (c. 1798–1860), Canadian shopkeeper, printer, trade unionist, and newspaper publisher
Pierre Lacour (1745–1814), painter
Léopold Lafleurance (1865–1953), flautist
Joseph Henri Joachim Lainé (1767–1835), statesman
Sainte Jeanne de Lestonnac (1556–1640), Roman Catholic saint and foundress of the Sisters of the Company of Mary, Our Lady
Christophe Lestrade (born 1969), former professional footballer
André Lhote (1885–1962), cubist painter
Jeanne Henriette Louis, (1938), professor of North American civilization
Jean-Baptiste Lynch (1749–1835), politician
Lucenzo (born 1983), singer
Jean-Jacques Magendie (1766–1835), officer
François Magendie (1783–1855), physiologist
Bruno Marie-Rose (born 1965), athlete (sprinter)
Albert Marquet, (1875–1947), painter
François Mauriac (1885–1970), writer, Nobel laureate 1952
Benjamin Millepied (born 1977), dancer and choreographer
Édouard Molinaro (1928–2013), film director, screenwriter
Pierre Molinier (1900–1976), painter, photographer
Michel de Montaigne (1533–1592), essayist
Montesquieu (1689–1755), man of letters and political philosopher
Olivier Mony (1966–), writer and literary critic
Étienne Marie Antoine Champion de Nansouty (1768–1815), general
Elie Okobo, basketball player
Pierre Palmade (born 1968), actor and comedian
St. Paulinus of Nola (354–431), educator, religious figure
Émile Péreire (1800–1875), banker and industrialist
Sophie Pétronin (born 1945), aid worker and humanitarian
Albert Pitres (1848–1928), neurologist
Hippolyte Pradelles (1824–1913), naturalist painter
Georges Antoine Pons Rayet (1839–1906), astronomer, discoverer of the Wolf-Rayet stars, & founder of the Bordeaux Observatory
Odilon Redon (1840–1916), painter
Richard II of England (1367–1400), king
Pierre Rode (1774–1830), violinist
Olinde Rodrigues (1795–1851), mathematician, banker and social reformer
Marie-Sabine Roger (born 1957), writer
Eugenie Santa Coloma Sourget (1827-1895), composer, pianist and singer
Bernard Sarrette (1765–1858), conductor and music pedagogue
Jean-Jacques Sempé (1932–2022), cartoonist
Florent Serra (born 1981), tennis player
Alfred Smith, (1854–1932), painter
Soko (born 1985), singer
Philippe Sollers, (born 1936), writer
Wilfried Tekovi, (born 1989), Togolese footballer
Elie Vinet (1509–1587), historian and humanist of the Renaissance
International relationships
Twin towns – sister cities
Bordeaux is twinned with:
Ashdod, Israel, since 1984
Bilbao, Spain
Baku, Azerbaijan, since 1985
Bristol, United Kingdom, since 1947
Casablanca, Morocco, since 1988
Fukuoka, Japan, since 1982
Kraków, Poland, since 1993
Lima, Peru, since 1957
Los Angeles, California United States, since 1968
Madrid, Spain, since 1984
Munich, Germany, since 1964
Oran, Algeria, since 2003
Porto, Portugal, since 1978
Quebec City, Quebec Canada, since 1962
Ramallah, Palestine
Riga, Latvia
Saint Petersburg, Russia, since 1993
Wuhan, China, since 1998
Partnerships
Samsun, Turkey, since 2010
See also
Atlantic history
Bordeaux wine regions
Bordeaux–Paris, a formerly professional road bicycle racing annual event
The Burdigalian Age of the Miocene Epoch is named for Bordeaux
Canelé, a local pastry
Communes of the Gironde department
Dogue de Bordeaux, a breed of dog originally bred for dog fighting
French wine
Girondins
History of slavery
List of mayors of Bordeaux
Operation Frankton, a British Combined Operations raid on shipping in the harbour at Bordeaux, in December 1942, during World War II
Roman Catholic Archdiocese of Bordeaux
Explanatory notes
References
Further reading
External links
Bordeaux: the world capital of wine – Official French website (in English)
Cities in France
Cities in Nouvelle-Aquitaine
Communes of Gironde
Gallia Aquitania
Gironde
Guyenne
Port cities and towns on the French Atlantic coast
Prefectures in France
World Heritage Sites in France |