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2974 | https://en.wikipedia.org/wiki/Abelian%20group | Abelian group | In mathematics, an abelian group, also called a commutative group, is a group in which the result of applying the group operation to two group elements does not depend on the order in which they are written. That is, the group operation is commutative. With addition as an operation, the integers and the real numbers form abelian groups, and the concept of an abelian group may be viewed as a generalization of these examples. Abelian groups are named after early 19th century mathematician Niels Henrik Abel.
The concept of an abelian group underlies many fundamental algebraic structures, such as fields, rings, vector spaces, and algebras. The theory of abelian groups is generally simpler than that of their non-abelian counterparts, and finite abelian groups are very well understood and fully classified.
Definition
An abelian group is a set , together with an operation that combines any two elements and of to form another element of denoted . The symbol is a general placeholder for a concretely given operation. To qualify as an abelian group, the set and operation, , must satisfy four requirements known as the abelian group axioms (some authors include in the axioms some properties that belong to the definition of an operation: namely that the operation is defined for any ordered pair of elements of , that the result is well-defined, and that the result belongs to ):
Associativity For all , , and in , the equation holds.
Identity element There exists an element in , such that for all elements in , the equation holds.
Inverse element For each in there exists an element in such that , where is the identity element.
Commutativity For all , in , .
A group in which the group operation is not commutative is called a "non-abelian group" or "non-commutative group".
Facts
Notation
There are two main notational conventions for abelian groups – additive and multiplicative.
Generally, the multiplicative notation is the usual notation for groups, while the additive notation is the usual notation for modules and rings. The additive notation may also be used to emphasize that a particular group is abelian, whenever both abelian and non-abelian groups are considered, some notable exceptions being near-rings and partially ordered groups, where an operation is written additively even when non-abelian.
Multiplication table
To verify that a finite group is abelian, a table (matrix) – known as a Cayley table – can be constructed in a similar fashion to a multiplication table. If the group is under the the entry of this table contains the product .
The group is abelian if and only if this table is symmetric about the main diagonal. This is true since the group is abelian iff for all , which is iff the entry of the table equals the entry for all , i.e. the table is symmetric about the main diagonal.
Examples
For the integers and the operation addition , denoted , the operation + combines any two integers to form a third integer, addition is associative, zero is the additive identity, every integer has an additive inverse, , and the addition operation is commutative since for any two integers and .
Every cyclic group is abelian, because if , are in , then . Thus the integers, , form an abelian group under addition, as do the integers modulo , .
Every ring is an abelian group with respect to its addition operation. In a commutative ring the invertible elements, or units, form an abelian multiplicative group. In particular, the real numbers are an abelian group under addition, and the nonzero real numbers are an abelian group under multiplication.
Every subgroup of an abelian group is normal, so each subgroup gives rise to a quotient group. Subgroups, quotients, and direct sums of abelian groups are again abelian. The finite simple abelian groups are exactly the cyclic groups of prime order.
The concepts of abelian group and -module agree. More specifically, every -module is an abelian group with its operation of addition, and every abelian group is a module over the ring of integers in a unique way.
In general, matrices, even invertible matrices, do not form an abelian group under multiplication because matrix multiplication is generally not commutative. However, some groups of matrices are abelian groups under matrix multiplication – one example is the group of rotation matrices.
Historical remarks
Camille Jordan named abelian groups after Norwegian mathematician Niels Henrik Abel, as Abel had found that the commutativity of the group of a polynomial implies that the roots of the polynomial can be calculated by using radicals.
Properties
If is a natural number and is an element of an abelian group written additively, then can be defined as ( summands) and . In this way, becomes a module over the ring of integers. In fact, the modules over can be identified with the abelian groups.
Theorems about abelian groups (i.e. modules over the principal ideal domain ) can often be generalized to theorems about modules over an arbitrary principal ideal domain. A typical example is the classification of finitely generated abelian groups which is a specialization of the structure theorem for finitely generated modules over a principal ideal domain. In the case of finitely generated abelian groups, this theorem guarantees that an abelian group splits as a direct sum of a torsion group and a free abelian group. The former may be written as a direct sum of finitely many groups of the form for prime, and the latter is a direct sum of finitely many copies of .
If are two group homomorphisms between abelian groups, then their sum , defined by , is again a homomorphism. (This is not true if is a non-abelian group.) The set of all group homomorphisms from to is therefore an abelian group in its own right.
Somewhat akin to the dimension of vector spaces, every abelian group has a rank. It is defined as the maximal cardinality of a set of linearly independent (over the integers) elements of the group. Finite abelian groups and torsion groups have rank zero, and every abelian group of rank zero is a torsion group. The integers and the rational numbers have rank one, as well as every nonzero additive subgroup of the rationals. On the other hand, the multiplicative group of the nonzero rationals has an infinite rank, as it is a free abelian group with the set of the prime numbers as a basis (this results from the fundamental theorem of arithmetic).
The center of a group is the set of elements that commute with every element of . A group is abelian if and only if it is equal to its center . The center of a group is always a characteristic abelian subgroup of . If the quotient group of a group by its center is cyclic then is abelian.
Finite abelian groups
Cyclic groups of integers modulo , , were among the first examples of groups. It turns out that an arbitrary finite abelian group is isomorphic to a direct sum of finite cyclic groups of prime power order, and these orders are uniquely determined, forming a complete system of invariants. The automorphism group of a finite abelian group can be described directly in terms of these invariants. The theory had been first developed in the 1879 paper of Georg Frobenius and Ludwig Stickelberger and later was both simplified and generalized to finitely generated modules over a principal ideal domain, forming an important chapter of linear algebra.
Any group of prime order is isomorphic to a cyclic group and therefore abelian. Any group whose order is a square of a prime number is also abelian. In fact, for every prime number there are (up to isomorphism) exactly two groups of order , namely and .
Classification
The fundamental theorem of finite abelian groups states that every finite abelian group can be expressed as the direct sum of cyclic subgroups of prime-power order; it is also known as the basis theorem for finite abelian groups. Moreover, automorphism groups of cyclic groups are examples of abelian groups. This is generalized by the fundamental theorem of finitely generated abelian groups, with finite groups being the special case when G has zero rank; this in turn admits numerous further generalizations.
The classification was proven by Leopold Kronecker in 1870, though it was not stated in modern group-theoretic terms until later, and was preceded by a similar classification of quadratic forms by Carl Friedrich Gauss in 1801; see history for details.
The cyclic group of order is isomorphic to the direct sum of and if and only if and are coprime. It follows that any finite abelian group is isomorphic to a direct sum of the form
in either of the following canonical ways:
the numbers are powers of (not necessarily distinct) primes,
or divides , which divides , and so on up to .
For example, can be expressed as the direct sum of two cyclic subgroups of order 3 and 5: . The same can be said for any abelian group of order 15, leading to the remarkable conclusion that all abelian groups of order 15 are isomorphic.
For another example, every abelian group of order 8 is isomorphic to either (the integers 0 to 7 under addition modulo 8), (the odd integers 1 to 15 under multiplication modulo 16), or .
See also list of small groups for finite abelian groups of order 30 or less.
Automorphisms
One can apply the fundamental theorem to count (and sometimes determine) the automorphisms of a given finite abelian group . To do this, one uses the fact that if splits as a direct sum of subgroups of coprime order, then
Given this, the fundamental theorem shows that to compute the automorphism group of it suffices to compute the automorphism groups of the Sylow -subgroups separately (that is, all direct sums of cyclic subgroups, each with order a power of ). Fix a prime and suppose the exponents of the cyclic factors of the Sylow -subgroup are arranged in increasing order:
for some . One needs to find the automorphisms of
One special case is when , so that there is only one cyclic prime-power factor in the Sylow -subgroup . In this case the theory of automorphisms of a finite cyclic group can be used. Another special case is when is arbitrary but for . Here, one is considering to be of the form
so elements of this subgroup can be viewed as comprising a vector space of dimension over the finite field of elements . The automorphisms of this subgroup are therefore given by the invertible linear transformations, so
where is the appropriate general linear group. This is easily shown to have order
In the most general case, where the and are arbitrary, the automorphism group is more difficult to determine. It is known, however, that if one defines
and
then one has in particular , , and
One can check that this yields the orders in the previous examples as special cases (see Hillar, C., & Rhea, D.).
Finitely generated abelian groups
An abelian group is finitely generated if it contains a finite set of elements (called generators) such that every element of the group is a linear combination with integer coefficients of elements of .
Let be a free abelian group with basis
There is a unique group homomorphism
such that
This homomorphism is surjective, and its kernel is finitely generated (since integers form a Noetherian ring). Consider the matrix with integer entries, such that the entries of its th column are the coefficients of the th generator of the kernel. Then, the abelian group is isomorphic to the cokernel of linear map defined by . Conversely every integer matrix defines a finitely generated abelian group.
It follows that the study of finitely generated abelian groups is totally equivalent with the study of integer matrices. In particular, changing the generating set of is equivalent with multiplying on the left by a unimodular matrix (that is, an invertible integer matrix whose inverse is also an integer matrix). Changing the generating set of the kernel of is equivalent with multiplying on the right by a unimodular matrix.
The Smith normal form of is a matrix
where and are unimodular, and is a matrix such that all non-diagonal entries are zero, the non-zero diagonal entries are the first ones, and is a divisor of for . The existence and the shape of the Smith normal proves that the finitely generated abelian group is the direct sum
where is the number of zero rows at the bottom of (and also the rank of the group). This is the fundamental theorem of finitely generated abelian groups.
The existence of algorithms for Smith normal form shows that the fundamental theorem of finitely generated abelian groups is not only a theorem of abstract existence, but provides a way for computing expression of finitely generated abelian groups as direct sums.
Infinite abelian groups
The simplest infinite abelian group is the infinite cyclic group . Any finitely generated abelian group is isomorphic to the direct sum of copies of and a finite abelian group, which in turn is decomposable into a direct sum of finitely many cyclic groups of prime power orders. Even though the decomposition is not unique, the number , called the rank of , and the prime powers giving the orders of finite cyclic summands are uniquely determined.
By contrast, classification of general infinitely generated abelian groups is far from complete. Divisible groups, i.e. abelian groups in which the equation admits a solution for any natural number and element of , constitute one important class of infinite abelian groups that can be completely characterized. Every divisible group is isomorphic to a direct sum, with summands isomorphic to and Prüfer groups for various prime numbers , and the cardinality of the set of summands of each type is uniquely determined. Moreover, if a divisible group is a subgroup of an abelian group then admits a direct complement: a subgroup of such that . Thus divisible groups are injective modules in the category of abelian groups, and conversely, every injective abelian group is divisible (Baer's criterion). An abelian group without non-zero divisible subgroups is called reduced.
Two important special classes of infinite abelian groups with diametrically opposite properties are torsion groups and torsion-free groups, exemplified by the groups (periodic) and (torsion-free).
Torsion groups
An abelian group is called periodic or torsion, if every element has finite order. A direct sum of finite cyclic groups is periodic. Although the converse statement is not true in general, some special cases are known. The first and second Prüfer theorems state that if is a periodic group, and it either has a bounded exponent, i.e., for some natural number , or is countable and the -heights of the elements of are finite for each , then is isomorphic to a direct sum of finite cyclic groups.
The cardinality of the set of direct summands isomorphic to in such a decomposition is an invariant of . These theorems were later subsumed in the Kulikov criterion. In a different direction, Helmut Ulm found an extension of the second Prüfer theorem to countable abelian -groups with elements of infinite height: those groups are completely classified by means of their Ulm invariants.
Torsion-free and mixed groups
An abelian group is called torsion-free if every non-zero element has infinite order. Several classes of torsion-free abelian groups have been studied extensively:
Free abelian groups, i.e. arbitrary direct sums of
Cotorsion and algebraically compact torsion-free groups such as the -adic integers
Slender groups
An abelian group that is neither periodic nor torsion-free is called mixed. If is an abelian group and is its torsion subgroup, then the factor group is torsion-free. However, in general the torsion subgroup is not a direct summand of , so is not isomorphic to . Thus the theory of mixed groups involves more than simply combining the results about periodic and torsion-free groups. The additive group of integers is torsion-free -module.
Invariants and classification
One of the most basic invariants of an infinite abelian group is its rank: the cardinality of the maximal linearly independent subset of . Abelian groups of rank 0 are precisely the periodic groups, while torsion-free abelian groups of rank 1 are necessarily subgroups of and can be completely described. More generally, a torsion-free abelian group of finite rank is a subgroup of . On the other hand, the group of -adic integers is a torsion-free abelian group of infinite -rank and the groups with different are non-isomorphic, so this invariant does not even fully capture properties of some familiar groups.
The classification theorems for finitely generated, divisible, countable periodic, and rank 1 torsion-free abelian groups explained above were all obtained before 1950 and form a foundation of the classification of more general infinite abelian groups. Important technical tools used in classification of infinite abelian groups are pure and basic subgroups. Introduction of various invariants of torsion-free abelian groups has been one avenue of further progress. See the books by Irving Kaplansky, László Fuchs, Phillip Griffith, and David Arnold, as well as the proceedings of the conferences on Abelian Group Theory published in Lecture Notes in Mathematics for more recent findings.
Additive groups of rings
The additive group of a ring is an abelian group, but not all abelian groups are additive groups of rings (with nontrivial multiplication). Some important topics in this area of study are:
Tensor product
A.L.S. Corner's results on countable torsion-free groups
Shelah's work to remove cardinality restrictions
Burnside ring
Relation to other mathematical topics
Many large abelian groups possess a natural topology, which turns them into topological groups.
The collection of all abelian groups, together with the homomorphisms between them, forms the category , the prototype of an abelian category.
proved that the first-order theory of abelian groups, unlike its non-abelian counterpart, is decidable. Most algebraic structures other than Boolean algebras are undecidable.
There are still many areas of current research:
Amongst torsion-free abelian groups of finite rank, only the finitely generated case and the rank 1 case are well understood;
There are many unsolved problems in the theory of infinite-rank torsion-free abelian groups;
While countable torsion abelian groups are well understood through simple presentations and Ulm invariants, the case of countable mixed groups is much less mature.
Many mild extensions of the first-order theory of abelian groups are known to be undecidable.
Finite abelian groups remain a topic of research in computational group theory.
Moreover, abelian groups of infinite order lead, quite surprisingly, to deep questions about the set theory commonly assumed to underlie all of mathematics. Take the Whitehead problem: are all Whitehead groups of infinite order also free abelian groups? In the 1970s, Saharon Shelah proved that the Whitehead problem is:
Undecidable in ZFC (Zermelo–Fraenkel axioms), the conventional axiomatic set theory from which nearly all of present-day mathematics can be derived. The Whitehead problem is also the first question in ordinary mathematics proved undecidable in ZFC;
Undecidable even if ZFC is augmented by taking the generalized continuum hypothesis as an axiom;
Positively answered if ZFC is augmented with the axiom of constructibility (see statements true in L).
A note on typography
Among mathematical adjectives derived from the proper name of a mathematician, the word "abelian" is rare in that it is often spelled with a lowercase a, rather than an uppercase A, the lack of capitalization being a tacit acknowledgment not only of the degree to which Abel's name has been institutionalized but also of how ubiquitous in modern mathematics are the concepts introduced by him.
See also
, the smallest non-abelian group
Notes
References
Unabridged and unaltered republication of a work first published by the Cambridge University Press, Cambridge, England, in 1978.
External links
Abelian group theory
Properties of groups
Niels Henrik Abel |
2983 | https://en.wikipedia.org/wiki/Austria-Hungary | Austria-Hungary | Austria-Hungary, formally known as the Austro-Hungarian Monarchy, often referred to as the Austro-Hungarian Empire or the Dual Monarchy, was a multi-national constitutional monarchy in Central Europe between 1867 and 1918. Austria-Hungary was a military and diplomatic alliance of two sovereign states with a single monarch who was titled both Emperor of Austria and King of Hungary. Austria-Hungary constituted the last phase in the constitutional evolution of the Habsburg monarchy: it was formed with the Austro-Hungarian Compromise of 1867 in the aftermath of the Austro-Prussian War and was dissolved shortly after Hungary terminated the union with Austria on 31 October 1918.
One of Europe's major powers at the time, Austria-Hungary was geographically the second-largest country in Europe after the Russian Empire, at and the third-most populous (after Russia and the German Empire). The Empire built up the fourth-largest machine-building industry in the world, after the United States, Germany and the United Kingdom. Austria-Hungary also became the world's third-largest manufacturer and exporter of electric home appliances, electric industrial appliances, and power generation apparatus for power plants, after the United States and the German Empire, and it constructed Europe's second-largest railway network after the German Empire.
With the exception of the territory of Bosnian Condominium, Empire of Austria and the Kingdom of Hungary were separate sovereign countries in international law. Thus separate representatives from Austria and Hungary signed peace treaties agreeing to territorial changes, for example the Treaty of Saint-Germain and the Treaty of Trianon. Citizenship and passports were also separate.
At its core was the dual monarchy which was a real union between Cisleithania, the northern and western parts of the former Austrian Empire, and the Kingdom of Hungary. Following the 1867 reforms, the Austrian and Hungarian states were co-equal in power. The two countries conducted unified diplomatic and defence policies. For these purposes, "common" ministries of foreign affairs and defence were maintained under the monarch's direct authority, as was a third finance ministry responsible only for financing the two "common" portfolios. A third component of the union was the Kingdom of Croatia-Slavonia, an autonomous region under the Hungarian crown, which negotiated the Croatian–Hungarian Settlement in 1868. After 1878, Bosnia and Herzegovina came under Austro-Hungarian joint military and civilian rule until it was fully annexed in 1908, provoking the Bosnian crisis.
Austria-Hungary was one of the Central Powers in World War I, which began with an Austro-Hungarian war declaration on the Kingdom of Serbia on 28 July 1914. It was already effectively dissolved by the time the military authorities signed the armistice of Villa Giusti on 3 November 1918. The Kingdom of Hungary and the First Austrian Republic were treated as its successors de jure, whereas the independence of the West Slavs and South Slavs of the Empire as the First Czechoslovak Republic, the Second Polish Republic, and the Kingdom of Yugoslavia, respectively, and most of the territorial demands of the Kingdom of Romania and the Kingdom of Italy were also recognized by the victorious powers in 1920.
Name and terminology
The realm's official name was in and in (), though in international relations Austria–Hungary was used (; ). The Austrians also used the names () (in detail ; ) and Danubian Monarchy (; ) or Dual Monarchy (; ) and The Double Eagle (; ), but none of these became widespread either in Hungary or elsewhere.
The realm's full name used in the internal administration was The Kingdoms and Lands Represented in the Imperial Council and the Lands of the Holy Hungarian Crown of St. Stephen.
German:
Hungarian:
From 1867 onwards, the abbreviations heading the names of official institutions in Austria–Hungary reflected their responsibility:
( or Imperial and Royal) was the label for institutions common to both parts of the monarchy, e.g., the (War Fleet) and, during the war, the (Army). The common army changed its label from to only in 1889 at the request of the Hungarian government.
() or Imperial-Royal was the term for institutions of Cisleithania (Austria); "royal" in this label referred to the Crown of Bohemia.
() or () ("Royal Hungarian") referred to Transleithania, the lands of the Hungarian crown. In the Kingdom of Croatia and Slavonia, its autonomous institutions hold k. () ("Royal") as according to the Croatian–Hungarian Settlement, the only official language in Croatia and Slavonia was Croatian, and those institutions were "only" Croatian.
Following a decision of Franz Joseph I in 1868, the realm bore the official name Austro-Hungarian Monarchy/Realm (; ) in its international relations. It was often contracted to the Dual Monarchy in English or simply referred to as Austria.
History
Formation and Background
Ever since the Hapsburgs ascended to the throne of Kingdom of Hungary, the kingdom had always enjoyed a great degree of autonomy. In the revolutions of 1848, the Kingdom of Hungary in the Austrian Empire called for greater self-government and later even independence from the Hapsburg Empire. This was crushed militarily by the Austrians with Russian help, and the traditional autonomy that the Hungarians had enjoyed was replaced with absolutist rule from Vienna. However, this only further increased Hungarian resentment of Hapsburg dominion.
In the 1860's, the Empire faced two severe defeats: its loss in the Second Italian War of Independence broke its dominion over much of Italy, while defeat in the Austro-Prussian War of 1866 led to the dissolution of the German Confederation (of which the Hapsburg emperor was the hereditary president) and the exclusion of Austria from German affairs. These twin defeats gave the Hungarians the opportunity to remove the shackles of absolutist rule.
Realizing the need to compromise with Hungary in order to retain its great power status, the central government in Vienna began negotiations with the Hungarian nobility, led by Ferenc Deák. On 20 March 1867, the newly re-established Hungarian parliament at Pest started to negotiate the new laws to be accepted on 30 March. However, Hungarian leaders received the Emperor's formal coronation as King of Hungary on 8 June as a necessity for the laws to be enacted within the lands of the Holy Crown of Hungary. On 28 July, Franz Joseph, in his new capacity as King of Hungary, approved and promulgated the new laws, which officially gave birth to the Dual Monarchy.
1866–1878: beyond Kleindeutschland
The Austro-Prussian war was ended by the Peace of Prague (1866) which settled ythe German Question in favor of a Lesser German Solution. Count Friedrich Ferdinand von Beust, who was the foreign secretary from 1866–1871, hated the Prussian leader, Otto von Bismarck, who had repeatedly outmaneuvered him. Beust looked to France for avenging Austria's defeat and attempted to negotiate with Emperor Napoleon III of France and Italy for an anti-Prussian alliance, but no terms could be reached. The decisive victory of Prusso-German armies in the Franco-Prussian war and the subsequent founding of the German Empire ended all hope of re establishing Austrian dominance in Germany and Beust retired.
After being forced out of Germany and Italy, the Dual Monarchy turned to the Balkans, which were in tumult as nationalistic movements were gaining strength and demanding independence. Both Russia and Austria–Hungary saw an opportunity to expand in this region. Russia took on the role of protector of Slavs and Orthodox Christians. Austria envisioned a multi-ethnic, religiously diverse empire under Vienna's control. Count Gyula Andrássy, a Hungarian who was Foreign Minister (1871–1879), made the centerpiece of his policy one of opposition to Russian expansion in the Balkans and blocking Serbian ambitions to dominate a new South Slav federation. He wanted Germany to ally with Austria, not Russia.
Government
Overview
The Compromise turned the Habsburg domains into a real union between the Austrian Empire ("Lands Represented in the Imperial Council", or Cisleithania) in the western and northern half and the Kingdom of Hungary ("Lands of the Crown of Saint Stephen", or Transleithania) in the eastern half. The two halves shared a common monarch, who ruled as Emperor of Austria over the western and northern half portion and as King of Hungary over the eastern portion. Foreign relations and defense were managed jointly, and the two countries also formed a customs union. All other state functions were to be handled separately by each of the two states.
Certain regions, such as Polish Galicia within Cisleithania and Croatia within Transleithania, enjoyed autonomous status, each with its own unique governmental structures (see: Polish Autonomy in Galicia and Croatian–Hungarian Settlement).
The division between Austria and Hungary was so marked that there was no common citizenship: one was either an Austrian citizen or a Hungarian citizen, never both. This also meant that there were always separate Austrian and Hungarian passports, never a common one. However, neither Austrian nor Hungarian passports were used in the Kingdom of Croatia-Slavonia. Instead, the Kingdom issued its own passports, which were written in Croatian and French, and displayed the coat of arms of the Kingdom of Croatia-Slavonia-Dalmatia on them. Croatia-Slavonia also had executive autonomy regarding naturalization and citizenship, defined as "Hungarian-Croatian citizenship" for the kingdom's citizens.
The Kingdom of Hungary had always maintained a separate parliament, the Diet of Hungary, even after the Austrian Empire was created in 1804. The administration and government of the Kingdom of Hungary (until 1848–49 Hungarian revolution) remained largely untouched by the government structure of the overarching Austrian Empire. Hungary's central government structures remained well separated from the Austrian imperial government. The country was governed by the Council of Lieutenancy of Hungary (the Gubernium) – located in Pressburg and later in Pest – and by the Hungarian Royal Court Chancellery in Vienna. The Hungarian government and Hungarian parliament were suspended after the Hungarian revolution of 1848 and were reinstated after the Austro-Hungarian Compromise in 1867.
Vienna served as the Monarchy's primary capital. The Cisleithanian (Austrian) part contained about 57 percent of the total population and the larger share of its economic resources, compared to the Hungarian part.
There were three parts to the rule of the Austro-Hungarian Empire:
the common foreign, military, and a joint financial policy (only for diplomatic, military, and naval expenditures; later also included the Bosnian affairs) under the monarch
the "Austrian" or Cisleithanian government (Lands Represented in the Imperial Council)
the "Hungarian" or Transleithanian government (Lands of the Crown of Saint Stephen)
The first prime minister of Hungary after the Compromise was Count Gyula Andrássy (1867–1871). The old Hungarian Constitution was restored, and Franz Joseph was crowned as King of Hungary. Andrássy next served as the Foreign Minister of Austria–Hungary (1871–1879).
The Empire relied increasingly on a cosmopolitan bureaucracy—in which Czechs played an important role—backed by loyal elements, including a large part of the German, Hungarian, Polish and Croat aristocracy.
After 1878, Bosnia and Herzegovina came under Austro-Hungarian military and civilian rule until it was fully annexed in 1908, provoking the Bosnian crisis among the other powers. The northern part of the Ottoman Sanjak of Novi Pazar was also under de facto joint occupation during that period, but the Austro-Hungarian army withdrew as part of their annexation of Bosnia. The annexation of Bosnia also led to Islam being recognized as an official state religion due to Bosnia's Muslim population.
Joint government
The common government (officially designated Ministerial Council for Common Affairs, or Ministerrat für gemeinsame Angelegenheiten in German) came into existence in 1867 as a result of the Austro-Hungarian Compromise. The Government of Austria, which ruled the monarchy until then became the government of the Austrian part and another government was formed for the Hungarian part. A common government was also formed for the few matters of common national security - the Common Army, navy, foreign policy and the imperial household, and the customs union. It consisted of three Imperial and Royal Joint-ministries ():
Ministry of the Imperial and Royal Household and Foreign Affairs, known as the Imperial Chancellery before 1869;
Imperial and Royal Ministry of War, known as the Imperial Ministry of War before 1911;
Imperial and Royal Ministry of Finance, known as the Imperial Ministry of Finance before 1908, responsible only for the finances of the other two joint-ministries.
The Minister of the Imperial and Royal Household and Foreign Affairs was the chairman (except when the Monarch was present and led the meetings himself) and thus he was de facto the common prime minister. Since 1869 the prime ministers of the Austrian and Hungarian halves of the monarchy were also members of the common government.
Relations during the half-century after 1867 between the two parts of the dual monarchy featured repeated disputes over shared external tariff arrangements and over the financial contribution of each government to the common treasury. These matters were determined by the Austro-Hungarian Compromise of 1867, in which common expenditures were allocated 70% to Austria and 30% to Hungary. This division had to be renegotiated every ten years. There was political turmoil during the build-up to each renewal of the agreement. By 1907, the Hungarian share had risen to 36.4%. The disputes culminated in the early 1900s in a prolonged constitutional crisis. It was triggered by disagreement over which language to use for command in Hungarian army units and deepened by the advent to power in Budapest in April 1906 of a Hungarian nationalist coalition. Provisional renewals of the common arrangements occurred in October 1907 and in November 1917 on the basis of the status quo. The negotiations in 1917 ended with the dissolution of the Dual Monarchy.
In 1878, the Congress of Berlin placed the Bosnia Vilayet of the Ottoman Empire under Austro-Hungarian occupation. The region was formally annexed in 1908 and was governed by Austria and Hungary jointly (a Condominium). The governor-general of Bosnia and Herzegovina was always an army officer, but he was first and foremost the head of the civil administration in the province (the Bosnian Office, ) and was subordinated to the common Ministry of Finance (as the common government lacked a ministry of the interior). Bosnia received a Territorial Statute (Landesstatut) with the setting up of a Territorial Diet, regulations for the election and procedure of the Diet, a law of associations, a law of public meetings, and a law dealing with the district councils. According to this statute Bosnia-Herzegovina formed a single administrative territory under the responsible direction and supervision of the Ministry of Finance of the Dual Monarchy in Vienna.
Parliaments
Hungary and Austria maintained separate parliaments, each with its own prime minister: the Diet of Hungary (commonly known as the National Assembly) and the Imperial Council () in Cisleithania. Each parliament had its own executive government, appointed by the monarch.
Cisleithania
The Imperial Council was a bicameral body: the upper house was the House of Lords (), and the lower house was the House of Deputies (). Members of the House of Deputies were elected through a system of "curiae" which weighted representation in favor of the wealthy but was progressively reformed until universal male suffrage was introduced in 1906.
Transleithania
The Diet of Hungary was also bicameral: the upper house was the House of Magnates (), and the lower house was the House of Representatives (). The "curia" system was also used to elect members of the House of Representatives. Franchise was very limited, with around 5% of men eligible to vote in 1874, rising to 8% at the beginning of World War I. Matters concerning Croatia-Slavonia alone fell to the Croatian-Slavonian Diet (commonly referred to as the Croatian Parliament).
Bosnia and Herzegovina condominium
The Diet (Sabor) of Bosnia-Herzegovina was created in 1910. Its setup consisted of a single Chamber, elected on the principle of the representation of interests. It numbered 92 members. The Diet had very limited legislative powers. The main legislative power was in the hands of the emperor, the parliaments in Vienna and Budapest, and the joint-minister of finance. The Diet of Bosnia could make proposals, but they had to be approved by both parliaments in Vienna and Budapest. The Diet could only deliberate on matters that affected Bosnia and Herzegovina exclusively; decisions on armed forces, commercial and traffic connections, customs, and similar matters, were made by the parliaments in Vienna and Budapest. The Diet also had no control over the National Council or the municipal councils.
Government of Cisleithania
The Emperor of the dual monarchy in his right of Emperor of Austria and King of Bohemia, ruler of the Austrian part of the realm, officially named The Kingdoms and Lands Represented in the Parliament of the Realm (Die im Reichsrate vertretenen Königreiche und Länder), simplified in 1915 to just Austrian Lands (Österreichische Länder) appointed the Government of Austria. The Austrian ministries carried the designation Imperial-Royal Ministry (sing. k.k. Ministerium), in which Imperial stands for the Kaiser's title of Emperor and Austria and Royal stands for his title of King of Bohemia. The central authorities were known as the "Ministry" (Ministerium). In 1867 the Ministerium consisted of seven ministries (Agriculture, Religion and Education, Finance, Interior, Justice, Commerce and Public Works, Defence). A Ministry of Railways was created in 1896, and the Ministry of Public Works was separated from Commerce in 1908. Ministries of and Social Welfare were established in 1917 to deal with issues arising from World War I. The ministries all had the title k.k. ("Imperial-Royal"), referring to the Imperial Crown of Austria and the Royal Crown of Bohemia.
The administrative system in the Austrian Empire consisted of three levels: the central State administration, the territories (Länder), and the local communal administration. The State administration comprised all affairs having relation to rights, duties, and interests "which are common to all territories"; all other administrative tasks were left to the territories. Finally, the communes had self-government within their own sphere.
Each of the seventeen territories of Cisleithania had an official from the central government, informally called a territorial chief (Landeschef). In five crown lands - the duchies of Salzburg, Carinthia, Carniola, Upper and Lower Silesia (commonly known as Austrian SIlesia) and Bukovina the territorial chief was called a Provincial President (Landespräsident) and his administrative office was called a Provincial Government (Landesregierung). The other twelve entities within the Austrian half of the Monarchy had an Imperial–royal Stateholder (K.k. Statthalter) with an administrative office called an Office of the Stateholder or Stateholder's Chancellery (Statthalterei).
Each entity had its own provincial parliament, called a Landtag, elected by the voters (some princely nobles were unelected members in their own right). The Emperor appointed one of its members as Landeshauptmann (i.e., provincial premier). The Landeshauptmann was the Speaker of the Landtag and thus a member of the provincial legislature.
Below the territory was the district (Bezirk) under a district-head (Bezirkshauptmann), appointed by the State government. These district-heads united nearly all the administrative functions which were divided among the various ministries. Each district was divided into a number of municipalities (Ortsgemeinden), each with its own elected mayor (Bürgermeister). The nine statutory cities were autonomous units at the district-level.
The complexity of this system, particularly the overlap between State and territorial administration, led to moves for administrative reform. As early as 1904, premier Ernest von Koerber had declared that a complete change in the principles of administration would be essential if the machinery of State were to continue working. Richard von Bienerth's last act as Austrian premier in May 1911 was the appointment of a commission nominated by the Emperor to draw up a scheme of administrative reform. In March 1918, Seidler Government decided upon a program of national autonomy as a basis for administrative reform, which was, however, never carried into effect.
Government of Transleithania
The Emperor of the dual monarchy in his right of Apostolic King of Hungary and King of Croatia and Slavonia, ruler of the Hungarian part of the realm, officially named The Lands of the Holy Hungarian Crown (A Magyar Szent Korona országai) appointed the Government of Hungary. The Hungarian ministries carried the designation the Kingdom of Hungary's ... Ministry (sing. Magyar Királyi ...minisztérium), in which Royal stands for the Kaiser's title of Apostolic King of Hungary.
From 1867 the administrative and political divisions of the lands belonging to the Hungarian crown were remodeled due to some restorations and other changes. In 1868 Transylvania was definitely reunited to Hungary proper, and the town and district of Fiume maintained its status as a Corpus separatum ("separate body"). The "Military Frontier" was abolished in stages between 1871 and 1881, with Banat and Šajkaška being incorporated into Hungary proper and the Croatian and Slavonian Military Frontiers joining Croatia-Slavonia.
The Autonomous Government, officially Royal Croatian–Slavonian–Dalmatian Land Government ( or Kraljevska hrvatsko–slavonsko–dalmatinska zemaljska vlada) was established in 1869 with its seat in Zagreb.
In regard to local government, Hungary had traditionally been divided into around seventy counties (, singular megye; Croatian: ) and an array of districts and cities with special statuses. This system was reformed in two stages. In 1870, most historical privileges of territorial subdivisions were abolished, but the existing names and territories were retained. At this point, there were a total of 175 territorial subdivisions: 65 counties (49 in Hungary proper, 8 in Transylvania, and 8 in Croatia), 89 cities with municipal rights, and 21 other types of municipality (3 in Hungary proper and 18 in Transylvania). In a further reform in 1876, most of the cities and other types of municipality were incorporated into the counties. The counties in Hungary were grouped into seven circuits, which had no administrative function. The lowest level subdivision was the district or processus ().
After 1876, some urban municipalities remained independent of the counties in which they were situated. There were 26 of these urban municipalities in Hungary: Arad, Baja, Debreczen, Győr, Hódmezővásárhely, Kassa, Kecskemét, Kolozsvár, Komárom, Marosvásárhely, Nagyvárad, Pancsova, Pécs, Pozsony, Selmecz- és Bélabanya, Sopron, Szabadka, Szatmárnémeti, Szeged, Székesfehervár, Temesvár, Újvidék, Versecz, Zombor, and Budapest, the capital of the country. In Croatia-Slavonia, there were four: Osijek, Varaždin and Zagreb and Zemun. Fiume continued to form a separate division.
The administration of the municipalities was carried on by an official appointed by the king. These municipalities each had a council of twenty members. Counties were led by a County head ( or ) appointed by the king and under the control of the Ministry of the Interior. Each county had a municipal committee of 20 members, comprising 50% virilists (persons paying the highest direct taxes) and 50% elected persons fulfilling the prescribed census and ex officio members (deputy county head, main notary, and others). The powers and responsibilities of the counties were constantly decreased and were transferred to regional agencies of the kingdom's ministries.
Government of the Bosnia and Herzegovina condominium
The Government of Bosnia and Herzegovina was headed by a governor-general (), who was both the head of the civil administration and the commander of the military forces based in Bosnia and Herzegovina. Due to the military functions of the position all nine governor-generals were army officers. The executive branch was headed by a National Council, which was chaired by the governor and contained the governor's deputy and chiefs of departments. At first, the government had only three departments, administrative, financial and legislative. Later, other departments, including construction, economics, education, religion, and technical, were founded as well. The administration of the country, together with the carrying out of the laws, devolved upon the Territorial Government in Sarajevo, which was subordinate and responsible to the Common Ministry of Finance. The existing administrative authorities of the Territory retained their previous organization and functions.
The Austrian-Hungarian authorities left the Ottoman division of Bosnia and Herzegovina untouched, and only changed the names of divisional units. Thus the Bosnia Vilayet was renamed Reichsland, sanjaks were renamed Kreise (Circuits), kazas were renamed Bezirke (Districts), and nahiyahs became Exposituren. There were six Kreise and 54 Bezirke. The heads of the Kreises were Kreiseleiters, and the heads of the Bezirke were Bezirkesleiters.
Judicial system
Cisleithania
The December Constitution of 1867 restored the rule of law, independence of the judiciary, and public jury trials in Austria. The system of general courts had the same four rungs it still has today:
District courts ();
Regional courts ();
Higher regional courts ();
Supreme Court ().
Habsburg subjects would from now on be able to take the State to court should it violate their fundamental rights. Since regular courts were still unable to overrule the bureaucracy, much less the legislature, these guarantees necessitated the creation of specialist courts that could:
The Administrative Court (), stipulated by the 1867 Basic Law on Judicial Power () and implemented in 1876, had the power to review the legality of administrative acts, ensuring that the executive branch remained faithful to the principle of the rule of law.
The Imperial Court (), stipulated by the Basic Law on the Creation of an Imperial Court () in 1867 and implemented in 1869, decided demarcation conflicts between courts and the bureaucracy, between its constituent territories, and between individual territories and the Empire. The Imperial Court also heard complaints of citizens who claimed to have been violated in their constitutional rights, although its powers were not cassatory: it could only vindicate the complainant by the government to be in the wrong, not by actually voiding its wrongful decisions.
The State Court () held the Emperor's ministers accountable for political misconduct committed in office. Although the Emperor could not be taken to court, many of his decrees now depended on the relevant minister to countersign them. The double-pronged approach of making the Emperor dependent on his ministers and also making ministers criminally liable for bad outcomes would firstly enable, secondly motivate the ministers to put pressure on the monarch.
Transleithania
Judicial power was also independent of the executive in Hungary. After the Croatian–Hungarian Settlement of 1868, Croatia-Slavonia had its own independent judicial system (the Table of Seven was the court of last instance for Croatia-Slavonia with final civil and criminal jurisdiction). The judicial authorities in Hungary were:
the district courts with single judges (458 in 1905);
the county courts with collegiate judgeships (76 in number); to these were attached 15 jury courts for press offences. These were courts of first instance. In Croatia-Slavonia these were known as the court tables after 1874;
Royal Tables (12 in number), which were courts of second instance, established at Budapest, Debrecen, Győr, Kassa, Kolozsvár, Marosvásárhely, Nagyvárad, Pécs, Pressburg, Szeged, Temesvár and Ban's Table at Zagreb.
The Royal Supreme Court at Budapest, and the Supreme Court of Justice, or Table of Seven, at Zagreb, which were the highest judicial authorities. There were also a special commercial court at Budapest, a naval court at Fiume, and special army courts.
Bosnia and Herzegovina condominium
The Territorial Statute introduced the modern rights and laws in Bosnia–Herzegovina, and it guaranteed generally the civil rights of the inhabitants of the Territory, namely citizenship, personal liberty, protection by the competent judicial authorities, liberty of creed and conscience, preservation of the national individuality and language, freedom of speech, freedom of learning and education, inviolability of the domicile, secrecy of posts and telegraphs, inviolability of property, the right of petition, and finally the right of holding meetings.
The existing judicial authorities of the Territory retained their previous organization and functions.
Budget
Despite Austria and Hungary sharing a common currency, they were fiscally sovereign and independent entities. Since the beginnings of the personal union (from 1527), the government of the Kingdom of Hungary could preserve its separate and independent budget. After the revolution of 1848–1849, the Hungarian budget was amalgamated with the Austrian, and it was only after the Compromise of 1867 that Hungary obtained a separate budget.
Voting rights
Towards the end of the 19th century, the Austrian half of the dual monarchy began to move towards constitutionalism. A constitutional system with a parliament, the Reichsrat was created, and a bill of rights was enacted also in 1867. Suffrage to the Reichstag's lower house was gradually expanded until 1907, when equal suffrage for all male citizens was introduced.
The 1907 Cisleithanian legislative election were the first elections held under universal male suffrage, after an electoral reform abolishing tax-paying requirements for voters had been adopted by the council and was endorsed by Emperor Franz Joseph earlier in the year. However, seat allocations were based on tax revenues from the States.
Principal issues in the internal politics
The traditional aristocracy and land-based gentry class gradually faced increasingly wealthy men of the cities, who achieved wealth through trade and industrialization. The urban middle and upper class tended to seek their own power and supported progressive movements in the aftermath of revolutions in Europe.
As in the German Empire, the Austro-Hungarian Empire frequently used liberal economic policies and practices. From the 1860s, businessmen succeeded in industrializing parts of the Empire. Newly prosperous members of the bourgeoisie erected large homes and began to take prominent roles in urban life that rivaled the aristocracy's. In the early period, they encouraged the government to seek foreign investment to build up infrastructure, such as railroads, in aid of industrialization, transportation and communications, and development.
The influence of liberals in Austria, most of them ethnic Germans, weakened under the leadership of Count Eduard von Taaffe, the Austrian prime minister from 1879 to 1893. Taaffe used a coalition of clergy, conservatives and Slavic parties to weaken the liberals. In Bohemia, for example, he authorized Czech as an official language of the bureaucracy and school system, thus breaking the German speakers' monopoly on holding office. Such reforms encouraged other ethnic groups to push for greater autonomy as well. By playing nationalities off one another, the government ensured the monarchy's central role in holding together competing interest groups in an era of rapid change.
During the First World War, rising national sentiments and labour movements contributed to strikes, protests and civil unrest in the Empire. After the war, republican, national parties contributed to the disintegration and collapse of the monarchy in Austria and Hungary. Republics were established in Vienna and Budapest.
Legislation to help the working class emerged from Catholic conservatives. They turned to social reform by using Swiss and German models and intervening in private industry. In Germany, Chancellor Otto von Bismarck had used such policies to neutralize socialist promises. The Catholics studied the Swiss Factory Act of 1877, which limited working hours for everyone and provided maternity benefits, and German laws that insured workers against industrial risks inherent in the workplace. These served as the basis for Austria's 1885 Trade Code Amendment.
The Austro-Hungarian compromise and its supporters remained bitterly unpopular among the ethnic Hungarian voters, and the continuous electoral success of the pro-compromise Liberal Party frustrated many Hungarian voters. While the pro-compromise liberal parties were the most popular among ethnic minority voters, the Slovak, Serb, and Romanian minority parties remained unpopular among the ethnic minorities. The nationalist Hungarian parties, which were supported by the overwhelming majority of ethnic Hungarian voters, remained in the opposition, except from 1906 to 1910 where the nationalist Hungarian parties were able to form government.
Foreign affairs
The emperor officially had charge of foreign affairs. His minister of foreign affairs conducted diplomacy. See Ministers of the Imperial and Royal House and of Foreign Affairs of Austria-Hungary (1867–1918).
Demographics
The following data is based on the official Austro-Hungarian census conducted in 1910.
Population and area
Languages
In Austria (Cisleithania), the census of 1910 recorded Umgangssprache, everyday language. Jews and those using German in offices often stated German as their Umgangssprache, even when having a different Muttersprache. 36.8% of the total population spoke German as their native language, and more than 71% of the inhabitants spoke some German.
In Hungary (Transleithania), where the census was based primarily on mother tongue, 48.1% of the total population spoke Hungarian as their native language. Not counting autonomous Croatia-Slavonia, more than 54.4% of the inhabitants of the Kingdom of Hungary were native speakers of Hungarian (this included also the Jewsaround 5% of the populationas mostly they were Hungarian-speaking).
Some languages were considered dialects of more widely spoken languages. For example: in the census, Rhaeto-Romance languages were counted as "Italian", while Istro-Romanian was counted as "Romanian". Yiddish was counted as "German" in both Austria and Hungary.
Historical regions:
Religion
Solely in the Empire of Austria:
Solely in the Kingdom of Hungary:
Largest cities
Data: census in 1910
Ethnic relations
In July 1849, the Hungarian Revolutionary Parliament proclaimed and enacted ethnic and minority rights (the next such laws were in Switzerland), but these were overturned after the Russian and Austrian armies crushed the Hungarian Revolution. After the Kingdom of Hungary reached the Compromise with the Habsburg Dynasty in 1867, one of the first acts of its restored Parliament was to pass a Law on Nationalities (Act Number XLIV of 1868). It was a liberal piece of legislation and offered extensive language and cultural rights. It did not recognize non-Hungarians to have rights to form states with any territorial autonomy.
The "Austro-Hungarian Compromise of 1867" created the personal union of the independent states of Hungary and Austria, linked under a common monarch also having joint institutions. The Hungarian majority asserted more of their identity within the Kingdom of Hungary, and it came to conflict with some of her own minorities. The imperial power of German-speakers who controlled the Austrian half was resented by others. In addition, the emergence of nationalism in the newly independent Romania and Serbia also contributed to ethnic issues in the empire.
Article 19 of the 1867 "Basic State Act" (Staatsgrundgesetz), valid only for the Cisleithanian (Austrian) part of Austria–Hungary, said:
The implementation of this principle led to several disputes, as it was not clear which languages could be regarded as "customary". The Germans, the traditional bureaucratic, capitalist and cultural elite, demanded the recognition of their language as a customary language in every part of the empire. German nationalists, especially in the Sudetenland (part of Bohemia), looked to Berlin in the new German Empire. There was a German-speaking element in Austria proper (west of Vienna), but it did not display much sense of German nationalism. That is, it did not demand an independent state; rather it flourished by holding most of the high military and diplomatic offices in the Empire.
Italian was regarded as an old "culture language" () by German intellectuals and had always been granted equal rights as an official language of the Empire, but the Germans had difficulty in accepting the Slavic languages as equal to their own. On one occasion Count A. Auersperg (Anastasius Grün) entered the Diet of Carniola carrying what he claimed to be the whole corpus of Slovene literature under his arm; this was to demonstrate that the Slovene language could not be substituted for German as the language of higher education.
The following years saw official recognition of several languages, at least in Austria. From 1867, laws awarded Croatian equal status with Italian in Dalmatia. From 1882, there was a Slovene majority in the Diet of Carniola and in the capital Laibach (Ljubljana); they replaced German with Slovene as their primary official language. Galicia designated Polish instead of German in 1869 as the customary language of government.
Istro-Romanians
In Istria, the Istro-Romanians, a small ethnic group composed by around 2,600 people in the 1880s, suffered severe discrimination. The Croats of the region, who formed the majority, tried to assimilate them, while the Italian minority supported them in their requests for self-determination. In 1888, the possibility of opening the first school for the Istro-Romanians teaching in the Romanian language was discussed in the Diet of Istria. The proposal was very popular among them. The Italian deputies showed their support, but the Croat ones opposed it and tried to show that the Istro-Romanians were in fact Slavs. During Austro-Hungarian rule, the Istro-Romanians lived under poverty conditions, and those living in the island of Krk were fully assimilated by 1875.
Bohemia
The language disputes were most fiercely fought in Bohemia, where the Czech speakers formed a majority and sought equal status for their language to German. The Czechs had lived primarily in Bohemia since the 6th century and German immigrants had begun settling the Bohemian periphery in the 13th century. The constitution of 1627 made the German language a second official language and equal to Czech. German speakers lost their majority in the Bohemian Diet in 1880 and became a minority to Czech speakers in the cities of Prague and Pilsen (while retaining a slight numerical majority in the city of Brno (Brünn)). The old Charles University in Prague, hitherto dominated by German speakers, was divided into German and Czech-speaking faculties in 1882.
Hungarian Dominance
At the same time, Hungarian dominance faced challenges from the local majorities of Romanians in Transylvania and in the eastern Banat, Slovaks in today's Slovakia, and Croats and Serbs in the crown lands of Croatia and of Dalmatia (today's Croatia), in Bosnia and Herzegovina and in the provinces known as the Vojvodina (today's northern Serbia). The Romanians and the Serbs began to agitate for union with their fellow nationalists and language speakers in the newly founded states of Romania (1859–1878) and Serbia.
Trialist Proclamation
Hungary's leaders were generally less willing than their Austrian counterparts to share power with their subject minorities, but they granted a large measure of autonomy to Croatia in 1868. To some extent, they modeled their relationship to that kingdom on their own compromise with Austria of the previous year. In spite of nominal autonomy, the Croatian government was an economic and administrative part of Hungary, which the Croatians resented. In the Kingdom of Croatia-Slavonia and Bosnia and Herzegovina many advocated the idea of a trialist Austro-Hungaro-Croatian monarchy; among the supporters of the idea were Archduke Leopold Salvator, Archduke Franz Ferdinand and emperor and king Charles I who during his short reign supported the trialist idea only to be vetoed by the Hungarian government and Count Istvan Tisza. The count finally signed the trialist proclamation after heavy pressure from the king on 23 October 1918.
Language
Language was one of the most contentious issues in Austro-Hungarian politics. All governments faced difficult and divisive hurdles in deciding on the languages of government and of instruction. The minorities sought the widest opportunities for education in their own languages, as well as in the "dominant" languages—Hungarian and German. By the "Ordinance of 5 April 1897", the Austrian Prime Minister Count Kasimir Felix Badeni gave Czech equal standing with German in the internal government of Bohemia; this led to a crisis because of nationalist German agitation throughout the empire. The Crown dismissed Badeni.
The Hungarian Minority Act of 1868 gave the minorities (Slovaks, Romanians, Serbs, et al.) individual (but not also communal) rights to use their language in offices, schools (although in practice often only in those founded by them and not by the state), courts and municipalities (if 20% of the deputies demanded it). Beginning with the 1879 Primary Education Act and the 1883 Secondary Education Act, the Hungarian state made more efforts to reduce the use of non-Magyar languages, in strong violation of the 1868 Nationalities Law. After 1875, all Slovak language schools higher than elementary were closed, including the only three high schools (gymnasiums) in Revúca (Nagyrőce), Turčiansky Svätý Martin (Turócszentmárton) and Kláštor pod Znievom (Znióváralja). From June 1907, all public and private schools in Hungary were obliged to ensure that after the fourth grade, the pupils could express themselves fluently in Hungarian. This led to the further closing of minority schools, devoted mostly to the Slovak and Rusyn languages.
The two kingdoms sometimes divided their spheres of influence. According to Misha Glenny in his book, The Balkans, 1804–1999, the Austrians responded to Hungarian support of Czechs by supporting the Croatian national movement in Zagreb.
In recognition that he reigned in a multi-ethnic country, Emperor Franz Joseph spoke (and used) German, Hungarian and Czech fluently, and Croatian, Serbian, Polish and Italian to some degree.
Jews
Around 1900, Jews numbered about two million in the whole territory of the Austro-Hungarian Empire; their position was ambiguous. The populist and antisemitic politics of the Christian Social Party are sometimes viewed as a model for Adolf Hitler's Nazism. Antisemitic parties and movements existed, but the governments of Vienna and Budapest did not initiate pogroms or implement official antisemitic policies. They feared that such ethnic violence could ignite other ethnic minorities and escalate out of control. The antisemitic parties remained on the periphery of the political sphere due to their low popularity among voters in the parliamentary elections.
In that period, the majority of Jews in Austria–Hungary lived in small towns (shtetls) in Galicia and rural areas in Hungary and Bohemia; however, they had large communities and even local majorities in the downtown districts of Vienna, Budapest, Prague, Kraków and Lwów. Of the pre-World War I military forces of the major European powers, the Austro-Hungarian army was almost alone in its regular promotion of Jews to positions of command. While the Jewish population of the lands of the Dual Monarchy was about 5%, Jews made up nearly 18% of the reserve officer corps. Thanks to the modernity of the constitution and to the benevolence of emperor Franz Joseph, the Austrian Jews came to regard the era of Austria–Hungary as a golden era of their history. By 1910 about 900,000 religious Jews made up approximately 5% of the population of Hungary and about 23% of Budapest's citizenry. Jews accounted for 54% of commercial business owners, 85% of financial institution directors and owners in banking, and 62% of all employees in commerce, 20% of all general grammar school students, and 37% of all commercial scientific grammar school students, 31.9% of all engineering students, and 34.1% of all students in human faculties of the universities. Jews were accounted for 48.5% of all physicians, and 49.4% of all lawyers/jurists in Hungary. Note: The numbers of Jews were reconstructed from religious censuses. They did not include the people of Jewish origin who had converted to Christianity, or the number of atheists. Among many Hungarian parliament members of Jewish origin, the most famous Jewish members in Hungarian political life were Vilmos Vázsonyi as Minister of Justice, Samu Hazai as Minister of War, János Teleszky as minister of finance, János Harkányi as minister of trade, and József Szterényi as minister of trade.
Education
Universities in Cisleithania
The first university in the Austrian half of the Empire (Charles University) was founded by H.R. Emperor Charles IV in Prague in 1347, the second oldest university was the Jagiellonian University established in Kraków by the King of Poland Casimir III the Great in 1364, while the third oldest (University of Vienna) was founded by Duke Rudolph IV in 1365.
The higher educational institutions were predominantly German, but beginning in the 1870s, language shifts began to occur. These establishments, which in the middle of the 19th century had had a predominantly German character, underwent in Galicia a conversion into Polish national institutions, in Bohemia and Moravia a separation into German and Czech ones. Thus Germans, Czechs and Poles were provided for. But now the smaller nations also made their voices heard: the Ruthenians, Slovenes and Italians. The Ruthenians demanded at first, in view of the predominantly Ruthenian character of rural East Galicia, a national partition of the Polish University of Lwów. Since the Poles were at first unyielding, Ruthenian demonstrations and strikes of students arose, and the Ruthenians were no longer content with the reversion of a few separate professorial chairs, and with parallel courses of lectures. By a pact concluded on 28 January 1914 the Poles promised a Ruthenian university; but owing to the war the question lapsed. The Italians could hardly claim a university of their own on grounds of population (in 1910 they numbered 783,000), but they claimed it all the more on grounds of their ancient culture. All parties were agreed that an Italian faculty of laws should be created; the difficulty lay in the choice of the place. The Italians demanded Trieste; but the Government was afraid to let this Adriatic port become the centre of an irredenta; moreover the Southern Slavs of the city wished it kept free from an Italian educational establishment. Bienerth in 1910 brought about a compromise; namely, that it should be founded at once, the situation to be provisionally in Vienna, and to be transferred within four years to Italian national territory. The German National Union (Nationalverband) agreed to extend temporary hospitality to the Italian university in Vienna, but the Southern Slav Hochschule Club demanded a guarantee that a later transfer to the coast provinces should not be contemplated, together with the simultaneous foundation of Slovene professorial chairs in Prague and Cracow, and preliminary steps towards the foundation of a Southern Slav university in Laibach. But in spite of the constant renewal of negotiations for a compromise it was impossible to arrive at any agreement, until the outbreak of war left all the projects for a Ruthenian university at Lemberg, a Slovene one in Laibach, and a second Czech one in Moravia, unrealized.
Universities in Transleithania
In the year 1276, the university of Veszprém was destroyed by the troops of Péter Csák and it was never rebuilt. A university was established by Louis I of Hungary in Pécs in 1367. Sigismund established a university at Óbuda in 1395. Another, Universitas Istropolitana, was established 1465 in Pozsony (now Bratislava in Slovakia) by Mattias Corvinus. None of these medieval universities survived the Ottoman wars. Nagyszombat University was founded in 1635 and moved to Buda in 1777 and it is called Eötvös Loránd University today. The world's first institute of technology was founded in Selmecbánya, Kingdom of Hungary (since 1920 Banská Štiavnica, now Slovakia) in 1735. Its legal successor is the University of Miskolc in Hungary. The Budapest University of Technology and Economics (BME) is considered the oldest institute of technology in the world with university rank and structure. Its legal predecessor the Institutum Geometrico-Hydrotechnicum was founded in 1782 by Emperor Joseph II.
The high schools included the universities, of which Hungary possessed five, all maintained by the state: at Budapest (founded in 1635), at Kolozsvár (founded in 1872), and at Zagreb (founded in 1874). Newer universities were established in Debrecen in 1912, and Pozsony university was reestablished after a half millennium in 1912. They had four faculties: theology, law, philosophy and medicine (the university at Zagreb was without a faculty of medicine). There were in addition ten high schools of law, called academies, which in 1900 were attended by 1,569 pupils. The Polytechnicum in Budapest, founded in 1844, which contained four faculties and was attended in 1900 by 1,772 pupils, was also considered a high school. There were in Hungary in 1900 forty-nine theological colleges, twenty-nine Catholic, five Greek Uniat, four Greek Orthodox, ten Protestant and one Jewish. Among special schools the principal mining schools were at Selmeczbánya, Nagyág and Felsőbánya; the principal agricultural colleges at Debreczen and Kolozsvár; and there was a school of forestry at Selmeczbánya, military colleges at Budapest, Kassa, Déva and Zagreb, and a naval school at Fiume. There were in addition a number of training institutes for teachers and a large number of schools of commerce, several art schools – for design, painting, sculpture, music
Economy
Overview
The heavily rural Austro-Hungarian economy slowly modernised after 1867. Railroads opened up once-remote areas, and cities grew. Many small firms promoted capitalist way of production. Technological change accelerated industrialization and urbanization. The first Austrian stock exchange (the Wiener Börse) was opened in 1771 in Vienna, the first stock exchange of the Kingdom of Hungary (the Budapest Stock Exchange) was opened in Budapest in 1864. The central bank (Bank of issue) was founded as Austrian National Bank in 1816. In 1878, it transformed into Austro-Hungarian National Bank with principal offices in both Vienna and Budapest. The central bank was governed by alternating Austrian or Hungarian governors and vice-governors.
The gross national product per capita grew roughly 1.76% per year from 1870 to 1913. That level of growth compared very favorably to that of other European nations such as Britain (1%), France (1.06%), and Germany (1.51%). However, in a comparison with Germany and Britain, the Austro-Hungarian economy as a whole still lagged considerably, as sustained modernization had begun much later. Like the German Empire, that of Austria–Hungary frequently employed liberal economic policies and practices. In 1873, the old Hungarian capital Buda and Óbuda (Ancient Buda) were officially merged with the third city, Pest, thus creating the new metropolis of Budapest. The dynamic Pest grew into Hungary's administrative, political, economic, trade and cultural hub. Many of the state institutions and the modern administrative system of Hungary were established during this period. Economic growth centered on Vienna and Budapest, the Austrian lands (areas of modern Austria), the Alpine region and the Bohemian lands. In the later years of the 19th century, rapid economic growth spread to the central Hungarian plain and to the Carpathian lands. As a result, wide disparities of development existed within the empire. In general, the western areas became more developed than the eastern ones. The Kingdom of Hungary became the world's second-largest flour exporter after the United States. The large Hungarian food exports were not limited to neighbouring Germany and Italy: Hungary became the most important foreign food supplier of the large cities and industrial centres of the United Kingdom. Galicia, which has been described as the poorest province of Austro-Hungary, experienced near-constant famines, resulting in 50,000 deaths a year. The Istro-Romanians of Istria were also poor, as pastoralism lost strength and agriculture was not productive.
However, by the end of the 19th century, economic differences gradually began to even out as economic growth in the eastern parts of the monarchy consistently surpassed that in the western. The strong agriculture and food industry of the Kingdom of Hungary with the centre of Budapest became predominant within the empire and made up a large proportion of the export to the rest of Europe. Meanwhile, western areas, concentrated mainly around Prague and Vienna, excelled in various manufacturing industries. This division of labour between the east and west, besides the existing economic and monetary union, led to an even more rapid economic growth throughout Austria–Hungary by the early 20th century. However, since the turn of the twentieth century, the Austrian half of the Monarchy could preserve its dominance within the empire in the sectors of the first industrial revolution, but Hungary had a better position in the industries of the second industrial revolution, in these modern sectors of the second industrial revolution the Austrian competition could not become dominant.
Trade
From 1527 (the creation of the monarchic personal union) to 1851, the Kingdom of Hungary maintained its own customs controls, which separated it from the other parts of the Habsburg-ruled territories. After 1867, the Austrian and Hungarian customs union agreement had to be renegotiated and stipulated every ten years. The agreements were renewed and signed by Vienna and Budapest at the end of every decade because both countries hoped to derive mutual economic benefit from the customs union. The Austrian Empire and the Kingdom of Hungary contracted their foreign commercial treaties independently of each other.
Industry
The empire's heavy industry had mostly focused on machine building, especially for the electric power industry, locomotive industry and automotive industry, while in light industry the precision mechanics industry was the most dominant. Through the years leading up to World War I the country became the 4th biggest machine manufacturer in the world.
The two most important trading partners were traditionally Germany (1910: 48% of all exports, 39% of all imports), and Great Britain (1910: almost 10% of all exports, 8% of all imports), the third most important partner was the United States, it followed by Russia, France, Switzerland, Romania, the Balkan states and South America. Trade with the geographically neighbouring Russia, however, had a relatively low weight (1910: 3% of all exports /mainly machinery for Russia, 7% of all imports /mainly raw materials from Russia).
Automotive industry
Prior to World War I, the Austrian Empire had five car manufacturer companies. These were: Austro-Daimler in Wiener-Neustadt (cars trucks, buses), Gräf & Stift in Vienna (cars), Laurin & Klement in Mladá Boleslav (motorcycles, cars), Nesselsdorfer in Nesselsdorf (Kopřivnice), Moravia (automobiles), and Lohner-Werke in Vienna (cars). Austrian car production started in 1897.
Prior to World War I, the Kingdom of Hungary had four car manufacturer companies. These were: the Ganz company in Budapest, RÁBA Automobile in Győr, MÁG (later Magomobil) in Budapest, and MARTA (Hungarian Automobile Joint-stock Company Arad) in Arad. Hungarian car production started in 1900. Automotive factories in the Kingdom of Hungary manufactured motorcycles, cars, taxicabs, trucks and buses.
Electrical industry and electronics
In 1884, Károly Zipernowsky, Ottó Bláthy and Miksa Déri (ZBD), three engineers associated with the Ganz Works of Budapest, determined that open-core devices were impractical, as they were incapable of reliably regulating voltage.
When employed in parallel connected electric distribution systems, closed-core transformers finally made it technically and economically feasible to provide electric power for lighting in homes, businesses and public spaces. The other essential milestone was the introduction of 'voltage source, voltage intensive' (VSVI) systems' by the invention of constant voltage generators in 1885.
Bláthy had suggested the use of closed cores, Zipernowsky had suggested the use of parallel shunt connections, and Déri had performed the experiments;
The first Hungarian water turbine was designed by the engineers of the Ganz Works in 1866, the mass production with dynamo generators started in 1883. The manufacturing of steam turbo generators started in the Ganz Works in 1903.
In 1905, the Láng Machine Factory company also started the production of steam turbines for alternators.
Tungsram is a Hungarian manufacturer of light bulbs and vacuum tubes since 1896. On 13 December 1904, Hungarian Sándor Just and Croatian Franjo Hanaman were granted a Hungarian patent (No. 34541) for the world's first tungsten filament lamp. The tungsten filament lasted longer and gave brighter light than the traditional carbon filament. Tungsten filament lamps were first marketed by the Hungarian company Tungsram in 1904. This type is often called Tungsram-bulbs in many European countries.
Despite the long experimentation with vacuum tubes at Tungsram company, the mass production of radio tubes begun during WW1, and the production of X-ray tubes started also during the WW1 in Tungsram Company.
The Orion Electronics was founded in 1913. Its main profiles were the production of electrical switches, sockets, wires, incandescent lamps, electric fans, electric kettles, and various household electronics.
The telephone exchange was an idea of the Hungarian engineer Tivadar Puskás (1844–1893) in 1876, while he was working for Thomas Edison on a telegraph exchange.
The first Hungarian telephone factory (Factory for Telephone Apparatuses) was founded by János Neuhold in Budapest in 1879, which produced telephones microphones, telegraphs, and telephone exchanges.
In 1884, the Tungsram company also started to produce microphones, telephone apparatuses, telephone switchboards and cables.
The Ericsson company also established a factory for telephones and switchboards in Budapest in 1911.
Aeronautic industry
The first airplane in Austria was Edvard Rusjan's design, the Eda I, which had its maiden flight in the vicinity of Gorizia on 25 November 1909.
The first Hungarian hydrogen-filled experimental balloons were built by István Szabik and József Domin in 1784.
The first Hungarian designed and produced airplane (powered by a Hungarian built inline engine) was flown at Rákosmező on 4 November 1909. The earliest Hungarian airplane with Hungarian built radial engine was flown in 1913. Between 1912 and 1918, the Hungarian aircraft industry began developing. The three greatest: UFAG Hungarian Aircraft Factory (1914), Hungarian General Aircraft Factory (1916), Hungarian Lloyd Aircraft, Engine Factory at Aszód (1916), and Marta in Arad (1914). During the First World War, fighter planes, bombers and reconnaissance planes were produced in these factories. The most important aero-engine factories were Weiss Manfred Works, GANZ Works, and Hungarian Automobile Joint-stock Company Arad.
Rolling stock manufacturers
The factories producing rolling stock such as locomotives, steam engines and wagons, but also bridges and other iron structures, were installed in Vienna (Locomotive Factory of the State Railway Company, founded in 1839), in Wiener Neustadt (New Vienna Locomotive Factory, founded in 1841), and in Floridsdorf (Floridsdorf Locomotive Factory, founded in 1869).
The Hungarian factories producing rolling stock as well as bridges and other iron structures were the MÁVAG company in Budapest (steam engines and wagons) and the Ganz company in Budapest (steam engines, wagons, the production of electric locomotives and electric trams started from 1894). and the RÁBA Company in Győr.
Shipbuilding
The largest shipyard in the dual monarchy and a strategic asset for the Austro-Hungarian Navy was the Stabilimento Tecnico Triestino in Trieste, founded in 1857 by Wilhelm Strudthoff. Second in importance was the Danubius Werft in Fiume (present-day Rijeka, Croatia). Third in importance for the naval shipbuilding was the Navy's own Marinearsenal, located at the main naval base in Pola, present-day Croatia. Smaller shipyards included the Cantiere Navale Triestino in Monfalcone (established in 1908 with ship repairs as the main activity, but went on during the war to manufacture submarines) and the in Fiume. The latter was established in 1854 under the name Stabilimento Tecnico Fiume with Robert Whitehead as the enterprise's director and the purpose to produce his torpedoes for the Navy. The company went bankrupt in 1874 and in the following year Whitehead bought it to establish the Whitehead & Co. Next to torpedoes the company went on to produce submarines during WWI. On the Danube, the DDSG had established the Óbuda Shipyard on the Hungarian Hajógyári Island in 1835. The largest Hungarian shipbuilding company was the Ganz-Danubius.
Infrastructure
Telecommunications
Telegraph
The first telegraph connection (Vienna—Brno—Prague) had started operation in 1847. In Hungarian territory the first telegraph stations were opened in Pressburg (Pozsony, today's Bratislava) in December 1847 and in Buda in 1848. The first telegraph connection between Vienna and Pest–Buda (later Budapest) was constructed in 1850, and Vienna–Zagreb in 1850.
Austria subsequently joined a telegraph union with German states. In the Kingdom of Hungary, 2,406 telegraph post offices operated in 1884. By 1914 the number of telegraph offices reached 3,000 in post offices and further 2,400 were installed in the railway stations of the Kingdom of Hungary.
Telephone
The first telephone exchange was opened in Zagreb (8 January 1881), the second was in Budapest (1 May 1881), and the third was opened in Vienna (3 June 1881). Initially telephony was available in the homes of individual subscribers, companies and offices. Public telephone stations appeared in the 1890s, and they quickly became widespread in post offices and railway stations. Austria–Hungary had 568 million telephone calls in 1913; only two Western European countries had more phone calls: the German Empire and the United Kingdom. The Austro-Hungarian Empire was followed by France with 396 million telephone calls and Italy with 230 million phone calls. In 1916, there were 366 million telephone calls in Cisleithania, among them 8.4 million long distant calls. All telephone exchanges of the cities, towns and larger villages in Transleithania were linked until 1893. By 1914, more than 2000 settlements had telephone exchange in Kingdom of Hungary.
Electronic audio broadcasting
The Telefon Hírmondó (Telephone Herald) news and entertainment service was introduced in Budapest in 1893. Two decades before the introduction of radio broadcasting, people could listen to political, economic and sports news, cabaret, music and opera in Budapest daily. It operated over a special type of telephone exchange system.
Rail transport
By 1913, the combined length of the railway tracks of the Austrian Empire and Kingdom of Hungary reached . In Western Europe only Germany had more extended railway network (); the Austro-Hungarian Empire was followed by France (), the United Kingdom (), Italy () and Spain ().
Railways in Cisleithania
Rail transport expanded rapidly in the Austro-Hungarian Empire. Its predecessor state, the Habsburg Empire, had built a substantial core of railways in the west, originating from Vienna, by 1841. Austria's first steam railway from Vienna to Moravia with its terminus in Galicia (Bochnie) was opened in 1839. The first train travelled from Vienna to Lundenburg (Břeclav) on 6 June 1839 and one month later between the imperial capital in Vienna and the capital of Moravia Brünn (Brno) on 7 July. At that point, the government realized the military possibilities of rail and began to invest heavily in construction. Pozsony (Bratislava), Budapest, Prague, Kraków, Lviv, Graz, Laibach (Ljubljana) and Venedig (Venice) became linked to the main network. By 1854, the empire had almost of track, about 60–70% of it in state hands. The government then began to sell off large portions of track to private investors to recoup some of its investments and because of the financial strains of the 1848 Revolution and of the Crimean War.
From 1854 to 1879, private interests conducted almost all rail construction. What would become Cisleithania gained of track, and Hungary built of track. During this time, many new areas joined the railway system and the existing rail networks gained connections and interconnections. This period marked the beginning of widespread rail transportation in Austria–Hungary, and also the integration of transportation systems in the area. Railways allowed the empire to integrate its economy far more than previously possible, when transportation depended on rivers.
After 1879, the Austrian and the Hungarian governments slowly began to renationalize their rail networks, largely because of the sluggish pace of development during the worldwide depression of the 1870s. Between 1879 and 1900, more than of railways were built in Cisleithania and Hungary. Most of this constituted "filling in" of the existing network, although some areas, primarily in the far east, gained rail connections for the first time. The railway reduced transportation costs throughout the empire, opening new markets for products from other lands of the Dual Monarchy. In 1914, of a total of of railway tracks in Austria, (82%) were state-owned.
Railways in Transleithania
The first Hungarian steam locomotive railway line was opened on 15 July 1846 between Pest and Vác. In 1890 most large Hungarian private railway companies were nationalized as a consequence of the poor management of private companies, except the strong Austrian-owned Kaschau-Oderberg Railway (KsOd) and the Austrian-Hungarian Southern Railway (SB/DV). They also joined the zone tariff system of the MÁV (Hungarian State Railways). By 1910, the total length of the rail networks of Hungarian Kingdom reached , the Hungarian network linked more than 1,490 settlements. Nearly half (52%) of the empire's railways were built in Hungary, thus the railroad density there became higher than that of Cisleithania. This has ranked Hungarian railways the 6th most dense in the world (ahead of Germany and France).
Electrified commuter railways: A set of four electric commuter rai lines were built in Budapest, the BHÉV: Ráckeve line (1887), Szentendre line (1888), Gödöllő line (1888), Csepel line (1912)
Tramway lines in the cities
Horse-drawn tramways appeared in the first half of the 19th century. Between the 1850s and 1880s many were built : Vienna (1865), Budapest (1866), Brno (1869), Trieste (1876). Steam trams appeared in the late 1860s. The electrification of tramways started in the late 1880s. The first electrified tramway in Austria–Hungary was built in Budapest in 1887.
Electric tramway lines in the Austrian Empire:
Austria: Gmunden (1894); Linz, Vienna (1897); Graz (1898); Trieste (1900); Ljubljana (1901); Innsbruck (1905); Unterlach, Ybbs an der Donau (1907); Salzburg (1909); Klagenfurt, Sankt Pölten (1911); Piran (1912)
Austrian Littoral: Pula (1904).
Bohemia: Prague (1891); Teplice (1895); Liberec (1897); Ústí nad Labem, Plzeň, Olomouc (1899); Moravia, Brno, Jablonec nad Nisou (1900); Ostrava (1901); Mariánské Lázně (1902); Budějovice, České Budějovice, Jihlava (1909)
Austrian Silesia: Opava (Troppau) (1905), Cieszyn (Cieszyn) (1911)
Dalmatia: Dubrovnik (1910)
Galicia: Lviv (1894), Bielsko-Biała (1895); Kraków (1901); Tarnów, Cieszyn (1911)
Electric tramway lines in the Kingdom of Hungary:
Hungary: Budapest (1887); Pressburg/Pozsony/Bratislava (1895); Szabadka/Subotica (1897), Szombathely (1897), Miskolc (1897); Temesvár/Timișoara (1899); Sopron (1900); Szatmárnémeti/Satu Mare (1900); Nyíregyháza (1905); Nagyszeben/Sibiu (1905); Nagyvárad/Oradea (1906); Szeged (1908); Debrecen (1911); Újvidék/Novi Sad (1911); Kassa/Košice (1913); Pécs (1913)
Croatia: Fiume (1899); Pula (1904); Opatija – Lovran (1908); Zagreb (1910); Dubrovnik (1910).
Underground
The Budapest Metro Line 1 (originally the "Franz Joseph Underground Electric Railway Company") is the second oldest underground railway in the world (the first being the London Underground's Metropolitan Line and the third being Glasgow), and the first on the European mainland. It was built from 1894 to 1896 and opened on 2 May 1896. In 2002, it was listed as a UNESCO World Heritage Site.
The M1 line became an IEEE Milestone due to the radically new innovations in its era: "Among the railway's innovative elements were bidirectional tram cars; electric lighting in the subway stations and tram cars; and an overhead wire structure instead of a third-rail system for power".
Inland waterways and river regulation
In 1900 the engineer C. Wagenführer drew up plans to link the Danube and the Adriatic Sea by a canal from Vienna to Trieste. It was born from the desire of Austria–Hungary to have a direct link to the Adriatic Sea but was never constructed.
Lower Danube and the Iron Gates
In 1831 a plan had already been drafted to make the passage navigable, at the initiative of the Hungarian politician István Széchenyi. Finally Gábor Baross, Hungary's "Iron Minister", succeeded in financing this project. The riverbed rocks and the associated rapids made the gorge valley an infamous passage for shipping. In German, the passage is still known as the Kataraktenstrecke, even though the cataracts are gone. Near the actual "Iron Gates" strait the Prigrada rock was the most important obstacle until 1896: the river widened considerably here and the water level was consequently low. Upstream, the Greben rock near the "Kazan" gorge was notorious.
Tisza River
The length of the Tisza in Hungary used to be . It flowed through the Great Hungarian Plain, which is one of the largest flat areas in central Europe. Since plains can cause a river to flow very slowly, the Tisza used to follow a path with many curves and turns, which led to many large floods in the area.
After several small-scale attempts, István Széchenyi organised the "regulation of the Tisza" (Hungarian: a Tisza szabályozása) which started on 27 August 1846, and substantially ended in 1880. The new length of the river in Hungary was ( total), with of "dead channels" and of new riverbed. The resultant length of the flood-protected river comprises (out of of all Hungarian protected rivers).
Shipping and ports
The most important seaport was Trieste (today part of Italy), where the Austrian merchant marine was based. Two major shipping companies (Austrian Lloyd and Austro-Americana) and several shipyards were located there. From 1815 to 1866, Venice had been part of the Habsburg empire. The loss of Venice prompted the development of the Austrian merchant marine. By 1913, the commercial marine of Austria, comprised 16,764 vessels with a tonnage of 471,252, and crews number-ing 45,567. Of the total (1913) 394 of 422,368 tons were steamers, and 16,370 of 48,884 tons were sailing vessels The Austrian Lloyd was one of the biggest ocean shipping companies of the time. Prior to the beginning of World War I, the company owned 65 middle-sized and large steamers. The Austro-Americana owned one third of this number, including the biggest Austrian passenger ship, the SS Kaiser Franz Joseph I. In comparison to the Austrian Lloyd, the Austro-American concentrated on destinations in North and South America. The Austro-Hungarian Navy became much more significant than previously, as industrialization provided sufficient revenues to develop it. Pola (Pula, today part of Croatia) was especially significant for the navy.
The most important seaport for the Hungarian part of the monarchy was Fiume (Rijeka, today part of Croatia), where the Hungarian shipping companies, such as the Adria, operated. The commercial marine of the Kingdom of Hungary in 1913 comprised 545 vessels of 144,433 tons, and crews numbering 3,217. Of the total number of vessels 134,000 of 142,539 tons were steamers, and 411 of 1,894 tons were sailing vessels. The first Danubian steamer company, Donaudampfschiffahrtsgesellschaft (DDSG), was the largest inland shipping company in the world until the collapse of Austria-Hungary.
Military
The Austro-Hungarian Army was under the command of Archduke Albrecht, Duke of Teschen (1817–1895), an old-fashioned bureaucrat who opposed modernization. The military system of the Austro-Hungarian monarchy was similar in both states, and rested since 1868 upon the principle of the universal and personal obligation of the citizen to bear arms. Its military force was composed of the common army; the special armies, namely the Austrian Landwehr, and the Hungarian Honved, which were separate national institutions, and the Landsturm or levy-en masse. As stated above, the common army stood under the administration of the joint minister of war, while the special armies were under the administration of the respective ministries of national defence. The yearly contingent of recruits for the army was fixed by the military bills voted on by the Austrian and Hungarian parliaments and was generally determined on the basis of the population, according to the last census returns. It amounted in 1905 to 103,100 men, of which Austria furnished 59,211 men, and Hungary 43,889. Besides 10,000 men were annually allotted to the Austrian Landwehr, and 12,500 to the Hungarian Honved. The term of service was two years (three years in the cavalry) with the colours, seven or eight in the reserve and two in the Landwehr; in the case of men not drafted to the active army the same total period of service was spent in various special reserves.
The common minister of war was the head for the administration of all military affairs, except those of the Austrian Landwehr and of the Hungarian Honved, which were committed to the ministries for national defence of the two respective states. But the supreme command of the army was nominally vested in the monarch, who had the power to take all measures regarding the whole army. In practice, the emperor's nephew Archduke Albrecht was his chief military advisor and made the policy decisions.
The Austro-Hungarian Navy was mainly a coast defence force, and also included a flotilla of monitors for the Danube. It was administered by the naval department of the ministry of war.
1914–1918: World War I
1878–1914: Congress of Berlin, Balkan instability and the Bosnia Crisis
Russian Pan-Slavic organizations sent aid to the Balkan rebels and so pressured the tsar's government to declare war on the Ottoman Empire in 1877 in the name of protecting Orthodox Christians. Unable to mediate between the Ottoman Empire and Russia over the control of Serbia, Austria–Hungary declared neutrality when the conflict between the two powers escalated into a war. With help from Romania and Greece, Russia defeated the Ottomans and with the Treaty of San Stefano tried to create a large pro-Russian Bulgaria.
This treaty sparked an international uproar that almost resulted in a general European war. Austria–Hungary and Britain feared that a large Bulgaria would become a Russian satellite that would enable the tsar to dominate the Balkans. British prime minister Benjamin Disraeli moved warships into position against Russia to halt the advance of Russian influence in the eastern Mediterranean so close to Britain's route through the Suez Canal. The Treaty of San Stefano was seen in Austria as much too favourable for Russia and its Orthodox-Slavic goals.
The Congress of Berlin rolled back the Russian victory by partitioning the large Bulgarian state that Russia had carved out of Ottoman territory and denying any part of Bulgaria full independence from the Ottomans. The Congress of Berlin in 1878 let Austria occupy (but not annex) the province of Bosnia and Herzegovina, a predominantly Slavic area. Austria occupied Bosnia and Herzegovina as a way of gaining power in the Balkans. Serbia, Montenegro and Romania became fully independent. Nonetheless, the Balkans remained a site of political unrest with teeming ambition for independence and great power rivalries. At the Congress of Berlin in 1878 Gyula Andrássy (Minister of Foreign Affairs) managed to force Russia to retreat from further demands in the Balkans. As a result, Greater Bulgaria was broken up and Serbian independence was guaranteed. In that year, with Britain's support, Austria–Hungary stationed troops in Bosnia to prevent the Russians from expanding into nearby Serbia. In another measure to keep the Russians out of the Balkans, Austria–Hungary formed an alliance, the Mediterranean Entente, with Britain and Italy in 1887 and concluded mutual defence pacts with Germany in 1879 and Romania in 1883 against a possible Russian attack. Following the Congress of Berlin the European powers attempted to guarantee stability through a complex series of alliances and treaties.
Anxious about Balkan instability and Russian aggression, and to counter French interests in Europe, Austria–Hungary forged a defensive alliance with Germany in October 1879 and in May 1882. In October 1882 Italy joined this partnership in the Triple Alliance largely because of Italy's imperial rivalries with France. Tensions between Russia and Austria–Hungary remained high, so Bismarck replaced the League of the Three Emperors with the Reinsurance Treaty with Russia to keep the Habsburgs from recklessly starting a war over Pan-Slavism. The Sandžak-Raška / Novibazar region was under Austro-Hungarian occupation between 1878 and 1909, when it was returned to the Ottoman Empire, before being ultimately divided between kingdoms of Montenegro and Serbia.
On the heels of the Great Balkan Crisis, Austro-Hungarian forces occupied Bosnia and Herzegovina in August 1878 and the monarchy eventually annexed Bosnia and Herzegovina in October 1908 as a common holding of Cisleithania and Transleithania under the control of the Imperial & Royal finance ministry rather than attaching it to either territorial government. The annexation in 1908 led some in Vienna to contemplate combining Bosnia and Herzegovina with Croatia to form a third Slavic component of the monarchy. The deaths of Franz Joseph's brother, Maximilian (1867), and his only son, Rudolf, made the Emperor's nephew, Franz Ferdinand, heir to the throne. The Archduke was rumoured to have been an advocate for this trialism as a means to limit the power of the Hungarian aristocracy.
A proclamation issued on the occasion of its annexation to the Habsburg monarchy in October 1908 promised these lands constitutional institutions, which should secure to their inhabitants full civil rights and a share in the management of their own affairs by means of a local representative assembly. In performance of this promise a constitution was promulgated in 1910.
The principal players in the Bosnian Crisis of 1908-09 were the foreign ministers of Austria and Russia, Alois Lexa von Aehrenthal and Alexander Izvolsky. Both were motivated by political ambition; the first would emerge successful, and the latter would be broken by the crisis. Along the way, they would drag Europe to the brink of war in 1909. They would also divide Europe into the two armed camps that would go to war in July 1914.
Aehrenthal had started with the assumption that the Slavic minorities could never come together, and the Balkan League would never cause any damage to Austria. He turned down an Ottoman proposal for an alliance that would include Austria, Turkey, and Romania. However, his policies alienated the Bulgarians, who turned instead to Russia and Serbia. Although Austria had no intention to embark on additional expansion to the south, Aehrenthal encouraged speculation to that effect, expecting that it would paralyze the Balkan states. Instead, it incited them to feverish activity to create a defensive block to stop Austria. A series of grave miscalculations at the highest level thus significantly strengthened Austria's enemies.
In 1914, Slavic militants in Bosnia rejected Austria's plan to fully absorb the area; they assassinated the Austrian heir and precipitated World War I.
Prelude
On 28 June 1914, Archduke Franz Ferdinand visited the Bosnian capital, Sarajevo. A group of six assassins (Cvjetko Popović, Gavrilo Princip, Muhamed Mehmedbašić, Nedeljko Čabrinović, Trifko Grabež, Vaso Čubrilović) from the nationalist group Mlada Bosna, supplied by the Black Hand, had gathered on the street where the Archduke's motorcade would pass. Čabrinović threw a grenade at the car, but missed. It injured some people nearby, and Franz Ferdinand's convoy could carry on. The other assassins failed to act as the cars drove past them quickly. About an hour later, when Franz Ferdinand was returning from a visit at the Sarajevo Hospital, the convoy took a wrong turn into a street where Gavrilo Princip by coincidence stood. With a pistol, Princip shot and killed Franz Ferdinand and his wife Sophie. The reaction among most city-dwelling Austrian people was mild, almost indifferent. As historian Z. A. B. Zeman later wrote, "The event almost failed to make any impression whatsoever. On Sunday and Monday [June 28 and 29], the crowds in Vienna listened to music and drank wine, as if nothing had happened".
The assassination excessively intensified the existing traditional religion-based ethnic hostilities in Bosnia. However, in Sarajevo itself, Austrian authorities encouraged violence against the Serb residents, which resulted in the Anti-Serb riots of Sarajevo, in which Catholic Croats and Bosnian Muslims killed two and damaged numerous Serb-owned buildings. Writer Ivo Andrić referred to the violence as the "Sarajevo frenzy of hate." Violent actions against ethnic Serbs were organized not only in Sarajevo but also in many other larger Austro-Hungarian cities in modern-day Croatia and Bosnia and Herzegovina. Austro-Hungarian authorities in Bosnia and Herzegovina imprisoned and extradited approximately 5,500 prominent Serbs, 700 to 2,200 of whom died in prison. Four hundred sixty Serbs were sentenced to death and a predominantly Muslim special militia known as the Schutzkorps was established and carried out the persecution of Serbs.
Some members of the government, such as Minister of Foreign Affairs Count Leopold Berchtold and Army Commander Count Franz Conrad von Hötzendorf, had wanted to confront the resurgent Serbian nation for some years in a preventive war, but the Emperor and Hungarian prime minister István Tisza were opposed.
The foreign ministry of Austro-Hungarian Empire sent ambassador László Szőgyény to Potsdam, where he inquired about the standpoint of the German Emperor on 5 July and received a supportive response.
The leaders of Austria–Hungary therefore decided to confront Serbia militarily before it could incite a revolt; using the assassination as an excuse, they presented a list of ten demands called the July Ultimatum, expecting Serbia would never accept. When Serbia accepted nine of the ten demands but only partially accepted the remaining one, Austria–Hungary declared war. Franz Joseph I finally followed the urgent counsel of his top advisers.
Over the course of July and August 1914, these events caused the start of World War I, as Russia mobilized in support of Serbia, setting off a series of counter-mobilizations. In support of his German ally, on Thursday, 6 August 1914, Emperor Franz Joseph signed the declaration of war on Russia. Italy initially remained neutral, despite its alliance with Austria–Hungary. In 1915, it switched to the side of the Entente powers, hoping to gain territory from its former ally.
Wartime foreign policy
The Austro-Hungarian Empire played a relatively passive diplomatic role in the war, as it was increasingly dominated and controlled by Germany. The only goal was to punish Serbia and try to stop the ethnic breakup of the Empire, and it completely failed. Starting in late 1916 the new Emperor Karl removed the pro-German officials and opened peace overtures to the Allies, whereby the entire war could be ended by compromise, or perhaps Austria would make a separate peace from Germany. The main effort was vetoed by Italy, which had been promised large slices of Austria for joining the Allies in 1915. Austria was only willing to turn over the Trentino region but nothing more. Karl was seen as a defeatist, which weakened his standing at home and with both the Allies and Germany.
Theaters of operations
The Austro-Hungarian Empire conscripted 7.8 million soldiers during WWI. General von Hötzendorf was the Chief of the Austro-Hungarian General Staff. Franz Joseph I, who was much too old to command the army, appointed Archduke Friedrich von Österreich-Teschen as Supreme Army Commander (Armeeoberkommandant), but asked him to give Von Hötzendorf freedom to take any decisions. Von Hötzendorf remained in effective command of the military forces until Emperor Karl I took the supreme command himself in late 1916 and dismissed Conrad von Hötzendorf in 1917. Meanwhile, economic conditions on the homefront deteriorated rapidly. The Empire depended on agriculture, and agriculture depended on the heavy labor of millions of men who were now in the Army. Food production fell, the transportation system became overcrowded, and industrial production could not successfully handle the overwhelming need for munitions. Germany provided a great deal of help, but it was not enough. Furthermore, the political instability of the multiple ethnic groups of Empire now ripped apart any hope for national consensus in support of the war. Increasingly there was a demand for breaking up the Empire and setting up autonomous national states based on historic language-based cultures. The new Emperor sought peace terms from the Allies, but his initiatives were vetoed by Italy.
Homefront
The heavily rural Empire did have a small industrial base, but its major contribution was manpower and food. Nevertheless, Austria–Hungary was more urbanized (25%) than its actual opponents in the First World War, like the Russian Empire (13.4%), Serbia (13.2%) or Romania (18.8%). Furthermore, the Austro-Hungarian Empire had also more industrialized economy and higher GDP per capita than the Kingdom of Italy, which was economically the far most developed actual opponent of the Empire.
On the home front, food grew scarcer and scarcer, as did heating fuel. Hungary, with its heavy agricultural base, was somewhat better fed. The Army conquered productive agricultural areas in Romania and elsewhere, but refused to allow food shipments to civilians back home. Morale fell every year, and the diverse nationalities gave up on the Empire and looked for ways to establish their own nation states.
Inflation soared, from an index of 129 in 1914 to 1589 in 1918, wiping out the cash savings of the middle-class. In terms of war damage to the economy, the war used up about 20 percent of the GDP. The dead soldiers amounted to about four percent of the 1914 labor force, and the wounded ones to another six percent. Compared all the major countries in the war, the death and casualty rate was toward the high-end regarding the present-day territory of Austria.
By summer 1918, "Green Cadres" of army deserters formed armed bands in the hills of Croatia-Slavonia and civil authority disintegrated. By late October violence and massive looting erupted and there were efforts to form peasant republics. However, the Croatian political leadership was focused on creating a new state (Yugoslavia) and worked with the advancing Serbian army to impose control and end the uprisings.
Serbian front 1914–1916
At the start of the war, the army was divided into two: the smaller part attacked Serbia while the larger part fought against the formidable Imperial Russian Army. The invasion of Serbia in 1914 was a disaster: by the end of the year, the Austro-Hungarian Army had taken no territory, but had lost 227,000 out of a total force of 450,000 men. However, in the autumn of 1915, the Serbian Army was defeated by the Central Powers, which led to the occupation of Serbia. Near the end of 1915, in a massive rescue operation involving more than 1,000 trips made by Italian, French and British steamers, 260,000 Serb surviving soldiers were transported to Brindisi and Corfu, where they waited for the chance of the victory of Allied Powers to reclaim their country. Corfu hosted the Serbian government in exile after the collapse of Serbia and served as a supply base to the Greek front. In April 1916 a large number of Serbian troops were transported in British and French naval vessels from Corfu to mainland Greece. The contingent numbering over 120,000 relieved a much smaller army at the Macedonian front and fought alongside British and French troops.
Russian front 1914–1917
On the Eastern front, the war started out equally poorly. The government accepted the Polish proposal of establishing the Supreme National Committee as the Polish central authority within the Empire, responsible for the formation of the Polish Legions, an auxiliary military formation within the Austro-Hungarian army. The Austro-Hungarian Army was defeated at the Battle of Lemberg and the great fortress city of Przemyśl was besieged and fell in March 1915. The Gorlice–Tarnów Offensive started as a minor German offensive to relieve the pressure of the Russian numerical superiority on the Austro-Hungarians, but the cooperation of the Central Powers resulted in huge Russian losses and the total collapse of the Russian lines and their long retreat into Russia. The Russian Third Army perished. In summer 1915, the Austro-Hungarian Army, under a unified command with the Germans, participated in the successful Gorlice–Tarnów Offensive. From June 1916, the Russians focused their attacks on the Austro-Hungarian army in the Brusilov Offensive, recognizing the numerical inferiority of the Austro-Hungarian army. By the end of September 1916, Austria–Hungary mobilized and concentrated new divisions, and the successful Russian advance was halted and slowly repelled; but the Austrian armies took heavy losses (about 1 million men) and never recovered. Nevertheless, the huge losses in men and material inflicted on the Russians during the offensive contributed greatly to the revolutions of 1917, and it caused an economic crash in the Russian Empire.
The Act of 5 November 1916 was proclaimed then to the Poles jointly by the Emperors Wilhelm II of Germany and Franz Joseph of Austria-Hungary. This act promised the creation of the Kingdom of Poland out of territory of Congress Poland, envisioned by its authors as a puppet state controlled by the Central Powers, with the nominal authority vested in the Regency Council. The origin of that document was the dire need to draft new recruits from German-occupied Poland for the war with Russia. Following the Armistice of 11 November 1918 ending the World War I, in spite of the previous initial total dependence of the kingdom on its sponsors, it ultimately served against their intentions as the cornerstone proto state of the nascent Second Polish Republic, the latter composed also of territories never intended by the Central Powers to be ceded to Poland.
The Battle of Zborov (1917) was the first significant action of the Czechoslovak Legions, who fought for the independence of Czechoslovakia against the Austro-Hungarian army.
Italian front 1915–1918
In May 1915, Italy attacked Austria–Hungary. Italy was the only military opponent of Austria–Hungary which had a similar degree of industrialization and economic level; moreover, her army was numerous (≈1,000,000 men were immediately fielded), but suffered from poor leadership, training and organization. Chief of Staff Luigi Cadorna marched his army towards the Isonzo river, hoping to seize Ljubljana, and to eventually threaten Vienna. However, the Royal Italian Army were halted on the river, where four battles took place over five months (23 June – 2 December 1915). The fight was extremely bloody and exhausting for both the contenders.
On 15 May 1916, the Austrian Chief of Staff Conrad von Hötzendorf launched the Strafexpedition ("punitive expedition"): the Austrians broke through the opposing front and occupied the Asiago plateau. The Italians managed to resist and in a counteroffensive seized Gorizia on 9 August. Nonetheless, they had to stop on the Carso, a few kilometres away from the border. At this point, several months of indecisive trench warfare ensued (analogous to the Western front). As the Russian Empire collapsed as a result of the Bolshevik Revolution and Russians ended their involvement in the war, Germans and Austrians were able to move on the Western and Southern fronts much manpower from the erstwhile Eastern fighting.
On 24 October 1917, Austrians (now enjoying decisive German support) attacked at Caporetto using new infiltration tactics; although they advanced more than in the direction of Venice and gained considerable supplies, they were halted and could not cross the Piave river. Italy, although suffering massive casualties, recovered from the blow, and a coalition government under Vittorio Emanuele Orlando was formed. Italy also enjoyed support by the Entente powers: by 1918, large amounts of war materials and a few auxiliary American, British, and French divisions arrived in the Italian battle zone. Cadorna was replaced by General Armando Diaz; under his command, the Italians retook the initiative and won the decisive Battle of the Piave river (15–23 June 1918), in which some 60,000 Austrian and 43,000 Italian soldiers were killed. The final battle was at Vittorio Veneto; after 4 days of stiff resistance, Italian troops crossed the Piave River, and after losing 90,000 men the defeated Austrian troops retreated in disarray pursued by the Italians. The Italians captured 448,000 Austrian-Hungarian soldiers (about one-third of the imperial-royal army), 24 of whom were generals, 5,600 cannons and mortars, and 4,000 machine guns. The armistice was signed at Villa Giusti on 3 November, in spite of Austria–Hungary already having disintegrated on 31 October 1918.
Romanian front 1916–1917
On 27 August 1916, Romania declared war against Austria–Hungary. The Romanian Army crossed the borders of Eastern Hungary (Transylvania), and despite initial successes, by November 1916, the Central Powers formed by the Austro-Hungarian, German, Bulgarian, and Ottoman armies, had defeated the Romanian and Russian armies of the Entente Powers, and occupied the southern part of Romania (including Oltenia, Muntenia and Dobruja). Within 3 months of the war, the Central Powers came near Bucharest, the Romanian capital city. On 6 December, the Central Powers captured Bucharest, and part of the population moved to the unoccupied Romanian territory, in Moldavia, together with the Romanian government, royal court and public authorities, which relocated to Iași.
In 1917, after several defensive victories (managing to stop the German-Austro-Hungarian advance), with Russia's withdrawal from the war following the October Revolution, Romania was forced to drop out of the war.
Whereas the German army realized it needed close cooperation from the homefront, Habsburg officers saw themselves as entirely separate from the civilian world, and superior to it. When they occupied productive areas, such as southern Romania, they seized food stocks and other supplies for their own purposes and blocked any shipments intended for civilians back in the Austro-Hungarian Empire. The result was that the officers lived well, as the civilians began to starve. Vienna even transferred training units to Serbia and Poland for the sole purpose of feeding them. In all, the Army obtained about 15 percent of its cereal needs from occupied territories.
Role of Hungary
Although the Kingdom of Hungary comprised only 42% of the population of Austria–Hungary, the thin majority – more than 3.8 million soldiers – of the Austro-Hungarian armed forces were conscripted from the Kingdom of Hungary during the First World War. Roughly 600,000 soldiers were killed in action, and 700,000 soldiers were wounded in the war.
Austria–Hungary held on for years, as the Hungarian half provided sufficient supplies for the military to continue to wage war. This was shown in a transition of power after which the Hungarian prime minister, Count István Tisza, and foreign minister, Count István Burián, had decisive influence over the internal and external affairs of the monarchy. By late 1916, food supply from Hungary became intermittent and the government sought an armistice with the Entente powers. However, this failed as Britain and France no longer had any regard for the integrity of the monarchy because of Austro-Hungarian support for Germany.
Analysis of defeat
Among the European great powers, in proportion to its national income, Austria-Hungary paid the lowest attention to the development and maintenance of its army.
The setbacks that the Austrian army suffered in 1914 and 1915 can be attributed to a large extent by the incompetence of the Austrian high command. After attacking Serbia, its forces soon had to be withdrawn to protect its eastern frontier against Russia's invasion, while German units were engaged in fighting on the Western Front. This resulted in a greater than expected loss of men in the invasion of Serbia. Furthermore, it became evident that the Austrian high command had had no plans for possible continental war and that the army and navy were also ill-equipped to handle such a conflict.
In the last two years of the war the Austro-Hungarian armed forces lost all ability to act independently of Germany. As of 7 September 1916, the German emperor was given full control of all the armed forces of the Central Powers and Austria-Hungary effectively became a satellite of Germany. The Austrians viewed the German army favorably, on the other hand by 1916 the general belief in Germany was that Germany, in its alliance with Austria–Hungary, was "shackled to a corpse". The operational capability of the Austro-Hungarian army was seriously affected by supply shortages, low morale and a high casualty rate, and by the army's composition of multiple ethnicities with different languages and customs.
The last two successes for the Austrians, the Romanian Offensive and the Caporetto Offensive, were German-assisted operations. As the Dual Monarchy became more politically unstable, it became more and more dependent on German assistance. The majority of its people, other than Hungarians and German Austrians, became increasingly restless.
In 1917, the Eastern front of the Entente Powers completely collapsed. In spite of this, the Austro-Hungarian Empire then withdrew from all defeated countries due to its dire economic condition, as well as signs of impeding disintegration.
1918: Demise, disintegration, dissolution
By 1918, the economic situation had deteriorated. The government had failed badly on the homefront. Historian Alexander Watson reports:
As the Imperial economy collapsed into severe hardship and even starvation, its multi-ethnic army lost its morale and was increasingly hard-pressed to hold its line. At the last Italian offensive, the Austro-Hungarian Army took to the field without any food and munition supply and fought without any political supports for a de facto non-existent empire.
The Austro-Hungarian monarchy collapsed with dramatic speed in the autumn of 1918. Leftist and pacifist political movements organized strikes in factories, and uprisings in the army had become commonplace. These leftist or left-liberal pro-Entente maverick parties opposed the monarchy as a form of government and considered themselves internationalist rather than patriotic. Eventually, the German defeat and the minor revolutions in Vienna and Budapest gave political power to the left/liberal political parties.
As the war went on, the ethnic unity declined; the Allies encouraged breakaway demands from minorities and the Empire faced disintegration. As it became apparent that the Allied powers would win World War I, nationalist movements, which had previously been calling for a greater degree of autonomy for various areas, started pressing for full independence. In the capital cities of Vienna and Budapest, the leftist and liberal movements and opposition parties strengthened and supported the separatism of ethnic minorities. The multiethnic Austro-Hungarian Empire started to disintegrate, leaving its army alone on the battlefields. The military breakdown of the Italian front marked the start of the rebellion for the numerous ethnicities who made up the multiethnic Empire, as they refused to keep on fighting for a cause that now appeared senseless. The Emperor had lost much of his power to rule, as his realm disintegrated.
As one of his Fourteen Points, President Woodrow Wilson demanded that the nationalities of Austria–Hungary have the "freest opportunity to autonomous development". In response, Emperor Karl I agreed to reconvene the Imperial Parliament in 1917 and allow the creation of a confederation with each national group exercising self-governance. However, the leaders of these national groups rejected the idea; they deeply distrusted Vienna and were now determined to get independence.
On 14 October 1918, Foreign Minister Baron István Burián von Rajecz asked for an armistice based on the Fourteen Points. In an apparent attempt to demonstrate good faith, Emperor Karl issued a proclamation ("Imperial Manifesto of 16 October 1918") two days later which would have significantly altered the structure of the Austrian half of the monarchy, allowing the Poles to secede and transforming the rest of Cisleithania into a federal union of Germans, Czechs, South Slavs and Ukrainians. No such proclamation could be issued in Hungary, where Hungarian aristocrats still sought to keep the kingdom intact.
However, on 18 October, United States Secretary of State Robert Lansing replied that autonomy for the nationalities – the tenth of the Fourteen Points – was no longer enough. In fact, a Czechoslovak provisional government had joined the Allies on 14 October. The South Slavs in both halves of the monarchy had already declared in favor of uniting with Serbia in a large South Slav state in the 1917 Corfu Declaration signed by members of the Yugoslav Committee. The Croatians had begun disregarding orders from Budapest earlier in October. Lansing's response was, in effect, the death certificate of Austria–Hungary.
During the Italian battles, the Czechoslovaks and Southern Slavs declared their independence. With defeat in the war imminent after the Italian offensive in the Battle of Vittorio Veneto on 24 October, Czech politicians peacefully took over command in Prague on 28 October (later declared the birth of Czechoslovakia) and followed up in other major cities in the next few days. On 30 October, the Slovaks did the same. On 29 October, the Slavs in both portions of what remained of Austria–Hungary proclaimed the State of Slovenes, Croats and Serbs and declared that their ultimate intention was to unite with Serbia and Montenegro in a large South Slav state. On the same day, the Czechs and Slovaks formally proclaimed the establishment of Czechoslovakia as an independent state.
Alexander Watson argues that, "The Habsburg regime's doom was sealed when Wilson's response to the note, sent two and a half weeks earlier [by the foreign minister Baron István Burián von Rajecz on 14 October 1918], arrived on 20 October." Wilson rejected the continuation of the dual monarchy as a negotiable possibility.
On 16 October 1918, Emperor Karl I of Austria and IV of Hungary proclaimed the People’s Manifesto, which envisaged to turn the Empire into a federal state of five Kingdoms (Austria, Hungary, Croatia, Bohemia and Polish-Galicia), in an attempt to take into account the aspirations of the Croats, Czechs, Austrian Germans, Poles, Ukrainians and Romanians without affecting the integrity of the lands of the Crown of Saint Stephen. It also promised the unification of Polish lands via an Austro-Polish solution, and an Austro-Bohemian Compromise that would transform the projected Trialism into a proposal with two additional kingdoms. The city of Trieste and its Italian territory would be granted a special status. Karl declared that his objectives were to resolve 'the needs of the Austrian people' and bring 'happiness to all [his] people' (including non-Germans), and that he had thrived to achieve peace in the 'fatherland' and to rebuild society ever since his accession to the throne. However, the People's Manifesto came too late, at a time when Austria-Hungary was collapsing near the end of the war, and was no longer perceived by the national representative bodies as an invitation to reform the monarchy but as an opportunity to carve out their own future in a self-determined way with the option of leaving the monarchy.
On 17 October 1918, the Hungarian Parliament voted in favour of terminating the union with Austria. The most prominent opponent of continued union with Austria, Count Mihály Károlyi, seized power in the Aster Revolution on 31 October. Charles was all but forced to appoint Károlyi as his Hungarian prime minister. One of Károlyi's first acts was to formally repudiate the compromise agreement on 31 October, effectively terminating the personal union with Austria and thus officially dissolving the Austro-Hungarian state.
By the end of October, there was nothing left of the Habsburg realm but its majority-German Danubian and Alpine provinces, and Karl's authority was being challenged even there by the German-Austrian state council. Karl's last Austrian prime minister, Heinrich Lammasch, concluded that Karl's position was untenable. Lammasch persuaded Karl that the best course was to relinquish, at least temporarily, his right to exercise sovereign authority.
On 11 November, Karl issued a carefully worded proclamation in which he recognized the Austrian people's right to determine the form of the state and "relinquish(ed) every participation" in Austrian state affairs.
On the day after he announced his withdrawal from Austrian politics, the German-Austrian National Council proclaimed the Republic of German Austria. Károlyi followed suit on 16 November, proclaiming the Hungarian Democratic Republic.
Successor states
There were two legal successor states of the former Austro–Hungarian monarchy:
German Austria (which became the Republic of Austria)
Hungarian Democratic Republic (which after a few other short-lived intermediaries became the Kingdom of Hungary)
The 1919 Treaties of Saint-Germain-en-Laye (between the victors of World War I and Austria) and Trianon (between the victors and Hungary) regulated the new borders of Austria and Hungary, reducing them to small-sized and landlocked states. In regard to areas without a decisive national majority, the Entente powers ruled in many cases in favour of the newly emancipated independent nation-states, enabling them to claim vast territories containing sizeable German- and Hungarian-speaking populations.
The decisions contained in the treaties had immense political and economic effects. The previously rapid economic growth of the imperial territories initially stalled because the new borders became major economic barriers. Many established industries and infrastructure elements were intended to satisfy the needs of an extensive realm. As a result, the emerging countries were often compelled to considerable sacrifices in order to transform their economies. A major political unease in the affected regions followed as a result of these economic difficulties, fueling in some cases extremist movements.
Austria
As a result, the Republic of Austria lost roughly 60% of the old Austrian Empire's territory. It also had to drop its plans for union with Germany, as it was not allowed to unite with Germany without League approval.
The new Austrian state was, at least on paper, on shakier ground than Hungary. Unlike its former Hungarian partner, Austria had never been a nation in any real sense. While the Austrian state had existed in one form or another for 700 years, it was united only by loyalty to the Habsburgs. With the loss of 60% of the Austrian Empire's prewar territory, Vienna was now a lavish and oversized imperial capital lacking an empire to support it, thus being sarcastically referred to as the "national hydrocephalus".
However, after a brief period of upheaval and the Allies' foreclosure of union with Germany, Austria established itself as a federal republic. Despite the temporary Anschluss with Nazi Germany, it still survives today. Adolf Hitler cited that all "Germans" – such as him and the others from Austria, etc. – should be united with Germany.
Hungary
By comparison, Hungary had been a nation and a state for over 900 years. Hungary, however, was severely disrupted by the loss of 72% of its territory, 64% of its population and most of its natural resources. The Hungarian Democratic Republic was short-lived and was temporarily replaced by the communist Hungarian Soviet Republic. Romanian troops ousted Béla Kun and his communist government during the Hungarian–Romanian War of 1919.
In the summer of 1919, a Habsburg, Archduke Joseph August, became regent, but was forced to stand down after only two weeks when it became apparent the Allies would not recognise him. Finally, in March 1920, royal powers were entrusted to a regent, Miklós Horthy, who had been the last commanding admiral of the Austro-Hungarian Navy and had helped organize the counter-revolutionary forces. It was this government that signed the Treaty of Trianon under protest on 4 June 1920 at the Grand Trianon Palace in Versailles, France. The restored Kingdom of Hungary lost roughly 72% of the pre-war territory of the Kingdom of Hungary.
Habsburg banishment
Austria had passed the "Habsburg Law", which both dethroned the Habsburgs and banished all Habsburgs from Austrian territory. While Karl was banned from ever returning to Austria again, other Habsburgs could return if they gave up all claims to the defunct throne.
In March and again in October 1921, ill-prepared attempts by Karl to regain the throne in Budapest collapsed. The initially wavering Horthy, after receiving threats of intervention from the Allied Powers and the Little Entente, refused his cooperation. Soon afterward, the Hungarian government nullified the Pragmatic Sanction, effectively dethroning the Habsburgs. Subsequently, the British took custody of Karl and removed him and his family to the Portuguese island of Madeira, where he died the following year.
Territorial legacy
Immediately after World War I
The following states were formed, re-established or expanded at the dissolution of the former Austro–Hungarian monarchy:
German Austria (which became the Republic of Austria)
First Hungarian Republic which became the Hungarian Soviet Republic, subsequently briefly restored and replaced by the Hungarian Republic, ultimately transformed into the Kingdom of Hungary
First Czechoslovak Republic, later "Czechoslovakia"
Second Polish Republic, contested by the short-lived proto-states of Tarnobrzeg Republic and Polish Soviet Socialist Republic
State of Slovenes, Croats and Serbs and the Kingdom of Serbia, both later absorbed into the Kingdom of Serbs, Croats and Slovenes
Greater Romania
Kingdom of Italy
Republic of China (former Austro-Hungarian concession of Tianjin)
the short-lived Ruthenian (Ukrainian and Rusyn) proto-states of West Ukrainian People's Republic (later absorbed into Ukrainian People's Republic), Hutsul Republic, Lemko Republic, Komancza Republic and the Galician Soviet Socialist Republic; all were ultimately absorbed mostly into Poland, but also into Hungary, Czechoslovakia, Romania and Yugoslavia.
The Principality of Liechtenstein, which had formerly looked to Vienna for protection and whose ruling house held sizable real estate in Cisleithania, formed a customs and defense union with Switzerland, and adopted the Swiss currency instead of the Austrian. In April 1919, Vorarlberg – the westernmost province of Austria – voted by a large majority to join Switzerland; however, both the Swiss and the Allies disregarded this result.
Present
The following present-day countries and parts of countries were within the boundaries of Austria–Hungary when the empire was dissolved. Some other provinces of Europe had been part of the Habsburg monarchy at one time before 1867.
Empire of Austria (Cisleithania):
Austria (except Burgenland without Sopron)
Czech Republic (except the Hlučínsko area)
Slovenia (except Prekmurje)
Italy (Trentino, South Tyrol, parts of the province of Belluno and small portions of Friuli-Venezia Giulia)
Croatia (Dalmatia, Istria)
Poland (voivodeships of Lesser Poland, Subcarpathia, southernmost part of Silesia (Bielsko and Cieszyn))
Ukraine (oblasts of Lviv, Ivano-Frankivsk, Ternopil (except its northern corner) and most of the oblast of Chernivtsi)
Romania (county of Suceava)
Montenegro (bay of Boka Kotorska, the coast and the immediate hinterland around the cities of Budva, Petrovac and Sutomore)
Kingdom of Hungary (Transleithania):
Hungary
Slovakia
Austria (Burgenland except Sopron)
Slovenia (Prekmurje)
Croatia (Croatian Baranja and Međimurje county, Fiume as corpus separatum along with Slavonia and Central Croatia were not part of Hungary proper, the latter two were part of the sovereign Kingdom of Croatia-Slavonia)
Ukraine (oblast of Zakarpattia)
Romania (region of Transylvania, Partium and parts of Banat, Crișana, and Maramureș)
Serbia (autonomous province of Vojvodina and northern Belgrade region)
Poland (Polish parts of Orava and Spiš)
Austro-Hungarian Condominium
Bosnia and Herzegovina (the villages of Zavalje, Mali Skočaj and Veliki Skočaj including the immediate surrounding area west of the city of Bihać)
Montenegro (Sutorina – western part of the Municipality of Herceg Novi between present borders with Croatia (SW) and Bosnia and Herzegovina (NW), Adriatic coast (E) and the township of Igalo (NE))
Sandžak-Raška region, Austro-Hungarian occupied 1878 until withdrawal in 1908 whilst formally part of the Ottoman Empire
The Empire treated Bosnia-Herzegovina in much the same way the other powers treated their overseas colonies
Other possessions of the Austro-Hungarian Monarchy
People's Republic of China (former Austro-Hungarian concession of Tianjin)
See also
Aftermath of World War I
Austrian nobility
Corporative federalism, a form of administration adopted by the Austro-Hungarian Empire
Diplomatic history of World War I
Austro-Hungarian entry into World War I
Ethnic composition of Austria–Hungary
Former countries in Europe after 1815
Hungarian nobility
Lands of the Bohemian Crown (1867–1918)
United States of Greater Austria
Notes
References
Bibliography
; highly detailed history; emphasis on ethnicity
; politics and diplomacy
Further reading
online
Fichtner, Paula Sutter. Historical Dictionary of Austria (2nd ed 2009)
Good, David. The Economic Rise of the Habsburg Empire (1984)
Herman, Arthur. What Life Was Like: At Empire's End : Austro-Hungarian Empire 1848–1918 (Time Life, 2000); heavily illustrated
Jelavich, Barbara. Modern Austria: Empire and Republic, 1815–1986 (Cambridge University Press, 1987, pp. 72–150.
Johnston, William M. The Austrian Mind: An Intellectual and Social History, 1848–1938 (University of California Press, 1972)
Macartney, Carlile Aylmer The Habsburg Empire, 1790–1918, New York, Macmillan 1969.
Mason, John W. The Dissolution of the Austro-Hungarian Empire, 1867–1918 (Routledge, 2014).
May, Arthur J. The Hapsburg Monarchy 1867–1914 (Harvard University Press, 1951). online
Milward, Alan, and S. B. Saul. The Development of the Economies of Continental Europe 1850–1914 (1977) pp. 271–331. online
Oakes, Elizabeth and Eric Roman. Austria–Hungary and the Successor States: A Reference Guide from the Renaissance to the Present (2003)
Palmer, Alan. Twilight of the Habsburgs: The Life and Times of Emperor Francis Joseph. New York: Weidenfeld & Nicolson, 1995.
Redlich, Joseph. Emperor Francis Joseph Of Austria. New York: Macmillan, 1929. online free
Roman, Eric. Austria-Hungary & the Successor States: A Reference Guide from the Renaissance to the Present (2003)online
Rudolph, Richard L. Banking and industrialization in Austria-Hungary: the role of banks in the industrialization of the Czech crownlands, 1873–1914 (1976) online
Sauer, Walter. "Habsburg Colonial: Austria-Hungary's Role in European Overseas Expansion Reconsidered", Austrian Studies (2012) 20:5–23 ONLINE
Sugar, Peter F. et al. eds. A History of Hungary (1990), pp. 252–294.
Tschuppik, Karl. The reign of the Emperor Fransis Joseph (1930) online
Turnock, David. Eastern Europe: An Historical Geography: 1815–1945 (1989)
Usher, Roland G. "Austro-German Relations Since 1866." American Historical Review 23.3 (1918): 577–595 online.
Várdy, Steven, and Agnes Várdy. The Austro-Hungarian mind: at home and abroad (East European Monographs, 1989)
Vermes, Gabor. "The Impact of the Dual Alliance on the Magyars of the Austro-Hungarian Monarchy" East Central Europe (1980) vol 7 DOI: 10.1163/187633080x00211
World war
Bassett, Richard. For God and Kaiser: The Imperial Austrian Army, 1619–1918 (2016)
Crankshaw, Edward. The Fall of the House of Habsburg (Viking, 1963). pp. 449.
Deak, John, and Jonathan E. Gumz. "How to Break a State: The Habsburg Monarchy's Internal War, 1914–1918" American Historical Review 122.4 (2017): 1105–1136. online
online
Kronenbitter, Günther. "Pre-war Military Planning (Austria–Hungary)." online
Sked, Alan. "Austria–Hungary and the First World War." Histoire@ Politique 1 (2014): 16–49. Online
Tunstall, Graydon A. Austro-Hungarian Army and the First World War (Cambridge University Press 2021) online review
Vermes, Gabor István Tisza: The Liberal Vision and Conservative Statecraft of a Magyar Nationalist (Columbia University Press, 1986); online review
Wank, Solomon. In the Twilight of Empire. Count Alois Lexa von Aehrenthal (1854–1912): Imperial Habsburg Patriot and Statesman. Vol. 2: From Foreign Minister in Waiting to de facto Chancellor (Vandenhoeck & Ruprecht, 2020).
Primary sources
Austro-Hungarian Monarchy. Austro-Hungarian red book. (1915) English translations of official documents to justify the war. online
Gooch, G. P. Recent Revelations of European Diplomacy (1940), pp. 103–159 summarizes memoirs of major participants
Steed, Henry Wickham. The Hapsburg monarchy (1919) online detailed contemporary account
Historiography and memory
Boyd, Kelly, ed. Encyclopedia of Historians and Historical Writers (Rutledge, 1999) 1:60–63, historiography
Körner, Axel. "Beyond Nation States: New Perspectives on the Habsburg Empire." European History Quarterly 48.3 (2018): 516–533. online
Sked, Alan. "Explaining the Habsburg Empire, 1830–90." in Pamela Pilbeam, ed., Themes in Modern European History 1830–1890 (Routledge, 2002) pp. 141–176.
Sked, Alan. "Austria–Hungary and the First World War." Histoire Politique 1 (2014): 16–49. online free historiography
In German
. (ed.: Rudolf Rothaug), K. u. k. Hof-Kartographische Anstalt G. Freytag & Berndt, Vienna, 1911.
External links
Articles relating to Austria–Hungary at the International Encyclopedia of the First World War.
Habsburg Empire Austrian line
Microsoft Encarta: The height of the dual monarchy (Archived 31 October 2009)
The Austro-Hungarian Military
Heraldry of the Austro-Hungarian Empire
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2987 | https://en.wikipedia.org/wiki/Acts%20of%20Union%201707 | Acts of Union 1707 | The Acts of Union () were two Acts of Parliament: the Union with Scotland Act 1706 passed by the Parliament of England, and the Union with England Act 1707 passed by the Parliament of Scotland. They put into effect the terms of the Treaty of Union that had been agreed on 22 July 1706, following negotiation between commissioners representing the parliaments of the two countries. By the two Acts, the Kingdom of England and the Kingdom of Scotlandwhich at the time were separate states in a personal unionwere, in the words of the Treaty, "United into One Kingdom by the Name of Great Britain".
The two countries had shared a monarch since the Union of the Crowns in 1603, when King James VI of Scotland inherited the English throne from his double first cousin twice removed, Queen Elizabeth I. Although described as a Union of Crowns, and in spite of James's acknowledgement of his accession to a single Crown, England and Scotland were officially separate Kingdoms until 1707 (as opposed to the implied creation of a single unified Kingdom, exemplified by the later Kingdom of Great Britain). Prior to the Acts of Union, there had been three previous attempts (in 1606, 1667, and 1689) to unite the two countries by Acts of Parliament, but it was not until the early 18th century that both political establishments came to support the idea, albeit for different reasons.
The Acts took effect on 1 May 1707. On this date, the Scottish Parliament and the English Parliament united to form the Parliament of Great Britain, based in the Palace of Westminster in London, the previous home of the English Parliament. This specific process is sometimes referred to as the "union of the Parliaments" in Scotland.
Political background prior to 1707
1603–1660
Prior to 1603, England and Scotland had different monarchs; as Elizabeth I never married, after 1567, her heir-presumptive became the Stuart king of Scotland, James VI, who was brought up as a Protestant. After her death, the two Crowns were held in personal union by James, as James I of England, and James VI of Scotland. He announced his intention to unite the two, using the royal prerogative to take the title "King of Great Britain", and give a British character to his court and person.
The 1603 Union of England and Scotland Act established a joint Commission to agree terms, but the English Parliament was concerned this would lead to the imposition of an absolutist structure similar to that of Scotland. James was forced to withdraw his proposals, and attempts to revive it in 1610 were met with hostility.
Instead, he set about creating a unified Church of Scotland and England, as the first step towards a centralised, Unionist state. However, despite both being nominally Episcopal in structure, the two were very different in doctrine; the Church of Scotland, or kirk, was Calvinist in doctrine, and viewed many Church of England practices as little better than Catholicism. As a result, attempts to impose religious policy by James and his son Charles I ultimately led to the 1639–1651 Wars of the Three Kingdoms.
The 1639–1640 Bishops' Wars confirmed the primacy of the kirk, and established a Covenanter government in Scotland. The Scots remained neutral when the First English Civil War began in 1642, before becoming concerned at the impact on Scotland of a Royalist victory. Presbyterian leaders like Argyll viewed union as a way to ensure free trade between England and Scotland, and preserve a Presbyterian kirk.
Under the 1643 Solemn League and Covenant, the Covenanters agreed to provide military support for the English Parliament, in return for religious union. Although the treaty referred repeatedly to 'union' between England, Scotland, and Ireland, political union had little support outside the Kirk Party. Even religious union was opposed by the Episcopalian majority in the Church of England, and Independents like Oliver Cromwell, who dominated the New Model Army.
The Scots and English Presbyterians were political conservatives, who increasingly viewed the Independents, and associated radical groups like the Levellers, as a bigger threat than the Royalists. Both Royalists and Presbyterians agreed monarchy was divinely ordered, but disagreed on the nature and extent of Royal authority over the church. When Charles I surrendered in 1646, they allied with their former enemies to restore him to the English throne.
After defeat in the 1647–1648 Second English Civil War, Scotland was occupied by English troops which were withdrawn once the so-called Engagers whom Cromwell held responsible for the war had been replaced by the Kirk Party. In December 1648, Pride's Purge confirmed Cromwell's political control in England by removing Presbyterian MPs from Parliament, and executing Charles in January 1649. Seeing this as sacrilege, the Kirk Party proclaimed Charles II King of Scotland and England, and agreed to restore him to the English throne.
Defeat in the 1649–1651 Third English Civil War or Anglo-Scottish War resulted in Scotland's incorporation into the Commonwealth of England, Scotland and Ireland, largely driven by Cromwell's determination to break the power of the kirk, which he held responsible for the Anglo-Scottish War. The 1652 Tender of Union was followed on 12 April 1654 by An Ordinance by the Protector for the Union of England and Scotland, creating the Commonwealth of England, Scotland and Ireland. It was ratified by the Second Protectorate Parliament on 26 June 1657, creating a single Parliament in Westminster, with 30 representatives each from Scotland and Ireland added to the existing English members.
1660–1707
While integration into the Commonwealth established free trade between Scotland and England, the economic benefits were diminished by the costs of military occupation. Both Scotland and England associated union with heavy taxes and military rule; it had little popular support in either country, and was dissolved after the Restoration of Charles II in 1660.
The Scottish economy was badly damaged by the English Navigation Acts of 1660 and 1663 and England's wars with the Dutch Republic, Scotland's major export market. An Anglo-Scots Trade Commission was set up in January 1668 but the English had no interest in making concessions, as the Scots had little to offer in return. In 1669, Charles II revived talks on political union; his motives were to weaken Scotland's commercial and political links with the Dutch, still seen as an enemy and complete the work of his grandfather James I. Continued opposition meant these negotiations were abandoned by the end of 1669.
Following the Glorious Revolution of 1688, a Scottish Convention met in Edinburgh in April 1689 to agree a new constitutional settlement; during which the Scottish Bishops backed a proposed union in an attempt to preserve Episcopalian control of the kirk. William and Mary were supportive of the idea but it was opposed both by the Presbyterian majority in Scotland and the English Parliament. Episcopacy in Scotland was abolished in 1690, alienating a significant part of the political class; it was this element that later formed the bedrock of opposition to Union.
The 1690s were a time of economic hardship in Europe as a whole and Scotland in particular, a period now known as the Seven ill years which led to strained relations with England. In 1698, the Company of Scotland Trading to Africa and the Indies received a charter to raise capital through public subscription. The Company invested in the Darién scheme, an ambitious plan funded almost entirely by Scottish investors to build a colony on the Isthmus of Panama for trade with East Asia. The scheme was a disaster; the losses of over £150,000 severely impacted the Scottish commercial system.
Political motivations
The Acts of Union may be seen within a wider European context of increasing state centralisation during the late 17th and early 18th centuries, including the monarchies of France, Sweden, Denmark and Spain. While there were exceptions, such as the Dutch Republic or the Republic of Venice, the trend was clear.
The dangers of the monarch using one Parliament against the other first became apparent in 1647 and 1651. It resurfaced during the 1679 to 1681 Exclusion Crisis, caused by English resistance to the Catholic James II (of England, VII of Scotland) succeeding his brother Charles. James was sent to Edinburgh in 1681 as Lord High Commissioner; in August, the Scottish Parliament passed the Succession Act, confirming the divine right of kings, the rights of the natural heir "regardless of religion", the duty of all to swear allegiance to that king, and the independence of the Scottish Crown. It then went beyond ensuring James's succession to the Scottish throne by explicitly stating the aim was to make his exclusion from the English throne impossible without "the fatall and dreadfull consequences of a civil war".
The issue reappeared during the 1688 Glorious Revolution. The English Parliament generally supported replacing James with his Protestant daughter Mary, but resisted making her Dutch husband William of Orange joint ruler. They gave way only when he threatened to return to the Netherlands, and Mary refused to rule without him.
In Scotland, conflict over control of the kirk between Presbyterians and Episcopalians and William's position as a fellow Calvinist put him in a much stronger position. He originally insisted on retaining Episcopacy, and the Committee of the Articles, an unelected body that controlled what legislation Parliament could debate. Both would have given the Crown far greater control than in England but he withdrew his demands due to the 1689–1692 Jacobite Rising.
English perspective
The English succession was provided for by the English Act of Settlement 1701, which ensured that the monarch of England would be a Protestant member of the House of Hanover. Until the Union of Parliaments, the Scottish throne might be inherited by a different successor after Queen Anne, who had said in her first speech to the English parliament that a Union was "very necessary". The Scottish Act of Security 1704, however, was passed after the English parliament, without consultation with Scotland, had designated Electoress Sophia of Hanover (granddaughter of James I and VI) as Anne's successor, if Anne died childless. The Act of Security granted the Parliament of Scotland, the three Estates, the right to choose a successor and explicitly required a choice different from the English monarch unless the English were to grant free trade and navigation. Next the Alien Act 1705 was passed in the English parliament designating Scots in England as "foreign nationals" and blocking about half of all Scottish trade by boycotting exports to England or its colonies, unless Scotland came back to negotiate a Union. To encourage a Union, "honours, appointments, pensions and even arrears of pay and other expenses were distributed to clinch support from Scottish peers and MPs".
Scottish perspective
The Scottish economy was severely impacted by privateers during the 1688–1697 Nine Years' War and the 1701 War of the Spanish Succession, with the Royal Navy focusing on protecting English ships. This compounded the economic pressure caused by the Darien scheme, and the seven ill years of the 1690s, when 5–15% of the population died of starvation. The Scottish Parliament was promised financial assistance, protection for its maritime trade, and an end to economic restrictions on trade with England.
The votes of the Court party, influenced by Queen Anne's favourite, the Duke of Queensberry, combined with the majority of the Squadrone Volante, were sufficient to ensure passage of the treaty. Article 15 granted £398,085 and ten shillings sterling to Scotland, a sum known as The Equivalent, to offset future liability towards the English national debt, which at the time was £18 million, but as Scotland had no national debt, most of the sum was used to compensate the investors in the Darien scheme, with 58.6% of the fund allocated to its shareholders and creditors.
The role played by bribery has long been debated; £20,000 was distributed by the Earl of Glasgow, of which 60% went to James Douglas, 2nd Duke of Queensberry, the Queen's Commissioner in Parliament. Another negotiator, Argyll was given an English peerage. Robert Burns is commonly quoted in support of the argument of corruption: "We're bought and sold for English Gold, Such a Parcel of Rogues in a Nation." As historian Christopher Whatley points out, this was actually a 17th-century Scots folk song; but he agrees money was paid, though suggests the economic benefits were supported by most Scots MPs, with the promises made for benefits to peers and MPs, even if it was reluctantly. Professor Sir Tom Devine agreed that promises of "favours, sinecures, pensions, offices and straightforward cash bribes became indispensable to secure government majorities". As for representation going forwards, Scotland was, in the new united parliament, only to get 45 MPs, one more than Cornwall, and only 16 (unelected) peers in the House of Lords.
Sir George Lockhart of Carnwath, the only Scottish negotiator to oppose Union, noted "the whole nation appears against (it)". Another negotiator, Sir John Clerk of Penicuik, who was an ardent Unionist, observed it was "contrary to the inclinations of at least three-fourths of the Kingdom". As the seat of the Scottish Parliament, demonstrators in Edinburgh feared the impact of its loss on the local economy. Elsewhere, there was widespread concern about the independence of the kirk, and possible tax rises.
As the Treaty passed through the Scottish Parliament, opposition was voiced by petitions from shires, burghs, presbyteries and parishes. The Convention of Royal Burghs claimed
Not one petition in favour of Union was received by Parliament. On the day the treaty was signed, the carillonneur in St Giles Cathedral, Edinburgh, rang the bells in the tune "Why should I be so sad on my wedding day?" Threats of widespread civil unrest resulted in Parliament imposing martial law.
The Union was carried by members of the Scottish elite against the wishes of the great majority. The Scottish population was overwhelmingly against the union with England, and virtually all of the print discourses of 1699-1706 spoke against incorporating union, creating the conditions for wide spread rejection of the treaty in 1706 and 1707. Country party tracts condemned English influence within the existing framework of the Union of the Crowns and asserted the need to renegotiate this union. During this period, the Darien failure, the succession issue and the Worcester seizure all provided opportunities for Scottish writers to attack the Court Party as unpatriotic and reaffirm the need to fight for true interests of Scotland. According to Scottish historian William Ferguson, the Acts of Union were a 'political job' by England that was achieved by economic incentives, patronage and bribery to secure the passage of the Union treaty in the Scottish Parliament in order satisfy English political imperatives, with the union being unacceptable to the Scottish people including both the Jacobites and Covenanters. The differences between Scottish were "subsumed by the same sort of patriotism or nationalism that first appeared in the Declaration of Arbroath of 1320." Ferguson provides the well-timed payments of salary arrears to members of Parliament as proof of bribery and argues that the Scottish people had been betrayed by their Parliament.
Ireland
Ireland, though a kingdom under the same crown, was not included in the union. It remained a separate kingdom, unrepresented in Parliament, and was legally subordinate to Great Britain until the Renunciation Act of 1783.
In July 1707 each House of the Parliament of Ireland passed a congratulatory address to Queen Anne, praying that "May God put it in your royal heart to add greater strength and lustre to your crown, by a still more comprehensive Union". The British government did not respond to the invitation and an equal union between Great Britain and Ireland was out of consideration until the 1790s. The union with Ireland finally came about on 1 January 1801.
Treaty and passage of the 1707 Acts
Deeper political integration had been a key policy of Queen Anne from the time she acceded to the throne in 1702. Under the aegis of the Queen and her ministers in both kingdoms, the parliaments of England and Scotland agreed to participate in fresh negotiations for a union treaty in 1705.
Both countries appointed 31 commissioners to conduct the negotiations. Most of the Scottish commissioners favoured union, and about half were government ministers and other officials. At the head of the list was Queensberry, and the Lord Chancellor of Scotland, the Earl of Seafield. The English commissioners included the Lord High Treasurer, the Earl of Godolphin, the Lord Keeper, Baron Cowper, and a large number of Whigs who supported union. Tories were not in favour of union and only one was represented among the commissioners.
Negotiations between the English and Scottish commissioners took place between 16 April and 22 July 1706 at the Cockpit in London. Each side had its own particular concerns. Within a few days, and with only one face to face meeting of all 62 commissioners, England had gained a guarantee that the Hanoverian dynasty would succeed Queen Anne to the Scottish crown, and Scotland received a guarantee of access to colonial markets, in the hope that they would be placed on an equal footing in terms of trade.
After negotiations ended in July 1706, the acts had to be ratified by both Parliaments. In Scotland, about 100 of the 227 members of the Parliament of Scotland were supportive of the Court Party. For extra votes the pro-court side could rely on about 25 members of the Squadrone Volante, led by the Marquess of Montrose and the Duke of Roxburghe. Opponents of the court were generally known as the Country party, and included various factions and individuals such as the Duke of Hamilton, Lord Belhaven and Andrew Fletcher of Saltoun, who spoke forcefully and passionately against the union, when the Scottish Parliament began its debate on the act on 3 October 1706, but the deal had already been done. The Court party enjoyed significant funding from England and the Treasury and included many who had accumulated debts following the Darien Disaster.
The Act ratifying the Treaty of Union was finally carried in the Parliament of Scotland by 110 votes to 69 on 16 January 1707, with a number of key amendments. News of the ratification and of the amendments was received in Westminster, where the Act was passed quickly through both Houses and received the royal assent on 6 March.<ref>Macrae, The Rev. Alexander: Scotland Since the Union' (1902)</ref> Though the English Act was later in date, it bore the year '1706' while Scotland's was '1707', as the legal year in England began only on 25 March.
In Scotland, the Duke of Queensberry was largely responsible for the successful passage of the Union act by the Parliament of Scotland. In Scotland, he also received much criticism from local residents, but in England he was cheered for his action. He had personally received around half of the funding awarded by the Westminster Treasury for himself. In April 1707, he travelled to London to attend celebrations at the royal court, and was greeted by groups of noblemen and gentry lined along the road. From Barnet, the route was lined with crowds of cheering people, and once he reached London a huge crowd had formed. On 17 April, the Duke was gratefully received by the Queen at Kensington Palace.
Provisions
The Treaty of Union, agreed between representatives of the Parliament of England and the Parliament of Scotland in 1706, consisted of 25 articles, 15 of which were economic in nature. In Scotland, each article was voted on separately and several clauses in articles were delegated to specialised subcommittees. Article 1 of the treaty was based on the political principle of an incorporating union and this was secured by a majority of 116 votes to 83 on 4 November 1706. To minimise the opposition of the Church of Scotland, an Act was also passed to secure the Presbyterian establishment of the Church, after which the Church stopped its open opposition, although hostility remained at lower levels of the clergy. The treaty as a whole was finally ratified on 16 January 1707 by a majority of 110 votes to 69.
The two Acts incorporated provisions for Scotland to send representative peers from the Peerage of Scotland to sit in the House of Lords. It guaranteed that the Church of Scotland would remain the established church in Scotland, that the Court of Session would "remain in all time coming within Scotland", and that Scots law would "remain in the same force as before". Other provisions included the restatement of the Act of Settlement 1701 and the ban on Roman Catholics from taking the throne. It also created a customs union and monetary union.
The Act provided that any "laws and statutes" that were "contrary to or inconsistent with the terms" of the Act would "cease and become void".
Related Acts
The Scottish Parliament also passed the Protestant Religion and Presbyterian Church Act 1707 guaranteeing the status of the Presbyterian Church of Scotland. The English Parliament passed a similar Act, 6 Ann. c. 8.
Soon after the Union, the Act 6 Ann. c. 40later named the Union with Scotland (Amendment) Act 1707united the English and Scottish Privy Councils and decentralised Scottish administration by appointing justices of the peace in each shire to carry out administration. In effect it took the day-to-day government of Scotland out of the hands of politicians and into those of the College of Justice.
On 18 December 1707 the Act for better Securing the Duties of East India Goods was passed which extended the monopoly of the East India Company to Scotland.
In the year following the Union, the Treason Act 1708 abolished the Scottish law of treason and extended the corresponding English law across Great Britain.
Evaluations
Scotland benefited, says historian G.N. Clark, gaining "freedom of trade with England and the colonies" as well as "a great expansion of markets". The agreement guaranteed the permanent status of the Presbyterian church in Scotland, and the separate system of laws and courts in Scotland. Clark argued that in exchange for the financial benefits and bribes that England bestowed, what it gained was
of inestimable value. Scotland accepted the Hanoverian succession and gave up her power of threatening England's military security and complicating her commercial relations ... The sweeping successes of the eighteenth-century wars owed much to the new unity of the two nations.
By the time Samuel Johnson and James Boswell made their tour in 1773, recorded in A Journey to the Western Islands of Scotland, Johnson noted that Scotland was "a nation of which the commerce is hourly extending, and the wealth increasing" and in particular that Glasgow had become one of the greatest cities of Britain.
Economic perspective
Scottish historian Christopher Smout notes that prior to the Union of the Crowns, the Scottish economy had been flourishing completely independently of the English one, with little to no interaction between each other. Developing a closer economic partnership with England was unsustainable, and Scotland's main trade partner was continental Europe, especially the Netherlands, where Scotland could trade its wool and fish for luxurious imports such as iron, spices or wine. Scotland and England were generally hostile to each other and were often at war, and the alliance with France gave Scotland privileges that further encouraged developing cultural and economic ties with the continent rather than England. The union of 1603 only served the political and dynastic ambitions of King James and was detrimental to Scotland economically – exports that Scotland offered were largely irrelevant to English economy, and while the Privy Council of Scotland did keep its ability to manage internal economic policy, the foreign policy of Scotland was now in English hands. This limited Scotland's hitherto expansive trade with continental Europe, and forced it into English wars.
While the Scottish economy already suffered because of English wars with France and Spain in 1620s, the civil wars in England had a particularly disastrous effect on Scotland and left it relatively impoverished as a result. The economy would slowly recover after that, but it came at the cost of being increasingly dependent on trade with England. A power struggle developed between Scotland and England in 1680s, as Scotland recovered from the political turmoil and set on its own economic ambitions, which London considered a threat to its dominant and well-established position. English wars with continental powers undermined Scottish trade with France and the Netherlands, countries that used to be the Scotland's main trade partners before the union, and the English Navigation Acts severely limited Scottish ability to trade by sea, and made the Scottish ambitions to expand the trade beyond Europe unachievable. Opinion in Scotland at the time was that England was sabotaging Scottish economic expansion.
The frustration caused by economic and political rivalry with England led to the Darien scheme - an unsuccessful attempt to establish a Scottish colony in the Gulf of Darién. Christopher Smout argues that the scheme was successfully sabotaged by England in various ways - it was seen as a threat to the privileged position of the East India Company, and as such England did everything to ensure the plan's failure via political and diplomatic overtures to prevent the Netherlands and Hamburg from investing into the scheme while also refusing to assist the settlers in any way. Following the disastrous failure of the scheme, Scottish economy seemed to be on the brink of collapse, but ultimately Scotland was able to recover from it fairly quickly.
By 1703, the Scottish government was highly disillusioned and unsatisfied with the union, and many believed that the only way to let Scottish economy flourish was to separate from England. Fletcher of Saltoun called Scotland 'totally neglected, like a farm managed by servants not under the eye of the master', and the failure of the Darien Scheme was commonly attributed to English sabotage. The Scottish parliament would try to establish its autonomy from England with 1704 Act of Security, which provoked a retaliation from England - Scottish ministers were bribed, and Alien Act 1705 was passed. According to the Alien Act, unless Scotland appointed commissioners to negotiate for union by Christmas, every Scot in England would be treated as an alien, leading to the confiscation of their English estates. Additionally, Scottish wares were to be banned from England. Christopher Smout notes that England desired to expand its influence by annexing Scotland:
The act sparked vehement anti-English sentiment in Scotland, and made the already hostile Scottish public even more opposed to England:
The Scottish economy was now facing a crisis, and the parliament was polarised into a pro-union and anti-union factions, with the former led by Daniel Defoe. The unionists stressed how important trade with England is to the Scottish economy, and portrayed trade with continental Europe as not beneficial, or nowhere as profitable as trading with England. They argued that the Scottish economy could survive by trading with England, and sanctions that would result from the Alien Act would collapse the economy. For Defoe, joining the union would not only prevent the Alien Act, but would also remove additional limitations and regulations, which could lead Scotland to prosperity. Anti-unionists questioned the English goodwill and criticised the unionist faction for submitting to the English blackmail. They argued that Scotland could make a recovery by trading with the Netherlands, Spain and Norway, with the diverse European markets allowing Scotland to diversify its own industries as well. They noted that the union would make Scotland unable to conduct independent trade policy, meaning that any possibility to remove the flaws in Scottish economy would be gone forever, which would turn Scotland into a "mere satellite of the richer kingdom". Ultimately, Scottish ministers voted in favour of the union, which was against the public opinion, as the Scottish population at the time was overwhelmingly against any union with England. Many considered themselves betrayed by their own elite, and Smout argues that the union bill was only able to pass thanks to the English bribery.
300th anniversary
A commemorative two-pound coin was issued to mark the tercentennial—300th anniversary—of the Union, which occurred two days before the Scottish Parliament general election on 3 May 2007.
The Scottish Government held a number of commemorative events through the year including an education project led by the Royal Commission on the Ancient and Historical Monuments of Scotland, an exhibition of Union-related objects and documents at the National Museums of Scotland and an exhibition of portraits of people associated with the Union at the National Galleries of Scotland.
Scottish voting records
See also
Acts of Union 1800 (Kingdom of Great Britain with Kingdom of Ireland)
Kingdom of Ireland
English independence
List of treaties
MacCormick v Lord Advocate Parliament of the United Kingdom
Political union
Real union
Scottish independence
Unionism in Scotland
Welsh independence
Notes
References
Sources and further reading
Campbell, R. H. "The Anglo-Scottish Union of 1707. II. The Economic Consequences". Economic History Review vol. 16, no. 3, 1964, pp. 468–477 online
Smout, T. C. "The Anglo-Scottish Union of 1707. I. The Economic Background". Economic History Review vol. 16, no. 3, 1964, pp. 455–467. online
Other books
Defoe, Daniel. A tour thro' the Whole Island of Great Britain, 1724–27 Defoe, Daniel. The Letters of Daniel Defoe, GH Healey editor. Oxford: 1955.
Fletcher, Andrew (Saltoun). An Account of a Conversation''
Lockhart, George, "The Lockhart Papers", 1702–1728
External links
Union with England Act and Union with Scotland Act – Full original text
Treaty of Union and the Darien Experiment, University of Guelph, McLaughlin Library, Library and Archives Canada
Union with England Act 1707, from Records of the Parliaments of Scotland
Image of original act from the Parliamentary Archives website
1706 in England
1706 in law
1707 in law
1707 in Great Britain
1707 in Scotland
Acts of the Parliament of England
Acts of the Parliament of England still in force
Acts of the Parliament of Scotland
Unionism in the United Kingdom
Constitutional laws of the United Kingdom
England–Scotland relations
Politics of the Kingdom of Great Britain
National unifications
Political charters
Unionism in Scotland
Treaties of England
Treaties of Scotland
1707 in British law
1706 in politics
Church of Scotland |
2988 | https://en.wikipedia.org/wiki/Admiralty%20%28United%20Kingdom%29 | Admiralty (United Kingdom) | The Admiralty was a department of the Government of the United Kingdom responsible for the command of the Royal Navy until 1964, historically under its titular head, the Lord High Admiral – one of the Great Officers of State. For much of its history, from the early 18th century until its abolition, the role of the Lord High Admiral was almost invariably put "in commission" and exercised by the Lords Commissioner of the Admiralty, who sat on the governing Board of Admiralty, rather than by a single person. The Admiralty was replaced by the Admiralty Board in 1964, as part of the reforms that created the Ministry of Defence and its Navy Department (later Navy Command).
Before the Acts of Union 1707, the Office of the Admiralty and Marine Affairs administered the Royal Navy of the Kingdom of England, which merged with the Royal Scots Navy and the absorbed the responsibilities of the Lord High Admiral of the Kingdom of Scotland with the unification of the Kingdom of Great Britain. The Admiralty was among the most important departments of the British Government, because of the Royal Navy's role in the expansion and maintenance of the English overseas possessions in the 17th century, the British Empire in the 18th century, and subsequently.
The modern Admiralty Board, to which the functions of the Admiralty were transferred in 1964, is a committee of the tri-service Defence Council of the United Kingdom. This Admiralty Board meets only twice a year, and the day-to-day running of the Royal Navy is controlled by a Navy Board (not to be confused with the historic Navy Board). It is common for the various authorities now in charge of the Royal Navy to be referred to as simply 'The Admiralty'.
The title of Lord High Admiral of the United Kingdom was vested in the monarch from 1964 to 2011. The title was awarded to Prince Philip, Duke of Edinburgh by Queen Elizabeth II on his 90th birthday and since his 2021 death has reverted to the monarch. There also continues to be a Vice-Admiral of the United Kingdom and a Rear-Admiral of the United Kingdom, both of which are honorary offices.
History
The office of Admiral of England (later Lord Admiral, and later Lord High Admiral) was created around 1400; there had previously been Admirals of the northern and western seas. King Henry VIII established the Council of the Marine—later to become the Navy Board—in 1546, to oversee administrative affairs of the naval service. Operational control of the Royal Navy remained the responsibility of the Lord High Admiral, who was one of the nine Great Officers of State. This management approach would continue in force in the Royal Navy until 1832.
King Charles I put the office of Lord High Admiral into commission in 1628, and control of the Royal Navy passed to a committee in the form of the Board of Admiralty. The office of Lord High Admiral passed a number of times in and out of commission until 1709, after which the office was almost permanently in commission (the last Lord High Admiral being the future King William IV in the early 19th century).
In this organization a dual system operated the Lord High Admiral (from 1546) then Commissioners of the Admiralty (from 1628) exercised the function of general control (military administration) of the Navy and they were usually responsible for the conduct of any war, while the actual supply lines, support and services were managed by four principal officers, namely, the Treasurer, Comptroller, Surveyor and Clerk of the Acts, responsible individually for finance, supervision of accounts, Shipbuilding and maintenance of ships, and record of business. These principal officers came to be known as the Navy Board responsible for 'civil administration' of the navy, from 1546 to 1832.
This structure of administering the navy lasted for 285 years, however, the supply system was often inefficient and corrupt its deficiencies were due as much to its limitations of the times they operated in. The various functions within the Admiralty were not coordinated effectively and lacked inter-dependency with each other, with the result that in 1832, Sir James Graham abolished the Navy Board and merged its functions within those of the Board of Admiralty. At the time this had distinct advantages; however, it failed to retain the principle of distinctions between the Admiralty and supply, and a lot of bureaucracy followed with the merger.
In 1860 saw big growth in the development of technical crafts, the expansion of more admiralty branches that really began with age of steam that would have an enormous influence on the navy and naval thought. Between 1860 and 1908, there was no real study of strategy and of staff work conducted within the naval service; it was practically ignored. All the Navy's talent flowed to the great technical universities. This school of thought for the next 50 years was exclusively technically based. The first serious attempt to introduce a sole management body to administer the naval service manifested itself in the creation of the Admiralty Navy War Council in 1909.
Following this, a new advisory body called the Admiralty War Staff was then instituted in 1912, headed by the Chief of the War Staff who was responsible for administering three new sub-divisions responsible for operations, intelligence and mobilisation. The new War Staff had hardly found its feet and it continually struggled with the opposition to its existence by senior officers they were categorically opposed to a staff. The deficiencies of the system within this department of state could be seen in the conduct of the Dardanelles campaign. There were no mechanisms in place to answer the big strategic questions. A Trade Division was created in 1914. Sir John Jellicoe came to the Admiralty in 1916. He re-organized the war staff as following: Chief of War Staff, Operations, Intelligence, Signal Section, Mobilisation, Trade.
It was not until 1917 that the admiralty department was again properly reorganized and began to function as a professional military staff. In May 1917, the term "Admiralty War Staff" was renamed and that department and its functional role were superseded by a new "Admiralty Naval Staff"; in addition, the newly created office of Chief of the Naval Staff was merged in the office of the First Sea Lord. Also appointed was a new post, that of Deputy Chief of the Naval Staff, and an Assistant Chief of the Naval Staff; all were given seats on the Board of Admiralty. This for the first time gave the naval staff direct representation on the board; the presence of three senior naval senior members on the board ensured the necessary authority to carry through any operation of war. The Deputy Chief of Naval Staff would direct all operations and movements of the fleet, while the Assistant Chief of Naval Staff would be responsible for mercantile movements and anti-submarine operations.
The office of Controller would be re-established to deal with all questions relating to supply; on 6 September 1917, a Deputy First Sea Lord, was added to the Board who would administer operations abroad and deal with questions of foreign policy. In October 1917, the development of the staff was carried one step further by the creation of two sub-committees of the Board—the Operations Committee and the Maintenance Committee. The First Lord of the Admiralty was chairman of both committees, and the Operations Committee consisted of the First Sea Lord and Chief of Naval Staff, the Deputy First Sea Lord, Assistant Chief of Naval Staff, and Fifth Sea Lord.
Full operational control of the Royal Navy was finally handed over to the Chief of Naval Staff (CNS) by an order in Council, effective October 1917, under which he became responsible for the issuing of orders affecting all war operations directly to the fleet. It also empowered the CNS to issue orders in their own name, as opposed to them previously being issued by the Permanent Secretary of the Admiralty in the name of the Board. In 1964, the Admiralty—along with the War Office and the Air Ministry—were abolished as separate departments of state, and placed under one single new Ministry of Defence. Within the expanded Ministry of Defence are the new Admiralty Board which has a separate Navy Board responsible for the day-to-day running of the Royal Navy, the Army Board and the Air Force Board, each headed by the Secretary of State for Defence.
Organizational structure
In the 20th century the structure of the Admiralty Headquarters was predominantly organized into four parts:
The Board of Admiralty, which directs and controls the whole machine chaired by a civilian government minister the First Lord of the Admiralty. His chief military adviser was the First Sea Lord and Chief of Naval Staff as the Senior Naval Lord to the board.
The Admiralty Naval Staff, advised and assisted the Board in chief strategic and operational planning, in the distributing of fleets and the allocating of assets to major naval commands and stations and in formulating official policy on tactical doctrine and requirements in regard to men and material. In order to deliver this the Naval Staff was organised into specialist Divisions and Sections. When the Admiralty unified with the Ministry of Defence in 1964 they were re designated as Directorates of the Naval Staff.
The Admiralty Departments, which provides the men, ships, aircraft and supplies to carry out the approved policy. The departments are superintended by the various offices of the Sea Lords.
The Department of the Permanent Secretary which was the general co-ordinating agency, regulating naval finance, providing advice on policy, conducing all correspondence on behalf of the Board and maintaining admiralty records. Its primary component to deliver this is the Admiralty Secretariat, sections of the Secretariat (other than those which provide Common Services) were known as Branches.
Board of Admiralty
When the office of Lord High Admiral was in commission, as it was for most of the 18th, 19th and 20th centuries, until it reverted to the Crown, it was exercised by a Board of Admiralty, officially known as the Commissioners for Exercising the Office of Lord High Admiral of the United Kingdom of Great Britain and Northern Ireland, &c. (alternatively of England, Great Britain or the United Kingdom of Great Britain and Ireland depending on the period). The Board of Admiralty consisted of a number of Lords Commissioners of the Admiralty. The Lords Commissioners were always a mixture of admirals, known as Naval Lords or Sea Lords and Civil Lords, normally politicians. The quorum of the Board was two commissioners and a secretary. The president of the Board was known as the First Lord of the Admiralty, who was a member of the Cabinet. After 1806, the First Lord of the Admiralty was always a civilian, while the professional head of the navy came to be (and is still today) known as the First Sea Lord.
Lords Commissioners of the Admiralty (1628–1964)
The Lords Commissioners of the Admiralty were the members of The Board of Admiralty, which exercised the office of Lord High Admiral when it was not vested in a single person. The commissioners were a mixture of politicians without naval experience and professional naval officers, the proportion of naval officers generally increasing over time.
Key Officials
First Lord of the Admiralty
The First Lord of the Admiralty or formally the Office of the First Lord of the Admiralty was the British government's senior civilian adviser on all naval affairs and the minister responsible for the direction and control of the Admiralty and Marine Affairs Office later the Department of Admiralty.(+) His office was supported by the Naval Secretariat.
First Sea Lord and Chief of Naval Staff
The First Sea Lord and Chief of Naval Staff was the Chief Naval Adviser on the Board of Admiralty to the First Lord and superintended the offices of the sea lords and the admiralty naval staff.
Navy Board
The Navy Board was an independent board from 1546 until 1628 when it became subordinate to, yet autonomous of the Board of Admiralty until 1832. Its principal commissioners of the Navy advised the board in relation to civil administration of the naval affairs. The Navy Board was based at the Navy Office.
Board of Admiralty civilian members responsible other important civil functions
Office of the Civil Lord of the Admiralty.
Office of the Additional Civil Lord of the Admiralty.
Office of the Parliamentary and Financial Secretary to the Admiralty.
Admiralty Naval Staff
It evolved from *Admiralty Navy War Council, (1909–1912) which in turn became the Admiralty War Staff, (1912–1917) before finally becoming the Admiralty Naval Staff in 1917. It was the former senior command, operational planning, policy and strategy department within the British Admiralty. It was established in 1917 and existed until 1964 when the department of the Admiralty was abolished, and the staff departments function continued within the Navy Department of the Ministry of Defence until 1971 when its functions became part of the new Naval Staff, Navy Department of the Ministry of Defence.
Offices of the Naval Staff
Office of Deputy Chief of the Naval Staff.
Office of the Vice Chief of the Naval Staff.
Offices of the Assistant Chiefs of the Naval Staff.
Admiralty Departments
The Admiralty Departments were distinct and component parts of the Department of Admiralty that were superintended by the various offices of the Sea Lords responsible for them; they were primarily administrative, research, scientific and logistical support organisations. The departments role was to provide the men, ships, aircraft and supplies to carry out the approved policy of the Board of Admiralty and conveyed to them during 20th century by the Admiralty Naval Staff.
Offices of the Sea Lords
Office of the Deputy First Sea Lord
Office of the Second Sea Lord.
Office of the Third Sea Lord.
Office of the Fourth Sea Lord.
Office of Fifth Sea Lord
Department of the Permanent Secretary
The Secretary's Department consisted of members of the civil service it was directed and controlled by a senior civil servant Permanent Secretary to the Board of Admiralty he was not a Lord Commissioner of the Admiralty, he functioned as a member of the board, and attended all of its meetings.
Organizational structure by time period
"Admiralty" as a metonym for "sea power"
In some cases, the term admiralty is used in a wider sense, as meaning sea power or rule over the seas, rather than in strict reference to the institution exercising such power. For example, the well-known lines from Kipling's Song of the Dead:
See also
Admiralty administration
Admiralty buildings
Admiralty chart
Admiralty, Hong Kong
Admiralty Inlet
Admiralty Peak
Navy Department (Ministry of Defence)
List of lords high admiral
List of first lords of the Admiralty
List of lords commissioners of the Admiralty
Lord High Admiral of Scotland
St Boniface's Catholic College
References
Further reading
Daniel A. Baugh, Naval Administration in the Age of Walpole (Princeton, 1965).
Sir John Barrow, An Autobiographical Memoir of Sir John Barrow, Bart., Late of the Admiralty (London, 1847).
John Ehrman, The Navy in the War of William III: Its State and Direction (Cambridge, 1953).
C. I. Hamilton, The Making of the Modern Admiralty: British Naval Policy-Making 1805–1927 (Cambridge: Cambridge University Press, 2011).
C. I. Hamilton, "Selections from the Phinn Committee of Inquiry of October–November 1853 into the State of the Office of Secretary to the Admiralty, in The Naval Miscellany, volume V, edited by N. A. M. Rodger, (London: Navy Records Society, London, 1984).
C. S. Knighton, Pepys and the Navy (Stroud: Sutton Publishing, 2003).
Christopher Lloyd, Mr Barrow of the Admiralty (London, 1970).
Malcolm H. Murfett, The First Sea Lords: From Fisher to Mountbatten (Westport: Praeger, 1995).
Lady Murray, The Making of a Civil Servant: Sir Oswyn Murray, Secretary of the Admiralty 1917–1936 (London, 1940).
N.A.M. Rodger, The Admiralty (Lavenham, 1979)
J.C. Sainty, Admiralty Officials, 1660–1870 (London, 1975)
Sir Charles Walker, Thirty-Six Years at the Admiralty (London, 1933)
External links
The Admiralty at the Survey of London online
Defunct departments of the Government of the United Kingdom
Royal Navy
History of the Royal Navy
1964 disestablishments in the United Kingdom
United Kingdom in World War II
Military history of the United Kingdom during World War II |
2992 | https://en.wikipedia.org/wiki/Amputation | Amputation | Amputation is the removal of a limb by trauma, medical illness, or surgery. As a surgical measure, it is used to control pain or a disease process in the affected limb, such as malignancy or gangrene. In some cases, it is carried out on individuals as a preventive surgery for such problems. A special case is that of congenital amputation, a congenital disorder, where fetal limbs have been cut off by constrictive bands. In some countries, amputation is currently used to punish people who commit crimes. Amputation has also been used as a tactic in war and acts of terrorism; it may also occur as a war injury. In some cultures and religions, minor amputations or mutilations are considered a ritual accomplishment. When done by a person, the person executing the amputation is an amputator. The oldest evidence of this practice comes from a skeleton found buried in Liang Tebo cave, East Kalimantan, Indonesian Borneo dating back to at least 31,000 years ago, where it was done when the amputee was a young child.
Types
Leg
Lower limb amputations can be divided into two broad categories: minor and major amputations. Minor amputations generally refer to the amputation of digits. Major amputations are commonly below-knee- or above-knee amputations. Common partial foot amputations include the Chopart, Lisfranc, and ray amputations.
Common forms of ankle disarticulations include Pyrogoff, Boyd, and Syme amputations. A less common major amputation is the Van Nes rotation, or rotationplasty, i.e. the turning around and reattachment of the foot to allow the ankle joint to take over the function of the knee.
Types of amputations include:
partial foot amputation amputation of the lower limb distal to the ankle joint
ankle disarticulation amputation of the lower limb at the ankle joint
trans-tibial amputation amputation of the lower limb between the knee joint and the ankle joint, commonly referred to as a below-knee amputation
knee disarticulation amputation of the lower limb at the knee joint
trans-femoral amputation amputation of the lower limb between the hip joint and the knee joint, commonly referred to an above-knee amputation
hip disarticulation amputation of the lower limb at the hip joint
trans-pelvic disarticulation amputation of the whole lower limb together with all or part of the pelvis, also known as a hemipelvectomy or hindquarter amputation
Arm
Types of upper extremity amputations include:
partial hand amputation
wrist disarticulation
trans-radial amputation, commonly referred to as below-elbow or forearm amputation
elbow disarticulation
trans-humeral amputation, commonly referred to as above-elbow amputation
shoulder disarticulation
forequarter amputation
A variant of the trans-radial amputation is the Krukenberg procedure in which the radius and ulna are used to create a stump capable of a pincer action.
Other
Facial amputations include but are not limited to:
amputation of the ears
amputation of the nose (rhinotomy)
amputation of the tongue (glossectomy).
amputation of the eyes (enucleation).
amputation of the teeth (Dental evulsion). Removal of teeth, mainly incisors, is or was practiced by some cultures for ritual purposes (for instance in the Iberomaurusian culture of Neolithic North Africa).
Breasts:
amputation of the breasts (mastectomy).
Genitals:
amputation of the testicles (castration).
amputation of the penis (penectomy).
amputation of the foreskin (circumcision).
amputation of the clitoris (clitoridectomy).
Hemicorporectomy, or amputation at the waist, and decapitation, or amputation at the neck, are the most radical amputations.
Genital modification and mutilation may involve amputating tissue, although not necessarily as a result of injury or disease.
Self-amputation
In some rare cases when a person has become trapped in a deserted place, with no means of communication or hope of rescue, the victim has amputated their own limb. The most notable case of this is Aron Ralston, a hiker who amputated his own right forearm after it was pinned by a boulder in a hiking accident and he was unable to free himself for over five days.
Body integrity identity disorder is a psychological condition in which an individual feels compelled to remove one or more of their body parts, usually a limb. In some cases, that individual may take drastic measures to remove the offending appendages, either by causing irreparable damage to the limb so that medical intervention cannot save the limb, or by causing the limb to be severed.
Urgent
In surgery, a guillotine amputation is an amputation performed without closure of the skin in an urgent setting. Typical indications include catastrophic trauma or infection control in the setting of infected gangrene. A guillotine amputation is typically followed with a more time-consuming, definitive amputation such as an above below knee amputation.
Causes
Circulatory disorders
Diabetic vasculopathy
Sepsis with peripheral necrosis
Peripheral artery disease which can lead to gangrene
A severe deep vein thrombosis (phlegmasia cerulea dolens) can cause compartment syndrome and gangrene
Neoplasm
Cancerous bone or soft tissue tumors (e.g. osteosarcoma, chondrosarcoma, fibrosarcoma, epithelioid sarcoma, Ewing's sarcoma, synovial sarcoma, sacrococcygeal teratoma, liposarcoma), melanoma
Trauma
Severe limb injuries in which the efforts to save the limb fail or the limb cannot be saved.
Traumatic amputation (an unexpected amputation that occurs at the scene of an accident, where the limb is partially or entirely severed as a direct result of the accident, for example, a finger that is severed from the blade of a table saw)
Amputation in utero (Amniotic band)
Congenital anomalies
Deformities of digits and/or limbs (e.g., proximal femoral focal deficiency, Fibular hemimelia)
Extra digits and/or limbs (e.g., polydactyly)
Infection
Bone infection (osteomyelitis) and/or diabetic foot infections
Gangrene
Trench foot
Necrosis
Meningococcal meningitis
Streptococcus
Vibrio vulnificus
Necrotizing fasciitis
Gas gangrene
Legionella
Influenza A Virus
Animal bites
Sepsis
Bubonic plague
Frostbite
Frostbite is a cold-related injury occurring when an area (typically a limb or other extremity) is exposed to extreme low temperatures, causing the freezing of the skin or other tissues. Its pathophysiology involves the formation of ice crystals upon freezing and blood clots upon thawing, leading to cell damage and cell death. Treatment of severe frostbite may require surgical amputation of the affected tissue or limb; if there is deep injury autoamputation may occur.
Athletic performance
Sometimes professional athletes may choose to have a non-essential digit amputated to relieve chronic pain and impaired performance.
Australian Rules footballer Daniel Chick elected to have his left ring finger amputated as chronic pain and injury was limiting his performance.
Rugby union player Jone Tawake also had a finger removed.
National Football League safety Ronnie Lott had the tip of his little finger removed after it was damaged in the 1985 NFL season.
Criminal penalty
According to Quran 5:38, the punishment for stealing is the amputation of the hand. Under Sharia law, after repeated offense, the foot may also be cut off. This is still in practice today in countries like Brunei, the United Arab Emirates, Iran, Saudi Arabia, Yemen, and 11 of the 36 states within Nigeria.
In 1779, Thomas Jefferson proposed a bill to the Virginia Assembly that ostensibly would have replaced capital punishment with other penalties, including amputation, for certain crimes, although not all were really punishable by death at the time. For the crimes of rape, sodomy, and polygamy (the latter removed from a later version), the punishment was to be castration for men or rhinotomy for women. For intentional maiming, the bill specified literal eye for an eye retribution. The bill never passed, due to the combination of its barbarity in some parts and perceived leniency in others.
From the 16th century, English law provided for cutting off a hand as punishment for striking someone inside a courtroom. Thomas Jefferson's punishments revision bill also intended to repeal this.
As of 2021, this form of punishment is controversial, as most modern cultures consider it to be morally abhorrent, as it has the effect of permanently disabling a person and constitutes torture. It is thus seen as grossly disproportionate for crimes less than those such as murder.
Surgery
Method
The first step is ligating the supplying artery and vein, to prevent hemorrhage (bleeding). The muscles are transected, and finally, the bone is sawed through with an oscillating saw. Sharp and rough edges of bones are filed, skin and muscle flaps are then transposed over the stump, occasionally with the insertion of elements to attach a prosthesis.
Distal stabilisation of muscles is recommended. This allows effective muscle contraction which reduces atrophy, allows functional use of the stump and maintains soft tissue coverage of the remnant bone. The preferred stabilisation technique is myodesis where the muscle is attached to the bone or its periosteum. In joint disarticulation amputations tenodesis may be used where the muscle tendon is attached to the bone. Muscles should be attached under similar tension to normal physiological conditions.
An experimental technique known as the "Ewing amputation" aims to improve post-amputation proprioception.
In 1920, Dr. Janos Ertl, Sr. of Hungary, developed the Ertl procedure in order to return a high number of amputees to the work force. The Ertl technique, an osteomyoplastic procedure for transtibial amputation, can be used to create a highly functional residual limb. Creation of a tibiofibular bone bridge provides a stable, broad tibiofibular articulation that may be capable of some distal weight bearing. Several different modified techniques and fibular bridge fixation methods have been used; however, no current evidence exists regarding comparison of the different techniques.
Post-operative management
A 2019 Cochrane systematic review aimed to determine whether rigid dressings were more effective than soft dressings in helping wounds heal following transtibial (below the knee) amputations. Due to the limited and very low certainty evidence available, the authors concluded that it was uncertain what the benefits and harms were for each dressing type. They recommended that clinicians consider the pros and cons of each dressing type on a case-by-case basis: rigid dressings may potentially benefit patients who have a high risk of falls; soft dressings may potentially benefit patients who have poor skin integrity.
A 2017 review found that the use of rigid removable dressings (RRD's) in trans-tibial amputations, rather than soft bandaging, improved healing time, reduced edema, prevented knee flexion contractures and reduced complications, including further amputation, from external trauma such as falls onto the stump.
Post-operative management, in addition to wound healing, should consider maintenance of limb strength, joint range, edema management, preservation of the intact limb (if applicable) and stump desensitization.
Trauma
Traumatic amputation is the partial or total avulsion of a part of a body during a serious accident, like traffic, labor, or combat.
Traumatic amputation of a human limb, either partial or total, creates the immediate danger of death from blood loss.
Orthopedic surgeons often assess the severity of different injuries using the Mangled Extremity Severity Score. Given different clinical and situational factors, they can predict the likelihood of amputation. This is especially useful for emergency physicians to quickly evaluate patients and decide on consultations.
Causes
Traumatic amputation is uncommon in humans (1 per 20,804 population per year). Loss of limb usually happens immediately during the accident, but sometimes a few days later after medical complications. Statistically, the most common causes of traumatic amputations are:
Vehicle accidents (cars, motorcycles, bicycles, trains, etc.)
Labor accidents (equipment, instruments, cylinders, chainsaws, press machines, meat machines, wood machines, etc.)
Agricultural accidents, with machines and mower equipment
Electric shock hazards
Firearms, bladed weapons, explosives
Violent rupture of ship rope or industry wire rope
Ring traction (ring amputation, de-gloving injuries)
Building doors and car doors
Animal attacks
Gas cylinder explosions
Other rare accidents
Treatment
The development of the science of microsurgery over the last 40 years has provided several treatment options for a traumatic amputation, depending on the patient's specific trauma and clinical situation:
1st choice: Surgical amputation - break - prosthesis
2nd choice: Surgical amputation - transplantation of other tissue - plastic reconstruction.
3rd choice: Replantation - reconnection - revascularisation of amputated limb, by microscope (after 1969)
4th choice: Transplantation of cadaveric hand (after 2000)
Epidemiology
In the United States in 1999, there were 14,420 non-fatal traumatic amputations according to the American Statistical Association. Of these, 4,435 occurred as a result of traffic and transportation accidents and 9,985 were due to labor accidents. Of all traumatic amputations, the distribution percentage is 30.75% for traffic accidents and 69.24% for labor accidents.
The population of the United States in 1999 was about 300,000,000, so the conclusion is that there is one amputation per 20,804 persons per year. In the group of labor amputations, 53% occurred in laborers and technicians, 30% in production and service workers, 16% in silviculture and fishery workers.
A study found that in 2010, 22.8% of patients undergoing amputation of a lower extremity in the United States were readmitted to the hospital within 30 days.
Prevention
Methods in preventing amputation, limb-sparing techniques, depend on the problems that might cause amputations to be necessary. Chronic infections, often caused by diabetes or decubitus ulcers in bedridden patients, are common causes of infections that lead to gangrene, which, when widespread, necessitates amputation.
There are two key challenges: first, many patients have impaired circulation in their extremities, and second, they have difficulty curing infections in limbs with poor blood circulation.
Crush injuries where there is extensive tissue damage and poor circulation also benefit from hyperbaric oxygen therapy (HBOT). The high level of oxygenation and revascularization speed up recovery times and prevent infections.
A study found that the patented method called Circulator Boot achieved significant results in prevention of amputation in patients with diabetes and arteriosclerosis. Another study found it also effective for healing limb ulcers caused by peripheral vascular disease. The boot checks the heart rhythm and compresses the limb between heartbeats; the compression helps cure the wounds in the walls of veins and arteries, and helps to push the blood back to the heart.
For victims of trauma, advances in microsurgery in the 1970s have made replantations of severed body parts possible.
The establishment of laws, rules, and guidelines, and employment of modern equipment help protect people from traumatic amputations.
Prognosis
The individual may experience psychological trauma and emotional discomfort. The stump will remain an area of reduced mechanical stability. Limb loss can present significant or even drastic practical limitations.
A large proportion of amputees (50–80%) experience the phenomenon of phantom limbs; they feel body parts that are no longer there. These limbs can itch, ache, burn, feel tense, dry or wet, locked in or trapped or they can feel as if they are moving. Some scientists believe it has to do with a kind of neural map that the brain has of the body, which sends information to the rest of the brain about limbs regardless of their existence. Phantom sensations and phantom pain may also occur after the removal of body parts other than the limbs, e.g. after amputation of the breast, extraction of a tooth (phantom tooth pain) or removal of an eye (phantom eye syndrome).
A similar phenomenon is unexplained sensation in a body part unrelated to the amputated limb. It has been hypothesized that the portion of the brain responsible for processing stimulation from amputated limbs, being deprived of input, expands into the surrounding brain, (Phantoms in the Brain: V.S. Ramachandran and Sandra Blakeslee) such that an individual who has had an arm amputated will experience unexplained pressure or movement on his face or head.
In many cases, the phantom limb aids in adaptation to a prosthesis, as it permits the person to experience proprioception of the prosthetic limb. To support improved resistance or usability, comfort or healing, some type of stump socks may be worn instead of or as part of wearing a prosthesis.
Another side effect can be heterotopic ossification, especially when a bone injury is combined with a head injury. The brain signals the bone to grow instead of scar tissue to form, and nodules and other growth can interfere with prosthetics and sometimes require further operations. This type of injury has been especially common among soldiers wounded by improvised explosive devices in the Iraq War.
Due to technological advances in prosthetics, many amputees live active lives with little restriction. Organizations such as the Challenged Athletes Foundation have been developed to give amputees the opportunity to be involved in athletics and adaptive sports such as amputee soccer.
Nearly half of the individuals who have an amputation due to vascular disease will die within 5 years, usually secondary to the extensive co-morbidities rather than due to direct consequences of amputation. This is higher than the five year mortality rates for breast cancer, colon cancer, and prostate cancer. Of persons with diabetes who have a lower extremity amputation, up to 55% will require amputation of the second leg within two to three years.
Etymology
The word amputation is borrowed from Latin amputātus, past participle of amputāre "to prune back (a plant), prune away, remove by cutting (unwanted parts or features), cut off (a branch, limb, body part)," from am-, assimilated variant of amb- "about, around" + putāre "to prune, make clean or tidy, scour (wool)". The English word "Poes" was first applied to surgery in the 17th century, possibly first in Peter Lowe's A discourse of the Whole Art of Chirurgerie (published in either 1597 or 1612); his work was derived from 16th-century French texts and early English writers also used the words "extirpation" (16th-century French texts tended to use extirper), "disarticulation", and "dismemberment" (from the Old French desmembrer and a more common term before the 17th century for limb loss or removal), or simply "cutting", but by the end of the 17th century "amputation" had come to dominate as the accepted medical term.
Notable cases
Patch Adams
Rick Allen
Douglas Bader
Götz of the Iron Hand
Carl Brashear
Lisa Bufano
Roberto Carlos
Tammy Duckworth
Kalamandalam Sankaran Embranthiri
Terry Fox
Zach Gowen
Pete Gray
Shaquem Griffin
Robert David Hall
Bethany Hamilton
Hugh Herr
Frida Kahlo
Ronnie Lott
Hari Budha Magar
Aimee Mullins
Oscar Pistorius
Amy Purdy
Aron Ralston
Hans-Ulrich Rudel
Alex Zanardi
See also
Acrotomophilia
Adapted automobile
Flail limb
Robotic prosthesis control
References
Further reading
Miller, Brian Craig. Empty Sleeves: Amputation in the Civil War South (University of Georgia Press, 2015). xviii, 257 pp.
Surgical removal procedures
Acute pain
Punishments |
2994 | https://en.wikipedia.org/wiki/Anemometer | Anemometer | In meteorology, an anemometer () is a device that measures wind speed and direction. It is a common instrument used in weather stations. The earliest known description of an anemometer was by Italian architect and author Leon Battista Alberti (1404–1472) in 1450.
History
The anemometer has changed little since its development in the 15th century. Alberti is said to have invented it around 1450. In the ensuing centuries numerous others, including Robert Hooke
(1635–1703), developed their own versions, with some mistakenly credited as its inventor. In 1846, Thomas Romney Robinson (1792–1882) improved the design by using four hemispherical cups and mechanical wheels. In 1926, Canadian meteorologist John Patterson (1872–1956) developed a three-cup anemometer, which was improved by Brevoort and Joiner in 1935. In 1991, Derek Weston added the ability to measure wind direction. In 1994, Andreas Pflitsch developed the sonic anemometer.
Velocity anemometers
Cup anemometers
A simple type of anemometer was invented in 1845 by Rev Dr John Thomas Romney Robinson of Armagh Observatory. It consisted of four hemispherical cups on horizontal arms mounted on a vertical shaft. The air flow past the cups in any horizontal direction turned the shaft at a rate roughly proportional to the wind's speed. Therefore, counting the shaft's revolutions over a set time interval produced a value proportional to the average wind speed for a wide range of speeds. This type of instrument is also called a rotational anemometer.
With a four-cup anemometer, the wind always has the hollow of one cup presented to it, and is blowing on the back of the opposing cup. Since a hollow hemisphere has a drag coefficient of .38 on the spherical side and 1.42 on the hollow side, more force is generated on the cup that presenting its hollow side to the wind. Because of this asymmetrical force, torque is generated on the anemometer's axis, causing it to spin.
Theoretically, the anemometer's speed of rotation should be proportional to the wind speed because the force produced on an object is proportional to the speed of the gas or fluid flowing past it. However, in practice, other factors influence the rotational speed, including turbulence produced by the apparatus, increasing drag in opposition to the torque produced by the cups and support arms, and friction on the mount point. When Robinson first designed his anemometer, he asserted that the cups moved one-third of the speed of the wind, unaffected by cup size or arm length. This was apparently confirmed by some early independent experiments, but it was incorrect. Instead, the ratio of the speed of the wind and that of the cups, the anemometer factor, depends on the dimensions of the cups and arms, and can have a value between two and a little over three. Once the error was discovered, all previous experiment involving anemometers had to be repeated.
The three-cup anemometer developed by Canadian John Patterson in 1926, and subsequent cup improvements by Brevoort & Joiner of the United States in 1935, led to a cupwheel design with a nearly linear response and an error of less than 3% up to . Patterson found that each cup produced maximum torque when it was at 45° to the wind flow. The three-cup anemometer also had a more constant torque and responded more quickly to gusts than the four-cup anemometer.
The three-cup anemometer was further modified by Australian Dr. Derek Weston in 1991 to also measure wind direction. He added a tag to one cup, causing the cupwheel speed to increase and decrease as the tag moved alternately with and against the wind. Wind direction is calculated from these cyclical changes in speed, while wind speed is determined from the average cupwheel speed.
Three-cup anemometers are currently the industry standard for wind resource assessment studies and practice.
Vane anemometers
One of the other forms of mechanical velocity anemometer is the vane anemometer. It may be described as a windmill or a propeller anemometer. Unlike the Robinson anemometer, whose axis of rotation is vertical, the vane anemometer must have its axis parallel to the direction of the wind and is therefore horizontal. Furthermore, since the wind varies in direction and the axis has to follow its changes, a wind vane or some other contrivance to fulfill the same purpose must be employed.
A vane anemometer thus combines a propeller and a tail on the same axis to obtain accurate and precise wind speed and direction measurements from the same instrument. The speed of the fan is measured by a rev counter and converted to a windspeed by an electronic chip. Hence, volumetric flow rate may be calculated if the cross-sectional area is known.
In cases where the direction of the air motion is always the same, as in ventilating shafts of mines and buildings, wind vanes known as air meters are employed, and give satisfactory results.
Hot-wire anemometers
Hot wire anemometers use a fine wire (on the order of several micrometres) electrically heated to some temperature above the ambient. Air flowing past the wire cools the wire. As the electrical resistance of most metals is dependent upon the temperature of the metal (tungsten is a popular choice for hot-wires), a relationship can be obtained between the resistance of the wire and the speed of the air. In most cases, they cannot be used to measure the direction of the airflow, unless coupled with a wind vane.
Several ways of implementing this exist, and hot-wire devices can be further classified as CCA (constant current anemometer), CVA (constant voltage anemometer) and CTA (constant-temperature anemometer). The voltage output from these anemometers is thus the result of some sort of circuit within the device trying to maintain the specific variable (current, voltage or temperature) constant, following Ohm's law.
Additionally, PWM (pulse-width modulation) anemometers are also used, wherein the velocity is inferred by the time length of a repeating pulse of current that brings the wire up to a specified resistance and then stops until a threshold "floor" is reached, at which time the pulse is sent again.
Hot-wire anemometers, while extremely delicate, have extremely high frequency-response and fine spatial resolution compared to other measurement methods, and as such are almost universally employed for the detailed study of turbulent flows, or any flow in which rapid velocity fluctuations are of interest.
An industrial version of the fine-wire anemometer is the thermal flow meter, which follows the same concept, but uses two pins or strings to monitor the variation in temperature. The strings contain fine wires, but encasing the wires makes them much more durable and capable of accurately measuring air, gas, and emissions flow in pipes, ducts, and stacks. Industrial applications often contain dirt that will damage the classic hot-wire anemometer.
Laser Doppler anemometers
In laser Doppler velocimetry, laser Doppler anemometers use a beam of light from a laser that is divided into two beams, with one propagated out of the anemometer. Particulates (or deliberately introduced seed material) flowing along with air molecules near where the beam exits reflect, or backscatter, the light back into a detector, where it is measured relative to the original laser beam. When the particles are in great motion, they produce a Doppler shift for measuring wind speed in the laser light, which is used to calculate the speed of the particles, and therefore the air around the anemometer.
Ultrasonic anemometers
Ultrasonic anemometers, first developed in the 1950s, use ultrasonic sound waves to measure wind velocity. They measure wind speed based on the time of flight of sonic pulses between pairs of transducers. Measurements from pairs of transducers can be combined to yield a measurement of velocity in 1-, 2-, or 3-dimensional flow. The spatial resolution is given by the path length between transducers, which is typically 10 to 20 cm. Ultrasonic anemometers can take measurements with very fine temporal resolution, 20 Hz or better, which makes them well suited for turbulence measurements. The lack of moving parts makes them appropriate for long-term use in exposed automated weather stations and weather buoys where the accuracy and reliability of traditional cup-and-vane anemometers are adversely affected by salty air or dust. Their main disadvantage is the distortion of the air flow by the structure supporting the transducers, which requires a correction based upon wind tunnel measurements to minimize the effect. An international standard for this process, ISO 16622 Meteorology—Ultrasonic anemometers/thermometers—Acceptance test methods for mean wind measurements is in general circulation. Another disadvantage is lower accuracy due to precipitation, where rain drops may vary the speed of sound.
Since the speed of sound varies with temperature, and is virtually stable with pressure change, ultrasonic anemometers are also used as thermometers.
Two-dimensional (wind speed and wind direction) sonic anemometers are used in applications such as weather stations, ship navigation, aviation, weather buoys and wind turbines. Monitoring wind turbines usually requires a refresh rate of wind speed measurements of 3 Hz, easily achieved by sonic anemometers. Three-dimensional sonic anemometers are widely used to measure gas emissions and ecosystem fluxes using the eddy covariance method when used with fast-response infrared gas analyzers or laser-based analyzers.
Two-dimensional wind sensors are of two types:
Two ultrasounds paths: These sensors have four arms. The disadvantage of this type of sensor is that when the wind comes in the direction of an ultrasound path, the arms disturb the airflow, reducing the accuracy of the resulting measurement.
Three ultrasounds paths: These sensors have three arms. They give one path redundancy of the measurement which improves the sensor accuracy and reduces aerodynamic turbulence.
Acoustic resonance anemometers
Acoustic resonance anemometers are a more recent variant of sonic anemometer. The technology was invented by Savvas Kapartis and patented in 1999. Whereas conventional sonic anemometers rely on time of flight measurement, acoustic resonance sensors use resonating acoustic (ultrasonic) waves within a small purpose-built cavity in order to perform their measurement.
Built into the cavity is an array of ultrasonic transducers, which are used to create the separate standing-wave patterns at ultrasonic frequencies. As wind passes through the cavity, a change in the wave's property occurs (phase shift). By measuring the amount of phase shift in the received signals by each transducer, and then by mathematically processing the data, the sensor is able to provide an accurate horizontal measurement of wind speed and direction.
Because acoustic resonance technology enables measurement within a small cavity, the sensors tend to be typically smaller in size than other ultrasonic sensors. The small size of acoustic resonance anemometers makes them physically strong and easy to heat, and therefore resistant to icing. This combination of features means that they achieve high levels of data availability and are well suited to wind turbine control and to other uses that require small robust sensors such as battlefield meteorology. One issue with this sensor type is measurement accuracy when compared to a calibrated mechanical sensor. For many end uses, this weakness is compensated for by the sensor's longevity and the fact that it does not require recalibration once installed.
Ping-pong ball anemometers
A common anemometer for basic use is constructed from a ping-pong ball attached to a string. When the wind blows horizontally, it presses on and moves the ball; because ping-pong balls are very lightweight, they move easily in light winds. Measuring the angle between the string-ball apparatus and the vertical gives an estimate of the wind speed.
This type of anemometer is mostly used for middle-school level instruction, which most students make on their own, but a similar device was also flown on the Phoenix Mars Lander.
Pressure anemometers
The first designs of anemometers that measure the pressure were divided into plate and tube classes.
Plate anemometers
These are the first modern anemometers. They consist of a flat plate suspended from the top so that the wind deflects the plate. In 1450, the Italian art architect Leon Battista Alberti invented the first mechanical anemometer; in 1664 it was re-invented by Robert Hooke (who is often mistakenly considered the inventor of the first anemometer). Later versions of this form consisted of a flat plate, either square or circular, which is kept normal to the wind by a wind vane. The pressure of the wind on its face is balanced by a spring. The compression of the spring determines the actual force which the wind is exerting on the plate, and this is either read off on a suitable gauge, or on a recorder. Instruments of this kind do not respond to light winds, are inaccurate for high wind readings, and are slow at responding to variable winds. Plate anemometers have been used to trigger high wind alarms on bridges.
Tube anemometers
James Lind's anemometer of 1775 consisted of a vertically mounted glass U tube containing a liquid manometer (pressure gauge), with one end bent out in a horizontal direction to face the wind flow and the other vertical end capped. Though the Lind was not the first it was the most practical and best known anemometer of this type. If the wind blows into the mouth of a tube it causes an increase of pressure on one side of the manometer. The wind over the open end of a vertical tube causes little change in pressure on the other side of the manometer. The resulting elevation difference in the two legs of the U tube is an indication of the wind speed. However, an accurate measurement requires that the wind speed be directly into the open end of the tube; small departures from the true direction of the wind causes large variations in the reading.
The successful metal pressure tube anemometer of William Henry Dines in 1892 utilized the same pressure difference between the open mouth of a straight tube facing the wind and a ring of small holes in a vertical tube which is closed at the upper end. Both are mounted at the same height. The pressure differences on which the action depends are very small, and special means are required to register them. The recorder consists of a float in a sealed chamber partially filled with water. The pipe from the straight tube is connected to the top of the sealed chamber and the pipe from the small tubes is directed into the bottom inside the float. Since the pressure difference determines the vertical position of the float this is a measure of the wind speed.
The great advantage of the tube anemometer lies in the fact that the exposed part can be mounted on a high pole, and requires no oiling or attention for years; and the registering part can be placed in any convenient position. Two connecting tubes are required. It might appear at first sight as though one connection would serve, but the differences in pressure on which these instruments depend are so minute, that the pressure of the air in the room where the recording part is placed has to be considered. Thus if the instrument depends on the pressure or suction effect alone, and this pressure or suction is measured against the air pressure in an ordinary room, in which the doors and windows are carefully closed and a newspaper is then burnt up the chimney, an effect may be produced equal to a wind of 10 mi/h (16 km/h); and the opening of a window in rough weather, or the opening of a door, may entirely alter the registration.
While the Dines anemometer had an error of only 1% at , it did not respond very well to low winds due to the poor response of the flat plate vane required to turn the head into the wind. In 1918 an aerodynamic vane with eight times the torque of the flat plate overcame this problem.
Pitot tube static anemometers
Modern tube anemometers use the same principle as in the Dines anemometer but using a different design. The implementation uses a pitot-static tube which is a pitot tube with two ports, pitot and static, that is normally used in measuring the airspeed of aircraft. The pitot port measures the dynamic pressure of the open mouth of a tube with pointed head facing wind, and the static port measures the static pressure from small holes along the side on that tube. The pitot tube is connected to a tail so that it always makes the tube's head to face the wind. Additionally, the tube is heated to prevent rime ice formation on the tube. There are two lines from the tube down to the devices to measure the difference in pressure of the two lines. The measurement devices can be manometers, pressure transducers, or analog chart recorders.
Effect of density on measurements
In the tube anemometer the dynamic pressure is actually being measured, although the scale is usually graduated as a velocity scale. If the actual air density differs from the calibration value, due to differing temperature, elevation or barometric pressure, a correction is required to obtain the actual wind speed. Approximately 1.5% (1.6% above 6,000 feet) should be added to the velocity recorded by a tube anemometer for each 1000 ft (5% for each kilometer) above sea-level.
Effect of icing
At airports, it is essential to have accurate wind data under all conditions, including freezing precipitation. Anemometry is also required in monitoring and controlling the operation of wind turbines, which in cold environments are prone to in-cloud icing. Icing alters the aerodynamics of an anemometer and may entirely block it from operating. Therefore, anemometers used in these applications must be internally heated. Both cup anemometers and sonic anemometers are presently available with heated versions.
Instrument location
In order for wind speeds to be comparable from location to location, the effect of the terrain needs to be considered, especially in regard to height. Other considerations are the presence of trees, and both natural canyons and artificial canyons (urban buildings). The standard anemometer height in open rural terrain is 10 meters.
See also
Air flow meter
Anemoi, for the ancient origin of the name of this technology
Anemoscope, ancient device for measuring or predicting wind direction or weather
Automated airport weather station
Night of the Big Wind
Particle image velocimetry
Savonius wind turbine
Wind power forecasting
Wind run
Windsock, a simple high-visibility indicator of approximate wind speed and direction
Notes
References
Meteorological Instruments, W.E. Knowles Middleton and Athelstan F. Spilhaus, Third Edition revised, University of Toronto Press, Toronto, 1953
Invention of the Meteorological Instruments, W. E. Knowles Middleton, The Johns Hopkins Press, Baltimore, 1969
External links
Description of the development and the construction of an ultrasonic anemometer
Animation Showing Sonic Principle of Operation (Time of Flight Theory) – Gill Instruments
Collection of historical anemometer
Principle of Operation: Acoustic Resonance measurement – FT Technologies
Thermopedia, "Anemometers (laser doppler)"
Thermopedia, "Anemometers (pulsed thermal)"
Thermopedia, "Anemometers (vane)"
The Rotorvane Anemometer. Measuring both wind speed and direction using a tagged three-cup sensor
Italian inventions
Measuring instruments
Meteorological instrumentation and equipment
Navigational equipment
Wind power
15th-century inventions |
2995 | https://en.wikipedia.org/wiki/Archaeopteryx | Archaeopteryx | Archaeopteryx (; ), sometimes referred to by its German name, "" ( Primeval Bird), is a genus of avian dinosaurs. The name derives from the ancient Greek (archaīos), meaning "ancient", and (ptéryx), meaning "feather" or "wing". Between the late 19th century and the early 21st century, Archaeopteryx was generally accepted by palaeontologists and popular reference books as the oldest known bird (member of the group Avialae). Older potential avialans have since been identified, including Anchiornis, Xiaotingia, and Aurornis.
Archaeopteryx lived in the Late Jurassic around 150 million years ago, in what is now southern Germany, during a time when Europe was an archipelago of islands in a shallow warm tropical sea, much closer to the equator than it is now. Similar in size to a Eurasian magpie, with the largest individuals possibly attaining the size of a raven, the largest species of Archaeopteryx could grow to about in length. Despite their small size, broad wings, and inferred ability to fly or glide, Archaeopteryx had more in common with other small Mesozoic dinosaurs than with modern birds. In particular, they shared the following features with the dromaeosaurids and troodontids: jaws with sharp teeth, three fingers with claws, a long bony tail, hyperextensible second toes ("killing claw"), feathers (which also suggest warm-bloodedness), and various features of the skeleton.
These features make Archaeopteryx a clear candidate for a transitional fossil between non-avian dinosaurs and birds. Thus, Archaeopteryx plays an important role, not only in the study of the origin of birds, but in the study of dinosaurs. It was named from a single feather in 1861, the identity of which has been controversial. That same year, the first complete specimen of Archaeopteryx was announced. Over the years, ten more fossils of Archaeopteryx have surfaced. Despite variation among these fossils, most experts regard all the remains that have been discovered as belonging to a single species, although this is still debated.
Archaeopteryx was long considered to be the beginning of the evolutionary tree of birds. However, in recent years, the discovery of several small, feathered dinosaurs has created a mystery for palaeontologists, raising questions about which animals are the ancestors of modern birds and which are their relatives. Most of these eleven fossils include impressions of feathers. Because these feathers are of an advanced form (flight feathers), these fossils are evidence that the evolution of feathers began before the Late Jurassic. The type specimen of Archaeopteryx was discovered just two years after Charles Darwin published On the Origin of Species. Archaeopteryx seemed to confirm Darwin's theories and has since become a key piece of evidence for the origin of birds, the transitional fossils debate, and confirmation of evolution.
History of discovery
Over the years, twelve body fossil specimens of Archaeopteryx have been found. All of the fossils come from the limestone deposits, quarried for centuries, near , Germany.
The initial discovery, a single feather, was unearthed in 1860 or 1861 and described in 1861 by . It is currently located at the Natural History Museum of Berlin. Though it was the initial holotype, there were indications that it might not have been from the same animal as the body fossils. In 2019 it was reported that laser imaging had revealed the structure of the quill (which had not been visible since some time after the feather was described), and that the feather was inconsistent with the morphology of all other Archaeopteryx feathers known, leading to the conclusion that it originated from another dinosaur. This conclusion was challenged in 2020 as being unlikely; the feather was identified on the basis of morphology as most likely having been an upper major primary covert feather.
The first skeleton, known as the London Specimen (BMNH 37001), was unearthed in 1861 near , Germany, and perhaps given to local physician in return for medical services. He then sold it for £700 (roughly £83,000 in 2020) to the Natural History Museum in London, where it remains. Missing most of its head and neck, it was described in 1863 by Richard Owen as Archaeopteryx macrura, allowing for the possibility it did not belong to the same species as the feather. In the subsequent fourth edition of his On the Origin of Species, Charles Darwin described how some authors had maintained "that the whole class of birds came suddenly into existence during the eocene period; but now we know, on the authority of Professor Owen, that a bird certainly lived during the deposition of the upper greensand; and still more recently, that strange bird, the Archaeopteryx, with a long lizard-like tail, bearing a pair of feathers on each joint, and with its wings furnished with two free claws, has been discovered in the oolitic slates of Solnhofen. Hardly any recent discovery shows more forcibly than this how little we as yet know of the former inhabitants of the world."
The Greek word () means 'ancient, primeval'. primarily means 'wing', but it can also be just 'feather'. Meyer suggested this in his description. At first he referred to a single feather which appeared to resemble a modern bird's remex (wing feather), but he had heard of and been shown a rough sketch of the London specimen, to which he referred as a "" ("skeleton of an animal covered in similar feathers"). In German, this ambiguity is resolved by the term which does not necessarily mean a wing used for flying. was the favoured translation of Archaeopteryx among German scholars in the late nineteenth century. In English, 'ancient pinion' offers a rough approximation to this.
Since then, twelve specimens have been recovered:
The Berlin Specimen (HMN 1880/81) was discovered in 1874 or 1875 on the Blumenberg near , Germany, by farmer Jakob Niemeyer. He sold this precious fossil for the money to buy a cow in 1876, to innkeeper Johann Dörr, who again sold it to Ernst Otto Häberlein, the son of K. Häberlein. Placed on sale between 1877 and 1881, with potential buyers including O. C. Marsh of Yale University's Peabody Museum, it eventually was bought for 20,000 Goldmark by the Berlin's Natural History Museum, where it now is displayed. The transaction was financed by Ernst Werner von Siemens, founder of the company that bears his name. Described in 1884 by Wilhelm Dames, it is the most complete specimen, and the first with a complete head. In 1897 it was named by Dames as a new species, A. siemensii; though often considered a synonym of A. lithographica, several 21st century studies have concluded that it is a distinct species which includes the Berlin, Munich, and Thermopolis specimens.
Composed of a torso, the Maxberg Specimen (S5) was discovered in 1956 near Langenaltheim; it was brought to the attention of professor Florian Heller in 1958 and described by him in 1959. The specimen is missing its head and tail, although the rest of the skeleton is mostly intact. Although it was once exhibited at the Maxberg Museum in Solnhofen, it is currently missing. It belonged to Eduard Opitsch, who loaned it to the museum until 1974. After his death in 1991, it was discovered that the specimen was missing and may have been stolen or sold.
The Haarlem Specimen (TM 6428/29, also known as the Teylers Specimen) was discovered in 1855 near , Germany, and described as a Pterodactylus crassipes in 1857 by Meyer. It was reclassified in 1970 by John Ostrom and is currently located at the Teylers Museum in Haarlem, the Netherlands. It was the very first specimen found, but was incorrectly classified at the time. It is also one of the least complete specimens, consisting mostly of limb bones, isolated cervical vertebrae, and ribs. In 2017 it was named as a separate genus Ostromia, considered more closely related to Anchiornis from China.
The Eichstätt Specimen (JM 2257) was discovered in 1951 near Workerszell, Germany, and described by Peter Wellnhofer in 1974. Currently located at the Jura Museum in Eichstätt, Germany, it is the smallest known specimen and has the second-best head. It is possibly a separate genus (Jurapteryx recurva) or species (A. recurva).
The Solnhofen Specimen (unnumbered specimen) was discovered in the 1970s near Eichstätt, Germany, and described in 1988 by Wellnhofer. Currently located at the Bürgermeister-Müller-Museum in Solnhofen, it originally was classified as Compsognathus by an amateur collector, the same mayor Friedrich Müller after which the museum is named. It is the largest specimen known and may belong to a separate genus and species, Wellnhoferia grandis. It is missing only portions of the neck, tail, backbone, and head.
The Munich Specimen (BSP 1999 I 50, formerly known as the Solenhofer-Aktien-Verein Specimen) was discovered on 3 August 1992 near Langenaltheim and described in 1993 by Wellnhofer. It is currently located at the Paläontologisches Museum München in Munich, to which it was sold in 1999 for 1.9 million Deutschmark. What was initially believed to be a bony sternum turned out to be part of the coracoid, but a cartilaginous sternum may have been present. Only the front of its face is missing. It has been used as the basis for a distinct species, A. bavarica, but more recent studies suggest it belongs to A. siemensii.
An eighth, fragmentary specimen was discovered in 1990 in the younger Mörnsheim Formation at Daiting, Suevia. Therefore, it is known as the Daiting Specimen, and had been known since 1996 only from a cast, briefly shown at the Naturkundemuseum in Bamberg. The original was purchased by palaeontologist Raimund Albertsdörfer in 2009. It was on display for the first time with six other original fossils of Archaeopteryx at the Munich Mineral Show in October 2009. The Daiting Specimen was subsequently named Archaeopteryx albersdoerferi by Kundrat et al. (2018). After a lengthy period in a closed private collection, it was moved to the Museum of Evolution at Knuthenborg Safaripark (Denmark) in 2022, where it has since been on display and also been made available for researchers.
Another fragmentary fossil was found in 2000. It is in private possession and, since 2004, on loan to the Bürgermeister-Müller Museum in Solnhofen, so it is called the Bürgermeister-Müller Specimen; the institute itself officially refers to it as the "Exemplar of the families Ottman & Steil, Solnhofen". As the fragment represents the remains of a single wing of Archaeopteryx, it is colloquially known as "chicken wing".
Long in a private collection in Switzerland, the Thermopolis Specimen (WDC CSG 100) was discovered in Bavaria and described in 2005 by Mayr, Pohl, and Peters. Donated to the Wyoming Dinosaur Center in Thermopolis, Wyoming, it has the best-preserved head and feet; most of the neck and the lower jaw have not been preserved. The "Thermopolis" specimen was described on 2 December 2005 Science journal article as "A well-preserved Archaeopteryx specimen with theropod features"; it shows that Archaeopteryx lacked a reversed toe—a universal feature of birds—limiting its ability to perch on branches and implying a terrestrial or trunk-climbing lifestyle. This has been interpreted as evidence of theropod ancestry. In 1988, Gregory S. Paul claimed to have found evidence of a hyperextensible second toe, but this was not verified and accepted by other scientists until the Thermopolis specimen was described. "Until now, the feature was thought to belong only to the species' close relatives, the deinonychosaurs." The Thermopolis Specimen was assigned to Archaeopteryx siemensii in 2007. The specimen is considered to represent the most complete and best-preserved Archaeopteryx remains yet.
The discovery of an eleventh specimen was announced in 2011; it was described in 2014. It is one of the more complete specimens, but is missing much of the skull and one forelimb. It is privately owned and has yet to be given a name. Palaeontologists of the Ludwig Maximilian University of Munich studied the specimen, which revealed previously unknown features of the plumage, such as feathers on both the upper and lower legs and metatarsus, and the only preserved tail tip.
A twelfth specimen had been discovered by an amateur collector in 2010 at the Schamhaupten quarry, but the finding was only announced in February 2014. It was scientifically described in 2018. It represents a complete and mostly articulated skeleton with skull. It is the only specimen lacking preserved feathers. It is from the Painten Formation and somewhat older than the other specimens.
Authenticity
Beginning in 1985, an amateur group including astronomer Fred Hoyle and physicist Lee Spetner, published a series of papers claiming that the feathers on the Berlin and London specimens of Archaeopteryx were forged. Their claims were repudiated by Alan J. Charig and others at the Natural History Museum in London. Most of their supposed evidence for a forgery was based on unfamiliarity with the processes of lithification; for example, they proposed that, based on the difference in texture associated with the feathers, feather impressions were applied to a thin layer of cement, without realizing that feathers themselves would have caused a textural difference. They also misinterpreted the fossils, claiming that the tail was forged as one large feather, when visibly this is not the case. In addition, they claimed that the other specimens of Archaeopteryx known at the time did not have feathers, which is incorrect; the Maxberg and Eichstätt specimens have obvious feathers.
They also expressed disbelief that slabs would split so smoothly, or that one half of a slab containing fossils would have good preservation, but not the counterslab. These are common properties of Solnhofen fossils, because the dead animals would fall onto hardened surfaces, which would form a natural plane for the future slabs to split along and would leave the bulk of the fossil on one side and little on the other.
Finally, the motives they suggested for a forgery are not strong, and are contradictory; one is that Richard Owen wanted to forge evidence in support of Charles Darwin's theory of evolution, which is unlikely given Owen's views toward Darwin and his theory. The other is that Owen wanted to set a trap for Darwin, hoping the latter would support the fossils so Owen could discredit him with the forgery; this is unlikely because Owen wrote a detailed paper on the London specimen, so such an action would certainly backfire.
Charig et al. pointed to the presence of hairline cracks in the slabs running through both rock and fossil impressions, and mineral growth over the slabs that had occurred before discovery and preparation, as evidence that the feathers were original. Spetner et al. then attempted to show that the cracks would have propagated naturally through their postulated cement layer, but neglected to account for the fact that the cracks were old and had been filled with calcite, and thus were not able to propagate. They also attempted to show the presence of cement on the London specimen through X-ray spectroscopy, and did find something that was not rock; it was not cement either, and is most probably a fragment of silicone rubber left behind when moulds were made of the specimen. Their suggestions have not been taken seriously by palaeontologists, as their evidence was largely based on misunderstandings of geology, and they never discussed the other feather-bearing specimens, which have increased in number since then. Charig et al. reported a discolouration: a dark band between two layers of limestone – they say it is the product of sedimentation. It is natural for limestone to take on the colour of its surroundings and most limestones are coloured (if not colour banded) to some degree, so the darkness was attributed to such impurities. They also mention that a complete absence of air bubbles in the rock slabs is further proof that the specimen is authentic.
Description
Most of the specimens of Archaeopteryx that have been discovered come from the Solnhofen limestone in Bavaria, southern Germany, which is a , a rare and remarkable geological formation known for its superbly detailed fossils laid down during the early Tithonian stage of the Jurassic period, approximately 150.8–148.5million years ago.
Archaeopteryx was roughly the size of a raven, with broad wings that were rounded at the ends and a long tail compared to its body length. It could reach up to in body length and in wingspan, with an estimated mass of . Archaeopteryx feathers, although less documented than its other features, were very similar in structure to modern-day bird feathers. Despite the presence of numerous avian features, Archaeopteryx had many non-avian theropod dinosaur characteristics. Unlike modern birds, Archaeopteryx had small teeth, as well as a long bony tail, features which Archaeopteryx shared with other dinosaurs of the time.
Because it displays features common to both birds and non-avian dinosaurs, Archaeopteryx has often been considered a link between them. In the 1970s, John Ostrom, following Thomas Henry Huxley's lead in 1868, argued that birds evolved within theropod dinosaurs and Archaeopteryx was a critical piece of evidence for this argument; it had several avian features, such as a wishbone, flight feathers, wings, and a partially reversed first toe along with dinosaur and theropod features. For instance, it has a long ascending process of the ankle bone, interdental plates, an obturator process of the ischium, and long chevrons in the tail. In particular, Ostrom found that Archaeopteryx was remarkably similar to the theropod family Dromaeosauridae.
Archaeopteryx had three separate digits on each fore-leg each ending with a "claw". Few birds have such features. Some birds, such as ducks, swans, Jacanas (Jacana sp.), and the hoatzin (Opisthocomus hoazin), have them concealed beneath their leg-feathers.
Plumage
Specimens of Archaeopteryx were most notable for their well-developed flight feathers. They were markedly asymmetrical and showed the structure of flight feathers in modern birds, with vanes given stability by a barb-barbule-barbicel arrangement. The tail feathers were less asymmetrical, again in line with the situation in modern birds and also had firm vanes. The thumb did not yet bear a separately movable tuft of stiff feathers.
The body plumage of Archaeopteryx is less well-documented and has only been properly researched in the well-preserved Berlin specimen. Thus, as more than one species seems to be involved, the research into the Berlin specimen's feathers does not necessarily hold true for the rest of the species of Archaeopteryx. In the Berlin specimen, there are "trousers" of well-developed feathers on the legs; some of these feathers seem to have a basic contour feather structure, but are somewhat decomposed (they lack barbicels as in ratites). In part they are firm and thus capable of supporting flight.
A patch of pennaceous feathers is found running along its back, which was quite similar to the contour feathers of the body plumage of modern birds in being symmetrical and firm, although not as stiff as the flight-related feathers. Apart from that, the feather traces in the Berlin specimen are limited to a sort of "proto-down" not dissimilar to that found in the dinosaur Sinosauropteryx: decomposed and fluffy, and possibly even appearing more like fur than feathers in life (although not in their microscopic structure). These occur on the remainder of the body—although some feathers did not fossilize and others were obliterated during preparation, leaving bare patches on specimens—and the lower neck.
There is no indication of feathering on the upper neck and head. While these conceivably may have been nude, this may still be an artefact of preservation. It appears that most Archaeopteryx specimens became embedded in anoxic sediment after drifting some time on their backs in the sea—the head, neck and the tail are generally bent downward, which suggests that the specimens had just started to rot when they were embedded, with tendons and muscle relaxing so that the characteristic shape (death pose) of the fossil specimens was achieved. This would mean that the skin already was softened and loose, which is bolstered by the fact that in some specimens the flight feathers were starting to detach at the point of embedding in the sediment. So it is hypothesized that the pertinent specimens moved along the sea bed in shallow water for some time before burial, the head and upper neck feathers sloughing off, while the more firmly attached tail feathers remained.
Colouration
In 2011, graduate student Ryan Carney and colleagues performed the first colour study on an Archaeopteryx specimen. Using scanning electron microscopy technology and energy-dispersive X-ray analysis, the team was able to detect the structure of melanosomes in the isolated feather specimen described in 1861. The resultant measurements were then compared to those of 87modern bird species, and the original colour was calculated with a 95% likelihood to be black. The feather was determined to be black throughout, with heavier pigmentation in the distal tip. The feather studied was most probably a dorsal covert, which would have partly covered the primary feathers on the wings. The study does not mean that Archaeopteryx was entirely black, but suggests that it had some black colouration which included the coverts. Carney pointed out that this is consistent with what we know of modern flight characteristics, in that black melanosomes have structural properties that strengthen feathers for flight. In a 2013 study published in the Journal of Analytical Atomic Spectrometry, new analyses of Archaeopteryxs feathers revealed that the animal may have had complex light- and dark-coloured plumage, with heavier pigmentation in the distal tips and outer vanes. This analysis of colour distribution was based primarily on the distribution of sulphate within the fossil. An author on the previous Archaeopteryx colour study argued against the interpretation of such biomarkers as an indicator of eumelanin in the full Archaeopteryx specimen. Carney and other colleagues also argued against the 2013 study's interpretation of the sulphate and trace metals, and in a 2020 study published in Scientific Reports demonstrated that the isolated covert feather was entirely matte black (as opposed to black and white, or iridescent) and that the remaining "plumage patterns of Archaeopteryx remain unknown".
Classification
Today, fossils of the genus Archaeopteryx are usually assigned to one or two species, A. lithographica and A. siemensii, but their taxonomic history is complicated. Ten names have been published for the handful of specimens. As interpreted today, the name A. lithographica only referred to the single feather described by Meyer. In 1954 Gavin de Beer concluded that the London specimen was the holotype. In 1960, Swinton accordingly proposed that the name Archaeopteryx lithographica be placed on the official genera list making the alternative names Griphosaurus and Griphornis invalid. The ICZN, implicitly accepting De Beer's standpoint, did indeed suppress the plethora of alternative names initially proposed for the first skeleton specimens, which mainly resulted from the acrimonious dispute between Meyer and his opponent Johann Andreas Wagner (whose Griphosaurus problematicus – 'problematic riddle-lizard' – was a vitriolic sneer at Meyer's Archaeopteryx). In addition, in 1977, the Commission ruled that the first species name of the Haarlem specimen, crassipes, described by Meyer as a pterosaur before its true nature was realized, was not to be given preference over lithographica in instances where scientists considered them to represent the same species.
It has been noted that the feather, the first specimen of Archaeopteryx described, does not correspond well with the flight-related feathers of Archaeopteryx. It certainly is a flight feather of a contemporary species, but its size and proportions indicate that it may belong to another, smaller species of feathered theropod, of which only this feather is known so far. As the feather had been designated the type specimen, the name Archaeopteryx should then no longer be applied to the skeletons, thus creating significant nomenclatorial confusion. In 2007, two sets of scientists therefore petitioned the ICZN requesting that the London specimen explicitly be made the type by designating it as the new holotype specimen, or neotype. This suggestion was upheld by the ICZN after four years of debate, and the London specimen was designated the neotype on 3 October 2011.
Below is a cladogram published in 2013 by Godefroit et al.
Species
It has been argued that all the specimens belong to the same species, A. lithographica. Differences do exist among the specimens, and while some researchers regard these as due to the different ages of the specimens, some may be related to actual species diversity. In particular, the Munich, Eichstätt, Solnhofen, and Thermopolis specimens differ from the London, Berlin, and Haarlem specimens in being smaller or much larger, having different finger proportions, having more slender snouts lined with forward-pointing teeth, and the possible presence of a sternum. Due to these differences, most individual specimens have been given their own species name at one point or another. The Berlin specimen has been designated as Archaeornis siemensii, the Eichstätt specimen as Jurapteryx recurva, the Munich specimen as Archaeopteryx bavarica, and the Solnhofen specimen as Wellnhoferia grandis.
In 2007, a review of all well-preserved specimens including the then-newly discovered Thermopolis specimen concluded that two distinct species of Archaeopteryx could be supported: A. lithographica (consisting of at least the London and Solnhofen specimens), and A. siemensii (consisting of at least the Berlin, Munich, and Thermopolis specimens). The two species are distinguished primarily by large flexor tubercles on the foot claws in A. lithographica (the claws of A. siemensii specimens being relatively simple and straight). A. lithographica also had a constricted portion of the crown in some teeth and a stouter metatarsus. A supposed additional species, Wellnhoferia grandis (based on the Solnhofen specimen), seems to be indistinguishable from A. lithographica except in its larger size.
Synonyms
If two names are given, the first denotes the original describer of the "species", the second the author on whom the given name combination is based. As always in zoological nomenclature, putting an author's name in parentheses denotes that the taxon was originally described in a different genus.
Archaeopteryx lithographica Meyer, 1861 [conserved name]
Archaeopterix lithographica Anon., 1861 [lapsus]
Griphosaurus problematicus Wagner, 1862 [rejected name 1961 per ICZN Opinion 607]
Griphornis longicaudatus Owen vide Woodward, 1862 [rejected name 1961 per ICZN Opinion 607]
Archaeopteryx macrura Owen, 1862 [rejected name 1961 per ICZN Opinion 607]
Archaeopteryx oweni Petronievics, 1917 [rejected name 1961 per ICZN Opinion 607]
Archaeopteryx recurva Howgate, 1984
Jurapteryx recurva (Howgate, 1984) Howgate, 1985
Wellnhoferia grandis Elżanowski, 2001
Archaeopteryx siemensii Dames, 1897Archaeornis siemensii (Dames, 1897) Petronievics, 1917
Archaeopteryx bavarica Wellnhofer, 1993"Archaeopteryx" vicensensis (Anon. fide Lambrecht, 1933) is a nomen nudum for what appears to be an undescribed pterosaur.
Phylogenetic position
Modern palaeontology has often classified Archaeopteryx as the most primitive bird. However, it is not thought to be a true ancestor of modern birds, but rather a close relative of that ancestor. Nonetheless, Archaeopteryx was often used as a model of the true ancestral bird. Several authors have done so. Lowe (1935) and Thulborn (1984) questioned whether Archaeopteryx truly was the first bird. They suggested that Archaeopteryx was a dinosaur that was no more closely related to birds than were other dinosaur groups. Kurzanov (1987) suggested that Avimimus was more likely to be the ancestor of all birds than Archaeopteryx. Barsbold (1983) and Zweers and Van den Berge (1997) noted that many maniraptoran lineages are extremely birdlike, and they suggested that different groups of birds may have descended from different dinosaur ancestors.
The discovery of the closely related Xiaotingia in 2011 led to new phylogenetic analyses that suggested that Archaeopteryx is a deinonychosaur rather than an avialan, and therefore, not a "bird" under most common uses of that term. A more thorough analysis was published soon after to test this hypothesis, and failed to arrive at the same result; it found Archaeopteryx in its traditional position at the base of Avialae, while Xiaotingia was recovered as a basal dromaeosaurid or troodontid. The authors of the follow-up study noted that uncertainties still exist, and that it may not be possible to state confidently whether or not Archaeopteryx is a member of Avialae or not, barring new and better specimens of relevant species.
Phylogenetic studies conducted by Senter, et al. (2012) and Turner, Makovicky, and Norell (2012) also found Archaeopteryx to be more closely related to living birds than to dromaeosaurids and troodontids. On the other hand, Godefroit et al. (2013) recovered Archaeopteryx as more closely related to dromaeosaurids and troodontids in the analysis included in their description of Eosinopteryx brevipenna. The authors used a modified version of the matrix from the study describing Xiaotingia, adding Jinfengopteryx elegans and Eosinopteryx brevipenna to it, as well as adding four additional characters related to the development of the plumage. Unlike the analysis from the description of Xiaotingia, the analysis conducted by Godefroit, et al. did not find Archaeopteryx to be related particularly closely to Anchiornis and Xiaotingia, which were recovered as basal troodontids instead.
Agnolín and Novas (2013) found Archaeopteryx and (possibly synonymous) Wellnhoferia to be form a clade sister to the lineage including Jeholornis and Pygostylia, with Microraptoria, Unenlagiinae, and the clade containing Anchiornis and Xiaotingia being successively closer outgroups to the Avialae (defined by the authors as the clade stemming from the last common ancestor of Archaeopteryx and Aves). Another phylogenetic study by Godefroit, et al., using a more inclusive matrix than the one from the analysis in the description of Eosinopteryx brevipenna, also found Archaeopteryx to be a member of Avialae (defined by the authors as the most inclusive clade containing Passer domesticus, but not Dromaeosaurus albertensis or Troodon formosus). Archaeopteryx was found to form a grade at the base of Avialae with Xiaotingia, Anchiornis, and Aurornis. Compared to Archaeopteryx, Xiaotingia was found to be more closely related to extant birds, while both Anchiornis and Aurornis were found to be more distantly so.
Hu et al. (2018), Wang et al. (2018) and Hartman et al. (2019) found Archaeopteryx to have been a deinonychosaur instead of an avialan. More specifically, it and closely related taxa were considered basal deinonychosaurs, with dromaeosaurids and troodontids forming together a parallel lineage within the group. Because Hartman et al. found Archaeopteryx isolated in a group of flightless deinonychosaurs (otherwise considered "anchiornithids"), they considered it highly probable that this animal evolved flight independently from bird ancestors (and from Microraptor and Yi). The following cladogram illustrates their hypothesis regarding the position of Archaeopteryx:
The authors, however, found that the Archaeopteryx being an avialan was only slightly less likely than this hypothesis, and as likely as Archaeopterygidae and Troodontidae being sister clades.
Palaeobiology
Flight
As in the wings of modern birds, the flight feathers of Archaeopteryx were somewhat asymmetrical and the tail feathers were rather broad. This implies that the wings and tail were used for lift generation, but it is unclear whether Archaeopteryx was capable of flapping flight or simply a glider. The lack of a bony breastbone suggests that Archaeopteryx was not a very strong flier, but flight muscles might have attached to the thick, boomerang-shaped wishbone, the platelike coracoids, or perhaps, to a cartilaginous sternum. The sideways orientation of the glenoid (shoulder) joint between scapula, coracoid, and humerus—instead of the dorsally angled arrangement found in modern birds—may indicate that Archaeopteryx was unable to lift its wings above its back, a requirement for the upstroke found in modern flapping flight. According to a study by Philip Senter in 2006, Archaeopteryx was indeed unable to use flapping flight as modern birds do, but it may well have used a downstroke-only flap-assisted gliding technique. However, a more recent study solves this issue by suggesting a different flight stroke configuration for non-avian flying theropods.Archaeopteryx wings were relatively large, which would have resulted in a low stall speed and reduced turning radius. The short and rounded shape of the wings would have increased drag, but also could have improved its ability to fly through cluttered environments such as trees and brush (similar wing shapes are seen in birds that fly through trees and brush, such as crows and pheasants). The presence of "hind wings", asymmetrical flight feathers stemming from the legs similar to those seen in dromaeosaurids such as Microraptor, also would have added to the aerial mobility of Archaeopteryx. The first detailed study of the hind wings by Longrich in 2006, suggested that the structures formed up to 12% of the total airfoil. This would have reduced stall speed by up to 6% and turning radius by up to 12%.
The feathers of Archaeopteryx were asymmetrical. This has been interpreted as evidence that it was a flyer, because flightless birds tend to have symmetrical feathers. Some scientists, including Thomson and Speakman, have questioned this. They studied more than 70 families of living birds, and found that some flightless types do have a range of asymmetry in their feathers, and that the feathers of Archaeopteryx fall into this range. The degree of asymmetry seen in Archaeopteryx is more typical for slow flyers than for flightless birds.
In 2010, Robert L. Nudds and Gareth J. Dyke in the journal Science published a paper in which they analysed the rachises of the primary feathers of Confuciusornis and Archaeopteryx. The analysis suggested that the rachises on these two genera were thinner and weaker than those of modern birds relative to body mass. The authors determined that Archaeopteryx and Confuciusornis, were unable to use flapping flight. This study was criticized by Philip J. Currie and Luis Chiappe. Chiappe suggested that it is difficult to measure the rachises of fossilized feathers, and Currie speculated that Archaeopteryx and Confuciusornis must have been able to fly to some degree, as their fossils are preserved in what is believed to have been marine or lake sediments, suggesting that they must have been able to fly over deep water. Gregory Paul also disagreed with the study, arguing in a 2010 response that Nudds and Dyke had overestimated the masses of these early birds, and that more accurate mass estimates allowed powered flight even with relatively narrow rachises. Nudds and Dyke had assumed a mass of for the Munich specimen Archaeopteryx, a young juvenile, based on published mass estimates of larger specimens. Paul argued that a more reasonable body mass estimate for the Munich specimen is about . Paul also criticized the measurements of the rachises themselves, noting that the feathers in the Munich specimen are poorly preserved. Nudds and Dyke reported a diameter of for the longest primary feather, which Paul could not confirm using photographs. Paul measured some of the inner primary feathers, finding rachises across. Despite these criticisms, Nudds and Dyke stood by their original conclusions. They claimed that Paul's statement, that an adult Archaeopteryx would have been a better flyer than the juvenile Munich specimen, was dubious. This, they reasoned, would require an even thicker rachis, evidence for which has not yet been presented. Another possibility is that they had not achieved true flight, but instead used their wings as aids for extra lift while running over water after the fashion of the basilisk lizard, which could explain their presence in lake and marine deposits (see Origin of avian flight).
In 2004, scientists analysing a detailed CT scan of the braincase of the London Archaeopteryx concluded that its brain was significantly larger than that of most dinosaurs, indicating that it possessed the brain size necessary for flying. The overall brain anatomy was reconstructed using the scan. The reconstruction showed that the regions associated with vision took up nearly one-third of the brain. Other well-developed areas involved hearing and muscle coordination. The skull scan also revealed the structure of its inner ear. The structure more closely resembles that of modern birds than the inner ear of non-avian reptiles. These characteristics taken together suggest that Archaeopteryx had the keen sense of hearing, balance, spatial perception, and coordination needed to fly. Archaeopteryx had a cerebrum-to-brain-volume ratio 78% of the way to modern birds from the condition of non-coelurosaurian dinosaurs such as Carcharodontosaurus or Allosaurus, which had a crocodile-like anatomy of the brain and inner ear. Newer research shows that while the Archaeopteryx brain was more complex than that of more primitive theropods, it had a more generalized brain volume among Maniraptora dinosaurs, even smaller than that of other non-avian dinosaurs in several instances, which indicates the neurological development required for flight was already a common trait in the maniraptoran clade.
Recent studies of flight feather barb geometry reveal that modern birds possess a larger barb angle in the trailing vane of the feather, whereas Archaeopteryx lacks this large barb angle, indicating potentially weak flight abilities.Archaeopteryx continues to play an important part in scientific debates about the origin and evolution of birds. Some scientists see it as a semi-arboreal climbing animal, following the idea that birds evolved from tree-dwelling gliders (the "trees down" hypothesis for the evolution of flight proposed by O. C. Marsh). Other scientists see Archaeopteryx as running quickly along the ground, supporting the idea that birds evolved flight by running (the "ground up" hypothesis proposed by Samuel Wendell Williston). Still others suggest that Archaeopteryx might have been at home both in the trees and on the ground, like modern crows, and this latter view is what currently is considered best-supported by morphological characters. Altogether, it appears that the species was not particularly specialized for running on the ground or for perching. A scenario outlined by Elżanowski in 2002 suggested that Archaeopteryx used its wings mainly to escape predators by glides punctuated with shallow downstrokes to reach successively higher perches, and alternatively, to cover longer distances (mainly) by gliding down from cliffs or treetops.
In March 2018, scientists reported that Archaeopteryx was likely capable of flight, but in a manner distinct and substantially different from that of modern birds. This study on Archaeopteryxs bone histology suggests that it was closest to true flying birds, and in particular to pheasants and other burst flyers.
Studies of Archaeopteryx's feather sheaths revealed that like modern birds, it had a center-out, flight related molting strategy. As it was a weak flier, this was extremely advantageous in preserving its maximum flight performance.
Growth
An histological study by Erickson, Norell, Zhongue, and others in 2009 estimated that Archaeopteryx grew relatively slowly compared to modern birds, presumably because the outermost portions of Archaeopteryx bones appear poorly vascularized; in living vertebrates, poorly vascularized bone is correlated with slow growth rate. They also assume that all known skeletons of Archaeopteryx come from juvenile specimens. Because the bones of Archaeopteryx could not be histologically sectioned in a formal skeletochronological (growth ring) analysis, Erickson and colleagues used bone vascularity (porosity) to estimate bone growth rate. They assumed that poorly vascularized bone grows at similar rates in all birds and in Archaeopteryx. The poorly vascularized bone of Archaeopteryx might have grown as slowly as that in a mallard (2.5micrometres per day) or as fast as that in an ostrich (4.2micrometres per day). Using this range of bone growth rates, they calculated how long it would take to "grow" each specimen of Archaeopteryx to the observed size; it may have taken at least 970 days (there were 375 days in a Late Jurassic year) to reach an adult size of . The study also found that the avialans Jeholornis and Sapeornis grew relatively slowly, as did the dromaeosaurid Mahakala. The avialans Confuciusornis and Ichthyornis grew relatively quickly, following a growth trend similar to that of modern birds. One of the few modern birds that exhibit slow growth is the flightless kiwi, and the authors speculated that Archaeopteryx and the kiwi had similar basal metabolic rate.
Daily activity patterns
Comparisons between the scleral rings of Archaeopteryx and modern birds and reptiles indicate that it may have been diurnal, similar to most modern birds.
Palaeoecology
The richness and diversity of the Solnhofen limestones in which all specimens of Archaeopteryx have been found have shed light on an ancient Jurassic Bavaria strikingly different from the present day. The latitude was similar to Florida, though the climate was likely to have been drier, as evidenced by fossils of plants with adaptations for arid conditions and a lack of terrestrial sediments characteristic of rivers. Evidence of plants, although scarce, include cycads and conifers while animals found include a large number of insects, small lizards, pterosaurs, and Compsognathus.
The excellent preservation of Archaeopteryx fossils and other terrestrial fossils found at Solnhofen indicates that they did not travel far before becoming preserved. The Archaeopteryx specimens found were therefore likely to have lived on the low islands surrounding the Solnhofen lagoon rather than to have been corpses that drifted in from farther away. Archaeopteryx skeletons are considerably less numerous in the deposits of Solnhofen than those of pterosaurs, of which seven genera have been found. The pterosaurs included species such as Rhamphorhynchus belonging to the Rhamphorhynchidae, the group which dominated the ecological niche currently occupied by seabirds, and which became extinct at the end of the Jurassic. The pterosaurs, which also included Pterodactylus, were common enough that it is unlikely that the specimens found are vagrants from the larger islands to the north.
The islands that surrounded the Solnhofen lagoon were low lying, semi-arid, and sub-tropical with a long dry season and little rain. The closest modern analogue for the Solnhofen conditions is said to be Orca Basin in the northern Gulf of Mexico, although it is much deeper than the Solnhofen lagoons. The flora of these islands was adapted to these dry conditions and consisted mostly of low () shrubs. Contrary to reconstructions of Archaeopteryx climbing large trees, these seem to have been mostly absent from the islands; few trunks have been found in the sediments and fossilized tree pollen also is absent.
The lifestyle of Archaeopteryx is difficult to reconstruct and there are several theories regarding it. Some researchers suggest that it was primarily adapted to life on the ground, while other researchers suggest that it was principally arboreal on the basis of the curvature of the claws which has since been questioned. The absence of trees does not preclude Archaeopteryx from an arboreal lifestyle, as several species of bird live exclusively in low shrubs. Various aspects of the morphology of Archaeopteryx point to either an arboreal or ground existence, including the length of its legs and the elongation in its feet; some authorities consider it likely to have been a generalist capable of feeding in both shrubs and open ground, as well as along the shores of the lagoon. It most likely hunted small prey, seizing it with its jaws if it was small enough, or with its claws if it was larger.
See also
Dinosaur colouration
Evolution of birds
Feathered dinosaurs
Origin of birds
Ostromia
Rhamphorhynchus
Temporal paradox (paleontology)
Xiaotingia
References
Further reading
G. R. de Beer (1954). Archaeopteryx lithographica: a study based upon the British Museum specimen. Trustees of the British Museum, London.
P. Chambers (2002). Bones of Contention: The Fossil that Shook Science. John Murray, London. .
A. Feduccia (1996). The Origin and Evolution of Birds. Yale University Press, New Haven. .
Heilmann, G. (1926). The Origin of Birds. Witherby, London.
T. H. Huxley. (1871). Manual of the anatomy of vertebrate animals. London.
H. von Meyer (1861). Archaeopterix lithographica (Vogel-Feder) und Pterodactylus von Solenhofen. . 1861: 678–679, plate V. [Article in German]. Full text, Google Books.
P. Shipman (1998). Taking Wing: Archaeopteryx and the Evolution of Bird Flight. Weidenfeld & Nicolson, London. .
P. Wellnhofer (2008). Archaeopteryx — Der Urvogel von Solnhofen (in German). Verlag Friedrich Pfeil, Munich. .
External links
All About Archaeopteryx, from Talk.Origins.
Use of SSRL X-ray takes 'transformative glimpse' — A look at chemicals linking birds and dinosaurs.
Archaeopteryx: An Early Bird — University of California Museum of Paleontology.
Are Birds Really Dinosaurs? — University of California Museum of Paleontology.
Prehistoric avialans
Jurassic birds
Feathered dinosaurs
Late Jurassic dinosaurs of Europe
Jurassic Germany
Mesozoic birds of Europe
Solnhofen fauna
Fossils of Germany
Transitional fossils
Fossil taxa described in 1861
Taxa named by Christian Erich Hermann von Meyer |
3012 | https://en.wikipedia.org/wiki/Al%20Capp | Al Capp | Alfred Gerald Caplin (September 28, 1909 – November 5, 1979), better known as Al Capp, was an American cartoonist and humorist best known for the satirical comic strip Li'l Abner, which he created in 1934 and continued writing and (with help from assistants) drawing until 1977. He also wrote the comic strips Abbie an' Slats (in the years 1937–45) and Long Sam (1954). He won the National Cartoonists Society's Reuben Award in 1947 for Cartoonist of the Year, and their 1979 Elzie Segar Award, posthumously for his "unique and outstanding contribution to the profession of cartooning".
Capp's comic strips dealt with urban experiences in the Northern United States until the year he introduced "Li'l Abner". Although Capp was from Connecticut, he spent 43 years writing about the fictional Southern town of Dogpatch, reaching an estimated 60 million readers in more than 900 American newspapers and 100 more papers in 28 countries internationally. M. Thomas Inge says Capp made a large personal fortune through the strip and "had a profound influence on the way the world viewed the American South".
Early life and education
Capp was born in New Haven, Connecticut, of East European Jewish heritage. He was the eldest child of Otto Philip Caplin (1885–1964) and Matilda (Davidson) Caplin (1884–1948). His brothers, Elliot and Jerome, were cartoonists, and his sister, Madeline, was a publicist. Capp's parents were both natives of Latvia whose families had migrated to New Haven in the 1880s. "My mother and father had been brought to this country from Russia when they were infants", wrote Capp in 1978. "Their fathers had found that the great promise of America was true – it was no crime to be a Jew." The Caplins were dirt-poor, and Capp later recalled stories of his mother going out in the night to sift through ash barrels for reusable bits of coal.
In August 1919, at the age of nine, Capp was run down by a trolley car and had his left leg amputated above the knee. According to his father Otto's unpublished autobiography, young Capp was not prepared for the amputation beforehand; having been in a coma for days, he suddenly awoke to discover that his leg had been removed. He was eventually given a prosthetic leg, but only learned to use it by adopting a slow way of walking which became increasingly painful as he grew older. The childhood tragedy of losing a leg likely helped shape Capp's cynical worldview, which was darker and more sardonic than that of the average newspaper cartoonist. "I was indignant as hell about that leg", he revealed in a November 1950 interview in Time magazine.
"The secret of how to live without resentment or embarrassment in a world in which I was different from everyone else", Capp philosophically wrote (in Life magazine on May 23, 1960), "was to be indifferent to that difference." The prevailing opinion among his friends was that Capp's Swiftian satire was, to some degree, a creatively channeled, compensatory response to his disability.
Capp's father, a failed businessman and an amateur cartoonist, introduced him to drawing as a form of therapy. He became quite proficient, advancing mostly on his own. Among his earliest influences were Punch cartoonist–illustrator Phil May and American comic strip cartoonists Tad Dorgan, Cliff Sterrett, Rube Goldberg, Rudolph Dirks, Fred Opper, Billy DeBeck, George McManus, and Milt Gross. At about this same time, Capp became a voracious reader. According to Capp's brother Elliot, Alfred had finished all of Shakespeare and George Bernard Shaw by the time he turned 13. Among his childhood favorites were Dickens, Smollett, Mark Twain, Booth Tarkington, and later, Robert Benchley and S. J. Perelman.
Capp spent five years at Bridgeport High School in Bridgeport, Connecticut, without receiving a diploma. He liked to joke about how he failed geometry for nine straight terms. His formal training came from a series of art schools in the New England area. Attending three of them in rapid succession, the impoverished Capp was thrown out of each for nonpayment of tuition—the Boston Museum School of Fine Arts, the Pennsylvania Academy of the Fine Arts, and Designers Art School in Boston—the last before launching his career. Capp already had decided to become a cartoonist. "I heard that Bud Fisher (creator of Mutt and Jeff) got $3,000 a week and was constantly marrying French countesses", Capp said. "I decided that was for me."
In early 1932, Capp hitchhiked to New York City. He lived in "airless rat holes" in Greenwich Village and turned out advertising strips at $2 each while scouring the city hunting for jobs. He eventually found work at the Associated Press when he was 23 years old. By March 1932, Capp was drawing Colonel Gilfeather, a single-panel, AP-owned property created in 1930 by Dick Dorgan. Capp changed the focus and title to Mister Gilfeather but soon grew to hate the feature. He left the Associated Press in September 1932. Before leaving, he met Milton Caniff and the two became lifelong friends. Capp moved to Boston and married Catherine Wingate Cameron, whom he had met earlier in art class. She died in 2006 at the age of 96.
Leaving his new wife with her parents in Amesbury, Massachusetts, he subsequently returned to New York in 1933, in the midst of the Great Depression. "I was 23, I carried a mass of drawings, and I had nearly five dollars in my pocket. People were sleeping in alleys then, willing to work at anything." There he met Ham Fisher, who hired him to ghost on Joe Palooka. During one of Fisher's extended vacations, Capp's Joe Palooka story arc introduced a stupid, coarse, oafish mountaineer named "Big Leviticus," a crude prototype. (Leviticus was much closer to Capp's later villains Lem and Luke Scragg than to the much more appealing and innocent Li'l Abner.)
Also during this period, Capp was working at night on samples for the strip that eventually became Li'l Abner. He based his cast of characters on the authentic mountain-dwellers he met while hitchhiking through rural West Virginia and the Cumberland Valley as a teenager. (This was years before the Tennessee Valley Authority Act brought basic utilities such as electricity and running water to the region.) Leaving Joe Palooka, Capp sold Li'l Abner to United Feature Syndicate (later known as United Media). The feature was launched on Monday, August 13, 1934, in eight North American newspapers—including the New York Mirror—and was an immediate success. Alfred G. Caplin eventually became "Al Capp" because the syndicate felt the original would not fit in a cartoon frame. Capp had his name changed legally in 1949.
His younger brother, Elliot Caplin, also became a comic strip writer, best known for co-creating the soap opera strip The Heart of Juliet Jones with artist Stan Drake and conceiving the comic strip character Broom-Hilda with cartoonist Russell Myers. Elliot also authored several off-Broadway plays, including A Nickel for Picasso (1981), which was based on and dedicated to his mother and his famous brother.
Li'l Abner
What began as a hillbilly burlesque soon evolved into one of the most imaginative, popular, and well-drawn strips of the twentieth century. Featuring vividly outlandish characters, bizarre situations, and equal parts suspense, slapstick, irony, satire, black humor, and biting social commentary, Li'l Abner is considered a classic of the genre. The comic strip stars Li'l Abner Yokum—the simple-minded, loutish but good-natured, and eternally innocent hayseed who lives with his parents—scrawny but superhuman Mammy Yokum, and shiftless, childlike Pappy Yokum.
"Yokum" was a combination of yokel and hokum, although Capp established a deeper meaning for the name during a series of visits around 1965–1970 with comics historians George E. Turner and Michael H. Price:
The Yokums live in the backwater hamlet of Dogpatch, Kentucky. Described by its creator as "an average stone-age community", Dogpatch mostly consists of hopelessly ramshackle log cabins, pine trees, "tarnip" fields, and "hawg" wallows. Whatever energy Abner had went into evading the marital goals of Daisy Mae Scragg, his sexy, well-endowed, but virtuous girlfriend, until Capp finally gave in to reader pressure and allowed the couple to marry. This newsworthy event made the cover of Life on March 31, 1952.
Capp peopled his comic strip with an assortment of memorable characters, including Marryin' Sam, Hairless Joe, Lonesome Polecat, Evil-Eye Fleegle, General Bullmoose, Lena the Hyena, Senator Jack S. Phogbound (Capp's caricature of the anti-New Deal Dixiecrats), the (shudder!) Scraggs, Available Jones, Nightmare Alice, Earthquake McGoon, and a host of others. Especially notable, certainly from a G.I. point of view, are the beautiful, full-figured women such as Daisy Mae, Wolf Gal, Stupefyin' Jones, and Moonbeam McSwine (a caricature of his wife Catherine, aside from the dirt), all of whom found their way onto the painted noses of bomber planes during World War II and the Korean War. Perhaps Capp's most popular creations were the Shmoos, creatures whose incredible usefulness and generous nature made them a threat to civilization as we know it.
Another famous character was Joe Btfsplk, who wants to be a loving friend but is "the world's worst jinx", bringing bad luck to all those nearby. Btfsplk (his name is "pronounced" by simply blowing a "raspberry" or Bronx cheer) always has an iconic dark cloud over his head.
Dogpatch residents regularly combat the likes of city slickers, business tycoons, government officials, and intellectuals with their homespun simplicity. Situations often take the characters to other destinations, including New York City, Washington, D.C., Hollywood, tropical islands, the moon, Mars, and some purely fanciful worlds of Capp's invention, including El Passionato, Kigmyland, The Republic of Crumbumbo, Skunk Hollow, The Valley of the Shmoon, Planets Pincus Number 2 and 7, and a miserable frozen wasteland known as Lower Slobbovia, a pointedly political satire of backward nations and foreign diplomacy that remains a contemporary reference.
According to cultural historian Anthony Harkins:
The strip's popularity grew from an original eight papers to eventually more than 900. At its peak, Li'l Abner was estimated to have been read daily in the United States by 60 to 70 million people (the U.S. population at the time was only 180 million), with adult readers far outnumbering children. Many communities, high schools, and colleges staged Sadie Hawkins dances patterned after the similar annual event in the strip.
Li'l Abner has one odd design quirk that has puzzled readers for decades: the part in his hair always faces the viewer, no matter which direction Abner is facing. In response to the question "Which side does Abner part his hair on?", Capp would answer: "Both." Capp said he finally found the right "look" for Li'l Abner with Henry Fonda's character Dave Tolliver in The Trail of the Lonesome Pine (1936).
In later years, Capp always claimed to have effectively created the miniskirt, when he first put one on Daisy Mae in the 1930s.
Parodies, toppers, and alternate strips
Li'l Abner also features a comic strip-within-the-strip: Fearless Fosdick is a parody of Chester Gould's Dick Tracy. It first appeared in 1942, and it proved so popular that it ran intermittently during the next 35 years. Gould was parodied personally in the series as cartoonist "Lester Gooch"—the diminutive, much-harassed and occasionally deranged "creator" of Fosdick. The style of the Fosdick sequences closely mimicks Tracy, including the urban setting, the outrageous villains, the galloping mortality rate, the crosshatched shadows, and even the lettering style. In 1952, Fosdick was the star of his own short-lived puppet show on NBC, featuring the Mary Chase marionettes.
Besides Dick Tracy, Capp parodied many other comic strips in Li'l Abner—including Steve Canyon, Superman (at least twice; first as "Jack Jawbreaker" in 1947, and again in 1966 as "Chickensouperman"), Mary Worth as "Mary Worm", Peanuts {with "Peewee" a parody of Charlie Brown with "Croopy" parody of Snoopy" {1968} drawn by Bedley Damp a parody of Charles Schulz}, Rex Morgan, M.D., Little Annie Rooney, and Little Orphan Annie (in which Punjab became "Punjbag," an oleaginous slob). Fearless Fosdick—and Capp's other spoofs such as "Little Fanny Gooney" (1952) and "Jack Jawbreaker"—were almost certainly an early inspiration for Harvey Kurtzman's Mad Magazine, which began in 1952 as a comic book that specifically parodied other comics in the same distinctive style and subversive manner.
Capp also lampooned popular recording idols of the day, such as Elvis Presley ("Hawg McCall", 1957), Liberace ("Loverboynik", 1956), the Beatles ("the Beasties", 1964)—and in 1944, Frank Sinatra. "Sinatra was the first great public figure I ever wrote about," Capp once said. "I called him 'Hal Fascinatra.' I remember my news syndicate was so worried about what his reaction might be, and we were all surprised when he telephoned and told me how thrilled he was with it. He always made it a point to send me champagne whenever he happened to see me in a restaurant..." (from Frank Sinatra, My Father by Nancy Sinatra, 1985). On the other hand, Liberace was "cut to the quick" over Loverboynik, according to Capp, and even threatened legal action—as would Joan Baez later, over "Joanie Phoanie" in 1967.
Capp was just as likely to parody himself; his self-caricature made frequent, tongue-in-cheek appearances in Li'l Abner. The gag was often at his own expense, as in the above 1951 sequence showing Capp's interaction with "fans" (see excerpt), or in his 1955 Disneyland parody, "Hal Yappland". Just about anything could be a target for Capp's satire—in one storyline Li'l Abner is revealed to be the missing link between ape and man. In another, the search is on in Dogpatch for a pair of missing socks knitted by the first president of the United States.
In addition to creating Li'l Abner, Capp also co-created two other newspaper strips: Abbie an' Slats with magazine illustrator Raeburn van Buren in 1937, and Long Sam with cartoonist Bob Lubbers in 1954, as well as the Sunday "topper" strips Washable Jones, Small Fry (a.k.a. Small Change), and Advice fo' Chillun.
Critical recognition
According to comics historian Coulton Waugh, a 1947 poll of newspaper readers who claimed they ignored the comics page altogether revealed that many confessed to making a single exception: Li'l Abner. "When Li'l Abner made its debut in 1934, the vast majority of comic strips were designed chiefly to amuse or thrill their readers. Capp turned that world upside-down by routinely injecting politics and social commentary into Li'l Abner. The strip was the first to regularly introduce characters and story lines having nothing to do with the nominal stars of the strip. The technique—as invigorating as it was unorthodox—was later adopted by cartoonists such as Walt Kelly [Pogo] and Garry Trudeau [Doonesbury]", wrote comic strip historian Rick Marschall. According to Marschall, Li'l Abner gradually evolved into a broad satire of human nature. In his book America's Great Comic Strip Artists (1989), Marschall's analysis revealed a decidedly misanthropic subtext.
Over the years, Li'l Abner has been adapted to radio, animated cartoons, stage production, motion pictures, and television. Capp has been compared, at various times, to Mark Twain, Dostoevski, Jonathan Swift, Lawrence Sterne, and Rabelais. Fans of the strip ranged from novelist John Steinbeck—who called Capp "possibly the best writer in the world today" in 1953 and even earnestly recommended him for the Nobel Prize in literature—to media critic and theorist Marshall McLuhan, who considered Capp "the only robust satirical force in American life". John Updike, comparing Abner to a "hillbilly Candide", added that the strip's "richness of social and philosophical commentary approached the Voltairean". Charlie Chaplin, William F. Buckley, Al Hirschfeld, Harpo Marx, Russ Meyer, John Kenneth Galbraith, Ralph Bakshi, Shel Silverstein, Hugh Downs, Gene Shalit, Frank Cho, Daniel Clowes, and (reportedly) even Queen Elizabeth have confessed to being fans of Li'l Abner.
Li'l Abner was also the subject of the first book-length scholarly assessment of an American comic strip ever published. Li'l Abner: A Study in American Satire by Arthur Asa Berger (Twayne, 1969) contained serious analyses of Capp's narrative technique, his use of dialogue, self-caricature, and grotesquerie, the place of Li'l Abner in American satire, and the significance of social criticism and the graphic image. "One of the few strips ever taken seriously by students of American culture," wrote Professor Berger, "Li'l Abner is worth studying ... because of Capp's imagination and artistry, and because of the strip's very obvious social relevance." It was reprinted by the University Press of Mississippi in 1994.
The 1940s and 1950s
During World War II and for many years afterward, Capp worked tirelessly going to hospitals to entertain patients, especially to cheer recent amputees and explain to them that the loss of a limb did not mean an end to a happy and productive life. Making no secret of his own disability, Capp openly joked about his prosthetic leg his whole life. In 1946, Capp created a special full-color comic book, Al Capp by Li'l Abner, to be distributed by the Red Cross to encourage the thousands of amputee veterans returning from the war. Capp also was involved with the Sister Kenny Foundation, which pioneered new treatments for polio in the 1940s. Serving in his capacity as honorary chairman, Capp made public appearances on its behalf for years, contributed free artwork for its annual fundraising appeals, and entertained disabled and paraplegic children in children's hospitals with inspirational pep talks, humorous stories, and sketches.
In 1940, an RKO movie adaptation starred Granville Owen (later known as Jeff York) as Li'l Abner, with Buster Keaton taking the role of Lonesome Polecat, and featuring a title song with lyrics by Milton Berle. A successful musical comedy adaptation of the strip opened on Broadway at the St. James Theater on November 15, 1956, and had a long run of 693 performances, followed by a nationwide tour. The stage musical, with music and lyrics by Gene de Paul and Johnny Mercer, was adapted into a Technicolor motion picture at Paramount in 1959 by producer Norman Panama and director Melvin Frank, with a score by Nelson Riddle. Several performers repeated their Broadway roles in the film, most memorably Julie Newmar as Stupefyin' Jones and Stubby Kaye as Marryin' Sam.
Other highlights of that decade included the 1942 debut of Fearless Fosdick as Abner's "ideel" (hero); the 1946 Lena the Hyena Contest, in which a hideous Lower Slobbovian gal was ultimately revealed in the harrowing winning entry (as judged by Frank Sinatra, Boris Karloff, and Salvador Dalí) drawn by noted cartoonist Basil Wolverton; and an ill-fated Sunday parody of Gone With the Wind that aroused anger and legal threats from author Margaret Mitchell, and led to a printed apology within the strip. In October 1947, Li'l Abner met Rockwell P. Squeezeblood, head of the abusive and corrupt Squeezeblood Comic Strip Syndicate. The resulting sequence, "Jack Jawbreaker Fights Crime!", was a devastating satire of Jerry Siegel and Joe Shuster's notorious exploitation by DC Comics over Superman. It was later reprinted in The World of Li'l Abner (1953). (Siegel and Shuster had earlier poked fun at Capp in a Superman story in Action Comics #55, December 1942, in which a cartoonist named "Al Hatt" invents a comic strip featuring the hillbilly "Tiny Rufe".)
In 1947, Capp earned a Newsweek cover story. That same year the New Yorker's profile on him was so long that it ran in consecutive issues. In 1948, Capp reached a creative peak with the introduction of the Shmoos, lovable and innocent fantasy creatures who reproduced at amazing speed and brought so many benefits that, ironically, the world economy was endangered. The much-copied storyline was a parable that was metaphorically interpreted in many different ways at the outset of the Cold War.
Following his close friend Milton Caniff's lead (with Steve Canyon), Capp had recently fought a successful battle with the syndicate to gain complete ownership of his feature when the Shmoos debuted. As a result, he reaped enormous financial rewards from the unexpected (and almost unprecedented) merchandising phenomenon that followed. As in the strip, Shmoos suddenly appeared to be everywhere in 1949 and 1950—including a Time cover story. A paperback collection of the original sequence, The Life and Times of the Shmoo, became a bestseller for Simon & Schuster. Shmoo dolls, clocks, watches, jewelry, earmuffs, wallpaper, fishing lures, air fresheners, soap, ice cream, balloons, ashtrays, comic books, records, sheet music, toys, games, Halloween masks, salt and pepper shakers, decals, pinbacks, tumblers, coin banks, greeting cards, planters, neckties, suspenders, belts, curtains, fountain pens, and other Shmoo paraphernalia were produced. A garment factory in Baltimore turned out a whole line of Shmoo apparel, including "Shmooveralls". The original sequence and its 1959 sequel The Return of the Shmoo have been collected in print many times since, most recently in 2011, always to high sales figures. The Shmoos later had their own animated television series.
Capp followed this success with other allegorical fantasy critters, including the aboriginal and masochistic "Kigmies", who craved abuse (a story that began as a veiled comment on racial and religious oppression), the dreaded "Nogoodniks" (or bad shmoos), and the irresistible "Bald Iggle", a guileless creature whose sad-eyed countenance compelled involuntary truthfulness—with predictably disastrous results.
Li'l Abner was censored for the first time, but not the last, in September 1947 and was pulled from papers by Scripps-Howard. The controversy, as reported in Time, centered on Capp's portrayal of the United States Senate. Edward Leech of Scripps said, "We don't think it is good editing or sound citizenship to picture the Senate as an assemblage of freaks and crooks ... boobs and undesirables." Capp criticized Senator Joseph McCarthy in 1954, calling him a "poet". "He uses poetic license to try to create the beautifully ordered world of good guys and bad guys that he wants," said Capp. "He seems at his best when terrifying the helpless and naïve."
Capp received the National Cartoonists Society's Billy DeBeck Memorial Award in 1947 for Cartoonist of the Year. (When the award name was changed in 1954, Capp also retroactively received a Reuben statuette.) He was an outspoken pioneer in favor of diversifying the NCS by admitting women cartoonists. Originally, the Society had disallowed female members. Capp briefly resigned his membership in 1949 to protest their refusal of admission to Hilda Terry, creator of the comic strip Teena. According to Tom Roberts, author of Alex Raymond: His Life and Art (2007), Capp delivered a stirring speech that was instrumental in changing those rules. The NCS finally accepted female members the following year. In December 1952, Capp published an article in Real magazine entitled "The REAL Powers in America" that further challenged the conventional attitudes of the day: "The real powers in America are women—the wives and sweethearts behind the masculine dummies...."
Highlights of the 1950s included the much-heralded marriage of Abner and Daisy Mae in 1952, the birth of their son "Honest Abe" Yokum in 1953, and in 1954 the introduction of Abner's enormous, long-lost kid brother Tiny Yokum, who filled Abner's place as a bachelor in the annual Sadie Hawkins Day race. In 1952, Capp and his characters graced the covers of both Life and TV Guide. The year 1956 saw the debut of Bald Iggle, considered by some Abner enthusiasts to be the creative high point of the strip, as well as Mammy's revelatory encounter with the "Square Eyes" Family—Capp's thinly-veiled appeal for racial tolerance. (This fable-like story was collected into an educational comic book called Mammy Yokum and the Great Dogpatch Mystery! and distributed by the Anti-Defamation League of B'nai B'rith later that year.) Two years later, Capp's studio issued Martin Luther King and the Montgomery Story, a biographical comic book distributed by the Fellowship of Reconciliation.
Often, Capp had parodied corporate greed—pork tycoon J. Roaringham Fatback had figured prominently in wiping out the Shmoos. But in 1952, when General Motors president Charles E. Wilson, nominated for a cabinet post, told Congress "...what was good for the country was good for General Motors and vice versa", he inspired one of Capp's greatest satires—the introduction of General Bullmoose, the robust, ruthless, and ageless business tycoon. The blustering Bullmoose, who seemed to own and control nearly everything, justified his far-reaching and mercenary excesses by saying "What's good for General Bullmoose is good for the USA!" Bullmoose's corrupt interests were often pitted against those of the pathetic Lower Slobbovians in a classic mismatch of "haves" versus "have-nots". This character, along with the Shmoos, helped cement Capp's favor with the Left, and increased their outrage a decade later when Capp, a former Franklin D. Roosevelt liberal, switched targets. Nonetheless, General Bullmoose continued to appear, undaunted and unredeemed, during the strip's final right-wing phase and into the 1970s.
Feud with Ham Fisher
After Capp quit his ghosting job on Ham Fisher's Joe Palooka in 1934 to launch his own strip, Fisher badmouthed him to colleagues and editors, claiming that Capp had "stolen" his idea. For years, Fisher brought the characters back to his strip, billing them as "The ORIGINAL Hillbilly Characters" and advising readers not to be "fooled by imitations". (In fact, Fisher's brutish hillbilly character—Big Leviticus, created by Capp in Fisher's absence—bore little resemblance to Li'l Abner.) According to a November 1950 Time article, "Capp parted from Fisher with a definite impression, (to put it mildly) that he had been underpaid and unappreciated. Fisher, a man of Roman self esteem, considered Capp an ingrate and a whippersnapper, and watched his rise to fame with unfeigned horror."
"Fisher repeatedly brought Leviticus and his clan back, claiming their primacy as comics' first hillbilly family – but he was missing the point. It wasn't the setting that made Capp's strip such a huge success. It was Capp's finely tuned sense of the absurd, his ability to milk an outrageous situation for every laugh in it and then, impossibly, to squeeze even more laughs from it, that found such favor with the public," (from Don Markstein's Toonopedia).
The Capp-Fisher feud was well known in cartooning circles, and it grew more personal as Capp's strip eclipsed Joe Palooka in popularity. Fisher hired away Capp's top assistant, Moe Leff. After Fisher underwent plastic surgery, Capp included a racehorse in Li'l Abner named "Ham's Nose-Bob". In 1950, Capp introduced a cartoonist character named "Happy Vermin"—a caricature of Fisher—who hired Abner to draw his comic strip in a dimly lit closet (after sacking his previous "temporary" assistant of 20 years, who had been cut off from all his friends in the process). Instead of using Vermin's tired characters, Abner inventively peopled the strip with hillbillies. A bighearted Vermin told his slaving assistant: "I'm proud of having created these characters!! They'll make millions for me!! And if they do – I'll get you a new light bulb!!"
Traveling in the same social circles, the two men engaged in a 20-year mutual vendetta, as described by the New York Daily News in 1998: "They crossed paths often, in the midtown watering holes and at National Cartoonists Society banquets, and the city's gossip columns were full of their snarling public donnybrooks." In 1950, Capp wrote a nasty article for The Atlantic, entitled "I Remember Monster". The article recounted Capp's days working for an unnamed "benefactor" with a miserly, swinish personality, who Capp claimed was a never-ending source of inspiration when it came time to create a new unregenerate villain for his comic strip. The thinly-veiled boss was understood to be Ham Fisher.
Fisher retaliated, doctoring photostats of Li'l Abner and falsely accusing Capp of sneaking obscenities into his comic strip. Fisher submitted examples of Li'l Abner to Capp's syndicate and to the New York courts, in which Fisher had identified pornographic images that were hidden in the background art. However, the X-rated material had been drawn there by Fisher. Capp was able to refute the accusation by simply showing the original artwork.
In 1954, when Capp was applying for a Boston television license, the Federal Communications Commission (FCC) received an anonymous packet of pornographic Li'l Abner drawings. The National Cartoonists Society (NCS) convened an ethics hearing, and Fisher was expelled for the forgery from the same organization that he had helped found; Fisher's scheme had backfired in spectacular fashion. Around the same time, his mansion in Wisconsin was destroyed by a storm. On December 27, 1955, Fisher committed suicide in his studio. The feud and Fisher's suicide were used as the basis for a lurid, highly fictionalized murder mystery, Strip for Murder by Max Allan Collins.
Another "feud" seemed to be looming when, in one run of Sunday strips in 1957, Capp lampooned the comic strip Mary Worth as "Mary Worm". The title character was depicted as a nosy, interfering busybody. Allen Saunders, the creator of the Mary Worth strip, returned Capp's fire with the introduction of the character "Hal Rapp", a foul-tempered, ill-mannered, and (ironically) inebriated cartoonist, (Capp was a teetotaler). Later, the "feud" was revealed to be a collaborative hoax that Capp and his longtime pal Saunders had cooked up together. The Capp-Saunders "feud" fooled both editors and readers, generated plenty of free publicity for both strips—and Capp and Saunders had a good laugh when all was revealed.
Personality
Capp, Milton Caniff (Terry and the Pirates, Steve Canyon) and Walt Kelly (Pogo) were close personal friends and professional associates throughout their adult lives, and occasionally, referenced each other in their strips. According to one anecdote (from Al Capp Remembered, 1994), Capp and his brother Elliot ducked out of a dull party at Capp's home—leaving Walt Kelly alone to fend for himself entertaining a group of Argentine envoys who didn't speak English. Kelly retaliated by giving away Capp's baby grand piano. According to Capp, who loved to relate the story, Kelly's two perfectly logical reasons for doing so were: a. to cement diplomatic relations between Argentina and the United States, and b. "Because you can't play the piano, anyway!" (Beetle Bailey creator Mort Walker confirmed the story, relating a slightly expanded version in his autobiography, Mort Walker's Private Scrapbook, 2001.)
Milton Caniff offered another anecdote (from Phi Beta Pogo, 1989) involving Capp and Walt Kelly, "two boys from Bridgeport, Connecticut, nose to nose," onstage at a meeting of the Newspaper Comics Council in the sixties. "Walt would say to Al, 'Of course, Al, this is really how you should draw Daisy Mae, I'm only showing you this for your own good.' Then Walt would do a sketch. Capp, of course, got ticked off by this, as you can imagine! So he retaliated by doing his version of Pogo. Unfortunately, the drawings are long gone; no recording was made. What a shame! Nobody anticipated there'd be this dueling back and forth between the two of them ..."
Although he was often considered a difficult person, some acquaintances of Capp have stressed that the cartoonist also had a sensitive side. In 1973, upon learning that 12-year-old Ted Kennedy Jr., the son of his political rival Ted Kennedy Sr., had his right leg amputated, Capp wrote the boy an encouraging letter that gave candid advice about dealing with the loss of a limb, which Capp himself had experienced as a boy. One of Capp's grandchildren recalls that at one point, tears were streaming down the cartoonist's cheeks while he was watching a documentary about the Jonestown massacre. Capp gave money anonymously to charities and "people in need" at various points in his life.
Sexual harassment and assault claims
In her autobiography, American actress Goldie Hawn stated that Capp sexually propositioned her on a casting couch and exposed himself to her when she was 19 years old. When she refused his advances, Capp became angry and told her that she was "never gonna make anything in your life" and that she should "go and marry a Jewish dentist. You'll never get anywhere in this business."
Two biographies, one about Goldie Hawn and the other about Grace Kelly, describe Capp as trying to force Kelly into having sex with him, and he later tried to do the same with Hawn.
In 1971, investigative journalist Jack Anderson wrote that Capp had exposed his genitals to four female students at the University of Alabama.
In 1972, after an incident at the University of Wisconsin–Eau Claire, Capp was arrested. He pleaded guilty to a charge of attempted adultery, while charges of indecent exposure and sodomy were dropped. He was fined US$500 ().
In 2019, Jean Kilbourne was inspired by the MeToo movement to publish in Hogan's Alley her own experience of being groped and sexually solicited by Al Capp while doing freelance writing and research work for him in contemplation of a permanent job in 1967.
Production methods
Like many cartoonists, Capp made extensive use of assistants (notably Andy Amato, Harvey Curtis, Walter Johnson, and Frank Frazetta). During the extended peak of the strip, the workload grew to include advertising, merchandising, promotional work, public service comics, and other specialty work—in addition to the regular six dailies and one Sunday strip per week. From the early 1940s to the late 1950s, there were scores of Sunday strip-style magazine ads for Cream of Wheat using the Abner characters, and in the 1950s, Fearless Fosdick became a spokesman for Wildroot Cream-Oil hair tonic in a series of daily strip-style print ads. The characters also sold chainsaws, underwear, ties, detergent, candy, soft drinks—including a licensed version of Capp's moonshine creation, Kickapoo Joy Juice—and General Electric and Procter & Gamble products, all requiring special artwork.
No matter how much help he had, Capp insisted on his drawing and inking the characters' faces and hands—especially of Abner and Daisy Mae—and his distinctive touch is often discernible. "He had the touch," Frazetta said of Capp in 2008. "He knew how to take an otherwise ordinary drawing and really make it pop. I'll never knock his talent."
As is usual with collaborative efforts in comic strips, his name was the only one credited— although, sensitive to his own experience working on Joe Palooka, Capp frequently drew attention to his assistants in interviews and publicity pieces. A 1950 cover story in Time even included photographs of two of his employees, whose roles in the production were detailed by Capp. Ironically, this highly irregular policy (along with the subsequent fame of Frank Frazetta) has led to the misconception that his strip was "ghosted" by other hands. The production of Li'l Abner has been well documented, however. In point of fact, Capp maintained creative control over every stage of production for virtually the entire run of the strip. Capp originated the stories, wrote the dialogue, designed the major characters, rough penciled the preliminary staging and action of each panel, oversaw the finished pencils, and drew and inked the hands and faces of the characters. Frazetta authority David Winiewicz described the everyday working mode of operation in Li'l Abner Dailies: 1954 Volume 20 (Kitchen Sink, 1994):
There was also a separate line of comic book titles published by the Caplin family-owned Toby Press, including Shmoo Comics featuring Washable Jones. Cartoonist Mell Lazarus, creator of Miss Peach and Momma, wrote a comic novel in 1963 entitled The Boss Is Crazy, Too which was partly inspired by his apprenticeship days working with Capp and his brother Elliot at Toby. In a seminar at the Charles Schulz Museum on November 8, 2008, Lazarus called his experience at Toby "the five funniest years of my life". Lazarus went on to cite Capp as one of the "four essentials" in the field of newspaper cartoonists, along with Walt Kelly, Charles Schulz, and Milton Caniff.
Capp detailed his approach to writing and drawing the stories in an instructional course book for the Famous Artists School, beginning in 1956. In 1959, Capp recorded and released an album for Folkways Records (now owned by the Smithsonian) on which he identified and described "The Mechanics of the Comic Strip".
Frazetta, later famous as a fantasy artist, assisted on the strip from 1954 to December 1961. Fascinated by Frazetta's abilities, Capp initially gave him a free hand in an extended daily sequence (about a biker named "Frankie," a caricature of Frazetta) to experiment with the basic look of the strip by adding a bit more realism and detail (particularly to the inking). After editors complained about the stylistic changes, the strip's previous look was restored. During most of his tenure with Capp, Frazetta's primary responsibility—along with various specialty art, such as a series of Li'l Abner greeting cards—was tight-penciling the Sunday pages from studio roughs. This work was collected by Dark Horse Comics in a four-volume hardcover series entitled Al Capp's Li'l Abner: The Frazetta Years. In 1961, Capp, complaining of declining revenue, wanted to have Frazetta continue with a 50% pay cut. "[Capp] said he would cut the salary in half. Goodbye. That was that. I said goodbye," (from Frazetta: Painting with Fire). However, Frazetta returned briefly a few years later to draw a public service comic book called Li'l Abner and the Creatures from Drop-Outer Space, distributed by the Job Corps in 1965.
Public service works
Capp provided specialty artwork for civic groups, government agencies, and charitable or nonprofit organizations, spanning several decades. The following titles are all single-issue, educational comic books and pamphlets produced for various public services:
Al Capp by Li'l Abner— Public service giveaway issued by the Red Cross (1946)
Yo' Bets Yo' Life!— Public service giveaway issued by the U.S. Army ()
Li'l Abner Joins the Navy— Public service giveaway issued by the Dept. of the Navy (1950)
Fearless Fosdick and the Case of the Red Feather— Public service giveaway issued by Red Feather Services, a forerunner of United Way (1951)
The Youth You Supervise— Public service giveaway issued by the U.S. Department of Labor (1956)
Mammy Yokum and the Great Dogpatch Mystery!— Public service giveaway issued by the Anti-Defamation League of B'nai B'rith (1956)
Operation: Survival!— Public service giveaway issued by the Dept. of Civil Defense (1957)
Natural Disasters!— Public service giveaway issued by the Department of Civil Defense (1957)
Martin Luther King and the Montgomery Story— Public service giveaway issued by The Fellowship of Reconciliation (1958)
Li'l Abner and the Creatures from Drop-Outer Space— Public service giveaway issued by the Job Corps (1965)
In addition, Dogpatch characters were used in national campaigns for the U.S. Treasury, the Cancer Foundation, the March of Dimes, the National Heart Fund, the Sister Kenny Foundation, the Boy Scouts of America, Community Chest, the National Reading Council, Minnesota Tuberculosis and Health Association, Christmas Seals, the National Amputation Foundation, and Disabled American Veterans, among others.
Public figure
In the Golden Age of the American comic strip, successful cartoonists received a great deal of attention; their professional and private lives were reported in the press, and their celebrity was often nearly sufficient to rival their creations. As Li'l Abner reached its peak years, and following the success of the Shmoos and other high moments in his work, Al Capp achieved a public profile that is still unparalleled in his profession, and arguably exceeded the fame of his strip. "Capp was the best known, most influential and most controversial cartoonist of his era," writes publisher (and leading Shmoo collector) Denis Kitchen. "His personal celebrity transcended comics, reaching the public and influencing the culture in a variety of media. For many years he simultaneously produced the daily strip, a weekly syndicated newspaper column, and a 500-station radio program..." He ran the Boston Summer Theatre with The Phantom cartoonist Lee Falk, bringing in Hollywood actors such as Mae West, Melvyn Douglas, and Claude Rains to star in their live productions. He even briefly considered running for a Massachusetts Senate seat. Vice President Spiro Agnew urged Capp to run in the Democratic Party Massachusetts primary in 1970 against Ted Kennedy, but Capp ultimately declined. (He did, however, donate his services as a speaker at a $100-a-plate fundraiser for Republican Congressman Jack Kemp.)
Besides his use of the comic strip to voice his opinions and display his humor, Capp was a popular guest speaker at universities, and on radio and television. He remains the only cartoonist to be embraced by television; no other comic artist to date has come close to Capp's televised exposure. Capp appeared as a regular on The Author Meets the Critics (1948–'54) and made regular, weekly appearances on Today in 1953. He was also a periodic panelist on ABC and NBC's Who Said That? (1948–'55), and co-hosted DuMont's What's the Story? (1953). Between 1952 and 1972, he hosted at least five television shows–three different talk shows called The Al Capp Show (1952 and 1968) and Al Capp (1971–'72), Al Capp's America (a live "chalk talk," with Capp providing a barbed commentary while sketching cartoons, 1954), and a CBS game show called Anyone Can Win (1953). He also hosted similar vehicles on the radio—and was a familiar celebrity guest on various other broadcast programs, including NBC Radio's long-running Monitor with its famous Monitor Beacon audio signature, as a commentator dubbed "An expert of nothing with opinions on everything."
His frequent appearances on NBC's The Tonight Show spanned three emcees (Steve Allen, Jack Paar, and Johnny Carson), from the 1950s to the 1970s. One memorable story, as recounted to Johnny Carson, was about his meeting with then-President Dwight D. Eisenhower. As Capp was ushered into the Oval Office, his prosthetic leg suddenly collapsed into a pile of disengaged parts and hinges on the floor. The President immediately turned to an aide and said, "Call Walter Reed (Hospital), or maybe Bethesda," to which Capp replied, "Hell no, just call a good local mechanic!" (Capp also spoofed Carson in his strip, in a 1970 episode called "The Tommy Wholesome Show".)
Capp portrayed himself in a cameo role in the Bob Hope film That Certain Feeling, for which he also provided promotional art. He was interviewed live on Person to Person on November 27, 1959, by host Charles Collingwood. He also appeared as himself on The Ed Sullivan Show, Sid Caesar's Your Show of Shows, The Red Skelton Show, The Merv Griffin Show, The Mike Douglas Show, and guested on Ralph Edwards' This Is Your Life on February 12, 1961, with honoree Peter Palmer. Capp also freelanced very successfully as a magazine writer and newspaper columnist, in a wide variety of publications including Life, Show, Pageant, The Atlantic, Esquire, Coronet, and The Saturday Evening Post. Capp was impersonated by comedians Rich Little and David Frye. Although Capp's endorsement activities never rivaled Li'l Abner's or Fearless Fosdick's, he was a celebrity spokesman in print ads for Sheaffer Snorkel fountain pens (along with colleagues and close friends Milton Caniff and Walt Kelly), and—with an irony that became apparent later—a brand of cigarettes (Chesterfield).
Capp resumed visiting war amputees during the Korean War and Vietnam War. He toured Vietnam with the USO, entertaining troops along with Art Buchwald and George Plimpton. He served as chairman of the Cartoonists' Committee in President Dwight D. Eisenhower's People-to-People program in 1954 (although Capp had supported Adlai Stevenson for president in 1952 and 1956), which was organized to promote Savings bonds for the U.S. Treasury. Capp had earlier provided the Shmoo for a special Children's Savings Bond in 1949, accompanying President Harry S. Truman at the bond's unveiling ceremony. During the Soviet Union's blockade of West Berlin in 1948, the commanders of the Berlin airlift had cabled Capp, requesting inflatable shmoos as part of "Operation: Little Vittles". Candy-filled shmoos were air-dropped to hungry West Berliners by America's 17th Military Airport Squadron during the humanitarian effort. "When the candy-chocked shmoos were dropped, a near-riot resulted," (reported in Newsweek—October 11, 1948).
In addition to his public service work for charitable organizations for disabled people, Capp also served on the National Reading Council, which was organized to combat illiteracy. He published a column ("Wrong Turn Onto Sesame Street") challenging federally funded public television endowments in favor of educational comics—which, according to Capp, "didn't cost a dime in taxes and never had. I pointed out that a kid could enjoy Sesame Street without learning how to read, but he couldn't enjoy comic strips unless he could read; and that a smaller investment in getting kids to read by supplying them with educational matter in such reading form might make better sense."
Capp's academic interests included being one of nineteen original "Trustees and Advisors" for "Endicott, Junior College for Young Woman", located in Pride's Crossing (Beverly), Massachusetts, which was founded in 1939. Al Capp is listed in the 1942 Mingotide Yearbook, representing the first graduating class from what is now the 4-year school known as Endicott College. The yearbook entry includes his credential as a "Cartoonist for United Feature Syndicate" and a resident of New York City.
"Comics," wrote Capp in 1970, "can be a combination of the highest quality of art and text, and many of them are." Capp produced many giveaway educational comic books and public services pamphlets, spanning several decades, for the Red Cross, the Department of Civil Defense, the Department of the Navy, the U.S. Army, the Anti-Defamation League, the Department of Labor, Community Chest (a forerunner of United Way), and the Job Corps. Capp's studio provided special artwork for various civic groups and nonprofit organizations as well. Dogpatch characters were used in national campaigns for the Cancer Foundation, the March of Dimes, the National Heart Fund, the Boy Scouts of America, Minnesota Tuberculosis and Health Association, the National Amputation Foundation, and Disabled American Veterans, among others. They were also used to help sell Christmas Seals.
In the early 1960s, Capp regularly wrote a column entitled Al Capp's Column for the newspaper The Schenectady Gazette (currently The Daily Gazette). He was the Playboy interview subject in December 1965, in a conversation conducted by Alvin Toffler. In August 1967, Capp was the narrator and host of an ABC network special called Do Blondes Have More Fun? In 1970, he was the subject of a provocative NBC documentary called This Is Al Capp.
The 1960s and 1970s
Capp and his family lived in Cambridge, Massachusetts, near Harvard during the entire Vietnam War protest era. The turmoil that Americans were watching on their television sets was happening live—right in his own neighborhood. Campus radicals and "hippies" inevitably became one of Capp's favorite targets in the sixties. Alongside his long-established caricatures of right-wing, big business types such as General Bullmoose and J. Roaringham Fatback, Capp began spoofing counterculture icons such as Joan Baez (in the character of Joanie Phoanie, a wealthy folksinger who offers an impoverished orphanage ten thousand dollars' worth of "protest songs"). The sequence implicitly labeled Baez a limousine liberal, a charge she took to heart, as detailed years later in her 1987 autobiography, And A Voice To Sing With: A Memoir. Another target was Senator Ted Kennedy, parodied as "Senator O. Noble McGesture", resident of "Hyideelsport". The town name is a play on Hyannisport, Massachusetts, where a number of the Kennedy clan have lived.
Capp became a popular public speaker on college campuses, where he reportedly relished hecklers. He attacked militant antiwar demonstrators, both in his personal appearances and in his strip. He also satirized student political groups. The Youth International Party (YIP) and Students for a Democratic Society (SDS) emerged in Li'l Abner as "Students Wildly Indignant about Nearly Everything!" (SWINE). In an April 1969 letter to Time, Capp insisted, "The students I blast are not the dissenters, but the destroyers—the less than 4% who lock up deans in washrooms, who burn manuscripts of unpublished books, who make combination pigpens and playpens of their universities. The remaining 96% detest them as heartily as I do."
Capp's increasingly controversial remarks at his campus speeches and during television appearances cost him his semi-regular spot on the Tonight Show. His contentious public persona during this period was captured on a late sixties comedy LP called Al Capp On Campus. The album features his interaction with students at Fresno State College (now California State University, Fresno) on such topics as "sensitivity training," "humanitarianism," "abstract art" (Capp hated it), and "student protest". The cover features a cartoon drawing by Capp of wildly dressed, angry hippies carrying protest signs with slogans like "End Capp Brutality", "Abner and Daisy Mae Smoke Pot", "Capp Is Over [30, 40, 50—all crossed out] the Hill!!", and "If You Like Crap, You'll Like Capp!"
Highlights of the strip's final decades include "Boomchik" (1961), in which America's international prestige is saved by Mammy Yokum, "Daisy Mae Steps Out" (1966), a female-empowering tale of Daisy's brazenly audacious "homewrecker gland", "The Lips of Marcia Perkins" (1967), a satirical, thinly-veiled commentary on venereal disease and public health warnings, "Ignoble Savages" (1968), in which the Mob takes over Harvard, and "Corporal Crock" (1973), in which Bullmoose reveals his reactionary cartoon role model, in a tale of obsession and the fanatical world of comic book collecting.
The cartoonist visited John Lennon and Yoko Ono at their 1969 Bed-In for Peace in Montreal, and their testy exchange later appeared in the documentary film Imagine: John Lennon (1988). Introducing himself with the words "I'm a dreadful Neanderthal fascist. How do you do?", Capp sardonically congratulated Lennon and Ono on their Two Virgins nude album cover: "I think that everybody owes it to the world to prove they have pubic hair. You've done it, and I tell you that I applaud you for it." Following this exchange, Capp insulted Ono ("Good God, you've gotta live with that?"), and was asked to "get out" by Lennon publicist Derek Taylor. Lennon allowed him to stay, however, but the conversation had soured considerably. On Capp's exit, Lennon sang an impromptu version of his song "The Ballad of John and Yoko" with a slightly revised, but nonetheless prophetic lyric: "Christ, you know it ain't easy / You know how hard it can be / The way things are goin' / They're gonna crucify Capp! "
Despite his political conservatism in the last decade of his life, Capp is reported to have been liberal in some particular causes; he supported gay rights, and did not tolerate any attempts at homophobic jokes. He is also said to have supported Martin Luther King Jr. and the fight for racial equality in American society, although he was very sceptical of the tactics of the Black Panthers and Malcolm X.
In 1968, a theme park called Dogpatch USA opened at Marble Falls, Arkansas, based on Capp's work and with his support. The park was a popular attraction during the 1970s, but was abandoned in 1993 due to financial difficulties. By 2005, the area once devoted to a live-action facsimile of Dogpatch (including a lifesize statue in the town square of Dogpatch "founder" General Jubilation T. Cornpone) had been heavily stripped by vandals and souvenir hunters, and was slowly being reclaimed by the surrounding Arkansas wilderness.
On April 22, 1971, syndicated columnist Jack Anderson reported allegations that in February 1968 Capp had made indecent advances to four female students when he was invited to speak at the University of Alabama. Anderson and an associate confirmed that Capp was shown out of town by university police, but that the incident had been hushed up by the university to avoid negative publicity.
The following month, Capp was charged in Eau Claire, Wisconsin, in connection with another alleged incident following his April 1 lecture at the University of Wisconsin-Eau Claire. Capp was accused of propositioning a married woman in his hotel room. Although no sexual act was alleged to have resulted, the original charge included "sodomy". As part of a plea agreement, Capp pleaded guilty to the charge of "attempted adultery" (adultery was a felony in Wisconsin) and the other charges were dropped. Capp was fined $500 and court costs. In a December 1992 article for The New Yorker, Seymour Hersh reported that President Richard Nixon and Charles Colson had repeatedly discussed the Capp case in Oval Office recordings that had recently been made available by the National Archives. Nixon and Capp were on friendly terms, Hersh wrote, and Nixon and Colson had worked to find a way for Capp to run against Ted Kennedy for the U.S. Senate. "Nixon was worried about the allegations, fearing that Capp's very close links to the White House would become embarrassingly public", Hersh wrote. "The White House tapes and documents show that he and Colson discussed the issue repeatedly, and that Colson eventually reassured the president by saying that he had, in essence, fixed the case. Specifically, the president was told that one of Colson's people had gone to Wisconsin and tried to talk to the prosecutors." Colson's efforts failed, however. The Eau Claire district attorney, a Republican, refused to dismiss the attempted adultery charge. In passing sentence in February 1972, the judge rejected the D.A.'s motion that Capp agree to undergo psychiatric treatment.
The resulting publicity led to hundreds of papers dropping his comic strip, and Capp, already in failing health, withdrew from public speaking. Celebrity biographer James Spada has claimed that similar allegations were made by actress Grace Kelly. However, no firsthand allegation has ever surfaced.
"From beginning to end, Capp was acid-tongued toward the targets of his wit, intolerant of hypocrisy, and always wickedly funny. After about 40 years, however, Capp's interest in Abner waned, and this showed in the strip itself," according to Don Markstein's Toonopedia. On November 13, 1977, Capp retired with an apology to his fans for the recently declining quality of the strip, which he said had been the best he could manage due to declining health. "If you have any sense of humor about your strip—and I had a sense of humor about mine—you knew that for three or four years Abner was wrong. Oh hell, it's like a fighter retiring. I stayed on longer than I should have," he admitted, adding that he couldn't breathe anymore. "When he retired Li'l Abner, newspapers ran expansive articles and television commentators talked about the passing of an era. People magazine ran a substantial feature, and even the comics-free New York Times devoted nearly a full page to the event", wrote publisher Denis Kitchen.
Capp's final years were marked by advancing illness and by family tragedy. In October 1977, one of his two daughters died; a few weeks later, a beloved granddaughter was killed in a car accident. A lifelong chain smoker, Capp died in 1979 from emphysema at his home in South Hampton, New Hampshire. Capp is buried in Mount Prospect Cemetery in Amesbury, Massachusetts. Engraved on his headstone is a stanza from Thomas Gray: The plowman homeward plods his weary way / And leaves the world to darkness and to me (from Elegy Written in a Country Churchyard, 1751).
Legacy
"Neither the strip's shifting political leanings nor the slide of its final few years had any bearing on its status as a classic; and in 1995, it was recognized as such by the U.S. Postal Service", according to Toonopedia. Li'l Abner was one of 20 American comic strips included in the Comic Strip Classics series of USPS commemorative stamps. Al Capp, an inductee into the National Cartoon Museum (formerly the International Museum of Cartoon Art), is one of only 31 artists selected to their Hall of Fame. Capp was also inducted into the Will Eisner Award Hall of Fame in 2004.
Sadie Hawkins Day and double whammy are two terms attributed to Al Capp that have entered the English language. Other, less ubiquitous Cappisms include skunk works and Lower Slobbovia. The term shmoo also has entered the lexicon, defining highly technical concepts in no fewer than four separate fields of science, including the variations shmooing (a microbiological term for the "budding" process in yeast reproduction), and shmoo plot (a technical term in the field of electrical engineering). In socioeconomics, a "shmoo" refers to any generic kind of good that reproduces itself, (as opposed to "widgets" which require resources and active production). In the field of particle physics, "shmoo" refers to a high energy survey instrument, as used at the Los Alamos National Laboratory to capture subatomic cosmic ray particles emitted from the Cygnus X-3 constellation. Capp also had a knack for popularizing certain uncommon terms, such as druthers, schmooze, and nogoodnik, neatnik, etc. In his book The American Language, H.L. Mencken credits the postwar mania for adding "-nik" to the ends of adjectives to create nouns as beginning—not with beatnik or Sputnik—but earlier, in the pages of Li'l Abner.
Al Capp's life and career are the subjects of a new life-sized mural commemorating the 100th anniversary of his birth. Created by resident artist Jon P. Mooers, the mural was unveiled in downtown Amesbury on May 15, 2010. According to the Boston Globe (as reported on May 18, 2010), the town has renamed its amphitheater in the artist's honor, and is looking to develop an Al Capp Museum. Capp is also the subject of an upcoming WNET-TV American Masters documentary, The Life and Times of Al Capp, produced by his granddaughter, independent filmmaker Caitlin Manning.
Since his death in 1979, Al Capp and his work have been the subject of more than 40 books, including three biographies. Underground cartoonist and Li'l Abner expert Denis Kitchen has published, co-published, edited, or otherwise served as consultant on nearly all of them. Kitchen is currently compiling a biographical monograph on Al Capp.
At the San Diego Comic Con in July 2009, IDW announced the upcoming publication of Al Capp's Li'l Abner: The Complete Dailies and Color Sundays as part of their ongoing The Library of American Comics series. The comprehensive series, a reprinting of the entire 43-year history of Li'l Abner, spanning a projected 20 volumes, began on April 7, 2010.
Notes
Further reading
Capp, Al, Li'l Abner in New York (1936) Whitman Publishing
Capp, Al, Li'l Abner Among the Millionaires (1939) Whitman Publishing
Capp, Al, Li'l Abner and Sadie Hawkins Day (1940) Saalfield Publishing
Capp, Al, Li'l Abner and the Ratfields (1940) Saalfield Publishing
Sheridan, Martin, Comics and Their Creators (1942) R.T. Hale & Co, (1977) Hyperion Press
Waugh, Coulton, The Comics (1947) Macmillan Publishers
Capp, Al, Newsweek Magazine (November 24, 1947) "Li'l Abner's Mad Capp"
Capp, Al, Saturday Review of Literature (March 20, 1948) "The Case for the Comics"
Capp, Al, The Life and Times of the Shmoo (1948) Simon & Schuster
Capp, Al, The Nation (March 21, 1949) "There Is a Real Shmoo"
Capp, Al, Cosmopolitan Magazine (June 1949) "I Don't Like Shmoos"
Capp, Al, Atlantic Monthly (April 1950) "I Remember Monster"
Capp, Al, Time Magazine (November 6, 1950) "Die Monstersinger"
Capp, Al, Life Magazine (March 31, 1952) "It's Hideously True!!..."
Capp, Al, Real Magazine (December 1952) "The REAL Powers in America"
Capp, Al, The World of Li'l Abner (1953) Farrar, Straus & Young
Leifer, Fred, The Li'l Abner Official Square Dance Handbook (1953) A.S. Barnes
Mikes, George, Eight Humorists (1954) Allen Wingate, (1977) Arden Library
Lehrer, Tom, The Tom Lehrer Song Book, introduction by Al Capp (1954) Crown Publishers
Capp, Al, Al Capp's Fearless Fosdick: His Life and Deaths (1956) Simon & Schuster
Capp, Al, Al Capp's Bald Iggle: The Life it Ruins May Be Your Own (1956) Simon & Schuster
Capp, Al, et al. Famous Artists Cartoon Course – 3 volumes (1956) Famous Artists School
Capp, Al, Life Magazine (January 14, 1957) "The Dogpatch Saga: Al Capp's Own Story"
Brodbeck, Arthur J, et al. "How to Read Li'l Abner Intelligently" from Mass Culture: Popular Arts in America, pp. 218–224 (1957) Free Press
Capp, Al, The Return of the Shmoo (1959) Simon & Schuster
Hart, Johnny, Back to B.C., introduction by Al Capp (1961) Fawcett Publications
Lazarus, Mell, Miss Peach, introduction by Al Capp (1962) Pyramid Books
Gross, Milt, He Done Her Wrong, introduction by Al Capp (1963 Ed.) Dell Books
White, David Manning, and Robert H. Abel, eds. The Funnies: An American Idiom (1963) Free Press
White, David Manning, ed. From Dogpatch to Slobbovia: The (Gasp!) World of Li'l Abner (1964) Beacon Press
Capp, Al, Life International Magazine (June 14, 1965) "My Life as an Immortal Myth"
Toffler, Alvin, Playboy Magazine (December 1965) interview with Al Capp, pp. 89–100
Moger, Art, et al. Chutzpah Is, introduction by Al Capp (1966) Colony Publishers
Berger, Arthur Asa, Li'l Abner: A Study in American Satire (1969) Twayne Publishers, (1994) Univ. Press of Mississippi
Sugar, Andy, Saga Magazine (December 1969) "On the Campus Firing Line with Al Capp"
Gray, Harold, Arf! The Life and Hard Times of Little Orphan Annie, introduction by Al Capp (1970) Arlington House
Moger, Art, Some of My Best Friends are People, introduction by Al Capp (1970) Directors Press
Capp, Al, The Hardhat's Bedtime Story Book (1971) Harper & Row
Robinson, Jerry, The Comics: An Illustrated History of Comic Strip Art (1974) G.P. Putnam's Sons
Horn, Maurice, The World Encyclopedia of Comics (1976) Chelsea House, (1982) Avon
Blackbeard, Bill, ed. The Smithsonian Collection of Newspaper Comics (1977) Smithsonian Inst. Press/Harry Abrams
Marschall, Rick, Cartoonist PROfiles No. 37 (March 1978) interview with Al Capp
Capp, Al, The Best of Li'l Abner (1978) Holt, Rinehart & Winston
Lardner, Ring, You Know Me Al: The Comic Strip Adventures of Jack Keefe, introduction by Al Capp (1979) Harcourt Brace Jovanovich
Van Buren, Raeburn, Abbie an' Slats – 2 volumes (1983) Ken Pierce Books
Capp, Al, Li'l Abner: Reuben Award Winner Series Book 1 (1985) Blackthorne
Marschall, Rick, Nemo, the Classic Comics Library No. 18, pp. 3–32 (April 1986)
Capp, Al, Li'l Abner Dailies – 27 volumes (1988–1999) Kitchen Sink Press
Marschall, Rick, America's Great Comic Strip Artists (1989) Abbeville Press
Capp, Al, Fearless Fosdick (1990) Kitchen Sink
Capp, Al, My Well-Balanced Life on a Wooden Leg (1991) John Daniel & Co.
Capp, Al, Fearless Fosdick: The Hole Story (1992) Kitchen Sink
Goldstein, Kalman, "Al Capp and Walt Kelly: Pioneers of Political and Social Satire in the Comics" from Journal of Popular Culture; Vol. 25, Issue 4 (Spring 1992)
Caplin, Elliot, Al Capp Remembered (1994) Bowling Green State University
Theroux, Alexander, The Enigma of Al Capp (1999) Fantagraphics Books
Lubbers, Bob, Glamour International #26: The Good Girl Art of Bob Lubbers (May 2001)
Capp, Al, The Short Life and Happy Times of the Shmoo (2002) Overlook Press
Capp, Al, Al Capp's Li'l Abner: The Frazetta Years – 4 volumes (2003–2004) Dark Horse Comics
Al Capp Studios, Al Capp's Complete Shmoo: The Comic Books (2008) Dark Horse
Capp, Al, Li'l Abner: The Complete Dailies and Color Sundays Vol. 1 – Vol. x(ongoing) (2010–present) The Library of American Comics
Capp, Al, Al Capp's Complete Shmoo Vol. 2: The Newspaper Strips (2011) Dark Horse
Inge, M. Thomas, "Li'l Abner, Snuffy and Friends" from Comics and the U.S. South, pp. 3–27 (2012) Univ. Press of Mississippi
Kitchen, Denis, and Michael Schumacher, Al Capp: A Life to the Contrary (2013) Bloomsbury Publishing
External links
Li'l Abner official site
Denis Kitchen biography: Al Capp
Animation Resources: Al Capp part I
Animation Resources: Al Capp part II
Animation Resources: Al Capp part III
Animation Resources: Al Capp part IV
Animation Resources: Al Capp part V
Al Capp Deserves a Tribute (Newburyport News, 28 Sept. 2009)
Dogpatch USA amusement park.
The Dogpatch Family Band Mechanical Toy
Dogpatch and Li'l Abner on Broadway in Life, January 14, 1957, pp. 71–83
Billy Ireland Cartoon Library & Museum Art Database
1909 births
1979 deaths
American amputees
American comic strip cartoonists
American parodists
American satirists
Child amputees
20th-century American writers
20th-century American Jews
Deaths from emphysema
American people of Latvian-Jewish descent
American people of Russian-Jewish descent
Inkpot Award winners
Jewish American artists
Jewish American writers
Artists from Bridgeport, Connecticut
Artists from New Haven, Connecticut
School of the Museum of Fine Arts at Tufts alumni
Reuben Award winners
Will Eisner Award Hall of Fame inductees
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3019 | https://en.wikipedia.org/wiki/%CA%BBAbdu%27l-Bah%C3%A1 | ʻAbdu'l-Bahá | ʻAbdu'l-Bahá (; Persian: , 23 May 1844 – 28 November 1921), born ʻAbbás (), was the eldest son of Baháʼu'lláh and served as head of the Baháʼí Faith from 1892 until 1921. ʻAbdu'l-Bahá was later canonized as the last of three "central figures" of the religion, along with Baháʼu'lláh and the Báb, and his writings and authenticated talks are regarded as sources of Baháʼí sacred literature.
He was born in Tehran to an aristocratic family. At the age of eight his father was imprisoned during a government crackdown on the Bábí Faith and the family's possessions were looted, leaving them in virtual poverty. His father was exiled from their native Iran, and the family went to live in Baghdad, where they stayed for nine years. They were later called by the Ottoman state to Istanbul before going into another period of confinement in Edirne and finally the prison-city of ʻAkká (Acre). ʻAbdu'l-Bahá remained a political prisoner there until the Young Turk Revolution freed him in 1908 at the age of 64. He then made several journeys to the West to spread the Baháʼí message beyond its middle-eastern roots, but the onset of World War I left him largely confined to Haifa from 1914 to 1918. The war replaced the openly hostile Ottoman authorities with the British Mandate, who appointed him a Knight Commander of the Order of the British Empire for his help in averting famine following the war.
In 1892, ʻAbdu'l-Bahá was appointed in his father's will to be his successor and head of the Baháʼí Faith. He faced opposition from virtually all his family members, but held the loyalty of the great majority of Baháʼís around the world. His Tablets of the Divine Plan helped galvanize Baháʼís in North America into spreading the Baháʼí teachings to new territories, and his Will and Testament laid the foundation for the current Baháʼí administrative order. Many of his writings, prayers and letters are extant, and his discourses with the Western Baháʼís emphasize the growth of the religion by the late 1890s.
ʻAbdu'l-Bahá's given name was ʻAbbás. Depending on context, he would have gone by either Mírzá ʻAbbás (Persian) or ʻAbbás Effendi (Turkish), both of which are equivalent to the English Sir ʻAbbás. He preferred the title of ʻAbdu'l-Bahá ("servant of Bahá", a reference to his father). He is commonly referred to in Baháʼí texts as "The Master".
Early life
ʻAbdu'l-Bahá was born in Tehran, Persia (now Iran) on 23 May 1844 (5th of Jamadiyu'l-Avval, 1260 AH), the eldest son of Baháʼu'lláh and Navváb. He was born on the very same night on which the Báb declared his mission. Born with the given name of ʻAbbás, he was named after his grandfather Mírzá ʻAbbás Núrí, a prominent and powerful nobleman. As a child, ʻAbdu'l-Bahá was shaped by his father's position as a prominent Bábí. He recalled how he met the Bábí Táhirih and how she would take "me on to her knee, caress me, and talk to me. I admired her most deeply". ʻAbdu'l-Bahá had a happy and carefree childhood. The family's Tehran home and country houses were comfortable and beautifully decorated. ʻAbdu'l-Bahá enjoyed playing in the gardens with his younger sister with whom he was very close. Along with his younger siblings – a sister, Bahíyyih, and a brother, Mihdí – the three lived in an environment of privilege, happiness and comfort. During his young childhood ʻAbdu'l-Bahá witnessed his parents' various charitable endeavours, which included converting part of the home to a hospital ward for women and children.
With most of his life was spent in exile and prison, there was little chance for normal schooling. Even when younger, it was customary not to send children of nobility to schools. Most noblemen were educated at home briefly in scripture, rhetoric, calligraphy and basic mathematics. Many were educated to prepare themselves for life in the royal court. Despite a brief spell at a traditional preparatory school at the age of seven for one year, ʻAbdu'l-Bahá received no formal education. As he grew he was educated by his mother, and uncle. Most of his education however, came from his father. Years later in 1890 Edward Granville Browne described how ʻAbdu'l-Bahá was "one more eloquent of speech, more ready of argument, more apt of illustration, more intimately acquainted with the sacred books of the Jews, the Christians, and the Muhammadans...scarcely be found even amongst the eloquent."
According to contemporary accounts, ʻAbdu'l-Bahá was an eloquent and charming child. When ʻAbdu'l-Bahá was seven, he contracted tuberculosis and was expected to die. Though the malady faded away, he would be plagued with bouts of illness for the rest of his life.
One event that affected ʻAbdu'l-Bahá greatly during his childhood was the imprisonment of his father when ʻAbdu'l-Bahá was eight years old; the imprisonment led to his family being reduced to poverty and being attacked in the streets by other children. ʻAbdu'l-Bahá accompanied his mother to visit Baháʼu'lláh who was then imprisoned in the infamous subterranean dungeon the Síyáh-Chál. He described how "I saw a dark, steep place. We entered a small, narrow doorway, and went down two steps, but beyond those one could see nothing. In the middle of the stairway, all of a sudden we heard His [Baháʼu'lláh's]…voice: 'Do not bring him in here', and so they took me back".
Baghdad
Baháʼu'lláh was eventually released from prison, but ordered into exile, and ʻAbdu'l-Bahá, then eight years old, joined his father on the journey to Baghdad in the winter (January to April) of 1853. During the journey ʻAbdu'l-Bahá suffered from frost-bite. After a year of difficulties Baháʼu'lláh absented himself rather than continue to face the conflict with Mirza Yahya and secretly secluded himself in the mountains of Sulaymaniyah in April 1854 a month before ʻAbdu'l-Bahá's tenth birthday. Mutual sorrow resulted in him, his mother and sister becoming constant companions. ʻAbdu'l-Bahá was particularly close to both, and his mother took active participation in his education and upbringing. During the two-year absence of his father ʻAbdu'l-Bahá took up the duty of managing the affairs of the family, before his age of maturity (14 in middle-eastern society) and was known to be occupied with reading and, at a time of hand-copied scriptures being the primary means of publishing, was also engaged in copying the writings of the Báb. ʻAbdu'l-Bahá also took an interest in the art of horse riding and, as he grew, became a renowned rider.
In 1856, news of an ascetic carrying on discourses with local Súfí leaders that seemed to possibly be Baháʼu'lláh reached the family and friends. Immediately, family members and friends went to search for the elusive dervish – and in March brought Baháʼu'lláh back to Baghdad. On seeing his father, ʻAbdu'l-Bahá fell to his knees and wept loudly "Why did you leave us?", and this followed with his mother and sister doing the same. ʻAbdu'l-Bahá soon became his father's secretary and shield. During the sojourn in the city ʻAbdu'l-Bahá grew from a boy into a young man. He was noted as a "remarkably fine looking youth", and remembered for his charity. Having passed the age of maturity ʻAbdu'l-Bahá was regularly seen in the mosques of Baghdad discussing religious topics and the scripture as a young man. Whilst in Baghdad, ʻAbdu'l-Bahá composed a commentary at the request of his father on the Muslim tradition of "I was a Hidden Treasure" for a Súfí leader named ʻAlí Shawkat Páshá. ʻAbdu'l-Bahá was fifteen or sixteen at the time and ʻAlí Shawkat Páshá regarded the more than 11,000-word essay as a remarkable feat for somebody of his age. In 1863, in what became known as the Garden of Ridván, his father Baháʼu'lláh announced to a few that he was the manifestation of God and He whom God shall make manifest whose coming had been foretold by the Báb. On day eight of the twelve days, it is believed ʻAbdu'l-Bahá was the first person Baháʼu'lláh revealed his claim to.
Istanbul/Adrianople
In 1863, Baháʼu'lláh was summoned to Istanbul, and thus his family, including ʻAbdu'l-Bahá, then eighteen, accompanied him on his 110-day journey. The journey to Constantinople was another wearisome journey, and ʻAbdu'l-Bahá helped feed the exiles. It was here that his position became more prominent amongst the Baháʼís. This was further solidified by Baháʼu'lláh's tablet of the Branch in which he constantly exalts his son's virtues and station. The family were soon exiled to Adrianople and ʻAbdu'l-Bahá went with the family. ʻAbdu'l-Bahá again suffered from frostbite.
In Adrianople ʻAbdu'l-Bahá was regarded as the sole comforter of his family – in particular to his mother. At this point ʻAbdu'l-Bahá was known by the Baháʼís as "the Master", and by non-Baháʼís as ʻAbbás Effendi ("Effendi" signifies "Sir"). It was in Adrianople that Baháʼu'lláh referred to his son as "the Mystery of God". The title of "Mystery of God" symbolises, according to Baháʼís, that ʻAbdu'l-Bahá is not a manifestation of God but how a "person of ʻAbdu'l-Bahá the incompatible characteristics of a human nature and superhuman knowledge and perfection have been blended and are completely harmonized". Baháʼu'lláh gave his son many other titles such as G͟husn-i-Aʻzam (meaning "Mightiest Branch" or "Mightier Branch"), the "Branch of Holiness", "the Center of the Covenant" and the apple of his eye. ʻAbdu'l-Bahá ("the Master") was devastated when hearing the news that he and his family were to be exiled separately from Baháʼu'lláh. It was, according to Baháʼís, through his intercession that the idea was reverted and the family were allowed to be exiled together.
ʻAkká
At the age of 24, ʻAbdu'l-Bahá was clearly chief-steward to his father and an outstanding member of the Baháʼí community. Baháʼu'lláh and his family were – in 1868 – exiled to the penal colony of Acre, Palestine where it was expected that the family would perish. Arrival in ʻAkká was distressing for the family and exiles. They were greeted in a hostile manner by the surrounding population and his sister and father fell dangerously ill. When told that the women were to sit on the shoulders of the men to reach the shore, ʻAbdu'l-Bahá took a chair and carried the women to the bay of ʻAkká. ʻAbdu'l-Bahá was able to procure some anesthetic and nursed the sick. The Baháʼís were imprisoned under horrendous conditions in a cluster of cells covered in excrement and dirt. ʻAbdu'l-Bahá himself fell dangerously ill with dysentery, however a sympathetic soldier permitted a physician to help cure him. The population shunned them, the soldiers treated them the same, and the behaviour of Siyyid Muhammad-i-Isfahani (an Azali) did not help matters. Morale was further destroyed with the accidental death of ʻAbdu'l-Bahá's youngest brother Mírzá Mihdí at the age of 22. The grieving ʻAbdu'l-Bahá kept a night-long vigil beside his brother's body.
Later in ʻAkká
Over time, he gradually took over responsibility for the relationships between the small Baháʼí exile community and the outside world. It was through his interaction with the people of ʻAkká (Acre) that, according to the Baháʼís, they recognized the innocence of the Baháʼís, and thus the conditions of imprisonment were eased. Four months after the death of Mihdí the family moved from the prison to the House of ʻAbbúd. The people of ʻAkká started to respect the Baháʼís and in particular, ʻAbdu'l-Bahá. ʻAbdu'l-Bahá was able to arrange for houses to be rented for the family, the family later moved to the Mansion of Bahjí around 1879 when an epidemic caused the inhabitants to flee.
ʻAbdu'l-Bahá soon became very popular in the penal colony and Myron Henry Phelps a wealthy New York lawyer described how "a crowd of human beings...Syrians, Arabs, Ethiopians, and many others", all waited to talk and receive ʻAbdu'l-Bahá. He undertook a history of the Bábí religion through publication of A Traveller's Narrative (Makála-i-Shakhsí Sayyáh) in 1886, later translated and published in translation in 1891 through Cambridge University by the agency of Edward Granville Browne.
Marriage and family life
When ʻAbdu'l-Bahá was a young man, speculation was rife amongst the Baháʼís to whom he would marry. Several young girls were seen as marriage prospects but ʻAbdu'l-Bahá seemed disinclined to marriage. On 8 March 1873, at the urging of his father, the twenty-eight-year-old ʻAbdu'l-Bahá married Fátimih Nahrí of Isfahán (1847–1938) a twenty-five-year-old from an upper-class family of the city. Her father was Mírzá Muḥammad ʻAlí Nahrí of Isfahan an eminent Baháʼí with prominent connections. Fátimih was brought from Persia to ʻAkká after both Baháʼu'lláh and his wife Navváb expressed an interest in her to marry ʻAbdu'l-Bahá. After a wearisome journey from Isfahán to Akka she finally arrived accompanied by her brother in 1872. The young couple were betrothed for about five months before the marriage itself commenced. In the meantime, Fátimih lived in the home of ʻAbdu'l-Bahá's uncle Mírzá Músá. According to her later memoirs, Fátimih fell in love with ʻAbdu'l-Bahá on seeing him. ʻAbdu'l-Bahá himself had showed little inkling to marriage until meeting Fátimih; who was entitled Munírih by Baháʼu'lláh. Munírih is a title meaning "Luminous".
The marriage resulted in nine children. The first born was a son Mihdí Effendi who died aged about 3. He was followed by Ḍíyáʼíyyih K͟hánum, Fuʼádíyyih K͟hánum (d. few years old), Rúhangíz Khánum (d. 1893), Túbá Khánum, Husayn Effendi (d.1887 aged 5), Túbá K͟hánum, Rúhá K͟hánum (mother of Munib Shahid), and Munnavar K͟hánum. The death of his children caused ʻAbdu'l-Bahá immense grief – in particular the death of his son Husayn Effendi came at a difficult time following the death of his mother and uncle. The surviving children (all daughters) were; Ḍíyáʼíyyih K͟hánum (mother of Shoghi Effendi) (d. 1951) Túbá K͟hánum (1880–1959) Rúḥá K͟hánum and Munavvar K͟hánum (d. 1971). Baháʼu'lláh wished that the Baháʼís follow the example of ʻAbdu'l-Bahá and gradually move away from polygamy. The marriage of ʻAbdu'l-Bahá to one woman and his choice to remain monogamous, from advice of his father and his own wish, legitimised the practice of monogamy to a people who hitherto had regarded polygamy as a righteous way of life.
Early years of his ministry
After Baháʼu'lláh died on 29 May 1892, the Will and Testament of Baháʼu'lláh named ʻAbdu'l-Bahá as Centre of the Covenant, successor and interpreter of Baháʼu'lláh's writings.
Baháʼu'lláh designates his successor with the following verses:
This translation of the Kitáb-i-ʻAhd is based on a solecism, however, as the terms Akbar and Aʻzam do not mean, respectively, 'Greater' and 'Most Great'. Not only do the two words derive from entirely separate triconsonantal roots (Akbar from k-b-r and Aʻzam from ʻ-z-m), but the Arabic language possesses the elative, a stage of gradation, with no clear distinction between the comparative and superlative. In the Will and Testament ʻAbdu'l-Bahá's half-brother, Muhammad ʻAlí, was mentioned by name as being subordinate to ʻAbdu'l-Bahá. Muhammad ʻAlí became jealous of his half-brother and set out to establish authority for himself as an alternative leader with the support of his brothers Badiʻu'llah and Ḍíyáʼu'llah. He began correspondence with Baháʼís in Iran, initially in secret, casting doubts in others' minds about ʻAbdu'l-Bahá. While most Baháʼís followed ʻAbdu'l-Bahá, a handful followed Muhammad ʻAlí including such leaders as Mirza Javad and Ibrahim George Kheiralla, an early Baháʼí missionary to America.
Muhammad ʻAlí and Mirza Javad began to openly accuse ʻAbdu'l-Bahá of taking on too much authority, suggesting that he believed himself to be a Manifestation of God, equal in status to Baháʼu'lláh. It was at this time that ʻAbdu'l-Bahá, to provide proof of the falsity of the accusations leveled against him, in tablets to the West, stated that he was to be known as "ʻAbdu'l-Bahá" an Arabic phrase meaning the Servant of Bahá to make it clear that he was not a Manifestation of God, and that his station was only servitude. ʻAbdu'l-Bahá left a Will and Testament that set up the framework of administration. The two highest institutions were the Universal House of Justice, and the Guardianship, for which he appointed Shoghi Effendi as the Guardian. With the exception of ʻAbdu'l-Bahá and Shoghi Effendi, Muhammad ʻAlí was supported by all of the remaining male relatives of Baháʼu'lláh, including Shoghi Effendi's father, Mírzá Hádí Shírází. However Muhammad ʻAlí's and his families statements had very little effect on the Baháʼís in general – in the ʻAkká area, the followers of Muhammad ʻAlí represented six families at most, they had no common religious activities, and were almost wholly assimilated into Muslim society.
First Western pilgrims
By the end of 1898, Western pilgrims started coming to Akka on pilgrimage to visit ʻAbdu'l-Bahá; this group of pilgrims, including Phoebe Hearst, was the first time that Baháʼís raised up in the West had met ʻAbdu'l-Bahá. The first group arrived in 1898 and throughout late 1898 to early 1899 Western Baháʼís sporadically visited ʻAbdu'l-Bahá. The group was relatively young containing mainly women from high American society in their 20s. The group of Westerners aroused suspicion for the authorities, and consequently ʻAbdu'l-Bahá's confinement was tightened. During the next decade ʻAbdu'l-Bahá would be in constant communication with Baháʼís around the world, helping them to teach the religion; the group included May Ellis Bolles in Paris, Englishman Thomas Breakwell, American Herbert Hopper, French , Susan Moody, Lua Getsinger, and American Laura Clifford Barney. It was Laura Clifford Barney who, by asking questions of ʻAbdu'l-Bahá over many years and many visits to Haifa, compiled what later became the book Some Answered Questions.
Ministry, 1901–1912
During the final years of the 19th century, while ʻAbdu'l-Bahá was still officially a prisoner and confined to ʻAkka, he organized the transfer of the remains of the Báb from Iran to Palestine. He then organized the purchase of land on Mount Carmel that Baháʼu'lláh had instructed should be used to lay the remains of the Báb, and organized for the construction of the Shrine of the Báb. This process took another 10 years. With the increase of pilgrims visiting ʻAbdu'l-Bahá, Muhammad ʻAlí worked with the Ottoman authorities to re-introduce stricter terms on ʻAbdu'l-Bahá's imprisonment in August 1901. By 1902, however, due to the Governor of ʻAkka being supportive of ʻAbdu'l-Bahá, the situation was greatly eased; while pilgrims were able to once again visit ʻAbdu'l-Bahá, he was confined to the city. In February 1903, two followers of Muhammad ʻAlí, including Badiʻu'llah and Siyyid ʻAliy-i-Afnan, broke with Muhammad ʻAli and wrote books and letters giving details of Muhammad ʻAli's plots and noting that what was circulating about ʻAbdu'l-Bahá was fabrication.
From 1902 to 1904, in addition to the building of the Shrine of the Báb that ʻAbdu'l-Bahá was directing, he started to put into execution two different projects; the restoration of the House of the Báb in Shiraz, Iran and the construction of the first Baháʼí House of Worship in Ashgabat, Turkmenistan. ʻAbdu'l-Bahá asked Aqa Mirza Aqa to coordinate the work so that the house of the Báb would be restored to the state that it was at the time of the Báb's declaration to Mulla Husayn in 1844; he also entrusted the work on the House of Worship to Vakil-u'd-Dawlih.
During this period, ʻAbdu'l-Bahá communicated with a number of Young Turks, opposed to the reign of Sultan Abdul Hamid II, including Namık Kemal, Ziya Pasha and Midhat Pasha, in an attempt to disseminate Baháʼí thought into their political ideology. He emphasized Baháʼís "seek freedom and love liberty, hope for equality, are well-wishers of humanity and ready to sacrifice their lives to unite humanity" but on a more broad approach than the Young Turks. Abdullah Cevdet, one of the founders of the Committee of Union and Progress who considered the Baháʼí Faith an intermediary step between Islam and the ultimate abandonment of religious belief, would go on trial for defense of Baháʼís in a periodical he founded.
‛Abdu'l-Bahá also had contact with military leaders as well, including such individuals as Bursalı Mehmet Tahir Bey and Hasan Bedreddin. The latter, who was involved in the overthrow of Sultan Abdülaziz, is commonly known as Bedri Paşa or Bedri Pasha and is referred to in Persian Baháʼí sources as Bedri Bey (Badri Beg). He was a Baháʼí who translated ‛Abdu'l-Baha's works into French.
ʻAbdu'l-Bahá also met Muhammad Abduh, one of the key figures of Islamic Modernism and the Salafi movement, in Beirut, at a time when the two men were both opposed to the Ottoman ulama and shared similar goals of religious reform. Rashid Rida asserts that during his visits to Beirut, ʻAbdu'l-Bahá would attend Abduh's study sessions. Regarding the meetings of ʻAbdu'l-Bahá and Muhammad ʻAbduh, Shoghi Effendi asserts that "His several interviews with the well-known Shaykh Muhammad ʻAbdu served to enhance immensely the growing prestige of the community and spread abroad the fame of its most distinguished member."
Due to ʻAbdu'l-Bahá's political activities and alleged accusation against him by Muhammad ʻAli, a Commission of Inquiry interviewed ʻAbdu'l-Bahá in 1905, with the result that he was almost exiled to Fezzan. In response, ʻAbdu'l-Bahá wrote the sultan a letter protesting that his followers refrain from involvement in partisan politics and that his tariqa had guided many Americans to Islam. The next few years in ʻAkka were relatively free of pressures and pilgrims were able to come and visit ʻAbdu'l-Bahá. By 1909 the mausoleum of the Shrine of the Báb was completed.
Journeys to the West
The 1908 Young Turks revolution freed all political prisoners in the Ottoman Empire, and ʻAbdu'l-Bahá was freed from imprisonment. His first action after his freedom was to visit the Shrine of Baháʼu'lláh in Bahji. While ʻAbdu'l-Bahá continued to live in ʻAkka immediately following the revolution, he soon moved to live in Haifa near the Shrine of the Báb. In 1910, with the freedom to leave the country, he embarked on a three-year journey to Egypt, Europe, and North America, spreading the Baháʼí message.
From August to December 1911, ʻAbdu'l-Bahá visited cities in Europe, including London, Bristol, and Paris. The purpose of these trips was to support the Baháʼí communities in the west and to further spread his father's teachings.
In the following year, he undertook a much more extensive journey to the United States and Canada to once again spread his father's teachings. He arrived in New York City on 11 April 1912, after declining an offer of passage on the RMS Titanic, telling the Baháʼí believers, instead, to "Donate this to charity." He instead travelled on a slower craft, the RMS Cedric, and cited preference of a longer sea journey as the reason. After hearing of the Titanic's sinking on 16 April he was quoted as saying "I was asked to sail upon the Titanic, but my heart did not prompt me to do so." While he spent most of his time in New York, he visited Chicago, Cleveland, Pittsburgh, Washington, D.C., Boston and Philadelphia. In August of the same year he started a more extensive journey to places including New Hampshire, the Green Acre school in Maine, and Montreal (his only visit to Canada). He then travelled west to Minneapolis, San Francisco, Stanford, and Los Angeles before starting to return east at the end of October. On 5 December 1912 he set sail back to Europe.
During his visit to North America he visited many missions, churches, and groups, as well as having scores of meetings in Baháʼís' homes, and offering innumerable personal meetings with hundreds of people. During his talks he proclaimed Baháʼí principles such as the unity of God, unity of the religions, oneness of humanity, equality of women and men, world peace and economic justice. He also insisted that all his meetings be open to all races.
His visit and talks were the subject of hundreds of newspaper articles. In Boston newspaper reporters asked ʻAbdu'l-Bahá why he had come to America, and he stated that he had come to participate in conferences on peace and that just giving warning messages is not enough. ʻAbdu'l-Bahá's visit to Montreal provided notable newspaper coverage; on the night of his arrival the editor of the Montreal Daily Star met with him and that newspaper along with The Montreal Gazette, Montreal Standard, and among others reported on ʻAbdu'l-Bahá's activities. The headlines in those papers included "Persian Teacher to Preach Peace", "Racialism Wrong, Says Eastern Sage, Strife and War Caused by Religious and National Prejudices", and "Apostle of Peace Meets Socialists, Abdul Baha's Novel Scheme for Distribution of Surplus Wealth." The Montreal Standard, which was distributed across Canada, took so much interest that it republished the articles a week later; the Gazette published six articles and Montreal's largest French language newspaper published two articles about him. His 1912 visit to Montreal also inspired humourist Stephen Leacock to parody him in his bestselling 1914 book Arcadian Adventures with the Idle Rich. In Chicago one newspaper headline included "His Holiness Visits Us, Not Pius X but A. Baha," and ʻAbdu'l-Bahá's visit to California was reported in the Palo Altan.
Back in Europe, he visited London, Edinburgh, Paris (where he stayed for two months), Stuttgart, Budapest, and Vienna. Finally, on 12 June 1913, he returned to Egypt, where he stayed for six months before returning to Haifa.
On 23 February 1914, at the eve of World War I, ʻAbdu'l-Bahá hosted Baron Edmond James de Rothschild, a member of the Rothschild banking family who was a leading advocate and financier of the Zionist movement, during one of his early trips to Palestine.
Final years (1914–1921)
During World War I (1914–1918) ʻAbdu'l-Bahá stayed in Palestine and was unable to travel. He carried on a limited correspondence, which included the Tablets of the Divine Plan, a collection of 14 letters addressed to the Baháʼís of North America, later described as one of three "charters" of the Baháʼí Faith. The letters assign a leadership role for the North American Baháʼís in spreading the religion around the planet.
Haifa was under real threat of Allied bombardment, enough that ʻAbdu'l-Bahá and other Baháʼís temporarily retreated to the hills east of ʻAkka.
ʻAbdu'l-Bahá was also under threats from Cemal Paşa, the Ottoman military chief who at one point expressed his desire to crucify him and destroy Baháʼí properties in Palestine. The swift Megiddo offensive of the British General Allenby swept away the Turkish forces in Palestine before harm was done to the Baháʼís, and the war was over less than two months later.
Post-war period
The conclusion of World War I led to the openly hostile Ottoman authorities being replaced by the more friendly British Mandate, allowing for a renewal of correspondence, pilgrims, and development of the Baháʼí World Centre properties. It was during this revival of activity that the Baháʼí Faith saw an expansion and consolidation in places like Egypt, the Caucasus, Iran, Turkmenistan, North America and South Asia under the leadership of ʻAbdu'l-Bahá.
The end of the war brought about several political developments that ʻAbdu'l-Bahá commented on. The League of Nations formed in January 1920, representing the first instance of collective security through a worldwide organization. ʻAbdu'l-Bahá had written in 1875 for the need to establish a "Union of the nations of the world", and he praised the attempt through the League of Nations as an important step towards the goal. He also said that it was "incapable of establishing Universal Peace" because it did not represent all nations and had only trivial power over its member states. Around the same time, the British Mandate supported the ongoing immigration of Jews to Palestine. ʻAbdu'l-Bahá mentioned the immigration as a fulfillment of prophecy, and encouraged the Zionists to develop the land and "elevate the country for all its inhabitants... They must not work to separate the Jews from the other Palestinians."
The war also left the region in famine. In 1901, ʻAbdu'l-Bahá had purchased about 1704 acres of scrubland near the Jordan river and by 1907 many Baháʼís from Iran had begun sharecropping on the land. ʻAbdu'l-Bahá received between 20 and 33% of their harvest (or cash equivalent), which was shipped to Haifa. With the war still raging in 1917, ʻAbdu'l-Bahá received a large amount of wheat from the crops, and also bought other available wheat and shipped it all back to Haifa. The wheat arrived just after the British captured Palestine, and as such was allowed to be widely distributed to allay the famine. For this service in averting a famine in Northern Palestine he received the honour of Knight Commander of the Order of the British Empire at a ceremony held in his honor at the home of the British Governor on 27 April 1920. He was later visited by General Allenby, King Faisal (later King of Iraq), Herbert Samuel (High Commissioner for Palestine), and Ronald Storrs (Military Governor of Jerusalem).
Death and funeral
ʻAbdu'l-Bahá died on Monday, 28 November 1921, sometime after 1:15 a.m. (27th of Rabi' al-awwal, 1340 AH).
Then Colonial Secretary Winston Churchill telegraphed the High Commissioner for Palestine, "convey to the Baháʼí Community, on behalf of His Majesty's Government, their sympathy and condolescence." Similar messages came from Viscount Allenby, the Council of Ministers of Iraq, and others.
On his funeral, which was held the next day, Esslemont notes:
Among the talks delivered at the funeral, Shoghi Effendi records Stewart Symes giving the following tribute:
He was buried in the front room of the Shrine of the Báb on Mount Carmel. His interment there is meant to be temporary, until his own mausoleum can be built in the vicinity of Riḍván Garden, known as the Shrine of ʻAbdu'l-Bahá.
Legacy
ʻAbdu'l-Bahá left a Will and Testament that was originally written between 1901 and 1908 and addressed to Shoghi Effendi, who at that time was only 4–11 years old. The will appoints Shoghi Effendi as the first in a line of Guardians of the religion, a hereditary executive role that may provide authoritative interpretations of scripture. ʻAbdu'l-Bahá directed all Baháʼís to turn to him and obey him, and assured him of divine protection and guidance. The will also provided a formal reiteration of his teachings, such as the instructions to teach, manifest spiritual qualities, associate with all people, and shun Covenant-breakers. Many obligations of the Universal House of Justice and the Hands of the Cause were also elaborated. Shoghi Effendi later described the document as one of three "charters" of the Baháʼí Faith.
The authenticity and provisions of the will were almost universally accepted by Baháʼís around the world, with the exception of Ruth White and a few other Americans who tried to protest Shoghi Effendi's leadership.
In volumes of The Baháʼí World published in 1930 and 1933, Shoghi Effendi named nineteen Baháʼís as disciples of ʻAbdu'l-Bahá and heralds of the Covenant, including Thornton Chase, , John Esslemont, Lua Getsinger, and Robert Turner. No other statements about them have been found in Shoghi Effendi's writings.
During his lifetime there was some ambiguity among Baháʼís as to his station relative to Baháʼu'lláh, and later to Shoghi Effendi. Some American newspapers reported him to be a Baháʼí prophet or the return of Christ. Shoghi Effendi later formalized his legacy as the last of three "Central Figures" of the Baháʼí Faith and the "Perfect exemplar" of the teachings, also claiming that holding him on an equal status to Baháʼu'lláh or Jesus was heretical. Shoghi Effendi also wrote that during the anticipated Baháʼí dispensation of 1000 years there will be no equal to ʻAbdu'l-Bahá.
Appearance and personality
ʻAbdu'l-Bahá was described as handsome, and bore striking resemblance to his mother. As an adult he reached medium height but he gave the impression of being taller. He had dark hair that flowed to his shoulders, grey coloured eyes, a fair complexion and an aquiline nose. In 1890, Orientalist Edward Granville Browne met him and wrote:
After the death of Bahá’u’lláh, ʻAbdu'l-Bahá began to visibly age. By the late 1890s his hair had turned snow-white and deep lines set on his face. As a young man he was athletic and enjoyed archery, horseback riding and swimming. Even later in his life ʻAbdu'l-Bahá remained active going for long walks in Haifa and Acre.
ʻAbdu'l-Bahá was a major presence for the Bahá’ís during his lifetime, and he continues to influence the Bahá’í community today. Bahá’ís regard ‘Abdu’l-Bahá as the perfect example of the teachings of his father and therefore strive to emulate him. Anecdotes about him are frequently used to illustrate particular points about morality and interpersonal relations. He was remembered for his charisma, compassion, philanthropy and strength in the face of suffering. John Esslemont reflected that "[‘Abdu’l-Bahá] showed that it is still possible, amid the whirl and rush of modern life, amid the self-love and struggle for material prosperity that everywhere prevail, to live the life of entire devotion to God and to the service of one's fellows."
Even ardent enemies of the Bahá’í Faith were on occasion taken by meeting him. Mírzá 'Abdu'l-Muḥammad Írání Mu'addibu's-Sulṭán, an Iranian, and Shaykh 'Alí Yúsuf, an Arab, were both newspaper editors in Egypt who had published harsh attacks on the Bahá’í Faith in their papers. They called on ‘Abdu’l-Bahá when he was in Egypt and their attitude changed. Similarly, a Christian clergyman, Rev. J.T. Bixby, who was the author of a hostile article on the Bahá’í Faith in the United States, felt compelled to witness Abdu'l-Bahá's personal qualities. The effect of ‘Abdu’l-Bahá on those who were already committed Bahá’ís was greater still.
ʻAbdu'l-Bahá was widely known for his encounters with the poor and dying. His generosity resulted in his own family complaining that they were left with nothing. He was sensitive to people’s feelings, and later expressed his wish to be a beloved figure of the Bahá’ís saying “I am your father...and you must be glad and rejoice, for I love you exceedingly.” According to historical accounts, he had a keen sense of humour and was relaxed and informal. He was open about personal tragedies such as the loss of his children and the sufferings he'd endured as a prisoner, further enhancing his popularity.
‘Abdu’l-Bahá directed the affairs of the Bahá’í community with care. He was inclined to allow a large range of personal interpretations of the Bahá’í teachings as long as these did not obviously contradict fundamental principles. He did, however, expel members of the religion he felt were challenging his leadership and deliberately causing disunity in the community. Outbreaks of persecution of the Bahá’ís affected him deeply. He wrote personally to the families of those who had been martyred.
Works
The total estimated number of tablets that ʻAbdu'l-Bahá wrote are over 27,000 of which only a fraction have been translated into English. His works fall into two groups including first his direct writings and second his lectures and speeches as noted by others. The first group includes The Secret of Divine Civilization written before 1875, A Traveller's Narrative written around 1886, the Resāla-ye sīāsīya or Sermon on the Art of Governance written in 1893, the Memorials of the Faithful, and a large number of tablets written to various people; including various Western intellectuals such as Auguste Forel which has been translated and published as the Tablet to Auguste-Henri Forel. The Secret of Divine Civilization and the Sermon on the Art of Governance were widely circulated anonymously.
The second group includes Some Answered Questions, which is an English translation of a series of table talks with Laura Barney, and Paris Talks, ʻAbdu'l-Baha in London and Promulgation of Universal Peace which are respectively addresses given by ʻAbdu'l-Bahá in Paris, London and the United States.
The following is a list of some of ʻAbdu'l-Bahá's many books, tablets, and talks:
Foundations of World Unity
Light of the World: Selected Tablets of ‘Abdu’l-Bahá.
Memorials of the Faithful
Paris Talks
Secret of Divine Civilization
Some Answered Questions
Tablets of the Divine Plan
Tablet to Auguste-Henri Forel
Tablet to The Hague
Will and Testament of ʻAbdu'l-Bahá
Promulgation of Universal Peace
Selections from the Writings of ʻAbdu'l-Bahá
Divine Philosophy
Treatise on Politics / Sermon on the Art of Governance
See also
Baháʼu'lláh's family
Mírzá Mihdí
Ásíyih Khánum
Bahíyyih Khánum
Munirih Khánum
Shoghi Effendi
House of ʻAbdu'l-Bahá
Further reading
Explanatory notes
Notes
References
Further reading
External links
Writings and Talks of ‘Abdu’l‑Bahá at Bahai.org
Bahai org: Exemplar, documentary film (2021)
The Extraordinary Life of 'Abdu'l-Bahá, by the Utterance Project
1844 births
1921 deaths
Bahá'í central figures
Family of Baháʼu'lláh
Burials at Monument Gardens, Haifa
Knights Commander of the Order of the British Empire
19th-century Iranian people
20th-century Iranian politicians
Iranian religious leaders
People from Nur, Iran
Iranian emigrants to the Ottoman Empire |
3022 | https://en.wikipedia.org/wiki/Autonomous%20building | Autonomous building | An autonomous building is a building designed to be operated independently from infrastructural support services such as the electric power grid, gas grid, municipal water systems, sewage treatment systems, storm drains, communication services, and in some cases, public roads.
Advocates of autonomous building describe advantages that include reduced environmental impacts, increased security, and lower costs of ownership. Some cited advantages satisfy tenets of green building, not independence per se (see below). Off-grid buildings often rely very little on civil services and are therefore safer and more comfortable during civil disaster or military attacks. For example, Off-grid buildings would not lose power or water if public supplies were compromised.
As of 2018, most research and published articles concerning autonomous building focus on residential homes.
In 2002, British architects Brenda and Robert Vale said that
It is quite possible in all parts of Australia to construct a 'house with no bills', which would be comfortable without heating and cooling, which would make its own electricity, collect its own water and deal with its own waste...These houses can be built now, using off-the-shelf techniques. It is possible to build a "house with no bills" for the same price as a conventional house, but it would be (25%) smaller.
History
In the 1970s, groups of activists and engineers were inspired by the warnings of imminent resource depletion and starvation. In the United States a group calling themselves the New Alchemists were famous for the depth of research effort placed in their projects. Using conventional construction techniques, they designed a series of "bioshelter" projects, the most famous of which was The Ark bioshelter community for Prince Edward Island. They published the plans for all of these, with detailed design calculations and blueprints. The Ark used wind-based water pumping and electricity and was self-contained in food production. It had living quarters for people, fish tanks raising tilapia for protein, a greenhouse watered with fish water, and a closed-loop sewage reclamation system that recycled human waste into sanitized fertilizer for the fish tanks. As of January 2010, the successor organization to the New Alchemists has a web page up as the "New Alchemy Institute". The PEI Ark has been abandoned and partially renovated several times.
The 1990s saw the development of Earthships, similar in intent to the Ark project, but organized as a for-profit venture, with construction details published in a series of 3 books by Mike Reynolds. The building material is tires filled with earth. This makes a wall that has large amounts of thermal mass (see earth sheltering). Berms are placed on exposed surfaces to further increase the house's temperature stability. The water system starts with rain water, processed for drinking, then washing, then plant watering, then toilet flushing, and finally black water is recycled again for more plant watering. The cisterns are placed and used as thermal masses. Power, including electricity, heat and water heating, is from solar power.
1990s architects such as William McDonough and Ken Yeang applied environmentally responsible building design to large commercial buildings, such as office buildings, making them largely self-sufficient in energy production. One major bank building (ING's Amsterdam headquarters) in the Netherlands was constructed to be autonomous and artistic as well.
Advantages
As an architect or engineer becomes more concerned with the disadvantages of transportation networks, and dependence on distant resources, their designs tend to include more autonomous elements. The historic path to autonomy was a concern for secure sources of heat, power, water and food. A nearly parallel path toward autonomy has been to start with a concern for environmental impacts, which cause disadvantages.
Autonomous buildings can increase security and reduce environmental impacts by using on-site resources (such as sunlight and rain) that would otherwise be wasted. Autonomy often dramatically reduces the costs and impacts of networks that serve the building, because autonomy short-circuits the multiplying inefficiencies of collecting and transporting resources. Other impacted resources, such as oil reserves and the retention of the local watershed, can often be cheaply conserved by thoughtful designs.
Autonomous buildings are usually energy-efficient in operation, and therefore cost-efficient, for the obvious reason that smaller energy needs are easier to satisfy off-grid. But they may substitute energy production or other techniques to avoid diminishing returns in extreme conservation.
An autonomous structure is not always environmentally friendly. The goal of independence from support systems is associated with, but not identical to, other goals of environmentally responsible green building. However, autonomous buildings also usually include some degree of sustainability through the use of renewable energy and other renewable resources, producing no more greenhouse gases than they consume, and other measures.
Disadvantages
First and fundamentally, independence is a matter of degree. For example, eliminating dependence on the electrical grid is relatively easy. In contrast, running an efficient, reliable food source can be a chore.
Living within an autonomous shelter may also require sacrifices in lifestyle or social opportunities. Even the most comfortable and technologically advanced autonomous homes could require alterations of residents' behavior. Some may not welcome the extra chores. The Vails described some clients' experiences as inconvenient, irritating, isolating, or even as an unwanted full-time job. A well-designed building can reduce this issue, but usually at the expense of reduced autonomy.
An autonomous house must be custom-built (or extensively retrofitted) to suit the climate and location. Passive solar techniques, alternative toilet and sewage systems, thermal massing designs, basement battery systems, efficient windowing, and the array of other design tactics require some degree of non-standard construction, added expense, ongoing experimentation and maintenance, and also have an effect on the psychology of the space.
Systems
This section includes some minimal descriptions of methods, to give some feel for such a building's practicality, provide indexes to further information, and give a sense of modern trends.
Water
There are many methods of collecting and conserving water. Use reduction is cost-effective.
Greywater systems reuse drained wash water to flush toilets or to water lawns and gardens. Greywater systems can halve the water use of most residential buildings; however, they require the purchase of a sump, greywater pressurization pump, and secondary plumbing. Some builders are installing waterless urinals and even composting toilets that eliminate water usage in sewage disposal.
The classic solution with minimal life-style changes is using a well. Once drilled, a well-foot requires substantial power. However, advanced well-foots can reduce power usage by twofold or more from older models. Well water can be contaminated in some areas. The Sono arsenic filter eliminates unhealthy arsenic in well water.
However drilling a well is an uncertain activity, with aquifers depleted in some areas. It can also be expensive.
In regions with sufficient rainfall, it is often more economical to design a building to use rainwater harvesting, with supplementary water deliveries in a drought. Rain water makes excellent soft washwater, but needs antibacterial treatment. If used for drinking, mineral supplements or mineralization is necessary.
Most desert and temperate climates get at least of rain per year. This means that a typical one-story house with a greywater system can supply its year-round water needs from its roof alone. In the driest areas, it might require a cistern of . Many areas average of rain per week, and these can use a cistern as small as .
In many areas, it is difficult to keep a roof clean enough for drinking. To reduce dirt and bad tastes, systems use a metal collecting-roof and a "roof cleaner" tank that diverts the first 40 liters. Cistern water is usually chlorinated, though reverse osmosis systems provide even better quality drinking water.
In the classic Roman house ("Domus"), household water was provided from a cistern (the "impluvium"), which was a decorative feature of the atrium, the house's main public space. It was fed by downspout tiles from the inward-facing roof-opening (the "compluvium"). Often water lilies were grown in it to purify the water. Wealthy households often supplemented the rain with a small fountain fed from a city's cistern. The impluvium always had an overflow drain so it could not flood the house.
Modern cisterns are usually large plastic tanks. Gravity tanks on short towers are reliable, so pump repairs are less urgent. The least expensive bulk cistern is a fenced pond or pool at ground level.
Reducing autonomy reduces the size and expense of cisterns. Many autonomous homes can reduce water use below per person per day, so that in a drought a month of water can be delivered inexpensively via truck. Self-delivery is often possible by installing fabric water tanks that fit the bed of a pick-up truck.
It can be convenient to use the cistern as a heat sink or trap for a heat pump or air conditioning system; however this can make cold drinking water warm, and in drier years may decrease the efficiency of the HVAC system.
Solar stills can efficiently produce drinking water from ditch water or cistern water, especially high-efficiency multiple effect humidification designs, which separate the evaporator(s) and condenser(s).
New technologies, like reverse osmosis can create unlimited amounts of pure water from polluted water, ocean water, and even from humid air. Watermakers are available for yachts that convert seawater and electricity into potable water and brine. Atmospheric water generators extract moisture from dry desert air and filter it to pure water.
Sewage
Resource
Composting toilets use bacteria to decompose human feces into useful, odourless, sanitary compost. The process is sanitary because soil bacteria eat the human pathogens as well as most of the mass of the waste. Nevertheless, most health authorities forbid direct use of "humanure" for growing food. The risk is microbial and viral contamination. In a dry composting toilet, the waste is evaporated or digested to gas (mostly carbon dioxide) and vented, so a toilet produces only a few pounds of compost every six months. To control the odor, modern toilets use a small fan to keep the toilet under negative pressure, and exhaust the gasses to a vent pipe.
Some home sewage treatment systems use biological treatment, usually beds of plants and aquaria, that absorb nutrients and bacteria and convert greywater and sewage to clear water. This odor- and color-free reclaimed water can be used to flush toilets and water outside plants. When tested, it approaches standards for potable water. In climates that freeze, the plants and aquaria need to be kept in a small greenhouse space. Good systems need about as much care as a large aquarium.
Electric incinerating toilets turn excrement into a small amount of ash. They are cool to the touch, have no water and no pipes, and require an air vent in a wall. They are used in remote areas where use of septic tanks is limited, usually to reduce nutrient loads in lakes.
NASA's bioreactor is an extremely advanced biological sewage system. It can turn sewage into air and water through microbial action. NASA plans to use it in the crewed Mars mission. Another method is NASA's urine-to-water distillation system.
A big disadvantage of complex biological sewage treatment systems is that if the house is empty, the sewage system biota may starve to death.
Waste
Sewage handling is essential for public health. Many diseases are transmitted by poorly functioning sewage systems.
The standard system is a tiled leach field combined with a septic tank. The basic idea is to provide a small system with primary sewage treatment. Sludge settles to the bottom of the septic tank, is partially reduced by anaerobic digestion, and fluid is dispersed in the leach field. The leach field is usually under a yard growing grass. Septic tanks can operate entirely by gravity, and if well managed, are reasonably safe.
Septic tanks have to be pumped periodically by a vacuum truck to eliminate non reducing solids. Failure to pump a septic tank can cause overflow that damages the leach field, and contaminates ground water. Septic tanks may also require some lifestyle changes, such as not using garbage disposals, minimizing fluids flushed into the tank, and minimizing non-digestible solids flushed into the tank. For example, septic safe toilet paper is recommended.
However, septic tanks remain popular because they permit standard plumbing fixtures, and require few or no lifestyle sacrifices.
Composting or packaging toilets make it economical and sanitary to throw away sewage as part of the normal garbage collection service. They also reduce water use by half, and eliminate the difficulty and expense of septic tanks. However, they require the local landfill to use sanitary practices.
Incinerator systems are quite practical. The ashes are biologically safe, and less than 1/10 the volume of the original waste, but like all incinerator waste, are usually classified as hazardous waste.
Traditional methods of sewage handling include pit toilets, latrines, and outhouses. These can be safe, inexpensive and practical. They are still used in many regions.
Storm drains
Drainage systems are a crucial compromise between human habitability and a secure, sustainable watershed. Paved areas and lawns or turf do not allow much precipitation to filter through the ground to recharge aquifers. They can cause flooding and damage in neighbourhoods, as the water flows over the surface towards a low point.
Typically, elaborate, capital-intensive storm sewer networks are engineered to deal with stormwater. In some cities, such as the Victorian era London sewers or much of the old City of Toronto, the storm water system is combined with the sanitary sewer system. In the event of heavy precipitation, the load on the sewage treatment plant at the end of the pipe becomes too great to handle and raw sewage is dumped into holding tanks, and sometimes into surface water.
Autonomous buildings can address precipitation in a number of ways:
If a water-absorbing swale for each yard is combined with permeable concrete streets, storm drains can be omitted from the neighbourhood. This can save more than $800 per house (1970s) by eliminating storm drains. One way to use the savings is to purchase larger lots, which permits more amenities at the same cost. Permeable concrete is an established product in warm climates, and in development for freezing climates. In freezing climates, the elimination of storm drains can often still pay for enough land to construct swales (shallow water collecting ditches) or water impeding berms instead. This plan provides more land for homeowners and can offer more interesting topography for landscaping.
A green roof captures precipitation and uses the water to grow plants. It can be built into a new building or used to replace an existing roof.
Electricity
Since electricity is an expensive utility, the first step towards autonomy is to design a house and lifestyle to reduce demand. LED lights, laptop computers and gas-powered refrigerators save electricity, although gas-powered refrigerators are not very efficient. There are also superefficient electric refrigerators, such as those produced by the Sun Frost company, some of which use only about half as much electricity as a mass-market energy star-rated refrigerator.
Using a solar roof, solar cells can provide electric power. Solar roofs can be more cost-effective than retrofitted solar power, because buildings need roofs anyway. Modern solar cells last about 40 years, which makes them a reasonable investment in some areas. At a sufficient angle, solar cells are cleaned by run-off rain water and therefore have almost no life-style impact.
However, many areas have long winter nights or dark cloudy days. In these climates, a solar installation might not pay for itself or large battery storage systems are necessary to achieve electric self-sufficiency. In stormy or windy climates, wind generators can replace or significantly supplement solar power. The average autonomous house needs only one small wind turbine, 5 metres or less in diameter. On a 30-metre (100-foot) tower, this turbine can provide enough power to supplement solar power on cloudy days. Commercially available wind turbines use sealed, one-moving-part AC generators and passive, self-feathering blades for years of operation without service.
The main advantage of wind power is that larger wind turbines have a lower per-watt cost than solar cells, provided there is wind. However, location is critical. Just as some locations lack sun for solar cells, many areas lack enough wind to make a turbine pay for itself. In the Great Plains of the United States, a 10-metre (33-foot) turbine can supply enough energy to heat and cool a well-built all-electric house. Economic use in other areas requires research, and possibly a site-survey.
Some sites have access to a stream with a change in elevation. These sites can use small hydropower systems to generate electricity. If the difference in elevation is above 30 metres (100 feet), and the stream runs in all seasons, this can provide continuous power with a small, inexpensive installation. Lower changes of elevation require larger installations or dams, and can be less efficient. Clogging at the turbine intake can be a practical problem. The usual solution is a small pool and waterfall (a penstock) to carry away floating debris. Another solution is to utilize a turbine that resists debris, such as a Gorlov helical turbine or Ossberger turbine.
During times of low demand, excess power can be stored in batteries for future use. However, batteries need to be replaced every few years. In many areas, battery expenses can be eliminated by attaching the building to the electric power grid and operating the power system with net metering. Utility permission is required, but such cooperative generation is legally mandated in some areas (for example, California).
A grid-based building is less autonomous, but more economical and sustainable with fewer lifestyle sacrifices. In rural areas the grid's cost and impacts can be reduced by using single-wire earth return systems (for example, the MALT-system).
In areas that lack access to the grid, battery size can be reduced with a generator to recharge the batteries during energy droughts such as extended fogs. Auxiliary generators are usually run from propane, natural gas, or sometimes diesel. An hour of charging usually provides a day of operation. Modern residential chargers permit the user to set the charging times, so the generator is quiet at night. Some generators automatically test themselves once per week.
Recent advances in passively stable magnetic bearings may someday permit inexpensive storage of power in a flywheel in a vacuum. Research groups like Canada's Ballard Power Systems are also working to develop a "regenerative fuel cell", a device that can generate hydrogen and oxygen when power is available, and combine these efficiently when power is needed.
Earth batteries tap electric currents in the earth called telluric current. They can be installed anywhere in the ground. They provide only low voltages and current. They were used to power telegraphs in the 19th century. As appliance efficiencies increase, they may become practical.
Microbial fuel cells and thermoelectric generators allow electricity to be generated from biomass. The plant can be dried, chopped and converted or burned as a whole, or it can be left alive so that waste saps from the plant can be converted by bacteria.
Heating
Most autonomous buildings are designed to use insulation, thermal mass and passive solar heating and cooling. Examples of these are trombe walls and other technologies as skylights.
Passive solar heating can heat most buildings in even the mild and chilly climates. In colder climates, extra construction costs can be as little as 15% more than new, conventional buildings. In warm climates, those having less than two weeks of frosty nights per year, there is no cost impact.
The basic requirement for passive solar heating is that the solar collectors must face the prevailing sunlight (south in the Northern Hemisphere, north in the Southern Hemisphere), and the building must incorporate thermal mass to keep it warm in the night.
A recent, somewhat experimental solar heating system "Annualized geo solar heating" is practical even in regions that get little or no sunlight in winter. It uses the ground beneath a building for thermal mass. Precipitation can carry away the heat, so the ground is shielded with skirts of plastic insulation. The thermal mass of this system is sufficiently inexpensive and large that it can store enough summer heat to warm a building for the whole winter, and enough winter cold to cool the building in summer.
In annualized geo solar systems, the solar collector is often separate from (and hotter or colder than) the living space. The building may actually be constructed from insulation, for example, straw-bale construction. Some buildings have been aerodynamically designed so that convection via ducts and interior spaces eliminates any need for electric fans.
A more modest "daily solar" design is very practical. For example, for about a 15% premium in building costs, the Passivhaus building codes in Europe use high performance insulating windows, R-30 insulation, HRV ventilation, and a small thermal mass. With modest changes in the building's position, modern krypton- or argon-insulated windows permit normal-looking windows to provide passive solar heat without compromising insulation or structural strength. If a small heater is available for the coldest nights, a slab or basement cistern can inexpensively provide the required thermal mass. Passivhaus building codes, in particular, bring unusually good interior air quality, because the buildings change the air several times per hour, passing it through a heat exchanger to keep heat inside.
In all systems, a small supplementary heater increases personal security and reduces lifestyle impacts for a small reduction of autonomy. The two most popular heaters for ultra-high-efficiency houses are a small heat pump, which also provides air conditioning, or a central hydronic (radiator) air heater with water recirculating from the water heater. Passivhaus designs usually integrate the heater with the ventilation system.
Earth sheltering and windbreaks can also reduce the absolute amount of heat needed by a building. Several feet below the earth, temperature ranges from in North Dakota to , in Southern Florida. Wind breaks reduce the amount of heat carried away from a building.
Rounded, aerodynamic buildings also lose less heat.
An increasing number of commercial buildings use a combined cycle with cogeneration to provide heating, often water heating, from the output of a natural gas reciprocating engine, gas turbine or stirling electric generator.
Houses designed to cope with interruptions in civil services generally incorporate a wood stove, or heat and power from diesel fuel or bottled gas, regardless of their other heating mechanisms.
Electric heaters and electric stoves may provide pollution-free heat (depending on the power source), but use large amounts of electricity. If enough electricity is provided by solar panels, wind turbines, or other means, then electric heaters and stoves become a practical autonomous design.
Water heating
Hot water heat recycling units recover heat from water drain lines. They increase a building's autonomy by decreasing the heat or fuel used to heat water. They are attractive because they have no lifestyle changes.
Current practical, comfortable domestic water-heating systems combine a solar preheating system with a thermostatic gas-powered flow-through heater, so that the temperature of the water is consistent, and the amount is unlimited. This reduces life-style impacts at some cost in autonomy.
Solar water heaters can save large amounts of fuel. Also, small changes in lifestyle, such as doing laundry, dishes and bathing on sunny days, can greatly increase their efficiency. Pure solar heaters are especially useful for laundries, swimming pools and external baths, because these can be scheduled for use on sunny days.
The basic trick in a solar water heating system is to use a well-insulated holding tank. Some systems are vacuum- insulated, acting something like large thermos bottles. The tank is filled with hot water on sunny days, and made available at all times. Unlike a conventional tank water heater, the tank is filled only when there is sunlight. Good storage makes a smaller, higher-technology collector feasible. Such collectors can use relatively exotic technologies, such as vacuum insulation, and reflective concentration of sunlight.
Cogeneration systems produce hot water from waste heat. They usually get the heat from the exhaust of a generator or fuel cell.
Heat recycling, cogeneration and solar pre-heating can save 50–75% of the gas otherwise used. Also, some combinations provide redundant reliability by having several sources of heat.
Some authorities advocate replacing bottled gas or natural gas with biogas. However, this is usually impractical unless live-stock are on-site. The wastes of a single family are usually insufficient to produce enough methane for anything more than small amounts of cooking.
Cooling
Annualized geo solar buildings often have buried, sloped water-tight skirts of insulation that extend from the foundations, to prevent heat leakage between the earth used as thermal mass, and the surface.
Less dramatic improvements are possible. Windows can be shaded in summer. Eaves can be overhung to provide the necessary shade. These also shade the walls of the house, reducing cooling costs.
Another trick is to cool the building's thermal mass at night, perhaps with a whole-house fan and then cool the building from the thermal mass during the day. It helps to be able to route cold air from a sky-facing radiator (perhaps an air heating solar collector with an alternate purpose) or evaporative cooler directly through the thermal mass. On clear nights, even in tropical areas, sky-facing radiators can cool below freezing.
If a circular building is aerodynamically smooth, and cooler than the ground, it can be passively cooled by the "dome effect." Many installations have reported that a reflective or light-colored dome induces a local vertical heat-driven vortex that sucks cooler overhead air downward into a dome if the dome is vented properly (a single overhead vent, and peripheral vents). Some people have reported a temperature differential as high as () between the inside of the dome and the outside. Buckminster Fuller discovered this effect with a simple house design adapted from a grain silo, and adapted his Dymaxion house and geodesic domes to use it.
Refrigerators and air conditioners operating from the waste heat of a diesel engine exhaust, heater flue or solar collector are entering use. These use the same principles as a gas refrigerator. Normally, the heat from a flue powers an "absorptive chiller". The cold water or brine from the chiller is used to cool air or a refrigerated space.
Cogeneration is popular in new commercial buildings. In current cogeneration systems small gas turbines or stirling engines powered from natural gas produce electricity and their exhaust drives an absorptive chiller.
A truck trailer refrigerator operating from the waste heat of a tractor's diesel exhaust was demonstrated by NRG Solutions, Inc. NRG developed a hydronic ammonia gas heat exchanger and vaporizer, the two essential new, not commercially available components of a waste heat driven refrigerator.
A similar scheme (multiphase cooling) can be by a multistage evaporative cooler. The air is passed through a spray of salt solution to dehumidify it, then through a spray of water solution to cool it, then another salt solution to dehumidify it again. The brine has to be regenerated, and that can be done economically with a low-temperature solar still. Multiphase evaporative coolers can lower the air's temperature by 50 °F (28 °C), and still control humidity. If the brine regenerator uses high heat, they also partially sterilise the air.
If enough electric power is available, cooling can be provided by conventional air conditioning using a heat pump.
Food production
Food production has often been included in historic autonomous projects to provide security.
Skilled, intensive gardening can support an adult from as little as 100 square meters of land per person,
possibly requiring the use of organic farming and aeroponics. Some proven intensive, low-effort food-production systems include urban gardening (indoors and outdoors). Indoor cultivation may be set up using hydroponics, while outdoor cultivation may be done using permaculture, forest gardening, no-till farming, and do nothing farming.
Greenhouses are also sometimes included. Sometimes they are also outfitted with irrigation systems or heat sink-systems which can respectively irrigate the plants or help to store energy from the sun and redistribute it at night (when the greenhouses starts to cool down).
See also
Notes
External links
The Buckminster Fuller Institute is still in existence. B. Fuller left thousands of pages of notes to the university where he last taught.
There is a section on Autonomous Houses in the Reality Sculptors wiki, including links to a mailing list which frequently discusses autonomous design considerations.
Designs for a geodesic dome version of an Autonomous House can be found at reality.sculptors.com.
"Wind Power for Home and Business" by Paul Gipe
An opinion piece by Brenda and Robert Vale
The Cropthorne House - notes on design and comparison with the Vales' Southwell House
Bad End 2 - 21st Century Hobbit Hole - precast concrete in home construction
Off-grid.net
Self Sufficiency Guide
Self Sufficient Living
GreenSpec
Building engineering
Human habitats
Low-energy building
Sustainable architecture
Sustainable building
Self-sustainability
Building
Buildings and structures |
3032 | https://en.wikipedia.org/wiki/A%20Funny%20Thing%20Happened%20on%20the%20Way%20to%20the%20Forum | A Funny Thing Happened on the Way to the Forum | A Funny Thing Happened on the Way to the Forum (or A Funny Thing for short) is a musical with music and lyrics by Stephen Sondheim and book by Burt Shevelove and Larry Gelbart.
Inspired by the farces of the ancient Roman playwright Plautus (254–184 BC), specifically Curculio, Pseudolus, Miles Gloriosus, and Mostellaria, the musical tells the bawdy story of a slave named Pseudolus and his attempts to win his freedom by helping his young master woo the girl next door. The plot displays many classic elements of farce, including puns, the slamming of doors, cases of mistaken identity (frequently involving characters disguising themselves as one another), and satirical comments on social class. The title derives from a line often used by vaudeville comedians to begin a story: "A funny thing happened on the way to the theater".
The musical's original 1962 Broadway run won several Tony Awards, including Best Musical and Best Author (Musical). A Funny Thing has enjoyed several Broadway and West End revivals and was made into a successful film starring the original lead of the stage musical, Zero Mostel.
Productions
Original Broadway
A Funny Thing Happened on the Way to the Forum opened on Broadway on May 8, 1962, at the Alvin Theatre, and then transferred to the Mark Hellinger Theatre and the Majestic Theatre, where the show closed on August 29, 1964, after 964 performances and 8 previews.
The show's creators sought Phil Silvers for the lead role of Pseudolus, but he turned them down, allegedly because he would have to perform onstage without his glasses, and his vision was so poor that he feared tripping into the orchestra pit. He is also quoted as turning down the role for being "Sgt. Bilko in a toga". (Silvers eventually played the role – wearing his glasses – in a 1972 revival. In the film, he played Marcus Lycus, without glasses). Milton Berle also passed on the role. Eventually, Zero Mostel was cast.
During out-of-town tryouts the show attracted little business and did not play well. Jerome Robbins, to whom the show had originally been offered but who turned it down, was called in to give advice and make changes. In the interim, Joshua Logan was invited to direct, but according to Sondheim was rejected "because he wanted too much male nudity." It was then offered to veteran director George Abbott, who found it to be difficult to handle alone. The biggest change Robbins made was adding a new opening number to replace "Love Is in the Air" and introduce the show as a bawdy, wild comedy. Stephen Sondheim wrote the song "Comedy Tonight" for this new opening. From that point on, the show was a success.
It was directed by George Abbott and produced by Hal Prince, with choreography by Jack Cole and uncredited staging and choreography by Robbins. The scenic and costume design was by Tony Walton. The wardrobe is on display at the Costume World Broadway Collection in Pompano Beach, Florida. The lighting design was by Jean Rosenthal. Along with Mostel, the musical featured a cast of seasoned performers, including Jack Gilford (Mostel's friend and fellow blacklist member), David Burns, John Carradine, Ruth Kobart, and Raymond Walburn. The young lovers were played by Brian Davies and Preshy Marker. Karen Black, originally cast as the ingenue, was replaced out of town.
The show won six Tony Awards, including Best Musical, Best Actor (Mostel), Best Supporting Actor (Burns), Best Book, and Best Director. The score, Sondheim's first Broadway production for which he wrote both music and lyrics, did not earn a nomination.
London
The show was presented twice in London's West End. The 1963 production and its 1986 revival were staged at the Strand Theatre and the Piccadilly Theatre respectively, and starred Frankie Howerd as Pseudolus and Leon Greene as Miles Gloriosus in both. In the 1963 production, Kenneth Connor appeared as Hysterium, 'Monsewer' Eddie Gray as Senex and Jon Pertwee as Marcus Lycus. In the 1986 revival, Patrick Cargill was Senex with Ronnie Stevens as Hysterium and Derek Royle as Erronius.
In 2004 there was a limited-run revival at the Royal National Theatre, starring Desmond Barrit as Pseudolus, Philip Quast as Miles Gloriosus, Hamish McColl as Hysterium and Isla Blair as Domina (who had previously played Philia in the 1963 production). This production was nominated for the 2005 Olivier Award, Outstanding Musical Production.
Motion picture adaptation
Both Mostel and Gilford re-created their Broadway roles for the 1966 musical film directed by Richard Lester. Leon Greene reprised his West End role (Miles Gloriosus), while Phil Silvers portrayed Lycus, Michael Crawford portrayed Hero, and Michael Hordern played Senex. Buster Keaton made his final film appearance in the role of Erronius.
Broadway revivals
A revival opened on Broadway at the Lunt-Fontanne Theatre on April 4, 1972, and closed on August 12, 1972, after 156 performances. Directed by co-author Burt Shevelove the cast starred Phil Silvers as Pseudolus (later replaced by Tom Poston), Lew Parker as Senex, Carl Ballantine as Lycus and Reginald Owen as Erronius. Larry Blyden, who played Hysterium, the role created by Jack Gilford, also co-produced. "Pretty Little Picture" and "That'll Show Him" were dropped from the show, and were replaced with "Echo Song" (sung by Hero and Philia), and "Farewell" (added for Nancy Walker as Domina, as she and Senex depart for the country). "Echo Song" and "Farewell" had been added to a production staged in Los Angeles the previous year and were composed by Sondheim. They had to close soon after Phil Silvers suffered a stroke. The show won two Tony Awards, Best Leading Actor in a Musical for Silvers, and Best Featured Actor in a Musical for Blyden.
The musical was revived again with great success in 1996, opening at the St. James Theatre on April 18, 1996, and closing on January 4, 1998, after 715 performances. The cast starred Nathan Lane as Pseudolus (replaced by Whoopi Goldberg and later by David Alan Grier), Mark Linn-Baker as Hysterium, Ernie Sabella as Lycus, Jim Stanek as Hero, Lewis J. Stadlen as Senex, and Cris Groenendaal as Miles Gloriosus. The production was directed by Jerry Zaks, with choreography by Rob Marshall. Lane won the 1996 Tony Award for Best Leading Actor and the Drama Desk Award, Outstanding Actor in a Musical; the production was nominated for the 1996 Tony Award and Drama Desk Award, Revival of a Musical.
Every actor who has opened in the role of Pseudolus on Broadway (Zero Mostel, Phil Silvers, and Nathan Lane) has won a Best Leading Actor Tony Award for his performance. In addition, Jason Alexander, who performed as Pseudolus in one scene in Jerome Robbins' Broadway, also won a Tony for Best Actor in a Musical.
Other productions
The original Australian production with American actor Jack Collins as Pseudolus opened at the Theatre Royal in Sydney in July 1964, and toured other Australian cities through 1965.
A production was directed by Stephen R. Buss at Boise State University in 1995, starring James B. Fisk, Randy Davison, Karen Wennstrom and Daniel Taylor.
In 1998, Jon English starred as Pseudolus in Essgee Entertainment's production that opened New Year's Day at the State Theatre, Melbourne and toured Australia and New Zealand, closing September 1999.
The Stephen Sondheim Center for the Performing Arts produced a limited-run revival of the musical from January 11 to 27, 2008. The production was directed by Randal K. West, with Justin Hill as musical director and Adam Cates as choreographer. The cast featured Richard Kind as Pseudolus, Joel Blum as Senex, Stephen DeRosa as Marcus Lycus, Sean McCall as Hysterium, and Steve Wilson as Miles Gloriosus. It also featured Diana Upton-Hill, Ryan Gaffney, Stephen Mark Crisp, Jack Kloppenborg, and Margret Clair.
The Chung Ying Theatre Company in Hong Kong staged a Cantonese version of the musical at Kwai Tsing Theatre, to celebrate the company's 30th anniversary. It was directed by Chung King Fai and Ko Tin Lung and ran from March 14 to 21, 2009.
The Stratford Shakespeare Festival in Stratford, Ontario, Canada production ran from June 11 to November 7, 2009, with Des McAnuff directing and Wayne Cilento as choreographer. Bruce Dow originally performed the role of Pseudolus, but was forced to withdraw from the entire 2009 season due to an injury, and the role was then performed by Seán Cullen as of September 5, 2009. Stephen Ouimette played Hysterium. Mirvish Productions presented the earlier Stratford production at the Canon Theatre, Toronto, in December 2010 through January 2011. Bruce Dow and Sean Cullen were alternates in the lead role.
In October 2012 the play opened at Her Majesty's Theatre, Melbourne, Australia, with Geoffrey Rush as Pseudolus, Magda Szubanski as Domina and Shane Bourne as Senex.
A Funny Thing Happened on the Way to the Forum was produced at the Two River Theater in Red Bank, New Jersey from November 14, 2015 to December 13, 2015 with an all-male cast (Paul Castree, Eddie Cooper, Kevin Isola, David Josefsberg, Max Kumangai, Graham Rowat, Manny Stark, Bobby Conte Thornton, David Turner, Michael Urie, Tom Deckman, and Christopher Fitzgerald).
Plot
In ancient Rome, some neighbors live in three adjacent houses. In the center is the house of Senex, who lives there with wife Domina, son Hero, and several slaves, including head slave Hysterium and the musical's main character Pseudolus. A slave belonging to Hero, Pseudolus wishes to buy, win, or steal his freedom. One of the neighboring houses is owned by Marcus Lycus, who is a buyer and seller of beautiful women; the other belongs to the ancient Erronius, who is abroad searching for his long-lost children (stolen in infancy by pirates).
One day, Senex and Domina go on a trip and leave Pseudolus in charge of Hero. Hero confides in Pseudolus that he is in love with the lovely Philia, one of the courtesans in the House of Lycus (albeit still a virgin). Pseudolus promises to help him win Philia's love in exchange for his own freedom. Unfortunately (as the two find out when they pay a visit on Lycus), Philia has been sold to the renowned warrior Miles Gloriosus, who is expected to claim her very soon. Pseudolus, an excellent liar, uses Philia's cheery disposition to convince Lycus that she has picked up a plague from Crete, which causes its victims to smile endlessly in its terminal stages. By offering to isolate her in Senex's house, he is able to give Philia and Hero some time alone together, and the two fall in love. But Philia insists that, even though she is in love with Hero, she must honor her contract with the Captain, for "that is the way of a courtesan." To appease her, he tells her to wait ("that's what virgins do best, isn't it?") inside, and that he will have the captain knock three times when he arrives. Pseudolus comes up with a plan to slip Philia a sleeping potion that will render her unconscious. He will then tell Lycus that she has died of the Cretan plague, and will offer to remove the body. Hero will come along, and they will stow away on a ship headed for Greece. Satisfied with his plan, Pseudolus steals Hysterium's book of potions and has Hero read him the recipe for the sleeping potion; the only ingredient he lacks is "mare's sweat", and Pseudolus goes off in search of some.
Unexpectedly, Senex returns home early from his trip, and knocks three times on his own door. Philia comes out of the house, and, thinking that Senex is the Captain, offers herself up to him. Surprised but game, Senex instructs Philia to wait in the house for him, and she does. Hysterium arrives to this confusion, and tells Senex that Philia is the new maid that he has hired. Pseudolus returns, having procured the necessary mare's sweat; seeing that Senex has returned unexpectedly and grasping the need to keep him out of the way, Pseudolus discreetly sprinkles some of the horse-sweat onto him, then suggests that the road trip has left Senex in dire need of a bath. Taking the bait, Senex instructs Hysterium to draw him a bath in the long-abandoned house of Erronius. But while this is happening, Erronius returns home, finally having given up the search for his long-lost children. Hysterium, desperate to keep him out of the house where his master is bathing, tells the old man that his house has become haunted – a story seemingly confirmed by the sound of Senex singing in his bath. Erronius immediately determines to have a soothsayer come and banish the spirit from his house, and Pseudolus obligingly poses as one, telling Erronius that, in order to banish the spirit, he must travel seven times around the seven hills of Rome (thus keeping the old man occupied and out of the way for quite a while).
When Miles Gloriosus arrives to claim his courtesan-bride, Pseudolus hides Philia on the roof of Senex's house; told that she has "escaped", Lycus is terrified to face the Captain's wrath. Pseudolus offers to impersonate Lycus and talk his way out of the mess but, his ingenuity flagging, he ends up merely telling the Captain that Philia has disappeared, and that he, "Lycus", will search for her. Displeased and suspicious, Miles insists that his soldiers accompany Pseudolus, but the wily slave loses them in Rome's winding streets.
Complicating matters further, Domina returns from her trip early, suspicious that her husband Senex is "up to something low." She disguises herself in virginal white robes and a veil (much like Philia's) to try to catch Senex being unfaithful. Pseudolus convinces Hysterium to help him by dressing in drag and pretending to be Philia, "dead" from the plague. Unfortunately, it turns out that Miles Gloriosus has just returned from Crete, where there is of course no actual plague. With the ruse thus revealed, the main characters run for their lives, resulting in a madcap chase across the stage with both Miles and Senex pursuing all three "Philia"s (Domina, Hysterium, and the actual Philia – all wearing identical white robes and veils). Meanwhile, the courtesans from the house of Marcus Lycus – who had been recruited as mourners at "Philia"'s ersatz funeral – have escaped, and Lycus sends his eunuchs out to bring them all back, adding to the general pandemonium.
Finally, the Captain's troops are able to round everyone up. His plot thoroughly unraveled, Pseudolus appears to be in deep trouble – but Erronius, completing his third circuit of the Roman hills, shows up fortuitously to discover that Miles Gloriosus and Philia are wearing matching rings which mark them as his long-lost children. Philia's betrothal to the Captain is nullified by the unexpected revelation that he is her brother, and, as the daughter of a free-born citizen, she is freed from Marcus Lycus. Philia weds Hero with Erronius' blessing; Pseudolus gets his freedom and the lovely courtesan Gymnasia; Gloriosus receives twin courtesans to replace Philia; and Erronius is reunited with his children. A happy ending prevails for all – except for poor Senex, stuck with his shrewish wife Domina.
Characters
Pseudolus: A Roman slave, owned by Hero, who seeks to win freedom by helping Hero win the heart of Philia. The slave name Pseudolus means "Faker". While originally written as a male role, it has been performed by female actors as well.
Hero: Young son of Senex who falls in love with the virgin, Philia.
Philia: (Greek for "love") A virgin in the house of Marcus Lycus, and Hero's love interest. Her name is also a homophone of the Latin word "Filia", which means daughter. This foreshadows her status as the daughter of Erronius.
Hysterium: (Latin for "Hysterical", or "Anxious", the suffix "-um" makes the name neuter, and the character's gender is often mistaken throughout the piece) The chief slave in the house of Senex.
Senex: (Latin for "old man") A henpecked, sardonic Roman senator living in a less fashionable suburb of Rome.
Domina: (Latin for "mistress") The wife of Senex. A manipulative, shrewish woman who is loathed by even her husband.
Marcus Lycus: A purveyor of courtesans, who operates from the house to the left of Senex. (Name based on Lycus, the pimp in Plautus's Poenulus.)
Miles Gloriosus: (Latin for "boastful soldier", the archetype of the braggart soldier in Roman comedies) A captain in the Roman army to whom Marcus Lycus has promised Philia.
Erronius: (Latin for "wandering") Senex's elderly neighbor in the house to the right. He has spent the past twenty years searching for his two children, kidnapped in infancy by pirates.
Gymnasia: (Greek for "Athletic", with the connotation of nakedness) A courtesan from the house of Lycus with whom Pseudolus falls in love.
Tintinabula: (Latin for "Bells") A jingling, bell-wearing courtesan in the house of Lycus.
Vibrata: (Latin for "Vibrant") A wild, vibrant courtesan in the house of Lycus.
Geminae: (Latin for "Twins") Twin courtesans in the house of Lycus.
Panacea: (Greek for "Cure All") A courtesan in the house of Lycus.
Proteans: Choristers who play multiple roles (slaves, citizens, soldiers, and eunuchs). They accompany Pseudolus in "Comedy Tonight". They are referred to as "Three who do the work of thirty".
Cast
Songs
Act I
"Comedy Tonight" – Pseudolus and Company
"Love, I Hear" – Hero
"Free" – Pseudolus and Hero
"The House of Marcus Lycus" – Lycus, Pseudolus and Courtesans
"Lovely" – Philia and Hero
"Pretty Little Picture" – Pseudolus, Hero, and Philia
"Everybody Ought to Have a Maid" – Senex, Pseudolus, Hysterium and Lycus
"I'm Calm" – Hysterium
"Impossible" – Senex and Hero
"Bring Me My Bride" – Miles Gloriosus, Pseudolus and Company
Act II
"That Dirty Old Man" – Domina
"That'll Show Him" – Philia
"Lovely" (reprise) – Pseudolus and Hysterium
"Funeral Sequence" – Pseudolus, Miles Gloriosus and Company
"Finale" – Pseudolus, Hero, Philia, Domina, Senex, Miles, Erronius, Hysterium, Soldiers, Lycus and Company
Cut songs:
"Love Is in the Air" – Prologus (Played by Senex) and Proteans (Originally intended as the opening number, replaced with "Comedy Tonight". It was later featured in the 1996 film The Birdcage, performed by Robin Williams and Christine Baranski.)
"Invocation and Instructions to the Audience" (Another version of the opening number. Used in subsequent revues of Sondheim songs and was sung by Nathan Lane in the musical The Frogs.)
"I Do Like You" – Pseudolus and Hysterium
"There's Something About a War" – Miles
"Echo Song" – Philia and Hero
"Your Eyes Are Blue" – Hero
"The Gaggle of Geese" – Erronius
"What Do You Do With a Woman?" – Hero
Notes:
"Pretty Little Picture" is frequently dropped from productions, and one verse of "I'm Calm" is also often trimmed. A song for Domina entitled "Farewell" was added for the 1972 revival as she and Senex depart for the country. "Echo Song" was reinstated in the same revival.
Awards and honors
Original Broadway production
1972 Broadway revival
1996 Broadway revival
.
References
Notes
Bibliography
"'A Funny Thing Happened on the Way to the Forum' plot summary & character descriptions" from StageAgent.com
"Plot and production information", guidetomusicaltheatre.com
External links
''A Funny Thing Happened on the Way to the Forum Sondheim Guide
A Funny Thing Happened on the Way to the Forum at the Music Theatre International website
1962 musicals
Broadway musicals
West End musicals
Musicals based on plays
Musicals set in ancient Rome
Musicals by Stephen Sondheim
American plays adapted into films
Plays based on works by Plautus
Musicals choreographed by Jerome Robbins
Tony Award for Best Musical
Musicals by Larry Gelbart
Musicals set in Italy |
3034 | https://en.wikipedia.org/wiki/Aleut | Aleut | The Aleuts ( ; ) are the Indigenous people of the Aleutian Islands, which are located between the North Pacific Ocean and the Bering Sea. Both the Aleut people and the islands are politically divided between the US state of Alaska and the Russian administrative division of Kamchatka Krai. This group is also known as the Unangax̂ (Oo-NUNG-ukh) in Unangam Tunuu, the Aleut language.
Etymology
In the Aleut language they are known by the endonyms Unangan (eastern dialect) and Unangas (western dialect), both of which mean "people". The Russian term "Aleut" was a general term used for both the native population of the Aleutian Islands and their neighbors to the east in the Kodiak Archipelago, who were also referred to as "Pacific Eskimos" or Sugpiat/Alutiit.
Language
Aleut people speak Unangam Tunuu, the Aleut language, as well as English and Russian in the United States and Russia respectively. An estimated 150 people in the United States and five people in Russia speak Aleut. The language belongs to the Eskimo–Aleut language family and includes three dialects: Eastern Aleut, spoken on the Eastern Aleutian, Shumagin, Fox and Pribilof Islands; Atkan, spoken on Atka and Bering islands; and the now extinct Attuan dialect.
The Pribilof Islands has the highest number of active speakers of Unangam Tunuu. Most native elders speak Aleut, but it is rare for common people to speak the language fluently.
Beginning in 1829, Aleut was written in the Cyrillic script. From 1870, the language has been written in the Latin script. An Aleut dictionary and grammar have been published, and portions of the Bible were translated into Aleut.
Tribes
The Aleut (Unangan) dialects and tribes:
Attuan dialect and speaking tribes:
Sasignan (in Attuan dialect)/Sasxnan (in Eastern dialect)/Sasxinas (in Western dialect) or Near Islanders: in the Near Islands (Attu, Agattu, Semichi).
Kasakam Unangangis (in Aleut, lit. 'Russian Aleut') or Copper Island Aleut: in the Commander Islands of Russian Federation (Bering, Medny).
? Qax̂un or Rat Islanders : in the Buldir Island and Rat Islands (Kiska, Amchitka, Semisopochnoi).
Atkan dialect or Western Aleut or Aliguutax̂ (in Aleut) and speaking tribes:
Naahmiĝus or Delarof Islanders : in the Delarof Islands (Amatignak) and Andreanof Islands (Tanaga).
Niiĝuĝis or Andreanof Islanders : in the Andreanof Islands (Kanaga, Adak, Atka, Amlia, Seguam).
Eastern Aleut dialect and speaking tribes:
Akuuĝun or Uniiĝun or Islanders of the Four Mountains : in the Islands of Four Mountains (Amukta, Kagamil).
Qawalangin or Fox Islanders : in the Fox Islands (Umnak, Samalga, western part of Unalaska).
Qigiiĝun or Krenitzen Islanders : in the Krenitzin Islands (eastern part of Unalaska, Akutan, Akun, Tigalda).
Qagaan Tayaĝungin or Sanak Islanders : in the Sanak Islands (Unimak, Sanak).
Taxtamam Tunuu dialect of Belkofski.
Qaĝiiĝun or Shumigan Islanders : in the Shumagin Islands.
Population and distribution
The Aleut people historically lived throughout the Aleutian Islands, the Shumagin Islands, and the far western part of the Alaska Peninsula, with an estimated population of around 25,000 prior to European contact. In the 1820s, the Russian-American Company administered a large portion of the North Pacific during a Russian-led expansion of the fur trade. They resettled many Aleut families to the Commander Islands (within the Aleutsky District of the Kamchatka Krai in Russia) and to the Pribilof Islands (in Alaska). These continue to have majority-Aleut communities.
According to the 2000 Census, 11,941 people identified as being Aleut, while 17,000 identified as having partial Aleut ancestry. Prior to sustained European contact, approximately 25,000 Aleut lived in the archipelago. The Encyclopædia Britannica Online says more than 15,000 people have Aleut ancestry in the early 21st century. The Aleut suffered high fatalities in the 19th and early 20th centuries from Eurasian infectious diseases to which they had no immunity. In addition, the population suffered as their customary lifestyles were disrupted. Russian traders and later Europeans married Aleut women and had families with them.
History
After Russian contact
After the arrival of Russian Orthodox missionaries in the late 18th century, many Aleuts became Christian. Of the numerous Russian Orthodox congregations in Alaska, most are majority Alaska Native or Native Alaskan in ethnicity. One of the earliest Christian martyrs in North America was Saint Peter the Aleut.
Recorded uprising against the Russians
In the 18th century, Russia promyshlenniki traders established settlements on the islands. There was high demand for the furs that the Aleut provided from hunting. In May 1784, local Aleuts revolted on Amchitka against the Russian traders. (The Russians had a small trading post there.) According to the Aleuts, in an account recorded by Japanese castaways and published in 2004, otters were decreasing year by year. The Russians paid the Aleuts less and less in goods in return for the furs they made. The Japanese learned that the Aleuts felt the situation was at crisis. The leading Aleuts negotiated with the Russians, saying they had failed to deliver enough supplies in return for furs. Nezimov, leader of the Russians, ordered two of his men, Stephanov ( ) and Kazhimov ( ) to kill his mistress Oniishin ( ), who was the Aleut chief's daughter, because he doubted that Oniishin had tried to dissuade her father and other leaders from pushing for more goods.
After the four leaders had been killed, the Aleuts began to move from Amchitka to neighboring islands. Nezimov, leader of the Russian group, was jailed after the whole incident was reported to Russian officials. (According to , written by Katsuragawa Hoshū after interviewing Daikokuya Kōdayū.)
Aleut genocide against Nicoleño Tribe in California
According to Russian American Company (RAC) records translated and published in the Journal of California and Great Basin Anthropology, a 200-ton otter hunting ship named Il’mena with a mixed-nationality crew, including a majority Aleut contingent, was involved in conflict resulting in a massacre of the indigenous natives of San Nicolas Island.
In 1811, to obtain more of the commercially valuable otter pelts, a party of Aleut hunters traveled to the coastal island of San Nicolas, near the Alta California-Baja California border. The locally resident Nicoleño nation sought a payment from the Aleut hunters for the large number of otters being killed in the area. Disagreement arose, turning violent; in the ensuing battle, the Aleut killed nearly all the Nicoleño men. Together with high fatalities from European diseases, the Nicoleños suffered so much from the loss of their men that by 1853, only one Nicoleñan (Juana Maria, the Lone Woman of San Nicolas) remained alive.
Internment during World War II
In June 1942, during World War II, Japanese forces occupied Kiska and Attu Islands in the western Aleutians. They later transported captive Attu Islanders to Hokkaidō, where they were held as prisoners of war in harsh conditions. Fearing a Japanese attack on other Aleutian Islands and mainland Alaska, the U.S. government evacuated hundreds more Aleuts from the western chain and the Pribilofs, placing them in internment camps in southeast Alaska, where many died of measles, influenza and other infectious diseases which spread quickly in the overcrowded dormitories. In total, about 75 died in American internment and 19 as a result of Japanese occupation. The Aleut Restitution Act of 1988 was an attempt by Congress to compensate the survivors. On June 17, 2017, the U.S. Government formally apologized for the internment of the Unangan people and their treatment in the camps.
The World War II campaign by the United States to retake Attu and Kiska was a significant component of the operations in the American and Pacific theaters.
Population decline
Before major influence from outside, there were approximately 25,000 Aleuts on the archipelago. Foreign diseases, harsh treatment and disruption of aboriginal society soon reduced the population to less than one-tenth this number. The 1910 Census count showed 1,491 Aleuts. In the 2000 Census, 11,941 people identified as being Aleut; nearly 17,000 said Aleuts were among their ancestors.
Culture
Housing
The Aleut constructed partially underground houses called barabara. According to Lillie McGarvey, a 20th-century Aleut leader, s keep "occupants dry from the frequent rains, warm at all times, and snugly sheltered from the high winds common to the area". Aleuts traditionally built houses by digging an oblong square pit in the ground, usually or smaller. The pit was then covered by a roof framed with driftwood, thatched with grass, then covered with earth for insulation. Inside trenches were dug along the sides, with mats placed on top to keep them clean. The bedrooms were at the back of the lodge, opposite the entrance. Several families would stay in one house, with their own designated areas. Rather than fireplaces or bonfires in the middle, lanterns were hung in the house.
Subsistence
The Aleut survived by hunting and gathering. They fished for salmon, crabs, shellfish, and cod, as well as hunting sea mammals such as seal, walrus, and whales. They processed fish and sea mammals in a variety of ways: dried, smoked, or roasted. Caribou, muskoxen, deer, moose, whale, and other types of game were eaten roasted or preserved for later use. They dried berries. They were also processed as , a mixture of berries, fat, and fish. The boiled skin and blubber of a whale is a delicacy, as is that of walrus.
Today, many Aleut continue to eat customary and locally sourced foods but also buy processed foods from Outside, which is expensive in Alaska.
Ethnobotany
A full list of their ethnobotany has been compiled, with 65 documented plant uses.
Visual arts
Customary arts of the Aleut include weapon-making, building of baidarkas (special hunting boats), weaving, figurines, clothing, carving, and mask making. Men as well as women often carved ivory and wood. Nineteenth century craftsmen were famed for their ornate wooden hunting hats, which feature elaborate and colorful designs and may be trimmed with sea lion whiskers, feathers, and walrus ivory. Andrew Gronholdt of the Shumagin Islands has played a vital role in reviving the ancient art of building the chagudax or bentwood hunting visors.
Aleut women sewed finely stitched, waterproof parkas from seal gut and wove fine baskets from sea-lyme grass (Elymus mollis). Some Aleut women continue to weave ryegrass baskets. Aleut arts are practiced and taught throughout the state of Alaska. As many Aleut have moved out of the islands to other parts of the state, they have taken with them the knowledge of their arts. They have also adopted new materials and methods for their art, including serigraphy, video art, and installation art.
Aleut carving, distinct in each region, has attracted traders for centuries, including early Europeans and other Alaska Natives. Historically, carving was a male art and leadership attribute whereas today it is done by both genders. Most commonly the carvings of walrus ivory and driftwood originated as part of making hunting weapons. Sculptural carvings depict local animals, such as seals and whales. Aleut sculptors also have carved human figures.
The Aleut also carve walrus ivory for other uses, such as jewelry and sewing needles. Jewelry is made with designs specific to the region of each people. Each clan would have a specific style to signify their origin. Jewelry ornaments were made for piercing lips (labrum), nose, and ears, as well as for necklaces. Each woman had her own sewing needles, which she made, and that often had detailed end of animal heads.
The main Aleut method of basketry was false embroidery (overlay). Strands of grasses or reeds were overlaid upon the basic weaving surface, to obtain a plastic effect. Basketry was an art reserved for women. Early Aleut women created baskets and woven mats of exceptional technical quality, using only their thumbnail, grown long and then sharpened, as a tool. Today, Aleut weavers continue to produce woven grass pieces of a remarkable cloth-like texture, works of modern art with roots in ancient tradition. Birch bark, puffin feathers, and baleen are also commonly used by the Aleut in basketry. The Aleut term for grass basket is . One Aleut leader recognized by the State of Alaska for her work in teaching and reviving Aleut basketry was Anfesia Shapsnikoff. Her life and accomplishments are portrayed in the book Moments Rightly Placed (1998).
Masks were created to portray figures of their myths and oral history. The Atka people believed that another people lived in their land before them. They portrayed such ancients in their masks, which show anthropomorphic creatures named in their language. Knut Bergsland says their word means "like those found in caves." Masks were generally carved from wood and were decorated with paints made from berries or other natural products. Feathers were inserted into holes carved out for extra decoration. These masks were used in ceremonies ranging from dances to praises, each with its own meaning and purpose.
Tattoos and piercings
The tattoos and piercings of the Aleut people demonstrated accomplishments as well as their religious views. They believed their body art would please the spirits of the animals and make any evil go away. The body orifices were believed to be pathways for the entry of evil entities. By piercing their orifices: the nose, the mouth, and ears, they would stop evil entities, , from entering their bodies. Body art also enhanced their beauty, social status, and spiritual authority.
Before the 19th century, piercings and tattoos were very common among the Aleut people, especially among women. Piercings, such as the nose pin, were common among both men and women and were usually performed a few days after birth. The ornament was made of various materials, a piece of bark or bone, or an eagle's feather shaft. From time to time, adult women decorated the nose pins by hanging pieces of amber and coral from strings on it; the semi-precious objects dangled down to their chins.
Piercing ears was also common. The Aleuts pierced holes around the rim of their ears with dentalium shells (tooth shells or tusk shells), bone, feathers, dried bird wings or skulls and/or amber. Materials associated with birds were important, as birds were considered to defend animals in the spirit world. A male would wear sea lion whiskers in his ears as a trophy of his expertise as a hunter. Worn for decorative reasons, and sometimes to signify social standing, reputation, and the age of the wearer, Aleuts would pierce their lower lips with walrus ivory and wear beads or bones. The individual with the most piercings held the highest respect.
Tattooing for women began when they reached physical maturity, after menstruation, at about age 20. Historically, men received their first tattoo after killing their first animal, an important rite of passage. Sometimes tattoos signaled social class. For example, the daughter of a wealthy, famous ancestor or father would work hard at her tattoos to show the accomplishments of that ancestor or father. They would sew, or prick, different designs on the chin, the side of the face, or under the nose.
Aleut clothing
The Aleut people developed in one of the harshest climates in the world, and learned to create and protect warmth. Both men and women wore parkas that extended below the knees. The women wore the skin of seal or sea-otter, and the men wore bird skin parkas, the feathers turned in or out depending on the weather. When the men were hunting on the water, they wore waterproof parkas made from seal or sea-lion guts, or the entrails of bear, walrus, or whales. Parkas had a hood that could be cinched, as could the wrist openings, so water could not get in. Men wore breeches made from the esophageal skin of seals. Children wore parkas made of downy eagle skin with tanned bird skin caps. They called these parkas , meaning 'rain gear' in the English language.
Sea-lions, harbor seals, and sea otters are the most abundant marine mammals. The men brought home the skins and prepared them by soaking them in urine and stretching them. The women undertook the sewing. Preparation of the gut for clothing involved several steps. The prepared intestines were turned inside out. A bone knife was used to remove the muscle tissue and fat from the walls of the intestine. The gut was cut and stretched, and fastened to stakes to dry. It was then cut and sewn to make waterproof parkas, bags, and other receptacles. On some hunting trips, the men would take several women with them. They would catch birds and prepare the carcasses and feathers for future use. They caught puffins (Lunda cirrhata, Fratercula corniculata), guillemots, and murres.
It took 40 skins of tufted puffin and 60 skins of horned puffin to make one parka. A woman would need a year for all the labor to make one parka. Each lasted two years with proper care. All parkas were decorated with bird feathers, beard bristles of seal and sea-lion, beaks of sea parrots, bird claws, sea otter fur, dyed leather, and caribou hair sewn in the seams.
Women made needles from the wing bones of seabirds. They made thread from the sinews of different animals and fish guts. A thin strip of seal intestine could also be used, twisted to form a thread. The women grew their thumbnail extra long and sharpened it. They could split threads to make them as fine as a hair. They used vermilion paint, hematite, the ink bag of the octopus, and the root of a kind of grass or vine to color the threads.
Gender
Russian travelers making early contact with the Aleut mention traditional tales of two-spirits or third and fourth gender people, known as (male-bodied, 'man transformed into a woman') and (female-bodied, 'woman transformed into a man'), but it is unclear whether these tales are about historical individuals or spirits.
Hunting technologies
Boats
The interior regions of the rough, mountainous Aleutian Islands provided little in terms of natural resources for the Aleutian people. They collected stones for weapons, tools, stoves or lamps. They collected and dried grasses for their woven baskets. For everything else, the Aleuts had learned to use the fish and mammals they caught and processed to satisfy their needs.
To hunt sea mammals and to travel between islands, the Aleuts became experts of sailing and navigation. While hunting, they used small watercraft called baidarkas. For regular travel, they used their large s.
The was a large, open, walrus-skin-covered boat. Aleut families used it when traveling among the islands. It was also used to transport goods for trade, and warriors took them to battle.
The (small skin boat) was a small boat covered in sea lion skin. It was developed and used for hunting because of its sturdiness and maneuverability. The Aleut resembles that of a Yup'ik kayak, but it is hydrodynamically sleeker and faster. They made the for one or two persons only. The deck was made with a sturdy chamber, the sides of the craft were nearly vertical and the bottom was rounded. Most one-man s were about long and wide, whereas a two-man was on average about long and wide. It was from the that Aleut men would stand on the water to hunt from the sea.
Weapons
The Aleuts hunted small sea mammals with barbed darts and harpoons slung from throwing boards. These boards gave precision as well as some extra distance to these weapons.
Harpoons were also called throwing-arrows when the pointed head fit loosely into the socket of the foreshaft and the head was able to detach from the harpoon when it penetrated an animal, and remain in the wound. There were three main kinds of harpoon that the Aleuts used: a simple harpoon, with a head that kept its original position in the animal after striking, a compound (toggle-head) harpoon in which the head took a horizontal position in the animal after penetration, and the throwing-lance used to kill large animals.
The simple Aleut harpoon consisted of four main parts: the wooden shaft, the bone foreshaft, and the bonehead (tip) with barbs pointed backward. The barbed head was loosely fitted into the socket of the foreshaft so that when the animal was stabbed, it pulled the head away from the rest of the harpoon. The sharp barbs penetrated with ease, but could not be pulled out. The bone tip is fastened to a length of braided twine meanwhile; the hunter held the other end of the twine in his hand.
The compound harpoon was the most prevalent weapon of the Aleut people. Also known as the toggle-head spear, it was about the same size as the simple harpoon and used to hunt the same animals, however, this harpoon provided a more efficient and lethal weapon. This harpoon separated into four parts. The longest part was the shaft with the thicker stalk closer to the tip of the harpoon. The shaft was fitted into the socket of the fore shaft and a bone ring was then placed over the joint to hold the two pieces together, as well as, protecting the wooden shaft from splitting. Connected to the fore shaft of the harpoon is the toggle head spear tip. This tip was made of two sub shafts that break apart on impact with an animal. The upper sub shaft held the razor stone head and attached to the lower sub shaft with a small braided twine loop. Once the tip penetrates the animal the upper sub head broke off from the rest of the shaft, however, since it was still connected with the braided loop it rotated the head into a horizontal position inside the animal's body so that it could not get away from the hunter.
The throwing lance may be distinguished from a harpoon because all its pieces are fixed and immovable. A lance was a weapon of war and it was also used to kill large marine animals after it has already been harpooned. The throwing lance usually consisted of three parts: a wooden shaft, a bone ring or belt, and the compound head that was made with a barbed bonehead and a stone tip. The length of the compound head was equivalent to the distance between the planes of a man's chest to his back. The lance would penetrate the chest and pass through the chest cavity and exit from the back. The bone ring was designed to break after impact so that the shaft could be used again for another kill.
Burial practices
They buried their dead ancestors near the village. Archeologists have found many different types of burials, dating from a variety of periods, in the Aleutian Islands. The Aleut developed a style of burials that were accommodated to local conditions, and honored the dead. They have had four main types of burials: , cave, above-ground sarcophagi, and burials connected to communal houses.
burials are the most widely known type of mortuary practice found in the Aleutian Islands. The people created burial mounds, that tend to be located on the edge of a bluff. They placed stone and earth over the mound to protect and mark it. Such mounds were first excavated by archeologists in 1972 on Southwestern Unmak Island, and dated to the early contact period. Researchers have found a prevalence of these burials, and concluded it is a regional mortuary practice. It may be considered a pan-Aleutian mortuary practice.
Cave burials have been found throughout the eastern Aleutian Islands. The human remains are buried in shallow graves at the rear of the cave. These caves tend to be next to middens and near villages. Some grave goods have been found in the caves associated with such burials. For example, a deconstructed boat was found in a burial cave on Kanaga Island. There were no other major finds of grave goods in the vicinity.
Throughout the Aleutian Islands, gravesites have been found that are above-ground sarcophagi. These sarcophagi are left exposed, with no attempt to bury the dead in the ground. These burials tend to be isolated and limited to the remains of adult males, which may indicate a specific ritual practice. In the Near Islands, isolated graves have also been found with the remains, and not just the sarcophagus, left exposed on the surface. This way of erecting sarcophagi above ground is not as common as and cave burials, but it is still widespread.
Another type of practice has been to bury remains in areas next to the communal houses of the settlement. Human remains are abundant in such sites. They indicate a pattern of burying the dead within the main activity areas of the settlement. These burials consist of small pits adjacent to the houses and scattered around them. In these instances, mass graves are common for women and children. This type of mortuary practice has been mainly found in the Near Islands.
In addition to these four main types, other kinds of burials have been found in the Aleutian Islands. These more isolated examples in include mummification, private burial houses, abandoned houses, etc. To date, such examples are not considered to be part of a larger, unifying cultural practice. The findings discussed represent only the sites that have been excavated.
The variety of mortuary practices mostly did not include the ritual of including extensive grave goods, as has been found in other cultures. The remains so far have been mainly found with other human and faunal remains. The addition of objects to "accompany" the dead is rare. Archaeologists have been trying to dissect the absence of grave goods, but their findings have been ambiguous and do not really help the academic community to understand these practices more.
Not much information is known about the ritual parts of burying the dead. Archeologists and anthropologists have not found much evidence related to burial rituals. This lack of ritual evidence could hint at either no ritualized ceremony, or one that has not yet been revealed in the archaeological record. As a result, archaeologists cannot decipher the context to understand exactly why a certain type of burial was used in particular cases.
Notable Aleuts
John Hoover (1919–2011), sculptor
Carl E. Moses (1929–2014) businessman, state representative, who served from 1965 to 1973 as both a Republican and Democrat,
Jacob Netsvetov (1802–1864), Russian Orthodox saint and priest
Sergie Sovoroff (1901–1989), educator, (model sea kayak) builder
Eve Tuck, academic, indigenous studies
Peter the Aleut (1800–1815), Russian Orthodox saint and martyr
In popular culture
In Snow Crash, a science fiction novel by American writer Neal Stephenson, a central character named Raven is portrayed as an Aleut with incredible toughness and hunting skill. The story is about revenge due in part to perceived mistreatment of the Aleut.
Alaska by James A. Michener.
See also
Adamagan
Aleutian Islands
Aleutian tradition
Alutiiq
Indigenous Amerindian genetics
Maritime Fur Trade
Sadlermiut
Shamanism among Alaska Natives
Unangan Aleut
List of Native American peoples in the United States
Notes
References
Further reading
Lee, Molly, Angela J. Linn, and Chase Hensel. Not Just a Pretty Face: Dolls and Human Figurines in Alaska Native Cultures. Fairbanks, AK: University of Alaska, 2006. Print.
Black, Lydia T. Aleut Art: Unangam Aguqaadangin. Anchorage, Alaska: Aleutian/Pribilof Islands Association, 2005.
Jochelson, Waldemar. History, Ethnology, and Anthropology of the Aleut. Washington: Carnegie institution of Washington, 1933.
Jochelson, Waldemar, Bergsland, Knut (Editor) & Dirks, Moses (Editor). Unangam Ungiikangin Kayux Tunusangin = Unangam Uniikangis ama Tunuzangis = Aleut Tales and Narratives. Fairbanks, Alaska: Alaska Native Language Center, University of Alaska, Fairbanks, 1990..
Kohlhoff, Dean. When the Wind Was a River Aleut Evacuation in World War II. Seattle: University of Washington Press in association with Aleutian/Pribilof Islands Association, Anchorage, 1995.
Madden, Ryan Howard. "An enforced odyssey: The relocation and internment of Aleuts during World War II" (PhD thesis U of New Hampshire, Durham, 1993) online
Murray, Martha G., and Peter L. Corey. Aleut Weavers. Juneau, AK: Alaska State Museums, Division of Libraries, Archives and Museums, 1997.
Reedy-Maschner, Katherine. "Aleut Identities : Tradition and Modernity in an Indigenous Fishery". Montréal, Quebec: McGill-Queen's University Press, 2010.
Veltre, Douglas W. Aleut Unangax̂ Ethnobotany An Annotated Bibliography. Akureyri, Iceland: CAFF International Secretariat, 2006.
"Aleutian World War II." National Park Service.
External links
Aleut Corporation
Aleut Management Services
Aleutian Pribilof Island Association
Qawalangin Tribe of Unalaska
Museum of the Aleutians
Unalaska Communities of Memory Project Jukebox
Aleut International Association
A Grammar of Fox Island Aleutian Manuscript at Dartmouth College Library
Aleutian Pribilof Island Community Development Association
Alaska Native ethnic groups
Native American history of Alaska
People from Kamchatka Krai
Ethnic groups in Russia
Indigenous small-numbered peoples of the North, Siberia and the Far East |
3035 | https://en.wikipedia.org/wiki/Alaska%20Native%20Claims%20Settlement%20Act | Alaska Native Claims Settlement Act | The Alaska Native Claims Settlement Act (ANCSA) was signed into law by President Richard Nixon on December 18, 1971, constituting at the time the largest land claims settlement in United States history. ANCSA was intended to resolve long-standing issues surrounding aboriginal land claims in Alaska, as well as to stimulate economic development throughout Alaska.
The settlement established Alaska Native claims to the land by transferring titles to twelve Alaska Native regional corporations and over 200 local village corporations. A thirteenth regional corporation was later created for Alaska Natives who no longer resided in Alaska. The act is codified as 43 U.S.C. 1601 et seq.
Background
Alaskan statehood
When Alaska became a state in 1959, section 4 of the Alaska Statehood Act provided that any existing Alaska Native land claims would be unaffected by statehood and held in status quo. Yet while section 4 of the act preserved Native land claims until later settlement, section 6 allowed for the state government to claim lands deemed vacant. Section 6 granted the state of Alaska the right to select lands then in the hands of the federal government, with the exception of Native territory. As a result, nearly from the public domain would eventually be transferred to the state. The state government also attempted to acquire lands under section 6 of the Statehood Act that were subject to Native claims under section 4, and that were currently occupied and used by Alaska Natives. The federal Bureau of Land Management began to process the Alaska government's selections without taking into account the Native claims and without informing the affected Native groups.
It was against this backdrop that the original language for a land claims settlement was developed.
A 9.2-magnitude earthquake struck the state in 1964. Recovery efforts drew the attention of the federal government. The Federal Field Committee for Development Planning in Alaska decided that Natives should receive $100 million and 10% of revenue as a royalty. Nothing was done with this proposal, however, and a freeze on land transfers remained in effect.
Founding of the Alaska Federation of Natives (AFN)
In 1966, Emil Notti called for a statewide meeting inviting numerous leaders around Alaska to gather and create the first meeting of a committee. The historic meeting was held October 18, 1966 - on the 99th anniversary of the transfer of Alaska from Russia. Notti presided over the three-day conference as it discussed matters of land recommendations, claims committees, and political challenges the act would have in getting through congress. Many respected politicians and businessmen attended the meeting and delegates were astonished at the attention which they received from well-known political figures of the state. The growing presence and political importance of Natives was evidenced when members were able to gain election to seven of the sixty seats in the legislature.
When the group met a second time early in 1967, it emerged with a new name, The Alaska Federation of Natives (AFN), and a new full-time President, Emil Notti. AFN went on to profoundly change the human rights and economic stability of the Alaska Native population.
Native Land Claims Task Force
In 1967, Governor Walter Hickel summoned a group of Indigenous leaders and politicians to work out a settlement that would be satisfactory to Natives. The group met for ten days and asked for $20 million in exchange for requested lands. Among the other task force proposals were an outright grant of 1,000 acres per native village resident; a revenue-sharing program for state land claims and national mineral development projects; secured hunting and fishing rights on public lands; and a Native Commission to administrate state and federal compliance with the provisions of the claims settlement. They proposed receiving 10% of federal mineral lease revenue for ten years, once the freeze which had been placed on land patents to allow oil exploration was lifted.
Oil
In 1968, the Atlantic-Richfield Company discovered oil at Prudhoe Bay on the Arctic coast, catapulting the issue of land ownership into headlines. In order to lessen the difficulty of drilling at such a remote location and transporting the oil to the lower 48 states, the oil companies proposed building a pipeline to carry the oil across Alaska to the port of Valdez. At Valdez, the oil would be loaded onto tankers and shipped to the contiguous states.
The plan had been approved, but a permit to construct the pipeline, which would cross lands involved in the land claims dispute, could not be granted until the Native claims were settled. Hearings were held for the first time before the United States House's Subcommittee on Indian Affairs in July 1968. Among those who attended the hearings were officials and legislators, as well as Laura Bergt, Roger Connor, Thoda Forslund, Cliff Groh, Barry Jackson, Flore Lekanof, Notti, and Morris Thompson.
Government negotiations and policy
In 1969, President Nixon appointed Hickel as Secretary of the Interior. The Alaska Federation of Natives (AFN) protested against Hickel's nomination, but he was eventually confirmed. He worked with the AFN, negotiating with Native leaders and state government over the disputed lands. Offers went back and forth, with each rejecting the other's proposals. The AFN wanted rights to land, while then-Governor Keith Miller believed Natives did not have legitimate claims to state land in light of the provisions of the Alaska Statehood Act. On July 8, 1970, Nixon delivered a speech reversing the Indian termination policy in favor of allowing tribal self-determination. The following month, he established the National Council on Indian Opportunity, headed by Vice President Spiro Agnew, which included eight Native leaders: Frank Belvin (Choctaw), Bergt (Iñupiat), Betty Mae Jumper (Seminole), Earl Old Person (Blackfeet), John C. Rainer (Taos Pueblo), Martin Seneca, Jr. (Seneca), Harold Shunk (Yankton-Sioux), and Joseph C. "Lone Eagle" Vasquez (Apache-Sioux).
During the state administration of Governor William A. Egan positions were staked out upon which the AFN and other stakeholders could largely agree. Native leaders, in addition to Alaska's congressional delegation and the state's newly elected Governor Egan, eventually reached the basis for presenting an agreement to Congress. Bergt attended a March 1971 conference of the National Congress of American Indians in Kansas City, Missouri and was able to persuade Agnew there to meet with national officials, herself, Christiansen, an Alaska State Senator; Al Ketzler, chair of the Tanana Chiefs Conference; and Don Wright, president of the Alaska Federation of Natives a week later. That meeting held on March 12, marked a turning-point in negotiations with the various parties. The proposed settlement terms faced challenges in both houses but found a strong ally in Senator Henry M. Jackson from Washington state. The most controversial issues that continued to hold up approval were methods for determining land selection by Alaska Natives and financial distribution.
With major petroleum dollars on the line, pressure mounted to achieve a definitive legislative resolution at the federal level. In 1971, the Alaska Native Claims Settlement Act was signed into law by President Nixon. It abrogated Native claims to aboriginal lands except those that are the subject of the law. In return, Natives retained up to of land and were paid $963 million. The land and money were to be divided among regional, urban, and village tribal corporations established under the law, often recognizing existing leadership.
Alaskan officials were originally divided on the bill, though by 1970, with Interior Secretary Walter Hickel, Governor William Egan, Representative Nick Begich & Senators Ted Stevens & Mike Gravel all backing the bill, the opposition died down. Stevens was particularly strongminded, and was key in the bill's passage. Stevens, a freshman Senator for most of the fight, would later remark: "ANCSA was my baptism of fire as a Senator from Alaska…. It didn’t occur to me that some Senators had the opportunity to ease into their jobs. Life in the Senate for me was fast-paced from the beginning…. With my experience working in the Department of the Interior and with the Statehood Act, and my faith in the determination and unity of purpose of Alaska’s Native people, I believed from the beginning that a settlement could be achieved…. My memories of the Congressional action as ANCSA took shape aren’t of a battle as much as they are of long hours of tough, hard negotiating, often two steps forward and one step back…"
Effect of land conveyances
In 1971, barely one million acres of land in Alaska were in private hands. ANCSA, together with section 6 of Alaska Statehood Act, which the new act allowed to come to fruition, affected ownership to about of land in Alaska once wholly controlled by the federal government. That is larger by than the combined areas of Maine, Vermont, New Hampshire, Massachusetts, Rhode Island, Connecticut, New York, New Jersey, Pennsylvania, Delaware, Maryland and Virginia.
When the bill passed in 1971, it included provisions that had never before been attempted in previous United States settlements with Native Americans. The newly passed Alaska Native Claims Settlement Act created twelve Native regional economic development corporations. Each corporation was associated with a specific region of Alaska and the Natives who had traditionally lived there. This innovative approach to native settlements engaged the tribes in corporate capitalism.
The idea originated with the AFN, who believed that the Natives would have to become a part of the capitalist system in order to survive. As stockholders in these corporations, the Natives could earn some income and stay in their traditional villages. If the corporations were managed properly, they could make profits that would enable individuals to stay, rather than having to leave Native villages to find better work. This was intended to help preserve Native culture.
Native and state land selection
Alaska Natives had three years from passage of ANCSA to make land selections of the granted under the act. In some cases Native corporations received outside aid in surveying the land. For instance, Doyon, Limited (one of the 13 regional corporations) was helped by the Geophysical Institute of the University of Alaska. The Institute determined which land contained resources such as minerals and coal. NASA similarly provided satellite imagery to aid in Native corporations finding areas most suited for vegetation and their traditional subsistence culture. The imagery showed locations of caribou and moose, as well as forests with marketable timber. In total about were analyzed for Doyon. Natives were able to choose tens of thousands of acres of land rich with timber while Doyon used mineral analysis to attract businesses.
The state of Alaska to date has been granted approximately 85% or of the land claims it has made under ANCSA. The state is entitled to a total of under the terms of the Statehood Act. Originally the state had 25 years after passage of the Alaska Statehood Act to file claims under section 6 of the act with the Bureau of Land Management (BLM). Amendments to ANCSA extended that deadline until 1994, with the expectation that BLM would complete processing of land transfers subject to overlapping Native claims by 2009. Nonetheless, some Native and state selections under ANCSA remained unresolved as late as December 2014.
Criticism of ANCSA
There was largely positive reaction to ANCSA, although not entirely. The act was supported by Natives as well as non-Natives, and likewise enjoyed bipartisan support. Natives were heavily involved in the legislative process, and the final draft of the act used many AFN ideas.
Some Natives have argued that ANCSA has hastened cultural genocide of Alaska Natives. Some Natives critiqued ANCSA as an illegitimate treaty since only tribal leaders were involved and the provisions of the act were not voted on by indigenous populations. One native described it as a social and political experiment. Critics have also argued that Natives so feared massacre or incarceration that they offered no resistance to the act.
Others have argued that the settlement was arguably the most generous afforded by the United States to a Native group. They note that some of the largest and most profitable corporations in the state are the twelve created by ANCSA. Other critics attacked the act as "Native welfare" and such complaints continue to be expressed.
The corporation system has been critiqued, as in some cases stockholders have sold land to outside corporations that have leveled forests and extracted minerals. But supporters of the system argue that it has provided economic benefits for indigenous peoples that outweigh these problems.
Selected provisions of ANCSA
Native claims in Alaska were extinguished by means of section 4 of ANCSA.
In exchange for abrogating Native claims, approximately one-ninth of the state's land plus $962.5 million were distributed to more than 200 local Alaska Native "village corporations" established under section 8, in addition to 12 land-owning for-profit Alaska Native "regional corporations" and a non-land-owning thirteenth corporation for Alaska Natives who had left the state established under section 6.
Of the compensation monies, $462.5 million was to come from the federal treasury and the rest from oil revenue-sharing.
Settlement benefits would accrue to those with at least one-fourth Native ancestry under sections 3(b) and 5(a).
Of the approximately 80,000 Natives enrolled under ANCSA, those living in villages (approximately two-thirds of the total) would receive 100 shares in both a village and a regional corporation.
The remaining one-third would be "at large" shareholders with 100 shares in a regional corporation with additional rights to revenue from regional mineral and timber resources.
The Alaska Native Allotment Act was revoked but with the proviso that pending claims under that act would continue to be processed under section 18. Successful applicants would be excluded under ANCSA by section 14(h)(5) from land to be used for a primary residence.
The twelve regional corporations within the state would administer the settlement.
A thirteenth corporation composed of Natives who had left the state would receive compensation but not land.
Surface rights to were patented to the Native village and regional corporations under sections 12(c), as well as 14(h)(1) and (8).
The surface rights to the patented land were granted to the village corporations and the subsurface right to the land were granted to the regional corporation, creating a split estate pursuant to section 14(f).
Alaska Native regional corporations
The following thirteen regional corporations were created under ANCSA:
Ahtna, Incorporated
The Aleut Corporation
Arctic Slope Regional Corporation
Bering Straits Native Corporation
Bristol Bay Native Corporation
Calista Corporation
Chugach Alaska Corporation
Cook Inlet Region, Inc.
Doyon, Limited
Koniag, Incorporated
NANA Regional Corporation
Sealaska Corporation
The 13th Regional Corporation
Additionally, most regions and some villages have created their own nonprofits providing social services and health care through grant funding and federal compacts. The objectives of these nonprofits are varied, but focus generally on cultural and educational activities. These include scholarships for Native students, sponsorship of cultural and artistic events, preservation efforts for Native languages, and protection of sites with historic or religious importance.
Alaska Native village and urban corporations
ANCSA created about 224 village and urban corporations. Below is a representative list of village and urban corporations created under ANCSA:
Ukpeaġvik Iñupiat Corporation, village corporation for Utqiaġvik
Bethel Native Corporation, village corporation for Bethel
Cape Fox Corporation, village corporation for Saxman
Deloycheet, Inc., village corporation for Holy Cross
Huna Totem Corporation, village corporation for Hoonah
Haida Corporation, village corporation for Hydaburg
Goldbelt, Inc., urban corporation for Juneau
Paug-Vik, Inc. Ltd., village corporation for Naknek
Chenega Corporation, village corporation for Chenega
Afognak Native Corporation, village corporation for Afognak and Port Lions
Kavilco Incorporated, village corporation for Kasaan
Klukwan, Inc., village corporation for Klukwan
The Kuskokwim Corporation , village corporation for Aniak, Crooked Creek, Georgetown, Kalskag, Lower Kalskag, Napaimute, Red Devil, Russian Mission, Sleetmute and Stony River
Natives of Kodiak, Inc., urban corporation for Kodiak
Ounalashka Corporation, village corporation for Unalaska
Ouzinkie Native Corporation, village corporation for Ouzinkie
Shee Atika, Incorporated, urban corporation for Sitka
See also
Alaska National Interest Lands Conservation Act
Alaska Statehood Act
Alaska Native Allotment Act
Alaska Land Transfer Acceleration Act
Emil Notti
Notes
References
Bibliography
Borneman, Walter R. Alaska: Saga of a Bold Land. Harper Perennial. (2004)
Dombrowski, Kirk. Against Culture: Development, Politics, and Religion in Indian Alaska U of Nebraska Press. (2001)
Haycox, Stephen. Alaska: An American Colony. University of Washington Press. (2006)
Haycox, Stephen. Frigid Embrace: Politics, Economics, and Environment in Alaska Oregon University Press. (2002)
Haynes, James B. "Land Selection and Development under the Alaska Native Claims Settlement Act," Arctic Institute of North America, Vol. 28–3, pp. 201–208 (September 1975)
Linxwiler, James D. "The Alaska Native Claims Settlement Act: The First Twenty Years," Proceedings from the 38th Annual Rocky Mountain Mineral Law Institute. (1992)
Roderick, Libby. Alaska Native Cultures and Issues: Responses to Frequently Asked Questions. University of Alaska Press. (2010)
Williams, Maria Sháa Tláa. The Alaska Native Reader: History, Culture, Politics. Duke University Press. (2009).
Worl, Rosita. "Reconstructing Sovereignty in Alaska," Cultural Survival Quarterly. (Fall 2001)
Further reading
Arnold, Robert D. Alaska Native Land Claims, (Alaska Native Foundation 1978).
Berry, Mary Clay. The Alaska Pipeline: The Politics of Oil and Native Land Claims, (Indiana University Press 1975).
Berger, Thomas R. Village Journey: The Report of the Alaska Native Review Commission, (Farrar, Straus and Giroux 1985).
Case, David S. Alaska Natives and American Laws, (University of Alaska Press 3d ed. 2012)
GAO Report: Increased Use of Alaska Native Corporations’ Special 8(a) Provisions Calls for Tailored Oversight (April 2006)
Kentch, Gavin. "A Corporate Culture? The Environmental Justice Challenges of the Alaska Native Claims Settlement Act". 81 Miss. L.J. 813 (2012)
Lazarus, Arthur Jr. "The Alaska Native Claims Settlement Act: A Flawed Victory," Law and Contemporary Problems. (Winter 1976)
London, J. Tate. "The "1991 Amendments" to the Alaska Native Claims Settlement Act: Protection for Native Lands?", 8 Stan. Envtl. L.J. 200. (1989)
Mitchell, Donald Craig. Sold American: The Story of Alaska Natives and Their Land, 1867-1959, (University of Alaska Press 2003).
Mitchell, Donald Craig. Take My Land Take My Life: The Story of Congress's Historic Settlement of Alaska Native Land Claims, 1960-1971, (University of Alaska Press 2001).
Morgan, Lael. Art and Eskimo Power: The Life and Times of Alaskan Howard Rock, (Epicenter Press 1988).
Senungetuk, Joseph E. Give or Take a Century: An Eskimo Chronicle, (The Indian Historian Press 1971).
"Settling the Alaska Native Claims Settlement Act", 38 Stan. L. Rev. 227 (1985).
External links
The Alaska Native Claims Settlement Act Resource Center
Alaska Native Land Claims Settlement Act of 1971
Revisiting the Alaska Native Claims Settlement Act (ANCSA)
Alaska Native Corporation Links
United States federal legislation articles without infoboxes
1971 in Alaska
1971 in American law
91st United States Congress |
3038 | https://en.wikipedia.org/wiki/Acid%E2%80%93base%20reaction | Acid–base reaction | In chemistry, an acid–base reaction is a chemical reaction that occurs between an acid and a base. It can be used to determine pH via titration. Several theoretical frameworks provide alternative conceptions of the reaction mechanisms and their application in solving related problems; these are called the acid–base theories, for example, Brønsted–Lowry acid–base theory.
Their importance becomes apparent in analyzing acid–base reactions for gaseous or liquid species, or when acid or base character may be somewhat less apparent. The first of these concepts was provided by the French chemist Antoine Lavoisier, around 1776.
It is important to think of the acid–base reaction models as theories that complement each other. For example, the current Lewis model has the broadest definition of what an acid and base are, with the Brønsted–Lowry theory being a subset of what acids and bases are, and the Arrhenius theory being the most restrictive.
Acid–base definitions
Historic development
The concept of an acid–base reaction was first proposed in 1754 by Guillaume-François Rouelle, who introduced the word "base" into chemistry to mean a substance which reacts with an acid to give it solid form (as a salt). Bases are mostly bitter in nature.
Lavoisier's oxygen theory of acids
The first scientific concept of acids and bases was provided by Lavoisier in around 1776. Since Lavoisier's knowledge of strong acids was mainly restricted to oxoacids, such as (nitric acid) and (sulfuric acid), which tend to contain central atoms in high oxidation states surrounded by oxygen, and since he was not aware of the true composition of the hydrohalic acids (HF, HCl, HBr, and HI), he defined acids in terms of their containing oxygen, which in fact he named from Greek words meaning "acid-former" (). The Lavoisier definition held for over 30 years, until the 1810 article and subsequent lectures by Sir Humphry Davy in which he proved the lack of oxygen in hydrogen sulfide (), hydrogen telluride (), and the hydrohalic acids. However, Davy failed to develop a new theory, concluding that "acidity does not depend upon any particular elementary substance, but upon peculiar arrangement of various substances". One notable modification of oxygen theory was provided by Jöns Jacob Berzelius, who stated that acids are oxides of nonmetals while bases are oxides of metals.
Liebig's hydrogen theory of acids
In 1838, Justus von Liebig proposed that an acid is a hydrogen-containing compound whose hydrogen can be replaced by a metal. This redefinition was based on his extensive work on the chemical composition of organic acids, finishing the doctrinal shift from oxygen-based acids to hydrogen-based acids started by Davy. Liebig's definition, while completely empirical, remained in use for almost 50 years until the adoption of the Arrhenius definition.
Arrhenius definition
The first modern definition of acids and bases in molecular terms was devised by Svante Arrhenius. A hydrogen theory of acids, it followed from his 1884 work with Friedrich Wilhelm Ostwald in establishing the presence of ions in aqueous solution and led to Arrhenius receiving the Nobel Prize in Chemistry in 1903.
As defined by Arrhenius:
An Arrhenius acid is a substance that ionises in water to form hydrogen ions (); that is, an acid increases the concentration of H+ ions in an aqueous solution.
This causes the protonation of water, or the creation of the hydronium () ion. Thus, in modern times, the symbol is interpreted as a shorthand for , because it is now known that a bare proton does not exist as a free species in aqueous solution. This is the species which is measured by pH indicators to measure the acidity or basicity of a solution.
An Arrhenius base is a substance that dissociates in water to form hydroxide () ions; that is, a base increases the concentration of ions in an aqueous solution. The Arrhenius definitions of acidity and alkalinity are restricted to aqueous solutions and are not valid for most non-aqueous solutions, and refer to the concentration of the solvent ions. Under this definition, pure and HCl dissolved in toluene are not acidic, and molten NaOH and solutions of calcium amide in liquid ammonia are not alkaline. This led to the development of the Brønsted–Lowry theory and subsequent Lewis theory to account for these non-aqueous exceptions.
The reaction of an acid with a base is called a neutralization reaction. The products of this reaction are a salt and water.
In this traditional representation an acid–base neutralization reaction is formulated as a double-replacement reaction. For example, the reaction of hydrochloric acid (HCl) with sodium hydroxide (NaOH) solutions produces a solution of sodium chloride (NaCl) and some additional water molecules.
The modifier (aq) in this equation was implied by Arrhenius, rather than included explicitly. It indicates that the substances are dissolved in water. Though all three substances, HCl, NaOH and NaCl are capable of existing as pure compounds, in aqueous solutions they are fully dissociated into the aquated ions and .
Example: baking soda
When combined with water, the sodium bicarbonate (baking soda, ) and acid salts react to produce gaseous carbon dioxide. Whether commercially or domestically prepared, the principles behind baking soda formulations remain the same. The acid–base reaction can be generically represented as shown:
The real reactions are more complicated because the acids are complicated. For example, starting with sodium bicarbonate and monocalcium phosphate (), the reaction produces carbon dioxide by the following stoichiometry:
A typical formulation (by weight) could call for 30% sodium bicarbonate, 5–12% monocalcium phosphate, and 21–26% sodium aluminium sulfate. Alternately, a commercial baking powder might use sodium acid pyrophosphate as one of the two acidic components instead of sodium aluminium sulfate. Another typical acid in such formulations is cream of tartar (), a derivative of tartaric acid.
Brønsted–Lowry definition
The Brønsted–Lowry definition, formulated in 1923, independently by Johannes Nicolaus Brønsted in Denmark and Martin Lowry in England, is based upon the idea of protonation of bases through the deprotonation of acids – that is, the ability of acids to "donate" hydrogen ions () otherwise known as protons to bases, which "accept" them.
An acid–base reaction is, thus, the removal of a hydrogen ion from the acid and its addition to the base. The removal of a hydrogen ion from an acid produces its conjugate base, which is the acid with a hydrogen ion removed. The reception of a proton by a base produces its conjugate acid, which is the base with a hydrogen ion added.
Unlike the previous definitions, the Brønsted–Lowry definition does not refer to the formation of salt and solvent, but instead to the formation of conjugate acids and conjugate bases, produced by the transfer of a proton from the acid to the base. In this approach, acids and bases are fundamentally different in behavior from salts, which are seen as electrolytes, subject to the theories of Debye, Onsager, and others. An acid and a base react not to produce a salt and a solvent, but to form a new acid and a new base. The concept of neutralization is thus absent. Brønsted–Lowry acid–base behavior is formally independent of any solvent, making it more all-encompassing than the Arrhenius model. The calculation of pH under the Arrhenius model depended on alkalis (bases) dissolving in water (aqueous solution). The Brønsted–Lowry model expanded what could be pH tested using insoluble and soluble solutions (gas, liquid, solid).
The general formula for acid–base reactions according to the Brønsted–Lowry definition is:
where HA represents the acid, B represents the base, represents the conjugate acid of B, and represents the conjugate base of HA.
For example, a Brønsted–Lowry model for the dissociation of hydrochloric acid (HCl) in aqueous solution would be the following:
The removal of from the produces the chloride ion, , the conjugate base of the acid. The addition of to the (acting as a base) forms the hydronium ion, , the conjugate acid of the base.
Water is amphoteric that is, it can act as both an acid and a base. The Brønsted–Lowry model explains this, showing the dissociation of water into low concentrations of hydronium and hydroxide ions:
This equation is demonstrated in the image below:
Here, one molecule of water acts as an acid, donating an and forming the conjugate base, , and a second molecule of water acts as a base, accepting the ion and forming the conjugate acid, .
As an example of water acting as an acid, consider an aqueous solution of pyridine, .
In this example, a water molecule is split into a hydrogen ion, which is donated to a pyridine molecule, and a hydroxide ion.
In the Brønsted–Lowry model, the solvent does not necessarily have to be water, as is required by the Arrhenius Acid–Base model. For example, consider what happens when acetic acid, , dissolves in liquid ammonia.
An ion is removed from acetic acid, forming its conjugate base, the acetate ion, . The addition of an ion to an ammonia molecule of the solvent creates its conjugate acid, the ammonium ion, .
The Brønsted–Lowry model calls hydrogen-containing substances (like ) acids. Thus, some substances, which many chemists considered to be acids, such as or , are excluded from this classification due to lack of hydrogen. Gilbert N. Lewis wrote in 1938, "To restrict the group of acids to those substances that contain hydrogen interferes as seriously with the systematic understanding of chemistry as would the restriction of the term oxidizing agent to substances containing oxygen." Furthermore, and are not considered Brønsted bases, but rather salts containing the bases and .
Lewis definition
The hydrogen requirement of Arrhenius and Brønsted–Lowry was removed by the Lewis definition of acid–base reactions, devised by Gilbert N. Lewis in 1923, in the same year as Brønsted–Lowry, but it was not elaborated by him until 1938. Instead of defining acid–base reactions in terms of protons or other bonded substances, the Lewis definition defines a base (referred to as a Lewis base) to be a compound that can donate an electron pair, and an acid (a Lewis acid) to be a compound that can receive this electron pair.
For example, boron trifluoride, is a typical Lewis acid. It can accept a pair of electrons as it has a vacancy in its octet. The fluoride ion has a full octet and can donate a pair of electrons. Thus
is a typical Lewis acid, Lewis base reaction. All compounds of group 13 elements with a formula can behave as Lewis acids. Similarly, compounds of group 15 elements with a formula , such as amines, , and phosphines, , can behave as Lewis bases. Adducts between them have the formula with a dative covalent bond, shown symbolically as ←, between the atoms A (acceptor) and D (donor). Compounds of group 16 with a formula may also act as Lewis bases; in this way, a compound like an ether, , or a thioether, , can act as a Lewis base. The Lewis definition is not limited to these examples. For instance, carbon monoxide acts as a Lewis base when it forms an adduct with boron trifluoride, of formula .
Adducts involving metal ions are referred to as co-ordination compounds; each ligand donates a pair of electrons to the metal ion. The reaction
can be seen as an acid–base reaction in which a stronger base (ammonia) replaces a weaker one (water)
The Lewis and Brønsted–Lowry definitions are consistent with each other since the reaction
is an acid–base reaction in both theories.
Solvent system definition
One of the limitations of the Arrhenius definition is its reliance on water solutions. Edward Curtis Franklin studied the acid–base reactions in liquid ammonia in 1905 and pointed out the similarities to the water-based Arrhenius theory. Albert F.O. Germann, working with liquid phosgene, , formulated the solvent-based theory in 1925, thereby generalizing the Arrhenius definition to cover aprotic solvents.
Germann pointed out that in many solutions, there are ions in equilibrium with the neutral solvent molecules:
solvonium ions: a generic name for positive ions. (The term solvonium has replaced the older term lyonium ions: positive ions formed by protonation of solvent molecules.)
solvate ions: a generic name for negative ions. (The term solvate has replaced the older term lyate ions: negative ions formed by deprotonation of solvent molecules.)
For example, water and ammonia undergo such dissociation into hydronium and hydroxide, and ammonium and amide, respectively:
Some aprotic systems also undergo such dissociation, such as dinitrogen tetroxide into nitrosonium and nitrate, antimony trichloride into dichloroantimonium and tetrachloroantimonate, and phosgene into chlorocarboxonium and chloride:
A solute that causes an increase in the concentration of the solvonium ions and a decrease in the concentration of solvate ions is defined as an acid. A solute that causes an increase in the concentration of the solvate ions and a decrease in the concentration of the solvonium ions is defined as a base.
Thus, in liquid ammonia, (supplying ) is a strong base, and (supplying ) is a strong acid. In liquid sulfur dioxide (), thionyl compounds (supplying ) behave as acids, and sulfites (supplying ) behave as bases.
The non-aqueous acid–base reactions in liquid ammonia are similar to the reactions in water:
Nitric acid can be a base in liquid sulfuric acid:
The unique strength of this definition shows in describing the reactions in aprotic solvents; for example, in liquid :
Because the solvent system definition depends on the solute as well as on the solvent itself, a particular solute can be either an acid or a base depending on the choice of the solvent: is a strong acid in water, a weak acid in acetic acid, and a weak base in fluorosulfonic acid; this characteristic of the theory has been seen as both a strength and a weakness, because some substances (such as and ) have been seen to be acidic or basic on their own right. On the other hand, solvent system theory has been criticized as being too general to be useful. Also, it has been thought that there is something intrinsically acidic about hydrogen compounds, a property not shared by non-hydrogenic solvonium salts.
Lux–Flood definition
This acid–base theory was a revival of the oxygen theory of acids and bases proposed by German chemist Hermann Lux in 1939, further improved by Håkon Flood circa 1947 and is still used in modern geochemistry and electrochemistry of molten salts. This definition describes an acid as an oxide ion () acceptor and a base as an oxide ion donor. For example:
This theory is also useful in the systematisation of the reactions of noble gas compounds, especially the xenon oxides, fluorides, and oxofluorides.
Usanovich definition
Mikhail Usanovich developed a general theory that does not restrict acidity to hydrogen-containing compounds, but his approach, published in 1938, was even more general than Lewis theory. Usanovich's theory can be summarized as defining an acid as anything that accepts negative species or donates positive ones, and a base as the reverse. This defined the concept of redox (oxidation-reduction) as a special case of acid–base reactions
Some examples of Usanovich acid–base reactions include:
Rationalizing the strength of Lewis acid–base interactions
HSAB theory
In 1963, Ralph Pearson proposed a qualitative concept known as the Hard and Soft Acids and Bases principle. later made quantitative with help of Robert Parr in 1984. 'Hard' applies to species that are small, have high charge states, and are weakly polarizable. 'Soft' applies to species that are large, have low charge states and are strongly polarizable. Acids and bases interact, and the most stable interactions are hard–hard and soft–soft. This theory has found use in organic and inorganic chemistry.
ECW model
The ECW model created by Russell S. Drago is a quantitative model that describes and predicts the strength of Lewis acid base interactions, . The model assigned and parameters to many Lewis acids and bases. Each acid is characterized by an and a . Each base is likewise characterized by its own and . The and parameters refer, respectively, to the electrostatic and covalent contributions to the strength of the bonds that the acid and base will form. The equation is
The term represents a constant energy contribution for acid–base reaction such as the cleavage of a dimeric acid or base. The equation predicts reversal of acids and base strengths. The graphical presentations of the equation show that there is no single order of Lewis base strengths or Lewis acid strengths.
Acid–base equilibrium
The reaction of a strong acid with a strong base is essentially a quantitative reaction. For example,
In this reaction both the sodium and chloride ions are spectators as the neutralization reaction,
does not involve them. With weak bases addition of acid is not quantitative because a solution of a weak base is a buffer solution. A solution of a weak acid is also a buffer solution. When a weak acid reacts with a weak base an equilibrium mixture is produced. For example, adenine, written as AH, can react with a hydrogen phosphate ion, .
The equilibrium constant for this reaction can be derived from the acid dissociation constants of adenine and of the dihydrogen phosphate ion.
The notation [X] signifies "concentration of X". When these two equations are combined by eliminating the hydrogen ion concentration, an expression for the equilibrium constant, is obtained.
Acid–alkali reaction
An acid–alkali reaction is a special case of an acid–base reaction, where the base used is also an alkali. When an acid reacts with an alkali salt (a metal hydroxide), the product is a metal salt and water. Acid–alkali reactions are also neutralization reactions.
In general, acid–alkali reactions can be simplified to
by omitting spectator ions.
Acids are in general pure substances that contain hydrogen cations () or cause them to be produced in solutions. Hydrochloric acid () and sulfuric acid () are common examples. In water, these break apart into ions:
The alkali breaks apart in water, yielding dissolved hydroxide ions:
See also
Acid–base titration
Deprotonation
Donor number
Electron configuration
Gutmann–Beckett method
Lewis structure
Nucleophilic substitution
Neutralization (chemistry)
Protonation
Redox reactions
Resonance (chemistry)
Notes
References
Sources
External links
Acid–base Physiology – an on-line text
John W. Kimball's online biology book section of acid and bases.
Acids
Bases (chemistry)
Chemical reactions
Equilibrium chemistry |
3040 | https://en.wikipedia.org/wiki/Abu%20al-Faraj%20al-Isfahani | Abu al-Faraj al-Isfahani | Ali ibn al-Husayn al-Iṣfahānī (), also known as Abul-Faraj, (full form: Abū al-Faraj ʿAlī ibn al-Ḥusayn ibn Muḥammad ibn Aḥmad ibn al-Ḥaytham al-Umawī al-Iṣfahānī) (897-967CE / 284–356AH) was a writer, historian, genealogist, poet, musicologist and scribe. He was of Arab-Quraysh origin and mainly based in Baghdad. He is best known as the author of Kitab al-Aghani ("The Book of Songs"), which includes information about the earliest attested periods of Arabic music (from the seventh to the ninth centuries) and the lives of poets and musicians from the pre-Islamic period to al-Isfahani's time. Given his contribution to the documentation of the history of Arabic music, al-Isfahani is characterised by George Sawa as "a true prophet of modern ethnomusicology".
Dates
The commonly accepted dates of al-Isfahani's birth and death are 897–898 and 967, based on the dates given by al-Khatib al-Baghdadi which itself based its information on the testimony of al-Isfahani's student, Muhammad ibn Abi al-Fawaris. However, the credibility of these dates is to be treated with caution. No source places his death earlier than 967, but several place it later. These dates are at odds with a reference in the Kitab Adab al-ghuraba ("The Book of the Etiquettes of Strangers"), attributed to al-Isfahani, to his being in the prime of youth (fi ayyam al-shabiba wa-l-siba) in 967. Calculation of the approximate dates of his birth and death through the life spans of his students and his direct informants suggests that he was born before 902 and died after 960.
Biography
Abu al-Faraj al-Isfahani was born in Isfahan, Persia (present-day Iran) but spent his youth and undertook his early studies in Baghdad (present-day Iraq). He was a direct descendant of the last of the Umayyad caliphs, Marwan II, and was thus connected with the Umayyad rulers in al-Andalus, and seems to have kept up a correspondence with them and to have sent them some of his works. He became famous for his knowledge of early Arabian antiquities.
His later life was spent in various parts of the Islamic world, including in Aleppo with its Hamdanid governor Sayf ad-Dawlah (to whom he dedicated the Book of Songs), and in Ray with the Buwayhid vizier Ibn 'Abbad.
Family
The epithet, al-Isfahani, refers to the city, Isfahan, on the Iranian plateau. Instead of indicating al-Isfahani's birthplace, this epithet seems to be common to al-Isfahani's family. Every reference al-Isfahani makes to his paternal relatives includes the attributive, al-Isfahani. According to Ibn Hazm (994–1064), some descendants of the last Umayyad caliph, Marwan b. Muhammad (691–750), al-Isfahani's ancestor, settled in Isfahan. However, it has to be borne in mind that the earliest information available regarding al-Isfahani's family history only dates to the generation of his great-grandfather, Ahmad b. al-Ḥaytham, who settled in Samarra sometime between 835–6 and 847.
Based on al-Isfahani's references in the Kitab al-Aghani (hereafter, the Aghani), Ahmad b. al-Haytham seems to have led a privileged life in Sāmarrāʾ, while his sons were well-connected with the elite of the Abbasid capital at that time. His son, Abd al-Aziz b. Ahmad, was "one of the high ranking scribes in the days of al-Mutawakkil (r. 847–861) (min kibār al-kuttāb fī ayyām al-Mutawakkil)". Another son, Muhammad b. Ahmad (viz. al-Isfahani's grandfather), was associated with Abbasid officials, the vizier Ibn al-Zayyāt (d. 847), the scribe Ibrahim b. al-Abbas al-Ṣūlī (792–857), and the vizier Ubaydallah b. Sulayman (d. 901), along with the Ṭālibid notables, including al-Husayn b. al-Husayn b. Zayd, who was the leader of the Banu Hashim. The close ties with the Abbasid court continued with Muhammad's sons, al-Hasan and al-Husayn (al-Isfahani's father).
In various places in the Aghani, al-Isfahani refers to Yahya b. Muhammad b. Thawaba (from the Al Thawaba) as his grandfather on his mother's side. It is often suggested that the family of Thawaba, being Shi'i, bequeathed their sectarian inclination to al-Isfahani. However, the identification of the Thawaba family as Shi'is is only found in a late source, Yaqut's (1178–1225) work. While many elite families working under the Abbasid caliphate were Shi'i-inclined, indeed allied with Alids or their partisans, there is no evidence that members of the Thawaba family embraced an extreme form of Shi'ism.
In summary, al-Isfahani came from a family well-entrenched in the networks of the Abbasid elite, which included the officials and the Alids. Despite the epithet, al-Isfahani, it does not seem that the Isfahani family had a strong connection with the city of Isfahan. Rather, the family was mainly based in Sāmarrāʾ, from the generation of Ahmad b. al-Ḥaytham, and then Baghdad.
In the seats of the caliphate, a few members of the al-Isfahani family worked as scribes, while maintaining friendship or alliance with other scribes, viziers and notables. Like many of the court elite, al-Isfahani's family maintained an amicable relationship with the offspring of Ali and allied with families, such as the Thawaba family, sharing their veneration of Ali and Alids. However, it is hard to pinpoint such a reverential attitude towards Alids in terms of sectarian alignment, given the scanty information about al-Isfahani's family and the fluidity of sectarian identities at the time.
Education and career
The Isfahani family's extensive network of contacts is reflected in al-Isfahani's sources. Among the direct informants whom al-Isfahani cites in his works, are members of his own family, who were further connected to other notable families, the Al Thawaba, the Banū Munajjim, the Yazīdīs, the Ṣūlīs, the Banū Ḥamdūn, the Ṭāhirids, the Banū al-Marzubān and the Ṭālibids.
Given that al-Isfahani and his family very likely settled in Baghdad around the beginning of the tenth century, he interacted with a considerable number of the inhabitants of or visitors to that city, including: Jaḥẓa (d. 936), al-Khaffāf, Ali b. Sulaymān al-Akhfash (d. 927/8), and Muhammad b. Jarir al-Ṭabari (d. 922). Like other scholars of his time, al-Isfahani travelled in pursuit of knowledge. Although the details are insufficient to establish the dates of his journeys, based on the chains of transmission (asānīd, sing. isnād) al-Isfahani cites consistently and meticulously in every report, it is certain that he transmitted from ʿAbd al-Malik b. Maslama and ʿĀṣim b. Muhammad in Antakya; ʿAbdallāh b. Muhammad b. Ishaq in Ahwaz; and Yahya b. Aḥmad b. al-Jawn in Raqqa. If we accept the attribution of the Kitab Adab al-ghuraba to al-Isfahani, he once visited Baṣra as well as Ḥiṣn Mahdī, Mattūth, and Bājistrā. Yet, none of these cities seems to have left as much of an impact on al-Isfahani as Kūfa and Baghdad did. While al-Isfahani's Baghdadi informants were wide-ranging in their expertise as well as sectarian and theological tendencies, his Kūfan sources can be characterised as either Shi'i or keen on preserving and disseminating memories that favoured Ali and his family. For example, Ibn ʿUqda (d. 944), mentioned in both the Aghānī and the Maqātil, was invariably cited for the reports about the Alids and their merits.
The journey in search for knowledge taken by al-Isfahani may not be particularly outstanding by the standard of his time, but the diversity of his sources' occupations and expertise is impressive. His informants can be assigned into one or more of the following categories: philologists and grammarians; singers and musicians; booksellers and copyists (sahhafun or warraqun, sing. sahhaf or Warraq); friends; tutors (muʾaddibūn, sing. muʾaddib); scribes (kuttāb, sing. kātib); imams or preachers (khuṭabāʾ, sing. khaṭīb); religious scholars (of the ḥadīth, the Qurʾānic recitations and exegeses, or jurisprudence) and judges; poets; and akhbārīs (transmitters of reports of all sorts, including genealogical, historical, and anecdotal reports). The variety of the narrators and their narrations enriched al-Iṣfahānī's literary output, which covers a wide range of topics from amusing tales to the accounts of the Alids' martyrdom. His erudition is best illustrated by Abu Ali al-Muhassin al-Tanukhi's (941–994) comment: "With his encyclopaedic knowledge of music, musicians, poetry, poets, genealogy, history, and other subjects, al-Iṣfahānī established himself as a learned scholar and teacher."
He was also a scribe and this is not surprising, given his families’ scribal connections, but the details of his kātib activities are rather opaque. Although both al-Tanūkhī and al-Baghdādī refer to al-Isfahani with the attribute, kātib, they mention nothing of where he worked or for whom. The details of his occupation as a scribe only came later, with Yaqut, many of whose reports about al-Isfahani prove problematic. For instance, a report from Yaqut claims that al-Isfahani was the scribe of Rukn al-Dawla (d. 976) and mentions his resentment towards Abū al-Faḍl b. al-ʿAmīd (d. 970). However, the very same report was mentioned by Abū Ḥayyān al-Tawḥīdī (active tenth century) in his Akhlāq al-wazīrayn, where the scribe of Rukn al-Dawla is identified as Abū al-Faraj Ḥamd b. Muhammad, not Abū al-Faraj al-Isfahani. Thus, it is hard to know with certainty how and where al-Isfahani was engaged in his capacity as a kātib. Nevertheless, al-Isfahani's association with the vizier, Abū Muḥammad al-Muhallabī (903–963), is well-documented. The friendship between the two began before al-Muhallabī's became vizier in 950. The firm relationship between them is supported by al-Isfahani's poetry collected by al-Thaʿālibī (961–1038): half of the fourteen poems are panegyrics dedicated to al-Muhallabī. In addition, al-Isfahani's own work, al-Imāʾ al-shawāʿir (“Enslaved Women Who Composed Poetry”), is dedicated to the vizier, presumably, al-Muhallabī. His no longer surviving Manājīb al-khiṣyān (“The Noble Eunuchs”), which addresses two castrated male singers owned by al-Muhallabī, was composed for him. His magnum opus, the Aghānī, was very likely intended for al-Muhallabī, as well. In return for his literary efforts, according to al-Tanūkhī, al-Isfahani frequently received rewards from the vizier. Furthermore, for the sake of their long-term friendship and out of his respect for al-Isfahani's genius, al-Muhallabī exceptionally tolerated al-Isfahani's uncouth manners and poor personal hygiene. The sources say nothing about al-Isfahani's fate after al-Muhallabī's death. In his last years, according to his student, Muhammad b. Abī al-Fawāris, he suffered from senility (khallaṭa).
Personality, preferences, and beliefs
As a friend, al-Isfahani was unconventional in the sense that he did not seem to have been bothered to observe the social decorum of his time, as noted by a late biographical source: with his uncleanliness and gluttony, he presented a counterexample to elegance (ẓarf), as defined by one of his teachers, Abu al-Ṭayyib al-Washshāʾ (d. 937). His unconformity to the social norms did not hinder him from being part of al-Muhallabī's entourage or participation in the literary assemblies, but, inevitably, it resulted in frictions with other scholars and detraction by his enemies. Although al-Isfahani appeared eccentric to his human associates, he was a caring owner of his cat, named Yaqaq (white): he treated Yaqaq's colic (qulanj) with an enema (al-ḥuqna).
In contrast to his personal habits, al-Isfahani's prose style is lucid, “in clear and simple language, with unusual sincerity and frankness”. Al-Isfahani's capacity as a writer is well illustrated by Abu Deeb, who depicts al-Isfahani as "one of the finest writers of Arabic prose in his time, with a remarkable ability to relate widely different types of aḵbār in a rich, lucid, rhythmic, and precise style, only occasionally exploiting such formal effects as saǰʿ (rhyming prose). He was also a fine poet with an opulent imagination. His poetry displays preoccupations similar to those of other urban poets of his time". His pinpoint documentation of asānīd and meticulous verification of information, provided in all his works, embody a truly scholarly character. Usually, in his treatment of a subject or an event, al-Isfahani lets his sources speak, but, occasionally, he voices his evaluation of poems and songs, as well as their creators. When dealing with conflicting reports, al-Isfahani either leaves his readers to decide or issues his judgement as to the most credible account. Yet, he frankly condemns sources whom he holds to be unreliable, for instance, Ibn Khurdādhbih on musicological information and Ibn al-Kalbī on genealogy. Indeed, al-Isfahani assesses his source material with a critical eye, while striving to present a more balanced view on his biographies, by focusing on their merits instead of elaborating on their flaws.
That said, al-Isfahani's personal preferences and sectarian partisanship are not absent from his works. In terms of music and songs, al-Isfahani favours Ishaq b. Ibrahim al-Mawsili (772–850). In al-Isfahani's view, Ishaq b. Ibrahim was a multi-talented man, who excelled in a number of subjects, but, most importantly, music. Ishaq b. Ibrahim, as a collector of the reports about poets and singers, is an important source in his Aghānī. Besides being a mine of information, Ishaq b. Ibrahim's terminology for the description of the melodic modes is preferred over that of his opponent, Ibrahim ibn al-Mahdi (779–839), and adopted by al-Isfahani in his Aghani. Furthermore, al-Isfahani embarked on the compilation of the Aghānī because he was commissioned by his patron to reconstruct the list of the exquisite songs selected by Ishaq. In other words, the raison d’etre of the Aghānī is partly related to al-Isfahani's idol, Ishaq b. Ibrahim, and its information about singers, songs and performance owes a tremendous amount to him. Al-Isfahani's admiration for scholars or men of letters can be detected from time to time, usually in the passing comments in the chains of transmission. Yet al-Isfahani outspokenly expresses his admiration, in some cases, such as that of Ibn al-Muʿtazz (862–909).
As an Umayyad by ancestry, al-Isfahani's later biographers mention his Shi'i affiliation with surprise. Yet, in the light of the history of the family's connections with the Abbasid elite of Shi'i inclination and the Ṭālibids, and of his learning experience in Kūfa, his Shi'i conviction is understandable. Al-Tusi (995–1067) is the only early source specifying the exact sect to which al-Isfahani belonged in the fluid Shi'i world: he was a Zaydī. Although al-Ṭūsī's view is widely accepted, its veracity is not beyond doubt. Al-Isfahani does not seem to have been informed of the latest Zaydī movements in Yemen and Ṭabaristān during his life, while his association with the Kūfan Zaydī community, which to some degree became less distinguishable from the Sunnīs, is yet to be studied in depth. It is clear, based on examination of how al-Isfahani amended the reports at his disposal, that he honoured Ali, who played a far more prominent role in his works than the first three caliphs, and some of his descendants, including Zaydi Shi'ism's eponym, Zayd ibn Ali (694–740), by presenting them positively, while, in some cases, leaving their enemies’ rectitude in question. In spite of that, al-Isfahani is neither keen to identify the imams in the past, nor discuss the qualities of an imam.{{efn|The Zaydī writings in the late ninth and early tenth centuries more or less devote discussion to the role and qualities of imam; see, for example:
{{sfn|ref=Majmūʿ Rasāʾil|Yaḥyā, Majmūʿ Rasāʾil|p=431–432}} al-Ḥādī ilā al-Ḥaqq also singled out a line of the Zaydi imams up till his time in his Kitab al-Ahkam; see:}} As a matter of fact, he hardly uses the word, not even applying it to Zayd b. Ali. Furthermore, he does not unconditionally approve any Alid revolt and seems lukewarm towards the group he refers to as Zaydis. Taken together, al-Isfahani's Shi'i conviction is better characterised as moderate love for Ali without impugning the dignity of the caliphs before him.
Legacy
Al-Isfahani authored a number of works, but only a few survive. Three of them are preserved through quotations: al-Qiyan ("The Singing Girls Enslaved by Men"), al-Diyarat ("The Monasteries"), and Mujarrad al-aghani (“The Abridgement of the Book of Songs”). A fragment of the Mujarrad al-aghani is found in Ibn Abi Uṣaybi'a's ʿUyun al-anba' fi tabaqat al-atibbaʾ, which quotes a poem by the caliph, al-Maʾmūn (r. 813–833), which was arranged as a song by Mutayyam. The first two have been reconstructed and published by al-ʿAtiyya, who collected and collateed the passages from later works that quote from al-Isfahani. The former, al-Qiyān, is a collection of the biographies of the enslaved singing girls. In it, al-Isfahani provided the basic information about the biographical subjects, the men who enslaved them, and their interaction with poets, notables such as caliphs, and their admirers, with illustration of their poetic and/or musical talents. The latter, al-Diyārāt, provides information related to monasteries, with the indication of their geographical locations and, sometimes, history and topographical characteristics. However, it is questionable to what extent the reconstructed editions can represent the original texts, since the passages, which quote al-Isfahani as a source for the given subject and are thus included by the editor, seldom identify the titles of the works.
Four works survive in manuscripts and have been edited and published: Maqātil al-Ṭālibīyīn ("The Ṭālibid Martyrs"), Kitab al-Aghani ("The Book of the Songs"), Adab al-ghuraba ("The Etiquettes of the Strangers"), and al-Ima al-shawair ("The Enslaved Women Who Composed Poetry"). As noted above, al-Isfahani's authorship of the Adab al-ghurabaʾ is disputed. The author, whoever he may have been, mentions in the preface his sufferings from the hardship of time and vicissitude of fate, and the solace which he seeks through the stories of bygone people. Hence, he collects in the Adab al-ghuraba the reports about the experiences of strangers; those away from their homes or their beloved ones. Some of the stories centre on the hardship which strangers, anonymous or not, encountered in their journey or exile, usually shown in the epigrams written on monuments, rocks, or walls. Others relate excursions to the monasteries for drinking.
The al-Imāʾ al-shawāʿir was composed at the order of the vizier al-Muhallabī, al-Isfahani's patron, who demanded the collection of the reports about the enslaved women who composed poetry from the Umayyad to the Abbasid periods. Al-Isfahani confesses that he could not find any noteworthy poetess in the Umayyad period, because the people at that time were not impressed with verses featuring tenderness and softness. Thus, he only records the Abbasid poetesses, with mention of the relevant fine verses or the pleasant tales, and arranges them in chronological order. There are 31 sections, addressing 32 poetesses, most of which are short and usually begin with al-Isfahani's summary of the subject.
The Maqātil al-Ṭālibīyīn is a historical-biographical compilation concerning the descendants of Abu Talib, who died by being killed, poisoned to death in a treacherous way, on the run from the rulers’ persecution, or confined until death. The Maqātil literature was rather common, particularly amongst Shi'is, before al-Isfahani and he used many works of this genre as sources for the Maqātil al-Ṭālibīyīn. Al-Isfahani does not explain the motivation behind this compilation nor mention to whom they were dedicated, but according to the preface of this work, he sets out as a condition to recount the reports about the Ṭālibids who were “praiseworthy in their conduct and rightly guided in their belief (maḥmūd al-ṭarīqa wa-sadīd al-madhhab)”.
Like the al-Imāʾ, the work is structured in chronological order, beginning with the first Ṭālibī martyr, Jaʿfar b. Abī Ṭālib, and ends in the year of its compilation, August 925 (Jumādā I 313). For each biographical entry, al-Isfahani gives the full name, the lineage (sometimes adding the maternal side). Less often, he additionally gives the virtues and personal traits of the subject and other material he thinks noteworthy, for example the prophetic ḥadīth about, or transmitted by, the subject of the biography in question. Then, al-Isfahani gives the account of the death which, more often than not, constitutes the end of the entry. Sometimes poetry for or by the subject is attached. The Maqātil was used as a reliable source of information by many Shi'i and non-Shi'i compilers of the following centuries.
The Kitab al-Aghani, al-Isfahanis best known work, is an immense compilation, including songs provided with musical indications (melodic modes and meters of songs), the biographies of poets and musicians of different periods in addition to historical material. As noted above, al-Isfahani embarks on compiling the Aghani first under the command of a patron, whom he calls ra'is (chief), to reconstruct the list of one hundred fine songs, selected by Ishaq b. Ibrahim. Due to an obscure report in Yaqut's Mu'jam, this raʾīs is often assumed to be Sayf al-Dawla al-Ḥamdānī (r. 945–967), but recent studies suggest that a more plausible candidate for the dedication of the Aghani is the vizier al-Muhallabī.
The Aghani is divided into three parts: first, The Hundred Songs (al-mi'a al-ṣawt al-mukhtara) and other song collections; second, the songs of the caliphs and of their children and grandchildren (aghani al-khulafa wa-awladihim wa-awlad awladihim); and third, al-Isfahanis selection of songs. The articles in each part are arranged based on different patterns, but it is mostly the song which introduces the articles on biographies or events. The Kitab al-Aghani is not the first book or collection of songs in Arabic, but it can be asserted that it is the most important one, for it "is a unique mine of information not only on hundreds of song texts with their modes and meters, but also on the lives of their poets and composers, and on the social context of music making in early Islam and at the courts of the caliphs in Damascus and Baghdad". Because of al-Isfahani's pedantic documentation of his sources, the Kitab al-Aghani can also be used to reconstruct earlier books of songs or biographical dictionaries on musicians that are otherwise lost.
As for the works that did not survive, based on their contents, as implied by their titles, they can be divided into the following categories:
The genealogical works: Nasab Bani Abd Shams ("The Genealogy of the Banu Abd Shams"), Jamharat al-nasab ("The Compendium of Genealogies"), Nasab Bani Shayban ("The Genealogy of the Banu Shayban"), and Nasab al-Mahaliba ("The Genealogy of the Muhallabids"), this last probably dedicated to his patron, the vizier al-Muhallabi.
The reports about specified or unspecified topics, such as Kitab al-Khammarin wa-l-khammarat ("The Book of Tavern-Keepers, Male and Female"), Akhbar al-tufayliyin ("Reports about Party Crashers"), al-Akhbar wa-l-nawadir ("The Reports and Rare Tales"), and Ayyam al-arab ("The Battle-Days of the Arabs"), which mentions 1700 days of the pre-Islamic tribal battles and was in circulation only in Andalusia.
The reports about music, musicians and singers: the aforementioned Manajib al-khisyan ("The Noble Eunuchs"), Akhbzr Jahza al-Barmaki ("The Reports concerning Jahza al-Barmaki"), al-Mamalik al-shu'ara ("The Slave Poets"), Adab al-samz ("The Etiquettes of Listening to Music"), and Risala fi 'ilal al-nagham ("The Treatise on the Rules of Tones").
There are two works, only mentioned by al-Tusi: Kitab ma nazala min al-Qur'an fi amir al-mu'minīn wa-ahl baytih 'alayhim al-salam ("The Book about the Qur'anic Verses Revealed regarding the Commander of the Faithful and the People of His Family, Peace upon Them") and Kitab fihi kalam Fatima alayha al-salam fi Fadak ("The Book concerning the Statements of Fāṭima, Peace upon Her, regarding Fadak"). Should the attribution of these two works to al-Isfahani be correct, together with the Maqatil al-Talibiyin, they reveal al-Isfahani's Shi'i partisanship.
Works
Al-Isfahani is best known as the author of Kitab al-Aghani ("The Book of Songs"), an encyclopaedia of over 20 volumes and editions. However, he additionally wrote poetry, an anthology of verses on the monasteries of Mesopotamia and Egypt, and a genealogical work.Kitāb al-Aġānī () 'Book of Songs', a collection of Arabic chants rich in information on Arab and Persian poets, singers and other musicians from the 7th to the 10th centuries of major cities such as Mecca, Damascus, Isfahan, Rey, Baghdād and Baṣrah. The Book of Songs contains details of the ancient Arab tribes and courtly life of the Umayyads and provides a complete overview of the Arab civilization from the pre-Islamic Jahiliyya era, up to his own time. Abu ‘l-Faraj employs the classical Arabic genealogical device, or isnad, (chain of transmission), to relate the biographical accounts of the authors and composers. Although originally the poems were put to music, the musical signs are no longer legible. Abu ‘l-Faraj spent in total 50 years creating this work, which remains an important historical source.
The first printed edition, published in 1868, contained 20 volumes. In 1888 Rudolf Ernst Brünnow published a 21st volume being a collection of biographies not contained in the Bulāq edition, edited from manuscripts in the Royal Library of Munich.Maqātil aṭ-Ṭālibīyīn (}), Tālibid Fights, a collection of more than 200 biographies of the descendants of Abu Talib ibn Abd al-Muttalib, from the time of the Prophet Muhammad to the writing of the book in 925/6, who died in an unnatural way. As Abul-Faraj said in the foreword to his work, he included only those Tālibids who rebelled against the government and were killed, slaughtered, executed or poisoned, lived underground, fled or died in captivity. The work is a major source for the Umayyad and Abbāsid Alid uprisings and the main source for the Hashimite meeting that took place after the assassination of the Umayyad Caliph al-Walīd II in the village of al-Abwā' between Mecca and Medina. At this meeting, al-'Abdallah made the Hashimites pledge an oath of allegiance to his son Muhammad al-Nafs al-Zakiyya as the new Mahdi. Kitāb al-Imā'āš-šawā'ir'' () 'The Book of the Poet-slaves', a collection of accounts of poetic slaves of the Abbasid period.
See also
List of Arab scientists and scholars
List of Iranian scientists and scholars
Notes
References
Works cited
897 births
967 deaths
10th-century Arabic-language writers
10th-century biographers
10th-century historians from the Abbasid Caliphate
10th-century non-fiction writers
Arab historians
Arabic-language poets
Persian Arabic-language poets
Encyclopedists of the medieval Islamic world
Genealogists
Writers from Isfahan
Poets from the Abbasid Caliphate
People from the Hamdanid emirate of Aleppo
Sayf al-Dawla
Zaydis
Umayyad dynasty
Musicians from the Abbasid Caliphate
Buyid-period poets
Historians under the Buyid dynasty
10th-century Shia Muslims |
3052 | https://en.wikipedia.org/wiki/Alameda%2C%20California | Alameda, California | Alameda ( ; ; Spanish for "tree-lined path") is a city in Alameda County, California, United States, located in the East Bay region of the Bay Area. The city is primarily located on Alameda Island, but also spans Bay Farm Island and Coast Guard Island, as well as a few other smaller islands in San Francisco Bay. As of the 2020 census, the city's population was 78,280.
History
Spanish and Mexican era
Alameda occupies what was originally a peninsula connected to Oakland. Much of it was low-lying and marshy. The higher ground nearby and adjacent parts of what is now downtown Oakland were the site of one of the largest coastal oak forests in the world. Spanish colonists called the area Encinal, meaning "forest of evergreen oak". Alameda is Spanish for "grove of poplar trees" or "tree-lined avenue". It was chosen as the name of the city in 1853 by popular vote.
The inhabitants at the time of the arrival of the Spanish in the late 18th century were a local band of the Ohlone tribe. The peninsula was included in the vast Rancho San Antonio granted in 1820 to Luis Peralta by the Spanish king who claimed California. The grant was later confirmed by the Republic of Mexico upon its independence in 1821 from Spain.
Over time, the place became known as Bolsa de Encinal or Encinal de San Antonio.
Post-Conquest era
The city was founded on June 6, 1853, after the United States acquired California following the Mexican–American War of 1848. The town originally contained three small settlements. "Alameda" referred to the village at Encinal and High streets, Hibbardsville was located at the North Shore ferry and shipping terminal, and Woodstock was on the west near the ferry piers of the South Pacific Coast Railroad and the Central Pacific. Eventually, the Central Pacific's ferry pier became the Alameda Mole. The borders of Alameda were made coextensive with the island in 1872, incorporating Woodstock into Alameda. In his autobiography, writer Mark Twain described Alameda as "The Garden of California."
The first post office opened in 1854. The first school, Schermerhorn School, was opened in 1855 (and eventually renamed as Lincoln School). The San Francisco and Alameda Railroad opened the Encinal station in 1864. The early formation of the Park Street Historic Commercial District (or downtown) was centered near the train lines. Encinal's own post office opened in 1876, was renamed West End in 1877, and closed in 1891. On September 6, 1869, the Alameda Terminal made history; it was the site of the arrival of the first train via the First transcontinental railroad to reach the shores of San Francisco Bay, thus achieving the first coast to coast transcontinental railroad in North America.
The Croll Building, on the corner of Webster Street and Central Avenue, was the site of Croll's Gardens and Hotel, used as training quarters for some of the most popular fighters in boxing from 1883 to 1914. Jack Johnson and several other champions all stayed and trained here.]
The need for expanded shipping facilities and increased flow of current through the estuary led to the dredging of a tidal canal through the marshland between Oakland and Alameda. Construction started in 1874, but it was not completed until 1902, resulting in Alameda becoming an island.
Modern era
In 1917, a private entertainment park called Neptune Beach was built in the area now known as Crab Cove, which became a major recreation destination in the 1920s and 1930s. Both the American snow cone and the popsicle were first sold at Neptune Beach. The Kewpie doll became the original prize for winning games of chance at the beach – another Neptune Beach innovation. The park closed down in 1939.
The Alameda Works Shipyard was one of the largest and best-equipped shipyards in the country. Together with other industrial facilities, it became part of the defense industry buildup before and during World War II, which attracted many migrants from other parts of the United States for the high-paying jobs. In the 1950s, Alameda's industrial and shipbuilding industries thrived along the Alameda Estuary.
In the early 21st century, the Port of Oakland, across the estuary, has become one of the largest ports on the West Coast. Its operators use shipping technologies originally experimented within Alameda. As of March 21, 2006, Alameda is a "Coast Guard City", one of seven then designated in the country. As of 2018, it is one of twenty-one within the country.
In addition to the regular trains running to the Alameda Mole, Alameda was also served by local steam commuter lines of the Southern Pacific (initially, the Central Pacific). Alameda was the site of the Southern Pacific's West Alameda Shops, where all the electric trains were maintained and repaired. These were later adapted as the East Bay Electric Lines. The trains ran to both the Oakland Mole and the Alameda Mole.
In the 1930s Pan American Airways established a seaplane port along with the fill that led to the Alameda Mole, the original home base for the China Clipper flying boat. In 1929, the University of California established the San Francisco Airdrome located near the current Webster Street tube as a public airport. The Bay Airdrome had its gala christening party in 1930. The Airdrome was closed in 1941 when its air traffic interfered with the newly built Naval Air Station Alameda (NAS Alameda).
In the late 1950s, the Utah Construction Company began a landfill beyond the Old Sea Wall and created South Shore.
On February 7, 1973, a USN Vought A-7E Corsair II fighter jet on a routine training mission from Lemoore Naval Air Station suddenly caught fire above the San Francisco Bay, crashing into the Tahoe Apartments in Alameda. Eleven people, including pilot Lieutenant Robert Lee Ward, died in the crash and fire.
Geography
Alameda's nickname is "The Island City" (or simply "the island"). The current city occupies three islands as well as a small section of the mainland. Today, the city consists of the main original section, with the former Naval Air Station Alameda (NAS Alameda) at the west end of Alameda Island, Southshore along the southern side of Alameda Island, and Bay Farm Island, which is part of the mainland proper.
The area of the former NAS is now known as "Alameda Point." The Southshore area is separated from the main part of Alameda Island by a lagoon; the north shore of the lagoon is located approximately where the original south shore of the island was. Alameda Point and Southshore are built on bay fill.
Not all of Alameda Island is part of the City of Alameda; a small portion of a dump site west of the former runway at Alameda Naval Air Station extends far enough into San Francisco Bay that it is over the county line and therefore part of the City and County of San Francisco.
Coast Guard Island, a small island between Alameda Island and Oakland, is also part of Alameda and is the home of Integrated Support Command Alameda.
Ballena Isle, an even smaller island, is also part of Alameda.
Climate
This region experiences warm (but not hot), dry summers, and cool (but not cold), wet winters. According to the Köppen climate classification system, Alameda has a warm-summer Mediterranean climate, abbreviated "Csb" on climate maps. Annual precipitation is about , all rain (snow is extremely rare at sea level in the San Francisco Bay Area).
Hazards
The low-lying island has seen sea-level and groundwater level rise threaten its infrastructure and people not just through flooding events, but through the increased liquefaction risk from more saturated soils. The locations of increasing groundwater-induced risks and flooding risks (such as from another megaflood) may be most precise in private insurance company maps.
Demographics
2010
The 2010 United States Census reported that Alameda had a population of 73,812. (2015 census estimates place the population at 78,630)
The population density was . The racial makeup of Alameda was 37,460 (50.8%) White, 23,058 (31.2%) Asian, 4,759 (6.4%) African American, 426 (0.6%) Native American, 381 (0.5%) Pacific Islander, 2,463 (3.3%) from other races, and 5,265 (7.1%) from two or more races. Hispanic or Latino of any race were 8,092 persons (11.0%).
The Census reported that 72,316 people (98.0% of the population) lived in households, 857 (1.2%) lived in non-institutionalized group quarters, and 639 (0.9%) were institutionalized.
There were 30,123 households, out of which 9,144 (30.4%) had children under the age of 18 living in them, 13,440 (44.6%) were opposite-sex married couples living together, 3,623 (12.0%) had a female householder with no husband present, 1,228 (4.1%) had a male householder with no wife present. There were 1,681 (5.6%) unmarried opposite-sex partnerships, and 459 (1.5%) same-sex married couples or same-sex partnerships. 9,347 households (31.0%) were made up of individuals, and 2,874 (9.5%) had someone living alone who was 65 years of age or older. The average household size was 2.40. There were 18,291 families (60.7% of all households); the average family size was 3.06.
The age distribution of the population shows 15,304 people (20.7%) under the age of 18, 5,489 people (7.4%) aged 18 to 24, 21,000 people (28.5%) aged 25 to 44, 22,044 people (29.9%) aged 45 to 64, and 9,975 people (13.5%) who were 65 years of age or older. The median age was 40.7 years. For every 100 females, there were 91.7 males. For every 100 females age 18 and over, there were 88.5 males.
Per capita annual income (in 2013 dollars) in 2009–2013 was $41,340 per the US Census. Median household income in 2009–2013 was $74,606 per the US Census.
There were 32,351 housing units at an average density of , of which 30,123 were occupied, of which 14,488 (48.1%) were owner-occupied, and 15,635 (51.9%) were occupied by renters. The homeowner vacancy rate was 1.1%; the rental vacancy rate was 5.7%. 37,042 people (50.2% of the population) lived in owner-occupied housing units and 35,274 people (47.8%) lived in rental housing units.
2000
As of the census of 2000, there were 72,259 people, 30,226 households, and 17,863 families residing in the city. The population density was 2,583.3/km (6,693.4/mi2). There were 31,644 housing units at an average density of 1,131.3/km (2,931.2/mi2). The racial makeup of the city was 56.95% White, 6.21% Black or African American, 0.67% Native American, 26.15% Asian, 0.60% Pacific Islander, 3.29% from other races, and 6.13% from two or more races. 9.31% of the population were Hispanic or Latino of any race.
There were 30,226 households, out of which 27.7% had children under the age of 18 living with them, 43.7% were married couples living together, 11.4% had a female householder with no husband present, and 40.9% were non-families. Of all households, 32.2% were made up of individuals, and 9.4% had someone living alone who was 65 years of age or older. The average household size was 2.35 and the average family size was 3.04.
In the city, the age distribution of the population shows 21.5% under the age of 18, 7.0% from 18 to 24, 33.6% from 25 to 44, 24.6% from 45 to 64, and 13.3% who were 65 years of age or older. The median age was 38 years. For every 100 females, there were 92.3 males. For every 100 females age 18 and over, there were 89.5 males.
The median income for a household in the city was $56,285, and the median income for a family was $68,625. Males had a median income of $49,174 versus $40,165 for females. The per capita income for the city was $30,982. About 6.0% of families and 8.2% of the population were below the poverty line, including 11.4% of those under age 18 and 6.1% of those age 65 or over.
There is a large Filipino community; and also a major Portuguese community, from which Tom Hanks' mother came and where Lyndsy Fonseca was raised for some time. Alameda also has a historic Japanese American community and had a small Japanese business district on a portion of Park Street before World War II, when the city's Japanese population was interned. A Japanese Buddhist church is one of the few remaining buildings left of Alameda's pre-war Japanese American community.
Economy
Naval Air Station Alameda (NAS), decommissioned in 1997, was turned over to the City of Alameda for civilian development, today known as Alameda Point.
A cluster of artisan distilleries, wineries, breweries and tasting rooms along Monarch Street at Alameda Point is now referred to by the City of Alameda as "Spirits Alley". These and surrounding businesses include Almanac Beer Co., Building 43 Winery, Faction Brewing, and St. George Spirits. Admiral Maltings also sits in this area, supplying craft brewers and whisky producers, and is the first craft malting house in California.
The aircraft carrier , a museum ship, has been moored at the former Naval Air Station as the USS Hornet Museum since 1998.
Following the exit of the former Oakland Raiders, the Oakland Roots of the USL Championship have a license agreement for the former Raiders performance center with the City of Oakland and the County of Alameda.
Top employers
According to the city's 2020 Comprehensive Annual Financial Report, the top employers in the city are:
Arts and culture
The Alameda Arts Council (AAC) serves as the local Alameda City arts council. The Alameda Civic Ballet is the ballet troupe of the city. The Alameda Museum features displays on the history of Alameda. The Alameda Art Association has about 80 members as of January 2011, and has a gallery space at South Shore Center mall. The Association began in 1944. An annual benefit, Circus for Arts in the Schools, was started by clown artist Jeff Raz in 2004. Photo-realist Robert Bechtle has painted numerous Alameda subjects, including Alameda Gran Torino, which was acquired by SFMOMA in 1974 and remains one of Bechtle's most famous works.
Theaters
The city restored the historic Art Deco city landmark Alameda Theatre, expanding it to include a theater multiplex. The public opening was May 21, 2008.
The Altarena Playhouse, which performs comedies, dramas, and musicals, was founded in 1938 and is the longest continuously operating community theater in the San Francisco Bay Area.
Festivals
The Fourth of July parade is advertised as the second oldest and second-longest Fourth of July parade in the United States. It features homemade floats, classic cars, motorized living room furniture, fire-breathing dragons, and marching bands.
There are three major events when the street in Alameda's historic downtown district is closed to vehicular traffic. The Park Street Spring Festival takes place every May during the weekend of Mother's Day and attracts over 50,000 visitors. The Park Street Art & Wine Faire takes place the last weekend of every July and attracts over 100,000 visitors. The Park Street Classic Car Show is held on the second Saturday every October and displays over 400 vintage vehicles.
The annual Sand Castle and Sculpture Contest takes place in June at the Robert Crown Memorial State Beach. The first contest was held in 1967.
Government
According to the California Secretary of State, as of February 10, 2019, Alameda has 48,609 registered voters. Of those, 27,323 (56.2%) are registered Democrats, 5,240 (10.8%) are registered Republicans, and 13,950 (28.7%) have declined to state a political party.
Alameda Free Library
After two previous failures, voters in the city passed a ballot measure in 2000 authorizing a bond measure for construction of a new main library to replace the city's Carnegie Library, damaged during the 1989 Loma Prieta earthquake. The city also received state funds for the new main library and opened the doors to the new facility in November 2006.
There are three library locations: the Main Library in downtown Alameda and two library branches; the Bay Farm Island Library serving the Bay Farm and Harbor Bay communities and the West End Library serving the West End of Alameda.
Education
Public primary and secondary education in Alameda is the responsibility of the Alameda Unified School District, which is legally separate from the City of Alameda government (as is common throughout California). The College of Alameda, a two-year community college in the West End is part of the Peralta Community College District. The city has numerous private primary schools, and one private high school, St. Joseph Notre Dame High School, a Catholic school.
Media
Alameda's first newspaper, the Encinal, appeared in the early 1850s. Following the Encinal, several other papers appeared along geographic lines, and the Daily Argus eventually rose to prominence. Around 1900, the Daily Argus began to fade in importance and east and west papers The Times and The Star combined to take the leading role as the Alameda Times-Star in the 1930s. The Times-Star was sold to the Alameda Newspaper Group in the 1970s. In 1997, the Hills Newspaper chain was bought by Knight Ridder. In 2001, a new locally based newspaper, the Alameda Sun, was founded.
The Alameda community is currently served by two weekly newspapers, the Alameda Journal and the Alameda Sun, and a non-profit online news outlet called the Alameda Post.
Transportation
Vehicle access to Alameda Island is via three bridges from Oakland (Park Street, Fruitvale Avenue, and High Street Bridges), as well as the two one-way Posey and Webster Street Tubes leading into Oakland's Chinatown. Connections from Alameda to Bay Farm Island are provided via the Bay Farm Island Bridge for vehicular traffic as well as the Bay Farm Island Bicycle Bridge (the only pedestrian/bicycle-only drawbridge in the United States).
California State Route 61 runs down city streets from the Posey and Webster Street Tubes, across the Bay Farm Island Bridge, and south to the Oakland Airport. The island is just minutes off Interstate 880 in Oakland. The speed limit for the city is 25 mph (40 km/h) on almost every road.
Public transportation options include:
AC Transit buses, which range from local connections to Oakland and Berkeley to express service to San Francisco
Ferry services – In addition to the Alameda/Oakland Ferry and the Alameda Harbor Bay Ferry routes, San Francisco Bay Ferry also provides service between Alameda Main Street Station and South San Francisco. All ferry services are operated by the Water Transit Authority.
The closest BART stations are Lake Merritt and 12th Street, near the exit to the Posey Tube, and Fruitvale, near the Fruitvale Bridge. BART's long-term plans for a second tunnel include Alameda as a candidate for the first stop on a new East Bay line.
Notable buildings
Alameda City Hall; NRHP-listed
Alameda High School; NRHP-listed
Croll Building; NRHP-listed and a California Historical Landmark
Masonic Temple and Lodge; NRHP-listed, and part of the Park Street Historic Commercial District
Park Street Historic Commercial District; NRHP-listed and a California Historical Landmark
Notable people
Albert Arents, a mining engineer who helped develop mineral resources of the Rocky Mountains.
John Baker, MLB catcher for San Diego Padres and Chicago Cubs, was born in Alameda.
Hester A. Benedict (1838–1921), president, Pacific Coast Women's Press Association
Shirley Temple Black, actress and former U.S. ambassador
Mike Brisiel, an offensive guard for Oakland Raiders.
Virginia Lee Burton, Caldecott-winning children's author and illustrator.
Harold Camping, television and radio personality, president and general manager of Family Stations, Inc.
Phyllis Diller, television comedian, attended Sunday school at First Presbyterian, married and lived in Alameda at the start of her comedy act in San Francisco in the 1950s.
General James Doolittle, who received the Medal of Honor for his bombing of Japan during World War II; Doolittle was born in Alameda in 1896.
Garrett Eckbo, landscape architect who lived in Alameda as a child, later forming the Bay Area firm of Eckbo, Royston, Williams with Robert Royston and Edward Williams.
Leif Erickson, actor, born in Alameda in 1911.
Larry Eustachy, college basketball coach, born in Alameda.
Debbi Fields, founder of Mrs. Fields Cookies, attended Alameda High School, where she was a cheerleader.
Albert Ghiorso, nuclear scientist, co-discoverer of 12 chemical elements on the periodic table; in Guinness Book of World Records for Most Elements Discovered.
Brad Gillis, guitarist with Night Ranger, a San Francisco rock band formed in the 1980s.
Katharine Graham, the late publisher of The Washington Post, lived in Alameda as a child, according to Personal History, her autobiography.
Tim Hardaway Jr., a professional basketball player, was born in Alameda.
Horace Heidt, bandleader and radio personality, born in Alameda on May 21, 1901.
Emily Heller, comedian
Marielle Heller, actress and director
Bruce Henderson, author, grew up in Alameda, according to his book Hero Found: The Greatest POW Escape of the Vietnam War.
Benjamin Jealous, former President of the NAACP, lived in Alameda.
Joseph R. Knowland, congressman and Alameda native, was editor and publisher of the Oakland Tribune.
William Fife Knowland, U.S. Senator, was student body president at Alameda High School.
Robert L. Lippert, theater chain owner and film producer, was an Alameda native.
Paul Mantz, air racer and Hollywood stunt pilot, was born in Alameda in 1903.
Louis A. McCall Sr., drummer and musician known as the co-founder of Con Funk Shun.
Margaret McNamara, founder of Reading is Fundamental, and wife of Robert McNamara, grew up in Alameda.
George P. Miller, a congressman from 1945 to 1973.
Jack Mingo, author
Hugo Wilhelm Arthur Nahl, designer of the Seal of California.
Don Perata, former President Pro Tempore of California State Senate, lives in Alameda; once taught at Saint Joseph Notre Dame High, Encinal High, and Alameda High, among other Alameda schools.
Carl Ravazza, bandleader, born in Alameda, 1910.
Bill Rigney, Major League Baseball player and manager, was born in Alameda.
Dutch Ruether, pitcher for 1927 New York Yankees, was born in Alameda.
Jane Sibbett, actress and comedian, grew up in Alameda.
Operatic mezzo-soprano Frederica Von Stade has lived in Alameda since 1992.
Sharon Tate, actress, resident in early to late-1960s.
Charles Lee Tilden, for whom Tilden Regional Park is named, was a longtime resident of Alameda; Tilden Way at the southeast end of the city is named for him.
Baseball Hall of Famer Willie Stargell, MLB player Tommy Harper, MLB player Curtell Howard Motton, 2003 National League Rookie of the Year Dontrelle Willis, 2007 National League Most Valuable Player Jimmy Rollins, NBA player J.R. Rider, and NFL players Melvin Carver and Junior Tautalatasi all attended Encinal High School.
Jason Kidd (NBA player and coach) and Joe Nelson (MLB pitcher) attended St. Joseph Notre Dame High School in Alameda.
MLB players Ray French, Johnny Vergez, Andy Carey, Bill Serena, Erik Schullstrom, Dick Bartell, Duffy Lewis, Chris Speier, and Bryan Woo all attended Alameda High School.
Many people from naval families, including celebrities such as Ann Curry, Brigette Lundy-Paine, Tom Hanks, and Jim Morrison of The Doors, have lived in Alameda.
Sister cities
Alameda's relationships with Wuxi and Jiangyin were initiated in 2005, in part, by Stewart Chen, who then served on the City of Alameda Social Service and Human Relations board, and who went on to be elected to Alameda City Council in November 2012.
Wuxi, China, is a so-called friendship city, because the diplomacy organization Sister Cities International does not recognize the relationship.
Jiangyin, China
Arita, Japan
Yeongdong-gun, South Korea
Lidingö, Sweden. Initiated in 1959 as part of President Eisenhower's people-to-people-movement, whose purpose was to develop better understanding among people from different countries after World War II. Both Alameda and Lidingö are islands with a bridge connecting them to a big city.
Dumaguete, Philippines
Friendship city
Wuxi, China (Friendship city since 2004)
See also
Alameda Island
Bay Farm Island
Coast Guard Island
List of islands of California
List of ships built in Alameda, California
References
External links
1854 establishments in California
Cities in Alameda County, California
Incorporated cities and towns in California
Populated places established in 1854
Populated coastal places in California |
3054 | https://en.wikipedia.org/wiki/Alpha%20helix | Alpha helix | An alpha helix (or α-helix) is a sequence of amino acids in a protein that are twisted into a coil (a helix).
The alpha helix is the most common structural arrangement in the secondary structure of proteins. It is also the most extreme type of local structure, and it is the local structure that is most easily predicted from a sequence of amino acids.
The alpha helix has a right hand-helix conformation in which every backbone N−H group hydrogen bonds to the backbone C=O group of the amino acid that is four residues earlier in the protein sequence.
Other names
The alpha helix is also commonly called a:
Pauling–Corey–Branson α-helix (from the names of three scientists who described its structure).
3.613-helix because there are 3.6 amino acids in one ring, and there are an average of 13 residues per helical turn, with 13 atoms being involved in the ring formed by the hydrogen bond.
Discovery
In the early 1930s, William Astbury showed that there were drastic changes in the X-ray fiber diffraction of moist wool or hair fibers upon significant stretching. The data suggested that the unstretched fibers had a coiled molecular structure with a characteristic repeat of ≈.
Astbury initially proposed a linked-chain structure for the fibers. He later joined other researchers (notably the American chemist Maurice Huggins) in proposing that:
the unstretched protein molecules formed a helix (which he called the α-form)
the stretching caused the helix to uncoil, forming an extended state (which he called the β-form).
Although incorrect in their details, Astbury's models of these forms were correct in essence and correspond to modern elements of secondary structure, the α-helix and the β-strand (Astbury's nomenclature was kept), which were developed by Linus Pauling, Robert Corey and Herman Branson in 1951 (see below); that paper showed both right- and left-handed helices, although in 1960 the crystal structure of myoglobin showed that the right-handed form is the common one. Hans Neurath was the first to show that Astbury's models could not be correct in detail, because they involved clashes of atoms. Neurath's paper and Astbury's data inspired H. S. Taylor, Maurice Huggins and Bragg and collaborators to propose models of keratin that somewhat resemble the modern α-helix.
Two key developments in the modeling of the modern α-helix were: the correct bond geometry, thanks to the crystal structure determinations of amino acids and peptides and Pauling's prediction of planar peptide bonds; and his relinquishing of the assumption of an integral number of residues per turn of the helix. The pivotal moment came in the early spring of 1948, when Pauling caught a cold and went to bed. Being bored, he drew a polypeptide chain of roughly correct dimensions on a strip of paper and folded it into a helix, being careful to maintain the planar peptide bonds. After a few attempts, he produced a model with physically plausible hydrogen bonds. Pauling then worked with Corey and Branson to confirm his model before publication. In 1954, Pauling was awarded his first Nobel Prize "for his research into the nature of the chemical bond and its application to the elucidation of the structure of complex substances" (such as proteins), prominently including the structure of the α-helix.
Structure
Geometry and hydrogen bonding
The amino acids in an α-helix are arranged in a right-handed helical structure where each amino acid residue corresponds to a 100° turn in the helix (i.e., the helix has 3.6 residues per turn), and a translation of along the helical axis. Dunitz describes how Pauling's first article on the theme in fact shows a left-handed helix, the enantiomer of the true structure. Short pieces of left-handed helix sometimes occur with a large content of achiral glycine amino acids, but are unfavorable for the other normal, biological -amino acids. The pitch of the alpha-helix (the vertical distance between consecutive turns of the helix) is , which is the product of 1.5 and 3.6. What is most important is that the N-H group of an amino acid forms a hydrogen bond with the C=O group of the amino acid four residues earlier; this repeated i + 4 → i hydrogen bonding is the most prominent characteristic of an α-helix. Official international nomenclature specifies two ways of defining α-helices, rule 6.2 in terms of repeating φ, ψ torsion angles (see below) and rule 6.3 in terms of the combined pattern of pitch and hydrogen bonding. The α-helices can be identified in protein structure using several computational methods, one of which is DSSP (Define Secondary Structure of Protein).
Similar structures include the 310 helix (i + 3 → i hydrogen bonding) and the π-helix (i + 5 → i hydrogen bonding). The α-helix can be described as a 3.613 helix, since the i + 4 spacing adds three more atoms to the H-bonded loop compared to the tighter 310 helix, and on average, 3.6 amino acids are involved in one ring of α-helix. The subscripts refer to the number of atoms (including the hydrogen) in the closed loop formed by the hydrogen bond.
Residues in α-helices typically adopt backbone (φ, ψ) dihedral angles around (−60°, −45°), as shown in the image at right. In more general terms, they adopt dihedral angles such that the ψ dihedral angle of one residue and the φ dihedral angle of the next residue sum to roughly −105°. As a consequence, α-helical dihedral angles, in general, fall on a diagonal stripe on the Ramachandran diagram (of slope −1), ranging from (−90°, −15°) to (−70°, −35°). For comparison, the sum of the dihedral angles for a 310 helix is roughly −75°, whereas that for the π-helix is roughly −130°. The general formula for the rotation angle Ω per residue of any polypeptide helix with trans isomers is given by the equation
The α-helix is tightly packed; there is almost no free space within the helix. The amino-acid side-chains are on the outside of the helix, and point roughly "downward" (i.e., toward the N-terminus), like the branches of an evergreen tree (Christmas tree effect). This directionality is sometimes used in preliminary, low-resolution electron-density maps to determine the direction of the protein backbone.
Stability
Helices observed in proteins can range from four to over forty residues long, but a typical helix contains about ten amino acids (about three turns). In general, short polypeptides do not exhibit much α-helical structure in solution, since the entropic cost associated with the folding of the polypeptide chain is not compensated for by a sufficient amount of stabilizing interactions. In general, the backbone hydrogen bonds of α-helices are considered slightly weaker than those found in β-sheets, and are readily attacked by the ambient water molecules. However, in more hydrophobic environments such as the plasma membrane, or in the presence of co-solvents such as trifluoroethanol (TFE), or isolated from solvent in the gas phase, oligopeptides readily adopt stable α-helical structure. Furthermore, crosslinks can be incorporated into peptides to conformationally stabilize helical folds. Crosslinks stabilize the helical state by entropically destabilizing the unfolded state and by removing enthalpically stabilized "decoy" folds that compete with the fully helical state. It has been shown that α-helices are more stable, robust to mutations and designable than β-strands in natural proteins, and also in artificially designed proteins.
Visualization
The 3 most popular ways of visualizing the alpha-helical secondary structure of oligopeptide sequences are (1) a helical wheel, (2) a wenxiang diagram, and (3) a helical net. Each of these can be visualized with various software packages and web servers. To generate a small number of diagrams, Heliquest can be used for helical wheels, and NetWheels can be used for helical wheels and helical nets. To programmatically generate a large number of diagrams, helixvis can be used to draw helical wheels and wenxiang diagrams in the R and Python programming languages.
Experimental determination
Since the α-helix is defined by its hydrogen bonds and backbone conformation, the most detailed experimental evidence for α-helical structure comes from atomic-resolution X-ray crystallography such as the example shown at right. It is clear that all the backbone carbonyl oxygens point downward (toward the C-terminus) but splay out slightly, and the H-bonds are approximately parallel to the helix axis. Protein structures from NMR spectroscopy also show helices well, with characteristic observations of nuclear Overhauser effect (NOE) couplings between atoms on adjacent helical turns. In some cases, the individual hydrogen bonds can be observed directly as a small scalar coupling in NMR.
There are several lower-resolution methods for assigning general helical structure. The NMR chemical shifts (in particular of the Cα, Cβ and C′) and residual dipolar couplings are often characteristic of helices. The far-UV (170–250 nm) circular dichroism spectrum of helices is also idiosyncratic, exhibiting a pronounced double minimum at around 208 and 222 nm. Infrared spectroscopy is rarely used, since the α-helical spectrum resembles that of a random coil (although these might be discerned by, e.g., hydrogen-deuterium exchange). Finally, cryo electron microscopy is now capable of discerning individual α-helices within a protein, although their assignment to residues is still an active area of research.
Long homopolymers of amino acids often form helices if soluble. Such long, isolated helices can also be detected by other methods, such as dielectric relaxation, flow birefringence, and measurements of the diffusion constant. In stricter terms, these methods detect only the characteristic prolate (long cigar-like) hydrodynamic shape of a helix, or its large dipole moment.
Amino-acid propensities
Different amino-acid sequences have different propensities for forming α-helical structure. Methionine, alanine, leucine, glutamate, and lysine uncharged ("MALEK" in the amino-acid 1-letter codes) all have especially high helix-forming propensities, whereas proline and glycine have poor helix-forming propensities. Proline either breaks or kinks a helix, both because it cannot donate an amide hydrogen bond (having no amide hydrogen), and also because its sidechain interferes sterically with the backbone of the preceding turn inside a helix, this forces a bend of about 30° in the helix's axis. However, proline is often seen as the first residue of a helix, it is presumed due to its structural rigidity. At the other extreme, glycine also tends to disrupt helices because its high conformational flexibility makes it entropically expensive to adopt the relatively constrained α-helical structure.
Table of standard amino acid alpha-helical propensities
Estimated differences in free energy change, Δ(ΔG), estimated in kcal/mol per residue in an α-helical configuration, relative to alanine arbitrarily set as zero. Higher numbers (more positive free energy changes) are less favoured. Significant deviations from these average numbers are possible, depending on the identities of the neighbouring residues.
{| class="wikitable sortable"
|+Differences in free energy change per residue
!rowspan=2| Amino acid
!rowspan=2 class="unsortable"| 3-letter
!rowspan=2 class="unsortable"| 1-letter
!colspan=2| Helical penalty
|-
!kcal/mol
!kJ/mol
|-
| Alanine
| Ala
| A
|
|-
| Arginine
| Arg
| R
|
|-
| Asparagine
| Asn
| N
|
|-
| Aspartic acid
| Asp
| D
|
|-
| Cysteine
| Cys
| C
|
|-
| Glutamic acid
| Glu
| E
|
|-
| Glutamine
| Gln
| Q
|
|-
| Glycine
| Gly
| G
|
|-
| Histidine
| His
| H
|
|-
| Isoleucine
| Ile
| I
|
|-
| Leucine
| Leu
| L
|
|-
| Lysine
| Lys
| K
|
|-
| Methionine
| Met
| M
|
|-
| Phenylalanine
| Phe
| F
|
|-
| Proline
| Pro
| P
|
|-
| Serine
| Ser
| S
|
|-
| Threonine
| Thr
| T
|
|-
| Tryptophan
| Trp
| W
|
|-
| Tyrosine
| Tyr
| Y
|
|-
| Valine
| Val
| V
|
|}
Dipole moment
A helix has an overall dipole moment due to the aggregate effect of the individual microdipoles from the carbonyl groups of the peptide bond pointing along the helix axis. The effects of this macrodipole are a matter of some controversy. α-helices often occur with the N-terminal end bound by a negatively charged group, sometimes an amino acid side chain such as glutamate or aspartate, or sometimes a phosphate ion. Some regard the helix macrodipole as interacting electrostatically with such groups. Others feel that this is misleading and it is more realistic to say that the hydrogen bond potential of the free NH groups at the N-terminus of an α-helix can be satisfied by hydrogen bonding; this can also be regarded as set of interactions between local microdipoles such as .
Coiled coils
Coiled-coil α helices are highly stable forms in which two or more helices wrap around each other in a "supercoil" structure. Coiled coils contain a highly characteristic sequence motif known as a heptad repeat, in which the motif repeats itself every seven residues along the sequence (amino acid residues, not DNA base-pairs). The first and especially the fourth residues (known as the a and d positions) are almost always hydrophobic; the fourth residue is typically leucine this gives rise to the name of the structural motif called a leucine zipper, which is a type of coiled-coil. These hydrophobic residues pack together in the interior of the helix bundle. In general, the fifth and seventh residues (the e and g positions) have opposing charges and form a salt bridge stabilized by electrostatic interactions. Fibrous proteins such as keratin or the "stalks" of myosin or kinesin often adopt coiled-coil structures, as do several dimerizing proteins. A pair of coiled-coils a four-helix bundle is a very common structural motif in proteins. For example, it occurs in human growth hormone and several varieties of cytochrome. The Rop protein, which promotes plasmid replication in bacteria, is an interesting case in which a single polypeptide forms a coiled-coil and two monomers assemble to form a four-helix bundle.
Facial arrangements
The amino acids that make up a particular helix can be plotted on a helical wheel, a representation that illustrates the orientations of the constituent amino acids (see the article for leucine zipper for such a diagram). Often in globular proteins, as well as in specialized structures such as coiled-coils and leucine zippers, an α-helix will exhibit two "faces" one containing predominantly hydrophobic amino acids oriented toward the interior of the protein, in the hydrophobic core, and one containing predominantly polar amino acids oriented toward the solvent-exposed surface of the protein.
Changes in binding orientation also occur for facially-organized oligopeptides. This pattern is especially common in antimicrobial peptides, and many models have been devised to describe how this relates to their function. Common to many of them is that the hydrophobic face of the antimicrobial peptide forms pores in the plasma membrane after associating with the fatty chains at the membrane core.
Larger-scale assemblies
Myoglobin and hemoglobin, the first two proteins whose structures were solved by X-ray crystallography, have very similar folds made up of about 70% α-helix, with the rest being non-repetitive regions, or "loops" that connect the helices. In classifying proteins by their dominant fold, the Structural Classification of Proteins database maintains a large category specifically for all-α proteins.
Hemoglobin then has an even larger-scale quaternary structure, in which the functional oxygen-binding molecule is made up of four subunits.
Functional roles
DNA binding
α-Helices have particular significance in DNA binding motifs, including helix-turn-helix motifs, leucine zipper motifs and zinc finger motifs. This is because of the convenient structural fact that the diameter of an α-helix is about including an average set of sidechains, about the same as the width of the major groove in B-form DNA, and also because coiled-coil (or leucine zipper) dimers of helices can readily position a pair of interaction surfaces to contact the sort of symmetrical repeat common in double-helical DNA. An example of both aspects is the transcription factor Max (see image at left), which uses a helical coiled coil to dimerize, positioning another pair of helices for interaction in two successive turns of the DNA major groove.
Membrane spanning
α-Helices are also the most common protein structure element that crosses biological membranes (transmembrane protein), it is presumed because the helical structure can satisfy all backbone hydrogen-bonds internally, leaving no polar groups exposed to the membrane if the sidechains are hydrophobic. Proteins are sometimes anchored by a single membrane-spanning helix, sometimes by a pair, and sometimes by a helix bundle, most classically consisting of seven helices arranged up-and-down in a ring such as for rhodopsins (see image at right) and other G protein–coupled receptors (GPCRs). The structural stability between pairs of α-Helical transmembrane domains rely on conserved membrane interhelical packing motifs, for example, the Glycine-xxx-Glycine (or small-xxx-small) motif.
Mechanical properties
α-Helices under axial tensile deformation, a characteristic loading condition that appears in many alpha-helix-rich filaments and tissues, results in a characteristic three-phase behavior of stiff-soft-stiff tangent modulus. Phase I corresponds to the small-deformation regime during which the helix is stretched homogeneously, followed by phase II, in which alpha-helical turns break mediated by the rupture of groups of H-bonds. Phase III is typically associated with large-deformation covalent bond stretching.
Dynamical features
Alpha-helices in proteins may have low-frequency accordion-like motion as observed by the Raman spectroscopy and analyzed via the quasi-continuum model. Helices not stabilized by tertiary interactions show dynamic behavior, which can be mainly attributed to helix fraying from the ends.
Helix–coil transition
Homopolymers of amino acids (such as polylysine) can adopt α-helical structure at low temperature that is "melted out" at high temperatures. This helix–coil transition was once thought to be analogous to protein denaturation. The statistical mechanics of this transition can be modeled using an elegant transfer matrix method, characterized by two parameters: the propensity to initiate a helix and the propensity to extend a helix.
In art
At least five artists have made explicit reference to the α-helix in their work: Julie Newdoll in painting and Julian Voss-Andreae, Bathsheba Grossman, Byron Rubin, and Mike Tyka in sculpture.
San Francisco area artist Julie Newdoll, who holds a degree in microbiology with a minor in art, has specialized in paintings inspired by microscopic images and molecules since 1990. Her painting "Rise of the Alpha Helix" (2003) features human figures arranged in an α helical arrangement. According to the artist, "the flowers reflect the various types of sidechains that each amino acid holds out to the world". This same metaphor is also echoed from the scientist's side: "β sheets do not show a stiff repetitious regularity but flow in graceful, twisting curves, and even the α-helix is regular more in the manner of a flower stem, whose branching nodes show the influence of environment, developmental history, and the evolution of each part to match its own idiosyncratic function."
Julian Voss-Andreae is a German-born sculptor with degrees in experimental physics and sculpture. Since 2001 Voss-Andreae creates "protein sculptures" based on protein structure with the α-helix being one of his preferred objects. Voss-Andreae has made α-helix sculptures from diverse materials including bamboo and whole trees. A monument Voss-Andreae created in 2004 to celebrate the memory of Linus Pauling, the discoverer of the α-helix, is fashioned from a large steel beam rearranged in the structure of the α-helix. The , bright-red sculpture stands in front of Pauling's childhood home in Portland, Oregon.
Ribbon diagrams of α-helices are a prominent element in the laser-etched crystal sculptures of protein structures created by artist Bathsheba Grossman, such as those of insulin, hemoglobin, and DNA polymerase. Byron Rubin is a former protein crystallographer now professional sculptor in metal of proteins, nucleic acids, and drug molecules many of which featuring α-helices, such as subtilisin, human growth hormone, and phospholipase A2.
Mike Tyka is a computational biochemist at the University of Washington working with David Baker. Tyka has been making sculptures of protein molecules since 2010 from copper and steel, including ubiquitin and a potassium channel tetramer.
See also
310 helix
Beta sheet
Davydov soliton
Folding (chemistry)
Knobs into holes packing
Pi helix
References
Further reading
.
External links
NetSurfP ver. 1.1 – Protein Surface Accessibility and Secondary Structure Predictions
α-helix rotational angle calculator
Artist Julie Newdoll's website
Artist Julian Voss-Andreae's website
Protein structural motifs
Helices |
3055 | https://en.wikipedia.org/wiki/Accrington | Accrington | Accrington is a town in the Hyndburn borough of Lancashire, England. It lies about east of Blackburn, west of Burnley, east of Preston, north of Manchester and is situated on the culverted River Hyndburn. Commonly abbreviated by locals to "Accy", the town has a population of 35,456 according to the 2011 census.
Accrington is a former centre of the cotton and textile machinery industries. The town is famed for manufacturing the hardest and densest building bricks in the world, "The Accrington NORI" (iron), which were used in the construction of the Empire State Building and for the foundations of Blackpool Tower; famous for Accrington Stanley F.C. and the Haworth Art Gallery which holds Europe's largest collection of Tiffany glass.
History
Etymology
The name "Accrington" likely has Anglo-Saxon origins. The earliest known recording of the name is found in the Parish of Whalley records from 850, where it is written as "Akeringastun". In subsequent records, the name appears in various forms, including "Akarinton" in 1194, "Akerunton", "Akerinton", and "Akerynton" in 1258, "Acrinton" in 1292, "Ackryngton" in 1311, and "Acryngton" in 1324. The name may derive from the Old English words "æcern", meaning "acorn", and "tun", meaning "farmstead" or "village", thus possibly meaning "acorn farmstead". However, some sources argue that this interpretation is not definitive and that alternative explanations may exist.
New Accrington, the southern part of the town, was historically part of the Forest of Blackburnshire. The area's abundance of oak trees can be inferred from local place names such as Broad Oak and Oak Hill. Acorns, a product of oak trees, were once a crucial food source for swine, which may have led to the naming of a farmstead after this resource. In the Lancashire dialect, "acorn" is pronounced "akran", which might have influenced the name's development.
No known Old English personal name corresponds to the first element in "Accrington". Nevertheless, the Frisian names "Akkrum" and "Akkeringa", as well as the Dutch name "Akkerghem", are believed to derive from the personal name "Akker". This finding suggests the possibility of a related Old English name from which "Accrington" could have originated. It is also worth noting that "Ingas" is the Old Norse word for "tribe", which may be relevant to the name's origin.
Overall, the etymology of "Accrington" is complex and there are several theories about its origin. While the "acorn farmstead" interpretation is the most commonly accepted explanation, further research and analysis may be needed to confirm or refute this theory, or to identify alternative possibilities.
Early history
There appears to be no mention of Accrington from the Roman period. The area typically appears to be heavily forested, with very few established settlements. According to folklore, a tall Danish tribal leader named Wada invaded the area between 760 and 798; who seems to have founded Waddington, Paddington (Padiham) and Akeringastun (Accrington). Descendants of the Wada held much of the lands until the sixteenth century. In 1442, the Waddingtons' hold leases on Berefeld (Bellfield), and in 1517 it is recorded that Thomas Waddington transferred the lands Scaytcliff (Scaitcliffe) and Peneworth (Pennyworth) to Nicholas Rishton and to his Son Geoffrey.
Accrington covers two townships which were established in 1507 following disafforestation; those of Old Accrington and New Accrington; which were merged in 1878 with the incorporation of the borough council. The William Yates map of The county Palatine of Lancaster printed in 1786 shows Old Accrington included the area of Oaklea and also the intersection of the Winburn River (now the River Hyndburn) and Warmden Brook. New Accrington included the area of Green Haworth and Broadfield. There have been settlements there since the medieval period, likely in the Grange Lane and Black Abbey area, and the King's Highway which passes above the town was at one time used by the kings and queens of England when they used the area for hunting when the Forest of Accrington was one of the four forests of the hundred of Blackburnshire.
Robert de Lacy gave the manor of Accrington to the monks of Kirkstall in the 12th century. The monks built a grange there; removing the inhabitants to make room for it. The locals got their revenge by setting fire to the new building, destroying its contents and in the process killing the three lay brothers who occupied it. An area of the town is named 'Black Abbey', a possible reference to the murders. Regardless of whatever happened, Accrington did not remain under monastic control for long before reverting to the de Lacys.
It is thought the monks of Kirkstall may have built a small chapel there during their tenure for the convenience of those in charge residing there and their tenants, but the records are uncertain. What is known is that there was a chapel in Accrington prior to 1553 where the vicar of Whalley was responsible for the maintenance of divine worship. However it did not have its own minister and it was served, when at all, by the curate of one of the adjacent chapels. In 1717 Accrington was served by the curate of Church, who preached there only once a month. St. James's Church was built in 1763, replacing the old chapel however it did not achieve parochial status until as late as 1870.
Industrial Revolution
Until around 1830, visitors considered Accrington to be just a "considerable village". The Industrial Revolution, however, resulted in large changes and Accrington's location on the confluence of a number of streams made it attractive to industry and a number of mills were built in the town in the mid-18th century. Further industrialisation then followed in the late-18th century and local landowners began building mansions in the area on the outskirts of the settlement where their mills were located while their employees lived in overcrowded unsanitary conditions in the centre.
Industrialisation resulted in rapid population growth during the 19th century, as people moved from over North West England to Accrington, with the population increasing from 3,266 in 1811 to 10,376 in 1851 to 43,211 in 1901 to its peak in 1911 at 45,029.
This fast population growth and slow response from the established church allowed non-conformism to flourish in the town. By the mid-19th century, there were Wesleyan, Primitive Methodist, United Free Methodist, Congregationalist, Baptist, Swedenborgian, Unitarian, Roman Catholic and Catholic Apostolic churches in the town. The Swedenborgian church was so grand that it was considered to be the ‘Cathedral' of that denomination.
For many decades the textiles industry, the engineering industry and coal mining were the central activities of the town. Cotton mills and dye works provided work for the inhabitants, but often in very difficult conditions. There was a regular conflict with employers over wages and working conditions. On 24 April 1826 over 1,000 men and women, many armed, gathered at Whinney Hill in Clayton-le-Moors to listen to a speaker from where they marched on Sykes's Mill at Higher Grange Lane, near the site of the modern police station and magistrates' courts, and smashed over 60 looms. These riots spread from Accrington through Oswaldtwistle, Blackburn, Darwen, Rossendale, Bury and Chorley. In the end, after three days of riots 1,139 looms were destroyed, 4 rioters and 2 bystanders shot dead by the authorities in Rossendale and 41 rioters sentenced to death (all of whose sentences were commuted).
In 1842 'plug riots' a general strike spread from town to town due to conditions in the town. In a population of 9,000 people as few as 100 were fully employed. From 15 August 1842 the situation boiled over and bands of men entered the mills which were running and stopped the machinery by knocking out the boiler plugs. This allowed the water and steam to escape shutting down the mill machinery. Thousands of strikers walked over the hills from one town to another to persuade people to join the strike in civil disturbances that lasted about a week. The strike was associated with the Chartist movement but eventually proved unsuccessful in its aims.
In the early 1860s the Lancashire cotton famine badly affected Accrington, although less so than the wider area due to its more diverse economy, with as many as half of the town's mill employees out of work at one time.
Conditions were such that a Local Board of Health was constituted in 1853 and the town itself incorporated in 1878 allowing the enforcement of local laws to improve the town.
Accrington Pals
One well-known association the town has is with the 'Accrington Pals', the nickname given to the smallest home town battalion of volunteers formed to fight in the First World War. The Pals battalions were a peculiarity of the 1914-18 war: Lord Kitchener, the Secretary of State for War, believed that it would help recruitment if friends and work-mates from the same town were able to join up and fight together. Strictly speaking, the 'Accrington Pals' battalion is properly known as the '11th East Lancashire Regiment': the nickname is a little misleading, since of the four 250-strong companies that made up the original battalion only one was composed of men from Accrington. The rest volunteered from other east Lancashire towns such as Burnley, Blackburn and Chorley.
The Pals' first day of action, 1 July 1916, took place in Serre, near Montauban in the north of France. It was part of the 'Big Push' (later known as the Battle of the Somme) that was intended to force the German Army into a retreat from the Western Front, a line they had held since late 1914. The German defences in Serre were supposed to have been obliterated by sustained, heavy, British shelling during the preceding week; however, as the battalion advanced it met with fierce resistance. 235 men were killed and a further 350 wounded — more than half of the battalion — within half an hour. Similarly, desperate losses were suffered elsewhere on the front, in a disastrous day for the British Army (approximately 19,000 British soldiers were killed in a single day).
Later in the year, the East Lancashire Regiment was rebuilt with new volunteers — in all, 865 Accrington men were killed during World War I. All of these names are recorded on a war memorial, an imposing white stone cenotaph, which stands in Oak Hill Park in the south of the town. The cenotaph also lists the names of 173 local fatalities from World War II. The trenches from which the Accrington Pals advanced on 1 July 1916 are still visible in John Copse west of the village of Serre, and there is a memorial there made of Accrington brick.
After the war and until 1986, Accrington Corporation buses were painted in the regimental colours of red and blue with gold lining. The mudguards were painted black as a sign of mourning. The current Mayor of Accrington is Lance Sergeant Gary Archer of the Scots Guards.
Demography
The 2001 census gave the population of Accrington town as 35,200. The figure for the urban area was 71,220, increased from 70,442 in 1991. This total includes Accrington, Church, Clayton-le-Moors, Great Harwood and Oswaldtwistle.
The 2011 census gave a population of 35,456 for the Accrington built-up area subdivision (which includes Huncoat, Baxenden and Rising Bridge in Rossendale) and a population of 125,000 for the wider Accrington/Rossendale Built-up area. The area in 2001 was listed as , whereas in 2011 it was .
The borough of Hyndburn as a whole has a population of 80,734. This includes Accrington Urban Area and other outlying towns and villages such as; Altham, Rishton, part of Belthorn, and Knuzden and Whitebirk (considered suburbs of Blackburn).
Economy
Historically, cotton and textile machinery were important industries in Accrington, with many mills and factories operating in the town during the 19th and early 20th centuries. The town was renowned for its production of cotton cloth, and several of its mills became famous for their high-quality fabrics, including the Victoria and Jubilee mills. However, like many other towns in Lancashire, the decline of the cotton industry in the mid-20th century led to a significant reduction in manufacturing activity in Accrington.
One notable industrial product associated with Accrington is NORI bricks, a type of iron-hard engineering brick that was produced in nearby Huncoat. The NORI brickworks were established in the 1860s, and their products were widely used in the construction of mills, factories, and other industrial buildings throughout the north of England, as well as Blackpool Tower and the Empire State Building. The brickworks closed in 2013 due to declining demand, but reopened in 2015 after being acquired by a local businessman.
Today, the town's economy is more diverse, with a range of businesses and services operating in the area. Many of the old mill and factory buildings have been repurposed as offices, workshops, and other facilities, providing space for a variety of enterprises. The town also has a number of retail and commercial areas, including the Arndale Centre and the Peel Centre, which are home to a range of shops, restaurants, and other businesses.
Accrington power station was a coal and refuse-fired electricity generating station that operated on Argyle Street adjacent to the gasworks between 1900 and 1958. The power station supplied electricity to Accrington, Haslingden, and the Altham and Clayton-le-Moors areas. The site is now a residential area.
Accrington remains a centre of business and industry in the region, with a rich history of manufacturing and innovation. The area benefits from its location close to major transport links, including the M65 motorway and the East Lancashire railway line, which connect Accrington to other parts of the county and beyond.
In recent years, the town has seen investment in new development projects, including the £60 million "Civic Quarter" regeneration scheme, which aims to revitalize the town center and create new jobs and opportunities for local people. The project includes the construction of a new public square, a state-of-the-art leisure center, and new office and retail spaces, as well as the refurbishment of existing buildings.
In addition to its commercial and industrial activities, Accrington is also home to a number of cultural and recreational amenities. The town has a rich sporting heritage, with Accrington Stanley Football Club, founded in 1968, representing the town in the English Football League. The town also has a strong tradition of brass band music, with several local bands competing at regional and national level. Other cultural attractions in the town include the Haworth Art Gallery, which houses a collection of British art and decorative arts, and the Accrington Market Hall, which runs events and activities.
Poverty, regeneration and investment
Some areas of Accrington have high levels of poverty and deprivation. In one area of the town in 2020, 77% of children were living in poverty. Deprivation increased in Accrington from 2004 to 2010. The Accrington Town Centre Investment Plan 2022-2032 states "Accrington has severe pockets of deprivation – particularly around employment, income and living environment - which has been getting worse during the last 20 years".
The council has a regeneration plan in place, which will, according to the council, boost the local economy. The plan is to upgrade old shops and to build a bus station. A memorial for the Accrington Pals may be built outside the town hall.
The Hyndburn Borough Council plans to spend £10 million to refurbish the town centre, including:
Revitalising the town square to attract visitors.
Building a new bus station. Plans for the new bus station were put forward in January 2013 and approved in October 2014. The bus station was completed during and officially opened on 11 July 2016. The new station was criticised by traders as the old station was closer and easier to get to.
Half of Blackburn Road is being refurbished and is now being made into a more attractive shopping street, upgrading shops, adding more trees, and repaving the pavements.
As of 2014, two new phases were being built: the first one called the Acorn Park, where new houses were being built with balconies and greener spaces, and Project Phoenix, which will also include new housing.
Geography
Accrington is a hill town located at between the Pennines and the West Pennine Moors, within a bowl and largely encircled by surrounding hills to rising to a height of in the case of Hameldon Hill to the east. The River Hyndburn or Accrington Brook flows through the centre of the town. Hill settlements origins were as the economic foci of the district engaging in the spinning and weaving of woollen cloth. Wool, lead and coal were other local industries.
Geographical coordinates: 53° 46' 0" North, 2° 21' 0" West. Height above sea level: there is a spot height outside the Market Hall which is the benchmark on the side of the neighbouring Town Hall is . The highest height in the town is which is in Baxenden and the lowest at the town hall which is at .
Transport
Railway
Accrington railway station, located on the East Lancashire Line, provides strong local travel links. The station runs trains locally and from Blackpool to York. However, recent changes to the train timetables have increased the journey time to Preston by up to 1.5 hours, a vital link to London or Scotland. In 2015, a train service to Manchester via the Todmorden Curve opened, providing a new rail link south to Manchester.
Roads
The town is served by junction seven of the M65 motorway and the A680 road, which runs from Rochdale to Whalley. The town is also linked from the A56 dual carriageway which briefly merges with the A680, connecting to the M66 motorway heading towards Manchester. The closest airports are Manchester Airport, Blackpool Airport, and Leeds Bradford Airport, all within 30 miles.
Bus
Several bus companies provide services in the town, including Pilkington Bus, Holmeswood Coaches, Rosso, and Transdev Blazefield subsidiaries Blackburn Bus Company and Burnley Bus Company. Regular bus services connect Accrington to other towns in East Lancashire, including Blackburn, Oswaldtwistle, Rishton, Burnley, and Clitheroe. M&M Coaches provided services in the area until the company ceased business suddenly on 21 September 2016.
Cycleways and Footpaths
The trackbed from Accrington to Baxenden, which was once a rail link south to Manchester, is now a linear treelined cycleway/footpath. The cycleway/footpath is a popular route for cycling and walking, offering views
Public services
Accrington Library, on St James Street, is a Carnegie library that opened in 1908. It is noted for its stained glass window designed by Gustav Hiller and as a place of inspiration for the young Jeanette Winterson.
Near the Tesco supermarket, there is Accrington Skate Park which is popular during the school holidays. On Broadway, Accrington Police Station serves the Borough of Hyndburn. In April 2003, Hyndburn Community Fire Station opened, also serving the Borough of Hyndburn.
Police Services
The town is served by the Lancashire Constabulary Police station on Broadway after moving into town from its previous location on Manchester Road as an effort to save money due to rising expenses and decreasing funding by the government. Crime is very low in Accrington compared to nearby towns.
Policing of the Railway station and railway-owned properties are served by the British Transport Police, nearest post in Preston.
Social
Governance
Accrington is represented in parliament as a part of the constituency of Hyndburn. The constituency boundaries do not align exactly with those of the district of the same name.
Accrington was first represented nationally after the Redistribution of Seats Act 1885 after the 1885 general election by Accrington (UK Parliament constituency). This seat was abolished in the 1983 general election and replaced with the present constituency of Hyndburn (UK Parliament constituency).
Accrington became incorporated as a municipal borough in 1878. Under the Local Government Act 1972, since 1974, the town has formed part of the larger Borough of Hyndburn including the former Urban Districts of Oswaldtwistle, Church, Clayton-le-Moors, Great Harwood and Rishton.
Hyndburn consists of 16 wards, electing a total of 35 councillors. Due to its size Accrington is represented by a number of wards in the Borough of Hyndburn. The town largely consists of the Milnshaw, Peel, Central, Barnfield and Spring Hill wards, although some parts of those wards are in other towns in the borough.
Health
The local hospital is Accrington Victoria Hospital however, as it only deals with minor issues, Accident and Emergency is provided by the Royal Blackburn Hospital. Other services are provided at the Accrington Pals Primary Health Care Centre and the Accrington Acorn Primary Health Care Centre.
Media
The chief publications in the area are the weekly Accrington Observer, part of MEN media, and the Lancashire Telegraph. Accrington Observer is currently stationed within the Market Hall.
Accrington Dialect
The dialect spoken in Accrington is part of the broader Lancashire dialect, which belongs to the larger category of Northern English dialects. This dialect has its roots in the Old English and Middle English languages, with influences from Old Norse due to the Viking invasions in the region. Features of the Accrington dialect include pronunciations, vocabulary, and grammatical structures that distinguish it from other dialects in the Lancashire region.
Vocabulary specific to the Accrington dialect may include words such as "ginnel" (a narrow passage between buildings) or "snap" (referring to a packed lunch or a meal taken to work).
In terms of grammar, the Accrington dialect may exhibit features common to other Northern English dialects, such as the use of "thee" and "thou" for "you" and "were" instead of "was" in certain contexts. Additionally, the Accrington dialect might display non-standard verb conjugations and a preference for certain sentence structures or word order.
The Accrington dialect, like many local dialects, is subject to change and variation over time due to factors such as increased mobility, urbanization, and exposure to other dialects and languages. This may lead to a gradual loss or modification of certain dialect features and an increased convergence with more standardised forms of English.
History of Accrington Dialect
The history of the Accrington dialect is intertwined with the broader history of the Lancashire dialect, as well as the linguistic influences that have shaped the region over time. Although specific information about the Accrington dialect's history is limited, it is reasonable to assume that it has been impacted by similar historical events and linguistic developments as the wider Lancashire area.
Influence of Old English and Middle English
The Accrington dialect has its roots in the Old English and Middle English languages that were spoken in England during the early and late medieval periods, respectively. These languages formed the basis for many dialects in the region, including those spoken in Accrington. As the dialect evolved over time, it retained some elements of these early linguistic influences, which can be observed in the pronunciation, vocabulary, and grammar of the modern Accrington dialect.
Impact of Viking invasions and Old Norse
The Viking invasions during the late 8th to 11th centuries introduced the Old Norse language to the north of England, including the Lancashire region. This contact between Old English and Old Norse speakers likely influenced the Accrington dialect and other Lancashire dialects, with some Old Norse words and grammatical features being incorporated into the local language. As a result, the Accrington dialect shares some common linguistic traits with other Northern English dialects that have been similarly impacted by the Old Norse influence.
Development and changes over time
The Accrington dialect, like other regional dialects, has undergone various changes and developments throughout its history. Factors contributing to these changes may include the expansion and decline of local industries, increased mobility and migration, and exposure to other dialects and languages. Additionally, educational policies and the influence of mass media may have played a role in shaping the modern Accrington dialect, as people in the area increasingly adopt more standardized forms of English in formal settings. Despite these changes, the Accrington dialect continues to exhibit unique features that distinguish it from other dialects in the Lancashire region and reflects the town's rich linguistic heritage.
Pronunciation and Phonetics
The pronunciation and phonetics of the Accrington dialect are characterized by a few distinctive features that set it apart from other dialects in the Lancashire region. However, specific studies and resources focusing solely on the phonetics and pronunciation of the Accrington dialect are currently unavailable. The limited information available is largely based on the broader Lancashire dialect, which may encompass some of the features present in the Accrington dialect. The lack of specific studies or resources highlights a need for more research and documentation on the Accrington dialect to better understand its unique phonetic and pronunciation features.
Vowel shifts and variations
One example of a vowel shift in the Accrington dialect is the pronunciation of the word "acorn" as "akran". This variation demonstrates a tendency in the Accrington dialect to alter vowel sounds compared to Standard English. Other examples of vowel shifts specific to Accrington are not well-documented, but the "akran" example suggests that similar variations may exist in other words and phrases.
Consonant changes
Information on consonant changes specific to the Accrington dialect is scarce. However, based on the broader tendencies of Lancashire dialects and the limited available evidence, it is possible that the Accrington dialect exhibits consonant changes such as the pronunciation of "th" as "d" or "t" (e.g., "them" pronounced as "dem" or "tem") or the elision of certain consonants in some words. Further research is needed to identify and document specific consonant changes unique to the Accrington dialect.
Accent and stress patterns
The accent and stress patterns of the Accrington dialect have not been thoroughly documented in linguistic research. It is difficult to provide specific examples or details about the stress patterns in the Accrington dialect without more comprehensive data. Further study of the Accrington dialect's pronunciation and phonetics is necessary to fully understand its unique accent and stress patterns.
In conclusion, while the Accrington dialect exhibits some unique features, such as the pronunciation of "acorn" as "akran", more research and documentation are needed to provide a comprehensive understanding of the dialect's specific vowel shifts, consonant changes, and accent and stress patterns. The lack of specific studies on the Accrington dialect highlights an opportunity for linguists and researchers to further explore this unique dialect and its pronunciation and phonetics.
Local and Regional Words
Ginnel - A local term for a narrow passage or alleyway between buildings, commonly found in Accrington and other Lancashire towns.
Mither - A verb meaning to bother or annoy someone, or to be fussy or worried about something.
Industry and Occupation-Related Terminology
Tackler - A term referring to a skilled worker responsible for setting up and maintaining looms in the textile industry, which was used in Accrington during the 19th and early 20th centuries.
Landscape and Geography-Related Vocabulary
Clough - A term used in Accrington and other parts of Lancashire to describe a steep-sided, wooded valley or ravine, as in the case of Woodnook Clough.
Brook - A small stream or watercourse, such as the Hyndburn Brook, which runs through Accrington.
Ancient Customs and Traditions of Accrington
Accrington, as a historic town, has been home to several ancient customs and traditions that have shaped its local culture and identity. While some of these customs may no longer be practiced, they offer valuable insights into the town's past.
Rush-Bearing Festival
One of the most notable ancient customs in Accrington was the rush-bearing festival. This annual event involved the gathering of rushes from nearby marshlands and meadows to be used as fresh flooring material in local churches. The rushes were then transported to the churches in decorative carts or wagons, accompanied by a festive procession, music, and dancing. This event was once widespread across Lancashire and the North of England, but its prevalence in Accrington is particularly noteworthy.
Wakes Week
Another significant custom in Accrington was Wakes Week, a holiday period that took place in the town and surrounding areas. Typically, it occurred during the summer months and lasted for one week. During this time, local mills and factories closed, allowing workers to enjoy a much-needed break from their labor-intensive occupations. Wakes Week often featured various festivities, such as fairs, carnivals, and other communal events, which brought the community together in celebration.
Local Sports and Games
In the past, Accrington was known for hosting traditional sports and games, which were enjoyed by the local community. Some of these sports included football, cricket, and quoits. These games not only provided entertainment but also fostered a sense of community spirit and camaraderie.
Sport
Football team
Accrington Stanley F.C., entered the Football League in 1921 with the formation of the old Third Division (North); after haunting the lower reaches of English football for forty years, they eventually resigned from the League in 1962, due to financial problems, and folded in 1965. The club was reformed three years later and then worked its way through the non-league divisions to reach the Nationwide Conference in 2003. In the 2005–06 season, Stanley, after winning against Woking with three matches to spare, secured a place back in the Football League and the town celebrated with a small parade and honours placed on senior executives of the team. One of the teams relegated— and thus being replaced by Stanley—were Oxford United, who was voted into the Football League to replace the previous Accrington Stanley. The football stadium is called the Crown Ground. Until the 2012–13 season, when Fleetwood Town entered the league, Accrington was the smallest town in England and Wales with a Football League club.
Accrington Stanley Football Club has had its own pub in the town, the Crown, since July 2007.
Team history
An earlier club, Accrington F.C., was one of the twelve founder members of the Football League in 1888. However, their time in league football was even less successful and considerably briefer than that of Accrington Stanley: they dropped out of the league in 1893 and folded shortly afterwards due to financial problems. The town of Accrington thus has the unique "distinction" of having lost two separate clubs from league football. Accrington Stanley F.C. are currently placed in EFL League Two after being relegated from EFL League One in the 2022/23 season, having finished 23rd.
Cricket
Accrington Cricket Club plays at Thorneyholme Road in the Lancashire League. Cricket is also played in parks. Schools nearby have shown major interest in cricket and have held cricket training and tournaments.
Other sports
There are two sports centres, the main one being the Hyndburn Sports Centre, which recently renovated its swimming pool area and is situated near Lidl.
Education
Accrington has the following primary schools:
St Mary's RC Primary School, Clayton le Moors
Hyndburn Park Primary School,
Peel Park Primary School,
Sacred Heart Primary School,
Benjamin Hargreaves CE Primary School,
Springhill County Primary School,
Accrington Huncoat Primary School,
St Johns and St Augustines CE Primary School,
St Mary Magdalen's CE Primary School,
St Nicholas' CE Primary School,
Woodnook Primary School,
St James CE Primary School, Altham,
St Johns CE Primary School, Baxenden,
All Saints CE Primary School,
Mount Pleasant Primary School,
Green Haworth CE Primary School,
Stonefold CE Primary School,
St Peters CE Primary School.
St Mary's RC Primary School, Oswaldtwistle.
St Anne's and St Joseph's RC Primary School
St Oswald's RC Primary School
Hippings Methodist Primary School Oswaldtwistle
St Andrews CoE Primary School Oswaldtwistle
St Oswalds CoE Primary School Knuzden
West End Primary School Oswaldtwistle
Moor End Community Primary School Oswaldtwistle
St Paul's CoE Primary School Oswaldtwistle
The secondary schools serving Accrington are:
Accrington Academy
Heathland School
The Hollins
The Hyndburn Academy
Mount Carmel Roman Catholic High School
Rhyddings
St Christopher's Church of England High School
The college in the town centre is Accrington and Rossendale College; nearby universities include University Centre at Blackburn College, and the University of Central Lancashire in Preston.
Landmarks
Haworth Art Gallery
The Haworth Art Gallery is an art museum located in Accrington, Lancashire, England. The gallery is housed in a Tudor-style mansion, originally known as Hollins Hill, which was built in 1909 by William Haworth, a local cotton manufacturer. Upon his death in 1913, William Haworth bequeathed the mansion and its surrounding parkland to the people of Accrington. The gallery opened in 1921.
The Haworth Art Gallery holds the largest public collection of Tiffany glass in Europe, known as the Tiffany Glass Collection. The collection was donated by Joseph Briggs, an Accrington native who worked for the famous American artist and designer Louis Comfort Tiffany. In addition to the Tiffany Glass Collection, the gallery holds a range of artwork, including 19th and 20th-century oil paintings, watercolours, prints, and sculptures.
The Haworth Art Gallery also holds temporary exhibitions showing contemporary art by local and national artists.
The Viaduct
The Viaduct is a bridge which has a railway line on it, it goes through the town and has many storage units and shop on sale by National Rail. The Viaduct ends at the Accrington Eco Station.
Town Hall
Accrington Town Hall was built in memory of Sir Robert Peel and opened as the Peel Institute in 1858; it is also listed.
The Arcade
The Arcade is a Victorian shopping centre with about 10-15 shops and restaurants.
Oakhill Park
Oakhill Park is a large and old park with a view of Accrington. It has won awards such as the best park in Lancashire. It has also been awarded an Eco Award. It is on Manchester Road.
Haworth Park
Haworth Park can be accessed from Manchester Road and is off Hollins Lane at the top of Harcourt Road. The Park was originally William Haworth's private residence. The Haworth Art Gallery holds the Tiffany Glass collection.
The Coppice and Peel Park
Peel Park is a green space in the centre of Accrington. The park was opened by William Peel on 29 September 1909 and was originally called the Corporation Park. The park was renamed in honour of William Peel, the grandson of Sir Robert Peel, in recognition of his service as a Liberal MP for the town. The park covers an area of approximately 18 acres and includes a wide range of features, including a lake, flower gardens, a bandstand, and a bowling green.
The Coppice is a hill in the park, and provides a 2.2-mile scenic walk around the park, offering visitors views of the surrounding area. The Coppice has been part of the park since it was first opened, and there have been refurbishments to the paths and monuments at the top of the hill over the years.
In 2009, the people of Accrington celebrated the centenary of the Coppice being handed over to the town. The occasion was marked with a series of events and activities, including a refurbishment of the paths and monument at the top of the hill. Since then, there have been several revamps to the playground area of the park.
Events and festivals are held in the park throughout the year, including the annual Accrington Food and Drink Festival, which takes place in the summer.
Early landowners
This section outlines the contributions of landowning families, including the de Lacy, Walmsley, Peel, Hargreaves and Haworth families, to the development of Accrington.
De Lacy family
The de Lacy family were the first recorded landowners in Accrington, instrumental in the town's establishment as a regional center for agriculture and trade.
Walmsley family
The Walmsley family acquired the manor of Accrington in the 16th century and owned several mills, contributing to the expansion of Accrington's textile industry.
Peel family
The Peel family were key figures in the 18th and 19th centuries, with Sir Robert Peel, 1st Baronet, establishing textile mills in the area, significantly boosting Accrington's economy.
Hargreaves family
The Hargreaves family built the Broad Oak Print Works in 1778, which became one of the largest textile printing establishments in the region.
Haworth family
The Haworth family were prominent landowners in Accrington, with James Haworth establishing Haworth Mill in the early 1800s. The family's investments in local industry contributed to the town's economic development.
Peel, Yates and Co.
Peel, Yates and Co. was a partnership between the Peel family and the Yates family. The Peel family, led by Robert Peel (1750-1830), and the Yates family, led by William Yates (1769-1849), established Peel, Yates and Co. in 1795. The company owned and operated several cotton mills in Accrington, including the Woodnook Mill, which employed around 800 people during its peak operation.
Duckworth Family
The Duckworth family were landowners and industrialists in Accrington during the 19th century. They invested in the local textile industry, owning several mills, such as the Broad Oak Mill and the Spring Hill Mill. The Duckworth family's mills employed hundreds of workers.
Birtwistle family
The Birtwistle family were involved in the cotton industry in Accrington, owning and operating cotton mills during the 19th century. Members of the family, including John Birtwistle (1807-1884), owned mills like the Church Bank Mill and the Wellington Mill, employing over 1,000 workers between the two establishments.
Holden family
The Holden family contributed to Accrington's development through their involvement in various industries, such as coal mining and brick manufacturing. The family-owned Accrington Brick and Tile Company, established by Joseph Holden
Notable residents
Alan Ramsbottom, professional cyclist
Andy Hargreaves, academic
Andy Kanavan, rock drummer with Dire Straits and Level 9 a.k.a. Andy Canavan was born in the town
Jenny (Jane) Kenney, sister of suffragette Annie Kenney who taught at Montessori school in the 1900s
Anthony Rushton, tech entrepreneur
Barry Stanton (actor), actor for RSC and films such as The Madness of King George
David Lloyd, cricketer, now a pundit for Sky Sports
Diana Vickers, singer-songwriter, stage actress and fashion designer
Edward Ormerod, mining engineer and inventor of the Ormerod safety link for use in coal mines
Frederick Higginbottom, journalist and newspaper editor
Graeme Fowler, cricketer, former England batsman, cricket coach and occasional pundit on BBC Radio's Test Match Special
Harrison Birtwistle, composer
Hollie Steel, Britain's Got Talent finalist of 2009
Jeanette Winterson, author; Oranges Are Not the Only Fruit is an account of her childhood in the town
John Rex Whinfield, chemist, inventor of Terylene (polyester), the first completely synthetic fibre invented in UK
John Virtue, artist
Jon Anderson, singer with rock band Yes, was born in the town
Jonathan Slinger, RADA trained actor
Julie Hesmondhalgh, actor, Hayley Cropper in the TV Soap Coronation Street
Mick O'Shea, author and scriptwriter
Mike Duxbury, footballer, was born in the town
Mystic Meg, astrologer, was born in the town as Margaret Anne Lake in 1942
Netherwood Hughes, World War I veteran, died in 2009, aged 108
Nicholas Freeston (1907-1978), Award-winning Lancashire poet
Pauline Aitken, artist
Paul Manning, undercover police officer and whistleblower
Reece Bibby, member of Stereo Kicks and 2014 finalist of The X Factor (UK TV series). Now a member of the band New Hope Club
Ron Hill, long-distance and marathon runner
Thomas Birtwistle, trade unionist
Vicky Entwistle, actor, Janice Battersby in the TV Soap Coronation Street
William Macrorie bishop of Maritzburg
Stephen Heys, footballer
Val Robinson, footballer and field hockey player
See also
Listed buildings in Accrington
Howard & Bullough
References
Further reading
William Turner. Pals: the 11th (Service) Battalion (Accrington), East Lancashire Regiment. Barnsley, South Yorkshire: Pen & Sword, 1998.
External links
Hyndburn Borough Council
Towns in Lancashire
Unparished areas in Lancashire
Geography of Hyndburn
English royal forests |
3060 | https://en.wikipedia.org/wiki/Athlon | Athlon | Athlon is the brand name applied to a series of x86-compatible microprocessors designed and manufactured by AMD. The original Athlon (now called Athlon Classic) was the first seventh-generation x86 processor and the first desktop processor to reach speeds of one gigahertz (GHz). It made its debut as AMD's high-end processor brand on June 23, 1999. Over the years AMD has used the Athlon name with the 64-bit Athlon 64 architecture, the Athlon II, and Accelerated Processing Unit (APU) chips targeting the Socket AM1 desktop SoC architecture, and Socket AM4 Zen microarchitecture. The modern Zen-based Athlon with a Radeon Graphics processor was introduced in 2019 as AMD's highest-performance entry-level processor.
Athlon comes from the Ancient Greek (athlon), meaning "(sport) contest", or "prize of a contest", or "place of a contest; arena". With the Athlon name originally used for AMD's high-end processors, AMD currently uses Athlon for budget APUs with integrated graphics. AMD positions the Athlon against its rival, the Intel Pentium.
Brand history
K7 design and development
The first Athlon processor was a result of AMD's development of K7 processors in the 1990s. AMD founder and then-CEO Jerry Sanders aggressively pursued strategic partnerships and engineering talent in the late 1990s, working to build on earlier successes in the PC market with the AMD K6 processor line. One major partnership announced in 1998 paired AMD with semiconductor giant Motorola to co-develop copper-based semiconductor technology, resulting in the K7 project being the first commercial processor to utilize copper fabrication technology. In the announcement, Sanders referred to the partnership as creating a "virtual gorilla" that would enable AMD to compete with Intel on fabrication capacity while limiting AMD's financial outlay for new facilities. The K7 design team was led by Dirk Meyer, who had previously worked as a lead engineer at DEC on multiple Alpha microprocessors. When DEC was sold to Compaq in 1998 and discontinued Alpha processor development, Sanders brought most of the Alpha design team to the K7 project. This added to the previously acquired NexGen K6 team, which already included engineers such as Vinod Dham.
Original release
The AMD Athlon processor launched on June 23, 1999, with general availability by August 1999. Subsequently, from August 1999 until January 2002, this initial K7 processor was the fastest x86 chip in the world. Wrote the Los Angeles Times on October 5, 1999: "AMD has historically trailed Intel’s fastest processors, but has overtaken the industry leader with the new Athlon. Analysts say the Athlon, which will be used by Compaq, IBM and other manufacturers in their most powerful PCs, is significantly faster than Intel’s flagship Pentium III, which runs at a top speed of 600MHz." A number of features helped the chips compete with Intel. By working with Motorola, AMD had been able to refine copper interconnect manufacturing about one year before Intel, with the revised process permitting 180-nanometer processor production. The accompanying die-shrink resulted in lower power consumption, permitting AMD to increase Athlon clock speeds to the 1 GHz range. The Athlon architecture also used the EV6 bus licensed from DEC as its main system bus, allowing AMD to develop its own products without needing to license Intel's GTL+ bus. By the summer of 2000, AMD was shipping Athlons at high volume, and the chips were being used in systems by Gateway, Hewlett-Packard, and Fujitsu Siemens Computers among others.
Later Athlon iterations
The second-generation Athlon, the Thunderbird, debuted in 2000. AMD released the Athlon XP the following year, and the Athlon XP's immediate successor, the Athlon 64, was an AMD64-architecture microprocessor released in 2003. After the 2007 launch of the Phenom processors, the Athlon name was also used for mid-range processors, positioned above brands such as Sempron. The Athlon 64 X2 was released in 2005 as the first native dual-core desktop CPU designed by AMD, and the Athlon X2 was a subsequent family based on the Athlon 64 X2. Introduced in 2009, Athlon II was a dual-core family of Athlon chips.
A USD$55 low-power Athlon 200GE with a Radeon graphics processor was introduced in September 2018, sitting under the Ryzen 3 2200G. This iteration of Athlon used AMD's Zen-based Raven Ridge core, which in turn had debuted in Ryzen with Radeon graphics processors. With the release, AMD began using the Athlon brand name to refer to "low-cost, high-volume products", in a situation similar to both Intel's Celeron and Pentium Gold. The modern Athlon 3000G was introduced in 2019 and was positioned as AMD's highest-performance entry-level processor. AMD positions the Athlon against its rival, the Intel Pentium. While CPU processing performance is in the same ballpark, the Athlon 3000G uses Radeon Vega graphics, which are rated as more powerful than the Pentium's Intel UHD Graphics.
Generations
Athlon Classic (1999)
The AMD Athlon processor launched on June 23, 1999, with general availability by August 1999. Subsequently, from August 1999 until January 2002, this initial K7 processor was the fastest x86 chip in the world. At launch it was, on average, 10% faster than the Pentium III at the same clock for business applications and 20% faster for gaming workloads. In commercial terms, the Athlon "Classic" was an enormous success.
Features
The Athlon Classic is a cartridge-based processor, named Slot A and similar to Intel's cartridge Slot 1 used for Pentium II and Pentium III. It used the same, commonly available, physical 242-pin connector used by Intel Slot 1 processors but rotated by 180 degrees to connect the processor to the motherboard. The cartridge assembly allowed the use of higher-speed cache memory modules than could be put on (or reasonably bundled with) motherboards at the time. Similar to the Pentium II and the Katmai-based Pentium III, the Athlon Classic contained 512 KB of L2 cache. This high-speed SRAM cache was run at a divisor of the processor clock and was accessed via its own 64-bit back-side bus, allowing the processor to service both front-side bus requests and cache accesses simultaneously, as compared to pushing everything through the front-side bus.
The Argon-based Athlon contained 22 million transistors and measured 184 mm2. It was fabricated by AMD in a version of their CS44E process, a 250 nm complementary metal–oxide–semiconductor (CMOS) process with six levels of aluminium interconnect. "Pluto" and "Orion" Athlons were fabricated in a 180 nm process.
The Athlon's CPU cache consisted of the typical two levels. Athlon was the first x86 processor with a 128 KB split level-1 cache; a 2-way associative cache separated into 2×64 KB for data and instructions (a concept from Harvard architecture). SRAM cache designs at the time were incapable of keeping up with the Athlon's clock scalability, resulting in compromised CPU performance in some computers. With later Athlon models, AMD would integrate the L2 cache onto the processor itself, removing dependence on external cache chips. The Slot-A Athlons were the first multiplier-locked CPUs from AMD, preventing users from setting their own desired clock speed. This was done by AMD in part to hinder CPU remarking and overclocking by resellers, which could result in inconsistent performance. Eventually a product called the "Goldfingers device" was created that could unlock the CPU.
AMD designed the CPU with more robust x86 instruction decoding capabilities than that of K6, to enhance its ability to keep more data in-flight at once. The critical branch-predictor unit was enhanced compared to the K6. Deeper pipelining with more stages allowed higher clock speeds to be attained. Like the AMD K5 and K6, the Athlon dynamically buffered internal micro-instructions at runtime resulting from parallel x86 instruction decoding. The CPU is an out-of-order design, again like previous post-5x86 AMD CPUs. The Athlon utilizes the Alpha 21264's EV6 bus architecture with double data rate (DDR) technology.
AMD ended its long-time handicap with floating point x87 performance by designing a super-pipelined, out-of-order, triple-issue floating-point unit (FPU). Each of its three units could independently calculate an optimal type of instructions with some redundancy, making it possible to operate on more than one floating-point instruction at once. This FPU was a huge step forward for AMD, helping compete with Intel's P6 FPU. The 3DNow! floating-point SIMD technology, again present, received some revisions and was renamed "Enhanced 3DNow!" Additions included DSP instructions and the extended MMX subset of Intel SSE.
Specifications
L1-cache: 64 + 64 KB (data + instructions)
L2-cache: 512 KB, external chips on CPU module with 50%, 40% or 33% of CPU speed
MMX, 3DNow!
Slot A (EV6)
Front-side bus: 200 MT/s (100 MHz double-pumped)
Vcore: 1.6 V (K7), 1.6–1.8 V (K75)
First release: June 23, 1999 (K7), November 29, 1999 (K75)
Clock-rate: 500–700 MHz (K7), 550–1000 MHz (K75)
Athlon Thunderbird (2000–2001)
The second-generation Athlon, the Thunderbird or T-Bird, debuted on June 4, 2000. This version of the Athlon was available in a traditional pin-grid array (PGA) format that plugged into a socket ("Socket A") on the motherboard, or packaged as a Slot A cartridge. The major difference between it and the Athlon Classic was cache design, with AMD adding in 256 KB of on-chip, full-speed exclusive cache. In moving to an exclusive cache design, the L1 cache's contents were not duplicated in the L2, increasing total cache size and functionally creating a large L1 cache with a slower region (the L2) and a fast region (the L1), making the L2 cache into basically a victim cache. With the new cache design, need for high L2 performance and size was lessened, and the simpler L2 cache was less likely to cause clock scaling and yield issues. Thunderbird also moved to a 16-way associative layout.
The Thunderbird was "cherished by many for its overclockability" and proved commercially successful, as AMD's most successful product since the Am386DX-40 ten years earlier. AMD's new fab facility in Dresden increased production for AMD overall and put out Thunderbirds at a fast rate, with the process technology improved by a switch to copper interconnects. After several versions were released in 2000 and 2001 of the Thunderbird, the last Athlon processor using the Thunderbird core was released in 2001 in the summer, at which point speeds were at 1.4 GHz.
The locked multipliers of Socket A Thunderbirds could often be disabled through adding conductive bridges on the surface on the chip, a practice widely known as "the pencil trick".
Specifications
L1-cache: 64 + 64 KB (data + instructions)
L2-cache: 256 KB, full speed
MMX, 3DNow!
Slot A & Socket A (EV6)
Front-side bus: 100 MHz (Slot-A, B-models), 133 MHz (C-models) (200 MT/s, 266 MT/s)
Vcore: 1.70–1.75 V
First release: June 4, 2000
Transistor count: 37 million
Manufacturing process: /180 nm
Clock rate:
Slot A: 650–1000 MHz
Socket A, 100 MHz FSB (B-models): 600–1400 MHz
Socket A, 133 MHz FSB (C-models): 1000–1400 MHz
Athlon XP (2001–2003)
Overall, there are four main variants of the Athlon XP desktop CPU: the Palomino, the Thoroughbred, the Thorton, and the Barton. A number of mobile processors were also released, including the Corvette models, and the Dublin model among others.
Palomino
On May 14, 2001, AMD released the Athlon XP processor. It debuted as the Mobile Athlon 4, a mobile version codenamed Corvette, with the desktop Athlon XP released in the fall. The third-generation Athlon, code-named Palomino, came out on October 9, 2001, as the Athlon XP, with the suffix signifying extreme performance and unofficially referencing Windows XP. Palomino's design used 180 nm fabrication process size. The Athlon XP was marketed using a performance rating (PR) system comparing it to the Thunderbird predecessor core. Among other changes, Palomino consumed 20% less power than the Thunderbird, comparatively reducing heat output, and was roughly 10% faster than Thunderbird. Palomino also had enhanced K7's TLB architecture and included a hardware data prefetch mechanism to take better advantage of memory bandwidth. Palomino was the first K7 core to include the full SSE instruction set from the Intel Pentium III, as well as AMD's 3DNow! Professional. Palomino was also the first socketed Athlon officially supporting dual processing, with chips certified for that purpose branded as the Athlon MP (multi processing), which had different specifications. According to HardwareZone, it was possible to modify the Athlon XP to function as an MP.
Specifications
L1-cache: 64 + 64 KB (data + instructions)
L2-cache: 256 KB, full speed
MMX, 3DNow!, SSE
Socket A (EV6)
Front-side bus: 133 MHz (266 MT/s)
Vcore: 1.50 to 1.75 V
Power consumption: 68 W
First release: October 9, 2001
Clock-rate:
Athlon 4: 850–1400 MHz
Athlon XP: 1333–1733 MHz (1500+ to 2100+)
Athlon MP: 1000–1733 MHz
Thoroughbred
The fourth-generation of Athlon was introduced with the Thoroughbred core, or T-Bred, on April 17, 2002. The Thoroughbred core marked AMD's first production 130 nm silicon, with smaller die size than its predecessor. There came to be two steppings (revisions) of this core commonly referred to as Tbred-A and Tbred-B. Introduced in June 2002, the initial A version was mostly a direct die shrink of the preceding Palomino core, but did not significantly increase clock speeds over the Palomino. A revised Thoroughbred core, Thoroughbred-B, added a ninth "metal layer" to the eight-layered Thoroughbred-A, offering improvement in headroom over the A and making it popular for overclocking.
Specifications
L1-cache: 64 + 64 KB (data + instructions)
L2-cache: 256 KB, full speed
MMX, 3DNow!, SSE
Socket A (EV6)
Front-side bus: 133/166 MHz (266/333 MT/s)
Vcore: 1.50–1.65 V
First release: June 10, 2002 (A), August 21, 2002 (B)
Clock-rate:
Thoroughbred "A": 1400–1800 MHz (1600+ to 2200+)
Thoroughbred "B": 1400–2250 MHz (1600+ to 2800+)
133 MHz FSB: 1400–2133 MHz (1600+ to 2600+)
166 MHz FSB: 2083–2250 MHz (2600+ to 2800+)
Barton / Thorton
Fifth-generation Athlon Barton-core processors were released in early 2003. While not operating at higher clock rates than Thoroughbred-core processors, they featured an increased L2 cache, and later models had an increased 200 MHz (400 MT/s) front side bus. The Thorton core, a blend of thoroughbred and Barton, was a later variant of the Barton with half of the L2 cache disabled. The Barton was used to officially introduce a higher 400 MT/s bus clock for the Socket A platform, which was used to gain some Barton models more efficiency. By this point with the Barton, the four-year-old Athlon EV6 bus architecture had scaled to its limit and required a redesign to exceed the performance of newer Intel processors. By 2003, the Pentium 4 had become more than competitive with AMD's processors, and Barton only saw a small performance increase over the Thoroughbred-B it derived from, insufficient to outperform the Pentium 4. The K7-derived Athlons such as Barton were replaced in September 2003 by the Athlon 64 family, which featured an on-chip memory controller and a new HyperTransport bus.
Notably, the 2500+ Barton with 11× multiplier was effectively identical to the 3200+ part other than the FSB speed it was binned for, meaning that seamless overclocking was possible more often than not. Early Thortons could be restored to the full Barton specification with the enabling of the other half of the L2 cache from a slight CPU surface modification, but the result was not always reliable.
Specifications
Barton (130 nm)
L1-cache: 64 + 64 KB (data + instructions)
L2-cache: 512 KB, full speed
MMX, 3DNow!, SSE
Socket A (EV6)
Front-side bus: 166/200 MHz (333/400 MT/s)
Vcore: 1.65 V
First release: February 10, 2003
Clock rate: 1833–2333 MHz (2500+ to 3200+)
133 MHz FSB: 1867–2133 MHz (2500+ to 2800+); uncommon
166 MHz FSB: 1833–2333 MHz (2500+ to 3200+)
200 MHz FSB: 2100, 2200 MHz (3000+, 3200+)
Thorton (130 nm)
L1-cache: 64 + 64 KB (Data + Instructions)
L2-cache: 256 KB, full speed
MMX, 3DNow!, SSE
Socket A (EV6)
Front-side bus: 133/166/200 MHz (266/333/400 MT/s)
Vcore: 1.50–1.65 V
First release: September 2003
Clock rate: 1667–2200 MHz (2000+ to 3100+)
133 MHz FSB: 1600–2133 MHz (2000+ to 2600+)
166 MHz FSB: 2083 MHz (2600+)
200 MHz FSB: 2200 MHz (3100+)
Mobile Athlon XP
The Palomino core debuted in the mobile market before the PC market in May 2001, where it was branded as Mobile Athlon 4 with the codename "Corvette". It distinctively used a ceramic interposer much like the Thunderbird instead of the organic pin grid array package used on all later Palomino processors. In November 2001, AMD released a 1.2 GHz Athlon 4 and a 950 MHz Duron. The Mobile Athlon 4 processors included the PowerNow! function, which controlled a laptop's "level of processor performance by dynamically adjusting its operating frequency and voltage according to the task at hand", thus extending "battery life by reducing processor power when it isn't needed by applications". Duron chips also included PowerNow! In 2002, AMD released a version of PowerNow! called Cool'n'Quiet, implemented on the Athlon XP but only adjusting clock speed instead of voltage.
In 2002 the Athlon XP-M (Mobile Athlon XP) replaced the Mobile Athlon 4 using the newer Thoroughbred core, with Barton cores for full-size notebooks. The Athlon XP-M was also offered in a compact microPGA socket 563 version. Mobile XPs were not multiplier-locked, making them popular with desktop overclockers.
Athlon 64 (2003–2009)
The immediate successor to the Athlon XP, the Athlon 64 is an AMD64-architecture microprocessor produced by AMD, released on September 23, 2003. A number of variations, all named after cities, were released with 90 nm architecture in 2004 and 2005. Versions released in 2007 and 2009 utilized 65 nm architecture.
Athlon 64 X2 (2005–2009)
The Athlon 64 X2 was released in 2005 as the first native dual-core desktop CPU designed by AMD using an Athlon 64. The Athlon X2 was a subsequent family of microprocessors based on the Athlon 64 X2. The original Brisbane Athlon X2 models used 65 nm architecture and were released in 2007.
Athlon II (2009–2012)
Athlon II is a family of central processing units. Initially a dual-core version of the Athlon II, the K-10-based Regor was released in June 2009 with 45-nanometer architecture. This was followed by a single-core version Sargas, followed by the quad-core Propus, the triple-core Rana in November 2009, and the Llano 32 nm version released in 2011.
Bristol-Ridge-based Athlon X4 (2017)
Main Article: Athlon X4 "Bristol Ridge" (2017, 28 nm)
The Bristol Ridge Athlon X4 lineup was released in 2017. It was based on the Excavator microarchitecture and used 2 Excavator modules tolalling 4 "cores". It had a dual-channel DDR4-2400 memory controller with clockspeeds up to 4.0GHz. It ran on the new Socket AM4 platform that was being used for Zen1-3 CPU's.
Zen-based Athlon (2018–present)
The Zen-based Athlon with Radeon graphics processors was launched in September 2018 with the Athlon 200GE. Based on AMD's Raven Ridge core previously used in variants of the Ryzen 3 and Ryzen 5, the Athlon 200GE had half of the cores but left SMT enabled. It also kept the same 4 MiB L3 cache, but the L2 cache was halved to 1 MiB.
In addition, the number of graphics compute units was limited to 3 in the Athlon 200GE, and the chip was multiplier-locked. Despite its limitations, the Athlon 200GE performed competitively against the 5000-series Intel Pentium-G, displaying similar CPU performance but an advantage in GPU performance.
On November 19, 2019, AMD released the Athlon 3000G, with a higher 3.5 GHz core clock and 1100 MHz graphics clock compared to the Athlon 200GE, also with two cores. The main functional difference between the 200GE was the Athlon 3000G's unlocked multiplier, allowing the latter to be overclocked on B450 and X470 motherboards.
Specifications
Raven Ridge (14 nm), Picasso (12 nm) (see the list article for more details)
L1 cache: 192 KiB (2×64 KiB + 2×32 KiB)
L2 cache: 1 MiB (2×512 KiB)
L3 cache: 4 MiB
Memory: dual-channel DDR4-2666, 64 GiB max.
Socket AM4
TDP: 35 W
First release: September 6, 2018
CPU clock rate: 3.2 to 3.5 GHz
GPU clock rate: 1000 to 1100 MHz
Supercomputers
A number of supercomputers have been built using Athlon chips, largely at universities. Among them:
In 2000, several American students claimed to have built the world's least expensive supercomputer by clustering 64 AMD Athlon chips together, also marking the first time Athlons had been clustered in a supercomputer.
The PRESTO III, a Beowulf cluster of 78 AMD Athlon processors, was built in 2001 by the Tokyo Institute of Technology. That year it ranked 439 on the TOP500 list of supercomputers.
In 2002, a "128-Node 256-Processor AMD Athlon Supercomputer Cluster" was installed at the Ohio Supercomputer Center at the University of Toledo.
Rutgers University, Department of Physics & Astronomy. Machine: NOW Cluster—AMD Athlon. CPU: 512 AthlonMP (1.65 GHz). Rmax: 794 GFLOPS.
See also
List of AMD Athlon processors
List of AMD Duron processors
List of AMD Phenom processors
List of AMD Opteron processors
List of AMD Sempron processors
References
External links
Website
Computer-related introductions in 1999
AMD x86 microprocessors
AMD microarchitectures
Superscalar microprocessors
X86 microarchitectures |
3068 | https://en.wikipedia.org/wiki/Muslim%20conquests%20of%20Afghanistan | Muslim conquests of Afghanistan | The Muslim conquests of Afghanistan began during the Muslim conquest of Persia as the Arab Muslims migrated eastwards to Khorasan, Sistan and Transoxiana. Fifteen years after the Battle of Nahāvand in 642 AD, they controlled all Sasanian domains except in Afghanistan. Fuller Islamization was not achieved until the period between 10th and 12th centuries under Ghaznavid and Ghurid dynasty's rule who patronized Muslim religious institutions.
Khorasan and Sistan, where Zoroastrianism was well-established, were conquered. The Arabs had begun to move towards the lands east of Persia and in 652 AD they captured the city of Herat, establishing an Arab governor there. The Muslim frontier in modern Afghanistan had become stabilized after the first century of the Lunar Hijri calendar as the relative importance of the Afghan areas diminished. From historical evidence, it appears Tokharistan (Bactria) was the only area heavily conquered by Arabs where Buddhism flourished. Balkh's final conquest was undertaken by Qutayba ibn Muslim in 705. Hui'Chao, who visited around 726, mentions that the Arabs ruled it and all the inhabitants were Buddhists.
The eastern regions of Afghanistan were at times considered politically as parts of India. Buddhism and Hinduism held sway over the region until the Muslim conquest. Kabul and Zabulistan which housed Buddhism and other Indian religions, offered stiff resistance to the early Muslim advance. Nevertheless, the Arab Umayyads regularly claimed nominal overlordship over the Zunbils and Kabul Shahis, and in 711 Qutayba ibn Muslim managed to force them to pay tribute. They would also be conquered by the Saffarids and Ghaznavids.
The Caliph Al-Ma'mun (r. 813–833 AD) was paid double the tribute by the Rutbil. His were the last Arab expeditions on Kabul and Zabul. The king of Kabul was captured by him and converted to Islam. The last Zunbil was killed by Ya'qub bin al-Layth along with his former overlord Salih b. al-Nadr in 865. Meanwhile, the Hindu Shahi of Kabul were defeated under Mahmud of Ghazni. Indian soldiers were a part of the Ghaznavid army, Baihaki mentioned Hindu officers employed by Ma'sud. The 14th-century Muslim scholar Ibn Battuta described the Hindu Kush as meaning "slayer of Indians", because large numbers of slaves brought from India died from its treacherous weather.
The geographer Ya'qubi states that the rulers of Bamiyan, called the Sher, converted in the late 8th century. Ya'qub is recorded as having plundered its pagan idols in 870 while a much later historian Shabankara'i claims that Alp-Tegin obtained conversion of its ruler in 962. No permanent Arab control was established in Ghur and it became Islamised after Ghaznavid raids. By the time of Bahram-Shah, Ghur was converted and politically united.
In the late 15th century, Babur, the founder of the Mughal Empire, arrived from Fergana and captured Kabul from the Arghun dynasty. Between the 16th and 18th centuries, the Mughal emperor Shah Jahan and Aurangzeb ruled parts of the eastern territory.
The Pashtun habitat during their conquest by Mahmud was located in the Sulaiman Mountains in the south of Afghanistan. They were enlisted by both Sabuktigin and Mahmud according to Tarikh-i-Yamini. Prior to Pashtun migration to the Kabul River valley, Tajiks formed the dominant population of Kabul, Nangarhar, Logar Valley and Laghman in east Afghanistan. The Pashtuns later began migrating westward from Sulaiman Mountains in the south, and displaced or subjugated the indigenous populations such as Tajiks, Hazaras, the Farsiwanis, before or during 16th and 17th centuries. The successive wave of Pashtun immigration displaced the original Kafir and Pashayi people from the Kunar Valley and Laghman Valley, the two eastern provinces near Jalalabad, to the less fertile mountains.
Before their conversion, the Kafir people of Kafiristan practiced a form of ancient Hinduism infused with locally developed accretions. The region from Nuristan to Kashmir was host to a vast number of "Kafir" cultures. They were called Kafirs due to their enduring paganism, remaining politically independent until being conquered and converted by Afghan Amir Abdul Rahman Khan in 1895–1896 while others also converted to avoid paying jizya.
Arab conquests and rule
During the Muslim conquest of Persia, the Arabs were drawn eastwards from the Iraqi plains to central and eastern Persia, then to Media, into Khorasan, Sistan and Transoxania. 15 years after the Battle of Nahāvand, the Arabs controlled all Sasanian domains except the parts of Afghanistan and Makran. Nancy Dupree states that advancing Arabs carrying the religion of Islam easily took over Herat and Sistan, but the other areas often revolted and converted back to their old faiths whenever the Arab armies withdrew. The harshness of the Arab rule caused the native dynasties to revolt after the Arab power weakened like the Saffarids founded by the zealous Yaqub who conquered many cities of the region. Historian Cameron A. Petrie states that while the Arab expansion had both social and religious motives, it was their extraction of taxes from the subjugated people that invited the numerous local rebellions.
Medieval Islamic scholars divided modern-day Afghanistan into two regions - the provinces of Khorasan and Sistan. Khorasan was the eastern satrapy of the Sasanian Empire, containing Balkh and Herat. Sistan included a number of Afghan cities and regions including Ghazni, Zarang, Bost, Qandahar (also called al-Rukhkhaj or Zamindawar), Kabul, Kabulistan and Zabulistan.
Before Muslim rule, the regions of Balkh (Bactria or Tokharistan), Herat and Sistan were under Sasanian rule. Further south in Balkh region, in Bamiyan, indication of Sasanian authority diminishes, with a local dynasty apparently ruling from the late antiquity, probably Hepthalites subject to the Yabgu of Western Turks. While Herat was controlled by Sasanians, its hinterlands were controlled by northern Hepthalites who continued to rule the Ghurid mountains and river valleys. The Arab Umayyads regularly claimed nominal overlordship over the Zunbils and Kabul Shahis, and in 711 Qutayba ibn Muslim managed to force them to pay tribute. They would also be conquered by the Saffarids and Ghaznavids.
In Afghanistan, the frontier of the Islamic conquest had become more or less stationary by the end of the first century of Hijri calendar. One reason was that the relative importance of Sistan and Baluchistan had begun to diminish by the time of Mu'awiyah I, when the conquests of Bactria and Transoxania were undertaken. In addition, the conquest in the eastern direction was extended to Makran and Sind, with Muslim colonies becoming established there in 711–12.
Sistan
The earlier Arabs called Sistan as Sijistan, from the Persian word Sagestan. It is a lowland region, lying round and eastwards from the Zarah lake, which includes deltas of Helmand and other rivers which drain into it. The Muslim conquest of Sistan began in 23 AH (643-644 AD) when Asim bin Amr and Abdallah ibn Amir invaded the region and besieged Zaranj. The Sistanis concluded a treaty with Muslims, mandating them to pay the kharaj.
The cash-strapped Sasanian king Yazdegerd III who had a large retinue, had fled to Kerman in 650. He had to flee from Kerman to Sistan after his arrogance angered the marzban of the place, eluding an Arab force from Basra which defeated and killed the marzban. Yazdegerd lost the support of governor of Sistan after demanding taxes from him and had to leave for Merv. It is not known whether this governor was a Sasanian prince or a local ruler at that time. The Arabs had campaigned in Sistan a few years earlier and Abdallah b. Amir had now gone in pursuit of Yazdegerd. He arrived in Kirman in 651 and sent a force under Rabi ibn Ziyad al-Harithi to Sistan.
Rabi crossed the desert between Kirman and Sistan, reaching the fortress of Zilaq which was within five farsangs of the Sistan frontier. The fort was surrendered by its dihqan. The fortress of Karkuya, whose fire temple is mentioned in the anonymously authored Tarikh-e-Sistan, along with Haysun and Nashrudh, surrendered to Rabi. Rabi then encamped in Zaliq and projected the seizure of Zarang, which though had earlier submitted to Arabs, needed to be subdued again. Although its marzban Aparviz put up a strong resistance, he was forced to surrender.
The Zaranj forces had received heavy casualties during the battle with Arab forces and were driven back to the city. According to sources, when Aparviz appeared before Rabi to discuss the terms, he found the Arab general was sitting on a chair made out of two dead soldiers and his entourage had been instructed to make seats and bolsters in the same fashion. Aparviz was terrified into submission and wished to spare his people of this fate. A peace treaty was concluded with payment of heavy dues. The treaty mandated one million dirhams as annual tribute, in addition to 1,000 slave boys bearing 1,000 gold vessels. The city was also garrisoned by Rabi.
Rabi thus succeeded in gaining Zarang with considerable difficulty and remained at the place for several years. Two years later, the people of Zarang rebelled and expelled Rabi's lieutenant and garrison. Abdallah b. Amir sent 'Abd ar-Rahman b. Samura to take back the city, who also added Bust and Zabul to Arab gains. 'Abd ar-Rahman besieged Zaranj and after the marzban surrendered, the tribute was doubled. The tribute imposed on Zarang was 2 million dirhams and 2,000 slaves.
During the period of the first civil war in the Arab caliphate (656-661), rebels in Zarang imprisoned their governor while Arab bandits started raiding remote towns in Sistan to enslave people. They gave in to the new governor Rib'i, who took control of the city and restored law and order. 'Abdallah b. Amir was made the governor of Basra and its eastern dependencies again from 661 to 664. Samura was sent back to Sistan in 661. An expedition to Khorasan was sent under him that included reputed leaders like Umar b. 'Ubaydillah b. Ma'mar, 'Abdullah b. Khazim, Qatariyy b. al-Fuja'a and Al-Muhallab ibn Abi Sufra. Samura reconquered Zarang, while also conquering the region between Zarang and Kisht, Arachosia, Zamindawar, Bust and Zabul.
Ziyad ibn Abihi was appointed governor of Basra in 664 and was also made governor of Kufa and its dependencies in 670, making him the viceroy of the entire eastern half of the Islamic empire. He sent his kinsman Ubaydallah b. Abi Bakra to destroy the Zoroastrian fire temples in Fars and Sistan, confiscate their property and kill their priests. While the fire temple of Kariyan was destroyed, the one at Karkuya survived along with its herbad. Ziyad's son Abbad was appointed governor of Sijistan by Mu'awiya I in 673 and served until 681. During the course of his governorship, the province apparently remained stable and Abbad led an eastward expedition which brought Kandahar to the caliphate. Caliph Yazid I replaced Abbad with his brother Salm, who was already governor of Khurasan.
Khorasan
There is general agreement among Arabic sources that Khorasan's conquest began in the reign of Uthman under Abdallah b. Amir, who had been appointed the governor of Basra (r. 649–655). Sayf's tradition however disagrees with this, dating it to 639 under the reign of Umar with Ahnaf ibn Qais leading the expedition. Al-Tabari meanwhile relates that Ahnaf's conquests occurred in 643. This could be because of confusion of Ahnaf's later activities under Ibn Amir and an attempt to magnify his role in Khorasan's conquest.
The conquest of southern Persia was completed by 23 AH with Khorasan remaining the only region remaining unconquered. Since the Muslims did not want any Persian land to remain under Persian rule, Umar ordered Ahnaf b. Qais to march upon it. After capturing the towns of Tabas and Tun, he attacked the region's easternmost city Herat. The Persians put up stiff resistance but were defeated and surrendered. A garrison was deployed in the city, while a column was detached which subjugated Nishapur and Tus. Umar had dispatched Ahnaf with 12,000 men from Kufa and Basra after Yazdegerd who had fled to Merv. After the Arabs arrived there, Yazdegerd fled to Marw al-Rudh from where he sent ambassadors to the Khakan of the Turks, the ruler of Soghd and the Chinese emperor, asking for their assistance. Yazdegerd later fled to Balkh, where he was defeated by the Arabs and fled across Oxus River.
Umar forbade Ahnaf from crossing the river as the land beyond it was unknown to Arabs and was very far for them. Yazdegerd proceeded to Soghd whose ruler supplied him with a large army. The Khaqan of Turks after assembling the troops from Ferghana, crossed the Oxus along with Yazdegerd and marched to Balkh. Ribi' b. Amir meanwhile retired with Kufan troops to Marw al-Rudh where he joined al-Ahnaf. The Sasanian king and the Khakan leading an army of 50,000 cavalry composed of men from Soghd, Turkestan, Balkh and Tokharistan, arrived at Marw al-Rudh. Ahnaf had an army of 20,000 men. The two sides fought each other from morning till evening for two months at a place called Deir al-Ahnaf.
The fighting at Deir al-Ahnaf went on until Ahnaf, after being informed of a Turkic chief inspecting the outposts, went there during a particular night and successively killed three Turkic chiefs during their inspection. After learning of their deaths, the Khakan became afflicted by it and withdrew to Balkh, then he withdrew across the river to Turkestan. Yazdegerd meanwhile left from Marw al-Rudh to Merv, from where he took his empire's wealth and proceeded to Balkh to join the Khakan. He told his officials that he wanted to hand himself to the protection of the Turks, but they advised him against it and asked him to seek protection from the Arabs which he refused. He left for Turkestan while his officials took away his treasures and gave them to Ahnaf, submitting to the Arabs and being allowed to go back to their respective homes.
Abdullah b. Amir went to Khorasan from Kerman in 650 and set out along with a vanguard of Tamimi Arabs and 1,000 asawira via Quhistan. The people of Tabasayn had broken their peace treaty and had allied with the Hepthalites of Herat. al-Ahnaf reconquered Quhistan and defeated Herat's Hepthalites at Nishapur. The kanarang or marzban of Tus asked the Arabs for assistance against the raiding Hepthalites of Herat and Badghis. He agreed to a peace agreement for 600,000 dinars.
The Hepthalite action prompted the Muslims undertaking military operation to secure their positions in Khorasan. After the fall of Tus, Ibn Amir sent out an army against Herat. The ruler (marzaban or azim) of the place agreed to a peace treaty for Herat, Badghis and Pushang for a tribute of 1 million dirhams. The ruler who was known as azim or the "mighty one" in Futuh al-Buldan, may have been a Hepthalite chief. The Rashidun Caliphs followed the earlier rule of Muhammad of imposing jizya on several bodies jointly and in some cases also imposed the condition that they host Muslims. This rule was followed in most Iranian towns, with the jizya not specified on per capita basis, but being left to the local rulers, though some Muslim commanders stressed the amount on the ability of the ruler to pay. The same wording can be seen in Ibn Amir's treaty.
In 652, Ibn Amir sent al-Ahnaf to invade Tokharistan with 4,000 Arabs and 1,000 Iranian Muslims (evidently the Tamimis and asawira), probably because of assistance of its ruler to Yazdegerd's son Peroz. While Marw al-Rudh's garrison agreed to a peace term for the entire district under 300,000 dirhams, the town itself remained besieged. It was the last major stronghold of Sasanians and fell to al-Ahnaf after a fierce battle. After bloody fighting, its marzaban agreed to a peace treaty for 60,000 or 600,000 dirhams as well as a mutual defence pact. He was also allowed to keep his ancestral lands, for the office of marzaban to be hereditary in his family, and to be exempt from taxes along with his whole family. Baladhuri quotes Abu Ubayda as stating that the Turks were supporting the inhabitants of the town. These Turks were Hepthalites, probably from Guzgan, which may explain the reason behind the Arabs next attacking Guzgan, Faryab and Talqan.
Al-Mada'ini specifically states that Ahnaf while leading the next expedition, did not want to ask for assistance from the non-Muslims of Marw al-Rudh, probably as he did not trust them. The Arabs camped at Qasr al-Ahnaf, a day's march to the north of Marw al-Rudh. The 30,000-strong army comprising troops of Guzgan, Faryab and Talqan, supported by the Chaghanian troops, advanced to meet them. The battle was inconclusive, but the opposing side dispersed with some remaining at Guzgan while the Arabs withdrew to Marw al-Rudh. Ahnaf sent an expedition, led by al-Aqra' b. Habis and apparently consisting exclusively of Tamimis, to Guzgan. The Arabs defeated Guzgan and entered it by force. Ahnaf meanwhile advanced towards Balkh, making peace treaties with Faryab and Taloqan along the way.
The permanent pacification of Khorasan was a protracted affair with the local potentates often rebelling and appealing to outside powers like the Hepthalites, Western Turks or Turgesh, Sogdians and the imperial Chinese who claimed a degree of suzerainty over Central Asia, for help. Within a year after Yazdegerd's death, a local Iranian notable named Qarin started a revolt against the Arabs in Quhistan. He gathered his supporters from Tabasayn, Herat and Badghis, assembling a reported army of 40,000 insurgents against Arabs in Khorasan. The Arabs made a surprise attack however, killing him and many of his people while many others were taken captive. It was expected that the recently subjugated people would revolt. However, in Khorasan, no all-out effort seems to have been undertaken to the expel the Arabs after Qarin's rebellion. Chinese sources state that there was an attempt to restore Peroz by Tokharistan's army, however this episode is not confirmed by Arab sources.
Peroz had settled among the Turks, took a local wife and had received troops from the king of Tokharistan. In 661, he established himself as king of Po-szu (Persia) with Chinese help in a place the Chinese called Ja-ling (Chi-ling), which is assumed to be Zarang. His campaigns are reflected in Muslim sources, which mention revolts in Zarang, Balkh, Badghis, Herat, Bushanj and also in Khorasan during the First Fitna period in reigns of Ali and Muawiyah. Though they do not mention Peroz, they do state that Ali's newly appointed governor of Khorasan had heard in Nishapur that governors of the Sasanian king had come back from Kabul and Khorasan had rebelled. However, the region was reconquered under Muawiyah. Piroz went back to the Tang Empire's capital and was given a grandiose title as well as permission to build a fire temple in 677.
Yazid ibn al-Muhallab succeeded his father as governor of Khorasan in 702 and campaigned in Central Asia, but achieved little success apart from Nezak Tarkhan's submission at Badghis.
Tokharistan
Tokharistan, roughly ancient Bactria, is today divided between Afghanistan, Tajikistan and Uzbekistan. According to the most general usage of the name, Tokharistan is the wide valley around the upper Oxus river surrounded by mountains on three sides before the river moves into open plains. The major city was Balkh, one of the greatest urban centers of northeastern Iran. It was located upon crossroads and conduits of trade in many directions, enabling control of these routes if it was conquered. During the governorship of Abu 'l Abbas 'Abdallah b. Tahir (r. 828–845), a list of districts (kuwar) of the region exists, including as far as Saghaniyan in the north and Kabul in the south. Other places listed are Tirmidh, Juzjan, Bamiyan, Rūb and Samanjan. Some Arab geographers used the name only for the southern part of Oxus valley.
Balkh was also a part of Khorasan along with other areas through varying extensions of time. Per al-Tabari, Yazdegerd fled from Marw-al Rudh to Balkh during Ahnaf's conquest of Khorasan in 643. He fortified himself but was defeated by the Arabs and fled across the Oxus River. Yazdegerd proceeded to Soghd, whose ruler supplied him a large army. The Khaqan of Turks after assembling the troops from Ferghana, crossed the Oxus along with Yazdegerd and marched to Balkh.
In 652, Ibn Amir sent al-Ahnaf to invade Tokharistan with 4,000 Arabs and 1,000 Iranian Muslims (evidently the Tamimis and asawira), probably because of assistance of its ruler to Yazdegerd's son Peroz. He approached Balkh after conquering Marw al-Rudh and fighting an inconclusive battle with a 30,000-strong force from Guzgan, Faryab and Talqan. After arriving at Balkh, he besieged the city, with its inhabitants offering a tribute of 400,000 or 700,000 dirhams. He deputed his cousin to collect the tribute and advanced to Khwarezm but returned to Balkh as winter approached. It was in Balkh in fall of 652 when the local people introduced his cousin Asid to gifting gold and silver to their governor during Mihrijan.
Ziyad b. Abi Sufyan reorganised Basra and Kufa, excluding many from the diwan and inspiring him to settle 50,000 families in Khorasan. Both Baladhuri and Mad'aini agree upon the number, though the latter states each half were from Basra and Kufa. Al-'Ali disagrees, stating the Kufans were 10,000. Ghalib had been unsuccessful in his expedition, and Rabi b. Ziyad al-Harithi, who was appointed governor of Khorasan in 671, led the settlement expedition. He advanced to Balkh and made a peace treaty with the locals who had revolted after al-Ahnaf's earlier treaty.
Qutayba ibn Muslim led the final conquest of Balkh. He was tasked with subduing the revolt in Lower Tokharistan. His army was assembled in the spring of 705 and marched through Marw al-Rudh and Talqan to Balkh. Per one version in Tarikh al-Tabari, the city was surrendered peacefully. Another version, probably to promote a Bahilite claim on the Barmakids, speaks of a revolt among the residents. The latter may be the correct version as Tabari describes the city as ruined four years later. The wife of Barmak, a physician of Balkh, was taken captive during the war and given to 'Abdullah, Qutayba's brother. She was later restored to her lawful husband after spending a period in 'Abdullah's harem. Khalid was thus born in 706 and Abdallah accepted the implications of paternity without disturbing Barmak's conventional responsibilities or affecting Khalid's upbringing.
In 708–709, the Ispahbadh, who was a local ruler, received a letter from the Hepthalite rebel Nezak Tarkhan, who was trying to unite the aristocracy of Tokharistan against Qutayba. The Arabs built a new military encampment called Baruqan two farsangs away from the city. In 725, the governor Asad ibn Abdallah al-Qasri had the city restored after a feud among Arab troops, with Barmak being employed as his agent for the task.
Early Arabs tended to treat Iran as a single cultural unit, however it was a land of many countries with distinct populations and cultures. From historical evidence, it appears that Tokharistan was the only area heavily colonized by Arabs where Buddhism flourished, and the only area incorporated into the Arab empire where Sanskrit studies were pursued up to the conquest. The grandson of Barmak was the vizier of the Arab empire and took personal interest in Sanskrit works and Indian religions. The eighth-century Korean traveller Hui'Chao records Hinayanists in Balkh under Arab rule. He visited the area around 726, mentioning that the true king of Balkh was still alive and in exile. He also describes all the inhabitants of the regions as Buddhists under Arab rule. Other sources indicate however that the Bactrians practiced many different religions.
Among Balkh's Buddhist monasteries, the largest was Nava Vihara, later Persianized to Naw Bahara after the Islamic conquest of Balkh. It is not known how long it continued to serve as a place of worship after the conquest. Accounts of early Arabs offer contradictory narratives. Per al-Baladhuri, its stupa-vihara complex was destroyed under Muawiyah in 650s. Tabari while reporting about the expedition in 650s, does not mention any tension around the temple, stating that Balkh was conquered by Rabi peacefully. He also states that Nizak went to pray at the site during his revolt against Qutayba in 709, implying it may not have been destroyed. Also, the tenth-century geographical treatise Hudud al-'Alam describes remaining royal buildings and Naw Bahara's decorations including painted image and wonderful works, probably secco or fresco murals and carvings on the temple's walls that survived into the author's time.
Sanskrit, Greek, Latin and Chinese sources from the 2nd century BC to the 7th century AD, identify a people called "Tukharas", in the country later called Tukharistan. Badakhshan was earlier the seat of the Tukharas. There is no precise date for the Arab conquest of Badakhshan nor any record of how Islam was introduced there. Al-Tabari too mentions this region only once. In 736, Asad ibn Abdallah al-Qasri sent an expedition into Upper Tokharistan and Badakhshan against the rebel Al-Harith ibn Surayj who had occupied the fortress of Tabushkhan. Juday' b. 'Ali al-Kirmani, who was sent on the expedition against al-Harith, captured Tabushkhan. Juday also had its captive defenders killed while its women and children were enslaved and sold in Balkh despite being of Arab origin. al-Harith later allied with the Turgesh and continued his rebellion until being pardoned by Caliph Yazid b. Walid in 744.
Taking advantage of the factional fighting among the Arabs, Transoxania started rebelling and Asad b. 'Abdallah in response attacked Khuttal in 737. Armed forces of Soghd, Chach and many Turks, led by the Turkish Khagan Sulu, arrived to assist them. Asad fled leaving behind the baggage of plunder from Khuttal. When he returned with the main body of his troops, the Turks retired to Tokharistan and he returned to Balkh. In December 737, the Turgesh attacked Khulm but were repelled by the Arabs. Bypassing Balkh, they captured Guzgan's capital and sent out raiding parties. Asad mounted a surprise attack on the Turks at Kharistan, who only had 4,000 troops. The Turgesh suffered a devastating defeat and lost almost whole of their army. Sulu and al-Harith fled to the territory of Tokharistan's Yabghu, with Sulu returning to his territory in winter of 737–738.
The Zunbils
The Zunbils in the pre-Saffarid period ruled in Zabulistan and Zamindawar, stretching between Ghazni and Bost, and had acted as a barrier against Muslim expansion for a long time. Zamindawar is known to have a shrine dedicated to the god Zun. It has been linked with the Hindu god Aditya at Multan, pre-Buddhist religious and kingship practices of Tibet, as well as Shaivism. The followers of the Zunbils were called Turks by the Arabic sources, however they applied the name to all their enemies in eastern fringes of Iran. They are described as having Turkish troops in their service by sources like Tabari and Tarikh-e-Sistan.
The first time the title of Zunbil appears in Arabic sources, it does so along with that of the Kabul Shah and according to Tabari was the title of the brother of Kabul's king (either Barha Tegin or Tegin Shah). The Zunbil apparently broke away from the overlordship of Kabul around 680 AD and established his own kingdom in Zabulistan and al-Rukhkhaj.
The kingdom of Zabulistan (ar-Rukhkhaj) with its capital at Ghazni, where the king Zunbil or Rutbil resided, is mentioned by Chinese sources under the suzerainty of Jabghu of Turkestan. The significance for Arabs of the realm of Zun and its rulers was them preventing their early campaigns from invading the Indus Valley through eastern and southern Afghanistan. It was only under the early Saffarids that mass-Islamization took place unlike the plunder-raids or tribute levies of Arab rule. The expeditions under Caliph al-Ma'mun against Kabul and Zabul were the last ones and the long conflict ended with the dissolution of the Arab empire following soon thereafter.
Sakawand in Zabulistan was a major centre of Hindu pilgrimage.
7th century
After appearing at Zarang, Abd al-Rahman ibn Samura and his force of 6,000 Arabs penetrated to the shrine of Zun in 653–654. He broke off a hand from the idol of Zun and plucked out the rubies used as its eyes to demonstrate to the marzban of Sistan that the idol could neither hurt nor benefit anyone. He also took Zabul by treaty by 656. In the shrine of Zoon in Zamindawar, it is reported that Samura "broke off a hand of the idol and plucked out the rubies which were its eyes in order to persuade the marzbān of Sīstān of the god's worthlessness." Samura explained to the marzbān: "my intention was to show you that this idol can do neither any harm nor good." Bost and Zabul submitted to the Arab invader by treaty in 656 CE. The Muslims soon lost these territories during the First Civil War (656-661).
In 665 CE, after being reappointed to Sistan under Muawiyah, Samura defeated Zabulistan whose people had broken the earlier agreement. Samura was replaced as governor by Rabi b. Ziyad and died in 50 AH (670 AD), while the king of Zabul rebelled along with the Kabul Shah and the two together reconquered Zabulistan and Rukhkhaj according to al-Baladhuri.
Ar-Rabi, the Arab governor, however attacked the Zunbil at Bust and made him flee. He then pursued him to Rukhkhaj, where he attacked him and then subdued the city of ad-Dawar. Ziyad b. Abi Sufyan was appointed governor of Basra in 665, with Khorasan and Sistan coming under his mandate as well. He had first appointed Rabi to Sistan but replaced him later with 'Ubaydallah b. Abi Bakra. During this period, Zunbil's fierce resistance continued until he finally agreed to pay one million dirhams per Baladhuri and Tarikh-e-Sistan. The Zunbil also negotiated for a peace treaty for both Zabul and Kabul.
Al-Baladhuri records that under Muawiyah, Sistan's governor 'Abbad b. Ziyad b. Abihi raided and captured the city of Qandahar after bitter fighting. He also mentions the characteristic high caps of the people of the city. Though his text is somewhat ambiguous, it seems that 'Abbad had renamed the town as Abbadiya after himself. The Muslim rule was probably toppled and the name is never heard after his governorship ended in 680–1, by 698 there was no Muslim-controlled region east of Bost. The city was ruled by Arab Muslims and Zunbils, and then later Saffarids and Ghaznavids. It is infrequently mentioned in the early Islamic sources.
In 681, Salm b. Ziyad was appointed the governor of Khorasan and Sistan by Yazid I. He appointed his brother Yazid b. Ziyad, apparently to lead a military expedition against the Zunbil of Zabulistan. The expedition however was disastrous, with Yazid being killed, his brother Abu-'Ubayda captured, while Arabs received heavy casualties. Salm sent an expedition by Talha b. 'Abdillah al-Khuzai to rescue his brother and pacify the region. The Arab captives were ransomed for half million dirhams and the region was pacified more through diplomacy than force.
After Talha's death in 683–684, a virtual anarchy was unleashed amongst Sistan's Arabs. His army refused allegiance to Yazid or Muawiyah II and his son 'Abadallah had to abandon Zarang, which was left without any in charge. Many Arabs took over various quarters of Zarang and areas of Sistan. This prompted the Zunbil and his allies, who had already inflicted a humiliating defeat on the Arabs earlier, to intervene in the Arab affairs at Sistan and Bust. Baladhuri says of this period:
During the Second Fitna period, the Zunbil attacked Sistan in 685 but was defeated and killed by the Arabs.
Abdalmalik appointed Umayya ibn Abdallah ibn Khalid ibn Asid as governor of Khorasan in 74 AH (693-4 AD), with Sistan included under his governorship. Umayya sent his son Abdullah as head of the expedition in Sistan. Though initially successful, the new Zunbil was able to defeat them. Per some accounts, Abdullah himself was killed. Umayya was dismissed and Sistan was added to the governorship of al-Hajjaj ibn Yusuf.
Under Al-Hajjaj
Al-Hajjaj, who had become governor of Iraq and the East in 78 AH (697–98 AD), had appointed Ubaidallah, who was a mawla of mixed Abyssinian and Iraqi-Persian origins, as his deputy in Sistan. The Zunbils, who had been left unchecked, had completely stopped paying the tribute. This provided a pretext to terminate the peace treaty between the two sides. Ubaidallah was appointed for an expedition against them in 698 and was ordered by Al-Hajjaj to "attack until he laid waste to Zunbil's territories, destroyed his strongholds, killed all his fighting men and enslaved his progeny". The ensuing campaign was called the "Army of Destruction" (Jaish al-Fana). However, it ended disastrously for the Arabs.
Al-Baladhuri's account on the authority of Al-Mada'ini in Futuh al-Buldan and Ansab al-Ashraf, is the fullest documentation of the campaign. Tabari's account runs parallel but is based on Abu Mikhnaf and does not include the poem of A'sha Hamdan included in Ansab al-Ashraf. Ibn Qutaybah's Kitab al-Ma'arif only makes a bare mention. Ta'rikh al-khulafa' has a more detailed account and epitomises accounts of Tabari and Baladhuri. Tarikh-e-Sistan confuses the campaign with another one against the Khwarij of Zarang. The army consisted of Iraqis from Basra and Kufa, though Baladhuri mentions presence of some Syrians. Ubaidallah himself led the Basrans while the Tabi Shuraih b. Hani' al-Harithi ad-Dabbi led the Kufans.
They marched to Zamindawar or al-Rukhkhaj (the classical Arachosia) but found it barren and foodless. Their advance probably happened in summer of 698, as A'sha Hamdan's poem refers to the scorching heat they had to endure. In Zabulistan's regions of Ghazni and Gardiz, they plundered a significant amount of cattle and other animals, in addition to destroying various strongholds. The Zunbils, who were devastating the countryside whilst retreating, were luring the Arabs into a trap to an inhospitable and foodless terrain. Futuh al-Buldan states that the Muslims almost penetrated Kabul. Tabari meanwhile says that they came within 18 farsakhs of the summer capital of Zunbils in the Qandahar region.
The plan of the Zunbils worked and they trapped the Arabs into a valley. Ubaidallah realizing the gravity of the situation, offered 500,000 or 700,000 dirhams as well as his three sons along with some Arab leaders as hostages while promising not to raid again during his tenure as Sistan's governor. Shuraih, who had earlier advised retreat, felt a withdrawal would be dishonorable. He was joined by a group of people into the battle, and all but a handful of them were killed. The remnant of the Arab army withdrew back to Bust and Sistan, suffering from starvation and thirst. Many died in the "Desert of Bust", presumably the Registan Desert, with only 5,000 making it back to Bust. Many of those who survived died by gorging themselves on the food sent to them according to Tabari. Ubaidallah had arranged food for them after seeing their suffering and himself died, either from grief or an ear affliction.
Al-Hajjaj prepared another expedition in 699, reportedly of 40,000 troops from Kufa and Basra under Abdurrahman b. Muhammad b. al-Ash'ath. Though disguised as a military expedition, it was actually a forced migration of the elements from the two Iraqi cities troublesome to Hajjaj. It was equipped to the best standards and was called the "Army of Peacocks" because of the men included in its ranks. It included the proudest and most distinguished leaders of Iraq led by Ibn al-Ash'ath, grandson of Al-Ash'ath ibn Qays. It also included distinguished elders who served in the first armies of conquest as well as those who fought at Battle of Siffin. This Arab army arrived in Sistan in the spring of 699.
The Arabs advanced east into Zabulistan and won several victories. However the troops did not want to fight in this inhospitable region and started becoming restive. Al-Hajjaj instructed them to continue the advance into Zabulistan's heart no matter what it took, making it clear to them he wanted them to return to their homes. Ibn al-Ash'ath also made an agreement with the Zunbils, that no tribute would be demanded if he won and in case he lost, he would be sheltered to protect him from Al-Hajjaj. The troops mutinied against Hajjaj's enforced emigration and returned to Iraq but were crushed by the Syrian troops. They fled back to the east while Ibn al-Ash'ath fled to Sistan where he died in 704 AD.
When Ibn al-Ash'ath returned to Sistan in 702-703 AD, he wasn't allowed into Zarang and fled to Bust where he was abducted by Iyad b. Himyan al-Bakri as-Sadusi, whom he had appointed as the deputy over Bust, so Iyad could resecure favor of al-Hajjaj. The Zunbil however attacked the town and threatened to slaughter or enslave everyone there unless Ibn al-Ash'ath was handed over to him. Iyad set him free and he went to the Zunbil's territory along with his army. The Zunbil was however persuaded by Al-Hajjaj's representative to surrender him. His fate is however unclear. Per some accounts, he committed suicide, while according to others he was killed by the Zunbil, who sent his head to the Umayyads in Sistan. Following this, a truce was declared between Al-Hajjaj and the Zunbil, in return for the latter paying tribute in kind and in return, Al-Hajjaj promised not to attack him.
From 8th century
Qutayba b. Muslim, the conqueror of Transoxiana, called Sijistan an "ill-omened front", and forced the Zunbils to pay tribute. Khalid al-Qasri in Iraq appointed Yazid b. al Ghurayf al-Hamdani as Sistan's governor, a Syrian from Jund al-Urdunn, in 725. Yazid resumed the campaign by sending an army under the command of Balal b. Abi Kabsha. They however did not obtain anything from the Zunbils.
The new governor of Sistan, al-Asfah b. 'Abd Allah al-Kalbi, a Syrian, embarked on an ambitious policy of campaigning against the Zunbils. The first one was carried out in 726. During the second one in late 727–728, he was warned by the Sijistanis who were with him to not campaign in winter, especially in the mountain defiles. Per Ya'qubi, his army was completely annihilated by the Zunbils. Per Tarikh al-Sistani, al-Asfah managed to get back to Sistan where he died. The next two governors did not undertake any campaigns. The Zunbil was unable to take advantage of the annihilation of al-Asfah's army, but the defeat was a heavy one. It would become one in a series of blows for the caliphate.
The Sistan front remained quiet in the latter part of Abd al-Malik's reign except perhaps the Kharjite activity, with long tenures and blank records of 'Abd Allah b. Abi Baruda and Ibrahim b. 'Asim al-'Uqayli suggesting that the instability in the region had been controlled to an extent. It appears this was only possible because no more campaigns were undertaken against the Zunbils.
Al-Mansur sent Ma'n b. Zaida ash-Shabani to Sistan in response to the disturbances there. Ma'n along with his nephew Yazid b. Ziyad undertook an expedition against the Zunbil for making him obedient and restoring the tribute not paid since the time of al-Hajjaj. It is especially well-documented by al-Baladhuri. He ordered the Zunbil to pay the tribute and was offered camels, Turkish tents and slaves, but this did not placate him. Per al-Baldahuri, under the reign of al-Mansur, Hisham b. 'Amr al-Taghlibi after conquering Kandahar, destroyed its idol-temple and built a mosque in its place.
Ma'n and Yazid advanced into Zamindawar but the Zunbil had fled to Zabulistan. They nonetheless pursued and defeated him, taking 30,000 as captives, including Faraj al-Rukhkhaji, who would later become a secretary of the department of private estates of the Caliph under al-Ma'mun. Zunbil's deputy Mawand (who is recorded as his son-in-law Mawld in Tarikh-e-Sistan) offered submission, which was requested, and was sent with 5,000 of their soldiers to Baghdad, where he was treated kindly and given pensions along with his chieftains per Baladhuri.
The tribute was paid by the Zunbils to amils of caliphs al-Mahdi and ar-Rashid, though rather irregularly. When the Caliph Al-Ma'mun (r. 813–833 AD) visited Khorasan, he was paid double the tribute by Rutbil, but was evidently left unmolested and the Arabs later subdued Kabul.
Kabulistan
The area of Kabul was initially ruled by the Nezak Huns. Sometime after the defeat of their last king Ghar-ilchi at the hands of Samura, the Turkic Barha Tegin rebelled and assaulted Kabul. Ghar-ilchi was killed and Barha Tegin proceeded to proclaim himself as the king of Kabul, before taking Zabulistan in the south. The "Turk Shahi" dynasty established by him however split into two around 680 AD. The dynasty was Buddhist and were followed by a Hindu dynasty shortly before the Saffarid conquest in 870 AD.
Al-Ma'mun's expeditions were the last Arab conflict against Kabul and Zabul and the long-drawn conflict ended with the dissolution of the empire. Muslim missionaries converted many people to Islam; however, the entire population did not convert, with repetitive revolts from the mountain tribes in the Afghan area taking place. The Hindu Shahi dynasty was defeated by Mahmud of Ghazni (r. 998–1030), who expelled them from Gandhara and also encouraged mass-conversions in Afghanistan and India.
During the caliphate of Uthman, new popular uprisings had broken out in Persia and continued for five years from 644 to 649. The revolts were suppressed and Abdullah b. Amir, who was appointed governor of Basra, had captured many cities including Balkh, Herat and Kabul.
After Muawiyah became the Caliph, he prepared an expedition under 'Abd ar-Rahman b. Samura to Khorasan. Per Baladhuri, after recapturing Zarang as well as conquering other cities, the Arabs besieged Kabul for a few months and finally entered it. Samura concluded a treaty and proceeded to attack Bost, al-Rukhkhaj and Zabulistan. The people of Kabul however rebelled and Samura was forced to recapture the city. The account of Tarjuma-i Futuhat however differs and states that Samura besieged the city for a year. After capturing it, he had all the soldiers massacred and their wives and children taken as captives. He also ordered the captured king Ghar-ilchi to be beheaded, but spared him when he converted. Around the same time according to al-Baladhuri, Al-Muhallab ibn Abi Sufra launched an attack on the Indian frontier, reaching up to Bannu and "al-Ahwaz" (Waihind). The historian Firishta states that while capturing Kabul in 664 AD, Samura had made converts of some 12,000 people.
The new king of Kabul Barha Tegin and the Zunbil campaigned against the Arabs after Samura's departure, recapturing Kabul, Zabulistan and al-Rukhkhaj. Rabi b. Ziyad attacked the Zunbil after becoming governor in 671 AD. His successor Ubayd Allah b. Abi Bakra continued the campaign in 673 AD, with the Zunbil negotiating for both Zabul and Kabul soon afterwards. About the time of death of Yazid I however, "the people of Kabul treacherously broke the compact". The Arab army sent to reimpose it was routed.
In about 680–683, the kingdom split into two with the Zunbil fleeing from his brother, the king of Kabul, and approaching Salm b. Ziyad at Amul in Khorasan. In return for him agreeing to acknowledge Salm as his overlord, the Zunbil was allowed to settle down in Amul. Soon he drove his brother out and established himself in Amul. The location of Amul mentioned by Tabari is not certain, Josef Markwart identified it with Zabul. Tabari however claims the Kabul Shah fled instead from the Zunbil and established himself as an independent king during the reign of Mu'awiya.
Abdur Rehman, who studied the descriptions of Tabari however stated that these events should be seen as having happened in Yazid's time since Salm was governor under his reign. In 152 AH (769 AD), Humayd ibn Qahtaba, the governor of Khorasan, raided Kabul. According to Ibn al-Athir, al-'Abbas b. Ja'far led an expedition against Kabul sent by his father Ja'far b. Muhamamad in 787–78, which Bosworth claims is the one attributed to Ibrahim b. Jibril by Al-Ya'qubi.
The only record of an event in early Abbasid period obviously related to the area south of the Hindu Kush, is the expedition against Kabul in 792-793 ordered by Al-Fadl ibn Yahya and led by Ibrahim b. Jibril. It is mentioned by al-Tabari's chronicle, the tenth century Kitāb al-Wuzarā'wa al-Kuttāb of al-Jahshiyari and by al-Ya'qubi. Per al-Jahshiyari, he conquered Kabul and acquired a lot of wealth. Al-Ya'qubi states that rulers and landlords of Tukharistan, including Bamiyan's king, joined this army, implying it crossed the Hindu Kush from the north. It also mentions the subjugation of "Ghurwand" (present-day Ghorband). He also mentions the "Pass of Ghurwand", which judging by the itinerary of the expedition from Tukharistan to Bamiyan to Ghorband valley, is identical to Shibar Pass. They then marched to Shah Bahar where an idol venerated by the locals was destroyed. The inhabitants of various towns then concluded peace treaties with Fadl, one of which was identified by Josef Markwart as Kapisa.
Al-Ma'mun (r. 813–833 AD) while visiting Khorasan, launched an attack on Kabul, whose ruler submitted to taxation. The king of Kabul was captured and he then converted to Islam. Per sources, when the Shah submitted to al-Ma'mun, he sent his crown and bejeweled throne, later seen by the Meccan historian al-Azraqi, to the Caliph who praised Fadl for "curbing polytheists, breaking idols, killing the refractory" and refers to his successes against Kabul's king and ispahabad. Other near-contemporary sources however refer to the artifacts as a golden jewel-encrusted idol sitting on a silver throne by the Hindu Shahi ruler or by an unnamed ruler of "Tibet" as a sign of his conversion to Islam.
Qutayba's campaigns
Qutayba b. Muslim was appointed the governor of Khorasan in 705 by al-Hajjaj b. Yusuf, the governor of Iraq and the East. He began his rule with the reconquest of western Tokharistan in the same year. Qutayba, who was tasked with subduing the revolt in Lower Tokharistan, led the final conquest of Balkh. His army was assembled in spring of 705 and marched to Balkh. Per one version of al-Tabari, the city was surrendered peacefully. Another version, speaks of a revolt among the residents. In 706, he received the submission of Nizak, the leader of Badghis. In 707, he marched on Bukhara oasis along with Nizak in his army but the campaign did not achieve any major objective.
According to Baldhuri, when Qutayba became the governor of Khorasan and Sistan, he appointed his brother 'Amr to Sistan. 'Amr asked the Zunbil to pay tribute in cash but he refused, prompting Qutayba to march against him. The campaign was also partially encouraged by his desire to eliminate the support of the southern Hepthalites, the Zabulites, for their northern brethren to revolt. Zunbil, who was surprised by this unexpected move and scared of Qutayba's reputation, quickly capitulated. Qutayba, realizing the real strength of the Zunbils, accepted it and returned to Merv, leaving only an Arab representative in Sistan.
Per Al-Mada'ini, Qutayba returned to Merv after conquering Bukhara in 709. The rebellion of the Hepthalite principalities from the region of Guzgan, including Taloqan and Faryab, led Qutayba to dispatch 12,000 men from Merv to Balkh in winter of 709. The rebellion was led and organized by Nezak Tarkhan and was supported by Balkh and Marw al-Rudh's dihqan Bādām. Nizak had realised that independence would not be possible if Arab rule was strengthened in Khorasan, and perhaps was also encouraged by Qutayba's attempts to achieve his objectives through diplomacy. The success of Zunbils may also have encouraged him.
Nizak wrote to the Zunblis asking for help. In addition, he also forced the weak Jābghū of Tokharistan to join his cause to persuade all princes of the Principalities of Tukharistan to do the same. His plan to stage the revolt in spring of 710 was however spoilt by Qutayba. Bādām fled when Qutayba advanced on Marw al-Rudh but his two sons were caught and crucified by him. Qutayba next marched to Taloqan, which was the only place in his campaign where the inhabitants were not given a complete amnesty, concerning which H.A.R. Gibb states the "traditions are hopelessly confused". Per one account, he executed and crucified a band of bandits there, though it is possible it was selected for this severity as it was the only place where there was an open revolt.
Faryab and Guzgan both submitted and their inhabitants were not harmed. From there, Qutayba went on to receive the submission of people of Balkh. Almost all of Nizak's princely allies had reconciled themselves with Qutayba and there were Arab governors in all towns of Tokharistan, spoiling his plans. He fled south to the Hindu Kush, hoping to reach Kabul and entrenched himself in an inaccessible mountain pass guarded by a fortress. The Arabs succeeded in gaining the fort with help of Ru'b Khan, ruler of Ru'b and Siminjan. Nizak fled along the modern road that leads from the Oxus valley to Salang Pass and holed up in an unidentified mountain refuge in a site of Baghlan Province. Qutayba caught up with him and besieged him for two months.
Sulaym al-Nasih (the counsellor), a mawla of Khorasan, helped in obtaining Nizak's surrender to Qutayba who promised a pardon. Nonetheless, he was executed along with 700 of his followers after orders from al-Hajjaj. The Jabghu of Tokharistan was sent as a valuable hostage to Damascus. Qutayba then went in pursuit of Juzjan's king, who requested amnesty and called for exchange of hostages as a precautionary measure. This was agreed upon and Habib b. 'Abd Allah, a Bahilite, was sent as prisoner by Qutayba while the king sent some of his family members in return. The peace treaty was agreed but the king died in Taloqan on his return journey. His subjects accused the Muslims of poisoning him and killed Habib, with Qutayba retaliating by executing Juzjan's hostages.
Other regions
Ghur
Tabari records that in 667 AD, Ziyad b. Abihi had sent Hakam b. 'Amr al-Ghafri to Khorasan as Amir. Hakam raided Ghur and Farawanda, bringing them to submission through force of arms and conquered them. He obtained captives and a large amount of plunder from them. A larger expedition was undertaken under Asad ibn Abdallah al-Qasri, the governor of Khorasan, who raided Gharchistan in 725, receiving its submission as well as the conversion of its king to Islam. He next attacked Ghur whose residents hid their valuables in an inaccessible cave, but he was able to plunder the wealth by lowering his men in crates.
Asad's success prompted him to undertake a second expedition in 108-109 AH against Ghur. The poet Thabit Qutna's eulogical poem of Asad recorded by Tabari called it a campaign against the Turks saying, "Groups of the Turks who live between Kabul and Ghur came to you, since there was no place in which they might find refuge from you." Bosworth states that this campaign may have actually taken place in Guzgan or Bamiyan rather than the purely-Iranian Ghur. He also states that no doubt further sporadic raids continued throughout the Umayyad rule, though not noted by historians. It is known that Nasr ibn Sayyar's commander Sulaiman b. Sul had raided Gharchistan and Ghur some time before 739 AD.
The early history of Ghor is unclear. Minhaj-i-Siraj in Tabaqat-i-Nasiri states that Shansab, who established the Ghurid dynasty, was converted by the Arab Caliph Ali which Mohammad Habib and K. A. Nizami dismissed as unlikely. He further adds that the Ghurid Amir Faulad assisted Abu Muslim in overthrowing the Umayyads during the Abbasid Revolution. He also recounts a legend about a dispute between two prominent families of the area. They sought the intercession of the Abbasids and the ancestor of the Shansabi family, Amir Banji, was subsequently confirmed as the ruler by Harun al-Rashid.
No permanent control was ever established on Ghur. According to Bosworth, its value was only for its slaves which could best be obtained in occasional temporary raids. Arab and Persian geographers never considered it important. In all sources it is cited as supplying slaves to slave markets in Khorasan, indicating it had a mostly "infidel" population. Istakhari called it a land of infidels (dar al-kufr) annexed to Islamic domain because of its Muslim minority. However Hudud al-'Alam stated it had a mostly-Muslim population.
Ghazni
The pre-Ghaznavid royal dynasty of Ghazni were the Lawiks. Afghan historian 'Abd al-Hayy Habibi Qandahari, who in 1957 examined a manuscript containing tales about miracles (karamat) of Shaikh Sakhi Surur of Multan, who lived in the 12th century, concluded it dated to 1500. He recorded one of its anecdotes which records the history of Ghazni by the Indian traditionalist and lexicographer Radi ad-Din Hasan b. Muhammad al-Saghani (died 1252) from Abu Hamid az-Zawuli. According to it, a great mosque at Ghazni was earlier a great idol-temple built in honor of the Rutbils and Kabul-Shahs by Wujwir Lawik. His son Khanan converted to Islam and was sent a poem by the Kabul-Shah saying, "Alas! The idol of Lawik has been interred beneath the earth of Ghazni, and the Lawiyan family have given away [the embodiment of] their kingly power. I am going to send my own army; do not yourself follow the same way of the Arabs [ie., Islam]."
Habibi continues stating that Khanan later reconverted to the faith of the Hindu-Shahis. His grandson Aflah however upon assuming power demolished the idol-temple and built a mosque in its place. When the saint Surur arrived at the mosque, he is said to have found the idol of Lawik and destroyed it. The Siyasatnama of Nizam al-Mulk, the Tabaqat-i Nasiri of Juzjani and the Majma' al-ansāb fī't-tawārīkh of Muhammad Shabankara'i (14th century) mention Lawik. Juzjani gives the Lawik who was defeated by Alp-tegin the Islamic kunya of Abu Bakr, though Shabankara'i claims he was a pagan. A variant of his name appears as Anuk in Tabaqat-i Nasiri.
Bamyan
Ya'qubi states that the lord of Bamyan called the Shēr, was converted to Islam under Caliph Al-Mansur (d.775) by Muzahim b. Bistam, who married his son Abu Harb Muhammad to his daughter. However, in his history he changes it to the rule of Al-Mahdi (r. 775–785). Ya'qubi also states that Al-Fadl ibn Yahya made Hasn, Abu Harb Muhammad's son, as the new Shēr after his successful campaign in Ghorband. Ya'qubi states that the ruler of Bamiyan had accompanied an expedition dispatched by Al-Fadl ibn Yahya in 792–793 against the Kabul Shahi.
Later Shers remained Muslim and were influential at the Abbasid court. However, Muslim sources describe the Saffarid ruler Ya'qub ibn al-Layth al-Saffar looting Bamiyan's pagan idols. A much later historian Shabankara'i claims that Alp-Tegin obtained conversion of the Sher to Islam in 962. It seems there were lapses to Buddhism among some of the rulers as the Muslim influence grew weak. However, there is no evidence about the role of Buddhism during these periods or whether Buddhist monasteries remained the center of religious life and teaching.
Post-Arab rule
Tahirids
Khurasan was the base for early recruitment of Abbasid armies, especially the Abbasid takeover received support from Arab settlers aiming to undermine the important sections of non-Muslim aristocracy. The Abbasids succeeded in integrating Khorasan and the East into the central Islamic lands. The state was gradually Persianized through political influence and financial support of the dihqans. Al-Ma'mun emerged as the victor in the Fourth Fitna with the help of Khorasani forces and appointed Tahir ibn Husayn as the governor. Later, he appointed Talha as the governor in 822 and Abdallah in 828. But after the Abbasid decline, Khorasan ended up turning into a virtually independent state under a Persian mawla who rose to favour under Al-Ma'mun.
According to Ibn Khordadbeh, the Shah of Kabul had to send 2,000 Oghuz slaves worth 600,000 dirhams as annual tribute to the governor of Khorasan Abdallah ibn Tahir (r. 828-845). In addition to the Oghuz slaves, he also had to pay an annual tribute of 1.5 million dirhams. Mid-9th century, one of their tributaries Abu Da'udid or the Banijurid Amir Da'ud b. Abu Da'ud Abbas, undertook an obscure campaign into eastern Afghanistan and Zabulistan that was profitable. It is recorded that in 864 Muhammad ibn Tahir sent two elephants captured at Kabul, idols and aromatic substances to the caliph.
Saffarids
Ya'qub b. al-Layth
The Tahirid rule was overthrown by Ya'qub ibn al-Layth al-Saffar of Sistan, the first independent Iranian ruler in the post-Islamic era. He also fought against the Abbasid Caliphate. He joined the 'ayyar band of Salih b. al-Nadr/Nasr, who was recognised as Bust's amir in 852. al-Nasr aimed at taking over whole of Sistan and drove out the Tahirid governor in 854, with Sistan ceasing to be under the direct control of the Caliphate. al-Nasr himself was overthrown by Dirham b. Nasr who was overthrown by Ya'qub in 861. Ya'qub and his brother Amr advanced as far as Baghdad and to Kabul itself in eastern Afghanistan with their dynamism, advancing along the historic route taken by the modern Lashkargah-Qandahar-Ghazni-Kabul road. Their eastern campaigns are documented by Arabic sources of Al-Masudi's Murūj adh-dhahab, Ibn al-Athir's al-Kāmil fi't-tā'rīkh and Tarikh-e-Sistan. The Persian historian Gardizi's Zain al-akhbār also mentions the Saffarid campaigns.
Salih fled to ar-Rukhkhaj or Arachosia, where he received the help of the Zunbil. Both Salih and the Zunbil were killed by Ya'qub in 865. Abu Sa'id Gardezi mentions that Ya'qub advanced from Sistan to Bust and occupied the city. From here he advanced to Panjway and Tiginabad (two of the chief towns of Arachosia), defeating and killing the Zunbil, though the date is not given. This account matches with that of Tarikh-e-Sistan. Satish Chandra states that, "We are told that it was only in 870 AD that Zabulistan was finally conquered by one Yakub who was the virtual ruler of the neighbouring Iranian province of Siestan. The king was killed and his subjects were made Muslims."
Muhammad Aufi's Jawami ul-Hikayat meanwhile states that during his invasion of Zabul, Yaqub employed a ruse to surrender after being allowed to pay homage to the ruler along with his troops, lest they disperse and become dangerous to both sides. Yaqub's troops "carried their lances concealed behind their horses and were wearing coats of mail under their garments. The Almighty made the army of Rusal (probably Rutbil), blind, so that they did not see the lances. When Yaqub drew near Rusal, he bowed his head as if to do homage, but raised a lance and thrust it in the back of Rusal so that he died on the spot. His people also fell like lightning upon the enemy, cutting them down with their swords and staining the earth with the blood of the enemies of the religion. The infidels when they saw the head of Rusal upon the point of a spear took to flight and great bloodshed ensued. This victory, which he achieved, was the result of treachery and deception, such as no one had ever committed."
Ashirbadi Lal Srivastava states that after this victory by Yaqub over Zabul, the position of Lallya alias Kallar, the Brahmin minister who had overthrown the last Kshatriya king of Kabul Lagaturman, seems to have become untenable. He shifted his capital to Udhaband in 870 AD Lallya, credited as an able and strong ruler by Kalhana in Rajatarangini, was driven out by Ya'qub from Kabul within a year of his usurpation according to Srivastava.
Gardezi states that after defeating the Zunbil, Yaqub then advanced into Zabulistan and then Ghazni, whose citadel he destroyed and forced Abu Mansur Aflah b. Muhammad b. Khaqan, the local ruler of nearby Gardez, to tributary status. Tarikh-e-Sistan however in contrast states that he returned to Zarang after killing Salih. This campaign may be related to Gardizi's account of a later expedition in 870 where he advanced as far as Bamiyan and Kabul. Salih b. al-Hujr, described as a cousin of the Zunbil, was appointed as the Saffarid governor of ar-Rukhkhaj, but rebelled two years after Zunbil's death and committed suicide to avoid capture.
Ya'qub had captured several relatives of the Zunbil's family after defeating Salih b. al-Nasr. Zunbil's son escaped from captivity in 869 and quickly raised an army in al-Rukhkhaj, later seeking refuge with the Kabul-Shah. Per Gardizi, Ya'qub undertook another expedition in 870 which advanced as far as Kabul and Bamiyan. According to Tarikh-e-Sistan, Bamiyan was captured in 871 and its idol-temple was plundered. Ya'qub defeated Kabul in 870 and again had to march there in 872 when the Zunbil's son took possession of Zabulistan. Ya'qub captured him from the fortress of Nay-Laman where he had fled. In 871, Ya'qub sent 50 gold and silver idols he gained by campaigning from Kabul to Caliph Al-Mu'tamid, who sent them to Mecca.
According to Tabaqat-i-Nasiri, Ghor, which was ruled by Amir Suri in the 9th century, entered into a war against Ya'qub, but escaped conquest due to its difficult and mountainous terrain.
Amr b. al-Layth
After Ya'qub's death in 879, Al-Mu'tamid recognised his brother and successor 'Amr b. al-Layth (r. 879–902), as governor of Khorasan, Isfahan, Fars, Sistan and Sindh. The caliph however announced divesting him of all his governorships in 885 and reappointed Muhammad b. Tahir as the governor of Khorasan. He was reappointed governor of Khorasan in 892 by Al-Mu'tadid.
Amr led an expedition as far as Sakawand in the Logar Valley, between Ghazni and Kabul, described as a Hindu pilgrimage-centre. In 896, he sent idols captured from Zamindawar and the Indian frontier, including a female copper idol with four arms and two girdles of silver set with jewels and pulled on a trolley by camels, to Baghdad. Al-Baihaki mentions Sakawand as a pass from Kabul to India. It was situated at or near Jalalabad. The idol taken from somewhere in eastern Afghanistan by Amr was displayed for three days in Basra and then for three days in Baghdad. Jamal J. Elias states that it may have been of Lakshmi or Sukhavati at Sakawand. Al-Masudi emphasises the attention it received as a spectacle, with crowds gathering to gawk at it.
Aufi states that Amr had sent Fardaghan as the prefect over Ghazni and he launched the raid on Sakawand, which was a part of the territory of Kabul Shahi and had a temple frequented by Hindus. The Shah of Kabul at this time was Kamaluka, called "Kamalu" in Persian literature. Fardaghan entered it and succeeded in surprising Sakawand. Sakawand was plundered, and its temple destroyed.
Kamalu counter-attacked Fardaghan, who realising his forces were no match for his, resorted to spreading a false rumour that he knew his intentions and had organised a formidable army against him with 'Amr on the way to join him. The rumour had the desired effect and the opposing army slowed its advance, knowing that they could be ambushed and slaughtered if they advanced impetuously into the narrow defiles. Meanwhile, Fardaghan received reinforcements from Khorasan according to Aufi. According to Aufi, he cleverly averted the danger.
Tarikh-e-Sistan does not mention any attack by Fardaghan on Sakawand however, instead beginning with the attack by Kamalu. Per it, when Amr was in Gurgan, he heard that Nasad Hindi and Alaman Hindi had allied and invaded Ghazni. The Saffarid governor 'Fard 'Ali was defeated and fled.
Samanids
The Samanids came to rule over areas including Khorasan, Sistan, Tokharistan and Kabulistan after Ismail (r. 892–907) in 900 AD had defeated the Saffarids, who had taken over Zabulistan and the Kabul region. The Turks were highly noted for their martial prowess by the Muslim sources and were in high demand as slave-soldiers (ghulam, mamluk) by the Caliphate in Baghdad and the provincial emirs. The slaves were acquired either in military campaigns or through trade. The Samanids were heavily involved in this trade of Turkish slaves from lands to the north and east of their state. As the enslavement was limited to non-Muslims and with the Turks increasingly adopting Islam beyond Samanid borders, they also entered Transoxiana as free men due to various causes.
The Ghaznavids arose indirectly from the atmosphere of disintegration, palace revolutions and succession putsches of the Samanid Empire. Abu-Mansur Sabuktigin was one of the Samanid slave guards who rose from the ranks to come under the patronage of the Chief Hajib Alp-Tegin. After the death of the Samanid Amir 'Abd al-Malik b. Nuh, the commander of forces in Khorasan Alp-Tegin along with the vizier Muhammad Bal'ami attempted to place a ruler of their choice on the throne. The attempt failed however and Alp-Tegin decided to withdraw to the eastern fringes of the empire. Per the sources, he wanted to flee to India to avoid his enemies and earn divine merit by raiding the Hindus. He did not intend to capture Ghazni, but was forced to take it when he was denied transit by its ruler.
Alp-Tegin proceeded with his small force of ghulams and ghazis (200 ghulams and 800 ghazis according to Siyasatnama, while Majma al-ansab of Muhammad b. Ali al-Shabankara'i (d. 1358) states 700 ghulams and 2,500 Tajiks). En route, he subdued the Iranian Sher of Bamiyan and the Hindu-Shahi king of Kabul. He then came to Ghazni, whose citadel he besieged for four months and wrested the town from its ruler, Abu 'Ali or Abu Bakr Lawik or Anuk. The origin of this chief was Turkic, though it is not known if he was a Samanid vassal or an independent ruler. Josef Markwart suggests he was a late representative of the Zunbils. The Lawik dynasty of Ghazni was linked to the Hindu Shahi dynasty through marriage. Alp-Tegin was accompanied by Sabuktigin during the conquest of Ghazni.
Minhaj al-Siraj Juzjani states that Alp-Tegin had his position regularised by Amir Mansur b. Nuh through an investiture, however Siyasatnama mentions an expedition against Alp-Tegin from Bukhara which was defeated outside Ghazni. His ambiguous, semi-rebel status seems to be reflected in his coins, with two of his coins minted at Parwan mentioning his authority from the Samanids to mint coins only in an indirect way. He was succeeded by his son Abu Ishaq Ibrahim, who lost Ghazni to Abu Ali Lawik, the son of its expelled ruler. He recovered it however with Samanid help in 964–65.
Alp-Tegin's ghulams were reconciled with the Samanids in 965 but maintained their autonomy. After Ibrahim's death in 966, Bilge-Tigin was made the successor and he acknowledged the Samanids as his overlords. He died in 364 AH (974–975 AD) while besieging Gardez and was succeeded by Böritigin or Piri.
Piri's misrule led to resentment among the people who invited Abu Ali to take back the throne. The Kabul Shahis allied with him and the king, most likely Jayapala, sent his son to assist Lawik in the invasion. According to the Majba al-Ansab, Sabuktigin managed to convince the Muslim Turks living in Ghazni, Gardez and Bamyan to participate in a jihad against the Hindus. When the allied forces reached near Charkh on Logar River, they were attacked by Sabuktigin who killed and captured many of them, while also capturing ten elephants. Lawik as well his ally were both killed in the battle. Piri was expelled and Sabuktigin became governor in 977 AD. The accession was endorsed by the Samanid ruler Nuh II.
Hudud al-‘Alam states that Ghor was under the overlordship of Farighunids. Both Gardezi and Baihaqi state that in 379 AH (979–980 AD), the Samanid Amir Nuh b. Mansur dispatched an expedition under Abu Ja'far Zubaidi to conquer Ghur, but he had to return after capturing several forts. As the Samanid governor of Zabulistan and Ghazni, Sabuktigin attacked it several times. He was able to conquer eastern Ghur after initial set-backs and was acknowledged as a sovereign by Muhammad ibn Suri.
Ghaznavids
Sabuktigin
First war against Jayapala
The Ghaznavid campaigns from the time of Sabuktigin are recorded as jihad against the people of al-Hind to destroy idolatry and replace it by expanding Islam. The Kabul Shahis only retained Lamghan in the Kabul-Gandhara area by the time of Alp-Tegin. According to Firishta, Sabuktigin had already begun raiding Multan and Lamghan under Alp-Tegin for slaves. This precipitated an alliance between the Shahi ruler Jayapala, Bhatiya and Sheikh Hamid Khan Lodi. He crossed the Khyber Pass many times and raided the territory of Jaipala.
Jayapala appointed Sheikh Hamid Khan Lodi as ruler over Multan and Lamghan, but Sabuktigin broke up this alliance after his accession through diplomatic means, convincing Lodi to acknowledge him as an overlord. Although Ferishta had identified Lodi and his family as Afghans, historian Yogendra Mishra pointed out that this was an error, since they were descended from the Qurayshite Usama ibn Lawi ibn Ghalib.
Sabuktigin plundered the forts in the outlying provinces of the Kabul Shahi and captured many cities, acquiring huge booty. He also established Islam at many places. Jaipal in retaliation marched with a large force into the valley of Lamghan (Jalalabad) where he clashed with Sabuktigin and his son. The battle stretched on several days until a snow storm affected Jaipala's strategies, forcing him to plead for peace. Sabuktigin was inclined to grant peace to Jayapala but his son Mahmud wanted total victory.
Jaypala upon hearing Mahmud's plans warned Sabuktigin, "You have seen the impetuosity of the Hindus and their indifference to death... If therefore, you refuse to grant peace in the hope of obtaining plunder, tribute, elephants and prisoners, then there is no alternative for us but to mount the horse of stern determination, destroy our property, take out the eyes of our elephants, cast our children into fire, and rush out on each other with sword and spear, so that all that will be left to you to conquer and seize is stones and dirt, dead bodies, and scattered bones." Knowing Jaipala could carry out his threat, Sabuktigin granted him peace in return for his promise of paying tribute and ceding some of his territory.
Second war against Jayapala
After making peace with Sabuktigin, Jayapala returned to Waihind but broke the treaty and mistreated the amirs sent to collect the tribute. Sabuktigin launched another invasion in retaliation. While the mamluks remained the core of his army, he also hired the Afghans, especially the Ghilji tribe, in his dominion. According to al-Utbi, Sabuktigin attacked Lamghan, conquering it and burning the residences of the "infidels", while also demolishing its idol-temples and establishing Islam. He proceeded to slaughter the non-Muslims, destroyed their temples and plundered their shrines. It is said that his forces even risked frostbite on their hands while counting the large booty.
To avenge the savage attack of Sabuktigin, Jayapala, who had earlier taken his envoys as hostage, decided to go to war again in revenge. According to al-Utbi, he assembled an army of 100,000 against Sabuktigin. The much later account of Ferishta states that it included troops from Kanauj, Ajmer, Delhi and Kalinjar. The two sides fought on an open battlefield in Laghman. Sabuktigin divided his army into packs of 500 who attacked the Indians in succession. After sensing that they were weakened, his forces mounted a concerted attack. The forces of Kabul Shahi were routed and those still alive were killed in the forest or drowned in the river.
The second battle that took place between Sabuktigin and Jayapala in 988 AD, resulted in the former capturing territory between Lamghan and Peshawar. Al-Utbi also states that the Afghans and Khaljis, living there as nomads, took the oath of allegiance to him and were recruited into his army. He helped Nuh II in expelling the rebel and heretic Abu Ali Simjur from Khorasan, resulting in its governorship being given to Sabuktigin who appointed Mahmud as his deputy there. He also appointed Ismail as the successor to his kingdom and died in 997. A succession war erupted between Ismail and Mahmud, with the latter gaining the throne in 998.
Mahmud
The Samanid amir Mansur II appointed Bektuzun as Khorasan's governor after Sabuktigin's death. Mahmud however wished to reacquire the governorship after defeating his brother Ismail and his allies. Bektuzun and Fa'iq, the de facto power behind the Samanid throne, toppled Mansur II as they did not trust him, and replaced him with Abu'l Fawaris 'Abd al-Malik. Their forces were however defeated in 999 by Mahmud, who acquired all the lands south of Oxus, with even those to the north of the river submitting to him. The Samanid dynasty was later ended by the Karakhanids. In 1002, Mahmud also defeated the Saffarid Amir Khalaf ibn Ahmad and annexed Sistan.
Wars against Kabul Shahi
Mahmud systemized plunder raids into India as a long-term policy of the Ghaznavids. The first raid was undertaken in September 1000, but was meant for reconnaissance and identifying the possible terrain and roads that could be used for future raids. He reached Peshawar by September 1001 and was attacked by Jayapala. The two sides clashed on 27–28 November 1001 and Jayapala was captured. Anandapala who was at Waihind, had to pay a heavy ransom to have his father and others released. Jayapala later self-immolated out of shame and Anandpala succeeded him. Mahmud attacked Anandpala later over his refusal to allow him passage during his attack on Multan, which was controlled by Fateh Daud. The two sides clashed in 1009 in the eastern side of Indus at Chhachh, with Mahmud defeating Anandapala and capturing the fort of Bhimnagar. He was allowed to rule as a feudatory in Punjab for some time.
An alliance between Anandpala's son, Trilochanpala, and Kashmiri troops was later defeated. During the warfare from 990–91 to 1015, Afghanistan, and later Punjab and Multan were lost to the Ghaznavids. Trilochanpala's rule was limited to eastern Punjab and he gained respite from the Muslim invasions with retreat to Sirhind. He allied with the Chandellas and in 1020-21 was defeated at a river called Rahib by Al-Utbi, while Firishta and Nizamuddin Ahmad identify it as Yamuna. He was killed in 1021 AD by his mutinous troops and succeeded by Bhimapala, who became the last ruler of the Kabul Shahi and was killed fighting the Ghaznavids in 1026 AD. The remnants of the royal family sought refuge with the Lohara dynasty of Kashmir and Punjab passed under the control of Muslim conquerors.
Mahmud used his plundered wealth to finance his armies which included mercenaries. The Indian soldiers, presumably Hindus, who were one of the components of the army, with their commander called sipahsalar-i-Hinduwan, lived in their quarter of Ghazni while practicing their own religion. Indian soldiers under their commander Suvendhray remained loyal to Mahmud. They were also used against a Turkic rebel, with the command given to a Hindu named Tilak according to Baihaki.
The renowned 14th-century Moroccan Muslim scholar Ibn Battuta remarked that the Hindu Kush meant the "slayer of Indians", because the slaves brought from India who had to pass through there died in large numbers due to the extreme cold and quantity of snow. He states:
Invasions of Ghur
The conversion of Ghur occurred over a long period and it was mostly pagan until the 10th century, which Mohammad Habib and Khaliq Ahmad Nizami say was probably a result of the missionary activities by the Karramiyya movement established in the region in 10th–11th centuries. Its imperfect conversion is visible by the fact that while the people of Ghur had Muslim names, they led the life of pagans. Muhammad b. Suri, who had acknowledged Sabuktigin as his sovereign, withheld tribute after his death, started plundering caravans and harassed the subjects of Mahmud. Rawżat aṣ-ṣafāʾ called him a pagan, and al-Utbi stated that he was a Hindu.
In 1011, Mahmud dispatched an expedition to conquer Ghur under Altuntash, governor of Herat, and Arslan Hajib, governor of Tus. Muhammad b. Suri, the king, placed himself in inaccessible hills and ravines. The Ghurids were however defeated and Suri was captured along with his son Shith. Abu Ali, who had remained on good terms with the Sultan, was made the ruler of Ghur by him. Eastern Ghur was brought under Ghaznavid control. In 1015, Mahmud attacked Ghur's southwestern district of Khwabin and captured some forts.
In 1020, Mahmud's son Ma'sud was dispatched to take Ghur's northwestern part called Tab. He was helped by Abul Hasan Khalaf and Shirwan, chieftains of the south-western and north-eastern regions respectively. He captured many forts, bringing the entire region of Ghur, except maybe the inaccessible interior, under Ghaznavid control. He also captured the stronghold of the chieftain Warmesh-Pat of Jurwas, levying a tribute of arms. Minhaj al-Siraj Juzjani praises Abu Ali for firmly establishing Islamic institutions in Ghur. The progress of Islam in this divided region after his death is however unknown.
Ghur remained a pagan enclave until the 11th century. Mahmud who raided it, left Muslim precepts to teach Islam to the local population. The region became Muslim by 12th century, though the historian Satish Chandra states that Mahayana Buddhism is believed to have existed until the end of the century. Neither Mahmud nor Ma'sud conquered the interior. Habib and Nizami say that the Ghurids were gradually converted by propagandists of new mystic movements. The Shansabani eventually succeeded in establishing their seniority in Ghor, if not its unification. By the time of Sultan Bahram, Ghur was converted and politically unified. According to Minhaj, both Ghiyasuddin and Mu'izzuddin were Karamis who later converted to Shafi‘i and Hanafi Islam respectively. Tarikh-i guzida however says that the Ghorids were only converted to Islam by Mahmud.
Conversion of Pashtun-Afghan people
The name Afghanistan was first used in a political sense by Saifi Herawi in the 14th century. It was even used during the height of the Durrani Empire. Only after the Durand line was fixed, did its modern usage for the land between it and the Oxus river become usual. The people who were mostly responsible for establishing the Afghan kingdom are referred to as Pashtun, who were also called "Afghans". The name Pashtun (or Pakthun) is the original and oldest name.
The tenth-century Persian geography Hudud al-'Alam is the earliest known mention of the Afghans. In Discourse on the Country of Hindistan and Its Towns, he states that, "Saul, a pleasant village on a mountain. In it live Afghans." Ibn Battuta described Saul as being situated between Gardez and Husaynan along a common trade route, the exact location of Husaynan is unknown. Akhund Darweza states that their original homeland was Qandahar from where they migrated in 11th century upon the request of Mahmud of Ghazni to assist him in his conquests. Afghan tradition considers "Kase Ghar" in Sulayman range as the homeland. Hudud al-'Alam also mentions that the king of Ninhar (Nangarhar) had many wives including "Moslem, Afghan and Hindu".
The Pashtun traditions speak of Islamization during Muhammad's time through Khalid ibn Walid. Qais Abdur Rashid, the presumed ancestor of the Afghans, is said to have led a delegation to Mecca from Ghor after being summoned by Khalid b. Walid and converted to Islam while also distinguishing himself in the service of Muhammad. He adopted the name Abdul Rashid, and his three sons – Saraban, Ghurghust, Karlani, and a foundling Karlanri linked to Saban, are considered to be the progenitors of the major Afghan divisions.
Ni'matullah's Makhzan-i-Afghani traces their history to an Israelite called Afghana who constructed the al-Aqsa mosque. Per it, under the time of King Suleiman, a figure named Bokhtnasser was responsible for "carrying away the Israelites, whom he settled in the mountainous districts of Ghor, Ghazneen, Kabul, Candahar, Koh Firozeh, and the parts lying within the fifth and sixth climates; where they, especially those descended of Asif and Afghana, fixed their habitations, continually increasing in number, and incessantly making war on the infidels around them." Qais traveled to Medina to receive Mohammed's blessings and fought against the Meccans. Muhammad himself conferred the title of Pashtun upon Qais and his people according to the tradition. They returned to Ghor to spread Islam and pledged loyalty to Mahmud. Per Ni'matullah, the Ghurid ruler Mu'izz al-Din had initiated their eastward migration into present-day north-west Pakistan, in course of his military campaigns.
The Arabs, at war with the Kabul Shah, had directed their campaigns in direction of Gandhara. By the time of Muawiya, Sistan's governorship was separated from Khorasan, with the governor looking after the region and keeping a check on Kabul Shah. Ahmed Hassan Dani considers that the Arab activities may have led to conversion of Aghans as well, and it may have been wholesale because of their tribal nature, i.e., all the Afghan tribes adopted Islam at once.
Quoting Matla-al-Anwar, Ferishta states that a man named Khalid, son of Abdullah, stated by some to be a descendant of Khalid bin Walid or Abu Jahl, was for some time governor of Herat, Ghor, Gharjistan and Kabul. After being relieved of the charge, he settled in Koh Sulaiman, with the Lodis and Suris being the descendant of his daughter who married a converted Afghan.
Al-Utbi in Tarikh-i-Yamini states that the Afghans were enlisted by Sabuktigin and also Mahmud. During this period, the Afghan habitat was in the Sulaiman Mountains. After defeating Jayapala in 988 AD, Sabuktigin had acquired the territory between Laghman and Peshawar. Al-Utbi states that the Afghans and Khaljis, living there as nomads, took the oath of allegiance to him and were recruited into his army. Iqtidar Husain Siddiqui citing a 13th-century Persian translation, claims he mentions the "Afghans" were pagans given to rapine and rapacity, they were defeated and converted to Islam.
Writing in the 11th century AD, Al-Biruni in his Tarikh al Hind stated that the Afghan tribes lived in mountains west of India. He notes, "In the western frontier mountains of India there live various tribes of the Afghans and extend up to the neighbourhood of the Sindu valley." He earlier also noted about the mountains, "In marching from our country to Sindh we start from the country of Nimroz, i.e. the country of Sijistan, whilst marching to Hind or India proper we start from the side of Kabul... In the mountains which form the frontier of India towards the west there are tribes of the Hindus, or of people near akin to them — rebellious savage races — which extend as far as the farthermost frontiers of the Hindu race."
Mahmud had gone to war against pagan Afghan while campaigning in the Sulayman mountains. Firishta states that Afghans fought on both sides during the war between Mu'izz al-Din and Pithorai in 1192 AD, which Encyclopaedia of Islam says probably indicates that they were not completely converted yet.
In 1519, Babur mounted an attack on the fort of Bajaur and sent a Dilazak Afghan as an ambassador to the Gibri Sultan of Bajaur, Mir Haidar 'Ali, to surrender and enter his services. Gibri, a Dardic language of Bajaur, was also spoken by the royal family and nobility of the Swat Valley. The Gibris decided to resist and Babur's forces stormed it in two days. He ordered a general massacre of its inhabitants on the pretext that they had rebelled against Kabul's regime and were infidels who had forsaken Islam.
The westward migration of Pashtuns from Sulaiman mountains to Qandahar and Herat is thought to have begun in the 15th century. In the 16th century, the area around Qandahar formed a bone of contention between the Ghilzais and Abdalis. The latter gave in and migrated to Herat during the reign of Safavid Shah Abbas I. Their migration displaced or subjugated the indigenous populations, especially the Tajiks who were also the dominant population in Kabul, Nangarhar and Laghman in east Afghanistan. Before the advent of Ghilzais of the Ahmadzai division in the late 16th century, Logar River was also a Tajik stronghold. The Pashtuns also displaced the original Kafirs and Pashayi people in Kunar Valley and Laghman Valley, located south of Kabul in east Afghanistan, to the infertile mountains. Regions to the south and east of Ghazni were the strongholds of Hazaras before the 16th century. They also lost Wardak to the tribe of the same name when the latter invaded in the 17th century. In Qandahar, the Farsiwanis, Hazaras, Kakars and Baloch people were subjugated.
Conquests of Kafiristan
Kafiristan is a mountainous region of the Hindu Kush that was isolated and politically independent until the Afghan conquest of 1896. Before their conversion to Islam, the Nuristanis or Kafir people practiced a form of ancient Hinduism infused with locally developed accretions.
Kafiristan proper from west to east comprises basins of Alishang, Alingar, Pech or Prasun, Waigal and Bashgal. The region became a refuge of an old group of Indo-European people, probably mixed with an older substratum, as well as a refuge of a distinct Kafiri group of Indo-Iranian languages, forming part of the wider Dardic languages. The inhabitants were known as "kafirs" due to their enduring paganism, while other regions around them became Muslim. However, the influence from district names in Kafiristan of Katwar or Kator and the ethnic name Kati has also been suggested. The Kafirs were divided into Siyah-Posh, comprising five sub-tribes who spoke the Kamkata-vari language; while the others were called Safed-Posh, comprising Prasungeli, Waigeli, Wamai and Ashkun.
The Kafirs called themselves "Balor", a term that appeared in Chinese sources as early as the fifth century AD. In both the Chinese sources and Muslim sources like the 16th-century work of Kashmir's conqueror Mirza Muhammad Haidar Dughlat, the terms "Bolor" and "Boloristan" denote the area from the Kabul valley to Kashmir, Yarkand and Kashgar. The country is the most inaccessible part of Hindu Kush. The Muslim conquerors could not achieve a lasting success here.
The vast area extending from modern Nuristan to Kashmir (styled "Peristan" by A. M. Cacopardo) contained a host of "Kafir" cultures and Indo-European languages that became Islamized over a long period. Earlier, it was surrounded by Buddhist areas. The Islamization of the nearby Badakhshan began in the 8th century and Peristan was completely surrounded by Muslim states in the 16th century with the Islamization of Baltistan. The Buddhist states temporarily brought literacy and state rule into the region. The decline of Buddhism resulted in it becoming heavily isolated.
There have been varying theories about the origins of the Kafirs. Oral traditions of some Nuristanis place themselves to be at confluence of Kabul and Kunar River a millennium ago, being driven off from Kandahar to Kabul to Kapisa to Kama with the Muslim invasion. They identify themselves as late arrivals here, being driven by Mahmud of Ghazni, who after establishing his empire, forced the unsubmissive population to flee. George Scott Robertson considered them to be part of the old Indian population of Eastern Afghanistan and stated that they fled to the mountains while refusing to convert to Islam after the Muslim invasion in the 10th century. The name Kator was used by Lagaturman, the last king of the Turk Shahi. The title "Shah Kator" was assumed by Chitral's ruler Mohtaram Shah who assumed it upon being impressed by the majesty of the erstwhile pagan rulers of Chitral. The theory of Kators being related to the Turki Shahis is based on the information of Jami- ut-Tawarikh and Tarikh-i-Binakiti. The region was also named after its ruling elite. The royal usage may be the origin behind the name of Kator.
Mahmud of Ghazni
In 1020–21, Mahmud of Ghazni led a campaign against Kafiristan and the people of the "pleasant valleys of Nur and Qirat" according to Gardizi. The Persian chronicles speak of Qirat and Nur (or Nardin), which H. M. Elliot on authority of Al-Biruni identifies with Nur and Kira tributaries of Kabul river. Ferishta wrongly calls these two valleys as "Nardin" and Qirat and confuses this conquest with the one against "Nardin" or Nandana. He also wrongly mentions that it took place after 412 AH. Alexander Cunningham identifies the places conquered as "Bairath" and "Narayanpura".
These people worshipped the lion. While Clifford Edmund Bosworth considers that Mahmud attacked "pagan Afghans", Joseph Theodore Arlinghaus of Duke University does not consider it correct because his source Gardezi simply calls them "pagan (kafiran)" and not "pagan Afghans", as they were not known to be pagan or live on borders of Nuristan in the 11th century. Mohammad Habib however considers that they might have been worshipping Buddha in the form of a lion (Sakya Sinha). Ramesh Chandra Majumdar states that they had a Hindu temple which was destroyed by Mahmud's general. Ram Sharan Sharma meanwhile states that they may have been Buddhist. Cunningham claims based on the reporting of Ferishta that the place was plundered by 'Amir Ali after being taken.
According to Gardezi, while returning from his recent invasion of India, Mahmud had heard about the Kafirs and the chief of Qirat surrendered without any struggle and accepted to convert, with the inhabitants converting as well. Nur however refused to surrender and his general 'Amir Ali led an attack on it, forcing its people to convert. According to Firshta, the rulers of both of them submitted and accepted Islam in 1022. He adds, "On breaking a great temple situated there, the ornamented figure of a lion came out of it, which according to the belief of the Hindus was four thousand years old."
However, no permanent conquest was attempted. Iqbal namah-i-Jahangiri stated that Kafirs still lived in Darrah-i-Nur which Mahmud of Ghazni had claimed to have converted. The Mughal Emperor Jahangir had received a delegation of these pure Kafirs in Jalalabad and had honoured them with gifts.
Timurids
The campaigns of Timur are recorded by Zafarnama, written by Sharaf ad-Din Ali Yazdi, which is based on another work. On his way to India, Timur attacked the Siyah-Posh in 1398 AD after receiving complaints from the trading city of Andarab about the raids by the Kafirs. He penetrated Kafiristan from Khawak pass and restored an old fortress there. He personally proceeded against the Kator region, which extended from Kabul to Kashmir.
Timur sent a detachment of 10,000 soldiers against the Siyah-Poshas under Burhan Aglan and had the fort of Kator deserted by Kafirs destroyed, while the houses of the city were burnt. The Kafirs took refuge on top of a hill and many were killed in the ensuing clash. Some held out for three days but agreed to convert after Timur offered them the choice between death and Islam. They however soon apostatised and ambushed Muslim soldiers in the night. They Muslims repelled them and a number of the Kafirs were killed, with 150 being taken prisoner and later executed. Timur ordered his men "to kill all the men, to make prisoners of women and children, and to plunder and lay waste all their property." His soldiers carried out the order and he directed them to build a tower of skulls of the dead Kafirs.
Timur had his expedition engraved on a neighbouring hill in the month of Ramadan. His detachment sent against the Siyah-Poshas however met with disaster, with Aglan being routed and forced to flee. A small detachment of 400 men under Muhammad Azad was then sent and defeated the Kafirs, retrieving the horses and armour Aglan lost. Timur later captured a few more places, though nothing more is stated, presumably he left the Siyah-Poshas alone. He proceeded to exterminate the rebellious Afghan tribes and crossed the Indus River in September 1398.
The Timurid Sultan Mahmud Mirza is said to have raided Kafiristan twice by Baburnama, which earned him the title of ghazi.
Yarkand Khanate
Mirza Muhammad Haidar Dughlat invaded Balor under orders of Sultan Said Khan in 1527-1528 AD, and was accompanied by Said's eldest son Rashid Khan. The expedition was an Islamic frontier raid called ghaza. Dughlat undertook highly devastating plundering raids against the region.
Rashid Khan (r. 1533–1569) undertook further expeditions against Bolor (Kafiristan), which are recorded by Tarikh-i-Kashgar and Bahr al-asar of Mahmud b. Amir Wali. The Kashgari author mentions it briefly, though Wali goes into detail. The first campaign failed with a number of Kashgari captured and enslaved by the people of Bolor. A second invasion was successful and forced them to submit. Tarikh-i-Kashgar states that Bolor was governed by Shah Babur after Abdullah Khan's successful campaign in 1640.
Mughals
Babur himself came to the region in the winter of 1507–1508 and had an inscription carved commemorating his transit. While fleeing to India to take refuge in the Afghan-Indian borderlands after Shibani Khan attacked Qandahar, which Babur had recently conquered, he marched from Kabul to Lamghan in September 1507. He eventually reached the Adinapur fort in Nangarhar district and commented that his men had to forage for food and raided the rice fields of the Kafirs in the Alishang district.
While writing in his memoirs, Babur noted that when he captured Chigha Sarai in 1514, the "Kafirs of Pech came to their assistance." He mentions some Muslim nīmčas or half-breeds, probably converted Kafirs, who married with the Kafirs and lived at Chigha Sarai, located at confluence of Kunar River and Pech River. In 1520, he mentions sending Haidar Alamdar to the Kafirs, who returned and met him under Bandpakht along with some Kafir chiefs who gifted him some wineskins.
The relationship between the Siahposh and the residents of Panjshir and Andarab remained the same even more than a century after Timur's expedition. Babur records about Panjshir that, "It lies upon the road, and is in the immediate vicinity of Kafiristan. The inroads of the robbers of Kafiristan are made through Panjshir. In consequence of their vicinity of the Kafirs - the inhabitants of this district are happy to pay them a fixed contribution. Since I last invaded Hindustan, and subdued it (in 1527), the Kafirs have descended into Panjshir, and returned after slaying a great number of people and committing extensive damages."
Per Tabakat-i-Akbari, the Mughal Emperor Akbar had dispatched his younger brother Mirza Muhammad Hakim, who was a staunch adherent of the missionary-minded Naqshbandi Sufi order, against the Kafirs of Katwar in 1582. Hakim was a semi-independent governor of Kabul. The Sifat-nama-yi Darviš Muhammad Hān-i Ğāzī of Kadi Muhammad Salim who accompanied the expedition mentions its details and gives Hakim the epithet of Darviš Khan Gazi.
Muhammad Darvish's religious crusade fought its way from Lamghan to Alishang, and is stated to have conquered and converted 66 valleys to Islam. After conquering Tajau and Nijrau valleys in Panjshir area, his forces established a fort at Islamabad, located at the confluence of Alishang and Alingar rivers. They continued the raid up to Alishang and made their last effort against the non-Muslims of Alingar, fighting up to Mangu, the modern border between Pashai and Ashkun-speaking areas.
The conquest does not seem to have had a lasting effect, as Henry George Raverty mentions that Kafirs still lived in upper part of Alishang and Tagau. Khulasat al-ansab of Hafiz Rahmat Khan stated that the Afghans and Kafirs of Lamghan were still fighting each other during the time of Jahangir.
Final subjugation
Under Amir Sher Ali Khan, Afghanistan was divided into provinces (wilayats) of Kabul, Kandahar, Herat and Afghan Turkestan. Uruzgan and Kafiristan were later incorporated into Kabul. Some parts of Kafiristan were already following Islam before its conquest. Amir Abdul Rahman Khan tried to persuade them to convert to Islam by deputing Kafir elders. The Kafirs were meanwhile poorly armed as compared to Afghans and numbered only 60,000. By 1895, the demarcation of nearby Chitral under indirect British rule, and the conquest of Pamirs by Russia, worried him about the endangerment of integration of Afghanistan through the independent Kafiristan. Afghan tribes meanwhile undertook slave raids in places like Kafiristan, Hazarajat, Badakhshan and Chitral.
The territory between Afghanistan and British India was demarcated between 1894 and 1896. Part of the frontier lying between Nawa Kotal in outskirts of Mohmand country and Bashgal Valley on outskirts of Kafiristan were demarcated by 1895 with an agreement reached on 9 April 1895. Abdur Rahman wanted to force every community and tribal confederation with his single interpretation of Islam due to it being the only uniting factor. After the subjugation of the Hazaras, Kafiristan was the last remaining autonomous part. Field marshal Ghulam Hayder Khan sent a message to Kafirs of Barikut which stated, "It is not the duty of the government to compel, force or impose on them to accept, or take the path of the religion of Islam. The obligation that does exist is this: they render obedience and pay their taxes. As long as they do not disobey their command, they will not incinerate themselves with the fire of padishah's [king's] wrath. In addition, they are not to block the building of the road [that was planned through their territory]."
Emir Abdur Rahman Khan's forces invaded Kafiristan in the winter of 1895–1896 and captured it in 40 days according to his autobiography. Columns invaded it from the west through Panjshir to Kullum, the strongest fort of the region. The columns from the north came through Badakhshan and from the east through Asmar. A small column also came from south-west through Laghman. The Kafirs were forcibly converted to Islam and resettled in Laghman, while the region was settled by veteran soldiers and other Afghans. Kafiristan was renamed as Nuristan. Other residents also converted to avoid the jizya.
His victory was celebrated with the publishing of a poem in 1896 or 1897 and Faiz Mohammad Katib Hazara gave him the title of "Idol-Smasher". About 60,000 of the Kafirs became converts. Mullahs were deployed after the conquest to teach them about fundamentals of Islam. The large-scale conversion proved difficult however and complete Islamization took some time. Kafir elders are known to have offered sacrifices in their shrines upon hearing rumours of Rahman's death in 1901. Three main roads connecting Badakhshan with Kunar and Lamghan (Chigha Sirai-Munjan, Asmar-Badakhshan and Munjan-Laghman) were built after the conquest.
See also
History of Afghanistan
Timeline of Afghan history
History of Arabs in Afghanistan
Hindu and Buddhist heritage of Afghanistan
Early Muslim conquests
References
Further reading
Elliot, Sir H. M., Edited by Dowson, John. The History of India, as Told by Its Own Historians. The Muhammadan Period; published by London Trubner Company 1867–1877. (Online Copy: The History of India, as Told by Its Own Historians. The Muhammadan Period; by Sir H. M. Elliot; Edited by John Dowson; London Trubner Company 1867–1877 - This online Copy has been posted by: The Packard Humanities Institute; Persian Texts in Translation; Also find other historical books: Author List and Title List)
External links
The Guardian: "Lost Tribe Struggles for Survival"
Press Trust of India :"Inscription throws new light to Hindu rule in Afghanistan "
Association for the Protection of Afghan Archeology
Afghanistan
Afghanistan
Medieval Afghanistan
Spread of Islam
Wars involving the Abbasid Caliphate
Wars involving the Rashidun Caliphate
Wars involving the Umayyad Caliphate |
3070 | https://en.wikipedia.org/wiki/Durrani%20Empire | Durrani Empire | The Durrani Empire (; ) or the Afghan Empire (; ), also known as the Sadozai Kingdom (; ), was an Afghan empire that was founded by Ahmad Shah Durrani in 1747, that spanned parts of Central Asia, the Iranian plateau, and the Indian Subcontinent. At its peak, it ruled over the present-day Afghanistan, much of Pakistan, parts of northeastern and southeastern Iran, eastern Turkmenistan, and northwestern India. Next to the Ottoman Empire, the Durrani Empire is considered to be among the most significant Islamic Empires of the 18th century.
Ahmad was the son of Muhammad Zaman Khan (an Afghan chieftain of the Abdali tribe) and the commander of Nader Shah Afshar. Following Afshar's death in June 1747, Ahmad secured Afghanistan by taking Kandahar, Ghazni, Kabul, and Peshawar. After his accession as the nation's king, he changed his tribal name from Abdali to Durrani. In 1749, the Mughal Empire had ceded sovereignty over much of northwestern India to the Afghans; Ahmad then set out westward to take possession of Mashhad, which was ruled by the Afsharid dynasty under Shahrokh Shah, who also acknowledged Afghan suzerainty. Subsequently, Ahmad sent an army to subdue the areas north of the Hindu Kush down to the Amu Darya, and in short order, all of the different Afghan tribes began to join his cause. Under Ahmad, the Afghans invaded India on four occasions, subjugating parts of Kashmir and the majority of Punjab. In early 1757, he sacked Delhi, but permitted Mughal emperor Alamgir II to remain in nominal control as long as he acknowledged Afghan suzerainty over the regions south of the Indus River, till Sutlej river.
Following Ahmad's death in 1772, his son Timur Shah Durrani became the next ruler of the Durrani dynasty. Under Timur, the city of Kabul became the new capital of the Durrani Empire while Peshawar served as its winter capital; however, the empire had begun to crumble by this time. The dynasty would become heirs of Afghanistan for generations, up until Dost Muhammad Khan and the Barakzai dynasty deposed the Durrani dynasty in Kabul, leading to its supersession by the Emirate of Afghanistan. The Durrani Empire is considered to be the foundational polity of the modern nation-state of Afghanistan, with Ahmad being credited as its Father of the Nation.
History
Reign of Ahmad Shah Durrani (1747–1772)
Foundation of the Afghan state
In 1709, Mirwais Hotak chief of the Ghilji tribe of Kandahar Province, gained independence from the Safavid Persians. From 1722 to 1725, his son Mahmud Hotak briefly ruled large parts of Iran and declared himself as Shah of Persia. However, the Hotak dynasty came to a complete end in 1738 after being toppled and banished by the Afsharids who were led by Nader Shah Afshar of Persia.
The year 1747 marks the definitive appearance of an Afghan political entity independent of both the Persian and Mughal empires. In June of that year a loya jirga (grand council) was called into session. The jirga lasted for nine days and two chief contestants emerged: Hajji Jamal Khan of the Mohammadzai lineage and Ahmad Khan of the Sadozai. Mohammad Sabir Khan, a noted darwish (holy man), who had earlier predicted that Ahmad Khan would be the leader of the Afghans, rose in the jirga and said
Ahmad Khan reputedly hesitated to accept the open decision of the jirga, so Sabir Khan again intervened. He placed some wheat or barley sheaves in Ahmad Khan's turban, and crowned him Badshah, Durr-i-Dauran (Shah, Pearl of the Age). The jirga concluded near the city of Kandahar with Ahmad Shah Durrani being selected as the new leader of the Afghans, thus the Durrani dynasty was founded. Despite being younger than the other contenders, Ahmad Shah had several overriding factors in his favor. He belonged to a respectable family of political background, especially since his father had served as Governor of Herat who died in a battle defending the Afghans.
Early victories
One of Ahmad Shah's first military actions was to capture Qalati Ghilji and Ghazni from the Ghilji, and wrest Kabul and Peshawar from Mughal-appointed governor Nasir Khan. In 1749, the Mughal Emperor Ahmad Shah Bahadur was induced to cede Sindh, the Punjab region and the important trans Indus River to Ahmad Shah Durrani in order to save his capital from Afghan attack. Having thus gained substantial territories to the east without a fight, Ahmad Shah turned westward to take possession of Mashhad, which was ruled by Nader Shah Afshar's grandson, Shahrukh Afshar. Ahmad Shah next sent an army to subdue the areas north of the Hindu Kush mountains. In short order, the powerful army brought under its control the Tajik, Hazara, Uzbek, Turkmen, and other tribes of northern Afghanistan. Ahmad Shah invaded the remnants of the Mughal Empire a third time, and then a fourth, consolidating control over the Kashmir and Punjab regions, with Lahore being governed by Afghans. He sacked Delhi in 1757 but permitted the Mughal dynasty to remain in nominal control of the city as long as the ruler acknowledged Ahmad Shah's suzerainty over Punjab, Sindh, and Kashmir. Leaving his second son Timur Shah to safeguard his interests, Ahmad Shah left India to return to Afghanistan.
Relations with China
Alarmed by the expansion of China's Qing Dynasty up to the eastern border of Kazakhstan, Ahmad Shah attempted to rally neighboring Muslim khanates and the Kazakhs to unite and attack China, ostensibly to liberate its western Muslim subjects. Ahmad Shah halted trade with Qing China and dispatched troops to Kokand. However, with his campaigns in India exhausting the state treasury, and with his troops stretched thin throughout Central Asia, Ahmad Shah lacked sufficient resources to do anything except to send envoys to Beijing for unsuccessful talks.
Third Battle of Panipat
The Mughal power in northern India had been declining after the death of Emperor Aurangzeb, who died in 1707. In 1751–52, the Ahamdiya treaty was signed between the Marathas and Mughals, when Balaji Bajirao was the Peshwa. Through this treaty, the Marathas controlled virtually the whole of India from their capital at Pune and the Mughal rule was restricted only to Delhi (the Mughals remained the nominal heads of Delhi). Marathas were now straining to expand their area of control towards the Northwest of India. Ahmad Shah sacked the Mughal capital and withdrew with the booty he coveted. To counter the Afghans, Peshwa Balaji Bajirao sent Raghunathrao. He defeated the Rohillas and Afghan garrisons in Punjab and succeeded in ousting Timur Shah and his court from India and brought Lahore, Multan, Kashmir and other subahs on the Indian side of Attock under Maratha rule. Thus, upon his return to Kandahar in 1757, Ahmad was forced to return to India and face the formidable attacks of the Maratha Confederacy.
Ahmad Shah declared a jihad (or Islamic holy war) against the Marathas, and warriors from various Afghan tribes joined his army, including the Baloch people under the command of Khan of Kalat Mir Nasir I of Kalat. Suba Khan Tanoli (Zabardast Khan) was selected as army chief of all military forces. Early skirmishes were followed by victory for the Afghans against the much larger Maratha garrisons in Northwest India and by 1759 Ahmad Shah and his army had reached Lahore and were poised to confront the Marathas. Ahmad Shah Durrani was famous for winning wars much larger than his army. By 1760, the Maratha groups had coalesced into a big enough army under the command of Sadashivrao Bhau. Once again, Panipat was the scene of a confrontation between two warring contenders for control of northern India. The Third Battle of Panipat (14 January 1761), fought between largely Muslim and largely Hindu armies was waged along a twelve-kilometer front. Despite decisively defeating the Marathas, what might have been Ahmad Shah's peaceful control of his domains was disrupted by many challenges. As far as losses are concerned, Afghans too suffered heavily in the Third Battle of Panipat. This weakened his grasp over Punjab which fell to the rising Sikh misls. There were rebellions in the north in the region of Bukhara. The Durranis decisively defeated the Marathas in the Third Battle of Panipat on 14 January 1761. The defeat at Panipat resulted in heavy losses for the Marathas, and was a huge setback for Peshwa Balaji Rao. He received the news of the defeat of Panipat on 24 January 1761 at Bhilsa, while leading a reinforcement force. Besides several important generals, he had lost his own son Vishwasrao in the Battle of Panipat. He died on 23 June 1761, and was succeeded by his younger son Madhav Rao I.
Final years
The victory at Panipat was the high point of Ahmad Shah's—and Afghan—power. However, even prior to his death, the empire began to unravel. In 1762, Ahmad Shah crossed the passes from Afghanistan for the sixth time to subdue the Sikhs. From this time and on, the domination and control of the Empire began to loosen, and by the time of Durrani's death he had lost parts of Punjab to the Sikhs, as well as earlier losses of northern territories to the Uzbeks, necessitating a compromise with them.
He assaulted Lahore and, after taking their holy city of Amritsar, massacred thousands of Sikh inhabitants, destroyed their revered Golden Temple. Within two years, the Sikhs rebelled again and rebuilt their holy city of Amritsar. Ahmad Shah tried several more times to subjugate the Sikhs permanently, but failed. Durrani's forces instigated the Vaḍḍā Ghallūghārā when they killed thousands of Sikhs in the Punjab in 1762. Ahmad Shah also faced other
rebellions in the north, and eventually he and the Uzbek Emir of Bukhara agreed that the Amu Darya would mark the division of their lands. Ahmad Shah retired to his home in the mountains east of Kandahar, where he died in 1772. He had succeeded to a remarkable degree in balancing tribal alliances and hostilities, and in directing tribal energies away from rebellion. He earned recognition as Ahmad Shah Baba, or "Father" of Afghanistan.
The Durrani Empire lost its control over Kashmir to the Sikh Empire in the Battle of Shopian in 1819.
Other Durrani rulers in the Empire (1772–1823)
Ahmad Shah's successors governed so ineptly during a period of profound unrest that within fifty years of his death, the Durrani empire per se was at an end, and Afghanistan was embroiled in civil war. Much of the territory conquered by Ahmad Shah fell to others in this half century. By 1818, the Sadozai rulers who succeeded Ahmad Shah controlled little more than Kabul and the surrounding territory within a 160-kilometer radius. They not only lost the outlying territories but also alienated other tribes and lineages among the Durrani Pashtuns.
Humayun Mirza (1772)
A few months before his death, Ahmad Shah summoned Timur Shah from Herat and publicly declared him heir to the Durrani Empire. Ahmad Shah made this decision without consulting with his tribal council, as a result the authority of the Durrani Emperor was put into question and created a growing rift that would toil the Durrani empire for years to come, as the tribal council had in majority, supported Ahmad Shah's eldest son and Timur Shah's brother, Sulaiman, the governor of Kandahar. Prominent figures in court who supported the Sulaiman faction were Shah Wali Khan, Ahmad Shah's Wazir, and Sardar Jahan Khan. The court had attempted to urge Ahmad Shah to reconsider his decision, coinciding with the fact that the eldest son should ascend to the throne. Ahmad had ignored this, and quoted: "Timur Shah was infinitely more capable of governing you than his brother". As well as accusing Sulaiman of being "Violent without clemency", and out of favour with the Kandahari Durranis. Ahmad Shah's decision could have been influenced by his illness, which had affected his brain and his mental state. However, choosing Timur Shah as a successor was likely to restrict power of the Senior Generals and the Durrani Tribal Council, which he deemed as a threat to his dynasty in the future.
When Ahmad Shah was on his death bed, Sadar Jahan Khan had capitalized on Timur Shah's far proximity with him ruling over Herat, and poisoned the ear of the Shah. This had worked as Timur Shah was denied an by Ahmad Shah on his deathbed, as a result, Timur Shah had begun mobilizing his forces for the inevitable conflict with his brother. Timur Shah's plans were stalled, however, as a rebellion by Darwish Ali Khan under the Sunni Hazaras, likely instigated by the Sulaiman faction had risen up. Timur Shah had crushed this revolt quickly and Darwish Khan was imprisoned; however, he later escaped. Timur Shah had then lured him into Herat, offering pardon, where then Timur Shah had ordered his execution where his nephew, Muhammad Khan would be appointed in his place.
During the revolt of Darwish, Ahmad Shah had died of his illness in 1772. Shah Wali Khan and Sardar Jahan Khan kept the Shah's death a secret by placing the body on a palanquin covered by thick curtains. They had then left the King's mountain, taking as much treasure as they could and marched to Kandahar. Shah Wali Khan had also announced to everyone that the king was ill and had given orders to not disturb him except his trusted officials. To make the deception more believable, Ahmad Shah's chief eunuch, Yaqut Khan had brought food for the "Sick" Ruler. Shah wali Khan had then notified Sulaiman that Ahmad Shah was dead and proclaimed Sulaiman as king. However, many of the Amirs including Mahadad Khan had disliked Shah Wali's ambitions, and thus had fled to Timur's side, also notifying him of the ongoing situation at Kandahar. Timur Shah had then marched toward Kandahar to face Shah Humayun. Shah Wali, fearing of Timur's march had consulted with Shah Humayun, and had agreed on him marching out to Prince Timur Shah to welcome him. He left Kandahar with over 150 horsemen and had arrived at Prince Timur's force at Farah. Having not sent word, once Shah Wali had dismounted, Timur Shah ordered the killing of Shah Wali. Angu Khan Bamiza'i assassinated Shah Wali Khan and his two sons, including 2 of his sisters children. Shah Sulayman surrendered the throne to Timur Shah following this, and became a loyal follower of him according to the depiction of Amir Habibullah Khan. Timur Shah ascended the throne in November 1772.
Timur Shah (1772–1793)
After his father, Ahmad Shah Durrani's death, he fought his brother Humayun Mirza for the throne, with Humayun supported by Shah Wali Khan. Shah Wali was killed by Timur Shah as he attempted to ride into his camp and beg for peace and mercy. Timur Shah then marched to Kandahar, forcing Humayun to either flee or stay as a devout supporter for Timur Shah. With his throne secured, he began consolidating his power, with efforts to drive power away from the Durrani Pashtuns, and more toward the growing influential Qizilbash and Mongol guards consisted in his army. Timur Shah would also move the capital of the Durrani Realm from Kandahar to Kabul, as a better base of operation to combat any threat arriving from anywhere, as Kabul was essentially the heart of the empire. After consolidating his power, Timur Shah marched against the Sikh's in 1780 in a Jihad, and decisively defeated the Sikhs, forcing them to return Multan toward Durrani Suzerainty after it was seized after the death of Ahmad Shah Durrani. Timur Shah, having secured Punjab, also faced recurring rebellions against him, including an assassination attempt early in his reign at Peshawar. Timur Shah would encounter harsh resistance and rebellion, prominently those of Fayz Allah Khan, Azad Khan, and Arsalan Khan. Timur Shah in his reign also fought against Shah Murad, the ruler of Bukhara who attempted raids into Afghan Turkestan and Khorasan, often harassing the Durrani vassal of the Afsharid dynasty centred in Mashhad. In conclusion, Timur Shah spent most of his reign consolidating the empire, while also fighting off rebellion, he prove himself as a competent leader from holding the unstable empire apart. Timur Shah died on 20 May 1793, succeeded by his son, Zaman Shah Durrani
Zaman Shah (1793–1801)
After the death of Timur Shah, three of his sons, the governors of Kandahar, Herat and Kabul, contended for the succession. Zaman Shah, governor of Kabul, held the field by virtue of being in control of the capital, and became shah at the age of twenty-three. Many of his half-brothers were imprisoned on their arrival in the capital for the purpose, ironically, of electing a new shah. The quarrels among Timur's descendants that threw Afghanistan into turmoil also provided the pretext for the interventions of outside forces.
The efforts of the Sadozai heirs of Timur to impose a true monarchy on the truculent Pashtun tribes, and their efforts to rule absolutely and without the advice of the other major Pashtun tribal leaders, were ultimately unsuccessful. The Sikhs started to rise under the command of Sikh chief, Ranjit Singh, who succeeded in wresting power from Zaman's forces. Later, when Zaman was blinded by his brother, Ranjit Singh gave him asylum in Punjab.
Zaman's downfall was triggered by his attempts to consolidate power. Although it had been through the support of the Barakzai chief, Painda Khan Barakzai, that he had come to the throne, Zaman soon began to remove prominent Barakzai leaders from positions of power and replace them with men of his own lineage, the Sadozai. This upset the delicate balance of Durrani tribal politics that Ahmad Shah had established and may have prompted Painda Khan and other Durrani chiefs to plot against the shah. Painda Khan and the chiefs of the Nurzai and the Alizai Durrani clans were executed, as was the chief of the Qizilbash clan. Painda Khan's son fled to Iran and pledged the substantial support of his Barakzai followers to a rival claimant to the throne, Zaman's younger brother, Mahmud Shah. The clans of the chiefs Zaman had executed joined forces with the rebels, and they took Kandahar without bloodshed. Mahmud Shah had then proceeded to march to Kabul, where he met Zaman Shah and his army on the way from Ghanzi to Kabul, Zaman Shah was decisively defeated, including portions of his army fleeing to Mahmud Shah's cause. Mahmud Shah ordered the lancing of Zaman Shah's eyes, and had succeeded Zaman Shah on the throne of the Durrani Empire.
Mahmud Shah (first reign, 1801–1803)
Zaman Shah's overthrow in 1801 was not the end of civil strife in Afghanistan, but the beginning of even greater violence. Mahmud Shah's first reign lasted for only two years before he was replaced by Shuja Shah.
Shuja Shah (1803–1809 and 1839–1842)
Yet another of Timur Shah's sons, Shuja Shah (or Shah Shuja), ruled for only six years. On June 7, 1809, Shuja Shah signed a treaty with the British, which included a clause stating that he would oppose the passage of foreign troops through his territories. This agreement, the first Afghan pact with a European power, stipulated joint action in case of Franco-Persian aggression against Afghan or British dominions. Only a few weeks after signing the agreement, Shuja was deposed by his predecessor, Mahmud. Much later, he was reinstated by the British, ruling during 1839–1842. Two of his sons also ruled for a brief period in 1842.
Mahmud Shah (second reign, 1809–1818)
Mahmud's second reign lasted 9 years, where he had further attempted to consolidate power, but was deposed by his brother in 1818, Mahmud's reign was also disputed in 1810, while he was campaigning, another one of Timur Shah Durrani's sons had seized the throne, but was defeated by Shah Mahmud in 1810.
Abbas Mirza (1810)
While Mahmud Shah was campaigning in 1810, another one of Timur Shah's sons placed himself in rule at Kabul. Abbas Mirza ruled for a short period of time before being defeated by Mahmud Shah once he returned from campaign.
Sultan Ali Shah (1818–1819)
Ali Shah was another son of Timur Shah. He seized power for a brief period in 1818–1819. in 1818 or 1819, He was strangled by his brother, Isma'il.
Ayub Shah (1819–1823)
Ayub Shah was another son of Timur Shah, who took control of the Durrani Empire after the death of Ali Shah Durrani. The Durrani Empire lost its control over Kashmir to the Sikh Empire in the Battle of Shopian in 1819. Ayub Shah was himself later deposed, and presumably killed in 1823.
Durrani Herat (1793–1863)
Shah Shuja and the First Anglo Afghan War (1839–1842)
In the 19th century as a whole, Britain and Russia were interlocked in a battle for influence in South Asia. Russian advance was trudging through Central Asia, while the British were landing in the masses on the Indian subcontinent. The "Army of the Indus", full of both British and Indian infantrymen and cavalrymen, was intent on restoring Shah Shuja Durrani, the deposed monarch to the throne of Afghanistan. By March 1839, the British had already crossed into the Emirate of Afghanistan.
Languages
Similar to earlier Persianate rulers, Ahmad Shah Durrani rarely wrote by himself. Instead, for textual composition in his name, he turned to scribes, secretaries, and a group of authors known as munshis. The sole written records from Ahmad Shah's reign are his official biography and a letter he wrote to the Ottoman court; both are written in Persian but not in Ahmad Shah's hand. The modern historian Shah Mahmoud Hanifi says that Ahmad Shah's diwan compendium of Pashto poetry, which is kept in the British Library, has notations and provenance information that raise serious concerns about what the book is aggressively claimed to be, namely, evidence of Ahmad Shah's Pashtunness.
For his son Sulaiman, a Shia who served as the governor of Qandahar, Ahmad Shah is claimed to have ordered a Pashto language textbook. Ahmad Shah is not known to have spoken Pashto, and his tenacious literary bond with Pashto was not upheld by his successors. Abdur Rahman Khan, who paid for a Pashto translation of the minutes of his meeting with British colonial official Lord Dufferin in 1885, was the next state ruler to leave a record of his interaction with Pashto more than a century later.
Notwithstanding Ahmad Shah Durrani's attempts to establish a Pashto-based administration, when the nation's capital relocated from Qandahar to Kabul in 1772, Durrani's Afghanistan and Afghanistan that followed him kept Persian as the primary language of the chancery and the royal court. The patronage of Persian-language histories also continued to prevail under Ahmad Shah Durrani.
Military
The Durrani military was based on cavalry armed with flintlocks who performed hit-and-run attacks, combining new technology in firearms with Turco-Mongol tactics. The core of the Durrani army were the 10,000 sher-bacha (blunderbuss)-carrying mounted ghulams (slave-soldiers) of which a third were previously Shia soldiers (Qizilbash) of Nader Shah. Many others were also former troops of Nader Shah. The bulk of the army were Afghan irregular tribal cavalry armed with lance and broadsword. Mounted archers were still used but were uncommon due to the difficulty of training them. Infantry played a very small role in the Durrani army and, with the exception of light swivel guns mounted on camels, the Zamburak, so did artillery.
See also
List of Durrani Wazirs
Indian campaign of Ahmad Shah Durrani
List of Pashtun empires and dynasties
Notes
References
Sources
External links
Afghanistan 1747–1809: Sources in the India Office Records
Biography of Ahmad Shah Abdali (Durrani)
Ahmad Shah Baba
History of Abdali tribe
Afghanistan and the Search for Unity Article on Durrani methods of government, published in Asian Affairs, Volume 38, Issue 2, 2007, pp. 145–157.
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Empires and kingdoms of Afghanistan
Empires and kingdoms of Pakistan
Former empires in Asia
Former Islamic monarchies
Islamic rule in the Indian subcontinent
Modern history of Afghanistan
History of Pakistan
History of Khyber Pakhtunkhwa
States and territories established in 1747
States and territories disestablished in 1823
States and territories established in 1839
States and territories disestablished in 1842
1747 establishments in Asia
1823 disestablishments in Asia
18th century in Afghanistan
19th century in Afghanistan
18th century in the Mughal Empire
Former countries in Central Asia
Former countries in South Asia |
3072 | https://en.wikipedia.org/wiki/Arcturus | Arcturus | |- bgcolor="#FFFAFA"
| Note (category: variability): || H and K emission vary.
Arcturus is the brightest star in the northern constellation of Boötes. With an apparent visual magnitude of −0.05, it is the fourth-brightest star in the night sky, and the brightest in the northern celestial hemisphere. The name Arcturus originated from ancient Greece; it was then cataloged as α Boötis by Johann Bayer in 1603, which is Latinized to Alpha Boötis. Arcturus forms one corner of the Spring Triangle asterism.
Located relatively close at 36.7 light-years from the Sun, Arcturus is a single red giant of spectral type K1.5III—an aging star around 7.1 billion years old that has used up its core hydrogen and evolved off the main sequence. It is about the same mass as the Sun, but has expanded to 25 times its size and is around 170 times as luminous. Its diameter is 35 million kilometres. Thus far no companion has been detected.
Nomenclature
The traditional name Arcturus is Latinised from the ancient Greek Ἀρκτοῦρος (Arktouros) and means "Guardian of the Bear", ultimately from ἄρκτος (arktos), "bear" and οὖρος (ouros), "watcher, guardian".
The designation of Arcturus as α Boötis (Latinised to Alpha Boötis) was made by Johann Bayer in 1603. In 2016, the International Astronomical Union organized a Working Group on Star Names (WGSN) to catalog and standardize proper names for stars. The WGSN's first bulletin of July 2016 included a table of the first two batches of names approved by the WGSN, which included Arcturus for α Boötis.
Observation
With an apparent visual magnitude of −0.05, Arcturus is the brightest star in the northern celestial hemisphere and the fourth-brightest star in the night sky, after Sirius (−1.46 apparent magnitude), Canopus (−0.72) and α Centauri (combined magnitude of −0.27). However, α Centauri AB is a binary star, whose components are both fainter than Arcturus. This makes Arcturus the third-brightest individual star, just ahead of α Centauri A (officially named Rigil Kentaurus), whose apparent magnitude . The French mathematician and astronomer Jean-Baptiste Morin observed Arcturus in the daytime with a telescope in 1635, a first for any star other than the Sun and supernovae. Arcturus has been seen at or just before sunset with the naked eye.
Arcturus is visible from both of Earth's hemispheres as it is located 19° north of the celestial equator. The star culminates at midnight on 27 April, and at 9 p.m. on June 10 being visible during the late northern spring or the southern autumn. From the northern hemisphere, an easy way to find Arcturus is to follow the arc of the handle of the Big Dipper (or Plough in the UK). By continuing in this path, one can find Spica, "Arc to Arcturus, then spike (or speed on) to Spica". Together with the bright stars Spica and Denebola (or Regulus, depending on the source), Arcturus is part of the Spring Triangle asterism. With Cor Caroli, these four stars form the Great Diamond asterism.
Ptolemy described Arcturus as subrufa ("slightly red"): it has a B-V color index of +1.23, roughly midway between Pollux (B-V +1.00) and Aldebaran (B-V +1.54).
η Boötis, or Muphrid, is only 3.3 light-years distant from Arcturus, and would have a visual magnitude −2.5, about as bright as Jupiter at its brightest from Earth, whereas an observer on the former system would find Arcturus with a magnitude -5.0, slightly brighter than Venus as seen from Earth, but with an orangish color.
Physical characteristics
Based upon an annual parallax shift of 88.83 milliarcseconds as measured by the Hipparcos satellite, Arcturus is from the Sun. The parallax margin of error is 0.54 milliarcseconds, translating to a distance margin of error of ±. Because of its proximity, Arcturus has a high proper motion, two arcseconds a year, greater than any first magnitude star other than α Centauri.
Arcturus is moving rapidly () relative to the Sun, and is now almost at its closest point to the Sun. Closest approach will happen in about 4,000 years, when the star will be a few hundredths of a light-year closer to Earth than it is today. (In antiquity, Arcturus was closer to the centre of the constellation.) Arcturus is thought to be an old-disk star, and appears to be moving with a group of 52 other such stars, known as the Arcturus stream.
With an absolute magnitude of −0.30, Arcturus is, together with Vega and Sirius, one of the most luminous stars in the Sun's neighborhood. It is about 110 times brighter than the Sun in visible light wavelengths, but this underestimates its strength as much of the light it gives off is in the infrared; total (bolometric) power output is about 180 times that of the Sun. With a near-infrared J band magnitude of −2.2, only Betelgeuse (−2.9) and R Doradus (−2.6) are brighter. The lower output in visible light is due to a lower efficacy as the star has a lower surface temperature than the Sun.
As a single star, the mass of Arcturus cannot be measured directly, but models suggest it is slightly greater than that of the Sun. Evolutionary matching to the observed physical parameters gives a mass of , while the oxygen isotope ratio for a first dredge-up star gives a mass of . Given the star's evolutionary state, it is expected to have undergone significant mass loss in the past. The star displays magnetic activity that is heating the coronal structures, and it undergoes a solar-type magnetic cycle with a duration that is probably less than 14 years. A weak magnetic field has been detected in the photosphere with a strength of around half a gauss. The magnetic activity appears to lie along four latitudes and is rotationally modulated.
Arcturus is estimated to be around 6 to 8.5 billion years old, but there is some uncertainty about its evolutionary status. Based upon the color characteristics of Arcturus, it is currently ascending the red-giant branch and will continue to do so until it accumulates a large enough degenerate helium core to ignite the helium flash. It has likely exhausted the hydrogen from its core and is now in its active hydrogen shell burning phase. However, Charbonnel et al. (1998) placed it slightly above the horizontal branch, and suggested it has already completed the helium flash stage.
Spectrum
Arcturus has evolved off the main sequence to the red giant branch, reaching an early K-type stellar classification. It is frequently assigned the spectral type of K0III, but in 1989 was used as the spectral standard for type K1.5III Fe−0.5, with the suffix notation indicating a mild underabundance of iron compared to typical stars of its type. As the brightest K-type giant in the sky, it has been the subject of multiple atlases with coverage from the ultraviolet to infrared.
The spectrum shows a dramatic transition from emission lines in the ultraviolet to atomic absorption lines in the visible range and molecular absorption lines in the infrared. This is due to the optical depth of the atmosphere varying with wavelength. The spectrum shows very strong absorption in some molecular lines that are not produced in the photosphere but in a surrounding shell. Examination of carbon monoxide lines show the molecular component of the atmosphere extending outward to 2–3 times the radius of the star, with the chromospheric wind steeply accelerating to 35–40 km/s in this region.
Astronomers term "metals" those elements with higher atomic numbers than helium. The atmosphere of Arcturus has an enrichment of alpha elements relative to iron but only about a third of solar metallicity. Arcturus is possibly a Population II star.
Oscillations
As one of the brightest stars in the sky, Arcturus has been the subject of a number of studies in the emerging field of asteroseismology. Belmonte and colleagues carried out a radial velocity (Doppler shift of spectral lines) study of the star in April and May 1988, which showed variability with a frequency of the order of a few microhertz (μHz), the highest peak corresponding to 4.3 μHz (2.7 days) with an amplitude of 60 ms−1, with a frequency separation of c. 5 μHz. They suggested that the most plausible explanation for the variability of Arcturus is stellar oscillations.
Asteroseismological measurements allow direct calculation of the mass and radius, giving values of and . This form of modelling is still relatively inaccurate, but a useful check on other models.
Possible planetary system
Hipparcos satellite astrometry suggested that Arcturus is a binary star, with the companion about twenty times dimmer than the primary and orbiting close enough to be at the very limits of humans' current ability to make it out. Recent results remain inconclusive, but do support the marginal Hipparcos detection of a binary companion.
In 1993, radial velocity measurements of Aldebaran, Arcturus and Pollux showed that Arcturus exhibited a long-period radial velocity oscillation, which could be interpreted as a substellar companion. This substellar object would be nearly 12 times the mass of Jupiter and be located roughly at the same orbital distance from Arcturus as the Earth is from the Sun, at 1.1 astronomical units. However, all three stars surveyed showed similar oscillations yielding similar companion masses, and the authors concluded that the variation was likely to be intrinsic to the star rather than due to the gravitational effect of a companion. So far no substellar companion has been confirmed.
Mythology
One astronomical tradition associates Arcturus with the mythology around Arcas, who was about to shoot and kill his own mother Callisto who had been transformed into a bear. Zeus averted their imminent tragic fate by transforming the boy into the constellation Boötes, called Arctophylax "bear guardian" by the Greeks, and his mother into Ursa Major (Greek: Arctos "the bear"). The account is given in Hyginus's Astronomy.
Aratus in his Phaenomena said that the star Arcturus lay below the belt of Arctophylax, and according to Ptolemy in the Almagest it lay between his thighs.
An alternative lore associates the name with the legend around Icarius, who gave the gift of wine to other men, but was murdered by them, because they had had no experience with intoxication and mistook the wine for poison. It is stated this Icarius, became Arcturus, while his dog, Maira, became Canicula (Procyon), although "Arcturus" here may be used in the sense of the constellation rather than the star.
Cultural significance
As one of the brightest stars in the sky, Arcturus has been significant to observers since antiquity.
In ancient Mesopotamia, it was linked to the god Enlil, and also known as Shudun, "yoke", or SHU-PA of unknown derivation in the Three Stars Each Babylonian star catalogues and later MUL.APIN around 1100 BC.
In ancient Greek the star is found in ancient astronomical literature, e.g. Hesiod's Work and Days, circa 700 BC, as well as Hipparchus's and Ptolemy's star catalogs. The folk-etymology connecting the star name with the bears (Greek: ἄρκτος, arktos) was probably invented much later. It fell out of use in favour of Arabic names until it was revived in the Renaissance.
In Arabic, Arcturus is one of two stars called al-simāk "the uplifted ones" (the other is Spica). Arcturus is specified as السماك الرامح as-simāk ar-rāmiħ "the uplifted one of the lancer". The term Al Simak Al Ramih has appeared in Al Achsasi Al Mouakket catalogue (translated into Latin as Al Simak Lanceator). This has been variously romanized in the past, leading to obsolete variants such as Aramec and Azimech. For example, the name Alramih is used in Geoffrey Chaucer's A Treatise on the Astrolabe (1391). Another Arabic name is Haris-el-sema, from حارس السماء ħāris al-samā’ "the keeper of heaven". or حارس الشمال ħāris al-shamāl’ "the keeper of north".
In Indian astronomy, Arcturus is called Swati or Svati (Devanagari स्वाति, Transliteration IAST svāti, svātī́), possibly 'su' + 'ati' ("great goer", in reference to its remoteness) meaning very beneficent. It has been referred to as "the real pearl" in Bhartṛhari's kāvyas.
In Chinese astronomy, Arcturus is called Da Jiao (), because it is the brightest star in the Chinese constellation called Jiao Xiu (). Later it became a part of another constellation Kang Xiu ().
The Wotjobaluk Koori people of southeastern Australia knew Arcturus as Marpean-kurrk, mother of Djuit (Antares) and another star in Boötes, Weet-kurrk (Muphrid). Its appearance in the north signified the arrival of the larvae of the wood ant (a food item) in spring. The beginning of summer was marked by the star's setting with the Sun in the west and the disappearance of the larvae. The people of Milingimbi Island in Arnhem Land saw Arcturus and Muphrid as man and woman, and took the appearance of Arcturus at sunrise as a sign to go and harvest rakia or spikerush. The Weilwan of northern New South Wales knew Arcturus as Guembila "red".
Prehistoric Polynesian navigators knew Arcturus as Hōkūleʻa, the "Star of Joy". Arcturus is the zenith star of the Hawaiian Islands. Using Hōkūleʻa and other stars, the Polynesians launched their double-hulled canoes from Tahiti and the Marquesas Islands. Traveling east and north they eventually crossed the equator and reached the latitude at which Arcturus would appear directly overhead in the summer night sky. Knowing they had arrived at the exact latitude of the island chain, they sailed due west on the trade winds to landfall. If Hōkūleʻa could be kept directly overhead, they landed on the southeastern shores of the Big Island of Hawaii. For a return trip to Tahiti the navigators could use Sirius, the zenith star of that island. Since 1976, the Polynesian Voyaging Society's Hōkūleʻa has crossed the Pacific Ocean many times under navigators who have incorporated this wayfinding technique in their non-instrument navigation.
Arcturus had several other names that described its significance to indigenous Polynesians. In the Society Islands, Arcturus, called Ana-tahua-taata-metua-te-tupu-mavae ("a pillar to stand by"), was one of the ten "pillars of the sky", bright stars that represented the ten heavens of the Tahitian afterlife. In Hawaii, the pattern of Boötes was called Hoku-iwa, meaning "stars of the frigatebird". This constellation marked the path for Hawaiʻiloa on his return to Hawaii from the South Pacific Ocean. The Hawaiians called Arcturus Hoku-leʻa. It was equated to the Tuamotuan constellation Te Kiva, meaning "frigatebird", which could either represent the figure of Boötes or just Arcturus. However, Arcturus may instead be the Tuamotuan star called Turu. The Hawaiian name for Arcturus as a single star was likely Hoku-leʻa, which means "star of gladness", or "clear star". In the Marquesas Islands, Arcturus was probably called Tau-tou and was the star that ruled the month approximating January. The Māori and Moriori called it Tautoru, a variant of the Marquesan name and a name shared with Orion's Belt.
In Inuit astronomy, Arcturus is called the Old Man (Uttuqalualuk in Inuit languages) and The First Ones (Sivulliik in Inuit languages).
The Miꞌkmaq of eastern Canada saw Arcturus as Kookoogwéss, the owl.
Early-20th-century Armenian scientist Nazaret Daghavarian theorized that the star commonly referred to in Armenian folklore as Gutani astgh (Armenian: Գութանի աստղ; lit. star of the plow) was in fact Arcturus, as the constellation of Boötes was called "Ezogh" (Armenian: Եզող; lit. the person who is plowing) by Armenians.
In popular culture
In Ancient Rome, the star's celestial activity was supposed to portend tempestuous weather, and a personification of the star acts as narrator of the prologue to Plautus' comedy Rudens (circa 211 BC).
The Kāraṇḍavyūha Sūtra, compiled at the end of the 4th century or beginning of the 5th century, names one of Avalokiteśvara's meditative absorptions as "The face of Arcturus".
One of the possible etymologies offered for the name "Arthur" assumes that it is derived from "Arcturus" and that the late 5th to early 6th-century figure on whom the myth of King Arthur is based was originally named for the star.
In the Middle Ages, Arcturus was considered a Behenian fixed star and attributed to the stone Jasper and the plantain herb. Cornelius Agrippa listed its kabbalistic sign under the alternate name Alchameth.
Arcturus's light was employed in the mechanism used to open the 1933 Chicago World's Fair. The star was chosen as it was thought that light from Arcturus had started its journey at about the time of the previous Chicago World's Fair in 1893 (at 36.7 light-years away, the light actually started in 1896).
At the height of the American Civil War, President Abraham Lincoln observed Arcturus through a 9.6-inch refractor telescope when he visited the Naval Observatory in Washington, DC, in August, 1863.
References
Further reading
</ref>
External links
SolStation.com entry
K-type giants
Suspected variables
Hypothetical planetary systems
Arcturus moving group
Boötes
Bootis, Alpha
BD+19 2777
Bootis, 16
0541
124897
069673
5340
TIC objects |
3079 | https://en.wikipedia.org/wiki/Australian%20Broadcasting%20Corporation | Australian Broadcasting Corporation | The Australian Broadcasting Corporation (ABC) is the national broadcaster of Australia. It is principally funded by direct grants from the Australian Government and is administered by a government-appointed board. The ABC is a publicly-owned body that is politically independent and fully accountable, with its charter enshrined in legislation, the Australian Broadcasting Corporation Act 1983. ABC Commercial, a profit-making division of the corporation, also helps to generate funding for content provision.
The ABC was established as the Australian Broadcasting Commission on 1 July 1932 by an act of federal parliament. It effectively replaced the Australian Broadcasting Company, a private company established in 1924 to provide programming for A-class radio stations. The ABC was given statutory powers that reinforced its independence from the government and enhanced its news-gathering role. Modelled after the British Broadcasting Corporation (BBC), which is funded by a television licence, the ABC was originally financed by consumer licence fees on broadcast receivers. Licence fees were abolished in 1973 and replaced by direct government grants, as well as revenue from commercial activities related to its core broadcasting mission. The ABC adopted its current name in 1983.
The ABC provides radio, television, online, and mobile services throughout metropolitan and regional Australia. ABC Radio operates four national networks, a large number of ABC Local Radio stations, several digital stations, and the international service Radio Australia. ABC Television operates five free-to-air channels, as well as the ABC iview streaming service and the ABC Australia satellite channel. News and current affairs content across all platforms is produced by the news division.
The postal address of the ABC in every Australian capital city is PO Box 9994, as a tribute to the record-breaking batting average of Australian cricketer Sir Donald Bradman.
History
Origins
After public radio stations were established independently in the state capitals from 1924, a licensing scheme administered by the Postmaster-General's Department was established, allowing certain stations (with "Class A" licences") government funding, albeit with restrictions placed on their advertising content. In 1928, the government established the National Broadcasting Service to take over the 12 A-Class licences as they came up for renewal, and contracted the Australian Broadcasting Company, a private company established in 1924, to supply programs to the new national broadcaster.
After it became politically unpopular to continue to allow the Postmaster-General to run the National Broadcasting Service, the government established the Australian Broadcasting Commission (ABC) on 1 July 1932, under the Australian Broadcasting Commission Act 1932. to take over the Australian Broadcasting Company and run the National Broadcasting Service.
The ABC became informally referred to as "Aunty", originally in imitation of the British Broadcasting Corporation's nickname. The structure and programming was broadly modelled on the BBC, and programs not created in Australia were mostly bought in from the BBC.
In 1940 one of the ABC Board's most prominent members, Dick Boyer, was appointed to the ABC, becoming chairman on 1 April 1945. Today known for the continuing series of Boyer Lectures initiated by him in 1959, he had a good but not too close working relationship with Sir Charles Moses (general manager 1935–1965), and remained chair until his retirement in 1961. He was determined to maintain the autonomy of the ABC.
War years
In 1942, The Australian Broadcasting Act was passed, giving the ABC the power to decide when, and in what circumstances, political speeches should be broadcast. Directions from the minister about whether or not to broadcast any matter now had to be made in writing, and any exercise of the power had to be mentioned in the commission's annual report.
1950–2000
The ABC commenced television broadcasting in 1956. ABN-2 in Sydney was inaugurated by Prime Minister Robert Menzies on 5 November 1956, with the first broadcast presented by Michael Charlton, and James Dibble reading the first television news bulletin. Television relay facilities were not in place until the early 1960s, so news bulletins had to be sent to each capital city by teleprinter, to be prepared and presented separately in each city. In 1975, colour television was permanently introduced into Australia, and within a decade, the ABC had moved into satellite broadcasting, greatly enhancing its ability to distribute content nationally.
Also in 1975, the ABC introduced a 24-hour-a-day AM rock station in Sydney, 2JJ (Double Jay), which was eventually expanded into the national Triple J FM network. A year later, a national classical music network was established on the FM band, broadcasting from Adelaide. It was initially known as ABC-FM (later ABC Classic FM) – referring both to its "fine music programming and radio frequency.
ABC budget cuts began in 1976 and continued until 1998, the largest cuts (calculated by the ABC as 25% "in real terms") coming between 1985 and 1996.
The Australian Broadcasting Corporation Act 1983 changed the name of the organisation to the Australian Broadcasting Corporation, effective 1 July 1983. Although funded and owned by the government, the ABC remains editorially independent as ensured by the 1983 Act. At the same time, the newly formed corporation underwent significant restructuring, including a split into separate television and radio divisions, and ABC Radio was restructured significantly again in 1985. Geoffrey Whitehead was managing director of the ABC at this time. Following his resignation in 1986, David Hill (at the time chair of the ABC Board) took over his position and local production trebled from 1986 to 1991.
Live television broadcasts of selected parliamentary sessions started in 1990, and by the early 1990s, all major ABC broadcasting outlets moved to 24-hour-a-day operation. In 1991, the corporation's Sydney radio and orchestral operations moved to a new building, the ABC Ultimo Centre, in the inner-city suburb of Ultimo. In Melbourne, the ABC Southbank Centre was completed in 1994. International television service ABC Australia was established in 1993, while at the same time Radio Australia increased its international reach. Reduced funding in 1997 for Radio Australia resulted in staff and programming cuts.
The ABC Multimedia Unit was established in July 1995 to manage the new ABC website, which was launched in August.
The ABC was registered on the Australian Business Register as a Commonwealth Government Entity on 1 November 1999.
2000s–2010s
In 2001, digital television commenced (see Online, below). At the same time, the ABC's multimedia division was renamed "ABC New Media", becoming an output division of the ABC alongside television and radio.
In 2002, the ABC launched ABC Asia Pacific, the replacement for the defunct Australia Television International operated previously by the Seven Network. A digital radio service, ABC DiG, was also launched in November that year.
On 8 February 2008, ABC TV was rebranded as ABC1, and a new channel for children, ABC3, was funded and announced by the Rudd government in June. A new online video-on-demand service launched in July of the same year, titled ABC iview.
ABC News 24, now known as ABC News, a channel dedicated to news, launched on 22nd July 2010. On 20 July 2014, ABC1 reverted to its original name of ABC TV.
In November 2014, a cut of (4.6% ) to funding over the following five years together with the additional unfunded cost of the news channel meant that the ABC would have to shed about 10% of its staff, around 400 people. There were several programming changes, with regional and local programming losing out to national programs, and the Adelaide TV production studio had to close.
In November 2016, the ABC announced that ABC News 24, ABC NewsRadio, as well as its online and digital news brands, would be rebranded under a unified ABC News brand, which was launched on 10 April 2017.
Michelle Guthrie took over from managing director Mark Scott, whose second five-year contract finished in April 2016. Between July 2017 and June 2018, the whole of the ABC underwent an organisational restructure, after which the Radio and Television Divisions were no longer separate entities each under a director, instead being split across several functional divisions, with different teams producing different genres of content for television, radio and digital platforms. The Entertainment & Specialist (E&S) team focussed on comedy, kids' programs, drama, Indigenous-related programs, music, other entertainment and factual content; the new ABC Specialist team created content across the arts, science, religion & ethics, education and society & culture; while the Regional & Local team focussed on regional and local content.
Around 23 September 2018, Guthrie was sacked. A leadership crisis ensued after allegations arose that ABC Chair, Justin Milne, had, according to the MEAA, engaged in "overt political interference in the running of the ABC that is in clear breach of the ABC charter and the role of the chairperson" by interfering in editorial and staffing matters. After pressure for an independent inquiry or statement from Milne, or his resignation, following meetings by ABC staff in various locations, on 27 September Milne resigned.
In February 2019, after the roles of ABC chair and managing director had been vacant for over four months, Ita Buttrose was named chair. Buttrose named David Anderson as managing director in May 2019.
On 5 June 2019, Australian Federal Police (AFP) raided the headquarters of the ABC looking for articles written in 2017 about alleged misconduct by Australian special forces in Afghanistan, later dubbed the Afghan Files. The raid was countered by lawyers for the ABC in litigation against the AFP, challenging the examination of over 9,200 documents, including internal emails. In February 2020 the case was dismissed by the federal court. In June 2020, the AFP sent a brief of evidence to the Commonwealth Director of Public Prosecutions (CDPP), the federal public prosecutor, recommending charges be laid against journalist Dan Oakes for breaking the Afghan Files story, but in October 2020, the CDPP dropped the case.
2020s
In June 2020, the ABC announced it needed to cut 229 jobs, a number of programs, and reduce its travel and production budgets after the Turnbull government's announcement of a freeze to indexation of its budget in 2018 this was estimated at the time to cost the ABC over three years, however the actual appropriation did not decrease and the ABC chair was quoted as saying it would actually increase "but by a reduced amount".
In all, over a five-year period, there were 737 redundancies, a further 866 resignations and 203 retirements, but the total number of staff only fell by 313 due to the ABC hiring 650 staff over that period.
In June 2021, the ABC announced its plan to move around 300 staff to offices in Parramatta, in a plan which would see 75% of journalists and producers moving out of the Ultimo building by 2025 in order to reduce costs. Rental from some of the vacant space in the city centre would earn additional income to offset the ongoing effects of the significant funding cuts since 2014 and the recent indexation freeze.
In December 2021 the ABC announced that, in addition to the 83 additional positions already established, it was to create an additional "50-plus" new jobs in regional Australia as a result of commercial agreements with digital platforms flowing from the Morrison government's News Media Bargaining Code.
Lissajous curve logo
The ABC logo is one of the most recognisable logos in Australia. In the early years of television, the ABC had been using Lissajous curves as fillers between programmes. In July 1963, the ABC conducted a staff competition to create a new logo for use on television, stationery, publications, microphone badges and ABC vehicles. In 1965, ABC graphics designer Bill Kennard submitted a design representing a Lissajous display, as generated when a sine wave signal is applied to the "X" input of an oscilloscope and another at three times the frequency at the "Y" input. The letters "ABC" were added to the design and it was adopted as the ABC's official logo. Kennard was presented with £25 (about AU$715 in 2021) for his design.
On 19 October 1974, the Lissajous curve design experienced its first facelift with the line thickened to allow for colour to be used. It would also be treated to the 'over and under' effect, showing the crossover of the line in the design. To celebrate its 70th anniversary on 1 July 2002, the ABC adopted a new logo, which was created by (Annette) Harcus Design in 2001. This logo used a silver 3D texture but the crossover design was left intact and was then used across the ABC's media outlets. After the on-air revival of the 1974 logo since 2014, the ABC gradually reinstated the classic symbol. The most recent change happened in February 2018, with a new logotype and brand positioning under its tagline, Yours. The 2002 silver logo is no longer in use by the corporation.
Governance and structure
The operations of the ABC are governed by a board of directors, consisting of a managing director, five to seven directors, and until 2006, a staff-elected director. The managing director is appointed by the board for a period of up to five years, but is eligible for renewal. The authority and guidelines for the appointment of directors is provided for in the Australian Broadcasting Corporation Act 1983.
Appointments to the ABC Board made by successive governments have often resulted in criticism of the appointees' political affiliation, background, and relative merit. Past appointments have associated directly with political parties – five of fourteen appointed chairmen have been accused of political affiliation or friendship, include Richard Downing and Ken Myer (both of whom publicly endorsed the Australian Labor Party at the 1972 election), as well as Sir Henry Bland. David Hill was close to Neville Wran, while Donald McDonald was considered to be a close friend of John Howard.
From 2003 the Howard government made several controversial appointments to the ABC Board, including prominent ABC critic Janet Albrechtsen, Ron Brunton, and Keith Windschuttle.
During their 2007 federal election campaign, Labor announced plans to introduce a new system, similar to that of the BBC, for appointing members to the board. Under the new system, candidates for the ABC Board would be considered by an independent panel established "at arm's length" from the Communications Minister. If the minister chose someone not on the panel's shortlist, they would be required to justify this to parliament. The ABC chairman would be nominated by the prime minister and endorsed by the leader of the opposition.
A new merit-based appointment system was announced on 16 October 2008, in advance of the new triennial funding period starting in 2009.
board members are:
As of July 2020 there were 3,730 employees, down from 4,649 in 2019.
Funding
The ABC is primarily funded by the Australian government, in addition to some revenue received from commercial offerings and its retail outlets. The ABC's funding system is set and reviewed every three years.
Until 1948, the ABC was funded directly by radio licence fees; amendments were also made to the Australian Broadcasting Act that meant the ABC would receive its funding directly from the federal government. Licence fees remained until 1973, when they were abolished by the Whitlam Labor government, on the basis that the near-universality of television and radio services meant that public funding was a fairer method of providing revenue for government-owned radio and television broadcasters.
In 2014, the ABC absorbed A$254 million in federal budget deficits.
Since the 2018 budget handed down by then-Treasurer Scott Morrison, the ABC has been subject to a pause of indexation of operation funding, saving the federal government a total of A$83.7 million over 3 years. In fiscal year 2016–17, the ABC received A$861 million in federal funding, which increased to $865 million per year from 2017 to 2018 to 2018–19, representing a cut in funding of $43 million over three years when accounting for inflation. In 2019–20, the federal budget forecast funding of $3.2 billion over three years ($1.06 billion per year) for the ABC. The Enhanced Newsgathering Fund, a specialised fund for regional and outer-suburban news gathering set up in 2013 by the Gillard government, currently sits at $44 million over three years, a reduction of $28 million per year since the 2016 Australian federal election. This came after speculation that the fund would be removed, to which ABC Acting managing director David Anderson wrote to Communications Minister Mitch Fifield expressing concerns.
However, despite the cuts made by Prime Minister Tony Abbott and Communications Minister Malcolm Turnbull and the freeze introduced by Prime Minister Malcolm Turnbull and Communications Minister Mitch Fifield, the ABC itself has published financial data that shows an increase in the taxpayer appropriation to the ABC of 10% in real terms (i.e. above inflation) between 1998 and 2021.
The term "where your 8 cents a day goes", coined in the late 1980s during funding negotiations, is often used in reference to the services provided by the ABC. It was estimated that the cost of the ABC per head of population per day was 7.1 cents a day, based on the corporation's 2007–08 "base funding" of .
Services
Radio
The ABC operates 54 local radio stations, in addition to four national networks and international service Radio Australia. In addition, DiG Radio (rebranded as Double J in 2014) launched on digital platforms in 2002, and later spinning off ABC Country and ABC Jazz.
ABC Local Radio is the corporation's flagship radio station in each broadcast area. There are 54 individual stations, each with a similar format consisting of locally presented light entertainment, news, talk back, music, sport and interviews, in addition to some national programming such as AM, PM, The World Today, sporting events and Nightlife.
the ABC operates 15 radio networks, variously available on AM and FM as well as on digital platforms and the internet.
Radio National – A generalist station, also known as RN, broadcasting more than 60 special interest programmes per week covering a range of topics including music, comedy, book readings, radio dramas, poetry, science, health, the arts, religion, social history and current affairs.
ABC NewsRadio – A news based service, also known as ABC News on Radio, broadcasting federal parliamentary sittings and news on a 24/7 format with updates on the quarter-hour. Broadcast's news content produced by the ABC itself, as well as programmes relayed from ABC Radio Australia, the BBC World Service, NPR, Deutsche Welle, Radio Netherlands and CNN Radio.
ABC Classic – A classical music based station, formerly known as ABC Classic FM. It also plays some jazz and world music. ABC Classic was the ABC's first FM radio service. It was originally known simply as "ABC FM", and for a short time "ABC Fine Music".
Triple J – A youth-oriented radio network, with a strong focus on alternative and independent music (especially Australian artists); it is targeted at people aged 18–35.
The ABC also operates several stations only available online and on digital platforms:
ABC Classic 2 – a sister station to ABC Classic, focussing on performances by Australian artists. Only available on streaming platforms.
Double J – a Triple J sister station, focussed on an older audience to Triple J.
Triple J Unearthed – a Triple J sister station, playing unsigned and independent Australian talent.
Triple j Hottest - a Triple J sister station, playing tracks from the past 30 years of Triple J Hottest 100 countdowns.
ABC Jazz – A station exclusively dedicated to Jazz from Australia and the world.
ABC Country – An exclusively country music station, mainly focussing on Australian country music.
ABC Grandstand – Since November 2020 merged to ABC Sport.
ABC Extra – A temporary special events station.
ABC Kids – Children's based programming, and a sister station to the ABC Kids television channel.
There is also ABC Radio Australia, the international radio station of the ABC (see below).
ABC Listen app
The ABC Radio app was launched in 2012. This was replaced by the ABC Listen app in September 2017, which included 45 ABC radio stations and audio networks.
Television
The ABC operates five national television channels:
ABC TV (formerly ABC1 from 2008 to 2014), the corporation's original television service, receives the bulk of funding for television and shows first-run comedy, drama, documentaries, and news and current affairs. In each state and territory a local news bulletin is shown at 7pm nightly.
ABC TV Plus (formerly ABC2 and ABC Comedy), launched in 2005, shows comedic content in addition to some repeats from ABC TV of which the amount has decreased gradually since ABC TV Plus's inception. It is not a 24-hour channel, but is broadcast daily from 7:30pm to around 3am the following night. The channel shares airspace with the ABC Kids programming block from 5am to 7:30pm.
ABC Me (originally ABC3) became a fully fledged channel on 4 December 2009, but has been part of the electronic guide line-up since 2008, broadcasting an ABC1 simulcast until 4 December 2009, then an ABC Radio simulcast and teaser graphic until its official launch. It is broadcast from 6am to around 10pm on weekdays and 6am to 2am the next day on weekends, and consists of a broad range programmes aimed at a young audience aged 6–15, with a core demographic of 8–12.
ABC Kids (formerly ABC For Kids on 2 and ABC 4 Kids) is a preschool children's block featuring children's programming aimed at the 0 to 5 age groups. ABC Kids broadcasts during ABC TV Plus downtime, from 5am to 7:30pm daily.
ABC News (originally ABC News 24), a 24-hour news channel, featuring the programming from ABC News and Current Affairs, selected programs from the BBC World News channel, coverage of the Federal Parliament's Question Time, documentaries and factual, arts programming and state or national election coverage.
Although the ABC's headquarters in Sydney serve as a base for program distribution nationally, ABC Television network is composed of eight state- and territory-based stations, each based in their respective state capital and augmented by repeaters:
ABN (Sydney)
ABV (Melbourne)
ABQ (Brisbane)
ABS (Adelaide)
ABW (Perth)
ABT (Hobart)
ABC (Canberra)
ABD (Darwin)
The eight ABC stations carry opt outs for local programming. In addition to the nightly 7pm news, the stations also broadcast weekly state editions of 7.30 on Friday evenings (until 5 December 2014), state election coverage and in most areas, live sport on Saturday afternoons.
There is also ABC Australia, the international TV service of the ABC (see below).
Online and digital
ABC Online is the name given to the online services of the ABC, which have evolved to cover a large network of websites including those for ABC News, its various television channels, ABC radio; podcasts; SMS, mobile apps and other mobile phone services; vodcasts and video-on-demand through ABC iView.
The official launch of ABC Online, then part of the ABC's Multimedia Unit, was on 14 August 1995, charged with developing policy for the ABC's work in web publishing. At first it relied upon funding allocation to the corporation's TV and radio operations, but later began to receive its own. The ABC provided live, online election coverage for the first time in 1996, and limited news content began to be provided in 1997. This unit continued until 2000, when the New Media division was formed, bringing together the ABC's online output as a division similar to television or radio. In 2001 the New Media division became New Media and Digital Services, reflecting the broader remit to develop content for digital platforms such as digital television, becoming an "output division" similar to Television or Radio. In addition to ABC Online, the division also had responsibility over the ABC's two digital television services, Fly TV and the ABC Kids channel, until their closure in 2003.
ABC TV Plus, a digital-only free-to-air television channel, launched on 7 March 2005, as ABC2. Unlike its predecessors the new service was not dependent on government funding, instead running on a budget of per year. Minister for Communications Helen Coonan inaugurated the channel at Parliament House three days later. Genre restrictions limiting the types of programming the channel could carry were lifted in October 2006 – ABC TV Plus (then ABC2) was henceforth able to carry programming classified as comedy, drama, national news, sport, and entertainment.
In conjunction with the ABC's radio division, New Media and Digital Services implemented the ABC's first podcasts in December 2004. By mid-2006 the ABC had become an international leader in podcasting with over fifty podcast programmes delivering hundreds of thousands of downloads per week, including trial video podcasts of The Chaser's War on Everything and jtv.
In February 2007, the New Media & Digital Services division was dissolved and divided up among other areas of the ABC. It was replaced by a new Innovation division, to manage ABC Online and investigate new technologies for the ABC.
In 2008, Crikey reported that certain ABC Online mobile sites in development were planned to carry commercial advertising. Screenshots, developed in-house, of an ABC Grandstand sport page include advertising for two private companies. Media Watch later revealed that the websites were to be operated by ABC Commercial and distinguished from the main, advertising-free, mobile website by a distinct logo.
In 2015 the Innovation Division was replaced with the Digital Network Division. Angela Clark was head from 2012 until at least the end of financial year 2015/6, but by 2017 she was gone, and the Digital Network fell into the Technology division under the Chief Technology Officer.
In May 2017, Helen Clifton was appointed to the new role of Chief Digital and Information Officer, which continues .
In December 2019, a refreshed ABC homepage was launched. ABC News is one of Australia's largest and most-visited web sites; from its position as 11th most popular in the country in 2008, in recent years up to 2021 it has maintained top position in the rankings.
In June 2023, the broadcaster released its five-year plan, outlining that it would move its resources away from radio and television, and instead dedicate these resources to improving and promoting its digital platforms.
International
ABC International is responsible for its international operations, which include the internationally broadcast Radio Australia, the Asia-Pacific TV channel ABC Australia, and its ABC International Development (ABCID) branch.
In June 2012 Lynley Marshall, former head of ABC Commercial, was appointed CEO of ABC International, filling a role left empty by the retirement of Murray Green. At the time, it was intended that Radio Australia, ABC Australia and ABC News would work together more closely ABC International was at this time a division of the ABC, but it has not been represented as a separate division in the organisational structure of the ABC since 2016, after Marshall's departure in February 2017.
There were fears of job losses in the division after the huge budget cuts in 2014, as well as an earlier termination of a contract with the Department of Foreign Affairs, one year into the 10-year contract.
On 24 May 2021, Claire Gorman was appointed to an expanded role to manage both the International Strategy and the International Development teams.
ABC Australia is an international satellite television service operated by the Australian Broadcasting Corporation, funded by advertising and grants from the Department of Foreign Affairs and Trade. Aimed at the Asia-Pacific region, the service broadcasts a mixture of English language programming, including general entertainment, sport, and current affairs.
Radio Australia is an international satellite and internet radio service with transmissions aimed at South-East Asia and the Pacific Islands, although its signals are also audible in many other parts of the world. It features programmes in various languages spoken in these regions, including Mandarin, Indonesian, Vietnamese, Khmer and Tok Pisin. Before 31 January 2017 Radio Australia broadcast short-wave radio signals. Radio Australia bulletins are also carried on WRN Broadcast, available via satellite in Europe and North America.
ABC International Development, or ABCID, is a media development unit that promotes public interest journalism and connects with local media in the region. ABCID employs local people in Papua New Guinea and many Pacific countries. The team "provides expertise, training, technical and program support to partner organisations", by working with a variety of organisations, including international development donors, for example through the through the Pacific Media Assistance Scheme (PACMAS).
Independence and impartiality
Under the Australian Broadcasting Corporation Act 1983, the ABC Board is bound to "maintain the independence and integrity of the Corporation" and to ensure that "the gathering and presentation by the Corporation of news and information is accurate and impartial according to the recognized standards of objective journalism".
In relation to impartiality and diversity of perspectives, the current ABC editorial policy requires of the broadcaster that:
ABC Commercial
The commercial arm of the ABC was established in 1974 under the name Enterprises as a self-funding unit, marketing products relating to the ABC's activities. It was renamed in 2007 to ABC Commercial, The aim of ABC Commercial was "to create, market and retail high quality consumer products which reflect and extend the scope of the ABC's activities". At this time it comprised the ABC Shop, ABC Consumer Publishing and Content Sales, ABC Resource Hire, and ABC Content Services (Archives).
ABC Commercial was registered as a business name under Australian Broadcasting Corporation in April 2007 and continues to exist . It includes ABC Music, a leading independent record label; ABC Events, which stages concerts and other events; and publishing and licensing activities by ABC Books, ABC Audio, ABC Magazines and ABC Licensing.
ABC Shop Online was wound up at the end of 2018, along with the in-store ABC Centres. In early 2019, ABC Commercial split from the Finance division and became an independent business unit of the ABC.
In the financial year 2018–2019, ABC Commercial turned a profit of , which was invested in content production.
The ABC Studios and Media Production hires out some of the ABC studios and sound stages, operating as part of ABC Commercial. The studios for hire are in Sydney (Studios 21, 22, 16), Melbourne (31), Adelaide (51B) and Perth (61).
Orchestras
Up until the installation of disc recording equipment in 1935, all content broadcast on the ABC was produced live, including music. For this purpose, the ABC established broadcasting orchestras in each state, and in some centres also employed choruses and dance bands. This became known as the ABC Concert Music Division, which was controlled by the Federal Director of Music – the first of whom was W. G. James.
In 1997, the ABC divested all ABC orchestras from the Concerts department of the ABC into separate subsidiary companies, allied to a service company known as Symphony Australia, and on 1 January 2007 the orchestras were divested into independent companies. The six state orchestras are:
Adelaide Symphony Orchestra
Melbourne Symphony Orchestra
Queensland Symphony Orchestra
Sydney Symphony Orchestra
Tasmanian Symphony Orchestra
West Australian Symphony Orchestra
ABC Friends
ABC Friends, formerly Friends of the ABC (FABC), consists of independent organisations in each state and territory, under an umbrella organisation established in December 2016, ABC Friends National Inc. In 1976, three independent groups were formed: Aunty's Nieces and Nephews in Melbourne, Friends of the ABC (NSW) Inc. (now ABC Friends NSW & ACT) and Friends of the ABC (SA) (since 2007/2008, ABC Friends SA/NT). The groups were formed by citizens who were concerned about government threats to make deep cuts to the ABC's budget. Historian Ken Inglis wrote that "The Friends were in the line of those people who had affirmed over the years that the ABC was essential to the nation". Over the years, independent state organisations were established, run by committees, and in January 2014 the name of each was changed to ABC Friends.
The objectives of ABC Friends National are stated as follows:
Controversies
Defamation
The ABC infamously lost a defamation case against Heston Russell, where they withdrew a truth defence and opted for the case to be heard under a public interest defence.
In the landmark ruling, Justice Lee awarded Heston $390,000 + interest and damages which are ultimately funded by taxpayer dollars. Estimates of legal expenses range from AUD$1.2m – $3m and could have been avoided if an earlier settlement offer of $99,000 and removal of the published articles had been taken by the broadcaster. The ABC Managing Director, David Anderson, who took home a six-figure pay rise shortly after the defamation case loss, outlined in senate estimates that he would not apologise to Russell for the false reporting.
Recordings of Willacy's interviews that formed part of the defamation case were garnished as part of the legal discovery process. They demonstrated the inappropriate and targeted style of journalism employed for the story and were made available to Ben Fordham's 2GB radio program.
Perceived bias
External critics have complained in particular of left-wing political bias at the broadcaster, citing a prominence of Labor Party-connected journalists hosting masthead political programs or a tendency to favour "progressive" over "conservative" political views on issues such as immigration, asylum seekers, the republic, multiculturalism, Indigenous reconciliation, feminism, environmentalism, and same-sex marriage.
In December 2013, former judge and ABC chair James Spigelman announced that four independent audits would be conducted each year in response to the allegations of bias in the reporting of news and current affairs. ABC Friends have observed that "Most of the complaints about bias in the ABC have come from the government of the day – Labor or Liberal. Significantly both parties have been far less hostile to the ABC when in opposition".
Reviews and investigations
Reviews of the ABC are regularly commissioned and sometimes not released.
Both internal and external research has been conducted on the question of bias at the ABC. These include the following:
A 2004 Roy Morgan media credibility survey found that journalists regarded ABC Radio as the most accurate news source in the country and the ABC as the second "most politically biased media organisation in Australia".
A 2013 University of the Sunshine Coast study of the voting intentions of journalists found that 73.6% of ABC journalists supported Labor or The Greens – with 41% supporting the Greens (whereas only around 10% of people in the general population voted Green).
At the 2016 federal election, a study commissioned by the ABC and conducted by Isentia compiled share-of-voice data and found that the ABC devoted 42.6% of election coverage to the Coalition government (this compares to the 42.04% vote received by the Coalition in the House of Representatives (HOR)), 35.9% to the Labor opposition (34.73% HOR), 8% to The Greens(10.23% HOR), 3.1% to independents (1.85% HOR), 2.2% to the Nick Xenophon Team (1.85% HOR) and 8.1% to the rest. However, the ABC itself notes the "significant limitations around the value of share of voice data" as "duration says nothing about tone or context".
In December 2020, the Board commissioned its 19th editorial review by an independent reviewer, which found that the ABC's news coverage of lead-up to the 2019 Australian election was "overwhelmingly positive and unbiased", although it also found that specific episodes of The Drum and Insiders reflected too narrow a range of viewpoints. The government forced the publication of the report after Coalition senator James McGrath raised a motion in the Senate, which led to ABC Chair Ita Buttrose and managing director David Anderson writing to the president of the Senate, Scott Ryan, to express their concerns about the use of the such powers, which went against the public interest.
Relationships with government
Labor Prime Minister Bob Hawke considered the ABC's coverage of the 1991 Gulf War to be biased. In 1996, conservative Opposition Leader John Howard refused to have Kerry O'Brien of the ABC moderate the television debates with Labor Prime Minister Paul Keating because Howard saw O'Brien as biased against the Coalition.
Liberal Prime Minister Tony Abbott perceived the ABC to be left wing and hostile to his government, while Malcolm Turnbull enjoyed better relations with the national broadcaster. Turnbull's successor, Scott Morrison, once again presided over "strained" relations between the Government and the ABC. Under Morrison's leadership, an investigation was launched into the ABC and its complaints-handling process—a decision which was criticised by Ita Buttrose as "political interference". The inquiry was abandoned the following June.
Specific topics
The Catholic Church and George Pell
The ABC's coverage of the issue of sexual abuse in the Catholic Church received praise and criticism. The Melbourne Press Club presented the 2016 Quill for Coverage of an Issue or Event for the report George Pell and Sexual Abuse in the Catholic Church, and the 2016 Golden Quill award to Louise Milligan and Andy Burns for their extensive coverage of Cardinal George Pell's evidence given at the Royal Commission into Institutional Responses to Child Sexual Abuse.
The ABC Media Watch program of 20 April 2020 noted that the ABC had been accused of leading a "witch hunt" against Cardinal Pell. Media Watch reported that, following his acquittal, Pell said the ABC gave an "overwhelming presentation of one view and only one view". Media Watch also canvassed other criticisms including from The Australian newspaper's editor-at-large Paul Kelly, who charged the ABC with having run a "sustained campaign against Pell". Media Watch also offered criticism of its own, noting Louise Milligan and the Four Corners program had failed to canvass any of Pell's defence from the trial and "lined up witnesses condemning Pell", while social media commentary by Barrie Cassidy and Quentin Dempster had undermined the presumption of innocence. Margaret Simons similarly noted in The Guardian that "there has been some social media activity by ABC journalists that looks very much like lobbying against Pell..."
Environmentalism
Planet Slayer was an ABC website run by scientist Bernie Hobbs to teach children about the environment in around 2008/9. It included a "Greenhouse Calculator" which aimed to help children to work out their carbon footprint by providing an estimate of the age a person needs to die if they are not to use more than their fair share of the Earth's resources. Victorian Liberal senator Mitch Fifield criticised a cartoon series on the site for portraying those who eat meat, loggers, and workers in the nuclear industry as "evil". ABC managing director Mark Scott said the site was not designed to offend anyone, but instead have children think about environmental issues.
See also
History of broadcasting in Australia
Timeline of Australian radio
References
Further reading
Cater, Nick The Lucky Culture and the Rise of an Australian Ruling Class (2013) pp 199–228
Curgenven, Geoffrey. Dick Boyer, an Australian humanist (Bolton, 1967) (Dick Boyer was chair of the ABC Board from 1940 until his death in 1961.)
Inglis, K. S. This is the ABC – the Australian Broadcasting Commission 1932 – 1983 (2006)
Inglis, K. S. Whose ABC? The Australian Broadcasting Corporation 1983–2006 (2006)
Moran, Albert, and Chris Keating. The A to Z of Australian Radio and Television (Scarecrow Press, 2009)
Semmler, Clement. The ABC: Aunt Sally and Sacred Cow (1981)
External links
Australian Broadcasting Corporation Act 1983
Commercial-free television networks
Public television in Australia
Publicly funded broadcasters
Commonwealth Government agencies of Australia
Mass media companies established in 1932
Organizations established in 1932
Articles containing video clips |
3080 | https://en.wikipedia.org/wiki/Alexandria | Alexandria | Alexandria ( ; ; ) is the second largest city in Egypt, and the largest city on the Mediterranean coast. Founded in by Alexander the Great, Alexandria grew rapidly and became a major centre of Hellenic civilization, eventually replacing Memphis, in present-day Greater Cairo, as Egypt's capital. Called the "Bride of the Mediterranean" internationally, Alexandria is a popular tourist destination and an important industrial centre due to its natural gas and oil pipelines from Suez.
The city extends about along the northern coast of Egypt, and is the largest city on the Mediterranean, the second-largest in Egypt (after Cairo), the fourth-largest city in the Arab world, the ninth-largest city in Africa, and the ninth-largest urban area in Africa.
The city was founded originally in the vicinity of an Egyptian settlement named Rhacotis (that became the Egyptian quarter of the city). Alexandria grew rapidly, becoming a major centre of Hellenic civilisation, and replacing Memphis as Egypt's capital during the reign of the Ptolemaic pharaohs who succeeded Alexander. It retained this status for almost a millennium, through the period of Roman and Eastern Roman rule until the Muslim conquest of Egypt in 641 AD, when a new capital was founded at Fustat (later absorbed into Cairo).
Alexandria was best known for the Lighthouse of Alexandria (Pharos), one of the Seven Wonders of the Ancient World; its Great Library, the largest in the ancient world; and the Catacombs of Kom El Shoqafa, one of the Seven Wonders of the Middle Ages. Alexandria was the intellectual and cultural centre of the ancient Mediterranean for much of the Hellenistic age and late antiquity. It was at one time the largest city in the ancient world before being eventually overtaken by Rome.
The city was a major centre of early Christianity and was the centre of the Patriarchate of Alexandria, which was one of the major centres of Christianity in the Eastern Roman Empire. In the modern world, the Coptic Orthodox Church and the Greek Orthodox Church of Alexandria both lay claim to this ancient heritage. By 641, the city had already been largely plundered and lost its significance before re-emerging in the modern era. From the late 18th century, Alexandria became a major centre of the international shipping industry and one of the most important trading centres in the world, both because it profited from the easy overland connection between the Mediterranean and Red Seas and the lucrative trade in Egyptian cotton.
History
Ancient era
Radiocarbon dating of seashell fragments and lead contamination show human activity at the location during the period of the Old Kingdom (27th–21st centuries BC) and again in the period 1000–800 BC, followed by the absence of activity after that. From ancient sources it is known there existed a trading post at this location during the time of Rameses the Great for trade with Crete, but it had long been lost by the time of Alexander's arrival. A small Egyptian fishing village named Rhakotis (Egyptian: , 'That which is built up') existed since the 13th century BC in the vicinity and eventually grew into the Egyptian quarter of the city. Just east of Alexandria (where Abu Qir Bay is now), there were in ancient times marshland and several islands. As early as the 7th century BC, there existed important port cities of Canopus and Heracleion. The latter was recently rediscovered underwater.
Alexandria was founded by Alexander the Great in April 331 BC as (), as one of his many city foundations. After he captured the Egyptian Satrapy from the Persians, Alexander wanted to build a large Greek city on Egypt's coast that would bear his name. He chose the site of Alexandria, envisioning the building of a causeway to the nearby island of Pharos that would generate two great natural harbours. Alexandria was intended to supersede the older Greek colony of Naucratis as a Hellenistic centre in Egypt, and to be the link between Greece and the rich Nile valley. A few months after the foundation, Alexander left Egypt and never returned to the city during his life.
After Alexander's departure, his viceroy Cleomenes continued the expansion. The architect Dinocrates of Rhodes designed the city, using a Hippodamian grid plan. Following Alexander's death in 323 BC, his general Ptolemy Lagides took possession of Egypt and brought Alexander's body to Egypt with him. Ptolemy at first ruled from the old Egyptian capital of Memphis. In 322/321 BC he had Cleomenes executed. Finally, in 305 BC, Ptolemy declared himself Pharaoh as Ptolemy I Soter ("Savior") and moved his capital to Alexandria.
Although Cleomenes was mainly in charge of overseeing Alexandria's early development, the and the mainland quarters seem to have been primarily Ptolemaic work. Inheriting the trade of ruined Tyre and becoming the centre of the new commerce between Europe and the Arabian and Indian East, the city grew in less than a generation to be larger than Carthage. In one century, Alexandria had become the largest city in the world and, for some centuries more, was second only to Rome. It became Egypt's main Greek city, with Greek people from diverse backgrounds.
The Septuagint, a Greek version of the Tanakh, was produced there. The early Ptolemies kept it in order and fostered the development of its museum into the leading Hellenistic centre of learning (Library of Alexandria, which faced destruction during Caesar's siege of Alexandria in 47 BC), but were careful to maintain the distinction of its population's three largest ethnicities: Greek, Egyptian and Jewish. By the time of Augustus, the city grid encompassed an area of , and the total population during the Roman principate was around 500,000–600,000, which would wax and wane in the course of the next four centuries under Roman rule.
According to Philo of Alexandria, in the year 38 AD, disturbances erupted between Jews and Greek citizens of Alexandria during a visit paid by King Agrippa I to Alexandria, principally over the respect paid by the Herodian nation to the Roman emperor, and which quickly escalated to open affronts and violence between the two ethnic groups and the desecration of Alexandrian synagogues. This event has been called the Alexandrian pogroms. The violence was quelled after Caligula intervened and had the Roman governor, Flaccus, removed from the city.
In 115 AD, large parts of Alexandria were destroyed during the Kitos War, which gave Hadrian and his architect, Decriannus, an opportunity to rebuild it. In 215 AD, the emperor Caracalla visited the city and, because of some insulting satires that the inhabitants had directed at him, abruptly commanded his troops to put to death all youths capable of bearing arms. On 21 July 365 AD, Alexandria was devastated by a tsunami (365 Crete earthquake), an event annually commemorated years later as a "day of horror".
Islamic era
In 619, Alexandria fell to the Sassanid Persians. The city was mostly uninjured by the conquest and a new palace called Tarawus was erected in the eastern part of the city, later known as Qasr Faris, "fort of the Persians". Although the Byzantine emperor Heraclius recovered it in 629, in 641 the Arabs under the general 'Amr ibn al-'As invaded it during the Muslim conquest of Egypt, after a siege that lasted 14 months. The first Arab governor of Egypt recorded to have visited Alexandria was Utba ibn Abi Sufyan, who strengthened the Arab presence and built a governor's palace in the city in 664–665.
In reference to Alexandria, Ibn Battuta speaks of a number of Muslim saints that resided in the city. One such saint was Imam Borhan Oddin El Aaraj, who was said to perform miracles. Another notable figure was Yaqut al-'Arshi, a disciple of Abu Abbas El Mursi. Ibn Battuta also writes about Abu 'Abdallah al-Murshidi, a saint that lived in the Minyat of Ibn Murshed. Although al-Murshidi lived in seclusion, Ibn Battuta writes that he was regularly visited by crowds, high state officials, and even by the Sultan of Egypt at the time, al-Nasir Muhammad. Ibn Battuta also visited the Pharos lighthouse on two occasions: in 1326 he found it to be partly in ruins and in 1349 it had deteriorated to the point that it was no longer possible to enter.During the Middle Ages, the Mamluk Sultanate provided amenities for European merchants to stay in the port cities of Alexandria and Damietta, so hotels were built and placed at the merchants' disposal so that they could live according to the pattern they were accustomed to in their country. Alexandria lost much of its importance in international trade after Portuguese navigators discovered a new sea route to India in the late 15th century. This reduced the amount of goods that needed to be transported through the Alexandrian port, as well as the Mamluks' political power. After the Battle of Ridaniya in 1517, the city was conquered by the Ottoman Turks and remained under Ottoman rule until 1798. Alexandria lost much of its former importance to the Egyptian port city of Rosetta during the 9th to 18th centuries, and only regained its former prominence with the construction of the Mahmoudiyah Canal in 1820.
Alexandria figured prominently in the military operations of Napoleon's expedition to Egypt in 1798. French troops stormed the city on 2 July 1798, and it remained in their hands until the arrival of a British expedition in 1801. The British won a considerable victory over the French at the Battle of Alexandria on 21 March 1801, following which they besieged the city, which fell to them on 2 September 1801. Muhammad Ali, the Ottoman governor of Egypt, began rebuilding and redevelopment around 1810, and by 1850, Alexandria had returned to something akin to its former glory. Egypt turned to Europe in their effort to modernize the country. Greeks, followed by other Europeans and others, began moving to the city. In the early 20th century, the city became a home for novelists and poets.In July 1882, the city came under bombardment from British naval forces and was occupied.
In July 1954, the city was a target of an Israeli bombing campaign that later became known as the Lavon Affair. On 26 October 1954, Alexandria's Mansheya Square was the site of a failed assassination attempt on Gamal Abdel Nasser.
Europeans began leaving Alexandria following the 1956 Suez Crisis that led to an outburst of Arab nationalism. The nationalization of property by Nasser, which reached its highest point in 1961, drove out nearly all the rest.
Geography
Alexandria is located in the country of Egypt, on the southern coast of the Mediterranean. It is in the Far West Nile delta area. Its a densely populated city, its core areas belie its large administrative area.
Notes:2020 CAPMAS projection based on 2017 revised census figures, may differ significantly from 2017 census preliminary tabulations. The 14 kisms were reported simply as Alexandria city by CAPMAS in 2006 but given explosive growth definitions, likely informal, may have change or may be set to change. Same area with 12 kisms existed in 1996. Kisms are considered 'fully urbanized'
Climate
Alexandria has a hot steppe climate (Köppen climate classification: BSh), formerly hot desert climate (Köppen climate classification: BWh). Like the rest of Egypt's northern coast, the prevailing north wind, blowing across the Mediterranean, gives the city a less severe climate than the desert hinterland. Rafah and Alexandria are the wettest places in Egypt; the other wettest places are Rosetta, Baltim, Kafr el-Dawwar, and Mersa Matruh. The city's climate is influenced by the Mediterranean Sea, moderating its temperatures, causing variable rainy winters and moderately hot and slightly prolonged summers that, at times, can be very humid; January and February are the coolest months, with daily maximum temperatures typically ranging from and minimum temperatures that could reach .
Alexandria experiences violent storms, rain and sometimes sleet and hail during the cooler months; these events, combined with a poor drainage system, have been responsible for occasional flooding in the city in the past though they rarely occur anymore. July and August are the hottest and driest months of the year, with an average daily maximum temperature of .
The average annual rainfall is around but has been as high as
Port Said, Kosseir, Baltim, Damietta and Alexandria have the least temperature variation in Egypt.
The highest recorded temperature was on 30 May 1961, and the coldest recorded temperature was on 31 January 1994.
Climate change
A 2019 paper published in PLOS One estimated that under Representative Concentration Pathway 4.5, a "moderate" scenario of climate change where global warming reaches ~ by 2100, the climate of Alexandria in the year 2050 would most closely resemble the current climate of Gaza City. The annual temperature would increase by , and the temperature of the warmest and the coldest month by and . According to Climate Action Tracker, the current warming trajectory appears consistent with , which closely matches RCP 4.5.
Due to its location on a Nile river delta, Alexandria is one of the most vulnerable cities to sea level rise in the entire world. According to some estimates, hundreds of thousands of people in its low-lying areas may already have to be relocated before 2030. The 2022 IPCC Sixth Assessment Report estimates that by 2050, Alexandria and 11 other major African cities (Abidjan, Algiers, Cape Town, Casablanca, Dakar, Dar es Salaam, Durban, Lagos, Lomé, Luanda and Maputo) would collectively sustain cumulative damages of US$65 billion for the "moderate" climate change scenario RCP 4.5 and US$86.5 billion for the high-emission scenario RCP 8.5, while RCP 8.5 combined with the hypothetical impact from marine ice sheet instability at high levels of warming would involve up to US$137.5 billion in damages. Additional accounting for the "low-probability, high-damage events" may increase aggregate risks to US$187 billion for the "moderate" RCP4.5, US$206 billion for RCP8.5 and US$397 billion under the high-end ice sheet instability scenario. In every single estimate, Alexandria alone bears around half of these costs. Since sea level rise would continue for about 10,000 years under every scenario of climate change, future costs of sea level rise would only increase, especially without adaptation measures.
Ancient layout
Greek Alexandria was divided into three regions:
Rhakotis
Rhakotis (from Coptic , "Alexandria") was the old city that was absorbed into Alexandria. It was occupied chiefly by Egyptians.
Brucheum
Brucheum was the Royal or Greek quarter and formed the most magnificent portion of the city. In Roman times, Brucheum was enlarged by the addition of an official quarter, making four regions in all. The city was laid out as a grid of parallel streets, each of which had an attendant subterranean canal.
Jewish quarter
The Jewish quarter was the northeast portion of the city.
Two main streets, lined with colonnades and said to have been each about wide, intersected in the centre of the city, close to the point where the Sema (or Soma) of Alexander (his Mausoleum) rose. This point is very near the present mosque of Nebi Daniel; the line of the great East–West "Canopic" street is also present in modern-day Alexandria, having only slightly diverged from the line of the modern Boulevard de Rosette (now Sharae Fouad). Traces of its pavement and canal have been found near the Rosetta Gate, but remnants of streets and canals were exposed in 1899 by German excavators outside the east fortifications, which lie well within the area of the ancient city.Alexandria consisted originally of little more than the island of Pharos, which was joined to the mainland by a mole and called the ("seven stadia"—a stadium was a Greek unit of length measuring approximately ). The end of this abutted on the land at the head of the present Grand Square, where the "Moon Gate" rose. All that now lies between that point and the modern "Ras al-Tin" quarter is built on the silt which gradually widened and obliterated this mole. The Ras al-Tin quarter represents all that is left of the island of Pharos, the site of the actual lighthouse having been weathered away by the sea. On the east of the mole was the Great Harbour, now an open bay; on the west lay the port of Eunostos, with its inner basin Kibotos, now vastly enlarged to form the modern harbour.
In Strabo's time (latter half of the 1st century BC), the principal buildings were as follows, enumerated as they were to be seen from a ship entering the Great Harbour.
The Royal Palaces, filling the northeast angle of the town and occupying the promontory of Lochias, which shut in the Great Harbour on the east. Lochias (the modern Pharillon) has almost entirely disappeared into the sea, together with the palaces, the "Private Port", and the island of Antirrhodus. There has been a land subsidence here, as throughout the northeast coast of Africa.
The Great Theater, on the modern Hospital Hill near the Ramleh station. This was used by Julius Caesar as a fortress, where he withstood a siege from the city mob after he took Egypt after the battle of Pharsalus.
The Poseidon, or Temple of the Sea God, close to the theater
The Timonium built by Marc Antony
The Emporium (Exchange)
The Apostases (Magazines)
The Navalia (Docks), lying west of the Timonium, along the seafront as far as the mole
Behind the Emporium rose the Great Caesareum, by which stood the two great obelisks, which become known as "Cleopatra's Needles", and were transported to New York City and London. This temple became, in time, the Patriarchal Church, though some ancient remains of the temple have been discovered. The actual Caesareum, the parts not eroded by the waves, lies under the houses lining the new seawall.
The Gymnasium and the Palaestra are both inland, near the Boulevard de Rosette in the eastern half of the town; sites unknown.
The Temple of Saturn; site unknown.
The Mausolea of Alexander (Soma) and the Ptolemies in one ring-fence, near the point of intersection of the two main streets.
The Musaeum with its famous Library and theater in the same region; site unknown.
The Serapeum of Alexandria, the most famous of all Alexandrian temples. Strabo tells that this stood in the west of the city; and recent discoveries go far as to place it near "Pompey's Pillar", which was an independent monument erected to commemorate Diocletian's siege of the city.
The names of a few other public buildings on the mainland are known, but there is little information as to their actual position. None, however, are as famous as the building that stood on the eastern point of Pharos island. There, The Great Lighthouse, one of the Seven Wonders of the World, reputed to be high, was situated. The first Ptolemy began the project, and the second Ptolemy (Ptolemy II Philadelphus) completed it, at a total cost of 800 talents. It took 12 years to complete and served as a prototype for all later lighthouses in the world. The light was produced by a furnace at the top and the tower was built mostly with solid blocks of limestone. The Pharos lighthouse was destroyed by an earthquake in the 14th century, making it the second longest surviving ancient wonder, after the Great Pyramid of Giza. A temple of Hephaestus also stood on Pharos at the head of the mole.
In the 1st century, the population of Alexandria contained over 180,000 adult male citizens, according to a census dated from 32 AD, in addition to a large number of freedmen, women, children and slaves. Estimates of the total population range from 216,000 to 500,000, making it one of the largest cities ever built before the Industrial Revolution and the largest pre-industrial city that was not an imperial capital.
Cityscape
Due to the constant presence of war in Alexandria in ancient times, very little of the ancient city has survived into the present day. Much of the royal and civic quarters sank beneath the harbour and the rest has been built over in modern times.
Pompey's Pillar
"Pompey's Pillar", a Roman triumphal column, is one of the best-known ancient monuments still standing in Alexandria today. It is located on Alexandria's ancient acropolis—a modest hill located adjacent to the city's Arab cemetery—and was originally part of a temple colonnade. Including its pedestal, it is 30 m (99 ft) high; the shaft is of polished red granite, in diameter at the base, tapering to at the top. The shaft is high, and made out of a single piece of granite. Its volume is and weight approximately 396 tons. Pompey's Pillar may have been erected using the same methods that were used to erect the ancient obelisks. The Romans had cranes but they were not strong enough to lift something this heavy. Roger Hopkins and Mark Lehrner conducted several obelisk erecting experiments including a successful attempt to erect a 25-ton obelisk in 1999. This followed two experiments to erect smaller obelisks and two failed attempts to erect a 25-ton obelisk.
"Pompey's Pillar" is a misnomer, as it has nothing to do with Pompey, having been erected in 293 for Diocletian, possibly in memory of the rebellion of Domitius Domitianus. The structure was plundered and demolished in the 4th century when a bishop decreed that Paganism must be eradicated. Beneath the acropolis itself are the subterranean remains of the Serapeum, where the mysteries of the god Serapis were enacted, and whose carved wall niches are believed to have provided overflow storage space for the ancient Library. In more recent years, many ancient artifacts have been discovered from the surrounding sea, mostly pieces of old pottery.
Catacombs of Kom El Shoqafa
Alexandria's catacombs, known as Kom El Shoqafa, are a short distance southwest of the pillar, consist of a multi-level labyrinth, reached via a large spiral staircase, and featuring dozens of chambers adorned with sculpted pillars, statues, and other syncretic Romano-Egyptian religious symbols, burial niches, and sarcophagi, as well as a large Roman-style banquet room, where memorial meals were conducted by relatives of the deceased. The catacombs were long forgotten by the citizens until they were discovered by accident in 1900.
Kom El Deka
The most extensive ancient excavation currently being conducted in Alexandria is known as Kom El Deka. It has revealed the ancient city's well-preserved theater, and the remains of its Roman-era baths.
Temple of Taposiris Magna
The temple was built in the Ptolemy era and dedicated to Osiris, which finished the construction of Alexandria. It is located in Abusir, the western suburb of Alexandria in Borg el Arab city. Only the outer wall and the pylons remain from the temple. There is evidence to prove that sacred animals were worshiped there. Archaeologists found an animal necropolis near the temple. Remains of a Christian church show that the temple was used as a church in later centuries. Also found in the same area are remains of public baths built by the emperor Justinian, a seawall, quays and a bridge. Near the beach side of the area, there are the remains of a tower built by Ptolemy II Philadelphus. The tower was an exact scale replica of the destroyed Alexandrine Pharos Lighthouse.
Citadel of Qaitbay
Citadel of Qaitbay is a defensive fortress located on the Mediterranean sea coast. It was established in 1477 AD (882 AH) by the mamluk Sultan Al-Ashraf Sayf al-Din Qa'it Bay. The Citadel is located on the eastern side of the northern tip of Pharos Island at the mouth of the Eastern Harbour. It was erected on the exact site of the famous Lighthouse of Alexandria, which was one of the Seven Wonders of the Ancient World. It was built on an area of 17,550 square metres.
Excavation
Persistent efforts have been made to explore the antiquities of Alexandria. Encouragement and help have been given by the local Archaeological Society, and by many individuals. Excavations were performed in the city by Greeks seeking the tomb of Alexander the Great without success.
The past and present directors of the museum have been enabled from time to time to carry out systematic excavations whenever opportunity is offered; D. G. Hogarth made tentative researches on behalf of the Egypt Exploration Fund and the Society for the Promotion of Hellenic Studies in 1895; and a German expedition worked for two years (1898–1899). But two difficulties face the would-be excavator in Alexandria: lack of space for excavation and the underwater location of some areas of interest.
Since the great and growing modern city stands immediately over the ancient one, it is almost impossible to find any considerable space in which to dig, except at enormous cost. Cleopatra VII's royal quarters were inundated by earthquakes and tsunami, leading to gradual subsidence in the 4th century AD. This underwater section, containing many of the most interesting sections of the Hellenistic city, including the palace quarter, was explored in 1992 and is still being extensively investigated by the French underwater archaeologist Franck Goddio and his team. It raised a noted head of Caesarion. These are being opened up to tourists, to some controversy. The spaces that are most open are the low grounds to northeast and southwest, where it is practically impossible to get below the Roman strata.
The most important results were those achieved by Dr. G. Botti, late director of the museum, in the neighborhood of "Pompey's Pillar", where there is a good deal of open ground. Here, substructures of a large building or group of buildings have been exposed, which are perhaps part of the Serapeum. Nearby, immense catacombs and columbaria have been opened which may have been appendages of the temple. These contain one very remarkable vault with curious painted reliefs, now artificially lit and open to visitors.
The objects found in these researches are in the museum, the most notable being a great basalt bull, probably once an object of cult in the Serapeum. Other catacombs and tombs have been opened in Kom El Shoqafa (Roman) and Ras El Tin (painted).
The German excavation team found remains of a Ptolemaic colonnade and streets in the north-east of the city, but little else. Hogarth explored part of an immense brick structure under the mound of Kom El Deka, which may have been part of the Paneum, the Mausolea, or a Roman fortress.
The making of the new foreshore led to the dredging up of remains of the Patriarchal Church; and the foundations of modern buildings are seldom laid without some objects of antiquity being discovered.
Places of worship
Islam
The most famous mosque in Alexandria is Abu al-Abbas al-Mursi Mosque in Bahary. Other notable mosques in the city include Ali ibn Abi Talib mosque in Somouha, Bilal mosque, al-Gamaa al-Bahari in Mandara, Hatem mosque in Somouha, Hoda el-Islam mosque in Sidi Bishr, al-Mowasah mosque in Hadara, Sharq al-Madina mosque in Miami, al-Shohadaa mosque in Mostafa Kamel, Al Qa'ed Ibrahim Mosque, Yehia mosque in Zizinia, Sidi Gaber mosque in Sidi Gaber, Sidi B esher mosque, Rokay el-Islam mosque in Elessway, Elsadaka Mosque in Sidibesher Qebly, Elshatbi mosque and Sultan mosque.
Alexandria is the base of the Salafi movements in Egypt. Al-Nour Party, which is based in the city and overwhelmingly won most of the Salafi votes in the 2011–12 parliamentary election, supports the president Abdel Fattah el-Sisi.
Christianity
Alexandria was once considered the third-most important see in Christianity, after Rome and Constantinople. Until 430, the Patriarch of Alexandria was second only to the bishop of Rome. The Church of Alexandria had jurisdiction over most of the continent of Africa. After the Council of Chalcedon in AD 451, the Alexandrian Church split between the Miaphysites and the Melkites. The Miaphysites went on to constitute what is known today as the Coptic Orthodox Church. The Melkites went on to constitute what is known today as the Greek Orthodox Church of Alexandria. In the 19th century, Catholic and Protestant missionaries converted some of the adherents of the Orthodox churches to their respective faiths.
Today the Patriarchal seat of the Pope of the Coptic Orthodox Church is Saint Mark Cathedral (though in practice the Patriarch has long resided in Cairo). The most important Coptic Orthodox churches in Alexandria include Pope Cyril I Church in Cleopatra, Saint George's Church in Sporting, Saint Mark & Pope Peter I Church in Sidi Bishr, Saint Mary Church in Assafra, Saint Mary Church in Gianaclis, Saint Mina Church in Fleming, Saint Mina Church in Mandara and Saint Takla Haymanot's Church in Ibrahimeya.
The most important Eastern Orthodox churches in Alexandria are Agioi Anárgyroi Church, Church of the Annunciation, Saint Anthony Church, Archangels Gabriel & Michael Church, Taxiarchon Church, Saint Catherine Church, Cathedral of the Dormition in Mansheya, Church of the Dormition, Prophet Elijah Church, Saint George Church, Saint Joseph Church in Fleming, Saint Joseph of Arimathea Church, Saint Mark & Saint Nektarios Chapel in Ramleh, Saint Nicholas Church, Saint Paraskevi Church, Saint Sava Cathedral in Ramleh, Saint Theodore Chapel and the Russian church of Saint Alexander Nevsky in Alexandria, which serves the Russian speaking community in the city.
The Apostolic Vicariate of Alexandria in Egypt-Heliopolis-Port Said has jurisdiction over all Latin Catholics in Egypt. Member churches include Saint Catherine Church in Mansheya and Church of the Jesuits in Cleopatra. The city is also the nominal see of the Melkite Greek Catholic titular Patriarchate of Alexandria (generally vested in its leading Patriarch of Antioch) and the actual cathedral see of its Patriarchal territory of Egypt, Sudan and South Sudan, which uses the Byzantine Rite, and the nominal see of the Armenian Catholic Eparchy of Alexandria (for all Egypt and Sudan, whose actual cathedral is in Cairo), a suffragan of the Armenian Catholic Patriarch of Cilicia, using the Armenian Rite.
The Saint Mark Church in Shatby, founded as part of Collège Saint Marc, is multi-denominational and holds liturgies according to Latin Catholic, Coptic Catholic and Coptic Orthodox rites.
In antiquity Alexandria was a major centre of the cosmopolitan religious movement called Gnosticism (today mainly remembered as a Christian heresy).
Judaism
Alexandria's Jewish community declined rapidly following the 1948 Arab–Israeli War, after which negative reactions towards Zionism among Egyptians led to Jewish residents in the city, and elsewhere in Egypt, being perceived as Zionist collaborators. Most Jewish residents of Egypt moved to the newly settled Israel, France, Brazil and other countries in the 1950s and 1960s. The community once numbered 50,000 but is now estimated at below 50. The most important synagogue in Alexandria is the Eliyahu Hanavi Synagogue.
Education
Colleges and universities
Alexandria has a number of higher education institutions. Alexandria University is a public university that follows the Egyptian system of higher education. Many of its faculties are internationally renowned, most notably its Faculty of Medicine & Faculty of Engineering. In addition, the Egypt-Japan University of Science and Technology in New Borg El Arab city is a research university set up in collaboration between the Japanese and Egyptian governments in 2010. The Arab Academy for Science, Technology & Maritime Transport is a semi-private educational institution that offers courses for high school, undergraduate level, and postgraduate students. It is considered the most reputable university in Egypt after the AUC American University in Cairo because of its worldwide recognition from board of engineers at UK & ABET in US. Université Senghor is a private French university that focuses on the teaching of humanities, politics and international relations, which mainly recruits students from the African continent. Other institutions of higher education in Alexandria include Alexandria Institute of Technology (AIT) and Pharos University in Alexandria.
On September 2023, The Greek University of Patras announced that it is opening a branch in Alexandria, in a first-of-its-kind move by a Greek higher education institution. The Greek university of Patras branch will operate two departments, one Greek-speaking and one English-speaking in the subjects of Greek culture, Greek language and Greek philosophy.
Schools
Alexandria has a long history of foreign educational institutions. The first foreign schools date to the early 19th century, when French missionaries began establishing French charitable schools to educate the Egyptians. Today, the most important French schools in Alexandria run by Catholic missionaries include Collège de la Mère de Dieu, Collège Notre Dame de Sion, Collège Saint Marc, Écoles des Soeurs Franciscaines (four different schools), École Girard, École Saint Gabriel, École Saint-Vincent de Paul, École Saint Joseph, École Sainte Catherine, and Institution Sainte Jeanne-Antide. As a reaction to the establishment of French religious institutions, a secular (laic) mission established Lycée el-Horreya, which initially followed a French system of education, but is currently run by the Egyptian government. The only school in Alexandria that completely follows the French educational system is Lycée Français d'Alexandrie (École Champollion). It is usually frequented by the children of French expatriates and diplomats in Alexandria. The Italian school is the Istituto "Don Bosco".
English-language schools in Alexandria are the most popular; those in the city include: Riada American School, Riada Language School, Alexandria Language School, Future Language School, Future International Schools (Future IGCSE, Future American School and Future German school), Alexandria American School, British School of Alexandria, Egyptian American School, Pioneers Language School, Egyptian English Language School, Princesses Girls' School, Sidi Gaber Language School, Zahran Language School, Taymour English School, Sacred Heart Girls' School, Schutz American School, Victoria College, El Manar Language School for Girls (previously called Scottish School for Girls), Kawmeya Language School, El Nasr Boys' School (previously called British Boys' School), and El Nasr Girls' College (previously called English Girls' College).
There are only two German schools in Alexandria which are Deutsche Schule der Borromärinnen (DSB of Saint Charles Borromé) and Neue Deutsche Schule Alexandria, which is run by Frau Sally Hammam.
The Montessori educational system was first introduced in Alexandria in 2009 at Alexandria Montessori.
Women
Around the 1890s, twice the percentage of women in Alexandria knew how to read compared to the same percentage in Cairo. As a result, specialist women's publications like al-Fatāh by Hind Nawal, the country's first women's journal, appeared.
Transport
Airports
The city's principal airport is currently Borg El Arab Airport, which is located about away from the city centre.
From late 2011, El Nouzha Airport (Alexandria International Airport) was to be closed to commercial operations for two years as it underwent expansion, with all airlines operating out of Borg El Arab Airport from then onwards, where a brand new terminal was completed there in February 2010. In 2017, the government announced that Alexandria International Airport will shut down permanently and will no longer reopen.
Port
Alexandria has four ports; namely the Western Port also known as Alexandria Port, which is the main port of the country that handles about 60% of the country's exports and imports, Dekhela Port west of the Western Port, the Eastern Port which is a yachting harbour, and Abu Qir Port at the northern east of the governorate. It is a commercial port for general cargo and phosphates.
Highways
International Coastal Road (Mersa Matruh – Alexandria – Port Said)
Cairo–Alexandria desert road (Alexandria – Cairo – , 6–8 lanes)
Cairo-Alexandria Agriculture Road (Alexandria – Cairo)
Mehwar El Ta'meer – (Alexandria – Borg El Arab)
Rail
Alexandria's intracity commuter rail system extends from Misr Station (Alexandria's primary intercity railway station) to Abu Qir, parallel to the tram line. The commuter line's locomotives operate on diesel, as opposed to the overhead-electric tram.
Alexandria plays host to two intercity railway stations: the aforementioned Misr Station (in the older Manshia district in the western part of the city) and Sidi Gaber railway station (in the district of Sidi Gaber in the centre of the eastern expansion in which most Alexandrines reside), both of which also serve the commuter rail line. Intercity passenger service is operated by Egyptian National Railways.
Trams
An extensive tramway network was built in 1860 and is the oldest in Africa. The network begins at the El Raml district in the west and ends in the Victoria district in the east.
Metro
Construction of the Alexandria Metro was due to begin in 2020 at a cost of $1.05 billion.
Culture
Libraries
The Royal Library of Alexandria, in Alexandria, Egypt, was once the largest library in the world. It is generally thought to have been founded at the beginning of the 3rd century BC, during the reign of Ptolemy II of Egypt. It was likely created after his father had built what would become the first part of the library complex, the temple of the Muses—the Museion, Greek Μουσείον (from which the Modern English word museum is derived).
It has been reasonably established that the library, or parts of the collection, were destroyed by fire on a number of occasions (library fires were common and replacement of handwritten manuscripts was very difficult, expensive, and time-consuming). To this day the details of the destruction (or destructions) remain a lively source of controversy.
The Bibliotheca Alexandrina was inaugurated in 2002, near the site of the old Library.
Museums
The Alexandria National Museum was inaugurated 31 December 2003. It is located in a restored Italian style palace in Tariq El Horreya Street (formerly Rue Fouad), near the centre of the city. It contains about 1,800 artifacts that narrate the story of Alexandria and Egypt. Most of these pieces came from other Egyptian museums. The museum is housed in the old Al-Saad Bassili Pasha Palace, who was one of the wealthiest wood merchants in Alexandria. Construction on the site was first undertaken in 1926.
The Graeco-Roman Museum was the city's main archeological museum, focused on artifacts from its Greco-Roman period. It was opened in 1892 and was closed in 2005 for extensive renovations and expansion. Renovations were still ongoing as of 2023.
Other museums in the city include the Cavafy Museum, the Museum of Fine Arts, and the Royal Jewelry Museum.
Theaters
Alexandria Opera House hosts performances of classical music, Arabic music, ballet, and opera.
Sports
The main sport that interests Alexandrians is football, as is the case in the rest of Egypt and Africa. Alexandria Stadium is a multi-purpose stadium in Alexandria, Egypt. It is currently used mostly for football matches, and was used for the 2006 African Cup of Nations. The stadium is the oldest stadium in Egypt, being built in 1929. The stadium holds 20,000 people. Alexandria was one of three cities that participated in hosting the African Cup of Nations in January 2006, which Egypt won. Sea sports such as surfing, jet-skiing and water polo are practiced on a lower scale. The Skateboarding culture in Egypt started in this city. The city is also home to the Alexandria Sporting Club, which is especially known for its basketball team, which traditionally provides the country's national team with key players. The city hosted the AfroBasket, the continent's most prestigious basketball tournament, on four occasions (1970, 1975, 1983, 2003).
Alexandria has four stadiums:
Alexandria Stadium
Borg El Arab Stadium
El Krom Stadium
Harras El Hodoud Stadium
Other less popular sports like tennis and squash are usually played in private social and sports clubs, like:
Alexandria Sporting Club – in "Sporting"
Smouha Sporting Club – in "Smouha"
Al Ittihad Alexandria Club
Olympic Club
Haras El Hodoud SC Club
Koroum Club
Lagoon Resort Courts
Alexandria Country club
Alexandria is also known as the yearly starting point of Cross Egypt Challenge and a huge celebration is conducted the night before the rally starts after all the international participants arrive to the city. Cross Egypt Challenge is an international cross-country motorcycle and scooter rally conducted throughout the most difficult tracks and roads of Egypt.
Twin towns and sister cities
Alexandria is twinned with:
Almaty, Kazakhstan
Baltimore, United States
Bratislava, Slovakia
Catania, Italy
Cleveland, United States
Constanța, Romania
Durban, South Africa
Incheon, South Korea
Kazanlak, Bulgaria
Limassol, Cyprus
Odesa, Ukraine
Paphos, Cyprus
Port Louis, Mauritius
Saint Petersburg, Russia
Shanghai, China
Thessaloniki, Greece
See also
Baucalis
History of the Jews in Alexandria
Cultural tourism in Egypt
List of cities and towns in Egypt
List of cities founded by Alexander the Great
Of Alexandria
Alexandria on the Indus
Alexandrian Kings
Notes
References
Further reading
A. Bernand, Alexandrie la Grande (1966)
A. Bernard, E. Bernand, J. Yoyotte, F. Goddio, et al., Alexandria, the submerged royal quarters, Periplus Publishing Ltd., London 1998,
A. J. Butler, The Arab Conquest of Egypt (2nd. ed., 1978)
P.-A. Claudel, Alexandrie. Histoire d'un mythe (2011)
A. De Cosson, Mareotis (1935)
J.-Y. Empereur, Alexandria Rediscovered (1998)
E. M. Forster, Alexandria A History and a Guide (1922) (reprint ed. M. Allott, 2004)
P. M. Fraser, Ptolemaic Alexandria (1972)
Franck Goddio, David Fabre (eds), Egypt's Sunken Treasures, Prestel Vlg München, 2008 (2nd edition), Exhibition Catalogue,
M. Haag, Alexandria: City of Memory (2004) [20th-century social and literary history]
M. Haag, Vintage Alexandria: Photographs of the City 1860–1960 (2008)
M. Haag, Alexandria Illustrated
R. Ilbert, I. Yannakakis, Alexandrie 1860–1960 (1992)
R. Ilbert, Alexandrie entre deux mondes (1988)
Judith McKenzie et al., The Architecture of Alexandria and Egypt, 300 B.C.–A.D. 700. (Pelican History of Art, Yale University Press, 2007)
Philip Mansel, Levant: Splendour and Catastrophe on the Mediterranean, London, John Murray, 11 November 2010, hardback, 480 pages, , New Haven, Yale University Press, 24 May 2011, hardback, 470 pages,
Don Nardo, A Travel Guide to Ancient Alexandria, Lucent Books. (2003)
D. Robinson, A. Wilson (eds), Alexandria and the North-Western Delta, Oxford 2010, Oxford Centre for Maritime Archaeology,
V. W. Von Hagen, The Roads that Led to Rome (1967)
External links
Details on the archaïc port with a pdf of Gaston Jondet's report, 1916
Map of Alexandria, ca.1930, Eran Laor Cartographic Collection, The National Library of Israel.
Photos of Alexandria at the American Center of Research
Alexandria
Governorate capitals in Egypt
Ancient Greek archaeological sites in Egypt
Populated places in Alexandria Governorate
Populated coastal places in Egypt
Metropolitan areas of Egypt
Roman towns and cities in Egypt
Mediterranean port cities and towns in Egypt
Populated places along the Silk Road
Cities in Egypt
Cities founded by Alexander the Great
330s BC establishments
330s BC
Populated places established in the 4th century BC
Former capitals of Egypt
Historic Jewish communities in North Africa |
3083 | https://en.wikipedia.org/wiki/Alexandria%2C%20Louisiana | Alexandria, Louisiana | Alexandria is the ninth-largest city in the state of Louisiana and is the parish seat of Rapides Parish, Louisiana, United States. It lies on the south bank of the Red River in almost the exact geographic center of the state. It is the principal city of the Alexandria metropolitan area (population 153,922) which encompasses all of Rapides and Grant parishes. Its neighboring city is Pineville. In 2010, the population was 47,723, an increase of 3 percent from the 2000 census.
History
Located along the Red River, the city of Alexandria was originally home to a community which supported activities of the adjacent French trader outpost of Post du Rapides. The area developed as an assemblage of traders, Caddo people, and merchants in the agricultural lands bordering the mostly unsettled areas to the north and providing a link from the south to the El Camino Real and then larger settlement of Natchitoches, the oldest permanent settlement in the Louisiana Purchase.
Alexander Fulton, a businessman from Washington County, near Pittsburgh, Pennsylvania, received a land grant from Spain in 1762, and the first organized settlement was made at some point in the 1780s. In 1805, Fulton and business partner Thomas Harris Maddox laid out the town plan and named the town in Fulton's honor. The earliest deed that survives for an Alexandria resident is from June 24, 1801, when a William Cochren, who identifies himself as "Slave master of the Southern Americas", sold a tract of land across the Red River to a William Murrey.
That same year, Fulton was appointed coroner in Rapides Parish by territorial Governor William C.C. Claiborne. Alexandria was incorporated as a town in 1818 and received a city charter in 1832.
In 1942, Alexandria was the site of the Lee Street Riot, an incident of racial violence that occurred between mostly unarmed African Americans and armed military police. Witnesses state that as many as 20 people may have been killed, however the official report indicates that 3 African American soldiers were critically injured, and does not mention any deaths.
Geography and climate
Alexandria is located at and has an elevation of .
According to the United States Census Bureau, the city has a total area of , of which 26.4 square miles (68.4 km2) is land and 0.6 square mile (1.5 km2) (2.15%) is water.
Alexandria is on a level plain in the center of the Louisiana Longleaf Pine forests, in which pine is interspersed with various hardwoods. A number of small bayous, such as Bayou Rapides, Bayou Robert, and Hynson Bayou, meander throughout the city. In the immediate vicinity of the city, cotton, sugar, alfalfa, and garden vegetables are cultivated.
The climate is humid subtropical with some continental influence in the winter. Summers are consistently hot and humid, whereas winters are mild, with occasional cold snaps. On average, the first freeze occurs in early to mid November and the last freeze occurs in early to mid March. The area receives plentiful rainfall year-round, with thunderstorms possible throughout the year. Some storms can be severe, especially during the spring months. According to 'Cities Ranked and Rated' (Bert Sperling and Peter Sander), Alexandria reports an average of 69 days per year with thunder reported, which is nearly double the national average. Snowfall is rare, with measurable snow having occurred 27 times since 1895. The heaviest snowfall event took place February 12–13, 1960, when 9.1" of snow fell.
Tropical storms and hurricanes affect Alexandria from time to time, but rarely cause severe damage, unlike areas closer to the coast. In September 2005, Hurricane Rita moved inland and affected Alexandria and surrounding areas, causing widespread power outages and damaging the roofs of some structures. The most recent hurricane, Gustav in 2008, caused widespread flooding, knocked over trees and power lines leading to power outages, and damaged structures. Some low-lying Alexandria neighborhoods had substantial flooding from Gustav, leaving several feet of water in houses.
Demographics
2020 census
As of the 2020 United States census, there were 45,275 people, 17,920 households, and 10,933 families residing in the city.
2010 census
As of the census of 2010, there were 47,723 people, 17,816 households, and 11,722 families residing in the city. The population density was 1,754.6/sq mi (677.5/km2). There were 19,806 housing units at an average density of . The racial makeup of the city was 38.32% White, 57.25% Black, 1.25% Native American, 1.85% Asian, 0.14% Pacific Islander, 1.03% from other races, and 1.09% from two or more races. 6.98% of the population were Hispanic or Latino of any race.
There were 17,816 households, out of which 31.9% had children under the age of 18 living with them, 38.5% were married couples living together, 23.2% had a female householder with no husband present, and 34.2% were non-families. 30.4% of all households were made up of individuals, and 12.1% had someone living alone who was 65 years of age or older. The average household size was 2.50 and the average family size was 3.13.
In the city, the population was spread out, with 28.1% under the age of 18, 9.2% from 18 to 24, 26.2% from 25 to 44, 21.4% from 45 to 64, and 15.1% who were 65 years of age or older. The median age was 36 years. For every 100 females, there were 83.5 males. For every 100 females age 18 and over, there were 77.7 males.
The median income for a household in the city was $26,097, and the median income for a family was $31,978. Males had a median income of $29,456 versus $20,154 for females. The per capita income for the city was $16,242. About 23.2% of families and 27.4% of the population were below the poverty line, including 37.7% of those under age 18 and 18.5% of those age 65 or over.
Religion
Like many other southern cities, the largest single church denomination in the Alexandria area is Southern Baptist. Large congregations include the Emmanuel Baptist Church and Calvary Baptist Church. Alexandria is the headquarters of the Louisiana Baptist Convention. Alexandria also has a significant number of Methodists, Presbyterians, Episcopalians, and Pentecostals.
A significant Catholic population is also present, a result of the large Catholic Acadian French population which resides in and around Alexandria, many from neighboring Avoyelles Parish. Alexandria is the headquarters for the Diocese of Alexandria.
Alexandria has a small, though active Jewish community which dates back to the mid-19th century. Jews have held positions in local government, civic organizations, education, and medicine. At one time, many large businesses in the downtown were Jewish-owned. The Jewish community in Alexandria maintains two synagogues, which are approximately two blocks apart: Congregation Gemiluth Chassodim (Reform) and B'nai Israel Traditional Synagogue (Conservative).
Annual cultural events and festivals
Mardi Gras
Though Alexandria is north of the Cajun cultural area, the city recognizes Mardi Gras as an official holiday. The annual Mardi Gras Krewes Parade – occurring on the Sunday before Mardi Gras – on Texas Avenue is a major cultural festivity in the area. It is featured as a family-oriented event, and parade goers can enjoy over 20 New Orleans style floats, high school and college marching bands, as well as appearances by local celebrities. In addition to the main Sunday parade, the College Cheerleaders & Classic Cars Parade, which was established in 2008, takes place downtown on the Friday before Mardi Gras, the Children's Parade takes place downtown on the Saturday before Mardi Gras, and the Krewe of Provine Parade is held on Fat Tuesday, processing along Coliseum Boulevard. All the events are organized by the Alexandria Mardi Gras Association (AMGA). The Krewe Parade can attract from 120,000 to 150,000; the Children's parade, up to 40,000 to 50,000, and the College Cheerleaders & Classic Cars, about 5,000 to 15,000 people.
Alex River Fête
An annual three-day festival is held in downtown Alexandria around late April and early May. The festival, established in 2013, was created around a former successful stand-alone event, the Louisiana Dragon Boat Races. It features the race and other former stand-alone events such as Dinner on the Bricks and the ArtWalk (now Art Fête) along with various booth venues, food, and live music, as well as the Kids Fête and Classic Car Fête.
Alex Winter Fête
An annual three day festival held in downtown Alexandria around early December. Launched in 2015, the festival first year drew about double the anticipated crowd of 15,000. The festival, like the Alex River Fête, feature booth venues, food, and live music but also features an ice rink. In January 2017, the Alex Winter Fête was voted Festival of the Year by the Louisiana Travel Promotion Association.
Former events
Cenlabration
Begun in the late 1980s, Cenlabration
was one of the largest festivals in Central Louisiana (Cenla). The name comes from Central Louisiana ("LA") Celebration, and reflects local culture and heritage, as well as serving as a means of celebrating Labor Day as the end of summer.
As many as three stages support a particular type of music, including Cajun and zydeco, blues and jazz, and Country music. In addition there are arts and crafts booths for local artists to sell their wares. In the Children's Village, children can participate in arts and crafts, listen to storytellers, play games with clowns, or watch a play. The festival has plenty of carnival rides available as well. Cenlabration ends with a large fireworks display.
The festival ran for 20 years until cancellation due to finances. The city ended its annual support of $40,000 because of budget constraints.
RiverFest
In 2002, representatives of local government, businesses, organizations, and community formed the nonprofit organization River Cities Cultural Alliance, Inc. to promote tourism and the arts through a celebration of Central Louisiana's diverse cultural heritage. The nonprofit served to organize and put on RiverFest: Heritage and Arts on the Red. More than ten thousand festival-goers attending the event.
RiverFest was held in downtown Alexandria and on the Alexandria and Pineville levees. The festival features the work of visual artists from across the South, food booths exemplifying southern cuisine, a variety of children's activities, three outdoor stages with a wide range of music, dance, and theatrical performances, and a literary component with readings and panel discussions by Louisiana authors and scholars.
RiverFest was canceled in 2007.
Que'in on the Red
An annual barbecue festival launched in 2006, the festival was held on the levee near downtown Alexandria and was well known for its big-name entertainment. The event was cancelled in 2012 due to its high cost and the city deciding against continued support of $100,000 annually.
Museums
The Alexandria Museum of Art was founded in 1977 and occupies an historic Rapides Bank Building on the banks of the Red River. The building was built c. 1898 and is listed on the National Register of Historic Places. The museum opened to the public in March 1998. In 1998, the Alexandria Museum of Art expanded and constructed its grand foyer and offices as an annex to the Rapides Bank Building. In 1999, the Alexandria Museum of Art was honored as an Outstanding Arts Organization in the Louisiana Governor's Arts Awards. In 2007, the Alexandria Museum of Art entered into a collaborative endeavor agreement with Louisiana State University of Alexandria (LSUA). The Alexandria Museum of Art now also serves as a downtown campus for LSUA classes, and is host to multidisciplinary community events, including concerts and recitals, lectures, yoga classes, Second Saturday Markets, and Museum Afterhours.
The Louisiana History Museum is located downtown on the bottom floor of the former library. A small facility, it showcases the history of all Louisiana, with emphasis on the central portion of the state, Rapides Parish, and Alexandria. Major exhibit areas concern Native Americans, Louisiana geography, politics, health care, farming, and the impact of war.
The T.R.E.E. House Children's Museum and Arna Bontemps African American Museum are located within the Cultural Arts District.
The Kent Plantation House in Alexandria, completed by 1800, was located on a Spanish land grant. It is the oldest standing structure in Central Louisiana, one of only two buildings in the city to survive the burning of 1864 by Union troops fleeing after having been defeated at the Battle of Mansfield in DeSoto Parish. The house has been moved from its original location but is still located on part of the first land grant. It is open for tours daily except Sundays at 9, 10, and 11 a.m. and 1, 2, and 3 p.m. The tour is led by costumed docents and includes the house furnished in period pieces, some belonging to the original family, and all nine outbuildings, including an 1840-50s sugar mill, blacksmith shop, barn, two slave cabins, open-hearth kitchen, and milk house.
Performing arts
The performing arts are centered in the Alexandria Cultural Arts District in the downtown. Located within a few blocks of each other are three performance venues: Coughlin-Saunders Performing Arts Center, the Hearn Stage, and the Riverfront Amphitheater.
The Coughlin-Saunders Performing Arts Center is the home of the Rapides Symphony Orchestra, which has performed in Alexandria since 1968. The center hosts the Performing Arts Series of the Arts Council of Central Louisiana, the Red River Chorale (an auditioned community chorus), and presentations of numerous local theater groups. The land for the center was donated by The Alexandria Town Talk newspaper, owned by the Gannett Company of McLean, Virginia.
Businesswoman Jacqueline Seagall Caplan (1935–2016) was the president of the Arts Council of Central Louisiana and the chairman of the group's executive committee when the Coughlin-Saunders Performing Arts Center opened in 2004. She predicted that Coughlin-Saunders would in time "provide a place people can point to and say it's theirs. ... [Until now], we've never had a performing arts center where every type of performing art can come."
The Hearn Stage is a black box theater for smaller productions. The Arts Council provides day-to-day management of both the Coughlin-Saunders Center and the Hearn Stage.
The Riverfront Amphitheater hosts each April a "Jazz on the River" music festival, sponsored by the Arna Bontemps African American Museum. The Rapides Symphony holds an annual fall Pops concert in the amphitheater. In recent years, the amphitheater has welcomed musical guests in conjunction with the springtime Dragonboat Races sponsored by the Alexandria Museum of Art.
The spring and fall seasons also feature Downtown Rocks, a free outdoor concert series in nearby Fulton Park.
Sports
Alexandria was home to the Alexandria Aces, a summer college league baseball team. The Aces were champions in various leagues in 1997, 1998, 2006, and 2007. They played their home games at Bringhurst Field. Due to lack of repairs on the stadium, combined with the aging of it caused interest in the team to drop, with much of the wooden stands being barricaded. The remaining games of the 2013 season were canceled in mid-July because of low attendance, which averaged fewer than two hundred per game. The stadium's office and clubhouse were destroyed by a fire in 2014 and were subsequently torn down. In 2017, it was decided that the stadium would become a green space, open to the public and welcome news to those concerned about the building's future. The scoreboard and outfield walls have been removed, but most of the stadium is still intact. In 1974, a Little League team from Alexandria won the Louisiana state championship.
Alexandria had a minor league ice hockey team, the Alexandria Warthogs. They played their home games at the Rapides Parish Coliseum.
A professional indoor football team, the Louisiana Rangers, played their home games at the Rapides Parish Coliseum. They played in the Central District of the Southern American Football League, and the Southern Conference of the National Indoor Football League (NIFL). The team was owned by a Lafayette business group before moving in 2003 to Beaumont, Texas.
Alexandria is also home to the U-14 Crossroads Pride soccer team. They won the 2012 Louisiana Soccer Association State Cup. The Pool Boys FC soccer team, a member of the Gulf Coast Premier League, plays at Johnny Downs Sports Complex.
Nearby is Bringhurst Golf Course, popularly known as "the nation's oldest par-three course." A full-scale renovation was completed in mid-2010. In addition to Bringhurst, named for the late industrialist R.W. Bringhurst, Alexandria is home to four other golf courses: Oak Wing, The Links on the Bayou, at LSUA, and Alexandria Golf and Country Club.
Alexandria was also home to the Cenla Derby Dames, a roller derby team that operates under the Women's Flat Track Derby Association. The Dames played their home games at the Rapides Parish Coliseum.
Notable people
Anna Margaret – singer, actress
Emmanuel Arceneaux – Canadian football player
Jay Aldrich – Major League Baseball player
John Ardoin – music critic for The Dallas Morning News
Louis Berry – first African-American to practice law in Alexandria; civil rights advocate
Chris Boniol - American football player
Arna Bontemps – African American poet and member of Harlem Renaissance
Thomas "Bud" Brady – state representative (1976-1988) from La Salle Parish; thereafter a real estate appraiser in Alexandria
Bubby Brister – Quarterback Pittsburgh Steelers, Philadelphia Eagles, New York Jets, Denver Broncos, and Minnesota Vikings
Markel Brown – guard in the Israeli Basketball Premier League
Arthur H. Butler – Marine Corps Major General and Navy Cross recipient
D. J. Chark - American football player
Carl B. Close – state representative (1944-1947) and mayor of Alexandria (1947-1953)
Luther F. Cole – associate justice of the Louisiana Supreme Court from 1986 to 1992, former state representative from East Baton Rouge Parish; born in Alexandria
Clifford Ann Creed – golfer; winner of eleven LPGA Tour events
Israel "Bo" Curtis – African-American Democrat member of the Louisiana House of Representatives from District 26 from 1992 to 2008
Cleveland Dear – U.S. representative from 1933 to 1937, district attorney, and state district court judge
Demar Dotson - American football player
C. H. "Sammy" Downs – attorney and politician
James R. Eubank – Alexandria lawyer; member of the Louisiana House of Representatives for Rapides Parish in 1952; died in office at the age of thirty-seven
Steve Gainer – Cinematographer and Director
H. N. Goff – state representative from Rapides Parish, 1952–1956; insurance agent in Alexandria
Layon Gray – Playwright and director of the Off-Broadway hit play Black Angels Over Tuskegee. The story of the Tuskegee Airmen.
Lawrence Preston Joseph Graves – Roman Catholic bishop of Alexandria from 1973 to 1982
Charles Pasquale Greco – Roman Catholic bishop of Alexandria from 1946 to 1973
Jeff Hall – first African-American mayor of Alexandria, 2018-2022; state representative for District 26 in Rapides Parish, 2015-2018
Eric Johanson – blues rock musician
Josh Johnson – comedian.
Catherine D. Kimball – former Chief Justice of the Louisiana Supreme Court
Maxie Lambright – football coach for Louisiana Tech University, 1967–1978; coached at Bolton High School in Alexandria, 1955 to 1958
D.L. Lang - Poet Laureate of Vallejo, California
John Leglue - NFL player
F.A. Little, Jr. – retired judge of the United States District Court for the Western District of Louisiana
George S. Long – former U.S. representative
Gillis William Long – former U.S. representative
Jay Luneau – lawyer and state senator, effective January 2016
Gerald Archie Mangun – late pastor of the Pentecostal Church, the largest congregation in Alexandria
Rod Masterson – actor
Terry Alan "Tet" Mathews – former Major League Pitcher, Born 1964 died 2012. Pitched for Texas Rangers, Florida Marlins, Baltimore Orioles, and Kansas City Royals
Warren Morris – Major League Baseball player
Craig Nall – National Football League player
J. Tinsley Oden – mathematician
Jewel Prestage – first African-American woman to earn a Ph.D. in political science, former Dean of the School of Public Policy and Urban Affairs at Southern University.
Juan Pierre – Major League Baseball player
Ed Rand – state representative from 1960 to 1964
Joe Ray – contemporary visual artist
Joseph E. Ransdell – U.S. Senator from Louisiana, 1913-1931
Slater Rhea – Singer and TV personality on national TV in China.
Jalen Richard - NFL player
Sterling Ridge – Arizona legislator
Alvin Benjamin Rubin – federal judge, 1966-1991
Bill Schroll – National Football League player
Gustav Anton von Seckendorff – author, actor and declaimer
William Tecumseh Sherman – first superintendent; Louisiana State Seminary of Learning & Military Academy (later to become LSU)
Russ Springer – Major League Baseball player for 18 years
Grove Stafford, Sr. – Alexandria lawyer and state senator from 1940 to 1948
Leroy Augustus Stafford – planter and Confederate brigadier general mortally wounded in the Battle of the Wilderness in 1864
Lloyd George Teekell – state representative from 1953 to 1960 and 9th Judicial District Court judge from 1979 to 1990
Jeff R. Thompson – former state representative for Bossier Parish; judge of the 26th Judicial District Court since 2015; born in Alexandria in 1965
Cullen Washington Jr. – contemporary abstract painter.
Muse Watson – actor
James Madison Wells – 19th century governor of Louisiana
Rebecca Wells – author, actor, and playwright, best known for Divine Secrets of the Ya-Ya Sisterhood
Joanne Lyles White – humanitarian, philanthropist; founder and first president of the Louisiana Speech League
J. Robert Wooley – Louisiana insurance commissioner from 2000 to 2006, was reared in Alexandria, where his father was a principal at the Louisiana Special Education Center there.
Media
Newspapers
Established March 17, 1883, The Alexandria Town Talk is a daily newspaper for Alexandria-Pineville and the thirteen parishes which comprise central Louisiana. The newspaper was owned by the family of the late Jane Wilson Smith and Joe D. Smith, Jr., until March 1996, when it was sold to Central Newspapers. In August 2000, the Gannett Company acquired the Central Newspapers properties, including The Town Talk. The name of the paper on its inaugural issue was the Alexandria Daily Town Talk. Although it has since been shorted to the current The Town Talk, it is still frequently referred to by long-time residents as the Daily Town Talk.
Television
Alexandria is served by local television stations KALB-TV (NBC / CBS), WNTZ (Fox), KLAX-TV (ABC), KLPA (PBS/LPB), and KBCA (The CW). KALB is the oldest television station in central Louisiana.
Radio
Parks and outdoor attractions
Alexandria Zoological Park
The Alexandria Zoological Park is a zoo first opened to the public in 1926. Owned by the City of Alexandria and operated by the Division of Public Works, it is home to about 500 animals and includes an award-winning Louisiana Habitat exhibit. The zoo is accredited by the Association of Zoos and Aquariums (AZA) and takes part in about 20 Species Survival Plans (SSP) as part of its conservation efforts.
Cotile Lake Recreation Area
Cotile Lake is a man-made impoundment located in the uplands approximately west-northwest of Alexandria, Louisiana. The lake is approximately in size and was completed in October 1965. The Louisiana Wild Life and Fisheries Commission stocked this impoundment with the proper species and number of game fish in 1965–66 shortly after its completion date. The recreational facilities include a large area cleared and zoned for swimming with complete bath house facilities nearby. There is a water skiing area that is cleared and snagged for safety of the skiers. The picnic and camping areas are modern and complete. There is also space available for campers.
Indian Creek Lake and Recreation Area
Encompasses a lake, of developed recreation facilities and a primitive camping area all within the Alexander State Forest. The lake, located in central Louisiana, was constructed as a joint venture of the Louisiana Forestry Commission, the Rapides Parish Police Jury, and the Lower West Red River Soil and Water Conservation District as a reservoir for agricultural irrigation in times of need and for recreation purposes.
The recreation area camping area contains 109 campsites with conventional full utility hookups, 3 beaches for swimming, bath houses, a boat launch, and 75 picnic sites. A covered pavilion within the developed area provides for groups up to 100 people. The recreation area is open year-round and operates on user fees.
Kisatchie National Forest
Alexandria sits in the middle of the Kisatchie National Forest. Ranger districts are north, northwest, west and southwest of the city. An abundance of large timberlands and forest nurseries, as well as lake and recreation areas, are within a short driving distance.
Other points of interest
Alexandria Memorial Gardens – large cemetery on U.S. Highway 165 south. Other cemeteries are also available in Pineville.
Alexandria Levee Park – a park located downtown, adjacent to the Red River, that serves as the grounds for some local festivals. It contains an amphitheatre that is used for concerts.
Alexandria Mall – the local shopping mall located on Masonic Drive, established 1973
Alexandria Riverfront Center – convention center located downtown
Bringhurst Field – home of the Alexandria Aces
Bringhurst Park – contains the Alexandria Zoo, Bringhurst Field, a playground, a golf course and tennis courts
Hotel Bentley – historic hotel built in 1908
Inglewood Plantation – plantation located south of Alexandria
Kent Plantation House – French colonial plantation house
Masonic Home – a now defunct orphanage in south Alexandria completed in 1924.
Rapides Parish Coliseum – a multi-purpose arena used for sporting events, conventions and other events
Military
Louisiana National Guard
Alexandria is home to both Headquarters and Company B of the 199th Brigade Support Battalion (BSB). The 199th BSB is the logistical component of the 256th Infantry Brigade that served in Operation Iraqi Freedom from October 2004 until September 2005. The 199th BSB provides supply and transportation (Company A), medical (Company C) and maintenance (Company B) support and services that keep the 256th Brigade operational. The battalion also has units located in Jonesboro, Winnfield, Colfax, and St. Martinville, Louisiana.
England Air Force Base
Alexandria served as the home of England Air Force Base from its origins as an emergency airstrip for Esler Regional Airport until its closure. England AFB was officially closed on December 15, 1992, pursuant to the Defense Base Closure and Realignment Act (Public Law 101–510) and recommendations of the Defense Secretary's Commission on Base Realignment and Closure. The base now serves as Alexandria International Airport (see below).
Economy
According to Census ACS 1-year survey for 2016, the per capita income of Alexandria was $23,962. This is $1,702 lower than the Louisiana average for per capita income in the same period. That figure is at $31,128 nationally. The Alexandria workforce consists of about 55,000 residents. Union Tank Car Company has recently located a plant northwest of Alexandria near the airport creating hundreds of jobs. Expansions at the Procter & Gamble plant and the construction of a PlastiPak plant in nearby Pineville have also created a number of new jobs for the area. Sundrop Fuels Inc., a Colorado-based biofuels start-up, plans to construct an over 1,200 acre plant just southwest of Alexandria in Rapides Station area. The facility will serve as the headquarters for the company because aside from the plant itself, Sundrop has also bought Cowboy Town, an abandon entertainment venue that sits inside the surrounding land that was purchased, to house their offices and their maintenance and fabrication operations.
In 2007, Inc. Magazine rated Alexandria as the 77th best place in which to conduct business out of the 393 U.S. cities ranked, a significant increase from its ranking as No. 276 in 2006. Among other Louisiana cities, Alexandria ranked second, following only Baton Rouge, which ranked 59th nationally.
Healthcare
Alexandria is home to two major hospitals: Rapides Regional Medical Center, a former Baptist hospital is located downtown. Christus St. Frances Cabrini Hospital was opened in 1950 and is located at the corner of Masonic Drive and Texas Avenue. Both hospitals have undergone expansion.
Additionally, located just across the Red River in Pineville, the Veteran's Affairs Medical Center at Alexandria serves central Louisiana and surrounding areas.
Meanwhile, in 2013, the state allocated $15 million to move the medical services long provided at no or minimal charge at the Huey P. Long Medical Center in Pineville to the former hospital at England Park at the site of the closed England Air Force Base.
Port of Alexandria
In the early 19th century, the Port of Alexandria brought goods to the area and shipped cotton and other local products to the rest of the country. A ferry connected the cities of Alexandria and Pineville until a bridge was built across the Red in 1900.
Today, Port facilities include: a 40-ton crane for off-loading, a warehouse, 13,600-ton bulk fertilizer warehouse, a 3,400-ton bulk fertilizer dome structure and a 5,000-ton dome which was added in January 2005.
The petroleum off-loading facility includes two tanks, one tank capable of handling two barges and five truck off-loading simultaneously. There is also a general cargo dock with access to rail and a hopper barge unloading dock with conveyor system.
Today's modern facilities and the Port's central location with its connection to the Mississippi River provide excellent opportunities for importers and exporters.
Alexandria International Airport
Alexandria International Airport (AEX) is a regional airport, providing flights to Atlanta, Dallas/Ft. Worth, and Houston. In 2006 a new-state-of-the-art passenger terminal was dedicated. Alexandria is served by American, United, and Delta.
Current military use
Formerly known as England AFB until 1992, Alexandria International Airport additionally has numerous international charter airlines using the airport in the transport of military personnel attached to the United States Army base at Fort Polk. A new military personnel terminal opened in 2007.
Government and politics
Local government
History
Following the Civil War, all public records in Alexandria had been destroyed. On September 29, 1868, the city was granted a new charter with a government consisting of a Mayor, Treasurer, and Justice of the Peace. Nine aldermen represented the four wards of the city – two from each ward and one elected at-large.
In 1912, the Lawrason Act established Alexandria municipal government in a strong mayor format, where the mayor was also the Commissioner of Public Health and Safety (Police, Fire, Sanitation). There were separate Commissioners of Streets and Parks and Finance and Utilities, elected citywide. Those positions were discontinued in 1977.
Today
Alexandria has a mayoral-council system of government. The Mayor serves as the executive branch of the local government.
The City Council serves as the legislative branch. The five districts of the city are represented on the council; in addition there are two council members elected to serve as at-large representatives of the city.
The Alexandria Court has a limited jurisdiction, consisting of the citizens of Wards 1, 2 and 8 in Rapides Parish. Within those boundaries the court has the power to hear and decide both criminal and civil cases, rule in civil cases and hand down judgment for punishment in criminal cases.
Area politics
Overall, the people of the Alexandria area tend to be conservative. Even though the majority typically elects Republicans in national elections, they vote for Democrats in local elections, many of which are not contested by the GOP.
United States Congressional district
From 1913 to 1993, Alexandria served as the seat of Louisiana's Eighth Congressional district. A Democratic seat, it was held by the Long family for nearly half of its existence, from 1953 to 1987, broken only by the two terms of Harold B. McSween and three terms of Republican Clyde Holloway of Forest Hill. The seat was removed after the 1990 census indicated Louisiana no longer had the population to support it. The district was split among the Fourth, Fifth and Sixth Congressional districts. Alexandria is now in the Fifth district and was represented from 2003 to 2013 by Rodney Alexander, a Democrat-turned-Republican. From November 2013 to January 2015 the representative is Vance McAllister of Ouachita Parish. Since March 2021, the Fifth has been represented by Julia Letlow of Start in Richland Parish.
Education
Colleges and universities
Situated south of the city, Louisiana State University at Alexandria (or LSUA) is a regional campus of the state's flagship university system, Louisiana State University. From its establishment in 1959, the campus offered only two-year degrees; students seeking baccalaureate degrees had to commute or move to the main campus in Baton Rouge in order to gain a four-year degree. After 1976, students could either commute or telecommute in order to attend upper-level courses, including graduate classes. In 2002, following approval by the Louisiana State University Board of Supervisors and the Louisiana Board of Regents the Louisiana Legislature passed legislation allowing LSUA to offer baccalaureate degrees.
A four-year degree is also attainable through Southern Baptist-affiliated Louisiana Christian University in Pineville, founded in 1906.
Alexandria also has one of the Region 6 Louisiana Technical College campuses.
Primary and secondary schools
Rapides Parish School Board operates public schools.
Alexandria has three public high schools: Bolton High School, Alexandria Senior High School, and Peabody Magnet High School. In addition, there are two private high schools: the Roman Catholic Holy Savior Menard Central High School, and Grace Christian.
Transportation
Roads
Alexandria serves as the crossroads of Louisiana. To reach either Shreveport or Monroe from the southern portion of the state, the easiest method of travel takes the driver through Alexandria. Likewise, if a visitor is to head from the northern portion of the state to the Cajun portions of the state (Lake Charles and Lafayette), or the greater metropolitan areas of either Baton Rouge or New Orleans, the easiest method of travel involves driving down Interstate 49 through Alexandria.
In addition to I-49, travelers can follow Louisiana 1 up to Alexandria from Baton Rouge and points south. Also, Highway 167 could be taken from Opelousas north to Ruston, crossing through Alexandria at one of the few bridges over the Red River in central Louisiana. Highways 165 and 71 also link Alexandria and points south with the northern and southern portions of the state via the Curtis-Coleman bridge.
There are talks about a 50-80 mile, 4 lane beltway to encircle Alexandria and Pineville, and an East-West Interstate (I14) connecting Natchez, MS and Jasper, TX called the Gulf Coast Strategic Highway. As of now, they are in the planning stages of development.
Bridges
Three road bridges cross the Red River in the Alexandria area. They are:
The Purple Heart Memorial Bridge. Part of the Alexandria-Pineville Expressway (also referred to as the Cottingham Expressway), it connects Interstate 49 to Highway 167 by crossing the Red River from downtown Alexandria to Pineville. It replaced the Fulton Street Bridge and has six lanes of traffic. Designed by the Louisiana Department of Transportation and Development (LADOTD), the bridge cost $15.9 million in federal and state funds. The northbound portion was completed in 1995, the southbound in 1998.
The U.S. 165 Business Bridge (alternatively, the Gillis Long Bridge, the Red River Bridge or the Jackson Street Bridge) connecting downtown Pineville with the business district in Alexandria. It is a two-lane vertical-lift bridge with a sidewalk/bikepath on either side. The bridge is named after U.S. Representative Gillis Long, who represented Louisiana's Eighth Congressional District. It was built in 1985 to replace the Murray Street Bridge.
The Curtis-Coleman (Fort Buhlow) Bridge A new four-lane (two lanes in each direction) bridge was built beside the aging OK Allen Bridge and opened in May, 2016. At that time US 165 will be completely four-laned for most of its traverse of Louisiana. It was demolished on September 26, 2015.
Former bridges include:
The Murray Street Bridge. One of the first bridges in Alexandria. A two-lane steel truss swing bridge, it decayed over time, finally being demolished in 1983. The approach on the Alexandria side was turned into a river overlook as part of the Alexandria Levee Park.
The Fulton Street Bridge. Named after Fulton Street which it connected with Highway 167. Technically part of the Alexandria-Pineville Expressway, it was a four-lane steel vertical-lift bridge. It was demolished in 1994 to make way for the Purple Heart Memorial Bridge.
The Oscar K. Allen Bridge connected Highway 165/71 on both sides of the Red River. It was a two-lane K-truss type bridge, named after Governor Oscar K. Allen. It was built in 1936 to connect Alexandria to the (former) Fort Buhlow. It was replaced by the Curtis-Coleman (Fort Buhlow) Bridge next to it.
There are two railroad bridges over the Red River in Alexandria. One is located near the Buhlow area north of the OK Allen bridge. The other is south of the Purple Heart Memorial Bridge.
Mass transit
Regional mass transit is handled by ATRANS (Alexandria Transportation Authority).
For those leaving or arriving at the city by bus, Greyhound Lines has a terminal downtown.
Airports
Alexandria is served by the Alexandria International Airport and the Esler Regional Airport in Pineville.
Rail
Alexandria does not have Amtrak service, nor a commuter rail system. The Kansas City Southern (Southern Belle) and the Missouri Pacific (since absorbed by Union Pacific) (Louisiana Eagle and Louisiana Daylight) operated train stations in the area in the early part of the 20th century but passenger services ended in the 1960s and the stations have closed.
Surrounding cities and towns
Rapides Parish
Ball
Boyce
Cheneyville
Deville
Forest Hill
Lecompte
Pineville
Tioga
Woodworth
Grant Parish
Colfax
Creola
Dry Prong
Pollock
Prospect
Gallery
References
External links
City of Alexandria : Government and community services.
The Town Talk : Alexandria's Local Daily Newspaper.
Visit Alexandria : Business Directory.
Cities in Louisiana
Cities in Rapides Parish, Louisiana
Parish seats in Louisiana
Populated places established in 1785
Cities in Alexandria metropolitan area, Louisiana
Cities in the Central Louisiana
1785 establishments in New Spain |
3092 | https://en.wikipedia.org/wiki/Akira%20Toriyama | Akira Toriyama | is a Japanese manga artist and character designer. He first achieved mainstream recognition for his highly successful manga series Dr. Slump, before going on to create Dragon Ball (his best-known work) and acting as a character designer for several popular video games such as the Dragon Quest series, Chrono Trigger, and Blue Dragon. Toriyama is regarded as one of the authors who changed the history of manga, as his works are highly influential and popular, particularly Dragon Ball, which many manga artists cite as a source of inspiration.
He earned the 1981 Shogakukan Manga Award for best shōnen manga with Dr. Slump, and it went on to sell over 35 million copies in Japan. It was adapted into a successful anime series, with a second anime created in 1997, 13 years after the manga ended. His next series, Dragon Ball, would become one of the most popular and successful manga in the world. Having sold 260 million copies worldwide, it is one of the best-selling manga series of all time and is considered to be one of the main reasons for the period when manga circulation was at its highest in the mid-1980s and mid-1990s. Overseas, Dragon Balls anime adaptations have been more successful than the manga and are credited with boosting anime's popularity in the Western world. In 2019, Toriyama was decorated a Chevalier of the French Ordre des Arts et des Lettres for his contributions to the arts.
Early life
Akira Toriyama was born in Nagoya, Aichi, Japan. He drew pictures from a young age, mainly of the animals and vehicles that he was also fond of. He related being blown away after seeing One Hundred and One Dalmatians (1961), and said he was drawn deeper into the world of illustration by hoping to draw pictures that good. He was shocked again in elementary school when he saw the manga collection of a classmate's older brother, and again when he saw a television set for the first time at a neighbor's house. He cited Osamu Tezuka's Astro Boy (1952–1968) as the original source for his interest in manga. Toriyama has recalled that when he was in elementary school all of his classmates drew imitating anime and manga, as a result of not having many forms of entertainment. He believes that he began to advance above everyone else when he started drawing pictures of his friends. Despite being engrossed with manga in elementary school, Toriyama said he took a break from it in middle school, probably because he became more interested in films and TV shows. When asked if he had any formative experiences with tokusatsu entertainment, Toriyama said he enjoyed the Ultraman TV show and Gamera series of kaiju films.
Toriyama said it was a "no-brainer" that he would attend a high school focused on creative design, but admitted he was more interested in having fun with friends. Although he still did not read much manga, he would draw one himself every once in a while. Despite his parents' strong opposition to it, Toriyama was confident about going into the work force upon graduation instead of continuing his education. He worked at an advertising agency in Nagoya designing posters for three years. Although Toriyama said he adapted to the job quickly, he admitted that he was often late because he is not a "morning person" and often got reprimanded for dressing casually, until he got sick of the environment and quit.
Career
Early work and Dr. Slump (1978–1983)
Needing money after quitting his job at the age of 23, Toriyama entered the manga industry by submitting a work to an amateur contest in Kodansha's Weekly Shōnen Magazine, which he had randomly picked up in a coffee shop. The timing did not line up for that contest, but another shōnen magazine, Weekly Shōnen Jump, accepted submissions for their Newcomer Award every month. Kazuhiko Torishima, who would become his editor, read and enjoyed Toriyama's manga, but it was not eligible to compete because it was a parody of Star Wars instead of an original work. Torishima sent the artist a telegram and encouraged him to keep drawing and sending him manga. This resulted in Wonder Island, which became Toriyama's first published work when it was published in Weekly Shōnen Jump in 1978. However, it came in last place in the readers survey. Toriyama later said that he had planned to quit manga after getting paid, but because Wonder Island 2 (1978) was also a "flop," his stubbornness would not let him and he continued to draw failed stories for a year; claiming around 500 pages' worth, including the published Today's Highlight Island (1979). He said he learned a lot during this year and even had some fun. When Torishima told him to draw a female lead character, Toriyama hesitantly created 1979's Tomato the Cutesy Gumshoe, which had some success. Feeling encouraged, he decided to draw another female lead and created Dr. Slump.
Dr. Slump, which was serialized in Weekly Shōnen Jump from 1980 to 1984, was a huge success and made Toriyama a household name. It follows the adventures of a perverted professor and his small but super-strong robot Arale. In 1981, Dr. Slump earned Toriyama the Shogakukan Manga Award for best shōnen or shōjo manga series of the year. An anime adaptation began airing that same year, during the prime time Wednesday 19:00 slot on Fuji TV. Adaptations of Toriyama's work would occupy this time slot continuously for 18 years—through Dr. Slumps original run, Dragon Ball and its two sequels, and finally a rebooted Dr. Slump concluding in 1999. By 2008, the Dr. Slump manga had sold over 35 million copies in Japan.
Although Dr. Slump was popular, Toriyama wanted to end the series within roughly six months of creating it, but Shueisha would only allow him to do so if he agreed to start another serial for them shortly after. So he worked with Torishima on several one-shots for Weekly Shōnen Jump and the monthly Fresh Jump. In 1981, Toriyama was one of ten artists selected to create a 45-page work for Weekly Shōnen Jumps Reader's Choice contest. His manga Pola & Roid took first place. Toriyama was selected to participate in the contest again in 1982 and submitted Mad Matic. His one-shot Pink was published in the December issue of Fresh Jump. Selected to participate in Weekly Shōnen Jumps Reader's Choice contest for a third time, Toriyama had the bad luck of drawing the first slot and had to work over New Year's on 1983's Chobit. Angry that it was unpopular, he decided to try again and created Chobit 2 (1983).
An official Toriyama fan club, , was established in 1982. Its newsletters were called Bird Land Press and were sent to members until the club closed in 1987. Toriyama founded Bird Studio in the early 1980s, which is a play on his name; meaning "bird". He began employing an assistant, mostly to work on backgrounds.
Dragon Ball and international success (1983–1997)
Torishima suggested that, as Toriyama enjoyed kung fu films, he should create a kung fu shōnen manga. This led to the two-part Dragon Boy, published in the August and October 1983 issues of Fresh Jump. It follows a boy, adept at martial arts, who escorts a princess on a journey back to her home country. Dragon Boy was well-received and evolved to become the serial Dragon Ball in 1984. But before that, The Adventure of Tongpoo was published in Weekly Shōnen Jumps 52nd issue of 1983 and also contained elements that would be included in Dragon Ball.
Serialized in Weekly Shōnen Jump from 1984 to 1995 and having sold 159.5million tankōbon copies in Japan alone, Dragon Ball is one of the best-selling manga of all time. It began as an adventure/gag manga but later turned into a martial arts fighting series, considered by many to be the "most influential shōnen manga." Dragon Ball was one of the main reasons for the magazine's circulation hitting a record high of 6.53 million copies (1995). At the series' end, Toriyama said that he asked everyone involved to let him end the manga, so he could "take some new steps in life." During that near-11-year period, he produced 519 chapters that were collected into 42 volumes. Moreover, the success of the manga led to five anime adaptations, several animated films, numerous video games, and mega-merchandise. Aside from its popularity in Japan, Dragon Ball was successful internationally as well, including Asia, Europe, and the Americas, with 300–350million copies of the manga sold worldwide.
While Toriyama was serializing Dragon Ball weekly, he continued to create the occasional one-shot manga. In 1986, Mr. Ho was published in the 49th issue of Weekly Shōnen Jump. The following year saw publication of Young Master Ken'nosuke, which had a Japanese jidaigeki setting. Toriyama published two Weekly Shōnen Jump one-shots in 1988; The Elder and Little Mamejiro. Karamaru and the Perfect Day followed in issue #13 of 1989.
Also during Dragon Balls serialization, Torishima recruited him to work as character designer for the 1986 role-playing video game Dragon Quest. The artist admitted he was pulled into it without even knowing what an RPG was and that it made his already busy schedule even more hectic, but he was happy to have been a part after enjoying the finished game. Toriyama has continued to work on every installment in the Dragon Quest series. He has also served as the character designer for the Super Famicom RPG Chrono Trigger (1995) and for the fighting games Tobal No. 1 (1996) and Tobal 2 (1997) for the PlayStation.
The September 23, 1988 festival film Kosuke & Rikimaru: The Dragon of Konpei Island marks the first time Toriyama made substantial contributions to an animation. He came up with the original story idea, co-wrote the screenplay with its director Toyoo Ashida, and designed the characters.
Short stories and other projects (1996–2011)
A third anime adaptation based on Dragon Ball, entitled Dragon Ball GT, began airing in 1996, though this was not based on Toriyama's manga directly. Toriyama was still however involved in some overarching elements, including the name of the series and designs for the main cast. Toriyama continued drawing manga in this period, predominantly one-shots and short (100–200-page) pieces, including Cowa! (1997–1998), Kajika (1998), and Sand Land (2000). On December 6, 2002, Toriyama made his only promotional appearance in the United States at the launch of Weekly Shōnen Jumps North American counterpart, Shonen Jump, in New York City. Toriyama's Dragon Ball and Sand Land were published in the magazine in the first issue, which also included an in-depth interview with him.
On March 27, 2005, CQ Motors began selling an electric car designed by Toriyama. The one-person QVOLT is part of the company's Choro-Q series of small electric cars, with only 9 being produced. It costed 1,990,000 yen (about $19,000 US), has a top speed of and was available in 5 colors. Toriyama stated that the car took over a year to design, "but due to my genius mini-model construction skills, I finally arrived at the end of what was a very emotional journey."
He worked on a 2006 one-shot called Cross Epoch, in cooperation with One Piece creator Eiichiro Oda. The story is a short crossover that presents characters from both Dragon Ball and One Piece. Toriyama was the character designer and artist for the 2006 Mistwalker Xbox 360 exclusive RPG Blue Dragon, working with Hironobu Sakaguchi and Nobuo Uematsu, both of whom he had previously worked with on Chrono Trigger. At the time, Toriyama felt the 2007 Blue Dragon anime might potentially be his final work in animation.
In 2008, he collaborated with Masakazu Katsura, his good friend and creator of I"s and Zetman, for the Jump SQ one-shot Sachie-chan Good!!. It was later published in North America in the free SJ Alpha Yearbook 2013, which was mailed out to annual subscribers of the digital manga magazine Shonen Jump Alpha in December 2012. The two worked together again in 2009, for the three-chapter one-shot Jiya in Weekly Young Jump.
Toriyama was engaged by 20th Century Fox as a creative consultant on Dragonball Evolution, an American live-action film adaptation of Dragon Ball. He is also credited as an executive producer on the 2009 film, which failed both critically and financially. Toriyama later stated in 2013 that he had felt the script did not "capture the world or the characteristics" of his series and was "bland" and not interesting, so he cautioned them and gave suggestions for changes. But the Hollywood producers did not heed his advice, "And just as I thought, the result was a movie I cannot call Dragon Ball." Avex Trax commissioned Toriyama to draw a portrait of pop singer Ayumi Hamasaki, and it was printed on the CD of her 2009 single "Rule", which was used as the theme song to the film.
Toriyama drew a 2009 manga titled Delicious Island's Mr. U for Anjō's Rural Society Project, a nonprofit environmental organization that teaches the importance of agriculture and nature to young children. They originally asked him to do the illustrations for a pamphlet, but Toriyama liked the project and decided to expand it into a story. It is included in a booklet about environmental awareness that is distributed by the Anjō city government. As part of Weekly Shōnen Jumps "Top of the Super Legend" project, a series of six one-shots by famed Jump artists, Toriyama created Kintoki for its November 15, 2010 issue. He collaborated with Weekly Shōnen Jump to create a video to raise awareness and support for those affected by the 2011 Tōhoku earthquake and tsunami on March 11, 2011.
Return to Dragon Ball (2012–present)
In 2012, Dragon Ball Z: Battle of Gods was announced to be in development, with Toriyama involved in its creation. The film marked the series' first theatrical film in 17 years, and the first time Toriyama had been involved in one as early as the screenwriting stages. The film opened on March 30, 2013. A special "dual ticket" that could be used to see both Battle of Gods and One Piece Film: Z was created with new art by both Toriyama and Eiichiro Oda.
On March 27, the "Akira Toriyama: The World of Dragon Ball" exhibit opened at the Takashimaya department store in Nihonbashi, garnering 72,000 visitors in its first nineteen days. The exhibit was separated into seven areas. The first provided a look at the series' history, the second showed the 400-plus characters from the series, the third displayed Toriyama's manga manuscripts from memorable scenes, the fourth showed special color illustrations, the fifth displayed rare Dragon Ball-related materials, the sixth included design sketches and animation cels from the anime, and the seventh screened Dragon Ball-related videos. It was there until April 15, when it moved to Osaka from April 17 to 23, and ended in Toriyama's native Nagoya from July 27 to September 1.
To celebrate the 45th anniversary of Weekly Shōnen Jump, Toriyama launched a new manga series in its July 13, 2013 issue titled Jaco the Galactic Patrolman. Viz Media began serializing it in English in their digital Weekly Shonen Jump magazine, beginning just two days later. The final chapter reveals that the story is set before the events of Dragon Ball and features some of its characters.
The follow-up film to Battle of Gods, Resurrection 'F', released on April 18, 2015, features even more contributions from Toriyama, who personally wrote its original script. Toriyama provides the basic story outline and some character designs for Dragon Ball Super, which began serialization in V Jump in June 2015 with an anime counterpart following in July. Although the anime ended in 2018, he continues to provide story ideas for the manga while Toyotarou illustrates it. Dragon Ball Super: Broly, released in theaters on December 14, 2018, and Dragon Ball Super: Super Hero, released on June 11, 2022, continued Toriyama's deep involvement with the films.
Personal life
Toriyama married on May 2, 1982. She is a former manga artist from Nagoya under the pen name , and occasionally helped Toriyama and his assistant on Dr. Slump when they were short on time. They have two children: a son named born on March 23, 1987, and a daughter born in October 1990. Toriyama lives in his home studio in Kiyosu. He is a well-known recluse, who avoids appearing in public or media.
Toriyama has a love of cars and motorcycles, something he inherited from his father who used to race motorbikes and operated an auto repair business for a brief time, although he does not understand the mechanics himself. The author is an animal lover, having kept many different species of birds, dogs, cats, fish, lizards, and bugs as pets since childhood. Some were used as models for characters he created such as Karin and Beerus. Toriyama has had a lifelong passion for plastic models, and has designed several for the Fine Molds brand. He also collected autographs of famous manga artists, having over 30 including Yudetamago and Hisashi Eguchi, a hobby he gave to the character Peasuke Soramame.
Style
Toriyama admires Osamu Tezuka's Astro Boy and was impressed by Walt Disney's One Hundred and One Dalmatians, which he remembers for its high-quality animation. He was a fan of Hong Kong martial arts films, especially Bruce Lee films such as Enter the Dragon (1973) and Jackie Chan films such as Drunken Master (1978), which went on to have a large influence on his later work. The artist has also cited the science fiction films Alien (1979) and Galaxy Quest (1999) as influences. Toriyama stated he was influenced by animator Toyoo Ashida and the anime television series adaptation of his own Dragon Ball; from which he learned that separating colors instead of blending them makes the art cleaner and coloring illustrations easier.
It was Toriyama's sound effects in Mysterious Rain Jack that caught the eye of Kazuhiko Torishima, who explained that usually they are written in katakana, but Toriyama used the Roman alphabet which he found refreshing. Torishima has stated that Toriyama aimed to be a gag manga artist because the competitions that he submitted to early on required entries in the gag category to only be 15 pages long, compared to story manga entries which had to be 31. In his opinion, Torishima stated that Toriyama excels in black and white, utilizing black areas, as a result of not having had the money to buy screentone when he started drawing manga. He also described Toriyama as a master of convenience and "sloppy, but in a good way." For instance, in Dragon Ball, destroying scenery in the environment and giving Super Saiyans blond hair were done in order to have less work in drawing and inking. Torishima claimed that Toriyama draws what he finds interesting and is not mindful of what his readers think. Torishima stated that Toriyama does not get much inspiration from other comics as Toriyama chooses not to re-read previous works nor read works done by other manga artists; Torishima supports that practice.
Dr. Slump is mainly a comedy series, filled with puns, toilet humor, and sexual innuendos. But it also contained many science fiction elements: aliens, anthropomorphic characters, time travel, and parodies of works such as Godzilla, Star Wars, and Star Trek. Toriyama also included many real-life people in the series, such as his assistants, wife, and colleagues (such as Masakazu Katsura), but most notably his editor Kazuhiko Torishima as the series' main antagonist, Dr. Mashirito. A running gag in Dr. Slump that utilizes feces has been reported as an inspiration for the Pile of Poo emoji.
When Dragon Ball began, it was loosely based on the classic Chinese novel Journey to the West, with Goku being Sun Wukong and Bulma as Tang Sanzang. It was also inspired by Hong Kong martial arts films, particularly those of Jackie Chan, and was set in a fictional world based on Asia, taking inspiration from several Asian cultures including Japanese, Chinese, Indian, Central Asian, Arabic, and Indonesian cultures. Toriyama continued to use his characteristic comedic style in the beginning, but over the course of serialization this slowly changed, with him turning the series into a "nearly-pure fighting manga" later on. He did not plan out in advance what would happen in the series, instead choosing to draw as he went. This, coupled with him simply forgetting things he had already drawn, caused him to find himself in situations that he had to write himself out of.
Toriyama was commissioned to illustrate the characters and monsters for the first Dragon Quest video game (1986) in order to separate it from other role-playing games of the time. He has since worked on every installment in the series. For each game Yuji Horii first sends rough sketches of the characters with their background information to Toriyama, who then re-draws them. Lastly, Horii approves the finished work. Toriyama explained in 1995 that for video games, because the sprites are so small, as long as they have a distinguishing feature so people can tell which character it is, he can make complex designs without concern of having to reproduce it like he usually would in manga. Besides the character and monster designs, Toriyama also does the games' packaging art and, for Dragon Quest VIII, the boats and ships. In 2016, Toriyama revealed that because of the series' established time period and setting, his artistic options are limited, which makes every iteration harder to design for than the last. The series' Slime character, which has become a mascot for the franchise, is considered to be one of the most recognizable figures in gaming.
Manga critic Jason Thompson declared Toriyama's art influential, saying that his "extremely personal and recognizable style" was a reason for Dragon Ball'''s popularity. He points out that the popular shōnen manga of the late 1980s and early 1990s had "manly" heroes, such as City Hunter and Fist of the North Star, whereas Dragon Ball starred the cartoonish and small Goku, thus starting a trend that Thompson says continues to this day. Toriyama himself said he went against the normal convention that the strongest characters should be the largest in terms of physical size, designing many of the series' most powerful characters with small statures. Thompson concluded his analysis by saying that only Akira Toriyama drew like this at the time and that Dragon Ball is "an action manga drawn by a gag manga artist." However, James S. Yadao, author of The Rough Guide to Manga, points out that an art shift does occur in the series, as the characters gradually "lose the rounded, innocent look that [Toriyama] established in Dr. Slump and gain sharper angles that leap off the page with their energy and intensity."
Legacy and accolades
Thompson stated in 2011 that "Dragon Ball is by far the most influential shonen manga of the last 30 years, and today, almost every Shōnen Jump artist lists it as one of their favorites and lifts from it in various ways." David Brothers of ComicsAlliance wrote that: "Like Osamu Tezuka and Jack Kirby before him, Toriyama created a story with his own two hands that seeped deep into the hearts of his readers, creating a love for both the cast and the medium at the same time." In a rare 2013 interview, commenting on Dragon Balls global success, Toriyama admitted, "Frankly, I don't quite understand why it happened. While the manga was being serialized, the only thing I wanted as I kept drawing was to make Japanese boys happy." He had previously stated in 2010, "The truth is, I didn't like being a manga artist very much. It wasn't until relatively recently that I realized it's a wonderful job." Many artists have named Toriyama and Dragon Ball as influences, including One Piece author Eiichiro Oda, Naruto creator Masashi Kishimoto, Fairy Tail and Rave author Hiro Mashima, Boruto: Naruto Next Generations illustrator Mikio Ikemoto, Venus Versus Virus author Atsushi Suzumi, Bleach creator Tite Kubo, Black Cat author Kentaro Yabuki, and Mr. Fullswing author Shinya Suzuki. German comic book artist Hans Steinbach was strongly influenced by Toriyama, and Thai cartoonist Wisut Ponnimit cited Toriyama as one of his favorite cartoonists. Ian Jones-Quartey, a producer of the American animated series Steven Universe, is a fan of both Dragon Ball and Dr. Slump, and uses Toriyama's vehicle designs as reference for his own. He also stated that "We're all big Toriyama fans on [Steven Universe], which kind of shows a bit." French director Pierre Perifel cited Toriyama and Dragon Ball as influences on his DreamWorks Animation film The Bad Guys.
In 2008, Oricon conducted a poll of people's favorite manga artists, with Toriyama coming in second, behind only Nana author Ai Yazawa. However, he was number one among male respondents and among those over 30 years of age. They held a poll on the Mangaka that Changed the History of Manga in 2010, mangaka being the Japanese word for a manga artist. Toriyama came in second, after only Osamu Tezuka, due to his works being highly influential and popular worldwide. Toriyama won the Special 40th Anniversary Festival Award at the 2013 Angoulême International Comics Festival, honoring his years in cartooning. He actually received the most votes for the festival's Grand Prix de la ville d'Angoulême award that year; however, the selection committee chose Willem as the recipient. In a 2014 NTT Docomo poll for the manga artist that best represents Japan, Toriyama came in third place. That same year, entomologist Enio B. Cano named a new species of beetle Ogyges toriyamai after Toriyama, and another Ogyges mutenroshii, after the Dragon Ball character Muten Roshi. Toriyama was decorated a Chevalier or "Knight" of the Ordre des Arts et des Lettres by the French government on May 30, 2019 for his contributions to the arts. He was also a 2019 nominee for entry into the Will Eisner Hall of Fame. Due to his video game design work, IGN named Toriyama number 74 on their list of the Top 100 Game Creators of All Time.
Works
Manga
Art books
Anime
Dr. Slump – Arale-chan (1981–1986, television series) – original concept, based on his manga Dr. Slump Crusher Joe (1983, film) – designed the MAX 310 space station
Dragon Ball (1986–1989, television series) – original concept, based on the first half of his manga Dragon Ball – original concept, script, and character designs
Dragon Quest (1989–1991, television series) – original character designs
Dragon Ball Z (1989–1996, television series) – original concept, based on the second half of Dragon Ball, and title
Pink: Water Bandit, Rain Bandit (1990, film) – original concept, based on his manga Pink – original concept, based on his manga of the same name
Go! Go! Ackman (1994, film) – original concept, based on his manga of the same name
Imagination Science World Gulliver Boy (1995, television series) – mechanical designs
Dragon Ball GT (1996–1997, television series) – character designs, title, and logo
Doctor Slump (1997–1999, television series) – original concept, based on Dr. Slump – based on his manga of the same name
Blue Dragon (2007–2008, television series) – original character designs
Dragon Ball: Yo! Son Goku and His Friends Return!! (2008, short film) – original concept and story concept
Dragon Ball Kai (2009–2011, 2014–2015, television series) – original concept, based on the second half of Dragon Ball.
Dragon Ball Z: Battle of Gods (2013, film) - original concept, story concept, and character designs
Dragon Ball Z: Resurrection 'F' (2015, film) - original concept, screenplay, character designs, and title
Dragon Ball Super (2015–2018, television series) – original concept, story concepts, character designs, and title
Dragon Ball Super: Broly (2018, film) - original concept, screenplay, and character designs
Dragon Ball Super: Super Hero (2022, film) - original concept, screenplay, and character designs
Dragon Ball Daima (2024–, television series) - original concept, story, and character designs
Video games
Dragon Quest series (1986–present) – character designs
Dragon Ball: Shenlong no Nazo (1986) – designed several characters including
Famicom Jump II: Saikyō no Shichinin (1991) – designed the character
Chrono Trigger (1995) – character and setting designs. Alongside Toei Animation, he and his studio also created the animated cutscenes for the 1999 PlayStation port.
Tobal No. 1 (1996) – character designs
Tobal 2 (1997) – character designs
Blue Dragon (2006) – character designs
Blue Dragon Plus (2008) – character designs
Blue Dragon: Awakened Shadow (2009) – character designs and voices the character Toripo, which is modeled after his "Toribot" self-insert
Chōsoku Henkei Gyrozetter (2012) – designed the Beeman 500SS character
Dragon Ball FighterZ (2018) – designed the character Android 21
Dragon Ball Legends (2018) – designed the characters and
Jump Force (2019) – designed several original characters
Dragon Ball Z: Kakarot (2020) – designed the character Bonyū
Fantasian (2021) – designed a diorama used to create a level
Shueisha
Weekly Shōnen Jump (1988) – designed the magazine's 20th anniversary character , who later appeared in the video game Famicom Jump: Hero Retsuden V Jump (1990) – designed the magazine's character, who later appeared in the video games Dragon Quest X (2012), Gaist Crusher (2013), and Monster Strike (2014).
Weekly Jump F-1 Club (1990) – designed the Weekly Shōnen Jump column's mascot character
V-Net (1994) – designed the Weekly Shōnen Jump column's mascot characters and
Souvenirs entomologiques (Jean-Henri Fabre book, 1996) – cover illustrations for the Shueisha Bunko edition of the Japanese translation
Shueisha (2002) – designed the character for the 25th anniversary of Shueisha Bunko
– designed the V Jump column's logo
Jump Shop (2005) – designed the Weekly Shōnen Jump online shop's character
Weekly Shōnen Jump (2009) – designed the magazine's website's character
My Jump (2016) – designed the mobile app's and characters
Other work
Fuel Album (George Tokoro album, 1981) – insert illustration
– album cover
Polkadot Magic (Mami Koyama album, 1984) – album cover and lyrics to "Crilla" and "Helicopter"
Higashiyama Zoo and Botanical Gardens (1984) – designed the logo for the zoo's koala exhibit
Fine Molds (1985) – illustrated the package and instructions for the Lisa model
– cover illustration
– character designs
Fine Molds (1991) – designed the model maker's mascot
Super Sense Story (Honda road safety brochure, 1991) – character designs
Fine Molds (1994) – designed seven of their World Fighter Collection line of models, their packaging and instructions
Bitch's Life Illustration File (art book, 2001) – illustration
– wrote and illustrated the book
QVOLT (electric car, 2005) – designed the automobile
"Rule/Sparkle" (Ayumi Hamasaki single, 2006) – an illustration of Ayumi Hamasaki as Son Goku printed on the single's CD and DVD
– an illustration of Chiaki for the cover
Invade (Jealkb album, 2011) – album cover
Journey to the West: Conquering the Demons'' (2014) – an illustration of Sun Wukong for a poster for the film's Japanese release
Notes
References
Further reading
External links
1955 births
Anime character designers
Chevaliers of the Ordre des Arts et des Lettres
Grand Prix de la ville d'Angoulême winners
Japanese cartoonists
Living people
Manga artists from Aichi Prefecture
Mechanical designers (mecha)
Mythopoeic writers
People from Nagoya
People named in the Paradise Papers
Video game artists |
3095 | https://en.wikipedia.org/wiki/Amiga%20500 | Amiga 500 | The Amiga 500, also known as the A500, was the first popular version of the Amiga home computer, "redefining the home computer market and making so-called luxury features such as multitasking and colour a standard long before Microsoft or Apple sold these to the masses". It contains the same Motorola 68000 as the Amiga 1000, as well as the same graphics and sound coprocessors, but is in a smaller case similar to that of the Commodore 128.
Commodore announced the Amiga 500 at the January 1987 winter Consumer Electronics Showat the same time as the high-end Amiga 2000. It was initially available in the Netherlands in April 1987, then the rest of Europe in May. In North America and the UK it was released in October 1987 with a list price. It competed directly against models in the Atari ST line.
The Amiga 500 was sold in the same retail outlets as the Commodore 64, as opposed to the computer store-only Amiga 1000. It proved to be Commodore's best-selling model, particularly in Europe. Although popular with hobbyists, arguably its most widespread use was as a gaming machine, where its graphics and sound were of significant benefit. It was followed by a revised version of the computer, the Amiga 500 Plus, and the 500 series was discontinued in 1992.
Releases
In mid-1988, the Amiga 500 dropped its price from £499 to £399 (https://amr.abime.net/issue_535_pages page 7), and it was later bundled with the Batman Pack in the United Kingdom (from October 1989 to September 1990) which included the games Batman, F/A-18 Interceptor, The New Zealand Story and the bitmap graphics editor Deluxe Paint 2. Also included was the Amiga video connector which allows the A500 to be used with a conventional CRT television.
In November 1991, the enhanced Amiga 500 Plus replaced the 500 in some markets. It was bundled with the Cartoon Classics pack in the United Kingdom at £399, although many stores still advertised it as an 'A500'. The Amiga 500 Plus was virtually identical except for its new operating system, different 'trap-door' expansion slot and slightly different keyboard, and in mid-1992, the two were discontinued and effectively replaced by the Amiga 600. In late 1992, Commodore released the Amiga 1200, a machine closer in concept to the original Amiga 500, but with significant technical improvements. Despite this, neither the A1200 nor the A600 replicated the commercial success of its predecessor. By this time, the home market was strongly shifting to IBM PC compatibles with VGA graphics and the "low-cost" Macintosh Classic, LC, and IIsi models.
Description
Outwardly resembling the Commodore 128 and codenamed "Rock Lobster" during development, the Amiga 500's base houses a keyboard and a CPU in one shell, unlike the Amiga 1000. The keyboard for Amiga 500s sold in the United States contains 94 keys, including ten function keys, four cursor keys, and a number pad. All European versions the keyboard have an additional two keys, except for the British variety, which still uses 94 keys. It uses a Motorola 68000 microprocessor running at in NTSC regions and in PAL regions. The CPU implements a 32-bit model and has 32-bit registers, but it has a 16-bit main ALU and uses a 16-bit external data bus and a 23-bit address bus, providing a maximum of 16 MB of address space. Also built in to the base of the computer is a -inch floppy disk drive. The user can also install up to three external floppy drives, either - or -inch, via the disk drive port. The second and third additional drives are installed by daisy-chaining them. Supported by these drives are double-sided disks with a capacity of 901,120 bytes, as well as 360- and 720-KB disks formatted for IBM PC compatibles.
The earliest Amiga 500 models use nearly the same Original Amiga chipset as the Amiga 1000. So graphics can be displayed in multiple resolutions and color depths, even on the same screen. Resolutions vary from 320×200 (up to 32 colors) to 640×400 (up to 16 colors) for NTSC (704×484 overscan) and 320×256 to 640×512 for PAL (704×576 overscan.) The system uses planar graphics, with up to five bitplanes (four in high resolution) allowing 2-, 4-, 8-, 16-, and 32-color screens, from a palette of 4096 colors. Two special graphics modes are also available: Extra HalfBrite, which uses a 6th bitplane as a mask to cut the brightness of any pixel in half (resulting in 32 arbitrary colors plus 32 more colors set at half the value of the first 32), and Hold-And-Modify (HAM) which allows all 4096 colors to be used on screen simultaneously. Later revisions of the chipset are PAL/NTSC switchable in software.
The sound chip produces four hardware-mixed channels, two to the left and two to the right, of 8-bit PCM at a sampling frequency up to . Each hardware channel has its own independent volume level and sampling rate, and can be designated to another channel where it can modulate both volume and frequency using its own output. With DMA disabled it's possible to output with a sampling frequency up to . There is a common trick to output sound with 14-bit precision that can be combined to output 14-bit sound.
The stock system comes with AmigaOS version 1.2 or 1.3 and of chip RAM (150 ns access time), one built-in double-density standard floppy disk drive that is completely programmable and can read IBM PC disks, standard Amiga disks, and up to using custom-formatting drivers.
Despite the lack of Amiga 2000-compatible internal expansion slots, there are many ports and expansion options. There are two DE9M Atari joystick ports for joysticks or mice, and stereo audio RCA connectors (1 V p-p). There is a floppy drive port for daisy-chaining up to three extra floppy disk drives via a DB23F connector. The then-standard RS-232 serial port (DB25M) and Centronics parallel port (DB25F) are also included. The power supply is (, ).
The system displays video in analog RGB PAL or NTSC through a proprietary DB23M connector and in NTSC mode the line frequency is HSync for standard video modes, which is compatible with NTSC television and CVBS/RGB video, but out of range for most VGA-compatible monitors, while a multisync monitor is required for some of the higher resolutions. This connection can also be genlocked to an external video signal. The system was bundled with an RF adapter to provide output on televisions with a coaxial RF input, while monochrome video is available via an RCA connector (also coaxial). On the left side, behind a plastic cover, there is a Zorro (Zorro I) bus expansion external edge connector with 86 pins. Peripherals such as a hard disk drive can be added via the expansion slot and are configured automatically by the Amiga's AutoConfig standard, so that multiple devices do not conflict with each other. Up to of so-called "fast RAM" (memory that can be accessed by the CPU only) can be added using the side expansion slot. This connector is electronically identical with the Amiga 1000's, but swapped on the other side.
The Amiga 500 has a "trap-door" slot on the underside for a RAM upgrade (typically ). This extra RAM is classified as "fast" RAM, but is sometimes referred to as "slow" RAM: due to the design of the expansion bus, it is actually on the chipset bus. Such upgrades usually include a battery-backed real-time clock. All versions of the A500 can have the additional RAM configured as chip RAM by a simple hardware modification, which involves fitting a later model (8372A) Agnus chip. Likewise, all versions of the A500 can be upgraded to chip RAM by fitting the chip and adding additional memory.
The Amiga 500 also sports an unusual feature for a budget machine, socketed chips, which allow easy replacement of defective chips. The CPU can be directly upgraded on the motherboard to a 68010; or to a 68020, 68030, or 68040 via the side expansion slot; or by removing the CPU and plugging a CPU expansion card into the CPU socket (this requires opening the computer and thus voided any remaining warranty). In fact, all the custom chips can be upgraded to the Amiga Enhanced Chip Set (ECS) versions.
The plastic case is made of acrylonitrile butadiene styrene, or ABS. ABS degrades with time due to exposure to oxygen, causing a yellowing of the case. Other factors contributing to the degradation and yellowing include heat, shear, and ultraviolet light. The yellowing can be reversed by using an optical brightener, though without stabilizing agents or antioxidants to block oxygen, the yellowing will return.
Technical specifications
OCS (1.2 & 1.3 models) or ECS (1.3 and 500+ 2.04 models) chipset. ECS revisions of the chipset made PAL/NTSC mode switchable in software.
Sound: 4 hardware-mixed channels of 8-bit sound at up to . The hardware channels have independent volumes (65 levels) and sampling rates, and are mixed down to two fully left and fully right stereo outputs. A software controllable low-pass audio filter is also included.
512 KB of chip RAM (150 ns access time)
AmigaOS 1.2 or 1.3 (upgradeable up to 3.1.4 if 2 MB of RAM are installed)
One 3.5" double-density floppy disk drive is built in, which is completely programmable and thus can read IBM PC disks, standard Amiga disks, and up to with custom formatting (such as Klaus Deppich's diskspare.device). Uses (5 rotations/second) and .
Built-in keyboard
A two-button mouse is included.
Graphics
PAL mode: 768×580 maximum (overscan interlaced if viewed on composite monitor/TV). Typical resolutions: 320×256, 640×256 or 640×512 (all displayed with borders).
NTSC mode: 768×484 maximum (overscan interlaced if viewed on composite monitor/TV). Typical resolutions: 320×200, 640×200 or 640×400 (all displayed with borders).
Graphics can be of arbitrary dimensions, resolution and colour depth, even on the same screen. The Amiga can show multiple resolution modes at the same time, splitting the screen vertically.
Planar graphics are used, with up to 5 bitplanes (4 in hires); this allowed 2, 4, 8, 16 and 32 colour screens, from a palette of 4096 colours.
Two special graphics modes are also included:
Extra Half Brite (EHB), which uses a 6th bitplane as a mask that halved the brightness of any colour seen
Hold-And-Modify (HAM), which allows all 4096 colours on screen at once. HAM makes it possible to use over a wide span. This works by letting each pixel position use the previous RGB value and modify one of the red, green or blue values to a new 4-bit value. This will cause some negligible colour artifacts however.
Memory
Using various expansion techniques, the A500's total RAM can reach up to 138 MB – 2 MB Chip RAM, 8 MB 16-bit Fast RAM, and 128 MB 32-bit Fast RAM.
Chip RAM
The stock 512 KB Chip RAM can be complemented by 512 KB using a "trapdoor" expansion (Commodore A501 or compatible). While that expansion memory is connected to the chip bus, hardware limitations of early stock Agnus chip revisions prevent its use as Chip RAM, only the CPU can access it. Suffering from the same contention limitations as Chip RAM, that memory is known as "Slow RAM" or "Pseudo-fast RAM". Agnus revisions shipped with late A500 are ECS and allow use of trapdoor RAM as real Chip RAM for a total 1 MB.
Additionally, several third-party expansions exist with up to 2 MB on the trapdoor board. Using a Gary adapter, that memory will be mapped as either split on Chip RAM and Slow RAM or fully as Slow RAM, depending on configuration.
Furthermore, using an A3000 Agnus on an adapter board, it is possible to expand the Chip RAM to 2 MB, matching the A500+.
Fast RAM
"Fast" RAM is located on the CPU-side bus. Its access is exclusive to the CPU and not slowed by any chipset access. The side expansion port allows for up to 8 MB of Zorro-style expansion RAM. Alternatively, a CPU adapter allows for internal expansion.
Accelerator RAM
Internal or external CPU accelerators often include their own expansion memory. 16-bit CPUs are limited by the 24-bit address space but they can repurpose otherwise unused memory space for their included RAM. 32-bit CPU accelerators aren't limited by 24-bit addressing and can include up to 128 MB of Fast RAM (and potentially more).
Memory map
Connectors
Two Atari joystick ports for joysticks or mice
Stereo audio RCA connectors ( p-p)
A floppy drive port (DB23F), for daisy-chaining up to 3 extra floppy disk drives via a DB23F connector
A standard RS-232 serial port (DB25M)
A parallel port (DB25F)
Power inlet (, )
Analogue RGB PAL and NTSC video output, provided on an Amiga-specific DB23M video connector. Can drive video with HSync for standard Amiga video modes. This is not compatible with most VGA monitors. A Multisync monitor is required for some higher resolutions. This connection can also be genlocked to an external video signal. An RF adapter (A520) was frequently bundled with the machine to provide output on regular televisions or on composite monitors. A digital 16 colour Red-Green-Blue-Intensity signal is available too on the same connector.
Monochrome video via an RCA connector
Zorro II bus expansion on the left side behind a plastic cover
Trapdoor slot under the machine, for RAM expansion and real-time clock
Expansions
Expansion ports are limited to a side expansion port and a trapdoor expansion on the underside of the machine. The casing can also be opened up (voiding the warranty), all larger chips are socketed rather than being TH/SMD soldered directly to the motherboard, so they can be replaced by hand.
The CPU can be upgraded to a Motorola 68010 directly or to a 68020, 68030 or 68040 via the side expansion slot or a CPU socket adapter board.
The chip RAM can be upgraded to directly on the motherboard, provided a Fat Agnus chip is also installed to support it.
Likewise, all the custom chips can be upgraded to the ECS chipset.
The A500+ model instead allowed upgrading by trapdoor chip RAM without clock, but there was no visible means on board to map any of this as FAST, causing incompatibility with some stubbornly coded programs.
There were modification instructions available for the A500 to solder or socket another RAM on the board, then run extra address lines to the trapdoor slot to accommodate an additional of fast or chip RAM depending on the installed chipset.
Up to of "fast RAM" can be added via the side expansion slot, even more if an accelerator with a non-EC (without reduced data/address bus) processor and 32-bit RAM is used.
Hard drive and other peripherals can be added via the side expansion slot.
Several companies provided combined CPU, memory and hard drive upgradesor provided chainable expansions that extended the bus as they were addedas there is only one side expansion slot.
Expansions are configured automatically by AutoConfig software, so multiple pieces of hardware did not conflict with each other.
Diagnostics
When the computer is powered on a self-diagnostic test is run that will indicates failure with a specific colour:
Medium green means no chip RAM found or is damaged.
Red means bad kickstart-ROM.
Yellow means the CPU has crashed (no trap routine or trying to run bad code) or a bad Zorro expansion card.
Blue means a custom chip problem (Denise, Paula, or Agnus).
Light green means CIA problem.
Light gray means that the CIA might be defective.
mean there is a ROM or CIA problem.
Black-only (no video) means there is no video output.
The keyboard LED uses blink codes:
One blink means the keyboard ROM has a checksum error.
Two blinks means RAM failure.
Three blinks means watchdog timer failure.
Measurements
Overall (base): 6.2 cm x 47.4 cm x 33 cm; 2 7/16 in x 18 11/16 in x 13 in.
Trap-door expansion 501
A popular expansion for the Amiga 500 was the Amiga 501 circuit board that can be installed underneath the computer behind a plastic cover. The expansion contains RAM configured by default as "Slow RAM" or "trap-door RAM" and a battery-backed real-time clock (RTC).
The 512 KB trap-door RAM and 512 KB of original chip RAM will result in 1 MB of total memory. The added memory is known as "Slow RAM", as its access is impacted by chip-bus bandwidth contention, while the chipset is not actually able to address it.
Later revisions of the motherboard provide solder-jumpers to relocate the trap-door RAM to the chip memory pool, given the Agnus chip is the newer ECS version, shipped in later A500 motherboards. Newest (rev 8) A500s would share motherboard with A500+, and configure the expansion memory as CHIP by default.
Software
Each time the Amiga 500 is booted, it executes code from the Kickstart ROM. The Amiga 500 initially came shipped with AmigaOS 1.2, but units since October 1988 had version 1.3 installed.
Reception and sales
The Amiga 500 was the best-selling model in the Amiga family of computers. The German computer magazine Chip awarded the model the annual "Home Computer of the Year" title three consecutive times. At the European Computer Trade Show 1991, it also won the Leisure Award for the similar "Home Computer of the Year" title.
Owing to the inexpensive cost of the Amiga 500 in then price-sensitive Europe, sales of the Amiga family of computers were strongest there, constituting 85 percent of Commodore's total sales in the fourth quarter of 1990. The Amiga 500 was widely perceived as a gaming machine and the Amiga 2000 a computer for artists and hobbyists.
It has been claimed that Commodore sold as many as six million units worldwide. However, Commodore UK refuted that figure and said that the entire Amiga line sold between four and five million computers. Indeed, Ars Technica provides a year-by-year graph of the sales of all Amiga computers.
The machine is reported to have sold 1,160,500 units in Germany (including Amiga 500 Plus sales).
Amiga 500 Plus
The Amiga 500 Plus (often A500 Plus or simply A500+) is a revised version of the original Amiga 500 computer. The A500+ featured minor changes to the motherboard to make it cheaper to produce than the original A500. It was notable for introducing new versions of Kickstart and Workbench, and for some minor improvements in the custom chips, known as the Enhanced Chip Set (or ECS).
Although officially introduced in 1992, some Amiga 500 units sold in late 1991 actually featured the revised motherboard used in the A500+. Although the Amiga 500+ was an improvement to the Amiga 500, it was minor. It was discontinued and replaced by the Amiga 600 in summer 1992, making it the shortest-lived Amiga model.
Compatibility problems
Due to the new Kickstart v2.04, quite a few popular games (such as Treasure Island Dizzy, Lotus Esprit Turbo Challenge, and SWIV) failed to work on the Amiga 500+, and some people took them back to dealers demanding an original Kickstart 1.3 Amiga 500. This problem was largely solved by third parties who produced Kickstart ROM switching boards, that could allow the Amiga 500+ to be downgraded to Kickstart 1.2 or 1.3. It also encouraged game developers to use better programming habits, which was important since Commodore already had plans for the introduction of the next-generation Amiga 1200 computer. A program, Relokick, was also released (and included with an issue of CU Amiga) which loaded a Kickstart 1.3 ROM image into memory and booted the machine into Kickstart 1.3, allowing most incompatible software to run (the software did take up 512 KB of system memory, meaning that some 1 MB only games would now fail for lack of available memory). In some cases, updated compatible versions of games were later released, such as budget versions of Lotus 1 and SWIV, and an update to Bubble Bobble. Double Dragon 2 by Binary Design received an update for ECS machines with the "Amiga phase-alternated linescan version 4.01/ECS". This solved compatibility issues with the graphics which appeared garbled on ECS machines, and it also slashed the in-game loading times from around 20 seconds to just over 6.
Technical specifications
Motorola 68000 CPU running at (PAL) / (NTSC), like its predecessor
1 MB of Chip RAM (very early versions came with 512 KB)
Kickstart 2.04 (v37.175)
Workbench 37.67 (release 2.04)
Built-in battery backed RTC (Real Time Clock)
Full ECS chipset including new version of the Agnus chip and Denise chip
See also
Amiga models and variants
Minimigan open-source hardware FPGA implementation
Notes
References
Further reading
External links
Amiga 500 Buyers guide
Amiga
Products introduced in 1987
68000-based home computers |
3111 | https://en.wikipedia.org/wiki/Ariane%205 | Ariane 5 | Ariane 5 was a retired European heavy-lift space launch vehicle developed and operated by Arianespace for the European Space Agency (ESA). It was launched from the Centre Spatial Guyanais (CSG) in French Guiana. It was used to deliver payloads into geostationary transfer orbit (GTO), low Earth orbit (LEO) or further into space. The launch vehicle had a streak of 82 consecutive successful launches between 9 April 2003 and 12 December 2017. Since 2014, Ariane 6, a direct successor system, is in development.
The system was designed as an expendable launch system by the Centre national d'études spatiales (CNES), the French government's space agency, in cooperation with various European partners. Despite not being a direct derivative of its predecessor launch vehicle program, it was classified as part of the Ariane rocket family. ArianeGroup was the prime contractor for the manufacturing of the vehicles, leading a multi-country consortium of other European contractors. Ariane 5 was originally intended to launch the Hermes spacecraft, and thus it was rated for human space launches.
Since its first launch, Ariane 5 was refined in successive versions: "G", "G+", "GS", "ECA", and finally, "ES". The system had a commonly used dual-launch capability, where up to two large geostationary belt communication satellites can be mounted using a SYLDA (Système de Lancement Double Ariane, meaning "Ariane Double-Launch System") carrier system. Up to three, somewhat smaller, main satellites are possible depending on size using a SPELTRA (Structure Porteuse Externe Lancement Triple Ariane, which translates to "Ariane Triple-Launch External Carrier Structure"). Up to eight secondary payloads, usually small experiment packages or minisatellites, could be carried with an ASAP (Ariane Structure for Auxiliary Payloads) platform.
Following the launch of 15 August 2020, Arianespace signed the contracts for the last eight Ariane 5 launches, before it was succeeded by the new Ariane 6 launcher, according to Daniel Neuenschwander, director of space transportation at the ESA. Ariane 5 flew its final mission on 5 July 2023.
Vehicle description
Cryogenic main stage
Ariane 5's cryogenic H173 main stage (H158 for Ariane 5G, G+, and GS) was called the EPC (Étage Principal Cryotechnique — Cryotechnic Main Stage). It consisted of a diameter by high tank with two compartments, one for liquid oxygen and one for liquid hydrogen, and a Vulcain 2 engine at the base with a vacuum thrust of . The H173 EPC weighed about , including of propellant. After the main cryogenic stage runs out of fuel, it re-entered the atmosphere for an ocean splashdown.
Solid boosters
Attached to the sides were two P241 (P238 for Ariane 5G and G+) solid rocket boosters (SRBs or EAPs from the French Étages d'Accélération à Poudre), each weighing about full and delivering a thrust of about . They were fueled by a mix of ammonium perchlorate (68%) and aluminium fuel (18%) and HTPB (14%). They each burned for 130 seconds before being dropped into the ocean. The SRBs were usually allowed to sink to the bottom of the ocean, but, like the Space Shuttle Solid Rocket Boosters, they could be recovered with parachutes, and this was occasionally done for post-flight analysis. Unlike Space Shuttle SRBs, Ariane 5 boosters were not reused. The most recent attempt was for the first Ariane 5 ECA mission in 2009. One of the two boosters was successfully recovered and returned to the Guiana Space Center for analysis. Prior to that mission, the last such recovery and testing was done in 2003.
The French M51 submarine-launched ballistic missile (SLBM) shared a substantial amount of technology with these boosters.
In February 2000, the suspected nose cone of an Ariane 5 booster washed ashore on the South Texas coast, and was recovered by beachcombers before the government could get to it.
Second stage
The second stage was on top of the main stage and below the payload. The original Ariane — Ariane 5G — used the EPS (Étage à Propergols Stockables — Storable Propellant Stage), which was fueled by monomethylhydrazine (MMH) and nitrogen tetroxide, containing of storable propellant. The EPS was subsequently improved for use on the Ariane 5G+, GS, and ES.
The EPS upper stage was capable of repeated ignition, first demonstrated during flight V26 which was launched on 5 October 2007. This was purely to test the engine, and occurred after the payloads had been deployed. The first operational use of restart capability as part of a mission came on 9 March 2008, when two burns were made to deploy the first Automated Transfer Vehicle (ATV) into a circular parking orbit, followed by a third burn after ATV deployment to de-orbit the stage. This procedure was repeated for all subsequent ATV flights.
Ariane 5ECA used the ESC (Étage Supérieur Cryotechnique — Cryogenic Upper Stage), which was fueled by liquid hydrogen and liquid oxygen. The ESC used the HM7B engine previously used in the Ariane 4 third stage. The propellent load of 14.7 tonne allowed the engine to burn for 945 seconds while providing 6.5 tonne of thrust. The ESC provided roll control during powered flight and full attitude control during payload separation using hydrogen gas thrusters. Oxygen gas thrusters allowed longitudinal acceleration after engine cutoff. The flight assembly included the Vehicle Equipment Bay, with flight electronics for the entire rocket, and the payload interface and structural support.
Fairing
The payload and all upper stages were covered at launch by a fairing for aerodynamic stability and protection from heating during supersonic flight and acoustic loads. It was jettisoned once sufficient altitude has been reached, typically above . It was made by Ruag Space and since flight VA-238 it was composed of 4 panels.
Variants
Launch system status:
Launch pricing and market competition
, the Ariane 5 commercial launch price for launching a "midsize satellite in the lower position" was approximately €50 million, competing for commercial launches in an increasingly competitive market.
The heavier satellite was launched in the upper position on a typical dual-satellite Ariane 5 launch and was priced higher than the lower satellite, on the order of €90 million .
Total launch price of an Ariane 5 – which could transport up to two satellites to space, one in the "upper" and one in the "lower" positions – was around €150 million .
Cancelled plans for future developments
Ariane 5 ME
The Ariane 5 ME (Mid-life Evolution) was in development into early 2015, and was seen as a stopgap between Ariane 5ECA/Ariane 5ES and the new Ariane 6. With first flight planned for 2018, it would have become ESA's principal launcher until the arrival of the new Ariane 6 version. ESA halted funding for the development of Ariane 5ME in late 2014 to prioritize development of Ariane 6.
The Ariane 5ME was to use a new upper stage, with increased propellant volume, powered by the new Vinci engine. Unlike the HM-7B engine, it was to be able to restart several times, allowing for complex orbital maneuvers such as insertion of two satellites into different orbits, direct insertion into geosynchronous orbit, planetary exploration missions, and guaranteed upper stage deorbiting or insertion into graveyard orbit. The launcher was also to include a lengthened fairing up to and a new dual launch system to accommodate larger satellites. Compared to an Ariane 5ECA model, the payload to GTO was to increase by 15% to and the cost-per-kilogram of each launch was projected to decline by 20%.
Development
Originally known as the Ariane 5ECB, Ariane 5ME was to have its first flight in 2006. However, the failure of the first ECA flight in 2002, combined with a deteriorating satellite industry, caused ESA to cancel development in 2003. Development of the Vinci engine continued, though at a lower pace. The ESA Council of Ministers agreed to fund development of the new upper stage in November 2008.
In 2009, EADS Astrium was awarded a €200 million contract, and on 10 April 2012 received another €112 million contract to continue development of the Ariane 5ME with total development effort expected to cost €1 billion.
On 21 November 2012, ESA agreed to continue with the Ariane 5ME to meet the challenge of lower priced competitors. It was agreed the Vinci upper stage would also be used as the second stage of a new Ariane 6, and further commonality would be sought. Ariane 5ME qualification flight was scheduled for mid-2018, followed by gradual introduction into service.
On 2 December 2014, ESA decided to stop funding the development of Ariane 5ME and instead focus on Ariane 6, which was expected to have a lower cost per launch and allow more flexibility in the payloads (using two or four P120C solid boosters depending on total payload mass).
Solid propellant stage
Work on the Ariane 5 EAP motors was continued in the Vega programme. The Vega 1st stage engine – the P80 engine – was a shorter derivation of the EAP. The P80 booster casing was made of filament wound graphite epoxy, much lighter than the current stainless steel casing. A new composite steerable nozzle was developed while new thermal insulation material and a narrower throat improved the expansion ratio and subsequently the overall performance. Additionally, the nozzle had electromechanical actuators which replaced the heavier hydraulic ones used for thrust vector control.
These developments could maybe have made their way back into the Ariane programme, but this was most likely an inference based on early blueprints of the Ariane 6 having a central P80 booster and 2-4 around the main one. The incorporation of the ESC-B with the improvements to the solid motor casing and an uprated Vulcain engine would have delivered to LEO. This would have been developed for any lunar missions but the performance of such a design might not have been possible if the higher Max-Q for the launch of this launch vehicle would have posed a constraint on the mass delivered to orbit.
Ariane 6
The design brief of the next generation launch vehicle Ariane 6 called for a lower-cost and smaller launch vehicle capable of launching a single satellite of up to to GTO. However, after several permutations the finalized design was nearly identical in performance to the Ariane 5, focusing instead on lowering fabrication costs and launch prices. , Ariane 6 was projected to be launched for about €70 million per flight, about half of the Ariane 5 price.
Initially development of Ariane 6 was projected to cost €3.6 billion. In 2017, the ESA set 16 July 2020 as the deadline for the first flight. As of June 2022, Arianespace expects the maiden flight to occur in 2023.
Notable launches
Ariane 5's first test flight (Ariane 5 Flight 501) on 4 June 1996 failed, with the rocket self-destructing 37 seconds after launch because of a malfunction in the control software. A data conversion from 64-bit floating-point value to 16-bit signed integer value to be stored in a variable representing horizontal bias caused a processor trap (operand error) because the floating-point value was too large to be represented by a 16-bit signed integer. The software had been written for the Ariane 4 where efficiency considerations (the computer running the software had an 80% maximum workload requirement) led to four variables being protected with a handler while three others, including the horizontal bias variable, were left unprotected because it was thought that they were "physically limited or that there was a large margin of safety". The software, written in Ada, was included in the Ariane 5 through the reuse of an entire Ariane 4 subsystem despite the fact that the particular software containing the bug, which was just a part of the subsystem, was not required by the Ariane 5 because it has a different preparation sequence than the Ariane 4.
The second test flight (L502, on 30 October 1997) was a partial failure. The Vulcain nozzle caused a roll problem, leading to premature shutdown of the core stage. The upper stage operated successfully, but it could not reach the intended orbit. A subsequent test flight (L503, on 21 October 1998) proved successful and the first commercial launch (L504) occurred on 10 December 1999 with the launch of the XMM-Newton X-ray observatory satellite.
Another partial failure occurred on 12 July 2001, with the delivery of two satellites into an incorrect orbit, at only half the height of the intended GTO. The ESA Artemis telecommunications satellite was able to reach its intended orbit on 31 January 2003, through the use of its experimental ion propulsion system.
The next launch did not occur until 1 March 2002, when the Envisat environmental satellite successfully reached an orbit of above the Earth in the 11th launch. At , it was the heaviest single payload until the launch of the first ATV on 9 March 2008, at .
The first launch of the ECA variant on 11 December 2002 ended in failure when a main booster problem caused the rocket to veer off-course, forcing its self-destruction three minutes into the flight. Its payload of two communications satellites (STENTOR and Hot Bird 7), valued at about €630 million, was lost in the Atlantic Ocean. The fault was determined to have been caused by a leak in coolant pipes allowing the nozzle to overheat. After this failure, Arianespace SA delayed the expected January 2003 launch for the Rosetta mission to 26 February 2004, but this was again delayed to early March 2004 due to a minor fault in the foam that protects the cryogenic tanks on the Ariane 5. The failure of the first ECA launch was the last failure of an Ariane 5 until flight 240 in January 2018.
On 27 September 2003, the last Ariane 5G boosted three satellites (including the first European lunar probe, SMART-1), in Flight 162. On 18 July 2004, an Ariane 5G+ boosted what was at the time the heaviest telecommunication satellite ever, Anik F2, weighing almost .
The first successful launch of the Ariane 5ECA took place on 12 February 2005. The payload consisted of the XTAR-EUR military communications satellite, a 'SLOSHSAT' small scientific satellite and a MaqSat B2 payload simulator. The launch had been scheduled for October 2004, but additional testing and a military launch (of a Helios 2A observation satellite) delayed the attempt.
On 11 August 2005, the first Ariane 5GS (featuring the Ariane 5ECA's improved solid motors) boosted Thaicom 4, the heaviest telecommunications satellite to date at , into orbit.
On 16 November 2005, the third Ariane 5ECA launch (the second successful ECA launch) took place. It carried a dual payload consisting of Spaceway F2 for DirecTV and Telkom-2 for PT Telekomunikasi of Indonesia. This was the launch vehicle's heaviest dual payload to date, at more than .
On 27 May 2006, an Ariane 5ECA launch vehicle set a new commercial payload lifting record of . The dual-payload consisted of the Thaicom 5 and Satmex 6 satellites.
On 4 May 2007, the Ariane 5ECA set another new commercial record, lifting into transfer orbit the Astra 1L and Galaxy 17 communication satellites with a combined weight of , and a total payload weight of . This record was again broken by another Ariane 5ECA, launching the Skynet 5B and Star One C1 satellites, on 11 November 2007. The total payload weight for this launch was of .
On 9 March 2008, the first Ariane 5ES-ATV was launched to deliver the first ATV called Jules Verne to the International Space Station (ISS). The ATV was the heaviest payload ever launched by a European launch vehicle, providing supplies to the space station with necessary propellant, water, air and dry cargo. This was the first operational Ariane mission which involved an engine restart in the upper stage. The ES-ATV Aestus EPS upper stage was restartable while the ECA HM7-B engine was not.
On 1 July 2009, an Ariane 5ECA launched TerreStar-1 (now EchoStar T1), which was then, at , the largest and most massive commercial telecommunication satellite ever built at that time until being overtaken by Telstar 19 Vantage, at , launched aboard Falcon 9. The satellite was launched into a lower-energy orbit than a usual GTO, with its initial apogee at roughly .
On 28 October 2010, an Ariane 5ECA launched Eutelsat's W3B (part of its W Series of satellites) and Broadcasting Satellite System Corporation (B-SAT)'s BSAT-3b satellites into orbit. But the W3B satellite failed to operate shortly after the successful launch and was written off as a total loss due to an oxidizer leak in the satellite's main propulsion system. The BSAT-3b satellite, however, is operating normally.
The VA253 launch on 15 August 2020 introduced two small changes that increased lift capacity by about ; these were a lighter avionics and guidance-equipment bay, and modified pressure vents on the payload fairing, which were required for the subsequent launch of the James Webb Space Telescope. It also debuted a location system using Galileo navigation satellites.
On 25 December 2021, VA256 launched the James Webb Space Telescope towards a Sun–Earth L2 halo orbit. The precision of trajectory following launch led to fuel savings credited with potentially doubling the lifetime of the telescope by leaving more hydrazine propellant on-board for station-keeping than was expected. According to Rudiger Albat, the program manager for Ariane 5, efforts had been made to select components for this flight that had performed especially well during pre-flight testing, including "one of the best Vulcain engines that we've ever built."
GTO payload weight records
On 22 April 2011, the Ariane 5ECA flight VA-201 broke a commercial record, lifting Yahsat 1A and Intelsat New Dawn with a total payload weight of to transfer orbit. This record was later broken again during the launch of Ariane 5ECA flight VA-208 on 2 August 2012, lifting a total of into the planned geosynchronous transfer orbit, which was broken again 6 months later on flight VA-212 with sent towards geosynchronous transfer orbit. In June 2016, the GTO record was raised to , on the first rocket in history that carried a satellite dedicated to financial institutions. The payload record was pushed a further , up to on 24 August 2016 with the launch of Intelsat 33e and Intelsat 36. On 1 June 2017, the payload record was broken again to carrying ViaSat-2 and Eutelsat-172B. In 2021 VA-255 put 11,210 kg into GTO.
VA241 anomaly
On 25 January 2018, an Ariane 5ECA launched SES-14 and Al Yah 3 satellites. About 9 minutes and 28 seconds after launch, a telemetry loss occurred between the launch vehicle and the ground controllers. It was later confirmed, about 1 hour and 20 minutes after launch, that both satellites were successfully separated from the upper stage and were in contact with their respective ground controllers, but that their orbital inclinations were incorrect as the guidance systems might have been compromised. Therefore, both satellites conducted orbital procedures, extending commissioning time. SES-14 needed about 8 weeks longer than planned commissioning time, meaning that entry into service was reported early September instead of July. Nevertheless, SES-14 is still expected to be able to meet the designed lifetime. This satellite was originally to be launched with more propellant reserve on a Falcon 9 launch vehicle since the Falcon 9, in this specific case, was intended to deploy this satellite into a high inclination orbit that would require more work from the satellite to reach its final geostationary orbit. The Al Yah 3 was also confirmed healthy after more than 12 hours without further statement, and like SES-14, Al Yah 3's maneuvering plan was also revised to still fulfill the original mission. As of 16 February 2018, Al Yah 3 was approaching the intended geostationary orbit, after series of recovery maneuvers had been performed. The investigation showed that invalid inertial units' azimuth value had sent the vehicle 17° off course but to the intended altitude, they had been programmed for the standard geostationary transfer orbit of 90° when the payloads were intended to be 70° for this supersynchronous transfer orbit mission, 20° off norme. This mission anomaly marked the end of 82nd consecutive success streak since 2003.
Launch history
Launch statistics
Ariane 5 launch vehicles had accumulated 117 launches, 112 of which were successful, yielding a success rate. Between April 2003 and December 2017, Ariane 5 flew 83 consecutive missions without failure, but the launch vehicle suffered a partial failure in January 2018.
Rocket configurations
Launch outcomes
List of launches
All launches are from Centre Spatial Guyanais (CSG), Kourou, ELA-3.
See also
List of Ariane launches
Ariane 6, two initial variants
Heavy-lift launch vehicle
Comparison of orbital launchers families
Comparison of orbital launch systems
Future Launchers Preparatory Programme (ESA, beyond Ariane 5)
References
External links
Ariane 5 Overview at Arianespace
Ariane 5 Programme Information at Astrium
Ariane (rocket family)
Articles containing video clips
Vehicles introduced in 1996 |
3117 | https://en.wikipedia.org/wiki/Abu%20Zubaydah | Abu Zubaydah | Abu Zubaydah ( ; , Abū Zubaydah; born March 12, 1971, as Zayn al-Abidin Muhammad Husayn) is a Palestinian citizen and alleged terrorist born in Saudi Arabia currently held by the U.S. in the Guantanamo Bay detention camp in Cuba. He is held under the authority of Authorization for Use of Military Force Against Terrorists (AUMF).
Zubaydah was captured in Pakistan in March 2002 and has been in United States custody ever since, including four-and-a-half years in the secret prison network of the Central Intelligence Agency (CIA). He was transferred among prisons in various countries including a year in Poland, as part of a United States' extraordinary rendition program. During his time in CIA custody, Zubaydah was extensively interrogated; he was waterboarded 83 times and subjected to numerous other torture techniques including forced nudity, sleep deprivation, confinement in small dark boxes, deprivation of solid food, stress positions, and physical assaults. Videotapes of some of Zubaydah's interrogations are allegedly amongst those destroyed by the CIA in 2005.
Zubaydah and ten other "high-value detainees" were transferred to Guantanamo in September 2006. He and other former CIA detainees are held in Camp 7, where conditions are the most isolating.
On July 24, 2014, the European Court of Human Rights ordered the Polish government to pay Zubaydah damages. Zubaydah stated through his US lawyer that he would be donating the awarded funds to victims of torture.
Biography and early activities
According to his younger brother Hesham, they had eight siblings. Hesham remembers his older brother "as a happy-go-lucky guy, and something of a womanizer". Born in Saudi Arabia, Zubaydah moved to the West Bank as a teenager, where he joined in Palestinian demonstrations against the Israelis. Zubaydah is reported to have studied computer science in Mysore, India, prior to his travel to Afghanistan/Pakistan at the age of 20 in 1991. In 1991 he joined the mujahideen and fought against Afghan Communist Government forces during the Afghan Civil War, perhaps serving under Mohamad Kamal Elzahabi. In 1992, Zubaydah was injured in a Afghan mortar attack, which left shrapnel in his head and caused severe memory loss, as well as the loss of the ability to speak for over one year.
Zubaydah eventually became involved in the training camp known as the Khalden training camp, where he oversaw the flow of recruits and obtained passports and paperwork for men transferring out of Khalden. He may also have worked as an instructor there. Although originally described as an al-Qaeda training camp, this alleged connection, which has been used as justification for holding Zubaydah and others as enemy combatants, has come under scrutiny from multiple sources, and the camp may have shut its doors in 2001 in response to an ideological division with al-Qaeda.
By 1999, the United States government was attempting to surveil Zubaydah. By March 2000, United States officials were reporting that Zubaydah was a "senior bin Laden official", the "former head of Egypt-based Islamic Jihad", a "trusted aide" to bin Laden with "growing power", who had "played a key role in the East Africa embassy attacks". Zubaydah was convicted in absentia in Jordan and sentenced to death by a Jordanian court for his role in plots to bomb U.S. and Israeli targets there. A senior Middle East security official said Zubaydah had directed the Jordanian cell and was part of "bin Laden's inner circle".
In August 2001, the classified FBI report, "Bin Ladin Determined To Strike in US", said that the foiled millennium bomber, Ahmed Ressam, had confessed that Zubaydah had encouraged him to blow up the Los Angeles airport and facilitated his mission. The report said that Zubaydah was also planning his own attack on the U.S. However, when Ressam was tried in December 2001, federal prosecutors did not try to connect him to Zubaydah or refer to any of this supposed evidence in its case. After the trial, Ressam recanted his confession, saying he had been coerced into giving it.
According to a psychological evaluation conducted upon his capture, Zubaydah allegedly served as Osama bin Laden's senior lieutenant and counter-intelligence officer (i.e. third or fourth highest-ranking member of al Qaeda), managed a network of training camps, was involved in every major terrorist operation carried out by al Qaeda (including the planning of 9/11), and was engaged in planning future terrorist attacks against U.S. interests. These statements were widely echoed by members of the George W. Bush administration and other US officials. Zubaydah's perceived "value" as a detainee would later be used by President George W. Bush to justify the use of "enhanced interrogation techniques" and Zubaydah's detention in secret CIA prisons around the world. However, Zubaydah's connection to al Qaeda is now often said to have beenaccording to Rebecca Gordon writing about "The al Qaeda Leader Who Wasn't"a fictitious charge. Others have said instead that it is merely overstated, and in response to his habeas corpus petition, the U.S. Government stated in 2009 that it did not contend Zubaydah had any involvement with the 9/11 attacks, or that he had even been a member of al Qaeda, simply because they did not have to: "In simple terms, the issue in this habeas corpus action is Petitioner's conduct", rather than membership or inclination: "Petitioner's personal philosophy is not relevant except to the extent that it is reflected in his actions".
Capture
On March 28, 2002, CIA and FBI agents, in conjunction with Pakistani intelligence agency, raided several safe houses in Pakistan searching for Zubaydah. Zubaydah was apprehended from one of the targeted safe houses in Faisalabad, Pakistan. The Pakistani intelligence service had paid a small amount for a tip on his whereabouts. The United States paid far more to Pakistan for its assistance; a CIA source later said: "We paid $10 million for Zubaydah."
During the raid, Zubaydah was shot in the thigh, the testicle, and the stomach with rounds from a Kalashnikov assault rifle. Not recognized at first, he was piled into a pickup truck along with other prisoners by the Pakistani forces until a senior CIA officer identified him. He was taken by the Pakistanis to a Pakistani hospital nearby and treated for his wounds. The attending doctor told the CIA lead officer of the group which apprehended Zubaydah that he had never before seen a patient survive such severe wounds. The CIA flew in a doctor from Johns Hopkins University to ensure Zubaydah would survive during transit out of Pakistan.
His pocket litter supposedly contained two bank cards, which showed that he had access to Saudi and Kuwaiti bank accounts; most al-Qaeda members used the preferred, untraceable hawala banking. According to James Risen: "It is not clear whether an investigation of the cards simply fell through the cracks, or whether they were ignored because no one wanted to know the answers about connections between al Qaeda and important figures in the Middle East—particularly in Saudi Arabia." One of Risen's sources chalks up the failure to investigate the cards to incompetence rather than foul play: "The cards were sent back to Washington and were never fully exploited. I think nobody ever looked at them because of incompetence."
When Americans investigated the cards, Risen wrote that they worked with a Muslim financier with a questionable past, and with connections to the Afghan Taliban, al Qaeda, and Saudi intelligence. ... Saudi intelligence officials had seized all of the records related to the card from the Saudi financial institution in question; the records then disappeared. There was no longer any way to trace the money that had gone into the account.
A search of the safehouse turned up Zubaydah's 10,000-page diaries, in which he recorded his thoughts as a young boy, older man, and at his current age. What appears to be multiple separate identities is how Zubaydah was piecing his memories together after his 1992 shrapnel head wound. As part of his therapy to regain his memories, he began recording a diary that detailed his life, emotions, and what people were telling him. He split information into categories, such as what he knew about himself and what people told him, and listed them under different names to distinguish one set from the other. This was later interpreted by some analysts reviewing the diary as symptoms of Dissociative Identity Disorder, which some others disputed and said to be incorrect.
Zubaydah was handed to the CIA. Reports later alleged that he was transferred to secret CIA-operated prisons, known as black sites, in Pakistan, Thailand, Afghanistan, Poland, Northern Africa, and Diego Garcia. Historically, renditions of prisoners to countries which commit torture have been illegal. A memo written by John Yoo and signed by Jay Bybee of the Office of the Legal Counsel, DOJ, days before Zubaydah's capture, provided a legal opinion providing for CIA renditions of detainees to places such as Thailand. In March 2009, the U.S. Senate Intelligence Committee launched a year-long study on how the CIA operated the secret prisons, or black sites, around the world.
Top U.S. officials approved torture techniques
In the spring of 2002, immediately following the capture of Zubaydah, top Bush administration officials, Vice President Dick Cheney, Secretary of State Colin Powell, CIA Director George Tenet, National Security Adviser Condoleezza Rice, Secretary of Defense Rumsfeld, and US Attorney General John Ashcroft discussed at length whether or not the CIA could legally use harsh techniques against him. Condoleezza Rice specifically mentioned the SERE program during the meeting, saying, "I recall being told that U.S. military personnel were subjected to training to certain physical and psychological interrogation techniques".
In addition, in 2002 and 2003, the administration briefed several Democratic Congressional leaders on the proposed "enhanced interrogation techniques". These congressional leaders included Nancy Pelosi, the future Speaker of the House, and Representative Jane Harman. Congressional officials have stated that the attitude in the briefings ranged from "quiet acquiescence, if not downright support". The documents show that top U.S. officials were intimately involved in the discussion and approval of the harsher interrogation techniques used on Zubaydah. Condoleezza Rice ultimately told the CIA the harsher interrogation tactics were acceptable, and Dick Cheney stated, "I signed off on it; so did others." During the discussions, US Attorney General John Ashcroft is reported as saying, "Why are we talking about this in the White House? History will not judge this kindly."
Torture drawings
In December 2019, The New York Times published an article in partnership with the Pulitzer Center on Crisis Reporting which was based upon drawings made by Zubaydah, showing how he was tortured in "vivid and disturbing ways". The article includes some of the drawings as well as a link to a 61-page report titled "How America Tortures", and asserts that Zubaydah was never a member of Al Qaeda. In the article Zubaydah gives gruesome details of numerous types of torture including being locked up inside a small box called "the dog box" for "countless hours", which caused muscle contractions. "The very strong pain", he said, "made me scream unconsciously". According to the Senate Intelligence Committee report on CIA torture, over a single 20 day period, Zubaydah spent over 11 days locked in a "coffin size" box, and 29 hours in a box measuring 21 inches wide, 2 feet deep, and 2 feet high (). On May 9, 2023, Zubaydah's attorney, Professor Mark Denbeaux of Seton Hall Law School, published a detailed report annotating the drawings.
Interrogation of Zubaydah
Zubaydah was interrogated by two separate interrogation teams: the first from the FBI and one from the CIA. Ali Soufan, one of the FBI interrogators, later testified in 2009 on these issues to the Senate Committee that was investigating detainee treatment. Soufan, who witnessed part of the CIA interrogation of Zubaydah, described his treatment under the CIA as torture. The International Committee of the Red Cross and others later reached the same conclusion. While in CIA custody, Zubaydah lost his left eye.
Because of the urgency felt about the interrogation of Zubaydah, the CIA had consulted with the president about how to proceed. The General Counsel of the CIA asked for a legal opinion from the Office of Legal Counsel, Department of Justice about what was permissible during interrogation.
August 2002 memo
In early July 2002, the Associate General Counsel CTC/Legal Group started drafting a memo to the Attorney General requesting the approval of "aggressive" interrogation methods, which otherwise would be prohibited under the provisions of Section 2340-2340B, Title 18, United States Code, on Abu Zubaydah. This memo, drafted by Office of Legal Counsel, Jay Bybee and his assistant John Yoo, is also referred to as the first Torture Memo. Addressed to CIA acting General Counsel John A. Rizzo at his request, the purpose of the memo was to describe and authorize specific "enhanced interrogation techniques" to be used on Zubaydah. On July 26, 2002, Deputy Assistant Attorney General John Yoo informed the CIA that Attorney General John Ashcroft had approved waterboarding of Abu Zubaydah.
Journalists including Jane Mayer, Joby Warrick and Peter Finn, and Alex Koppelman have reported the CIA was already using these harsh tactics before the memo authorizing their use was written, and that it was used to provide after-the-fact legal support for harsh interrogation techniques. A Department of Justice 2009 report regarding prisoner abuses reportedly stated the memos were prepared one month after Zubaydah had already been subjected to the specific techniques authorized in an August 1, 2002, memo. John Kiriakou stated in July 2009 that Zubaydah was waterboarded in the early summer of 2002, months before the August 1, 2002, memo was written.
The memo described ten techniques which the interrogators wanted to use: "(1) attention grasp, (2) walling, (3) facial hold, (4) facial slap (insult slap), (5) cramped confinement, (6) wall standing, (7) stress positions, (8) sleep deprivation, (9) insects placed in a confinement box, and (10) the waterboard." Many of the techniques were, until then, generally considered illegal. Many other techniques developed by the CIA were held to constitute inhumane and degrading treatment and torture under the United Nations Convention against Torture and Article 3 of the European Convention on Human Rights.
As reported later, many of these interrogation techniques were previously considered illegal under U.S. and international law and treaties at the time of Zubaydah's capture. For instance, the United States had prosecuted Japanese military officials after World War II and American soldiers after the Vietnam War for waterboarding. Since 1930, the United States had defined sleep deprivation as an illegal form of torture. Many other techniques developed by the CIA constitute inhuman and degrading treatment and torture under the United Nations Convention against Torture, and Article 3 of the European Convention on Human Rights.
Ensuing interrogation
At a CIA black site in Thailand, Zubaydah was subjected to various forms of increasingly harsh interrogation techniques, including temperature extremes, music played at debilitating volumes, and sexual humiliation. Zubaydah was also subjected to beatings, isolation, waterboarding, long-time standing, continuous cramped confinement, and sleep deprivation.
Former CIA analyst and case officer John Kiriakou asserted that while Zubaydah was in CIA custody, a box of cockroaches were poured on him inside of a coffin he was confined to for two weeks, because of an irrational fear Zubaydah has of cockroaches.
During Zubaydah's interrogation, President Bush learned he was on painkillers for his wounds and was proving resistant. He said to the CIA director George Tenet, "Who authorized putting him on pain medication?" It was later reported that Zubaydah was denied painkillers during his interrogation.
Waterboarding
Zubaydah was one of three or more high-value detainees to be waterboarded. The Bush administration in 2007 said that Zubaydah had been waterboarded once. John Kiriakou, a CIA officer who had seen the cables regarding Zubaydah's interrogation, publicly said in 2009 that Zubaydah was waterboarded once for 35 seconds before he started talking.
Intelligence sources claimed as early as 2008 that Zubaydah had been waterboarded no less than ten times in the span of one week. Zubaydah was waterboarded 83 times within the month of August 2002, the month the CIA was authorized to use this enhanced interrogation techniques for him. In January 2010, Kiriakou, in a memoir, said, "Now we know that Zubaydah was waterboarded eighty-three times in a single month, raising questions about how much useful information he actually supplied."
2003 transfer to Guantanamo
In August 2010, the Associated Press reported that the CIA, having concluded its agents had gotten most of the information from Zubaydah, in September 2003 transferred him and three other high-value detainees to Guantanamo. They were held at what was informally known as "Strawberry Fields", a secret camp within the complex built especially for former CIA detainees. Concerned that a pending Supreme Court decision, Rasul v. Bush (2004), might go against the Bush administration and require providing the prisoners with counsel and having to reveal data about them, on March 27, 2004, the CIA took the four men back into custody and transported them out of Guantanamo to one of their secret sites. At the time, the moves were all kept secret.
International Committee of the Red Cross report
In February 2007, the International Committee of the Red Cross concluded a report on the treatment of "14 high-value detainees", who had been held by the CIA and, after September 2006, by the military at Guantanamo. The ICRC described the twelve enhanced interrogation techniques covered in the OLC memos to the CIA: suffocation by water (which is described as "torture" by numerous US officials), prolonged stress standing position, beatings by use of a collar, beating and kicking, confinement in a box, prolonged nudity, sleep deprivation, exposure to cold temperature, prolonged shackling, threats of ill-treatment, forced shaving, and deprivation/restricted provision of solid food. Zubaydah was the only detainee of the 14 interviewed who had been subjected to all 12 of these interrogation techniques. He was also the only one of the 14 detainees to be put into close confinement.
May 30, 2005, memo
The final memo mentioned Zubaydah several times. It claimed that due to the enhanced interrogation techniques, Zubaydah "provided significant information on two operatives, [including] José Padilla[,] who planned to build and detonate a 'dirty bomb' in the Washington DC area." This claim is strongly disputed by Ali Soufan, the FBI interrogator who first interrogated Zubaydah following his capture, by traditional means. He said the most valuable information was gained before torture was used. Other intelligence officers have also disputed that claim. Soufan, when asked in 2009 by Senator Sheldon Whitehouse during a Congressional hearing if the memo was incorrect, testified that it was. The memo noted that not all of the waterboarding sessions were necessary for Zubaydah, since the on-scene interrogation team determined he had stopped producing actionable intelligence. The memo reads:
This is not to say that the interrogation program has worked perfectly. According to the IG Report, the CIA, at least initially, could not always distinguish detainees who had information but were successfully resisting interrogation from those who did not actually have the information. See IG Report at 83–85. On at least one occasion, this may have resulted in what might be deemed in retrospect to have been the unnecessary use of enhanced techniques. On that occasion, although the on-scene interrogation team judged Zubaydah to be compliant, elements within CIA Headquarters still believed he was withholding information. See id at 84. At the direction of CIA Headquarters, interrogators therefore used the waterboard one more time on Zubaydah.
John McLaughlin, former acting CIA director, stated in 2006, "I totally disagree with the view that the capture of Zubaydah was unimportant. Zubaydah was woven through all of the intelligence prior to 9/11 that signaled a major attack was coming, and his capture yielded a great deal of important information."
In his 2007 memoir, former CIA Director George Tenet writes:
A published report in 2006 contended that Zubaydah was mentally unstable and that the administration had overstated his importance. Baloney. Zubaydah had been at the crossroads of many al-Qa'ida operations and was in position to—and did—share critical information with his interrogators. Apparently, the source of the rumor that Zubaydah was unbalanced was his personal diary, in which he adopted various personas. From that shaky perch, some junior Freudians leapt to the conclusion that Zubaydah had multiple personalities. In fact, Agency psychiatrists eventually determined that in his diary he was using a sophisticated literary device to express himself.
Intelligence obtained from Zubaydah and its after effects
Zubaydah's capture was touted as the biggest of the War on Terror until that of Khalid Sheikh Mohammed. The director of the FBI stated Zubaydah's capture would help deter future attacks.
In a speech in 2006, President Bush claimed that Zubaydah revealed useful intelligence when enhanced interrogation was used, including identification of two important suspects and information that allegedly helped foil a terrorist attack on American soil. These claims directly conflict with the reports of the FBI agents who first interrogated Zubaydah. He gave them the names before torture was used, and the third piece of information came from other sources who had been receiving crucial pieces of information from him without the use of harsher techniques, as well as other government officials.
Iraq War (2003)
The Bush administration relied on some of Zubaydah's claims in justifying the invasion of Iraq. U.S. officials stated that the allegations that Iraq and al-Qaeda were linked in the training of people on chemical weapons came from Zubaydah. The officials noted there was no independent verification of his claims.
The U.S. government included statements made by Zubaydah in regards to al Qaeda's ability to obtain a dirty bomb to show a link between Iraq and al Qaeda. According to a Senate Intelligence Committee report of 2004, Zubaydah said that "he had heard that an important al Qaeda associate, Abu Musab al Zarqawi, and others had good relationships with Iraqi intelligence." However, the year before, in June 2003, Zubaydah and Khalid Sheikh Mohammed were reported as saying there was no link between Saddam Hussein and al Qaeda.
In the Senate Armed Services Committee 2008 report on the abuses of detainees, the Bush administration was described as having applied pressure to interrogators to find a link between Iraq and al Qaeda prior to the Iraq War. Major Paul Burney, a psychiatrist with the United States Army, said to the committee, "while we were [at Guantanamo] a large part of the time we were focused on trying to establish a link between al Qaeda and Iraq and we were not being successful." He said that higher-ups were "frustrated" and applied "more and more pressure to resort to measures that might produce more immediate results."
Colonel Lawrence B. Wilkerson, the former chief of staff for former Secretary of State Colin Powell said:
Likewise, what I have learned is that as the administration authorized harsh interrogation in April and May 2002—well before the Justice Department had rendered any legal opinion—its principal priority for intelligence was not aimed at pre-empting another terrorist attack on the U.S. but discovering a smoking gun linking Iraq and al-Qa'ida.
So furious was this effort that on one particular detainee, even when the interrogation team had reported to Cheney's office that their detainee "was compliant" (meaning the team recommended no more torture), the VP's office ordered them to continue the enhanced methods. The detainee had not revealed any al-Qa'ida-Baghdad contacts yet. This ceased only after Ibn al-Shaykh al-Libi, under waterboarding in Egypt, "revealed" such contacts. Of course, later we learned that al-Libi revealed these contacts only to get the torture to stop.
Concerns
In 2004, media coverage of Abu Zubaydah began listing him as a "disappeared" prisoner, stating he had no access to the International Red Cross. In February 2005, the CIA was reported as uncomfortable keeping Zubaydah in indefinite custody. Less than 18 months later, Zubaydah and the thirteen other high-value detainees who had been in secret CIA custody were transferred to the Guantanamo Bay detention camp.
After his transfer, the CIA denied access to Zubaydah. In 2008, the Office of the Inspector General, Department of Justice, complained that it had been prevented from seeing him, although it was conducting a study of the US treatment of its detainees.
Zubaydah's mental health
Some people are concerned about Zubaydah's mental stability and how that has affected information he has given to interrogators. Ron Suskind noted in his book, The One Percent Doctrine: Deep Inside America's Pursuit of Its Enemies Since 9/11 (2006), that Zubaydah was mentally ill or disabled due to a severe head injury. He described Zubaydah as keeping a diary "in the voice of three people: Hani 1, Hani 2, and Hani 3"—a boy, a young man and a middle-aged alter ego. Zubaydah's diaries spanned ten years and recorded in numbing detail "what he ate, or wore, or trifling things [people] said". Dan Coleman, then the FBI's top al-Qaeda analyst, told a senior bureau official, "This guy is insane, certifiable, split personality." According to Suskind, this judgment was "echoed at the top of CIA and was briefed to the President and Vice President." Coleman stated Zubaydah was a "safehouse keeper" with mental problems, who "claimed to know more about al-Qaeda and its inner workings than he really did."
Joseph Margulies, Zubaydah's co-counsel, wrote in an op-ed in the Los Angeles Times in 2009:
Partly as a result of injuries he suffered while he was fighting the communists in Afghanistan, partly as a result of how those injuries were exacerbated by the CIA and partly as a result of his extended isolation, Zubaydah's mental grasp is slipping away. Today, he suffers blinding headaches and has permanent brain damage. He has an excruciating sensitivity to sounds, hearing what others do not. The slightest noise drives him nearly insane. In the last two years alone, he has experienced about 200 seizures. Already, he cannot picture his mother's face or recall his father's name. Gradually, his past, like his future, eludes him.
Legal status
President Bush referred to Zubaydah in a speech to Congress September 2006 requesting a bill to authorize military commissions, following the U.S. Supreme Court ruling in Hamdan v. Rumsfeld (2006) that held the tribunals as formulated by the executive branch were unconstitutional. Congress rapidly passed legislation that was signed by the president.
Less than one month after Zubaydah's capture, Justice Department officials said Zubaydah was "a near-ideal candidate for a tribunal trial". Several months later in 2002, US officials said there was "no rush" to try Zubaydah via military commission.
At his Combatant Status Review Tribunal in 2007, Zubaydah said he was told that the CIA realized he was not significant.
"They told me, 'Sorry, we discover that you are not Number 3, not a partner, not even a fighter, said Zubaydah, speaking in broken English, according to the new transcript of a Combatant Status Review Tribunal held at the U.S. military prison in Guantanamo Bay, Cuba.
Abu Zubaydah's lawyers, including Joseph Margulies and George Brent Mickum IV, filed a lawsuit in July 2008 challenging his detention at Guantanamo Bay detention camps after the Boumediene v. Bush ruling. The judge overseeing the case, Richard W. Roberts, failed to rule on any motions related to the case, even the preliminary ones. This led Zubaydah's lawyers to file a motion asking Judge Roberts to recuse himself for nonfeasance in January 2015. On March 16, 2016, Roberts retired early from the federal bench, citing unspecified health issues.
The U.S. government has not officially charged Zubaydah with any crimes. The Senate Intelligence Committee report on CIA torture reported that Zubaydah's CIA interrogators wanted him to "remain in isolation and incommunicado for the remainder of his life."
Joint Review Task Force
When he assumed office in January 2009, President Barack Obama made a number of promises about the future of Guantanamo.
He promised the use of torture would cease at the camp. He promised to institute a new review system. That new review system was composed of officials from six departments, where the OARDEC reviews were conducted entirely by the Department of Defense. When it reported back, a year later, the Joint Review Task Force classified some individuals as too dangerous to be transferred from Guantanamo, even though there was no evidence to justify laying charges against them. On April 9, 2013, that document was made public after a Freedom of Information Act request.
Zayn al-lbidin Muhammed Husayn was one of the 71 individuals deemed too innocent to charge but too dangerous to release. Although Obama promised that those deemed too innocent to charge but too dangerous to release would start to receive reviews from a Periodic Review Board, less than a quarter of men have received a review. Husayn was denied approval for transfer on September 22, 2016.
European Court of Human Rights decision
On 24 July 2014, the European Court of Human Rights (ECHR) ruled that Poland had violated the European Convention on Human Rights when it cooperated with US allowing the CIA to hold and torture Zubaydah and Abd al-Rahim al-Nashiri on its territory in 2002–2003. The court ordered the Polish government to pay each of the men €100,000 in damages. It also awarded Zubaydah €30,000 to cover his costs.
On 31 May 2018, the ECHR ruled that Romania and Lithuania also violated the rights of Abu Zubaydah and Abd al-Rahim al-Nashiri in 2003–2005 and in 2005–2006 respectively, and Lithuania and Romania were ordered to pay €100,000 in damages each to Abu Zubaydah and Abd al-Nashiri.
U.S. Supreme Court decision
In connection with the European Court of Human Rights proceedings, Zubaydah filed suit in the U.S. seeking disclosure of information related to the matter. The U.S. government intervened, seeking to assert a state secrets privilege. The U.S. district court decided in favor of the government and dismissed the case. On appeal, the dismissal was reversed on a ruling that the state secrets privilege did not apply to information that was already publicly known. The Supreme Court reversed the appeal ruling in United States v. Zubaydah, explaining that the state secrets privilege applies to the existence (or nonexistence)
of a secret CIA facility and that revelation by government would confirm or deny that state secret.
See also
Shaker Aamer
The Report
References
External links
The Final 9/11 Commission Report
Approving Torture and Destroying Documents: More Notes on the "Zelikow Memo"
Committee on Armed Services United States Senate: Inquiry Into the Treatment of Detainees in U.S. Custody
Jay Bybee and John Yoo "Memorandum for John Rizzo Acting General Counsel of the Central Intelligence Agency: Interrogation of al Qaeda Operative" U.S. Department of Justice, Office of Legal Counsel, August 1, 2002
Steven Bradbury "Memorandum for John A. Rizzo Senior Deputy General Counsel, Central Intelligence Agency, Office of Legal Counsel Re: Application of 18 U.S.C. Sections 2340-2340A to Certain Techniques That May Be Used in the Interrogation of a High Value al Qaeda Detainee" Department of Justice, Office of Legal Counsel, May 10, 2005
Steven Bradbury "Memorandum For John A. Rizzo Senior Deputy General Counsel, Central Intelligence Agency Re: Application of 18 U.S.C. §§ 2340-2340A to the Combined Use of Certain Techniques in the Interrogation of High Value al Qaeda Detainees" Department of Justice, Office of Legal Counsel, May 10, 2005
Steven Bradbury "Memoradnum for John A. Rizzo Senior Deputy General Counsel, Central Intelligence Agency Re: Application of United States Obligations Under Article 16 of the Convention Against Torture to Certain Techniques that May Be Used in the Interrogation of High Value al Qaeda Detainees" Department of Justice, Office of Legal Counsel, May 30, 2005
U.S. Department of Justice, Office of Inspector General: A Review of the FBI's Involvement in and Observations of Detainee Interrogations in Guantanamo Bay, Afghanistan, and Iraq Department of Justice, Office of Inspector General, May 2008
Human Rights First; Tortured Justice: Using Coerced Evidence to Prosecute Terrorist Suspects (2008)
Human Rights First; Undue Process: An Examination of Detention and Trials of Bagram Detainees in Afghanistan in April 2009 (2009)
Former CIA "Ghost Prisoner" Zubaydah Recognized as "Victim" in Polish Probe of Secret Prison Andy Worthington
1971 births
Living people
Saudi Arabian extrajudicial prisoners of the United States
Detainees of the Guantanamo Bay detention camp
Victims of human rights abuses
Interrogations
Saudi Arabian expatriates in Pakistan
People subject to extraordinary rendition by the United States
Saudi Arabian torture victims
Individuals designated as terrorists by the United States government
People from Riyadh
Saudi Arabian al-Qaeda members |
3118 | https://en.wikipedia.org/wiki/Arithmetic | Arithmetic | Arithmetic () is an elementary part of mathematics that consists of the study of the properties of the traditional operations on numbers—addition, subtraction, multiplication, division, exponentiation, and extraction of roots. In the 19th century, Italian mathematician Giuseppe Peano formalized arithmetic with his Peano axioms, which are highly important to the field of mathematical logic today.
History
The prehistory of arithmetic is limited to a small number of artifacts that may indicate the conception of addition and subtraction; the best-known is the Ishango bone from central Africa, dating from somewhere between 20,000 and 18,000 BC, although its interpretation is disputed.
The earliest written records indicate the Egyptians and Babylonians used all the elementary arithmetic operations: addition, subtraction, multiplication, and division, as early as 2000 BC. These artifacts do not always reveal the specific process used for solving problems, but the characteristics of the particular numeral system strongly influence the complexity of the methods. The hieroglyphic system for Egyptian numerals, like the later Roman numerals, descended from tally marks used for counting. In both cases, this origin resulted in values that used a decimal base but did not include positional notation. Complex calculations with Roman numerals required the assistance of a counting board (or the Roman abacus) to obtain the results.
Early number systems that included positional notation were not decimal; these include the sexagesimal (base 60) system for Babylonian numerals and the vigesimal (base 20) system that defined Maya numerals. Because of the place-value concept, the ability to reuse the same digits for different values contributed to simpler and more efficient methods of calculation.
The continuous historical development of modern arithmetic starts with the Hellenistic period of ancient Greece; it originated much later than the Babylonian and Egyptian examples. Prior to the works of Euclid around 300 BC, Greek studies in mathematics overlapped with philosophical and mystical beliefs. Nicomachus is an example of this viewpoint, using the earlier Pythagorean approach to numbers and their relationships to each other in his work, Introduction to Arithmetic.
Greek numerals were used by Archimedes, Diophantus, and others in a positional notation not very different from modern notation. The ancient Greeks lacked a symbol for zero until the Hellenistic period, and they used three separate sets of symbols as digits: one set for the units place, one for the tens place, and one for the hundreds. For the thousands place, they would reuse the symbols for the units place, and so on. Their addition algorithm was identical to the modern method, and their multiplication algorithm was only slightly different. Their long division algorithm was the same, and the digit-by-digit square root algorithm, popularly used as recently as the 20th century, was known to Archimedes (who may have invented it). He preferred it to Hero's method of successive approximation because, once computed, a digit does not change, and the square roots of perfect squares, such as 7485696, terminate immediately as 2736. For numbers with a fractional part, such as 546.934, they used negative powers of 60 instead of negative powers of 10 for the fractional part 0.934.
The ancient Chinese had advanced arithmetic studies dating from the Shang Dynasty and continuing through the Tang Dynasty, from basic numbers to advanced algebra. The ancient Chinese used a positional notation similar to that of the Greeks. Since they also lacked a symbol for zero, they had one set of symbols for the units place and a second set for the tens place. For the hundreds place, they then reused the symbols for the units place, and so on. Their symbols were based on ancient counting rods. The exact time when the Chinese started calculating with positional representation is unknown, though it is known that the adoption started before 400 BC. The ancient Chinese were the first to meaningfully discover, understand, and apply negative numbers. This is explained in the Nine Chapters on the Mathematical Art (Jiuzhang Suanshu), which was written by Liu Hui and dates back to the 2nd century BC.
The gradual development of the Hindu–Arabic numeral system independently devised the place-value concept and positional notation, which combined the simpler methods for computations with a decimal base and the use of a digit representing 0. This allowed the system to consistently represent both large and small integers—an approach that eventually replaced all other systems. In the early the Indian mathematician Aryabhata incorporated an existing version of this system into his work and experimented with different notations. In the 7th century, Brahmagupta established the use of 0 as a separate number and determined the results for multiplication, division, addition, and subtraction of zero and all other numbers—except for the result of division by zero. His contemporary, the Syriac bishop Severus Sebokht (650 AD) said, "Indians possess a method of calculation that no word can praise enough. Their rational system of mathematics, or of their method of calculation. I mean the system using nine symbols." The Arabs also learned this new method and called it hesab.
Although the Codex Vigilanus described an early form of Arabic numerals (omitting 0) by 976 AD, Leonardo of Pisa (Fibonacci) was primarily responsible for spreading their use throughout Europe after the publication of his book in 1202. He wrote, "The method of the Indians (Latin Modus Indorum) surpasses any known method to compute. It's a marvelous method. They do their computations using nine figures and symbol zero".
In the Middle Ages, arithmetic was one of the seven liberal arts taught in universities.
The flourishing of algebra in the medieval Islamic world, and also in Renaissance Europe, was an outgrowth of the enormous simplification of computation through decimal notation.
Various types of tools have been invented and widely used to assist in numeric calculations. Before Renaissance, they were various types of abaci. More recent examples include slide rules, nomograms and mechanical calculators, such as Pascal's calculator. At present, they have been supplanted by electronic calculators and computers.
Arithmetic operations
The basic arithmetic operations are addition, subtraction, multiplication and division, although arithmetic also includes more advanced operations, such as manipulations of percentages, square roots, exponentiation, logarithmic functions, and even trigonometric functions, in the same vein as logarithms (prosthaphaeresis). Arithmetic expressions must be evaluated according to the intended sequence of operations. There are several methods to specify this, either—most common, together with infix notation—explicitly using parentheses and relying on precedence rules, or using a prefix or postfix notation, which uniquely fix the order of execution by themselves. Any set of objects upon which all four arithmetic operations (except division by zero) can be performed, and where these four operations obey the usual laws (including distributivity), is called a field.
Addition
Addition, denoted by the symbol , is the most basic operation of arithmetic. In its simple form, addition combines two numbers, the addends or terms, into a single number, the sum of the numbers (such as or ).
Adding finitely many numbers can be viewed as repeated simple addition; this procedure is known as summation, a term also used to denote the definition for "adding infinitely many numbers" in an infinite series. Repeated addition of the number 1 is the most basic form of counting; the result of adding is usually called the successor of the original number.
Addition is commutative and associative, so the order in which finitely many terms are added does not matter.
The number has the property that, when added to any number, it yields that same number; so, it is the identity element of addition, or the additive identity.
For every number , there is a number denoted , called the opposite of , such that and . So, the opposite of is the inverse of with respect to addition, or the additive inverse of . For example, the opposite of is , since .
Addition can also be interpreted geometrically, as in the following example.
If we have two sticks of lengths 2 and 5, then, if the sticks are aligned one after the other, the length of the combined stick becomes 7, since .
Subtraction
Subtraction, denoted by the symbol , is the inverse operation to addition. Subtraction finds the difference between two numbers, the minuend minus the subtrahend: Resorting to the previously established addition, this is to say that the difference is the number that, when added to the subtrahend, results in the minuend:
For positive arguments and holds:
If the minuend is larger than the subtrahend, the difference is positive.
If the minuend is smaller than the subtrahend, the difference is negative.
In any case, if minuend and subtrahend are equal, the difference
Subtraction is neither commutative nor associative. For that reason, the construction of this inverse operation in modern algebra is often discarded in favor of introducing the concept of inverse elements (as sketched under ), where subtraction is regarded as adding the additive inverse of the subtrahend to the minuend, that is, . The immediate price of discarding the binary operation of subtraction is the introduction of the (trivial) unary operation, delivering the additive inverse for any given number, and losing the immediate access to the notion of difference, which is potentially misleading when negative arguments are involved.
For any representation of numbers, there are methods for calculating results, some of which are particularly advantageous in exploiting procedures, existing for one operation, by small alterations also for others. For example, digital computers can reuse existing adding-circuitry and save additional circuits for implementing a subtraction, by employing the method of two's complement for representing the additive inverses, which is extremely easy to implement in hardware (negation). The trade-off is the halving of the number range for a fixed word length.
A formerly widespread method to achieve a correct change amount, knowing the due and given amounts, is the counting up method, which does not explicitly generate the value of the difference. Suppose an amount P is given in order to pay the required amount Q, with P greater than Q. Rather than explicitly performing the subtraction P − Q = C and counting out that amount C in change, money is counted out starting with the successor of Q, and continuing in the steps of the currency, until P is reached. Although the amount counted out must equal the result of the subtraction P − Q, the subtraction was never really done and the value of P − Q is not supplied by this method.
Multiplication
Multiplication, denoted by the symbols or , is the second basic operation of arithmetic. Multiplication also combines two numbers into a single number, the product. The two original numbers are called the multiplier and the multiplicand, mostly both are called factors.
Multiplication may be viewed as a scaling operation. If the numbers are imagined as lying in a line, multiplication by a number greater than 1, say x, is the same as stretching everything away from 0 uniformly, in such a way that the number 1 itself is stretched to where x was. Similarly, multiplying by a number less than 1 can be imagined as squeezing towards 0, in such a way that 1 goes to the multiplicand.
Another view on multiplication of integer numbers (extendable to rationals but not very accessible for real numbers) is by considering it as repeated addition. For example. corresponds to either adding times a , or times a , giving the same result. There are different opinions on the advantageousness of these paradigmata in math education.
Multiplication is commutative and associative; further, it is distributive over addition and subtraction. The multiplicative identity is 1, since multiplying any number by 1 yields that same number. The multiplicative inverse for any number except is the reciprocal of this number, because multiplying the reciprocal of any number by the number itself yields the multiplicative identity . is the only number without a multiplicative inverse, and the result of multiplying any number and is again One says that is not contained in the multiplicative group of the numbers.
The product of a and b is written as or . It can also written by simple juxtaposition: ab. In computer programming languages and software packages (in which one can only use characters normally found on a keyboard), it is often written with an asterisk: a * b.
Algorithms implementing the operation of multiplication for various representations of numbers are by far more costly and laborious than those for addition. Those accessible for manual computation either rely on breaking down the factors to single place values and applying repeated addition, or on employing tables or slide rules, thereby mapping multiplication to addition and vice versa. These methods are outdated and are gradually replaced by mobile devices. Computers use diverse sophisticated and highly optimized algorithms, to implement multiplication and division for the various number formats supported in their system.
Division
Division, denoted by the symbols or , is essentially the inverse operation to multiplication. Division finds the quotient of two numbers, the dividend divided by the divisor. Under common rules, dividend divided by zero is undefined. For distinct positive numbers, if the dividend is larger than the divisor, the quotient is greater than 1, otherwise it is less than or equal to 1 (a similar rule applies for negative numbers). The quotient multiplied by the divisor always yields the dividend.
Division is neither commutative nor associative. So as explained in , the construction of the division in modern algebra is discarded in favor of constructing the inverse elements with respect to multiplication, as introduced in . Hence division is the multiplication of the dividend with the reciprocal of the divisor as factors, that is,
Within the natural numbers, there is also a different but related notion called Euclidean division, which outputs two numbers after "dividing" a natural (numerator) by a natural (denominator): first a natural (quotient), and second a natural (remainder) such that and
In some contexts, including computer programming and advanced arithmetic, division is extended with another output for the remainder. This is often treated as a separate operation, the Modulo operation, denoted by the symbol or the word , though sometimes a second output for one "divmod" operation. In either case, Modular arithmetic has a variety of use cases. Different implementations of division (floored, truncated, Euclidean, etc.) correspond with different implementations of modulus.
Fundamental theorem of arithmetic
The fundamental theorem of arithmetic states that any integer greater than 1 has a unique prime factorization (a representation of a number as the product of prime factors), excluding the order of the factors. For example, 252 only has one prime factorization:
252 = 2 × 3 × 7
Euclid's Elements first introduced this theorem, and gave a partial proof (which is called Euclid's lemma). The fundamental theorem of arithmetic was first proven by Carl Friedrich Gauss.
The fundamental theorem of arithmetic is one of the reasons why 1 is not considered a prime number. Other reasons include the sieve of Eratosthenes, and the definition of a prime number itself (a natural number greater than 1 that cannot be formed by multiplying two smaller natural numbers.).
Decimal arithmetic
refers exclusively, in common use, to the written numeral system employing arabic numerals as the digits for a radix 10 ("decimal") positional notation; however, any numeral system based on powers of 10, e.g., Greek, Cyrillic, Roman, or Chinese numerals may conceptually be described as "decimal notation" or "decimal representation".
Modern methods for four fundamental operations (addition, subtraction, multiplication and division) were first devised by Brahmagupta of India. This was known during medieval Europe as "Modus Indorum" or Method of the Indians. Positional notation (also known as "place-value notation") refers to the representation or encoding of numbers using the same symbol for the different orders of magnitude (e.g., the "ones place", "tens place", "hundreds place") and, with a radix point, using those same symbols to represent fractions (e.g., the "tenths place", "hundredths place"). For example, 507.36 denotes 5 hundreds (102), plus 0 tens (101), plus 7 units (100), plus 3 tenths (10−1) plus 6 hundredths (10−2).
The concept of 0 as a number comparable to the other basic digits is essential to this notation, as is the concept of 0's use as a placeholder, and as is the definition of multiplication and addition with 0. The use of 0 as a placeholder and, therefore, the use of a positional notation is first attested to in the Jain text from India entitled the Lokavibhâga, dated 458 AD and it was only in the early 13th century that these concepts, transmitted via the scholarship of the Arabic world, were introduced into Europe by Fibonacci using the Hindu–Arabic numeral system.
Algorism comprises all of the rules for performing arithmetic computations using this type of written numeral. For example, addition produces the sum of two arbitrary numbers. The result is calculated by the repeated addition of single digits from each number that occupies the same position, proceeding from right to left. An addition table with ten rows and ten columns displays all possible values for each sum. If an individual sum exceeds the value 9, the result is represented with two digits. The rightmost digit is the value for the current position, and the result for the subsequent addition of the digits to the left increases by the value of the second (leftmost) digit, which is always one (if not zero). This adjustment is termed a carry of the value 1.
The process for multiplying two arbitrary numbers is similar to the process for addition. A multiplication table with ten rows and ten columns lists the results for each pair of digits. If an individual product of a pair of digits exceeds 9, the carry adjustment increases the result of any subsequent multiplication from digits to the left by a value equal to the second (leftmost) digit, which is any value from (). Additional steps define the final result.
Similar techniques exist for subtraction and division.
The creation of a correct process for multiplication relies on the relationship between values of adjacent digits. The value for any single digit in a numeral depends on its position. Also, each position to the left represents a value ten times larger than the position to the right. In mathematical terms, the exponent for the radix (base) of 10 increases by 1 (to the left) or decreases by 1 (to the right). Therefore, the value for any arbitrary digit is multiplied by a value of the form 10n with integer n. The list of values corresponding to all possible positions for a single digit is written
Repeated multiplication of any value in this list by 10 produces another value in the list. In mathematical terminology, this characteristic is defined as closure, and the previous list is described as . It is the basis for correctly finding the results of multiplication using the previous technique. This outcome is one example of the uses of number theory.
Compound unit arithmetic
Compound unit arithmetic is the application of arithmetic operations to mixed radix quantities such as feet and inches; gallons and pints; pounds, shillings and pence; and so on. Before decimal-based systems of money and units of measure, compound unit arithmetic was widely used in commerce and industry.
Basic arithmetic operations
The techniques used in compound unit arithmetic were developed over many centuries and are well documented in many textbooks in many different languages. In addition to the basic arithmetic functions encountered in decimal arithmetic, compound unit arithmetic employs three more functions:
, in which a compound quantity is reduced to a single quantity—for example, conversion of a distance expressed in yards, feet and inches to one expressed in inches.
, the inverse function to reduction, is the conversion of a quantity that is expressed as a single unit of measure to a compound unit, such as expanding 24 oz to .
is the conversion of a set of compound units to a standard form—for example, rewriting "" as "".
Knowledge of the relationship between the various units of measure, their multiples and their submultiples forms an essential part of compound unit arithmetic.
Principles of compound unit arithmetic
There are two basic approaches to compound unit arithmetic:
where all the compound unit variables are reduced to single unit variables, the calculation performed and the result expanded back to compound units. This approach is suited for automated calculations. A typical example is the handling of time by Microsoft Excel where all time intervals are processed internally as days and decimal fractions of a day.
in which each unit is treated separately and the problem is continuously normalized as the solution develops. This approach, which is widely described in classical texts, is best suited for manual calculations. An example of the ongoing normalization method as applied to addition is shown below.
The addition operation is carried out from right to left; in this case, pence are processed first, then shillings followed by pounds. The numbers below the "answer line" are intermediate results.
The total in the pence column is 25. Since there are 12 pennies in a shilling, 25 is divided by 12 to give 2 with a remainder of 1. The value "1" is then written to the answer row and the value "2" carried forward to the shillings column. This operation is repeated using the values in the shillings column, with the additional step of adding the value that was carried forward from the pennies column. The intermediate total is divided by 20 as there are 20 shillings in a pound. The pound column is then processed, but as pounds are the largest unit that is being considered, no values are carried forward from the pounds column.
For the sake of simplicity, the example chosen did not have farthings.
Operations in practice
During the 19th and 20th centuries various aids were developed to aid the manipulation of compound units, particularly in commercial applications. The most common aids were mechanical tills which were adapted in countries such as the United Kingdom to accommodate pounds, shillings, pence and farthings, and ready reckoners, which are books aimed at traders that catalogued the results of various routine calculations such as the percentages or multiples of various sums of money. One typical booklet that ran to 150 pages tabulated multiples "from one to ten thousand at the various prices from one farthing to one pound".
The cumbersome nature of compound unit arithmetic has been recognized for many years—in 1586, the Flemish mathematician Simon Stevin published a small pamphlet called De Thiende ("the tenth") in which he declared the universal introduction of decimal coinage, measures, and weights to be merely a question of time. In the modern era, many conversion programs, such as that included in the Microsoft Windows 7 operating system calculator, display compound units in a reduced decimal format rather than using an expanded format (e.g., "2.5 ft" is displayed rather than ).
Number theory
Until the 19th century, number theory was a synonym of "arithmetic". The addressed problems were directly related to the basic operations and concerned primality, divisibility, and the solution of equations in integers, such as Fermat's Last Theorem. It appeared that most of these problems, although very elementary to state, are very difficult and may not be solved without very deep mathematics involving concepts and methods from many other branches of mathematics. This led to new branches of number theory such as analytic number theory, algebraic number theory, Diophantine geometry and arithmetic algebraic geometry. Wiles' proof of Fermat's Last Theorem is a typical example of the necessity of sophisticated methods, which go far beyond the classical methods of arithmetic, for solving problems that can be stated in elementary arithmetic.
Arithmetic in education
Primary education in mathematics often places a strong focus on algorithms for the arithmetic of natural numbers, integers, fractions, and decimals (using the decimal place-value system). This study is sometimes known as algorism.
The difficulty and unmotivated appearance of these algorithms has long led educators to question this curriculum, advocating the early teaching of more central and intuitive mathematical ideas. One notable movement in this direction was the New Math of the 1960s and 1970s, which attempted to teach arithmetic in the spirit of axiomatic development from set theory, an echo of the prevailing trend in higher mathematics.
Also, arithmetic was used by Islamic Scholars in order to teach application of the rulings related to Zakat and Irth. This was done in a book entitled The Best of Arithmetic by Abd-al-Fattah-al-Dumyati. The book begins with the foundations of mathematics and proceeds to its application in the later chapters.
See also
Lists of mathematics topics
Outline of arithmetic
Slide rule
Related topics
Addition of natural numbers
Additive inverse
Arithmetic coding
Arithmetic mean
Arithmetic number
Arithmetic progression
Arithmetic properties
Associativity
Commutativity
Distributivity
Elementary arithmetic
Finite field arithmetic
Geometric progression
Integer
List of important publications in mathematics
Lunar arithmetic
Mental calculation
Number line
Plant arithmetic
Notes
References
Cunnington, Susan, The Story of Arithmetic: A Short History of Its Origin and Development, Swan Sonnenschein, London, 1904
Dickson, Leonard Eugene, History of the Theory of Numbers (3 volumes), reprints: Carnegie Institute of Washington, Washington, 1932; Chelsea, New York, 1952, 1966
Euler, Leonhard, Elements of Algebra, Tarquin Press, 2007
Fine, Henry Burchard (1858–1928), The Number System of Algebra Treated Theoretically and Historically, Leach, Shewell & Sanborn, Boston, 1891
Karpinski, Louis Charles (1878–1956), The History of Arithmetic, Rand McNally, Chicago, 1925; reprint: Russell & Russell, New York, 1965
Ore, Øystein, Number Theory and Its History, McGraw–Hill, New York, 1948
Weil, André, Number Theory: An Approach through History, Birkhauser, Boston, 1984; reviewed: Mathematical Reviews 85c:01004
External links
MathWorld article about arithmetic
The New Student's Reference Work/Arithmetic (historical)
The Great Calculation According to the Indians, of Maximus Planudes – an early Western work on arithmetic at Convergence
Mathematics education |
3138 | https://en.wikipedia.org/wiki/Atlanta | Atlanta | Atlanta ( , or ) is the capital and most populous city of the U.S. state of Georgia. It is the seat of Fulton County, although a portion of the city extends into neighboring DeKalb County. With a population of 498,715 living within the city limits, Atlanta is the eighth most populous city in the Southeast and 38th most populous city in the United States according to the 2020 U.S. census. It is the core of the much larger Atlanta metropolitan area, which is home to more than 6.2 million people (2022 estimate), making it the eighth-largest U.S. metropolitan area. Situated among the foothills of the Appalachian Mountains at an elevation of just over above sea level, Atlanta features unique topography that includes rolling hills, lush greenery, and the densest urban tree coverage of any major city in the United States.
Atlanta was originally founded as the terminus of a major state-sponsored railroad, but it soon became the convergence point among several railroads, spurring its rapid growth. The largest was the Western and Atlantic Railroad, from which the name "Atlanta" is derived, signifying the city's growing reputation as a major hub of transportation. During the American Civil War, it served a strategically important role for the Confederacy until it was captured in 1864. The city was almost entirely burned to the ground during General William T. Sherman's March to the Sea. However, the city rebounded dramatically in the post-war period and quickly became a national industrial center and the unofficial capital of the "New South". After World War II, it also became a manufacturing and technology hub. During the 1950s and 1960s, it became a major organizing center of the American Civil Rights Movement, with Martin Luther King Jr., Ralph David Abernathy, and many other locals becoming prominent figures in the movement's leadership. In the modern era, Atlanta has remained a major center of transportation, with Hartsfield-Jackson International Airport becoming the world's busiest airport by passenger traffic in 1998 (a position it has held every year since, except for 2020), with an estimated 93.7 million passengers in 2022.
With a nominal gross domestic product (GDP) of $473 billion in 2021, Atlanta has the eleventh largest economy of cities in the U.S. and the 22nd largest in the world. Its economy is considered diverse, with dominant sectors in industries including transportation, aerospace, logistics, healthcare, news and media operations, film and television production, information technology, finance, and biomedical research and public policy. The gentrification of some of its neighborhoods, initially spurred by the 1996 Summer Olympics, has intensified in the 21st century with the growth of the Atlanta Beltline. This has altered its demographics, politics, aesthetics, and culture.
History
Native American settlements
For thousands of years prior to the arrival of European settlers in North Georgia, the indigenous Creek people and their ancestors inhabited the area. Standing Peachtree, a Creek village where Peachtree Creek flows into the Chattahoochee River, was the closest Native American settlement to what is now Atlanta. Through the early 19th century, European Americans systematically encroached on the Creek of northern Georgia, forcing them out of the area from 1802 to 1825. The Creek were forced to leave the area in 1821, under Indian Removal by the federal government, and European American settlers arrived the following year.
Western and Atlantic Railroad
In 1836, the Georgia General Assembly voted to build the Western and Atlantic Railroad in order to provide a link between the port of Savannah and the Midwest. The initial route was to run southward from Chattanooga to a terminus east of the Chattahoochee River, which would be linked to Savannah. After engineers surveyed various possible locations for the terminus, the "zero milepost" was driven into the ground in what is now Foundry Street, Five Points. When asked in 1837 about the future of the little village, Stephen Harriman Long, the railroad's chief engineer said the place would be good "for one tavern, a blacksmith shop, a grocery store, and nothing else". A year later, the area around the milepost had developed into a settlement, first known as Terminus, and later Thrasherville, after a local merchant who built homes and a general store in the area. By 1842, the town had six buildings and 30 residents and was renamed Marthasville to honor Governor Wilson Lumpkin's daughter Martha. Later, John Edgar Thomson, Chief Engineer of the Georgia Railroad, suggested the town be renamed Atlanta. The residents approved, and the town was incorporated as Atlanta on December 29, 1847.
Civil War
By 1860, Atlanta's population had grown to 9,554. During the American Civil War, the nexus of multiple railroads in Atlanta made the city a strategic hub for the distribution of military supplies.
In 1864, the Union Army moved southward following the capture of Chattanooga and began its invasion of north Georgia. The region surrounding Atlanta was the location of several major army battles, culminating with the Battle of Atlanta and a four-month-long siege of the city by the Union Army under the command of General William Tecumseh Sherman. On September 1, 1864, Confederate General John Bell Hood decided to retreat from Atlanta, and he ordered the destruction of all public buildings and possible assets that could be of use to the Union Army. On the next day, Mayor James Calhoun surrendered Atlanta to the Union Army, and on September 7, Sherman ordered the city's civilian population to evacuate. On November 11, 1864, Sherman prepared for the Union Army's March to the Sea by ordering the destruction of Atlanta's remaining military assets.
Reconstruction and late 19th century
After the Civil War ended in 1865, Atlanta was gradually rebuilt during the Reconstruction era. The work attracted many new residents. Due to the city's superior rail transportation network, the state capital was moved from Milledgeville to Atlanta in 1868. In the 1880 Census, Atlanta had surpassed Savannah as Georgia's largest city.
Beginning in the 1880s, Henry W. Grady, the editor of the Atlanta Constitution newspaper, promoted Atlanta to potential investors as a city of the "New South" that would be based upon a modern economy and less reliant on agriculture. By 1885, the founding of the Georgia School of Technology (now Georgia Tech) and the Atlanta University Center, a consortium of historically Black colleges made up of units for men and women, had established Atlanta as a center for higher education. In 1895, Atlanta hosted the Cotton States and International Exposition, which attracted nearly 800,000 attendees and successfully promoted the New South's development to the world.
20th century
During the first decades of the 20th century, Atlanta enjoyed a period of unprecedented growth. In three decades' time, Atlanta's population tripled as the city limits expanded to include nearby streetcar suburbs. The city's skyline grew taller with the construction of the Equitable, Flatiron, Empire, and Candler buildings. Sweet Auburn emerged as a center of Black commerce. The period was also marked by strife and tragedy. Increased racial tensions led to the Atlanta Race Riot of 1906, when Whites attacked Blacks, leaving at least 27 people dead and over 70 injured, with extensive damage in Black neighborhoods. In 1913, Leo Frank, a Jewish-American factory superintendent, was convicted of the murder of a 13-year-old girl in a highly publicized trial. He was sentenced to death but the governor commuted his sentence to life. An enraged and organized lynch mob took him from jail in 1915 and hanged him in Marietta. The Jewish community in Atlanta and across the country were horrified. On May 21, 1917, the Great Atlanta Fire destroyed 1,938 buildings in what is now the Old Fourth Ward, resulting in one fatality and the displacement of 10,000 people.
On December 15, 1939, Atlanta hosted the premiere of Gone with the Wind, the epic film based on the best-selling novel by Atlanta's Margaret Mitchell. The gala event at Loew's Grand Theatre was attended by the film's legendary producer, David O. Selznick, and the film's stars Clark Gable, Vivien Leigh, and Olivia de Havilland, but Oscar winner Hattie McDaniel, an African-American actress, was barred from the event due to racial segregation laws.
Metropolitan area's growth
Atlanta played a vital role in the Allied effort during World War II due to the city's war-related manufacturing companies, railroad network and military bases. The defense industries attracted thousands of new residents and generated revenues, resulting in rapid population and economic growth. In the 1950s, the city's newly constructed highway system, supported by federal subsidies, allowed middle class Atlantans the ability to relocate to the suburbs. As a result, the city began to make up an ever-smaller proportion of the metropolitan area's population. Georgia Tech's president Blake R. Van Leer played an important role with a goal of making Atlanta the home of the "MIT of the South." In 1946 Georgia Tech secured about $240,000 () annually in sponsored research and purchased an electron microscope for $13,000 (), the first such instrument in the Southeastern United States and one of few in the United States at the time. The Research Building was expanded, and a $300,000 () Westinghouse A-C network calculator was given to Georgia Tech by Georgia Power in 1947. In 1953, Van Leer assisted with helping Lockheed establish a research and development and production line in Marietta. Later in 1955 he helped set up a committee to assist with establishing a nuclear research facility, which would later become the Neely Nuclear Research Center. Van Leer also co-founded Southern Polytechnic State University now absorbed by and made part of Kennesaw State University to help meet the need for technicians after the war. Van Leer was instrumental in making the school and Atlanta the first major research center in the American South. The building that houses Tech's school of Electrical and Computer Engineering bears his name.
Civil Rights movement
African-American veterans returned from World War II seeking full rights in their country and began heightened activism. In exchange for support by that portion of the Black community that could vote, in 1948 the mayor ordered the hiring of the first eight African-American police officers in the city. Much controversy preceded the 1956 Sugar Bowl, when the Pitt Panthers, with African-American fullback Bobby Grier on the roster, met the Georgia Tech Yellow Jackets. There had been controversy over whether Grier should be allowed to play due to his race, and whether Georgia Tech should even play at all due to Georgia's Governor Marvin Griffin's opposition to racial integration. After Griffin publicly sent a telegram to the state's Board of Regents requesting Georgia Tech not to engage in racially integrated events, Georgia Tech's president Blake R. Van Leer rejected the request and threatened to resign. The game went on as planned.
In the 1960s, Atlanta became a major organizing center of the civil rights movement, with Martin Luther King Jr., Ralph David Abernathy, and students from Atlanta's historically Black colleges and universities playing major roles in the movement's leadership. While Atlanta in the postwar years had relatively minimal racial strife compared to other cities, Blacks were limited by discrimination, segregation, and continued disenfranchisement of most voters. In 1961, the city attempted to thwart blockbusting by realtors by erecting road barriers in Cascade Heights, countering the efforts of civic and business leaders to foster Atlanta as the "city too busy to hate."
Desegregation of the public sphere came in stages, with public transportation desegregated by 1959, the restaurant at Rich's department store by 1961, movie theaters by 1963, and public schools by 1973 (nearly 20 years after the US Supreme Court ruled that segregated public schools were unconstitutional).
In 1960, Whites comprised 61.7% of the city's population. During the 1950s–70s, suburbanization and White flight from urban areas led to a significant demographic shift. By 1970, African Americans were the majority of the city's population and exercised their recently enforced voting rights and political influence by electing Atlanta's first Black mayor, Maynard Jackson, in 1973. Under Mayor Jackson's tenure, Atlanta's airport was modernized, strengthening the city's role as a transportation center. The opening of the Georgia World Congress Center in 1976 heralded Atlanta's rise as a convention city. Construction of the city's subway system began in 1975, with rail service commencing in 1979. Despite these improvements, Atlanta lost more than 100,000 residents between 1970 and 1990, over 20% of its population. At the same time, it developed new office space after attracting numerous corporations, with an increasing portion of workers from northern areas.
1996 Summer Olympic games
Atlanta was selected as the site for the 1996 Summer Olympic Games. Following the announcement, the city government undertook several major construction projects to improve Atlanta's parks, sporting venues, and transportation infrastructure; however, for the first time, none of the $1.7 billion cost of the games was governmentally funded. While the games experienced transportation and accommodation problems and, despite extra security precautions, there was the Centennial Olympic Park bombing, the spectacle was a watershed event in Atlanta's history. For the first time in Olympic history, every one of the record 197 national Olympic committees invited to compete sent athletes, sending more than 10,000 contestants participating in a record 271 events. The related projects such as Atlanta's Olympic Legacy Program and civic effort initiated a fundamental transformation of the city in the following decade.
Since the 21st century
During the 2000s, the city of Atlanta underwent a profound physical, cultural, and demographic change. As some of the African American middle and upper classes also began to move to the suburbs, a booming economy drew numerous new migrants from other cities in the United States, who contributed to changes in the city's demographics. African Americans made up a decreasing portion of the population, from a high of 67% in 1990 to 54% in 2010. From 2000 to 2010, Atlanta gained 22,763 white residents, 5,142 Asian residents, and 3,095 Hispanic residents, while the city's Black population decreased by 31,678. Much of the city's demographic change during the decade was driven by young, college-educated professionals: from 2000 to 2009, the three-mile radius surrounding Downtown Atlanta gained 9,722 residents aged 25 to 34 and holding at least a four-year degree, an increase of 61%. This was similar to the tendency in other cities for young, college educated, single or married couples to live in downtown areas.
Between the mid-1990s and 2010, stimulated by funding from the HOPE VI program and under leadership of CEO Renee Lewis Glover (1994–2013), the Atlanta Housing Authority demolished nearly all of its public housing, a total of 17,000 units and about 10% of all housing units in the city. After reserving 2,000 units mostly for elderly, the AHA allowed redevelopment of the sites for mixed-use and mixed-income, higher density developments, with 40% of the units to be reserved for affordable housing. Two-fifths of previous public housing residents attained new housing in such units; the remainder received vouchers to be used at other units, including in suburbs. At the same time, in an effort to change the culture of those receiving subsidized housing, the AHA imposed a requirement for such residents to work (or be enrolled in a genuine, limited-time training program). It is virtually the only housing authority to have created this requirement. To prevent problems, the AHA also gave authority to management of the mixed-income or voucher units to evict tenants who did not comply with the work requirement or who caused behavior problems.
In 2005, the city approved the $2.8 billion BeltLine project. It was intended to convert a disused 22-mile freight railroad loop that surrounds the central city into an art-filled multi-use trail and light rail transit line, which would increase the city's park space by 40%. The project stimulated retail and residential development along the loop, but has been criticized for its adverse effects on some Black communities. In 2013, the project received a federal grant of $18 million to develop the southwest corridor. In September 2019 the James M. Cox Foundation gave $6 Million to the PATH Foundation which will connect the Silver Comet Trail to The Atlanta BeltLine which is expected to be completed by 2022. Upon completion, the total combined interconnected trail distance around Atlanta for The Atlanta BeltLine and Silver Comet Trail will be the longest paved trail surface in the U.S. totaling about .
Atlanta's cultural offerings expanded during the 2000s: the High Museum of Art doubled in size; the Alliance Theatre won a Tony Award; and art galleries were established on the once-industrial Westside. The College Football Hall of Fame relocated to Atlanta and the National Center for Civil and Human Rights museum was constructed. The city of Atlanta was the subject of a massive cyberattack which began in March 2018. In December 2019, Atlanta hosted the Miss Universe 2019 pageant competition. On June 16, 2022, Atlanta was selected as a host city for the 2026 FIFA World Cup.
Geography
Atlanta encompasses , of which is land and is water. The city is situated in the Deep South of the southeastern United States among the foothills of the Appalachian Mountains. At above mean sea level, Atlanta has the highest elevation among major cities east of the Mississippi River. Atlanta straddles the Eastern Continental Divide. Rainwater that falls on the south and east side of the divide flows into the Atlantic Ocean, while rainwater on the north and west side of the divide flows into the Gulf of Mexico. Atlanta developed on a ridge south of the Chattahoochee River, which is part of the ACF River Basin. The river borders the far northwestern edge of the city, and much of its natural habitat has been preserved, in part by the Chattahoochee River National Recreation Area.
Atlanta is 21 miles (33 km) southeast of Marietta, 27 miles (43 km) southwest of Alpharetta, 146 miles (234 km) southwest of Greenville, South Carolina, 147 miles (236 km) east of Birmingham, Alabama, and 245 miles (394 km) southwest of Charlotte, North Carolina.
Atlanta is sometimes called "City of Trees" or "city in a forest", despite having lost approximately of trees between 1973 and 1999.
Cityscape
Most of Atlanta was burned during the American Civil War, depleting the city of a large stock of its historic architecture. Yet architecturally, the city had never been traditionally "southern" because Atlanta originated as a railroad town, rather than a southern seaport dominated by the planter class, such as Savannah or Charleston. Because of its later development, many of the city's landmarks share architectural characteristics with buildings in the Northeast or Midwest, as they were designed at a time of shared national architectural styles.
During the late 20th century, Atlanta embraced the global trend of modern architecture, especially for commercial and institutional structures. Examples include the State of Georgia Building built in 1966, and the Georgia-Pacific Tower in 1982. Many of the most notable examples from this period were designed by world renowned Atlanta architect John Portman. Most of the buildings that define the downtown skyline were designed by Portman during this period, including the Westin Peachtree Plaza and the Atlanta Marriott Marquis. In the latter half of the 1980s, Atlanta became one of the early homes of postmodern buildings that reintroduced classical elements to their designs. Many of Atlanta's tallest skyscrapers were built in this period and style, displaying tapering spires or otherwise ornamented crowns, such as One Atlantic Center (1987), 191 Peachtree Tower (1991), and the Four Seasons Hotel Atlanta (1992). Also completed during the era is the Portman-designed Bank of America Plaza built in 1992. At , it is the tallest building in the city and the 14th-tallest in the United States.
The city's embrace of modern architecture has often translated into an ambivalent approach toward historic preservation, leading to the destruction of many notable architectural landmarks. These include the Equitable Building (1892–1971), Terminal Station (1905–1972), and the Carnegie Library (1902–1977). In the mid-1970s, the Fox Theatre, now a cultural icon of the city, would have met the same fate if not for a grassroots effort to save it. More recently, preservationists may have made some inroads. For example, in 2016 activists convinced the Atlanta City Council not to demolish the Atlanta-Fulton Central Library, the last building designed by noted architect Marcel Breuer.
Atlanta is divided into 242 officially defined neighborhoods. The city contains three major high-rise districts, which form a north–south axis along Peachtree: Downtown, Midtown, and Buckhead. Surrounding these high-density districts are leafy, low-density neighborhoods, most of which are dominated by single-family homes.
Downtown Atlanta contains the most office space in the metro area, much of it occupied by government entities. Downtown is home to the city's sporting venues and many of its tourist attractions. Midtown Atlanta is the city's second-largest business district, containing the offices of many of the region's law firms. Midtown is known for its art institutions, cultural attractions, institutions of higher education, and dense form. Buckhead, the city's uptown district, is north of Downtown and the city's third-largest business district. The district is marked by an urbanized core along Peachtree Road, surrounded by suburban single-family neighborhoods situated among woods and rolling hills.
Surrounding Atlanta's three high-rise districts are the city's low- and medium-density neighborhoods, where the craftsman bungalow single-family home is dominant. The eastside is marked by historic streetcar suburbs, built from the 1890s–1930s as havens for the upper middle class. These neighborhoods, many of which contain their own villages encircled by shaded, architecturally distinct residential streets, include the Victorian Inman Park, Bohemian East Atlanta, and eclectic Old Fourth Ward. On the westside and along the BeltLine on the eastside, former warehouses and factories have been converted into housing, retail space, and art galleries, transforming the once-industrial areas such as West Midtown into model neighborhoods for smart growth, historic rehabilitation, and infill construction.
In southwest Atlanta, neighborhoods closer to downtown originated as streetcar suburbs, including the historic West End, while those farther from downtown retain a postwar suburban layout. These include Collier Heights and Cascade Heights, home to much of the city's affluent African-American population. Northwest Atlanta contains the areas of the city to west of Marietta Boulevard and to the north of Martin Luther King Jr. Drive, including those neighborhoods remote to downtown, such as Riverside, Bolton and Whittier Mill. The latter is one of Atlanta's designated Landmark Historical Neighborhoods. Vine City, though technically Northwest, adjoins the city's Downtown area and has recently been the target of community outreach programs and economic development initiatives.
Gentrification of the city's neighborhoods is one of the more controversial and transformative forces shaping contemporary Atlanta. The gentrification of Atlanta has its origins in the 1970s, after many of Atlanta's neighborhoods had declined and suffered the urban decay that affected other major American cities in the mid-20th century. When neighborhood opposition successfully prevented two freeways from being built through the city's east side in 1975, the area became the starting point for Atlanta's gentrification. After Atlanta was awarded the Olympic games in 1990, gentrification expanded into other parts of the city, stimulated by infrastructure improvements undertaken in preparation for the games. New development post-2000 has been aided by the Atlanta Housing Authority's eradication of the city's public housing. As noted above, it allowed development of these sites for mixed-income housing, requiring developers to reserve a considerable portion for affordable housing units. It has also provided for other former residents to be given vouchers to gain housing in other areas. Construction of the Beltline has stimulated new and related development along its path.
Climate
Under the Köppen classification, Atlanta has a humid subtropical climate (Cfa) with four distinct seasons and generous precipitation year-round, typical for the Upland South; the city is situated in USDA Plant Hardiness Zone 8a, with the northern and western suburbs, as well as part of Midtown transitioning to 7b. Summers are hot and humid, with temperatures somewhat moderated by the city's elevation. Winters are overall mild but variable, occasionally susceptible to snowstorms even if in small quantities on several occasions, unlike the central and southern portions of the state. Warm air from the Gulf of Mexico can bring spring-like highs while strong Arctic air masses can push lows into the teens °F (−7 to −12 °C).
July averages , with high temperatures reaching on an average of 47 days per year, though readings are not seen most years. January averages , with temperatures in the suburbs slightly cooler due largely to the urban heat island effect. Lows at or below freezing can be expected 36 nights annually, but the last occurrences of temperatures below were December 24, 2022, and January 2014, eight years apart. Extremes range from on February 13, 1899 to on June 30, 2012. Average dewpoints in the summer range from in June to in July.
Typical of the southeastern U.S., Atlanta receives abundant rainfall that is evenly distributed throughout the year, though late spring and early fall are somewhat drier. The average annual precipitation is , while snowfall is typically light and rare with a normal of per winter. The heaviest single snowfall occurred on January 23, 1940, with around of snow. However, ice storms usually cause more problems than snowfall does, the most severe occurring on January 7, 1973. Tornadoes are rare in the city itself, but the March 14, 2008 EF2 tornado damaged prominent structures in downtown Atlanta.
Demographics
Population
The 2020 United States census reported that Atlanta had a population of 498,715. The population density was 3,685.45 persons per square mile (1,422.95/km2). The racial makeup of Atlanta (including Hispanics) was 51.0% Black or African American, 40.9% White, 4.2% Asian and 0.3% Native American, and 1.0% from other races. 2.4% of the population reported two or more races. Hispanics of any race made up 6.0% of the city's population. The median income for a household in the city was $66,657. The per capita income for the city was $54,414. 20.2% percent of the population was living below the poverty line.
In the 1920s, the Black population began to grow in Southern metropolitan cities like Atlanta, Birmingham, Houston, and Memphis. The New Great Migration brought an insurgence of African Americans from California and the North to the Atlanta area. It has long been known as a center of African-American political power, education, economic prosperity, and culture, often called a Black mecca. In the 1990s, Atlanta started to experience Black flight to its suburbs. A massive influx of African Americans were moving to the suburbs primarily seeking a lower cost of living or better public schools. The African American share of Atlanta's population is the fastest declining of any racial group. From 2000 to 2020, the city's African American population shrank from 61% of the city's population in 2000 to 47% in 2020, as the city's overall population increased. Blacks made up nine percent of new Atlanta residents between 2010 and 2020. Atlanta is also home to a sizable foreign-born Black population.
With many notable investments occurring in Atlanta initiated by the 1996 Olympics, the White population of Atlanta began to rebound after several decades of white flight to Atlanta's suburbs. Between 2000 and 2020, the proportion of Whites in the city had strong growth. In two decades, Atlanta's White population grew from 33% to 39% of the city's population. Whites made up the majority of new Atlanta residents between 2010 and 2020.
The Hispanic and Latino populations in Atlanta and metro Atlanta are growing strong. The largest Hispanic ancestries in Atlanta are Mexican, Puerto Rican and Cuban. There is a growing presence of Mexicans throughout the 10-county region. Mexicans are also concentrated along the Buford Highway and I-85 corridor, first noted in the 1990 census, have expanded and now extend well into Gwinnett County. Metro Atlanta has the 19th largest Hispanic population in the country. The Atlanta area also has a fast growing Asian American population. Most Asians in Atlanta are of Indian, Vietnamese, Chinese, Korean, Filipino, Pakistani and Japanese descent.
Early immigrants in the Atlanta area were mostly Jews and Greeks. Since 1970, the Hispanic immigrant population, especially Mexicans, has experienced the most rapid growth, particularly in Gwinnett, Cobb, and DeKalb counties. Since 2010, the Atlanta area has seen very notable growth with immigrants from India, China, South Korea, and Jamaica. Other notable countries immigrants come from are Vietnam, Eritrea, Nigeria, the Arabian gulf, Ukraine and Poland. Within a few decades, and in keeping with national trends, immigrants from England, Ireland, and German-speaking central Europe were no longer the majority of Atlanta's foreign-born population. The city's Italians included immigrants from northern Italy, many of whom had been in Atlanta since the 1890s; more recent arrivals from southern Italy; and Sephardic Jews from the Isle of Rhodes, which Italy had seized from Turkey in 1912.
Of the total population five years and older, 83.3% spoke only English at home, while 8.8% spoke Spanish, 3.9% another Indo-European language, and 2.8% an Asian language. 7.3% of Atlantans were born abroad (86th in the US). Atlanta's dialect has traditionally been a variation of Southern American English. The Chattahoochee River long formed a border between the Coastal Southern and Southern Appalachian dialects. Because of the development of corporate headquarters in the region, attracting migrants from other areas of the country, by 2003, Atlanta magazine concluded that Atlanta had become significantly "de-Southernized". A Southern accent was considered a handicap in some circumstances. In general, Southern accents are less prevalent among residents of the city and inner suburbs and among younger people; they are more common in the outer suburbs and among older people. At the same time, some residents of the city speak in Southern variations of African-American English.
Sexual orientation and gender identity
Atlanta has a thriving and diverse lesbian, gay, bisexual, and transgender (LGBT) community. According to a survey by the Williams Institute, Atlanta ranked third among major American cities, behind San Francisco and slightly behind Seattle, with 12.8% of the city's total population identifying as LGB. The Midtown and Cheshire Bridge areas have historically been the epicenters of LGBT culture in Atlanta. Atlanta formed a reputation for being a place of tolerance after former mayor Ivan Allen Jr. dubbed it "the city too busy to hate" in the 1960s (referring to racial relations). Atlanta has consistently scored 100% on the Human Rights Campaign's Municipal Equality Index that measures how inclusive a city's laws, policies and services are for LGBT people who live and work there.
Religion
Religion in Atlanta, while historically centered on Protestant Christianity, now encompasses many faiths, as a result of the city and metro area's increasingly international population. Some 63% of residents identified as some type of Protestant according to the Pew Research Center in 2014, but in recent decades the Catholic Church has increased in numbers and influence because of new migrants to the region. Metro Atlanta also has numerous ethnic or national Christian congregations, including Korean and Indian churches. Per the Public Religion Research Institute in 2020, overall, 73% of the population identify with some tradition or denomination of Christianity; despite continuing religious diversification, historically African American Protestant churches continue prevalence in the whole metropolitan area alongside historic Black Catholic churches. The larger non-Christian faiths according to both studies are Judaism, Islam, and Hinduism. Overall, there are over 1,000 places of worship within Atlanta.
Economy
With a GDP of $385 billion, the Atlanta metropolitan area's economy is the 11th-largest in the country and the 22nd-largest in the world. Corporate operations play a major role in Atlanta's economy, as the city claims the nation's third-largest concentration of Fortune 500 companies (tied for third with Chicago). It also hosts the global headquarters of several corporations such as The Coca-Cola Company, The Home Depot, Delta Air Lines, Arby's, AT&T Mobility, Georgia-Pacific, Chick-fil-A, Church's Chicken, Dunkin Donuts, Norfolk Southern Railway, Mercedes-Benz USA, NAPA Auto Parts, Papa Johns, Porsche AG, Newell Brands, Marble Slab Creamery, and UPS. Over 75% of Fortune 1000 companies conduct business operations in the city's metro area, and the region hosts offices of over 1,250 multinational corporations. Many corporations are drawn to the city by its educated workforce; , 45% of adults aged 25 or older residing in the city have at least four-year college degrees, compared to the national average of 28%.
Atlanta started as a railroad town, and logistics has been a major component of the city's economy to this day. Atlanta serves as an important rail junction and contains major classification yards for Norfolk Southern and CSX. Since its construction in the 1950s, Hartsfield–Jackson Atlanta International Airport (ATL) has served as a key engine of the city's economic growth. Delta Air Lines, the city's largest employer and the metro area's third-largest, operates the world's largest airline hub at Hartsfield-Jackson, and it has helped make it the world's busiest airport, in terms of both passenger traffic and aircraft operations. Partly due to the airport, Atlanta has been also a hub for diplomatic missions; , the city contains 26 consulates general, the seventh-highest concentration of diplomatic missions in the US.
Broadcasting is also an important aspect of Atlanta's economy. In the 1980s, media mogul Ted Turner founded the Cable News Network (CNN), Turner Network Television (TNT), HLN (HLN), Turner Classic Movies (TCM), Cartoon Network (CN), TruTV (truTV) and the Turner Broadcasting System (TBS) in the city. Around the same time, Cox Enterprises, now the nation's third-largest cable television service and the publisher of over a dozen American newspapers, moved its headquarters to the city. Notable sports networks headquartered in Atlanta include Warner Bros. Discovery Sports, NBA TV, Bally Sports South, and Bally Sports Southeast. The Weather Channel is also based just outside of the city in suburban Cobb County.
Information technology (IT) has become an increasingly important part of Atlanta's economic output, earning the city the nickname the "Silicon peach". , Atlanta contains the fourth-largest concentration of IT jobs in the US, numbering 85,000+. The city is also ranked as the sixth fastest-growing for IT jobs, with an employment growth of 4.8% in 2012 and a three-year growth near 9%, or 16,000 jobs. Companies are drawn to Atlanta's lower costs and educated workforce.
Recently, Atlanta has been the center for film and television production, largely because of the Georgia Entertainment Industry Investment Act, which awards qualified productions a transferable income tax credit of 20% of all in-state costs for film and television investments of $500,000 or more. Film and television production facilities based in Atlanta include Turner Studios, Pinewood Atlanta Studios, Tyler Perry Studios, Williams Street Productions, and the EUE/Screen Gems soundstages. Film and television production injected $9.5 billion into Georgia's economy in 2017, with Atlanta garnering most of the projects. Atlanta has emerged as the all-time most popular destination for film production in the United States and one of the 10 most popular destinations globally.
Compared to other American cities, Atlanta's economy in the past had been disproportionately affected by the 2008 financial crisis and the subsequent recession, with the city's economy being ranked 68th among 100 American cities in a September 2014 report due to an elevated unemployment rate, declining real income levels, and a depressed housing market. From 2010 to 2011, Atlanta saw a 0.9% contraction in employment and plateauing income growth at 0.4%. Although unemployment had decreased to 7% by late 2014, this was still higher than the national unemployment rate of 5.8% Atlanta's housing market has also struggled, with home prices dropping by 2.1% in January 2012, reaching levels not seen since 1996. Compared with a year earlier, the average home price in Atlanta plummeted to 17.3% in February 2012, thus becoming the largest annual drop in the history of the index for any American or global city. The decline in home prices prompted some economists to deem Atlanta the worst housing market in the nation at the height of the depression. Nevertheless, the city's real estate market has resurged since 2012, so much median home value and rent growth significantly outpaced the national average by 2018, thanks to a rapidly-growing regional economy.
Arts and culture
Atlanta is noted for its lack of Southern culture. This is due to a large population of migrants from other parts of the U.S., in addition to many recent immigrants to the U.S. who have made the metropolitan area their home, establishing Atlanta as the cultural and economic hub of an increasingly multi-cultural metropolitan area. This unique cultural combination reveals itself in the arts district of Midtown, the quirky neighborhoods on the city's eastside, and the multi-ethnic enclaves found along Buford Highway.
Arts and theater
Atlanta is one of few United States cities with permanent, professional, and resident companies in all major performing arts disciplines: opera (Atlanta Opera), ballet (Atlanta Ballet), orchestral music (Atlanta Symphony Orchestra), and theater (the Alliance Theatre). Atlanta attracts many touring Broadway acts, concerts, shows, and exhibitions catering to a variety of interests. Atlanta's performing arts district is concentrated in Midtown Atlanta at the Woodruff Arts Center, which is home to the Atlanta Symphony Orchestra and the Alliance Theatre. The city frequently hosts touring Broadway acts, especially at The Fox Theatre, a historic landmark among the highest-grossing theaters of its size.
As a national center for the arts, Atlanta is home to significant art museums and institutions. The renowned High Museum of Art is arguably the South's leading art museum. The Museum of Design Atlanta (MODA) and the SCAD FASH Museum of Fashion + Film are the only such museums in the Southeast. Contemporary art museums include the Atlanta Contemporary Art Center and the Museum of Contemporary Art of Georgia. Institutions of higher education contribute to Atlanta's art scene, with the Savannah College of Art and Design's Atlanta campus providing the city's arts community with a steady stream of curators, and Emory University's Michael C. Carlos Museum containing the largest collection of ancient art in the Southeast. In nearby Athens is the Georgia Museum of Art that is associated with the University of Georgia and is both an academic museum and the official art museum of the state of Georgia.
Atlanta has become one of the U.S.'s best cities for street art in recent years. It is home to Living Walls, an annual street art conference and the Outerspace Project, an annual event series that merges public art, live music, design, action sports, and culture. Examples of street art in Atlanta can be found on the Atlanta Street Art Map.
Music
Atlanta has played a major or contributing role in the development of various genres of American music at different points in the city's history. Beginning as early as the 1920s, Atlanta emerged as a center for country music, which was brought to the city by migrants from Appalachia. During the countercultural 1960s, Atlanta hosted the Atlanta International Pop Festival, with the 1969 festival taking place more than a month before Woodstock and featuring many of the same bands. The city was also a center for Southern rock during its 1970s heyday: the Allman Brothers Band's hit instrumental "Hot 'Lanta" is an ode to the city, while Lynyrd Skynyrd's famous live rendition of "Free Bird" was recorded at the Fox Theatre in 1976, with lead singer Ronnie Van Zant directing the band to "play it pretty for Atlanta". During the 1980s, Atlanta had an active punk rock scene centered on two of the city's music venues, 688 Club and the Metroplex, and Atlanta famously played host to the Sex Pistols' first U.S. show, which was performed at the Great Southeastern Music Hall.
The 1990s saw the city produce major mainstream acts across many different musical genres. Country music artist Travis Tritt, and R&B sensations Xscape, TLC, Usher and Toni Braxton, were just some of the musicians who call Atlanta home. The city also gave birth to Atlanta hip hop, a sub-genre that gained relevance and success with the introduction of the home-grown Atlantans known as Outkast, along with other Dungeon Family artists such as Organized Noize and Goodie Mob; however, it was not until the 2000s that Atlanta moved "from the margins to becoming hip-hop's center of gravity with another sub-genre called Crunk, part of a larger shift in hip-hop innovation to the South and East". Trap music is another sub-genre of hip-hop that started in the Atlanta area. In the 2000s, Atlanta was recognized by the Brooklyn-based Vice magazine for its indie rock scene, which revolves around the various live music venues found on the city's alternative eastside. To facilitate further local development, the state government provides qualified businesses and productions a 15% transferable income tax credit for in-state costs of music investments.
Film and television
As the national leader for motion picture and television production, and a top ten global leader, Atlanta plays a significant role in the entertainment industry. Atlanta is also considered a hub for filmmakers of color and houses Tyler Perry Studios (first African-American owned major studio) and Areu Bros. Studios (first Latino-American owned major studio). Atlanta doubles for other parts of the world and fictional settlements in blockbuster productions, among them the newer titles from The Fast and the Furious franchise and Marvel features such as Ant-Man (2015), Captain America: Civil War (2016), Black Panther and Avengers: Infinity War (both 2018). On the other hand, Gone With the Wind (1939), Smokey and the Bandit (1977), Sharky's Machine (1981), The Slugger's Wife (1985), Driving Miss Daisy (1989), ATL (2006), Ride Along (2014) and Baby Driver (2017) are among several notable examples of films actually set in Atlanta. It was announced in 2022 a film about the 1956 Sugar Bowl and Atlanta riots would be produced here.
The city also provides the backdrop for shows such as Ozark, Watchmen, The Walking Dead, Stranger Things, Love is Blind, Star, Dolly Parton's Heartstrings, The Outsider, The Vampire Diaries, The Real Housewives of Atlanta, Love & Hip Hop Atlanta and Atlanta, in addition to a myriad of animated and reality television programming.
Festivals
Atlanta's festival season stretches from January through November.
Atlanta has more festivals than any city in the southeastern United States.
Some notable festivals in Atlanta include Shaky Knees Music Festival, Dragon Con, the Peachtree Road Race, Music Midtown, the Atlanta Film Festival, National Black Arts Festival, Honda Battle of the Bands, Festival Peachtree Latino, Atlanta Pride, the neighborhood festivals in Inman Park, Atkins Park, Virginia-Highland (Summerfest), and the Little Five Points Halloween festival.
Tourism
, Atlanta is the seventh-most visited city in the United States, with over 35 million visitors per year. Although the most popular attraction among visitors to Atlanta is the Georgia Aquarium, and until 2012, the world's largest indoor aquarium, Atlanta's tourism industry is mostly driven by the city's history museums and outdoor attractions. Atlanta contains a notable number of historical museums and sites, including the Martin Luther King Jr. National Historical Park, which includes the preserved childhood home of Dr. Martin Luther King Jr., as well as his final resting place; the Atlanta Cyclorama & Civil War Museum, which houses a massive painting and diorama in-the-round, with a rotating central audience platform, depicting the Battle of Atlanta in the Civil War; the World of Coca-Cola, featuring the history of the world-famous soft drink brand and its well-known advertising; the College Football Hall of Fame, which honors college football and its athletes; the National Center for Civil and Human Rights, which explores the civil rights movement and its connection to contemporary human rights movements throughout the world; the Carter Center and Presidential Library, housing U.S. President Jimmy Carter's papers and other material relating to the Carter administration and the Carter family's life; and the Margaret Mitchell House and Museum, where Mitchell wrote the best-selling novel Gone with the Wind.
Atlanta contains several outdoor attractions. The Atlanta Botanical Garden, adjacent to Piedmont Park, is home to the Kendeda Canopy Walk, a skywalk that allows visitors to tour one of the city's last remaining urban forests from above the ground. The Canopy Walk is the only canopy-level pathway of its kind in the United States. Zoo Atlanta, in Grant Park, accommodates over 1,300 animals representing more than 220 species. Home to the nation's largest collections of gorillas and orangutans, the zoo is one of only four zoos in the U.S. to house giant pandas. Festivals showcasing arts and crafts, film, and music, including the Atlanta Dogwood Festival, the Atlanta Film Festival, and Music Midtown, respectively, are also popular with tourists.
Tourists are drawn to the city's culinary scene, which comprises a mix of urban establishments garnering national attention, ethnic restaurants serving cuisine from every corner of the world, and traditional eateries specializing in Southern dining. Since the turn of the 21st century, Atlanta has emerged as a sophisticated restaurant town. Many restaurants opened in the city's gentrifying neighborhoods have received praise at the national level, including Bocado, Bacchanalia, and Miller Union in West Midtown, Empire State South in Midtown, and Two Urban Licks and Rathbun's on the east side. In 2011, The New York Times characterized Empire State South and Miller Union as reflecting "a new kind of sophisticated Southern sensibility centered on the farm but experienced in the city". Visitors seeking to sample international Atlanta are directed to Buford Highway, the city's international corridor, and suburban Gwinnett County. There, the nearly-million immigrants that make Atlanta home have established various authentic ethnic restaurants representing virtually every nationality on the globe. For traditional Southern fare, one of the city's most famous establishments is The Varsity, a long-lived fast food chain and the world's largest drive-in restaurant. Mary Mac's Tea Room and Paschal's are more formal destinations for Southern food.
Cuisine
Atlanta is best known for its barbecue, hamburgers, Southern fried chicken, and lemon pepper wings. Buford Highway is home to many ethnic cuisines such as Mexican and Asian foods.
Sports
Sports are an important part of the culture of Atlanta. The city is home to professional franchises for four major team sports: the Atlanta Braves of Major League Baseball, the Atlanta Hawks of the National Basketball Association, the Atlanta Falcons of the National Football League, and Atlanta United FC of Major League Soccer. In addition, many of the city's universities participate in collegiate sports. The city also regularly hosts international, professional, and collegiate sporting events.
The Braves moved to Atlanta in 1966. Originally established as the Boston Red Stockings in 1871, they are the oldest continually operating professional sports franchise in the United States. The Braves franchise overall has won eighteen National League pennants and four World Series championships in three different cities, with their first in 1914 as the Boston Braves, in 1957 as the Milwaukee Braves, and in 1995 and 2021 as the Atlanta Braves. The 1995 title occurred during an unprecedented run of 14 straight divisional championships from 1991 to 2005. The team plays at Truist Park, having moved from Turner Field for the 2017 season. The new stadium is outside the city limits, located northwest of downtown in the Cumberland/Galleria area of Cobb County.
The Atlanta Falcons have played in Atlanta since their inception in 1966. The team plays its home games at Mercedes-Benz Stadium, having moved from the Georgia Dome in 2017. The Falcons have won the division title six times (1980, 1998, 2004, 2010, 2012, 2016) and the NFC championship in 1998 and 2016. They have been unsuccessful in both of their Super Bowl trips, losing to the Denver Broncos in Super Bowl XXXIII in 1999 and to the New England Patriots in Super Bowl LI in 2017, the largest comeback in Super Bowl history. In 2019, Atlanta also briefly hosted an Alliance of American Football team, the Atlanta Legends, but the league was suspended during its first season and the team folded.
The Atlanta Hawks were founded in 1946 as the Tri-Cities Blackhawks, playing in Moline, Illinois. They moved to Atlanta from St. Louis in 1968 and play their games in State Farm Arena. The Atlanta Dream of the Women's National Basketball Association shared an arena with the Hawks for most of their existence; however the WNBA team moved to a smaller arena in the southern Atlanta suburb of College Park in 2021.
Professional soccer has been played in some form in Atlanta since 1967. Atlanta's first professional soccer team was the Atlanta Chiefs of the original North American Soccer League which won the 1968 NASL Championship and defeated English first division club Manchester City F.C. twice in international friendlies. In 1998 the Atlanta Silverbacks were formed, playing the new North American Soccer League. They now play as an amateur club in the National Premier Soccer League. In 2017, Atlanta United FC began play as Atlanta's first premier-division professional soccer club since the Chiefs. They won MLS Cup 2018, defeating the Portland Timbers 2–0. Fan reception has been very positive; the team has broken several single-game and season attendance records for both MLS and the U.S. Open Cup. The club is estimated by Forbes to be the most valuable club in Major League Soccer.
In ice hockey, Atlanta has had two National Hockey League franchises, both of which relocated to a city in Canada after playing in Atlanta for fewer than 15 years. The Atlanta Flames (now the Calgary Flames) played from 1972 to 1980, and the Atlanta Thrashers (now the Winnipeg Jets) played from 1999 to 2011. The Atlanta Gladiators, a minor league hockey team in the ECHL, have played in the Atlanta suburb of Duluth since 2003.
The ASUN Conference moved its headquarters to Atlanta in 2019.
Several other, less popular sports also have professional franchises in Atlanta. The Georgia Swarm compete in the National Lacrosse League. In Rugby union, on September 21, 2018, Major League Rugby announced that Atlanta was one of the expansion teams joining the league for the 2020 season named Rugby ATL. while in Rugby league, on March 31, 2021, Atlanta Rhinos left the USA Rugby League and turned fully professional for the first time, joining the new North American Rugby League.
Atlanta has long been known as the "capital" of college football in America. It is home to four-time national champion Georgia Tech Yellow Jackets football and the Georgia State Panthers. Also, Atlanta is within a few hours driving distance of many of the universities that make up the Southeastern Conference, college football's most profitable and popular conference, and annually hosts the SEC Championship Game. Other annual college football events include the Aflac Kickoff Game, the Celebration Bowl, the MEAC/SWAC Challenge, and the Chick-fil-A Peach Bowl which is one of College Football's major New Year's Six Bowl games and a College Football Playoff bowl. Atlanta additionally hosted the 2018 College Football Playoff National Championship and will be the host city again in 2025.
Atlanta regularly hosts a variety of sporting events. Most famous was the Centennial 1996 Summer Olympics. The city has hosted the Super Bowl three times: Super Bowl XXVIII in 1994, Super Bowl XXXIV in 2000, and Super Bowl LIII in 2019. In professional golf, The Tour Championship, the final PGA Tour event of the season, is played annually at East Lake Golf Club. In 2001 and 2011, Atlanta hosted the PGA Championship, one of the four major championships in men's professional golf, at the Atlanta Athletic Club. In 2011, Atlanta hosted professional wrestling's annual WrestleMania. In soccer, Atlanta has hosted numerous international friendlies and CONCACAF Gold Cup matches. The city has hosted the NCAA Final Four Men's Basketball Championship five times, most recently in 2020. Atlanta will serve as one of the eleven US host cities for the 2026 FIFA World Cup. Every summer, Atlanta hosts the Atlanta Open, a men's professional tennis tournament.
Running is a popular local sport, and the city declares itself to be "Running City USA". The city hosts the Peachtree Road Race, the world's largest race, annually on Independence Day. Atlanta also hosts the nation's largest Thanksgiving day half marathon, which starts and ends at Center Parc Stadium. The Atlanta Marathon, which starts and ends at Centennial Olympic Park, routes through many of the city's historic landmarks, and its 2020 running will coincide with the U.S. Olympic marathon trials for the 2020 Summer Olympics.
Parks and recreation
Atlanta's 343 parks, nature preserves, and gardens cover , which amounts to only 5.6% of the city's total acreage, compared to the national average of just over 10%. However, 64% of Atlantans live within a 10-minute walk of a park, a percentage equal to the national average. In its 2013 ParkScore ranking, The Trust for Public Land reported that among the park systems of the 50 most populous U.S. cities, Atlanta's park system received a ranking of 31. Piedmont Park, in Midtown, is Atlanta's most iconic green space. The park, which underwent a major renovation and expansion in recent years, attracts visitors from across the region and hosts cultural events throughout the year. Other notable city parks include Centennial Olympic Park, a legacy of the 1996 Summer Olympics that forms the centerpiece of the city's tourist district; Woodruff Park, which anchors the campus of Georgia State University; Grant Park, home to Zoo Atlanta; Chastain Park, which houses an amphitheater used for live music concerts; and the under construction Westside Park at Bellwood Quarry, the 280-acre green space and reservoir project slated to become the city's largest park when fully complete in the 2020s. The Chattahoochee River National Recreation Area, in the northwestern corner of the city, preserves a stretch of the river for public recreation opportunities.
The Atlanta Botanical Garden, adjacent to Piedmont Park, contains formal gardens, including a Japanese garden and a rose garden, woodland areas, and a conservatory that includes indoor exhibits of plants from tropical rainforests and deserts. The BeltLine, a former rail corridor that forms a loop around Atlanta's core, has been transformed into a series of parks, connected by a multi-use trail, increasing Atlanta's park space by 40%.
Atlanta offers resources and opportunities for amateur and participatory sports and recreation. Golf and tennis are popular in Atlanta, and the city contains six public golf courses and 182 tennis courts. Facilities along the Chattahoochee River cater to watersports enthusiasts, providing the opportunity for kayaking, canoeing, fishing, boating, or tubing. The city's only skate park, a facility that offers bowls, curbs, and smooth-rolling concrete mounds, is at Historic Fourth Ward Park.
Government
Atlanta is governed by a mayor and the 15-member Atlanta City Council. The city council consists of one member from each of the city's 12 districts and three at-large members. The mayor may veto a bill passed by the council, but the council can override the veto with a two-thirds majority. The mayor of Atlanta is Andre Dickens, a Democrat elected on a nonpartisan ballot whose first term in office began on January 3, 2022. Every mayor elected since 1973 has been Black. In 2001, Shirley Franklin became the first woman to be elected mayor of Atlanta, and the first African-American woman to serve as mayor of a major Southern city. Atlanta city politics suffered from a notorious reputation for corruption during the 1990s administration of Mayor Bill Campbell, who was convicted by a federal jury in 2006 on three counts of tax evasion in connection with gambling winnings during trips he took with city contractors.
As the state capital, Atlanta is the site of most of Georgia's state government. The Georgia State Capitol building, located downtown, houses the offices of the governor, lieutenant governor and secretary of state, as well as the General Assembly. The Governor's Mansion is in a residential section of Buckhead. Atlanta serves as the regional hub for many arms of the federal bureaucracy, including the Federal Reserve Bank of Atlanta and the Centers for Disease Control and Prevention (CDC). The City of Atlanta annexed the CDC into its territory effective January 1, 2018. Atlanta also plays an important role in the federal judiciary system, containing the United States Court of Appeals for the Eleventh Circuit and the United States District Court for the Northern District of Georgia.
Historically, Atlanta has been a stronghold for the Democratic Party. Although municipal elections are officially nonpartisan, nearly all of the city's elected officials are registered Democrats. The city is split among 14 state house districts and four state senate districts, all held by Democrats. At the federal level, Atlanta is split between three congressional districts. Most of the city is in the 5th district, represented by Democrat Nikema Williams. Much of southern Atlanta is in the 13th district, represented by Democrat David Scott. A small portion in the north is in the 11th district, represented by Republican Barry Loudermilk.
Atlanta Police Department is responsible for security in the city. Georgia National Guard is also based here.
Education
Tertiary education
Due to more than 15 colleges and universities in Atlanta, it is considered one of the nation's largest hubs for higher education.
The Georgia Institute of Technology is a prominent public research university in Midtown. It offers highly ranked degree programs in engineering, analytics, design, industrial management, the sciences, business, and architecture.
Georgia State University is a major public research university in Downtown Atlanta; it is the largest in student population of the 29 public colleges and universities in the University System of Georgia and is a significant contributor to the revitalization of the city's central business district.
Atlanta is home to nationally renowned private colleges and universities, most notably Emory University, a leading liberal arts and research institution that operates Emory Healthcare, the largest health care system in Georgia. The City of Atlanta annexed Emory into its territory effective January 1, 2018.
The Atlanta University Center is also in the city; it is the oldest and largest contiguous consortium of historically Black colleges in the nation, comprising Spelman College, Clark Atlanta University, Morehouse College, and Morehouse School of Medicine. Atlanta contains a campus of the Savannah College of Art and Design, a private art and design university that has proven to be a major factor in the recent growth of Atlanta's visual art community. Atlanta also boasts American Bar Association accredited law schools: Atlanta's John Marshall Law School, Emory University School of Law, and Georgia State University College of Law.
The University of Georgia's Terry College of Business operates a satellite campus in Atlanta's Buckhead district, a major financial center in the city. This location facilitates Executive and Professional MBA programs plus executive education offerings. The Buckhead campus also serves as a hub where Terry students, alumni, faculty, and staff can engage with the business community.
The Atlanta Regional Council of Higher Education (ARCHE) is dedicated to strengthening synergy among 19 public and private colleges and universities in the Atlanta region. Participating Atlanta region colleges and universities partner on joint-degree programs, cross-registration, library services, and cultural events.
Primary and secondary education
Approximately 49,000 students are enrolled in 106 schools in Atlanta Public Schools (APS), some of which are operated as charter schools. Atlanta is served by many private schools including, without limitation, Atlanta Jewish Academy, Atlanta International School, The Westminster Schools, Pace Academy, The Lovett School, The Paideia School, Holy Innocents' Episcopal School and Roman Catholic parochial schools operated by the Archdiocese of Atlanta.
In 2018 the City of Atlanta annexed a portion of DeKalb County containing the Centers for Disease Control and Emory University; this portion will be zoned to the DeKalb County School District until 2024, when it will transition into APS. In 2017 the number of children living in the annexed territory who attended public schools was nine.
Media
The primary network-affiliated television stations in Atlanta are WXIA-TV 11 (NBC), WANF 46 (CBS), WSB-TV 2 (ABC), and WAGA-TV 5 (Fox). Other major commercial stations include WPXA-TV 14 (Ion), WPCH-TV 17, (CW), WUVG-TV 34 (Univision/UniMás), WUPA 69 (Ind.), and WATL 36 (MyNetworkTV). WPXA-TV, WUVG-TV and WAGA-TV are network O&O's. The Atlanta metropolitan area is served by two public television stations (both PBS member stations), and two public radio stations. WGTV 8 is the flagship station of the statewide Georgia Public Television network, while WABE-TV is owned by Atlanta Public Schools. Georgia Public Radio is listener-funded and comprises one NPR member station, WABE, a classical music station also operated by Atlanta Public Schools. The second public radio, listener-funded NPR member station is WCLK, a jazz music station owned and operated by Clark Atlanta University.
Atlanta is served by The Atlanta Journal-Constitution, its only major daily newspaper with wide distribution. The Atlanta Journal-Constitution is the result of a 1950 merger between The Atlanta Journal and The Atlanta Constitution, with staff consolidation occurring in 1982 and separate publication of the morning Constitution and afternoon Journal ceasing in 2001. Alternative weekly newspapers include Creative Loafing, which has a weekly print circulation of 80,000. Atlanta Daily World is the oldest Black newspaper in Atlanta and one of the earliest and most influential Black newspapers in American history. Atlanta magazine is a monthly general-interest magazine based in and covering Atlanta.
Infrastructure
Transportation
Atlanta's transportation infrastructure comprises a complex network that includes a heavy rail rapid transit system, a light rail streetcar loop, a multi-county bus system, Amtrak service via the Crescent, multiple freight train lines, an Interstate Highway System, several airports, including the world's busiest, and over of bike paths.
Atlanta has a network of freeways that radiate out from the city, and automobiles are the dominant means of transportation in the region. Three major interstate highways converge in Atlanta: I-20 (east-west), I-75 (northwest-southeast), and I-85 (northeast-southwest). The latter two combine in the middle of the city to form the Downtown Connector (I-75/85), which carries more than 340,000 vehicles per day and is one of the most congested segments of interstate highway in the United States. Atlanta is mostly encircled by Interstate 285, a beltway locally known as "the Perimeter" that has come to mark the boundary between "Inside the Perimeter" (ITP), the city and close-in suburbs, and "Outside the Perimeter" (OTP), the outer suburbs and exurbs. The heavy reliance on automobiles for transportation in Atlanta has resulted in traffic, commute, and air pollution rates that rank among the worst in the country. The City of Atlanta has a higher than average percentage of households without a car. In 2015, 15.2 percent of Atlanta households lacked a car, and increased slightly to 16.4 percent in 2016. The national average is 8.7 percent in 2016. Atlanta averaged 1.31 cars per household in 2016, compared to a national average of 1.8.
The Metropolitan Atlanta Rapid Transit Authority (MARTA) provides public transportation in the form of buses, heavy rail, and a downtown light rail loop. Notwithstanding heavy automotive usage in Atlanta, the city's subway system is the eighth busiest in the country. MARTA rail lines connect key destinations, such as the airport, Downtown, Midtown, Buckhead, and Perimeter Center. However, significant destinations, such as Emory University and Cumberland, remain unserved. As a result, a 2011 Brookings Institution study placed Atlanta 91st of 100 metro areas for transit accessibility. Emory University operates its Cliff shuttle buses with 200,000 boardings per month, while private minibuses supply Buford Highway. Amtrak, the national rail passenger system, provides service to Atlanta via the Crescent train (New York–New Orleans), which stops at Peachtree Station. In 2014, the Atlanta Streetcar opened to the public. The streetcar's line, which is also known as the Downtown Loop, runs around the downtown tourist areas of Peachtree Center, Centennial Olympic Park, the Martin Luther King Jr. National Historical Park, and Sweet Auburn. The Atlanta Streetcar line is also being expanded on in the coming years to include a wider range of Atlanta's neighborhoods and important places of interest, with a total of over of track in the plan.
Hartsfield–Jackson Atlanta International Airport is the world's busiest airport as measured by passenger traffic and aircraft traffic. The facility offers air service to over 150 U.S. destinations and more than 75 international destinations in 50 countries, with over 2,500 arrivals and departures daily. Delta Air Lines maintains its largest hub at the airport. Situated () south of downtown, the airport covers most of the land inside a wedge formed by Interstate 75, Interstate 85, and Interstate 285.
Cycling is a growing mode of transportation in Atlanta, more than doubling since 2009, when it comprised 1.1% of all commutes (up from 0.3% in 2000). Although Atlanta's lack of bike lanes and hilly topography may deter many residents from cycling, the city's transportation plan calls for the construction of of bike lanes by 2020, with the BeltLine helping to achieve this goal. In 2012, Atlanta's first "bike track" was constructed on 10th Street in Midtown. The two lane bike track runs from Monroe Drive west to Charles Allen Drive, with connections to the Beltline and Piedmont Park. Starting in June 2016, Atlanta received a bike sharing program, known as Relay Bike Share, with 100 bikes in Downtown and Midtown, which expanded to 500 bikes at 65 stations as of April 2017.
According to the 2016 American Community Survey (five-year average), 68.6% of working city of Atlanta residents commuted by driving alone, 7% carpooled, 10% used public transportation, and 4.6% walked. About 2.1% used all other forms of transportation, including taxi, bicycle, and motorcycle. About 7.6% worked at home.
The city has also become one of a handful of "scooter capitals", where companies like Lime and Bird have gained a major foothold by placing electric scooters on street corners and byways.
Emergency services
The city is served by the Atlanta Police Department (APD) , which numbers 2,000 officers and oversaw a 40% decrease in the city's crime rate between 2001 and 2009. In 2012, Forbes ranked Atlanta as the 6th most dangerous American city but by 2023 the city dropped out of its top 10.Despite some improvement in crime, street gangs have continued to plague the city since the 1980s. In 2022, there was a 200% increase in gang-related charges in the city. In 2023, it was estimated that about 1,000 gangs in the Atlanta area were responsible for at least 70% of all crime including identity theft, credit card fraud, and human trafficking. The Georgia Bureau of Investigation Gang Task Force in partnership with the APD is leading efforts in dismantling gang activity and arresting culprits.
The Atlanta Fire Rescue Department provides fire protection and first responder emergency medical services to the city from its 35 fire stations. In 2017, AFRD responded to over 100,000 calls for service over a coverage area of . The department also protects Hartsfield–Jackson with five fire stations on the property, serving over 1 million passengers from over 100 countries. The department protects over 3000 high-rise buildings, of the rapid rail system, and of interstate highway.
Emergency ambulance services are provided to city residents by hospital-based Grady EMS (Fulton County), and American Medical Response (DeKalb County).
Atlanta in January 2017 declared the city was a "welcoming city" and "will remain open and welcoming to all". Nonetheless, Atlanta does not consider itself to be a "sanctuary city". Atlanta Mayor Keisha Lance Bottoms said: "Our city does not support ICE. We don't have a relationship with the U.S. Marshal[s] Service. We closed our detention center to ICE detainees, and we would not pick up people on an immigration violation."
Notable people
Tree canopy
Atlanta has a reputation as a "city in a forest" due to an abundance of trees that is rare among major cities. The city's main street is named after a tree, and beyond the Downtown, Midtown, and Buckhead business districts, the skyline gives way to a dense canopy of woods that spreads into the suburbs. The city is home to the Atlanta Dogwood Festival, an annual arts and crafts festival held one weekend during early April, when the native dogwoods are in bloom. The nickname is factually accurate, as vegetation covers 47.9% of the city as of 2017, the highest among all major American cities, and well above the national average of 27%. Atlanta's tree coverage does not go unnoticed—it was the main reason cited by National Geographic in naming Atlanta a "Place of a Lifetime".
The city's lush tree canopy, which filters out pollutants and cools sidewalks and buildings, has increasingly been under assault from man and nature due to heavy rains, drought, aged forests, new pests, and urban construction. A 2001 study found Atlanta's heavy tree cover declined from 48% in 1974 to 38% in 1996. Community organizations and the city government are addressing the problem. Trees Atlanta, a non-profit organization founded in 1985, has planted and distributed over 113,000 shade trees in the city, and Atlanta's government has awarded $130,000 in grants to neighborhood groups to plant trees. Fees are additionally imposed on developers that remove trees on their property per a citywide ordinance, active since 1993.
Sister cities
Atlanta's sister cities are:
Montego Bay, Jamaica (1972)
Rio de Janeiro, Brazil (1972)
Lagos, Nigeria (1974)
Toulouse, France (1974)
Newcastle upon Tyne, England, UK (1977)
Taipei, Taiwan (1979)
Daegu, South Korea (1981)
Brussels, Belgium (1983)
Port of Spain, Trinidad and Tobago (1987)
Tbilisi, Georgia (1988)
Olympia, Greece (1994)
Bucharest, Romania (1994)
Cotonou, Benin (1995)
Salcedo, Dominican Republic (1996)
Torrejon de Ardoz, Spain (1996)
Nuremberg, Germany (1998)
Ra'anana, Israel (2000)
Addis Ababa, Ethiopia (2004)
Fukuoka, Japan (2005)
Sassari, Italy (2020)
See also
Cities and metropolitan areas of the United States
USS Atlanta, 5 ships
Notes
References
Further reading
Atlanta and Environs: A Chronicle of Its People and Events: Years of Change and Challenge, 1940–1976 by Franklin M. Garrett, Harold H. Martin
Darlene R. Roth and Andy Ambrose. Metropolitan Frontiers: A Short History of Atlanta. Atlanta: Longstreet Press, 1996. An overview of the city's history with an emphasis on its growth.
Sjoquist, Dave (ed.) The Atlanta Paradox. New York: Russell Sage Foundation. 2000.
Stone, Clarence. Regime Politics: Governing Atlanta, 1946–1988. University Press of Kansas. 1989.
Elise Reid Boylston. Atlanta: Its Lore, Legends and Laughter. Doraville: privately printed, 1968. Many anecdotes about the history of the city.
Frederick Allen. Atlanta Rising. Atlanta: Longstreet Press, 1996. A detailed history of Atlanta from 1946 to 1996, with much about City Councilman, later Mayor, William B. Hartsfield's work in making Atlanta a major air transport hub, and about the civil rights movement as it affected (and was affected by) Atlanta.
External links
Official city website
Atlanta Department of Watershed Management
Atlanta Police Department
Atlanta Convention and Visitors Bureau
Atlanta entry in the New Georgia Encyclopedia
Atlanta Historic Newspapers Archive from the Digital Library of Georgia
Atlanta History Photograph Collection from the Atlanta History Center
Atlanta, Georgia, a National Park Service Discover Our Shared Heritage Travel Itinerary
Scientific American, "The Atlanta Exposition", October 22, 1881, pp. 257
Cities in Georgia (U.S. state)
Cities in DeKalb County, Georgia
Cities in Fulton County, Georgia
1837 establishments in Georgia (U.S. state)
Cities in the Atlanta metropolitan area
County seats in Georgia (U.S. state)
Municipalities in Georgia (U.S. state)
Populated places established in 1837
Georgia populated places on the Chattahoochee River |
3144 | https://en.wikipedia.org/wiki/A%20Doll%27s%20House | A Doll's House | A Doll's House (Danish and ; also translated as A Doll House) is a three-act play written by Norwegian playwright Henrik Ibsen. It premiered at the Royal Theatre in Copenhagen, Denmark, on 21 December 1879, having been published earlier that month. The play is set in a Norwegian town circa 1879.
The play concerns the fate of a married woman, who at the time in Norway lacked reasonable opportunities for self-fulfillment in a male-dominated world, despite the fact that Ibsen denied it was his intent to write a feminist play. It was a great sensation at the time, and caused a "storm of outraged controversy" that went beyond the theatre to the world of newspapers and society.
In 2006, the centennial of Ibsen's death, A Doll's House held the distinction of being the world's most performed play that year. UNESCO has inscribed Ibsen's autographed manuscripts of A Doll's House on the Memory of the World Register in 2001, in recognition of their historical value.
The title of the play is most commonly translated as A Doll's House, though some scholars use A Doll House. John Simon says that A Doll's House is "the British term for what [Americans] call a 'dollhouse. Egil Törnqvist says of the alternative title: "Rather than being superior to the traditional rendering, it simply sounds more idiomatic to Americans."
List of characters
Nora Helmer – wife of Torvald, mother of three, is living out the ideal of the 19th-century wife.
Torvald Helmer – Nora's husband, a newly promoted bank manager, professes to be enamoured of his wife but their marriage stifles her.
Dr. Rank – a rich family friend (named "Peter Rank" in Michael Meyer's translation). He is terminally ill, and it is implied that his "tuberculosis of the spine" originates from a venereal disease contracted by his father.
Kristine Linde (sometimes spelled Christine in English translations) – Nora's old school friend, widowed, is seeking employment. She was in a relationship with Krogstad prior to the play's setting.
Nils Krogstad – an employee at Torvald's bank, a single father, he is pushed to desperation. A supposed scoundrel, he is revealed to be a long-lost lover of Kristine.
The Children – Nora and Torvald's children: Ivar, Bobby, and Emmy (in order of age).
Anne Marie – Nora's former nanny, who gave up her own daughter to "strangers" when she became, as she says, the only mother Nora knew. She now cares for Nora's children.
Helene – the Helmers' maid.
The Porter – delivers a Christmas tree to the Helmer household at the beginning of the play.
Synopsis
Act One
The play opens at Christmas time as Nora Helmer enters her home carrying many packages. Nora's husband Torvald is working in his study when she arrives. He playfully rebukes her for spending so much money on Christmas gifts, calling her his "little squirrel." He teases her about how the previous year she had spent weeks making gifts and ornaments by hand because money was scarce. This year Torvald is due a promotion at the bank where he works, so Nora feels that they can let themselves go a little. The maid announces two visitors: Mrs. Kristine Linde, an old friend of Nora's, who has come seeking employment; and Dr. Rank, a close friend of the family, who is let into the study. Kristine has had a difficult few years, ever since her husband died leaving her with no money or children. Nora says that things have not been easy for them either: Torvald became sick, and they had to travel to Italy so he could recover. Kristine explains that when her mother was ill she had to take care of her brothers, but now that they are grown she feels her life is "unspeakably empty." Nora promises to talk to Torvald about finding her a job. Kristine gently tells Nora that she is like a child. Nora is offended, so she tells her that she got money from "some admirer" so they could travel to Italy to improve Torvald's health. She told Torvald that her father gave her the money, but in fact she illegally borrowed it without his knowledge (women were forbidden from conducting financial activities such as signing checks without a man's endorsement). Since then, she has been secretly working and saving up to pay off the loan.
Krogstad, a lower-level employee at Torvald's bank, arrives and goes into the study. Nora is clearly uneasy when she sees him. Dr. Rank leaves the study and mentions that he feels wretched, though like everyone he wants to go on living. In contrast to his physical illness, he says that the man in the study, Krogstad, is "morally diseased."
After the meeting with Krogstad, Torvald comes out of the study. Nora asks him if he can give Kristine a position at the bank and Torvald is very positive, saying that this is a fortunate moment, as a position has just become available. Torvald, Kristine, and Dr. Rank leave the house, leaving Nora alone. The nanny returns with the children and Nora plays with them for a while until Krogstad creeps through the ajar door into the living room and surprises her. Krogstad tells Nora that Torvald intends to fire him from the bank and asks her to intercede with Torvald to allow him to keep his job. She refuses, and Krogstad blackmails her about the loan she took out for the trip to Italy; he knows that she obtained this loan by forging her father's signature after his death. Krogstad leaves and when Torvald returns, Nora tries to convince him not to fire Krogstad. Torvald refuses to hear her pleas, explaining that Krogstad is a liar and a hypocrite and that years before he had committed a crime: he forged other people's signatures. Torvald feels physically ill in the presence of a man "poisoning his own children with lies and dissimulation."
Act Two
Kristine arrives to help Nora repair a dress for a costume function that she and Torvald plan to attend the next day. Torvald returns from the bank, and Nora pleads with him to reinstate Krogstad, claiming she is worried Krogstad will publish libelous articles about Torvald and ruin his career. Torvald dismisses her fears and explains that, although Krogstad is a good worker and seems to have turned his life around, he must be fired because he is too familiar around Torvald in front of other bank personnel. Torvald then retires to his study to work.
Dr. Rank, the family friend, arrives. Nora asks him for a favor, but Rank responds by revealing that he has entered the terminal stage of his disease and that he has always been secretly in love with her. Nora tries to deny the first revelation and make light of it but is more disturbed by his declaration of love. She then clumsily attempts to tell him that she is not in love with him, but loves him dearly as a friend.
Having been fired by Torvald, Krogstad arrives at the house. Nora convinces Dr. Rank to go into Torvald's study so he will not see Krogstad. When Krogstad confronts Nora, he declares that he no longer cares about the remaining balance of Nora's loan, but that he will instead preserve the associated bond to blackmail Torvald into not only keeping him employed but also promoting him. Nora explains that she has done her best to persuade her husband, but he refuses to change his mind. Krogstad informs Nora that he has written a letter detailing her crime (forging her father's signature of surety on the bond) and put it in Torvald's mailbox, which is locked.
Nora tells Kristine of her difficult situation, gives her Krogstad's card with his address, and asks her to try to convince him to relent.
Torvald enters and tries to retrieve his mail, but Nora distracts him by begging him to help her with the dance she has been rehearsing for the costume party, feigning anxiety about performing. She dances so badly and acts so childishly that Torvald agrees to spend the whole evening coaching her. When the others go to dinner, Nora stays behind for a few minutes and contemplates killing herself.
Act Three
Kristine tells Krogstad that she only married her husband because she had no other means to support her sick mother and young siblings and that she has returned to offer him her love again. She believes that he would not have stooped to unethical behavior if he had not been devastated by her abandonment and in dire financial straits. Krogstad changes his mind and offers to take back his letter from Torvald. However, Kristine decides that Torvald should know the truth for the sake of his and Nora's marriage.
After Torvald literally drags Nora home from the party, Rank follows them. They chat for a while, with Dr. Rank conveying obliquely to Nora that this is a final goodbye, as he has determined that his death is near. Dr. Rank leaves, and Torvald retrieves his letters. As he reads them, Nora prepares to run away for good, but Torvald confronts her with Krogstad's letter. Enraged, he declares that she is now completely in Krogstad's power; she must yield to Krogstad's demands and keep quiet about the whole affair. He berates Nora, calling her a dishonest and immoral woman and telling her that she is unfit to raise their children. He says that from now on their marriage will be only a matter of appearances.
A maid enters, delivering a letter to Nora. The letter is from Krogstad, yet Torvald demands to read the letter and takes it from Nora. Torvald exults that he is saved, as Krogstad has returned the incriminating bond, which Torvald immediately burns along with Krogstad's letters. He takes back his harsh words to his wife and tells her that he forgives her. Nora realizes that her husband is not the strong and gallant man she thought he was and that he truly loves himself more than he does Nora.
Torvald explains that when a man has forgiven his wife, it makes him love her all the more since it reminds him that she is totally dependent on him, like a child. He preserves his peace of mind by thinking of the incident as a mere mistake that she made owing to her foolishness, one of her most endearing feminine traits.
Nora tells Torvald that she is leaving him, and in a confrontational scene expresses her sense of betrayal and disillusionment. She says he has never loved her and they have become strangers to each other. She feels betrayed by his response to the scandal involving Krogstad, and she says she must get away to understand herself. She says that she has been treated like a doll to play with for her whole life, first by her father and then by him. Torvald insists that she fulfill her duty as a wife and mother, but Nora says that she has duties to herself that are just as important, and that she cannot be a good mother or wife without learning to be more than a plaything. She reveals that she had expected that he would want to sacrifice his reputation for hers and that she had planned to kill herself to prevent him from doing so. She now realizes that Torvald is not at all the kind of person she had believed him to be and that their marriage has been based on mutual fantasies and misunderstandings.
Nora leaves her keys and wedding ring; Torvald breaks down and begins to cry, baffled by what has happened. After Nora leaves the room, Torvald, for one second, still has a sense of hope, and exclaims to himself "The most wonderful thing of all—?", just before the door downstairs is heard closing.
Alternative ending
Ibsen's German agent felt that the original ending would not play well in German theatres. In addition, copyright laws of the time would not preserve Ibsen's original work. Therefore, for it to be considered acceptable, and prevent the translator from altering his work, Ibsen was forced to write an alternative ending for the German premiere. In this ending, Nora is led to her children after having argued with Torvald. Seeing them, she collapses, and as the curtain is brought down, it is implied that she stays. Ibsen later called the ending a disgrace to the original play and referred to it as a "barbaric outrage". Virtually all productions today use the original ending, as do nearly all of the film versions of the play.
Composition and publication
Real-life inspiration
A Doll's House was based on the life of Laura Kieler (maiden name Laura Smith Petersen), a good friend of Ibsen. Much that happened between Nora and Torvald happened to Laura and her husband, Victor. Similar to the events in the play, Laura signed an illegal loan to save her husband's life – in this case, to find a cure for his tuberculosis. She wrote to Ibsen, asking for his recommendation of her work to his publisher, thinking that the sales of her book would repay her debt. At his refusal, she forged a check for the money. At this point she was found out. In real life, when Victor discovered about Laura's secret loan, he divorced her and had her committed to an asylum. Two years later, she returned to her husband and children at his urging, and she went on to become a well-known Danish author, living to the age of 83.
Ibsen wrote A Doll's House when Laura Kieler had been committed to the asylum. The fate of this friend of the family shook him deeply, perhaps also because Laura had asked him to intervene at a crucial point in the scandal, which he did not feel able or willing to do. Instead, he turned this life situation into an aesthetically shaped, successful drama. In the play, Nora leaves Torvald with head held high, though facing an uncertain future given the limitations single women faced in the society of the time.
Kieler eventually rebounded from the shame of the scandal and had her own successful writing career while remaining discontented with sole recognition as "Ibsen's Nora" years afterwards.
Composition
Ibsen started thinking about the play around May 1878, although he did not begin its first draft until a year later, having reflected on the themes and characters in the intervening period (he visualised its protagonist, Nora, for instance, as having approached him one day wearing "a blue woolen dress"). He outlined his conception of the play as a "modern tragedy" in a note written in Rome on 19 October 1878. "A woman cannot be herself in modern society," he argues, since it is "an exclusively male society, with laws made by men and with prosecutors and judges who assess feminine conduct from a masculine standpoint!"
Publication
Ibsen sent a fair copy of the completed play to his publisher on 15 September 1879. It was first published in Copenhagen on 4 December 1879, in an edition of 8,000 copies that sold out within a month; a second edition of 3,000 copies followed on 4 January 1880, and a third edition of 2,500 was issued on 8 March.
Production history
A Doll's House received its world premiere on 21 December 1879 at the Royal Theatre in Copenhagen, with Betty Hennings as Nora, Emil Poulsen as Torvald, and Peter Jerndorff as Dr. Rank. Writing for the Norwegian newspaper Folkets Avis, the critic Erik Bøgh admired Ibsen's originality and technical mastery: "Not a single declamatory phrase, no high dramatics, no drop of blood, not even a tear." Every performance of its run was sold out. Another production opened at the Royal Theatre in Stockholm, on 8 January 1880, while productions in Christiania (with Johanne Juell as Nora and Arnoldus Reimers as Torvald) and Bergen followed shortly after.
In Germany, the actress Hedwig Niemann-Raabe refused to perform the play as written, declaring, "I would never leave my children!" Since the playwright's wishes were not protected by copyright, Ibsen decided to avoid the danger of being rewritten by a lesser dramatist by committing what he called a "barbaric outrage" on his play himself and giving it an alternative ending in which Nora did not leave. A production of this version opened in Flensburg in February 1880. This version was also played in Hamburg, Dresden, Hanover, and Berlin, although, in the wake of protests and a lack of success, Niemann-Raabe eventually restored the original ending. Another production of the original version, some rehearsals of which Ibsen attended, opened on 3 March 1880 at the Residenz Theatre in Munich.
In Great Britain, the only way in which the play was initially allowed to be given in London was in an adaptation by Henry Arthur Jones and Henry Herman called Breaking a Butterfly. This adaptation was produced at the Princess Theatre, 3 March 1884. Writing in 1896 in his book The Foundations of a National Drama, Jones says: "A rough translation from the German version of A Doll's House was put into my hands, and I was told that if it could be turned into a sympathetic play, a ready opening would be found for it on the London boards. I knew nothing of Ibsen, but I knew a great deal of Robertson and H. J. Byron. From these circumstances came the adaptation called Breaking a Butterfly." H.L. Mencken writes that it was A Doll's House "denaturized and dephlogisticated. … Toward the middle of the action Ibsen was thrown to the fishes, and Nora was saved from suicide, rebellion, flight and immorality by making a faithful old clerk steal her fateful promissory note from Krogstad's desk. … The curtain fell upon a happy home."
Before 1899 there were two private productions of the play in London (in its original form as Ibsen wrote it). In 1886 the first production in England took place at Eleanor Marx's lodgings in London and featured her as Nora and her friend George Bernard Shaw in the role of Krogstad; both were champions of Ibsen. The first public British production of the play in its regular form opened on 7 June 1889 at the Novelty Theatre, starring Janet Achurch as Nora and Charles Charrington as Torvald. Achurch played Nora again for a 7-day run in 1897. Soon after its London premiere, Achurch brought the play to Australia in 1889.
The play was first seen in America in 1883 in Louisville, Kentucky; Helena Modjeska acted Nora. The play made its Broadway premiere at the Palmer's Theatre on 21 December 1889, starring Beatrice Cameron as Nora Helmer. It was first performed in France in 1894. Other productions in the United States include one in 1902 starring Minnie Maddern Fiske, a 1937 adaptation with acting script by Thornton Wilder and starring Ruth Gordon, a 1971 production starring Claire Bloom, and a 1997 production starring Janet McTeer.
A new translation by Zinnie Harris at the Donmar Warehouse, starring Gillian Anderson, Toby Stephens, Anton Lesser, Tara FitzGerald and Christopher Eccleston opened in May 2009.
The play was performed by 24/6: A Jewish Theater Company in March 2011, one of their early performances following their December 2010 lower Manhattan launch.
In August 2013, Young Vic, London, Great Britain, produced a new adaptation of A Doll's House directed by Carrie Cracknell based on the English language version by Simon Stephens. In September 2014, in partnership with Brisbane Festival, La Boite located in Brisbane, Australia, hosted an adaptation of A Doll's House written by Lally Katz and directed by Stephen Mitchell Wright. In June 2015, Space Arts Centre in London staged an adaptation of A Doll's House featuring the discarded alternate ending. 'Manaveli' Toronto staged a Tamil version of A Doll's House (ஒரு பொம்மையின் வீடு) on 30 June 2018, translated and directed by Mr P Vikneswaran. The drama was very well received by the Tamil Community in Toronto and was staged again a few months later. The same stage play was filmed at the beginning of 2019 and screened in Toronto on 4 May 2019. The film was received with very good reviews and the artists were hailed for their performance. Arrangements were made to screen the film, ஒரு பொம்மையின் வீடு, in London, at Safari Cinema Harrow, on 7 July 2019. From September 2019 to October 2019 the Lyric Hammersmith in London hosted a new adaptation of the play by Tanika Gupta who moved the setting of the play to colonial India. Though the plot largely remained unchanged, the protagonists were renamed Tom and Niru Helmer and a conversation was added regarding the British oppression of the Indian public. One significant shift was the lack of a slamming door at the end of the play. They also published a pack of teaching materials which includes extracts from the adapted play script.
A production of A Doll's House by The Jamie Lloyd Company starring Jessica Chastain was scheduled to play at the Playhouse Theatre in London in the summer of 2020. Due to the COVID-19 pandemic, the play was postponed to a later date. In November 2022, it was announced that the production would instead premiere on Broadway at the Hudson Theatre. It began previews on February 13, 2023 and officially opened on March 9, then ran until June 10. It starred Chastain, Arian Moayed, Michael Patrick Thornton, and Okieriete Onaodowan.
Analysis and criticism
A Doll's House questions the traditional roles of men and women in 19th-century marriage. To many 19th-century Europeans, this was scandalous. The covenant of marriage was considered holy, and to portray it as Ibsen did was controversial. However, the Irish playwright George Bernard Shaw found Ibsen's willingness to examine society without prejudice exhilarating.
The Swedish playwright August Strindberg criticised the play in his volume of essays and short stories Getting Married (1884). Strindberg questioned Nora's walking out and leaving her children behind with a man that she herself disapproved of so much that she would not remain with him. Strindberg also considers that Nora's involvement with an illegal financial fraud that involved Nora forging a signature, all done behind her husband's back, and then Nora's lying to her husband regarding Krogstad's blackmail, are serious crimes that should raise questions at the end of the play, when Nora is moralistically judging her husband. And Strindberg points out that Nora's complaint that she and Torvald "have never exchanged one serious word about serious things," is contradicted by the discussions that occur in act one and two.
The reasons Nora leaves her husband are complex, and various details are hinted at throughout the play. In the last scene, she tells her husband she has been "greatly wronged" by his disparaging and condescending treatment of her, and his attitude towards her in their marriage – as though she were his "doll wife" — and the children in turn have become her "dolls," leading her to doubt her own qualifications to raise her children. She is troubled by her husband's behavior in regard to the scandal of the loaned money. She does not love her husband, she feels they are strangers, she feels completely confused, and suggests that her issues are shared by many women. George Bernard Shaw suggests that she left to begin "a journey in search of self-respect and apprenticeship to life," and that her revolt is "the end of a chapter of human history."
Michael Meyer argued that the play's theme is not women's rights, but rather "the need of every individual to find out the kind of person he or she really is and to strive to become that person." In a speech given to the Norwegian Association for Women's Rights in 1898, Ibsen insisted that he "must disclaim the honor of having consciously worked for the women's rights movement," since he wrote "without any conscious thought of making propaganda," his task having been "the description of humanity." However, the play is associated with feminism, as Miriam Schneir includes it in her anthology Feminism: The Essential Historical Writings, labelling it as one of the essential feminist works.
Because of the departure from traditional behavior and theatrical convention involved in Nora's leaving home, her act of slamming the door as she leaves has come to represent the play itself. In Iconoclasts (1905), James Huneker noted "That slammed door reverberated across the roof of the world."
Adaptations
Film
A Doll's House has been adapted for the cinema on many occasions, including:
The 1922 lost silent film A Doll's House starring Alla Nazimova as Nora.
The 1923 German silent film Nora directed by Berthold Viertel. Nora was played by Olga Chekhova, who was born Olga Knipper, and was the niece and namesake of Anton Chekhov’s wife. She was also Mikhail Chekhov's wife.
The 1943 Argentine film Casa de muñecas starring Delia Garcés, which modernizes the story and uses the alternative ending.
The 1944 German film Nora directed by Harald Braun which retells the story in line with Nazi ideology on the place of women, resolving it with Nora in the home.
The 1954 Mexican film Casa de muñecas, directed by Alfredo B. Crevenna and starring Marga López, Ernesto Alonso and Miguel Torruco, sets the story in modern-day Mexico, adds a flashback framing device, turns Dr. Rank (renamed Dr. Eduardo Anguiano and played by Alonso, who gets second billing) into Nora's doomed suitor and savior, changes Nora's motivation for leaving her house, and adds a happy ending the following Christmas Eve.
Two film versions were released in 1973: A Doll's House directed by Joseph Losey starring Jane Fonda, David Warner and Trevor Howard; and A Doll's House directed by Patrick Garland starring Claire Bloom, Anthony Hopkins, and Ralph Richardson.
Dariush Mehrjui's 1992 film Sara is based on A Doll's House, with the plot transferred to Iran. Sara, played by Niki Karimi, is the Nora of Ibsen's play.
In 2012, the Young Vic theatre in London released a short film titled Nora with Hattie Morahan portraying what a modern-day Nora might look like.
In 2016, there were plans for a modernized adaptation starring Ben Kingsley as Doctor Rank and Michele Martin as Nora.
Television
The 1959 adaptation was a live version for American TV directed by George Schaefer. This version featured Julie Harris, Christopher Plummer, Hume Cronyn, Eileen Heckart and Jason Robards.
In 1973, Norwegian TV produced an adaptation of A Doll's House titled Et dukkehjem directed by Arild Brinchmann and starring Lise Fjeldstad as Nora Helmer.
A 1974 West German television adaptation titled was directed by Rainer Werner Fassbinder and starred Margit Carstensen in the title role.
In 1992, David Thacker directed a British television adaptation with Juliet Stevenson, Trevor Eve and David Calder.
Radio
A Lux Radio Theatre production on 6 June 1938 starred Joan Crawford as Nora and Basil Rathbone as Torvald.
A later version by the Theatre Guild on the Air on 19 January 1947 featured Rathbone again as Torvald with Dorothy McGuire as Nora.
In 2012, BBC Radio 3 broadcast an adaptation by Tanika Gupta transposing the setting to India in 1879, where Nora (renamed 'Niru') is an Indian woman married to Torvald (renamed 'Tom'), an English man working for the British Colonial Administration in Calcutta. This production starred Indira Varma as Niru and Toby Stephens as Tom.
Re-staging
In 1989, film and stage director Ingmar Bergman staged and published a shortened reworking of the play, now entitled Nora, which entirely omitted the characters of the servants and the children, focusing more on the power struggle between Nora and Torvald. It was widely viewed as downplaying the feminist themes of Ibsen's original. The first staging of it in New York was reviewed by the Times as heightening the play's melodramatic aspects. The Los Angeles Times stated that "Nora shores up A Doll's House in some areas but weakens it in others."
Lucas Hnath wrote A Doll's House, Part 2 as a follow-up about Nora 15 years later.
In 2017, performance artist Cherdonna Shinatra wrote and starred in a reworking of the play titled "Cherdonna's Doll House" under the direction of Ali Mohamed el-Gasseir. The production was staged at 12th Avenue Arts through Washington Ensemble Theatre. Brendan Kiley of The Seattle Times described it as a "triple-decker satire" in which "Cherdonna’s version of Ibsen’s play about femininity turns into a kind of memoir about Kuehner’s neither-here-nor-there career identity."
The Citizens' Theatre in Glasgow have performed Nora: A Doll's House by Stef Smith, a radical re-working of the play, with three actors playing Nora, simultaneously taking place in 1918, 1968 and 2018. The production later transferred to the Young Vic in London.
Dottok-e-Log (Doll's House), adapted and directed by Kashif Hussain, was performed in the Balochi language at the National Academy of Performing Arts on 30 and 31 March 2019.
Novels
In 2019, memoirist, journalist and professor Wendy Swallow published Searching for Nora: After the Doll's House. Swallow's historical novel tells the story of Nora Helmer's life from the moment in December 1879 that Nora walks out on her husband and young children at the close of A Doll's House. Swallow draws from her research into Ibsen's play and iconic protagonist, the realities of the time, and the 19th-century Norwegian emigration to America, following Nora as she first struggles to survive in Kristiania (today's Oslo) and then travels by boat, train and wagon to a new home in the western prairie of Minnesota.
Dance
Stina Quagebeur's ballet Nora for the English National Ballet premiered in 2019, with Crystal Costa as Nora and Jeffrey Cirio as Torvald, set to Philip Glass's Tirol Concerto for Piano and Orchestra.
Citations
General and cited sources
Dukore, Bernard F., ed. 1974. Dramatic Theory and Criticism: Greeks to Grotowski. Florence, KY: Heinle & Heinle. .
Further reading
Ibsen, Henrick (trans. McLeish). A Doll's House, Nick Hern Books, London, 1994
Merriam, Eve. After Nora Slammed the Door: From Doll's House to Paper Doll Lives? Merriam Looks at the "Women's Revolution" in America. World Publishing Company, Cleveland, 1964.
Unwin, Stephen. Ibsen's A Doll's House (Page to Stage Study Guide). Nick Hern Books, London, 1997
William L. Urban. "Parallels in A Doll's House. Festschrift in Honor of Charles Speel. Ed. by Thomas J. Sienkewicz and James E. Betts. Monmouth College, Monmouth, Illinois, 1997.
External links
Texts and other resources at the National Library of Norway
A Doll's House at the Internet Movie Database
A Doll’s House: A Study Guide
(alternate edition)
The Social Significance of the Modern Drama, a book by Emma Goldman, contains a chapter on A Doll's House.
1946 Theatre Guild on the Air radio adaptation at Internet Archive
1879 plays
Plays by Henrik Ibsen
Plays about families
Plays set in the 19th century
Memory of the World Register
Norwegian plays adapted into films
West End plays
Broadway plays
Off-Broadway plays
Drama Desk Award-winning plays
Tony Award-winning plays
Tragedy plays |
3147 | https://en.wikipedia.org/wiki/AIM-120%20AMRAAM | AIM-120 AMRAAM | The AIM-120 Advanced Medium-Range Air-to-Air Missile (AMRAAM) (pronounced /æmɹæm/), is an American beyond-visual-range air-to-air missile capable of all-weather day-and-night operations. It uses active transmit-receive radar guidance instead of semi-active receive-only radar guidance. It is a fire-and-forget weapon, unlike the previous generation Sparrow missiles which required full guidance from the firing aircraft. When an AMRAAM missile is launched, NATO pilots use the brevity code "Fox Three".
more than 14,000 had been produced for the United States Air Force, the United States Navy, and 33 international customers. The AMRAAM has been used in several engagements, achieving 16 air-to-air kills in conflicts over Iraq, Bosnia, Kosovo, India, and Syria.
Origins
AIM-7 Sparrow MRM
The AIM-7 Sparrow medium range missile (MRM) was purchased by the US Navy from original developer Hughes Aircraft in the 1950s as its first operational air-to-air missile with "beyond visual range" (BVR) capability. With an effective range of about , it was introduced as a radar beam-riding missile and then it was improved to a semi-active radar guided missile which would home in on reflections from a target illuminated by the radar of the launching aircraft. It was effective at visual to beyond visual range. The early beam riding versions of the Sparrow missiles were integrated onto the McDonnell F3H Demon and Vought F7U Cutlass, but the definitive AIM-7 Sparrow was the primary weapon for the all-weather McDonnell Douglas F-4 Phantom II fighter/interceptor, which lacked an internal gun in its U.S. Navy, U.S. Marine Corps, and early U.S. Air Force versions. The F-4 carried up to four AIM-7s in built-in recesses under its belly.
Designed for use against non-maneuvering targets such as bombers, the missiles initially performed poorly against fighters over North Vietnam, and were progressively improved until they proved highly effective in dogfights. Together with the short-range, infrared-guided AIM-9 Sidewinder, they replaced the AIM-4 Falcon IR and radar guided series for use in air combat by the USAF as well. A disadvantage to semi-active homing was that only one target could be illuminated by the launching fighter plane at a time. Also, the launching aircraft had to remain pointed in the direction of the target (within the azimuth and elevation of its own radar set) which could be difficult or dangerous in air-to-air combat.
An active-radar variant called the Sparrow II was developed to address these drawbacks, but the U.S. Navy pulled out of the project in 1956. The Royal Canadian Air Force, which took over development in the hopes of using the missile to arm their prospective Avro Canada CF-105 Arrow interceptor, soon followed in 1958. The electronics of the time simply could not be miniaturized enough to make Sparrow II a viable working weapon. It would take decades, and a new generation of digital electronics, to produce an effective active-radar air-to-air missile as compact as the Sparrow.
AIM-54 Phoenix LRM
The US Navy later developed the AIM-54 Phoenix long-range missile (LRM) for the fleet air defense mission. It was a large , Mach 5 missile designed to counter cruise missiles and the bombers that launched them. Originally intended for the straight-wing Douglas F6D Missileer and then the navalized General Dynamics–Grumman F-111B, it finally saw service with the Grumman F-14 Tomcat, the only fighter capable of carrying such a heavy missile. The Phoenix was the first US fire-and-forget, multiple-launch, radar-guided missile: one which used its own active guidance system to guide itself without help from the launch aircraft when it closed on its target. This, in theory, gave a Tomcat with a six-Phoenix load the unprecedented capability of tracking and destroying up to six targets beyond visual range, as far as away—the only US fighter with such capability.
A full load of six Phoenix missiles and its dedicated launcher exceeded a typical Vietnam-era bomb load. Its service in the US Navy was primarily as a deterrent, as its use was hampered by restrictive rules of engagement in conflicts such as 1991 Gulf War, Southern Watch (enforcing no-fly zones), and Iraq War. The US Navy retired the Phoenix in 2004 in light of availability of the AIM-120 AMRAAM on the McDonnell Douglas F/A-18 Hornet and the pending retirement of the F-14 Tomcat from active service in late 2006.
ACEVAL/AIMVAL
The Department of Defense conducted an extensive evaluation of air combat tactics and missile technology from 1974 to 1978 at Nellis AFB using the F-14 Tomcat and F-15 Eagle equipped with Sparrow and Sidewinder missiles as the blue force and aggressor F-5E aircraft equipped with AIM-9L all-aspect Sidewinders as the red force. This joint test and evaluation (JT&E) was designated Air Combat Evaluation/Air Intercept Missile Evaluation (ACEVAL/AIMVAL). A principal finding was that the necessity to produce illumination for the Sparrow until impact resulted in the red force's being able to launch their all-aspect Sidewinders before impact, resulting in mutual kills. What was needed was Phoenix-type multiple-launch and terminal active capability in a Sparrow-size airframe. This led to a memorandum of agreement (MOA) with European allies (principally the UK and Germany for development) for the US to develop an advanced, medium-range, air-to-air missile with the USAF as lead service. The MOA also assigned responsibility for development of an advanced, short-range, air-to-air missile to the European team; this would become the British ASRAAM.
Requirements
By the 1990s, the reliability of the Sparrow had improved so much from the dismal days of Vietnam that it accounted for the largest number of aerial targets destroyed in the Desert Storm part of the Gulf War. But while the USAF had passed on the Phoenix and its own similar AIM-47 Falcon/Lockheed YF-12 to optimize dogfight performance, it still needed a multiple-launch fire-and-forget capability for the F-15 and F-16. The AMRAAM would need to be fitted on fighters as small as the F-16, and fit in the same spaces that were designed to fit the Sparrow on the F-4 Phantom. The European partners needed AMRAAM to be integrated on aircraft as small as the BAe Sea Harrier. The US Navy needed the AMRAAM to be carried on the F/A-18 Hornet and wanted capability for two to be carried on a launcher that normally carried one Sparrow to allow for more air-to-ground weapons. Finally, the AMRAAM became one of the primary air-to-air weapons of the new Lockheed Martin F-22 Raptor fighter, which needed to place all of its weapons into internal weapons bays in order to help achieve an extremely low radar cross-section.
Development
AMRAAM was developed as the result of an agreement (the Family of Weapons MOA, no longer in effect by 1990), among the United States and several other NATO nations to develop air-to-air missiles and to share production technology. Under this agreement, the U.S. was to develop the next generation medium range missile (AMRAAM) and Europe would develop the next generation short range missile (ASRAAM). Although Europe initially adopted the AMRAAM, an effort to develop the MDBA Meteor, a competitor to AMRAAM, was begun in UK. Eventually, the ASRAAM was developed solely by the British, but using another source for its infrared seeker. After protracted development, the deployment of AMRAAM (AIM-120A) began in September 1991 in US Air Force McDonnell Douglas F-15 Eagle fighter squadrons. The US Navy soon followed (in 1993) in its McDonnell Douglas F/A-18 Hornet squadrons.
The Russian Air Force counterpart of AMRAAM is the somewhat similar R-77 (NATO codename AA-12 Adder), sometimes referred to in the West as the "AMRAAMski". Likewise, France began its own air-to-air missile development with the MICA concept that used a common airframe for separate radar-guided and infrared-guided versions.
Operational history
United States
The AMRAAM was used for the first time on December 27, 1992, when a USAF General Dynamics F-16D Fighting Falcon shot down an Iraqi MiG-25 that violated the southern no-fly-zone. This missile had been returned from the flight line as defective a day earlier. The AMRAAM gained a second victory in January 1993 when an Iraqi MiG-23 was shot down by a USAF F-16C.
On 28 February 1994, a Republika Srpska Air Force J-21 Jastreb aircraft was shot down by a USAF F-16C that was patrolling the UN-imposed no-fly zone over Bosnia. In that engagement, at least three other Serbian aircraft were shot down by USAF F-16Cs using AIM-9 missiles (Banja Luka incident). At that point, three launches in combat had resulted in three kills, resulting in the AMRAAM's being informally named "slammer" in the second half of the 1990s.
In 1994, two USAF F-15 fighters patrolling Iraq's Northern No-Fly Zone mistook a pair of US Army Black Hawk helicopters for Iraqi helicopters, and shot them down. One was downed with an AIM-120, and one with an AIM-9 Sidewinder.
In 1998 and 1999 AMRAAMs were again fired by USAF F-15 fighters at Iraqi aircraft violating the No-Fly-Zone, but this time they failed to hit their targets. During spring 1999, AMRAAMs saw their main combat action during Operation Allied Force, the Kosovo bombing campaign. Six Serbian MiG-29s were shot down by NATO (four USAF F-15Cs, one USAF F-16C, and one Dutch F-16A MLU), all of them using AIM-120 missiles (the supposed kill by the F-16C may have actually been friendly fire, a man-portable SA-7 fired by Serbian infantry).
On 18 June 2017, a US Boeing F/A-18E Super Hornet engaged and shot down a Sukhoi Su-22 of the Syrian Air Force over northern Syria, using an AIM-120. An AIM-9X Sidewinder had failed to bring down the Syrian jet. Some sources have claimed the AIM-9X was decoyed by flares, although the F/A-18E pilot, Lieutenant Commander Michael “MOB” Tremel stated it was unclear why the AIM-9X failed, mentioning no use of flares by the Su-22, saying "I [lost] the smoke trail, and I have no idea what happened to the missile at that point".
Turkey
On 23 March 2014 a Turkish Air Force F-16 from 182 Squadron shot down a Syrian Arab Air Force MiG-23BN with an AIM-120C-7.
On 24 November 2015 a Turkish Air Force F-16 shot down a Russian Su-24M strike aircraft with an AIM-120 missile over northern Syria after it allegedly crossed into Turkish airspace.
On 1 March 2020, Turkish Air Force F-16s downed two Su-24s belonging to the Syrian Air Force using two AIM-120C-7s.
On 3 March 2020, a Syrian Air Force L-39 was shot down over Idlib by Turkish Air Force F-16s from inside Turkish airspace with AIM-120C-7 at a distance of about . As of 2020, this has been the longest range AIM-120 kill.
Pakistan
On 27 February 2019, India stated that Pakistan Air Force (PAF) used AMRAAMs during Operation Swift Retort. Indian officials displayed fragments of an alleged AIM-120C-5 missile as a proof of its usage during the engagement. The only confirmed loss of the engagement was an Indian Air Force MiG-21, while Pakistan said it also shot down an Su-30MKI Flanker-H. IAF officials denied any loss of Su-30 MKI and also told Indian media that an IAF Sukhoi Su-30MKI had dodged and jammed 3-4 AMRAAMs during the dogfight.
Saudi Arabia
During the Yemeni War, Saudi Arabia extensively used F-15 and Typhoon aircraft together with Patriot batteries to intercept and down Yemeni drones and missiles. In November 2021, a possible Foreign Military Sales contract was notified to the US Congress regarding the provision to Saudi Arabia for a mix of 280 AIM-120C-7 and C-8 missiles and related support equipment and service that would be used on Saudi F-15 and Typhoon aircraft. The deal was required to replenish Saudi missiles stock, running low due to extensive use of AMRAAMs and Patriots against Yemeni missiles and drones.
Spain
On 7 August 2018, a Spanish Air Force Eurofighter Typhoon accidentally launched a missile in Estonia. There were no human casualties, but a ten-day search operation for the missile was unsuccessful.
Effectiveness
The kill probability (Pk) is determined by several factors, including aspect (head-on interception, side-on or tail-chase), altitude, the speed of the missile and the target, and how hard the target can turn. Typically, if the missile has sufficient energy during the terminal phase, which comes from being launched at close range to the target from an aircraft with an altitude and speed advantage, it will have a good chance of success. This chance drops as the missile is fired at longer ranges as it runs out of overtake speed at long ranges, and if the target can force the missile to turn it might bleed off enough speed that it can no longer chase the target. Operationally, the missile, which was designed for beyond visual range combat, has a Pk of 0.59. The targets included six MiG-29s, a MiG-25, a MiG-23, two Su-22s, a Galeb, and a US Army Blackhawk that was targeted by mistake.
Operational features summary
AMRAAM has an all-weather, beyond-visual-range (BVR) capability. It improves the aerial combat capabilities of US and allied aircraft to meet the threat of enemy air-to-air weapons as they existed in 1991. AMRAAM serves as a follow-on to the AIM-7 Sparrow missile series. The new missile is faster, smaller, and lighter, and has improved capabilities against low-altitude targets. It also incorporates a datalink to guide the missile to a point where its active radar turns on and makes terminal intercept of the target. An inertial reference unit and micro-computer system makes the missile less dependent upon the fire-control system of the aircraft.
Once the missile closes in on the target, its active radar guides it to intercept. This feature, known as "fire-and-forget", frees the aircrew from the need to further provide guidance, enabling the aircrew to aim and fire several missiles simultaneously at multiple targets and break a radar lock after the missile seeker goes active and guide themselves to the targets.
The missile also features the ability to "Home on Jamming," giving it the ability to switch over from active radar homing to passive homing – homing on jamming signals from the target aircraft. Software on board the missile allows it to detect if it is being jammed, and guide on its target using the proper guidance system.
Guidance system overview
Interception course stage
AMRAAM uses two-stage guidance when fired at long range.
The aircraft passes data to the missile just before launch, giving it information about the location of the target aircraft from the launch point, including its direction and speed. This information is generally obtained using the launching aircraft's radar, although it could come from an infrared search and track system, from another fighter aircraft via a data link, or from an AWACS aircraft. Using its built-in inertial navigation system (INS), the missile uses the information provided pre-launch to fly on an interception course toward the target.
After launch, if the firing aircraft or surrogate continues to track the target, periodic updates, e.g. changes in the target's direction and speed, are sent from the launch aircraft to the missile, allowing the missile to adjust its course, via actuation of the rear fins, so that it is able to close to a self-homing distance where it will be close enough to "catch" the target aircraft in the basket (the missile's radar field of view in which it will be able to lock onto the target aircraft, unassisted by the launch aircraft).
Not all armed services using the AMRAAM have elected to purchase the mid-course update option, which limits AMRAAM's effectiveness in some scenarios. The RAF initially opted not to use mid-course update for its Tornado F3 force, only to discover that without it, testing proved the AMRAAM was less effective in beyond visual range (BVR) engagements than the older semi-active radar homing BAE Skyflash (a development of the Sparrow), since the AIM-120's own radar is necessarily of lesser range and power as compared to that of the launch aircraft.
Terminal stage and impact
Once the missile closes to self-homing distance, it turns on its active radar seeker and searches for the target aircraft. If the target is in or near the expected location, the missile will find it and guide itself to the target from this point. If the missile is fired at short range, within visual range (WVR) or the near BVR, it can use its active seeker just after launch to guide it to intercept.
Boresight Visual mode
Apart from the radar-slaved mode, there is a free guidance mode, called "Visual". This mode is host-aircraft radar guidance-free—the missile just fires and locks onto the first thing it sees. This mode can be used for defensive shots, i.e. when the enemy has numerical superiority.
Variants and upgrades
Air-to-air missile versions
There are currently four main variants of AMRAAM, all in service with the United States Air Force, United States Navy, and the United States Marine Corps. The AIM-120A is no longer in production and shares the enlarged wings and fins with the successor AIM-120B. The AIM-120C has smaller "clipped" aerosurfaces to enable internal carriage on the USAF F-22 Raptor. AIM-120B deliveries began in 1994.
The AIM-120C deliveries began in 1996. The C-variant has been steadily upgraded since it was introduced. The AIM-120C-6 contained an improved fuze (Target Detection Device) compared to its predecessor. The AIM-120C-7 development began in 1998 and included improvements in homing and greater range (actual amount of improvement unspecified). It was successfully tested in 2003 and is currently being produced for both domestic and foreign customers. It helped the U.S. Navy replace the F-14 Tomcats with F/A-18E/F Super Hornets – the loss of the F-14's long-range AIM-54 Phoenix missiles (already retired) is offset with a longer-range AMRAAM-D. The lighter weight of the enhanced AMRAAM enables an F/A-18E/F pilot greater bring-back weight upon carrier landings.
The AIM-120D is an upgraded version of the AMRAAM with improvements in almost all areas, including 50% greater range (than the already-extended range AIM-120C-7) and better guidance over its entire flight envelope yielding an improved kill probability (Pk). Initial production began in 2006 under the Engineering and Manufacturing Development phase of program testing and ceased in September of 2009. Raytheon began testing the D model on August 5, 2008, the company reported that an AIM-120D launched from an F/A-18F Super Hornet passed within lethal distance of a QF-4 target drone at the White Sands Missile Range. The range of the AIM-120D is classified, but is thought to extend to about .
The AIM-120D (P3I Phase 4) is a development of the AIM-120C with a two-way data link, more accurate navigation using a GPS-enhanced IMU, an expanded no-escape envelope, improved HOBS (high off-boresight) capability, and a max speed of Mach 4. The AIM-120D is a joint USAF/USN project for which Follow-on Operational Test and Evaluation (FOT&E) was completed in 2014. The USN was scheduled to field it from 2014, and AIM-120D will be carried by all Pacific carrier groups by 2020, although the 2013 sequestration cuts could push back this later date to 2022. The Royal Australian Air Force requested 450 AIM-120D missiles, which would make it the first foreign operator of the missile. The procurement, approved by the US Government in April 2016, will cost $1.1 billion and will be integrated for use on the F/A-18F Super Hornet, EA-18G Growler and the F-35 Lightning II aircraft.
There were also plans for Raytheon to develop a ramjet-powered derivative of the AMRAAM, the Future Medium Range Air-Air Missile (FMRAAM). The FMRAAM was not produced since the target market, the British Ministry of Defence, chose the Meteor missile over the FMRAAM for a BVR missile for the Eurofighter Typhoon aircraft.
Raytheon is also working with the Missile Defense Agency to develop the Network Centric Airborne Defense Element (NCADE), an anti-ballistic missile derived from the AIM-120. This weapon will be equipped with a ramjet engine and an infrared homing seeker derived from the Sidewinder missile. In place of a proximity-fuzed warhead, the NCADE will use a kinetic energy hit-to-kill vehicle based on the one used in the Navy's RIM-161 Standard Missile 3.
The -120A and -120B models are currently nearing the end of their service life while the -120D variant achieved initial operational capability in 2015. AMRAAM was due to be replaced by the USAF, the U.S. Navy, and the U.S. Marine Corps after 2020 by the Joint Dual Role Air Dominance Missile (Next Generation Missile), but it was terminated in the 2013 budget plan. Exploratory work was started in 2017 on a replacement called Long-Range Engagement Weapon.
In 2017, work on the AIM-260 Joint Advanced Tactical Missile (JATM) began to create a longer-ranged replacement for the AMRAAM to contend with foreign weapons like the Chinese PL-15. Flight tests are planned to begin in 2021 and initial operational capability is slated for 2022, facilitating the end of AMRAAM production by 2026. In July 2022, Raytheon announced the AIM-120D-3 became the longest-range variant in testing, as well as an air-launched adaptation of the NASAMS-based AMRAAM-ER called the AMRAAM-AXE (air-launched extended envelope). The development of AIM-120D-3 and AMRAAM-AXE is likely driven by the PL-15 performance. The AIM-120D-3 and the AIM-120C-8 variant for international customers were developed under the Form, Fit, Function Refresh (F3R) program and feature 15 upgraded circuit cards in the missile guidance section and the capability to continuously upgrade future software enhancements. All AMRAAMs planned for production are either the AIM-120D-3 or the AIM-120C-8 incorporating F3R functionality as of April 2023.
Ground-launched systems
The Norwegian Advanced Surface-to-Air Missile System (NASAMS), developed by Kongsberg Defence & Aerospace and fielded in 1994-1995, consists of a number of towed batteries (containing six AMRAAM launching canisters with integrated launching rails) along with separate radar trucks and control station vehicles.
The US Marine Corps and the US Army tested launching AMRAAM missiles from a six-rail carrier on HMMWV as part of their CLAWS (Complementary Low-Attitude Weapon System) and SLAMRAAM (Surface Launched AMRAAM) programs, which were canceled due to budgetary cuts. A more recent version is the High Mobility Launcher for the NASAMS, made in cooperation with Raytheon (Kongsberg Defence & Aerospace was already a subcontractor on the SLAMRAAM system), where the launch-vehicle is a Humvee (M1152A1 HMMWV), containing four AMRAAMs and two optional AIM-9X Sidewinder missiles.
AMRAAM-ER
As part of the SLAMRAAM project, Raytheon offered the Extended Range upgrade to surface-launched AMRAAM, called AMRAAM-ER. The missile is an Evolved Sea Sparrow Missile using AMRAAM head with two-stage guidance system. It was first shown at the Paris Air Show 2007 and was test-fired in 2008.
Following the cancellation of SLAMRAAM funding in 2011, development of the NASAMS version restarted in 2014. in February 2015 Raytheon announced the AMRAAM-ER missile option for NASAMS, with expected production in 2019, and the first flight test took place in August 2016. Engagement envelope was expanded with a 50 percent increase in maximum range and 70 percent increase in maximum altitude.
In 2019 Qatar placed an order for AMRAAM-ER missiles as part of a NASAMS purchase.
The missile was testfired at Andøya Space Center in May 2021.
Raytheon has proposed an air-launched adaptation of the missile called AMRAAM-AXE, from "Air-launched Extended Envelope".
Foreign sales
Canadair, now Bombardier, had largely helped with the development of the AIM-7 Sparrow and Sparrow II, and assisted to a lesser extent in the AIM-120 development. In 2003, the RCAF placed an order for 97 Aim-120C-5 and later C-7 missiles. These missiles have been in service on the CF-18 Hornet since 2004, and fully replaced the AIM-7 Sparrow in the 2010s. In 2020, the Canadian Government was approved by the U.S DoD for 32 advanced AIM-120D missiles to supplement the AIM-120C stockpile. The package included the 32 active AIM-120D-3 missiles, as well as 18 Captive Training Missiles, and a variety of training equipment and spare parts for $140M. Canada is one of a few countries currently authorized to purchase the longer range AIM-120D missile.
In early 1995 South Korea ordered 88 AIM-120A missiles for its KF-16 fleet. In 1997 South Korea ordered 737 additional AIM-120B missiles.
In 2006 Poland received AIM-120C-5 missiles to arm its new F-16C/D Block 52+ fighters. In 2017 Poland ordered AIM-120C-7 missiles.
In early 2006, the Pakistan Air Force (PAF) ordered 500 AIM-120C-5 AMRAAM missiles as part of a $650 million F-16 ammunition deal to equip its F-16C/D Block 50/52+ and F-16A/B Block 15 MLU fighters. The PAF got the first three F-16C/D Block 50/52+ aircraft on July 3, 2010 and first batch of AMRAAMs on July 26, 2010.
In 2007, the United States government agreed to sell 218 AIM-120C-7 missiles to Taiwan as part of a large arms sales package that also included 235 AGM-65G-2 Maverick missiles. Total value of the package, including launchers, maintenance, spare parts, support and training rounds, was estimated at around US$421 million. This supplemented an earlier Taiwanese purchase of 120 AIM-120C-5 missiles a few years ago.
In 2008 there were announcements of new or additional sales to Singapore, Finland, Morocco and South Korea; in December 2010 the Swiss government requested 150 AIM-120C-7 missiles. Sales to Finland have stalled, because the manufacturer has not been able to fix a mysterious bug that causes the rocket motors of the missile to fail in cold tests. On May 5, 2015, the State Department has made a determination approving a possible Foreign Military Sale to Royal Malaysian Air Force for AIM-120C-7 AMRAAM missiles and associated equipment, parts and logistical support for an estimated cost of $21 million.
In March 2016, the US government approved the sales of 36 units of AIM-120C-7 missiles to the Indonesian Air Force to equip their fleet of F-16 C/D Block 25. The AIM-120C-7 is also equipped for the upgraded F-16 A/B Block 15 OCU through Falcon Star-eMLU upgrade project.
In March 2019, the US Department of State and Defense Security Cooperation Agency formally signed off on a US$240.5 million foreign military sale to support Australia’s introduction of the NASAMS and LAND 19 Phase 7B program. As part of the deal, the Australian government requested up to 108 Raytheon AIM-120C-7 AMRAAM, six AIM-120C-7 AMRAAM Air Vehicles Instrumented; and six spare AIM-120C-7 AMRAAM guidance sections.
In December 2019, the United States Congress approved the sale of AIM-120C-7/C-8 to the Republic of Korea. According to the Federal Register document, the AIM-120C-8 is a refurbished version of AIM-120C-7, which replaced some discontinued parts with equivalent commercial parts and its capabilities are identical to AIM-120C-7. This was the first time the C-8 version of AMRAAM has appeared in the US arms sales contract. Later, Japan, the Netherlands, the UAE, Spain and Norway received approval to purchase AIM-120C-8s. In November 2021, Saudi Arabia received approval to purchase 280 AIM-120C-7/C-8s.
Canada, United Kingdom, Australia and Norway have been approved to purchase the AIM-120D. Norway ordered 205 AIM-120D and 60 AIM-120D3 in November 2022.
Operators
Current operators
Royal Australian Air Force
Belgian Air Component
Royal Bahraini Air Force
Royal Canadian Air Force
Chilean Air Force
Czech Air Force
Royal Danish Air Force
Finnish Air Force
German Air Force
Hellenic Air Force
Hungarian Air Force
Indonesian Air Force
Israeli Air Force
Italian Air Force
Italian Navy
Japan Air Self-Defense Force
Royal Jordanian Air Force
Kuwait Air Force
Lithuanian Air Force
Royal Malaysian Air Force
Royal Moroccan Air Force
Royal Netherlands Air Force
Royal Norwegian Air Force
Royal Air Force of Oman
Pakistani Air Force
Polish Air Force
Portuguese Air Force
Qatar Air Force
Romanian Air Force
Royal Saudi Air Force
Republic of Singapore Air Force
Republic of Korea Air Force
Swiss Air Force
Spanish Air Force
Spanish Army
Spanish Navy
Swedish Air Force
Republic of China Air Force
Royal Thai Air Force
Turkish Air Force
Ukrainian Air Force
United Arab Emirates Air Force
Royal Air Force
Fleet Air Arm
United States Air Force
United States Navy
United States Marine Corps
Future operators
Bulgarian Air Force
See also
List of missiles
Similar weapons
AAM-4
AIM-260 JATM
Astra (missile)
MICA
Meteor
PL-12
PL-15
Derby
R-27EA
R-77
Sky Sword II
Notes
References
Notes
Bibliography
External links
AIM-120 at Designation-Systems.
AIM-120
AIM120
Raytheon Company products
Military equipment introduced in the 1990s
Fire-and-forget weapons |
3149 | https://en.wikipedia.org/wiki/AGM-88%20HARM | AGM-88 HARM | The AGM-88 HARM (High-speed Anti-Radiation Missile) is a tactical, air-to-surface anti-radiation missile designed to home in on electronic transmissions coming from surface-to-air radar systems. It was originally developed by Texas Instruments as a replacement for the AGM-45 Shrike and AGM-78 Standard ARM system. Production was later taken over by Raytheon Corporation when it purchased the defense production business of Texas Instruments.
Description
The AGM-88 can detect, attack and destroy a radar antenna or transmitter with minimal aircrew input. The proportional guidance system that homes in on enemy radar emissions has a fixed antenna and seeker head in the missile's nose. A smokeless, solid-propellant, booster-sustainer rocket motor propels the missile at speeds over Mach 2.0. The HARM was a missile program led by the U.S. Navy, and it was first carried by the A-6E, A-7, and F/A-18A/B aircraft, and then it equipped the EA-6B and EA-18G dedicated electronic attack aircraft. RDT&E for use on the F-14 aircraft was begun, but not completed. The U.S. Air Force (USAF) put the HARM onto the F-4G Wild Weasel aircraft, and later on specialized F-16s equipped with the HARM Targeting System (HTS). The missile has three operational modes: Pre-Briefed (PB), Target Of Opportunity (TOO) and Self-Protect (SP). The HTS pod, used by the USAF only, allows F-16s to detect and automatically target radar systems with HARMs instead of relying on the missile's sensors alone.
History
Deployment
United States
The HARM missile was approved for full production in March 1983, obtained initial operating capability (IOC) on the A-7E Corsair II in late 1983 and then deployed in late 1985 with VA-46 aboard the aircraft carrier USS America. In 1986, the first successful firing of the HARM from an EA-6B was performed by VAQ-131. It was soon used in combat—in March 1986 against a Libyan S-200 surface to air missiles site in the Gulf of Sidra, and then during Operation Eldorado Canyon in April.
HARM was used extensively by the Navy, Marine Corps, and the Air Force in Operation Desert Storm during the Persian Gulf War of 1991.
During the Gulf War, the HARM was involved in a friendly fire incident when the pilot of an F-4G Wild Weasel escorting a B-52G bomber mistook the latter's tail gun radar for an Iraqi AAA site — this was after the tail gunner of the B-52 had targeted the F-4G, mistaking it for an Iraqi MiG. The F-4 pilot launched the missile and then saw that the target was the B-52, which was hit. It survived with shrapnel damage to the tail and no casualties. The B-52 (serial number 58-0248) was subsequently renamed In HARM's Way.
"Magnum" is spoken over the radio to announce the launch of an AGM-88. During the Gulf War, if an aircraft was illuminated by enemy radar a bogus "Magnum" call on the radio was often enough to convince the operators to power down. This technique would also be employed in Yugoslavia during air operations in 1999. On 28 April 1999, during this campaign, an early variant of the AGM-88, after being fired in self defense mode by a NATO jet, lost its radio frequency track as the Serbian air defense radar was turned off, hitting a house in the Gorna Banya district of the Bulgarian capital, Sofia, causing damages, but no casualties.
During the 1990s and early 2000s and during the initial weeks of the operation Iraqi Freedom, the HARM was used to enforce the Iraqi No-Fly-Zones, degrading the Iraqi air defenses trying to engage US and allied patrolling aircraft.
During the opening days of Operation Iraqi Freedom, deconflicting US Army Patriot batteries and allied aircraft routes turned out being more difficult than expected, resulting in three major friendly fire incidents: in one of them, on March 24, 2003, a USAF F-16CJ Fighting Falcon fired an AGM-88 HARM at a Patriot missile battery after the Patriot's radar had locked onto and prepared to fire at the aircraft, causing the pilot to mistake it for an Iraqi surface-to-air missile system because the aircraft was in air combat operations and was on its way to a mission near Baghdad. The HARM damaged the Patriot's radar system with no casualties.
Starting in March 2011, during Operation Unified Protector against Libya, US Navy EA-18Gs had their combat debut using HARMs against Libyan air defenses together with USAF F-16CJs and Italian Tornadoes.
Israel
In 2013, US President Obama offered the AGM-88 to Israel for the first time.
Italy
Starting in March 2011, during Operation Unified Protector, Italian Tornadoes employed AGM-88 HARMs against Libyan air defenses.
Ukraine
In mid-2022, during the Russian invasion of Ukraine, the US supplied AGM-88 HARM missiles to Ukraine. It was only disclosed after Russian forces showed footage of a tail fin from one of these missiles in early August 2022. U.S. Under Secretary of Defense for Policy Colin Kahl said in recent aid packages they had included a number of anti-radiation missiles that can be fired by Ukrainian aircraft. As built, Soviet-era aircraft do not have the computer architecture to accept NATO standard weapons. Indeed, none of the former Warsaw Pact countries, even those that have had their Soviet-era aircraft updated, were enabled to fire a HARM before. The interface seemed difficult unless using a "crude modification", such as integrating it with an added e-tablet into the cockpit, building a nearly totally independent subsystem within the carrying aircraft. As suggested by Domenic Nicholis, defense correspondent for the Telegraph in the UK, the HARM missile is possibly operating in one of its three modes that enables it to find its target once flying after being released towards a possible enemy air defense and electronic emission area. Pre mission or during flight, NATO signals intelligence aircraft or different intelligence would be providing the overall electromagnetic emissions battlefield to locate the Russian radars where the Ukrainian jets, armed with HARMs would be directed to fire them. This allows the missile to achieve a very long range attack profile, even if it's possible that the missile does not find a target while flying, going wasted. A second possible use of the HARM is operating it in a mode called “HARM as sensor”. Similar to the described mode before, the missile acts as both sensor and weapon, not requiring a sensor pod. A simple interface would show that the missile has a target and the pilot can launch it. In this way the range is shorter, and the jet could be under threat already, but would maximize the possibility to hit the emitter.
In August 2022, a senior U.S. defense official confirmed that the Ukrainians have successfully integrated the AGM-88 HARM missile onto their "MiG aircraft", hinting the MiG-29 was the chosen fighter jet with video evidence of AGM-88 missiles fired by upgraded Ukrainian MiG-29s released by the Ukrainian Air Force a few days later.
Speaking on 19 September, US Air Force General James B. Hecker said the effort to integrate AGM-88 HARM missiles into the Ukrainian Su-27s and MiG-29s took "some months" to achieve. This does not give the Ukrainian air force the same "capabilities that it would on an F-16.” However he said: “Even though you don't get a kinetic kill ... you can get local air superiority for a period of time where you can do what you need to do.”
During early September 2022, a Ukrainian Su-27S was spotted with an AGM-88 HARM fitted on the wing pylons. This is the first case of an Su-27 being spotted with an AGM-88 fitted. The missile has been directly fitted to the APU-470 missile launchers, the same launcher used by MiG-29 and Su-27 to fire missiles like the R-27 (air-to-air missile). This suggests that mounting the missile on Soviet aircraft is much easier than experts initially believed. Being as simple as "requiring just an interface for the different wirings and the hanging points of the missile". The earlier footage of a Ukrainian MiG-29 using an AGM-88 indicated that the display recognized the missile as a R-27EP, which is designed to lock onto airborne radars. This suggests that the aircraft are using their own avionics to fire the missile, without the need for additional modifications.
In December, Ukrainian Air Force released a video showing a MiG-29 firing two HARM missiles in a volley. Russia has made the first claim of the war that they have shot down four HARM missiles.
Variants
AGM-88E AARGM
A newer upgrade, the AGM-88E Advanced Antiradiation Guided Missile (AARGM), features the latest software, enhanced capabilities intended to counter enemy radar shutdown, and passive radar using an additional active millimeter-wave seeker. It was released in November 2010, and it is a joint venture by the US Department of Defense and the Italian Ministry of Defense, produced by Orbital ATK.
In November 2005, the Italian Ministry of Defense and the U.S. Department of Defense signed a Memorandum of Agreement on the joint development of the AGM-88E AARGM missile. Italy was providing $20 million of developmental funding as well as several million dollars worth of material, equipment, and related services. The Italian Air Force was expected to buy up to 250 missiles for its Tornado ECR aircraft. A flight test program was set to integrate the AARGM onto Tornado ECR's weapon system.
The U.S. Navy demonstrated the AARGM's capability during Initial Operational Test and Evaluation (IOT&E) in spring 2012 with live firing of 12 missiles. Aircrew and maintenance training with live missiles was completed in June.
The Navy authorized Full-Rate Production (FRP) of the AARGM in August 2012, with 72 missiles for the Navy and nine for the Italian Air Force to be delivered in 2013. A U.S. Marine Corps F/A-18 Hornet squadron will be the first forward-deployed unit with the AGM-88E.
In September 2013, ATK delivered the 100th AARGM to the U.S. Navy. The AGM-88E program is on schedule and on budget, with Full Operational Capability (FOC) planned for September 2014. The AGM-88E was designed to improve the effectiveness of legacy HARM variants against fixed and relocatable radar and communications sites, particularly those that would shut down to throw off anti-radiation missiles, by attaching a new seeker to the existing Mach 2-capable rocket motor and warhead section, adding a passive anti-radiation homing receiver, satellite and inertial navigation system, a millimeter-wave radar for terminal guidance, and the ability to beam up images of the target via a satellite link just seconds before impact.
This model of the HARM will be integrated onto the F/A-18C/D/E/F, EA-18G, Tornado ECR aircraft, and later on the F-35 (externally).
In September 2015, the AGM-88E successfully hit a mobile ship target in a live-fire test, demonstrating the missile's ability to use antiradiation homing and millimeter-wave radar to detect, identify, locate, and engage moving targets.
In December 2019, the German Air Force ordered the AARGM. On August 4, 2020, Northrop Grumman's Alliant Techsystems Operations division, based in Northridge, California, was awarded a $12,190,753 IDIQ contract for AARGM depot sustainment support, guidance section and control section repair, and equipment box test and inspection. On August 31, 2020, the same Northrop Grumman division was allocated roughly $80.9 million to develop new technology for the AARGM.
AGM-88F HCSM
Although the US Navy/Marine Corps chose the Orbital ATK-produced AGM-88E AARGM, Raytheon developed its own update of the HARM called the AGM-88F HARM Control Section Modification (HCSM), tested in conjunction with and ultimately for the US Air Force. It incorporates similar upgrade features as the AARGM. The Republic of China (Taiwan), Bahrain, and Qatar have purchased AGM-88Bs which were then retrofitted with the HCSM upgrade.
AGM-88G AARGM-ER
The Navy's FY 2016 budget included funding for an extended range AARGM-ER that uses the existing guidance system and warhead of the AGM-88E with a solid integrated rocket-ramjet to double the range. In September 2016, Orbital ATK unveiled its extended-range AARGM-ER, which incorporates a redesigned control section and rocket motor for twice the range and internal carriage on the Lockheed Martin F-35A and F-35C Lightning II with integration on P-8 Poseidon, F-16 Fighting Falcon and Eurofighter Typhoon planned afterwards; internal carriage on the F-35B is not possible due to internal space limitations. The new missile utilizes the AARGM's warhead and guidance systems in a new airframe that replaces the mid-body wings with aerodynamic strakes along the sides with control surfaces relocated to low-drag tail surfaces and a more powerful propulsion system for greater speed and double the range of its predecessor.
The U.S. Navy awarded Orbital ATK a contract for AARGM-ER development in January 2018. The USAF later joined the AARGM-ER program, involved in internal F-35A/C integration work. The AARGM-ER received Milestone-C approval in August 2021, and the first low-rate initial production contract was awarded the next month; initial operational capability is planned for 2023. The AARGM-ER completed its first, second, third, fourth and fifth flight tests at the Point Mugu Sea Range in July 2021, January 2022, July 2022, December 2022 and May 2023 respectively.
In February 2023, the U.S. Navy began exploring the feasibility of launching the AARGM-ER from ground-based launchers and the P-8 Poseidon.
On February 27, 2023, Australia has requested to purchase up to 63 AGM-88G AARGM-ERs.
On June 5, 2023, The Netherlands announced the acquisition of the AARGM-ER for the use on their F-35A fleet.
On October 23, 2023, Finland has been given permission by U.S. State Department to proceed with purchase of up to 150 AGM-88G AARGM-ERs.
Stand-in Attack Weapon
In May 2022, the USAF awarded contracts to L3Harris Technologies, Lockheed Martin, and Northrop Grumman to begin the first phase of development for the Stand-in Attack Weapon (SiAW), which will be the successor to the AARGM-ER. While previous HARMs were meant to attack air defense radars, the SiAW will have a broader target set including theater ballistic missile launchers, cruise and anti-ship missile launchers, GPS jamming platforms, and anti-satellite systems. It will have a shorter range than standoff weapons, being fired by an aircraft after penetrating enemy airspace. The SiAW will fit inside the F-35's internal weapon bays. The Air Force plans to have an operational weapon by 2026. Northrop Grumman was chosen to continue development of the SiAW in September 2023.
Criticism
During Operation Allied Force, NATO reportedly fired 743 HARMs during the course of the 78-day campaign, but could confirm the destruction of only 3 of the original 25 SA-6 batteries. Over half of the HARMs expended were preemptive targeting shots (PETs), fired at suspected SAM sites, but without a radar to target. During the campaign, Serbian SAM sites fired more than 800 SAMs with only 2 NATO aircraft downed, the majority from fixed sites were fired without radar guidance. Radars were also forced to operate for only 20 seconds or less to avoid destruction by HARMs. According to Benjamin Lambeth, the F-117 that was downed did not have SEAD support from HARM-carrying F-16CJ aircraft.
Operators
Current operators
Royal Australian Air Force: AGM-88E variant ordered; to be used on EA-18G Growlers. On 28 April 2017, the Defense Security Cooperation Agency stated that Australia intended to purchase 70 AGM-88B and 40 AGM-88E missiles.
Royal Bahraini Air Force: 50 AGM-88B missiles refurbished to the AGM-88F variant were ordered in May 2019 to be integrated on newly upgraded F-16 Block 70 fighters.
Egyptian Air Force:
German Air Force:
Hellenic Air Force: AGM-88B Block IIIA and AGM-88E variants. AGM-88E AARGM on order.
Israeli Air Force
Italian Air Force: AGM-88E variant.
Kuwait Air Force
Royal Moroccan Air Force: AGM-88B variant.
Qatar Emiri Air Force: 100 AGM-88F
Royal Saudi Air Force
Republic of Korea Air Force
Spanish Air and Space Force
Republic of China Air Force: 50 AGM-88B refurbished to AGM-88F standard ordered in June 2017, with delivery by 2027 for the ROCAF's F-16 Block 70 fleet. Another 100 AGM-88Bs were ordered in March 2023. Upon the contract being announced, these will likely also be refurbished to the AGM-88F standard.
Turkish Air Force
Ukrainian Air Force
United Arab Emirates Air Force
:
United States Air Force
United States Marine Corps
United States Navy
Future operators
Finnish Air Force: up to 150 AGM-88G missiles will be bought.
Royal Netherlands Air Force: AGM-88G variant
See also
AGM-122 Sidearm
AGM-78 Standard ARM
AGM-45 Shrike
ALARM
ARMAT
Kh-28
Kh-31
Kh-58
LD-10
MAR-1
Martel
Rudram-1
YJ-91
References
Notes
Bibliography
External links
AGM-88 data sheet (PDF format) from Raytheon
Information on AGM-88 HARM from FAS
AGM-88 at Designation-Systems
AGM-88 HARM by Carlo Kopp
AGM-088
Alliant Techsystems
Anti-radiation missiles of the Cold War
AGM-088
Raytheon Company products
Texas Instruments
Military equipment introduced in the 1980s |
3155 | https://en.wikipedia.org/wiki/Lockheed%20AC-130 | Lockheed AC-130 | The Lockheed AC-130 gunship is a heavily armed, long-endurance, ground-attack variant of the C-130 Hercules transport, fixed-wing aircraft. It carries a wide array of ground-attack weapons that are integrated with sophisticated sensors, navigation, and fire-control systems. Unlike other modern military fixed-wing aircraft, the AC-130 relies on visual targeting. Because its large profile and low operating altitudes around 7,000 feet (2,100 m) make it an easy target, its close air support missions are usually flown at night.
The airframe is manufactured by Lockheed Martin, while Boeing is responsible for the conversion into a gunship and for aircraft support. Developed during the Vietnam War as "Project Gunship II", the AC-130 replaced the Douglas AC-47 Spooky, or "Gunship I". The sole operator is the United States Air Force, which uses the AC-130U Spooky and AC-130W Stinger II variants for close air support, air interdiction, and force protection, with the upgraded AC-130J Ghostrider entering service. Close air support roles include supporting ground troops, escorting convoys, and urban operations. Air-interdiction missions are conducted against planned targets and targets of opportunity. Force-protection missions include defending air bases and other facilities. AC-130Us are based at Hurlburt Field, Florida, while AC-130Ws are based at Cannon AFB, New Mexico; gunships can be deployed worldwide. The squadrons are part of the Air Force Special Operations Command (AFSOC), a component of the United States Special Operations Command.
The AC-130 has an unpressurized cabin, with the weaponry mounted to fire from the port side of the fuselage. During an attack, the gunship performs a pylon turn, flying in a large circle around the target, so is able to fire at it for far longer than in a conventional strafing attack. The AC-130H Spectre was armed with two M61 Vulcan cannons, one L/60 Bofors 40 mm cannon, and M137 cannon and M37 recoil mechanism from the M102 howitzer; after 1994, the cannons were removed. The upgraded AC-130U Spooky has a GAU-12 Equalizer cannon in place of the Spectre's two cannons, an improved fire-control system, and increased ammunition capacity. The new AC-130J was based on the MC-130J Commando II special-operations tanker. The AC-130W Stinger II is a modified C-130H with upgrades including a precision strike package.
Development
Origins
During the Vietnam War, the C-130 Hercules was selected to replace the Douglas AC-47 Spooky gunship (Project Gunship I) to improve mission endurance and increase capacity to carry munitions. Capable of flying faster than helicopters and at high altitudes with excellent loiter time, the use of the pylon turn allowed the AC-47 to deliver continuous, accurate fire to a single point on the ground.
In 1967, JC-130A 54-1626 was selected for conversion into the prototype AC-130A gunship (Project Gunship II). The modifications were done at Wright-Patterson Air Force Base by the Aeronautical Systems Division. A direct-view night-vision telescope was installed in the forward door, an early forward-looking infrared device was placed in the forward part of the left wheel well, with miniguns and rotary cannons fixed facing down and aft along the left side. The analog fire-control computer prototype was handcrafted by RAF Wing Commander Tom Pinkerton at the USAF Avionics Laboratory at Wright-Patterson AFB. Flight testing of the prototype was performed primarily at Eglin Air Force Base, followed by further testing and modifications. By September 1967, the aircraft was certified ready for combat testing and was flown to Nha Trang Air Base, South Vietnam, for a 90-day test program. The AC-130 was later supplemented by the AC-119 Shadow (Project Gunship III), which later proved to be underpowered.
Seven more warplanes were converted to the "Plain Jane" configuration like the AC-130 prototype in 1968, and one aircraft received the "Surprise Package" refit in 1969. The Surprise Package upgrade included the latest 20 mm rotary autocannons and 40 mm Bofors cannon, but no 7.62 mm close-support armament. The Surprise Package configuration served as a test bed for the avionic systems and armament for the AC-130E. In 1970, 10 more AC-130As were acquired under the "Pave Pronto" project. In the summer of 1971, Surprise Package AC-130s were converted to the Pave Pronto configuration and assumed the new nickname of "Thor". Conversion of C-130Es into AC-130Es for the "PAVE Spectre" project followed. Regardless of their project names, the aircraft were more commonly referred to by the squadron's call sign, Spectre.
Recent and planned upgrades
In 2007, AFSOC initiated a program to upgrade the armament of AC-130s. The test program planned for the 25 mm GAU-12/U and 40 mm Bofors cannon on the AC-130U gunships to be replaced with two 30 mm Mk 44 Bushmaster II cannons. In 2007, the Air Force modified four AC-130U gunships as test platforms for the Bushmasters. These were referred to as AC-130U Plus 4 or AC-130U+4. AFSOC, however, canceled its plans to install the new cannons on its fleet of AC-130Us. It has since removed the guns and reinstalled the original 40 mm and 25 mm cannons and returned the planes to combat duty. Brigadier General Bradley A. Heithold, AFSOC's director of plans, programs, requirements, and assessments, said on 11 August 2008 that the effort was canceled because of problems with the Bushmaster's accuracy in tests "at the altitude we were employing it". Also, schedule considerations drove the decision, he said.
Plans were made for possible replacement of the 105 mm cannon with a breech-loading 120 mm M120 mortar, and to give the AC-130 a standoff capability using either the AGM-114 Hellfire missile, the Advanced Precision Kill Weapon System (based on the Hydra 70 rocket), or the Viper Strike glide bomb.
In 2010, the Air Force awarded L-3 Communications a $61 million (~$ in ) contract to add precision strike packages to eight MC-130W Combat Spear special-mission aircraft to give them a gunship-like attack capability; such-equipped MC-130Ws are known as Dragon Spears. AFSOC is arming these aircraft to relieve the high operational demands on AC-130 gunships until new AC-130Js enter service. The MC-130W Dragon Spear was renamed AC-130W Stinger II in 2011. The precision strike packages consist of a 30 mm gun and several precision guided munitions. Rails are mounted on the outboard pylon of the wing for four Hellfire missiles, SDBs, or SDB IIs under each. Ten common launch tubes (CLTs) are mounted on the rear ramp to fire Griffin A missiles; additional missiles are stored in the aircraft that can be reloaded in flight. CLTs are able to fire other small munitions able to fit inside the -diameter, -long tubes.
The AC-130J Ghostrider came from a 2011 initiative that sought to acquire 16 new gunships based on newly built MC-130J Combat Shadow II special-operations tankers outfitted with a "precision strike package" to give them an attack capability, requesting $1.6 billion from fiscal years 2011 through 2015. This was to increase the size of the gunship fleet to 33 aircraft, a net increase of eight after the planned retirement of eight aging AC-130Hs. The first aircraft would be bought in fiscal 2012, followed by two in fiscal 2013, five in fiscal 2014, and the final eight in fiscal 2015. The decision to retain the C-130 came after funding for 16 C-27Js was removed from the fiscal 2010 budget.
The AC-130J was to follow the path of the Dragon Spear program. On 9 January 2013, the Air Force began converting the first MC-130J Combat Shadow II into an AC-130J. The first AC-130J was delivered to AFSOC on 29 July 2015. The first AC-130J gunships achieved initial operational capability (IOC) on 30 September 2017. The AC-130J has two planned increments: the Block 10 configuration includes an internal 30 mm gun, small diameter bombs, and laser-guided missiles launched from the rear cargo door; and Block 20 configuration adds a 105 mm cannon, large aircraft infrared countermeasures, wing-mounted Hellfire missiles, and radio-frequency countermeasures.
The Air Force decided to add a 105 mm cannon to the AC-130J in addition to the 30 mm cannon and smart bombs, the shells being more accurate and cheaper than dropping SDBs. AFSOC is actively pursuing a directed-energy weapon on board the AC-130J in place of the 30 mm gun by 2022, similar to the previous Advanced Tactical Laser program. It is to produce a beam of up to 120 kW, or potentially even 180–200 kW, weigh about , defensively destroy antiaircraft missiles, and offensively engage communications towers, boats, cars, and aircraft. However, laser armament may only be installed on a few aircraft rather than the entire AC-130J fleet; the laser will be mounted on the side in place of the 30 mm cannon. Other potential additions include an active denial system to perform airborne crowd control, and small unmanned aerial vehicles from the CLTs to provide remote video feed and coordinates to weapons operators through cloud cover. Called the Tactical Off-board Sensor (TOBS), the drones would be expendable and fly along a programmed orbit to verify targets the aircraft cannot see itself because of bad weather or standing off from air defenses. AFSOC was to initially use the Raytheon Coyote small UAV for the TOBS mission, as it is an off-the-shelf design with a one-hour endurance, but plans to fulfill the role with a new drone capable of a four-hour endurance by 2019.
The Air Force was also interested in acquiring a glide bomb that can be launched from the CLTs, capable of hitting ground vehicles traveling as fast as 120 km/h (70 mph) while above . In June 2016, Dynetics was awarded a contract by SOCOM to integrate its tactical munition onto the AC-130. Designated the GBU-69/B Small Glide Munition, the weapon weighs and is armed with a blast-fragmentation warhead that can detonate by direct impact or at a selected height; despite being smaller, being unpowered allows for its warhead to be heavier than those on the Hellfire and Griffin A missiles, and , respectively. Guidance is provided by a GPS receiver with antispoofing software and four distributed-aperture semiactive laser seeker apertures adapted from the WGU-59/B APKWS for terminal guidance. Approval for fielding occurred in early 2017. Dynetics was awarded a contract to deliver an initial batch of 70 SGMs in June 2017, with plans to buy up to 1,000. The SGM can travel .
Future
, AC-130 gunships have been providing close air support for special operators for 56 years. Although the aircraft have been kept relevant through constant upgrades to their weaponry, sensor packages, and countermeasures, they are not expected to be survivable in future nonpermissive environments due to their high signatures and low airspeeds. Military analysts, such as the Center for Strategic and Budgetary Assessments, have suggested that AFSOC invest in more advanced technologies to fill the role to operate in future contested combat zones, including a mix of low-cost disposable unmanned and stealthy strike aircraft.
Design
Overview
The AC-130 is a heavily armed, long-endurance aircraft carrying an array of weapons against ground targets that are integrated with sophisticated sensors, navigation, and fire-control systems. It is capable of delivering precision firepower or area-saturation fire over a target area over a long period of time, at night, or in adverse weather. The sensor suite consists of an electro-optical image sensor, infrared sensor, and radar. These sensors allow the gunship to visually or electronically identify friendly ground forces and targets in most weather conditions.
The AC-130U is equipped with the AN/APQ-180, a synthetic aperture radar, for long-range target detection and identification. The gunship's navigational devices include inertial navigation systems and a global positioning system. The AC-130U employs technologies developed in the 1990s, which allow it to attack two targets simultaneously. It has twice the munitions capacity of the AC-130H. Although the AC-130U conducts some operations in daylight, most of its combat missions are conducted at night. The AC-130H's unit cost is US$132.4 million, and the AC-130U's cost is $190 million (fiscal 2001 dollars).
Upgrades
During the Vietnam War era, the various AC-130 versions following the Pave Pronto modifications were equipped with a magnetic anomaly detector system called Black Crow (designated AN/ASD-5), a highly sensitive passive device with a phased-array antenna located in the left-front nose radome that could pick up localized deviations in the Earth's magnetic field normally used to detect submerged submarines. The Black Crow system was slaved into the targeting computers of the AC-130A/E/H, enabling the detection of the unshielded ignition coils of North Vietnamese trucks hidden under dense jungle foliage along the Ho Chi Minh Trail. It could also detect hand-held transmitter signals of air controllers on the ground to identify and locate targets.
The PGM-38/U enhanced 25 mm high-explosive incendiary round was created to expand the AC-130U gunships' mission in standoff range and survivability for its 25 mm GAU-12/U gun. This round is a combination of the existing PGU-25 HEI and a M758 fuze designated as FMU-151/B to meet the MIL-STD-1316. The FMU-151 has an improved arming delay with multisensitive range.
Operational history
Vietnam War
The AC-130 gunship first arrived in South Vietnam on 21 September 1967 under the Gunship II program and began combat operations over Laos and South Vietnam that same year. In June 1968, AC-130s were deployed to Tan Son Nhut AB near Saigon for support against the Tet Offensive. By 30 October 1968, enough AC-130 Gunship IIs arrived to form a squadron, the 16th Special Operations Squadron of the 8th Tactical Fighter Wing, at Ubon Royal Thai Air Force Base, Thailand. At this time, the C-130A gunship was designated the AC-130A.
On 18 August 1968, an AC-130 gunship flying an armed reconnaissance mission in Vietnam's III Corps was diverted to support the Katum Special Forces Camp. The ground commander quickly assessed the accurate fire and capabilities of this weapons system and called for fire on his own perimeter when the Viet Cong attempted to bridge the wire on the west side of his position.
By December 1968, most AC-130s flew under F-4 Phantom II escort (to protect the gunship against heavy and concentrated antiaircraft fire) from the 497th Tactical Fighter Squadron, normally three Phantoms per gunship. On 24 May 1969, the first Spectre gunship was lost to enemy fire.
In late 1969, under code name "Surprise Package", 56-0490 arrived with solid-state, laser-illuminated, low light-level TV with a companion YAG laser designator, an improved forward-looking infrared (FLIR) sensor, video recording for TV and FLIR, an inertial navigation system, and a prototype digital fire-control computer. The remaining AC-130s were refitted with upgraded similar equipment in the summer of 1970, and then redeployed to Ubon RTAFB. On 25 October 1971, the first "Cadillac" gunship, the AC-130E, arrived in Vietnam. On 17 February 1972, the first 105 mm cannon arrived for service with Spectre and was installed on Gunship 570. It was used from mid-February until the aircraft received battle damage to its right flap. The cannon was switched to Gunship 571 and was used until 30 March when the aircraft was shot down.
On 28 January 1973, the Vietnam peace accord went into effect, marking the end of Spectre operations in Vietnam. Spectre was still needed and active in the region, supporting operations in Laos and Cambodia. On 22 February 1973, American offensive operations in Laos ended and the gunships became totally committed to operations in the Cambodian conflict.
On 12 April 1975, the Khmer Rouge was threatening the capital of Phnom Penh and AC-130s were called on to help in Operation Eagle Pull, the final evacuation of American and allied officials from Phnom Penh before it was conquered by the communists. The AC-130 was also over Saigon on 30 April 1975 to protect the final evacuation in Operation Frequent Wind. Spectres were also called in when the USS Mayaguez was seized, on the open sea, by Khmer Rouge soldiers and sailors on 15 May 1975.
Six AC-130s and 52 air crew members were lost during the war. AC-130s reportedly destroyed more than 10,000 trucks and participated in many crucial close-air-support missions in Vietnam.
Cold War and later action
With the conclusion of hostilities in Southeast Asia in the mid-1970s, the AC-130H became the sole gunship in the regular Air Force, home based at Hurlburt Field, Florida, while the AC-130A fleet was transferred to the Air Force Reserve's 919th Tactical Airlift Group (919 TAG) at Eglin AFB Auxiliary Field #3/Duke Field, Florida. With the transition to the AC-130A, the 919 TAG was then redesignated as the 919th Special Operations Group.
In the late 1970s, when the AC-130H fleet was first being modified for in-flight refueling capability, a demonstration mission was planned and flown from Hurlburt Field, Florida, nonstop, to conduct a 2-hour live-fire mission over Empire Firing Range in the Republic of Panama, then return home. This 13-hour mission with two in-flight refuelings from KC-135 tankers proved the validity of flying long-range missions outside the contiguous United States to attack targets then return to home base without intermediate stops.
AC-130s from both the 4th and 16th Special Operations Squadrons have been deployed in nearly every conflict in which the United States has been involved, officially and unofficially, since the end of the Vietnam War.
In July 1979, AC-130H crews deployed to Howard Air Force Base, Panama, as a precaution against possible hostile actions against American personnel during the Nicaraguan Revolution. New time aloft and nonstop distance records were subsequently set by a 16th SOS two-ship AC-130H formation flight that departed Hurlburt Field on 13 November 1979 and landed on 15 November at Andersen Air Force Base, Guam, a distance of and 29 hours 43 minutes nonstop, refueling four times in-flight. Refueling support for the Guam deployment was provided by KC-135 crews from the 305th Air Refueling Wing from Grissom AFB, Indiana.
In November 1979, four AC-130H gunships flew nonstop from Hurlburt Field to Anderson AFB, Guam, because of the hostage situation at the US Embassy in Iran. On Guam, AC-130H crews developed communications-out/lights-out refueling procedures for later employment by trial-and-error. This deployment with the 1 SOW/CC as task force commander was directed from the office of the CJCS for fear that Iranian militants could begin executing American Embassy personnel who had been taken hostage on 4 November. One early option considered AC-130H retaliatory punitive strikes deep within Iran. Later gunship flights exceeded the 1979 Hurlburt-to-Guam flight. Upon return in March 1980, the four planes soon found themselves in Egypt to support the ill-fated hostage rescue attempt.
During Operation Urgent Fury in Grenada in 1983, AC-130s suppressed enemy air-defense systems and attacked ground forces enabling the assault of the Point Salines Airfield via airdrop and air-land of friendly forces. The AC-130 aircrew earned the Lieutenant General William H. Tunner Award for the mission.
The AC-130Hs of the 16th Special Operations Squadron unit maintained an ongoing rotation to Howard AB, Panama, monitoring activities in El Salvador and other Central American points of interest, with rules of engagement eventually permitting attacks on FMLN targets. This commitment of maintainers and crews started in 1983 and lasted until 1990. The AC-130 is considered to have hastened the end of the Salvadoran Civil War in the 1980s. Crews flew undercover missions from Honduras and attacked guerrilla camps and concentrations.
AC-130s also had a primary role during the United States invasion of Panama (named Operation Just Cause) in 1989, when they destroyed Panama Defense Force headquarters and numerous command-and-control facilities, and provided close air support for US ground troops. Aircrews earned the Mackay Trophy for the most meritorious flight of the year, and the Tunner Award.
Gulf War and the 1990s
During the Gulf War of 1990–1991 (Operations Desert Shield and Desert Storm), Regular Air Force and Air Force Reserve AC-130s provided close air support and force protection (air base defense) for ground forces, and battlefield interdiction. The primary interdiction targets were early-warning/ground-control intercept sites along the southern border of Iraq. At its standard altitude of , the aircraft had a proven ability to engage moving ground targets. The first gunship to enter the Battle of Khafji helped stop a southbound Iraqi armored column on 29 January 1991. One day later, three more gunships provided further aid to Marines participating in the operation. The gunships attacked Iraqi positions and columns moving south to reinforce their positions north of the city.
Despite the threat of SAMs and increasing visibility during the early morning hours of 31 January 1991, one AC-130H, AF Serial No. 69-6567, call-sign Spirit 03, opted to stay to continue to protect the Marines. A lone Iraqi with a Strela-2 MANPADS shot Spirit 03 down, and all 14 crew members were killed. The loss of Spirit 03 did however result in the US DoD joining the development of the AN/AAQ-24 Directed Infrared Countermeasures System which, in its updated laser-based form, is now a common fit across large US military aircraft.
The military has used AC-130 gunships during the humanitarian operations in Somalia (Operation Restore Hope and Operation United Shield) in 1992–93 and Operation Uphold Democracy in Haiti in 1994. AC-130s took part in Operation Assured Response in Liberia in 1996 and in Operation Silver Wake in 1997, the evacuation of American non-combatants from Albania.
AC-130s took part in the NATO missions in Bosnia and Herzegovina and Kosovo during the 1990s.
The AC-130U gunship set a new record for the longest sustained flight by any C-130 on 22 and 23 October 1997, when two AC-130U gunships flew 36 hours nonstop from Hurlburt Field to Taegu Air Base (Daegu), South Korea, being refueled seven times in the air by KC-135 tankers. The two gunships took on 410,000 lb (186,000 kg) of fuel. Gunships also were part of the buildup of US forces in 1998 to compel Iraq to allow UNSCOM weapons inspections.
War on Terror
The US has used gunships with deployments to the War in Afghanistan (Operation Enduring Freedom, Operation Freedom's Sentinel) (2001–2021), and Iraq War (Operation Iraqi Freedom) (2003–2011). AC-130 strikes were directed by special forces on known Taliban locations during the early days of the war in Afghanistan. US Special Operations Forces used the AC-130 to support its operations. The day after arriving in Afghanistan, the AC-130s attacked Taliban and Al-Qaeda forces near the city of Konduz and were directly responsible for the city's surrender the next day. On 26 November 2001, Spectres were called in to put down a rebellion at the prison fort of Qala-I-Janghi. The 16 SOS flew missions over Mazar-i-Sharif, Kunduz, Kandahar, Shkin, Asadabad, Bagram, Baghran, Tora Bora, and virtually every other part of Afghanistan. The Spectre participated in countless operations within Afghanistan, performing on-call close air support and armed reconnaissance. In March 2002, three AC-130 Spectres provided 39 crucial combat missions in support of Operation Anaconda in Afghanistan. During the intense fighting, the planes fired more than 1,300 40 mm and 1,200 105 mm rounds.
Close air support was the main mission of the AC-130 in Iraq. Night after night, at least one AC-130 was in the air to fulfill one or more air-support requests (ASRs). A typical mission had the AC–130 supporting a single brigade's ASRs followed by aerial refueling and another two hours with another brigade or SOF team. The use of AC-130s in places like Fallujah, urban settings where insurgents were among crowded populations of non-combatants, was criticized by human rights groups. AC-130s were also used for intelligence gathering with their sophisticated long-range video, infrared and radar sensors. In 2007, US Special Operations forces also used the AC-130 in attacks on suspected Al-Qaeda militants in Somalia.
Eight AC-130H and 17 AC-130U aircraft were in active-duty service as of July 2010. In March 2011, the Air Force deployed two AC-130U gunships to take part in Operation Odyssey Dawn, the US military intervention in Libya, which eventually came under NATO as Operation Unified Protector.
By September 2013, 14 MC-130W Dragon Spear aircraft have been converted to AC-130W Stinger II gunships. The Stinger gunships have been deployed to Afghanistan to replace the aging AC-130H aircraft and provide an example for the new AC-130J Ghostrider. Modifications began by cutting holes in the plane to make room for weapons and adding kits and bomb bases for laser-guided munitions. Crews added a 105 mm cannon, 20-inch infrared and electro-optical sensors, and the ability to carry 250-lb bombs on the wings.
The final AC-130H Spectre gunship, tail number 69-6569 "Excalibur" was retired on 26 May 2015 at Cannon Air Force Base, New Mexico.
On 15 November 2015, two days after the attacks in Paris by ISIL, AC-130s and A-10 Thunderbolt II attack aircraft destroyed a convoy of over 100 ISIL-operated oil tanker trucks in Syria. The attacks were part of an intensification of the US-led military intervention against ISIL called Operation Tidal Wave II (named after the original Operation Tidal Wave during World War II, a failed attempt to raid German oil fields that resulted in heavy aircraft and aircrew loss) in an attempt to cut off oil smuggling as a source of funding for the group.
On 3 October 2015, an AC-130 mistakenly attacked the Doctors Without Borders hospital in Kunduz, Afghanistan, killing 42 people and injuring over 30. In five separate runs, the gunship struck the hospital, that was erroneously identified as the source of attacks on coalition members. Subsequent inquiries led to punishment of 16 military personnel and cited "human error" as the root cause.
On 30 September 2017, the Air Force declared the AC-130J Ghostrider had achieved initial operational capability, with six gunships having been delivered; the aircraft is planned to reach full operational capability by 2023 with 37 gunships delivered. The J-variant is lighter and more fuel efficient than previous versions, able to fly at with a range of and service ceiling of . The AC-130U returned from its final combat deployment on 8 July 2019; the final AC-130U was retired in June 2020. AFSOC started taking delivery of the AC-130J in spring 2019, and the aircraft began deploying to Afghanistan by the summer.
Variants
In service
AC-130J Ghostrider
Based on MC-130J; 32 aircraft were procured as of 2014 to replace the AC-130H. As of 2018, the first AC-130J Ghostrider squadron, the 73rd Special Operations Squadron, is operating from Hurlburt Field, Florida.
Retired
AC-130A Spectre (Project Gunship II, Surprise Package, Pave Pronto)
Conversions of C-130As; 19 completed; transferred to Air Force Reserve in 1975, retired in 1995.
AC-130E Spectre (Pave Spectre, Pave Aegis)
Conversions of C-130Es; 11 completed; 10 upgraded to AC-130H configuration.
AC-130H Spectre
Upgraded AC-130E aircraft; 8 completed; last aircraft retired in 2015.
AC-130U Spooky
The 3rd generation AC-130 gunship. The variant was retired in June 2020.
AC-130W Stinger II (formerly known as the MC-130W Dragon Spear)
Conversions of 14 MC-130W Combat Spears. The variant was retired in July 2022.
Operators
United States Air Force
Detachment 2, 14th Air Commando Wing – Nha Trang Air Base, South Vietnam 1967–1968
8th Tactical Fighter Wing – Ubon/Korat Royal Thai Air Force Base, Thailand 1968–1975
16th Special Operations Squadron
1st Special Operations Wing – Hurlburt Field, Florida 1975–1993, 2006–present
4th Special Operations Squadron 2006–present
8th Special Operations Squadron 1975
16th Special Operations Squadron 1975–1993, 2006–2007
18th Flight Test Squadron 1991–1993, 2006–2017
19th Special Operations Squadron 2006–2017
73rd Special Operations Squadron 2018–present
16th Special Operations Wing – Hurlburt Field, Florida 1993–2006
4th Special Operations Squadron 1995–2006
73rd Special Operations Squadron 2007–2015
18th Flight Test Squadron
19th Special Operations Squadron 1996–2006
27th Special Operations Wing – Cannon AFB, New Mexico 2007–
16th Special Operations Squadron
17th Special Operations Squadron
551st Special Operations Squadron
46th Test Wing – Eglin AFB, Florida 2014–present
413th Flight Test Squadron
412th Test Wing – Edwards AFB, California 1990–1995
418th Flight Test Squadron
492d Special Operations Wing – Hurlburt Field, Florida 2017–present
18th Flight Test Squadron
19th Special Operations Squadron
919th Special Operations Wing – Duke Field, Florida 1975–1995
711th Special Operations Squadron
Aircraft on display
One of the first seven AC-130A aircraft deployed to Vietnam was AF serial no. 53–3129, named First Lady in November 1970. This aircraft was a conversion of the first production C-130. On 25 March 1971, it took an anti-aircraft artillery hit in the belly just aft of the nose gear wheel well over the Ho Chi Minh trail in Laos. The 37 mm shell destroyed everything below the crew deck and barely missed striking two crew members. The pilot was able to crash land the aircraft safely. In 1975, after the conclusion of US involvement in the Vietnam war, it was transferred to the Air Force Reserve, where it served with the 711th Special Operations Squadron of the 919th Special Operations Wing. In 1980, the aircraft was upgraded from the original three-bladed propellers to the quieter four-bladed propellers and was eventually retired in late 1995. The retirement also marked an end to the Air Force Reserve Command flying the AC-130A. The aircraft now sits on display in the final Air Force Reserve Command configuration with grey paint, black markings, and the four-bladed Hamilton Sunstrand 54H60-91 props at the Air Force Armament Museum at Eglin Air Force Base, Florida, USA.
A second aircraft, AF serial no. 56–0509, named the Ultimate End, was originally accepted as a C-130A by the Air Force on 28 February 1957, and modified to the AC-130A configuration on 27 July 1970. The aircraft participated in the Vietnam War and the rescue of the SS Mayaguez. Ultimate End demonstrated the durability of the C-130 after surviving hits in five places by 37 mm anti-aircraft artillery on 12 December 1970, extensive left wing leading edge damage on 12 April 1971 and a 57 mm round damaging the belly and injuring one crewman on 4 March 1972. "Ultimate End" was reassigned to the Air Force Reserve's 919th Special Operations Wing at Eglin AFB Auxiliary Field No.3 / Duke Field on 17 June 1975, where it continued in service until retired in the fall 1994 and transferred to Air Force Special Operations Command's Heritage Air Park at Hurlburt Field, Florida. While assigned to the 711th Special Operations Squadron, Ultimate End served in Operations JUST CAUSE in Panama, DESERT STORM in Kuwait and Iraq, and UPHOLD DEMOCRACY in Haiti. After 36 years and seven months of service, 24 years as a gunship, Ultimate End retired from service on 1 October 1994. It made its last flight from Duke Field to Hurlburt Field on 20 October 1994. The Spectre Association dedicated "Ultimate End" (which served with the 16 SOS in Vietnam) on 4 May 1995. Lt Col Michael Byers, then 16 SOS commander, represented the active-duty gunship force and Clyde Gowdy of the Spectre Association represented all Spectre personnel past and present for the unveiling of a monument at the aircraft and the dedication as a whole.
A third AC-130A, AF serial no. 54–1630, is on display in the Cold War Gallery at the National Museum of the United States Air Force at Wright-Patterson AFB, Ohio. Named Azrael for the angel of death in Islam who severs the soul from the body, this aircraft figured prominently in the closing hours of Operation Desert Storm. On 26 February 1991, Coalition ground forces were driving the Iraqi Army out of Kuwait. With an Air Force Reserve crew called to active duty, Azrael was sent to the Al Jahra highway (Highway 80) between Kuwait City and Basra, Iraq, to intercept the convoys of tanks, trucks, buses, and cars fleeing the battle. Facing SA-6 and SA-8 surface-to-air missiles and 37 mm and 57 mm radar-guided anti-aircraft artillery the crew attacked and destroyed or disabled most of the convoys. Azrael was also assigned to the 919th Special Operations Wing and retired to the museum in October 1995.
Another AC-130A, AF serial no. 54–1626, the original prototype AC-130 named "Gunship II" is on display at the outdoor Air Park at the National Museum of the United States Air Force at Wright-Patterson AFB, Ohio. This aircraft served in Southeast Asia from 1967 to 1972, then served in JC-130A test configuration. It was transferred to the National Museum of the United States Air Force in 1976, and converted back to AC-130A configuration in the late 1990s.
AC-130A serial no. 54–1623, c/n 3010, named "Ghost Rider" served in Southeast Asia and later conflicts until being retired in 1997 to Dobbins AFB, Georgia. Ghost Rider eventually was transferred and displayed at the Aviation Wing Museum at Marietta, Georgia.
AC-130H serial no. 69-6575, named "Wicked Wanda" is on display at the Hurlburt Field, FL airpark. Hurlburt Field adds AC-130H, MC-130 to air park
AC-130U serial no. 87-0128, named "Big Daddy" is on display at the Hurlburt Field, FL airpark. Hurlburt Field Airpark Adventure: The AC-130U Spooky Gunship
Specifications (AC-130)
Notable appearances in media
See also
References
Further reading
(AC-130 refs loaded throughout book)
External links
"Gunship History", Spectre Association.
"Powerful Gunships Prowl Iraq, and Limits Show" on NPR from All Things Considered.
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(1977) T.O. 1C-130(A)A-1 Flight Manual USAF Series AC-130A Airplane (Part 1), (Part 2)
C-130, A
C-130, A
1960s United States attack aircraft
Four-engined tractor aircraft
High-wing aircraft
Four-engined turboprop aircraft
Aircraft artillery
Gunships
AC-130
Aircraft first flown in 1966
Military equipment of the Vietnam War |
3162 | https://en.wikipedia.org/wiki/Arbitrage | Arbitrage | In economics and finance, arbitrage (, ) is the practice of taking advantage of a difference in prices in two or more markets; striking a combination of matching deals to capitalise on the difference, the profit being the difference between the market prices at which the unit is traded. When used by academics, an arbitrage is a transaction that involves no negative cash flow at any probabilistic or temporal state and a positive cash flow in at least one state; in simple terms, it is the possibility of a risk-free profit after transaction costs. For example, an arbitrage opportunity is present when there is the possibility to instantaneously buy something for a low price and sell it for a higher price.
In principle and in academic use, an arbitrage is risk-free; in common use, as in statistical arbitrage, it may refer to expected profit, though losses may occur, and in practice, there are always risks in arbitrage, some minor (such as fluctuation of prices decreasing profit margins), some major (such as devaluation of a currency or derivative). In academic use, an arbitrage involves taking advantage of differences in price of a single asset or identical cash-flows; in common use, it is also used to refer to differences between similar assets (relative value or convergence trades), as in merger arbitrage.
The term is mainly applied to trading in financial instruments, such as bonds, stocks, derivatives, commodities, and currencies. People who engage in arbitrage are called arbitrageurs ().
Arbitrage has the effect of causing prices of the same or very similar assets in different markets to converge.
Etymology
"Arbitrage" is a French word and denotes a decision by an arbitrator or arbitration tribunal (in modern French, "" usually means referee or umpire). In the sense used here, it was first defined in 1704 by Mathieu de la Porte in his treatise "" as a consideration of different exchange rates to recognise the most profitable places of issuance and settlement for a bill of exchange (" [, in modern spelling] ".)
Arbitrage-free
If the market prices do not allow for profitable arbitrage, the prices are said to constitute an arbitrage equilibrium, or an arbitrage-free market. An arbitrage equilibrium is a precondition for a general economic equilibrium. The "no arbitrage" assumption is used in quantitative finance to calculate a unique risk neutral price for derivatives.
Arbitrage-free pricing approach for bonds
Arbitrage-free pricing for bonds is the method of valuing a coupon-bearing financial instrument by discounting its future cash flows by multiple discount rates. By doing so, a more accurate price can be obtained than if the price is calculated with a present-value pricing approach. Arbitrage-free pricing is used for bond valuation and to detect arbitrage opportunities for investors.
For the purpose of valuing the price of a bond, its cash flows can each be thought of as packets of incremental cash flows with a large packet upon maturity, being the principal. Since the cash flows are dispersed throughout future periods, they must be discounted back to the present. In the present-value approach, the cash flows are discounted with one discount rate to find the price of the bond. In arbitrage-free pricing, multiple discount rates are used.
The present-value approach assumes that the bond yield will stay the same until maturity. This is a simplified model because interest rates may fluctuate in the future, which in turn affects the yield on the bond. For this reason, the discount rate may differ for each cash flow. Each cash flow can be considered a zero-coupon instrument that pays one payment upon maturity. The discount rates used should be the rates of multiple zero-coupon bonds with maturity dates the same as each cash flow and similar risk as the instrument being valued. By using multiple discount rates, the arbitrage-free price is the sum of the discounted cash flows. Arbitrage-free price refers to the price at which no price arbitrage is possible.
The idea of using multiple discount rates obtained from zero-coupon bonds and discounting a similar bond's cash flow to find its price is derived from the yield curve, which is a curve of the yields of the same bond with different maturities. This curve can be used to view trends in market expectations of how interest rates will move in the future. In arbitrage-free pricing of a bond, a yield curve of similar zero-coupon bonds with different maturities is created. If the curve were to be created with Treasury securities of different maturities, they would be stripped of their coupon payments through bootstrapping. This is to transform the bonds into zero-coupon bonds. The yield of these zero-coupon bonds would then be plotted on a diagram with time on the x-axis and yield on the y-axis.
Since the yield curve displays market expectations on how yields and interest rates may move, the arbitrage-free pricing approach is more realistic than using only one discount rate. Investors can use this approach to value bonds and find price mismatches, resulting in an arbitrage opportunity. If a bond valued with the arbitrage-free pricing approach turns out to be priced higher in the market, an investor could have such an opportunity:
Investor shorts the bond at price at time t1.
Investor longs the zero-coupon bonds making up the related yield curve and strips and sells any coupon payments at t1.
As t>t1, the price spread between the prices will decrease.
At maturity, the prices will converge and be equal. Investor exits both the long and short positions, realising a profit.
If the outcome from the valuation were the reverse case, the opposite positions would be taken in the bonds. This arbitrage opportunity comes from the assumption that the prices of bonds with the same properties will converge upon maturity. This can be explained through market efficiency, which states that arbitrage opportunities will eventually be discovered and corrected. The prices of the bonds in t1 move closer together to finally become the same at tT.
Conditions for arbitrage
Arbitrage may take place when:
the same asset does not trade at the same price on all markets ("the law of one price").
two assets with identical cash flows do not trade at the same price.
an asset with a known price in the future does not today trade at its future price discounted at the risk-free interest rate (or the asset has significant costs of storage; so this condition holds true for something like grain but not for securities).
Arbitrage is not simply the act of buying a product in one market and selling it in another for a higher price at some later time. The transactions must occur simultaneously to avoid exposure to market risk, or the risk that prices may change in one market before both transactions are complete. In practical terms, this is generally possible only with securities and financial products that can be traded electronically, and even then, when each leg of the trade is executed, the prices in the market may have moved. Missing one of the legs of the trade (and subsequently having to trade it soon after at a worse price) is called 'execution risk' or more specifically 'leg risk'.
In the simplest example, any good sold in one market should sell for the same price in another. Traders may, for example, find that the price of wheat is lower in agricultural regions than in cities, purchase the good, and transport it to another region to sell at a higher price. This type of price arbitrage is the most common, but this simple example ignores the cost of transport, storage, risk, and other factors. "True" arbitrage requires that there is no market risk involved. Where securities are traded on more than one exchange, arbitrage occurs by simultaneously buying in one and selling on the other.
See rational pricing, particularly § arbitrage mechanics, for further discussion.
Mathematically it is defined as follows:
where , denotes the portfolio value at time t and T is the time the portfolio ceases to be available on the market. This means that the value of the portfolio is never negative, and guaranteed to be positive at least once over its lifetime.
Negative, or anti-, arbitrage is similarly defined as
and occurs naturally in arbitrage relations as the seller view as opposed to the buyer view.
Price convergence
Arbitrage has the effect of causing prices in different markets to converge. As a result of arbitrage, the currency exchange rates, the price of commodities, and the price of securities in different markets tend to converge. The speed at which they do so is a measure of market efficiency. Arbitrage tends to reduce price discrimination by encouraging people to buy an item where the price is low and resell it where the price is high (as long as the buyers are not prohibited from reselling and the transaction costs of buying, holding, and reselling are small, relative to the difference in prices in the different markets).
Arbitrage moves different currencies toward purchasing power parity. Assume that a car purchased in the United States is cheaper than the same car in Canada. Canadians would buy their cars across the border to exploit the arbitrage condition. At the same time, Americans would buy US cars, transport them across the border, then sell them in Canada. Canadians would have to buy American dollars to buy the cars and Americans would have to sell the Canadian dollars they received in exchange. Both actions would increase demand for US dollars and supply of Canadian dollars. As a result, there would be an appreciation of the US currency. This would make US cars more expensive and Canadian cars less so until their prices were similar. On a larger scale, international arbitrage opportunities in commodities, goods, securities, and currencies tend to change exchange rates until the purchasing power is equal.
In reality, most assets exhibit some difference between countries. These, transaction costs, taxes, and other costs provide an impediment to this kind of arbitrage. Similarly, arbitrage affects the difference in interest rates paid on government bonds issued by the various countries, given the expected depreciation in the currencies relative to each other (see interest rate parity).
Risks
Arbitrage transactions in modern securities markets involve fairly low day-to-day risks, but can face extremely high risk in rare situations, particularly financial crises, and can lead to bankruptcy. Formally, arbitrage transactions have negative skew – prices can get a small amount closer (but often no closer than 0), while they can get very far apart. The day-to-day risks are generally small because the transactions involve small differences in price, so an execution failure will generally cause a small loss (unless the trade is very big or the price moves rapidly). The rare case risks are extremely high because these small price differences are converted to large profits via leverage (borrowed money), and in the rare event of a large price move, this may yield a large loss.
The principal risk, which is typically encountered on a routine basis, is classified as execution risk. This transpires when an aspect of the financial transaction does not materialize as anticipated. Infrequent, albeit critical, risks encompass counterparty and liquidity risks. The former, counterparty risk, is characterized by the failure of the other participant in a substantial transaction, or a series of transactions, to fulfill their financial obligations. Liquidity risk, conversely, emerges when an entity is necessitated to allocate additional monetary resources as margin, but encounters a deficit in the required capital.
In the academic literature, the idea that seemingly very low-risk arbitrage trades might not be fully exploited because of these risk factors and other considerations is often referred to as limits to arbitrage.
Execution risk
Generally, it is impossible to close two or three transactions at the same instant; therefore, there is the possibility that when one part of the deal is closed, a quick shift in prices makes it impossible to close the other at a profitable price. However, this is not necessarily the case. Many exchanges and inter-dealer brokers allow multi legged trades (e.g. basis block trades on LIFFE).
Competition in the marketplace can also create risks during arbitrage transactions. As an example, if one was trying to profit from a price discrepancy between IBM on the NYSE and IBM on the London Stock Exchange, they may purchase a large number of shares on the NYSE and find that they cannot simultaneously sell on the LSE. This leaves the arbitrageur in an unhedged risk position.
In the 1980s, risk arbitrage was common. In this form of speculation, one trades a security that is clearly undervalued or overvalued, when it is seen that the wrong valuation is about to be corrected. The standard example is the stock of a company, undervalued in the stock market, which is about to be the object of a takeover bid; the price of the takeover will more truly reflect the value of the company, giving a large profit to those who bought at the current price, if the merger goes through as predicted. Traditionally, arbitrage transactions in the securities markets involve high speed, high volume, and low risk. At some moment a price difference exists, and the problem is to execute two or three balancing transactions while the difference persists (that is, before the other arbitrageurs act). When the transaction involves a delay of weeks or months, as above, it may entail considerable risk if borrowed money is used to magnify the reward through leverage. One way of reducing this risk is through the illegal use of inside information, and risk arbitrage in leveraged buyouts was associated with some of the famous financial scandals of the 1980s, such as those involving Michael Milken and Ivan Boesky.
Mismatch
Another risk occurs if the items being bought and sold are not identical and the arbitrage is conducted under the assumption that the prices of the items are correlated or predictable; this is more narrowly referred to as a convergence trade. In the extreme case this is merger arbitrage, described below. In comparison to the classical quick arbitrage transaction, such an operation can produce disastrous losses.
Counterparty risk
As arbitrages generally involve future movements of cash, they are subject to counterparty risk: the risk that a counterparty fails to fulfill their side of a transaction. This is a serious problem if one has either a single trade or many related trades with a single counterparty, whose failure thus poses a threat, or in the event of a financial crisis when many counterparties fail. This hazard is serious because of the large quantities one must trade in order to make a profit on small price differences.
For example, if one purchases many risky bonds, then hedges them with CDSes, profiting from the difference between the bond spread and the CDS premium, in a financial crisis, the bonds may default and the CDS writer/seller may fail, due to the stress of the crisis, causing the arbitrageur to face steep losses.
Liquidity risk
Arbitrage trades are necessarily synthetic, leveraged trades, as they involve a short position. If the assets used are not identical (so a price divergence makes the trade temporarily lose money), or the margin treatment is not identical, and the trader is accordingly required to post margin (faces a margin call), the trader may run out of capital (if they run out of cash and cannot borrow more) and be forced to sell these assets at a loss even though the trades may be expected to ultimately make money. In effect, arbitrage traders synthesise a put option on their ability to finance themselves.
Prices may diverge during a financial crisis, often termed a "flight to quality"; these are precisely the times when it is hardest for leveraged investors to raise capital (due to overall capital constraints), and thus they will lack capital precisely when they need it most.
Gray market
Grey market arbitrage is the sale of goods purchased through informal channels to earn the difference in price. Excessive gray market arbitrage will lead to arbitrage behaviors in formal channels, which will reduce returns due to factors such as price confusion, and may even cause prices to plummet in severe cases.
Types
Spatial arbitrage
Also known as geographical arbitrage, this is the simplest form of arbitrage. In spatial arbitrage, an arbitrageur looks for price differences between geographically separate markets. For example, there may be a bond dealer in Virginia offering a bond at 100-12/23 and a dealer in Washington bidding 100-15/23 for the same bond. For whatever reason, the two dealers have not spotted the difference in the prices, but the arbitrageur does. The arbitrageur immediately buys the bond from the Virginia dealer and sells it to the Washington dealer.
Latency arbitrage
For very short amounts of time, the prices of two assets that are either fungible or related by a strict pricing relationship may temporarily go out of sync as the market makers are slow to update the prices. This momentary mispricing creates the opportunity for an arbitrageur to capture the difference between the two prices. For example, the price of calls and puts on an underlying should be related by put-call parity. If these prices are misquoted relative to the put-call parity relationship, it provides an arbitrageur the opportunity to profit from the mispricing.
Latency arbitrage is often mentioned especially in an electronic trading environment, where the use of fast server hardware allows an arbitrageur to capture realize opportunities that may exist for as little as nanoseconds. A study by the Financial Conduct Authority of the United Kingdom found that this practice generates as much as $5 billion per year in profit.
Merger arbitrage
Also called risk arbitrage, merger arbitrage generally consists of buying/holding the stock of a company that is the target of a takeover while shorting the stock of the acquiring company.
Usually, the market price of the target company is less than the price offered by the acquiring company.
The spread between these two prices depends mainly on the probability and the timing of the takeover being completed as well as the prevailing level of interest rates.
The bet in a merger arbitrage is that such a spread will eventually be zero, if and when the takeover is completed. The risk is that the deal "breaks" and the spread massively widens.
Municipal bond arbitrage
Also called municipal bond relative value arbitrage, municipal arbitrage, or just muni arb, this hedge fund strategy involves one of two approaches. The term "arbitrage" is also used in the context of the Income Tax Regulations governing the investment of proceeds of municipal bonds; these regulations, aimed at the issuers or beneficiaries of tax-exempt municipal bonds, are different and, instead, attempt to remove the issuer's ability to arbitrage between the low tax-exempt rate and a taxable investment rate.
Generally, managers seek relative value opportunities by being both long and short municipal bonds with a duration-neutral book. The relative value trades may be between different issuers, different bonds issued by the same entity, or capital structure trades referencing the same asset (in the case of revenue bonds). Managers aim to capture the inefficiencies arising from the heavy participation of non-economic investors (i.e., high income "buy and hold" investors seeking tax-exempt income) as well as the "crossover buying" arising from corporations' or individuals' changing income tax situations (i.e., insurers switching their munis for corporates after a large loss as they can capture a higher after-tax yield by offsetting the taxable corporate income with underwriting losses). There are additional inefficiencies arising from the highly fragmented nature of the municipal bond market which has two million outstanding issues and 50,000 issuers, in contrast to the Treasury market which has 400 issues and a single issuer.
Second, managers construct leveraged portfolios of AAA- or AA-rated tax-exempt municipal bonds with the duration risk hedged by shorting the appropriate ratio of taxable corporate bonds. These corporate equivalents are typically interest rate swaps referencing Libor or SIFMA. The arbitrage manifests itself in the form of a relatively cheap longer maturity municipal bond, which is a municipal bond that yields significantly more than 65% of a corresponding taxable corporate bond. The steeper slope of the municipal yield curve allows participants to collect more after-tax income from the municipal bond portfolio than is spent on the interest rate swap; the carry is greater than the hedge expense. Positive, tax-free carry from muni arb can reach into the double digits. The bet in this municipal bond arbitrage is that, over a longer period of time, two similar instruments—municipal bonds and interest rate swaps—will correlate with each other; they are both very high quality credits, have the same maturity and are denominated in the same currency. Credit risk and duration risk are largely eliminated in this strategy. However, basis risk arises from use of an imperfect hedge, which results in significant, but range-bound principal volatility. The end goal is to limit this principal volatility, eliminating its relevance over time as the high, consistent, tax-free cash flow accumulates. Since the inefficiency is related to government tax policy, and hence is structural in nature, it has not been arbitraged away.
However, many municipal bonds are callable, and this adds substantial risks to the strategy.
Convertible bond arbitrage
A convertible bond is a bond that an investor can return to the issuing company in exchange for a predetermined number of shares in the company.
A convertible bond can be thought of as a corporate bond with a stock call option attached to it.
The price of a convertible bond is sensitive to three major factors:
interest rate. When rates move higher, the bond part of a convertible bond tends to move lower, but the call option part of a convertible bond moves higher (and the aggregate tends to move lower).
stock price. When the price of the stock the bond is convertible into moves higher, the price of the bond tends to rise.
credit spread. If the creditworthiness of the issuer deteriorates (e.g. rating downgrade) and its credit spread widens, the bond price tends to move lower, but, in many cases, the call option part of the convertible bond moves higher (since credit spread correlates with volatility).
Given the complexity of the calculations involved and the convoluted structure that a convertible bond can have, an arbitrageur often relies on sophisticated quantitative models in order to identify bonds that are trading cheap versus their theoretical value.
Convertible arbitrage consists of buying a convertible bond and hedging two of the three factors in order to gain exposure to the third factor at a very attractive price.
For instance an arbitrageur would first buy a convertible bond, then sell fixed income securities or interest rate futures (to hedge the interest rate exposure) and buy some credit protection (to hedge the risk of credit deterioration).
Eventually what he or she would be left with is something similar to a call option on the underlying stock, acquired at a very low price.
He or she could then make money either selling some of the more expensive options that are openly traded in the market or delta hedging his or her exposure to the underlying shares.
Depository receipts
A depositary receipt is a security that is offered as a "tracking stock" on another foreign market. For instance, a Chinese company wishing to raise more money may issue a depository receipt on the New York Stock Exchange, as the amount of capital on the local exchanges is limited. These securities, known as ADRs (American depositary receipt) or GDRs (global depository receipt) depending on where they are issued, are typically considered "foreign" and therefore trade at a lower value when first released. Many ADR's are exchangeable into the original security (known as fungibility) and actually have the same value. In this case, there is a spread between the perceived value and real value, which can be extracted. Other ADR's that are not exchangeable often have much larger spreads. Since the ADR is trading at a value lower than what it is worth, one can purchase the ADR and expect to make money as its value converges on the original. However, there is a chance that the original stock will fall in value too, so by shorting it one can hedge that risk.
Cross-border arbitrage
Cross-border arbitrage exploits different prices of the same stock in different countries:
Example: Apple is trading on NASDAQ at US$108.84. The stock is also traded on the German electronic exchange, XETRA. If 1 euro costs US$1.11, a cross-border trader could enter a buy order on the XETRA at €98.03 per Apple share and a sell order at €98.07 per share.
Some brokers in Germany do not offer access to the U.S. exchanges. Hence if a German retail investor wants to buy Apple stock, he needs to buy it on the XETRA. The cross-border trader would sell the Apple shares on XETRA to the investor and buy the shares in the same second on NASDAQ. Afterwards, the cross-border trader would need to transfer the shares bought on NASDAQ to the German XETRA exchange, where he is obliged to deliver the stock.
In most cases, the quotation on the local exchanges is done electronically by high-frequency traders, taking into consideration the home price of the stock and the exchange rate. This kind of high-frequency trading benefits the public, as it reduces the cost to the German investor and enables them to buy U.S. shares.
Dual-listed companies
A dual-listed company (DLC) structure involves two companies incorporated in different countries contractually agreeing to operate their businesses as if they were a single enterprise, while retaining their separate legal identity and existing stock exchange listings. In integrated and efficient financial markets, stock prices of the twin pair should move in lockstep. In practice, DLC share prices exhibit large deviations from theoretical parity. Arbitrage positions in DLCs can be set up by obtaining a long position in the relatively underpriced part of the DLC and a short position in the relatively overpriced part. Such arbitrage strategies start paying off as soon as the relative prices of the two DLC stocks converge toward theoretical parity. However, since there is no identifiable date at which DLC prices will converge, arbitrage positions sometimes have to be kept open for considerable periods of time. In the meantime, the price gap might widen. In these situations, arbitrageurs may receive margin calls, after which they would most likely be forced to liquidate part of the position at a highly unfavorable moment and suffer a loss. Arbitrage in DLCs may be profitable, but is also very risky.
A good illustration of the risk of DLC arbitrage is the position in Royal Dutch Shell—which had a DLC structure until 2005—by the hedge fund Long-Term Capital Management (LTCM, see also the discussion below). Lowenstein (2000) describes that LTCM established an arbitrage position in Royal Dutch Shell in the summer of 1997, when Royal Dutch traded at an 8 to 10 percent premium. In total, $2.3 billion was invested, half of which was long in Shell and the other half was short in Royal Dutch (Lowenstein, p. 99). In the autumn of 1998, large defaults on Russian debt created significant losses for the hedge fund and LTCM had to unwind several positions. Lowenstein reports that the premium of Royal Dutch had increased to about 22 percent and LTCM had to close the position and incur a loss. According to Lowenstein (p. 234), LTCM lost $286 million in equity pairs trading and more than half of this loss is accounted for by the Royal Dutch Shell trade. (See further under Limits to arbitrage.)
Private to public equities
The market prices for privately held companies are typically viewed from a return on investment perspective (such as 25%), whilst publicly held and or exchange listed companies trade on a price to earnings ratio (P/E) (such as a P/E of 10, which equates to a 10% ROI). Thus, if a publicly traded company specialises in the acquisition of privately held companies, from a per-share perspective there is a gain with every acquisition that falls within these guidelines. E.g., Berkshire Hathaway. Private to public equities arbitrage is a term that can arguably be applied to investment banking in general. Private markets to public markets differences may also help explain the overnight windfall gains enjoyed by principals of companies that just did an initial public offering (IPO).
Regulatory arbitrage
Regulatory arbitrage "is an avoidance strategy of regulation that is exercised as a result of a regulatory inconsistency". In other words, where a regulated institution takes advantage of the difference between its real (or economic) risk and the regulatory position. For example, if a bank, operating under the Basel I accord, has to hold 8% capital against default risk, but the real risk of default is lower, it is profitable to securitise the loan, removing the low-risk loan from its portfolio. On the other hand, if the real risk is higher than the regulatory risk then it is profitable to make that loan and hold on to it, provided it is priced appropriately. Regulatory arbitrage can result in parts of entire businesses being unregulated as a result of the arbitrage.
This process can increase the overall riskiness of institutions under a risk insensitive regulatory regime, as described by Alan Greenspan in his October 1998 speech on The Role of Capital in Optimal Banking Supervision and Regulation.
The term "Regulatory Arbitrage" was used for the first time in 2005 when it was applied by Scott V. Simpson, a partner at law firm Skadden, Arps, to refer to a new defence tactic in hostile mergers and acquisitions where differing takeover regimes in deals involving multi-jurisdictions are exploited to the advantage of a target company under threat.
In economics, regulatory arbitrage (sometimes, tax arbitrage) may refer to situations when a company can choose a nominal place of business with a regulatory, legal or tax regime with lower costs. This can occur particularly where the business transaction has no obvious physical location. In the case of many financial products, it may be unclear "where" the transaction occurs.
Regulatory arbitrage can include restructuring a bank by outsourcing services such as IT. The outsourcing company takes over the installations, buying out the bank's assets and charges a periodic service fee back to the bank. This frees up cashflow usable for new lending by the bank. The bank will have higher IT costs, but counts on the multiplier effect of money creation and the interest rate spread to make it a profitable exercise.
Example:
Suppose the bank sells its IT installations for US$40 million. With a reserve ratio of 10%, the bank can create US$400 million in additional loans (there is a time lag, and the bank has to expect to recover the loaned money back into its books). The bank can often lend (and securitize the loan) to the IT services company to cover the acquisition cost of the IT installations. This can be at preferential rates, as the sole client using the IT installation is the bank. If the bank can generate 5% interest margin on the 400 million of new loans, the bank will increase interest revenues by 20 million. The IT services company is free to leverage their balance sheet as aggressively as they and their banker agree to. This is the reason behind the trend towards outsourcing in the financial sector. Without this money creation benefit, it is actually more expensive to outsource the IT operations as the outsourcing adds a layer of management and increases overhead.
According to PBS Frontline's 2012 four-part documentary, "Money, Power, and Wall Street", regulatory arbitrage, along with asymmetric bank lobbying in Washington and abroad, allowed investment banks in the pre- and post-2008 period to continue to skirt laws and engage in the risky proprietary trading of opaque derivatives, swaps, and other credit-based instruments invented to circumvent legal restrictions at the expense of clients, government, and publics.
Due to the Affordable Care Act's expansion of Medicaid coverage, one form of Regulatory Arbitrage can now be found when businesses engage in "Medicaid Migration", a maneuver by which qualifying employees who would typically be enrolled in company health plans elect to enroll in Medicaid instead. These programs that have similar characteristics as insurance products to the employee, but have radically different cost structures, resulting in significant expense reductions for employers.
Telecom arbitrage
Telecom arbitrage companies allow phone users to make international calls for free through certain access numbers. Such services are offered in the United Kingdom; the telecommunication arbitrage companies get paid an interconnect charge by the UK mobile networks and then buy international routes at a lower cost. The calls are seen as free by the UK contract mobile phone customers since they are using up their allocated monthly minutes rather than paying for additional calls.
Such services were previously offered in the United States by companies such as FuturePhone.com. These services would operate in rural telephone exchanges, primarily in small towns in the state of Iowa. In these areas, the local telephone carriers are allowed to charge a high "termination fee" to the caller's carrier in order to fund the cost of providing service to the small and sparsely populated areas that they serve. However, FuturePhone (as well as other similar services) ceased operations upon legal challenges from AT&T and other service providers.
Statistical arbitrage
Statistical arbitrage is an imbalance in expected nominal values. A casino has a statistical arbitrage in every game of chance that it offers, referred to as the house advantage, house edge, vigorish, or house vigorish.
Gray market
To accomplish arbitrage, the grey market buys items through marketing channels that sell them without the permission of the product trademark owner and sells them in the legitimate market.
A Swiss watch sold by an approved dealer for £42,600 is an excellent example of a grey market product; customers can buy the identical watch for £27,227 on the Chrono24 website, which is an unlicensed 'grey market.'
The fall of Long-Term Capital Management
Long-Term Capital Management (LTCM) lost 4.6 billion U.S. dollars in fixed income arbitrage in September 1998. LTCM had attempted to make money on the price difference between different bonds. For example, it would sell U.S. Treasury securities and buy Italian bond futures. The concept was that because Italian bond futures had a less liquid market, in the short term Italian bond futures would have a higher return than U.S. bonds, but in the long term, the prices would converge. Because the difference was small, a large amount of money had to be borrowed to make the buying and selling profitable.
The downfall in this system began on August 17, 1998, when Russia defaulted on its ruble debt and domestic dollar debt. Because global markets were already nervous due to the 1997 Asian financial crisis, investors began selling non-U.S. treasury debt and buying U.S. treasuries, which were considered a safe investment. As a result, the price on US treasuries began to increase and the return began decreasing because there were many buyers, and the return (yield) on other bonds began to increase because there were many sellers (i.e. the price of those bonds fell). This caused the difference between the prices of U.S. treasuries and other bonds to increase, rather than to decrease as LTCM was expecting. Eventually this caused LTCM to fold, and their creditors had to arrange a bail-out. More controversially, officials of the Federal Reserve assisted in the negotiations that led to this bail-out, on the grounds that so many companies and deals were intertwined with LTCM that if LTCM actually failed, they would as well, causing a collapse in confidence in the economic system. Thus LTCM failed as a fixed income arbitrage fund, although it is unclear what sort of profit was realised by the banks that bailed LTCM out.
See also
Types of financial arbitrage
Arbitrage betting
Covered interest arbitrage
Fixed income arbitrage
Political arbitrage
Options arbitrage
Risk arbitrage
Statistical arbitrage
Triangular arbitrage
Uncovered interest arbitrage
Volatility arbitrage
Related concepts
Airline booking ploys
Algorithmic trading
Arbitrage pricing theory
Coherence (philosophical gambling strategy), analogous concept in Bayesian probability
Cointelation
Drop shipping
Efficient-market hypothesis
Immunization (finance)
Interest rate parity
Intermediation
No free lunch with vanishing risk
TANSTAAFL
Value investing
Notes
References
Greider, William (1997). One World, Ready or Not. Penguin Press. .
Special Situation Investing: Hedging, Arbitrage, and Liquidation, Brian J. Stark, Dow-Jones Publishers. New York, NY 1983. ;
External links
What is Regulatory Arbitrage. Regulatory Arbitrage after the Basel ii framework and the 8th Company Law Directive of the European Union.
What is Online Arbitrage?
Financial markets
Thought experiments |
3165 | https://en.wikipedia.org/wiki/ACF%20Fiorentina | ACF Fiorentina | Associazione Calcio Firenze Fiorentina, commonly referred to as Fiorentina (), is an Italian professional football club based in Florence, Tuscany, Italy. The original team was founded by a merger in August 1926, while the current club was refounded in August 2002 following bankruptcy. Fiorentina have played at the top level of Italian football for the majority of their existence; only four clubs have played in more Serie A seasons.
Fiorentina has won two Italian league titles, in 1955–56 and again in 1968–69, as well as six Coppa Italia trophies and one Supercoppa Italiana. On the European stage, Fiorentina won the UEFA Cup Winners' Cup in 1960–61 and lost the final one year later. They finished runners-up in the 1956–57 European Cup (the first Italian team to reach the final in the top continental competition), the 1989–90 UEFA Cup and the 2022–23 UEFA Europa Conference League.
Fiorentina is one of fifteen European teams that have played in the finals of all three major continental competitions (the European Cup/Champions League, the UEFA Cup Winners' Cup and the UEFA Cup/Europa League) and in 2023, by reaching the UEFA Europa Conference League final, Fiorentina became the first team to reach all four major European club competition finals (excluding the one-off match of the UEFA Super Cup).
Since 1931, the club have played at the Stadio Artemio Franchi, which currently has a capacity of 43,147. The stadium has used several names over the years and has undergone several renovations. Fiorentina are known widely by the nickname Viola, a reference to their distinctive purple colours.
History
Foundation prior to World War II
Associazione Calcio Fiorentina was founded in the autumn of 1926 by local noble and National Fascist Party member Luigi Ridolfi Vay da Verrazzano, who initiated the merger of two older Florentine clubs, CS Firenze and PG Libertas. The aim of the merger was to give Florence a strong club to rival those of the more dominant Italian Football Championship sides of the time from Northwest Italy. Also influential was the cultural revival and rediscovery of , an ancestor of modern football that was played by members of the family.
After a rough start and three seasons in lower leagues, Fiorentina reached the in 1931. That same year saw the opening of the new stadium, originally named after Giovanni Berta, a prominent fascist, but now known as Stadio Artemio Franchi. At the time, the stadium was a masterpiece of engineering, and its inauguration was monumental. To be able to compete with the best teams in Italy, Fiorentina strengthened their team with some new players, notably the Uruguayan Pedro Petrone, nicknamed el Artillero. Despite enjoying a good season and finishing in fourth place, Fiorentina were relegated the following year, although they would return quickly to . In 1941, they won their first Coppa Italia, but the team were unable to build on their success during the 1940s due to World War II and other troubles.
First scudetto and '50–'60s
In 1950, Fiorentina started to achieve consistent top-five finishes in the domestic league. The team consisted of players such as well-known goalkeeper Giuliano Sarti, Sergio Cervato, Francesco Rosella, Guido Gratton, Giuseppe Chiappella, Aldo Scaramucci, Brazilian Julinho, and Argentinian Miguel Montuori. This team won Fiorentina's first scudetto (Italian championship) in 1955–56, 12 points ahead of second-place Milan. Milan beat Fiorentina to top spot the following year. Fiorentina became the first Italian team to play in a European Cup final, when a disputed penalty led to a 2–0 defeat at the hands of Alfredo Di Stéfano's Real Madrid.
Fiorentina were runners-up again in the three subsequent seasons. In the 1960–61 season, the club won the Coppa Italia again and was also successful in Europe, winning the first Cup Winners' Cup against Scottish side Rangers.
After several years of runner-up finishes, Fiorentina dropped away slightly in the 1960s, bouncing from fourth to sixth place, although the club won the Coppa Italia and the Mitropa Cup in 1966.
Second scudetto and '70s
While the 1960s did result in some trophies and good Serie A finishes for Fiorentina, nobody believed that the club could challenge for the title. The 1968–69 season started with Milan as frontrunners, but on matchday 7, they lost to Bologna and were overtaken by Gigi Riva's Cagliari. Fiorentina, after an unimpressive start, then moved to the top of the Serie A, but the first half of their season finished with a 2–2 draw against Varese, leaving Cagliari as outright league leader. The second half of the season was a three-way battle between the three contending teams, Milan, Cagliari and Fiorentina. Milan fell away, instead focusing their efforts on the European Cup, and it seemed that Cagliari would retain top spot. After Cagliari lost against , however, Fiorentina took over at the top. The team then won all of their remaining matches, beating rivals Juve in Turin on the penultimate matchday to seal their second, and last, national title. In the European Cup competition the following year, Fiorentina had some good results, including a win in the Soviet Union against , but they were eventually knocked out in the quarter-finals after a 3–0 defeat in Glasgow to Celtic.
Viola players began the 1970s decade with scudetto sewed on their breast, but the period was not especially fruitful for the team. After a fifth-place finish in 1971, they finished in mid-table almost every year, even flirting with relegation in 1972 and 1978. The Viola did win the Anglo-Italian League Cup in 1974 and won the Coppa Italia again in 1975. The team consisted of young talents like Vincenzo Guerini and Moreno Roggi, who suffered bad injuries, and above all Giancarlo Antognoni, who would later become an idol to Fiorentina's fans. The young average age of the players led to the team being called "Fiorentina Ye-Ye".
Pontello era
In 1980, Fiorentina was bought by Flavio Pontello, who came from a rich house-building family. He quickly changed the team's anthem and logo, leading to some complaints by the fans, but he started to bring in high-quality players such as Francesco Graziani and Eraldo Pecci from Torino; Daniel Bertoni from Sevilla; Daniele Massaro from Monza; and a young Pietro Vierchowod from Como. The team was built around Giancarlo Antognoni, and in 1982, Fiorentina were involved in an exciting duel with rivals Juventus. After a bad injury to Antognoni, the league title was decided on the final day of the season when Fiorentina were denied a goal against Cagliari and were unable to win. Juventus won the title with a disputed penalty and the rivalry between the two teams erupted.
The following years were strange for Fiorentina, who vacillated between high finishes and relegation battles. Fiorentina also bought two interesting players, El Puntero Ramón Díaz and, most significantly, the young Roberto Baggio.
In 1990, Fiorentina fought to avoid relegation right up until the final day of the season, but did reach the UEFA Cup final, where they again faced Juventus. The Turin team won the trophy, but Fiorentina's tifosi once again had real cause for complaint: the second leg of the final was played in Avellino (Fiorentina's home ground was suspended), a city with many Juventus fans, and emerging star Roberto Baggio was sold to the rival team on the day of the final. Pontello, suffering from economic difficulties, was selling all the players and was forced to leave the club after serious riots in Florence's streets. The club was then acquired by the famous filmmaker Mario Cecchi Gori.
Cecchi Gori era: from Champions League to bankruptcy
The first season under Cecchi Gori's ownership was one of stabilisation, after which the new chairman started to sign some good players like Brian Laudrup, Stefan Effenberg, Francesco Baiano and, most importantly, Gabriel Batistuta, who became an iconic player for the team during the 1990s. In 1993, however, Cecchi Gori died and was succeeded as chairman by his son, Vittorio. Despite a good start to the season, Cecchi Gori fired the coach, Luigi Radice, after a defeat against Atalanta, and replaced him with Aldo Agroppi. The results were dreadful: Fiorentina fell into the bottom half of the standings and were relegated on the last day of the season.
Claudio Ranieri was brought in as coach for the 1993–94 season, and that year, Fiorentina dominated Serie B, Italy's second division. Upon their return to Serie A, Ranieri put together a good team centred around new top scorer Batistuta, signing the young talent Rui Costa from Benfica and the new world champion Brazilian defender Márcio Santos. The former became an idol to Fiorentina fans, while the second disappointed and was sold after only a season. The Viola finished the season in tenth place.
The following season, Cecchi Gori bought other important players, namely Swedish midfielder Stefan Schwarz. The club again proved its mettle in cup competitions, winning the Coppa Italia against Atalanta and finishing joint-third in Serie A. In the summer, Fiorentina became the first non-national champions to win the Supercoppa Italiana, defeating Milan 2–1 at the San Siro.
Fiorentina's 1996–97 season was disappointing in the league, but they did reach the Cup Winners' Cup semi-final by beating Gloria Bistrița, Sparta Prague and Benfica. The team lost the semi-final to the eventual winner of the competition, Barcelona (away 1–1; home 0–2). The season's main signings were Luís Oliveira and Andrei Kanchelskis, the latter of whom suffered from many injuries.
At the end of the season, Ranieri left Fiorentina for Valencia in Spain, with Cecchi Gori appointing Alberto Malesani as his replacement. Fiorentina played well but struggled against smaller teams, although they did manage to qualify for the UEFA Cup. Malesani left Fiorentina after only a season and was succeeded by Giovanni Trapattoni. With Trapattoni's expert guidance and Batistuta's goals, Fiorentina challenged for the title in 1998–99 but finished the season in third, earning them qualification for the Champions League. The following year was disappointing in Serie A, but Viola played some historical matches in the Champions League, beating Arsenal 1–0 at the old Wembley Stadium and Manchester United 2–0 in Florence. They were ultimately eliminated in the second group stage.
At the end of the season, Trapattoni left the club and was replaced by Turkish coach Fatih Terim. More significantly, however, Batistuta was sold to Roma, who eventually won the title the following year. Fiorentina played well in 2000–01 and stayed in the top half of Serie A, despite the resignation of Terim and the arrival of Roberto Mancini. They also won the Coppa Italia for the sixth and last time.
The year 2001 heralded major changes for Fiorentina, as the terrible state of the club's finances was revealed: they were unable to pay wages and had debts of around US$50 million. The club's owner, Vittorio Cecchi Gori, was able to raise some more money, but this soon proved to be insufficient to sustain the club. Fiorentina were relegated at the end of the 2001–02 season and went into judicially-controlled administration in June 2002. This form of bankruptcy (sports companies cannot exactly fail in this way in Italy, but they can suffer a similar procedure) meant that the club was refused a place in Serie B for the 2002–03 season, and as a result effectively ceased to exist.
Della Valle era: from fourth tier to Europe (2000s and 2010s)
The club was promptly re-established in August 2002 as Associazione Calcio Fiorentina e Florentia Viola with shoe and leather entrepreneur Diego Della Valle as new owner and the club was admitted into Serie C2, the fourth tier of Italian football. The only player to remain at the club in its new incarnation was Angelo Di Livio, whose commitment to the club's cause further endeared him to the fans. Helped by Di Livio and 30-goal striker Christian Riganò, the club won its Serie C2 group with considerable ease, which would normally have led to a promotion to Serie C1. Due to the bizarre Caso Catania (Catania Case), the club skipped Serie C1 and was admitted into Serie B, something that was only made possible by the Italian Football Federation (FIGC)'s decision to resolve the Catania situation by increasing the number of teams in Serie B from 20 to 24 and promoting Fiorentina for "sports merits". In the 2003 off-season, the club also bought back the right to use the Fiorentina name and the famous shirt design, and re-incorporated itself as ACF Fiorentina. The club finished the 2003–04 season in sixth place and won the playoff against Perugia to return to top-flight football.
In their first season back in Serie A, the club struggled to avoid relegation, only securing survival on the last day of the season on head-to-head record against Bologna and Parma. In 2005, Della Valle decided to appoint Pantaleo Corvino as new sports director, followed by the appointment of Cesare Prandelli as head coach in the following season. The club made several signings during the summer transfer market, most notably Luca Toni and Sébastien Frey. This drastic move earned them a fourth-place finish with 74 points and a Champions League qualifying round ticket. Toni scored 31 goals in 38 appearances, the first player to pass the 30-goal mark since Antonio Valentin Angelillo in the 1958–59 season, for which he was awarded the European Golden Boot. On 14 July 2006, Fiorentina were relegated to Serie B due to their involvement in the Calciopoli scandal and given a 12-point penalty. The team was reinstated to the Serie A on appeal, but with a 19-point penalty for the 2006–07 season. The team's 2006–07 Champions League place was also revoked. After the start of the season, Fiorentina's penalisation was reduced from 19 points to 15 on appeal to the Italian courts. In spite of this penalty, they managed to secure a place in the UEFA Cup.
Despite Toni's departure to Bayern Munich, Fiorentina had a strong start to the 2007–08 season and were tipped by Italy national team head coach Marcello Lippi, among others, as a surprise challenger for the scudetto, and although this form tailed off towards the middle of the season, the Viola managed to qualify for the Champions League. In Europe, the club reached the semi-final of the UEFA Cup, where they were ultimately defeated by Rangers on penalties. The 2008–09 season continued this success, a fourth-place finish assuring Fiorentina's spot in 2010's Champions League playoffs. Their European campaign was also similar to that of the previous run, relegated to the 2008–09 UEFA Cup and were eliminated by Ajax in the end.
In the 2009–10 season, Fiorentina started their domestic campaign strongly before steadily losing momentum and slipped to mid-table positions at the latter half of the season. In Europe, the team proved to be a surprise dark horse: after losing their first away fixture against Lyon, they staged a comeback with a five-match streak by winning all their remaining matches (including defeating Liverpool home and away). The Viola qualified as group champions, but eventually succumbed to Bayern Munich due to the away goals rule. This was controversial due to a mistaken refereeing decision by Tom Henning Øvrebø, who allowed a clearly offside goal for Bayern in the first leg. Bayern eventually finished the tournament as runners-up, making a deep run all the way to the final. The incident called into attention the possible implementation of video replays in football. Despite a good European run and reaching the semi-finals in the Coppa Italia, Fiorentina failed to qualify for Europe.
During this period, on 24 September 2009, Andrea Della Valle resigned from his position as chairman of Fiorentina, and announced all duties would be temporarily transferred to Mario Cognini, Fiorentina's vice-president until a permanent position could be filled.
In June 2010, the Viola bid farewell to long-time manager Cesare Prandelli, by then the longest-serving coach in the team's history, who was departing to coach the Italy national team. Catania manager Siniša Mihajlović was appointed to replace him. The club spent much of the early 2010–11 season in last place, but their form improved and Fiorentina ultimately finished ninth. Following a 1–0 defeat to Chievo in November 2011, Mihajlović was sacked and replaced by Delio Rossi. After a brief period of improvements, the Viola were again fighting relegation, prompting the sacking of Sporting Director Pantaleo Corvino in early 2012 following a 0–5 home defeat to Juventus. Their bid for survival was kept alive by a number of upset victories away from home, notably at Roma and Milan. During a home game against Novara, trailing 0–2 within half an hour, manager Rossi decided to substitute midfielder Adem Ljajić early. Ljajić sarcastically applauded him in frustration, whereupon Rossi retaliated by physical assaulting his player, an action that ultimately prompted his termination by the club. His replacement, caretaker manager Vincenzo Guerini, then guided the team away from the relegation zone to a 13th-place finish to end the turbulent year.
To engineer a resurrection of the club after the disappointing season, the Della Valle family invested heavily in the middle of 2012, buying 17 new players and appointing Vincenzo Montella as head coach. The team began the season well, finishing the calendar year in joint third place and eventually finishing the 2012–13 season in fourth, enough for a position in the 2013–14 Europa League.
The club lost fan favourite Stevan Jovetić during the middle of 2013, selling him to English Premier League club Manchester City for a €30 million transfer fee. They also sold Adem Ljajić to Roma and Alessio Cerci to Torino, using the funds to bring in Mario Gómez, Josip Iličić and Ante Rebić, among others. During the season, Fiorentina topped their Europa League group, moving on to the round of 32 to face Danish side Esbjerg fB, which Fiorentina defeated 4–2 on aggregate. In the following round of 16, however, they then lost to Italian rivals Juventus 2–1 on aggregate, ousting Fiorentina from the competition. At the end of the season, the team finished fourth again in the league, and also finishing the year as Coppa Italia runners-up after losing 3–1 to Napoli in the final.
In 2014–15, during the 2015 winter transfer window, the team club sold star winger Juan Cuadrado to Chelsea for €30 million but were able to secure the loan of Mohamed Salah in exchange, who was a revelation in the second half of the season. Their 2014–15 Europa League campaign saw them progress to the semi-finals, where they were knocked-out by Spanish side Sevilla, the eventual champions. In the 2014–15 domestic season, Fiorentina once again finished fourth, thus qualifying for the 2015–16 Europa League. In June 2015, Vincenzo Montella was sacked as manager after the club grew impatient with the coaches inability to prove his commitment to the club, and was replaced by Paulo Sousa, who lasted until June 2017 and the appointment of Stefano Pioli. Club captain Davide Astori died suddenly at the age of 31 in March 2018. Astori had suffered a cardiac arrest while in a hotel room before an away game. The club subsequently retired Astori's kit number, 13. Fiorentina suffered during the 2018–19 Serie A campaign and ended the season on a 14 match winless streak, finishing in 16th place with only 41 points, 3 points from the relegation zone. On 9 April 2019, Pioli resigned as manager and was replaced by Montella.
Commisso era
On 6 June 2019, the club was sold to Italian-American billionaire Rocco Commisso for around 160 million euros. The sale marked the end of the Della Valle family's seventeen-year association with the club. Vincenzo Montella was confirmed as coach for the first season of the new era despite the team's poor end to the previous campaign, which saw them finish only three points clear of the relegation zone. Fiorentina continued their struggles from the previous year, spending the majority of the season in lower midtable. Montella was sacked on 21 December after a 7 match winless run which left the club in 15th place, and was replaced by Giuseppe Iachini.
In November 2020 Cesare Prandelli returned to Fiorentina, replacing Giuseppe Iachini as coach.
Players
Current squad
Other players under contract
Out on loan
Fiorentina Youth
ACF Fiorentina Youth Sector
Notable players
Retired numbers
13 Davide Astori, defender (2015–18) – posthumous honour
Management staff
Managerial history
Fiorentina have had many managers and head coaches throughout their history. Below is a chronological list from the club's foundation in 1926 to the present day.
Colours and badge
Badge
The official emblem of the city of Florence, a red fleur-de-lis on a white field, has been pivotal in the all-round symbolism of the club.
Over the course of the club's history, they have had several badge changes, all of which incorporated Florence's fleur-de-lis in some way. The first one was nothing more than the city's coat of arms, a white shield with the red fleur-de-lis inside. It was soon changed to a very stylised fleur-de-lis, always red, and sometimes even without the white field. The most common symbol, adopted for about 20 years, had been a white lozenge with the flower inside. During the season they were Italian champions, the lozenge disappeared and the flower was overlapped with the scudetto.
The logo introduced by owner Flavio Pontello in 1980 was particularly distinct, consisting of one-half of the city of Florence's emblem and one-half of the letter "F", for Fiorentina. People disliked it when it was introduced, believing it was a commercial decision and, above all, because the symbol bore more of a resemblance to a halberd than a fleur-de-lis.
Until the 2022–23 season, when the club unveiled a new, stylistically simplified badge, the logo was a kite shaped double lozenge bordered in gold. The outer lozenge had a purple background with the letters "AC" in white and the letter "F" in red, standing for the club's name. The inner lozenge was white with a gold border and the red Giglio of Florence. This logo had been in use from 1992 to 2002, but after the financial crisis and resurrection of the club the new one couldn't use the same logo. Florence's comune instead granted Florentia Viola use of the stylised coat of arms used in other city documents. Diego Della Valle acquired the current logo the following year in a judicial auction for a fee of €2.5 million, making it the most expensive logo in Italian football.
Kit and colours
When Fiorentina was founded in 1926, the players wore red and white halved shirts derived from the colour of the city emblem. The more well-known and highly distinctive purple kit was adopted in 1928 and has been used ever since, giving rise to the nickname La Viola ("The Purple (team)"). Tradition has it that Fiorentina got their purple kit by mistake after an accident washing the old red and white coloured kits in the river.
The away kit has always been predominantly white, sometimes with purple and red elements, sometimes all-white. The shorts had been purple when the home kit was with white shorts. Fiorentina's third kit was first worn in the 1995–96 season and it was all-red with purple borders and two lilies on the shoulders. The red shirt has been the most worn 3rd shirt by Fiorentina, although they also wore rare yellow shirts ('97–'98, '99–'00 and '10–'11) and a sterling version, mostly in the Coppa Italia, in 2000–01.
For the 2017–18 season and the first time in its history, the club used five kits during the season, composing of one home kit (all-purple) and four away kits, each one representing one historic quartiere of the city of Florence: all-blue (Santa Croce), all-white (Santo Spirito), all-green (San Giovanni) and all-red (Santa Maria Novella).
Anthem
"Canzone Viola" (Purple Song) is the title of the Fiorentina'a song, nowadays better known as "Oh Fiorentina". It is the oldest official football anthem in Italy and one of the oldest in the world. Dated 1930 and born only four years after the creation of the club, the song was written by a 12-year-old child, Enzo Marcacci, and musically arranged by maestro Marco Vinicio. It was published for the first time by the publisher Marcello Manni, who later became the owner of the rights. It soon achieved notoriety thanks to the printed media and the Ordine del Marzocco, a sort of original viola-club, which printed the lyrics of the song and distributed it to a home match on November 22, 1931.
The song was recorded by Narciso Parigi in 1959 and again in 1965; the latter version replaced the original edition as the Fiorentina anthem. Subsequently, Narciso Parigi himself acquired the ownership of the rights, which he donated in 2002 to the supporter club Collettivo Autonomo Viola.
Kit suppliers and shirt sponsors
Kit manufacturer
1978–1981: Adidas
1981–1983: J.D.Farrow's
1983–1988: Ennerre
1988–1991: Abbigliamento Sportivo
1991–1993: Lotto
1993–1995: Uhlsport
1995–1997: Reebok
1997–2000: Fila
2000–2001: Diadora
2001–2002: Mizuno
2002–2003: Mizuno, Garman, Puma
2003–2005: Adidas
2005–2012: Lotto
2012–2015: Joma
2015–2020: Le Coq Sportif
2020–present: Kappa
Shirt sponsors
1981–1983: J.D.Farrow's
1983–1986: Opel
1986–1989: Crodino
1989–1991: La Nazione
1991–1992: Giocheria
1992–1994: 7up
1994–1997: Sammontana
1997–1999: Nintendo
1999–2002: Toyota
2002–2004: Fondiaria-Sai
2004–2010: Toyota
2010–2011: Save The Children
2011–2014: Mazda
2014–2016: Volkswagen, Save The Children
2016–2019: Vorwerk Folletto, Save The Children, Dream Loud
2019–present: Mediacom
Official partners
EA Sports – Football video gaming partner
Montezemolo – Fashion partner
Gruppoaf – Official partner
Sammontana – Official ice cream
Synlab – Health partner
OlyBet.tv – Infotainment partner
Honours
National titles
Serie A:
Winners (2) : 1955–56; 1968–69
Runners-up (5): 1956–57; 1957–58; 1958–59; 1959–60; 1981–82
Coppa Italia:
Winners (6) : 1939–40; 1960–61; 1965–66; 1974–75; 1995–96; 2000–01
Runners-up (5): 1958, 1959–60, 1998–99, 2013–14, 2022–23
Supercoppa Italiana:
Winners (1) : 1996
Runners-up (1): 2001
European titles
European Cup:
Runners-up (1): 1956–57
UEFA Cup Winners' Cup:
Winners (1) : 1960–61
Runners-up (1): 1961–62
UEFA Cup:
Runners-up (1): 1989–90
UEFA Europa Conference League:
Runners-up (1): 2022–23
Other titles
Serie B
Winners: 1930–31, 1938–39, 1993–94
Serie C2
Winners: 2002–03
Coppa Grasshoppers
Winners: 1957
Mitropa Cup
Winners: 1966
Anglo-Italian League Cup
Winners: 1975
Divisional movements
Fiorentina as a company
A.C. Fiorentina S.p.A. was unable to register for 2002–03 Serie B due to financial difficulties, and then the sports title was transferred to a new company thanks to Article 52 of N.O.I.F., while the old company was liquidated. At that time the club was heavily relying on windfall profit from selling players, especially in pure player swap or cash plus player swap that potentially increased the cost by the increase in amortisation of player contracts (an intangible assets). For example, Marco Rossi joined Fiorentina for Lire 17 billion in 2000, but at the same time Lorenzo Collacchioni moved to Salernitana for Lire 1 billion, meaning the club had a player profit of Lire 997 million and extra Lire 1 billion to be amortised in 5-years. In 1999, Emiliano Bigica also swapped with Giuseppe Taglialatela, which the latter was valued for Lire 10 billion. The operating income (excluding windfall profit from players trading) of 2000–01 season was minus Lire 113,271,475,933 (minus €58,499,835). It was only boosted by the sales of Francesco Toldo and Rui Costa in June 2001 (a profit of Lire 134.883 billion; €69.661 million). However, it was alleged they were to transfer to Parma for a reported Lire 140 million. The two players eventually joined Inter Milan and A.C. Milan in 2001–02 financial year instead, for undisclosed fees. Failing to have financial support from the owner Vittorio Cecchi Gori, the club was forced to windup due to its huge imbalance in operating income.
Since re-established in 2002, ACF Fiorentina S.p.A. are yet to self-sustain to keep the team in top division as well as in European competitions. In the 2005 financial year, which cover the first Serie A season, the club made a net loss of €9,159,356, followed by a net loss of €19,519,789. In 2006 (2005–06 Serie A and 2006–07 Serie A), Fiorentina heavily invested on players, meaning the amortisation of intangible asset (the player contract) had increased from €17.7 million to €24 million. However the club suffered from the 2006 Italian football scandal, which meant the club did not qualify for Europe. In 2007 Fiorentina almost broke-even, with a net loss of just €3,704,953. In the 2007 financial year the TV revenue increased after they qualified to the 2007–08 UEFA Cup. Despite qualifying to the 2008–09 UEFA Champions League, Fiorentina made a net loss of €9,179,484 in 2008 financial year after the increase in TV revenue was outweighed by the increase in wage. In the 2009 financial year, Fiorentina made a net profit of €4,442,803, largely due to the profit on selling players (€33,631,489 from players such as Felipe Melo, Giampaolo Pazzini and Zdravko Kuzmanović; increased from about €3.5 million in 2008). However it was also offset by the write-down of selling players (€6,062,545, from players such as Manuel da Costa, Arturo Lupoli and Davide Carcuro).
After the club failed to qualify to Europe at the end of 2009–10 Serie A, as well as lack of player profit, Fiorentina turnover was decreased from €140,040,713 in 2009 to just €79,854,928, despite the wage bill also falling, la Viola still made a net loss of €9,604,353. In the 2011 financial year, the turnover slipped to €67,076,953, as the club's lack of capital gains from selling players and 2010 financial year still included the instalments from UEFA for participating 2009–10 UEFA Europa League. Furthermore, the gate income had dropped from €11,070,385 to €7,541,260. The wage bill did not fall much and in reverse the amortisation of transfer fee had sightly increased due to new signings. La Viola had savings in other costs but counter-weighted by huge €11,747,668 write-down for departed players, due to D'Agostino, Frey and Mutu, but the former would counter-weight by co-ownership financial income, which all made the operating cost remained high as worse as last year. Moreover, in 2010 the result was boosted by acquiring the asset from subsidiary (related to AC Fiorentina) and the re-valuation of its value in separate balance sheet. If deducting that income (€14,737,855), 2010 financial year was net loss 24,342,208 and 2011 result was worse with €8,131,876 only in separate balance sheet. In 2012, the club benefited from the sales of Matija Nastasić and Valon Behrami, followed by Stevan Jovetić and Adem Ljajić in 2013. In 2014, due to €28.4 million drop from the windfall profit of selling players, the club recorded their worst financial results since re-foundation, despite the fact the club maintained the same level of windfall profit, the result was still worse than in 2013. Moreover, Fiorentina also revealed that the club had a relevant football net income of minus €19.5 million in the first assessment period of UEFA Financial Fair Play Regulations in the 2013–14 season (in May 2014). (aggregate of 2012 and 2013 results), which within the limit of minus €45 million, as well as minus €25.5 million in assessment period 2014–15 (aggregate of 2012, 2013 and 2014 results). However, as the limit was reduced to minus €30 million in assessment period 2015–16, 2016–17 and 2017–18 season, the club had to achieve a relevant net income of positive €5.6 million in 2015 financial year. La Viola sold Juan Cuadrado to Chelsea in January 2015 for €30 million fee, to make the club eligible to 2016–17 edition of UEFA competitions.
League history
1926–1928 Prima Divisione (2nd tier)
1928–1929 Divisione Nazionale (1st tier)
1929–1931 Serie B (2nd tier) – Champions: 1931
1931–1938 Serie A (1st tier)
1938–1939 Serie B (2nd tier) – Champions: 1939
1939–1943 Serie A (1st tier)
1943–1946 no contests (WW II)
1946–1993 liga 1 (1st tier) – Champions: 1956, 1969
1993–1994 Serie B (2nd tier) – Champions: 1994
1994–2002 Serie A (1st tier)
2002–2003 Serie C2 (4th tier) – Champions: 2003
2003–2004 Serie B (2nd tier)
2004–present Serie A (1st tier)
References
External links
(Italian and English)
Team page at Goal.com
Team page at ESPN Soccernet
Team Page at Football-Lineups.com
Artemio Franchi Stadium at Stadium Journey
Fiorentina Supporters I poeti della curva
Football clubs in Italy
Football clubs in Tuscany
Association football clubs established in 1926
Serie A clubs
Serie B clubs
Serie C clubs
UEFA Cup Winners' Cup winning clubs
Serie A winning clubs
Coppa Italia winning clubs
1926 establishments in Italy
Della Valle family
Phoenix clubs (association football)
2002 establishments in Italy |
3173 | https://en.wikipedia.org/wiki/Alien%20and%20Sedition%20Acts | Alien and Sedition Acts | The Alien and Sedition Acts were a set of four laws enacted in 1798 that applied restrictions to immigration and speech in the United States. The Naturalization Act increased the requirements to seek citizenship, the Alien Friends Act allowed the president to imprison and deport non-citizens, the Alien Enemies Act gave the president additional powers to detain non-citizens during times of war, and the Sedition Act criminalized false and malicious statements about the federal government. The Alien Friends Act and the Sedition Act expired after a set number of years, and the Naturalization Act was repealed in 1802. The Alien Enemies Act is still in effect.
The Alien and Sedition Acts were controversial. They were supported by the Federalist Party, and supporters argued that the bills strengthened national security during the Quasi-War, an undeclared naval war with France from 1798 to 1800. The acts were denounced by Democratic-Republicans as suppression of voters and violation of free speech under the First Amendment. While they were in effect, the Alien and Sedition Acts, and the Sedition Act in particular, were used to suppress publishers affiliated with the Democratic-Republicans, and several publishers were arrested for criticism of the Adams administration. The Democratic-Republicans took power in 1800, in part because of backlash to the Alien and Sedition Acts, and all but the Alien Enemies Act were eliminated by the next Congress. The Alien Enemies Act has been invoked several times since, particularly during World War II. The Alien and Sedition Acts are generally received negatively by modern historians, and the Supreme Court has since indicated that aspects of the laws would be found unconstitutional if challenged.
Acts
Alien Friends Act
The Alien Friends Act (officially "An Act Concerning Aliens") authorized the president to arbitrarily deport any non-citizen that was determined to be "dangerous to the peace and safety of the United States." Once a non-citizen was determined to be dangerous, or was suspected of conspiring against the government, the president had the power to set a reasonable amount of time for departure, and remaining after the time limit could result to up to three years in prison. The law was never directly enforced, but it was often used in conjunction with the Sedition Act to suppress criticism of the Adams administration. Upon enactment, the Alien Friends Act was authorized for two years, and it was allowed to expire at the end of this period.
While the law was not directly enforced, it resulted in the voluntary departure of foreigners who feared that they would be charged under the act. The Adams administration encouraged these departures, and Secretary of State Timothy Pickering would ensure that the ships were granted passage. Though Adams did not delegate the final decision-making power, Secretary Pickering was responsible for overseeing enforcement of the Alien Friends Act. Both Adams and Pickering considered the law too weak to be effective; Pickering expressed his desire for the law to require sureties and authorize detainment prior to deportation.
Many French nationals were considered for deportation, but were allowed to leave willingly, or Adams declined to take action against them. These figures included: philosopher Constantin François de Chassebœuf, comte de Volney, General Victor Collot, scholar Médéric Louis Élie Moreau de Saint-Méry, diplomat Victor Marie du Pont, journalist William Duane, scientist Joseph Priestley, and journalist William Cobbett. Secretary Pickering also proposed applying the act against the French diplomatic delegation to the United States, but Adams refused. Journalist John Daly Burk agreed to leave under the act informally to avoid being tried for sedition, but he went into hiding in Virginia until the act's expiration.
Alien Enemies Act
The Alien Enemies Act (officially "An Act Respecting Alien Enemies") was passed to supplement the Alien Friends Act, granting the government additional powers to regulate non-citizens that would take effect in times of war. Under this law, the president could authorize the arrest, relocation, or deportation of any non-citizen male residing in the United States that was 14 years or older. It also provided some legal protections for those subject to the law. The Alien Enemies Act was not allowed to expire with the other Alien and Sedition Acts, and it remains in effect as Chapter 3, Sections 21–24 of Title 50 of the United States Code. President James Madison invoked the act against British nationals during the War of 1812. President Woodrow Wilson invoked the act against nationals of the Central Powers during World War I. In 1918, an amendment to the act struck the provision restricting the law to males.
On December 7, 1941, in response to the bombing of Pearl Harbor, President Franklin D. Roosevelt used the authority of the revised Alien Enemies Act to issue presidential proclamations #2525 (Alien Enemies – Japanese), #2526 (Alien Enemies – German), and #2527 (Alien Enemies – Italian), to apprehend, restrain, secure, and remove Japanese, German, and Italian non-citizens. Roosevelt later cited further wartime powers to issue Executive Order 9066, which interned Japanese Americans using powers unrelated to the Alien Enemies Act. Hostilities with Germany and Italy ended in May 1945, and President Harry S. Truman issued presidential proclamation #2655 on July 14. The proclamation gave the Attorney General authority regarding enemy aliens within the continental United States, to decide whether they are "dangerous to the public peace and safety of the United States," to order them removed, and to create regulations governing their removal, citing the Alien Enemies Act. On September 8, 1945, Truman issued presidential proclamation #2662, which authorized the Secretary of State to remove enemy aliens that had been sent to the United States from Latin American countries. On April 10, 1946, Truman issued presidential proclamation #2685, which modified the previous proclamation, and set a 30-day deadline for removal.
In Ludecke v. Watkins (1948), the Supreme Court interpreted the time of release under the Alien Enemies Act. German alien Kurt G. W. Ludecke was detained in 1941, under Proclamation 2526, and continued to be held after cessation of hostilities. In 1947, Ludecke petitioned for a writ of habeas corpus to order his release, after the Attorney General ordered him deported. The court ruled 5–4 to release Ludecke, but also found that the Alien Enemies Act allowed for detainment beyond the time hostilities ceased, until an actual treaty was signed with the hostile nation or government.
Naturalization Act
The Naturalization Act increased the residency requirement for American citizenship from five to 14 years, and increased the notice time from three to five years. At the time, the majority of immigrants supported Thomas Jefferson and the Democratic-Republicans—the political opponents of the Federalists. It did not have an expiration date, but it was repealed by the Naturalization Law of 1802.
Sedition Act
The Federalist-controlled Congress passed the Sedition Act by a vote of 44 to 41. The Sedition Act made it illegal to make false or malicious statements about the federal government. The act was used to suppress speech critical of the Adams administration, including the prosecution and conviction of many Jeffersonian newspaper owners who disagreed with the Federalist Party.
The Sedition Act did not extend enforcement to speech about the Vice President, as then-incumbent Thomas Jefferson was a political opponent of the Federalist-controlled Congress. The Sedition Act was allowed to expire in 1800, and its enactment is credited with helping Jefferson win the presidential election that year.
Prominent prosecutions under the Sedition Act included:
James Thomson Callender, a British citizen, had been expelled from Great Britain for his political writings. Living first in Philadelphia, then seeking refuge close by in Virginia, he wrote a book titled The Prospect Before Us (read and approved by Vice President Jefferson before publication), in which he called the Adams administration a "continual tempest of malignant passions," and referred to the President as a "repulsive pedant, a gross hypocrite, and an unprincipled oppressor." Callender, already residing in Virginia and writing for the Richmond Examiner, was indicted in mid-1800 under the Sedition Act, and was subsequently convicted, fined $200, and sentenced to nine months in jail.
Matthew Lyon was a Democratic-Republican congressman from Vermont. He was the first individual to be placed on trial under the Alien and Sedition Acts. He was indicted in 1800 for an essay he had written in the Vermont Journal, where he had accused the administration of "ridiculous pomp, foolish adulation, and selfish avarice." While awaiting trial, Lyon commenced publication of Lyon's Republican Magazine, subtitled "The Scourge of Aristocracy." At trial, he was fined $1,000, and sentenced to four months in jail. After his release, he returned to Congress.
Benjamin Franklin Bache was the editor of the Philadelphia Aurora, a Democratic-Republican newspaper. Bache had accused George Washington of incompetence and financial irregularities, and "the blind, bald, crippled, toothless, querulous Adams" of nepotism and monarchical ambition. He was arrested in 1798 under the Sedition Act, but he died of yellow fever before trial.
Anthony Haswell was an English immigrant, and a printer of the Jeffersonian Vermont Gazette. Sourced from the Philadelphia Aurora, Haswell had reprinted Bache's claim that the federal government employed Tories. Haswell also published an advertisement from Lyon's sons for a lottery to raise money for his fine that decried Lyon's oppression by jailers exercising "usurped powers". Haswell was found guilty of seditious libel by judge William Paterson, and sentenced to a two-month imprisonment and a $200 fine.
Luther Baldwin was indicted, convicted, and fined $100 for a drunken incident that occurred during a visit by President Adams to Newark, New Jersey. Upon hearing a gun report during a parade, he yelled "I hope it hit Adams in the arse."
In November 1798, David Brown led a group in Dedham, Massachusetts, including Benjamin Fairbanks, in setting up a liberty pole with the words, "No Stamp Act, No Sedition Act, No Alien Bills, No Land Tax, downfall to the Tyrants of America; peace and retirement to the President; Long Live the Vice President." Brown was arrested in Andover, Massachusetts, but because he could not afford the $4,000 bail, he was taken to Salem for trial. Brown was tried in June 1799. Brown pleaded guilty, but Justice Samuel Chase asked him to name others who had assisted him. Brown refused, was fined $480 (), and sentenced to eighteen months in prison, the most severe sentence imposed under the Sedition Act.
History
The Alien and Sedition Acts were passed by Congress while it was controlled by the Federalist Party in 1798. Members of the Federalist Party grew increasingly distrustful of the opposing Democratic-Republican Party with the Democratic-Republicans' support of France in the midst of the French Revolution. Some appeared to desire a similar revolution in the United States to overthrow the government and social structure. Newspapers sympathizing with each side exacerbated the tensions by accusing the other side's leaders of corruption, incompetence, and treason. The spreading unrest in Europe and calls for secession in the United States appeared to threaten the newly formed American republic. Some of this agitation was seen by Federalists as having been caused by French and French-sympathizing immigrants. The Alien and Sedition Acts were supported for different reasons, including the prevention of potential unrest by targeting immigrants, restriction of speech that may induce crime, reduction of partisan divides by penalizing expressly partisan speech, and suppression of political opponents of the Federalists.
The Acts were highly controversial at the time, especially the Sedition Act. The Sedition Act, which was signed into law by Adams on July 14, 1798, was hotly debated in the Federalist-controlled Congress and passed only after multiple amendments softening its terms, such as enabling defendants to argue in their defense that their statements had been true. Still, it passed the House only after three votes and another amendment causing it to automatically expire in March 1801. They continued to be loudly protested and were a major political issue in the election of 1800. Opposition to them resulted in the also-controversial Virginia and Kentucky Resolutions, authored by James Madison and Thomas Jefferson. Upon assuming the presidency, Thomas Jefferson pardoned those still serving sentences under the Sedition Act, and Congress soon repaid their fines.
Reaction
After the passage of the highly unpopular Alien and Sedition Acts, protests occurred across the country, with some of the largest being seen in Kentucky, where the crowds were so large they filled the streets and the entire town square of Lexington. Critics argued that they were primarily an attempt to suppress voters who disagreed with the Federalist party and its teachings, and violated the right of freedom of speech in the First Amendment to the U.S. Constitution. They also raised concerns that the Alien and Sedition acts gave disproportionate power to the federal executive compared to state governments and other branches of the federal government. Noting the outrage among the populace, the Democratic-Republicans made the Alien and Sedition Acts an important issue in the 1800 presidential election campaign. While government authorities prepared lists of aliens for deportation, many aliens fled the country during the debate over the Alien and Sedition Acts, and Adams never signed a deportation order.
The Virginia and Kentucky state legislatures also passed the Kentucky and Virginia Resolutions, secretly authored by Thomas Jefferson and James Madison, denouncing the federal legislation. While the eventual resolutions followed Madison in advocating "interposition", Jefferson's initial draft would have nullified the Acts and even threatened secession. Jefferson's biographer Dumas Malone argued that this might have gotten Jefferson impeached for treason, had his actions become known at the time. In writing the Kentucky Resolutions, Jefferson warned that, "unless arrested at the threshold", the Alien and Sedition Acts would "necessarily drive these states into revolution and blood".
The Alien and Sedition Acts were never appealed to the Supreme Court, whose power of judicial review was not established until Marbury v. Madison in 1803. Subsequent mentions in Supreme Court opinions beginning in the mid-20th century have assumed that the Sedition Act would today be found unconstitutional. Most modern historians view the Alien and Sedition Acts in a negative light, considering them to have been a mistake.
See also
Alien Act 1705 in Great Britain
Seditious Meetings Act 1795 in Great Britain
Espionage Act of 1917
Logan Act of 1799
Sedition Act of 1918
Alien Registration Act of 1940
Notes
References
Bibliography
Further reading
Berkin, Carol. A Sovereign People: The Crises of the 1790s and the Birth of American Nationalism (2017) pp 201–44.
Bird, Wendell. Criminal Dissent: Prosecutions under the Alien and Sedition Acts of 1798. Harvard University Press, 2020.
Bird, Wendell. Press and Speech Under Assault: The Early Supreme Court Justices, the Sedition Act of 1798, and the Campaign Against Dissent. New York: Oxford University Press, 2016.
Halperin, Terri Diane. The Alien and Sedition Acts of 1798: Testing the Constitution. Johns Hopkins University Press, 2016.
Chase was impeached and acquitted for his conduct of a trial under the Sedition act.
Wineapple, Brenda, "Our First Authoritarian Crackdown" (review of Wendell Bird, Criminal Dissent: Prosecutions under the Alien and Sedition Acts of 1798, Harvard University Press, 2020, 546 pp.), The New York Review of Books, vol. LXVII, no. 11 (2 July 2020), pp. 39–40. Wineapple closes: "Jefferson said it all: 'I know not what mortifies me most, that I should fear to write what I think, or my country bear such a state of things.'"
Zelizer, Julian E., ed. The American Congress: The Building of Democracy (Houghton Mifflin. 2004) pp. 63–76.
Primary sources
Randolph, J.W. The Virginia Report of 1799–1800, Touching the Alien and Sedition Laws; together with the Virginia Resolutions of December 21, 1798, the Debate and Proceedings thereon in the House of Delegates of Virginia, and several other documents illustrative of the report and resolutions
External links
Full Text of Alien and Sedition Acts
Alien and Sedition Acts and Related Resources from the Library of Congress
Naturalization Act, 1798
Alien Friends Act, Alien Enemies Act, Sedition Act, 1798
50 U.S. Code § 21 – Restraint, regulation, 1918
Presidential Proclamation 2525, Alien Enemies – Japanese, December 07, 1941
Presidential Proclamation 2526, Alien Enemies – German, December 07, 1941
Presidential Proclamation 2527, Alien Enemies – Italians, December 07, 1941
Presidential Proclamation 2655 – Removal of Alien Enemies, July 14, 1945
Presidential Proclamation 2662 – Removal of Alien Enemies, September 8, 1945
Presidential Proclamation 2685 – Removal of Alien Enemies, April 10, 1946
Ludecke v. Watkins, 335 U.S. 160 (1948)
1798 in American law
5th United States Congress
Internment of Japanese Americans
Political repression in the United States
Presidency of John Adams
Alien and Sedition Acts of 1798
United States federal immigration and nationality legislation |
3198 | https://en.wikipedia.org/wiki/A.%20E.%20Housman | A. E. Housman | Alfred Edward Housman (; 26 March 1859 – 30 April 1936) was an English classical scholar and poet. After an initially poor performance while at university, he took employment as a clerk in London and established his academic reputation by publishing as a private scholar at first. Later Housman was appointed Professor of Latin at University College London and then at the University of Cambridge. He is now acknowledged as one of the foremost classicists of his age and has been ranked as one of the greatest scholars of any time. His editions of Juvenal, Manilius, and Lucan are still considered authoritative.
In 1896, he emerged as a poet with A Shropshire Lad, a cycle in which he poses as an unsophisticated and melancholy youth. After a slow start, this captured the imagination of young readers, its preoccupation with early death appealing to them especially during times of war. In 1922 his Last Poems added to his reputation, which was further enhanced by the large number of song settings drawn from these collections. Following his death, further poems from his notebooks were published by his brother, Laurence. It was then too, though Housman had made no admission himself, that his sexual orientation began to be questioned.
Early life
The eldest of seven children, Housman was born at Valley House in Fockbury, a hamlet on the outskirts of Bromsgrove in Worcestershire, to Sarah Jane (née Williams, married 17 June 1858 in Woodchester, Gloucester) and Edward Housman (whose family came from Lancaster), and was baptised on 24 April 1859 at Christ Church, in Catshill. His mother died on his twelfth birthday, and his father, a country solicitor, then married an elder cousin, Lucy, in 1873. Two of his siblings became prominent writers, sister Clemence Housman and brother Laurence Housman.
Housman was educated at King Edward's School in Birmingham and later Bromsgrove School, where he revealed his academic promise and won prizes for his poems. In 1877, he won an open scholarship to St John's College, Oxford, and went there to study classics. Although introverted by nature, Housman formed strong friendships with two roommates, Moses John Jackson (1858 – 14 January 1923) and A. W. Pollard. Though Housman obtained a first in classical Moderations in 1879, his dedication to textual analysis led him to neglect the ancient history and philosophy that formed part of the Greats curriculum. Accordingly, he failed his Finals and had to return humiliated in Michaelmas term to resit the exam and at least gain a lower-level pass degree. Though some attribute Housman's unexpected performance in his exams directly to his unrequited feelings for Jackson, most biographers adduce more obvious causes. Housman was indifferent to philosophy and overconfident in his exceptional gifts, and he spent too much time with his friends. He may also have been distracted by news of his father's desperate illness.
After Oxford, Jackson went to work as a clerk in the Patent Office in London and arranged a job there for Housman too. The two shared a flat with Jackson's brother Adalbert until 1885, when Housman moved to lodgings of his own, probably after Jackson responded to a declaration of love by telling Housman that he could not reciprocate his feelings. Two years later, Jackson moved to India, placing more distance between himself and Housman. When he returned briefly to England in 1889, to marry, Housman was not invited to the wedding and knew nothing about it until the couple had left the country. Adalbert Jackson died in 1892 and Housman commemorated him in a poem published as "XLII – A.J.J." of More Poems (1936).
Meanwhile, Housman pursued his classical studies independently, and published scholarly articles on Horace, Propertius, Ovid, Aeschylus, Euripides and Sophocles. He also completed an edition of Propertius, which however was rejected by both Oxford University Press and Macmillan in 1885, and was destroyed after his death. He gradually acquired such a high reputation that in 1892 he was offered and accepted the professorship of Latin at University College London (UCL). When, during his tenure, an immensely rare Coverdale Bible of 1535 was discovered in the UCL library and presented to the Library Committee, Housman (who had become an atheist while at Oxford) remarked that it would be better to sell it to "buy some really useful books with the proceeds".
Later life
Although Housman's early work and his responsibilities as a professor included both Latin and Greek, he began to specialise in Latin poetry. When asked later why he had stopped writing about Greek verse, he responded, "I found that I could not attain to excellence in both." In 1911 he took the Kennedy Professorship of Latin at Trinity College, Cambridge, where he remained for the rest of his life.
Between 1903 and 1930, Housman published his critical edition of Manilius's Astronomicon in five volumes. He also edited Juvenal (1905) and Lucan (1926). G. P. Goold, Classics Professor at University College, wrote of his predecessor's accomplishments that "the legacy of Housman's scholarship is a thing of permanent value; and that value consists less in obvious results, the establishment of general propositions about Latin and the removal of scribal mistakes, than in the shining example he provides of a wonderful mind at work … He was and may remain the last great textual critic". In the eyes of Harry Eyres, however, Housman was "famously dry" as a professor, and his influence led to a scholarly style in the study of literature and poetry that was philological and without emotion.
Many colleagues were unnerved by Housman's scathing attacks on those he thought guilty of shoddy scholarship. In his paper "The Application of Thought to Textual Criticism" (1921) he wrote: "A textual critic engaged upon his business is not at all like Newton investigating the motion of the planets: he is much more like a dog hunting for fleas". He declared many of his contemporary scholars to be stupid, lazy, vain, or all three, saying: "Knowledge is good, method is good, but one thing beyond all others is necessary; and that is to have a head, not a pumpkin, on your shoulders, and brains, not pudding, in your head".
His younger colleague, A. S. F. Gow, quoted examples of these attacks, noting that they "were often savage in the extreme". Gow also related how Housman intimidated students, sometimes reducing the women to tears. According to Gow, Housman could never remember the names of female students, maintaining that "had he burdened his memory by the distinction between Miss Jones and Miss Robinson, he might have forgotten that between the second and fourth declension". Among the more notable students at his Cambridge lectures was Enoch Powell, one of whose own Classical emendations was later complimented by Housman.
In his private life, Housman enjoyed country walks, gastronomy, air travel and making frequent visits to France, where he read "books which were banned in Britain as pornographic" but he struck A. C. Benson, a fellow don, as being "descended from a long line of maiden aunts". His feelings about his poetry were ambivalent and he certainly treated it as secondary to his scholarship. He did not speak in public about his poems until 1933, when he gave a lecture "The Name and Nature of Poetry", arguing there that poetry should appeal to emotions rather than to the intellect.
Housman died, aged 77, in Cambridge. His ashes are buried just outside St Laurence's Church, Ludlow. A cherry tree was planted there in his memory (see A Shropshire Lad II) and replaced by the Housman Society in 2003 with a new cherry tree nearby.
Poetry
A Shropshire Lad
During his years in London, Housman completed A Shropshire Lad, a cycle of 63 poems. After one publisher had turned it down, he helped subsidise its publication in 1896. At first selling slowly, it rapidly became a lasting success. Its appeal to English musicians had helped to make it widely known before World War I, when its themes struck a powerful chord with English readers. The book has been in print continuously since May 1896.
The poems are marked by pessimism and preoccupation with death, without religious consolation (Housman had become an atheist while still an undergraduate). Housman wrote many of them while living in Highgate, London, before ever visiting Shropshire, which he presented in an idealised pastoral light as his 'land of lost content'. Housman himself acknowledged that "No doubt I have been unconsciously influenced by the Greeks and Latins, but [the] chief sources of which I am conscious are Shakespeare's songs, the Scottish Border ballads, and Heine".
Later collections
Housman began collecting a new set of poems after the First World War. His early work was an influence on many British poets who became famous by their writing about the war, and he wrote several poems as occasional verse to commemorate the war dead. This included his Epitaph on an Army of Mercenaries, honouring the British Expeditionary Force, an elite but small force of professional soldiers sent to Belgium at the start of the war. In the early 1920s, when Moses Jackson was dying in Canada, Housman wanted to assemble his best unpublished poems so that Jackson could read them before his death. These later poems, mostly written before 1910, show a greater variety of subject and form than those in A Shropshire Lad but lack its consistency. He published his new collection as Last Poems (1922), feeling that his inspiration was exhausted and that he should not publish more in his lifetime.
After Housman's death in 1936, his brother, Laurence published further poems in More Poems (1936), A. E .H.: Some Poems, Some Letters and a Personal Memoir by his Brother (1937), and Collected Poems (1939). A. E. H. includes humorous verse such as a parody of Longfellow's poem Excelsior. Housman also wrote a parodic Fragment of a Greek Tragedy, in English, published posthumously with humorous poems under the title Unkind to Unicorns.
John Sparrow quoted a letter written late in Housman's life that described the genesis of his poems:
Sparrow himself adds, "How difficult it is to achieve a satisfactory analysis may be judged by considering the last poem in A Shropshire Lad. Of its four stanzas, Housman tells us that two were 'given' him ready made; one was coaxed forth from his subconsciousness an hour or two later; the remaining one took months of conscious composition. No one can tell for certain which was which."
De Amicitia (Of Friendship)
In 1942, Laurence Housman also deposited an essay entitled "A. E. Housman's 'De Amicitia'" in the British Library, with the proviso that it was not to be published for 25 years. The essay discussed A. E. Housman's homosexuality and his love for Moses Jackson. Despite the conservative nature of the times and his own caution in public life, Housman was quite open in his poetry, and especially in A Shropshire Lad, about his deeper sympathies. Poem XXX of that sequence, for instance, speaks of how "Fear contended with desire": "Others, I am not the first, / Have willed more mischief than they durst". In More Poems, he buries his love for Moses Jackson in the very act of commemorating it, as his feelings of love are not reciprocated and must be carried unfulfilled to the grave:
His poem "Oh who is that young sinner with the handcuffs on his wrists?", written after the trial of Oscar Wilde, addressed more general attitudes towards homosexuals. In the poem the prisoner is suffering "for the colour of his hair", a natural quality that, in a coded reference to homosexuality, is reviled as "nameless and abominable" (recalling the legal phrase peccatum illud horribile, inter Christianos non nominandum, "that horrible sin, not to be named amongst Christians").
Musical settings
Housman's poetry, especially A Shropshire Lad, was set to music by many British, and in particular English, composers in the first half of the 20th century. The national, pastoral and traditional elements of his style resonated with similar trends in English music. In 1904, the cycle A Shropshire Lad was set by Arthur Somervell, who in 1898 had begun to develop the concept of the English song-cycle in his version of Tennyson's "Maud". Stephen Banfield believes it was acquaintance with Somervell's cycle that led other composers to set Housman: Ralph Vaughan Williams is likely to have attended the first performance at the Aeolian Hall on 3 February 1905. His well-known cycle of six songs On Wenlock Edge, for string quartet, tenor and piano, was published in 1909. Between 1909 and 1911, George Butterworth produced settings in two collections, Six Songs from A Shropshire Lad and Bredon Hill and Other Songs. He also wrote the orchestral tone poem A Shropshire Lad, first performed at Leeds Festival in 1912.
Ivor Gurney was another composer who made renowned settings of Housman's poems. Towards the end of World War I, he was working on his cycle Ludlow and Teme, for voice and string quartet (published in 1919), and went on to compose the eight-song cycle The Western Playland in 1921. One more who set Housman songs during this period was John Ireland in the song cycle, The Land of Lost Content (192021). Charles Wilfred Orr set more Houseman than any other composer, in songs and song cycles composed from the 1920s into the 1950s. Even composers not directly associated with the 'pastoral' tradition, such as Arnold Bax, Lennox Berkeley and Arthur Bliss, were attracted to Housman's poetry.
Housman's attitude to musical interpretations of his poetry, and indeed to music in general, was either indifference or torment. He told his friend Percy Withers that he knew nothing of music and it meant nothing to him. Withers once played him a record of the Vaughan Williams setting, but realised he had made a mistake when he saw the look of disgust on the poet's face. Nevertheless, by 1976, a catalogue listed 400 musical settings of Housman's poems. As of 2023, Lieder Net Archive records 646 settings of 188 texts.
Commemorations
The earliest commemoration of Housman was in the chapel of Trinity College in Cambridge, where there is a memorial brass on the south wall. The Latin inscription was composed by his colleague there, A. S. F. Gow, who was also the author of a biographical and bibliographical sketch published immediately following his death. Translated into English, the memorial reads:
From 1947, University College London's academic common room was dedicated to his memory as the Housman Room. Blue plaques followed later elsewhere, the first being on Byron Cottage in Highgate in 1969, recording the fact that A Shropshire Lad was written there. More followed, placed on his Worcestershire birthplace, his homes and school in Bromsgrove. The latter were encouraged by the Housman Society, which was founded in the town in 1973. Another initiative was the statue in Bromsgrove High Street, showing the poet striding with walking stick in hand. The work of local sculptor Kenneth Potts, it was unveiled on 22 March 1985.
The blue plaques in Worcestershire were set up on the centenary of A Shropshire Lad in 1996. In September of the same year, a memorial window lozenge was dedicated at Poets' Corner in Westminster Abbey The following year saw the première of Tom Stoppard's play The Invention of Love, whose subject is the relationship between Housman and Moses Jackson.
As the 150th anniversary of his birth approached, London University inaugurated its Housman lectures on classical subjects in 2005, initially given every second year then annually after 2011. The anniversary itself in 2009 saw the publication of a new edition of A Shropshire Lad, including pictures from across Shropshire taken by local photographer Gareth Thomas. Among other events, there were performances of Vaughan Williams' On Wenlock Edge and Gurney's Ludlow and Teme at St Laurence's Church in Ludlow.
Works
Poetry collections
A Shropshire Lad (1896)
Last Poems (1922, Henry Holt & Company)
A Shropshire Lad: Authorized Edition (1924, Henry Holt & Company)
More Poems (1936, Barclays)
Collected Poems (1940, Henry Holt & Company)
Collected Poems (1939); the poems included in this volume but not the three above are known as Additional Poems. The Penguin edition of 1956 includes an introduction by John Sparrow.
Manuscript Poems: Eight Hundred Lines of Hitherto Uncollected Verse from the Author's Notebooks, ed. Tom Burns Haber (1955)
A. E. Housman: Collected Poems and Selected Prose, ed. Christopher Ricks (1988, Allen Lane)
Unkind to Unicorns: Selected Comic Verse, ed. J. Roy Birch (1995; 2nd ed. 1999)
The Poems of A. E. Housman, ed. Archie Burnett (1997)
A Shropshire Lad and Other Poems (2010, Penguin Classics)
Classical scholarship
P. Ovidi Nasonis Ibis (1894. In J. P. Postgate's "Corpus Poetarum Latinorum")
M. Manilii Astronomica (1903–1930; 2nd ed. 1937; 5 vols.)
D. Iunii Iuuenalis Saturae: editorum in usum edidit (1905; 2nd ed. 1931)
M. Annaei Lucani, Belli Ciuilis Libri Decem: editorum in usum edidit (1926; 2nd ed. 1927)
The Classical Papers of A. E. Housman, ed. J. Diggle and F. R. D. Goodyear (1972; 3 vols.)
"Housman's Latin Inscriptions", William White, The Classical Journal (1955) 159–166
Published lectures
These lectures are listed by date of delivery, with date of first publication given separately if different.
Introductory Lecture (1892)
"Swinburne" (1910; published 1969)
Cambridge Inaugural Lecture (1911; published 1969 as "The Confines of Criticism")
"The Application of Thought to Textual Criticism" (1921; published 1922)
"The Name and Nature of Poetry" (1933)
Prose collections
Selected Prose, edited by John Carter, Cambridge University Press, 1961
Collected letters
The Letters of A. E. Housman, ed. Henry Maas (1971)
The Letters of A. E. Housman, ed. Archie Burnett (2007)
See also
The Invention of Love
Footnotes
Sources
Critchley, Julian, 'Homage to a lonely lad', Weekend Telegraph (UK), 23 April 1988.
Cunningham, Valentine ed., The Victorians: An Anthology of Poetry and Poetics (Oxford: Blackwell, 2000)
Gow, A. S. F., A. E. Housman: A Sketch Together with a List of his Writings and Indexes to his Classical Papers (Cambridge 1936)
Graves, Richard Perceval, A.E. Housman: The Scholar-Poet (Oxford: Oxford University Press, 1979), p. 155
Housman, Laurence, A. E .H.: Some Poems, Some Letters and a Personal Memoir by his Brother (London: Jonathan Cape, 1937)
Page, Norman, 'Housman, Alfred Edward (1859–1936)', Oxford Dictionary of National Biography (Oxford: Oxford University Press, 2004)
Palmer, Christopher and Stephen Banfield, 'A. E. Housman', The New Grove Dictionary of Music and Musicians (London: Macmillan, 2001)
Richardson, Donna, "The Can Of Ail: A. E. Housman's Moral Irony", Victorian Poetry, Volume 48, Number 2, Summer 2010 (267–285)
Shaw, Robin, "Housman's Places" (The Housman Society, 1995)
Summers, Claude J. ed., The Gay and Lesbian Literary Heritage (New York: Henry Holt and Co., 1995)
Further reading
Blocksidge, Martin. A. E. Housman : A Single Life (Sussex Academic Press, 2016)
Brink, C. O. Lutterworth.com, English Classical Scholarship: Historical Reflections on Bentley, Porson and Housman, James Clarke & Co (2009),
Efrati, C. The road of danger, guilt, and shame: the lonely way of A. E. Housman (Associated University Presse, 2002)
Gardner, Philip, ed. A. E. Housman: The Critical Heritage, a collection of reviews and essays on Housman's poetry (London: Routledge 1992)
Holden, A. W. and Birch, J. R. A. E Housman – A Reassessment (Palgrave Macmillan, London, 1999)
Housman, Laurence. De Amicitia, with annotation by John Carter. Encounter (October 1967, pp. 33–40).
Parker, Peter. Housman country : into the heart of England (Little, Brown, 2016)
External links
London Review of Books review of "The Letters of A.E. Housman" 5 July 2007
BBC Profile 24 June 2009
"Star man": An article in the TLS by Robert Douglas Fairhurst, 20 June 2007
"Lost Horizon: The sad and savage wit of A. E. Housman" New Yorker article (5 pages) by Anthony Lane 19 February 2001
The Housman Society
The Papers of A. E. Housman, Bryn Mawr College Special Collections
Recording of part of the 1996 Shropshire Lad centenary reading by the Housman Society
Catalogus Philologorum Classicorum
Poems
Profile and poems at Poetry Foundation
Complete poems of A. E. Housman
Poems by A. E. Housman at English Poetry
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3201 | https://en.wikipedia.org/wiki/Attribution%20of%20recent%20climate%20change | Attribution of recent climate change | Efforts to scientifically ascertain and attribute mechanisms responsible for recent global warming and related climate changes on Earth have found that the main driver is elevated levels of greenhouse gases produced by human activities, with natural forces adding variability. The likely range of human-induced surface-level air warming by 2010–2019 compared to levels in 1850–1900 is 0.8 °C to 1.3 °C, with a best estimate of 1.07 °C. This is close to the observed overall warming during that time of 0.9 °C to 1.2 °C, while temperature changes during that time were likely only ±0.1 °C due to natural forcings and ±0.2 °C due to variability in the climate.
According to the Intergovernmental Panel on Climate Change (IPCC) in 2021, it is "unequivocal that human influence has warmed the atmosphere, ocean and land since pre-industrial times." Studies on attribution have focused on changes observed during the period of instrumental temperature record, particularly in the last 50 years. This is the period when human activity has grown fastest and observations of the atmosphere above the surface have become available.
Some of the main human activities that contribute to global warming are:
increasing atmospheric concentrations of greenhouse gases, for a warming effect
global changes to land surface, such as deforestation, for a warming effect
increasing atmospheric concentrations of aerosols, mainly for a cooling effect
In addition to human activities, some natural mechanisms can also cause climate change, including for example, climate oscillations, changes in solar activity, and volcanic activity.
Multiple lines of evidence support attribution of recent climate change to human activities:
A physical understanding of the climate system: greenhouse gas concentrations have increased and their warming properties are well-established.
Historical estimates of past climate changes suggest that the recent changes in global surface temperature are unusual.
Computer-based climate models are unable to replicate the observed warming unless human greenhouse gas emissions are included.
Natural forces alone (such as solar and volcanic activity) cannot explain the observed warming.
The IPCC's attribution of recent global warming to human activities reflects the view of the scientific community, and is also supported by 196 other scientific organizations worldwide. ()
Background
Factors affecting Earth's climate can be broken down into forcings, feedbacks and internal variations. A forcing is something that is imposed externally on the climate system. External forcings include natural phenomena such as volcanic eruptions and variations in the sun's output. Human activities can also impose forcings, for example, through changing the composition of Earth's atmosphere.
Radiative forcing is a measure of how various factors alter the energy balance of planet Earth. A positive radiative forcing will lead towards a warming of the surface and, over time, the climate system. Between the start of the Industrial Revolution in 1750, and the year 2005, the increase in the atmospheric concentration of carbon dioxide (chemical formula: ) led to a positive radiative forcing, averaged over the Earth's surface area, of about 1.66 watts per square metre (abbreviated W m−2).
Climate feedbacks can either amplify or dampen the response of the climate to a given forcing.
There are many feedback mechanisms in the climate system that can either amplify (a positive feedback) or diminish (a negative feedback) the effects of a change in climate forcing.
The climate system will vary in response to changes in forcings.
The climate system will show internal variability both in the presence and absence of forcings imposed on it, (see images opposite). This internal variability is a result of complex interactions between components of the climate system, such as the coupling between the atmosphere and ocean (see also the later section on Internal climate variability and global warming). An example of internal variability is the El Niño–Southern Oscillation.
Detection vs. attribution
Detection and attribution of climate signals, as well as its common-sense meaning, has a more precise definition within the climate change literature, as expressed by the IPCC. Detection of a climate signal does not always imply significant attribution. The IPCC's Fourth Assessment Report says "it is extremely likely that human activities have exerted a substantial net warming influence on climate since 1750," where "extremely likely" indicates a probability greater than 95%. Detection of a signal requires demonstrating that an observed change is statistically significantly different from that which can be explained by natural internal variability.
Attribution requires demonstrating that a signal is:
unlikely to be due entirely to internal variability;
consistent with the estimated responses to the given combination of anthropogenic and natural forcing
not consistent with alternative, physically plausible explanations of recent climate change that exclude important elements of the given combination of forcings.
Key attributions
Greenhouse gases
is absorbed and emitted naturally as part of the carbon cycle, through animal and plant respiration, volcanic eruptions, and ocean-atmosphere exchange. Human activities, such as the burning of fossil fuels and changes in land use (see below), release large amounts of carbon to the atmosphere, causing concentrations in the atmosphere to rise.
The high-accuracy measurements of atmospheric concentration, initiated by Charles David Keeling in 1958, constitute the master time series documenting the changing composition of the atmosphere. These data, known as the Keeling Curve, have iconic status in climate change science as evidence of the effect of human activities on the chemical composition of the global atmosphere.
Keeling's initial 1958 measurements showed 313 parts per million by volume (ppm). In May 2019, the concentration of in the atmosphere reached 415 ppm. The last time when it reached this level was 2.6–5.3 million years ago. Without human intervention, it would be 280 ppm.
Along with , methane and to a lesser extent nitrous oxide are also major forcing contributors to the greenhouse effect. The Kyoto Protocol lists these together with hydrofluorocarbon (HFCs), perfluorocarbons (PFCs), and sulfur hexafluoride (SF6), which are entirely artificial gases, as contributors to radiative forcing. The chart at right attributes anthropogenic greenhouse gas emissions to eight main economic sectors, of which the largest contributors are power stations (many of which burn coal or other fossil fuels), industrial processes, transportation fuels (generally fossil fuels), and agricultural by-products (mainly methane from enteric fermentation and nitrous oxide from fertilizer use).
Water vapor
Water vapor is the most abundant greenhouse gas and is the largest contributor to the natural greenhouse effect, despite having a short atmospheric lifetime (about 10 days). Some human activities can influence local water vapor levels. However, on a global scale, the concentration of water vapor is controlled by temperature, which influences overall rates of evaporation and precipitation. Therefore, the global concentration of water vapor is not substantially affected by direct human emissions.
Land use
Climate change is attributed to land use for two main reasons. Between 1750 and 2007, about two-thirds of anthropogenic emissions were produced from burning fossil fuels, and about one-third of emissions from changes in land use, primarily deforestation. Deforestation both reduces the amount of carbon dioxide absorbed by deforested regions and releases greenhouse gases directly, together with aerosols, through biomass burning that frequently accompanies it.
Land use drivers of climate change are sometimes indirect effects of human activity. For example, elephants in Africa are generally protective of slow-growing trees that are good for carbon dioxide sequestration. The sharply declining elephant population, due to human predation, indirectly leads to a tree population which absorbs less carbon dioxide.
A second reason that climate change has been attributed to land use is that the terrestrial albedo is often altered by use, which leads to radiative forcing. This effect is more significant locally than globally.
Livestock and land use
Worldwide, livestock production occupies 70% of all land used for agriculture, or 30% of the ice-free land surface of the Earth.
More than 18% of anthropogenic greenhouse gas emissions are attributed to livestock and livestock-related activities such as deforestation and increasingly fuel-intensive farming practices. Specific attributions to the livestock sector include:
9% of global anthropogenic carbon dioxide emissions
35–40% of global anthropogenic methane emissions (chiefly due to enteric fermentation and manure)
64% of global anthropogenic nitrous oxide emissions, chiefly due to fertilizer use.
Aerosols
With virtual certainty, scientific consensus has attributed various forms of climate change, chiefly cooling effects, to aerosols, which are small particles or droplets suspended in the atmosphere.
Key sources to which anthropogenic aerosols are attributed include:
biomass burning such as slash-and-burn deforestation. Aerosols produced are primarily black carbon.
industrial air pollution, which produces soot and airborne sulfates, nitrates, and ammonium
dust produced by land use effects such as desertification
Attribution of 20th-century climate change
Over the past 150 years human activities have released increasing quantities of greenhouse gases into the atmosphere. This has led to increases in mean global temperature, or global warming. Other human effects are relevant—for example, sulphate aerosols are believed to have a cooling effect. Natural factors also contribute. According to the historical temperature record of the last century, the Earth's near-surface air temperature has risen around 0.74 ± 0.18 °Celsius (1.3 ± 0.32 °Fahrenheit).
A historically important question in climate change research has regarded the relative importance of human activity and non-anthropogenic causes during the period of instrumental record. In the 1995 Second Assessment Report (SAR), the IPCC made the widely quoted statement that "The balance of evidence suggests a discernible human influence on global climate". The phrase "balance of evidence" suggested the (English) common-law standard of proof required in civil as opposed to criminal courts: not as high as "beyond reasonable doubt". In 2001 the Third Assessment Report (TAR) refined this, saying "There is new and stronger evidence that most of the warming observed over the last 50 years is attributable to human activities". The 2007 Fourth Assessment Report (AR4) strengthened this finding:
"Anthropogenic warming of the climate system is widespread and can be detected in temperature observations taken at the surface, in the free atmosphere and in the oceans. Evidence of the effect of external influences, both anthropogenic and natural, on the climate system has continued to accumulate since the TAR."
Other findings of the IPCC Fourth Assessment Report include:
"It is extremely unlikely (<5%) that the global pattern of warming during the past half century can be explained without external forcing (i.e., it is inconsistent with being the result of internal variability), and very unlikely that it is due to known natural external causes alone. The warming occurred in both the ocean and the atmosphere and took place at a time when natural external forcing factors would likely have produced cooling."
"From new estimates of the combined anthropogenic forcing due to greenhouse gases, aerosols, and land surface changes, it is extremely likely (>95%) that human activities have exerted a substantial net warming influence on climate since 1750."
"It is virtually certain that anthropogenic aerosols produce a net negative radiative forcing (cooling influence) with a greater magnitude in the Northern Hemisphere than in the Southern Hemisphere."
Over the past five decades there has been a global warming of approximately 0.65 °C (1.17 °F) at the Earth's surface (see historical temperature record). Among the possible factors that could produce changes in global mean temperature are internal variability of the climate system, external forcing, an increase in concentration of greenhouse gases, or any combination of these. Current studies indicate that the increase in greenhouse gases, most notably , is mostly responsible for the observed warming. Evidence for this conclusion includes:
Estimates of internal variability from climate models, and reconstructions of past temperatures, indicate that the warming is unlikely to be entirely natural.
Climate models forced by natural factors and increased greenhouse gases and aerosols reproduce the observed global temperature changes; those forced by natural factors alone do not.
"Fingerprint" methods (see below) indicate that the pattern of change is closer to that expected from greenhouse gas-forced change than from natural change.
The plateau in warming from the 1940s to 1960s can be attributed largely to sulphate aerosol cooling.
Details on attribution
Recent scientific assessments find that most of the warming of the Earth's surface over the past 50 years has been caused by human activities (see also the section on scientific literature and opinion). This conclusion rests on multiple lines of evidence. Like the warming "signal" that has gradually emerged from the "noise" of natural climate variability, the scientific evidence for a human influence on global climate has accumulated over the past several decades, from many hundreds of studies. No single study is a "smoking gun." Nor has any single study or combination of studies undermined the large body of evidence supporting the conclusion that human activity is the primary driver of recent warming.
The first line of evidence is based on a physical understanding of how greenhouse gases trap heat, how the climate system responds to increases in greenhouse gases, and how other human and natural factors influence climate. The second line of evidence is from indirect estimates of climate changes over the last 1,000 to 2,000 years. These records are obtained from living things and their remains (like tree rings and corals) and from physical quantities (like the ratio between lighter and heavier isotopes of oxygen in ice cores), which change in measurable ways as climate changes. The lesson from these data is that global surface temperatures over the last several decades are clearly unusual, in that they were higher than at any time during at least the past 400 years. For the Northern Hemisphere, the recent temperature rise is clearly unusual in at least the last 1,000 years (see graph opposite).
The third line of evidence is based on the broad, qualitative consistency between observed changes in climate and the computer model simulations of how climate would be expected to change in response to human activities. For example, when climate models are run with historical increases in greenhouse gases, they show gradual warming of the Earth and ocean surface, increases in ocean heat content and the temperature of the lower atmosphere, a rise in global sea level, retreat of sea ice and snow cover, cooling of the stratosphere, an increase in the amount of atmospheric water vapor, and changes in large-scale precipitation and pressure patterns. These and other aspects of modelled climate change are in agreement with observations.
"Fingerprint" studies
Finally, there is extensive statistical evidence from so-called "fingerprint" studies. Each factor that affects climate produces a unique pattern of climate response, much as each person has a unique fingerprint. Fingerprint studies exploit these unique signatures, and allow detailed comparisons of modelled and observed climate change patterns. Scientists rely on such studies to attribute observed changes in climate to a particular cause or set of causes. In the real world, the climate changes that have occurred since the start of the Industrial Revolution are due to a complex mixture of human and natural causes. The importance of each individual influence in this mixture changes over time. Of course, there are not multiple Earths, which would allow an experimenter to change one factor at a time on each Earth, thus helping to isolate different fingerprints. Therefore, climate models are used to study how individual factors affect climate. For example, a single factor (like greenhouse gases) or a set of factors can be varied, and the response of the modelled climate system to these individual or combined changes can thus be studied.
These projections have been confirmed by observations (shown above).
For example, when climate model simulations of the last century include all of the major influences on climate, both human-induced and natural, they can reproduce many important features of observed climate change patterns. When human influences are removed from the model experiments, results suggest that the surface of the Earth would actually have cooled slightly over the last 50 years. The clear message from fingerprint studies is that the observed warming over the last half-century cannot be explained by natural factors, and is instead caused primarily by human factors.
Another fingerprint of human effects on climate has been identified by looking at a slice through the layers of the atmosphere, and studying the pattern of temperature changes from the surface up through the stratosphere (see the section on solar activity). The earliest fingerprint work focused on changes in surface and atmospheric temperature. Scientists then applied fingerprint methods to a whole range of climate variables, identifying human-caused climate signals in the heat content of the oceans, the height of the tropopause (the boundary between the troposphere and stratosphere, which has shifted upward by hundreds of feet in recent decades), the geographical patterns of precipitation, drought, surface pressure, and the runoff from major river basins.
Studies published after the appearance of the IPCC Fourth Assessment Report in 2007 have also found human fingerprints in the increased levels of atmospheric moisture (both close to the surface and over the full extent of the atmosphere), in the decline of Arctic sea ice extent, and in the patterns of changes in Arctic and Antarctic surface temperatures.
The message from this entire body of work is that the climate system is telling a consistent story of increasingly dominant human influence – the changes in temperature, ice extent, moisture, and circulation patterns fit together in a physically consistent way, like pieces in a complex puzzle.
Increasingly, this type of fingerprint work is shifting its emphasis. As noted, clear and compelling scientific evidence supports the case for a pronounced human influence on global climate. Much of the recent attention is now on climate changes at continental and regional scales, and on variables that can have large impacts on societies. For example, scientists have established causal links between human activities and the changes in snowpack, maximum and minimum (diurnal) temperature, and the seasonal timing of runoff over mountainous regions of the western United States. Human activity is likely to have made a substantial contribution to ocean surface temperature changes in hurricane formation regions. Researchers are also looking beyond the physical climate system, and are beginning to tie changes in the distribution and seasonal behaviour of plant and animal species to human-caused changes in temperature and precipitation.
For over a decade, one aspect of the climate change story seemed to show a significant difference between models and observations. In the tropics, all models predicted that with a rise in greenhouse gases, the troposphere would be expected to warm more rapidly than the surface. Observations from weather balloons, satellites, and surface thermometers seemed to show the opposite behaviour (more rapid warming of the surface than the troposphere). This issue was a stumbling block in understanding the causes of climate change. It is now largely resolved. Research showed that there were large uncertainties in the satellite and weather balloon data. When uncertainties in models and observations are properly accounted for, newer observational data sets (with better treatment of known problems) are in agreement with climate model results.
This does not mean, however, that all remaining differences between models and observations have been resolved. The observed changes in some climate variables, such as Arctic sea ice, some aspects of precipitation, and patterns of surface pressure, appear to be proceeding much more rapidly than models have projected. The reasons for these differences are not well understood. Nevertheless, the bottom-line conclusion from climate fingerprinting is that most of the observed changes studied to date are consistent with each other, and are also consistent with our scientific understanding of how the climate system would be expected to respond to the increase in heat-trapping gases resulting from human activities.
Extreme weather events
Scientific literature and opinion
There are a number of examples of published and informal support for the consensus view. As mentioned earlier, the IPCC has concluded that most of the observed increase in globally averaged temperatures since the mid-20th century is "very likely" due to human activities. The IPCC's conclusions are consistent with those of several reports produced by the US National Research Council.
A report published in 2009 by the U.S. Global Change Research Program concluded that "[global] warming is unequivocal and primarily human-induced."
A number of scientific organizations have issued statements that support the consensus view:
A 2004 essay in Science surveyed 928 abstracts related to climate change, and concluded that most journal reports accepted the consensus.
a joint statement made in 2005 by the national science academies of the G8, and Brazil, China and India;
a joint statement made in 2008 by the Network of African Science Academies.
A 2010 paper in the Proceedings of the National Academy of Sciences found that among a pool of roughly 1,000 researchers who work directly on climate issues and publish the most frequently on the subject, 97% agree that anthropogenic climate change is happening.
A 2011 paper from George Mason University published in the International Journal of Public Opinion Research, "The Structure of Scientific Opinion on Climate Change," collected the opinions of scientists in the earth, space, atmospheric, oceanic or hydrological sciences. The 489 survey respondents—representing nearly half of all those eligible according to the survey's specific standards – work in academia, government, and industry, and are members of prominent professional organizations. The study found that 97% of the 489 scientists surveyed agreed that global temperatures have risen over the past century. Moreover, 84% agreed that "human-induced greenhouse warming" is now occurring." Only 5% disagreed with the idea that human activity is a significant cause of global warming.
Detection and attribution studies
The IPCC Fourth Assessment Report (2007), concluded that attribution was possible for a number of observed changes in the climate (see effects of global warming). However, attribution was found to be more difficult when assessing changes over smaller regions (less than continental scale) and over short time periods (less than 50 years).
Over larger regions, averaging reduces natural variability of the climate, making detection and attribution easier.
In 1996, in a paper in Nature titled "A search for human influences on the thermal structure of the atmosphere", Benjamin D. Santer et al. wrote: "The observed spatial patterns of temperature change in the free atmosphere from 1963 to 1987 are similar to those predicted by state-of-the-art climate models incorporating various combinations of changes in carbon dioxide, anthropogenic sulphate aerosol and stratospheric ozone concentrations. The degree of pattern similarity between models and observations increases through this period. It is likely that this trend is partially due to human activities, although many uncertainties remain, particularly relating to estimates of natural variability."
A 2002 paper in the Journal of Geophysical Research says "Our analysis suggests that the early twentieth century warming can best be explained by a combination of warming due to increases in greenhouse gases and natural forcing, some cooling due to other anthropogenic forcings, and a substantial, but not implausible, contribution from internal variability. In the second half of the century we find that the warming is largely caused by changes in greenhouse gases, with changes in sulphates and, perhaps, volcanic aerosol offsetting approximately one third of the warming."
A 2005 review of detection and attribution studies by the International Ad hoc Detection and Attribution Group found that "natural drivers such as solar variability and volcanic activity are at most partially responsible for the large-scale temperature changes observed over the past century, and that a large fraction of the warming over the last 50 yr can be attributed to greenhouse gas increases. Thus, the recent research supports and strengthens the IPCC Third Assessment Report conclusion that 'most of the global warming over the past 50 years is likely due to the increase in greenhouse gases.'"
Barnett and colleagues (2005) say that the observed warming of the oceans "cannot be explained by natural internal climate variability or solar and volcanic forcing, but is well simulated by two anthropogenically forced climate models," concluding that "it is of human origin, a conclusion robust to observational sampling and model differences".
Two papers in the journal Science in August 2005 resolve the problem, evident at the time of the TAR, of tropospheric temperature trends (see also the section on "fingerprint" studies) . The UAH version of the record contained errors, and there is evidence of spurious cooling trends in the radiosonde record, particularly in the tropics. See satellite temperature measurements for details; and the 2006 US CCSP report.
Multiple independent reconstructions of the temperature record of the past 1000 years confirm that the late 20th century is probably the warmest period in that time (see the preceding section -details on attribution).
Solar activity
Solar sunspot maximum occurs when the magnetic field of the Sun collapses and reverse as part of its average 11-year solar cycle (22 years for complete North to North restoration).
The role of the Sun in recent climate change has been looked at by climate scientists. Since 1978, output from the Sun has been measured by satellites significantly more accurately than was previously possible from the surface. These measurements indicate that the Sun's total solar irradiance has not increased since 1978, so the warming during the past 30 years cannot be directly attributed to an increase in total solar energy reaching the Earth (see graph above, left). In the three decades since 1978, the combination of solar and volcanic activity probably had a slight cooling influence on the climate.
Climate models have been used to examine the role of the Sun in recent climate change.
Models are unable to reproduce the rapid warming observed in recent decades when they only take into account variations in total solar irradiance and volcanic activity. Models are, however, able to simulate the observed 20th century changes in temperature when they include all of the most important external forcings, including human influences and natural forcings. As has already been stated, Hegerl et al. (2007) concluded that greenhouse gas forcing had "very likely" caused most of the observed global warming since the mid-20th century. In making this conclusion, Hegerl et al. (2007) allowed for the possibility that climate models had been underestimated the effect of solar forcing.
The role of solar activity in climate change has also been calculated over longer time periods using "proxy" datasets, such as tree rings.
Models indicate that solar and volcanic forcings can explain periods of relative warmth and cold between AD 1000 and 1900, but human-induced forcings are needed to reproduce the late-20th century warming.
Another line of evidence against the sun having caused recent climate change comes from looking at how temperatures at different levels in the Earth's atmosphere have changed.
Models and observations (see figure above, middle) show that greenhouse gas results in warming of the lower atmosphere at the surface (called the troposphere) but cooling of the upper atmosphere (called the stratosphere). Depletion of the ozone layer by chemical refrigerants has also resulted in a cooling effect in the stratosphere. If the Sun was responsible for observed warming, warming of the troposphere at the surface and warming at the top of the stratosphere would be expected as increase solar activity would replenish ozone and oxides of nitrogen. The stratosphere has a reverse temperature gradient than the troposphere so as the temperature of the troposphere cools with altitude, the stratosphere rises with altitude. Hadley cells are the mechanism by which equatorial generated ozone in the tropics (highest area of UV irradiance in the stratosphere) is moved poleward. Global climate models suggest that climate change may widen the Hadley cells and push the jetstream northward thereby expanding the tropics region and resulting in warmer, dryer conditions in those areas overall.
Non-consensus views
Habibullo Abdussamatov (2004), head of space research at St. Petersburg's Pulkovo Astronomical Observatory in Russia, has argued that the Sun is responsible for recently observed climate change. Journalists for news sources canada.com (Solomon, 2007b), National Geographic News (Ravilious, 2007), and LiveScience (Than, 2007) reported on the story of warming on Mars. In these articles, Abdussamatov was quoted. He stated that warming on Mars was evidence that global warming on Earth was being caused by changes in the Sun.
Ravilious (2007) quoted two scientists who disagreed with Abdussamatov: Amato Evan, a climate scientist at the University of Wisconsin–Madison, in the US, and Colin Wilson, a planetary physicist at Oxford University in the UK. According to Wilson, "Wobbles in the orbit of Mars are the main cause of its climate change in the current era" (see also orbital forcing). Than (2007) quoted Charles Long, a climate physicist at Pacific Northwest National Laboratories in the US, who disagreed with Abdussamatov.
Than (2007) pointed to the view of Benny Peiser, a social anthropologist at Liverpool John Moores University in the UK. In his newsletter, Peiser had cited a blog that had commented on warming observed on several planetary bodies in the Solar System. These included Neptune's moon Triton, Jupiter, Pluto and Mars. In an e-mail interview with Than (2007), Peiser stated that:"I think it is an intriguing coincidence that warming trends have been observed on a number of very diverse planetary bodies in our solar system, (...) Perhaps this is just a fluke."Than (2007) provided alternative explanations of why warming had occurred on Triton, Pluto, Jupiter and Mars.
The US Environmental Protection Agency (US EPA, 2009) responded to public comments on climate change attribution. A number of commenters had argued that recent climate change could be attributed to changes in solar irradiance. According to the US EPA (2009), this attribution was not supported by the bulk of the scientific literature. Citing the work of the IPCC (2007), the US EPA pointed to the low contribution of solar irradiance to radiative forcing since the start of the Industrial Revolution in 1750. Over this time period (1750 to 2005), the estimated contribution of solar irradiance to radiative forcing was 5% the value of the combined radiative forcing due to increases in the atmospheric concentrations of carbon dioxide, methane and nitrous oxide (see graph opposite).
Effect of cosmic rays
Henrik Svensmark has suggested that the magnetic activity of the sun deflects cosmic rays, and that this may influence the generation of cloud condensation nuclei, and thereby have an effect on the climate. The website ScienceDaily reported on a 2009 study that looked at how past changes in climate have been affected by the Earth's magnetic field. Geophysicist Mads Faurschou Knudsen, who co-authored the study, stated that the study's results supported Svensmark's theory. The authors of the study also acknowledged that plays an important role in climate change.
Consensus view on cosmic rays
The view that cosmic rays could provide the mechanism by which changes in solar activity affect climate is not supported by the literature. Solomon et al. (2007) state:[..] the cosmic ray time series does not appear to correspond to global total cloud cover after 1991 or to global low-level cloud cover after 1994. Together with the lack of a proven physical mechanism and the plausibility of other causal factors affecting changes in cloud cover, this makes the association between galactic cosmic ray-induced changes in aerosol and cloud formation controversial
Studies by Lockwood and Fröhlich (2007) and Sloan and Wolfendale (2008) found no relation between warming in recent decades and cosmic rays. Pierce and Adams (2009) used a model to simulate the effect of cosmic rays on cloud properties. They concluded that the hypothesized effect of cosmic rays was too small to explain recent climate change. Pierce and Adams (2009) noted that their findings did not rule out a possible connection between cosmic rays and climate change, and recommended further research.
Erlykin et al. (2009) found that the evidence showed that connections between solar variation and climate were more likely to be mediated by direct variation of insolation rather than cosmic rays, and concluded: "Hence within our assumptions, the effect of varying solar activity, either by direct solar irradiance or by varying cosmic ray rates, must be less than 0.07 °C since 1956, i.e. less than 14% of the observed global warming." Carslaw (2009) and Pittock (2009) review the recent and historical literature in this field and continue to find that the link between cosmic rays and climate is tenuous, though they encourage continued research. US EPA (2009) commented on research by Duplissy et al. (2009):The CLOUD experiments at CERN are interesting research but do not provide conclusive evidence that cosmic rays can serve as a major source of cloud seeding. Preliminary results from the experiment (Duplissy et al., 2009) suggest that though there was some evidence of ion mediated nucleation, for most of the nucleation events observed the contribution of ion processes appeared to be minor. These experiments also showed the difficulty in maintaining sufficiently clean conditions and stable temperatures to prevent spurious aerosol bursts. There is no indication that the earlier Svensmark experiments could even have matched the controlled conditions of the CERN experiment. We find that the Svensmark results on cloud seeding have not yet been shown to be robust or sufficient to materially alter the conclusions of the assessment literature, especially given the abundance of recent literature that is skeptical of the cosmic ray-climate linkage
See also
Climate change adaptation
Climate change denial
Climate change mitigation
Climate resilience
Environmental effects of aviation
Footnotes
Citations
References
, pp. 332–333. Referred to by :
. Open-access article.
, pp. 18235–18270. Referred to by :
, pp. 955–958. Referred to by :
(pb: ).
(pb: ).
. Summary for Policymakers available in Arabic, Chinese, French, Russian, and Spanish.
. Climate Change 2013 Working Group 1 website.
. Archived page: The source appears to incorrectly list the Society of Biology (UK) twice.
. L09820.
, pp. 483–487. Referred to by :
Public-domain sources
External links
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3211 | https://en.wikipedia.org/wiki/Atom%20probe | Atom probe | The atom probe was introduced at the 14th Field Emission Symposium in 1967 by Erwin Wilhelm Müller and J. A. Panitz. It combined a field ion microscope with a mass spectrometer having a single particle detection capability and, for the first time, an instrument could “... determine the nature of one single atom seen on a metal surface and selected from neighboring atoms at the discretion of the observer”.
Atom probes are unlike conventional optical or electron microscopes, in that the magnification effect comes from the magnification provided by a highly curved electric field, rather than by the manipulation of radiation paths. The method is destructive in nature removing ions from a sample surface in order to image and identify them, generating magnifications sufficient to observe individual atoms as they are removed from the sample surface. Through coupling of this magnification method with time of flight mass spectrometry, ions evaporated by application of electric pulses can have their mass-to-charge ratio computed.
Through successive evaporation of material, layers of atoms are removed from a specimen, allowing for probing not only of the surface, but also through the material itself. Computer methods are used to rebuild a three-dimensional view of the sample, prior to it being evaporated, providing atomic scale information on the structure of a sample, as well as providing the type atomic species information. The instrument allows the three-dimensional reconstruction of up to billions of atoms from a sharp tip (corresponding to specimen volumes of 10,000-10,000,000 nm3).
Overview
Atom probe samples are shaped to implicitly provide a highly curved electric potential to induce the resultant magnification, as opposed to direct use of lensing, such as via magnetic lenses. Furthermore, in normal operation (as opposed to a field ionization modes) the atom probe does not utilize a secondary source to probe the sample. Rather, the sample is evaporated in a controlled manner (field evaporation) and the evaporated ions are impacted onto a detector, which is typically 10 to 100 cm away.
The samples are required to have a needle geometry and are produced by similar techniques as TEM sample preparation electropolishing, or focused ion beam methods. Since 2006, commercial systems with laser pulsing have become available and this has expanded applications from metallic only specimens into semiconducting, insulating such as ceramics, and even geological materials.
Preparation is done, often by hand, to manufacture a tip radius sufficient to induce a high electric field, with radii on the order of 100 nm.
To conduct an atom probe experiment a very sharp needle shaped specimen is placed in an ultra high vacuum chamber. After introduction into the vacuum system, the sample is reduced to cryogenic temperatures (typically 20-100 K) and manipulated such that the needle's point is aimed towards an ion detector. A high voltage is applied to the specimen, and either a laser pulse is applied to the specimen or a voltage pulse (typically 1-2 kV) with pulse repetition rates in the hundreds of kilohertz range is applied to a counter electrode. The application of the pulse to the sample allows for individual atoms at the sample surface to be ejected as an ion from the sample surface at a known time. Typically the pulse amplitude and the high voltage on the specimen are computer controlled to encourage only one atom to ionize at a time, but multiple ionizations are possible. The delay between application of the pulse and detection of the ion(s) at the detector allow for the computation of a mass-to-charge ratio.
Whilst the uncertainty in the atomic mass computed by time-of-flight methods in atom probe is sufficiently small to allow for detection of individual isotopes within a material this uncertainty may still, in some cases, confound definitive identification of atomic species. Effects such as superposition of differing ions with multiple electrons removed, or through the presence of complex species formation during evaporation may cause two or more species to have sufficiently close time-of-flights to make definitive identification impossible.
History
Field ion microscopy
Field ion microscopy is a modification of field emission microscopy where a stream of tunneling electrons is emitted from the apex of a sharp needle-like tip cathode when subjected to a sufficiently high electric field (~3-6 V/nm). The needle is oriented towards a phosphor screen to create a projected image of the work function at the tip apex. The image resolution is limited to (2-2.5 nm), due to quantum mechanical effects and lateral variations in the electron velocity.
In field ion microscopy the tip is cooled by a cryogen and its polarity is reversed. When an imaging gas (usually hydrogen or helium) is introduced at low pressures (< 0.1 Pascal) gas ions in the high electric field at the tip apex are field ionized and produce a projected image of protruding atoms at the tip apex. The image resolution is determined primarily by the temperature of the tip but even at 78 Kelvin atomic resolution is achieved.
10-cm Atom Probe
The 10-cm Atom Probe, invented in 1973 by J. A. Panitz was a “new and simple atom probe which permits rapid, in depth species identification or the more usual atom-by atom analysis provided by its predecessors ... in an instrument having a volume of less than two liters in which tip movement is unnecessary and the problems of evaporation pulse stability and alignment common to previous designs have been eliminated.” This was accomplished by combining a time of flight (TOF) mass spectrometer with a proximity focussed, dual channel plate detector, an 11.8 cm drift region and a 38° field of view. An FIM image or a desorption image of the atoms removed from the apex of a field emitter tip could be obtained. The 10-cm Atom Probe has been called the progenitor of later atom probes including the commercial instruments.
Imaging Atom Probe
The Imaging Atom-Probe (IAP) was introduced in 1974 by J. A. Panitz. It incorporated the features of the 10-cm Atom-Probe yet “... departs completely from [previous] atom probe philosophy. Rather than attempt to determine the identity of a surface species producing a preselected ion-image spot, we wish to determine the complete crystallographic distribution of a surface species of preselected mass-to-charge ratio. Now suppose that instead of operating the [detector] continuously, it is turned on for a short time coincidentally with the arrival of a preselected species of interest by applying a gate pulse a time T after the evaporation pulse has reached the specimen. If the duration of the gate pulse is shorter than the travel time between adjacent species, only that surface species having the unique travel time T will be detected and its complete crystallographic distribution displayed.” It was patented in 1975 as the Field Desorption Spectrometer. The Imaging Atom-Probe moniker was coined by A. J. Waugh in 1978 and the instrument was described in detail by J. A. Panitz in the same year.
Atom Probe Tomography (APT)
Modern day atom probe tomography uses a position sensitive detector aka a FIM in a box to deduce the lateral location of atoms. The idea of the APT, inspired by J. A. Panitz's Field Desorption Spectrometer patent, was developed by Mike Miller starting in 1983 and culminated with the first prototype in 1986. Various refinements were made to the instrument, including the use of a so-called position-sensitive (PoS) detector by Alfred Cerezo, Terence Godfrey, and George D. W. Smith at Oxford University in 1988. The Tomographic Atom Probe (TAP), developed by researchers at the University of Rouen in France in 1993, introduced a multichannel timing system and multianode array. Both instruments (PoSAP and TAP) were commercialized by Oxford Nanoscience and CAMECA respectively. Since then, there have been many refinements to increase the field of view, mass and position resolution, and data acquisition rate of the instrument. The Local Electrode Atom Probe was first introduced in 2003 by Imago Scientific Instruments. In 2005, the commercialization of the pulsed laser atom probe (PLAP) expanded the avenues of research from highly conductive materials (metals) to poor conductors (semiconductors like silicon) and even insulating materials. AMETEK acquired CAMECA in 2007 and Imago Scientific Instruments (Madison, WI) in 2010, making the company the sole commercial developer of APTs with more than 110 instruments installed around the world in 2019.
The first few decades of work with APT focused on metals. However, with the introduction of the laser pulsed atom probe systems applications have expanded to semiconductors, ceramic and geologic materials, with some work on biomaterials. The most advanced study of biological material to date using APT involved analyzing the chemical structure of teeth of the radula of chiton Chaetopleura apiculata. In this study, the use of APT showed chemical maps of organic fibers in the surrounding nano-crystalline magnetite in the chiton teeth, fibers which were often co-located with sodium or magnesium. This has been furthered to study elephant tusks, dentin and human enamel.
Theory
Field evaporation
Field evaporation is an effect that can occur when an atom bonded at the surface of a material is in the presence of a sufficiently high and appropriately directed electric field, where the electric field is the differential of electric potential (voltage) with respect to distance. Once this condition is met, it is sufficient that local bonding at the specimen surface is capable of being overcome by the field, allowing for evaporation of an atom from the surface to which it is otherwise bonded.
Ion flight
Whether evaporated from the material itself, or ionised from the gas, the ions that are evaporated are accelerated by electrostatic force, acquiring most of their energy within a few tip-radii of the sample.
Subsequently, the accelerative force on any given ion is controlled by the electrostatic equation, where n is the ionisation state of the ion, and e is the fundamental electric charge.
This can be equated with the mass of the ion, m, via Newton's law (F=ma):
Relativistic effects in the ion flight are usually ignored, as realisable ion speeds are only a very small fraction of the speed of light.
Assuming that the ion is accelerated during a very short interval, the ion can be assumed to be travelling at constant velocity. As the ion will travel from the tip at voltage V1 to some nominal ground potential, the speed at which the ion is travelling can be estimated by the energy transferred into the ion during (or near) ionisation. Therefore, the ion speed can be computed with the following equation, which relates kinetic energy to energy gain due to the electric field, the negative arising from the loss of electrons forming a net positive charge.
Where U is the ion velocity. Solving for U, the following relation is found:
Let's say that for at a certain ionization voltage, a singly charged hydrogen ion acquires a resulting velocity of 1.4x10^6 ms−1 at 10~kV. A singly charged deuterium ion under the sample conditions would have acquired roughly 1.4x10^6/1.41 ms−1. If a detector was placed at a distance of 1 m, the ion flight times would be 1/1.4x10^6 and 1.41/1.4x10^6 s. Thus, the time of the ion arrival can be used to infer the ion type itself, if the evaporation time is known.
From the above equation, it can be re-arranged to show that
given a known flight distance. F, for the ion, and a known flight time, t,
and thus one can substitute these values to obtain the mass-to-charge for the ion.
Thus for an ion which traverses a 1 m flight path, across a time of 2000 ns, given an initial accelerating voltage of 5000 V (V in Si units is kg.m^2.s^-3.A^-1) and noting that one amu is 1×10−27 kg, the mass-to-charge ratio (more correctly the mass-to-ionisation value ratio) becomes ~3.86 amu/charge. The number of electrons removed, and thus net positive charge on the ion is not known directly, but can be inferred from the histogram (spectrum) of observed ions.
Magnification
The magnification in an atom is due to the projection of ions radially away from the small, sharp tip. Subsequently, in the far-field, the ions will be greatly magnified. This magnification is sufficient to observe field variations due to individual atoms, thus allowing in field ion and field evaporation modes for the imaging of single atoms.
The standard projection model for the atom probe is an emitter geometry that is based upon a revolution of a conic section, such as a sphere, hyperboloid or paraboloid. For these tip models, solutions to the field may be approximated or obtained analytically. The magnification for a spherical emitter is inversely proportional to the radius of the tip, given a projection directly onto a spherical screen, the following equation can be obtained geometrically.
Where rscreen is the radius of the detection screen from the tip centre, and rtip the tip radius. A practical tip to screen distances may range from several centimeters to several meters, with increased detector area required at larger to subtend the same field of view.
Practically speaking, the usable magnification will be limited by several effects, such as lateral vibration of the atoms prior to evaporation.
Whilst the magnification of both the field ion and atom probe microscopes is extremely high, the exact magnification is dependent upon conditions specific to the examined specimen, so unlike for conventional electron microscopes, there is often little direct control on magnification, and furthermore, obtained images may have strongly variable magnifications due to fluctuations in the shape of the electric field at the surface.
Reconstruction
The computational conversion of the ion sequence data, as obtained from a position-sensitive detector to a three-dimensional visualisation of atomic types, is termed "reconstruction". Reconstruction algorithms are typically geometrically based and have several literature formulations. Most models for reconstruction assume that the tip is a spherical object, and use empirical corrections to stereographic projection to convert detector positions back to a 2D surface embedded in 3D space, R3. By sweeping this surface through R3 as a function of the ion sequence input data, such as via ion-ordering, a volume is generated onto which positions the 2D detector positions can be computed and placed three-dimensional space.
Typically the sweep takes the simple form of advancement of the surface, such that the surface is expanded in a symmetric manner about its advancement axis, with the advancement rate set by a volume attributed to each ion detected and identified. This causes the final reconstructed volume to assume a rounded-conical shape, similar to a badminton shuttlecock. The detected events thus become a point cloud data with attributed experimentally measured values, such as ion time of flight or experimentally derived quantities, e.g. time of flight or detector data.
This form of data manipulation allows for rapid computer visualisation and analysis, with data presented as point cloud data with additional information, such as each ion's mass to charge (as computed from the velocity equation above), voltage or other auxiliary measured quantity or computation therefrom.
Data features
The canonical feature of atom probe data, is its high spatial resolution in the direction through the material, which has been attributed to an ordered evaporation sequence. This data can therefore image near atomically sharp buried interfaces with the associated chemical information.
The data obtained from the evaporative process is however not without artefacts that form the physical evaporation or ionisation process. A key feature of the evaporation or field ion images is that the data density is highly inhomogeneous, due to the corrugation of the specimen surface at the atomic scale. This corrugation gives rise to strong electric field gradients in the near-tip zone (on the order of an atomic radii or less from the tip), which during ionisation deflects ions away from the electric field normal.
The resultant deflection means that in these regions of high curvature, atomic terraces are belied by a strong anisotropy in the detection density. Where this occurs due to a few atoms on a surface is usually referred to as a "pole", as these are coincident with the crystallographic axes of the specimen (FCC, BCC, HCP) etc. Where the edges of an atomic terrace causes deflection, a low density line is formed and is termed a "zone line".
These poles and zone-lines, whilst inducing fluctuations in data density in the reconstructed datasets, which can prove problematic during post-analysis, are critical for determining information such as angular magnification, as the crystallographic relationships between features are typically well known.
When reconstructing the data, owing to the evaporation of successive layers of material from the sample, the lateral and in-depth reconstruction values are highly anisotropic. Determination of the exact resolution of the instrument is of limited use, as the resolution of the device is set by the physical properties of the material under analysis.
Systems
Many designs have been constructed since the method's inception. Initial field ion microscopes, precursors to modern atom probes, were usually glass blown devices developed by individual research laboratories.
System layout
At a minimum, an atom probe will consist of several key pieces of equipment.
A vacuum system for maintaining the low pressures (~10−8 to 10−10 Pa) required, typically a classic 3 chambered UHV design.
A system for the manipulation of samples inside the vacuum, including sample viewing systems.
A cooling system to reduce atomic motion, such as a helium refrigeration circuit - providing sample temperatures as low as 15K.
A high voltage system to raise the sample standing voltage near the threshold for field evaporation.
A high voltage pulsing system, use to create timed field evaporation events
A counter electrode that can be a simple disk shape (like the EIKOS™, or earlier generation atom probes), or a cone-shaped Local Electrode, like on a LEAP® system. The voltage pulse (negative) is typically applied to the counter electrode.
A detection system for single energetic ions that includes XY position and TOF information.
Optionally, an atom probe may also include laser-optical systems for laser beam targeting and pulsing, if using laser-evaporation methods. In-situ reaction systems, heaters, or plasma treatment may also be employed for some studies as well as a pure noble gas introduction for FIM.
Performance
Collectable ion volumes were previously limited to several thousand, or tens of thousands of ionic events. Subsequent electronics and instrumentation development has increased the rate of data accumulation, with datasets of hundreds of million atoms (dataset volumes of 107 nm3). Data collection times vary considerably depending upon the experimental conditions and the number of ions collected. Experiments take from a few minutes, to many hours to complete.
Applications
Metallurgy
Atom probe has typically been employed in the chemical analysis of alloy systems at the atomic level. This has arisen as a result of voltage pulsed atom probes providing good chemical and sufficient spatial information in these materials. Metal samples from large grained alloys may be simple to fabricate, particularly from wire samples, with hand-electropolishing techniques giving good results.
Subsequently, atom probe has been used in the analysis of the chemical composition of a wide range of alloys.
Such data is critical in determining the effect of alloy constituents in a bulk material, identification of solid-state reaction features, such as solid phase precipitates. Such information may not be amenable to analysis by other means (e.g. TEM) owing to the difficulty in generating a three-dimensional dataset with composition.
Semiconductors
Semi-conductor materials are often analysable in atom probe, however sample preparation may be more difficult, and interpretation of results may be more complex, particularly if the semi-conductor contains phases which evaporate at differing electric field strengths.
Applications such as ion implantation may be used to identify the distribution of dopants inside a semi-conducting material, which is increasingly critical in the correct design of modern nanometre scale electronics.
Limitations
Materials implicitly control achievable spatial resolution.
Specimen geometry during the analysis is uncontrolled, yet controls projection behaviour, hence there is little control over the magnification. This induces distortions into the computer generated 3D dataset. Features of interest might evaporate in a physically different manner to the bulk sample, altering projection geometry and the magnification of the reconstructed volume. This yields strong spatial distortions in the final image.
Volume selectability can be limited. Site specific preparation methods, e.g. using Focussed ion beam preparation, although more time-consuming, may be used to bypass such limitations.
Ion overlap in some samples (e.g. between oxygen and sulfur) resulted in ambiguous analysed species. This may be mitigated by selection of experiment temperature or laser input energy to influence the ionisation number (+, ++, 3+ etc.) of the ionised groups. Data analysis can be used in some cases to statistically recover overlaps.
Low molecular weight gases (Hydrogen & Helium) may be difficult to be removed from the analysis chamber, and may be adsorbed and emitted from the specimen, even though not present in the original specimen. This may also limit identification of Hydrogen in some samples. For this reason, deuterated samples have been used to overcome limitations.
Results may be contingent on the parameters used to convert the 2D detected data into 3D. In more problematic materials, correct reconstruction may not be done, due to limited knowledge of the true magnification; particularly if zone or pole regions cannot be observed.
References
Further reading
Michael K. Miller, George D.W. Smith, Alfred Cerezo, Mark G. Hetherington (1996) Atom Probe Field Ion Microscopy Monographs on the Physics and Chemistry of Materials, Oxford: Oxford University Press. .
Michael K. Miller (2000) Atom Probe Tomography: Analysis at the Atomic Level. New York: Kluwer Academic.
Baptiste Gault, Michael P. Moody, Julie M. Cairney, SImon P. Ringer (2012) Atom Probe Microscopy, Springer Series in Materials Science, Vol. 160, New York: Springer.
David J. Larson, Ty J. Prosa, Robert M. Ulfig, Brian P. Geiser, Thomas F. Kelly (2013) Local Electrode Atom Probe Tomography - A User's Guide, Springer Characterization & Evaluation of Materials, New York: Springer.
External links
Video demonstrating Field Ion images, and pulsed ion evaporation
www.atomprobe.com - A CAMECA provided community resource with contact information and an interactive FAQ
MyScope Atom Probe Tomography - An online learning environment for those who want to learn about atom probe provided by Microscopy Australia
Scientific techniques
Microscopes
Nanotechnology |
3212 | https://en.wikipedia.org/wiki/Al%20Capone | Al Capone | Alphonse Gabriel Capone (; January 17, 1899 – January 25, 1947), sometimes known by the nickname "Scarface", was an American gangster and businessman who attained notoriety during the Prohibition era as the co-founder and boss of the Chicago Outfit. His seven-year reign as a crime boss ended when he went to prison at the age of 33.
Capone was born in New York City in 1899 to Italian immigrants. He joined the Five Points Gang as a teenager and became a bouncer in organized crime premises such as brothels. In his early twenties, Capone moved to Chicago and became a bodyguard and trusted factotum for Johnny Torrio, head of a criminal syndicate that illegally supplied alcohol—the forerunner of the Outfit—and was politically protected through the Unione Siciliana. A conflict with the North Side Gang was instrumental in Capone's rise and fall. Torrio went into retirement after North Side gunmen almost killed him, handing control to Capone. Capone expanded the bootlegging business through increasingly violent means, but his mutually profitable relationships with Mayor William Hale Thompson and the Chicago Police Department meant he seemed safe from law enforcement.
Capone apparently reveled in attention, such as the cheers from spectators when he appeared at baseball games. He made donations to various charities and was viewed by many as a "modern-day Robin Hood". However, the Saint Valentine's Day Massacre, in which seven gang rivals were murdered in broad daylight, damaged the public image of Chicago and Capone, leading influential citizens to demand government action and newspapers to dub Capone "Public Enemy No. 1".
Federal authorities became intent on jailing Capone and charged him with twenty-two counts of tax evasion. He was convicted of five counts in 1931. During a highly publicized case, the judge admitted as evidence Capone's admissions of his income and unpaid taxes, made during prior (and ultimately abortive) negotiations to pay the government taxes he owed. He was convicted and sentenced to eleven years in federal prison. After conviction, he replaced his defense team with experts in tax law, and his grounds for appeal were strengthened by a Supreme Court ruling, but his appeal ultimately failed. Capone showed signs of neurosyphilis early in his sentence and became increasingly debilitated before being released after almost eight years of incarceration. In 1947, he died of cardiac arrest after a stroke.
Early life
Al Capone was born in the Brooklyn borough of New York, New York, on January 17, 1899. His parents were Italian immigrants Gabriele Capone (1865–1920) and Teresa Capone (née Raiola; 1867–1952). His father was a barber and his mother was a seamstress, both born in Angri, a small comune outside of Naples in the Province of Salerno. Capone's family had immigrated to the United States in 1893 by ship, first going through Fiume (modern-day Rijeka, Croatia), a port city in what was then Austria-Hungary. The family settled at 95 Navy Street, in the Navy Yard section of Brooklyn. When Al was aged 11, he and his family moved to 38 Garfield Place in Park Slope, Brooklyn.
Capone's parents had eight other children: James Vincenzo Capone, who later changed his name to Richard Hart and became a Prohibition agent in Homer, Nebraska; Raffaele James Capone, also known as Ralph Capone or "Bottles", who took charge of his brother's beverage industry; Salvatore "Frank" Capone; Ermina Capone, who died at the age of one; Ermino "John" Capone; Albert Capone; Matthew Capone and Mafalda Capone. Ralph and Frank worked with Al Capone in his criminal empire. Frank did so until his death on April 1, 1924. Ralph ran Capone's bottling companies (both legal and illegal) early on and was also the front man for the Chicago Outfit until he was imprisoned for tax evasion in 1932.
Al Capone showed promise as a student but had trouble with the rules at his strict parochial Catholic school. His schooling ended at the age of 14 after he was expelled for hitting a female teacher in the face. Capone worked at odd jobs around Brooklyn, including a candy store and a bowling alley. From 1916 to 1918 he played semi-professional baseball. Following this, Capone was influenced by gangster Johnny Torrio, whom he came to regard as a mentor.
Capone married Mae Josephine Coughlin at age 19, on December 30, 1918. She was Irish Catholic and earlier that month had given birth to their son Albert Francis "Sonny" Capone (1918–2004). Albert lost most of his hearing in his left ear as a child. Capone was under the age of 21, and his parents had to consent in writing to the marriage. By all accounts, the two had a happy marriage despite his criminal lifestyle.
Career
New York City
Capone initially became involved with small-time gangs that included the Junior Forty Thieves and the Bowery Boys. He then joined the Brooklyn Rippers, and then the powerful Five Points Gang based in Lower Manhattan. During this time he was employed and mentored by fellow racketeer Frankie Yale, a bartender in a Coney Island dance hall and saloon called the Harvard Inn. Capone inadvertently insulted a woman while working the door, and he was slashed with a knife three times on the left side of his face by her brother, Frank Galluccio; the wounds led to the nickname "Scarface", which Capone loathed. The date when this occurred has been reported with inconsistencies. When Capone was photographed, he hid the scarred left side of his face, saying that the injuries were war wounds. He was called "Snorky" by his closest friends, a term for a sharp dresser.
Move to Chicago
In 1919, Capone left New York City for Chicago at the invitation of Torrio, who was imported by crime boss James "Big Jim" Colosimo as an enforcer. Capone began in Chicago as a bouncer in a brothel, where is thought the most likely way for him to have contracted syphilis. Capone was aware of being infected at an early stage and timely use of Salvarsan probably could have cured the infection, but he apparently never sought treatment. In 1923, Capone purchased a small house at 7244 South Prairie Avenue in the Park Manor neighborhood in Chicago's South Side for .
According to the Chicago Daily Tribune, hijacker Joe Howard was killed on May 7, 1923, after he tried to interfere with the Capone-Torrio bootlegging business. In the early years of the decade, Capone's name began appearing in newspaper sports pages where he was described as a boxing promoter. Torrio took over Colosimo's criminal empire after the latter's murder on May 11, 1920, in which Capone was suspected of being involved.
Torrio headed an essentially Italian organized crime group that was the biggest in Chicago, with Capone as his right-hand man. Torrio was wary of being drawn into gang wars and tried to negotiate agreements over territory between rival crime groups. The smaller North Side Gang, led by Dean O'Banion, came under pressure from the Genna brothers who were allied with Torrio. O'Banion found that Torrio was unhelpful with the Gennas' encroachment, despite his pretensions to be a settler of disputes. In a fateful step, Torrio arranged the murder of O'Banion at his flower shop on November 10, 1924. This placed Hymie Weiss at the head of the gang, backed by Vincent Drucci and Bugs Moran. Weiss had been a close friend of O'Banion, and the North Siders made it a priority to get revenge on his killers.
During Prohibition, Capone was involved with Canadian bootleggers who helped him smuggle liquor into the U.S. When Capone was asked if he knew Rocco Perri, billed as Canada's "King of the Bootleggers", he replied: "Why, I don't even know which street Canada is on." Other sources, however, claim that Capone had certainly visited Canada, where he maintained some hideaways, but the Royal Canadian Mounted Police states that there is no "evidence that he ever set foot on Canadian soil."
Boss
An ambush in January 1925 left Capone shaken but unhurt. Twelve days later, Torrio was returning from a shopping trip when he was shot several times. After recovering, he effectively resigned and handed control to Capone, aged 26, who became the new boss of an organization that took in illegal breweries and a transportation network that reached to Canada, with political and law-enforcement protection. In turn, he was able to use more violence to increase revenue. Any establishment that refused to purchase liquor from Capone often got blown up, and as many as 100 people were killed in such bombings during the 1920s. Rivals saw Capone as responsible for the proliferation of brothels in the city.
Capone often enlisted the help of local members of the black community into his operations; jazz musicians Milt Hinton and Lionel Hampton had uncles who worked for Capone on Chicago's South Side. A fan of jazz as well, Capone once asked clarinetist Johnny Dodds to play a number that Dodds did not know; Capone split a $100 bill in half and told Dodds that he would get the other half when he learned it. Capone also sent two bodyguards to accompany jazz pianist Earl Hines on a road trip.
Capone indulged in custom suits, cigars, gourmet food and drink, and female companionship. He was particularly known for his flamboyant and costly jewelry. His favorite responses to questions about his activities were: "I am just a businessman, giving the people what they want"; and, "All I do is satisfy a public demand." Capone had become a national celebrity and talking point.
Capone based himself in Cicero, Illinois, after using bribery and widespread intimidation to take over town council elections, making it difficult for the North Siders to target him. Capone's driver was found tortured and murdered, and there was an attempt on Weiss' life in the Chicago Loop. On September 20, 1926, the North Siders used a ploy outside Capone's headquarters at the Hawthorne Inn aimed at drawing him to the windows. Gunmen in several cars then opened fire with Thompson submachine guns and shotguns at the windows of the first-floor restaurant. Capone was unhurt and called for a truce, but the negotiations fell through. Three weeks later, on October 11, Weiss was killed outside the North Siders' headquarters at O'Banion's former flower shop. The owner of Hawthorne's restaurant was a friend of Capone's, and he was kidnapped and killed by Moran and Drucci in January 1927.
Capone became increasingly security-minded and desirous of getting away from Chicago. As a precaution, he and his entourage would often show up suddenly at one of Chicago's train depots and buy up an entire Pullman sleeper car on a night train to Cleveland, Omaha, Kansas City, Little Rock or Hot Springs, Arkansas, where they would spend a week in luxury hotel suites under assumed names. In 1928, Capone paid $40,000 to Clarence Busch of the Anheuser-Busch brewing family for a home at 93 Palm Avenue on Palm Island, Florida, between Miami and Miami Beach.
Feud with Aiello
In November 1925, Capone's consigliere, Antonio Lombardo, was named head of the Unione Siciliana, a Sicilian-American benevolent society that had been corrupted by gangsters. An infuriated Joe Aiello, who had wanted the position himself, believed Capone was responsible for Lombardo's ascension and resented the non-Sicilian's attempts to manipulate affairs within the Unione. Aiello severed all personal and business ties with Lombardo and entered into a feud with Capone.
Aiello allied himself with several other Capone enemies, including Jack Zuta, who ran vice and gambling houses together. Aiello plotted to eliminate both Lombardo and Capone, and starting in the spring of 1927 made several attempts to assassinate Capone. On one occasion, Aiello offered money to the chef of Joseph "Diamond Joe" Esposito's Bella Napoli Café, Capone's favorite restaurant, to put prussic acid in Capone's and Lombardo's soup; reports indicated he offered between $10,000 and $35,000. Instead, the chef exposed the plot to Capone, who responded by dispatching men to destroy Aiello's bakery on West Division Street with machine-gun fire. More than 200 bullets were fired into the bakery on May 28, 1927, wounding Joe's brother Antonio.
During the summer and autumn of 1927, a number of hitmen Aiello hired to kill Capone were themselves slain. Among them were Anthony Russo and Vincent Spicuzza, each of whom had been offered $25,000 by Aiello to kill Capone and Lombardo. Aiello eventually offered a $50,000 bounty to anyone who eliminated Capone. At least ten gunmen tried to collect on the bounty but ended up dead. Capone's ally Ralph Sheldon attempted to kill both Capone and Lombardo for Aiello's reward, but Capone henchman Frank Nitti's intelligence network learned of the transaction and had Sheldon shot in front of a West Side hotel, although he survived the incident.
In November 1927, Aiello organized machine-gun ambushes across from Lombardo's home and a cigar store frequented by Capone, but those plans were foiled after an anonymous tip led police to raid several addresses and arrest Milwaukee gunman Angelo La Mantio and four other Aiello gunmen. After the police discovered receipts for the apartments in La Mantio's pockets, he confessed that Aiello had hired him to kill Capone and Lombardo, leading the police to arrest Aiello himself and bring him to the South Clark Street police station. Upon learning of the arrest, Capone dispatched nearly two dozen gunmen to stand guard outside the station and await Aiello's release. The men made no attempt to conceal their purpose there, and reporters and photographers rushed to the scene to observe Aiello's expected murder. When released, Aiello was given a police escort out of the station to safety. He later failed to make a court appearance after his attorney claimed he suffered a nervous breakdown. Aiello disappeared with some family members to Trenton, NJ, from whence he continued his campaign against Capone and Lombardo.
Political alliances
Chicago politicians had long been associated with questionable methods, and even newspaper circulation "wars", but the need for bootleggers to have protection in city hall introduced a far more serious level of violence and graft. Capone is generally seen as having an appreciable effect in bringing about the victory of Republican mayoral candidate William Hale Thompson, who had campaigned on a platform of not enforcing Prohibition and at one time hinted that he'd reopen illegal saloons. Thompson allegedly accepted a contribution of $250,000 from Capone. Thompson beat Democratic candidate William Emmett Dever in the 1927 mayoral race by a relatively slim margin.
On the day of the so-called Pineapple Primary on April 10, 1928, voting booths were targeted by Capone's bomber, James Belcastro, in wards where Thompson's opponents were thought to have support, causing the deaths of at least fifteen people. Belcastro was accused of the murder of lawyer Octavius Granady, an African-American who challenged Thompson's candidate for the Black vote, and was chased through the streets on polling day by cars of gunmen before being shot dead. Four policemen were among those charged along with Belcastro, but all charges were dropped after key witnesses recanted their statements. An indication of the attitude of local law enforcement toward Capone's organization came in 1931 when Belcastro was wounded in a shooting; police suggested to skeptical journalists that Belcastro was an independent operator.
A 1929 report by The New York Times connected Capone to the 1926 murder of Assistant State Attorney William H. McSwiggin, the 1928 murders of chief investigator Ben Newmark and former mentor Frankie Yale.
Saint Valentine's Day Massacre
Capone was widely assumed to have been responsible for ordering the 1929 Saint Valentine's Day Massacre, despite being at his Florida home at the time of the massacre. The massacre was an attempt to eliminate Bugs Moran, head of the North Side Gang, and the motivation for the plan may have been the fact that some expensive whisky illegally imported from Canada via the Detroit River had been hijacked while it was being transported to Cook County, Illinois.
Moran was the last survivor of the North Side gunmen; his succession had come about because his similarly aggressive predecessors, Weiss and Vincent Drucci, had been killed in the violence that followed the murder of original leader Dean O'Banion.
To monitor their targets' habits and movements, Capone's men rented an apartment across from the trucking warehouse and garage at 2122 North Clark Street, which served as Moran's headquarters. On the morning of Thursday, February 14, 1929, Capone's lookouts signaled four gunmen disguised as police officers to initiate a "police raid". The faux police lined the seven victims along a wall and signaled for accomplices armed with machine guns and shotguns. Moran was not among the victims. Photos of the slain victims shocked the public and damaged Capone's image. Within days, Capone received a summons to testify before a Chicago grand jury on charges of federal Prohibition violations, but he claimed to be too unwell to attend. In an effort to clean up his image, Capone donated to charities and sponsored a soup kitchen in Chicago during the Depression.
The Saint Valentine's Day Massacre led to public disquiet about Thompson's alliance with Capone and was a factor in Anton J. Cermak winning the mayoral election on April 6, 1931.
Feud with Aiello ends
Capone was primarily known for ordering other men to do his dirty work for him. In May 1929, one of Capone's bodyguards, Frank Rio, uncovered a plot by three of his men, Albert Anselmi, John Scalise and Joseph Giunta, who had been persuaded by Aiello to depose Capone and take over the Chicago Outfit. Capone later beat the men with a baseball bat and then ordered his bodyguards to shoot them, a scene that was included in the 1987 film The Untouchables. Deirdre Bair, along with writers and historians such as William Elliot Hazelgrove, have questioned the veracity of the claim. Bair questioned why "three trained killers could sit quietly and let this happen", while Hazelgrove stated that Capone would have been "hard pressed to beat three men to death with a baseball bat" and that he would have instead let an enforcer perform the murders. However, despite claims that the story was first reported by author Walter Noble Burns in his 1931 book The One-way Ride: The red trail of Chicago gangland from prohibition to Jake Lingle, Capone biographers Max Allan Collins and A. Brad Schwartz have found versions of the story in press coverage shortly after the crime. Collins and Schwartz suggest that similarities among reported versions of the story indicate a basis in truth and that the Outfit deliberately spread the tale to enhance Capone's fearsome reputation. George Meyer, an associate of Capone's, also claimed to have witnessed both the planning of the murders and the event itself.
In 1930, upon learning of Aiello's continued plotting against him, Capone resolved to finally eliminate him. In the weeks before Aiello's death, Capone's men tracked him to Rochester, New York, where he had connections through Buffalo crime family boss Stefano Magaddino, and plotted to kill him there, but Aiello returned to Chicago before the plot could be executed. Aiello, angst-ridden from the constant need to hide out and the killings of several of his men, set up residence in the Chicago apartment of Unione Siciliana treasurer Pasquale "Patsy Presto" Prestogiacomo at 205 N. Kolmar Ave. On October 23, upon exiting Prestogiacomo's building to enter a taxicab, a gunman in a second-floor window across the street started firing at Aiello with a submachine gun. Aiello was said to have been shot at least 13 times before he toppled off the building steps and moved around the corner, attempting to move out of the line of fire. Instead, he moved directly into the range of a second submachine gun positioned on the third floor of another apartment block, and was subsequently gunned down.
Federal intervention
In the wake of the Saint Valentine's Day Massacre, Walter A. Strong, publisher of the Chicago Daily News, decided to ask his friend President Herbert Hoover for federal intervention to stem Chicago's lawlessness. He arranged a secret meeting at the White House, just two weeks after Hoover's inauguration. On March 19, 1929, Strong, joined by Frank Loesch of the Chicago Crime Commission, and Laird Bell, made their case to the President. In Hoover's 1952 Memoir, the former President reported that Strong argued "Chicago was in the hands of the gangsters, that the police and magistrates were completely under their control, …that the Federal government was the only force by which the city's ability to govern itself could be restored. At once I directed that all the Federal agencies concentrate upon Mr. Capone and his allies."
That meeting launched a multi-agency attack on Capone. Treasury and Justice Departments developed plans for income tax prosecutions against Chicago gangsters, and a small, elite squad of Prohibition Bureau agents (whose members included Eliot Ness) were deployed against bootleggers. In a city used to corruption, these lawmen were incorruptible. Charles Schwarz, a writer for the Chicago Daily News, dubbed them Untouchables. To support Federal efforts, Strong secretly used his newspaper's resources to gather and share intelligence on the Capone outfit.
Trials
On March 27, 1929, Capone was arrested by FBI agents as he left a Chicago courtroom after testifying to a grand jury that was investigating violations of federal prohibition laws. He was charged with contempt of court for feigning illness to avoid an earlier appearance. On May 16, 1929, Capone was arrested in Philadelphia, Pennsylvania, for carrying a concealed weapon. On May 17, 1929, Capone was indicted by a grand jury and a trial was held before Philadelphia Municipal Court Judge John E Walsh. Following the entering of a guilty plea by his attorney, Capone was sentenced to a prison term of one year. On August 8, 1929, Capone was transferred to Philadelphia's Eastern State Penitentiary. A week after his release in March 1930, Capone was listed as the number one "Public Enemy" on the unofficial Chicago Crime Commission's widely publicized list.
In April 1930, Capone was arrested on vagrancy charges when visiting Miami Beach; the governor had ordered sheriffs to run him out of the state. Capone claimed that Miami police had refused him food and water and threatened to arrest his family. He was charged with perjury for making these statements, but was acquitted after a three-day trial in July. In September, a Chicago judge issued a warrant for Capone's arrest on charges of vagrancy and then used the publicity to run against Thompson in the Republican primary. In February 1931, Capone was tried on the contempt of court charge. In court, Judge James Herbert Wilkerson intervened to reinforce questioning of Capone's doctor by the prosecutor. Wilkerson sentenced Capone to six months, but he remained free while on appeal of the contempt conviction.
In February 1930, Capone's organization was linked to the murder of Julius Rosenheim, who served as a police informant in the Chicago Outfit for 20 years.
Tax evasion
Assistant Attorney General Mabel Walker Willebrandt is said to have originated the tactic of charging obviously wealthy crime figures with federal tax evasion on the basis of their luxurious lifestyles. In 1927, the Supreme Court ruled in United States v. Sullivan that the approach was legally sound: illegally earned income was subject to income tax.
The key to Capone's conviction on tax charges was not his spending, but proving his income, and the most valuable evidence in that regard originated in his offer to pay tax. Ralph, his brother and a gangster in his own right, was tried for tax evasion in 1930. Ralph spent the next 18 months in prison after being convicted in a two-week trial over which Wilkerson presided. Seeking to avoid the same fate, Al Capone ordered his lawyer to regularize his tax position, and although it was not done, his lawyer made crucial admissions when stating the income that Capone was willing to pay tax on for various years, admitting income of $100,000 for 1928 and 1929, for instance. Hence, without any investigation, the government had been given a letter from a lawyer acting for Capone conceding his large taxable income for certain years he had paid no tax on. On March 13, 1931, Capone was charged with income tax evasion for 1924, in a secret grand jury. On June 5, 1931, Capone was indicted by a federal grand jury on 22 counts of income tax evasion from 1925 through 1929; he was released on $50,000 bail. Capone was then indicted on 5,000 violations of the Volstead Act (Prohibition laws).
On June 16, 1931, at the Chicago Federal Building in the courtroom of Wilkerson, Capone pleaded guilty to income tax evasion and the 5,000 Volstead Act violations as part of a -year prison sentence plea bargain. However, on July 30, 1931, Wilkerson refused to honor the plea bargain, and Capone's counsel rescinded the guilty pleas. On the second day of the trial, Wilkerson deemed that the 1930 letter to federal authorities could be admitted into evidence, overruling objections that a lawyer could not confess for his client. Wilkerson later tried Capone only on the income tax evasion charges as he determined they took precedence over the Volstead Act charges.
Much was later made of other evidence, such as witnesses and ledgers, but these strongly implied Capone's control rather than stating it. Capone's lawyers, who had relied on the plea bargain Wilkerson refused to honor and therefore had mere hours to prepare for the trial, ran a weak defense focused on claiming that essentially all his income was lost to gambling. This would have been irrelevant regardless, since gambling losses can only be subtracted from gambling winnings, but it was further undercut by Capone's expenses, which were well beyond what his claimed income could support; Wilkerson allowed Capone's spending to be presented at very great length. The government charged Capone with evasion of $215,000 in taxes on a total income of $1,038,654, during the five-year period. Capone was convicted on five counts of income tax evasion on October 17, 1931, and was sentenced a week later to 11 years in federal prison, fined $50,000 plus $7,692 for court costs, and was held liable for $215,000 plus interest due on his back taxes. The contempt of court sentence was served concurrently. New lawyers hired to represent Capone were Washington-based tax experts. They filed a writ of habeas corpus based on a Supreme Court ruling that tax evasion was not fraud, which apparently meant that Capone had been convicted on charges relating to years that were actually outside the time limit for prosecution. However, a judge interpreted the law so that the time that Capone had spent in Miami was subtracted from the age of the offences, thereby denying the appeal of both Capone's conviction and sentence.
Imprisonment
Capone was sent to Atlanta U.S. Penitentiary in May 1932, aged 33. Upon his arrival at Atlanta, Capone was officially diagnosed with syphilis and gonorrhoea. He was also experiencing withdrawal symptoms from cocaine addiction, the use of which had perforated his nasal septum. Capone was competent at his prison job of stitching soles on shoes for eight hours a day, but his letters were barely coherent. He was seen as a weak personality, and so out of his depth dealing with bullying at the hands of fellow inmates that his cellmate, seasoned convict Red Rudensky, feared that Capone would have a breakdown. Rudensky was formerly a small-time criminal associated with the Capone gang and found himself becoming a protector for Capone. The conspicuous protection by Rudensky and other prisoners, drew accusations from less friendly inmates and fueled suspicion that Capone was receiving special treatment. No solid evidence ever emerged, but it formed part of the rationale for moving Capone to the recently opened Alcatraz Federal Penitentiary off the coast of San Francisco, in August 1934. On June 23, 1936, Capone was stabbed and superficially wounded by fellow Alcatraz inmate James C. Lucas.
Due to his good behavior, Capone was permitted to play banjo in the Alcatraz prison band, the Rock Islanders, which gave regular Sunday concerts for other inmates. Capone also transcribed the song "Madonna Mia" creating his own arrangement as a tribute to his wife Mae.
At Alcatraz, Capone's decline became increasingly evident, as neurosyphilis progressively eroded his mental faculties; his formal diagnosis of syphilis of the brain was made in February 1938. He spent the last year of his Alcatraz sentence in the hospital section, confused and disoriented. Capone completed his term in Alcatraz on January 6, 1939, and was transferred to the Federal Correctional Institution at Terminal Island in California to serve out his sentence for contempt of court. He was paroled on November 16, 1939, after his wife Mae appealed to the court, based on his reduced mental capabilities.
Chicago aftermath
The main effect of Capone's conviction was that he ceased to be boss immediately on his imprisonment, but those involved in the jailing of Capone portrayed it as a considerable undermining of the city's organized crime syndicate. Capone's underboss, Frank Nitti, took over as boss of the Outfit after he was released from prison in March 1932, having also been convicted of tax evasion charges. Far from being smashed, the Outfit continued without being troubled by the Chicago police, but at a lower level and without the open violence that had marked Capone's rule. Organized crime in the city had a lower profile once Prohibition was repealed, already wary of attention after seeing Capone's notoriety bring him down, to the extent that there is a lack of consensus among writers about who was actually in control and who was a figurehead "front boss". Prostitution, labor union racketeering, and gambling became moneymakers for organized crime in the city without incurring serious investigation. In the late 1950s, FBI agents discovered an organization led by Capone's former lieutenants reigning supreme over the Chicago underworld.
Some historians have speculated that Capone ordered the 1939 murder of Edward J. O'Hare a week before his release, for helping federal prosecutors convict Capone of tax evasion, though there are other theories for O'Hare's death.
Illness and death
Due to his failing health, Capone was released from prison on November 16, 1939, and referred to the Johns Hopkins Hospital in Baltimore for the treatment of syphilitic paresis. Because of his unsavory reputation, Johns Hopkins refused to treat him, but the city's Union Memorial Hospital was willing to take him as a patient. Capone was grateful for the compassionate care that he received and donated two Japanese weeping cherry trees to Union Memorial Hospital in 1939. After a few weeks of inpatient and outpatient care, on March 20, 1940, a very sickly Capone left Baltimore and travelled to his mansion in Palm Island, Florida. In 1942, after mass production of penicillin was started in the United States, Capone was one of the first American patients treated by the new drug. Though it was too late for him to reverse the damage to his brain, it did slow down the progression of the disease.
In 1946, his physician and a Baltimore psychiatrist examined him and concluded that Capone had the mentality of a 12-year-old child. He spent the last years of his life at his Palm Island mansion, spending time with his wife and grandchildren. On January 21, 1947, Capone had a stroke. He regained consciousness and started to improve, but contracted bronchopneumonia. He suffered a cardiac arrest on January 22, and on January 25, surrounded by his family in his home, died after his heart failed as a result of apoplexy. His body was transported back to Chicago a week later and a private funeral was held. He was originally buried at Mount Olivet Cemetery in Chicago. In 1950, Capone's remains, along with those of his father, Gabriele, and brother, Frank, were moved to Mount Carmel Cemetery in Hillside, Illinois.
In popular culture
Capone is one of the most notorious American gangsters of the 20th century and has been the major subject of numerous articles, books, and films. Particularly, from 1925 to 1929, shortly after he moved to Chicago, he enjoyed his status as the most notorious mobster in the country. He cultivated a certain image of himself in the media that made him a subject of fascination.
See also
List of Depression-era outlaws
The Mystery of Al Capone's Vaults
Timeline of organized crime
Al Capone bibliography
References
Citations
Cited sources
.
Further reading
Bair, Deirdre (2016). Al Capone: His Life, Legacy and Legend. New York: Nan A. Talese. .
Binder, John J. (2017). Al Capone's Beer Wars: A Complete History of Organized Crime in Chicago During Prohibition. Amherst, NY: Prometheus Books, .
Capeci, Dominic J. "Al Capone: Symbol of a Ballyhoo Society." Journal of Ethnic Studies 2.4 (1975): 33–46.
Capone, Deirdre Marie (2010). Uncle Al Capone: The Untold Story from Inside His Family. Recap Publishing LLC. .
Collins, Max Allan, and A. Brad Schwartz (2018). Scarface and the Untouchable: Al Capone, Eliot Ness, and the Battle for Chicago. New York: William Morrow. .
Helmer, William J. (2011). Al Capone and His American Boys: Memoirs of a Mobster's Wife. Bloomington, IN: Indiana University Press, .
Hoffman Dennis E. (1993). Scarface Al and the Crime Crusaders: Chicago's Private War Against Capone. Southern Illinois University Press. .
Kobler, John (2003). Capone: The Life and Times of Al Capone. New York: Da Capo Press. .
MacDonald, Alan. Dead Famous: Al Capone and His Gang. Scholastic.
Michaels, Will (2016). "Al Capone in St. Petersburg, Florida" in Hidden History of St. Petersburg. Charleston, SC: The History Press. .
Pasley, Fred D. (2004). Al Capone: The Biography of a Self-Made Man. Garden City, New York: Garden City Publishing Co. .
Schoenberg, Robert J. (1992).Mr. Capone. New York: HarperCollins Publishers, .
External links
South Beach Magazine The Un-Welcomed Visitor: Al Capone in Miami. (with photos)
FBI files on Al Capone
Little Chicago: Capone in Johnson City, Tennessee
Al Capone at the Crime Library
Al Capone on IMDb
1899 births
1947 deaths
20th-century American criminals
American businesspeople convicted of crimes
American gangsters of Italian descent
American male criminals
American people convicted of tax crimes
American bootleggers
Catholics from Illinois
Catholics from New York (state)
Chicago Outfit bosses
Criminals from Brooklyn
Gangsters from New York City
Deaths from bleeding
Deaths from bronchopneumonia
Deaths from pneumonia in Florida
Deaths from cerebrovascular disease
Depression-era gangsters
Deaths from syphilis
Five Points Gang
Inmates of Alcatraz Federal Penitentiary
People from Cicero, Illinois
People from Park Slope
Prohibition-era gangsters |
3217 | https://en.wikipedia.org/wiki/Army%20of%20Darkness | Army of Darkness | Army of Darkness is a 1992 American dark fantasy horror comedy film directed, co-written, and co-edited by Sam Raimi. The film is the third installment in the Evil Dead film series and the sequel to Evil Dead II (1987). Starring Bruce Campbell and Embeth Davidtz, it follows Ash Williams (Campbell) as he is trapped in the Middle Ages and battles the undead in his quest to return to the present.
The film was produced as part of a production deal with Universal Pictures after the financial success of Darkman (1990). Filming took place in California in 1991. The makeup and creature effects for the film were handled by two different companies: Tony Gardner and his company Alterian, Inc. were responsible for the makeup effects for Ash and Sheila, while Kurtzman, Nicotero & Berger EFX Group was credited for the remaining special makeup effects characters. Tom Sullivan, who had previously worked on Within the Woods, The Evil Dead, and Evil Dead II, also contributed to the visual effects.
Army of Darkness had its premiere at the Sitges Film Festival on October 9, 1992, and was released in the United States on February 19, 1993. It grossed $21.5 million total over its $11 million budget and received generally positive reviews from critics, who praised Raimi's direction, humor, visuals and Campbell's performance, though criticism was aimed at the lighter tone compared to the previous films.
Despite not being a box office success in the U.S., it became a success on video release and later garnered a cult following from fans of the series, along with the other two films in the trilogy. The film was dedicated to The Evil Dead sales agent and Evil Dead II executive producer Irvin Shapiro, who died before the film's production in 1989.
Plot
Having been accidentally transported to the Middle Ages, Ash Williams is captured by Lord Arthur's men, who suspect him of being a spy for Duke Henry, with whom Arthur is at war. He is enslaved along with the captured Henry, his shotgun and chainsaw are confiscated, and he is taken to Arthur's castle. Ash is thrown in a pit where he kills a Deadite and regains his weapons from Arthur's Wise Man. After demanding that Henry and his men be set free and killing a Deadite publicly, Ash is celebrated as a hero. He grows attracted to Sheila, the sister of one of Arthur's fallen knights.
According to the Wise Man, the only way that Ash can return to his time is through the magical Necronomicon Ex-Mortis. Ash then starts his search for the Necronomicon. As he enters a haunted forest, an unseen force pursues Ash into a windmill, and he crashes into a mirror. Small reflections of Ash in the mirror shards come to life and antagonize him, with one becoming a life-sized copy of him, which Ash dismembers and buries.
When he arrives at the Necronomicons location, he finds three books instead of one, and has to determine which one is real. Realizing at the last moment that he has forgotten the last word of the phrase that will allow him to remove the book safely "Klaatu barada nikto" he tries to mumble and cough his way through the pronunciation. He grabs the book and begins rushing back. Meanwhile, unknown to Ash, his ruse has failed and his body's copy rises from the dead, uniting other Deadites into the Army of Darkness.
Upon his return, Ash demands to be returned to his own time. However, Sheila is abducted by a flying Deadite and later transformed into one by "Evil Ash". Ash becomes determined to lead the outnumbered humans against the Army, and the people reluctantly agree. Using knowledge from textbooks in his 1973 Oldsmobile Delta 88 and enlisting the help of Duke Henry, Ash successfully leads the soldiers to victory over the Deadites, blows up "Evil Ash", saves Sheila, and brings peace between Arthur and Henry. Using a passage from the Necronomicon, the Wise Man tells him how to return to the present by giving him a potion after reciting the same phrase as earlier.
Back in the present, Ash recounts his story to a fellow employee at the S-Mart department store. As he talks to a female co-worker who is interested in his story, a surviving Deadite, present because Ash once again forgot the last word, attacks the customers. Ash kills it using a Winchester rifle and exclaims, "Hail to the king, baby", before passionately kissing the female co-worker.
Original ending
For the film's original ending, using a passage from the Necronomicon, the Wise Man tells Ash to swallow six drops of the potion to return to the present; unfortunately, due to a distraction by falling rocks, Ash miscalculates the amount of potion needed to be able to correctly return to his own time, swallowing seven instead of six. As a result, Ash wakes up in a post-apocalyptic London where human civilization is destroyed, and he screams in dismay at having overslept. Universal Pictures objected to this climax, feeling that it was too negative and depressing in tone, and so a more positive and optimistic ending was filmed and ultimately incorporated into the theatrical cut.
Cast
Bruce Campbell as Ashley "Ash" J. Williams and "Evil Ash"
Embeth Davidtz as Sheila
Marcus Gilbert as Lord Arthur
Ian Abercrombie as Wise Man
Richard Grove as Duke Henry the Red
Timothy Patrick Quill as Blacksmith
Michael Earl Reid as Gold Tooth
Bridget Fonda as Linda
Bill Moseley as Deadite captain
Patricia Tallman as Possessed witch
Ted Raimi as Cowardly warrior/Second supportive villager/Anthony, the S-Mart clerk/Skeleton voices
Angela Featherstone as S-Mart store girl (uncredited)
Production
Development
Plans to make a third Evil Dead film had been circulating for a number of years, even prior to the production of Darkman. Evil Dead II made enough money internationally that Dino De Laurentiis was willing to finance a sequel. Director and script writer Sam Raimi drew from a variety of sources, including literature with A Connecticut Yankee in King Arthur's Court and Jonathan Swift's Gulliver's Travels and films like The 7th Voyage of Sinbad, Jason and the Argonauts, The Three Stooges, and Conan the Barbarian. Evil Dead II, according to Bruce Campbell, "was originally designed to go back into the past to 1300, but we couldn't muster it at the time, so we decided to make an interim version, not knowing if the 1300 story would ever get made". Promotional drawings were created and published in Variety during the casting process before the budget was deemed too little for the plot. The working title for the project was Medieval Dead, before it was later known as Evil Dead III: Army of Darkness. The title "Army of Darkness" came from an idea by Irvin Shapiro, during the production of Evil Dead II.
Writing
Initially, Raimi invited Scott Spiegel to co-write Army of Darkness because he had done a good job on Evil Dead II, but he was busy on rewrites for the Clint Eastwood film The Rookie. After the good experience of writing the screenplay for a film called Easy Wheels, Sam and his brother Ivan decided to co-write the film together. They worked on the script throughout the pre-production and production of Darkman. After filming Darkman, they took the script out and worked on it in more detail. Raimi says that Ivan "has a good sense of character" and that he brought more comedy into the script. Campbell remembers, "We all decided, 'Get him out of the cabin.' There were earlier drafts where part three still took place there, but we thought, 'Well, we all know that cabin, it's time to move on.' The three of us decided to keep it in 1300, because it's more interesting". Campbell and Tapert would read the script drafts, give Raimi their notes and he would decide which suggestions to keep and which ones to discard.
Pre-production
The initial budget was $8 million but during pre-production, it became obvious that this was not going to be enough. Darkman was also a financial success and De Laurentiis had a multi-picture deal with Universal and so Army of Darkness became one of the films. The studio decided to contribute half of the film's $12 million budget. However, the film's ambitious scope and its extensive effects work forced Campbell, Raimi and producer Robert Tapert to put up $1 million of their collective salaries to shoot a new ending and not film a scene where a possessed woman pushes down some giant pillars. Visual effects supervisor William Mesa showed Raimi storyboards he had from Victor Fleming's film Joan of Arc that depicted huge battle scenes and he picked out 25 shots to use in Army of Darkness. A storyboard artist worked closely with the director in order to blend the shots from the Joan of Arc storyboards with the battle scenes in his film.
Traci Lords was among the actresses auditioning for the film, saying in 2001, "I didn't get the part but I clicked with Bruce [Campbell]," with whom she would later work as a guest star in the TV series Hercules: The Legendary Journeys.
Filming
Principal photography took place between soundstage and on-location work. Army of Darkness was filmed in Bronson Canyon and Vasquez Rocks Natural Area Park. The interior shots were filmed on an Introvision stage in Hollywood. Raimi's use of the Introvision process was a tribute to the stop-motion animation work of Ray Harryhausen. Introvision uses front-projected images with live actors instead of the traditional rear projection that Harryhausen and others used. Introvision blended components with more realistic-looking results. To achieve this effect, Raimi used 60-foot-tall Scotchlite front-projection screens, miniatures and background plates. According to the director, the advantage of using this technique was "the incredible amount of interaction between the background, which doesn't exist, and the foreground, which is usually your character".
Shooting began in mid-1991, and it lasted for about 100 days. It was a mid-summer shoot and while on location on a huge castle set that was built near Acton, California, on the edge of the Mojave Desert, the cast and crew endured very hot conditions during the day and very cold temperatures at night. Most of the film took place at night and the filmmakers shot most of the film during the summer when the days were longest and the nights were the shortest. It would take an hour and a half to light an area leaving the filmmakers only six hours left to shoot a scene. Money problems forced cinematographer Bill Pope to shoot only for certain hours Monday through Friday because he could not be paid his standard fee. Mesa shot many of the action sequences on the weekend.
It was a difficult shoot for Campbell who had to learn elaborate choreography for the battle scenes, which involved him remembering a number system because the actor was often fighting opponents that were not really there. Mesa remembers, "Bruce was cussing and swearing some of the time because you had to work on the number system. Sam would tell us to make it as complicated and hard for Bruce as possible. 'Make him go through torture!' So we'd come up with these shots that were really, really difficult, and sometimes they would take thirty-seven takes". Some scenes, like Evil Ash walking along the graveyard while his skeleton minions come to life, blended stop-motion animation with live-action skeleton puppets that were mechanically rigged, with prosthetics and visual effects.
During the filming of a scene in which Campbell flipped a stuntman down a set of stairs, the lower part of his face contacted with a piece of armor, which resulted in him bleeding. Campbell was brought to a local emergency room to have the wound mended by a plastic surgeon, who, upon seeing the number of artificial cuts and slashes on Campbell's face, asked, "Which one is it?" In order to maintain the continuity of the injuries and dirt on Ash's face, the on-set makeup specialist utilized a plastic template that fit over Campbell's face.
The filmmakers initially intended to reshoot the shot from Evil Dead II in which Ash and the Oldsmobile fall from the sky onto the ground of medieval England, with Campbell later stating that the reason they sought to reshoot it rather than reusing the footage from the previous film was due to "a rights issue". Campbell was initially supposed to jump from a ladder onto the ground, and the Oldsmobile dropped from its suspension on an aircraft cable attached to a crane on a nearby access road. However, the support legs under the crane gave out, causing the car to prematurely crash to the ground and the crane to fall off a cliff into a gravel pit. Campbell noted that, "Ironically, after all the hassle, we wound up using the footage from 1986."
Post-production
While Dino De Laurentiis gave Raimi and his crew freedom to shoot the film the way they wanted, Universal took over during post-production. Universal was not happy with Raimi's cut, specifically its ending in which Ash wakes up in a futuristic, post-apocalyptic wasteland, as they felt it was too negative. A more upbeat ending was shot a month later in a lumber store in Malibu, California. (Raimi later noted, "Actually, I kind of like the fact that there are two endings, that in one alternate universe Bruce is screwed, and in another universe he's some cheesy hero".) Two months after principal filming was finished, a round of re-shoots began in Santa Monica and involved Ash in the windmill and the scenes with Bridget Fonda.
Raimi needed $3 million to finish his film, but Universal was not willing to give him the money and delayed its release due to a dispute with De Laurentiis over the rights to the Hannibal Lecter character which Universal needed so that they could film a sequel to The Silence of the Lambs. The matter was finally resolved, but the release date for Army of Darkness''' was pushed back from summer of 1992 to February 1993.
For the film's poster, Universal brought Campbell in to take several reference head shots and asked him to strike a sly look on his face. They showed him a rough of the Frank Frazetta-like painting. The actor had a day to approve it or, as he was told, there would be no ad campaign for the film. Raimi ran into further troubles when the Motion Picture Association of America gave it an NC-17 rating for a shot of a female Deadite being killed early on in the film. Universal wanted a PG-13 rating, so Raimi made a few cuts and was still stuck with an R rating. In response, Universal turned the film over to outside film editors who cut the film to 81 minutes and another version running 87 minutes that was eventually released in theaters, still with an R rating.
Music
Danny Elfman, who composed the score for Darkman, wrote the "March of the Dead" theme for Army of Darkness. After the re-shoots were completed, Joseph LoDuca, who composed the music for The Evil Dead and Evil Dead II, returned to score the film. The composer used his knowledge of synthesizers and was able to present many cues in a mock-up form before he recorded them with the Seattle Symphony. A vinyl release of the score was revealed during the MondoCon in Austin, Texas, on October 3 and 4, 2015 over Mondo Records.
Reception
Box officeArmy of Darkness was released by Universal on February 19, 1993, in 1,387 theaters in the United States, grossing $4.4 million (38.5% of total gross) in its first weekend. On a budget of $11 million, the film earned $11.5 million in the US and $21.5 million worldwide.
Critical response
On review aggregator website Rotten Tomatoes the film holds an approval rating of 68% based on 87 reviews, with an average rating of 6.6/10. The site's critics consensus reads, "Some of the evil magic is gone as this trilogy capper dispenses with most of the scares, but Bruce Campbell's hammy charm and Sam Raimi's homage to classic visual effects make for a fun enough adventure." On Metacritic, the film holds a weighted average score of 59 out of 100, based on 32 critics, indicating "mixed or average reviews".
Roger Ebert gave the film two out of four stars and wrote, "The movie isn't as funny or entertaining as Evil Dead II, however, maybe because the comic approach seems recycled." In her review for The New York Times, Janet Maslin wrote that "Mr. Campbell's manly, mock-heroic posturing is perfectly in keeping with the director's droll outlook." Desson Howe, in his review for The Washington Post praised the film's style: "Bill Pope's cinematography is gymnastic and appropriately frenetic. The visual and make-up effects (from artist-technicians William Mesa, Tony Gardner and others) are incredibly imaginative." However, Entertainment Weekly gave the film a "C+" rating and wrote, "This spoofy cast of thousands looks a little too much like a crew of bland Hollywood extras. By the time Army of Darkness turns into a retread of Jason and the Argonauts, featuring an army of fighting skeletons, the film has fallen into a ditch between parody and spectacle."
AccoladesArmy of Darkness won the Saturn Award for Best Horror Film (1994). It was also nominated for Best Make-Up. Army of Darkness was nominated for the Grand Prize at Avoriaz Fantastic Film Festival, and won the Golden Raven at the Brussels International Festival of Fantasy Film in 1993. The film also won the Critics' Award at Fantasporto, and was nominated for the International Fantasy Film Award in the category of Best Film in 1993. It was also nominated for Best Film at Sitges, the Spanish International Film Festival.
Other media
Future
In March 2013, shortly before the release of Evil Dead, a loose continuation of the franchise, Raimi stated that the next Evil Dead film will be Army of Darkness 2. Campbell confirmed that he would star as an older, but not necessarily wiser, Ash. At a WonderCon panel in March, Campbell and Fede Álvarez, director of the 2013 film, stated that their ultimate plan was for Álvarez's Evil Dead 2 and Raimi's Army of Darkness 2 to be followed by a seventh film which would merge the narratives of Ash and Mia. Later in October, Campbell once again confirmed in an interview with ComicBook.com that he will be reprising his role as Ash in the sequel. Fede Álvarez posted a status update on his Twitter account that Raimi will direct the sequel. Campbell later commented that the rumor about him returning is false.
In July 2014, Campbell stated it was likely the planned sequel would instead be a TV series with him as the star. The ten-episode season of Ash vs Evil Dead premiered on Starz on October 31, 2015, with the pilot co-written and directed by Sam Raimi. Due to legal issues with Universal, the events from Army of Darkness could not specifically be mentioned in the first season; it was later resolved and the events from that film were mentioned in the second season. In addition to Campbell, the series stars Dana DeLorenzo, Ray Santiago, and Lucy Lawless. The series was later canceled after three seasons, with Campbell officially retiring from the role of Ash.
A new Evil Dead film, entitled Evil Dead Rise, written and directed by Lee Cronin and starring Alyssa Sutherland, Lily Sullivan, Gabrielle Echols, Morgan Davies, Nell Fisher, and Mia Challis was theatrically released on April 21, 2023.
ComicsArmy of Darkness had a comic book adaptation and several comic book sequels. The movie adaptation, from publisher Dark Horse Comics, was published before the film's theatrical release.
Army of Darkness (movie adaptation)
Army of Darkness: Ashes 2 Ashes Army of Darkness: Shop till You Drop Dead Darkman vs. Army of Darkness Army of Darkness vs. Re-Animator Army of Darkness: Old School Army of Darkness: Ash vs. The Classic Monsters Marvel Zombies vs. The Army of Darkness Army of Darkness: From the Ashes Army of Darkness: Long Road Home Freddy vs. Jason vs. Ash Freddy vs. Jason vs. Ash: The Nightmare Warriors Army of Darkness/Xena: Warrior Princess: Why Not? Xena vs. Army of Darkness: What Again? Army of Darkness vs. Hack/SlashRole-playing game
Eden Studios, Inc. published the Army of Darkness Roleplaying Game in 2005.
Video games
The 2000 video game Evil Dead: Hail to the King, and its 2003 sequel Evil Dead: A Fistful of Boomstick, act as sequels to Army of Darkness, taking place several years after the events of the film. Both games were published by THQ; Hail to the King was released for PlayStation, Dreamcast, and Microsoft Windows, and A Fistful of Boomstick was released for PlayStation 2 and Xbox.
In 2011, a tower defense mobile game titled Army of Darkness: Defense, developed by Backflip Studios and published by MGM Interactive, was released for iOS and Android.
The 2022 video game Evil Dead: The Game—published by Saber Interactive for PlayStation 4, PlayStation 5, Windows, Xbox One and Xbox Series X/S—includes playable characters from Army of Darkness, including Ash, Lord Arthur, Duke Henry the Red, and Evil Ash. A "Castle Kandar" map, featuring locations from Army of Darkness'', was made available as downloadable content (DLC).
See also
List of films featuring miniature people
Notes
References
Bibliography
External links
The Evil Dead (franchise) films
1992 films
American films with live action and animation
1992 comedy horror films
1990s dark fantasy films
American comedy horror films
American sequel films
American dark fantasy films
Demons in film
American fantasy adventure films
Films scored by Danny Elfman
Films about amputees
Films directed by Sam Raimi
1992 fantasy films
Films set in the 13th century
Films using stop-motion animation
Films about time travel
Puppet films
Renaissance Pictures productions
Films adapted into comics
Universal Pictures films
Films set in castles
Films with screenplays by Ivan Raimi
Films with screenplays by Sam Raimi
American supernatural horror films
American sword and sorcery films
1990s English-language films
1990s American films |
3225 | https://en.wikipedia.org/wiki/Athanasius%20of%20Alexandria | Athanasius of Alexandria | Athanasius I of Alexandria ( – 2 May 373), also called Athanasius the Great, Athanasius the Confessor, or, among Coptic Christians, Athanasius the Apostolic, was a church father and the 20th pope of Alexandria (as Athanasius I). His intermittent episcopacy spanned 45 years ( – 2 May 373), of which over 17 encompassed five exiles, when he was replaced on the order of four different Roman emperors. Athanasius was a Christian theologian, a Church Father, the chief defender of Trinitarianism against Arianism, and a noted Egyptian Christian leader of the fourth century.
Conflict with Arius and Arianism, as well as with successive Roman emperors, shaped Athanasius' career. In 325, at age 27, Athanasius began his leading role against the Arians as a deacon and assistant to Bishop Alexander of Alexandria during the First Council of Nicaea. Roman Emperor Constantine the Great had convened the council in May–August 325 to address the Arian position that the Son of God, Jesus of Nazareth, is of a distinct substance from the Father. Three years after that council, Athanasius succeeded his mentor as pope of Alexandria. In addition to the conflict with the Arians (including powerful and influential Arian churchmen led by Eusebius of Nicomedia), he struggled against the Emperors Constantine, Constantius II, Julian the Apostate and Valens. He was known as Athanasius Contra Mundum (Latin for 'Athanasius Against the World').
Nonetheless, within a few years of his death, Gregory of Nazianzus called him the "Pillar of the Church". His writings were well regarded by subsequent Church fathers in the West and the East, who noted their devotion to the Word-become-man, pastoral concern and interest in monasticism. Athanasius is considered one of the four great Eastern Doctors of the Church in the Catholic Church. Some argue that, in his Easter letter of 367, Athanasius was the first person to list the 27 books of the New Testament canon that are in use today. Others argue that Origen of Alexandria was the first to list the twenty-seven books of the New Testament in his Homilies on Joshua (only there is a textual variant as to whether or not he included Revelation). Athanasius is venerated as a saint in the Eastern Orthodox Church, the Catholic Church, the Coptic Orthodox Church, the Anglican Communion, and Lutheranism.
Biography
Athanasius was born to a Christian family in Alexandria, or possibly the nearby Nile Delta town of Damanhur, sometime between 293 and 298. The earlier date is sometimes assigned because of the maturity revealed in his two earliest treatises Contra Gentes (Against the Heathens) and De Incarnatione (On the Incarnation), which were likely written circa 318 before Arianism had begun to make itself felt, as those writings do not show an awareness of Arianism.
However, Cornelius Clifford places his birth no earlier than 296 and no later than 298, based on the fact that Athanasius indicates no first-hand recollection of the Maximian persecution of 303, which he suggests Athanasius would have remembered if he had been ten years old at the time. Secondly, the Festal Epistles state that the Arians had accused Athanasius, among other charges, of not having yet attained the canonical age (35) and thus could not have been properly ordained as patriarch of Alexandria in 328. The accusation must have seemed plausible. The Orthodox Church places his year of birth around 297.
Education
His parents were wealthy enough to give him a fine secular education. He was, nevertheless, clearly not a member of the Egyptian aristocracy. Some Western scholars consider his command of Greek, in which he wrote most (if not all) of his surviving works, evidence that he may have been a Greek born in Alexandria. Historical evidence, however, indicates that he was fluent in Coptic as well, given the regions of Egypt where he preached. Some surviving copies of his writings are in fact in Coptic, though scholars differ as to whether he wrote them in Coptic originally (which would make him the first patriarch to do so) or whether these were translations of writings originally in Greek.
Rufinus relates a story that as Bishop Alexander stood by a window, he watched boys playing on the seashore below, imitating the ritual of Christian baptism. He sent for the children and discovered that one of the boys (Athanasius) had acted as bishop. After questioning Athanasius, Bishop Alexander informed him that the baptisms were genuine, as both the form and matter of the sacrament had been performed through the recitation of the correct words and the administration of water, and that he must not continue to do this as those baptized had not been properly catechized. He invited Athanasius and his playfellows to prepare for clerical careers.
Alexandria was the most important trade centre in the empire during Athanasius's boyhood. Intellectually, morally, and politically—it epitomized the ethnically diverse Graeco-Roman world, even more than Rome or Constantinople, Antioch or Marseilles. Its famous catechetical school, while sacrificing none of its famous passion for orthodoxy since the days of Pantaenus, Clement of Alexandria, Origen, Dionysius and Theognostus, had begun to take on an almost secular character in the comprehensiveness of its interests and had counted influential pagans among its serious auditors.
Peter of Alexandria, the 17th archbishop of Alexandria, was martyred in 311 in the closing days of the Great Persecution and may have been one of Athanasius's teachers. His successor as bishop of Alexandria was Alexander of Alexandria. According to Sozomen; "the Bishop Alexander 'invited Athanasius to be his commensal and secretary. He had been well educated, and was versed in grammar and rhetoric, and had already, while still a young man, and before reaching the episcopate, given proof to those who dwelt with him of his wisdom and acumen' ".(Soz., II, xvii)
Athanasius' earliest work, Against the Heathen – On the Incarnation (written before 319), bears traces of Origenist Alexandrian thought but in an orthodox way. Athanasius was also familiar with the theories of various philosophical schools and in particular with the developments of neoplatonism. Ultimately, Athanasius would modify the philosophical thought of the School of Alexandria away from the Origenist principles such as the "entirely allegorical interpretation of the text". Still, in later works, Athanasius quotes Homer more than once (Hist. Ar. 68, Orat. iv. 29).
Athanasius knew Greek and admitted not knowing Hebrew [see, e.g., the 39th Festal Letter of St. Athan]. The Old Testament passages he quotes frequently come from the Septuagint Greek translation. Only rarely did he use other Greek versions (to Aquila once in the Ecthesis, to other versions once or twice on the Psalms), and his knowledge of the Old Testament was limited to the Septuagint.
Bishop (or Patriarch, the highest ecclesial rank in the Centre of the Church, in Alexandria) Alexander ordained Athanasius a deacon in 319. In 325, Athanasius served as Alexander's secretary at the First Council of Nicaea. Already a recognized theologian and ascetic, he was the obvious choice to replace his ageing mentor Alexander as the Patriarch of Alexandria, despite the opposition of the followers of Arius and Meletius of Lycopolis.
At length, in the Council of Nicaea, the term "consubstantial" (homoousion) was adopted, and a formulary of faith embodying it was drawn up by Hosius of Córdoba. From this time to the end of the Arian controversies, the word "consubstantial" continued to be the test of orthodoxy. The formulary of faith drawn up by Hosius is known as the Nicene Creed. However, "he was not the originator of the famous 'homoousion' (ACC of homoousios). The term had been proposed in a non-obvious and illegitimate sense by Paul of Samosata to the Fathers at Antioch, and had been rejected by them as savouring of materialistic conceptions of the Godhead."
While still a deacon under Alexander's care (or early in his patriarchate as discussed below) Athanasius may have also become acquainted with some of the solitaries of the Egyptian desert, and in particular Anthony the Great, whose life he is said to have written.
Opposition to Arianism
In about 319, when Athanasius was a deacon, a presbyter named Arius came into a direct conflict with Alexander of Alexandria. It appears that Arius reproached Alexander for what he felt were misguided or heretical teachings being taught by the bishop. Arius' theological views appear to have been firmly rooted in Alexandrian Christianity. He embraced a subordinationist Christology which taught that Christ was the divine Son (Logos) of God, made, not begotten. This view was heavily influenced by Alexandrian thinkers like Origen and was a common Christological view in Alexandria at the time. Arius had support from a powerful bishop named Eusebius of Nicomedia (not to be confused with Eusebius of Caesarea), illustrating how Arius's subordinationist Christology was shared by other Christians in the empire. Arius was subsequently excommunicated by Alexander, and Arius began to elicit the support of many bishops who agreed with his position.
Patriarch
Frances A. M. Forbes writes that when Patriarch Alexander was on his death-bed he called Athanasius, who fled fearing he would be constrained to be made bishop. "When the Bishops of the Church assembled to elect their new Patriarch, the whole Catholic population surrounded the church, holding up their hands to Heaven and crying; "Give us Athanasius!" The Bishops had nothing better. Athanasius was thus elected, as Gregory tells us..." (Pope Gregory I had full access to the Vatican Archives). Alban Butler writes on the subject: "Five months after this great Council, Nicae, St Alexander lying on his deathbed, recommended to his clergy and people the choice of Athanasius for his successor, thrice repeating his name. In consequence of his recommendation, the bishops of all Egypt assembled at Alexandria, and finding the people and clergy unanimous in their choice of Athanasius for patriarch, they confirmed the election about the middle of year 326. He seems, then, to have been about thirty years of age."
T. Gilmartin (Professor of History, Maynooth, 1890) writes: "On the death of Alexander, five months after the termination of the Council of Nicaea, Athanasius was unanimously elected to fill the vacant see. He was most unwilling to accept the dignity, for he clearly foresaw the difficulties in which it would involve him. The clergy and people were determined to have him as their bishop, Patriarch of Alexandria, and refused to accept any excuses. He at length consented to accept a responsibility that he sought in vain to escape, and was consecrated in 326, when he was about thirty years of age."
Athanasius' episcopate began on 9 May 328 as the Alexandrian Council elected Athanasius to succeed after the death of Alexander. Patriarch Athanasius spent over 17 years in five exiles ordered by four different Roman Emperors, not counting approximately six more incidents in which Athanasius fled Alexandria to escape people seeking to take his life. During his first years as bishop, Athanasius visited the churches of his territory, which at that time included all of Egypt and Libya. He established contacts with the hermits and monks of the desert, including Pachomius, which proved very valuable to him over the years.
"During the forty-eight years of his episcopate, his history is told in the history of the controversies in which he was constantly engaged with the Arians, and of the sufferings he had to endure in defence of the Nicene faith.
We have seen that when Arius was allowed to return from exile in 328, Athanasius refused to remove the sentence of excommunication."
First exile
Athanasius' first problem lay with Meletius of Lycopolis and his followers, who had failed to abide by the First Council of Nicaea. That council also anathematized Arius. Accused of mistreating Arians and Meletians, Athanasius answered those charges at a gathering of bishops at the First Synod of Tyre in 335. There, Eusebius of Nicomedia and other supporters of Arius deposed Athanasius. On 6 November, both sides of the dispute met with Emperor Constantine I in Constantinople. At that meeting, the Arians claimed Athanasius would try to cut off essential Egyptian grain supplies to Constantinople. He was found guilty and sent into exile to Augusta Treverorum in Gaul (now Trier in Germany).
When Athanasius reached his destination in exile in 336, Maximin of Trier received him, but not as a disgraced person. Athanasius stayed with him for two years. Constantine died in 337 and was succeeded by his three sons, Constantine II, Constantius, and Constans. Paul I of Constantinople had cautioned Emperor Constans against the Arians, revealing their plots, and he also had been banished and found shelter with Maximin.
Second exile
When Emperor Constantine I died, Athanasius was allowed to return to his See of Alexandria. Shortly thereafter, however, Constantius II renewed the order for Athanasius's banishment in 338. "Within a few weeks he set out for Rome to lay his case before the Church at large. He had made his appeal to Pope Julius, who took up his cause with whole-heartedness that never wavered down to the day of that holy pontiff's death. The pope summoned a synod of bishops to meet in Rome. After a careful and detailed examination of the entire case, the primate's innocence was proclaimed to the Christian world." During this time, Gregory of Cappadocia, an Arian bishop, was installed as the patriarch of Alexandria, usurping the absent Athanasius. Athanasius did, however, remain in contact with his people through his annual Festal Letters, in which he also announced on which date Easter would be celebrated that year.
In 339 or 340, nearly one hundred bishops met at Alexandria, declared in favour of Athanasius, and vigorously rejected the criticisms of the Eusebian faction at Tyre. Plus, Pope Julius wrote to the supporters of Arius strongly urging Athanasius's reinstatement, but that effort proved in vain. Julius called a synod in Rome in 340 to address the matter, which proclaimed Athanasius the rightful bishop of Alexandria.
Early in 343 Athanasius met with Hosius of Córdoba, and together they set out for Serdica. A full council of the Church was summoned there in deference to the Roman pontiff's wishes. At this great gathering of prelates, leaders of the Church, the case of Athanasius was taken up once more, that is, Athanasius was formally questioned over misdemeanours and even murder, (a bishop in Egypt named Arsenius had turned up missing, and they blamed his death on Athanasius, even supposedly producing Arsenius' severed hand.)
The council was convoked for the purpose of inquiring into the charges against Athanasius and other bishops, on account of which they were deposed from their sees by the semi-Arian Synod of Antioch in 341 and went into exile. Eusebian bishops objected to the admission of Athanasius and other deposed bishops to the council, except as accused persons to answer the charges brought against them. Their objections were overridden by the orthodox bishops. The Eusebians, seeing they had no chance of having their views carried, retired to Philippopolis in Thrace where they held an opposition council under the presidency of the Patriarch of Antioch and confirmed the decrees of the Synod of Antioch.
Athanasius' innocence was reaffirmed at the Council of Serdica. Two conciliar letters were prepared, one to the clergy and faithful of Alexandria, the other to the bishops of Egypt and Libya, in which the will of the council was made known. Meanwhile, the Eusebians issued an anathema against Athanasius and his supporters. The persecution against the orthodox party broke out with renewed vigour, and Constantius was induced to prepare drastic measures against Athanasius and the priests who were devoted to him. Orders were given that if Athanasius attempted to re-enter his see, he should be put to death. Athanasius, accordingly, withdrew from Serdica to Naissus in Mysia, where he celebrated the Easter festival of the year 344. Hosius presided over the Council of Serdica, as he did for the First Council of Nicaea, which like the 341 synod found Athanasius innocent. He celebrated his last Easter in exile in Aquileia in April 345, received by Bishop Fortunatianus.
The Council of Serdica sent an emissary to report their finding to Constantius. Constantius reconsidered his decision, owing to a threatening letter from his brother Constans and the uncertain conditions of affairs on the Persian border, and he accordingly made up his mind to yield. But three separate letters were needed to overcome the natural hesitation of Athanasius. When he finally acquiesced to meet with Constantius, he was accorded a gracious interview by the emperor and sent back to his see in triumph and began ten years of peace.
Pope Julius died in April 352 and was succeeded by Liberius. For two years Liberius had been favourable to the cause of Athanasius; but driven at last into exile, he was induced to sign an ambiguous formula, from which the great Nicene text, the "homoousion", had been studiously omitted. In 355 a council was held at Milan, where in spite of the vigorous opposition of a handful of loyal prelates among the Western bishops, a fourth condemnation of Athanasius was announced to the world. With his friends scattered, Hosius in exile, and Pope Liberius denounced as acquiescing in Arian formularies, Athanasius could hardly hope to escape. On the night of 8 February 356, while engaged in services in the Church of St. Thomas, a band of armed men burst in to secure his arrest. It was the beginning of his third exile.
Gilmartin writes: "By Constantius' order, the sole ruler of The Roman Empire at the death of his brother Constans, the Council of Arles in 353, was held, which was presided over by Vincent, Bishop of Capua, in the name of Pope Liberius. The fathers terrified of the threats of the Emperor, an avowed Arian, they consented to the condemnation of Athanasius. The Pope refused to accept their decision, and requested the Emperor to hold another Council, in which the charges against Athanasius could be freely investigated. To this Constantius consented, for he felt able to control the Council in Milan."
In 355, three hundred bishops assembled in Milan, most from the West and only a few from the East. They met in the Church of Milan. Shortly, the emperor ordered them to a hall in the Imperial Palace, thus ending any free debate. He presented an Arian formula of faith for their acceptance. He threatened any who refused with exile and death. All, with the exception of Dionysius (bishop of Milan), and the two Papal Legates, viz., Eusebius of Vercelli and Lucifer of Cagliari, consented to the Arian Creed and the condemnation of Athanasius. Those who refused were sent into exile. The decrees were forwarded to the pope for approval but were rejected because of the violence to which the bishops were subjected.
Third exile
Through the influence of the Eusebian faction at Constantinople, an Arian bishop, George of Cappadocia, was appointed to rule the see of Alexandria in 356. Athanasius, after remaining some days in the neighbourhood of the city, finally withdrew into the desert of Upper Egypt where he remained for a period of six years, living the life of the monks and devoting himself to the composition of a group of writings, such as his Letter to the Monks and Four Orations against the Arians. He also defended his own recent conduct in the Apology to Constantius and Apology for His Flight. Constantius' persistence in his opposition to Athanasius, combined with reports Athanasius received about the persecution of non-Arians by the Arian bishop George of Laodicea, prompted Athanasius to write his more emotional History of the Arians, in which he described Constantius as a precursor of the Antichrist.
Constantius died on 4 November 361 and was succeeded by Julian. The proclamation of the new prince's accession was the signal for a pagan outbreak against the still dominant Arian faction in Alexandria. George, the usurping bishop, was imprisoned and murdered. An obscure presbyter named Pistus was chosen by the Arians to succeed him, when news arrived that filled the orthodox party with hope. An edict had been put forth by Julian permitting the exiled bishops of the "Galileans" to return to their "towns and provinces". Athanasius accordingly returned to Alexandria on 22 February 362.
In 362 Athanasius convened a council at Alexandria and presided over it with Eusebius of Vercelli. Athanasius appealed for unity among all those who had faith in Christianity, even if they differed on matters of terminology. This prepared the groundwork for his definition of the orthodox doctrine of the Trinity. However, the council also was directed against those who denied the divinity of the Holy Spirit, the human soul of Christ, and Christ's divinity. Mild measures were agreed on for those heretic bishops who repented, but severe penance was decreed for the chief leaders of the major heresies.
With characteristic energy he set to work to re-establish the somewhat shattered fortunes of the orthodox party and to purge the theological atmosphere of uncertainty. To clear up the misunderstandings that had arisen in the course of the previous years, an attempt was made to determine still further the significance of the Nicene formularies. In the meanwhile, Julian, who seems to have become suddenly jealous of the influence that Athanasius was exercising at Alexandria, addressed an order to Ecdicius, the Prefect of Egypt, peremptorily commanding the expulsion of the restored primate on the ground that he had not been included in the imperial act of clemency. The edict was communicated to the bishop by Pythicodorus Trico, who, though described in the "Chronicon Athanasianum" (XXXV) as a "philosopher", seems to have behaved with brutal insolence. On 23 October the people gathered about the proscribed bishop to protest against the emperor's decree; but Athanasius urged them to submit, consoling them with the promise that his absence would be of short duration.
Fourth exile
In 362 Julian, noted for his opposition to Christianity, ordered Athanasius to leave Alexandria once again. Athanasius left for Upper Egypt, remaining there with the Desert Fathers until Julian's death on 26 June 363. Athanasius returned in secret to Alexandria, where he received a document from the new emperor, Jovian, reinstating him once more in his episcopal functions.
His first act was to convene a council which reaffirmed the terms of the Nicene Creed. Early in September 363 he set out for Antioch on the Orontes, bearing a synodal letter, in which the pronouncements of this council had been embodied. At Antioch he had an interview with Jovian, who received him graciously and even asked him to prepare an exposition of the orthodox faith. In February 364 Jovian died.
Fifth exile
The accession of Emperor Valens gave a fresh lease of life to the Arian party. He issued a decree banishing the bishops who had been deposed by Constantius but who had been permitted by Jovian to return to their sees. The news created the greatest consternation in Alexandria, and the prefect, in order to prevent a serious outbreak, gave public assurance that the very special case of Athanasius would be laid before the emperor. But Athanasius seems to have divined what was preparing in secret against him. He quietly withdrew from Alexandria in October 364 and took up his abode in a country house outside the city. Valens, who seems to have sincerely dreaded the possible consequences of another popular outbreak, within a few weeks issued orders allowing Athanasius to return to his episcopal see. Some early reports state that Athanasius spent this period of exile at his family's ancestral tomb in a Christian cemetery.
Final years and death
After returning to Alexandria, Athanasius spent his final years repairing all the damage done during the earlier years of violence, dissent, and exile. He resumed writing and preaching undisturbed, and characteristically re-emphasized the view of the Incarnation which had been defined at Nicaea. On 2 May 373, having consecrated Peter II, one of his presbyters as his successor, Athanasius died peacefully in his own bed, surrounded by his clergy and faithful supporters.
Works
In Coptic literature, Athanasius is the first patriarch of Alexandria to use Coptic as well as Greek in his writings.
Polemical and theological works
Athanasius was not a speculative theologian. As he states in his First Letters to Serapion, he held on to "the tradition, teaching, and faith proclaimed by the apostles and guarded by the fathers." He held that both the Son of God and the Holy Spirit are consubstantial with the Father, which had a great deal of influence in the development of later doctrines regarding the Trinity. Athanasius' "Letter Concerning the Decrees of the Council of Nicaea" (De Decretis), is an important historical as well as theological account of the proceedings of that council.
Examples of Athanasius' polemical writings against his theological opponents include Orations Against the Arians, his defence of the divinity of the Holy Spirit (Letters to Serapion in the 360s, and On the Holy Spirit), against Macedonianism and On the Incarnation. Athanasius also authored a two-part work, Against the Heathen and The Incarnation of the Word of God. Completed probably early in his life, before the Arian controversy, they constitute the first classic work of developed Orthodox theology. In the first part, Athanasius attacks several pagan practices and beliefs. The second part presents teachings on the redemption. Also in these books, Athanasius put forward the belief, referencing , that the Son of God, the eternal Word (Logos) through whom God created the world, entered that world in human form to lead men back into the harmony from which they had earlier fallen away.
His other important works include his Letters to Serapion, which defends the divinity of the Holy Spirit. In a letter to Epictetus of Corinth, Athanasius anticipates future controversies in his defence of the humanity of Christ. In a letter addressed to the monk Dracontius, Athanasius urges him to leave the desert for the more active duties of a bishop. Athanasius also wrote several works of Biblical exegesis, primarily on Old Testament materials. The most important of these is his Epistle to Marcellinus (PG 27:12–45) on how to incorporate psalm-saying into one's spiritual practice.
Perhaps his most notable letter was his Festal Letter, written to his Church in Alexandria when he was in exile, as he could not be in their presence. This letter clearly shows his stand that accepting Jesus as the Divine Son of God is not optional but necessary:
Biographical and ascetic works
His biography of Anthony the Great entitled Life of Antony(Βίος καὶ Πολιτεία Πατρὸς Ἀντωνίου, Vita Antonii) became his most widely read work. Translated into several languages, it became something of a best seller in its day and played an important role in the spreading of the ascetic ideal in Eastern and Western Christianity. It depicts Anthony as an illiterate yet holy man who continuously engages in spiritual exercises in the Egyptian desert and struggles against demonic powers. It later served as an inspiration to Christian monastics in both the East and the West. Athanasius' works on asceticism also include a Discourse on Virginity, a short work on Love and Self-Control, and a treatise On Sickness and Health (of which only fragments remain).
Misattributed works
There are several other works ascribed to him, although not necessarily generally accepted as being his own. These include the so-called Athanasian Creed (which is today generally seen as being of 5th-century Galician origin), and a complete Expositions on the Psalms.
Eschatology
Based on his understanding of the prophecies of Daniel and the Book of Revelation, Athanasius described Jesus’ Second Coming in the clouds of heaven and pleads with his readers to be ready for that day, at which time Jesus would judge the earth, raise the dead, cast out the wicked, and establish his kingdom. Athanasius also argued that the date of Jesus’ earthly sojourn was divinely foretold beyond refutation by the seventy weeks prophecy of Daniel 9.
Veneration
Athanasius was originally buried in Alexandria, but his remains were later transferred to the Chiesa di San Zaccaria in Venice, Italy. During Pope Shenouda III's visit to Rome (4–10 May 1973), Pope Paul VI gave the Coptic Patriarch a relic of Athanasius, which he brought back to Egypt on 15 May. The relic is currently preserved under the new Saint Mark's Coptic Orthodox Cathedral in Cairo. However, the majority of Athanasius's corpse remains in the Venetian church.
All major Christian denominations which officially recognize saints venerate Athanasius. Western Christians observe his feast day on 2 May, the anniversary of his death. The Catholic Church considers Athanasius a Doctor of the Church. For Coptic Christians, his feast day is Pashons 7 (now circa 15 May). Eastern Orthodox liturgical calendars remember Athanasius on 18 January. Athanasius is honored on the liturgical calendars of the Church of England and the Episcopal Church on 2 May. Gregory of Nazianzus (330–390, also a Doctor of the Church), said: "When I praise Athanasius, virtue itself is my theme: for I name every virtue as often as I mention him who was possessed of all virtues. He was the true pillar of the Church. His life and conduct were the rule of bishops, and his doctrine the rule of the orthodox faith."
Legacy
Historian Cornelius Clifford says in his account: "Athanasius was the greatest champion of Catholic belief on the subject of the Incarnation that the Church has ever known and in his lifetime earned the characteristic title of 'Father of Orthodoxy', by which he has been distinguished ever since." Clifford also says: "His career almost personifies a crisis in the history of Christianity; and he may be said rather to have shaped the events in which he took part than to have been shaped by them." St. John Henry Newman describes him as a "principal instrument, after the Apostles, by which the sacred truths of Christianity have been conveyed and secured to the world".
The greater majority of Church leaders and the emperors fell into support for Arianism, so much so that Jerome (340–420) wrote of the period: "The whole world groaned and was amazed to find itself Arian". He, Athanasius, even suffered an unjust excommunication from Pope Liberius who was exiled and leant towards compromise, until he was allowed back to the See of Rome. Athanasius stood virtually alone against the world.
Historical significance and controversies
New Testament canon
It was the custom of the bishops of Alexandria to circulate a letter after Epiphany each year confirming the date of Easter and therefore other moveable feasts. They also took the occasion to discuss other matters. Athanasius wrote forty-five festal letters. Athanasius' 39th Festal Letter, written in 367, is widely regarded as a milestone in the evolution of the canon of New Testament books. Some claim that Athanasius is the first person to identify the same 27 books of the New Testament that are in use today. Up until then, various similar lists of works to be read in churches were in use.</ref> Others argue that Origen of Alexandria was the first to list the twenty-seven books of the New Testament in his Homilies on Joshua (only there is a textual variant as to whether or not he included Revelation). Athanasius includes the Book of Baruch and the Letter of Jeremiah and places the Book of Esther among the "7 books not in the canon but to be read" along with the Wisdom of Solomon, Book of Sirach, Book of Judith, Book of Tobit, the Didache, and The Shepherd of Hermas.
Athanasius' list is similar to the Codex Vaticanus in the Vatican Library. The establishment of the canon was not a unilateral decision by a bishop in Alexandria but the result of a process of careful investigation and deliberation, as documented in a codex of the Greek Bible and, twenty-seven years later, in his festal letter. Pope Damasus I, the bishop of Rome in 382, promulgated a list of books which contained a New Testament canon identical to that of Athanasius. A synod in Hippo in 393 repeated Athanasius' and Damasus' New Testament list (without the Epistle to the Hebrews), and the Council of Carthage (397) repeated Athanasius' and Damasus' complete New Testament list.
Scholars debate whether Athanasius' list in 367 formed the basis for later lists. Because Athanasius' canon is the closest canon of any of the Church Fathers to the one used by Protestant churches today, many Protestants point to Athanasius as the Father of the Canon.
Supporters
Christian denominations worldwide revere Athanasius as a saint and teacher. They cite his defence of the Christology described in the first chapter of the Gospel of St. John and his significant theological works (C. S. Lewis calls On the Incarnation of the Word of God a "masterpiece") as evidence of his righteousness. They also emphasize his close relationship with Anthony the Great, the ancient monk who was one of the founders of the Christian monastic movement.
The Gospel of St. John, and particularly the first chapter, demonstrates the Divinity of Jesus. This Gospel is the greatest support of Athanasius' stand. The Gospel of St. John's first chapter began to be said at the end of Mass, we believe as a result of Athanasius and his life's stand. The beginning of John's Gospel was much used as an object of special devotion throughout the Middle Ages; the practice of saying it at the altar grew, and eventually Pope Pius V made this practice universal for the Roman Rite in his 1570 edition of the Missal. It became a firm custom with exceptions in using another Gospel in use from 1920. Cyril of Alexandria (370–444) in the first letter says: "Athanasius is one who can be trusted: he would not say anything that is not in accord with sacred scripture." (Ep 1).
Critics
Throughout most of his career, Athanasius had many detractors. Classics scholar Timothy Barnes recounts ancient allegations against Athanasius: from defiling an altar, to selling Church grain that had been meant to feed the poor for his own personal gain, and even violence and murder to suppress dissent. According to Sir Isaac Newton, Athanasius lied about the death of Arius, feigned other men's letters and denied his own, murdered the bishop Arsenius, broke a communion cup, overthrew an altar, was made bishop by violence and sedition against the canons of his own church, and was seditious and immoral. Athanasius used "Arian" to describe both followers of Arius and as a derogatory polemical term for Christians who disagreed with his formulation of the Trinity. Athanasius called many of his opponents "Arian", except for Meletius.
Scholars now believe that the Arian party was not monolithic but held drastically different theological views that spanned the early Christian theological spectrum. They supported the tenets of Origenist thought and subordinationist theology but had little else in common. Moreover, many labelled "Arian" did not consider themselves followers of Arius. In addition, non-homoousian bishops disagreed with being labeled as followers of Arius, since Arius was merely a presbyter, while they were fully ordained bishops.
The old allegations continue to be made against Athanasius, however, many centuries later. For example, Richard E. Rubenstein suggests that Athanasius ascended to the rank of bishop in Alexandria under questionable circumstances because some questioned whether he had reached the minimum age of 30 years, and further that Athanasius employed force when it suited his cause or personal interests. Thus, he argues that a small number of bishops who supported Athanasius held a private consecration to make him bishop.
Selected works
Athanasius. Contra Gentes – De Incarnatione (translated by Thompson, Robert W.), text and ET (Oxford: Clarendon Press, 1971).
On the Incarnation at theologynetwork.org
Letters to Serapion (on the Holy Spirit) at archive.org
See also
Arabic Homily of Pseudo-Theophilus of Alexandria
Eastern Catholic Church
Eugenius of Carthage
Homoousian
Pontifical Greek College of Saint Athanasius
Saint Athanasius of Alexandria, patron saint archive
Explanatory notes
Citations
General and cited sources
Alexander of Alexandria, "Catholic Epistle", The Ecole Initiative, ecole.evansville.edu
Anatolios, Khaled, Athanasius: The Coherence of His Thought (New York: Routledge, 1998).
Arnold, Duane W.-H., The Early Episcopal Career of Athanasius of Alexandria (Notre Dame, Indiana: University of Notre Dame, 1991).
Arius, "Arius's letter to Eusebius of Nicomedia", Ecclesiastical History, ed. Theodoret. Ser. 2, Vol. 3, 41, The Ecole Initiative, ecole.evansville.edu
Attwater, Donald and Catherine Rachel John. The Penguin Dictionary of Saints. 3rd edition. (New York: Penguin, 1993). .
Barnes, Timothy D., Athanasius and Constantius: Theology and Politics in the Constantinian Empire (Cambridge, Massachusetts: Harvard University Press, 1993).
Barnes, Timothy D., Constantine and Eusebius (Cambridge, Massachusetts: Harvard University Press, 1981)
Brakke, David. Athanasius and the Politics of Asceticism (1995)
Clifford, Cornelius, "Athanasius", Catholic Encyclopedia Vol. 2 (1907), 35–40
Chadwick, Henry, "Faith and Order at the Council of Nicaea", Harvard Theological Review LIII (Cambridge Mass: Harvard University Press, 1960), 171–195.
Ernest, James D., The Bible in Athanasius of Alexandria (Leiden: Brill, 2004).
Freeman, Charles, The Closing of the Western Mind: The Rise of Faith and the Fall of Reason (Alfred A. Knopf, 2003).
Haas, Christopher. "The Arians of Alexandria", Vigiliae Christianae Vol. 47, no. 3 (1993), 234–245.
Hanson, R.P.C., The Search for the Christian Doctrine of God: The Arian Controversy, 318–381 (T.&T. Clark, 1988).
Kannengiesser, Charles, "Alexander and Arius of Alexandria: The last Ante-Nicene theologians", Miscelanea En Homenaje Al P. Antonio Orbe Compostellanum Vol. XXXV, no. 1–2. (Santiago de Compostela, 1990), 391–403.
Kannengiesser, Charles "Athanasius of Alexandria vs. Arius: The Alexandrian Crisis", in The Roots of Egyptian Christianity (Studies in Antiquity and Christianity), ed. Birger A. Pearson and James E. Goehring (1986), 204–215.
Ng, Nathan K. K., The Spirituality of Athanasius (1991).
Rubenstein, Richard E., When Jesus Became God: The Epic Fight over Christ's Divinity in the Last Days of Rome (New York: Harcourt Brace & Company, 1999).
Williams, Rowan, Arius: Heresy and Tradition (London: Darton, Longman and Todd, 1987).
Further reading
Anatolios, Khaled. Athanasius (London: Routledge, 2004). [Contains selections from the Orations against the Arians (pp. 87–175) and Letters to Serapion on the Holy Spirit (pp. 212–233), together with the full texts of On the Council of Nicaea (pp. 176–211) and Letter 40: To Adelphius (pp. 234–242)]
Gregg, Robert C. Athanasius: The Life of Antony and the Letter to Marcellinus, Classics of Western Spirituality (New York: Paulist Press, 1980).
External links
Official web site of the Greek Orthodox Patriarchate of Alexandria and All Africa
Archibald Robinson, Athanasius: Select Letters and Works (Edinburgh 1885)
The so-called Athanasian Creed (not written by Athanasius, see Athanasian Creed above)
Athanasius Select Resources, Bilingual Anthology (in Greek original and English)
Two audio lectures about Athanasius on the Deity of Christ, Dr N Needham
Concorida Cyclopedia: Athanasius
Christian Cyclopedia: Athanasius
Opera Omnia by Migne Patrologia Graeca with analytical indexes
St Athanasius the Great the Archbishop of Alexandria, Orthodox icon and synaxarion
English Key to Athanasius Werke
The Writings of Athanasius in Chronological Order
Introducing...Athanasius audio resource by Dr. Michael Reeves. Two lectures on theologynetwork.org
Letter of Saint Athanasius to His Flock at the Our Lady of the Rosary Library
St. Athanasius Patriarch of Alexandria at the Christian Classics Ethereal Library
Colonnade Statue in St Peter's Square
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3226 | https://en.wikipedia.org/wiki/Azores | Azores | The Azores ( , , ; , ), officially the Autonomous Region of the Azores (), is one of the two autonomous regions of Portugal (along with Madeira). It is an archipelago composed of nine volcanic islands in the Macaronesia region of the North Atlantic Ocean, about west of Lisbon, about northwest of Morocco, and about southeast of Newfoundland, Canada.
Its main industries are agriculture, dairy farming, livestock, fishing, and tourism, which has become a major service activity in the region. The government of the Azores employs a large percentage of the population directly or indirectly in the service and tertiary sectors. The largest city of the Azores is Ponta Delgada. The culture, dialect, cuisine, and traditions of the Azorean islands vary considerably, because these remote islands were settled sporadically over a span of two centuries.
There are nine major Azorean islands and an islet cluster, in three main groups. These are Flores and Corvo, to the west; Graciosa, Terceira, São Jorge, Pico, and Faial in the centre; and São Miguel, Santa Maria, and the Formigas islets to the east. They extend for more than and lie in a northwest–southeast direction. All of the islands have volcanic origins, although some, such as Santa Maria, have had no recorded activity in the time since the islands were settled several centuries ago. Mount Pico, on the island of Pico, is the highest point in Portugal, at . If measured from their base at the bottom of the ocean to their peaks, which thrust high above the surface of the Atlantic, the Azores are among the tallest mountains on the planet.
The climate of the Azores is very mild for such a northerly location, being influenced by its distance from the continents and by the passing Gulf Stream. Because of the marine influence, temperatures remain mild year-round. Daytime temperatures normally fluctuate between depending on season. Temperatures above or below are unknown in the major population centres. It is also generally wet and cloudy.
History
A small number of alleged hypogea (underground structures carved into rocks) have been identified on the islands of Corvo, Santa Maria, and Terceira by Portuguese archaeologist Nuno Ribeiro, who speculated that they might date back 2,000 years, implying a human presence on the island before the Portuguese. These structures have been used by settlers in the Azores to store grain and the suggestion by Ribeiro that they might be burial sites is unconfirmed. Detailed examination and dating to authenticate the validity of these speculations is lacking; thus it is unclear whether these structures are natural or human-made and whether they predate the 15th century Portuguese colonization of the Azores.
According to a 2015 paper published in Journal of Evolutionary Biology, research based on mouse mitochondrial DNA points to a Scandinavian rather than Portuguese origin of the local mouse population. A 2021 paper published in Proceedings of the National Academy of Sciences, using data from lake sediment core sampling, suggests brush-clearing was undertaken and animal husbandry introduced between 700 and 850 C.E. These findings suggest a brief period of Norse settlement, and the 2021 paper further cites climate simulations that suggest the dominant winds in the North Atlantic Ocean in that period blew from the northeast, which would have taken Viking ships heading southwest from Scandinavia more or less directly to the Azores.
Discovery
The islands were known to Europeans in the 14th century; parts of them appear in the Catalan Atlas, created in 1375. In 1427, a captain sailing for Prince Henry the Navigator, possibly Gonçalo Velho, may have rediscovered the Azores, but this is not certain. In Thomas Ashe's 1813 work A History of the Azores, the author identified a Fleming, Joshua Vander Berg of Bruges, who made landfall in the archipelago during a storm on his way to Lisbon. According to Ashe, the Portuguese explored the area and claimed it for Portugal. Other writers note the discovery of the first islands (São Miguel, Santa Maria and Terceira) by sailors in the service of Henry the Navigator, although there are few documents to support such claims.
Although it is commonly said that the archipelago received its name from (Portuguese for goshawk, a common bird at the time of discovery) it is unlikely that the bird ever nested or hunted on the islands. There were no large animals on Santa Maria; after its discovery and before settlement began, sheep were let loose on the island to supply future settlers with food.
Early settlement
The archipelago was largely settled from mainland Portugal, but settlement did not take place right away. Gonçalo Velho Cabral gathered resources and settlers for the next three years (1433–1436) and sailed to establish colonies, first on Santa Maria and then on São Miguel. Settlers built houses, established villages and cleared bush and rocks to plant crops, grain, grapevines, sugar cane and other plants suitable for local use and for export. They brought domesticated animals, such as chickens, rabbits, cattle, sheep, goats and pigs. The settlement of the unoccupied islands started in 1439 with people mainly from the continental provinces of Algarve and Alentejo, in mainland Portugal. São Miguel was first settled in 1449, the settlers – mainly from the Estremadura, Alto Alentejo and Algarve areas of mainland Portugal – under the command of Gonçalo Velho Cabral, who landed at the site of modern-day Povoação.
Flemish settlers
The first reference to the island of São Jorge was made in 1439, but the date of discovery is unknown. In 1443, the island was already inhabited, but settlement only began after the arrival of the noble Flemish native Willem van der Haegen. Arriving at Topo, São Jorge, where he lived and died, he became known as Guilherme da Silveira to the islanders. João Vaz Corte-Real received the captaincy of the island in 1483. Velas became a town before the end of the 15th century. By 1490, there were 2,000 Flemings living on the islands of Terceira, Pico, Faial, São Jorge and Flores. Because there was such a large Flemish settlement, the Azores became known as the Flemish Islands or the Isles of Flanders.
Prince Henry the Navigator was responsible for this Flemish settlement. His sister, Isabel, was married to Philip the Good, Duke of Burgundy, Flanders, at the time belonging to Burgundy. There was a revolt against Philip's rule, and disease and hunger became rampant. Isabel appealed to Henry to allow some of the unruly Flemings to settle in the Azores. He granted this and supplied them with means of transport and goods.
The 1522 earthquake and recovery
In 1522, Vila Franca do Campo, then the capital of São Miguel, was devastated by an earthquake and landslide that killed about 5,000 people, and the capital was moved to Ponta Delgada. The town of Vila Franca do Campo was rebuilt on the original site, and today is a thriving fishing and yachting port. Ponta Delgada received its city status in 1546. From the first settlement, the pioneers applied themselves to agriculture, and by the 15th century Graciosa was exporting wheat, barley, wine and brandy. The goods were sent to Terceira largely because of the proximity of that island.
Effects of the Portuguese succession crisis of 1580
Portugal fell into a dynastic crisis following the death of Cardinal-King Henry of Portugal in 1580. Of the various claimants to the crown, the most powerful was king Phillip II of Spain, who justified his rights to the Portuguese throne by the fact that his mother was a Portuguese royal princess, his maternal grandfather having been King Manuel I of Portugal. Following his proclamation in Santarém, António, Prior of Crato was acclaimed in the Azores in 1580 (through his envoy António da Costa) but was expelled from the continent by the Spaniards following the Battle of Alcântara. Yet, through the administration of Cipriano de Figueiredo, governor of Terceira (who continued to govern Terceira in the name of ill-fated, former King Sebastian of Portugal), the Azoreans resisted Spanish attempts to conquer the islands (including specifically at the Battle of Salga).
In 1583, Philip II of Spain, as King of Portugal, sent his fleet to clear the Azores of a combined multinational force of adventurers, mercenaries, volunteers, and soldiers who were attempting to establish the Azores as a staging post for a rival pretender to the Portuguese throne. Following the success of his fleet at the Battle of Ponta Delgada, captured enemies were hanged from yardarms, as they were considered pirates by Philip II. Opponents receiving the news variously portrayed Philip II as a despot or "Black Legend", the sort of insult widely made against contemporary monarchs engaged in aggressive empire building and the European wars of religion. Figueiredo and Violante do Canto helped organize a resistance on Terceira that influenced some of the response of the other islands, even as internal politics and support for Philip's faction increased on the other islands (including specifically on São Miguel, where the Gonçalvez da Câmara family supported the Spanish claimant).
English raids of 1589 and 1598
An English raid of the Azores in 1589 successfully plundered some islands and harbouring ships; eight years later, a second raid failed – the Islands Voyage.
Iberian Union
Spain held the Azores under the Iberian Union from 1580–1642 (called the "Babylonian captivity" in the Azores). The Azores were the last part of the Portuguese Empire to resist Philip's reign over Portugal (Macau resisted any official recognition), until the defeat of forces loyal to the Prior of Crato with the Conquest of the Azores in 1583. Portuguese control resumed with the end of the Iberian Union in 1640 and the beginning of the Portuguese Restoration War, not by the professional military, who were occupied with warfare on the Portuguese mainland, but by local people attacking a fortified Castilian garrison.
Overpopulation and emigration
In the late 16th century, the Azores and Madeira began to face problems of overpopulation. Responding to the consequent economic problems, some people of the Azores began to emigrate to Brazil.
Liberal Wars of 1828–1834
The Portuguese Civil War (1828–1834) had strong repercussions in the Azores. In 1829, in Praia da Vitória, the liberals won over the absolutists, making Terceira Island the main headquarters of the new Portuguese regime and also where the Council of Regency () of Maria II of Portugal was established. Beginning in 1868, Portugal issued its stamps overprinted with "" for use in the islands. Between 1892 and 1906, it also issued separate stamps for the three administrative districts of the time.
Arbitrary district divisions 1836–1976
From 1836 to 1976, the archipelago was divided into three districts, equivalent (except in area) to those in the Portuguese mainland. The division was arbitrary and did not follow the natural island groups, rather reflecting the location of each district capital on the three main cities (none of which were on the western group).
Angra do Heroísmo consisted of Terceira, São Jorge, and Graciosa, with the capital at Angra do Heroísmo on Terceira.
Horta consisted of Pico, Faial, Flores, and Corvo, with the capital at Horta on Faial.
Ponta Delgada consisted of São Miguel and Santa Maria, with the capital at Ponta Delgada on São Miguel.
Modern period
In 1931, the Azores (together with Madeira and Portuguese Guinea) revolted against the Ditadura Nacional and were held briefly by rebel military.
In 1943, during World War II, the Portuguese ruler António de Oliveira Salazar leased air and naval bases in the Azores to Great Britain. The occupation of these facilities in October 1943 was codenamed Operation Alacrity by the British. This was a key turning point in the Battle of the Atlantic, enabling the Royal Air Force, the U.S. Army Air Forces, and the U.S. Navy to provide aerial coverage in the Mid-Atlantic gap. This helped them to protect convoys and to hunt hostile German U-boats.
In 1944, the U.S. constructed a small and short-lived air base on the island of Santa Maria. In 1945, a new base was constructed on the island of Terceira, named Lajes Field. This air base is in an area called Lajes, a broad, flat sea terrace that had been a large farm. Lajes Field is a plateau rising out of the sea on the northeast corner of the island. This air base is a joint American and Portuguese venture. Lajes Field continues to support the American and Portuguese Armed Forces.
During the Cold War, U.S. Navy P-3 Orion anti-submarine warfare squadrons patrolled the North Atlantic Ocean for Soviet Navy submarines and surface warships. Since its opening, Lajes Field has been used for refuelling American cargo planes bound for Europe, Africa, and the Middle East. The U.S. Navy keeps a small squadron of its ships at the harbor of Praia da Vitória, southeast of Lajes Field. The airfield also has a small commercial terminal handling scheduled and chartered passenger flights from the other islands in the Azores, Europe, Africa, and North America.
Following the Carnation Revolution of 1974, which deposed the Estado Novo dictatorship in Lisbon, Portugal and its territories across the world entered into a period of great political uncertainty. The Azorean Liberation Front attempted to take advantage of this instability immediately after the revolution, hoping to establish an independent Azores, until operations ceased in 1975.
In 1976, the Azores became the Autonomous Region of the Azores (), one of the autonomous regions of Portugal, and the subdistricts of the Azores were eliminated. In 2003, the Azores saw international attention when United States President George W. Bush, British Prime Minister Tony Blair, Spanish Prime Minister José María Aznar, and Portuguese Prime Minister José Manuel Durão Barroso held a summit there days before the commencement of the Iraq War.
Geography
The archipelago of the Azores is located in the middle of the northern hemisphere of the Atlantic Ocean and extends along a west-northwest to east-southeast orientation (between 36.5°–40° North latitudes and 24.5°–31.5° West longitudes) in an area approximately wide. The islands of the Azores emerged from what is called the Azores Plateau, a 5.8 million km2 region that is morphologically accented by a depth of .
The nine islands that compose the archipelago occupy a surface area of , that includes both the main islands and many islets located in their vicinities. They range in surface area from the largest, São Miguel, at to the smallest, Corvo, at approximately .
Each of the islands has its own distinct geomorphological characteristics that make them unique:
Corvo (the smallest island) is a crater of a major Plinian eruption
Flores (its neighbor on the North American Plate) is a rugged island carved by many valleys and escarpments
Faial is characterized for its shield volcano and caldera (Caldeira Volcano)
Pico, is the highest point, at , in the Azores and continental Portugal
Graciosa is known for its active Furnas do Enxofre and mixture of volcanic cones and plains
São Jorge is a long slender island, formed from fissural eruptions over thousands of years
Terceira, almost circular, is the location of one of the largest craters in the region
São Miguel is the largest island and is pitted with many large craters and fields of spatter cones
Santa Maria – the oldest island – is heavily eroded, being one of the few places to encounter brown sandy beaches in the archipelago.
These islands can be divided into three recognizable groups located on the Azores Plateau:
The Eastern Group () of São Miguel, Santa Maria and Formigas Islets
The Central Group () of Terceira, Graciosa, São Jorge, Pico and Faial
The Western Group () of Flores and Corvo.
São Jorge, Pico and Faial are also collectively called (‘Islands of the Triangle’).
Several sub-surface reefs (particularly the Dollabarat on the fringe of the Formigas), banks (specifically the Princess Alice Bank and D. João de Castro Bank), as well as many hydrothermal vents and sea-mounts are monitored by the regional authorities, owing to the complex geotectonic and socioeconomic significance within the economic exclusion zone of the archipelago.
Geology
From a geostructural perspective, the Azores are located above an active triple junction between three of the world's major tectonic plates (the North American Plate, the Eurasian Plate and the African Plate), a condition that has translated into the existence of many faults and fractures in this region of the Atlantic. The westernmost islands of the archipelago (Corvo and Flores) are located on the North American Plate, while the remaining islands are located within the boundary that divides the Eurasian and African plates.
The principal tectonic structures that exist in the region of the Azores are the Mid-Atlantic Ridge, the Terceira Rift, the Azores Fracture Zone and the Glória Fault. The Mid-Atlantic Ridge is the main frontier between the North American Plate and the African-Eurasian Plates that crosses the Azores Plateau between the islands of Flores and Faial from north to south then to the southwest; it is an extensive form crossed by many transform faults running perpendicular to its north–south orientation, that is seismically active and susceptible to volcanism.
Rift and fault geology
The Terceira Rift is a system of fractures that extends from the Mid-Atlantic Ridge to the Glória Fault that represents the main frontier between the Eurasian and African Plates. It is defined by a line of submarine volcanoes and island mounts that extend northwest to southeast for about , from the area west of Graciosa until the islets of the Formigas, that includes the islands of Graciosa, Terceira and São Miguel. Its northwest limit connects to the Mid-Atlantic Ridge, while the southeast section intersects the Gloria Fault southeast of the island of Santa Maria.
The Azores Fracture Zone extends from the Glória Fault and encompasses a relatively inactive area to the south of the islands of the Central and Eastern groups north to the Terceira Rift, along a 45° angle. The Glória Fault, for its part, extends along a linear line from the Azores to the Azores–Gibraltar Transform Fault.
Volcanoes
The islands' volcanism is associated with the rifting along the Azores Triple Junction; the spread of the crust along the existing faults and fractures has produced many of the active volcanic and seismic events, while supported by buoyant upwelling in the deeper mantle, some associate with an Azores hotspot. Most of the volcanic activity has centered, primarily, along the Terceira Rift.
From the beginning of the islands' settlement, around the 15th century, there have been 28 registered volcanic eruptions (15 terrestrial and 13 submarine). The last significant volcanic eruption, the Capelinhos volcano (), occurred off the coast of the island of Faial in 1957; the most recent volcanic activity occurred in the seamounts and submarine volcanoes off the coast of Serreta and in the Pico-São Jorge Channel.
The islands have many examples of volcano-built geomorphology including caves and lava tubes (such as the Gruta das Torres, Algar do Carvão, Gruta do Natal, Gruta das Cinco Ribeiras), the coastal lava fields (like the coast of Feteiras, Faial, the Mistério of Prainha or São João on Pico Island) in addition to the inactive cones in central São Miguel Island, the aforementioned Capelinhos on Faial, the volcanic complexes of Terceira or Plinian caldeira of Corvo Island.
The islands of the archipelago were formed through volcanic and seismic activity during the Neogene Period; the first embryonic surfaces started to appear in the waters of Santa Maria during the Miocene epoch (from circa 8 million years ago).
The sequence of the island formation has been generally characterized as: Santa Maria (8.12 Ma), São Miguel (4.1 Ma), Terceira (3.52 Ma), Graciosa (2.5 Ma), Flores (2.16 Ma), Faial (0.7 Ma), São Jorge (0.55 Ma), Corvo (0.7 Ma) and the youngest, Pico (0.27 Ma). Although all islands have experienced volcanism during their geological history, within recorded "human settlement" history the islands of Santa Maria, Graciosa, Flores, and Corvo have not experienced any volcanic eruptions; in addition to active fumaroles and hot-springs, the remaining islands have had sporadic eruptions since the 14th century. Apart from the Capelinhos volcano in 1957–1958, the last recorded instance of "island formation" occurred off the coast of São Miguel, when the island of Sabrina was briefly formed.
Earthquakes
Owing to its geodynamic environment, the region has been a center of intense seismic activity, particularly along its tectonic boundaries on the Mid-Atlantic Ridge and Terceira Rift. Seismic events although frequent, are usually tectonic or vulco-tectonic in nature, but in general are of low to medium intensities, occasionally punctuated by events of level 5 or greater on the Richter magnitude scale. The most severe earthquake was registered in 1757, near Calheta on the island of São Jorge, which exceeded 7 on the Richter magnitude scale.
In comparison, the 1522 earthquake that was mentioned by historian Gaspar Frutuoso measured 6.8, but its effects were judged to be X (Extreme) on the Mercalli intensity scale, and was responsible for the destruction of Vila Franca do Campo and landslides that may have killed more than 5,000 of the inhabitants.
Biome
The archipelago lies in the Palearctic realm and has a unique biotic community that includes the Macaronesian subtropical laurissilva, with many endemic species of plants and animals. There are at least 6,112 terrestrial species, of which about 411 are endemic. The majority (75%) of these endemics are animals, mostly arthropods and mollusks. New species are found regularly in the Azores (e.g., 30 different new species of land snails were discovered circa 2013).
Even though the Azores look very green and sometimes wild, the vegetation has been extremely altered. A great part of it has been wiped out in the past 600 years for its valuable wood (for tools, buildings, boats, fire wood, and so on) and to clear land for agriculture. As a result, it is estimated that more than half of insects on the Graciosa island have disappeared or will become extinct.
Many cultivated places (which are traditionally dedicated to pasture or to growing taro, potatoes, maize and other crops) have now been abandoned, especially as a result of emigration. Consequently, some invasive plants have filled these deserted and disturbed lands. Hydrangeas are another potential pest, but their threat is less serious. Notwithstanding the fact that hydrangeas were introduced from America or Asia, some locals consider them a symbol of the archipelago and propagate them along roadsides. Cryptomeria, the Japanese cedar, is a conifer extensively grown for its timber. The two most common of these alien species are Pittosporum undulatum and Hedychium gardnerianum. Reforestation efforts with native laurissilva vegetation have been accomplished successfully in many parts of the Azores.
The Azores has at least two endemic living bird species. The Azores bullfinch, or Priolo, is restricted to remnant laurisilva forest in the mountains at the eastern end of São Miguel and is classified by BirdLife International as endangered. Monteiro's storm petrel, described to science as recently as 2008, is known to breed in just two locations in the islands but may occur more widely. An extinct species of owl, the São Miguel scops owl, has recently been described, which probably became extinct after human settlement because of habitat destruction and the introduction of alien species. Five species of flightless rail (Rallus spp.) once existed on the islands, as did a flightless quail (Coturnix sp.) and another species of bullfinch, the greater Azores bullfinch, but these also went extinct after human colonization. Eleven subspecies of bird are endemic to the islands. The Azores has an endemic bat, the Azores noctule, which has an unusually high frequency of diurnal flight.
The islets of the Formigas (the Portuguese word for "ants"), including the area known as the Dollabarat Reef, have a rich environment of maritime species, such as black coral and manta rays, different species of sharks, whales, and sea turtles. Seventeen new marine reserves (with special conservation status) were added to the Azorean Marine Park (which covers around ). On São Miguel there are notable micro-habitats formed by hot springs that host extremophile microorganisms.
Climate
The archipelago is spread out at roughly the same latitude as the southern half of mainland Portugal, but its location in the mid-Atlantic Ocean gives it a generally tepid, oceanic, mild to warm subtropical climate, with mild annual oscillations.
‘Azores High’ anticyclone
The Azores archipelago is located in a transition and confrontation zone between air masses of tropical origin and masses of cooler air of polar origin. The climate of the archipelago is largely determined by variations in the atmospheric pressure field over the North Atlantic. These variations conditioned by the mass of the American Continent and the Atlantic water mass are overlapped by a semi-permanent subtropical Atlantic anticyclone, commonly known as the Azores High. This anticyclone experiences seasonal variations which can affect the archipelago in many ways.
In winter, the Azores anticyclone is positioned further south, and allows for a descent of the Polar front, approaching it to the archipelago. In summer, on the other hand, the anticyclone's movement further north, leads to the departure of the polar front and its associated disturbances towards higher latitudes. Far enough away from the mainland coasts, the continental air masses that reach the archipelago are weakened by the maritime influence.
The same can not be said for the higher altitudes (e.g. Mount Pico), where upper air masses of a continental origin and with a more direct pathway can reach the surface and present those areas with drier air and more extreme temperatures. At the same time, this free atmosphere circulating air transports aerosols to the archipelago, namely volcanic ash or fine sands from the Sahara desert, which sporadically affect the radiation and air quality.
Daily maximum temperatures at low altitudes usually range between . The average annual rainfall generally increases from east to west, ranging from in Santa Maria to in Flores and reaching values above on the highlands of Pico.
Köppen classification
Under the Köppen climate classification, the eastern group (São Miguel and Santa Maria) is usually classified as Mediterranean while the central and western group (especially Flores and Corvo) is increasingly more humid subtropical and overall rainier because of the effects of the Gulf Stream. This stream has a large effect over the sea temperature which varies between in February and March, and in August and September, and increases earlier in the western group.
Salvador Rivas-Martínez data presents several different bioclimatic zones for the Azores. Seasonal lag is extreme in the low-sun half of the year, with December being milder than April in terms of mean temperatures. During summer the lag is somewhat lower, with August being the warmest month, though September is usually as warm or warmer than July.
Temperatures, humidity, and sunshine
Although temperatures as warm as have been recorded on Pico, neither Ponta Delgada nor Angra do Heroísmo, the two largest cities, have ever been warmer than . There has never been a frost, snowfall, freeze or even temperatures below recorded at sea level on any of the islands. The coldest weather in winter usually comes from northwesterly air masses originating from Labrador in Canada. However, since those air masses are warmed up as they pass across the warmer Atlantic Ocean, temperatures by day even then exceed .
The average relative humidity can range from 80% at the coast to over 90% above . However, higher elevations above the planetary boundary layer can experience extremely low values close to 10%. Summers are especially humid in August and may increase the perceived temperature by a few degrees. Winters are not only very mild but also very humid and contribute substantially to the annual precipitation.
Insolation is relatively low, with 35-40% of the total possible value for sunshine, and higher in topographically lower islands such as Graciosa or Santa Maria, inversely proportional to precipitation. This is directly caused by the orographic lift of humid air masses and is especially pronounced in islands marked by high orography.
Hurricanes
With a greater rarity, especially in late summer and autumn, despite the northern position that the archipelago occupies, the Azores can be affected by the passage of tropical cyclones, or tropical storms derived from them, some can result from anomalies of low latitude systems while others result from the return, back to the Atlantic, after a route close to or even over the American continent. Though often small and in the process of dissipation, these cyclones result in many of the worst storms the archipelago is subject to.
A total of 14 tropical or subtropical cyclones have affected the region in history. Most of them were either extratropical or tropical storms when they affected the region, although several Category 1 hurricanes have reached the Azores.
The following storms have impacted the region while at Category 1 strength:
Hurricane Fran in 1973
Hurricane Emmy in 1976
Hurricane Gordon in 2006
Hurricane Gordon in 2012
Hurricane Alex in 2016
Several tropical storms have hit the region, including
Tropical Storm Irma in 1978
Hurricane Bonnie in 1992
Hurricane Charley in 1992
Hurricane Erika in 1997
Hurricane Gaston in 2016
Tropical Storm Gaston in 2022
Storms that were extratropical when they impacted the region include
Hurricane Tanya in 1995
Tropical Storm Ana in 2003
Tropical Storm Grace in 2009
In addition, the 2005 Azores subtropical storm affected the region in October 2005.
Economy
In order of importance, the main sectors of employment of the Azores are services, agriculture, fishery, industry and tourism. Agricultural products include São Jorge cheese.
Demographics
The Azores are divided into 19 municipalities (); each municipality is further divided into freguesias (civil administrative parishes), of which there is a total of 156 in all of the Azores.
There are six cities () in the Azores: Ponta Delgada, Lagoa and Ribeira Grande on the island of São Miguel; Angra do Heroísmo and Praia da Vitória on the island of Terceira, and Horta on Faial. Three of these, Ponta Delgada, Angra and Horta are considered capital/administrative cities to the regional government: homes to the President (Ponta Delgada), the Judiciary (Angra) and the Regional Assembly (Horta). Angra also serves as the ecclesiastical centre of the Roman Catholic Diocese of Angra, the episcopal see of the Azores.
Population
According to the 2019 Census, population in the Azores was 242,796. The Azores were uninhabited when Portuguese navigators arrived in the early 15th century; settlement began in 1439 with migrants from mainland Portugal as well as Spanish, Sephardic Jews, Moors, Italians, Flemish, and Africans from Guinea, Cape Verde and São Tomé.
The first Sephardic Jews in the Azores were slaves after their expulsion from Portugal by D. Manuel I, in 1496. The islands sometimes served as a waypoint for ships carrying African slaves.
Emigration
Since the 17th century, many Azoreans have emigrated, mainly to Brazil, Uruguay, the United States and Canada. Rhode Island and southeastern Massachusetts are the primary destination for Azorean emigrants. From 1921 to 1977, about 250,000 Azoreans immigrated to Rhode Island and Massachusetts. Northern California was the final destination for many of the Massachusetts immigrants who then moved on to the San Joaquin Valley, especially the city of Turlock. In the late 19th century many Azoreans immigrated to the Hawaiian islands. The tuna fishing industry drew a significant number of Azoreans to the Point Loma neighborhood of San Diego. During the Great Recession of the early 21st century, Portugal was in a recession from 2011 until 2013, which resulted in high levels of unemployment across the mainland as well as the Azores. The Great Recession led to an increase of emigration from the Azores.
Florianópolis and Porto Alegre in the Southern Region of Brazil were founded by Azoreans, who accounted for over half of Rio Grande do Sul and Santa Catarina's populations in the late 18th century. As late as 1960, mass immigration currents were registered to Brazil, and many were from the Azores.
Politics
Since 1976, the Azores has been an autonomous region integrated within the framework of the Portuguese Republic. It has its own government and autonomous legislature within its own political-administrative statute and organic law. Its governmental organs include: the legislative assembly, a unicameral parliament composed of 52 elected deputies, elected by universal suffrage for a four-year term; the regional government and presidency, with parliamentary legitimacy, composed of a president, a vice-president and seven regional secretaries responsible for day-to-day operations. It is represented in the Council of Ministers by a representative appointed by the president of the Republic, which was created during the revision of the constitution of 2004 (which, among other things, removed the older Portuguese representative that was appointed by the president of the Republic, beholden to the Council of State and coincident with the president). Since becoming a Portuguese autonomous region, the executive branch of the regional authority has been located in Ponta Delgada, the legislative branch in Horta, and the judicial branch in Angra do Heroísmo.
The islands of the archipelago do not have independent status in law, except in electoral law and are governed by 19 municipalities that subdivide the islands. In addition, until the administrative reform of the 19th century, the following civil parishes had municipal standing: Topo (today integrated into the municipality of Calheta, São Jorge); Praia (today integrated into municipality of Santa Cruz da Graciosa); São Sebastião (today an integral part of the municipality of Angra do Heroísmo); Capelas (now part of the municipality of Ponta Delgada); and Água de Pau (now a civil parish in the municipality of Lagoa). These civil parishes still retain their titles of "vila" in name only; the populations of Capelas and neighbouring parish still protest the change and promote the restoration of their status. The municipalities are further subdivided into several civil parishes, with the exception of Corvo (the only municipality by law without a civil parish, owing to its size).
Azorean politics is dominated by the two largest Portuguese political parties, the Socialist Party and Social Democratic Party, the former holding a majority in the Legislative Assembly. The Democratic and Social Center / People's Party, the Left Bloc, the Unitary Democratic Coalition and the People's Monarchist Party are also represented. , the President of the Azores is Social Democratic Party leader José Manuel Bolieiro. Although the Socialist Party dominates the regional politics, the Social Democratic Party is traditionally popular in city and town council elections.
Foreign relations and defence
As an autonomous but integral region of Portugal, foreign affairs and defence are the responsibility of the national government. As is all of Portugal, the Azores are in the European Union and Schengen Area. They are also in the European Union Customs Union and VAT area but levy a lower rate of VAT than applies on the mainland. The Azores, like Madeira and the Canary Islands, are among the European Union's state territories with special status, and are one of its designated "Outermost Regions".
The Azores Military Zone is the Portuguese Army's command for ground forces stationed in the archipelago. The Air Force, in turn, maintains a base at Lajes Field, which is also home to the United States Forces Azores, while the Navy tasks the offshore patrol vessel Figueira da Foz, as well as a range of other patrol vessels, to patrol Portugal's large economic zone around the islands.
Transport
Aviation
Each of the nine islands has an airport, although the majority are airfields rather than airports. The primary (and busiest) airport of the island group is João Paulo II Airport. The commercial terminals in Ponta Delgada, Horta, Vila do Porto and Santa Cruz das Flores are operated by ANA – Aeroportos de Portugal, a public entity that oversees the operations of airports across Portugal. The remaining, except for Lajes Field, are operated by the Regional Government. Lajes is a military airbase, as well as a commercial airport, and is operated by the Portuguese Armed Forces in conjunction with the United States.
The airports are:
Santa Maria: Santa Maria Airport (LPAZ)
São Miguel: João Paulo II Airport (LPPD)
Terceira: Lajes Airport (LPLA)
São Jorge: São Jorge Airport (LPSJ)
Pico: Pico Airport (LPPI)
Faial: Horta Airport (LPHR)
Graciosa: Graciosa Airport (LPGR)
Flores: Flores Airport (LPFL)
Corvo: Corvo Airport (LPCR)
Marine transportation
The Azores has had a long history of marine transport to overcome distances and establish inter-community contacts and trade. Consequently, the shipbuilding industry developed in many islands, from small fishing boats to whaling sloops and larger passenger services. Passenger traffic to the main islands (São Miguel, Santa Maria, Terceira and Faial) began in the 17th century, and between the 18th–19th century, the Pico Yacht controlled the lucrative summer traffic season.
After 1871, the Insulana Shipping Company was the only entity responsible for regular traffic between the islands (except Corvo), Madeira and the United States. Finally, cargo and passenger transportation ceased in the 1970s, and the ships were sold or converted into tuna fishing boats. For the next 20 years, commercial maritime service between the islands ceased (except between Faial-Pico and Lajes das Flores-Vila do Corvo).
Transmaçor (Transportes Marítimos Açorianos, Lda.) was founded in 1987. The shipping company operates four to six daily connections between Horta and Madalena throughout the year, using its small fleet of ships, in addition to inter-island connections between Faial, Pico, São Jorge and Terceira during the summer months. New initiatives began in the late 1990s: the catamaran Iapetos began services, followed by Lady of Mann and Golfinho Azul (chartered by Açorline).
In 2005, Atlânticoline was established, providing transport services. In 2009, Atlanticoline was involved in a controversial rejection of a 750-passenger, 150-vehicle ship ordered from the Estaleiros de Viana do Castelo (ENVC). The Atlantida, a 50 million Euro cruiser (as part of a two-ship deal with the other named Anticiclone) was rejected in 2009 by Atlanticoline for the under-performance of the power-plant. Although it would only result in a five-minute delay between islands, the public company rejected the ship, and the contract was broken over the builder's inability to deliver the required ship on time. While the ship was being shopped to other interested parties (Hugo Chávez once considered purchasing the ferryboat in 2010), no interested buyers appeared, and ENVC decided to cede the Atlantida to Atlânticoline as part of the latter's open international competition to charter two ships in 2012.
In June 2011, the Regional Government announced that it would purchase 60% of Transmaçor, equivalent to 500,000 Euro of the company's capital. With this transaction the autonomous government of the Azores ceded control, of which it once had 88% of the capital. The signed memorandum of understanding concluded negotiations between the various parties involved, under which the liability of Transmaçor (worth a total of 8 million Euro) was divided equally between the government and businessman José E. Almeida, who is now the holder of a majority stake in the company. Similarly, the Regional Government approved the consolidation of the three individual port authorities (Administração dos Portos do Triângulo e Grupo Ocidental, Administração dos Portos da Terceira e Graciosa and the Administração dos Portos das Ilhas de São Miguel e Santa Maria) and regional Portos dos Açores into one entity that resulted in a 2.2 million Euro cost savings, in addition to a reduction from 11 to three administrators.
Culture
Religious societies and festivals
Religious festivals, patron saints, and traditional holidays mark the Azorean calendar. The most important religious events are tied with the festivals associated with the cult of the Holy Spirit, commonly referred to as the festivals of the Holy Spirit (or ), rooted in millenarian dogma and held on all islands from May to September. These festivals are very important to the Azorean people, who are primarily Roman Catholic, and combine religious rituals with processions celebrating the benevolence and egalitarianism of neighbours. These events are centred around or , small buildings that host the meals, adoration and charity of the participants, and used to store the artefacts associated with the events. On Terceira, for example, these impérios have grown into ornate buildings painted and cared for by the local brotherhoods in their respective parishes. The events focus on the members of local parishes, not tourists, but all are welcome, as sharing is one of the main principles of the festivals. Some limited events focus on tourists, including a public event that the city government of Ponta Delgada on the island of São Miguel holds, which attracts visitors and locals.
The Festival of the Lord Holy Christ of the Miracles () in Ponta Delgada is the largest individual religious event in the Azores and takes place on Rogation Sunday. Pilgrims from within the Portuguese diaspora normally travel to Ponta Delgada to participate in an afternoon procession behind the image of Christ along the flower-decorated streets of the city. Although the solemn procession is only held on one day, the events of the Festival of Senhor Santo Cristo occur over a period of a week and involve a ritual of moving the image between the main church and convent nightly, ultimately culminating in the procession, which is televised within the Azores and to the Portuguese diaspora.
The Sanjoaninas Festivities in Angra do Heroísmo on Terceira are held in June honoring Saint Anthony, Saint Peter and Saint John the Baptist, in a large religious celebration. The festival of Our Lady of Lourdes (), patron saint of whalers, begins in Lajes on Pico Island on the last Sunday of August and runs through the week—Whalers Week. It is marked by social and cultural events connected to the tradition of whale hunting. The Wine Harvest Festival (), takes place during the first week of September and is a century-old custom of the people of Pico.
On Corvo, the people celebrate their patron saint (Our Lady of Miracles) on 15 August every year in addition to the festivals of the Divine Holy Spirit. The (August Sea Festival), takes place every year beginning on 15 August in Praia Formosa on Santa Maria. Also, the (Sea Week), dedicated almost exclusively to water sports, takes place in August in the city of Horta, on Faial.
is celebrated in the Azores. Parades and pageants are the heart of the Carnaval festivities. There is lively music, colorful costumes, hand-made masks, and floats. The traditional bullfights in the bullring are ongoing as is the running of bulls in the streets.
International visitors
During the 18th and 19th centuries, Graciosa was host to many prominent figures, including
Chateaubriand, the French writer who passed through upon his escape to America during the French Revolution
Almeida Garrett, the Portuguese poet who visited an uncle and wrote some poetry while there
Prince Albert of Monaco, the 19th century oceanographer who led several expeditions in the waters of the Azores. He arrived on his yacht Hirondelle, and visited the furna da caldeira, the noted hot springs grotto.
author Mark Twain published The Innocents Abroad in 1869 – a travel book, where he described his time in the Azores.
Sports
Notable sports teams in the Azores include Santa Clara (Primeira Liga), Lusitânia (Liga Portuguesa de Basquetebol), Fonte do Bastardo (Portuguese Volleyball First Division) and Sporting Clube da Horta (Portuguese Handball Second Division).
The Rallye Açores is an international rally race held annually since 1965, which was part of the European Rally Championship and the Intercontinental Rally Challenge.
The Azores Senior Open was a golf tournament held in 2008 as part of the European Seniors Tour.
See also
Macaronesia
Postage stamps and postal history of the Azores
List of islands of Portugal
Citations
General and cited sources
External links
Azores Regional Government
Autonomous Regions of Portugal
Geography of Europe
Islands of Macaronesia
Mid-Atlantic Ridge
Outermost regions of the European Union
Provinces of Portugal (1936–1976)
NUTS 1 statistical regions of the European Union |
3255 | https://en.wikipedia.org/wiki/Apostles%27%20Creed | Apostles' Creed | The Apostles' Creed (Latin: Symbolum Apostolorum or Symbolum Apostolicum), sometimes titled the Apostolic Creed or the Symbol of the Apostles, is a Christian creed or "symbol of faith".
The creed most likely originated in 5th-century Gaul as a development of the Old Roman Symbol: the old Latin creed of the 4th century. It has been used in the Latin liturgical rites since the 8th century and, by extension, in the various modern branches of Western Christianity, including the modern liturgy and catechesis of the Catholic Church, Lutheranism, Anglicanism, Presbyterianism, Moravianism, Methodism, and Congregational churches.
It is shorter than the full Niceno-Constantinopolitan Creed adopted in 381, but it is still explicitly trinitarian in structure, with sections affirming belief in God the Father, God the Son, and God the Holy Spirit.
It does not address some Christological issues defined in the Nicene Creed. It thus says nothing explicitly about the divinity of either Jesus or the Holy Spirit. For this reason, it was held to predate the Nicene Creed in medieval Latin tradition.
The expression "Apostles' Creed" is first mentioned in a letter from the Synod of Milan dated AD 390, referring to a belief at the time that each of the Twelve Apostles contributed an article to the twelve articles of the creed.
History
The ecclesiastical use of Latin symbolum for "creed"—in the sense of "a distinctive mark of Christians", from the sense of Greek σύμβολον, "a sign or token used for identification"—first occurs around the middle of the 3rd century, in the correspondence of St. Cyprian and St. Firmilian, the latter in particular speaking of the trinitarian formula as the "Symbol of the Trinity", and recognizing it as an integral part of the rite of baptism.
The term Symbolum Apostolicum appears for the first time in a letter, probably written by Ambrose, from a Council in Milan to Pope Siricius in about AD 390 "Let them give credit to the Symbol of the Apostles, which the Roman Church has always kept and preserved undefiled".
Ambrose's term is here referring to the Old Roman Creed, the immediate predecessor of what is now known as the Apostles' Creed.
The narrative of this creed having been jointly created by the Apostles, with each of the twelve contributing one of twelve articles, was already current at that time.
The Old Roman Creed had evolved from simpler texts based on Matthew 28:19, part of the Great Commission, and it has been argued that this earlier text was already in written form by the late 2nd century (c. 180).
The earliest known formula is found within Testamentum in Galilaca D[ominus]. N[oster]. I[esu]. Christi written between 150 and 180. This formula states: "[I believe] in the Father almighty, - and in Jesus Christ, our Savior; - and in the Holy Spirit, the Paraclete, in the holy Church, and in the remission of sins." As can be seen, it lacks the Christological part of the Old Roman Creed.
While the individual statements of belief that are included in the Apostles' Creed – even those not found in the Old Roman Symbol – are found in various writings by Irenaeus, Tertullian, Novatian, Marcellus, Rufinus, Ambrose, Augustine, Nicetas, and Eusebius Gallus, the earliest appearance of what we know as the Apostles' Creed was in the De singulis libris canonicis scarapsus (Excerpt from Individual Canonical Books) of St. Pirminius (Migne, Patrologia Latina 89, 1029 ff.), written between 710 and 714. Bettenson and Maunder state that it is first from Dicta Abbatis Pirminii de singulis libris canonicis scarapsus (idem quod excarpsus, excerpt), c. 750.
The text of what is now known as the Apostles' Creed was most likely developed in southern Gaul around the midpoint of the 5th century. A creed that is virtually identical to the current one is recorded by Faustus of Riez. It is possible that Faustus had the identical text, as the original text written by Faustus cannot be reconstructed with certainty. A version that is identical to the current one with the single exception of infera in place of inferos is recorded in the late 5th century. However, the Old Roman Creed remained the standard liturgical text of the Roman Church throughout the 4th to 7th centuries. It was replaced by the "Gallic" version of the Apostles' Creed only in the later 8th century, under Charlemagne, who imposed it throughout his dominions.
The phrase ("he descended into hell") is not found in the Nicene Creed. It echoes Ephesians 4:9, "κατέβη εἰς τὰ κατώτερα μέρη τῆς γῆς" ("he descended into the lower earthly regions"). This phrase first appeared in one of the two versions of Rufinus (d. 411), the Creed of Aquileia, and then did not appear again in any version of the creed until AD 650.
Similarly, the references to the communion of saints is found neither in the Old Roman Symbol nor in the Nicene Creed.
The reference to God as "creator of heaven and earth" likewise is not in the Nicene Creed of 325, but it is present in the extended version of the Nicene Creed (the Niceno-Constantinopolitan Creed) of 381.
The Eastern Orthodox Church does not use the Apostles' Creed, not because of an objection to any of its articles, but because of its omissions necessary for the definition of Nicene Christianity. The Orthodox delegates at the Council of Florence (1431–1449) explicitly challenged the western tradition that attributed the Apostles' Creed to the Twelve Apostles. This tradition was also shown to be historically untenable by Lorenzo Valla. The Roman Church does not state that text dates back to the Apostles themselves, the Roman catechism instead explaining that "the Apostles' Creed is so called because it is rightly considered to be a faithful summary of the apostles' faith."
Text
The following gives the original Latin text, with the traditional division into twelve articles, alongside an English translation. Underlined passages are those not present in the Old Roman Symbol as recorded by Tyrannius Rufinus.
There is also a received Greek text, which alongside the Latin is found in the Psalterium Græcum et Romanum,
erroneously ascribed to Pope Gregory the Great. It was first edited by Archbishop Ussher in 1647, based on a manuscript preserved in the library of Corpus Christi College, Cambridge.
The Latin text agrees with the "Creed of Pirminius" edited by Charles Abel Heurtley (De Fide Symbolo, 1900, p. 71). Four other Greek translations with slight variations were discovered by Carl Paul Caspari, and published
in 1879 (Alte und neue Quellen zur Geschichte des Taufsymbols, vol. 3, pp. 11 sqq.).
The tradition of assigning each article to one of the apostles specifically can be traced to the 6th century. In Western sacral art, Credo Apostolorum refers to the figurative representation of the twelve apostles each alongside one of the articles.
This artistic tradition extends from the high medieval to the Baroque period.
The precise division of the text and the sequence of attribution to the apostles has never been entirely fixed.
For example, Pelbartus Ladislaus of Temesvár, writing in the late 15th century, divides article 5 in two but combines articles 11 and 12 into one, with the following attributions:
Liturgical use in Western Christianity
The Apostles' Creed is used in its direct form or in interrogative forms by Western Christian communities in several of their liturgical rites, in particular those of baptism and the Eucharist.
Rite of baptism
The Apostles' Creed, whose present form is similar to the baptismal creed used in Rome in the third and fourth centuries, actually developed from questions addressed to those seeking baptism. The Catholic Church still today uses an interrogative form of it in the Rite of Baptism (for both children and adults). In the official English translation (ICEL, 1974) the minister of baptism asks:
To each question, the catechumen, or, in the case of an infant, the parents and sponsor(s) (godparent(s)) in his or her place, answers "I do." Then the celebrant says:
And all respond: Amen.
The Presbyterian Church of Aotearoa New Zealand uses the Apostles' Creed in its baptism rite in spite of the reservations of some of its members regarding the phrase "born of the virgin Mary".
The Episcopal Church in the United States of America uses the Apostles' Creed as part of a Baptismal Covenant for those who are to receive the Rite of Baptism. The Apostles' Creed is recited by candidates, sponsors and congregation, each section of the Creed being an answer to the celebrant's question, "Do you believe in God the Father (God the Son, God the Holy Spirit)?" It is also used in an interrogative form at the Easter Vigil in The Renewal of Baptismal Vows.
The Church of England likewise asks the candidates, sponsors and congregation to recite the Apostles' Creed in answer to similar interrogations, in which it avoids using the word "God" of the Son and the Holy Spirit, asking instead: "Do you believe and trust in his Son Jesus Christ?", and "Do you believe and trust in the Holy Spirit?" Moreover, "where there are strong pastoral reasons", it allows use of an alternative formula in which the interrogations, while speaking of "God the Son" and "God the Holy Spirit", are more elaborate but are not based on the Apostles' Creed, and the response in each case is: "I believe and trust in him." The Book of Common Prayer may also be used, which in its rite of baptism has the minister recite the Apostles' Creed in interrogative form. Asking the godparents or, in the case "of such as are of Riper Years", the candidate: "Dost thou believe in God the Father ..." The response is: "All this I stedfastly believe."
Lutherans following the Lutheran Service Book (Lutheran Church–Missouri Synod and the Lutheran Church–Canada), like Catholics and Anglicans, use the Apostles' Creed during the Sacrament of Baptism:
Following each question, the candidate answers: "Yes, I believe". If the candidates are unable to answer for themselves, the sponsors are to answer the questions.
For ELCA (Evangelical Lutheran Church in America) Lutherans who use the Evangelical Lutheran Worship book, the Apostles' Creed appears during the Sacrament of Holy Baptism Rite on p. 229 of the hardcover pew edition.
The United Methodist Church in the United States uses the Apostles' Creed as part of their baptismal rites in the form of an interrogatory addressed to the candidate(s) for baptism and the whole congregation as a way of professing the faith within the context of the Church's sacramental act. For infants, it is the professing of the faith by the parents, sponsors, and congregation on behalf of the candidate(s); for confirmands, it is the professing of the faith before and among the congregation. For the congregation, it is a reaffirmation of their professed faith.
Eucharistic rite
Since the 2002 edition, the Apostles' Creed is included in the Roman Missal as an alternative, with the indication, "Instead of the Niceno-Constantinopolitan Creed, especially during Lent and Easter time, the baptismal Symbol of the Roman Church, known as the Apostles' Creed, may be used." Previously the Nicene Creed was the only profession of faith that the Missal gave for use at Mass, except in Masses for children; but in some countries use of the Apostles' Creed was already permitted.
Canonical hours
The Apostles' Creed is used in Anglican services of Matins and Evening Prayer (Evensong). It is invoked after the recitation or singing of the Canticles, and is the only part of the services in which the congregation traditionally turns to face the altar, if they are seated transversely in the quire.
The Episcopal Church (United States) uses the Apostles' Creed in Morning Prayer and Evening Prayer.
Before the 1955 simplification of the rubrics of the Roman Breviary by Pope Pius XII, the Apostles' Creed was recited at the beginning of matins and prime, at the end of compline, and in some preces (a series of versicles and responses preceded by, eleison ("Lord, have mercy") and the Our Father) of prime and compline on certain days during Advent and Lent.
Liturgical English translations
Ecumenical (interdenominational) versions
International Consultation on English Texts
The International Consultation on English Texts (ICET), a first inter-church ecumenical group that undertook the writing of texts for use by English-speaking Christians in common, published Prayers We Have in Common (Fortress Press, 1970, 1971, 1975). Its version of the Apostles' Creed was adopted by several churches.
English Language Liturgical Consultation
The English Language Liturgical Consultation (ELLC), a successor body to the International Consultation on English Texts (ICET), published in 1988 a revised translation of the Apostles' Creed. It avoided the word "his" in relation to God and spoke of Jesus Christ as "God's only Son" instead of "his only Son". In the fourth line, it replaced the personal pronoun "he" with the relative "who", and changed the punctuation, so as no longer to present the Creed as a series of separate statements. In the same line it removed the words "the power of". It explained its rationale for making these changes and for preserving other controverted expressions in the 1988 publication Praying Together, with which it presented its new version:
Catholic Church
The initial (1970) English official translation of the Roman Missal of the Roman Catholic Church adopted the ICET version, as did catechetical texts such as the Catechism of the Catholic Church.
In 2008, the Catholic Church published a new English translation of the texts of the Mass of the Roman Rite, the use of which came into force at the end of 2011. It included the following translation of the Apostles' Creed:.
Church of England
In the Church of England there are currently two authorized forms of the creed: that of the Book of Common Prayer (1662) and that of Common Worship (2000).Book of Common Prayer, 1662
I believe in God the Father Almighty,
Maker of heaven and earth:
And in Jesus Christ his only Son our Lord,
Who was conceived by the Holy Ghost,
Born of the Virgin Mary,
Suffered under Pontius Pilate,
Was crucified, dead, and buried:
He descended into hell;
The third day he rose again from the dead;
He ascended into heaven,
And sitteth on the right hand of God the Father Almighty;
From thence he shall come to judge the quick and the dead.
I believe in the Holy Ghost;
The holy Catholick Church;
The Communion of Saints;
The Forgiveness of sins;
The Resurrection of the body,
And the Life everlasting.
Amen.Common WorshipI believe in God, the Father almighty,
creator of heaven and earth.
I believe in Jesus Christ, his only Son, our Lord,
who was conceived by the Holy Spirit,
born of the Virgin Mary,
suffered under Pontius Pilate,
was crucified, died, and was buried;
he descended to the dead.
On the third day he rose again;
he ascended into heaven,
he is seated at the right hand of the Father,
he will come to judge the living and the dead.
I believe in the Holy Spirit,
the holy catholic Church,
the communion of saints,
the forgiveness of sins,
the resurrection of the body,
and the life everlasting.
Amen.
Lutheran Church
In Luther's preface to his 'Small Catechism' which makes up part of the Book of Concord that contains the symbolical documents of the Lutheran Church it is suggested to commit the Creed, along with the Decalogue and Lord's Prayer to memory.
Evangelical Lutheran Worship
The publication Evangelical Lutheran Worship published by Augsburg Fortress, is the primary worship resource for the Evangelical Lutheran Church in America, the largest Lutheran denomination in the United States, and the Evangelical Lutheran Church in Canada. It presents the official ELCA version, footnoting the phrase "he descended to the dead" to indicate an alternative reading: "or 'he descended into hell', another translation of this text in widespread use". Another alternative reading is "Christian church" instead of catholic since there is a Christian group called Catholics.
The text is as follows:
Church of Denmark
The Church of Denmark still uses the phrase "We renounce the devil and all his doings and all his beings" as the beginning of this creed, before the line "We believe in God etc." This is mostly due to the influence of the Danish pastor Grundtvig. See .
United Methodist Church
The United Methodists in the USA commonly incorporate the Apostles' Creed into their worship services. The version which is most often used is located at No. 881 in the United Methodist Hymnal, one of their most popular hymnals and one with a heritage to brothers John Wesley and Charles Wesley, founders of Methodism. It is notable for omitting the line "he descended into hell", but is otherwise very similar to the Book of Common Prayer version. The 1989 Hymnal has both the traditional version and the 1988 ecumenical version, which includes "he descended to the dead".
The Apostles' Creed as found in The Methodist Hymnal of 1939 also omits the line "he descended..." The Methodist Hymnal of 1966 has the same version of the creed, but with a note at the bottom of the page stating, "Traditional use of this creed includes these words: 'He descended into hell.
However, when the Methodist Episcopal Church was organized in the United States in 1784, John Wesley sent the new American Church a Sunday Service which included the phrase "he descended into hell" in the text of The Apostles' Creed. It is clear that Wesley intended American Methodists to use the phrase in the recitation of the Creed.
The United Methodist Hymnal of 1989 also contains (at #882) what it terms the "Ecumenical Version" of this creed which is the ecumenically accepted modern translation of the International Committee on English Texts (1975) as amended by the subsequent successor body, the English Language Liturgical Consultation (1987). This form of the Apostles' Creed can be found incorporated into the Eucharistic and Baptismal Liturgies in the Hymnal and in The United Methodist Book of Worship, and hence it is growing in popularity and use. The word "catholic" is intentionally left lowercase in the sense that the word catholic applies to the universal and ecumenical Christian church.
Musical settings
Musical settings of the Symbolum Apostolorum as a motet are rare. English composer Robert Wylkynson (d. ca. 1515) composed a thirteen-voice canon, Jesus autem transiens, included in the Eton Choirbook, which features the text of the Creed. The French composer Le Brung published one Latin setting in 1540, and the Spanish composer Fernando de las Infantas published two in 1578.
Martin Luther wrote the hymn (translated into English as "We all believe in one God") in 1524 as a paraphrase of the Apostles' Creed.
In 1957, William P. Latham wrote "Credo (Metrical Version of the Apostle’s Creed)" in an SATB arrangement suitable for boys' and men's voices.
In 1979 John Michael Talbot, a Third Order Franciscan, composed and recorded "Creed" on his album, The Lord's Supper.
In 1986 Graham Kendrick published the popular "We believe in God the Father", closely based on the Apostles' Creed.
The song "Creed" on Petra's 1990 album Beyond Belief is loosely based on the Apostles' Creed.
GIA Publications published a hymn text in 1991 directly based on the Apostles' Creed, called "I Believe in God Almighty". It has been sung to hymn tunes from Wales, the Netherlands, and Ireland.
Rich Mullins and Beaker also composed a musical setting titled "Creed", released on Mullins' 1993 album A Liturgy, a Legacy, & a Ragamuffin Band. Notably, Mullins' version replaces "one holy catholic church" with "one holy church".
Integrity Music under the Hosanna! Music series, produced a live worship acoustic album in 1993, Be Magnified, which featured Randy Rothwell as worship leader, had an upbeat enthusiastic hymn called "The Apostle’s Creed", written by Randy Rothwell Burbank.
Newsboys released “We Believe” in 2013 on their album “Restart”. It was nominated for a Billboard Music Award for top Christian Song.
In 2014 Hillsong released a version of the Apostles' Creed under the title "This I Believe (The Creed)" on their album No Other Name.
Keith & Kristyn Getty released an expression of the Apostles' Creed under the title "We Believe (Apostle's Creed)" on their 2016 album Facing a Task Unfinished''.
See also
Chalcedonian Creed
One, Holy, Catholic, and Apostolic Church
Passion of Jesus
Virgin birth of Jesus
Explanatory notes
References
Further reading
External links
*
(with text and approximative transliteration to Latin alphabet)
English translations
Book of Concord
4th-century Christian texts
Ancient Christian controversies
Christian terminology
Ecumenical creeds
Christian statements of faith
Pontius Pilate
Trinitarianism |
3263 | https://en.wikipedia.org/wiki/Acid%20rain | Acid rain | Acid rain is rain or any other form of precipitation that is unusually acidic, meaning that it has elevated levels of hydrogen ions (low pH). Most water, including drinking water, has a neutral pH that exists between 6.5 and 8.5, but acid rain has a pH level lower than this and ranges from 4–5 on average. The more acidic the acid rain is, the lower its pH is. Acid rain can have harmful effects on plants, aquatic animals, and infrastructure. Acid rain is caused by emissions of sulfur dioxide and nitrogen oxide, which react with the water molecules in the atmosphere to produce acids.
Acid rain has been shown to have adverse impacts on forests, freshwaters, soils, microbes, insects and aquatic life-forms. In ecosystems, persistent acid rain reduces tree bark durability, leaving flora more susceptible to environmental stressors such as drought, heat/cold and pest infestation. Acid rain is also capable of detrimenting soil composition by stripping it of nutrients such as calcium and magnesium which play a role in plant growth and maintaining healthy soil. In terms of human infrastructure, acid rain also causes paint to peel, corrosion of steel structures such as bridges, and weathering of stone buildings and statues as well as having impacts on human health.
Some governments, including those in Europe and North America, have made efforts since the 1970s to reduce the release of sulfur dioxide and nitrogen oxide into the atmosphere through air pollution regulations. These efforts have had positive results due to the widespread research on acid rain starting in the 1960s and the publicized information on its harmful effects. The main source of sulfur and nitrogen compounds that result in acid rain are anthropogenic, but nitrogen oxides can also be produced naturally by lightning strikes and sulfur dioxide is produced by volcanic eruptions.
Definition
"Acid rain" is a popular term referring to the deposition of a mixture from wet (rain, snow, sleet, fog, cloudwater, and dew) and dry (acidifying particles and gases) acidic components. Distilled water, once carbon dioxide is removed, has a neutral pH of 7. Liquids with a pH less than 7 are acidic, and those with a pH greater than 7 are alkaline. "Clean" or unpolluted rain has an acidic pH, but usually no lower than 5.7, because carbon dioxide and water in the air react together to form carbonic acid, a weak acid according to the following reaction:
Carbonic acid then can ionize in water forming low concentrations of carbonate and hydronium ions:
Unpolluted rain can also contain other chemicals which affect its pH (acidity level). A common example is nitric acid produced by electric discharge in the atmosphere such as lightning. Acid deposition as an environmental issue (discussed later in the article) would include additional acids other than .
Occasional pH readings in rain and fog water of well below 2.4 have been reported in industrialized areas.
The main sources of the SO2 and NOx pollution that causes acid rain are burning fossil fuels to generate electricity and power internal combustion vehicles, to refine oil, and in industrial manufacturing and other processes.
History
Acid rain was first systematically studied in Europe, in the 1960s, and in the United States and Canada, the following decade.
In Europe
The corrosive effect of polluted, acidic city air on limestone and marble was noted in the 17th century by John Evelyn, who remarked upon the poor condition of the Arundel marbles.
Since the Industrial Revolution, emissions of sulfur dioxide and nitrogen oxides into the atmosphere have increased. In 1852, Robert Angus Smith was the first to show the relationship between acid rain and atmospheric pollution in Manchester, England. Smith coined the term "acid rain" in 1872.
In the late 1960s, scientists began widely observing and studying the phenomenon. At first, the main focus in this research lay on local effects of acid rain. Waldemar Christofer Brøgger was the first to acknowledge long-distance transportation of pollutants crossing borders from the United Kingdom to Norway – a problem systematically studied by Brynjulf Ottar in the 1970s. Ottar's work was strongly influenced by Swedish soil scientist Svante Odén, who had drawn widespread attention to Europe's acid rain problem in popular newspapers and wrote a landmark paper on the subject in 1968.
In the United States
The earliest report about acid rain in the United States came from chemical evidence gathered from Hubbard Brook Valley; public awareness of acid rain in the US increased in the 1970s after The New York Times reported on these findings.
In 1972, a group of scientists including Gene Likens discovered the rain that was deposited at White Mountains of New Hampshire was acidic. The pH of the sample was measured to be 4.03 at Hubbard Brook. The Hubbard Brook Ecosystem Study followed up with a series of research studies that analyzed the environmental effects of acid rain. Acid rain that mixed with stream water at Hubbard Brook was neutralized by the alumina from soils. The result of this research indicated that the chemical reaction between acid rain and aluminium leads to an increasing rate of soil weathering. Experimental research was done to examine the effects of increased acidity in streams on ecological species. In 1980, a group of scientists modified the acidity of Norris Brook, New Hampshire, and observed the change in species' behaviors. There was a decrease in species diversity, an increase in community dominants, and a decrease in the food web complexity.
In 1980, the US Congress passed an Acid Deposition Act. This Act established an 18-year assessment and research program under the direction of the National Acidic Precipitation Assessment Program (NAPAP). NAPAP enlarged a network of monitoring sites to determine how acidic the precipitation actually was, seeking to determine long-term trends, and established a network for dry deposition. Using a statistically based sampling design, NAPAP quantified the effects of acid rain on a regional basis by targeting research and surveys to identify and quantify the effects of acid precipitation on freshwater and terrestrial ecosystems. NAPAP also assessed the effects of acid rain on historical buildings, monuments, and building materials. It also funded extensive studies on atmospheric processes and potential control programs.
From the start, policy advocates from all sides attempted to influence NAPAP activities to support their particular policy advocacy efforts, or to disparage those of their opponents. For the US Government's scientific enterprise, a significant impact of NAPAP were lessons learned in the assessment process and in environmental research management to a relatively large group of scientists, program managers, and the public.
In 1981, the National Academy of Sciences was looking into research about the controversial issues regarding acid rain. President Ronald Reagan dismissed the issues of acid rain until his personal visit to Canada and confirmed that the Canadian border suffered from the drifting pollution from smokestacks originating in the US Midwest. Reagan honored the agreement to Canadian Prime Minister Pierre Trudeau's enforcement of anti-pollution regulation. In 1982, Reagan commissioned William Nierenberg to serve on the National Science Board. Nierenberg selected scientists including Gene Likens to serve on a panel to draft a report on acid rain. In 1983, the panel of scientists came up with a draft report, which concluded that acid rain is a real problem and solutions should be sought. White House Office of Science and Technology Policy reviewed the draft report and sent Fred Singer's suggestions of the report, which cast doubt on the cause of acid rain. The panelists revealed rejections against Singer's positions and submitted the report to Nierenberg in April. In May 1983, the House of Representatives voted against legislation that aimed to control sulfur emissions. There was a debate about whether Nierenberg delayed to release the report. Nierenberg himself denied the saying about his suppression of the report and stated that the report was withheld after the House's vote because it was not ready to be published.
In 1991, the US National Acid Precipitation Assessment Program (NAPAP) provided its first assessment of acid rain in the United States. It reported that 5% of New England Lakes were acidic, with sulfates being the most common problem. They noted that 2% of the lakes could no longer support Brook Trout, and 6% of the lakes were unsuitable for the survival of many species of minnow. Subsequent Reports to Congress have documented chemical changes in soil and freshwater ecosystems, nitrogen saturation, decreases in amounts of nutrients in soil, episodic acidification, regional haze, and damage to historical monuments.
Meanwhile, in 1990, the US Congress passed a series of amendments to the Clean Air Act. Title IV of these amendments established a cap and trade system designed to control emissions of sulfur dioxide and nitrogen oxides. Both these emissions proved to cause a significant problem on U.S. citizens and their access to healthy clean air. Title IV called for a total reduction of about 10 million tons of SO2 emissions from power plants, close to a 50% reduction. It was implemented in two phases. Phase I began in 1995, and limited sulfur dioxide emissions from 110 of the largest power plants to a combined total of 8.7 million tons of sulfur dioxide. One power plant in New England (Merrimack) was in Phase I. Four other plants (Newington, Mount Tom, Brayton Point, and Salem Harbor) were added under other provisions of the program. Phase II began in 2000, and affects most of the power plants in the country.
During the 1990s, research continued. On March 10, 2005, the EPA issued the Clean Air Interstate Rule (CAIR). This rule provides states with a solution to the problem of power plant pollution that drifts from one state to another. CAIR will permanently cap emissions of SO2 and NOx in the eastern United States. When fully implemented, CAIR will reduce SO2 emissions in 28 eastern states and the District of Columbia by over 70% and NOx emissions by over 60% from 2003 levels.
Overall, the program's cap and trade program has been successful in achieving its goals. Since the 1990s, SO2 emissions have dropped 40%, and according to the Pacific Research Institute, acid rain levels have dropped 65% since 1976. Conventional regulation was used in the European Union, which saw a decrease of over 70% in SO2 emissions during the same time period.
In 2007, total SO2 emissions were 8.9 million tons, achieving the program's long-term goal ahead of the 2010 statutory deadline.
In 2007 the EPA estimated that by 2010, the overall costs of complying with the program for businesses and consumers would be $1 billion to $2 billion a year, only one fourth of what was originally predicted. Forbes says: "In 2010, by which time the cap and trade system had been augmented by the George W. Bush administration's Clean Air Interstate Rule, SO2 emissions had fallen to 5.1 million tons."
The term citizen science can be traced back as far as January 1989 to a campaign by the Audubon Society to measure acid rain. Scientist Muki Haklay cites in a policy report for the Wilson Center entitled 'Citizen Science and Policy: A European Perspective' a first use of the term 'citizen science' by R. Kerson in the magazine MIT Technology Review from January 1989. Quoting from the Wilson Center report: "The new form of engagement in science received the name "citizen science". The first recorded example of the use of the term is from 1989, describing how 225 volunteers across the US collected rain samples to assist the Audubon Society in an acid-rain awareness raising campaign. The volunteers collected samples, checked for acidity, and reported back to the organization. The information was then used to demonstrate the full extent of the phenomenon."
In Canada
Canadian Harold Harvey was among the first to research a "dead" lake. In 1971, he and R. J. Beamish published a report, "Acidification of the La Cloche Mountain Lakes", documenting the gradual deterioration of fish stocks in 60 lakes in Killarney Park in Ontario, which they had been studying systematically since 1966.
In the 1970s and 80s, acid rain was a major topic of research at the Experimental Lakes Area (ELA) in Northwestern Ontario, Canada. Researchers added sulfuric acid to whole lakes in controlled ecosystem experiments to simulate the effects of acid rain. Because its remote conditions allowed for whole-ecosystem experiments, research at the ELA showed that the effect of acid rain on fish populations started at concentrations much lower than those observed in laboratory experiments. In the context of a food web, fish populations crashed earlier than when acid rain had direct toxic effects to the fish because the acidity led to crashes in prey populations (e.g. mysids). As experimental acid inputs were reduced, fish populations and lake ecosystems recovered at least partially, although invertebrate populations have still not completely returned to the baseline conditions. This research showed both that acidification was linked to declining fish populations and that the effects could be reversed if sulfuric acid emissions decreased, and influenced policy in Canada and the United States.
In 1985, seven Canadian provinces (all except British Columbia, Alberta, and Saskatchewan) and the federal government signed the Eastern Canada Acid Rain Program. The provinces agreed to limit their combined sulfur dioxide emissions to 2.3 million tonnes by 1994. The Canada-US Air Quality Agreement was signed in 1991. In 1998, all federal, provincial, and territorial Ministers of Energy and Environment signed The Canada-Wide Acid Rain Strategy for Post-2000, which was designed to protect lakes that are more sensitive than those protected by earlier policies.
Emissions of chemicals leading to acidification
The most important gas which leads to acidification is sulfur dioxide. Emissions of nitrogen oxides which are oxidized to form nitric acid are of increasing importance due to stricter controls on emissions of sulfur compounds. 70 Tg(S) per year in the form of SO2 comes from fossil fuel combustion and industry, 2.8 Tg(S) from wildfires, and 7–8 Tg(S) per year from volcanoes.
Natural phenomena
The principal natural phenomena that contribute acid-producing gases to the atmosphere are emissions from volcanoes. Thus, for example, fumaroles from the Laguna Caliente crater of Poás Volcano create extremely high amounts of acid rain and fog, with acidity as high as a pH of 2, clearing an area of any vegetation and frequently causing irritation to the eyes and lungs of inhabitants in nearby settlements. Acid-producing gasses are also created by biological processes that occur on the land, in wetlands, and in the oceans. The major biological source of sulfur compounds is dimethyl sulfide.
Nitric acid in rainwater is an important source of fixed nitrogen for plant life, and is also produced by electrical activity in the atmosphere such as lightning.
Acidic deposits have been detected in glacial ice thousands of years old in remote parts of the globe.
Human activity
The principal cause of acid rain is sulfur and nitrogen compounds from human sources, such as electricity generation, animal agriculture, factories, and motor vehicles. These also include power plants, which use electric power generators that account for a quarter of nitrogen oxides and two-thirds of sulfur dioxide within the atmosphere. Industrial acid rain is a substantial problem in China and Russia and areas downwind from them. These areas all burn sulfur-containing coal to generate heat and electricity.
The problem of acid rain has not only increased with population and industrial growth, but has become more widespread. The use of tall smokestacks to reduce local pollution has contributed to the spread of acid rain by releasing gases into regional atmospheric circulation; dispersal from these taller stacks causes pollutants to be carried farther, causing widespread ecological damage. Often deposition occurs a considerable distance downwind of the emissions, with mountainous regions tending to receive the greatest deposition (because of their higher rainfall). An example of this effect is the low pH of rain which falls in Scandinavia. Regarding low pH and pH imbalances in correlation to acid rain, low levels, or those under the pH value of 7, are considered acidic. Acid rain falls at a pH value of roughly 4, making it harmful to consume for humans. When these low pH levels fall in specific regions, they not only affect the environment but also human health. With acidic pH levels in humans comes hair loss, low urinary pH, severe mineral imbalances, constipation, and many cases of chronic disorders like Fibromyalgia and Basal Carcinoma.
Chemical process
Combustion of fuels produces sulfur dioxide and nitric oxides. They are converted into sulfuric acid and nitric acid.
Gas phase chemistry
In the gas phase sulfur dioxide is oxidized by reaction with the hydroxyl radical via an intermolecular reaction:
SO2 + OH· → HOSO2·
which is followed by:
HOSO2· + O2 → HO2· + SO3
In the presence of water, sulfur trioxide (SO3) is converted rapidly to sulfuric acid:
SO3 (g) + H2O (l) → H2SO4 (aq)
Nitrogen dioxide reacts with OH to form nitric acid:
NO2 + OH· → HNO3
Chemistry in cloud droplets
When clouds are present, the loss rate of SO2 is faster than can be explained by gas phase chemistry alone. This is due to reactions in the liquid water droplets.
Hydrolysis
Sulfur dioxide dissolves in water and then, like carbon dioxide, hydrolyses in a series of equilibrium reactions:
SO2 (g) + H2O SO2·H2O
SO2·H2O H+ + HSO3−
HSO3− H+ + SO32−
Oxidation
There are a large number of aqueous reactions that oxidize sulfur from S(IV) to S(VI), leading to the formation of sulfuric acid. The most important oxidation reactions are with ozone, hydrogen peroxide and oxygen (reactions with oxygen are catalyzed by iron and manganese in the cloud droplets).
Acid deposition
Wet deposition
Wet deposition of acids occurs when any form of precipitation (rain, snow, and so on) removes acids from the atmosphere and delivers it to the Earth's surface. This can result from the deposition of acids produced in the raindrops (see aqueous phase chemistry above) or by the precipitation removing the acids either in clouds or below clouds. Wet removal of both gases and aerosols are both of importance for wet deposition.
Dry deposition
Acid deposition also occurs via dry deposition in the absence of precipitation. This can be responsible for as much as 20 to 60% of total acid deposition. This occurs when particles and gases stick to the ground, plants or other surfaces.
Adverse effects
Acid rain has been shown to have adverse impacts on forests, freshwaters and soils, killing insect and aquatic life-forms as well as causing damage to buildings and having impacts on human health.
Surface waters and aquatic animals
Both the lower pH and higher aluminium concentrations in surface water that occur as a result of acid rain can cause damage to fish and other aquatic animals. At pH lower than 5 most fish eggs will not hatch and lower pH can kill adult fish. As lakes and rivers become more acidic biodiversity is reduced. Acid rain has eliminated insect life and some fish species, including the brook trout in some lakes, streams, and creeks in geographically sensitive areas, such as the Adirondack Mountains of the United States. However, the extent to which acid rain contributes directly or indirectly via runoff from the catchment to lake and river acidity (i.e., depending on characteristics of the surrounding watershed) is variable. The United States Environmental Protection Agency's (EPA) website states: "Of the lakes and streams surveyed, acid rain caused acidity in 75% of the acidic lakes and about 50% of the acidic streams". Lakes hosted by silicate basement rocks are more acidic than lakes within limestone or other basement rocks with a carbonate composition (i.e. marble) due to buffering effects by carbonate minerals, even with the same amount of acid rain.
Soils
Soil biology and chemistry can be seriously damaged by acid rain. Some microbes are unable to tolerate changes to low pH and are killed. The enzymes of these microbes are denatured (changed in shape so they no longer function) by the acid. The hydronium ions of acid rain also mobilize toxins, such as aluminium, and leach away essential nutrients and minerals such as magnesium.
2 H+ (aq) + Mg2+ (clay) 2 H+ (clay) + Mg2+ (aq)
Soil chemistry can be dramatically changed when base cations, such as calcium and magnesium, are leached by acid rain, thereby affecting sensitive species, such as sugar maple (Acer saccharum).
Soil acidification
Impacts of acidic water and soil acidification on plants could be minor or in most cases major. Most minor cases which do not result in fatality of plant life can be attributed to the plants being less susceptible to acidic conditions and/or the acid rain being less potent. However, even in minor cases, the plant will eventually die due to the acidic water lowering the plant's natural pH. Acidic water enters the plant and causes important plant minerals to dissolve and get carried away; which ultimately causes the plant to die of lack of minerals for nutrition. In major cases, which are more extreme, the same process of damage occurs as in minor cases, which is removal of essential minerals, but at a much quicker rate. Likewise, acid rain that falls on soil and on plant leaves causes drying of the waxy leaf cuticle, which ultimately causes rapid water loss from the plant to the outside atmosphere and eventually results in death of the plant. To see if a plant is being affected by soil acidification, one can closely observe the plant leaves. If the leaves are green and look healthy, the soil pH is normal and acceptable for plant life. But if the plant leaves have yellowing between the veins on their leaves, that means the plant is suffering from acidification and is unhealthy. Moreover, a plant suffering from soil acidification cannot photosynthesize; the acid-water-induced process of drying out of the plant can destroy chloroplast organelles. Without being able to photosynthesize, a plant cannot create nutrients for its own survival or oxygen for the survival of aerobic organisms, which affects most species on Earth and ultimately ends the purpose of the plant's existence.
Forests and other vegetation
Adverse effects may be indirectly related to acid rain, like the acid's effects on soil (see above) or high concentration of gaseous precursors to acid rain. High altitude forests are especially vulnerable as they are often surrounded by clouds and fog which are more acidic than rain.
Other plants can also be damaged by acid rain, but the effect on food crops is minimized by the application of lime and fertilizers to replace lost nutrients. In cultivated areas, limestone may also be added to increase the ability of the soil to keep the pH stable, but this tactic is largely unusable in the case of wilderness lands. When calcium is leached from the needles of red spruce, these trees become less cold tolerant and exhibit winter injury and even death.
Ocean acidification
Acid rain has a much less harmful effect on oceans on a global scale, but it creates an amplified impact in the shallower waters of coastal waters. Acid rain can cause the ocean's pH to fall, known as ocean acidification, making it more difficult for different coastal species to create their exoskeletons that they need to survive. These coastal species link together as part of the ocean's food chain, and without them being a source for other marine life to feed off of, more marine life will die. Coral's limestone skeleton is particularly sensitive to pH decreases, because the calcium carbonate, a core component of the limestone skeleton, dissolves in acidic (low pH) solutions.
In addition to acidification, excess nitrogen inputs from the atmosphere promote increased growth of phytoplankton and other marine plants, which, in turn, may cause more frequent harmful algal blooms and eutrophication (the creation of oxygen-depleted "dead zones") in some parts of the ocean.
Human health effects
Acid rain does not directly affect human health. The acid in the rainwater is too dilute to have direct adverse effects. The particulates responsible for acid rain (sulfur dioxide and nitrogen oxides) do have an adverse effect. These particulates come together and react in the atmosphere, forming nitrate particles and fine sulfate. Increased amounts of fine particulate matter in the air contribute to heart and lung problems, including asthma and bronchitis. These particular effects on the heart and lungs can alter their function, including heart attack caused death for those with an increased risk of heart disease and other heart conditions.
Other adverse effects
Acid rain can damage buildings, historic monuments, and statues, especially those made of rocks, such as limestone and marble, that contain large amounts of calcium carbonate. Acids in the rain react with the calcium compounds in the stones to create gypsum, which then flakes off.
CaCO3 (s) + H2SO4 (aq) CaSO4 (s) + CO2 (g) + H2O (l)
The effects of this are commonly seen on old gravestones, where acid rain can cause the inscriptions to become completely illegible. Acid rain also increases the corrosion rate of metals, in particular iron, steel, copper and bronze.
Affected areas
Places significantly impacted by acid rain around the globe include most of eastern Europe from Poland northward into Scandinavia, the eastern third of the United States, and southeastern Canada. Other affected areas include the southeastern coast of China and Taiwan.
Prevention methods
Technical solutions
Many coal-firing power stations use flue-gas desulfurization (FGD) to remove sulfur-containing gases from their stack gases. For a typical coal-fired power station, FGD will remove 95% or more of the SO2 in the flue gases. An example of FGD is the wet scrubber which is commonly used. A wet scrubber is basically a reaction tower equipped with a fan that extracts hot smoke stack gases from a power plant into the tower. Lime or limestone in slurry form is also injected into the tower to mix with the stack gases and combine with the sulfur dioxide present. The calcium carbonate of the limestone produces pH-neutral calcium sulfate that is physically removed from the scrubber. That is, the scrubber turns sulfur pollution into industrial sulfates.
In some areas the sulfates are sold to chemical companies as gypsum when the purity of calcium sulfate is high. In others, they are placed in landfill. The effects of acid rain can last for generations, as the effects of pH level change can stimulate the continued leaching of undesirable chemicals into otherwise pristine water sources, killing off vulnerable insect and fish species and blocking efforts to restore native life.
Fluidized bed combustion also reduces the amount of sulfur emitted by power production.
Vehicle emissions control reduces emissions of nitrogen oxides from motor vehicles.
International treaties
International treaties on the long-range transport of atmospheric pollutants have been agreed upon by western countries for some time now. Beginning in 1979, European countries convened in order to ratify general principles discussed during the UNECE Convention. The purpose was to combat Long-Range Transboundary Air Pollution. The 1985 Helsinki Protocol on the Reduction of Sulfur Emissions under the Convention on Long-Range Transboundary Air Pollution furthered the results of the convention. Results of the treaty have already come to fruition, as evidenced by an approximate 40 percent drop in particulate matter in North America. The effectiveness of the Convention in combatting acid rain has inspired further acts of international commitment to prevent the proliferation of particulate matter. Canada and the US signed the Air Quality Agreement in 1991. Most European countries and Canada signed the treaties. Activity of the Long-Range Transboundary Air Pollution Convention remained dormant after 1999, when 27 countries convened to further reduce the effects of acid rain. In 2000, foreign cooperation to prevent acid rain was sparked in Asia for the first time. Ten diplomats from countries ranging throughout the continent convened to discuss ways to prevent acid rain. Following these discussions, the Acid Deposition Monitoring Network in East Asia (EANET) was established in 2001 as an intergovernmental initiative to provide science-based inputs for decision makers and promote international cooperation on acid deposition in East Asia. In 2023, the EANET member countries include Cambodia, China, Indonesia, Japan, Lao PDR, Malaysia, Mongolia, Myanmar, the Philippines, Republic of Korea, Russia, Thailand and Vietnam.
Emissions trading
In this regulatory scheme, every current polluting facility is given or may purchase on an open market an emissions allowance for each unit of a designated pollutant it emits. Operators can then install pollution control equipment, and sell portions of their emissions allowances they no longer need for their own operations, thereby recovering some of the capital cost of their investment in such equipment. The intention is to give operators economic incentives to install pollution controls.
The first emissions trading market was established in the United States by enactment of the Clean Air Act Amendments of 1990. The overall goal of the Acid Rain Program established by the Act is to achieve significant environmental and public health benefits through reductions in emissions of sulfur dioxide (SO2) and nitrogen oxides (NOx), the primary causes of acid rain. To achieve this goal at the lowest cost to society, the program employs both regulatory and market based approaches for controlling air pollution.
See also
Alkaline precipitation
Citizen science – one of two 'first uses' of the term was in an acid rain campaign in 1989.
Gene Likens
List of environmental issues
Lists of environmental topics
Ocean acidification
Rain dust (an alkaline rain)
Soil retrogression and degradation
References
External links
National Acid Precipitation Assessment Program Report – a 98-page report to Congress (2005)
Acid rain for schools
Acid rain for schools – Hubbard Brook
United States Environmental Protection Agency – New England Acid Rain Program (superficial)
Acid Rain (more depth than ref. above)
U.S. Geological Survey – What is acid rain?
Acid Rain: A Continuing National Tragedy – a report from The Adirondack Council on acid rain in the Adirondack region (1998)
What Happens to Acid Rain?
Acid Rain and how it affects fish and other aquatic organisms
Fourth Report for Policy Makers (RPM4): Towards Clean Air for Sustainable Future in East Asia through Collaborative Activities- a report for policy-makers, Acid Deposition Monitoring Network in East Asia, EANET, (2019).
Rain
Pollution
Air pollution
Water pollution
Forest pathology
Environmental chemistry
Sulfuric acid |
3273 | https://en.wikipedia.org/wiki/Arlo%20Guthrie | Arlo Guthrie | Arlo Davy Guthrie (born July 10, 1947) is an American folk singer-songwriter. He is known for singing songs of protest against social injustice, and storytelling while performing songs, following the tradition of his father, Woody Guthrie. Guthrie's best-known work is his debut piece, "Alice's Restaurant Massacree", a satirical talking blues song about 18 minutes in length that has since become a Thanksgiving anthem. His only top-40 hit was a cover of Steve Goodman's "City of New Orleans". His song "Massachusetts" was named the official folk song of the state, in which he has lived most of his adult life. Guthrie has also made several acting appearances. He is the father of four children, who have also had careers as musicians.
Early life
Guthrie was born in the Coney Island neighborhood of Brooklyn, the son of the folk singer and composer Woody Guthrie and dancer Marjorie Mazia Guthrie. He is the fifth, and oldest surviving, of Woody Guthrie's eight children; two older half-sisters died of Huntington's disease (of which Woody also died in 1967), an older half-brother died in a train accident, another half sister died in a car accident, and a fourth sister died in childhood. His sister is the record producer Nora Guthrie. His mother was a professional dancer with the Martha Graham Company and founder of what is now the Huntington's Disease Society of America. Arlo's father was from a Baptist family of English and Scottish descent; and his mother was Jewish, the daughter of immigrants from Ukraine. His maternal grandmother was Yiddish poet Aliza Greenblatt, and country/western singer Jack Guthrie, who died when Arlo was an infant, was Arlo's cousin once removed.
Guthrie received religious training for his bar mitzvah from Rabbi Meir Kahane, who formed the Jewish Defense League. "Rabbi Kahane was a really nice, patient teacher," Guthrie later recalled, "but shortly after he started giving me my lessons, he started going haywire. Maybe I was responsible." Guthrie converted to Catholicism in 1977, before embracing interfaith beliefs later in his life. "I firmly believe that different religious traditions can reside in one person, or one nation or even one world," Guthrie said in 2015. In 2020, following his retirement, Guthrie expressed a philosophical affinity for gospel music, noting: "Gospel music to me is the biggest genre of protest music. If this world ain’t doing it for you, and your hopes are in the next one you can't get more protest than that."
Guthrie attended Woodward School in Clinton Hill, Brooklyn, from first through eighth grades and later graduated from the Stockbridge School, in Stockbridge, Massachusetts, in 1965. He spent the summer of 1965 in London, eventually meeting Karl Dallas, who connected Guthrie with London's folk rock scene and became a lifelong friend of his. He briefly attended Rocky Mountain College, in Billings, Montana. He received an honorary doctorate from Siena College in 1981 and from Westfield State College in 2008.
As a singer, songwriter and lifelong political activist, Guthrie carries on the legacy of his father. He was awarded the Peace Abbey Courage of Conscience award on September 26, 1992.
"Alice's Restaurant"
On November 26, 1965, while in Stockbridge, Massachusetts, during Thanksgiving break from his brief stint in college, 18-year-old Guthrie and his friend, Richard Robbins, were arrested for illegally dumping on private property what Guthrie described as "a half-ton of garbage" from the home of his friends, teachers Ray and Alice Brock, after he discovered that the local landfill was closed for the holiday. Guthrie and Robbins appeared in court, pled guilty to the charges, were levied a nominal fine and picked up the garbage that weekend.
This littering charge served as the basis for Guthrie's most famous work, "Alice's Restaurant Massacree", a talking blues song that runs 18 minutes and 34 seconds in its original recorded version. In 1997, Guthrie jokingly pointed out that this was also the exact length of one of the infamous gaps in President Richard Nixon's Watergate tapes, and that Nixon owned a copy of the record. The Alice in the song is Alice Brock, who had been a librarian at Arlo's boarding school in the town before opening her restaurant. She later opened an art studio in Provincetown, Massachusetts.
The song lampoons the Vietnam War draft. However, Guthrie has stated in multiple interviews that the song is more an "anti-stupidity" song than an anti-war song, adding that it is based on a true incident. In the song, Guthrie is called up for a draft examination and rejected as unfit for military service as a result of a criminal record consisting solely of one conviction for the aforementioned littering. Alice and her restaurant are the subjects of the refrain, but are generally mentioned only incidentally in the story (early drafts of the song explained that the restaurant was a place to hide from the police). Though her presence is implied at certain points in the story, Alice herself is described explicitly in the tale only briefly when she bails Guthrie and a friend out of jail. On the DVD commentary for the 1969 movie, Guthrie stated that the events presented in the song all actually happened (others, such as the arresting officer, William Obanhein, disputed some of the song's details, but generally verified the truth of the overall story).
"Alice's Restaurant" was the song that earned Guthrie his first recording contract, after counterculture radio host Bob Fass began playing a tape recording of one of Guthrie's live performances of the song repeatedly one night in 1967. A performance at the Newport Folk Festival on July 17, 1967, was also very well received. Soon afterward, Guthrie recorded the song in front of a studio audience in New York City and released it as side one of the album, Alice's Restaurant. By the end of the decade, Guthrie had gone from playing coffee houses and small venues to playing massive and prestigious venues such as Carnegie Hall and the Woodstock Festival.
For a short period after its release in October 1967, "Alice's Restaurant" was heavily played on U.S. college and counterculture radio stations. It became a symbol of the late 1960s, and for many it defined an attitude and lifestyle that were lived out across the country in the ensuing years. Its leisurely finger-picking acoustic guitar and rambling lyrics were widely memorized and played by irreverent youth. Many stations in the United States have a Thanksgiving Day tradition of playing "Alice's Restaurant".
A 1969 film, directed and co-written by Arthur Penn, was based on the true story told in the song, but with the addition of a large number of fictional scenes. This film, also called Alice's Restaurant, featured Guthrie and several other figures in the song portraying themselves. The part of his father Woody Guthrie, who had died in 1967, was played by actor Joseph Boley; Alice, who made a cameo appearance as an extra, was also recast, with actress Pat Quinn in the title role (Alice Brock later disowned the film's portrayal of her).
Despite its popularity, the song "Alice's Restaurant Massacree" is not always featured on the setlist of any given Guthrie performance. Since putting it back into his setlist in 1984, he has performed the song every ten years, stating in a 2014 interview that the Vietnam War had ended by the 1970s and that everyone who was attending his concerts had likely already heard the song anyway. So, after a brief period in the late 1960s and early 1970s when he replaced the monologue with a fictional one involving "multicolored rainbow roaches", he decided to do it only on special occasions from that point forward.
Musical career and critical reception
The "Alice's Restaurant" song was one of a few very long songs to become popular just when albums began replacing hit singles as young people's main music listening. But in 1972 Guthrie had a highly successful single as well: Steve Goodman's song "City of New Orleans", a wistful paean to long-distance passenger rail travel. Guthrie's first trip on that train was in December 2005 (when his family joined other musicians on a train trip across the country to raise money for musicians financially devastated by Hurricane Katrina and Hurricane Rita, in the South of the United States). He also had a minor hit with his song "Coming into Los Angeles", which was played at the 1969 Woodstock Festival, but did not get much radio airplay because of its plot (involving the smuggling of drugs from London by airplane), and success with a live version of "The Motorcycle Song" (one of the songs on the B-side of the Alice's Restaurant album). A cover of the folk song "Gypsy Davy" was a hit on the easy listening charts.
In the fall of 1975 during a benefit concert in Massachusetts, Guthrie performed with his band, Shenandoah, in public for the first time. They continued to tour and record throughout the 1970s until the early 1990s. Although the band received good reviews, it never gained the popularity that Guthrie did while playing solo. Shenandoah consisted of (after 1976) David Grover, Steve Ide, Carol Ide, Terry A La Berry and Dan Velika and is not to be confused with the country music group Shenandoah. The Ides, along with Terry a la Berry, reunited with Guthrie for a 2018 tour. Guthrie has performed a concert almost every Thanksgiving weekend since he became famous at Carnegie Hall, a tradition he announced would come to an end after the 2019 concert.
Guthrie's 1976 album Amigo received a five-star (highest rating) from Rolling Stone, and may be his best-received work. However, that album, like Guthrie's earlier Warner Bros. Records albums, is rarely heard today, even though each contains strong folk and folk rock music accompanied by widely regarded musicians such as Ry Cooder.
A number of musicians from a variety of genres have joined Guthrie onstage, including Pete Seeger, David Bromberg, Cyril Neville, Emmylou Harris, Willie Nelson, Judy Collins, John Prine, Wesley Gray, Josh Ritter, and others. A video from a concert with Seeger at Wolf Trap in 1993 has been a staple of YouTube, with Guthrie's story-telling showcased in a performance of "Can't Help Falling in Love". In 2020, Guthrie collaborated with Jim Wilson on a cover of Stephen Foster's "Hard Times Come Again No More."
On October 23, 2020, Guthrie announced via Facebook that he had "reached the difficult decision that touring and stage shows are no longer possible," due to a series of strokes that had impaired his ability to walk and perform. All of his scheduled tour appearances for 2020 were cancelled, and Guthrie said he will not accept any new bookings offered. His final performance at Carnegie Hall was on November 29, 2019. His final live touring concert was on March 7, 2020, at The Caverns in Pelham, Tennessee. He had attempted to record some private concerts in the summer of 2020 but concluded his playing was no longer up to his standards.
Guthrie rescinded his retirement announcement and stated that he would begin touring again in April 2023, albeit with his appearances reduced to locations in the Northeast within driving distance of his Massachusetts home, spaced at least one week apart to allow him to return home between shows. Due to the inhibitions caused by the stroke, the What's Left of Me tour will be mostly conversations with Bob Santelli and archival video "with maybe some music included," but he embarked on the comeback tour in an effort to rehabilitate from his stroke more quickly.
Acting
Though Guthrie is best known for being a musician, singer, and composer, throughout the years he has also appeared as an actor in films and on television. The film Alice's Restaurant (1969) is his best known role, but he has had small parts in several films and even co-starred in a television drama, Byrds of Paradise.
Guthrie has had minor roles in several movies and television series. Usually, he has appeared as himself, often performing music and/or being interviewed about the 1960s, folk music and various social causes. His television appearances have included a broad range of programs from The Muppet Show (1979) to Politically Incorrect (1998). A rare dramatic film part was in the 1992 movie Roadside Prophets. Guthrie's memorable appearance at the 1969 Woodstock Festival was documented in the Michael Wadleigh film Woodstock.
Guthrie also made a pilot for a TV variety show called The Arlo Guthrie Show in February 1987. The hour-long program included story telling and musical performances and was filmed in Austin, Texas. It was broadcast nationally on PBS. Special guests were Pete Seeger, Bonnie Raitt, David Bromberg and Jerry Jeff Walker.
Politics
In his earlier years, at least from the 1960s to the 1980s, Guthrie had taken what seemed a left-leaning approach to American politics, influenced by his father. In his often lengthy comments during concerts, his expressed positions were consistently anti-war, anti-Nixon, pro-drugs and in favor of making nuclear power illegal. However, he apparently did not perceive himself as the major youth culture spokesperson he had been regarded as by the media, as evidenced by the lyrics in his 1979 song "Prologue": "I can remember all of your smiles during the demonstrations ... and together we sang our victory songs though we were worlds apart." A 1969 rewrite of "Alice's Restaurant" pokes fun at former President Lyndon Johnson and his staff.
In 1984, he was the featured celebrity in George McGovern's presidential campaign for the Democratic presidential nomination in Guthrie's home state of Massachusetts, performing at rallies and receptions.
Guthrie identified as a registered Republican in 2008. He endorsed Texas Congressman Ron Paul for the 2008 Republican Party nomination, and said, "I love this guy. Dr. Paul is the only candidate I know of who would have signed the Constitution of the United States had he been there. I'm with him, because he seems to be the only candidate who actually believes it has as much relevance today as it did a couple of hundred years ago. I look forward to the day when we can work out the differences we have with the same revolutionary vision and enthusiasm that is our American legacy." He told The New York Times Magazine that he (had become) a Republican because, "We had enough good Democrats. We needed a few more good Republicans. We needed a loyal opposition."
Commenting on the 2016 election, Guthrie identified himself as an independent, and said he was "equally suspicious of Democrats as I am of Republicans". He declined to endorse a candidate, noting that he personally liked Bernie Sanders despite disagreeing with parts of Sanders' platform. While he thought it "wonderful" that Donald Trump was not relying on campaign donations, he did not believe that it necessarily meant that Trump had the best interests of the country in mind.
In 2018, Guthrie contacted publication Urban Milwaukee to clarify his political stance. He stated "I am not a Republican," and expressed deep disagreement with the Trump administration's views, especially the policies on immigration and treatment of detained immigrants by ICE. Guthrie further clarified, "I left the party years ago and do not identify myself with either party these days. I strongly urge my fellow Americans to stop the current trend of guilt by association, and look beyond the party names and affiliations, and work for candidates whose policies are more closely aligned with their own, whatever they may be. ... I don't pretend to be right all the time, and sometimes I've gone so far as to change my mind from time to time."
Guthrie expressed support for the George Floyd protests in June 2020, stating that it would be good if politicians "embraced it rather than resist the evolving nature of what it means to be an American".
In 2023, Guthrie stated that though he still maintained his personal convictions on particular issues, he had grown to become largely apolitical. He expressed irritation at having his past political views be brought up in later interviews and commented that the collapse of the groups and institutions that his parents' generation had embraced in favor of an overly individualist culture was "disheartening," but a natural progression of society.
Legacy
Like his father, Woody Guthrie, he often sings songs of protest against social injustice. He collaborated with poet Adrian Mitchell to tell the story of Chilean folk singer and activist Víctor Jara in song. He regularly performed with folk musician Pete Seeger, one of his father's longtime partners. Ramblin' Jack Elliott, who had lived for two years in the Guthries' home before Arlo left for boarding school, had absorbed Woody's style perhaps better than anyone; Arlo has been said to have credited Elliott for passing it along to him.
In 1991, Guthrie bought the church that had served as Alice and Ray Brock's former home in Great Barrington, Massachusetts, and converted it to the Guthrie Center, an interfaith meeting place that serves people of all religions. The center provides weekly free lunches in the community and support for families living with HIV/AIDS, as well as other life-threatening illnesses. It also hosts a summertime concert series and Guthrie does six or seven fund raising shows there every year. There are several annual events such as the Walk-A-Thon to Cure Huntington's Disease and a "Thanksgiving Dinner That Can't Be Beat" for families, friends, doctors and scientists who live and work with Huntington's disease.
One of the title characters in the comic strip Arlo and Janis is named after Guthrie. Cartoonist Jimmy Johnson noted he was inspired by a friend who resembled Guthrie to name one of his characters Arlo. English commentator Arlo White was named after Guthrie.
Personal life
Guthrie owns a home in Washington, Massachusetts, where he and Jackie Hyde, who was his wife for 43 years, were longtime residents. Jackie died on October 14, 2012, shortly after being diagnosed with liver cancer. He and second wife Marti Ladd now split time between Washington in the summer and Micco, Florida in the winter.
Guthrie's son Abe Guthrie and his daughters Annie, Sarah Lee Guthrie, and Cathy Guthrie are also musicians. Abe Guthrie was formerly in the folk-rock band Xavier and has toured with his father. Annie Guthrie writes songs, performs, and takes care of family touring details. Sarah Lee performs and records with her husband Johnny Irion. Cathy plays ukulele in Folk Uke, a group she formed with Amy Nelson, a daughter of Willie Nelson. Cathy and Sarah Lee also perform as the "Guthrie Girls," a country music duo.
On October 23, 2020, Guthrie announced he was retiring from touring and stage shows, citing health issues, including a stroke on Thanksgiving Day 2019 which required brief hospitalization and physical therapy. On his official website and in social media, he posted, "A folksinger's shelf life may be a lot longer than a dancer or an athlete, but at some point, unless you're incredibly fortunate or just plain whacko (either one or both) it's time to hang up the 'Gone Fishing' sign. Going from town to town and doing stage shows, remaining on the road is no longer an option."
On October 23, 2021, Guthrie announced that he was engaged to Marti Ladd, with whom he had been in a relationship since shortly after Jackie's death in 2012. The couple married December 8, 2021. It is the second marriage for each of them. Guthrie had met Ladd 20 years earlier when he went to Woodstock, New York with his wife Jackie to do a film. They were put up at The Wild Rose Inn, where Ladd was the owner/operator. In September 2016, Ladd sold the Inn and moved in with Guthrie.
Discography
Studio albums
Alice's Restaurant (1967)
Running Down the Road (1969)
Washington County (1970)
Hobo's Lullaby (1972)
Last of the Brooklyn Cowboys (1973)
Arlo Guthrie (1974)
Amigo (1976)
One Night (1978), with Shenandoah
Outlasting the Blues (1979)
Power of Love (1981)
Someday (1986)
Baby's Storytime (1990)
Son of the Wind (1992)
Woody's 20 Grow Big Songs (1992)
Mystic Journey (1996)
This Land Is Your Land: An All American Children's Folk Classic (1997), with Woody Guthrie
32¢ Postage Due (2008)
Tales of '69 (2009)
Other works
Selected filmography
Alice's Restaurant (1969)
Renaldo and Clara (1978)
Baby's Storytime (1989)
Roadside Prophets (1992)
Notable television appearances
Beat Club (season 1, episode 52) February 28, 1970
The Byrds of Paradise (1994, 8 episodes), a short-lived ABC drama set in Hawaii
Relativity December 29, 1996
Renegade, guest-starring in "Top Ten with a Bullet" (season 5, episode 14) aired on January 24, 1997
Rich Man, Poor Man Book II: two episodes, 1976
The fourth season of The Muppet Show.
The Fiftieth Anniversary of "Alice's Restaurant". PBS special on Thanksgiving Day, November 26, 2015
Film and television composer
Alice's Restaurant (1969) (song "Alice's Restaurant Massacree")
Woodstock (1970)
Clay Pigeon (1971) also known as Trip to Kill (UK)
Baby's Storytime (1989)
Producer and writer
Isn't This a Time! A Tribute Concert for Harold Leventhal (2004)
Mooses Come Walking (1995) (children's book)
Appearances as himself
The Johnny Cash Show (season 2, episode 1), January 21, 1970
Hylands hörna (episode # 4.4) January 31, 1970
Woodstock (1969) (also known as Woodstock 25th Anniversary Edition and as Woodstock, 3 Days of Peace & Music)
The Dick Cavett Show September 8, 1970
Arthur Penn 1922–: Themes and Variants (1970) (TV)
The Tonight Show Starring Johnny Carson, August 17, 1972
The Muppet Show (episode # 4.8) June 19, 1979
The Weavers: Wasn't That a Time (1982)
Woody Guthrie: Hard Travelin''' (1984)
Farm Aid '85 (1985) (TV)
Farm Aid '87 (1987) (TV)
A Vision Shared: A Tribute to Woody Guthrie and Leadbelly (1988)
Woodstock: The Lost Performances (1990)
Woodstock Diary (1994) (TV)
The Kennedy Center Honors: A Celebration of the Performing Arts (1994) (TV)
The History of Rock 'N' Roll, Vol. 6 (1995) (TV) (also known as My Generation)
This Land Is Your Land: The Animated Kids' Songs of Woody Guthrie (1997)
Healthy Kids (1998) (TV series)
The Ballad of Ramblin' Jack (2000)
Hollywood Rocks the Movies: The Early Years (1955–1970) (2000) (TV)
Last Party 2000 (2001) (also known as The Party's Over)
Pops Goes the Fourth! (July 4, 2001)
NPR's Talk of the Nation radio broadcast (November 14, 2001)
"St. James Infirmary" and "City of New Orleans"
Singing in the Shadow: The Children of Rock Royalty (2003)
Get Up, Stand Up (2003) (TV series)
From Wharf Rats to the Lords of the Docks (2004)
Isn't This a Time! A Tribute Concert for Harold Leventhal (2004)
Sacco and Vanzetti (2006)
1968 with Tom Brokaw (2007)
Pete Seeger: The Power of Song (2008) (American Masters PBS TV special)
The 84th Annual Macy's Thanksgiving Day Parade (2010) (TV special)
See also
Jan Randall
List of 1970s one-hit wonders in the United States
Notes
References
"Youths Ordered to Clean Up Rubbish Mess", The Berkshire Eagle'' (Pittsfield, Massachusetts), November 29, 1965, page 25, column 4. Reprinted in:
External links
The Guthrie Center
World Music Central "Arlo Guthrie"
Audio 2007 Interview on the Horace J. Digby Report, Ann Arbor, Michigan
1947 births
Living people
American acoustic guitarists
American male guitarists
American folk guitarists
American folk singers
American male singer-songwriters
American people of Scottish descent
American people of Ukrainian-Jewish descent
Arlo
Jewish American musicians
Singers from Brooklyn
Rocky Mountain College alumni
Political music artists
Jewish folk singers
Reprise Records artists
Warner Records artists
Guitarists from New York (state)
People from Washington, Massachusetts
American mandolinists
American autoharp players
American banjoists
American harmonica players
20th-century American guitarists
20th-century American pianists
American male pianists
Converts to Roman Catholicism from Judaism
Singer-songwriters from New York (state)
20th-century American Jews
21st-century American Jews |
3277 | https://en.wikipedia.org/wiki/Antioxidant | Antioxidant | Antioxidants are compounds that inhibit oxidation (usually occurring as autoxidation), a chemical reaction that can produce free radicals. Autoxidation leads to degradation of organic compounds, including living matter. Antioxidants are frequently added to industrial products, such as polymers, fuels, and lubricants, to extend their usable lifetimes. Food are also treated with antioxidants to forestall spoilage, in particular the rancidification of oils and fats. In cells, antioxidants such as glutathione, mycothiol or bacillithiol, and enzyme systems like superoxide dismutase, can prevent damage from oxidative stress.
Known dietary antioxidants are vitamins A, C, and E, but the term antioxidant has also been applied to numerous other dietary compounds that only have antioxidant properties in vitro, with little evidence for antioxidant properties in vivo. Dietary supplements marketed as antioxidants have not been shown to maintain health or prevent disease in humans.
History
As part of their adaptation from marine life, terrestrial plants began producing non-marine antioxidants such as ascorbic acid (vitamin C), polyphenols and tocopherols. The evolution of angiosperm plants between 50 and 200 million years ago resulted in the development of many antioxidant pigments – particularly during the Jurassic period – as chemical defences against reactive oxygen species that are byproducts of photosynthesis. Originally, the term antioxidant specifically referred to a chemical that prevented the consumption of oxygen. In the late 19th and early 20th centuries, extensive study concentrated on the use of antioxidants in important industrial processes, such as the prevention of metal corrosion, the vulcanization of rubber, and the polymerization of fuels in the fouling of internal combustion engines.
Early research on the role of antioxidants in biology focused on their use in preventing the oxidation of unsaturated fats, which is the cause of rancidity. Antioxidant activity could be measured simply by placing the fat in a closed container with oxygen and measuring the rate of oxygen consumption. However, it was the identification of vitamins C and E as antioxidants that revolutionized the field and led to the realization of the importance of antioxidants in the biochemistry of living organisms. The possible mechanisms of action of antioxidants were first explored when it was recognized that a substance with anti-oxidative activity is likely to be one that is itself readily oxidized. Research into how vitamin E prevents the process of lipid peroxidation led to the identification of antioxidants as reducing agents that prevent oxidative reactions, often by scavenging reactive oxygen species before they can damage cells.
Uses in technology
Food preservatives
Antioxidants are used as food additives to help guard against food deterioration. Exposure to oxygen and sunlight are the two main factors in the oxidation of food, so food is preserved by keeping in the dark and sealing it in containers or even coating it in wax, as with cucumbers. However, as oxygen is also important for plant respiration, storing plant materials in anaerobic conditions produces unpleasant flavors and unappealing colors. Consequently, packaging of fresh fruits and vegetables contains an ≈8% oxygen atmosphere. Antioxidants are an especially important class of preservatives as, unlike bacterial or fungal spoilage, oxidation reactions still occur relatively rapidly in frozen or refrigerated food. These preservatives include natural antioxidants such as ascorbic acid (AA, E300) and tocopherols (E306), as well as synthetic antioxidants such as propyl gallate (PG, E310), tertiary butylhydroquinone (TBHQ), butylated hydroxyanisole (BHA, E320) and butylated hydroxytoluene (BHT, E321).
Unsaturated fats can be highly susceptible to oxidation, causing rancidification. Oxidized lipids are often discolored and can impart unpleasant tastes and flavors. Thus, these foods are rarely preserved by drying; instead, they are preserved by smoking, salting, or fermenting. Even less fatty foods such as fruits are sprayed with sulfurous antioxidants prior to air drying. Metals catalyse oxidation. Some fatty foods such as olive oil are partially protected from oxidation by their natural content of antioxidants. Fatty foods are sensitive to photooxidation, which forms hydroperoxides by oxidizing unsaturated fatty acids and ester. Exposure to ultraviolet (UV) radiation can cause direct photooxidation and decompose peroxides and carbonyl molecules. These molecules undergo free radical chain reactions, but antioxidants inhibit them by preventing the oxidation processes.
Cosmetics preservatives
Antioxidant stabilizers are also added to fat-based cosmetics such as lipstick and moisturizers to prevent rancidity. Antioxidants in cosmetic products prevent oxidation of active ingredients and lipid content. For example, phenolic antioxidants such as stilbenes, flavonoids, and hydroxycinnamic acid strongly absorb UV radiation due to the presence of chromophores. They reduce oxidative stress from sun exposure by absorbing UV light.
Industrial uses
Antioxidants may be added to industrial products, such as stabilizers in fuels and additives in lubricants, to prevent oxidation and polymerization that leads to the formation of engine-fouling residues.
Antioxidant polymer stabilizers are widely used to prevent the degradation of polymers such as rubbers, plastics and adhesives that causes a loss of strength and flexibility in these materials. Polymers containing double bonds in their main chains, such as natural rubber and polybutadiene, are especially susceptible to oxidation and ozonolysis. They can be protected by antiozonants. Oxidation can be accelerated by UV radiation in natural sunlight to cause photo-oxidation. Various specialised light stabilisers, such as HALS may be added to plastics to prevent this. Synthetic phenolic and aminic antioxidants are increasingly being identified as potential human and environmental health hazards.
Environmental and health hazards
Synthetic phenolic antioxidants (SPAs) and aminic antioxidants have potential human and environmental health hazards. SPAs are common in indoor dust, small air particles, sediment, sewage, river water and wastewater. They are synthesized from phenolic compounds and include 2,6-di-tert-butyl-4-methylphenol (BHT), 2,6-di-tert-butyl-p-benzoquinone (BHT-Q), 2,4-di-tert-butyl-phenol (DBP) and 3-tert-butyl-4-hydroxyanisole (BHA). BHT can cause hepatotoxicity and damage to the endocrine system and may increase tumor development rates due to dimethylhydrazine. BHT-Q can cause DNA damage and mismatches through the cleavage process, generating superoxide radicals. DBP is toxic to marine life if exposed long-term. Phenolic antioxidants have low biodegradability, but they do not have severe toxicity toward aquatic organisms at low concentrations. Another type of antioxidant, diphenylamine (DPA), is commonly used in the production of commercial, industrial lubricants and rubber products and it also acts as a supplement for automotive engine oils.
Oxidative challenge in biology
The vast majority of complex life on Earth requires oxygen for its metabolism, but this same oxygen is a highly reactive element that can damage living organisms. Organisms contain chemicals and enzymes that minimize this oxidative damage without interfering with the beneficial effect of oxygen. In general, antioxidant systems either prevent these reactive species from being formed, or remove them, thus minimizing their damage. Reactive oxygen species can have useful cellular functions, such as redox signaling. Thus, ideally, antioxidant systems do not remove oxidants entirely, but maintain them at some optimum concentration.
Reactive oxygen species produced in cells include hydrogen peroxide (H2O2), hypochlorous acid (HClO), and free radicals such as the hydroxyl radical (·OH) and the superoxide anion (O2−). The hydroxyl radical is particularly unstable and will react rapidly and non-specifically with most biological molecules. This species is produced from hydrogen peroxide in metal-catalyzed redox reactions such as the Fenton reaction. These oxidants can damage cells by starting chemical chain reactions such as lipid peroxidation, or by oxidizing DNA or proteins. Damage to DNA can cause mutations and possibly cancer, if not reversed by DNA repair mechanisms, while damage to proteins causes enzyme inhibition, denaturation and protein degradation.
The use of oxygen as part of the process for generating metabolic energy produces reactive oxygen species. In this process, the superoxide anion is produced as a by-product of several steps in the electron transport chain. Particularly important is the reduction of coenzyme Q in complex III, since a highly reactive free radical is formed as an intermediate (Q·−). This unstable intermediate can lead to electron "leakage", when electrons jump directly to oxygen and form the superoxide anion, instead of moving through the normal series of well-controlled reactions of the electron transport chain. Peroxide is also produced from the oxidation of reduced flavoproteins, such as complex I. However, although these enzymes can produce oxidants, the relative importance of the electron transfer chain to other processes that generate peroxide is unclear. In plants, algae, and cyanobacteria, reactive oxygen species are also produced during photosynthesis, particularly under conditions of high light intensity. This effect is partly offset by the involvement of carotenoids in photoinhibition, and in algae and cyanobacteria, by large amount of iodide and selenium, which involves these antioxidants reacting with over-reduced forms of the photosynthetic reaction centres to prevent the production of reactive oxygen species.
Examples of bioactive antioxidant compounds
Physiological antioxidants are classified into two broad divisions, depending on whether they are soluble in water (hydrophilic) or in lipids (lipophilic). In general, water-soluble antioxidants react with oxidants in the cell cytosol and the blood plasma, while lipid-soluble antioxidants protect cell membranes from lipid peroxidation. These compounds may be synthesized in the body or obtained from the diet. The different antioxidants are present at a wide range of concentrations in body fluids and tissues, with some such as glutathione or ubiquinone mostly present within cells, while others such as uric acid are more systemically distributed (see table below). Some antioxidants are only found in a few organisms, and can be pathogens or virulence factors.
The interactions between these different antioxidants may be synergistic and interdependent. The action of one antioxidant may therefore depend on the proper function of other members of the antioxidant system. The amount of protection provided by any one antioxidant will also depend on its concentration, its reactivity towards the particular reactive oxygen species being considered, and the status of the antioxidants with which it interacts.
Some compounds contribute to antioxidant defense by chelating transition metals and preventing them from catalyzing the production of free radicals in the cell. The ability to sequester iron for iron-binding proteins, such as transferrin and ferritin, is one such function. Selenium and zinc are commonly referred to as antioxidant minerals, but these chemical elements have no antioxidant action themselves, but rather are required for the activity of antioxidant enzymes, such as glutathione reductase and superoxide dismutase. (See also selenium in biology and zinc in biology.)
Uric acid
Uric acid (UA) is an antioxidant oxypurine produced from xanthine by the enzyme xanthine oxidase, and is an intermediate product of purine metabolism. In almost all land animals, urate oxidase further catalyzes the oxidation of uric acid to allantoin, but in humans and most higher primates, the urate oxidase gene is nonfunctional, so that UA is not further broken down. The evolutionary reasons for this loss of urate conversion to allantoin remain the topic of active speculation. The antioxidant effects of uric acid have led researchers to suggest this mutation was beneficial to early primates and humans. Studies of high altitude acclimatization support the hypothesis that urate acts as an antioxidant by mitigating the oxidative stress caused by high-altitude hypoxia.
Uric acid has the highest concentration of any blood antioxidant and provides over half of the total antioxidant capacity of human serum. Uric acid's antioxidant activities are also complex, given that it does not react with some oxidants, such as superoxide, but does act against peroxynitrite, peroxides, and hypochlorous acid. Concerns over elevated UA's contribution to gout must be considered one of many risk factors. By itself, UA-related risk of gout at high levels (415–530 μmol/L) is only 0.5% per year with an increase to 4.5% per year at UA supersaturation levels (535+ μmol/L). Many of these aforementioned studies determined UA's antioxidant actions within normal physiological levels, and some found antioxidant activity at levels as high as 285 μmol/L.
Vitamin C
Ascorbic acid or vitamin C is a monosaccharide oxidation-reduction (redox) catalyst found in both animals and plants. As one of the enzymes needed to make ascorbic acid has been lost by mutation during primate evolution, humans must obtain it from their diet; it is therefore a dietary vitamin. Most other animals are able to produce this compound in their bodies and do not require it in their diets. Ascorbic acid is required for the conversion of the procollagen to collagen by oxidizing proline residues to hydroxyproline. In other cells, it is maintained in its reduced form by reaction with glutathione, which can be catalysed by protein disulfide isomerase and glutaredoxins. Ascorbic acid is a redox catalyst which can reduce, and thereby neutralize, reactive oxygen species such as hydrogen peroxide. In addition to its direct antioxidant effects, ascorbic acid is also a substrate for the redox enzyme ascorbate peroxidase, a function that is used in stress resistance in plants. Ascorbic acid is present at high levels in all parts of plants and can reach concentrations of 20 millimolar in chloroplasts.
Glutathione
Glutathione is a cysteine-containing peptide found in most forms of aerobic life. It is not required in the diet and is instead synthesized in cells from its constituent amino acids. Glutathione has antioxidant properties since the thiol group in its cysteine moiety is a reducing agent and can be reversibly oxidized and reduced. In cells, glutathione is maintained in the reduced form by the enzyme glutathione reductase and in turn reduces other metabolites and enzyme systems, such as ascorbate in the glutathione-ascorbate cycle, glutathione peroxidases and glutaredoxins, as well as reacting directly with oxidants. Due to its high concentration and its central role in maintaining the cell's redox state, glutathione is one of the most important cellular antioxidants. In some organisms glutathione is replaced by other thiols, such as by mycothiol in the Actinomycetes, bacillithiol in some gram-positive bacteria, or by trypanothione in the Kinetoplastids.
Vitamin E
Vitamin E is the collective name for a set of eight related tocopherols and tocotrienols, which are fat-soluble vitamins with antioxidant properties. Of these, α-tocopherol has been most studied as it has the highest bioavailability, with the body preferentially absorbing and metabolising this form.
It has been claimed that the α-tocopherol form is the most important lipid-soluble antioxidant, and that it protects membranes from oxidation by reacting with lipid radicals produced in the lipid peroxidation chain reaction. This removes the free radical intermediates and prevents the propagation reaction from continuing. This reaction produces oxidised α-tocopheroxyl radicals that can be recycled back to the active reduced form through reduction by other antioxidants, such as ascorbate, retinol or ubiquinol. This is in line with findings showing that α-tocopherol, but not water-soluble antioxidants, efficiently protects glutathione peroxidase 4 (GPX4)-deficient cells from cell death. GPx4 is the only known enzyme that efficiently reduces lipid-hydroperoxides within biological membranes.
However, the roles and importance of the various forms of vitamin E are presently unclear, and it has even been suggested that the most important function of α-tocopherol is as a signaling molecule, with this molecule having no significant role in antioxidant metabolism. The functions of the other forms of vitamin E are even less well understood, although γ-tocopherol is a nucleophile that may react with electrophilic mutagens, and tocotrienols may be important in protecting neurons from damage.
Pro-oxidant activities
Antioxidants that are reducing agents can also act as pro-oxidants. For example, vitamin C has antioxidant activity when it reduces oxidizing substances such as hydrogen peroxide; however, it will also reduce metal ions such as iron and copper that generate free radicals through the Fenton reaction. While ascorbic acid is effective antioxidant, it can also oxidatively change the flavor and color of food. With the presence of transition metals, there are low concentrations of ascorbic acid that can act as a radical scavenger in the Fenton reaction.
2 Fe3+ + Ascorbate → 2 Fe2+ + Dehydroascorbate
2 Fe2+ + 2 H2O2 → 2 Fe3+ + 2 OH· + 2 OH−
The relative importance of the antioxidant and pro-oxidant activities of antioxidants is an area of current research, but vitamin C, which exerts its effects as a vitamin by oxidizing polypeptides, appears to have a mostly antioxidant action in the human body.
Enzyme systems
As with the chemical antioxidants, cells are protected against oxidative stress by an interacting network of antioxidant enzymes. Here, the superoxide released by processes such as oxidative phosphorylation is first converted to hydrogen peroxide and then further reduced to give water. This detoxification pathway is the result of multiple enzymes, with superoxide dismutases catalysing the first step and then catalases and various peroxidases removing hydrogen peroxide. As with antioxidant metabolites, the contributions of these enzymes to antioxidant defenses can be hard to separate from one another, but the generation of transgenic mice lacking just one antioxidant enzyme can be informative.
Superoxide dismutase, catalase, and peroxiredoxins
Superoxide dismutases (SODs) are a class of closely related enzymes that catalyze the breakdown of the superoxide anion into oxygen and hydrogen peroxide. SOD enzymes are present in almost all aerobic cells and in extracellular fluids. Superoxide dismutase enzymes contain metal ion cofactors that, depending on the isozyme, can be copper, zinc, manganese or iron. In humans, the copper/zinc SOD is present in the cytosol, while manganese SOD is present in the mitochondrion. There also exists a third form of SOD in extracellular fluids, which contains copper and zinc in its active sites. The mitochondrial isozyme seems to be the most biologically important of these three, since mice lacking this enzyme die soon after birth. In contrast, the mice lacking copper/zinc SOD (Sod1) are viable but have numerous pathologies and a reduced lifespan (see article on superoxide), while mice without the extracellular SOD have minimal defects (sensitive to hyperoxia). In plants, SOD isozymes are present in the cytosol and mitochondria, with an iron SOD found in chloroplasts that is absent from vertebrates and yeast.
Catalases are enzymes that catalyse the conversion of hydrogen peroxide to water and oxygen, using either an iron or manganese cofactor. This protein is localized to peroxisomes in most eukaryotic cells. Catalase is an unusual enzyme since, although hydrogen peroxide is its only substrate, it follows a ping-pong mechanism. Here, its cofactor is oxidised by one molecule of hydrogen peroxide and then regenerated by transferring the bound oxygen to a second molecule of substrate. Despite its apparent importance in hydrogen peroxide removal, humans with genetic deficiency of catalase — "acatalasemia" — or mice genetically engineered to lack catalase completely, experience few ill effects.
Peroxiredoxins are peroxidases that catalyze the reduction of hydrogen peroxide, organic hydroperoxides, as well as peroxynitrite. They are divided into three classes: typical 2-cysteine peroxiredoxins; atypical 2-cysteine peroxiredoxins; and 1-cysteine peroxiredoxins. These enzymes share the same basic catalytic mechanism, in which a redox-active cysteine (the peroxidatic cysteine) in the active site is oxidized to a sulfenic acid by the peroxide substrate. Over-oxidation of this cysteine residue in peroxiredoxins inactivates these enzymes, but this can be reversed by the action of sulfiredoxin. Peroxiredoxins seem to be important in antioxidant metabolism, as mice lacking peroxiredoxin 1 or 2 have shortened lifespans and develop hemolytic anaemia, while plants use peroxiredoxins to remove hydrogen peroxide generated in chloroplasts.
Thioredoxin and glutathione systems
The thioredoxin system contains the 12-kDa protein thioredoxin and its companion thioredoxin reductase. Proteins related to thioredoxin are present in all sequenced organisms. Plants, such as Arabidopsis thaliana, have a particularly great diversity of isoforms. The active site of thioredoxin consists of two neighboring cysteines, as part of a highly conserved CXXC motif, that can cycle between an active dithiol form (reduced) and an oxidized disulfide form. In its active state, thioredoxin acts as an efficient reducing agent, scavenging reactive oxygen species and maintaining other proteins in their reduced state. After being oxidized, the active thioredoxin is regenerated by the action of thioredoxin reductase, using NADPH as an electron donor.
The glutathione system includes glutathione, glutathione reductase, glutathione peroxidases, and glutathione S-transferases. This system is found in animals, plants and microorganisms. Glutathione peroxidase is an enzyme containing four selenium-cofactors that catalyzes the breakdown of hydrogen peroxide and organic hydroperoxides. There are at least four different glutathione peroxidase isozymes in animals. Glutathione peroxidase 1 is the most abundant and is a very efficient scavenger of hydrogen peroxide, while glutathione peroxidase 4 is most active with lipid hydroperoxides. Surprisingly, glutathione peroxidase 1 is dispensable, as mice lacking this enzyme have normal lifespans, but they are hypersensitive to induced oxidative stress. In addition, the glutathione S-transferases show high activity with lipid peroxides. These enzymes are at particularly high levels in the liver and also serve in detoxification metabolism.
Health research
Relation to diet
The dietary antioxidant vitamins A, C, and E are essential and required in specific daily amounts to prevent diseases. Polyphenols, which have antioxidant properties in vitro due to their free hydroxy groups, are extensively metabolized by catechol-O-methyltransferase which methylates free hydroxyl groups, and thereby prevents them from acting as antioxidants in vivo.
Interactions
Common pharmaceuticals (and supplements) with antioxidant properties may interfere with the efficacy of certain anticancer medication and radiation therapy. Pharmaceuticals and supplements that have antioxidant properties suppress the formation of free radicals by inhibiting oxidation processes. Radiation therapy induce oxidative stress that damages essential components of cancer cells, such as proteins, nucleic acids, and lipids that comprise cell membranes.
Adverse effects
Relatively strong reducing acids can have antinutrient effects by binding to dietary minerals such as iron and zinc in the gastrointestinal tract and preventing them from being absorbed. Examples are oxalic acid, tannins and phytic acid, which are high in plant-based diets. Calcium and iron deficiencies are not uncommon in diets in developing countries where less meat is eaten and there is high consumption of phytic acid from beans and unleavened whole grain bread. However, germination, soaking, or microbial fermentation are all household strategies that reduce the phytate and polyphenol content of unrefined cereal. Increases in Fe, Zn and Ca absorption have been reported in adults fed dephytinized cereals compared with cereals containing their native phytate.
High doses of some antioxidants may have harmful long-term effects. The Beta-Carotene and Retinol Efficacy Trial (CARET) study of lung cancer patients found that smokers given supplements containing beta-carotene and vitamin A had increased rates of lung cancer. Subsequent studies confirmed these adverse effects. These harmful effects may also be seen in non-smokers, as one meta-analysis including data from approximately 230,000 patients showed that β-carotene, vitamin A or vitamin E supplementation is associated with increased mortality, but saw no significant effect from vitamin C. No health risk was seen when all the randomized controlled studies were examined together, but an increase in mortality was detected when only high-quality and low-bias risk trials were examined separately. As the majority of these low-bias trials dealt with either elderly people, or people with disease, these results may not apply to the general population. This meta-analysis was later repeated and extended by the same authors, confirming the previous results. These two publications are consistent with some previous meta-analyses that also suggested that vitamin E supplementation increased mortality, and that antioxidant supplements increased the risk of colon cancer. Beta-carotene may also increase lung cancer. Overall, the large number of clinical trials carried out on antioxidant supplements suggest that either these products have no effect on health, or that they cause a small increase in mortality in elderly or vulnerable populations.
Exercise and muscle soreness
A 2017 review showed that taking antioxidant dietary supplements before or after exercise does not likely lead to a noticeable reduction in muscle soreness after a person exercises.
Levels in food
Antioxidant vitamins are found in vegetables, fruits, eggs, legumes and nuts. Vitamins A, C, and E can be destroyed by long-term storage or prolonged cooking. The effects of cooking and food processing are complex, as these processes can also increase the bioavailability of antioxidants, such as some carotenoids in vegetables. Processed food contains fewer antioxidant vitamins than fresh and uncooked foods, as preparation exposes food to heat and oxygen.
Other antioxidants are not obtained from the diet, but instead are made in the body. For example, ubiquinol (coenzyme Q) is poorly absorbed from the gut and is made through the mevalonate pathway. Another example is glutathione, which is made from amino acids. As any glutathione in the gut is broken down to free cysteine, glycine and glutamic acid before being absorbed, even large oral intake has little effect on the concentration of glutathione in the body. Although large amounts of sulfur-containing amino acids such as acetylcysteine can increase glutathione, no evidence exists that eating high levels of these glutathione precursors is beneficial for healthy adults.
Measurement and invalidation of ORAC
Measurement of polyphenol and carotenoid content in food is not a straightforward process, as antioxidants collectively are a diverse group of compounds with different reactivities to various reactive oxygen species. In food science analyses in vitro, the oxygen radical absorbance capacity (ORAC) was once an industry standard for estimating antioxidant strength of whole foods, juices and food additives, mainly from the presence of polyphenols. Earlier measurements and ratings by the United States Department of Agriculture were withdrawn in 2012 as biologically irrelevant to human health, referring to an absence of physiological evidence for polyphenols having antioxidant properties in vivo. Consequently, the ORAC method, derived only from in vitro experiments, is no longer considered relevant to human diets or biology, as of 2010.
Alternative in vitro measurements of antioxidant content in foods – also based on the presence of polyphenols – include the Folin-Ciocalteu reagent, and the Trolox equivalent antioxidant capacity assay.
References
Further reading
External links
Anti-aging substances
Physiology
Process chemicals
Redox |
3292 | https://en.wikipedia.org/wiki/Brass | Brass | Brass is an alloy of copper (Cu) and zinc (Zn), in proportions which can be varied to achieve different colours and mechanical, electrical, acoustic, and chemical properties, but copper typically has the larger proportion. In use since prehistoric times, it is a substitutional alloy: atoms of the two constituents may replace each other within the same crystal structure.
Brass is similar to bronze, another copper alloy that uses tin instead of zinc. Both bronze and brass may include small proportions of a range of other elements including arsenic (As), lead (Pb), phosphorus (P), aluminium (Al), manganese (Mn), and silicon (Si). Historically, the distinction between the two alloys has been less consistent and clear, and increasingly museums use the more general term "copper alloy."
Brass has long been a popular material for its bright gold-like appearance and is still used for drawer pulls and doorknobs. It has also been widely used to make sculpture and utensils because of its low melting point, high workability (both with hand tools and with modern turning and milling machines), durability, and electrical and thermal conductivity. Brasses with higher copper content are softer and more golden in colour; conversely those with less copper and thus more zinc are harder and more silvery in colour.
Brass is still commonly used in applications where corrosion resistance and low friction are required, such as locks, hinges, gears, bearings, ammunition casings, zippers, plumbing, hose couplings, valves, and electrical plugs and sockets. It is used extensively for musical instruments such as horns and bells. The composition of brass, generally 66% copper and 34% zinc, makes it a favorable substitute for copper in costume jewelry and fashion jewelry, as it exhibits greater resistance to corrosion. Brass is not as hard as bronze, and so is not suitable for most weapons and tools. Nor is it suitable for marine uses, because the zinc reacts with minerals in salt water, leaving porous copper behind; marine brass, with added tin, avoids this, as does bronze.
Brass is often used in situations in which it is important that sparks not be struck, such as in fittings and tools used near flammable or explosive materials.
Properties
Brass is more malleable than bronze or zinc. The relatively low melting point of brass (, depending on composition) and its flow characteristics make it a relatively easy material to cast. By varying the proportions of copper and zinc, the properties of the brass can be changed, allowing hard and soft brasses. The density of brass is .
Today, almost 90% of all brass alloys are recycled. Because brass is not ferromagnetic, ferrous scrap can be separated from it by passing the scrap near a powerful magnet. Brass scrap is melted and recast into billets that are extruded into the desired form and size. The general softness of brass means that it can often be machined without the use of cutting fluid, though there are exceptions to this.
Aluminium makes brass stronger and more corrosion-resistant. Aluminium also causes a highly beneficial hard layer of aluminium oxide (Al2O3) to be formed on the surface that is thin, transparent, and self-healing. Tin has a similar effect and finds its use especially in seawater applications (naval brasses). Combinations of iron, aluminium, silicon, and manganese make brass wear- and tear-resistant. The addition of as little as 1% iron to a brass alloy will result in an alloy with a noticeable magnetic attraction.
Brass will corrode in the presence of moisture, chlorides, acetates, ammonia, and certain acids. This often happens when the copper reacts with sulfur to form a brown and eventually black surface layer of copper sulfide which, if regularly exposed to slightly acidic water such as urban rainwater, can then oxidize in air to form a patina of green-blue copper carbonate. Depending on how the patina layer was formed, it may protect the underlying brass from further damage.
Although copper and zinc have a large difference in electrical potential, the resulting brass alloy does not experience internalized galvanic corrosion because of the absence of a corrosive environment within the mixture. However, if brass is placed in contact with a more noble metal such as silver or gold in such an environment, the brass will corrode galvanically; conversely, if brass is in contact with a less-noble metal such as zinc or iron, the less noble metal will corrode and the brass will be protected.
Lead content
To enhance the machinability of brass, lead is often added in concentrations of about 2%. Since lead has a lower melting point than the other constituents of the brass, it tends to migrate towards the grain boundaries in the form of globules as it cools from casting. The pattern the globules form on the surface of the brass increases the available lead surface area which, in turn, affects the degree of leaching. In addition, cutting operations can smear the lead globules over the surface. These effects can lead to significant lead leaching from brasses of comparatively low lead content.
In October 1999, the California State Attorney General sued 13 key manufacturers and distributors over lead content. In laboratory tests, state researchers found the average brass key, new or old, exceeded the California Proposition 65 limits by an average factor of 19, assuming handling twice a day. In April 2001 manufacturers agreed to reduce lead content to 1.5%, or face a requirement to warn consumers about lead content. Keys plated with other metals are not affected by the settlement, and may continue to use brass alloys with a higher percentage of lead content.
Also in California, lead-free materials must be used for "each component that comes into contact with the wetted surface of pipes and pipe fittings, plumbing fittings and fixtures". On 1 January 2010, the maximum amount of lead in "lead-free brass" in California was reduced from 4% to 0.25% lead.
Corrosion-resistant brass for harsh environments
Dezincification-resistant (DZR or DR) brasses, sometimes referred to as CR (corrosion resistant) brasses, are used where there is a large corrosion risk and where normal brasses do not meet the requirements. Applications with high water temperatures, chlorides present or deviating water qualities (soft water) play a role. DZR-brass is used in water boiler systems. This brass alloy must be produced with great care, with special attention placed on a balanced composition and proper production temperatures and parameters to avoid long-term failures.
An example of DZR brass is the C352 brass, with about 30% zinc, 61–63% copper, 1.7–2.8% lead, and 0.02–0.15% arsenic. The lead and arsenic significantly suppress the zinc loss.
"Red brasses", a family of alloys with high copper proportion and generally less than 15% zinc, are more resistant to zinc loss. One of the metals called "red brass" is 85% copper, 5% tin, 5% lead, and 5% zinc. Copper alloy C23000, which is also known as "red brass", contains 84–86% copper, 0.05% each iron and lead, with the balance being zinc.
Another such material is gunmetal, from the family of red brasses. Gunmetal alloys contain roughly 88% copper, 8-10% tin, and 2-4% zinc. Lead can be added for ease of machining or for bearing alloys.
"Naval brass", for use in seawater, contains 40% zinc but also 1% tin. The tin addition suppresses zinc leaching.
The NSF International requires brasses with more than 15% zinc, used in piping and plumbing fittings, to be dezincification-resistant.
Use in musical instruments
The high malleability and workability, relatively good resistance to corrosion, and traditionally attributed acoustic properties of brass, have made it the usual metal of choice for construction of musical instruments whose acoustic resonators consist of long, relatively narrow tubing, often folded or coiled for compactness; silver and its alloys, and even gold, have been used for the same reasons, but brass is the most economical choice. Collectively known as brass instruments, these include the trombone, tuba, trumpet, cornet, flugelhorn, baritone horn, euphonium, tenor horn, and French horn, and many other "horns", many in variously sized families, such as the saxhorns.
Other wind instruments may be constructed of brass or other metals, and indeed most modern student-model flutes and piccolos are made of some variety of brass, usually a cupronickel alloy similar to nickel silver (also known as German silver). Clarinets, especially low clarinets such as the contrabass and subcontrabass, are sometimes made of metal because of limited supplies of the dense, fine-grained tropical hardwoods traditionally preferred for smaller woodwinds. For the same reason, some low clarinets, bassoons and contrabassoons feature a hybrid construction, with long, straight sections of wood, and curved joints, neck, and/or bell of metal. The use of metal also avoids the risks of exposing wooden instruments to changes in temperature or humidity, which can cause sudden cracking. Even though the saxophones and sarrusophones are classified as woodwind instruments, they are normally made of brass for similar reasons, and because their wide, conical bores and thin-walled bodies are more easily and efficiently made by forming sheet metal than by machining wood.
The keywork of most modern woodwinds, including wooden-bodied instruments, is also usually made of an alloy such as nickel silver. Such alloys are stiffer and more durable than the brass used to construct the instrument bodies, but still workable with simple hand tools—a boon to quick repairs. The mouthpieces of both brass instruments and, less commonly, woodwind instruments are often made of brass among other metals as well.
Next to the brass instruments, the most notable use of brass in music is in various percussion instruments, most notably cymbals, gongs, and orchestral (tubular) bells (large "church" bells are normally made of bronze). Small handbells and "jingle bells" are also commonly made of brass.
The harmonica is a free reed aerophone, also often made from brass. In organ pipes of the reed family, brass strips (called tongues) are used as the reeds, which beat against the shallot (or beat "through" the shallot in the case of a "free" reed). Although not part of the brass section, snare drums are also sometimes made of brass. Some parts on electric guitars are also made from brass, especially inertia blocks on tremolo systems for its tonal properties, and for string nuts and saddles for both tonal properties and its low friction.
Germicidal and antimicrobial applications
The bactericidal properties of brass have been observed for centuries, particularly in marine environments where it prevents biofouling. Depending upon the type and concentration of pathogens and the medium they are in, brass kills these microorganisms within a few minutes to hours of contact.
A large number of independent studies confirm this antimicrobial effect, even against antibiotic-resistant bacteria such as MRSA and VRSA. The mechanisms of antimicrobial action by copper and its alloys, including brass, are a subject of intense and ongoing investigation.
Season cracking
Brass is susceptible to stress corrosion cracking, especially from ammonia or substances containing or releasing ammonia. The problem is sometimes known as season cracking after it was first discovered in brass cartridges used for rifle ammunition during the 1920s in the British Indian Army. The problem was caused by high residual stresses from cold forming of the cases during manufacture, together with chemical attack from traces of ammonia in the atmosphere. The cartridges were stored in stables and the ammonia concentration rose during the hot summer months, thus initiating brittle cracks. The problem was resolved by annealing the cases, and storing the cartridges elsewhere.
Types
Other phases than α, β and γ are ε, a hexagonal intermetallic CuZn3, and η, a solid solution of copper in zinc.
Brass alloys
History
Although forms of brass have been in use since prehistory, its true nature as a copper-zinc alloy was not understood until the post-medieval period because the zinc vapor which reacted with copper to make brass was not recognized as a metal. The King James Bible makes many references to "brass" to translate "nechosheth" (bronze or copper) from Hebrew to English. The earliest brasses may have been natural alloys made by smelting zinc-rich copper ores. By the Roman period brass was being deliberately produced from metallic copper and zinc minerals using the cementation process, the product of which was calamine brass, and variations on this method continued until the mid-19th century. It was eventually replaced by speltering, the direct alloying of copper and zinc metal which was introduced to Europe in the 16th century.
Brass has sometimes historically been referred to as "yellow copper".
Early copper-zinc alloys
In West Asia and the Eastern Mediterranean early copper-zinc alloys are now known in small numbers from a number of 3rd millennium BC sites in the Aegean, Iraq, the United Arab Emirates, Kalmykia, Turkmenistan and Georgia and from 2nd millennium BC sites in western India, Uzbekistan, Iran, Syria, Iraq and Canaan. Isolated examples of copper-zinc alloys are known in China from the 1st century AD, long after bronze was widely used.
The compositions of these early "brass" objects are highly variable and most have zinc contents of between 5% and 15% wt which is lower than in brass produced by cementation. These may be "natural alloys" manufactured by smelting zinc rich copper ores in redox conditions. Many have similar tin contents to contemporary bronze artefacts and it is possible that some copper-zinc alloys were accidental and perhaps not even distinguished from copper. However the large number of copper-zinc alloys now known suggests that at least some were deliberately manufactured and many have zinc contents of more than 12% wt which would have resulted in a distinctive golden colour.
By the 8th–7th century BC Assyrian cuneiform tablets mention the exploitation of the "copper of the mountains" and this may refer to "natural" brass. "Oreikhalkon" (mountain copper), the Ancient Greek translation of this term, was later adapted to the Latin aurichalcum meaning "golden copper" which became the standard term for brass. In the 4th century BC Plato knew orichalkos as rare and nearly as valuable as gold and Pliny describes how aurichalcum had come from Cypriot ore deposits which had been exhausted by the 1st century AD. X-ray fluorescence analysis of 39 orichalcum ingots recovered from a 2,600-year-old shipwreck off Sicily found them to be an alloy made with 75–80% copper, 15–20% zinc and small percentages of nickel, lead and iron.
Roman world
During the later part of first millennium BC the use of brass spread across a wide geographical area from Britain and Spain in the west to Iran, and India in the east. This seems to have been encouraged by exports and influence from the Middle East and eastern Mediterranean where deliberate production of brass from metallic copper and zinc ores had been introduced. The 4th century BC writer Theopompus, quoted by Strabo, describes how heating earth from Andeira in Turkey produced "droplets of false silver", probably metallic zinc, which could be used to turn copper into oreichalkos. In the 1st century BC the Greek Dioscorides seems to have recognized a link between zinc minerals and brass describing how Cadmia (zinc oxide) was found on the walls of furnaces used to heat either zinc ore or copper and explaining that it can then be used to make brass.
By the first century BC brass was available in sufficient supply to use as coinage in Phrygia and Bithynia, and after the Augustan currency reform of 23 BC it was also used to make Roman dupondii and sestertii. The uniform use of brass for coinage and military equipment across the Roman world may indicate a degree of state involvement in the industry, and brass even seems to have been deliberately boycotted by Jewish communities in Palestine because of its association with Roman authority.
Brass was produced by the cementation process where copper and zinc ore are heated together until zinc vapor is produced which reacts with the copper. There is good archaeological evidence for this process and crucibles used to produce brass by cementation have been found on Roman period sites including Xanten and Nidda in Germany, Lyon in France and at a number of sites in Britain. They vary in size from tiny acorn sized to large amphorae like vessels but all have elevated levels of zinc on the interior and are lidded. They show no signs of slag or metal prills suggesting that zinc minerals were heated to produce zinc vapor which reacted with metallic copper in a solid state reaction. The fabric of these crucibles is porous, probably designed to prevent a buildup of pressure, and many have small holes in the lids which may be designed to release pressure or to add additional zinc minerals near the end of the process. Dioscorides mentioned that zinc minerals were used for both the working and finishing of brass, perhaps suggesting secondary additions.
Brass made during the early Roman period seems to have varied between 20% and 28% wt zinc. The high content of zinc in coinage and brass objects declined after the first century AD and it has been suggested that this reflects zinc loss during recycling and thus an interruption in the production of new brass. However it is now thought this was probably a deliberate change in composition and overall the use of brass increases over this period making up around 40% of all copper alloys used in the Roman world by the 4th century AD.
Medieval period
Little is known about the production of brass during the centuries immediately after the collapse of the Roman Empire. Disruption in the trade of tin for bronze from Western Europe may have contributed to the increasing popularity of brass in the east and by the 6th–7th centuries AD over 90% of copper alloy artefacts from Egypt were made of brass. However other alloys such as low tin bronze were also used and they vary depending on local cultural attitudes, the purpose of the metal and access to zinc, especially between the Islamic and Byzantine world. Conversely the use of true brass seems to have declined in Western Europe during this period in favor of gunmetals and other mixed alloys but by about 1000 brass artefacts are found in Scandinavian graves in Scotland, brass was being used in the manufacture of coins in Northumbria and there is archaeological and historical evidence for the production of calamine brass in Germany and the Low Countries, areas rich in calamine ore.
These places would remain important centres of brass making throughout the Middle Ages period, especially Dinant. Brass objects are still collectively known as dinanderie in French. The baptismal font at St Bartholomew's Church, Liège in modern Belgium (before 1117) is an outstanding masterpiece of Romanesque brass casting, though also often described as bronze. The metal of the early 12th-century Gloucester Candlestick is unusual even by medieval standards in being a mixture of copper, zinc, tin, lead, nickel, iron, antimony and arsenic with an unusually large amount of silver, ranging from 22.5% in the base to 5.76% in the pan below the candle. The proportions of this mixture may suggest that the candlestick was made from a hoard of old coins, probably Late Roman. Latten is a term for medieval alloys of uncertain and often variable composition often covering decorative borders and similar objects cut from sheet metal, whether of brass or bronze. Especially in Tibetan art, analysis of some objects shows very different compositions from different ends of a large piece. Aquamaniles were typically made in brass in both the European and Islamic worlds.
The cementation process continued to be used but literary sources from both Europe and the Islamic world seem to describe variants of a higher temperature liquid process which took place in open-topped crucibles. Islamic cementation seems to have used zinc oxide known as tutiya or tutty rather than zinc ores for brass-making, resulting in a metal with lower iron impurities. A number of Islamic writers and the 13th century Italian Marco Polo describe how this was obtained by sublimation from zinc ores and condensed onto clay or iron bars, archaeological examples of which have been identified at Kush in Iran. It could then be used for brass making or medicinal purposes. In 10th century Yemen al-Hamdani described how spreading al-iglimiya, probably zinc oxide, onto the surface of molten copper produced tutiya vapor which then reacted with the metal. The 13th century Iranian writer al-Kashani describes a more complex process whereby tutiya was mixed with raisins and gently roasted before being added to the surface of the molten metal. A temporary lid was added at this point presumably to minimize the escape of zinc vapor.
In Europe a similar liquid process in open-topped crucibles took place which was probably less efficient than the Roman process and the use of the term tutty by Albertus Magnus in the 13th century suggests influence from Islamic technology. The 12th century German monk Theophilus described how preheated crucibles were one sixth filled with powdered calamine and charcoal then topped up with copper and charcoal before being melted, stirred then filled again. The final product was cast, then again melted with calamine. It has been suggested that this second melting may have taken place at a lower temperature to allow more zinc to be absorbed. Albertus Magnus noted that the "power" of both calamine and tutty could evaporate and described how the addition of powdered glass could create a film to bind it to the metal.
German brass making crucibles are known from Dortmund dating to the 10th century AD and from Soest and Schwerte in Westphalia dating to around the 13th century confirm Theophilus' account, as they are open-topped, although ceramic discs from Soest may have served as loose lids which may have been used to reduce zinc evaporation, and have slag on the interior resulting from a liquid process.
Africa
Some of the most famous objects in African art are the lost wax castings of West Africa, mostly from what is now Nigeria, produced first by the Kingdom of Ife and then the Benin Empire. Though normally described as "bronzes", the Benin Bronzes, now mostly in the British Museum and other Western collections, and the large portrait heads such as the Bronze Head from Ife of "heavily leaded zinc-brass" and the Bronze Head of Queen Idia, both also British Museum, are better described as brass, though of variable compositions. Work in brass or bronze continued to be important in Benin art and other West African traditions such as Akan goldweights, where the metal was regarded as a more valuable material than in Europe.
Renaissance and post-medieval Europe
The Renaissance saw important changes to both the theory and practice of brassmaking in Europe. By the 15th century there is evidence for the renewed use of lidded cementation crucibles at Zwickau in Germany. These large crucibles were capable of producing c.20 kg of brass. There are traces of slag and pieces of metal on the interior. Their irregular composition suggests that this was a lower temperature, not entirely liquid, process. The crucible lids had small holes which were blocked with clay plugs near the end of the process presumably to maximize zinc absorption in the final stages. Triangular crucibles were then used to melt the brass for casting.
16th-century technical writers such as Biringuccio, Ercker and Agricola described a variety of cementation brass making techniques and came closer to understanding the true nature of the process noting that copper became heavier as it changed to brass and that it became more golden as additional calamine was added. Zinc metal was also becoming more commonplace. By 1513 metallic zinc ingots from India and China were arriving in London and pellets of zinc condensed in furnace flues at the Rammelsberg in Germany were exploited for cementation brass making from around 1550.
Eventually it was discovered that metallic zinc could be alloyed with copper to make brass, a process known as speltering, and by 1657 the German chemist Johann Glauber had recognized that calamine was "nothing else but unmeltable zinc" and that zinc was a "half ripe metal". However some earlier high zinc, low iron brasses such as the 1530 Wightman brass memorial plaque from England may have been made by alloying copper with zinc and include traces of cadmium similar to those found in some zinc ingots from China.
However, the cementation process was not abandoned, and as late as the early 19th century there are descriptions of solid-state cementation in a domed furnace at around 900–950 °C and lasting up to 10 hours. The European brass industry continued to flourish into the post medieval period buoyed by innovations such as the 16th century introduction of water powered hammers for the production of wares such as pots. By 1559 the Germany city of Aachen alone was capable of producing 300,000 cwt of brass per year. After several false starts during the 16th and 17th centuries the brass industry was also established in England taking advantage of abundant supplies of cheap copper smelted in the new coal fired reverberatory furnace. In 1723 Bristol brass maker Nehemiah Champion patented the use of granulated copper, produced by pouring molten metal into cold water. This increased the surface area of the copper helping it react and zinc contents of up to 33% wt were reported using this new technique.
In 1738 Nehemiah's son William Champion patented a technique for the first industrial scale distillation of metallic zinc known as distillation per descencum or "the English process". This local zinc was used in speltering and allowed greater control over the zinc content of brass and the production of high-zinc copper alloys which would have been difficult or impossible to produce using cementation, for use in expensive objects such as scientific instruments, clocks, brass buttons and costume jewelry. However Champion continued to use the cheaper calamine cementation method to produce lower-zinc brass and the archaeological remains of bee-hive shaped cementation furnaces have been identified at his works at Warmley. By the mid-to-late 18th century developments in cheaper zinc distillation such as John-Jaques Dony's horizontal furnaces in Belgium and the reduction of tariffs on zinc as well as demand for corrosion-resistant high zinc alloys increased the popularity of speltering and as a result cementation was largely abandoned by the mid-19th century.
See also
Brass bed
Brass rubbing
List of copper alloys
Citations
General references
Bayley, J. (1990). "The Production of Brass in Antiquity with Particular Reference to Roman Britain". In Craddock, P. T. (ed.). 2000 Years of Zinc and Brass. London: British Museum.
Craddock, P. T. and Eckstein, K (2003). "Production of Brass in Antiquity by Direct Reduction". In Craddock, P. T. and Lang, J. (eds.). Mining and Metal Production Through the Ages. London: British Museum.
Day, J. (1990). "Brass and Zinc in Europe from the Middle Ages until the 19th century". In Craddock, P. T. (ed.). 2000 Years of Zinc and Brass. London: British Museum.
Day, J. (1991). "Copper, Zinc and Brass Production". In Day, J. and Tylecote, R. F. (eds.). The Industrial Revolution in Metals. London: The Institute of Metals.
Rehren, T. and Martinon Torres, M. (2008) "Naturam ars imitate: European brassmaking between craft and science". In Martinon-Torres, M. and Rehren, T. (eds.). Archaeology, History and Science: Integrating Approaches to Ancient Material. Left Coast Press.
External links
Copper alloys
History of metallurgy
Zinc alloys |
3295 | https://en.wikipedia.org/wiki/Bonn | Bonn | Bonn () is a federal city in the German state of North Rhine-Westphalia, located on the banks of the Rhine. It has a population of over 300,000. About south-southeast of Cologne, Bonn is in the southernmost part of the Rhine-Ruhr region, Germany's largest metropolitan area, with over 11 million inhabitants. It is a university city, was the birthplace of Ludwig van Beethoven and was the capital of West Germany from 1949 to 1990. Bonn was the seat of government of reunited Germany from 1990 to 1999.
Founded in the 1st century BC as a Roman settlement in the province Germania Inferior, Bonn is one of Germany's oldest cities. It was the capital city of the Electorate of Cologne from 1597 to 1794, residence of the Archbishops and Prince-electors of Cologne. From 1949 to 1990, Bonn was the capital of West Germany, and Germany's present constitution, the Basic Law, was declared in the city in 1949. The era when Bonn served as the capital of West Germany is referred to by historians as the Bonn Republic.
Due to a political compromise (Berlin-Bonn Act) following the reunification, the German federal government maintains a substantial presence in Bonn. Roughly a third of all ministerial jobs are located in Bonn , and the city is considered a second, unofficial, capital of the country. Bonn is the secondary seat of the President, the Chancellor, and the Bundesrat, and the primary seat of six federal government ministries and twenty federal authorities. The title of Federal City () reflects its important political status within Germany.
The headquarters of Deutsche Post DHL and Deutsche Telekom, both DAX-listed corporations, are in Bonn. The city is home to the University of Bonn and a total of 20 United Nations institutions, the highest number in all of Germany. These institutions include the headquarters for Secretariat of the UN Framework Convention Climate Change (UNFCCC), the Secretariat of the UN Convention to Combat Desertification (UNCCD), and the UN Volunteers programme.
Geography
Topography
Situated in the southernmost part of the Rhine-Ruhr region, Germany's largest metropolitan area with over 11 million inhabitants, Bonn lies within the German state of North Rhine-Westphalia, on the border with Rhineland-Palatinate. Spanning an area of more on both sides of the river Rhine, almost three-quarters of the city lies on the river's left bank.
To the south and to the west, Bonn borders the Eifel region which encompasses the Rhineland Nature Park. To the north, Bonn borders the Cologne Lowland. Natural borders are constituted by the river Sieg to the north-east and by the Siebengebirge (also known as the Seven Hills) to the east. The largest extension of the city in north–south dimensions is and in west–east dimensions. The city borders have a total length of . The geographical centre of Bonn is the Bundeskanzlerplatz (Chancellor Square) in Bonn-Gronau.
Administration
The German state of North Rhine-Westphalia is divided into five governmental districts (), and Bonn is part of the governmental district of Cologne (). Within this governmental district, the city of Bonn is an urban district in its own right. The urban district of Bonn is then again divided into four administrative municipal districts (). These are Bonn, Bonn-Bad Godesberg, Bonn-Beuel and Bonn-Hardtberg. In 1969, the independent towns of Bad Godesberg and Beuel as well as several villages were incorporated into Bonn, resulting in a city more than twice as large as before.
Climate
Bonn has an oceanic climate (Cfb). In the south of the Cologne lowland in the Rhine valley, Bonn is in one of Germany's warmest regions.
History
Founding and Roman period
The history of the city dates back to Roman times. In about 12 BC, the Roman army appears to have stationed a small unit in what is presently the historical centre of the city. Even earlier, the army had resettled members of a Germanic tribal group allied with Rome, the Ubii, in Bonn. The Latin name for that settlement, "Bonna", may stem from the original population of this and many other settlements in the area, the Eburoni. The Eburoni were members of a large tribal coalition effectively wiped out during the final phase of Caesar's War in Gaul. After several decades, the army gave up the small camp linked to the Ubii-settlement. During the 1st century AD, the army then chose a site to the north of the emerging town in what is now the section of Bonn-Castell to build a large military installation dubbed Castra Bonnensis, i.e., literally, "Fort Bonn". Initially built from wood, the fort was eventually rebuilt in stone. With additions, changes and new construction, the fort remained in use by the army into the waning days of the Western Roman Empire, possibly the mid-5th century. The structures themselves remained standing well into the Middle Ages, when they were called the Bonnburg. They were used by Frankish kings until they fell into disuse. Eventually, much of the building materials seem to have been re-used in the construction of Bonn's 13th-century city wall. The (star gate) in the city center is a reconstruction using the last remnants of the medieval city wall.
To date, Bonn's Roman fort remains the largest fort of its type known from the ancient world, i.e. a fort built to accommodate a full-strength Imperial Legion and its auxiliaries. The fort covered an area of approximately . Between its walls it contained a dense grid of streets and a multitude of buildings, ranging from spacious headquarters and large officers' quarters to barracks, stables and a military jail. Among the legions stationed in Bonn, the "1st", i.e. the Prima Legio Minervia, seems to have served here the longest. Units of the Bonn legion were deployed to theatres of war ranging from modern-day Algeria to what is now the Russian republic of Chechnya.
The chief Roman road linking the provincial capitals of Cologne and Mainz cut right through the fort where it joined the fort's main road (now, Römerstraße). Once past the South Gate, the Cologne–Mainz road continued along what are now streets named Belderberg, Adenauerallee et al. On both sides of the road, the local settlement, Bonna, grew into a sizeable Roman town. Bonn is shown on the 4th century Peutinger Map.
In late antiquity, much of the town seems to have been destroyed by marauding invaders. The remaining civilian population then took refuge inside the fort along with the remnants of the troops stationed here. During the final decades of Imperial rule, the troops were supplied by Franci chieftains employed by the Roman administration. When the end came, these troops simply shifted their allegiances to the new barbarian rulers, the Kingdom of the Franks. From the fort, the Bonnburg, as well as from a new medieval settlement to the South centered around what later became the minster, grew the medieval city of Bonn. Local legends arose from this period that the name of the village came from Saint Boniface via Vulgar Latin *Bonnifatia, but this proved to be a myth.
Middle ages and early modern period
Between the 11th and 13th centuries, the Romanesque style Bonn Minster was built, and in 1597 Bonn became the seat of the Archdiocese of Cologne. The city gained more influence and grew considerably. The city was subject to a major bombardment during the Siege of Bonn in 1689. Bonn was then returned to Cologne where it remained the capital at the Peace of Ryswick. The elector Clemens August (ruled 1723–1761) ordered the construction of a series of Baroque buildings which still give the city its character. Another memorable ruler was Max Franz (ruled 1784–1794), who founded the university and the spa quarter of Bad Godesberg. In addition he was a patron of the young Ludwig van Beethoven, who was born in Bonn in 1770; the elector financed the composer's first journey to Vienna.
In 1794, the city was seized by French troops, becoming a part of the First French Empire. In 1815 following the Napoleonic Wars, Bonn became part of the Kingdom of Prussia. Administered within the Prussian Rhine Province, the city became part of the German Empire in 1871 during the Prussian-led unification of Germany. Bonn was of little relevance in these years.
20th century and the "Bonn Republic"
During the Second World War, Bonn acquired military significance because of its strategic location on the Rhine, which formed a natural barrier to easy penetration into the German heartland from the west. The Allied ground advance into Germany reached Bonn on 7 March 1945, and the US 1st Infantry Division captured the city during the battle of 8–9 March 1945.
After the Second World War, Bonn was in the British zone of occupation. Following the advocacy of West Germany's first chancellor, Konrad Adenauer, a former Cologne Mayor and a native of that area, Bonn became the de facto capital, officially designated the "temporary seat of the Federal institutions," of the newly formed Federal Republic of Germany in 1949. However, the Bundestag, seated in Bonn's Bundeshaus, affirmed Berlin's status as the German capital. Bonn was chosen as the provisional capital and seat of government despite the fact that Frankfurt already had most of the required facilities and using Bonn was estimated to be 95 million DM more expensive than using Frankfurt. Bonn was chosen because Adenauer and other prominent politicians intended to make Berlin the capital of the reunified Germany, and they felt that locating the capital in a major city like Frankfurt or Hamburg would imply a permanent capital and even weaken support in West Germany for reunification.
In 1949, the Parliamentary Council in Bonn drafted and adopted the current German constitution, the Basic Law for the Federal Republic of Germany. As the political centre of West Germany, Bonn saw six Chancellors and six Presidents of the Federal Republic of Germany. Bonn's time as the capital of West Germany is commonly referred to as the Bonn Republic, in contrast to the Berlin Republic which followed reunification in 1990.
After national reunification
German reunification in 1990 made Berlin the nominal capital of Germany again. This decision, however, did not mandate that the republic's political institutions would also move. While some argued for the seat of government to move to Berlin, others advocated leaving it in Bonn – a situation roughly analogous to that of the Netherlands, where Amsterdam is the capital but The Hague is the seat of government. Berlin's previous history as united Germany's capital was strongly connected with the German Empire, the Weimar Republic and more ominously with both Nazi Germany and Prussia. It was felt that a new peacefully united Germany should not be governed from a city connected to such overtones of war. Additionally, Bonn was closer to Brussels, headquarters of the European Economic Community. Former West German chancellor and mayor of West Berlin Willy Brandt caused considerable offence to the Western Allies during the debate by stating that France would not have kept the seat of government at Vichy after Liberation.
The heated debate that resulted was settled by the Bundestag (Germany's parliament) only on 20 June 1991. By a vote of 338–320, the Bundestag voted to move the seat of government to Berlin. The vote broke largely along regional lines, with legislators from the south and west favouring Bonn and legislators from the north and east voting for Berlin. It also broke along generational lines as well; older legislators with memories of Berlin's past glory favoured Berlin, while younger legislators favoured Bonn. Ultimately, the votes of the eastern German legislators tipped the balance in favour of Berlin.
From 1990 to 1999, Bonn served as the seat of government of reunited Germany. In recognition of its former status as German capital, it holds the name of Federal City (). Bonn currently shares the status of Germany's seat of government with Berlin, with the President, the Chancellor and many government ministries (such as Food & Agriculture and Defence) maintaining large presences in Bonn. Over 8,000 of the 18,000 federal officials remain in Bonn. A total of 19 United Nations (UN) institutions operate from Bonn today.
Politics and government
Mayor
The current Mayor of Bonn is Katja Dörner of Alliance 90/The Greens since 2020. She defeated incumbent mayor Ashok-Alexander Sridharan in the most recent mayoral election, which was held on 13 September 2020, with a runoff held on 27 September. The results were as follows:
! rowspan=2 colspan=2| Candidate
! rowspan=2| Party
! colspan=2| First round
! colspan=2| Second round
|-
! Votes
! %
! Votes
! %
|-
| bgcolor=|
| align=left| Ashok-Alexander Sridharan
| align=left| Christian Democratic Union
| 48,454
| 34.5
| 52,762
| 43.7
|-
| bgcolor=|
| align=left| Katja Dörner
| align=left| Alliance 90/The Greens
| 38,793
| 27.6
| 67,880
| 56.3
|-
| bgcolor=|
| align=left| Lissi von Bülow
| align=left| Social Democratic Party
| 28,389
| 20.2
|-
|
| align=left| Christoph Artur Manka
| align=left| Citizens' League Bonn
| 8,694
| 6.2
|-
| bgcolor=|
| align=left| Michael Faber
| align=left| The Left
| 7,032
| 5.0
|-
| bgcolor=|
| align=left| Werner Hümmrich
| align=left| Free Democratic Party
| 4,853
| 3.5
|-
| bgcolor=|
| align=left| Frank Rudolf Christian Findeiß
| align=left| Die PARTEI
| 2,873
| 2.0
|-
|
| align=left| Kaisa Ilunga
| align=left| Alliance for Innovation and Justice
| 1,507
| 1.1
|-
! colspan=3| Valid votes
! 140,595
! 99.1
! 120,642
! 99.5
|-
! colspan=3| Invalid votes
! 1,219
! 0.9
! 627
! 0.5
|-
! colspan=3| Total
! 141,814
! 100.0
! 121,269
! 100.0
|-
! colspan=3| Electorate/voter turnout
! 249,091
! 56.9
! 249,098
! 48.7
|-
| colspan=7| Source: State Returning Officer
|}
City council
The Bonn city council governs the city alongside the Mayor. It used to be based in the Rococo-style (old city hall), built in 1737, located adjacent to Bonn's central market square. However, due to the enlargement of Bonn in 1969 through the incorporation of Beuel and Bad Godesberg, it moved into the larger Stadthaus facilities further north. This was necessary for the city council to accommodate an increased number of representatives. The mayor of Bonn still sits in the , which is also used for representative and official purposes.
The most recent city council election was held on 13 September 2020, and the results were as follows:
! colspan=2| Party
! Votes
! %
! +/-
! Seats
! +/-
|-
| bgcolor=|
| align=left| Alliance 90/The Greens (Grüne)
| 39,311
| 27.9
| 9.2
| 19
| 3
|-
| bgcolor=|
| align=left| Christian Democratic Union (CDU)
| 36,315
| 25.7
| 4.7
| 17
| 10
|-
| bgcolor=|
| align=left| Social Democratic Party (SPD)
| 21,956
| 15.6
| 7.9
| 11
| 9
|-
|
| align=left| Citizens' League Bonn (BBB)
| 9,948
| 7.1
| 2.0
| 5
| 1
|-
| bgcolor=|
| align=left| The Left (Die Linke)
| 8,745
| 6.2
| 0.0
| 4
| 1
|-
| bgcolor=|
| align=left| Free Democratic Party (FDP)
| 7,268
| 5.2
| 3.0
| 3
| 4
|-
| bgcolor=|
| align=left| Volt Germany (Volt)
| 7,148
| 5.1
| New
| 3
| New
|-
| bgcolor=|
| align=left| Alternative for Germany (AfD)
| 4,569
| 3.2
| 0.4
| 2
| 1
|-
| bgcolor=|
| align=left| Die PARTEI (PARTEI)
| 3,095
| 2.2
| New
| 1
| New
|-
|
| align=left| Alliance for Innovation and Justice (BIG)
| 1,775
| 1.3
| 0.2
| 1
| ±0
|-
| colspan=7 bgcolor=lightgrey|
|-
| bgcolor=|
| align=left| Pirate Party Germany (Piraten)
| 869
| 0.6
| 1.6
| 0
| 2
|-
| bgcolor=|
| align=left| Independents
| 101
| 0.1
| –
| 0
| –
|-
! colspan=2| Valid votes
! 141,100
! 99.3
!
!
!
|-
! colspan=2| Invalid votes
! 1,052
! 0.7
!
!
!
|-
! colspan=2| Total
! 142,152
! 100.0
!
! 66
! 20
|-
! colspan=2| Electorate/voter turnout
! 249,091
! 57.1
! 0.3
!
!
|-
| colspan=7| Source: State Returning Officer
|}
State government
Four delegates represent the Federal city of Bonn in the Landtag of North Rhine-Westphalia. The last election took place in May 2017. The current delegates are Guido Déus (CDU), Christos Katzidis (CDU), Joachim Stamp (FDP) and Franziska Müller-Rech (FDP).
Federal government
Bonn's constituency is called (096). In the German federal election 2017, Ulrich Kelber (SPD) was elected a member of German Federal parliament, the Bundestag by direct mandate. It is his fifth term. Katja Dörner representing Bündnis 90/Die Grünen and Alexander Graf Lambsdorff for FDP were elected as well. Kelber resigned in 2019 because he was appointed Federal Commissioner for Data Protection and Freedom of Information. As Dörner was elected Lord Mayor of Bonn in September 2020, she resigned as a member of parliament after her entry into office.
Culture
Beethoven's birthplace is located in Bonngasse near the market place. Next to the market place is the Old City Hall, built in 1737 in Rococo style, under the rule of Clemens August of Bavaria. It is used for receptions of guests of the city, and as an office for the mayor. Nearby is the Kurfürstliches Schloss, built as a residence for the prince-elector and now the main building of the University of Bonn.
The Poppelsdorfer Allee is an avenue flanked by Chestnut trees which had the first horsecar of the city. It connects the Kurfürstliches Schloss with the Poppelsdorfer Schloss, a palace that was built as a resort for the prince-electors in the first half of the 18th century, and whose grounds are now a botanical garden (the Botanischer Garten Bonn). This axis is interrupted by a railway line and Bonn Hauptbahnhof, a building erected in 1883/84.
The Beethoven Monument stands on the Münsterplatz, which is flanked by the Bonn Minster, one of Germany's oldest churches.
The three highest structures in the city are the WDR radio mast in Bonn-Venusberg (), the headquarters of the Deutsche Post called Post Tower () and the former building for the German members of parliament Langer Eugen () now the location of the UN Campus.
Churches
Bonn Minster
Doppelkirche Schwarzrheindorf built in 1151
Old Cemetery Bonn (Alter Friedhof), one of the best known cemeteries in Germany
, built in 1627 with Johann Balthasar Neumann's Heilige Stiege, it is a stairway for Christian pilgrims
St. Remigius, where Beethoven was baptized
Castles and residences
Godesburg fortress ruins
The Röttgen suburb was once home to Schloss Herzogsfreude, now lost, but once a hunting lodge of elector Clemens August.
Modern buildings
Beethovenhalle
Bundesviertel (federal quarter) with many government structures including
Post Tower, the tallest building in the state North Rhine-Westphalia, housing the headquarters of Deutsche Post/DHL
Maritim Bonn, five-star hotel and convention centre
Schürmann-Bau, headquarters of Deutsche Welle
Langer Eugen, since 2006 the centre of the United Nations Campus, formerly housing the offices of the members of the German parliament
Deutsche Telekom headquarters
T-Mobile headquarters
Kameha Grand, five-star hotel
Museums
Just as Bonn's other four major museums, the Haus der Geschichte or Museum of the History of the Federal Republic of Germany, is located on the so-called Museumsmeile ("Museum Mile"). The Haus der Geschichte is one of the foremost German museums of contemporary German history, with branches in Berlin and Leipzig. In its permanent exhibition, the Haus der Geschichte presents German history from 1945 until the present, also shedding light on Bonn's own role as former capital of West Germany. Numerous temporary exhibitions emphasize different features, such as Nazism or important personalities in German history.
The Kunstmuseum Bonn or Bonn Museum of Modern Art is an art museum founded in 1947. The Kunstmuseum exhibits both temporary exhibitions and its permanent collection. The latter is focused on Rhenish Expressionism and post-war German art. German artists on display include Georg Baselitz, Joseph Beuys, Hanne Darboven, Anselm Kiefer, Blinky Palermo and Wolf Vostell. The museum owns one of the largest collections of artwork by Expressionist painter August Macke. His work is also on display in the August-Macke-Haus, located in Macke's former home where he lived from 1911 to 1914.
The Bundeskunsthalle (full name: Kunst- und Ausstellungshalle der Bundesrepublik Deutschland or Art and Exhibition Hall of the Federal Republic of Germany), focuses on the crossroads of culture, arts, and science. To date, it attracted more than 17 million visitors. One of its main objectives is to show the cultural heritage outside of Germany or Europe. Next to its changing exhibitions, the Bundeskunsthalle regularly hosts concerts, discussion panels, congresses, and lectures.
The Museum Koenig is Bonn's natural history museum. Affiliated with the University of Bonn, it is also a zoological research institution housing the Leibniz-Institut für Biodiversität der Tiere. Politically interesting, it is on the premises of the Museum Koenig where the Parlamentarischer Rat first met.
The Deutsches Museum Bonn, affiliated with one of the world's foremost science museums, the Deutsches Museum in Munich, is an interactive science museum focusing on post-war German scientists, engineers, and inventions.
Other museums include the Beethoven House, birthplace of Ludwig van Beethoven, the Rheinisches Landesmuseum Bonn (Rhinish Regional Museum Bonn), the Bonn Women's Museum, the Rheinisches Malermuseum and the Arithmeum.
Nature
There are several parks, leisure and protected areas in and around Bonn. The is Bonn's most important leisure park, with its role being comparable to what Central Park is for New York City. It lies on the banks of the Rhine and is the city's biggest park intra muros. The Rhine promenade and the Alter Zoll (Old Toll Station) are in direct neighbourhood of the city centre and are popular amongst both residents and visitors. The Arboretum Park Härle is an arboretum with specimens dating to back to 1870. The Botanischer Garten (Botanical Garden) is affiliated with the university. The natural reserve of Kottenforst is a large area of protected woods on the hills west of the city centre. It is about in area and part of the Rhineland Nature Park ().
In the very south of the city, on the border with Wachtberg and Rhineland-Palatinate, there is an extinct volcano, the Rodderberg, featuring a popular area for hikes. Also south of the city, there is the Siebengebirge which is part of the lower half of the Middle Rhine region. The nearby upper half of the Middle Rhine from Bingen to Koblenz is a UNESCO World Heritage Site with more than 40 castles and fortresses from the Middle Ages and important German vineyards.
Transportation
Air traffic
Named after Konrad Adenauer, the first post-war Chancellor of West Germany, Cologne Bonn Airport is situated north-east from the city centre of Bonn. With around 10.3 million passengers passing through it in 2015, it is the seventh-largest passenger airport in Germany and the third-largest in terms of cargo operations. By traffic units, which combines cargo and passengers, the airport is in fifth position in Germany. As of March 2015, Cologne Bonn Airport had services to 115 passenger destinations in 35 countries. The airport is one of Germany's few 24-hour airports, and is a hub for Eurowings and cargo operators FedEx Express and UPS Airlines.
The federal motorway (Autobahn) A59 connects the airport with the city. Long distance and regional trains to and from the airport stop at Cologne/Bonn Airport station. Another major airport within a one-hour drive by car is Düsseldorf International Airport.
Rail and bus system
Bonn's central railway station, Bonn Hauptbahnhof is the city's main public transportation hub. It lies just outside the old town and near the central university buildings. It is served by regional (S-Bahn and Regionalbahn) and long-distance (IC and ICE) trains. Daily, more than 67,000 people travel via Bonn Hauptbahnhof. In late 2016, around 80 long distance and more than 165 regional trains departed to or from Bonn every day. Another long-distance station, (Siegburg/Bonn), is located in the nearby town of Siegburg and serves as Bonn's station on the high-speed rail line between Cologne and Frankfurt, offering faster connections to Southern Germany. It can be reached by Stadtbahn line 66 (approx. 25 minutes from central Bonn).
Bonn has a Stadtbahn light rail and a tram system. The Bonn Stadtbahn has 4 regular lines that connect the main north–south axis (centre to Bad Godesberg) and quarters east of the Rhine (Beuel and Oberkassel), as well as many nearby towns like Brühl, Wesseling, Sankt Augustin, Siegburg, Königswinter, and Bad Honnef. All lines serve the Central Station and two lines continue to Cologne, where they connect to the Cologne Stadtbahn. The Bonn tram system consists of two lines that connect closer quarters in the south, north and east of Bonn to the Central Station. While the Stadtbahn mostly has its own right-of-way, the tram often operates on general road lanes. A few sections of track are used by both systems. These urban rail lines are supplemented by a bus system of roughly 30 regular lines, especially since some parts of the city like Hardtberg and most of Bad Godesberg completely lack a Stadtbahn/Tram connection. Several lines offer night services, especially during the weekends. Bonn is part of the Verkehrsverbund Rhein-Sieg (Rhine-Sieg Transport Association) which is the public transport association covering the area of the Cologne/Bonn Region.
Road network
Four Autobahns run through or are adjacent to Bonn: the A59 (right bank of the Rhine, connecting Bonn with Düsseldorf and Duisburg), the A555 (left bank of the Rhine, connecting Bonn with Cologne), the A562 (connecting the right with the left bank of the Rhine south of Bonn), and the A565 (connecting the A59 and the A555 with the A61 to the southwest). Three Bundesstraßen, which have a general speed limit in contrast to the Autobahn, connect Bonn to its immediate surroundings (Bundesstraßen B9, B42 and B56).
With Bonn being divided into two parts by the Rhine, three bridges are crucial for inner-city road traffic: the Konrad-Adenauer-Brücke (A562) in the South, the Friedrich-Ebert-Brücke (A565) in the North, and the Kennedybrücke (B56) in the centre. In addition, regular ferries operate between Bonn-Mehlem and Königswinter, Bonn-Bad Godesberg and Königswinter-Niederdollendorf, and Bonn-Graurheindorf and Niederkassel-Mondorf.
Port
Located in the northern sub-district of Graurheindorf, the inland harbour of Bonn is used for container traffic as well as oversea transport. The annual turnover amounts to around . Regular passenger transport occurs to Cologne and Düsseldorf.
Economy
The head offices of Deutsche Telekom, its subsidiary T-Mobile, Deutsche Post, German Academic Exchange Service, and SolarWorld are in Bonn.
The third largest employer in the city of Bonn is the University of Bonn (including the university clinics) and Stadtwerke Bonn also follows as a major employer.
On the other hand, there are several traditional, nationally known private companies in Bonn such as luxury food producers Verpoorten and Kessko, the Klais organ manufacture and the Bonn flag factory.
The largest confectionery manufacturer in Europe, Haribo, has its founding headquarters (founded in 1922) and a production site in Bonn. Today the company is located in the Rhineland-Palatinate municipality of Grafschaft.
Other companies of supraregional importance are Weck Glaswerke (production site), Fairtrade, Eaton Industries (formerly Klöckner & Moeller), IVG Immobilien, Kautex Textron, SolarWorld, Vapiano and the SER Group.
Education
The Rheinische Friedrich Wilhelms Universität Bonn (University of Bonn) is one of the largest universities in Germany. It is also the location of the German research institute Deutsche Forschungsgemeinschaft (DFG) offices and of the German Academic Exchange Service (Deutscher Akademischer Austauschdienst – DAAD).
Private schools
Aloisiuskolleg, a Jesuit private school in Bad Godesberg with boarding facilities
Amos-Comenius-Gymnasium, a Protestant private school in Bad Godesberg
Bonn International School (BIS), a private English-speaking school set in the former American Compound in the Rheinaue, which offers places from kindergarten to 12th grade. It follows the curriculum of the International Baccalaureate.
Libysch Schule, private Arabic high school
Independent Bonn International School, (IBIS) private primary school (serving from kindergarten, reception, and years 1 to 6)
École de Gaulle - Adenauer, private French-speaking school serving grades pre-school ("maternelle") to grade 4 (CM1)
Kardinal-Frings-Gymnasium (KFG), private catholic school of the Archdiocese of Cologne in Beuel
Liebfrauenschule (LFS), private catholic school of the Archdiocese of Cologne
, private catholic school of the Archdiocese of Cologne in Beuel
, private Catholic school of the Archdiocese of Cologne in Bad Godesberg
, private boarding and day school in Oberkassel
("PÄDA"), private day school in Bad Godesberg
("CoJoBo"), private catholic day school
Akademie für Internationale Bildung, private higher educational facility offering programs for international students
Former schools
King Fahd Academy, private Islamic school in Bad Godesberg
Demographics
, Bonn had a population of 327,913. About 70% of the population was entirely of German origin, while about 100,000 people, equating to roughly 30%, were at least partly of non-German origin. The city is one of the fastest-growing municipalities in Germany and the 18th most populous city in the country. Bonn's population is predicted to surpass the populations of Wuppertal and Bochum before the year 2030.
The following list shows the largest groups of origin of minorites with "migration background" in Bonn .
Sports
Bonn is home of the Telekom Baskets Bonn, the only basketball club in Germany that owns its arena, the Telekom Dome. The club is the reigning champion of the 2022–23 Basketball Champions League.
The city also has a semi-professional football team Bonner SC which was formed in 1965 through the merger of Bonner FV and Tura Bonn. The Bonn Gamecocks American football team play at the 12,000-capacity Stadion Pennenfeld.
The headquarters of the International Paralympic Committee has been located in Bonn since 1999.
The successful German Baseball Team Bonn Capitals are also found in the city of Bonn.
International relations
Since 1983, the City of Bonn has established friendship relations with the City of Tel Aviv, Israel, and since 1988 Bonn, in former times the residence of the Princes Electors of Cologne, and Potsdam, Germany, the formerly most important residential city of the Prussian rulers, have established a city-to-city partnership.
Central Bonn is surrounded by a number of traditional towns and villages which were independent up to several decades ago. As many of those communities had already established their own contacts and partnerships before the regional and local reorganisation in 1969, the Federal City of Bonn now has a dense network of city district partnerships with European partner towns.
The city district of Bonn is a partner of the English university city of Oxford, England, UK (since 1947), of Budafok, District XXII of Budapest, Hungary (since 1991) and of Opole, Poland (officially since 1997; contacts were established 1954).
The district of Bad Godesberg has established partnerships with Saint-Cloud in France, Frascati in Italy, Windsor and Maidenhead in England, UK and Kortrijk in Belgium; a friendship agreement has been signed with the town of Yalova, Turkey.
The district of Beuel on the right bank of the Rhine and the city district of Hardtberg foster partnerships with towns in France: Mirecourt and Villemomble.
Moreover, the city of Bonn has developed a concept of international co-operation and maintains sustainability oriented project partnerships in addition to traditional city twinning, among others with Minsk in Belarus, Ulaanbaatar in Mongolia, Bukhara in Uzbekistan, Chengdu in China and La Paz in Bolivia.
Twin towns – sister cities
Bonn is twinned with:
Bukhara, Uzbekistan (1999)
Cape Coast, Ghana (2012)
Chengdu, China (2009)
Kherson, Ukraine (2023)
Minsk, Belarus (1993)
La Paz, Bolivia (1996)
Potsdam, Germany (1988)
Tel Aviv, Israel (1983)
Ulaanbaatar, Mongolia (1993)
Bonn city district is twinned with:
Oxford, United Kingdom (1947)
Budafok-Tétény (Budapest), Hungary (1991)
For twin towns of other city districts, see Bad Godesberg, Beuel and Hardtberg.
Notable people
Pre–20th century
Johann Peter Salomon (1745–1815), musician
Franz Anton Ries (1755–1846), violinist and violin teacher
Ludwig van Beethoven (1770–1827), composer
Salomon Oppenheim, Jr. (1772–1828), banker
Peter Joseph Lenné (1789–1866), gardener and landscape architect
Friedrich von Gerolt (1797–1879), diplomat
Karl Joseph Simrock (1802–1876), writer and specialist in German
Wilhelm Neuland (1806–1889), composer and conductor
Johanna Kinkel (1810–1858), composer and writer
Moses Hess (1812–1875), philosopher and writer
Johann Gottfried Kinkel (1815–1882), theologian, writer, and politician
Alexander Kaufmann (1817–1893), author and archivist
Leopold Kaufmann (1821–1898), mayor
Julius von Haast (1822–1887), New Zealand, professor of geology
Dietrich Brandis (1824–1907), botanist
Balduin Möllhausen (1825–1905), traveler and writer
Maurus Wolter (1825–1890), Benedictine, founder and first abbot of the Abbey of Beuron and Beuronese Congregation
August Reifferscheid (1835–1887), philologist
Antonius Maria Bodewig (1839–1915), Jesuit missionary and founder
Nathan Zuntz (1847–1920), physician
Alexander Koenig (1858–1940), zoologist, founder of Museum Koenig in Bonn
Alfred Philippson (1864–1953), geographer
Johanna Elberskirchen (1864–1943), writer and activist
Max Alsberg (1877–1933), lawyer
Kurt Wolff (1887–1963), publisher
Hans Riegel Sr. (1893–1945), entrepreneur
Eduard Krebsbach (1894–1947), SS doctor in Nazi Mauthausen concentration camp, executed for war crimes
Paul Kemp (1896–1953), actor
1900–1949
Hermann Josef Abs (1901–1994), board member of the Deutsche Bank
Paul Ludwig Landsberg (1901–1944), in Sachsenhausen concentration camp, philosopher
Heinrich Lützeler (1902–1988), philosopher, art historian, and literary scholar
Helmut Horten (1909–1987), entrepreneur
Theodor Schieffer (1910–1992), historian and medievalist
Irene Sänger-Bredt (1911–1983), mathematician and physicist
Ernst Friedrich Schumacher (1911–1977), economist
Klaus Barbie (1913–1991), Nazi SS and Gestapo war criminal, the "Butcher of Lyon"
Karl-Theodor Molinari (1915–1993), General and founding chairman of the German Armed Forces Association
Karlrobert Kreiten (1916–1943), pianist
Hans Walter Zech-Nenntwich (born 1916), Second Polish Republic, SS Cavalry member and war criminal
Walther Killy (1917–1985), German literary scholar, Der Killy
Hannjo Hasse (1921–1983), actor
Walter Gotell (1924–1997), actor
Walter Eschweiler (born 1935), football referee
Alexandra Cordes (1935–1986), writer
Joachim Bißmeier (born 1936), actor
Roswitha Esser (born 1941), canoeist, gold medal winner at the Olympic Games in 1964 and 1968, Sportswoman of the Year 1964
Heide Simonis (1943-2023), politician (SPD), former Prime Minister of Schleswig-Holstein, since 2005 honorary chairman of UNICEF Germany
Paul Alger (born 1943), football player
Johannes Mötsch (born 1949), archivist and historian
Klaus Ludwig (born 1949), race car driver
1950–1999
Günter Ollenschläger (born 1951), medical and science journalist
Hans "Hannes" Bongartz (born 1951), football player and coach
Christa Goetsch (born 1952), politician (Alliance '90 / The Greens)
Michael Meert (born 1953), film author and director
Thomas de Maizière (born 1954), politician (CDU), former Minister of Defense and of the Interior
Gerd Faltings (born 1954), mathematician, Fields Medal winner
Olaf Manthey (born 1955), former touring car racing driver
Michael Kühnen (1955–1991), Neo-Nazi
Roger Willemsen (1955–2016), publicist, author, essayist, and presenter
Norman Rentrop (born 1957), publisher, author, and investor
Markus Maria Profitlich (born 1960), comedian and actor
Guido Westerwelle (1961–2016), politician (FDP), Foreign Minister and Vice Chancellor of Germany from 2009 to 2011
Mathias Dopfner (born 1963), chief executive officer of Axel Springer AG
Nikolaus Blome (born 1963), journalist
Maxim Kontsevich (born 1964), mathematician, Fields Medal winner
Johannes B. Kerner (born 1964), TV presenter, Abitur at the Aloisiuskolleg, and studied in Bonn
Anthony Baffoe (born 1965), football player, sports presenter, and actor
Sonja Zietlow (born 1968), TV presenter
Burkhard Garweg (born 1968), member of the Red Army Faction
Sabriye Tenberken (born 1970), Tibetologist, founder of Braille Without Borders
Thorsten Libotte (born 1972), writer
Tamara Gräfin von Nayhauß (born 1972), television presenter
Silke Bodenbender (born 1974), actress
Juli Zeh (born 1974), writer
Oliver Mintzlaff (born 1975), track and field athlete and sports manager, CEO of RB Leipzig
Markus Dieckmann (born 1976), beach volleyball player
Bernadette Heerwagen (born 1977), actress
Melanie Amann (born 1978), journalist
Bushido (born 1978), musician and rapper
Sebastian Stahl (born 1978), race car driver
Sonja Fuss (born 1978), football player
DJ Manian DJ of Cascada (born 1978) owner of Zooland Records
Andreas Tölzer (born 1980), judoka
Jens Hartwig (born 1980), actor
Natalie Horler (born 1981), front woman of the Dance Project Cascada
Marcel Ndjeng (born 1982), football player
Marc Zwiebler (born 1984), badminton player
Benjamin Barg (born 1984), football player
Alexandros Margaritis (born 1984), race car driver
Ken Miyao (born 1986), pop singer
Felix Reda (born 1986), politician
Peter Scholze (born 1987), mathematician, Fields Medal winner
Célia Okoyino da Mbabi (born 1988), football player
Luke Mockridge (born 1989), comedian and author
Pius Heinz (born 1989), poker player, 2011 WSOP Main Event champion
Jonas Wohlfarth-Bottermann (born 1990), basketball player
Levina (born 1991), singer
Bienvenue Basala-Mazana (born 1992), football player
Kim Petras (born 1992), pop singer and songwriter
Annika Beck (born 1994), tennis player
James Hyndman (born 1962), stage actor
Konstanze Klosterhalfen (born 1997), track and field athlete
21st century
Anny Ogrezeanu (born 2001), singer and The Voice of Germany winner 2022
References
Bibliography
External links
Official website
Tourist information
"The Museum Mile"
Germany's Museum of Art in Bonn
Former national capitals
Populated places on the Rhine
Roman towns and cities in Germany
10s BC establishments in the Roman Empire
Roman legionary fortresses in Germany
Roman fortifications in Germania Inferior |
3332 | https://en.wikipedia.org/wiki/Ballroom%20dance | Ballroom dance | Ballroom dance is a set of partner dances, which are enjoyed both socially and competitively around the world, mostly because of its performance and entertainment aspects. Ballroom dancing is also widely enjoyed on stage, film, and television.
Ballroom dance may refer, at its widest definition, to almost any recreational dance with a partner. However, with the emergence of dance competition (now known as Dancesport), two principal schools have emerged and the term is used more narrowly to refer to the dances recognized by those schools.
The International School, originally developed in England and now regulated by the World Dance Council (WDC) and the World DanceSport Federation (WDSF), is most prevalent in Europe. It encompasses two categories, Standard and Latin, each of which consist of five dances—International Waltz, International Tango, International Viennese Waltz, International Slow Foxtrot, and International Quickstep in the Standard category and International Samba, International Cha Cha, International Rumba, International Paso Doble, and International Jive in the Latin category. A "Standard" or "Latin" competition encompasses all five dances in the respective category, and a "Ten Dance" competition encompasses all ten dances. The two styles, while differing in technique, rhythm, and costumes, exemplify core elements of ballroom dancing such as control and cohesiveness.
The American School, also called North American School, is most prevalent in the United States and Canada, where it's regulated by USA Dance and Canada Dancesport (CDS) -- the respective national member bodies of the WDSF. It also consists of two categories analogous to the Standard and Latin categories of the International School, respectively called Smooth and Rhythm. The Smooth category consists of only four dances—American Waltz, American Tango, American Foxtrot, and American Viennese Waltz, omitting American Peabody (the American School equivalent to Quickstep) -- while the dances selected for competition in the Rhythm category are American Cha Cha, American Rumba, American East Coast Swing (the American School equivalent to International Jive), American Bolero, and American Mambo. A "Smooth" or "Rhythm" competition encompasses the dances in the respective category, and a "Nine Dance" competition encompassing all nine of these dances is analogous to the "Ten Dance" competition of the International School. USA Dance additionally recognizes American Peabody, American Merengue, American Paso Doble, American Samba, American West Coast Swing, American Polka, and American Hustle as ballroom dances in which sanctioned competition may take place.
Note that dances of the two schools that bear the same name may differ considerably in permitted patterns (figures), technique, and styling.
Exhibitions and social situations that feature ballroom dancing also may include additional partner dances such as Lindy Hop, Night Club Two Step, Night Club Swing, Bachata, Country Two Step, and regional (local or national) favorites that normally are not regarded as part of the ballroom family, and a number of historical dances also may be danced in ballrooms or salons. Additionally, some sources regard Sequence Dancing, in pairs or other formations, to be a style of ballroom dance.
Definitions and history
The term 'ballroom dancing' is derived from the word ball which in turn originates from the Latin word ballare which means 'to dance' (a ball-room being a large room specially designed for such dances). In times past, ballroom dancing was social dancing for the privileged, leaving folk dancing for the lower classes. These boundaries have since become blurred. The definition of ballroom dance also depends on the era: balls have featured popular dances of the day such as the Minuet, Quadrille, Polonaise, Polka, Mazurka, and others, which are now considered to be historical dances.
Early modern period
The first authoritative knowledge of the earliest ballroom dances was recorded toward the end of the 16th century, when Jehan Tabourot, under the pen name "Thoinot-Arbeau", published in 1588 his Orchésographie, a study of late 16th-century French renaissance social dance. Among the dances described were the solemn basse danse, the livelier branle, pavane, and the galliarde which Shakespeare called the "cinq pace" as it was made of five steps.
In 1650, the Minuet, originally a peasant dance of Poitou, was introduced into Paris and set to music by Jean-Baptiste Lully and danced by the King Louis XIV in public. The Minuet dominated the ballroom from that time until the close of the 18th century.
Toward the later half of the 17th century, Louis XIV founded his 'Académie Royale de Musique et de Danse', where specific rules for the execution of every dance and the "five positions" of the feet were formulated for the first time by members of the Académie. Eventually, the first definite cleavage between ballet and ballroom came when professional dancers appeared in the ballets, and the ballets left the Court and went to the stage. Ballet technique such as the turned out positions of the feet, however, lingered for over two centuries and past the end of the Victoria era.
19th century
The waltz with its modern hold took root in England in about 1812; in 1819 Carl Maria von Weber wrote Invitation to the Dance, which marked the adoption of the waltz form into the sphere of absolute music. The dance was initially met with tremendous opposition due to the semblance of impropriety associated with the closed hold, though the stance gradually softened. In the 1840s several new dances made their appearance in the ballroom, including the polka, mazurka, and the Schottische. In the meantime a strong tendency emerged to drop all 'decorative' steps such as entrechats and ronds de jambes that had found a place in the Quadrilles and other dances.
Early 20th century
Modern ballroom dance has its roots early in the 20th century, when several different things happened more or less at the same time. The first was a movement away from the sequence dances towards dances where the couples moved independently. This had been pre-figured by the waltz, which had already made this transition. The second was a wave of popular music, such as jazz. Since dance is to a large extent tied to music, this led to a burst of newly invented dances. There were many dance crazes in the period 1910–1930.
The third event was a concerted effort to transform some of the dance crazes into dances which could be taught to a wider dance public in the U.S. and Europe. Here Vernon and Irene Castle were important, and so was a generation of English dancers in the 1920s, including Josephine Bradley and Victor Silvester. These professionals analysed, codified, published, and taught a number of standard dances. It was essential, if popular dance was to flourish, for dancers to have some basic movements they could confidently perform with any partner they might meet. Here the huge Arthur Murray organisation in America, and the dance societies in England, such as the Imperial Society of Teachers of Dancing, were highly influential. Finally, much of this happened during and after a period of World War, and the effect of such a conflict in dissolving older social customs was considerable.
Later, in the 1930s, the on-screen dance pairing of Fred Astaire and Ginger Rogers influenced all forms of dance in the U.S. and elsewhere. Although both actors had separate careers, their filmed dance sequences together, which included portrayals of the Castles, have reached iconic status. Much of Astaire and Rogers' work portrayed social dancing, although the performances were highly choreographed (often by Astaire or Hermes Pan) and meticulously staged and rehearsed.
Competitive dancing
Competitions, sometimes referred to as dancesport, range from world championships, regulated by the World Dance Council (WDC), to less advanced dancers at various proficiency levels. Most competitions are divided into professional and amateur, though in the USA pro-am competitions typically accompany professional competitions. The International Olympic Committee now recognizes competitive ballroom dance. It has recognized another body, the World DanceSport Federation (WDSF), as the sole representative body for dancesport in the Olympic Games.
Ballroom dance competitions are regulated by each country in its own way. There are about 30 countries which compete regularly in international competitions. There are another 20 or so countries which have membership of the WDC and/or the WDSF, but whose dancers rarely appear in international competitions. In Britain there is the British Dance Council, which grants national and regional championship titles, such as the British Ballroom Championships, the British Sequence Championships and the United Kingdom Championships. In the United States, the member branches of the WDC (National Dance Council of America) and the WDSF (USA Dance) both grant national and regional championship titles.
Ballroom dancing competitions in the former USSR also included the Soviet Ballroom dances, or Soviet Programme. Australian New Vogue is danced both competitively and socially. In competition, there are 15 recognized New Vogue dances, which are performed by the competitors in sequence. These dance forms are not recognized internationally, neither are the US variations such as American Smooth, and Rhythm. Such variations in dance and competition methods are attempts to meets perceived needs in the local market-place.
Internationally, the Blackpool Dance Festival, hosted annually at Blackpool, England is considered the most prestigious event a dancesport competitor can attend.
Formation dance is another style of competitive dance recognized by the WDSF. In this style, multiple dancers (usually in couples and typically up to 16 dancers at one time) compete on the same team, moving in and out of various formations while dancing. The Blackpool Dance Festival also holds an annual event for competitive formation dancing.
Elements of competition
In competitive ballroom, dancers are judged by diverse criteria such as poise, the hold or frame, posture, musicality and expression, timing, body alignment and shape, floor craft, foot and leg action, and presentation. Judging in a performance-oriented sport is inevitably subjective in nature, and controversy and complaints by competitors over judging placements are not uncommon. The scorekeepers—called scrutineers—will tally the total number recalls accumulated by each couple through each round until the finals when the Skating system is used to place each couple by ordinals, typically 1–6, though the number of couples in the final may vary. Sometimes, up to 8 couples may be present on the floor during the finals.
Competitors dance at different levels based on their ability and experience. The levels are split into two categories, syllabus and open. The syllabus levels are newcomer/pre-bronze, bronze, silver, and gold—with gold the highest syllabus level and newcomer the lowest. In these levels, moves are restricted to those written in a syllabus, and illegal moves can lead to disqualification. Each level, bronze, silver, and gold, has different moves on their syllabus, increasing in difficulty. There are three levels in the open category; novice, pre-champ, and champ in increasing order of skill. At those levels, dancers no longer have restrictions on their moves, so complex routines are more common.
Medal evaluations
Medal evaluations for amateurs enable dancers' individual abilities to be recognized according to conventional standards. In medal evaluations, which are run by bodies such as the Imperial Society of Teachers of Dancing (ISTD) and the United Kingdom Alliance (UKA), each dancer performs two or more dances in a certain genre in front of a judge. Genres such as Modern Ballroom or Latin are the most popular. Societies such as the ISTD and UKA also offer medal tests on other dance styles (such as Country & Western, Rock 'n Roll or Tap). In some North American examinations, levels include Newcomer, Bronze, Silver, Gold, Novice, Pre-championship, and Championship; each level may be further subdivided into either two or four separate sections.
Collegiate ballroom
There is a part of the ballroom world dedicated to students. These chapters are typically clubs or teams that have an interest in ballroom dancing. Teams hold fundraisers, social events, and ballroom dance lessons. Ballroom dance teams' goals are to have fun and learn to dance well. There is a strong focus on finding a compatible dance partner and bonding with teammates. There is also a competitive side to collegiate ballroom - collegiate teams often hold competitions and invite other teams to participate. These competitions are often run with many of the same rules are regular amateur competitions as outlined above, but are usually organized entirely by collegiate teams. Examples include the MIT Open Ballroom Dance Competition, Big Apple Dancesport Challenge, Purdue Ballroom Classic, Cardinal Classic, Berkeley Classic, and Harvard Invitational.
Dances
"Ballroom dance" refers most often to the ten dances of Standard and Latin, though the term is also often used interchangeably with the five International Ballroom dances. Sequence dancing, which is danced predominantly in the United Kingdom, and its development New Vogue in Australia and New Zealand, are also sometimes included as a type of Ballroom dancing.
In the United States and Canada, the American Style (American Smooth and American Rhythm) also exists. The dance technique used for both International and American styles is similar, but International Ballroom allows only closed dance positions, whereas American Smooth allows closed, open and separated dance movements. In addition, different sets of dance figures are usually taught for the two styles. International Latin and American Rhythm have different styling, and have different dance figures in their respective syllabi.
Other dances sometimes placed under the umbrella "ballroom dance" include nightclub dances such as Lindy Hop, West Coast swing, nightclub two step, hustle, salsa, and merengue. The categorization of dances as "ballroom dances" has always been fluid, with new dances or folk dances being added to or removed from the ballroom repertoire from time to time, so no list of subcategories or dances is any more than a description of current practices. There are other dances historically accepted as ballroom dances, and are revived via the vintage dance movement.
In Europe, Latin Swing dances include Argentine tango, mambo, Lindy Hop, swing boogie (sometimes also known as nostalgic boogie), and discofox. One example of this is the subcategory of cajun dances that originated in Acadiana, with branches reaching both coasts of the United States.
Standard/Smooth dances are normally danced to Western music (often from the mid-twentieth century), and couples dance counter-clockwise around a rectangular floor following the line of dance. In competitions, competitors are costumed as would be appropriate for a white tie affair, with full gowns for the ladies and bow tie and tail coats for the men; though in American Smooth it is now conventional for the men to abandon the tailsuit in favor of shorter tuxedos, vests, and other creative outfits.
Latin/Rhythm dances are commonly danced to contemporary Latin American music and (in case of jive) Western music. With the exception of a few traveling dances like samba and pasodoble, couples do not follow the line of dance but perform their routines more or less in one spot. In competitions, the women are often dressed in short-skirted Latin outfits while the men are outfitted in tight-fitting shirts and pants, the goal being to emphasize the dancers' leg action and body movements.
Competitive dances
Standard/Smooth
Waltz
Waltz began as a country folk dance in Austria and Bavaria in the 17th century. In the early 19th century it was introduced in England. It was the first dance where a man held a woman close to his body. When performing the dance, the upper body is kept to the left throughout all figures, the follower's body leans to the right side of the leader while the head is extended left to follow the elbow. Figures with rotation have little rise. The start of the rise begins slowly from the first count, peaks on the 2nd count and lowers slowly on the 3rd. Sway is also used on the second step to make the step longer and also to slow down the momentum by bringing the feet together. Waltz is performed for both International Standard and American Smooth.
Viennese Waltz
Viennese waltz originated in Provence area in France in 1559 and is recognized as the oldest of all ballroom dances. It was introduced in England as German waltz in 1812 and became popular throughout the 19th century by the music of Josef and Johann Strauss. It is often referred to as the classic “old-school” ballroom. Viennese Waltz music is quite fast. Slight shaping of the body moves towards the inside of the turn and shaping forward and up to lengthen the opposite side from direction. Reverse turn is used to travel down long side and is overturned. While natural turn is used to travel short side and is underturned to go around the corners. Viennese waltz is performed for both International Standard and American Smooth.
Tango
Tango originated in Buenos Aires in the late 19th century. Modern Argentine tango is danced in both open and closed embraces which focuses on the lead and follow moving in harmony of the tango's passionate charging music. The tango's technique is like walking to the music while keeping feet grounded and allowing ankles and knees to brush against one another during each step taken. Tango is a flat-footed dance and unlike the other dances, has no rise and fall. Body weight is kept over the toes and the connection is held between the dancers in the hips.
Ballroom tango, however, is a dance with a far more open frame, often utilising strong and staccato movements. Ballroom tango, rather than Argentine tango, is performed in international competition.
Foxtrot
The foxtrot is an American dance, believed to be of African-American origin. It was named by a vaudeville performer Harry Fox in 1914. Fox was rapidly trotting step to ragtime music. The dance therefore was originally named as the “Fox’s trot”. The foxtrot can be danced at slow, medium, or fast tempos depending on the speed of the jazz or big band music. The partners are facing one another and frame rotates from one side to another, changing direction after a measure. The dance is generally danced flat, with not much rise and fall. The walking steps are taken as slow for the two beats per steps and quick for one beat per step. Foxtrot is performed for both International Standard and American Smooth.
Quickstep
The quickstep is an English dance and was invented in the 1920s as a combination of faster tempo of foxtrot and the Charleston. It is a fast moving dance, so men are allowed to close their feet and the couples move in short syncopated steps. Quickstep includes the walks, runs, chasses, and turns of the original foxtrot dance, with some other fast figures such as locks, hops, run, quick step, jump and skips. Quick step is performed as an International Standard dance.
Latin/Rhythm
Pasodoble
The pasodoble originated from Spain and its dramatic bullfights. The dance is mostly performed only in competitions and rarely socially because of its many choreographic rules. The lead plays the role of the matador while the follow takes the role of the matador's cape, the bull, or even the matador. The chasse cape refers to the lead using the follow to turn them as if they are the cape, and the appel is when the lead stomps their foot to get the bull's attention. Pasodoble is performed as an International Latin dance.
Spanish bolero
The Spanish bolero was developed in the late 18th century out of the seguidilla, and its popularization is attributed to court dancers such as Sebastián Cerezo. It became one of the most popular ballroom dances of the 19th century and saw many classical adaptations. However, by the 20th century it had become old-fashioned. A Cuban music genre of the same name, bolero, which became popular in the early 20th century, is unrelated to the Spanish dance.
Cuban bolero
Although Cuban bolero was born as a form of trova, traditional singer/songwriter tradition from eastern Cuba, with no associated dance, it soon became a ballroom favorite in Cuba and all of Latin America. The dance most commonly represents the couple falling in love. Modern bolero is seen as a combination of many dances: like a slow salsa with contra-body movement of tango, patterns of rhumba, and rise and fall technique and personality of waltz and foxtrot. Bolero can be danced in a closed hold or singly and then coming back together. It is performed as an American Rhythm dance.
Samba
Samba is the national dance of Brazil. The rhythm of samba and its name originated from the language and culture of West African slaves. In 1905, samba became known to other countries during an exhibition in Paris. In the 1940s, samba was introduced in America through Carmen Miranda. The international version of Ballroom Samba has been based on an early version of Brazilian Samba called Maxixe, but has since developed away and differs strongly from Brazilian Ballroom Samba, which is called Samba de Gafieira. International Ballroom Samba is danced with a slight bounce which is created through the bending and straightening the knee. It is performed as an International Latin dance, although most of its modern development has occurred outside Latin America.
Rumba
Rumba came to the United States from Cuba in the 1920s and became a popular cabaret dance during prohibition. Rumba is a ballroom adaptation of son cubano and bolero (the Cuban genre) and, despite its name, it rarely included elements of Cuban rumba. It includes Cuban motions through knee-strengthening, figure-eight hip rotation, and swiveling foot action. An important characteristic of rumba is the powerful and direct lead achieved through the ball of the foot. Rumba is performed for both International Latin and American Rhythm.
Mambo
Mambo was developed as an offshoot of danzón, the national dance of Cuba, in the late 1930s by Orestes López and his brother Cachao, of Arcaño y sus Maravillas. They conceived a new form of danzón influenced by son cubano, with a faster, improvised final section, which allowed dancers to more freely express themselves, given that danzón had traditionally a very rigid structure. In the 1940s, Dámaso Pérez Prado transformed the mambo from the charanga into the big band format, and took it to Mexico and the United States, where it became a "dance craze".
Cha Cha
Cha Cha (sometimes wrongly called Cha Cha Cha based on a "street version" of the dance with shifted timing) was developed by Enrique Jorrín in the early 1950s, as a slower alternative to Mambo—and, in fact, was originally called Triple Mambo. The Cha Cha is a flirtatious dance with many hip rotations and partners synchronising their movements. The dance includes bending and straightening of the knee giving it a touch of Cuban motion. Cha-cha is performed for both International Latin and American Rhythm.
East Coast Swing
Swing in 1927 was originally named the Lindy Hop named by Shorty George Snowden. There have been 40 different versions documented over the years; most common is the East Coast swing which is performed in the American Smooth (or American Rhythm) only in the U.S. or Canada. The East Coast swing was established by Arthur Murray and others only shortly after World War II. Swing music is very lively and upbeat and can be danced to jazz or big band music. The swing dancing style has much bounce and energy. Swing also includes many spins and underarm turns. East Coast swing is performed as an American Rhythm dance.
Jive
The jive is part of the swing dance group and is a very lively variation of the jitterbug. Jive originated from African American clubs in the early 1940s. During World War II, American soldiers introduced the jive in England where it was adapted to today's competitive jive. In jive, the man leads the dance while the woman encourages the man to ask her to dance. It is danced to big band music, and some technique is taken from salsa, swing and tango. Jive is performed as an International Latin dance.
Dance style classification
International Style competition dances
According to World Dance Council.
Standard
Waltz:
28 bars per minute, time, also known as Slow Waltz or English Waltz depending on locality
Tango:
31 bars per minute, time
Viennese Waltz:
58 bars per minute, time.
On the European continent, the Viennese waltz is known simply as waltz, while the waltz is recognized as English waltz or Slow Waltz.
Foxtrot:
28 bars per minute, time
Quickstep:
50 bars per minute, time
Latin
Cha-cha-cha:
29 bars per minute, time
Samba:
49 bars per minute, time
Rumba:
24 bars per minute, time
Paso Doble:
60 bars per minute, time
Jive:
41 bars per minute, time
American Style competition dances
Smooth
Waltz:
29–30 bars per minute.
30–32 bars per minute for Bronze
Tango:
60 bars per minute
30–32 bars per minute for Bronze
Foxtrot:
30 bars per minute
32–34 bars per minute for Bronze
Viennese Waltz:
53–54 bars per minute
54 bars per minute for Bronze
Rhythm
Cha Cha:
30 bars per minute
Rumba:
30–32 bars per minute
32–36 bars per minute for Bronze
East Coast Swing:
36 bars per minute
34–36 bars per minute for Bronze
Bolero:
24 bars per minute
24–26 bars per minute for Bronze
Mambo:
47 bars per minute
48–51 bars per minute for Bronze
Others
Historical/Vintage Ballroom dance:
Waltz – Polka – Schottische – Tango – One-Step – Foxtrot – Peabody
Other dances occasionally categorized as ballroom:
Nightclub
Nightclub Two-step – Hustle – Modern Jive / LeRoc / Ceroc – and the whole swing variety: West Coast Swing / East Coast Swing/ Lindy Hop (always included in the "Rhythm-Swing" category) / Carolina Shag / Collegiate Shag / Balboa / Blues – Fusion
Latin nightclub
Salsa – Cumbia – Mambo – Merengue – Porro – Cha cha – Bachata
African nightclub
Kizomba – Semba – Zouk
Brazilian Dances
Forró – Pagode – Samba de Gafieira – Lambada - Zouk-Lambada
Country/Western
C/W Polka – C/W Cha-cha – C/W Two-step – C/W Waltz
Cajun dances
Cajun One Step or Cajun Jig – Cajun Two Step – Zydeco – Cajun Waltz – Cajun Jitterbug
Musette dances
Java – musette-waltz – musette-tango – musette-paso-doble
Other
Argentine tango – New Vogue
See also
Dance in Canada
Dance sport in Austria
Australian Dance
Dancesport at the Asian Games
References
Further reading
Arthur Murray,(1938) How To Become A Good Dancer ,
Abra, Allison. "Review of James Nott, Going to the palais: a social and cultural history of dancing and dance halls in Britain, 1918–1960." Contemporary British History (Sep 2016) 30#3 pp 432–433.
It's a Fabulous world,(2020) Documentary about ballroom dance industry
https://imdb.com/title/tt6727522/
External links
Digitized material from the American Ballroom Companion Collection: Dance Instruction Manuals (ca. 1490–1920) in the Rare Book and Special Collections Division of the Library of Congress
Partner dance
Social dance
Dancesport
Competitive dance |
3333 | https://en.wikipedia.org/wiki/The%20Birth%20of%20a%20Nation | The Birth of a Nation | The Birth of a Nation, originally called The Clansman, is a 1915 American silent epic drama film directed by D. W. Griffith and starring Lillian Gish. The screenplay is adapted from Thomas Dixon Jr.'s 1905 novel and play The Clansman. Griffith co-wrote the screenplay with Frank E. Woods and produced the film with Harry Aitken.
The Birth of a Nation is a landmark of film history, lauded for its technical virtuosity. It was the first non-serial American 12-reel film ever made. Its plot, part fiction and part history, chronicles the assassination of Abraham Lincoln by John Wilkes Booth and the relationship of two families in the Civil War and Reconstruction eras over the course of several years—the pro-Union (Northern) Stonemans and the pro-Confederacy (Southern) Camerons. It was originally shown in two parts separated by an intermission, and it was the first American-made film to have a musical score for an orchestra. It pioneered closeups and fadeouts, and it includes a carefully staged battle sequence with hundreds of extras (another first) made to look like thousands. It came with a 13-page Souvenir Program. It was the first motion picture to be screened inside the White House, viewed there by President Woodrow Wilson, his family, and members of his cabinet.
The film was controversial even before its release, and it has remained so ever since; it has been called "the most controversial film ever made in the United States" and "the most reprehensibly racist film in Hollywood history". The film has been denounced for its racist depiction of African Americans. The film portrays its black characters (many of whom are played by white actors in blackface) as unintelligent and sexually aggressive toward white women. The Ku Klux Klan (KKK) is portrayed as a heroic force, necessary to preserve American values, protect white women, and maintain white supremacy.
Popular among white audiences nationwide upon its release, the film's success was both a consequence of and a contributor to racial segregation throughout the U.S. In response to the film's depictions of black people and Civil War history, African Americans across the U.S. organized and protested. In Boston and other localities, black leaders and the NAACP spearheaded an unsuccessful campaign to have it banned on the basis that it inflamed racial tensions and could incite violence. Griffith's indignation at efforts to censor or ban the film motivated him to produce Intolerance the following year.
In spite of its divisiveness, The Birth of a Nation was a huge commercial success across the nation—grossing more than any previous motion picture—and it profoundly influenced both the film industry and American culture. The film has been acknowledged as an inspiration for the rebirth of the Ku Klux Klan, which took place only a few months after its release. In 1992, the Library of Congress deemed the film "culturally, historically, or aesthetically significant" and selected it for preservation in the National Film Registry.
Plot
Part 1: Civil War of United States
Phil, the elder son of the Stonemans (a Northern family), falls in love with Margaret Cameron (the daughter of a Southern family), during a visit to the Cameron estate in South Carolina. There, Margaret's brother, Ben, idolizes a picture of Elsie Stoneman, Phil's sister. When the Civil War arrives, the young men of both families enlist in their respective armies. The younger Stoneman and two of the Cameron brothers are killed in combat. Meanwhile, a black militia attacks the Cameron home and is routed by Confederate soldiers, who save the Cameron women. Leading the final charge at the Siege of Petersburg, Ben Cameron earns the nickname of "the Little Colonel", but is also wounded and captured. He is then taken to a Union military hospital in Washington, D.C.
During his stay at the hospital, he is told that he will be hanged. Working there as a nurse is Elsie Stoneman, whose picture he has been carrying. Elsie takes Cameron's mother, who had traveled there to tend her son, to see Abraham Lincoln. Mrs. Cameron persuades him to pardon Ben. When Lincoln is assassinated, his conciliatory postwar policy expires with him. In the wake of Lincoln's death, Elsie's father and other Radical Republicans are determined to punish the South.
Part 2: Reconstruction
Stoneman and his protégé Silas Lynch, a psychopathic mulatto head to South Carolina to observe the implementation of Reconstruction policies. During the election, in which Lynch is elected lieutenant governor, black people stuff the ballot boxes, while many white people are denied the vote. The newly elected members of the South Carolina legislature are mostly black.
Inspired by observing white children pretending to be ghosts to scare black children, Ben fights back by forming the Ku Klux Klan. As a result, Elsie breaks up with him. While going off alone into the woods to fetch water, Flora Cameron is followed by Gus, a freedman and soldier who is now a captain. He tells Flora he desires to marry her. Uninterested, she rejects him, but Gus keeps insisting. Frightened, she flees into the forest, pursued by Gus. Trapped on a precipice, Flora warns Gus she will jump if he comes any closer. When he does, she leaps to her death. While looking for Flora, Ben sees her jump and holds her as she dies. He then carries her body to the Cameron home. In response, the Klan hunts down Gus, tries him, finds him guilty, and lynches him.
After discovering Gus' murder, Lynch orders a crackdown on the Klan. He also secures the passing of legislation allowing mixed-race marriages. Dr. Cameron is arrested for possessing Ben's Klan regalia, now considered a capital crime. He is rescued by Phil Stoneman and a few of his black servants. Together with Margaret Cameron, they flee. When their wagon breaks down, they make their way through the woods to a small hut that is home to two former Union soldiers who agree to hide them.
Congressman Stoneman, Elsie's father, leaves to avoid being connected with Lynch's crackdown. Elsie, learning of Dr. Cameron's arrest, goes to Lynch to plead for his release. Lynch, who lusts after Elsie, tries to force her to marry him, which causes her to faint. Stoneman returns, causing Elsie to be placed in another room. At first Stoneman is happy when Lynch tells him he wants to marry a white woman, but he is then angered when Lynch says that it is Elsie he wishes to marry. Elsie breaks a window and cries out for help, getting the attention of undercover Klansman spies. The Klan gathered together, with Ben leading them, ride in to gain control of the town. When news about Elsie reaches Ben, he and others go to her rescue. Lynch is captured while his militia attacks the hut where the Camerons are hiding. However, the Klansmen, with Ben at their head, save them. The next election day, blacks find a line of mounted and armed Klansmen just outside their homes and are intimidated into not voting.
Margaret Cameron marries Phil Stoneman and Elsie Stoneman marries Ben Cameron.
Cast
Credited
Lillian Gish as Elsie Stoneman
Mae Marsh as Flora Cameron, the pet sister
Henry B. Walthall as Colonel Benjamin Cameron ("The Little Colonel")
Miriam Cooper as Margaret Cameron, elder sister
Mary Alden as Lydia Brown, Stoneman's housekeeper
Ralph Lewis as Austin Stoneman, Leader of the House
George Siegmann as Silas Lynch
Walter Long as Gus, the renegade
Wallace Reid as Jeff, the blacksmith
Joseph Henabery as Abraham Lincoln
Elmer Clifton as Phil Stoneman, elder son
Robert Harron as Tod Stoneman
Josephine Crowell as Mrs. Cameron
Spottiswoode Aitken as Dr. Cameron
George Beranger as Wade Cameron, second son
Maxfield Stanley as Duke Cameron, youngest son
Jennie Lee as Mammy, the faithful servant
Donald Crisp as General Ulysses S. Grant
Howard Gaye as General Robert E. Lee
Uncredited
Harry Braham as Cameron's faithful servant
Edmund Burns as Klansman
David Butler as Union soldier / Confederate soldier
William Freeman as Jake, a mooning sentry at Federal hospital
Sam De Grasse as Senator Charles Sumner
Olga Grey as Laura Keene
Russell Hicks
Elmo Lincoln as ginmill owner / slave auctioneer
Eugene Pallette as Union soldier
Harry Braham as Jake / Nelse
Charles Stevens as volunteer
Madame Sul-Te-Wan as woman with gypsy shawl
Raoul Walsh as John Wilkes Booth
Lenore Cooper as Elsie's maid
Violet Wilkey as young Flora
Tom Wilson as Stoneman's servant
Donna Montran as belles of 1861
Alberta Lee as Mrs. Mary Todd Lincoln
Allan Sears as Klansmen
Dark Cloud as General at Appomattox Surrender
Vester Pegg
Alma Rubens
Mary Wynn
Jules White
Monte Blue
Gibson Gowland
Fred Burns
Charles King
Production
1911 version
In 1911, the Kinemacolor Company of America produced a lost film in Kinemacolor titled The Clansman. It was filmed in the southern United States and directed by William F. Haddock. According to different sources, the ten-reel film was either completed by January 1912 or left uncompleted with a little more than a reel of footage. There are several speculated reasons why the film production failed, including unresolved legal issues regarding the rights to the story, financial issues, problems with the Kinemacolor process and poor direction. Frank E. Woods, the films scriptwriter, showed his work to Griffith, who was inspired to create his own film adaptation of the novel, titled The Birth of a Nation.
Inspiration
Many of the fictional characters in the film are based on real historical figures. Abolitionist U.S. Representative Austin Stoneman is based on the Reconstruction-era Representative Thaddeus Stevens of Pennsylvania. Ben Cameron is modeled after Leroy McAfee. Silas Lynch was modeled after Alonzo J. Ransier and Richard Howell Gleaves.
Development
After the failure of the Kinemacolor project, in which Dixon was willing to invest his own money, he began visiting other studios to see if they were interested. In late 1913, Dixon met the film producer Harry Aitken, who was interested in making a film out of The Clansman; through Aitken, Dixon met Griffith. Like Dixon, Griffith was a Southerner, a fact that Dixon points out; Griffith's father served as a colonel in the Confederate States Army and, like Dixon, viewed Reconstruction negatively. Griffith believed that a passage from The Clansman where Klansmen ride "to the rescue of persecuted white Southerners" could be adapted into a great cinematic sequence. Griffith first announced his intent to adapt Dixon's play to Gish and Walthall after filming Home, Sweet Home in 1914.
Birth of a Nation "follows The Clansman [the play] nearly scene by scene". While some sources also credit The Leopard's Spots as source material, Russell Merritt attributes this to "the original 1915 playbills and program for Birth which, eager to flaunt the film's literary pedigree, cited both The Clansman and The Leopard's Spots as sources." According to Karen Crowe, "[t]here is not a single event, word, character, or circumstance taken from The Leopard's Spots.... Any likenesses between the film and The Leopard's Spots occur because some similar scenes, circumstances, and characters appear in both books."
Griffith agreed to pay Thomas Dixon $10,000 (equivalent to $ in ) for the rights to his play The Clansman. Since he ran out of money and could afford only $2,500 of the original option, Griffith offered Dixon 25 percent interest in the picture. Dixon reluctantly agreed, and the unprecedented success of the film made him rich. Dixon's proceeds were the largest sum any author had received [up to 2007] for a motion picture story and amounted to several million dollars. The American historian John Hope Franklin suggested that many aspects of the script for The Birth of a Nation appeared to reflect Dixon's concerns more than Griffith's, as Dixon had an obsession in his novels of describing in loving detail the lynchings of black men, which did not reflect Griffith's interests.
Filming
Griffith began filming on July 4, 1914 and was finished by October 1914. Some filming took place in Big Bear Lake, California. Griffith took over the Hollywood studio of Kinemacolor. West Point engineers provided technical advice on the American Civil War battle scenes, providing Griffith with the artillery used in the film. Much of the filming was done on the Griffith Ranch in San Fernando Valley, with the Petersburg scenes being shot at what is today Forest Lawn Memorial Park and other scenes being shot in Whittier and Ojai Valley. The film's war scenes were influenced by Robert Underwood Johnson's book Battles and Leaders of the Civil War, Harper's Pictorial History of the Civil War, The Soldier in Our Civil War, and Mathew Brady's photography.
Many of the African Americans in the film were portrayed by white actors in blackface. Griffith initially claimed this was deliberate, stating "on careful weighing of every detail concerned, the decision was to have no black blood among the principals; it was only in the legislative scene that Negroes were used, and then only as 'extra people'." However black extras who had been housed in segregated quarters, including Griffith's acquaintance and frequent collaborator Madame Sul-Te-Wan, can be seen in many other shots of the film.
Griffith's budget started at US$40,000 (equivalent to $ in ) but rose to over $100,000 (equivalent to $ in ).
By the time he finished filming, Griffith had shot approximately 150,000 feet of footage (approximately 36 hours of film), which he edited down to 13,000 feet (just over 3 hours). The film was edited after early screenings in reaction to audience reception, and existing prints of the film are missing footage from the standard version of the film. Evidence exists that the film originally included scenes of white slave traders seizing blacks from West Africa and detaining them aboard a slave ship, Southern congressmen in the House of Representatives, Northerners reacting to the results of the 1860 presidential election, the passage of the Fourteenth Amendment, a Union League meeting, depictions of martial law in South Carolina, and a battle sequence. In addition, several scenes were cut at the insistence of New York Mayor John Purroy Mitchel due to their highly racist content before its release in New York City, including a female abolitionist activist recoiling from the body odor of a black boy, black men seizing white women on the streets of Piedmont, and deportations of blacks with the title "Lincoln's Solution". It was also long rumored, including by Griffith's biographer Seymour Stern, that the original film included a rape scene between Gus and Flora before her suicide, but in 1974 the cinematographer Karl Brown denied that such a scene had been filmed.
Score
Although The Birth of a Nation is commonly regarded as a landmark for its dramatic and visual innovations, its use of music was arguably no less revolutionary. Though film was still silent at the time, it was common practice to distribute musical cue sheets, or less commonly, full scores (usually for organ or piano accompaniment) along with each print of a film.
For The Birth of a Nation, composer Joseph Carl Breil created a three-hour-long musical score that combined all three types of music in use at the time: adaptations of existing works by classical composers, new arrangements of well-known melodies, and original composed music. Though it had been specifically composed for the film, Breil's score was not used for the Los Angeles première of the film at Clune's Auditorium; rather, a score compiled by Carli Elinor was performed in its stead, and this score was used exclusively in West Coast showings. Breil's score was not used until the film debuted in New York at the Liberty Theatre but it was the score featured in all showings save those on the West Coast.
Outside of original compositions, Breil adapted classical music for use in the film, including passages from Der Freischütz by Carl Maria von Weber, Leichte Kavallerie by Franz von Suppé, Symphony No. 6 by Ludwig van Beethoven, and "Ride of the Valkyries" by Richard Wagner, the latter used as a leitmotif during the ride of the KKK. Breil also arranged several traditional and popular tunes that would have been recognizable to audiences at the time, including many Southern melodies; among these songs were "Maryland, My Maryland", "Dixie", "Old Folks at Home", "The Star-Spangled Banner", "America the Beautiful", "The Battle Hymn of the Republic", "Auld Lang Syne", and "Where Did You Get That Hat?" DJ Spooky has called Breil's score, with its mix of Dixieland songs, classical music and "vernacular heartland music" "an early, pivotal accomplishment in remix culture." He has also cited Breil's use of music by Wagner as influential on subsequent Hollywood films, including Star Wars (1977) and Apocalypse Now (1979).
In his original compositions for the film, Breil wrote numerous leitmotifs to accompany the appearance of specific characters. The principal love theme that was created for the romance between Elsie Stoneman and Ben Cameron was published as "The Perfect Song" and is regarded as the first marketed "theme song" from a film; it was later used as the theme song for the popular radio and television sitcom Amos 'n' Andy.
Release
Theatrical run
The first public showing of the film, then called The Clansman, was on January 1 and 2, 1915, at the Loring Opera House in Riverside, California. The second night, it was sold out and people were turned away. It was shown on February 8, 1915, to an audience of 3,000 people at Clune's Auditorium in downtown Los Angeles.
At the New York premiere, Dixon spoke on stage when the interlude started halfway through the film, reminding the audience that the dramatic version of The Clansman appeared in that venue nine years previously. "Mr. Dixon also observed that he would have allowed none but the son of a Confederate soldier to direct the film version of The Clansman."
The film's backers understood that the film needed a massive publicity campaign if they were to cover the immense cost of producing it. A major part of this campaign was the release of the film in a roadshow theatrical release. This allowed Griffith to charge premium prices for tickets, sell souvenirs, and build excitement around the film before giving it a wide release. For several months, Griffith's team traveled to various cities to show the film for one or two nights before moving on. This strategy was immensely successful.
Change of title
Dixon had seen a screening of the film for an invited audience in New York in early 1915, when the title was still The Clansmen. Struck by the power of the film, he told Griffith that The Clansmen was not an appropriate title, and suggested that it be changed to The Birth of a Nation. The title was changed before the March 2 New York opening. However, the title was used in the press as early as January 2, 1915, while it was still referred to as The Clansman in October.
Special screenings
White House showing
The Birth of a Nation was the first movie shown in the White House, in the East Room, on February 18, 1915 (An earlier movie, the Italian Cabiria (1914), was shown on the lawn.). It was attended by President Woodrow Wilson, members of his family, and members of his Cabinet. Both Dixon and Griffith were present. As put by Dixon, not an impartial source, "it repeated the triumph of the first showing".
There is dispute about Wilson's attitude toward the movie. A newspaper reported that he "received many letters protesting against his alleged action in Indorsing the pictures ", including a letter from Massachusetts Congressman Thomas Chandler Thacher. The showing of the movie had caused "several near-riots". When former Assistant Attorney General William H. Lewis and A. Walters, a bishop of the African Methodist Episcopal Zion Church, called at the White House "to add their protests", President Wilson's private secretary, Joseph Tumulty, showed them a letter he had written to Thacher on Wilson's behalf. According to the letter, Wilson had been "entirely unaware of the character of the play [movie] before it was presented and has at no time expressed his approbation of it. Its exhibition at the White House was a courtesy extended to an old acquaintance." Dixon, in his autobiography, quotes Wilson as saying, when Dixon proposed showing the movie at the White House, that "I am pleased to be able to do this little thing for you, because a long time ago you took a day out of your busy life to do something for me." What Dixon had done for Wilson was to suggest him for an honorary degree, which Wilson received, from Dixon's alma mater, Wake Forest College.
Dixon had been a fellow graduate student in history with Wilson at Johns Hopkins University and, in 1913, dedicated his historical novel about Lincoln, The Southerner, to "our first Southern-born president since Lincoln, my friend and collegemate Woodrow Wilson".
The evidence that Wilson knew "the character of the play" in advance of seeing it is circumstantial but very strong: "Given Dixon's career and the notoriety attached to the play The Clansman, it is not unreasonable to assume that Wilson must have had some idea of at least the general tenor of the film." The movie was based on a best-selling novel and was preceded by a stage version (play) which was received with protests in several cities—in some cities it was prohibited—and received a great deal of news coverage. Wilson issued no protest when the Evening Star, at that time Washington's "newspaper of record", reported in advance of the showing, in language suggesting a press release from Dixon and Griffiths, that Dixon was "a schoolmate of President Wilson and is an intimate friend", and that Wilson's interest in it "is due to the great lesson of peace it teaches". Wilson, and only Wilson, is quoted by name in the movie for his observations on American history, and the title of Wilson's book (History of the American People) is mentioned as well. The three title cards with quotations from Wilson's book read:
"Adventurers swarmed out of the North, as much the enemies of one race as of the other, to cozen, beguile and use the negroes... [Ellipsis in the original.] In the villages the negroes were the office holders, men who knew none of the uses of authority, except its insolences."
"... The policy of the congressional leaders wrought…a veritable overthrow of civilization in the South... in their determination to 'put the white South under the heel of the black South.'" [Ellipses and underscore in the original.]
"The white men were roused by a mere instinct of self-preservation... until at last there had sprung into existence a great Ku Klux Klan, a veritable empire of the South, to protect the southern country." [Ellipsis in the original.]
In the same book, Wilson has harsh words about the abyss between the original goals of the Klan and that into which it evolved. Dixon has been accused of misquoting Wilson.
In 1937, a popular magazine reported that Wilson said of the film, "It is like writing history with lightning. And my only regret is that it is all so terribly true." Wilson over the years had several times used the metaphor of illuminating history as if by lightning and he may well have said it at the time. The accuracy of his saying it was "terribly true" is disputed by historians; there is no contemporary documentation of the remark. Vachel Lindsay, a popular poet of the time, is known to have referred to the film as "art by lightning flash."
Showing in the Raleigh Hotel ballroom
The next day, February 19, 1915, Griffith and Dixon held a showing of the film in the Raleigh Hotel ballroom, which they had hired for the occasion. Early that morning, Dixon called on a North Carolina friend, Josephus Daniels, Secretary of the Navy. Daniels set up a meeting that morning for Dixon with Edward Douglass White, Chief Justice of the Supreme Court. Initially Justice White was not interested in seeing the film, but when Dixon told him it was the "true story" of Reconstruction and the Klan's role in "saving the South", White, recalling his youth in Louisiana, jumped to attention and said: "I was a member of the Klan, sir". With White agreeing to see the film, the rest of the Supreme Court followed. In addition to the entire Supreme Court, in the audience were "many members of Congress and members of the diplomatic corps", the Secretary of the Navy, 38 members of the Senate, and about 50 members of the House of Representatives. The audience of 600 "cheered and applauded throughout."
Consequences
In Griffith's words, the showings to the president and the entire Supreme Court conferred an "honor" upon Birth of a Nation. Dixon and Griffith used this commercially.
The following day, Griffith and Dixon transported the film to New York City for review by the National Board of Censorship. They presented the film as "endorsed" by the President and the cream of Washington society. The Board approved the film by 15 to 8.
A warrant to close the theater in which the movie was to open was dismissed after a long-distance call to the White House confirmed that the film had been shown there.
Justice White was very angry when advertising for the film stated that he approved it, and he threatened to denounce it publicly.
Dixon, a racist and white supremacist, clearly was rattled and upset by criticism by African Americans that the movie encouraged hatred against them, and he wanted the endorsement of as many powerful men as possible to offset such criticism. Dixon always vehemently denied having anti-black prejudices—despite the way his books promoted white supremacy—and stated: "My books are hard reading for a Negro, and yet the Negroes, in denouncing them, are unwittingly denouncing one of their greatest friends".
In a letter sent on May 1, 1915, to Joseph P. Tumulty, Wilson's secretary, Dixon wrote: "The real purpose of my film was to revolutionize Northern sentiments by a presentation of history that would transform every man in the audience into a good Democrat... Every man who comes out of the theater is a Southern partisan for life!" In a letter to President Wilson sent on September 5, 1915, Dixon boasted: "This play is transforming the entire population of the North and the West into sympathetic Southern voters. There will never be an issue of your segregation policy". Dixon was alluding to the fact that Wilson, upon becoming president in 1913, had allowed cabinet members to impose segregation on federal workplaces in Washington, D.C. by reducing the number of black employees through demotion or dismissal.
New opening titles on re-release
One famous part of the film was added by Griffith only on the second run of the film and is missing from most online versions of the film (presumably taken from first run prints).
These are the second and third of three opening title cards that defend the film. The added titles read:
A PLEA FOR THE ART OF THE MOTION PICTURE:
We do not fear censorship, for we have no wish to offend with improprieties or obscenities, but we do demand, as a right, the liberty to show the dark side of wrong, that we may illuminate the bright side of virtue—the same liberty that is conceded to the art of the written word—that art to which we owe the Bible and the works of Shakespeare and If in this work we have conveyed to the mind the ravages of war to the end that war may be held in abhorrence, this effort will not have been in vain.
Various film historians have expressed a range of views about these titles. To Nicholas Andrew Miller, this shows that "Griffith's greatest achievement in The Birth of a Nation was that he brought the cinema's capacity for spectacle... under the rein of an outdated, but comfortably literary form of historical narrative. Griffith's models... are not the pioneers of film spectacle... but the giants of literary narrative". On the other hand, S. Kittrell Rushing complains about Griffith's "didactic" title-cards, while Stanley Corkin complains that Griffith "masks his idea of fact in the rhetoric of high art and free expression" and creates a film that "erodes the very ideal" of liberty that he asserts.
Social impact
KKK support
Studies have linked the film to greater support for the KKK. Glorifying the Klan to approving white audiences, the film became a national cultural phenomenon: merchandisers made Ku Klux hats and kitchen aprons, and ushers dressed in white Klan robes for openings. In New York there were Klan-themed balls and, in Chicago that Halloween, thousands of college students dressed in robes for a massive Klan-themed party.
Anti-black violence
When the film was released, riots broke out in Philadelphia and other major cities in the United States. The film's inflammatory nature was a catalyst for gangs of white people to attack black people. On April 24, 1916, the Chicago American reported that a white man murdered a black teenager in Lafayette, Indiana, after seeing the film, although there has been some controversy as to whether the murderer had actually seen The Birth of a Nation. Over a century later, a Harvard University research paper found that "[o]n average, lynchings in a county rose fivefold in the month after [the film] arrived." The mayor of Cedar Rapids, Iowa was the first of twelve mayors to ban the film in 1915 out of concern that it would promote race prejudice, after meeting with a delegation of black citizens. The NAACP set up a precedent-setting national boycott of the film, likely seen as the most successful effort. Additionally, they organized a mass demonstration when the film was screened in Boston, and it was banned in three states and several cities.
A 2023 study found that roadshow screenings of the film were associated with a sharp spike in lynchings and race riots.
Contemporary reception
Critical response
The New York Times gave the film a quite brief review, calling it "melodramatic" and "inflammatory", adding that: "A great deal might be said concerning the spirit revealed in Mr. Dixon's review of the unhappy chapter of Reconstruction and concerning the sorry service rendered by its plucking at old wounds." Variety praised Griffith's direction, claiming he "set such a pace it will take a long time before one will come along that can top it in point of production, acting, photography and direction. Every bit of the film was laid, played and made in America. One may find some flaws in the general running of the picture, but they are so small and insignificant that the bigness and greatness of the entire film production itself completely crowds out any little defects that might be singled out."
Burns Mantle in the New York Daily News noted "an element of excitement that swept a sophisticated audience like a prairie fire in a high wind", while the New York Tribune said it was a "spectacular drama" with "thrills piled upon thrills". The New Republic, however, called it "aggressively vicious and defamatory" that was a "spiritual assassination. It degrades the censors that passed it and the white race that endures it".
Box office
The box office gross of The Birth of a Nation is not known and has been the subject of exaggeration. When the film opened, the tickets were sold at premium prices. The film played at the Liberty Theater at Times Square in New York City for 44 weeks with tickets priced at $2.20 (). By the end of 1917, Epoch reported to its shareholders cumulative receipts of $4.8 million, and Griffith's own records put Epoch's worldwide earnings from the film at $5.2 million as of 1919, although the distributor's share of the revenue at this time was much lower than the exhibition gross. In the biggest cities, Epoch negotiated with individual theater owners for a percentage of the box office; elsewhere, the producer sold all rights in a particular state to a single distributor (an arrangement known as "state's rights" distribution). The film historian Richard Schickel says that under the state's rights contracts, Epoch typically received about 10% of the box office gross—which theater owners often underreported—and concludes that "Birth certainly generated more than $60 million in box-office business in its first run".
The film held the mantle of the highest-grossing film until it was overtaken by Gone with the Wind (1939), another film about the Civil War and Reconstruction era. By 1940 Time magazine estimated the film's cumulative gross rental (the distributor's earnings) at approximately $15 million. For years Variety had the gross rental listed as $50 million, but in 1977 repudiated the claim and revised its estimate down to $5 million. It is not known for sure how much the film has earned in total, but producer Harry Aitken put its estimated earnings at $15–18 million in a letter to a prospective investor in a proposed sound version. It is likely the film earned over $20 million for its backers and generated $50–100 million in box office receipts. In a 2015 Time article, Richard Corliss estimated the film had earned the equivalent of $1.8 billion adjusted for inflation, a milestone that at the time had only been surpassed by Titanic (1997) and Avatar (2009) in nominal earnings.
Criticism
Like Dixon's novels and play, Birth of a Nation received considerable criticism, both before and after its premiere. Dixon, who believed the film to be entirely truthful and historically accurate, attributed this to "Sectionalists", i.e. non-Southerners who in Dixon's opinion were hostile to the "truth" about the South. It was to counter these "sinister forces" and the "dangerous... menace" that Dixon and Griffiths sought "the backing" of President Wilson and the Supreme Court.
The National Association for the Advancement of Colored People (NAACP) protested at premieres of the film in numerous cities. According to the historian David Copeland, "by the time of the movie's March 3 [1915] premiere in New York City, its subject matter had embroiled the film in charges of racism, protests, and calls for censorship, which began after the Los Angeles branch of the NAACP requested the city's film board ban the movie. Since film boards were composed almost entirely of whites, few review boards initially banned Griffith's picture". The NAACP also conducted a public education campaign, publishing articles protesting the film's fabrications and inaccuracies, organizing petitions against it, and conducting education on the facts of the war and Reconstruction. Because of the lack of success in NAACP's actions to ban the film, on April 17, 1915, NAACP secretary Mary Childs Nerney wrote to NAACP Executive Committee member George Packard: "I am utterly disgusted with the situation in regard to The Birth of a Nation ... kindly remember that we have put six weeks of constant effort of this thing and have gotten nowhere." W. E. B. Du Bois's biographer David Levering Lewis opined that "... The Birth of a Nation and the NAACP helped make each other", in that the NAACP campaign in one sense served as advertising for the film, but that it also "... mobilized thousands of black and white men and women in large cities across the country... who had been unaware of the existence of the [NAACP] or indifferent to it."
Jane Addams, an American social worker and social reformer, and the founder of Hull House, voiced her reaction to the film in an interview published by the New York Post on March 13, 1915, just ten days after the film was released. She stated that "One of the most unfortunate things about this film is that it appeals to race prejudice upon the basis of conditions of half a century ago, which have nothing to do with the facts we have to consider to-day. Even then it does not tell the whole truth. It is claimed that the play is historical: but history is easy to misuse." In New York, Rabbi Stephen Samuel Wise told the press after seeing The Birth of a Nation that the film was "an indescribable foul and loathsome libel on a race of human beings". In Boston, Booker T. Washington wrote a newspaper column asking readers to boycott the film, while the civil rights activist William Monroe Trotter organized demonstrations against the film, which he predicted was going to worsen race relations. On Saturday, April 10, and again on April 17, Trotter and a group of other blacks tried to buy tickets for the show's premiere at the Tremont Theater and were refused. They stormed the box office in protest, 260 police on standby rushed in, and a general melee ensued. Trotter and ten others were arrested. The following day a huge demonstration was staged at Faneuil Hall. In Washington D.C, the Reverend Francis James Grimké published a pamphlet entitled "Fighting a Vicious Film" that challenged the historical accuracy of The Birth of a Nation on a scene-by-scene basis.
Both Griffith and Dixon in letters to the press dismissed African-American protests against The Birth of a Nation. In a letter to The New York Globe, Griffith wrote that his film was "an influence against the intermarriage of blacks and whites". Dixon likewise called the NAACP "the Negro Intermarriage Society" and said it was against The Birth of a Nation "for one reason only—because it opposes the marriage of blacks to whites". Griffith—indignant at the film's negative critical reception—wrote letters to newspapers and published a pamphlet in which he accused his critics of censoring unpopular opinions.
When Sherwin Lewis of The New York Globe wrote a piece that expressed criticism of the film's distorted portrayal of history and said that it was not worthy of constitutional protection because its purpose was to make a few "dirty dollars", Griffith responded that "the public should not be afraid to accept the truth, even though it might not like it". He also added that the man who wrote the editorial was "damaging my reputation as a producer" and "a liar and a coward".
Audience reaction
The Birth of a Nation was very popular, despite the film's controversy; it was unlike anything that American audiences had ever seen before. The Los Angeles Times called it "the greatest picture ever made and the greatest drama ever filmed". Mary Pickford said: "Birth of a Nation was the first picture that really made people take the motion picture industry seriously". The producers had 15 "detectives" at the Liberty Theater in New York City "to prevent disorder on the part of those who resent the 'reconstruction period' episodes depicted."
The Reverend Charles Henry Parkhurst argued that the film was not racist, saying that it "was exactly true to history" by depicting freedmen as they were and, therefore, it was a "compliment to the black man" by showing how far black people had "advanced" since Reconstruction. Critic Dolly Dalrymple wrote that, "when I saw it, it was far from silent... incessant murmurs of approval, roars of laughter, gasps of anxiety, and outbursts of applause greeted every new picture on the screen". One man viewing the film was so moved by the scene where Flora Cameron flees Gus to avoid being raped that he took out his handgun and began firing at the screen in an effort to help her. Katharine DuPre Lumpkin recalled watching the film as an 18-year-old in 1915 in her 1947 autobiography The Making of a Southerner: "Here was the black figure—and the fear of the white girl—though the scene blanked out just in time. Here were the sinister men the South scorned and the noble men the South revered. And through it all the Klan rode. All around me people sighed and shivered, and now and then shouted or wept, in their intensity."
Sequel and spin-offs
D. W. Griffith made a film in 1916, called Intolerance, partly in response to the criticism that The Birth of a Nation received. Griffith made clear within numerous interviews that the film's title and main themes were chosen in response to those who he felt had been intolerant to The Birth of a Nation. A sequel called The Fall of a Nation was released in 1916, depicting the invasion of the United States by a German-led confederation of European monarchies and criticizing pacifism in the context of the First World War. It was the first feature-length sequel in film history. The film was directed by Thomas Dixon Jr., who adapted it from his novel of the same name. Despite its success in the foreign market, the film was not a success among American audiences, and is now a lost film.
In 1918, an American silent drama film directed by John W. Noble called The Birth of a Race was released as a direct response to The Birth of a Nation. The film was an ambitious project by producer Emmett Jay Scott to challenge Griffith's film and tell another side of the story, but was ultimately unsuccessful. In 1920, African-American filmmaker Oscar Micheaux released Within Our Gates, a response to The Birth of a Nation. Within Our Gates depicts the hardships faced by African Americans during the era of Jim Crow laws. Griffith's film was remixed in 2004 as Rebirth of a Nation by DJ Spooky. Quentin Tarantino has said that he made his film Django Unchained (2012) to counter the falsehoods of The Birth of a Nation.
Influence
In November 1915, William Joseph Simmons revived the Klan in Atlanta, Georgia, holding a cross burning at Stone Mountain. The historian John Hope Franklin observed that, had it not been for The Birth of a Nation, the Klan might not have been reborn.
Franklin wrote in 1979 that "The influence of Birth of a Nation on the current view of Reconstruction has been greater than any other single force", but that "It is not at all difficult to find inaccuracies and distortions" in the movie.
Modern reception
Critical response
Released in 1915, The Birth of a Nation has been credited as groundbreaking among its contemporaries for its innovative application of the medium of film. According to the film historian Kevin Brownlow, the film was "astounding in its time" and initiated "so many advances in film-making technique that it was rendered obsolete within a few years". The content of the work, however, has received widespread criticism for its blatant racism. Film critic Roger Ebert wrote:
Certainly The Birth of a Nation (1915) presents a challenge for modern audiences. Unaccustomed to silent films and uninterested in film history, they find it quaint and not to their taste. Those evolved enough to understand what they are looking at find the early and wartime scenes brilliant, but cringe during the postwar and Reconstruction scenes, which are racist in the ham-handed way of an old minstrel show or a vile comic pamphlet.
Despite its controversial story, the film has been praised by film critics, with Ebert mentioning its use as a historical tool: "The Birth of a Nation is not a bad film because it argues for evil. Like Riefenstahl's Triumph of the Will, it is a great film that argues for evil. To understand how it does so is to learn a great deal about film, and even something about evil."
According to a 2002 article in the Los Angeles Times, the film facilitated the refounding of the Ku Klux Klan in 1915. History.com states that "There is no doubt that Birth of a Nation played no small part in winning wide public acceptance" for the KKK, and that throughout the film "African Americans are portrayed as brutish, lazy, morally degenerate, and dangerous." David Duke used the film to recruit Klansmen in the 1970s.
In 2013, the American critic Richard Brody wrote The Birth of a Nation was:
... a seminal commercial spectacle but also a decisively original work of art—in effect, the founding work of cinematic realism, albeit a work that was developed to pass lies off as reality. It's tempting to think of the film's influence as evidence of the inherent corruption of realism as a cinematic mode—but it's even more revealing to acknowledge the disjunction between its beauty, on the one hand, and, on the other, its injustice and falsehood. The movie's fabricated events shouldn't lead any viewer to deny the historical facts of slavery and Reconstruction. But they also shouldn't lead to a denial of the peculiar, disturbingly exalted beauty of Birth of a Nation, even in its depiction of immoral actions and its realization of blatant propaganda. The worst thing about The Birth of a Nation is how good it is. The merits of its grand and enduring aesthetic make it impossible to ignore and, despite its disgusting content, also make it hard not to love. And it's that very conflict that renders the film all the more despicable, the experience of the film more of a torment—together with the acknowledgment that Griffith, whose short films for Biograph were already among the treasures of world cinema, yoked his mighty talent to the cause of hatred (which, still worse, he sincerely depicted as virtuous).
Brody also argued that Griffith unintentionally undercut his own thesis in the film, citing the scene before the Civil War when the Cameron family offers up lavish hospitality to the Stoneman family who travel past mile after mile of slaves working the cotton fields of South Carolina to reach the Cameron home. Brody maintained that a modern audience can see that the wealth of the Camerons comes from the slaves, forced to do back-breaking work picking the cotton. Likewise, Brody argued that the scene where people in South Carolina celebrate the Confederate victory at the Battle of Bull Run by dancing around the "eerie flare of a bonfire" implies "a dance of death", foreshadowing the destruction of Sherman's March that was to come. In the same way, Brody wrote that the scene where the Klan dumps Gus's body off at the doorstep of Lynch is meant to have the audience cheering, but modern audiences find the scene "obscene and horrifying". Finally, Brody argued that the end of the film, where the Klan prevents defenseless African Americans from exercising their right to vote by pointing guns at them, today seems "unjust and cruel".
In an article for The Atlantic, film critic Ty Burr deemed The Birth of a Nation the most influential film in history while criticizing its portrayal of black men as savage. Richard Corliss of Time wrote that Griffith "established in the hundreds of one- and two-reelers he directed a cinematic textbook, a fully formed visual language, for the generations that followed. More than anyone else—more than all others combined—he invented the film art. He brought it to fruition in The Birth of a Nation." Corliss praised the film's "brilliant storytelling technique" and noted that "The Birth of a Nation is nearly as antiwar as it is antiblack. The Civil War scenes, which consume only 30 minutes of the extravaganza, emphasize not the national glory but the human cost of combat. ... Griffith may have been a racist politically, but his refusal to find uplift in the South's war against the Union—and, implicitly, in any war at all—reveals him as a cinematic humanist."
Accolades
In 1992, the U.S. Library of Congress deemed the film "culturally, historically, or aesthetically significant" and selected it for preservation in the National Film Registry. The American Film Institute recognized the film by ranking it #44 within the AFI's 100 Years...100 Movies list in 1998.
Historical portrayal
The film remains controversial due to its interpretation of American history. University of Houston historian Steven Mintz summarizes its message as follows: "Reconstruction was an unmitigated disaster, African-Americans could never be integrated into white society as equals, and the violent actions of the Ku Klux Klan were justified to reestablish honest government". The South is portrayed as a victim. The first overt mentioning of the war is the scene in which Abraham Lincoln signs the call for the first 75,000 volunteers. However, the first aggression in the Civil War, made when the Confederate troops fired on Fort Sumter in 1861, is not mentioned in the film. The film suggested that the Ku Klux Klan restored order to the postwar South, which was depicted as endangered by abolitionists, freedmen, and carpetbagging Republican politicians from the North. This is similar to the Dunning School of historiography which was current in academe at the time. The film is slightly less extreme than the books upon which it is based, in which Dixon misrepresented Reconstruction as a nightmarish time when black men ran amok, storming into weddings to rape white women with impunity.
The film portrayed President Abraham Lincoln as a friend of the South and refers to him as "the Great Heart". The two romances depicted in the film, Phil Stoneman with Margaret Cameron and Ben Cameron with Elsie Stoneman, reflect Griffith's retelling of history. The couples are used as a metaphor, representing the film's broader message of the need for the reconciliation of the North and South to defend white supremacy. Among both couples, there is an attraction that forms before the war, stemming from the friendship between their families. With the war, however, both families are split apart, and their losses culminate in the end of the war with the defense of white supremacy. One of the intertitles clearly sums up the message of unity: "The former enemies of North and South are united again in defense of their Aryan birthright."
The film further reinforced the popular belief held by whites, especially in the South, of Reconstruction as a disaster. In his 1929 book The Tragic Era: The Revolution After Lincoln, Claude Bowers treated The Birth of a Nation as a factually accurate account of Reconstruction. In The Tragic Era, Bowers presented every black politician in the South as corrupt, portrayed Republican Representative Thaddeus Stevens as a vicious "race traitor" intent upon making blacks the equal of whites, and praised the Klan for "saving civilization" in the South. Bowers wrote about black empowerment that the worst sort of "scum" from the North like Stevens "inflamed the Negro's egoism and soon the lustful assaults began. Rape was the foul daughter of Reconstruction!"
Academic assessment
The American historian John Hope Franklin wrote that not only did Claude Bowers treat The Birth of a Nation as accurate history, but his version of history seemed to be drawn from The Birth of a Nation. Historian E. Merton Coulter treated The Birth of a Nation as historically correct and painted a vivid picture of "black beasts" running amok, encouraged by alcohol-sodden, corrupt and vengeful black Republican politicians. Franklin wrote as recently as the 1970s that the popular journalist Alistair Cooke in his books and TV shows was still essentially following the version of history set out by The Birth of a Nation, noting that Cooke had much sympathy with the suffering of whites in Reconstruction while having almost nothing to say about the suffering of blacks or about how blacks were stripped of almost all their rights after 1877.
Veteran film reviewer Roger Ebert wrote:
... stung by criticisms that the second half of his masterpiece was racist in its glorification of the Ku Klux Klan and its brutal images of blacks, Griffith tried to make amends in Intolerance (1916), which criticized prejudice. And in Broken Blossoms he told perhaps the first interracial love story in the movies—even though, to be sure, it's an idealized love with no touching.
Despite some similarities between the Congressman Stoneman character and Rep. Thaddeus Stevens of Pennsylvania, Rep. Stevens did not have the family members described and did not move to South Carolina during Reconstruction. He died in Washington, D.C. in 1868. However, Stevens's biracial housekeeper, Lydia Hamilton Smith, was considered his common-law wife, and was generously provided for in his will.
In the film, Abraham Lincoln is portrayed in a positive light due to his belief in conciliatory postwar policies toward Southern whites. The president's views are opposite those of Austin Stoneman, a character presented in a negative light, who acts as an antagonist. The assassination of Lincoln marks the transition from war to Reconstruction, each of which periods has one of the two "acts" of the film. In including the assassination, the film also establishes to the audience that the plot of the movie has historical basis. Franklin wrote the film's depiction of Reconstruction as a hellish time when black freedmen ran amok, raping and killing whites with impunity until the Klan stepped in is not supported by the facts. Franklin wrote that most freed slaves continued to work for their former masters in Reconstruction for the want of a better alternative and, though relations between freedmen and their former masters were not friendly, very few freedmen sought revenge against the people who had enslaved them.
The depictions of mass Klan paramilitary actions do not seem to have historical equivalents, although there were incidents in 1871 where Klan groups traveled from other areas in fairly large numbers to aid localities in disarming local companies of the all-black portion of the state militia under various justifications, prior to the eventual Federal troop intervention, and the organized Klan continued activities as small groups of "night riders".
The civil rights movement and other social movements created a new generation of historians, such as scholar Eric Foner, who led a reassessment of Reconstruction. Building on W. E. B. DuBois' work, but also adding new sources, they focused on achievements of the African American and white Republican coalitions, such as establishment of universal public education and charitable institutions in the South and extension of suffrage to black men. In response, the Southern-dominated Democratic Party and its affiliated white militias had used extensive terrorism, intimidation and even assassinations to suppress African-American leaders and voting in the 1870s and to regain power.
Legacy
Film innovations
In his review of The Birth of a Nation in 1001 Movies You Must See Before You Die, Jonathan Kline writes that "with countless artistic innovations, Griffith essentially created contemporary film language... virtually every film is beholden to [The Birth of a Nation] in one way, shape or form. Griffith introduced the use of dramatic close-ups, tracking shots, and other expressive camera movements; parallel action sequences, crosscutting, and other editing techniques". He added that "the fact that The Birth of a Nation remains respected and studied to this day—despite its subject matter—reveals its lasting importance."
Griffith pioneered such camera techniques as close-ups, fade-outs, and a carefully staged battle sequence with hundreds of extras made to look like thousands. The Birth of a Nation also contained many new artistic techniques, such as color tinting for dramatic purposes, building up the plot to an exciting climax, dramatizing history alongside fiction, and featuring its own musical score written for an orchestra.
Home media and restorations
For many years, The Birth of a Nation was poorly represented in home media and restorations. This stemmed from several factors, one of which was the fact that Griffith and others had frequently reworked the film, leaving no definitive version. According to the silent film website Brenton Film, many home media releases of the film consisted of "poor quality DVDs with different edits, scores, [and] running speeds," which were "usually in definitely unoriginal black and white."
One of the earliest high-quality home versions was film preservationist David Shepard's 1992 transfer of a 16mm print for VHS and LaserDisc release via Image Entertainment. A short documentary, The Making of The Birth of a Nation, newly produced and narrated by Shepard, was also included. Both were released on DVD by Image in 1998 and the United Kingdom's Eureka Entertainment in 2000.
In the UK, Photoplay Productions restored the Museum of Modern Art's 35mm print that was the source of Shepard's 16 mm print, though they also augmented it with extra material from the British Film Institute. It was also given a full orchestral recording of the original Breil score. Though broadcast on Channel 4 television and screened in theaters many times, Photoplay's 1993 version was never released on home video.
Shepard's transfer and documentary were reissued in the US by Kino Video in 2002, this time in a 2-DVD set with added extras on the second disc. These included several Civil War shorts also directed by D. W. Griffith. In 2011, Kino prepared an HD transfer of a 35 mm negative from the Paul Killiam Collection. They added some material from the Library of Congress and gave it a new compilation score. This version was released on Blu-ray by Kino in the US, Eureka in the UK (as part of their "Masters of Cinema" collection) and Divisa Home Video in Spain.
In 2015, the year of the film's centenary, Photoplay Productions' Patrick Stanbury, in conjunction with the British Film Institute, carried out the first full restoration. It mostly used new 4K scans of the LoC's original camera negative, along with other early generation material. It, too, was given the original Breil score and featured the film's original tinting for the first time since its 1915 release. The restoration was released on a 2-Blu-ray set in the UK and US by the BFI and Twilight Time, alongside a host of extras, including many other newly restored Civil War-related films from the period.
In popular culture
The Birth of a Nation reverent depiction of the Klan was lampooned in Mel Brooks's Blazing Saddles (1974).
Ryan O'Neal's character Leo Harrigan in Peter Bogdanovich's Nickelodeon (1976) attends the premiere of The Birth of a Nation and realizes that it will change the course of American cinema.
Clips from Griffith's film are shown in
Robert Zemeckis's Forrest Gump (1994), where the footage is meant to portray the titular character's ancestor and namesake Nathan Bedford Forrest
The closing montage of Spike Lee's Bamboozled (2000), along with other footage from demeaning portrayals of African Americans in early 20th century film
Lee's BlacKkKlansman (2018), where Harry Belafonte's character Jerome Turner speaks about its role in the lynching of Jesse Washington as the modern Ku Kluk Klan led by Grand Wizard David Duke (Topher Grace) screens it as propaganda.
Director Kevin Willmott's mockumentary C.S.A.: The Confederate States of America (2004) portrays an imagined history where the Confederacy won the Civil War. It shows part of an imagined Griffith film, The Capture of Dishonest Abe, which resembles The Birth of a Nation and was supposedly adapted from Thomas Dixon's The Yankee.
In Justin Simien's Dear White People (2014), Sam (Tessa Thompson) screens a short film called The Rebirth of a Nation which portrays white people wearing whiteface while criticizing Barack Obama.
In 2016, Nate Parker produced and directed the film The Birth of a Nation, based on Nat Turner's slave rebellion; Parker clarified:
I've reclaimed this title and re-purposed it as a tool to challenge racism and white supremacy in America, to inspire a riotous disposition toward any and all injustice in this country (and abroad) and to promote the kind of honest confrontation that will galvanize our society toward healing and sustained systemic change.
Dinesh D'Souza's 2016 political documentary Hillary's America: The Secret History of the Democratic Party depicts President Wilson and his cabinet viewing The Birth of a Nation in the White House before a Klansman comes out of the screen and into the real world. The film is meant to accuse the Democratic Party and the American political left in covering up its past support of white supremacy and continuing it through welfare policies and machine politics. The title of D'Souza's 2018 film The Death of a Nation is a reference to Griffith's film, and like his previous film is meant to accuse the Democratic Party, and historical American left-wing of racism.
The 2019 feature film I Am Not a Racist is a comedy that uses The Birth of a Nations original material, changing its order and creating new contexts and new dialogues to mock the movie and to criticize racism.
In 2019, Bowling Green State University renamed its Gish Film Theater, which was named for actress Lilian Gish, after protests alleging that using her name is inappropriate because of her role in The Birth of a Nation.
See also
List of American films of 1915
List of films and television shows about the American Civil War
List of films featuring slavery
List of highest-grossing films
List of racism-related films
Lost Cause of the Confederacy
Racism against African Americans
Racism in the United States
Tom Rice (film historian)
References
Informational notes
Citations
Bibliography
Addams, Jane, in Crisis: A Record of Darker Races, X (May 1915), 19, 41, and (June 1915), 88.
Bogle, Donald. Toms, Coons, Mulattoes, Mammies and Bucks: An Interpretive History of Blacks in American Films (1973).
Brodie, Fawn M. Thaddeus Stevens, Scourge of the South (New York, 1959), pp. 86–93. Corrects the historical record as to Dixon's false representation of Stevens in this film with regard to his racial views and relations with his housekeeper.
Chalmers, David M. Hooded Americanism: The History of the Ku Klux Klan (New York: 1965), p. 30
Franklin, John Hope. "Silent Cinema as Historical Mythmaker". In Myth America: A Historical Anthology, Volume II. 1997. Gerster, Patrick, and Cords, Nicholas. (editors.) Brandywine Press, St. James, NY.
Franklin, John Hope, "Propaganda as History" pp. 10–23 in Race and History: Selected Essays 1938–1988 (Louisiana State University Press, 1989); first published in The Massachusetts Review, 1979. Describes the history of the novel The Clan and this film.
Franklin, John Hope, Reconstruction After the Civil War (Chicago, 1961), pp. 5–7.
Gallagher, Gary W. (2008) Causes Won, Lost, and Forgotten: How Hollywood & Popular Art Shape What We Know About the Civil War Chapel Hill, North Carolina: University of North Carolina Press.
Hickman, Roger. Reel Music: Exploring 100 Years of Film Music (New York: W. W. Norton & Company, 2006).
Hodapp, Christopher L., and Alice Von Kannon, Conspiracy Theories & Secret Societies For Dummies (Hoboken: Wiley, 2008) pp. 235–236.
Korngold, Ralph, Thaddeus Stevens. A Being Darkly Wise and Rudely Great (New York: 1955) pp. 72–76. corrects Dixon's false characterization of Stevens' racial views and of his dealings with his housekeeper.
Leab, Daniel J., From Sambo to Superspade (Boston, 1975), pp. 23–39.
New York Times, roundup of reviews of this film, March 7, 1915.
The New Republica, II (March 20, 1915), 185
Poole, W. Scott, Monsters in America: Our Historical Obsession with the Hideous and the Haunting (Waco, Texas: Baylor, 2011), 30.
Simkins, Francis B., "New Viewpoints of Southern Reconstruction", Journal of Southern History, V (February 1939), pp. 49–61.
The latest study of the film's making and subsequent career.
Williamson, Joel, After Slavery: The Negro in South Carolina During Reconstruction (Chapel Hill, 1965). This book corrects Dixon's false reporting of Reconstruction, as shown in his novel, his play and this film.
Further reading
External links
The Birth of a Nation essay by David Kehr at National Film Registry
The Birth of a Nation: Controversial Classic Gets a Definitive New Restoration essay by Patrick Stanbury
Why You Shouldn't Watch The Birth of a Nation (AND WHY YOU SHOULD) | Brows Held High on YouTube
1910s political films
1910s war drama films
1915 war films
1915 drama films
1915 films
African-American-related controversies in film
African-American riots in the United States
American black-and-white films
American Civil War films
American epic films
American films based on plays
American propaganda films
American silent feature films
American war drama films
Anti-war films
Art works that caused riots
Articles containing video clips
Blackface minstrel shows and films
Censored films
Cultural depictions of John Wilkes Booth
Cultural depictions of Robert E. Lee
Cultural depictions of Ulysses S. Grant
Fictional depictions of Abraham Lincoln in film
Film controversies in the United States
Films about racism in the United States
Films about the Ku Klux Klan
Films based on adaptations
Films based on American novels
Films based on multiple works
Films based on works by Thomas Dixon Jr.
Films directed by D. W. Griffith
Films set in South Carolina
Films set in the 1860s
Films set in the 1870s
Films set in the 19th century
Films shot in Big Bear Lake, California
Films shot in Mississippi
Films with screenplays by D. W. Griffith
Films with screenplays by Frank E. Woods
History of racism in the cinema of the United States
History of the Southern United States
Mass media-related controversies in the United States
Political controversies in film
Presidency of Woodrow Wilson
Surviving American silent films
United States National Film Registry films
Films about American slavery
Dunning School
Films shot in Los Angeles County, California
1910s English-language films
1910s American films
Silent American drama films
Silent adventure films
Silent war drama films |
3335 | https://en.wikipedia.org/wiki/Baltic%20Sea | Baltic Sea | The Baltic Sea is an arm of the Atlantic Ocean that is enclosed by Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland, Russia, Sweden, and the North and Central European Plain.
The sea stretches from 53°N to 66°N latitude and from 10°E to 30°E longitude. It is a shelf sea and marginal sea of the Atlantic with limited water exchange between the two, making it an inland sea. The Baltic Sea drains through the Danish Straits into the Kattegat by way of the Øresund, Great Belt and Little Belt. It includes the Gulf of Bothnia (divided into the Bothnian Bay and the Bothnian Sea), the Gulf of Finland, the Gulf of Riga and the Bay of Gdańsk.
The "Baltic Proper" is bordered on its northern edge, at latitude 60°N, by Åland and the Gulf of Bothnia, on its northeastern edge by the Gulf of Finland, on its eastern edge by the Gulf of Riga, and in the west by the Swedish part of the southern Scandinavian Peninsula.
The Baltic Sea is connected by artificial waterways to the White Sea via the White Sea–Baltic Canal and to the German Bight of the North Sea via the Kiel Canal.
Definitions
Administration
The Helsinki Convention on the Protection of the Marine Environment of the Baltic Sea Area includes the Baltic Sea and the Kattegat, without calling Kattegat a part of the Baltic Sea, "For the purposes of this Convention the 'Baltic Sea Area' shall be the Baltic Sea and the Entrance to the Baltic Sea, bounded by the parallel of the Skaw in the Skagerrak at 57°44.43'N."
Traffic history
Historically, the Kingdom of Denmark collected Sound Dues from ships at the border between the ocean and the land-locked Baltic Sea, in tandem: in the Øresund at Kronborg castle near Helsingør; in the Great Belt at Nyborg; and in the Little Belt at its narrowest part then Fredericia, after that stronghold was built. The narrowest part of Little Belt is the "Middelfart Sund" near Middelfart.
Oceanography
Geographers widely agree that the preferred physical border between the Baltic and North Seas is the Langelandsbælt (the southern part of the Great Belt strait near Langeland) and the Drogden-Sill strait. The Drogden Sill is situated north of Køge Bugt and connects Dragør in the south of Copenhagen to Malmö; it is used by the Øresund Bridge, including the Drogden Tunnel. By this definition, the Danish Straits is part of the entrance, but the Bay of Mecklenburg and the Bay of Kiel are parts of the Baltic Sea.
Another usual border is the line between Falsterbo, Sweden, and Stevns Klint, Denmark, as this is the southern border of Øresund. It is also the border between the shallow southern Øresund (with a typical depth of 5–10 meters only) and notably deeper water.
Hydrography and biology
Drogden Sill (depth of ) sets a limit to Øresund and Darss Sill (depth of ), and a limit to the Belt Sea. The shallow sills are obstacles to the flow of heavy salt water from the Kattegat into the basins around Bornholm and Gotland.
The Kattegat and the southwestern Baltic Sea are well oxygenated and have a rich biology. The remainder of the Sea is brackish, poor in oxygen, and in species. Thus, statistically, the more of the entrance that is included in its definition, the healthier the Baltic appears; conversely, the more narrowly it is defined, the more endangered its biology appears.
Etymology and nomenclature
Tacitus called it the Suebic Sea, Latin: Mare Suebicum after the Germanic people of the Suebi, and Ptolemy Sarmatian Ocean after the Sarmatians, but the first to name it the Baltic Sea () was the eleventh-century German chronicler Adam of Bremen. The origin of the latter name is speculative and it was adopted into Slavic and Finnic languages spoken around the sea, very likely due to the role of Medieval Latin in cartography. It might be connected to the Germanic word belt, a name used for two of the Danish straits, the Belts, while others claim it to be directly derived from the source of the Germanic word, Latin balteus "belt". Adam of Bremen himself compared the sea with a belt, stating that it is so named because it stretches through the land as a belt (Balticus, eo quod in modum baltei longo tractu per Scithicas regiones tendatur usque in Greciam).
He might also have been influenced by the name of a legendary island mentioned in the Natural History of Pliny the Elder. Pliny mentions an island named Baltia (or Balcia) with reference to accounts of Pytheas and Xenophon. It is possible that Pliny refers to an island named Basilia ("the royal") in On the Ocean by Pytheas. Baltia also might be derived from "belt", and therein mean "near belt of sea, strait".
Others have suggested that the name of the island originates from the Proto-Indo-European root *bʰel meaning "white, fair", which may echo the naming of seas after colours relating to the cardinal points (as per Black Sea and Red Sea). This '*bʰel' root and basic meaning were retained in Lithuanian (as baltas), Latvian (as balts) and Slavic (as bely). On this basis, a related hypothesis holds that the name originated from this Indo-European root via a Baltic language such as Lithuanian. Another explanation is that, while derived from the aforementioned root, the name of the sea is related to names for various forms of water and related substances in several European languages, that might have been originally associated with colors found in swamps (compare Proto-Slavic *bolto "swamp"). Yet another explanation is that the name originally meant "enclosed sea, bay" as opposed to open sea.
In the Middle Ages the sea was known by a variety of names. The name Baltic Sea became dominant only after 1600. Usage of Baltic and similar terms to denote the region east of the sea started only in the 19th century.
Name in other languages
The Baltic Sea was known in ancient Latin language sources as Mare Suebicum or even Mare Germanicum. Older native names in languages that used to be spoken on the shores of the sea or near it usually indicate the geographical location of the sea (in Germanic languages), or its size in relation to smaller gulfs (in Old Latvian), or tribes associated with it (in Old Russian the sea was known as the Varanghian Sea). In modern languages, it is known by the equivalents of "East Sea", "West Sea", or "Baltic Sea" in different languages:
"Baltic Sea" is used in Modern English; in the Baltic languages Latvian (Baltijas jūra; in Old Latvian it was referred to as "the Big Sea", while the present day Gulf of Riga was referred to as "the Little Sea") and Lithuanian (Baltijos jūra); in Latin (Mare Balticum) and the Romance languages French (Mer Baltique), Italian (Mar Baltico), Portuguese (Mar Báltico), Romanian (Marea Baltică) and Spanish (Mar Báltico); in Greek ( Valtikí Thálassa); in Albanian (Deti Balltik); in Welsh (Môr Baltig); in the Slavic languages Polish (Morze Bałtyckie or Bałtyk), Czech (Baltské moře or Balt), Slovenian (Baltsko morje), Bulgarian ( Baltijsko More), Kashubian (Bôłt), Macedonian (Балтичко Море Baltičko More), Ukrainian ( Baltijs′ke More), Belarusian (Балтыйскае мора Baltyjskaje Mora), Russian ( Baltiyskoye More) and Serbo-Croatian (Baltičko more / ); in Hungarian (Balti-tenger).
In Germanic languages, except English, "East Sea" is used, as in Afrikaans (Oossee), Danish (Østersøen ), Dutch (Oostzee), German (Ostsee), Low German (Oostsee), Icelandic and Faroese (Eystrasalt), Norwegian (Bokmål: Østersjøen ; Nynorsk: Austersjøen), and Swedish (Östersjön). In Old English it was known as Ostsǣ; also in Hungarian the former name was Keleti-tenger ("East-sea", due to German influence). In addition, Finnish, a Finnic language, uses the term Itämeri "East Sea", possibly a calque from a Germanic language. As the Baltic is not particularly eastward in relation to Finland, the use of this term may be a leftover from the period of Swedish rule.
In another Finnic language, Estonian, it is called the "West Sea" (Läänemeri), with the correct geography (the sea is west of Estonia). In South Estonian, it has the meaning of both "West Sea" and "Evening Sea" (Õdagumeri). In the endangered Livonian language of Latvia, the sea (and sometimes the Irbe Strait as well) is called the "Large Sea" (Sūŗ meŗ or Sūr meŗ).
History
Classical world
At the time of the Roman Empire, the Baltic Sea was known as the Mare Suebicum or Mare Sarmaticum. Tacitus in his AD 98 Agricola and Germania described the Mare Suebicum, named for the Suebi tribe, during the spring months, as a brackish sea where the ice broke apart and chunks floated about. The Suebi eventually migrated southwest to temporarily reside in the Rhineland area of modern Germany, where their name survives in the historic region known as Swabia. Jordanes called it the Germanic Sea in his work, the Getica.
Middle Ages
In the early Middle Ages, Norse (Scandinavian) merchants built a trade empire all around the Baltic. Later, the Norse fought for control of the Baltic against Wendish tribes dwelling on the southern shore. The Norse also used the rivers of Russia for trade routes, finding their way eventually to the Black Sea and southern Russia. This Norse-dominated period is referred to as the Viking Age.
Since the Viking Age, the Scandinavians have referred to the Baltic Sea as Austmarr ("Eastern Lake"). "Eastern Sea", appears in the Heimskringla and Eystra salt appears in Sörla þáttr. Saxo Grammaticus recorded in Gesta Danorum an older name, Gandvik, -vik being Old Norse for "bay", which implies that the Vikings correctly regarded it as an inlet of the sea. Another form of the name, "Grandvik", attested in at least one English translation of Gesta Danorum, is likely to be a misspelling.
In addition to fish the sea also provides amber, especially from its southern shores within today's borders of Poland, Russia and Lithuania. First mentions of amber deposits on the South Coast of the Baltic Sea date back to the 12th century. The bordering countries have also traditionally exported lumber, wood tar, flax, hemp and furs by ship across the Baltic. Sweden had from early medieval times exported iron and silver mined there, while Poland had and still has extensive salt mines. Thus, the Baltic Sea has long been crossed by much merchant shipping.
The lands on the Baltic's eastern shore were among the last in Europe to be converted to Christianity. This finally happened during the Northern Crusades: Finland in the twelfth century by Swedes, and what are now Estonia and Latvia in the early thirteenth century by Danes and Germans (Livonian Brothers of the Sword). The Teutonic Order gained control over parts of the southern and eastern shore of the Baltic Sea, where they set up their monastic state. Lithuania was the last European state to convert to Christianity.
An arena of conflict
In the period between the 8th and 14th centuries, there was much piracy in the Baltic from the coasts of Pomerania and Prussia, and the Victual Brothers held Gotland.
Starting in the 11th century, the southern and eastern shores of the Baltic were settled by migrants mainly from Germany, a movement called the Ostsiedlung ("east settling"). Other settlers were from the Netherlands, Denmark, and Scotland. The Polabian Slavs were gradually assimilated by the Germans. Denmark gradually gained control over most of the Baltic coast, until she lost much of her possessions after being defeated in the 1227 Battle of Bornhöved.
In the 13th to 16th centuries, the strongest economic force in Northern Europe was the Hanseatic League, a federation of merchant cities around the Baltic Sea and the North Sea. In the sixteenth and early seventeenth centuries, Poland, Denmark, and Sweden fought wars for Dominium maris baltici ("Lordship over the Baltic Sea"). Eventually, it was Sweden that virtually encompassed the Baltic Sea. In Sweden, the sea was then referred to as Mare Nostrum Balticum ("Our Baltic Sea"). The goal of Swedish warfare during the 17th century was to make the Baltic Sea an all-Swedish sea (Ett Svenskt innanhav), something that was accomplished except the part between Riga in Latvia and Stettin in Pomerania. However, the Dutch dominated the Baltic trade in the seventeenth century.
In the eighteenth century, Russia and Prussia became the leading powers over the sea. Sweden's defeat in the Great Northern War brought Russia to the eastern coast. Russia became and remained a dominating power in the Baltic. Russia's Peter the Great saw the strategic importance of the Baltic and decided to found his new capital, Saint Petersburg, at the mouth of the Neva river at the east end of the Gulf of Finland. There was much trading not just within the Baltic region but also with the North Sea region, especially eastern England and the Netherlands: their fleets needed the Baltic timber, tar, flax, and hemp.
During the Crimean War, a joint British and French fleet attacked the Russian fortresses in the Baltic; the case is also known as the Åland War. They bombarded Sveaborg, which guards Helsinki; and Kronstadt, which guards Saint Petersburg; and they destroyed Bomarsund in Åland. After the unification of Germany in 1871, the whole southern coast became German. World War I was partly fought in the Baltic Sea. After 1920 Poland was granted access to the Baltic Sea at the expense of Germany by the Polish Corridor and enlarged the port of Gdynia in rivalry with the port of the Free City of Danzig.
After the Nazis' rise to power, Germany reclaimed the Memelland and after the outbreak of the Eastern Front (World War II) occupied the Baltic states. In 1945, the Baltic Sea became a mass grave for retreating soldiers and refugees on torpedoed troop transports. The sinking of the Wilhelm Gustloff remains the worst maritime disaster in history, killing (very roughly) 9,000 people. In 2005, a Russian group of scientists found over five thousand airplane wrecks, sunken warships, and other material, mainly from World War II, on the bottom of the sea.
Since World War II
Since the end of World War II, various nations, including the Soviet Union, the United Kingdom and the United States have disposed of chemical weapons in the Baltic Sea, raising concerns of environmental contamination. Today, fishermen occasionally find some of these materials: the most recent available report from the Helsinki Commission notes that four small scale catches of chemical munitions representing approximately of material were reported in 2005. This is a reduction from the 25 incidents representing of material in 2003. Until now, the U.S. Government refuses to disclose the exact coordinates of the wreck sites. Deteriorating bottles leak mustard gas and other substances, thus slowly poisoning a substantial part of the Baltic Sea.
After 1945, the German population was expelled from all areas east of the Oder-Neisse line, making room for new Polish and Russian settlement. Poland gained most of the southern shore. The Soviet Union gained another access to the Baltic with the Kaliningrad Oblast, that had been part of German-settled East Prussia. The Baltic states on the eastern shore were annexed by the Soviet Union. The Baltic then separated opposing military blocs: NATO and the Warsaw Pact. Neutral Sweden developed incident weapons to defend its territorial waters after the Swedish submarine incidents. This border status restricted trade and travel. It ended only after the collapse of the Communist regimes in Central and Eastern Europe in the late 1980s. In 2023, Finland joined NATO.
Since May 2004, with the accession of the Baltic states and Poland, the Baltic Sea has been almost entirely surrounded by countries of the European Union (EU). The remaining non-EU shore areas are Russian: the Saint Petersburg area and the Kaliningrad Oblast exclave.
Winter storms begin arriving in the region during October. These have caused numerous shipwrecks, and contributed to the extreme difficulties of rescuing passengers of the ferry M/S Estonia en route from Tallinn, Estonia, to Stockholm, Sweden, in September 1994, which claimed the lives of 852 people. Older, wood-based shipwrecks such as the Vasa tend to remain well-preserved, as the Baltic's cold and brackish water does not suit the shipworm.
Storm floods
Storm surge floods are generally taken to occur when the water level is more than one metre above normal. In Warnemünde about 110 floods occurred from 1950 to 2000, an average of just over two per year.
Historic flood events were the All Saints' Flood of 1304 and other floods in the years 1320, 1449, 1625, 1694, 1784 and 1825. Little is known of their extent. From 1872, there exist regular and reliable records of water levels in the Baltic Sea. The highest was the flood of 1872 when the water was an average of above sea level at Warnemünde and a maximum of above sea level in Warnemünde. In the last very heavy floods the average water levels reached above sea level in 1904, in 1913, in January 1954, on 2–4 November 1995 and on 21 February 2002.
Geography
Geophysical data
An arm of the North Atlantic Ocean, the Baltic Sea is enclosed by Sweden and Denmark to the west, Finland to the northeast, and the Baltic countries to the southeast.
It is about long, an average of wide, and an average of deep. The maximum depth is which is on the Swedish side of the center. The surface area is about and the volume is about . The periphery amounts to about of coastline.
The Baltic Sea is one of the largest brackish inland seas by area, and occupies a basin (a Zungenbecken) formed by glacial erosion during the last few ice ages.
{| class="wikitable"
|+Physical characteristics of the Baltic Sea, its main sub-regions, and the transition zone to the Skagerrak/North Sea area! style="background: DarkCyan; color: white; text-align: center"| Sub-area
! style="background: DarkCyan; color: white; text-align: center"| Area
! style="background: DarkCyan; color: white; text-align: center"| Volume
! style="background: DarkCyan; color: white; text-align: center"| Maximum depth
! style="background: DarkCyan; color: white; text-align: center"| Average depth
|-
! style="background: DarkCyan; color: white; text-align: center"|
! style="background: DarkCyan; color: white; text-align: center"| km2
! style="background: DarkCyan; color: white; text-align: center"| km3
! style="background: DarkCyan; color: white; text-align: center"| m
! style="background: DarkCyan; color: white; text-align: center"| m
|-
| style="text-align: left"|Baltic proper
| style="text-align: right"| 211,069
| style="text-align: right"| 13,045
| style="text-align: right"| 459
| style="text-align: right"| 62.1
|-
| style="text-align: left"|Gulf of Bothnia
| style="text-align: right"| 115,516
| style="text-align: right"| 6,389
| style="text-align: right"| 230
| style="text-align: right"| 60.2
|-
| style="text-align: left"|Gulf of Finland
| style="text-align: right"| 29,600
| style="text-align: right"| 1,100
| style="text-align: right"| 123
| style="text-align: right"| 38.0
|-
| style="text-align: left"|Gulf of Riga
| style="text-align: right"| 16,300
| style="text-align: right"| 424
| style="text-align: right"| > 60
| style="text-align: right"| 26.0
|-
| style="text-align: left"| Belt Sea/Kattegat
| style="text-align: right"| 42,408
| style="text-align: right"| 802
| style="text-align: right"| 109
| style="text-align: right"| 18.9
|-
! style="text-align: left"| Total Baltic Sea
! style="text-align: right"| 415,266
! style="text-align: right"| 21,721
! style="text-align: right"| 459
! style="text-align: right"| 52.3
|}
Extent
The International Hydrographic Organization defines the limits of the Baltic Sea as follows:
Bordered by the coasts of Germany, Denmark, Poland, Sweden, Finland, Russia, Estonia, Latvia, and Lithuania, it extends north-eastward of the following limits:
In the Little Belt. A line joining Falshöft () and Vejsnæs Nakke (Ærø: ).
In the Great Belt. A line joining Gulstav (South extreme of Langeland Island) and Kappel Kirke () on Island of Lolland.
In the Guldborg Sound. A line joining Flinthorne-Rev and Skjelby ().
In the Sound. A line joining Stevns Lighthouse () and Falsterbo Point ().
Subdivisions
The northern part of the Baltic Sea is known as the Gulf of Bothnia, of which the northernmost part is the Bay of Bothnia or Bothnian Bay. The more rounded southern basin of the gulf is called Bothnian Sea and immediately to the south of it lies the Sea of Åland. The Gulf of Finland connects the Baltic Sea with Saint Petersburg. The Gulf of Riga lies between the Latvian capital city of Riga and the Estonian island of Saaremaa.
The Northern Baltic Sea lies between the Stockholm area, southwestern Finland, and Estonia. The Western and Eastern Gotland basins form the major parts of the Central Baltic Sea or Baltic proper. The Bornholm Basin is the area east of Bornholm, and the shallower Arkona Basin extends from Bornholm to the Danish isles of Falster and Zealand.
In the south, the Bay of Gdańsk lies east of the Hel Peninsula on the Polish coast and west of the Sambia Peninsula in Kaliningrad Oblast. The Bay of Pomerania lies north of the islands of Usedom/Uznam and Wolin, east of Rügen. Between Falster and the German coast lie the Bay of Mecklenburg and Bay of Lübeck. The westernmost part of the Baltic Sea is the Bay of Kiel. The three Danish straits, the Great Belt, the Little Belt and The Sound (Öresund/Øresund), connect the Baltic Sea with the Kattegat and Skagerrak strait in the North Sea.
Temperature and ice
The water temperature of the Baltic Sea varies significantly depending on exact location, season and depth. At the Bornholm Basin, which is located directly east of the island of the same name, the surface temperature typically falls to during the peak of the winter and rises to during the peak of the summer, with an annual average of around . A similar pattern can be seen in the Gotland Basin, which is located between the island of Gotland and Latvia. In the deep of these basins the temperature variations are smaller. At the bottom of the Bornholm Basin, deeper than , the temperature typically is , and at the bottom of the Gotland Basin, at depths greater than , the temperature typically is . Generally, offshore locations, lower latitudes and islands maintain maritime climates, but adjacent to the water continental climates are common, especially on the Gulf of Finland. In the northern tributaries the climates transition from moderate continental to subarctic on the northernmost coastlines.
On the long-term average, the Baltic Sea is ice-covered at the annual maximum for about 45% of its surface area. The ice-covered area during such a typical winter includes the Gulf of Bothnia, the Gulf of Finland, the Gulf of Riga, the archipelago west of Estonia, the Stockholm archipelago, and the Archipelago Sea southwest of Finland. The remainder of the Baltic does not freeze during a normal winter, except sheltered bays and shallow lagoons such as the Curonian Lagoon. The ice reaches its maximum extent in February or March; typical ice thickness in the northernmost areas in the Bothnian Bay, the northern basin of the Gulf of Bothnia, is about for landfast sea ice. The thickness decreases farther south.
Freezing begins in the northern extremities of the Gulf of Bothnia typically in the middle of November, reaching the open waters of the Bothnian Bay in early January. The Bothnian Sea, the basin south of Kvarken, freezes on average in late February. The Gulf of Finland and the Gulf of Riga freeze typically in late January. In 2011, the Gulf of Finland was completely frozen on 15 February.
The ice extent depends on whether the winter is mild, moderate, or severe. In severe winters ice can form around southern Sweden and even in the Danish straits. According to the 18th-century natural historian William Derham, during the severe winters of 1703 and 1708, the ice cover reached as far as the Danish straits. Frequently, parts of the Gulf of Bothnia and the Gulf of Finland are frozen, in addition to coastal fringes in more southerly locations such as the Gulf of Riga. This description meant that the whole of the Baltic Sea was covered with ice.
Since 1720, the Baltic Sea has frozen over entirely 20 times, most recently in early 1987, which was the most severe winter in Scandinavia since 1720. The ice then covered . During the winter of 2010–11, which was quite severe compared to those of the last decades, the maximum ice cover was , which was reached on 25 February 2011. The ice then extended from the north down to the northern tip of Gotland, with small ice-free areas on either side, and the east coast of the Baltic Sea was covered by an ice sheet about wide all the way to Gdańsk. This was brought about by a stagnant high-pressure area that lingered over central and northern Scandinavia from around 10 to 24 February. After this, strong southern winds pushed the ice further into the north, and much of the waters north of Gotland were again free of ice, which had then packed against the shores of southern Finland. The effects of the afore-mentioned high-pressure area did not reach the southern parts of the Baltic Sea, and thus the entire sea did not freeze over. However, floating ice was additionally observed near Świnoujście harbor in January 2010.
In recent years before 2011, the Bothnian Bay and the Bothnian Sea were frozen with solid ice near the Baltic coast and dense floating ice far from it. In 2008, almost no ice formed except for a short period in March.
During winter, fast ice, which is attached to the shoreline, develops first, rendering ports unusable without the services of icebreakers. Level ice, ice sludge, pancake ice, and rafter ice form in the more open regions. The gleaming expanse of ice is similar to the Arctic, with wind-driven pack ice and ridges up to . Offshore of the landfast ice, the ice remains very dynamic all year, and it is relatively easily moved around by winds and therefore forms pack ice, made up of large piles and ridges pushed against the landfast ice and shores.
In spring, the Gulf of Finland and the Gulf of Bothnia normally thaw in late April, with some ice ridges persisting until May in the eastern extremities of the Gulf of Finland. In the northernmost reaches of the Bothnian Bay, ice usually stays until late May; by early June it is practically always gone. However, in the famine year of 1867 remnants of ice were observed as late as 17 July near Uddskär. Even as far south as Øresund, remnants of ice have been observed in May on several occasions; near Taarbaek on 15 May 1942 and near Copenhagen on 11 May 1771. Drift ice was also observed on 11 May 1799.
The ice cover is the main habitat for two large mammals, the grey seal (Halichoerus grypus) and the Baltic ringed seal (Pusa hispida botnica), both of which feed underneath the ice and breed on its surface. Of these two seals, only the Baltic ringed seal suffers when there is not adequate ice in the Baltic Sea, as it feeds its young only while on ice. The grey seal is adapted to reproducing also with no ice in the sea. The sea ice also harbors several species of algae that live in the bottom and inside unfrozen brine pockets in the ice.
Due to the often fluctuating winter temperatures between above and below freezing, the saltwater ice of the Baltic Sea can be treacherous and hazardous to walk on, in particular in comparison to the more stable fresh water-ice sheets in the interior lakes.
Hydrography
The Baltic Sea flows out through the Danish straits; however, the flow is complex. A surface layer of brackish water discharges per year into the North Sea. Due to the difference in salinity, by salinity permeation principle, a sub-surface layer of more saline water moving in the opposite direction brings in per year. It mixes very slowly with the upper waters, resulting in a salinity gradient from top to bottom, with most of the saltwater remaining below deep. The general circulation is anti-clockwise: northwards along its eastern boundary, and south along with the western one .
The difference between the outflow and the inflow comes entirely from fresh water. More than 250 streams drain a basin of about , contributing a volume of per year to the Baltic. They include the major rivers of north Europe, such as the Oder, the Vistula, the Neman, the Daugava and the Neva. Additional fresh water comes from the difference of precipitation less evaporation, which is positive.
An important source of salty water is infrequent inflows (also known as major Baltic inflows or MBIs) of North Sea water into the Baltic. Such inflows, important to the Baltic ecosystem because of the oxygen they transport into the Baltic deeps, happen on average once per year, but large pulses that can replace the anoxic deep water in the Gotland Deep occur about once in ten years. Previously, it was believed that the frequency of MBIs had declined since 1980, but recent studies have challenged this view and no longer display a clear change in the frequency or intensity of saline inflows. Instead, a decadal variability in the intensities of MBIs is observed with a main period of approximately 30 years.
The water level is generally far more dependent on the regional wind situation than on tidal effects. However, tidal currents occur in narrow passages in the western parts of the Baltic Sea. Tides can reach in the Gulf of Finland.
The significant wave height is generally much lower than that of the North Sea. Quite violent, sudden storms sweep the surface ten or more times a year, due to large transient temperature differences and a long reach of the wind. Seasonal winds also cause small changes in sea level, of the order of . According to the media, during a storm in January 2017, an extreme wave above has been measured and significant wave height of around has been measured by the FMI. A numerical study has shown the presence of events with significant wave heights. Those extreme waves events can play an important role in the coastal zone on erosion and sea dynamics.
Salinity
The Baltic Sea is the world's largest inland brackish sea. Only two other brackish waters are larger according to some measurements: The Black Sea is larger in both surface area and water volume, but most of it is located outside the continental shelf (only a small fraction is inland). The Caspian Sea is larger in water volume, but—despite its name—it is a lake rather than a sea.
The Baltic Sea's salinity is much lower than that of ocean water (which averages 3.5%), as a result of abundant freshwater runoff from the surrounding land (rivers, streams and alike), combined with the shallowness of the sea itself; runoff contributes roughly one-fortieth its total volume per year, as the volume of the basin is about and yearly runoff is about .
The open surface waters of the Baltic Sea "proper" generally have a salinity of 0.3 to 0.9%, which is border-line freshwater. The flow of freshwater into the sea from approximately two hundred rivers and the introduction of salt from the southwest builds up a gradient of salinity in the Baltic Sea. The highest surface salinities, generally 0.7–0.9%, are in the southwesternmost part of the Baltic, in the Arkona and Bornholm basins (the former located roughly between southeast Zealand and Bornholm, and the latter directly east of Bornholm). It gradually falls further east and north, reaching the lowest in the Bothnian Bay at around 0.3%. Drinking the surface water of the Baltic as a means of survival would actually hydrate the body instead of dehydrating, as is the case with ocean water.
As saltwater is denser than freshwater, the bottom of the Baltic Sea is saltier than the surface. This creates a vertical stratification of the water column, a halocline, that represents a barrier to the exchange of oxygen and nutrients, and fosters completely separate maritime environments. The difference between the bottom and surface salinities varies depending on location. Overall it follows the same southwest to east and north pattern as the surface. At the bottom of the Arkona Basin (equalling depths greater than ) and Bornholm Basin (depths greater than ) it is typically 1.4–1.8%. Further east and north the salinity at the bottom is consistently lower, being the lowest in Bothnian Bay (depths greater than ) where it is slightly below 0.4%, or only marginally higher than the surface in the same region.
In contrast, the salinity of the Danish straits, which connect the Baltic Sea and Kattegat, tends to be significantly higher, but with major variations from year to year. For example, the surface and bottom salinity in the Great Belt is typically around 2.0% and 2.8% respectively, which is only somewhat below that of the Kattegat. The water surplus caused by the continuous inflow of rivers and streams to the Baltic Sea means that there generally is a flow of brackish water out through the Danish Straits to the Kattegat (and eventually the Atlantic). Significant flows in the opposite direction, salt water from the Kattegat through the Danish Straits to the Baltic Sea, are less regular and are known as major Baltic inflows (MBIs).
Major tributaries
The rating of mean discharges differs from the ranking of hydrological lengths (from the most distant source to the sea) and the rating of the nominal lengths. Göta älv, a tributary of the Kattegat, is not listed, as due to the northward upper low-salinity-flow in the sea, its water hardly reaches the Baltic proper:
Islands and archipelagoes
Åland (Finland, autonomous)
Archipelago Sea (Finland)
Pargas
Nagu
Korpo
Houtskär
Kustavi
Kimito
Blekinge archipelago (Sweden)
Bornholm, including Christiansø (Denmark)
Falster (Denmark)
Gotland (Sweden)
Hailuoto (Finland)
Kotlin (Russia)
Lolland (Denmark)
Kvarken archipelago, including Valsörarna (Finland)
Møn (Denmark)
Öland (Sweden)
Rügen (Germany)
Stockholm archipelago (Sweden)
Värmdön (Sweden)
Usedom or Uznam (split between Germany and Poland)
West Estonian archipelago (Estonia):
Hiiumaa
Muhu
Saaremaa
Vormsi
Wolin (Poland)
Zealand (Denmark)
Coastal countries
Countries that border the sea: Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland, Russia, Sweden.
Countries lands in the outer drainage basin: Belarus, Czech Republic, Norway, Slovakia, Ukraine.
The Baltic Sea drainage basin is roughly four times the surface area of the sea itself. About 48% of the region is forested, with Sweden and Finland containing the majority of the forest, especially around the Gulfs of Bothnia and Finland.
About 20% of the land is used for agriculture and pasture, mainly in Poland and around the edge of the Baltic Proper, in Germany, Denmark, and Sweden. About 17% of the basin is unused open land with another 8% of wetlands. Most of the latter are in the Gulfs of Bothnia and Finland.
The rest of the land is heavily populated. About 85 million people live in the Baltic drainage basin, 15 million within of the coast and 29 million within of the coast. Around 22 million live in population centers of over 250,000. 90% of these are concentrated in the band around the coast. Of the nations containing all or part of the basin, Poland includes 45% of the 85 million, Russia 12%, Sweden 10% and the others less than 6% each.
Cities The biggest coastal cities (by population): Saint Petersburg (Russia) 5,392,992 (metropolitan area 6,000,000)
Stockholm (Sweden) 962,154 (metropolitan area 2,315,612)
Helsinki (Finland) 665,558 (metropolitan area 1,559,558)
Riga (Latvia) 614,618 (metropolitan area 1,070,00)
Gdańsk (Poland) 462,700 (metropolitan area 1,041,000)
Tallinn (Estonia) 458,398 (metropolitan area 542,983)
Kaliningrad (Russia) 431,500
Szczecin (Poland) 413,600 (metropolitan area 778,000)
Espoo (Finland) 306,792 (part of Helsinki metropolitan area)
Gdynia (Poland) 255,600 (metropolitan area 1,041,000)
Kiel (Germany) 247,000
Lübeck (Germany) 216,100
Rostock (Germany) 212,700
Klaipėda (Lithuania) 194,400
Oulu (Finland) 191,050
Turku (Finland) 180,350Other important ports: Estonia:
Pärnu 44,568
Maardu 16,570
Sillamäe 16,567
Finland:
Pori 83,272
Kotka 54,887
Kokkola 46,809
Port of Naantali 18,789
Mariehamn 11,372
Hanko 9,270
Germany:
Flensburg 94,000
Stralsund 58,000
Greifswald 55,000
Wismar 44,000
Eckernförde 22,000
Neustadt in Holstein 16,000
Wolgast 12,000
Sassnitz 10,000
Latvia:
Liepāja 85,000
Ventspils 44,000
Lithuania:
Palanga 17,000
Poland:
Kołobrzeg 44,800
Świnoujście 41,500
Police 34,284
Władysławowo 15,000
Darłowo 14,000
Russia:
Vyborg 79,962
Baltiysk 34,000
Sweden:
Norrköping 84,000
Gävle 75,451
Trelleborg 26,000
Karlshamn 19,000
Oxelösund 11,000
Geology
The Baltic Sea somewhat resembles a riverbed, with two tributaries, the Gulf of Finland and Gulf of Bothnia. Geological surveys show that before the Pleistocene, instead of the Baltic Sea, there was a wide plain around a great river that paleontologists call the Eridanos. Several Pleistocene glacial episodes scooped out the river bed into the sea basin. By the time of the last, or Eemian Stage (MIS 5e), the Eemian Sea was in place. Instead of a true sea, the Baltic can even today also be understood as the common estuary of all rivers flowing into it.
From that time the waters underwent a geologic history summarized under the names listed below. Many of the stages are named after marine animals (e.g. the Littorina mollusk) that are clear markers of changing water temperatures and salinity.
The factors that determined the sea's characteristics were the submergence or emergence of the region due to the weight of ice and subsequent isostatic readjustment, and the connecting channels it found to the North Sea-Atlantic, either through the straits of Denmark or at what are now the large lakes of Sweden, and the White Sea-Arctic Sea.
Eemian Sea, 130,000–115,000 (years ago)
Baltic Ice Lake, 12,600–10,300
Yoldia Sea, 10,300–9500
Ancylus Lake, 9,500–8,000
Mastogloia Sea, 8,000–7,500
Littorina Sea, 7,500–4,000
Post-Littorina Sea, 4,000–present
The land is still emerging isostatically from its depressed state, which was caused by the weight of ice during the last glaciation. The phenomenon is known as post-glacial rebound. Consequently, the surface area and the depth of the sea are diminishing. The uplift is about eight millimeters per year on the Finnish coast of the northernmost Gulf of Bothnia. In the area, the former seabed is only gently sloping, leading to large areas of land being reclaimed in what are, geologically speaking, relatively short periods (decades and centuries).
The "Baltic Sea anomaly"
The "Baltic Sea anomaly" is a feature on an indistinct sonar image taken by Swedish salvage divers on the floor of the northern Baltic Sea in June 2011. The treasure hunters suggested the image showed an object with unusual features of seemingly extraordinary origin. Speculation published in tabloid newspapers claimed that the object was a sunken UFO. A consensus of experts and scientists say that the image most likely shows a natural geological formation.
Biology
Fauna and flora
The fauna of the Baltic Sea is a mixture of marine and freshwater species. Among marine fishes are Atlantic cod, Atlantic herring, European hake, European plaice, European flounder, shorthorn sculpin and turbot, and examples of freshwater species include European perch, northern pike, whitefish and common roach. Freshwater species may occur at outflows of rivers or streams in all coastal sections of the Baltic Sea. Otherwise, marine species dominate in most sections of the Baltic, at least as far north as Gävle, where less than one-tenth are freshwater species. Further north the pattern is inverted. In the Bothnian Bay, roughly two-thirds of the species are freshwater. In the far north of this bay, saltwater species are almost entirely absent. For example, the common starfish and shore crab, two species that are very widespread along European coasts, are both unable to cope with the significantly lower salinity. Their range limit is west of Bornholm, meaning that they are absent from the vast majority of the Baltic Sea. Some marine species, like the Atlantic cod and European flounder, can survive at relatively low salinities but need higher salinities to breed, which therefore occurs in deeper parts of the Baltic Sea. The common blue mussel is the dominating animal species, and makes up more than 90% of the total animal biomass in the sea.
There is a decrease in species richness from the Danish belts to the Gulf of Bothnia. The decreasing salinity along this path causes restrictions in both physiology and habitats. At more than 600 species of invertebrates, fish, aquatic mammals, aquatic birds and macrophytes, the Arkona Basin (roughly between southeast Zealand and Bornholm) is far richer than other more eastern and northern basins in the Baltic Sea, which all have less than 400 species from these groups, with the exception of the Gulf of Finland with more than 750 species. However, even the most diverse sections of the Baltic Sea have far fewer species than the almost-full saltwater Kattegat, which is home to more than 1600 species from these groups. The lack of tides has affected the marine species as compared with the Atlantic.
Since the Baltic Sea is so young there are only two or three known endemic species: the brown alga Fucus radicans and the flounder Platichthys solemdali. Both appear to have evolved in the Baltic basin and were only recognized as species in 2005 and 2018 respectively, having formerly been confused with more widespread relatives. The tiny Copenhagen cockle (Parvicardium hauniense), a rare mussel, is sometimes considered endemic, but has now been recorded in the Mediterranean. However, some consider non-Baltic records to be misidentifications of juvenile lagoon cockles (Cerastoderma glaucum). Several widespread marine species have distinctive subpopulations in the Baltic Sea adapted to the low salinity, such as the Baltic Sea forms of the Atlantic herring and lumpsucker, which are smaller than the widespread forms in the North Atlantic.
A peculiar feature of the fauna is that it contains a number of glacial relict species, isolated populations of arctic species which have remained in the Baltic Sea since the last glaciation, such as the large isopod Saduria entomon, the Baltic subspecies of ringed seal, and the fourhorn sculpin. Some of these relicts are derived from glacial lakes, such as Monoporeia affinis, which is a main element in the benthic fauna of the low-salinity Bothnian Bay.
Cetaceans in the Baltic Sea are monitored by the countries bordering the sea and data compiled by various intergovernmental bodies, such as ASCOBANS. A critically endangered population of harbor porpoise inhabit the Baltic proper, whereas the species is abundant in the outer Baltic (Western Baltic and Danish Straits) and occasionally oceanic and out-of-range species such as minke whales, bottlenose dolphins, beluga whales, orcas, and beaked whales visit the waters. In recent years, very small, but with increasing rates, fin whalesJansson N.. 2007. "Vi såg valen i viken" . Aftonbladet.
Retrieved on 7 September 2017 and humpback whales migrate into Baltic sea including mother and calf pair. Now extinct Atlantic grey whales (remains found from Gräsö along Bothnian Sea/southern Bothnian Gulf and Ystad) and eastern population of North Atlantic right whales that is facing functional extinction once migrated into Baltic Sea.
Other notable megafauna include the basking sharks.
Environmental status
Satellite images taken in July 2010 revealed a massive algal bloom covering in the Baltic Sea. The area of the bloom extended from Germany and Poland to Finland. Researchers of the phenomenon have indicated that algal blooms have occurred every summer for decades. Fertilizer runoff from surrounding agricultural land has exacerbated the problem and led to increased eutrophication.
Approximately of the Baltic's seafloor (a quarter of its total area) is a variable dead zone. The more saline (and therefore denser) water remains on the bottom, isolating it from surface waters and the atmosphere. This leads to decreased oxygen concentrations within the zone. It is mainly bacteria that grow in it, digesting organic material and releasing hydrogen sulfide. Because of this large anaerobic zone, the seafloor ecology differs from that of the neighboring Atlantic.
Plans to artificially oxygenate areas of the Baltic that have experienced eutrophication have been proposed by the University of Gothenburg and Inocean AB. The proposal intends to use wind-driven pumps to inject oxygen (air) into waters at, or around, 130m below sea level.
After World War II, Germany had to be disarmed and large quantities of ammunition stockpiles were disposed directly into the Baltic Sea and the North Sea. Environmental experts and marine biologists warn that these ammunition dumps pose a major environmental threat with potentially life-threatening consequences to the health and safety of humans on the coastlines of these seas.
Economy
Construction of the Great Belt Bridge in Denmark (completed 1997) and the Øresund Bridge-Tunnel (completed 1999), linking Denmark with Sweden, provided a highway and railroad connection between Sweden and the Danish mainland (the Jutland Peninsula, precisely the Zealand). The undersea tunnel of the Øresund Bridge-Tunnel provides for navigation of large ships into and out of the Baltic Sea. The Baltic Sea is the main trade route for the export of Russian petroleum. Many of the countries neighboring the Baltic Sea have been concerned about this since a major oil leak in a seagoing tanker would be disastrous for the Baltic—given the slow exchange of water. The tourism industry surrounding the Baltic Sea is naturally concerned about oil pollution.
Much shipbuilding is carried out in the shipyards around the Baltic Sea. The largest shipyards are at Gdańsk, Gdynia, and Szczecin, Poland; Kiel, Germany; Karlskrona and Malmö, Sweden; Rauma, Turku, and Helsinki, Finland; Riga, Ventspils, and Liepāja, Latvia; Klaipėda, Lithuania; and Saint Petersburg, Russia.
There are several cargo and passenger ferries that operate on the Baltic Sea, such as Scandlines, Silja Line, Polferries, the Viking Line, Tallink, and Superfast Ferries.
Construction of the Fehmarn Belt Fixed Link between Denmark and Germany is due to finish in 2029. It will be a three-bore tunnel carrying four motorway lanes and two rail tracks.
Through the development of offshore wind power the Baltic Sea is expected to become a major source of energy for countries in the region. According to the Marienborg Declaration, signed in 2022, all EU Baltic Sea states have announced their intentions to have 19.6 gigawatts of offshore wind in operation by 2030.
TourismPiers Ahlbeck (Usedom), Germany
Bansin, Germany
Binz, Germany
Heiligendamm, Germany
Kühlungsborn, Germany
Sellin, Germany
Liepāja, Latvia
Šventoji, Lithuania
Klaipėda, Lithuania
Gdańsk, Poland
Gdynia, Poland
Kołobrzeg, Poland
Misdroy, Poland
Sopot, PolandResort towns' Haapsalu, Estonia
Kuressaare, Estonia
Narva-Jõesuu, Estonia
Pärnu, Estonia
Hanko, Finland
Mariehamn, Finland
Binz, Germany
Heiligendamm, Germany
Heringsdorf, Germany
Travemünde, Germany
Sellin, Germany
Ueckermünde, Germany
Jūrmala, Latvia
Nida, Lithuania
Palanga, Lithuania
Šventoji, Lithuania
Juodkrantė, Lithuania
Pervalka, Lithuania
Karklė, Lithuania
Kamień Pomorski, Poland
Kołobrzeg, Poland
Sopot, Poland
Świnoujście, Poland
Ustka, Poland
Svetlogorsk, Russia
The Helsinki Convention
1974 Convention
For the first time ever, all the sources of pollution around an entire sea were made subject to a single convention, signed in 1974 by the then seven Baltic coastal states. The 1974 Convention entered into force on 3 May 1980.
1992 Convention
In the light of political changes and developments in international environmental and maritime law, a new convention was signed in 1992 by all the states bordering on the Baltic Sea, and the European Community. After ratification, the Convention entered into force on 17 January 2000. The Convention covers the whole of the Baltic Sea area, including inland waters and the water of the sea itself, as well as the seabed. Measures are also taken in the whole catchment area of the Baltic Sea to reduce land-based pollution. The convention on the Protection of the Marine Environment of the Baltic Sea Area, 1992, entered into force on 17 January 2000.
The governing body of the convention is the Helsinki Commission, also known as HELCOM, or Baltic Marine Environment Protection Commission. The present contracting parties are Denmark, Estonia, the European Community, Finland, Germany, Latvia, Lithuania, Poland, Russia, and Sweden.
The ratification instruments were deposited by the European Community, Germany, Latvia and Sweden in 1994, by Estonia and Finland in 1995, by Denmark in 1996, by Lithuania in 1997, and by Poland and Russia in November 1999.
See also
Baltic (disambiguation)
Baltic region
Baltic Sea Action Group (BSAG)
Council of the Baltic Sea States
List of cities and towns around the Baltic Sea
List of rivers of the Baltic Sea
Nord Stream 1
Nord Stream 2
Northern Europe
Ports of the Baltic Sea
Scandinavia
Notes
References
Bibliography
Further reading
Norbert Götz. "Spatial Politics and Fuzzy Regionalism: The Case of the Baltic Sea Area." Baltic Worlds 9 (2016) 3: 54–67.
Aarno Voipio (ed., 1981): "The Baltic Sea." Elsevier Oceanography Series, vol. 30, Elsevier Scientific Publishing, 418 p,
Historical
Bogucka, Maria. "The Role of Baltic Trade in European Development from the XVIth to the XVIIIth Centuries". Journal of European Economic History 9 (1980): 5–20.
Davey, James. The Transformation of British Naval Strategy: Seapower and Supply in Northern Europe, 1808–1812 (Boydell, 2012).
Fedorowicz, Jan K. England's Baltic Trade in the Early Seventeenth Century: A Study in Anglo-Polish Commercial Diplomacy (Cambridge UP, 2008).
Frost, Robert I. The Northern Wars: War, State, and Society in Northeastern Europe, 1558–1721 (Longman, 2000).
Grainger, John D. The British Navy in the Baltic (Boydell, 2014).
Kent, Heinz S. K. War and Trade in Northern Seas: Anglo-Scandinavian Economic Relations in the Mid Eighteenth Century (Cambridge UP, 1973).
Koningsbrugge, Hans van. "In War and Peace: The Dutch and the Baltic in Early Modern Times". Tijdschrift voor Skandinavistiek 16 (1995): 189–200.
Lindblad, Jan Thomas. "Structural Change in the Dutch Trade in the Baltic in the Eighteenth Century". Scandinavian Economic History Review 33 (1985): 193–207.
Lisk, Jill. The Struggle for Supremacy in the Baltic, 1600–1725 (U of London Press, 1967).
Roberts, Michael. The Early Vasas: A History of Sweden, 1523–1611 (Cambridge UP, 1968).
Rystad, Göran, Klaus-R. Böhme, and Wilhelm M. Carlgren, eds. In Quest of Trade and Security: The Baltic in Power Politics, 1500–1990. Vol. 1, 1500–1890. Stockholm: Probus, 1994.
Salmon, Patrick, and Tony Barrow, eds. Britain and the Baltic: Studies in Commercial, Political and Cultural Relations (Sunderland University Press, 2003).
Stiles, Andrina. Sweden and the Baltic 1523–1721 (1992).
Thomson, Erik. "Beyond the Military State: Sweden's Great Power Period in Recent Historiography". History Compass'' 9 (2011): 269–283.
Tielhof, Milja van. The "Mother of All Trades": The Baltic Grain Trade in Amsterdam from the Late 16th to Early 19th Century. Leiden, The Netherlands: Brill, 2002.
Warner, Richard. "British Merchants and Russian Men-of-War: The Rise of the Russian Baltic Fleet". In Peter the Great and the West: New Perspectives. Edited by Lindsey Hughes, 105–117. Basingstoke, UK: Palgrave Macmillan, 2001.
External links
The Baltic Sea, Kattegat and Skagerrak – sea areas and draining basins, poster with integral information by the Swedish Meteorological and Hydrological Institute
Baltic Sea clickable map and details.
Protect the Baltic Sea while it's still not too late.
The Baltic Sea Portal – a site maintained by the (FIMR) (in English, Finnish, Swedish and Estonian)
www.balticnest.org
Encyclopedia of Baltic History
Old shipwrecks in the Baltic
How the Baltic Sea was changing – Prehistory of the Baltic from the Polish Geological Institute
Late Weichselian and Holocene shore displacement history of the Baltic Sea in Finland – more prehistory of the Baltic from the Department of Geography of the University of Helsinki
Baltic Environmental Atlas: Interactive map of the Baltic Sea region
Can a New Cleanup Plan Save the Sea? – spiegel.de
List of all ferry lines in the Baltic Sea
The Helsinki Commission (HELCOM) HELCOM is the governing body of the "Convention on the Protection of the Marine Environment of the Baltic Sea Area"
Baltice.org – information related to winter navigation in the Baltic Sea.
Baltic Sea Wind – Marine weather forecasts
Ostseeflug – A short film (55'), showing the coastline and the major German cities at the Baltic sea.
Baltic region
Seas of the Atlantic Ocean
European seas
Geography of Europe
Geography of Scandinavia
Seas of Germany
Federal waterways in Germany
Seas of Russia
Seas of Denmark
Bodies of water of Estonia
Bodies of water of Finland
Bodies of water of Lithuania
Bodies of water of Poland
Bodies of water of Sweden
Bodies of water of Kaliningrad Oblast
Bodies of water of Leningrad Oblast
Bodies of water of Saint Petersburg
Ecoregions of Denmark
Ecoregions of Estonia
Ecoregions of Finland
Ecoregions of Germany
Ecoregions of Latvia
Ecoregions of Lithuania
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3338 | https://en.wikipedia.org/wiki/The%20Bronx | The Bronx | The Bronx () is a borough of New York City, coextensive with Bronx County, in the U.S. state of New York. It is south of Westchester County; north and east of the New York City borough of Manhattan, across the Harlem River; and north of the New York City borough of Queens, across the East River. The Bronx has a land area of and a population of 1,472,654 in the 2020 census. If each borough were ranked as a city, the Bronx would rank as the ninth-most-populous in the U.S. Of the five boroughs, it has the fourth-largest area, fourth-highest population, and third-highest population density. It is the only borough of New York City not primarily on an island. With a population that is 54.8% Hispanic as of 2020, it is the only majority-Hispanic county in the Northeastern United States and the fourth-most-populous nationwide.
The Bronx is divided by the Bronx River into a hillier section in the west, and a flatter eastern section. East and west street names are divided by Jerome Avenue. The West Bronx was annexed to New York City in 1874, and the areas east of the Bronx River in 1895. Bronx County was separated from New York County in 1914. About a quarter of the Bronx's area is open space, including Woodlawn Cemetery, Van Cortlandt Park, Pelham Bay Park, the New York Botanical Garden, and the Bronx Zoo in the borough's north and center. The Thain Family Forest at the New York Botanical Garden is thousands of years old; it is New York City's largest remaining tract of the original forest that once covered the city. These open spaces are primarily on land reserved in the late 19th century as urban development progressed north and east from Manhattan.
The word "Bronx" originated with Swedish-born (or Faroese-born) Jonas Bronck, who established the first European settlement in the area as part of the New Netherland colony in 1639. European settlers displaced the native Lenape after 1643. In the 19th and 20th centuries, the Bronx received many immigrant and migrant groups as it was transformed into an urban community, first from European countries particularly Ireland, Germany, Italy, and Eastern Europe, and later from the Caribbean region (particularly Puerto Rico, Trinidad, Haiti, Guyana, Jamaica, Barbados, and the Dominican Republic), and immigrants from West Africa (particularly from Ghana and Nigeria), African American migrants from the Southern United States, Panamanians, Hondurans, and South Asians.
The Bronx contains the poorest congressional district in the United States, New York's 15th. There are, however, some upper-income, as well as middle-income neighborhoods such as Riverdale, Fieldston, Spuyten Duyvil, Schuylerville, Pelham Bay, Pelham Gardens, Morris Park, and Country Club. Parts of the Bronx saw a steep decline in population, livable housing, and quality of life starting from the mid-to-late 1960s, continuing throughout the 1970s and into the 1980s, ultimately culminating in a wave of arson in the late 1970s, a period when hip hop music evolved. The South Bronx, in particular, experienced severe urban decay. The borough began experiencing new population growth starting in the late 1990s and continuing to the present day.
Etymology and naming
Early names
The Bronx was called by the native Siwanoy band of Lenape (also known historically as the Delawares), while other Native Americans knew the Bronx as Keskeskeck. It was divided by the Aquahung River (now known in English as the Bronx River).
The Bronx was named after Jonas Bronck (), a European settler whose precise origins are disputed. Documents indicate he was a Swedish-born immigrant from Komstad, Norra Ljunga parish, in Småland, Sweden, who arrived in New Netherland during the spring of 1639. Bronck became the first recorded European settler in the present-day Bronx and built a farm named "Emmaus" close to what today is the corner of Willis Avenue and 132nd Street in Mott Haven. He leased land from the Dutch West India Company on the neck of the mainland immediately north of the Dutch settlement of New Haarlem (on Manhattan Island), and bought additional tracts from the local tribes. He eventually accumulated between the Harlem River and the Aquahung, which became known as Bronck's River or the Bronx [River]. Dutch and English settlers referred to the area as Bronck's Land. The American poet William Bronk was a descendant of Pieter Bronck, either Jonas Bronck's son or his younger brother, but most probably a nephew or cousin, as there was an age difference of 16 years. Much work on the Swedish claim has been undertaken by Brian G. Andersson, former Commissioner of New York City's Department of Records, who helped organize a 375th Anniversary celebration in Bronck's hometown in 2014.
Use of definite article
The Bronx is referred to with the definite article as "the Bronx" or "The Bronx", both legally and colloquially. The "County of the Bronx" also takes "the" immediately before "Bronx" in formal references, like the coextensive "Borough of the Bronx". The United States Postal Service uses "Bronx, NY" for mailing addresses. The region was apparently named after the Bronx River and first appeared in the "Annexed District of The Bronx", created in 1874 out of part of Westchester County. It was continued in the "Borough of The Bronx", created in 1898, which included a larger annexation from Westchester County in 1895. The use of the definite article is attributed to the style of referring to rivers. A time-worn story purportedly explaining the use of the definite article in the borough's name says it stems from the phrase "visiting the Broncks", referring to the settler's family.
The capitalization of the borough's name is sometimes disputed. Generally, the definite article is lowercase in place names ("the Bronx") except in some official references. The definite article is capitalized ("The Bronx") at the beginning of a sentence or in any other situation when a normally lowercase word would be capitalized. However, some people and groups refer to the borough with a capital letter at all times, such as Bronx Borough Historian Lloyd Ultan, The Bronx County Historical Society, and the Bronx-based organization Great and Glorious Grand Army of The Bronx, arguing the definite article is part of the proper name. In particular, the Great and Glorious Grand Army of The Bronx is leading efforts to make the city refer to the borough with an uppercase definite article in all uses, comparing the lowercase article in the Bronx's name to "not capitalizing the 's' in 'Staten Island.
History
European colonization of the Bronx began in 1639. The Bronx was originally part of Westchester County, but it was ceded to New York County in two major parts (West Bronx, 1874 and East Bronx, 1895) before it became Bronx County. Originally, the area was part of the Lenape's Lenapehoking territory inhabited by Siwanoy of the Wappinger Confederacy. Over time, European colonists converted the borough into farmlands.
Before 1914
The Bronx's development is directly connected to its strategic location between New England and New York (Manhattan). Control over the bridges across the Harlem River plagued the period of British colonial rule. The King's Bridge, built in 1693 where Broadway reached the Spuyten Duyvil Creek, was a possession of Frederick Philipse, lord of Philipse Manor. Local farmers on both sides of the creek resented the tolls, and in 1759, Jacobus Dyckman and Benjamin Palmer led them in building a free bridge across the Harlem River. After the American Revolutionary War, the King's Bridge toll was abolished.
The territory now contained within Bronx County was originally part of Westchester County, one of the 12 original counties of the English Province of New York. The present Bronx County was contained in the town of Westchester and parts of the towns in Yonkers, Eastchester, and Pelham. In 1846, a new town was created by division of Westchester, called West Farms. The town of Morrisania was created, in turn, from West Farms in 1855. In 1873, the town of Kingsbridge was established within the former borders of the town of Yonkers, roughly corresponding to the modern Bronx neighborhoods of Kingsbridge, Riverdale, and Woodlawn Heights, and included Woodlawn Cemetery.
Among famous settlers in the Bronx during the 19th and early 20th centuries were author Willa Cather, tobacco merchant Pierre Lorillard, and inventor Jordan L. Mott, who established Mott Haven to house the workers at his iron works.
The consolidation of the Bronx into New York City proceeded in two stages. In 1873, the state legislature annexed Kingsbridge, West Farms, and Morrisania to New York, effective in 1874; the three towns were soon abolished in the process.
The whole territory east of the Bronx River was annexed to the city in 1895, three years before New York's consolidation with Brooklyn, Queens, and Staten Island. This included the Town of Westchester (which had voted against consolidation in 1894) and parts of Eastchester and Pelham. The nautical community of City Island voted to join the city in 1896.
Following these two annexations, the Bronx's territory had moved from Westchester County into New York County, which already included Manhattan and the rest of pre-1874 New York City.
On January 1, 1898, the consolidated City of New York was born, including the Bronx as one of the five distinct boroughs. However, it remained part of New York County until Bronx County was created in 1914.
On April 19, 1912, those parts of New York County which had been annexed from Westchester County in previous decades were newly constituted as Bronx County, the 62nd and last county to be created by the state, effective in 1914. Bronx County's courts opened for business on January 2, 1914 (the same day that John P. Mitchel started work as Mayor of New York City). Marble Hill, Manhattan, was now connected to the Bronx by filling in the former waterway, but it did not become part of the borough or county.
After 1914
The history of the Bronx during the 20th century may be divided into four periods: a boom period during 1900–1929, with a population growth by a factor of six from 200,000 in 1900 to 1.3 million in 1930. The Great Depression and post World War II years saw a slowing of growth leading into an eventual decline. The mid to late century were hard times, as the Bronx changed during 1950–1985 from a predominantly moderate-income to a predominantly lower-income area with high rates of violent crime and poverty in some areas. The Bronx has experienced an economic and developmental resurgence starting in the late 1980s that continues into today.
New York City expands
The Bronx was a mostly rural area for many generations, with small farms supplying the city markets. In the late 19th century, however, it grew into a railroad suburb. Faster transportation enabled rapid population growth in the late 19th century, involving the move from horse-drawn street cars to elevated railways and the subway system, which linked to Manhattan in 1904.
The South Bronx was a manufacturing center for many years and was noted as a center of piano manufacturing in the early part of the 20th century. In 1919, the Bronx was the site of 63 piano factories employing more than 5,000 workers.
At the end of World War I, the Bronx hosted the rather small 1918 World's Fair at 177th Street and DeVoe Avenue.
The Bronx underwent rapid urban growth after World War I. Extensions of the New York City Subway contributed to the increase in population as thousands of immigrants came to the Bronx, resulting in a major boom in residential construction. Among these groups, many Irish Americans, Italian Americans, and especially Jewish Americans settled here. In addition, French, German, Polish, and other immigrants moved into the borough. As evidence of the change in population, by 1937, 592,185 Jews lived in the Bronx (43.9% of the borough's population), while only 54,000 Jews lived in the borough in 2011. Many synagogues still stand in the Bronx, but most have been converted to other uses.
Change
Bootleggers and gangs were active in the Bronx during Prohibition (1920–1933). Irish, Italian, Jewish, and Polish gangs smuggled in most of the illegal whiskey, and the oldest sections of the borough became poverty-stricken. Police Commissioner Richard Enright said that speakeasies provided a place for "the vicious elements, bootleggers, gamblers and their friends in all walks of life" to cooperate and to "evade the law, escape punishment for their crimes, [and] to deter the police from doing their duty".
Between 1930 and 1960, moderate and upper income Bronxites (predominantly non-Hispanic Whites) began to relocate from the borough's southwestern neighborhoods. This migration has left a mostly poor African American and Hispanic (largely Puerto Rican) population in the West Bronx. One significant factor that shifted the racial and economic demographics was the construction of Co-op City, built to house middle-class residents in family-sized apartments. The high-rise complex played a significant role in draining middle-class residents from older tenement buildings in the borough's southern and western fringes. Most predominantly non-Hispanic White communities today are in the eastern and northwestern sections of the borough.
From the mid-1960s to the early 1980s, the quality of life changed for some Bronx residents. Historians and social scientists have suggested many factors, including the theory that Robert Moses' Cross Bronx Expressway destroyed existing residential neighborhoods and created instant slums, as put forward in Robert Caro's biography The Power Broker. Another factor in the Bronx's decline may have been the development of high-rise housing projects, particularly in the South Bronx. Yet another factor may have been a reduction in the real estate listings and property-related financial services offered in some areas of the Bronx, such as mortgage loans or insurance policies—a process known as redlining. Others have suggested a "planned shrinkage" of municipal services, such as fire-fighting. There was also much debate as to whether rent control laws had made it less profitable (or more costly) for landlords to maintain existing buildings with their existing tenants than to abandon or destroy those buildings.
In the 1970s, parts of the Bronx were plagued by a wave of arson. The burning of buildings was predominantly in the poorest communities, such as the South Bronx. One explanation of this event was that landlords decided to burn their low property-value buildings and take the insurance money, as it was easier for them to get insurance money than to try to refurbish a dilapidated building or sell a building in a severely distressed area. The Bronx became identified with a high rate of poverty and unemployment, which was mainly a persistent problem in the South Bronx. There were cases where tenants set fire to the building they lived in so they could qualify for emergency relocations by city social service agencies to better residences, sometimes being relocated to other parts of the city.
Out of 289 census tracts in the Bronx borough, 7 tracts lost more than 97% of their buildings to arson and abandonment between 1970 and 1980; another 44 tracts had more than 50% of their buildings meet the same fate. By the early 1980s, the Bronx was considered the most blighted urban area in the country, particularly the South Bronx which experienced a loss of 60% of the population and 40% of housing units. However, starting in the 1990s, many of the burned-out and run-down tenements were replaced by new housing units.
Revitalization
Since the late 1980s, significant development has occurred in the Bronx, first stimulated by the city's "Ten-Year Housing Plan" and community members working to rebuild the social, economic and environmental infrastructure by creating affordable housing. Groups affiliated with churches in the South Bronx erected the Nehemiah Homes with about 1,000 units. The grass roots organization Nos Quedamos' endeavor known as Melrose Commons began to rebuild areas in the South Bronx. The IRT White Plains Road Line () began to show an increase in riders. Chains such as Marshalls, Staples, and Target opened stores in the Bronx. More bank branches opened in the Bronx as a whole (rising from 106 in 1997 to 149 in 2007), although not primarily in poor or minority neighborhoods, while the Bronx still has fewer branches per person than other boroughs.
In 1997, the Bronx was designated an All America City by the National Civic League, acknowledging its comeback from the decline of the mid-century. In 2006, The New York Times reported that "construction cranes have become the borough's new visual metaphor, replacing the window decals of the 1980s in which pictures of potted plants and drawn curtains were placed in the windows of abandoned buildings." The borough has experienced substantial new building construction since 2002. Between 2002 and June 2007, 33,687 new units of housing were built or were under way and $4.8 billion has been invested in new housing. In the first six months of 2007 alone total investment in new residential development was $965 million and 5,187 residential units were scheduled to be completed. Much of the new development is springing up in formerly vacant lots across the South Bronx.
In addition there came a revitalization of the existing housing market in areas such as Hunts Point, the Lower Concourse, and the neighborhoods surrounding the Third Avenue Bridge as people buy apartments and renovate them. Several boutique and chain hotels opened in the 2010s in the South Bronx.
New developments are underway. The Bronx General Post Office on the corner of the Grand Concourse and East 149th Street is being converted into a market place, boutiques, restaurants and office space with a USPS concession. The Kingsbridge Armory, often cited as the largest armory in the world, is currently slated for redevelopment.
Under consideration for future development is the construction of a platform over the New York City Subway's Concourse Yard adjacent to Lehman College. The construction would permit approximately of development and would cost .
Despite significant investment compared to the post war period, many exacerbated social problems remain including high rates of violent crime, substance abuse, overcrowding, and substandard housing conditions. The Bronx has the highest rate of poverty in New York City, and the greater South Bronx is the poorest area.
Geography
Location and physical features
According to the U.S. Census Bureau, Bronx County has a total area of , of which is land and (27%) is water.
The Bronx is New York City's northernmost borough, New York State's southernmost mainland county and the only part of New York City that is almost entirely on the North American mainland. The bedrock of the West Bronx is primarily Fordham gneiss, a high-grade heavily banded metamorphic rock containing significant amounts of pink feldspar. Marble Hill – politically part of Manhattan but now physically attached to the Bronx – is so-called because of the formation of Inwood marble there as well as in Inwood, Manhattan and parts of the Bronx and Westchester County.
The Hudson River separates the Bronx on the west from Alpine, Tenafly and Englewood Cliffs in Bergen County, New Jersey; the Harlem River separates it from the island of Manhattan to the southwest; the East River separates it from Queens to the southeast; and to the east, Long Island Sound separates it from Nassau County in western Long Island. Directly north of the Bronx are (from west to east) the adjoining Westchester County communities of Yonkers, Mount Vernon, Pelham Manor and New Rochelle. There is also a short southern land boundary with Marble Hill in the Borough of Manhattan, over the filled-in former course of the Spuyten Duyvil Creek; Marble Hill's postal ZIP code, telephonic area codes and fire service, however, are shared with the Bronx and not Manhattan.
The Bronx River flows south from Westchester County through the borough, emptying into the East River; it is the only entirely freshwater river in New York City. It separates the West Bronx from the schist of the East Bronx. A smaller river, the Hutchinson River (named after the religious leader Anne Hutchinson, killed along its banks in 1641), passes through the East Bronx and empties into Eastchester Bay.
The Bronx also includes several small islands in the East River and Long Island Sound, such as City Island and Hart Island. Rikers Island in the East River, home to the large jail complex for the entire city, is also part of the Bronx.
The Bronx's highest elevation at is in the northwest corner, west of Van Cortlandt Park and in the Chapel Farm area near the Riverdale Country School. The opposite (southeastern) side of the Bronx has four large low peninsulas or "necks" of low-lying land that jut into the waters of the East River and were once salt marsh: Hunt's Point, Clason's Point, Screvin's Neck and Throggs Neck. Further up the coastline, Rodman's Neck lies between Pelham Bay Park in the northeast and City Island. The Bronx's irregular shoreline extends for .
Parks and open space
Although Bronx County was the third most densely populated county in the United States as of 2006 (after Manhattan and Brooklyn), of the Bronx—about one fifth of the Bronx's area, and one quarter of its land area—is given over to parkland. The vision of a system of major Bronx parks connected by park-like thoroughfares is usually attributed to John Mullaly.
Woodlawn Cemetery, one of the largest cemeteries in New York City, sits on the western bank of the Bronx River near Yonkers. It opened in 1863, in what was then the town of Yonkers, at the time a rural area.
The borough's northern side includes the largest park in New York City—Pelham Bay Park, which includes Orchard Beach—and the third-largest, Van Cortlandt Park, which is west of Woodlawn Cemetery and borders Yonkers. Also in the northern Bronx, Wave Hill, the former estate of George W. Perkins—known for a historic house, gardens, changing site-specific art installations and concerts—overlooks the New Jersey Palisades from a promontory on the Hudson in Riverdale. Nearer the borough's center, and along the Bronx River, is Bronx Park; its northern end houses the New York Botanical Gardens, which preserve the last patch of the original hemlock forest that once covered the county, and its southern end the Bronx Zoo, the largest urban zoological gardens in the United States. In 1904 the Chestnut Blight pathogen (Cryphonectria parasitica) was found for the first time outside of Asia, here, at the Bronx Zoo. Over the next 40 years it spread throughout eastern North America and killed back essentially every American Chestnut (Castanea dentata), causing ecological and economic devastation.
Just south of Van Cortlandt Park is the Jerome Park Reservoir, surrounded by of stone walls and bordering several small parks in the Bedford Park neighborhood; the reservoir was built in the 1890s on the site of the former Jerome Park Racetrack. Further south is Crotona Park, home to a lake, 28 species of trees, and a large swimming pool. The land for these parks, and many others, was bought by New York City in 1888, while land was still open and inexpensive, in anticipation of future needs and future pressures for development.
Some of the acquired land was set aside for the Grand Concourse and Pelham Parkway, the first of a series of boulevards and parkways (thoroughfares lined with trees, vegetation and greenery). Later projects included the Bronx River Parkway, which developed a road while restoring the riverbank and reducing pollution, Mosholu Parkway and the Henry Hudson Parkway.
In 2006, a five-year, $220-million program of capital improvements and natural restoration in 70 Bronx parks was begun (financed by water and sewer revenues) as part of an agreement that allowed a water filtration plant under Mosholu Golf Course in Van Cortlandt Park. One major focus is on opening more of the Bronx River's banks and restoring them to a natural state.
Adjacent counties
The Bronx adjoins:
Westchester County – north
Nassau County, New York – southeast (across the East River)
Queens County, New York (Queens) – south (across the East River)
New York County, New York (Manhattan) – southwest
Bergen County, New Jersey – west (across the Hudson River)
Divisions of the Bronx
Regional divisions
There are two primary systems for dividing the Bronx into regions, which do not necessarily agree with one another. One system is based on the Bronx River, while the other strictly separates South Bronx from the rest of the borough.
The Bronx River divides the borough nearly in half, putting the earlier-settled, more urban, and hillier sections in the western lobe and the newer, more suburban coastal sections in the eastern lobe. It is an accurate reflection on the Bronx's history considering that the towns that existed in the area prior to annexation to the City of New York generally did not straddle the Bronx River. In addition, what is today the Bronx was annexed to New York City in two stages: areas west of the Bronx River were annexed in 1874 while areas to the east of the river were annexed in 1895.
West Bronx: all parts of the Bronx west of the Bronx River (as opposed to Jerome Avenue – this street is simply the "east-west" divider for designating numbered streets as "east" or "west." As the Bronx's numbered streets continue from Manhattan to south, on which the street numbering system is based, Jerome Avenue actually represents a longitudinal halfway point for Manhattan, not the Bronx.)
East Bronx: all parts of the Bronx east of the Bronx River (as opposed to Jerome Avenue)
Under this system, the Bronx can be further divided into the following regions:
Northwest Bronx: the northern half of the West Bronx; the area north of Fordham Road and west of the Bronx River
Southwest Bronx: the southern half of the West Bronx; the area south of Fordham Road and west of the Bronx River
Northeast Bronx: the northern half of the East Bronx; the area north of Pelham Parkway and east of the Bronx River
Southeast Bronx: the southern half of the East Bronx; the area south of Pelham Parkway and east of the Bronx River
A second system divides the borough first and foremost into the following sections:
North Bronx: all areas not in the South Bronx (Southwest Bronx) – i.e. the Northwest Bronx, Northeast Bronx, and Southeast Bronx
South Bronx: the Southwest Bronx – south of Fordham Road and west of the Bronx River. This includes the areas traditionally considered part of the South Bronx.
Neighborhoods
The number, locations, and boundaries of the Bronx's neighborhoods (many of them sitting on the sites of 19th-century villages) have become unclear with time and successive waves of newcomers. Even city officials do not necessarily agree. In a 2006 article for The New York Times, Manny Fernandez described the disagreement:
According to a Department of City Planning map of the city's neighborhoods, the Bronx has 49. The map publisher Hagstrom identifies 69. The borough president, Adolfo Carrión Jr., says 61. The Mayor's Community Assistance Unit, in a listing of the borough's community boards, names 68.
Major neighborhoods of the Bronx include the following.
East Bronx
(Bronx Community Districts 9 [south central], 10 [east], 11 [east central] and 12 [north central])
East of the Bronx River, the borough is relatively flat and includes four large low peninsulas, or 'necks,' of low-lying land which jut into the waters of the East River and were once saltmarsh: Hunts Point, Clason's Point, Screvin's Neck (Castle Hill Point) and Throgs Neck. The East Bronx has older tenement buildings, low income public housing complexes, and multifamily homes, as well as single family homes. It includes New York City's largest park: Pelham Bay Park along the Westchester-Bronx border.
Neighborhoods include: Clason's Point, Harding Park, Soundview, Castle Hill, Parkchester (Community District 9); Throggs Neck, Country Club, City Island, Pelham Bay, Edgewater Park, Co-op City (Community District 10); Westchester Square, Van Nest, Pelham Parkway, Morris Park (Community District 11); Williamsbridge, Eastchester, Baychester, Edenwald and Wakefield (Community District 12).
City Island and Hart Island
(Bronx Community District 10)
City Island is east of Pelham Bay Park in Long Island Sound and is known for its seafood restaurants and private waterfront homes. City Island's single shopping street, City Island Avenue, is reminiscent of a small New England town. It is connected to Rodman's Neck on the mainland by the City Island Bridge.
East of City Island is Hart Island, which is uninhabited and not open to the public. It once served as a prison and now houses New York City's potter's field for unclaimed bodies.
West Bronx
(Bronx Community Districts 1 to 8, progressing roughly from south to northwest)
The western parts of the Bronx are hillier and are dominated by a series of parallel ridges, running south to north. The West Bronx has older apartment buildings, low income public housing complexes, multifamily homes in its lower income areas as well as larger single family homes in more affluent areas such as Riverdale and Fieldston. It includes New York City's third-largest park: Van Cortlandt Park along the Westchester-Bronx border. The Grand Concourse, a wide boulevard, runs through it, north to south.
Northwestern Bronx
(Bronx Community Districts 7 [between the Bronx and Harlem Rivers] and 8 [facing the Hudson River] – plus part of Board 12)
Neighborhoods include: Fordham-Bedford, Bedford Park, Norwood, Kingsbridge Heights (Community District 7), Kingsbridge, Riverdale (Community District 8), and Woodlawn Heights (Community District 12).
(Marble Hill, Manhattan is now connected by land to the Bronx rather than Manhattan and is served by Bronx Community District 8.)
South Bronx
(Bronx Community Districts 1 to 6 plus part of CD 7—progressing northwards, CDs 2, 3 and 6 border the Bronx River from its mouth to Bronx Park, while 1, 4, 5 and 7 face Manhattan across the Harlem River)
Like other neighborhoods in New York City, the South Bronx has no official boundaries. The name has been used to represent poverty in the Bronx and is applied to progressively more northern places so that by the 2000s, Fordham Road was often used as a northern limit. The Bronx River more consistently forms an eastern boundary. The South Bronx has many high-density apartment buildings, low income public housing complexes, and multi-unit homes. The South Bronx is home to the Bronx County Courthouse, Borough Hall, and other government buildings, as well as Yankee Stadium. The Cross Bronx Expressway bisects it, east to west. The South Bronx has some of the poorest neighborhoods in the country, as well as very high crime areas.
Neighborhoods include: The Hub (a retail district at Third Avenue and East 149th Street), Port Morris, Mott Haven (Community District 1), Melrose (Community District 1 & Community District 3), Morrisania, East Morrisania [also known as Crotona Park East] (Community District 3), Hunts Point, Longwood (Community District 2), Highbridge, Concourse (Community District 4), West Farms, Belmont, East Tremont (Community District 6), Tremont, Morris Heights (Community District 5), University Heights. (Community District 5 & Community District 7).
Demographics
Race, ethnicity, language, and immigration
2018 estimates
The borough's most populous racial group, white, declined from 99.3% in 1920 to 14.9% in 2018.
The Bronx has 532,487 housing units, with a median value of $371,800, and with an owner-occupancy rate of 19.7%, the lowest of the five boroughs. There are 495,356 households, with 2.85 persons per household. 59.3% of residents speak a language besides English at home, the highest rate of the five boroughs.
In the Bronx, the population is 7.2% under 5, 17.6% 6–18, 62.4% 19–64, and 12.8% over 65. 52.9% of the population is female. 35.3% of residents are foreign born.
The per capita income is $19,721, while the median household income is $36,593, both being the lowest of the five boroughs. 27.9% of residents live below the poverty line, the highest of the five boroughs.
2010 census
According to the 2010 Census, 53.5% of Bronx's population was of Hispanic, Latino, or Spanish origin (they may be of any race); 30.1% non-Hispanic Black or African American, 10.9% of the population was non-Hispanic White, 3.4% non-Hispanic Asian, 1.2% of two or more races (non-Hispanic), and 0.6% from some other race (non-Hispanic).
As of 2010, 46.29% (584,463) of Bronx residents aged five and older spoke Spanish at home, while 44.02% (555,767) spoke English, 2.48% (31,361) African languages, 0.91% (11,455) French, 0.90% (11,355) Italian, 0.87% (10,946) various Indic languages, 0.70% (8,836) other Indo-European languages, and Chinese was spoken at home by 0.50% (6,610) of the population over the age of five. In total, 55.98% (706,783) of the Bronx's population age five and older spoke a language at home other than English. A Garifuna-speaking community from Honduras and Guatemala also makes the Bronx its home.
2009 community survey
According to the 2009 American Community Survey, White Americans of both Hispanic and non-Hispanic origin represented over one-fifth (22.9%) of the Bronx's population. However, non-Hispanic whites formed under one-eighth (12.1%) of the population, down from 34.4% in 1980. Out of all five boroughs, the Bronx has the lowest number and percentage of white residents. 320,640 whites called the Bronx home, of which 168,570 were non-Hispanic whites. The majority of the non-Hispanic European American population is of Italian and Irish descent. People of Italian descent numbered over 55,000 individuals and made up 3.9% of the population. People of Irish descent numbered over 43,500 individuals and made up 3.1% of the population. German Americans and Polish Americans made up 1.4% and 0.8% of the population respectively. The Bronx has the largest Albanian community in the United States.
The Bronx is the only New York City borough with a Hispanic majority, many of whom are Puerto Ricans and Dominicans.
At the 2009 American Community Survey, Black Americans made the second largest group in the Bronx after Hispanics and Latinos. Black people of both Hispanic and non-Hispanic origin represented over one-third (35.4%) of the Bronx's population. Black people of non-Hispanic origin made up 30.8% of the population. Over 495,200 Black people resided in the borough, of which 430,600 were non-Hispanic Black people. Over 61,000 people identified themselves as "Sub-Saharan African" in the survey, making up 4.4% of the population.
Multiracial Americans are also a sizable minority in the Bronx. People of multiracial heritage number over 41,800 individuals and represent 3.0% of the population. People of mixed Caucasian and African American heritage number over 6,850 members and form 0.5% of the population. People of mixed Caucasian and Native American heritage number over 2,450 members and form 0.2% of the population. People of mixed Caucasian and Asian heritage number over 880 members and form 0.1% of the population. People of mixed African American and Native American heritage number over 1,220 members and form 0.1% of the population.
Older estimates
The Census of 1930 counted only 1.0% (12,930) of the Bronx's population as Negro (while making no distinct counts of Hispanic or Spanish-surname residents).
Population and housing
As of the 2010 Census, there were 1,385,108 people living in the Bronx, a 3.9% increase since 2000.
As of the United States Census of 2000, there were 1,332,650 people, 463,212 households, and 314,984 families residing in the borough. The population density was . There were 490,659 housing units at an average density of . Census estimates place total population of Bronx county at 1,392,002 as of 2012.
There were 463,212 households, out of which 38.1% had children under the age of 18 living with them, 31.4% were married couples living together, 30.4% had a female householder with no husband present, and 32.0% were non-families. 27.4% of all households were made up of individuals, and 9.4% had someone living alone who was 65 years of age or older. The average household size was 2.78 and the average family size was 3.37.
The age distribution of the population in the Bronx were as follows: 29.8% under the age of 18, 10.6% from 18 to 24, 30.7% from 25 to 44, 18.8% from 45 to 64, and 10.1% 65 years of age or older. The median age was 31 years. For every 100 females, there were 87.0 males.
Individual and household income
The 1999 median income for a household in the borough was $27,611, and the median family income was $30,682. Men had a median income of $31,178 versus $29,429 for women. The per capita income for the borough was $13,959. About 28.0% of families and 30.7% of the population were below the poverty line, including 41.5% of those under age 18 and 21.3% of those age 65 or over. More than half of the neighborhoods in the Bronx are high poverty or extreme poverty areas.
From 2015 Census data, the median income for a household was (in 2015 dollars) $34,299. Per capita income in past 12 months (in 2015 dollars): $18,456 with persons in poverty at 30.3%. Per the 2016 Census data, the median income for a household was $35,302. Per capita income was cited at $18,896.
Culture and institutions
The Bronx's recognition as an important center of African-American culture has led Fordham University to establish the Bronx African-American History Project (BAAHP).
Music
The Bronx has had a long association with music. In the early 19th century, it was a center for the evolution of Latin jazz. The Bronx Opera was founded in the 1960s.
In the 1970s, The Bronx was strongly associated with the development of hip hop music. One of the genre's pioneers, DJ Kool Herc, held parties in the community room of an apartment building at 1520 Sedgwick Avenue, where he experimented with turntablist techniques such as mixing and scratching of funk records, as well as rapping during extended instrumentals. Other significant Bronx DJs from this period include Grandmaster Flash and Afrika Bambaataa.
Sports
The Bronx is the home of the New York Yankees, nicknamed "the Bronx Bombers", of Major League Baseball. The original Yankee Stadium opened in 1923 on 161st Street and River Avenue, a year that saw the Yankees bring home the first of their 27 World Series Championships. With the famous façade, the short right field porch and Monument Park, Yankee Stadium has been home to many of baseball's greatest players including Babe Ruth, Lou Gehrig, Joe DiMaggio, Whitey Ford, Yogi Berra, Mickey Mantle, Reggie Jackson, Thurman Munson, Don Mattingly, Derek Jeter and Mariano Rivera.
The original stadium was the scene of Lou Gehrig's Farewell Speech in 1939, Don Larsen's perfect game in the 1956 World Series, Roger Maris' record breaking 61st home run in 1961, and Reggie Jackson's 3 home runs to clinch Game 6 of the 1977 World Series. The Stadium was the former home of the New York Giants of the National Football League from 1956 to 1973. It would be renovated during the Yankees' 1974 and 1975 seasons, while they played at Shea Stadium in Queens, then the home stadium of the New York Mets; the refurbished Yankee Stadium opened in 1976, and saw its first three seasons end in World Series appearances (a loss in 1976, and wins in 1977 and 1978).
The original Yankee Stadium closed in 2008 to make way for a new Yankee Stadium in which the team started play in 2009. It is north-northeast of the 1923 Yankee Stadium, on the former site of Macombs Dam Park. The current Yankee Stadium is also the home of New York City FC of Major League Soccer, who began play in 2015.
The Yankees won 26 World Series titles while playing at the first Yankee Stadium; they added a 27th at the end of their first season in their current home.
Off-Off-Broadway
The Bronx is home to several Off-Off-Broadway theaters, many staging new works by immigrant playwrights from Latin America and Africa. The Pregones Theater, which produces Latin American work, opened a new 130-seat theater in 2005 on Walton Avenue in the South Bronx. Some artists from elsewhere in New York City have begun to converge on the area, and housing prices have nearly quadrupled in the area since 2002. However, rising prices directly correlate to a housing shortage across the city and the entire metro area.
Arts
The Bronx Academy of Arts and Dance, founded in 1998 by Arthur Aviles and Charles Rice-Gonzalez, provides dance, theatre and art workshops, festivals and performances focusing on contemporary and modern art in relation to race, gender and sexuality. It is home to the Arthur Aviles Typical Theatre, a contemporary dance company, and the Bronx Dance Coalition. The academy was formerly in the American Bank Note Company Building before relocating to a venue on the grounds of St. Peter's Episcopal Church.
The Bronx Museum of the Arts, founded in 1971, exhibits 20th century and contemporary art through its central museum space and of galleries. Many of its exhibitions are on themes of special interest to the Bronx. Its permanent collection features more than 800 works of art, primarily by artists from Africa, Asia and Latin America, including paintings, photographs, prints, drawings, and mixed media. The museum was temporarily closed in 2006 while it underwent an expansion designed by the architectural firm Arquitectonica that would double the museum's size to .
The Bronx has also become home to a peculiar poetic tribute in the form of the "Heinrich Heine Memorial", better known as the Lorelei Fountain. After Heine's German birthplace of Düsseldorf had rejected, allegedly for antisemitic motives, a centennial monument to the radical German-Jewish poet (1797–1856), his incensed German-American admirers, including Carl Schurz, started a movement to place one instead in Midtown Manhattan, at Fifth Avenue and 59th Street. However, this intention was thwarted by a combination of ethnic antagonism, aesthetic controversy and political struggles over the institutional control of public art. In 1899, the memorial by Ernst Gustav Herter was placed in Joyce Kilmer Park, near the Yankee Stadium. In 1999, it was moved to 161st Street and the Concourse.
Maritime heritage
The peninsular borough's maritime heritage is acknowledged in several ways. The City Island Historical Society and Nautical Museum occupies a former public school designed by the New York City school system's turn-of-the-last-century master architect C. B. J. Snyder. The state's Maritime College in Fort Schuyler (on the southeastern shore) houses the Maritime Industry Museum. In addition, the Harlem River is reemerging as "Scullers' Row" due in large part to the efforts of the Bronx River Restoration Project, a joint public-private endeavor of the city's parks department. Canoeing and kayaking on the borough's namesake river have been promoted by the Bronx River Alliance. The river is also straddled by the New York Botanical Gardens, its neighbor, the Bronx Zoo, and a little further south, on the west shore, Bronx River Art Center.
Community celebrations
"Bronx Week", traditionally held in May, began as a one-day celebration. Begun by Bronx historian Lloyd Ultan and supported by then borough president Robert Abrams, the original one-day program was based on the "Bronx Borough Day" festival which took place in the 1920s. The following year, at the height of the decade's civil unrest, the festival was extended to a one-week event. In the 1980s the key event, the "Bronx Ball", was launched. The week includes the Bronx Week Parade as well as inductions into the "Bronx Walk of Fame."
Various Bronx neighborhoods conduct their own community celebrations. The Arthur Avenue "Little Italy" neighborhood conducts an annual Autumn Ferragosto Festival that celebrates Italian culture. Hunts Point hosts an annual "Fish Parade and Summer Festival" at the start of summer. Edgewater Park hosts an annual "Ragamuffin" children's walk in November. There are several events to honor the borough's veterans. Albanian Independence Day is also observed.
There are also parades to celebrate Dominican, Italian, and Irish heritage.
Press and broadcasting
The Bronx is home to several local newspapers and radio and television studios.
Newspapers
The Bronx has several local newspapers, including The Bronx Daily, The Bronx News, Parkchester News, City News, The Norwood News, The Riverdale Press, Riverdale Review, The Bronx Times Reporter, Inner City Press (which now has more of a focus on national issues) and Co-op City Times. Four non-profit news outlets, Norwood News, Mount Hope Monitor, Mott Haven Herald and The Hunts Point Express serve the borough's poorer communities. The editor and co-publisher of The Riverdale Press, Bernard Stein, won the Pulitzer Prize for Editorial Writing for his editorials about Bronx and New York City issues in 1998. (Stein graduated from the Bronx High School of Science in 1959.)
The Bronx once had its own daily newspaper, The Bronx Home News, which started publishing on January 20, 1907, and merged into the New York Post in 1948. It became a special section of the Post, sold only in the Bronx, and eventually disappeared from view.
Radio and television
One of New York City's major non-commercial radio broadcasters is WFUV, a National Public Radio-affiliated 50,000-watt station broadcasting from Fordham University's Rose Hill campus in the Bronx. The radio station's antenna was relocated to the top an apartment building owned by Montefiore Medical Center, which expanded the reach of the station's signal.
The City of New York has an official television station run by NYC Media and broadcasting from Bronx Community College, and Cablevision operates News 12 The Bronx, both of which feature programming based in the Bronx. Co-op City was the first area in the Bronx, and the first in New York beyond Manhattan, to have its own cable television provider. The local public-access television station BronxNet originates from Herbert H. Lehman College, the borough's only four year CUNY school, and provides government-access television (GATV) public affairs programming in addition to programming produced by Bronx residents.
Economy
Shopping malls and markets in the Bronx include:
Bay Plaza Shopping Center
Bronx Terminal Market
Hunts Point Cooperative Market
Shopping districts
Prominent shopping areas in the Bronx include Fordham Road, Bay Plaza in Co-op City, The Hub, the Riverdale/Kingsbridge shopping center, and Bruckner Boulevard. Shops are also concentrated on streets aligned underneath elevated railroad lines, including Westchester Avenue, White Plains Road, Jerome Avenue, Southern Boulevard, and Broadway. The Bronx Terminal Market contains several big-box stores, which opened in 2009 south of Yankee Stadium.
The Bronx has three primary shopping centers: The Hub, Gateway Center and Southern Boulevard. The Hub–Third Avenue Business Improvement District (B.I.D.), in The Hub, is the retail heart of the South Bronx, where four roads converge: East 149th Street, Willis, Melrose and Third Avenues. It is primarily inside the neighborhood of Melrose but also lines the northern border of Mott Haven. The Hub has been called "the Broadway of the Bronx", being likened to the real Broadway in Manhattan and the northwestern Bronx. It is the site of both maximum traffic and architectural density. In configuration, it resembles a miniature Times Square, a spatial "bow-tie" created by the geometry of the street. The Hub is part of Bronx Community Board 1.
The Bronx Terminal Market, in the West Bronx, formerly known as Gateway Center, is a shopping center that encompasses less than one million square feet of retail space, built on a site that formerly held a wholesale fruit and vegetable market also named Bronx Terminal Market as well as the former Bronx House of Detention, south of Yankee Stadium. The $500 million shopping center, which was completed in 2009, saw the construction of new buildings and two smaller buildings, one new and the other a renovation of an existing building that was part of the original market. The two main buildings are linked by a six-level garage for 2,600 cars. The center's design has earned it a LEED "Silver" designation.
Government and politics
Local government
Since New York City's consolidation in 1898, the New York City Charter that provides for a "strong" mayor–council system has governed the Bronx. The centralized New York City government is responsible for public education, correctional institutions, libraries, public safety, recreational facilities, sanitation, water supply, and welfare services in the Bronx.
The office of Borough President was created in the consolidation of 1898 to balance centralization with local authority. Each borough president had a powerful administrative role derived from having a vote on the New York City Board of Estimate, which was responsible for creating and approving the city's budget and proposals for land use. In 1989 the Supreme Court of the United States declared the Board of Estimate unconstitutional on the grounds that Brooklyn, the most populous borough, had no greater effective representation on the Board than Staten Island, the least populous borough, a violation of the Fourteenth Amendment's Equal Protection Clause pursuant to the high court's 1964 "one man, one vote" decision.
Since 1990 the Borough President has acted as an advocate for the borough at the mayoral agencies, the City Council, the New York state government, and corporations.
Until March 1, 2009, the Borough President of the Bronx was Adolfo Carrión Jr., elected as a Democrat in 2001 and 2005 before retiring early to direct the White House Office of Urban Affairs Policy. His successor, Democratic New York State Assembly member Rubén Díaz, Jr. — after winning a special election on April 21, 2009, by a vote of 86.3% (29,420) on the "Bronx Unity" line to 13.3% (4,646) for the Republican district leader Anthony Ribustello on the "People First" line, — became Borough President on May 1, 2009. In 2021, Rubén Díaz's Democratic successor, Vanessa Gibson was elected (to begin serving in 2022) with 79.9% of the vote against 13.4% for Janell King (Republican) and 6.5% for Sammy Ravelo (Conservative).
All of the Bronx's currently elected public officials have first won the nomination of the Democratic Party (in addition to any other endorsements). Local party platforms center on affordable housing, education and economic development. Controversial political issues in the Bronx include environmental issues, the cost of housing, and annexation of parkland for new Yankee Stadium.
Since its separation from New York County on January 1, 1914, the Bronx, has had, like each of the other 61 counties of New York State, its own criminal court system and District Attorney, the chief public prosecutor who is directly elected by popular vote. Darcel D. Clark has been the Bronx County District Attorney since 2016. Her predecessor was Robert T. Johnson, the District Attorney from 1989 to 2015. He was the first African-American District Attorney in New York State.
The Bronx also has twelve Community Boards, appointed bodies that advise on land use and municipal facilities and services for local residents, businesses and institutions.
Politics
U.S. Presidential elections
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After becoming a separate county in 1914, the Bronx has supported only two Republican presidential candidates. It voted heavily for the winning Republican Warren G. Harding in 1920, but much more narrowly on a split vote for his victorious Republican successor Calvin Coolidge in 1924 (Coolidge 79,562; John W. Davis, Dem., 72,834; Robert La Follette, 62,202 equally divided between the Progressive and Socialist lines).
Since then, the Bronx has always supported the Democratic Party's nominee for president, starting with a vote of 2–1 for the unsuccessful Al Smith in 1928, followed by four 2–1 votes for the successful Franklin D. Roosevelt. (Both had been Governors of New York, but Republican former Gov. Thomas E. Dewey won only 28% of the Bronx's vote in 1948 against 55% for Pres. Harry Truman, the winning Democrat, and 17% for Henry A. Wallace of the Progressives. It was only 32 years earlier, by contrast, that another Republican former Governor who narrowly lost the Presidency, Charles Evans Hughes, had won 42.6% of the Bronx's 1916 vote against Democratic President Woodrow Wilson's 49.8% and Socialist candidate Allan Benson's 7.3%.)
Elections for Mayor of New York
The Bronx has often shown striking differences from other boroughs in elections for Mayor. The only Republican to carry the Bronx since 1914 was Fiorello La Guardia in 1933, 1937, and 1941 (and in the latter two elections, only because his 30% to 32% vote on the American Labor Party line was added to 22% to 23% as a Republican). The Bronx was thus the only borough not carried by the successful Republican re-election campaigns of Mayors Rudy Giuliani in 1997 and Michael Bloomberg in 2005. The anti-war Socialist campaign of Morris Hillquit in the 1917 mayoral election won over 31% of the Bronx's vote, putting him second and well ahead of the 20% won by the incumbent pro-war Fusion Mayor John Purroy Mitchel, who came in second (ahead of Hillquit) everywhere else and outpolled Hillquit citywide by 23.2% to 21.7%.
{| border="2" cellpadding="3" cellspacing="0" "border="2" cellpadding="3"; border-collapse:collapse; font-size:90%;"
| colspan="8" style="background:#d5d5d5;" |
|- style="text-align:center;"
| colspan="5" style="background:#ff7;" |President and Vice President of the United States|| colspan="3" style="background:#ffd588;" |Mayor of the City of New York
|- style="background:#ff7;"
! Year
! |Republican,Conservative &Independence
! style="background:#7cf;" |Democratic,Liberal &Working Families
! style="background:#e5e5e5;" | Won theBronx
! style="background:#f0f0f0;" |ElectedPresident
! style="text-align:center; background:#ffd588;" |Year
! style="text-align:center; background:#e5e5e5;" |Candidate carryingthe Bronx
! style="text-align:center; background:#f0f0f0;" |Elected Mayor
|-
| style="text-align:center; background:#ff7;" |2020
| style="text-align:center; background:#fff3f3;" |15.9% 67,740
| style="text-align:center; background:#edffff;" |83.4% 355,374
| style="background:#def;" |Joe Biden || style="background:#edffff;" |Joe Biden
| style="background:#ffd588;" |2021|| style="background:#def;" |Eric Adams,D|| style="background:#edffff;" |Eric Adams,D
|-
| style="text-align:center; background:#ff7;" |2016
| style="text-align:center; background:#fff3f3;" |9.5% 37,797
| style="text-align:center; background:#edffff;" |88.5% 353,646
| style="background:#def;" |Hillary Clinton || style="background:#fff3f3;" |Donald Trump
| style="background:#ffd588;" |2017|| style="background:#def;" |Bill de Blasio,D-Working Families || style="background:#edffff;" |Bill de Blasio,D-Working Families
|-
| style="text-align:center; background:#ff7;" |2012
| style="text-align:center; background:#fff3f3;" |8.1% 29,967
| style="text-align:center; background:#edffff;" |91.5% 339,211
| style="background:#def;" |Barack Obama || style="background:#edffff;" |Barack Obama
| style="background:#ffd588;" |2013|| style="background:#def;" |Bill de Blasio,D-Working Families || style="background:#edffff;" |Bill de Blasio,D-Working Families
|-
| style="text-align:center; background:#ff7;" |2008
| style="text-align:center; background:#fff3f3;" |10.9% 41,683
| style="text-align:center; background:#edffff;" |88.7% 338,261
| style="background:#def;" |Barack Obama || style="background:#edffff;" |Barack Obama
| style="background:#ffd588;" |2009|| style="background:#def;" |Bill Thompson,D-Working Families|| style="background:#fff3f3;" |Michael Bloomberg,R–Indep'ce/Jobs & Educ'n
|-
| style="text-align:center; background:#ff7;" |2004
| style="text-align:center; background:#fff3f3;" |16.3% 56,701
| style="text-align:center; background:#edffff;" |81.8% 283,994
| style="background:#def;" |John Kerry || style="background:#fff3f3;" |George W. Bush
| style="background:#ffd588;" |2005|| style="background:#def;" |Fernando Ferrer, D || style="background:#fff3f3;" |Michael Bloomberg, R/Lib-Indep'ce
|-
| style="text-align:center; background:#ff7;" |2000
| style="text-align:center; background:#fff3f3;" |11.8% 36,245
| style="text-align:center; background:#edffff;" |86.3% 265,801
| style="background:#def;" |Al Gore || style="background:#fff3f3;" |George W. Bush
| style="background:#ffd588;" |2001|| style="background:#def;" |Mark Green,D-Working Families|| style="background:#fff3f3;" |Michael Bloomberg,R-Independence
|-
| style="text-align:center; background:#ff7;" |1996
| style="text-align:center; background:#fff3f3;" |10.5% 30,435
| style="text-align:center; background:#edffff;" |85.8% 248,276
| style="background:#def;" |Bill Clinton || style="background:#edffff;" |Bill Clinton
| style="background:#ffd588;" | 1997|| style="background:#def;" |Ruth Messinger, D|| style="background:#fff3f3;" |Rudy Giuliani, R-Liberal
|-
| style="text-align:center; background:#ff7;" |1992
| style="text-align:center; background:#fff3f3;" |20.7% 63,310
| style="text-align:center; background:#edffff;" |73.7% 225,038
| style="background:#def;" |Bill Clinton|| style="background:#edffff;" |Bill Clinton
| style="background:#ffd588;" | 1993|| style="background:#def;" |David Dinkins, D || style="background:#fff3f3;" |Rudy Giuliani, R-Liberal
|-
| style="text-align:center; background:#ff7;" |1988
| style="text-align:center; background:#fff3f3;" |25.5% 76,043
| style="text-align:center; background:#edffff;" |73.2% 218,245
| style="background:#def;" |Michael Dukakis|| style="background:#fff3f3;" |George H. W. Bush
| style="background:#ffd588;" | 1989|| style="background:#def;" |David Dinkins, D || style="background:#edffff;" |David Dinkins, D
|-
| style="text-align:center; background:#ff7;" |1984
| style="text-align:center; background:#fff3f3;" |32.8% 109,308
| style="text-align:center; background:#edffff;" |66.9% 223,112
| style="background:#def;" |Walter Mondale|| style="background:#fff3f3;" |Ronald Reagan
| style="background:#ffd588;" | 1985|| style="background:#def;" |Ed Koch, D-Indep.|| style="background:#edffff;" |Ed Koch, D-Independent
|-
| style="text-align:center; background:#ff7;" |1980
| style="text-align:center; background:#fff3f3;" |30.7% 86,843| style="text-align:center; background:#edffff;" |64.0% 181,090
| style="background:#def;" |Jimmy Carter || style="background:#fff3f3;" |Ronald Reagan
| style="background:#ffd588;" | 1981|| style="background:#def;" |Ed Koch, D-R || style="background:#edffff;" |Ed Koch, D-R
|-
| style="text-align:center; background:#ff7;" |1976
| style="text-align:center; background:#fff3f3;" |28.7% 96,842
| style="text-align:center; background:#edffff;" |70.8% 238,786
| style="background:#def;" |Jimmy Carter|| style="background:#edffff;" |Jimmy Carter
| style="background:#ffd588;" | 1977|| style="background:#def;" |Ed Koch, D|| style="background:#edffff;" |Ed Koch, D
|-
| style="text-align:center; background:#ff7;" |1972
| style="text-align:center; background:#fff3f3;" |44.6% 196,756
| style="text-align:center; background:#edffff;" |55.2% 243,345
| style="background:#def;" |George McGovern|| style="background:#fff3f3;" |Richard Nixon
| style="background:#ffd588;" | 1973|| style="background:#def;" |Abraham Beame, D || style="background:#edffff;" |Abraham Beame, D
|-
| style="text-align:center; background:#ff7;" |1968
| style="text-align:center; background:#fff3f3;" |32.0% 142,314
| style="text-align:center; background:#edffff;" |62.4% 277,385
| style="background:#def;" |Hubert Humphrey|| style="background:#fff3f3;" |Richard Nixon
| style="background:#ffd588;" | 1969|| style="background:#def;" |Mario Procaccino,D-Nonpartisan-Civil Svce Ind. || style="background:#fefeea;" |John Lindsay, Liberal
|-
| style="text-align:center; background:#ff7;" |1964
| style="text-align:center; background:#fff3f3;" |25.2% 135,780
| style="text-align:center; background:#edffff;" |74.7% 403,014
| style="background:#def;" |Lyndon B. Johnson|| style="background:#edffff;" |Lyndon B. Johnson
| style="background:#ffd588;" | 1965|| style="background:#def;" |Abraham Beame,D-Civil Service Fusion || style="background:#fff3f3;" |John Lindsay,R-Liberal-Independent Citizens
|-
| style="text-align:center; background:#ff7;" |1960
| style="text-align:center; background:#fff3f3;" |31.8% 182,393
| style="text-align:center; background:#edffff;" |67.9% 389,818
| style="background:#def;" |John F. Kennedy|| style="background:#edffff;" |John F. Kennedy
| style="background:#ffd588;" | 1961|| style="background:#def;" |Robert F. Wagner Jr.,D-Liberal-Brotherhood || style="background:#edffff;" |Robert F. Wagner Jr.,D-Liberal-Brotherhood
|-
| style="text-align:center; background:#ff7;" |1956
| style="text-align:center; background:#fff3f3;" | 42.8% 256,909
| style="text-align:center; background:#edffff;" | 57.2% 343,656
| style="background:#def;" |Adlai Stevenson II|| style="background:#fff3f3;" |Dwight D. Eisenhower
| style="background:#ffd588;" | 1957|| style="background:#def;" |Robert F. Wagner Jr.,D-Liberal-Fusion|| style="background:#edffff;" |Robert F. Wagner Jr.,D-Liberal-Fusion
|-
| style="text-align:center; background:#ff7;" |1952
| style="text-align:center; background:#fff3f3;" | 37.3% 241,898
| style="text-align:center; background:#edffff;" | 60.6%''' 309,482| style="background:#def;" |Adlai Stevenson II|| style="background:#fff3f3;" |Dwight D. Eisenhower
| style="background:#ffd588;" | 1953|| style="background:#def;" |Robert F. Wagner Jr., D || style="background:#edffff;" |Robert F. Wagner Jr., D
|}
Republican and Democratic columns for presidential elections also include their candidates' votes on other lines, such as the New York State Right to Life Party and the Working Families Party.
For details of votes and parties in a particular election, click the year or see New York City mayoral elections.
Education
Education in the Bronx is provided by a large number of public and private institutions, many of which draw students who live beyond the Bronx. The New York City Department of Education manages the borough's public noncharter schools. In 2000, public schools enrolled nearly 280,000 of the Bronx's residents over 3 years old (out of 333,100 enrolled in all pre-college schools). There are also several public charter schools. Private schools range from élite independent schools to religiously affiliated schools run by the Roman Catholic Archdiocese of New York and Jewish organizations.
A small portion of land between Pelham and Pelham Bay Park, with 35 houses, is a part of the Bronx, but is cut off from the rest of the borough due to the county boundaries; the New York City government pays for the residents' children to go to Pelham Union Free School District schools, including Pelham Memorial High School, since that is more cost effective than sending school buses to take the students to New York City schools. This arrangement has been in place since 1948.
Educational attainment
In 2000, according to the United States Census, out of the nearly 800,000 people in the Bronx who were then at least 25 years old, 62.3% had graduated from high school and 14.6% held a bachelor's or higher college degree. These percentages were lower than those for New York's other boroughs, which ranged from 68.8% (Brooklyn) to 82.6% (Staten Island) for high school graduates over 24, and from 21.8% (Brooklyn) to 49.4% (Manhattan) for college graduates. (The respective state and national percentages were [NY] 79.1% & 27.4% and [US] 80.4% & 24.4%.)
High schools
In the 2000 Census, 79,240 of the nearly 95,000 Bronx residents enrolled in high school attended public schools.
Many public high schools are in the borough including the elite Bronx High School of Science, Celia Cruz Bronx High School of Music, DeWitt Clinton High School, High School for Violin and Dance, Bronx Leadership Academy 2, Bronx International High School, the School for Excellence, the Morris Academy for Collaborative Study, Wings Academy for young adults, The Bronx School for Law, Government and Justice, Validus Preparatory Academy, The Eagle Academy For Young Men, Bronx Expeditionary Learning High School, Bronx Academy of Letters, Herbert H. Lehman High School and High School of American Studies. The Bronx is also home to three of New York City's most prestigious private, secular schools: Fieldston, Horace Mann, and Riverdale Country School.
High schools linked to the Catholic Church include: Saint Raymond's Academy for Girls, All Hallows High School, Fordham Preparatory School, Monsignor Scanlan High School, St. Raymond High School for Boys, Cardinal Hayes High School, Cardinal Spellman High School, The Academy of Mount Saint Ursula, Aquinas High School, Preston High School, St. Catharine Academy, Mount Saint Michael Academy, and St. Barnabas High School.
The SAR Academy and SAR High School are Modern Orthodox Jewish Yeshiva coeducational day schools in Riverdale, with roots in Manhattan's Lower East Side.
In the 1990s, New York City began closing the large, public high schools in the Bronx and replacing them with small high schools. Among the reasons cited for the changes were poor graduation rates and concerns about safety. Schools that have been closed or reduced in size include John F. Kennedy, James Monroe, Taft, Theodore Roosevelt, Adlai Stevenson, Evander Childs, Christopher Columbus, Morris, Walton, and South Bronx High Schools.
Colleges and universities
In 2000, 49,442 (57.5%) of the 86,014 Bronx residents seeking college, graduate or professional degrees attended public institutions.
Several colleges and universities are in the Bronx.
Fordham University was founded as St. John's College in 1841 by the Diocese of New York as the first Catholic institution of higher education in the northeast. It is now officially an independent institution, but strongly embraces its Jesuit heritage. The Bronx campus, known as Rose Hill, is the main campus of the university, and is among the largest within the city (other Fordham campuses are in Manhattan and Westchester County).
Three campuses of the City University of New York are in the Bronx: Hostos Community College, Bronx Community College (occupying the former University Heights Campus of New York University) and Herbert H. Lehman College (formerly the uptown campus of Hunter College), which offers both undergraduate and graduate degrees.
The College of Mount Saint Vincent is a Catholic liberal arts college in Riverdale under the direction of the Sisters of Charity of New York. Founded in 1847 as a school for girls, the academy became a degree-granting college in 1911 and began admitting men in 1974. The school serves 1,600 students. Its campus is also home to the Academy for Jewish Religion, a transdenominational rabbinical and cantorial school.
Manhattan College is a Catholic college in Riverdale which offers undergraduate programs in the arts, business, education, engineering, and science. It also offers graduate programs in education and engineering.
Albert Einstein College of Medicine, part of the Montefiore Medical Center, is in Morris Park.
The coeducational and non-sectarian Mercy College—with its main campus in Dobbs Ferry—has a Bronx campus near Westchester Square.
The State University of New York Maritime College in Fort Schuyler (Throggs Neck)—at the far southeastern tip of the Bronx—is the national leader in maritime education and houses the Maritime Industry Museum. (Directly across Long Island Sound is Kings Point, Long Island, home of the United States Merchant Marine Academy and the American Merchant Marine Museum.) As of 2017, graduates from the university earned an average annual salary of $144,000, the highest of any university graduates in the United States.
In addition, the private, proprietary Monroe College, focused on preparation for business and the professions, started in the Bronx in 1933 and now has a campus in New Rochelle (Westchester County) as well the Bronx's Fordham neighborhood.
Transportation
Roads and streets
Surface streets
The Bronx street grid is irregular. Like the northernmost part of upper Manhattan, the West Bronx's hilly terrain leaves a relatively free-style street grid. Much of the West Bronx's street numbering carries over from upper Manhattan, but does not match it exactly; East 132nd Street is the lowest numbered street in the Bronx. This dates from the mid-19th century when the southwestern area of Westchester County west of the Bronx River, was incorporated into New York City and known as the Northside.
The East Bronx is considerably flatter, and the street layout tends to be more regular. Only the Wakefield neighborhood picks up the street numbering, albeit at a misalignment due to Tremont Avenue's layout. At the same diagonal latitude, West 262nd Street in Riverdale matches East 237th Street in Wakefield.
Three major north–south thoroughfares run between Manhattan and the Bronx: Third Avenue, Park Avenue, and Broadway. Other major north–south roads include the Grand Concourse, Jerome Avenue, Sedgwick Avenue, Webster Avenue, and White Plains Road. Major east-west thoroughfares include Mosholu Parkway, Gun Hill Road, Fordham Road, Pelham Parkway, and Tremont Avenue.
Most east–west streets are prefixed with either East or West, to indicate on which side of Jerome Avenue they lie (continuing the similar system in Manhattan, which uses Fifth Avenue as the dividing line).
The historic Boston Post Road, part of the long pre-revolutionary road connecting Boston with other northeastern cities, runs east–west in some places, and sometimes northeast–southwest.
Mosholu and Pelham Parkways, with Bronx Park between them, Van Cortlandt Park to the west and Pelham Bay Park to the east, are also linked by bridle paths.
As of the 2000 Census, approximately 61.6% of all Bronx households do not have access to a car. Citywide, the percentage of autoless households is 55%.
Highways
Several major limited access highways traverse the Bronx. These include:
the Bronx River Parkway
the Bruckner Expressway (I-278/I-95)
the Cross Bronx Expressway (I-95/I-295)
the New England Thruway (I-95)
the Henry Hudson Parkway (NY-9A)
the Hutchinson River Parkway
the Major Deegan Expressway (I-87)
Bridges and tunnels
Thirteen bridges and three tunnels connect the Bronx to Manhattan, and three bridges connect the Bronx to Queens. These are, from west to east:To Manhattan: the Spuyten Duyvil Bridge, the Henry Hudson Bridge, the Broadway Bridge, the University Heights Bridge, the Washington Bridge, the Alexander Hamilton Bridge, the High Bridge, the Concourse Tunnel, the Macombs Dam Bridge, the 145th Street Bridge, the 149th Street Tunnel, the Madison Avenue Bridge, the Park Avenue Bridge, the Lexington Avenue Tunnel, the Third Avenue Bridge (southbound traffic only), and the Willis Avenue Bridge (northbound traffic only).To both Manhattan and Queens: the Robert F. Kennedy Bridge, formerly known as the Triborough Bridge.To Queens: the Bronx–Whitestone Bridge and the Throgs Neck Bridge.
Mass transit
The Bronx is served by seven New York City Subway services along six physical lines, with 70 stations in the Bronx:
IND Concourse Line ()
IRT Broadway–Seventh Avenue Line ()
IRT Dyre Avenue Line ()
IRT Jerome Avenue Line ()
IRT Pelham Line ()
IRT White Plains Road Line ()
There are also many MTA Regional Bus Operations bus routes in the Bronx. This includes local and express routes as well as Bee-Line Bus System routes.
Two Metro-North Railroad commuter rail lines (the Harlem Line and the Hudson Line) serve 11 stations in the Bronx. (Marble Hill, between the Spuyten Duyvil and University Heights stations, is actually in the only part of Manhattan connected to the mainland.) In addition, some trains serving the New Haven Line stop at Fordham Plaza. As part of Penn Station Access, the 2018 MTA budget funded construction of four new stops along the New Haven Line to serve Hunts Point, Parkchester, Morris Park, and Co-op City.
In 2018, NYC Ferry's Soundview line opened, connecting the Soundview landing in Clason Point Park to three East River locations in Manhattan. On December 28, 2021; the Throgs Neck Ferry landing at Ferry Point Park in Throgs Neck was opened providing an additional stop on the Soundview line. The ferry is operated by Hornblower Cruises.
Climate
In popular culture
Film and television
Mid-20th century
Mid-20th century movies set in the Bronx portrayed densely settled, working-class, urban culture. From This Day Forward (1946), set in Highbridge, occasionally delved into Bronx life. The most notable examinations of working class Bronx life were Paddy Chayefsky's Academy Award-winning Marty and his 1956 film The Catered Affair. Other films that portrayed life in the Bronx are: the 1993 Robert De Niro/Chazz Palminteri film, A Bronx Tale, Spike Lee's 1999 movie Summer of Sam, which focused on an Italian-American Bronx community in the 1970s, 1994's I Like It Like That which takes place in the predominantly Puerto Rican neighborhood of the South Bronx, and Doughboys, the story of two Italian-American brothers in danger of losing their bakery thanks to one brother's gambling debts.
The Bronx's gritty urban life had worked its way into the movies even earlier, with depictions of the "Bronx cheer", a loud flatulent-like sound of disapproval, allegedly first made by New York Yankees fans. The sound can be heard, for example, on the Spike Jones and His City Slickers recording of "Der Fuehrer's Face" (from the 1942 Disney animated film of the same name), repeatedly lambasting Adolf Hitler with: "We'll Heil! (Bronx cheer) Heil! (Bronx cheer) Right in Der Fuehrer's Face!"
Symbolism
Starting in the 1970s, the Bronx often symbolized violence, decay, and urban ruin. The wave of arson in the South Bronx in the 1960s and 1970s inspired the observation that "The Bronx is burning": in 1974 it was the title of both an editorial in The New York Times and a BBC documentary film. The line entered the pop-consciousness with Game Two of the 1977 World Series, when a fire broke out near Yankee Stadium as the team was playing the Los Angeles Dodgers. As the fire was captured on live television, announcer Howard Cosell is wrongly remembered to have said something like, "There it is, ladies and gentlemen: the Bronx is burning". Historians of New York City often point to Cosell's remark as an acknowledgement of both the city and the borough's decline. A feature-length documentary film by Edwin Pagán called Bronx Burning chronicled what led up to the many arson-for-insurance fraud fires of the 1970s in the borough.
Bronx gang life was depicted in the 1974 novel The Wanderers by Bronx native Richard Price and the 1979 movie of the same name. They are set in the heart of the Bronx, showing apartment life and the then-landmark Krums ice cream parlor. In the 1979 film The Warriors, the eponymous gang go to a meeting in Van Cortlandt Park in the Bronx, and have to fight their way out of the borough and get back to Coney Island in Brooklyn. A Bronx Tale (1993) depicts gang activities in the Belmont "Little Italy" section of the Bronx. The 2005 video game adaptation features levels called Pelham, Tremont, and "Gunhill" (a play off the name Gun Hill Road). This theme lends itself to the title of The Bronx Is Burning, an eight-part ESPN TV mini-series (2007) about the New York Yankees' drive to winning baseball's 1977 World Series. The TV series emphasizes the team's boisterous nature, led by manager Billy Martin, catcher Thurman Munson and outfielder Reggie Jackson, as well as the malaise of the Bronx and New York City in general during that time, such as the blackout, the city's serious financial woes and near bankruptcy, the arson for insurance payments, and the election of Ed Koch as mayor.
The 1981 film Fort Apache, The Bronx is another film that used the Bronx's gritty image for its storyline. The movie's title is from the nickname for the 41st Police Precinct in the South Bronx which was nicknamed "Fort Apache". Also from 1981 is the horror film Wolfen making use of the rubble of the Bronx as a home for werewolf type creatures. Knights of the South Bronx, a true story of a teacher who worked with disadvantaged children, is another film also set in the Bronx released in 2005. The Bronx was the setting for the 1983 film Fuga dal Bronx, also known as Bronx Warriors 2 and Escape 2000, an Italian B-movie best known for its appearance on the television series Mystery Science Theater 3000. The plot revolves around a sinister construction corporation's plans to depopulate, destroy and redevelop the Bronx, and a band of rebels who are out to expose the corporation's murderous ways and save their homes. The film is memorable for its almost incessant use of the phrase, "Leave the Bronx!" Many of the movie's scenes were filmed in Queens, substituting as the Bronx. Rumble in the Bronx, filmed in Vancouver, was a 1995 Jackie Chan kung-fu film, another which popularized the Bronx to international audiences. Last Bronx, a 1996 Sega game played on the bad reputation of the Bronx to lend its name to an alternate version of post-Japanese bubble Tokyo, where crime and gang warfare is rampant. The 2016 Netflix series The Get Down is based on the development of hip hop in 1977 in the South Bronx.
Literature
Books
The Bronx has been featured significantly in fiction literature. All of the characters in Herman Wouk's City Boy: The Adventures of Herbie Bookbinder (1948) live in the Bronx, and about half of the action is set there. Kate Simon's Bronx Primitive: Portraits of a Childhood (1982) is directly autobiographical, a warm account of a Polish-Jewish girl in an immigrant family growing up before World War II, and living near Arthur Avenue and Tremont Avenue. In Jacob M. Appel's short story, "The Grand Concourse" (2007), a woman who grew up in the iconic Lewis Morris Building returns to the Morrisania neighborhood with her adult daughter. Similarly, in Avery Corman's book The Old Neighborhood (1980), an upper-middle class white protagonist returns to his birth neighborhood (Fordham Road and the Grand Concourse), and learns that even though the folks are poor, Hispanic and African-American, they are good people.
By contrast, Tom Wolfe's Bonfire of the Vanities (1987) portrays a wealthy, white protagonist, Sherman McCoy, getting lost off the Bruckner Expressway in the South Bronx and having an altercation with locals. A substantial piece of the last part of the book is set in the resulting riotous trial at the Bronx County Courthouse. However, times change, and in 2007, The New York Times reported that "the Bronx neighborhoods near the site of Sherman's accident are now dotted with townhouses and apartments." In the same article, the Reverend Al Sharpton (whose fictional analogue in the novel is "Reverend Bacon") asserts that "twenty years later, the cynicism of The Bonfire of the Vanities is as out of style as Tom Wolfe's wardrobe."
Don DeLillo's Underworld (1997) is also set in the Bronx and offers a perspective on the area from the 1950s onward.
Poetry
In poetry, the Bronx has been immortalized by one of the world's shortest couplets:
The Bronx?
No Thonx
Ogden Nash, The New Yorker, 1931
Nash repented 33 years after his calumny, penning in 1964 the following prose poem to the Dean of Bronx Community College:
I can't seem to escape
the sins of my smart-alec youth;
Here are my amends.
I wrote those lines, "The Bronx?
No thonx";
I shudder to confess them.
Now I'm an older, wiser man
I cry, "The Bronx?
God bless them!"
In 2016, W. R. Rodriguez published Bronx Trilogy—consisting of the shoe shine parlor poems et al., concrete pastures of the beautiful bronx, and from the banks of brook avenue. The trilogy celebrates Bronx people, places, and events. DeWitt Clinton High School, St. Mary's Park, and Brook Avenue are a few of the schools, parks, and streets Rodriguez uses as subjects for his poems.
Nash's couplet "The Bronx? No Thonx" and his subsequent blessing are mentioned in Bronx Accent: A Literary and Pictorial History of the Borough, edited by Llyod Ultan and Barbara Unger and published in 2000. The book, which includes the work of Yiddish poets, offers a selection from Allen Ginsberg's Kaddish, as his Aunt Elanor and his mother, Naomi, lived near Woodlawn Cemetery. Also featured is Ruth Lisa Schecther's poem, "Bronx", which is described as a celebration of the borough's landmarks. There is a selection of works from poets such as Sandra María Esteves, Milton Kessler, Joan Murray, W. R. Rodriguez, Myra Shapiro, Gayl Teller, and Terence Wynch.
"Bronx Migrations" by Michelle M. Tokarczyk is a collection that spans five decades of Tokarczyk's life in the Bronx, from her exodus in 1962 to her return in search of her childhood tenement.
Bronx Memoir ProjectBronx Memoir Project: Vol. 1 is a published anthology by the Bronx Council on the Arts and brought forth through a series of workshops meant to empower Bronx residents and shed the stigma on the Bronx's burning past. The Bronx Memoir Project was created as an ongoing collaboration between the Bronx Council on the Arts and other cultural institutions, including the Bronx Documentary Center, the Bronx Library Center, the (Edgar Allan) Poe Park Visitor Center, Mindbuilders, and other institutions and funded through a grant from the National Endowment for the Arts. The goal was to develop and refine memoir fragments written by people of all walks of life that share a common bond residing within the Bronx.
Songs
"Jenny from the Block" (2002) by Jennifer Lopez,Cartlidge, Cherese (2012). Jennifer Lopez. Lucent Books. p. 13. . Jennifer Lynn Lopez's parents, David and Guadalupe, were both born in Ponce, the second-largest city in Puerto Rico. from the album This is me...Then is about the South Bronx, where Lopez grew up.
In Marc Ferris's 5-page, 15-column list of "Songs and Compositions Inspired by New York City" in The Encyclopedia of New York City (1995), only a handful refer to the Bronx; most refer to New York City proper, especially Manhattan and Brooklyn. Ferris's extensive but selective 1995 list mentions only four songs referring specifically to the Bronx: "On the Banks of the Bronx" (1919), by William LeBaron & Victor Jacobi; "Bronx Express" (1922), by Henry Creamer, Ossip Dymow & Turner Layton; "The Tremont Avenue Cruisewear Fashion Show" (1973), by Jerry Livingston & Mark David; and "I Love the New York Yankees" (1987), by Paula Lindstrom.
Theater
Clifford Odets's play Awake and Sing is set in 1933 in the Bronx. The play, first produced at the Belasco Theater in 1935, concerns a poor family living in small quarters, the struggles of the controlling parents and the aspirations of their children.
René Marqués The Oxcart (1959), concerns a rural Puerto Rican family who immigrate to the Bronx for a better life.
A Bronx Tale is an autobiographical one-man show written and performed by Chazz Palminteri. It is a coming-of-age story set in the Bronx. It premiered in Los Angeles in the 1980s and then played on Off-Broadway. After a film version involving Palminteri and Robert De Niro, Palminteri performed his one-man show on Broadway and on tour in 2007.
See also
Bronx Borough Hall
Bronx court system delays
List of counties in New York
List of people from the Bronx
National Register of Historic Places listings in the Bronx
Wildlife in the Bronx
References
Notes
Citations
Further reading
General
Briggs, Xavier de Souza, Anita Miller and John Shapiro. 1996. "CCRP in the South Bronx." Planners' Casebook, Winter.
Corman, Avery. "My Old Neighborhood Remembered, A Memoir." Barricade Books (2014)
Chronopoulos, Themis. "Paddy Chayefsky's 'Marty' and Its Significance to the Social History of Arthur Avenue, The Bronx, in the 1950s." The Bronx County Historical Society Journal XLIV (Spring/Fall 2007): 50–59.
Chronopoulos, Themis. "Urban Decline and the Withdrawal of New York University from University Heights, The Bronx." The Bronx County Historical Society Journal XLVI (Spring/Fall 2009): 4–24.
de Kadt, Maarten. The Bronx River: An Environmental and Social History. The History Press (2011)
DiBrino, Nicholas. The History of the Morris Park Racecourse and the Morris Family (1977)
Jackson, Kenneth T., ed. The Encyclopedia of New York City, (Yale University Press and the New-York Historical Society, (1995) ), has entries, maps, illustrations, statistics and bibliographic references on almost all of the significant topics in this article, from the entire borough to individual neighborhoods, people, events and artistic works.
McNamara, John History In Asphalt: The Origin of Bronx Street and Place Names (1993)
McNamara, John McNamara's Old Bronx (1989)
Twomey, Bill and Casey, Thomas Images of America Series: Northwest Bronx (2011)
Twomey, Bill and McNamara, John. Throggs Neck Memories (1993)
Twomey, Bill and McNamara, John. Images of America Series: Throggs Neck-Pelham Bay (1998)
Twomey, Bill and Moussot, Peter. Throggs Neck (1983), pictorial
Twomey, Bill. Images of America Series: East Bronx (1999)
Twomey, Bill. Images of America Series: South Bronx (2002)
Twomey, Bill. The Bronx in Bits and Pieces (2007)
Bronx history
Barrows, Edward, and Mike Wallace. Gotham: A History of New York City to 1898 (1999)
Federal Writers' Project. New York City Guide: A Comprehensive Guide to the Five Boroughs of the Metropolis: Manhattan, Brooklyn, the Bronx, Queens, and Richmond (1939) online edition
Fitzpatrick Benedict. The Bronx and Its People; A History 1609–1927 (The Lewis Historical Publishing Company, 1927. 3 volumes), Narrative history plus many biographies of prominent citizens
Gonzalez, Evelyn. The Bronx. (Columbia University Press, 2004. 263 ), scholarly history focused on the slums of the South Bronx online edition
Goodman, Sam. "The Golden Ghetto: The Grand Concourse in the Twentieth Century", Bronx County Historical Society Journal 2004 41(1): 4–18 and 2005 42(2): 80–99
Greene, Anthony C., "The Black Bronx: A Look at the Foundation of the Bronx's Black Communities until 1900", Bronx County Historical Society Journal, 44 (Spring–Fall 2007), 1–18.
Jackson, Kenneth T., ed. The Encyclopedia of New York City, (Yale University Press and the New-York Historical Society, (1995) ), has entries, maps, illustrations, statistics and bibliographic references on almost all of the significant topics in this article, from the entire borough to individual neighborhoods, people, events and artistic works.
Jonnes, Jull. South Bronx Rising: The Rise, Fall, and Resurrection of an American City (2002) online edition
Melancholy in the Bronx, but Not Because of the Stadium by David Gonzales, The New York Times, published and retrieved on September 19, 2008
Rodríguez, Clara E. Puerto Ricans: Born in the U.S.A (1991) online edition
Samtur, Stephen M. and Martin A. Jackson. The Bronx: Lost, Found, and Remembered, 1935–1975 (1999) online review, nostalgia
Ultan, Lloyd. The Northern Borough: A History Of The Bronx (2009), popular general history
Ultan, Lloyd. The Bronx in the frontier era: from the beginning to 1696 (1994)
Ultan, Lloyd. The Beautiful Bronx (1920–1950) (1979), heavily illustrated
Ultan, Lloyd. The Birth of the Bronx, 1609–1900 (2000), popular
Ultan, Lloyd. The Bronx in the innocent years, 1890–1925 (1985), popular
Ultan, Lloyd. The Bronx: It Was Only Yesterday, "The Bronx: It Was Only Yesterday 1935–1965'' (1992), heavily illustrated popular history
External links
Bronx Borough President's Office
Newspapers
The Bronx Times Reporter
The Bronx Daily
Weekly Bronx Report from Inner City Press
The Hunts Point Express
The Mott Haven Herald
Norwood News
The Riverdale Press
Associations
The Bronx River Alliance
Bronx Council for Environmental Quality
Throggs Neck Merchant Association
The Bronx Market
The South Bronx Overall Economic Development Corporation
Bronx County, NY Website
History
City Island Nautical Museum
East Bronx History Forum
Kingsbridge Historical Society
Museum of Bronx History
The Bronx County Historical Society
The Bronx: A Swedish Connection
Report of the Bronx Parkway Commission, December 31, 1918, retrieved on July 24, 2008
Remembrance of Synagogues Past: The Lost Civilization of the Jewish South Bronx by Seymour Perlin, retrieved on August 10, 2008
Forgotten New York: Relics of a Rich History in the Everyday Life of New York City
Boroughs of New York City
County seats in New York (state)
Populated coastal places in New York (state)
Populated places established in 1898
1898 establishments in New York City
Majority-minority counties in New York
Hispanic and Latino American culture in New York (state) |
3343 | https://en.wikipedia.org/wiki/Belgium | Belgium | Belgium, officially the Kingdom of Belgium, is a country in Northwestern Europe. The country is bordered by the Netherlands to the north, Germany to the east, Luxembourg to the southeast, France to the southwest, and the North Sea to the northwest. It covers an area of and has a population of more than 11.5 million, making it the 22nd most densely populated country in the world and the 6th most densely populated country in Europe, with a density of . Belgium is part of an area known as the Low Countries, historically a somewhat larger region than the Benelux group of states, as it also included parts of northern France. The capital and largest metropolitan region is Brussels; other major cities are Antwerp, Ghent, Charleroi, Liège, Bruges, Namur, and Leuven.
Belgium is a sovereign state and a federal constitutional monarchy with a parliamentary system. Its institutional organization is complex and is structured on both regional and linguistic grounds. It is divided into three highly autonomous regions: the Flemish Region (Flanders) in the north, the Walloon Region (Wallonia) in the south, and the Brussels-Capital Region. Brussels is the smallest and most densely populated region, as well as the richest region in terms of GDP per capita. Belgium is also home to two main linguistic communities: the Flemish Community, which constitutes about 60 percent of the population, and the French Community, which constitutes about 40 percent of the population. A small German-speaking Community, making up around one percent of the population, exists in the East Cantons. The Brussels-Capital Region is officially bilingual in French and Dutch, although French is the majority language and lingua franca. Belgium's linguistic diversity and related political conflicts are reflected in its complex system of governance, made up of six different governments.
Since the Middle Ages, Belgium's central location has meant that the area has been relatively prosperous, connected commercially and politically to its bigger neighbours. The country as it exists today was established following the 1830 Belgian Revolution, when it seceded from the United Kingdom of the Netherlands, which had incorporated the Southern Netherlands (which comprised most of modern-day Belgium) after the Congress of Vienna in 1815. The name chosen for the new state is derived from the Latin word , used in Julius Caesar's "Gallic Wars", to describe a nearby region in the period around 55 BCE. Belgium has also been the battleground of European powers, earning the moniker "the Battlefield of Europe", a reputation reinforced in the 20th century by both world wars.
Belgium participated in the Industrial Revolution, and during the course of the 20th century, possessed a number of colonies in Africa. Between 1885 and 1908, the Congo Free State, which was privately owned by King Leopold II of Belgium, was characterized by widespread atrocities and disease; amid public outcry in Europe, Belgium annexed the territory as a colony. The Belgian colonial empire gained independence between 1960 and 1962. The second half of the 20th century was marked by rising tensions between the Dutch-speaking and the French-speaking citizens fueled by differences in language and culture and the unequal economic development of Flanders and Wallonia. This continuing antagonism has led to several far-reaching state reforms, resulting in the transition from a unitary to a federal arrangement between 1970 and 1993. Despite the reforms, tensions have persisted: there is particularly significant separatist sentiment among the Flemish, language laws such as the municipalities with language facilities have been the source of much controversy, and the government formation period following the 2010 federal election set the world record at 589 days. Unemployment in Wallonia is more than double that of Flanders, which boomed after the Second World War.
Belgium is a developed country, with an advanced high-income economy. The country is one of the six founding members of the European Union, and its capital, Brussels, is also the de facto capital of the European Union itself, hosting the official seats of the European Commission, the Council of the European Union, and the European Council, as well as one of two seats of the European Parliament (the other being Strasbourg). Belgium is also a founding member of the Eurozone, NATO, OECD, and WTO, and a part of the trilateral Benelux Union and the Schengen Area. Brussels also hosts the headquarters of many major international organizations, such as NATO.{{efn-ua|Belgium is a member of, or affiliated to, many international organizations, including ACCT, AfDB, AsDB, Australia Group, Benelux, BIS, CCC, CE, CERN, EAPC, EBRD, EIB, EMU, ESA, EU, FAO, G-10, IAEA, IBRD, ICAO, ICC, ICRM, IDA, IDB, IEA, IFAD, IFC, IFRCS, IHO, ILO, IMF, IMO, IMSO, Intelsat, Interpol, IOC, IOM, ISO, ITU, MONUSCO (observers), NATO, NEA, NSG, OAS (observer), OECD, OPCW, OSCE, PCA, UN, UNCTAD, UNECE, UNESCO, UNHCR, UNIDO, UNMIK, UNMOGIP, UNRWA, UNTSO, UPU, WADB (non-regional), WEU, WHO, WIPO, WMO, WTrO, ZC.
History
Antiquity
According to Julius Caesar, the Belgae were the inhabitants of the northernmost part of Gaul. They lived in a region stretching from Paris to the Rhine, which is much bigger than modern Belgium. But he also specifically used the Latin word "Belgium", to refer to a politically dominant part of that region, which is now in northernmost France. Modern Belgium corresponds to the lands of the most northerly Belgae, the Morini, Menapii, Nervii, Germani Cisrhenani, and Aduatuci, who Caesar found particularly warlike and economically undeveloped. Caesar described this region as having strong kinship links to the Germanic tribes east of the Rhine. The area around Arlon in southern Belgium was a part of the country of the Treveri.
After Caesar's conquests, Gallia Belgica came to be the Latin name of a large Roman province covering most of Northern Gaul, including the Treveri. However, areas closer to the lower Rhine frontier, including the eastern part of modern Belgium, subsequently became part of the frontier province of Germania Inferior, which continued to interact with their neighbours outside the empire. At the time when central government collapsed in the Western Roman Empire, the Roman provinces of Belgica and Germania were inhabited by a mix of a Romanized population and Germanic-speaking Franks who came to dominate the military and political class.
Middle Ages
During the 5th century, the area came under the rule of the Frankish Merovingian kings, who initially established a kingdom ruling over the Romanized population in what is now northern France, and then conquered the other Frankish kingdoms. During the 8th century, the empire of the Franks came to be ruled by the Carolingian dynasty, whose centre of power included the area which is now eastern Belgium. Over the centuries, it was divided up in many ways, but the Treaty of Verdun in 843 divided the Carolingian Empire into three kingdoms whose borders had a lasting impact on medieval political boundaries. Most of modern Belgium was in the Middle Kingdom, later known as Lotharingia, but the coastal county of Flanders, west of the Scheldt, became the northernmost part of West Francia, the predecessor of France. In 870 in the Treaty of Meerssen, modern Belgium lands all became part of the western kingdom for a period, but in 880 in the Treaty of Ribemont, Lotharingia came under the lasting control of the eastern kingdom, which became the Holy Roman Empire. The lordships and bishoprics along the "March" (frontier) between the two great kingdoms maintained important connections between each other. For example, the county of Flanders expanded over the Scheldt into the empire, and during several periods was ruled by the same lords as the county of Hainaut.
In the 13th and 14th centuries, the cloth industry and commerce boomed especially in the County of Flanders and it became one of the richest areas in Europe. This prosperity played a role in conflicts between Flanders and the king of France. Famously, Flemish militias scored a surprise victory at the Battle of the Golden Spurs against a strong force of mounted knights in 1302, but France soon regained control of the rebellious province.
Burgundian and Habsburg Netherlands
In the 15th century, the Duke of Burgundy in France took control of Flanders, and from there they proceeded to unite much of what is now the Benelux, the so-called Burgundian Netherlands. "Burgundy" and "Flanders" were the first two common names used for the Burgundian Netherlands which was the predecessor of the Austrian Netherlands, the predecessor of modern Belgium. The union, technically stretching between two kingdoms, gave the area economic and political stability which led to an even greater prosperity and artistic creation.
Born in Belgium, the Habsburg Emperor Charles V was heir of the Burgundians, but also of the royal families of Austria, Castile and Aragon. With the Pragmatic Sanction of 1549 he gave the Seventeen Provinces more legitimacy as a stable entity, rather than just a temporary personal union. He also increased the influence of these Netherlands over the Prince-Bishopric of Liège, which continued to exist as a large semi-independent enclave.
Spanish and Austrian Netherlands
The Eighty Years' War (1568–1648) was triggered by the Spanish government's policy towards Protestantism, which was becoming popular in the Low Countries. The rebellious northern United Provinces (Belgica Foederata in Latin, the "Federated Netherlands") eventually separated from the Southern Netherlands (Belgica Regia, the "Royal Netherlands"). The southern part continued to be ruled successively by the Spanish (Spanish Netherlands) and the Austrian House of Habsburgs (Austrian Netherlands) and comprised most of modern Belgium. This was the theatre of several more protracted conflicts during much of the 17th and 18th centuries involving France, including the Franco-Dutch War (1672–1678), the Nine Years' War (1688–1697), the War of the Spanish Succession (1701–1714), and part of the War of the Austrian Succession (1740–1748).
French Revolution and United Kingdom of the Netherlands
Following the campaigns of 1794 in the French Revolutionary Wars, the Low Countriesincluding territories that were never nominally under Habsburg rule, such as the Prince-Bishopric of Liègewere annexed by the French First Republic, ending Austrian rule in the region. A reunification of the Low Countries as the United Kingdom of the Netherlands occurred at the dissolution of the First French Empire in 1814, after the abdication of Napoleon.
Independent Belgium
In 1830, the Belgian Revolution led to the re-separation of the Southern Provinces from the Netherlands and to the establishment of a Catholic and bourgeois, officially French-speaking and neutral, independent Belgium under a provisional government and a national congress. Since the installation of Leopold I as king on 1831, now celebrated as Belgium's National Day, Belgium has been a constitutional monarchy and parliamentary democracy, with a laicist constitution based on the Napoleonic code. Although the franchise was initially restricted, universal suffrage for men was introduced after the general strike of 1893 (with plural voting until 1919) and for women in 1949.
The main political parties of the 19th century were the Catholic Party and the Liberal Party, with the Belgian Labour Party emerging towards the end of the 19th century. French was originally the official language used by the nobility and the bourgeoisie, especially after the rejection of the Dutch monarchy. French progressively lost its dominance as Dutch began to recover its status. This recognition became official in 1898, and in 1967, the parliament accepted a Dutch version of the Constitution.
The Berlin Conference of 1885 ceded control of the Congo Free State to King Leopold II as his private possession. From around 1900 there was growing international concern for the extreme and savage treatment of the Congolese population under Leopold II, for whom the Congo was primarily a source of revenue from ivory and rubber production. Many Congolese were killed by Leopold's agents for failing to meet production quotas for ivory and rubber. In 1908, this outcry led the Belgian state to assume responsibility for the government of the colony, henceforth called the Belgian Congo. A Belgian commission in 1919 estimated that Congo's population was half what it was in 1879.
Germany invaded Belgium in August 1914 as part of the Schlieffen Plan to attack France, and much of the Western Front fighting of World War I occurred in western parts of the country. The opening months of the war were known as the Rape of Belgium due to German excesses. Belgium assumed control of the German colonies of Ruanda-Urundi (modern-day Rwanda and Burundi) during the war, and in 1924 the League of Nations mandated them to Belgium. In the aftermath of the First World War, Belgium annexed the Prussian districts of Eupen and Malmedy in 1925, thereby causing the presence of a German-speaking minority.
German forces again invaded the country in May 1940, and 40,690 Belgians, over half of them Jews, were killed during the subsequent occupation and the Holocaust. From September 1944 to February 1945 the Allies liberated Belgium. After World War II, a general strike forced King Leopold III to abdicate in 1951 in favour of his son, Prince Baudouin, since many Belgians thought he had collaborated with Germany during the war. The Belgian Congo gained independence in 1960 during the Congo Crisis; Ruanda-Urundi followed with its independence two years later. Belgium joined NATO as a founding member and formed the Benelux group of nations with the Netherlands and Luxembourg.
Belgium became one of the six founding members of the European Coal and Steel Community in 1951 and of the European Atomic Energy Community and European Economic Community, established in 1957. The latter has now become the European Union, for which Belgium hosts major administrations and institutions, including the European Commission, the Council of the European Union and the extraordinary and committee sessions of the European Parliament.
In the early 1990s, Belgium saw several large corruption scandals notably surrounding Marc Dutroux, Andre Cools, the Dioxin Affair, Agusta Scandal and the murder of Karel van Noppen.
Geography
Belgium shares borders with France (), Germany (), Luxembourg () and the Netherlands (). Its total surface, including water area, is . Before 2018, its total area was believed to be . However, when the country's statistics were measured in 2018, a new calculation method was used. Unlike previous calculations, this one included the area from the coast to the low-water line, revealing the country to be larger in surface area than previously thought. Its land area alone is 30,446 square kilometers. It lies between latitudes 49°30' and 51°30' N, and longitudes 2°33' and 6°24' E.
Belgium has three main geographical regions; the coastal plain in the northwest and the central plateau both belong to the Anglo-Belgian Basin, and the Ardennes uplands in the southeast to the Hercynian orogenic belt. The Paris Basin reaches a small fourth area at Belgium's southernmost tip, Belgian Lorraine.
The coastal plain consists mainly of sand dunes and polders. Further inland lies a smooth, slowly rising landscape irrigated by numerous waterways, with fertile valleys and the northeastern sandy plain of the Campine (Kempen). The thickly forested hills and plateaus of the Ardennes are more rugged and rocky with caves and small gorges. Extending westward into France, this area is eastwardly connected to the Eifel in Germany by the High Fens plateau, on which the Signal de Botrange forms the country's highest point at .
The climate is maritime temperate with significant precipitation in all seasons (Köppen climate classification: Cfb), like most of northwest Europe. The average temperature is lowest in January at and highest in July at . The average precipitation per month varies between for February and April, to for July. Averages for the years 2000 to 2006 show daily temperature minimums of and maximums of and monthly rainfall of ; these are about 1 °C and nearly 10 millimeters above last century's normal values, respectively.
Phytogeographically, Belgium is shared between the Atlantic European and Central European provinces of the Circumboreal Region within the Boreal Kingdom. According to the World Wide Fund for Nature, the territory of Belgium belongs to the terrestrial ecoregions of Atlantic mixed forests and Western European broadleaf forests. Belgium had a 2018 Forest Landscape Integrity Index mean score of 1.36/10, ranking it 163rd globally out of 172 countries.
Provinces
The territory of Belgium is divided into three Regions, two of which, the Flemish Region and Walloon Region, are in turn subdivided into provinces; the third Region, the Brussels Capital Region, is neither a province nor a part of a province.
Politics and government
Belgium is a constitutional, popular monarchy and a federal parliamentary democracy. The bicameral federal parliament is composed of a Senate and a Chamber of Representatives. The former is made up of 50 senators appointed by the parliaments of the communities and regions and 10 co-opted senators. Prior to 2014, most of the Senate's members were directly elected. The Chamber's 150 representatives are elected under a proportional voting system from 11 electoral districts. Belgium has compulsory voting and thus maintains one of the highest rates of voter turnout in the world.
The King (currently Philippe) is the head of state, though with limited prerogatives. He appoints ministers, including a Prime Minister, that have the confidence of the Chamber of Representatives to form the federal government. The Council of Ministers is composed of no more than fifteen members. With the possible exception of the Prime Minister, the Council of Ministers is composed of an equal number of Dutch-speaking members and French-speaking members.
The judicial system is based on civil law and originates from the Napoleonic code. The Court of Cassation is the court of last resort, with the courts of appeal one level below.
Political culture
Belgium's political institutions are complex; most political power rests on representation of the main cultural communities.
Since about 1970, the significant national Belgian political parties have split into distinct components that mainly represent the political and linguistic interests of these communities.
The major parties in each community, though close to the political center, belong to three main groups: Christian Democrats, Liberals, and Social Democrats.
Further notable parties came into being well after the middle of last century, mainly to represent linguistic, nationalist, or environmental interests, and recently smaller ones of some specific liberal nature.
A string of Christian Democrat coalition governments from 1958 was broken in 1999 after the first dioxin crisis, a major food contamination scandal. A "rainbow coalition" emerged from six parties: the Flemish and the French-speaking Liberals, Social Democrats and Greens. Later, a "purple coalition" of Liberals and Social Democrats formed after the Greens lost most of their seats in the 2003 election.
The government led by Prime Minister Guy Verhofstadt from 1999 to 2007 achieved a balanced budget, some tax reforms, a labor-market reform, scheduled nuclear phase-out and instigated legislation allowing more stringent war crime and more lenient soft drug usage prosecution. Restrictions on euthanasia were reduced and same-sex marriage was introduced. The government promoted active diplomacy in Africa and opposed the invasion of Iraq. It is the only country that does not have age restrictions on euthanasia.
Verhofstadt's coalition fared badly in the June 2007 elections. For more than a year, the country experienced a political crisis. This crisis was such that many observers speculated on a possible partition of Belgium. From 2007 until 2008 the temporary Verhofstadt III Government was in office. This was a coalition of the Flemish and Francophone Christian Democrats, the Flemish and Francophone Liberals together with the Francophone Social Democrats.
On that day a new government, led by Flemish Christian Democrat Yves Leterme, the actual winner of the federal elections of , was sworn in by the king. On 2008 Leterme offered the resignation of the cabinet to the king, as no progress in constitutional reforms had been made.
In December 2008, Leterme once more offered his resignation after a crisis surrounding the sale of Fortis to BNP Paribas. At this juncture, his resignation was accepted and Christian Democratic and Flemish Herman Van Rompuy was sworn in as Prime Minister on 2008.
After Herman Van Rompuy was designated the first permanent President of the European Council on 2009, he offered the resignation of his government to King Albert II on 2009. A few hours later, the new government under Prime Minister Yves Leterme was sworn in. On 2010, Leterme again offered the resignation of his cabinet to the king after one of the coalition partners, the OpenVLD, withdrew from the government, and on 2010 King Albert officially accepted the resignation.
The Parliamentary elections in Belgium on 2010 saw the Flemish nationalist N-VA become the largest party in Flanders, and the Socialist Party PS the largest party in Wallonia. Until December 2011, Belgium was governed by Leterme's caretaker government awaiting the end of the deadlocked negotiations for formation of a new government. By 30 March 2011, this set a new world record for the elapsed time without an official government, previously held by war-torn Iraq. Finally, in December 2011 the Di Rupo Government led by Walloon socialist Prime Minister Elio Di Rupo was sworn in.
The 2014 federal election (coinciding with the regional elections) resulted in a further electoral gain for the Flemish nationalist N-VA, although the incumbent coalition (composed of Flemish and French-speaking Social Democrats, Liberals, and Christian Democrats) maintains a solid majority in Parliament and in all electoral constituencies. On 22 July 2014, King Philippe nominated Charles Michel (MR) and Kris Peeters (CD&V) to lead the formation of a new federal cabinet composed of the Flemish parties N-VA, CD&V, Open Vld and the French-speaking MR, which resulted in the Michel Government. It was the first time N-VA was part of the federal cabinet, while the French-speaking side was represented only by the MR, which achieved a minority of the public votes in Wallonia.
In May 2019 federal elections in the Flemish-speaking northern region of Flanders far-right Vlaams Belang party made major gains. In the French-speaking southern area of Wallonia the Socialists were strong. The moderate Flemish nationalist party the N-VA remained the largest party in parliament.
In July 2019 prime minister Charles Michel was selected to hold the post of President of the European Council. His successor Sophie Wilmès was Belgium's first female prime minister. She led the caretaker government since October 2019. The Flemish Liberal party politician Alexander De Croo became new prime minister in October 2020. The parties had agreed on federal government 16 months after the elections.
Communities and regions
Following a usage which can be traced back to the Burgundian and Habsburg courts, in the 19th century it was necessary to speak French to belong to the governing upper class, and those who could only speak Dutch were effectively second-class citizens. Late that century, and continuing into the 20th century, Flemish movements evolved to counter this situation.
While the people in Southern Belgium spoke French or dialects of French, and most Brusselers adopted French as their first language, the Flemings refused to do so and succeeded progressively in making Dutch an equal language in the education system. Following World War II, Belgian politics became increasingly dominated by the autonomy of its two main linguistic communities. Intercommunal tensions rose and the constitution was amended to minimize the potential for conflict.
Based on the four language areas defined in 1962–63 (the Dutch, bilingual, French and German language areas), consecutive revisions of the country's constitution in 1970, 1980, 1988 and 1993 established a unique form of a federal state with segregated political power into three levels:
The federal government, based in Brussels.
The three language communities:
the Flemish Community (Dutch-speaking);
the French Community (French-speaking);
the German-speaking Community.
The three regions:
the Flemish Region, subdivided into five provinces;
the Walloon Region, subdivided into five provinces;
the Brussels-Capital Region.
The constitutional language areas determine the official languages in their municipalities, as well as the geographical limits of the empowered institutions for specific matters. Although this would allow for seven parliaments and governments when the Communities and Regions were created in 1980, Flemish politicians decided to merge both. Thus the Flemings just have one single institutional body of parliament and government is empowered for all except federal and specific municipal matters.
The overlapping boundaries of the Regions and Communities have created two notable peculiarities: the territory of the Brussels-Capital Region (which came into existence nearly a decade after the other regions) is included in both the Flemish and French Communities, and the territory of the German-speaking Community lies wholly within the Walloon Region. Conflicts about jurisdiction between the bodies are resolved by the Constitutional Court of Belgium. The structure is intended as a compromise to allow different cultures to live together peacefully.
Locus of policy jurisdiction
The Federal State's authority includes justice, defense, federal police, social security, nuclear energy, monetary policy and public debt, and other aspects of public finances. State-owned companies include the Belgian Post Group and Belgian Railways. The Federal Government is responsible for the obligations of Belgium and its federalized institutions towards the European Union and NATO. It controls substantial parts of public health, home affairs and foreign affairs. The budget—without the debt—controlled by the federal government amounts to about 50% of the national fiscal income. The federal government employs around 12% of the civil servants.
Communities exercise their authority only within linguistically determined geographical boundaries, originally oriented towards the individuals of a Community's language: culture (including audiovisual media), education and the use of the relevant language. Extensions to personal matters less directly connected with language comprise health policy (curative and preventive medicine) and assistance to individuals (protection of youth, social welfare, aid to families, immigrant assistance services, and so on.).
Regions have authority in fields that can be broadly associated with their territory. These include economy, employment, agriculture, water policy, housing, public works, energy, transport, the environment, town and country planning, nature conservation, credit and foreign trade. They supervise the provinces, municipalities and intercommunal utility companies.
In several fields, the different levels each have their own say on specifics. With education, for instance, the autonomy of the Communities neither includes decisions about the compulsory aspect nor allows for setting minimum requirements for awarding qualifications, which remain federal matters. Each level of government can be involved in scientific research and international relations associated with its powers. The treaty-making power of the Regions' and Communities' Governments is the broadest of all the Federating units of all the Federations all over the world.
Foreign relations
Because of its location at the crossroads of Western Europe, Belgium has historically been the route of invading armies from its larger neighbors. With virtually defenseless borders, Belgium has traditionally sought to avoid domination by the more powerful nations which surround it through a policy of mediation. The Belgians have been strong advocates of European integration. The headquarters of NATO and of several of the institutions of the European Union are located in Belgium.
Armed forces
The Belgian Armed Forces have about 47,000 active troops. In 2019, Belgium's defense budget totaled €4.303 billion ($4.921 billion) representing .93% of its GDP. They are organized into one unified structure which consists of four main components: Land Component or the Army, Air Component or the Air Force, Naval Component or the Navy and the Medical Component. The operational commands of the four components are subordinate to the Staff Department for Operations and Training of the Ministry of Defense, which is headed by the Assistant Chief of Staff Operations and Training, and to the Chief of Defense.
The effects of the Second World War made collective security a priority for Belgian foreign policy. In March 1948 Belgium signed the Treaty of Brussels and then joined NATO in 1948. However, the integration of the armed forces into NATO did not begin until after the Korean War. The Belgians, along with the Luxembourg government, sent a detachment of battalion strength to fight in Korea known as the Belgian United Nations Command. This mission was the first in a long line of UN missions which the Belgians supported. Currently, the Belgian Marine Component is working closely together with the Dutch Navy under the command of the Admiral Benelux.
Economy
Belgium's strongly globalized economy and its transport infrastructure are integrated with the rest of Europe. Its location at the heart of a highly industrialized region helped make it the world's 15th largest trading nation in 2007. The economy is characterized by a highly productive work force, high GNP and high exports per capita. Belgium's main imports are raw materials, machinery and equipment, chemicals, raw diamonds, pharmaceuticals, foodstuffs, transportation equipment, and oil products. Its main exports are machinery and equipment, chemicals, finished diamonds, metals and metal products, and foodstuffs.
The Belgian economy is heavily service-oriented and shows a dual nature: a dynamic Flemish economy and a Walloon economy that lags behind. One of the founding members of the European Union, Belgium strongly supports an open economy and the extension of the powers of EU institutions to integrate member economies. Since 1922, through the Belgium-Luxembourg Economic Union, Belgium and Luxembourg have been a single trade market with customs and currency union.
Belgium was the first continental European country to undergo the Industrial Revolution, in the early 19th century. Areas in Liège Province and around Charleroi rapidly developed mining and steelmaking, which flourished until the mid-20th century in the Sambre and Meuse valley and made Belgium one of the three most industrialized nations in the world from 1830 to 1910. However, by the 1840s the textile industry of Flanders was in severe crisis, and the region experienced famine from 1846 to 1850.
After World War II, Ghent and Antwerp experienced a rapid expansion of the chemical and petroleum industries. The 1973 and 1979 oil crises sent the economy into a recession; it was particularly prolonged in Wallonia, where the steel industry had become less competitive and experienced a serious decline. In the 1980s and 1990s, the economic center of the country continued to shift northwards and is now concentrated in the populous Flemish Diamond area.
By the end of the 1980s, Belgian macroeconomic policies had resulted in a cumulative government debt of about 120% of GDP. , the budget was balanced and public debt was equal to 90.30% of GDP. In 2005 and 2006, real GDP growth rates of 1.5% and 3.0%, respectively, were slightly above the average for the Euro area. Unemployment rates of 8.4% in 2005 and 8.2% in 2006 were close to the area average. By , this had grown to 8.5% compared to an average rate of 9.6% for the European Union as a whole (EU 27). From 1832 until 2002, Belgium's currency was the Belgian franc. Belgium switched to the euro in 2002, with the first sets of euro coins being minted in 1999. The standard Belgian euro coins designated for circulation show the portrait of the monarch (first King Albert II, since 2013 King Philippe).
Despite an 18% decrease observed from 1970 to 1999, Belgium still had in 1999 the highest rail network density within the European Union with 113.8 km/1 000 km2. On the other hand, the same period, 1970–1999, has seen a huge growth (+56%) of the motorway network. In 1999, the density of km motorways per 1000 km2 and 1000 inhabitants amounted to 55.1 and 16.5 respectively and were significantly superior to the EU's means of 13.7 and 15.9.
From a biological resource perspective, Belgium has a low endowment: Belgium's biocapacity adds up to only 0.8 global hectares in 2016, just about half of the 1.6 global hectares of biocapacity available per person worldwide. In contrast, in 2016, Belgians used on average 6.3 global hectares of biocapacity - their ecological footprint of consumption. This means they required about eight times as much biocapacity as Belgium contains. As a result, Belgium was running a biocapacity deficit of 5.5 global hectares per person in 2016.
Belgium experiences some of the most congested traffic in Europe. In 2010, commuters to the cities of Brussels and Antwerp spent respectively 65 and 64 hours a year in traffic jams. Like in most small European countries, more than 80% of the airways traffic is handled by a single airport, the Brussels Airport. The ports of Antwerp and Zeebrugge (Bruges) share more than 80% of Belgian maritime traffic, Antwerp being the second European harbor with a gross weight of goods handled of 115 988 000 t in 2000 after a growth of 10.9% over the preceding five years. In 2016, the port of Antwerp handled 214 million tons after a year-on-year growth of 2.7%.
There is a large economic gap between Flanders and Wallonia. Wallonia was historically wealthy compared to Flanders, mostly due to its heavy industries, but the decline of the steel industry post-World War II led to the region's rapid decline, whereas Flanders rose swiftly. Since then, Flanders has been prosperous, among the wealthiest regions in Europe, whereas Wallonia has been languishing. As of 2007, the unemployment rate of Wallonia is over double that of Flanders. The divide has played a key part in the tensions between the Flemish and Walloons in addition to the already-existing language divide. Pro-independence movements have gained high popularity in Flanders as a consequence. The separatist New Flemish Alliance (N-VA) party, for instance, is the largest party in Belgium.
Science and technology
Contributions to the development of science and technology have appeared throughout the country's history. The 16th century Early Modern flourishing of Western Europe included cartographer Gerardus Mercator, anatomist Andreas Vesalius, herbalist Rembert Dodoens and mathematician Simon Stevin among the most influential scientists.
Chemist Ernest Solvay and engineer Zenobe Gramme (École industrielle de Liège) gave their names to the Solvay process and the Gramme dynamo, respectively, in the 1860s. Bakelite was developed in 1907–1909 by Leo Baekeland. Ernest Solvay also acted as a major philanthropist and gave his name to the Solvay Institute of Sociology, the Solvay Brussels School of Economics and Management and the International Solvay Institutes for Physics and Chemistry which are now part of the Université libre de Bruxelles. In 1911, he started a series of conferences, the Solvay Conferences on Physics and Chemistry, which have had a deep impact on the evolution of quantum physics and chemistry. A major contribution to fundamental science was also due to a Belgian, Monsignor Georges Lemaître (Catholic University of Louvain), who is credited with proposing the Big Bang theory of the origin of the universe in 1927.
Three Nobel Prizes in Physiology or Medicine were awarded to Belgians: Jules Bordet (Université libre de Bruxelles) in 1919, Corneille Heymans (University of Ghent) in 1938 and Albert Claude (Université libre de Bruxelles) together with Christian de Duve (Université catholique de Louvain) in 1974. François Englert (Université libre de Bruxelles) was awarded the Nobel Prize in Physics in 2013. Ilya Prigogine (Université libre de Bruxelles) was awarded the Nobel Prize in Chemistry in 1977. Two Belgian mathematicians have been awarded the Fields Medal: Pierre Deligne in 1978 and Jean Bourgain in 1994. Belgium was ranked 23rd in the Global Innovation Index in 2023.
Demographics
As of 1 January 2020, the total population of Belgium according to its population register was 11,492,641. The population density of Belgium is as of January 2019, making it the 22nd most densely populated country in the world, and the 6th most densely populated country in Europe. The most densely populated province is Antwerp, the least densely populated province is Luxembourg. As of January 2019, the Flemish Region had a population of 6,589,069 (57.6% of Belgium), its most populous cities being Antwerp (523,248), Ghent (260,341) and Bruges (118,284). Wallonia had a population of 3,633,795 (31.8% of Belgium) with Charleroi (201,816), Liège (197,355) and Namur (110,939), its most populous cities. The Brussels-Capital Region has 1,208,542 inhabitants (10.6% of Belgium) in the 19 municipalities, three of which have over 100,000 residents.
In 2017 the average total fertility rate (TFR) across Belgium was 1.64 children per woman, below the replacement rate of 2.1; it remains considerably below the high of 4.87 children born per woman in 1873. Belgium subsequently has one of the oldest populations in the world, with an average age of 41.6 years.
Migration
, nearly 92% of the population had Belgian citizenship, and other European Union member citizens account for around 6%. The prevalent foreign nationals were Italian (171,918), French (125,061), Dutch (116,970), Moroccan (80,579), Portuguese (43,509), Spanish (42,765), Turkish (39,419) and German (37,621). In 2007, there were 1.38 million foreign-born residents in Belgium, corresponding to 12.9% of the total population. Of these, 685,000 (6.4%) were born outside the EU and 695,000 (6.5%) were born in another EU Member State.
At the beginning of 2012, people of foreign background and their descendants were estimated to have formed around 25% of the total population i.e. 2.8 million new Belgians. Of these new Belgians, 1,200,000 are of European ancestry and 1,350,000 are from non-Western countries (most of them from Morocco, Turkey, and the DR Congo). Since the modification of the Belgian nationality law in 1984 more than 1.3 million migrants have acquired Belgian citizenship. The largest group of immigrants and their descendants in Belgium are Italian Belgians and Moroccan Belgians. 89.2% of inhabitants of Turkish origin have been naturalized, as have 88.4% of people of Moroccan background, 75.4% of Italians, 56.2% of the French and 47.8% of Dutch people.
Statbel released figures of the Belgian population in relation to the origin of people in Belgium. According to the data, as of 1 January 2021, 67.3% of the Belgian population was of ethnic Belgian origin and 32.7% were of foreign origin or nationality, with 20.3% of those of a foreign nationality or ethnic group originating from neighbouring countries. The study also found that 74.5% of the Brussels Capital Region were of non-Belgian origin, of which 13.8% originated from neighbouring countries.
Languages
Belgium has three official languages: Dutch, French and German. A number of non-official minority languages are spoken as well.
As no census exists, there are no official statistical data regarding the distribution or usage of Belgium's three official languages or their dialects. However, various criteria, including the language(s) of parents, of education, or the second-language status of foreign born, may provide suggested figures. An estimated 60% of the Belgian population are native speakers of Dutch (often referred to as Flemish), and 40% of the population speaks French natively. French-speaking Belgians are often referred to as Walloons, although the French speakers in Brussels are not Walloons.
The total number of native Dutch speakers is estimated to be about 6.23 million, concentrated in the northern Flanders region, while native French speakers number 3.32 million in Wallonia and an estimated 870,000 (or 85%) in the officially bilingual Brussels-Capital Region. The German-speaking Community is made up of 73,000 people in the east of the Walloon Region; around 10,000 German and 60,000 Belgian nationals are speakers of German. Roughly 23,000 more German speakers live in municipalities near the official Community.
Both Belgian Dutch and Belgian French have minor differences in vocabulary and semantic nuances from the varieties spoken respectively in the Netherlands and France. Many Flemish people still speak dialects of Dutch in their local environment. Walloon, considered either as a dialect of French or a distinct Romance language, is now only understood and spoken occasionally, mostly by elderly people. Walloon is divided into four dialects, which along with those of Picard, are rarely used in public life and have largely been replaced by French.
Religion
The Constitution of Belgium provides for freedom of religion, and the government respects this right in practice. Belgium officially recognizes three religions: Christianity (Catholic, Protestantism, Orthodox churches and Anglicanism), Islam and Judaism. During the reigns of Albert I and Baudouin, the Belgian royal family had a reputation of deeply rooted Catholicism.
Catholicism has traditionally been Belgium's majority religion; being especially strong in Flanders. However, by 2009 Sunday church attendance was 5% for Belgium in total; 3% in Brussels, and 5.4% in Flanders. Church attendance in 2009 in Belgium was roughly half of the Sunday church attendance in 1998 (11% for the total of Belgium in 1998). Despite the drop in church attendance, Catholic identity nevertheless remains an important part of Belgium's culture.
According to the Eurobarometer 2010, 37% of Belgian citizens believe in God, 31% in some sort of spirit or life-force. 27% do not believe in any sort of spirit, God, or life-force. 5% did not respond. According to the Eurobarometer 2015, 60.7% of the total population of Belgium adhered to Christianity, with Catholicism being the largest denomination with 52.9%. Protestants comprised 2.1% and Orthodox Christians were the 1.6% of the total. Non-religious people comprised 32.0% of the population and were divided between atheists (14.9%) and agnostics (17.1%). A further 5.2% of the population was Muslim and 2.1% were believers in other religions. The same survey held in 2012 found that Christianity was the largest religion in Belgium, accounting for 65% of Belgians.
In the early 2000s, there were approximately 42,000 Jews in Belgium. The Jewish Community of Antwerp (numbering some 18,000) is one of the largest in Europe, and one of the last places in the world where Yiddish is the primary language of a large Jewish community (mirroring certain Orthodox and Hasidic communities in New York, New Jersey, and Israel). In addition, most Jewish children in Antwerp receive a Jewish education. There are several Jewish newspapers and more than 45 active synagogues (30 of which are in Antwerp) in the country.
A 2006 inquiry in Flanders, considered to be a more religious region than Wallonia, showed that 55% considered themselves religious and that 36% believed that God created the universe. On the other hand, Wallonia has become one of Europe's most secular/least religious regions. Most of the French-speaking region's population does not consider religion an important part of their lives, and as much as 45% of the population identifies as irreligious. This is particularly the case in eastern Wallonia and areas along the French border.
A 2008 estimate found that approximately 6% of the Belgian population (628,751 people) is Muslim. Muslims constitute 23.6% of the population of Brussels, 4.9% of Wallonia and 5.1% of Flanders. The majority of Belgian Muslims live in the major cities, such as Antwerp, Brussels and Charleroi. The largest group of immigrants in Belgium are Moroccans, with 400,000 people. The Turks are the third largest group, and the second largest Muslim ethnic group, numbering 220,000.
Health
The Belgians enjoy good health. According to 2012 estimates, the average life expectancy is 79.65 years. Since 1960, life expectancy has, in line with the European average, grown by two months per year. Death in Belgium is mainly due to heart and vascular disorders, neoplasms, disorders of the respiratory system and unnatural causes of death (accidents, suicide). Non-natural causes of death and cancer are the most common causes of death for females up to age 24 and males up to age 44.
Healthcare in Belgium is financed through both social security contributions and taxation. Health insurance is compulsory. Health care is delivered by a mixed public and private system of independent medical practitioners and public, university and semi-private hospitals. Health care service are payable by the patient and reimbursed later by health insurance institutions, but for ineligible categories (of patients and services) so-called 3rd party payment systems exist. The Belgian health care system is supervised and financed by the federal government, the Flemish and Walloon Regional governments; and the German Community also has (indirect) oversight and responsibilities.
For the first time in Belgian history, the first child was euthanized following the 2-year mark of the removal of the euthanization age restrictions. The child had been euthanized due to an incurable disease that was inflicted upon the child. Although there may have been some support for the euthanization there is a possibility of controversy due to the issue revolving around the subject of assisted suicide.
Excluding assisted suicide, Belgium has the highest suicide rate in Western Europe and one of the highest suicide rates in the developed world (exceeded only by Lithuania, South Korea, and Latvia).
Education
Education is compulsory from 6 to 18 years of age for Belgians. Among OECD countries in 2002, Belgium had the third highest proportion of 18- to 21-year-olds enrolled in postsecondary education, at 42%. Though an estimated 99% of the adult population is literate, concern is rising over functional illiteracy. The Programme for International Student Assessment (PISA), coordinated by the OECD, currently ranks Belgium's education as the 19th best in the world, being significantly higher than the OECD average. Education is organized separately by each community. The Flemish Community scores noticeably above the French and German-speaking Communities.
Mirroring the structure of the 19th-century Belgian political landscape, characterized by the Liberal and the Catholic parties, the educational system is segregated into secular and religious schools. The secular branch of schooling is controlled by the communities, the provinces, or the municipalities, while religious, mainly Catholic branch education, is organized by religious authorities, which are also subsidized and supervised by the communities.
Culture
Despite its political and linguistic divisions, the region corresponding to today's Belgium has seen the flourishing of major artistic movements that have had tremendous influence on European art and culture. Nowadays, to a certain extent, cultural life is concentrated within each language Community, and a variety of barriers have made a shared cultural sphere less pronounced. Since the 1970s, there are no bilingual universities or colleges in the country except the Royal Military Academy and the Antwerp Maritime Academy.
Fine arts
Contributions to painting and architecture have been especially rich. The Mosan art, the Early Netherlandish, the Flemish Renaissance and Baroque painting and major examples of Romanesque, Gothic, Renaissance and Baroque architecture are milestones in the history of art. While the 15th century's art in the Low Countries is dominated by the religious paintings of Jan van Eyck and Rogier van der Weyden, the 16th century is characterized by a broader panel of styles such as Peter Breughel's landscape paintings and Lambert Lombard's representation of the antique. Though the Baroque style of Peter Paul Rubens and Anthony van Dyck flourished in the early 17th century in the Southern Netherlands, it gradually declined thereafter.
During the 19th and 20th centuries many original romantic, expressionist and surrealist Belgian painters emerged, including James Ensor and other artists belonging to the Les XX group, Constant Permeke, Paul Delvaux and René Magritte. The avant-garde CoBrA movement appeared in the 1950s, while the sculptor Panamarenko remains a remarkable figure in contemporary art. Multidisciplinary artists Jan Fabre, Wim Delvoye and the painter Luc Tuymans are other internationally renowned figures on the contemporary art scene.
Belgian contributions to architecture also continued into the 19th and 20th centuries, including the work of Victor Horta and Henry van de Velde, who were major initiators of the Art Nouveau style.
The vocal music of the Franco-Flemish School developed in the southern part of the Low Countries and was an important contribution to Renaissance culture. In the 19th and 20th centuries, there was an emergence of major violinists, such as Henri Vieuxtemps, Eugène Ysaÿe and Arthur Grumiaux, while Adolphe Sax invented the saxophone in 1846. The composer César Franck was born in Liège in 1822. Contemporary popular music in Belgium is also of repute. Jazz musicians Django Reinhardt and Toots Thielemans and singer Jacques Brel have achieved global fame. Nowadays, singer Stromae has been a musical revelation in Europe and beyond, having great success. In rock/pop music, Telex, Front 242, K's Choice, Hooverphonic, Zap Mama, Soulwax and dEUS are well known. In the heavy metal scene, bands like Machiavel, Channel Zero and Enthroned have a worldwide fan-base.
Belgium has produced several well-known authors, including the poets Emile Verhaeren, Guido Gezelle, Robert Goffin and novelists Hendrik Conscience, Stijn Streuvels, Georges Simenon, Suzanne Lilar, Hugo Claus and Amélie Nothomb. The poet and playwright Maurice Maeterlinck won the Nobel Prize in literature in 1911. The Adventures of Tintin by Hergé is the best known of Franco-Belgian comics, but many other major authors, including Peyo (The Smurfs), André Franquin (Gaston Lagaffe), Dupa (Cubitus), Morris (Lucky Luke), Greg (Achille Talon), Lambil (Les Tuniques Bleues), Edgar P. Jacobs and Willy Vandersteen brought the Belgian cartoon strip industry a worldwide fame. Additionally, famous crime author Agatha Christie created the character Hercule Poirot, a Belgian detective, who has served as a protagonist in a number of her acclaimed mystery novels.
Belgian cinema has brought a number of mainly Flemish novels to life on-screen. Other Belgian directors include André Delvaux, Stijn Coninx, Luc and Jean-Pierre Dardenne; well-known actors include Jean-Claude Van Damme, Jan Decleir and Marie Gillain; and successful films include Bullhead, Man Bites Dog and The Alzheimer Affair.
Belgium is also home to a number of successful fashion designers :Category:Belgian fashion designers.
Folklore
Folklore plays a major role in Belgium's cultural life; the country has a comparatively high number of processions, cavalcades, parades, ommegangs, ducasses, kermesses, and other local festivals, nearly always with an originally religious or mythological background. The three-day Carnival of Binche, near Mons, with its famous Gilles (men dressed in high, plumed hats and bright costumes) is held just before Lent (the 40 days between Ash Wednesday and Easter). Together with the 'Processional Giants and Dragons' of Ath, Brussels, Dendermonde, Mechelen and Mons, it is recognized by UNESCO as a Masterpiece of the Oral and Intangible Heritage of Humanity.
Other examples are the three-day Carnival of Aalst in February or March; the still very religious processions of the Holy Blood taking place in Bruges in May, the Virga Jesse procession held every seven years in Hasselt, the annual procession of Hanswijk in Mechelen, the 15 August festivities in Liège, and the Walloon festival in Namur. Originated in 1832 and revived in the 1960s, the Gentse Feesten (a music and theatre festival organized in Ghent around Belgian National Day, on 21 July) have become a modern tradition. Several of these festivals include sporting competitions, such as cycling, and many fall under the category of kermesses.
A major non-official holiday (which is however not an official public holiday) is Saint Nicholas Day (Dutch: Sinterklaas, French: la Saint-Nicolas), a festivity for children, and in Liège, for students. It takes place each year on 6 December and is a sort of early Christmas. On the evening of 5 December, before going to bed, children put their shoes by the hearth with water or wine and a carrot for Saint Nicholas' horse or donkey. According to tradition, Saint Nicholas comes at night and travels down the chimney. He then takes the food and water or wine, leaves presents, goes back up, feeds his horse or donkey, and continues on his course. He also knows whether children have been good or bad. This holiday is especially loved by children in Belgium and the Netherlands. Dutch immigrants imported the tradition into the United States, where Saint Nicholas is now known as Santa Claus.
Cuisine
Belgium is famous for beer, chocolate, waffles and French fries. The national dishes are steak and fries, and mussels with fries. Many highly ranked Belgian restaurants can be found in the most influential restaurant guides, such as the Michelin Guide. One of the many beers with the high prestige is that of the Trappist monks. Technically, it is an ale and traditionally each abbey's beer is served in its own glass (the forms, heights and widths are different). There are only eleven breweries (six of them are Belgian) that are allowed to brew Trappist beer.
Although Belgian gastronomy is connected to French cuisine, some recipes were reputedly invented there, such as French fries (despite the name, although their exact place of origin is uncertain), Flemish Carbonade (a beef stew with beer, mustard and bay laurel), speculaas (or speculoos in French, a sort of cinnamon and ginger-flavoured shortcrust biscuit), Brussels waffles (and their variant, Liège waffles), waterzooi (a broth made with chicken or fish, cream and vegetables), endive with bechamel sauce, Brussels sprouts, Belgian pralines (Belgium has some of the most renowned chocolate houses), charcuterie (deli meats) and Paling in 't groen (river eels in a sauce of green herbs).
Brands of Belgian chocolate and pralines, like Côte d'Or, Neuhaus, Leonidas and Godiva are famous, as well as independent producers such as Burie and Del Rey in Antwerp and Mary's in Brussels. Belgium produces over 1100 varieties of beer. The Trappist beer of the Abbey of Westvleteren has repeatedly been rated the world's best beer.
The biggest brewer in the world by volume is Anheuser-Busch InBev, based in Leuven.
Sports
Since the 1970s, sports clubs and federations are organized separately within each language community. The (ADEPS) is responsible for recognising the various French-speaking sports federations and also runs three sports centres in the Brussels-Capital Region. Its Dutch-speaking counterpart is (formerly called BLOSO).
Association football is the most popular sport in both parts of Belgium; also very popular are cycling, tennis, swimming, judo and basketball. The Belgium national football team has been among the best on the FIFA World Rankings ever since November 2015, when it reached the top spot for the first time. Since the 1990s, the team has been the world's number one for the most years in history, only behind the records of Brazil and Spain. The team's golden generations with the world class players in the squad, namely Eden Hazard, Kevin De Bruyne, Jean-Marie Pfaff, Jan Ceulemans achieved the bronze medals at World Cup 2018, and silver medals at Euro 1980. Belgium hosted the Euro 1972, and co-hosted the Euro 2000 with the Netherlands.
Belgians hold the most Tour de France victories of any country except France. They also have the most victories on the UCI Road World Championships. With five victories in the Tour de France and numerous other cycling records, Belgian cyclist Eddy Merckx is regarded as one of the greatest cyclists of all time. Philippe Gilbert and Remco Evenepoel were the 2012 and 2022 world champions, respectively. Other well-known Belgian cyclists are Tom Boonen and Wout van Aert.
Kim Clijsters and Justine Henin both were Player of the Year in the Women's Tennis Association as they were ranked the number one female tennis player.
The Spa-Francorchamps motor-racing circuit hosts the Formula One World Championship Belgian Grand Prix. The Belgian driver, Jacky Ickx, won eight Grands Prix and six 24 Hours of Le Mans and finished twice as runner-up in the Formula One World Championship. Belgium also has a strong reputation in, motocross with the riders Joël Robert, Roger De Coster, Georges Jobé, Eric Geboers and Stefan Everts, among others.
Sporting events annually held in Belgium include the Memorial Van Damme athletics competition, the Belgian Grand Prix Formula One, and a number of classic cycle races such as the Tour of Flanders and Liège–Bastogne–Liège. The 1920 Summer Olympics were held in Antwerp. The 1977 European Basketball Championship was held in Liège and Ostend.
See also
Index of Belgium-related articles
Outline of Belgium
Footnotes
References
Online sources
(mentioning other original sources)
Belgium. The World Factbook. Central Intelligence Agency. Retrieved on 7 June 2007.
—Reflections on nations and nation-state developments regarding Belgium
Bibliography
[Also editions [1913], London, ; (1921) D. Unwin and Co., New York also published (1921) as Belgium from the Roman invasion to the present day, The Story of the nations, 67, T. Fisher Unwin, London, ]
Facsimile reprint of a 1902 edition by the author, London Facsimile reprint of a 1909 edition by the author, London
(Several editions in English, incl. (1997) 7th ed.)
External links
Government
Official site of the Belgian monarchy
Official site of the Belgian federal government
General
Belgium. The World Factbook. Central Intelligence Agency.
Belgium at UCB Libraries GovPubs
Belgium information from the United States Department of State
Portals to the World from the United States Library of Congress
Belgium profile from the BBC News
FAO Country Profiles: Belgium
Statistical Profile of Belgium at the Association of Religion Data Archives
Key Development Forecasts for Belgium from International Futures
Official Site of the Belgian Tourist Office in the Americas and GlobeScope
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3352 | https://en.wikipedia.org/wiki/Blues | Blues | Blues is a music genre and musical form that originated in the Deep South of the United States around the 1860s. Blues incorporated spirituals, work songs, field hollers, shouts, chants, and rhymed simple narrative ballads from the African-American culture. The blues form is ubiquitous in jazz, rhythm and blues, and rock and roll, and is characterized by the call-and-response pattern, the blues scale, and specific chord progressions, of which the twelve-bar blues is the most common. Blue notes (or "worried notes"), usually thirds, fifths or sevenths flattened in pitch, are also an essential part of the sound. Blues shuffles or walking bass reinforce the trance-like rhythm and form a repetitive effect known as the groove.
Blues, as a genre, is also characterized by its lyrics, bass lines, and instrumentation. Early traditional blues verses consisted of a single line repeated four times. It was only in the first decades of the 20th century that the most common current structure became standard: the AAB pattern, consisting of a line sung over the four first bars, its repetition over the next four, and then a longer concluding line over the last bars. Early blues frequently took the form of a loose narrative, often relating the racial discrimination and other challenges experienced by African-Americans.
Many elements, such as the call-and-response format and the use of blue notes, can be traced back to the music of Africa. The origins of the blues are also closely related to the religious music of the Afro-American community, the spirituals. The first appearance of the blues is often dated to after the ending of slavery and, later, the development of juke joints. It is associated with the newly acquired freedom of the former slaves. Chroniclers began to report about blues music at the dawn of the 20th century. The first publication of blues sheet music was in 1908. Blues has since evolved from unaccompanied vocal music and oral traditions of slaves into a wide variety of styles and subgenres. Blues subgenres include country blues, Delta blues and Piedmont blues, as well as urban blues styles such as Chicago blues and West Coast blues. World War II marked the transition from acoustic to electric blues and the progressive opening of blues music to a wider audience, especially white listeners. In the 1960s and 1970s, a hybrid form called blues rock developed, which blended blues styles with rock music.
Etymology
The term Blues may have originated from "blue devils", meaning melancholy and sadness. An early use of the term in this sense is in George Colman's one-act farce Blue Devils (1798). The phrase blue devils may also have been derived from a British usage of the 1600s referring to the "intense visual hallucinations that can accompany severe alcohol withdrawal." As time went on, the phrase lost the reference to devils and came to mean a state of agitation or depression. By the 1800s in the United States, the term "blues" was associated with drinking alcohol, a meaning which survives in the phrase blue law, which prohibits the sale of alcohol on Sunday.
In 1827, it was in the sense of a sad state of mind that John James Audubon wrote to his wife that he "had the blues." The phrase "the blues" was written by Charlotte Forten, then aged 25, in her diary on December 14, 1862. She was a free-born black woman from Pennsylvania who was working as a schoolteacher in South Carolina, instructing both slaves and freedmen, and wrote that she "came home with the blues" because she felt lonesome and pitied herself. She overcame her depression and later noted a number of songs, such as "Poor Rosy", that were popular among the slaves. Although she admitted being unable to describe the manner of singing she heard, Forten wrote that the songs "can't be sung without a full heart and a troubled spirit," conditions that have inspired countless blues songs.
Though the use of the phrase in African-American music may be older, it has been attested to in print since 1912, when Hart Wand's "Dallas Blues" became the first copyrighted blues composition. In lyrics, the phrase is often used to describe a depressed mood.
Lyrics
Early traditional blues verses often consisted of a single line repeated four times. However, the most common structure of blues lyrics today was established in the first few decades of the 20th century, known as the "AAB" pattern. This structure consists of a line sung over the first four bars, its repetition over the next four, and a longer concluding line over the last bars. This pattern can be heard in some of the first published blues songs, such as "Dallas Blues" (1912) and "Saint Louis Blues" (1914). According to W.C. Handy, the "AAB" pattern was adopted to avoid the monotony of lines repeated three times. The lyrics are often sung in a rhythmic talk style rather than a melody, resembling a form of talking blues.
Early blues frequently took the form of a loose narrative. African-American singers voiced their "personal woes in a world of harsh reality: a lost love, the cruelty of police officers, oppression at the hands of white folk, [and] hard times". This melancholy has led to the suggestion of an Igbo origin for blues because of the reputation the Igbo had throughout plantations in the Americas for their melancholic music and outlook on life when they were enslaved. Other historians have argued that there is little evidence of Sub-Sahelian influence in the blues as "elaborate polyrhythm, percussion on African drums (as opposed to European drums), [and] collective participation" which are characteristic of West-Central African music below the savannah, are conspicuously absent. According to the historian Paul Oliver, "the roots of the blues were not to be found in the coastal and forest regions of Africa. Rather...the blues was rooted in … the savanna hinterland, from Senegambia through Mali, Burkina Faso, Northern Ghana, Niger, and northern Nigeria." Additionally, ethnomusicologist John Storm Roberts has argued that "The parallels between African savanna-belt string-playing and the techniques of many blues guitarists are remarkable. The big kora of Senegal and Guinea are played in a rhythmic-melodic style that uses constantly changing rhythms, often providing a ground bass overlaid with complex treble patterns, while vocal supplies a third rhythmic layer. Similar techniques can be found in hundreds of blues records."
The lyrics often relate troubles experienced within African American society. For instance Blind Lemon Jefferson's "Rising High Water Blues" (1927) tells of the Great Mississippi Flood of 1927:
Although the blues gained an association with misery and oppression, the lyrics could also be humorous and raunchy:
Hokum blues celebrated both comedic lyrical content and a boisterous, farcical performance style. Tampa Red and Georgia Tom's "It's Tight Like That" (1928) is a sly wordplay with the double meaning of being "tight" with someone, coupled with a more salacious physical familiarity. Blues songs with sexually explicit lyrics were known as dirty blues. The lyrical content became slightly simpler in postwar blues, which tended to focus on relationship woes or sexual worries. Lyrical themes that frequently appeared in prewar blues, such as economic depression, farming, devils, gambling, magic, floods and drought, were less common in postwar blues.
The writer Ed Morales claimed that Yoruba mythology played a part in early blues, citing Robert Johnson's "Cross Road Blues" as a "thinly veiled reference to Eleggua, the orisha in charge of the crossroads". However, the Christian influence was far more obvious. The repertoires of many seminal blues artists, such as Charley Patton and Skip James, included religious songs or spirituals. Reverend Gary Davis and Blind Willie Johnson are examples of artists often categorized as blues musicians for their music, although their lyrics clearly belong to spirituals.
Form
The blues form is a cyclic musical form in which a repeating progression of chords mirrors the call and response scheme commonly found in African and African-American music. During the first decades of the 20th century blues music was not clearly defined in terms of a particular chord progression. With the popularity of early performers, such as Bessie Smith, use of the twelve-bar blues spread across the music industry during the 1920s and 30s. Other chord progressions, such as 8-bar forms, are still considered blues; examples include "How Long Blues", "Trouble in Mind", and Big Bill Broonzy's "Key to the Highway". There are also 16-bar blues, such as Ray Charles's instrumental "Sweet 16 Bars" and Herbie Hancock's "Watermelon Man". Idiosyncratic numbers of bars are occasionally used, such as the 9-bar progression in "Sitting on Top of the World", by Walter Vinson.
The basic 12-bar lyric framework of many blues compositions is reflected by a standard harmonic progression of 12 bars in a 4/4 time signature. The blues chords associated to a twelve-bar blues are typically a set of three different chords played over a 12-bar scheme. They are labeled by Roman numbers referring to the degrees of the progression. For instance, for a blues in the key of C, C is the tonic chord (I) and F is the subdominant (IV).
The last chord is the dominant (V) turnaround, marking the transition to the beginning of the next progression. The lyrics generally end on the last beat of the tenth bar or the first beat of the 11th bar, and the final two bars are given to the instrumentalist as a break; the harmony of this two-bar break, the turnaround, can be extremely complex, sometimes consisting of single notes that defy analysis in terms of chords.
Much of the time, some or all of these chords are played in the harmonic seventh (7th) form. The use of the harmonic seventh interval is characteristic of blues and is popularly called the "blues seven". Blues seven chords add to the harmonic chord a note with a frequency in a 7:4 ratio to the fundamental note. At a 7:4 ratio, it is not close to any interval on the conventional Western diatonic scale. For convenience or by necessity it is often approximated by a minor seventh interval or a dominant seventh chord.
In melody, blues is distinguished by the use of the flattened third, fifth and seventh of the associated major scale.
Blues shuffles or walking bass reinforce the trance-like rhythm and call-and-response, and they form a repetitive effect called a groove. Characteristic of the blues since its Afro-American origins, the shuffles played a central role in swing music. The simplest shuffles, which were the clearest signature of the R&B wave that started in the mid-1940s, were a three-note riff on the bass strings of the guitar. When this riff was played over the bass and the drums, the groove "feel" was created. Shuffle rhythm is often vocalized as "dow, da dow, da dow, da" or "dump, da dump, da dump, da": it consists of uneven, or "swung", eighth notes. On a guitar this may be played as a simple steady bass or it may add to that stepwise quarter note motion from the fifth to the sixth of the chord and back.
History
Origins
Hart Wand's "Dallas Blues" was published in 1912; W.C. Handy's "The Memphis Blues" followed in the same year. The first recording by an African American singer was Mamie Smith's 1920 rendition of Perry Bradford's "Crazy Blues". But the origins of the blues were some decades earlier, probably around 1890. This music is poorly documented, partly because of racial discrimination in U.S. society, including academic circles, and partly because of the low rate of literacy among rural African Americans at the time.
Reports of blues music in southern Texas and the Deep South were written at the dawn of the 20th century. Charles Peabody mentioned the appearance of blues music at Clarksdale, Mississippi, and Gate Thomas reported similar songs in southern Texas around 1901–1902. These observations coincide more or less with the recollections of Jelly Roll Morton, who said he first heard blues music in New Orleans in 1902; Ma Rainey, who remembered first hearing the blues in the same year in Missouri; and W.C. Handy, who first heard the blues in Tutwiler, Mississippi, in 1903. The first extensive research in the field was performed by Howard W. Odum, who published an anthology of folk songs from Lafayette County, Mississippi, and Newton County, Georgia, between 1905 and 1908. The first noncommercial recordings of blues music, termed proto-blues by Paul Oliver, were made by Odum for research purposes at the very beginning of the 20th century. They are now lost.
Other recordings that are still available were made in 1924 by Lawrence Gellert. Later, several recordings were made by Robert W. Gordon, who became head of the Archive of American Folk Songs of the Library of Congress. Gordon's successor at the library was John Lomax. In the 1930s, Lomax and his son Alan made a large number of non-commercial blues recordings that testify to the huge variety of proto-blues styles, such as field hollers and ring shouts. A record of blues music as it existed before 1920 can also be found in the recordings of artists such as Lead Belly and Henry Thomas. All these sources show the existence of many different structures distinct from twelve-, eight-, or sixteen-bar.
The social and economic reasons for the appearance of the blues are not fully known. The first appearance of the blues is usually dated after the Emancipation Act of 1863, between 1860s and 1890s, a period that coincides with post-emancipation and later, the establishment of juke joints as places where African-Americans went to listen to music, dance, or gamble after a hard day's work. This period corresponds to the transition from slavery to sharecropping, small-scale agricultural production, and the expansion of railroads in the southern United States. Several scholars characterize the development of blues music in the early 1900s as a move from group performance to individualized performance. They argue that the development of the blues is associated with the newly acquired freedom of the enslaved people.
According to Lawrence Levine, "there was a direct relationship between the national ideological emphasis upon the individual, the popularity of Booker T. Washington's teachings, and the rise of the blues." Levine stated that "psychologically, socially, and economically, African-Americans were being acculturated in a way that would have been impossible during slavery, and it is hardly surprising that their secular music reflected this as much as their religious music did."
There are few characteristics common to all blues music, because the genre took its shape from the idiosyncrasies of individual performers. However, there are some characteristics that were present long before the creation of the modern blues. Call-and-response shouts were an early form of blues-like music; they were a "functional expression ... style without accompaniment or harmony and unbounded by the formality of any particular musical structure". A form of this pre-blues was heard in slave ring shouts and field hollers, expanded into "simple solo songs laden with emotional content".
Blues has evolved from the unaccompanied vocal music and oral traditions of slaves imported from West Africa and rural blacks into a wide variety of styles and subgenres, with regional variations across the United States. Although blues (as it is now known) can be seen as a musical style based on both European harmonic structure and the African call-and-response tradition that transformed into an interplay of voice and guitar, the blues form itself bears no resemblance to the melodic styles of the West African griots. Additionally, there are theories that the four-beats-per-measure structure of the blues might have its origins in the Native American tradition of pow wow drumming. Some scholars identify strong influences on the blues from the melodic structures of certain West African musical styles of the savanna and sahel. Lucy Durran finds similarities with the melodies of the Bambara people, and to a lesser degree, the Soninke people and Wolof people, but not as much of the Mandinka people. Gerard Kubik finds similarities to the melodic styles of both the west African savanna and central Africa, both of which were sources of enslaved people.
No specific African musical form can be identified as the single direct ancestor of the blues. However the call-and-response format can be traced back to the music of Africa. That blue notes predate their use in blues and have an African origin is attested to by "A Negro Love Song", by the English composer Samuel Coleridge-Taylor, from his African Suite for Piano, written in 1898, which contains blue third and seventh notes.
The Diddley bow (a homemade one-stringed instrument found in parts of the American South sometimes referred to as a jitterbug or a one-string in the early twentieth century) and the banjo are African-derived instruments that may have helped in the transfer of African performance techniques into the early blues instrumental vocabulary. The banjo seems to be directly imported from West African music. It is similar to the musical instrument that griots and other Africans such as the Igbo played (called halam or akonting by African peoples such as the Wolof, Fula and Mandinka). However, in the 1920s, when country blues began to be recorded, the use of the banjo in blues music was quite marginal and limited to individuals such as Papa Charlie Jackson and later Gus Cannon.
Blues music also adopted elements from the "Ethiopian airs", minstrel shows and Negro spirituals, including instrumental and harmonic accompaniment. The style also was closely related to ragtime, which developed at about the same time, though the blues better preserved "the original melodic patterns of African music".
The musical forms and styles that are now considered the blues as well as modern country music arose in the same regions of the southern United States during the 19th century. Recorded blues and country music can be found as far back as the 1920s, when the record industry created the marketing categories "race music" and "hillbilly music" to sell music by blacks for blacks and by whites for whites, respectively. At the time, there was no clear musical division between "blues" and "country", except for the ethnicity of the performer, and even that was sometimes documented incorrectly by record companies.
Though musicologists can now attempt to define the blues narrowly in terms of certain chord structures and lyric forms thought to have originated in West Africa, audiences originally heard the music in a far more general way: it was simply the music of the rural south, notably the Mississippi Delta. Black and white musicians shared the same repertoire and thought of themselves as "songsters" rather than blues musicians. The notion of blues as a separate genre arose during the black migration from the countryside to urban areas in the 1920s and the simultaneous development of the recording industry. Blues became a code word for a record designed to sell to black listeners.
The origins of the blues are closely related to the religious music of Afro-American community, the spirituals. The origins of spirituals go back much further than the blues, usually dating back to the middle of the 18th century, when the slaves were Christianized and began to sing and play Christian hymns, in particular those of Isaac Watts, which were very popular. Before the blues gained its formal definition in terms of chord progressions, it was defined as the secular counterpart of spirituals. It was the low-down music played by rural blacks.
Depending on the religious community a musician belonged to, it was more or less considered a sin to play this low-down music: blues was the devil's music. Musicians were therefore segregated into two categories: gospel singers and blues singers, guitar preachers and songsters. However, when rural black music began to be recorded in the 1920s, both categories of musicians used similar techniques: call-and-response patterns, blue notes, and slide guitars. Gospel music was nevertheless using musical forms that were compatible with Christian hymns and therefore less marked by the blues form than its secular counterpart.
Pre-war blues
The American sheet music publishing industry produced a great deal of ragtime music. By 1912, the sheet music industry had published three popular blues-like compositions, precipitating the Tin Pan Alley adoption of blues elements: "Baby Seals' Blues", by "Baby" Franklin Seals (arranged by Artie Matthews); "Dallas Blues", by Hart Wand; and "The Memphis Blues", by W.C. Handy.
Handy was a formally trained musician, composer and arranger who helped to popularize the blues by transcribing and orchestrating blues in an almost symphonic style, with bands and singers. He became a popular and prolific composer, and billed himself as the "Father of the Blues"; however, his compositions can be described as a fusion of blues with ragtime and jazz, a merger facilitated using the Cuban habanera rhythm that had long been a part of ragtime; Handy's signature work was the "Saint Louis Blues".
In the 1920s, the blues became a major element of African American and American popular music, also reaching white audiences via Handy's arrangements and the classic female blues performers. These female performers became perhaps the first African American "superstars", and their recording sales demonstrated "a huge appetite for records made by and for black people." The blues evolved from informal performances in bars to entertainment in theaters. Blues performances were organized by the Theater Owners Booking Association in nightclubs such as the Cotton Club and juke joints such as the bars along Beale Street in Memphis. Several record companies, such as the American Record Corporation, Okeh Records, and Paramount Records, began to record African-American music.
As the recording industry grew, country blues performers like Bo Carter, Jimmie Rodgers, Blind Lemon Jefferson, Lonnie Johnson, Tampa Red and Blind Blake became more popular in the African American community. Kentucky-born Sylvester Weaver was in 1923 the first to record the slide guitar style, in which a guitar is fretted with a knife blade or the sawed-off neck of a bottle. The slide guitar became an important part of the Delta blues. The first blues recordings from the 1920s are categorized as a traditional, rural country blues and a more polished city or urban blues.
Country blues performers often improvised, either without accompaniment or with only a banjo or guitar. Regional styles of country blues varied widely in the early 20th century. The (Mississippi) Delta blues was a rootsy sparse style with passionate vocals accompanied by slide guitar. The little-recorded Robert Johnson combined elements of urban and rural blues. In addition to Robert Johnson, influential performers of this style included his predecessors Charley Patton and Son House. Singers such as Blind Willie McTell and Blind Boy Fuller performed in the southeastern "delicate and lyrical" Piedmont blues tradition, which used an elaborate ragtime-based fingerpicking guitar technique. Georgia also had an early slide tradition, with Curley Weaver, Tampa Red, "Barbecue Bob" Hicks and James "Kokomo" Arnold as representatives of this style.
The lively Memphis blues style, which developed in the 1920s and 1930s near Memphis, Tennessee, was influenced by jug bands such as the Memphis Jug Band or the Gus Cannon's Jug Stompers. Performers such as Frank Stokes, Sleepy John Estes, Robert Wilkins, Joe McCoy, Casey Bill Weldon and Memphis Minnie used a variety of unusual instruments such as washboard, fiddle, kazoo or mandolin. Memphis Minnie was famous for her virtuoso guitar style. Pianist Memphis Slim began his career in Memphis, but his distinct style was smoother and had some swing elements. Many blues musicians based in Memphis moved to Chicago in the late 1930s or early 1940s and became part of the urban blues movement.
Urban blues
City or urban blues styles were more codified and elaborate, as a performer was no longer within their local, immediate community, and had to adapt to a larger, more varied audience's aesthetic. Classic female urban and vaudeville blues singers were popular in the 1920s, among them "the big three"—Gertrude "Ma" Rainey, Bessie Smith, and Lucille Bogan. Mamie Smith, more a vaudeville performer than a blues artist, was the first African American to record a blues song, in 1920; her second record, "Crazy Blues", sold 75,000 copies in its first month. Ma Rainey, the "Mother of Blues", and Bessie Smith each "[sang] around center tones, perhaps in order to project her voice more easily to the back of a room". Smith would "sing a song in an unusual key, and her artistry in bending and stretching notes with her beautiful, powerful contralto to accommodate her own interpretation was unsurpassed".
In 1920, the vaudeville singer Lucille Hegamin became the second black woman to record blues when she recorded "The Jazz Me Blues", and Victoria Spivey, sometimes called Queen Victoria or Za Zu Girl, had a recording career that began in 1926 and spanned forty years. These recordings were typically labeled "race records" to distinguish them from records sold to white audiences. Nonetheless, the recordings of some of the classic female blues singers were purchased by white buyers as well. These blueswomen's contributions to the genre included "increased improvisation on melodic lines, unusual phrasing which altered the emphasis and impact of the lyrics, and vocal dramatics using shouts, groans, moans, and wails. The blues women thus effected changes in other types of popular singing that had spin-offs in jazz, Broadway musicals, torch songs of the 1930s and 1940s, gospel, rhythm and blues, and eventually rock and roll."
Urban male performers included popular black musicians of the era, such as Tampa Red, Big Bill Broonzy and Leroy Carr. An important label of this era was the Chicago-based Bluebird Records. Before World War II, Tampa Red was sometimes referred to as "the Guitar Wizard". Carr accompanied himself on the piano with Scrapper Blackwell on guitar, a format that continued well into the 1950s with artists such as Charles Brown and even Nat "King" Cole.
Boogie-woogie was another important style of 1930s and early 1940s urban blues. While the style is often associated with solo piano, boogie-woogie was also used to accompany singers and, as a solo part, in bands and small combos. Boogie-woogie style was characterized by a regular bass figure, an ostinato or riff and shifts of level in the left hand, elaborating each chord and trills and decorations in the right hand. Boogie-woogie was pioneered by the Chicago-based Jimmy Yancey and the Boogie-Woogie Trio (Albert Ammons, Pete Johnson and Meade Lux Lewis). Chicago boogie-woogie performers included Clarence "Pine Top" Smith and Earl Hines, who "linked the propulsive left-hand rhythms of the ragtime pianists with melodic figures similar to those of Armstrong's trumpet in the right hand". The smooth Louisiana style of Professor Longhair and, more recently, Dr. John blends classic rhythm and blues with blues styles.
Another development in this period was big band blues. The "territory bands" operating out of Kansas City, the Bennie Moten orchestra, Jay McShann, and the Count Basie Orchestra were also concentrating on the blues, with 12-bar blues instrumentals such as Basie's "One O'Clock Jump" and "Jumpin' at the Woodside" and boisterous "blues shouting" by Jimmy Rushing on songs such as "Going to Chicago" and "Sent for You Yesterday". A well-known big band blues tune is Glenn Miller's "In the Mood". In the 1940s, the jump blues style developed. Jump blues grew up from the boogie-woogie wave and was strongly influenced by big band music. It uses saxophone or other brass instruments and the guitar in the rhythm section to create a jazzy, up-tempo sound with declamatory vocals. Jump blues tunes by Louis Jordan and Big Joe Turner, based in Kansas City, Missouri, influenced the development of later styles such as rock and roll and rhythm and blues. Dallas-born T-Bone Walker, who is often associated with the California blues style, performed a successful transition from the early urban blues à la Lonnie Johnson and Leroy Carr to the jump blues style and dominated the blues-jazz scene at Los Angeles during the 1940s.
1950s
The transition from country blues to urban blues that began in the 1920s was driven by the successive waves of economic crisis and booms that led many rural blacks to move to urban areas, in a movement known as the Great Migration. The long boom following World War II induced another massive migration of the African-American population, the Second Great Migration, which was accompanied by a significant increase of the real income of the urban blacks. The new migrants constituted a new market for the music industry. The term race record, initially used by the music industry for African-American music, was replaced by the term rhythm and blues. This rapidly evolving market was mirrored by Billboard magazine's Rhythm & Blues chart. This marketing strategy reinforced trends in urban blues music such as the use of electric instruments and amplification and the generalization of the blues beat, the blues shuffle, which became ubiquitous in rhythm and blues (R&B). This commercial stream had important consequences for blues music, which, together with jazz and gospel music, became a component of R&B.
After World War II, new styles of electric blues became popular in cities such as Chicago, Memphis, Detroit and St. Louis. Electric blues used electric guitars, double bass (gradually replaced by bass guitar), drums, and harmonica (or "blues harp") played through a microphone and a PA system or an overdriven guitar amplifier. Chicago became a center for electric blues from 1948 on, when Muddy Waters recorded his first success, "I Can't Be Satisfied". Chicago blues is influenced to a large extent by Delta blues, because many performers had migrated from the Mississippi region.
Howlin' Wolf, Muddy Waters, Willie Dixon and Jimmy Reed were all born in Mississippi and moved to Chicago during the Great Migration. Their style is characterized by the use of electric guitar, sometimes slide guitar, harmonica, and a rhythm section of bass and drums. The saxophonist J. T. Brown played in bands led by Elmore James and by J. B. Lenoir, but the saxophone was used as a backing instrument for rhythmic support more than as a lead instrument.
Little Walter, Sonny Boy Williamson (Rice Miller) and Sonny Terry are well known harmonica (called "harp" by blues musicians) players of the early Chicago blues scene. Other harp players such as Big Walter Horton were also influential. Muddy Waters and Elmore James were known for their innovative use of slide electric guitar. Howlin' Wolf and Muddy Waters were known for their deep, "gravelly" voices.
The bassist and prolific songwriter and composer Willie Dixon played a major role on the Chicago blues scene. He composed and wrote many standard blues songs of the period, such as "Hoochie Coochie Man", "I Just Want to Make Love to You" (both penned for Muddy Waters) and, "Wang Dang Doodle" and "Back Door Man" for Howlin' Wolf. Most artists of the Chicago blues style recorded for the Chicago-based Chess Records and Checker Records labels. Smaller blues labels of this era included Vee-Jay Records and J.O.B. Records. During the early 1950s, the dominating Chicago labels were challenged by Sam Phillips' Sun Records company in Memphis, which recorded B. B. King and Howlin' Wolf before he moved to Chicago in 1960. After Phillips discovered Elvis Presley in 1954, the Sun label turned to the rapidly expanding white audience and started recording mostly rock 'n' roll.
In the 1950s, blues had a huge influence on mainstream American popular music. While popular musicians like Bo Diddley and Chuck Berry, both recording for Chess, were influenced by the Chicago blues, their enthusiastic playing styles departed from the melancholy aspects of blues. Chicago blues also influenced Louisiana's zydeco music, with Clifton Chenier using blues accents. Zydeco musicians used electric solo guitar and cajun arrangements of blues standards.
In England, electric blues took root there during a much acclaimed Muddy Waters tour in 1958. Waters, unsuspecting of his audience's tendency towards skiffle, an acoustic, softer brand of blues, turned up his amp and started to play his Chicago brand of electric blues. Although the audience was largely jolted by the performance, the performance influenced local musicians such as Alexis Korner and Cyril Davies to emulate this louder style, inspiring the British Invasion of the Rolling Stones and the Yardbirds.
In the late 1950s, a new blues style emerged on Chicago's West Side pioneered by Magic Sam, Buddy Guy and Otis Rush on Cobra Records. The "West Side sound" had strong rhythmic support from a rhythm guitar, bass guitar and drums and as perfected by Guy, Freddie King, Magic Slim and Luther Allison was dominated by amplified electric lead guitar. Expressive guitar solos were a key feature of this music.
Other blues artists, such as John Lee Hooker, had influences not directly related to the Chicago style. John Lee Hooker's blues is more "personal", based on Hooker's deep rough voice accompanied by a single electric guitar. Though not directly influenced by boogie-woogie, his "groovy" style is sometimes called "guitar boogie". His first hit, "Boogie Chillen", reached number 1 on the R&B charts in 1949.
By the late 1950s, the swamp blues genre developed near Baton Rouge, with performers such as Lightnin' Slim, Slim Harpo, Sam Myers and Jerry McCain around the producer J. D. "Jay" Miller and the Excello label. Strongly influenced by Jimmy Reed, swamp blues has a slower pace and a simpler use of the harmonica than the Chicago blues style performers such as Little Walter or Muddy Waters. Songs from this genre include "Scratch my Back", "She's Tough" and "I'm a King Bee". Alan Lomax's recordings of Mississippi Fred McDowell would eventually bring him wider attention on both the blues and folk circuit, with McDowell's droning style influencing North Mississippi hill country blues musicians.
1960s and 1970s
By the beginning of the 1960s, genres influenced by African American music such as rock and roll and soul were part of mainstream popular music. White performers such as the Rolling Stones and the Beatles had brought African-American music to new audiences, within the U.S. and abroad. However, the blues wave that brought artists such as Muddy Waters to the foreground had stopped. Bluesmen such as Big Bill Broonzy and Willie Dixon started looking for new markets in Europe. Dick Waterman and the blues festivals he organized in Europe played a major role in propagating blues music abroad. In the UK, bands emulated U.S. blues legends, and UK blues rock-based bands had an influential role throughout the 1960s.
Blues performers such as John Lee Hooker and Muddy Waters continued to perform to enthusiastic audiences, inspiring new artists steeped in traditional blues, such as New York–born Taj Mahal. John Lee Hooker blended his blues style with rock elements and playing with younger white musicians, creating a musical style that can be heard on the 1971 album Endless Boogie. B. B. King's singing and virtuoso guitar technique earned him the eponymous title "king of the blues". King introduced a sophisticated style of guitar soloing based on fluid string bending and shimmering vibrato that influenced many later electric blues guitarists. In contrast to the Chicago style, King's band used strong brass support from a saxophone, trumpet, and trombone, instead of using slide guitar or harp. Tennessee-born Bobby "Blue" Bland, like B. B. King, also straddled the blues and R&B genres. During this period, Freddie King and Albert King often played with rock and soul musicians (Eric Clapton and Booker T & the MGs) and had a major influence on those styles of music.
The music of the civil rights movement and Free Speech Movement in the U.S. prompted a resurgence of interest in American roots music and early African American music. As well festivals such as the Newport Folk Festival brought traditional blues to a new audience, which helped to revive interest in prewar acoustic blues and performers such as Son House, Mississippi John Hurt, Skip James, and Reverend Gary Davis. Many compilations of classic prewar blues were republished by the Yazoo Records. J. B. Lenoir from the Chicago blues movement in the 1950s recorded several LPs using acoustic guitar, sometimes accompanied by Willie Dixon on the acoustic bass or drums. His songs, originally distributed only in Europe, commented on political issues such as racism or Vietnam War issues, which was unusual for this period. His album Alabama Blues contained a song with the following lyric:
White audiences' interest in the blues during the 1960s increased due to the Chicago-based Paul Butterfield Blues Band featuring guitarist Michael Bloomfield and singer/songwriter Nick Gravenites, and the British blues movement. The style of British blues developed in the UK, when musicians such as Cyril Davies, Alexis Korner's Blues Incorporated, Fleetwood Mac, John Mayall & the Bluesbreakers, the Rolling Stones, Animals, the Yardbirds, Aynsley Dunbar Retaliation, Chicken Shack, early Jethro Tull, Cream and the Irish musician Rory Gallagher performed classic blues songs from the Delta or Chicago blues traditions.
In 1963, Amiri Baraka, then known as LeRoi Jones, was the first to write a book on the social history of the blues in Blues People: The Negro Music in White America. The British and blues musicians of the early 1960s inspired a number of American blues rock performers, including Canned Heat, Janis Joplin, Johnny Winter, the J. Geils Band, Ry Cooder, and the Allman Brothers Band. One blues rock performer, Jimi Hendrix, was a rarity in his field at the time: a Black man who played psychedelic rock. Hendrix was a skilled guitarist, and a pioneer in the innovative use of distortion and audio feedback in his music. Through these artists and others, blues music influenced the development of rock music. Later in the 1960s, British singer Jo Ann Kelly started her recording career. In the US, from the 1970s, female singers Bonnie Raitt and Phoebe Snow performed blues.
In the early 1970s, the Texas rock-blues style emerged, which used guitars in both solo and rhythm roles. In contrast with the West Side blues, the Texas style is strongly influenced by the British rock-blues movement. Major artists of the Texas style are Johnny Winter, Stevie Ray Vaughan, the Fabulous Thunderbirds (led by harmonica player and singer-songwriter Kim Wilson), and ZZ Top. These artists all began their musical careers in the 1970s but they did not achieve international success until the next decade.
1980s to the present
Since the 1980s there has been a resurgence of interest in the blues among a certain part of the African-American population, particularly around Jackson, Mississippi and other deep South regions. Often termed "soul blues" or "Southern soul", the music at the heart of this movement was given new life by the unexpected success of two particular recordings on the Jackson-based Malaco label: Z. Z. Hill's Down Home Blues (1982) and Little Milton's The Blues is Alright (1984). Contemporary African-American performers who work in this style of the blues include Bobby Rush, Denise LaSalle, Sir Charles Jones, Bettye LaVette, Marvin Sease, Peggy Scott-Adams, Mel Waiters, Clarence Carter, Dr. "Feelgood" Potts, O.B. Buchana, Ms. Jody, Shirley Brown, and dozens of others.
During the 1980s blues also continued in both traditional and new forms. In 1986 the album Strong Persuader announced Robert Cray as a major blues artist. The first Stevie Ray Vaughan recording Texas Flood was released in 1983, and the Texas-based guitarist exploded onto the international stage. John Lee Hooker's popularity was revived with the album The Healer in 1989. Eric Clapton, known for his performances with the Blues Breakers and Cream, made a comeback in the 1990s with his album Unplugged, in which he played some standard blues numbers on acoustic guitar.
However, beginning in the 1990s, digital multitrack recording and other technological advances and new marketing strategies including video clip production increased costs, challenging the spontaneity and improvisation that are an important component of blues music. In the 1980s and 1990s, blues publications such as Living Blues and Blues Revue were launched, major cities began forming blues societies, outdoor blues festivals became more common, and more nightclubs and venues for blues emerged. Tedeschi Trucks Band and Gov't Mule released blues rock albums. Female blues singers such as Bonnie Raitt, Susan Tedeschi, Sue Foley and Shannon Curfman also recorded albums.
In the 1990s, the largely ignored hill country blues gained minor recognition in both blues and alternative rock music circles with northern Mississippi artists R. L. Burnside and Junior Kimbrough. Blues performers explored a range of musical genres, as can be seen, for example, from the broad array of nominees of the yearly Blues Music Awards, previously named W.C. Handy Awards or of the Grammy Awards for Best Contemporary and Traditional Blues Album. The Billboard Blues Album chart provides an overview of current blues hits. Contemporary blues music is nurtured by several blues labels such as: Alligator Records, Ruf Records, Severn Records, Chess Records (MCA), Delmark Records, NorthernBlues Music, Fat Possum Records and Vanguard Records (Artemis Records). Some labels are famous for rediscovering and remastering blues rarities, including Arhoolie Records, Smithsonian Folkways Recordings (heir of Folkways Records), and Yazoo Records (Shanachie Records).
Musical impact
Blues musical styles, forms (12-bar blues), melodies, and the blues scale have influenced many other genres of music, such as rock and roll, jazz, and popular music. Prominent jazz, folk or rock performers, such as Louis Armstrong, Duke Ellington, Miles Davis, and Bob Dylan have performed significant blues recordings. The blues scale is often used in popular songs like Harold Arlen's "Blues in the Night", blues ballads like "Since I Fell for You" and "Please Send Me Someone to Love", and even in orchestral works such as George Gershwin's "Rhapsody in Blue" and "Concerto in F". Gershwin's second "Prelude" for solo piano is an interesting example of a classical blues, maintaining the form with academic strictness. The blues scale is ubiquitous in modern popular music and informs many modal frames, especially the ladder of thirds used in rock music (for example, in "A Hard Day's Night"). Blues forms are used in the theme to the televised Batman, teen idol Fabian Forte's hit, "Turn Me Loose", country music star Jimmie Rodgers' music, and guitarist/vocalist Tracy Chapman's hit "Give Me One Reason".
Early country bluesmen such as Skip James, Charley Patton, Georgia Tom Dorsey played country and urban blues and had influences from spiritual singing. Dorsey helped to popularize Gospel music. Gospel music developed in the 1930s, with the Golden Gate Quartet. In the 1950s, soul music by Sam Cooke, Ray Charles and James Brown used gospel and blues music elements. In the 1960s and 1970s, gospel and blues were merged in soul blues music. Funk music of the 1970s was influenced by soul; funk can be seen as an antecedent of hip-hop and contemporary R&B.
R&B music can be traced back to spirituals and blues. Musically, spirituals were a descendant of New England choral traditions, and in particular of Isaac Watts's hymns, mixed with African rhythms and call-and-response forms. Spirituals or religious chants in the African-American community are much better documented than the "low-down" blues. Spiritual singing developed because African-American communities could gather for mass or worship gatherings, which were called camp meetings.
Edward P. Comentale has noted how the blues was often used as a medium for art or self-expression, stating: "As heard from Delta shacks to Chicago tenements to Harlem cabarets, the blues proved—despite its pained origins—a remarkably flexible medium and a new arena for the shaping of identity and community."
Before World War II, the boundaries between blues and jazz were less clear. Usually, jazz had harmonic structures stemming from brass bands, whereas blues had blues forms such as the 12-bar blues. However, the jump blues of the 1940s mixed both styles. After WWII, blues had a substantial influence on jazz. Bebop classics, such as Charlie Parker's "Now's the Time", used the blues form with the pentatonic scale and blue notes.
Bebop marked a major shift in the role of jazz, from a popular style of music for dancing to a "high-art", less-accessible, cerebral "musician's music". The audience for both blues and jazz split, and the border between blues and jazz became more defined.
The blues' 12-bar structure and the blues scale was a major influence on rock and roll music. Rock and roll has been called "blues with a backbeat"; Carl Perkins called rockabilly "blues with a country beat". Rockabillies were also said to be 12-bar blues played with a bluegrass beat. "Hound Dog", with its unmodified 12-bar structure (in both harmony and lyrics) and a melody centered on flatted third of the tonic (and flatted seventh of the subdominant), is a blues song transformed into a rock and roll song. Jerry Lee Lewis's style of rock and roll was heavily influenced by the blues and its derivative boogie-woogie. His style of music was not exactly rockabilly but it has been often called real rock and roll (this is a label he shares with several African American rock and roll performers).
Many early rock and roll songs are based on blues: "That's All Right Mama", "Johnny B. Goode", "Blue Suede Shoes", "Whole Lotta Shakin' Goin On", "Shake, Rattle, and Roll", and "Long Tall Sally". The early African American rock musicians retained the sexual themes and innuendos of blues music: "Got a gal named Sue, knows just what to do" ("Tutti Frutti", Little Richard) or "See the girl with the red dress on, She can do the Birdland all night long" ("What'd I Say", Ray Charles). The 12-bar blues structure can be found even in novelty pop songs, such as Bob Dylan's "Obviously Five Believers" and Esther and Abi Ofarim's "Cinderella Rockefella".
Early country music was infused with the blues. Jimmie Rodgers, Moon Mullican, Bob Wills, Bill Monroe and Hank Williams have all described themselves as blues singers and their music has a blues feel that is different, at first glance at least, from the later country-pop of artists like Eddy Arnold. Yet, if one looks back further, Arnold also started out singing bluesy songs like 'I'll Hold You in My Heart'. A lot of the 1970s-era "outlaw" country music by Willie Nelson and Waylon Jennings also borrowed from the blues. When Jerry Lee Lewis returned to country music after the decline of 1950s style rock and roll, he sang with a blues feel and often included blues standards on his albums.
In popular culture
Like jazz, rock and roll, heavy metal music, hip hop music, reggae, country music, Latin music, funk, and pop music, blues has been accused of being the "devil's music" and of inciting violence and other poor behavior. In the early 20th century, the blues was considered disreputable, especially as white audiences began listening to the blues during the 1920s. In the early twentieth century, W.C. Handy was the first to popularize blues-influenced music among non-Black Americans.
During the blues revival of the 1960s and 1970s, acoustic blues artist Taj Mahal and Texas bluesman Lightnin' Hopkins wrote and performed music that figured prominently in the critically acclaimed film Sounder (1972). The film earned Mahal a Grammy nomination for Best Original Score Written for a Motion Picture and a BAFTA nomination. Almost 30 years later, Mahal wrote blues for, and performed a banjo composition, claw-hammer style, in the 2001 movie release Songcatcher, which focused on the story of the preservation of the roots music of Appalachia.
Perhaps the most visible example of the blues style of music in the late 20th century came in 1980, when Dan Aykroyd and John Belushi released the film The Blues Brothers. The film drew many of the biggest living influencers of the rhythm and blues genre together, such as Ray Charles, James Brown, Cab Calloway, Aretha Franklin, and John Lee Hooker. The band formed also began a successful tour under the Blues Brothers marquee. 1998 brought a sequel, Blues Brothers 2000 that, while not holding as great a critical and financial success, featured a much larger number of blues artists, such as B.B. King, Bo Diddley, Erykah Badu, Eric Clapton, Steve Winwood, Charlie Musselwhite, Blues Traveler, Jimmie Vaughan, and Jeff Baxter.
In 2003, Martin Scorsese made significant efforts to promote the blues to a larger audience. He asked several famous directors such as Clint Eastwood and Wim Wenders to participate in a series of documentary films for PBS called The Blues. He also participated in the rendition of compilations of major blues artists in a series of high-quality CDs. Blues guitarist and vocalist Keb' Mo' performed his blues rendition of "America, the Beautiful" in 2006 to close out the final season of the television series The West Wing.
The blues was highlighted in season 2012, episode 1 of In Performance at the White House, entitled "Red, White and Blues". Hosted by Barack and Michelle Obama, the show featured performances by B.B. King, Buddy Guy, Gary Clark Jr., Jeff Beck, Derek Trucks, Keb Mo, and others.
See also
List of blues festivals
List of blues musicians
List of blues standards
References
Bibliography
Bransford, Steve (2004). "Blues in the Lower Chattahoochee Valley" Southern Spaces.
Further reading
Abbott, Lynn; Doug Seroff. The Original Blues: The Emergence of the Blues in African-American Vaudeville, 1889–1926. Jackson, MS: University Press of Mississippi, 2019. .
Brown, Luther. "Inside Poor Monkey's", Southern Spaces, June 22, 2006.
Dixon, Robert M.W.; Godrich, John (1970). Recording the Blues. London: Studio Vista. 85 pp. SBN 289-79829-9.
Welding, Peter; Brown, Toby, eds. (1991). Bluesland: Portraits of Twelve Major American Blues Masters. New York: Penguin Group. 253 + [2] pp. .
External links
The American Folklife Center's Online Collections and Presentations
The Blue Shoe Project – Nationwide (U.S.) Blues Education Programming
"The Blues", documentary series by Martin Scorsese, aired on PBS
The Blues Foundation
The Delta Blues Museum (archived 12 June 1998)
The Music in Poetry – Smithsonian Institution lesson plan on the blues, for teachers
American Music: Archive of artist and record label discographies
African-American music
Radio formats
Jazz terminology
African-American cultural history
American styles of music
19th-century music genres
20th-century music genres
Musical improvisation
Popular music |
3354 | https://en.wikipedia.org/wiki/Berlin | Berlin | Berlin ( , ) is the capital and largest city of Germany by both area and population. Its more than 3.85 million inhabitants make it the European Union's most populous city, according to population within city limits. One of Germany's sixteen constituent states, Berlin is surrounded by the State of Brandenburg and contiguous with Potsdam, Brandenburg's capital. Berlin's urban area, which has a population of around 4.5 million, is the most populous urban area in Germany. The Berlin-Brandenburg capital region has around 6.2 million inhabitants and is Germany's second-largest metropolitan region after the Rhine-Ruhr region.
Berlin straddles the banks of the Spree, which flows into the Havel (a tributary of the Elbe) in the western borough of Spandau. Among the city's main topographical features are the many lakes in the western and southeastern boroughs formed by the Spree, Havel and Dahme, the largest of which is Lake Müggelsee. About one-third of the city's area is composed of forests, parks, gardens, rivers, canals, and lakes. The city lies in the Central German dialect area, the Berlin dialect being spoken.
First documented in the 13th century and at the crossing of two important historic trade routes, Berlin became the capital of the Margraviate of Brandenburg (14171701), Kingdom of Prussia (1701–1918), German Empire (1871–1918), Weimar Republic (1919–1933), and Nazi Germany (1933–1945). Berlin has served as a scientific, artistic and philosophical hub of the Enlightenment, Neoclassicism, and liberal revolution. The era's
industrialization-induced economic boom multiplied Berlin's population rapidly. Berlin in the roaring 1920s was the third-largest city in the world by population.
After World War II and its subsequent occupation by the victorious countries, the devastated city was divided; West Berlin became a de facto exclave of West Germany, surrounded by the Berlin Wall (from August 1961 to November 1989) and East German territory. East Berlin was declared capital of East Germany, while Bonn became the West German capital. Following German reunification in 1990, Berlin once again became the capital of all of Germany.
Berlin is a world city of culture, politics, media and science. Its economy is based on high-tech firms and the service sector, encompassing a diverse range of creative industries, startup companies, research facilities, media corporations, and convention venues. Berlin serves as a continental hub for air and rail traffic and has a highly complex public transportation network. The metropolis is a popular tourist destination. Significant industries also include information technology, healthcare, biomedical engineering, biotechnology, automotive, construction, electronics, social economy and clean tech.
Berlin is home to world-renowned universities such as the Humboldt University, Technical University, Free University, University of the Arts, ESMT Berlin, Hertie School, and Bard College Berlin. Its Zoological Garden is the most visited zoo in Europe and one of the most popular worldwide. With Babelsberg being the world's first large-scale movie studio complex, Berlin is an increasingly popular location for international film productions. The city is well known for its festivals, diverse architecture, nightlife, contemporary arts, and high quality of life.
Berlin is also home to three World Heritage Sites: Museum Island; the Palaces and Parks of Potsdam and Berlin; and the Modernism Housing Estates. Other landmarks include the Brandenburg Gate, Reichstag building, Potsdamer Platz, Memorial to the Murdered Jews of Europe, Berlin Wall Memorial, East Side Gallery, Berlin Victory Column, Berlin Cathedral, and Berlin Television Tower, the tallest structure in Germany. Berlin has numerous museums, galleries, libraries, orchestras, and sporting events including Museum Island, the German Historical Museum, Jewish Museum, Natural History Museum, State Library, State Opera, Philharmonic, and the Berlin Marathon.
History
Etymology
Berlin lies in northeastern Germany, east of the River Elbe, that once constituted, together with the River (Saxon or Thuringian) Saale (from their confluence at Barby onwards), the eastern border of the Frankish Realm. While the Frankish Realm was primarily inhabited by Germanic tribes like the Franks and the Saxons, the regions east of the border rivers were inhabited by Slavic tribes. This is why most of the cities and villages in northeastern Germany bear Slavic-derived names (Germania Slavica). Typical Germanized place name suffixes of Slavic origin are and , prefixes are and . The name Berlin has its roots in the language of West Slavic inhabitants of the area of today's Berlin, and may be related to the Old Polabian stem ("swamp"). or Proto-Slavic bьrlogъ, (lair, den). Since the Ber- at the beginning sounds like the German word ("bear"), a bear appears in the coat of arms of the city. It is therefore an example of canting arms.
Of Berlin's twelve boroughs, five bear a (partly) Slavic-derived name: Pankow (the most populous), Steglitz-Zehlendorf, Marzahn-Hellersdorf, Treptow-Köpenick and Spandau (named Spandow until 1878). Of its ninety-six neighborhoods, twenty-two bear a (partly) Slavic-derived name: Altglienicke, Alt-Treptow, Britz, Buch, Buckow, Gatow, Karow, Kladow, Köpenick, Lankwitz, Lübars, Malchow, Marzahn, Pankow, Prenzlauer Berg, Rudow, Schmöckwitz, Spandau, Stadtrandsiedlung Malchow, Steglitz, Tegel and Zehlendorf. The neighborhood of Moabit bears a French-derived name, and Französisch Buchholz is named after the Huguenots.
Prehistory of Berlin
The earliest human traces in the area of modern Berlin are dated around 60,000 BC. A Mesolithic deer antler mask found in Biesdorf (Berlin) was dated around 9000 BC. During Neolithic times a large number of communities existed in the area and in the Bronze Age up to 1000 people lived in 50 villages. Early Germanic tribes took settlement from 500 BC. Slavic settlements and castles began around 750 AD.
12th to 16th centuries
The earliest evidence of middle age settlements in the area of today's Berlin are remnants of a house foundation dated to 1174, found in excavations in Berlin Mitte, and a wooden beam dated from approximately 1192. The first written records of towns in the area of present-day Berlin date from the late 12th century. Spandau is first mentioned in 1197 and Köpenick in 1209, although these areas did not join Berlin until 1920. The central part of Berlin can be traced back to two towns. Cölln on the Fischerinsel is first mentioned in a 1237 document, and Berlin, across the Spree in what is now called the Nikolaiviertel, is referenced in a document from 1244. 1237 is considered the founding date of the city. The two towns over time formed close economic and social ties, and profited from the staple right on the two important trade routes Via Imperii and from Bruges to Novgorod. In 1307, they formed an alliance with a common external policy, their internal administrations still being separated.
In 1415, Frederick I became the elector of the Margraviate of Brandenburg, which he ruled until 1440. During the 15th century, his successors established Berlin-Cölln as capital of the margraviate, and subsequent members of the Hohenzollern family ruled in Berlin until 1918, first as electors of Brandenburg, then as kings of Prussia, and eventually as German emperors. In 1443, Frederick II Irontooth started the construction of a new royal palace in the twin city Berlin-Cölln. The protests of the town citizens against the building culminated in 1448, in the "Berlin Indignation" ("Berliner Unwille"). This protest was not successful and the citizenry lost many of its political and economic privileges. After the royal palace was finished in 1451, it gradually came into use. From 1470, with the new elector Albrecht III Achilles, Berlin-Cölln became the new royal residence. Officially, the Berlin-Cölln palace became permanent residence of the Brandenburg electors of the Hohenzollerns from 1486, when John Cicero came to power. Berlin-Cölln, however, had to give up its status as a free Hanseatic city. In 1539, the electors and the city officially became Lutheran.
17th to 19th centuries
The Thirty Years' War between 1618 and 1648 devastated Berlin. One third of its houses were damaged or destroyed, and the city lost half of its population. Frederick William, known as the "Great Elector", who had succeeded his father George William as ruler in 1640, initiated a policy of promoting immigration and religious tolerance. With the Edict of Potsdam in 1685, Frederick William offered asylum to the French Huguenots.
By 1700, approximately 30 percent of Berlin's residents were French, because of the Huguenot immigration. Many other immigrants came from Bohemia, Poland, and Salzburg.
Since 1618, the Margraviate of Brandenburg had been in personal union with the Duchy of Prussia. In 1701, the dual state formed the Kingdom of Prussia, as Frederick III, Elector of Brandenburg, crowned himself as king Frederick I in Prussia. Berlin became the capital of the new Kingdom, replacing Königsberg. This was a successful attempt to centralise the capital in the very far-flung state, and it was the first time the city began to grow. In 1709, Berlin merged with the four cities of Cölln, Friedrichswerder, Friedrichstadt and Dorotheenstadt under the name Berlin, "Haupt- und Residenzstadt Berlin".
In 1740, Frederick II, known as Frederick the Great (1740–1786), came to power. Under the rule of Frederick II, Berlin became a center of the Enlightenment, but also, was briefly occupied during the Seven Years' War by the Russian army. Following France's victory in the War of the Fourth Coalition, Napoleon Bonaparte marched into Berlin in 1806, but granted self-government to the city. In 1815, the city became part of the new Province of Brandenburg.
The Industrial Revolution transformed Berlin during the 19th century; the city's economy and population expanded dramatically, and it became the main railway hub and economic center of Germany. Additional suburbs soon developed and increased the area and population of Berlin. In 1861, neighboring suburbs including Wedding, Moabit and several others were incorporated into Berlin. In 1871, Berlin became capital of the newly founded German Empire. In 1881, it became a city district separate from Brandenburg.
20th to 21st centuries
In the early 20th century, Berlin had become a fertile ground for the German Expressionist movement. In fields such as architecture, painting and cinema new forms of artistic styles were invented. At the end of the First World War in 1918, a republic was proclaimed by Philipp Scheidemann at the Reichstag building. In 1920, the Greater Berlin Act incorporated dozens of suburban cities, villages, and estates around Berlin into an expanded city. The act increased the area of Berlin from . The population almost doubled, and Berlin had a population of around four million. During the Weimar era, Berlin underwent political unrest due to economic uncertainties but also became a renowned center of the Roaring Twenties. The metropolis experienced its heyday as a major world capital and was known for its leadership roles in science, technology, arts, the humanities, city planning, film, higher education, government, and industries. Albert Einstein rose to public prominence during his years in Berlin, being awarded the Nobel Prize for Physics in 1921.
In 1933, Adolf Hitler and the Nazi Party came to power. Hitler was inspired by the architecture he had experienced in Vienna, and he wished for a German Empire with a capital city that had a monumental ensemble. The National Socialist regime embarked on monumental construction projects in Berlin as a way to express their power and authority through architecture. Adolf Hitler and Albert Speer developed architectural concepts for the conversion of the city into World Capital Germania; these were never implemented.
NSDAP rule diminished Berlin's Jewish community from 160,000 (one-third of all Jews in the country) to about 80,000 due to emigration between 1933 and 1939. After Kristallnacht in 1938, thousands of the city's Jews were imprisoned in the nearby Sachsenhausen concentration camp. Starting in early 1943, many were shipped to concentration camps, such as Auschwitz.
Berlin hosted the 1936 Summer Olympics for which the Olympic stadium was built.
During World War II, large parts of Berlin were destroyed during Allied air raids and the 1945 Battle of Berlin. The Allies dropped 67,607 tons of bombs on the city, destroying 6,427 acres of the built-up area. Around 125,000 civilians were killed. After the end of World War II in Europe in May 1945, Berlin received large numbers of refugees from the Eastern provinces. The victorious powers divided the city into four sectors, analogous to Allied-occupied Germany the sectors of the Allies of World War II (the United States, the United Kingdom, and France) formed West Berlin, while the Soviet Union formed East Berlin.
All four Allies of World War II shared administrative responsibilities for Berlin. However, in 1948, when the Western Allies extended the currency reform in the Western zones of Germany to the three western sectors of Berlin, the Soviet Union imposed the Berlin Blockade on the access routes to and from West Berlin, which lay entirely inside Soviet-controlled territory. The Berlin airlift, conducted by the three western Allies, overcame this blockade by supplying food and other supplies to the city from June 1948 to May 1949. In 1949, the Federal Republic of Germany was founded in West Germany and eventually included all of the American, British and French zones, excluding those three countries' zones in Berlin, while the Marxist–Leninist German Democratic Republic was proclaimed in East Germany. West Berlin officially remained an occupied city, but it politically was aligned with the Federal Republic of Germany despite West Berlin's geographic isolation. Airline service to West Berlin was granted only to American, British and French airlines.
The founding of the two German states increased Cold War tensions. West Berlin was surrounded by East German territory, and East Germany proclaimed the Eastern part as its capital, a move the western powers did not recognize. East Berlin included most of the city's historic center. The West German government established itself in Bonn. In 1961, East Germany began to build the Berlin Wall around West Berlin, and events escalated to a tank standoff at Checkpoint Charlie. West Berlin was now de facto a part of West Germany with a unique legal status, while East Berlin was de facto a part of East Germany. John F. Kennedy gave his "Ich bin ein Berliner" speech on 26 June 1963, in front of the Schöneberg city hall, located in the city's western part, underlining the US support for West Berlin. Berlin was completely divided. Although it was possible for Westerners to pass to the other side through strictly controlled checkpoints, for most Easterners, travel to West Berlin or West Germany was prohibited by the government of East Germany. In 1971, a Four-Power agreement guaranteed access to and from West Berlin by car or train through East Germany.
In 1989, with the end of the Cold War and pressure from the East German population, the Berlin Wall fell on 9 November and was subsequently mostly demolished. Today, the East Side Gallery preserves a large portion of the wall. On 3 October 1990, the two parts of Germany were reunified as the Federal Republic of Germany, and Berlin again became a reunified city. Walter Momper, the mayor of West Berlin, became the first mayor of the reunified city in the interim. City-wide elections in December 1990 resulted in the first "all Berlin" mayor being elected to take office in January 1991, with the separate offices of mayors in East and West Berlin expiring by that time, and Eberhard Diepgen (a former mayor of West Berlin) became the first elected mayor of a reunited Berlin. On 18 June 1994, soldiers from the United States, France and Britain marched in a parade which was part of the ceremonies to mark the withdrawal of allied occupation troops allowing a reunified Berlin (the last Russian troops departed on 31 August, while the final departure of Western Allies forces was on 8 September 1994). On 20 June 1991, the Bundestag (German Parliament) voted to move the seat of the German capital from Bonn to Berlin, which was completed in 1999, during the chancellorship of Gerhard Schröder.
Berlin's 2001 administrative reform merged several boroughs, reducing their number from 23 to 12.
In 2006, the FIFA World Cup Final was held in Berlin.
In a 2016 terrorist attack linked to ISIL, a truck was deliberately driven into a Christmas market next to the Kaiser Wilhelm Memorial Church, leaving 13 people dead and 55 others injured.
In 2018, more than 200,000 protestors took to the streets in Berlin with demonstrations of solidarity against racism, in response to the emergence of far-right politics in Germany.
Berlin Brandenburg Airport (BER) opened in 2020, nine years later than planned, with Terminal 1 coming into service at the end of October, and flights to and from Tegel Airport ending in November. Due to the fall in passenger numbers resulting from the COVID-19 pandemic, plans were announced to temporarily close BER's Terminal 5, the former Schönefeld Airport, beginning in March 2021 for up to one year. The connecting link of U-Bahn line U5 from Alexanderplatz to Hauptbahnhof, along with the new stations Rotes Rathaus and Unter den Linden, opened on 4 December 2020, with the Museumsinsel U-Bahn station expected to open around March 2021, which would complete all new works on the U5.
A partial opening by the end of 2020 of the Humboldt Forum museum, housed in the reconstructed Berlin Palace, which had been announced in June, was postponed until March 2021. On 16 September 2022, the opening of the eastern wing, the last section of the Humboldt Forum museum, meant the Humboldt Forum museum was finally completed. It became Germany's currently most expensive cultural project.
Berlin-Brandenburg fusion attempt
The legal basis for a combined state of Berlin and Brandenburg is different from other state fusion proposals. Normally, Article 29 of the Basic Law stipulates that a state fusion requires a federal law. However, a clause added to the Basic Law in 1994, Article 118a, allows Berlin and Brandenburg to unify without federal approval, requiring a referendum and a ratification by both state parliaments.
In 1996, there was an unsuccessful attempt of unifying the states of Berlin and Brandenburg. Both share a common history, dialect and culture and in 2020, there are over 225.000 residents of Brandenburg that commute to Berlin. The fusion had the near-unanimous support by a broad coalition of both state governments, political parties, media, business associations, trade unions and churches. Though Berlin voted in favor by a small margin, largely based on support in former West Berlin, Brandenburg voters disapproved of the fusion by a large margin. It failed largely due to Brandenburg voters not wanting to take on Berlin's large and growing public debt and fearing losing identity and influence to the capital.
Geography
Topography
Berlin is in northeastern Germany, in an area of low-lying marshy woodlands with a mainly flat topography, part of the vast Northern European Plain which stretches all the way from northern France to western Russia. The Berliner Urstromtal (an ice age glacial valley), between the low Barnim Plateau to the north and the Teltow plateau to the south, was formed by meltwater flowing from ice sheets at the end of the last Weichselian glaciation. The Spree follows this valley now. In Spandau, a borough in the west of Berlin, the Spree empties into the river Havel, which flows from north to south through western Berlin. The course of the Havel is more like a chain of lakes, the largest being the Tegeler See and the Großer Wannsee. A series of lakes also feeds into the upper Spree, which flows through the Großer Müggelsee in eastern Berlin.
Substantial parts of present-day Berlin extend onto the low plateaus on both sides of the Spree Valley. Large parts of the boroughs Reinickendorf and Pankow lie on the Barnim Plateau, while most of the boroughs of Charlottenburg-Wilmersdorf, Steglitz-Zehlendorf, Tempelhof-Schöneberg, and Neukölln lie on the Teltow Plateau.
The borough of Spandau lies partly within the Berlin Glacial Valley and partly on the Nauen Plain, which stretches to the west of Berlin. Since 2015, the Arkenberge hills in Pankow at elevation, have been the highest point in Berlin. Through the disposal of construction debris they surpassed Teufelsberg (), which itself was made up of rubble from the ruins of the Second World War. The Müggelberge at elevation is the highest natural point and the lowest is the Spektesee in Spandau, at elevation.
Climate
Berlin has an oceanic climate (Köppen: Cfb) bordering on a humid continental climate (Dfb); one of the changes being the annual rainfall according to the air masses and the greater abundance during a period of the year. This type of climate features moderate summer temperatures but sometimes hot (for being semicontinental) and cold winters but not rigorous most of the time.
Due to its transitional climate zones, frosts are common in winter, and there are larger temperature differences between seasons than typical for many oceanic climates. Furthermore, Berlin is classified as a temperate continental climate (Dc) under the Trewartha climate scheme, as are as the suburbs of New York City, although the Köppen system puts them in different types.
Summers are warm and sometimes humid with average high temperatures of and lows of . Winters are cool with average high temperatures of and lows of . Spring and autumn are generally chilly to mild. Berlin's built-up area creates a microclimate, with heat stored by the city's buildings and pavement. Temperatures can be higher in the city than in the surrounding areas. Annual precipitation is with moderate rainfall throughout the year. Snowfall mainly occurs from December through March. The hottest month in Berlin was July 1834, with a mean temperature of and the coldest was January 1709, with a mean temperature of . The wettest month on record was July 1907, with of rainfall, whereas the driest were October 1866, November 1902, October 1908 and September 1928, all with of rainfall.
Cityscape
Berlin's history has left the city with a polycentric organization and a highly eclectic array of architecture and buildings. The city's appearance today has been predominantly shaped by the key role it played in Germany's history during the 20th century. All of the national governments based in Berlin the Kingdom of Prussia, the 2nd German Empire of 1871, the Weimar Republic, Nazi Germany, East Germany, as well as the reunified Germany initiated ambitious reconstruction programs, with each adding its own distinctive style to the city's architecture.
Berlin was devastated by air raids, fires, and street battles during the Second World War, and many of the buildings that had survived in both East and West were demolished during the postwar period. Much of this demolition was initiated by municipal architecture programs to build new business or residential districts and the main arteries. Much ornamentation on prewar buildings was destroyed following modernist dogmas, and in both postwar systems, as well as in the reunified Berlin, many important heritage structures have been reconstructed, including the Forum Fridericianum along with, the State Opera (1955), Charlottenburg Palace (1957), the monumental buildings on Gendarmenmarkt (1980s), Kommandantur (2003) and also the project to reconstruct the baroque façades of the City Palace. Many new buildings have been inspired by their historical predecessors or the general classical style of Berlin, such as Hotel Adlon.
Clusters of towers rise at various locations: Potsdamer Platz, the City West, and Alexanderplatz, the latter two delineating the former centers of East and West Berlin, with the first representing a new Berlin of the 21st century, risen from the wastes of no-man's land of the Berlin Wall. Berlin has five of the top 50 tallest buildings in Germany.
Over one-third of the city area consists of green space, woodlands, and water. Berlin's second-largest and most popular park, the Großer Tiergarten, is located right in the center of the city. It covers an area of 210 hectares and stretches from Bahnhof Zoo in the City West to the Brandenburg Gate in the east.
Among famous streets, Unter den Linden and Friedrichstraße are found in the city's historic heart (and were included in the former East Berlin). Some major streets in City West are Kurfürstendamm (or just Ku´damm) and Kantstraße.
Architecture
The Fernsehturm (TV tower) at Alexanderplatz in Mitte is among the tallest structures in the European Union at . Built in 1969, it is visible throughout most of the central districts of Berlin. The city can be viewed from its observation floor. Starting here, the Karl-Marx-Allee heads east, an avenue lined by monumental residential buildings, designed in the Socialist Classicism style. Adjacent to this area is the Rotes Rathaus (City Hall), with its distinctive red-brick architecture. In front of it is the Neptunbrunnen, a fountain featuring a mythological group of Tritons, personifications of the four main Prussian rivers, and Neptune on top of it.
The Brandenburg Gate is an iconic landmark of Berlin and Germany; it stands as a symbol of eventful European history and of unity and peace. The Reichstag building is the traditional seat of the German Parliament. It was remodeled by British architect Norman Foster in the 1990s and features a glass dome over the session area, which allows free public access to the parliamentary proceedings and magnificent views of the city.
The East Side Gallery is an open-air exhibition of art painted directly on the last existing portions of the Berlin Wall. It is the largest remaining evidence of the city's historical division.
The Gendarmenmarkt is a neoclassical square in Berlin, the name of which derives from the headquarters of the famous Gens d'armes regiment located here in the 18th century. Two similarly designed cathedrals border it, the Französischer Dom with its observation platform and the Deutscher Dom. The Konzerthaus (Concert Hall), home of the Berlin Symphony Orchestra, stands between the two cathedrals.
The Museum Island in the River Spree houses five museums built from 1830 to 1930 and is a UNESCO World Heritage site. Restoration and construction of a main entrance to all museums, as well as reconstruction of the Stadtschloss continues. Also on the island and next to the Lustgarten and palace is Berlin Cathedral, emperor William II's ambitious attempt to create a Protestant counterpart to St. Peter's Basilica in Rome. A large crypt houses the remains of some of the earlier Prussian royal family. St. Hedwig's Cathedral is Berlin's Roman Catholic cathedral.
Unter den Linden is a tree-lined east–west avenue from the Brandenburg Gate to the site of the former Berliner Stadtschloss, and was once Berlin's premier promenade. Many Classical buildings line the street, and part of Humboldt University is there. Friedrichstraße was Berlin's legendary street during the Golden Twenties. It combines 20th-century traditions with the modern architecture of today's Berlin.
Potsdamer Platz is an entire quarter built from scratch after the Wall came down. To the west of Potsdamer Platz is the Kulturforum, which houses the Gemäldegalerie, and is flanked by the Neue Nationalgalerie and the Berliner Philharmonie. The Memorial to the Murdered Jews of Europe, a Holocaust memorial, is to the north.
The area around Hackescher Markt is home to fashionable culture, with countless clothing outlets, clubs, bars, and galleries. This includes the Hackesche Höfe, a conglomeration of buildings around several courtyards, reconstructed around 1996. The nearby New Synagogue is the center of Jewish culture.
The Straße des 17. Juni, connecting the Brandenburg Gate and Ernst-Reuter-Platz, serves as the central east–west axis. Its name commemorates the uprisings in East Berlin of 17 June 1953. Approximately halfway from the Brandenburg Gate is the Großer Stern, a circular traffic island on which the Siegessäule (Victory Column) is situated. This monument, built to commemorate Prussia's victories, was relocated in 1938–39 from its previous position in front of the Reichstag.
The Kurfürstendamm is home to some of Berlin's luxurious stores with the Kaiser Wilhelm Memorial Church at its eastern end on Breitscheidplatz. The church was destroyed in the Second World War and left in ruins. Nearby on Tauentzienstraße is KaDeWe, claimed to be continental Europe's largest department store. The Rathaus Schöneberg, where John F. Kennedy made his famous "Ich bin ein Berliner!" speech, is in Tempelhof-Schöneberg.
West of the center, Bellevue Palace is the residence of the German President. Charlottenburg Palace, which was burnt out in the Second World War, is the largest historical palace in Berlin.
The Funkturm Berlin is a lattice radio tower in the fairground area, built between 1924 and 1926. It is the only observation tower which stands on insulators and has a restaurant and an observation deck above ground, which is reachable by a windowed elevator.
The Oberbaumbrücke over the Spree river is Berlin's most iconic bridge, connecting the now-combined boroughs of Friedrichshain and Kreuzberg. It carries vehicles, pedestrians, and the U1 Berlin U-Bahn line. The bridge was completed in a brick gothic style in 1896, replacing the former wooden bridge with an upper deck for the U-Bahn. The center portion was demolished in 1945 to stop the Red Army from crossing. After the war, the repaired bridge served as a checkpoint and border crossing between the Soviet and American sectors, and later between East and West Berlin. In the mid-1950s, it was closed to vehicles, and after the construction of the Berlin Wall in 1961, pedestrian traffic was heavily restricted. Following German reunification, the center portion was reconstructed with a steel frame, and U-Bahn service resumed in 1995.
Demographics
At the end of 2018, the city-state of Berlin had 3.75 million registered inhabitants in an area of . The city's population density was 4,206 inhabitants per km2. Berlin is the most populous city proper in the European Union. In 2019, the urban area of Berlin had about 4.5 million inhabitants. , the functional urban area was home to about 5.2 million people. The entire Berlin-Brandenburg capital region has a population of more than 6 million in an area of .
In 2014, the city-state Berlin had 37,368 live births (+6.6%), a record number since 1991. The number of deaths was 32,314. Almost 2.0 million households were counted in the city. 54 percent of them were single-person households. More than 337,000 families with children under the age of 18 lived in Berlin. In 2014, the German capital registered a migration surplus of approximately 40,000 people.
Nationalities
National and international migration into the city has a long history. In 1685, after the revocation of the Edict of Nantes in France, the city responded with the Edict of Potsdam, which guaranteed religious freedom and tax-free status to French Huguenot refugees for ten years. The Greater Berlin Act in 1920 incorporated many suburbs and surrounding cities of Berlin. It formed most of the territory that comprises modern Berlin and increased the population from 1.9 million to 4 million.
Active immigration and asylum politics in West Berlin triggered waves of immigration in the 1960s and 1970s. Berlin is home to at least 180,000 Turkish and Turkish German residents, making it the largest Turkish community outside of Turkey. In the 1990s the Aussiedlergesetze enabled immigration to Germany of some residents from the former Soviet Union. Today ethnic Germans from countries of the former Soviet Union make up the largest portion of the Russian-speaking community. The last decade experienced an influx from various Western countries and some African regions. A portion of the African immigrants have settled in the Afrikanisches Viertel. Young Germans, EU-Europeans and Israelis have also settled in the city.
In December 2019, there were 777,345 registered residents of foreign nationality and another 542,975 German citizens with a "migration background" (Migrationshintergrund, MH), meaning they or one of their parents immigrated to Germany after 1955. Foreign residents of Berlin originate from about 190 countries. 48 percent of the residents under the age of 15 have a migration background in 2017. Berlin in 2009 was estimated to have 100,000 to 250,000 unregistered inhabitants. Boroughs of Berlin with a significant number of migrants or foreign born population are Mitte, Neukölln and Friedrichshain-Kreuzberg. The number of Arabic speakers in Berlin could be higher than 150,000. There are at least 40,000 Berliners with Syrian citizenship, third only behind Turkish and Polish citizens. The 2015 refugee crisis made Berlin Europe's capital of Arab culture. Berlin is among the cities in Germany that have received the biggest amount of refugees after the 2022 Russian invasion of Ukraine. As of November 2022, an estimated 85,000 Ukrainian refugees were registered in Berlin, making Berlin the most popular destination of Ukrainian refugees in Germany.
There are more than 20 non-indigenous communities with a population of at least 10,000 people, including Turkish, Polish, Russian, Lebanese, Palestinian, Serbian, Italian, Indian, Bosnian, Vietnamese, American, Romanian, Bulgarian, Croatian, Chinese, Austrian, Ukrainian, French, British, Spanish, Israeli, Thai, Iranian, Egyptian and Syrian communities.
Languages
German is the official and predominant spoken language in Berlin. It is a West Germanic language that derives most of its vocabulary from the Germanic branch of the Indo-European language family. German is one of 24 languages of the European Union, and one of the three working languages of the European Commission.
Berlinerisch or Berlinisch is not a dialect linguistically. It is spoken in Berlin and the surrounding metropolitan area. It originates from a Brandenburgish variant. The dialect is now seen more like a sociolect, largely through increased immigration and trends among the educated population to speak standard German in everyday life.
The most commonly spoken foreign languages in Berlin are Turkish, Polish, English, Persian, Arabic, Italian, Bulgarian, Russian, Romanian, Kurdish, Serbo-Croatian, French, Spanish and Vietnamese. Turkish, Arabic, Kurdish, and Serbo-Croatian are heard more often in the western part due to the large Middle Eastern and former-Yugoslavian communities. Polish, English, Russian, and Vietnamese have more native speakers in East Berlin.
Religion
On the report of the 2011 census, approximately 37 percent of the population reported being members of a legally-recognized church or religious organization. The rest either did not belong to such an organization, or there was no information available about them.
The largest religious denomination recorded in 2010 was the Protestant regional church body—the Evangelical Church of Berlin-Brandenburg-Silesian Upper Lusatia (EKBO)—a united church. EKBO is a member of the Protestant Church in Germany (EKD) and of the Union of Protestant Churches in the EKD (UEK). According to the EKBO, their membership accounted for 18.7 percent of the local population, while the Roman Catholic Church had 9.1 percent of residents registered as its members. About 2.7% of the population identify with other Christian denominations (mostly Eastern Orthodox, but also various Protestants). According to the Berlin residents register, in 2018 14.9 percent were members of the Evangelical Church, and 8.5 percent were members of the Catholic Church. The government keeps a register of members of these churches for tax purposes, because it collects church tax on behalf of the churches. It does not keep records of members of other religious organizations which may collect their own church tax, in this way.
In 2009, approximately 249,000 Muslims were reported by the Office of Statistics to be members of mosques and Islamic religious organizations in Berlin, while in 2016, the newspaper Der Tagesspiegel estimated that about 350,000 Muslims observed Ramadan in Berlin. In 2019, about 437,000 registered residents, 11.6% of the total, reported having a migration background from one of the Member states of the Organization of Islamic Cooperation. Between 1992 and 2011 the Muslim population almost doubled.
About 0.9% of Berliners belong to other religions. Of the estimated population of 30,000–45,000 Jewish residents, approximately 12,000 are registered members of religious organizations.
Berlin is the seat of the Roman Catholic archbishop of Berlin and EKBO's elected chairperson is titled the bishop of EKBO. Furthermore, Berlin is the seat of many Orthodox cathedrals, such as the Cathedral of St. Boris the Baptist, one of the two seats of the Bulgarian Orthodox Diocese of Western and Central Europe, and the Resurrection of Christ Cathedral of the Diocese of Berlin (Patriarchate of Moscow).
The faithful of the different religions and denominations maintain many places of worship in Berlin. The Independent Evangelical Lutheran Church has eight parishes of different sizes in Berlin. There are 36 Baptist congregations (within Union of Evangelical Free Church Congregations in Germany), 29 New Apostolic Churches, 15 United Methodist churches, eight Free Evangelical Congregations, four Churches of Christ, Scientist (1st, 2nd, 3rd, and 11th), six congregations of the Church of Jesus Christ of Latter-day Saints, an Old Catholic church, and an Anglican church in Berlin. Berlin has more than 80 mosques, ten synagogues, and two Buddhist temples.
Government and politics
City state
Since reunification on 3 October 1990, Berlin has been one of the three city states in Germany among the present 16 states of Germany. The House of Representatives (Abgeordnetenhaus) functions as the city and state parliament, which has 141 seats. Berlin's executive body is the Senate of Berlin (Senat von Berlin). The Senate consists of the Governing Mayor (Regierender Bürgermeister), and up to ten senators holding ministerial positions, two of them holding the title of "Mayor" (Bürgermeister) as deputy to the Governing Mayor. The total annual state budget of Berlin in 2015 exceeded €24.5 ($30.0) billion including a budget surplus of €205 ($240) million. The state owns extensive assets, including administrative and government buildings, real estate companies, as well as stakes in the Olympic Stadium, swimming pools, housing companies, and numerous public enterprises and subsidiary companies.
The Social Democratic Party (SPD) and The Left (Die Linke) took control of the city government after the 2001 state election and won another term in the 2006 state election. From the 2016 state election until the 2023 state election, there was a coalition between the Social Democratic Party, the Greens and the Left Party. Since April 2023, the government has been formed by a coalition between the Christian Democrats and the Social Democrats.
The Governing Mayor is simultaneously Lord Mayor of the City of Berlin (Oberbürgermeister der Stadt) and Minister President of the State of Berlin (Ministerpräsident des Bundeslandes). The office of the Governing Mayor is in the Rotes Rathaus (Red City Hall). Since 2023, this office has been held by Kai Wegner of the Christian Democrats. He is the first conservative mayor in Berlin in more than two decades.
Boroughs
Berlin is subdivided into 12 boroughs or districts (Bezirke). Each borough has several subdistricts or neighborhoods (Ortsteile), which have roots in much older municipalities that predate the formation of Greater Berlin on 1 October 1920. These subdistricts became urbanized and incorporated into the city later on. Many residents strongly identify with their neighborhoods, colloquially called Kiez. At present, Berlin consists of 96 subdistricts, which are commonly made up of several smaller residential areas or quarters.
Each borough is governed by a borough council (Bezirksamt) consisting of five councilors (Bezirksstadträte) including the borough's mayor (Bezirksbürgermeister). The council is elected by the borough assembly (Bezirksverordnetenversammlung). However, the individual boroughs are not independent municipalities, but subordinate to the Senate of Berlin. The borough's mayors make up the council of mayors (Rat der Bürgermeister), which is led by the city's Governing Mayor and advises the Senate. The neighborhoods have no local government bodies.
Twin towns – sister cities
Berlin maintains official partnerships with 17 cities. Town twinning between West Berlin and other cities began with its sister city Los Angeles, California (the 1932 and 1984 Summer Olympics host city) in 1967. East Berlin's partnerships were canceled at the time of German reunification but later partially reestablished relations in the 1990s. West Berlin's partnerships had previously been restricted to the borough level. During the Cold War, the partnerships had reflected the different power blocs, with West Berlin partnering with capitals in the Western World and East Berlin mostly partnering with cities from the Warsaw Pact and its allies.
There are several joint projects with many other cities, such as Amsterdam, Beirut, Belgrade, Copenhagen, Hanoi, Helsinki, Johannesburg, Mumbai, New York City, Oslo, São Paulo, Seoul, Shanghai, Sofia, Sydney, and Vienna. Berlin participates in international city associations such as the Union of the Capitals of the European Union, Eurocities, Network of European Cities of Culture, Metropolis, Summit Conference of the World's Major Cities, and Conference of the World's Capital Cities.
Berlin is twinned with:
Los Angeles, United States (1967)
Madrid, Spain (1988)
Istanbul, Turkey (1989)
Warsaw, Poland (1991)
Moscow, Russia (1991)
Brussels, Belgium (1992)
Budapest, Hungary (1992)
Tashkent, Uzbekistan (1993)
Mexico City, Mexico (1993)
Jakarta, Indonesia (1993)
Beijing, China (1994)
Tokyo, Japan (1994)
Buenos Aires, Argentina (1994)
Prague, Czech Republic (1995)
Windhoek, Namibia (2000)
London, United Kingdom (2000)
Kyiv, Ukraine (2023)
Since 1987, Berlin also has an official partnership with Paris, France. Every Berlin borough also established its own twin towns. For example, the borough of Friedrichshain-Kreuzberg has a partnership with the Israeli city of Kiryat Yam.
Capital city
Berlin is the capital of the Federal Republic of Germany. The President of Germany, whose functions are mainly ceremonial under the German constitution, has their official residence in Bellevue Palace. Berlin is the seat of the German Chancellor (Prime Minister), housed in the Chancellery building, the Bundeskanzleramt. Facing the Chancellery is the Bundestag, the German Parliament, housed in the renovated Reichstag building since the government's relocation to Berlin in 1998. The Bundesrat ("federal council", performing the function of an upper house) is the representation of the 16 constituent states (Länder) of Germany and has its seat at the former Prussian House of Lords. The total annual federal budget managed by the German government exceeded €310 ($375) billion in 2013.
The relocation of the federal government and Bundestag to Berlin was mostly completed in 1999. However, some ministries, as well as some minor departments, stayed in the federal city Bonn, the former capital of West Germany. Discussions about moving the remaining ministries and departments to Berlin continue. The Federal Foreign Office and the ministries and departments of Defense, Justice and Consumer Protection, Finance, Interior, Economic Affairs and Energy, Labor and Social Affairs, Family Affairs, Senior Citizens, Women and Youth, Environment, Nature Conservation and Nuclear Safety, Food and Agriculture, Economic Cooperation and Development, Health, Transport and Digital Infrastructure and Education and Research are based in the capital.
Berlin hosts in total 158 foreign embassies as well as the headquarters of many think tanks, trade unions, nonprofit organizations, lobbying groups, and professional associations. Due to the influence and international partnerships of the Federal Republic of Germany, the capital city has become a significant center of German and European affairs. Frequent official visits and diplomatic consultations among governmental representatives and national leaders are common in contemporary Berlin.
Economy
In 2018, the GDP of Berlin totaled €147 billion, an increase of 3.1% over the previous year. Berlin's economy is dominated by the service sector, with around 84% of all companies doing business in services. In 2015, the total labor force in Berlin was 1.85 million. The unemployment rate reached a 24-year low in November 2015 and stood at 10.0%. From 2012 to 2015 Berlin, as a German state, had the highest annual employment growth rate. Around 130,000 jobs were added in this period.
Important economic sectors in Berlin include life sciences, transportation, information and communication technologies, media and music, advertising and design, biotechnology, environmental services, construction, e-commerce, retail, hotel business, and medical engineering.
Research and development have economic significance for the city. Several major corporations like Volkswagen, Pfizer, and SAP operate innovation laboratories in the city.
The Science and Business Park in Adlershof is the largest technology park in Germany measured by revenue. Within the Eurozone, Berlin has become a center for business relocation and international investments.
Companies
Many German and international companies have business or service centers in the city. For several years Berlin has been recognized as a major center of business founders. In 2015, Berlin generated the most venture capital for young startup companies in Europe.
Among the 10 largest employers in Berlin are the City-State of Berlin, , the hospital providers Charité and Vivantes, the Federal Government of Germany, the local public transport provider BVG, Siemens and Deutsche Telekom.
Siemens, a Global 500 and DAX-listed company is partly headquartered in Berlin. Other DAX-listed companies headquartered in Berlin are the property company Deutsche Wohnen and the online food delivery service Delivery Hero. The national railway operator , Europe's largest digital publisher Axel Springer as well as the MDAX-listed firms Zalando and HelloFresh and also have their main headquarters in the city. Among the largest international corporations who have their German or European headquarters in Berlin are Bombardier Transportation, Securing Energy for Europe, Coca-Cola, Pfizer, Sony and TotalEnergies.
As of 2018, the three largest banks headquartered in the capital were Deutsche Kreditbank, Landesbank Berlin and Berlin Hyp.
Mercedes-Benz Group manufactures cars, and BMW builds motorcycles in Berlin. In 2022, American electric car manufacturer Tesla opened its first European Gigafactory outside the city borders in Grünheide (Mark), Brandenburg. The Pharmaceuticals division of Bayer and Berlin Chemie are major pharmaceutical companies in the city.
Tourism and conventions
Berlin had 788 hotels with 134,399 beds in 2014. The city recorded 28.7 million overnight hotel stays and 11.9 million hotel guests in 2014. Tourism figures have more than doubled within the last ten years and Berlin has become the third-most-visited city destination in Europe. Some of the most visited places in Berlin include: Potsdamer Platz, Brandenburger Tor, the Berlin wall, Alexanderplatz, Museumsinsel, Fernsehturm, the East-Side Gallery, Schloss-Charlottenburg, Zoologischer Garten, Siegessäule, Gedenkstätte Berliner Mauer, Mauerpark, Botanical Garden, Französischer Dom, Deutscher Dom and Holocaust-Mahnmal. The largest visitor groups are from Germany, the United Kingdom, the Netherlands, Italy, Spain and the United States.
According to figures from the International Congress and Convention Association in 2015, Berlin became the leading organizer of conferences globally, hosting 195 international meetings. Some of these congress events take place on venues such as CityCube Berlin or the Berlin Congress Center (bcc).
The Messe Berlin (also known as Berlin ExpoCenter City) is the main convention organizing company in the city. Its main exhibition area covers more than . Several large-scale trade fairs like the consumer electronics trade fair IFA, the ILA Berlin Air Show, the Berlin Fashion Week (including the Premium Berlin and the Panorama Berlin), the Green Week, the Fruit Logistica, the transport fair InnoTrans, the tourism fair ITB and the adult entertainment and erotic fair Venus are held annually in the city, attracting a significant number of business visitors.
Creative industries
The creative arts and entertainment business is an important part of Berlin's economy. The sector comprises music, film, advertising, architecture, art, design, fashion, performing arts, publishing, R&D, software, TV, radio, and video games.
In 2014, around 30,500 creative companies operated in the Berlin-Brandenburg metropolitan region, predominantly SMEs. Generating a revenue of 15.6 billion Euro and 6% of all private economic sales, the culture industry grew from 2009 to 2014 at an average rate of 5.5% per year.
Berlin is an important European and German film industry hub. It is home to more than 1,000 film and television production companies, 270 movie theaters, and around 300 national and international co-productions are filmed in the region every year. The historic Babelsberg Studios and the production company UFA are adjacent to Berlin in Potsdam. The city is also home of the German Film Academy (Deutsche Filmakademie), founded in 2003, and the European Film Academy, founded in 1988.
Media
Berlin is home to many magazine, newspaper, book, and scientific/academic publishers and their associated service industries. In addition, around 20 news agencies, more than 90 regional daily newspapers and their websites, as well as the Berlin offices of more than 22 national publications such as , and Die Zeit reinforce the capital's position as Germany's epicenter for influential debate. Therefore, many international journalists, bloggers, and writers live and work in the city.
Berlin is the central location to several international and regional television and radio stations. The public broadcaster RBB has its headquarters in Berlin as well as the commercial broadcasters MTV Europe and Welt. German international public broadcaster Deutsche Welle has its TV production unit in Berlin, and most national German broadcasters have a studio in the city, including ZDF and RTL.
Berlin has Germany's largest number of daily newspapers, with numerous local broadsheets (Berliner Morgenpost, Berliner Zeitung, Der Tagesspiegel), and three major tabloids, as well as national dailies of varying sizes, each with a different political affiliation, such as Die Welt, Neues Deutschland, and Die Tageszeitung. The Exberliner, a monthly magazine, is Berlin's English-language periodical and La Gazette de Berlin a French-language newspaper.
Berlin is also the headquarter of major German-language publishing houses like Walter de Gruyter, Springer, the Ullstein Verlagsgruppe (publishing group), Suhrkamp, and Cornelsen are all based in Berlin. Each of which publishes books, periodicals, and multimedia products.
Quality of life
According to Mercer, Berlin ranked number 13 in the Quality of living city ranking in 2019.
Also in 2019, according to Monocle, Berlin occupied the position of the 6th-most-livable city in the world. Economist Intelligence Unit ranked Berlin number 21 of all global cities. Berlin was also number 8 at the Global Power City Index. in the same year.
Again in 2019, Berlin has the best future prospects of all cities in Germany, according to HWWI and Berenberg Bank. According to the 2019 study by Forschungsinstitut Prognos, Berlin was ranked number 92 of all 401 regions in Germany. It is also the 4th ranked region in former East Germany after Jena, Dresden and Potsdam.
Infrastructure
Transport
Roads
Berlin's transport infrastructure is highly complex, providing a diverse range of urban mobility. A total of 979 bridges cross of inner-city waterways. of roads run through Berlin, of which are motorways (). In 2013, 1.344 million motor vehicles were registered in the city. With 377 cars per 1000 residents in 2013 (570/1000 in Germany), Berlin as a Western global city has one of the lowest numbers of cars per capita. In 2012, around 7,600 mostly beige colored taxicabs were in service. Since 2011, a number of app based e-car and e-scooter sharing services have evolved.
Rail
Long-distance rail lines connect Berlin with all of the major cities of Germany and with many cities in neighboring European countries. Regional rail lines of the provide access to the surrounding regions of Brandenburg and to the Baltic Sea. The is the largest grade-separated railway station in Europe. runs high speed Intercity-Express trains to domestic destinations like , Munich, Cologne, , and others. It also runs an airport express rail service, as well as trains to several international destinations like Vienna, Prague, , Warsaw, Wrocław, Budapest and Amsterdam.
Water transport
Berlin is connected to the Elbe and Oder rivers via the Spree and the Havel rivers. There are no frequent passenger connections to and from Berlin by water, but some of the freight is transported via waterways. Berlin's largest harbour, the Westhafen, is located in the district of Moabit. It is a transhipment and storage site for inland shipping with a growing importance.
Intercity buses
Similarly to other German cities, there is an increasing quantity of intercity bus services. The city has more than 10 stations that run buses to destinations throughout Germany and Europe, being the biggest station.
Public transport
The (BVG) and the (DB) manage several extensive urban public transport systems.
Travelers can access all modes of transport with a single ticket.
Public transport in Berlin has a long and complicated history because of the 20th-century division of the city, where movement between the two halves was not served. Since 1989, the transport network has been developed extensively; however, it still contains early 20th century traits, such as the U1.
Airports
Berlin is served by one commercial international airport: Berlin Brandenburg Airport (BER), located just outside Berlin's south-eastern border, in the state of Brandenburg. It began construction in 2006, with the intention of replacing Airport (TXL) and Airport (SXF) as the single commercial airport of Berlin. Previously set to open in 2012, after extensive delays and cost overruns, it opened for commercial operations in October 2020. The planned initial capacity of around 27 million passengers per year is to be further developed to bring the terminal capacity to approximately 55 million per year by 2040.
Before the opening of the BER in Brandenburg, Berlin was served by Tegel Airport and Schönefeld Airport. Tegel Airport was within the city limits, and Schönefeld Airport was located at the same site as the BER. Both airports together handled 29.5 million passengers in 2015. In 2014, 67 airlines served 163 destinations in 50 countries from Berlin. Airport was a focus city for Lufthansa and Eurowings while Schönefeld served as an important destination for airlines like , easyJet and Ryanair. Until 2008, Berlin was also served by the smaller Tempelhof Airport, which functioned as a city airport, with a convenient location near the city center, allowing for quick transit times between the central business district and the airport. The airport grounds have since been turned into a city park.
Cycling
Berlin is well known for its highly developed bicycle lane system. It is estimated Berlin has 710 bicycles per 1000 residents. Around 500,000 daily bike riders accounted for 13% of total traffic in 2010. Cyclists have access to of bicycle paths including approximately of mandatory bicycle paths, of off-road bicycle routes, of bicycle lanes on roads, of shared bus lanes which are also open to cyclists, of combined pedestrian/bike paths and of marked bicycle lanes on roadside pavements (or sidewalks). Riders are allowed to carry their bicycles on , S-Bahn and U-Bahn trains, on trams, and on night buses if a bike ticket is purchased.
Rohrpost (pneumatic postal network)
From 1865 to 1976, Berlin operated an expansive pneumatic postal network, reaching a maximum length of 400 kilometers (roughly 250 miles) by 1940. The system was divided into two distinct networks after 1949. The West Berlin system remained in public use until 1963, and continued to be utilized for government correspondence until 1972. Conversely, the East Berlin system, which incorporated the Hauptelegraphenamt—the central hub of the operation—remained functional until 1976.
Energy
Berlin's two largest energy provider for private households are the Swedish firm Vattenfall and the Berlin-based company GASAG. Both offer electric power and natural gas supply. Some of the city's electric energy is imported from nearby power plants in southern Brandenburg.
the five largest power plants measured by capacity are the Heizkraftwerk Reuter West, the Heizkraftwerk Lichterfelde, the Heizkraftwerk Mitte, the Heizkraftwerk Wilmersdorf, and the Heizkraftwerk Charlottenburg. All of these power stations generate electricity and useful heat at the same time to facilitate buffering during load peaks.
In 1993 the power grid connections in the Berlin-Brandenburg capital region were renewed. In most of the inner districts of Berlin power lines are underground cables; only a 380 kV and a 110 kV line, which run from Reuter substation to the urban Autobahn, use overhead lines. The Berlin 380-kV electric line is the backbone of the city's energy grid.
Health
Berlin has a long history of discoveries in medicine and innovations in medical technology. The modern history of medicine has been significantly influenced by scientists from Berlin. Rudolf Virchow was the founder of cellular pathology, while Robert Koch developed vaccines for anthrax, cholera, and tuberculosis.
The Charité complex (Universitätsklinik Charité) is the largest university hospital in Europe, tracing back its origins to the year 1710. More than half of all German Nobel Prize winners in Physiology or Medicine, including Emil von Behring, Robert Koch and Paul Ehrlich, have worked at the Charité. The Charité is spread over four campuses and comprises around 3,000 beds, 15,500 staff, 8,000 students, and more than 60 operating theaters, and it has a turnover of two billion euros annually. The Charité is a joint institution of the Freie Universität Berlin and the Humboldt University of Berlin, including a wide range of institutes and specialized medical centers.
Among them are the German Heart Center, one of the most renowned transplantation centers, the Max-Delbrück-Center for Molecular Medicine, and the Max-Planck Institute for Molecular Genetics. The scientific research at these institutions is complemented by many research departments of companies such as Siemens and Bayer. The World Health Summit and several international health-related conventions are held annually in Berlin.
Telecommunication
Since 2017, the digital television standard in Berlin and Germany is DVB-T2. This system transmits compressed digital audio, digital video and other data in an MPEG transport stream.
Berlin has installed several hundred free public Wireless LAN sites across the capital since 2016. The wireless networks are concentrated mostly in central districts; 650 hotspots (325 indoor and 325 outdoor access points) are installed. is planning to introduce Wi-Fi services in long-distance and regional trains in 2017.
The UMTS (3G) and LTE (4G) networks of the three major cellular operators Vodafone, T-Mobile and O2 enable the use of mobile broadband applications citywide.
The Fraunhofer Heinrich Hertz Institute develops mobile and stationary broadband communication networks and multimedia systems. Focal points are photonic components and systems, fiber optic sensor systems, and image signal processing and transmission. Future applications for broadband networks are developed as well.
Education and research
, Berlin had 878 schools, teaching 340,658 students in 13,727 classes and 56,787 trainees in businesses and elsewhere. The city has a 6-year primary education program. After completing primary school, students continue to the (a comprehensive school) or (college preparatory school). Berlin has a special bilingual school program in the , in which children are taught the curriculum in German and a foreign language, starting in primary school and continuing in high school.
The Französisches Gymnasium Berlin, which was founded in 1689 to teach the children of Huguenot refugees, offers (German/French) instruction. The John F. Kennedy School, a bilingual German–American public school in Zehlendorf, is particularly popular with children of diplomats and the English-speaking expatriate community. 82 teach Latin and 8 teach Classical Greek.
Higher education
The Berlin-Brandenburg capital region is one of the most prolific centers of higher education and research in Germany and Europe. Historically, 67 Nobel Prize winners are affiliated with the Berlin-based universities.
The city has four public research universities and more than 30 private, professional, and technical colleges (Hochschulen), offering a wide range of disciplines. A record number of 175,651 students were enrolled in the winter term of 2015/16. Among them around 18% have an international background.
The three largest universities combined have approximately 103,000 enrolled students. There are the Freie Universität Berlin (Free University of Berlin, FU Berlin) with about 33,000 students, the Humboldt Universität zu Berlin (HU Berlin) with 35,000 students, and the Technische Universität Berlin (TU Berlin) with 35,000 students. The Charité Medical School has around 8,000 students. The FU, the HU, the TU, and the Charité make up the Berlin University Alliance, which has received funding from the Excellence Strategy program of the German government. The Universität der Künste (UdK) has about 4,000 students and ESMT Berlin is only one of four business schools in Germany with triple accreditation. The Hertie School, a private public policy school located in Mitte, has more than 900 students and doctoral students. The Berlin School of Economics and Law has an enrollment of about 11,000 students, the Berlin University of Applied Sciences and Technology of about 12,000 students, and the Hochschule für Technik und Wirtschaft (University of Applied Sciences for Engineering and Economics) of about 14,000 students.
Research
The city has a high density of internationally renowned research institutions, such as the Fraunhofer Society, the Leibniz Association, the Helmholtz Association, and the Max Planck Society, which are independent of, or only loosely connected to its universities. In 2012, around 65,000 professional scientists were working in research and development in the city.
Berlin is one of the knowledge and innovation communities (KIC) of the European Institute of Innovation and Technology (EIT). The KIC is based at the Center for Entrepreneurship at TU Berlin and has a focus in the development of IT industries. It partners with major multinational companies such as Siemens, Deutsche Telekom, and SAP.
One of Europe's successful research, business and technology clusters is based at WISTA in Berlin-Adlershof, with more than 1,000 affiliated firms, university departments and scientific institutions.
In addition to the university-affiliated libraries, the Staatsbibliothek zu Berlin is a major research library. Its two main locations are on Potsdamer Straße and on Unter den Linden. There are also 86 public libraries in the city. ResearchGate, a global social networking site for scientists, is based in Berlin.
Culture
Berlin is known for its numerous cultural institutions, many of which enjoy international reputation. The diversity and vivacity of the metropolis led to a trendsetting atmosphere. An innovative music, dance and art scene has developed in the 21st century.
Young people, international artists and entrepreneurs continued to settle in the city and made Berlin a popular entertainment center in the world.
The expanding cultural performance of the city was underscored by the relocation of the Universal Music Group who decided to move their headquarters to the banks of the River Spree. In 2005, Berlin was named "City of Design" by UNESCO and has been part of the Creative Cities Network ever since.
Many German and International films were shot in Berlin, including M, One, Two, Three, Cabaret, Christiane F., Possession, Octopussy, Wings of Desire, Run Lola Run, The Bourne Trilogy, Good Bye, Lenin!, The Lives of Others, Inglourious Basterds, Hanna, Unknown and Bridge of Spies.
Galleries and museums
Berlin is home to 138 museums and more than 400 art galleries.
The ensemble on the Museum Island is a UNESCO World Heritage Site and is in the northern part of the Spree Island between the Spree and the Kupfergraben. As early as 1841 it was designated a "district dedicated to art and antiquities" by a royal decree. Subsequently, the Altes Museum was built in the Lustgarten. The Neues Museum, which displays the bust of Queen Nefertiti, Alte Nationalgalerie, Pergamon Museum, and Bode Museum were built there.
Apart from the Museum Island, there are many additional museums in the city. The Gemäldegalerie (Painting Gallery) focuses on the paintings of the "old masters" from the 13th to the 18th centuries, while the Neue Nationalgalerie (New National Gallery, built by Ludwig Mies van der Rohe) specializes in 20th-century European painting. The Hamburger Bahnhof, in Moabit, exhibits a major collection of modern and contemporary art. The expanded Deutsches Historisches Museum reopened in the Zeughaus with an overview of German history spanning more than a millennium. The Bauhaus Archive is a museum of 20th-century design from the famous Bauhaus school. Museum Berggruen houses the collection of noted 20th century collector Heinz Berggruen, and features an extensive assortment of works by Picasso, Matisse, Cézanne, and Giacometti, among others. The Kupferstichkabinett Berlin (Museum of Prints and Drawings) is part of the Staatlichen Museen zu Berlin (Berlin State Museums) and the Kulturforum at Potsdamer Platz in the Tiergarten district of Berlin's Mitte district. It is the largest museum of the graphic arts in Germany and at the same time one of the four most important collections of its kind in the world. The collection includes Friedrich Gilly's design for the monument to Frederick II of Prussia.
The Jewish Museum has a standing exhibition on two millennia of German-Jewish history. The German Museum of Technology in Kreuzberg has a large collection of historical technical artifacts. The Museum für Naturkunde (Berlin's natural history museum) exhibits natural history near Berlin Hauptbahnhof. It has the largest mounted dinosaur in the world (a Giraffatitan skeleton). A well-preserved specimen of Tyrannosaurus rex and the early bird Archaeopteryx are at display as well.
In Dahlem, there are several museums of world art and culture, such as the Museum of Asian Art, the Ethnological Museum, the Museum of European Cultures, as well as the Allied Museum. The Brücke Museum features one of the largest collection of works by artist of the early 20th-century expressionist movement. In Lichtenberg, on the grounds of the former East German Ministry for State Security, is the Stasi Museum. The site of Checkpoint Charlie, one of the most renowned crossing points of the Berlin Wall, is still preserved. A private museum venture exhibits a comprehensive documentation of detailed plans and strategies devised by people who tried to flee from the East.
The Beate Uhse Erotic Museum claimed to be the largest erotic museum in the world until it closed in 2014.
The cityscape of Berlin displays large quantities of urban street art. It has become a significant part of the city's cultural heritage and has its roots in the graffiti scene of Kreuzberg of the 1980s. The Berlin Wall itself has become one of the largest open-air canvasses in the world. The leftover stretch along the Spree river in Friedrichshain remains as the East Side Gallery. Berlin today is consistently rated as an important world city for street art culture.
Berlin has galleries which are quite rich in contemporary art. Located in Mitte, KW Institute for Contemporary Art, KOW, Sprüth Magers; Kreuzberg there are a few galleries as well such as Blain Southern, Esther Schipper, Future Gallery, König Gallerie.
Nightlife and festivals
Berlin's nightlife has been celebrated as one of the most diverse and vibrant of its kind. In the 1970s and 80s, the SO36 in Kreuzberg was a center for punk music and culture. The SOUND and the Dschungel gained notoriety. Throughout the 1990s, people in their 20s from all over the world, particularly those in Western and Central Europe, made Berlin's club scene a premier nightlife venue. After the fall of the Berlin Wall in 1989, many historic buildings in Mitte, the former city center of East Berlin, were illegally occupied and re-built by young squatters and became a fertile ground for underground and counterculture gatherings. The central boroughs are home to many nightclubs, including the Watergate, Tresor and Berghain. The KitKatClub and several other locations are known for their sexually uninhibited parties.
Clubs are not required to close at a fixed time during the weekends, and many parties last well into the morning or even all weekend. The Weekend Club near Alexanderplatz features a roof terrace that allows partying at night. Several venues have become a popular stage for the Neo-Burlesque scene.
Berlin has a long history of gay culture, and is an important birthplace of the LGBT rights movement. Same-sex bars and dance halls operated freely as early as the 1880s, and the first gay magazine, Der Eigene, started in 1896. By the 1920s, gays and lesbians had an unprecedented visibility. Today, in addition to a positive atmosphere in the wider club scene, the city again has a huge number of queer clubs and festivals. The most famous and largest are Berlin Pride, the Christopher Street Day, the Lesbian and Gay City Festival in Berlin-Schöneberg, the Kreuzberg Pride and Hustlaball.
The annual Berlin International Film Festival (Berlinale) with around 500,000 admissions is considered to be the largest publicly attended film festival in the world. The Karneval der Kulturen (Carnival of Cultures), a multi-ethnic street parade, is celebrated every Pentecost weekend. Berlin is also well known for the cultural festival Berliner Festspiele, which includes the jazz festival JazzFest Berlin, and Young Euro Classic, the largest international festival of youth orchestras in the world. Several technology and media art festivals and conferences are held in the city, including Transmediale and Chaos Communication Congress. The annual Berlin Festival focuses on indie rock, electronic music and synthpop and is part of the International Berlin Music Week. Every year Berlin hosts one of the largest New Year's Eve celebrations in the world, attended by well over a million people. The focal point is the Brandenburg Gate, where midnight fireworks are centered, but various private fireworks displays take place throughout the entire city. Partygoers in Germany often toast the New Year with a glass of sparkling wine.
Performing arts
Berlin is home to 44 theaters and stages. The Deutsches Theater in Mitte was built in 1849–50 and has operated almost continuously since then. The Volksbühne at Rosa-Luxemburg-Platz was built in 1913–14, though the company had been founded in 1890. The Berliner Ensemble, famous for performing the works of Bertolt Brecht, was established in 1949. The Schaubühne was founded in 1962 and moved to the building of the former Universum Cinema on Kurfürstendamm in 1981. With a seating capacity of 1,895 and a stage floor of , the Friedrichstadt-Palast in Berlin Mitte is the largest show palace in Europe. For Berlin's independent dance and theatre scene, venues such as the Sophiensäle in Mitte and the three houses of the Hebbel am Ufer (HAU) in Kreuzberg are important. Most productions there are also accessible to an English-speaking audience. Some of the dance and theatre groups that also work internationally (Gob Squad, Rimini Protokoll) are based there, as well as festivals such as the international festival Dance in August.
Berlin has three major opera houses: the Deutsche Oper, the Berlin State Opera, and the Komische Oper. The Berlin State Opera on Unter den Linden opened in 1742 and is the oldest of the three. Its musical director is Daniel Barenboim. The Komische Oper has traditionally specialized in operettas and is also at Unter den Linden. The Deutsche Oper opened in 1912 in Charlottenburg.
The city's main venue for musical theater performances are the Theater am Potsdamer Platz and Theater des Westens (built in 1895). Contemporary dance can be seen at the Radialsystem V. The Tempodrom is host to concerts and circus-inspired entertainment. It also houses a multi-sensory spa experience. The Admiralspalast in Mitte has a vibrant program of variety and music events.
There are seven symphony orchestras in Berlin. The Berlin Philharmonic Orchestra is one of the preeminent orchestras in the world; it is housed in the Berliner Philharmonie near Potsdamer Platz on a street named for the orchestra's longest-serving conductor, Herbert von Karajan. Simon Rattle was its principal conductor from 1999 to 2018, a position now held by Kirill Petrenko. The Konzerthausorchester Berlin was founded in 1952 as the orchestra for East Berlin. Christoph Eschenbach is its principal conductor. The Haus der Kulturen der Welt presents exhibitions dealing with intercultural issues and stages world music and conferences. The Kookaburra and the Quatsch Comedy Club are known for satire and comedy shows. In 2018, the New York Times described Berlin as "arguably the world capital of underground electronic music".
Cuisine
The cuisine and culinary offerings of Berlin vary greatly. 23 restaurants in Berlin have been awarded one or more Michelin stars in the Michelin Guide of 2021, which ranks the city at the top for the number of restaurants having this distinction in Germany. Berlin is well known for its offerings of vegetarian and vegan cuisine and is home to an innovative entrepreneurial food scene promoting cosmopolitan flavors, local and sustainable ingredients, pop-up street food markets, supper clubs, as well as food festivals, such as Berlin Food Week.
Many local foods originated from north German culinary traditions and include rustic and hearty dishes with pork, goose, fish, peas, beans, cucumbers, or potatoes. Typical Berliner fare include popular street food like the Currywurst (which gained popularity with postwar construction workers rebuilding the city), Buletten and the Berliner donut, known in Berlin as . German bakeries offering a variety of breads and pastries are widespread. One of Europe's largest delicatessen markets is found at the KaDeWe, and among the world's largest chocolate stores is Rausch.
Berlin is also home to a diverse gastronomy scene reflecting the immigrant history of the city. Turkish and Arab immigrants brought their culinary traditions to the city, such as the lahmajoun and falafel, which have become common fast food staples. The modern fast-food version of the doner kebab sandwich which evolved in Berlin in the 1970s, has since become a favorite dish in Germany and elsewhere in the world. Asian cuisine like Chinese, Vietnamese, Thai, Indian, Korean, and Japanese restaurants, as well as Spanish tapas bars, Italian, and Greek cuisine, can be found in many parts of the city.
Recreation
Zoologischer Garten Berlin, the older of two zoos in the city, was founded in 1844. It is the most visited zoo in Europe and presents the most diverse range of species in the world. It was the home of the captive-born celebrity polar bear Knut. The city's other zoo, Tierpark Friedrichsfelde, was founded in 1955.
Berlin's Botanischer Garten includes the Botanic Museum Berlin. With an area of and around 22,000 different plant species, it is one of the largest and most diverse collections of botanical life in the world. Other gardens in the city include the Britzer Garten, and the Gärten der Welt (Gardens of the World) in Marzahn.
The Tiergarten park in Mitte, with landscape design by Peter Joseph Lenné, is one of Berlin's largest and most popular parks. In Kreuzberg, the Viktoriapark provides a viewing point over the southern part of inner-city Berlin. Treptower Park, beside the Spree in Treptow, features a large Soviet War Memorial. The Volkspark in Friedrichshain, which opened in 1848, is the oldest park in the city, with monuments, a summer outdoor cinema and several sports areas. Tempelhofer Feld, the site of the former city airport, is the world's largest inner-city open space.
Potsdam is on the southwestern periphery of Berlin. The city was a residence of the Prussian kings and the German Kaiser, until 1918. The area around Potsdam in particular Sanssouci is known for a series of interconnected lakes and cultural landmarks. The Palaces and Parks of Potsdam and Berlin are the largest World Heritage Site in Germany.
Berlin is also well known for its numerous cafés, street musicians, beach bars along the Spree River, flea markets, boutique shops and pop-up stores, which are a source for recreation and leisure.
Sports
Berlin has established a high-profile as a host city of major international sporting events. The city hosted the 1936 Summer Olympics and was the host city for the 2006 FIFA World Cup final. The World Athletics Championships was held in the Olympiastadion in 2009 and 2025. The city hosted the Basketball Euroleague Final Four in 2009 and 2016. and was one of the hosts of the FIBA EuroBasket 2015. In 2015 Berlin became the venue for the UEFA Champions League Final.
Berlin will host the 2023 Special Olympics World Summer Games. This will be the first time Germany has ever hosted the Special Olympics World Games.
The annual Berlin Marathon a course that holds the most top-10 world record runs and the ISTAF are well-established athletic events in the city. The Mellowpark in Köpenick is one of the biggest skate and BMX parks in Europe. A Fan Fest at Brandenburg Gate, which attracts several hundred-thousand spectators, has become popular during international football competitions, like the UEFA European Championship.
In 2013 around 600,000 Berliners were registered in one of the more than 2,300 sport and fitness clubs. The city of Berlin operates more than 60 public indoor and outdoor swimming pools. Berlin is the largest Olympic training center in Germany. About 500 top athletes (15% of all German top athletes) are based there. Forty-seven elite athletes participated in the 2012 Summer Olympics. Berliners would achieve seven gold, twelve silver and three bronze medals.
Several professional clubs representing the most important spectator team sports in Germany have their base in Berlin. The oldest and most popular first division team based in Berlin is the football club Hertha BSC. The team represented Berlin as a founding member of the Bundesliga in 1963. Other professional team sport clubs include:
See also
List of fiction set in Berlin
List of honorary citizens of Berlin
List of people from Berlin
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3355 | https://en.wikipedia.org/wiki/Benjamin%20Lee%20Whorf | Benjamin Lee Whorf | Benjamin Lee Whorf (; April 24, 1897 – July 26, 1941) was an American linguist and fire prevention engineer who is famous for proposing the "Sapir–Whorf hypothesis." He believed that the structures of different languages shape how their speakers perceive and conceptualize the world. Whorf saw this idea, named after him and his mentor Edward Sapir, as having implications similar to Einstein's principle of physical relativity. However, the concept originated from 19th-century philosophy and thinkers like Wilhelm von Humboldt and Wilhelm Wundt.
Whorf initially pursued chemical engineering but developed an interest in linguistics, particularly Biblical Hebrew and indigenous Mesoamerican languages. His groundbreaking work on the Nahuatl language earned him recognition, and he received a grant to study it further in Mexico. He presented influential papers on Nahuatl upon his return. Whorf later studied linguistics with Edward Sapir at Yale University while working as a fire prevention engineer.
During his time at Yale, Whorf worked on describing the Hopi language and made notable claims about its perception of time. He also conducted research on the Uto-Aztecan languages, publishing influential papers. In 1938, he substituted for Sapir, teaching a seminar on American Indian linguistics. Whorf's contributions extended beyond linguistic relativity; he wrote a grammar sketch of Hopi, studied Nahuatl dialects, proposed a deciphering of Maya hieroglyphic writing, and contributed to Uto-Aztecan reconstruction.
After Whorf's death from cancer in 1941, his linguist friends curated his manuscripts and promoted his ideas regarding language, culture, and cognition. However, in the 1960s, his views fell out of favor due to criticisms claiming his ideas were untestable and poorly formulated. In recent decades, interest in Whorf's work has resurged, with scholars reevaluating his ideas and engaging in a more in-depth understanding of his theories. The field of linguistic relativity remains an active area of research in psycholinguistics and linguistic anthropology, generating ongoing debates between relativism and universalism. Whorf's contributions to linguistics, such as the allophone and the cryptotype, have been widely accepted.
Biography
Early life
The son of Harry Church Whorf and Sarah Edna Lee Whorf, Benjamin Lee Whorf was born on April 24, 1897, in Winthrop, Massachusetts. Harry Church Whorf was an artist, intellectual, and designer – first working as a commercial artist and later as a dramatist. Whorf had two younger brothers, John and Richard, who both went on to become notable artists. John became an internationally renowned painter and illustrator; Richard was an actor in films such as Yankee Doodle Dandy and later an Emmy-nominated television director of such shows as The Beverly Hillbillies. Whorf was the intellectual of the three and started conducting chemical experiments with his father's photographic equipment at a young age. He was also an avid reader, interested in botany, astrology, and Middle American prehistory. He read William H. Prescott's Conquest of Mexico several times. At the age of 17, he began keeping a copious diary in which he recorded his thoughts and dreams.
Career in fire prevention
Whorf graduated from the Massachusetts Institute of Technology in 1918 with a degree in chemical engineering where his academic performance was of average quality. In 1920, he married Celia Inez Peckham, who became the mother of his three children, Raymond Ben, Robert Peckham and Celia Lee. Around the same time he began work as a fire prevention engineer (an inspector) for the Hartford Fire Insurance Company. He was particularly good at the job and was highly commended by his employers. His job required him to travel to production facilities throughout New England to be inspected. One anecdote describes him arriving at a chemical plant in which he was denied access by the director because he would not allow anyone to see the production procedure which was a trade secret. Having been told what the plant produced, Whorf wrote a chemical formula on a piece of paper, saying to the director: "I think this is what you're doing". The surprised director asked Whorf how he knew about the secret procedure, and he simply answered: "You couldn't do it in any other way."
Whorf helped to attract new customers to the Fire Insurance Company; they favored his thorough inspections and recommendations. Another famous anecdote from his job was used by Whorf to argue that language use affects habitual behavior. Whorf described a workplace in which full gasoline drums were stored in one room and empty ones in another; he said that because of flammable vapor the "empty" drums were more dangerous than those that were full, although workers handled them less carefully to the point that they smoked in the room with "empty" drums, but not in the room with full ones. Whorf argued that by habitually speaking of the vapor-filled drums as empty and by extension as inert, the workers were oblivious to the risk posed by smoking near the "empty drums".
Early interest in religion and language
Whorf was a spiritual man throughout his lifetime although what religion he followed has been the subject of debate. As a young man, he produced a manuscript titled "Why I have discarded evolution", causing some scholars to describe him as a devout Methodist, who was impressed with fundamentalism, and perhaps supportive of creationism. However, throughout his life Whorf's main religious interest was theosophy, a nonsectarian organization based on Buddhist and Hindu teachings that promotes the view of the world as an interconnected whole and the unity and brotherhood of humankind "without distinction of race, creed, sex, caste or color". Some scholars have argued that the conflict between spiritual and scientific inclinations has been a driving force in Whorf's intellectual development, particularly in the attraction by ideas of linguistic relativity. Whorf said that "of all groups of people with whom I have come in contact, Theosophical people seem the most capable of becoming excited about ideas—new ideas."
Around 1924, Whorf first became interested in linguistics. Originally, he analyzed Biblical texts, seeking to uncover hidden layers of meaning. Inspired by the esoteric work La langue hebraïque restituée by Antoine Fabre d'Olivet, he began a semantic and grammatical analysis of Biblical Hebrew. Whorf's early manuscripts on Hebrew and Maya have been described as exhibiting a considerable degree of mysticism, as he sought to uncover esoteric meanings of glyphs and letters.
Early studies in Mesoamerican linguistics
Whorf studied Biblical linguistics mainly at the Watkinson Library (now Hartford Public Library). This library had an extensive collection of materials about Native American linguistics and folklore, originally collected by James Hammond Trumbull. It was at the Watkinson library that Whorf became friends with the young boy, John B. Carroll, who later went on to study psychology under B. F. Skinner, and who in 1956 edited and published a selection of Whorf's essays as Language, Thought and Reality . The collection rekindled Whorf's interest in Mesoamerican antiquity. He began studying the Nahuatl language in 1925, and later, beginning in 1928, he studied the collections of Maya hieroglyphic texts. Quickly becoming conversant with the materials, he began a scholarly dialog with Mesoamericanists such as Alfred Tozzer, the Maya archaeologist at Harvard University, and Herbert Spinden of the Brooklyn Museum.
In 1928, he first presented a paper at the International Congress of Americanists in which he presented his translation of a Nahuatl document held at the Peabody Museum at Harvard. He also began to study the comparative linguistics of the Uto-Aztecan language family, which Edward Sapir had recently demonstrated to be a linguistic family. In addition to Nahuatl, Whorf studied the Piman and Tepecano languages, while in close correspondence with linguist J. Alden Mason.
Field studies in Mexico
Because of the promise shown by his work on Uto-Aztecan, Tozzer and Spinden advised Whorf to apply for a grant with the Social Science Research Council (SSRC) to support his research. Whorf considered using the money to travel to Mexico to procure Aztec manuscripts for the Watkinson library, but Tozzer suggested he spend the time in Mexico documenting modern Nahuatl dialects. In his application Whorf proposed to establish the oligosynthetic nature of the Nahuatl language. Before leaving Whorf presented the paper "Stem series in Maya" at the Linguistic Society of America conference, in which he argued that in the Mayan languages syllables carry symbolic content. The SSRC awarded Whorf the grant and in 1930 he traveled to Mexico City, where Professor Robert H. Barlow put him in contact with several speakers of Nahuatl to serve as his informants. The outcome of the trip to Mexico was Whorf's sketch of Milpa Alta Nahuatl, published only after his death, and an article on a series of Aztec pictograms found at the Tepozteco monument at Tepoztlán, Morelos in which he noted similarities in form and meaning between Aztec and Maya day signs.
At Yale
Although Whorf had been entirely an autodidact in linguistic theory and field methodology up to this point, he had already made a name for himself in Mesoamerican linguistics. Whorf had met Sapir, the leading US linguist of the day, at professional conferences, and in 1931 Sapir came to Yale from the University of Chicago to take a position as Professor of Anthropology. Alfred Tozzer sent Sapir a copy of Whorf's paper on "Nahuatl tones and saltillo". Sapir replied stating that it "should by all means be published"; however, it was not until 1993 that it was prepared for publication by Lyle Campbell and Frances Karttunen.
Whorf took Sapir's first course at Yale on "American Indian Linguistics". He enrolled in a program of graduate studies, nominally working towards a PhD in linguistics, but he never actually attempted to obtain a degree, satisfying himself with participating in the intellectual community around Sapir. At Yale, Whorf joined the circle of Sapir's students that included such luminaries as Morris Swadesh, Mary Haas, Harry Hoijer, G. L. Trager and Charles F. Voegelin. Whorf took on a central role among Sapir's students and was well respected.
Sapir had a profound influence on Whorf's thinking. Sapir's earliest writings had espoused views of the relation between thought and language stemming from the Humboldtian tradition he acquired through Franz Boas, which regarded language as the historical embodiment of volksgeist, or ethnic world view. But Sapir had since become influenced by a current of logical positivism, such as that of Bertrand Russell and the early Ludwig Wittgenstein, particularly through Ogden and Richards' The Meaning of Meaning, from which he adopted the view that natural language potentially obscures, rather than facilitates, the mind to perceive and describe the world as it really is. In this view, proper perception could only be accomplished through formal logics. During his stay at Yale, Whorf acquired this current of thought partly from Sapir and partly through his own readings of Russell and Ogden and Richards. As Whorf became more influenced by positivist science he also distanced himself from some approaches to language and meaning that he saw as lacking in rigor and insight. One of these was Polish philosopher Alfred Korzybski's General semantics, which was espoused in the US by Stuart Chase. Chase admired Whorf's work and frequently sought out a reluctant Whorf, who considered Chase to be "utterly incompetent by training and background to handle such a subject." Ironically, Chase would later write the foreword for Carroll's collection of Whorf's writings.
Work on Hopi and descriptive linguistics
Sapir also encouraged Whorf to continue his work on the historical and descriptive linguistics of Uto-Aztecan. Whorf published several articles on that topic in this period, some of them with G. L. Trager, who had become his close friend. Whorf took a special interest in the Hopi language and started working with Ernest Naquayouma, a speaker of Hopi from Toreva village living in Manhattan, New York. Whorf credited Naquayouma as the source of most of his information on the Hopi language, although in 1938 he took a short field trip to the village of Mishongnovi, on the Second Mesa of the Hopi Reservation in Arizona.
In 1936, Whorf was appointed honorary research fellow in anthropology at Yale, and he was invited by Franz Boas to serve on the committee of the Society of American Linguistics (later Linguistic Society of America). In 1937, Yale awarded him the Sterling Fellowship. He was a lecturer in anthropology from 1937 through 1938, replacing Sapir, who was gravely ill. Whorf gave graduate level lectures on "Problems of American Indian Linguistics". In 1938 with Trager's assistance he elaborated a report on the progress of linguistic research at the department of anthropology at Yale. The report includes some of Whorf's influential contributions to linguistic theory, such as the concept of the allophone and of covert grammatical categories. has argued, that in this report Whorf's linguistic theories exist in a condensed form, and that it was mainly through this report that Whorf exerted influence on the discipline of descriptive linguistics.
Final years
In late 1938, Whorf's own health declined. After an operation for cancer, he fell into an unproductive period. He was also deeply affected by Sapir's death in early 1939. It was in the writings of his last two years that he laid out the research program of linguistic relativity. His 1939 memorial article for Sapir, "The Relation of Habitual Thought And Behavior to Language", in particular has been taken to be Whorf's definitive statement of the issue, and is his most frequently quoted piece.
In his last year Whorf also published three articles in the MIT Technology Review titled "Science and Linguistics", "Linguistics as an Exact Science" and "Language and Logic". He was also invited to contribute an article to a theosophical journal, Theosophist, published in Madras, India, for which he wrote "Language, Mind and Reality". In these final pieces, he offered a critique of Western science in which he suggested that non-European languages often referred to physical phenomena in ways that more directly reflected aspects of reality than many European languages, and that science ought to pay attention to the effects of linguistic categorization in its efforts to describe the physical world. He particularly criticized the Indo-European languages for promoting a mistaken essentialist world view, which had been disproved by advances in the sciences, whereas he suggested that other languages dedicated more attention to processes and dynamics rather than stable essences. Whorf argued that paying attention to how other physical phenomena are described in the study of linguistics could make valuable contributions to science by pointing out the ways in which certain assumptions about reality are implicit in the structure of language itself, and how language guides the attention of speakers towards certain phenomena in the world which risk becoming overemphasized while leaving other phenomena at risk of being overlooked.
Posthumous reception and legacy
At Whorf's death, his friend G. L. Trager was appointed as curator of his unpublished manuscripts. Some of them were published in the years after his death by another of Whorf's friends, Harry Hoijer. In the decade following, Trager and particularly Hoijer did much to popularize Whorf's ideas about linguistic relativity, and it was Hoijer who coined the term "Sapir–Whorf hypothesis" at a 1954 conference. Trager then published an article titled "The systematization of the Whorf hypothesis", which contributed to the idea that Whorf had proposed a hypothesis that should be the basis for a program of empirical research. Hoijer also published studies of Indigenous languages and cultures of the American South West in which Whorf found correspondences between cultural patterns and linguistic ones. The term, even though technically a misnomer, went on to become the most widely known label for Whorf's ideas. According to John A. Lucy, "Whorf's work in linguistics was and still is recognized as being of superb professional quality by linguists".
Universalism and anti-Whorfianism
Whorf's work began to fall out of favor less than a decade after his death, and he was subjected to severe criticism from scholars of language, culture and psychology. In 1953 and 1954, psychologists Roger Brown and Eric Lenneberg criticized Whorf for his reliance on anecdotal evidence, formulating a hypothesis to scientifically test his ideas, which they limited to an examination of a causal relation between grammatical or lexical structure and cognition or perception. Whorf himself did not advocate a straight causality between language and thought; instead he wrote that "Language and culture had grown up together"; that both were mutually shaped by the other. Hence, has argued that because the aim of the formulation of the Sapir–Whorf hypothesis was to test simple causation, it failed to test Whorf's ideas from the outset.
Focusing on color terminology, with easily discernible differences between perception and vocabulary, Brown and Lenneberg published in 1954 a study of Zuni color terms that slightly support a weak effect of semantic categorization of color terms on color perception. In doing so they began a line of empirical studies that investigated the principle of linguistic relativity.
Empirical testing of the Whorfian hypothesis declined in the 1960s to 1980s as Noam Chomsky began to redefine linguistics and much of psychology in formal universalist terms. Several studies from that period refuted Whorf's hypothesis, demonstrating that linguistic diversity is a surface veneer that masks underlying universal cognitive principles. Many studies were highly critical and disparaging in their language, ridiculing Whorf's analyses and examples or his lack of an academic degree. Throughout the 1980s, most mentions of Whorf or of the Sapir–Whorf hypotheses continued to be disparaging, and led to a widespread view that Whorf's ideas had been proven wrong. Because Whorf was treated so severely in the scholarship during those decades, he has been described as "one of the prime whipping boys of introductory texts to linguistics". With the advent of cognitive linguistics and psycholinguistics in the late 1980s, some linguists sought to rehabilitate Whorf's reputation, as scholarship began to question whether earlier critiques of Whorf were justified.
By the 1960s, analytical philosophers also became aware of the Sapir–Whorf hypothesis, and philosophers such as Max Black and Donald Davidson published scathing critiques of Whorf's strong relativist viewpoints. Black characterized Whorf's ideas about metaphysics as demonstrating "amateurish crudity". According to Black and Davidson, Whorf's viewpoint and the concept of linguistic relativity meant that translation between languages with different conceptual schemes would be impossible. Recent assessments such as those by Leavitt and Lee, however, consider Black and Davidson's interpretation to be based on an inaccurate characterization of Whorf's viewpoint, and even rather absurd given the time he spent trying to translate between different conceptual schemes. In their view, the critiques are based on a lack of familiarity with Whorf's writings; according to these recent Whorf scholars a more accurate description of his viewpoint is that he thought translation to be possible, but only through careful attention to the subtle differences between conceptual schemes.
Eric Lenneberg, Noam Chomsky, and Steven Pinker have also criticized Whorf for failing to be sufficiently clear in his formulation of how language influences thought, and for failing to provide real evidence to support his assumptions. Generally Whorf's arguments took the form of examples that were anecdotal or speculative, and functioned as attempts to show how "exotic" grammatical traits were connected to what were considered equally exotic worlds of thought. Even Whorf's defenders admitted that his writing style was often convoluted and couched in neologisms – attributed to his awareness of language use, and his reluctance to use terminology that might have pre-existing connotations. argues that Whorf was mesmerized by the foreignness of indigenous languages, and exaggerated and idealized them. According to Lakoff, Whorf's tendency to exoticize data must be judged in the historical context: Whorf and the other Boasians wrote at a time in which racism and jingoism were predominant, and when it was unthinkable to many that "savages" had redeeming qualities, or that their languages were comparable in complexity to those of Europe. For this alone Lakoff argues, Whorf can be considered to be "Not just a pioneer in linguistics, but a pioneer as a human being".
Today many followers of universalist schools of thought continue to oppose the idea of linguistic relativity, seeing it as unsound or even ridiculous. For example, Steven Pinker argues in his book The Language Instinct that thought exists prior to language and independently of it, a view also espoused by philosophers of language such as Jerry Fodor, John Locke and Plato. In this interpretation, language is inconsequential to human thought because humans do not think in "natural" language, i.e. any language used for communication. Rather, we think in a meta-language that precedes natural language, which Pinker following Fodor calls "mentalese." Pinker attacks what he calls "Whorf's radical position", declaring, "the more you examine Whorf's arguments, the less sense they make." Scholars of a more "relativist" bent such as John A. Lucy and Stephen C. Levinson have criticized Pinker for misrepresenting Whorf's views and arguing against strawmen.
Resurgence of Whorfianism
Linguistic relativity studies have experienced a resurgence since the 1990s, and a series of favorable experimental results have brought Whorfianism back into favor, especially in cultural psychology and linguistic anthropology. The first study directing positive attention towards Whorf's relativist position was George Lakoff's "Women, Fire and Dangerous Things", in which he argued that Whorf had been on the right track in his focus on differences in grammatical and lexical categories as a source of differences in conceptualization. In 1992 psychologist John A. Lucy published two books on the topic, one analyzing the intellectual genealogy of the hypothesis, arguing that previous studies had failed to appreciate the subtleties of Whorf's thinking; they had been unable to formulate a research agenda that would actually test Whorf's claims. Lucy proposed a new research design so that the hypothesis of linguistic relativity could be tested empirically, and to avoid the pitfalls of earlier studies which Lucy claimed had tended to presuppose the universality of the categories they were studying. His second book was an empirical study of the relation between grammatical categories and cognition in the Yucatec Maya language of Mexico.
In 1996 Penny Lee's reappraisal of Whorf's writings was published, reinstating Whorf as a serious and capable thinker. Lee argued that previous explorations of the Sapir–Whorf hypothesis had largely ignored Whorf's actual writings, and consequently asked questions very unlike those Whorf had asked. Also in that year a volume, "Rethinking Linguistic Relativity" edited by John J. Gumperz and Stephen C. Levinson gathered a range of researchers working in psycholinguistics, sociolinguistics and linguistic anthropology to bring renewed attention to the issue of how Whorf's theories could be updated, and a subsequent review of the new direction of the linguistic relativity paradigm cemented the development. Since then considerable empirical research into linguistic relativity has been carried out, especially at the Max Planck Institute for Psycholinguistics with scholarship motivating two edited volumes of linguistic relativity studies, and in American Institutions by scholars such as Lera Boroditsky and Dedre Gentner.
In turn universalist scholars frequently dismiss as "dull" or "boring", positive findings of influence of linguistic categories on thought or behavior, which are often subtle rather than spectacular, suggesting that Whorf's excitement about linguistic relativity had promised more spectacular findings than it was able to provide.
Whorf's views have been compared to those of philosophers such as Friedrich Nietzsche and the late Ludwig Wittgenstein, both of whom considered language to have important bearing on thought and reasoning. His hypotheses have also been compared to the views of psychologists such as Lev Vygotsky, whose social constructivism considers the cognitive development of children to be mediated by the social use of language. Vygotsky shared Whorf's interest in gestalt psychology, and he also read Sapir's works. Others have seen similarities between Whorf's work and the ideas of literary theorist Mikhail Bakhtin, who read Whorf and whose approach to textual meaning was similarly holistic and relativistic. Whorf's ideas have also been interpreted as a radical critique of positivist science.
Work
Linguistic relativity
Whorf is best known as the main proponent of what he called the principle of linguistic relativity, but which is often known as "the Sapir–Whorf hypothesis", named for him and Edward Sapir. Whorf never stated the principle in the form of a hypothesis, and the idea that linguistic categories influence perception and cognition was shared by many other scholars before him. But because Whorf, in his articles, gave specific examples of how he saw the grammatical categories of specific languages related to conceptual and behavioral patterns, he pointed towards an empirical research program that has been taken up by subsequent scholars, and which is often called "Sapir–Whorf studies".
Sources of influence on Whorf's thinking
Whorf and Sapir both drew explicitly on Albert Einstein's principle of general relativity; hence linguistic relativity refers to the concept of grammatical and semantic categories of a specific language providing a frame of reference as a medium through which observations are made. Following an original observation by Boas, Sapir demonstrated that speakers of a given language perceive sounds that are acoustically different as the same, if the sound comes from the underlying phoneme and does not contribute to changes in semantic meaning. Furthermore, speakers of languages are attentive to sounds, particularly if the same two sounds come from different phonemes. Such differentiation is an example of how various observational frames of reference leads to different patterns of attention and perception.
Whorf was also influenced by gestalt psychology, believing that languages require their speakers to describe the same events as different gestalt constructions, which he called "isolates from experience". An example is how the action of cleaning a gun is different in English and Shawnee: English focuses on the instrumental relation between two objects and the purpose of the action (removing dirt); whereas the Shawnee language focuses on the movement—using an arm to create a dry space in a hole. The event described is the same, but the attention in terms of figure and ground are different.
Degree of influence of language on thought
If read superficially, some of Whorf's statements lend themselves to the interpretation that he supported linguistic determinism. For example, in an often-quoted passage Whorf writes:
The statements about the obligatory nature of the terms of language have been taken to suggest that Whorf meant that language completely determined the scope of possible conceptualizations. However neo-Whorfians argue that here Whorf is writing about the terms in which we speak of the world, not the terms in which we think of it. Whorf noted that to communicate thoughts and experiences with members of a speech community speakers must use the linguistic categories of their shared language, which requires moulding experiences into the shape of language to speak them—a process called "thinking for speaking". This interpretation is supported by Whorf's subsequent statement that "No individual is free to describe nature with absolute impartiality, but is constrained by certain modes of interpretation even when he thinks himself most free". Similarly the statement that observers are led to different pictures of the universe has been understood as an argument that different conceptualizations are incommensurable making translation between different conceptual and linguistic systems impossible. Neo-Whorfians argue this to be a misreading since throughout his work one of his main points was that such systems could be "calibrated" and thereby be made commensurable, but only when we become aware of the differences in conceptual schemes through linguistic analysis.
Hopi time
Whorf's study of Hopi time has been the most widely discussed and criticized example of linguistic relativity. In his analysis he argues that there is a relation between how the Hopi people conceptualize time, how they speak of temporal relations, and the grammar of the Hopi language. Whorf's most elaborate argument for the existence of linguistic relativity was based on what he saw as a fundamental difference in the understanding of time as a conceptual category among the Hopi. He argued that the Hopi language, in contrast to English and other SAE languages, does not treat the flow of time as a sequence of distinct countable instances, like "three days" or "five years", but rather as a single process. Because of this difference, the language lacks nouns that refer to units of time. He proposed that the Hopi view of time was fundamental in all aspects of their culture and furthermore explained certain patterns of behavior. In his 1939 memorial essay to Sapir he wrote that "... the Hopi language is seen to contain no words, grammatical forms, construction or expressions that refer directly to what we call 'time', or to past, present, or future..."
Linguist Ekkehart Malotki challenged Whorf's analyses of Hopi temporal expressions and concepts with numerous examples how the Hopi language refers to time. Malotki argues that in the Hopi language the system of tenses consists of future and non-future and that the single difference between the three-tense system of European languages and the Hopi system, is that the latter combines past and present to form a single category.
Malotki's critique was widely cited as the final piece of evidence in refuting Whorf's ideas and his concept of linguistic relativity while other scholars defended the analysis of Hopi, arguing that Whorf's claim was not that Hopi lacked words or categories to describe temporality, but that the Hopi concept of time is altogether different from that of English speakers. Whorf described the Hopi categories of tense, noting that time is not divided into past, present and future, as is common in European languages, but rather a single tense refers to both present and past while another refers to events that have not yet happened and may or may not happen in the future. He also described a large array of stems that he called "tensors" which describes aspects of temporality, but without referring to countable units of time as in English and most European languages.
Contributions to linguistic theory
Whorf's distinction between "overt" (phenotypical) and "covert" (cryptotypical) grammatical categories has become widely influential in linguistics and anthropology. British linguist Michael Halliday wrote about Whorf's notion of the "cryptotype", and the conception of "how grammar models reality", that it would "eventually turn out to be among the major contributions of twentieth century linguistics".
Furthermore, Whorf introduced the concept of the allophone, a word that describes positional phonetic variants of a single superordinate phoneme; in doing so he placed a cornerstone in consolidating early phoneme theory. The term was popularized by G. L. Trager and Bernard Bloch in a 1941 paper on English phonology and went on to become part of standard usage within the American structuralist tradition. Whorf considered allophones to be another example of linguistic relativity. The principle of allophony describes how acoustically different sounds can be treated as reflections of a single phoneme in a language. This sometimes makes the different sound appear similar to native speakers of the language, even to the point that they are unable to distinguish them auditorily without special training. Whorf wrote that: "[allophones] are also relativistic. Objectively, acoustically, and physiologically the allophones of [a] phoneme may be extremely unlike, hence the impossibility of determining what is what. You always have to keep the observer in the picture. What linguistic pattern makes like is like, and what it makes unlike is unlike".(Whorf, 1940)
Central to Whorf's inquiries was the approach later described as metalinguistics by G. L. Trager, who in 1950 published four of Whorf's essays as "Four articles on Metalinguistics". Whorf was crucially interested in the ways in which speakers come to be aware of the language that they use, and become able to describe and analyze language using language itself to do so. Whorf saw that the ability to arrive at progressively more accurate descriptions of the world hinged partly on the ability to construct a metalanguage to describe how language affects experience, and thus to have the ability to calibrate different conceptual schemes. Whorf's endeavors have since been taken up in the development of the study of metalinguistics and metalinguistic awareness, first by Michael Silverstein who published a radical and influential rereading of Whorf in 1979 and subsequently in the field of linguistic anthropology.
Studies of Uto-Aztecan languages
Whorf conducted important work on the Uto-Aztecan languages, which Sapir had conclusively demonstrated as a valid language family in 1915. Working first on Nahuatl, Tepecano, Tohono O'odham he established familiarity with the language group before he met Sapir in 1928. During Whorf's time at Yale he published several articles on Uto-Aztecan linguistics, such as "Notes on the Tübatulabal language". In 1935 he published "The Comparative Linguistics of Uto-Aztecan", and a review of Kroeber's survey of Uto-Aztecan linguistics. Whorf's work served to further cement the foundations of the comparative Uto-Aztecan studies.
The first Native American language Whorf studied was the Uto-Aztecan language Nahuatl which he studied first from colonial grammars and documents, and later became the subject of his first field work experience in 1930. Based on his studies of Classical Nahuatl Whorf argued that Nahuatl was an oligosynthetic language, a typological category that he invented. In Mexico working with native speakers, he studied the dialects of Milpa Alta and Tepoztlán. His grammar sketch of the Milpa Alta dialect of Nahuatl was not published during his lifetime, but it was published posthumously by Harry Hoijer and became quite influential and used as the basic description of "Modern Nahuatl" by many scholars. The description of the dialect is quite condensed and in some places difficult to understand because of Whorf's propensity of inventing his own unique terminology for grammatical concepts, but the work has generally been considered to be technically advanced. He also produced an analysis of the prosody of these dialects which he related to the history of the glottal stop and vowel length in Nahuan languages. This work was prepared for publication by Lyle Campbell and Frances Karttunen in 1993, who also considered it a valuable description of the two endangered dialects, and the only one of its kind to include detailed phonetic analysis of supra-segmental phenomena.
In Uto-Aztecan linguistics one of Whorf's achievements was to determine the reason the Nahuatl language has the phoneme , not found in the other languages of the family. The existence of in Nahuatl had puzzled previous linguists and caused Sapir to reconstruct a phoneme for proto-Uto-Aztecan based only on evidence from Aztecan. In a 1937 paper published in the journal American Anthropologist, Whorf argued that the phoneme resulted from some of the Nahuan or Aztecan languages having undergone a sound change from the original * to in the position before *. This sound law is known as "Whorf's law", considered valid although a more detailed understanding of the precise conditions under which it took place has since been developed.
Also in 1937, Whorf and his friend G. L. Trager, published a paper in which they elaborated on the Azteco-Tanoan language family, proposed originally by Sapir as a family comprising the Uto-Aztecan and the Kiowa-Tanoan languages—(the Tewa and Kiowa languages).
Maya epigraphy
In a series of published and unpublished studies in the 1930s, Whorf argued that Mayan writing was to some extent phonetic. While his work on deciphering the Maya script gained some support from Alfred Tozzer at Harvard, the main authority on Ancient Maya culture, J. E. S. Thompson, strongly rejected Whorf's ideas, saying that Mayan writing lacked a phonetic component and is therefore impossible to decipher based on a linguistic analysis. Whorf argued that it was exactly the reluctance to apply linguistic analysis of Maya languages that had held the decipherment back. Whorf sought for cues to phonetic values within the elements of the specific signs, and never realized that the system was logo-syllabic. Although Whorf's approach to understanding the Maya script is now known to have been misguided, his central claim that the script was phonetic and should be deciphered as such was vindicated by Yuri Knorozov's syllabic decipherment of Mayan writing in the 1950s.
Notes
Commentary notes
References
Sources
External links
B. L. Whorf, .
Benjamin Lee Whorf Papers (MS 822). Manuscripts and Archives, Yale University Library.
What Whorf Really Said – Evaluation of Pinker's (1994) critique of Whorf, by Nick Yee
1897 births
1941 deaths
People from Winthrop, Massachusetts
Linguists from the United States
American Mesoamericanists
MIT School of Engineering alumni
Linguists of Mesoamerican languages
Mesoamerican epigraphers
Mayanists
American translation scholars
20th-century Mesoamericanists
Yale University alumni
Linguists of Aztec–Tanoan languages
Linguists of Uto-Aztecan languages
Linguists of Tanoan languages
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3356 | https://en.wikipedia.org/wiki/Bill%20Clinton | Bill Clinton | William Jefferson Clinton (né Blythe III; born August 19, 1946) is an American politician who served as the 42nd president of the United States from 1993 to 2001. A member of the Democratic Party, he previously served as governor of Arkansas from 1979 to 1981 and again from 1983 to 1992. Clinton, whose policies reflected a centrist "Third Way" political philosophy, became known as a New Democrat.
Clinton was born and raised in Arkansas. He graduated from Georgetown University and later from Yale Law School, where he met his future wife, Hillary Rodham. After graduating from law school, Clinton returned to Arkansas and won election as state attorney general, followed by two non-consecutive tenures as Arkansas governor. As governor, he overhauled the state's education system and served as chairman of the National Governors Association. Clinton was elected president in the 1992 election, defeating incumbent Republican president George H. W. Bush and independent businessman Ross Perot. He became the first president to be born in the Baby Boomer generation.
Clinton presided over the longest period of peacetime economic expansion in American history. He signed into law the North American Free Trade Agreement and the Violent Crime Control and Law Enforcement Act, but failed to pass his plan for national health care reform. The Republican Party won unified control of Congress for the first time in 40 years in the 1994 elections, but Clinton was still comfortably re-elected president in 1996 against both Republican Bob Dole and Perot—now the Reform Party nominee. Starting in the mid-1990s, he began an ideological evolution as he became much more conservative in his domestic policy, advocating for and signing the Personal Responsibility and Work Opportunity Act, the State Children's Health Insurance Program and financial deregulation measures. He appointed Ruth Bader Ginsburg and Stephen Breyer to the U.S. Supreme Court. During the last three years of Clinton's presidency, the Congressional Budget Office reported a budget surplus—the first such surplus since 1969. In foreign policy, Clinton ordered U.S. military intervention in the Bosnian and Kosovo wars, eventually signing the Dayton Peace agreement. He also called for the expansion of NATO in Eastern Europe and many former Warsaw Pact members joined NATO during his presidency. Clinton's foreign policy in the Middle East saw him sign the Iraq Liberation Act which gave aid to groups against Saddam Hussein. He also participated in the Oslo I Accord and Camp David Summit to advance the Israeli–Palestinian peace process, and assisted the Northern Ireland peace process.
Clinton's second term was dominated by the Clinton–Lewinsky scandal, which began in 1995, when he had a sexual relationship with 22-year-old White House intern Monica Lewinsky. In January 1998, news of the affair made tabloid headlines. This scandal escalated throughout the year, culminating in December when Clinton was impeached by the House of Representatives. The two impeachment articles that the House passed were centered around him using the powers of the presidency to obstruct the investigation and lying under oath. In 1999, Clinton's impeachment trial began in the Senate, where he was acquitted on both charges.
Clinton left office in 2001 with the joint-highest approval rating of any U.S. president. His presidency ranks among the middle to upper tier in historical rankings of U.S. presidents. However, his personal conduct and allegations of sexual assault have made him the subject of substantial scrutiny. Since leaving office, Clinton has been involved in public speaking and humanitarian work. He created the Clinton Foundation to address international causes such as the prevention of HIV/AIDS and global warming. In 2009, he was named the United Nations special envoy to Haiti. After the 2010 Haiti earthquake, Clinton founded the Clinton Bush Haiti Fund. He has remained active in Democratic Party politics, campaigning for his wife's 2008 and 2016 presidential campaigns.
Early life and career
Clinton was born William Jefferson Blythe III on August 19, 1946, at Julia Chester Hospital in Hope, Arkansas. He is the son of William Jefferson Blythe Jr., a traveling salesman who died in an automobile accident three months before his birth, and Virginia Dell Cassidy (later Virginia Kelley). His parents had married on September 4, 1943, but this union later proved to be bigamous, as Blythe was still married to his fourth wife. Virginia traveled to New Orleans to study nursing soon after Bill was born, leaving him in Hope with her parents Eldridge and Edith Cassidy, who owned and ran a small grocery store. At a time when the southern United States was racially segregated, Clinton's grandparents sold goods on credit to people of all races. In 1950, Bill's mother returned from nursing school and married Roger Clinton Sr., who co-owned an automobile dealership in Hot Springs, Arkansas, with his brother and Earl T. Ricks. The family moved to Hot Springs in 1950.
Although he immediately assumed use of his stepfather's surname, it was not until Clinton turned 15 that he formally adopted the surname Clinton as a gesture toward him. Clinton has described his stepfather as a gambler and an alcoholic who regularly abused his mother and half-brother, Roger Clinton Jr. The physical abuse only ceased after a then-14-year-old Bill challenged his stepfather to "stand and face" him, though the verbal/emotional abuse continued. Bill would eventually forgive Roger Sr. for his abusive actions near the latter's death.
In Hot Springs, Clinton attended St. John's Catholic Elementary School, Ramble Elementary School, and the segregated Hot Springs High School, where he was an active student leader, avid reader, and musician. Clinton was in the chorus and played the tenor saxophone, winning first chair in the state band's saxophone section. In 1961, Clinton became a member of the Hot Springs Chapter of the Order of DeMolay, a youth group affiliated with Freemasonry, but he never became a Freemason. He briefly considered dedicating his life to music, but as he noted in his autobiography My Life:
Clinton began an interest in law at Hot Springs High, when he took up the challenge to argue the defense of the ancient Roman senator Catiline in a mock trial in his Latin class. After a vigorous defense that made use of his "budding rhetorical and political skills", he told the Latin teacher Elizabeth Buck it "made him realize that someday he would study law".
Clinton has identified two influential moments in his life, both occurring in 1963, that contributed to his decision to become a public figure. One was his visit as a Boys Nation senator to the White House to meet President John F. Kennedy. The other was watching Martin Luther King Jr.'s 1963 "I Have a Dream" speech on TV, which impressed him so much that he later memorized it.
College and law school years
Georgetown University
With the aid of scholarships, Clinton attended the School of Foreign Service at Georgetown University in Washington, D.C., receiving a Bachelor of Science in foreign service degree in 1968. Georgetown was the only school where Clinton applied.
In 1964 and 1965, Clinton won elections for class president. From 1964 to 1967, he was an intern and then a clerk in the office of Arkansas Senator J. William Fulbright. While in college, he became a brother of service fraternity Alpha Phi Omega and was elected to Phi Beta Kappa. He is a member of Kappa Kappa Psi honorary band fraternity.
Oxford
Upon graduating from Georgetown in 1968, Clinton won a Rhodes Scholarship to University College, Oxford, where he initially read for a B.Phil. in philosophy, politics, and economics but transferred to a B.Litt. in politics and, ultimately, a B.Phil. in politics. Clinton did not expect to return for the second year because of the draft and so he switched programs; this type of activity was common among other Rhodes Scholars from his cohort. He had received an offer to study at Yale Law School, and so he left early to return to the United States and did not receive a degree from Oxford.
During his time at Oxford, Clinton befriended fellow American Rhodes Scholar Frank Aller. In 1969, Aller received a draft letter that mandated deployment to the Vietnam War. Aller's 1971 suicide had an influential impact on Clinton. British writer and feminist Sara Maitland said of Clinton, "I remember Bill and Frank Aller taking me to a pub in Walton Street in the summer term of 1969 and talking to me about the Vietnam War. I knew nothing about it, and when Frank began to describe the napalming of civilians I began to cry. Bill said that feeling bad wasn't good enough. That was the first time I encountered the idea that liberal sensitivities weren't enough and you had to do something about such things". Clinton was a member of the Oxford University Basketball Club and also played for Oxford University's rugby union team.
While Clinton was president in 1994, he received an honorary degree and a fellowship from the University of Oxford, specifically for being "a doughty and tireless champion of the cause of world peace", having "a powerful collaborator in his wife", and for winning "general applause for his achievement of resolving the gridlock that prevented an agreed budget".
Vietnam War opposition and draft controversy
During the Vietnam War, Clinton received educational draft deferments while he was in England in 1968 and 1969. While at Oxford, he participated in Vietnam War protests and organized a Moratorium to End the War in Vietnam event in October 1969. He was planning to attend law school in the U.S. and knew he might lose his deferment. Clinton tried unsuccessfully to obtain positions in the National Guard and the Air Force officer candidate school, and he then made arrangements to join the Reserve Officers' Training Corps (ROTC) program at the University of Arkansas.
He subsequently decided not to join the ROTC, saying in a letter to the officer in charge of the program that he opposed the war, but did not think it was honorable to use ROTC, National Guard, or Reserve service to avoid serving in Vietnam. He further stated that because he opposed the war, he would not volunteer to serve in uniform, but would subject himself to the draft, and would serve if selected only as a way "to maintain my political viability within the system". Clinton registered for the draft and received a high number (311), meaning that those whose birthdays had been drawn as numbers1 to 310 would be drafted before him, making it unlikely he would be called up. (In fact, the highest number drafted was 195.)
Colonel Eugene Holmes, the Army officer who had been involved with Clinton's ROTC application, suspected that Clinton attempted to manipulate the situation to avoid the draft and avoid serving in uniform. He issued a notarized statement during the 1992 presidential campaign:
During the 1992 campaign, it was revealed that Clinton's uncle had attempted to secure him a position in the Navy Reserve, which would have prevented him from being deployed to Vietnam. This effort was unsuccessful and Clinton said in 1992 that he had been unaware of it until then. Although legal, Clinton's actions with respect to the draft and deciding whether to serve in the military were criticized during his first presidential campaign by conservatives and some Vietnam veterans, some of whom charged that he had used Fulbright's influence to avoid military service. Clinton's 1992 campaign manager, James Carville, successfully argued that Clinton's letter in which he declined to join the ROTC should be made public, insisting that voters, many of whom had also opposed the Vietnam War, would understand and appreciate his position.
Law school
After Oxford, Clinton attended Yale Law School and earned a Juris Doctor (J.D.) degree in 1973. In 1971, he met his future wife, Hillary Rodham, in the Yale Law Library; she was a class year ahead of him. They began dating and were soon inseparable. After only about a month, Clinton postponed his summer plans to be a coordinator for the George McGovern campaign for the 1972 United States presidential election in order to move in with her in California. The couple continued living together in New Haven when they returned to law school.
Clinton eventually moved to Texas with Rodham in 1972 to take a job leading McGovern's effort there. He spent considerable time in Dallas, at the campaign's local headquarters on Lemmon Avenue, where he had an office. Clinton worked with future two-term mayor of Dallas Ron Kirk, future governor of Texas Ann Richards, and then unknown television director and filmmaker Steven Spielberg.
Failed congressional campaign and tenure as Attorney General of Arkansas
After graduating from Yale Law School, Clinton returned to Arkansas and became a law professor at the University of Arkansas. In 1974, he ran for the House of Representatives. Running in the conservative 3rd district against incumbent Republican John Paul Hammerschmidt, Clinton's campaign was bolstered by the anti-Republican and anti-incumbent mood resulting from the Watergate scandal. Hammerschmidt, who had received 77 percent of the vote in 1972, defeated Clinton by only a 52 percent to 48 percent margin. In 1976, Clinton ran for Arkansas attorney general. Defeating the secretary of state and the deputy attorney general in the Democratic primary, Clinton was elected with no opposition at all in the general election, as no Republican had run for the office.
Governor of Arkansas (1979–1981, 1983–1992)
In 1978, Clinton entered the Arkansas gubernatorial primary. At just 31 years old, he was one of the youngest gubernatorial candidates in the state's history. Clinton was elected governor of Arkansas in 1978, having defeated the Republican candidate Lynn Lowe, a farmer from Texarkana. Clinton was only 32 years old when he took office, the youngest governor in the country at the time and the second youngest governor in the history of Arkansas. Due to his youthful appearance, Clinton was often called the "Boy Governor". He worked on educational reform and directed the maintenance of Arkansas's roads, with wife Hillary leading a successful committee on urban health care reform. However, his term included an unpopular motor vehicle tax and citizens' anger over the escape of Cuban refugees (from the Mariel boatlift) detained in Fort Chaffee in 1980. Monroe Schwarzlose, of Kingsland in Cleveland County, polled 31 percent of the vote against Clinton in the Democratic gubernatorial primary of 1980. Some suggested Schwarzlose's unexpected voter turnout foreshadowed Clinton's defeat by Republican challenger Frank D. White in the general election that year. As Clinton once joked, he was the youngest ex-governor in the nation's history.
Clinton joined friend Bruce Lindsey's Little Rock law firm of Wright, Lindsey and Jennings. In 1982, he was elected governor a second time and kept the office for ten years. Effective with the 1986 election, Arkansas had changed its gubernatorial term of office from two to four years. During his term, he helped transform Arkansas's economy and improved the state's educational system. For senior citizens, he removed the sales tax from medications and increased the home property-tax exemption. He became a leading figure among the New Democrats, a group of Democrats who advocated welfare reform, smaller government, and other policies not supported by liberals. Formally organized as the Democratic Leadership Council (DLC), the New Democrats argued that in light of President Ronald Reagan's landslide victory in 1984, the Democratic Party needed to adopt a more centrist political stance in order to succeed at the national level. Clinton delivered the Democratic response to Reagan's 1985 State of the Union Address and served as chair of the National Governors Association from 1986 to 1987, bringing him to an audience beyond Arkansas.
In the early 1980s, Clinton made reform of the Arkansas education system a top priority of his gubernatorial administration. The Arkansas Education Standards Committee was chaired by Clinton's wife Hillary, who was also an attorney as well as the chair of the Legal Services Corporation. The committee transformed Arkansas's education system. Proposed reforms included more spending for schools (supported by a sales-tax increase), better opportunities for gifted children, vocational education, higher teachers' salaries, more course variety, and compulsory teacher competency exams. The reforms passed in September 1983 after Clinton called a special legislative session—the longest in Arkansas history. Many have considered this the greatest achievement of the Clinton governorship. He defeated four Republican candidates for governor: Lowe (1978), White (1982 and 1986), Jonesboro businessmen Woody Freeman (1984), and Sheffield Nelson of Little Rock (1990).
Also in the 1980s, the Clintons' personal and business affairs included transactions that became the basis of the Whitewater controversy investigation, which later dogged his presidential administration. After extensive investigation over several years, no indictments were made against the Clintons related to the years in Arkansas.
According to some sources, Clinton was a death penalty opponent in his early years, but he eventually switched positions. However he might have felt previously, by 1992, Clinton was insisting that Democrats "should no longer feel guilty about protecting the innocent". During Clinton's final term as governor, Arkansas performed its first executions since 1964 (the death penalty had been reinstated in 1976). As Governor, he oversaw the first four executions carried out by the state of Arkansas since the death penalty was reinstated there in 1976: one by electric chair and three by lethal injection. To draw attention to his stance on capital punishment, Clinton flew home to Arkansas mid-campaign in 1992, in order to affirm in person that the controversial execution of Ricky Ray Rector, would go forward as scheduled.
1988 Democratic presidential primaries
In 1987, the media speculated that Clinton would enter the presidential race after incumbent New York governor Mario Cuomo declined to run and Democratic front-runner Gary Hart withdrew owing to revelations of multiple marital infidelities. Clinton decided to remain as Arkansas governor (following consideration for the potential candidacy of Hillary for governor, initially favored—but ultimately vetoed—by the First Lady). For the nomination, Clinton endorsed Massachusetts governor Michael Dukakis. He gave the nationally televised opening night address at the 1988 Democratic National Convention, but his speech, which was 33 minutes long and twice the length it was expected to be, was criticized for being too long and poorly delivered. Clinton presented himself both as a moderate and as a member of the New Democrat wing of the Democratic Party, and he headed the moderate Democratic Leadership Council in 1990 and 1991.
1992 United States presidential election
In the first primary contest, the Iowa Caucus, Clinton finished a distant third to Iowa senator Tom Harkin. During the campaign for the New Hampshire primary, reports surfaced that Clinton had engaged in an extramarital affair with Gennifer Flowers. Clinton fell far behind former Massachusetts senator Paul Tsongas in the New Hampshire polls. Following Super Bowl XXVI, Clinton and his wife Hillary went on 60 Minutes to rebuff the charges. Their television appearance was a calculated risk, but Clinton regained several delegates. He finished second to Tsongas in the New Hampshire primary, but after trailing badly in the polls and coming within single digits of winning, the media viewed it as a victory. News outlets labeled him "The Comeback Kid" for earning a firm second-place finish.
Winning the big prizes of Florida and Texas and many of the Southern primaries on Super Tuesday gave Clinton a sizable delegate lead. However, former California governor Jerry Brown was scoring victories and Clinton had yet to win a significant contest outside his native South. With no major Southern state remaining, Clinton targeted New York, which had many delegates. He scored a resounding victory in New York City, shedding his image as a regional candidate. Having been transformed into the consensus candidate, he secured the Democratic Party nomination, finishing with a victory in Jerry Brown's home state of California.
During the campaign, questions of conflict of interest regarding state business and the politically powerful Rose Law Firm, at which Hillary Rodham Clinton was a partner, arose. Clinton argued the questions were moot because all transactions with the state had been deducted before determining Hillary's firm pay. Further concern arose when Bill Clinton announced that, with Hillary, voters would be getting two presidents "for the price of one".
Clinton was still the governor of Arkansas while campaigning for U.S. president, and he returned to his home state to see that Ricky Ray Rector would be executed. After killing a police officer and a civilian, Rector shot himself in the head, leading to what his lawyers said was a state where he could still talk but did not understand the idea of death. According to both Arkansas state law and federal law, a seriously mentally impaired inmate cannot be executed. The courts disagreed with the allegation of grave mental impairment and allowed the execution. Clinton's return to Arkansas for the execution was framed in an article for The New York Times as a possible political move to counter "soft on crime" accusations.
Bush's approval ratings were around 80 percent during the Gulf War, and he was described as unbeatable. When Bush compromised with Democrats to try to lower federal deficits, he reneged on his promise not to raise taxes, which hurt his approval rating. Clinton repeatedly condemned Bush for making a promise he failed to keep. By election time, the economy was souring and Bush saw his approval rating plummet to just slightly over 40 percent. Finally, conservatives were previously united by anti-communism, but with the end of the Cold War, the party lacked a uniting issue. When Pat Buchanan and Pat Robertson addressed Christian themes at the Republican National Convention—with Bush criticizing Democrats for omitting God from their platform—many moderates were alienated. Clinton then pointed to his moderate, "New Democrat" record as governor of Arkansas, though some on the more liberal side of the party remained suspicious. Many Democrats who had supported Ronald Reagan and Bush in previous elections switched their support to Clinton. Clinton and his running mate, Al Gore, toured the country during the final weeks of the campaign, shoring up support and pledging a "new beginning".
On March 26, 1992, during a Democratic fund raiser of the presidential campaign, Robert Rafsky confronted then Gov. Bill Clinton of Arkansas and asked what he was going to do about AIDS, to which Clinton replied, "I feel your pain". The televised exchange led to AIDS becoming an issue in the 1992 presidential election. On April 4, then candidate Clinton met with members of ACT UP and other leading AIDS advocates to discuss his AIDS agenda and agreed to make a major AIDS policy speech, to have people with HIV speak to the Democratic Convention, and to sign onto the AIDS United Action five point plan.
Clinton won the 1992 presidential election (370 electoral votes) against Republican incumbent George H. W. Bush (168 electoral votes) and billionaire populist Ross Perot (zero electoral votes), who ran as an independent on a platform that focused on domestic issues. Bush's steep decline in public approval was a significant part of Clinton's success. Clinton's victory in the election ended twelve years of Republican rule of the White House and twenty of the previous twenty-four years. The election gave Democrats full control of the United States Congress, the first time one party controlled both the executive and legislative branches since Democrats held the 96th United States Congress during the presidency of Jimmy Carter.
According to Seymour Martin Lipset, the 1992 election had several unique characteristics. Voters felt that economic conditions were worse than they actually were, which harmed Bush. A rare event was the presence of a strong third-party candidate. Liberals launched a backlash against 12 years of a conservative White House. The chief factor was Clinton's uniting his party, and winning over a number of heterogeneous groups.
Presidency (1993–2001)
Clinton's "third way" of moderate liberalism built up the nation's fiscal health and put the nation on a firm footing abroad amid globalization and the development of anti-American terrorist organizations.
During his presidency, Clinton advocated for a wide variety of legislation and programs, most of which were enacted into law or implemented by the executive branch. His policies, particularly the North American Free Trade Agreement and welfare reform, have been attributed to a centrist Third Way philosophy of governance. His policy of fiscal conservatism helped to reduce deficits on budgetary matters. Clinton presided over the longest period of peacetime economic expansion in American history.
The Congressional Budget Office reported budget surpluses of $69 billion in 1998, $126 billion in 1999, and $236 billion in 2000, during the last three years of Clinton's presidency. Over the years of the recorded surplus, the gross national debt rose each year. At the end of the fiscal year (September 30) for each of the years a surplus was recorded, The U.S. treasury reported a gross debt of $5.413 trillion in 1997, $5.526 trillion in 1998, $5.656 trillion in 1999, and $5.674 trillion in 2000. Over the same period, the Office of Management and Budget reported an end of year (December 31) gross debt of $5.369 trillion in 1997, $5.478 trillion in 1998, $5.606 in 1999, and $5.629 trillion in 2000. At the end of his presidency, the Clintons moved to 15 Old House Lane in Chappaqua, New York, in order to quell political worries about his wife's residency for election as a U.S. Senator from New York.
First term (1993–1997)
After his presidential transition, Clinton was inaugurated as the 42nd president of the United States on January 20, 1993. Clinton was physically exhausted at the time, and had an inexperienced staff. His high levels of public support dropped in the first few weeks, as he made a series of mistakes. His first choice for attorney general had not paid her taxes on babysitters and was forced to withdraw. The second appointee also withdrew for the same reason. Clinton had repeatedly promised to encourage gays in the military service, despite what he knew to be the strong opposition of the military leadership. He tried anyway, and was publicly opposed by the top generals, and forced by Congress to a compromise position of "Don't ask, don't tell" whereby gays could serve if and only if they kept it secret. He devised a $16-billion stimulus package primarily to aid inner-city programs desired by liberals, but it was defeated by a Republican filibuster in the Senate. His popularity at the 100 day mark of his term was the lowest of any president at that point.
Public opinion did support one liberal program, and Clinton signed the Family and Medical Leave Act of 1993, which required large employers to allow employees to take unpaid leave for pregnancy or a serious medical condition. This action had bipartisan support, and was popular with the public.
Two days after taking office, on January 22, 1993—the 20th anniversary of the U.S. Supreme Court decision in Roe v. Wade—Clinton reversed restrictions on domestic and international family planning programs that had been imposed by Reagan and Bush. Clinton said abortion should be kept "safe, legal, and rare"—a slogan that had been suggested by political scientist Samuel L. Popkin and first used by Clinton in December 1991, while campaigning. During the eight years of the Clinton administration, the abortion rate declined by 18 percent.
On February 15, 1993, Clinton made his first address to the nation, announcing his plan to raise taxes to close a budget deficit. Two days later, in a nationally televised address to a joint session of Congress, Clinton unveiled his economic plan. The plan focused on reducing the deficit rather than on cutting taxes for the middle class, which had been high on his campaign agenda. Clinton's advisers pressured him to raise taxes, based on the theory that a smaller federal budget deficit would reduce bond interest rates.
President Clinton's attorney general Janet Reno authorized the FBI's use of armored vehicles to deploy tear gas into the buildings of the Branch Davidian community near Waco, Texas, in hopes of ending a 51 day siege. During the operation on April 19, 1993, the buildings caught fire and 75 of the residents died, including 24 children. The raid had originally been planned by the Bush administration; Clinton had played no role.
In August, Clinton signed the Omnibus Budget Reconciliation Act of 1993, which passed Congress without a Republican vote. It cut taxes for 15million low-income families, made tax cuts available to 90 percent of small businesses, and raised taxes on the wealthiest 1.2 percent of taxpayers. Additionally, it mandated that the budget be balanced over many years through the implementation of spending restraints.
On September 22, 1993, Clinton made a major speech to Congress regarding a health care reform plan; the program aimed at achieving universal coverage through a national health care plan. This was one of the most prominent items on Clinton's legislative agenda and resulted from a task force headed by Hillary Clinton. The plan was well received in political circles, but it was eventually doomed by well-organized lobby opposition from conservatives, the American Medical Association, and the health insurance industry. However, Clinton biographer John F. Harris said the program failed because of a lack of coordination within the White House. Despite the Democratic majority in Congress, the effort to create a national health care system ultimately died when compromise legislation by George J. Mitchell failed to gain a majority of support in August 1994. The failure of the bill was the first major legislative defeat of the Clinton administration.
On November 30, 1993, Clinton signed into law the Brady Bill, which mandated federal background checks on people who purchase firearms in the United States. The law also imposed a five-day waiting period on purchases, until the NICS system was implemented in 1998. He also expanded the Earned Income Tax Credit, a subsidy for low-income workers.
In December of the same year, allegations by Arkansas state troopers Larry Patterson and Roger Perry were first reported by David Brock in The American Spectator. In the affair later known as "Troopergate", the officers alleged that they had arranged sexual liaisons for Clinton back when he was governor of Arkansas. The story mentioned a woman named Paula, a reference to Paula Jones. Brock later apologized to Clinton, saying the article was politically motivated "bad journalism", and that "the troopers were greedy and had slimy motives".
That month, Clinton implemented a Department of Defense directive known as "Don't Ask, Don't Tell", which allowed gay men and women to serve in the armed services provided they kept their sexual preferences a secret. The Act forbade the military from inquiring about an individual's sexual orientation. The policy was developed as a compromise after Clinton's proposal to allow gays to serve openly in the military met staunch opposition from prominent Congressional Republicans and Democrats, including senators John McCain (R-AZ) and Sam Nunn (D-GA). According to David Mixner, Clinton's support for the compromise led to a heated dispute with Vice President Al Gore, who felt that "the President should lift the ban ... even though [his executive order] was sure to be overridden by the Congress". Some gay-rights advocates criticized Clinton for not going far enough and accused him of making his campaign promise to get votes and contributions. Their position was that Clinton should have integrated the military by executive order, noting that President Harry S. Truman used executive order to racially desegregate the armed forces. Clinton's defenders argued that an executive order might have prompted the Senate to write the exclusion of gays into law, potentially making it harder to integrate the military in the future. Later in his presidency, in 1999, Clinton criticized the way the policy was implemented, saying he did not think any serious person could say it was not "out of whack". The policy remained controversial, and was finally repealed in 2011, removing open sexual orientation as a reason for dismissal from the armed forces.
On January 1, 1994, Clinton signed the North American Free Trade Agreement into law. Throughout his first year in office, Clinton consistently supported ratification of the treaty by the U.S. Senate. Clinton and most of his allies in the Democratic Leadership Committee strongly supported free trade measures; there remained, however, strong disagreement within the party. Opposition came chiefly from anti-trade Republicans, protectionist Democrats and supporters of Ross Perot. The bill passed the house with 234 votes in favor and 200 votes opposed (132 Republicans and 102 Democrats in favor; 156 Democrats, 43 Republicans, and one independent opposed). The treaty was then ratified by the Senate and signed into law by the president.
On July 29, 1994, the Clinton administration launched the first official White House website, whitehouse.gov. The site was followed with three more versions, with the final version being launched on July 21, 2000. The White House website was part of a wider movement of the Clinton administration toward web-based communication. According to Robert Longley, "Clinton and Gore were responsible for pressing almost all federal agencies, the U.S. court system and the U.S. military onto the Internet, thus opening up America's government to more of America's citizens than ever before. On July 17, 1996, Clinton issued Executive Order 13011—Federal Information Technology, ordering the heads of all federal agencies to utilize information technology fully to make the information of the agency easily accessible to the public."
The Omnibus Crime Bill, which Clinton signed into law in September 1994, made many changes to U.S. crime and law enforcement legislation including the expansion of the death penalty to include crimes not resulting in death, such as running a large-scale drug enterprise. During Clinton's re-election campaign he said, "My 1994 crime bill expanded the death penalty for drug kingpins, murderers of federal law enforcement officers, and nearly 60 additional categories of violent felons." It also included a subsection of assault weapons ban for a ten-year period.
After two years of Democratic Party control, the Democrats lost control of Congress to the Republicans in the mid-term elections in 1994, for the first time in forty years.
A speech delivered by President Bill Clinton at the December 6, 1995 White House Conference on HIV/AIDS projected that a cure for AIDS and a vaccine to prevent further infection would be developed. The President focused on his administration's accomplishments and efforts related to the epidemic, including an accelerated drug-approval process. He also condemned homophobia and discrimination against people with HIV. Clinton announced three new initiatives: creating a special working group to coordinate AIDS research throughout the federal government; convening public health experts to develop an action plan that integrates HIV prevention with substance abuse prevention; and launching a new effort by the Department of Justice to ensure that health care facilities provide equal access to people with HIV and AIDS.
On September 21, 1996, Clinton signed into law the Defense of Marriage Act (DOMA), which defined marriage for federal purposes as the legal union of one man and one woman; the legislation allowed individual states to refuse to recognize gay marriages that were performed in other states. Paul Yandura, speaking for the White House gay and lesbian liaison office, said Clinton's signing DOMA "was a political decision that they made at the time of a re-election". In defense of his actions, Clinton has said that DOMA was intended to "head off an attempt to send a constitutional amendment banning gay marriage to the states", a possibility he described as highly likely in the context of a "very reactionary Congress". Administration spokesman Richard Socarides said, "the alternatives we knew were going to be far worse, and it was time to move on and get the president re-elected." Clinton himself said DOMA was something "which the Republicans put on the ballot to try to get the base vote for Bush up, I think it's obvious that something had to be done to try to keep the Republican Congress from presenting that"; Others were more critical. The veteran gay rights and gay marriage activist Evan Wolfson has called these claims "historic revisionism". Despite this, it has been noted that other than a brief written response to a Reader's Digest that questioned whether he agreed with it, Clinton had made no documented reference to the issue of gay marriage until May 1996. In a July 2, 2011, editorial The New York Times opined, "The Defense of Marriage Act was enacted in 1996 as an election-year wedge issue, signed by President Bill Clinton in one of his worst policy moments." Ultimately, in United States v. Windsor, the U.S. Supreme Court struck down DOMA in June 2013.
Despite DOMA, Clinton was the first president to select openly gay persons for administrative positions, and he is generally credited as being the first president to publicly champion gay rights. During his presidency, Clinton issued two substantially controversial executive orders on behalf of gay rights, the first lifting the ban on security clearances for LGBT federal employees and the second outlawing discrimination based on sexual orientation in the federal civilian workforce. Under Clinton's leadership, federal funding for HIV/AIDS research, prevention and treatment more than doubled. Clinton also pushed for passing hate crimes laws for gays and for the private sector Employment Non-Discrimination Act, which, buoyed by his lobbying, failed to pass the Senate by a single vote in 1996. Advocacy for these issues, paired with the politically unpopular nature of the gay rights movement at the time, led to enthusiastic support for Clinton's election and reelection by the Human Rights Campaign. Clinton came out for gay marriage in July 2009 and urged the Supreme Court to overturn DOMA in 2013. He was later honored by GLAAD for his prior pro-gay stances and his reversal on DOMA.
The 1996 United States campaign finance controversy was an alleged effort by China to influence the domestic policies of the United States, before and during the Clinton administration, and involved the fundraising practices of the administration itself. Despite the evidence, the Chinese government denied all accusations.
As part of a 1996 initiative to curb illegal immigration, Clinton signed the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA) on September 30, 1996. Appointed by Clinton, the U.S. Commission on Immigration Reform recommended reducing legal immigration from about 800,000 people a year to about 550,000.
In November 1996, Clinton narrowly escaped possible assassination in the Philippines, which was a bridge bomb planted by al-Qaeda and was masterminded by Osama bin Laden. During Clinton's presidency, the attempt remained top secret.
1996 presidential campaign
In the 1996 presidential election, Clinton was re-elected, receiving 49.2 percent of the popular vote over Republican Bob Dole (40.7 percent of the popular vote) and Reform candidate Ross Perot (8.4 percent of the popular vote). Clinton received 379 of the Electoral College votes, with Dole receiving 159 electoral votes. With his victory, he became the first Democrat to win two consecutive presidential elections since Franklin D. Roosevelt.
Second term (1997–2001)
In the January 1997, State of the Union address, Clinton proposed a new initiative to provide health coverage to up to five million children. Senators Ted Kennedy—a Democrat—and Orrin Hatch—a Republican—teamed up with Hillary Rodham Clinton and her staff in 1997, and succeeded in passing legislation forming the State Children's Health Insurance Program (SCHIP), the largest (successful) health care reform in the years of the Clinton Presidency. That year, Hillary Clinton shepherded through Congress the Adoption and Safe Families Act and two years later she succeeded in helping pass the Foster Care Independence Act. Bill Clinton negotiated the passage of the Balanced Budget Act of 1997 by the Republican Congress. In October 1997, he announced he was getting hearing aids, due to hearing loss attributed to his age, and his time spent as a musician in his youth. In 1999, he signed into law the Financial Services Modernization Act also known as the Gramm–Leach–Bliley Act, which repealed the part of the Glass–Steagall Act that had prohibited a bank from offering a full range of investment, commercial banking, and insurance services since its enactment in 1933.
Investigations
In November 1993, David Hale—the source of criminal allegations against Bill Clinton in the Whitewater controversy—alleged that while governor of Arkansas, Clinton pressured Hale to provide an illegal $300,000 loan to Susan McDougal, the Clintons' partner in the Whitewater land deal. A U.S. Securities and Exchange Commission investigation resulted in convictions against the McDougals for their role in the Whitewater project, but the Clintons themselves were never charged, and Clinton maintains his and his wife's innocence in the affair. Investigations Robert B. Fiske and Ken Starr found insufficient to evidence to prosecute the Clintons.
The White House FBI files controversy of June 1996 arose concerning improper access by the White House to FBI security-clearance documents. Craig Livingstone, head of the White House Office of Personnel Security, improperly requested, and received from the FBI, background report files without asking permission of the subject individuals; many of these were employees of former Republican administrations. In March 2000, Independent Counsel Robert Ray determined there was no credible evidence of any crime. Ray's report further stated, "there was no substantial and credible evidence that any senior White House official was involved" in seeking the files.
On May 19, 1993, Clinton fired seven employees of the White House Travel Office. This caused the White House travel office controversy even though the travel office staff served at the pleasure of the president and could be dismissed without cause. The White House responded to the controversy by claiming that the firings were done in response to financial improprieties that had been revealed by a brief FBI investigation. Critics contended that the firings had been done to allow friends of the Clintons to take over the travel business and the involvement of the FBI was unwarranted. The House Government Reform and Oversight Committee issued a report which accused the Clinton administration of having obstructed their efforts to investigate the affair. Special counsel Robert Fiske said that Hillary Clinton was involved in the firing and gave "factually false" testimony to the GAO, congress, and the independent counsel. However Fiske said there was not enough evidence to prosecute.
Impeachment and acquittal
After a House inquiry, Clinton was impeached on December 19, 1998, by the House of Representatives. The House voted 228–206 to impeach him for perjury to a grand jury and voted 221–212 to impeach him for obstruction of justice. Clinton was only the second U.S. president (the first being Andrew Johnson) to be impeached. Impeachment proceedings were based on allegations that Clinton had illegally lied about and covered up his relationship with 22-year-old White House (and later Department of Defense) employee Monica Lewinsky. After the Starr Report was submitted to the House providing what it termed "substantial and credible information that President Clinton Committed Acts that May Constitute Grounds for an Impeachment", the House began impeachment hearings against Clinton before the mid-term elections. To hold impeachment proceedings, Republican leadership called a lame-duck session in December 1998.
While the House Judiciary Committee hearings ended in a straight party-line vote, there was lively debate on the House floor. The two charges passed in the House (largely with Republican support, but with a handful of Democratic votes as well) were for perjury and obstruction of justice. The perjury charge arose from Clinton's testimony before a grand jury that had been convened to investigate perjury he may have committed in his sworn deposition during Jones v. Clinton, Paula Jones's sexual harassment lawsuit. The obstruction charge was based on his actions to conceal his relationship with Lewinsky before and after that deposition.
The Senate later acquitted Clinton of both charges. The Senate refused to meet to hold an impeachment trial before the end of the old term, so the trial was held over until the next Congress. Clinton was represented by Washington law firm Williams & Connolly. The Senate finished a twenty-one-day trial on February 12, 1999, with the vote of 55 not guilty/45 guilty on the perjury charge and 50 not guilty/50 guilty on the obstruction of justice charge. Both votes fell short of the constitutional two-thirds majority requirement to convict and remove an officeholder. The final vote was generally along party lines, with no Democrats voting guilty, and only a handful of Republicans voting not guilty.
On January 19, 2001, Clinton's law license was suspended for five years after he acknowledged to an Arkansas circuit court he had engaged in conduct prejudicial to the administration of justice in the Jones case.
Pardons and commutations
Clinton issued 141 pardons and 36 commutations on his last day in office on January 20, 2001. Controversy surrounded Marc Rich and allegations that Hillary Clinton's brother, Hugh Rodham, accepted payments in return for influencing the president's decision-making regarding the pardons. Federal prosecutor Mary Jo White was appointed to investigate the pardon of Rich. She was later replaced by then-Republican James Comey. The investigation found no wrongdoing on Clinton's part. Clinton also pardoned 4 defendants in the Whitewater Scandal, Chris Wade, Susan McDougal, Stephen Smith, and Robert W. Palmer, all of whom had ties to Clinton when he was governor of Arkansas. Former Clinton HUD Secretary Henry Cisneros, who pleaded guilty to lying to the FBI, was also among Clinton's pardons.
Campaign finance controversies
In February 1997 it was discovered upon documents being released by the Clinton Administration that 938 people had stayed at the White House and that 821 of them had made donations to the Democratic Party and got the opportunity to stay in the Lincoln bedroom as a result of the donations. Some donors included Steven Spielberg, Tom Hanks, Jane Fonda, and Judy Collins. Top donors also got golf games and morning jogs with Clinton as a result of the contributions. Janet Reno was called on to investigate the matter by Trent Lott, but she refused.
In 1996, it was found that several Chinese foreigners made contributions to Clinton's reelection campaign and the Democratic National Committee with the backing of the People's Republic of China. Some of them also attempted to donate to Clinton's defense fund. This violated United States law forbidding non-American citizens from making campaign contributions. Clinton and Al Gore also allegedly met with the foreign donors. A Republican investigation led by Fred Thompson found that Clinton was targeted by the Chinese government. However, Democratic senators Joe Lieberman and John Glenn said that the evidence showed that China only targeted congressional elections and not presidential elections.
Military and foreign affairs
Somalia
American troops had first entered Somalia during the Bush administration in response to a humanitarian crisis and civil war. Though initially involved to assist humanitarian efforts, the Clinton administration shifted the objectives set out in the mission and began pursuing a policy of attempting to neutralize Somali warlords. In 1993, during the Battle of Mogadishu, two U.S. helicopters were shot down by rocket-propelled grenade attacks to their tail rotors, trapping soldiers behind enemy lines. This resulted in an urban battle that killed 18 American soldiers, wounded 73 others, and resulted in one being taken prisoner. Television news programs depicted the supporters of warlord Mohammed Aidid desecrating the corpses of troops. The backlash resulting from the incident prompted in a drop in support for American intervention in the country and coincided with a more cautious use of troops throughout the rest of the Clinton administration. Following a subsequent national security policy review, U.S. forces were withdrawn from Somalia and later conflicts were approached with fewer soldiers on the ground.
Rwanda
In April 1994, genocide broke out in Rwanda. Intelligence reports indicate that Clinton was aware a "final solution to eliminate all Tutsis" was underway, long before the administration publicly used the word "genocide". Fearing a reprisal of the events in Somalia the previous year, Clinton chose not to intervene. Clinton has called his failure to intervene one of his main foreign policy failings, saying "I don't think we could have ended the violence, but I think we could have cut it down. And I regret it."
Bosnia and Herzegovina
In 1993 and 1994, Clinton pressured Western European leaders to adopt a strong military policy against Bosnian Serbs during the Bosnian War. This strategy faced staunch opposition from the United Nations, NATO allies, and Congressional Republicans, leading Clinton to adopt a more diplomatic approach. In 1995, U.S. and NATO aircraft bombed Bosnian Serb targets to halt attacks on UN safe zones and pressure them into a peace accord that would end the Bosnian war. Clinton deployed U.S. peacekeepers to Bosnia in late 1995, to uphold the subsequent Dayton Agreement.
Irish peace talks
In 1992, before his presidency, Clinton proposed sending a peace envoy to Northern Ireland, but this was dropped to avoid tensions with the British government. In November 1995, in a ceasefire during the Troubles, Clinton became the first president to visit Northern Ireland, examining both of the two divided communities of Belfast. Despite unionist criticism, Clinton used his visit as a way to negotiate an end to the violent conflict, playing a key role in the peace talks that produced the Good Friday Agreement in 1998.
Iran
Clinton sought to continue the Bush administration's policy of limiting Iranian influence in the Middle East, which he laid out in the dual containment strategy. In 1994, Clinton declared that Iran was a "state sponsor of terrorism" and a "rogue state", marking the first time that an American President used that term. Subsequent executive orders heavily sanctioned Iran's oil industry and banned almost all trade between U.S. companies and the Iranian government. In February 1996, the Clinton administration agreed to pay Iran US$131.8million (equivalent to $ million in ) in settlement to discontinue a case brought by Iran in 1989 against the U.S. in the International Court of Justice after the shooting down of Iran Air Flight 655 by the U.S. Navy guided missile cruiser. Following the 1997 election of reformist president Mohammad Khatami, the administration eased sanctions.
Iraq
In Clinton's 1998 State of the Union Address, he warned Congress that Iraqi dictator Saddam Hussein was building an arsenal of chemical, biological and nuclear weapons.
Clinton signed the Iraq Liberation Act of 1998 on October 31, 1998, which instituted a policy of "regime change" against Iraq, though it explicitly stated it did not provide for direct intervention on the part of American military forces. The administration then launched a four-day bombing campaign named Operation Desert Fox, lasting from December 16 to 19, 1998. At the end of this operation Clinton announced that "So long as Saddam remains in power, he will remain a threat to his people, his region, and the world. With our allies, we must pursue a strategy to contain him and to constrain his weapons of mass destruction program, while working toward the day Iraq has a government willing to live at peace with its people and with its neighbors." American and British aircraft in the Iraq no-fly zones attacked hostile Iraqi air defenses 166 times in 1999 and 78 times in 2000.
Osama bin Laden
Capturing Osama bin Laden was an objective of the U.S. government during the Clinton presidency (and continued to be until bin Laden's death in 2011). Despite claims by Mansoor Ijaz and Sudanese officials that the Sudanese government had offered to arrest and extradite bin Laden, and that U.S. authorities rejected each offer, the 9/11 Commission Report stated that "we have not found any reliable evidence to support the Sudanese claim".
In response to a 1996 State Department warning about bin Laden and the 1998 bombings of U.S. embassies in East Africa by al-Qaeda (which killed 224 people, including 12 Americans), Clinton ordered several military missions to capture or kill bin Laden, all of which were unsuccessful. In August 1998, Clinton ordered cruise missile strikes on terrorist targets in Afghanistan and Sudan, targeting the Al-Shifa pharmaceutical factory in Sudan, which was suspected of assisting bin Laden in making chemical weapons, and bin Laden's terrorist training camps in Afghanistan. The factory was destroyed by the attack, resulting in the death of one employee and the wounding of 11 other people. After the destruction of the factory, there was a medicine shortage in Sudan due to the plant providing 50 percent of Sudan's medicine, and the destruction of the plant led to a shortage of chloroquine, a drug which is used to treat malaria. U.S. officials later acknowledged that there was no evidence the plant was acknowledging manufacturing or storing nerve gas. The attack provoked criticism of Clinton from journalists and academics including Christopher Hitchens, Seymour Hersh, Max Taylor, and others.
Kosovo
In the midst of a brutal crackdown on ethnic Albanian separatists in the province of Kosovo by the Federal Republic of Yugoslavia, Clinton authorized the use of U.S. Armed Forces in a NATO bombing campaign against Yugoslavia in 1999, named Operation Allied Force. The stated reasoning behind the intervention was to stop the ethnic cleansing (and what the Clinton administration labeled genocide) of Albanians by Yugoslav anti-guerilla military units. General Wesley Clark was Supreme Allied Commander of NATO and oversaw the mission. With United Nations Security Council Resolution 1244, the bombing campaign ended on June 10, 1999. The resolution placed Kosovo under UN administration and authorized a peacekeeping force to be deployed to the region. NATO announced its soldiers all survived combat, though two died in an Apache helicopter crash. Journalists in the popular press criticized genocide statements by the Clinton administration as false and greatly exaggerated. Prior to the bombing campaign on March 24, 1999, estimates showed that the number of civilians killed in the over year long conflict in Kosovo had been approximately 1,800, with critics asserting that little or no evidence existed of genocide. In a post-war inquiry, the Organization for Security and Co-operation in Europe noted "the patterns of the expulsions and the vast increase in lootings, killings, rape, kidnappings and pillage once the NATO air war began on March 24." In 2001, the UN-supervised Supreme Court of Kosovo ruled that genocide (the intent to destroy a people) did not take place, but recognized "a systematic campaign of terror, including murders, rapes, arsons and severe maltreatments" with the intention being the forceful departure of the Albanian population. The term "ethnic cleansing" was used as an alternative to "genocide" to denote not just ethnically motivated murder but also displacement, though critics charge there is little difference. Slobodan Milošević, the president of Yugoslavia at the time of the atrocities, was eventually brought to trial before the International Criminal Tribunal for the former Yugoslavia in the Hague on charges including crimes against humanity and war crimes for his role in the war. He died in 2006, before the completion of the trial.
China
Clinton aimed to increase trade with China, minimizing import tariffs and offering the country most favoured nation status in 1993, his administration minimized tariff levels in Chinese imports. Clinton initially conditioned extension of this status on human rights reforms, but ultimately decided to extend the status despite a lack of reform in the specified areas, including free emigration, treatment of prisoners in terms of international human rights, and observation of human rights specified by UN resolutions, among others.
Relations were damaged briefly by the American bombing of the Chinese embassy in Belgrade in May 1999. Clinton apologized for the bombing, stating it was accidental.
On October 10, 2000, Clinton signed into law the United States–China Relations Act of 2000, which granted permanent normal trade relations (PNTR) trade status to China. The president asserted that free trade would gradually open China to democratic reform.
In encouraging Congress to approve the agreement and China's accession to the World Trade Organization (WTO), Clinton stated that more trade with China would advance America's economic interests, saying that "economically, this agreement is the equivalent of a one-way street. It requires China to open its markets—with a fifth of the world's population, potentially the biggest markets in the world—to both our products and services in unprecedented new ways."
Israeli-Palestinian conflict
Clinton attempted to end the Israeli–Palestinian conflict. Secret negotiations mediated by Clinton between Israeli Prime Minister Yitzhak Rabin and Palestine Liberation Organization (PLO) Chairman Yasser Arafat led to a historic declaration of peace in September 1993, called the Oslo Accords, which were signed at the White House on September 13. The agreement led to the Israel–Jordan peace treaty in 1994 and the Wye River Memorandum in October 1998, however, this did not end the conflict. He brought Israeli prime minister Ehud Barak and Palestinian Authority chairman Yasser Arafat together at Camp David for the 2000 Camp David Summit, which lasted 14 days in July. Following the failure of the peace talks, Clinton said Arafat had "missed the opportunity" to facilitate a "just and lasting peace". In his autobiography, Clinton blames Arafat for the collapse of the summit. Following another attempt in December 2000 at Bolling Air Force Base, in which the president offered the Clinton Parameters, the situation broke down completely after the end of the Taba Summit and with the start of the Second Intifada.
Judicial appointments
Clinton appointed two justices to the Supreme Court: Ruth Bader Ginsburg in 1993 and Stephen Breyer in 1994. Both justices went on to serve until the 2020s, leaving a lasting judicial legacy for President Clinton.
Clinton was the first president in history to appoint more women and minority judges than white male judges to the federal courts. In his eight years in office, 11.6% of Clinton's court of appeals nominees and 17.4% of his district court nominees were black; 32.8% of his court of appeals nominees and 28.5% of his district court nominees were women.
Public opinion
Throughout Clinton's first term, his job approval rating fluctuated in the 40s and 50s. In his second term, his rating consistently ranged from the high-50s to the high-60s. After his impeachment proceedings in 1998 and 1999, Clinton's rating reached its highest point. According to a CBS News/New York Times poll, Clinton left office with an approval rating of 68 percent, which matched those of Ronald Reagan and Franklin D. Roosevelt as the highest ratings for departing presidents in the modern era. Clinton's average Gallup poll approval rating for his last quarter in office was 61 percent, the highest final quarter rating any president has received for fifty years. Forty-seven percent of the respondents identified themselves as being Clinton supporters.
As he was leaving office, a CNN/USA Today/Gallup poll revealed that 45 percent of Americans said they would miss him; 55 percent thought he "would have something worthwhile to contribute and should remain active in public life"; 68 percent thought he would be remembered more for his "involvement in personal scandal" than for "his accomplishments"; and 58 percent answered "No" to the question "Do you generally think Bill Clinton is honest and trustworthy?" The same percentage said he would be remembered as either "outstanding" or "above average" as a president, while 22 percent said he would be remembered as "below average" or "poor". ABC News characterized public consensus on Clinton as, "You can't trust him, he's got weak morals and ethics—and he's done a heck of a good job."
In May 2006, a CNN poll comparing Clinton's job performance with that of his successor, George W. Bush, found that a strong majority of respondents said Clinton outperformed Bush in six different areas questioned. Gallup polls in 2007 and 2011 showed that Clinton was regarded by 13 percent of Americans as the greatest president in U.S. history.
In 2014, 18 percent of respondents in a Quinnipiac University Polling Institute poll of American voters regarded Clinton as the best president since World War II, making him the third most popular among postwar presidents, behind John F. Kennedy and Ronald Reagan. The same poll showed that just 3 percent of American voters regarded Clinton as the worst president since World War II.
A 2015 poll by The Washington Post asked 162 scholars of the American Political Science Association to rank all the U.S. presidents in order of greatness. According to their findings, Clinton ranked eighth overall, with a rating of 70 percent.
Public image
Clinton was the first baby boomer president. Authors Martin Walker and Bob Woodward stated that Clinton's innovative use of sound bite-ready dialogue, personal charisma, and public perception-oriented campaigning were a major factor in his high public approval ratings. When Clinton played the saxophone on The Arsenio Hall Show, he was described by some religious conservatives as "the MTV president". Opponents sometimes referred to him as "Slick Willie", a nickname which was first applied to him in 1980 by Pine Bluff Commercial journalist Paul Greenberg; Greenberg believed that Clinton was abandoning the progressive policies of previous Arkansas Governors such as Winthrop Rockefeller, Dale Bumpers and David Pryor. The claim "Slick Willie" would last throughout his presidency. His folksy manner led him to be nicknamed Bubba, especially in the South, starting from the 1992 presidential election. Since 2000, he has frequently been referred to as "The Big Dog" or "Big Dog". His prominent role in campaigning for President Obama during the 2012 presidential election and his widely publicized speech at the 2012 Democratic National Convention, where he officially nominated Obama and criticized Republican nominee Mitt Romney and Republican policies in detail, earned him the nickname "Explainer-in-Chief".
Clinton drew strong support from the African American community and insisted that the improvement of race relations would be a major theme of his presidency. In 1998, Nobel laureate Toni Morrison called Clinton "the first black president", saying, "Clinton displays almost every trope of blackness: single-parent household, born poor, working-class, saxophone-playing, McDonald's-and-junk-food-loving boy from Arkansas". Morrison noted that Clinton's sex life was scrutinized more than his career accomplishments, and she compared this to the stereotyping and double standards that, she said, blacks typically endure. Many viewed this comparison as unfair and disparaging both to Clinton and to the African-American community.
Sexual assault and misconduct allegations
Several women have publicly accused Bill Clinton of sexual misconduct, including rape, harassment, and sexual assault. Additionally, some commentators have characterized Clinton's sexual relationship with former White House intern Monica Lewinsky as predatory or non-consensual, despite the fact that Lewinsky called the relationship consensual at the time. These allegations have been revisited and lent more credence in 2018, in light of the #MeToo movement, with many commentators and Democratic leaders now saying Clinton should have been compelled to resign after the Lewinsky affair.
In 1994, Paula Jones initiated a sexual harassment lawsuit against Clinton, claiming he had made unwanted advances towards her in 1991; Clinton denied the allegations. In April 1998, the case was initially dismissed by Judge Susan Webber Wright on the grounds that it lacked legal merit. Jones appealed Webber Wright's ruling, and her suit gained traction following Clinton's admission to having an affair with Monica Lewinsky in August 1998. In 1998, lawyers for Paula Jones released court documents that alleged a pattern of sexual harassment by Clinton when he was Governor of Arkansas. Robert S. Bennett, Clinton's main lawyer for the case, called the filing "a pack of lies" and "an organized campaign to smear the President of the United States" funded by Clinton's political enemies. Clinton later agreed to an out-of-court settlement and paid Jones $850,000. Bennett said the president made the settlement only so he could end the lawsuit for good and move on with his life. During the deposition for the Jones lawsuit, which was held at the White House, Clinton denied having sexual relations with Monica Lewinsky—a denial that became the basis for an impeachment charge of perjury.
In 1998, Kathleen Willey alleged that Clinton had groped her in a hallway in 1993. An independent counsel determined Willey gave "false information" to the FBI, inconsistent with sworn testimony related to the Jones allegation. On March 19, 1998, Julie Hiatt Steele, a friend of Willey, released an affidavit, accusing the former White House aide of asking her to lie to corroborate Ms. Willey's account of being sexually groped by Clinton in the Oval Office. An attempt by Kenneth Starr to prosecute Steele for making false statements and obstructing justice ended in a mistrial and Starr declined to seek a retrial after Steele sought an investigation against the former independent counsel for prosecutorial misconduct. Linda Tripp's grand jury testimony also differed from Willey's claims regarding inappropriate sexual advances.
Also in 1998, Juanita Broaddrick alleged that Clinton had raped her in the spring of 1978, although she said she did not remember the exact date. To support her charge, Broaddrick notes that she told multiple witnesses in 1978 she had been raped by Clinton, something these witnesses also state in interviews to the press. Broaddrick had earlier filed an affidavit denying any "unwelcome sexual advances" and later repeated the denial in a sworn deposition. In a 1998 NBC interview wherein she detailed the alleged rape, Broaddrick said she had denied (under oath) being raped only to avoid testifying about the ordeal publicly.
The Lewinsky scandal has had an enduring impact on Clinton's legacy, beyond his impeachment in 1998. In the wake of the #MeToo movement (which shed light on the widespread prevalence of sexual assault and harassment, especially in the workplace), various commentators and Democratic political leaders, as well as Lewinsky herself, have revisited their view that the Lewinsky affair was consensual, and instead characterized it as an abuse of power or harassment, in light of the power differential between a president and a 22-year old intern. In 2018, Clinton was asked in several interviews about whether he should have resigned, and he said he had made the right decision in not resigning. During the 2018 Congressional elections, The New York Times alleged that having no Democratic candidate for office asking Clinton to campaign with them was a change that attributed to the revised understanding of the Lewinsky scandal. However, former DNC interim chair Donna Brazile previously urged Clinton in November 2017 to campaign during the 2018 midterm elections, in spite of New York U.S. senator Kirsten Gillibrand's recent criticism of the Lewinsky scandal.
Alleged affairs
Clinton admitted to having extramarital affairs with singer Gennifer Flowers and Monica Lewinsky. Actress Elizabeth Gracen, Miss Arkansas winner Sally Perdue, and Dolly Kyle Browning all claimed that they had affairs with Clinton during his time as governor of Arkansas. Browning later sued Clinton, Bruce Lindsey, Robert S. Bennett, and Jane Mayer, alleging they engaged in a conspiracy to attempt to block her from publishing a book loosely based on her relationship with Clinton and tried to defame him. However, Browning's lawsuit was dismissed.
Post-presidency (2001–present)
Bill Clinton has continued to be active in public life since leaving office in 2001, giving speeches, fundraising, and founding charitable organizations, and has spoken in prime time at every Democratic National Convention.
Activities until 2008 campaign
In 2002, Clinton warned that pre-emptive military action against Iraq would have unwelcome consequences, and later claimed to have opposed the Iraq War from the start (though some dispute this). In 2005, Clinton criticized the Bush administration for its handling of emissions control, while speaking at the United Nations Climate Change conference in Montreal.
The William J. Clinton Presidential Center and Park in Little Rock, Arkansas, was dedicated in 2004. Clinton released a best-selling autobiography, My Life, in 2004. In 2007, he released Giving: How Each of Us Can Change the World, which also became a New York Times Best Seller and garnered positive reviews.
In the aftermath of the 2004 Asian tsunami, U.N. secretary-general Kofi Annan appointed Clinton to head a relief effort. After Hurricane Katrina, Clinton joined with fellow former president George H. W. Bush to establish the Bush-Clinton Tsunami Fund in January 2005, and the Bush-Clinton Katrina Fund in October of that year. As part of the tsunami effort, these two ex-presidents appeared in a Super Bowl XXXIX pre-game show, and traveled to the affected areas. They also spoke together at the funeral of Boris Yeltsin in April 2007.
Based on his philanthropic worldview, Clinton created the William J. Clinton Foundation to address issues of global importance. This foundation includes the Clinton Foundation HIV and AIDS Initiative (CHAI), which strives to combat that disease, and has worked with the Australian government toward that end. The Clinton Global Initiative (CGI), begun by the Clinton Foundation in 2005, attempts to address world problems such as global public health, poverty alleviation and religious and ethnic conflict. In 2005, Clinton announced through his foundation an agreement with manufacturers to stop selling sugary drinks in schools. Clinton's foundation joined with the Large Cities Climate Leadership Group in 2006 to improve cooperation among those cities, and he met with foreign leaders to promote this initiative. The foundation has received donations from many governments all over the world, including Asia and the Middle East. In 2008, Foundation director Inder Singh announced deals to reduce the price of anti-malaria drugs by 30 percent in developing nations. Clinton also spoke in favor of California Proposition 87 on alternative energy, which was voted down.
2008 presidential election
During the 2008 Democratic presidential primary campaign, Clinton vigorously advocated on behalf of his wife, Hillary. Through speaking engagements and fundraisers, he was able to raise $10 million toward her campaign. Some worried that as an ex-president, he was too active on the trail, too negative to Clinton rival Barack Obama, and alienating his supporters at home and abroad. Many were especially critical of him following his remarks in the South Carolina primary, which Obama won. Later in the 2008 primaries, there was some infighting between Bill and Hillary's staffs, especially in Pennsylvania. Considering Bill's remarks, many thought he could not rally Hillary supporters behind Obama after Obama won the primary. Such remarks led to apprehension that the party would be split to the detriment of Obama's election. Fears were allayed August 27, 2008, when Clinton enthusiastically endorsed Obama at the 2008 Democratic National Convention, saying all his experience as president assures him that Obama is "ready to lead". After Hillary Clinton's presidential campaign was over, Bill Clinton continued to raise funds to help pay off her campaign debt.
After the 2008 election
In 2009, Clinton travelled to North Korea on behalf of two American journalists imprisoned there. Euna Lee and Laura Ling had been imprisoned for illegally entering the country from China. Jimmy Carter had made a similar visit in 1994. After Clinton met with North Korean leader Kim Jong-il, Kim issued a pardon.
Since then, Clinton has been assigned many other diplomatic missions. He was named United Nations Special Envoy to Haiti in 2009 following a series of hurricanes which caused $1 billion in damages. Clinton organized a conference with the Inter-American Development Bank, where a new industrial park was discussed in an effort to "build back better". In response to the 2010 Haiti earthquake, U.S. president Barack Obama announced that Clinton and George W. Bush would coordinate efforts to raise funds for Haiti's recovery. Funds began pouring into Haiti, which led to funding becoming available for Caracol Industrial Park in a part of the country unaffected by the earthquake. While Hillary Clinton was in South Korea, she and Cheryl Mills worked to convince SAE-A, a large apparel subcontractor, to invest in Haiti despite the company's deep concerns about plans to raise the minimum wage. In the summer of 2010, the South Korean company signed a contract at the U.S. State Department, ensuring that the new industrial park would have a key tenant. In 2010, Clinton announced support of, and delivered the keynote address for, the inauguration of NTR, Ireland's first environmental foundation. At the 2012 Democratic National Convention, Clinton gave a widely praised speech nominating Barack Obama.
2016 presidential election and after
During the 2016 presidential election, Clinton again encouraged voters to support Hillary, and made appearances speaking on the campaign trail. In a series of tweets, then-President-elect Donald Trump criticized his ability to get people out to vote. Clinton served as a member of the electoral college for the state of New York. He voted for the Democratic ticket consisting of his wife Hillary and her running-mate Tim Kaine.
On September 7, 2017, Clinton partnered with former presidents Jimmy Carter, George H. W. Bush, George W. Bush, and Barack Obama to work with One America Appeal to help the victims of Hurricane Harvey and Hurricane Irma in the Gulf Coast and Texas communities.
In 2020, Clinton again served as a member of the United States Electoral College from New York, casting his vote for the successful Democratic ticket of Joe Biden and Kamala Harris.
Post-presidential health concerns
In September 2004, Clinton underwent quadruple bypass surgery. In March 2005, he again underwent surgery, this time for a partially collapsed lung. On February 11, 2010, he was rushed to New York-Presbyterian/Columbia Hospital in Manhattan after complaining of chest pains, and he had two coronary stents implanted in his heart. After this procedure, Clinton adopted a plant-based whole foods (vegan) diet, which had been recommended by doctors Dean Ornish and Caldwell Esselstyn. However, he has since incorporated fish and lean proteins at the suggestion of Mark Hyman, a proponent of the pseudoscientific ethos of functional medicine. As a result, he is no longer a strict vegan.
In October 2021, Clinton was treated for sepsis at the University of California, Irvine Medical Center.
In December 2022, Clinton tested positive for COVID-19.
Wealth
The Clintons incurred several million dollars in legal bills during his presidency, which were paid off four years after he left office. Bill and Hillary Clinton have each earned millions of dollars from book publishing. In 2016, Forbes reported Bill and Hillary Clinton made about $240million in the 15years from January 2001, to December 2015, (mostly from paid speeches, business consulting and book-writing). Also in 2016, CNN reported the Clintons combined to receive more than $153million in paid speeches from 2001 until spring 2015. In May 2015, The Hill reported that Bill and Hillary Clinton have made more than $25million in speaking fees since the start of 2014, and that Hillary Clinton also made $5million or more from her book, Hard Choices, during the same time period. In July 2014, The Wall Street Journal reported that at the end of 2012, the Clintons were worth between $5million and $25.5million, and that in 2012 (the last year they were required to disclose the information) the Clintons made between $16 and $17million, mostly from speaking fees earned by the former president. Clinton earned more than $104million from paid speeches between 2001 and 2012. In June 2014, ABC News and The Washington Post reported that Bill Clinton has made more than $100million giving paid speeches since leaving public office, and in 2008, The New York Times reported that the Clintons' income tax returns show they made $109million in the eight years from January 1, 2000, to December 31, 2007, including almost $92million from his speaking and book-writing.
Bill Clinton has given dozens of paid speeches each year since leaving office in 2001, mostly to corporations and philanthropic groups in North America and Europe; he often earned $100,000 to $300,000 per speech. Russian investment bank with ties to the Kremlin paid Clinton $500,000 for a speech in Moscow. Hillary Clinton said she and Bill came out of the White House financially "broke" and in debt, especially due to large legal fees incurred during their years in the White House. "We had no money when we got there, and we struggled to, you know, piece together the resources for mortgages, for houses, for Chelsea's education". She added, "Bill has worked really hard ... we had to pay off all our debts ... he had to make double the money because of, obviously, taxes; and then pay off the debts, and get us houses, and take care of family members".
Relationship with Jeffrey Epstein
In the early 2000s, Clinton took flights on Jeffrey Epstein's private jet in connection with Clinton Foundation work. According to Epstein's attorney Gerald B. Lefcourt, Epstein was "part of the original group that conceived of the Clinton Global Initiative". In 2002, a spokesperson for Clinton praised Epstein as "a committed philanthropist" with "insights and generosity". While Clinton was president Epstein visited the White House at least 17 times. Years later, Epstein was convicted on sex trafficking charges. Clinton's office released a statement in 2019 saying, "President Clinton knows nothing about the terrible crimes Jeffrey Epstein pleaded guilty to in Florida some years ago, or those with which he has been recently charged in New York. In 2002 and 2003, President Clinton took four trips on Jeffrey Epstein's airplane: one to Europe, one to Asia, and two to Africa, which included stops in connection with the work of the Clinton Foundation. Staff, supporters of the Foundation, and his Secret Service detail traveled on every leg of every trip. [...] He's not spoken to Epstein in well over a decade."
However, later reports showed that Clinton had flown on Epstein's plane 26 times. In another statement Clinton said "one meeting with Epstein in his Harlem office in 2002, and around the same time made one brief visit to Epstein's New York apartment with a staff member and his security detail". In July 2019 it was reported that Clinton attended a dinner with Epstein in 1995, a meeting with Epstein that Clinton had not previously disclosed.
Clinton reportedly used Epstein's private jet to visit Little St. James Island, where Epstein resided. on multiple occasions between 2002 and 2005. Virginia Roberts, later known as Virginia Giuffre, says in a lawsuit that while working at Donald Trump's Mar-a-Lago resort she was lured into a sex-trafficking ring run by Epstein and while traveling with Epstein she saw Clinton on the island. In a 2011 conversation with her lawyers, Roberts stated that Clinton traveled to Epstein's retreat on Little St. James in 2002. A Freedom of Information Act request for United States Secret Service records of visits Clinton may have made to Little St. James produced no such evidence. According to Epstein's flight logs, Clinton never flew near the U.S. Virgin Islands. In July 2019, a Clinton spokesperson issued a statement saying Clinton never visited the island.
Personal life
At the age of 10, he was baptized at Park Place Baptist Church in Hot Springs, Arkansas. His faith grew cold during his university studies. In 1980, after participating in a pilgrimage to Israel led by Pastor W. O. Vaught, he became a member of his church, Immanuel Baptist Church Little Rock. When he became president in 1993, he became a member of Foundry United Methodist Church in Washington, D.C. with his wife, a Methodist.
On October 11, 1975, in Fayetteville, Arkansas, he married Hillary Rodham, whom he met while studying at Yale University. They had Chelsea Clinton, their only child, on February 27, 1980. He is the maternal grandfather to Chelsea's three children.
Honors and recognition
Various colleges and universities have awarded Clinton honorary degrees, including Doctorate of Law degrees and Doctor of Humane Letters degrees. He received an honorary degree from Georgetown University, his alma mater, and was the commencement speaker in 1980. He is an honorary fellow of University College, Oxford, which he attended as a Rhodes Scholar, although he did not complete his studies there. Schools have been named for Clinton, and statues have been built to pay him homage. U.S. states where he has been honored include Missouri, Arkansas, Kentucky, and New York. He was presented with the Medal for Distinguished Public Service by Secretary of Defense William Cohen in 2001. The Clinton Presidential Center was opened in Little Rock, Arkansas, in his honor on December 5, 2001.
He has been honored in various other ways, in countries that include the Czech Republic, Papua New Guinea, Germany, and Kosovo. The Republic of Kosovo, in gratitude for his help during the Kosovo War, renamed a major street in the capital city of Pristina as Bill Clinton Boulevard and added a monumental Clinton statue.
Clinton was selected as Time "Man of the Year" in 1992, and again in 1998, along with Ken Starr. From a poll conducted of the American people in December 1999, Clinton was among eighteen included in Gallup's List of Most Widely Admired People of the 20th Century. In 2001, Clinton received the NAACP's President's Award. He has also been honored with a Grammy Award for Best Spoken Word Album for Children, a J. William Fulbright Prize for International Understanding, a TED Prize (named for the confluence of technology, entertainment and design), and was named as an Honorary GLAAD Media Award recipient for his work as an advocate for the LGBT community.
In 2011, President Michel Martelly of Haiti awarded Clinton with the National Order of Honour and Merit to the rank of Grand Cross "for his various initiatives in Haiti and especially his high contribution to the reconstruction of the country after the earthquake of January 12, 2010". Clinton declared at the ceremony that "in the United States of America, I really don't believe former American presidents need awards anymore, but I am very honored by this one, I love Haiti, and I believe in its promise".
U.S. president Barack Obama awarded Clinton the Presidential Medal of Freedom on November 20, 2013.
Authored books
Recordings
Bill Clinton is one of the narrators on Wolf Tracks and Peter and the Wolf, a 2003 recording of Sergei Prokofiev's Peter and the Wolf performed by the Russian National Orchestra, on Pentatone, together with Mikhail Gorbachev and Sophia Loren. This garnered Clinton the 2003 Grammy Award for Best Spoken Word Album for Children.
The audiobook edition of his autobiography, My Life, read by Clinton himself, won the 2005 Grammy Award for Best Spoken Word Album as well as the Audie Award as the Audiobook of the Year.
Clinton has two more Grammy nominations for his audiobooks: Giving: How Each of Us Can Change the World in 2007 and Back to Work in 2012.
See also
1996 United States campaign finance controversy
Clinton family
Clinton School of Public Service
Efforts to impeach Bill Clinton
Electoral history of Bill Clinton
Gun control policy of the Clinton Administration
List of presidents of the United States
References
Citations
Further reading
Primary sources
Clinton, Bill. (with Al Gore). Science in the National Interest. Washington, D.C.: The White House, August 1994.
--- (with Al Gore). The Climate Change Action Plan. Washington, D.C.: The White House, October 1993.
Taylor Branch The Clinton Tapes: Wrestling History with the President. (2009) Simon & Schuster.
Official Congressional Record Impeachment Set: ... Containing the Procedures for Implementing the Articles of Impeachment and the Proceedings of the Impeachment Trial of President William Jefferson Clinton. Washington, D.C.: U.S. G.P.O., 1999.
Public Papers of the Presidents of the United States, William J. Clinton. Washington, D.C.: Office of the Federal Register, National Archives and Records Administration: For sale by the Supt. of Docs., U.S. G.P.O., 1994–2002.
S. Daniel Abraham Peace Is Possible, foreword by Bill Clinton
Popular books
Peter Baker The Breach: Inside the Impeachment and Trial of William Jefferson Clinton (2000)
James Bovard Feeling Your Pain: The Explosion and Abuse of Government Power in the Clinton-Gore Years (2000)
Joe Conason and Gene Lyons The Hunting of the President: The Ten-Year Campaign to Destroy Bill and Hillary Clinton (2003)
Elizabeth Drew On the Edge: The Clinton Presidency (1994)
David Gergen Eyewitness to Power: The Essence of Leadership. (2000)
Nigel Hamilton Bill Clinton: An American Journey (2003)
Christopher Hitchens No One Left to Lie to: The Triangulations of William Jefferson Clinton (1999)
Michael Isikoff Uncovering Clinton: A Reporter's Story (1999)
Mark Katz Clinton and Me: A Real-Life Political Comedy (2004)
David Maraniss The Clinton Enigma: A Four and a Half Minute Speech Reveals This President's Entire Life (1998)
Dick Morris with Eileen McGann Because He Could (2004)
Richard A. Posner An Affair of State: The Investigation, Impeachment, and Trial of President Clinton (1999)
Mark J. Rozell The Clinton Scandal and the Future of American Government (2000)
Timperlake, Edward, and William C. Triplett II Year of the Rat: How Bill Clinton Compromised U.S. Security for Chinese Cash. Washington, D.C.: Regnery Publishing, 1998.
Michael Waldman POTUS Speaks: Finding the Words That Defined the Clinton Presidency (2000)
Ivory Tower Publishing Company. Achievements of the Clinton Administration: the Complete Legislative and Executive. (1995)
Scholarly studies
Campbell, Colin, and Bert A. Rockman, eds. The Clinton Legacy (Chatham House Pub, 2000)
Halberstam, David. War in a time of peace: Bush, Clinton, and the generals (Simon and Schuster, 2001). online
Harris, John F. The Survivor: Bill Clinton in the White House (2006). online
Head, Simon. The Clinton System (January 30, 2016), The New York Review of Books
Hyland, William G. Clinton's World: Remaking American Foreign Policy (1999)
Laham, Nicholas, A Lost Cause: Bill Clinton's Campaign for National Health Insurance (1996)
Levy, Peter B. Encyclopedia of the Clinton presidency (Greenwood, 2002) online
Renshon; Stanley A. The Clinton Presidency: Campaigning, Governing, and the Psychology of Leadership Westview Press, 1995
Romano, Flavio. Clinton and Blair: the political economy of the third way (Routledge, 2007)
Rushefsky, Mark E. and Kant Patel. Politics, Power & Policy Making: The Case of Health Care Reform in the 1990s (1998)
Schantz, Harvey L. Politics in an Era of Divided Government: Elections and Governance in the Second Clinton Administration (2001)
Troy, Gill. The Age of Clinton: America in the 1990s (2015)
Warshaw, Shirley Anne. The Clinton Years (Infobase Publishing, 2009)
White, Mark, ed. The Presidency of Bill Clinton: The Legacy of a New Domestic and Foreign Policy (I.B.Tauris, 2012)
Arkansas years
Allen, Charles and Jonathan Portis. The Life and Career of Bill Clinton: The Comeback Kid (1992).
Blair, Diane D. "The Big Three of Late Twentieth-Century Arkansas Politics: Dale Bumpers, Bill Clinton, and David Pryor." Arkansas Historical Quarterly 54.1 (1995): 53–79. online
Blair, Diane D. "William Jefferson Clinton" in The Governors of Arkansas: Essays in Political Biography ed. by Willard B. Gatewood Jr., et al. (1995)
Brummett, John. Highwire: From the Backroads to the Beltway: The Education of Bill Clinton (Hyperion, 1994).
Clinton, Bill. My Life: The Early Years (Random House, 2004)
Dumas, Ernest, ed. The Clintons of Arkansas: An Introduction by Those Who Knew Them Best (University of Arkansas Press, 1993) online.
Encyclopedia of Arkansas (2023) online
Johnston, Phyllis F. Bill Clinton's Public Policy for Arkansas: 1979-80 (Little Rock: August House, 1982).
Maraniss, David. First in His Class: A Biography of Bill Clinton (Simon & Schuster, 1995).
Marcus, Alan. "Bill Clinton in Arkansas: generational politics, the technology of political communication and the permanent campaign." The Historian 72.2 (2010): 354–385. online
Oakley, Meredith L. On the make: The rise of Bill Clinton (Regnery Publishing, 1994), attack from the right.
Osborne, David. "Turning around Arkansas' Schools: Bill Clinton and Education Reform." American Educator: The Professional Journal of the American Federation of Teachers 16.3 (1992): 6–17. online
Smith, Stephen A., ed. Preface to the Presidency: Selected Speeches of Bill Clinton, 1974–1992 (University of Arkansas Press, 1996).
External links
Official
Presidential Library & Museum
Clinton Foundation
White House biography
Archived White House website
Interviews, speeches, and statements
Full audio of a number of Clinton speeches Miller Center of Public Affairs
Oral History Interview with Bill Clinton from Oral Histories of the American South, June 1974
"The Wanderer", a profile from The New Yorker, September 2006
Media coverage
Other
Extensive essays on Bill Clinton and shorter essays on each member of his cabinet and First Lady from the Miller Center of Public Affairs
"Life Portrait of Bill Clinton", from C-SPAN's American Presidents: Life Portraits, December 20, 1999
Clinton an American Experience documentary
1992 election episode in CNN's Race for the White House
1946 births
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Living people
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3359 | https://en.wikipedia.org/wiki/Blue%20law | Blue law | Blue laws, also known as Sunday laws, Sunday trade laws and Sunday closing laws, are laws restricting or banning certain activities on specified days, usually Sundays in the western world. The laws were adopted originally for religious reasons, specifically to promote the observance of the Christian day of worship, but since then have come to serve secular purposes as well.
Blue laws commonly ban certain business and recreational activities on Sundays and impose restrictions on the retail sale of hard goods and consumables, particularly alcoholic beverages. The laws also place limitations on a range of other endeavors, including travel, fashions, hunting, professional sports, stage performances, movie showings, and gambling. While less prevalent today, blue laws continue to be enforced in parts of the United States and Canada as well as in European countries, such as Austria, Germany, Norway, and Poland, where most stores are required to close on Sundays.
In the United States, the Supreme Court has upheld blue laws as constitutional, recognizing their religious origins but citing secular justifications that have resulted, most notably the provision of a day of rest for the general population. Meanwhile, various state courts have struck down the laws as either unenforceable or in violation of their states' constitutions. In response, state legislators have re-enacted certain Sunday laws to satisfy the rulings while allowing some of the other statutes to remain on the books with no intention to enforce them.
History
The Roman Emperor Constantine promulgated the first known law regarding prohibition of Sunday labour for apparent religion-associated reasons in A.D. 321:
The earliest laws in North America addressing Sunday activities and public behavior were enacted in the Jamestown Colony in 1619 by the first General Assembly of Virginia. Among the 70 laws passed by the assembly was a mandate requiring attendance by all colonists at both morning and afternoon worship services on Sundays. The laws adopted that year also included provisions addressing idleness, gambling, drunkenness, and excessive apparel. Similar laws aimed at keeping the Sabbath holy and regulating morals were soon adopted throughout the colonies.
The first known example of the phrase "blue laws" in print was in the March 3, 1755, edition of the New-York Mercury, in which the writer imagines a future newspaper praising the revival of "our [Connecticut's] old Blue Laws". In his 1781 book General History of Connecticut, the Reverend Samuel Peters (1735–1826) used the phrase to describe numerous laws adopted by 17th-century Puritans that prohibited various activities on Sunday, recreational as well as commercial. Beyond that, Peters' book is regarded as an unreliable account of the laws and probably was written to satirize their puritanical nature.
While the historical roots of Sunday trade laws in the United States are generally known, the origin of the term "blue laws" remains a mystery. According to a Time magazine editorial in 1961, the year the Supreme Court heard four cases on the issue, the color blue came to be associated with colonial laws in opposition to the red emblem of British royalty. Other explanations have been offered. One of the most widely circulated is that early blue laws adopted in Connecticut were printed on blue paper. However, no copies have been found that would support this claim. A more plausible explanation, one that is gaining general acceptance, is that the laws adopted by Puritans were aimed at enforcing morality and thus were "blue-nosed", though the term "blue" may have been used in the vernacular of the times as a synonym for puritanism itself, in effect, overly strict.
As Protestant moral reformers organized the Sabbath reform in 19th-century America, calls for the enactment and enforcement of stricter Sunday laws developed. Numerous Americans were arrested for working, keeping an open shop, drinking alcohol, traveling, and engaging in recreational activities on Sundays. Erwin Fahlbusch and Geoffrey William Bromiley write that throughout their existence, organizations advocating first-day Sabbatarianism, such as the Lord's Day Alliance in North America and the Lord's Day Observance Society in the British Isles, were supported by labor unions in lobbying "to prevent secular and commercial interests from hampering freedom of worship and from exploiting workers".
In Canada, the Ligue du Dimanche, a Roman Catholic Sunday league, supported the Lord's Day Act in 1923 and promoted first-day Sabbatarian legislation. Beginning in the 1840s, workers, Jews, Seventh Day Baptists, freethinkers, and other groups began to organize opposition. Throughout the century, Sunday laws fueled churchstate controversy, and as an issue that contributed to the emergence of modern American minority-rights politics. On the other hand, the more recent Dies Domini, written by Pope John Paul II in 1998, advocates Sunday legislation in that it protects civil servants and workers; the North Dakota Catholic Conference in 2011 likewise maintained that blue laws, in accordance with the Compendium of the Social Doctrine of the Church, "ensure that, for reasons of economic productivity, citizens are not denied time for rest and divine worship". Similarly, Chief Justice Earl Warren, while recognizing the partial religious origin of blue laws, acknowledged the "secular purpose they served by providing a benefit to workers at the same time that they enhanced labor productivity".
Laws by jurisdiction
Europe
Germany
The "shop closing" laws on Sundays and public holidays are in effect, since 1956.
Denmark
In Denmark the closing laws restricting retail trade on Sundays have been abolished with effect from October 1, 2012. From then on retail trade is only restricted on public holidays (New Years Day, Maundy Thursday, Good Friday, Easter Sunday, Easter Monday, Day of Prayer, Ascension Day, Whit Sunday, Whit Monday, Christmas Day and Boxing Day) and on Constitution Day, Christmas Eve and New Year's Eve (on New Year's Eve from 3 pm only). On these days almost all shops will remain closed. Exempt are bakeries, DIYs, garden centres, gas stations and smaller supermarkets.
England and Wales
Before 1994
Prior to 1994, trading laws forbade sale of certain products on a Sunday; the distinction between those that could and could not be sold was increasingly seen as arbitrary, and the laws were inadequately enforced and widely flouted. For example, some supermarkets would treat the relatively modest fines arising as a business cost and open nonetheless.
Since 1994
The Sunday Trading Act 1994 relaxed restrictions on Sunday trading. This produced vocal opposition from bodies such as the Keep Sunday Special campaign, and the Lord's Day Observance Society: on religious grounds, on the grounds that it would increase consumerism, and that it would reduce shop assistants' weekend leisure time.
The legislation permits large shops (those with a relevant floor area in excess of 280 square metres; 3000 sq. ft.) to open for up to six hours on Sunday. Small shops, those with an area of below 280 square metres (3000 sq. ft.), are free to set their own Sunday trading times. Some large shops, such as off-licences, service stations and garages, are exempt from the restrictions.
Some very large shops (e.g. department stores) open for longer than six hours on a Sunday by allowing customers in to browse 30 minutes prior to allowing them to make a purchase, since the six-hour restriction only applies to time during which the shop may make sales.
Christmas Day and Easter Sunday are non-trading days. This applies even to garden centres, which earlier had been trading over Easter, but not to small shops (those with an area of below 280 square metres; 3000 sq. ft.).
Netherlands
Prior to 1996, shops were generally closed on Sundays. A new law regarding opening times changed that, leaving most of that decision up to local municipalities.
The Zondagswet ("Sunday law"), a law on Sabbath desecration, is mainly to ensure that church services remain undisturbed on Sundays and Christian holidays. It forbids public festivities on a Sunday before 13:00, as well as making noise that carries further than 200 meters (yards), although activities that are unlikely to disturb church services, are exempt.
Northern Ireland
Prior to 2008, no football was permitted to be played on Sundays by clubs affiliated to the Irish Football Association in Northern Ireland.
Shops with a floor area of over may only open from 1 to 6pm on Sundays.
In Belfast, public playgrounds were closed on Sundays until 1965. Swings in public parks were tied up and padlocked to prevent their use. Similar laws formerly applied to cinemas, pubs and parks.
Poland
Since 2007, blue laws were enacted and resulted in stores closing on the 13 state holidays in Poland - these are both religious and secular days of rest. In 2014, an initiative by the Law and Justice party failed to pass the reading in the Sejm to ban trading on Sundays and state holidays.
However, since 2018, the ruling government and the President of Poland has signed a law that restricts store trading from March 1, 2018, to the first and last Sunday of the month, Palm Sunday, the 3rd and 4th Advent Sundays, as well as trading until 14.00 for Easter Saturday and Christmas Eve.
In 2019, the restriction was extended, and trading was permitted solely on the last Sunday of the month, as well as Palm Sunday, the 3rd and 4th Advent Sundays, as well as trading until 14.00 for Easter Saturday and Christmas Eve.
From 2020, stores may only be open on 7 Sundays in the year: Palm Sunday, the 3rd and 4th Advent Sundays, the last Sunday of January, April, June and August as well as trading until 14.00 for Easter Saturday and Christmas Eve. As a result of restrictions in connection with the COVID-19 pandemic, the 2nd Advent Sunday was later added as a shopping day.
North America
Canada
The Lord's Day Act, which since 1906 had prohibited business transactions from taking place on Sundays, was declared unconstitutional in the 1985 case R. v. Big M Drug Mart Ltd. Calgary police officers witnessed several transactions at the Big M Drug Mart, all of which occurred on a Sunday. Big M was charged with a violation of the Lord's Day Act. A provincial court ruled that the Lord's Day Act was unconstitutional, but the Crown proceeded to appeal all the way to the Supreme Court of Canada. In a unanimous 6–0 decision, the Lord's Day Act was ruled an infringement of the freedom of conscience and religion defined in section 2(a) of the Charter of Rights and Freedoms.
A Toronto referendum in 1950 allowed only team sports to be played professionally on Sunday. Theatre performances, movie screenings, and horse racing were not permitted until the 1960s.
The Supreme Court later concluded, in R. v. Edwards Books and Art Ltd. [1986] (2 S.C.R. 713), that Ontario's Retail Business Holiday Act, which required some Sunday closings, did not violate the Charter because it did not have a religious purpose. Nonetheless, as of today, virtually all provincial Sunday closing laws have ceased to exist. Some were struck down by provincial courts, but most were simply abrogated, often due to competitive reasons where out-of-province or foreign merchants were open.
United States
In the United States, judges have defended blue laws "in terms of their secular benefit to workers", holding that "the laws were essential to social well-being". In 1896, Supreme Court Justice Stephen Johnson Field, opined with regard to Sunday blue laws:
Many states prohibit selling alcohol for on and off-premises sales in one form or another on Sundays at some restricted time, under the idea that people should be in church on Sunday morning, or at least not drinking.
Many blue laws in the United States restrict the purchase of particular items on Sundays. Some of these laws restrict the ability to buy cars, groceries, office supplies, and housewares among other things. Though most of these laws have been relaxed or repealed in most states, they are still enforced in some other states.
In Texas, for example, blue laws prohibited selling housewares such as pots, pans, and washing machines on Sunday until 1985. In Colorado, Illinois, Indiana, Iowa, Louisiana, Maine, Minnesota, Missouri, Oklahoma, New Jersey, North Dakota, Pennsylvania, and Wisconsin, car dealerships continue to operate under blue-law prohibitions in which an automobile may not be purchased or traded on a Sunday. Maryland permits Sunday automobile sales only in the counties of Charles, Prince George's, Montgomery, and Howard; similarly, Michigan restricts Sunday sales to only those counties with a population of less than 130,000. Texas and Utah prohibit car dealerships from operating over consecutive weekend days. In some cases these laws were created or retained with the support of those whom they affected, to allow them a day off each week without fear of their competitors still being open.
Blue laws may also prohibit retail activity on days other than Sunday. In Massachusetts, Rhode Island, and Maine, for example, blue laws prohibit most retail stores, including grocery stores, from opening on Thanksgiving and Christmas.
Research regarding the effect of the repeal of blue laws has been conducted, with Professor Elesha Coffman of Baylor University writing:
Court cases
Beginning in the mid-19th century, religious and ethno-cultural minorities arrested for violating state and local blue laws appealed their convictions to state supreme courts. In Specht v. Commonwealth (Pa. 1848), for example, German Seventh Day Baptists in Pennsylvania employed attorney Thaddeus Stevens to challenge the constitutionality of Pennsylvania's Sunday law. As in cases in other states, litigants pointed to the provisions of state constitutions protecting religious liberty and maintained that Sunday laws were a blatant violation. Though typically unsuccessful (most state supreme courts upheld the constitutionality of Sunday laws), these constitutional challenges helped set a pattern by which subsequent minorities would seek to protect religious freedom and minority rights.
The Supreme Court of the United States held in its landmark case, McGowan v. Maryland (1961), that Maryland's blue laws violated neither the Free Exercise Clause nor the Establishment Clause of the First Amendment to the United States Constitution. It approved the state's blue law restricting commercial activities on Sunday, noting that while such laws originated to encourage attendance at Christian churches, the contemporary Maryland laws were intended to serve "to provide a uniform day of rest for all citizens" on a secular basis and to promote the secular values of "health, safety, recreation, and general well-being" through a common day of rest. That this day coincides with Christian Sabbath is not a bar to the state's secular goals; it neither reduces its effectiveness for secular purposes nor prevents adherents of other religions from observing their own holy days.
McGowan was but one of four Sunday closing cases decided together by the Court in May 1961. In Gallagher v. Crown Kosher Super Market of Mass., Inc., the Court ruled against a Kosher deli that closed on Saturday but was open on Sunday. The other two cases were Braunfeld v. Brown, and Two Guys from Harrison-Allentown, Inc. v. McGinley. Chief Justice Earl Warren declared that "the State seeks to set one day apart from all others as a day of rest, repose, recreation and tranquility--a day which all members of the family and community have the opportunity to spend and enjoy together, a day on which there exists relative quiet and disassociation from the everyday intensity of commercial activities, a day on which people may visit friends and relatives who are not available during working days."
In March 2006, Texas judges upheld the state blue law that requires car dealerships to close either Saturday or Sunday each weekend.
Oceania
Cook Islands and Niue
In the Cook Islands and Niue, there also exist blue laws. In the Cook Islands, these were the first written legislation, enacted by the London Missionary Society in 1827, with the consent of the ariki (chiefs). Laws in Niue ban certain activities on Sunday, reflecting the country's history of observing the Christian Sabbath tradition.
Tonga
In the Kingdom of Tonga, the Vavaʻu Code (1839) was a form of blue law inspired by the teachings of Methodist missionaries. With the inauguration of the Tongan Constitution on June 4, 1875, the sixth clause stipulates: "The Sabbath Day shall be kept holy in Tonga and no person shall practise his trade or profession or conduct any commercial undertaking on the Sabbath Day except according to law; and any agreement made or witnessed on that day shall be null and void and of no legal effect."
See also
Desuetude
Dry county
Neo-prohibitionism
Raines law
Religious law
Sunday shopping
References
Bibliography
Algeo, Matthew (2006). Last Team Standing. Philadelphia: Da Capo Press.
Ruck, Rob; with Patterson, Maggie Jones and Weber, Michael P. (2010). Rooney: A Sporting Life. Lincoln, Neb.: University of Nebraska Press.
Sarna, Jonathan D. and Dalin, David G. (1997). Religion and State in the American Jewish Experience. Notre Dame, Indiana: University of Notre Dame Press.
Volk, Kyle G. (2014). Minorities and the Making of American Democracy. New York: Oxford University Press. .
Westcott, Rich (2001). A Century of Philadelphia Sports. Philadelphia: Temple University Press.
External links
Red, White, but Mostly Blue: The Validity of Modern Sunday Closing Laws Under the Establishment Clause - Vanderbilt Law Review (2007)
Encyclopedia of Oklahoma History and Culture – Blue Laws
The Massachusetts Blue Laws
Blue Law - Pantagraph (Bloomington, Illinois newspaper)
Political terminology of the United States
Religion and law
Sunday shopping
Sabbath in Christianity
Social conservatism |
3363 | https://en.wikipedia.org/wiki/Beer | Beer | Beer is one of the oldest types of alcoholic drinks in the world, and the most widely consumed. It is the third most popular drink overall after potable water and tea. It is produced by the brewing and fermentation of starches, mainly derived from cereal grains—most commonly malted barley, though wheat, maize (corn), rice, and oats are also used. During the brewing process, fermentation of the starch sugars in the wort produces ethanol and carbonation in the resulting beer. Most modern beer is brewed with hops, which add bitterness and other flavours and act as a natural preservative and stabilising agent. Other flavouring agents such as gruit, herbs, or fruits may be included or used instead of hops. In commercial brewing, the natural carbonation effect is often removed during processing and replaced with forced carbonation.
Some of humanity's earliest known writings refer to the production and distribution of beer: the Code of Hammurabi included laws regulating beer and beer parlours, and "The Hymn to Ninkasi", a prayer to the Mesopotamian goddess of beer, served as both a prayer and as a method of remembering the recipe for beer in a culture with few literate people.
Beer is distributed in bottles and cans and is also commonly available on draught, particularly in pubs and bars. The brewing industry is a global business, consisting of several dominant multinational companies and many thousands of smaller producers ranging from brewpubs to regional breweries. The strength of modern beer is usually around 4% to 6% alcohol by volume (ABV), although it may vary between 0.5% and 20%, with some breweries creating examples of 40% ABV and above.
Beer forms part of the culture of many nations and is associated with social traditions such as beer festivals, as well as a rich pub culture involving activities like pub crawling, pub quizzes and pub games.
When beer is distilled, the resulting liquor is a form of whisky.
Etymology
In early forms of English and in the Scandinavian languages, the usual word for beer was the word whose Modern English form is ale.
The word beer comes into present-day English from Old English , itself from Common Germanic; although the word is not attested in the East Germanic branch of the language family, it is found throughout the West Germanic and North Germanic dialects (modern Dutch and German , Old Norse ). The earlier etymology of the word is debated: the three main theories are that the word originates in Proto-Germanic (putatively from Proto-Indo-European ), meaning 'brewer's yeast, beer dregs'; that it is related to the word barley, or that it was somehow borrowed from Latin 'to drink'.
In Old English and Old Norse, the beer-word did not denote a malted alcoholic drink like ale, but a sweet, potent drink made from honey and the juice of one or more fruits other than grapes, much less ubiquitous than ale, perhaps served in the kind of tiny drinking cups sometimes found in early mediaeval grave goods: a drink more like mead or cider. In German, however, the meaning of the beer-word expanded to cover the meaning of the ale-word already before our earliest surviving written evidence. As German hopped ale became fashionable in England in the late Middle Ages, the English word beer took on the German meaning, and thus in English too, beer came during the early modern period to denote hopped, malt-based alcoholic drinks.
History
Beer is one of the world's oldest prepared alcoholic drinks. The earliest archaeological evidence of fermentation consists of 13,000 year-old residues of a beer with the consistency of gruel, used by the semi-nomadic Natufians for ritual feasting, at the Raqefet Cave in the Carmel Mountains near Haifa in Israel. There is evidence that beer was produced at Göbekli Tepe during the Pre-Pottery Neolithic (around 8500 to 5500 ). The earliest clear chemical evidence of beer produced from barley dates to about 3500–3100 , from the site of Godin Tepe in the Zagros Mountains of western Iran. It is possible, but not proven, that it dates back even further – to about 10,000 , when cereal was first farmed.
Beer is recorded in the written history of ancient Egypt, and archaeologists speculate that beer was instrumental in the formation of civilizations. Approximately 5000 years ago, workers in the city of Uruk (modern day Iraq) were paid by their employers with volumes of beer. During the building of the Great Pyramids in Giza, Egypt, each worker got a daily ration of four to five litres of beer, which served as both nutrition and refreshment and was crucial to the pyramids' construction.
Some of the earliest Sumerian writings contain references to beer; examples include a prayer to the goddess Ninkasi, known as "The Hymn to Ninkasi", which served as both a prayer and a method of remembering the recipe for beer in a culture with few literate people, and the ancient advice ("Fill your belly. Day and night make merry") to Gilgamesh, recorded in the Epic of Gilgamesh by the alewife Siduri, may, at least in part, have referred to the consumption of beer. The Ebla tablets, discovered in 1974 in Ebla, Syria, show that beer was produced in the city in 2500 BC. A fermented drink using rice and fruit was made in China around 7000 BC. Unlike sake, mould was not used to saccharify the rice (amylolytic fermentation); the rice was probably prepared for fermentation by chewing or malting. During the Vedic period in Ancient India, there are records of the consumption of the beer-like sura. Xenophon noted that during his travels, beer was being produced in Armenia.
Almost any substance containing sugar can naturally undergo alcoholic fermentation and thus be utilised in the brewing of beer. It is likely that many cultures, on observing that a sweet liquid could be obtained from a source of starch, independently invented beer. Bread and beer increased prosperity to a level that allowed time for the development of other technologies and contributed to the building of civilizations.
Beer was spread through Europe by Germanic and Celtic tribes as far back as 3000 BC, and it was mainly brewed on a domestic scale. The product that the early Europeans drank might not be recognised as beer by most people today. Alongside the basic starch source, the early European beers may have contained fruits, honey, numerous types of plants, spices, and other substances such as narcotic herbs. What they did not contain was hops, as that was a later addition, first mentioned in Europe around 822 by a Carolingian Abbot and again in 1067 by abbess Hildegard of Bingen.
In 1516, William IV, Duke of Bavaria, adopted the Reinheitsgebot (purity law), perhaps the oldest food-quality regulation still in use in the 21st century, according to which the only allowed ingredients of beer are water, hops, and barley-malt. Beer produced before the Industrial Revolution continued to be made and sold on a domestic scale, although by the 7th century , beer was also being produced and sold by European monasteries. During the Industrial Revolution, the production of beer moved from artisanal manufacture to industrial manufacture, and domestic manufacture ceased to be significant by the end of the 19th century. The development of hydrometers and thermometers changed brewing by allowing the brewer more control of the process and greater knowledge of the results.
In 1912, brown bottles began to be used by the Joseph Schlitz Brewing Company of Milwaukee, Wisconsin, in the United States. This innovation has since been accepted worldwide and prevents harmful rays from destroying the quality and stability of beer.
The brewing industry is now a global business, consisting of several dominant multinational companies and many thousands of smaller producers, ranging from brewpubs to regional breweries. As of 2006, more than , the equivalent of a cube 510 metres on a side, of beer are sold per year, producing total global revenues of US$294.5 billion. In 2010, China's beer consumption hit , or nearly twice that of the United States, but only 5 per cent sold were premium draught beers, compared with 50 per cent in France and Germany.
A widely publicised study in 2018 suggested that sudden decreases in barley production due to extreme drought and heat could in the future cause substantial volatility in the availability and price of beer.
Brewing
The process of making beer is known as brewing. A dedicated building for the making of beer is called a brewery, though beer can be made at home and has been for much of its history, in which case the brewing location is often called a brewhouse. A company that makes beer is called either a brewery or a brewing company. Beer made on a domestic scale for non-commercial reasons is today usually classified as homebrewing, regardless of where it is made, though most homebrewed beer is made at home. Historically, domestic beer was what's called farmhouse ale.
Brewing beer has been subject to legislation and taxation for millennia, and from the late 19th century on, taxation largely restricted brewing to commercial operations only in the UK. However, the UK government relaxed legislation in 1963, followed by Australia in 1972 and the US in 1978, though individual states were allowed to pass their own laws limiting production, allowing homebrewing to become a popular hobby.
The purpose of brewing is to convert the starch source into a sugary liquid called wort and to convert the wort into the alcoholic drink known as beer in a fermentation process effected by yeast.
The first step, where the wort is prepared by mixing the starch source (normally malted barley) with hot water, is known as "mashing". Hot water (known as "liquor" in brewing terms) is mixed with crushed malt or malts (known as "grist") in a mash tun. The mashing process takes around 1 to 2 hours, during which the starches are converted to sugars, and then the sweet wort is drained off the grains. The grains are then washed in a process known as "sparging". This washing allows the brewer to gather as much of the fermentable liquid from the grains as possible. The process of filtering the spent grain from the wort and sparge water is called wort separation. The traditional process for wort separation is lautering, in which the grain bed itself serves as the filter medium. Some modern breweries prefer the use of filter frames, which allow for a more finely ground grist.
Most modern breweries use a continuous sparge, collecting the original wort and the sparge water together. However, it is possible to collect a second or even third wash with the not quite spent grains as separate batches. Each run would produce a weaker wort and thus, a weaker beer. This process is known as the second (and third) runnings. Brewing with several runnings is called parti gyle brewing.
The sweet wort collected from sparging is put into a kettle, or "copper" (so-called because these vessels were traditionally made from copper), and boiled, usually for about one hour. During boiling, the water in the wort evaporates, but the sugars and other components of the wort remain; this allows more efficient use of the starch sources in the beer. Boiling also destroys any remaining enzymes left over from the mashing stage. Hops are added during boiling as a source of bitterness, flavour, and aroma. Hops may be added at more than one point during the boil. The longer the hops are boiled, the more bitterness they contribute, but the less hop flavour and aroma remain in the beer.
After boiling, the hopped wort is cooled and ready for the yeast. In some breweries, the hopped wort may pass through a hopback, which is a small vat filled with hops, to add aromatic hop flavouring and to act as a filter, but usually the hopped wort is simply cooled for the fermenter, where the yeast is added. During fermentation, the wort becomes beer in a process that takes a week to several months, depending on the type of yeast and strength of the beer. In addition to producing ethanol, fine particulate matter suspended in the wort settles during fermentation. Once fermentation is complete, the yeast also settles, leaving the beer clear.
During fermentation, most of the carbon dioxide is allowed to escape through a trap, and the beer is left with carbonation of only about one atmosphere of pressure. The carbonation is often increased either by transferring the beer to a pressure vessel such as a keg and introducing pressurised carbon dioxide or by transferring it before the fermentation is finished so that carbon dioxide pressure builds up inside the container as the fermentation finishes. Sometimes the beer is put unfiltered (so it still contains yeast) into bottles with some added sugar, which then produces the desired amount of carbon dioxide inside the bottle.
Fermentation is sometimes carried out in two stages: primary and secondary. Once most of the alcohol has been produced during primary fermentation, the beer is transferred to a new vessel and allowed a period of secondary fermentation. Secondary fermentation is used when the beer requires long storage before packaging or greater clarity. When the beer has fermented, it is packaged either into casks for cask ale or kegs, aluminium cans, or bottles for other sorts of beer.
Ingredients
The basic ingredients of beer are water; a starch source, such as malted barley or malted maize (such as used in the preparation of Tiswin and Tesgüino), able to be saccharified (converted to sugars) and then fermented (converted into ethanol and carbon dioxide); a brewer's yeast to produce the fermentation; and a flavouring such as hops. A mixture of starch sources may be used, with a secondary carbohydrate source, such as maize (corn), rice, wheat, or sugar, often termed an adjunct, especially when used alongside malted barley. Less widely used starch sources include millet, sorghum, and cassava root in Africa; potato in Brazil; and agave in Mexico, among others. The amount of each starch source in a beer recipe is collectively called the grain bill.
Water is the main ingredient in beer, accounting for 93% of its weight. Though water itself is, ideally, flavourless, its level of dissolved minerals, specifically bicarbonate ions, does influence beer's finished taste. Due to the mineral properties of each region's water, specific areas were originally the sole producers of certain types of beer, each identifiable by regional characteristics. Regional geology accords that Dublin's hard water is well-suited to making stout, such as Guinness, while the Plzeň Region's soft water is ideal for brewing Pilsner (pale lager), such as Pilsner Urquell. The waters of Burton in England contain gypsum, which benefits making pale ale to such a degree that brewers of pale ales will add gypsum to the local water in a process known as Burtonisation.
The starch source, termed the "mash ingredients", in a beer provides the fermentable material and is a key determinant of the strength and flavour of the beer. The most common starch source used in beer is malted grain. Grain is malted by soaking it in water, allowing it to begin germination, and then drying the partially germinated grain in a kiln. Malting grain produces enzymes that convert starches in the grain into fermentable sugars. Different roasting times and temperatures are used to produce different colours of malt from the same grain. Darker malts will produce darker beers. Nearly all beers include barley malt as the majority of the starch. This is because its fibrous hull remains attached to the grain during threshing. After malting, barley is milled, which finally removes the hull, breaking it into large pieces. These pieces remain with the grain during the mash and act as a filter bed during lautering, when sweet wort is separated from insoluble grain material. Other malted and unmalted grains (including wheat, rice, oats, and rye, and less frequently, corn and sorghum) may be used. Some brewers have produced gluten-free beer, made with sorghum with no barley malt, for those who cannot consume gluten-containing grains like wheat, barley, and rye.
Flavouring beer is the sole major commercial use of hops. The flower of the hop vine is used as a flavouring and preservative agent in nearly all beer made today. The flowers themselves are often called "hops". The first historical mention of the use of hops in beer dates from 822 AD in monastery rules written by Adalhard the Elder, also known as Adalard of Corbie, though the date normally given for widespread cultivation of hops for use in beer is the thirteenth century. Before the thirteenth century and until the sixteenth century, during which hops took over as the dominant flavouring, beer was flavoured with other plants, for instance, grains of paradise or alehoof. Combinations of various aromatic herbs, berries, and even ingredients like wormwood would be combined into a mixture known as gruit and used as hops are now used. Some beers today, such as Fraoch' by the Scottish Heather Ales company and Cervoise Lancelot by the French Brasserie-Lancelot company, use plants other than hops for flavouring.
Hops contain several characteristics that brewers desire in beer. Hops contribute a bitterness that balances the sweetness of the malt; the bitterness of beers is measured on the International Bitterness Units scale. Hops contribute floral, citrus, and herbal aromas and flavours to beer. Hops have an antibiotic effect that favours the activity of brewer's yeast over less desirable microorganisms and aids in "head retention", the length of time that a foamy head created by carbonation will last. The acidity of hops is a preservative.
Yeast is the microorganism that is responsible for fermentation in beer. Yeast metabolises the sugars extracted from grains, which produce alcohol and carbon dioxide, and thereby turns wort into beer. In addition to fermenting the beer, yeast influences the character and flavour. The dominant types of yeast used to make beer are top-fermenting Saccharomyces cerevisiae and bottom-fermenting Saccharomyces pastorianus. Brettanomyces ferments lambics, and Torulaspora delbrueckii ferments Bavarian weissbier. Before the role of yeast in fermentation was understood, fermentation involved wild or airborne yeasts. A few styles, such as lambics, rely on this method today, but most modern fermentation adds pure yeast cultures.
Some brewers add one or more clarifying agents or finings to beer, which typically precipitate (collect as a solid) out of the beer along with protein solids and are found only in trace amounts in the finished product. This process makes the beer appear bright and clean, rather than the cloudy appearance of ethnic and older styles of beer, such as wheat beers. Examples of clarifying agents include isinglass, obtained from the swimbladders of fish; Irish moss, a seaweed; kappa carrageenan, from the seaweed Kappaphycus cottonii; Polyclar (artificial); and gelatin. If a beer is marked "suitable for vegans", it is clarified either with seaweed or with artificial agents.
Brewing industry
The history of breweries in the 21st century has included larger breweries absorbing smaller breweries in order to ensure economy of scale. In 2002, South African Breweries bought the North American Miller Brewing Company to found SABMiller, becoming the second-largest brewery after North American Anheuser-Busch. In 2004, the Belgian Interbrew was the third-largest brewery by volume, and the Brazilian AmBev was the fifth-largest. They merged into InBev, becoming the largest brewery. In 2007, SABMiller surpassed InBev and Anheuser-Busch when it acquired Royal Grolsch, the brewer of Dutch premium beer brand Grolsch. In 2008, when InBev (the second-largest) bought Anheuser-Busch (the third-largest), the new Anheuser-Busch InBev company became again the largest brewer in the world.
, according to the market research firm Technavio, AB InBev remains the largest brewing company in the world, with Heineken second, CR Snow third, Carlsberg fourth, and Molson Coors fifth.
A microbrewery, or craft brewery, produces a limited amount of beer. The maximum amount of beer a brewery can produce and still be classed as a 'microbrewery' varies by region and by authority; in the US, it is a year. A brewpub is a type of microbrewery that incorporates a pub or other drinking establishment. The highest density of breweries in the world, most of them microbreweries, exists in Franconia, Germany, especially in the district of Upper Franconia, which has about 200 breweries. The Benedictine Weihenstephan brewery in Bavaria, Germany, can trace its roots to the year 768, as a document from that year refers to a hop garden in the area paying a tithe to the monastery. The brewery was licensed by the City of Freising in 1040 and is therefore the oldest working brewery in the world.
Varieties
While there are many types of beer brewed, the basics of brewing beer are shared across national and cultural boundaries. The traditional European brewing regions—Germany, Belgium, England and the Czech Republic—have local varieties of beer.
English writer Michael Jackson, in his 1977 book The World Guide To Beer, categorised beers from around the world in local style groups suggested by local customs and names. Fred Eckhardt furthered Jackson's work in The Essentials of Beer Style in 1989.
Top-fermented beers
Top-fermented beers are most commonly produced with Saccharomyces cerevisiae, a top-fermenting yeast which clumps and rises to the surface, typically between . At these temperatures, yeast produces significant amounts of esters and other secondary flavour and aroma products, and the result is often a beer with slightly "fruity" compounds resembling apple, pear, pineapple, banana, plum, or prune, among others.
After the introduction of hops into England from Flanders in the 15th century, "ale" referred to an unhopped fermented drink, "beer" being used to describe a brew with an infusion of hops.
Real ale is the term coined by the Campaign for Real Ale (CAMRA) in 1973 for "beer brewed from traditional ingredients, matured by secondary fermentation in the container from which it is dispensed, and served without the use of extraneous carbon dioxide". It is applied to bottle conditioned and cask conditioned beers.
Pale ale is a beer which uses a top-fermenting yeast and predominantly pale malt. It is one of the world's major beer styles. The India pale ale (IPA) variety is especially popular.
Mild ale has a predominantly malty palate. It is usually dark coloured with an abv of 3% to 3.6%, although there are lighter hued milds as well as stronger examples reaching 6% abv and higher.
Wheat beer is brewed with a large proportion of wheat although it often also contains a significant proportion of malted barley. Wheat beers are usually top-fermented. The flavour of wheat beers varies considerably, depending upon the specific style.
Stout is a dark beer made using roasted barley, and typically brewed with slow fermenting yeast. There are a number of variations including dry stout (such as Guinness), sweet stout, and Imperial (or Russian) stout.
Like stout, porter is a dark beer, but made with malted barley. The name "porter" was first used in 1721 to describe a dark brown beer popular with the street and river porters of London. This same beer later also became known as stout, though the word stout had been used as early as 1677. The history and development of stout and porter are intertwined, though now distinguished by whether the barley has been malted or not.
Bottom-fermented beers
Lager is cool fermented beer. Pale lagers are the most commonly consumed beers in the world. Many are of the "pilsner" type. The name "lager" comes from the German "lagern" for "to store", as brewers around Bavaria stored beer in cool cellars and caves during the warm summer months. These brewers noticed that the beers continued to ferment, and to also clear of sediment, when stored in cool conditions.
Lager yeast is a cool bottom-fermenting yeast (Saccharomyces pastorianus) and typically undergoes primary fermentation at (the fermentation phase), and then is given a long secondary fermentation at (the lagering phase). During the secondary stage, the lager clears and mellows. The cooler conditions also inhibit the natural production of esters and other byproducts, resulting in a "cleaner"-tasting beer.
With improved modern yeast strains, most lager breweries use only short periods of cold storage, typically 1–3 weeks.
Other types of beer
Lambic, a beer of Belgium, is naturally fermented using wild yeasts, rather than cultivated. Many of these are not strains of brewer's yeast (Saccharomyces cerevisiae) and may have significant differences in aroma and sourness. Yeast varieties such as Brettanomyces bruxellensis and Brettanomyces lambicus are common in lambics. In addition, other organisms such as Lactobacillus bacteria produce acids which contribute to the sourness.
Measurement
Beer is measured and assessed by colour, by strength and by bitterness. The perceived bitterness is measured by the International Bitterness Units scale (IBU), defined in co-operation between the American Society of Brewing Chemists and the European Brewery Convention. The international scale was a development of the European Bitterness Units scale, often abbreviated as EBU, and the bitterness values should be identical.
Colour
Beer colour is determined by the malt. The most common colour is a pale amber produced from using pale malts. Pale lager and pale ale are terms used for beers made from malt dried with the fuel coke. Coke was first used for roasting malt in 1642, but it was not until around 1703 that the term pale ale was used.
In terms of sales volume, most of today's beer is based on the pale lager brewed in 1842 in the town of Pilsen in the present-day Czech Republic. The modern pale lager is light in colour with a noticeable carbonation (fizzy bubbles) and a typical alcohol by volume content of around 5%. The Pilsner Urquell, Bitburger, and Heineken brands of beer are typical examples of pale lager, as are the American brands Budweiser, Coors, and Miller.
Dark beers are usually brewed from a pale malt or lager malt base with a small proportion of darker malt added to achieve the desired shade. Other colourants—such as caramel—are also widely used to darken beers. Very dark beers, such as stout, use dark or patent malts that have been roasted longer. Some have roasted unmalted barley.
Strength
Beer ranges from less than 3% alcohol by volume (abv) to around 14% abv, though this strength can be increased to around 20% by re-pitching with champagne yeast, and to 55% abv by the freeze-distilling process. The alcohol content of beer varies by local practice or beer style. The pale lagers that most consumers are familiar with fall in the range of 4–6%, with a typical abv of 5%. The customary strength of British ales is quite low, with many session beers being around 4% abv. In Belgium, some beers, such as table beer are of such low alcohol content (1%–4%) that they are served instead of soft drinks in some schools. The weakest beers are dealcoholized beers, which typically have less than 0.05% alcohol (also called "near beer") and light beers, which usually have 4% alcohol.
The alcohol in beer comes primarily from the metabolism of sugars that are produced during fermentation. The quantity of fermentable sugars in the wort and the variety of yeast used to ferment the wort are the primary factors that determine the amount of alcohol in the final beer. Additional fermentable sugars are sometimes added to increase alcohol content, and enzymes are often added to the wort for certain styles of beer (primarily "light" beers) to convert more complex carbohydrates (starches) to fermentable sugars. Alcohol is a by-product of yeast metabolism and is toxic to the yeast in higher concentrations; typical brewing yeast cannot survive at alcohol concentrations above 12% by volume. Low temperatures and too little fermentation time decreases the effectiveness of yeasts and consequently decreases the alcohol content.
The strength of beers has climbed during the later years of the 20th century. Vetter 33, a 10.5% abv (33 degrees Plato, hence Vetter "33") doppelbock, was listed in the 1994 Guinness Book of World Records as the strongest beer at that time, though Samichlaus, by the Swiss brewer Hürlimann, had also been listed by the Guinness Book of World Records as the strongest at 14% abv. Since then, some brewers have used champagne yeasts to increase the alcohol content of their beers. Samuel Adams reached 20% abv with Millennium, and then surpassed that amount to 25.6% abv with Utopias. The strongest beer brewed in Britain was Baz's Super Brew by Parish Brewery, a 23% abv beer. In September 2011, the Scottish brewery BrewDog produced Ghost Deer, which, at 28%, they claim to be the world's strongest beer produced by fermentation alone.
The product claimed to be the strongest beer made is Schorschbräu's 2011 Schorschbock 57 with 57,5%. It was preceded by The End of History, a 55% Belgian ale, made by BrewDog in 2010. The same company had previously made Sink The Bismarck!, a 41% abv IPA, and Tactical Nuclear Penguin, a 32% abv Imperial stout. Each of these beers are made using the eisbock method of fractional freezing, in which a strong ale is partially frozen and the ice is repeatedly removed, until the desired strength is reached, a process that may class the product as spirits rather than beer. The German brewery Schorschbräu's Schorschbock, a 31% abv eisbock, and Hair of the Dog's Dave, a 29% abv barley wine made in 1994, used the same fractional freezing method. A 60% abv blend of beer with whiskey was jokingly claimed as the strongest beer by a Dutch brewery in July 2010.
Serving
Draught
Draught (also spelled "draft") beer from a pressurised keg using a lever-style dispenser and a spout is the most common method of dispensing in bars around the world. A metal keg is pressurised with carbon dioxide (CO2) gas which drives the beer to the dispensing tap or faucet. Some beers may be served with a nitrogen/carbon dioxide mixture. Nitrogen produces fine bubbles, resulting in a dense head and a creamy mouthfeel. Some types of beer can also be found in smaller, disposable kegs called beer balls. In traditional pubs, the pull levers for major beer brands may include the beer's logo and trademark.
In the 1980s, Guinness introduced the beer widget, a nitrogen-pressurised ball inside a can which creates a dense, tight head, similar to beer served from a nitrogen system. The words draft and draught can be used as marketing terms to describe canned or bottled beers containing a beer widget, or which are cold-filtered rather than pasteurised.
Cask-conditioned ales (or cask ales) are unfiltered and unpasteurised beers. These beers are termed "real ale" by the CAMRA organisation. Typically, when a cask arrives in a pub, it is placed horizontally on a frame called a "stillage" which is designed to hold it steady and at the right angle, and then allowed to cool to cellar temperature (typically between ), before being tapped and vented—a tap is driven through a (usually rubber) bung at the bottom of one end, and a hard spile or other implement is used to open a hole in the side of the cask, which is now uppermost. The act of stillaging and then venting a beer in this manner typically disturbs all the sediment, so it must be left for a suitable period to "drop" (clear) again, as well as to fully condition—this period can take anywhere from several hours to several days. At this point the beer is ready to sell, either being pulled through a beer line with a hand pump, or simply being "gravity-fed" directly into the glass.
Draught beer's environmental impact can be 68% lower than bottled beer due to packaging differences. A life cycle study of one beer brand, including grain production, brewing, bottling, distribution and waste management, shows that the CO2 emissions from a 6-pack of micro-brew beer is about 3 kilograms (6.6 pounds). The loss of natural habitat potential from the 6-pack of micro-brew beer is estimated to be 2.5 square metres (26 square feet). Downstream emissions from distribution, retail, storage and disposal of waste can be over 45% of a bottled micro-brew beer's CO2 emissions. Where legal, the use of a refillable jug, reusable bottle or other reusable containers to transport draught beer from a store or a bar, rather than buying pre-bottled beer, can reduce the environmental impact of beer consumption.
Packaging
Most beers are cleared of yeast by filtering when packaged in bottles and cans. However, bottle conditioned beers retain some yeast—either by being unfiltered, or by being filtered and then reseeded with fresh yeast. It is usually recommended that the beer be poured slowly, leaving any yeast sediment at the bottom of the bottle. However, some drinkers prefer to pour in the yeast; this practice is customary with wheat beers. Typically, when serving a hefeweizen wheat beer, 90% of the contents are poured, and the remainder is swirled to suspend the sediment before pouring it into the glass. Alternatively, the bottle may be inverted prior to opening. Glass bottles are always used for bottle conditioned beers.
Many beers are sold in cans, though there is considerable variation in the proportion between different countries. In Sweden in 2001, 63.9% of beer was sold in cans. People either drink from the can or pour the beer into a glass. A technology developed by Crown Holdings for the 2010 FIFA World Cup is the 'full aperture' can, so named because the entire lid is removed during the opening process, turning the can into a drinking cup. Cans protect the beer from light (thereby preventing "skunked" beer) and have a seal less prone to leaking over time than bottles. Cans were initially viewed as a technological breakthrough for maintaining the quality of a beer, then became commonly associated with less expensive, mass-produced beers, even though the quality of storage in cans is much like bottles. Plastic (PET) bottles are used by some breweries.
Temperature
The temperature of a beer has an influence on a drinker's experience; warmer temperatures reveal the range of flavours in a beer but cooler temperatures are more refreshing. Most drinkers prefer pale lager to be served chilled, a low- or medium-strength pale ale to be served cool, while a strong barley wine or imperial stout to be served at room temperature.
Beer writer Michael Jackson proposed a five-level scale for serving temperatures: well chilled () for "light" beers (pale lagers); chilled () for Berliner Weisse and other wheat beers; lightly chilled () for all dark lagers, altbier and German wheat beers; cellar temperature () for regular British ale, stout and most Belgian specialities; and room temperature () for strong dark ales (especially trappist beer) and barley wine.
Drinking chilled beer began with the development of artificial refrigeration and by the 1870s, was spread in those countries that concentrated on brewing pale lager. Chilling beer makes it more refreshing, though below 15.5 °C (60 °F) the chilling starts to reduce taste awareness and reduces it significantly below . Beer served unchilled—either cool or at room temperature—reveal more of their flavours. Cask Marque, a non-profit UK beer organisation, has set a temperature standard range of 12°–14 °C (53°–57 °F) for cask ales to be served.
Vessels
Beer is consumed out of a variety of vessels, such as a glass, a beer stein, a mug, a pewter tankard, a beer bottle or a can; or at music festivals and some bars and nightclubs, from a plastic cup. The shape of the glass from which beer is consumed can influence the perception of the beer and can define and accent the character of the style. Breweries offer branded glassware intended only for their own beers as a marketing promotion, as this increases sales of their product.
The pouring process has an influence on a beer's presentation. The rate of flow from the tap or other serving vessel, tilt of the glass, and position of the pour (in the centre or down the side) into the glass all influence the result, such as the size and longevity of the head, lacing (the pattern left by the head as it moves down the glass as the beer is drunk), and the release of carbonation.
A beer tower is a beer dispensing device, usually found in bars and pubs, that consists of a cylinder attached to a beer cooling device at the bottom. Beer is dispensed from the beer tower into a drinking vessel.
Health effects
A 2016 systematic review and meta-analysis found that moderate ethanol consumption brought no mortality benefit compared with lifetime abstention from ethanol consumption. Some studies have concluded that drinking small quantities of alcohol (less than one drink in women and two in men, per day) is associated with a decreased risk of heart disease, stroke, diabetes mellitus, and early death. Some of these studies combined former ethanol drinkers and lifelong abstainers into a single group of nondrinkers, which hides the health benefits of lifelong abstention from ethanol. The long-term health effects of continuous, moderate or heavy alcohol consumption include the risk of developing alcoholism and alcoholic liver disease. Alcoholism, also known as "alcohol use disorder", is a broad term for any drinking of alcohol that results in problems. It was previously divided into two types: alcohol abuse and alcohol dependence. In a medical context, alcoholism is said to exist when two or more of the following conditions are present: a person drinks large amounts over a long time period, has difficulty cutting down, acquiring and drinking alcohol takes up a great deal of time, alcohol is strongly desired, usage results in not fulfilling responsibilities, usage results in social problems, usage results in health problems, usage results in risky situations, withdrawal occurs when stopping, and alcohol tolerance has occurred with use. Alcoholism reduces a person's life expectancy by around ten years and alcohol use is the third leading cause of early death in the United States. No professional medical association recommends that people who are nondrinkers should start drinking alcoholic beverages. In the United States, a total of 3.3 million deaths per year (5.9% of all deaths) are believed to be due to alcohol.
It is considered that overeating and lack of muscle tone is the main cause of a beer belly, rather than beer consumption. A 2004 study, however, found a link between binge drinking and a beer belly. But with most overconsumption, it is more a problem of improper exercise and overconsumption of carbohydrates than the product itself. Several diet books quote beer as having an undesirably high glycemic index of 110, the same as maltose; however, the maltose in beer undergoes metabolism by yeast during fermentation so that beer consists mostly of water, hop oils and only trace amounts of sugars, including maltose.
Nutritional information
Beers vary in their nutritional content. The ingredients used to make beer, including the yeast, provide a rich source of nutrients; therefore beer may contain nutrients including magnesium, selenium, potassium, phosphorus, biotin, chromium and B vitamins. Beer is sometimes referred to as "liquid bread", though beer is not a meal in itself.
Society and culture
In many societies, beer is the most popular alcoholic drink. Various social traditions and activities are associated with beer drinking, such as playing cards, darts, or other pub games; attending beer festivals; engaging in zythology (the study of beer); visiting a series of pubs in one evening; visiting breweries; beer-oriented tourism; or rating beer. Drinking games, such as beer pong, are also popular. A relatively new profession is that of the beer sommelier, who informs restaurant patrons about beers and food pairings.
Beer is considered to be a social lubricant in many societies and is consumed in countries all over the world. There are breweries in Middle Eastern countries such as Syria, and in some African countries. Sales of beer are four times those of wine, which is the second most popular alcoholic drink.
A study published in the Neuropsychopharmacology journal in 2013 revealed the finding that the flavour of beer alone could provoke dopamine activity in the brain of the male participants, who wanted to drink more as a result. The 49 men in the study were subject to positron emission tomography scans, while a computer-controlled device sprayed minute amounts of beer, water and a sports drink onto their tongues. Compared with the taste of the sports drink, the taste of beer significantly increased the participants desire to drink. Test results indicated that the flavour of the beer triggered a dopamine release, even though alcohol content in the spray was insufficient for the purpose of becoming intoxicated.
Some breweries have developed beers to pair with food. Wine writer Malcolm Gluck disputed the need to pair beer with food, while beer writers Roger Protz and Melissa Cole contested that claim.
Related drinks
Around the world, there are many traditional and ancient starch-based drinks classed as beer. In Africa, there are various ethnic beers made from sorghum or millet, such as Oshikundu in Namibia and Tella in Ethiopia. Kyrgyzstan also has a beer made from millet; it is a low alcohol, somewhat porridge-like drink called "Bozo". Bhutan, Nepal, Tibet and Sikkim also use millet in Chhaang, a popular semi-fermented rice/millet drink in the eastern Himalayas. Further east in China are found Huangjiu and Choujiu—traditional rice-based drinks related to beer.
The Andes in South America has Chicha, made from germinated maize (corn); while the indigenous peoples in Brazil have Cauim, a traditional drink made since pre-Columbian times by chewing manioc so that an enzyme (amylase) present in human saliva can break down the starch into fermentable sugars; this is similar to Masato in Peru.
Some beers which are made from bread, which is linked to the earliest forms of beer, are Sahti in Finland, Kvass in Russia and Ukraine, and Bouza in Sudan. 4000 years ago fermented bread was used in Mesopotamia. Food waste activists got inspired by these ancient recipes and use leftover bread to replace a third of the malted barley that would otherwise be used for brewing their craft ale.
Chemistry
Beer contains the phenolic acids 4-hydroxyphenylacetic acid, vanillic acid, caffeic acid, syringic acid, p-coumaric acid, ferulic acid, and sinapic acid. Alkaline hydrolysis experiments show that most of the phenolic acids are present as bound forms and only a small portion can be detected as free compounds. Hops, and beer made with it, contain 8-prenylnaringenin which is a potent phytoestrogen. Hop also contains myrcene, humulene, xanthohumol, isoxanthohumol, myrcenol, linalool, tannins, and resin. The alcohol 2M2B is a component of hops brewing.
Barley, in the form of malt, brings the condensed tannins prodelphinidins B3, B9 and C2 into beer. Tryptophol, tyrosol, and phenylethanol are aromatic higher alcohols found in beer as secondary products of alcoholic fermentation
(products also known as congeners) by Saccharomyces cerevisiae.
See also
References
Bibliography
Further reading
External links
Brewing
Fermented drinks
Alcoholic drinks |
3370 | https://en.wikipedia.org/wiki/Boron%20nitride | Boron nitride | Boron nitride is a thermally and chemically resistant refractory compound of boron and nitrogen with the chemical formula BN. It exists in various crystalline forms that are isoelectronic to a similarly structured carbon lattice. The hexagonal form corresponding to graphite is the most stable and soft among BN polymorphs, and is therefore used as a lubricant and an additive to cosmetic products. The cubic (zincblende aka sphalerite structure) variety analogous to diamond is called c-BN; it is softer than diamond, but its thermal and chemical stability is superior. The rare wurtzite BN modification is similar to lonsdaleite but slightly softer than the cubic form.
Because of excellent thermal and chemical stability, boron nitride ceramics are used in high-temperature equipment and metal casting. Boron nitride has potential use in nanotechnology.
Structure
Boron nitride exists in multiple forms that differ in the arrangement of the boron and nitrogen atoms, giving rise to varying bulk properties of the material.
Amorphous form (a-BN)
The amorphous form of boron nitride (a-BN) is non-crystalline, lacking any long-distance regularity in the arrangement of its atoms. It is analogous to amorphous carbon.
All other forms of boron nitride are crystalline.
Hexagonal form (h-BN)
The most stable crystalline form is the hexagonal one, also called h-BN, α-BN, g-BN, and graphitic boron nitride. Hexagonal boron nitride (point group = D6h; space group = P63/mmc) has a layered structure similar to graphite. Within each layer, boron and nitrogen atoms are bound by strong covalent bonds, whereas the layers are held together by weak van der Waals forces. The interlayer "registry" of these sheets differs, however, from the pattern seen for graphite, because the atoms are eclipsed, with boron atoms lying over and above nitrogen atoms. This registry reflects the local polarity of the B–N bonds, as well as interlayer N-donor/B-acceptor characteristics. Likewise, many metastable forms consisting of differently stacked polytypes exist. Therefore, h-BN and graphite are very close neighbors, and the material can accommodate carbon as a substituent element to form BNCs. BC6N hybrids have been synthesized, where carbon substitutes for some B and N atoms. Hexagonal boron nitride monolayer is analogous to graphene, having a honeycomb lattice structure of nearly the same dimensions. Unlike graphene, which is black and an electrical conductor, h-BN monolayer is white and an insulator. It has been proposed for use as an atomic flat insulating substrate or a tunneling dielectric barrier in 2D electronics. .
Cubic form (c-BN)
Cubic boron nitride has a crystal structure analogous to that of diamond. Consistent with diamond being less stable than graphite, the cubic form is less stable than the hexagonal form, but the conversion rate between the two is negligible at room temperature, as it is for diamond. The cubic form has the sphalerite crystal structure (space group = F3m), the same as that of diamond (with ordered B and N atoms), and is also called β-BN or c-BN.
Wurtzite form (w-BN)
The wurtzite form of boron nitride (w-BN; point group = C6v; space group = P63mc) has the same structure as lonsdaleite, a rare hexagonal polymorph of carbon. As in the cubic form, the boron and nitrogen atoms are grouped into tetrahedra. In the wurtzite form, the boron and nitrogen atoms are grouped into 6-membered rings. In the cubic form all rings are in the chair configuration, whereas in w-BN the rings between 'layers' are in boat configuration. Earlier optimistic reports predicted that the wurtzite form was very strong, and was estimated by a simulation as potentially having a strength 18% stronger than that of diamond. Since only small amounts of the mineral exist in nature, this has not yet been experimentally verified. Its hardness is 46 GPa, slightly harder than commercial borides but softer than the cubic form of boron nitride.
Properties
Physical
The partly ionic structure of BN layers in h-BN reduces covalency and electrical conductivity, whereas the interlayer interaction increases resulting in higher hardness of h-BN relative to graphite. The reduced electron-delocalization in hexagonal-BN is also indicated by its absence of color and a large band gap. Very different bonding – strong covalent within the basal planes (planes where boron and nitrogen atoms are covalently bonded) and weak between them – causes high anisotropy of most properties of h-BN.
For example, the hardness, electrical and thermal conductivity are much higher within the planes than perpendicular to them. On the contrary, the properties of c-BN and w-BN are more homogeneous and isotropic.
Those materials are extremely hard, with the hardness of bulk c-BN being slightly smaller and w-BN even higher than that of diamond. Polycrystalline c-BN with grain sizes on the order of 10 nm is also reported to have Vickers hardness comparable or higher than diamond. Because of much better stability to heat and transition metals, c-BN surpasses diamond in mechanical applications, such as machining steel. The thermal conductivity of BN is among the highest of all electric insulators (see table).
Boron nitride can be doped p-type with beryllium and n-type with boron, sulfur, silicon or if co-doped with carbon and nitrogen. Both hexagonal and cubic BN are wide-gap semiconductors with a band-gap energy corresponding to the UV region. If voltage is applied to h-BN or c-BN, then it emits UV light in the range 215–250 nm and therefore can potentially be used as light-emitting diodes (LEDs) or lasers.
Little is known on melting behavior of boron nitride. It sublimates at 2973 °C at normal pressure releasing nitrogen gas and boron, but melts at elevated pressure.
Thermal stability
Hexagonal and cubic BN (and probably w-BN) show remarkable chemical and thermal stabilities. For example, h-BN is stable to decomposition at temperatures up to 1000 °C in air, 1400 °C in vacuum, and 2800 °C in an inert atmosphere. The reactivity of h-BN and c-BN is relatively similar, and the data for c-BN are summarized in the table below.
Thermal stability of c-BN can be summarized as follows:
In air or oxygen: protective layer prevents further oxidation to ~1300 °C; no conversion to hexagonal form at 1400 °C.
In nitrogen: some conversion to h-BN at 1525 °C after 12 h.
In vacuum (): conversion to h-BN at 1550–1600 °C.
Chemical stability
Boron nitride is insoluble in the usual acids, but is soluble in alkaline molten salts and nitrides, such as LiOH, KOH, NaOH-, , , , , or , which are therefore used to etch BN.
Thermal conductivity
The theoretical thermal conductivity of hexagonal boron nitride nanoribbons (BNNRs) can approach 1700–2000 W/(m⋅K), which has the same order of magnitude as the experimental measured value for graphene, and can be comparable to the theoretical calculations for graphene nanoribbons. Moreover, the thermal transport in the BNNRs is anisotropic. The thermal conductivity of zigzag-edged BNNRs is about 20% larger than that of armchair-edged nanoribbons at room temperature.
Natural occurrence
In 2009, a naturally occurring boron nitride mineral in the cubic form (c-BN) was reported in Tibet, and the name qingsongite proposed. The substance was found in dispersed micron-sized inclusions in chromium-rich rocks. In 2013, the International Mineralogical Association affirmed the mineral and the name.
Synthesis
Preparation and reactivity of hexagonal BN
Boron nitride is produced synthetically. Hexagonal boron nitride is obtained by the reacting boron trioxide () or boric acid () with ammonia () or urea () in a nitrogen atmosphere:
(T = 900 °C)
(T = 900 °C)
(T > 1000 °C)
(T > 1500 °C)
The resulting disordered (amorphous) boron nitride contains 92–95% BN and 5–8% . The remaining can be evaporated in a second step at temperatures in order to achieve BN concentration >98%. Such annealing also crystallizes BN, the size of the crystallites increasing with the annealing temperature.
h-BN parts can be fabricated inexpensively by hot-pressing with subsequent machining. The parts are made from boron nitride powders adding boron oxide for better compressibility. Thin films of boron nitride can be obtained by chemical vapor deposition from boron trichloride and nitrogen precursors. ZYP Coatings also has developed boron nitride coatings that may be painted on a surface. Combustion of boron powder in nitrogen plasma at 5500 °C yields ultrafine boron nitride used for lubricants and toners.
Boron nitride reacts with iodine fluoride in trichlorofluoromethane at −30 °C to produce an extremely sensitive contact explosive, , in low yield.
Boron nitride reacts with nitrides of lithium, alkaline earth metals and lanthanides to form nitridoborate compounds. For example:
Intercalation of hexagonal BN
Similar to graphite, various molecules, such as or alkali metals, can be intercalated into hexagonal boron nitride, that is inserted between its layers. Both experiment and theory suggest the intercalation is much more difficult for BN than for graphite.
Preparation of cubic BN
Synthesis of c-BN uses same methods as that of diamond: cubic boron nitride is produced by treating hexagonal boron nitride at high pressure and temperature, much as synthetic diamond is produced from graphite. Direct conversion of hexagonal boron nitride to the cubic form has been observed at pressures between 5 and 18 GPa and temperatures between 1730 and 3230 °C, that is similar parameters as for direct graphite-diamond conversion. The addition of a small amount of boron oxide can lower the required pressure to 4–7 GPa and temperature to 1500 °C. As in diamond synthesis, to further reduce the conversion pressures and temperatures, a catalyst is added, such as lithium, potassium, or magnesium, their nitrides, their fluoronitrides, water with ammonium compounds, or hydrazine. Other industrial synthesis methods, again borrowed from diamond growth, use crystal growth in a temperature gradient, or explosive shock wave. The shock wave method is used to produce material called heterodiamond, a superhard compound of boron, carbon, and nitrogen.
Low-pressure deposition of thin films of cubic boron nitride is possible. As in diamond growth, the major problem is to suppress the growth of hexagonal phases (h-BN or graphite, respectively). Whereas in diamond growth this is achieved by adding hydrogen gas, boron trifluoride is used for c-BN. Ion beam deposition, plasma-enhanced chemical vapor deposition, pulsed laser deposition, reactive sputtering, and other physical vapor deposition methods are used as well.
Preparation of wurtzite BN
Wurtzite BN can be obtained via static high-pressure or dynamic shock methods. The limits of its stability are not well defined. Both c-BN and w-BN are formed by compressing h-BN, but formation of w-BN occurs at much lower temperatures close to 1700 °C.
Production statistics
Whereas the production and consumption figures for the raw materials used for BN synthesis, namely boric acid and boron trioxide, are well known (see boron), the corresponding numbers for the boron nitride are not listed in statistical reports. An estimate for the 1999 world production is 300 to 350 metric tons. The major producers and consumers of BN are located in the United States, Japan, China and Germany. In 2000, prices varied from about $75–120/kg for standard industrial-quality h-BN and were about up to $200–400/kg for high purity BN grades.
Applications
Hexagonal BN
Hexagonal BN (h-BN) is the most widely used polymorph. It is a good lubricant at both low and high temperatures (up to 900 °C, even in an oxidizing atmosphere). h-BN lubricant is particularly useful when the electrical conductivity or chemical reactivity of graphite (alternative lubricant) would be problematic. In internal combustion engines, where graphite could be oxidized and turn into carbon sludge, h-BN with its superior thermal stability can be added to engine lubricants. As with all nano-particle suspensions, Brownian-motion settlement is a problem. Settlement can clog engine oil filters, which limits solid lubricant applications in a combustion engine to automotive racing, where engine re-building is common. Since carbon has appreciable solubility in certain alloys (such as steels), which may lead to degradation of properties, BN is often superior for high temperature and/or high pressure applications. Another advantage of h-BN over graphite is that its lubricity does not require water or gas molecules trapped between the layers. Therefore, h-BN lubricants can be used in vacuum, such as space applications. The lubricating properties of fine-grained h-BN are used in cosmetics, paints, dental cements, and pencil leads.
Hexagonal BN was first used in cosmetics around 1940 in Japan. Because of its high price, h-BN was abandoned for this application. Its use was revitalized in the late 1990s with the optimization h-BN production processes, and currently h-BN is used by nearly all leading producers of cosmetic products for foundations, make-up, eye shadows, blushers, kohl pencils, lipsticks and other skincare products.
Because of its excellent thermal and chemical stability, boron nitride ceramics and coatings are used high-temperature equipment. h-BN can be included in ceramics, alloys, resins, plastics, rubbers, and other materials, giving them self-lubricating properties. Such materials are suitable for construction of e.g. bearings and in steelmaking. Recently, h-BN coatings have been used in 3d printing applications. Plastics filled with BN have less thermal expansion as well as higher thermal conductivity and electrical resistivity. Due to its excellent dielectric and thermal properties, BN is used in electronics as a substrate for semiconductors, microwave-transparent windows, as a heat conductive yet electrically insulating filler in thermal pastes and as a structural material for seals. Many quantum devices use multilayer h-BN as a substrate material. It can also be used as a dielectric in resistive random access memories.
Hexagonal BN is used in xerographic process and laser printers as a charge leakage barrier layer of the photo drum. In the automotive industry, h-BN mixed with a binder (boron oxide) is used for sealing oxygen sensors, which provide feedback for adjusting fuel flow. The binder utilizes the unique temperature stability and insulating properties of h-BN.
Parts can be made by hot pressing from four commercial grades of h-BN. Grade HBN contains a boron oxide binder; it is usable up to 550–850 °C in oxidizing atmosphere and up to 1600 °C in vacuum, but due to the boron oxide content is sensitive to water. Grade HBR uses a calcium borate binder and is usable at 1600 °C. Grades HBC and HBT contain no binder and can be used up to 3000 °C.
Boron nitride nanosheets (h-BN) can be deposited by catalytic decomposition of borazine at a temperature ~1100 °C in a chemical vapor deposition setup, over areas up to about 10 cm2. Owing to their hexagonal atomic structure, small lattice mismatch with graphene (~2%), and high uniformity they are used as substrates for graphene-based devices. BN nanosheets are also excellent proton conductors. Their high proton transport rate, combined with the high electrical resistance, may lead to applications in fuel cells and water electrolysis.
h-BN has been used since the mid-2000s as a bullet and bore lubricant in precision target rifle applications as an alternative to molybdenum disulfide coating, commonly referred to as "moly". It is claimed to increase effective barrel life, increase intervals between bore cleaning and decrease the deviation in point of impact between clean bore first shots and subsequent shots.
h-BN is used as a release agent in molten metal and glass applications. For example, ZYP Coatings developed and currently produces a line of paintable h-BN coatings that are used by manufacturers of molten aluminium, non-ferrous metal, and glass. Because h-BN is nonwetting and lubricious to these molten materials, the coated surface (i.e. mold or crucible) does not stick to the material.
Cubic BN
Cubic boron nitride (CBN or c-BN) is widely used as an abrasive. Its usefulness arises from its insolubility in iron, nickel, and related alloys at high temperatures, whereas diamond is soluble in these metals. Polycrystalline c-BN (PCBN) abrasives are therefore used for machining steel, whereas diamond abrasives are preferred for aluminum alloys, ceramics, and stone. When in contact with oxygen at high temperatures, BN forms a passivation layer of boron oxide. Boron nitride binds well with metals due to formation of interlayers of metal borides or nitrides. Materials with cubic boron nitride crystals are often used in the tool bits of cutting tools. For grinding applications, softer binders such as resin, porous ceramics and soft metals are used. Ceramic binders can be used as well. Commercial products are known under names "Borazon" (by Hyperion Materials & Technologies), and "Elbor" or "Cubonite" (by Russian vendors).
Contrary to diamond, large c-BN pellets can be produced in a simple process (called sintering) of annealing c-BN powders in nitrogen flow at temperatures slightly below the BN decomposition temperature. This ability of c-BN and h-BN powders to fuse allows cheap production of large BN parts.
Similar to diamond, the combination in c-BN of highest thermal conductivity and electrical resistivity is ideal for heat spreaders.
As cubic boron nitride consists of light atoms and is very robust chemically and mechanically, it is one of the popular materials for X-ray membranes: low mass results in small X-ray absorption, and good mechanical properties allow usage of thin membranes, further reducing the absorption.
Amorphous BN
Layers of amorphous boron nitride (a-BN) are used in some semiconductor devices, e.g. MOSFETs. They can be prepared by chemical decomposition of trichloroborazine with caesium, or by thermal chemical vapor deposition methods. Thermal CVD can be also used for deposition of h-BN layers, or at high temperatures, c-BN.
Other forms of boron nitride
Atomically thin boron nitride
Hexagonal boron nitride can be exfoliated to mono or few atomic layer sheets. Due to its analogous structure to that of graphene, atomically thin boron nitride is sometimes called white graphene.
Mechanical properties
Atomically thin boron nitride is one of the strongest electrically insulating materials. Monolayer boron nitride has an average Young's modulus of 0.865TPa and fracture strength of 70.5GPa, and in contrast to graphene, whose strength decreases dramatically with increased thickness, few-layer boron nitride sheets have a strength similar to that of monolayer boron nitride.
Thermal conductivity
Atomically thin boron nitride has one of the highest thermal conductivity coefficients (851 W/mK at room temperature) among semiconductors and electrical insulators, and its thermal conductivity increases with reduced thickness due to less intra-layer coupling.
Thermal stability
The air stability of graphene shows a clear thickness dependence: monolayer graphene is reactive to oxygen at 250 °C, strongly doped at 300 °C, and etched at 450 °C; in contrast, bulk graphite is not oxidized until 800 °C. Atomically thin boron nitride has much better oxidation resistance than graphene. Monolayer boron nitride is not oxidized till 700 °C and can sustain up to 850 °C in air; bilayer and trilayer boron nitride nanosheets have slightly higher oxidation starting temperatures. The excellent thermal stability, high impermeability to gas and liquid, and electrical insulation make atomically thin boron nitride potential coating materials for preventing surface oxidation and corrosion of metals and other two-dimensional (2D) materials, such as black phosphorus.
Better surface adsorption
Atomically thin boron nitride has been found to have better surface adsorption capabilities than bulk hexagonal boron nitride. According to theoretical and experimental studies, atomically thin boron nitride as an adsorbent experiences conformational changes upon surface adsorption of molecules, increasing adsorption energy and efficiency. The synergic effect of the atomic thickness, high flexibility, stronger surface adsorption capability, electrical insulation, impermeability, high thermal and chemical stability of BN nanosheets can increase the Raman sensitivity by up to two orders, and in the meantime attain long-term stability and reusability not readily achievable by other materials.
Dielectric properties
Atomically thin hexagonal boron nitride is an excellent dielectric substrate for graphene, molybdenum disulfide (), and many other 2D material-based electronic and photonic devices. As shown by electric force microscopy (EFM) studies, the electric field screening in atomically thin boron nitride shows a weak dependence on thickness, which is in line with the smooth decay of electric field inside few-layer boron nitride revealed by the first-principles calculations.
Raman characteristics
Raman spectroscopy has been a useful tool to study a variety of 2D materials, and the Raman signature of high-quality atomically thin boron nitride was first reported by Gorbachev et al. in 2011. and Li et al. However, the two reported Raman results of monolayer boron nitride did not agree with each other. Cai et al., therefore, conducted systematic experimental and theoretical studies to reveal the intrinsic Raman spectrum of atomically thin boron nitride. It reveals that atomically thin boron nitride without interaction with a substrate has a G band frequency similar to that of bulk hexagonal boron nitride, but strain induced by the substrate can cause Raman shifts. Nevertheless, the Raman intensity of G band of atomically thin boron nitride can be used to estimate layer thickness and sample quality.
Boron nitride nanomesh
Boron nitride nanomesh is a nanostructured two-dimensional material. It consists of a single BN layer, which forms by self-assembly a highly regular mesh after high-temperature exposure of a clean rhodium or ruthenium surface to borazine under ultra-high vacuum. The nanomesh looks like an assembly of hexagonal pores. The distance between two pore centers is 3.2 nm and the pore diameter is ~2 nm. Other terms for this material are boronitrene or white graphene.
The boron nitride nanomesh is air-stable and compatible with some liquids. up to temperatures of 800 °C.
Boron nitride nanotubes
Boron nitride tubules were first made in 1989 by Shore and Dolan This work was patented in 1989 and published in 1989 thesis (Dolan) and then 1993 Science. The 1989 work was also the first preparation of amorphous BN by B-trichloroborazine and cesium metal.
Boron nitride nanotubes were predicted in 1994 and experimentally discovered in 1995. They can be imagined as a rolled up sheet of h-boron nitride. Structurally, it is a close analog of the carbon nanotube, namely a long cylinder with diameter of several to hundred nanometers and length of many micrometers, except carbon atoms are alternately substituted by nitrogen and boron atoms. However, the properties of BN nanotubes are very different: whereas carbon nanotubes can be metallic or semiconducting depending on the rolling direction and radius, a BN nanotube is an electrical insulator with a bandgap of ~5.5 eV, basically independent of tube chirality and morphology. In addition, a layered BN structure is much more thermally and chemically stable than a graphitic carbon structure.
Boron nitride aerogel
Boron nitride aerogel is an aerogel made of highly porous BN. It typically consists of a mixture of deformed BN nanotubes and nanosheets. It can have a density as low as 0.6 mg/cm3 and a specific surface area as high as 1050 m2/g, and therefore has potential applications as an absorbent, catalyst support and gas storage medium. BN aerogels are highly hydrophobic and can absorb up to 160 times their weight in oil. They are resistant to oxidation in air at temperatures up to 1200 °C, and hence can be reused after the absorbed oil is burned out by flame. BN aerogels can be prepared by template-assisted chemical vapor deposition using borazine as the feed gas.
Composites containing BN
Addition of boron nitride to silicon nitride ceramics improves the thermal shock resistance of the resulting material. For the same purpose, BN is added also to silicon nitride-alumina and titanium nitride-alumina ceramics. Other materials being reinforced with BN include alumina and zirconia, borosilicate glasses, glass ceramics, enamels, and composite ceramics with titanium boride-boron nitride, titanium boride-aluminium nitride-boron nitride, and silicon carbide-boron nitride composition.
Health issues
Boron nitride (along with , NbN, and BNC) is generally considered to be non-toxic and does not exhibit chemical activity in biological systems. Due to its excellent safety profile and lubricious properties, boron nitride finds widespread use in various applications, including cosmetics and food processing equipment.
See also
Beta carbon nitride
Borazon
Borocarbonitrides
Boron suboxide
Superhard materials
Wide-bandgap semiconductors
Notes
References
External links
National Pollutant Inventory: Boron and Compounds
Materials Safety Data Sheet at University of Oxford
Boron compounds
Ceramic materials
Nitrides
III-V semiconductors
Non-petroleum based lubricants
Dry lubricants
Abrasives
Superhard materials
Neutron poisons
Monolayers
III-V compounds
Boron–nitrogen compounds
Zincblende crystal structure
Wurtzite structure type |
3376 | https://en.wikipedia.org/wiki/The%20Beverly%20Hillbillies | The Beverly Hillbillies | The Beverly Hillbillies is an American television sitcom that was broadcast on CBS from 1962 to 1971. It had an ensemble cast featuring Buddy Ebsen, Irene Ryan, Donna Douglas, and Max Baer Jr. as the Clampetts, a poor, backwoods family from Silver Dollar City in the Ozark Mountains of Missouri, who move to posh Beverly Hills, California, after striking oil on their land. The show was produced by Filmways and was created by Paul Henning. It was followed by two other Henning-inspired "country cousin" series on CBS: Petticoat Junction and its spin-off Green Acres, which reversed the rags-to-riches, country-to-city model of The Beverly Hillbillies.
The Beverly Hillbillies ranked among the top 20 most-watched programs on television for eight of its nine seasons, ranking as the No. 1 series of the year during its first two seasons, with 16 episodes that still remain among the 100 most-watched television episodes in American history. It accumulated seven Emmy nominations during its run. It remains in syndicated reruns, and its ongoing popularity spawned a 1993 film adaptation by 20th Century Fox.
Premise
The series starts with Jed Clampett, a poor, widowed hillbilly who lives with his daughter and mother-in-law near an oil-rich swamp in Silver Dollar City in the Ozark Mountains of Missouri.
The opening sequence shows Jed discovering oil while shooting at a rabbit, although the first episode shows the oil being discovered by a surveyor for the OK Oil Company. The company pays Jed many millions of dollars for the right to drill on his land. Jed's cousin Pearl Bodine prods him to move to California now that he is wealthy and pressures him into taking her son Jethro along. The family moves into a mansion in upscale Beverly Hills, California, next door to Jed's banker, Milburn Drysdale, and his wife, Margaret, who is appalled by the hillbilly Clampetts.
The Clampetts bring an unsophisticated, simple, moral lifestyle to the wealthy and sometimes superficial community. Double entendres and cultural misconceptions are the core of the sitcom's humor. Plots often involve Drysdale's outlandish efforts to keep the Clampetts' money in his bank and his wife's efforts to rid the neighborhood of "those hillbillies". The family's periodic attempts to return to the mountains are often the result of Granny feeling slighted by the "city folk".
Characters
Three of the main charactersJed, Granny and Elly Mayappear in all 274 episodes. Jethro (272 episodes) is not in the last two episodes of the series, having gone into hiding to avoid an anticipated marriage proposal.
Jed Clampett
Good-natured patriarch Jed Clampett (portrayed by Buddy Ebsen) has little formal education and is naïve about the world outside the rural area where he lived but has a great deal of wisdom and common sense. His forebears are revealed in series 1, episode 25, to have come to America before the Mayflower arrived. However, he later denies this to avoid offending Mrs. Drysdale. He is the widower of Granny's daughter, Rose Ellen (Buddy Ebsen was only 5 years younger than Irene Ryan). He is the son of Luke Clampett and his wife and has a sister called Myrtle. In episode 13, it is revealed that Jed's grandfather was 98 when he married Jed's grandmother, who was 18. In an early episode, Jed tells Elly May that she is the spitting image of her mother. He is usually the straight man to Granny and Jethro's antics. His catchphrase is, "Welllllll, doggies!"
Granny
Daisy May Moses (portrayed by Irene Ryan in all 274 episodes), called "Granny" by all, is Jed's mother-in-law, so is often called "Granny Clampett" in spite of her last name and despite the fact that in the pilot episode Milburn Drysdale refers to her as Jed's mother. She is a descendant of the Moses clan, who feuded with another family, the Bodkins, and drove them out of Napoleon, Tennessee. In Season 9, Episode 23, Granny states that she is "from Limestone, Tennessee".
Granny has an abrasive personality and is quick to anger but is often overruled by Jed. She is a devout Confederate and fancies herself a Baptist Christian ("dunked, not sprinkled"). A self-styled "M.D." ("mountain doctor"), Granny uses her "white lightning" brew as a form of anesthesia when performing painful treatments such as leech bleeding tooth pulling. She often refers to the concoction as "rheumatize medicine". Like the other Clampetts, she is known to take things literally, having thought Mrs. Drysdale had turned herself into a bird using black magic (astrology) and mistook an escaped kangaroo for a giant jackrabbit (but failed to convince anyone of its existence).
Paul Henning discarded the idea of making Granny Jed's mother, which would have changed the show's dynamics, making Granny the matriarch and Jed her subordinate.
Elly May Clampett
Elly May (portrayed by Donna Douglas in all 274 episodes), the only child of Jed and Rose Ellen Clampett, is a mountain beauty with the body of a pin-up girl and the soul of a tomboy. In a very early episode, Jed tells Elly May that she is the spitting image of her mother. She can throw a fastball and "wrassle" most men to a fall, and she can be tender with her friends, animals, and family. She says once that animals can be better companions than people, but as she grows older, she allows that "fellas kin be more fun than critters." In addition to the family dog, Duke (an old Bloodhound), a number of pets live on the Clampett estate thanks to Elly May's love of animals. In the 1981 TV movie, Elly May is the head of a zoo. She is a terrible cook, and family members cringe whenever she takes over the kitchen. Elly May is easily in her 20's, but Granny usually promotes her age as "14" since an unmarried mountain woman as old as Elly May is considered an old maid.
Jethro Bodine
Jethro (portrayed by Max Baer Jr. in 272 episodes) is the dim-witted son of Jed's cousin, Pearl Bodine (in a customary practice, he addresses Jedhis once-removed elder cousinas "Uncle Jed", just as his second cousin, Elly May, addresses Jethro's mother as "Aunt Pearl"). Pearl's mother and Jed's father were siblings. Jethro drives the Clampett family to their new home in California and stays on with them to further his education. In the first series, he is in the fifth grade, having spent three years in the fourth grade and two years in the first grade. The others boast of Jethro's "sixth-grade education". Jethro often speaks enthusiastically of his abilities in "cipherin'" (1 and 1 is 2, 2 and 2 is 4), and "gazintas" (4 gazinta 8 2 times, 3 gazinta 12 4 times), and he is ignorant about nearly every aspect of modern California life. In one episode, he attends a local secretarial school and is so disruptive that he is given a diploma at the end of the day to keep him from returning. In real life, Max Baer Jr. has a bachelor's degree in business administration, minoring in philosophy, from Santa Clara University.
Many story lines involve Jethro's endless career search. He considers becoming a brain surgeon, a fry cook, a millwright, a street car conductor, a spy, a telephone lineman, a soda jerk, a chauffeur, a USAF general, a sculptor, a restaurant owner, a psychiatrist, a bookkeeper for Milburn Drysdale's bank, a talent agent for "cousin" Bessie and "Cousin Roy" (see below), and a Hollywood producer. More often than not, his goal is merely to meet pretty girls. Miss Hathaway has a crush on him, but he is oblivious to this. Of all the Clampett clan, he is the most eager to embrace city life. Jethro has a huge appetite — in one episode, he eats a jetliner's entire supply of steaks, in another he tries to set himself up as a Hollywood agent for cousin "Bessie" the chimpanzee – with a fee of 10,000 bananas for Bessie and 1,000 for him. When "Cousin Roy" (Roy Clark) comes from "the hills" to Beverly Hills to become a country music star, Jethro refuses to be his agent when Roy becomes a success. Jethro does not appear in the third- or second-to-last episodes, but Baer remains billed in the title credits.
With the January 2015 death of Donna Douglas, Baer is the only surviving main cast member.
Milburn Drysdale
Mr. Drysdale (portrayed by Raymond Bailey in 247 episodes) is the Clampetts' banker, confidant, and next-door neighbor. He is obsessed with money, and to keep the Clampetts' $96,000,000 (in 1969; ) in his Commerce Bank, Mr. Drysdale will go to great lengths to cater to their wishes. He often forces others, especially his long-suffering secretary, to help fulfill their outlandish requests. He is a descendant of the Bodkins family from Tennessee. It is revealed in the first season that Granny's clan, the Moses family, feuded with the Bodkins family and drove them from Napoleon, Tennessee. A recurring comedic scene shows Drysdale angrily answering his phone only to find Jed on the other end of the line, at which point Drysdale's demeanor instantly changes to one of good humor and accommodation.
Jane Hathaway
Jane Hathaway (portrayed by Nancy Kulp in 246 episodes), whom the Clampetts address as "Miss Jane", is Drysdale's loyal, well-educated, efficient secretary. She is genuinely fond of the family and tries to shield them from her boss's greed. Miss Hathaway frequently has to "rescue" Drysdale from his schemes, receiving little or no thanks for her efforts. The Clampetts consider her family; even Granny, the one most averse to living in California, likes her. Jane has a crush on Jethro for most of the series' run. In 1999, TV Guide ranked Jane Hathaway number 38 on its list titled "50 Greatest TV Characters of All Time".
Recurring characters
Margaret Drysdale
Margaret Drysdale (portrayed by Harriet MacGibbon in 55 episodes) is the snobbish wife of Milburn Drysdale. She is appalled by the Clampetts and their hillbilly lifestyle. She touts herself as a "blue-blooded Bostonian" and repeatedly tries to drive the Clampetts out of Beverly Hills, without success.
Pearl Bodine
"Cousin" Pearl Bodine (portrayed by Bea Benaderet in 23 episodes) is Jethro's mother and Jed's first cousin. Pearl encouraged the Clampetts to move to Beverly Hills and is envious of their wealth. She attempts to achieve success through various schemes, including wooing oil man John Brewster and finding a wealthy husband for her daughter Jethrine (Jethro's sister, also portrayed by Max Baer Jr.).
Shorty Kellems
Shorty Kellems (portrayed by Shug Fisher in 17 episodes) is Jed's best friend who occasionally visits from back in the hills. In one story line, Drysdale mistakenly believes Shorty is richer than Jed and goes to great lengths to win his business.
Janet Trego
Janet Trego (portrayed by Sharon Tate in 15 episodes) is a secretary at Drysdale's bank. She assists Jane Hathaway and is often the object of Jethro's romantic overtures.
John Brewster
John Brewster (portrayed by Frank Wilcox in 14 episodes) is an oil executive from Tulsa, whose company made Jed a millionaire after leasing Jed's land for oil production.
Episodes
Theme music
The show's theme song, "The Ballad of Jed Clampett", was written by producer and writer Paul Henning and originally performed by bluegrass artists Foggy Mountain Boys, led by Lester Flatt and Earl Scruggs. The song is sung by Jerry Scoggins (backed by Flatt and Scruggs) over the opening and end credits of each episode. Flatt and Scruggs subsequently cut their own version of the theme (with Flatt singing) for Columbia Records; released as a single, it reached number 44 on Billboard Hot 100 pop music chart and number one on the Billboard Hot Country chart (the lone country chart-topper for the duo).
As was customary in the 1960s, the show's advertising sponsors were woven into bumpers involving the cast. To this end, the show sometimes included extra verses of the theme song about Winston cigarettes and Kellogg's cereals.
Perry Botkin composed many songs for The Beverly Hillbillies. Botkin's upbeat tune from Murder by Contract, played during scenes of sunny LA, signaled scenes at the Commerce Bank of Beverly Hills.
The six main cast members participated on a 1963 Columbia soundtrack album, which featured original song numbers in character. Additionally, Ebsen, Ryan, and Douglas each made a few solo recordings following the show's success, including Ryan's 1966 novelty single, "Granny's Miniskirt".
The series generally features no country music beyond the bluegrass banjo theme song, although country star Roy Clark and the team of Flatt and Scruggs occasionally play on the program. Pop singer Pat Boone appears in one episode as himself, under the premise that he hails from the same area of the country as the Clampetts, although Boone is a native of Jacksonville, Florida.
The 1989 film UHF featured a "Weird Al" Yankovic parody music video, "Money for Nothing/Beverly Hillbillies*", combining "The Ballad of Jed Clampett" and English rock band Dire Straits' 1985 hit song "Money for Nothing".
Reception
The Beverly Hillbillies received generally poor reviews from contemporary critics. The New York Times called the show "strained and unfunny"; Variety called it "painful to sit through". Film professor Janet Staiger writes that "the problem for these reviewers was that the show confronted the cultural elite's notions of quality entertainment." The show did receive a somewhat favorable review from noted critic Gilbert Seldes in the December 15, 1962 TV Guide: "The whole notion on which The Beverly Hillbillies is founded is an encouragement to ignorance... But it is funny. What can I do?"
Regardless of the poor reviews, the show shot to the top of the Nielsen ratings shortly after its premiere and stayed there for several seasons. During its first two seasons, it was the number-one program in the U.S; during its second season, it earned some of the highest ratings ever recorded for a half-hour sitcom. The season-two episode "The Giant Jackrabbit" also became the most-watched telecast up to the time of its airing and remains the most-watched half-hour episode of a sitcom, as well. The series enjoyed excellent ratings throughout its run, although it had fallen out of the top 20 most-watched shows during its final season.
In 1997, the season-three episode "Hedda Hopper's Hollywood" was ranked number 62 on "TV Guides 100 Greatest Episodes of All Time".
Nielsen ratings
Cancellation
The show was canceled in the spring of 1971 after 274 episodes. The CBS network, prompted by pressure from advertisers seeking a more sophisticated urban audience, decided to refocus its schedule on new urban-themed shows and, to make room for them, the two remaining series of CBS's rural-themed comedies were cancelled. This action came to be known as "the Rural Purge". Pat Buttram, who played Mr. Haney on Green Acres, famously remarked, "It was the year CBS cancelled everything with a tree – including Lassie."
Reunions
1981 CBS film
In 1981, Return of the Beverly Hillbillies television film, written and produced by series creator Henning, was aired on the CBS network. Irene Ryan had died in 1973, and Raymond Bailey had died in 1980. The script acknowledged Granny's passing, but featured Imogene Coca as Granny's mother. Max Baer decided against reprising the role that both started and stymied his career, so the character of Jethro Bodine was given to another actor, Ray Young.
The film's plot had Jed back in his old homestead in Bugtussle, having divided his massive fortune among Elly May and Jethro, both of whom stayed on the West Coast. Jane Hathaway had become a Department of Energy agent and was seeking Granny's "White Lightnin'" recipe to combat the energy crisis. Since Granny had gone on to "her re-ward", it was up to Granny's centenarian "Maw" (Imogene Coca) to divulge the secret brew's ingredients. Subplots included Jethro playing an egocentric, starlet-starved Hollywood producer, Jane and her boss (Werner Klemperer) having a romance, and Elly May owning a large petting zoo. The four main characters finally got together by the end of the story.
According to viewer consensus, though filmed a mere decade after the final episode of the series, the movie lacked the series' original spirit on many fronts, among them being the deaths of Ryan and Bailey and Baer's absence, leaving only three of the six original cast members to reprise their respective roles. Further subtracting from the familiarity was that the legendary Clampett mansion (the Sumner Spaulding-designed Chartwell Mansion) – was unavailable for a location shoot as the owners' lease was too expensive. Henning himself admitted sheer embarrassment when the finished product aired, blaming his inability to rewrite the script due to the 1981 Writers Guild of America strike.
1993 special
In 1993, Ebsen, Douglas, and Baer reunited onscreen for the only time in the CBS-TV retrospective television special, The Legend of the Beverly Hillbillies, which ranked as the fourth-most watched television program of the week — a major surprise given the mediocre rating for the 1981 television film. It was a rare tribute from the "Tiffany network", which owed much of its success in the 1960s to the series, but has often seemed embarrassed by it in hindsight, often downplaying the show in retrospective television specials on the network's history and rarely inviting cast members to participate in such all-star broadcasts.
The Legend of The Beverly Hillbillies special ignored several plot twists of the television film, notably that Jethro was now not a film director but a leading Los Angeles physician. Critter-loving Elly May was still in California with her animals, but Jed was back home in the Hills, having lost his fortune, stolen by the now-imprisoned banker Drysdale. Nancy Kulp had died in 1991 and was little referred to beyond the multitude of film clips that dotted the special. The special was released on VHS tape by CBS/Fox Video in 1995 and as a bonus feature on the Official Third Season DVD Set in 2009.
Controversy
In 1974, CBS made a reportedly large cash payment settlement to employee Hamilton Morgen after Morgen sued the network. Morgen claimed CBS appropriated his submitted ideas and script for a show called Country Cousins to form The Beverly Hillbillies.
Syndication
The Beverly Hillbillies is still televised daily around the world in syndication. In the United States, the show is broadcast currently on MeTV, Circle, Classic Reruns TV, GAC Family and Laff and was previously on TBS Superstation, Nick at Nite, TV Land, Hallmark Channel, and Superstation WGN. A limited number of episodes from the earlier portions of the series run have turned up in the public domain and as such are seen occasionally on many smaller networks such as Retro TV and MyFamily TV.
MeTV airs The Beverly Hillbillies Saturday mornings at 6 a.m. and 6:30 a.m., on Sundays at 2 p.m. and 2:30 p.m. and weeknights at 9 p.m. (all Eastern/Pacific Time)
The show is distributed by CBS Media Ventures, the syndication arm of CBS Television Studios and the CBS network. It was previously distributed by CBS Enterprises, Viacom Enterprises, Paramount Domestic Television, and CBS Paramount Domestic Television (all through corporate changes involving TV distribution rights to the early CBS library). The repeats of the show that debuted on CBS Daytime on September 5–9, 1966, as "Mornin' Beverly Hillbillies" through September 10, 1971, and on September 13–17, 1971, as "The Beverly Hillbillies" lasted up to winter 1971–72. It aired at 11:00–11:30 a.m. Eastern/10:00-10:30 a.m. Central through September 3, 1971, then moved to 10:30–11:00 a.m. Eastern/9:30–10:00 a.m. Central for the last season on CBS Daytime.
Home media and legal status
Fifty-five episodes of the series are in the public domain (all 36 season-one episodes and 19 season-two episodes), because Orion Television, successor to Filmways, neglected to renew their copyrights. As a result, these episodes have been released on home video and DVD on many low-budget labels and shown on low-power television stations and low-budget networks in prints. In many video prints of the public domain episodes, the original theme music has been replaced by generic music due to copyright issues.
Before his death, Paul Henning, whose estate now holds the original film elements to the public domain episodes, authorized MPI Home Video to release the best of the first two seasons on DVD, the first "ultimate collection" of which was released in the fall of 2005. These collections include the original, uncut versions of the first season's episodes, complete with their original theme music and opening sponsor plugs. Volume 1 has, among its bonus features, the alternate, unaired version of the pilot film, The Hillbillies Of Beverly Hills (the version of the episode that sold the series to CBS), and the "cast commercials" (cast members pitching the products of the show's sponsors) originally shown at the end of each episode. The alternate version is also the version seen on Amazon Prime Video.
With the exception of the public domain episodes, the copyrights to the series were renewed by Orion Television. However, any new compilation of Hillbillies material will be copyrighted by either MPI Media Group or CBS, depending on the content of the material used.
For many years, 20th Century Fox, through a joint venture with CBS called CBS/Fox Video, released select episodes of Hillbillies on videocassette. After Viacom merged with CBS in 1999, Paramount Home Entertainment (the video division of Paramount Pictures, which was acquired by Viacom in 1994) took over the video rights.
In 2006, Paramount announced plans to release the copyrighted episodes in boxed sets through CBS DVD later that year. The show's second season (consisting of the public domain episodes from that season) was released on DVD in Region 1 on October 7, 2008, as "...The Official Second Season". The third season was released on February 17, 2009. Both seasons are available to be purchased together from major online retailers. On October 1, 2013, season four was released on DVD as a Walmart exclusive. It was released as a full retail release on April 15, 2014. On April 26, 2016, CBS/Paramount released the complete first season on DVD. The fifth season was released on October 2, 2018.
With so much work that has to be done to remaster the seasons, and a limited public appeal after 60 years, future remastered, unedited DVD releases are in doubt.
Spin-offs and associated merchandise
Theatrical adaptation
A three-act stage play based on the pilot was written by David Rogers in 1968.
The Deadly Hillbillies, an interactive murder mystery, was written by John R. Logue using the core cast of characters as inspiration. This Gypsy Productions Murder Mystery Parody features characters such as Jed Clumpett, Daisy May Mostes, and Jane Hatchaway.
Comics
Dell Comics adapted the series into a comic book series in 1962. The art work was provided by Henry Scarpelli. The comic ran for 18 issues, ending in August 1967.
Feature film
In 1993, a film version of The Beverly Hillbillies was released starring Jim Varney as Jed Clampett and featuring Buddy Ebsen in a cameo as Barnaby Jones, the lead character in his long-running post-Hillbillies television series.
Computer game
Based on The Beverly Hillbillies movie, a PC computer adventure game for operating system MS-DOS was developed by Synergistic Software, Inc. and published in 1993 by Capstone Software.
See also
Chartwell Mansion
References
External links
The Beverly Hillbillies at the Museum of Broadcast Communications
Beverly Hillbillies Theme Bluegrass Lyrics (The Ballad of Jed Clampett)
All 55 public domain episodes (Season 1 and part of 2) at Internet Archive#Moving image collection
1962 American television series debuts
1971 American television series endings
1960s American sitcoms
1970s American sitcoms
Articles containing video clips
Black-and-white American television shows
CBS original programming
Dell Comics titles
English-language television shows
Nielsen ratings winners
Television series about families
Television series by CBS Studios
Television shows filmed in Los Angeles
Television shows set in Beverly Hills, California
Television shows adapted into comics
Television shows adapted into films
Television shows adapted into plays
Television shows adapted into video games
Television shows set in California
Television series by Filmways
Ozarks in fiction |
3378 | https://en.wikipedia.org/wiki/Beryllium | Beryllium | Beryllium is a chemical element with the symbol Be and atomic number 4. It is a steel-gray, strong, lightweight and brittle alkaline earth metal. It is a divalent element that occurs naturally only in combination with other elements to form minerals. Gemstones high in beryllium include beryl (aquamarine, emerald, red beryl) and chrysoberyl. It is a relatively rare element in the universe, usually occurring as a product of the spallation of larger atomic nuclei that have collided with cosmic rays. Within the cores of stars, beryllium is depleted as it is fused into heavier elements. Beryllium constitutes about 0.0004 percent by mass of Earth's crust. The world's annual beryllium production of 220 tons is usually manufactured by extraction from the mineral beryl, a difficult process because beryllium bonds strongly to oxygen.
In structural applications, the combination of high flexural rigidity, thermal stability, thermal conductivity and low density (1.85 times that of water) make beryllium metal a desirable aerospace material for aircraft components, missiles, spacecraft, and satellites. Because of its low density and atomic mass, beryllium is relatively transparent to X-rays and other forms of ionizing radiation; therefore, it is the most common window material for X-ray equipment and components of particle detectors. When added as an alloying element to aluminium, copper (notably the alloy beryllium copper), iron, or nickel, beryllium improves many physical properties. For example, tools and components made of beryllium copper alloys are strong and hard and do not create sparks when they strike a steel surface. In air, the surface of beryllium oxidizes readily at room temperature to form a passivation layer 1–10 nm thick that protects it from further oxidation and corrosion. The metal oxidizes in bulk (beyond the passivation layer) when heated above , and burns brilliantly when heated to about .
The commercial use of beryllium requires the use of appropriate dust control equipment and industrial controls at all times because of the toxicity of inhaled beryllium-containing dusts that can cause a chronic life-threatening allergic disease in some people called berylliosis. Berylliosis causes pneumonia and other associated respiratory illness.
Characteristics
Physical properties
Beryllium is a steel gray and hard metal that is brittle at room temperature and has a close-packed hexagonal crystal structure. It has exceptional stiffness (Young's modulus 287 GPa) and a melting point of 1287 °C. The modulus of elasticity of beryllium is approximately 35% greater than that of steel. The combination of this modulus and a relatively low density results in an unusually fast sound conduction speed in beryllium – about 12.9 km/s at ambient conditions. Other significant properties are high specific heat () and thermal conductivity (), which make beryllium the metal with the best heat dissipation characteristics per unit weight. In combination with the relatively low coefficient of linear thermal expansion (11.4×10−6 K−1), these characteristics result in a unique stability under conditions of thermal loading.
Nuclear properties
Naturally occurring beryllium, save for slight contamination by the cosmogenic radioisotopes, is isotopically pure beryllium-9, which has a nuclear spin of . Beryllium has a large scattering cross section for high-energy neutrons, about 6 barns for energies above approximately 10 keV. Therefore, it works as a neutron reflector and neutron moderator, effectively slowing the neutrons to the thermal energy range of below 0.03 eV, where the total cross section is at least an order of magnitude lower; the exact value strongly depends on the purity and size of the crystallites in the material.
The single primordial beryllium isotope 9Be also undergoes a (n,2n) neutron reaction with neutron energies over about 1.9 MeV, to produce 8Be, which almost immediately breaks into two alpha particles. Thus, for high-energy neutrons, beryllium is a neutron multiplier, releasing more neutrons than it absorbs. This nuclear reaction is:
+ n → 2 + 2 n
Neutrons are liberated when beryllium nuclei are struck by energetic alpha particles producing the nuclear reaction
+ → + n
where is an alpha particle and is a carbon-12 nucleus.
Beryllium also releases neutrons under bombardment by gamma rays. Thus, natural beryllium bombarded either by alphas or gammas from a suitable radioisotope is a key component of most radioisotope-powered nuclear reaction neutron sources for the laboratory production of free neutrons.
Small amounts of tritium are liberated when nuclei absorb low energy neutrons in the three-step nuclear reaction
+ n → + , → + β−, + n → +
has a half-life of only 0.8 seconds, β− is an electron, and has a high neutron absorption cross section. Tritium is a radioisotope of concern in nuclear reactor waste streams.
Optical properties
As a metal, beryllium is transparent or translucent to most wavelengths of X-rays and gamma rays, making it useful for the output windows of X-ray tubes and other such apparatus.
Isotopes and nucleosynthesis
Both stable and unstable isotopes of beryllium are created in stars, but the radioisotopes do not last long. It is believed that most of the stable beryllium in the universe was originally created in the interstellar medium when cosmic rays induced fission in heavier elements found in interstellar gas and dust. Primordial beryllium contains only one stable isotope, 9Be, and therefore beryllium is a monoisotopic and mononuclidic element.
Radioactive cosmogenic 10Be is produced in the atmosphere of the Earth by the cosmic ray spallation of oxygen. 10Be accumulates at the soil surface, where its relatively long half-life (1.36 million years) permits a long residence time before decaying to boron-10. Thus, 10Be and its daughter products are used to examine natural soil erosion, soil formation and the development of lateritic soils, and as a proxy for measurement of the variations in solar activity and the age of ice cores. The production of 10Be is inversely proportional to solar activity, because increased solar wind during periods of high solar activity decreases the flux of galactic cosmic rays that reach the Earth. Nuclear explosions also form 10Be by the reaction of fast neutrons with 13C in the carbon dioxide in air. This is one of the indicators of past activity at nuclear weapon test sites.
The isotope 7Be (half-life 53 days) is also cosmogenic, and shows an atmospheric abundance linked to sunspots, much like 10Be.
8Be has a very short half-life of about 8 s that contributes to its significant cosmological role, as elements heavier than beryllium could not have been produced by nuclear fusion in the Big Bang. This is due to the lack of sufficient time during the Big Bang's nucleosynthesis phase to produce carbon by the fusion of 4He nuclei and the very low concentrations of available beryllium-8. British astronomer Sir Fred Hoyle first showed that the energy levels of 8Be and 12C allow carbon production by the so-called triple-alpha process in helium-fueled stars where more nucleosynthesis time is available. This process allows carbon to be produced in stars, but not in the Big Bang. Star-created carbon (the basis of carbon-based life) is thus a component in the elements in the gas and dust ejected by AGB stars and supernovae (see also Big Bang nucleosynthesis), as well as the creation of all other elements with atomic numbers larger than that of carbon.
The 2s electrons of beryllium may contribute to chemical bonding. Therefore, when 7Be decays by L-electron capture, it does so by taking electrons from its atomic orbitals that may be participating in bonding. This makes its decay rate dependent to a measurable degree upon its chemical surroundings – a rare occurrence in nuclear decay.
The shortest-lived known isotope of beryllium is 16Be, which decays through neutron emission with a half-life of . The exotic isotopes 11Be and 14Be are known to exhibit a nuclear halo. This phenomenon can be understood as the nuclei of 11Be and 14Be have, respectively, 1 and 4 neutrons orbiting substantially outside the classical Fermi 'waterdrop' model of the nucleus.
Occurrence
The Sun has a concentration of 0.1 parts per billion (ppb) of beryllium. Beryllium has a concentration of 2 to 6 parts per million (ppm) in the Earth's crust. It is most concentrated in the soils, 6 ppm. Trace amounts of 9Be are found in the Earth's atmosphere. The concentration of beryllium in sea water is 0.2–0.6 parts per trillion. In stream water, however, beryllium is more abundant with a concentration of 0.1 ppb.
Beryllium is found in over 100 minerals, but most are uncommon to rare. The more common beryllium containing minerals include: bertrandite (Be4Si2O7(OH)2), beryl (Al2Be3Si6O18), chrysoberyl (Al2BeO4) and phenakite (Be2SiO4). Precious forms of beryl are aquamarine, red beryl and emerald.
The green color in gem-quality forms of beryl comes from varying amounts of chromium (about 2% for emerald).
The two main ores of beryllium, beryl and bertrandite, are found in Argentina, Brazil, India, Madagascar, Russia and the United States. Total world reserves of beryllium ore are greater than 400,000 tonnes.
Production
The extraction of beryllium from its compounds is a difficult process due to its high affinity for oxygen at elevated temperatures, and its ability to reduce water when its oxide film is removed. Currently the United States, China and Kazakhstan are the only three countries involved in the industrial-scale extraction of beryllium. Kazakhstan produces beryllium from a concentrate stockpiled before the breakup of the Soviet Union around 1991. This resource had become nearly depleted by mid-2010s.
Production of beryllium in Russia was halted in 1997, and is planned to be resumed in the 2020s.
Beryllium is most commonly extracted from the mineral beryl, which is either sintered using an extraction agent or melted into a soluble mixture. The sintering process involves mixing beryl with sodium fluorosilicate and soda at to form sodium fluoroberyllate, aluminium oxide and silicon dioxide. Beryllium hydroxide is precipitated from a solution of sodium fluoroberyllate and sodium hydroxide in water. Extraction of beryllium using the melt method involves grinding beryl into a powder and heating it to . The melt is quickly cooled with water and then reheated in concentrated sulfuric acid, mostly yielding beryllium sulfate and aluminium sulfate. Aqueous ammonia is then used to remove the aluminium and sulfur, leaving beryllium hydroxide.
Beryllium hydroxide created using either the sinter or melt method is then converted into beryllium fluoride or beryllium chloride. To form the fluoride, aqueous ammonium hydrogen fluoride is added to beryllium hydroxide to yield a precipitate of ammonium tetrafluoroberyllate, which is heated to to form beryllium fluoride. Heating the fluoride to with magnesium forms finely divided beryllium, and additional heating to creates the compact metal. Heating beryllium hydroxide forms the oxide, which becomes beryllium chloride when combined with carbon and chlorine. Electrolysis of molten beryllium chloride is then used to obtain the metal.
Chemical properties
A beryllium atom has the electronic configuration [He] 2s2. The predominant oxidation state of beryllium is +2; the beryllium atom has lost both of its valence electrons. Lower oxidation states complexes of beryllium are exceedingly rare. For example, bis(carbene) compounds proposed to contain beryllium in the 0- and +1-oxidation state have been reported, although these claims have proved controversial.
A stable complex with a Be-Be bond, which formally features beryllium in the +1 oxidation state, has been described. Beryllium's chemical behavior is largely a result of its small atomic and ionic radii. It thus has very high ionization potentials and strong polarization while bonded to other atoms, which is why all of its compounds are covalent. Its chemistry has similarities to that of aluminium, an example of a diagonal relationship.
At room temperature, the surface of beryllium forms a 1−10 nm-thick oxide passivation layer that prevents further reactions with air, except for gradual thickening of the oxide up to about 25 nm. When heated above about 500 °C, oxidation into the bulk metal progresses along grain boundaries. Once the metal is ignited in air by heating above the oxide melting point around 2500 °C, beryllium burns brilliantly, forming a mixture of beryllium oxide and beryllium nitride. Beryllium dissolves readily in non-oxidizing acids, such as HCl and diluted H2SO4, but not in nitric acid or water as this forms the oxide. This behavior is similar to that of aluminium metal. Beryllium also dissolves in alkali solutions.
Binary compounds of beryllium(II) are polymeric in the solid state. BeF2 has a silica-like structure with corner-shared BeF4 tetrahedra. BeCl2 and BeBr2 have chain structures with edge-shared tetrahedra. Beryllium oxide, BeO, is a white refractory solid, which has the wurtzite crystal structure and a thermal conductivity as high as some metals. BeO is amphoteric. Beryllium sulfide, selenide and telluride are known, all having the zincblende structure. Beryllium nitride, Be3N2 is a high-melting-point compound which is readily hydrolyzed. Beryllium azide, BeN6 is known and beryllium phosphide, Be3P2 has a similar structure to Be3N2. A number of beryllium borides are known, such as Be5B, Be4B, Be2B, BeB2, BeB6 and BeB12. Beryllium carbide, Be2C, is a refractory brick-red compound that reacts with water to give methane. No beryllium silicide has been identified.
The halides BeX2 (X = F, Cl, Br, I) have a linear monomeric molecular structure in the gas phase. Complexes of the halides are formed with one or more ligands donating at total of two pairs of electrons. Such compounds obey the octet rule. Other 4-coordinate complexes such as the aqua-ion [Be(H2O)4]2+ also obey the octet rule.
Aqueous solutions
Solutions of beryllium salts, such as beryllium sulfate and beryllium nitrate, are acidic because of hydrolysis of the [Be(H2O)4]2+ ion. The concentration of the first hydrolysis product, [Be(H2O)3(OH)]+, is less than 1% of the beryllium concentration. The most stable hydrolysis product is the trimeric ion [Be3(OH)3(H2O)6]3+. Beryllium hydroxide, Be(OH)2, is insoluble in water at pH 5 or more. Consequently, beryllium compounds are generally insoluble at biological pH. Because of this, inhalation of beryllium metal dust by people leads to the development of the fatal condition of berylliosis. Be(OH)2 dissolves in strongly alkaline solutions.
Beryllium(II) forms few complexes with monodentate ligands because the water molecules in the aquo-ion, [Be(H2O)4]2+ are bound very strongly to the beryllium ion. Notable exceptions are the series of water-soluble complexes with the fluoride ion: [Be(H2O)4]^2+{} + \mathit{n}\,F^- <=> Be[(H2O)_{2\!-\mathit{n}}F_\mathit{n}]^{2\!-\mathit{n}}{} + \mathit{n}\,H2O
Beryllium(II) forms many complexes with bidentate ligands containing oxygen-donor atoms. The species [Be3O(H2PO4)6]2- is notable for having a 3-coordinate oxide ion at its center. Basic beryllium acetate, Be4O(OAc)6, has an oxide ion surrounded by a tetrahedron of beryllium atoms.
With organic ligands, such as the malonate ion, the acid deprotonates when forming the complex. The donor atoms are two oxygens. H2A + [Be(H2O)4]^2+ <=> [BeA(H2O)2] + 2H+ + 2H2O H2A + [BeA(H2O)2] <=> [BeA2]^2- + 2H+ + 2H2O Formation of a complex is in competition with the metal ion-hydrolysis reaction and mixed complexes with both the anion and the hydroxide ion are also formed. For example, derivatives of the cyclic trimer are known, with a bidentate ligand replacing one or more pairs of water molecules.
Aliphatic hydroxycarboxylic acids such as glycollic acid form rather weak, monodentate complexes in solution, in which the hydroxyl group remains intact. In the solid state, the hydroxyl group may deprotonate: a hexamer, Na_4[Be_6(OCH_2(O)O)_6] , was isolated long ago. Aromatic hydroxy ligands (i.e. phenols) form relatively strong complexes. For example, log K1 and log K2 values of 12.2 and 9.3 have been reported for complexes with tiron.
Beryllium has generally a rather poor affinity for ammine ligands. Ligands such as EDTA behave as dicarboxylic acids. There are many early reports of complexes with amino acids, but unfortunately they are not reliable as the concomitant hydrolysis reactions were not understood at the time of publication. Values for log β of ca. 6 to 7 have been reported. The degree of formation is small because of competition with hydrolysis reactions.
Organic chemistry
Organoberyllium chemistry is limited to academic research due to the cost and toxicity of beryllium, beryllium derivatives and reagents required for the introduction of beryllium, such as beryllium chloride. Organometallic beryllium compounds are known to be highly reactive Examples of known organoberyllium compounds are dineopentylberyllium, beryllocene (Cp2Be), diallylberyllium (by exchange reaction of diethyl beryllium with triallyl boron), bis(1,3-trimethylsilylallyl)beryllium, Be(mes)2, and (beryllium(I) complex) diberyllocene. Ligands can also be aryls and alkynyls.
History
The mineral beryl, which contains beryllium, has been used at least since the Ptolemaic dynasty of Egypt. In the first century CE, Roman naturalist Pliny the Elder mentioned in his encyclopedia Natural History that beryl and emerald ("smaragdus") were similar. The Papyrus Graecus Holmiensis, written in the third or fourth century CE, contains notes on how to prepare artificial emerald and beryl.
Early analyses of emeralds and beryls by Martin Heinrich Klaproth, Torbern Olof Bergman, Franz Karl Achard, and Johann Jakob Bindheim always yielded similar elements, leading to the mistaken conclusion that both substances are aluminium silicates. Mineralogist René Just Haüy discovered that both crystals are geometrically identical, and he asked chemist Louis-Nicolas Vauquelin for a chemical analysis.
In a 1798 paper read before the Institut de France, Vauquelin reported that he found a new "earth" by dissolving aluminium hydroxide from emerald and beryl in an additional alkali. The editors of the journal Annales de Chimie et de Physique named the new earth "glucine" for the sweet taste of some of its compounds. Klaproth preferred the name "beryllina" due to the fact that yttria also formed sweet salts. The name "beryllium" was first used by Wöhler in 1828.
Friedrich Wöhler and Antoine Bussy independently isolated beryllium in 1828 by the chemical reaction of metallic potassium with beryllium chloride, as follows:
BeCl2 + 2 K → 2 KCl + Be
Using an alcohol lamp, Wöhler heated alternating layers of beryllium chloride and potassium in a wired-shut platinum crucible. The above reaction immediately took place and caused the crucible to become white hot. Upon cooling and washing the resulting gray-black powder he saw that it was made of fine particles with a dark metallic luster. The highly reactive potassium had been produced by the electrolysis of its compounds, a process discovered 21 years before. The chemical method using potassium yielded only small grains of beryllium from which no ingot of metal could be cast or hammered.
The direct electrolysis of a molten mixture of beryllium fluoride and sodium fluoride by Paul Lebeau in 1898 resulted in the first pure (99.5 to 99.8%) samples of beryllium. However, industrial production started only after the First World War. The original industrial involvement included subsidiaries and scientists related to the Union Carbide and Carbon Corporation in Cleveland, Ohio, and Siemens & Halske AG in Berlin. In the US, the process was ruled by Hugh S. Cooper, director of The Kemet Laboratories Company. In Germany, the first commercially successful process for producing beryllium was developed in 1921 by Alfred Stock and Hans Goldschmidt.
A sample of beryllium was bombarded with alpha rays from the decay of radium in a 1932 experiment by James Chadwick that uncovered the existence of the neutron. This same method is used in one class of radioisotope-based laboratory neutron sources that produce 30 neutrons for every million α particles.
Beryllium production saw a rapid increase during World War II, due to the rising demand for hard beryllium-copper alloys and phosphors for fluorescent lights. Most early fluorescent lamps used zinc orthosilicate with varying content of beryllium to emit greenish light. Small additions of magnesium tungstate improved the blue part of the spectrum to yield an acceptable white light. Halophosphate-based phosphors replaced beryllium-based phosphors after beryllium was found to be toxic.
Electrolysis of a mixture of beryllium fluoride and sodium fluoride was used to isolate beryllium during the 19th century. The metal's high melting point makes this process more energy-consuming than corresponding processes used for the alkali metals. Early in the 20th century, the production of beryllium by the thermal decomposition of beryllium iodide was investigated following the success of a similar process for the production of zirconium, but this process proved to be uneconomical for volume production.
Pure beryllium metal did not become readily available until 1957, even though it had been used as an alloying metal to harden and toughen copper much earlier. Beryllium could be produced by reducing beryllium compounds such as beryllium chloride with metallic potassium or sodium. Currently, most beryllium is produced by reducing beryllium fluoride with magnesium. The price on the American market for vacuum-cast beryllium ingots was about $338 per pound ($745 per kilogram) in 2001.
Between 1998 and 2008, the world's production of beryllium had decreased from 343 to about 200 tonnes. It then increased to 230 tonnes by 2018, of which 170 tonnes came from the United States.
Etymology
Named after beryl, a semiprecious mineral, from which it was first isolated.
Applications
Radiation windows
Because of its low atomic number and very low absorption for X-rays, the oldest and still one of the most important applications of beryllium is in radiation windows for X-ray tubes. Extreme demands are placed on purity and cleanliness of beryllium to avoid artifacts in the X-ray images. Thin beryllium foils are used as radiation windows for X-ray detectors, and the extremely low absorption minimizes the heating effects caused by high intensity, low energy X-rays typical of synchrotron radiation. Vacuum-tight windows and beam-tubes for radiation experiments on synchrotrons are manufactured exclusively from beryllium. In scientific setups for various X-ray emission studies (e.g., energy-dispersive X-ray spectroscopy) the sample holder is usually made of beryllium because its emitted X-rays have much lower energies (≈100 eV) than X-rays from most studied materials.
Low atomic number also makes beryllium relatively transparent to energetic particles. Therefore, it is used to build the beam pipe around the collision region in particle physics setups, such as all four main detector experiments at the Large Hadron Collider (ALICE, ATLAS, CMS, LHCb), the Tevatron and at SLAC. The low density of beryllium allows collision products to reach the surrounding detectors without significant interaction, its stiffness allows a powerful vacuum to be produced within the pipe to minimize interaction with gases, its thermal stability allows it to function correctly at temperatures of only a few degrees above absolute zero, and its diamagnetic nature keeps it from interfering with the complex multipole magnet systems used to steer and focus the particle beams.
Mechanical applications
Because of its stiffness, light weight and dimensional stability over a wide temperature range, beryllium metal is used for lightweight structural components in the defense and aerospace industries in high-speed aircraft, guided missiles, spacecraft, and satellites, including the James Webb Space Telescope. Several liquid-fuel rockets have used rocket nozzles made of pure beryllium. Beryllium powder was itself studied as a rocket fuel, but this use has never materialized. A small number of extreme high-end bicycle frames have been built with beryllium. From 1998 to 2000, the McLaren Formula One team used Mercedes-Benz engines with beryllium-aluminium-alloy pistons. The use of beryllium engine components was banned following a protest by Scuderia Ferrari.
Mixing about 2.0% beryllium into copper forms an alloy called beryllium copper that is six times stronger than copper alone. Beryllium alloys are used in many applications because of their combination of elasticity, high electrical conductivity and thermal conductivity, high strength and hardness, nonmagnetic properties, as well as good corrosion and fatigue resistance. These applications include non-sparking tools that are used near flammable gases (beryllium nickel), in springs and membranes (beryllium nickel and beryllium iron) used in surgical instruments and high temperature devices. As little as 50 parts per million of beryllium alloyed with liquid magnesium leads to a significant increase in oxidation resistance and decrease in flammability.
The high elastic stiffness of beryllium has led to its extensive use in precision instrumentation, e.g. in inertial guidance systems and in the support mechanisms for optical systems. Beryllium-copper alloys were also applied as a hardening agent in "Jason pistols", which were used to strip the paint from the hulls of ships.
Beryllium was also used for cantilevers in high performance phonograph cartridge styli, where its extreme stiffness and low density allowed for tracking weights to be reduced to 1 gram, yet still track high frequency passages with minimal distortion.
An earlier major application of beryllium was in brakes for military airplanes because of its hardness, high melting point, and exceptional ability to dissipate heat. Environmental considerations have led to substitution by other materials.
To reduce costs, beryllium can be alloyed with significant amounts of aluminium, resulting in the AlBeMet alloy (a trade name). This blend is cheaper than pure beryllium, while still retaining many desirable properties.
Mirrors
Beryllium mirrors are of particular interest. Large-area mirrors, frequently with a honeycomb support structure, are used, for example, in meteorological satellites where low weight and long-term dimensional stability are critical. Smaller beryllium mirrors are used in optical guidance systems and in fire-control systems, e.g. in the German-made Leopard 1 and Leopard 2 main battle tanks. In these systems, very rapid movement of the mirror is required which again dictates low mass and high rigidity. Usually the beryllium mirror is coated with hard electroless nickel plating which can be more easily polished to a finer optical finish than beryllium. In some applications, though, the beryllium blank is polished without any coating. This is particularly applicable to cryogenic operation where thermal expansion mismatch can cause the coating to buckle.
The James Webb Space Telescope has 18 hexagonal beryllium sections for its mirrors, each plated with a thin layer of gold. Because JWST will face a temperature of 33 K, the mirror is made of gold-plated beryllium, capable of handling extreme cold better than glass. Beryllium contracts and deforms less than glass – and remains more uniform – in such temperatures. For the same reason, the optics of the Spitzer Space Telescope are entirely built of beryllium metal.
Magnetic applications
Beryllium is non-magnetic. Therefore, tools fabricated out of beryllium-based materials are used by naval or military explosive ordnance disposal teams for work on or near naval mines, since these mines commonly have magnetic fuzes. They are also found in maintenance and construction materials near magnetic resonance imaging (MRI) machines because of the high magnetic fields generated. In the fields of radio communications and powerful (usually military) radars, hand tools made of beryllium are used to tune the highly magnetic klystrons, magnetrons, traveling wave tubes, etc., that are used for generating high levels of microwave power in the transmitters.
Nuclear applications
Thin plates or foils of beryllium are sometimes used in nuclear weapon designs as the very outer layer of the plutonium pits in the primary stages of thermonuclear bombs, placed to surround the fissile material. These layers of beryllium are good "pushers" for the implosion of the plutonium-239, and they are good neutron reflectors, just as in beryllium-moderated nuclear reactors.
Beryllium is also commonly used in some neutron sources in laboratory devices in which relatively few neutrons are needed (rather than having to use a nuclear reactor, or a particle accelerator-powered neutron generator). For this purpose, a target of beryllium-9 is bombarded with energetic alpha particles from a radioisotope such as polonium-210, radium-226, plutonium-238, or americium-241. In the nuclear reaction that occurs, a beryllium nucleus is transmuted into carbon-12, and one free neutron is emitted, traveling in about the same direction as the alpha particle was heading. Such alpha decay driven beryllium neutron sources, named "urchin" neutron initiators, were used in some early atomic bombs. Neutron sources in which beryllium is bombarded with gamma rays from a gamma decay radioisotope, are also used to produce laboratory neutrons.
Beryllium is also used in fuel fabrication for CANDU reactors. The fuel elements have small appendages that are resistance brazed to the fuel cladding using an induction brazing process with Be as the braze filler material. Bearing pads are brazed in place to prevent contact between the fuel bundle and the pressure tube containing it, and inter-element spacer pads are brazed on to prevent element to element contact.
Beryllium is also used at the Joint European Torus nuclear-fusion research laboratory, and it will be used in the more advanced ITER to condition the components which face the plasma. Beryllium has also been proposed as a cladding material for nuclear fuel rods, because of its good combination of mechanical, chemical, and nuclear properties. Beryllium fluoride is one of the constituent salts of the eutectic salt mixture FLiBe, which is used as a solvent, moderator and coolant in many hypothetical molten salt reactor designs, including the liquid fluoride thorium reactor (LFTR).
Acoustics
The low weight and high rigidity of beryllium make it useful as a material for high-frequency speaker drivers. Because beryllium is expensive (many times more than titanium), hard to shape due to its brittleness, and toxic if mishandled, beryllium tweeters are limited to high-end home, pro audio, and public address applications. Some high-fidelity products have been fraudulently claimed to be made of the material.
Some high-end phonograph cartridges used beryllium cantilevers to improve tracking by reducing mass.
Electronic
Beryllium is a p-type dopant in III-V compound semiconductors. It is widely used in materials such as GaAs, AlGaAs, InGaAs and InAlAs grown by molecular beam epitaxy (MBE). Cross-rolled beryllium sheet is an excellent structural support for printed circuit boards in surface-mount technology. In critical electronic applications, beryllium is both a structural support and heat sink. The application also requires a coefficient of thermal expansion that is well matched to the alumina and polyimide-glass substrates. The beryllium-beryllium oxide composite "E-Materials" have been specially designed for these electronic applications and have the additional advantage that the thermal expansion coefficient can be tailored to match diverse substrate materials.
Beryllium oxide is useful for many applications that require the combined properties of an electrical insulator and an excellent heat conductor, with high strength and hardness, and a very high melting point. Beryllium oxide is frequently used as an insulator base plate in high-power transistors in radio frequency transmitters for telecommunications. Beryllium oxide is also being studied for use in increasing the thermal conductivity of uranium dioxide nuclear fuel pellets. Beryllium compounds were used in fluorescent lighting tubes, but this use was discontinued because of the disease berylliosis which developed in the workers who were making the tubes.
Healthcare
Beryllium is a component of several dental alloys.
Toxicity and safety
Biological effects
Approximately 35 micrograms of beryllium is found in the average human body, an amount not considered harmful. Beryllium is chemically similar to magnesium and therefore can displace it from enzymes, which causes them to malfunction. Because Be2+ is a highly charged and small ion, it can easily get into many tissues and cells, where it specifically targets cell nuclei, inhibiting many enzymes, including those used for synthesizing DNA. Its toxicity is exacerbated by the fact that the body has no means to control beryllium levels, and once inside the body, beryllium cannot be removed.
Inhalation
Chronic beryllium disease (CBD), or berylliosis, is a pulmonary and systemic granulomatous disease caused by inhalation of dust or fumes contaminated with beryllium; either large amounts over a short time or small amounts over a long time can lead to this ailment. Symptoms of the disease can take up to five years to develop; about a third of patients with it die and the survivors are left disabled. The International Agency for Research on Cancer (IARC) lists beryllium and beryllium compounds as Category 1 carcinogens.
Occupational exposure
In the US, the Occupational Safety and Health Administration (OSHA) has designated a permissible exposure limit (PEL) for beryllium and beryllium compounds of 0.2 µg/m3 as an 8-hour time-weighted average (TWA) and 2.0 µg/m3 as a short-term exposure limit over a sampling period of 15 minutes. The National Institute for Occupational Safety and Health (NIOSH) has set a recommended exposure limit (REL) upper-bound threshold of 0.5 µg/m3. The IDLH (immediately dangerous to life and health) value is 4 mg/m3. The toxicity of beryllium is on par with other toxic metalloids/metals, such as arsenic and mercury.
Exposure to beryllium in the workplace can lead to a sensitization immune response and can over time develop chronic beryllium disease. The National Institute for Occupational Safety and Health (NIOSH) in the United States researches these effects in collaboration with a major manufacturer of beryllium products. NIOSH also conducts genetic research on sensitization and CBD, independently of this collaboration.
Acute beryllium disease in the form of chemical pneumonitis was first reported in Europe in 1933 and in the United States in 1943. A survey found that about 5% of workers in plants manufacturing fluorescent lamps in 1949 in the United States had beryllium-related lung diseases. Chronic berylliosis resembles sarcoidosis in many respects, and the differential diagnosis is often difficult. It killed some early workers in nuclear weapons design, such as Herbert L. Anderson.
Beryllium may be found in coal slag. When the slag is formulated into an abrasive agent for blasting paint and rust from hard surfaces, the beryllium can become airborne and become a source of exposure.
Although the use of beryllium compounds in fluorescent lighting tubes was discontinued in 1949, potential for exposure to beryllium exists in the nuclear and aerospace industries and in the refining of beryllium metal and melting of beryllium-containing alloys, the manufacturing of electronic devices, and the handling of other beryllium-containing material.
Detection
Early researchers undertook the highly hazardous practice of identifying beryllium and its various compounds from its sweet taste. Identification is now performed using safe modern diagnostics techniques. A successful test for beryllium in air and on surfaces has been developed and published as an international voluntary consensus standard ASTM D7202. The procedure uses dilute ammonium bifluoride for dissolution and fluorescence detection with beryllium bound to sulfonated hydroxybenzoquinoline, allowing up to 100 times more sensitive detection than the recommended limit for beryllium concentration in the workplace. Fluorescence increases with increasing beryllium concentration. The new procedure has been successfully tested on a variety of surfaces and is effective for the dissolution and detection of refractory beryllium oxide and siliceous beryllium in minute concentrations (ASTM D7458). The NIOSH Manual of Analytical Methods contains methods for measuring occupational exposures to beryllium.
References
Cited sources
Further reading
Mroz MM, Balkissoon R, Newman LS. "Beryllium". In: Bingham E, Cohrssen B, Powell C (eds.) Patty's Toxicology, Fifth Edition. New York: John Wiley & Sons 2001, 177–220.
Walsh, KA, Beryllium Chemistry and Processing. Vidal, EE. et al. Eds. 2009, Materials Park, OH:ASM International.
Beryllium Lymphocyte Proliferation Testing (BeLPT). DOE Specification 1142–2001. Washington, DC: U.S. Department of Energy, 2001.
2007, Eric Scerri,The periodic table: Its story and its significance, Oxford University Press, New York,
External links
ATSDR Case Studies in Environmental Medicine: Beryllium Toxicity U.S. Department of Health and Human Services
It's Elemental – Beryllium
MSDS: ESPI Metals
Beryllium at The Periodic Table of Videos (University of Nottingham)
National Institute for Occupational Safety and Health – Beryllium Page
National Supplemental Screening Program (Oak Ridge Associated Universities)
Historic Price of Beryllium in USA
Chemical elements
Alkaline earth metals
Neutron moderators
Nuclear materials
IARC Group 1 carcinogens
Chemical hazards
Reducing agents
Chemical elements with hexagonal close-packed structure |
3382 | https://en.wikipedia.org/wiki/Britney%20Spears | Britney Spears | Britney Jean Spears (born December 2, 1981) is an American singer. Often referred to as the "Princess of Pop", she is credited with influencing the revival of teen pop during the late 1990s and early 2000s. Spears has sold over 150 million records worldwide, including over 70 million in the United States, making her one of the world's best-selling music artists. She has earned numerous awards and accolades, including a Grammy Award, 15 Guinness world records, six MTV Video Music Awards, seven Billboard Music Awards (including the Millennium Award), the inaugural Radio Disney Icon Award, and a star on the Hollywood Walk of Fame. Her heavily choreographed videos earned her the Michael Jackson Video Vanguard Award.
After appearing in stage productions and television series, Spears signed with Jive Records in 1997 at age fifteen. Her first two studio albums, ...Baby One More Time (1999) and Oops!... I Did It Again (2000), are among the best-selling albums of all time and made Spears the best-selling teenage artist of all time. With first-week sales of over 1.3 million copies, Oops!... I Did It Again held the record for the fastest-selling album by a female artist in the United States for fifteen years. Spears adopted a more mature and provocative style for her albums Britney (2001) and In the Zone (2003), and starred in the 2002 film Crossroads. She was executive producer of her fifth studio album, Blackout (2007), often referred to as her best work. Following a series of highly publicized personal problems, promotion for the album was limited, and Spears was involuntarily placed in a conservatorship.
Subsequently, Spears released the chart-topping albums, Circus (2008) and Femme Fatale (2011), the latter of which became her most successful era of singles in the US charts. With "3" in 2009 and "Hold It Against Me" in 2011, Spears became the second artist after Mariah Carey in the Billboard Hot 100's history to debut at number one with two or more songs. She embarked on a four-year concert residency, Britney: Piece of Me, at Planet Hollywood Resort & Casino in Las Vegas to promote her next two albums Britney Jean (2013) and Glory (2016). In 2019, Spears's legal battle over her conservatorship became more publicized and led to the establishment of the #FreeBritney movement. In 2021, the conservatorship was terminated following her public testimony in which she accused her management team and family of abuse.
In the United States, Spears is the fourth best-selling female album artist of the Nielsen SoundScan era, as well as the best-selling female album artist of the 2000s. She was ranked by Billboard as the eighth-biggest artist of the 2000s. The singer has amassed six number-one albums on the Billboard 200 and five number-one singles on the US Billboard Hot 100: "...Baby One More Time", "Womanizer", "3", "Hold It Against Me", and "S&M (Remix)". Other hit singles include "Oops!... I Did It Again", "I'm a Slave 4 U", and "Toxic". "...Baby One More Time" was named the greatest debut single of all time by Rolling Stone in 2020. In 2004, Spears launched a perfume brand with Elizabeth Arden, Inc.; sales exceeded $1.5 billion . Forbes has reported Spears as the highest-earning female musician of 2001 and 2012. By 2012, she had topped Yahoo!'s list of most searched celebrities seven times in twelve years. Time named Spears one of the 100 most influential people in the world in 2021, with Spears also placing first in the magazine's reader poll.
Life and career
1981–1997: Early life, family, and career beginnings
Britney Jean Spears was born on December 2, 1981, in McComb, Mississippi, the second child of James "Jamie" Parnell Spears and Lynne Irene Bridges. Her maternal grandmother, Lillian Portell, was English (born in London), and one of Spears's maternal grandfathers was Maltese. Her siblings are Bryan James Spears and Jamie Lynn Spears. In her memoir The Woman in Me, Spears wrote that her paternal grandmother, Jean, was sent to an asylum by Spears's paternal grandfather. Their three-day-old baby had died and Jean was overwhelmed by grief. While at the asylum, Jean was put on lithium; subsequently, she shot herself over the child's grave.
Born in the Bible Belt, where socially conservative evangelical Protestantism is a particularly strong religious influence, she was baptized as a Southern Baptist and sang in a church choir as a child. As an adult, she has studied Kabbalist teachings. On August 5, 2021, Spears announced that she had converted to Catholicism. Her mother, sister, and nieces Maddie Aldridge and Ivey Joan Watson, are also Catholic. However, on September 5, 2022, after Spears's ex-husband, Kevin Federline, and youngest son did an interview defending her father's actions during her conservatorship, she stated: "I don't believe in God anymore because of the way my children and my family have treated me. There is nothing to believe in anymore. I'm an atheist y'all".
At age three, Spears began attending dance lessons in her hometown of Kentwood, Louisiana, and was selected to perform as a solo artist at the annual recital. Aged five she made her local stage debut, singing "What Child Is This?" at her kindergarten graduation. During her childhood, she also had gymnastics and voice lessons, and won many state-level competitions and children's talent shows. In gymnastics, Spears attended Béla Károlyi's training camp. She said of her ambition as a child, "I was in my own world, ... I found out what I'm supposed to do at an early age".
When Spears was eight, she and her mother Lynne traveled to Atlanta, Georgia, to audition for the 1990s revival of The Mickey Mouse Club. Casting director Matt Casella rejected her as too young, but introduced her to Nancy Carson, a New York City talent agent. Carson was impressed with Spears's singing and suggested enrolling her at the Professional Performing Arts School; shortly afterward, Lynne and her daughters moved to a sublet apartment in New York.
Spears was hired for her first professional role as the understudy for the lead role of Tina Denmark in the off-Broadway musical Ruthless! She also appeared as a contestant on the popular television show Star Search and was cast in a number of commercials. In December 1992, she was cast in The Mickey Mouse Club alongside Christina Aguilera, Justin Timberlake, Ryan Gosling, and Keri Russell. After the show was canceled in 1994, she returned to Mississippi and enrolled at McComb's Parklane Academy. Although she made friends with most of her classmates, she compared the school to "the opening scene in Clueless with all the cliques. ... I was so bored. I was the point guard on the basketball team. I had my boyfriend, and I went to homecoming and Christmas formal. But I wanted more."
In June 1997, Spears was in talks with manager Lou Pearlman to join the female pop group Innosense. Lynne asked family friend and entertainment lawyer Larry Rudolph for his opinion and submitted a tape of Spears singing over a Whitney Houston karaoke song along with some pictures. Rudolph decided that he wanted to pitch her to record labels, for which she needed a professional demo made. He sent Spears an unused song of Toni Braxton; she rehearsed for a week and recorded her vocals in a studio. Spears traveled to New York with the demo and met with executives from four labels, returning to Kentwood the same day. Three of the labels rejected her, saying that audiences wanted pop bands such as the Backstreet Boys and the Spice Girls, and "there wasn't going to be another Madonna, another Debbie Gibson, or another Tiffany."
Two weeks later, executives from Jive Records returned calls to Rudolph. Senior vice president of A&R Jeff Fenster said about Spears's audition that "it's very rare to hear someone that age who can deliver emotional content and commercial appeal ... For any artist, the motivation—the 'eye of the tiger'—is extremely important. And Britney had that." Spears sang Houston's "I Have Nothing" (1992) for the executives, and was subsequently signed to the label. They assigned her to work with producer Eric Foster White for a month; he reportedly shaped her voice from "lower and less poppy" delivery to "distinctively, unmistakably Britney". After hearing the recorded material, president Clive Calder ordered a full album. Spears had originally envisioned "Sheryl Crow music, but younger; more adult contemporary". She felt secure with her label's appointment of producers, since "It made more sense to go pop, because I can dance to it—it's more me." She flew to Cheiron Studios in Stockholm, Sweden, where half of the album was recorded from March to April 1998, with producers Max Martin, Denniz Pop, and Rami Yacoub, among others.
1998–2000: ...Baby One More Time and Oops!... I Did It Again
After Spears returned to the United States, she embarked on a shopping mall promotional tour, titled L'Oreal Hair Zone Mall Tour, to promote her upcoming debut album. Her show was a four-song set and she was accompanied by two back-up dancers. Her first concert tour followed, as an opening act for NSYNC. Her debut studio album, ...Baby One More Time, was released on January 12, 1999. It debuted at number one on the U.S. Billboard 200 and was certified two-times platinum by the Recording Industry Association of America after a month. Worldwide, the album topped the charts in fifteen countries and sold over 10 million copies in a year. It became the biggest-selling album ever by a teenage artist.
"...Baby One More Time" was released as the lead single from the album. Originally, Jive Records wanted its music video to be animated; however, Spears rejected it, and suggested the final concept of a Catholic schoolgirl. The single sold 500,000 copies on its first day, and peaked at number one on the Billboard Hot 100, topping the chart for two consecutive weeks. It has sold more than 10 million copies, making it one of the best-selling singles of all time. "...Baby One More Time" later received a Grammy nomination for Best Female Pop Vocal Performance. The title track also topped the singles chart for two weeks in the United Kingdom, and became the fastest-selling single ever by a female artist, shipping over 460,000 copies. It would later become the 25th-most successful song of all time in British chart history. Spears is the youngest female artist to have a million seller in the UK. The album's third single "(You Drive Me) Crazy" became a top-ten hit worldwide and further propelled the success of the ...Baby One More Time album. The album has sold 25 million copies worldwide, making it one of the best-selling albums of all time. It is the best-selling debut album by any artist.
On June 28, 1999, Spears began her first headlining ...Baby One More Time Tour in North America, which was positively received by critics. It also generated some controversy due to her racy outfits. An extension of the tour, titled (You Drive Me) Crazy Tour, followed in March 2000. Spears premiered songs from her upcoming second album during the show.
Oops!... I Did It Again, Spears's second studio album, was released in May 2000. It debuted at number one in the US, selling 1.3 million copies, breaking the Nielsen SoundScan record for the highest debut sales by any solo artist. It has sold over 20 million copies worldwide to date, making it one of the best-selling albums of all time. Rob Sheffield of Rolling Stone said that "the great thing about Oops! – under the cheese surface, Britney's demand for satisfaction is complex, fierce and downright scary, making her a true child of rock & roll tradition." The album's lead single, "Oops!... I Did It Again", peaked at the top of the charts in Australia, New Zealand, the United Kingdom, and many other European nations, while the second single "Lucky", peaked at number one in Austria, Germany, Sweden, and Switzerland. The album as well as the title track received Grammy nominations for Best Pop Vocal Album and Best Female Pop Vocal Performance, respectively.
The same year, Spears embarked on the Oops!... I Did It Again Tour, which grossed $40.5 million; she also released her first book, Britney Spears' Heart to Heart, co-written with her mother. On September 7, 2000, Spears performed at the 2000 MTV Video Music Awards. Halfway through the performance, she ripped off her black suit to reveal a sequined flesh-colored bodysuit, followed by heavy dance routine. It is noted by critics as the moment that Spears showed signs of becoming a more provocative performer. Amidst media speculation, Spears confirmed she was dating NSYNC member Justin Timberlake. Spears and Timberlake both graduated from high school via distance learning from the University of Nebraska High School. She also bought a home in Destin, Florida. In her 2023 memoir, Spears revealed that she had an abortion during late 2000 while dating Timberlake after he said they were not prepared for parenthood. Spears called the abortion "one of the most agonizing things I have ever experienced in my life."
2001–2002: Britney and Crossroads
In January 2001, Spears hosted the 28th Annual American Music Awards, starred at Rock in Rio alongside NSYNC, and performed as a special guest in the Super Bowl XXXV halftime show headlined by Aerosmith and NSYNC. In February 2001, she signed a $7–8 million promotional deal with Pepsi, and released another book co-written with her mother, titled A Mother's Gift. Her self-titled third studio album, Britney, was released in November 2001. While on tour, she felt inspired by hip hop artists such as Jay-Z and The Neptunes and wanted to create a record with a funkier sound. The album debuted at number one in the Billboard 200 and reached top five positions in Australia, the United Kingdom, and mainland Europe, and has sold 10 million copies worldwide.
Stephen Thomas Erlewine of AllMusic called Britney "the record where she strives to deepen her persona, making it more adult while still recognizably Britney. ... It does sound like the work of a star who has now found and refined her voice, resulting in her best record yet." The album was honored with two Grammy nominations—Best Pop Vocal Album and Best Female Pop Vocal Performance for "Overprotected"—and was listed in 2007 as one of Entertainment Weeklys "100 Best Albums from the Past 25 Years". The album's lead single, "I'm a Slave 4 U", became a top ten hit worldwide.
Spears's performance of the single at the 2001 MTV Video Music Awards featured a caged tiger (wrangled by Bhagavan Antle) and a large albino python draped over her shoulders. It was harshly received by animal rights organization PETA, who claimed the animals were mistreated and scrapped plans for an anti-fur billboard that was to feature Spears. Jocelyn Vena of MTV summarized Spears's performance at the ceremony, saying, "draping herself in a white python and slithering around a steamy garden setting – surrounded by dancers in zebra and tiger outfits – Spears created one of the most striking visuals in the 27-year history of the show."
To support the album, Spears embarked on the Dream Within a Dream Tour. The show was critically praised for its technical innovations, the pièce de résistance being a water screen that pumped two tons of water into the stage. The tour grossed $43.7 million, becoming the second highest-grossing tour of 2002 by a female artist, behind Cher's Farewell Tour. Her career success was highlighted by Forbes in 2002, as Spears was ranked the world's most powerful celebrity. Spears also landed her first starring role in Crossroads, released in February 2002. Although the film was largely panned, critics praised Spears's acting and the film was a box office success. Crossroads, which had a $12 million budget, went on to gross over $61.1 million worldwide.
In June 2002, Spears opened her first restaurant, Nyla, in New York City, but terminated her relationship in November, citing mismanagement and "management's failure to keep her fully apprised". In July 2002, Spears announced she would take a six-month break from her career; however, she went back into the studio in November to record her new album. Spears's relationship with Justin Timberlake ended after three years. In November 2002, Timberlake released the song "Cry Me a River" as the second single from his solo debut album. The music video featured a Spears look-alike and fueled the rumors that she had been unfaithful to him, fueled by further rumors of a reported relationship with Limp Bizkit frontman Fred Durst, though Spears initially denied the allegations despite the two being spotted together on multiple occasions, even claiming the two had a friendly connection. As a response, Spears wrote the ballad "Everytime" with her backing vocalist and friend Annet Artani.
2003–2005: In the Zone and first two marriages
In 2003, Spears worked with the electronic musician James Murphy of LCD Soundsystem, but the collaboration was unsuccessful. A track from their collaboration was leaked online in 2006. In August, Spears opened the MTV Video Music Awards with Christina Aguilera, performing "Like a Virgin". Halfway through they were joined by Madonna, whom they both kissed. The incident was highly publicized. In 2008, MTV listed the performance as the number-one opening moment in the history of MTV Video Music Awards, while Blender cited it as one of the 25 sexiest music moments on television history.
Spears released her fourth studio album, In the Zone, in November 2003. She assumed more creative control by writing and co-producing most of the material. Vibe called it "A supremely confident dance record that also illustrates Spears's development as a songwriter." NPR listed the album as one of "The 50 Most Important Recording of the Decade", adding that "the decade's history of impeccably crafted pop is written on her body of work." In the Zone sold over 609,000 copies in the United States during its first week of availability in the United States, debuting at the top of the charts, making Spears the first female artist in the SoundScan era to have her first four studio albums to debut at number one. It also debuted at the top of the charts in France and the top ten in Belgium, Denmark, Sweden, and the Netherlands. The album produced four singles: "Me Against the Music", a collaboration with Madonna; "Toxic"—which won Spears her first Grammy for Best Dance Recording; "Everytime", and "Outrageous".
In January 2004, Spears married her childhood friend at A Little White Wedding Chapel in Las Vegas, Nevada. The marriage was annulled 55 hours later, following a petition to the court that stated that Spears "lacked understanding of her actions".
In March 2004, Spears embarked on The Onyx Hotel Tour in support of In the Zone. In June 2004, Spears fell and injured her left knee during the music video shoot for "Outrageous". Spears underwent arthroscopic surgery. She was forced to remain six weeks with a thigh brace, followed by eight to twelve weeks of rehabilitation, which caused The Onyx Hotel Tour to be canceled. During 2004, Spears became involved in the Kabbalah Centre through her friendship with Madonna.
In July 2004, Spears became engaged to dancer Kevin Federline, whom she had met three months earlier. The romance was the subject of intense media attention, since Federline had recently broken up with actress Shar Jackson, who was still pregnant with their second child at the time. The stages of their relationship were chronicled in Spears's first reality show Britney and Kevin: Chaotic, which premiered on May 17, 2005, on UPN. Spears later referred to the show in a 2013 interview as "probably the worst thing I've done in my career". They held a wedding ceremony on September 18, 2004, but were not legally married until three weeks later on October 6 due to a delay finalizing the couple's prenuptial agreement.
Shortly after, she released her first perfume, Curious, with Elizabeth Arden, which broke the company's first-week gross for a perfume. In October 2004, Spears took a career break to start a family. Greatest Hits: My Prerogative, her first greatest hits compilation album, was released in November 2004. Spears's cover version of Bobby Brown's "My Prerogative" was released as the lead single from the album, reaching the top of the charts in Finland, Ireland, Italy, and Norway. The second single, "Do Somethin'", was a top ten hit in Australia, the United Kingdom, and other countries of mainland Europe. In August 2005, Spears released "Someday (I Will Understand)", which was dedicated to her first child, a son named Sean Preston, who was born the following month. In November 2005, she released her first remix compilation, B in the Mix: The Remixes, which consists of 11 remixes.
2006–2007: Personal struggles and Blackout
In February 2006, pictures surfaced of Spears driving with her son, Sean, on her lap instead of in a car seat. Child advocates were horrified by the photos of her holding the wheel with one hand and Sean with the other. Spears claimed that the situation happened because of a frightening encounter with paparazzi, and that it was a mistake on her part. The following month, she guest-starred on the Will & Grace episode "Buy, Buy Baby" as closeted lesbian Amber-Louise. She announced she no longer studied Kabbalah in May 2006, explaining, "my baby is my religion". Spears posed nude for the August 2006 cover of Harper's Bazaar; the photograph was compared to Demi Moore's August 1991 Vanity Fair cover. In September 2006, she gave birth to her second son, Jayden James. In November 2006, Spears filed for divorce from Federline, citing irreconcilable differences. Their divorce was finalized in July 2007, when the two reached a global settlement and agreed to share joint custody of their sons.
Spears's maternal aunt Sandra Bridges Covington, with whom she had been very close, died of ovarian cancer in January 2007. In February, Spears stayed in a drug rehabilitation facility in Antigua for less than a day. The following night, she shaved her head with electric clippers at a hair salon in Tarzana, Los Angeles. She admitted herself to other treatment facilities during the following weeks. In May 2007, she produced a series of promotional concerts at House of Blues venues, titled The M+M's Tour. In October 2007, Spears lost physical custody of her sons to Federline. The reasons of the court ruling were not revealed to the public. Spears was also sued by Louis Vuitton over her 2005 music video "Do Somethin'" for upholstering her Hummer interior in counterfeit Louis Vuitton cherry blossom fabric, which resulted in the video being banned on European TV stations.
In October 2007, Spears released her fifth studio album, Blackout. The album debuted atop the charts in Canada and Ireland, at number two in the U.S. Billboard 200, France, Japan, Mexico, and the United Kingdom, and the top ten in Australia, South Korea, New Zealand, and many European nations. In the United States, it was Spears's first album not to debut at number one, although, she did become the only female artist to have her first five studio albums debut at the two top slots of the chart. The album received positive reviews from critics and had sold 3.1 million copies worldwide by the end of 2008. Blackout won Album of the Year at the 2008 MTV Europe Music Awards and was listed as the fifth Best Pop Album of the Decade by The Times.
Spears performed the lead single "Gimme More" at the 2007 MTV Video Music Awards. The performance was widely panned by critics. Despite the criticism, the single enjoyed worldwide success, peaking at number one in Canada and within the top ten in almost every country it charted. The second single "Piece of Me" reached the top of the charts in Ireland and reached the top five in Australia, Canada, Denmark, New Zealand, and the United Kingdom. The third single "Break the Ice" was released the following year, and respectively reached numbers seven and nine in Ireland and Canada. In December 2007, Spears began a relationship with paparazzo Adnan Ghalib.
2008–2010: Conservatorship and Circus
In January 2008, Spears refused to relinquish custody of her sons to Federline's representatives. She was hospitalized at Cedars-Sinai Medical Center after police that had arrived at her house noted she appeared to be under the influence of an unidentified substance. The following day, Spears's visitation rights were suspended at an emergency court hearing, and Federline was given sole physical and legal custody of their sons. She was committed to the psychiatric ward of Ronald Reagan UCLA Medical Center and put on 5150 involuntary psychiatric hold under California state law. The court placed her under a conservatorship led by her father, Jamie Spears, and attorney Andrew Wallet, giving them complete control of her assets. She was released five days later.
The following month, Spears guest-starred on the How I Met Your Mother episode "Ten Sessions" as receptionist Abby. She received positive reviews for her performance, as well as bringing the series its highest ratings ever. In July 2008, Spears regained some visitation rights after coming to an agreement with Federline and his counsel. In September 2008, Spears opened the MTV Video Music Awards with a pre-taped comedy sketch with Jonah Hill and an introduction speech. She won Best Female Video, Best Pop Video, and Video of the Year for "Piece of Me". A 60-minute introspective documentary, Britney: For the Record, was produced to chronicle Spears's return to the recording industry. Directed by Phil Griffin, For the Record was shot in Beverly Hills, Hollywood, and New York City during the third quarter of 2008. The documentary was broadcast on MTV to 5.6 million viewers for the two airings on the premiere night. It was the highest rating in its Sunday night timeslot and in the network's history.
In December 2008, Spears's sixth studio album Circus was released. It received positive reviews from critics and debuted at number one in Canada, Czech Republic, and the United States, and within the top ten in many European nations. In the United States, Spears became the youngest female artist to have five albums debut at number one, earning a place in Guinness World Records. She also became the only act in the SoundScan era to have four albums debut with 500,000 or more copies sold. The album was one of the fastest-selling albums of the year, and has sold 4 million copies worldwide. Its lead single, "Womanizer", became Spears's first chart-topper on the Billboard Hot 100 since "...Baby One More Time". The single also topped the charts in Belgium, Canada, Denmark, Finland, France, Norway, and Sweden. It was also nominated for the Grammy Award for Best Dance Recording.
In January 2009, Spears and her father obtained a restraining order against her former manager Sam Lutfi, ex-boyfriend Adnan Ghalib, and attorney Jon Eardley, all of whom had been accused of conspiring to gain control of Spears's affairs. Spears embarked on The Circus Starring Britney Spears tour in March 2009. With a gross of U.S. $131.8 million, it became the fifth highest-grossing tour of the year. In November 2009, Spears released her second greatest hits album, The Singles Collection. The album's lead and only single, "3", became her third number-one single in the U.S.
In May 2010, Spears's representatives confirmed she was dating her agent, Jason Trawick, and that they had decided to end their professional relationship to focus on their personal relationship. Spears designed a limited edition clothing line for Candie's, which was released in stores in July 2010. In September 2010, she made a cameo appearance on a Spears-themed tribute episode of the television series Glee, titled "Britney/Brittany"; the episode drew the highest Nielsen ratingup to that point in the series's runin the 18–49 demographic.
2011–2012: Femme Fatale and The X Factor
In March 2011, Spears released her seventh studio album, Femme Fatale. The album peaked at number one in the United States, Canada, and Australia, and within the top ten on nearly every other chart. Its peak in the United States tied Spears with Mariah Carey and Janet Jackson for the third-most number ones among women. Femme Fatale has been certified platinum by the RIAA and as of February 2014, it had sold 2.4 million copies worldwide.
The album's lead single, "Hold It Against Me" debuted atop the Billboard Hot 100, becoming Spears's fourth number-one single on the chart and making her the second artist in history to have two consecutive singles debut at number one, after Mariah Carey. The second single "Till the World Ends" peaked at number three on the Billboard Hot 100 in May, while the third single "I Wanna Go" reached number seven in August. Femme Fatale became Spears's first album in which three of its songs reached the top ten of the chart. The fourth and final single "Criminal" was released in September 2011. The music video sparked controversy when British politicians criticized Spears for using replica guns while filming the video in a London area that had been badly affected by the 2011 England riots. Spears's management briefly responded, stating, "The video is a fantasy story featuring Britney's boyfriend, Jason Trawick, which literally plays out the lyrics of a song written three years before the riots ever happened." In April 2011, Spears appeared in a remix of Rihanna's song "S&M". It reached number one in the US later that month, giving Spears her fifth number one on the chart. On Billboards 2011 Year-End list, Spears was ranked number fourteen on the Artists of the Year, thirty-two on Billboard 200 artists, and ten on Billboard Hot 100 artists. Spears co-wrote "Whiplash", a song from the album When the Sun Goes Down (2011) by Selena Gomez & the Scene.
In June 2011, Spears embarked on her Femme Fatale Tour. The first ten dates of the tour grossed $6.2 million, landing the fifty-fifth spot on Pollstar's Top 100 North American Tours list for the half-way point of the year. The tour ended on December 10, 2011, in Puerto Rico after 79 performances. A DVD of the tour was released in November 2011. In August 2011, Spears received the Michael Jackson Video Vanguard Award at the 2011 MTV Video Music Awards. The next month, she released her second remix album, B in the Mix: The Remixes Vol. 2. In December 2011, Spears became engaged to her long-time boyfriend Jason Trawick, who had formerly been her agent. Trawick was legally granted a role as co-conservator, alongside her father, in April 2012.
In May 2012, Spears was hired to replace Paula Abdul as a judge for the second season of the USA show of The X Factor, joining Simon Cowell, L.A. Reid, and fellow new judge Demi Lovato, who replaced Nicole Scherzinger. With a reported salary of $15 million, she became the highest-paid judge on a singing competition series in television history. However, Katy Perry broke her record in 2018 after Perry was signed for a $25-million salary to serve as a judge on ABC's revival of American Idol. Spears mentored the Teens category; her final act, Carly Rose Sonenclar, was named the runner-up of the season. Spears did not return for the show's third season and was replaced by Paulina Rubio.
Spears appeared on the song "Scream & Shout" with will.i.am, which was released as the third single from his fourth studio album, #willpower (2013). The song later became Spears's sixth number-one single on the UK Singles Chart and peaked at number three on the Billboard Hot 100. "Scream & Shout" was among the best-selling songs of 2012 and 2013 with denoting sales of over 8.1 million worldwide, the accompanying music video was the third most-viewed video in 2013 on Vevo despite the video being released in 2012. In December 2012, Forbes named her music's top-earning woman of 2012, with estimated earnings of $58 million.
2013–2015: Britney Jean and Britney: Piece of Me
Spears began work on her eighth studio album, Britney Jean, in December 2012, and enlisted will.i.am as its executive producer in May 2013. In January 2013, Spears and Jason Trawick ended their engagement. Trawick was also removed as Spears's co-conservator, restoring her father as the sole conservator. Following the breakup, she began dating David Lucado in March; the couple split in August 2014. During the production of Britney Jean, Spears recorded the song "Ooh La La" for the soundtrack of The Smurfs 2, which was released in June 2013.
On September 17, 2013, she appeared on Good Morning America to announce her two-year concert residency at Planet Hollywood Resort & Casino in Las Vegas, titled Britney: Piece of Me. It began on December 27, 2013, and included a total of 100 shows throughout 2014 and 2015. During the same appearance, Spears announced that Britney Jean would be released on December 3, 2013, in the United States. It was released through RCA Records due to the disbandment of Jive Records in 2011, which had formed the joint RCA/Jive Label Group (initially known as BMG Label Group) between 2007 and 2011.
Britney Jean became Spears's final project under her original recording contract with Jive, which had guaranteed the release of eight studio albums. The record received a low amount of promotion and had little commercial impact, reportedly due to time conflicts involving preparations for Britney: Piece of Me. Upon its release, the record debuted at number four on the U.S. Billboard 200 with first-week sales of 107,000 copies, becoming her lowest-peaking and lowest-selling album in the United States. Britney Jean debuted at number 34 on the UK Albums Chart, selling 12,959 copies in its first week. In doing so, it became Spears's lowest-charting and lowest-selling album in the country.
"Work Bitch" was released as the lead single from Britney Jean in September 2013. It debuted and peaked at number 12 on the U.S. Billboard Hot 100 marking Spears's 31st entry on the chart and the fifth highest debut of her career on the chart, and her seventh in the top 20. It also marked Spears's 19th top 20 entry and overall her 23rd top 40 single. The song marked Spears's highest sales debut since her 2011 number-one single "Hold It Against Me". "Work Bitch" debuted and peaked at number seven on the UK Singles Chart. The song also peaked within the top ten of the charts in Brazil, Canada, France, Italy, Mexico, and Spain.
The second single "Perfume" premiered in November 2013. It debuted and peaked at number 76 on the U.S. Billboard Hot 100. In October 2013, she was featured as a guest vocalist on the song "SMS (Bangerz)" by Miley Cyrus, from the latter's fourth studio album Bangerz (2013). On January 8, 2014, Spears won Favorite Pop Artist at the 40th People's Choice Awards at the Microsoft Theater in Los Angeles. In August 2014, Spears confirmed she had renewed her contract with RCA and that she was writing and recording new music for her next album.
Spears announced via Twitter in August 2014 that she would be releasing an intimate apparel line called "The Intimate Britney Spears". It was available to be purchased beginning on September 9, 2014, in the United States and Canada through Spears's Intimate Collection website. It was later available on September 25 for purchase in Europe. The company now ships to over 200 countries including Australia and New Zealand. On September 25, 2014, Spears confirmed on Good Morning Britain that she had extended her contract with The AXIS and Planet Hollywood Resort & Casino, to continue Britney: Piece of Me for two additional years. Spears began dating television producer Charlie Ebersol in October 2014. The pair were split in June 2015.
In March 2015, it was confirmed by People magazine that Spears would release a new single, "Pretty Girls", with Iggy Azalea, on May 4, 2015. The song debuted and peaked at number 29 on the Billboard Hot 100 and charted moderately in international territories. Spears and Azalea performed the track live at the 2015 Billboard Music Awards from The AXIS, the home of Spears's residency, to positive critical response. Entertainment Weekly praised the performance, noting "Spears gave one of her most energetic televised performances in years." On June 16, 2015, Giorgio Moroder released his album, Déjà Vu, that featured Spears on "Tom's Diner".
The song was released as the fourth single from the album on October 9, 2015. In an interview, Moroder praised Spears's vocals and said that she did a "good job" with the song and also stated that Spears "sounds so good that you would hardly recognize her." At the 2015 Teen Choice Awards, Spears received the Candie's Style Icon Award, her ninth Teen Choice Award. In November 2015, Spears guest-starred as a fictionalized version of herself on The CW series, Jane the Virgin. On the show, she danced to "Toxic" with Gina Rodriguez's character.
2016–2018: Glory, continued residency, and the Piece of Me Tour
In 2016, Spears confirmed via social media that she had begun recording her ninth studio album. On March 1, 2016, V magazine announced that Spears would appear on the cover of its 100th issue, dated March 8, 2016, in addition to revealing three different covers shot by photographer Mario Testino for the milestone publication. Editor-in-chief of the magazine, Stephen Gan, revealed that Spears was selected for the "V100" issue because of her status as an icon in the industry. On the decision, Gan stated, "who in our world did not grow up listening to her music?" In May 2016, Spears launched a casual role-play gaming application titled Britney Spears: American Dream. The app, created by Glu Mobile, was made available through both iOS and Google Play.
On May 22, 2016, Spears performed a medley of her past singles at the 2016 Billboard Music Awards. In addition to opening the show, Spears was honored with the Billboard Millennium Award. On July 15, 2016, Spears released the lead single, "Make Me", from her ninth studio album, featuring guest vocals from American rapper G-Eazy. The album, Glory, was formally released on August 26, 2016. On August 16, 2016, MTV and Spears announced that she would perform at the 2016 MTV Video Music Awards. The performance marked Spears's first time returning to the VMA stage after her widely panned performance of "Gimme More" at the 2007 show nine years earlier. Along with "Make Me", Spears and G-Eazy also performed the latter's hit song "Me, Myself & I".
Spears appeared on the cover of Marie Claire UK for the October 2016 issue. In the publication, Spears revealed that she had suffered from crippling anxiety in the past, and that motherhood played a major role in helping her overcome it. "My boys don't care if everything isn't perfect. They don't judge me", Spears said in the issue. In November 2016, during an interview with Las Vegas Blog, Spears confirmed she had already begun work on her next album, stating: "I'm not sure what I want the next album to sound like. ... I just know that I'm excited to get into the studio again and actually have already been back recording." In the same month, she released a remix version of "Slumber Party" as the second single from Glory, featuring Tinashe.
She began dating "Slumber Party"'s music video co-star Sam Asghari after the two met on set. In January 2017, Spears received four wins out of four nominations at the 43rd People's Choice Awards, including Favorite Pop Artist, Female Artist, Social Media Celebrity, as well as Comedic Collaboration for a skit with Ellen DeGeneres for The Ellen DeGeneres Show. In March 2017, Spears announced that her residency concert would be performed abroad as a world tour, Britney: Live in Concert, with dates in select Asian cities. In April 2017, the Israeli Labor Party announced that it would reschedule its July primary election to avoid conflict with Spears's sold-out Tel Aviv concert, citing traffic, and security concerns.
Spears's manager Larry Rudolph also announced the residency would not be extended following her contract expiration with Caesars Entertainment at the end of 2017. On April 29, 2017, Spears became the first recipient of the Icon Award at the 2017 Radio Disney Music Awards. On November 4, 2017, Spears attended the grand opening of the Nevada Childhood Cancer Foundation Britney Spears Campus in Las Vegas. Later that month, Forbes announced that Spears was the 8th highest earning female musician, earning $34 million in 2017. On December 31, 2017, Spears performed the final show of Britney: Piece of Me. The final performance reportedly brought in $1.172 million, setting a new box office record for a single show in Las Vegas, and breaking the record previously held by Jennifer Lopez. Performances of "Toxic" and "Work Bitch" were recorded on earlier dates and aired on ABC's Dick Clark's New Year's Rockin' Eve to a record audience of 25.6 million.
In January 2018, Spears released her 24th perfume with Elizabeth Arden, Sunset Fantasy, and announced the Piece of Me Tour which took place in July 2018 in North America and Europe. Tickets were sold out within minutes for major cities, and additional dates were added to meet the demand. Pitbull was the supporting act for the European leg. The tour ranked at 86 and 30 on Pollstar's 2018 Year-End Top 100 Tours chart both in North America and worldwide, respectively. In total, the tour grossed $54.3 million with 260,531 tickets sold and was the sixth highest-grossing female tour of 2018, and was the United Kingdom's second best-selling female tour of 2018.
On March 20, 2018, Spears was announced as part of a campaign for French luxury fashion house Kenzo. The company said it aimed to shake up the 'jungle' world of fashion with Spears's 'La Collection Memento No. 2' campaign. On April 12, 2018, Spears was honored with the 2018 GLAAD Vanguard Award at the GLAAD Media Awards for her role in "accelerating acceptance for the LGBTQ community". On April 27, 2018, Epic Rights announced a new partnership with Spears to debut her own fashion line in 2019, which would include clothing, fitness apparel, accessories, and electronics.
In July 2018, Spears released her first unisex fragrance, Prerogative. On October 18, 2018, Spears announced her second Las Vegas residency show, Britney: Domination, which was set to launch at Park MGM's Park Theatre on February 13, 2019. Spears was slated to make $507,000 per show, which would have made her the highest paid act on the Las Vegas Strip. On October 21, 2018, Spears performed at the Formula One Grand Prix in Austin, the final performance of her Piece of Me Tour.
2019–2021: Conservatorship dispute, #FreeBritney, and abuse allegations
On January 4, 2019, Spears announced an indefinite hiatus and the cancellation of her Las Vegas residency after her father, Jamie, suffered a near-fatal colon rupture. In March 2019, Andrew Wallet resigned as co-conservator of her estate after 11 years. Spears entered a psychiatric facility amidst stress from her father's illness that same month. The following month, a fan podcast, Britney's Gram, released a voicemail message from a source who claimed to be a former member of Spears's legal team. They alleged that Jamie had canceled the residency due to Spears's refusal to take her medication, that he had been holding her in the facility against her will since January 2019 after she violated a no-driving rule, and that her conservatorship was supposed to have ended in 2009. The allegations gave rise to a movement to terminate the conservatorship, #FreeBritney, which received support from celebrities including singers Cher, Paris Hilton, and Miley Cyrus, and the nonprofit organization American Civil Liberties Union. On April 22, 2019, fans protested outside the West Hollywood City Hall and demanded Spears's release. Spears said "all [was] well" two days later and left the facility later that month.
In a May 2019 hearing, Judge Brenda Penny ordered a professional evaluation of the conservatorship. In September, Spears's ex-husband Federline obtained a restraining order against Britney's father, Jamie, following an alleged physical altercation between Jamie and one of her sons. Spears's longtime care manager, Jodi Montgomery, temporarily replaced Jamie as her conservator that same month, which also saw a hearing where no decisions about the arrangement were reached. An interactive pop-up museum dedicated to Spears, dubbed "The Zone", opened in Los Angeles in February 2020, though it was later suspended in the wake of the COVID-19 pandemic. She released Glorys Japanese-exclusive bonus track, "Mood Ring" as a single, and debuted a new cover of the album to streaming and digital platforms worldwide in May 2020. In August, Jamie called the #FreeBritney movement "a joke" and its organizers "conspiracy theorists".
On August 17, 2020, Spears's court-appointed lawyer, Samuel D. Ingham III, submitted a court filing that documented Spears's desire to have her conservatorship altered to reflect her wishes as well as lifestyle, to instate Montgomery as her permanent conservator, and to replace Jamie with a fiduciary as conservator of her estate. Four days later, Penny extended the established arrangement until February 2021. In November 2020, Penny approved Bessemer Trust as co-conservator of Spears's estate alongside Jamie. The following month, Spears released a new deluxe edition of Glory, which includes "Mood Ring" and new songs "Swimming in the Stars" and "Matches".
A documentary about Spears's career and conservatorship, Framing Britney Spears, premiered on FX in February 2021. Spears later revealed that she had seen parts of the documentary, stating that she felt humiliated by the perception of her that was presented and that she "cried for two weeks" following the initial broadcast. The following month, Ingham filed a petition to permanently replace Jamie with Montgomery as the conservator of Spears's person, citing a 2014 order that determined that Spears did not have the capacity to consent to medical treatment of any form.
On June 22, 2021, shortly before Spears was set to speak to the court, The New York Times obtained confidential court documents stating that Spears had pushed for years to end her conservatorship. Spears spoke to the court on June 23, calling the conservatorship "abusive". She said she had lied by "telling the whole world I'm OK and I'm happy", and that she was traumatized and angry. The court statement received widespread media coverage and generated over 1 million shares on Twitter, over 500,000 messages using the tag #FreeBritney, and more than 150,000 messages with a new hashtag referencing the court appearance, #BritneySpeaks.
On July 1, Bessemer Trust asked the judge to allow them to withdraw from the conservatorship, saying that they had been misled and had entered into the arrangement on the understanding that the conservatorship was voluntary. The same day, senators Elizabeth Warren and Bob Casey Jr. called on federal agencies to increase oversight of the country's conservatorship systems. Spears's manager of 25 years, Larry Rudolph, resigned on July 6 due to her "intention to officially retire" and on that same day, it was reported that Ingham planned to file documents to the court asking to be dismissed. In a July 14 hearing, Judge Penny approved the resignations of Bessemer Trust and Ingham. The court also approved of Spears's request to hire attorney Mathew S. Rosengart to represent her. Rosengart informed the court that he would be working to terminate the conservatorship. Later that day, Spears publicly endorsed the #FreeBritney movement for the first time, using the hashtag in a caption on an Instagram post. She mentioned feeling "blessed" after earning "real representation", referring to Judge Penny's decision to allow her to choose her own counsel.
On July 26, Rosengart filed a petition seeking to remove Jamie as conservator of Spears's estate and to replace him with Jason Rubin, a Certified Public Accountant (CPA) at Certified Strategies Inc. in Woodland Hills, California. On August 12, Jamie agreed to step down as conservator at some future date, with his lawyers stating that he wanted "an orderly transition to a new conservator". On September 7, Jamie filed a petition to end the conservatorship. Five days later, Spears announced her engagement to her longtime boyfriend, Sam Asghari, through an Instagram post. On September 29, Judge Penny suspended Jamie as conservator of Spears's estate, with accountant John Zabel replacing him on a temporary basis. On November 12, Judge Penny terminated the conservatorship.
2022–present: Third marriage, musical collaborations, and The Woman in Me
In April 2022, she announced her pregnancy with Asghari's child, which ended in a miscarriage the following month. The couple married on June 9 at her home in Thousand Oaks, Los Angeles. None of Spears's immediate family (including her parents, sister, and brother) were invited; her two sons did not attend. Spears's first husband, Jason Alexander, attempted to crash the wedding by breaking into her home, armed with a knife, but was arrested. Spears had a three-year restraining order against him. On August 26, Spears and English musician Elton John released the duet "Hold Me Closer", a remake of John's 1972 single "Tiny Dancer". It was Spears's first musical release since the termination of her conservatorship. "Hold Me Closer" debuted at number six on the US Billboard Hot 100, becoming her 14th top-ten single and her highest-charting song in the chart since "Scream & Shout" (2012). It debuted at number three on the UK Singles Chart, earning Spears her 24th top-ten.
Since the termination of her conservatorship, Spears's personal life, social media presence, and overall well-being have been subject to renewed media interest and fan speculation, giving rise to conspiracy theories. On January 24, 2023, deputies from the Ventura County Sheriff's Office performed a welfare check at Spears's residence after receiving several calls from fans who were concerned after she deleted her Instagram account. A spokesperson for the Sheriff's Department stated that Spears "was safe and in no danger." Spears addressed the incident on her Twitter account, asking fans to respect her privacy.
Spears and the rapper will.i.am released their single, "Mind Your Business", on July 21, 2023. On August 16, it was announced Spears and Asghari separated after 14 months of marriage. In September 2023, an additional welfare check was initiated when Spears posted an Instagram video of herself dancing with knives. Her security team assured the attending officer that there was no immediate threat to her safety, and the officer departed. Spears also clarified that the knives were not real.
In February 2022, Spears signed a $15 million book deal for a memoir in one of the biggest book deals of all time. The memoir, The Woman in Me, was released on October 24, 2023. It details her rise to fame, public media events, her conservatorship, and her newfound freedom.
Artistry
Influences
Spears has cited Madonna, Janet Jackson, and Whitney Houston as major influences, her "three favorite artists" as a child, whom she would "sing along to ... day and night in [her] living room"; Houston's "I Have Nothing" was the song she auditioned to that landed her record deal with Jive Records. Spears also named Mariah Carey as "one of the main reasons I started singing". Throughout her career, Spears has drawn frequent comparisons to Madonna and Jackson in particular, in terms of vocals, choreography, and stage presence. According to Spears: "I know when I was younger, I looked up to people ... like, you know, Janet Jackson and Madonna. And they were major inspirations for me. But I also had my own identity and I knew who I was."
In the 2002 book Madonnastyle by Carol Clerk, she is quoted saying: "I have been a huge fan of Madonna since I was a little girl. She's the person that I've really looked up to. I would really, really like to be a legend like Madonna." Spears cited "That's the Way Love Goes" as the inspiration for her song "Touch of My Hand" from her album In the Zone, saying "I like to compare it to 'That's the Way Love Goes,' kind of a Janet Jackson thing." She also said her song "Just Luv Me" from her Glory album also reminded her of "That's the Way Love Goes".
After meeting Spears face to face, Janet Jackson stated: "she said to me, 'I'm such a big fan; I really admire you.' That's so flattering. Everyone gets inspiration from some place. And it's awesome to see someone else coming up who's dancing and singing, and seeing how all these kids relate to her. A lot of people put it down, but what she does is a positive thing." Madonna said of Spears in the documentary Britney: For the Record: "I admire her talent as an artist ... There are aspects about her that I recognize in myself when I first started out in my career". Spears has also named Michael Jackson, Mariah Carey, Sheryl Crow, Otis Redding, Shania Twain, Brandy, Beyoncé, Natalie Imbruglia, Cher, and Prince as inspirations, and younger artists such as Selena Gomez and Ariana Grande.
Musical style
Spears is described as a pop artist and generally explores the genre in the form of Following her debut, she was credited with influencing the revival of teen pop in the late 1990s. Rob Sheffield of Rolling Stone wrote: "Spears carries on the classic archetype of the rock & roll teen queen, the dungaree doll, the angel baby who just has to make a scene." In a review of ...Baby One More Time, Stephen Thomas Erlewine of AllMusic described her music as a "blend of infectious, rap-inflected dance-pop and smooth balladry." Oops!... I Did It Again saw Spears working with several R&B producers to create "a combination of bubblegum, urban soul, and raga". Her third studio album, Britney derived from the teen pop niche "[r]hythmically and melodically", but was described as "sharper, tougher than what came before", incorporating genres such as R&B, disco, and funk.
Spears has explored and heavily incorporated the genres of electropop and dance music in her records, as well as influences of urban and hip hop, which are most present on In the Zone and Blackout. In the Zone also experiments with Euro trance, reggae, and Middle Eastern music. Femme Fatale and Britney Jean were also heavily influenced by electronic music genres. Spears's ninth studio album Glory is more eclectic and experimental than her previous released work. She commented that it "took a lot of time ... it's really different ... there are like two or three songs that go in the direction of more urban that I've wanted to do for a long time now, and I just haven't really done that."
...Baby One More Time and Oops!... I Did It Again address themes such as love and relationships from a teenager's point of view. Following the massive commercial success of her first two studio albums, Spears's team and producers wanted to maintain the formula that took her to the top of the charts. Spears, however, was no longer satisfied with the sound and themes covered on her records. She co-wrote five songs and choose each track's producer on her third studio album, Britney, which lyrics address the subjects of reaching adulthood, sexuality, and self-discovery. Sex, dancing, freedom, and love continued to be Spears's music main subjects on her subsequent albums. Her fifth studio effort, Blackout, also addresses issues such as fame and media scrutiny, including on the song "Piece of Me".
Spears's music has also been noted for some catchphrases. The opening in her debut single "...Baby One More Time", "Oh, baby baby" is considered to be one of her signature lines and has been parodied in the media by various artists such as Nicole Scherzinger and Ariana Grande. It has been used in variating forms throughout her music, such as simply, "baby" and "oh baby", as well as the Blackout track, "Ooh Ooh Baby". On the initial development of "...Baby One More Time", Barry Weiss noted Spears's inception of the catchphrase from her strange ad-libbing during the recording of the song. He commented further, "We thought it was really weird at first. It was strange. It was not the way Max wrote it. But it worked! We thought it could be a really good opening salvo for her." The opening line in "Gimme More", "It's Britney, bitch" has become another signature phrase. An early review of Blackout suggested the phrase was "simply laughable". Amy Roberts of Bustle called it "an indelible cultural turning point, transforming a frenetic, floundering moment in the superstars career to one of strength and empowerment".
Voice
Spears is a soprano. Other sources state that she possesses a contralto vocal range. Prior to her breakthrough success, she is described as having sung "much deeper than her highly recognizable trademark voice of today", with Eric Foster White, who worked with Spears on her debut album ...Baby One More Time, being cited as "[shaping] her voice over the course of a month" upon being signed to Jive Records "to where it is today—distinctively, unmistakably Britney". Rami Yacoub, who co-produced Spears's debut album with lyricist Max Martin, commented, "I know from Denniz Pop and Max's previous productions, when we do songs, there's kind of a nasal thing. With N' Sync and the Backstreet Boys, we had to push for that mid-nasal voice. When Britney did that, she got this kind of raspy, sexy voice."
Guy Blackman of The Age wrote that "[t]he thing about Spears, though, is that her biggest songs, no matter how committee-created or impossibly polished, have always been convincing because of her delivery, her commitment and her presence. ... Spears expresses perfectly the conflicting urges of adolescence, the tension between chastity and sexual experience, between hedonism and responsibility, between confidence and vulnerability." Producer William Orbit, who worked with Spears on her album Britney Jean, stated regarding her vocals: "[Britney] didn't get so big just because [she] put on great shows; [she] got to be that way because [her voice is] unique: you hear two words and you know who is singing".
Spears has also been criticized for her reliance on Auto-Tune and her vocals being "over-processed" on records. Erlewine criticized Spears's singing abilities in a review of her Blackout album, stating: "Never the greatest vocalist, her thin squawk could be dismissed early in her career as an adolescent learning the ropes, but nearly a decade later her singing hasn't gotten any better, even if the studio tools to masquerade her weaknesses have." Joan Anderman of The Boston Globe remarked that "Spears sounds robotic, nearly inhuman, on her records, so processed is her voice by digital pitch-shifters and synthesizers."
Kayla Upadhyaya of The Michigan Daily has provided a different point of view, stating: "Auto-tuned and over-processed vocals define [Spears]'s voice as an artist, and in her music, auto-tune isn't so much a gimmick as it is an instrument used to highlight, contort and make a statement." Adam Markovitz of Entertainment Weekly opines that "Spears is no technical singer, that's for sure. But backed by Martin and Dr. Luke's wall of pound, her vocals melt into a mix of babytalk coo and coital panting that is, in its own overprocessed way, just as iconic and propulsive as Michael Jackson's yips or Eminem's snarls."
Stage performances and videos
Spears is known for her stage performances, particularly the elaborate dance routines which incorporate "belly-dancing and tempered erotic moves" that are credited with influencing "dance-heavy acts" such as Danity Kane and the Pussycat Dolls. Rolling Stone readers voted Spears their second-favorite dancing musician. Spears is described as being much more shy than her stage persona suggests. She said that performing is "a boost to [her] confidence. It's like an alter-ego type thing. Something clicks and I go and turn into this different person. I think it's kind of a gift to be able to do that." Her 2000, 2001, and 2003 MTV Video Music Awards performances were lauded, while her 2007 presentation was widely panned by critics, as she "teetered through her dance steps and mouthed only occasional words". Billboard called her 2016 "comeback" performance at the show "an effective, but not entirely glorious, bid to regain pop superstardom".
After her knee injuries and personal problems, Spears's "showmanship" and dance abilities came under criticism. Serge F. Kovaleski of The New York Times watched her Las Vegas concert residency in 2016 and stated: "Once a fluid, natural dancer, Ms. Spears can appear stiff, even robotic, today, relying on flailing arms and flashy sets." Las Vegas Suns Robin Leach seemed more impressed over Spears's efforts on the concert by saying that she delivered a "flawless performance" on the residency's opening night.
It has been widely reported that Spears lip-syncs during live performances, which often prompts criticism from music critics and concert goers. Some, however, claimed that, although she "got plenty of digital support", she "doesn't merely lip-sync" during her live shows. In 2016, Sabrina Weiss of Refinery29 referred to her lip-syncing as a "well-known fact that's not even taboo anymore." Noting on the prevalence of lip-syncing, the Los Angeles Daily News opined: "In the context of a Britney Spears concert, does it really matter? ... you [just] go for the somewhat-ridiculous spectacle of it all". Spears herself has commented on the topic, arguing: "Because I'm dancing so much, I do have a little bit of playback, but there's a mixture of my voice and the playback. ... It really pisses me off because I'm busting my ass out there and singing at the same time and nobody ever gives me credit for it".
In 2012, VH1 ranked Spears as the fourth Greatest Woman of the Video Era, while Billboard ranked her as the eight Greatest Music Video Artist of All Time in 2020, explaining: "The storylines, the dancing, the outfits. Right from the start, the pop princess established the lengths of her creativity with some of the most memorable videos of the last three decades." She has been retroactively noted as the pioneer for her early career videography. She conceptualized the "iconic Catholic schoolgirl and cheerleader motif" in the "...Baby One More Time" video, rejecting the animation video idea. She also made the "Oops!... I Did It Again" video "dance-centric rather than space-centric as her producers suggested". She also used her dancer's intuition to help select the beats for each track.
Public image
Upon launching her music career with ...Baby One More Time, Spears was labeled a teen idol, and Rolling Stone described her as "the latest model of a classic product: the unneurotic pop star who performs her duties with vaudevillian pluck and spokesmodel charm." The April 1999 cover of Rolling Stone featured Spears lying on her bed, wearing an open top revealing her bra, and shorts, while clutching a Teletubby. The American Family Association (AFA) referred to the shoot as "a disturbing mix of childhood innocence and adult sexuality" and called on "God-loving Americans to boycott stores selling Britney's albums." Spears addressed the outcry, commenting: "What's the big deal? I have strong morals. ... I'd do it again. I thought the pictures were fine. And I was tired of being compared to Debbie Gibson and all of this bubblegum pop all the time." Shortly prior, Spears had announced publicly she would remain abstinent until marriage.
An early criticism of Spears dismissed her as a "manufactured pop star, the product of a Swedish songwriting factory that had no real hand in either her music or her persona", which Vox editor Constance Grady assesses as being perpetuated from the fact that Spears debuted in the late 1990s, when music was dominated by rockism, that prizes "so-called authenticity and grittiness of rock above all else". Spears's "slick, breezy pop was an affront to rockist sensibilities, and claiming that Spears was fake was an easy way to dismiss her." Ron Levy for Rolling Stone noted that "I have to tell you, if the record company could have created more than one Britney Spears, they would have done it, and they tried!"
Billboard opined that, by the time Spears released her sophomore album Oops!... I Did It Again, "There was a shift occurring in both the music and her public image: She was sharper, sexier and singing about more grown-up fare, setting the stage for 2001's Britney, which shed her innocent skin and ushered her into adulthood." Britneys lead single "I'm a Slave 4 U" and its music video were also credited for distancing her from her previous "wholesome bubblegum star" image. Stephen Thomas Erlewine of AllMusic remarked, "If 2001's Britney was a transitional album, capturing Spears at the point when she wasn't a girl and not yet a woman, its 2003 follow-up, In the Zone, is where she has finally completed that journey and turned into Britney, the Adult Woman." Erlewine likened Spears to fellow singer Christina Aguilera, explaining that both equated "maturity with transparent sexuality and the pounding sounds of nightclubs". Brittany Spanos of LA Weekly stated that Spears "set the bar for the 'adulthood' transition teen pop stars often struggle with".
Spears's erratic behavior and personal problems during 2006–2008 were highly publicized and affected both her career and public image. Erlewine reflected on this period of her life, stating that "each new disaster [was] stripping away any residual sexiness in her public image". In a 2008 article, Rolling Stones Vanessa Grigoriadis described her much-publicized personal issues as "the most public downfall of any star in history". Spears later received favorable media attention; Billboard opined that her appearance at the 2008 MTV Video Music Awards "was a picture of professionalism and poise" after her "disastrous" performance at the previous year's show, while Business Insider ran an article on how she had "lost control of her life ... and then made an incredible career comeback". Spears later reflected on this tumultuous period, saying: "I think I had to give myself more breaks through my career and take responsibility for my mental health. ... I wrote back then, that I was lost and didn't know what to do with myself. I was trying to please everyone around me because that's who I am deep inside. There are moments where I look back and think: 'What the hell was I thinking?'"
In September 2002, Spears was placed at number eight on VH1's 100 Sexiest Artists list. She was placed at number one on FHMs 100 Sexiest Women in the World list in 2004, and, in December 2012, Complex ranked her 12th on its 100 Hottest Female Singers of All Time list. Remarking upon her perceived image as a sex symbol, Spears stated: "When I'm on stage, that's my time to do my thing and go there and be that and it's fun. It's exhilarating just to be something that you're not. And people tend to believe it." In 2003, People magazine cited her as one of the 50 Most Beautiful People.
Spears is recognized as a gay icon and was honored with the 2018 GLAAD Vanguard Award at the GLAAD Media Awards for her role in "accelerating acceptance for the LGBTQ community". Spears addressed the "unwavering loyalty" and "lack of judgment" of her LGBTQ fans in Billboards Love Letters to the LGBTQ Community. She said: "Your stories are what inspire me, bring me joy, and make me and my sons strive to be better people." Manuel Betancourt of Vice magazine wrote about the "queer adoration", especially of gay men, on Spears, and said that "Where other gay icons exude self-possession, Spears' fragile resilience has made her an even more fascinating role model, closer to Judy Garland than to Lady Gaga ... she's a glittering mirror ball, a fractured reflection of those men on the dance floor back onto themselves." HuffPosts Ben Appel attributed Spears's status as a gay icon to "her oh-so-innocent/"not that innocent" Monroe-like sensuality, her sweet, almost saccharine nature, her beyond basic but addictive pop songs, her dance moves, her phoenix-out-of-the-fire comeback from a series of mental health crises, and her unmistakable tenderness. Britney is camp. She is a fashion plate. A doll. Britney is a drag queen."
Since her early years in the public eye, Spears has been a tabloid fixture and a paparazzi target. Steve Huey of AllMusic remarked that "among female singers of [Spears's] era ... her celebrity star power was rivaled only by Jennifer Lopez." 'Britney Spears' was Yahoo!'s most popular search term between 2005 and 2008, and has been in a total of seven different years. Spears was named as Most Searched Person in the Guinness World Records book edition 2007 and 2009. She was later named as the most searched person of the decade 2000–2009.
As a public figure, Spears "has never been known to her fans as a politically active, committed—or even aware—entertainer." In a 2003 interview with Tucker Carlson, she commented on President George W. Bush and the Iraq War, saying that "we should just trust our president in every decision that he makes ... and be faithful in what happens". Michael Moore included the footage of Spears's answer in his "anti-Bush" documentary Fahrenheit 9/11, which, according to The Washington Timess James Frazier, presented her "as an example of a naive American blindly trusting a dishonest commander in chief" and fueled the "urban legend" of a "conservative" Spears. Frazier also said that "the few positions she has taken can hardly be considered conservative", such as supporting same-sex marriage. In 2016, Spears posted pictures of a meeting with Hillary Clinton on social media. She described Clinton as "an inspiration and [a] beautiful voice for women around the world".
In December 2017, Spears publicly showed support for the DREAM Act in the wake of the announcement that Donald Trump would end the DACA policy, which previously granted undocumented immigrants who came to the country as minors a renewable two-year period of deferred action from deportation. She posted a photo of herself on social media wearing a black T-shirt that reads "We Are All Dreamers" in white letters. The caption read, "Tell Congress to pass the #DreamAct".
In 2020, amidst the COVID-19 pandemic, Spears posted an image on Instagram and wrote: "During this time of isolation ... We will feed each other, redistribute wealth, strike. We will understand our own importance from the places we must stay", along with three emoji roses, "a symbol commonly used by the Democratic Socialists of America". She later voiced support for the Black Lives Matter movement and George Floyd protests in the wake of his murder, saying: "My heart breaks for my friends in the black community ... and for everything going on in our country. Right now I think we should all do what we can to listen, learn, do better, and use our voices for good."
On September 15, 2021, Spears was named one of the 100 most influential people of 2021 by Time. A few days before the editors's list was released, Spears was put at the top of the readers voting list of which personalities should be included on the annual Time 100 list. Deemed an icon of 2021, editors highlighted the impact of her fight against her conservatorship as well as of the #FreeBritney movement. In October 2021, Spears thanked her fans and the #FreeBritney movement for "freeing me from my conservatorship".
Legacy
Referred to as the "Princess of Pop", Spears was credited as one of the "driving force[s] behind the return of teen pop in the late 1990s". Rolling Stones Stacy Lambe explained that she "help[ed] to usher in a new era for the genre that had gone dormant in the decade that followed New Kids on the Block. ... Spears would lead an army of pop stars ... built on slick Max Martin productions, plenty of sexual innuendo and dance-heavy performances. [She became] one of the most successful artists of all time—and a cautionary tale for a generation, whether they paid attention or not." In a 2021 article for Time, Maura Johnston opined that "Spears' legacy as a pop artist is complex, made up of dazzling musical heights and music-business-borne lows". Johnston also commented: "While Spears' catalog is part of the canon that defines the first 20 years of this millennium, one hopes that her public struggles, and the strength she's shown while enduring them, will lead to her cementing her true legacy: Reshaping the machine that turns those songs into cultural touchstones."
Glamour magazine contributor Christopher Rosa described her as "one of pop music's defining voices. ... When she emerged onto the scene in 1998 with ...Baby One More Time, the world hadn't seen a performer like her. Not since Madonna had a female artist affected the genre so profoundly." Billboards Robert Kelly observed that Spears's "sexy and coy" vocals on her debut single "...Baby One More Time" "kicked off a new era of pop vocal stylings that would influence countless artists to come." In 2020, Rolling Stone ranked the song at number one on a list of the 100 Greatest Debut Singles of All Time and Rob Sheffield described it as "One of those pop manifestos that announces a new sound, a new era, a new century. But most of all, a new star ... With "...Baby One More Time", [Spears] changed the sound of pop forever: It's Britney, bitch. Nothing was ever the same."
Spears was at the forefront of the female teen pop explosion starting in 1999 and extending through the 2000s, leading the pack of Christina Aguilera, Jessica Simpson, and Mandy Moore. All of these performers had been developing material in 1998, but the market changed dramatically in December 1998 when Spears's single and video were charting highly. RCA Records quickly signed Aguilera and released her debut single to capitalize on Spears's success, producing her debut hit single "Genie in a Bottle". Simpson consciously modeled her persona as more mature than Spears; her "I Wanna Love You Forever" charted in September 1999, and her album Sweet Kisses followed shortly after. Moore's first single, "Candy", hit the airwaves a month before Simpson's single, but it did not perform as well on the charts; Moore was often seen as less accomplished than Spears and the others, coming in fourth of the "pop princesses". Fueling media stories about their competition for first place, Spears and Aguilera traded barbs but also compliments through the 2000s.
Alim Kheraj of Dazed called Spears "one of pop's most important pioneers". After eighteen years as a performer, Billboard described her as having "earned her title as one of pop's reigning queens. Since her early days as a Mouseketeer, [Spears] has pushed the boundaries of 21st century sounds, paving the way for a generation of artists to shamelessly embrace glossy pop and redefine how one can accrue consistent success in the music industry." Entertainment Weeklys Adam Markovitz described Spears as "an American institution, as deeply sacred and messed up as pro wrestling or the filibuster." In 2012, she was ranked as the fourth VH1's 50 Greatest Women of the Video Era show list. VH1 also cited her among its choices on the 100 Greatest Women in Music in 2012 and the 200 Greatest Pop Culture Icons in 2003. In 2020, Billboard ranked her eight on its 100 Greatest Music Video Artists of all-time list.
Spears and her work have influenced various artists including Katy Perry, Meghan Trainor, Demi Lovato, Kelly Key, Kristinia DeBarge, Little Boots, Charli XCX, Marina Diamandis, the Weeknd, Tegan and Sara, Pixie Lott, Grimes, Selena Gomez, Hailee Steinfeld, Pabllo Vittar, Tinashe, Victoria Justice, Cassie, Leah Wellbaum of Slothrust, the Saturdays, Normani, Miley Cyrus, Cheryl, Lana Del Rey, Ava Max, Billie Eilish, Sam Smith, and Rina Sawayama. During the 2011 MTV Video Music Awards, Lady Gaga said that Spears "taught us all how to be fearless, and the industry wouldn't be the same without her." Gaga has also cited Spears as an influence, calling her "the most provocative performer of my time."
Before Spears joined The X Factor, Simon Cowell explained that he is "fascinated by [Britney]. The fact that she's one of the most talked about – not just pop stars – but people in the world today, means that you've got this star power. ... She's still hot, she's still having hit records and she's still controversial, there's a reason for that." Marina Diamandis named Spears as the main influence behind her album Electra Heart. Lana Del Rey has said that the music video for "Toxic" inspires her. Spears has had a direct influence on singer Porcelain Black's work after growing up around her music as a child. Black describes her music as a "love child between" Spears and Marilyn Manson. Rita Ora's 2019 music video for "Only Want You" was inspired by Spears's "Everytime" music video, and said in a stories from Instagram, "Hey @britneyspears this was for you because I love you so. Pay homage to the ones who inspire! #icon."
Spears has been credited with redefining Las Vegas residencies as a retirement place for musicians. Her debut concert residency Britney: Piece of Me was described as "the natural evolution of Celine Dion's powerhourse Vegas residency, a still-charting star of another generation redefining the role of Strip headliner." Forbes named Spears the sixth-highest-earning female musician of 2015." She is credited with influencing and paving the way for other artists's residencies such as Jennifer Lopez's Jennifer Lopez: All I Have, Bruno Mars's Bruno Mars at Park MGM, and Backstreet Boys' Backstreet Boys: Larger Than Life. The arrival of Spears "saw the pop promoters finally tap into the younger crowd arriving in town for a good time."
Spears's much-publicized personal problems and her subsequent career comeback have inspired some artists. Gwyneth Paltrow's character in the 2010 film Country Strong was inspired by Spears's treatment by the media. According to film director Shana Fest, "that's where this movie came from. I mean, I was seeing what was happening in the media to Britney Spears. I think it's tragic how we treat people who give us so much, and we love to see them knocked down to build them back up again, to knock them down again." Nicki Minaj has cited Spears's comeback after her much-publicized personal issues as an inspiration. Spears's hounding by paparazzi and personal problems also inspired Barry Manilow's album 15 Minutes. Manilow said: "She couldn't have a life without them pulling up next to her car and following her and driving her crazy to the point where, that was around the time she shaved off her hair. ... We all looked at it in horror ... So it seemed like a thing to be writing an album about." Bebo Norman wrote a song about Spears, called "Britney", which was inspired by "culture's make-or-break treatment of celebrities."
Achievements
Spears's awards and accolades include a Grammy Award; 15 Guinness world records; six MTV Video Music Awards, including the Michael Jackson Video Vanguard Award; seven Billboard Music Awards, including the Millennium Award; the inaugural Radio Disney Icon Award; the GLAAD Media Award's Vanguard Award; and a star on the Hollywood Walk of Fame.
Spears is listed by the Guinness World Records as having the "Best-selling album by a teenage solo artist" for her debut studio album, ...Baby One More Time, which sold over 13 million copies in the United States. Melissa Ruggieri of the Richmond Times-Dispatch reported: "She's also marked for being the best-selling teenage artist. Before she turned 20 in 2001, Spears had sold over 37 million albums worldwide".
, according to the Evening Standard, Spears has sold over 150 million records worldwide, making her one of the best-selling music artists of all time. She also sold more than 70 million records in United States, including 36.9 million digital singles and 33.6 million digital albums. Spears is further recognized as the best-selling female albums artist of the 2000s in the United States, as well as the fifth overall. In December 2009, Billboard ranked Spears the 8th Artist of the 2000s decade in the United States. She is one of the few artists in history to have had a number-one single and a number-one studio album in the US during each of the three decades of her career. With "3" in 2009 and "Hold It Against Me" in 2011, she became the second artist after Mariah Carey in the Hot 100's history to debut at number one with two or more songs. In 2016, Spears ranked at number twenty on Billboards Greatest Of All Time Top Dance Club Artists list.
Other ventures
Product and endorsements
In 2000, Spears released a limited edition of sunglasses titled Shades of Britney. In 2001, she signed a deal with shoe company Skechers, and a $7–8 million promotional deal with Pepsi, their biggest entertainment deal at the time. Aside from numerous commercials with the latter during that year, she also appeared in a 2004 Pepsi television commercial in the theme of "Gladiators" with singers Beyoncé, Pink, and Enrique Iglesias. On June 19, 2002, she released her first multi-platform video game, Britney's Dance Beat, which received positive reviews.
In March 2009, Spears was announced as the new face of clothing brand Candie's. Dari Marder, chief marketing officer for the brand, said: "Everybody loves a comeback and nobody's doing it better than Britney. She's just poised for even greater success." In 2010, Spears designed a limited edition line for the brand, which was released in stores in July 2010. In 2011, she teamed up with Sony, Make Up For Ever, and Plenty of Fish to release her music video for "Hold It Against Me", earning her $500,000 for the product placement.
Spears also teamed up with Hasbro in 2012 to release an exclusive version of Twister Dance, which includes a remix of "Till the World Ends". She was also featured on a commercial, which was directed by Ray Kay, to promote the game. Spears was also featured on the commercial of Twister Dance Rave, and the game included a Twister remix of "Circus". In March 2018, it was revealed that Spears would be the face of Kenzo, a contemporary French luxury clothing house.
Spears's range of commercial deals and products also includes beauty care products and perfumes. She released her first perfume with Elizabeth Arden, Curious in 2004, which broke the company's first-week gross for a perfume. By 2009, she had released seven more perfumes including Fantasy. In 2010, Spears released her eighth fragrance, Radiance.
In 2011, Radiance was reissued as a new perfume titled Cosmic Radiance. Worldwide, Spears sold over one million bottles in the first five years, with gross receipts of $1.5 billion. In 2016, Spears contacted Glu Mobile to create her own role-playing game, Britney Spears: American Dream. The app officially launched in May 2016 and is compatible with iOS and Android. On June 17, 2016, Spears announced the release of her twentieth fragrance, Private Show. , Spears has released 24 fragrances through Elizabeth Arden.
Philanthropy
Spears founded The Britney Spears Foundation, a charitable entity set up to help children in need. The philosophy behind the Foundation was that music and entertainment has a healing quality that can benefit children. The Foundation also supported the annual Britney Spears Camp for the Performing Arts, where campers had the opportunity to explore and develop their talents. In April 2002, through the efforts of Spears and The Britney Spears Foundation, a grant of $1 million was made to the Twin Towers Fund to support the children of uniformed service heroes affected by the terrorist attacks of September 11, 2001, including New York City Fire Department and its Emergency Medical Services Command, the New York City Police Department, the Port Authority of New York and New Jersey, the New York State Office of court Administration and other government offices. However, it was reported in 2008 that the Foundation had a deficit of $200,000. After Spears went through conservatorship, her father and lawyer Andrew Wallet zeroed out the effort, leading to its closure in 2011.
On October 30, 2001, Spears, alongside Bono and other popular recording artists under the name "Artists Against AIDS Worldwide", released an album consisting of multiple versions of Marvin Gaye's "What's Going On", with the intention to benefit AIDS programs in Africa and other impoverished regions. In the wake of Hurricane Katrina in 2005, Spears donated $350,000 to Music Rising. Later in 2011, she raised $200,000 during An Evening of Southern Style at a private residence in Beverly Hills to benefit the St. Bernard Project, with the help of several celebrities, including Hilary Duff, Selena Gomez, Kelly Osbourne, Kellan Lutz, and Kim Kardashian. Spears has also helped several charities during her career, including Madonna's Kabbalah-based Spirituality for Kids, cancer charity Gilda's Club Worldwide, Promises Foundation, and United Way, with the latter two focused on giving families from various disadvantaged situations new hope and stable foundations for the future.
On October 24, 2015, Spears donated $120,000 to the Nevada Childhood Cancer Foundation. In addition, $1 of each ticket sale for her Las Vegas residency, Britney: Piece of Me, was donated to the nonprofit organization. Spears also fundraised for the charity through social media, in addition to selling limited edition merchandise, with all proceeds going to the NCCF. On October 27, 2016, Spears partnered with Zappos and XCYCLE to host the Britney Spears Piece of Me Charity Ride in Boca Park, Las Vegas to raise additional money toward her goal of $1 million for the NCCF, with $450,000 having already been raised from Spears's ticket sales and merchandise. Participants were entered for a chance to win a spin class with Spears herself. The event ultimately went on to raise $553,130. The fundraising ultimately led to the development of the NCCF Britney Spears Campus in Las Vegas, which saw its grand opening on November 4, 2017. Spears also regularly participates in Spirit Day to combat bullying of LGBTQ youth and bullying.
In March 2020, Spears was participating in the #DoYourPartChallenge, which entails helping people with anything they might need during the COVID-19 pandemic. She told fans to send her messages on Instagram if they need supportive words during the coronavirus pandemic, with Spears picking three fans.
Discography
...Baby One More Time (1999)
Oops!... I Did It Again (2000)
Britney (2001)
In the Zone (2003)
Blackout (2007)
Circus (2008)
Femme Fatale (2011)
Britney Jean (2013)
Glory (2016)
Selected filmography
Longshot (2001)
Crossroads (2002)
Austin Powers in Goldmember (2002)
Pauly Shore Is Dead (2003)
Fahrenheit 9/11 (2004)
Corporate Animals (2019)
Concerts and residencies
Tours
...Baby One More Time Tour (1999)
(You Drive Me) Crazy Tour (2000)
Oops!... I Did It Again Tour (2000)
Dream Within a Dream Tour (2001–2002)
The Onyx Hotel Tour (2004)
The M+M's Tour (2007)
The Circus Starring Britney Spears (2009)
Femme Fatale Tour (2011)
Britney: Live in Concert (2017)
Piece of Me Tour (2018)
Residencies
Britney: Piece of Me (2013–2017)
Published works
Heart to Heart (2000)
A Mother's Gift (2001)
Crossroads Diary (2002)
The Woman in Me (2023)
See also
Artists with the most number-one European singles
Forbes Celebrity 100
List of artists who reached number one in the United States
List of best-selling music artists in the United States
List of best-selling singles
List of Billboard Hot 100 chart achievements and milestones
List of dancers
List of highest-certified music artists in the United States
List of most expensive music videos
List of most-followed Twitter accounts
Time 100
References
Citations
Book sources
Dennis, Steve (2009). Britney: Inside the Dream. HarperCollins. .
Peters, Beth (1999). True Brit: The Story of Singing Sensation Britney Spears. Ballantine Books. .
Scott, Kieran (2001). I was a Mouseketeer!. Disney Press. .
Smith, Sean (2006). Britney: The Unauthorized Biography of Britney Spears. Pan Macmillan. .
Spears, Britney (2001). A Mother's Gift. Delacorte Books for Young Readers. . (with Lynne Spears).
Spears, Britney (2000). Britney Spears' Heart to Heart. Three Rivers Press. . (with Lynne Spears).
Stevens, Amanda (2001). Britney Spears: The Illustrated Story. Billboard Books. .
External links
1981 births
Living people
20th-century American actresses
20th-century American singer-songwriters
20th-century American women singers
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21st-century atheists
American atheists
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Britney
World Music Awards winners |
3383 | https://en.wikipedia.org/wiki/Brazil | Brazil | Brazil (; ), officially the Federative Republic of Brazil (Portuguese: ), is the largest country in South America and in Latin America. Brazil is the world's fifth-largest country by area and the seventh most populous. Its capital is Brasília, and its most populous city is São Paulo. The federation is composed of the union of the 26 states and the Federal District. It is the only country in the Americas to have Portuguese as an official language. It is one of the most multicultural and ethnically diverse nations, due to over a century of mass immigration from around the world, and the most populous Roman Catholic-majority country.
Bounded by the Atlantic Ocean on the east, Brazil has a coastline of . It borders all other countries and territories in South America except Ecuador and Chile and covers roughly half of the continent's land area. Its Amazon basin includes a vast tropical forest, home to diverse wildlife, a variety of ecological systems, and extensive natural resources spanning numerous protected habitats. This unique environmental heritage positions Brazil at number one of 17 megadiverse countries, and is the subject of significant global interest, as environmental degradation through processes like deforestation has direct impacts on global issues like climate change and biodiversity loss.
The territory which would become known as Brazil was inhabited by numerous tribal nations prior to the landing in 1500 of explorer Pedro Álvares Cabral, who claimed the discovered land for the Portuguese Empire. Brazil remained a Portuguese colony until 1808 when the capital of the empire was transferred from Lisbon to Rio de Janeiro. In 1815, the colony was elevated to the rank of kingdom upon the formation of the United Kingdom of Portugal, Brazil and the Algarves. Independence was achieved in 1822 with the creation of the Empire of Brazil, a unitary state governed under a constitutional monarchy and a parliamentary system. The ratification of the first constitution in 1824 led to the formation of a bicameral legislature, now called the National Congress. Slavery was abolished in 1888. The country became a presidential republic in 1889 following a military coup d'état. An authoritarian military dictatorship emerged in 1964 and ruled until 1985, after which civilian governance resumed. Brazil's current constitution, formulated in 1988, defines it as a democratic federal republic. Due to its rich culture and history, the country ranks thirteenth in the world by number of UNESCO World Heritage Sites.
Brazil is a regional and middle power and is also classified as an emerging power and a major non-NATO ally. Categorised as a developing country with a high Human Development Index, Brazil is considered an advanced emerging economy, having the ninth largest GDP in the world by nominal, and eighth by PPP measures, the largest in Latin America. As an upper-middle income economy by the World Bank and a newly industrialized country, Brazil has the largest share of global wealth in South America and it is one of the world's major breadbaskets, being the largest producer of coffee for the last 150 years. However, the country retains noticeable corruption, crime and social inequality. Brazil is a founding member of the United Nations, the G20, BRICS, G4, Mercosul, Organization of American States, Organization of Ibero-American States and the Community of Portuguese Language Countries. Brazil is also an Observer State of the Arab League.
Etymology
The word "Brazil" likely comes from the Portuguese word for brazilwood, a tree that once grew plentifully along the Brazilian coast. In Portuguese, brazilwood is called pau-brasil, with the word brasil commonly given the etymology "red like an ember", formed from brasa ("ember") and the suffix -il (from -iculum or -ilium). As brazilwood produces a deep red dye, it was highly valued by the European textile industry and was the earliest commercially exploited product from Brazil. Throughout the 16th century, massive amounts of brazilwood were harvested by indigenous peoples (mostly Tupi) along the Brazilian coast, who sold the timber to European traders (mostly Portuguese, but also French) in return for assorted European consumer goods.
The official Portuguese name of the land, in original Portuguese records, was the "Land of the Holy Cross" (Terra da Santa Cruz), but European sailors and merchants commonly called it the "Land of Brazil" (Terra do Brasil) because of the brazilwood trade. The popular appellation eclipsed and eventually supplanted the official Portuguese name. Some early sailors called it the "Land of Parrots".
In the Guaraní language, an official language of Paraguay, Brazil is called "Pindorama", meaning "land of the palm trees".
History
Pre-Cabraline era
Some of the earliest human remains found in the Americas, Luzia Woman, were found in the area of Pedro Leopoldo, Minas Gerais and provide evidence of human habitation going back at least 11,000 years.
The earliest pottery ever found in the Western Hemisphere was excavated in the Amazon basin of Brazil and radiocarbon dated to 8,000 years ago (6000 BC). The pottery was found near Santarém and provides evidence that the region supported a complex prehistoric culture. The Marajoara culture flourished on Marajó in the Amazon delta from AD 400 to 1400, developing sophisticated pottery, social stratification, large populations, mound building, and complex social formations such as chiefdoms.
Around the time of the Portuguese arrival, the territory of current day Brazil had an estimated indigenous population of 7 million people, mostly semi-nomadic, who subsisted on hunting, fishing, gathering, and migrant agriculture. The population comprised several large indigenous ethnic groups (e.g., the Tupis, Guaranis, Gês, and Arawaks). The Tupi people were subdivided into the Tupiniquins and Tupinambás.
Before the arrival of the Europeans, the boundaries between these groups and their subgroups were marked by wars that arose from differences in culture, language and moral beliefs. These wars also involved large-scale military actions on land and water, with cannibalistic rituals on prisoners of war. While heredity had some weight, leadership was a status more won over time than assigned in succession ceremonies and conventions. Slavery among the indigenous groups had a different meaning than it had for Europeans, since it originated from a diverse socioeconomic organization, in which asymmetries were translated into kinship relations.
Portuguese colonization
Following the 1494 Treaty of Tordesillas, the land now called Brazil was claimed for the Portuguese Empire on 22 April 1500, with the arrival of the Portuguese fleet commanded by Pedro Álvares Cabral. The Portuguese encountered indigenous peoples divided into several ethnic societies, most of whom spoke languages of the Tupi–Guarani family and fought among themselves. Though the first settlement was founded in 1532, colonization effectively began in 1534, when King John III of Portugal divided the territory into the fifteen private and autonomous captaincies.
However, the decentralized and unorganized tendencies of the captaincies proved problematic, and in 1549 the Portuguese king restructured them into the Governorate General of Brazil in the city of Salvador, which became the capital of a single and centralized Portuguese colony in South America. In the first two centuries of colonization, Indigenous and European groups lived in constant war, establishing opportunistic alliances in order to gain advantages against each other.
By the mid-16th century, cane sugar had become Brazil's most important export, while slaves purchased in Sub-Saharan Africa in the slave market of Western Africa (not only those from Portuguese allies of their colonies in Angola and Mozambique), had become its largest import, to cope with sugarcane plantations, due to increasing international demand for Brazilian sugar. Brazil received more than 2.8 million slaves from Africa between the years 1500 and 1800.
By the end of the 17th century, sugarcane exports began to decline and the discovery of gold by bandeirantes in the 1690s would become the new backbone of the colony's economy, fostering a gold rush which attracted thousands of new settlers to Brazil from Portugal and all Portuguese colonies around the world. This increased level of immigration in turn caused some conflicts between newcomers and old settlers.
Portuguese expeditions known as bandeiras gradually expanded Brazil's original colonial frontiers in South America to its approximately current borders. In this era other European powers tried to colonize parts of Brazil, in incursions that the Portuguese had to fight, notably the French in Rio during the 1560s, in Maranhão during the 1610s, and the Dutch in Bahia and Pernambuco, during the Dutch–Portuguese War, after the end of Iberian Union.
The Portuguese colonial administration in Brazil had two objectives that would ensure colonial order and the monopoly of Portugal's wealthiest and largest colony: to keep under control and eradicate all forms of slave rebellion and resistance, such as the Quilombo of Palmares, and to repress all movements for autonomy or independence, such as the Minas Gerais Conspiracy.
Elevation to kingdom
In late 1807, Spanish and Napoleonic forces threatened the security of continental Portugal, causing Prince Regent John, in the name of Queen Maria I, to move the royal court from Lisbon to Rio de Janeiro. There they established some of Brazil's first financial institutions, such as its local stock exchanges and its National Bank, additionally ending the Portuguese monopoly on Brazilian trade and opening Brazil's ports to other nations. In 1809, in retaliation for being forced into exile, the Prince Regent ordered the conquest of French Guiana.
With the end of the Peninsular War in 1814, the courts of Europe demanded that Queen Maria I and Prince Regent John return to Portugal, deeming it unfit for the head of an ancient European monarchy to reside in a colony. In 1815, to justify continuing to live in Brazil, where the royal court had thrived for six years, the Crown established the United Kingdom of Portugal, Brazil and the Algarves, thus creating a pluricontinental transatlantic monarchic state. However, the leadership in Portugal, resentful of the new status of its larger colony, continued to demand the return of the court to Lisbon (see Liberal Revolution of 1820). In 1821, acceding to the demands of revolutionaries who had taken the city of Porto, John VI departed for Lisbon. There he swore an oath to the new constitution, leaving his son, Prince Pedro de Alcântara, as Regent of the Kingdom of Brazil.
Independent empire
Tensions between Portuguese and Brazilians increased and the Portuguese Cortes, guided by the new political regime imposed by the Liberal Revolution, tried to re-establish Brazil as a colony. The Brazilians refused to yield, and Prince Pedro decided to stand with them, declaring the country's independence from Portugal on 7 September 1822. A month later, Prince Pedro was declared the first Emperor of Brazil, with the royal title of Dom Pedro I, resulting in the founding of the Empire of Brazil.
The Brazilian War of Independence, which had already begun along this process, spread through the northern, northeastern regions and in the Cisplatina province. The last Portuguese soldiers surrendered on 8 March 1824; Portugal officially recognized Brazilian independence on 29 August 1825.
On 7 April 1831, worn down by years of administrative turmoil and political dissent with both liberal and conservative sides of politics, including an attempt of republican secession and unreconciled to the way that absolutists in Portugal had given in the succession of King John VI, Pedro I departed for Portugal to reclaim his daughter's crown after abdicating the Brazilian throne in favor of his five-year-old son and heir (Dom Pedro II).
As the new Emperor could not exert his constitutional powers until he came of age, a regency was set up by the National Assembly. In the absence of a charismatic figure who could represent a moderate face of power, during this period a series of localized rebellions took place, such as the Cabanagem in Grão-Pará, the Malê Revolt in Salvador, the Balaiada (Maranhão), the Sabinada (Bahia), and the Ragamuffin War, which began in Rio Grande do Sul and was supported by Giuseppe Garibaldi. These emerged from the provinces' dissatisfaction with the central power, coupled with old and latent social tensions peculiar to a vast, slaveholding and newly independent nation state. This period of internal political and social upheaval, which included the Praieira revolt in Pernambuco, was overcome only at the end of the 1840s, years after the end of the regency, which occurred with the premature coronation of Pedro II in 1841.
During the last phase of the monarchy, internal political debate centered on the issue of slavery. The Atlantic slave trade was abandoned in 1850, as a result of the British Aberdeen Act and the Eusébio de Queirós Law, but only in May 1888, after a long process of internal mobilization and debate for an ethical and legal dismantling of slavery in the country, was the institution formally abolished with the approval of the Golden Law.
The foreign-affairs policies of the monarchy dealt with issues with the countries of the Southern Cone with whom Brazil had borders. Long after the Cisplatine War that resulted in the independence of Uruguay, Brazil won three international wars during the 58-year reign of Pedro II: the Platine War, the Uruguayan War and the devastating Paraguayan War, the largest war effort in Brazilian history.
Although there was no desire among the majority of Brazilians to change the country's form of government, on 15 November 1889, in disagreement with the majority of the Imperial Army officers, as well as with rural and financial elites (for different reasons), the monarchy was overthrown by a military coup. A few days later, the national flag was replaced with a new design that included the national motto "Ordem e Progresso", influenced by positivism. 15 November is now Republic Day, a national holiday.
Early republic
The early republican government was a military dictatorship, with the army dominating affairs both in Rio de Janeiro and in the states. Freedom of the press disappeared and elections were controlled by those in power. Not until 1894, following an economic crisis and a military one, did civilians take power, remaining there until October 1930.
If in relation to its foreign policy, the country in this first republican period maintained a relative balance characterized by a success in resolving border disputes with neighboring countries, only broken by the Acre War (1899–1902) and its involvement in World War I (1914–1918), followed by a failed attempt to exert a prominent role in the League of Nations; Internally, from the crisis of Encilhamento and the Navy Revolts, a prolonged cycle of financial, political and social instability began until the 1920s, keeping the country besieged by various rebellions, both civilian and military.
Little by little, a cycle of general instability sparked by these crises undermined the regime to such an extent that in the wake of the murder of his running mate, the defeated opposition presidential candidate Getúlio Vargas, supported by most of the military, successfully led the Revolution of 1930. Vargas and the military were supposed to assume power temporarily, but instead closed down Congress, extinguished the Constitution, ruled with emergency powers and replaced the states' governors with his own supporters.
In the 1930s, three attempts to remove Vargas and his supporters from power failed. The first was the Constitutionalist Revolution in 1932, led by the São Paulo's oligarchy. The second was a Communist uprising in November 1935, and the last one a putsch attempt by local fascists in May 1938. The 1935 uprising created a security crisis in which Congress transferred more power to the executive branch. The 1937 coup d'état resulted in the cancellation of the 1938 election and formalized Vargas as dictator, beginning the Estado Novo era. During this period, government brutality and censorship of the press increased.
During World War II, Brazil remained neutral until August 1942, when the country suffered retaliation by Nazi Germany and Fascist Italy in a strategic dispute over the South Atlantic, and, therefore, entered the war on the allied side. In addition to its participation in the battle of the Atlantic, Brazil also sent an expeditionary force to fight in the Italian campaign.
With the Allied victory in 1945 and the end of the fascist regimes in Europe, Vargas's position became unsustainable, and he was swiftly overthrown in another military coup, with democracy "reinstated" by the same army that had ended it 15 years earlier. Vargas committed suicide in August 1954 amid a political crisis, after having returned to power by election in 1950.
Contemporary era
Several brief interim governments followed Vargas's suicide. Juscelino Kubitschek became president in 1956 and assumed a conciliatory posture towards the political opposition that allowed him to govern without major crises. The economy and industrial sector grew remarkably, but his greatest achievement was the construction of the new capital city of Brasília, inaugurated in 1960. Kubitschek's successor, Jânio Quadros, resigned in 1961 less than a year after taking office. His vice-president, João Goulart, assumed the presidency, but aroused strong political opposition and was deposed in April 1964 by a coup that resulted in a military dictatorship.
The new regime was intended to be transitory but gradually closed in on itself and became a full dictatorship with the promulgation of the Fifth Institutional Act in 1968. Oppression was not limited to those who resorted to guerrilla tactics to fight the regime, but also reached institutional opponents, artists, journalists and other members of civil society, inside and outside the country through the infamous "Operation Condor". Like other brutal authoritarian regimes, due to an economic boom, known as the "economic miracle", the regime reached a peak in popularity in the early 1970s.
Slowly, however, the wear and tear of years of dictatorial power that had not slowed the repression, even after the defeat of the leftist guerrillas. The inability to deal with the economic crises of the period and popular pressure made an opening policy inevitable, which from the regime side was led by Generals Ernesto Geisel and Golbery do Couto e Silva. With the enactment of the Amnesty Law in 1979, Brazil began a slow return to democracy, which was completed during the 1980s.
Civilians returned to power in 1985 when José Sarney assumed the presidency. He became unpopular during his tenure through failure to control the economic crisis and hyperinflation he inherited from the military regime. Sarney's unsuccessful government led to the election in 1989 of the almost-unknown Fernando Collor, who was subsequently impeached by the National Congress in 1992. Collor was succeeded by his vice-president, Itamar Franco, who appointed Fernando Henrique Cardoso Minister of Finance. In 1994, Cardoso produced a highly successful Plano Real, that, after decades of failed economic plans made by previous governments attempting to curb hyperinflation, finally stabilized the Brazilian economy. Cardoso won the 1994 election, and again in 1998.
The peaceful transition of power from Cardoso to his main opposition leader, Luiz Inácio Lula da Silva (elected in 2002 and re-elected in 2006), was seen as proof that Brazil had achieved a long-sought political stability. However, sparked by indignation and frustrations accumulated over decades from corruption, police brutality, inefficiencies of the political establishment and public service, numerous peaceful protests erupted in Brazil from the middle of first term of Dilma Rousseff, who had succeeded Lula after winning election in 2010 and again in 2014 by narrow margins.
Rousseff was impeached by the Brazilian Congress in 2016, halfway into her second term, and replaced by her Vice-president Michel Temer, who assumed full presidential powers after Rousseff's impeachment was accepted on 31 August. Large street protests for and against her took place during the impeachment process. The charges against her were fueled by political and economic crises along with evidence of involvement with politicians from all the primary political parties. In 2017, the Supreme Court requested the investigation of 71 Brazilian lawmakers and nine ministers of President Michel Temer's cabinet who were allegedly linked to the Petrobras corruption scandal. President Temer himself was also accused of corruption. According to a 2018 poll, 62% of the population said that corruption was Brazil's biggest problem.
In the fiercely disputed 2018 elections, the controversial conservative candidate Jair Bolsonaro of the Social Liberal Party (PSL) was elected president, winning in the second round Fernando Haddad, of the Workers Party (PT), with the support of 55.13% of the valid votes. In the early 2020s, Brazil became one of the hardest hit countries during the COVID-19 pandemic, receiving the second-highest death toll worldwide after the United States. In May 2021, Luiz Inácio Lula da Silva stated that he would run for a third term in the 2022 Brazilian general election against Bolsonaro. On october 2022, Lula was in first place in first round, with 48.43% of the support from the electorate, and received 50.90% of the votes in the second round. On 8 January 2023, a week after Lula's inauguration, a mob of Bolsonaro's supporters attacked Brazil's federal government buildings in the capital, Brasília, after several weeks of unrest.
Geography
Brazil occupies a large area along the eastern coast of South America and includes much of the continent's interior, sharing land borders with Uruguay to the south; Argentina and Paraguay to the southwest; Bolivia and Peru to the west; Colombia to the northwest; and Venezuela, Guyana, Suriname and France (French overseas region of French Guiana) to the north. It shares a border with every South American country except Ecuador and Chile.
The brazilian territory also encompasses a number of oceanic archipelagos, such as Fernando de Noronha, Rocas Atoll, Saint Peter and Paul Rocks, and Trindade and Martim Vaz. Its size, relief, climate, and natural resources make Brazil geographically diverse. Including its Atlantic islands, Brazil lies between latitudes 6°N and 34°S, and longitudes 28° and 74°W.
Brazil is the fifth largest country in the world, and third largest in the Americas, with a total area of , including of water. North to South, Brazil is also the longest country in the world, spanning 4,395 km (2,731 mi) from north to south, and the only country in the world that has the equator and the Tropic of Capricorn running through it. It spans four time zones; from UTC−5 comprising the state of Acre and the westernmost portion of Amazonas, to UTC−4 in the western states, to UTC−3 in the eastern states (the national time) and UTC−2 in the Atlantic islands.
Climate
The climate of Brazil comprises a wide range of weather conditions across a large area and varied topography, but most of the country is tropical. According to the Köppen system, Brazil hosts six major climatic subtypes: desert, equatorial, tropical, semiarid, oceanic and subtropical. The different climatic conditions produce environments ranging from equatorial rainforests in the north and semiarid deserts in the northeast, to temperate coniferous forests in the south and tropical savannas in central Brazil. Many regions have starkly different microclimates.
An equatorial climate characterizes much of northern Brazil. There is no real dry season, but there are some variations in the period of the year when most rain falls. Temperatures average , with more significant temperature variation between night and day than between seasons. Over central Brazil rainfall is more seasonal, characteristic of a savanna climate. This region is as extensive as the Amazon basin but has a very different climate as it lies farther south at a higher altitude. In the interior northeast, seasonal rainfall is even more extreme. South of Bahia, near the coasts, and more southerly most of the state of São Paulo, the distribution of rainfall changes, with rain falling throughout the year. The south enjoys subtropical conditions, with cool winters and average annual temperatures not exceeding ; winter frosts and snowfall are not rare in the highest areas.
The semiarid climatic region generally receives less than of rain, most of which generally falls in a period of three to five months of the year and occasionally less than this, creating long periods of drought. Brazil's 1877–78 Grande Seca (Great Drought), the worst in Brazil's history, caused approximately half a million deaths. A similarly devastating drought occurred in 1915.
In 2020 the government of Brazil pledged to reduce its annual greenhouse gases emissions by 43% by 2030. It also set as indicative target of reaching carbon neutrality by 2060 if the country gets 10 billion dollars per year.
Topography and hydrography
Brazilian topography is also diverse and includes hills, mountains, plains, highlands, and scrublands. Much of the terrain lies between and in elevation. The main upland area occupies most of the southern half of the country. The northwestern parts of the plateau consist of broad, rolling terrain broken by low, rounded hills.
The southeastern section is more rugged, with a complex mass of ridges and mountain ranges reaching elevations of up to . These ranges include the Mantiqueira and Espinhaço mountains and the Serra do Mar. In the north, the Guiana Highlands form a major drainage divide, separating rivers that flow south into the Amazon Basin from rivers that empty into the Orinoco River system, in Venezuela, to the north. The highest point in Brazil is the Pico da Neblina at , and the lowest is the Atlantic Ocean.
Brazil has a dense and complex system of rivers, one of the world's most extensive, with eight major drainage basins, all of which drain into the Atlantic. Major rivers include the Amazon (the world's second-longest river and the largest in terms of volume of water), the Paraná and its major tributary the Iguaçu (which includes the Iguazu Falls), the Negro, São Francisco, Xingu, Madeira and Tapajós rivers.
Biodiversity and conservation
The wildlife of Brazil comprises all naturally occurring animals, plants, and fungi in the South American country. Home to 60% of the Amazon rainforest, which accounts for approximately one-tenth of all species in the world, Brazil is considered to have the greatest biodiversity of any country on the planet, containing over 70% of all animal and plant species catalogued. Brazil has the most known species of plants (55,000), freshwater fish (3,000), and mammals (over 689). It also ranks third on the list of countries with the most bird species (1,832) and second with the most reptile species (744). The number of fungal species is unknown but is large. Brazil is second only to Indonesia as the country with the most endemic species.
Brazil's large territory comprises different ecosystems, such as the Amazon rainforest, recognized as having the greatest biological diversity in the world, with the Atlantic Forest and the Cerrado, sustaining the greatest biodiversity. In the south, the Araucaria moist forests grow under temperate conditions. The rich wildlife of Brazil reflects the variety of natural habitats. Scientists estimate that the total number of plant and animal species in Brazil could approach four million, mostly invertebrates. Larger mammals include carnivores pumas, jaguars, ocelots, rare bush dogs, and foxes, and herbivores peccaries, tapirs, anteaters, sloths, opossums, and armadillos. Deer are plentiful in the south, and many species of New World monkeys are found in the northern rain forests.
More than one-fifth of the Amazon rainforest in Brazil has been completely destroyed, and more than 70 mammals are endangered. The threat of extinction comes from several sources, including deforestation and poaching. Extinction is even more problematic in the Atlantic Forest, where nearly 93% of the forest has been cleared. Of the 202 endangered animals in Brazil, 171 are in the Atlantic Forest. The Amazon rainforest has been under direct threat of deforestation since the 1970s because of rapid economic and demographic expansion. Extensive legal and illegal logging destroy forests the size of a small country per year, and with it a diverse series of species through habitat destruction and habitat fragmentation. Since 1970, over of the Amazon rainforest have been cleared by logging.
In 2017, preserved native vegetation occupies 61% of the Brazilian territory. Agriculture occupied only 8% of the national territory and pastures 19.7%. In terms of comparison, in 2019, although 43% of the entire European continent has forests, only 3% of the total forest area in Europe is of native forest. Brazil has a strong interest in conservation as its agriculture sector directly depends on its forests.
Government and politics
The form of government is a democratic federative republic, with a presidential system. The president is both head of state and head of government of the Union and is elected for a four-year term, with the possibility of re-election for a second successive term. The current president is Luiz Inácio Lula da Silva. The President appoints the Ministers of State, who assist in government.
Legislative houses in each political entity are the main source of law in Brazil. The National Congress is the Federation's bicameral legislature, consisting of the Chamber of Deputies and the Federal Senate. Judiciary authorities exercise jurisdictional duties almost exclusively. In 2021, the Economist Intelligence Unit's Democracy Index categorized Brazil as a "flawed democracy", ranking 46th in the report, and Freedom House classified it as a free country at Freedom in the World report.
The political-administrative organization of the Federative Republic of Brazil comprises the Union, the states, the Federal District, and the municipalities. The Union, the states, the Federal District, and the municipalities, are the "spheres of government". The federation is set on five fundamental principles: sovereignty, citizenship, dignity of human beings, the social values of labor and freedom of enterprise, and political pluralism.
The classic tripartite branches of government (executive, legislative and judicial under a checks and balances system) are formally established by the Constitution. The executive and legislative are organized independently in all three spheres of government, while the judiciary is organized only at the federal and state and Federal District spheres. All members of the executive and legislative branches are directly elected.
For most of its democratic history, Brazil has had a multi-party system, with proportional representation. Voting is compulsory for the literate between 18 and 70 years old and optional for illiterates and those between 16 and 18 or beyond 70. The country has more than 40 active political parties. Fifteen political parties are represented in Congress. It is common for politicians to switch parties, and thus the proportion of congressional seats held by particular parties changes regularly.
Law
Brazilian law is based on the civil law legal system and civil law concepts prevail over common law practice. Most of Brazilian law is codified, although non-codified statutes also represent a substantial part, playing a complementary role. Court decisions set out interpretive guidelines; however, they are seldom binding on other specific cases. Doctrinal works and the works of academic jurists have strong influence in law creation and in law cases. Judges and other judicial officials are appointed after passing entry exams.
The legal system is based on the Federal Constitution, promulgated on 5 October 1988, and the fundamental law of Brazil. All other legislation and court decisions must conform to its rules. , there have been 124 amendments. The highest court is the Supreme Federal Court. States have their own constitutions, which must not contradict the Federal Constitution. Municipalities and the Federal District have "organic laws" (), which act in a similar way to constitutions. Legislative entities are the main source of statutes, although in certain matters judiciary and executive bodies may enact legal norms. Jurisdiction is administered by the judiciary entities, although in rare situations the Federal Constitution allows the Federal Senate to pass on legal judgments. There are also specialized military, labor, and electoral courts.
Military
The armed forces of Brazil are the largest in Latin America by active personnel and the largest in terms of military equipment. The country was considered the 9th largest military power on the planet in 2021. It consists of the Brazilian Army (including the Army Aviation Command), the Brazilian Navy (including the Marine Corps and Naval Aviation), and the Brazilian Air Force. Brazil's conscription policy gives it one of the world's largest military forces, estimated at more than 1.6 million reservists annually.
Numbering close to 236,000 active personnel, the Brazilian Army has the largest number of armored vehicles in South America, including armored transports and tanks. The states' Military Police and the Military Firefighters Corps are described as an ancillary forces of the Army by the constitution, but are under the control of each state's governor.
Brazil's navy once operated some of the most powerful warships in the world with the two dreadnoughts, sparking a naval arms race between Argentina, Brazil, and Chile. Today, it is a green water force and has a group of specialized elite in retaking ships and naval facilities, GRUMEC, unit specially trained to protect Brazilian oil platforms along its coast. , it is the only navy in Latin America that operates an helicopter carrier, NAM Atlântico, and one of twelve navies in the world to operate or have one under construction.
The Air Force is the largest in Latin America and has about 700 crewed aircraft in service and effective about 67,000 personnel.
Foreign policy
Brazil's international relations are based on Article 4 of the Federal Constitution, which establishes non-intervention, self-determination, international cooperation and the peaceful settlement of conflicts as the guiding principles of Brazil's relationship with other countries and multilateral organizations. According to the Constitution, the President has ultimate authority over foreign policy, while the Congress is tasked with reviewing and considering all diplomatic nominations and international treaties, as well as legislation relating to Brazilian foreign policy.
Brazil's foreign policy is a by-product of the country's position as a regional power in Latin America, a leader among developing countries, and an emerging world power. Brazilian foreign policy has generally been based on the principles of multilateralism, peaceful dispute settlement, and non-intervention in the affairs of other countries. Brazil is a founding member state of the Community of Portuguese Language Countries (CPLP), also known as the Lusophone Commonwealth, an international organization and political association of Lusophone nations.
An increasingly well-developed tool of Brazil's foreign policy is providing aid as a donor to other developing countries. Brazil does not just use its growing economic strength to provide financial aid, but it also provides high levels of expertise and most importantly of all, a quiet non-confrontational diplomacy to improve governance levels. Total aid is estimated to be around $1 billion per year, which includes. In addition, Brazil already managed a peacekeeping mission in Haiti ($350 million) and makes in-kind contributions to the World Food Programme ($300 million). This is in addition to humanitarian assistance and contributions to multilateral development agencies. The scale of this aid places it on par with China and India. The Brazilian South-South aid has been described as a "global model in waiting".
Law enforcement and crime
In Brazil, the Constitution establishes six different police agencies for law enforcement: Federal Police Department, Federal Highway Police, Federal Railroad Police, Federal, District and State Penal Police (included by the Constitutional Amendment No. 104, of 2019), Military Police and Civil Police. Of these, the first three are affiliated with federal authorities, the last two are subordinate to state governments and the Penal Police can be subordinated to the federal or state/district government. All police forces are the responsibility of the executive branch of any of the federal or state powers. The National Public Security Force also can act in public disorder situations arising anywhere in the country.
The country still has above-average levels of violent crime and particularly high levels of gun violence and homicide. In 2012, the World Health Organization (WHO) estimated the number of 32 deaths per 100,000 inhabitants, one of the highest rates of homicide of the world. The number considered tolerable by the WHO is about 10 homicides per 100,000 inhabitants. In 2018, Brazil had a record 63,880 murders. However, there are differences between the crime rates in the Brazilian states. While in São Paulo the homicide rate registered in 2013 was 10.8 deaths per 100,000 inhabitants, in Alagoas it was 64.7 homicides per 100,000 inhabitants.
Brazil also has high levels of incarceration and the third largest prison population in the world (behind only China and the United States), with an estimated total of approximately 700,000 prisoners around the country (June 2014), an increase of about 300% compared to the index registered in 1992. The high number of prisoners eventually overloaded the Brazilian prison system, leading to a shortfall of about 200,000 accommodations.
Human rights
LGBT rights are generally supported within Brazil, and same-sex marriage has been fully recognised since 2013. However, police violence and gender-based discrimination remain prevalent throughout the nation. Brazil has one of the highest Gini coefficient rankings in Latin America.
Political subdivisions
Brazil is a federation composed of 26 states, one federal district, and the 5,570 municipalities. States have autonomous administrations, collect their own taxes and receive a share of taxes collected by the Federal government. They have a governor and a unicameral legislative body elected directly by their voters. They also have independent Courts of Law for common justice. Despite this, states have much less autonomy to create their own laws than in other federal states such as the United States. For example, criminal and civil laws can be voted by only the federal bicameral Congress and are uniform throughout the country.
The states and the federal district are grouped into regions: Northern, Northeast, Central-West, Southeast and Southern. The Brazilian regions are merely geographical, not political or administrative divisions, and they do not have any specific form of government. Although defined by law, Brazilian regions serve mainly statistical purposes, and also to define the distribution of federal funds in development projects.
Municipalities, as the states, have autonomous administrations, collect their own taxes and receive a share of taxes collected by the federal and state government. Each has an elected mayor and legislative body, but no separate Court of Law. Indeed, a Court of Law organized by the state can encompass many municipalities in a single justice administrative division called comarca (county).
Brazil's constitution also provides for the creation of federal territories, which are administrative divisions directly controlled by the federal government. However, there are currently no federal territories in the country, as the 1988 Constitution abolished the last three: Amapá and Roraima (which gained statehood status) and Fernando de Noronha, which became a state district of Pernambuco.
Economy
Brazil's upper-middle income mixed market economy is rich in natural resources. It has the largest national economy in Latin America, the tenth-largest economy in the world by nominal GDP, and the ninth-largest by PPP. After rapid growth in preceding decades, the country entered an ongoing recession in 2014 amid a political corruption scandal and nationwide protests. A developing country, Brazil has a labor force of roughly 100 million, which is the world's fifth-largest; with a high unemployment rate of 14.4% . Its foreign exchange reserves are the tenth-highest in the world. The B3 in São Paulo is the largest stock exchange of Latin America by market capitalization. In regards to poverty, about 1.9% of the total population lives at $2.15 a day, while about 19% live at $6.85 a day. Brazil's economy suffers from endemic corruption and high income inequality. The Brazilian real is the national currency.
Brazil's diversified economy includes agriculture, industry, and a wide range of services. The large service sector accounts for about 72.7% of total GDP, followed by the industrial sector (20.7%), while the agriculture sector is by far the smallest, making up 6.6% of total GDP.
Brazil is one of the largest producers of various agricultural commodities, and also has a large cooperative sector that provides 50% of the food in the country. It has been the world's largest producer of coffee for the last 150 years. Brazil is the world's largest producer of sugarcane, soy, coffee and orange; is one of the top 5 producers of maize, cotton, lemon, tobacco, pineapple, banana, beans, coconut, watermelon and papaya; and is one of the top 10 world producers of cocoa, cashew, mango, rice, tomato, sorghum, tangerine, avocado, persimmon, and guava, among others. Regarding livestock, it is one of the 5 largest producers of chicken meat, beef, pork and cow's milk in the world. In the mining sector, Brazil is among the largest producers of iron ore, copper, gold, bauxite, manganese, tin, niobium, and nickel. In terms of precious stones, Brazil is the world's largest producer of amethyst, topaz, agate and one of the main producers of tourmaline, emerald, aquamarine, garnet and opal. The country is a major exporter of soy, iron ore, pulp (cellulose), maize, beef, chicken meat, soybean meal, sugar, coffee, tobacco, cotton, orange juice, footwear, airplanes, cars, vehicle parts, gold, ethanol, semi-finished iron, among other products.
Brazil is the world's 24th-largest exporter and 26th-largest importer . China is its largest trading partner, accounting for 32% of the total trade. Other large trading partners include the United States, Argentina, the Netherlands and Canada. Its automotive industry is the eighth-largest in the world. In the food industry, Brazil was the second-largest exporter of processed foods in the world in 2019. The country was the second-largest producer of pulp in the world and the eighth-largest producer of paper in 2016. In the footwear industry, Brazil was the fourth-largest producer in 2019. It was also the ninth-largest producer of steel in the world. In 2018, the chemical industry of Brazil was the eighth-largest in the world. Although, it was among the five largest world producers in 2013, Brazil's textile industry is very little integrated into world trade.
The tertiary sector (trade and services) represented 75.8% of the country's GDP in 2018, according to the IBGE. The service sector was responsible for 60% of GDP and trade for 13%. It covers a wide range of activities: commerce, accommodation and catering, transport, communications, financial services, real estate activities and services provided to businesses, public administration (urban cleaning, sanitation, etc.) and other services such as education, social and health services, research and development, sports activities, etc., since it consists of activities complementary to other sectors. Micro and small businesses represent 30% of the country's GDP. In the commercial sector, for example, they represent 53% of the GDP within the activities of the sector.
Tourism
Tourism in Brazil is a growing sector and key to the economy of several regions of the country. The country had 6.36 million visitors in 2015, ranking in terms of the international tourist arrivals as the main destination in South America and second in Latin America after Mexico. Revenues from international tourists reached billion in 2010, showing a recovery from the 2008–2009 economic crisis. Historical records of 5.4 million visitors and billion in receipts were reached in 2011. In the list of world tourist destinations, in 2018, Brazil was the 48th most visited country, with 6.6 million tourists (and revenues of 5.9 billion dollars).
Natural areas are its most popular tourism product, a combination of ecotourism with leisure and recreation, mainly sun and beach, and adventure travel, as well as cultural tourism. Among the most popular destinations are the Amazon Rainforest, beaches and dunes in the Northeast Region, the Pantanal in the Center-West Region, beaches at Rio de Janeiro and Santa Catarina, cultural tourism in Minas Gerais and business trips to São Paulo.
In terms of the 2015 Travel and Tourism Competitiveness Index (TTCI), which is a measurement of the factors that make it attractive to develop business in the travel and tourism industry of individual countries, Brazil ranked in the 28th place at the world's level, third in the Americas, after Canada and United States.
Domestic tourism is a key market segment for the tourism industry in Brazil. In 2005, 51 million Brazilian nationals made ten times more trips than foreign tourists and spent five times more money than their international counterparts. The main destination states in 2005 were São Paulo (27.7%), Minas Gerais (10.8%), Rio de Janeiro (8.4%), Bahia (7.4%), and Santa Catarina (7.2%). The top three states by trip origin were São Paulo (35.7%), Minas Gerais (13.6%). In terms of tourism revenues, the top earners by state were São Paulo (16.4%) and Bahia (11.7%). For 2005, the three main trip purposes were visiting friends and family (53.1%), sun and beach (40.8%), and cultural tourism (12.5%).
Science and technology
Technological research in Brazil is largely carried out in public universities and research institutes, with the majority of funding for basic research coming from various government agencies. Brazil's most esteemed technological hubs are the Oswaldo Cruz Institute, the Butantan Institute, the Air Force's Aerospace Technical Center, the Brazilian Agricultural Research Corporation and the National Institute for Space Research.
The Brazilian Space Agency has the most advanced space program in Latin America, with significant resources to launch vehicles, and manufacture of satellites. Owner of relative technological sophistication, the country develops submarines, aircraft, as well as being involved in space research, having a Vehicle Launch Center Light and being the only country in the Southern Hemisphere the integrate team building International Space Station (ISS).
The country is also a pioneer in the search for oil in deep water, from where it extracts 73% of its reserves.
Uranium is enriched at the Resende Nuclear Fuel Factory, mostly for research purposes (as Brazil obtains 88% of its electricity from hydroelectricity) and the country's first nuclear submarine is expected to be launched in 2029.
Brazil is one of the three countries in Latin America with an operational Synchrotron Laboratory, a research facility on physics, chemistry, material science and life sciences, and Brazil is the only Latin American country to have a semiconductor company with its own fabrication plant, the CEITEC. According to the Global Information Technology Report 2009–2010 of the World Economic Forum, Brazil is the world's 61st largest developer of information technology. Brazil was ranked 49th in the Global Innovation Index in 2023, up from 66th in 2019.
Among the most renowned Brazilian inventors are priests Bartolomeu de Gusmão, Landell de Moura and Francisco João de Azevedo, besides Alberto Santos-Dumont, Evaristo Conrado Engelberg, Manuel Dias de Abreu, Andreas Pavel and Nélio José Nicolai. Brazilian science is represented by the likes of César Lattes (Brazilian physicist Pathfinder of Pi Meson), Mário Schenberg (considered the greatest theoretical physicist of Brazil), José Leite Lopes (only Brazilian physicist holder of the UNESCO Science Prize), Artur Ávila (the first Latin American winner of the Fields Medal) and Fritz Müller (pioneer in factual support of the theory of evolution by Charles Darwin).
Energy
Brazil is the world's ninth largest energy consumer. Much of its energy comes from renewable sources, particularly hydroelectricity and ethanol; the Itaipu Dam is the world's largest hydroelectric plant by energy generation, and the country has other large plants like Belo Monte and Tucuruí. The first car with an ethanol engine was produced in 1978 and the first airplane engine running on ethanol in 2005.
At the end of 2021 Brazil was the 2nd country in the world in terms of installed hydroelectric power (109.4 GW) and biomass (15.8 GW), the 7th country in the world in terms of installed wind power (21.1 GW) and the 14th country in the world in terms of installed solar power (13.0 GW) – on track to also become one of the top 10 in the world in solar energy. At the end of 2021, Brazil was the 4th largest producer of wind energy in the world (72 TWh), behind only China, the United States and Germany, and the 11th largest producer of solar energy in the world (16.8 TWh).
The main characteristic of the Brazilian energy matrix is that it is much more renewable than that of the world. While in 2019 the world matrix was only 14% made up of renewable energy, Brazil's was at 45%. Petroleum and oil products made up 34.3% of the matrix; sugar cane derivatives, 18%; hydraulic energy, 12.4%; natural gas, 12.2%; firewood and charcoal, 8.8%; varied renewable energies, 7%; mineral coal, 5.3%; nuclear, 1.4%, and other non-renewable energies, 0.6%.
In the electric energy matrix, the difference between Brazil and the world is even greater: while the world only had 25% of renewable electric energy in 2019, Brazil had 83%. The Brazilian electric matrix was composed of: hydraulic energy, 64.9%; biomass, 8.4%; wind energy, 8.6%; solar energy, 1%; natural gas, 9.3%; oil products, 2%; nuclear, 2.5%; coal and derivatives, 3.3%.
Brazil has the largest electricity sector in Latin America.
Its capacity at the end of 2021 was 181,532 MW.
As for oil, the Brazilian government has embarked on a program over the decades to reduce dependence on imported oil, which previously accounted for more than 70% of the country's oil needs. Brazil became self-sufficient in oil in 2006–2007. In 2021, the country closed the year as the 7th oil producer in the world, with an average of close to three million barrels per day, becoming an exporter of the product.
Transportation
Brazilian roads are the primary carriers of freight and passenger traffic. The road system totaled in 2019. The total of paved roads increased from in 1967 to in 2018.
Brazil's railway system has been declining since 1945, when emphasis shifted to highway construction. The country's total railway track length was in 2015, as compared with in 1970, making it the ninth largest network in the world. Most of the railway system belonged to the Federal Railroad Network Corporation (RFFSA), which was privatized in 2007. The São Paulo Metro was the first underground transit system in Brazil, which began operating on 14 September 1974.
There are about 2,500 airports in Brazil, including landing fields: the second largest number in the world, after the United States. São Paulo–Guarulhos International Airport, near São Paulo, is the largest and busiest airport with nearly 20 million passengers annually, while handling the vast majority of commercial traffic for the country.
For freight transport waterways are of importance, e.g. the industrial zones of Manaus can be reached only by means of the Solimões–Amazonas waterway ( in length, with a minimum depth of ). The country also has of waterways. Coastal shipping links widely separated parts of the country. Bolivia and Paraguay have been given free ports at Santos. Of the 36 deep-water ports, Santos, Itajaí, Rio Grande, Paranaguá, Rio de Janeiro, Sepetiba, Vitória, Suape, Manaus, and São Francisco do Sul are the most important. Bulk carriers have to wait up to 18 days before being serviced, container ships 36.3 hours on average.
Demographics
The population of Brazil, as recorded by the 2008 PNAD, was approximately 190 million (), with a ratio of men to women of 0.95:1 and 83.75% of the population defined as urban. The population is heavily concentrated in the Southeastern (79.8 million inhabitants) and Northeastern (53.5 million inhabitants) regions, while the two most extensive regions, the Center-West and the North, which together make up 64.12% of the Brazilian territory, have a total of only 29.1 million inhabitants.
The first census in Brazil was carried out in 1872 and recorded a population of 9,930,478. From 1880 to 1930, 4 million Europeans arrived. Brazil's population increased significantly between 1940 and 1970, because of a decline in the mortality rate, even though the birth rate underwent a slight decline. In the 1940s the annual population growth rate was 2.4%, rising to 3.0% in the 1950s and remaining at 2.9% in the 1960s, as life expectancy rose from 44 to 54 years and to 72.6 years in 2007.
It has been steadily falling since the 1960s, from 3.04% per year between 1950 and 1960 to 1.05% in 2008 and is expected to fall to a negative value of –0.29% by 2050 thus completing the demographic transition.
In 2008, the illiteracy rate was 11.48%.
Race and ethnicity
According to the National Research by Household Sample (PNAD) of 2022, 45.3% of the population (about 91 million) described themselves as Pardo, 43.8% (about 88 million) as White, 10.6% (about 21 million) as Black, 1.1% (about 2 million) as East Asian (officially called yellow or amarela) and 0.8% (about 1 million) as Amerindian (officially called indígena, Indigenous), while 0.07% (about 130 thousand) did not declare their race.
Since the arrival of the Portuguese in 1500, considerable genetic mixing between Amerindians, Europeans, and Africans has taken place in all regions of the country (with European ancestry being dominant nationwide according to the vast majority of all autosomal studies undertaken covering the entire population, accounting for between 65% and 77%). From the 19th century, Brazil opened its borders to immigration. About five million people from over 60 countries migrated to Brazil between 1808 and 1972, most of them of Portuguese, Italian, Spanish, German, Ukrainian, Polish, Jewish, Armenian, Russian, Chinese, Japanese, and Arab origin. Brazil has the second largest Jewish community in Latin America making up 0.06% of its population. Brazil also has the largest Arab (or Arab ancestry) community in the world outside the Arab world, with 15–20 million people.
Brazilian society is more markedly divided by social class lines, although a high income disparity is found between race groups, so racism and classism often overlap. The brown population (officially called pardo in Portuguese, also colloquially moreno) is a broad category that includes caboclos (assimilated Amerindians in general, and descendants of Whites and Natives), mulatos (descendants of primarily Whites and Afro-Brazilians) and cafuzos (descendants of Afro-Brazilians and Natives). Higher percents of Blacks, mulattoes and tri-racials can be found in the eastern coast of the Northeastern region from Bahia to Paraíba and also in northern Maranhão, southern Minas Gerais and in eastern Rio de Janeiro.
People of considerable Amerindian ancestry form the majority of the population in the Northern, Northeastern and Center-Western regions. In 2007, the National Indian Foundation estimated that Brazil has 67 different uncontacted tribes, up from their estimate of 40 in 2005. Brazil is believed to have the largest number of uncontacted peoples in the world.
Religion
Christianity is the country's predominant faith, with Roman Catholicism being its largest denomination. Brazil has the world's largest Catholic population. According to the 2010 Demographic Census (the PNAD survey does not inquire about religion), 64.63% of the population followed Roman Catholicism; 22.2% Protestantism; 2.0% Kardecist spiritism; 3.2% other religions, undeclared or undetermined; while 8.0% had no religion.
Religion in Brazil was formed from the meeting of the Catholic Church with the religious traditions of enslaved African peoples and indigenous peoples. This confluence of faiths during the Portuguese colonization of Brazil led to the development of a diverse array of syncretistic practices within the overarching umbrella of Brazilian Catholic Church, characterized by traditional Portuguese festivities,
Religious pluralism increased during the 20th century, and the Protestant community has grown to include over 22% of the population. The most common Protestant denominations are Evangelical Pentecostal ones. Other Protestant branches with a notable presence in the country include the Baptists, Seventh-day Adventists, Lutherans and the Reformed tradition.
In recent decades, Protestantism, particularly in forms of Pentecostalism and Evangelicalism, has spread in Brazil, while the proportion of Catholics has dropped significantly. After Protestantism, individuals professing no religion are also a significant group, exceeding 8% of the population as of the 2010 census. The cities of Boa Vista, Salvador, and Porto Velho have the greatest proportion of Irreligious residents in Brazil. Teresina, Fortaleza, and Florianópolis were the most Roman Catholic in the country. Greater Rio de Janeiro, not including the city proper, is the most irreligious and least Roman Catholic Brazilian periphery, while Greater Porto Alegre and Greater Fortaleza are on the opposite sides of the lists, respectively.
In October 2009, the Brazilian Senate approved and enacted by the President of Brazil in February 2010, an agreement with the Vatican, in which the Legal Statute of the Catholic Church in Brazil is recognized.
Health
The Brazilian public health system, the Unified Health System (Sistema Único de Saúde – SUS), is managed and provided by all levels of government, being the largest system of this type in the world. On the other hand, private healthcare systems play a complementary role.
Public health services are universal and offered to all citizens of the country for free. However, the construction and maintenance of health centers and hospitals are financed by taxes, and the country spends about 9% of its GDP on expenditures in the area. In 2012, Brazil had 1.85 doctors and 2.3 hospital beds for every 1,000 inhabitants.
Despite all the progress made since the creation of the universal health care system in 1988, there are still several public health problems in Brazil. In 2006, the main points to be solved were the high infant (2.51%) and maternal mortality rates (73.1 deaths per 1000 births).
The number of deaths from noncommunicable diseases, such as cardiovascular diseases (151.7 deaths per 100,000 inhabitants) and cancer (72.7 deaths per 100,000 inhabitants), also has a considerable impact on the health of the Brazilian population. Finally, external but preventable factors such as car accidents, violence and suicide caused 14.9% of all deaths in the country. The Brazilian health system was ranked 125th among the 191 countries evaluated by the World Health Organization (WHO) in 2000.
Education
The Federal Constitution and the Law of Guidelines and Bases of National Education determine that the Union, the states, the Federal District, and the municipalities must manage and organize their respective education systems. Each of these public educational systems is responsible for its own maintenance, which manages funds as well as the mechanisms and funding sources. The constitution reserves 25% of the state budget and 18% of federal taxes and municipal taxes for education.
According to the IBGE, in 2019, the literacy rate of the population was 93.4%, meaning that 11.3 million (6.6% of population) people are still illiterate in the country, with some states like Rio de Janeiro and Santa Catarina reaching around 97% of literacy rate; functional illiteracy has reached 21.6% of the population. Illiteracy is higher in the Northeast, where 13.87% of the population is illiterate, while the South, has 3.3% of its population illiterate.
Brazil's private institutions tend to be more exclusive and offer better quality education, so many high-income families send their children there. The result is a segregated educational system that reflects extreme income disparities and reinforces social inequality. However, efforts to change this are making impacts.
The University of São Paulo is the second best university in Latin America, according to recent 2019 QS World University Rankings. Of the top 20 Latin American universities, eight are Brazilian. Most of them are public.
Attending an institution of higher education is required by Law of Guidelines and Bases of Education. Kindergarten, elementary and medium education are required of all students.
Language
The official language of Brazil is Portuguese (Article 13 of the Constitution of the Federal Republic of Brazil), which almost all of the population speaks and is virtually the only language used in newspapers, radio, television, and for business and administrative purposes. Brazil is the only Portuguese-speaking nation in the Americas, making the language an important part of Brazilian national identity and giving it a national culture distinct from those of its Spanish-speaking neighbors.
Brazilian Portuguese has had its own development, mostly similar to 16th-century Central and Southern dialects of European Portuguese (despite a very substantial number of Portuguese colonial settlers, and more recent immigrants, coming from Northern regions, and in minor degree Portuguese Macaronesia), with a few influences from the Amerindian and African languages, especially West African and Bantu restricted to the vocabulary only. As a result, the language is somewhat different, mostly in phonology, from the language of Portugal and other Portuguese-speaking countries (the dialects of the other countries, partly because of the more recent end of Portuguese colonialism in these regions, have a closer connection to contemporary European Portuguese). These differences are comparable to those between American and British English.
The 2002 sign language law requires government authorities and public agencies to accept and provide information in Língua Brasileira dos Sinais or "LIBRAS", the Brazilian Sign Language, while a 2005 presidential edict extends this to require teaching of the language as a part of the education and speech and language pathology curricula. LIBRAS teachers, instructors and translators are recognized professionals. Schools and health services must provide access ("inclusion") to deaf people.
Minority languages are spoken throughout the nation. One hundred and eighty Amerindian languages are spoken in remote areas and a significant number of other languages are spoken by immigrants and their descendants. In the municipality of São Gabriel da Cachoeira, Nheengatu (a currently endangered South American creole language – or an 'anti-creole', according to some linguists – with mostly Indigenous Brazilian languages lexicon and Portuguese-based grammar that, together with its southern relative língua geral paulista, once was a major lingua franca in Brazil, being replaced by Portuguese only after governmental prohibition led by major political changes), Baniwa and Tucano languages had been granted co-official status with Portuguese.
There are significant communities of German (mostly the Brazilian Hunsrückisch, a High German language dialect) and Italian (mostly the Talian, a Venetian dialect) origins in the Southern and Southeastern regions, whose ancestors' native languages were carried along to Brazil, and which, still alive there, are influenced by the Portuguese language. Talian is officially a historic patrimony of Rio Grande do Sul, and two German dialects possess co-official status in a few municipalities. Italian is also recognized as ethnic language in the Santa Teresa microregion and Vila Velha (Espirito Santo state), and is taught as mandatory second language at school.
Urbanization
According to IBGE (Brazilian Institute of Geography and Statistics) urban areas already concentrate 84.35% of the population, while the Southeast region remains the most populated one, with over 80 million inhabitants.
The largest urban agglomerations in Brazil are São Paulo, Rio de Janeiro, and Belo Horizonte – all in the Southeastern Region – with 21.1, 12.3, and 5.1 million inhabitants respectively. The majority of state capitals are the largest cities in their states, except for Vitória, the capital of Espírito Santo, and Florianópolis, the capital of Santa Catarina.
Culture
The core culture of Brazil is derived from Portuguese culture, because of its strong colonial ties with the Portuguese Empire. Among other influences, the Portuguese introduced the Portuguese language, Roman Catholicism and colonial architectural styles. The culture was also strongly influenced by African, indigenous and non-Portuguese European cultures and traditions.
Some aspects of Brazilian culture were influenced by the contributions of Italian, German and other European as well as Japanese, Jewish and Arab immigrants who arrived in large numbers in the South and Southeast of Brazil during the 19th and 20th centuries. The indigenous Amerindians influenced Brazil's language and cuisine; and the Africans influenced language, cuisine, music, dance and religion.
Brazilian art has developed since the 16th century into different styles that range from Baroque (the dominant style in Brazil until the early 19th century) to Romanticism, Modernism, Expressionism, Cubism, Surrealism and Abstractionism. Brazilian cinema dates back to the birth of the medium in the late 19th century and has gained a new level of international acclaim since the 1960s.
Architecture
The architecture of Brazil is influenced by Europe, especially Portugal. It has a history that goes back 500 years to the time when Pedro Álvares Cabral landed in Brazil in 1500. Portuguese colonial architecture was the first wave of architecture to go to Brazil. It is the basis for all Brazilian architecture of later centuries. In the 19th century during the time of the Empire of Brazil, the country followed European trends and adopted Neoclassical and Gothic Revival architecture. Then in the 20th century especially in Brasilia, Brazil experimented with Modernist architecture.
The colonial architecture of Brazil dates to the early 16th century when Brazil was first explored, conquered and settled by the Portuguese. The Portuguese built architecture familiar to them in Europe in their aim to colonize Brazil. They built Portuguese colonial architecture which included churches, civic architecture including houses and forts in Brazilian cities and the countryside.
During 19th century, Brazilian architecture saw the introduction of more European styles to Brazil such as Neoclassical and Gothic Revival architecture. This was usually mixed with Brazilian influences from their own heritage which produced a unique form of Brazilian architecture.
In the 1950s, the modernist architecture was introduced when Brasilia was built as new federal capital in the interior of Brazil to help develop the interior. The architect Oscar Niemeyer idealized and built government buildings, churches and civic buildings in the modernist style.
Music
The music of Brazil was formed mainly from the fusion of European, Native Indigenous, and African elements. Until the nineteenth century, Portugal was the gateway to most of the influences that built Brazilian music, although many of these elements were not of Portuguese origin, but generally European. The first was José Maurício Nunes Garcia, author of sacred pieces with influence of Viennese classicism. The major contribution of the African element was the rhythmic diversity and some dances and instruments that had a bigger role in the development of popular music and folk, flourishing especially in the twentieth century.
Popular music since the late eighteenth century began to show signs of forming a characteristically Brazilian sound, with samba considered the most typical and on the UNESCO cultural heritage list. Maracatu and Afoxê are two music traditions that have been popularized by their appearance in the annual Brazilian Carnivals. Capoeira is usually played with its own music referred to as capoeira music, which is usually considered to be a call-and-response type of folk music. Forró is a type of folk music prominent during the Festa Junina in northeastern Brazil. Jack A. Draper III, a professor of Portuguese at the University of Missouri, argues that Forró was used as a way to subdue feelings of nostalgia for a rural lifestyle.
Choro is a very popular music instrumental style. Its origins are in 19th-century Rio de Janeiro. In spite of the name, the style often has a fast and happy rhythm, characterized by virtuosity, improvisation, subtle modulations and full of syncopation and counterpoint. Bossa nova is also a well-known style of Brazilian music developed and popularized in the 1950s and 1960s. The phrase "bossa nova" means literally "new trend". A lyrical fusion of samba and jazz, bossa nova acquired a large following starting in the 1960s.
Literature
Brazilian literature dates back to the 16th century, to the writings of the first Portuguese explorers in Brazil, such as Pêro Vaz de Caminha, filled with descriptions of fauna, flora and commentary about the indigenous population that fascinated European readers.
Brazil produced significant works in Romanticism – novelists like Joaquim Manuel de Macedo and José de Alencar wrote novels about love and pain. Alencar, in his long career, also treated indigenous people as heroes in the Indigenist novels O Guaraní, Iracema and Ubirajara. Machado de Assis, one of his contemporaries, wrote in virtually all genres and continues to gain international prestige from critics worldwide.
Brazilian Modernism, evidenced by the Modern Art Week in 1922, was concerned with a nationalist avant-garde literature, while Post-Modernism brought a generation of distinct poets like João Cabral de Melo Neto, Carlos Drummond de Andrade, Vinicius de Moraes, Cora Coralina, Graciliano Ramos, Cecília Meireles, and internationally known writers dealing with universal and regional subjects like Jorge Amado, João Guimarães Rosa, Clarice Lispector and Manuel Bandeira.
Brazil's most significant literary award is the Camões Prize, which it shares with the rest of the Portuguese-speaking world. As of 2016, Brazil has eleven recipients of the prize. Brazil also holds its own literary academy, the Brazilian Academy of Letters, a non-profit cultural organization pointed in perpetuating the care of the national language and literature.
Cuisine
Brazilian cuisine varies greatly by region, reflecting the country's varying mix of indigenous and immigrant populations. This has created a national cuisine marked by the preservation of regional differences. Examples are Feijoada, considered the country's national dish; and regional foods such as beiju, feijão tropeiro, vatapá, moqueca, polenta (from Italian cuisine) and acarajé (from African cuisine).
The national beverage is coffee and cachaça is Brazil's native liquor. Cachaça is distilled from sugar cane and is the main ingredient in the national cocktail, Caipirinha.
A typical meal consists mostly of rice and beans with beef, salad, french fries and a fried egg. Often, it is mixed with cassava flour (farofa). Fried potatoes, fried cassava, fried banana, fried meat and fried cheese are very often eaten in lunch and served in most typical restaurants. Popular snacks are pastel (a fried pastry); coxinha (a variation of chicken croquete); pão de queijo (cheese bread and cassava flour / tapioca); pamonha (corn and milk paste); esfirra (a variation of Lebanese pastry); kibbeh (from Arabic cuisine); empanada (pastry) and empada, little salt pies filled with shrimps or heart of palm.
Brazil has a variety of desserts such as brigadeiros (chocolate fudge balls), bolo de rolo (roll cake with goiabada), cocada (a coconut sweet), beijinhos (coconut truffles and clove) and Romeu e Julieta (cheese with goiabada). Peanuts are used to make paçoca, rapadura and pé-de-moleque. Local common fruits like açaí, cupuaçu, mango, papaya, cocoa, cashew, guava, orange, lime, passionfruit, pineapple, and hog plum are turned in juices and used to make chocolates, ice pops and ice cream.
Cinema
The Brazilian film industry began in the late 19th century, during the early days of the Belle Époque. While there were national film productions during the early 20th century, American films such as Rio the Magnificent were made in Rio de Janeiro to promote tourism in the city. The films Limite (1931) and Ganga Bruta (1933), the latter being produced by Adhemar Gonzaga through the prolific studio Cinédia, were poorly received at release and failed at the box office, but are acclaimed nowadays and placed among the finest Brazilian films of all time. The 1941 unfinished film It's All True was divided in four segments, two of which were filmed in Brazil and directed by Orson Welles; it was originally produced as part of the United States' Good Neighbor Policy during Getúlio Vargas' Estado Novo government.
During the 1960s, the Cinema Novo movement rose to prominence with directors such as Glauber Rocha, Nelson Pereira dos Santos, Paulo Cesar Saraceni and Arnaldo Jabor. Rocha's films Deus e o Diabo na Terra do Sol (1964) and Terra em Transe (1967) are considered to be some of the greatest and most influential in Brazilian film history.
During the 1990s, Brazil saw a surge of critical and commercial success with films such as O Quatrilho (Fábio Barreto, 1995), O Que É Isso, Companheiro? (Bruno Barreto, 1997) and Central do Brasil (Walter Salles, 1998), all of which were nominated for the Academy Award for Best Foreign Language Film, the latter receiving a Best Actress nomination for Fernanda Montenegro. The 2002 crime film City of God, directed by Fernando Meirelles, was critically acclaimed, scoring 90% on Rotten Tomatoes, being placed in Roger Ebert's Best Films of the Decade list and receiving four Academy Award nominations in 2004, including Best Director. Notable film festivals in Brazil include the São Paulo and Rio de Janeiro International Film Festivals and the Gramado Festival.
Media
The Brazilian press was officially born in Rio de Janeiro on 13 May 1808 with the creation of the Royal Printing National Press by the Prince Regent Dom João. The Gazeta do Rio de Janeiro, the first newspaper published in the country, began to circulate on 10 September 1808. The largest newspapers nowadays are , Super Notícia, O Globo and O Estado de S. Paulo.
Radio broadcasting began on 7 September 1922, with a speech by then President Pessoa, and was formalized on 20 April 1923 with the creation of "Radio Society of Rio de Janeiro".
Television in Brazil began officially on 18 September 1950, with the founding of TV Tupi by Assis Chateaubriand. Since then television has grown in the country, creating large commercial broadcast networks such as Globo, SBT, RecordTV, Bandeirantes and RedeTV. Today it is the most important factor in popular culture of Brazilian society, indicated by research showing that as much as 67% of the general population follow the same daily soap opera broadcast.
By the mid-1960s Brazilian universities had installed mainframe computers from IBM, and Burroughs Large Systems. In the 1970s and 1980s the Brazilian government restricted foreign imports to protect the local manufacturing of computers. In the 1980s Brazil produced half of the computers sold in the country. By 2009 the mobile phone and Internet use of Brazil was the fifth largest in the world.
In May 2010, the Brazilian government launched TV Brasil Internacional, an international television station, initially broadcasting to 49 countries. Commercial television channels broadcast internationally include Globo Internacional, RecordTV Internacional and Band Internacional.
Visual arts
Brazilian painting emerged in the late 16th century, influenced by Baroque, Rococo, Neoclassicism, Romanticism, Realism, Modernism, Expressionism, Surrealism, Cubism and Abstracionism making it a major art style called Brazilian academic art.
The French Artistic Mission arrived in Brazil in 1816 proposing the creation of an art academy modeled after the respected Académie des Beaux-Arts, with graduation courses both for artists and craftsmen for activities such as modeling, decorating, carpentry and others and bringing artists like Jean-Baptiste Debret.
Upon the creation of the Imperial Academy of Fine Arts, new artistic movements spread across the country during the 19th century and later the event called Modern Art Week definitely broke with academic tradition in 1922 and started a nationalist trend which was influenced by modernist arts.
Among the best-known Brazilian painters are Ricardo do Pilar and Manuel da Costa Ataíde (baroque and rococo), Victor Meirelles, Pedro Américo and Almeida Júnior (romanticism and realism), Anita Malfatti, Ismael Nery, Lasar Segall, Emiliano di Cavalcanti, Vicente do Rego Monteiro, and Tarsila do Amaral (expressionism, surrealism and cubism), Aldo Bonadei, José Pancetti and Cândido Portinari (modernism).
Sports
The most popular sport in Brazil is football. The Brazilian men's national team is ranked among the best in the world according to the FIFA World Rankings, and has won the World Cup tournament a record five times.
Volleyball, basketball, auto racing, and martial arts also attract large audiences. The Brazil men's national volleyball team, for example, currently holds the titles of the World League, World Grand Champions Cup, World Championship and the World Cup. In auto racing, three Brazilian drivers have won the Formula One world championship eight times. The country has also produced significant achievements in other sports such as sailing, swimming, tennis, surfing, skateboarding, MMA, gymnastics, boxing, judo, athletics and table tennis.
Some sport variations have their origins in Brazil: beach football, futsal (indoor football) and footvolley emerged in Brazil as variations of football. In martial arts, Brazilians developed Capoeira, Vale tudo, and Brazilian jiu-jitsu.
Brazil has hosted several high-profile international sporting events, like the 1950 FIFA World Cup and recently has hosted the 2014 FIFA World Cup, 2019 Copa América and 2021 Copa América . The São Paulo circuit, Autódromo José Carlos Pace, hosts the annual Grand Prix of Brazil. São Paulo organized the IV Pan American Games in 1963, and Rio de Janeiro hosted the XV Pan American Games in 2007. On 2 October 2009, Rio de Janeiro was selected to host the 2016 Olympic Games and 2016 Paralympic Games, making it the first South American city to host the games and second in Latin America, after Mexico City. Furthermore, the country hosted the FIBA Basketball World Cups in 1954 and 1963. At the 1963 event, the Brazil national basketball team won one of its two world championship titles.
See also
Outline of Brazil
Notes
References
Bibliography
Azevedo, Aroldo. O Brasil e suas regiões. São Paulo: Companhia Editora Nacional, 1971
Barman, Roderick J. Citizen Emperor: Pedro II and the Making of Brazil, 1825–1891. Stanford: Stanford University Press, 1999.
Boxer, Charles R. The Portuguese Seaborne Empire (1969)
O império marítimo português 1415–1825. São Paulo: Companhia das Letras, 2002.
Bueno, Eduardo. Brasil: uma História. São Paulo: Ática, 2003.
Calmon, Pedro. História da Civilização Brasileira. Brasília: Senado Federal, 2002
Carvalho, José Murilo de. D. Pedro II. São Paulo: Companhia das Letras, 2007
Coelho, Marcos Amorim. Geografia do Brasil. 4th ed. São Paulo: Moderna, 1996
Diégues, Fernando. A revolução brasílica. Rio de Janeiro: Objetiva, 2004
Enciclopédia Barsa. Volume 4: Batráquio – Camarão, Filipe. Rio de Janeiro: Encyclopædia Britannica do Brasil, 1987
Fausto, Boris and Devoto, Fernando J. Brasil e Argentina: Um ensaio de história comparada (1850–2002), 2nd ed. São Paulo: Editoria 34, 2005.
Gaspari, Elio. A ditadura envergonhada. São Paulo: Companhia das Letras, 2002.
Janotti, Aldo. O Marquês de Paraná: inícios de uma carreira política num momento crítico da história da nacionalidade. Belo Horizonte: Itatiaia, 1990
Lyra, Heitor. História de Dom Pedro II (1825–1891): Ascenção (1825–1870). v. 1. Belo Horizonte: Itatiaia, 1977
Lyra, Heitor. História de Dom Pedro II (1825–1891): Declínio (1880–1891). v. 3. Belo Horizonte: Itatiaia, 1977
Lustosa, Isabel. D. Pedro I: um herói sem nenhum caráter. São Paulo: Companhia das letras, 2006.
Moreira, Igor A. G. O Espaço Geográfico, geografia geral e do Brasil. 18. Ed. São Paulo: Ática, 1981
Munro, Dana Gardner. The Latin American Republics; A History. New York: D. Appleton, 1942.
Peres, Damião (1949) O Descobrimento do Brasil por Pedro Álvares Cabral: antecedentes e intencionalidade Porto: Portucalense.
Scheina, Robert L. Latin America: A Naval History, 1810–1987. Annapolis, MD: Naval Institute Press, 1987.
Stuart B. Schwartz Sovereignty and Society in Colonial Brazil (1973)
Early Latin America (1983)
Sugar Plantations in the Formation of Brazilian Society (1985)
Skidmore, Thomas E. Brazil: Five Centuries of Change (Oxford University Press, 1999)
Uma História do Brasil. 4th ed. São Paulo: Paz e Terra, 2003.
Souza, Adriana Barreto de. Duque de Caxias: o homem por trás do monumento. Rio de Janeiro: Civilização Brasileira, 2008. .
Vainfas, Ronaldo. Dicionário do Brasil Imperial. Rio de Janeiro: Objetiva, 2002.
Vesentini, José William. Brasil, sociedade e espaço – Geografia do Brasil. 7th Ed. São Paulo: Ática, 1988
Vianna, Hélio. História do Brasil: período colonial, monarquia e república, 15th ed. São Paulo: Melhoramentos, 1994
Zirin, Dave. Brazil's Dance with the Devil: The World Cup, The Olympics, and the Fight for Democracy Haymarket Books 2014.
Further reading
Alencastro Felipe, Luiz Felipe de. The Trade in the Living: The Formation of Brazil in the South Atlantic, Sixteenth to Seventeenth Centuries (SUNY Press, 2019)
Levine, Robert M. Historical Dictionary of Brazil (2019)
External links
Government
Brazilian Federal Government
Official Tourist Guide of Brazil
Brazilian Institute of Geography and Statistics
Countries in South America
Federal constitutional republics
Former Portuguese colonies
Southern Cone countries
G15 nations
G20 members
Member states of Mercosur
Member states of the Community of Portuguese Language Countries
Member states of the United Nations
Newly industrializing countries
Countries and territories where Portuguese is an official language
States and territories established in 1822
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E7 nations |
3385 | https://en.wikipedia.org/wiki/Black%20Forest | Black Forest | The Black Forest ( ) is a large forested mountain range in the state of Baden-Württemberg in southwest Germany, bounded by the Rhine Valley to the west and south and close to the borders with France and Switzerland. It is the source of the Danube and Neckar rivers.
Its highest peak is the Feldberg with an elevation of above sea level. Roughly oblong in shape, with a length of and breadth of up to , it has an area of about .
Historically, the area was known for forestry and the mining of ore deposits, but tourism has now become the primary industry, accounting for around 300,000 jobs. There are several ruined military fortifications dating back to the 17th century.
History
In ancient times, the Black Forest was known as , after the Celtic deity, Abnoba. In Roman times (Late antiquity), it was given the name ("Marcynian Forest", from the Germanic word marka = "border"). The Black Forest probably represented the border area of the Marcomanni ("border people") who were settled east of the Roman . They, in turn, were part of the Germanic tribe of Suebi, who subsequently gave their name to the historic state of Swabia. With the exception of Roman settlements on the perimeter (e.g. the baths in Badenweiler, and mines near Badenweiler and Sulzburg) and the construction of the Roman road of Kinzigtalstraße, the colonization of the Black Forest was not carried out by the Romans but by the Alemanni. They settled and first colonized the valleys, crossing the old settlement boundary, the so-called "red sandstone border", for example, from the region of Baar. Soon afterwards, increasingly higher areas and adjacent forests were colonized, so that by the end of the 10th century, the first settlements could be found in the red (bunter) sandstone region. These include, for example, Rötenbach, which was first mentioned in 819.
Some of the uprisings (including the Bundschuh movement) that preceded the 16th century German Peasants' War, originated in the Black Forest. Further peasant unrest, in the shape of the saltpetre uprisings, took place over the next two centuries in Hotzenwald.
Remnants of military fortifications dating from the 17th and 18th centuries can be found in the Black Forest, especially on the mountain passes. Examples include the multiple baroque fieldworks of Margrave Louis William of Baden-Baden or individual defensive positions such as the Alexanderschanze (Alexander's Redoubt), the Röschenschanze and the Schwedenschanze (Swedish Redoubt).
Originally, the Black Forest was a mixed forest of deciduous trees and firs. At the higher elevations spruce also grew. In the middle of the 19th century, the Black Forest was almost completely deforested by intensive forestry and was subsequently replanted, mostly with spruce monocultures.
In 1990, extensive damage to the forest was caused by a series of windstorms. On 26 December 1999, Cyclone Lothar raged across the Black Forest and caused even greater damage, especially to the spruce monocultures. As had happened following the 1990 storms, large quantities of fallen logs were kept in provisional wet-storage areas for years. The effects of the storm are demonstrated by the Lothar Path, a forest educational and adventure trail at the nature centre in Ruhestein on a highland timber forest of about 10 hectares that was destroyed by a hurricane. Several areas of storm damage, both large and small, were left to nature and have developed today into a natural mixed forest again.
Geography
The Black Forest stretches from the High Rhine in the south to the Kraichgau in the north. In the west it is bounded by the Upper Rhine Plain (which, from a natural region perspective, also includes the low chain of foothills); in the east it transitions to the Gäu, Baar and hill country west of the Klettgau. From north to south, the Black Forest extends for over , attaining a width of up to in the south and in the north. The Black Forest is the highest part of the South German Scarplands, and much of it is densely wooded, a fragment of the Hercynian Forest of antiquity.
Administratively, the Black Forest belongs completely to the state of Baden-Württemberg and comprises the cities of Freiburg, Pforzheim and Baden-Baden as well as the following districts (Kreise). In the north: Enz, Rastatt and Calw; in the middle: Freudenstadt, Ortenaukreis and Rottweil; in the south: Emmendingen, Schwarzwald-Baar, Breisgau-Hochschwarzwald, Lörrach and Waldshut.
Natural regions
The natural regions of the Black Forest are separated by various features.
Geomorphologically, the main division is between the gentle eastern slopes with their mostly rounded hills and broad plateaux (so-called Danubian relief, especially prominent in the north and east on the Bunter Sandstone) and the deeply incised, steeply falling terrain in the west that drops into the Upper Rhine Graben; the so-called Valley Black Forest () with its Rhenanian relief. It is here, in the west, where the highest mountains and the greatest local differences in height (of up to 1000 metres) are found. The valleys are often narrow and ravine-like. The summits are rounded, and there are remnants of plateaux and -like landforms.
Geologically the clearest division is also between east and west. Large areas of the eastern Black Forest, the lowest layer of the South German Scarplands composed of Bunter Sandstone, are covered by seemingly endless coniferous forest with their island clearings. The exposed basement in the west, predominantly made up of metamorphic rocks and granites, was, despite its rugged topography, easier to settle and appears much more open and inviting today with its varied meadow valleys.
The most common way of dividing the regions of the Black Forest is, however, from north to south. Until the 1930s, the Black Forest was divided into the Northern and Southern Black Forest, the boundary being the line of the Kinzig valley. Later the Black Forest was divided into the heavily forested Northern Black Forest, the lower, central section, predominantly used for agriculture in the valleys, was the Central Black Forest and the much higher Southern Black Forest with its distinctive highland economy and ice age glacial relief. The term High Black Forest referred to the highest areas of the South and southern Central Black Forest.
The boundaries drawn were, however, quite varied. In 1931, Robert Gradmann called the Central Black Forest the catchment area of the Kinzig and in the west the section up to the lower Elz and Kinzig tributary of the Gutach. A pragmatic division, which is oriented not just on natural and cultural regions, uses the most important transverse valleys. Based on that, the Central Black Forest is bounded by the Kinzig in the north and the line from Dreisam to Gutach in the south, corresponding to the Bonndorf Graben zone and the course of the present day B 31.
In 1959, Rudolf Metz combined the earlier divisions and proposed a modified tripartite division, which combined natural and cultural regional approaches and was widely used. His Central Black Forest is bounded in the north by the watershed between the Acher and Rench and subsequently between the Murg and Kinzig or Forbach and Kinzig, in the south by the Bonndorf Graben zone, which restricts the Black Forest in the east as does the Freudenstadt Graben further north by its transition into the Northern Black Forest.
Work of the Institute of Applied Geography
The Handbook of the Natural Region Divisions of Germany published by the Federal Office of Regional Geography () since the early 1950s names the Black Forest as one of six tertiary-level major landscape regions within the secondary-level region of the South German Scarplands and, at the same time, one of nine new major landscape unit groups. It is divided into six so-called major units (level 4 landscapes). This division was refined and modified in several successor publications (1:200,000 individual map sheets) up to 1967, each covering individual sections of the map. The mountain range was also divided into three regions. The northern boundary of the Central Black Forest in this classification runs south of the Rench Valley and the Kniebis to near Freudenstadt. Its southern boundary varied with each edition.
In 1998, the Baden-Württemberg State Department for Environmental Protection (today the Baden-Württemberg State Department for the Environment, Survey and Nature Conservation) published a reworked Natural Region Division of Baden-Württemberg. It is restricted to the level of the natural regional major units and has been used since for the state's administration of nature conservation:
The Black Forest Foothills (, 150) geomorphologically form plateaux on the north and northeast periphery of the mountain range that descend to the Kraichgau in the north and the Heckengäu landscapes in the east. They are incised by valleys, especially those of the Nagold river system, into individual interfluves; a narrow northwestern finger extends to beyond the Enz near Neuenbürg and also borders the middle reaches of the Alb to the west as far as a point immediately above Ettlingen. To the southwest it is adjoined by the Black Forest Grinden and Enz Hills (, 151), along the upper reaches of the Enz and Murg, forming the heart of the Northern Black Forest. The west of the Northern Black Forest is formed by the Northern Black Forest Valleys (, 152) with the middle reaches of the Murg around Gernsbach, the middle course of the Oos to Baden-Baden, the middle reaches of the Bühlot above Bühls and the upper reaches of the Rench around Oppenau. Their exit valleys from the mountain range are all oriented towards the northwest.
The Central Black Forest (153) is mainly restricted to the catchment area of the River Kinzig above Offenburg as well as the Schutter and the low hills north of the Elz.
The Southeastern Black Forest (, 154) consists mainly of the catchment areas of the upper reaches of the Danube headstreams, the Brigach and Breg as well as the left side valleys of the Wutach north of Neustadt – and thus draining from the northeast of the Southern Black Forest. To the south and west it is adjoined by the High Black Forest (, 155) with the highest summits in the whole range around the Feldberg and the Belchen. Its eastern part, the Southern Black Forest Plateau, is oriented towards the Danube, but drained over the Wutach and the Alb into the Rhine. The southern crest of the Black Forest in the west is deeply incised by the Rhine into numerous ridges. Immediately right of the Wiese above Lörrach rises the relatively small Bunter Sandstone-Rotliegendes table of the Weintenau Uplands () in the extreme southwest of the Black Forest; morphologically, geologically and climatically it is separate from the other parts of the Southern Black Forest and, in this classification, is also counted as part of the High Black Forest.
Mountains
At the Feldberg in the Southern Black Forest is the range's highest summit. Also in the same area are the Herzogenhorn (1,415 m) and the Belchen (1,414 m). In general the mountains of the Southern or High Black Forest are higher than those in the Northern Black Forest. The highest Black Forest peak north of the Freiburg–Höllental–Neustadt line is the Kandel (1,241.4 m). Like the highest point of the Northern Black Forest, the Hornisgrinde (1,163 m), or the Southern Black Forest lookout mountains, the Schauinsland (1,284.4 m) and Blauen (1,164.7 m) it lies near the western rim of the range.
Rivers and lakes
Rivers in the Black Forest include the Danube (which originates in the Black Forest as the confluence of the Brigach and Breg rivers), the Enz, the Kinzig, the Murg, the Nagold, the Neckar, the Rench, and the Wiese. The Black Forest occupies part of the continental divide between the Atlantic Ocean drainage basin (drained by the Rhine) and the Black Sea drainage basin (drained by the Danube).
The longest Black Forest rivers are (length includes stretches outside the Black Forest):
Enz ()
Kinzig ()
Elz ()
Wutach ()
Nagold (), hydrological main artery of the Nagold-Enz systems
Danube (), headstreams:
Breg ()
Brigach ()
Murg ()
Rench ()
Schutter ()
Wiese ()
Acher ()
Dreisam (incl. Rotbach )
Alb (incl. Menzenschwander Alb )
Glatt ()
Möhlin ()
Wolf ()
Schiltach ()
Wehra (incl. Rüttebach )
Oos ()
Glasbach (), hydrological main artery of the Neckar system
Important lakes of natural, glacial origin in the Black Forest include the Titisee, the Mummelsee and the Feldsee. Especially in the Northern Black Forest are a number of other, smaller tarns. Numerous reservoirs like the – formerly natural but much smaller – Schluchsee with the other lakes of the Schluchseewerk, the Schwarzenbach Reservoir, the Kleine Kinzig Reservoir or the Nagold Reservoir are used for electricity generation, flood protection or drinking water supply.
Geology
The Black Forest consists of a cover of sandstone on top of a core of gneiss and granite. Formerly it shared tectonic evolution with the nearby Vosges Mountains. Later during the Middle Eocene a rifting period affected the area and caused formation of the Upper Rhine Plain. During the last glacial period of the Würm glaciation, the Black Forest was covered by glaciers; several tarns (or lakes) such as the Mummelsee are remains of this period.
Basement
The geological foundation of the Black Forest is formed by the crystalline bedrock of the Variscan basement. This is covered in the east and northeast by Bunter Sandstone slabs, the so-called platforms. On the western edge a descending, step-fault-like, foothill zone borders the Upper Rhine Graben consisting of rocks of the Triassic and Jurassic periods.
The dominant rocks of the basement are gneiss (ortho- and paragneisses, in the south also migmatites and diatexites, for example on the Schauinsland and Kandel). These gneisses were penetrated by a number of granitic bodies during the Carboniferous period. Among the bigger ones are the Triberg Granite and the Forbach Granite, the youngest is the Bärhalde Granite. In the south lies the zone of Badenweiler-Lenzkirch, in which Palaeozoic rocks have been preserved (volcanite and sedimentary rocks), which are interpreted as the intercalated remains of a microcontinental collision. Still further in the southeast (around Todtmoos) is a range of exotic inclusions: gabbro from Ehrsberg, serpentinites and pyroxenites near Todtmoos, norite near Horbach), which are possibly the remnants of an accretionary wedge from a continental collision. Also noteworthy are the basins in the Rotliegend, for example the Schramberg or the Baden-Baden Basin with thick quartz-porphyry and tuff plates (exposed, for example, on the rock massif of Battert near Baden-Baden). Thick rock, covered by bunter, also occurs in the north of the Dinkelberg block (several hundred metres thick in the Basel geothermal borehole). Even further to the southeast, under the Jura, lies the North Swiss Permocarboniferous Basin.
Uplift of the mountains
Since the downfaulting of the Upper Rhine Graben during the Eocene epoch, the two shoulders on either side have been uplifted: the Black Forest to the east and the Vosges to the west. In the centre lies the Kaiserstuhl volcano, which dates to the Miocene. In the times that followed, the Mesozoic platform on the uplands was largely eroded, apart from remains of Bunter Sandstone and Rotliegend Group, but it has survived within the graben itself. During the Pliocene a pronounced but uneven bulge especially affected the southern Black Forest, including the Feldberg. As a result, the upper surface of the basement in the northern part of the forest around the Hornisgrinde is considerably lower. In the central Black Forest, the tectonic syncline of the Kinzig and Murg emerged.
Geomorphologist Walther Penck regarded the Black Forest as an uplifted geologic dome and modeled his theory of piedmonttreppen (piedmont benchlands) on it.
Platform
Above the crystalline basement of the Northern Black Forest and the adjacent parts of the Central Black Forest, the bunter sandstone platforms rise in prominent steps. The most resistant surface strata on the stepped terrain of the uplands and the heights around the upper reaches of the Enz, which have been heavily eroded by the tributaries of the Murg, is the silicified main conglomerate (Middle Bunter). To the east and north are the nappes of the Upper Bunter (platten sandstones and red clays). South of the Kinzig the Bunter Sandstone zone narrows to a fringe in the east of the mountain range.
Ice age and topography
It is considered proven that the Black Forest was heavily glaciated during the peak periods of at least the Riss and Würm glaciations (up to about 10,000 years ago). This glacial geomorphology characterizes almost all of the High Black Forest as well as the main ridge of the Northern Black Forest. Apart from that, it is only discernible from a large number of cirques mainly facing northeast. Especially in this direction snow accumulated on the shaded and leeward slopes of the summit plateau to form short cirque glaciers that made the sides of these funnel-shaped depressions. There are still tarns in some of these old cirques, partly a result of the anthropogenic elevation of the low-side lip of the cirque, such as the Mummelsee, Wildsee, Schurmsee, Glaswaldsee, Buhlbachsee, Nonnenmattweiher, and Feldsee. The Titisee formed as glacial lake behind a glacial moraine.
Culture
The Black Forest is mainly rural, with many scattered villages and a few large towns. Tradition and custom are celebrated in many places in the form of annual festivities. The main dialect spoken in the Black Forest area is Alemannic. The forest is best known for its typical farmhouses with their sweeping half-hipped roofs, its Black Forest gâteaus, Black Forest ham, Black Forest gnomes, Kirschwasser and the cuckoo clock.
Traditional costume
Traditional costume or Tracht is still sometimes worn today, usually at festive occasions. The appearance of such costume varies from region to region, sometimes markedly. One of the best-known Black Forest costumes is that of the villages of Kirnbach, Reichenbach and Gutach im Kinzigtal with the characteristic Bollenhut headdress. Unmarried women wear the hats with red bobbles or Bollen; married women wear black. Engaged women sometimes wear a bridal crown (Schäppel) before and on the day of their wedding, whose largest examples from the town of St. Georgen weigh up to 5 kilograms.
Art
Its rural beauty as well as the sense of tradition of its inhabitants attracted many artists in the 19th and early 20th centuries, whose works made the Black Forest famous the world over. Notable were Hans Thoma from Bernau and his fellow student, Rudolf Epp, who was sponsored by the Grand Duke of Baden, Frederick I. Both artists painted motifs from the Black Forest throughout their lives. Artist J. Metzler from Düsseldorf travelled through the Black Forest to paint his landscapes. The works of the Gutach artist colony around Wilhelm Hasemann were widely admired, their landscape and genre motifs capturing the character of the Black Forest. Like local author Heinrich Hansjakob, they were part of a Baden folk costume movement.
Crafts
In the field of handicrafts, wood carving produces folk art like the Longinus crosses along with sculptors like Matthias Faller. Wood carving is a traditional cottage industry in the region, and carved ornaments now are produced in substantial numbers as souvenirs for tourists. Cuckoo clocks are a popular example.
Glassblowing is another notable craft of the Black Forest region. At the beginning of the 15th century, the art of glassmaking took hold in the Bavarian-Bohemian border mountains, especially since the necessary raw materials such as quartz and wood were abundant here. With the permission of the manor, glassblowers operated simple glass production facilities as "wandering huts" (Wanderhütten), the locations of which were relocated when the local resources were available. They needed huge amounts of firewood and wood for potash. In the second half of the 18th century, the huts had to close due to a shortage of wood and sales difficulties. Only after 1800, when the demand for luxury glass increased enormously, when a few decades of regulated forestry had ensured the regrowth of the raw material wood and when the forest-destroying potash extraction had become unnecessary due to the new glass flux soda, some glass huts (Glashütten) revived. Some glassblowing factories still testify to this today, for example in Höllental, near Todtnau and in Wolfach.
Cuisine
Black Forest ham originated from this region, as did the Black Forest gâteau, which is also known as "Black Forest Cherry Cake" or "Black Forest Cake" and is made with chocolate cake, cream, sour cherries and Kirsch. The Black Forest variety of Flammekueche is a Baden specialty made with ham, cheese and cream. Pfannkuchen, a crêpe or crêpe-like (Eierkuchen or Palatschinken) pastry, is also common.
The Black Forest is known for its long tradition in gourmet cuisine. No fewer than 17 Michelin starred restaurants are located in the region, among them two restaurants with three stars (Restaurants Bareiss and Schwarzwaldstube in Baiersbronn) as well as the only restaurant in Germany that has been awarded a Michelin star every year since 1966. At Schwarzwald Hotel Adler in Häusern, three generations of chefs from the same family have defended the award from the first year the Michelin Guide selected restaurants in Germany until today.
Fasnet
The German holiday of Fastnacht, or Fasnet, as it is known in the Black Forest region, occurs in the time leading up to Lent. On Fasnetmendig, or the Monday before Ash Wednesday, crowds of people line the streets, wearing wooden, mostly hand-carved masks. One prominent style of mask is called the Black Forest Style, originating from the Black Forest Region.
Cego
The Black Forest is home to an unusual tarot card game called Cego, that is part of the region's cultural heritage. After the defeat of Further Austria in 1805, much of its territory was allocated to the Grand Duchy of Baden. During the ensuing Napoleonic Wars, soldiers from Baden deployed with Napoleon's troops to Spain where, among other things, they learned a new card game, Ombre. They took this back to Baden and adapted it to be played with Tarot cards which were then in common use in southern Germany.
Cego soon developed into the national game of Baden and Hohenzollern, and these are the only regions of Germany where tarot cards are still used for playing games. The game has grown organically, and there are many regional variations, but in recent years the establishment of a Cego Black Forest Championship has led to official tournament rules being defined. In addition, regular courses and local tournaments are held and it is a permanent feature of Alemannic Week, held annually in the Black Forest at the end of September.
Nature
Conservation areas
There are two nature parks and one national park named after the Black Forest that cover the region: the Southern Black Forest Nature Park, the Central/North Black Forest and the Black Forest National Park. The difference between a nature park and a national park is that a nature park's aim is to strive for environmentally sustainable land use, to preserve the countryside as a cultural landscape, to market local produce more effectively, to make the area more suitable for sustainable tourism and to practice environmental education. A national park's aims are to protect the country's natural heritage, to practice environmental education, to serve purposes of scientific environmental observation and to prevent the area from being commercially exploited.
The Southern Black Forest Nature Park (Naturpark Südschwarzwald) was founded in 1999. It comprises 394,000 ha and is therefore Germany's largest nature park (as of 2020). It encloses the southern part of the Central Black Forest, the Southern Black Forest and adjacent areas.
The Central/North Black Forest Nature Park (Naturpark Schwarzwald Mitte/Nord) was founded in 2000. It covers 375,000 ha and is thus the second-largest in Germany (as of 2020). It begins in the southern part of the Central Black Forest, bordering on the Southern Black Forest Nature Park and covers the rest of the Black Forest to the north.
The Black Forest National Park, established in 2014, is the first national park in Baden-Württemberg. It lies completely within the Central/North Black Forest Nature Park between the cities of Freudenstadt and Baden-Baden and covers an area of 10,062 ha. Its motto is "Natur Natur sein lassen" (let nature be nature).
Fauna
In addition to the characteristic range of fauna found in Central European forests, the following less common animals may be observed in the Black Forest:
Black Forest cattle which belong to the rare breed of Hinterwälder cattle,
the giant earthworm Lumbricus badensis, which is found only in the Black Forest region,
the Black Forest Horse, a draft horse once indispensable for heavy field work and nowadays an endangered breed, and
the endangered Western capercaillie.
Climate
The mountain range has lower temperatures and higher rainfall than its surrounding countryside. The highlands of the Black Forest are characterized by regular rainfall throughout the year. However, temperatures do not fall evenly with increasing elevation, nor does the rainfall increase uniformly. Rather, the precipitation rises quickly even in the lower regions and is disproportionately heavy on the rainier western side of the mountains.
The wettest areas are the highlands around the Hornisgrinde in the north and around the Belchen and Feldberg in the south, where annual rainfall reaches 1,800–2,100 mm. Moisture-laden Atlantic westerlies dump about as much rain in the Northern Black Forest, despite its lower elevation, than in the higher area of the Southern Black Forest. There, the Vosges act as a rain shield in the face of the prevailing winds. On the exposed east side of the Central Black Forest, it is much drier; the annual rainfall there is about 750 L/m2.
The higher elevations of the Black Forest are characterized by relatively small annual fluctuations and steamed extreme values. This is the result of the frequent light winds and greater cloud cover in summer. During the winter months, frequent high pressure means that the summits are often bathed in sunshine, while the valleys disappear under a thick blanket of fog as a result of pockets of cold air (temperature inversion).
Tourism and transport
The main industry of the Black Forest is tourism. Black Forest Tourism (Schwarzwald Tourismus) assesses that there are around 140,000 direct full-time jobs in the tourist sector and around 34.8 million tourist overnight stays in 2009. In spring, summer and autumn an extensive network of hiking trails and mountain bike routes enable different groups of people to use the natural region. In winter, it is the various types of winter sport that come to the fore. There are facilities for both downhill and Nordic skiing in many places.
Tourist attractions
The most heavily frequented tourist destinations and resorts in the Black Forest are the Titisee and the Schluchsee. Both lakes offer opportunities for water sports like diving and windsurfing. The Mummelsee is a recreational lake and a starting point for a number of hiking trails including the Kunstpfad am Mummelsee ("sculpture trail at the Mummelsee"). The Murg valley, the Kinzig valley, the Triberg Waterfalls and the Open Air Museum at Vogtsbauernhof are also popular. Lookout mountains include the Feldberg, the Belchen, the Kandel and the Schauinsland in the Southern Black Forest; and the Hornisgrinde, the Schliffkopf, the Hohloh, the Merkur and the Teufelsmühle in the Northern Black Forest. The height differences in the mountains are used in many places for hang gliding and paragliding.
One oft-visited town is Baden-Baden with its thermal baths and festival hall. Other thermal baths are found in the spa resorts of Badenweiler, Bad Herrenalb, Bad Wildbad, Bad Krozingen, Bad Liebenzell and Bad Bellingen. From the beginning of the 19th century, the desire for spa and bathing resorts arose in all of Central Europe because of the increasing economic potential, increasing mobility and the use of advertising. The Neo-renaissance style Friedrichsbad and the Palais Thermal are examples for spas built in this era.
Other tourist destinations are the old imperial town of Gengenbach, the former county towns of Wolfach, Schiltach and Haslach im Kinzigtal and the flower and wine village of Sasbachwalden at the foot of the Hornisgrinde. Picturesque old towns may be visited in Altensteig, Dornstetten, Freiburg im Breisgau, Gernsbach, Villingen and Zell am Harmersbach. Baiersbronn is a centre of gastronomic excellence, Freudenstadt is built around the largest market place in Germany. Gersbach's floral displays have won awards as the German Golden Village of 2004 and the European Golden Village of 2007.
Noted for their fine interiors are the former monastery of St. Blasien as well as the abbeys of Sankt Trudpert, St. Peter and St. Märgen.
Alpirsbach Abbey and the ruined Hirsau Abbey were built of red sandstone in the Hirsau style. Another idyllic rural edifice is Wittichen Abbey near Schenkenzell.
There are well known winter sports areas around the Feldberg, near Todtnau with its FIS downhill ski run of Fahler Loch and in Hinterzarten, a centre and talent forge for German ski jumpers. In the Northern Black Forest, the winter-sports areas are concentrated along the Black Forest High Road and on the ridge between the Murg and Enz rivers around Kaltenbronn.
Hiking trails
The Black Forest has a great number of very varied trails; some of pan-regional significance. The European long-distance path E1 crosses the Black Forest following the routes of some of the local long-distance paths. Their framework is a network of long-distance paths with main routes and side branches, many of which were laid out in the early 20th century by the Black Forest Club (Schwarzwaldverein). The best known of these is the challenging West Way (Westweg) with its many steep inclines. After 1950, circular walks were constructed to meet the changing demand, initially from the relatively dense railway network and, later, mainly from locally established hiking car parks. Currently, special, more experience-oriented themed paths are being laid out, such as the Dornstetten Barefoot Park (Barfußpark Dornstetten), the Park of All Senses (Park mit allen Sinnen) in Gutach (Black Forest Railway), as well as those designed to bring the walker more directly in contact with nature (e.g. the Schluchtensteig). Roads and wide forest tracks are thus less often used than hitherto.
There are numerous shorter paths suitable for day walks, as well as mountain biking and cross-country skiing trails. The total network of tracks amounts to around , and is maintained and overseen by volunteers of the Black Forest Club (figures from Bremke, 1999, p. 9), which is the second largest German hiking association. As of 2021, the club counts 65,000 members.
Museums in the Black Forest
Culture and crafts
The Black Forest Open Air Museum at the Vogtsbauernhof farm in Gutach has original Black Forest houses offering insights into farming life of the 16th and 17th centuries. The buildings were dismantled at their original sites, the individual pieces numbered and then re-erected to exactly the same plan in the museum. The open-air museum shows the life of 16th and 17th century farmers in the region featuring the Vogtsbauernhof which dates back to 1612.
The German Clock Museum in Furtwangen gives a comprehensive cross-section of the history of the watchmaking and clockmaking industries.
From this early precision engineering a formerly important phonographic industry developed in the 20th century; the history of leisure electronics is presented in the German Phono Museum in St. Georgen.
The Schüttesäge Museum in Schiltach has information and living history demonstrations covering the themes of lumbering and timber rafting in the Kinzig valley as well as tanning.
The Black Forest Costume Museum in Haslach im Kinzigtal offers an overview of the traditional costume of the whole of the Black Forest and its peripheral regions. Also located in Haslach: the Hansjakob Museum and the Hansjakob Archive with numerous works of the writer, priest, politician, historian and chronicler, Heinrich Hansjakob.
Nature and science
The MiMa Mineralogy and Mathematics Museum in Oberwolfach houses minerals and mining exhibits from the whole of the Black Forest and links them to mathematical explanations.
Infrastructure
Road transport
Several tourist routes run through the Black Forest. Well known holiday routes are the Black Forest High Road (B 500) and the German Clock Road.
Thanks to its winding country roads, the Black Forest is a popular destination for motorcyclists. This arm of tourism is controversial due to the high number of accidents and the wide-ranging noise pollution and has been restricted through the introduction of speed limits and by placing certain roads out of bounds. For example, since 1984, motorcyclists have been banned from using the mountain-racing route on the Schauinsland during summer weekends.
Railway transport
The whole of the Black Forest was once linked by railway. In the eastern part of the Northern Black Forest by the Enz Valley Railway from Pforzheim to Bad Wildbad, by the Nagold Valley Railway from Pforzheim via Calw and Nagold to Horb am Neckar, by the Württemberg Black Forest Railway from Stuttgart to Calw and the Gäu Railway from Stuttgart to Freudenstadt or its present-day section from Eutingen to Freudenstadt.
Many railway lines run from the Rhine Plain up the valleys into the Black Forest: the Alb Valley Railway runs from Karlsruhe to Bad Herrenalb, the Murg Valley Railway from Rastatt to Freudenstadt, the Acher Valley Railway from Achern to Ottenhöfen im Schwarzwald and the Rench Valley Railway from Appenweier to Bad Griesbach. The Baden Black Forest Railway has linked Offenburg with Konstanz on Lake Constance since 1873, running via Hausach, Triberg, St. Georgen, Villingen and Donaueschingen. In Hausach the Kinzig Valley Railway branches off to Freudenstadt, in Denzlingen the Elz Valley Railway peels off towards Elzach, the Höllental Railway runs from Freiburg im Breisgau through the Höllental valley to Donaueschingen, the Münstertal Railway from Bad Krozingen to Münstertal, the Kander Valley Railway from Haltingen near Basel through the Kander valley to Kandern and the Wiesen Valley Railway from Basel to Zell im Wiesental.
The Three Lakes Railway branches off at the Titisee from the Höllental Railway and runs to the Windgfällweiher and the Schluchsee. The Wutach Valley Railway runs along the border between Baden-Württemberg and Switzerland, linking Waldshut-Tiengen with Immendingen on the Black Forest Railway.
Most of these routes are still busy today, whilst some are popular heritage lines.
Administration
Since January 2006, the Black Forest Tourist organisation, Schwarzwald Tourismus, whose head office is in Freiburg, has been responsible for the administration of tourism in the 320 municipalities of the region. Hitherto there had been four separate tourist associations.
Points of interest
There are many historic towns in the Black Forest. Popular tourist destinations include Baden-Baden, Freiburg, Calw (the birth town of Hermann Hesse), Gengenbach, Staufen, Schiltach, Haslach and Altensteig. Other popular destinations include such mountains as the Feldberg, the Belchen, the Kandel, and the Schauinsland; the Titisee and Schluchsee lakes; the All Saints Waterfalls; the Triberg Waterfalls, not the highest, but the most famous waterfalls in Germany; and the gorge of the River Wutach.
For drivers, the main route through the region is the fast A 5 (E35) motorway, but a variety of signposted scenic routes such as the Schwarzwaldhochstraße (, Baden-Baden to Freudenstadt), Schwarzwald Tälerstraße (, the Murg and Kinzig valleys) or Badische Weinstraße (Baden Wine Street, , a wine route from Baden-Baden to Weil am Rhein) offers calmer driving along high roads. The last is a picturesque trip starting in the south of the Black Forest going north and includes numerous old wineries and tiny villages. Another, more specialized route is the German Clock Route, a circular route that traces the horological history of the region.
Due to the rich mining history dating from medieval times (the Black Forest was one of the most important mining regions of Europe ) there are many mines re-opened to the public. Such mines may be visited in the Kinzig valley, the Suggental, the Muenster valley, and around Todtmoos.
The Black Forest was visited on several occasions by Count Otto von Bismarck during his years as Prussian and later German chancellor (1862–1890). Allegedly, he was especially interested in the Triberg Waterfalls. There is now a monument in Triberg dedicated to Bismarck, who apparently enjoyed the tranquility of the region as an escape from his day-to-day political duties in Berlin.
The Black Forest featured in the philosophical development of Martin Heidegger. Heidegger wrote and edited some of his philosophical works in a small hut in the Black Forest, and would receive visitors there for walks, including his former pupil Hannah Arendt. This hut features explicitly in his essay Building, Dwelling, Thinking. His walks in the Black Forest are supposed to have inspired the title of his collection of essays Holzwege, translated as Off The Beaten Track.
Economy and craftsmanship
Mining
Mining developed in the Black Forest due to its ore deposits, which were often lode-shaped. The formation of these deposits (Schauinsland Pit: zinc, lead, about 700–1000 g silver/ton of lead; baryte, fluorite, less lead and zinc in the Kinzig valley; BiCoNi ores near Wittichen, uranium discovered in the Krunkelbach valley near Menzenschwand but never officially mined) often used to be linked to the intrusion of Carboniferous granite in the para- and orthogneisses. More recent research has revealed that most of these lode fillings are much younger (Triassic to Tertiary). Economic deposits of other minerals included: fluorite in the Northern Black Forest near Pforzheim, baryte in the central region near Freudenstadt, fluorite along with lead and silver near Wildschapbach, baryte and fluorite in the Rankach valley and near Ohlsbach, in the Southern Black Forest near Todtnau, Wieden and Urberg.
Small liquid magmatic deposits of nickel-magnetite gravel in norite were mined or prospected in the Hotzenwald forest near Horbach and Todtmoos. Strata-bound deposits include iron ores in the Dogger layer of the foothill zone and uranium near Müllenbach/Baden-Baden. Stone coal is only found near Berghaupten and Diersburg, but was always only of local importance.
Chronology: Stone Age mining of haematite (as red pigment) near Sulzburg. By the 5th and 6th centuries B.C. iron ore was being mined by the Celts in the Northern Black Forest (for example in Neuenbürg). Especially in the Middle Black Forest, but also in the south (for example in the Münster valley) ore mining was already probably taking place in Roman times (mining of silver and lead ore; evidence of this at Sulzburg and possibly Badenweiler). Until the High Middle Ages the High Black Forest was practically unsettled. In the course of inland colonisation in the Late High Middle Ages even the highlands were cultivated by settlers from the abbeys (St. Peter's, St. Märgen's). In the Late High Middle Ages (from about 1100) mining experienced another boom, especially around Todtnau, in the Münster and Suggen valleys and, later, on the Schauinsland too. It is believed that around 800–1,000 miners lived and worked in the Münster valley until the end of the Middle Ages. After the Plague, which afflicted the valley in 1516, the German Peasants' War (1524–26) and the Thirty Years' War, mining in the region declined until just a few pits remained.
An important mining area was the Kinzig valley and its side valleys. The small mining settlement of Wittichen near Schenkenzell in the upper Kinzig valley had many pits from which miners dug baryte, cobalt and silver of many kinds. A circular, geological footpath runs today past the old pits and tips.
Another boom began in the early 18th century after the loss of the Alsace to France. It lasted until the 19th century. Many pits from this period may be visited today as show mines; for example the Teufelsgrund Pit (Münstertal), the Finstergrund Pit near Wieden, the Hoffnungsstollen ("Hope Gallery") at Todtmoos, the mine in the Schauinsland, the formerly especially silver-rich Wenzel Pit in Oberwolfach and Gr. Segen Gottes ("God's Great Blessing") in Haslach-Schnellingen.
Non-ferrous metal mining in the Black Forest continued until the middle of the 20th century near Wildschapbach and on the Schauinsland (to 1954); fluorite and baryte are still mined today at the Clara Pit in the Rankach valley in Oberwolfach. Iron ores of the Dogger formation was worked until the 1970s near Ringsheim and was smelted in Kehl.
Compared with the Harz and Ore Mountains the quantities of silver extracted in the Black Forest were rather modest and reached only about ten percent of that produced in the other silver-mining regions.
There are many show mines in the Black Forest. These include:
the Frischglück Pit near Neuenbürg, the Hella Glück Pit near Neubulach, the Silbergründle Pit near Seebach, the Himmlich Heer Pit near Hallwangen, the Heilige Drei Könige Pit near Freudenstadt, the Segen Gottes Pit near Haslach, the Wenzel Pit near Oberwolfach, the Caroline Pit near Sexau, the Suggental Silver Mine near Waldkirch, the Schauinsland Pit near Freiburg, the Teufelsgrund Pit near Münstertal, the Finstergrund Pit near Wieden and the Hoffnungsstollen Pit near Todtmoos.
Forestry
For several centuries logs from the Black Forest were rafted down the Enz, Kinzig, Murg, Nagold and Rhine rivers for use in the shipping industry, as construction timber and for other purposes. This branch of industry boomed in the 18th century and led to large-scale clearances. As most of the long, straight pine logs were transported downriver for shipbuilding in the Netherlands, they were referred to as "Dutchmen". The logs were used in the Netherlands, above all, as piles for house construction in the sandy and wet ground. Even today in Amsterdam large numbers of historic building are built on these posts and the reforestation of the Black Forest with spruce monocultures testifies to the destruction of the original mixed forest. With the expansion of the railway and road network as alternative transportation, rafting largely came to an end in the late 19th century.
Today, loggers harvest fir trees—especially very tall and branchless ones—mainly to ship to Japan. The global advertising impact of Expo 2000 fuelled a resurgence of timber exports. The importance of the timber resources of the Black Forest has also increased sharply recently due to the increasing demand for wood pellets for heating.
Glass-making, charcoal-burning and potash-mining
The timber resources of the Black Forest provided the basis for other sectors of the economy that have now largely disappeared. Charcoal burners (Köhler) built their wood piles (Meiler) in the woods and produced charcoal, which, like the products of the potash boilers—further processed inter alia for the glassmaking industry. The Black Forest supplied raw materials and energy for the manufacture of forest glass. This is evidenced today by a number of glassblowing houses e.g. in the Hoellental in Todtnau and Wolfach and the Forest Glass Centre in Gersbach (Schopfheim), which is open to visitors.
Precision-engineering, clock and jewellery manufacture
In the relatively inaccessible Black Forest valleys industrialization did not arrive until late in the day. In winter, many farmers made wooden cuckoo clocks to supplement their income. This developed in the 19th century into the precision engineering and watch industry, which boomed with the arrival of the railway in many of the Black Forest valleys. The initial disadvantage of their remote location, which led to the development of precision-engineered wooden handicrafts, became a competitive advantage because of their access to raw materials: timber from the forest and metal from the mines. As part of a structural support programme the Baden State Government founded the first clockmaking school in 1850 in Furtwangen to ensure that small artisans were given good training and thus better sales opportunities. Due to the increasing demand for mechanical devices, large companies such as Junghans and Kienzle became established. In the 20th century, the production of consumer electronics was developed by companies such as SABA, Dual and Becker. In the 1970s, the industry declined due to Far Eastern competition. Nevertheless, the Black Forest remains a centre for the metalworking industry and is home to many high-tech companies.
Since the start of industrialisation there have been numerous firms in Pforzheim that manufacture jewellery and work with precious metals and stones. There is also a goldsmith's school in Pforzheim.
Hydropower
Due to the large amounts of precipitation and elevation changes the Black Forest has significant hydropower potential. This was used until the 19th century especially for operating numerous mills, including sawmills and hammer mills and was one of the local factors in the industrialization of some Black Forest valleys.
Since the 20th century, the Black Forest has seen the large-scale generation of electrical power using run-of-the-river power plants and pumped storage power stations. From 1914 to 1926, the Rudolf Fettweis Company was established in the Murg valley in the Northern Black Forest with the construction of the Schwarzenbach Dam. In 1932, the Schluchsee reservoir, with its new dam, became the upper basin of a pumped-storage power plant. In 2013 the association of the Southern Black Forest's Schluchseewerk owned five power plants with 14 storage tanks. At the Hornberg Basin topographical conditions allow an average head of water of 625 m to drive the turbines before it flows into the Wehra Reservoir.
In the 21st century, in the wake of the Renewable Energy Sources Act, numerous smaller run-of-the-river power stations were re-opened or newly constructed.
Notable people and residents
Hans Jakob Christoffel von Grimmelshausen (1621/22–1676), German novelist; in 1665–67, he kept an inn in Gaisbach in the Black Forest while writing his famous picaresque novel Simplicius Simplicissimus (1669)
Hans Thoma, born in Bernau (1839–1924), German painter
Hermann Hesse, born in Calw (1877–1962), German poet and novelist
Jürgen Klopp, football manager, who grew up in village of Glatten
Martin Heidegger, German philosopher, who spent much of his time in Todtnauberg, where he wrote most of Being and Time.
Gallery
See also
Hercynian Forest (historic)
Schwarzwaldverein (Black Forest Association)
German Clock Museum
Black Forest gateau
Notes
References
Bibliography
Geography
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.
.
.
.
Economy, geology and mining
.
Eberhard Gothein: Wirtschaftsgeschichte des Schwarzwaldes und der angrenzenden Landschaften. Erster Band: Städte- und Gewerbegeschichte, Verlag Karl J. Trübner, Strassburg 1892 (digitalised).
.
.
.
Art history
Richard Schmidt: Schwarzwald (Deutsche Lande – Deutsche Kunst). Munich/Berlin, 1965.
Nature
Adolf Hanle: Nordschwarzwald (Meyers Naturführer). Mannheim/Vienna/Zurich, 1989.
Adolf Hanle: Südschwarzwald (Meyers Naturführer). Mannheim/Vienna/Zurich, 1989.
Ulrike Klugmann (Hrsg.): Südschwarzwald, Feldberg und Wutachschlucht (Naturmagazin Draußen). Hamburg, 1983.
Hans-Peter Schaub: Der Schwarzwald. Naturvielfalt in einer alten Kulturlandschaft. Mannheim, 2001.
Fiction
Jürgen Lodemann (ed.): Schwarzwaldgeschichten. Klöpfer & Mayer, Tübingen, 2007, .
Herbert Schnierle-Lutz (ed.): Schwarzwald-Lesebuch. Geschichten aus 6 Jahrhunderten mit zahlreichen Bildern, 224 pages, Hohenheim Verlag, Stuttgart, 2011, .
General
Bremke, N. (1999). Schwarzwald quer. Karlsruhe: Braun. .
Lamparski, F. (1985). Der Einfluß der Regenwurmart Lumbricus badensis auf Waldböden im Südschwarzwald. Schriftenreihe des Institut für Bodenkunde und Waldernährungslehre der Albert-Ludwigs-Universität Freiburg i. Br., 15. . English summary
Barnes, K. J. (2007). A Rough Passage: Memories of an Empire
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External links
Forests and woodlands of Germany
Regions of Baden-Württemberg
Natural regions of the South German Scarplands
Mountain and hill ranges of Baden-Württemberg
Horsts (geology) |
3386 | https://en.wikipedia.org/wiki/Black%20Sea | Black Sea | The Black Sea is a marginal mediterranean sea lying between Europe and Asia, east of the Balkans, south of the East European Plain, west of the Caucasus, and north of Anatolia. It is bounded by Bulgaria, Georgia, Romania, Russia, Turkey, and Ukraine. The Black Sea is supplied by major rivers, principally the Danube, Dnieper and Don. Consequently, while six countries have a coastline on the sea, its drainage basin includes parts of 24 countries in Europe.
The Black Sea covers (not including the Sea of Azov), has a maximum depth of , and a volume of .
Most of its coasts ascend rapidly.
These rises are the Pontic Mountains to the south, bar the southwest-facing peninsulas, the Caucasus Mountains to the east, and the Crimean Mountains to the mid-north.
In the west, the coast is generally small floodplains below foothills such as the Strandzha; Cape Emine, a dwindling of the east end of the Balkan Mountains; and the Dobruja Plateau considerably farther north.
The longest east–west extent is about .
Important cities along the coast include (clockwise from the Bosporus) Burgas, Varna, Constanța, Odesa, Sevastopol, Novorossiysk, Sochi, Batumi, Trabzon and Samsun.
The Black Sea has a positive water balance, with an annual net outflow of per year through the Bosporus and the Dardanelles into the Aegean Sea. While the net flow of water through the Bosporus and Dardanelles (known collectively as the Turkish Straits) is out of the Black Sea, water generally flows in both directions simultaneously: Denser, more saline water from the Aegean flows into the Black Sea underneath the less dense, fresher water that flows out of the Black Sea. This creates a significant and permanent layer of deep water that does not drain or mix and is therefore anoxic. This anoxic layer is responsible for the preservation of ancient shipwrecks which have been found in the Black Sea.
The Black Sea ultimately drains into the Mediterranean Sea, via the Turkish Straits and the Aegean Sea. The Bosporus strait connects it to the small Sea of Marmara which in turn is connected to the Aegean Sea via the strait of the Dardanelles. To the north, the Black Sea is connected to the Sea of Azov by the Kerch Strait.
The water level has varied significantly over geological time. Due to these variations in the water level in the basin, the surrounding shelf and associated aprons have sometimes been dry land. At certain critical water levels, connections with surrounding water bodies can become established. It is through the most active of these connective routes, the Turkish Straits, that the Black Sea joins the World Ocean. During geological periods when this hydrological link was not present, the Black Sea was an endorheic basin, operating independently of the global ocean system (similar to the Caspian Sea today). Currently, the Black Sea water level is relatively high; thus, water is being exchanged with the Mediterranean. The Black Sea undersea river is a current of particularly saline water flowing through the Bosporus Strait and along the seabed of the Black Sea, the first of its kind discovered. The Black Sea is discussed in amongst others in world issues including trade routes.
Name
Modern names
Current names of the sea are usually equivalents of the English name "Black Sea", including these given in the countries bordering the sea:
,
,
,
,
,
,
, šavi zɣva,
Laz and , , or simply , , "Sea"
,
,
,
,
Such names have not yet been shown conclusively to predate the 13th century.
In Greece, the historical name "Euxine Sea", which holds a different literal meaning (see below), is still widely used:
, ; the name , , is used, but is much less common.
Historical names and etymology
The earliest known name of the Black Sea is the Sea of Zalpa, so called by both the Hattians and their conquerors the Hittites. The Hattic city of Zalpa was "situated probably at or near the estuary of the Marrassantiya River, the modern Kızıl Irmak, on the Black Sea coast."
The principal Greek name Póntos Áxeinos is generally accepted to be a rendering of the Iranian word ("dark colored"). Ancient Greek voyagers adopted the name as , identified with the Greek word (inhospitable). The name (Inhospitable Sea), first attested in Pindar (), was considered an ill omen and was euphemized to its opposite, (Hospitable Sea), also first attested in Pindar. This became the commonly used designation in Greek, although in mythological contexts the "true" name remained favoured.
Strabo's Geographica (1.2.10) reports that in antiquity, the Black Sea was often simply called "the Sea" ( ). He thought that the sea was called the "Inhospitable Sea by the inhabitants of the Pontus region of the southern shoreline before Greek colonisation due to its difficult navigation and hostile barbarian natives (7.3.6), and that the name was changed to "hospitable" after the Milesians colonised the region, bringing it into the Greek world.
Popular supposition derives "Black Sea" from the dark color of the water or climatic conditions. Some scholars understand the name to be derived from a system of colour symbolism representing the cardinal directions, with black or dark for north, red for south, white for west, and green or light blue for east. Hence "Black Sea" meant "Northern Sea". According to this scheme, the name could only have originated with a people living between the northern (black) and southern (red) seas: this points to the Achaemenids (550–330 BC).
In the Greater Bundahishn, a Middle Persian Zoroastrian scripture, the Black Sea is called . In the tenth-century Persian geography book , the Black Sea is called Georgian Sea (). The Georgian Chronicles use the name (Sea of Speri) after the Kartvelian tribe of Speris or Saspers. Other modern names such as and (both meaning Black Sea) originated during the 13th century. A 1570 map from Abraham Ortelius's labels the sea (Great Sea), compare Latin .
English writers of the 18th century often used Euxine Sea ( or ). During the Ottoman Empire, it was called either or , both meaning "Black Sea" in Ottoman Turkish, with the former consisting of Perso-Arabic .
Geography
The International Hydrographic Organization defines the limits of the Black Sea as follows:
The area surrounding the Black Sea is commonly referred to as the Black Sea Region. Its northern part lies within the Chernozem belt (black soil belt) which goes from eastern Croatia (Slavonia), along the Danube (northern Serbia, northern Bulgaria (Danubian Plain) and southern Romania (Wallachian Plain)) to northeast Ukraine and further across the Central Black Earth Region and southern Russia into Siberia.
The littoral zone of the Black Sea is often referred to as the Pontic littoral or Pontic zone.
The largest bays of the Black Sea are Karkinit Bay in Ukraine; the Gulf of Burgas in Bulgaria; Dnieprovski Bay and Dniestrovski Bay, both in Ukraine; and Sinop Bay and Samsun Bay, both in Turkey.
Coastline and exclusive economic zones
{| class="wikitable sortable" style="text-align:right;"
|+ Coastline length and area of exclusive economic zones
|-
!scope="col"| Country
!scope="col"| Coastline length (km)
!scope="col"| Exclusive economic zones area (km2)
|-
!scope="row"|
| 1,329
| 172,484
|-
!scope="row"|
| 2,782
| 132,414
|-
!scope="row"|
| 800
| 67,351
|-
!scope="row"|
| 354
| 35,132
|-
!scope="row"|
| 310
| 22,947
|-
!scope="row"|
| 225
| 29,756
|- class="sortbottom" style="background:#9acdff;"
!scope="row"| Total
| style="background:#9acdff; font-weight:bold;"| 5,800
| style="background:#9acdff; font-weight:bold;"| 460,084
|}
Drainage basin
The largest rivers flowing into the Black Sea are:
Danube
Dnieper
Don
Dniester
Kızılırmak
Kuban
Sakarya
Southern Bug
Çoruh/Chorokhi
Yeşilırmak
Rioni
Yeya
Mius
Kamchiya
Enguri
Kalmius
Molochna
Tylihul
Velykyi Kuialnyk
Veleka
Rezovo
Kodori
Bzyb/Bzipi
Supsa
Mzymta
These rivers and their tributaries comprise a Black Sea drainage basin that covers wholly or partially 24 countries:
Islands
Some islands in the Black Sea belong to Bulgaria, Romania, Turkey, and Ukraine:
St. Thomas Island – Bulgaria
St. Anastasia Island – Bulgaria
St. Cyricus Island – Bulgaria
St. Ivan Island – Bulgaria
St. Peter Island – Bulgaria
Sacalinu Mare Island – Romania
Sacalinu Mic Island – Romania
Misura / Novaya Zemliya – Romania and Ukraine
Utrish Island
Krupinin Island
Sudiuk Island
Kefken Island
Oreke Island
Giresun Island - Turkey
Dzharylgach Island – Ukraine
Zmiinyi (Snake) Island – Ukraine
Climate
Short-term climatic variation in the Black Sea region is significantly influenced by the operation of the North Atlantic oscillation, the climatic mechanisms resulting from the interaction between the north Atlantic and mid-latitude air masses. While the exact mechanisms causing the North Atlantic Oscillation remain unclear, it is thought the climate conditions established in western Europe mediate the heat and precipitation fluxes reaching Central Europe and Eurasia, regulating the formation of winter cyclones, which are largely responsible for regional precipitation inputs and influence Mediterranean sea surface temperatures (SSTs).
The relative strength of these systems also limits the amount of cold air arriving from northern regions during winter. Other influencing factors include the regional topography, as depressions and storm systems arriving from the Mediterranean are funneled through the low land around the Bosporus, with the Pontic and Caucasus mountain ranges acting as waveguides, limiting the speed and paths of cyclones passing through the region.
Geology and bathymetry
The Black Sea is divided into two depositional basins—the Western Black Sea and Eastern Black Sea—separated by the Mid-Black Sea High, which includes the Andrusov Ridge, Tetyaev High, and Archangelsky High, extending south from the Crimean Peninsula. The basin includes two distinct relict back-arc basins which were initiated by the splitting of an Albian volcanic arc and the subduction of both the Paleo- and Neo-Tethys oceans, but the timings of these events remain uncertain. Arc volcanism and extension occurred as the Neo-Tethys Ocean subducted under the southern margin of Laurasia during the Mesozoic. Uplift and compressional deformation took place as the Neotethys continued to close. Seismic surveys indicate that rifting began in the Western Black Sea in the Barremian and Aptian followed by the formation of oceanic crust 20 million years later in the Santonian. Since its initiation, compressional tectonic environments led to subsidence in the basin, interspersed with extensional phases resulting in large-scale volcanism and numerous orogenies, causing the uplift of the Greater Caucasus, Pontides, southern Crimean Peninsula and Balkanides mountain ranges.
During the Messinian salinity crisis in the neighboring Mediterranean Sea, water levels fell but without drying up the sea. The collision between the Eurasian and African plates and the westward escape of the Anatolian block along the North Anatolian and East Anatolian faults dictates the current tectonic regime, which features enhanced subsidence in the Black Sea basin and significant volcanic activity in the Anatolian region. These geological mechanisms, in the long term, have caused the periodic isolations of the Black Sea from the rest of the global ocean system.
The large shelf to the north of the basin is up to wide and features a shallow apron with gradients between 1:40 and 1:1000. The southern edge around Turkey and the eastern edge around Georgia, however, are typified by a narrow shelf that rarely exceeds in width and a steep apron that is typically 1:40 gradient with numerous submarine canyons and channel extensions. The Euxine abyssal plain in the centre of the Black Sea reaches a maximum depth of just south of Yalta on the Crimean Peninsula.
Chronostratigraphy
The Paleo-Euxinian is described by the accumulation of eolian silt deposits (related to the Riss glaciation) and the lowering of sea levels (MIS 6, 8 and 10). The Karangat marine transgression occurred during the Eemian Interglacial (MIS 5e). This may have been the highest sea levels reached in the late Pleistocene. Based on this some scholars have suggested that the Crimean Peninsula was isolated from the mainland by a shallow strait during the Eemian Interglacial.
The Neoeuxinian transgression began with an inflow of waters from the Caspian Sea. Neoeuxinian deposits are found in the Black Sea below water depth in three layers. The upper layers correspond with the peak of the Khvalinian transgression, on the shelf shallow-water sands and coquina mixed with silty sands and brackish-water fauna, and inside the Black Sea Depression hydrotroilite silts. The middle layers on the shelf are sands with brackish-water mollusc shells. Of continental origin, the lower level on the shelf is mostly alluvial sands with pebbles, mixed with less common lacustrine silts and freshwater mollusc shells. Inside the Black Sea Depression they are terrigenous non-carbonate silts, and at the foot of the continental slope turbidite sediments.
Hydrology
The Black Sea is the world's largest body of water with a meromictic basin. The deep waters do not mix with the upper layers of water that receive oxygen from the atmosphere. As a result, over 90% of the deeper Black Sea volume is anoxic water. The Black Sea's circulation patterns are primarily controlled by basin topography and fluvial inputs, which result in a strongly stratified vertical structure. Because of the extreme stratification, it is classified as a salt wedge estuary.
The Black Sea experiences water transfer only with the Mediterranean Sea, so all inflow and outflow occurs through the Bosporus and Dardanelles. Inflow from the Mediterranean has a higher salinity and density than the outflow, creating the classic estuarine circulation. This means that the inflow of dense water from the Mediterranean occurs at the bottom of the basin while the outflow of fresher Black Sea surface-water into the Sea of Marmara occurs near the surface. According to Gregg (2002), the outflow is or around , and the inflow is or around .
The following water budget can be estimated:
Water in:
Total river discharge:
Precipitation:
Inflow via Bosporus:
Water out:
Evaporation: (reduced greatly since the 1970s)
Outflow via Bosporus:
The southern sill of the Bosporus is located at below present sea level (deepest spot of the shallowest cross-section in the Bosporus, located in front of Dolmabahçe Palace) and has a wet section of around . Inflow and outflow current speeds are averaged around , but much higher speeds are found locally, inducing significant turbulence and vertical shear. This allows for turbulent mixing of the two layers. Surface water leaves the Black Sea with a salinity of 17 practical salinity units (PSU) and reaches the Mediterranean with a salinity of 34 PSU. Likewise, an inflow of the Mediterranean with salinity 38.5 PSU experiences a decrease to about 34 PSU.
Mean surface circulation is cyclonic; waters around the perimeter of the Black Sea circulate in a basin-wide shelfbreak gyre known as the Rim Current. The Rim Current has a maximum velocity of about . Within this feature, two smaller cyclonic gyres operate, occupying the eastern and western sectors of the basin. The Eastern and Western Gyres are well-organized systems in the winter but dissipate into a series of interconnected eddies in the summer and autumn. Mesoscale activity in the peripheral flow becomes more pronounced during these warmer seasons and is subject to interannual variability.
Outside of the Rim Current, numerous quasi-permanent coastal eddies are formed as a result of upwelling around the coastal apron and "wind curl" mechanisms. The intra-annual strength of these features is controlled by seasonal atmospheric and fluvial variations. During the spring, the Batumi eddy forms in the southeastern corner of the sea.
Beneath the surface waters—from about —there exists a halocline that stops at the Cold Intermediate Layer (CIL). This layer is composed of cool, salty surface waters, which are the result of localized atmospheric cooling and decreased fluvial input during the winter months. It is the remnant of the winter surface mixed layer. The base of the CIL is marked by a major pycnocline at about , and this density disparity is the major mechanism for isolation of the deep water.
Below the pycnocline is the Deep Water mass, where salinity increases to 22.3 PSU and temperatures rise to around . The hydrochemical environment shifts from oxygenated to anoxic, as bacterial decomposition of sunken biomass utilizes all of the free oxygen. Weak geothermal heating and long residence time create a very thick convective bottom layer.
The Black Sea undersea river is a current of particularly saline water flowing through the Bosporus Strait and along the seabed of the Black Sea. The discovery of the river, announced on August 1, 2010, was made by scientists at the University of Leeds and is the first of its kind to be identified. The undersea river stems from salty water spilling through the Bosporus Strait from the Mediterranean Sea into the Black Sea, where the water has a lower salt content.
Hydrochemistry
Because of the anoxic water at depth, organic matter, including anthropogenic artifacts such as boat hulls, are well preserved. During periods of high surface productivity, short-lived algal blooms form organic rich layers known as sapropels. Scientists have reported an annual phytoplankton bloom that can be seen in many NASA images of the region. As a result of these characteristics the Black Sea has gained interest from the field of marine archaeology, as ancient shipwrecks in excellent states of preservation have been discovered, such as the Byzantine wreck Sinop D, located in the anoxic layer off the coast of Sinop, Turkey.
Modelling shows that, in the event of an asteroid impact on the Black Sea, the release of hydrogen sulfide clouds would pose a threat to health—and perhaps even life—for people living on the Black Sea coast.
There have been isolated reports of flares on the Black Sea occurring during thunderstorms, possibly caused by lightning igniting combustible gas seeping up from the sea depths.
Ecology
Marine
The Black Sea supports an active and dynamic marine ecosystem, dominated by species suited to the brackish, nutrient-rich, conditions. As with all marine food webs, the Black Sea features a range of trophic groups, with autotrophic algae, including diatoms and dinoflagellates, acting as primary producers. The fluvial systems draining Eurasia and central Europe introduce large volumes of sediment and dissolved nutrients into the Black Sea, but the distribution of these nutrients is controlled by the degree of physiochemical stratification, which is, in turn, dictated by seasonal physiographic development.
During winter, strong wind promotes convective overturning and upwelling of nutrients, while high summer temperatures result in a marked vertical stratification and a warm, shallow mixed layer. Day length and insolation intensity also control the extent of the photic zone. Subsurface productivity is limited by nutrient availability, as the anoxic bottom waters act as a sink for reduced nitrate, in the form of ammonia. The benthic zone also plays an important role in Black Sea nutrient cycling, as chemosynthetic organisms and anoxic geochemical pathways recycle nutrients which can be upwelled to the photic zone, enhancing productivity.
In total, the Black Sea's biodiversity contains around one-third of the Mediterranean's and is experiencing natural and artificial invasions or "Mediterranizations".
Phytoplankton
The main phytoplankton groups present in the Black Sea are dinoflagellates, diatoms, coccolithophores and cyanobacteria. Generally, the annual cycle of phytoplankton development comprises significant diatom and dinoflagellate-dominated spring production, followed by a weaker mixed assemblage of community development below the seasonal thermocline during summer months, and surface-intensified autumn production. This pattern of productivity is augmented by an Emiliania huxleyi bloom during the late spring and summer months.
Dinoflagellates
Annual dinoflagellate distribution is defined by an extended bloom period in subsurface waters during the late spring and summer. In November, subsurface plankton production is combined with surface production, due to vertical mixing of water masses and nutrients such as nitrite. The major bloom-forming dinoflagellate species in the Black Sea is Gymnodinium sp. Estimates of dinoflagellate diversity in the Black Sea range from 193 to 267 species. This level of species richness is relatively low in comparison to the Mediterranean Sea, which is attributable to the brackish conditions, low water transparency and presence of anoxic bottom waters. It is also possible that the low winter temperatures below of the Black Sea prevent thermophilous species from becoming established. The relatively high organic matter content of Black Sea surface water favor the development of heterotrophic (an organism that uses organic carbon for growth) and mixotrophic dinoflagellates species (able to exploit different trophic pathways), relative to autotrophs. Despite its unique hydrographic setting, there are no confirmed endemic dinoflagellate species in the Black Sea.
Diatoms
The Black Sea is populated by many species of the marine diatom, which commonly exist as colonies of unicellular, non-motile auto- and heterotrophic algae. The life-cycle of most diatoms can be described as 'boom and bust' and the Black Sea is no exception, with diatom blooms occurring in surface waters throughout the year, most reliably during March. In simple terms, the phase of rapid population growth in diatoms is caused by the in-wash of silicon-bearing terrestrial sediments, and when the supply of silicon is exhausted, the diatoms begin to sink out of the photic zone and produce resting cysts. Additional factors such as predation by zooplankton and ammonium-based regenerated production also have a role to play in the annual diatom cycle. Typically, blooms during spring and blooms during the autumn.
Coccolithophores
Coccolithophores are a type of motile, autotrophic phytoplankton that produce CaCO3 plates, known as coccoliths, as part of their life cycle. In the Black Sea, the main period of coccolithophore growth occurs after the bulk of the dinoflagellate growth has taken place. In May, the dinoflagellates move below the seasonal thermocline into deeper waters, where more nutrients are available. This permits coccolithophores to utilize the nutrients in the upper waters, and by the end of May, with favorable light and temperature conditions, growth rates reach their highest. The major bloom-forming species is , which is also responsible for the release of dimethyl sulfide into the atmosphere. Overall, coccolithophore diversity is low in the Black Sea, and although recent sediments are dominated by and , Holocene sediments have been shown to also contain Helicopondosphaera and Discolithina species.
Cyanobacteria
Cyanobacteria are a phylum of picoplanktonic (plankton ranging in size from 0.2 to 2.0 µm) bacteria that obtain their energy via photosynthesis, and are present throughout the world's oceans. They exhibit a range of morphologies, including filamentous colonies and biofilms. In the Black Sea, several species are present, and as an example, Synechococcus spp. can be found throughout the photic zone, although concentration decreases with increasing depth. Other factors which exert an influence on distribution include nutrient availability, predation, and salinity.
Animal species
Zebra mussel
The Black Sea along with the Caspian Sea is part of the zebra mussel's native range. The mussel has been accidentally introduced around the world and become an invasive species where it has been introduced.
Common carp
The common carp's native range extends to the Black Sea along with the Caspian Sea and Aral Sea. Like the zebra mussel, the common carp is an invasive species when introduced to other habitats.
Round goby
Another native fish that is also found in the Caspian Sea. It preys upon zebra mussels. Like the mussels and common carp, it has become invasive when introduced to other environments, like the Great Lakes in North America.
Marine mammals and marine megafauna
Marine mammals present within the basin include two species of dolphin (common and bottlenose) and the harbour porpoise, although all of these are endangered due to pressures and impacts by human activities. All three species have been classified as distinct subspecies from those in the Mediterranean and the Atlantic and are endemic to the Black and Azov seas, and are more active during nights in the Turkish Straits. However, construction of the Crimean Bridge has caused increases in nutrients and planktons in the waters, attracting large numbers of fish and more than 1,000 bottlenose dolphins. However, others claim that construction may cause devastating damages on the ecosystem, including dolphins.
Mediterranean monk seals, now critically endangered, were historically abundant in the Black Sea, and are regarded to have become extinct from the basin in 1997. Monk seals were present at Snake Island, near the Danube Delta, until the 1950s, and several locations such as the and Doğankent were the last of the seals' hauling-out sites post-1990. Very few animals still thrive in the Sea of Marmara.
Ongoing Mediterranizations may or may not boost cetacean diversity in the Turkish Straits and hence in the Black and Azov basins.
Various species of pinnipeds, sea otter, and beluga whale were introduced into the Black Sea by mankind and later escaped either by accidental or purported causes. Of these, grey seals and beluga whales have been recorded with successful, long-term occurrences.
Great white sharks are known to reach into the Sea of Marmara and Bosporus Strait and basking sharks into the Dardanelles, although it is unclear whether or not these sharks may reach into the Black and Azov basins.
Ecological effects of pollution
Since the 1960s, rapid industrial expansion along the Black Sea coastline and the construction of a major dam has significantly increased annual variability in the N:P:Si ratio in the basin. In coastal areas, the biological effect of these changes has been an increase in the frequency of monospecific phytoplankton blooms, with diatom bloom frequency increasing by a factor of 2.5 and non-diatom bloom frequency increasing by a factor of 6. The non-diatoms, such as the prymnesiophytes (coccolithophore), sp., and the Euglenophyte , are able to out-compete diatom species because of the limited availability of silicon, a necessary constituent of diatom frustules. As a consequence of these blooms, benthic macrophyte populations were deprived of light, while anoxia caused mass mortality in marine animals.
The decline in macrophytes was further compounded by overfishing during the 1970s, while the invasive ctenophore Mnemiopsis reduced the biomass of copepods and other zooplankton in the late 1980s. Additionally, an alien species—the warty comb jelly ()—was able to establish itself in the basin, exploding from a few individuals to an estimated biomass of one billion metric tons. The change in species composition in Black Sea waters also has consequences for hydrochemistry, as calcium-producing coccolithophores influence salinity and pH, although these ramifications have yet to be fully quantified. In central Black Sea waters, silicon levels were also significantly reduced, due to a decrease in the flux of silicon associated with advection across isopycnal surfaces. This phenomenon demonstrates the potential for localized alterations in Black Sea nutrient input to have basin-wide effects.
Pollution reduction and regulation efforts have led to a partial recovery of the Black Sea ecosystem during the 1990s, and an EU monitoring exercise, 'EROS21', revealed decreased nitrogen and phosphorus values, relative to the 1989 peak. Recently, scientists have noted signs of ecological recovery, in part due to the construction of new sewage treatment plants in Slovakia, Hungary, Romania, and Bulgaria in connection with membership in the European Union. populations have been checked with the arrival of another alien species which feeds on them.
History
Mediterranean connection during the Holocene
The Black Sea is connected to the World Ocean by a chain of two shallow straits, the Dardanelles and the Bosporus. The Dardanelles is deep, and the Bosporus is as shallow as . By comparison, at the height of the last ice age, sea levels were more than lower than they are now.
There is evidence that water levels in the Black Sea were considerably lower at some point during the post-glacial period. Some researchers theorize that the Black Sea had been a landlocked freshwater lake (at least in upper layers) during the last glaciation and for some time after.
In the aftermath of the last glacial period, water levels in the Black Sea and the Aegean Sea rose independently until they were high enough to exchange water. The exact timeline of this development is still subject to debate. One possibility is that the Black Sea filled first, with excess freshwater flowing over the Bosporus sill and eventually into the Mediterranean Sea. There are also catastrophic scenarios, such as the "Black Sea deluge hypothesis" put forward by William Ryan, Walter Pitman and Petko Dimitrov.
Deluge hypothesis
The Black Sea deluge is a hypothesized catastrophic rise in the level of the Black Sea due to waters from the Mediterranean Sea breaching a sill in the Bosporus Strait. The hypothesis was headlined when The New York Times published it in December 1996, shortly before it was published in an academic journal. While it is agreed that the sequence of events described did occur, there is debate over the suddenness, dating, and magnitude of the events. Relevant to the hypothesis is that its description has led some to connect this catastrophe with prehistoric flood myths.
Archaeology
The Black Sea was sailed by Hittites, Carians, Colchians, Thracians, Greeks, Persians, Cimmerians, Scythians, Romans, Byzantines, Goths, Huns, Avars, Slavs, Varangians, Crusaders, Venetians, Genoese, Georgians, Bulgarians, Tatars and Ottomans.
The concentration of historical powers, combined with the preservative qualities of the deep anoxic waters of the Black Sea, has attracted increased interest from marine archaeologists who have begun to discover a large number of ancient ships and organic remains in a high state of preservation.
Recorded history
The Black Sea was a busy waterway on the crossroads of the ancient world: the Balkans to the west, the Eurasian steppes to the north, the Caucasus and Central Asia to the east, Asia Minor and Mesopotamia to the south, and Greece to the southwest.
The land at the eastern end of the Black Sea, Colchis (in present-day Georgia), marked for the ancient Greeks the edge of the known world.
The Pontic–Caspian steppe to the north of the Black Sea is seen by several researchers as the pre-historic original homeland() of the speakers of the Proto-Indo-European language (PIE).
Greek presence in the Black Sea began at least as early as the 9th century BC with colonies scattered along the Black Sea's southern coast, attracting traders and colonists due to the grain grown in the Black Sea hinterland.
By 500 BC, permanent Greek communities existed all around the Black Sea, and a lucrative trade-network connected the entirety of the Black Sea to the wider Mediterranean. While Greek colonies generally maintained very close cultural ties to their founding polis, Greek colonies in the Black Sea began to develop their own Black Sea Greek culture, known today as Pontic. The coastal communities of Black Sea Greeks remained a prominent part of the Greek world for centuries, and the realms of Mithridates of Pontus, Rome and Constantinople spanned the Black Sea to include Crimean territories.
The Black Sea became a virtual Ottoman Navy lake within five years of the Republic of Genoa losing control of the Crimean Peninsula in 1479, after which the only Western merchant vessels to sail its waters were those of Venice's old rival Ragusa. The Black Sea became a trade route of slaves between Crimea and Ottoman Anatolia.
Imperial Russia became a significant Black Sea power in the late-18th century,
occupying the littoral of Novorossiya in 1764 and of Crimea in 1783. Ottoman restrictions on Black Sea navigation were challenged by the Black Sea Fleet (founded in 1783) of the Imperial Russian Navy, and the Ottomans relaxed export controls after the outbreak in 1789 of the French Revolution.
Modern history
The Crimean War, fought between 1853 and 1856, saw naval engagements between the French and British allies and the forces of Nicholas I of Russia. On the 2 March 1855 death of Nicholas I, Alexander II became Tsar. On 15 January 1856, the new tsar took Russia out of the war on the very unfavourable terms of the Treaty of Paris (1856), which included the loss of a naval fleet on the Black Sea, and the provision that the Black Sea was to be a demilitarized zone similar to a contemporaneous region of the Baltic Sea.
World Wars
The Black Sea was a significant naval theatre of World War I (1914–1918) and saw both naval and land battles between 1941 and 1945 during World War II. For example, Sevastopol was obliterated by the Nazis, who even brought Schwerer Gustav to the Siege of Sevastopol (1941–1942). The Soviet naval base was one of the strongest fortifications in the world. Its site, on a deeply eroded, bare limestone promontory at the southwestern tip of the Crimea, made an approach by land forces exceedingly difficult. The high-level cliffs overlooking Severnaya Bay protected the anchorage, making an amphibious landing just as dangerous. The Soviet Navy had built upon these natural defenses by modernizing the port and installing heavy coastal batteries consisting of 180mm and 305mm re-purposed battleship guns which were capable of firing inland as well as out to sea. The artillery emplacements were protected by reinforced concrete fortifications and 9.8-inch thick armored turrets.
21st century
During the Russian invasion of Ukraine, Snake Island was a source of contention. On 24 February 2022, two Russian navy warships attacked and captured Snake Island. It was subsequently bombarded heavily by Ukraine. On 30 June 2022, Ukraine announced that it had driven Russian forces off the island.
On 6 May 2022 the flagship of the Black Sea Fleet, Russian cruiser Moskva was sunk by Ukrainian missiles.
As early as 29 April 2022 submarines of the Black Sea Fleet were used by Russia to bombard Ukrainian cities with Kalibr SLCMs. The Kalibr missile was so successful that on 10 March 2023 Defense Minister Sergey Shoigu announced plans to broaden the type of ship which carried it, to include the corvette Steregushchiy and the nuclear-powered cruiser Admiral Nakhimov.
On the morning of 14 March 2023, a Russian Su-27 fighter jet intercepted and damaged an American MQ-9 Reaper drone, causing the latter to crash into the Black Sea. At 13:20 on 5 May 2023 a Russian Su-35 fighter jet intercepted and threatened the safety of a Polish L-140 Turbolet on a "routine Frontex patrol mission.. and performed 'aggressive and dangerous' manoeuvres". The incident, which occurred "in international airspace over the Black Sea about 60km" east of Romanian airspace, "caused the crew of five Polish border guards to lose control of the plane and lose altitude."
Economy and politics
The Black Sea plays an integral part in the connection between Asia and Europe. In addition to sea ports and fishing, key activities include hydrocarbons exploration for oil and natural gas, and tourism.
According to NATO, the Black Sea is a strategic corridor that provides smuggling channels for moving legal and illegal goods including drugs, radioactive materials, and counterfeit goods that can be used to finance terrorism.
Navigation
According to an International Transport Workers' Federation 2013 study, there were at least 30 operating merchant seaports in the Black Sea (including at least 12 in Ukraine). There were also around 2,400 commercial vessels operating in the Black Sea.
Fishing
The Turkish commercial fishing fleet catches around 300,000 tons of anchovies per year. The fishery is carried out mainly in winter, and the highest portion of the stock is caught between November and December.
Hydrocarbon exploration
In the 1980s, the Soviet Union started offshore drilling for petroleum in the sea's western portion (adjoining Ukraine's coast). Independent Ukraine continued and intensified that effort within its exclusive economic zone, inviting major international oil companies for exploration. Discovery of the new, massive oilfields in the area stimulated an influx of foreign investments. It also provoked a short-term peaceful territorial dispute with Romania which was resolved in 2011 by an international court redefining the exclusive economic zones between the two countries.
The Black Sea contains oil and natural gas resources but exploration in the sea is incomplete. , 20 wells are in place. Throughout much of its existence, the Black Sea has had significant oil and gas-forming potential because of significant inflows of sediment and nutrient-rich waters. However, this varies geographically. For example, prospects are poorer off the coast of Bulgaria because of the large influx of sediment from the Danube which obscured sunlight and diluted organic-rich sediments. Many of the discoveries to date have taken place offshore of Romania in the Western Black Sea and only a few discoveries have been made in the Eastern Black Sea.
During the Eocene, the Paratethys Sea was partially isolated and sea levels fell. During this time sand shed off the rising Balkanide, Pontide and Caucasus mountains trapped organic material in the Maykop Suite of rocks through the Oligocene and early Miocene. Natural gas appears in rocks deposited in the Miocene and Pliocene by the paleo-Dnieper and paleo-Dniester rivers, or in deep-water Oligocene-age rocks. Serious exploration began in 1999 with two deep-water wells, Limanköy-1 and Limanköy-2, drilled in Turkish waters. Next, the HPX (Hopa)-1 deepwater well targeted late Miocene sandstone units in Achara-Trialet fold belt (also known as the Gurian fold belt) along the Georgia-Turkey maritime border. Although geologists inferred that these rocks might have hydrocarbons that migrated from the Maykop Suite, the well was unsuccessful. No more drilling happened for five years after the HPX-1 well. Then in 2010, Sinop-1 targeted carbonate reservoirs potentially charged from the nearby Maykop Suite on the Andrusov Ridge, but the well-struck only Cretaceous volcanic rocks. Yassihöyük-1 encountered similar problems. Other Turkish wells, Sürmene-1 and Sile-1 drilled in the Eastern Black Sea in 2011 and 2015 respectively tested four-way closures above Cretaceous volcanoes, with no results in either case. A different Turkish well, Kastamonu-1 drilled in 2011 did successfully find thermogenic gas in Pliocene and Miocene shale-cored anticlines in the Western Black Sea. A year later in 2012, Romania drilled Domino-1 which struck gas prompting the drilling of other wells in the Neptun Deep. In 2016, the Bulgarian well Polshkov-1 targeted Maykop Suite sandstones in the Polshkov High and Russia is in the process of drilling Jurassic carbonates on the Shatsky Ridge as of 2018.
In August 2020, Turkey found of natural gas in the biggest ever discovery in the Black Sea, and hoped to begin production in the Sakarya Gas Field by 2023. The sector is near where Romania has also found gas reserves.
Trans-sea cooperation
Urban areas
Tourism
In the years following the end of the Cold War, the popularity of the Black Sea as a tourist destination steadily increased. Tourism at Black Sea resorts became one of the region's growth industries.
The following is a list of notable Black Sea resort towns:
2 Mai (Romania)
Agigea (Romania)
Ahtopol (Bulgaria)
Amasra (Turkey)
Anaklia (Georgia)
Anapa (Russia)
Albena (Bulgaria)
Alupka (Crimea, Ukraine/Russia (disputed))
Alushta (Crimea, Ukraine/Russia (disputed))
Balchik (Bulgaria)
Batumi (Georgia)
Burgas (Bulgaria)
Byala (Bulgaria)
Cap Aurora (Romania)
Chakvi (Georgia)
Constanța (Romania)
Constantine and Helena (Bulgaria)
Corbu (Romania)
Costinești (Romania)
Eforie (Romania)
Emona (Bulgaria)
Eupatoria (Crimea, Ukraine/Russia (disputed))
Feodosiya (Crimea, Ukraine/Russia (disputed))
Foros (Crimea, Ukraine/Russia (disputed))
Gagra (Abkhazia, Georgia)
Gelendzhik (Russia)
Giresun (Turkey)
Golden Sands (Bulgaria)
Gonio (Georgia)
Gudauta (Abkhazia, Georgia) and subsequently the Gudauta Bay
Gurzuf (Crimea, Ukraine/Russia (disputed))
Hopa (Artvin, Turkey)
Jupiter (Romania)
Kamchia (Bulgaria)
Kavarna (Bulgaria)
Kiten (Bulgaria)
Kobuleti (Georgia)
Koktebel (Crimea, Ukraine/Russia (disputed))
Lozenetz (Bulgaria)
Mamaia (Romania)
Mangalia (Romania)
Năvodari (Romania)
Neptun (Romania)
Nesebar (Bulgaria)
Novorossiysk (Russia)
Obzor (Bulgaria)
Odesa (Ukraine)
Olimp (Romania)
Ordu (Turkey)
Pitsunda (Abkhazia, Georgia)
Pomorie (Bulgaria)
Primorsko (Bulgaria)
Rize (Turkey)
Rusalka (Bulgaria)
Samsun (Turkey)
Saturn (Romania)
Şile (Turkey)
Sinop (Turkey)
Skadovsk (Ukraine)
Sochi (Russia)
Sozopol (Bulgaria)
Sudak (Crimea, Ukraine/Russia (disputed))
Sulina (Romania)
Sunny Beach (Bulgaria)
Sveti Vlas (Bulgaria)
Trabzon (Turkey)
Tsikhisdziri (Georgia)
Tuapse (Russia)
Ureki (Georgia)
Vama Veche (Romania)
Varna (Bulgaria)
Venus (Romania)
Yalta (Crimea, Ukraine/Russia (disputed))
Zonguldak (Turkey)
Modern military use
The 1936 Montreux Convention provides for free passage of civilian ships between the international waters of the Black and the Mediterranean seas. However, a single country (Turkey) has complete control over the straits connecting the two seas. Military ships are categorised separately from civilian vessels and can pass through the straits only if the ship belongs to a Black Sea country. Other military ships have the right to pass through the straits if they are not in a war against Turkey and if they stay in the Black Sea basin for a limited time. The 1982 amendments to the Montreux Convention allow Turkey to close the straits at its discretion in both war and peacetime.
The Montreux Convention governs the passage of vessels between the Black, the Mediterranean and Aegean seas and the presence of military vessels belonging to non-littoral states in the Black Sea waters.
The Russian Black Sea Fleet has its official primary headquarters and facilities in the city of Sevastopol (Sevastopol Naval Base).
The Soviet hospital ship was sunk on 7 November 1941 by German aircraft while evacuating civilians and wounded soldiers from Crimea. It has been estimated that approximately 5,000 to 7,000 people were killed during the sinking, making it one of the deadliest maritime disasters in history. There were only eight survivors.
In December 2018, the Kerch Strait incident occurred, in which the Russian navy and coast guard took control of three Ukrainian vessels as the ships were trying to enter the Black Sea.
In April 2022, during the Russian invasion of Ukraine, the Russian cruiser Moskva was sunk in the western Black Sea by sea-skimming Neptune missiles of the Ukrainian armed forces while the Russians claimed that an onboard fire had caused munitions to explode and damage the ship extensively. She was the largest ship to be lost in naval combat in Europe since World War II.
See also
1927 Crimean earthquakes
Kerch Strait
Regions of Europe
Sea of Azov
Notes and references
Informational notes
Citations
General and cited references
Stella Ghervas, "Odessa et les confins de l'Europe: un éclairage historique", in Stella Ghervas et François Rosset (ed), Lieux d'Europe. Mythes et limites (Paris: Editions de la Maison des sciences de l'homme, 2008), pp. 107–124.
Charles King, The Black Sea: A History, 2004,
William Ryan and Walter Pitman, Noah's Flood, 1999,
Neal Ascherson, Black Sea (Vintage 1996),
Rüdiger Schmitt, "Considerations on the Name of the Black Sea", in: Hellas und der griechische Osten (Saarbrücken 1996), pp. 219–224
Dimitrov, D. 2010. Geology and Non-traditional resources of the Black Sea . LAP Lambert Academic Publishing. . 244p.
External links
Space Monitoring of the Black Sea Coastline and Waters
Pictures of the Black sea coast all along the Crimean peninsula
Black Sea Environmental Internet Node
Black Sea-Mediterranean Corridor during the last 30 ky: UNESCO IGCP 521 WG12
Seas of the Mediterranean Sea
Anoxic waters
Back-arc basins
European seas
Seas of Russia
Seas of Turkey
Seas of Ukraine
Bodies of water of Bulgaria
Bodies of water of Georgia (country)
Bodies of water of Romania
Bodies of water of Crimea
Bulgaria–Romania border
Bulgaria–Turkey border
Georgia (country)–Russia border
Georgia (country)–Turkey border
Romania–Ukraine border
Russia–Ukraine border
Seas of the Atlantic Ocean
Seas of Asia
Geography of Europe
Geography of West Asia |
3390 | https://en.wikipedia.org/wiki/Bible | Bible | The Bible (from Koine Greek , , 'the books') is a collection of religious texts or scriptures, some, all, or a variant of which, are held to be sacred in Christianity, Judaism, Samaritanism, Islam, Baha'i'ism and many other religions. The Bible is an anthology, a compilation of texts of a variety of forms, originally written in Hebrew, Aramaic, and Koine Greek. These texts include instructions, stories, poetry, and prophecies, and other genres. The collection of materials that are accepted as part of the Bible by a particular religious tradition or community is called a biblical canon. Believers in the Bible generally consider it to be a product of divine inspiration, but the way they understand what that means and interpret the text varies.
The religious texts were compiled by different religious communities into various official collections. The earliest contained the first five books of the Bible. It is called the Torah in Hebrew and the Pentateuch (meaning five books) in Greek; the second oldest part was a collection of narrative histories and prophecies (the Nevi'im); the third collection (the Ketuvim) contains psalms, proverbs, and narrative histories. "Tanakh" is an alternate term for the Hebrew Bible composed of the first letters of those three parts of the Hebrew scriptures: the Torah ("Teaching"), the Nevi'im ("Prophets"), and the Ketuvim ("Writings"). The Masoretic Text is the medieval version of the Tanakh, in Hebrew and Aramaic, that is considered the authoritative text of the Hebrew Bible by modern Rabbinic Judaism. The Septuagint is a Koine Greek translation of the Tanakh from the third and second centuries BC; it largely overlaps with the Hebrew Bible.
Christianity began as an outgrowth of Second Temple Judaism, using the Septuagint as the basis of the Old Testament. The early Church continued the Jewish tradition of writing and incorporating what it saw as inspired, authoritative religious books. The gospels, Pauline epistles, and other texts quickly coalesced into the New Testament.
With estimated total sales of over five billion copies, the Bible is the best-selling publication of all time. It has had a profound influence both on Western culture and history and on cultures around the globe. The study of it through biblical criticism has indirectly impacted culture and history as well. The Bible is currently translated or is being translated into about half of the world's languages.
Etymology
The term "Bible" can refer to the Hebrew Bible or the Christian Bible, which contains both the Old and New Testaments.
The English word Bible is derived from , meaning "the books" (singular ).
The word itself had the literal meaning of "scroll" and came to be used as the ordinary word for "book". It is the diminutive of byblos, "Egyptian papyrus", possibly so called from the name of the Phoenician sea port Byblos (also known as Gebal) from whence Egyptian papyrus was exported to Greece.
The Greek ta biblia ("the books") was "an expression Hellenistic Jews used to describe their sacred books". The biblical scholar F. F. Bruce notes that John Chrysostom appears to be the first writer (in his Homilies on Matthew, delivered between 386 and 388 CE) to use the Greek phrase ta biblia ("the books") to describe both the Old and New Testaments together.
Latin biblia sacra "holy books" translates Greek (tà biblía tà hágia, "the holy books"). Medieval Latin is short for biblia sacra "holy book". It gradually came to be regarded as a feminine singular noun (, gen. ) in medieval Latin, and so the word was loaned as singular into the vernaculars of Western Europe.
Development and history
The Bible is not a single book; it is a collection of books whose complex development is not completely understood. The oldest books began as songs and stories orally transmitted from generation to generation. Scholars of the twenty-first century are only in the beginning stages of exploring "the interface between writing, performance, memorization, and the aural dimension" of the texts. Current indications are that writing and orality were not separate so much as ancient writing was learned in a context of communal oral performance. The Bible was written and compiled by many people, whom many scholars say are mostly unknown, from a variety of disparate cultures and backgrounds.
British biblical scholar John K. Riches wrote:
The books of the Bible were initially written and copied by hand on papyrus scrolls. No originals have survived. The age of the original composition of the texts is therefore difficult to determine and heavily debated. Using a combined linguistic and historiographical approach, Hendel and Joosten date the oldest parts of the Hebrew Bible (the Song of Deborah in Judges 5 and the Samson story of Judges 16 and 1 Samuel) to having been composed in the premonarchial early Iron Age (). The Dead Sea Scrolls, discovered in the caves of Qumran in 1947, are copies that can be dated to between 250 BCE and 100 CE. They are the oldest existing copies of the books of the Hebrew Bible of any length that are not fragments.
The earliest manuscripts were probably written in paleo-Hebrew, a kind of cuneiform pictograph similar to other pictographs of the same period. The exile to Babylon most likely prompted the shift to square script (Aramaic) in the fifth to third centuries BCE. From the time of the Dead Sea Scrolls, the Hebrew Bible was written with spaces between words to aid in reading. By the eighth century CE, the Masoretes added vowel signs. Levites or scribes maintained the texts, and some texts were always treated as more authoritative than others. Scribes preserved and changed the texts by changing the script and updating archaic forms while also making corrections. These Hebrew texts were copied with great care.
Considered to be scriptures (sacred, authoritative religious texts), the books were compiled by different religious communities into various biblical canons (official collections of scriptures). The earliest compilation, containing the first five books of the Bible and called the Torah (meaning "law", "instruction", or "teaching") or Pentateuch ("five books"), was accepted as Jewish canon by the fifth century BCE. A second collection of narrative histories and prophesies, called the Nevi'im ("prophets"), was canonized in the third century BCE. A third collection called the Ketuvim ("writings"), containing psalms, proverbs, and narrative histories, was canonized sometime between the second century BCE and the second century CE. These three collections were written mostly in Biblical Hebrew, with some parts in Aramaic, which together form the Hebrew Bible or "TaNaKh" (an abbreviation of "Torah", "Nevi'im", and "Ketuvim").
Hebrew Bible
There are three major historical versions of the Hebrew Bible: the Septuagint, the Masoretic Text, and the Samaritan Pentateuch (which contains only the first five books). They are related but do not share the same paths of development. The Septuagint, or the LXX, is a translation of the Hebrew scriptures, and some related texts, into Koine Greek, and is believed to have been carried out by approximately seventy or seventy-two scribes and elders who were Hellenic Jews, begun in Alexandria in the late third century BCE and completed by 132 BCE. Probably commissioned by Ptolemy II Philadelphus, King of Egypt, it addressed the need of the primarily Greek-speaking Jews of the Graeco-Roman diaspora. Existing complete copies of the Septuagint date from the third to the fifth centuries CE, with fragments dating back to the second century BCE. Revision of its text began as far back as the first century BCE. Fragments of the Septuagint were found among the Dead Sea Scrolls; portions of its text are also found on existing papyrus from Egypt dating to the second and first centuries BCE and to the first century CE.
The Masoretes began developing what would become the authoritative Hebrew and Aramaic text of the 24 books of the Hebrew Bible in Rabbinic Judaism near the end of the Talmudic period (–), but the actual date is difficult to determine. In the sixth and seventh centuries, three Jewish communities contributed systems for writing the precise letter-text, with its vocalization and accentuation known as the mas'sora (from which we derive the term "masoretic"). These early Masoretic scholars were based primarily in the Galilean cities of Tiberias and Jerusalem, and in Babylonia (modern Iraq). Those living in the Jewish community of Tiberias in ancient Galilee (–950), made scribal copies of the Hebrew Bible texts without a standard text, such as the Babylonian tradition had, to work from. The canonical pronunciation of the Hebrew Bible (called Tiberian Hebrew) that they developed, and many of the notes they made, therefore differed from the Babylonian. These differences were resolved into a standard text called the Masoretic text in the ninth century. The oldest complete copy still in existence is the Leningrad Codex dating to c. 1000 CE.
The Samaritan Pentateuch is a version of the Torah maintained by the Samaritan community since antiquity, which was rediscovered by European scholars in the 17th century; its oldest existing copies date to c. 1100 CE. Samaritans include only the Pentateuch (Torah) in their biblical canon. They do not recognize divine authorship or inspiration in any other book in the Jewish Tanakh. A Samaritan Book of Joshua partly based upon the Tanakh's Book of Joshua exists, but Samaritans regard it as a non-canonical secular historical chronicle.
In the seventh century, the first codex form of the Hebrew Bible was produced. The codex is the forerunner of the modern book. Popularized by early Christians, it was made by folding a single sheet of papyrus in half, forming "pages". Assembling multiples of these folded pages together created a "book" that was more easily accessible and more portable than scrolls. In 1488, the first complete printed press version of the Hebrew Bible was produced.
New Testament
During the rise of Christianity in the first century CE, new scriptures were written in Koine Greek. Christians eventually called these new scriptures the "New Testament", and began referring to the Septuagint as the "Old Testament". The New Testament has been preserved in more manuscripts than any other ancient work. Most early Christian copyists were not trained scribes. Many copies of the gospels and Paul's letters were made by individual Christians over a relatively short period of time very soon after the originals were written. There is evidence in the Synoptic Gospels, in the writings of the early church fathers, from Marcion, and in the Didache that Christian documents were in circulation before the end of the first century. Paul's letters were circulated during his lifetime, and his death is thought to have occurred before 68 during Nero's reign. Early Christians transported these writings around the Empire, translating them into Old Syriac, Coptic, Ethiopic, and Latin, and other languages.
Bart Ehrman explains how these multiple texts later became grouped by scholars into categories:during the early centuries of the church, Christian texts were copied in whatever location they were written or taken to. Since texts were copied locally, it is no surprise that different localities developed different kinds of textual tradition. That is to say, the manuscripts in Rome had many of the same errors, because they were for the most part "in-house" documents, copied from one another; they were not influenced much by manuscripts being copied in Palestine; and those in Palestine took on their own characteristics, which were not the same as those found in a place like Alexandria, Egypt. Moreover, in the early centuries of the church, some locales had better scribes than others. Modern scholars have come to recognize that the scribes in Alexandria – which was a major intellectual center in the ancient world – were particularly scrupulous, even in these early centuries, and that there, in Alexandria, a very pure form of the text of the early Christian writings was preserved, decade after decade, by dedicated and relatively skilled Christian scribes. These differing histories produced what modern scholars refer to as recognizable "text types". The four most commonly recognized are Alexandrian, Western, Caesarean, and Byzantine.
The list of books included in the Catholic Bible was established as canon by the Council of Rome in 382, followed by those of Hippo in 393 and Carthage in 397. Between 385 and 405 CE, the early Christian church translated its canon into Vulgar Latin (the common Latin spoken by ordinary people), a translation known as the Vulgate. Since then, Catholic Christians have held ecumenical councils to standardize their biblical canon. The Council of Trent (1545–63), held by the Catholic Church in response to the Protestant Reformation, authorized the Vulgate as its official Latin translation of the Bible. A number of biblical canons have since evolved. Christian biblical canons range from the 73 books of the Catholic Church canon, and the 66-book canon of most Protestant denominations, to the 81 books of the Ethiopian Orthodox Tewahedo Church canon, among others. Judaism has long accepted a single authoritative text, whereas Christianity has never had an official version, instead having many different manuscript traditions.
Variants
All biblical texts were treated with reverence and care by those that copied them, yet there are transmission errors, called variants, in all biblical manuscripts. A variant is any deviation between two texts. Textual critic Daniel B. Wallace explains that "Each deviation counts as one variant, regardless of how many MSS [manuscripts] attest to it." Hebrew scholar Emanuel Tov says the term is not evaluative; it is a recognition that the paths of development of different texts have separated.
Medieval handwritten manuscripts of the Hebrew Bible were considered extremely precise: the most authoritative documents from which to copy other texts. Even so, David Carr asserts that Hebrew texts still contain some variants. The majority of all variants are accidental, such as spelling errors, but some changes were intentional. In the Hebrew text, "memory variants" are generally accidental differences evidenced by such things as the shift in word order found in 1 Chronicles 17:24 and 2 Samuel 10:9 and 13. Variants also include the substitution of lexical equivalents, semantic and grammar differences, and larger scale shifts in order, with some major revisions of the Masoretic texts that must have been intentional.
Intentional changes in New Testament texts were made to improve grammar, eliminate discrepancies, harmonize parallel passages, combine and simplify multiple variant readings into one, and for theological reasons. Bruce K. Waltke observes that one variant for every ten words was noted in the recent critical edition of the Hebrew Bible, the Biblia Hebraica Stuttgartensia, leaving 90% of the Hebrew text without variation. The fourth edition of the United Bible Society's Greek New Testament notes variants affecting about 500 out of 6900 words, or about 7% of the text.
Content and themes
Themes
The narratives, laws, wisdom sayings, parables, and unique genres of the Bible provide opportunity for discussion on most topics of concern to human beings: The role of women, sex, children, marriage, neighbors, friends, the nature of authority and the sharing of power, animals, trees and nature, money and economics, work, relationships, sorrow and despair and the nature of joy, among others. Philosopher and ethicist Jaco Gericke adds: "The meaning of good and evil, the nature of right and wrong, criteria for moral discernment, valid sources of morality, the origin and acquisition of moral beliefs, the ontological status of moral norms, moral authority, cultural pluralism, [as well as] axiological and aesthetic assumptions about the nature of value and beauty. These are all implicit in the texts."
However, discerning the themes of some biblical texts can be problematic. Much of the Bible is in narrative form and in general, biblical narrative refrains from any kind of direct instruction, and in some texts the author's intent is not easy to decipher. It is left to the reader to determine good and bad, right and wrong, and the path to understanding and practice is rarely straightforward. God is sometimes portrayed as having a role in the plot, but more often there is little about God's reaction to events, and no mention at all of approval or disapproval of what the characters have done or failed to do. The writer makes no comment, and the reader is left to infer what they will. Jewish philosophers Shalom Carmy and David Schatz explain that the Bible "often juxtaposes contradictory ideas, without explanation or apology".
The Hebrew Bible contains assumptions about the nature of knowledge, belief, truth, interpretation, understanding and cognitive processes. Ethicist Michael V. Fox writes that the primary axiom of the book of Proverbs is that "the exercise of the human mind is the necessary and sufficient condition of right and successful behavior in all reaches of life". The Bible teaches the nature of valid arguments, the nature and power of language, and its relation to reality. According to Mittleman, the Bible provides patterns of moral reasoning that focus on conduct and character.
In the biblical metaphysic, humans have free will, but it is a relative and restricted freedom. Beach says that Christian voluntarism points to the will as the core of the self, and that within human nature, "the core of who we are is defined by what we love". Natural law is in the Wisdom literature, the Prophets, Romans 1, Acts 17, and the book of Amos (Amos 1:3–2:5), where nations other than Israel are held accountable for their ethical decisions even though they don't know the Hebrew god. Political theorist Michael Walzer finds politics in the Hebrew Bible in covenant, law, and prophecy, which constitute an early form of almost democratic political ethics. Key elements in biblical criminal justice begin with the belief in God as the source of justice and the judge of all, including those administering justice on earth.
Carmy and Schatz say the Bible "depicts the character of God, presents an account of creation, posits a metaphysics of divine providence and divine intervention, suggests a basis for morality, discusses many features of human nature, and frequently poses the notorious conundrum of how God can allow evil."
Hebrew Bible
The authoritative Hebrew Bible is taken from the masoretic text (called the Leningrad Codex) which dates from 1008. The Hebrew Bible can therefore sometimes be referred to as the Masoretic Text.
The Hebrew Bible is also known by the name Tanakh (Hebrew: ). This reflects the threefold division of the Hebrew scriptures, Torah ("Teaching"), Nevi'im ("Prophets") and Ketuvim ("Writings") by using the first letters of each word. It is not until the Babylonian Talmud () that a listing of the contents of these three divisions of scripture are found.
The Tanakh was mainly written in Biblical Hebrew, with some small portions (Ezra 4:8–6:18 and 7:12–26, Jeremiah 10:11, Daniel 2:4–7:28) written in Biblical Aramaic, a language which had become the lingua franca for much of the Semitic world.
Torah
The Torah (תּוֹרָה) is also known as the "Five Books of Moses" or the Pentateuch, meaning "five scroll-cases". Traditionally these books were considered to have been dictated to Moses by God himself. Since the 17th century, scholars have viewed the original sources as being the product of multiple anonymous authors while also allowing the possibility that Moses first assembled the separate sources. There are a variety of hypotheses regarding when and how the Torah was composed, but there is a general consensus that it took its final form during the reign of the Persian Achaemenid Empire (probably 450–350 BCE), or perhaps in the early Hellenistic period (333–164 BCE).
The Hebrew names of the books are derived from the first words in the respective texts. The Torah consists of the following five books:
Genesis, Beresheeth (בראשית)
Exodus, Shemot (שמות)
Leviticus, Vayikra (ויקרא)
Numbers, Bamidbar (במדבר)
Deuteronomy, Devarim (דברים)
The first eleven chapters of Genesis provide accounts of the creation (or ordering) of the world and the history of God's early relationship with humanity. The remaining thirty-nine chapters of Genesis provide an account of God's covenant with the biblical patriarchs Abraham, Isaac and Jacob (also called Israel) and Jacob's children, the "Children of Israel", especially Joseph. It tells of how God commanded Abraham to leave his family and home in the city of Ur, eventually to settle in the land of Canaan, and how the Children of Israel later moved to Egypt.
The remaining four books of the Torah tell the story of Moses, who lived hundreds of years after the patriarchs. He leads the Children of Israel from slavery in ancient Egypt to the renewal of their covenant with God at Mount Sinai and their wanderings in the desert until a new generation was ready to enter the land of Canaan. The Torah ends with the death of Moses.
The commandments in the Torah provide the basis for Jewish religious law. Tradition states that there are 613 commandments (taryag mitzvot).
Nevi'im
Nevi'im (, "Prophets") is the second main division of the Tanakh, between the Torah and Ketuvim. It contains two sub-groups, the Former Prophets ( , the narrative books of Joshua, Judges, Samuel and Kings) and the Latter Prophets ( , the books of Isaiah, Jeremiah and Ezekiel and the Twelve Minor Prophets).
The Nevi'im tell a story of the rise of the Hebrew monarchy and its division into two kingdoms, the Kingdom of Israel and the Kingdom of Judah, focusing on conflicts between the Israelites and other nations, and conflicts among Israelites, specifically, struggles between believers in "the God" (Yahweh) and believers in foreign gods, and the criticism of unethical and unjust behaviour of Israelite elites and rulers; in which prophets played a crucial and leading role. It ends with the conquest of the Kingdom of Israel by the Neo-Assyrian Empire, followed by the conquest of the Kingdom of Judah by the neo-Babylonian Empire and the destruction of the Temple in Jerusalem.
Former Prophets
The Former Prophets are the books Joshua, Judges, Samuel and Kings. They contain narratives that begin immediately after the death of Moses with the divine appointment of Joshua as his successor, who then leads the people of Israel into the Promised Land, and end with the release from imprisonment of the last king of Judah. Treating Samuel and Kings as single books, they cover:
Joshua's conquest of the land of Canaan (in the Book of Joshua),
the struggle of the people to possess the land (in the Book of Judges),
the people's request to God to give them a king so that they can occupy the land in the face of their enemies (in the Books of Samuel)
the possession of the land under the divinely appointed kings of the House of David, ending in conquest and foreign exile (Books of Kings)
Latter Prophets
The Latter Prophets are Isaiah, Jeremiah, Ezekiel and the Twelve Minor Prophets, counted as a single book.
Hosea, Hoshea (הושע) denounces the worship of gods other than Yehovah, comparing Israel to a woman being unfaithful to her husband.
Joel, Yoel (יואל) includes a lament and a promise from God.
Amos, Amos (עמוס) speaks of social justice, providing a basis for natural law by applying it to unbelievers and believers alike.
Obadiah, Ovadyah (עבדיה) addresses the judgment of Edom and restoration of Israel.
Jonah, Yonah (יונה) tells of a reluctant redemption of Ninevah.
Micah, Mikhah (מיכה) reproaches unjust leaders, defends the rights of the poor, and looks forward to world peace.
Nahum, Nahum (נחום) speaks of the destruction of Nineveh.
Habakkuk, Havakuk (חבקוק) upholds trust in God over Babylon.
Zephaniah, Tsefanya (צפניה) pronounces coming of judgment, survival and triumph of remnant.
Haggai, Khagay (חגי) rebuild Second Temple.
Zechariah, Zekharyah (זכריה) God blesses those who repent and are pure.
Malachi, Malakhi (מלאכי) corrects lax religious and social behaviour.
Ketuvim
Ketuvim or Kəṯûḇîm (in "writings") is the third and final section of the Tanakh. The Ketuvim are believed to have been written under the inspiration of Ruach HaKodesh (the Holy Spirit) but with one level less authority than that of prophecy.
In Masoretic manuscripts (and some printed editions), Psalms, Proverbs and Job are presented in a special two-column form emphasizing their internal parallelism, which was found early in the study of Hebrew poetry. "Stichs" are the lines that make up a verse "the parts of which lie parallel as to form and content". Collectively, these three books are known as Sifrei Emet (an acronym of the titles in Hebrew, איוב, משלי, תהלים yields Emet אמ"ת, which is also the Hebrew for "truth"). Hebrew cantillation is the manner of chanting ritual readings as they are written and notated in the Masoretic Text of the Bible. Psalms, Job and Proverbs form a group with a "special system" of accenting used only in these three books.
The five scrolls
The five relatively short books of Song of Songs, Book of Ruth, the Book of Lamentations, Ecclesiastes, and Book of Esther are collectively known as the Hamesh Megillot. These are the latest books collected and designated as authoritative in the Jewish canon even though they were not complete until the second century CE.
Other books
The books of Esther, Daniel, Ezra-Nehemiah and Chronicles share a distinctive style that no other Hebrew literary text, biblical or extra-biblical, shares. They were not written in the normal style of Hebrew of the post-exilic period. The authors of these books must have chosen to write in their own distinctive style for unknown reasons.
Their narratives all openly describe relatively late events (i.e., the Babylonian captivity and the subsequent restoration of Zion).
The Talmudic tradition ascribes late authorship to all of them.
Two of them (Daniel and Ezra) are the only books in the Tanakh with significant portions in Aramaic.
Book order
The following list presents the books of Ketuvim in the order they appear in most current printed editions.
Tehillim (Psalms) תְהִלִּים is an anthology of individual Hebrew religious hymns.
Mishlei (Book of Proverbs) מִשְלֵי is a "collection of collections" on values, moral behavior, the meaning of life and right conduct, and its basis in faith.
Iyyôbh (Book of Job) אִיּוֹב is about faith, without understanding or justifying suffering.
Shīr Hashshīrīm (Song of Songs) or (Song of Solomon) שִׁיר הַשִׁירִים (Passover) is poetry about love and sex.
Rūth (Book of Ruth) רוּת (Shābhû‘ôth) tells of the Moabite woman Ruth, who decides to follow the God of the Israelites, and remains loyal to her mother-in-law, who is then rewarded.
Eikhah (Lamentations) איכה (Ninth of Av) [Also called Kinnot in Hebrew.] is a collection of poetic laments for the destruction of Jerusalem in 586 BCE.
Qōheleth (Ecclesiastes) קהלת (Sukkôth) contains wisdom sayings disagreed over by scholars. Is it positive and life-affirming, or deeply pessimistic?
Estēr (Book of Esther) אֶסְתֵר (Pûrîm) tells of a Hebrew woman in Persia who becomes queen and thwarts a genocide of her people.
Dānî’ēl (Book of Daniel) דָּנִיֵּאל combines prophecy and eschatology (end times) in story of God saving Daniel just as He will save Israel.
‘Ezrā (Book of Ezra–Book of Nehemiah) עזרא tells of rebuilding the walls of Jerusalem after the Babylonian exile.
Divrei ha-Yamim (Chronicles) דברי הימים contains genealogy.
The Jewish textual tradition never finalized the order of the books in Ketuvim. The Babylonian Talmud (Bava Batra 14b–15a) gives their order as Ruth, Psalms, Job, Proverbs, Ecclesiastes, Song of Solomon, Lamentations of Jeremiah, Daniel, Scroll of Esther, Ezra, Chronicles.
One of the large scale differences between the Babylonian and the Tiberian biblical traditions is the order of the books. Isaiah is placed after Ezekiel in the Babylonian, while Chronicles opens the Ketuvim in the Tiberian, and closes it in the Babylonian.
The Ketuvim is the last of the three portions of the Tanakh to have been accepted as canonical. While the Torah may have been considered canon by Israel as early as the fifth century BCE and the Former and Latter Prophets were canonized by the second century BCE, the Ketuvim was not a fixed canon until the second century CE.
Evidence suggests, however, that the people of Israel were adding what would become the Ketuvim to their holy literature shortly after the canonization of the prophets. As early as 132 BCE references suggest that the Ketuvim was starting to take shape, although it lacked a formal title. Against Apion, the writing of Josephus in 95 CE, treated the text of the Hebrew Bible as a closed canon to which "... no one has ventured either to add, or to remove, or to alter a syllable..." For an extended period after 95CE, the divine inspiration of Esther, the Song of Songs, and Ecclesiastes was often under scrutiny.
Septuagint
The Septuagint ("the Translation of the Seventy", also called "the LXX"), is a Koine Greek translation of the Hebrew Bible begun in the late third century BCE.
As the work of translation progressed, the Septuagint expanded: the collection of prophetic writings had various hagiographical works incorporated into it. In addition, some newer books such as the Books of the Maccabees and the Wisdom of Sirach were added. These are among the "apocryphal" books, (books whose authenticity is doubted). The inclusion of these texts, and the claim of some mistranslations, contributed to the Septuagint being seen as a "careless" translation and its eventual rejection as a valid Jewish scriptural text.
The apocrypha are Jewish literature, mostly of the Second Temple period (c. 550 BCE – 70 CE); they originated in Israel, Syria, Egypt or Persia; were originally written in Hebrew, Aramaic, or Greek, and attempt to tell of biblical characters and themes. Their provenance is obscure. One older theory of where they came from asserted that an "Alexandrian" canon had been accepted among the Greek-speaking Jews living there, but that theory has since been abandoned. Indications are that they were not accepted when the rest of the Hebrew canon was. It is clear the Apocrypha were used in New Testament times, but "they are never quoted as Scripture." In modern Judaism, none of the apocryphal books are accepted as authentic and are therefore excluded from the canon. However, "the Ethiopian Jews, who are sometimes called Falashas, have an expanded canon, which includes some Apocryphal books".
The rabbis also wanted to distinguish their tradition from the newly emerging tradition of Christianity. Finally, the rabbis claimed a divine authority for the Hebrew language, in contrast to Aramaic or Greek – even though these languages were the lingua franca of Jews during this period (and Aramaic would eventually be given the status of a sacred language comparable to Hebrew).
Incorporations from Theodotion
The Book of Daniel is preserved in the 12-chapter Masoretic Text and in two longer Greek versions, the original Septuagint version, , and the later Theodotion version from . Both Greek texts contain three additions to Daniel: The Prayer of Azariah and Song of the Three Holy Children; the story of Susannah and the Elders; and the story of Bel and the Dragon. Theodotion's translation was so widely copied in the Early Christian church that its version of the Book of Daniel virtually superseded the Septuagint's. The priest Jerome, in his preface to Daniel (407 CE), records the rejection of the Septuagint version of that book in Christian usage: "I ... wish to emphasize to the reader the fact that it was not according to the Septuagint version but according to the version of Theodotion himself that the churches publicly read Daniel." Jerome's preface also mentions that the Hexapla had notations in it, indicating several major differences in content between the Theodotion Daniel and the earlier versions in Greek and Hebrew.
Theodotion's Daniel is closer to the surviving Hebrew Masoretic Text version, the text which is the basis for most modern translations. Theodotion's Daniel is also the one embodied in the authorised edition of the Septuagint published by Sixtus V in 1587.
Final form
Textual critics are now debating how to reconcile the earlier view of the Septuagint as 'careless' with content from the Dead Sea Scrolls at Qumran, scrolls discovered at Wadi Murabba'at, Nahal Hever, and those discovered at Masada. These scrolls are 1000–1300 years older than the Leningrad text, dated to 1008 CE, which forms the basis of the Masoretic text. The scrolls have confirmed much of the Masoretic text, but they have also differed from it, and many of those differences agree with the Septuagint, the Samaritan Pentateuch or the Greek Old Testament instead.
Copies of some texts later declared apocryphal are also among the Qumran texts. Ancient manuscripts of the book of Sirach, the "Psalms of Joshua", Tobit, and the Epistle of Jeremiah are now known to have existed in a Hebrew version. The Septuagint version of some biblical books, such as the Book of Daniel and Book of Esther, are longer than those in the Jewish canon. In the Septuagint, Jeremiah is shorter than in the Masoretic text, but a shortened Hebrew Jeremiah has been found at Qumran in cave 4. The scrolls of Isaiah, Exodus, Jeremiah, Daniel and Samuel exhibit striking and important textual variants from the Masoretic text. The Septuagint is now seen as a careful translation of a different Hebrew form or recension (revised addition of the text) of certain books, but debate on how best to characterize these varied texts is ongoing.
Pseudepigraphal books
Pseudepigrapha are works whose authorship is wrongly attributed. A written work can be pseudepigraphical and not be a forgery, as forgeries are intentionally deceptive. With pseudepigrapha, authorship has been mistransmitted for any one of a number of reasons.
Apocryphal and pseudepigraphic works are not the same. Apocrypha includes all the writings claiming to be sacred that are outside the canon because they are not accepted as authentically being what they claim to be. For example, the Gospel of Barnabas claims to be written by Barnabas the companion of the Apostle Paul, but both its manuscripts date from the Middle Ages. Pseudepigrapha is a literary category of all writings whether they are canonical or apocryphal. They may or may not be authentic in every sense except a misunderstood authorship.
The term "pseudepigrapha" is commonly used to describe numerous works of Jewish religious literature written from about 300 BCE to 300 CE. Not all of these works are actually pseudepigraphical. (It also refers to books of the New Testament canon whose authorship is questioned.) The Old Testament pseudepigraphal works include the following:
3 Maccabees
4 Maccabees
Assumption of Moses
Ethiopic Book of Enoch (1 Enoch)
Slavonic Book of Enoch (2 Enoch)
Hebrew Book of Enoch (3 Enoch) (also known as "The Revelation of Metatron" or "The Book of Rabbi Ishmael the High Priest")
Book of Jubilees
Syriac Apocalypse of Baruch (2 Baruch)
Letter of Aristeas (Letter to Philocrates regarding the translating of the Hebrew scriptures into Greek)
Life of Adam and Eve
Martyrdom and Ascension of Isaiah
Psalms of Solomon
Sibylline Oracles
Greek Apocalypse of Baruch (3 Baruch)
Testaments of the Twelve Patriarchs
Book of Enoch
Notable pseudepigraphal works include the Books of Enoch such as 1 Enoch, 2 Enoch, which survives only in Old Slavonic, and 3 Enoch, surviving in Hebrew of the CE. These are ancient Jewish religious works, traditionally ascribed to the prophet Enoch, the great-grandfather of the patriarch Noah. The fragment of Enoch found among the Qumran scrolls attest to it being an ancient work. The older sections (mainly in the Book of the Watchers) are estimated to date from about 300 BCE, and the latest part (Book of Parables) was probably composed at the end of the first century BCE.
Enoch is not part of the biblical canon used by most Jews, apart from Beta Israel. Most Christian denominations and traditions may accept the Books of Enoch as having some historical or theological interest or significance. Part of the Book of Enoch is quoted in the Epistle of Jude and the Book of Hebrews (parts of the New Testament), but Christian denominations generally regard the Books of Enoch as non-canonical. The exceptions to this view are the Ethiopian Orthodox Tewahedo Church and Eritrean Orthodox Tewahedo Church.
The Ethiopian Bible is not based on the Greek Bible, and the Ethiopian Church has a slightly different understanding of canon than other Christian traditions. In Ethiopia, canon does not have the same degree of fixedness, (yet neither is it completely open). Enoch has long been seen there as inspired scripture, but being scriptural and being canon are not always seen the same. The official Ethiopian canon has 81 books, but that number is reached in different ways with various lists of different books, and the book of Enoch is sometimes included and sometimes not. Current evidence confirms Enoch as canonical in both Ethiopia and in Eritrea.
Christian Bible
A Christian Bible is a set of books divided into the Old and New Testament that a Christian denomination has, at some point in their past or present, regarded as divinely inspired scripture by the holy spirit. The Early Church primarily used the Septuagint, as it was written in Greek, the common tongue of the day, or they used the Targums among Aramaic speakers. Modern English translations of the Old Testament section of the Christian Bible are based on the Masoretic Text. The Pauline epistles and the gospels were soon added, along with other writings, as the New Testament.
Old Testament
The Old Testament has been important to the life of the Christian church from its earliest days. Bible scholar N.T. Wright says "Jesus himself was profoundly shaped by the scriptures." Wright adds that the earliest Christians searched those same Hebrew scriptures in their effort to understand the earthly life of Jesus. They regarded the "holy writings" of the Israelites as necessary and instructive for the Christian, as seen from Paul's words to Timothy (2 Timothy 3:15), as pointing to the Messiah, and as having reached a climactic fulfillment in Jesus generating the "new covenant" prophesied by Jeremiah.
The Protestant Old Testament of the 21st century has a 39-book canon. The number of books (although not the content) varies from the Jewish Tanakh only because of a different method of division. The term "Hebrew scriptures" is often used as being synonymous with the Protestant Old Testament, since the surviving scriptures in Hebrew include only those books.
However, the Roman Catholic Church recognizes 46 books as its Old Testament (45 if Jeremiah and Lamentations are counted as one), and the Eastern Orthodox Churches recognize 6 additional books. These additions are also included in the Syriac versions of the Bible called the Peshitta and the Ethiopian Bible.
Because the canon of Scripture is distinct for Jews, Eastern Orthodox, Roman Catholics, and Western Protestants, the contents of each community's Apocrypha are unique, as is its usage of the term. For Jews, none of the apocryphal books are considered canonical. Catholics refer to this collection as "Deuterocanonical books" (second canon) and the Orthodox Church refers to them as "Anagignoskomena" (that which is read).
Books included in the Roman Catholic, Greek, and Slavonic Bibles are: Tobit, Judith, Greek Additions to Esther, the Wisdom of Solomon, Sirach (or Ecclesiasticus), Baruch, the Letter of Jeremiah (also called the Baruch Chapter 6), the Greek Additions to Daniel, along with 1 Maccabees and 2 Maccabees.
The Greek Orthodox Church, and the Slavonic churches (Belarus, Bosnia and Herzegovina, Bulgaria, North Macedonia, Montenegro, Poland, Ukraine, Russia, Serbia, the Czech Republic, Slovakia, Slovenia and Croatia) also add:
3 Maccabees
1 Esdras (called 2 Esdras in the Slavonic canon)
Prayer of Manasseh
Psalm 151
2 Esdras (4 Ezra) and the Prayer of Manasseh are not in the Septuagint, and 2 Esdras does not exist in Greek, though it does exist in Latin. There is also 4 Maccabees which is only accepted as canonical in the Georgian Church. It is in an appendix to the Greek Orthodox Bible, and it is therefore sometimes included in collections of the Apocrypha.
The Syriac Orthodox Church also includes:
Psalms 151–155
The Apocalypse of Baruch
The Letter of Baruch
The Ethiopian Old Testament Canon uses Enoch and Jubilees (that only survived in Ge'ez), 1–3 Meqabyan, Greek Ezra and the Apocalypse of Ezra, and Psalm 151.
The Revised Common Lectionary of the Lutheran Church, Moravian Church, Reformed Churches, Anglican Church and Methodist Church uses the apocryphal books liturgically, with alternative Old Testament readings available. Therefore, editions of the Bible intended for use in the Lutheran Church and Anglican Church include the fourteen books of the Apocrypha, many of which are the deuterocanonical books accepted by the Catholic Church, plus 1 Esdras, 2 Esdras and the Prayer of Manasseh, which were in the Vulgate appendix.
The Roman Catholic and Eastern Orthodox Churches use most of the books of the Septuagint, while Protestant churches usually do not. After the Protestant Reformation, many Protestant Bibles began to follow the Jewish canon and exclude the additional texts, which came to be called apocryphal. The Apocrypha are included under a separate heading in the King James Version of the Bible, the basis for the Revised Standard Version.
New Testament
The New Testament is the name given to the second portion of the Christian Bible. While some scholars assert that Aramaic was the original language of the New Testament, the majority view says it was written in the vernacular form of Koine Greek. Still, there is reason to assert that it is a heavily Semitized Greek: its syntax is like conversational Greek, but its style is largely Semitic. Koine Greek was the common language of the western Roman Empire from the Conquests of Alexander the Great (335–323 BCE) until the evolution of Byzantine Greek () while Aramaic was the language of Jesus, the Apostles and the ancient Near East. The term "New Testament" came into use in the second century during a controversy over whether the Hebrew Bible should be included with the Christian writings as sacred scripture.
It is generally accepted that the New Testament writers were Jews who took the inspiration of the Old Testament for granted. This is probably stated earliest in : "All scripture is given by inspiration of God". Scholarship on how and why ancient Jewish–Christians came to create and accept new texts as equal to the established Hebrew texts has taken three forms. First, John Barton writes that ancient Christians probably just continued the Jewish tradition of writing and incorporating what they believed were inspired, authoritative religious books. The second approach separates those various inspired writings based on a concept of "canon" which developed in the second century. The third involves formalizing canon. According to Barton, these differences are only differences in terminology; the ideas are reconciled if they are seen as three stages in the formation of the New Testament.
The first stage was completed remarkably early if one accepts 's view that "canon" and "scripture" are separate things, with "scripture" having been recognized by ancient Christians long before "canon" was. Barton says Theodor Zahn concluded "there was already a Christian canon by the end of the first century", but this is not the canon of later centuries. Accordingly, Sundberg asserts that in the first centuries, there was no criterion for inclusion in the "sacred writings" beyond inspiration, and that no one in the first century had the idea of a closed canon. The gospels were accepted by early believers as handed down from those Apostles who had known Jesus and been taught by him. Later biblical criticism has questioned the authorship and datings of the gospels.
At the end of the second century, it is widely recognized that a Christian canon similar to its modern version was asserted by the church fathers in response to the plethora of writings claiming inspiration that contradicted orthodoxy: (heresy). The third stage of development as the final canon occurred in the fourth century with a series of synods that produced a list of texts of the canon of the Old Testament and the New Testament that are still used today. Most notably the Synod of Hippo in 393 CE and that of c. 400. Jerome produced a definitive Latin edition of the Bible (the Vulgate), the canon of which, at the insistence of the Pope, was in accord with the earlier Synods. This process effectively set the New Testament canon.
New Testament books already had considerable authority in the late first and early second centuries. Even in its formative period, most of the books of the NT that were seen as scripture were already agreed upon. Linguistics scholar Stanley E. Porter says "evidence from the apocryphal non-Gospel literature is the same as that for the apocryphal Gospelsin other words, that the text of the Greek New Testament was relatively well established and fixed by the time of the second and third centuries". By the time the fourth century Fathers were approving the "canon", they were doing little more than codifying what was already universally accepted.
The New Testament is a collection of 27 books of 4 different genres of Christian literature (Gospels, one account of the Acts of the Apostles, Epistles and an Apocalypse). These books can be grouped into:
The Gospels are narratives of Jesus' last three years of life, his death and resurrection.
Synoptic Gospels
Gospel of Matthew
Gospel of Mark
Gospel of Luke
Gospel of John
Narrative literature, provide an account and history of the very early Apostolic age.
Acts of the Apostles
Pauline epistles are written to individual church groups to address problems, provide encouragement and give instruction.
Epistle to the Romans
First Epistle to the Corinthians
Second Epistle to the Corinthians
Epistle to the Galatians
Epistle to the Ephesians
Epistle to the Philippians
Epistle to the Colossians
First Epistle to the Thessalonians
Second Epistle to the Thessalonians
Pastoral epistles discuss the pastoral oversight of churches, Christian living, doctrine and leadership.
First Epistle to Timothy
Second Epistle to Timothy
Epistle to Titus
Epistle to Philemon
Epistle to the Hebrews
Catholic epistles, also called the general epistles or lesser epistles.
Epistle of James encourages a lifestyle consistent with faith.
First Epistle of Peter addresses trial and suffering.
Second Epistle of Peter more on suffering's purposes, Christology, ethics and eschatology.
First Epistle of John covers how to discern true Christians: by their ethics, their proclamation of Jesus in the flesh, and by their love.
Second Epistle of John warns against docetism.
Third Epistle of John encourage, strengthen and warn.
Epistle of Jude condemns opponents.
Apocalyptic literature (prophetical)
Book of Revelation, or the Apocalypse, predicts end time events.
Both Catholics and Protestants (as well as Greek Orthodox) currently have the same 27-book New Testament Canon. They are ordered differently in the Slavonic tradition, the Syriac tradition and the Ethiopian tradition.
Canon variations
Peshitta
The Peshitta ( or ) is the standard version of the Bible for churches in the Syriac tradition. The consensus within biblical scholarship, although not universal, is that the Old Testament of the Peshitta was translated into Syriac from biblical Hebrew, probably in the 2nd century CE, and that the New Testament of the Peshitta was translated from the Greek. This New Testament, originally excluding certain disputed books (2 Peter, 2 John, 3 John, Jude, Revelation), had become a standard by the early 5th century. The five excluded books were added in the Harklean Version (616 CE) of Thomas of Harqel.
Catholic Church canon
The canon of the Catholic Church was affirmed by the Council of Rome (AD 382), the Synod of Hippo (AD 393), the Council of Carthage (AD 397), the Council of Carthage (AD 419), the Council of Florence (AD 1431–1449) and finally, as an article of faith, by the Council of Trent (AD 1545–1563) establishing the canon consisting of 46 books in the Old Testament and 27 books in the New Testament for a total of 73 books in the Catholic Bible.
Ethiopian Orthodox canon
The canon of the Ethiopian Orthodox Tewahedo Church is wider than the canons used by most other Christian churches. There are 81 books in the Ethiopian Orthodox Bible. In addition to the books found in the Septuagint accepted by other Orthodox Christians, the Ethiopian Old Testament Canon uses Enoch and Jubilees (ancient Jewish books that only survived in Ge'ez, but are quoted in the New Testament), Greek Ezra and the Apocalypse of Ezra, 3 books of Meqabyan, and Psalm 151 at the end of the Psalter. The three books of Meqabyan are not to be confused with the books of Maccabees. The order of the books is somewhat different in that the Ethiopian Old Testament follows the Septuagint order for the Minor Prophets rather than the Jewish order.
New Testament Apocryphal books
The New Testament apocrypha are a number of writings by early professed Christians that give accounts of Jesus and his teachings, the nature of God, or the teachings of his Apostles and of their activities. Some of these writings were cited as Scripture by some early Christians, but since the fifth century a widespread consensus emerged limiting the New Testament to the 27 books of the modern canon. Roman Catholic, Eastern Orthodox, and Western Protestant churches do not view the New Testament apocrypha as part of the inspired Bible. Although some Oriental Orthodox canons to some extent have. The Armenian Apostolic church at times has included the Third Epistle to the Corinthians, but does not always list it with the other 27 canonical New Testament books. The New Testament of the Coptic Bible, adopted by the Egyptian Church, includes the two Epistles of Clement.
Textual history
The original autographs, that is, the original Greek writings and manuscripts written by the original authors of the New Testament, have not survived. But, historically, copies of those original autographs exist and were transmitted and preserved in a number of manuscript traditions. The three main textual traditions of the Greek New Testament are sometimes called the Alexandrian text-type (generally minimalist), the Byzantine text-type (generally maximalist), and the Western text-type (occasionally wild). Together they comprise most of the ancient manuscripts. Very early on, Christianity replaced scrolls with codexes, the forerunner of bound books, and by the 3rd century, collections of biblical books began being copied as a set.
Since all ancient texts were written by hand, often by copying from another handwritten text, they are not exactly alike in the manner of printed works. The differences between them are considered generally minor and are called textual variants. A variant is simply any variation between two texts. The majority of variants are accidental, but some are intentional. Intentional changes were made to improve grammar, to eliminate discrepancies, to make Liturgical changes such as the doxology of the Lord's prayer, to harmonize parallel passages or to combine and simplify multiple variant readings into one.
Influence
With a literary tradition spanning two millennia, the Bible is one of the most influential works ever written. From practices of personal hygiene to philosophy and ethics, the Bible has directly and indirectly influenced politics and law, war and peace, sexual morals, marriage and family life, letters and learning, the arts, economics, social justice, medical care and more.
The Bible is one of the world's most published books, with estimated total sales of over five billion copies. As such, the Bible has had a profound influence, especially in the Western world, where the Gutenberg Bible was the first book printed in Europe using movable type. It has contributed to the formation of Western law, art, literature, and education.
Criticism
Critics view certain biblical texts to be morally problematic. The Bible neither calls for nor condemns slavery outright, but there are verses that address dealing with it, and these verses have been used to support it. Some have written that supersessionism begins in the book of Hebrews where others locate its beginnings in the culture of the fourth century Roman empire. The Bible has been used to support the death penalty, patriarchy, sexual intolerance, the violence of total war, and colonialism.
In the Christian Bible, the violence of war is addressed four ways: pacifism, non-resistance; just war, and preventive war which is sometimes called crusade. In the Hebrew Bible, there is just war and preventive war which includes the Amalekites, Canaanites, Moabites, and the record in Exodus, Deuteronomy, Joshua, and both books of Kings. John J. Collins writes that people throughout history have used these biblical texts to justify violence against their enemies. Anthropologist Leonard B. Glick offers the modern example of Jewish fundamentalists in Israel, such as Shlomo Aviner a prominent theorist of the Gush Emunim movement, who considers the Palestinians to be like biblical Canaanites, and therefore suggests that Israel "must be prepared to destroy" the Palestinians if the Palestinians do not leave the land.
Nur Masalha argues that genocide is inherent in these commandments, and that they have served as inspirational examples of divine support for slaughtering national opponents. However, the "applicability of the term [genocide] to earlier periods of history" is questioned by sociologists Frank Robert Chalk and Kurt Jonassohn. Since most societies of the past endured and practiced genocide, it was accepted at that time as "being in the nature of life" because of the "coarseness and brutality" of life; the moral condemnation associated with terms like genocide are products of modern morality. The definition of what constitutes violence has broadened considerably over time. The Bible reflects how perceptions of violence changed for its authors.
Phyllis Trible, in her now famous work Texts of Terror, tells four Bible stories of suffering in ancient Israel where women are the victims. Tribble describes the Bible as "a mirror" that reflects humans, and human life, in all its "holiness and horror".
John Riches, professor of divinity and biblical criticism at the University of Glasgow, provides the following view of the diverse historical influences of the Bible:
Politics and law
The Bible has been used to support and oppose political power. It has inspired revolution and "a reversal of power" because God is so often portrayed as choosing what is "weak and humble (the stammering Moses, the infant Samuel, Saul from an insignificant family, David confronting Goliath, etc.) to confound the mighty". Biblical texts have been the catalyst for political concepts like democracy, religious toleration and religious freedom. These have, in turn, inspired movements ranging from abolitionism in the 18th and 19th century, to the civil rights movement, the Anti-Apartheid Movement, and liberation theology in Latin America. The Bible has been the source of many peace movements and efforts at reconciliation around the world .
The roots of many modern laws can be found in the Bible's teachings on due process, fairness in criminal procedures, and equity in the application of the law. Judges are told not to accept bribes (Deuteronomy 16:19), are required to be impartial to native and stranger alike (Leviticus 24:22; Deuteronomy 27:19), to the needy and the powerful alike (Leviticus 19:15), and to rich and poor alike (Deuteronomy 1:16, 17; Exodus 23:2–6). The right to a fair trial, and fair punishment, are also found in the Bible (Deuteronomy 19:15; Exodus 21:23–25). Those most vulnerable in a patriarchal societychildren, women, and strangersare singled out in the Bible for special protection (Psalm 72:2, 4).
Social responsibility
The philosophical foundation of human rights is in the Bible's teachings of natural law. The prophets of the Hebrew Bible repeatedly admonish the people to practice justice, charity, and social responsibility. H. A. Lockton writes that "The Poverty and Justice Bible (The Bible Society (UK), 2008) claims there are more than 2000 verses in the Bible dealing with the justice issues of rich-poor relations, exploitation and oppression". Judaism practiced charity and healing the sick but tended to limit these practices to their own people. For Christians, the Old Testament statements are enhanced by multiple verses such as Matthew 10:8, Luke 10:9 and 9:2, and Acts 5:16 that say "heal the sick". Authors Vern and Bonnie Bullough write in The care of the sick: the emergence of modern nursing, that this is seen as an aspect of following Jesus' example, since so much of his public ministry focused on healing.
In the process of following this command, monasticism in the third century transformed health care. This produced the first hospital for the poor in Caesarea in the fourth century. The monastic health care system was innovative in its methods, allowing the sick to remain within the monastery as a special class afforded special benefits; it destigmatized illness, legitimized the deviance from the norm that sickness includes, and formed the basis for future modern concepts of public health care. The biblical practices of feeding and clothing the poor, visiting prisoners, supporting widows and orphan children have had sweeping impact.
The Bible's emphasis on learning has had formidable influence on believers and western society. For centuries after the fall of the western Roman Empire, all schools in Europe were Bible-based church schools, and outside of monastic settlements, almost no one had the ability to read or write. These schools eventually led to the West's first universities (created by the church) in the Middle Ages which have spread around the world in the modern day. Protestant Reformers wanted all members of the church to be able to read the Bible, so compulsory education for both boys and girls was introduced. Translations of the Bible into local vernacular languages have supported the development of national literatures and the invention of alphabets.
Biblical teachings on sexual morality changed the Roman empire, the millennium that followed, and have continued to influence society. Rome's concept of sexual morality was centered on social and political status, power, and social reproduction (the transmission of social inequality to the next generation). The biblical standard was a "radical notion of individual freedom centered around a libertarian paradigm of complete sexual agency". Classicist Kyle Harper describes the change biblical teaching evoked as "a revolution in the rules of behavior, but also in the very image of the human being".
Literature and the arts
The Bible has directly and indirectly influenced literature: St Augustine's Confessions is widely considered the first autobiography in Western Literature. The Summa Theologica, written 1265–1274, is "one of the classics of the history of philosophy and one of the most influential works of Western literature." These both influenced the writings of Dante's epic poetry and his Divine Comedy, and in turn, Dante's creation and sacramental theology has contributed to influencing writers such as J. R. R. Tolkien and William Shakespeare.
Many masterpieces of Western art were inspired by biblical themes: from Michelangelo's David and Pietà sculptures, to Leonardo da Vinci's Last Supper and Raphael's various Madonna paintings. There are hundreds of examples. Eve, the temptress who disobeys God's commandment, is probably the most widely portrayed figure in art. The Renaissance preferred the sensuous female nude, while the "femme fatale" Delilah from the nineteenth century onward demonstrates how the Bible and art both shape and reflect views of women.
The Bible has many rituals of purification which speak of clean and unclean in both literal and metaphorical terms. The biblical toilet etiquette encourages washing after all instances of defecation, hence the invention of the bidet.
Interpretation and inspiration
Biblical texts have always required interpretation, and this has given rise to multiple views and approaches according to the interplay between various religions and the book.
The primary source of Jewish commentary and interpretation of the Hebrew Bible is the Talmud. The Talmud, (which means study and learning), is a summary of ancient oral law and commentary on it. It is the primary source of Jewish Law. Adin Steinsaltz writes that "if the Bible is the cornerstone of Judaism, then the Talmud is the central pillar". Seen as the backbone of Jewish creativity, it is "a conglomerate of law, legend and philosophy, a blend of unique logic and shrewd pragmatism, of history and science, anecdotes and humor" all aimed toward the purpose of studying biblical Torah.
Christians often treat the Bible as a single book, and while John Barton says they are "some of the most profound texts humanity has ever produced", liberals and moderates see it as a collection of books that are not perfect. Conservative and fundamentalist Christians see the Bible differently and interpret it differently. Christianity interprets the Bible differently than Judaism does with Islam providing yet another view. How inspiration works and what kind of authority it means the Bible has are different for different traditions.
The Second Epistle to Timothy claims, "All Scripture is breathed out by God and profitable for teaching, for reproof, for correction, and for training in righteousness" (). Various related but distinguishable views on divine inspiration include:
the view of the Bible as the inspired word of God: the belief that God, through the Holy Spirit, intervened and influenced the words, message, and collation of the Bible
the view that the Bible is also infallible, and incapable of error in matters of faith and practice, but not necessarily in historic or scientific matters
the view that the Bible represents the inerrant word of God, without error in any aspect, spoken by God and written down in its perfect form by humans
Within these broad beliefs many schools of hermeneutics operate. "Bible scholars claim that discussions about the Bible must be put into its context within church history and then into the context of contemporary culture." Fundamentalist Christians are associated with the doctrine of biblical literalism, where the Bible is not only inerrant, but the meaning of the text is clear to the average reader.
Jewish antiquity attests to belief in sacred texts, and a similar belief emerges in the earliest of Christian writings. Various texts of the Bible mention divine agency in relation to its writings. In their book A General Introduction to the Bible, Norman Geisler and William Nix write: "The process of inspiration is a mystery of the providence of God, but the result of this process is a verbal, plenary, inerrant, and authoritative record." Most evangelical biblical scholars associate inspiration with only the original text; for example some American Protestants adhere to the 1978 Chicago Statement on Biblical Inerrancy which asserted that inspiration applied only to the autographic text of scripture. Among adherents of biblical literalism, a minority, such as followers of the King-James-Only Movement, extend the claim of inerrancy only to a particular version.
Religious significance
Both Judaism and Christianity see the Bible as religiously and intellectually significant. It provides insight into its time and into the composition of the texts, and it represents an important step in the development of thought. It is used in communal worship, recited and memorized, provides personal guidance, a basis for counseling, church doctrine, religious culture (teaching, hymns and worship), and ethical standards.The Bible is centrally important to both Judaism and Christianity, but not as a holy text out of which entire religious systems can somehow be read. Its contents illuminate the origins of Christianity and Judaism, and provide spiritual classics on which both faiths can draw; but they do not constrain subsequent generations in the way that a written constitution would. They are simply not that kind of thing. They are a repository of writings, both shaping and shaped by the two religions..." As a result, there are teachings and creeds in Christianity and laws in Judaism that are seen by those religions as derived from the Bible which are not directly in the Bible.
For the Hebrew Bible, canonization is reserved for written texts, while sacralization reaches far back into oral tradition. When sacred stories, such as those that form the narrative base of the first five books of the Bible, were performed, "not a syllable [could] be changed in order to ensure the magical power of the words to 'presentify' the divine". Inflexibility protected the texts from a changing world. When sacred oral texts began the move to written transmission, commentary began being worked in, but once the text was closed by canonization, commentary needed to remain outside. Commentary still had significance. Sacred written texts were thereafter accompanied by commentary, and such commentary was sometimes written and sometimes orally transmitted, as is the case in the Islamic Madrasa and the Jewish Yeshiva. Arguing that Torah has had a definitive role in developing Jewish identity from its earliest days, John J. Collins explains that regardless of genetics or land, it has long been true that one could become Jewish by observing the laws in the Torah, and that remains true in the modern day.
The Christian religion and its sacred book are connected and influence one another, but the significance of the written text has varied throughout history. For Christianity, holiness did not reside in the written text, or in any particular language, it resided in the Christ the text witnessed to. David M. Carr writes that this gave early Christianity a more 'flexible' view of the written texts. Wilfred Cantwell Smith points out that "in the Islamic system, the Quran fulfills a function comparable to the role... played by the person of Jesus Christ, while a closer counterpart to Christian scriptures are the Islamic Hadith 'Traditions'." For centuries the written text had less significance than the will of the church as represented by the Pope, since the church saw the text as having been created by the church. One cause of the Reformation was the perceived need to reorient Christianity around its early text as authoritative. Some Protestant churches still focus on the idea of sola scriptura, which sees scripture as the only legitimate religious authority. Some denominations today support the use of the Bible as the only infallible source of Christian teaching. Others, though, advance the concept of prima scriptura in contrast, meaning scripture primarily or scripture mainly.
In the 21st century, attitudes towards the significance of the Bible continue to differ. Roman Catholics, High Church Anglicans, Methodists and Eastern Orthodox Christians stress the harmony and importance of both the Bible and sacred tradition in combination. United Methodists see Scripture as the major factor in Christian doctrine, but they also emphasize the importance of tradition, experience, and reason. Lutherans teach that the Bible is the sole source for Christian doctrine. Muslims view the Bible as reflecting the true unfolding revelation from God; but revelation which had been corrupted or distorted (in Arabic: tahrif), and therefore necessitated correction by giving the Quran to the Islamic prophet Muhammad. The Rastafari view the Bible as essential to their religion, while the Unitarian Universalists view it as "one of many important religious texts".
Versions and translations
The original texts of the Tanakh were almost entirely written in Hebrew with about one percent in Aramaic. The earliest translation of any Bible text is the Septuagint which translated the Hebrew into Greek. As the first translation of any biblical literature, the translation that became the Septuagint was an unparalleled event in the ancient world. This translation was made possible by a common Mediterranean culture where Semitism had been foundational to Greek culture. In the Talmud, Greek is the only language officially allowed for translation. The Targum Onkelos is the Aramaic translation of the Hebrew Bible believed to have been written in the second century CE. These texts attracted the work of various scholars, but a standardized text was not available before the 9th century.
There were different ancient versions of the Tanakh in Hebrew. These were copied and edited in three different locations producing slightly varying results. Masoretic scholars in Tiberias in ancient Palestine copied the ancient texts in Tiberian Hebrew. A copy was recovered from the "Cave of Elijah" (the synagogue of Aleppo in the Judean desert) and is therefore referred to as the Aleppo Codex which dates to around 920. This codex, which is over a thousand years old, was originally the oldest codex of the complete Tiberian Hebrew Bible. Babylonian masoretes had also copied the early texts, and the Tiberian and Babylonian were later combined, using the Aleppo Codex and additional writings, to form the Ben-Asher masoretic tradition which is the standardized Hebrew Bible of today. The Aleppo Codex is no longer the oldest complete manuscript because, during riots in 1947, the Aleppo Codex was removed from its location, and about 40% of it was subsequently lost. It must now rely on additional manuscripts, and as a result, the Aleppo Codex contains the most comprehensive collection of variant readings. The oldest complete version of the Masoretic tradition is the Leningrad Codex from 1008. It is the source for all modern Jewish and Christian translations.
Levidas writes that, "The Koine Greek New Testament is a non-translated work; most scholars agree on thisdespite disagreement on the possibility that some passages may have appeared initially in Aramaic... It is written in the Koine Greek of the first century [CE]". Early Christians translated the New Testament into Old Syriac, Coptic, Ethiopic, and Latin, among other languages. The earliest Latin translation was the Old Latin text, or Vetus Latina, which, from internal evidence, seems to have been made by several authors over a period of time.
Pope Damasus I (366–383) commissioned Jerome to produce a reliable and consistent text by translating the original Greek and Hebrew texts into Latin. This translation became known as the Latin Vulgate Bible, in the 4th century CE (although Jerome expressed in his prologues to most deuterocanonical books that they were non-canonical). In 1546, at the Council of Trent, Jerome's Vulgate translation was declared by the Roman Catholic Church to be the only authentic and official Bible in the Latin Church. The Greek-speaking East continued to use the Septuagint translations of the Old Testament, and they had no need to translate the Greek New Testament. This contributed to the East-West Schism.
Many ancient translations coincide with the invention of the alphabet and the beginning of vernacular literature in those languages. According to British Academy professor N. Fernández Marcos, these early translations represent "pioneer works of enormous linguistic interest, as they represent the oldest documents we have for the study of these languages and literature".
Translations to English can be traced to the seventh century, Alfred the Great in the 9th century, the Toledo School of Translators in the 12th and 13th century, Roger Bacon (1220–1292), an English Franciscan friar of the 13th century, and multiple writers of the Renaissance. The Wycliffite Bible, which is "one of the most significant in the development of a written standard", dates from the late Middle English period. William Tyndale's translation of 1525 is seen by several scholars as having influenced the form of English Christian discourse as well as impacting the development of the English language itself. Martin Luther translated the New Testament into German in 1522, and both Testaments with Apocrypha in 1534, thereby contributing to the multiple wars of the Age of Reformation and Counter-Reformation. Important biblical translations of this period include the Polish Jakub Wujek Bible (Biblia Jakuba Wujka) from 1535, and the English King James/Authorized Version (1604–1611). The King James Version was the most widespread English Bible of all time, but it has largely been superseded by modern translations.
Some New Testaments verses found to be later additions to the text are not included in modern English translations, despite appearing in older English translations such as the King James Version.
Some denominations have additional canonical texts beyond the Bible, including the Standard Works of the Latter Day Saints movement and Divine Principle in the Unification Church.
Nearly all modern English translations of the Old Testament are based on a single manuscript, the Leningrad Codex, copied in 1008 or 1009. It is a complete example of the Masoretic Text, and its published edition is used by the majority of scholars. The Aleppo Codex is the basis of the Hebrew University Bible Project in Jerusalem.
Since the Reformation era, Bible translations have been made into the common vernacular of many languages. The Bible continues to be translated to new languages, largely by Christian organizations such as Wycliffe Bible Translators, New Tribes Mission and Bible societies. Lamin Sanneh writes that tracing the impact on the local cultures of translating the Bible into local vernacular language shows it has produced "the movements of indigenization and cultural liberation". "The translated scripture ... has become the benchmark of awakening and renewal".
Archaeological and historical research
Biblical archaeology is a subsection of archaeology that relates to and sheds light upon the Hebrew scriptures and the New Testament. It is used to help determine the lifestyle and practices of people living in biblical times. There are a wide range of interpretations in the field of biblical archaeology. One broad division includes biblical maximalism, which generally takes the view that most of the Old Testament or the Hebrew Bible is based on history although it is presented through the religious viewpoint of its time. According to historian Lester L. Grabbe, there are "few, if any" maximalists in mainstream scholarship. It is considered to be the extreme opposite of biblical minimalism which considers the Bible to be a purely post-exilic (5th century BCE and later) composition. According to Mary-Joan Leith, professor of religious studies, many minimalists have ignored evidence for the antiquity of the Hebrew language in the Bible, and few take archaeological evidence into consideration. Most biblical scholars and archaeologists fall somewhere on a spectrum between these two.
The biblical account of events of the Exodus from Egypt in the Torah, the migration to the Promised Land, and the period of Judges are sources of heated ongoing debate. There is an absence of evidence for the presence of Israel in Egypt from any Egyptian source, historical or archaeological. Yet, as William Dever points out, these biblical traditions were written long after the events they describe, and they are based in sources now lost and older oral traditions.
The Hebrew Bible/Old Testament, ancient non–biblical texts, and archaeology support the Babylonian captivity beginning around 586 BCE. Excavations in southern Judah show a pattern of destruction consistent with the Neo-Assyrian devastation of Judah at the end of the eighth century BCE and 2 Kings 18:13. In 1993, at Tel Dan, archaeologist Avraham Biran unearthed a fragmentary Aramaic inscription, the Tel Dan stele, dated to the late ninth or early eighth century that mentions a "king of Israel" as well as a "house of David" (bet David). This shows David could not be a late sixth-century invention, and implies that Judah's kings traced their lineage back to someone named David. However, there is no current archaeological evidence for the existence of King David and Solomon or the First Temple as far back as the tenth century BCE where the Bible places them.
In the nineteenth and early twentieth century, surveys demonstrated that Acts of the Apostles (Acts) scholarship was divided into two traditions, "a conservative (largely British) tradition which had great confidence in the historicity of Acts and a less conservative (largely German) tradition which had very little confidence in the historicity of Acts". Subsequent surveys show that little has changed. Author Thomas E. Phillips writes that "In this two-century-long debate over the historicity of Acts and its underlying traditions, only one assumption seemed to be shared by all: Acts was intended to be read as history". This too is now being debated by scholars as: what genre does Acts actually belong to? There is a growing consensus, however, that the question of genre is unsolvable and would not, in any case, solve the issue of historicity: "Is Acts history or fiction? In the eyes of most scholars, it is historybut not the kind of history that precludes fiction." says Phillips.
Biblical criticism
Biblical criticism refers to the analytical investigation of the Bible as a text, and addresses questions such as history, authorship, dates of composition, and authorial intention. It is not the same as criticism of the Bible, which is an assertion against the Bible being a source of information or ethical guidance, nor is it criticism of possible translation errors.
Biblical criticism made study of the Bible secularized, scholarly and more democratic, while it also permanently altered the way people understood the Bible. The Bible is no longer thought of solely as a religious artifact, and its interpretation is no longer restricted to the community of believers. Michael Fishbane writes, "There are those who regard the desacralization of the Bible as the fortunate condition for" the development of the modern world. For many, biblical criticism "released a host of threats" to the Christian faith. For others biblical criticism "proved to be a failure, due principally to the assumption that diachronic, linear research could master any and all of the questions and problems attendant on interpretation". Still others believed that biblical criticism, "shorn of its unwarranted arrogance," could be a reliable source of interpretation. Michael Fishbane compares biblical criticism to Job, a prophet who destroyed "self-serving visions for the sake of a more honest crossing from the divine textus to the human one". Or as Rogerson says: biblical criticism has been liberating for those who want their faith "intelligently grounded and intellectually honest".
Bible museums
The Dunham Bible Museum is located at Houston Baptist University in Houston, Texas. It is known for its collection of rare Bibles from around the world and for having many different Bibles of various languages.
The Museum of the Bible opened in Washington, D.C. in November 2017. The museum states that its intent is to "share the historical relevance and significance of the sacred scriptures in a nonsectarian way", but this has been questioned.
The Bible Museum in St Arnaud, Victoria in Australia opened in 2009. , it is closed for relocation.
There is a Bible Museum at The Great Passion Play in Eureka Springs, Arkansas.
The Bible Museum on the Square in Collierville, Tennessee opened in 1997.
Biedenharn Museum and Gardens in Monroe, Louisiana includes a Bible Museum.
Gallery
Illustrations
The grandest medieval Bibles were illuminated manuscripts in which the text is supplemented by the addition of decoration, such as decorated initials, borders (marginalia) and miniature illustrations. Up to the 12th century, most manuscripts were produced in monasteries in order to add to the library or after receiving a commission from a wealthy patron. Larger monasteries often contained separate areas for the monks who specialized in the production of manuscripts called a scriptorium, where "separate little rooms were assigned to book copying; they were situated in such a way that each scribe had to himself a window open to the cloister walk." By the 14th century, the cloisters of monks writing in the scriptorium started to employ laybrothers from the urban scriptoria, especially in Paris, Rome and the Netherlands.
Demand for manuscripts grew to an extent that the Monastic libraries were unable to meet with the demand, and began employing secular scribes and illuminators. These individuals often lived close to the monastery and, in certain instances, dressed as monks whenever they entered the monastery, but were allowed to leave at the end of the day. A notable example of an illuminated manuscript is the Book of Kells, produced circa the year 800 containing the four Gospels of the New Testament together with various prefatory texts and tables.
The manuscript was "sent to the rubricator, who added (in red or other colours) the titles, headlines, the initials of chapters and sections, the notes and so on; and then – if the book was to be illustrated – it was sent to the illuminator." In the case of manuscripts that were sold commercially, the writing would "undoubtedly have been discussed initially between the patron and the scribe (or the scribe's agent,) but by the time that the written gathering were sent off to the illuminator there was no longer any scope for innovation."
See also
Additional and alternative scriptures relating to Christianity
Bible box
Bible case
Bible paper
Biblical software
Christian theology
Code of Hammurabi
Family Bible (book)
International Bible Contest
List of major biblical figures
List of nations mentioned in the Bible
Theodicy and the Bible
Typology (theology)
Notes
References
Works cited
External links
"The Bible collected news and commentary" The New York Times.
"The Bible collected news and commentary" The Guardian.
The British Library: Discovering Sacred Texts – Christianity
The National Library of Israel – Over 15,000 scanned manuscripts of the Old Testament
Trinity College Digital Collections images of complete manuscript of the Book of Kells.
Check out different versions of the Christian Bible
Judeo-Christian topics |
3392 | https://en.wikipedia.org/wiki/British%20Columbia | British Columbia | British Columbia (commonly abbreviated as BC) is the westernmost province of Canada. Situated between the Pacific Ocean and the Rocky Mountains, the province has a diverse geography, with rugged landscapes that include rocky coastlines, sandy beaches, forests, lakes, mountains, inland deserts and grassy plains. British Columbia borders the province of Alberta to the east; the territories of Yukon to the north; the Northwest Territories to the northeast; the US states of Washington, Idaho and Montana to the south; and Alaska to the northwest. With an estimated population of over 5.5million as of 2023, it is Canada's third-most populous province. The capital of British Columbia is Victoria, while the province's largest city is Vancouver. Vancouver and its suburbs together make up the third-largest metropolitan area in Canada; with the 2021 census recording 2.6million people in Metro Vancouver.
The first known human inhabitants of the area settled in British Columbia at least 10,000 years ago. Such groups include the Coast Salish, Tsilhqotʼin, and Haida peoples, among many others. One of the earliest British settlements in the area was Fort Victoria, established in 1843, which gave rise to the city of Victoria, the capital of the Colony of Vancouver Island. The Colony of British Columbia (1858–1866) was subsequently founded by Richard Clement Moody, and by the Royal Engineers, Columbia Detachment, in response to the Fraser Canyon Gold Rush. Moody selected the site for and founded the mainland colony's capital New Westminster. The colonies of Vancouver Island and British Columbia were incorporated in 1866, subsequent to which Victoria became the united colony's capital. In 1871, British Columbia entered Confederation as the sixth province of Canada, in enactment of the British Columbia Terms of Union.
British Columbia is a diverse and cosmopolitan province, drawing on a plethora of cultural influences from its British Canadian, European, and Asian diasporas, as well as the Indigenous population. Though the province's ethnic majority originates from the British Isles, many British Columbians also trace their ancestors to continental Europe, East Asia, and South Asia. Indigenous Canadians constitute about 6 percent of the province's total population. Christianity is the largest religion in the region, though the majority of the population is non-religious. English is the common language of the province, although Punjabi, Mandarin Chinese, and Cantonese also have a large presence in the Metro Vancouver region. The Franco-Columbian community is an officially recognized linguistic minority, and around one percent of British Columbians claim French as their mother tongue. British Columbia is home to at least 34 distinct Indigenous languages.
Major sectors of British Columbia's economy include forestry, mining, filmmaking and video production, tourism, real estate, construction, wholesale, and retail. Its main exports include lumber and timber, pulp and paper products, copper, coal, and natural gas. British Columbia exhibits high property values and is a significant centre for maritime trade: the Port of Vancouver is the largest port in Canada and the most diversified port in North America. Although less than 5 percent of the province's territory is arable land, significant agriculture exists in the Fraser Valley and Okanagan due to the warmer climate. British Columbia is home to 45% of all publicly listed companies in Canada.
Etymology
The province's name was chosen by Queen Victoria, when the Colony of British Columbia (1858–1866), i.e., "the Mainland", became a British colony in 1858. It refers to the Columbia District, the British name for the territory drained by the Columbia River, in southeastern British Columbia, which was the namesake of the pre-Oregon Treaty Columbia Department of the Hudson's Bay Company. Queen Victoria chose British Columbia to distinguish what was the British sector of the Columbia District from the United States' ("American Columbia" or "Southern Columbia"), which became the Oregon Territory on August 8, 1848, as a result of the treaty.
Ultimately, the Columbia in the name British Columbia is derived from the name of the Columbia Rediviva, an American ship which lent its name to the Columbia River and later the wider region; the Columbia in the name Columbia Rediviva came from the name Columbia for the New World or parts thereof, a reference to Christopher Columbus.
The governments of Canada and British Columbia recognize as the French name for the province.
Geography
British Columbia is bordered to the west by the Pacific Ocean and the American state of Alaska, to the north by Yukon and the Northwest Territories, to the east by the province of Alberta, and to the south by the American states of Washington, Idaho, and Montana. The southern border of British Columbia was established by the 1846 Oregon Treaty, although its history is tied with lands as far south as California. British Columbia's land area is . British Columbia's rugged coastline stretches for more than , and includes deep, mountainous fjords and about 6,000 islands, most of which are uninhabited. It is the only province in Canada that borders the Pacific Ocean.
British Columbia's capital is Victoria, located at the southeastern tip of Vancouver Island. Only a narrow strip of Vancouver Island, from Campbell River to Victoria, is significantly populated. Much of the western part of Vancouver Island and the rest of the coast is covered by temperate rainforest.
The province's most populous city is Vancouver, which is at the confluence of the Fraser River and Georgia Strait, in the mainland's southwest corner (an area often called the Lower Mainland). By land area, Abbotsford is the largest city. Vanderhoof is near the geographic centre of the province.
The Coast Mountains and the Inside Passage's many inlets provide some of British Columbia's renowned and spectacular scenery, which forms the backdrop and context for a growing outdoor adventure and ecotourism industry. 75 percent of the province is mountainous (more than above sea level); 60 percent is forested; and only about 5 percent is arable.
The province's mainland away from the coastal regions is somewhat moderated by the Pacific Ocean. Terrain ranges from dry inland forests and semi-arid valleys, to the range and canyon districts of the Central and Southern Interior, to boreal forest and subarctic prairie in the Northern Interior. High mountain regions both north and south have subalpine flora and subalpine climate.
The Okanagan wine area, extending from Vernon to Osoyoos at the United States border, is one of several wine and cider-producing regions in Canada. Other wine regions in British Columbia include the Cowichan Valley on Vancouver Island and the Fraser Valley.
The Southern Interior cities of Kamloops and Penticton have some of the warmest and longest summer climates in Canada (while higher elevations are cold and snowy), although their temperatures are often exceeded north of the Fraser Canyon, close to the confluence of the Fraser and Thompson rivers, where the terrain is rugged and covered with desert-type flora. Semi-desert grassland is found in large areas of the Interior Plateau, with land uses ranging from ranching at lower altitudes to forestry at higher ones.
The northern, mostly mountainous, two-thirds of the province is largely unpopulated and undeveloped, except for the area east of the Rockies, where the Peace River Country contains BC's portion of the Canadian Prairies, centred at the city of Dawson Creek.
British Columbia is considered part of the Pacific Northwest and the Cascadia bioregion, along with the American states of Alaska, Idaho, (western) Montana, Oregon, Washington, and (northern) California.
Climate
Because of the many mountain ranges and rugged coastline, British Columbia's climate varies dramatically across the province.
Coastal southern British Columbia has a mild, rainy oceanic climate, influenced by the North Pacific Current, which has its origins in the Kuroshio Current. Hucuktlis Lake on Vancouver Island receives an average of of rain annually, and some parts of the area are even classified as warm-summer Mediterranean, the northernmost occurrence in the world.
Due to the blocking presence of successive mountain ranges, the climate of some of the interior valleys of the province (such as the Thompson, parts of the Fraser Canyon, the southern Cariboo and parts of the Okanagan) is semi-arid with certain locations receiving less than in annual precipitation. The annual mean temperature in the most populated areas of the province is up to , the mildest anywhere in Canada.
The valleys of the Southern Interior have short winters with only brief bouts of cold or infrequent heavy snow, while those in the Cariboo, in the Central Interior, are colder because of increased altitude and latitude, but without the intensity or duration experienced at similar latitudes elsewhere in Canada. Outside of the driest valleys, the Southern and Central Interior generally have a humid continental climate with widely variable precipitation. For example, the average daily low in Prince George (roughly in the middle of the province) in January is . Small towns in the southern interior with high elevation such as Princeton are typically colder and snowier than cities in the valleys.
Heavy snowfall occurs in all elevated mountainous terrain providing bases for skiers in both south and central British Columbia. Annual snowfall on highway mountain passes in the southern interior rivals some of the snowiest cities in Canada, and freezing rain and fog are sometimes present on such roads as well. This can result in hazardous driving conditions, as people are usually travelling between warmer areas such as Vancouver or Kamloops, and may be unaware that the conditions may be slippery and cold.
Winters are generally severe in the Northern Interior which is generally in the subarctic climate zone, but even there, milder air can penetrate far inland. The coldest temperature in British Columbia was recorded in Smith River, where it dropped to on January 31, 1947, one of the coldest readings recorded anywhere in North America. Atlin in the province's far northwest, along with the adjoining Southern Lakes region of Yukon, get midwinter thaws caused by the Chinook effect, which is also common (and much warmer) in more southerly parts of the Interior.
During winter on the coast, rainfall, sometimes relentless heavy rain, dominates because of consistent barrages of cyclonic low-pressure systems from the North Pacific. Average snowfall on the coast during a normal winter is between , but on occasion (and not every winter) heavy snowfalls with more than and well below freezing temperatures arrive when modified arctic air reaches coastal areas, typically for short periods, and can take temperatures below , even at sea level. Arctic outflow winds can occasionally result in wind chill temperatures at or even below .. While winters are very wet, coastal areas are generally milder and dry during summer under the influence of stable anti-cyclonic high pressure.
Southern Interior valleys are hot in summer; for example, in Osoyoos, the July maximum temperature averages , making it the hottest month of any location in Canada; this hot weather sometimes spreads towards the coast or to the far north of the province. Temperatures often exceed in the lower elevations of valleys in the Interior during mid-summer, with the record high of being held in Lytton on June 29, 2021, during a record-breaking heat wave that year.
The extended summer dryness often creates conditions that spark forest fires, from dry-lightning or man-made causes. Many areas of the province are often covered by a blanket of heavy cloud and low fog during the winter months, in contrast to abundant summer sunshine. Annual sunshine hours vary from 2200 near Cranbrook and Victoria to less than 1300 in Prince Rupert, on the North Coast just south of Southeast Alaska.
The exception to British Columbia's wet and cloudy winters is during the El Niño phase. During El Niño events, the jet stream is much farther south across North America, making the province's winters milder and drier than normal. Winters are much wetter and cooler during the opposite phase, La Niña.
Parks and protected areas
There are 14 designations of parks and protected areas in the province that reflect the different administration and creation of these areas in a modern context. There are 141 ecological reserves, 35 provincial marine parks, 7 provincial heritage sites, 6 National Historic Sites of Canada, 4 national parks and 3 national park reserves. 12.5 percent of the province's area () is considered protected under one of the 14 different designations that includes over 800 distinct areas.
British Columbia contains seven of Canada's national parks and National Park Reserves:
Glacier National Park
Gulf Islands National Park Reserve
Gwaii Haanas National Park Reserve and Haida Heritage Site
Kootenay National Park
Mount Revelstoke National Park
Pacific Rim National Park Reserve
Yoho National Park
British Columbia contains a large number of provincial parks, run by BC Parks under the aegis of the Ministry of Environment. British Columbia's provincial parks system is the second largest parks system in Canada, the largest being Canada's National Parks system.
Another tier of parks in British Columbia are regional parks, which are maintained and run by the province's regional districts. The Ministry of Forests operates forest recreation sites.
In addition to these areas, over of arable land are protected by the Agricultural Land Reserve.
Fauna
Much of the province is undeveloped, so populations of many mammalian species that have become rare in much of the United States still flourish in British Columbia. Watching animals of various sorts, including a very wide range of birds, has long been popular. Bears (grizzly, black—including the Kermode bear or spirit bear) live here, as do deer, elk, moose, caribou, big-horn sheep, mountain goats, marmots, beavers, muskrats, coyotes, wolves, mustelids (such as wolverines, badgers and fishers), cougars, eagles, ospreys, herons, Canada geese, swans, loons, hawks, owls, ravens, harlequin ducks, and many other sorts of ducks. Smaller birds (robins, jays, grosbeaks, chickadees, and so on) also abound. Murrelets are known from Frederick Island, a small island off the coast of Haida Gwaii.
Many healthy populations of fish are present, including salmonids such as several species of salmon, trout, steelhead, and char. Besides salmon and trout, sport-fishers in BC also catch halibut, bass, and sturgeon. On the coast, harbour seals and river otters are common. Cetacean species native to the coast include the orca, humpback whale, grey whale, harbour porpoise, Dall's porpoise, Pacific white-sided dolphin and minke whale.
Some endangered species in British Columbia are: Vancouver Island marmot, spotted owl, American white pelican, and badgers.
Forests
White spruce or Engelmann spruce and their hybrids occur in 12 of the 14 biogeoclimatic zones of British Columbia. Common types of trees present in BC's forests include western redcedar, yellow-cedar, Rocky Mountain juniper, lodgepole pine, ponderosa or yellow pine, whitebark pine, limber pine, western white pine, western larch, tamarack, alpine larch, white spruce, Engelmann spruce, Sitka spruce, black spruce, grand fir, Amabilis fir, subalpine fir, western hemlock, mountain hemlock, Douglas-fir, western yew, Pacific dogwood, bigleaf maple, Douglas maple, vine maple, arbutus, black hawthorn, cascara, Garry oak, Pacific crab apple, choke cherry, pin cherry, bitter cherry, red alder, mountain alder, paper birch, water birch, black cottonwood, balsam poplar, trembling aspen.
Traditional plant foods
First Nations peoples of British Columbia used plants for food, and to produce material goods like fuel and building products. Plant foods included berries, and roots like camas.
Ecozones
Environment Canada subdivides British Columbia into six ecozones:
Pacific Marine
Pacific Maritime
Boreal Cordillera
Montane Cordillera
Taiga Plains
Boreal Plains Ecozones.
History
Indigenous societies
The area now known as British Columbia is home to First Nations groups that have a deep history with a significant number of indigenous languages. There are more than 200 First Nations in BC. Prior to contact (with non-Aboriginal people), human history is known from oral histories of First Nations groups, archaeological investigations, and from early records from explorers encountering societies early in the period.
The arrival of Paleoindians from Beringia took place between 20,000 and 12,000 years ago. Hunter-gatherer families were the main social structure from 10,000 to 5,000 years ago. The nomadic population lived in non-permanent structures foraging for nuts, berries and edible roots while hunting and trapping larger and small game for food and furs. Around 5,000 years ago individual groups started to focus on resources available to them locally. Coast Salish peoples had complex land management practices linked to ecosystem health and resilience. Forest gardens on Canada's northwest coast included crabapple, hazelnut, cranberry, wild plum, and wild cherry species. Thus with the passage of time there is a pattern of increasing regional generalization with a more sedentary lifestyle. These indigenous populations evolved over the next 5,000 years across a large area into many groups with shared traditions and customs.
To the northwest of the province are the peoples of the Na-Dene languages, which include the Athapaskan-speaking peoples and the Tlingit, who lived on the islands of southern Alaska and northern British Columbia. The Na-Dene language group is believed to be linked to the Yeniseian languages of Siberia. The Dene of the western Arctic may represent a distinct wave of migration from Asia to North America. The Interior of British Columbia was home to the Salishan language groups such as the Shuswap (Secwepemc), Okanagan and Athabaskan language groups, primarily the Dakelh (Carrier) and the Tsilhqot'in. The inlets and valleys of the British Columbia coast sheltered large, distinctive populations, such as the Haida, Kwakwaka'wakw and Nuu-chah-nulth, sustained by the region's abundant salmon and shellfish. These peoples developed complex cultures dependent on the western red cedar that included wooden houses, seagoing whaling and war canoes and elaborately carved potlatch items and totem poles.
Contact with Europeans brought a series of devastating epidemics of diseases from Europe the people had no immunity to. The result was a dramatic population collapse, culminating in the 1862 Smallpox outbreak in Victoria that spread throughout the coast. European settlement did not bode well for the remaining native population of British Columbia. Colonial officials deemed colonists could make better use of the land than the First Nations people, and thus the land territory be owned by the colonists. To ensure colonists would be able to settle properly and make use of the land, First Nations were forcibly relocated onto reserves, which were often too small to support their way of life. By the 1930s, British Columbia had over 1500 reserves.
Fur trade and colonial era
Lands now known as British Columbia were added to the British Empire during the 19th century. Colonies originally begun with the support of the Hudson's Bay Company (Vancouver Island, the mainland) were amalgamated, then entered Confederation as British Columbia in 1871 as part of the Dominion of Canada.
During the 1770s, smallpox killed at least 30 percent of the Pacific Northwest First Nations. This devastating epidemic was the first in a series; the 1862 Pacific Northwest smallpox epidemic killed about half to two-thirds of the native population of what became British Columbia.
The arrival of Europeans began around the mid-18th century, as fur traders entered the area to harvest sea otters. While it is thought Sir Francis Drake may have explored the British Columbian coast in 1579, it was Juan Pérez who completed the first documented voyage, which took place in 1774. Juan Francisco de la Bodega y Quadra explored the coast in 1775. In doing so, Pérez and Quadra reasserted the Spanish claim for the Pacific coast, first made by Vasco Núñez de Balboa in 1513.
The explorations of James Cook in 1778 and George Vancouver in 1792 and 1793 established British jurisdiction over the coastal area north and west of the Columbia River. In 1793, Sir Alexander Mackenzie was the first European to journey across North America overland to the Pacific Ocean, inscribing a stone marking his accomplishment on the shoreline of Dean Channel near Bella Coola. His expedition theoretically established British sovereignty inland, and a succession of other fur company explorers charted the maze of rivers and mountain ranges between the Canadian Prairies and the Pacific. Mackenzie and other explorers—notably John Finlay, Simon Fraser, Samuel Black, and David Thompson—were primarily concerned with extending the fur trade, rather than political considerations. In 1794, by the third of a series of agreements known as the Nootka Conventions, Spain conceded its claims of exclusivity in the Pacific. This opened the way for formal claims and colonization by other powers, including Britain, but because of the Napoleonic Wars, there was little British action on its claims in the region until later.
The establishment of trading posts by the North West Company and the Hudson's Bay Company (HBC), effectively established a permanent British presence in the region. The Columbia District was broadly defined as being south of 54°40 north latitude, (the southern limit of Russian America), north of Mexican-controlled California, and west of the Rocky Mountains. It was, by the Anglo-American Convention of 1818, under the "joint occupancy and use" of citizens of the United States and subjects of Britain (which is to say, the fur companies). This co-occupancy was ended with the Oregon Treaty of 1846.
The major supply route was the York Factory Express between Hudson Bay and Fort Vancouver. Some of the early outposts grew into settlements, communities, and cities. Among the places in British Columbia that began as fur trading posts are Fort St. John (established 1794); Hudson's Hope (1805); Fort Nelson (1805); Fort St. James (1806); Prince George (1807); Kamloops (1812); Fort Langley (1827); Fort Victoria (1843); Yale (1848); and Nanaimo (1853). Fur company posts that became cities in what is now the United States include Vancouver, Washington (Fort Vancouver), formerly the "capital" of Hudson's Bay operations in the Columbia District, Colville, Washington and Walla Walla, Washington (old Fort Nez Percés).
With the amalgamation of the two fur trading companies in 1821, modern-day British Columbia existed in three fur trading departments. The bulk of the central and northern interior was organized into the New Caledonia district, administered from Fort St. James. The interior south of the Thompson River watershed and north of the Columbia was organized into the Columbia District, administered from Fort Vancouver on the lower Columbia River. The northeast corner of the province east of the Rockies, known as the Peace River Block, was attached to the much larger Athabasca District, headquartered in Fort Chipewyan, in present-day Alberta.
Until 1849, these districts were a wholly unorganized area of British North America under the de facto jurisdiction of HBC administrators; however, unlike Rupert's Land to the north and east, the territory was not a concession to the company. Rather, it was simply granted a monopoly to trade with the First Nations inhabitants. All that was changed with the westward extension of American exploration and the concomitant overlapping claims of territorial sovereignty, especially in the southern Columbia Basin (within present day Washington and Oregon). In 1846, the Oregon Treaty divided the territory along the 49th parallel to the Strait of Georgia, with the area south of this boundary (excluding Vancouver Island and the Gulf Islands) transferred to sole American sovereignty. The Colony of Vancouver Island was created in 1849, with Victoria designated as the capital. New Caledonia, as the whole of the mainland rather than just its north-central Interior came to be called, continued to be an unorganized territory of British North America, "administered" by individual HBC trading post managers.
Colony of British Columbia (1858–1866)
With the Fraser Canyon Gold Rush in 1858, an influx of Americans into New Caledonia prompted the colonial office to designate the mainland as the Colony of British Columbia. When news of the Fraser Canyon Gold Rush reached London, Richard Clement Moody was hand-picked by the Colonial Office, under Sir Edward Bulwer-Lytton, to establish British order and to transform the newly established Colony of British Columbia into the British Empire's "bulwark in the farthest west" and "found a second England on the shores of the Pacific". Lytton desired to send to the colony "representatives of the best of British culture, not just a police force": he sought men who possessed "courtesy, high breeding and urbane knowledge of the world" and he decided to send Moody, whom the government considered to be the "English gentleman and British Officer" to lead the Royal Engineers, Columbia Detachment.
Moody and his family arrived in British Columbia in December 1858, commanding the Royal Engineers, Columbia Detachment. He was sworn in as the first lieutenant governor of British Columbia and appointed Chief Commissioner of Lands and Works for British Columbia. On the advice of Lytton, Moody hired Robert Burnaby as his personal secretary.
In British Columbia, Moody "wanted to build a city of beauty in the wilderness" and planned his city as an iconic visual metaphor for British dominance, "styled and located with the objective of reinforcing the authority of the crown and of the robe". Subsequent to the enactment of the Pre-emption Act of 1860, Moody settled the Lower Mainland. He selected the site and founded the new capital, New Westminster. He selected the site due to the strategic excellence of its position and the quality of its port. He was also struck by the majestic beauty of the site, writing in his letter to Blackwood,
Lord Lytton "forgot the practicalities of paying for clearing and developing the site and the town" and the efforts of Moody's engineers were continuously hampered by insufficient funds, which, together with the continuous opposition of Governor James Douglas, whom Sir Thomas Frederick Elliot (1808 - 1880) described as 'like any other fraud', 'made it impossible for [Moody's] design to be fulfilled'.
Moody and the Royal Engineers also built an extensive road network, including what would become Kingsway, connecting New Westminster to False Creek, the North Road between Port Moody and New Westminster, and the Cariboo Road and Stanley Park. He named Burnaby Lake after his private secretary Robert Burnaby and named Port Coquitlam's 400-foot "Mary Hill" after his wife. As part of the surveying effort, several tracts were designated "government reserves", which included Stanley Park as a military reserve (a strategic location in case of an American invasion). The Pre-emption Act did not specify conditions for distributing the land, so large parcels were snapped up by speculators, including by Moody himself. For this he was criticized by local newspapermen for land grabbing. Moody designed the first coat of arms of British Columbia. Port Moody is named after him. It was established at the end of a trail that connected New Westminster with Burrard Inlet to defend New Westminster from potential attack from the US.
By 1862, the Cariboo Gold Rush, attracting an additional 5000 miners, was underway, and Douglas hastened construction of the Great North Road (commonly known now as the Cariboo Wagon Road) up the Fraser Canyon to the prospecting region around Barkerville. By the time of this gold rush, the character of the colony was changing, as a more stable population of British colonists settled in the region, establishing businesses, opening sawmills, and engaging in fishing and agriculture. With this increased stability, objections to the colony's absentee governor and the lack of responsible government began to be vocalized, led by the influential editor of the New Westminster British Columbian and future premier, John Robson. A series of petitions requesting an assembly were ignored by Douglas and the colonial office until Douglas was eased out of office in 1864. Finally, the colony would have both an assembly and a resident governor.
Later gold rushes
A series of gold rushes in various parts of the province followed, the largest being the Cariboo Gold Rush in 1862, forcing the colonial administration into deeper debt as it struggled to meet the extensive infrastructure needs of far-flung boom communities like Barkerville and Lillooet, which sprang up overnight. The Vancouver Island colony was facing financial crises of its own, and pressure to merge the two eventually succeeded in 1866, when the colony of British Columbia was amalgamated with the Colony of Vancouver Island to form the Colony of British Columbia (1866–1871), which was, in turn, succeeded by the present day province of British Columbia following the Canadian Confederation of 1871.
Rapid growth and development
The Confederation League, including such figures as Amor De Cosmos, John Robson, and Robert Beaven, led the chorus pressing for the colony to join Canada, which had been created out of three British North American colonies in 1867 (the Province of Canada, Nova Scotia and New Brunswick). Several factors motivated this agitation, including the fear of annexation to the United States, the overwhelming debt created by rapid population growth, the need for government-funded services to support this population, and the economic depression caused by the end of the gold rush.
With the agreement by the Canadian government to extend the Canadian Pacific Railway to British Columbia and to assume the colony's debt, British Columbia became the sixth province to join Confederation on July 20, 1871. The borders of the province were not completely settled. The Treaty of Washington sent the Pig War San Juan Islands Border dispute to arbitration in 1871 and in 1903, the province's territory shrank again after the Alaska boundary dispute settled the vague boundary of the Alaska Panhandle.
Population in British Columbia continued to expand as the province's mining, forestry, agriculture, and fishing sectors were developed. Mining activity was particularly notable throughout the Mainland, particularly in the Boundary Country, in the Slocan, in the West Kootenay around Trail, the East Kootenay (the southeast corner of the province), the Fraser Canyon, the Cariboo, the Omineca and the Cassiar, so much so a common epithet for the Mainland, even after provincehood, was "the Gold Colony". Agriculture attracted settlers to the fertile Fraser Valley, and cattle ranchers and later fruit growers came to the drier grasslands of the Thompson River area, the Cariboo, the Chilcotin, and the Okanagan. Forestry drew workers to the lush temperate rainforests of the coast, which was also the locus of a growing fishery.
The completion of the railway in 1885 was a huge boost to the province's economy, facilitating the transportation of the region's considerable resources to the east. The milltown of Granville, known as Gastown, near the mouth of the Burrard Inlet was selected as the terminus of the railway, prompting the incorporation of the city as Vancouver in 1886. The completion of the Port of Vancouver spurred rapid growth, and in less than fifty years the city surpassed Winnipeg, Manitoba, as the largest in Western Canada. The early decades of the province were ones in which issues of land use—specifically, its settlement and development—were paramount. This included expropriation from First Nations people of their land, control over its resources, as well as the ability to trade in some resources (such as fishing).
Establishing a labour force to develop the province was problematic from the start, and British Columbia was the locus of immigration from Europe, China, Japan and India. The influx of a non-European population stimulated resentment from the dominant ethnic groups, resulting in agitation (much of it successful) to restrict the ability of Asian people to immigrate to British Columbia through the imposition of a head tax. This resentment culminated in mob attacks against Chinese and Japanese immigrants in Vancouver in 1887 and 1907. The subsequent Komagata Maru incident in 1914, where hundreds of Indians were denied entry into Vancouver, was also a direct result of the anti-Asian resentment at the time. By 1923, almost all Chinese immigration had been blocked except for merchants, professionals, students and investors.
Meanwhile, the province continued to grow. In 1914, the last spike of a second transcontinental rail line, the Grand Trunk Pacific, linking north-central British Columbia from the Yellowhead Pass through Prince George to Prince Rupert was driven at Fort Fraser. This opened up the North Coast and the Bulkley Valley region to new economic opportunities. What had previously been an almost exclusively fur trade and subsistence economy soon became a locus for forestry, farming, and mining.
In World War I, the province responded strongly to the call to assist the British Empire against its German foes in French and Belgian battlefields. About 55,570 of the 400,000 British Columbian residents, the highest per-capita rate in Canada, responded to the military needs. Horseriders from the province's Interior region and First Nations soldiers made contributions to Vimy Ridge and other battles. About 6,225 men from the province died in combat.
1920s to 1940s
When men returned from the First World War, they discovered the recently enfranchised women of the province voted for the prohibition of liquor in an effort to end the social problems associated with the hard-core drinking in the province was until the war. However, with pressure from veterans, prohibition was quickly relaxed so the "soldier and the working man" could enjoy a drink, but widespread unemployment among veterans was hardened by many of the available jobs being taken by European immigrants and disgruntled veterans organized a range of "soldier parties" to represent their interests, variously named Soldier-Farmer, Soldier-Labour, and Farmer-Labour Parties. These formed the basis of the fractured labour-political spectrum that would generate a host of fringe leftist and rightist parties, including those who would eventually form the Co-operative Commonwealth Federation and the early Social Credit splinter groups.
The advent of prohibition in the United States created opportunities, and many found employment or at least profit in cross-border liquor smuggling. By the end of the 1920s, the end of prohibition in the U.S., combined with the onset of the Great Depression, plunged the province into economic destitution during the 1930s. Compounding the already dire local economic situation, tens of thousands of men from colder parts of Canada swarmed into Vancouver, creating huge hobo jungles around False Creek and the Burrard Inlet rail yards, including the old Canadian Pacific Railway mainline right-of-way through the heart of Downtown Vancouver. Increasingly desperate times led to intense political efforts, an occupation of the main Post Office at Granville and Hastings which was violently put down by the police and an effective imposition of martial law on the docks for almost three years due to the Battle of Ballantyne Pier. A Vancouver contingent for the On-to-Ottawa Trek was organized and seized a train, which was loaded with thousands of men bound for the capital but was met by a Gatling gun straddling train tracks at Mission. All the men were arrested and sent to work camps for the duration of the Depression. There were signs of an economic return towards the end of the 1930s, however, the onset of World War II transformed the national economy and ended the Depression.
British Columbia has long taken advantage of its location on the Pacific Ocean to have close relations with East Asia and South Asia. These relations have often caused friction between cultures which has sometimes escalated into racist animosity towards those of Asian descent. This was manifest during the Second World War when many people of Japanese descent were relocated or interned in the Interior region of the province.
Coalition and the post-war boom
During the Second World War the mainstream BC Liberal and BC Conservative parties united in a formal coalition government under new Liberal leader John Hart, who replaced Duff Pattullo when the latter failed to win a majority in the 1941 election. While the Liberals won the most seats, they actually received fewer votes than the socialist Co-operative Commonwealth Federation (CCF). Pattullo was unwilling to form a coalition with the rival Conservatives led by Royal Maitland and was replaced by Hart, who formed a coalition cabinet made up of five Liberal and three Conservative ministers. The CCF was invited to join the coalition but refused.
The pretext for continuing the coalition after the end of the Second World War was to prevent the CCF, which had won a surprise victory in Saskatchewan in 1944, from ever coming to power in British Columbia. The CCF's popular vote was high enough in the 1945 election that they were likely to have won three-way contests and could have formed government; however, the coalition prevented that by uniting the anti-socialist vote. In the post-war environment the government initiated a series of infrastructure projects, notably the completion of Highway 97 north of Prince George to the Peace River Block, a section called the John Hart Highway and also public hospital insurance.
In 1947 the reins of the Coalition were taken by Byron Ingemar Johnson. The Conservatives had wanted their new leader Herbert Anscomb to be premier, but the Liberals in the Coalition refused. Johnson led the coalition to the highest percentage of the popular vote in British Columbia history (61 percent) in the 1949 election. This victory was attributable to the popularity of his government's spending programmes, despite rising criticism of corruption and abuse of power. During his tenure, major infrastructures continued to expand, such as the agreement with Alcan Aluminum to build the town of Kitimat with an aluminum smelter and the large Kemano Hydro Project. Johnson achieved popularity for flood relief efforts during the 1948 flooding of the Fraser Valley, which was a major blow to that region and to the province's economy.
On February 13, 1950, a Convair B-36B crashed in northern British Columbia after jettisoning a Mark IV atomic bomb. This was the first such nuclear weapon loss in history.
Increasing tension between the Liberal and Conservative coalition partners led the Liberal Party executive to vote to instruct Johnson to terminate the arrangement. Johnson ended the coalition and dropped his Conservative cabinet ministers, including Deputy Premier and Finance minister Herbert Anscomb, precipitating the general election of 1952. A referendum on electoral reform prior to this election had instigated an elimination ballot (similar to a preferential ballot), where voters could select second and third choices. The intent of the ballot, as campaigned for by Liberals and Conservatives, was that their supporters would list the rival party in lieu of the CCF, but this plan backfired when a large group of voters from all major parties, including the CCF, voted for the fringe Social Credit Party, who wound up with the largest number of seats in the House (19), only one seat ahead of the CCF, despite the CCF having 34.3 percent of the vote to Social Credit's 30.18 percent.
The Social Credit Party, led by rebel former Conservative MLA W. A. C. Bennett, formed a minority government backed by the Liberals and Conservatives (with 6 and 4 seats respectively). Bennett began a series of fiscal reforms, preaching a new variety of populism as well as waxing eloquent on progress and development, laying the ground for a second election in 1953 in which the new Bennett regime secured a majority of seats, with 38 percent of the vote. Secure with that majority, Bennett returned the province to the first-past-the-post system thereafter, which is still in use.
1952–1960s
With the election of the Social Credit Party, British Columbia embarked on a phase of rapid economic development. Bennett and his party governed the province for the next twenty years, during which time the government initiated an ambitious programme of infrastructure development, fuelled by a sustained economic boom in the forestry, mining, and energy sectors.
During these two decades, the government nationalized British Columbia Electric and the British Columbia Power Company, as well as smaller electric companies, renaming the entity BC Hydro. West Kootenay Power and Light remained independent of BC Hydro, being owned and operated by Cominco, though tied into the regional power grid. By the end of the 1960s, several major dams had been begun or completed in—among others—the Peace, Columbia, and Nechako River watersheds (the Nechako Diversion to Kemano, was to supply power to the Alcan Inc. aluminum smelter at Kitimat, and was not part of the provincial power grid but privately owned). Major transmission deals were concluded, most notably the Columbia River Treaty between Canada and the United States. The province's economy was also boosted by unprecedented growth in the forest sector, as well as oil and gas development in the province's northeast.
The 1950s and 1960s were also marked by development in the province's transportation infrastructure. In 1960, the government established BC Ferries as a crown corporation, to provide a marine extension of the provincial highway system, also supported by federal grants as being part of the Trans-Canada Highway system. That system was improved and expanded through the construction of new highways and bridges, and paving of existing highways and provincial roads.
Vancouver and Victoria became cultural centres as poets, authors, artists, musicians, as well as dancers, actors, and haute cuisine chefs flocked to its scenery and warmer temperatures, with the cultural and entrepreneurial community bolstered by many Draft dodgers from the United States. Tourism also played a role in the economy. The rise of Japan and other Pacific economies was a boost to British Columbia's economy, primarily because of exports of lumber products and unprocessed coal and trees.
Politically and socially, the 1960s brought a period of significant social ferment. The divide between the political left and right, which had prevailed in the province since the Depression and the rise of the labour movement, sharpened as so-called free enterprise parties coalesced into the de facto coalition represented by Social Credit—in opposition to the social democratic New Democratic Party (NDP), the successor to the Co-operative Commonwealth Federation. As the province's economy blossomed, so did labour-management tensions. Tensions emerged, also, from the counterculture movement of the late 1960s, of which Vancouver and Nanaimo were centres. The conflict between hippies and Vancouver mayor Tom Campbell was particularly legendary, culminating in the Gastown riots of 1971. By the end of the decade, with social tensions and dissatisfaction with the status quo rising, the Bennett government's achievements could not stave off its growing unpopularity.
1970s and 1980s
On August 27, 1969, the Social Credit Party was re-elected in a general election for what would be Bennett's final term in power. At the start of the 1970s, the economy was quite strong because of rising coal prices and an increase in annual allowable cuts in the forestry sector, but BC Hydro reported its first loss, which was the beginning of the end for Bennett and the Social Credit Party.
The Socreds were forced from power in the August 1972 election, paving the way for a provincial NDP government under Dave Barrett. Under Barrett, the large provincial surplus soon became a deficit, although changes to the accounting system makes it likely some of the deficit was carried over from the previous Social Credit regime and its "two sets of books", as W. A. C. Bennett had once referred to his system of fiscal management. The brief three-year ("Thousand Days") period of NDP governance brought several lasting changes to the province, most notably the creation of the Agricultural Land Reserve, intended to protect farmland from redevelopment, and the Insurance Corporation of British Columbia, a crown corporation charged with a monopoly on providing single-payer basic automobile insurance.
Perceptions the government had instituted reforms either too swiftly or that were too far-reaching, coupled with growing labour disruptions led to the ouster of the NDP in the 1975 general election. Social Credit, under W.A.C. Bennett's son, Bill Bennett, was returned to office. Under the younger Bennett's government, 85 percent of the province's land base was transferred from government reserve to management by the Ministry of Forests, reporting of deputy ministers was centralized to the Premier's Office, and NDP-instigated social programs were rolled back, with then-human resources minister infamously demonstrating a golden shovel to highlight his welfare policy, although the new-era Social Credit Party also reinforced and backed certain others instigated by the NDP—notably the creation of the Resort Municipality of Whistler, whose special status including Sunday drinking, then an anomaly in BC.
Also during the "MiniWac" regime (a reference to his father's acronym, W. A. C.) certain money-losing Crown-owned assets were "privatized" in a mass giveaway of shares in the British Columbia Resources Investment Corporation, "BCRIC", with the "Brick shares" soon becoming near-worthless. Towards the end of his tenure in power, Bennett oversaw the completion of several megaprojects meant to stimulate the economy and win votes – unlike most right-wing parties, British Columbia's Social Credit actively practiced government stimulation of the economy. Most notable of these was the winning of a world's fair for Vancouver, which came in the form of Expo 86, to which was tied the construction of the Coquihalla Highway and Vancouver's SkyTrain system. The Coquihalla Highway project became the subject of a scandal after revelations the premier's brother bought large tracts of land needed for the project before it was announced to the public, and also because of graft investigations of the huge cost overruns on the project. Both investigations were derailed in the media by a still further scandal, the Doman Scandal, in which the premier and millionaire backer Herb Doman were investigated for insider-trading and securities fraud. Nonetheless, the Socreds were re-elected in 1979 under Bennett, who led the party until 1986.
As the province entered a sustained recession, Bennett's popularity and media image were in decline. On April 1, 1983, Premier Bennett overstayed his constitutional limits of power by exceeding the legal tenure of a government, and the lieutenant governor, Henry Pybus Bell-Irving, was forced to call Bennett to Government House to resolve the impasse, and an election was called for April 30, while in the meantime government cheques were covered by special emergency warrants as the Executive Council no longer had signing authority because of the constitutional crisis. Campaigning on a platform of moderation, Bennett won an unexpected majority.
After several weeks of silence in the aftermath, a sitting of the House was finally called and in the speech from the throne, Social Credit instituted a programme of fiscal cutbacks dubbed "restraint", which had been a buzzword for moderation during the campaign. The programme included cuts to "motherhood" issues of the left, including the human rights branch, the offices of the Ombudsman and Rentalsman, women's programs, environmental and cultural programs, while still supplying mass capital infusions to corporate British Columbia. This sparked a backlash, with tens of thousands of people in the streets the next day after the budget speech, and through the course of a summer repeated large demonstrations of up to 100,000 people.
This became known as the 1983 Solidarity Crisis, from the name of the Solidarity Coalition, a huge grassroots opposition movement mobilized, consisting of organized labour and community groups, with the British Columbia Federation of Labour forming a separate organization of unions, Operation Solidarity, under the direction of Jack Munro, then-president of the International Woodworkers of America (IWA), the most powerful of the province's resource unions. Tens of thousands participated in protests and many felt a general strike would be the inevitable result unless the government backed down from its policies they had claimed were only about restraint and not about recrimination against the NDP and the left. Just as a strike at Pacific Press ended, which had limited the political management of the public agenda by the publishers of the province's major papers, the movement collapsed after an apparent deal was struck by union leader and IWA president, Jack Munro and Premier Bennett.
A tense winter of blockades at various job sites around the province ensued, as among the new laws were those enabling non-union labour to work on large projects and other sensitive labour issues, with companies from Alberta and other provinces brought in to compete with union-scale British Columbia companies. Despite the tension, Bennett's last few years in power were relatively peaceful as economic and political momentum grew on the megaprojects associated with Expo, and Bennett was to end his career by hosting Prince Charles and Lady Diana on their visit to open Expo 86. His retirement being announced, a Social Credit convention was scheduled for the Whistler Resort, which came down to a three-way shooting match between Bud Smith, the Premier's right-hand man but an unelected official, Social Credit party grande dame Grace McCarthy, and the charismatic but eccentric Bill Vander Zalm.
Bill Vander Zalm became the new Social Credit leader when Smith threw his support to him rather than see McCarthy win, and led the party to victory in the election later that year. Vander Zalm was later involved in a conflict of interest scandal following the sale of Fantasy Gardens, a Christian and Dutch culture theme park built by the Premier, to Tan Yu, a Filipino Chinese gambling kingpin. There were also concerns over Yu's application to the government for a bank licence, and lurid stories from flamboyant realtor Faye Leung of a party in the "Howard Hughes Suite" on the top two floors of the Bayshore Inn, where Tan Yu had been staying, with reports of a bag of money in a brown paper bag passed from Yu to Vander Zalm during the goings-on. These scandals forced Vander Zalm's resignation, and Rita Johnston became premier of the province. Johnston presided over the end of Social Credit power, calling an election which reduced the party's caucus to only two seats, and the revival of the long-defunct British Columbia Liberal Party as Opposition to the victorious NDP under former Vancouver mayor Mike Harcourt.
In 1988, David Lam was appointed as British Columbia's twenty-fifth lieutenant governor, and was the province's first lieutenant governor of Chinese origin.
1990s to present
Johnston lost the 1991 general election to the NDP, under the leadership of Mike Harcourt, a former mayor of Vancouver. The NDP's unprecedented creation of new parkland and protected areas was popular and helped boost the province's growing tourism sector, although the economy continued to struggle against the backdrop of a weak resource economy. Housing starts and an expanded service sector saw growth overall through the decade, despite political turmoil. Harcourt ended up resigning over "Bingogate"—a political scandal involving the funnelling of charity bingo receipts into party coffers in certain ridings. Harcourt was not implicated, but he resigned nonetheless in respect of constitutional conventions calling for leaders under suspicion to step aside. Glen Clark, a former president of the BC Federation of Labour, was chosen the new leader of the NDP, which won a second term in 1996. More scandals dogged the party, most notably the fast ferry scandal involving the province trying to develop the shipbuilding industry in British Columbia. An allegation (never substantiated) that the premier had received a favour in return for granting a gaming licence led to Clark's resignation as premier. He was succeeded on an interim basis by Dan Miller who was in turn followed by Ujjal Dosanjh following a leadership convention.
In the 2001 provincial election, Gordon Campbell's Liberals defeated the NDP, gaining 77 out of 79 total seats in the provincial legislature. Campbell instituted various reforms and removed some of the NDP's policies including scrapping the "fast ferries" project, lowering income taxes, and the controversial sale of BC Rail to Canadian National Railway. Campbell was also the subject of criticism after he was arrested for driving under the influence during a vacation in Hawaii, but he still managed to lead his party to victory in the 2005 provincial election against a substantially strengthened NDP opposition. Campbell won a third term in the 2009 provincial election, marking the first time in 23 years a premier has been elected to a third term.
The province won a bid to host the 2010 Winter Olympics in Vancouver and Whistler. As promised in his 2002 re-election campaign, Vancouver Mayor Larry Campbell staged a non-binding civic referendum regarding the hosting of the Olympics. In February 2003, Vancouver's residents voted in a referendum accepting the responsibilities of the host city should it win its bid. Sixty-four percent of residents voted in favour of hosting the games.
After the Olympic joy had faded, Campbell's popularity started to fall. His management style, the implementation of the Harmonized Sales Tax (HST) against election promises and the cancelling of the BC Rail corruption trial led to low approval ratings and loss of caucus support. He resigned in November 2010 and called on the party to elect a new leader.
In early 2011, former deputy premier Christy Clark became leader of the Liberal Party. Though she was not a sitting MLA, she went on to win the seat left vacant by Campbell. For the next two years, she attempted to distance herself from the unpopularity of Campbell and forge an image for the upcoming 2013 election. Among her early accomplishments were raising the minimum wage, creating a new statutory holiday in February called "Family Day", and pushing the development of BC's liquefied natural gas industry. In the lead-up to the 2013 election, the Liberals lagged behind the NDP by a double-digit gap in the polls, but were able to achieve a surprise victory on election night, winning a majority and making Clark the first woman to lead a party to victory in a general election in BC. While Clark lost her seat to NDP candidate David Eby, she later won a by-election in the riding of Westside-Kelowna. Her government went on to balance the budget, implement changes to liquor laws and continue with the question of the proposed Enbridge Northern Gateway Pipelines.
In the 2017 election, the NDP formed a minority government with the support of the Green Party through a confidence and supply agreement. The NDP and Green caucuses together controlled 44 seats, compared to the Liberals' 43. On July 18, 2017, NDP leader John Horgan was sworn in as the premier of British Columbia. He was the province's first NDP premier in 16 years. Clark resigned shortly thereafter, and Andrew Wilkinson was voted to become leader of the BC Liberals. In late 2020, Horgan called an early election. In the 2020 British Columbia general election, the NDP won 57 seats and formed a majority government, making Horgan the first NDP premier to be re-elected in the province. Wilkinson resigned as the leader of the BC Liberals two days later.
British Columbia was significantly affected by demographic changes within Canada and around the world. Vancouver (and to a lesser extent some other parts of British Columbia) was a major destination for many of the immigrants from Hong Kong who left the former UK colony (either temporarily or permanently) in the years immediately prior to its handover to China. British Columbia has also been a significant destination for internal Canadian migrants. This has been the case throughout recent decades, because of its natural environment, mild climate and relaxed lifestyle, but has been particularly true during periods of economic growth. British Columbia has moved from approximately 10 percent of Canada's population in 1971 to approximately 13 percent in 2006. Trends of urbanization mean the Greater Vancouver area now includes 51 percent of the province's population, followed by Greater Victoria with 8 percent. These two metropolitan regions have traditionally dominated the demographics of BC.
By 2018, housing prices in Vancouver were the second-least affordable in the world, behind only Hong Kong. Many experts point to evidence of money-laundering from mainland China as a contributing factor. The high price of residential real estate has led to the implementation of an empty homes tax, a housing speculation and vacancy tax, and a foreign buyers' tax on housing.
The net number of people coming to BC from other provinces in 2016 was almost four times larger than in 2012. BC was the largest net recipient of interprovincial migrants in Canada in the first quarter of 2016 with half of the 5,000 people coming from Alberta.
By 2021, the COVID-19 pandemic had had a major effect on the province, with over 2,000 deaths and 250,000 confirmed cases. However, the COVID-19 vaccine reduced the spread of the virus, with 78 percent of people in BC over the age of five having been fully vaccinated.
In 2021, the unmarked gravesites of hundreds of Indigenous children were discovered at three former Indian residential schools (Kamloops, St. Eugene's Mission, Kuper Island).
Demographics
Population
Statistics Canada's 2021 Canadian census recorded a population of 5,000,879 — making British Columbia Canada's third-most populous province after Ontario and Quebec.
Cities
Half of all British Columbians live in the Metro Vancouver Regional District, which includes Vancouver, Surrey, Burnaby, Richmond, Coquitlam, Langley (district municipality), Delta, North Vancouver (district municipality), Maple Ridge, New Westminster, Port Coquitlam, North Vancouver (city), West Vancouver, Port Moody, Langley (city), White Rock, Pitt Meadows, Bowen Island, Anmore, Lions Bay, and Belcarra, with adjacent unincorporated areas (including the University Endowment Lands) represented in the regional district as the electoral area known as Greater Vancouver Electoral Area A. The metropolitan area has seventeen Indian reserves, but they are outside of the regional district's jurisdiction and are not represented in its government.
The second largest concentration of British Columbia population is at the southern tip of Vancouver Island, which is made up of the 13 municipalities of Greater Victoria, Victoria, Saanich, Esquimalt, Oak Bay, View Royal, Highlands, Colwood, Langford, Central Saanich/Saanichton, North Saanich, Sidney, Metchosin, Sooke, which are part of the Capital Regional District. The metropolitan area also includes several Indian reserves (the governments of which are not part of the regional district). Almost half of the Vancouver Island population is in Greater Victoria.
Cultural origins
British Columbia is the most diverse province in Canada; as of 2021, the province had the highest proportion of visible minorities in the country. The five largest pan-ethnic groups in the province are Europeans (60 percent), East Asians (14 percent), South Asians (10 percent), Indigenous (6 percent) and Southeast Asians (5 percent).
Visible minorities and Indigenous peoples
In 2021, 34.4 percent of the population consisted of visible minorities and 5.9 percent of the population was Indigenous, mostly of First Nations and Métis descent.
Religion
According to the 2021 census, religious groups in British Columbia included:
Irreligion (2,559,250 persons or 52.1%)
Christianity (1,684,870 persons or 34.3%)
Sikhism (290,870 persons or 5.9%)
Islam (125,915 persons or 2.6%)
Buddhism (83,860 persons or 1.7%)
Hinduism (81,320 persons or 1.7%)
Judaism (26,850 persons or 0.5%)
Indigenous spirituality (11,570 persons or 0.2%)
Other (51,440 persons or 1.0%)
Language
As of the 2021 Canadian Census, the ten most spoken languages in the province included English (4,753,280 or 96.69%), French (327,350 or 6.66%), Punjabi (315,000 or 6.41%), Mandarin (312,625 or 6.36%), Cantonese (246,045 or 5.01%), Spanish (143,900 or 2.93%), Hindi (134,950 or 2.75%), Tagalog (133,780 or 2.72%), German (84,325 or 1.72%), and Korean (69,935 or 1.42%). The question on knowledge of languages allows for multiple responses.
Of the 4,648,055 population counted by the 2016 census, 4,598,415 people completed the section about language. Of these, 4,494,995 gave singular responses to the question regarding their first language. The languages most commonly reported were the following:
While these languages all reflect the last centuries of colonialism and recent immigration, British Columbia is home to 34 Indigenous languages. They are spoken by about 6000 people in total, with 4000 people fluent in their Indigenous languages. They are members of the province's First Nations. One of the main Indigenous languages in BC is Kwakʼwala, the language of the Kwakwakaʼwakw First Nations.
Economy
BC's economy is diverse, with service-producing industries accounting for the largest portion of the province's GDP. It is the terminus of two transcontinental railways, and the site of 27 major marine cargo and passenger terminals. Though less than 5 percent of its vast land is arable, the province is agriculturally rich (particularly in the Fraser and Okanagan valleys), because of milder weather near the coast and in certain sheltered southern valleys. Its climate encourages outdoor recreation and tourism, though its economic mainstay has long been resource extraction, principally logging, farming, and mining. Vancouver, the province's largest city, serves as the headquarters of many western-based natural resource companies. It also benefits from a strong housing market and a per capita income well above the national average. While the coast of British Columbia and some valleys in the south-central part of the province have mild weather, the majority of its land mass experiences a cold-winter-temperate climate similar to the rest of Canada. The Northern Interior region has a subarctic climate with very cold winters. The climate of Vancouver is by far the mildest winter climate of the major Canadian cities, with nighttime January temperatures averaging above the freezing point.
British Columbia has a history of being a resource dominated economy, centred on the forestry industry but also with fluctuating importance in mining. Employment in the resource sector has fallen steadily as a percentage of employment, and new jobs are mostly in the construction and retail/service sectors. It now has the highest percentage of service industry jobs in the west, constituting 72 percent of industry (compared to 60 percent Western Canadian average). The largest section of this employment is in finance, insurance, real estate and corporate management; however, many areas outside of metropolitan areas are still heavily reliant on resource extraction. With its film industry known as Hollywood North, the Vancouver region is the third-largest feature film production location in North America, after Los Angeles and New York City.
The economic history of British Columbia is replete with tales of dramatic upswings and downswings, and this boom and bust pattern has influenced the politics, culture and business climate of the province. Economic activity related to mining in particular has widely fluctuated with changes in commodity prices over time, with documented costs to community health.
In 2020, British Columbia had the third-largest GDP in Canada, with a GDP of $309 billion and a GDP per capita of $60,090. British Columbia's debt-to-GDP ratio is edging up to 15.0 percent in fiscal year 2019–20, and it is expected to reach 16.1 percent by 2021–22. British Columbia's economy experienced strong growth in recent years with a total growth rate of 9.6% from 2017 to 2021, a growth rate that was second in the country.
Government and politics
The lieutenant governor, Janet Austin, is the Crown's representative in the province. During the absence of the lieutenant governor, the Governor in Council (federal Cabinet) may appoint an administrator to execute the duties of the office. This is usually the chief justice of British Columbia. British Columbia is divided into regional districts as a means to better enable municipalities and rural areas to work together at a regional level.
British Columbia has an 87-member elected Legislative Assembly, elected by the plurality voting system, though from 2003 to 2009 there was significant debate about switching to a single transferable vote system called BC-STV. The government of the day appoints ministers for various portfolios, what are officially part of the Executive Council, of whom the premier is chair.
The province is currently governed by the British Columbia New Democratic Party (BC NDP) under Premier David Eby. The 2017 provincial election saw the Liberal Party take 43 seats, the NDP take 41, and the British Columbia Green Party take 3. No party met the minimum of 44 seats for a majority, therefore leading to the first minority government since 1953. Following the election, the Greens entered into negotiations with both the Liberals and NDP, eventually announcing they would support the current NDP minority. Previously, the right-of-centre British Columbia Liberal Party governed the province for 16 years between 2001 and 2017, and won the largest landslide election in British Columbia history in 2001, with 77 of 79 seats. The legislature became more evenly divided between the Liberals and NDP following the 2005 (46 Liberal seats of 79) and 2009 (49 Liberal seats of 85) provincial elections. The NDP and its predecessor the Co-operative Commonwealth Federation (CCF) have been the main opposition force to right-wing parties since the 1930s and have ruled with majority governments in 1972–1975 and 1991–2001. The Green Party plays a larger role in the politics of British Columbia than Green parties do in most other jurisdictions in Canada. After a breakthrough election in 2001 (12.39 percent), the party's vote share declined (2005 – 9.17 percent, 2009 – 8.09 percent, 2013 – 8.13 percent) before increasing again to a record high of 16.84 percent at the 2017 election.
The British Columbia Liberal Party is not related to the federal Liberal Party and does not share the same ideology. Instead, the BC Liberal party is a rather diverse coalition, made up of the remnants of the Social Credit Party, many federal Liberals, federal Conservatives, and those who would otherwise support right-of-centre or free enterprise parties. Historically, there have commonly been third parties present in the legislature (including the Liberals themselves from 1952 to 1975); the BC Green Party are the current third party in British Columbia, with three seats in the legislature.
Prior to the rise of the Liberal Party, British Columbia's main political party was the British Columbia Social Credit Party which ruled British Columbia for 20 continuous years. While sharing some ideology with the current Liberal government, they were more right-wing although undertook nationalization of various important monopolies, notably BC Hydro and BC Ferries.
British Columbia is known for having politically active labour unions who have traditionally supported the NDP or its predecessor, the CCF.
British Columbia's political history is typified by scandal and a cast of colourful characters, beginning with various colonial-era land scandals and abuses of power by early officials (such as those that led to McGowan's War in 1858–59). Notable scandals in Social Credit years included the Robert Bonner Affair and the Fantasy Gardens scandal which forced Premier Bill Vander Zalm to resign and ended the Social Credit era. NDP scandals included Bingogate, which brought down NDP Premier Mike Harcourt, and the alleged scandal named Casinogate which drove NDP Premier Glen Clark to resign. A variety of scandals plagued the 2001–2017 Liberal government, including Premier Gordon Campbell's arrest for drunk driving in Maui and the resignation of various cabinet ministers because of conflict-of-interest allegations. A raid on the Parliament Buildings on December 28, 2003, in Victoria, including the Premier's Office, resulted in charges only for ministerial aides, although key cabinet members from the time have since resigned. The case, currently in preliminary hearings in the courts and relating to the sale of BC Rail to CN Rail, may not reach trial because of the mass of evidence and various procedural problems. Campbell eventually resigned in late 2010 due to opposition to his government's plan to introduce a Harmonized Sales Tax (HST) and was replaced by Christy Clark as premier in a 2011 BC Liberal leadership election.
British Columbia is underrepresented in the Senate of Canada, leading Premier Christy Clark to refuse to cooperate with the federal government's reforms for senate appointments to be made based on the recommendations of a new advisory board that would use non-partisan criteria. Hours after that plan was unveiled in Ottawa on December 3, 2015, Clark issued a statement that it did "not address what's been wrong with the Senate since the beginning".
The imbalance in representation in that House is apparent when considering population size. The six senators from BC constitute only one for every 775,000 people vs. one for every 75,000 in P.E.I. which has four senators. Nova Scotia and New Brunswick have much smaller populations than BC, yet each has ten senators according to a Global News summary. Correcting this imbalance would require a constitutional amendment, but that is unlikely to be supported by the Atlantic provinces.
Official symbols
The government of British Columbia has designated several official symbols:
Flag: Flag of British Columbia
Coat of arms: Coat of arms of British Columbia
Floral emblem: Pacific dogwood
Mineral emblem: Jade
Tree emblem: Western red cedar
Bird emblem: Steller's jay
Mammal emblem: "Spirit" or Kermode bear
Fish emblem: Pacific salmon
Tartan emblem: British Columbia Tartan
Transportation
Transportation played a huge role in British Columbia's history. The Rocky Mountains and the ranges west of them constituted a significant obstacle to overland travel until the completion of the transcontinental railway in 1885. The Peace River Canyon through the Rocky Mountains was the route the earliest explorers and fur traders used. Fur trade routes were only marginally used for access to British Columbia through the mountains. Travel from the rest of Canada before 1885 meant the difficulty of overland travel via the United States, around Cape Horn or overseas from Asia. Nearly all travel and freight to and from the region occurred via the Pacific Ocean, primarily through the ports of Victoria and New Westminster.
Until the 1930s, rail was the only means of overland travel to and from the rest of Canada; travellers using motor vehicles needed to journey through the United States. With the construction of the Inter-Provincial Highway in 1932 (now known as the Crowsnest Pass Highway), and later the Trans-Canada Highway, road transportation evolved into the preferred mode of overland travel to and from the rest of the country.
, the number of electric vehicles sold in British Columbia (as a percentage of total vehicle sales) was the highest of any Canadian province or U.S. state.
Roads and highways
Because of its size and rugged, varying topography, British Columbia requires thousands of kilometres of provincial highways to connect its communities. British Columbia's roads systems were notoriously poorly maintained and dangerous until a concentrated programme of improvement was initiated in the 1950s and 1960s. There are now freeways in Greater Victoria, the Lower Mainland, and Central Interior of the province. Much of the rest of the province, where traffic volumes are generally low, is accessible by well-maintained generally high-mobility two-lane arterial highways with additional passing lanes in mountainous areas and usually only a few stop-controlled intersections outside the main urban areas.
A couple of busy intercity corridors outside Greater Vancouver feature more heavily signalized limited-mobility arterial highways that are mostly four-lane and often divided by portable median traffic barriers. Highway 1 on Vancouver Island and Highway 97 through the Okanagan Valley are medium- to high-volume roadways with variable posted speeds that range from to maximums just slightly lower than the principal grade-separated highways. Numerous traffic lights operate in place of interchanges on both arterials as long-term cost-cutting measures. Signalization along both these highways is heaviest through urban areas and along inter-urban sections where traffic volumes are similar to and sometimes higher than the freeways, but where funding is not available for upgrades to interchanges or construction of high-mobility alternative routes or bypasses. The building and maintenance of provincial highways is the responsibility of the British Columbia Ministry of Transportation and Infrastructure.
There are only five major routes to the rest of Canada. From south to north they are: BC Highway 3 through the Crowsnest Pass, the Vermilion Pass (Highway 93 in both British Columbia and Alberta), the Kicking Horse Pass, the latter being used by the Trans-Canada Highway entering Alberta through Banff National Park, the Yellowhead Highway (16) through Jasper National Park, and Highway 2 through Dawson Creek. There are also several highway crossings to the adjoining American states of Washington, Idaho, and Montana. The longest highway is Highway 97, running from the British Columbia-Washington border at Osoyoos north to Watson Lake, Yukon and which includes the British Columbia portion of the Alaska Highway.
Public transit
Prior to 1979, surface public transit in the Vancouver and Victoria metropolitan areas was administered by BC Hydro, the provincially owned electricity utility. Subsequently, the province established BC Transit to oversee and operate all municipal transportation systems. In 1998, the Greater Vancouver Transportation Authority, now TransLink, a separate authority for routes within the Greater Vancouver Regional District, was established. Some smaller island communities, such as Gabriola Island and, formerly, Pender Island operate routes independent of BC Transit or TransLink. BC Transit has recently expanded to provide intercity routes, particularly in the Northern region of British Columbia. Other intercity routes were introduced connecting southern communities in preparation of the cancellation of Greyhound Canada's pullout from Western Canada, though options for intercity bus travel are still extremely limited.
Public transit in British Columbia consists mainly of diesel buses, although Vancouver is also serviced by a fleet of trolley buses. Several experimental buses are being tested such as hybrid buses that have both gasoline and electric engines. Additionally, there are CNG-fuelled buses being tested and used in Nanaimo and Kamloops systems. British Columbia also tested a fleet of Hydrogen-fuelled buses for the Vancouver-Whistler Winter Olympics in 2010. TransLink operates SkyTrain, an automated metro system serving the cities of Vancouver, Burnaby, New Westminster, Surrey, Richmond, Coquitlam, and Port Moody. In 2009, the Canada Line SkyTrain was completed, linking Vancouver International Airport and the city of Richmond to downtown Vancouver bringing the total to three operating metro lines.
A new extension to Coquitlam and Port Moody (the Evergreen Extension of the Millennium Line) was completed in December 2016. Construction of an extension of the Millennium Line westwards through Vancouver to Arbutus Street began in February 2021, with future plans to extend the line farther west from Arbutus station to the University of British Columbia. Fare gates have been added to all existing stations, though in the past, SkyTrain used a proof of payment honour system. In the capital city of Victoria, BC Transit and the provincial government's infrastructure ministry are working together to create a bus rapid transit from the Westshore communities to downtown Victoria. In Kamloops, there is a bus rapid transit GPS trial underway to see how bus rapid transit affects smaller cities, rather than larger ones, like Victoria and Vancouver.
Rail
Rail development expanded greatly in the decades after the Canadian Pacific Railway was completed, in 1885, and was the chief mode of long-distance surface transportation until the expansion and improvement of the provincial highways system began in the 1950s. Two major routes through the Yellowhead Pass competed with the Canadian Pacific Railway – the Grand Trunk Pacific, terminating at Prince Rupert, and the Canadian Northern Railway, terminating at Vancouver.
The British Columbia Electric Railway provided rail services in Victoria and Vancouver between the nineteenth century and mid twentieth century.
The Pacific Great Eastern line supplemented this service, providing a north–south route between interior resource communities and the coast. The Pacific Great Eastern (later known as British Columbia Railway and now owned by Canadian National Railway) connects Fort St James, Fort Nelson, and Tumbler Ridge with North Vancouver. The E&N Railway, rebranded as Southern Railway of Vancouver Island, formerly served the commercial and passenger train markets of Vancouver Island. Service along the route is now minimal. Vancouver Island was also host to the last logging railway in North America until its closure in 2017.
Current passenger services in British Columbia are limited. Via Rail Canada operates 10 long-distance trains per week on two lines. Local services are limited to two regions, with TransLink providing rapid transit and commuter services in the Lower Mainland and by the Seton Lake Indian Band South of Lillooet with the Kaoham Shuttle. Amtrak runs international passenger service between Vancouver, Seattle, and intermediate points.
Several heritage railways operate within the province, including the White Pass & Yukon Route that runs between Alaska and the Yukon via British Columbia.
Water
BC Ferries was established as a provincial crown corporation in 1960 to provide passenger and vehicle ferry service between Vancouver Island and the Lower Mainland as a cheaper and more reliable alternative to the service operated by the Canadian Pacific Railway and other private operators. It now operates 25 routes among the islands of British Columbia, as well as between the islands and the mainland. Ferry service to Washington is offered by the Washington State Ferries (between Sidney and Anacortes) and Black Ball Transport (between Victoria and Port Angeles, Washington). Ferry service over inland lakes and rivers is provided by the Ministry of Transportation and Infrastructure. Various other coastal ferries are operated privately.
Commercial ocean transport is of vital importance. Major ports are at Vancouver, Roberts Bank (near Tsawwassen), Prince Rupert, and Victoria.
Vancouver, Victoria, and Prince Rupert are also major ports of call for cruise ships. In 2007, a large maritime container port was opened in Prince Rupert with an inland sorting port in Prince George.
Air
There are over 200 airports throughout British Columbia, the major ones being the Vancouver International Airport, the Victoria International Airport, the Kelowna International Airport, and the Abbotsford International Airport, the first three of which each served over 1,000,000 passengers in 2005. , Vancouver International Airport is the 2nd busiest airport in the country and the second biggest International Gateway on the west coast (after Los Angeles) with an estimated 26.4 million travellers passing through in 2019.
Arts and culture
Visual arts
The earliest known visual art produced in the Pacific Northwest, and what would become British Columbia, was by First Nations such as the Coast Salish, Haida, Heiltsuk, and Tsimshian, among others. Such Indigenous work comes particularly in the form of woodcarving, as seen in totem poles, transformation masks, and canoes, as well as textile arts like Chilkat weaving and button blankets. Traditional Indigenous art of the Pacific Northwest is typically distinguished by the formline style, which is defined as "continuous, flowing, curvilinear lines that turn, swell and diminish in a prescribed manner. They are used for figure outlines, internal design elements and in abstract compositions."
Western styles and forms were introduced to the region through the establishment of British North American settlements in the late 18th century. Notable English-Canadian artists of 19th and early 20th century British Columbia include architect Francis Rattenbury, designer James Blomfield, and painter Emily Carr.
Vancouver's art scene was dominated by lyrical abstraction and surrealist landscape painting in the mid-20th century through such artists as B. C. Binning, Jack Shadbolt, Gordon A. Smith, Takao Tanabe, Don Jarvis, and Toni Onley. In the following decades, the city would undergo more artistic diversification with the emergence of conceptual art, communication art, video art, and performance art.
The Vancouver School of conceptual photography encompasses a cohort of Vancouver-based artists who gained notoriety in the 1980s. This school is generally considered to include artists Jeff Wall, Ian Wallace, Ken Lum, Roy Arden, Stan Douglas, and Rodney Graham.
Vancouver maintains roughly 350 works of outdoor public art. Some notable works include A-maze-ing Laughter, Digital Orca, Girl in a Wetsuit, Angel of Victory, The Birds, and the Brockton Point totem poles.
Performing arts
British Columbia is home to the Vancouver Opera, the City Opera of Vancouver, Ballet BC, contemporary dance companies Holy Body Tattoo, Kidd Pivot, Mascall Dance Society, and butoh dance troupe Kokoro Dance. It is also the home province for a plethora of independent theatre companies, including the Arts Club Theatre Company, the Shakespearean Bard on the Beach, and Theatre Under the Stars. Performing arts venues include the Queen Elizabeth Theatre, the Orpheum Theatre, and the Royal Theatre, among others.
Music
British Columbia is the third largest music-producing province in Canada and the local music industry generates an estimated yearly revenue of $265million. The province is home to the Vancouver Symphony Orchestra, the Okanagan Symphony Orchestra, the Vancouver Metropolitan Orchestra, the Vancouver Youth Symphony Orchestra, the Richmond Delta Youth Orchestra, and the Victoria Symphony. Some important popular music acts include bands such as Spirit of the West, Theory of a Deadman, Trooper, Gob, and The New Pornographers, and solo artists such as Bryan Adams, Carly Rae Jepsen, Mac DeMarco, Michael Bublé, Nelly Furtado, and Diana Krall. Music festivals include the Squamish Valley Music Festival, Shambhala Music Festival, and Pemberton Music Festival.
Cuisine
British Columbian cuisine is commonly associated with healthy living, fusion, fresh local ingredients, and innovation. It can be divided into two broadly-defined traditions: cuisine associated with the west coast, which incorporates a variety of seafood elements, and cuisine associated with the interior of the province, which embraces local game meat, farm-to-table produce, and methods of curing and smoking. Seafood is an important staple of the province's local food culture due to its proximity to the Pacific Ocean, as well as the region's numerous rivers and lakes. BC is known for several unique dishes and is a producer of fruit, wine, and cheese.
Seafoods of British Columbia include sushi (BC roll, dynamite roll, California roll), dungeness crab (boiled, tacos), spot prawns, wild pacific salmon (smoked, candied, teriyaki, chowder, sandwich) , and halibut (baked, lemon ginger), as well as delicacies like white sturgeon caviar and geoduck
British Columbia is also home to numerous unique non-seafood culinary staples. Some dishes include Doukhobour borscht, Salt Spring Island lamb, Japadog street food, and Butter chicken pizza. Some unique pastries include apple cranberry cinnamon buns, Nanaimo bars, and Victoria creams. British Columbia also produces several distinct local cheeses, such as kabritt, Castle Blue, and Comox Brie. The London Fog tea latte was invented in Vancouver and remains a popular beverage among coffee shops in the Pacific Northwest and Western Canada; it is referred to as a "Vancouver Fog" in Scotland.
The Okanagan produces many unique fruits originating from the region, including Ambrosia and Spartan apples, Stella and Skeena cherries, and Corontation grapes. Other fruits grown in the province include peaches, pears, plums, apricots, strawberries, blackberries, cranberries, and loganberries.
British Columbia is renowned for its wine production. The primary wine-producing regions include the Okanagan, the Similkameen Valley, Vancouver Island, the Gulf Islands, and the Fraser Valley. As of November 2014, there are 280 licensed grape wineries and 929 vineyards.
Outdoor life and athletics
Given its varied mountainous terrain and its coasts, lakes, rivers, and forests, British Columbia has long been enjoyed for pursuits like hiking and camping, rock climbing and mountaineering, hunting and fishing.
Water sports, both motorized and non-motorized, are enjoyed in many places. Sea kayaking opportunities abound on the British Columbia coast with its fjords. Whitewater rafting and kayaking are popular on many inland rivers. Sailing and sailboarding are widely enjoyed.
In winter, cross-country and telemark skiing are much enjoyed, and in recent decades high-quality downhill skiing has been developed in the Coast Mountain range and the Rockies, as well as in the southern areas of the Shuswap Highlands and the Columbia Mountains. Snowboarding has mushroomed in popularity since the early 1990s. The 2010 Winter Olympics downhill events were held in Whistler Blackcomb area of the province, while the indoor events were conducted in the Vancouver area.
In Vancouver and Victoria (as well as some other cities), opportunities for joggers and bicyclists have been developed. Cross-country bike touring has been popular since the ten-speed bike became available many years ago. Since the advent of the more robust mountain bike, trails in more rugged and wild places have been developed for them. A 2016 poll on global biking website Pinkbike rated BC as the top destination mountain bikers would like to ride. Some of the province's retired rail beds have been converted and maintained for hiking, biking, and cross-country skiing. Longboarding is also a popular activity because of the hilly geography of the region.
Horseback riding is enjoyed by many British Columbians. Opportunities for trail riding, often into especially scenic areas, have been established for tourists in numerous areas of the province.
British Columbia also has strong participation levels in many other sports, including golf, tennis, soccer, hockey, Canadian football, rugby union, lacrosse, baseball, softball, basketball, curling, disc golf, Ultimate and figure skating. British Columbia has produced many outstanding athletes, especially in aquatic and winter sports.
Consistent with both increased tourism and increased participation in diverse recreations by British Columbians has been the proliferation of lodges, chalets, bed and breakfasts, motels, hotels, fishing camps, and park-camping facilities in recent decades.
In certain areas, there are businesses, non-profit societies, or municipal governments dedicated to promoting ecotourism in their region. A number of British Columbia farmers offer visitors to combine tourism with farm work, for example, through the WWOOF Canada program.
Sports
Education
K-12 education
British Columbia is home to a comprehensive education system consisting of public schools and independent schools that is overseen by the provincial Ministry of Education. The public school system is divided in 59 anglophone school districts and one francophone school district, the Conseil scolaire francophone de la Colombie-Britannique, which operates French-language public schools throughout the province. The anglophone school districts are governed by school board trustees who are directly elected by the school district's residents. Although 86 percent of students are enrolled in the public school system, British Columbia has one of the highest shares of independent school enrolment among Canadian province, at 14 percent of the student population, due to its relatively generous funding model; most independent schools receive 50 percent of the operating funding that their public counterparts receive from the government. A very small percentage (less than 1 percent) of students are home schooled.
Like most other provinces in Canada, education is compulsory from ages 6 to 16 (grades 1–10), although the vast majority of students remain in school until they graduate from high school (grade 12) at the age of 18. In order to graduate with a graduation certificate, known as a Dogwood Diploma in BC, students must take a minimum of 80 course credits during grades 10 to 12. These credits include a variety of required courses (e.g. in language arts, social studies, mathematics, and science), as well as elective courses.
Academic achievement in British Columbia is relatively good, although it has been slipping in recent years by some measures. In 2020, 86 percent of students in British Columbia graduated from high school within six years of entering grade 8. According to the 2018 Programme for International Student Assessment (PISA) scores, students in British Columbia scored the second highest in reading ability, fourth highest in mathematic prowess, and fourth highest in science knowledge of the 10 Canadian provinces, although these scores have declined significantly since the 2000 and 2015 assessments.
International students
In September 2014, there were 11,000 international students in BC public K-12 schools and about 3,000 international students in other BC K-12 schools.
Higher education
British Columbia has diverse array of higher educational institutions, ranging from publicly funded universities, colleges, and institutes, to private universities, colleges, seminaries, and career institutes. Public institutions receive approximately half of their funding from grants from the provincial government, with the remaining revenue stemming from tuition charges and philanthropic donations. Each post-secondary institution sets its own admission requirements, although the standard requirement is the completion of high school.
Public universities and colleges include:
University of British Columbia
Simon Fraser University
University of Victoria
University of Northern British Columbia
Vancouver Island University
British Columbia Institute of Technology
Kwantlen Polytechnic University
Thompson Rivers University
Emily Carr University of Art and Design
Royal Roads University
Capilano University
University of the Fraser Valley
Douglas College
Camosun College
Langara College
Selkirk College
College of New Caledonia
College of the Rockies
Okanagan College
Coast Mountain College
Justice Institute of BC
British Columbia is also home to 11 private colleges and universities located throughout the province, including:
Quest University
Trinity Western University
Alexander College
University Canada West
Columbia College
Coquitlam College
Tamwood International College
Ashton College
Blanche Macdonald
Vanwest College
Two American universities (Fairleigh Dickinson University and Northeastern University) also have degree-granting campuses located in Vancouver.
See also
Index of British Columbia–related articles
Outline of British Columbia
Symbols of British Columbia
Notes
References
Citations
Sources
Further reading
External links
Tourism British Columbia official website
BC Weathercams: Webcams showing realtime conditions across the province
BC government news
BC government online map archive
1871 establishments in Canada
Provinces and territories of Canada
States and territories established in 1871
Geography of the Pacific Northwest
Western Canada |
3395 | https://en.wikipedia.org/wiki/The%20Buddha | The Buddha | Siddhartha Gautama, most commonly referred to as the Buddha ('the awakened'), was a wandering ascetic and religious teacher who lived in South Asia during the 6th or 5th century BCE and founded Buddhism.
According to Buddhist tradition, he was born in Lumbini, in what is now Nepal, to royal parents of the Shakya clan, but renounced his home life to live as a wandering ascetic (). After leading a life of mendicancy, asceticism, and meditation, he attained enlightenment at Bodh Gaya in what is now India. The Buddha thereafter wandered through the lower Indo-Gangetic Plain, teaching and building a monastic order. He taught a Middle Way between sensual indulgence and severe asceticism, leading to Nirvana, that is, freedom from ignorance, craving, rebirth, and suffering. His teachings are summarized in the Noble Eightfold Path, a training of the mind that includes ethical training and meditative practices such as sense restraint, kindness toward others, mindfulness, and (meditation proper). He died in Kushinagar, attaining parinirvana. The Buddha has since been venerated by numerous religions and communities across Asia.
A couple of centuries after his death, he came to be known by the title Buddha, which means 'Awakened One' or 'Enlightened One'. His teachings were compiled by the Buddhist community in the Vinaya, his codes for monastic practice, and the Sutta Piṭaka, a compilation of teachings based on his discourses. These were passed down in Middle Indo-Aryan dialects through an oral tradition. Later generations composed additional texts, such as systematic treatises known as Abhidharma, biographies of the Buddha, collections of stories about his past lives known as Jataka tales, and additional discourses, i.e., the Mahayana sutras.
Etymology, names and titles
Siddhārtha Gautama and Buddha Shakyamuni
According to Donald Lopez Jr., "... he tended to be known as either Buddha or Sakyamuni in China, Korea, Japan, and Tibet, and as either Gotama Buddha or Samana Gotama ('the ascetic Gotama') in Sri Lanka and Southeast Asia."
Buddha, "Awakened One" or "Enlightened One", is the masculine form of budh (बुध् ), "to wake, be awake, observe, heed, attend, learn, become aware of, to know, be conscious again", "to awaken" to open up' (as does a flower)", "one who has awakened from the deep sleep of ignorance and opened his consciousness to encompass all objects of knowledge". It is not a personal name, but a title for those who have attained bodhi (awakening, enlightenment). Buddhi, the power to "form and retain concepts, reason, discern, judge, comprehend, understand", is the faculty which discerns truth (satya) from falsehood.
The name of his clan was Gautama (Pali: Gotama). His given name, "Siddhārtha" (Sanskrit; P. Siddhattha; T. Don grub; C. Xidaduo; J. Shiddatta/Shittatta; K. Siltalta) means "He Who Achieves His Goal". The clan name of Gautama means "descendant of Gotama", "Gotama" meaning "one who has the most light", and comes from the fact that Kshatriya clans adopted the names of their house priests.
While the term "Buddha" is used in the Agamas and the Pali Canon, the oldest surviving written records of the term "Buddha" is from the middle of the 3rd century BCE, when several Edicts of Ashoka (reigned c. 269–232 BCE) mention the Buddha and Buddhism. Ashoka's Lumbini pillar inscription commemorates the Emperor's pilgrimage to Lumbini as the Buddha's birthplace, calling him the Buddha Shakyamuni (Brahmi script: 𑀩𑀼𑀥 𑀲𑀓𑁆𑀬𑀫𑀼𑀦𑀻 Bu-dha Sa-kya-mu-nī, "Buddha, Sage of the Shakyas").
Shakyamuni () means "Sage of the Shakyas".
Tathāgata
Tathāgata (Pali; ) is a term the Buddha commonly used when referring to himself or other Buddhas in the Pāli Canon. The exact meaning of the term is unknown, but it is often thought to mean either "one who has thus gone" (tathā-gata), "one who has thus come" (tathā-āgata), or sometimes "one who has thus not gone" (tathā-agata). This is interpreted as signifying that the Tathāgata is beyond all coming and going – beyond all transitory phenomena. A tathāgata is "immeasurable", "inscrutable", "hard to fathom", and "not apprehended".
Other epithets
A list of other epithets is commonly seen together in canonical texts and depicts some of his perfected qualities:
Bhagavato (Bhagavan) – The Blessed one, one of the most used epithets, together with tathāgata
Sammasambuddho – Perfectly self-awakened
Vijja-carana-sampano – Endowed with higher knowledge and ideal conduct.
Sugata – Well-gone or Well-spoken.
Lokavidu – Knower of the many worlds.
Anuttaro Purisa-damma-sarathi – Unexcelled trainer of untrained people.
Satthadeva-Manussanam – Teacher of gods and humans.
Araham – Worthy of homage. An Arahant is "one with taints destroyed, who has lived the holy life, done what had to be done, laid down the burden, reached the true goal, destroyed the fetters of being, and is completely liberated through final knowledge".
Jina – Conqueror. Although the term is more commonly used to name an individual who has attained liberation in the religion Jainism, it is also an alternative title for the Buddha.
The Pali Canon also contains numerous other titles and epithets for the Buddha, including: All-seeing, All-transcending sage, Bull among men, The Caravan leader, Dispeller of darkness, The Eye, Foremost of charioteers, Foremost of those who can cross, King of the Dharma (Dharmaraja), Kinsman of the Sun, Helper of the World (Lokanatha), Lion (Siha), Lord of the Dhamma, Of excellent wisdom (Varapañña), Radiant One, Torchbearer of mankind, Unsurpassed doctor and surgeon, Victor in battle, and Wielder of power. Another epithet, used at inscriptions throughout South and Southeast Asia, is Maha sramana, "great sramana" (ascetic, renunciate).
Sources
Historical sources
Pali suttas
On the basis of philological evidence, Indologist and Pāli expert Oskar von Hinüber says that some of the Pāli suttas have retained very archaic place-names, syntax, and historical data from close to the Buddha's lifetime, including the Mahāparinibbāṇa Sutta which contains a detailed account of the Buddha's final days. Hinüber proposes a composition date of no later than 350–320 BCE for this text, which would allow for a "true historical memory" of the events approximately 60 years prior if the Short Chronology for the Buddha's lifetime is accepted (but he also points out that such a text was originally intended more as hagiography than as an exact historical record of events).
John S. Strong sees certain biographical fragments in the canonical texts preserved in Pāli, as well as Chinese, Tibetan and Sanskrit as the earliest material. These include texts such as the "Discourse on the Noble Quest" (Ariyapariyesanā-sutta) and its parallels in other languages.
Pillar and rock inscriptions
No written records about Gautama were found from his lifetime or from the one or two centuries thereafter. But from the middle of the 3rd century BCE, several Edicts of Ashoka (reigned c. 268 to 232 BCE) mention the Buddha and Buddhism. Particularly, Ashoka's Lumbini pillar inscription commemorates the Emperor's pilgrimage to Lumbini as the Buddha's birthplace, calling him the Buddha Shakyamuni (Brahmi script: 𑀩𑀼𑀥 𑀲𑀓𑁆𑀬𑀫𑀼𑀦𑀻 Bu-dha Sa-kya-mu-nī, "Buddha, Sage of the Shakyas"). Another one of his edicts (Minor Rock Edict No. 3) mentions the titles of several Dhamma texts (in Buddhism, "dhamma" is another word for "dharma"), establishing the existence of a written Buddhist tradition at least by the time of the Maurya era. These texts may be the precursor of the Pāli Canon.
"Sakamuni" is also mentioned in a relief of Bharhut, dated to c. 100 BCE, in relation with his illumination and the Bodhi tree, with the inscription Bhagavato Sakamunino Bodho ("The illumination of the Blessed Sakamuni").
Oldest surviving manuscripts
The oldest surviving Buddhist manuscripts are the Gandhāran Buddhist texts, found in Gandhara (corresponding to modern northwestern Pakistan and eastern Afghanistan) and written in Gāndhārī, they date from the first century BCE to the third century CE.
Biographical sources
Early canonical sources include the Ariyapariyesana Sutta (MN 26), the Mahāparinibbāṇa Sutta (DN 16), the Mahāsaccaka-sutta (MN 36), the Mahapadana Sutta (DN 14), and the Achariyabhuta Sutta (MN 123), which include selective accounts that may be older, but are not full biographies. The Jātaka tales retell previous lives of Gautama as a bodhisattva, and the first collection of these can be dated among the earliest Buddhist texts. The Mahāpadāna Sutta and Achariyabhuta Sutta both recount miraculous events surrounding Gautama's birth, such as the bodhisattva's descent from the Tuṣita Heaven into his mother's womb.
The sources which present a complete picture of the life of Siddhārtha Gautama are a variety of different, and sometimes conflicting, traditional biographies from a later date. These include the Buddhacarita, Lalitavistara Sūtra, Mahāvastu, and the Nidānakathā. Of these, the Buddhacarita is the earliest full biography, an epic poem written by the poet Aśvaghoṣa in the first century CE. The Lalitavistara Sūtra is the next oldest biography, a Mahāyāna/Sarvāstivāda biography dating to the 3rd century CE.
The Mahāvastu from the Mahāsāṃghika Lokottaravāda tradition is another major biography, composed incrementally until perhaps the 4th century CE. The Dharmaguptaka biography of the Buddha is the most exhaustive, and is entitled the Abhiniṣkramaṇa Sūtra, and various Chinese translations of this date between the 3rd and 6th century CE. The Nidānakathā is from the Theravada tradition in Sri Lanka and was composed in the 5th century by Buddhaghoṣa.
Historical person
Understanding the historical person
Scholars are hesitant to make claims about the historical facts of the Buddha's life. Most of them accept that the Buddha lived, taught, and founded a monastic order during the Mahajanapada, and during the reign of Bimbisara (his friend, protector, and ruler of the Magadha empire); and died during the early years of the reign of Ajatashatru (who was the successor of Bimbisara) thus making him a younger contemporary of Mahavira, the Jain tirthankara.
There is less consensus on the veracity of many details contained in traditional biographies, as "Buddhist scholars [...] have mostly given up trying to understand the historical person." The earliest versions of Buddhist biographical texts that we have already contain many supernatural, mythical or legendary elements. In the 19th century some scholars simply omitted these from their accounts of the life, so that "the image projected was of a Buddha who was a rational, socratic teacher—a great person perhaps, but a more or less ordinary human being". More recent scholars tend to see such demythologisers as remythologisers, "creating a Buddha that appealed to them, by eliding one that did not".
Dating
The dates of Gautama's birth and death are uncertain. Within the Eastern Buddhist tradition of China, Vietnam, Korea and Japan, the traditional date for Buddha's death was 949 BCE, but according to the Ka-tan system of the Kalachakra tradition, Buddha's death was about 833 BCE.
Buddhist texts present two chronologies which have been used to date the lifetime of the Buddha. The "long chronology", from Sri Lankese chronicles, states the Buddha was born 298 years before Asoka's coronation and died 218 years before the coronation, thus a lifespan of about 80 years. According to these chronicles, Asoka was crowned in 326 BCE, which gives Buddha's lifespan as 624 – 544 BCE, and are the accepted dates in Sri Lanka and South-East Asia. Alternatively, most scholars who also accept the long chronology but date Asoka's coronation around 268 BCE (based on Greek evidence) put the Buddha's lifespan later at 566 – 486 BCE.
However, the "short chronology", from Indian sources and their Chinese and Tibetan translations, place the Buddha's birth at 180 years before Asoka's coronation and death 100 years before the coronation, still about 80 years. Following the Greek sources of Asoka's coronation as 268 BCE, this dates the Buddha's lifespan even later as 448 – 368 BCE.
Most historians in the early 20th century use the earlier dates of 563 – 483 BCE, differing from the long chronology based on Greek evidence by just three years. More recently, there are attempts to put his death midway between the long chronology's 480s BCE and the short chronology's 360s BCE, so circa 410 BCE. At a symposium on this question held in 1988, the majority of those who presented gave dates within 20 years either side of 400 BCE for the Buddha's death. These alternative chronologies, however, have not been accepted by all historians.
The dating of Bimbisara and Ajatashatru also depends on the long or short chronology. In the long chrononology, Bimbisara reigned , and died 492 BCE, while Ajatashatru reigned . In the short chronology Bimbisara reigned c. 400 BCE, while Ajatashatru died between c. 380 BCE and 330 BCE.)
Historical context
Shakyas
According to the Buddhist tradition, Shakyamuni Buddha was a Shakya, a sub-Himalayan ethnicity and clan of north-eastern region of the Indian subcontinent. The Shakya community was on the periphery, both geographically and culturally, of the eastern Indian subcontinent in the 5th century BCE. The community, though describable as a small republic, was probably an oligarchy, with his father as the elected chieftain or oligarch. The Shakyas were widely considered to be non-Vedic (and, hence impure) in Brahminic texts; their origins remain speculative and debated. Bronkhorst terms this culture, which grew alongside Aryavarta without being affected by the flourish of Brahminism, as Greater Magadha.
The Buddha's tribe of origin, the Shakyas, seems to have had non-Vedic religious practices which persist in Buddhism, such as the veneration of trees and sacred groves, and the worship of tree spirits (yakkhas) and serpent beings (nagas). They also seem to have built burial mounds called stupas. Tree veneration remains important in Buddhism today, particularly in the practice of venerating Bodhi trees. Likewise, yakkas and nagas have remained important figures in Buddhist religious practices and mythology.
Shramanas
The Buddha's lifetime coincided with the flourishing of influential śramaṇa schools of thought like Ājīvika, Cārvāka, Jainism, and Ajñana. The Brahmajala Sutta records sixty-two such schools of thought. In this context, a śramaṇa refers to one who labours, toils or exerts themselves (for some higher or religious purpose). It was also the age of influential thinkers like Mahavira, Pūraṇa Kassapa, Makkhali Gosāla, Ajita Kesakambalī, Pakudha Kaccāyana, and Sañjaya Belaṭṭhaputta, as recorded in Samaññaphala Sutta, with whose viewpoints the Buddha must have been acquainted.
Śāriputra and Moggallāna, two of the foremost disciples of the Buddha, were formerly the foremost disciples of Sañjaya Belaṭṭhaputta, the sceptic. The Pāli canon frequently depicts Buddha engaging in debate with the adherents of rival schools of thought. There is philological evidence to suggest that the two masters, Alara Kalama and Uddaka Rāmaputta, were historical figures and they most probably taught Buddha two different forms of meditative techniques. Thus, Buddha was just one of the many śramaṇa philosophers of that time. In an era where holiness of person was judged by their level of asceticism, Buddha was a reformist within the śramaṇa movement, rather than a reactionary against Vedic Brahminism.
Coningham and Young note that both Jains and Buddhists used stupas, while tree shrines can be found in both Buddhism and Hinduism.
Urban environment and egalitarianism
The rise of Buddhism coincided with the Second Urbanisation, in which the Ganges Basin was settled and cities grew, in which egalitarianism prevailed. According to Thapar, the Buddha's teachings were "also a response to the historical changes of the time, among which were the emergence of the state and the growth of urban centres". While the Buddhist mendicants renounced society, they lived close to the villages and cities, depending for alms-givings on lay supporters.
According to Dyson, the Ganges basin was settled from the north-west and the south-east, as well as from within, "[coming] together in what is now Bihar (the location of Pataliputra)". The Ganges basin was densely forested, and the population grew when new areas were deforestated and cultivated. The society of the middle Ganges basin lay on "the outer fringe of Aryan cultural influence", and differed significantly from the Aryan society of the western Ganges basin. According to Stein and Burton, "[t]he gods of the brahmanical sacrificial cult were not rejected so much as ignored by Buddhists and their contemporaries." Jainism and Buddhism opposed the social stratification of Brahmanism, and their egalitarism prevailed in the cities of the middle Ganges basin. This "allowed Jains and Buddhists to engage in trade more easily than Brahmans, who were forced to follow strict caste prohibitions."
Semi-legendary biography
Nature of traditional depictions
In the earliest Buddhist texts, the nikāyas and āgamas, the Buddha is not depicted as possessing omniscience (sabbaññu) nor is he depicted as being an eternal transcendent (lokottara) being. According to Bhikkhu Analayo, ideas of the Buddha's omniscience (along with an increasing tendency to deify him and his biography) are found only later, in the Mahayana sutras and later Pali commentaries or texts such as the Mahāvastu. In the Sandaka Sutta, the Buddha's disciple Ananda outlines an argument against the claims of teachers who say they are all knowing while in the Tevijjavacchagotta Sutta the Buddha himself states that he has never made a claim to being omniscient, instead he claimed to have the "higher knowledges" (abhijñā). The earliest biographical material from the Pali Nikayas focuses on the Buddha's life as a śramaṇa, his search for enlightenment under various teachers such as Alara Kalama and his forty-five-year career as a teacher.
Traditional biographies of Gautama often include numerous miracles, omens, and supernatural events. The character of the Buddha in these traditional biographies is often that of a fully transcendent (Skt. lokottara) and perfected being who is unencumbered by the mundane world. In the Mahāvastu, over the course of many lives, Gautama is said to have developed supramundane abilities including: a painless birth conceived without intercourse; no need for sleep, food, medicine, or bathing, although engaging in such "in conformity with the world"; omniscience, and the ability to "suppress karma". As noted by Andrew Skilton, the Buddha was often described as being superhuman, including descriptions of him having the 32 major and 80 minor marks of a "great man", and the idea that the Buddha could live for as long as an aeon if he wished (see DN 16).
The ancient Indians were generally unconcerned with chronologies, being more focused on philosophy. Buddhist texts reflect this tendency, providing a clearer picture of what Gautama may have taught than of the dates of the events in his life. These texts contain descriptions of the culture and daily life of ancient India which can be corroborated from the Jain scriptures, and make the Buddha's time the earliest period in Indian history for which significant accounts exist. British author Karen Armstrong writes that although there is very little information that can be considered historically sound, we can be reasonably confident that Siddhārtha Gautama did exist as a historical figure. Michael Carrithers goes further, stating that the most general outline of "birth, maturity, renunciation, search, awakening and liberation, teaching, death" must be true.
Previous lives
Legendary biographies like the Pali Buddhavaṃsa and the Sanskrit Jātakamālā depict the Buddha's (referred to as "bodhisattva" before his awakening) career as spanning hundreds of lifetimes before his last birth as Gautama. Many of these previous lives are narrated in the Jatakas, which consists of 547 stories. The format of a Jataka typically begins by telling a story in the present which is then explained by a story of someone's previous life.
Besides imbuing the pre-Buddhist past with a deep karmic history, the Jatakas also serve to explain the bodhisattva's (the Buddha-to-be) path to Buddhahood. In biographies like the Buddhavaṃsa, this path is described as long and arduous, taking "four incalculable ages" (asamkheyyas).
In these legendary biographies, the bodhisattva goes through many different births (animal and human), is inspired by his meeting of past Buddhas, and then makes a series of resolves or vows (pranidhana) to become a Buddha himself. Then he begins to receive predictions by past Buddhas. One of the most popular of these stories is his meeting with Dipankara Buddha, who gives the bodhisattva a prediction of future Buddhahood.
Another theme found in the Pali Jataka Commentary (Jātakaṭṭhakathā) and the Sanskrit Jātakamālā is how the Buddha-to-be had to practice several "perfections" (pāramitā) to reach Buddhahood. The Jatakas also sometimes depict negative actions done in previous lives by the bodhisattva, which explain difficulties he experienced in his final life as Gautama.
Birth and early life
According to the Buddhist tradition, Gautama was born in Lumbini, now in modern-day Nepal, and raised in Kapilavastu. The exact site of ancient Kapilavastu is unknown. It may have been either Piprahwa, Uttar Pradesh, in present-day India, or Tilaurakot, in present-day Nepal. Both places belonged to the Sakya territory, and are located only apart.
In the mid-3rd century BCE the Emperor Ashoka determined that Lumbini was Gautama's birthplace and thus installed a pillar there with the inscription: "...this is where the Buddha, sage of the Śākyas (Śākyamuni), was born."
According to later biographies such as the Mahavastu and the Lalitavistara, his mother, Maya (Māyādevī), Suddhodana's wife, was a princess from Devdaha, the ancient capital of the Koliya Kingdom (what is now the Rupandehi District of Nepal). Legend has it that, on the night Siddhartha was conceived, Queen Maya dreamt that a white elephant with six white tusks entered her right side, and ten months later Siddhartha was born. As was the Shakya tradition, when his mother Queen Maya became pregnant, she left Kapilavastu for her father's kingdom to give birth.
Her son is said to have been born on the way, at Lumbini, in a garden beneath a sal tree. The earliest Buddhist sources state that the Buddha was born to an aristocratic Kshatriya (Pali: khattiya) family called Gotama (Sanskrit: Gautama), who were part of the Shakyas, a tribe of rice-farmers living near the modern border of India and Nepal. His father Śuddhodana was "an elected chief of the Shakya clan", whose capital was Kapilavastu, and who were later annexed by the growing Kingdom of Kosala during the Buddha's lifetime.
The early Buddhist texts contain very little information about the birth and youth of Gotama Buddha. Later biographies developed a dramatic narrative about the life of the young Gotama as a prince and his existential troubles. They depict his father Śuddhodana as a hereditary monarch of the Suryavansha (Solar dynasty) of (Pāli: Okkāka). This is unlikely, as many scholars think that Śuddhodana was merely a Shakya aristocrat (khattiya), and that the Shakya republic was not a hereditary monarchy. The more egalitarian form of government, as a political alternative to Indian monarchies, may have influenced the development of the śramanic Jain and Buddhist sanghas, where monarchies tended toward Vedic Brahmanism.
The day of the Buddha's birth, enlightenment and death is widely celebrated in Theravada countries as Vesak and the day he got conceived as Poson. Buddha's Birthday is called Buddha Purnima in Nepal, Bangladesh, and India as he is believed to have been born on a full moon day.
According to later biographical legends, during the birth celebrations, the hermit seer Asita journeyed from his mountain abode, analyzed the child for the "32 marks of a great man" and then announced that he would either become a great king (chakravartin) or a great religious leader. Suddhodana held a naming ceremony on the fifth day and invited eight Brahmin scholars to read the future. All gave similar predictions. Kondañña, the youngest, and later to be the first arhat other than the Buddha, was reputed to be the only one who unequivocally predicted that Siddhartha would become a Buddha.
Early texts suggest that Gautama was not familiar with the dominant religious teachings of his time until he left on his religious quest, which is said to have been motivated by existential concern for the human condition. According to the early Buddhist Texts of several schools, and numerous post-canonical accounts, Gotama had a wife, Yasodhara, and a son, named Rāhula. Besides this, the Buddha in the early texts reports that "I lived a spoilt, a very spoilt life, monks (in my parents' home)."
The legendary biographies like the Lalitavistara also tell stories of young Gotama's great martial skill, which was put to the test in various contests against other Shakyan youths.
Renunciation
While the earliest sources merely depict Gotama seeking a higher spiritual goal and becoming an ascetic or śramaṇa after being disillusioned with lay life, the later legendary biographies tell a more elaborate dramatic story about how he became a mendicant.
The earliest accounts of the Buddha's spiritual quest is found in texts such as the Pali Ariyapariyesanā-sutta ("The discourse on the noble quest", MN 26) and its Chinese parallel at MĀ 204. These texts report that what led to Gautama's renunciation was the thought that his life was subject to old age, disease and death and that there might be something better (i.e. liberation, nirvana). The early texts also depict the Buddha's explanation for becoming a sramana as follows: "The household life, this place of impurity, is narrow – the samana life is the free open air. It is not easy for a householder to lead the perfected, utterly pure and perfect holy life." MN 26, MĀ 204, the Dharmaguptaka Vinaya and the Mahāvastu all agree that his mother and father opposed his decision and "wept with tearful faces" when he decided to leave.
Legendary biographies also tell the story of how Gautama left his palace to see the outside world for the first time and how he was shocked by his encounter with human suffering. These depict Gautama's father as shielding him from religious teachings and from knowledge of human suffering, so that he would become a great king instead of a great religious leader. In the Nidanakatha (5th century CE), Gautama is said to have seen an old man. When his charioteer Chandaka explained to him that all people grew old, the prince went on further trips beyond the palace. On these he encountered a diseased man, a decaying corpse, and an ascetic that inspired him. This story of the "four sights" seems to be adapted from an earlier account in the Digha Nikaya (DN 14.2) which instead depicts the young life of a previous Buddha, Vipassi.
The legendary biographies depict Gautama's departure from his palace as follows. Shortly after seeing the four sights, Gautama woke up at night and saw his female servants lying in unattractive, corpse-like poses, which shocked him. Therefore, he discovered what he would later understand more deeply during his enlightenment: dukkha ("standing unstable", "dissatisfaction") and the end of dukkha. Moved by all the things he had experienced, he decided to leave the palace in the middle of the night against the will of his father, to live the life of a wandering ascetic.
Accompanied by Chandaka and riding his horse Kanthaka, Gautama leaves the palace, leaving behind his son Rahula and Yaśodhara. He travelled to the river Anomiya, and cut off his hair. Leaving his servant and horse behind, he journeyed into the woods and changed into monk's robes there, though in some other versions of the story, he received the robes from a Brahma deity at Anomiya.
According to the legendary biographies, when the ascetic Gautama first went to Rajagaha (present-day Rajgir) to beg for alms in the streets, King Bimbisara of Magadha learned of his quest, and offered him a share of his kingdom. Gautama rejected the offer but promised to visit his kingdom first, upon attaining enlightenment.
Ascetic life and awakening
Majjhima Nikaya 4 mentions that Gautama lived in "remote jungle thickets" during his years of spiritual striving and had to overcome the fear that he felt while living in the forests. The Nikaya-texts narrate that the ascetic Gautama practised under two teachers of yogic meditation. According to the Ariyapariyesanā-sutta (MN 26) and its Chinese parallel at MĀ 204, after having mastered the teaching of Ārāḍa Kālāma (), who taught a meditation attainment called "the sphere of nothingness", he was asked by Ārāḍa to become an equal leader of their spiritual community.
Gautama felt unsatisfied by the practice because it "does not lead to revulsion, to dispassion, to cessation, to calm, to knowledge, to awakening, to Nibbana", and moved on to become a student of Udraka Rāmaputra (). With him, he achieved high levels of meditative consciousness (called "The Sphere of Neither Perception nor Non-Perception") and was again asked to join his teacher. But, once more, he was not satisfied for the same reasons as before, and moved on.
According to some sutras, after leaving his meditation teachers, Gotama then practiced ascetic techniques. The ascetic techniques described in the early texts include very minimal food intake, different forms of breath control, and forceful mind control. The texts report that he became so emaciated that his bones became visible through his skin. The Mahāsaccaka-sutta and most of its parallels agree that after taking asceticism to its extremes, Gautama realized that this had not helped him attain nirvana, and that he needed to regain strength to pursue his goal. One popular story tells of how he accepted milk and rice pudding from a village girl named Sujata.
His break with asceticism is said to have led his five companions to abandon him, since they believed that he had abandoned his search and become undisciplined. At this point, Gautama remembered a previous experience of dhyana ("meditation") he had as a child sitting under a tree while his father worked. This memory leads him to understand that dhyana is the path to liberation, and the texts then depict the Buddha achieving all four dhyanas, followed by the "three higher knowledges" (tevijja), culminating in complete insight into the Four Noble Truths, thereby attaining liberation from samsara, the endless cycle of rebirth.
According to the Dhammacakkappavattana Sutta (SN 56), the Tathagata, the term Gautama uses most often to refer to himself, realized "the Middle Way"—a path of moderation away from the extremes of self-indulgence and self-mortification, or the Noble Eightfold Path. In later centuries, Gautama became known as the Buddha or "Awakened One". The title indicates that unlike most people who are "asleep", a Buddha is understood as having "woken up" to the true nature of reality and sees the world 'as it is' (yatha-bhutam). A Buddha has achieved liberation (vimutti), also called Nirvana, which is seen as the extinguishing of the "fires" of desire, hatred, and ignorance, that keep the cycle of suffering and rebirth going.
Following his decision to leave his meditation teachers, MĀ 204 and other parallel early texts report that Gautama sat down with the determination not to get up until full awakening (sammā-sambodhi) had been reached; the Ariyapariyesanā-sutta does not mention "full awakening", but only that he attained nirvana. This event was said to have occurred under a pipal tree—known as "the Bodhi tree"—in Bodh Gaya, Bihar.
As reported by various texts from the Pali Canon, the Buddha sat for seven days under the bodhi tree "feeling the bliss of deliverance". The Pali texts also report that he continued to meditate and contemplated various aspects of the Dharma while living by the River Nairañjanā, such as Dependent Origination, the Five Spiritual Faculties and suffering (dukkha).
The legendary biographies like the Mahavastu, Nidanakatha and the Lalitavistara depict an attempt by Mara, the ruler of the desire realm, to prevent the Buddha's nirvana. He does so by sending his daughters to seduce the Buddha, by asserting his superiority and by assaulting him with armies of monsters. However the Buddha is unfazed and calls on the earth (or in some versions of the legend, the earth goddess) as witness to his superiority by touching the ground before entering meditation. Other miracles and magical events are also depicted.
First sermon and formation of the saṅgha
According to MN 26, immediately after his awakening, the Buddha hesitated on whether or not he should teach the Dharma to others. He was concerned that humans were overpowered by ignorance, greed, and hatred that it would be difficult for them to recognise the path, which is "subtle, deep and hard to grasp". However, the god Brahmā Sahampati convinced him, arguing that at least some "with little dust in their eyes" will understand it. The Buddha relented and agreed to teach. According to Anālayo, the Chinese parallel to MN 26, MĀ 204, does not contain this story, but this event does appear in other parallel texts, such as in an Ekottarika-āgama discourse, in the Catusparisat-sūtra, and in the Lalitavistara.
According to MN 26 and MĀ 204, after deciding to teach, the Buddha initially intended to visit his former teachers, Alara Kalama and Udaka Ramaputta, to teach them his insights, but they had already died, so he decided to visit his five former companions. MN 26 and MĀ 204 both report that on his way to Vārānasī (Benares), he met another wanderer, an Ājīvika ascetic named Upaka in MN 26. The Buddha proclaimed that he had achieved full awakening, but Upaka was not convinced and "took a different path".
MN 26 and MĀ 204 continue with the Buddha reaching the Deer Park (Sarnath) (Mrigadāva, also called Rishipatana, "site where the ashes of the ascetics fell") near Vārānasī, where he met the group of five ascetics and was able to convince them that he had indeed reached full awakening. According to MĀ 204 (but not MN 26), as well as the Theravāda Vinaya, an Ekottarika-āgama text, the Dharmaguptaka Vinaya, the Mahīśāsaka Vinaya, and the Mahāvastu, the Buddha then taught them the "first sermon", also known as the "Benares sermon", i.e. the teaching of "the noble eightfold path as the middle path aloof from the two extremes of sensual indulgence and self-mortification". The Pali text reports that after the first sermon, the ascetic Koṇḍañña (Kaundinya) became the first arahant (liberated being) and the first Buddhist bhikkhu or monastic. The Buddha then continued to teach the other ascetics and they formed the first , the company of Buddhist monks.
Various sources such as the Mahāvastu, the Mahākhandhaka of the Theravāda Vinaya and the Catusparisat-sūtra also mention that the Buddha taught them his second discourse, about the characteristic of "not-self" (Anātmalakṣaṇa Sūtra), at this time or five days later. After hearing this second sermon the four remaining ascetics also reached the status of arahant.
The Theravāda Vinaya and the Catusparisat-sūtra also speak of the conversion of Yasa, a local guild master, and his friends and family, who were some of the first laypersons to be converted and to enter the Buddhist community. The conversion of three brothers named Kassapa followed, who brought with them five hundred converts who had previously been "matted hair ascetics", and whose spiritual practice was related to fire sacrifices. According to the Theravāda Vinaya, the Buddha then stopped at the Gayasisa hill near Gaya and delivered his third discourse, the Ādittapariyāya Sutta (The Discourse on Fire), in which he taught that everything in the world is inflamed by passions and only those who follow the Eightfold path can be liberated.
At the end of the rainy season, when the Buddha's community had grown to around sixty awakened monks, he instructed them to wander on their own, teach and ordain people into the community, for the "welfare and benefit" of the world.
Travels and growth of the saṅgha
For the remaining 40 or 45 years of his life, the Buddha is said to have travelled in the Gangetic Plain, in what is now Uttar Pradesh, Bihar, and southern Nepal, teaching a diverse range of people: from nobles to servants, ascetics and householders, murderers such as Angulimala, and cannibals such as Alavaka. According to Schumann, the Buddha's travels ranged from "Kosambi on the Yamuna (25 km south-west of Allahabad )", to Campa (40 km east of Bhagalpur)" and from "Kapilavatthu (95 km north-west of Gorakhpur) to Uruvela (south of Gaya)". This covers an area of 600 by 300 km. His sangha enjoyed the patronage of the kings of Kosala and Magadha and he thus spent a lot of time in their respective capitals, Savatthi and Rajagaha.
Although the Buddha's language remains unknown, it is likely that he taught in one or more of a variety of closely related Middle Indo-Aryan dialects, of which Pali may be a standardisation.
The sangha wandered throughout the year, except during the four months of the Vassa rainy season when ascetics of all religions rarely travelled. One reason was that it was more difficult to do so without causing harm to flora and animal life. The health of the ascetics might have been a concern as well. At this time of year, the sangha would retreat to monasteries, public parks or forests, where people would come to them.
The first vassana was spent at Varanasi when the sangha was formed. According to the Pali texts, shortly after the formation of the sangha, the Buddha travelled to Rajagaha, capital of Magadha, and met with King Bimbisara, who gifted a bamboo grove park to the sangha.
The Buddha's sangha continued to grow during his initial travels in north India. The early texts tell the story of how the Buddha's chief disciples, Sāriputta and Mahāmoggallāna, who were both students of the skeptic sramana Sañjaya Belaṭṭhiputta, were converted by Assaji. They also tell of how the Buddha's son, Rahula, joined his father as a bhikkhu when the Buddha visited his old home, Kapilavastu. Over time, other Shakyans joined the order as bhikkhus, such as Buddha's cousin Ananda, Anuruddha, Upali the barber, the Buddha's half-brother Nanda and Devadatta. Meanwhile, the Buddha's father Suddhodana heard his son's teaching, converted to Buddhism and became a stream-enterer.
The early texts also mention an important lay disciple, the merchant Anāthapiṇḍika, who became a strong lay supporter of the Buddha early on. He is said to have gifted Jeta's grove (Jetavana) to the sangha at great expense (the Theravada Vinaya speaks of thousands of gold coins).
Formation of the bhikkhunī order
The formation of a parallel order of female monastics (bhikkhunī) was another important part of the growth of the Buddha's community. As noted by Anālayo's comparative study of this topic, there are various versions of this event depicted in the different early Buddhist texts.
According to all the major versions surveyed by Anālayo, Mahāprajāpatī Gautamī, Buddha's step-mother, is initially turned down by the Buddha after requesting ordination for her and some other women. Mahāprajāpatī and her followers then shave their hair, don robes and begin following the Buddha on his travels. The Buddha is eventually convinced by Ānanda to grant ordination to Mahāprajāpatī on her acceptance of eight conditions called gurudharmas which focus on the relationship between the new order of nuns and the monks.
According to Anālayo, the only argument common to all the versions that Ananda uses to convince the Buddha is that women have the same ability to reach all stages of awakening. Anālayo also notes that some modern scholars have questioned the authenticity of the eight gurudharmas in their present form due to various inconsistencies. He holds that the historicity of the current lists of eight is doubtful, but that they may have been based on earlier injunctions by the Buddha.
Anālayo notes that various passages indicate that the reason for the Buddha's hesitation to ordain women was the danger that the life of a wandering sramana posed for women that were not under the protection of their male family members, such as dangers of sexual assault and abduction. Due to this, the gurudharma injunctions may have been a way to place "the newly founded order of nuns in a relationship to its male counterparts that resembles as much as possible the protection a laywoman could expect from her male relatives".
Later years
According to J.S. Strong, after the first 20 years of his teaching career, the Buddha seems to have slowly settled in Sravasti, the capital of the Kingdom of Kosala, spending most of his later years in this city.
As the sangha grew in size, the need for a standardized set of monastic rules arose and the Buddha seems to have developed a set of regulations for the sangha. These are preserved in various texts called "Pratimoksa" which were recited by the community every fortnight. The Pratimoksa includes general ethical precepts, as well as rules regarding the essentials of monastic life, such as bowls and robes.
In his later years, the Buddha's fame grew and he was invited to important royal events, such as the inauguration of the new council hall of the Shakyans (as seen in MN 53) and the inauguration of a new palace by Prince Bodhi (as depicted in MN 85). The early texts also speak of how during the Buddha's old age, the kingdom of Magadha was usurped by a new king, Ajatashatru, who overthrew his father Bimbisara. According to the Samaññaphala Sutta, the new king spoke with different ascetic teachers and eventually took refuge in the Buddha. However, Jain sources also claim his allegiance, and it is likely he supported various religious groups, not just the Buddha's sangha exclusively.
As the Buddha continued to travel and teach, he also came into contact with members of other śrāmana sects. There is evidence from the early texts that the Buddha encountered some of these figures and critiqued their doctrines. The Samaññaphala Sutta identifies six such sects.
The early texts also depict the elderly Buddha as suffering from back pain. Several texts depict him delegating teachings to his chief disciples since his body now needed more rest. However, the Buddha continued teaching well into his old age.
One of the most troubling events during the Buddha's old age was Devadatta's schism. Early sources speak of how the Buddha's cousin, Devadatta, attempted to take over leadership of the order and then left the sangha with several Buddhist monks and formed a rival sect. This sect is said to have been supported by King Ajatashatru. The Pali texts depict Devadatta as plotting to kill the Buddha, but these plans all fail. They depict the Buddha as sending his two chief disciples (Sariputta and Moggallana) to this schismatic community in order to convince the monks who left with Devadatta to return.
All the major early Buddhist Vinaya texts depict Devadatta as a divisive figure who attempted to split the Buddhist community, but they disagree on what issues he disagreed with the Buddha on. The Sthavira texts generally focus on "five points" which are seen as excessive ascetic practices, while the Mahāsaṅghika Vinaya speaks of a more comprehensive disagreement, which has Devadatta alter the discourses as well as monastic discipline.
At around the same time of Devadatta's schism, there was also war between Ajatashatru's Kingdom of Magadha, and Kosala, led by an elderly king Pasenadi. Ajatashatru seems to have been victorious, a turn of events the Buddha is reported to have regretted.
Last days and parinirvana
The main narrative of the Buddha's last days, death and the events following his death is contained in the Mahaparinibbana Sutta (DN 16) and its various parallels in Sanskrit, Chinese, and Tibetan. According to Anālayo, these include the Chinese Dirgha Agama 2, "Sanskrit fragments of the Mahaparinirvanasutra", and "three discourses preserved as individual translations in Chinese".
The Mahaparinibbana sutta depicts the Buddha's last year as a time of war. It begins with Ajatashatru's decision to make war on the Vajjika League, leading him to send a minister to ask the Buddha for advice. The Buddha responds by saying that the Vajjikas can be expected to prosper as long as they do seven things, and he then applies these seven principles to the Buddhist Sangha, showing that he is concerned about its future welfare.
The Buddha says that the Sangha will prosper as long as they "hold regular and frequent assemblies, meet in harmony, do not change the rules of training, honour their superiors who were ordained before them, do not fall prey to worldly desires, remain devoted to forest hermitages, and preserve their personal mindfulness". He then gives further lists of important virtues to be upheld by the Sangha.
The early texts depict how the Buddha's two chief disciples, Sariputta and Moggallana, died just before the Buddha's death. The Mahaparinibbana depicts the Buddha as experiencing illness during the last months of his life but initially recovering. It depicts him as stating that he cannot promote anyone to be his successor. When Ānanda requested this, the Mahaparinibbana records his response as follows:
After travelling and teaching some more, the Buddha ate his last meal, which he had received as an offering from a blacksmith named Cunda. Falling violently ill, Buddha instructed his attendant Ānanda to convince Cunda that the meal eaten at his place had nothing to do with his death and that his meal would be a source of the greatest merit as it provided the last meal for a Buddha. Bhikkhu Mettanando and Oskar von Hinüber argue that the Buddha died of mesenteric infarction, a symptom of old age, rather than food poisoning.
The precise contents of the Buddha's final meal are not clear, due to variant scriptural traditions and ambiguity over the translation of certain significant terms. The Theravada tradition generally believes that the Buddha was offered some kind of pork, while the Mahayana tradition believes that the Buddha consumed some sort of truffle or other mushroom. These may reflect the different traditional views on Buddhist vegetarianism and the precepts for monks and nuns. Modern scholars also disagree on this topic, arguing both for pig's flesh or some kind of plant or mushroom that pigs like to eat. Whatever the case, none of the sources which mention the last meal attribute the Buddha's sickness to the meal itself.
As per the Mahaparinibbana sutta, after the meal with Cunda, the Buddha and his companions continued travelling until he was too weak to continue and had to stop at Kushinagar, where Ānanda had a resting place prepared in a grove of Sala trees. After announcing to the sangha at large that he would soon be passing away to final Nirvana, the Buddha ordained one last novice into the order personally. His name was Subhadda. He then repeated his final instructions to the sangha, which was that the Dhamma and Vinaya was to be their teacher after his death. Then he asked if anyone had any doubts about the teaching, but nobody did. The Buddha's final words are reported to have been: "All saṅkhāras decay. Strive for the goal with diligence (appamāda)" (Pali: 'vayadhammā saṅkhārā appamādena sampādethā').
He then entered his final meditation and died, reaching what is known as parinirvana (final nirvana, the end of rebirth and suffering achieved after the death of the body). The Mahaparinibbana reports that in his final meditation he entered the four dhyanas consecutively, then the four immaterial attainments and finally the meditative dwelling known as nirodha-samāpatti, before returning to the fourth dhyana right at the moment of death.
Posthumous events
According to the Mahaparinibbana sutta, the Mallians of Kushinagar spent the days following the Buddha's death honouring his body with flowers, music and scents. The sangha waited until the eminent elder Mahākassapa arrived to pay his respects before cremating the body.
The Buddha's body was then cremated and the remains, including his bones, were kept as relics and they were distributed among various north Indian kingdoms like Magadha, Shakya and Koliya. These relics were placed in monuments or mounds called stupas, a common funerary practice at the time. Centuries later they would be exhumed and enshrined by Ashoka into many new stupas around the Mauryan realm. Many supernatural legends surround the history of alleged relics as they accompanied the spread of Buddhism and gave legitimacy to rulers.
According to various Buddhist sources, the First Buddhist Council was held shortly after the Buddha's death to collect, recite and memorize the teachings. Mahākassapa was chosen by the sangha to be the chairman of the council. However, the historicity of the traditional accounts of the first council is disputed by modern scholars.
Teachings and views
Core teachings
A number of teachings and practices are deemed essential to Buddhism, including: the samyojana (fetters, chains or bounds), that is, the sankharas ("formations"), the kleshas (uwholesome mental states), including the three poisons, and the āsavas ("influx, canker"), that perpetuate sasāra, the repeated cycle of becoming; the six sense bases and the five aggregates, which describe the process from sense contact to consciousness which lead to this bondage to sasāra; dependent origination, which describes this process, and its reversal, in detail; and the Middle Way, with the Four Noble Truths and the Noble Eightfold Path, which prescribes how this bondage can be reversed.
According to N. Ross Reat, the Theravada Pali texts and the Mahasamghika school's Śālistamba Sūtra share
these basic teachings and practices. Bhikkhu Analayo concludes that the Theravada Majjhima Nikaya and Sarvastivada Madhyama Agama contain mostly the same major doctrines. Likewise, Richard Salomon has written that the doctrines found in the Gandharan Manuscripts are "consistent with non-Mahayana Buddhism, which survives today in the Theravada school of Sri Lanka and Southeast Asia, but which in ancient times was represented by eighteen separate schools".
Samsara
All beings have deeply entrenched samyojana (fetters, chains or bounds), that is, the sankharas ("formations"), kleshas (unwholesome mental states), including the three poisons, and āsavas ("influx, canker"), that perpetuate sasāra, the repeated cycle of becoming and rebirth. According to the Pali suttas, the Buddha stated that "this saṃsāra is without discoverable beginning. A first point is not discerned of beings roaming and wandering on hindered by ignorance and fettered by craving." In the Dutiyalokadhammasutta sutta (AN 8:6) the Buddha explains how "eight worldly winds" "keep the world turning around [...] Gain and loss, fame and disrepute, praise and blame, pleasure and pain". He then explains how the difference between a noble (arya) person and an uninstructed worldling is that a noble person reflects on and understands the impermanence of these conditions.
This cycle of becoming is characterized by dukkha, commonly referred to as "suffering", dukkha is more aptly rendered as "unsatisfactoriness" or "unease". It is the unsatisfactoriness and unease that comes with a life dictated by automatic responses and habituated selfishness, and the unsatifacories of expecting enduring happiness from things which are impermanent, unstable and thus unreliable. The ultimate noble goal should be liberation from this cycle.
Samsara is dictated by karma, which is an impersonal natural law, similar to how certain seeds produce certain plants and fruits. Karma is not the only cause for one's conditions, as the Buddha listed various physical and environmental causes alongside karma. The Buddha's teaching of karma differed to that of the Jains and Brahmins, in that on his view, karma is primarily mental intention (as opposed to mainly physical action or ritual acts). The Buddha is reported to have said "By karma I mean intention." Richard Gombrich summarizes the Buddha's view of karma as follows: "all thoughts, words, and deeds derive their moral value, positive or negative, from the intention behind them."
The six sense bases and the five aggregates
The āyatana (six sense bases) and the five skandhas (aggregates) describe how sensory contact leads to attachment and dukkha. The six sense bases are eye and sight, ear and sound, nose and odour, tongue and taste, body and touch, and mind and thoughts. Together they create the input from which we create our world or reality, "the all". This process takes place through the five skandhas, "aggregates", "groups", "heaps", five groups of physical and mental processes, anmely form (or material image, impression) (), sensations (or feelings, received from form) (), perceptions (), mental activity or formations (), consciousness (). They form part of other Buddhist teachings and lists, such as dependent origination, and explain how sensory input ultimately leads to bondage to samsara by the mental defilements.
Dependent Origination
In the early texts, the process of the arising of dukkha is explicated through the teaching of dependent origination, which says that everything that exists or occurs is dependent on conditioning factors. The most basic formulation of dependent origination is given in the early texts as: 'It being thus, this comes about' (Pali: evam sati idam hoti). This can be taken to mean that certain phenomena only arise when there are other phenomena present, thus their arising is "dependent" on other phenomena.
The philosopher Mark Siderits has outlined the basic idea of the Buddha's teaching of Dependent Origination of dukkha as follows:
In numerous early texts, this basic principle is expanded with a list of phenomena that are said to be conditionally dependent, as a result of later elaborations, including Vedic cosmogenies as the basis for the first four links. According to Boisvert, nidana 3-10 correlate with the five skandhas. According to Richard Gombrich, the twelve-fold list is a combination of two previous lists, the second list beginning with tanha, "thirst", the cause of suffering as described in the second noble truth". According to Gombrich, the two lists were combined, resulting in contradictions in its reverse version.
Anatta
The Buddha saw his analysis of dependent origination as a "Middle Way" between "eternalism" (sassatavada, the idea that some essence exists eternally) and "annihilationism" (ucchedavada, the idea that we go completely out of existence at death). in this view, persons are just a causal series of impermanent psycho-physical elements, which are anatta, without an independent or permanent self. The Buddha instead held that all things in the world of our experience are transient and that there is no unchanging part to a person. According to Richard Gombrich, the Buddha's position is simply that "everything is process".
The Buddha's arguments against an unchanging self rely on the scheme of the five skandhas, as can be seen in the Pali Anattalakkhaṇa Sutta (and its parallels in Gandhari and Chinese). In the early texts the Buddha teaches that all five aggregates, including consciousness (viññana, which was held by Brahmins to be eternal), arise due to dependent origination. Since they are all impermanent, one cannot regard any of the psycho-physical processes as an unchanging self. Even mental processes such as consciousness and will (cetana) are seen as being dependently originated and impermanent and thus do not qualify as a self (atman).
The Buddha saw the belief in a self as arising from our grasping at and identifying with the various changing phenomena, as well as from ignorance about how things really are. Furthermore, the Buddha held that we experience suffering because we hold on to erroneous self views. As Rupert Gethin explains, for the Buddha, a person is
Due to this view (termed ), the Buddha's teaching was opposed to all soul theories of his time, including the Jain theory of a "jiva" ("life monad") and the Brahmanical theories of atman (Pali: atta) and purusha. All of these theories held that there was an eternal unchanging essence to a person, which was separate from all changing experiences, and which transmigrated from life to life. The Buddha's anti-essentialist view still includes an understanding of continuity through rebirth, it is just the rebirth of a process (karma), not an essence like the atman.
The path to liberation
The Buddha taught a path (marga) of training to undo the samyojana, kleshas and āsavas and attain vimutti (liberation). This path taught by the Buddha is depicted in the early texts (most famously in the Pali Dhammacakkappavattana Sutta and its numerous parallel texts) as a "Middle Way" between sensual indulgence on one hand and mortification of the body on the other.
A common presentation of the core structure of Buddha's teaching found in the early texts is that of the Four Noble Truths, which refers to the Noble Eightfold Path. According to Gethin, another common summary of the path to awakening wisely used in the early texts is "abandoning the hindrances, practice of the four establishments of mindfulness and development of the awakening factors".
According to Rupert Gethin, in the Nikayas and Agamas, the Buddha's path is mainly presented in a cumulative and gradual "step by step" process, such as that outlined in the Samaññaphala Sutta. Other early texts like the Upanisa sutta (SN 12.23), present the path as reversions of the process of Dependent Origination.
Bhāvanā, cultivation of wholesome states, is central to the Buddha's path. Common practices to this goal, which are shared by most of these early presentations of the path, include sila (ethical training), restraint of the senses (indriyasamvara), sati (mindfulness) and sampajañña (clear awareness), and the practice of dhyana, the cumulative development of wholesome states leading to a "state of perfect equanimity and awareness (upekkhā-sati-parisuddhi)". Dhyana is preceded and supported by various aspects of the path such as sense restraint and mindfulness, which is elaborated in the satipatthana-scheme, as taught in the Pali Satipatthana Sutta and the sixteen elements of Anapanasati, as taught in the Anapanasati Sutta.
Jain and Brahmanical influences
In various texts, the Buddha is depicted as having studied under two named teachers, Āḷāra Kālāma and Uddaka Rāmaputta. According to Alexander Wynne, these were yogis who taught doctrines and practices similar to those in the Upanishads. According to Johannes Bronkhorst, the "meditation without breath and reduced intake of food" which the Buddha practiced before his awakening are forms of asceticism which are similar to Jain practices.
According to Richard Gombrich, the Buddha's teachings on Karma and Rebirth are a development of pre-Buddhist themes that can be found in Jain and Brahmanical sources, like the Brihadaranyaka Upanishad. Likewise, samsara, the idea that we are trapped in cycles of rebirth and that we should seek liberation from them through non-harming (ahimsa) and spiritual practices, pre-dates the Buddha and was likely taught in early Jainism. According to K.R. Norman, the Buddhist teaching of the three marks of existence may also reflect Upanishadic or other influences . The Buddhist practice called Brahma-vihara may have also originated from a Brahmanic term; but its usage may have been common in the sramana traditions.
Scholarly views on the earliest teachings
One method to obtain information on the oldest core of Buddhism is to compare the oldest versions of the Pali Canon and other texts, such as the surviving portions of Sarvastivada, Mulasarvastivada, Mahisasaka, Dharmaguptaka, and the Chinese Agamas. The reliability of these sources, and the possibility of drawing out a core of oldest teachings, is a matter of dispute. According to Lambert Schmithausen, there are three positions held by modern scholars of Buddhism with regard to the authenticity of the teachings contained in the Nikayas:
"Stress on the fundamental homogeneity and substantial authenticity of at least a considerable part of the Nikayic materials".
"Scepticism with regard to the possibility of retrieving the doctrine of earliest Buddhism".
"Cautious optimism in this respect".
Scholars such as Richard Gombrich, Akira Hirakawa, Alexander Wynne and A.K. Warder hold that these Early Buddhist Texts contain material that could possibly be traced to the Buddha. Richard Gombrich argues that since the content of the earliest texts "presents such originality, intelligence, grandeur and—most relevantly—coherence...it is hard to see it as a composite work." Thus he concludes they are "the work of one genius". Peter Harvey also agrees that "much" of the Pali Canon "must derive from his [the Buddha's] teachings". Likewise, A. K. Warder has written that "there is no evidence to suggest that it [the shared teaching of the early schools] was formulated by anyone other than the Buddha and his immediate followers." According to Alexander Wynne, "the internal evidence of the early Buddhist literature proves its historical authenticity."
Other scholars of Buddhist studies have disagreed with the mostly positive view that the early Buddhist texts reflect the teachings of the historical Buddha, arguing that some teachings contained in the early texts are the authentic teachings of the Buddha, but not others. According to Tilmann Vetter, inconsistencies remain, and other methods must be applied to resolve those inconsistencies. According to Tilmann Vetter, the earliest core of the Buddhist teachings is the meditative practice of dhyāna, but "liberating insight" became an essential feature of the Buddhist tradition only at a later date.
He posits that the Fourth Noble Truths, the Eightfold path and Dependent Origination, which are commonly seen as essential to Buddhism, are later formulations which form part of the explanatory framework of this "liberating insight". Lambert Schmithausen similarly argues that the mention of the four noble truths as constituting "liberating insight", which is attained after mastering the four dhyānas, is a later addition. Johannes Bronkhorst also argues that the four truths may not have been formulated in earliest Buddhism, and did not serve in earliest Buddhism as a description of "liberating insight".
Edward Conze argued that the attempts of European scholars to reconstruct the original teachings of the Buddha were "all mere guesswork".
Homeless life
The early Buddhist texts depict the Buddha as promoting the life of a homeless and celibate "sramana", or mendicant, as the ideal way of life for the practice of the path. He taught that mendicants or "beggars" (bhikkhus) were supposed to give up all possessions and to own just a begging bowl and three robes. As part of the Buddha's monastic discipline, they were also supposed to rely on the wider lay community for the basic necessities (mainly food, clothing, and lodging).
The Buddha's teachings on monastic discipline were preserved in the various Vinaya collections of the different early schools.
Buddhist monastics, which included both monks and nuns, were supposed to beg for their food, were not allowed to store up food or eat after noon and they were not allowed to use gold, silver or any valuables.
Society
Critique of Brahmanism
According to Bronkhorst, "the bearers of [the Brahmanical] tradition, the Brahmins, did not occupy a dominant position in the area in which the Buddha preached his message." Nevertheless, the Buddha was acquainted with Brahmanism, and in the early Buddhist Texts, the Buddha references Brahmanical devices. For example, in Samyutta Nikaya 111, Majjhima Nikaya 92 and Vinaya i 246 of the Pali Canon, the Buddha praises the Agnihotra as the foremost sacrifice and the Gayatri mantra as the foremost meter. In general, the Buddha critiques the Brahmanical religion and social system on certain key points.
The Brahmin caste held that the Vedas were eternal revealed (sruti) texts. The Buddha, on the other hand, did not accept that these texts had any divine authority or value.
The Buddha also did not see the Brahmanical rites and practices as useful for spiritual advancement. For example, in the Udāna, the Buddha points out that ritual bathing does not lead to purity, only "truth and morality" lead to purity. He especially critiqued animal sacrifice as taught in Vedas. The Buddha contrasted his teachings, which were taught openly to all people, with that of the Brahmins', who kept their mantras secret.
The Buddha also critiqued the Brahmins' claims of superior birth and the idea that different castes and bloodlines were inherently pure or impure, noble or ignoble.
In the Vasettha sutta the Buddha argues that the main difference among humans is not birth but their actions and occupations. According to the Buddha, one is a "Brahmin" (i.e. divine, like Brahma) only to the extent that one has cultivated virtue. Because of this the early texts report that he proclaimed: "Not by birth one is a Brahman, not by birth one is a non-Brahman; – by moral action one is a Brahman"
The Aggañña Sutta explains all classes or varnas can be good or bad and gives a sociological explanation for how they arose, against the Brahmanical idea that they are divinely ordained. According to Kancha Ilaiah, the Buddha posed the first contract theory of society. The Buddha's teaching then is a single universal moral law, one Dharma valid for everybody, which is opposed to the Brahmanic ethic founded on "one's own duty" (svadharma) which depends on caste. Because of this, all castes including untouchables were welcome in the Buddhist order and when someone joined, they renounced all caste affiliation.
Socio-political teachings
The early texts depict the Buddha as giving a deflationary account of the importance of politics to human life. Politics is inevitable and is probably even necessary and helpful, but it is also a tremendous waste of time and effort, as well as being a prime temptation to allow ego to run rampant. Buddhist political theory denies that people have a moral duty to engage in politics except to a very minimal degree (pay the taxes, obey the laws, maybe vote in the elections), and it actively portrays engagement in politics and the pursuit of enlightenment as being conflicting paths in life.
In the Aggañña Sutta, the Buddha teaches a history of how monarchy arose which according to Matthew J. Moore is "closely analogous to a social contract". The Aggañña Sutta also provides a social explanation of how different classes arose, in contrast to the Vedic views on social caste.
Other early texts like the Cakkavatti-Sīhanāda Sutta and the Mahāsudassana Sutta focus on the figure of the righteous wheel turning leader (Cakkavatti). This ideal leader is one who promotes Dharma through his governance. He can only achieve his status through moral purity and must promote morality and Dharma to maintain his position. According to the Cakkavatti-Sīhanāda Sutta, the key duties of a Cakkavatti are: "establish guard, ward, and protection according to Dhamma for your own household, your troops, your nobles, and vassals, for Brahmins and householders, town and country folk, ascetics and Brahmins, for beasts and birds. let no crime prevail in your kingdom, and to those who are in need, give property." The sutta explains the injunction to give to the needy by telling how a line of wheel-turning monarchs falls because they fail to give to the needy, and thus the kingdom falls into infighting as poverty increases, which then leads to stealing and violence.
In the Mahāparinibbāna Sutta, the Buddha outlines several principles that he promoted among the Vajjika tribal federation, which had a quasi-republican form of government. He taught them to "hold regular and frequent assemblies", live in harmony and maintain their traditions. The Buddha then goes on to promote a similar kind of republican style of government among the Buddhist Sangha, where all monks had equal rights to attend open meetings and there would be no single leader, since The Buddha also chose not to appoint one. Some scholars have argued that this fact signals that the Buddha preferred a republican form of government, while others disagree with this position.
Worldly happiness
As noted by Bhikkhu Bodhi, the Buddha as depicted in the Pali suttas does not exclusively teach a world transcending goal, but also teaches laypersons how to achieve worldly happiness (sukha).
According to Bodhi, the "most comprehensive" of the suttas that focus on how to live as a layperson is the Sigālovāda Sutta (DN 31). This sutta outlines how a layperson behaves towards six basic social relationships: "parents and children, teacher and pupils, husband and wife, friend and friend, employer and workers, lay follower and religious guides." This Pali text also has parallels in Chinese and in Sanskrit fragments.
In another sutta (Dīghajāṇu Sutta, AN 8.54) the Buddha teaches two types of happiness. First, there is the happiness visible in this very life. The Buddha states that four things lead to this happiness: "The accomplishment of persistent effort, the accomplishment of protection, good friendship, and balanced living." Similarly, in several other suttas, the Buddha teaches on how to improve family relationships, particularly on the importance of filial love and gratitude as well as marital well-being.
Regarding the happiness of the next life, the Buddha (in the Dīghajāṇu Sutta) states that the virtues which lead to a good rebirth are: faith (in the Buddha and the teachings), moral discipline, especially keeping the five precepts, generosity, and wisdom (knowledge of the arising and passing of things).
According to the Buddha of the suttas then, achieving a good rebirth is based on cultivating wholesome or skillful (kusala) karma, which leads to a good result, and avoiding unwholesome (akusala) karma. A common list of good karmas taught by the Buddha is the list of ten courses of action (kammapatha) as outlined in MN 41 Saleyyaka Sutta (and its Chinese parallel in SĀ 1042).
Good karma is also termed merit (puñña), and the Buddha outlines three bases of meritorious actions: giving, moral discipline and meditation (as seen in AN 8:36).
Physical characteristics
Early sources depict the Buddha's as similar to other Buddhist monks. Various discourses describe how he "cut off his hair and beard" when renouncing the world. Likewise, Digha Nikaya 3 has a Brahmin describe the Buddha as a shaved or bald (mundaka) man. Digha Nikaya 2 also describes how king Ajatashatru is unable to tell which of the monks is the Buddha when approaching the sangha and must ask his minister to point him out. Likewise, in MN 140, a mendicant who sees himself as a follower of the Buddha meets the Buddha in person but is unable to recognize him.
The Buddha is also described as being handsome and with a clear complexion (Digha I:115; Anguttara I:181), at least in his youth. In old age, however, he is described as having a stooped body, with slack and wrinkled limbs.
Various Buddhist texts attribute to the Buddha a series of extraordinary physical characteristics, known as "the 32 Signs of the Great Man" (Skt. mahāpuruṣa lakṣaṇa).
According to Anālayo, when they first appear in the Buddhist texts, these physical marks were initially held to be imperceptible to the ordinary person, and required special training to detect. Later though, they are depicted as being visible by regular people and as inspiring faith in the Buddha.
These characteristics are described in the Digha Nikaya's (D, I:142).
In other religions
Hinduism
This Hindu synthesis emerged after the lifetime of the Buddha, between 500–200 BCE and , under the pressure of the success of Buddhism and Jainism. In response to the success of Buddhism, Gautama also came to be regarded as the 9th avatar of Vishnu. Many Hindus claim that Buddha was Hindu and cite a belief that the Buddha is the ninth avatar of Vishnu in support. The adoption of the Buddha as an incarnation began at approximately the same time as Hinduism began to predominate and Buddhism to decline in India, the co-option into a list of avatars seen to be an aspect of Hindu efforts to decisively weaken Buddhist power and appeal in India.
However, Buddha's teachings deny the authority of the Vedas and the concepts of Brahman-Atman. Consequently, Buddhism is generally classified as a nāstika school (heterodox, literally "It is not so") in contrast to the six orthodox schools of Hinduism.
Islam
Islamic prophet Dhu al-Kifl has been identified with the Buddha based on Surah 95:1 of the Qur'an, which references a fig tree – a symbol that does not feature prominently in the lives of any of the other prophets mentioned in the Qur'an. It has meanwhile been suggested that the name Al-Kifl could be a reference to Kapilavastu, the home of Siddartha Gautama as a boy.
Classical Sunni scholar Tabari reports that Buddhist idols were brought from Afghanistan to Baghdad in the ninth century. Such idols had been sold in Buddhist temples next to a mosque in Bukhara, but he does not further discuss the role of Buddha. According to the works on Buddhism by Al-Biruni (973–after 1050), views regarding the exact identity of Buddha were diverse. Accordingly, some regarded him as the divine incarnate, others as an apostle of the angels or as an Ifrit and others as an apostle of God sent to the human race. By the 12th century, al-Shahrastani even compared Buddha to Khidr, described as an ideal human. Ibn Nadim, who was also familiar with Manichaean teachings, even identifies Buddha as a prophet, who taught a religion to "banish Satan", although he does not mention it explicitly.
The Buddha is also regarded as a prophet by the minority Ahmadiyya sect.
Christianity
The Christian Saint Josaphat is based on the Buddha. The name comes from the Sanskrit Bodhisattva via Arabic Būdhasaf and Georgian Iodasaph. The only story in which St. Josaphat appears, Barlaam and Josaphat, is based on the life of the Buddha. Josaphat was included in earlier editions of the Roman Martyrology (feast-day 27 November)—though not in the Roman Missal—and in the Eastern Orthodox Church liturgical calendar (26 August).
Other religions
In the Baháʼí Faith, Buddha is regarded as one of the Manifestations of God.
Some early Chinese Taoist-Buddhists thought the Buddha to be a reincarnation of Laozi.
In the ancient Gnostic sect of Manichaeism, the Buddha is listed among the prophets who preached the word of God before Mani.
In Sikhism, Buddha is mentioned as the 23rd avatar of Vishnu in the Chaubis Avtar, a composition in Dasam Granth traditionally and historically attributed to Guru Gobind Singh.
Artistic depictions
The earliest artistic depictions of the Buddha found at Bharhut and Sanchi are aniconic and symbolic. During this early aniconic period, the Buddha is depicted by other objects or symbols, such as an empty throne, a riderless horse, footprints, a Dharma wheel or a Bodhi tree. Since aniconism precludes single devotional figures, most representations are of narrative scenes from his life. These continued to be very important after the Buddha's person could be shown, alongside larger statues. The art at Sanchi also depicts Jataka tales, narratives of the Buddha in his past lives.
Other styles of Indian Buddhist art depict the Buddha in human form, either standing, sitting crossed legged (often in the Lotus Pose) or lying down on one side. Iconic representations of the Buddha became particularly popular and widespread after the first century CE. Some of these depictions, particularly those of Gandharan Buddhism and Central Asian Buddhism, were influenced by Hellenistic art, a style known as Greco-Buddhist art. The subsequently influenced the art of East Asian Buddhist images, as well as those of Southeast Asian Theravada Buddhism.
Gallery showing different Buddha styles
In other media
Films
Buddha Dev (Life of Lord Buddha), a 1923 Indian silent film by Dhundiraj Govind Phalke, first depiction of the Buddha on film with Bhaurao Datar in the title role.
Prem Sanyas (The Light of Asia), a 1925 silent film, directed by Franz Osten and Himansu Rai based on Arnold's epic poem with Rai also portraying the Buddha.
Dedication of the Great Buddha (大仏開眼 or Daibutsu Kaigen), a 1952 Japanese feature film representing the life of Buddha.
Gotoma the Buddha, a 1957 Indian documentary film directed by Rajbans Khanna and produced by Bimal Roy.
Siddhartha, a 1972 drama film by Conrad Rooks, an adaptation Hesse's novel. It stars Shashi Kapoor as Siddhartha, a contemporary of the Buddha.
Little Buddha, a 1994 film by Bernardo Bertolucci, the film stars Keanu Reeves as Prince Siddhartha.
The Legend of Buddha, a 2004 Indian animated film by Shamboo Falke.
The Life of Buddha, or Prawat Phra Phuttajao, a 2007 Thai animated feature film about the life of Gautama Buddha, based on the Tipitaka.
Tathagatha Buddha, a 2008 Indian film by Allani Sridhar. Based on Sadguru Sivananda Murthy's book Gautama Buddha, it stars Sunil Sharma as the Buddha.
Sri Siddhartha Gautama, a 2013 Sinhalese epic biographical film based on the life of Lord Buddha.
A Journey of Samyak Buddha, a 2013 Indian film by Praveen Damle, based on B. R. Ambedkar's 1957 Navayana book The Buddha and His Dhamma with Abhishek Urade in the title role.
Television
Buddha, a 1996 Indian series which aired on Sony TV. It stars Arun Govil as the Buddha.
Buddha, a 2013 Indian drama series on Zee TV starring Himanshu Soni in the title role.
The Buddha 2010 PBS documentary by award-winning filmmaker David Grubin and narrated by Richard Gere.
Literature
The Light of Asia, an 1879 epic poem by Edwin Arnold
The Life of the Buddha: as it appears in the Pali Canon, the oldest authentic record, by Ñāṇamoli Bhikkhu (369 pp.) First printing 1972, fifth printing 2007
The Buddha and His Dhamma, a treatise on Buddha's life and philosophy, by B. R. Ambedkar
Before He Was Buddha: The Life of Siddhartha, by Hammalawa Saddhatissa
The Buddha and His Message: Past, Present & Future (United Nations Vesak Day Lecture), by Bhikkhu Bodhi (2000)
Buddha, a manga series that ran from 1972 to 1983 by Osamu Tezuka
Siddhartha novel by Hermann Hesse, written in German in 1922
Lord of Light, a novel by Roger Zelazny depicts a man in a far future Earth Colony who takes on the name and teachings of the Buddha
Creation, a 1981 novel by Gore Vidal, includes the Buddha as one of the religious figures that the main character encounters
Music
Karuna Nadee, a 2010 oratorio by Dinesh Subasinghe
The Light of Asia, an 1886 oratorio by Dudley Buck based on Arnold's poem
See also
References
Notes
Citations
Sources
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Further reading
The Buddha
Early Buddhism
Buddhism general
External links
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Seven Buddhas of the Past |
3397 | https://en.wikipedia.org/wiki/Bridge | Bridge | A bridge is a structure built to span a physical obstacle (such as a body of water, valley, road, or railway) without blocking the way underneath. It is constructed for the purpose of providing passage over the obstacle, which is usually something that is otherwise difficult or impossible to cross. There are many different designs of bridges, each serving a particular purpose and applicable to different situations. Designs of bridges vary depending on factors such as the function of the bridge, the nature of the terrain where the bridge is constructed and anchored, and the material used to make it, and the funds available to build it.
The earliest bridges were likely made with fallen trees and stepping stones. The Neolithic people built boardwalk bridges across marshland. The Arkadiko Bridge (dating from the 13th century BC, in the Peloponnese) is one of the oldest arch bridges still in existence and use.
Etymology
The Oxford English Dictionary traces the origin of the word bridge to an Old English word brycg, of the same meaning. The word can be traced directly back to Proto-Indo-European *bʰrēw-. The origin of the word for the card game of the same name is unknown.
History
The simplest and earliest types of bridges were stepping stones. Neolithic people also built a form of boardwalk across marshes; examples of such bridges include the Sweet Track and the Post Track in England, approximately 6000 years old. Undoubtedly, ancient people would also have used log bridges; that is a timber bridge that fall naturally or are intentionally felled or placed across streams. Some of the first human-made bridges with significant span were probably intentionally felled trees.
Among the oldest timber bridges is the Holzbrücke Rapperswil-Hurden bridge that crossed upper Lake Zürich in Switzerland; prehistoric timber pilings discovered to the west of the Seedamm causeway date back to 1523 BC. The first wooden footbridge there led across Lake Zürich; it was reconstructed several times through the late 2nd century AD, when the Roman Empire built a wooden bridge to carry transport across the lake. Between 1358 and 1360, Rudolf IV, Duke of Austria, built a 'new' wooden bridge across the lake that was used until 1878; it was approximately long and wide. On April 6, 2001, a reconstruction of the original wooden footbridge was opened; it is also the longest wooden bridge in Switzerland.
The Arkadiko Bridge is one of four Mycenaean corbel arch bridges part of a former network of roads, designed to accommodate chariots, between the fort of Tiryns and town of Epidauros in the Peloponnese, in southern Greece. Dating to the Greek Bronze Age (13th century BC), it is one of the oldest arch bridges still in existence and use. Several intact arched stone bridges from the Hellenistic era can be found in the Peloponnese.
The greatest bridge builders of antiquity were the ancient Romans. The Romans built arch bridges and aqueducts that could stand in conditions that would damage or destroy earlier designs. Some stand today. An example is the Alcántara Bridge, built over the river Tagus, in Spain. The Romans also used cement, which reduced the variation of strength found in natural stone. One type of cement, called pozzolana, consisted of water, lime, sand, and volcanic rock. Brick and mortar bridges were built after the Roman era, as the technology for cement was lost (then later rediscovered).
In India, the Arthashastra treatise by Kautilya mentions the construction of dams and bridges. A Mauryan bridge near Girnar was surveyed by James Princep. The bridge was swept away during a flood, and later repaired by Puspagupta, the chief architect of emperor Chandragupta I. The use of stronger bridges using plaited bamboo and iron chain was visible in India by about the 4th century. A number of bridges, both for military and commercial purposes, were constructed by the Mughal administration in India.
Although large Chinese bridges of wooden construction existed at the time of the Warring States period, the oldest surviving stone bridge in China is the Zhaozhou Bridge, built from 595 to 605 AD during the Sui dynasty. This bridge is also historically significant as it is the world's oldest open-spandrel stone segmental arch bridge. European segmental arch bridges date back to at least the Alconétar Bridge (approximately 2nd century AD), while the enormous Roman era Trajan's Bridge (105 AD) featured open-spandrel segmental arches in wooden construction.
Rope bridges, a simple type of suspension bridge, were used by the Inca civilization in the Andes mountains of South America, just prior to European colonization in the 16th century.
The Ashanti built bridges over streams and rivers. They were constructed by pounding four large forked tree trunks into the stream bed, placing beams along these forked pillars, then positioning cross-beams that were finally covered with four to six inches of dirt.
During the 18th century, there were many innovations in the design of timber bridges by Hans Ulrich Grubenmann, Johannes Grubenmann, and others. The first book on bridge engineering was written by Hubert Gautier in 1716.
A major breakthrough in bridge technology came with the erection of the Iron Bridge in Shropshire, England in 1779. It used cast iron for the first time as arches to cross the river Severn. With the Industrial Revolution in the 19th century, truss systems of wrought iron were developed for larger bridges, but iron does not have the tensile strength to support large loads. With the advent of steel, which has a high tensile strength, much larger bridges were built, many using the ideas of Gustave Eiffel.
In Canada and the United States, numerous timber covered bridges were built in the late 1700s to the late 1800s, reminiscent of earlier designs in Germany and Switzerland. Some covered bridges were also built in Asia. In later years, some were partly made of stone or metal but the trusses were usually still made of wood; in the United States, there were three styles of trusses, the Queen Post, the Burr Arch and the Town Lattice. Hundreds of these structures still stand in North America. They were brought to the attention of the general public in the 1990s by the novel, movie, and play The Bridges of Madison County.
In 1927 welding pioneer Stefan Bryła designed the first welded road bridge in the world, the Maurzyce Bridge which was later built across the river Słudwia at Maurzyce near Łowicz, Poland in 1929. In 1995, the American Welding Society presented the Historic Welded Structure Award for the bridge to Poland.
Types of bridges
Bridges can be categorized in several different ways. Common categories include the type of structural elements used, by what they carry, whether they are fixed or movable, and by the materials used.
Structure types
Bridges may be classified by how the actions of tension, compression, bending, torsion and shear are distributed through their structure. Most bridges will employ all of these to some degree, but only a few will predominate. The separation of forces and moments may be quite clear. In a suspension or cable-stayed bridge, the elements in tension are distinct in shape and placement. In other cases the forces may be distributed among a large number of members, as in a truss.
Some Engineers sub-divide 'beam' bridges into slab, beam-and-slab and box girder on the basis of their cross-section. A slab can be solid or voided (though this is no longer favored for inspectability reasons) while beam-and-slab consists of concrete or steel girders connected by a concrete slab. A box-girder cross-section consists of a single-cell or multi-cellular box. In recent years, integral bridge construction has also become popular.
Fixed or movable bridges
Most bridges are fixed bridges, meaning they have no moving parts and stay in one place until they fail or are demolished. Temporary bridges, such as Bailey bridges, are designed to be assembled, taken apart, transported to a different site, and re-used. They are important in military engineering and are also used to carry traffic while an old bridge is being rebuilt. Movable bridges are designed to move out of the way of boats or other kinds of traffic, which would otherwise be too tall to fit. These are generally electrically powered.
The Tank bridge transporter (TBT) has the same cross-country performance as a tank even when fully loaded. It can deploy, drop off and load bridges independently, but it cannot recover them.
Double-decked bridges
Double-decked (or double-decker) bridges have two levels, such as the George Washington Bridge, connecting New York City to Bergen County, New Jersey, US, as the world's busiest bridge, carrying 102 million vehicles annually; truss work between the roadway levels provided stiffness to the roadways and reduced movement of the upper level when the lower level was installed three decades after the upper level. The Tsing Ma Bridge and Kap Shui Mun Bridge in Hong Kong have six lanes on their upper decks, and on their lower decks there are two lanes and a pair of tracks for MTR metro trains. Some double-decked bridges only use one level for street traffic; the Washington Avenue Bridge in Minneapolis reserves its lower level for automobile and light rail traffic and its upper level for pedestrian and bicycle traffic (predominantly students at the University of Minnesota). Likewise, in Toronto, the Prince Edward Viaduct has five lanes of motor traffic, bicycle lanes, and sidewalks on its upper deck; and a pair of tracks for the Bloor–Danforth subway line on its lower deck. The western span of the San Francisco–Oakland Bay Bridge also has two levels.
Robert Stephenson's High Level Bridge across the River Tyne in Newcastle upon Tyne, completed in 1849, is an early example of a double-decked bridge. The upper level carries a railway, and the lower level is used for road traffic. Other examples include Britannia Bridge over the Menai Strait and Craigavon Bridge in Derry, Northern Ireland. The Oresund Bridge between Copenhagen and Malmö consists of a four-lane highway on the upper level and a pair of railway tracks at the lower level. Tower Bridge in London is different example of a double-decked bridge, with the central section consisting of a low-level bascule span and a high-level footbridge.
Viaducts
A viaduct is made up of multiple bridges connected into one longer structure. The longest and some of the highest bridges are viaducts, such as the Lake Pontchartrain Causeway and Millau Viaduct.
Multi-way bridge
A multi-way bridge has three or more separate spans which meet near the center of the bridge. Multi-way bridges with only three spans appear as a "T" or "Y" when viewed from above. Multi-way bridges are extremely rare. The Tridge, Margaret Bridge, and Zanesville Y-Bridge are examples.
Bridge types by use
A bridge can be categorized by what it is designed to carry, such as trains, pedestrian or road traffic (road bridge), a pipeline (Pipe bridge) or waterway for water transport or barge traffic. An aqueduct is a bridge that carries water, resembling a viaduct, which is a bridge that connects points of equal height. A road-rail bridge carries both road and rail traffic. Overway is a term for a bridge that separates incompatible intersecting traffic, especially road and rail. A bridge can carry overhead power lines as does the Storstrøm Bridge.
Some bridges accommodate other purposes, such as the tower of Nový Most Bridge in Bratislava, which features a restaurant, or a bridge-restaurant which is a bridge built to serve as a restaurant. Other suspension bridge towers carry transmission antennas.
Conservationists use wildlife overpasses to reduce habitat fragmentation and animal-vehicle collisions. The first animal bridges sprung up in France in the 1950s, and these types of bridges are now used worldwide to protect both large and small wildlife.
Bridges are subject to unplanned uses as well. The areas underneath some bridges have become makeshift shelters and homes to homeless people, and the undertimbers of bridges all around the world are spots of prevalent graffiti. Some bridges attract people attempting suicide, and become known as suicide bridges.
Bridge types by material
The materials used to build the structure are also used to categorize bridges. Until the end of the 18th century, bridges were made out of timber, stone and masonry. Modern bridges are currently built in concrete, steel, fiber reinforced polymers (FRP), stainless steel or combinations of those materials. Living bridges have been constructed of live plants such as Ficus elastica tree roots in India and wisteria vines in Japan.
Analysis and design
Unlike buildings whose design is led by architects, bridges are usually designed by engineers. This follows from the importance of the engineering requirements; namely spanning the obstacle and having the durability to survive, with minimal maintenance, in an aggressive outdoor environment. Bridges are first analysed; the bending moment and shear force distributions are calculated due to the applied loads. For this, the finite element method is the most popular. The analysis can be one-, two-, or three-dimensional. For the majority of bridges, a two-dimensional plate model (often with stiffening beams) is sufficient or an upstand finite element model. On completion of the analysis, the bridge is designed to resist the applied bending moments and shear forces, section sizes are selected with sufficient capacity to resist the stresses. Many bridges are made of prestressed concrete which has good durability properties, either by pre-tensioning of beams prior to installation or post-tensioning on site.
In most countries, bridges, like other structures, are designed according to Load and Resistance Factor Design (LRFD) principles. In simple terms, this means that the load is factored up by a factor greater than unity, while the resistance or capacity of the structure is factored down, by a factor less than unity. The effect of the factored load (stress, bending moment) should be less than the factored resistance to that effect. Both of these factors allow for uncertainty and are greater when the uncertainty is greater.
Aesthetics
Most bridges are utilitarian in appearance, but in some cases, the appearance of the bridge can have great importance. Often, this is the case with a large bridge that serves as an entrance to a city, or crosses over a main harbor entrance. These are sometimes known as signature bridges. Designers of bridges in parks and along parkways often place more importance on aesthetics, as well. Examples include the stone-faced bridges along the Taconic State Parkway in New York.
Generally bridges are more aesthetically pleasing if they are simple in shape, the deck is thinner (in proportion to its span), the lines of the structure are continuous, and the shapes of the structural elements reflect the forces acting on them. To create a beautiful image, some bridges are built much taller than necessary. This type, often found in east-Asian style gardens, is called a Moon bridge, evoking a rising full moon. Other garden bridges may cross only a dry bed of stream-washed pebbles, intended only to convey an impression of a stream. Often in palaces, a bridge will be built over an artificial waterway as symbolic of a passage to an important place or state of mind. A set of five bridges cross a sinuous waterway in an important courtyard of the Forbidden City in Beijing, China. The central bridge was reserved exclusively for the use of the Emperor and Empress, with their attendants.
Bridge maintenance
The estimated life of bridges varies between 25 and 80 years depending on location and material. However, bridges may age hundred years with proper maintenance and rehabilitation. Bridge maintenance consisting of a combination of structural health monitoring and testing. This is regulated in country-specific engineer standards and includes an ongoing monitoring every three to six months, a simple test or inspection every two to three years and a major inspection every six to ten years. In Europe, the cost of maintenance is considerable and is higher in some countries than spending on new bridges. The lifetime of welded steel bridges can be significantly extended by aftertreatment of the weld transitions. This results in a potential high benefit, using existing bridges far beyond the planned lifetime.
Bridge traffic loading
While the response of a bridge to the applied loading is well understood, the applied traffic loading itself is still the subject of research. This is a statistical problem as loading is highly variable, particularly for road bridges. Load Effects in bridges (stresses, bending moments) are designed for using the principles of Load and Resistance Factor Design. Before factoring to allow for uncertainty, the load effect is generally considered to be the maximum characteristic value in a specified return period. Notably, in Europe, it is the maximum value expected in 1000 years.
Bridge standards generally include a load model, deemed to represent the characteristic maximum load to be expected in the return period. In the past, these load models were agreed by standard drafting committees of experts but today, this situation is changing. It is now possible to measure the components of bridge traffic load, to weigh trucks, using weigh-in-motion (WIM) technologies. With extensive WIM databases, it is possible to calculate the maximum expected load effect in the specified return period. This is an active area of research, addressing issues of opposing direction lanes, side-by-side (same direction) lanes, traffic growth, permit/non-permit vehicles and long-span bridges (see below). Rather than repeat this complex process every time a bridge is to be designed, standards authorities specify simplified notional load models, notably HL-93, intended to give the same load effects as the characteristic maximum values. The Eurocode is an example of a standard for bridge traffic loading that was developed in this way.
Traffic loading on long span bridges
Most bridge standards are only applicable for short and medium spans - for example, the Eurocode is only applicable for loaded lengths up to 200 m. Longer spans are dealt with on a case-by-case basis. It is generally accepted that the intensity of load reduces as span increases because the probability of many trucks being closely spaced and extremely heavy reduces as the number of trucks involved increases. It is also generally assumed that short spans are governed by a small number of trucks traveling at high speed, with an allowance for dynamics. Longer spans on the other hand, are governed by congested traffic and no allowance for dynamics is needed. Calculating the loading due to congested traffic remains a challenge as there is a paucity of data on inter-vehicle gaps, both within-lane and inter-lane, in congested conditions. Weigh-in-Motion (WIM) systems provide data on inter-vehicle gaps but only operate well in free flowing traffic conditions. Some authors have used cameras to measure gaps and vehicle lengths in jammed situations and have inferred weights from lengths using WIM data. Others have used microsimulation to generate typical clusters of vehicles on the bridge.
Bridge vibration
Bridges vibrate under load and this contributes, to a greater or lesser extent, to the stresses. Vibration and dynamics are generally more significant for slender structures such as pedestrian bridges and long-span road or rail bridges. One of the most famous examples is the Tacoma Narrows Bridge that collapsed shortly after being constructed due to excessive vibration. More recently, the Millennium Bridge in London vibrated excessively under pedestrian loading and was closed and retrofitted with a system of dampers. For smaller bridges, dynamics is not catastrophic but can contribute an added amplification to the stresses due to static effects. For example, the Eurocode for bridge loading specifies amplifications of between 10% and 70%, depending on the span, the number of traffic lanes and the type of stress (bending moment or shear force).
Vehicle-bridge dynamic interaction
There have been many studies of the dynamic interaction between vehicles and bridges during vehicle crossing events. Fryba did pioneering work on the interaction of a moving load and an Euler-Bernoulli beam. With increased computing power, vehicle-bridge interaction (VBI) models have become ever more sophisticated. The concern is that one of the many natural frequencies associated with the vehicle will resonate with the bridge first natural frequency. The vehicle-related frequencies include body bounce and axle hop but there are also pseudo-frequencies associated with the vehicle's speed of crossing and there are many frequencies associated with the surface profile. Given the wide variety of heavy vehicles on road bridges, a statistical approach has been suggested, with VBI analyses carried out for many statically extreme loading events.
Bridge failures
The failure of bridges is of special concern for structural engineers in trying to learn lessons vital to bridge design, construction and maintenance.
The failure of bridges first assumed national interest in Britain during the Victorian era when many new designs were being built, often using new materials, with some of them failing catastrophically.
In the United States, the National Bridge Inventory tracks the structural evaluations of all bridges, including designations such as "structurally deficient" and "functionally obsolete".
Bridge health monitoring
There are several methods used to monitor the condition of large structures like bridges. Many long-span bridges are now routinely monitored with a range of sensors, including strain transducers, accelerometers, tiltmeters, and GPS. Accelerometers have the advantage that they are inertial, i.e., they do not require a reference point to measure from. This is often a problem for distance or deflection measurement, especially if the bridge is over water. Crowdsourcing bridge conditions by accessing data passively captured by cell phones, which routinely include accelerometers and GPS sensors, has been suggested as an alternative to including sensors during bridge construction and an augment for professional examinations.
An option for structural-integrity monitoring is "non-contact monitoring", which uses the Doppler effect (Doppler shift). A laser beam from a Laser Doppler Vibrometer is directed at the point of interest, and the vibration amplitude and frequency are extracted from the Doppler shift of the laser beam frequency due to the motion of the surface. The advantage of this method is that the setup time for the equipment is faster and, unlike an accelerometer, this makes measurements possible on multiple structures in as short a time as possible. Additionally, this method can measure specific points on a bridge that might be difficult to access. However, vibrometers are relatively expensive and have the disadvantage that a reference point is needed to measure from.
Snapshots in time of the external condition of a bridge can be recorded using Lidar to aid bridge inspection. This can provide measurement of the bridge geometry (to facilitate the building of a computer model) but the accuracy is generally insufficient to measure bridge deflections under load.
While larger modern bridges are routinely monitored electronically, smaller bridges are generally inspected visually by trained inspectors. There is considerable research interest in the challenge of smaller bridges as they are often remote and do not have electrical power on site. Possible solutions are the installation of sensors on a specialist inspection vehicle and the use of its measurements as it drives over the bridge to infer information about the bridge condition. These vehicles can be equipped with accelerometers, gyrometers, Laser Doppler Vibrometers and some even have the capability to apply a resonant force to the road surface in order to dynamically excite the bridge at its resonant frequency.
Visual index
See also
Air draft
Architectural engineering
Bridge chapel
Bridge tower
Bridge to nowhere
Bridges Act
BS 5400
Causeway
Coal trestle
Covered bridges
Cross-sea traffic ways
Culvert
Deck
Devil's Bridge
Footbridge
Jet bridge
Landscape architecture
Megaproject
Military bridges
Orphan bridge
Outline of bridges
Overpass
Pontoon bridge
Rigid-frame bridge
Structure gauge
Transporter bridge
Tensegrity
Trestle bridge
Tunnel
References
Further reading
Bagher Shemirani, Alireza. Experimental and numerical studies of concrete bridge decks using ultra high-performance concrete and reinforced concrete. Computers and Concrete, 29(6), p. 407-418, 2022.
Brown, David J. Bridges: Three Thousand Years of Defying Nature. Richmond Hill, Ont: Firefly Books, 2005. .
Sandak, Cass R. Bridges. An Easy-read modern wonders book. New York: F. Watts, 1983. .
Whitney, Charles S. Bridges of the World: Their Design and Construction. Mineola, NY: Dover Publications, 2003. (Unabridged republication of Bridges : a study in their art, science, and evolution. 1929.)
External links
Digital Bridge: Bridges of the Nineteenth Century , a collection of digitized books at Lehigh University
Structurae – International Database and Gallery of Engineerings Structures with over 10000 Bridges.
U.S. Federal Highway Administration Bridge Technology
The Museum of Japanese Timber Bridges Fukuoka University
"bridge-info.org": site for bridges
Articles containing video clips
Infrastructure
Structural engineering |
3401 | https://en.wikipedia.org/wiki/Board%20game | Board game | Board games are tabletop games that typically use . These pieces are moved or placed on a pre-marked board (playing surface) and often include elements of table, card, role-playing, and miniatures games as well.
Many board games feature a competition between two or more players. To show a few examples: in checkers (British English name 'draughts'), a player wins by capturing all opposing pieces, while Eurogames often end with a calculation of final scores. Pandemic is a cooperative game where players all win or lose as a team, and peg solitaire is a puzzle for one person.
There are many varieties of board games. Their representation of real-life situations can range from having no inherent theme, such as checkers, to having a specific theme and narrative, such as Cluedo. Rules can range from the very simple, such as in snakes and ladders; to deeply complex, as in Advanced Squad Leader. Play components now often include custom figures or shaped counters, and distinctively shaped player pieces commonly known as as well as traditional cards and dice.
The time required to learn or master varies greatly from game to game, but is not necessarily related to the number or complexity of rules; for example, chess or Go possess relatively simple but have great strategic depth.
History
Ancient
Classical board games are divided into four categories: race games (such as pachisi), space games (such as noughts and crosses), chase games (such as hnefatafl), and games of displacement (such as chess).
Board games have been played, traveled, and evolved in most cultures and societies throughout history. Several important historical sites, artifacts, and documents shed light on early board games such as Jiroft civilization game boards in Iran. Senet, found in Predynastic and First Dynasty burials of Egypt, and 3100 BC respectively, is the oldest board game known to have existed. Senet was pictured in a fresco painting found in Merknera's tomb (3300–2700 BC). Also from predynastic Egypt is mehen.
Hounds and jackals, another ancient Egyptian board game, appeared around 2000 BC. The first complete set of this game was discovered from a Theban tomb that dates to the 13th dynasty. This game was also popular in Mesopotamia and the Caucasus.
Backgammon originated in ancient Mesopotamia about 5,000 years ago. Ashtapada, chess, pachisi and chaupar originated in India. Go and liubo originated in China. Patolli originated in Mesoamerica played by the ancient Aztecs and the royal game of Ur was found in the royal tombs of Ur, dating to Mesopotamia 4,600 years ago.
European
Board games have a long tradition in Europe. The oldest records of board gaming in Europe date back to Homer's Iliad (written in the 8th century BC), in which he mentions the Ancient Greek game of petteia. This game of petteia would later evolve into the Roman ludus latrunculorum. Board gaming in ancient Europe was not unique to the Greco-Roman world, with records estimating that the ancient Norse game of hnefatafl was developed sometime before 400AD. In ancient Ireland, the game of fidchell or ficheall, is said to date back to at least 144 AD, though this is likely an anachronism. A fidchell board dating from the 10th century has been uncovered in Co. Westmeath, Ireland.
The association of dice and cards with gambling led to all dice games except backgammon being treated as lotteries by dice in the gaming acts of 1710 and 1845. Early board game producers in the second half of the eighteenth century were mapmakers. The global popularization of Board Games, with special themes and branding, coincided with the formation of the global dominance of the British Empire. John Wallis was an English board game publisher, bookseller, map/chart seller, printseller, music seller, and cartographer. With his sons John Wallis Jr. and Edward Wallis, he was one of the most prolific publishers of board games of the late 18th and early 19th centuries. John Betts' A Tour of the British Colonies and Foreign Possessions and William Spooner's A Voyage of Discovery were popular in the British empire. is a genre of wargaming developed in 19th century Prussia to teach battle tactics to officers.
American
The board game Traveller's Tour Through the United States and its sister game Traveller's Tour Through Europe were published by New York City bookseller F. & R. Lockwood in 1822 and claim the distinction of being the first board games published in the United States.
Margaret Hofer described the period of the 1880s–1920s as "The Golden Age" of board gaming in America. Board game popularity was boosted, like that of many items, through mass production, which made them cheaper and more easily available. Although there are no detailed statistics, some scholars suggest that the 20th century saw a decline in the popularity of the hobby.
Chinese, Arabic, and Indian
Outside of Europe and the U.S., many traditional board games are popular. In China, Go and many variations of chess are popular. In Africa and the Middle East, mancala is a popular board game archetype with many regional variations. In India, a community game called Carrom is popular.
Modern
The late 1990s onwards have seen substantial growth in the reach and market of board games. This has been attributed to, among other factors, the Internet, which has made it easier for people to find out about games and to find opponents to play against, as well as with a general increase in leisure time and consumer spending on entertainment. Around the year 2000, the board gaming industry began significant growth, with companies producing a rising number of new games to be sold to a growing worldwide audience. In the 2010s, several publications referred to board games as having a new Golden Age, though some board-gamers prefer to call it a 'renaissance', as The Golden Age is both predefined and a common term. Board game venues are also growing in popularity; in 2016, over 5,000 board game cafés opened in the U.S. alone. Board game cafés are also reported to be very popular in China. Board games have also been used as a mechanism for science communication.
Luck, strategy, and diplomacy
Some games, such as chess, depend completely on player skill, while many children's games such as Candy Land and snakes and ladders require no decisions by the players and are decided purely by luck.
Many games require some level of both skill and luck. A player may be hampered by bad luck in backgammon, Monopoly, or Risk; but over many games, a skilled player will win more often. The elements of luck can also make for more excitement at times, and allow for more diverse and multifaceted strategies, as concepts such as expected value and risk management must be considered.
Luck may be introduced into a game by several methods. The use of dice of various sorts goes back to the earliest board games. These can decide everything from how many steps a player moves their token, as in Monopoly, to how their forces fare in battle, as in Risk, or which resources a player gains, as in Catan. Other games such as Sorry! use a deck of special cards that, when shuffled, create randomness. Scrabble does something similar with randomly picked letters. Other games use spinners, timers of random length, or other sources of randomness. German-style board games are notable for often having fewer elements of luck than many North American board games.
Another important aspect of some games is diplomacy, that is, players, making deals with one another. Negotiation generally features only in games with three or more players, cooperative games being the exception. An important facet of Catan, for example, is convincing players to trade with you rather than with opponents. In Risk, two or more players may team up against others. Easy diplomacy involves convincing other players that someone else is winning and should therefore be teamed up against. Advanced diplomacy (e.g., in the aptly named game Diplomacy) consists of making elaborate plans together, with the possibility of betrayal.
In perfect information games, such as chess, each player has complete information on the state of the game, but in other games, such as Tigris and Euphrates or Stratego, some information is hidden from players. This makes finding the best move more difficult and may involve estimating probabilities by the opponents.
Software
Many board games are now available as video games. These are aptly termed digital board games, and their distinguishing characteristic compared to traditional board games is they can now be played online against a computer or other players. Some websites (such as boardgamearena.com, yucata.de, etc.) allow play in real time and immediately show the opponents' moves, while others use email to notify the players after each move. The Internet and cheaper home printing has also influenced board games via print-and-play games that may be purchased and printed. Some games use external media such as audio cassettes or DVDs in accompaniment to the game.
There are also virtual tabletop programs that allow online players to play a variety of existing and new board games through tools needed to manipulate the game board but do not necessarily enforce the game's rules, leaving this up to the players. There are generalized programs such as Vassal, Tabletop Simulator and Tabletopia that can be used to play any board or card game, while programs like Roll20 and Fantasy Grounds that are more specialized for role-playing games. Some of these virtual tabletops have worked with the license holders to allow for use of their game's assets within the program; for example, Fantasy Grounds has licenses for both Dungeons & Dragons and Pathfinder materials, while Tabletop Simulator allows game publishers to provide paid downloadable content for their games. However, as these games offer the ability to add in the content through user modifications, there are also unlicensed uses of board game assets available through these programs.
Market
While the board gaming market is estimated to be smaller than that for video games, it has also experienced significant growth from the late 1990s. A 2012 article in The Guardian described board games as "making a comeback". Other expert sources suggest that board games never went away, and that board games have remained a popular leisure activity which has only grown over time. Another from 2014 gave an estimate that put the growth of the board game market at "between 25% and 40% annually" since 2010, and described the current time as the "golden era for board games". The rise in board game popularity has been attributed to quality improvement (more elegant mechanics, , artwork, and graphics) as well as increased availability thanks to sales through the Internet. Crowd-sourcing for board games is a large facet of the market, with $233 million raised on Kickstarter in 2020.
A 1991 estimate for the global board game market was over $1.2 billion. A 2001 estimate for the United States "board games and puzzle" market gave a value of under $400 million, and for United Kingdom, of about £50 million. A 2009 estimate for the Korean market was put at 800 million won, and another estimate for the American board game market for the same year was at about $800 million. A 2011 estimate for the Chinese board game market was at over 10 billion yuan. A 2013 estimate put the size of the German toy market at 2.7 billion euros (out of which the board games and puzzle market is worth about 375 million euros), and Polish markets at 2 billion and 280 million zlotys, respectively. In 2009, Germany was considered to be the best market per capita, with the highest number of games sold per individual.
Hobby board games
Some academics, such as Erica Price and Marco Arnaudo, have differentiated "hobby" board games and gamers from other board games and gamers. A 2014 estimate placed the U.S. and Canada market for hobby board games (games produced for a "gamer" market) at only $75 million, with the total size of what it defined as the "hobby game market" ("the market for those games regardless of whether they’re sold in the hobby channel or other channels,") at over $700 million. A similar 2015 estimate suggested a hobby game market value of almost $900 million.
Research
A dedicated field of research into gaming exists, known as game studies or ludology.
While there has been a fair amount of scientific research on the psychology of older board games (e.g., chess, Go, mancala), less has been done on contemporary board games such as Monopoly, Scrabble, and Risk, and especially modern board games such as Catan, Agricola, and Pandemic. Much research has been carried out on chess, partly because many tournament players are publicly ranked in national and international lists, which makes it possible to compare their levels of expertise. The works of Adriaan de Groot, William Chase, Herbert A. Simon, and Fernand Gobet have established that knowledge, more than the ability to anticipate moves, plays an essential role in chess-playing ability.
Linearly arranged board games have improved children's spatial numerical understanding. This is because the game is similar to a number line in that they promote a linear understanding of numbers rather than the innate logarithmic one.
Research studies show that board games such as Snakes and Ladders result in children showing significant improvements in aspects of basic number skills such as counting, recognizing numbers, numerical estimation, and number comprehension. They also practice fine motor skills each time they grasp a game piece. Playing board games has also been tied to improving children's executive functions and help reduce risks of dementia for the elderly. Related to this is a growing academic interest in the topic of game accessibility, culminating in the development of guidelines for assessing the accessibility of modern tabletop games and the extent to which they are playable for people with disabilities.
Additionally, board games can be therapeutic. Bruce Halpenny, a games inventor said when interviewed about his game, The Great Train Robbery:With crime you deal with every basic human emotion and also have enough elements to combine action with melodrama. The player's imagination is fired as they plan to rob the train. Because of the gamble, they take in the early stage of the game there is a build-up of tension, which is immediately released once the train is robbed. Release of tension is therapeutic and useful in our society because most jobs are boring and repetitive.
Playing games has been suggested as a viable addition to the traditional educational curriculum if the content is appropriate and the gameplay informs students on the curriculum content.
Categories
There are several ways in which board games can be classified, and considerable overlap may exist, so that a game belongs to several categories.
H. J. R. Murray's A History of Board Games Other Than Chess (1952) has been called the first attempt to develop a "scheme for the classification of board games". David Parlett's Oxford History of Board Games (1999) defines four primary categories: race games (where the goal is to be the first to move all one's pieces to the final destination), space games (in which the object is to arrange the pieces into some special configuration), chase games (asymmetrical games, where players start the game with different sets of pieces and objectives) and displace games (where the main objective is the capture the opponents' pieces). Parlett also distinguishes between abstract and thematic games, the latter having a specific theme or frame narrative (ex. regular chess versus, for example, Star Wars-themed chess).
The following is a list of some of the most common game categories:
Abstract strategy games – e.g. chess, checkers, Go, reversi, tafl games, or modern games such as Abalone, Dameo, Stratego, Hive, or GIPF
Alignment games – e.g. renju, gomoku, Connect6, Nine men's morris, or tic-tac-toe
Auction games – e.g. Hoity Toity, Power Grid
Chess variants – traditional variants e.g. shogi, xiangqi, or janggi; modern variants e.g. Chess960, Grand Chess, Hexagonal chess, or Alice Chess
Configuration games – e.g. Lines of Action, Hexade, or Entropy
Connection games – e.g. TwixT, Hex, or Havannah
Cooperative games – e.g. Max the Cat, Caves and Claws, or Pandemic
Count and capture games – e.g. mancala games
Cross and circle games – e.g. Yut, Ludo, or Aggravation
Deduction games – e.g. Mastermind or Black Box
Dexterity games – e.g. Tumblin' Dice or Pitch Car
Economic simulation games – e.g. The Business Game, Monopoly, The Game of Life, Power Grid, or Food Chain Magnate
Educational games – e.g. Arthur Saves the Planet, Cleopatra and the Society of Architects, or Shakespeare: The Bard Game
Elimination games – e.g. draughts, Alquerque, Fanorona, Yoté, or Surakarta
Family games – e.g. Roll Through the Ages, Birds on a Wire, or For Sale
Fantasy games – e.g. Shadows Over Camelot
German-style board games or Eurogames – e.g. Catan, Carcassonne, Decatur • The Game, Carson City, or Puerto Rico
Guessing games – e.g. Pictionary or Battleship
Hidden-movement games – e.g. Clue or Escape from the Aliens in Outer Space
Hidden-role games – e.g. Mafia or The Resistance
Historical simulation games – e.g. Through the Ages or Railways of the World
Horror games – e.g. Arkham Horror
Large multiplayer games – e.g. Take It Easy or Swat (2010)
Learning/communication non-competitive games – e.g. The Ungame (1972)
Mancala games – e.g. Wari, Oware, or The Glass Bead Game
Multiplayer games – e.g. Risk, Monopoly, or Four-player chess
Musical games – e.g. Spontuneous
Negotiation games – e.g. Diplomacy
Paper-and-pencil games – e.g. Tic-tac-toe or Dots and Boxes
Physical skill games – e.g. Camp Granada
Position games (no captures; win by leaving the opponent unable to move) – e.g. kōnane, mū tōrere, or the L game
Race games – e.g. Pachisi, backgammon, snakes and ladders, hyena chase, or Worm Up
Role-playing games – e.g. Dungeons & Dragons
Roll-and-move games – e.g. Monopoly or Life
Running-fight games – e.g. bul
Share-buying games (games in which players buy stakes in each other's positions) – typically longer economic-management games, e.g. Acquire or Panamax
Single-player puzzle games – e.g. peg solitaire or Sudoku
Spiritual development games (games with no winners or losers) – e.g. Transformation Game or Psyche's Key
Stacking games – e.g. Lasca or DVONN
Storytelling games – e.g. Dixit or Tales of the Arabian Nights
Territory games – e.g. Go or Reversi
Tile-based games – e.g. Carcassonne, Scrabble, Tigris and Euphrates, or Evo
Train games – e.g. Ticket to Ride, Steam, or 18xx
Trivia games – e.g. Trivial Pursuit
Two-player-only themed games – e.g. En Garde or Dos de Mayo
Unequal forces (or "hunt") games – e.g. fox and geese or tablut
Wargames – ranging from Risk, Diplomacy, or Axis & Allies, to Attack! or Conquest of the Empire
Word games – e.g. Scrabble, Boggle, Anagrams, or What's My Word? (2010)
Glossary
Although many board games have a jargon all their own, there is a generalized terminology to describe concepts applicable to basic game mechanics and attributes common to nearly all board games.
See also
Board game awards
BoardGameGeek—a website for board game enthusiasts
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Austin, Roland G. "Greek Board Games." Antiquity 14. September 1940: 257–271
Fiske, Willard. Chess in Iceland and in Icelandic Literature—with historical notes on other table-games. Florentine Typographical Society, 1905.
Golladay, Sonja Musser, "Los Libros de Acedrex Dados E Tablas: Historical, Artistic and Metaphysical Dimensions of Alfonso X's Book of Games" (PhD diss., University of Arizona, 2007)
Rollefson, Gary O., "A Neolithic Game Board from Ain Ghazal, Jordan", Bulletin of the American Schools of Oriental Research, No. 286. (May 1992), pp. 1–5.
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Egyptian inventions |
3408 | https://en.wikipedia.org/wiki/Baruch%20Spinoza | Baruch Spinoza | Baruch (de) Spinoza (24 November 1632 – 21 February 1677) was a philosopher of Portuguese-Jewish origin, born in Amsterdam, the Dutch Republic, and mostly known under his Latinized pen name Benedictus de Spinoza. One of the foremost and seminal thinkers of the Enlightenment, modern biblical criticism, and 17th-century Rationalism, including modern conceptions of the self and the universe, he came to be considered "one of the most important philosophers—and certainly the most radical—of the early modern period". Inspired by Stoicism, Jewish Rationalism, Machiavelli, Hobbes, Descartes, and a variety of heterodox Christian thinkers of his day. His controversial ideas challenged the divine origin of the Hebrew Bible, the nature of God, and the earthly power wielded by religious authorities, Jewish and Christian alike. He was frequently called an "atheist" by contemporaries, although nowhere in his work does Spinoza argue against the existence of God.
Spinoza was raised in the Portuguese-Jewish community of Amsterdam, where his father Michael was a leading figure. His schooling was curtailed, and he joined his father's importing business, following the unexpected death of his older brother. The previously prosperous business was in deep trouble when his father died in 1654. While an active member of the synagogue, Spinoza developed highly controversial ideas regarding the authenticity of the Hebrew Bible, the nature of the Divine, and questioned rabbinic authority, but kept his views to himself until 1655. The break with rabbinic authorities coincided with the collapse of the family business and the loss of his honored position within the synagogue as a financial supporter. When he openly defied rabbinic authorities in 1655-56, they issued a herem () against him, expelling him permanently from the congregation; he was shunned by Jewish society at age 23, including by his own family. After his expulsion, Spinoza lived an outwardly simple life as an optical lens grinder. But the center of his life was philosophy, and he had a dedicated clandestine circle of supporters, a philosophical sect, who met in person to discuss the writings he shared with them. The secrecy was necessary because his ideas were so explosive, with his 1670 anonymously published Tractatus Theologico-Politicus (TTP) denounced as "A book forged in hell". He died at the age of 44 in 1677 from a lung illness, perhaps tuberculosis, and was buried in a Protestant cemetery in The Hague. His unpublished manuscripts were swiftly removed from his lodgings, to prevent their destruction by authorities; his circle of supporters prepared his works with speed and secrecy for posthumous publication in both their original Latin and Dutch. In June 1678—just over a year after Spinoza's death—the States of Holland, controlled by the Dutch Reformed Church, banned his entire works, since they "contain very many profane, blasphemous and atheistic propositions." The prohibition was sweeping, and included the owning, reading, distribution, copying, and restating of Spinoza's books, and even the reworking of his fundamental ideas. Shortly after (1679/1690) his books were added to the Catholic Church's Index of Forbidden Books.
Spinoza's philosophy encompasses nearly every area of philosophical discourse, including metaphysics, epistemology, political philosophy, ethics, philosophy of mind, and philosophy of science. It earned Spinoza an enduring reputation as one of the most important and original thinkers of the seventeenth century. Spinoza's philosophy is largely contained in two books: the Theologico-Political Treatise, published anonymously in his lifetime in Latin, and the Ethics, published posthumously. He also left behind a number of letters that help to illuminate his ideas and provide some insight into what may have been motivating his views. Although cautious in his lifetime about publication, his death and his stalwart supporters' efforts to publish his work in Latin and in Dutch allowed his ideas to circulate to a wider educated readership, despite authorities' concerted efforts to suppress them. He has been called "the renegade Jew who gave us modernity."
Biography
Family background
Both sides of Spinoza’s family were originally Sephardic Jews from Iberia. His immediate family immigrated to Amsterdam, arriving in the early seventeenth century, where they could practice their religion without persecution by the Portuguese Inquisition. The family in Portugal were New Christian forced converts (conversos) to Christianity. In Portugal in the early sixteenth century, the crown initially looked the other way as outwardly Catholic New Christians practiced Judaism in private. The Portuguese Inquisition was not even established until 1536. As the Inquisition increasingly cracked down, more New Christians continued practicing Judaism in secrecy. A legacy of the era was that many in Spinoza's family had both Christian and Jewish names. Spinoza’s father Michael, also known by his Christian name Gabriel Álvares d’Espinosa, was a successful merchant in Amsterdam, dealing internationally in various commodities, including dried figs from Morocco and textiles from France. Spinoza’s paternal grandfather, Isaac d’Espinosa (alias Pedro Rodrigues d’Espinosa) (d. 1627) had emigrated from Portugal to Nantes, a major trading hub with a New Christian community practicing Judaism in secret; he died, living as a Jew, in Rotterdam. Spinoza’s great uncle Abraham d’Espinosa (d. 1637) had provided capital for Michael’s business. Michael married his cousin Raquel d’Espinosa, daughter of his uncle Abraham d’Espinosa, a pattern fairly common in the Jewish merchant community, keeping commercial and religious ties strong.
When Michael’s wife died in 1627, he married again to Hannah Deborah, and had five children, including Spinoza. Spinoza's maternal grandfather was Henrique Garces, known in the Jewish community as Baruch Senior (d. 1619), for whom Spinoza was named. Baruch Senior’s parents, Francisco Bentalhado and Violante Gomes, were from Porto, the northern port of Portugal. In At some point Spinoza’s maternal grandfather Henrique Garces moved to the trading hub of Antwerp and was one of 75 male heads of household of the “Portuguese nation” (a term with the strong connotation of being Jews). Spinoza’s grandfather Henrique married a cousin of the Bentalhado family, Maria Nunes, called Miriam, in 1605 in Amsterdam. Miriam’s parents, Duarte Fernandes (Joshua Habilho or Gabilho, 1541-ca. 1623) and his wife Isabel Nunes were Henrique’s uncle and aunt by marriage and moved to Amsterdam. Spinoza’s maternal great grandfather Duarte Fernandez was a wealthy merchant who had fled Portugal, briefly lived in Venice, a center of Sephardic settlement, and then moved to the Netherlands. Spinoza’s maternal grandmother Miriam was born and raised in Lisbon, where she was baptized, then taken as a child to Venice, where the family lived as Jews. Dealing in sugar from Brazil and Baltic grain, Duarte emerged as a major leader of the nascent Jewish community in Amsterdam. Henrique Garces’s marriage into this wealthy branch of the family increased his involvement in the Jewish community in Amsterdam, but regularly took him on business to Antwerp, where he had to be circumspect about his religious practice. Spinoza’s maternal grandfather did not evince as strong a commitment to formal Judaism as his uncle/father-in-law.
Spinoza’s father Michael married his cousin Raquel d'Espinosa, giving him access to his uncle/father-in-law’s commercial network and capital, but she died without the couple having offspring. Despite Abraham having sons who might have been his commercial heirs, he maintained close relations with Michael, his nephew and son-in-law. After being widowed, Michael then married Hannah Deborah, who brought a dowry to the marriage. This marriage proved fruitful, with five children who survived to adulthood. The first-born was Miriam, followed by Isaac (1631-49), named after his paternal grandfather, Isaac Senior. Isaac d'Espinosa was expected to take over as head of family and its commercial enterprise. Spinoza was born in 1632 and named as per tradition for his maternal grandfather, Baruch Senior. Spinoza’s younger brother Gabriel (Abraham) was born in 1634, followed by another sister, Rebecca (Ribca). Spinoza’s sister Miriam married Samuel de Caceres, and the couple had one child, with Miriam dying shortly after giving birth. Following Jewish tradition, the widower Samuel married his former sister-in-law Rebecca. Spinoza was related in a complicated way with the highly controversial figure in the Amsterdam Jewish community, Uriel da Costa (1585-1640), through his mother’s family in Porto. DaCosta was twice sanctioned by rabbinic authorities, and committed suicide in 1640, more than a decade before Spinoza's birth. He might not have known of the scandalous family connection until he was an adolescent.
School days
Baruch Espinosa was born on 24 November 1632 in the Jodenbuurt in Amsterdam, Netherlands. He was the third child and second son of Michael de Espinoza, a successful, although not enormously wealthy, Portuguese Sephardic Jewish merchant in Amsterdam, prominent in the community. His mother, Hannah Déborah, Michael's second wife, died when Baruch was only six years old and Michael remarried to give his five children a mother figure; the third marriage was childless so that Spinoza and his siblings had no half- or step-siblings. The family spoke Portuguese, as did other Sephardim. He studied Hebrew at school and heard it Jewish liturgy; he knew Dutch, which he likely learned informally. He learned Latin only later as a young man. His name in contemporary documents before his 1656 expulsion from the Jewish community is given as the Portuguese "Bento"; his Hebrew name "Baruch" was used in the religious context. Following his expulsion at age 23, he used the Latinized version of his name, "Benedictus de Spinoza."
Spinoza had a traditional upbringing for a Jewish boy, attending a local religious school, the Keter Torah yeshiva of the Amsterdam Talmud Torah congregation headed by the learned and traditional senior Rabbi Saul Levi Morteira. Teachers also included the less traditional Rabbi Manasseh ben Israel. Since Spinoza never reached the level of advanced study of the Torah, the senior rabbis were unlikely to have had Spinoza as their pupil. Spinoza's end of schooling was due the unexpected death of his elder brother Isaac, who had been actively involved in the family business.
The family business and intellectual explorations
When Spinoza's father, Michael, died in 1654, Spinoza had been actively involved in the running of the family business. As with other merchants in Amsterdam, the Spinozas' business was affected by the First Anglo-Dutch War 1652-1654, but also some commercial deals that soured. The business was in severe difficulty. Spinoza was just 21 when his father died, in Dutch law a legal minor until age 25. Nonetheless, he and his younger brother Gabriel (Abraham) formed a business partnership, attempting to continue the family business, including collecting unpaid debts owed by merchants to their father's estate. Although Spinoza duly recited Kaddish, the Jewish prayer of mourning, for eleven months as required by Jewish law, there is evidence that his relations with his father had been chilly. Michael had absorbed the dowry of Spinoza's mother as regular capital for his business, rather than keeping it separate for her children after her death. As such, the money was at risk for collection by Michael's many creditors. Spinoza had continued to support the synagogue financially and attend services. When his sister Rebekah disputed his inheritance seeking it for herself, on principle he sued her to seek a court judgment, he won the case, but then renounced claim to the court's judgment in his favor and assigned his inheritance to her. In March 1656, Spinoza filed suit with the Amsterdam municipal authorities to be declared an orphan, since he was still a legal minor. He sought relief through Dutch law, not through judgment by Jewish authorities, from whom he had become increasingly estranged, but not openly as yet. He won the civil lawsuit which allowed him to inherit his mother's estate without it being subject to his father's creditors and devote himself chiefly to the study of philosophy, especially the system expounded by Descartes, and to optics.
At some point between 1654 and 1658, Spinoza began to study Latin with Franciscus van den Enden. Van den Enden was a former Jesuit who was a political radical, and likely introduced Spinoza to scholastic and modern philosophy, including that of Descartes. Spinoza adopted the Latin name Benedictus de Spinoza, began boarding with Van den Enden, and began teaching in his school.
During this period Spinoza also became acquainted with the Collegiants, an anti-clerical sect of Remonstrants with tendencies towards rationalism, and with the liberal faction among the Mennonites who had existed for a century but were close to the Remonstrants. Many of his friends belonged to dissident Christian groups which met regularly as discussion groups and which typically rejected the authority of established churches as well as traditional dogmas. In the second half on the 1650s and the first half of the 1660s Spinoza became acquainted with several persons who would themselves emerge as unorthodox thinkers: this group, known as the Spinoza Circle, included , , Lodewijk Meyer, Johannes Bouwmeester and Adriaen Koerbagh.
Expulsion from the Jewish community
Spinoza did not openly break with Jewish authorities until after his father's death in 1654. He challenged the prevailing dogmas of Judaism, and particularly the insistence on non-Mosaic authorship of the Pentateuch, was not sudden; rather, it appears to have been the result of a lengthy internal struggle as well as a degree of filial piety. Nevertheless, after he was branded as a heretic, Spinoza's clashes with authority became more pronounced. He was later attacked on the steps of the synagogue by a knife-wielding assailant shouting "Heretic!" He was apparently quite shaken by this attack and for years kept (and wore) his torn cloak, unmended, as a reminder.
On 27 July 1656, the Talmud Torah congregation of Amsterdam issued a writ of herem (Hebrew: , a kind of ban, shunning, ostracism, expulsion, or excommunication) against the 23-year-old Spinoza. The Talmud Torah congregation issued censures routinely, on matters great and small, so such an edict was not unusual. However, language of Spinoza's censure is unusually harsh, however, and does not appear in any other censure known to have been issued by the Portuguese Jewish community in Amsterdam. The exact reason for expelling Spinoza is not stated. The censure refers only to the "abominable heresies [horrendas heregias] that he practised and taught", to his "monstrous deeds", and to the testimony of witnesses "in the presence of the said Espinoza". There is no record of such testimony, but there appear to have been several likely reasons for the issuance of the censure.
Spinoza began publicly expressing radical religious views that were highly controversial. Spinoza biographer Steven Nadler wrote: "No doubt he was giving utterance to just those ideas that would soon appear in his philosophical treatises. In those works, Spinoza denies the immortality of the soul; strongly rejects the notion of a providential God—the God of Abraham, Isaac and Jacob; and claims that the [Mosiac] Law was neither literally given by God nor any longer binding on Jews."
The Amsterdam Jewish community was largely composed of Spanish and Portuguese conversos, "New Christians", who had respectively migrated from Spain via Portugal to escape the Spanish Inquisition and Portuguese conversos, following the establishment of the Portuguese Inquisition, with their children and grandchildren. Amsterdam was tolerant of religious diversity so long as it was practiced discreetly, Jews were not legally confined to a ghetto, and the city presented economic opportunities for those willing to move. This community must have been concerned to protect its reputation from any association with Spinoza lest his controversial views provide the basis for their own possible persecution or expulsion. There is little evidence that the Amsterdam municipal authorities were directly involved in Spinoza's censure itself. But "in 1619, the town council expressly ordered [the Portuguese Jewish community] to regulate their conduct and ensure that the members of the community kept to a strict observance of Jewish law." Other evidence makes it clear that the danger of upsetting the civil authorities was never far from mind, such as bans adopted by the synagogue on public wedding or funeral processions and on discussing religious matters with Christians, lest such activity might "disturb the liberty we enjoy". Thus, the issuance of Spinoza's censure was almost certainly, in part, an exercise in self-censorship by the Portuguese Jewish community in Amsterdam.
It appears likely that Spinoza had already taken the initiative to separate himself from the Talmud Torah congregation and was vocally expressing his hostility to Judaism itself, also through his philosophical works, such as the Part I of Ethics. He had probably stopped attending services at the synagogue, either after the lawsuit with his sister or after the knife attack on its steps. He might already have been voicing the view expressed later in his Theological-Political Treatise that the civil authorities should suppress Judaism as harmful to the Jews themselves. Either for financial or other reasons, he had in any case effectively stopped contributing to the synagogue by March 1656. He had also committed the "monstrous deed", contrary to the regulations of the synagogue and the views of some rabbinical authorities (including Maimonides), of filing suit in a civil court rather than with the synagogue authorities—to renounce his father's heritage, no less. Upon being notified of the issuance of the censure, he is reported to have said: "Very well; this does not force me to do anything that I would not have done of my own accord, had I not been afraid of a scandal." Thus, unlike most of the censure issued routinely by the Amsterdam congregation to discipline its members, the censure issued against Spinoza did not lead to repentance and so was never withdrawn. After the censure, Spinoza is said to have addressed an Apologia (defense), written in Spanish, to the elders of the synagogue, "in which he defended his views as orthodox, and condemned the rabbis for accusing him of 'horrible practices and other enormities' merely because he had neglected ceremonial observances". This apologia does not survive, but some of its contents may later have been included in his Theological-Political Treatise.
Spinoza's expulsion from the Jewish community did not lead to his conversion to Christianity. Spinoza used the Latinized name Benedictus de Spinoza and maintained a close association with the Collegiants (a liberal Protestant sect of Remonstrants) and Quakers, even moved to a town near the Collegiants' headquarters, and was buried at the Protestant Church, Nieuwe Kerk, The Hague, since burial was a sectarian matter and he was ineligible to be buried in the Jewish cemetery.
There is no evidence he maintained any sense of Jewish identity. "Spinoza did not envision secular Judaism. To be a secular and assimilated Jew is, in his view, nonsense." Spinoza scholar Yirmiyahu Yovel raises the question of whether or not Spinoza could be categorized as the first "secular Jew" since he was still regarded as a Jew although he did not adhere to Jewish law or belong to the Jewish community. Yovel writes that Spinoza "exemplifies the situation of the modern Jew—secular, assimilationist, or national—without himself falling neatly into any of these categories. Countless Jews in the coming centuries were to find themselves in a similar predicament."
Career as a philosopher
Spinoza spent his remaining 22 years writing and studying as a private scholar, initially teaching in the school of his Latin tutor, Franciscus Van den Enden, with whom he boarded for a time, and later upon leaving Amsterdam, earning a living as a lens grinder. He also received some financial assistance from supporters of his intellectual stance. After the herem, the Amsterdam municipal authorities expelled Spinoza from Amsterdam, "responding to the appeals of the rabbis, and also of the Calvinist clergy, who had been vicariously offended by the existence of a free thinker in the synagogue". He spent a brief time in or near the village of Ouderkerk aan de Amstel, but returned soon afterwards to Amsterdam and lived there quietly for several years, giving private philosophy lessons and grinding lenses, before leaving the city in 1660 or 1661. During this time in Amsterdam, Spinoza wrote his Short Treatise on God, Man, and His Well-Being, which he never published in his lifetime—assuming with good reason that it might get suppressed. Two Dutch translations of it survive, discovered about 1810. In 1660 or 1661, Spinoza moved from Amsterdam to Rijnsburg (near Leiden), the center of Dutch Remonstrants known as the Collegiants. In Rijnsburg, he began work on his Descartes' "Principles of Philosophy" as well as on his masterpiece, the Ethics. In 1663, he returned briefly to Amsterdam, where he finished and published Descartes' "Principles of Philosophy", the only work published in his lifetime under his own name, and then moved the same year to Voorburg.
In Voorburg, Spinoza continued work on his magnum opus, eventually entitled Ethics, and corresponded with scientists, philosophers, and theologians throughout Europe. He published in Latin, anonymously, and with false printer information Theological-Political Treatise (TTP) in 1670, in defense of secular and constitutional government, and in support of Jan de Witt, the Grand Pensionary of Holland, against the Stadtholder, the Prince of Orange. Leibniz visited Spinoza and claimed that Spinoza's life was in danger when supporters of the Prince of Orange murdered de Witt in 1672. While the TTP published anonymously, the work did not long remain so, and de Witt's enemies characterized it as "forged in Hell by a renegade Jew and the Devil, and issued with the knowledge of Jan de Witt". It was condemned in 1673 by the Synod of the Dutch Reformed Church and formally banned in 1674.
In 1670, Spinoza moved to The Hague where he lived on a small pension from Jan de Witt and a small annuity from the brother of his dead friend, Simon de Vries. He worked on the Ethics, wrote an unfinished Hebrew grammar, began his Political Treatise (TP), left unfinished at his death, wrote two scientific essays ("On the Rainbow" and "On the Calculation of Chances"), and began a Dutch translation of the Bible (which he later destroyed). Spinoza was offered the chair of philosophy at the University of Heidelberg, but he refused it, perhaps because of the possibility that it might in some way curb his freedom of thought.
Spinoza also corresponded with Peter Serrarius, a radical Protestant and millenarian merchant. Serrarius was a patron to Spinoza after Spinoza was expelled from the Jewish community. He acted as an intermediary for Spinoza's correspondence, sending and receiving letters of the philosopher to and from third parties. Spinoza and Serrarius maintained their relationship until Serrarius' death in 1669. By the beginning of the 1660s, Spinoza's name became more widely known. The Secretary of the British Royal Society Henry Oldenburg paid him visits and became a correspondent with Spinoza for the rest of his life. In 1676, Leibniz came to the Hague to discuss the unpublished Ethics, Spinoza's principal philosophical work, parts of which apparently circulates in manuscript form.
Lens-grinding and optics
Spinoza earned a modest living from lens-grinding and instrument making, yet he was involved in important optical investigations of the day while living in Voorburg, through correspondence and friendships with scientist Christiaan Huygens and mathematician Johannes Hudde, including debate over microscope design with Huygens, favouring small objectives and collaborating on calculations for a prospective focal length telescope which would have been one of the largest in Europe at the time. He was known for making not just lenses but also telescopes and microscopes. The quality of Spinoza's lenses was much praised by Christiaan Huygens, among others. In fact, his technique and instruments were so esteemed that Constantijn Huygens ground a "clear and bright" telescope lens with focal length of in 1687 from one of Spinoza's grinding dishes, ten years after his death. He was said by anatomist Theodor Kerckring to have produced an "excellent" microscope, the quality of which was the foundation of Kerckring's anatomy claims. During his time as a lens and instrument maker, he was also supported by small but regular donations from close friends.
Death and burial
Spinoza's health began to fail in 1676, dying in The Hague on 21 February 1677 at the age of 44, attended by a physician friend, Georg Herman Schuller. Although he had been ill with some form of lung affliction, described as "ex phthisi [from consumption]", perhaps complicated by silicosis brought on by grinding glass lenses, his death on that particular day was unexpected by himself or his landlord and landlady with whom he lived, and he died without leaving a will. His personal belongings and papers, most importantly his unpublished manuscripts, were stored in a cabinet attached to his writing desk, and were taken away for safekeeping from seizure by those wishing to suppress his writings. They do not appear in the inventory of his possessions at death. There were assertions that he had repented his philosophical stances on his deathbed, but all credible evidence points to his dying unrepentant and in tranquility. The first biography of Spinoza by Lutheran preacher Johannes Colerus (1647-1707), was prompted to investigate Spinoza's last days. Spinoza was buried in the Nieuwe Kerk (New Church) on the Spui four days after his death, on 25 February, inside the church, with six others in the same vault. At the time there was no memorial plaque for Spinoza. In the 18th century, the vault was emptied, and the remains disposed of, with the "remnants scattered over the earth of the churchyard." The memorial plaque visitors now see is outside, where some of his remains are part of the churchyard's soil.
Writings
Spinoza published little in his lifetime and most of his formal writings were in Latin, which would have reached only a small number of readers. His supporters published his works posthumously, in Latin and in Dutch, with other translations to European languages following. A descriptive bibliography has been published that contextualizes all aspects of the publication history of Spinoza's writings from manuscript to print.
The reaction to the anonymously published work, Theologico-Political Treatise (TTP)(1670), was extremely unfavorable. Spinoza abstained from publishing further, but his writings circulated among his supporters during his lifetime. Wary and independent, he wore a signet ring which he used to mark his letters and which was engraved with the word caute (Latin for "cautiously") underneath a rose, itself a symbol of secrecy.
The Ethics and all other works, apart from the Descartes' Principles of Philosophy and the Theologico-Political Treatise, were published after his 1677 death. The Opera Posthuma was edited by his friends in secrecy to prevent confiscation and destruction of manuscripts. The Ethics contains many still-unresolved obscurities and is written with a forbidding mathematical structure modeled on Euclid's geometry and has been described as a "superbly cryptic masterwork".
Major publications
. Korte Verhandeling van God, de mensch en deszelvs welstand (A Short Treatise on God, Man and His Well-Being).
1662. Tractatus de Intellectus Emendatione (On the Improvement of the Understanding) (unfinished).
1663. Principia philosophiae cartesianae (The Principles of Cartesian Philosophy, translated by Samuel Shirley, with an Introduction and Notes by Steven Barbone and Lee Rice, Indianapolis, 1998). Gallica (in Latin).
1670. Tractatus Theologico-Politicus (A Theologico-Political Treatise).
1675–76. Tractatus Politicus (unfinished) (PDF version)
1677. Ethica Ordine Geometrico Demonstrata (The Ethics, finished 1674, but published posthumously)
1677. Compendium grammatices linguae hebraeae (Hebrew Grammar).
Morgan, Michael L. (ed.), 2002. Spinoza: Complete Works, with the Translation of Samuel Shirley, Indianapolis/Cambridge: Hackett Publishing Company. .
Edwin Curley (ed.), 1985, 2016. The Collected Works of Spinoza (two volumes), Princeton: Princeton University Press.
Spruit, Leen and Pina Totaro, 2011. The Vatican Manuscript of Spinoza's Ethica, Leiden: Brill.
Correspondence
Few letters are extant for such an important intellectual figure and none before 1661. Spinoza engaged in correspondence from December 1664 to June 1665 with Willem van Blijenbergh, an amateur Calvinist theologian, who questioned Spinoza on the definition of evil. Later in 1665, Spinoza notified Oldenburg that he had started to work on a new book, the Theologico-Political Treatise, published in 1670. Leibniz disagreed harshly with Spinoza in his own manuscript "Refutation of Spinoza", but he is also known to have met with Spinoza on at least one occasion (as mentioned above), and his own work bears some striking resemblances to specific important parts of Spinoza's philosophy (see: Monadology).
In a letter, written in December 1675 and sent to Albert Burgh, who wanted to defend Catholicism, Spinoza clearly explained his view of both Catholicism and Islam. He stated that both religions are made "to deceive the people and to constrain the minds of men". He also states that Islam far surpasses Catholicism in doing so. The Tractatus de Deo, Homine, ejusque Felicitate (Treatise on God, man and his happiness) was one of the last Spinoza's works to be published, between 1851 and 1862.
Philosophy
Spinoza's philosophy is explicated in his two major publications originally written in Latin, the Tratacus Theologico-Politicus (TTP) (1670) and the Ethics, published posthumously in Latin and Dutch.
Tractacus Theologico-Politicus
Despite its being published in Latin rather than a vernacular language, this 1670 treatise published in Spinoza's lifetime caused an uproar described as "one of the most significant events in European intellectual history."
Ethics
The Ethics has been associated with that of Leibniz and René Descartes as part of the rationalist school of thought, which includes the assumption that ideas correspond to reality perfectly, in the same way that mathematics is supposed to be an exact representation of the world. The writings of René Descartes have been described as "Spinoza's starting point". Spinoza's first publication was his 1663 geometric exposition of proofs using Euclid's model with definitions and axioms of Descartes' Principles of Philosophy. Following Descartes, Spinoza aimed to understand truth through logical deductions from 'clear and distinct ideas', a process which always begins from the 'self-evident truths' of axioms.
Metaphysics
Spinoza's metaphysics consists of one thing, substance, and its modifications (modes). Early in The Ethics Spinoza argues that there is only one substance, which is absolutely infinite, self-caused, and eternal. He calls this substance "God", or "Nature". In fact, he takes these two terms to be synonymous (in the Latin the phrase he uses is "Deus sive Natura"). For Spinoza the whole of the natural universe is made of one substance, God, or, what is the same, Nature, and its modifications (modes).
Substance, attributes, and modes
Following Maimonides, Spinoza defined substance as "that which is in itself and is conceived through itself", meaning that it can be understood without any reference to anything external. Being conceptually independent also means that the same thing is ontologically independent, depending on nothing else for its existence and being the 'cause of itself' (causa sui). A mode is something which cannot exist independently but rather must do so as part of something else on which it depends, including properties (for example colour), relations (such as size) and individual things. Modes can be further divided into 'finite' and 'infinite' ones, with the latter being evident in every finite mode (he gives the examples of "motion" and "rest"). The traditional understanding of an attribute in philosophy is similar to Spinoza's modes, though he uses that word differently. To him, an attribute is "that which the intellect perceives as constituting the essence of substance", and there are possibly an infinite number of them. It is the essential nature which is "attributed" to reality by intellect.
Spinoza defined God as "a substance consisting of infinite attributes, each of which expresses eternal and infinite essence", and since "no cause or reason" can prevent such a being from existing, it therefore must exist. This is a form of the ontological argument, which is claimed to prove the existence of God, but Spinoza went further in stating that it showed that only God exists. Accordingly, he stated that "Whatever is, is in God, and nothing can exist or be conceived without God". This means that God is identical with the universe, an idea which he encapsulated in the phrase "Deus sive Natura" ('God or Nature'), which has been interpreted by some as atheism or pantheism. God can be known either through the attribute of extension or the attribute of thought. Thought and extension represent giving complete accounts of the world in mental or physical terms. To this end, he says that "the mind and the body are one and the same thing, which is conceived now under the attribute of thought, now under the attribute of extension".
After stating his proof for God's existence, Spinoza addresses who "God" is. Spinoza believed that God is "the sum of the natural and physical laws of the universe and certainly not an individual entity or creator". Spinoza attempts to prove that God is just the substance of the universe by first stating that substances do not share attributes or essences and then demonstrating that God is a "substance" with an infinite number of attributes, thus the attributes possessed by any other substances must also be possessed by God. Therefore, God is just the sum of all the substances of the universe. God is the only substance in the universe, and everything is a part of God. This view was described by Charles Hartshorne as Classical Pantheism.
Spinoza argues that "things could not have been produced by God in any other way or in any other order than is the case". Therefore, concepts such as 'freedom' and 'chance' have little meaning. This picture of Spinoza's determinism is illuminated in Ethics: "the infant believes that it is by free will that it seeks the breast; the angry boy believes that by free will he wishes vengeance; the timid man thinks it is with free will he seeks flight; the drunkard believes that by a free command of his mind he speaks the things which when sober he wishes he had left unsaid. … All believe that they speak by a free command of the mind, whilst, in truth, they have no power to restrain the impulse which they have to speak." In his letter to G. H. Schuller (Letter 58), he wrote: "men are conscious of their desire and unaware of the causes by which [their desires] are determined." He also held that knowledge of true causes of passive emotion can transform it into an active emotion, thus anticipating one of the key ideas of Sigmund Freud's psychoanalysis.
According to Professor Eric Schliesser, Spinoza was skeptical regarding the possibility of knowledge of nature and as a consequence at odds with scientists like Galileo and Huygens.
Causality
Though the principle of sufficient reason is most commonly associated with Gottfried Leibniz, it is arguably found in its strongest form in Spinoza's philosophy.
Within the context of Spinoza's philosophical system, the principle can be understood to unify causation and explanation. What this means is that for Spinoza, questions regarding the reason why a given phenomenon is the way it is (or exists) are always answerable, and are always answerable in terms of the relevant cause(s). This constitutes a rejection of teleological, or final causation, except possibly in a more restricted sense for human beings. Given this, Spinoza's views regarding causality and modality begin to make much more sense.
Spinoza has also been described as an "Epicurean materialist", specifically in reference to his opposition to Cartesian mind-body dualism. This view was held by Epicureans before him, as they believed that atoms with their probabilistic paths were the only substance that existed fundamentally. Spinoza, however, deviated significantly from Epicureans by adhering to strict determinism, much like the Stoics before him, in contrast to the Epicurean belief in the probabilistic path of atoms, which is more in line with contemporary thought on quantum mechanics.
The emotions
One thing which seems, on the surface, to distinguish Spinoza's view of the emotions from both Descartes' and Hume's pictures of them is that he takes the emotions to be cognitive in some important respect. Jonathan Bennett claims that "Spinoza mainly saw emotions as caused by cognitions. [However] he did not say this clearly enough and sometimes lost sight of it entirely."
Spinoza provides several demonstrations which purport to show truths about how human emotions work. The picture presented is, according to Bennett, "unflattering, coloured as it is by universal egoism".
Ethical philosophy
Spinoza's notion of blessedness figures centrally in his ethical philosophy.
Blessedness (or salvation or freedom), Spinoza thinks,
And this means, as Jonathan Bennett explains, that "Spinoza wants "blessedness" to stand for the most elevated and desirable state one could possibly be in." Here, understanding what is meant by 'most elevated and desirable state' requires understanding Spinoza's notion of conatus (read: striving, but not necessarily with any teleological baggage) and that "perfection" refers not to (moral) value, but to completeness. Given that individuals are identified as mere modifications of the infinite Substance, it follows that no individual can ever be fully complete, i.e., perfect, or blessed. Absolute perfection, is, as noted above, reserved solely for Substance. Nevertheless, mere modes can attain a lesser form of blessedness, namely, that of pure understanding of oneself as one really is, i.e., as a definite modification of Substance in a certain set of relationships with everything else in the universe. That this is what Spinoza has in mind can be seen at the end of the Ethics, in E5P24 and E5P25, wherein Spinoza makes two final key moves, unifying the metaphysical, epistemological, and ethical propositions he has developed over the course of the work. In E5P24, he links the understanding of particular things to the understanding of God, or Substance; in E5P25, the conatus of the mind is linked to the third kind of knowledge (Intuition). From here, it is a short step to the connection of Blessedness with the amor dei intellectualis ("intellectual love of God").
Legacy
Pantheism controversy
Spinoza was considered to be an atheist because he used the word "God" [Deus] to signify a concept that was different from that of traditional Judeo–Christian monotheism. "Spinoza expressly denies personality and consciousness to God; he has neither intelligence, feeling, nor will; he does not act according to purpose, but everything follows necessarily from his nature, according to law...." Thus, Spinoza's cool, indifferent God differs from the concept of an anthropomorphic, fatherly God who cares about humanity.
In 1785, Friedrich Heinrich Jacobi published a condemnation of Spinoza's pantheism, after Gotthold Lessing was thought to have confessed on his deathbed to being a "Spinozist", which was the equivalent in his time of being called an atheist. Jacobi claimed that Spinoza's doctrine was pure materialism, because all Nature and God are said to be nothing but extended substance. This, for Jacobi, was the result of Enlightenment rationalism and it would finally end in absolute atheism. Moses Mendelssohn disagreed with Jacobi, saying that there is no actual difference between theism and pantheism. The issue became a major intellectual and religious concern for European civilization at the time.
The attraction of Spinoza's philosophy to late 18th-century Europeans was that it provided an alternative to materialism, atheism, and deism. Three of Spinoza's ideas strongly appealed to them:
the unity of all that exists;
the regularity of all that happens;
the identity of spirit and nature.
By 1879, Spinoza's pantheism was praised by many, but was considered by some to be alarming and dangerously inimical.
Spinoza's "God or Nature" (Deus sive Natura) provided a living, natural God, in contrast to Isaac Newton's first cause argument and the dead mechanism of Julien Offray de La Mettrie's (1709–1751) work, Man a Machine (). Coleridge and Shelley saw in Spinoza's philosophy a religion of nature. Novalis called him the "God-intoxicated man". Spinoza inspired the poet Shelley to write his essay "The Necessity of Atheism".
It is a widespread belief that Spinoza equated God with the material universe. He has therefore been called the "prophet" and "prince" and most eminent expounder of pantheism. More specifically, in a letter to Henry Oldenburg he states, "as to the view of certain people that I identify God with Nature (taken as a kind of mass or corporeal matter), they are quite mistaken". For Spinoza, the universe (cosmos) is a mode under two attributes of Thought and Extension. God has infinitely many other attributes which are not present in the world.
According to German philosopher Karl Jaspers (1883–1969), when Spinoza wrote (Latin for 'God or Nature'), Spinoza meant God was (nature doing what nature does; literally, 'nature naturing'), not (nature already created; literally, 'nature natured'). Jaspers believed that Spinoza, in his philosophical system, did not mean to say that God and Nature are interchangeable terms, but rather that God's transcendence was attested by his infinitely many attributes, and that two attributes known by humans, namely Thought and Extension, signified God's immanence. Even God under the attributes of thought and extension cannot be identified strictly with our world. That world is of course "divisible"; it has parts. But Spinoza said, "no attribute of a substance can be truly conceived from which it follows that the substance can be divided", meaning that one cannot conceive an attribute in a way that leads to division of substance. He also said, "a substance which is absolutely infinite is indivisible" (Ethics, Part I, Propositions 12 and 13). Following this logic, our world should be considered as a mode under two attributes of thought and extension. Therefore, according to Jaspers, the pantheist formula "One and All" would apply to Spinoza only if the "One" preserves its transcendence and the "All" were not interpreted as the totality of finite things.
Martial Guéroult (1891–1976) suggested the term "panentheism", rather than "pantheism" to describe Spinoza's view of the relation between God and the world. The world is not God, but it is, in a strong sense, "in" God. Not only do finite things have God as their cause; they cannot be conceived without God. However, American panentheist philosopher Charles Hartshorne (1897–2000) insisted on the term Classical Pantheism to describe Spinoza's view.
According to the Stanford Encyclopedia of Philosophy, Spinoza's God is an "infinite intellect" (Ethics 2p11c) — all knowing (2p3), and capable of loving both himself—and us, insofar as we are part of his perfection (5p35c). And if the mark of a personal being is that it is one towards which we can entertain personal attitudes, then we should note too that Spinoza recommends amor intellectualis dei (the intellectual love of God) as the supreme good for man (5p33). However, the matter is complex. Spinoza's God does not have free will (1p32c1), he does not have purposes or intentions (1 appendix), and Spinoza insists that "neither intellect nor will pertain to the nature of God" (1p17s1). Moreover, while we may love God, we need to remember that God is really not the kind of being who could ever love us back. "He who loves God cannot strive that God should love him in return", says Spinoza (5p19).
Steven Nadler suggests that settling the question of Spinoza's atheism or pantheism depends on an analysis of attitudes. If pantheism is associated with religiosity, then Spinoza is not a pantheist, since Spinoza believes that the proper stance to take towards God is not one of reverence or religious awe, but instead one of objective study and reason, since taking the religious stance would leave one open to the possibility of error and superstition.
In modern and contemporary philosophy
Hegel said, "The fact is that Spinoza is made a testing-point in modern philosophy, so that it may really be said: You are either a Spinozist or not a philosopher at all."
Similarities between Spinoza's philosophy and Eastern philosophical traditions have been discussed by many authors. The 19th-century German Sanskritist Theodor Goldstücker was one of the early figures to notice the similarities between Spinoza's religious conceptions and the Vedanta tradition of India, writing that Spinoza's thought was "... so exact a representation of the ideas of the Vedanta, that we might have suspected its founder to have borrowed the fundamental principles of his system from the Hindus, did his biography not satisfy us that he was wholly unacquainted with their doctrines..." Max Müller also noted the striking similarities between Vedanta and the system of Spinoza, equating the Brahman in Vedanta to Spinoza's 'Substantia.'
When George Santayana graduated from college, he published an essay, "The Ethical Doctrine of Spinoza", in The Harvard Monthly. Later, he wrote an introduction to Spinoza's Ethics and "De Intellectus Emendatione". In 1932, Santayana was invited to present an essay (published as "Ultimate Religion") at a meeting at The Hague celebrating the tricentennial of Spinoza's birth. In Santayana's autobiography, he characterized Spinoza as his "master and model" in understanding the naturalistic basis of morality.
Philosopher Ludwig Wittgenstein evoked Spinoza with the title (suggested to him by G. E. Moore) of the English translation of his first definitive philosophical work, Tractatus Logico-Philosophicus, an allusion to Spinoza's Tractatus Theologico-Politicus. Elsewhere, Wittgenstein deliberately borrowed the expression sub specie aeternitatis from Spinoza (Notebooks, 1914–16, p. 83). The structure of his Tractatus Logico-Philosophicus does have some structural affinities with Spinoza's Ethics (though, admittedly, not with the Spinoza's Tractatus) in erecting complex philosophical arguments upon basic logical assertions and principles. Furthermore, in propositions 6.4311 and 6.45 he alludes to a Spinozian understanding of eternity and interpretation of the religious concept of eternal life, stating, "If by eternity is understood not eternal temporal duration, but timelessness, then he lives eternally who lives in the present." (6.4311) "The contemplation of the world sub specie aeterni is its contemplation as a limited whole." (6.45)
Spinoza's philosophy played an important role in the development of post-war French philosophy. Many of these philosophers "used Spinoza to erect a bulwark against the nominally irrationalist tendencies of phenomenology", which was associated with the dominance of Hegel, Martin Heidegger, and Edmund Husserl in France at that time. Louis Althusser, as well as his colleagues such as Étienne Balibar, saw in Spinoza a philosophy which could lead Marxism out of what they considered to be flaws in its original formulation, particularly its reliance upon Hegel's conception of the dialectic, as well as Spinoza's concept of immanent causality. Antonio Negri, in exile in France for much of this period, also wrote a number of books on Spinoza, most notably The Savage Anomaly (1981) in his own reconfiguration of Italian Autonomia Operaia. Other notable French scholars of Spinoza in this period included Alexandre Matheron, Martial Gueroult, André Tosel, and Pierre Macherey, the last of whom published a widely read and influential five-volume commentary on Spinoza's Ethics, which has been described as "a monument of Spinoza commentary". His philosophical accomplishments and moral character prompted Gilles Deleuze in his doctoral thesis (1968) to name him "the prince of philosophers". Deleuze's interpretation of Spinoza's philosophy was highly influential among French philosophers, especially in restoring to prominence the political dimension of Spinoza's thought. Deleuze published two books on Spinoza and gave numerous lectures on Spinoza in his capacity as a professor at the University of Paris VIII. His own work was deeply influenced by Spinoza's philosophy, particularly the concepts of immanence and univocity. Marilena de Souza Chaui described Deleuze's Expressionism in Philosophy (1968) as a "revolutionary work for its discovery of expression as a central concept in Spinoza's philosophy."
Albert Einstein named Spinoza as the philosopher who exerted the most influence on his world view (Weltanschauung). Spinoza equated God (infinite substance) with Nature, consistent with Einstein's belief in an impersonal deity. In 1929, Einstein was asked in a telegram by Rabbi Herbert S. Goldstein whether he believed in God. Einstein responded by telegram: "I believe in Spinoza's God who reveals himself in the orderly harmony of what exists, not in a God who concerns himself with the fates and actions of human beings."
Leo Strauss dedicated his first book, Spinoza's Critique of Religion, to an examination of the latter's ideas. In the book, Strauss identified Spinoza as part of the tradition of Enlightenment rationalism that eventually produced Modernity. Moreover, he identifies Spinoza and his works as the beginning of Jewish Modernity. More recently Jonathan Israel argued that, from 1650 to 1750, Spinoza was "the chief challenger of the fundamentals of revealed religion, received ideas, tradition, morality, and what was everywhere regarded, in absolutist and non-absolutist states alike, as divinely constituted political authority."
Spinoza is an important historical figure in the Netherlands, where his portrait was featured prominently on the Dutch 1000-guilder banknote, legal tender until the euro was introduced in 2002. The highest and most prestigious scientific award of the Netherlands is named the Spinozaprijs (Spinoza prize). Spinoza was included in a 50 theme canon that attempts to summarise the history of the Netherlands. In 2014 a copy of Spinoza's Tractatus Theologico-Politicus was presented to the Chair of the Dutch Parliament, and shares a shelf with the Bible and the Quran.
Reconsideration of excommunication in modern times
There has been a renewed debate in modern times about Spinoza's excommunication among Israeli politicians, rabbis and Jewish press, with many calling for the cherem to be reversed. Since such a cherem can only be rescinded by the congregation that issued it, and the chief rabbi of that community, Haham Pinchas Toledano, declined to do so, citing Spinoza's "preposterous ideas, where he was tearing apart the very fundamentals of our religion", the Amsterdam Jewish community organised a symposium in December 2015 to discuss lifting the cherem, inviting scholars from around the world to form an advisory committee at the meeting. However, the rabbi of the congregation ruled that it should hold, on the basis that he had no greater wisdom than his predecessors, and that Spinoza's views had not become less problematic over time.
Memory and memorials
Spinoza Lyceum, a high school in Amsterdam South was named after Spinoza. There is also a 3 metre tall marble statute of him on the grounds of the school carved by Hildo Krop.
The Spinoza Havurah (a Humanistic Jewish community) was named in Spinoza's honor.
The Spinoza Foundation Monument has a statute of Spinoza located in front of the Amsterdam City Hall (at Zwanenburgwal) It was created by Dutch sculptor Nicolas Dings and was erected in 2008.
See also
Biblical criticism
History of the Jews in Amsterdam
History of the Jews in the Netherlands
Uriel da Costa
References
Notes
References
Further reading
Biographies and reference works
Brenner-Golomb, Nancy. 2010. The Importance of Spinoza for the Modern Philosophy of Science. Frankfurt.
Della Rocca, Michael. 2008. Spinoza, New York: Routledge.
_, (ed.), 2018. The Oxford Handbook of Spinoza. Oxford University Press.
Garrett, Don, ed., 1995. The Cambridge Companion to Spinoza. Cambridge Uni. Press.
Gullan-Whur, Margaret. 2000. Within Reason: A Life of Spinoza. New York:St. Martin's Press.
Israel, Jonathan. 2023. Spinoza: Life and Legacy. New York: Oxford University Press.
Koistinen, Olli, (ed.). 2009. The Cambridge Companion to Spinoza's Ethics. Cambridge: Cambridge University Press.
Second edition 2018.
Other works
, 1987. La sinagoga vacía: un estudio de las fuentes marranas del espinosismo. Madrid: Hiperión D.L.
Balibar, Étienne, 1985. Spinoza et la politique ("Spinoza and politics") Paris: PUF.
Belcaro Anna Maddalena, Effetto Spinoza. Avventure filosofiche, Ianieri Ed., 2020,
Boucher, Wayne I., 1999. Spinoza in English: A Bibliography from the Seventeenth Century to the Present. 2nd edn. Thoemmes Press.
Boucher, Wayne I., ed., 1999. Spinoza: Eighteenth and Nineteenth-Century Discussions. 6 vols. Thoemmes Press.
Carlisle, Clare. "Questioning Transcendence, Teleology and Truth" in Kierkegaard and the Renaissance and Modern Traditions (ed. Jon Stewart. Farnham: Ashgate Publishing, 2009).
__, 2021. Spinoza's Religion: A New Reading of the Ethics. Princeton University Press.
Curley, Edwin M. Behind the Geometrical Method. A Reading of Spinoza's Ethics, Princeton: Princeton University Press, 1988.
Damásio, António, 2003. Looking for Spinoza: Joy, Sorrow, and the Feeling Brain, Harvest Books,
Deleuze, Gilles, 1968. Spinoza et le problème de l'expression. Trans. "Expressionism in Philosophy: Spinoza" Martin Joughin (New York: Zone Books).
_, 1970. Spinoza: Philosophie pratique. Transl. "Spinoza: Practical Philosophy".
_, 1990. Negotiations trans. Martin Joughin (New York: Columbia University Press).
Della Rocca, Michael. 1996. Representation and the Mind-Body Problem in Spinoza. Oxford University Press.
Gatens, Moira, and Lloyd, Genevieve, 1999. Collective imaginings: Spinoza, past and present. Routledge.
Goldstein, Rebecca, 2006. Betraying Spinoza: The Renegade Jew Who Gave Us Modernity. Schocken.
Goode, Francis, 2012. Life of Spinoza. Smashwords edition.
Gullan-Whur, Margaret, 1998. Within Reason: A Life of Spinoza. Jonathan Cape.
Hampshire, Stuart, 1951. Spinoza and Spinozism, OUP, 2005
Hardt, Michael, trans., University of Minnesota Press. Preface, in French, by Gilles Deleuze, available here:
Israel, Jonathan, 2001. The Radical Enlightenment, Oxford: Oxford University Press.
_, 2006. Enlightenment Contested: Philosophy, Modernity, and the Emancipation of Man 1670–1752, ()
_. 2002. “Philosophy, Commerce and the Synagogue: Spinoza’s Expulsion from the Amsterdam Portuguese Jewish Community in 1656.” In Dutch Jewry: Its History and Secular Culture (1500-2000). Edited by Jonathan Israel and Reinier Salverda, pp. 125-140. Leiden: Brill.
)
Kasher, Asa, and Shlomo Biderman. "Why Was Baruch de Spinoza Excommunicated?"
Kayser, Rudolf, 1946, with an introduction by Albert Einstein. Spinoza: Portrait of a Spiritual Hero. New York: The Philosophical Library.
Krop, H. A., 2002, Spinoza Ethica, Amsterdam: Bert Bakker. Later editions, 2017, Amsterdam: Prometheus. In Dutch with Latin text by Spinoza.
_, 2013, Spinoza, een paradoxale icoon van Nederland, Amsterdam: Prometheus Bert Bakker. In Dutch.
Lloyd, Genevieve, 1996. Spinoza and the Ethics. Routledge.
_, 2018. Reclaiming wonder . After the sublime. Edinburgh University Press.
LeBuffe, Michael. 2010. Spinoza and Human Freedom. Oxford University Press.
Lovejoy, Arthur O., 1936. "Plenitude and Sufficient Reason in Leibniz and Spinoza" in his The Great Chain of Being. Harvard University Press: 144–82 (). Reprinted in Frankfurt, H. G., ed., 1972. Leibniz: A Collection of Critical Essays. Anchor Books.
Macherey, Pierre, 1977. Hegel ou Spinoza, Maspéro (2nd ed. La Découverte, 2004).
_, 1994–98. Introduction à l'Ethique de Spinoza. Paris: PUF.
Magnusson 1990: Magnusson, M (ed.), Spinoza, Baruch, Chambers Biographical Dictionary, Chambers 1990, .
Matheron, Alexandre, 1969. Individu et communauté chez Spinoza, Paris: Minuit.
Melamed, Yitzhak Y., Spinoza's Metaphysics: Substance and Thought (Oxford: Oxford University Press, 2013). xxii+232 pp.
Melamed, Yitzhak Y. (ed.), The Young Spinoza: A Metaphysician in the Making (Oxford: Oxford University Press, 2015).
Melamed, Yitzhak Y. (ed.), Spinoza's Ethics: A Critical Guide (Cambridge: Cambridge University Press, 2017).
Millner, Simon L., The Face of Benedictus Spinoza (New York: Machmadim Art Editions, Inc., 1946).
Montag, Warren, Bodies, Masses, Power: Spinoza and his Contemporaries. (London: Verso, 2002).
Moreau, Pierre-François, 2003, Spinoza et le spinozisme, PUF (Presses Universitaires de France)
Nadler, Steven, Spinoza's Ethics: An Introduction, 2006 (Cambridge, England: Cambridge University Press, ).
Nadler, Steven, Think Least of Death: Spinoza on How to Live and How to Die, 2020 (Princeton, New Jersey: Princeton University Press, ).
Negri, Antonio, 1991. The Savage Anomaly: The Power of Spinoza's Metaphysics and Politics.
_, 2004. Subversive Spinoza: (Un)Contemporary Variations.
Popkin, R. H., 2004. Spinoza (Oxford: One World Publications)
Ratner, Joseph, 1927. The Philosophy of Spinoza (The Modern Library: Random House)
Smilevski, Goce, 2006. Conversation with Spinoza: A Cobweb Novel, translated from the Macedonian by Filip Korzenski. Evanston, Illinois: Northwestern University Press.
Stolze, Ted and Warren Montag (eds.), The New Spinoza, Minneapolis: University of Minnesota Press, 1997.
Strauss, Leo. Persecution and the Art of Writing. Glencoe, Illinois: Free Press, 1952. Reprint. Chicago: University of Chicago Press, 1988.
_ch. 5, "How to Study Spinoza's Tractus Theologico-Politicus;" reprinted in Strauss, Jewish Philosophy and the Crisis of Modernity, ed. Kenneth Hart Green (Albany, NY: SUNY Press, 1997), 181–233.
Spinoza's Critique of Religion. New York: Schocken Books, 1965. Reprint. University of Chicago Press, 1996.
_ "Preface to the English Translation" reprinted as "Preface to Spinoza's Critique of Religion", in Strauss, Liberalism Ancient and Modern (New York: Basic Books, 1968, 224–59; also in Strauss, Jewish Philosophy and the Crisis of Modernity, 137–77).
Valentiner, W.R., 1957. Rembrandt and Spinoza: A Study of the Spiritual Conflicts in Seventeenth-Century Holland, London: Phaidon Press.
Vinciguerra, Lorenzo Spinoza in French Philosophy Today. Philosophy Today , Vol. 53, No. 4, Winter 2009.
Van den Ven, Jeroen. Printing Spinoza: A Descriptive Bibliography of the Works Published in the Seventeenth Century. Leiden 2022.
_. Documenting Spinoza: A Biographical History of his Life and Time. (forthcoming)
Williams, David Lay. 2010. "Spinoza and the General Will", The Journal of Politics, vol. 72 (April): 341–356.
Wolfson, Henry A. "The Philosophy of Spinoza". 2 vols. Harvard University Press.
Yalom, I. (2012). The Spinoza Problem: A Novel. New York: Basic Books.
Yovel, Yirmiyahu, Spinoza and Other Heretics, Vol. 1: The Marrano of Reason. Princeton, Princeton University Press, 1989.
Yovel, Yirmiyahu, Spinoza and Other Heretics, Vol. 2: The Adventures of Immanence. Princeton, Princeton University Press, 1989.
External links
Articles
Internet Encyclopedia of Philosophy:
"Benedict de Spinoza"
"Spinoza: Epistemology
"Spinoza: Metaphysics
"Spinoza: Moral Philosophy
"Spinoza: Political Philosophy
"Spinoza: Free Will and Determinism"
Stanford Encyclopedia of Philosophy:
"Spinoza" by Steven Nadler.
"Spinoza's Psychological Theory" by Michael LeBuffe.
"Spinoza's Physical Theory" by Richard Manning.
"Spinoza's Political Philosophy" by Justin Steinberg.
Spinoza, Baruch (Bento, Benedictus) De in the Encyclopedia of Philosophy (2005) by Edwin Curley
Bulletin Spinoza of the journal Archives de philosophie
Susan James on Spinoza on the Passions, Philosophy Bites podcast
Spinoza, the Moral Heretic by Matthew J. Kisner
BBC Radio 4 In Our Time programme on Spinoza
The Escamoth stating Spinoza's excommunication
Gilles Deleuze's lectures about Spinoza (1978–1981)
Spinoza in the Jewish Encyclopedia
Spinoza in the Encyclopaedia Judaica
Video lecture on Baruch Spinoza by Henry Abramson
Works
Spinoza Opera Carl Gebhardt's 1925 four volume edition of Spinoza's Works.
Refutation of Spinoza by Leibniz In full via Google Books
More easily readable versions of the Correspondence, Ethics Demonstrated in Geometrical Order and Treatise on Theology and Politics
EthicaDB Hypertextual and multilingual publication of Ethics
A Theologico-Political Treatise– English Translation
A Theologico-Political Treatise – English Translation (at sacred-texts.com)
A letter from Spinoza to Albert Burgh
Ethica Ordine Geometrico Demonstrata et in quinque partes distincta, in quibus agetur
Opera posthuma – Amsterdam 1677. Complete photographic reproduction, ed. by F. Mignini (Quodlibet publishing house website)
The Ethics of Benedict de Spinoza, translated by George Eliot, transcribed by Thomas Deegan
Spinoza Archive on the Digital collections of Younes and Soraya Nazarian Library, University of Haifa
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3410 | https://en.wikipedia.org/wiki/Bird | Bird | Birds are a group of warm-blooded vertebrates constituting the class Aves (), characterised by feathers, toothless beaked jaws, the laying of hard-shelled eggs, a high metabolic rate, a four-chambered heart, and a strong yet lightweight skeleton. Birds live worldwide and range in size from the bee hummingbird to the common ostrich. There are about ten thousand living species, more than half of which are passerine, or "perching" birds. Birds have whose development varies according to species; the only known groups without wings are the extinct moa and elephant birds. Wings, which are modified forelimbs, gave birds the ability to fly, although further evolution has led to the loss of flight in some birds, including ratites, penguins, and diverse endemic island species. The digestive and respiratory systems of birds are also uniquely adapted for flight. Some bird species of aquatic environments, particularly seabirds and some waterbirds, have further evolved for swimming. The study of birds is called ornithology.
Birds are feathered theropod dinosaurs and constitute the only known living dinosaurs. Likewise, birds are considered reptiles in the modern cladistic sense of the term, and their closest living relatives are the crocodilians. Birds are descendants of the primitive avialans (whose members include Archaeopteryx) which first appeared during the Late Jurassic. According to DNA evidence, modern birds (Neornithes) evolved in the Early to Late Cretaceous, and diversified dramatically around the time of the Cretaceous–Paleogene extinction event 66 mya, which killed off the pterosaurs and all non-avian dinosaurs.
Many social species pass on knowledge across generations, which is considered a form of culture. Birds are social, communicating with visual signals, calls, and songs, and participating in such behaviours as cooperative breeding and hunting, flocking, and mobbing of predators. The vast majority of bird species are socially (but not necessarily sexually) monogamous, usually for one breeding season at a time, sometimes for years, and rarely for life. Other species have breeding systems that are polygynous (one male with many females) or, rarely, polyandrous (one female with many males). Birds produce offspring by laying eggs which are fertilised through sexual reproduction. They are usually laid in a nest and incubated by the parents. Most birds have an extended period of parental care after hatching.
Many species of birds are economically important as food for human consumption and raw material in manufacturing, with domesticated and undomesticated birds being important sources of eggs, meat, and feathers. Songbirds, parrots, and other species are popular as pets. Guano (bird excrement) is harvested for use as a fertiliser. Birds figure throughout human culture. About 120 to 130 species have become extinct due to human activity since the 17th century, and hundreds more before then. Human activity threatens about 1,200 bird species with extinction, though efforts are underway to protect them. Recreational birdwatching is an important part of the ecotourism industry.
Evolution and classification
The first classification of birds was developed by Francis Willughby and John Ray in their 1676 volume Ornithologiae.
Carl Linnaeus modified that work in 1758 to devise the taxonomic classification system currently in use. Birds are categorised as the biological class Aves in Linnaean taxonomy. Phylogenetic taxonomy places Aves in the clade Theropoda.
Definition
Aves and a sister group, the order Crocodilia, contain the only living representatives of the reptile clade Archosauria. During the late 1990s, Aves was most commonly defined phylogenetically as all descendants of the most recent common ancestor of modern birds and Archaeopteryx lithographica. However, an earlier definition proposed by Jacques Gauthier gained wide currency in the 21st century, and is used by many scientists including adherents to the PhyloCode. Gauthier defined Aves to include only the crown group of the set of modern birds. This was done by excluding most groups known only from fossils, and assigning them, instead, to the broader group Avialae, in part to avoid the uncertainties about the placement of Archaeopteryx in relation to animals traditionally thought of as theropod dinosaurs.
Gauthier and de Queiroz identified four different definitions for the same biological name "Aves", which is a problem. The authors proposed to reserve the term Aves only for the crown group consisting of the last common ancestor of all living birds and all of its descendants, which corresponds to meaning number 4 below. He assigned other names to the other groups.
Aves can mean all archosaurs closer to birds than to crocodiles (alternately Avemetatarsalia)
Aves can mean those advanced archosaurs with feathers (alternately Avifilopluma)
Aves can mean those feathered dinosaurs that fly (alternately Avialae)
Aves can mean the last common ancestor of all the currently living birds and all of its descendants (a "crown group", in this sense synonymous with Neornithes)
Under the fourth definition Archaeopteryx, traditionally considered one of the earliest members of Aves, is removed from this group, becoming a non-avian dinosaur instead. These proposals have been adopted by many researchers in the field of palaeontology and bird evolution, though the exact definitions applied have been inconsistent. Avialae, initially proposed to replace the traditional fossil content of Aves, is often used synonymously with the vernacular term "bird" by these researchers.
Most researchers define Avialae as branch-based clade, though definitions vary. Many authors have used a definition similar to "all theropods closer to birds than to Deinonychus", with Troodon being sometimes added as a second external specifier in case it is closer to birds than to Deinonychus. Avialae is also occasionally defined as an apomorphy-based clade (that is, one based on physical characteristics). Jacques Gauthier, who named Avialae in 1986, re-defined it in 2001 as all dinosaurs that possessed feathered wings used in flapping flight, and the birds that descended from them.
Despite being currently one of the most widely used, the crown-group definition of Aves has been criticised by some researchers. Lee and Spencer (1997) argued that, contrary to what Gauthier defended, this definition would not increase the stability of the clade and the exact content of Aves will always be uncertain because any defined clade (either crown or not) will have few synapomorphies distinguishing it from its closest relatives. Their alternative definition is synonymous to Avifilopluma.
Dinosaurs and the origin of birds
Based on fossil and biological evidence, most scientists accept that birds are a specialised subgroup of theropod dinosaurs and, more specifically, members of Maniraptora, a group of theropods which includes dromaeosaurids and oviraptorosaurs, among others. As scientists have discovered more theropods closely related to birds, the previously clear distinction between non-birds and birds has become blurred. By the 2000s, discoveries in the Liaoning Province of northeast China, which demonstrated many small theropod feathered dinosaurs, contributed to this ambiguity.
The consensus view in contemporary palaeontology is that the flying theropods, or avialans, are the closest relatives of the deinonychosaurs, which include dromaeosaurids and troodontids. Together, these form a group called Paraves. Some basal members of Deinonychosauria, such as Microraptor, have features which may have enabled them to glide or fly. The most basal deinonychosaurs were very small. This evidence raises the possibility that the ancestor of all paravians may have been arboreal, have been able to glide, or both. Unlike Archaeopteryx and the non-avialan feathered dinosaurs, who primarily ate meat, studies suggest that the first avialans were omnivores.
The Late Jurassic Archaeopteryx is well known as one of the first transitional fossils to be found, and it provided support for the theory of evolution in the late 19th century. Archaeopteryx was the first fossil to display both clearly traditional reptilian characteristics—teeth, clawed fingers, and a long, lizard-like tail—as well as wings with flight feathers similar to those of modern birds. It is not considered a direct ancestor of birds, though it is possibly closely related to the true ancestor.
Early evolution
Over 40% of key traits found in modern birds evolved during the 60 million year transition from the earliest bird-line archosaurs to the first maniraptoromorphs, i.e. the first dinosaurs closer to living birds than to Tyrannosaurus rex. The loss of osteoderms otherwise common in archosaurs and acquisition of primitive feathers might have occurred early during this phase. After the appearance of Maniraptoromorpha, the next 40 million years marked a continuous reduction of body size and the accumulation of neotenic (juvenile-like) characteristics. Hypercarnivory became increasingly less common while braincases enlarged and forelimbs became longer. The integument evolved into complex, pennaceous feathers.
The oldest known paravian (and probably the earliest avialan) fossils come from the Tiaojishan Formation of China, which has been dated to the late Jurassic period (Oxfordian stage), about 160 million years ago. The avialan species from this time period include Anchiornis huxleyi, Xiaotingia zhengi, and Aurornis xui.
The well-known probable early avialan, Archaeopteryx, dates from slightly later Jurassic rocks (about 155 million years old) from Germany. Many of these early avialans shared unusual anatomical features that may be ancestral to modern birds but were later lost during bird evolution. These features include enlarged claws on the second toe which may have been held clear of the ground in life, and long feathers or "hind wings" covering the hind limbs and feet, which may have been used in aerial maneuvering.
Avialans diversified into a wide variety of forms during the Cretaceous period. Many groups retained primitive characteristics, such as clawed wings and teeth, though the latter were lost independently in a number of avialan groups, including modern birds (Aves). Increasingly stiff tails (especially the outermost half) can be seen in the evolution of maniraptoromorphs, and this process culminated in the appearance of the pygostyle, an ossification of fused tail vertebrae. In the late Cretaceous, about 100 million years ago, the ancestors of all modern birds evolved a more open pelvis, allowing them to lay larger eggs compared to body size. Around 95 million years ago, they evolved a better sense of smell.
A third stage of bird evolution starting with Ornithothoraces (the "bird-chested" avialans) can be associated with the refining of aerodynamics and flight capabilities, and the loss or co-ossification of several skeletal features. Particularly significant are the development of an enlarged, keeled sternum and the alula, and the loss of grasping hands.
Early diversity of bird ancestors
The first large, diverse lineage of short-tailed avialans to evolve were the Enantiornithes, or "opposite birds", so named because the construction of their shoulder bones was in reverse to that of modern birds. Enantiornithes occupied a wide array of ecological niches, from sand-probing shorebirds and fish-eaters to tree-dwelling forms and seed-eaters. While they were the dominant group of avialans during the Cretaceous period, enantiornithes became extinct along with many other dinosaur groups at the end of the Mesozoic era.
Many species of the second major avialan lineage to diversify, the Euornithes (meaning "true birds", because they include the ancestors of modern birds), were semi-aquatic and specialised in eating fish and other small aquatic organisms. Unlike the Enantiornithes, which dominated land-based and arboreal habitats, most early euornithes lacked perching adaptations and likely included shorebird-like species, waders, and swimming and diving species.
The latter included the superficially gull-like Ichthyornis and the Hesperornithiformes, which became so well adapted to hunting fish in marine environments that they lost the ability to fly and became primarily aquatic. The early euornithes also saw the development of many traits associated with modern birds, like strongly keeled breastbones, toothless, beaked portions of their jaws (though most non-avian euornithes retained teeth in other parts of the jaws). Euornithes also included the first avialans to develop true pygostyle and a fully mobile fan of tail feathers, which may have replaced the "hind wing" as the primary mode of aerial maneuverability and braking in flight.
A study on mosaic evolution in the avian skull found that the last common ancestor of all Neornithes might have had a beak similar to that of the modern hook-billed vanga and a skull similar to that of the Eurasian golden oriole. As both species are small aerial and canopy foraging omnivores, a similar ecological niche was inferred for this hypothetical ancestor.
Diversification of modern birds
Most studies agree on a Cretaceous age for the most recent common ancestor of modern birds but estimates range from the Early Cretaceous to the latest Cretaceous. Similarly, there is no agreement on whether most of the early diversification of modern birds occurred in the Cretaceous and associated withe breakup of the supercontinent Gondwana or occurred later and potentially as a consequence of the Cretaceous–Palaeogene extinction event. This disagreement is in part caused by a divergence in the evidence; most molecular dating studies suggests a Cretaceous evolutionary radiation, while fossil evidence points to a Cenozoic radiation (the so-called 'rocks' versus 'clocks' controversy).
The discovery of Vegavis from the Maastrichtian, the last stage of the Late Cretaceous proved that the diversification of modern birds started before the Cenozoic era. The affinities of an earlier fossil, the possible galliform Austinornis lentus, dated to about 85 million years ago, are still too controversial to provide a fossil evidence of modern bird diversification. In 2020, Asteriornis from the Maastrichtian was described, it appears to be a close relative of Galloanserae, the earliest diverging lineage within Neognathae.
Attempts to reconcile molecular and fossil evidence using genomic-scale DNA data and comprehensive fossil information have not resolved the controversy. However, a 2015 estimate that used a new method for calibrating molecular clocks confirmed that while modern birds originated early in the Late Cretaceous, likely in Western Gondwana, a pulse of diversification in all major groups occurred around the Cretaceous–Palaeogene extinction event. Modern birds would have expanded from West Gondwana through two routes. One route was an Antarctic interchange in the Paleogene. The other route was probably via Paleocene land bridges between South American and North America, which allowed for the rapid expansion and diversification of Neornithes into the Holarctic and Paleotropics. On the other hand, the occurrence of Asteriornis in the Northern Hemisphere suggest that Neornithes dispersed out of East Gondwana before the Paleocene.
Classification of bird orders
All modern birds lie within the crown group Aves (alternately Neornithes), which has two subdivisions: the Palaeognathae, which includes the flightless ratites (such as the ostriches) and the weak-flying tinamous, and the extremely diverse Neognathae, containing all other birds. These two subdivisions have variously been given the rank of superorder, cohort, or infraclass. Depending on the taxonomic viewpoint, the number of known living bird species is around 10,906 although other sources may differ in their precise number.
Cladogram of modern bird relationships based on Braun & Kimball (2021)
The classification of birds is a contentious issue. Sibley and Ahlquist's Phylogeny and Classification of Birds (1990) is a landmark work on the subject. Most evidence seems to suggest the assignment of orders is accurate, but scientists disagree about the relationships among the orders themselves; evidence from modern bird anatomy, fossils and DNA have all been brought to bear on the problem, but no strong consensus has emerged. Fossil and molecular evidence from the 2010s is providing an increasingly clear picture of the evolution of modern bird orders.
Genomics
, the genome had been sequenced for only two birds, the chicken and the zebra finch. the genomes of 542 species of birds had been completed. At least one genome has been sequenced from every order.
These include at least one species in about 90% of extant avian families (218 out of 236 families recognised by the Howard and Moore Checklist).
Being able to sequence and compare whole genomes gives researchers many types of information, about genes, the DNA that regulates the genes, and their evolutionary history. This has led to reconsideration of some of the classifications that were based solely on the identification of protein-coding genes. Waterbirds such as pelicans and flamingos, for example, may have in common specific adaptations suited to their environment that were developed independently.
Distribution
Birds live and breed in most terrestrial habitats and on all seven continents, reaching their southern extreme in the snow petrel's breeding colonies up to inland in Antarctica. The highest bird diversity occurs in tropical regions. It was earlier thought that this high diversity was the result of higher speciation rates in the tropics; however studies from the 2000s found higher speciation rates in the high latitudes that were offset by greater extinction rates than in the tropics. Many species migrate annually over great distances and across oceans; several families of birds have adapted to life both on the world's oceans and in them, and some seabird species come ashore only to breed, while some penguins have been recorded diving up to deep.
Many bird species have established breeding populations in areas to which they have been introduced by humans. Some of these introductions have been deliberate; the ring-necked pheasant, for example, has been introduced around the world as a game bird. Others have been accidental, such as the establishment of wild monk parakeets in several North American cities after their escape from captivity. Some species, including cattle egret, yellow-headed caracara and galah, have spread naturally far beyond their original ranges as agricultural expansion created alternative habitats although modern practices of intensive agriculture have negatively impacted farmland bird populations.
Anatomy and physiology
Compared with other vertebrates, birds have a body plan that shows many unusual adaptations, mostly to facilitate flight.
Skeletal system
The skeleton consists of very lightweight bones. They have large air-filled cavities (called pneumatic cavities) which connect with the respiratory system. The skull bones in adults are fused and do not show cranial sutures. The orbital cavities that house the eyeballs are large and separated from each other by a bony septum (partition). The spine has cervical, thoracic, lumbar and caudal regions with the number of cervical (neck) vertebrae highly variable and especially flexible, but movement is reduced in the anterior thoracic vertebrae and absent in the later vertebrae. The last few are fused with the pelvis to form the synsacrum. The ribs are flattened and the sternum is keeled for the attachment of flight muscles except in the flightless bird orders. The forelimbs are modified into wings. The wings are more or less developed depending on the species; the only known groups that lost their wings are the extinct moa and elephant birds.
Excretory system
Like the reptiles, birds are primarily uricotelic, that is, their kidneys extract nitrogenous waste from their bloodstream and excrete it as uric acid, instead of urea or ammonia, through the ureters into the intestine. Birds do not have a urinary bladder or external urethral opening and (with exception of the ostrich) uric acid is excreted along with faeces as a semisolid waste. However, birds such as hummingbirds can be facultatively ammonotelic, excreting most of the nitrogenous wastes as ammonia. They also excrete creatine, rather than creatinine like mammals. This material, as well as the output of the intestines, emerges from the bird's cloaca. The cloaca is a multi-purpose opening: waste is expelled through it, most birds mate by joining cloaca, and females lay eggs from it. In addition, many species of birds regurgitate pellets.
It is a common but not universal feature of altricial passerine nestlings (born helpless, under constant parental care) that instead of excreting directly into the nest, they produce a fecal sac. This is a mucus-covered pouch that allows parents to either dispose of the waste outside the nest or to recycle the waste through their own digestive system.
Reproductive system
Males within Palaeognathae (with the exception of the kiwis), the Anseriformes (with the exception of screamers), and in rudimentary forms in Galliformes (but fully developed in Cracidae) possess a penis, which is never present in Neoaves. The length is thought to be related to sperm competition. For male birds to get an erection, they depend on lymphatic fluid instead of blood. When not copulating, it is hidden within the proctodeum compartment within the cloaca, just inside the vent. Female birds have sperm storage tubules that allow sperm to remain viable long after copulation, a hundred days in some species. Sperm from multiple males may compete through this mechanism. Most female birds have a single ovary and a single oviduct, both on the left side, but there are exceptions: species in at least 16 different orders of birds have two ovaries. Even these species, however, tend to have a single oviduct. It has been speculated that this might be an adaptation to flight, but males have two testes, and it is also observed that the gonads in both sexes decrease dramatically in size outside the breeding season. Also terrestrial birds generally have a single ovary, as does the platypus, an egg-laying mammal. A more likely explanation is that the egg develops a shell while passing through the oviduct over a period of about a day, so that if two eggs were to develop at the same time, there would be a risk to survival. While rare, mostly abortive, parthenogenesis is not unknown in birds and eggs can be diploid, automictic and results in male offspring.
Birds are solely gonochoric. Meaning they have two sexes: either female or male. The sex of birds is determined by the Z and W sex chromosomes, rather than by the X and Y chromosomes present in mammals. Male birds have two Z chromosomes (ZZ), and female birds have a W chromosome and a Z chromosome (WZ). A complex system of disassortative mating with two morphs is involved in the white-throated sparrow Zonotrichia albicollis, where white- and tan-browed morphs of opposite sex pair, making it appear as if four sexes were involved since any individual is compatible with only a fourth of the population.
In nearly all species of birds, an individual's sex is determined at fertilisation. However, one 2007 study claimed to demonstrate temperature-dependent sex determination among the Australian brushturkey, for which higher temperatures during incubation resulted in a higher female-to-male sex ratio. This, however, was later proven to not be the case. These birds do not exhibit temperature-dependent sex determination, but temperature-dependent sex mortality.
Respiratory and circulatory systems
Birds have one of the most complex respiratory systems of all animal groups. Upon inhalation, 75% of the fresh air bypasses the lungs and flows directly into a posterior air sac which extends from the lungs and connects with air spaces in the bones and fills them with air. The other 25% of the air goes directly into the lungs. When the bird exhales, the used air flows out of the lungs and the stored fresh air from the posterior air sac is simultaneously forced into the lungs. Thus, a bird's lungs receive a constant supply of fresh air during both inhalation and exhalation. Sound production is achieved using the syrinx, a muscular chamber incorporating multiple tympanic membranes which diverges from the lower end of the trachea; the trachea being elongated in some species, increasing the volume of vocalisations and the perception of the bird's size.
In birds, the main arteries taking blood away from the heart originate from the right aortic arch (or pharyngeal arch), unlike in the mammals where the left aortic arch forms this part of the aorta. The postcava receives blood from the limbs via the renal portal system. Unlike in mammals, the circulating red blood cells in birds retain their nucleus.
Heart type and features
The avian circulatory system is driven by a four-chambered, myogenic heart contained in a fibrous pericardial sac. This pericardial sac is filled with a serous fluid for lubrication. The heart itself is divided into a right and left half, each with an atrium and ventricle. The atrium and ventricles of each side are separated by atrioventricular valves which prevent back flow from one chamber to the next during contraction. Being myogenic, the heart's pace is maintained by pacemaker cells found in the sinoatrial node, located on the right atrium.
The sinoatrial node uses calcium to cause a depolarising signal transduction pathway from the atrium through right and left atrioventricular bundle which communicates contraction to the ventricles. The avian heart also consists of muscular arches that are made up of thick bundles of muscular layers. Much like a mammalian heart, the avian heart is composed of endocardial, myocardial and epicardial layers. The atrium walls tend to be thinner than the ventricle walls, due to the intense ventricular contraction used to pump oxygenated blood throughout the body. Avian hearts are generally larger than mammalian hearts when compared to body mass. This adaptation allows more blood to be pumped to meet the high metabolic need associated with flight.
Organisation
Birds have a very efficient system for diffusing oxygen into the blood; birds have a ten times greater surface area to gas exchange volume than mammals. As a result, birds have more blood in their capillaries per unit of volume of lung than a mammal. The arteries are composed of thick elastic muscles to withstand the pressure of the ventricular contractions, and become more rigid as they move away from the heart. Blood moves through the arteries, which undergo vasoconstriction, and into arterioles which act as a transportation system to distribute primarily oxygen as well as nutrients to all tissues of the body. As the arterioles move away from the heart and into individual organs and tissues they are further divided to increase surface area and slow blood flow. Blood travels through the arterioles and moves into the capillaries where gas exchange can occur.
Capillaries are organised into capillary beds in tissues; it is here that blood exchanges oxygen for carbon dioxide waste. In the capillary beds, blood flow is slowed to allow maximum diffusion of oxygen into the tissues. Once the blood has become deoxygenated, it travels through venules then veins and back to the heart. Veins, unlike arteries, are thin and rigid as they do not need to withstand extreme pressure. As blood travels through the venules to the veins a funneling occurs called vasodilation bringing blood back to the heart. Once the blood reaches the heart, it moves first into the right atrium, then the right ventricle to be pumped through the lungs for further gas exchange of carbon dioxide waste for oxygen. Oxygenated blood then flows from the lungs through the left atrium to the left ventricle where it is pumped out to the body.
Nervous system
The nervous system is large relative to the bird's size. The most developed part of the brain of birds is the one that controls the flight-related functions, while the cerebellum coordinates movement and the cerebrum controls behaviour patterns, navigation, mating and nest building. Most birds have a poor sense of smell with notable exceptions including kiwis, New World vultures and tubenoses. The avian visual system is usually highly developed. Water birds have special flexible lenses, allowing accommodation for vision in air and water. Some species also have dual fovea. Birds are tetrachromatic, possessing ultraviolet (UV) sensitive cone cells in the eye as well as green, red and blue ones. They also have double cones, likely to mediate achromatic vision.
Many birds show plumage patterns in ultraviolet that are invisible to the human eye; some birds whose sexes appear similar to the naked eye are distinguished by the presence of ultraviolet reflective patches on their feathers. Male blue tits have an ultraviolet reflective crown patch which is displayed in courtship by posturing and raising of their nape feathers. Ultraviolet light is also used in foraging—kestrels have been shown to search for prey by detecting the UV reflective urine trail marks left on the ground by rodents. With the exception of pigeons and a few other species, the eyelids of birds are not used in blinking. Instead the eye is lubricated by the nictitating membrane, a third eyelid that moves horizontally. The nictitating membrane also covers the eye and acts as a contact lens in many aquatic birds. The bird retina has a fan shaped blood supply system called the pecten.
Eyes of most birds are large, not very round and capable of only limited movement in the orbits, typically 10–20°. Birds with eyes on the sides of their heads have a wide visual field, while birds with eyes on the front of their heads, such as owls, have binocular vision and can estimate the depth of field. The avian ear lacks external pinnae but is covered by feathers, although in some birds, such as the Asio, Bubo and Otus owls, these feathers form tufts which resemble ears. The inner ear has a cochlea, but it is not spiral as in mammals.
Defence and intraspecific combat
A few species are able to use chemical defences against predators; some Procellariiformes can eject an unpleasant stomach oil against an aggressor, and some species of pitohuis from New Guinea have a powerful neurotoxin in their skin and feathers.
A lack of field observations limit our knowledge, but intraspecific conflicts are known to sometimes result in injury or death. The screamers (Anhimidae), some jacanas (Jacana, Hydrophasianus), the spur-winged goose (Plectropterus), the torrent duck (Merganetta) and nine species of lapwing (Vanellus) use a sharp spur on the wing as a weapon. The steamer ducks (Tachyeres), geese and swans (Anserinae), the solitaire (Pezophaps), sheathbills (Chionis), some guans (Crax) and stone curlews (Burhinus) use a bony knob on the alular metacarpal to punch and hammer opponents. The jacanas Actophilornis and Irediparra have an expanded, blade-like radius. The extinct Xenicibis was unique in having an elongate forelimb and massive hand which likely functioned in combat or defence as a jointed club or flail. Swans, for instance, may strike with the bony spurs and bite when defending eggs or young.
Feathers, plumage, and scales
Feathers are a feature characteristic of birds (though also present in some dinosaurs not currently considered to be true birds). They facilitate flight, provide insulation that aids in thermoregulation, and are used in display, camouflage, and signalling. There are several types of feathers, each serving its own set of purposes. Feathers are epidermal growths attached to the skin and arise only in specific tracts of skin called pterylae. The distribution pattern of these feather tracts (pterylosis) is used in taxonomy and systematics. The arrangement and appearance of feathers on the body, called plumage, may vary within species by age, social status, and sex.
Plumage is regularly moulted; the standard plumage of a bird that has moulted after breeding is known as the "" plumage, or—in the Humphrey–Parkes terminology—"basic" plumage; breeding plumages or variations of the basic plumage are known under the Humphrey–Parkes system as "" plumages. Moulting is annual in most species, although some may have two moults a year, and large birds of prey may moult only once every few years. Moulting patterns vary across species. In passerines, flight feathers are replaced one at a time with the innermost being the first. When the fifth of sixth primary is replaced, the outermost begin to drop. After the innermost tertiaries are moulted, the starting from the innermost begin to drop and this proceeds to the outer feathers (centrifugal moult). The greater primary are moulted in synchrony with the primary that they overlap.
A small number of species, such as ducks and geese, lose all of their flight feathers at once, temporarily becoming flightless. As a general rule, the tail feathers are moulted and replaced starting with the innermost pair. Centripetal moults of tail feathers are however seen in the Phasianidae. The centrifugal moult is modified in the tail feathers of woodpeckers and treecreepers, in that it begins with the second innermost pair of feathers and finishes with the central pair of feathers so that the bird maintains a functional climbing tail. The general pattern seen in passerines is that the primaries are replaced outward, secondaries inward, and the tail from centre outward. Before nesting, the females of most bird species gain a bare brood patch by losing feathers close to the belly. The skin there is well supplied with blood vessels and helps the bird in incubation.
Feathers require maintenance and birds preen or groom them daily, spending an average of around 9% of their daily time on this. The bill is used to brush away foreign particles and to apply waxy secretions from the uropygial gland; these secretions protect the feathers' flexibility and act as an antimicrobial agent, inhibiting the growth of feather-degrading bacteria. This may be supplemented with the secretions of formic acid from ants, which birds receive through a behaviour known as anting, to remove feather parasites.
The scales of birds are composed of the same keratin as beaks, claws, and spurs. They are found mainly on the toes and metatarsus, but may be found further up on the ankle in some birds. Most bird scales do not overlap significantly, except in the cases of kingfishers and woodpeckers.
The scales of birds are thought to be homologous to those of reptiles and mammals.
Flight
Most birds can fly, which distinguishes them from almost all other vertebrate classes. Flight is the primary means of locomotion for most bird species and is used for searching for food and for escaping from predators. Birds have various adaptations for flight, including a lightweight skeleton, two large flight muscles, the pectoralis (which accounts for 15% of the total mass of the bird) and the supracoracoideus, as well as a modified forelimb (wing) that serves as an aerofoil.
Wing shape and size generally determine a bird's flight style and performance; many birds combine powered, flapping flight with less energy-intensive soaring flight. About 60 extant bird species are flightless, as were many extinct birds. Flightlessness often arises in birds on isolated islands, most likely due to limited resources and the absence of mammalian land predators. Flightlessness is almost exclusively correlated with gigantism due to an island's inherent condition of isolation. Although flightless, penguins use similar musculature and movements to "fly" through the water, as do some flight-capable birds such as auks, shearwaters and dippers.
Behaviour
Most birds are diurnal, but some birds, such as many species of owls and nightjars, are nocturnal or crepuscular (active during twilight hours), and many coastal waders feed when the tides are appropriate, by day or night.
Diet and feeding
are varied and often include nectar, fruit, plants, seeds, carrion, and various small animals, including other birds. The digestive system of birds is unique, with a crop for storage and a gizzard that contains swallowed stones for grinding food to compensate for the lack of teeth. Some species such as pigeons and some psittacine species do not have a gallbladder. Most birds are highly adapted for rapid digestion to aid with flight. Some migratory birds have adapted to use protein stored in many parts of their bodies, including protein from the intestines, as additional energy during migration.
Birds that employ many strategies to obtain food or feed on a variety of food items are called generalists, while others that concentrate time and effort on specific food items or have a single strategy to obtain food are considered specialists. Avian foraging strategies can vary widely by species. Many birds glean for insects, invertebrates, fruit, or seeds. Some hunt insects by suddenly attacking from a branch. Those species that seek pest insects are considered beneficial 'biological control agents' and their presence encouraged in biological pest control programmes. Combined, insectivorous birds eat 400–500 million metric tons of arthropods annually.
Nectar feeders such as hummingbirds, sunbirds, lories, and lorikeets amongst others have specially adapted brushy tongues and in many cases bills designed to fit co-adapted flowers. Kiwis and shorebirds with long bills probe for invertebrates; shorebirds' varied bill lengths and feeding methods result in the separation of ecological niches. Loons, diving ducks, penguins and auks pursue their prey underwater, using their wings or feet for propulsion, while aerial predators such as sulids, kingfishers and terns plunge dive after their prey. Flamingos, three species of prion, and some ducks are filter feeders. Geese and dabbling ducks are primarily grazers.
Some species, including frigatebirds, gulls, and skuas, engage in kleptoparasitism, stealing food items from other birds. Kleptoparasitism is thought to be a supplement to food obtained by hunting, rather than a significant part of any species' diet; a study of great frigatebirds stealing from masked boobies estimated that the frigatebirds stole at most 40% of their food and on average stole only 5%. Other birds are scavengers; some of these, like vultures, are specialised carrion eaters, while others, like gulls, corvids, or other birds of prey, are opportunists.
Water and drinking
Water is needed by many birds although their mode of excretion and lack of sweat glands reduces the physiological demands. Some desert birds can obtain their water needs entirely from moisture in their food. They may also have other adaptations such as allowing their body temperature to rise, saving on moisture loss from evaporative cooling or panting. Seabirds can drink seawater and have salt glands inside the head that eliminate excess salt out of the nostrils.
Most birds scoop water in their beaks and raise their head to let water run down the throat. Some species, especially of arid zones, belonging to the pigeon, finch, mousebird, button-quail and bustard families are capable of sucking up water without the need to tilt back their heads. Some desert birds depend on water sources and sandgrouse are particularly well known for their daily congregations at waterholes. Nesting sandgrouse and many plovers carry water to their young by wetting their belly feathers. Some birds carry water for chicks at the nest in their crop or regurgitate it along with food. The pigeon family, flamingos and penguins have adaptations to produce a nutritive fluid called crop milk that they provide to their chicks.
Feather care
Feathers, being critical to the survival of a bird, require maintenance. Apart from physical wear and tear, feathers face the onslaught of fungi, ectoparasitic feather mites and bird lice. The physical condition of feathers are maintained by often with the application of secretions from the . Birds also bathe in water or dust themselves. While some birds dip into shallow water, more aerial species may make aerial dips into water and arboreal species often make use of dew or rain that collect on leaves. Birds of arid regions make use of loose soil to dust-bathe. A behaviour termed as anting in which the bird encourages ants to run through their plumage is also thought to help them reduce the ectoparasite load in feathers. Many species will spread out their wings and expose them to direct sunlight and this too is thought to help in reducing fungal and ectoparasitic activity that may lead to feather damage.
Migration
Many bird species migrate to take advantage of global differences of seasonal temperatures, therefore optimising availability of food sources and breeding habitat. These migrations vary among the different groups. Many landbirds, shorebirds, and waterbirds undertake annual long-distance migrations, usually triggered by the length of daylight as well as weather conditions. These birds are characterised by a breeding season spent in the temperate or polar regions and a non-breeding season in the tropical regions or opposite hemisphere. Before migration, birds substantially increase body fats and reserves and reduce the size of some of their organs.
Migration is highly demanding energetically, particularly as birds need to cross deserts and oceans without refuelling. Landbirds have a flight range of around and shorebirds can fly up to , although the bar-tailed godwit is capable of non-stop flights of up to . Seabirds also undertake long migrations, the longest annual migration being those of sooty shearwaters, which nest in New Zealand and Chile and spend the northern summer feeding in the North Pacific off Japan, Alaska and California, an annual round trip of . Other seabirds disperse after breeding, travelling widely but having no set migration route. Albatrosses nesting in the Southern Ocean often undertake circumpolar trips between breeding seasons.
Some bird species undertake shorter migrations, travelling only as far as is required to avoid bad weather or obtain food. Irruptive species such as the boreal finches are one such group and can commonly be found at a location in one year and absent the next. This type of migration is normally associated with food availability. Species may also travel shorter distances over part of their range, with individuals from higher latitudes travelling into the existing range of conspecifics; others undertake partial migrations, where only a fraction of the population, usually females and subdominant males, migrates. Partial migration can form a large percentage of the migration behaviour of birds in some regions; in Australia, surveys found that 44% of non-passerine birds and 32% of passerines were partially migratory.
Altitudinal migration is a form of short-distance migration in which birds spend the breeding season at higher altitudes and move to lower ones during suboptimal conditions. It is most often triggered by temperature changes and usually occurs when the normal territories also become inhospitable due to lack of food. Some species may also be nomadic, holding no fixed territory and moving according to weather and food availability. Parrots as a family are overwhelmingly neither migratory nor sedentary but considered to either be dispersive, irruptive, nomadic or undertake small and irregular migrations.
The ability of birds to return to precise locations across vast distances has been known for some time; in an experiment conducted in the 1950s, a Manx shearwater released in Boston in the United States returned to its colony in Skomer, in Wales within 13 days, a distance of . Birds navigate during migration using a variety of methods. For diurnal migrants, the sun is used to navigate by day, and a stellar compass is used at night. Birds that use the sun compensate for the changing position of the sun during the day by the use of an internal clock. Orientation with the stellar compass depends on the position of the constellations surrounding Polaris. These are backed up in some species by their ability to sense the Earth's geomagnetism through specialised photoreceptors.
Communication
Birds communicate primarily using visual and auditory signals. Signals can be interspecific (between species) and intraspecific (within species).
Birds sometimes use plumage to assess and assert social dominance, to display breeding condition in sexually selected species, or to make threatening displays, as in the sunbittern's mimicry of a large predator to ward off hawks and protect young chicks.
Visual communication among birds may also involve ritualised displays, which have developed from non-signalling actions such as preening, the adjustments of feather position, pecking, or other behaviour. These displays may signal aggression or submission or may contribute to the formation of pair-bonds. The most elaborate displays occur during courtship, where "dances" are often formed from complex combinations of many possible component movements; males' breeding success may depend on the quality of such displays.
Bird calls and songs, which are produced in the syrinx, are the major means by which birds communicate with sound. This communication can be very complex; some species can operate the two sides of the syrinx independently, allowing the simultaneous production of two different songs.
Calls are used for a variety of purposes, including mate attraction, evaluation of potential mates, bond formation, the claiming and maintenance of territories, the identification of other individuals (such as when parents look for chicks in colonies or when mates reunite at the start of breeding season), and the warning of other birds of potential predators, sometimes with specific information about the nature of the threat. Some birds also use mechanical sounds for auditory communication. The Coenocorypha snipes of New Zealand drive air through their feathers, woodpeckers drum for long-distance communication, and palm cockatoos use tools to drum.
Flocking and other associations
While some birds are essentially territorial or live in small family groups, other birds may form large flocks. The principal benefits of flocking are safety in numbers and increased foraging efficiency. Defence against predators is particularly important in closed habitats like forests, where ambush predation is common and multiple eyes can provide a valuable early warning system. This has led to the development of many mixed-species feeding flocks, which are usually composed of small numbers of many species; these flocks provide safety in numbers but increase potential competition for resources. Costs of flocking include bullying of socially subordinate birds by more dominant birds and the reduction of feeding efficiency in certain cases.
Birds sometimes also form associations with non-avian species. Plunge-diving seabirds associate with dolphins and tuna, which push shoaling fish towards the surface. Some species of hornbills have a mutualistic relationship with dwarf mongooses, in which they forage together and warn each other of nearby birds of prey and other predators.
Resting and roosting
The high metabolic rates of birds during the active part of the day is supplemented by rest at other times. Sleeping birds often use a type of sleep known as vigilant sleep, where periods of rest are interspersed with quick eye-opening "peeks", allowing them to be sensitive to disturbances and enable rapid escape from threats. Swifts are believed to be able to sleep in flight and radar observations suggest that they orient themselves to face the wind in their roosting flight. It has been suggested that there may be certain kinds of sleep which are possible even when in flight.
Some birds have also demonstrated the capacity to fall into slow-wave sleep one hemisphere of the brain at a time. The birds tend to exercise this ability depending upon its position relative to the outside of the flock. This may allow the eye opposite the sleeping hemisphere to remain vigilant for predators by viewing the outer margins of the flock. This adaptation is also known from marine mammals. Communal roosting is common because it lowers the loss of body heat and decreases the risks associated with predators. Roosting sites are often chosen with regard to thermoregulation and safety. Unusual mobile roost sites include large herbivores on the African savanna that are used by oxpeckers.
Many sleeping birds bend their heads over their backs and tuck their bills in their back feathers, although others place their beaks among their breast feathers. Many birds rest on one leg, while some may pull up their legs into their feathers, especially in cold weather. Perching birds have a tendon-locking mechanism that helps them hold on to the perch when they are asleep. Many ground birds, such as quails and pheasants, roost in trees. A few parrots of the genus Loriculus roost hanging upside down. Some hummingbirds go into a nightly state of torpor accompanied with a reduction of their metabolic rates. This physiological adaptation shows in nearly a hundred other species, including owlet-nightjars, nightjars, and woodswallows. One species, the common poorwill, even enters a state of hibernation. Birds do not have sweat glands, but can lose water directly through the skin, and they may cool themselves by moving to shade, standing in water, panting, increasing their surface area, fluttering their throat or using special behaviours like urohidrosis to cool themselves.
Breeding
Social systems
Ninety-five per cent of bird species are socially monogamous. These species pair for at least the length of the breeding season or—in some cases—for several years or until the death of one mate. Monogamy allows for both paternal care and biparental care, which is especially important for species in which care from both the female and the male parent is required in order to successfully rear a brood. Among many socially monogamous species, extra-pair copulation (infidelity) is common. Such behaviour typically occurs between dominant males and females paired with subordinate males, but may also be the result of forced copulation in ducks and other anatids.
For females, possible benefits of extra-pair copulation include getting better genes for her offspring and insuring against the possibility of infertility in her mate. Males of species that engage in extra-pair copulations will closely guard their mates to ensure the parentage of the offspring that they raise.
Other mating systems, including polygyny, polyandry, polygamy, polygynandry, and promiscuity, also occur. Polygamous breeding systems arise when females are able to raise broods without the help of males. Mating systems vary across bird families but variations within species are thought to be driven by environmental conditions.
Breeding usually involves some form of courtship display, typically performed by the male. Most displays are rather simple and involve some type of song. Some displays, however, are quite elaborate. Depending on the species, these may include wing or tail drumming, dancing, aerial flights, or communal lekking. Females are generally the ones that drive partner selection, although in the polyandrous phalaropes, this is reversed: plainer males choose brightly coloured females. Courtship feeding, billing and are commonly performed between partners, generally after the birds have paired and mated.
Homosexual behaviour has been observed in males or females in numerous species of birds, including copulation, pair-bonding, and joint parenting of chicks. Over 130 avian species around the world engage in sexual interactions between the same sex or homosexual behaviours. "Same-sex courtship activities may involve elaborate displays, synchronized dances, gift-giving ceremonies, or behaviors at specific display areas including bowers, arenas, or leks."
Territories, nesting and incubation
Many birds actively defend a territory from others of the same species during the breeding season; maintenance of territories protects the food source for their chicks. Species that are unable to defend feeding territories, such as seabirds and swifts, often breed in colonies instead; this is thought to offer protection from predators. Colonial breeders defend small nesting sites, and competition between and within species for nesting sites can be intense.
All birds lay amniotic eggs with hard shells made mostly of calcium carbonate. Hole and burrow nesting species tend to lay white or pale eggs, while open nesters lay camouflaged eggs. There are many exceptions to this pattern, however; the ground-nesting nightjars have pale eggs, and camouflage is instead provided by their plumage. Species that are victims of brood parasites have varying egg colours to improve the chances of spotting a parasite's egg, which forces female parasites to match their eggs to those of their hosts.
Bird eggs are usually laid in a nest. Most species create somewhat elaborate nests, which can be cups, domes, plates, mounds, or burrows. Some bird nests can be a simple scrape, with minimal or no lining; most seabird and wader nests are no more than a scrape on the ground. Most birds build nests in sheltered, hidden areas to avoid predation, but large or colonial birds—which are more capable of defence—may build more open nests. During nest construction, some species seek out plant matter from plants with parasite-reducing toxins to improve chick survival, and feathers are often used for nest insulation. Some bird species have no nests; the cliff-nesting common guillemot lays its eggs on bare rock, and male emperor penguins keep eggs between their body and feet. The absence of nests is especially prevalent in open habitat ground-nesting species where any addition of nest material would make the nest more conspicuous. Many ground nesting birds lay a clutch of eggs that hatch synchronously, with precocial chicks led away from the nests (nidifugous) by their parents soon after hatching.
Incubation, which regulates temperature for chick development, usually begins after the last egg has been laid. In monogamous species incubation duties are often shared, whereas in polygamous species one parent is wholly responsible for incubation. Warmth from parents passes to the eggs through brood patches, areas of bare skin on the abdomen or breast of the incubating birds. Incubation can be an energetically demanding process; adult albatrosses, for instance, lose as much as of body weight per day of incubation. The warmth for the incubation of the eggs of megapodes comes from the sun, decaying vegetation or volcanic sources. Incubation periods range from 10 days (in woodpeckers, cuckoos and passerine birds) to over 80 days (in albatrosses and kiwis).
The diversity of characteristics of birds is great, sometimes even in closely related species. Several avian characteristics are compared in the table below.
Parental care and fledging
At the time of their hatching, chicks range in development from helpless to independent, depending on their species. Helpless chicks are termed altricial, and tend to be born small, blind, immobile and naked; chicks that are mobile and feathered upon hatching are termed precocial. Altricial chicks need help thermoregulating and must be brooded for longer than precocial chicks. The young of many bird species do not precisely fit into either the precocial or altricial category, having some aspects of each and thus fall somewhere on an "altricial-precocial spectrum". Chicks at neither extreme but favouring one or the other may be termed or .
The length and nature of parental care varies widely amongst different orders and species. At one extreme, parental care in megapodes ends at hatching; the newly hatched chick digs itself out of the nest mound without parental assistance and can fend for itself immediately. At the other extreme, many seabirds have extended periods of parental care, the longest being that of the great frigatebird, whose chicks take up to six months to fledge and are fed by the parents for up to an additional 14 months. The chick guard stage describes the period of breeding during which one of the adult birds is permanently present at the nest after chicks have hatched. The main purpose of the guard stage is to aid offspring to thermoregulate and protect them from predation.
In some species, both parents care for nestlings and fledglings; in others, such care is the responsibility of only one sex. In some species, other members of the same species—usually close relatives of the breeding pair, such as offspring from previous broods—will help with the raising of the young. Such alloparenting is particularly common among the Corvida, which includes such birds as the true crows, Australian magpie and fairy-wrens, but has been observed in species as different as the rifleman and red kite. Among most groups of animals, male parental care is rare. In birds, however, it is quite common—more so than in any other vertebrate class. Although territory and nest site defence, incubation, and chick feeding are often shared tasks, there is sometimes a division of labour in which one mate undertakes all or most of a particular duty.
The point at which chicks fledge varies dramatically. The chicks of the Synthliboramphus murrelets, like the ancient murrelet, leave the nest the night after they hatch, following their parents out to sea, where they are raised away from terrestrial predators. Some other species, such as ducks, move their chicks away from the nest at an early age. In most species, chicks leave the nest just before, or soon after, they are able to fly. The amount of parental care after fledging varies; albatross chicks leave the nest on their own and receive no further help, while other species continue some supplementary feeding after fledging. Chicks may also follow their parents during their first migration.
Brood parasites
Brood parasitism, in which an egg-layer leaves her eggs with another individual's brood, is more common among birds than any other type of organism. After a parasitic bird lays her eggs in another bird's nest, they are often accepted and raised by the host at the expense of the host's own brood. Brood parasites may be either obligate brood parasites, which must lay their eggs in the nests of other species because they are incapable of raising their own young, or non-obligate brood parasites, which sometimes lay eggs in the nests of conspecifics to increase their reproductive output even though they could have raised their own young. One hundred bird species, including honeyguides, icterids, and ducks, are obligate parasites, though the most famous are the cuckoos. Some brood parasites are adapted to hatch before their host's young, which allows them to destroy the host's eggs by pushing them out of the nest or to kill the host's chicks; this ensures that all food brought to the nest will be fed to the parasitic chicks.
Sexual selection
Birds have evolved a variety of mating behaviours, with the peacock tail being perhaps the most famous example of sexual selection and the Fisherian runaway. Commonly occurring sexual dimorphisms such as size and colour differences are energetically costly attributes that signal competitive breeding situations. Many types of avian sexual selection have been identified; intersexual selection, also known as female choice; and intrasexual competition, where individuals of the more abundant sex compete with each other for the privilege to mate. Sexually selected traits often evolve to become more pronounced in competitive breeding situations until the trait begins to limit the individual's fitness. Conflicts between an individual fitness and signalling adaptations ensure that sexually selected ornaments such as plumage colouration and courtship behaviour are "honest" traits. Signals must be costly to ensure that only good-quality individuals can present these exaggerated sexual ornaments and behaviours.
Inbreeding depression
Inbreeding causes early death (inbreeding depression) in the zebra finch Taeniopygia guttata. Embryo survival (that is, hatching success of fertile eggs) was significantly lower for sib-sib mating pairs than for unrelated pairs.
Darwin's finch Geospiza scandens experiences inbreeding depression (reduced survival of offspring) and the magnitude of this effect is influenced by environmental conditions such as low food availability.
Inbreeding avoidance
Incestuous matings by the purple-crowned fairy wren Malurus coronatus result in severe fitness costs due to inbreeding depression (greater than 30% reduction in hatchability of eggs). Females paired with related males may undertake extra pair matings (see Promiscuity#Other animals for 90% frequency in avian species) that can reduce the negative effects of inbreeding. However, there are ecological and demographic constraints on extra pair matings. Nevertheless, 43% of broods produced by incestuously paired females contained extra pair young.
Inbreeding depression occurs in the great tit (Parus major) when the offspring produced as a result of a mating between close relatives show reduced fitness. In natural populations of Parus major, inbreeding is avoided by dispersal of individuals from their birthplace, which reduces the chance of mating with a close relative.
Southern pied babblers Turdoides bicolor appear to avoid inbreeding in two ways. The first is through dispersal, and the second is by avoiding familiar group members as mates.
Cooperative breeding in birds typically occurs when offspring, usually males, delay dispersal from their natal group in order to remain with the family to help rear younger kin. Female offspring rarely stay at home, dispersing over distances that allow them to breed independently, or to join unrelated groups. In general, inbreeding is avoided because it leads to a reduction in progeny fitness (inbreeding depression) due largely to the homozygous expression of deleterious recessive alleles. Cross-fertilisation between unrelated individuals ordinarily leads to the masking of deleterious recessive alleles in progeny.
Ecology
Birds occupy a wide range of ecological positions. While some birds are generalists, others are highly specialised in their habitat or food requirements. Even within a single habitat, such as a forest, the niches occupied by different species of birds vary, with some species feeding in the forest canopy, others beneath the canopy, and still others on the forest floor. Forest birds may be insectivores, frugivores, or nectarivores. Aquatic birds generally feed by fishing, plant eating, and piracy or kleptoparasitism. Many grassland birds are granivores. Birds of prey specialise in hunting mammals or other birds, while vultures are specialised scavengers. Birds are also preyed upon by a range of mammals including a few avivorous bats. A wide range of endo- and ectoparasites depend on birds and some parasites that are transmitted from parent to young have co-evolved and show host-specificity.
Some nectar-feeding birds are important pollinators, and many frugivores play a key role in seed dispersal. Plants and pollinating birds often coevolve, and in some cases a flower's primary pollinator is the only species capable of reaching its nectar.
Birds are often important to island ecology. Birds have frequently reached islands that mammals have not; on those islands, birds may fulfil ecological roles typically played by larger animals. For example, in New Zealand nine species of moa were important browsers, as are the kererū and kokako today. Today the plants of New Zealand retain the defensive adaptations evolved to protect them from the extinct moa.
Many birds act as ecosystem engineers through the construction of nests, which provide important microhabitats and food for hundreds of species of invertebrates. Nesting seabirds may affect the ecology of islands and surrounding seas, principally through the concentration of large quantities of guano, which may enrich the local soil and the surrounding seas.
A wide variety of avian ecology field methods, including counts, nest monitoring, and capturing and marking, are used for researching avian ecology.
Relationship with humans
Since birds are highly visible and common animals, humans have had a relationship with them since the dawn of man. Sometimes, these relationships are mutualistic, like the cooperative honey-gathering among honeyguides and African peoples such as the Borana. Other times, they may be commensal, as when species such as the house sparrow have benefited from human activities. Several bird species have become commercially significant agricultural pests, and some pose an aviation hazard. Human activities can also be detrimental, and have threatened numerous bird species with extinction (hunting, avian lead poisoning, pesticides, roadkill, wind turbine kills and predation by pet cats and dogs are common causes of death for birds).
Birds can act as vectors for spreading diseases such as psittacosis, salmonellosis, campylobacteriosis, mycobacteriosis (avian tuberculosis), avian influenza (bird flu), giardiasis, and cryptosporidiosis over long distances. Some of these are zoonotic diseases that can also be transmitted to humans.
Economic importance
Domesticated birds raised for meat and eggs, called poultry, are the largest source of animal protein eaten by humans; in 2003, tons of poultry and tons of eggs were produced worldwide. Chickens account for much of human poultry consumption, though domesticated turkeys, ducks, and geese are also relatively common. Many species of birds are also hunted for meat. Bird hunting is primarily a recreational activity except in extremely undeveloped areas. The most important birds hunted in North and South America are waterfowl; other widely hunted birds include pheasants, wild turkeys, quail, doves, partridge, grouse, snipe, and woodcock. Muttonbirding is also popular in Australia and New Zealand. Although some hunting, such as that of muttonbirds, may be sustainable, hunting has led to the extinction or endangerment of dozens of species.
Other commercially valuable products from birds include feathers (especially the down of geese and ducks), which are used as insulation in clothing and bedding, and seabird faeces (guano), which is a valuable source of phosphorus and nitrogen. The War of the Pacific, sometimes called the Guano War, was fought in part over the control of guano deposits.
Birds have been domesticated by humans both as pets and for practical purposes. Colourful birds, such as parrots and mynas, are bred in captivity or kept as pets, a practice that has led to the illegal trafficking of some endangered species. Falcons and cormorants have long been used for hunting and fishing, respectively. Messenger pigeons, used since at least 1 AD, remained important as recently as World War II. Today, such activities are more common either as hobbies, for entertainment and tourism,
Amateur bird enthusiasts (called birdwatchers, twitchers or, more commonly, birders) number in the millions. Many homeowners erect bird feeders near their homes to attract various species. Bird feeding has grown into a multimillion-dollar industry; for example, an estimated 75% of households in Britain provide food for birds at some point during the winter.
In religion and mythology
Birds play prominent and diverse roles in religion and mythology.
In religion, birds may serve as either messengers or priests and leaders for a deity, such as in the Cult of Makemake, in which the Tangata manu of Easter Island served as chiefs or as attendants, as in the case of Hugin and Munin, the two common ravens who whispered news into the ears of the Norse god Odin. In several civilisations of ancient Italy, particularly Etruscan and Roman religion, priests were involved in augury, or interpreting the words of birds while the "auspex" (from which the word "auspicious" is derived) watched their activities to foretell events.
They may also serve as religious symbols, as when Jonah (, dove) embodied the fright, passivity, mourning, and beauty traditionally associated with doves. Birds have themselves been deified, as in the case of the common peacock, which is perceived as Mother Earth by the people of southern India. In the ancient world, doves were used as symbols of the Mesopotamian goddess Inanna (later known as Ishtar), the Canaanite mother goddess Asherah, and the Greek goddess Aphrodite. In ancient Greece, Athena, the goddess of wisdom and patron deity of the city of Athens, had a little owl as her symbol. In religious images preserved from the Inca and Tiwanaku empires, birds are depicted in the process of transgressing boundaries between earthly and underground spiritual realms. Indigenous peoples of the central Andes maintain legends of birds passing to and from metaphysical worlds.
In culture and folklore
Birds have featured in culture and art since prehistoric times, when they were represented in early cave painting and carvings. Some birds have been perceived as monsters, including the mythological Roc and the Māori's legendary , a giant bird capable of snatching humans. Birds were later used as symbols of power, as in the magnificent Peacock Throne of the Mughal and Persian emperors. With the advent of scientific interest in birds, many paintings of birds were commissioned for books.
Among the most famous of these bird artists was John James Audubon, whose paintings of North American birds were a great commercial success in Europe and who later lent his name to the National Audubon Society. Birds are also important figures in poetry; for example, Homer incorporated nightingales into his Odyssey, and Catullus used a sparrow as an erotic symbol in his Catullus 2. The relationship between an albatross and a sailor is the central theme of Samuel Taylor Coleridge's The Rime of the Ancient Mariner, which led to the use of the term as a metaphor for a 'burden'. Other English metaphors derive from birds; vulture funds and vulture investors, for instance, take their name from the scavenging vulture. Aircraft, particularly military aircraft, are frequently named after birds. The predatory nature of raptors make them popular choices for fighter aircraft such as the F-16 Fighting Falcon and the Harrier Jump Jet, while the names of seabirds may be chosen for aircraft primarily used by naval forces such as the HU-16 Albatross and the V-22 Osprey.
Perceptions of bird species vary across cultures. Owls are associated with bad luck, witchcraft, and death in parts of Africa, but are regarded as wise across much of Europe. Hoopoes were considered sacred in Ancient Egypt and symbols of virtue in Persia, but were thought of as thieves across much of Europe and harbingers of war in Scandinavia. In heraldry, birds, especially eagles, often appear in coats of arms In vexillology, birds are a popular choice on flags. Birds feature in the flag designs of 17 countries and numerous subnational entities and territories. Birds are used by nations to symbolize a country's identity and heritage, with 91 countries officially recognizing a national bird. Birds of prey are highly represented, though some nations have chosen other species of birds with parrots being popular among smaller, tropical nations.
In music
In music, birdsong has influenced composers and musicians in several ways: they can be inspired by birdsong; they can intentionally imitate bird song in a composition, as Vivaldi, Messiaen, and Beethoven did, along with many later composers; they can incorporate recordings of birds into their works, as Ottorino Respighi first did; or like Beatrice Harrison and David Rothenberg, they can duet with birds.
A 2023 archaeological excavation of a 10000-year-old site in Israel yielded hollow wing bones of coots and ducks with perforations made on the side that are thought to have allowed them to be used as flutes or whistles possibly used by Natufian people to lure birds of prey.
Conservation
Although human activities have allowed the expansion of a few species, such as the barn swallow and European starling, they have caused population decreases or extinction in many other species. Over a hundred bird species have gone extinct in historical times, although the most dramatic human-caused avian extinctions, eradicating an estimated 750–1800 species, occurred during the human colonisation of Melanesian, Polynesian, and Micronesian islands. Many bird populations are declining worldwide, with 1,227 species listed as threatened by BirdLife International and the IUCN in 2009.
The most commonly cited human threat to birds is habitat loss. Other threats include overhunting, accidental mortality due to collisions with buildings or vehicles, long-line fishing bycatch, pollution (including oil spills and pesticide use), competition and predation from nonnative invasive species, and climate change.
Governments and conservation groups work to protect birds, either by passing laws that preserve and restore bird habitat or by establishing captive populations for reintroductions. Such projects have produced some successes; one study estimated that conservation efforts saved 16 species of bird that would otherwise have gone extinct between 1994 and 2004, including the California condor and Norfolk parakeet.
See also
Animal track
Avian sleep
Bat
Climate change and birds
Glossary of bird terms
List of individual birds
Ornithology
Paleocene dinosaurs
References
Further reading
All the Birds of the World, Lynx Edicions, 2020.
Del Hoyo, Josep; Elliott, Andrew; Sargatal, Jordi (eds.). Handbook of the Birds of the World (17-volume encyclopaedia), Lynx Edicions, Barcelona, 1992–2010. (Vol. 1: Ostrich to Ducks: , etc.).
Lederer, Roger; Carol Burr (2014). Latein für Vogelbeobachter: über 3000 ornithologische Begriffe erklärt und erforscht, aus dem Englischen übersetzt von Susanne Kuhlmannn-Krieg, Verlag DuMont, Köln, .
National Geographic Field Guide to Birds of North America, National Geographic, 7th edition, 2017.
National Audubon Society Field Guide to North American Birds: Eastern Region, National Audubon Society, Knopf.
National Audubon Society Field Guide to North American Birds: Western Region, National Audubon Society, Knopf.
Svensson, Lars (2010). Birds of Europe, Princeton University Press, second edition.
Svensson, Lars (2010). Collins Bird Guide: The Most Complete Guide to the Birds of Britain and Europe, Collins, 2nd edition.
External links
Birdlife International – Dedicated to bird conservation worldwide; has a database with about 250,000 records on endangered bird species.
Bird biogeography
Birds and Science from the National Audubon Society
Cornell Lab of Ornithology
Essays on bird biology
North American Birds for Kids
Ornithology
Sora – Searchable online research archive; Archives of the following ornithological journals The Auk, Condor, Journal of Field Ornithology''', North American Bird Bander, Studies in Avian Biology, Pacific Coast Avifauna, and the Wilson Bulletin''.
The Internet Bird Collection – A free library of videos of the world's birds
The Institute for Bird Populations, California
List of field guides to birds, from the International Field Guides database
RSPB bird identifier – Interactive identification of all UK birds
Are Birds Really Dinosaurs? — University of California Museum of Paleontology.
Animal classes
Dinosaurs
Extant Late Cretaceous first appearances
Feathered dinosaurs
Santonian first appearances
Taxa named by Carl Linnaeus |
3411 | https://en.wikipedia.org/wiki/...Baby%20One%20More%20Time%20%28album%29 | ...Baby One More Time (album) | ...Baby One More Time is the debut studio album by American singer Britney Spears. It was released on January 12, 1999, by Jive Records. Spears had been a child performer on The All-New Mickey Mouse Club from 1993 to 1994, and was looking to expand her career as a teen singer. After being turned away by several record companies, Spears signed with Jive for a multi-album deal in 1997. She travelled to Sweden to collaborate with producers Max Martin and Rami Yacoub, who had been writing songs with producer Denniz Pop and others, for ...Baby One More Time. Their collaboration created a pop, bubblegum pop, dance-pop, and teen pop record, with Spears later saying that she felt excited when she heard it and knew it was going to be a hit record. The album was completed in June 1998.
Upon its release, ...Baby One More Time garnered mixed reviews from music critics, with many praising its commercial appeal but deeming it silly and premature. Despite its initial mixed reception, it helped Spears receive a nomination for Best New Artist at the 42nd Annual Grammy Awards (2000). Retrospectively, it has been hailed for its major impact on pop culture, citing it as one of the most influential pop records of all time. A massive global commercial success, it made Spears the fifth artist under the age of 18 to top the US Billboard 200. It has been certified 14× platinum (diamond) by the Recording Industry Association of America (RIAA). Spears's best-selling album, it has sold over 25 million copies worldwide, making it one of the best-selling albums of all time, as well as the best-selling debut album by a female artist.
...Baby One More Time produced five singles. The lead single, "...Baby One More Time", brought Spears tremendous global success, reaching number one in most countries it charted in and becoming one of the best-selling physical singles of all time. In 2020, it was named the greatest debut single of all time by Rolling Stone. Subsequent singles "Sometimes" and "Born to Make You Happy" peaked within the top ten in most international countries while "(You Drive Me) Crazy" became Spears's second US Billboard Hot 100 top-ten hit. Spears heavily promoted the album through interviews and televised performances. Furthermore, she embarked on her first headlining concert tour, entitled ...Baby One More Time Tour (1999) and later continued with (You Drive Me) Crazy Tour (2000).
Recording and production
In June 1997, Spears was in talks with then-manager Lou Pearlman to join the female pop group Innosense. Her mother, Lynne Spears, asked family friend and entertainment lawyer Larry Rudolph for his opinion and submitted a tape of Spears singing over a Whitney Houston karaoke song along with some pictures. Rudolph decided to pitch her to record labels, which required a professional demo. He sent Spears an unused song from Toni Braxton; she rehearsed for a week and recorded in a studio with an audio engineer. Spears traveled from her hometown Kentwood, Louisiana, to New York City with the demo and met executives from four labels, returning to Kentwood the same day. Three rejected her, arguing audiences wanted pop bands such as the Backstreet Boys and the Spice Girls, and "there wasn't going to be another Madonna, another Debbie Gibson or another Tiffany." Two weeks later, executives from Jive Records returned calls to Rudolph. Jive's senior vice president of A&R Jeff Fenster stated: "It's very rare to hear someone that age who can deliver emotional content and commercial appeal. [...] For any artist, the motivation—the 'eye of the tiger'—is extremely important. And Britney had that."
Jive soon appointed Britney to work with producer Eric Foster White for a month, who reportedly shaped her voice from "lower and less poppy" delivery to "distinctively, unmistakably Britney." One of the first songs Spears recorded with Foster White was "From the Bottom of My Broken Heart", which was released as the album's 4th single. Foster White also produced "Autumn Goodbye", which was the B-side to Spears' debut single "...Baby One More Time". During the same session for "Autumn Goodbye", Spears and Foster White also worked on a song called "Love Is On", which ultimately did not make the album and was later given to Sharon Cuneta. Spears recorded a lot of material with Eric Foster White, such as "Autumn Goodbye", "E-Mail My Heart", "From the Bottom of My Broken Heart", "I'm So Curious", "I Will Still Love You", "Way It Is Loving You", "I'll Be There For You", "Soda Pop", "Thinkin' About You", "Nothing Less Than Real", "Wishing on a Falling Star" and a cover of "You Got It All" by the Jets. She also recorded a cover of Sonny & Cher's 1967 single "The Beat Goes On". White was responsible for the vocal recording and song production, while additional production was handled by English electronic music group All Seeing I. After hearing the material, Jive Records president Clive Calder ordered a full studio album.
Spears flew to Cheiron Studios in Stockholm, where half of ...Baby One More Time was recorded from May 1998, with producers Max Martin and Rami Yacoub, and contributions from others, including songwriting from Denniz Pop, who was too ill to attend any recording sessions. Martin showed Spears and her management a track titled "Hit Me Baby One More Time", originally written for American group TLC, who had rejected it. Spears later said that she felt excited when she heard it and knew it was going to be a hit. "We at Jive said, 'This is a fuckin' smash, revealed the label's A&R executive, Steven Lunt; however, other executives were concerned that the line "Hit Me" would condone domestic violence, and later revised it to "...Baby One More Time". Spears revealed that she "didn't do well at all the first day in the studio [recording the song], I was just too nervous. So I went out that night and had some fun. The next day I was completely relaxed and nailed it. You gotta be relaxed singing '... Baby One More Time'." By June 1998, the album had been completed.
Music and lyrics
Spears originally envisioned "Sheryl Crow music, but younger – more adult contemporary" for ...Baby One More Time, but acquiesced to the wishes of her label, since "It made more sense to go pop, because I can dance to it—it's more me." The album opens with its lead single, "...Baby One More Time", a teen pop and dance-pop song beginning with a three-note motif in the bass range of the piano. Its opening was compared to many other songs, such as "We Will Rock You" (1977), "Start Me Up" (1981), "These Words" (2004) and the theme song of the film Jaws due to the fact the track "makes its presence known in exactly one second". According to Blender, "...Baby One More Time" is composed of "wah-wah guitar lines and EKG-machine bass-slaps". Claudia Mitchell and Jacqueline Reid-Walsh, authors of Girl Culture: Studying Girl Culture: A Readers' Guide (2008), observed that the lyrics of the song "gesture toward [Spears] longing for the return of an ex-boyfriend." "(You Drive Me) Crazy" runs through a moderately slow dance beat, and has an R&B melody mixed with edgy synthesized instrumentals. "Sometimes" is a ballad, which Spears begins with the lines "You tell me you're in love with me / That you can't take your pretty eyes away from me / It's not that I don't wanna stay / But every time you come too close I move away". Stephen Thomas Erlewine of AllMusic noted the song has "a catchy hook and endearing melody, with a reminiscent euro-dance rhythm."
"Soda Pop" draws influences from bubblegum pop and dancehall, and features background vocals from co-writer Mikey Bassie. Spears' vocals on the fifth track, "Born to Make You Happy" span more than an octave. Its lyrics allude to a relationship that a woman desires to repair, not quite understanding what went wrong, as she comes to realize that "I don't know how to live without your love / I was born to make you happy". "From the Bottom of My Broken Heart" is a sentimental slow-tempo teen pop ballad. "I Will Be There" is a pop rock song featuring a guitar riff similar to Natalie Imbruglia's "Torn" (1997), with a "rousing chorus about standing by your man (or a best friend or a house pet)", as noted by Kyle Anderson of MTV. "E-Mail My Heart" is a sensitive piano ballad on which Spears sings: "E-mail me back / And say our love will stay alive". The cover of Sonny & Cher's 1967 single "The Beat Goes On" is influenced by bossa nova and trip hop, and features a sound similar to spy film themes. Among the bonus tracks included on select editions of the album is a cover of J'Son's 1996 song "I'll Never Stop Loving You".
Release and promotion
Promotion for ...Baby One More Time began in May 1998, when Spears performed "...Baby One More Time", "Sometimes" and "You Got It All" at the Singapore Jazz Festival. Subsequently, she embarked on the L'Oréal-sponsored promotional tour titled L'Oreal Hair Zone Mall Tour, visiting malls and food courts across North America from June to August. In December, "...Baby One More Time" first showed up on MTV's and The Box's most-requested video charts. In the United States, ...Baby One More Time was originally set for an October 1998 release, but was pushed back to January 12, 1999, due to marketing issues, with its international release occurring within the following three months. Spears had appeared on Ricki Lake, The Howie Mandel Show, and was a presenter at the 1999 American Music Awards prior to the release. However, after hurting her knee in February, she rescheduled appearances on several shows, such as The Tonight Show with Jay Leno and Live with Regis and Kathie Lee. Additionally, she appeared on MTV Spring Break and on the hundredth episode of Nickelodeon's All That. After recovering, Spears embarked on another promotional schedule, appearing at the 1999 Kids' Choice Awards on May 1, Live with Regis and Kathie Lee on May 3, MTV's FANatic on May 12, and The Rosie O'Donnell Show on May 25.
Outside the US, Spears visited the German shows Wetten, dass..? and Top of the Pops on June 25. She also went to the United Kingdom, making appearances on programmes such as This Morning, CD:UK and National Lottery. Spears visited the music variety show Hey! Hey! Hey! Music Champ in Japan, and performed at the Festival Bar in Italy. Spears was also featured on an episode of the ABC sitcom Sabrina, the Teenage Witch, in which she played herself. According to People, Spears was returning a favor to actress Melissa Joan Hart, who played a cameo role in Spears' music video for "(You Drive Me) Crazy". The episode aired on September 24. The same month, Spears performed on The Rosie O'Donnell Show on September 27, and visited Carson Daly on MTV's Total Request Live the following day. Spears also performed live with Joey McIntyre in the Disney Channel taped concert event titled Britney Spears & Joey McIntyre in Concert. In November, Spears performed "...Baby One More Time" and "(You Drive Me) Crazy" at the 1999 MTV Europe Music Awards. Promotion for the album continued in early 2000, when Spears performed at the 2000 American Music Awards, and also performed "From the Bottom of My Broken Heart" in a medley with "...Baby One More Time" at the 42nd Annual Grammy Awards.
On March 5, 1999, it was reported that Spears was planning her first headlining tour. She announced that the tour would start in July. On May 12, Tommy Hilfiger was announced as the main tour sponsor, as Spears was being featured in the company's "AllStars" campaign at the time. On December 17, during the premiere of the music video of "From the Bottom of My Broken Heart" on Total Request Live, Spears called the show to announce the March 2000 US tour dates. The extension, entitled (You Drive Me) Crazy Tour, was considered a prelude to her future world tour, Oops!... I Did It Again Tour. The leg's main sponsor was Got Milk?, whose media director Peter Gardiner explained: "Britney is magic with teen-age girls, and that's an absolutely crucial target for milk". Spears shot an advertising campaign to be shown before her performances began. The secondary sponsor was Polaroid, who released I-Zone as the tour's official camera. Spears used the I-Zone onstage to take pictures of the audience and further promote the product. The show was divided into segments, separated by interludes, and ended with an encore. The set list consisted of songs from ...Baby One More Time and several covers. Some changes were made during the 2000 leg, with the covers replaced by songs from her second studio album Oops!... I Did It Again (2000). The tour received positive critical reception. During the tour, Spears was accused of lip synching, although she denied those claims. On April 20, the concert at Hilton Hawaiian Village in Honolulu, Hawaii, was taped. It was slightly altered from its tour incarnation and featured different costumes. On June 5, it was broadcast on Fox, airing several times during the year. On November 21, Jive Records released the video album Britney Spears: Live and More!, which included the Fox special. It was certified triple platinum by the Recording Industry Association of America (RIAA) for shipping 300,000 units.
On August 14, 2017, 18 years after the release of ...Baby One More Time, it was announced that 2,500 pink-and-white-swirl copies of the album would be released on vinyl exclusively through Urban Outfitters on November 3. During the celebration of the 20th anniversary of Spears' debut single "...Baby One More Time", on October 19, 2018, Legacy Recordings announced the global release of the album on vinyl for November 23.
Singles
The title track was released as the lead single from ...Baby One More Time and Spears' debut single on September 28, 1998. It received generally favorable critical reviews, which mostly praised its composition. After its accompanying music video premiered in late November, the single attained worldwide success in early 1999, peaking atop the US Billboard Hot 100 and in most countries it charted in. It received numerous certifications around the world, and is one of the best-selling singles of all time, selling over ten million copies. The music video, directed by Nigel Dick, portrays Spears as a high school student who starts to sing and dance around the school, while watching her love interest from afar. In 2010, the video was voted the third most influential video in the history of pop music on Jam!.
"Sometimes" was released as the second single from ...Baby One More Time on April 6, 1999. It achieved commercial success internationally, reaching number one in Belgium, the Netherlands and New Zealand. In the United States, however, it missed the top 20, peaking at number 21 on the Billboard Hot 100. The song's accompanying music video was directed by Nigel Dick. During rehearsals, on February 11, 1999, Spears injured her left knee and needed surgery. After recuperating in Kentwood, Louisiana, the video was filmed on April 9–10 at Paradise Cove in Malibu, California. It premiered on MTV's Total Request Live on May 6.
In May 1999, Max Martin and Spears went to the Battery Studios in New York City to re-record the vocals of "(You Drive Me) Crazy", for a reproduced version subtitled "The Stop! Remix", which was going to be included on the original motion picture soundtrack for the film Drive Me Crazy (1999). The remix was subsequently released as the third single from ...Baby One More Time on August 24. It features the addition of a stanza in which Spears yells "Stop!", then all sound cutting out, followed by a transition, while omitting the lines "Lovin' you mean so much more, more than anything I ever loved before". The video was directed by Nigel Dick, and featured actors Melissa Joan Hart and Adrian Grenier.
"Born to Make You Happy" was released as the fourth and final European single from ...Baby One More Time on December 6, 1999, to a mixed critical reception. A commercial success, it peaked within the top five in 11 countries and atop the UK Singles Chart. Its accompanying music video was directed by Bille Woodruff, and choreographed by Wade Robson. Despite its success in Europe, the song was never released as a single in the US.
"From the Bottom of My Broken Heart" was released as the fourth and final North American and Oceanian single from ...Baby One More Time on December 14, 1999. The song received mixed critical reviews, which branded it a classic hit and competent single, despite considering it an unremarkable song referring only to kissing. It achieved moderate commercial success, peaking at number 14 on the US Billboard Hot 100. In Oceania, it peaked at number 37 in Australia and number 23 in New Zealand. It was certified platinum by the Recording Industry Association of America (RIAA) on March 28, 2000. The song's accompanying music video, directed by Gregory Dark, was released on December 17, 1999. It elicited controversy due to the fact that Dark had previously directed pornographic films.
Critical reception
...Baby One More Time received mixed reviews from music critics upon its release. In a positive review, Stephen Thomas Erlewine of AllMusic gave the album four out of five stars. Paul Verna from Billboard considered the album "a top 40-ready workout filled with hook-laden songs from the same bag as the title cut". The Village Voice critic Robert Christgau highlighted the title track and "Soda Pop" while summing the album up as a "girl next door" version of Madonna. Kyle Anderson of MTV said he "was surprised in more ways than one" with his first listening of ...Baby One More Time, commenting he "expected there to be a lot of filler (there sort of is), though I didn't expect it to be as odd (at least sonically) as it ended up being. There has never been any mystery to why Spears became such a superstar, but these songs probably would have been huge even if Britney wore burlap sacks in all of her videos."
Barry Walters of Rolling Stone gave the album two stars out of five, and compared the album's sound to early hits of Debbie Gibson, Mariah Carey and Samantha Fox. Walters also said that "while several Cherion-crafted kiddie-funk jams serve up beefy hooks, shameless schlock slowies, like 'E-Mail My Heart', is pure spam." An NME reviewer rated ...Baby One More Time one out of ten, saying that "we seem to have reached crisis point: pubescent pop is now so rife that 17-year-old Britney 'lizard-lounge' Spears is already halfway through her lucrative showbiz career". He also found the album premature, commenting: "hopefully, if she starts to live the wretched life that we all eventually do, her voice will show the scars, she'll stop looking so fucking smug, she'll find solace in drugs and we'll be all the happier for it. Now grow up, girl. Quick!" Amanda Murray of Sputnikmusic felt that "with the exception of the terrific title track, ...Baby One More Time is a collection of either competent pop songs underwhelmingly executed or underwhelmingly written pop songs competently executed."
Accolades
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! scope="row"| 1999
| Juno Award
| Best Selling Album (Foreign or Domestic)
| rowspan="2"| ...Baby One More Time
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! scope="row"| 1999
| Teen Choice Award
| Choice Music – Album
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! scope="row"| 1999
| YoungStar Award
| Best Young Recording Artist or Musical Group
| rowspan="2"| Britney Spears
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! scope="row"| 1999
| Billboard Music Award
| Female Albums Artist of the Year
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! scope="row"| 2000
| Guinness World Record
| Best Selling Album in the US by a Female Artist
| rowspan="5"| ...Baby One More Time
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! scope="row"| 2000
| American Music Award
| Favorite Pop/Rock Album
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! scope="row"| 2000
| Blockbuster Entertainment Award
| Favorite CD
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! scope="row"| 2000
| Hungarian Music Award
| Foreign Pop Album of the Year
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! scope="row"| 2003
| Guinness World Record
| Best Selling Album by a Teenage Solo Artist
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Commercial performance
In the United States, ...Baby One More Time debuted atop the Billboard 200, selling 121,000 copies in its first week. Spears broke several records by doing so. The singer became the first new female artist to have a number-one single on the Billboard Hot 100 and number one album on the Billboard 200 at the same time; the first new artist (male or female) to have a single go to the number one spot the same week that the album debuted at number one; and the first new female artist to have the first single and first album at number one the same week. Spears is also the youngest female in Billboard history to have a simultaneous single and album at number one in the same week, and became the fifth artist under the age of 18 to top the Billboard 200. After fluctuating within the top five, the album went back to the summit in its fourth week. It sold over 500,000 copies within its first month, according to Nielsen SoundScan. Its fifth week became the album's highest-selling week with 229,000 copies sold, bringing the total to 804,000 copies. ...Baby One More Time spent a total of six non-consecutive weeks at number one, and sold over 1.8 million copies in the US within its first two months. In its 47th week on the Billboard 200, the album held strong at number three, reaching the ten-million sales mark in the country. The album was certified diamond by the Recording Industry Association of America (RIAA) on December 9, 1999, making then-18-year-old Spears the youngest artist to receive that certification, breaking the record held by Alanis Morissette, who was 21 when her album Jagged Little Pill (1995) was certified diamond. It became the 14th album since 1991 to sell over ten million copies in the US, and Spears became the best-selling female artist of 1999. ...Baby One More Time spent a total of 51 weeks within the top ten on the Billboard 200. It was the second best-selling album of 1999 in the US, only behind Millennium by the Backstreet Boys. The album has spent a total of 103 weeks on the Billboard 200. ...Baby One More Time landed at number three on BMG Music Club's all-time best-sellers list, selling 1.6 million units through the club. As of May 2020, it has sold 10.7 million copies in the US according to Nielsen SoundScan, with the BMG Music Club sales bringing its total to 12.3 million units.
...Baby One More Time debuted atop the Canadian Albums Chart, spending nine non-consecutive weeks at the summit. On December 12, 1999, the Canadian Recording Industry Association (CRIA) certified it diamond, for sales of over one million units. The album spent two weeks at number two on the European Top 100 Albums, and sold over four million copies across Europe, being certified quadruple platinum by the International Federation of the Phonographic Industry (IFPI). It peaked at number two on the UK Albums Chart, and has been certified quadruple platinum by the British Phonographic Industry (BPI). It peaked at number four in France, being certified double platinum by the Syndicat National de l'Édition Phonographique (SNEP). In addition, it has been certified triple gold in Germany, and decuple platinum (diamond) by the Polish Society of the Phonographic Industry (ZPAV). In Australia, it debuted at number nine on the ARIA Albums Chart, reaching number two nine weeks later. The album became the seventh highest-selling of 1999 in the country, and was certified quadruple platinum by the Australian Recording Industry Association (ARIA) the following year after shipping 280,000 copies to retailers. The album debuted at number three in New Zealand, later being certified triple platinum by the Recording Industry Association of New Zealand (RIANZ).
Impact and legacy
Spears was at the forefront of the female teen pop explosion starting in 1999 and extending through the 2000s, leading the pack of Christina Aguilera, Jessica Simpson, and Mandy Moore. All of these performers had been developing material in 1998, but the market changed dramatically in December 1998 when Spears' debut single and video were charting highly. RCA Records signed Aguilera and rushed her debut single to capitalize on Spears' success, producing the hit single "Genie in a Bottle" in May 1999 and Aguilera's eponymous debut studio album in August. Aguilera's album sold millions but not as many as ...Baby One More Time. Simpson consciously modeled her persona as more mature than Spears; her single "I Wanna Love You Forever" charted in September 1999, and her album Sweet Kisses followed shortly after. Moore's first single, "Candy", hit the airwaves a month before Simpson's single, but it did not perform as well on the charts; Moore was often seen as less accomplished than Spears and the others, coming in fourth of the "pop princesses". Fueling media stories about their competition for first place, Spears and Aguilera traded barbs but also compliments through the 2000s.
The Daily Yomiuri reported that "critics have hailed her as the most gifted teenage pop idol for many years, but Spears has set her sights a little higher-she is aiming for the level of superstardom that has been achieved by Madonna and Janet Jackson." Rolling Stone wrote: "Britney Spears carries on the classic archetype of the rock & roll teen queen, the dungaree doll, the angel baby who just has to make a scene." Rami Yacoub who co-produced Spears's debut album with lyricist Max Martin commented: "I know from Denniz Pop and Max's previous productions, when we do songs, there's kind of a nasal thing. With N' Sync and the Backstreet Boys, we had to push for that mid-nasal voice. When Britney did that, she got this kind of raspy, sexy voice." Chuck Taylor of Billboard observed, "Spears has become a consummate performer, with snappy dance moves, a clearly real-albeit young-and funkdified voice ... "(You Drive Me) Crazy", her third single ... demonstrates Spears' own development, proving that the 17-year-old is finding her own vocal personality after so many months of steadfast practice." Stephen Thomas Erlewine of AllMusic referred to her music as a "blend of infectious, rap-inflected dance-pop and smooth balladry." Sputnikmusic writer Amanda Murray noted the album "offers a marker for Spears' progression as an artist, as a celebrity, and as a woman." In 2010, the album was included in the book 1001 Albums You Must Hear Before You Die.
Spears became an international pop culture icon immediately after launching her recording career. Rolling Stone wrote: "One of the most controversial and successful female vocalists of the 21st century," she "spearheaded the rise of post-millennial teen pop ... Spears early on cultivated a mixture of innocence and experience that generated lots of cash". She is listed by the Guinness World Records as having the "Best-selling album by a teenage solo artist". Melissa Ruggieri of the Richmond Times-Dispatch reported, "She's also marked for being the best-selling teenage artist. Before she turned 20 in 2001, Spears sold more than 25 million albums worldwide". Barbara Ellen of The Observer reported: "Spears is famously one of the 'oldest' teenagers pop has ever produced, almost middle aged in terms of focus and determination. Many 19-year-olds haven't even started working by that age, whereas Britney, a former Mouseketeer, was that most unusual and volatile of American phenomena — a child with a full-time career. While other little girls were putting posters on their walls, Britney was wanting to be the poster on the wall. Whereas other children develop at their own pace, Britney was developing at a pace set by the ferociously competitive American entertainment industry". ...Baby One More Time is Spears' most commercially successful album to date, with worldwide sales of 25 million copies. It was ranked at number 41 on the all-time US Billboard 200 chart, and at number 16 on the Billboard 200 albums by women.
Track listing
Notes
The very first pressings of the album feature a hidden spoken message by Spears after "The Beat Goes On". In it, Spears thanks fans and promotes the then-upcoming Backstreet Boys album, Millennium, with snippets of songs featured on the album.
"Soda Pop" originally appeared on the soundtrack to the TV series Sabrina the Teenage Witch in 1998, in a slightly longer version.
signifies a co-producer
signifies an additional producer
signifies a remixer
Personnel
Credits are adapted from the liner notes of ...Baby One More Time, except where noted.
Mikey Bassie – vocals (track 4)
Daniel Boom – engineering
Jimmy Bralower – drum programming
Jason Buckler – production
Larry Busacca – photography
Andreas Carlsson – backing vocals
Tom Coyne – mastering
Denniz Pop – production (uncredited)
Nikki Gregoroff – backing vocals
Nana Hedin – backing vocals
Andy Hess – bass
Dean Honer – production
David Kreuger – production
Tim Latham – engineering, mixing
Tomas Lindberg – bass
Kristian Lundin – production
Per Magnusson – keyboards, production, programming
Max Martin – backing vocals, engineering, keyboards, mixing, production, programming
Charles McCrorey – engineering assistance
Andrew McIntyre – electric guitar
Jackie Murphy – art direction, design
Lisa Peardon – photography
Dan Petty – acoustic guitar, electric guitar
Doug Petty – keyboards
Don Philip – vocals (track 8)
Rami – production
Albert Sanchez – photography
Aleese Simmons – backing vocals
Britney Spears – vocals
Chris Trevett – engineering, mixing
Eric Foster White – arrangement, bass, drum programming, electric guitar, engineering, keyboards, mixing, production
Timothy White – photography
Charts
Weekly charts
Monthly charts
Year-end charts
Decade-end charts
All-time charts
Certifications and sales
! scope="row"|Philippines (PARI)
|4× Platinum
|200,000
|-
Release history
See also
Teen pop
Britney Spears discography
List of Billboard 200 number-one albums of 1999
List of number-one albums of 1999 (Canada)
List of number-one hits of 1999 (Germany)
List of number-one albums of 1999 (Portugal)
List of best-selling albums
List of best-selling albums by women
List of best-selling albums in the Philippines
List of best-selling albums in the United States
Notes
References
Bibliography
External links
1999 debut albums
Britney Spears albums
Jive Records albums
Albums produced by Max Martin
Albums produced by Rami Yacoub
Albums produced by Denniz Pop
Albums produced by Kristian Lundin
Albums produced by Per Magnusson
Albums produced by David Kreuger
Albums recorded at Cheiron Studios |
3415 | https://en.wikipedia.org/wiki/Bulgaria | Bulgaria | Bulgaria (; ), officially the Republic of Bulgaria, is a country in Southeast Europe. Located west of the Black Sea and south of the Danube river, Bulgaria is bordered by Greece and Turkey to the south, Serbia and North Macedonia to the west, and Romania to the north. It covers a territory of and is the 16th largest country in Europe. Sofia is the nation's capital and largest city; other major cities include Burgas, Plovdiv, and Varna.
One of the earliest societies in the lands of modern-day Bulgaria was the Neolithic Karanovo culture, which dates back to 6,500 BC. In the 6th to 3rd century BC the region was a battleground for ancient Thracians, Persians, Celts and Macedonians; stability came when the Roman Empire conquered the region in AD 45. After the Roman state splintered, tribal invasions in the region resumed. Around the 6th century, these territories were settled by the early Slavs. The Bulgars, led by Asparuh, attacked from the lands of Old Great Bulgaria and permanently invaded the Balkans in the late 7th century. They established the First Bulgarian Empire, victoriously recognised by treaty in 681 AD by the Eastern Roman Empire. It dominated most of the Balkans and significantly influenced Slavic cultures by developing the Cyrillic script. The First Bulgarian Empire lasted until the early 11th century, when Byzantine emperor Basil II conquered and dismantled it. A successful Bulgarian revolt in 1185 established a Second Bulgarian Empire, which reached its apex under Ivan Asen II (1218–1241). After numerous exhausting wars and feudal strife, the empire disintegrated and in 1396 fell under Ottoman rule for nearly five centuries.
The Russo-Turkish War of 1877–78 resulted in the formation of the third and current Bulgarian state. Many ethnic Bulgarians were left outside the new nation's borders, which stoked irredentist sentiments that led to several conflicts with its neighbours and alliances with Germany in both world wars. In 1946, Bulgaria came under the Soviet-led Eastern Bloc and became a socialist state. The ruling Communist Party gave up its monopoly on power after the revolutions of 1989 and allowed multiparty elections. Bulgaria then transitioned into a democracy and a market-based economy. Since adopting a democratic constitution in 1991, Bulgaria has been a unitary parliamentary republic composed of 28 provinces, with a high degree of political, administrative, and economic centralisation.
Bulgaria is a developing country, with an upper-middle-income economy, ranking 68th in the Human Development Index. Its market economy is part of the European Single Market and is largely based on services, followed by industry—especially machine building and mining—and agriculture. A major socioeconomic issue in the country is widespread corruption, with Bulgaria being one of the most corrupt countries in the European Union. The country also faces a demographic crisis; its population peaked at 9 million in 1989, and has since decreased to 6.4 million as of 2023. Bulgaria is a member of the European Union, NATO, and the Council of Europe. It is also a founding member of the OSCE and has taken a seat on the United Nations Security Council three times.
Etymology
The name Bulgaria is derived from the Bulgars, a tribe of Turkic origin that founded the First Bulgarian Empire. Their name is not completely understood and is difficult to trace back earlier than the 4th century AD, but it is possibly derived from the Proto-Turkic word bulģha ("to mix", "shake", "stir") and its derivative bulgak ("revolt", "disorder"). The meaning may be further extended to "rebel", "incite" or "produce a state of disorder", and so, in the derivative, the "disturbers". Tribal groups in Inner Asia with phonologically close names were frequently described in similar terms, as the Buluoji, a component of the "Five Barbarian" groups, which during the 4th century were portrayed as both: a "mixed race" and "troublemakers".
History
Prehistory and Antiquity
Neanderthal remains dating to around 150,000 years ago, or the Middle Paleolithic, are some of the earliest traces of human activity in the lands of modern Bulgaria. Remains from Homo sapiens found there are dated c. 47,000 years BP. This result represents the earliest arrival of modern humans in Europe. The Karanovo culture arose and was one of several Neolithic societies in the region that thrived on agriculture. The Copper Age Varna culture (fifth millennium BC) is credited with inventing gold metallurgy. The associated Varna Necropolis treasure contains the oldest golden jewellery in the world with an approximate age of over 6,000 years. The treasure has been valuable for understanding social hierarchy and stratification in the earliest European societies.
The Thracians, one of the three primary ancestral groups of modern Bulgarians, appeared on the Balkan Peninsula some time before the 12th century BC. The Thracians excelled in metallurgy and gave the Greeks the Orphean and Dionysian cults, but remained tribal and stateless. The Persian Achaemenid Empire conquered parts of present-day Bulgaria (in particular eastern Bulgaria) in the 6th century BC and retained control over the region until 479 BC. The invasion became a catalyst for Thracian unity, and the bulk of their tribes united under king Teres to form the Odrysian kingdom in the 470s BC. It was weakened and vassalised by Philip II of Macedon in 341 BC, attacked by Celts in the 3rd century, and finally became a province of the Roman Empire in AD 45.
By the end of the 1st century AD, Roman governance was established over the entire Balkan Peninsula and Christianity began spreading in the region around the 4th century. The Gothic Bible—the first Germanic language book—was created by Gothic bishop Ulfilas in what is today northern Bulgaria around 381. The region came under Byzantine control after the fall of Rome in 476. The Byzantines were engaged in prolonged warfare against Persia and could not defend their Balkan territories from barbarian incursions. This enabled the Slavs to enter the Balkan Peninsula as marauders, primarily through an area between the Danube River and the Balkan Mountains known as Moesia. Gradually, the interior of the peninsula became a country of the South Slavs, who lived under a democracy. The Slavs assimilated the partially Hellenised, Romanised, and Gothicised Thracians in the rural areas.
First Bulgarian Empire
Not long after the Slavic incursion, Moesia was once again invaded, this time by the Bulgars under Khan Asparukh. Their horde was a remnant of Old Great Bulgaria, an extinct tribal confederacy situated north of the Black Sea in what is now Ukraine and southern Russia. Asparukh attacked Byzantine territories in Moesia and conquered the Slavic tribes there in 680. A peace treaty with the Byzantine Empire was signed in 681, marking the foundation of the First Bulgarian Empire. The minority Bulgars formed a close-knit ruling caste.
Succeeding rulers strengthened the Bulgarian state throughout the 8th and 9th centuries. Krum introduced a written code of law and checked a major Byzantine incursion at the Battle of Pliska, in which Byzantine emperor Nicephorus I was killed. Boris I abolished paganism in favour of Eastern Orthodox Christianity in 864. The conversion was followed by a Byzantine recognition of the Bulgarian church and the adoption of the Cyrillic alphabet, developed in the capital, Preslav. The common language, religion and script strengthened central authority and gradually fused the Slavs and Bulgars into a unified people speaking a single Slavic language. A golden age began during the 34-year rule of Simeon the Great, who oversaw the largest territorial expansion of the state.
After Simeon's death, Bulgaria was weakened by wars with Magyars and Pechenegs and the spread of the Bogomil heresy. Preslav was seized by the Byzantine army in 971 after consecutive Rus' and Byzantine invasions. The empire briefly recovered from the attacks under Samuil, but this ended when Byzantine emperor Basil II defeated the Bulgarian army at Klyuch in 1014. Samuil died shortly after the battle, and by 1018 the Byzantines had conquered the First Bulgarian Empire. After the conquest, Basil II prevented revolts by retaining the rule of local nobility, integrating them in Byzantine bureaucracy and aristocracy, and relieving their lands of the obligation to pay taxes in gold, allowing tax in kind instead. The Bulgarian Patriarchate was reduced to an archbishopric, but retained its autocephalous status and its dioceses.
Second Bulgarian Empire
Byzantine domestic policies changed after Basil's death and a series of unsuccessful rebellions broke out, the largest being led by Peter Delyan. The empire's authority declined after a catastrophic military defeat at Manzikert against Seljuk invaders, and was further disturbed by the Crusades. This prevented Byzantine attempts at Hellenisation and created fertile ground for further revolt. In 1185, Asen dynasty nobles Ivan Asen I and Peter IV organised a major uprising and succeeded in re-establishing the Bulgarian state. Ivan Asen and Peter laid the foundations of the Second Bulgarian Empire with its capital at Tarnovo.
Kaloyan, the third of the Asen monarchs, extended his dominion to Belgrade and Ohrid. He acknowledged the spiritual supremacy of the pope and received a royal crown from a papal legate. The empire reached its zenith under Ivan Asen II (1218–1241), when its borders expanded as far as the coast of Albania, Serbia and Epirus, while commerce and culture flourished. Ivan Asen's rule was also marked by a shift away from Rome in religious matters.
The Asen dynasty became extinct in 1257. Internal conflicts and incessant Byzantine and Hungarian attacks followed, enabling the Mongols to establish suzerainty over the weakened Bulgarian state. In 1277, swineherd Ivaylo led a great peasant revolt that expelled the Mongols from Bulgaria and briefly made him emperor. He was overthrown in 1280 by the feudal landlords, whose factional conflicts caused the Second Bulgarian Empire to disintegrate into small feudal dominions by the 14th century. These fragmented rump states—two tsardoms at Vidin and Tarnovo and the Despotate of Dobrudzha—became easy prey for a new threat arriving from the Southeast: the Ottoman Turks.
Ottoman rule
The Ottomans were employed as mercenaries by the Byzantines in the 1340s but later became invaders in their own right. Sultan Murad I took Adrianople from the Byzantines in 1362; Sofia fell in 1382, followed by Shumen in 1388. The Ottomans completed their conquest of Bulgarian lands in 1393 when Tarnovo was sacked after a three-month siege and the Battle of Nicopolis which brought about the fall of the Vidin Tsardom in 1396. Sozopol was the last Bulgarian settlement to fall, in 1453. The Bulgarian nobility was subsequently eliminated and the peasantry was enserfed to Ottoman masters, while much of the educated clergy fled to other countries.
Bulgarians were subjected to heavy taxes (including Devshirme, or blood tax), their culture was suppressed, and they experienced partial Islamisation. Ottoman authorities established a religious administrative community called the Rum Millet, which governed all Orthodox Christians regardless of their ethnicity. Most of the local population then gradually lost its distinct national consciousness, identifying only by its faith. The clergy remaining in some isolated monasteries kept their ethnic identity alive, enabling its survival in remote rural areas, and in the militant Catholic community in the northwest of the country.
As Ottoman power began to wane, Habsburg Austria and Russia saw Bulgarian Christians as potential allies. The Austrians first backed an uprising in Tarnovo in 1598, then a second one in 1686, the Chiprovtsi Uprising in 1688 and finally Karposh's Rebellion in 1689. The Russian Empire also asserted itself as a protector of Christians in Ottoman lands with the Treaty of Küçük Kaynarca in 1774.
The Western European Enlightenment in the 18th century influenced the initiation of a national awakening of Bulgaria. It restored national consciousness and provided an ideological basis for the liberation struggle, resulting in the 1876 April Uprising. Up to 30,000 Bulgarians were killed as Ottoman authorities put down the rebellion. The massacres prompted the Great Powers to take action. They convened the Constantinople Conference in 1876, but their decisions were rejected by the Ottomans. This allowed the Russian Empire to seek a military solution without risking confrontation with other Great Powers, as had happened in the Crimean War. In 1877, Russia declared war on the Ottomans and defeated them with the help of Bulgarian rebels, particularly during the crucial Battle of Shipka Pass which secured Russian control over the main road to Constantinople.
Third Bulgarian state
The Treaty of San Stefano was signed on 3 March 1878 by Russia and the Ottoman Empire. It was to set up an autonomous Bulgarian principality spanning Moesia, Macedonia and Thrace, roughly on the territories of the Second Bulgarian Empire, and this day is now a public holiday called National Liberation Day. The other Great Powers immediately rejected the treaty out of fear that such a large country in the Balkans might threaten their interests. It was superseded by the Treaty of Berlin, signed on 13 July. It provided for a much smaller state, the Principality of Bulgaria, only comprising Moesia and the region of Sofia, and leaving large populations of ethnic Bulgarians outside the new country. This significantly contributed to Bulgaria's militaristic foreign affairs approach during the first half of the 20th century.
The Bulgarian principality won a war against Serbia and incorporated the semi-autonomous Ottoman territory of Eastern Rumelia in 1885, proclaiming itself an independent state on 5 October 1908. In the years following independence, Bulgaria increasingly militarised and was often referred to as "the Balkan Prussia". It became involved in three consecutive conflicts between 1912 and 1918—two Balkan Wars and World War I. After a disastrous defeat in the Second Balkan War, Bulgaria again found itself fighting on the losing side as a result of its alliance with the Central Powers in World War I. Despite fielding more than a quarter of its population in a 1,200,000-strong army and achieving several decisive victories at Doiran and Monastir, the country capitulated in 1918. The war resulted in significant territorial losses and a total of 87,500 soldiers killed. More than 253,000 refugees from the lost territories immigrated to Bulgaria from 1912 to 1929, placing additional strain on the already ruined national economy.
The resulting political unrest led to the establishment of a royal authoritarian dictatorship by Tsar Boris III (1918–1943). Bulgaria entered World War II in 1941 as a member of the Axis but declined to participate in Operation Barbarossa and saved its Jewish population from deportation to concentration camps. The sudden death of Boris III in mid-1943 pushed the country into political turmoil as the war turned against Germany, and the communist guerrilla movement gained momentum. The government of Bogdan Filov subsequently failed to achieve peace with the Allies. Bulgaria did not comply with Soviet demands to expel German forces from its territory, resulting in a declaration of war and an invasion by the USSR in September 1944. The communist-dominated Fatherland Front took power, ended participation in the Axis and joined the Allied side until the war ended. Bulgaria suffered little war damage and the Soviet Union demanded no reparations. But all wartime territorial gains, with the notable exception of Southern Dobrudzha, were lost.
The left-wing coup d'état of 9 September 1944 led to the abolition of the monarchy and the executions of some 1,000–3,000 dissidents, war criminals, and members of the former royal elite. But it was not until 1946 that a one-party people's republic was instituted following a referendum. It fell into the Soviet sphere of influence under the leadership of Georgi Dimitrov (1946–1949), who established a repressive, rapidly industrialising Stalinist state. By the mid-1950s, standards of living rose significantly and political repression eased. The Soviet-style planned economy saw some experimental market-oriented policies emerging under Todor Zhivkov (1954–1989). Compared to wartime levels, national GDP increased five-fold and per capita GDP quadrupled by the 1980s, although severe debt spikes took place in 1960, 1977 and 1980. Zhivkov's daughter Lyudmila bolstered national pride by promoting Bulgarian heritage, culture and arts worldwide. Facing declining birth rates among the ethnic Bulgarian majority, Zhivkov's government in 1984 forced the minority ethnic Turks to adopt Slavic names in an attempt to erase their identity and assimilate them. These policies resulted in the emigration of some 300,000 ethnic Turks to Turkey.
The Communist Party was forced to give up its political monopoly on 10 November 1989 under the influence of the Revolutions of 1989. Zhivkov resigned and Bulgaria embarked on a transition to a parliamentary democracy. The first free elections in June 1990 were won by the Communist Party, now rebranded as the Bulgarian Socialist Party. A new constitution that provided for a relatively weak elected president and for a prime minister accountable to the legislature was adopted in July 1991. The new system initially failed to improve living standards or create economic growth—the average quality of life and economic performance remained lower than under communism well into the early 2000s. After 2001, economic, political and geopolitical conditions improved greatly, and Bulgaria achieved high Human Development status in 2003. It became a member of NATO in 2004 and participated in the War in Afghanistan. After several years of reforms, it joined the European Union and the single market in 2007, despite EU concerns over government corruption. Bulgaria hosted the 2018 Presidency of the Council of the European Union at the National Palace of Culture in Sofia.
Geography
Bulgaria is a middle-sized country situated in Southeastern Europe, in the east of the Balkans. Its territory covers an area of , while land borders with its five neighbouring countries run a total length of , and its coastline is long. Bulgaria's geographic coordinates are 43° N 25° E. The most notable topographical features of the country are the Danubian Plain, the Balkan Mountains, the Thracian Plain, and the Rila-Rhodope massif. The southern edge of the Danubian Plain slopes upward into the foothills of the Balkans, while the Danube defines the border with Romania. The Thracian Plain is roughly triangular, beginning southeast of Sofia and broadening as it reaches the Black Sea coast.
The Balkan mountains run laterally through the middle of the country from west to east. The mountainous southwest has two distinct alpine type ranges—Rila and Pirin, which border the lower but more extensive Rhodope Mountains to the east, and various medium altitude mountains to west, northwest and south, like Vitosha, Osogovo and Belasitsa. Musala, at , is the highest point in both Bulgaria and the Balkans. The Black Sea coast is the country's lowest point. Plains occupy about one third of the territory, while plateaux and hills occupy 41%. Most rivers are short and with low water levels. The longest river located solely in Bulgarian territory, the Iskar, has a length of . The Struma and the Maritsa are two major rivers in the south.
Climate
Bulgaria has a varied and changeable climate, which results from being positioned at the meeting point of the Mediterranean, Oceanic and Continental air masses combined with the barrier effect of its mountains. Northern Bulgaria averages cooler, and registers more precipitation, than the regions south of the Balkan mountains. Temperature amplitudes vary significantly in different areas. The lowest recorded temperature is , while the highest is . Precipitation averages about per year, and varies from in Dobrudja to more than in the mountains. Continental air masses bring significant amounts of snowfall during winter.
Considering its relatively small area, Bulgaria has variable and complex climate. The country occupies the southernmost part of the continental climatic zone, with small areas in the south falling within the Mediterranean climatic zone. The continental zone is predominant, because continental air masses flow easily into the unobstructed Danubian Plain. The continental influence, stronger during the winter, produces abundant snowfall; the Mediterranean influence increases during the second half of summer and produces hot and dry weather. Bulgaria is subdivided into five climatic zones: continental zone (Danubian Plain, Pre-Balkan and the higher valleys of the Transitional geomorphological region); transitional zone (Upper Thracian Plain, most of the Struma and Mesta valleys, the lower Sub-Balkan valleys); continental-Mediterranean zone (the southernmost areas of the Struma and Mesta valleys, the eastern Rhodope Mountains, Sakar and Strandzha); Black Sea zone along the coastline with an average length of 30–40 km inland; and alpine zone in the mountains above 1000 m altitude (central Balkan Mountains, Rila, Pirin, Vitosha, western Rhodope Mountains, etc.).
Biodiversity and conservation
The interaction of climatic, hydrological, geological and topographical conditions has produced a relatively wide variety of plant and animal species.
Bulgaria's biodiversity, one of the richest in Europe, is conserved in three national parks, 11 nature parks, 10 biosphere reserves and 565 protected areas. Ninety-three of the 233 mammal species of Europe are found in Bulgaria, along with 49% of butterfly and 30% of vascular plant species. Overall, 41,493 plant and animal species are present. Larger mammals with sizable populations include deer (106,323 individuals), wild boar (88,948), golden jackal (47,293) and red fox (32,326). Partridges number some 328,000 individuals, making them the most widespread gamebird. A third of all nesting birds in Bulgaria can be found in Rila National Park, which also hosts Arctic and alpine species at high altitudes. Flora includes more than 3,800 vascular plant species of which 170 are endemic and 150 are considered endangered. A checklist of larger fungi in Bulgaria by the Institute of Botany identifies more than 1,500 species. More than 35% of the land area is covered by forests.
In 1998, the Bulgarian government adopted the National Biological Diversity Conservation Strategy, a comprehensive programme seeking the preservation of local ecosystems, protection of endangered species and conservation of genetic resources. Bulgaria has some of the largest Natura 2000 areas in Europe covering 33.8% of its territory. It also achieved its Kyoto Protocol objective of reducing carbon dioxide emissions by 30% from 1990 to 2009.
Bulgaria ranks 30th in the 2018 Environmental Performance Index, but scores low on air quality. Particulate levels are the highest in Europe, especially in urban areas affected by automobile traffic and coal-based power stations. One of these, the lignite-fired Maritsa Iztok-2 station, is causing the highest damage to health and the environment in the European Union. Pesticide use in agriculture and antiquated industrial sewage systems produce extensive soil and water pollution. Water quality began to improve in 1998 and has maintained a trend of moderate improvement. Over 75% of surface rivers meet European standards for good quality.
Politics
Bulgaria is a parliamentary democracy where the prime minister is the head of government and the most powerful executive position. The political system has three branches—legislative, executive and judicial, with universal suffrage for citizens at least 18 years old. The Constitution also provides possibilities of direct democracy, namely petitions and national referendums. Elections are supervised by an independent Central Election Commission that includes members from all major political parties. Parties must register with the commission prior to participating in a national election. Normally, the prime minister-elect is the leader of the party receiving the most votes in parliamentary elections, although this is not always the case.
Unlike the prime minister, presidential domestic power is more limited. The directly elected president serves as head of state and commander-in-chief of the armed forces, and has the authority to return a bill for further debate, although the parliament can override the presidential veto by a simple majority vote. Political parties gather in the National Assembly, a body of 240 deputies elected to four-year terms by direct popular vote. The National Assembly has the power to enact laws, approve the budget, schedule presidential elections, select and dismiss the prime minister and other ministers, declare war, deploy troops abroad, and ratify international treaties and agreements.
Overall, Bulgaria displays a pattern of unstable governments. Boyko Borisov, the leader of the centre-right, pro-EU party GERB, served three terms as prime minister between 2009 and 2021.
It won the 2009 general election and formed a minority government, which resigned in February 2013 after nationwide protests over the low living standards, corruption and the perceived failure of the democratic system.
The subsequent snap elections in May resulted in a narrow win for GERB, but the Bulgarian Socialist Party eventually formed a government led by Plamen Oresharski after Borisov failed to secure parliamentary support. The Oresharski government resigned in July 2014 amid continuing large-scale protests.
The October 2014 elections resulted in a third GERB victory. Borisov formed a coalition with several right-wing parties, but resigned again after the candidate backed by his party failed to win the 2016 Presidential election. The March 2017 snap election was again won by GERB, but with 95 seats in Parliament. They formed a coalition with the far-right United Patriots, who held 27 seats.
Borisov's last cabinet saw a dramatic decrease in freedom of the press, and a number of corruption revelations that triggered yet another wave of mass protests in 2020. GERB came out first in the regular April 2021 election, but with its weakest result so far. All other parties refused to form a government, and after a brief deadlock, another election was called for July 2021. It too failed to break the stalemate, as no political party was able to form a coalition government.
In April 2023, because of the political deadlock, Bulgaria held its fifth parliamentary election since April 2021. GERB was the biggest, winning 69 seats. The bloc led by We Continue the Change won 64 seats in the 240-seat parliament. In June 2023, Prime Minister Nikolai Denkov formed a new coalition between We Continue The Change and GERB. According to the coalition agreement, Denkov will lead the government for the first nine months. He will be succeeded by former European Commissioner, Mariya Gabriel, of the GERB party. She will take over as Prime Minister after nine months.
Freedom House has reported a continuing deterioration of democratic governance after 2009, citing reduced media independence, stalled reforms, abuse of authority at the highest level and increased dependence of local administrations on the central government. Bulgaria is still listed as "Free", with a political system designated as a semi-consolidated democracy, albeit with deteriorating scores. The Democracy Index defines it as a "Flawed democracy". A 2018 survey by the Institute for Economics and Peace reported that less than 15% of respondents considered elections to be fair.
Legal system
Bulgaria has a civil law legal system. The judiciary is overseen by the Ministry of Justice. The Supreme Administrative Court and the Supreme Court of Cassation are the highest courts of appeal and oversee the application of laws in subordinate courts. The Supreme Judicial Council manages the system and appoints judges. The legal system is regarded by both domestic and international observers as one of Europe's most inefficient due to a pervasive lack of transparency and corruption. Law enforcement is carried out by organisations mainly subordinate to the Ministry of the Interior. The General Directorate of National Police (GDNP) combats general crime and maintains public order. GDNP fields 26,578 police officers in its local and national sections. The bulk of criminal cases are transport-related, followed by theft and drug-related crime; homicide rates are low. The Ministry of the Interior also heads the Border Police Service and the National Gendarmerie—a specialised branch for anti-terrorist activity, crisis management and riot control. Counterintelligence and national security are the responsibility of the State Agency for National Security.
Administrative divisions
Bulgaria is a unitary state. Since the 1880s, the number of territorial management units has varied from seven to 26. Between 1987 and 1999, the administrative structure consisted of nine provinces (oblasti, singular oblast). A new administrative structure was adopted in parallel with the decentralisation of the economic system. It includes 27 provinces and a metropolitan capital province (Sofia-Grad). All areas take their names from their respective capital cities. The provinces are subdivided into 265 municipalities. Municipalities are run by mayors, who are elected to four-year terms, and by directly elected municipal councils. Bulgaria is a highly centralised state where the Council of Ministers directly appoints regional governors and all provinces and municipalities are heavily dependent on it for funding.
Foreign relations
Bulgaria became a member of the United Nations in 1955 and since 1966 has been a non-permanent member of the Security Council three times, most recently from 2002 to 2003. It was also among the founding nations of the Organization for Security and Co-operation in Europe (OSCE) in 1975. Euro-Atlantic integration has been a priority since the fall of communism, although the communist leadership also had aspirations of leaving the Warsaw Pact and joining the European Communities by 1987. Bulgaria signed the European Union Treaty of Accession on 25 April 2005, and became a full member of the European Union on 1 January 2007. In addition, it has a tripartite economic and diplomatic collaboration with Romania and Greece, good ties with China and Vietnam and a historical relationship with Russia.
Bulgaria deployed significant numbers of both civilian and military advisors in Soviet-allied countries like Nicaragua and Libya during the Cold War. The first deployment of foreign troops on Bulgarian soil since World War II occurred in 2001, when the country hosted six KC-135 Stratotanker aircraft and 200 support personnel for the war effort in Afghanistan. International military relations were further expanded with accession to NATO in March 2004 and the US-Bulgarian Defence Cooperation Agreement signed in April 2006. Bezmer and Graf Ignatievo air bases, the Novo Selo training range, and a logistics centre in Aytos subsequently became joint military training facilities cooperatively used by the United States and Bulgarian militaries. Despite its active international defence collaborations, Bulgaria ranks as among the most peaceful countries globally, tying 6th alongside Iceland regarding domestic and international conflicts, and 26th on average in the Global Peace Index.
Military
The Bulgarian Armed Forces are the military of Bulgaria and they are composed of land forces, navy and an air force. The Armed Forces have 36,950 active troops, supplemented by 3,000 reservists. The land forces consist of two mechanised brigades and eight independent regiments and battalions; the air force operates 106 aircraft and air defence systems across six air bases, and the navy operates various ships, helicopters and coastal defence weapons. Military inventory mainly consists of Soviet equipment like Mikoyan MiG-29 and Sukhoi Su-25 jets, S-300PT air defence systems and SS-21 Scarab short-range ballistic missiles.Bulgaria's Armed Forces are modernizing with F-16 Block 70 fighter jets, new Multi-Purpose corvettes and other modern NATO-standard equipment. Bulgaria is in the process of buying new US built Stryker vehicles, new 155 mm Self-propelled howitzers,new 3D Early-warning radars, new Surface-to-air missiles and more.
Economy
Bulgaria has an open, upper middle income range market economy where the private sector accounts for more than 70% of GDP. From a largely agricultural country with a predominantly rural population in 1948, by the 1980s Bulgaria had transformed into an industrial economy, with scientific and technological research at the top of its budgetary expenditure priorities. The loss of COMECON markets in 1990 and the subsequent "shock therapy" of the planned system caused a steep decline in industrial and agricultural production, ultimately followed by an economic collapse in 1997. The economy largely recovered during a period of rapid growth several years later, but the average salary of 1,036 leva ($615) per month remains the lowest in the EU. More than a fifth of the labour force work for a minimum wage of $1.16 per hour.
A balanced budget was achieved in 2003 and the country began running a surplus the following year. Expenditures amounted to $21.15 billion and revenues were $21.67 billion in 2017. Most government spending on institutions is earmarked for security. The ministries of defence, the interior and justice are allocated the largest share of the annual government budget, whereas those responsible for the environment, tourism and energy receive the least funding. Taxes form the bulk of government revenue at 30% of GDP. Bulgaria has some of the lowest corporate income tax rates in the EU at a flat 10% rate. The tax system is two-tier. Value added tax, excise duties, corporate and personal income tax are national, whereas real estate, inheritance, and vehicle taxes are levied by local authorities. Strong economic performance in the early 2000s reduced government debt from 79.6% in 1998 to 14.1% in 2008. It has since increased to 28.7% of GDP by 2016, but remains the third lowest in the EU.
The Yugozapaden planning area is the most developed region with a per capita gross domestic product (PPP) of $29,816 in 2018. It includes the capital city and the surrounding Sofia Province, which alone generate 42% of national gross domestic product despite hosting only 22% of the population. GDP per capita (in PPS) and the cost of living in 2019 stood at 53 and 52.8% of the EU average (100%), respectively. National PPP GDP was estimated at $143.1 billion in 2016, with a per capita value of $20,116. Economic growth statistics take into account illegal transactions from the informal economy, which is the largest in the EU as a percentage of economic output. The Bulgarian National Bank issues the national currency, lev, which is pegged to the euro at a rate of 1.95583 levа per euro.
After several consecutive years of high growth, repercussions of the financial crisis of 2007–2008 resulted in a 3.6% contraction of GDP in 2009 and increased unemployment. Positive growth was restored in 2010 but intercompany debt exceeded $59 billion, meaning that 60% of all Bulgarian companies were mutually indebted. By 2012, it had increased to $97 billion, or 227% of GDP. The government implemented strict austerity measures with IMF and EU encouragement to some positive fiscal results, but the social consequences of these measures, such as increased income inequality and accelerated outward migration, have been "catastrophic" according to the International Trade Union Confederation.
Siphoning of public funds to the families and relatives of politicians from incumbent parties has resulted in fiscal and welfare losses to society. Bulgaria ranks 71st in the Corruption Perceptions Index and experiences the worst levels of corruption in the European Union, a phenomenon that remains a source of profound public discontent. Along with organised crime, corruption has resulted in a rejection of the country's Schengen Area application and withdrawal of foreign investment. Government officials reportedly engage in embezzlement, influence trading, government procurement violations and bribery with impunity. Government procurement in particular is a critical area in corruption risk. An estimated 10 billion leva ($5.99 billion) of state budget and European cohesion funds are spent on public tenders each year; nearly 14 billion ($8.38 billion) were spent on public contracts in 2017 alone. A large share of these contracts are awarded to a few politically connected companies amid widespread irregularities, procedure violations and tailor-made award criteria. Despite repeated criticism from the European Commission, EU institutions refrain from taking measures against Bulgaria because it supports Brussels on a number of issues, unlike Poland or Hungary.
Structure and sectors
The labour force is 3.36 million people, of whom 6.8% are employed in agriculture, 26.6% in industry and 66.6% in the services sector. Extraction of metals and minerals, production of chemicals, machine building, steel, biotechnology, tobacco, food processing and petroleum refining are among the major industrial activities. Mining alone employs 24,000 people and generates about 5% of the country's GDP; the number of employed in all mining-related industries is 120,000. Bulgaria is Europe's fifth-largest coal producer. Local deposits of coal, iron, copper and lead are vital for the manufacturing and energy sectors. The main destinations of Bulgarian exports outside the EU are Turkey, China and the United States, while Russia and Turkey are by far the largest import partners. Most of the exports are manufactured goods, machinery, chemicals, fuel products and food. Two-thirds of food and agricultural exports go to OECD countries.
Although cereal and vegetable output dropped by 40% between 1990 and 2008, output in grains has since increased, and the 2016–2017 season registered the biggest grain output in a decade. Maize, barley, oats and rice are also grown. Quality Oriental tobacco is a significant industrial crop. Bulgaria is also the largest producer globally of lavender and rose oil, both widely used in fragrances. Within the services sector, tourism is a significant contributor to economic growth. Sofia, Plovdiv, Veliko Tarnovo, coastal resorts Albena, Golden Sands and Sunny Beach and winter resorts Bansko, Pamporovo and Borovets are some of the locations most visited by tourists. Most visitors are Romanian, Turkish, Greek and German. Tourism is additionally encouraged through the 100 Tourist Sites system.
Science and technology
Spending on research and development amounts to 0.78% of GDP, and the bulk of public R&D funding goes to the Bulgarian Academy of Sciences (BAS). Private businesses accounted for more than 73% of R&D expenditures and employed 42% of Bulgaria's 22,000 researchers in 2015. The same year, Bulgaria ranked 39th out of 50 countries in the Bloomberg Innovation Index, the highest score being in education (24th) and the lowest in value-added manufacturing (48th). Bulgaria was ranked 38th in the Global Innovation Index in 2023. Chronic government underinvestment in research since 1990 has forced many professionals in science and engineering to leave Bulgaria.
Despite the lack of funding, research in chemistry, materials science and physics remains strong. Antarctic research is actively carried out through the St. Kliment Ohridski Base on Livingston Island in Western Antarctica. The information and communication technologies (ICT) sector generates three per cent of economic output and employs 40,000 to 51,000 software engineers. Bulgaria was known as a "Communist Silicon Valley" during the Soviet era due to its key role in COMECON computing technology production. A concerted effort by the communist government to teach computing and IT skills in schools also indirectly made Bulgaria a major source of computer viruses in the 1980s and 90s. The country is a regional leader in high performance computing: it operates Avitohol, the most powerful supercomputer in Southeast Europe, and will host one of the eight petascale EuroHPC supercomputers.
Bulgaria has made numerous contributions to space exploration. These include two scientific satellites, more than 200 payloads and 300 experiments in Earth orbit, as well as two cosmonauts since 1971. Bulgaria was the first country to grow wheat and vegetables in space with its Svet greenhouses on the Mir space station. It was involved in the development of the Granat gamma-ray observatory and the Vega program, particularly in modelling trajectories and guidance algorithms for both Vega probes. Bulgarian instruments have been used in the exploration of Mars, including a spectrometer that took the first high quality spectroscopic images of Martian moon Phobos with the Phobos 2 probe. Cosmic radiation en route to and around the planet has been mapped by Liulin-ML dosimeters on the ExoMars TGO. Variants of these instruments have also been fitted on the International Space Station and the Chandrayaan-1 lunar probe. Another lunar mission, SpaceIL's Beresheet, was also equipped with a Bulgarian-manufactured imaging payload. Bulgaria's first geostationary communications satellite—BulgariaSat-1—was launched by SpaceX in 2017.
Infrastructure
Telephone services are widely available, and a central digital trunk line connects most regions. Vivacom (BTC) serves more than 90% of fixed lines and is one of the three operators providing mobile services, along with A1 and Telenor. Internet penetration stood at 69.2% of the population aged 16–74 and 78.9% of households in 2020.
Bulgaria's strategic geographic location and well-developed energy sector make it a key European energy centre despite its lack of significant fossil fuel deposits. Thermal power plants generate 48.9% of electricity, followed by nuclear power from the Kozloduy reactors (34.8%) and renewable sources (16.3%). Equipment for a second nuclear power station at Belene has been acquired, but the fate of the project remains uncertain. Installed capacity amounts to 12,668 MW, allowing Bulgaria to exceed domestic demand and export energy.
The national road network has a total length of , of which are paved. Railroads are a major mode of freight transportation, although highways carry a progressively larger share of freight. Bulgaria has of railway track, with rail links available to Romania, Turkey, Greece, and Serbia, and express trains serving direct routes to Kyiv, Minsk, Moscow and Saint Petersburg. Sofia is the country's air travel hub, while Varna and Burgas are the principal maritime trade ports.
Demographics
According to the government's official 2022 estimate, the population of Bulgaria consists of 6,447,710 people, down from 6,519,789 according to the last official census in 2021. The majority of the population, 72.5%, reside in urban areas. , Sofia is the most populated urban centre with 1,241,675 people, followed by Plovdiv (346,893), Varna (336,505), Burgas (202,434) and Ruse (142,902). Bulgarians are the main ethnic group and constitute 84.6% of the population. Turkish and Roma minorities account for 8.4 and 4.4%, respectively; some 40 smaller minorities account for 1.3%, and 1.3% do not self-identify with an ethnic group. The Roma minority is usually underestimated in census data and may represent up to 11% of the population. Population density is 55-60 per square kilometre (ultimo 2023), almost half the European Union average.
Bulgaria is in a state of demographic crisis. It has had negative population growth since 1989, when the post-Cold War economic collapse caused a long-lasting emigration wave. Some 937,000 to 1,200,000 people—mostly young adults—had left the country by 2005. The majority of children are born to unmarried women. In 2018, the average total fertility rate (TFR) in Bulgaria was 1.56 children per woman, below the replacement rate of 2.1 and considerably below the historical high of 5.83 children per woman in 1905. Bulgaria thus has one of the oldest populations in the world, with an average age of 43 years. Furthermore, a third of all households consist of only one person and 75.5% of families do not have children under the age of 16. The resulting birth rates are among the lowest in the world while death rates are among the highest.
Bulgaria scores high in gender equality, ranking 18th in the 2018 Global Gender Gap Report. Although women's suffrage was enabled relatively late, in 1937, women today have equal political rights, high workforce participation and legally mandated equal pay. In 2021, market research agency Reboot Online ranked Bulgaria as the best European country for women to work. Bulgaria has the highest ratio of female ICT researchers in the EU, as well as the second-highest ratio of females in the technology sector at 44.6% of the workforce. High levels of female participation are a legacy of the Socialist era.
Largest cities
Health
High death rates result from a combination of an ageing population, high numbers of people at risk of poverty, and a weak healthcare system. Over 80% of deaths are due to cancer and cardiovascular conditions; nearly a fifth of those are avoidable. Although healthcare in Bulgaria is nominally universal, out-of-pocket expenses account for nearly half of all healthcare spending, significantly limiting access to medical care. Other problems disrupting care provision are the emigration of doctors due to low wages, understaffed and under-equipped regional hospitals, supply shortages and frequent changes to the basic service package for those insured. The 2018 Bloomberg Health Care Efficiency Index ranked Bulgaria last out of 56 countries. Average life expectancy is 74.8 years, compared with an EU average of 80.99 and a world average of 72.38.
Education
Public expenditures for education are far below the European Union average as well. Educational standards were once high, but have declined significantly since the early 2000s. Bulgarian students were among the highest-scoring in the world in terms of reading in 2001, performing better than their Canadian and German counterparts; by 2006, scores in reading, math and science had dropped. By 2018, Programme for International Student Assessment studies found 47% of pupils in the 9th grade to be functionally illiterate in reading and natural sciences. Average basic literacy stands high at 98.4% with no significant difference between sexes. The Ministry of Education and Science partially funds public schools, colleges and universities, sets criteria for textbooks and oversees the publishing process. Education in primary and secondary public schools is free and compulsory. The process spans 12 grades, in which grades one through eight are primary and nine through twelve are secondary level. Higher education consists of a 4-year bachelor degree and a 1-year master's degree. Bulgaria's highest-ranked higher education institution is Sofia University.
Language
Bulgarian is the only language with official status. It belongs to the Slavic group of languages but has a number of grammatical peculiarities, that set it apart from other Slavic languages: these include a complex verbal morphology (which also codes for distinctions in evidentiality), the absence of noun cases and infinitives, and the use of a suffixed definite article.
Religion
Bulgaria is a secular state with guaranteed freedom of religion by constitution, but Eastern Orthodox Christianity is designated as the traditional religion of the country. Approximately two-thirds of Bulgarians identify as Eastern Orthodox Christians. The Bulgarian Orthodox Church was the first church apart from the Four Ancient Patriarchates—in Constantinople, Alexandria, Antioch and Jerusalem—and the first national church to gain autocephalous status in 927 AD. The Bulgarian Patriarchate has 12 dioceses and over 2,000 priests.
Muslims are the second-largest religious community and constitute approx. 10% of Bulgaria's overall religious makeup. A 2011 survey of 850 Muslims in Bulgaria found 30% self-professing as deeply religious and 50% as just religious. According to the study, some religious teachings, like Islamic funeral, have been traditionally incorporated and are widely practiced while other major ones are less observed, such as the Muslim prayer or abstaining from drinking alcohol, eating pork, and cohabitation.
Other important religions include Roman Catholicism and Judaism, whose history in Bulgaria dates back to the early Middle Ages, the Armenian Apostolic Church, as well as various Protestant denominations, all of which stand for around 2% of Bulgaria's population. An ever increasing number of Bulgarians are either irreligious or unaffiliated with any religion, a percentage that has been growing rapidly over the past 20 years, from 3.9% in 2001, through 9.3% in 2011 and all the way to 15.9% in 2021.
1Data borrowed from administrative sources.
Culture
Contemporary Bulgarian culture blends the formal culture that helped forge a national consciousness towards the end of Ottoman rule with millennia-old folk traditions. An essential element of Bulgarian folklore is fire, used to banish evil spirits and illnesses. Many of these are personified as witches, whereas other creatures like zmey and samodiva (veela) are either benevolent guardians or ambivalent tricksters. Some rituals against evil spirits have survived and are still practised, most notably kukeri and survakari. Martenitsa is also widely celebrated. Nestinarstvo, a ritual fire-dance of Thracian origin, is included in the list of UNESCO Intangible Cultural Heritage.
Nine historical and natural objects are UNESCO World Heritage Sites: Pirin National Park, Sreburna Nature Reserve, the Madara Rider, the Thracian tombs in Sveshtari and Kazanlak, the Rila Monastery, the Boyana Church, the Rock-hewn Churches of Ivanovo and the ancient city of Nesebar. The Rila Monastery was established by Saint John of Rila, Bulgaria's patron saint, whose life has been the subject of numerous literary accounts since Medieval times.
The establishment of the Preslav and Ohrid literary schools in the 10th century is associated with a golden period in Bulgarian literature during the Middle Ages. The schools' emphasis on Christian scriptures made the Bulgarian Empire a centre of Slavic culture, bringing Slavs under the influence of Christianity and providing them with a written language. Its alphabet, Cyrillic script, was developed by the Preslav Literary School. The Tarnovo Literary School, on the other hand, is associated with a Silver age of literature defined by high-quality manuscripts on historical or mystical themes under the Asen and Shishman dynasties. Many literary and artistic masterpieces were destroyed by the Ottoman conquerors, and artistic activities did not re-emerge until the National Revival in the 19th century. The enormous body of work of Ivan Vazov (1850–1921) covered every genre and touched upon every facet of Bulgarian society, bridging pre-Liberation works with literature of the newly established state. Notable later works are Bay Ganyo by Aleko Konstantinov, the Nietzschean poetry of Pencho Slaveykov, the Symbolist poetry of Peyo Yavorov and Dimcho Debelyanov, the Marxist-inspired works of Geo Milev and Nikola Vaptsarov, and the Socialist realism novels of Dimitar Dimov and Dimitar Talev. Tzvetan Todorov is a notable contemporary author, while Bulgarian-born Elias Canetti was awarded the Nobel Prize in Literature in 1981.
А religious visual arts heritage includes frescoes, murals and icons, many produced by the medieval Tarnovo Artistic School. Like literature, it was not until the National Revival when Bulgarian visual arts began to reemerge. Zahari Zograf was a pioneer of the visual arts in the pre-Liberation era. After the Liberation, Ivan Mrkvička, Anton Mitov, Vladimir Dimitrov, Tsanko Lavrenov and Zlatyu Boyadzhiev introduced newer styles and substance, depicting scenery from Bulgarian villages, old towns and historical subjects. Christo is the most famous Bulgarian artist of the 21st century, known for his outdoor installations.
Folk music is by far the most extensive traditional art and has slowly developed throughout the ages as a fusion of Far Eastern, Oriental, medieval Eastern Orthodox and standard Western European tonalities and modes. Bulgarian folk music has a distinctive sound and uses a wide range of traditional instruments, such as gadulka, gaida, kaval and tupan. A distinguishing feature is extended rhythmical time, which has no equivalent in the rest of European music. The State Television Female Vocal Choir won a Grammy Award in 1990 for its performances of Bulgarian folk music. Written musical composition can be traced back to the works of Yoan Kukuzel (–1360), but modern classical music began with Emanuil Manolov, who composed the first Bulgarian opera in 1890. Pancho Vladigerov and Petko Staynov further enriched symphony, ballet and opera, which singers Ghena Dimitrova, Boris Christoff, Ljuba Welitsch and Nicolai Ghiaurov elevated to a world-class level.
Bulgarian performers have gained acclaim in other genres like electropop (Mira Aroyo), jazz (Milcho Leviev) and blends of jazz and folk (Ivo Papazov).
The Bulgarian National Radio, bTV and daily newspapers Trud, and 24 Chasa are some of the largest national media outlets. Bulgarian media were described as generally unbiased in their reporting in the early 2000s and print media had no legal restrictions. Since then, freedom of the press has deteriorated to the point where Bulgaria scores 111th globally in the World Press Freedom Index, lower than all European Union members and membership candidate states. The government has diverted EU funds to sympathetic media outlets and bribed others to be less critical on problematic topics, while attacks against individual journalists have increased. Collusion between politicians, oligarchs and the media is widespread.
Bulgarian cuisine is similar to that of other Balkan countries and demonstrates strong Turkish and Greek influences. Yogurt, lukanka, banitsa, shopska salad, lyutenitsa and kozunak are among the best-known local foods. Meat consumption is lower than the European average, given a cultural preference for a large variety of salads. Bulgaria was the world's second-largest wine exporter until 1989, but has since lost that position. The 2016 harvest yielded 128 million litres of wine, of which 62 million was exported mainly to Romania, Poland and Russia. Mavrud, Rubin, Shiroka melnishka, Dimiat and Cherven Misket are the typical grapes used in Bulgarian wine. Rakia is a traditional fruit brandy that was consumed in Bulgaria as early as the 14th century.
Sports
Bulgaria appeared at the first modern Olympic games in 1896, when it was represented by gymnast Charles Champaud. Since then, Bulgarian athletes have won 55 gold, 90 silver, and 85 bronze medals, ranking 25th in the all-time medal table. Weight-lifting is a signature sport of Bulgaria. Coach Ivan Abadzhiev developed innovative training practices that have produced many Bulgarian world and Olympic champions in weight-lifting since the 1980s. Bulgarian athletes have also excelled in wrestling, boxing, gymnastics, volleyball and tennis. Stefka Kostadinova is the reigning world record holder in the women's high jump at , achieved during the 1987 World Championships. Grigor Dimitrov is the first Bulgarian tennis player in the Top 3 ATP rankings.
Football is the most popular sport in the country by a substantial margin. The national football team's best performance was a semi-final at the 1994 FIFA World Cup, when the squad was spearheaded by forward Hristo Stoichkov. Stoichkov is the most successful Bulgarian player of all time; he was awarded the Golden Boot and the Golden Ball and was considered one of the best in the world while playing for FC Barcelona in the 1990s. CSKA and Levski, both based in Sofia, are the most successful clubs domestically and long-standing rivals. Ludogorets is remarkable for having advanced from the local fourth division to the 2014–15 UEFA Champions League group stage in a mere nine years. Placed 39th in 2018, it is Bulgaria's highest-ranked club in UEFA.
See also
Outline of Bulgaria
Explanatory notes
References
Bibliography
External links
Bulgaria at UCB Libraries GovPubs.
Bulgaria Profile from Balkan Insight
President of The Republic of Bulgaria
Balkan countries
Countries and territories where Bulgarian is an official language
Countries in Europe
Member states of NATO
Member states of the European Union
Member states of the Three Seas Initiative
Member states of the Union for the Mediterranean
Member states of the United Nations
Republics
States and territories established in 1990 |
3416 | https://en.wikipedia.org/wiki/Bryozoa | Bryozoa | Bryozoa (also known as the Polyzoa, Ectoprocta or commonly as moss animals) are a phylum of simple, aquatic invertebrate animals, nearly all living in sedentary colonies. Typically about long, they have a special feeding structure called a lophophore, a "crown" of tentacles used for filter feeding. Most marine bryozoans live in tropical waters, but a few are found in oceanic trenches and polar waters. The bryozoans are classified as the marine bryozoans (Stenolaemata), freshwater bryozoans (Phylactolaemata), and mostly-marine bryozoans (Gymnolaemata), a few members of which prefer brackish water. 5,869living species are known. At least two genera are solitary (Aethozooides and Monobryozoon); the rest are colonial.
The terms Polyzoa and Bryozoa were introduced in 1830 and 1831, respectively. Soon after it was named, another group of animals was discovered whose filtering mechanism looked similar, so it was included in Bryozoa until 1869, when the two groups were noted to be very different internally. The new group was given the name "Entoprocta", while the original Bryozoa were called "Ectoprocta". Disagreements about terminology persisted well into the 20th century, but "Bryozoa" is now the generally accepted term.
Colonies take a variety of forms, including fans, bushes and sheets. Single animals, called zooids, live throughout the colony and are not fully independent. These individuals can have unique and diverse functions. All colonies have "autozooids", which are responsible for feeding, excretion, and supplying nutrients to the colony through diverse channels. Some classes have specialist zooids like hatcheries for fertilized eggs, colonial defence structures, and root-like attachment structures. Cheilostomata is the most diverse order of bryozoan, possibly because its members have the widest range of specialist zooids. They have mineralized exoskeletons and form single-layered sheets which encrust over surfaces, and some colonies can creep very slowly by using spiny defensive zooids as legs.
Each zooid consists of a "cystid", which provides the body wall and produces the exoskeleton, and a "polypide", which holds the organs. Zooids have no special excretory organs, and autozooids' polypides are scrapped when they become overloaded with waste products; usually the body wall then grows a replacement polypide. Their gut is U-shaped, with the mouth inside the crown of tentacles and the anus outside it. Zooids of all the freshwater species are simultaneous hermaphrodites. Although those of many marine species function first as males and then as females, their colonies always contain a combination of zooids that are in their male and female stages. All species emit sperm into the water. Some also release ova into the water, while others capture sperm via their tentacles to fertilize their ova internally. In some species the larvae have large yolks, go to feed, and quickly settle on a surface. Others produce larvae that have little yolk but swim and feed for a few days before settling. After settling, all larvae undergo a radical metamorphosis that destroys and rebuilds almost all the internal tissues. Freshwater species also produce statoblasts that lie dormant until conditions are favorable, which enables a colony's lineage to survive even if severe conditions kill the mother colony.
Predators of marine bryozoans include sea slugs (nudibranchs), fish, sea urchins, pycnogonids, crustaceans, mites and starfish. Freshwater bryozoans are preyed on by snails, insects, and fish. In Thailand, many populations of one freshwater species have been wiped out by an introduced species of snail. A fast-growing invasive bryozoan off the northeast and northwest coasts of the US has reduced kelp forests so much that it has affected local fish and invertebrate populations. Bryozoans have spread diseases to fish farms and fishermen. Chemicals extracted from a marine bryozoan species have been investigated for treatment of cancer and Alzheimer's disease, but analyses have not been encouraging.
Mineralized skeletons of bryozoans first appear in rocks from the Early Ordovician period, making it the last major phylum to appear in the fossil record. This has led researchers to suspect that bryozoans arose earlier but were initially unmineralized, and may have differed significantly from fossilized and modern forms. In 2021, some research suggested Protomelission, a genus known from the Cambrian period, could be an example of an early bryozoan, but later research suggested that this taxon may instead represent a dasyclad alga. Early fossils are mainly of erect forms, but encrusting forms gradually became dominant. It is uncertain whether the phylum is monophyletic. Bryozoans' evolutionary relationships to other phyla are also unclear, partly because scientists' view of the family tree of animals is mainly influenced by better-known phyla. Both morphological and molecular phylogeny analyses disagree over bryozoans' relationships with entoprocts, about whether bryozoans should be grouped with brachiopods and phoronids in Lophophorata, and whether bryozoans should be considered protostomes or deuterostomes.
Description
Distinguishing features
Bryozoans, phoronids and brachiopods strain food out of the water by means of a lophophore, a "crown" of hollow tentacles. Bryozoans form colonies consisting of clones called zooids that are typically about long. Phoronids resemble bryozoan zooids but are long and, although they often grow in clumps, do not form colonies consisting of clones. Brachiopods, generally thought to be closely related to bryozoans and phoronids, are distinguished by having shells rather like those of bivalves. All three of these phyla have a coelom, an internal cavity lined by mesothelium.
Some encrusting bryozoan colonies with mineralized exoskeletons look very like small corals. However, bryozoan colonies are founded by an ancestrula, which is round rather than shaped like a normal zooid of that species. On the other hand, the founding polyp of a coral has a shape like that of its daughter polyps, and coral zooids have no coelom or lophophore.
Entoprocts, another phylum of filter-feeders, look rather like bryozoans but their lophophore-like feeding structure has solid tentacles, their anus lies inside rather than outside the base of the "crown" and they have no coelom.
Types of zooid
All bryozoans are colonial except for one genus, Monobryozoon. Individual members of a bryozoan colony are about long and are known as zooids, since they are not fully independent animals. All colonies contain feeding zooids, known as autozooids. Those of some groups also contain non-feeding heterozooids, also known as polymorphic zooids, which serve a variety of functions other than feeding; colony members are genetically identical and co-operate, rather like the organs of larger animals. What type of zooid grows where in a colony is determined by chemical signals from the colony as a whole or sometimes in response to the scent of predators or rival colonies.
The bodies of all types have two main parts. The cystid consists of the body wall and whatever type of exoskeleton is secreted by the epidermis. The exoskeleton may be organic (chitin, polysaccharide or protein) or made of the mineral calcium carbonate. The latter is always absent in freshwater species. The body wall consists of the epidermis, basal lamina (a mat of non-cellular material), connective tissue, muscles, and the mesothelium which lines the coelom (main body cavity) – except that in one class, the mesothelium is split into two separate layers, the inner one forming a membranous sac that floats freely and contains the coelom, and the outer one attached to the body wall and enclosing the membranous sac in a pseudocoelom. The other main part of the bryozoan body, known as the polypide and situated almost entirely within the cystid, contains the nervous system, digestive system, some specialized muscles and the feeding apparatus or other specialized organs that take the place of the feeding apparatus.
Feeding zooids
The most common type of zooid is the feeding autozooid, in which the polypide bears a "crown" of hollow tentacles called a lophophore, which captures food particles from the water. In all colonies a large percentage of zooids are autozooids, and some consist entirely of autozooids, some of which also engage in reproduction.
The basic shape of the "crown" is a full circle. Among the freshwater bryozoans (Phylactolaemata) the crown appears U-shaped, but this impression is created by a deep dent in the rim of the crown, which has no gap in the fringe of tentacles. The sides of the tentacles bear fine hairs called cilia, whose beating drives a water current from the tips of the tentacles to their bases, where it exits. Food particles that collide with the tentacles are trapped by mucus, and further cilia on the inner surfaces of the tentacles move the particles towards the mouth in the center. The method used by ectoprocts is called "upstream collecting", as food particles are captured before they pass through the field of cilia that creates the feeding current. This method is also used by phoronids, brachiopods and pterobranchs.
The lophophore and mouth are mounted on a flexible tube called the "invert", which can be turned inside-out and withdrawn into the polypide, rather like the finger of a rubber glove; in this position the lophophore lies inside the invert and is folded like the spokes of an umbrella. The invert is withdrawn, sometimes within 60milliseconds, by a pair of retractor muscles that are anchored at the far end of the cystid. Sensors at the tips of the tentacles may check for signs of danger before the invert and lophophore are fully extended. Extension is driven by an increase in internal fluid pressure, which species with flexible exoskeletons produce by contracting circular muscles that lie just inside the body wall, while species with a membranous sac use circular muscles to squeeze this. Some species with rigid exoskeletons have a flexible membrane that replaces part of the exoskeleton, and transverse muscles anchored on the far side of the exoskeleton increase the fluid pressure by pulling the membrane inwards. In others there is no gap in the protective skeleton, and the transverse muscles pull on a flexible sac which is connected to the water outside by a small pore; the expansion of the sac increases the pressure inside the body and pushes the invert and lophophore out. In some species the retracted invert and lophophore are protected by an operculum ("lid"), which is closed by muscles and opened by fluid pressure. In one class, a hollow lobe called the "epistome" overhangs the mouth.
The gut is U-shaped, running from the mouth, in the center of the lophophore, down into the animal's interior and then back to the anus, which is located on the invert, outside and usually below the lophophore. A network of strands of mesothelium called "funiculi" ("little ropes") connects the mesothelium covering the gut with that lining the body wall. The wall of each strand is made of mesothelium, and surrounds a space filled with fluid, thought to be blood. A colony's zooids are connected, enabling autozooids to share food with each other and with any non-feeding heterozooids. The method of connection varies between the different classes of bryozoans, ranging from quite large gaps in the body walls to small pores through which nutrients are passed by funiculi.
There is a nerve ring round the pharynx (throat) and a ganglion that serves as a brain to one side of this. Nerves run from the ring and ganglion to the tentacles and to the rest of the body. Bryozoans have no specialized sense organs, but cilia on the tentacles act as sensors. Members of the genus Bugula grow towards the sun, and therefore must be able to detect light. In colonies of some species, signals are transmitted between zooids through nerves that pass through pores in the body walls, and coordinate activities such as feeding and the retraction of lophophores.
The solitary individuals of Monobryozoon are autozooids with pear-shaped bodies. The wider ends have up to 15 short, muscular projections by which the animals anchor themselves to sand or gravel and pull themselves through the sediments.
Avicularia and vibracula
Some authorities use the term avicularia (plural of avicularium) to refer to any type of zooid in which the lophophore is replaced by an extension that serves some protective function, while others restrict the term to those that defend the colony by snapping at invaders and small predators, killing some and biting the appendages of others. In some species the snapping zooids are mounted on a peduncle (stalk), their bird-like appearance responsible for the term – Charles Darwin described these as like "the head and beak of a vulture in miniature, seated on a neck and capable of movement". Stalked avicularia are placed upside-down on their stalks. The "lower jaws" are modified versions of the opercula that protect the retracted lophophores in autozooids of some species, and are snapped shut "like a mousetrap" by similar muscles, while the beak-shaped upper jaw is the inverted body wall. In other species the avicularia are stationary box-like zooids laid the normal way up, so that the modified operculum snaps down against the body wall. In both types the modified operculum is opened by other muscles that attach to it, or by internal muscles that raise the fluid pressure by pulling on a flexible membrane. The actions of these snapping zooids are controlled by small, highly modified polypides that are located inside the "mouth" and bear tufts of short sensory cilia. These zooids appear in various positions: some take the place of autozooids, some fit into small gaps between autozooids, and small avicularia may occur on the surfaces of other zooids.
In vibracula, regarded by some as a type of avicularia, the operculum is modified to form a long bristle that has a wide range of motion. They may function as defenses against predators and invaders, or as cleaners. In some species that form mobile colonies, vibracula around the edges are used as legs for burrowing and walking.
Structural polymorphs
Kenozooids (from the Greek 'empty') consist only of the body wall and funicular strands crossing the interior, and no polypide. The functions of these zooids include forming the stems of branching structures, acting as spacers that enable colonies to grow quickly in a new direction, strengthening the colony's branches, and elevating the colony slightly above its substrate for competitive advantages against other organisms. Some kenozooids are hypothesized to be capable of storing nutrients for the colony. Because kenozooids' function is generally structural, they are called "structural polymorphs."
Some heterozooids found in extinct trepostome bryozoans, called mesozooids, are thought to have functioned to space the feeding autozooids an appropriate distance apart. In thin sections of trepostome fossils, mesozooids can be seen in between the tubes that held autozooids; they are smaller tubes that are divided along their length by diaphragms, making them look like rows of box-like chambers sandwiched between autozooidal tubes.
Reproductive polymorphs
Gonozooids act as brood chambers for fertilized eggs. Almost all modern cyclostome bryozoans have them, but they can be hard to locate on a colony because there are so few gonozooids in one colony. The aperture in gonozooids, which is called an ooeciopore, acts as a point for larvae to exit. Some gonozooids have very complex shapes with autozooidal tubes passing through chambers within them. All larvae released from a gonozooid are clones created by division of a single egg; this is called monozygotic polyembryony, and is a reproductive strategy also used by armadillos.
Cheilostome bryozoans also brood their embryos; one of the common methods is through ovicells, capsules attached to autozooids. The autozooids possessing ovicells are normally still able to feed, however, so these are not considered heterozooids.
"Female" polymorphs are more common than "male" polymorphs, but specialized zooids that produce sperm are also known. These are called androzooids, and some are found in colonies of Odontoporella bishopi, a species that is symbiotic with hermit crabs and lives on their shells. These zooids are smaller than the others and have four short tentacles and four long tentacles, unlike the autozooids which have 15–16 tentacles. Androzooids are also found in species with mobile colonies that can crawl around. It is possible that androzooids are used to exchange sperm between colonies when two mobile colonies or bryozoan-encrusted hermit crabs happen to encounter one another.
Other polymorphs
Spinozooids are hollow, movable spines, like very slender, small tubes, present on the surface of colonies, which probably are for defense. Some species have miniature nanozooids with small single-tentacled polypides, and these may grow on other zooids or within the body walls of autozooids that have degenerated.
Colony forms and composition
Although zooids are microscopic, colonies range in size from to over . However, the majority are under across. The shapes of colonies vary widely, depend on the pattern of budding by which they grow, the variety of zooids present and the type and amount of skeletal material they secrete.
Some marine species are bush-like or fan-like, supported by "trunks" and "branches" formed by kenozooids, with feeding autozooids growing from these. Colonies of these types are generally unmineralized but may have exoskeletons made of chitin. Others look like small corals, producing heavy lime skeletons. Many species form colonies which consist of sheets of autozooids. These sheets may form leaves, tufts or, in the genus Thalamoporella, structures that resemble an open head of lettuce.
The most common marine form, however, is encrusting, in which a one-layer sheet of zooids spreads over a hard surface or over seaweed. Some encrusting colonies may grow to over and contain about 2,000,000 zooids. These species generally have exoskeletons reinforced with calcium carbonate, and the openings through which the lophophores protrude are on the top or outer surface. The moss-like appearance of encrusting colonies is responsible for the phylum's name (Ancient Greek words meaning 'moss' and meaning 'animal'). Large colonies of encrusting species often have "chimneys", gaps in the canopy of lophophores, through which they swiftly expel water that has been sieved, and thus avoid re-filtering water that is already exhausted. They are formed by patches of non-feeding heterozooids. New chimneys appear near the edges of expanding colonies, at points where the speed of the outflow is already high, and do not change position if the water flow changes.
Some freshwater species secrete a mass of gelatinous material, up to in diameter, to which the zooids stick. Other freshwater species have plant-like shapes with "trunks" and "branches", which may stand erect or spread over the surface. A few species can creep at about per day.
Each colony grows by asexual budding from a single zooid known as the ancestrula, which is round rather than shaped like a normal zooid. This occurs at the tips of "trunks" or "branches" in forms that have this structure. Encrusting colonies grow round their edges. In species with calcareous exoskeletons, these do not mineralize until the zooids are fully grown. Colony lifespans range from one to about 12 years, and the short-lived species pass through several generations in one season.
Species that produce defensive zooids do so only when threats have already appeared, and may do so within 48 hours. The theory of "induced defenses" suggests that production of defenses is expensive and that colonies which defend themselves too early or too heavily will have reduced growth rates and lifespans. This "last minute" approach to defense is feasible because the loss of zooids to a single attack is unlikely to be significant. Colonies of some encrusting species also produce special heterozooids to limit the expansion of other encrusting organisms, especially other bryozoans. In some cases this response is more belligerent if the opposition is smaller, which suggests that zooids on the edge of a colony can somehow sense the size of the opponent. Some species consistently prevail against certain others, but most turf wars are indecisive and the combatants soon turn to growing in uncontested areas. Bryozoans competing for territory do not use the sophisticated techniques employed by sponges or corals, possibly because the shortness of bryozoan lifespans makes heavy investment in turf wars unprofitable.
Bryozoans have contributed to carbonate sedimentation in marine life since the Ordovician period. Bryozoans take responsibility for many of the colony forms, which have evolved in different taxonomic groups and vary in sediment producing ability. The nine basic bryozoan colony-forms include: encrusting, dome-shaped, palmate, foliose, fenestrate, robust branching, delicate branching, articulated and free-living. Most of these sediments come from two distinct groups of colonies: domal, delicate branching, robust branching and palmate; and fenestrate. Fenestrate colonies generate rough particles both as sediment and components of stromatoporoids coral reefs. The delicate colonies however, create both coarse sediment and form the cores of deep-water, subphotic biogenic mounds. Nearly all post- bryozoan sediments are made up of growth forms, with the addition to free-living colonies which include significant numbers of various colonies. "In contrast to the Palaeozoic, post-Palaeozoic bryozoans generated sediment varying more widely with the size of their grains; they grow as they moved from mud, to sand, to gravel."
Taxonomy
The phylum was originally called "Polyzoa", but this name was eventually replaced by Ehrenberg's term "Bryozoa". The name "Bryozoa" was originally applied only to the animals also known as Ectoprocta (), in which the anus lies outside the "crown" of tentacles. After the discovery of the Entoprocta (), in which the anus lies within a "crown" of tentacles, the name "Bryozoa" was promoted to phylum level to include the two classes Ectoprocta and Entoprocta. However, in 1869 Hinrich Nitsche regarded the two groups as quite distinct for a variety of reasons, and coined the name "Ectoprocta" for Ehrenberg's "Bryozoa". Despite their apparently similar methods of feeding, they differed markedly anatomically; in addition to the different positions of the anus, ectoprocts have hollow tentacles and a coelom, while entoprocts have solid tentacles and no coelom. Hence the two groups are now widely regarded as separate phyla, and the name "Bryozoa" is now synonymous with "Ectoprocta". This has remained the majority view ever since, although most publications have preferred the name "Bryozoa" rather than "Ectoprocta". Nevertheless, some notable scientists have continued to regard the "Ectoprocta" and Entoprocta as close relatives and group them under "Bryozoa".
The ambiguity about the scope of the name "Bryozoa" led to proposals in the 1960s and 1970s that it should be avoided and the unambiguous term "Ectoprocta" should be used. However, the change would have made it harder to find older works in which the phylum was called "Bryozoa", and the desire to avoid ambiguity, if applied consistently to all classifications, would have necessitated renaming of several other phyla and many lower-level groups. In practice, zoological naming of split or merged groups of animals is complex and not completely consistent. Works since 2000 have used various names to resolve the ambiguity, including: "Bryozoa", "Ectoprocta", "Bryozoa (Ectoprocta)", and "Ectoprocta (Bryozoa)". Some have used more than one approach in the same work.
The common name "moss animals" is the literal meaning of "Bryozoa", from Greek ('moss') and ('animals'), based on the mossy appearance of encrusting species.
Until 2008 there were "inadequately known and misunderstood type species belonging to the Cyclostome Bryozoan family Oncousoeciidae." Modern research and experiments have been done using low-vacuum scanning electron microscopy of uncoated type material to critically examine and perhaps revise the taxonomy of three genera belonging to this family, including Oncousoecia, Microeciella, and Eurystrotos. This method permits data to be obtained that would be difficult to recognize with an optical microscope. The valid type species of Oncousoecia was found to be Oncousoecia lobulata. This interpretation stabilizes Oncousoecia by establishing a type species that corresponds to the general usage of the genus. Fellow Oncousoeciid Eurystrotos is now believed to be not conspecific with O. lobulata, as previously suggested, but shows enough similarities to be considered a junior synonym of Oncousoecia. Microeciella suborbicularus has also been recently distinguished from O. lobulata and O. dilatans, using this modern method of low vacuum scanning, with which it has been inaccurately synonymized with in the past. A new genus has also been recently discovered called Junerossia in the family Stomachetosellidae, along with 10 relatively new species of bryozoa such as Alderina flaventa, Corbulella extenuata, Puellina septemcryptica, Junerossia copiosa, Calyptotheca kapaaensis, Bryopesanser serratus, Cribellopora souleorum, Metacleidochasma verrucosa, Disporella compta, and Favosipora adunca.
Classification and diversity
Counts of formally described species range between 4,000 and 4,500. The Gymnolaemata and especially Cheilostomata have the greatest numbers of species, possibly because of their wide range of specialist zooids. Under the Linnaean system of classification, which is still used as a convenient way to label groups of organisms, living members of the phylum Bryozoa are divided into:
Fossil record
Fossils of about 15,000 bryozoan species have been found. Bryozoans are among the three dominant groups of Paleozoic fossils. Bryozoans with calcitic skeletons were a major source of the carbonate minerals that make up limestones, and their fossils are incredibly common in marine sediments worldwide from the Ordovician onward. However, unlike corals and other colonial animals found in the fossil record, Bryozoan colonies did not reach large sizes. Fossil bryozoan colonies are typically found highly fragmented and scattered; the preservation of complete zoaria is uncommon in the fossil record, and relatively little study has been devoted to reassembling fragmented zoaria. The largest known fossil colonies are branching trepostome bryozoans from Ordovician rocks in the United States, reaching 66 centimeters in height.
The oldest species with a mineralized skeleton occurs in the Lower Ordovician. It is likely that the first bryozoans appeared much earlier and were entirely soft-bodied, and the Ordovician fossils record the appearance of mineralized skeletons in this phylum. By the Arenigian stage of the Early Ordovician period, about , all the modern orders of stenolaemates were present, and the ctenostome order of gymnolaemates had appeared by the Middle Ordovician, about . The Early Ordovician fossils may also represent forms that had already become significantly different from the original members of the phylum. Ctenostomes with phosphatized soft tissue are known from the Devonian. Other types of filter feeders appeared around the same time, which suggests that some change made the environment more favorable for this lifestyle. Fossils of cheilostomates, an order of gymnolaemates with mineralized skeletons, first appear in the Mid Jurassic, about , and these have been the most abundant and diverse bryozoans from the Cretaceous to the present. Evidence compiled from the last 100 million years show that cheilostomatids consistently grew over cyclostomatids in territorial struggles, which may help to explain how cheilostomatids replaced cyclostomatids as the dominant marine bryozoans. Marine fossils from the Paleozoic era, which ended , are mainly of erect forms, those from the Mesozoic are fairly equally divided by erect and encrusting forms, and more recent ones are predominantly encrusting. Fossils of the soft, freshwater phylactolaemates are very rare, appear in and after the Late Permian (which began about ) and consist entirely of their durable statoblasts. There are no known fossils of freshwater members of other classes.
Evolutionary family tree
Scientists are divided about whether the Bryozoa (Ectoprocta) are a monophyletic group (whether they include all and only a single ancestor species and all its descendants), about what are the phylum's closest relatives in the family tree of animals, and even about whether they should be regarded as members of the protostomes or deuterostomes, the two major groups that account for all moderately complex animals.
Molecular phylogeny, which attempts to work out the evolutionary family tree of organisms by comparing their biochemistry and especially their genes, has done much to clarify the relationships between the better-known invertebrate phyla. However, the shortage of genetic data about "minor phyla" such as bryozoans and entoprocts has left their relationships to other groups unclear.
Traditional view
The traditional view is that the Bryozoa are a monophyletic group, in which the class Phylactolaemata is most closely related to Stenolaemata and Ctenostomatida, the classes that appear earliest in the fossil record. However, in 2005 a molecular phylogeny study that focused on phylactolaemates concluded that these are more closely related to the phylum Phoronida, and especially to the only phoronid species that is colonial, than they are to the other ectoproct classes. That implies that the Entoprocta are not monophyletic, as the Phoronida are a sub-group of ectoprocts but the standard definition of Entoprocta excludes the Phoronida.
In 2009 another molecular phylogeny study, using a combination of genes from mitochondria and the cell nucleus, concluded that Bryozoa is a monophyletic phylum, in other words includes all the descendants of a common ancestor that is itself a bryozoan. The analysis also concluded that the classes Phylactolaemata, Stenolaemata and Gymnolaemata are also monophyletic, but could not determine whether Stenolaemata are more closely related to Phylactolaemata or Gymnolaemata. The Gymnolaemata are traditionally divided into the soft-bodied Ctenostomatida and mineralized Cheilostomata, but the 2009 analysis considered it more likely that neither of these orders is monophyletic and that mineralized skeletons probably evolved more than once within the early Gymnolaemata.
Bryozoans' relationships with other phyla are uncertain and controversial. Traditional phylogeny, based on anatomy and on the development of the adult forms from embryos, has produced no enduring consensus about the position of ectoprocts. Attempts to reconstruct the family tree of animals have largely ignored ectoprocts and other "minor phyla", which have received little scientific study because they are generally tiny, have relatively simple body plans, and have little impact on human economies – despite the fact that the "minor phyla" include most of the variety in the evolutionary history of animals.
In the opinion of Ruth Dewel, Judith Winston, and Frank McKinney, "Our standard interpretation of bryozoan morphology and embryology is a construct resulting from over 100 years of attempts to synthesize a single framework for all invertebrates," and takes little account of some peculiar features of ectoprocts.
In ectoprocts, all of the larva's internal organs are destroyed during the metamorphosis to the adult form and the adult's organs are built from the larva's epidermis and mesoderm, while in other bilaterians some organs including the gut are built from endoderm. In most bilaterian embryos the blastopore, a dent in the outer wall, deepens to become the larva's gut, but in ectoprocts the blastopore disappears and a new dent becomes the point from which the gut grows. The ectoproct coelom is formed by neither of the processes used by other bilaterians, enterocoely, in which pouches that form on the wall of the gut become separate cavities, nor schizocoely, in which the tissue between the gut and the body wall splits, forming paired cavities.
Entoprocts
When entoprocts were discovered in the 19th century, they and bryozoans (ectoprocts) were regarded as classes within the phylum Bryozoa, because both groups were sessile animals that filter-fed by means of a crown of tentacles that bore cilia.
From 1869 onwards increasing awareness of differences, including the position of the entoproct anus inside the feeding structure and the difference in the early pattern of division of cells in their embryos, caused scientists to regard the two groups as separate phyla, and "Bryozoa" became just an alternative name for ectoprocts, in which the anus is outside the feeding organ. A series of molecular phylogeny studies from 1996 to 2006 have also concluded that bryozoans (ectoprocts) and entoprocts are not sister groups.
However, two well-known zoologists, Claus Nielsen and Thomas Cavalier-Smith, maintain on anatomical and developmental grounds that bryozoans and entoprocts are member of the same phylum, Bryozoa. A molecular phylogeny study in 2007 also supported this old idea, while its conclusions about other phyla agreed with those of several other analyses.
Grouping into the Lophophorata
By 1891 bryozoans (ectoprocts) were grouped with phoronids in a super-phylum called "Tentaculata". In the 1970s comparisons between phoronid larvae and the cyphonautes larva of some gymnolaete bryozoans produced suggestions that the bryozoans, most of which are colonial, evolved from a semi-colonial species of phoronid. Brachiopods were also assigned to the "Tentaculata", which were renamed Lophophorata as they all use a lophophore for filter feeding.
The majority of scientists accept this, but Claus Nielsen thinks these similarities are superficial. The Lophophorata are usually defined as animals with a lophophore, a three-part coelom and a U-shaped gut. In Nielsen's opinion, phoronids' and brachiopods' lophophores are more like those of pterobranchs, which are members of the phylum Hemichordata. Bryozoan's tentacles bear cells with multiple cilia, while the corresponding cells of phoronids', brachiopods' and pterobranchs' lophophores have one cilium per cell; and bryozoan tentacles have no hemal canal ("blood vessel"), which those of the other three phyla have.
If the grouping of bryozoans with phoronids and brachiopods into Lophophorata is correct, the next issue is whether the Lophophorata are protostomes, along with most invertebrate phyla, or deuterostomes, along with chordates, hemichordates and echinoderms.
The traditional view was that lophophorates were a mix of protostome and deuterostome features. Research from the 1970s onwards suggested they were deuterostomes, because of some features that were thought characteristic of deuterostomes: a three-part coelom; radial rather than spiral cleavage in the development of the embryo; and formation of the coelom by enterocoely. However the coelom of ectoproct larvae shows no sign of division into three sections, and that of adult ectoprocts is different from that of other coelomate phyla as it is built anew from epidermis and mesoderm after metamorphosis has destroyed the larval coelom.
Lophophorate molecular phylogenetics
Molecular phylogeny analyses from 1995 onwards, using a variety of biochemical evidence and analytical techniques, placed the lophophorates as protostomes and closely related to annelids and molluscs in a super-phylum called Lophotrochozoa. "Total evidence" analyses, which used both morphological features and a relatively small set of genes, came to various conclusions, mostly favoring a close relationship between lophophorates and Lophotrochozoa. A study in 2008, using a larger set of genes, concluded that the lophophorates were closer to the Lophotrochozoa than to deuterostomes, but also that the lophophorates were not monophyletic. Instead, it concluded that brachiopods and phoronids formed a monophyletic group, but bryozoans (ectoprocts) were closest to entoprocts, supporting the original definition of "Bryozoa".
They are the only major phylum of exclusively clonal animals, composed of modular units known as zooids. Because they thrive in colonies, colonial growth allows them to develop unrestricted variations in form. Despite this, only a small number of basic growth forms have been found and have commonly reappeared throughout the history of the bryozoa.
Ectoproct molecular phylogenetics
The phylogenetic position of the ectoproct bryozoans remains uncertain, but it remains certain that they belong to the Protostomia and more specifically to the Lophotrochozoa. This implies that the ectoproct larva is a trochophore with the corona being a homologue of the prototroch; this is supported from the similarity between the coronate larvae and the Type 1 pericalymma larvae of some molluscs and sipunculans, where the prototroch zone is expanded to cover the hyposphere.
A study of the mitochondrial DNA sequence suggests that the Bryozoa may be related to the Chaetognatha.
Physiology
Feeding and excretion
Most species are filter feeders that sieve small particles, mainly phytoplankton (microscopic floating plants), out of the water. The freshwater species Plumatella emarginata feeds on diatoms, green algae, cyanobacteria, non-photosynthetic bacteria, dinoflagellates, rotifers, protozoa, small nematodes, and microscopic crustaceans. While the currents that bryozoans generate to draw food towards the mouth are well understood, the exact method of capture is still debated. All species also flick larger particles towards the mouth with a tentacle, and a few capture zooplankton (planktonic animals) by using their tentacles as cages. In addition the tentacles, whose surface area is increased by microvilli (small hairs and pleats), absorb organic compounds dissolved in the water. Unwanted particles may be flicked away by tentacles or shut out by closing the mouth. A study in 2008 showed that both encrusting and erect colonies fed more quickly and grew faster in gentle than in strong currents.
In some species the first part of the stomach forms a muscular gizzard lined with chitinous teeth that crush armored prey such as diatoms. Wave-like peristaltic contractions move the food through the stomach for digestion. The final section of the stomach is lined with cilia (minute hairs) that compress undigested solids, which then pass through the intestine and out through the anus.
There are no nephridia ("little kidneys") or other excretory organs in bryozoa, and it is thought that ammonia diffuses out through the body wall and lophophore. More complex waste products are not excreted but accumulate in the polypide, which degenerates after a few weeks. Some of the old polypide is recycled, but much of it remains as a large mass of dying cells containing accumulated wastes, and this is compressed into a "brown body". When the degeneration is complete, the cystid (outer part of the animal) produces a new polypide, and the brown body remains in the coelom, or in the stomach of the new polypide and is expelled next time the animal defecates.
Respiration and circulation
There are no respiratory organs, heart or blood vessels. Instead, zooids absorb oxygen and eliminate carbon dioxide through diffusion. Bryozoa accomplish diffusion through the use of either a thin membrane (in the case of anascans and some polyzoa) or through pseudopores located on the outer dermis of the zooid. The different bryozoan groups use various methods to share nutrients and oxygen between zooids: some have quite large gaps in the body walls, allowing the coelomic fluid to circulate freely; in others, the funiculi (internal "little ropes") of adjacent zooids connect via small pores in the body wall.
Reproduction and life cycles
Zooids of all phylactolaemate species are simultaneous hermaphrodites. Although those of many marine species are protandric, in other words function first as males and then as females, their colonies contain a combination of zooids that are in their male and female stages. In all species the ovaries develop on the inside of the body wall, and the testes on the funiculus connecting the stomach to the body wall. Eggs and sperm are released into the coelom, and sperm exit into the water through pores in the tips of some of the tentacles, and then are captured by the feeding currents of zooids that are producing eggs. Some species' eggs are fertilized externally after being released through a pore between two tentacles, which in some cases is at the tip of a small projection called the "intertentacular organ" in the base of a pair of tentacles. Others' are fertilized internally, in the intertentacular organ or in the coelom. In ctenostomes the mother provides a brood chamber for the fertilized eggs, and her polypide disintegrates, providing nourishment to the embryo. Stenolaemates produce specialized zooids to serve as brood chambers, and their eggs divide within this to produce up to 100 identical embryos.
The cleavage of bryozoan eggs is biradial, in other words the early stages are bilaterally symmetrical. It is unknown how the coelom forms, since the metamorphosis from larva to adult destroys all of the larva's internal tissues. In many animals the blastopore, an opening in the surface of the early embryo, tunnels through to form the gut. However, in bryozoans the blastopore closes, and a new opening develops to create the mouth.
Bryozoan larvae vary in form, but all have a band of cilia round the body which enables them to swim, a tuft of cilia at the top, and an adhesive sac that everts and anchors them when they settle on a surface. Some gymnolaemate species produce cyphonautes larvae which have little yolk but a well-developed mouth and gut, and live as plankton for a considerable time before settling. These larvae have triangular shells of chitin, with one corner at the top and the base open, forming a hood round the downward-facing mouth. In 2006 it was reported that the cilia of cyphonautes larvae use the same range of techniques as those of adults to capture food. Species that brood their embryos form larvae that are nourished by large yolks, have no gut and do not feed, and such larvae quickly settle on a surface. In all marine species the larvae produce cocoons in which they metamorphose completely after settling: the larva's epidermis becomes the lining of the coelom, and the internal tissues are converted to a food reserve that nourishes the developing zooid until it is ready to feed. The larvae of phylactolaemates produce multiple polypides, so that each new colony starts with several zooids. In all species the founder zooids then grow the new colonies by budding clones of themselves. In phylactolaemates, zooids die after producing several clones, so that living zooids are found only round the edges of a colony.
Phylactolaemates can also reproduce asexually by a method that enables a colony's lineage to survive the variable and uncertain conditions of freshwater environments. Throughout summer and autumn they produce disc-shaped statoblasts, masses of cells that function as "survival pods" rather like the gemmules of sponges. Statoblasts form on the funiculus connected to the parent's gut, which nourishes them. As they grow, statoblasts develop protective bivalve-like shells made of chitin. When they mature, some statoblasts stick to the parent colony, some fall to the bottom ("sessoblasts"), some contain air spaces that enable them to float ("floatoblasts"), and some remain in the parent's cystid to re-build the colony if it dies. Statoblasts can remain dormant for considerable periods, and while dormant can survive harsh conditions such as freezing and desiccation. They can be transported across long distances by animals, floating vegetation, currents and winds, and even in the guts of larger animals. When conditions improve, the valves of the shell separate and the cells inside develop into a zooid that tries to form a new colony. Plumatella emarginata produces both "sessoblasts", which enable the lineage to control a good territory even if hard times decimate the parent colonies, and "floatoblasts", which spread to new sites. New colonies of Plumatella repens produce mainly "sessoblasts" while mature ones switch to "floatoblasts". A study estimated that one group of colonies in a patch measuring produced 800,000 statoblasts.
Cupuladriid Bryozoa are capable of both sexual and asexual reproduction. The sexually reproducing colonies (aclonal) are the result of a larval cupuladriid growing into an adult stage whereas the asexual colonies(clonal) are a result of a fragment of a colony of cupuladriids growing into its own colony. The different forms of reproduction in cupuladriids are achieved through a variety of methods depending on the morphology and classification of the zooid.
Ecology
Habitats and distribution
Most marine species live in tropical waters at depths less than . However, a few have been found in deep-sea trenches, especially around cold seeps, and others near the poles.
The great majority of bryozoans are sessile. Typically, sessile bryozoans live on hard substrates including rocks, sand or shells. Encrusting forms are much the commonest of these in shallow seas, but erect forms become more common as the depth increases. An example of incrustation on pebbles and cobbles is found in the diverse Pleistocene bryozoans found in northern Japan, where fossils have been found of single stones covered with more than 20 bryozoan species. Sediments with smaller particles, like sand or silt, are usually unsuitable habitat for bryozoans, but tiny colonies have been found encrusting grains of coarse sand. Some bryozoan species specialize in colonizing marine algae, seagrasses, and even mangrove roots; the genus Amphibiobeania lives on the leaves of mangrove trees and is called "amphibious" because it can survive regular exposure to air at low tide.
There are a variety of "free-living" bryozoans that live un-attached to a substrate. A few forms such as Cristatella can move. Lunulitiform cheilostomes are one group of free-living bryozoans with mobile colonies. They form small round colonies un-attached to any substrate; colonies of the genus Selenaria have been observed to "walk" around using setae. Another cheilostome family, the Cupuladriidae, convergently evolved similarly shaped colonies capable of movement. When observed in an aquarium, Selenaria maculata colonies were recorded to crawl at a speed of one meter per hour, climb over each other, move toward light, and right themselves when turned upside-down. Later study of this genus showed that neuroelectrical activity in the colonies increased in correlation with movement toward light sources. It is theorized that the capacity for movement arose as a side effect when colonies evolved longer setae for unburying themselves from sediment.
Other free-living bryozoans are moved freely by waves, currents, or other phenomena. An Antarctic species, Alcyonidium pelagosphaera, consists of floating colonies. The pelagic species is between in diameter, has the shape of a hollow sphere and consists of a single layer of autozooids. It is still not known if these colonies are pelagic their whole life or only represents a temporarily and previously undescribed juvenile stage. Colonies of the species Alcyonidium disciforme, which is disc-shaped and similarly free-living, inhabit muddy seabeds in the Arctic and can sequester sand grains they have engulfed, potentially using the sand as ballast to turn themselves right-side-up after they have been overturned. Some bryozoan species can form bryoliths, sphere-shaped free-living colonies that grow outward in all directions as they roll about on the seabed.
In 2014 it was reported that the bryozoan Fenestrulina rugula had become a dominant species in parts of Antarctica. Global warming has increased the rate of scouring by icebergs, and this species is particularly adept at recolonizing scoured areas.
The phylactolaemates live in all types of freshwater environment – lakes and ponds, rivers and streams, and estuaries – and are among the most abundant sessile freshwater animals. Some ctenostomes are exclusively freshwater while others prefer brackish water but can survive in freshwater. Scientists' knowledge of freshwater bryozoan populations in many parts of the world is incomplete, even in some parts of Europe. It was long thought that some freshwater species occurred worldwide, but since 2002 all of these have been split into more localized species.
Bryozoans grow in clonal colonies. A larval Bryozoan settles on a hard substance and produces a colony asexually through budding. These colonies can grow thousands of individual zooids in a relatively short period of time. Even though colonies of zooids grow through asexual reproduction, Bryozoans are hermaphrodites and new colonies can be formed through sexual reproduction and the generation of free swimming larvae. When colonies grow too large, however, they can split in two. This is the only case where asexual reproduction results in a new colony separate from its predecessor. Most colonies are stationary. Indeed, these colonies tend to be settled on immobile substances such as sediment and coarse substances. There are some colonies of freshwater species such as Cristatella mucedo that are able to move slowly on a creeping foot.
Interactions with non-human organisms
Marine species are common on coral reefs, but seldom a significant proportion of the total biomass. In temperate waters, the skeletons of dead colonies form a significant component of shell gravels, and live ones are abundant in these areas. The marine lace-like bryozoan Membranipora membranacea produces spines in response to predation by several species of sea slugs (nudibranchs). Other predators on marine bryozoans include fish, sea urchins, pycnogonids, crustaceans, mites and starfish. In general marine echinoderms and molluscs eat masses of zooids by gouging pieces of colonies, breaking their mineralized "houses", while most arthropod predators on bryozoans eat individual zooids.
In freshwater, bryozoans are among the most important filter feeders, along with sponges and mussels. Freshwater bryozoans are attacked by many predators, including snails, insects, and fish.
In Thailand the introduced species Pomacea canaliculata (golden apple snail), which is generally a destructive herbivore, has wiped out phylactolaemate populations wherever it has appeared. P. canaliculata also preys on a common freshwater gymnolaemate, but with less devastating effect. Indigenous snails do not feed on bryozoans.
Several species of the hydroid family Zancleidae have symbiotic relationships with bryozoans, some of which are beneficial to the hydroids while others are parasitic. Modifications appear in the shapes of some these hydroids, for example smaller tentacles or encrustation of the roots by bryozoans. The bryozoan Alcyonidium nodosum protects the whelk Burnupena papyracea against predation by the powerful and voracious rock lobster Jasus lalandii. While whelk shells encrusted by the bryozoans are stronger than those without this reinforcement, chemical defenses produced by the bryozoans are probably the more significant deterrent.
In the Banc d'Arguin offshore Mauritania the species Acanthodesia commensale, which is generally growing attached to gravel and hard-substrate, has formed a facultative symbiotic relationship with hermit crabs of the species Pseudopagurus cf. granulimanus resulting in egg-size structures known as bryoliths. Nucleating on an empty gastropod shell, the bryozoan colonies form multilamellar skeletal crusts that produce spherical encrustations and extend the living chamber of the hermit crab through helicospiral tubular growth.
Some phylactolaemate species are intermediate hosts for a group of myxozoa that have also been found to cause proliferative kidney disease, which is often fatal in salmonid fish, and has severely reduced wild fish populations in Europe and North America.
Membranipora membranacea, whose colonies feed and grow exceptionally fast in a wide range of current speeds, was first noticed in the Gulf of Maine in 1987 and quickly became the most abundant organism living on kelps. This invasion reduced the kelp population by breaking their fronds, so that its place as the dominant "vegetation" in some areas was taken by another invader, the large alga Codium fragile tomentosoides. These changes reduced the area of habitat available for local fish and invertebrates. M. membranacea has also invaded the northwest coast of the US. A few freshwater species have been also found thousands of kilometers from their native ranges. Some may have been transported naturally as statoblasts. Others more probably were spread by humans, for example on imported water plants or as stowaways on ships.
Interaction with humans
Fish farms and hatcheries have lost stock to proliferative kidney disease, which is caused by one or more myxozoans that use bryozoans as alternate hosts.
Some fishermen in the North Sea have had to find other work because of a form of eczema (a skin disease) known as "Dogger Bank itch", caused by contact with bryozoans that have stuck to nets and lobster pots.
Marine bryozoans are often responsible for biofouling on ships' hulls, on docks and marinas, and on offshore structures. They are among the first colonizers of new or recently cleaned structures. Freshwater species are occasional nuisances in water pipes, drinking water purification equipment, sewage treatment facilities, and the cooling pipes of power stations.
A group of chemicals called bryostatins can be extracted from the marine bryozoan Bugula neritina. In 2001 pharmaceutical company GPC Biotech licensed bryostatin 1 from Arizona State University for commercial development as a treatment for cancer. GPC Biotech canceled development in 2003, saying that bryostatin 1 showed little effectiveness and some toxic side effects. In January 2008 a clinical trial was submitted to the United States National Institutes of Health to measure the safety and effectiveness of Bryostatin 1 in the treatment of Alzheimer's disease. However, no participants had been recruited by the end of December 2008, when the study was scheduled for completion. More recent work shows it has positive effects on cognition in patients with Alzheimer's disease with few side effects. About of bryozoans must be processed to extract of bryostatin, As a result, synthetic equivalents have been developed that are simpler to produce and apparently at least as effective.
See also
International Bryozoology Association
List of prehistoric bryozoan genera
Colony (biology)
References
Bibliography
Further reading
Hayward, P.G., J.S. Ryland and P.D. Taylor (eds.), 1992. Biology and Palaeobiology of Bryozoans, Olsen and Olsen, Fredensborg, Denmark.
Robison, R.A. (ed.), 1983. Treatise on Invertebrate Paleontology, Part G, Bryozoa (revised). Geological Society of America and University of Kansas Press.
Woollacott, R.M. and R.L. Zimmer (eds), 1977. The Biology of Bryozoans, Academic Press, New York.
External links
Index to Bryozoa Bryozoa Home Page, was at RMIT; now bryozoa.net
Other Bryozoan WWW Resources
International Bryozoology Association official website
Neogene Bryozoa of Britain
Bryozoan Introduction
The Phylum Ectoprocta (Bryozoa)
Phylum Bryozoa at Wikispecies
Bryozoans in the Connecticut River
Bryozoa Fact Sheet
Protostome phyla
Early Ordovician first appearances
Extant Ordovician first appearances
Taxa named by Christian Gottfried Ehrenberg |
3427 | https://en.wikipedia.org/wiki/Beavis%20and%20Butt-Head | Beavis and Butt-Head | Beavis and Butt-Head is an American adult animated television series created by Mike Judge for MTV (seasons 1–8) and later Paramount+ (season 9–present, as Mike Judge's Beavis and Butt-Head). The series follows Beavis and Butt-Head, both voiced by Judge, a pair of teenage slackers characterized by their apathy, lack of intelligence, lowbrow humor, and love for hard rock and heavy metal.
The characters originated in Judge's 1992 short film Frog Baseball with the second film being called Peace, Love and Understanding, which was broadcast by MTV's animation showcase Liquid Television. After MTV commissioned a full series, Beavis and Butt-Head ran for seven seasons from 1993 to 1997. It was revived with an eighth season aired on MTV in 2011. A second revival, consisting of an initial two-season order, premiered on Paramount+ in 2022.
During its initial run, Beavis and Butt-Head received critical acclaim for its satirical, scathing commentary on society, as well as criticism for its alleged influence on adolescents. It produced various other media, including the theatrical film Beavis and Butt-Head Do America in 1996. A second film, Beavis and Butt-Head Do the Universe, was released in 2022 on Paramount+.
Premise
Beavis and Butt-Head are unintelligent teenage boys who live in the town of Highland, Texas. Rolling Stone described them as "thunderously stupid and excruciatingly ugly". They spend time watching television, drinking unhealthy beverages, eating, and embarking on "mundane, sordid" adventures, which often involve vandalism, abuse, violence, or animal cruelty. According to The Baltimore Sun, Beavis and Butt-Head are "at their most incorrect when it comes to sexuality and matters of gender. The nicest thing you can say about them in this regard is that they are budding misogynists." When Beavis consumes too much caffeine or sugar, he becomes Cornholio, a hyperactive alter ego. Over the course of the series, Beavis and Butt-Head developed more distinct personalities; Butt-Head is the leader and "devious visionary", while Beavis, the sidekick, is the "loose cannon".
Most episodes integrate sequences where Beavis and Butt-Head watch music videos and offer commentary. They prefer videos with "explosions, loud guitars, screaming and death", and favor rock bands such as the Butthole Surfers, Corrosion of Conformity, and Metallica. Judge said he saw Beavis and Butt-Head as "pretty positive characters, generally speaking ... They usually think everything's pretty cool. Or, in one way or another, everything sucks." He said his perception of the characters changed over the years: "When I first started out with the first show, which was Frog Baseball, they were just two guys that I would definitely want to keep my distance from ... But, by the end of the series, I would think that two guys like that would at least be fun to sit and watch TV with."
Voice cast
Mike Judge as Beavis, Butt-Head, Principal McVicker, Coach Buzzcut, David Van Driessen, Tom Anderson, Todd, and others
Tracy Grandstaff as Daria Morgendorffer and Mrs. Stevenson
Kristofer Brown as various
History
1993–1997: First seven seasons and first film
Beavis and Butt-Head was created by the American animator Mike Judge for his short film Frog Baseball, which was played on MTV's animation showcase Liquid Television. MTV ordered a full series, which ran for seven seasons from March 8, 1993, to November 28, 1997. Judge is critical of the animation in earlier episodes, in particular the first two—"Give Blood/Blood Drive" and "Door to Door"—which he described as "Horrible. Those first two episodes were awful, I don't know why anybody liked it... I was burying my head in the sand." In addition, the studio which worked on the first season was supposed to have 22 episodes done by March 8, 1993, and only had two finished ("Give Blood/Blood Drive" and "Door to Door").
In 1993, Rolling Stone described Beavis and Butt-Head as the "biggest phenomenon on MTV since the heyday of Michael Jackson". In Time, Kurt Andersen wrote that Beavis and Butt-Head "may be the bravest show ever run on national television". In 1997, Judge said the show was "my reaction to the whole fringe aspects of the political correctness movement". Beavis and Butt-Head became pop culture icons and their sniggering and dialogue became catchphrases.
From 1994 to 1996, Marvel Comics published a monthly Beavis and Butt-Head comic under the Marvel Absurd imprint by a variety of writers, but with each issue drawn by artist Rick Parker. It was also reprinted by Marvel UK, which created new editorial material.
A theatrical film, Beavis and Butt-Head Do America, released in the US 1996 and later in the UK and Europe in 1997. It features the voices of Bruce Willis, Demi Moore, Cloris Leachman, Robert Stack, Eric Bogosian, Richard Linklater, Greg Kinnear (in an uncredited role) and David Letterman (credited as Earl Hofert). It opened at number one at the US box office and grossed more than $60 million
2011: Eighth season
On July 14, 2010, a spokesperson for MTV Networks informed a New York Post reporter that Mike Judge was creating a new Beavis and Butt-Head series, that Judge would reprise his voice-acting roles for the show, and that the animation would be hand-drawn. According to TMZ, MTV had not asked Tracy Grandstaff to reprise her role as Daria Morgendorffer. Later, in a Rolling Stone interview, Judge was asked if Daria was coming back, and he said: "No. There's sort of a cameo in one episode. That'll be a surprise."
As in the old series, Beavis and Butt-Head are high school students who, among other things, criticize contemporary music videos. In an interview with Rolling Stone, MTV president Van Toffler said the duo would also watch Jersey Shore, Ultimate Fighting Championship matches, and amateur videos from YouTube, as well as give movie reviews. "The biggest change is obviously the references are updated, it's set in modern day, and there's going to be a movie review segment," Linn said, "Otherwise they're still true to their prior passions."
John Altschuler, formerly a writer for King of the Hill, told a Rolling Stone reporter that he saw signs that Mike Judge was thinking of reviving Beavis and Butt-Head. On more than one occasion, Judge told the writers that one of their ideas for an episode of King of the Hill would work well for Beavis and Butt-Head; eventually he concluded, "Maybe we should just actually make some good Beavis and Butt-Head episodes." Later, a Lady Gaga video convinced Van Toffler of the tenability of a Beavis and Butt-Head revival: "I felt like there was a whole crop of new artists—and what the world sorely missed was the point of view that only Beavis and Butt-Head could bring."
As part of a promotional campaign for the new series, cinemas screening Jackass 3D opened the feature film with a 3-D Beavis and Butt-Head short subject. Months later, in a media presentation on February 2, 2011, MTV announced that the series would premiere in mid-2011. On July 21, 2011, Judge spoke and fielded questions on a panel at Comic-Con International. A preview of the episode "Holy Cornholio" was also shown. Judge told Rolling Stone that at least 24 episodes (12 half-hour programs) will definitely air.
The new episodes debuted in the United States and Canada on October 27, 2011. Conflicting with the actual season number, MTV incorrectly refers to this season as "Season 9", even though it is technically the eighth season. The premiere was dubbed a ratings hit with an audience of 3.3 million total viewers. This number eventually dwindled to 900,000 by the season's end, mainly due to its challenging time slot pitted against regular prime time shows on other networks. According to Mike Judge, MTV's modern demographic are females 12–14 years old.
On July 28, 2016, it was reported that VH1 Classic was to be rebranded as MTV Classic on August 1, 2016, on the 35th anniversary of the original MTV. With a focus on 1990s programming, Beavis and Butt-Head were a major part of this alongside Daria and Æon Flux at the launch; they were also a major focus in the promotion of the re-brand. MTV Classic only broadcast episodes from the 2011 reboot. However, it and all non-music video programming only lasted a few months before being pulled.
2022–present: Second film and revival
In May 2008, Judge stated that he previously hated the idea of producing a live-action film, but had come to believe that "maybe there's something there." He also revealed that Johnny Depp had expressed interest in the role of Beavis, having imitated the character while Marlon Brando imitated Butt-Head during the production of Don Juan DeMarco (1995). He also stated in an interview that "Seann William Scott's kinda got Butt-Head eyes." In 2016, Judge told Radio Times "Maybe it could be a live-action someday", then went on to speculate that Beavis might be homeless by now.
In August 2009, Judge stated, "I like to keep the door open on Beavis and Butt-Head, because it's my favorite thing that I've ever done. It's the thing I'm most proud of." While promoting his film Extract that month, Judge said he would like to see the characters on the big screen again, and that "I kind of think of them as being either 15 or in their 60s.... I wouldn't mind doing something with them as these two dirty old men sitting on the couch."
On January 10, 2014, Judge announced that, while he was busy working on Silicon Valley, there was a chance of his pitching Beavis and Butt-Head to another network and that he would not mind making more episodes. During an interview with Howard Stern on May 6, 2014, Judge mentioned that the show's ratings on MTV were second only to Jersey Shore, but the show did not fit MTV's target demographic of young women, which is why the revived series has not been brought back on MTV. He also said that MTV was close to selling it to another network, but it became "lost in deal stuff".
On July 1, 2020, Comedy Central announced it had ordered a second revival of the series consisting of two new seasons along with spin-offs and specials. In the new series, Beavis and Butt-Head will enter a "whole new Gen Z world" with meta-themes that are said to be relatable to both new fans, who may be unfamiliar with the original series, and old. Mike Judge would return as the writer, producer, and principal voice actor for the series.
In February 2022, it was announced that the revival would instead premiere on Paramount+, following a second Beavis and Butt-Head feature film entitled Beavis and Butt-Head Do the Universe. Originally, Paramount executives wanted a live-action Beavis and Butt-Head movie. Judge held auditions over Zoom for the project. He eventually talked the company into doing an animated movie instead to reestablish the characters first, with a future live-action movie still a possibility. In June 2022, it was confirmed that new episodes would debut later that year, along with the full library of over 227 original episodes, newly remastered, with music videos intact. One month later, it was announced that the revival would premiere on August 4, 2022. Season 9 continued the concept of the Beavis and Butt-Head multiverse initially explored in Beavis and Butt-Head Do the Universe. Teenage Beavis and Butt-Head, Old Beavis and Butt-Head, and Smart Beavis and Butt-Head all get their own dedicated episodes in the revival.
On March 8, 2023, Paramount+ announced that the series would return with a new season, which would premiere on April 20, 2023 in the US and Canada, and in Australia and the UK on April 21, with further international markets to follow.
Episodes
Reception
During its original run, Beavis and Butt-Head was MTV's highest rated show. It was one of the most popular series when it premiered in 1993.
Over its run, Beavis and Butt-Head received both positive and negative reactions from the public with its combination of lewd humor and implied criticism of society. It became the focus of criticism from some social critics such as Michael Medved, while others such as David Letterman and the National Review defended it as a cleverly subversive vehicle for social criticism and a particularly creative and intelligent comedy. Either way, the show captured the attention of many young television viewers and is often considered a classic piece of 1990s youth culture and Generation X. Trey Parker and Matt Stone, creators of South Park, cite the series as an influence and compared it to the blues.
In 1997, Dan Tobin of The Boston Phoenix commented on the series' humor, saying it transformed "stupidity into a crusade, forcing us to acknowledge how little it really takes to make us laugh." In 1997, Ted Drozdowski of The Boston Phoenix described the 1997 Beavis and Butt-Head state as "reduced to self-parody of their self-parody". In the Baltimore Sun, David Zurawik said that Beavis and Butt-Head was "intelligent social satire that especially speaks in a meaningful way to a generation of teenage boys who are going through a uniquely complicated socialization at the hands of their baby-boomer parents". He said that its popularity may have taught audiences about male adolescence in the 1990s; he wrote that they were the postmodern descendants of Tom Sawyer and Huckleberry Finn, who were the "exemplars of males coming of age in American popular culture".
In December 2005, TV Guide ranked the duo's distinct laughing at #66 on their list of the 100 Greatest TV Quotes and Catchphrases. In 2012, TV Guide ranked Beavis and Butt-Head as one of the top 60 Greatest TV Cartoons of All Time.
Controversies
The show was blamed for the death of two-year-old Jessica Matthews in Moraine, Ohio, in October 1993. The girl's five-year-old brother, Austin Messner, set fire to his mother's mobile home with a cigarette lighter, killing the two-year-old. The mother later claimed that her son watched an episode in which the characters said "fire was fun". However, the neighbors stated that the family did not even have cable television and would thus be unable to view the show.
As a result, all references to fire were removed from subsequent airings and prompted the show to a later time slot. The creators found a censorship loophole and took delight in sometimes making Beavis scream things that sounded very similar to his previous "Fire! Fire!" (such as "Fryer! Fryer!" when he and Butt-Head are working the late shift at Burger World) and also having him almost say the forbidden word (such as one time when he sang "Liar, liar, pants on..." and pausing before "fire"). There was also a music video where a man runs on fire in slow motion ("California" by Wax). Beavis is hypnotized by it and can barely say "fire". However, MTV eventually removed the episode entirely, leading it to be locked away in the MTV vault. References to fire were cut from earlier episodes—even the original master tapes were altered permanently. Other episodes MTV opted not to rerun included "Stewart's House" and "Way Down Mexico Way". Copies of early episodes with the controversial content intact are rare, and the copies that exist are made from home video recordings of the original broadcasts, typically on VHS. In an interview included with the Mike Judge Collection DVD set, Judge said he is uncertain whether some of the earlier episodes still exist in their original, uncensored form.
When the series returned in 2011, MTV allowed Beavis to use the word "fire" once again uncensored. During the first video segment, "Werewolves of Highland", the first new episode of the revival, Beavis utters the word "fire" a total of seven times within 28 seconds, with Butt-Head saying it once as well.
In February 1994, watchdog group Morality in Media claimed that the death of eight-month-old Natalia Rivera, struck by a bowling ball thrown from an overpass onto a highway in Jersey City, New Jersey, near the Holland Tunnel by 18-year-old Calvin J. Settle, was partially inspired by Beavis and Butt-Head. The group said that Settle was influenced by the episode "Ball Breakers", in which Beavis and Butt-Head load a bowling ball with explosives and drop it from a rooftop. While Morality in Media claimed that the show inspired Settle's actions, the case's prosecutors did not. It was later revealed by both prosecutors and the defendant that Settle did not have cable TV, nor did he watch the show.
MTV also responded by broadcasting the program after 11:00 p.m. and included a disclaimer, reminding viewers:
Beavis and Butt-Head are not real. They are stupid cartoon people completely made up by this Texas guy whom we hardly even know. Beavis and Butt-Head are dumb, crude, thoughtless, ugly, sexist, self-destructive fools. But for some reason, the little wienerheads make us laugh.
This was later changed to:
Beavis and Butt-Head are not role models. They're not even human. They're cartoons. Some of the things they do would cause a person to get hurt, expelled, arrested, possibly deported. To put it another way: don't try this at home.
This disclaimer also appears before the opening of their Sega Genesis and Super NES games as well as their Windows game Beavis and Butt-Head in Virtual Stupidity.
They were famously lambasted by Senator Fritz Hollings (D-SC) as "Buffcoat and Beaver". This subsequently became a running gag on the show where adults mispronounced their names. For example, one character on the show, Tom Anderson, originally called them "Butthole" and "Joe" and believed the two to be of Asian ethnicity (describing them to the police as "Oriental"). In later episodes, Anderson uses the Hollings mispronunciation once and, on at least one occasion, refers to them as "Penis and Butt-Munch". President Clinton called them "Beavis and Bum-head" in "Citizen Butt-head", as well as in the movie, where an old lady (voiced by Cloris Leachman) consistently calls them "Travis" and "Bob-head". In "Incognito", when another student threatens to kill them, the duo uses this to their advantage, pretending to be exchange students named "Crevis and Bung-Head". The bully, seeing through the disguises, calls them "Beaver and Butt-Plug". In "Right On!", when the duo appear on the Gus Baker Show, host Gus Baker (a caricature of Rush Limbaugh) introduces them as "Beavis and Buffcoat". And in the original series finale, "Beavis and Butt-head Are Dead", a news reporter refers to the two boys as "Brevis and Head-Butt". In the Season 9 episode "Locked Out" Tom Anderson mistakes Beavis and Butthead for honest and responsible boys, and blames "Buford" and "Bernardo" for the alleged damage to the paint on his new truck, though Beavis and Butthead lied about the damage.
Beavis and Butt-Head have been compared to idiot savants because of their creative and subversively intelligent observations of music videos. This part of the show was mostly improvised by Mike Judge. With regard to criticisms of the two as "idiots", Judge responded that a show about straight-A students would not be funny.
Guinness World Records
On September 25, 2022, Beavis and Butt-Head and Paramount+ attempted to break the world record for the largest serving of nachos at S. Alameda St in Los Angeles to celebrate the return of the show. They were successful and were given a ceremonial plaque from the Guinness World Records representative which stated "The largest serving of nachos was achieved by Mike Judge's Beavis and Butt-Head and Paramount+."
Related media
Daria
A spin-off based on classmate Daria Morgendorffer premiered in 1997. Mike Judge was not involved at all except to give permission for use of the character (created by Glenn Eichler and designed by Bill Peckmann). The only reference to the original show is Daria's mentioning that Lawndale cannot be a second Highland "unless there's uranium in the drinking water here too".
Video games
MTV's Beavis and Butt-Head, a set of games released by Viacom New Media for the Game Gear, Genesis and Super NES in 1994. All three games featured music composed by Gwar.
Talking MTV's Beavis and Butt-Head: This Game Rules!!!, a handheld LCD video game released by Tiger Electronics in 1994.
Beavis and Butt-Head in Virtual Stupidity, a graphic adventure game released for Windows 95 in 1995. A PlayStation port was released exclusively in Japan in 1998 featuring dubbed voice acting by Atsushi Tamura and Ryō Tamura from Owarai duo London Boots Ichi-gō Ni-gō.
Beavis and Butt-Head in Calling All Dorks, a collection of desktop themes for Windows 95 released in 1995 by Viacom New Media.
Beavis and Butt-Head in Wiener Takes All, a Beavis and Butt-Head-themed trivia game by Viacom New Media. Released as a PC/Macintosh-compatible CD-ROM in 1996.
Beavis and Butt-Head in Little Thingies, a mini-game collection released for Windows 95 in 1996 featuring four mini-games from the previously released Virtual Stupidity and three new ones.
Beavis and Butt-Head, a coin-operated video game developed by Atari Games for a 3DO Interactive Multiplayer-based hardware. The game underwent location testing 1996, but was unreleased due to poor reception.
Beavis and Butt-Head in Screen Wreckers, a collection of screensavers released for Windows 95 in 1997.
Beavis and Butt-Head: Bunghole in One, a Beavis and Butt-Head-themed golf video game released for Windows 95 by GT Interactive in 1998.
Beavis and Butt-Head, an overhead action game released by GT Interactive for the Game Boy in 1998.
Beavis and Butt-Head Do Hollywood (originally Beavis and Butt-Head: Get Big in Hollywood), an unreleased 3D action game that was being produced by GT Interactive. It was announced for the PlayStation in 1998.
Beavis and Butt-Head Do U., a graphic adventure game released by GT Interactive for Windows 95 in 1999.
Books
(NOTE: This book is a bundle of four previous books 'Ensucklopedia,' 'Huh Huh for Hollywood,' 'The Butt-Files,' and 'Chicken Soup for the Butt' which are no longer in print separately).
Album
A CD, The Beavis and Butt-Head Experience, was released featuring many hard rock and heavy metal bands such as Megadeth, Primus, Nirvana and White Zombie. Moreover, Beavis and Butt-Head do a duet with Cher on "I Got You Babe" and a track by themselves called "Come to Butt-Head". The track with Cher also resulted in a music video directed by Tamra Davis and Yvette Kaplan.
Chart success
The Beavis and Butt-Head duet with Cher on "I Got You Babe" was released as a single in the UK, Australia, Europe and the US, the UK CD had a special limited edition sticker to promote The Beavis and Butt-Head Experience available with the release. On January 15, 1994, the song charted at number 35 in the UK charts and stayed on the charts for 4 weeks. On December 4, 1993, the song charted on the Billboard Bubbling Under Hot 100 chart in the US peaking at number 8.
The single also charted at number 69 in Australia, 19 in Belgium, 18 in Denmark, 69 on the European Hot 100, 9 on the Netherlands Dutch Top 40, 10 on the Netherlands top 100 and number 40 in Sweden.
Slot game
In 2019, Gauselmann Group's UK-based games studio Blueprint Gaming launched the Beavis and Butt-Head online slot game. The game features moments and scenes from the TV show and film.
The branded game was among the 10 most exposed slot games in UK online casinos days after its release in late May 2019.
References
External links
1990s American adult animated television series
1990s American animated comedy television series
1990s American high school television series
1990s American satirical television series
1990s American sitcoms
1993 American television series debuts
1997 American television series endings
2010s American adult animated television series
2010s American animated comedy television series
2010s American high school television series
2010s American satirical television series
2010s American sitcoms
2011 American television series debuts
2011 American television series endings
2020s American adult animated television series
2020s American animated comedy television series
2020s American high school television series
2020s American satirical television series
2020s American sitcoms
2022 American television series debuts
American adult animated comedy television series
American adult animated television spin-offs
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American television series revived after cancellation
American television series with live action and animation
Animated satirical television series
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Censored television series
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Television series created by Mike Judge
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American black comedy television shows |
3430 | https://en.wikipedia.org/wiki/Bulletin%20board%20system | Bulletin board system | A bulletin board system (BBS), also called a computer bulletin board service (CBBS), is a computer server running software that allows users to connect to the system using a terminal program. Once logged in, the user can perform functions such as uploading and downloading software and data, reading news and bulletins, and exchanging messages with other users through public message boards and sometimes via direct chatting. In the early 1980s, message networks such as FidoNet were developed to provide services such as NetMail, which is similar to internet-based email.
Many BBSes also offer online games in which users can compete with each other. BBSes with multiple phone lines often provide chat rooms, allowing users to interact with each other. Bulletin board systems were in many ways a precursor to the modern form of the World Wide Web, social networks, and other aspects of the Internet. Low-cost, high-performance asynchronous modems drove the use of online services and BBSes through the early 1990s. InfoWorld estimated that there were 60,000 BBSes serving 17 million users in the United States alone in 1994, a collective market much larger than major online services such as CompuServe.
The introduction of inexpensive dial-up internet service and the Mosaic web browser offered ease of use and global access that BBS and online systems did not provide, and led to a rapid crash in the market starting in late 1994 to early 1995. Over the next year, many of the leading BBS software providers went bankrupt and tens of thousands of BBSes disappeared. Today, BBSing survives largely as a nostalgic hobby in most parts of the world, but it is still an extremely popular form of communication for Taiwanese youth (see PTT Bulletin Board System). Most surviving BBSes are accessible over Telnet and typically offer free email accounts, FTP services, IRC and all the protocols commonly used on the Internet. Some offer access through packet switched networks or packet radio connections.
History
Precursors
A precursor to the public bulletin board system was Community Memory, started in August 1973 in Berkeley, California. Useful microcomputers did not exist at that time, and modems were both expensive and slow. Community Memory therefore ran on a mainframe computer and was accessed through terminals located in several San Francisco Bay Area neighborhoods. The poor quality of the original modem connecting the terminals to the mainframe prompted Community Memory hardware person, Lee Felsenstein, to invent the Pennywhistle modem, whose design was highly influential in the mid-1970s.
Community Memory allowed the user to type messages into a computer terminal after inserting a coin, and offered a "pure" bulletin board experience with public messages only (no email or other features). It did offer the ability to tag messages with keywords, which the user could use in searches. The system acted primarily in the form of a buy and sell system with the tags taking the place of the more traditional classifications. But users found ways to express themselves outside these bounds, and the system spontaneously created stories, poetry and other forms of communications. The system was expensive to operate, and when their host machine became unavailable and a new one could not be found, the system closed in January 1975.
Similar functionality was available to most mainframe users, which might be considered a sort of ultra-local BBS when used in this fashion. Commercial systems, expressly intended to offer these features to the public, became available in the late 1970s and formed the online service market that lasted into the 1990s. One particularly influential example was PLATO, which had thousands of users by the late 1970s, many of whom used the messaging and chat room features of the system in the same way that would later become common on BBSes.
The first BBSes
Early modems were generally either expensive or very simple devices using acoustic couplers to handle telephone operation. The user would pick up the phone, dial a number, then press the handset into rubber cups on the top of the modem. Disconnecting at the end of a call required the user to pick up the handset and return it to the phone. Examples of direct-connecting modems did exist, and these often allowed the host computer to send it commands to answer or hang up calls, but these were very expensive devices used by large banks and similar companies.
With the introduction of microcomputers with expansion slots, like the S-100 bus machines and Apple II, it became possible for the modem to communicate instructions and data on separate lines. These machines typically only supported asynchronous communications, and synchronous modems were much more expensive than asynchronous modems. A number of modems of this sort were available by the late 1970s. This made the BBS possible for the first time, as it allowed software on the computer to pick up an incoming call, communicate with the user, and then hang up the call when the user logged off.
The first public dial-up BBS was developed by Ward Christensen and Randy Suess, members of the Chicago Area Computer Hobbyists' Exchange (CACHE). According to an early interview, when Chicago was snowed under during the Great Blizzard of 1978, the two began preliminary work on the Computerized Bulletin Board System, or CBBS. The system came into existence largely through a fortuitous combination of Christensen having a spare S-100 bus computer and an early Hayes internal modem, and Suess's insistence that the machine be placed at his house in Chicago where it would be a local phone call for more users. Christensen patterned the system after the cork board his local computer club used to post information like "need a ride". CBBS officially went online on 16 February 1978. CBBS, which kept a count of callers, reportedly connected 253,301 callers before it was finally retired.
Smartmodem
A key innovation required for the popularization of the BBS was the Smartmodem manufactured by Hayes Microcomputer Products. Internal modems like the ones used by CBBS and similar early systems were usable, but generally expensive due to the manufacturer having to make a different modem for every computer platform they wanted to target. They were also limited to those computers with internal expansion, and could not be used with other useful platforms like video terminals. External modems were available for these platforms but required the phone to be dialed using a conventional handset. Internal modems could be software-controlled to perform both outbound and inbound calls, but external modems had only the data pins to communicate with the host system.
Hayes' solution to the problem was to use a small microcontroller to implement a system that examined the data flowing into the modem from the host computer, watching for certain command strings. This allowed commands to be sent to and from the modem using the same data pins as all the rest of the data, meaning it would work on any system that could support even the most basic modems. The Smartmodem could pick up the phone, dial numbers, and hang up again, all without any operator intervention. The Smartmodem was not necessary for BBS use but made overall operation dramatically simpler. It also improved usability for the caller, as most terminal software allowed different phone numbers to be stored and dialed on command, allowing the user to easily connect to a series of systems.
The introduction of the Smartmodem led to the first real wave of BBS systems. Limited in both speed and storage capacity, these systems were normally dedicated solely to messaging, both private email and public forums. File transfers were extremely slow at these speeds, and file libraries were typically limited to text files containing lists of other BBS systems. These systems attracted a particular type of user who used the BBS as a unique type of communications medium, and when these local systems were crowded from the market in the 1990s, their loss was lamented for many years.
Higher speeds, commercialization
Speed improved with the introduction of 1200 bit/s asynchronous modems in the early 1980s, giving way to 2400 bit/s fairly rapidly. The improved performance led to a substantial increase in BBS popularity. Most of the information was displayed using ordinary ASCII text or ANSI art, but a number of systems attempted character-based graphical user interfaces which began to be practical at 2400 bit/s.
There was a lengthy delay before 9600 bit/s models began to appear on the market. 9600 bit/s was not even established as a strong standard before V.32bis at 14.4 kbit/s took over in the early 1990s. This period also saw the rapid rise in capacity and a dramatic drop in the price of hard drives. By the late 1980s, many BBS systems had significant file libraries, and this gave rise to leechingusers calling BBSes solely for their files. These users would use the modem for some time, leaving less time for other users, who got busy signals. The resulting upheaval eliminated many of the pioneering message-centric systems.
This also gave rise to a new class of BBS systems, dedicated solely to file upload and downloads. These systems charged for access, typically a flat monthly fee, compared to the per-hour fees charged by Event Horizons BBS and most online services. Many third-party services were developed to support these systems, offering simple credit card merchant account gateways for the payment of monthly fees, and entire file libraries on compact disk that made initial setup very easy. Early 1990s editions of Boardwatch were filled with ads for single-click install solutions dedicated to these new sysops. While this gave the market a bad reputation, it also led to its greatest success. During the early 1990s, there were a number of mid-sized software companies dedicated to BBS software, and the number of BBSes in service reached its peak.
Towards the early 1990s, BBS became so popular that it spawned three monthly magazines, Boardwatch, BBS Magazine, and in Asia and Australia, Chips 'n Bits Magazine which devoted extensive coverage of the software and technology innovations and people behind them, and listings to US and worldwide BBSes. In addition, in the US, a major monthly magazine, Computer Shopper, carried a list of BBSes along with a brief abstract of each of their offerings.
GUIs
Through the late 1980s and early 1990s, there was considerable experimentation with ways to develop user-friendly interfaces for BBSes. Almost every popular system used ANSI-based color menus to make reading easier on capable hardware and terminal emulators, and most also allowed cursor commands to offer command-line recall and similar features. Another common feature was the use of autocomplete to make menu navigation simpler, a feature that would not re-appear on the Web until decades later.
A number of systems also made forays into GUI-based interfaces, either using character graphics sent from the host, or using custom GUI-based terminal systems. The latter initially appeared on the Macintosh platform, where TeleFinder and FirstClass became very popular. FirstClass offered a host of features that would be difficult or impossible under a terminal-based solution, including bi-directional information flow and non-blocking operation that allowed the user to exchange files in both directions while continuing to use the message system and chat, all in separate windows. Will Price's "Hermes", released in 1988, combined a familiar PC style with Macintosh GUI interface. (Hermes was already "venerable" by 1994 although the Hermes II release remained popular.) Skypix featured on Amiga a complete markup language. It used a standardized set of icons to indicate mouse driven commands available online and to recognize different filetypes present on BBS storage media. It was capable of transmitting data like images, audio files, and audio clips between users linked to the same BBS or off-line if the BBS was in the circuit of the FidoNet organization.
On the PC, efforts were more oriented to extensions of the original terminal concept, with the GUI being described in the information on the host. One example was the Remote Imaging Protocol, essentially a picture description system, which remained relatively obscure. Probably the ultimate development of this style of operation was the dynamic page implementation of the University of Southern California BBS (USCBBS) by Susan Biddlecomb, which predated the implementation of the HTML Dynamic web page. A complete Dynamic web page implementation was accomplished using TBBS with a TDBS add-on presenting a complete menu system individually customized for each user.
Rise of the Internet and decline of BBS
The demand for complex ANSI and ASCII screens and larger file transfers taxed available channel capacity, which in turn increased demand for faster modems. 14.4 kbit/s modems were standard for a number of years while various companies attempted to introduce non-standard systems with higher performancenormally about 19.2 kbit/s. Another delay followed due to a long V.34 standards process before 28.8 kbit/s was released, only to be quickly replaced by 33.6 kbit/s, and then 56 kbit/s.
These increasing speeds had the side effect of dramatically reducing the noticeable effects of channel efficiency. When modems were slow, considerable effort was put into developing the most efficient protocols and display systems possible. TCP/IP ran slowly over 1200 bit/s modems. 56 kbit/s modems could access the protocol suite more quickly than with slower modems. Dial-up Internet service became widely available in the mid-1990s to the general public outside of universities and research laboratories, and connectivity was included in most general-use operating systems by default as Internet access became popular.
These developments together resulted in the sudden obsolescence of bulletin board technology in 1995 and the collapse of its supporting market. Technically, Internet service offered an enormous advantage over BBS systems, as a single connection to the user's Internet service provider allowed them to contact services around the world. In comparison, BBS systems relied on a direct point-to-point connection, so even dialing multiple local systems required multiple phone calls. Internet protocols also allowed a single connection to be used to contact multiple services simultaneously; for example, downloading files from an FTP library while checking the weather on a local news website. In comparison, a connection to a BBS allowed access only to the information on that system.
Estimating numbers
According to the FidoNet Nodelist, BBSes reached their peak usage around 1996, which was the same period that the World Wide Web and AOL became mainstream. BBSes rapidly declined in popularity thereafter, and were replaced by systems using the Internet for connectivity. Some of the larger commercial BBSes, such as MaxMegabyte and ExecPC BBS, evolved into Internet service providers.
The website textfiles.com serves as an archive that documents the history of the BBS. The historical BBS list on textfiles.com contains over 105,000 BBSes that have existed over a span of 20 years in North America alone. The owner of textfiles.com, Jason Scott, also produced BBS: The Documentary, a DVD film that chronicles the history of the BBS and features interviews with well-known people (mostly from the United States) from the heyday BBS era.
In the 2000s, most traditional BBS systems migrated to the Internet using Telnet or SSH protocols. As of September 2022, between 900 and 1000 are thought to be active via the Internet fewer than 30 of these being of the traditional "dial-up" (modem) variety.
Software and hardware
Unlike modern websites and online services that are typically hosted by third-party companies in commercial data centers, BBS computers (especially for smaller boards) were typically operated from the system operator's home. As such, access could be unreliable, and in many cases, only one user could be on the system at a time. Only larger BBSes with multiple phone lines using specialized hardware, multitasking software, or a LAN connecting multiple computers, could host multiple simultaneous users.
The first BBSes used homebrew software, quite often written or customized by the system operators themselves, running on early S-100 bus microcomputer systems such as the Altair 8800, IMSAI 8080 and Cromemco under the CP/M operating system. Soon after, BBS software was being written for all of the major home computer systems of the late 1970s erathe Apple II, Atari 8-bit family, Commodore and TRS-80 being some of the most popular.
A few years later, in 1981, IBM introduced the first DOS based IBM PC, and due to the overwhelming popularity of PCs and their clones, DOS soon became the operating system on which the majority of BBS programs were run. RBBS-PC, ported over from the CP/M world, and Fido BBS, developed by Tom Jennings (who later founded FidoNet) were the first notable DOS BBS programs. Many successful commercial BBS programs were developed for DOS, such as PCBoard BBS, RemoteAccess BBS, Magpie and Wildcat! BBS. Some popular freeware BBS programs for DOS included Telegard BBS and Renegade BBS, which both had early origins from leaked WWIV BBS source code. There were several dozen other BBS programs developed over the DOS era, and many were released under the shareware concept, while some were released as freeware including iniquity.
BBS systems on other systems remained popular, especially home computers, largely because they catered to the audience of users running those machines. The ubiquitous Commodore 64 (introduced in 1982) was a common platform in the 1980s. Popular commercial BBS programs were Blue Board, Ivory BBS, Color64 and CNet 64. In the early 1990s, a small number of BBSes were also running on the Commodore Amiga. Popular BBS software for the Amiga were ABBS, Amiexpress, C-Net, StormforceBBS, Infinity and Tempest. There was also a small faction of devoted Atari BBSes that used the Atari 800, then the 800XL, and eventually the 1040ST. The earlier machines generally lacked hard drive capabilities, which limited them primarily to messaging.
MS-DOS continued to be the most popular operating system for BBS use up until the mid-1990s, and in the early years, most multi-node BBSes were running under a DOS based multitasker such as DESQview or consisted of multiple computers connected via a LAN. In the late 1980s, a handful of BBS developers implemented multitasking communications routines inside their software, allowing multiple phone lines and users to connect to the same BBS computer. These included Galacticomm's MajorBBS (later WorldGroup), eSoft The Bread Board System (TBBS), and Falken. Other popular BBS's were Maximus and Opus, with some associated applications such as BinkleyTerm being based on characters from the Berkley Breathed cartoon strip of Bloom County. Though most BBS software had been written in BASIC or Pascal (with some low-level routines written in assembly language), the C language was starting to gain popularity.
By 1995, many of the DOS-based BBSes had begun switching to modern multitasking operating systems, such as OS/2, Windows 95, and Linux. One of the first graphics-based BBS applications was Excalibur BBS with low-bandwidth applications that required its own client for efficiency. This led to one of the earliest implementations of Electronic Commerce in 1996 with replication of partner stores around the globe. TCP/IP networking allowed most of the remaining BBSes to evolve and include Internet hosting capabilities. Recent BBS software, such as Synchronet, Mystic BBS, EleBBS, DOC, Magpie or Wildcat! BBS, provide access using the Telnet protocol rather than dialup, or by using legacy DOS-based BBS software with a FOSSIL-to-Telnet redirector such as NetFoss.
Presentation
BBSes were generally text-based, rather than GUI-based, and early BBSes conversed using the simple ASCII character set. However, some home computer manufacturers extended the ASCII character set to take advantage of the advanced color and graphics capabilities of their systems. BBS software authors included these extended character sets in their software, and terminal program authors included the ability to display them when a compatible system was called. Atari's native character set was known as ATASCII, while most Commodore BBSes supported PETSCII. PETSCII was also supported by the nationwide online service Quantum Link.
The use of these custom character sets was generally incompatible between manufacturers. Unless a caller was using terminal emulation software written for, and running on, the same type of system as the BBS, the session would simply fall back to simple ASCII output. For example, a Commodore 64 user calling an Atari BBS would use ASCII rather than the native character set of either. As time progressed, most terminal programs began using the ASCII standard, but could use their native character set if it was available.
COCONET, a BBS system made by Coconut Computing, Inc., was released in 1988 and only supported a GUI (no text interface was initially available but eventually became available around 1990), and worked in EGA/VGA graphics mode, which made it stand out from text-based BBS systems. COCONET's bitmap and vector graphics and support for multiple type fonts were inspired by the PLATO system, and the graphics capabilities were based on what was available in the Borland Graphics Interface library. A competing approach called Remote Imaging Protocol (RIP) emerged and was promoted by Telegrafix in the early to mid-1990s but it never became widespread. A teletext technology called NAPLPS was also considered, and although it became the underlying graphics technology behind the Prodigy service, it never gained popularity in the BBS market. There were several GUI-based BBSes on the Apple Macintosh platform, including TeleFinder and FirstClass, but these were mostly confined to the Mac market.
In the UK, the BBC Micro based OBBS software, available from Pace for use with their modems, optionally allowed for color and graphics using the Teletext based graphics mode available on that platform. Other systems used the Viewdata protocols made popular in the UK by British Telecom's Prestel service, and the on-line magazine Micronet 800 whom were busy giving away modems with their subscriptions.
Over time, terminal manufacturers started to support ANSI X3.64 in addition to or instead of proprietary terminal control codes, e.g., color, cursor positioning.
The most popular form of online graphics was ANSI art, which combined the IBM Extended ASCII character set's blocks and symbols with ANSI escape sequences to allow changing colors on demand, provide cursor control and screen formatting, and even basic musical tones. During the late 1980s and early 1990s, most BBSes used ANSI to make elaborate welcome screens, and colorized menus, and thus, ANSI support was a sought-after feature in terminal client programs. The development of ANSI art became so popular that it spawned an entire BBS "artscene" subculture devoted to it.
The Amiga Skyline BBS software was the first in 1987 featuring a script markup language communication protocol called Skypix which was capable of giving the user a complete graphical interface, featuring rich graphics, changeable fonts, mouse-controlled actions, animations and sound.
Today, most BBS software that is still actively supported, such as Worldgroup, Wildcat! BBS and Citadel/UX, is Web-enabled, and the traditional text interface has been replaced (or operates concurrently) with a Web-based user interface. For those more nostalgic for the true BBS experience, one can use NetSerial (Windows) or DOSBox (Windows/*nix) to redirect DOS COM port software to telnet, allowing them to connect to Telnet BBSes using 1980s and 1990s era modem terminal emulation software, like Telix, Terminate, Qmodem and Procomm Plus. Modern 32-bit terminal emulators such as mTelnet and SyncTerm include native telnet support.
Content and access
Since most early BBSes were run by computer hobbyists, they were typically technical in topic, with user communities revolving around hardware and software discussions.
As the BBS phenomenon grew, so did the popularity of special interest boards. Bulletin Board Systems could be found for almost every hobby and interest. Popular interests included politics, religion, music, dating, and alternative lifestyles. Many system operators also adopted a theme in which they customized their entire BBS (welcome screens, prompts, menus, and so on) to reflect that theme. Common themes were based on fantasy, or were intended to give the user the illusion of being somewhere else, such as in a sanatorium, wizard's castle, or on a pirate ship.
In the early days, the file download library consisted of files that the system operators obtained themselves from other BBSes and friends. Many BBSes inspected every file uploaded to their public file download library to ensure that the material did not violate copyright law. As time went on, shareware CD-ROMs were sold with up to thousands of files on each CD-ROM. Small BBSes copied each file individually to their hard drive. Some systems used a CD-ROM drive to make the files available. Advanced BBSes used Multiple CD-ROM disc changer units that switched 6 CD-ROM disks on demand for the caller(s). Large systems used all 26 DOS drive letters with multi-disk changers housing tens of thousands of copyright-free shareware or freeware files available to all callers. These BBSes were generally more family-friendly, avoiding the seedier side of BBSes. Access to these systems varied from single to multiple modem lines with some requiring little or no confirmed registration.
Some BBSes, called elite, WaReZ or pirate boards, were exclusively used for distributing cracked software, phreaking, and other questionable or unlawful content. These BBSes often had multiple modems and phone lines, allowing several users to upload and download files at once. Most elite BBSes used some form of new user verification, where new users would have to apply for membership and attempt to prove that they were not a law enforcement officer or a lamer. The largest elite boards accepted users by invitation only. Elite boards also spawned their own subculture and gave rise to the slang known today as leetspeak.
Another common type of board was the support BBS run by a manufacturer of computer products or software. These boards were dedicated to supporting users of the company's products with question and answer forums, news and updates, and downloads. Most of them were not a free call. Today, these services have moved to the Web.
Some general-purpose Bulletin Board Systems had special levels of access that were given to those who paid extra money, uploaded useful files or knew the system operator personally. These specialty and pay BBSes usually had something unique to offer their users, such as large file libraries, warez, pornography, chat rooms or Internet access.
Pay BBSes such as The WELL and Echo NYC (now Internet forums rather than dial-up), ExecPC, PsudNetwork and MindVox (which folded in 1996) were admired for their tight-knit communities and quality discussion forums. However, many free BBSes also maintained close knit communities, and some even had annual or bi-annual events where users would travel great distances to meet face-to-face with their on-line friends. These events were especially popular with BBSes that offered chat rooms.
Some of the BBSes that provided access to illegal content faced opposition. On July 12, 1985, in conjunction with a credit card fraud investigation, the Middlesex County, New Jersey Sheriff's department raided and seized The Private Sector BBS, which was the official BBS for grey hat hacker quarterly 2600 Magazine at the time. The notorious Rusty n Edie's BBS, in Boardman, Ohio, was raided by the FBI in January 1993 for trading unlicensed software, and later sued by Playboy for copyright infringement in November 1997. In Flint, Michigan, a 21-year-old man was charged with distributing child pornography through his BBS in March 1996.
Networks
Most early BBSes operated as individual systems. Information contained on that BBS never left the system, and users would only interact with the information and user community on that BBS alone. However, as BBSes became more widespread, there evolved a desire to connect systems together to share messages and files with distant systems and users. The largest such network was FidoNet.
As is it was prohibitively expensive for the hobbyist system operator to have a dedicated connection to another system, FidoNet was developed as a store and forward network. Private email (Netmail), public message boards (Echomail) and eventually even file attachments on a FidoNet-capable BBS would be bundled into one or more archive files over a set time interval. These archive files were then compressed with ARC or ZIP and forwarded to (or polled by) another nearby node or hub via a dialup Xmodem session. Messages would be relayed around various FidoNet hubs until they were eventually delivered to their destination. The hierarchy of FidoNet BBS nodes, hubs, and zones was maintained in a routing table called a Nodelist. Some larger BBSes or regional FidoNet hubs would make several transfers per day, some even to multiple nodes or hubs, and as such, transfers usually occurred at night or in the early morning when toll rates were lowest. In Fido's heyday, sending a Netmail message to a user on a distant FidoNet node, or participating in an Echomail discussion could take days, especially if any FidoNet nodes or hubs in the message's route only made one transfer call per day.
FidoNet was platform-independent and would work with any BBS that was written to use it. BBSes that did not have integrated FidoNet capability could usually add it using an external FidoNet front-end mailer such as SEAdog, FrontDoor, BinkleyTerm, InterMail or D'Bridge, and a mail processor such as FastEcho or Squish. The front-end mailer would conduct the periodic FidoNet transfers, while the mail processor would usually run just before and just after the mailer ran. This program would scan for and pack up new outgoing messages, and then unpack, sort and "toss" the incoming messages into a BBS user's local email box or into the BBS's local message bases reserved for Echomail. As such, these mail processors were commonly called "scanner/tosser/packers".
Many other BBS networks followed the example of FidoNet, using the same standards and the same software. These were called FidoNet Technology Networks (FTNs). They were usually smaller and targeted at selected audiences. Some networks used QWK doors, and others such as RelayNet (RIME) and WWIVnet used non-Fido software and standards.
Before commercial Internet access became common, these networks of BBSes provided regional and international e-mail and message bases. Some even provided gateways, such as UFGATE, by which members could send and receive e-mail to and from the Internet via UUCP, and many FidoNet discussion groups were shared via gateway to Usenet. Elaborate schemes allowed users to download binary files, search gopherspace, and interact with distant programs, all using plain-text e-mail.
As the volume of FidoNet Mail increased and newsgroups from the early days of the Internet became available, satellite data downstream services became viable for larger systems. The satellite service provided access to FidoNet and Usenet newsgroups in large volumes at a reasonable fee. By connecting a small dish and receiver, a constant downstream of thousands of FidoNet and Usenet newsgroups could be received. The local BBS only needed to upload new outgoing messages via the modem network back to the satellite service. This method drastically reduced phone data transfers while dramatically increasing the number of message forums.
FidoNet is still in use today, though in a much smaller form, and many Echomail groups are still shared with Usenet via FidoNet to Usenet gateways. Widespread abuse of Usenet with spam and pornography has led to many of these FidoNet gateways to cease operation completely.
Shareware and freeware
Much of the shareware movement was started via user distribution of software through BBSes. A notable example was Phil Katz's PKARC (and later PKZIP, using the same ".zip" algorithm that WinZip and other popular archivers now use); also other concepts of software distribution like freeware, postcardware like JPEGview and donationware like Red Ryder for the Macintosh first appeared on BBS sites. Doom from id Software and nearly all Apogee Software games were distributed as shareware (Apogee is, in fact, credited for adding an order form to a shareware demo). The Internet has largely erased the distinction of sharewaremost users now download the software directly from the developer's website rather than receiving it from another BBS user 'sharing' it. Today shareware is commonly used to mean electronically-distributed software from a small developer.
Many commercial BBS software companies that continue to support their old BBS software products switched to the shareware model or made it entirely free. Some companies were able to make the move to the Internet and provide commercial products with BBS capabilities.
Features
A classic BBS had:
A computer
One or more modems
One or more phone lines, with more allowing for increased concurrent users
A BBS software package
A sysop – system operator
A user community
The BBS software usually provides:
Menu systems
One or more message bases
Uploading and downloading of message packets in QWK format using XMODEM, YMODEM or ZMODEM
File areas
Live viewing of all caller activity by the system operator
Voting – opinion booths
Statistics on message posters, top uploaders / downloaders
Online games (usually single player or only a single active player at a given time)
A doorway to third-party online games
Usage auditing capabilities
Multi-user chat (only possible on multi-line BBSes)
Internet email (more common in later Internet-connected BBSes)
Networked message boards
Most modern BBSes allow telnet access over the Internet using a telnet server and a virtual FOSSIL driver.
A "yell for SysOp" page caller side menu item that sounded an audible alarm to the system operator. If chosen, the system operator could then initiate a text-to-text chat with the caller.
Primitive social networking features, such as leaving messages on a user's profile
See also
ANSI art
Free-net
Imageboard
Internet forum
Internet Relay Chat
List of BBS software
List of bulletin board systems
Minitel
Online magazine
PODSnet
Shell account
Terminal emulator
Textboard
User-generated content
Usenet
Notes
References
Citations
Sources
External links
The BBS Corner
The BBS Documentary – (Video Collection)
BBSmates community and resource site (archive from 2013)
The Telnet BBS Guide (BBSes available via the Internet)
Textfiles.com – Collection of historical BBS documents, files and history
The BBS organization (longest running bbs services site)
The Lost Civilization of Dial-Up Bulletin Board Systems (The Atlantic, 2016)
American inventions
Online chat
Pre–World Wide Web online services
Internet forums
Computer-mediated communication
Telephony
Telnet
Computer-related introductions in 1978 |
3436 | https://en.wikipedia.org/wiki/Symphony%20No.%209%20%28Beethoven%29 | Symphony No. 9 (Beethoven) | The Symphony No. 9 in D minor, Op. 125, is a choral symphony, the final complete symphony by Ludwig van Beethoven, composed between 1822 and 1824. It was first performed in Vienna on 7 May 1824. The symphony is regarded by many critics and musicologists as a masterpiece of Western classical music and one of the supreme achievements in the entire history of music. One of the best-known works in common practice music, it stands as one of the most frequently performed symphonies in the world.
The Ninth was the first example of a major composer scoring vocal parts in a symphony. The final (4th) movement of the symphony features four vocal soloists and a chorus in the parallel modulated key of D major. The text was adapted from the "An die Freude (Ode to Joy)", a poem written by Friedrich Schiller in 1785 and revised in 1803, with additional text written by Beethoven.
In 2001, Beethoven's original, hand-written manuscript of the score, held by the Berlin State Library, was added to the Memory of the World Programme Heritage list established by the United Nations, becoming the first musical score so designated.
History
Composition
The Philharmonic Society of London originally commissioned the symphony in 1817. Preliminary sketches (rough outlines) for the work were also made that year, with the key set as D minor and vocal participation also forecast. The main composition work was done between autumn 1822 and the completion of the autograph in February 1824. The symphony emerged from other pieces by Beethoven that, while completed works in their own right, are also in some sense forerunners of the future symphony. The 1808 Choral Fantasy, Op. 80, basically a piano concerto movement, brings in a choir and vocal soloists near the end for the climax. The vocal forces sing a theme first played instrumentally, and this theme is reminiscent of the corresponding theme in the Ninth Symphony.
Going further back, an earlier version of the Choral Fantasy theme is found in the song "Gegenliebe" (Returned Love) for piano and high voice, which dates from before 1795. According to Robert W. Gutman, Mozart's Offertory in D minor, "Misericordias Domini", K. 222, written in 1775, contains a melody that foreshadows "Ode to Joy".
Premiere
Although most of his major works had been premiered in Vienna, Beethoven was keen to have his latest composition performed in Berlin as soon as possible after finishing it, as he thought that musical taste in Vienna had become dominated by Italian composers such as Rossini. When his friends and financiers heard this, they urged him to premiere the symphony in Vienna in the form of a petition signed by a number of prominent Viennese music patrons and performers.
Beethoven was flattered by the adoration of Vienna, so the Ninth Symphony was premiered on 7 May 1824 in the Theater am Kärntnertor in Vienna along with the overture The Consecration of the House () and three parts of the Missa solemnis (the Kyrie, Credo, and Agnus Dei). This was the composer's first onstage appearance in 12 years; the hall was packed with an eager and curious audience and a number of musicians and figures in Vienna including Franz Schubert, Carl Czerny, and the Austrian chancellor Klemens von Metternich.
The premiere of Symphony No. 9 involved the largest orchestra ever assembled by Beethoven and required the combined efforts of the Kärntnertor house orchestra, the Vienna Music Society (Gesellschaft der Musikfreunde), and a select group of capable amateurs. While no complete list of premiere performers exists, many of Vienna's most elite performers are known to have participated.
The soprano and alto parts were sung by two famous young singers: Henriette Sontag and Caroline Unger. German soprano Henriette Sontag was 18 years old when Beethoven personally recruited her to perform in the premiere of the Ninth. Also personally recruited by Beethoven, 20-year-old contralto Caroline Unger, a native of Vienna, had gained critical praise in 1821 appearing in Rossini's Tancredi. After performing in Beethoven's 1824 premiere, Unger then found fame in Italy and Paris. Italian composers Donizetti and Bellini were known to have written roles specifically for her voice. Anton Haizinger and Joseph Seipelt sang the tenor and bass/baritone parts, respectively.
Although the performance was officially directed by Michael Umlauf, the theatre's Kapellmeister, Beethoven shared the stage with him. However, two years earlier, Umlauf had watched as the composer's attempt to conduct a dress rehearsal for a revision of his opera Fidelio ended in disaster. So this time, he instructed the singers and musicians to ignore the almost completely deaf Beethoven. At the beginning of every part, Beethoven, who sat by the stage, gave the tempos. He was turning the pages of his score and beating time for an orchestra he could not hear.
There are a number of anecdotes concerning the premiere of the Ninth. Based on the testimony of some of the participants, there are suggestions that the symphony was under-rehearsed (there were only two full rehearsals) and somewhat uneven in execution. On the other hand, the premiere was a great success. In any case, Beethoven was not to blame, as violinist Joseph Böhm recalled:Beethoven himself conducted, that is, he stood in front of a conductor's stand and threw himself back and forth like a madman. At one moment he stretched to his full height, at the next he crouched down to the floor, he flailed about with his hands and feet as though he wanted to play all the instruments and sing all the chorus parts. —The actual direction was in [Louis] Duport's hands; we musicians followed his baton only. Reportedly, the scherzo was completely interrupted at one point by applause. Either at the end of the scherzo or the end of the symphony (testimonies differ), Beethoven was several bars off and still conducting; the contralto Caroline Unger walked over and gently turned Beethoven around to accept the audience's cheers and applause. According to the critic for the Theater-Zeitung, "the public received the musical hero with the utmost respect and sympathy, listened to his wonderful, gigantic creations with the most absorbed attention and broke out in jubilant applause, often during sections, and repeatedly at the end of them." The audience acclaimed him through standing ovations five times; there were handkerchiefs in the air, hats, and raised hands, so that Beethoven, who they knew could not hear the applause, could at least see the ovations.
Editions
The first German edition was printed by B. Schott's Söhne (Mainz) in 1826. The Breitkopf & Härtel edition dating from 1864 has been used widely by orchestras. In 1997, Bärenreiter published an edition by Jonathan Del Mar. According to Del Mar, this edition corrects nearly 3,000 mistakes in the Breitkopf edition, some of which were "remarkable". David Levy, however, criticized this edition, saying that it could create "quite possibly false" traditions. Breitkopf also published a new edition by Peter Hauschild in 2005.
Instrumentation
The symphony is scored for the following orchestra. These are by far the largest forces needed for any Beethoven symphony; at the premiere, Beethoven augmented them further by assigning two players to each wind part.
Woodwinds
2 Flutes
2 Oboes
2 Clarinets in A, B and C
2 Bassoons
Brass
4 Horns in D, B and E
2 Trumpets in D and B
Percussion
Timpani
Bass drum (fourth movement only)
Triangle (fourth movement only)
Cymbals (fourth movement only)
Soprano solo
Alto solo
Tenor solo
Strings
Violins I, II
Violas
Cellos
Double basses
Form
The symphony is in four movements. The structure of each movement is as follows:
{| class="wikitable"
! style="background: Silver" |Tempo marking
! style="background: Silver" |Meter
! style="background: Silver" |Key
|-
! colspan="3" align="center" |Movement I
|-
|Allegro ma non troppo, un poco maestoso = 88
| align="center" |
| align="center" | d
|-
! colspan="3" align="center" |Movement II
|-
|Molto vivace = 116
| align="center" |
| align="center" | d
|-
|Tempo#Basic_tempo_markings|Presto = 116
| align="center" |
| align="center" | D
|-
|Molto vivace
| align="center" |
| align="center" | d
|-
|Presto
| align="center" |
| align="center" | D
|-
! colspan="3" align="center" |Movement III
|-
|Tempo#Basic_tempo_markings|Adagio molto e cantabile = 60
| align="center" |
| align="center" | B
|-
|Tempo#Basic_tempo_markings|Andante moderato = 63
| align="center" |
| align="center" | D
|-
|Tempo I
| align="center" |
| align="center" | B
|-
|Andante moderato
| align="center" |
| align="center" | G
|-
|Adagio
| align="center" |
| align="center" | E
|-
|Lo stesso tempo
| align="center" |
| align="center" | B
|-
! colspan="3" align="center" |Movement IV
|-
|Presto = 96
| align="center" |
| align="center" | d
|-
|Allegro assai = 80
| align="center" |
| align="center" | D
|-
|Presto ("O Freunde")
| align="center" |
| align="center" | d
|-
|Allegro assai ("Freude, schöner Götterfunken")
| align="center" |
| align="center" | D
|-
|Alla marcia; Allegro assai vivace = 84 ("Froh, wie seine Sonnen")
| align="center" |
| align="center" | B
|-
|Andante maestoso = 72 ("Seid umschlungen, Millionen!")
| align="center" |
| align="center" | G
|-
|Allegro energico, sempre ben marcato = 84("Freude, schöner Götterfunken" – "Seid umschlungen, Millionen!")
| align="center" |
| align="center" | D
|-
|Allegro ma non tanto = 120 ("Freude, Tochter aus Elysium!")
| align="center" |
| align="center" | D
|-
|Tempo#Basic_tempo_markings|Prestissimo = 132 ("Seid umschlungen, Millionen!")
| align="center" |
| align="center" | D
|-
|}
Beethoven changes the usual pattern of Classical symphonies in placing the scherzo movement before the slow movement (in symphonies, slow movements are usually placed before scherzi). This was the first time he did this in a symphony, although he had done so in some previous works, including the String Quartet Op. 18 no. 5, the "Archduke" piano trio Op. 97, the Hammerklavier piano sonata Op. 106. And Haydn, too, had used this arrangement in a number of his own works such as the String Quartet No. 30 in E major, as did Mozart in three of the Haydn Quartets and the G minor String Quintet.
I. Allegro ma non troppo, un poco maestoso
The first movement is in sonata form without an exposition repeat. It begins with open fifths (A and E) played pianissimo by tremolo strings, steadily building up until the first main theme in D minor at bar 17.
The opening, with its perfect fifth quietly emerging, resembles the sound of an orchestra tuning up.
At the outset of the recapitulation (which repeats the main melodic themes) in bar 301, the theme returns, this time played fortissimo and in D major, rather than D minor. The movement ends with a massive coda that takes up nearly a quarter of the movement, as in Beethoven's Third and Fifth Symphonies.
A typical performance lasts about 15 minutes.
II. Molto vivace
The second movement is a scherzo and trio. Like the first movement, the scherzo is in D minor, with the introduction bearing a passing resemblance to the opening theme of the first movement, a pattern also found in the Hammerklavier piano sonata, written a few years earlier. At times during the piece, Beethoven specifies one downbeat every three bars—perhaps because of the fast tempo—with the direction ritmo di tre battute (rhythm of three beats) and one beat every four bars with the direction ritmo di quattro battute (rhythm of four beats). Normally, a scherzo is in triple time. Beethoven wrote this piece in triple time but punctuated it in a way that, when coupled with the tempo, makes it sound as if it is in quadruple time.
While adhering to the standard compound ternary design (three-part structure) of a dance movement (scherzo-trio-scherzo or minuet-trio-minuet), the scherzo section has an elaborate internal structure; it is a complete sonata form. Within this sonata form, the first group of the exposition (the statement of the main melodic themes) starts out with a fugue in D minor on the subject below.
For the second subject, it modulates to the unusual key of C major. The exposition then repeats before a short development section, where Beethoven explores other ideas. The recapitulation (repeating of the melodic themes heard in the opening of the movement) further develops the exposition's themes, also containing timpani solos. A new development section leads to the repeat of the recapitulation, and the scherzo concludes with a brief codetta.
The contrasting trio section is in D major and in duple time. The trio is the first time the trombones play. Following the trio, the second occurrence of the scherzo, unlike the first, plays through without any repetition, after which there is a brief reprise of the trio, and the movement ends with an abrupt coda.
The duration of the movement is about 11 minutes, but this may vary depending on whether two (frequently omitted) repeats are played.
III. Adagio molto e cantabile
The third movement is a lyrical, slow movement in B major—a minor sixth away from the symphony's main key of D minor. It is in a double variation form, with each pair of variations progressively elaborating the rhythm and melodic ideas. The first variation, like the theme, is in time, the second in . The variations are separated by passages in , the first in D major, the second in G major, the third in E major, and the fourth in B major. The final variation is twice interrupted by episodes in which loud fanfares from the full orchestra are answered by octaves by the first violins. A prominent French horn solo is assigned to the fourth player.
A performance lasts about 16 minutes.
IV. Finale
The choral finale is Beethoven's musical representation of universal brotherhood based on the "Ode to Joy" theme and is in theme and variations form.
The movement starts with an introduction in which musical material from each of the preceding three movements—though none are literal quotations of previous music—are successively presented and then dismissed by instrumental recitatives played by the low strings. Following this, the "Ode to Joy" theme is finally introduced by the cellos and double basses. After three instrumental variations on this theme, the human voice is presented for the first time in the symphony by the baritone soloist, who sings words written by Beethoven himself: ''O Freunde, nicht diese Töne!' Sondern laßt uns angenehmere anstimmen, und freudenvollere.'' ("Oh friends, not these sounds! Let us instead strike up more pleasing and more joyful ones!").
At about 24 minutes in length, the last movement is the longest of the four movements. Indeed, it is longer than some entire symphonies of the Classical era. Its form has been disputed by musicologists, as Nicholas Cook explains:
Cook gives the following table describing the form of the movement:
In line with Cook's remarks, Charles Rosen characterizes the final movement as a symphony within a symphony, played without interruption. This "inner symphony" follows the same overall pattern as the Ninth Symphony as a whole, with four "movements":
Theme and variations with slow introduction. The main theme, first in the cellos and basses, is later recapitulated by voices.
Scherzo in a military style. It begins at Alla marcia (bar 331 - 594) and concludes with a variation of the main theme with chorus.
Slow section with a new theme on the text "Seid umschlungen, Millionen!" It begins at Andante maestoso (bar 595–654).
Fugato finale on the themes of the first and third "movements". It begins at Allegro energico (bar 655–762), and two canons on main theme and "Seid unschlungen, Millionen!" respectively. It begins at Allegro ma non tanto (bar 763–940).
Rosen notes that the movement can also be analysed as a set of variations and simultaneously as a concerto sonata form with double exposition (with the fugato acting both as a development section and the second tutti of the concerto).
Text of the fourth movement
The text is largely taken from Friedrich Schiller's "Ode to Joy", with a few additional introductory words written specifically by Beethoven (shown in italics). The text, without repeats, is shown below, with a translation into English. The score includes many repeats. For the full libretto, including all repetitions, see German Wikisource.
Towards the end of the movement, the choir sings the last four lines of the main theme, concluding with "Alle Menschen" before the soloists sing for one last time the song of joy at a slower tempo. The chorus repeats parts of "Seid umschlungen, Millionen!", then quietly sings, "Tochter aus Elysium", and finally, "Freude, schöner Götterfunken, Götterfunken!".
Reception
The symphony was dedicated to the King of Prussia, Frederick William III.
Music critics almost universally consider the Ninth Symphony one of Beethoven's greatest works, and among the greatest musical works ever written. The finale, however, has had its detractors: "[e]arly critics rejected [the finale] as cryptic and eccentric, the product of a deaf and ageing composer." Verdi admired the first three movements but lamented what he saw as the bad writing for the voices in the last movement:
Performance challenges
Metronome markings
Conductors in the historically informed performance movement, notably Roger Norrington, have used Beethoven's suggested tempos, to mixed reviews. Benjamin Zander has made a case for following Beethoven's metronome markings, both in writing and in performances with the Boston Philharmonic Orchestra and Philharmonia Orchestra of London. Beethoven's metronome still exists and was tested and found accurate, but the original heavy weight (whose position is vital to its accuracy) is missing and many musicians have considered his metronome marks to be unacceptably high.
Re-orchestrations and alterations
A number of conductors have made alterations in the instrumentation of the symphony. Notably, Richard Wagner doubled many woodwind passages, a modification greatly extended by Gustav Mahler, who revised the orchestration of the Ninth to make it sound like what he believed Beethoven would have wanted if given a modern orchestra. Wagner's Dresden performance of 1864 was the first to place the chorus and the solo singers behind the orchestra as has since become standard; previous conductors placed them between the orchestra and the audience.
2nd bassoon doubling basses in the finale
Beethoven's indication that the 2nd bassoon should double the basses in bars 115–164 of the finale was not included in the Breitkopf & Härtel parts, though it was included in the full score.
Notable performances and recordings
The British premiere of the symphony was presented on 21 March 1825 by its commissioners, the Philharmonic Society of London, at its Argyll Rooms conducted by Sir George Smart and with the choral part sung in Italian. The American premiere was presented on 20 May 1846 by the newly formed New York Philharmonic at Castle Garden (in an attempt to raise funds for a new concert hall), conducted by the English-born George Loder, with the choral part translated into English for the first time. Leopold Stokowski's 1934 Philadelphia Orchestra and 1941 NBC Symphony Orchestra recordings also used English lyrics in the fourth movement.
Richard Wagner inaugurated his Bayreuth Festspielhaus by conducting the Ninth; since then it is traditional to open each Bayreuth Festival with a performance of the Ninth. Following the festival's temporary suspension after World War II, Wilhelm Furtwängler and the Bayreuth Festival Orchestra reinaugurated it with a performance of the Ninth.
Leonard Bernstein conducted a version of the Ninth Symphony at the Konzerthaus Berlin with (Freedom) replacing (Joy), to celebrate the fall of the Berlin Wall during Christmas of 1989. This concert was performed by an orchestra and chorus made up of many nationalities: from East and West Germany, the Bavarian Radio Symphony Orchestra and Chorus, the Chorus of the Berlin Radio Symphony Orchestra, and members of the Sächsische Staatskapelle Dresden, the Philharmonischer Kinderchor Dresden (Philharmonic Children's Choir Dresden); from the Soviet Union, members of the orchestra of the Kirov Theatre; from the United Kingdom, members of the London Symphony Orchestra; from the US, members of the New York Philharmonic; and from France, members of the Orchestre de Paris. Soloists were June Anderson, soprano, Sarah Walker, mezzo-soprano, Klaus König, tenor, and Jan-Hendrik Rootering, bass. This was Bernstein's final performance of Beethoven's Ninth Symphony; he died less than a year later, in October 1990.
In 1998, Japanese conductor Seiji Ozawa conducted the fourth movement for the 1998 Winter Olympics opening ceremony, with six different choirs simultaneously singing from Japan, Germany, South Africa, China, the United States, and Australia.
In 1923, the first complete recording of Beethoven's Ninth Symphony was made by the acoustic recording process and conducted by Bruno Seidler-Winkler. The recording was issued by Deutsche Grammophon in Germany; the records were issued in the United States on the Vocalion label. The first electrical recording of the Ninth was recorded in England in 1926, with Felix Weingartner conducting the London Symphony Orchestra, issued by Columbia Records. The first complete American recording was made by RCA Victor in 1934 with Leopold Stokowski conducting the Philadelphia Orchestra. Since the late 20th century, the Ninth has been recorded regularly by period performers, including Roger Norrington, Christopher Hogwood, and Sir John Eliot Gardiner.
The BBC Proms Youth Choir performed the piece alongside Georg Solti's UNESCO World Orchestra for Peace at the Royal Albert Hall during the 2018 Proms at Prom 9, titled "War & Peace" as a commemoration to the centenary of the end of World War One.
At 79 minutes, one of the longest Ninths recorded is Karl Böhm's, conducting the Vienna Philharmonic in 1981 with Jessye Norman and Plácido Domingo among the soloists.
Influence
Many later composers of the Romantic period and beyond were influenced by the Ninth Symphony.
An important theme in the finale of Johannes Brahms' Symphony No. 1 in C minor is related to the "Ode to Joy" theme from the last movement of Beethoven's Ninth Symphony. When this was pointed out to Brahms, he is reputed to have retorted "Any fool can see that!" Brahms's first symphony was, at times, both praised and derided as "Beethoven's Tenth".
The Ninth Symphony influenced the forms that Anton Bruckner used for the movements of his symphonies. His Symphony No. 3 is in the same key (D minor) as Beethoven's 9th and makes substantial use of thematic ideas from it. The slow movement of Bruckner's Symphony No. 7 uses the A–B–A–B–A form found in the 3rd movement of Beethoven's piece and takes various figurations from it.
In the opening notes of the third movement of his Symphony No. 9 (From the New World), Antonín Dvořák pays homage to the scherzo of Beethoven's Ninth Symphony with his falling fourths and timpani strokes.
Béla Bartók borrowed the opening motif of the scherzo from Beethoven's Ninth Symphony to introduce the second movement (scherzo) in his own Four Orchestral Pieces, Op. 12 (Sz 51).
Michael Tippett in his Third Symphony (1972) quotes the opening of the finale of Beethoven's Ninth and then criticises the utopian understanding of the brotherhood of man as expressed in the Ode to Joy and instead stresses man's capacity for both good and evil.
In the film The Pervert's Guide to Ideology, the philosopher Slavoj Žižek comments on the use of the Ode by Nazism, Bolshevism, the Chinese Cultural Revolution, the East-West German Olympic team, Southern Rhodesia, Abimael Guzmán (leader of the Shining Path), and the Council of Europe and the European Union.
Compact disc format
One legend is that the compact disc was deliberately designed to have a 74-minute playing time so that it could accommodate Beethoven's Ninth Symphony. Kees Immink, Philips' chief engineer, who developed the CD, recalls that a commercial tug-of-war between the development partners, Sony and Philips, led to a settlement in a neutral 12-cm diameter format. The 1951 performance of the Ninth Symphony conducted by Furtwängler was brought forward as the perfect excuse for the change, and was put forth in a Philips news release celebrating the 25th anniversary of the Compact Disc as the reason for the 74-minute length.
TV theme music
The Huntley–Brinkley Report used the opening to the second movement as its theme music during the run of the program on NBC from 1956 until 1970. The theme was taken from the 1952 RCA Victor recording of the Ninth Symphony by the NBC Symphony Orchestra conducted by Arturo Toscanini. A synthesized version of the opening bars of the second movement were also used as the theme for Countdown with Keith Olbermann on MSNBC and Current TV. A rock guitar version of the "Ode to Joy" theme was used as the theme for Suddenly Susan in its first season.
Use as (national) anthem
During the division of Germany in the Cold War, the "Ode to Joy" segment of the symphony was played in lieu of a national anthem at the Olympic Games for the United Team of Germany between 1956 and 1968. In 1972, the musical backing (without the words) was adopted as the Anthem of Europe by the Council of Europe and subsequently by the European Communities (now the European Union) in 1985. Also, the "Ode to Joy" was used as the national anthem of Rhodesia between 1974 and 1979, as "Rise, O Voices of Rhodesia". During the early 1990s, South Africa used an instrumental version of "Ode to Joy" in lieu of its national anthem at the time "Die Stem van Suid-Afrika" at sporting events, though it was never actually adopted as an official national anthem.
Use as a hymn melody
In 1907, the Presbyterian pastor Henry van Dyke Jr. wrote the hymn "Joyful, Joyful, we adore thee" while staying at Williams College. The hymn is commonly sung in English-language churches to the "Ode to Joy" melody from this symphony.
Year-end tradition
The German workers' movement began the tradition of performing the Ninth Symphony on New Year's Eve in 1918. Performances started at 11 p.m. so that the symphony's finale would be played at the beginning of the new year. This tradition continued during the Nazi period and was also observed by East Germany after the war.
The Ninth Symphony is traditionally performed throughout Japan at the end of the year. In December 2009, for example, there were 55 performances of the symphony by various major orchestras and choirs in Japan. It was introduced to Japan during World War I by German prisoners held at the Bandō prisoner-of-war camp. Japanese orchestras, notably the NHK Symphony Orchestra, began performing the symphony in 1925 and during World War II; the Imperial government promoted performances of the symphony, including on New Year's Eve. In an effort to capitalize on its popularity, orchestras and choruses undergoing economic hard times during Japan's reconstruction performed the piece at year's end. In the 1960s, these year-end performances of the symphony became more widespread, and included the participation of local choirs and orchestras, firmly establishing a tradition that continues today. Some of these performances feature massed choirs of up to 10,000 singers.
WQXR-FM, a classical radio station serving the New York metropolitan area, ends every year with a countdown of the pieces of classical music most requested in a survey held every December; though any piece could win the place of honor and thus welcome the New Year, i.e. play through midnight on January 1, Beethoven's Choral has won in every year on record.
Other choral symphonies
Prior to Beethoven's ninth, symphonies had not used choral forces and the piece thus established the genre of choral symphony. Numbered choral symphonies as part of a cycle of otherwise instrumental works have subsequently been written by numerous composers, including Felix Mendelssohn, Gustav Mahler, Ralph Vaughan Williams and Charles Ives among many others.
Other ninth symphonies
The scale and influence of Beethoven's ninth led later composers to ascribe a special significance to their own ninth symphonies, which may have contributed to the cultural phenomenon known as the curse of the ninth. A number of other composers' ninth symphonies also employ a chorus, such as those by Kurt Atterberg, Mieczysław Weinberg, Edmund Rubbra, Hans Werner Henze, and Robert Kyr. Anton Bruckner had not originally intended his unfinished ninth symphony to feature choral forces, however the use of his choral Te Deum in lieu of the uncompleted Finale was supposedly sanctioned by the composer. Dmitri Shostakovich had originally intended his Ninth Symphony to be a large work with chorus and soloists, although the symphony as it eventually appeared was a relatively short work without vocal forces.
Of his own Ninth Symphony, George Lloyd wrote: "When a composer has written eight symphonies he may find that the horizon has been blacked out by the overwhelming image of Beethoven and his one and only Ninth. There are other very good No. 5s and No. 3s, for instance, but how can one possibly have the temerity of trying to write another Ninth Symphony?" Niels Gade composed only eight symphonies, despite living for another twenty years after completing the eighth. He is believed to have replied, when asked why he did not compose another symphony, "There is only one ninth", in reference to Beethoven.
References
Notes
Citations
Sources
(Review by Philip Hensher, The Daily Telegraph (London), 5 July 2010).
Further reading
Buch, Esteban, Beethoven's Ninth: A Political History, translated by Richard Miller, (University of Chicago Press)
Rasmussen, Michelle, "All Men Become Brothers: The Decades-Long Struggle for Beethoven's Ninth Symphony", Schiller Institute, June, 2015.
Taruskin, Richard, "Resisting the Ninth", in his Text and Act: Essays on Music and Performance (Oxford University Press, 1995).
Wegner, Sascha (2018). Symphonien aus dem Geiste der Vokalmusik : Zur Finalgestaltung in der Symphonik im 18. und frühen 19. Jahrhundert. Stuttgart: J. B. Metzler.
External links
Scores, manuscripts and text
Original manuscript (site in German)
Score, William and Gayle Cook Music Library, Indiana University School of Music
Text/libretto, with translation, in English and German
Sources for the metronome marks.
Analysis
Analysis for students (with timings) of the final movement, at Washington State University
Signell, Karl, "The Riddle of Beethoven's Alla Marcia in his Ninth Symphony" (self-published)
Beethoven 9, Benjamin Zander advocating a stricter adherence to Beethoven's metronome indications, with reference to Jonathan del Mar's research (before the Bärenreiter edition was published) and to Stravinsky's intuition about the correct tempo for the Scherzo Trio
Audio
Christoph Eschenbach conducting the Philadelphia Orchestra from National Public Radio
Felix Weingartner conducting the Vienna Philharmonic Orchestra (1935 recording) from the Internet Archive
Otto Klemperer conducting the Concertgebouw Orchestra (1956 live recording) from the Internet Archive
Video
, Wilhelm Furtwängler conducting the Berlin Philharmonic on the eve of Hitler's 53rd birthday
, , , , Nicholas McGegan conducting the Philharmonia Baroque Orchestra, graphical score
, Chicago Symphony Orchestra, Riccardo Muti conductor, Camilla Nylund soprano, Ekaterina Gubanova mezzo-soprano, Matthew Polenzani tenor, Eric Owens bass-baritone, anniversary May 2015
Other material
Official EU page about the anthem
Program note by Richard Freed, Kennedy Center, February 2004
Following the Ninth: In the Footsteps of Beethoven's Final Symphony, Kerry Candaele's 2013 documentary film about the Ninth Symphony
09
Beethoven 9
Works commissioned by the Royal Philharmonic Society
Music dedicated to nobility or royalty
1824 compositions
Adaptations of works by Friedrich Schiller
Memory of the World Register
Compositions in D minor
Frederick William III of Prussia |
3447 | https://en.wikipedia.org/wiki/Cue%20sports | Cue sports | Cue sports are a wide variety of games of skill played with a cue, which is used to strike billiard balls and thereby cause them to move around a cloth-covered table bounded by elastic bumpers known as .
There are three major subdivisions of games within cue sports:
Carom billiards, played on tables without , typically ten feet in length, including straight rail, balkline, one-cushion carom, three-cushion billiards, artistic billiards, and four-ball
Pocket billiards (or pool), played on six-pocket tables of seven, eight, nine, or ten-foot length, including among others eight-ball (the world's most widely played cue sport), nine-ball (the dominant professional game), ten-ball, straight pool (the formerly dominant pro game), one-pocket, and bank pool
Snooker, English billiards, and Russian pyramid, played on a large, six-pocket table (dimensions just under 12 ft by 6 ft), all of which are classified separately from pool based on distinct development histories, player culture, rules, and terminology.
Billiards has a long history from its inception in the 15th century, with many mentions in the works of Shakespeare, including the line "let's to billiards" in Antony and Cleopatra (1606–07), and enthusiasts of the sport include Mozart, Louis XIV of France, Marie Antoinette, Immanuel Kant, Napoleon, Abraham Lincoln, Mark Twain, George Washington, French president Jules Grévy, Charles Dickens, George Armstrong Custer, Theodore Roosevelt, Lewis Carroll, W. C. Fields, Babe Ruth, Bob Hope, and Jackie Gleason.
History
All cue sports are generally regarded to have evolved into indoor games from outdoor stick-and-ball lawn games, specifically those retroactively termed ground billiards, and as such to be related to the historical games jeu de mail and palle-malle, and modern trucco, croquet, and golf, and more distantly to the stickless bocce and bowls.
The word billiard may have evolved from the French word or , meaning 'stick', in reference to the , an implement similar to a golf putter, and which was the forerunner to the modern cue; however, the term's origin could have been from French , meaning 'ball'. The modern term cue sports can be used to encompass the ancestral mace games, and even the modern cueless variants, such as finger billiards, for historical reasons. Cue itself came from , the French word for 'tail'. This refers to the early practice of using the tail or butt of the mace, instead of its club foot, to strike the ball when it lay against a .
A recognizable form of billiards was played outdoors in the 1340s, and was reminiscent of croquet. King Louis XI of France (1461–1483) had the first known indoor billiard table. Louis XIV further refined and popularized the game, and it swiftly spread among the French nobility. While the game had long been played on the ground, this version appears to have died out (aside from trucco) in the 17th century, in favor of croquet, golf and bowling games, even as table billiards had grown in popularity as an indoor activity. The imprisoned Mary, Queen of Scots, complained when her was taken away (by those who eventually became her executioners, who were to cover her body with the table's cloth). Billiards grew to the extent that by 1727, it was being played in almost every Paris café. In England, the game was developing into a very popular activity for members of the gentry.
By 1670, the thin butt end of the mace began to be used not only for shots under the cushion (which itself was originally only there as a preventative method to stop balls from rolling off), but players increasingly preferred it for other shots as well. The footless, straight cue as it is known today was finally developed by about 1800.
Initially, the mace was used to push the balls, rather than strike them. The newly developed striking cue provided a new challenge. Cushions began to be stuffed with substances to allow the balls to rebound, in order to enhance the appeal of the game. After a transitional period where only the better players would use cues, the cue came to be the first choice of equipment.
The demand for tables and other equipment was initially met in Europe by John Thurston and other furniture makers of the era. The early balls were made from wood and clay, but the rich preferred to use ivory.
Early billiard games involved various pieces of additional equipment, including the "arch" (related to the croquet hoop), "port" (a different hoop, often rectangular), and "king" (a pin or skittle near the arch) in the early 17th to late 18th century, but other game variants, relying on the cushions (and pockets cut into them), were being formed that would go on to play fundamental roles in the development of modern billiards.
The early croquet-like games eventually led to the development of the carom billiards category. These games are games played with three or sometimes four balls, on a table without holes in which the goal is generally to strike one with a , then have the cue ball rebound off of one or more of the cushions and strike a second object ball. Variations include straight rail, balkline, one-cushion, three-cushion, five-pins, and four-ball, among others.
One type of obstacle remained a feature of many tables, originally as a hazard and later as a target, in the form of pockets, or holes partly cut into the table bed and partly into the cushions, leading to the rise of pocket billiards, including "pool" games such as eight-ball, nine-ball, straight pool, and one-pocket; Russian pyramid; snooker; English billiards; and others.
In the United States, pool and billiards had died out for a bit, but between 1878 and 1956 the games became very popular. Players in annual championships began to receive their own cigarette cards. This was mainly due to the fact that it was a popular pastime for troops to take their minds off from battle. However, by the end of World War II, pool and billiards began to die down once again. It was not until 1961 when the film The Hustler came out that sparked a new interest in the game. Now the game is generally a well-known game and has many players of all different skill levels.
As a sport
The games with regulated international professional competition, if not others, have been referred to as "sports" or "sporting" events, not simply "games", since 1893 at the latest. Quite a variety of particular games (i.e., sets of rules and equipment) are the subject of present-day competition, including many of those already mentioned, with competition being especially broad in nine-ball, snooker, three-cushion, and eight-ball.
Snooker, though a pocket billiards variant and closely related in its equipment and origin to the game of English billiards, is a professional sport organized at an international level, and its rules bear little resemblance to those of modern pool, pyramid, and other such games.
A "Billiards" category encompassing pool, snooker, and carom has been part of the World Games since 2001.
Equipment
Billiard balls
Billiard balls vary from game to game, in size, design and quantity.
Russian pyramid and kaisa have a size of 68 mm ( in). In Russian pyramid there are 16 balls, as in pool, but 15 are white and numbered, and the is usually red. In kaisa, five balls are used: the yellow (called the kaisa in Finnish), two red object balls, and the two white cue balls (usually differentiated by one cue ball having a dot or other marking on it and each of which serves as an object ball for the opponent).
Carom billiards balls are larger than pool balls, having a diameter of 61.5 mm ( in), and come as a set of two cue balls (one colored or marked) and an object ball (or two object balls in the case of the game four-ball).
Standard pool balls are 57.15 mm ( in), are used in many pool games found throughout the world, come in sets of two of object balls, seven and seven , an and a ; the balls are racked differently for different games (some of which do not use the entire ball set). Blackball (English-style eight-ball) sets are similar, but have unmarked of and balls instead of solids and stripes, known as "casino" style. They are used principally in Britain, Ireland, and some Commonwealth countries, though not exclusively, since they are unsuited for playing nine-ball. The diameter varies but is typically slightly smaller than that of standard solids-and-stripes sets.
Snooker balls are smaller than American-style pool balls with a diameter of 52.5 mm ( in), and come in sets of 22 (15 reds, 6 "", and a cue ball). English billiard balls are the same size as snooker balls and come in sets of three balls (two cue balls and a red object ball). Other games, such as bumper pool, have custom ball sets.
Billiard balls have been made from many different materials since the start of the game, including clay, bakelite, celluloid, crystallite, ivory, plastic, steel and wood. The dominant material from 1627 until the early 20th century was ivory. The search for a substitute for ivory use was not for environmental concerns, but based on economic motivation and fear of danger for elephant hunters. It was in part spurred on by a New York billiard table manufacturer who announced a prize of $10,000 for a substitute material. The first viable substitute was celluloid, invented by John Wesley Hyatt in 1868, but the material was volatile, sometimes exploding during manufacture, and was highly flammable.
Tables
There are many sizes and styles of billiard tables. Generally, tables are rectangles twice as long as they are wide. Table sizes are typically referred to by the nominal length of their longer dimension. Full-size snooker tables are long. Carom billiards tables are typically . Regulation pool tables are , though pubs and other establishments catering to casual play will typically use tables which are often coin-operated, nicknamed . Formerly, ten-foot pool tables were common, but such tables are now considered antiques.
High-quality tables have a made of thick slate, in three pieces to prevent warping and changes due to temperature and humidity. The slates on modern carom tables are usually heated to stave off moisture and provide a consistent playing surface. Smaller bar tables are most commonly made with a single piece of slate. Pocket billiards tables of all types normally have six pockets, three on each side (four corner pockets, and two side or middle pockets).
Cloth
All types of tables are covered with billiard cloth (often called "felt", but actually a woven wool or wool/nylon blend called baize). Cloth has been used to cover billiards tables since the 15th century.
Bar or tavern tables, which get a lot of play, use "slower", more durable cloth. The cloth used in upscale pool (and snooker) halls and home billiard rooms is "faster" (i.e., provides less friction, allowing the balls to roll farther across the table ), and competition-quality pool cloth is made from 100% worsted wool. Snooker cloth traditionally has a nap (consistent fiber directionality) and balls behave differently when rolling against versus along with the nap.
The cloth of the billiard table has traditionally been green, reflecting its origin (originally the grass of ancestral lawn games), and has been so colored since at least the 16th century, but it is also produced in other colors such as red and blue. Television broadcasting of pool as well as 3 Cushion billiards prefers a blue colored cloth which was chosen for better visibility and contrast against colored balls.
Rack
A rack is the name given to a frame (usually wood, plastic or aluminium) used to organize billiard balls at the beginning of a game. This is traditionally triangular in shape, but varies with the type of billiards played. There are two main types of racks; the more common triangular shape which is used for eight-ball and straight pool and the diamond-shaped rack used for nine-ball.
There are several other types of less common rack types that are also used, based on a "template" to hold the billiard balls tightly together. Most commonly it is a thin plastic sheet with diamond-shaped cut-outs that hold the balls that is placed on the table with the balls set on top of the rack. The rack is used to set up the "break" and removed once the break has been completed and no balls are obstructing the template.
Cues
Billiards games are mostly played with a stick known as a cue. A cue is usually either a one-piece tapered stick or a two-piece stick divided in the middle by a joint of metal or phenolic resin. High-quality cues are generally two pieces and are made of a hardwood, generally maple for billiards and ash for snooker.
The end of the cue is of larger circumference and is intended to be gripped by a player's hand. The of the cue is of smaller circumference, usually tapering to an terminus called a (usually made of fiberglass or brass in better cues), where a rounded leather is affixed, flush with the ferrule, to make final contact with balls. The tip, in conjunction with chalk, can be used to impart spin to the cue ball when it is not hit in its center.
Cheap cues are generally made of pine, low-grade maple (and formerly often of ramin, which is now endangered), or other low-quality wood, with inferior plastic ferrules. A quality cue can be expensive and may be made of exotic woods and other expensive materials which are artfully inlaid in decorative patterns. Many modern cues are also made, like golf clubs, with high-tech materials such as woven graphite. Recently, carbon fiber woven composites have been developed and utilized by top professional players and amateurs. Advantages include less flexibility and no worry of nicks, scratches, or damages to the cue. Skilled players may use more than one cue during a game, including a separate cue with a hard phenolic resin tip for the opening break shot, and another, shorter cue with a special tip for .
Mechanical bridge
The mechanical bridge, sometimes called a "rake", "crutch", "bridge stick" or simply "bridge", and in the UK a "rest", is used to extend a player's reach on a shot where the cue ball is too far away for normal hand bridging. It consists of a stick with a grooved metal or plastic head which the cue slides on.
Some players, especially current or former snooker players, use a screw-on cue butt extension instead of or in addition to the mechanical bridge.
Bridge head design is varied, and not all designs (especially those with cue shaft-enclosing rings, or wheels on the bottom of the head), are broadly tournament-approved.
In Italy, a longer, thicker cue is typically available for this kind of tricky shot.
For snooker, bridges are normally available in three forms, their use depending on how the player is hampered; the standard rest is a simple cross, the 'spider' has a raised arch around 12 cm with three grooves to rest the cue in and for the most awkward of shots, the 'giraffe' (or 'swan' in England) which has a raised arch much like the 'spider' but with a slender arm reaching out around 15 cm with the groove.
Chalk
Chalk is applied to the tip of the cue stick, ideally before every shot, to increase the tip's friction coefficient so that when it impacts the cue ball on a non-center hit, no (unintentional slippage between the cue tip and the struck ball) occurs. Chalk is an important element to make good shots in pool or snooker. Cue tip chalk is not actually the substance typically referred to as "chalk" (generally calcium carbonate), but any of several proprietary compounds, with a silicate base. It was around the time of the Industrial Revolution that newer compounds formed that provided better grip for the ball. This is when the English began to experiment with side spin or applying curl to the ball. This was shortly introduced to the American players and is how the term "putting English on the ball" came to be. "Chalk" may also refer to a cone of fine, white ; like talc (talcum powder) it can be used to reduce friction between the cue and bridge hand during shooting, for a smoother stroke. Some brands of hand chalk are made of compressed talc. (Tip chalk is not used for this purpose because it is abrasive, hand-staining and difficult to apply.) Many players prefer a slick pool glove over hand chalk or talc because of the messiness of these powders; buildup of particles on the cloth will affect ball behavior and necessitate more-frequent cloth cleaning.
Cue tip chalk (invented in its modern form by straight rail billiard pro William A. Spinks and chemist William Hoskins in 1897) is made by crushing silica and the abrasive substance corundum or aloxite (aluminium oxide), into a powder. It is combined with dye (originally and most commonly green or blue-green, like traditional billiard cloth, but available today, like the cloth, in many colours) and a binder (glue). Each manufacturer's brand has different qualities, which can significantly affect play. High humidity can also impair the effectiveness of chalk. Harder, drier compounds are generally considered superior by most players.
Major games
There are two main varieties of billiard games: carom and pocket.
The main carom billiards games are straight rail, balkline and three cushion billiards. All are played on a pocketless table with three balls; two cue balls and one object ball. In all, players shoot a cue ball so that it makes contact with the opponent's cue ball as well as the object ball. Others of multinational interest are four-ball and five-pins.
The most globally popular of the large variety of pocket games are pool and snooker. A third, English billiards, has some features of carom billiards. English billiards used to be one of the two most-competitive cue sports along with the carom game balkline, at the turn of the 20th century and is still enjoyed today in Commonwealth countries. Another pocket game, Russian pyramid and its variants like kaisa are popular in the former Eastern bloc.
Games played on a carom billiards table
Straight rail
In straight rail, a player scores a point and may continue shooting each time his cue ball makes contact with both other balls. Some of the best players of straight billiards developed the skill to the balls in a corner or along the same rail for the purpose of playing a series of to score a seemingly limitless number of points.
The first straight rail professional tournament was held in 1879 where Jacob Schaefer Sr. scored 690 points in a single turn (that is, 690 separate strokes without a miss). With the balls repetitively hit and barely moving in endless "nursing", there was little for the fans to watch.
Balkline
In light of these skill developments in straight rail, the game of balkline soon developed to make it impossible for a player to keep the balls gathered in one part of the table for long, greatly limiting the effectiveness of nurse shots. A is a line parallel to one end of a billiards table. In the game of balkline, the players have to drive at least one object ball past a balkline parallel to each rail after a specified number of points have been scored.
Cushion billiards
Another solution was to require a player's cue ball to make contact with the rail cushions in the process of contacting the other balls. This in turn saw the three-cushion version emerge, where the cue ball must make three separate cushion contacts during a shot. This is difficult enough that even the best players can only manage to average one to two points per turn. This is sometimes described as "hardest to learn" and "require most skill" of all billiards.
Games played on a pool table
There are many variations of games played on a standard pool table. Popular pool games include eight-ball, nine-ball, straight pool and one-pocket. Even within games types (e.g. eight-ball), there may be variations, and people may play recreationally using relaxed or local rules. A few of the more popular examples of pool games are given below.
In eight-ball and nine-ball, the object is to sink object balls until one can legally pocket the winning eponymous "". Well-known but waning in popularity is straight pool, in which players seek to continue sinking balls, rack after rack if they can, to reach a pre-determined winning score (typically 150). Related to nine-ball, another well-known game is rotation, where the lowest-numbered object ball on the table must be struck first, although any object ball may be pocketed (i.e., combination shot). Each pocketed ball is worth its number, and the player with the highest score at the end of the rack is the winner. Since there are only 120 points available (1 + 2 + 3 ⋯ + 15 = 120), scoring 61 points leaves no opportunity for the opponent to catch up. In both one-pocket and bank pool, the players must sink a set number of balls; respectively, all in a particular , or all by . In snooker, players score points by alternately potting and various special "".
Two-player or -team games
Eight-ball: The goal is to () all of one's designated of balls (either vs. , or vs. , depending upon the equipment), and then pocket the in a pocket.
Nine-ball: The goal is to pocket the 9 ball; the initial contact of the each turn must be with the lowest-numbered remaining on the table; there are numerous variants such as seven-ball, six-ball, and the older forms of three-ball and ten-ball, that simply use a different number of balls and have a different .
Straight pool (a.k.a. 14.1 continuous pool): The goal is to reach a predetermined number of (e.g. 100); a point is earned by pocketing any called ball into a designated pocket; game play is by of 15 balls, and the last object ball of a rack is not pocketed, but left on the table with the opponent re-racking the remaining 14 before game play continues.
Bank pool: The goal is to reach a predetermined number of points; a point is earned by pocketing any called ball by it into a designated pocket using one or more .
Speed pool
Speed pool is a standard billiards game where the balls must be pocketed in as little time as possible. Rules vary greatly from tournament to tournament. The International Speed Pool Challenge has been held annually since 2006.
Games played on a snooker table
English billiards
Dating to approximately 1800, English billiards, called simply billiards in many former British colonies and in the UK where it originated, was originally called the winning and losing carambole game, folding in the names of three predecessor games, the winning game, the losing game and the carambole game (an early form of straight rail), that combined to form it. The game features both (caroms) and the pocketing of balls as objects of play. English billiards requires two and a red . The object of the game is to score either a fixed number of points, or score the most points within a set time frame, determined at the start of the game.
Points are awarded for:
Two-ball cannons: striking both the object ball and the other (opponent's) cue ball on the same shot (2 points).
Winning hazards: the red ball (3 points); potting the other cue ball (2 points).
(or "in-offs"): potting one's cue ball by cannoning off another ball (3 points if the red ball was hit first; 2 points if the other cue ball was hit first, or if the red and other cue ball were "", i.e., hit simultaneously).
Snooker
Snooker is a pocket billiards game originated by British officers stationed in India during the 19th century, based on earlier pool games such as black pool and life pool. The name of the game became generalized to also describe one of its prime strategies: to "" the opposing player by causing that player to foul or leave an opening to be exploited.
In the United Kingdom, snooker is by far the most popular cue sport at the competitive level, and major national pastime along with association football and cricket. It is played in many Commonwealth countries as well, and in areas of Asia, becoming increasingly popular in China in particular. Snooker is uncommon in North America, where pool games such as eight-ball and nine-ball dominate, and Latin America and Continental Europe, where carom games dominate. The first World Snooker Championship was held in 1927, and it has been held annually since then with few exceptions. The World Professional Billiards and Snooker Association (WPBSA) was established in 1968 to regulate the professional game, while the International Billiards and Snooker Federation (IBSF) regulates the amateur games.
List of cue sports and games
Carom games
Artistic billiards
Balkline
Four-ball billiards (, )
One-cushion billiards
Straight rail
Three-cushion billiards
Pocket games
Pool games
Non-pool pocket games
Golf billiards
Russian pyramid
Snooker games
Snooker
Six-red snooker
American snooker
Brazilian snooker
Volunteer snooker
Snooker plus
Power Snooker
Games with pockets and caroms
Bottle pool
Cowboy pool
English billiards
Kaisa
Obstacle and target games
Bagatelle
Bar billiards
Bumper pool
Danish pin billiards
Five-pin billiards
(or nine-pin billiards)
Disk games
Novuss (uses full-length cues)
Cueless games
Boccette
Crud
See also
Glossary of cue sports terms
BCA Hall of Fame
Hustling
Cue sports techniques
References
Citations
Sources
External links
Sports entertainment
French inventions |
3450 | https://en.wikipedia.org/wiki/Bursa | Bursa | (, Latin: Prusa, ) is a city in northwestern Turkey and the administrative center of Bursa Province. The fourth-most populous city in Turkey and second-most populous in the Marmara Region, Bursa is one of the industrial centers of the country. Most of Turkey's automotive production takes place in Bursa.
As of 2019, the Metropolitan Province was home to 3,056,120 inhabitants, 2,161,990 of whom lived in the 3 city urban districts (Osmangazi, Yıldırım and Nilüfer) plus Gürsu and Kestel.
Bursa was the first major and second overall capital of the Ottoman State between 1335 and 1363. The city was referred to as (, meaning "God's Gift" in Ottoman Turkish, a name of Persian origin) during the Ottoman period, while a more recent nickname is ("") regarding the parks and gardens located across the city, as well as to the vast, varied forests of the surrounding region. Mount Uludağ, known in classical antiquity as the Mysian Olympus or alternatively Bithynian Olympus, towers over the city, and has a well-known ski resort. Bursa has rather orderly urban growth and borders a fertile plain. The mausoleums of the early Ottoman sultans are located in Bursa, and the city's main landmarks include numerous edifices built throughout the Ottoman period. Bursa also has thermal baths, old Ottoman mansions, palaces, and several museums.
The shadow play characters Karagöz and Hacivat are based on historic personalities who lived and died in Bursa in the 14th century.
History
The earliest known human settlement near Bursa's current location was at Ilıpınar Höyüğü around 5200 BC. It was followed by the ancient Greek city of Cius, which Philip V of Macedon granted to Prusias I, the King of Bithynia, in 202 BC. King Prusias rebuilt the city with the advice of general Hannibal of Carthage, who took refuge with Prusias after losing the war with the Roman Republic and renamed it Prusa (; sometimes rendered as Prussa). After 128 years of Bithynian rule, Nicomedes IV, the last King of Bithynia, bequeathed the entire kingdom to the Roman Empire in 74 BC. An early Roman Treasure was found near Bursa in the early 20th century. Composed of a woman's silver toilet articles, it is now in the British Museum.
Under Byzantine rule, the town became a garrison city in 562 AD, where imperial guards were stationed there. Already by the mid-6th century, Bursa was known as a famous silk textile manufacturing centre.
Bursa (from the Greek "Prusa") became the first major capital city of the early Ottoman Empire following its capture from the Byzantines in 1326. As a result, the city witnessed a considerable amount of urban growth such as the building of hospitals, caravanserais and madrasas throughout the 14th century, with the first official Ottoman mint established in the city. After conquering Edirne (Adrianople) in East Thrace, the Ottomans turned it into the new capital city in 1363, but Bursa retained its spiritual and commercial importance in the Ottoman Empire. The Ottoman sultan Bayezid I built the Bayezid Külliyesi (Bayezid I theological complex) in Bursa between 1390 and 1395 and the Ulu Cami (Grand Mosque) between 1396 and 1400. After Bayezid was defeated in the Battle of Ankara by the forces of Timur in 1402, the latter's grandson, Muhammad Sultan Mirza, had the city pillaged and burned. Despite this, Bursa remained as the most important administrative and commercial centre in the empire until Mehmed II conquered Constantinople in 1453. The population of Bursa was 45,000 in 1487.
During the Ottoman period, Bursa continued to be the source of most royal silk products. Aside from the local silk production, the city imported raw silk from Iran, and occasionally from China, and was the main production centre for the kaftans, pillows, embroidery and other silk products for the Ottoman palaces until the 17th century. Devshirme system was also implemented in Bursa and its surroundings where it was negotiated between the authorities and locals. For example, during the 1603-4 levy, the villagers of a Christian village called Eğerciler, in Bursa, declared that they were responsible for providing sheep to the capital, and the children of the village were very much needed as shepherds. They asserted that even though they were not obliged to give any children to the army, the officers took some anyway, and that they should be returned. The villagers’ claim that it was in tremendous need of future shepherds was taken seriously by the state, and a decree commanded the return of the children. Bursa was also notable for its numerous hammams (bath) built during the reign of Suleiman such as the Yeni Kaplıca. From 1867 until 1922, Bursa was the capital of Hüdavendigâr vilayet. As it was a significant cultural and trade hub, traders, most of whom were Armenians, became very wealthy. The most influential study of Bursa's silk trade and economic history is the work of Ottomanist Halil İnalcık.
In July 1915, thousands of Greek Orthodox Christians sought refuge in Bursa after having been forced out of their coastal villages by orders of the Young Turk government. This worsened the situation of the native Greeks of Bursa, who had managed to survive through the attacks and boycotts of 1914. A short time late, deportation orders came for Bursa's Armenians. Protestant Armenians were initially spared from deportation, but villagers that tried to resist were massacred. Most of the deportees would perish in what became known as the Armenian Genocide. Subsequently, large numbers of Kurds and Circassians, as well as Syrians from the south, were settled in the homes and towns of the deported Christians, radically altering the demographic composition of the town and region. According to Mustafa Zahit Oner, in the last days of the Greco-Turkish War in 1922, the Greek Army attempted to burn the center of Bursa however they were stopped by the allied commanders and were only able to burn the train station together with Turkish civilians in it. The Cretan artilleryman Vasilios Moustakis describes the event with the following words: "The Infantry had come through and set fire to the station. We saw an English general on horseback, who ordered the fire to be put out because if Bursa were burned, it would be harming Greece"
Following the foundation of the Republic of Turkey in 1923, Bursa became one of the industrial centres of the country. The economic development of the city was followed by population growth, and Bursa became the 4th most populous city in Turkey.
The city has traditionally been a pole of attraction, and was a major centre for refugees from various ethnic backgrounds who immigrated to Anatolia from the Balkans during the loss of the Ottoman territories in Europe between the late 19th and early 20th centuries. The most recent arrival of Balkan Turks took place between the 1940s and 1990s, when the People's Republic of Bulgaria expelled approximately 150,000 Bulgarian Turks to Turkey. About one-third of these 150,000 Bulgarian Turkish refugees eventually settled in Bursa (especially in the Hürriyet neighbourhood). With the construction of new industrial zones in the period between 1980 and 2000, many people from the eastern provinces of Turkey came and settled in Bursa.
Geography
The area covered by Bursa corresponds to 1.41% of Turkey's land area, which makes the city 27th in the country in terms of land area. Bursa stands on the northwestern slopes of Mount Uludağ (known as the Mysian Olympus in classical antiquity), on the banks of the Nilüfer River, in the southern Marmara Region. It is the capital city of Bursa Province, which borders the Sea of Marmara and Yalova to the north; Kocaeli and Sakarya to the northeast; Bilecik to the east; and Kütahya and Balıkesir to the south.
Climate
Bursa has a Mediterranean climate (Köppen climate classification: Csa) under the Köppen classification, and a dry-hot summer subtropical climate (Csa) under the Trewartha classification. The city has hot, dry summers that last from June until September. Winters are cool and damp, also containing the most rainfall. There can be snow on the ground which will last for a week or two. Air pollution is a chronic problem in Bursa.
Economy
Bursa is the largest production centre of the Turkish automotive industry. Factories of motor vehicle producers like Fiat, Renault and Karsan, as well as automotive parts producers like Bosch, Mako, Valeo, Johnson Controls, Delphi have been active in the city for decades. The textile and food industries are equally strong, with Coca-Cola, Pepsi Cola and other beverage brands, as well as fresh and canned food industries being present in the city's organized industrial zones.
Apart from its large automotive industry, Bursa also produces a substantial amount of dairy products (by Sütaş), processed food (by ), and beverages (by ).
Traditionally, Bursa was famous for being the largest centre of silk trade in the Byzantine and later the Ottoman empires, during the period of the lucrative Silk Road. The city is still a major centre for textiles in Turkey and is home to the Bursa International Textiles and Trade Centre (, or ). Bursa was also known for its fertile soil and agricultural activities, which have decreased in the recent decades due to the heavy industrialization of the city.
Bursa is a major centre for tourism. One of the most popular skiing resorts in Turkey is located on Mount Uludağ, just next to the city proper. Bursa's thermal baths have been used for therapeutical purposes since Roman times. Apart from the baths that are operated by hotels, Uludağ University has a physical therapy centre which also makes use of thermal water.
Transportation
Bursa has a metro (Bursaray), trams and a bus system for inner-city public transport, while taxi cabs are also available. Bursa's Yenişehir Airport is away from the city centre. The citizens of Bursa also prefer Istanbul's airports such as Istanbul Airport and Sabiha Gökçen International Airport for flights to foreign countries, due to Istanbul's proximity to Bursa. There are numerous daily bus and ferry services between the two cities.
The long Bursa Uludağ Gondola () connects Bursa with the ski resort areas high on the mountain Uludağ.
The only railway station in Bursa is the Harmancık station on the Balıkesir-Kütahya railway, which was opened in 1930.
The average amount of time people spend commuting with public transit in Bursa, for example to and from work, on a weekday is 62 min. 12% of public transit riders ride for more than 2 hours every day. The average amount of time people wait at a stop or station for public transit is 18 min, while 31% of riders wait for over 20 minutes on average every day. The average distance people usually ride in a single trip on public transit is , while 17% travel for over in a single direction.
Education
Bursa has two public universities and one private university. Uludağ University, founded in 1975 in Görükle, is the oldest institution of higher education in the city. Founded first as the Bursa University then renamed Uludağ University in 1982, the university has a student body of 47,000, one of the largest in Turkey. Bursa Technical University is the second public university of Bursa and was established in 2010, beginning education in the 2011–2012 academic year.
The first private university in Bursa was the Bursa Orhangazi University, which started education in the 2012–2013 academic year. However, Orhangazi University was shut down by the Turkish government after the failed coup attempt of July 2016.
Istanbul Commerce University has opened graduate programs in Bursa in 2013.
The vocational high schools, Bursa Sports High School, and Bursa Agriculture Vocational High School, are located in Osmangazi district.
Sports
The city has one professional football club, Bursaspor, which formerly competed in the Süper Lig (Super League), the top-tier of Turkish football, until finishing 16th at the end of the 2018–19 Süper Lig season and being relegated to the TFF First League. A few years earlier, Bursaspor had managed to become the Turkish champions at the end of the 2009–10 Süper Lig season, thereby becoming the second Anatolian club to ever win the Süper Lig championship title after Trabzonspor. Henceforth, Bursaspor was often considered to be one of the five biggest football clubs in Turkey, along with Galatasaray, Fenerbahçe, Beşiktaş and Trabzonspor. The club's relegation to the TFF First League at the end of the 2018–19 season was a major shock for its fans and became a first in the history of Turkish football. Never had a club which had won the Süper Lig championship title been relegated.
Bursaspor plays its home games at the Timsah Arena (meaning "Crocodile Arena", crocodile being the mascot of the team), which has a seating capacity of 45,000.
The city has a professional basketball team in the Turkish Basketball League, Tofaş S.K., which is among the most successful teams. The club plays its games at the Tofaş Nilüfer Sports Hall.
Politics
The current Mayor of the Bursa Metropolitan Municipality is Alinur Aktaş from the Justice and Development Party (AKP), in office since 2019, the AKP coalition won 49.6% of the vote against the CHP coalition which got 47% of the vote.
Main sights
Ulu Cami (Grand Mosque)
Ulu Cami is the largest mosque in Bursa and a landmark of early Ottoman architecture, which incorporated many elements from Seljuk architecture.
Ordered by Sultan Bayezid I, the mosque was designed and built by architect Ali Neccar in 1396–1400. It is a large and rectangular building, with a total of twenty domes that are arranged in four rows of five, and are supported by 12 columns. Supposedly the twenty domes were built instead of the twenty separate mosques which Sultan Bayezid I had promised for winning the Battle of Nicopolis in 1396. The mosque has two minarets.
Inside the mosque, there are 192 monumental wall inscriptions written by the famous calligraphers of that period. There is also a fountain (şadırvan) where worshipers can perform ritual ablutions before prayer; the dome over the şadırvan is capped by a skylight which creates a soft, serene light below; thus playing an important role in the illumination of the large building.
The horizontally spacious and dimly lit interior is designed to feel peaceful and contemplative. The subdivisions of space formed by multiple domes and pillars create a sense of privacy and even intimacy. This atmosphere contrasts with the later Ottoman mosques (see for example the works of Suleiman the Magnificent's chief architect, Mimar Sinan.) The mosques that were built after the conquest of Constantinople (Istanbul) by the Ottoman Turks in 1453, and influenced by the design of the 6th century Byzantine basilica of Hagia Sophia, had increasingly elevated and large central domes, which create a vertical emphasis that is intended to be more overwhelming; to convey the divine power of Allah, the majesty of the Ottoman Sultan, and the governmental authority of the Ottoman State.
Places of interest
A brief list of the places of interest in and around Bursa is presented below. For a longer list, see the places of interest in Bursa.
Mosques and külliye complexes
Bursa Grand Mosque and
Yeşil Mosque and
Bayezid I Mosque and
Muradiye Mosque and
Emir Sultan Mosque and
Orhan Gazi Mosque and
Hüdavendigar Mosque and
Koca Sinan Paşa Mosque and
İshak Paşa Mosque and
Karacabey Grand Mosque
Karabaş-i Veli Cultural Centre
Somuncu Baba Mosque
Üftade Tekkesi Mosque and complex
Babasultan Mosque and complex
Bazaars and caravanserais
Yıldırım Bazaar (bedesten)
Koza Han
Pirinç Han
İpek Han
Other historic monuments
Bursa Castle
Irgandı Bridge
İnkaya Sycamore, a massive and impressive 600-year-old tree (Platanus orientalis)
Museums
Bursa Archaeological Museum
Bursa Atatürk Museum,
Bursa City Museum,
Bursa Energy Museum
Bursa Forestry Museum
Bursa Karagöz Museum
Bursa Museum of Turkish and Islamic Art
Bursa Turkish Architecture Museum
İznik Museum
Mudanya Armistice House
Museum of Ottoman House
Tofaş Museum of Cars and Anatolian Carriages
Parks and gardens
Uludağ National Park
Bursa Zoo and Botanical Garden
Bursa Hüdavendigar Kent Park
Hot springs and thermal baths
Keramet hot spring
Çekirge hot spring
Armutlu hot spring
Oylat hot spring
Gemlik hot spring
Çelik Palas thermal bath
Beaches
Armutlu beach
Kumla beach
Kurşunlu beach
Orhangazi beach
Mudanya beach
Manastir beach
Kapakli beach
Jewish community
Bursa, initially home to a small Romaniote Jewish community, underwent a demographic shift with the arrival of Sephardic Jews who were expelled from the Iberian Peninsula in the late 15th century. The Sephardic majority quickly absorbed the Romaniotes, leading to a cultural and numerical dominance. Judaeo-Spanish became the daily language, and the community paid its poll tax through the representative, the kahya.
Throughout the Ottoman period, most Jews resided in Kuruçeşme, Bursa's Jewish quarter, home to three synagogues. Etz Chaim (Eṣ Ḥayyim), the oldest, predated Ottoman conquest, while the Gerush and Mayor synagogues were established by Sephardic newcomers. Despite the 1851 fire destroying Etz Chaim, the other two remain, along with the Berut synagogue. Bursa also had a Jewish cemetery until recently.
Though never a major center, Bursa's Jewish population fluctuated. Dubious data suggests 683 families in 1571/72, dropping to 141 by 1696/97. By 1883, there were 2,179 Jews, with an influx of 400 from Akkerman in 1887. Pre-World War I, the population reached 3,500, but emigration reduced it to 140 by the early 21st century.
Engaged in the local economy, Bursa's Jews were shop owners and involved in guilds. In the 16th and 17th centuries, they excelled in textile manufacturing, silk trade, goldsmithing, and finance. Despite economic struggles in the 18th and 19th centuries, a 1886 report highlighted poverty.
Bursa faced blood libels in 1592 and 1865. Despite its size, the community produced renowned halakhic scholars across centuries. Modern schooling arrived in 1886 with Alliance Israélite Universelle, but it closed in 1923 during the secularization program. Jewish children then attended Turkish schools for a modern education.
Gallery
Twin towns – sister cities
Bursa is twinned with:
Darmstadt, Germany (1971)
Sarajevo, Bosnia and Herzegovina (1972)
Oulu, Finland (1978)
Kairouan, Tunisia (1987)
Anshan, China (1991)
Bitola, North Macedonia (1996)
Ceadîr-Lunga, Moldova (1997)
Kyzylorda, Kazakhstan (1997)
Mascara, Algeria (1998)
Kulmbach, Germany (1998)
Pleven, Bulgaria (1998)
Plovdiv, Bulgaria (1998)
Tirana, Albania (1998)
Košice, Slovakia (2000)
Vinnytsia, Ukraine (2004)
Pristina, Kosovo (2010)
Bakhchysarai, Ukraine (2010)
Momchilgrad, Bulgaria (2010)
Mogilev, Belarus (2013)
Hebron, Palestine (2014)
Herzliya, Israel (2014)
Veliko Tărnovo, Bulgaria (2017)
Galkayo, Somalia (2018)
See also
1855 Bursa earthquake
Complex of Mehmed I
Emirsultan Mosque
Grand Mosque of Bursa
Green Tomb and Mosque
List of people from Bursa
List of World Heritage Sites in Turkey
Siege of Bursa
References
Further reading
External links
Bursa Metropolitan Municipality
Bursa Governorship
Ancient Greek archaeological sites in Turkey
Greek colonies in Anatolia
Bithynian colonies
Cities in Turkey
Populated places along the Silk Road
Populated places in Bursa Province
Former Armenian communities in Turkey |
3451 | https://en.wikipedia.org/wiki/The%20Bahamas | The Bahamas | The Bahamas ( ), officially the Commonwealth of The Bahamas, is an island country within the Lucayan Archipelago of the West Indies in the North Atlantic. It takes up 97% of the Lucayan Archipelago's land area and is home to 88% of the archipelago's population. The archipelagic state consists of more than 3,000 islands, cays, and islets in the Atlantic Ocean, and is located north of Cuba and northwest of the island of Hispaniola (split between the Dominican Republic and Haiti) and the Turks and Caicos Islands, southeast of the U.S. state of Florida, and east of the Florida Keys. The capital is Nassau on the island of New Providence. The Royal Bahamas Defence Force describes The Bahamas' territory as encompassing of ocean space.
The Bahama Islands were inhabited by the Arawak and Lucayans, a branch of the Arawakan-speaking Taíno, for many centuries. Christopher Columbus was the first European to see the islands, making his first landfall in the "New World" in 1492 when he landed on the island of San Salvador. Later, the Spanish shipped the native Lucayans to and enslaved them on Hispaniola, after which the Bahama islands were mostly deserted from 1513 until 1648, nearly all native Bahamians having been forcibly removed for enslavement or having died of diseases that Europeans brought to the islands. In 1649, English colonists from Bermuda, known as the Eleutheran Adventurers, settled on the island of Eleuthera.
The Bahamas became a British crown colony in 1718, when the British clamped down on piracy. After the American Revolutionary War, the Crown resettled thousands of American Loyalists to the Bahamas; they took enslaved people with them and established plantations on land grants. Enslaved Africans and their descendants constituted the majority of the population from this period on. The slave trade was abolished by the British in 1807; slavery in the Bahamas was abolished in 1834. Subsequently, The Bahamas became a haven for freed African slaves. Africans liberated from illegal slave ships were resettled on the islands by the Royal Navy, while some North American slaves and Seminoles escaped to The Bahamas from Florida. Bahamians were even known to recognise the freedom of enslaved people carried by the ships of other nations which reached The Bahamas. Today Black-Bahamians make up 90% of the population of 400,516.
The country gained governmental independence in 1973, led by Sir Lynden O. Pindling. Charles III is currently its monarch. In terms of gross domestic product per capita, The Bahamas is one of the richest countries in the Americas (following the United States and Canada), with an economy based on tourism and offshore finance.
Naming and etymology
The name Bahamas is derived from the Lucayan name ('large upper middle island'), used by the indigenous Taíno people for the island of Grand Bahama. Tourist guides often state that the name comes from the Spanish ('shallow sea'). Wolfgang Ahrens of York University argues that this is a folk etymology. Alternatively, it may originate from , a local name of unclear meaning.
First attested on the 1523 Turin Map, Bahama originally referred to Grand Bahama alone but was used inclusively in English by 1670. Toponymist Isaac Taylor argues that the name was derived from Bimani (Bimini), which Spaniards in Haiti identified with Palombe, a legendary place where John Mandeville's Travels said there was a fountain of youth.
History
Pre-hispanic era
The first inhabitants of the Bahamas were the Taino people, who moved into the uninhabited southern islands from Hispaniola and Cuba around the 800s–1000s AD, having migrated there from South America; they came to be known as the Lucayan people. An estimated 30,000 Lucayans inhabited the Bahamas at the time of Christopher Columbus's arrival in 1492.
Arrival of the Spanish
Columbus's first landfall in what was to Europeans a "New World" was on an island he named San Salvador (known to the Lucayans as Guanahani). Whilst there is a general consensus that this island lay within the Bahamas, precisely which island Columbus landed on is a matter of scholarly debate. Some researchers believe the site to be present-day San Salvador Island (formerly known as Watling's Island), situated in the southeastern Bahamas, whilst an alternative theory holds that Columbus landed to the southeast on Samana Cay, according to calculations made in 1986 by National Geographic writer and editor Joseph Judge, based on Columbus's log. On the landfall island, Columbus made first contact with the Lucayans and exchanged goods with them, claiming the islands for the Crown of Castile, before proceeding to explore the larger isles of the Greater Antilles.
The 1494 Treaty of Tordesillas theoretically divided the new territories between the Kingdom of Castile and the Kingdom of Portugal, placing the Bahamas in the Spanish sphere; however they did little to press their claim on the ground. The Spanish did however exploit the native Lucayan peoples, many of whom were enslaved and sent to Hispaniola for use as forced labour. The slaves suffered harsh conditions and most died from contracting diseases to which they had no immunity; half of the Taino died from smallpox alone. As a result of these depredations the population of the Bahamas was severely diminished.
Arrival of the English
The English had expressed an interest in the Bahamas as early as 1629. However, it was not until 1648 that the first English settlers arrived on the islands. Known as the Eleutherian Adventurers and led by William Sayle, they migrated from Bermuda seeking greater religious freedom. These English Puritans established the first permanent European settlement on an island which they named Eleuthera, Greek for free. They later settled New Providence, naming it Sayle's Island. Life proved harder than envisaged however, and many – including Sayle – chose to return to Bermuda. To survive, the remaining settlers salvaged goods from wrecks.
In 1670, King Charles II granted the islands to the Lords Proprietors of the Carolinas in North America. They rented the islands from the king with rights of trading, tax, appointing governors, and administering the country from their base on New Providence. Piracy and attacks from hostile foreign powers were a constant threat. In 1684, Spanish corsair Juan de Alcon raided the capital Charles Town (later renamed Nassau), and in 1703, a joint Franco-Spanish expedition briefly occupied Nassau during the War of the Spanish Succession.
18th century
During proprietary rule, the Bahamas became a haven for pirates, including Blackbeard (circa 1680–1718). To put an end to the "Pirates' republic" and restore orderly government, Britain made the Bahamas a crown colony in 1718, which they dubbed "the Bahama islands" under the governorship of Woodes Rogers. After a difficult struggle, he succeeded in suppressing piracy. In 1720, the Spanish attacked Nassau during the War of the Quadruple Alliance. In 1729, a local assembly was established giving a degree of self-governance for British settlers. The reforms had been planned by the previous Governor George Phenney and authorised in July 1728.
During the American War of Independence in the late 18th century, the islands became a target for US naval forces. Under the command of Commodore Esek Hopkins, US Marines, the US Navy occupied Nassau in 1776, before being evacuated a few days later. In 1782 a Spanish fleet appeared off the coast of Nassau, and the city surrendered without a fight. Later, in April 1783, on a visit made by Prince William of the United Kingdom (later to become King William IV) to Luis de Unzaga at his residence in the Captaincy General of Havana, they made prisoner exchange agreements and also dealt with the preliminaries of the Treaty of Paris (1783), in which the recently conquered Bahamas would be exchanged for East Florida, which would still have to conquer the city of St. Augustine, Florida in 1784 by order of Luis de Unzaga; after that, also in 1784, the Bahamas would be declared a British colony.
After US independence, the British resettled some 7,300 Loyalists with their African slaves in the Bahamas, including 2,000 from New York and at least 1,033 European, 2,214 African descendants and a few Native American Creeks from East Florida. Most of the refugees resettled from New York had fled from other colonies, including West Florida, which the Spanish captured during the war. The government granted land to the planters to help compensate for losses on the continent. These Loyalists, who included Deveaux and also Lord Dunmore, established plantations on several islands and became a political force in the capital. European Americans were outnumbered by the African-American slaves they brought with them, and ethnic Europeans remained a minority in the territory.
19th century
The Slave Trade Act 1807 abolished slave trading to British possessions, including the Bahamas. The United Kingdom pressured other slave-trading countries to also abolish slave-trading, and gave the Royal Navy the right to intercept ships carrying slaves on the high seas. Thousands of Africans liberated from slave ships by the Royal Navy were resettled in the Bahamas.
In the 1820s during the period of the Seminole Wars in Florida, hundreds of North American slaves and African Seminoles escaped from Cape Florida to the Bahamas. They settled mostly on northwest Andros Island, where they developed the village of Red Bays. From eyewitness accounts, 300 escaped in a mass flight in 1823, aided by Bahamians in 27 sloops, with others using canoes for the journey. This was commemorated in 2004 by a large sign at Bill Baggs Cape Florida State Park. Some of their descendants in Red Bays continue African Seminole traditions in basket making and grave marking.
In 1818, the Home Office in London had ruled that "any slave brought to the Bahamas from outside the British West Indies would be manumitted." This led to a total of nearly 300 enslaved people owned by US nationals being freed from 1830 to 1835. The American slave ships Comet and Encomium used in the United States domestic coastwise slave trade, were wrecked off Abaco Island in December 1830 and February 1834, respectively. When wreckers took the masters, passengers and slaves into Nassau, customs officers seized the slaves and British colonial officials freed them, over the protests of the Americans. There were 165 slaves on the Comet and 48 on the Encomium. The United Kingdom finally paid an indemnity to the United States in those two cases in 1855, under the Treaty of Claims of 1853, which settled several compensation cases between the two countries.
Slavery was abolished in the British Empire on 1 August 1834. After that British colonial officials freed 78 North American slaves from the Enterprise, which went into Bermuda in 1835; and 38 from the Hermosa, which wrecked off Abaco Island in 1840. The most notable case was that of the Creole in 1841: as a result of a slave revolt on board, the leaders ordered the US brig to Nassau. It was carrying 135 slaves from Virginia destined for sale in New Orleans. The Bahamian officials freed the 128 slaves who chose to stay in the islands. The Creole case has been described as the "most successful slave revolt in U.S. history".
These incidents, in which a total of 447 enslaved people belonging to US nationals were freed from 1830 to 1842, increased tension between the United States and the United Kingdom. They had been co-operating in patrols to suppress the international slave trade. However, worried about the stability of its large domestic slave trade and its value, the United States argued that the United Kingdom should not treat its domestic ships that came to its colonial ports under duress as part of the international trade. The United States worried that the success of the Creole slaves in gaining freedom would encourage more slave revolts on merchant ships.
During the American Civil War of the 1860s, the islands briefly prospered as a focus for blockade runners aiding the Confederate States.
Early 20th century
The early decades of the 20th century were ones of hardship for many Bahamians, characterised by a stagnant economy and widespread poverty. Many eked out a living via subsistence agriculture or fishing.
In August 1940, the Duke of Windsor (formerly King Edward VIII) was appointed Governor of the Bahamas. He arrived in the colony with his wife. Although disheartened at the condition of Government House, they "tried to make the best of a bad situation". He did not enjoy the position, and referred to the islands as "a third-class British colony". He opened the small local parliament on 29 October 1940. The couple visited the "Out Islands" that November, on Axel Wenner-Gren's yacht, which caused controversy; the British Foreign Office strenuously objected because they had been advised by United States intelligence that Wenner-Gren was a close friend of the Luftwaffe commander Hermann Göring of Nazi Germany.
The Duke was praised at the time for his efforts to combat poverty on the islands. A 1991 biography by Philip Ziegler, however, described him as contemptuous of the Bahamians and other non-European peoples of the Empire. He was praised for his resolution of civil unrest over low wages in Nassau in June 1942, when there was a "full-scale riot". Ziegler said that the Duke blamed the trouble on "mischief makers – communists" and "men of Central European Jewish descent, who had secured jobs as a pretext for obtaining a deferment of draft". The Duke resigned from the post on 16 March 1945.
Post-Second World War
Modern political development began after the Second World War. The first political parties were formed in the 1950s, split broadly along ethnic lines, with the United Bahamian Party (UBP) representing the English-descended Bahamians (known informally as the "Bay Street Boys") and the Progressive Liberal Party (PLP) representing the Black-Bahamian majority.
A new constitution granting the Bahamas internal autonomy went into effect on 7 January 1964, with Chief Minister Sir Roland Symonette of the UBP becoming the first Premier. In 1967, Lynden Pindling of the PLP became the first black Premier of the Bahamian colony; in 1968, the title of the position was changed to Prime Minister. In 1968, Pindling announced that the Bahamas would seek full independence. A new constitution giving the Bahamas increased control over its own affairs was adopted in 1968. In 1971, the UBP merged with a disaffected faction of the PLP to form a new party, the Free National Movement (FNM), a centre-right party which aimed to counter the growing power of Pindling's PLP.
The United Kingdom Government gave the Bahamas its independence by an Order in Council dated 20 June 1973. The Order came into force on 10 July 1973, on which date Prince Charles delivered the official documents to Prime Minister Lynden Pindling. This date is now celebrated as the country's Independence Day. It joined the Commonwealth of Nations on the same day. Sir Milo Butler was appointed the first governor-general of The Bahamas (the official representative of Queen Elizabeth II) shortly after independence.
Post-independence
Shortly after independence, The Bahamas joined the International Monetary Fund and the World Bank on 22 August 1973, and later the United Nations on 18 September 1973.
Politically, the first two decades were dominated by Pindling's PLP, who went on to win a string of electoral victories. Allegations of corruption, links with drug cartels and financial malfeasance within the Bahamian government failed to dent Pindling's popularity. Meanwhile, the economy underwent a dramatic growth period fuelled by the twin pillars of tourism and offshore finance, significantly raising the standard of living on the islands. The Bahamas' booming economy led to it becoming a beacon for immigrants, most notably from Haiti.
In 1992, Pindling was unseated by Hubert Ingraham of the FNM. Ingraham went on to win the 1997 Bahamian general election, before being defeated in 2002, when the PLP returned to power under Perry Christie. Ingraham returned to power from 2007 to 2012, followed by Christie again from 2012 to 2017. With economic growth faltering, Bahamians re-elected the FNM in 2017, with Hubert Minnis becoming the fourth prime minister.
In September 2019, Hurricane Dorian struck the Abaco Islands and Grand Bahama at Category 5 intensity, devastating the northwestern Bahamas. The storm inflicted at least US$7 billion in damages and killed more than 50 people, with 1,300 people missing after two weeks.
In September 2021, the ruling Free National Movement lost to the opposition Progressive Liberal Party in a snap election, as the economy struggled to recover from its deepest crash since at least 1971. On 17 September 2021, the chairman of the Progressive Liberal Party (PLP) Phillip "Brave" Davis was sworn in as the new Prime Minister of Bahamas to succeed Hubert Minnis.
Geography
The landmass that makes up what is the modern-day Bahamas, lies at the northern part of the Greater Antilles region and was believed to have been formed 200 million years ago when they began to separate from the supercontinent Pangaea. The Pleistocene Ice Age around 3 million years ago, had a profound impact on the archipelago's formation.
The Bahamas consists of a chain of islands spread out over some in the Atlantic Ocean, located to the east of Florida in the United States, north of Cuba and Hispaniola and west of the British Overseas Territory of the Turks and Caicos Islands (with which it forms the Lucayan archipelago). It lies between latitudes 20° and 28°N, and longitudes 72° and 80°W and straddles the Tropic of Cancer. There are some 700 islands and 2,400 cays in total (of which 30 are inhabited) with a total land area of .
Nassau, capital city of The Bahamas, lies on the island of New Providence; the other main inhabited islands are Grand Bahama, Eleuthera, Cat Island, Rum Cay, Long Island, San Salvador Island, Ragged Island, Acklins, Crooked Island, Exuma, Berry Islands, Mayaguana, the Bimini islands, Great Abaco and Great Inagua. The largest island is Andros.
All the islands are low and flat, with ridges that usually rise no more than . The highest point in the country is Mount Alvernia (formerly Como Hill) on Cat Island at .
The country contains three terrestrial ecoregions: Bahamian dry forests, Bahamian pine mosaic, and Bahamian mangroves. It had a 2019 Forest Landscape Integrity Index mean score of 7.35/10, ranking it 44th globally out of 172 countries.
Climate
According to the Köppen climate classification, the climate of The Bahamas is mostly tropical savannah climate or Aw, with a hot and wet season and a warm and dry season. The low latitude, warm tropical Gulf Stream, and low elevation give The Bahamas a warm and winterless climate.
As with most tropical climates, seasonal rainfall follows the sun, and summer is the wettest season. There is only a difference between the warmest month and coolest month in most of the Bahama islands. Every few decades low temperatures can fall below for a few hours when a severe cold outbreak comes down from the North American mainland, however there has never been a frost or freeze recorded in the Bahamian Islands. Only once in recorded history has snow been seen in the air anywhere in The Bahamas. This occurred in Freeport on 19 January 1977, when snow mixed with rain was seen in the air for a short time. The Bahamas are often sunny and dry for long periods of time, and average more than 3,000 hours or 340 days of sunlight annually. Much of the natural vegetation is tropical scrub and cactus and succulents are common in landscapes.
Tropical storms and hurricanes occasionally impact The Bahamas. In 1992, Hurricane Andrew passed over the northern portions of the islands, and Hurricane Floyd passed near the eastern portions of the islands in 1999. Hurricane Dorian of 2019 passed over the archipelago at destructive Category 5 strength with sustained winds of and wind gusts up to , becoming the strongest tropical cyclone on record to impact the northwestern islands of Grand Bahama and Great Abaco.
Geology
It was generally believed that the Bahamas were formed in approximately 200 million years ago, when Pangaea started to break apart. In current times, it endures as an archipelago containing over 700 islands and cays, fringed around different coral reefs. The limestone that comprises the Banks has been accumulating since at least the Cretaceous period, and perhaps as early as the Jurassic; today the total thickness under the Great Bahama Bank is over 4.5 kilometres (2.8 miles). As the limestone was deposited in shallow water, the only way to explain this massive column is to estimate that the entire platform has subsided under its own weight at a rate of roughly 3.6 centimetres (2 inches) per 1,000 years.
The Bahamas is part of the Lucayan Archipelago, which continues into the Turks and Caicos Islands, the Mouchoir Bank, the Silver Bank, and the Navidad Bank. The Bahamas Platform, which includes The Bahamas, Southern Florida, Northern Cuba, the Turks and Caicos, and the Blake Plateau, formed about 150 Ma, not long after the formation of the North Atlantic. The thick limestones, which predominate in The Bahamas, date back to the Cretaceous. These limestones would have been deposited in shallow seas, assumed to be a stretched and thinned portion of the North American continental crust. Sediments were forming at about the same rate as the crust below was sinking due to the added weight. Thus, the entire area consisted of a large marine plain with some islands. Then, at about 80 Ma, the area became flooded by the Gulf Stream. This resulted in the drowning of the Blake Plateau, the separation of The Bahamas from Cuba and Florida, the separation of the southeastern Bahamas into separate banks, the creation of the Cay Sal Bank, plus the Little and Great Bahama Banks. Sedimentation from the "carbonate factory" of each bank, or atoll, continues today at the rate of about per kyr. Coral reefs form the "retaining walls" of these atolls, within which oolites and pellets form.
Coral growth was greater through the Tertiary, until the start of the ice ages, and hence those deposits are more abundant below a depth of . In fact, an ancient extinct reef exists half a kilometre seaward of the present one, below sea level. Oolites form when oceanic water penetrate the shallow banks, increasing the temperature about and the salinity by 0.5 per cent. Cemented ooids are referred to as grapestone. Additionally, giant stromatolites are found off the Exuma Cays.
Sea level changes resulted in a drop in sea level, causing wind blown oolite to form sand dunes with distinct cross-bedding. Overlapping dunes form oolitic ridges, which become rapidly lithified through the action of rainwater, called eolianite. Most islands have ridges ranging from , though Cat Island has a ridge in height. The land between ridges is conducive to the formation of lakes and swamps.
Solution weathering of the limestone results in a "Bahamian Karst" topography. This includes potholes, blue holes such as Dean's Blue Hole, sinkholes, beachrock such as the Bimini Road ("pavements of Atlantis"), limestone crust, caves due to the lack of rivers, and sea caves. Several blue holes are aligned along the South Andros Fault line. Tidal flats and tidal creeks are common, but the more impressive drainage patterns are formed by troughs and canyons such as Great Bahama Canyon with the evidence of turbidity currents and turbidite deposition.
The stratigraphy of the islands consists of the Middle Pleistocene Owl's Hole Formation, overlain by the Late Pleistocene Grotto Beach Formation, and then the Holocene Rice Bay Formation. However, these units are not necessarily stacked on top of each other but can be located laterally. The oldest formation, Owl's Hole, is capped by a terra rosa paleosoil, as is the Grotto Beach, unless eroded. The Grotto Beach Formation is the most widespread.
Government and politics
The Bahamas is a parliamentary constitutional monarchy, with King of the Bahamas Charles III as head of state represented locally by a governor-general. Political and legal traditions closely follow those of England and the Westminster system. The Bahamas is a member of the Commonwealth of Nations and shares its head of state with some other Commonwealth realms.
The prime minister is the head of government and is the leader of the party with the most seats in the House of Assembly. Executive power is exercised by the Cabinet, selected by the prime minister and drawn from his supporters in the House of Assembly. The current governor-general is Cynthia A. Pratt, and the current prime minister is The Hon. Philip Davis MP.
Legislative power is vested in a bicameral parliament, which consists of a 38-member House of Assembly (the lower house), with members elected from single-member districts, and a 16-member Senate, with members appointed by the governor-general, including nine on the advice of the Prime Minister, four on the advice of the leader of His Majesty's Loyal Opposition, and three on the advice of the prime minister after consultation with the Leader of the Opposition. As under the Westminster system, the prime minister may dissolve Parliament and call a general election at any time within a five-year term.
Constitutional safeguards include freedom of speech, press, worship, movement and association. The Judiciary of the Bahamas is independent of the executive and the legislature. Jurisprudence is based on English law.
Political culture
The Bahamas has a two-party system dominated by the centre-left Progressive Liberal Party and the centre-right Free National Movement. A handful of other political parties have been unable to win election to parliament; these have included the Bahamas Democratic Movement, the Coalition for Democratic Reform, Bahamian Nationalist Party and the Democratic National Alliance. There has been a growing republican movement in the Bahamas, particularly since the death of Elizabeth II, with a majority now supporting an elected head of state according to an opinion poll.
Foreign relations
The Bahamas has strong bilateral relationships with the United States and the United Kingdom, represented by an ambassador in Washington and High Commissioner in London. The Bahamas also associates closely with other nations of the Caribbean Community (CARICOM).
The embassy of the United States in Nassau donated $3.6 million to the Minister for Disaster Preparedness, Management, and Reconstruction for modular shelters, medical evacuation boats, and construction materials. The donation was made two weeks after the one-year anniversary of Hurricane Dorian.
Armed forces
The Bahamian military is the Royal Bahamas Defence Force (RBDF), the navy of The Bahamas which includes a land unit called Commando Squadron (Regiment) and an Air Wing (Air Force). Under the Defence Act, the RBDF has been mandated, in the name of the King, to defend The Bahamas, protect its territorial integrity, patrol its waters, provide assistance and relief in times of disaster, maintain order in conjunction with the law enforcement agencies of The Bahamas, and carry out any such duties as determined by the National Security Council. The Defence Force is also a member of the Caribbean Community (CARICOM)'s Regional Security Task Force.
The RBDF came into existence on 31 March 1980. Its duties include defending The Bahamas, stopping drug smuggling, illegal immigration and poaching, and providing assistance to mariners. The Defence Force has a fleet of 26 coastal and inshore patrol craft along with 3 aircraft and over 1,100 personnel including 65 officers and 74 women.
Administrative divisions
The districts of The Bahamas provide a system of local government everywhere except New Providence (which holds 70 per cent of the national population), whose affairs are handled directly by the central government. In 1996, the Bahamian Parliament passed the "Local Government Act" to facilitate the establishment of family island administrators, local government districts, local district councillors and local town committees for the various island communities. The overall goal of this act is to allow the various elected leaders to govern and oversee the affairs of their respective districts without the interference of the central government. In total, there are 32 districts, with elections being held every five years. There are 110 councillors and 281 town committee members elected to represent the various districts.
Each councillor or town committee member is responsible for the proper use of public funds for the maintenance and development of their constituency.
The districts other than New Providence are:
Economy
In terms of GDP per capita, The Bahamas is one of the richest countries in the Americas. Its currency (the Bahamian dollar) is kept at a 1-to-1 peg with the US dollar.
The Bahamas relies heavily on tourism to generate most of its economic activity. Tourism as an industry accounts for about 70% of the Bahamian GDP and provides jobs for about half of the country's workforce. The Bahamas attracted 5.8 million visitors in 2012, more than 70% of whom were cruise visitors.
After tourism, the next most important economic sector is banking and offshore international financial services, accounting for some 15% of GDP. It was revealed in the Panama Papers that The Bahamas is the jurisdiction with the most offshore entities or companies in the world.
The economy has a very competitive tax regime (classified by some as a tax haven). The government derives its revenue from import tariffs, VAT, licence fees, property and stamp taxes, but there is no income tax, corporate tax, capital gains tax, or wealth tax. Payroll taxes fund social insurance benefits and amount to 3.9% paid by the employee and 5.9% paid by the employer. In 2010, overall tax revenue as a percentage of GDP was 17.2%.
Agriculture and manufacturing form the third largest sector of the Bahamian economy, representing 5–7% of total GDP. An estimated 80% of the Bahamian food supply is imported. Major crops include onions, okra, tomatoes, oranges, grapefruit, cucumbers, sugar cane, lemons, limes, and sweet potatoes.
Access to biocapacity in the Bahamas is much higher than world average. In 2016, the Bahamas had 9.2 global hectares of biocapacity per person within its territory, much more than the world average of 1.6 global hectares per person. In 2016 the Bahamas used 3.7 global hectares of biocapacity per person - their ecological footprint of consumption. This means they use less biocapacity than the Bahamas contains. As a result, the Bahamas is running a biocapacity reserve.
Transport
The Bahamas contains about of paved roads. Inter-island transport is conducted primarily via ship and air. The country has 61 airports, the chief of which are Lynden Pindling International Airport on New Providence, Grand Bahama International Airport on Grand Bahama Island and Leonard M. Thompson International Airport (formerly Marsh Harbour Airport) on Abaco Island.
Demographics
The Bahamas had a population of at the 2018 Census, of which 25.9% were 14 or under, 67.2% 15 to 64 and 6.9% over 65. It has a population growth rate of 0.925% (2010), with a birth rate of 17.81/1,000 population, death rate of 9.35/1,000, and net migration rate of −2.13 migrant(s)/1,000 population. The infant mortality rate is 23.21 deaths/1,000 live births. Residents have a life expectancy at birth of 69.87 years: 73.49 years for females, 66.32 years for males. The total fertility rate is 2.0 children born/woman (2010). The latest official estimate (as at 2022) is 400,516.
The most populous islands are New Providence, where Nassau, the capital and largest city, is located; and Grand Bahama, home to the second largest city of Freeport.
Racial and ethnic groups
According to the 99% response rate obtained from the race question on the 2010 Census questionnaire, 90.6% of the population identified themselves as being Black, 4.7% White and 2.1% of a Mixed (African and European). Three centuries prior, in 1722 when the first official census of The Bahamas was taken, 74% of the population was native European and 26% native African.
Since the colonial era of plantations, Africans or Afro-Bahamians have been the largest ethnic group in The Bahamas, whose primary ancestry was based in West Africa. The first Africans to arrive to The Bahamas were freed slaves from Bermuda; they arrived with the Eleutheran Adventurers looking for new lives.
The Haitian community in The Bahamas is also largely of African descent and numbers about 80,000. Due to an extremely high immigration of Haitians to The Bahamas, the Bahamian government started deporting illegal Haitian immigrants to their homeland in late 2014.
The white Bahamian population are mainly the descendants of the English Puritans and American Loyalists escaping the American Revolution who arrived in 1649 and 1783, respectively. Many Southern Loyalists went to the Abaco Islands, half of whose population was of European descent as of 1985. The term white is usually used to identify Bahamians with Anglo ancestry, as well as some light-skinned Afro-Bahamians. Sometimes Bahamians use the term Conchy Joe to describe people of Anglo descent. Generally, however, Bahamians self-identify as white or black along the lines similar to the distinction made in the US.
A small portion of the Euro-Bahamian population are Greek Bahamians, descended from Greek labourers who came to help develop the sponging industry in the 1900s. They make up less than 2% of the nation's population, but have still preserved their distinct Greek Bahamian culture.
Other ethnic groups in the Bahamas include Asians and people of Spanish and Portuguese origin.
Religion
The islands' population is predominantly Christian. Protestant denominations collectively account for more than 70% of the population, with Baptists representing 35% of the population, Anglicans 15%, Pentecostals 8%, Church of God 5%, Seventh-day Adventists 5% and Methodists 4%. There is also a significant Roman Catholic community accounting for about 14%.
Jews in the Bahamas have a history dating back to the Columbus expeditions, where Luis De Torres, an interpreter and member of Columbus' party, is believed to have been secretly Jewish. Today, there is a small community with about 200 members, according to census data, although higher estimates place this figure at 300.
Muslims also have a minority presence. While some slaves and free Africans in the colonial era were Muslim, the religion was absent until around the 1970s, when it experienced a revival. Today, there are about 300 Muslims.
There are also smaller communities of Baháʼís, Hindus, Rastafarians and practitioners of traditional African religions such as Obeah.
Languages
The official language of The Bahamas is English. Many people speak an English-based creole language called Bahamian dialect (known simply as "dialect") or "Bahamianese". Laurente Gibbs, a Bahamian writer and actor, was the first to coin the latter name in a poem and has since promoted its usage. Both are used as autoglossonyms. Haitian Creole, a French-based creole language is spoken by Haitians and their descendants, who make up of about 25% of the total population. It is known simply as Creole to differentiate it from Bahamian English.
Education
According to 2011 estimates, 95% of the Bahamian adult population are literate.
The University of the Bahamas (UB) is the national higher education/tertiary system. Offering baccalaureate, masters and associate degrees, UB has three campuses, and teaching and research centres throughout The Bahamas. The University of the Bahamas was chartered on 10 November 2016.
Culture
The culture of the islands is a mixture of African (Afro-Bahamians being the largest ethnicity), British and American due to historical family ties, migration of freed slaves from the United States to The Bahamas, and as the dominant country in the region and source of most tourists).
A form of African-based folk magic is practiced by some Bahamians, mainly in the Family Islands (out-islands) of The Bahamas. The practice of obeah is illegal in The Bahamas and punishable in law.
In the outer islands also called Family Islands, handicrafts include basketry made from palm fronds. This material, commonly called "straw", is plaited into hats and bags that are popular tourist items.
Junkanoo is a traditional Afro-Bahamian street parade of 'rushing', music, dance and art held in Nassau (and a few other settlements) every Boxing Day and New Year's Day. Junkanoo is also used to celebrate other holidays and events such as Emancipation Day.
Regattas are important social events in many family island settlements. They usually feature one or more days of sailing by old-fashioned work boats, as well as an onshore festival.
Many dishes are associated with Bahamian cuisine, which reflects Caribbean, African and European influences. Some settlements have festivals associated with the traditional crop or food of that area, such as the "Pineapple Fest" in Gregory Town, Eleuthera or the "Crab Fest" on Andros. Other significant traditions include story telling.
Bahamians have created a rich literature of poetry, short stories, plays and short fictional works. Common themes in these works are (1) an awareness of change, (2) a striving for sophistication, (3) a search for identity, (4) nostalgia for the old ways and (5) an appreciation of beauty. Some major writers are Susan Wallace, Percival Miller, Robert Johnson, Raymond Brown, O.M. Smith, William Johnson, Eddie Minnis and Winston Saunders.
The best-known folklore and legends in The Bahamas include the lusca and chickcharney creatures of Andros, Pretty Molly on Exuma Bahamas and the Lost City of Atlantis on Bimini Bahamas.
Symbols
The Bahamian flag was adopted in 1973. Its colours symbolise the strength of the Bahamian people; its design reflects aspects of the natural environment (sun and sea) and economic and social development. The flag is a black equilateral triangle against the mast, superimposed on a horizontal background made up of three equal stripes of aquamarine, gold and aquamarine.
The coat of arms of The Bahamas contains a shield with the national symbols as its focal point. The shield is supported by a marlin and a flamingo, which are the national animals of The Bahamas. The flamingo is located on the land, and the marlin on the sea, indicating the geography of the islands.
On top of the shield is a conch shell, which represents the marine life of the island chain. The conch shell rests on a helmet. Below this is the actual shield, the main symbol of which is a ship representing the Santa María of Christopher Columbus, shown sailing beneath the sun. Along the bottom, below the shield appears a banner upon which is the national motto:
Forward, Upward, Onward Together.
The national flower of The Bahamas is the yellow elder, as it is endemic to the Bahama islands and it blooms throughout the year.
Selection of the yellow elder over many other flowers was made through the combined popular vote of members of all four of New Providence's garden clubs of the 1970s—the Nassau Garden Club, the Carver Garden Club, the International Garden Club and the YWCA Garden Club. They reasoned that other flowers grown there—such as the bougainvillea, hibiscus and poinciana—had already been chosen as the national flowers of other countries. The yellow elder, on the other hand, was unclaimed by other countries (although it is now also the national flower of the United States Virgin Islands) and also the yellow elder is native to the family islands.
Sport
Sport is a significant part of Bahamian culture. The national sport is cricket, which has been played in The Bahamas from 1846 and is the oldest sport played in the country today. The Bahamas Cricket Association was formed in 1936, and from the 1940s to the 1970s, cricket was played amongst many Bahamians. Bahamas is not a part of the West Indies Cricket Board, so players are not eligible to play for the West Indies cricket team. The late 1970s saw the game begin to decline in the country as teachers, who had previously come from the United Kingdom with a passion for cricket, were replaced by teachers who had been trained in the United States. The Bahamian physical education teachers had no knowledge of the game and instead taught track and field, basketball, baseball, softball, volleyball and Association football where primary and high schools compete against each other. Today cricket is still enjoyed by a few locals and immigrants in the country, usually from Jamaica, Guyana, Trinidad and Barbados. Cricket is played on Saturdays and Sundays at Windsor Park and Haynes Oval in Nassau, Bahamas. Whiles the main and only cricket grounds on Grand Bahama is the Lucaya Cricket Oval.
The only other sporting event that began before cricket was horse racing, which started in 1796. The most popular spectator sports are those imported from the United States, such as basketball, American football, and baseball, rather than from the British Isles, due to the country's close proximity to the United States, unlike their other Caribbean counterparts, where cricket, soccer, and netball have proven to be more popular.
Over the years American football has become much more popular than soccer. Leagues for teens and adults have been developed by the Bahamas American Football Federation. However soccer, as it is commonly known in the country, is still a very popular sport amongst high school pupils. Leagues are governed by the Bahamas Football Association. In 2013 the Bahamian government has been working closely with Tottenham Hotspur of London to promote the sport in the country as well as promoting The Bahamas in the European market. In 2013, 'Spurs' became the first Premier League club to play an exhibition match in The Bahamas, facing the Jamaica men's national team. Joe Lewis, the owner of the club, is based in The Bahamas.
Other popular sports are swimming, tennis and boxing, where Bahamians have enjoyed some degree of success at the international level. Other sports such as golf, rugby league, rugby union, beach soccer, and netball are considered growing sports. Athletics, commonly known as 'track and field' in the country, is the most successful sport by far amongst Bahamians. Bahamians have a strong tradition in the sprints and jumps. Track and field is probably the most popular spectator sport in the country next to basketball due to their success over the years. Triathlons are gaining popularity in Nassau and the Family Islands.
The Bahamas first participated at the Olympic Games in 1952, and has sent athletes to compete in every Summer Olympic Games since then, except when they participated in the American-led boycott of the 1980 Summer Olympics. The nation has never participated in any Winter Olympic Games. Bahamian athletes have won a total of sixteen medals, all in athletics and sailing. The Bahamas has won more Olympic medals than any other country with a population under one million.
The Bahamas were hosts of the first men's senior FIFA tournament to be staged in the Caribbean, the 2017 FIFA Beach Soccer World Cup. The Bahamas also hosted the first three editions of the IAAF World Relays. The nation also hosted the 2017 Commonwealth Youth Games, along with annual events Bahamas Bowl and Battle 4 Atlantis.
See also
Outline of the Bahamas
Index of Bahamas-related articles
References
Citations
Sources
Further reading
General history
Cash Philip et al. (Don Maples, Alison Packer). The Making of The Bahamas: A History for Schools. London: Collins, 1978.
Miller, Hubert W. The Colonization of The Bahamas, 1647–1670, The William and Mary Quarterly 2 no.1 (January 1945): 33–46.
Craton, Michael. A History of The Bahamas. London: Collins, 1962.
Craton, Michael and Saunders, Gail. Islanders in the Stream: A History of the Bahamian People. Athens: University of Georgia Press, 1992
Collinwood, Dean. "Columbus and the Discovery of Self", Weber Studies, Vol. 9 No. 3 (Fall) 1992: 29–44.
Dodge, Steve. Abaco: The History of an Out Island and its Cays, Tropic Isle Publications, 1983.
Dodge, Steve. The Compleat Guide to Nassau, White Sound Press, 1987.
Boultbee, Paul G. The Bahamas. Oxford: ABC-Clio Press, 1990.
Wood, David E., comp., A Guide to Selected Sources to the History of the Seminole Settlements of Red Bays, Andros, 1817–1980, Nassau: Department of Archives
Economic history
Johnson, Howard. The Bahamas in Slavery and Freedom. Kingston: Ian Randle Publishing, 1991.
Johnson, Howard. The Bahamas from Slavery to Servitude, 1783–1933. Gainesville: University of Florida Press, 1996.
Alan A. Block. Masters of Paradise, New Brunswick and London, Transaction Publishers, 1998.
Storr, Virgil H. Enterprising Slaves and Master Pirates: Understanding Economic Life in the Bahamas. New York: Peter Lang, 2004.
Social history
Johnson, Wittington B. Race Relations in the Bahamas, 1784–1834: The Nonviolent Transformation from a Slave to a Free Society, Fayetteville: University of Arkansas, 2000.
Shirley, Paul. "Tek Force Wid Force", History Today 54, no. 41 (April 2004): 30–35.
Saunders, Gail. The Social Life in the Bahamas 1880s–1920s. Nassau: Media Publishing, 1996.
Saunders, Gail. Bahamas Society After Emancipation. Kingston: Ian Randle Publishing, 1990.
Curry, Jimmy. Filthy Rich Gangster/First Bahamian Movie. Movie Mogul Pictures: 1996.
Curry, Jimmy. To the Rescue/First Bahamian Rap/Hip Hop Song. Royal Crown Records, 1985.
Collinwood, Dean. The Bahamas Between Worlds, White Sound Press, 1989.
Collinwood, Dean and Steve Dodge. Modern Bahamian Society, Caribbean Books, 1989.
Dodge, Steve, Robert McIntire and Dean Collinwood. The Bahamas Index, White Sound Press, 1989.
Collinwood, Dean. "The Bahamas", in The Whole World Handbook 1992–1995, 12th ed., New York: St. Martin's Press, 1994.
Collinwood, Dean. "The Bahamas", chapters in Jack W. Hopkins, ed., Latin American and Caribbean Contemporary Record, Vols. 1,2,3,4, Holmes and Meier Publishers, 1983, 1984, 1985, 1986.
Collinwood, Dean. "Problems of Research and Training in Small Islands with a Social Science Faculty", in Social Science in Latin America and the Caribbean, UNESCO, No. 48, 1982.
Collinwood, Dean and Rick Phillips, "The National Literature of the New Bahamas", Weber Studies, Vol.7, No. 1 (Spring) 1990: 43–62.
Collinwood, Dean. "Writers, Social Scientists and Sexual Norms in the Caribbean", Tsuda Review, No. 31 (November) 1986: 45–57.
Collinwood, Dean. "Terra Incognita: Research on the Modern Bahamian Society", Journal of Caribbean Studies, Vol. 1, Nos. 2–3 (Winter) 1981: 284–297.
Collinwood, Dean and Steve Dodge. "Political Leadership in the Bahamas", The Bahamas Research Institute, No.1, May 1987.
External links
The Bahamas from UCB Libraries GovPubs (archived 10 December 2012)
The Bahamas from the BBC News
Key Development Forecasts for The Bahamas from International Futures
Maps of the Bahamas from the American Geographical Society Library
The Nassau Guardian newspaper, 1849–1922, at the Digital Library of the Caribbean.
1970s establishments in the Caribbean
1973 establishments in North America
Countries in the Caribbean
Countries in North America
Archipelagoes of the Atlantic Ocean
Countries and territories where English is an official language
Former English colonies
Island countries
Member states of the Commonwealth of Nations
Member states of the Caribbean Community
Member states of the United Nations
Populated places established in 1647
Small Island Developing States
States and territories established in 1973 |
3454 | https://en.wikipedia.org/wiki/Bangladesh | Bangladesh | Bangladesh (; , ), officially the People's Republic of Bangladesh, is a country in South Asia. It is the eighth-most-populous and among the most densely populated countries, with a population of around 170 million in an area of . Bangladesh shares land borders with India to the west, north, and east, and Myanmar to the southeast; to the south it has a coastline along the Bay of Bengal. It is narrowly separated from Bhutan and Nepal by the Siliguri Corridor; and from China by the Indian state of Sikkim in the north. Dhaka, the capital and largest city, is the nation's political, financial and cultural centre. Chittagong, the second-largest city, is the busiest port on the Bay of Bengal. The official language is Bengali.
Bangladesh forms the sovereign part of the historic and ethnolinguistic region of Bengal, which was divided during the Partition of India in 1947. The country has a Bengali Muslim majority. Ancient Bengal was known as Gangaridai and was a bastion of pre-Islamic kingdoms. Muslim conquests after 1204 heralded the sultanate and Mughal periods, during which an independent Bengal Sultanate and a wealthy Mughal Bengal transformed the region into an important centre of regional affairs, trade, and diplomacy. After 1757, Bengal's administrative jurisdiction reached its greatest extent under the Bengal Presidency of the British Empire. The creation of Eastern Bengal and Assam in 1905 set a precedent for the emergence of Bangladesh. In 1940, the first Prime Minister of Bengal A. K. Fazlul Huq supported the Lahore Resolution. Before the partition of Bengal, a Bengali sovereign state was first proposed by premier H. S. Suhrawardy. A referendum and the announcement of the Radcliffe Line established the present-day territorial boundary.
In 1947, East Bengal became the most populous province in the Dominion of Pakistan. It was renamed as East Pakistan, with Dhaka becoming the country's legislative capital. The Bengali Language Movement in 1952; the East Bengali legislative election, 1954; the 1958 Pakistani coup d'état; the six point movement of 1966; and the 1970 Pakistani general election resulted in the rise of Bengali nationalism and pro-democracy movements. The refusal of the Pakistani military junta to transfer power to the Awami League led by Sheikh Mujibur Rahman led to the Bangladesh Liberation War in 1971, in which the Mukti Bahini aided by India waged a successful armed revolution. The conflict saw the Bangladesh genocide and the massacre of pro-independence Bengali civilians, including intellectuals. The new state of Bangladesh became the first constitutionally secular state in South Asia in 1972. Islam was declared the state religion in 1988. In 2010, the Bangladesh Supreme Court reaffirmed secular principles in the constitution.
A middle power in the Indo-Pacific, Bangladesh is home to the sixth-most spoken language in the world, the third-largest Muslim-majority population in the world, and the second-largest economy in South Asia. It maintains the third-largest military in the region and is the largest contributor of personnel to UN peacekeeping operations. Bangladesh is a unitary parliamentary republic based on the Westminster system. Bengalis make up 99% of the total population. The country consists of eight divisions, 64 districts and 495 subdistricts, as well as the world's largest mangrove forest. It hosts one of the largest refugee populations in the world due to the Rohingya genocide. Bangladesh faces many challenges, particularly corruption, political instability, overpopulation and effects of climate change. Bangladesh has been a leader within the Climate Vulnerable Forum. It hosts the headquarters of BIMSTEC. It is a founding member of SAARC, as well as a member of the Organisation of Islamic Cooperation and the Commonwealth of Nations.
Etymology
The etymology of Bangladesh ("Bengali country") can be traced to the early 20th century, when Bengali patriotic songs, such as Namo Namo Namo Bangladesh Momo by Kazi Nazrul Islam and Aaji Bangladesher Hridoy by Rabindranath Tagore, used the term. Starting in the 1950s, Bengali nationalists used the term in political rallies in East Pakistan. The term Bangla is a major name for both the Bengal region and the Bengali language. The origins of the term Bangla are unclear, with theories pointing to a Bronze Age proto-Dravidian tribe, and the Iron Age Vanga Kingdom. The earliest known usage of the term is the Nesari plate in 805 AD. The term Vangala Desa is found in 11th-century South Indian records. The term gained official status during the Sultanate of Bengal in the 14th century. Shamsuddin Ilyas Shah proclaimed himself as the first "Shah of Bangala" in 1342. The word Bangāl became the most common name for the region during the Islamic period. 16th-century historian Abu'l-Fazl ibn Mubarak mentions in his Ain-i-Akbari that the addition of the suffix "al" came from the fact that the ancient rajahs of the land raised mounds of earth in lowlands at the foot of the hills which were called "al". This is also mentioned in Ghulam Husain Salim's Riyaz-us-Salatin. The Indo-Aryan suffix Desh is derived from the Sanskrit word deśha, which means "land" or "country". Hence, the name Bangladesh means "Land of Bengal" or "Country of Bengal".
History
Ancient Bengal
Stone Age tools have been found in different parts of Bangladesh. Remnants of Copper Age settlements date back 4,000 years. Ancient Bengal was settled by Austroasiatics, Tibeto-Burmans, Dravidians and Indo-Aryans in consecutive waves of migration. Archaeological evidence confirms that by the second millennium BCE, rice-cultivating communities inhabited the region. By the 11th century, people lived in systemically aligned housing, buried their dead, and manufactured copper ornaments and black and red pottery. The Ganges, Brahmaputra and Meghna rivers were natural arteries for communication and transportation, and estuaries on the Bay of Bengal permitted maritime trade. The early Iron Age saw the development of metal weaponry, coinage, agriculture and irrigation. Major urban settlements formed during the late Iron Age, in the mid-first millennium BCE, when the Northern Black Polished Ware culture developed. In 1879, Alexander Cunningham identified Mahasthangarh as the capital of the Pundra Kingdom mentioned in the Rigveda. The oldest inscription in Bangladesh was found in Mahasthangarh and dates from the 3rd century BCE, written in the Brahmi script.
Greek and Roman records of the ancient Gangaridai Kingdom, which (according to legend) deterred the invasion of Alexander the Great, are linked to the fort city in Wari-Bateshwar. The site is also identified with the prosperous trading centre of Souanagoura listed on Ptolemy's world map. Roman geographers noted a large seaport in southeastern Bengal, corresponding to the present-day Chittagong region.
Ancient Buddhist and Hindu states which ruled Bangladesh included the Vanga, Samatata and Pundra kingdoms, the Mauryan and Gupta Empires, the Varman dynasty, Shashanka's kingdom, the Khadga and Candra dynasties, the Pala Empire, the Sena dynasty, the Harikela kingdom and the Deva dynasty. These states had well-developed currencies, banking, shipping, architecture, and art, and the ancient universities of Bikrampur and Mainamati hosted scholars from other parts of Asia. Gopala I was the first ever elected ruler of the region in 750 AD; he went on to form the Pala dynasty that ruled until 1161 AD, during which time Bengal prospered. Xuanzang of China was a noted scholar who resided at the Somapura Mahavihara (the largest monastery in ancient India), and Atisa travelled from Bengal to Tibet to preach Buddhism. The earliest form of the Bengali language emerged during the eighth century. Seafarers in the Bay of Bengal sailed and traded with Southeast Asia and exported Buddhist and Hindu cultures to the region since the early Christian era.
Islamic Bengal
The early history of Islam in Bengal is divided into two phases: the period of maritime trade with Arabia and Persia between the 8th and 12th centuries, and centuries of Muslim dynastic rule after the Islamic conquest of Bengal. The writings of Al-Idrisi, Ibn Hawqal, Al-Masudi, Ibn Khordadbeh and Sulaiman record the maritime links between Arabia, Persia and Bengal. Muslim trade with Bengal flourished after the fall of the Sasanian Empire and the Arab takeover of Persian trade routes. Much of this trade occurred with southeastern Bengal in areas east of the Meghna River. There is speculation regarding the presence of a Muslim community in Bangladesh as early as 690 CE; this is based on the discovery of one of South Asia's oldest mosques in northern Bangladesh. Bengal was possibly used as a transit route to China by the earliest Muslims. Abbasid coins have been discovered in the archaeological ruins of Paharpur and Mainamati.
Sultanate period
The Muslim conquest of Bengal began with the 1204 Ghurid expeditions led by Muhammad bin Bakhtiyar Khalji, who overran the Sena capital in Gauda and led the first Muslim army into Tibet. Bengal was ruled by the Sultans of the Delhi Sultanate for a century under the Mamluk, Balban, and Tughluq dynasties. In the 14th century, three city-states emerged in Bengal, including Sonargaon led by Fakhruddin Mubarak Shah, Satgaon led by Shamsuddin Ilyas Shah and Lakhnauti led by Alauddin Ali Shah. These city-states were led by former governors who declared independence from Delhi. In 1352, Shamsuddin Ilyas Shah united the three city-states into a single, unitary and independent Bengal Sultanate. The new Sultan of Bengal forced the Sultan of Delhi to retreat during an invasion. The army of Ilyas Shah reached as far as Varanasi in the northwest, Kathmandu in the north, Kamarupa in the east, and Orissa in the south. During the reign of Sikandar Shah, Delhi recognised Bengal's independence. The Bengal Sultanate established a network of mint towns that acted as provincial capitals where the Sultan's currency was minted. As Bengal became the easternmost frontier of the Islamic world, Bengali crystallized as an official court language, giving rise to various prominent writers. The sultanate was evolving as a commercialized and monetized economy and as a melting pot of Muslim political, mercantile and military elites.
The two most prominent dynasties of the Bengal Sultanate were the Ilyas Shahi and Hussain Shahi dynasties. The reign of Sultan Ghiyasuddin Azam Shah saw the opening of diplomatic relations with Ming China. The reign of the Sultan Jalaluddin Muhammad Shah saw the development of Bengali architecture. During the early 15th century, Bengal aided the Restoration of Min Saw Mon in Arakan, which led to the latter becoming a tributary state of Bengal. During the reign of Sultan Alauddin Hussain Shah, Bengali forces penetrated deep into the Brahmaputra Valley—and being led by Shah Ismail Ghazi, conquered Assam, Jajnagar in Orissa, the Jaunpur Sultanate, Pratapgarh Kingdom and the island of Chandradwip. By 1500, Gaur became the fifth-most populous city in the world with a population of 200,000. Maritime trade linked Bengal with China, Malacca, Sumatra, Brunei, Portuguese India, East Africa, Arabia, Persia, Mesopotamia, Yemen and the Maldives. The Sultans permitted the opening of the Portuguese settlement in Chittagong.
The disintegration of the Bengal Sultanate began with the intervention of the Suri Empire. Babur began invading Bengal after creating the Mughal Empire. The Bengal Sultanate collapsed with the overthrow of the Karrani dynasty during the reign of Akbar. However, the Bhati region of eastern Bengal continued to be ruled by aristocrats of the former Bengal Sultanate led by Isa Khan. They formed an independent federation called the Twelve Bhuiyans, with their capital in Sonargaon. The Bhuiyans ultimately succumbed to the Mughals after Musa Khan was defeated.
Mughal period
The Mughal Empire controlled Bengal by the 17th century. Musa Khan of Bengal, the last independent ruler of Sonargaon after resisting Mughal conquest for several years on 10 July 1610 was defeated and dethroned by Islam Khan Chishti, the army general of Mughal Emperor Jahangir. Islam Khan Chisty became the first Mughal Subahdar of Bengal. After his defeat Musa Khan became loyal to the Mughal Empire. He actively participated in the conquest of Tripura and the suppression of revolt in Kamrup.
The Mughals established Dhaka as a fort city and commercial metropolis. It was the capital of Bengal Subah for 75 years. n 1666, the Mughals expelled the Arakanese from the port of Chittagong. Mughal Bengal attracted foreign traders for its muslin and silk goods, and the Armenians were a notable merchant community. A Portuguese settlement in Chittagong flourished in the southeast, and a Dutch settlement in Rajshahi existed in the north. Bengal accounted for 40% of overall Dutch imports from Asia, including more than 50% of textiles and around 80% of silks. The Bengal Subah, described as the Paradise of the Nations, was the empire's wealthiest province, and a major global exporter, a notable centre of worldwide industries such as muslin, cotton textiles, silk, and shipbuilding. Its citizens enjoyed one of the world's best living standards.
During the 18th century, the Nawabs of Bengal became the region's de facto rulers, with a realm encompassing much of eastern South Asia. The Nawabs forged alliances with European colonial companies, making the region relatively prosperous early in the century. Bengal accounted for 50% of the gross domestic product of the empire. The Bengali economy relied on textile manufacturing, shipbuilding, saltpetre production, craftsmanship, and agricultural produce. Bengal was a major hub for international trade, renowned for its silk and cotton textiles worldwide. Bengal was also famed as a shipbuilding hub.
Eastern Bengal was a thriving melting pot with strong trade and cultural networks. It was a relatively prosperous part of the subcontinent and the centre of the Muslim population in the eastern subcontinent. The Bengali Muslim population was a product of conversion and religious evolution, and their pre-Islamic beliefs included elements of Buddhism and Hinduism. The construction of mosques, Islamic academies (madrasas), and Sufi monasteries (khanqahs) facilitated conversion, and Islamic cosmology played a significant role in developing Bengali Muslim society. Scholars have theorised that Bengalis were attracted to Islam by its egalitarian social order, which contrasted with the Hindu caste system. By the 15th century, Muslim poets were widely writing in the Bengali language. Syncretic cults, such as the Baul movement, emerged on the fringes of Bengali Muslim society. The Persianate culture was significant in Bengal, where cities like Sonargaon became the easternmost centres of Persian influence.
In 1756, nawab Siraj ud-Daulah sought to rein in the rising power of the British East India Company by revoking their free trade rights and demanding the dismantling of their fortification in Calcutta. A military conflict culminated in the Battle of Plassey on 23 June 1757. Robert Clive exploited rivalries within the nawab's family, bribing Mir Jafar, the nawab's uncle and commander in chief, to ensure Siraj-ud-Daula's defeat. Clive rewarded Mir Jafar by making him nawab in place of Siraj-ud-Daula, but henceforth the position was a figurehead appointed and controlled by the company. Historians often describe the battle as "the beginning of British colonial rule in South Asia".
The Company replaced Mir Jafar with his son-in-law, Mir Kasim, in 1760. Mir Kasim challenged British control by allying with Mughal emperor Shah Alam II and the Nawab of Awadh, Shuja ud-Daulah, but the company decisively defeated the three at the Battle of Buxar on 23 October 1764. The resulting treaty made the Mughal emperor a puppet of the British and gave the company the right to collect taxes (diwani) in Bengal, Bihar, and Orissa, giving them de facto control of the region. The Company used Bengal's tax revenue to conquer the rest of India.
Colonial period
Initial period
The Bengal Sultanate permitted the Portuguese settlement in Chittagong to be established in 1528. It became the first European colonial enclave in Bengal. The Bengal Sultanate lost control of Chittagong in 1531 after Arakan declared independence and the established Kingdom of Mrauk U. Portuguese ships from Goa and Malacca began frequenting the port city in the 16th century. The cartaz system was introduced and required all ships in the area to purchase naval trading licenses from the Portuguese. Slave trade and piracy flourished. The nearby island of Sandwip was conquered in 1602. In 1615, the Portuguese Navy defeated a joint Dutch East India Company and Arakanese fleet near the coast of Chittagong.
The Bengal Sultan after 1534 allowed the Portuguese to create several settlements at Chitagoong, Satgaon, Hughli, Bandel, and Dhaka. In 1535, the Portuguese allied with the Bengal sultan and held the Teliagarhi pass from Patna helping to avoid the invasion by the Mughals. By then several of the products came from Patna and the Portuguese send in traders, establishing a factory there in 1580. The region accounted for 40% of Dutch imports outside Europe.In 1666, the Mughal government of Bengal led by viceroy Shaista Khan moved to retake Chittagong from Portuguese and Arakanese control. The Anglo-Mughal War was witnessed in 1686.
Company rule
After the 1757 Battle of Plassey, Bengal was the first region of the Indian subcontinent conquered by the British East India Company. The company formed the Presidency of Fort William, which administered the region until 1858. A notable aspect of Company rule was the Permanent Settlement, which established the feudal zamindari system; in addition, Company policies led to the deindustrialisation of Bengal's textile industry. The capital amassed by the East India Company in Bengal was invested in the emerging Industrial Revolution in Great Britain. Economic mismanagement, alongside drought and a smallpox epidemic, directly led to the Great Bengal famine of 1770, which is estimated to have caused the deaths of between 1 million and 10 million people. Several rebellions broke out during the early 19th century, as Company rule had displaced the Muslim ruling class from power. A conservative Islamic cleric, Haji Shariatullah, sought to overthrow the British by propagating Islamic revivalism. Several towns in Bangladesh participated in the Indian Rebellion of 1857.
British Raj
The challenge posed to company rule by the failed Indian Mutiny led to the creation of the British Indian Empire as a crown colony. The British established several schools, colleges, and a university in Bangladesh. Syed Ahmed Khan and Ram Mohan Roy promoted modern and liberal education in the subcontinent, inspiring the Aligarh movement and the Bengal Renaissance. During the late 19th century, novelists, social reformers, and feminists emerged from Muslim Bengali society. Electricity and municipal water systems were introduced in the 1890s; cinemas opened in many towns during the early 20th century. East Bengal's plantation economy was important to the British Empire, particularly its jute and tea. The British established tax-free river ports, such as the Port of Narayanganj, and large seaports like the Port of Chittagong.
Bengal had the highest gross domestic product in British India. Bengal was one of the first regions in Asia to have a railway, which began operating in 1862. The main railway companies in the region were the Eastern Bengal Railway and Assam Bengal Railway. Railways competed with waterborne transport to become one of the main means of transport.
Supported by the Muslim aristocracy, the British government created the province of Eastern Bengal and Assam in 1905; the new province received increased investment in education, transport, and industry. However, the first partition of Bengal created an uproar in Calcutta and the Indian National Congress. In response to growing Hindu nationalism, the All India Muslim League was formed in Dhaka in 1906. The British government reorganised the provinces in 1912, reuniting East and West Bengal and making Assam a second province.
The Raj was slow to allow self-rule in the colonial subcontinent. It established the Bengal Legislative Council in 1862, and the council's native Bengali representation increased during the early 20th century. The Bengal Provincial Muslim League was formed in 1913 to advocate civil rights for Bengali Muslims. During the 1920s, the league was divided into factions supporting the Khilafat movement and favouring cooperation with the British to achieve self-rule. Segments of the Bengali elite supported Mustafa Kemal Atatürk's secularist forces. In 1929, the All Bengal Tenants Association was formed in the Bengal Legislative Council to counter the influence of the Hindu landed gentry, and the Indian Independence and Pakistan Movements strengthened during the early 20th century. After the Morley-Minto Reforms and the diarchy era in the legislatures of British India, the British government promised limited provincial autonomy in 1935. The Bengal Legislative Assembly, British India's largest legislature, was established in 1937.
Although it won most seats in 1937, the Bengal Congress boycotted the legislature. A. K. Fazlul Huq of the Krishak Praja Party was elected as the first Prime Minister of Bengal. In 1940 Huq supported the Lahore Resolution, which envisaged independent states in the subcontinent's northwestern and eastern Muslim-majority regions. Huq was succeeded by Khawaja Nazimuddin, who grappled with the effects of the Burma Campaign, the Bengal famine of 1943, which killed up to 3 million people, and the Quit India movement. In 1946, the Bengal Provincial Muslim League won the provincial election with the largest Muslim League mandate in British India. H. S. Suhrawardy, who made a final futile effort for a United Bengal in 1946, was the last premier of Bengal.
Partition of Bengal (1947)
On 3 June 1947, the Mountbatten Plan outlined the partition of British India. On 6 July, the Sylhet region of Assam voted in a referendum to join East Bengal. Cyril Radcliffe was tasked with drawing the borders of Pakistan and India, and the Radcliffe Line established the boundaries of present-day Bangladesh. The Radcliffe Line awarded two-thirds of Bengal as the eastern wing of Pakistan, but the medieval and early modern Bengali capitals of Gaur, Pandua and Murshidabad fell on the Indian side close to the border with Pakistan.
Union with Pakistan
The Dominion of Pakistan was created on 14 August 1947. East Bengal, with Dhaka as its capital, was the most populous province of the 1947 Pakistani federation (led by Muhammad Ali Jinnah, who promised freedom of religion and secular democracy in the new state).
Khawaja Nazimuddin was East Bengal's first chief minister with Frederick Chalmers Bourne its governor. The All Pakistan Awami Muslim League was formed in 1949. In 1950, the East Bengal Legislative Assembly enacted land reform, abolishing the Permanent Settlement and the zamindari system. The 1952 Bengali Language Movement was the first sign of friction between the country's geographically separated wings. The Awami Muslim League was renamed the more secular Awami League in 1953. The first constituent assembly was dissolved in 1954. The United Front coalition swept aside the Muslim League in a landslide victory in the 1954 East Bengali legislative election. The following year, East Bengal renamed East Pakistan as part of the One Unit programme, and the province became a vital part of the Southeast Asia Treaty Organization.
Pakistan adopted a new constitution in 1956. The Pakistan Army imposed military rule in 1958, and Ayub Khan was the country's strongman for 11 years. Political repression increased after the coup. Khan introduced a new constitution in 1962, replacing Pakistan's parliamentary system with a presidential and gubernatorial system (based on electoral college selection) known as Basic Democracy. In 1962, Dhaka became the seat of the National Assembly of Pakistan, a move seen as appeasing increased Bengali nationalism. The Pakistani government built the controversial Kaptai Dam, displacing the Chakma people from their indigenous homeland in the Chittagong Hill Tracts. The Indo-Pakistani War of 1965 blocked cross-border transport links with neighbouring India in what is described as a second partition. In 1966, Awami League leader Sheikh Mujibur Rahman announced a six-point movement for a federal parliamentary democracy.
According to senior World Bank officials, the Pakistani government practised extensively economic discrimination against East Pakistan. Despite generating 70 per cent of Pakistan's export revenue with jute and tea, East Pakistan received much less government spending than West Pakistan. Economists in East Pakistan, including Rehman Sobhan and Nurul Islam among others, demanded a separate foreign exchange account for the eastern wing. The economists paraphrased Pakistan's Two-Nation Theory ideology against India, by pointing to the existence of two different economies with Pakistan itself, dubbed the Two-Economies Theory. The central government also refused to release foreign aid allocated for East Pakistan. The populist leader Sheikh Mujibur Rahman was arrested for treason in the Agartala Conspiracy Case and was released during the 1969 uprising in East Pakistan which resulted in Ayub Khan's resignation. General Yahya Khan assumed power, reintroducing martial law.
Ethnic and linguistic discrimination was common in Pakistan's civil and military services, in which Bengalis were under-represented. Cultural discrimination also prevailed, making East Pakistan forge a distinct political identity. Authorities banned Bengali literature and music in state media. A cyclone devastated the coast of East Pakistan in 1970, killing an estimated 500,000 people, and the central government was criticised for its poor response. After the December 1970 elections, the Bengali-nationalist Awami League won 167 of 169 East Pakistani seats in the National Assembly. The League claimed the right to form a government and develop a new constitution but was strongly opposed by the Pakistani military and the Pakistan Peoples Party (led by Zulfikar Ali Bhutto).
War of Independence
In early 1971, negotiations began on the transfer of power. The Awami League wanted to develop a constitution based on its Six Points agenda; this was opposed by the Pakistani military, the Pakistan Peoples Party and the Muslim League factions. Talks eventually broke down as the junta led by Yahya Khan prepared for a military operation in East Pakistan. The Bengali population was angered when the newly elected National Assembly was not convened under pressure from the junta and West Pakistani politicians. Despite enjoying an absolute majority in the newly elected parliament, Prime Minister-elect Sheikh Mujibur Rahman was prevented from taking the oath. Zulfikar Ali Bhutto threatened to break the legs of West Pakistani MPs if they flew to Dhaka for the first session of parliament. Civil disobedience erupted across East Pakistan, with loud calls for independence. Mujib addressed a pro-independence rally of nearly 2 million people on 7 March 1971, where he said, "This time the struggle is for our liberation. This time the struggle is for our independence". The flag of Bangladesh was raised for the first time on 23 March, Pakistan's Republic Day.
Around midnight on 26 March 1971, military operations under the code name of Operation Searchlight began. The first targets were the student dormitories of Dhaka University, the police barracks in Dhaka's Rajarbagh locality, and Hindu neighbourhoods in Old Dhaka. The Pakistan Army arrested Sheikh Mujibur Rahman and flew him to a jail in West Pakistan. The army burnt down the Ittefaq newspaper's office. Before his arrest, Mujib proclaimed the independence of Bangladesh. Pakistani forces launched a widespread campaign of killings, torture, rape, arson and destruction across East Pakistan, targeting segments of the population perceived to be pro-Awami League and pro-independence. The Hindu minority was distinctly targeted because of Pakistan's hostility with neighbouring Hindu-majority India.
During the Bangladesh Liberation War, the Mukti Bahini emerged as the Bengali resistance force. A highly successful guerrilla war was fought against Pakistan. Bengalis continued to defect from Pakistan's diplomatic service, military, police, and bureaucracy. In April, they helped Awami League leaders to set up the Provisional Government of Bangladesh, which operated in exile from Calcutta with the support of the Indian government until December 1971. The Bangladesh Armed Forces was formally established in November 1971, when Bengali forces secured control of much of the countryside. The Mukti Bahini forced the railway network to shut down to stop Pakistani troop movements. Some of the notable operations of the Mukti Bahini included Operation Jackpot and Operation Barisal.
India intervened in the war on 3 December 1971, after Pakistan's failed pre-emptive air strikes on India's northwestern flank. With a joint ground advance by Bangladeshi and Indian forces, coupled with air strikes by both India and the small Bangladeshi air contingent, the capital Dhaka was liberated from Pakistani occupation in mid-December. During the last phase of the war, both the Soviet Union and the United States dispatched naval forces to the Bay of Bengal in a Cold War standoff. The nine-month-long war ended with the surrender of the Pakistan Eastern Command to the Bangladesh-India Allied Forces on 16 December 1971. Under international pressure, Pakistan released Mujib from imprisonment on 8 January 1972 and he was flown to a million-strong homecoming in Dhaka. Remaining Indian troops were withdrawn by 12 March 1972.
By August 1972, the new state was recognised by 86 countries. Pakistan recognised Bangladesh in 1974 after pressure from most of the Muslim countries.
The government of Bangladesh records the official death toll of the war at 3 million, including victims of atrocities and those who died from starvation. Minimum estimates for the number of those killed range between 300,000 and 500,000. An estimated 10 million refugees fled to neighboring India and 30 million were internally displaced. The war was one of the first to record the use of rape as a weapon of war, with an estimated 200,000 women being subjected to sexual abuse by the Pakistani army. The war saw the systematic targeting of Bengali elites, particularly intellectuals. The Jamaat-e-Islami formed paramilitary militias, which aided Pakistani troops and guided them to their intended targets. While Bengali Muslims bore the brunt of atrocities because of racial tensions with the largely Punjabi Muslim West Pakistani forces, the minority Bengali Hindu community was singled out for attacks by the Pakistani armed forces, a legacy which has led Hindu nationalist groups to claim that the war was a Hindu genocide. Archer Blood, the US Consul General in East Pakistan at the time of the war, described the situation as "selective genocide". In 1974 and 2002, Pakistan formally expressed "regret" for what happened. In 2015, Pakistan denied any atrocities took place. In 2022, a bipartisan resolution was introduced in the US Congress to "Recognize the Bangladesh Genocide of 1971". The International Association of Genocide Scholars regards the atrocities as a genocide.
Modern Bangladesh
First parliamentary era
The new government of Bangladesh transformed East Pakistan's state apparatus into an independent Bangladeshi state. The Awami League successfully reorganised the bureaucracy, framed a written constitution, and rehabilitated war victims. In January 1972, Mujib introduced a parliamentary republic through a presidential decree. On 12 January 1972 Mujib took oath and assumed office as Prime Minister of Bangladesh. The emerging state structure was heavily influenced by the British Westminster model. The Constitution Drafting Committee led by Kamal Hossain established a bill of rights influenced by the Universal Declaration of Human Rights.
The constituent assembly adopted the constitution of Bangladesh on 4 November 1972, establishing a secular, multiparty parliamentary democracy. Bangladesh joined the Commonwealth of Nations, the UN, the OIC, and the Non-Aligned Movement. In his maiden speech to the UNGA, Mujib stated that "the Bengali has struggled for many centuries for the right to live a free and honourable life as independent citizens of an independent country. They expected to live in peace and harmony with all the nations in the world". He strengthened relations with India by signing a 25-year friendship treaty, a border demarcation agreement, and protocols on cross-border trade. The land boundary treaty was aimed at resolving border disputes inherited from East Pakistan and swapping the Indo-Bangladesh enclaves. The land boundary agreement was challenged in court, which ruled that the government needed the prior approval of parliament to implement the land boundary treaty. Mujib was a vocal supporter of Palestinian rights despite Israel being one of the first countries to recognize Bangladesh's independence. In what became Bangladesh's first dispatch of military aid overseas, Mujib sent an army medical unit to Egypt during the 1973 Arab-Israeli War.
In economic policy, the first five years of Bangladesh was the only socialist period in its history. Mujib nationalized 580 industrial plants, as well as banks and insurance companies. In 1974, the government invited international oil companies to explore the Bay of Bengal for oil and natural gas. Petrobangla was established as the national oil and gas corporation. The Mujib government faced huge economic problems exasperated by the resettlement of millions of people displaced in 1971, a breakdown in the food supply chain, poor health services and a lack of other necessities. The effects of the 1970 cyclone were still being felt, and the economy needed reconstruction after the war. The Bangladesh famine of 1974 damaged Mujib's popularity.
Mujib presided over a regime that was built around his personality cult. Sycophants and loyalists developed an ideology called Mujibism.
Presidential era (1975–1991)
In January 1975, Sheikh Mujibur Rahman introduced one-party socialist rule under BAKSAL. Rahman banned all newspapers except four state-owned publications and amended the constitution to increase his power. He was assassinated during a coup on 15 August 1975, and the presidency passed to the usurper Khondaker Mostaq Ahmad for four months. Ahmad is widely regarded as a traitor by Bangladeshis. Tajuddin Ahmad, the nation's first prime minister, and four other independence leaders were assassinated on 4 November 1975. Chief Justice Abu Sadat Mohammad Sayem was installed as president by the military on 6 November 1975. Bangladesh was governed by a military junta led by the Chief Martial Law Administrator for three years. In 1977, the army chief Ziaur Rahman became president. Rahman reinstated multiparty politics, privatised industries and newspapers, re-opened the Dhaka Stock Exchange, established BEPZA and held the country's second general election in 1979. In 1978, 200,000 Arakanese Muslim refugees crossed the Naf River into Bangladesh due to a Burmese military crackdown. The refugees were later repatriated. A semi-presidential system evolved, with the Bangladesh Nationalist Party (BNP) governing until 1982. Rahman was assassinated in 1981 and was succeeded by vice-president Abdus Sattar.
After a year in office, Sattar was overthrown in the 1982 Bangladesh coup d'état. Chief Justice A. F. M. Ahsanuddin Chowdhury was installed as president, but army chief Hussain Muhammad Ershad became the country's de facto leader and assumed the presidency in 1983. Ershad lifted martial law in 1986. He governed with four successive prime ministers (Ataur Rahman Khan, Mizanur Rahman Chowdhury, Moudud Ahmed and Kazi Zafar Ahmed) and a parliament dominated by his Jatiyo Party. Ershad pursued administrative decentralisation, dividing the country into 64 districts, and pushed Parliament to make Islam the state religion in 1988. Bangladesh dispatched its first contingent of UN peacekeepers in 1988. In 1990, Bangladesh joined the US-led coalition to liberate Kuwait during the Gulf War. A mass uprising forced Ershad to resign, and Chief Justice Shahabuddin Ahmed led the country's first caretaker government as part of the transition to parliamentary rule.
Parliamentary era (1991–present)
After the 1991 general election, the twelfth amendment to the constitution restored the parliamentary republic, and Begum Khaleda Zia became Bangladesh's first female prime minister. Zia, a former first lady, led a BNP government from 1990 to 1996. In 1991, her finance minister, Saifur Rahman, began a major programme to liberalise the Bangladeshi economy. In addition to setting up the Chittagong Stock Exchange; banking, pharmaceuticals, aviation, ceramics, steel, telecoms, and tertiary education were opened up for investments, resulting in increased market competition. In 1992, an estimated 250,000 refugees from Burma took shelter in Bangladesh due to the suppression of the Burmese pro-democracy movement; most of these refugees returned to Burma by 1993. In 1994, Bangladesh provided the largest non-US contingent in Operation Uphold Democracy, a military intervention in Haiti.
In 1996, a year of political upheaval saw a boycotted February election, an attempted military coup, and mediation efforts producing a caretaker government to oversee elections. For three months, Muhammad Habibur Rahman served as the interim leader of the country. The Awami League returned to power in the June election after 21 years. One of the first initiatives of Prime Minister Sheikh Hasina was to repeal the deeply controversial Indemnity Ordinance, which protected her father's killers from prosecution. Hasina also signed the Chittagong Hill Tracts Peace Accord, which ended an insurgency in the southeastern hill districts. She reached an agreement with India for sharing the water of the Ganges.
The economic reform momentum lost steam due to political instability, including frequent hartals and strikes by the opposition. In 2001, the BNP returned to power on the back of promises to improve the economy. The second Zia administration saw higher economic growth, but security and political problems gripped the country between 2004 and 2006. A radical Islamist militant group, the JMB, carried out a series of terror attacks. At the end of the BNP's term in 2006, there was widespread political unrest. The Bangladeshi military urged President Iajuddin Ahmed to impose a state of emergency and a caretaker government, led by Fakhruddin Ahmed, was installed from January 2007 to December 2008 to implement reforms to the electoral system, judiciary, and bureaucracy. The JMB leaders were arrested and later executed in March 2007.
After achieving a landslide victory in the 2008 Bangladeshi general election the Awami League Government returned to power taking oath on 6 January 2009, with Sheikh Hasina once again becoming the Prime Minister and brought political stability and economic growth to the nation. In 2010, the Supreme Court reduced the scope for military interventions through legal loopholes and reaffirmed secular principles in the constitution. The Awami League set up a war crimes tribunal to prosecute surviving Bengali Islamist collaborators of the 1971 atrocities. Human rights abuses increased under the Hasina administration, particularly enforced disappearances by the Rapid Action Battalion. The 2014 election was boycotted by the BNP-Jamaat alliance. The BNP and Jamaat have often engaged in violent protests to overthrow the government. In 2017, Bangladesh experienced the largest influx of Arakanese refugees in its history. An estimated 700,000 Rohingya refugees took shelter in Cox's Bazar after a campaign of ethnic cleansing in Rakhine State, Myanmar.
The national poverty rate went down from 80% in 1971 to 44.2% in 1991 to 12.9% in 2021. Bangladeshi economist Muhammad Yunus and the Grameen Bank, which Yunus founded, were awarded the Nobel Peace Prize for pioneering microfinance and their efforts to eradicate poverty. Bangladesh has emerged as the second-largest economy in South Asia, surpassing the per capita income levels of both India and Pakistan. Since 2009, Bangladesh has launched a series of infrastructure megaprojects. On 25 June 2022, the Padma Bridge opened and connected southwestern Bangladesh with the rest of the country, while the Dhaka Metro was opened in 2023. As part of the green transition, Bangladesh's industrial sector emerged as a leader in building green factories, with the country having the largest number of certified green factories in the world in 2023.
Geography
Bangladesh is in South Asia on the Bay of Bengal. It is surrounded almost entirely by neighbouring India, and shares a small border with Myanmar to its southeast, though it lies very close to Nepal, Bhutan, and China. The country is divided into three regions. Most of the country is dominated by the fertile Ganges Delta, the largest river delta in the world. The northwest and central parts of the country are formed by the Madhupur and the Barind plateaus. The northeast and southeast are home to evergreen hill ranges.
The Ganges delta is formed by the confluence of the Ganges (local name Padma or Pôdda), Brahmaputra (Jamuna or Jomuna), and Meghna rivers and their tributaries. The Ganges unites with the Jamuna (main channel of the Brahmaputra) and later join the Meghna, finally flowing into the Bay of Bengal. Bangladesh is called the "Land of Rivers"; as it is home to over 57 trans-boundary rivers, the most of any nation-state. Water issues are hence politically complicated inasmuch as the country is a lower riparian state to India.
Bangladesh is predominantly rich fertile flat land. Most of it is less than above sea level, and it is estimated that about 10% of its land would be flooded if the sea level were to rise by . 17% of the country is covered by forests and 12% is covered by hill systems. The country's haor wetlands are of significance to global environmental science. The highest point in Bangladesh is the Saka Haphong, located near the border with Myanmar, with an elevation of . Previously, either Keokradong or Tazing Dong were considered the highest.
Administrative divisions
Bangladesh is divided into eight administrative divisions, each named after their respective divisional headquarters: Barisal (officially Barishal), Chittagong (officially Chattogram), Dhaka, Khulna, Mymensingh, Rajshahi, Rangpur, and Sylhet.
Divisions are subdivided into districts (zila). There are 64 districts in Bangladesh, each further subdivided into upazila (subdistricts) or thana. The area within each police station, except for those in metropolitan areas, is divided into several unions, with each union consisting of multiple villages. In the metropolitan areas, police stations are divided into wards, further divided into mahallas.
There are no elected officials at the divisional or district levels, and the administration is composed only of government officials. Direct elections are held in each union (or ward) for a chairperson and a number of members. In 1997, a parliamentary act was passed to reserve three seats (out of 12) in every union for female candidates.
Climate
Straddling the Tropic of Cancer, Bangladesh's climate is tropical, with a mild winter from October to March and a hot, humid summer from March to June. The country has never recorded an air temperature below , with a record low of in the northwest city of Dinajpur on 3 February 1905. A warm and humid monsoon season lasts from June to October and supplies most of the country's rainfall. Natural calamities, such as floods, tropical cyclones, tornadoes, and tidal bores occur almost every year, combined with the effects of deforestation, soil degradation and erosion. The cyclones of 1970 and 1991 were particularly devastating, the latter killing approximately 140,000 people.
In September 1998, Bangladesh saw the most severe flooding in modern history, after which two-thirds of the country went underwater, along with a death toll of 1,000. As a result of various international and national level initiatives in disaster risk reduction, the human toll and economic damage from floods and cyclones have come down over the years. The 2007 South Asian floods ravaged areas across the country, leaving five million people displaced, had a death toll around 500.
Bangladesh is recognised to be one of the countries most vulnerable to climate change. Over the course of a century, 508 cyclones have affected the Bay of Bengal region, 17 percent of which are believed to have made landfall in Bangladesh. Natural hazards that come from increased rainfall, rising sea levels, and tropical cyclones are expected to increase as the climate changes, each seriously affecting agriculture, water and food security, human health, and shelter. It is estimated that by 2050, a three-foot rise in sea levels will inundate some 20 percent of the land and displace more than 30 million people. To address the sea level rise threat in Bangladesh, the Bangladesh Delta Plan 2100 has been launched.
Biodiversity
Bangladesh is located in the Indomalayan realm, and lies within four terrestrial ecoregions: Lower Gangetic Plains moist deciduous forests, Mizoram–Manipur–Kachin rain forests, Sundarbans freshwater swamp forests, and Sundarbans mangroves. Its ecology includes a long sea coastline, numerous rivers and tributaries, lakes, wetlands, evergreen forests, semi evergreen forests, hill forests, moist deciduous forests, freshwater swamp forests and flat land with tall grass. The Bangladesh Plain is famous for its fertile alluvial soil which supports extensive cultivation. The country is dominated by lush vegetation, with villages often buried in groves of mango, jackfruit, bamboo, betel nut, coconut, and date palm. The country has up to 6000 species of plant life, including 5000 flowering plants. Water bodies and wetland systems provide a habitat for many aquatic plants. Water lilies and lotuses grow vividly during the monsoon season. The country has 50 wildlife sanctuaries.
Bangladesh is home to much of the Sundarbans, the world's largest mangrove forest, covering an area of in the southwest littoral region. It is divided into three protected sanctuaries–the South, East, and West zones. The forest is a UNESCO World Heritage Site. The northeastern Sylhet region is home to haor wetlands, a unique ecosystem. It also includes tropical and subtropical coniferous forests, a freshwater swamp forest, and mixed deciduous forests. The southeastern Chittagong region covers evergreen and semi-evergreen hilly jungles. Central Bangladesh includes the plainland Sal forest running along with the districts of Gazipur, Tangail, and Mymensingh. St. Martin's Island is the only coral reef in the country.
Bangladesh has an abundance of wildlife in its forests, marshes, woodlands, and hills. The vast majority of animals dwell within a habitat of . The Bengal tiger, clouded leopard, saltwater crocodile, black panther and fishing cat are among the chief predators in the Sundarbans. Northern and eastern Bangladesh is home to the Asian elephant, hoolock gibbon, Asian black bear and oriental pied hornbill. The Chital deer are widely seen in southwestern woodlands. Other animals include the black giant squirrel, capped langur, Bengal fox, sambar deer, jungle cat, king cobra, wild boar, mongooses, pangolins, pythons and water monitors. Bangladesh has one of the largest populations of Irrawaddy and Ganges dolphins. The country has numerous species of amphibians (53), reptiles (139), marine reptiles (19) and marine mammals (5). It also has 628 species of birds.
Several animals became extinct in Bangladesh during the last century, including the one-horned and two-horned rhinoceros and common peafowl. The human population is concentrated in urban areas, limiting deforestation to a certain extent. Rapid urban growth has threatened natural habitats. The country has widespread environmental issues, pollution of the Dhaleshwari River by the textile industry and shrimp cultivation in Chakaria Sundarbans have both been described by academics as ecocides. Although many areas are protected under law, some Bangladeshi wildlife is threatened by this growth. The Bangladesh Environment Conservation Act was enacted in 1995. The government has designated several regions as Ecologically Critical Areas, including wetlands, forests, and rivers. The Sundarbans tiger project and the Bangladesh Bear Project are among the key initiatives to strengthen conservation. It ratified the Rio Convention on Biological Diversity on 3 May 1994. , the country was set to revise its National Biodiversity Strategy and Action Plan.
Politics and government
Bangladesh is a de jure representative democracy under its constitution, with a Westminster-style parliamentary republic that has universal suffrage. The head of government is the Prime Minister, who forms a government every five years. The President invites the leader of the largest party in parliament to become Prime Minister.
The Jatiya Sangshad (National Parliament) is the unicameral parliament. It has 350 Members of Parliament (MPs), including 300 MPs elected on the first past the post system and 50 MPs appointed to reserved seats for women's empowerment. Article 70 of the Constitution of Bangladesh forbids MPs from voting against their party. However, several laws proposed independently by MPs have been transformed into legislation, including the anti-torture law. The parliament is presided over by the Speaker of the Jatiya Sangsad, who is second in line to the president as per the constitution.
The Government of Bangladesh is overseen by a cabinet headed by the Prime Minister of Bangladesh. The tenure of a parliamentary government is five years. The Bangladesh Civil Service assists the cabinet in running the government. Recruitment for the civil service is based on a public examination. In theory, the civil service should be a meritocracy. But a disputed quota system coupled with politicisation and preference for seniority have allegedly affected the civil service's meritocracy. The President of Bangladesh is the ceremonial head of state whose powers include signing bills passed by parliament into law. The President is the Supreme Commander of the Bangladesh Armed Forces and the chancellor of all universities.
The Supreme Court of Bangladesh is the highest court of the land, followed by the High Court and Appellate Divisions. The head of the judiciary is the Chief Justice of Bangladesh, who sits on the Supreme Court. The courts have wide latitude in judicial review, and judicial precedent is supported by Article 111 of the constitution. The judiciary includes district and metropolitan courts divided into civil and criminal courts. Due to a shortage of judges, the judiciary has a large backlog.
Military
The Bangladesh Armed Forces have inherited the institutional framework of the British military and the British Indian Army. In 2022, the active personnel strength of the Bangladesh Army was around 250,000, excluding the Air Force and the Navy (24,000). In addition to traditional defence roles, the military has supported civil authorities in disaster relief and provided internal security during periods of political unrest. For many years, Bangladesh has been the world's largest contributor to UN peacekeeping forces. The military budget of Bangladesh accounts for 1.3% of GDP, amounting to US$4.3 billion in 2021.
The Bangladesh Navy, one of the largest in the Bay of Bengal, includes a fleet of frigates, submarines, corvettes, and other vessels. The Bangladesh Air Force has a small fleet of multi-role combat aircraft. Most of Bangladesh's military equipment comes from China. In recent years, Bangladesh and India have increased joint military exercises, high-level visits of military leaders, counter-terrorism cooperation and intelligence sharing. Bangladesh is vital to ensuring stability and security in northeast India.
Bangladesh's strategic importance in the eastern subcontinent hinges on its proximity to China, its frontier with Burma, the separation of mainland and northeast India, and its maritime territory in the Bay of Bengal. In 2002, Bangladesh and China signed a Defence Cooperation Agreement. The United States has pursued negotiations with Bangladesh on a Status of Forces Agreement, an Acquisition and Cross-Servicing Agreement and a General Security of Military Information Agreement. In 2019, Bangladesh ratified the UN Treaty on the Prohibition of Nuclear Weapons.
Foreign relations
Bangladesh is considered a middle power in global politics. It plays an important role in the geopolitical affairs of the Indo-Pacific, due to its strategic location between South and Southeast Asia. Bangladesh joined the Commonwealth of Nations in 1972 and the United Nations in 1974. It relies on multilateral diplomacy on issues like climate change, nuclear nonproliferation, trade policy and non-traditional security issues. Bangladesh pioneered the creation of SAARC, which has been the preeminent forum for regional diplomacy among the countries of the Indian subcontinent. It joined the Organisation of Islamic Cooperation in 1974, and is a founding member of the Developing 8 Countries. In recent years, Bangladesh has focused on promoting regional trade and transport links with support from the World Bank. Dhaka hosts the headquarters of BIMSTEC, an organisation that brings together countries dependent on the Bay of Bengal.
Relations with neighbouring Myanmar have been severely strained since 2016–2017, after over 700,000 Rohingya refugees illegally entered Bangladesh. The parliament, government, and civil society of Bangladesh have been at the forefront of international criticism against Myanmar for military operations against the Rohingya, and have demanded their right of return to Arakan.
Bangladesh shares an important bilateral and economic relationship with its largest neighbour India, which is often strained by water politics of the Ganges and the Teesta, and the border killings of Bangladeshi civilians. Post-independent Bangladesh has continued to have a problematic relationship with Pakistan, mainly due to its denial of the 1971 Bangladesh genocide. It maintains a warm relationship with China, which is its largest trading partner, and the largest arms supplier. Japan is Bangladesh's largest economic aid provider, and the two maintain a strategic and economic partnership. Political relations with Middle Eastern countries are robust. Bangladesh receives 59% of its remittances from the Middle East, despite poor working conditions affecting over 4 million Bangladeshi workers. Bangladesh plays a major role in global climate diplomacy as a leader of the Climate Vulnerable Forum.
Civil society
Since the colonial period, Bangladesh has had a prominent civil society. There are various special interest groups, including non-governmental organisations, human rights organisations, professional associations, chambers of commerce, employers' associations, and trade unions. The National Human Rights Commission of Bangladesh was set up in 2007. Notable human rights organisations and initiatives include the Centre for Law and Mediation, Odhikar, the Alliance for Bangladesh Worker Safety, the Bangladesh Environmental Lawyers Association, the Bangladesh Hindu Buddhist Christian Unity Council and the War Crimes Fact Finding Committee. The world's largest international NGO BRAC is based in Bangladesh. There have been concerns regarding the shrinking space for independent civil society in recent years.
Human rights
Torture is banned by the Constitution of Bangladesh, but is rampantly used by Bangladesh's security forces. Bangladesh joined the Convention against Torture in 1998 and it enacted its first anti-torture law, the Torture and Custodial Death (Prevention) Act, in 2013. The first conviction under this law was announced in 2020. Amnesty International Prisoners of Conscience from Bangladesh have included Saber Hossain Chowdhury and Shahidul Alam. The Digital Security Act of 2018 has greatly reduced freedom of expression in Bangladesh and has been used to target critics of the government.
On International Human Rights Day in December 2021, the United States Department of Treasury announced sanctions on commanders of the Rapid Action Battalion for extrajudicial killings, torture, and other human rights abuses. Freedom House has criticised the ruling party for human rights abuses, the crackdown on the opposition, mass media, and civil society through politicized enforcement. Bangladesh is ranked "partly free" in Freedom House's Freedom in the World report, but its press freedom has deteriorated from "free" to "not free" in recent years due to increasing pressure from the authoritarian government. According to the British Economist Intelligence Unit, the country has a hybrid regime: the third of four rankings in its Democracy Index. Bangladesh was ranked 96th among 163 countries in the 2022 Global Peace Index. According to National Human Rights Commission, 70% of alleged human-rights violations are committed by law-enforcement agencies.
LGBT rights are heavily suppressed: homosexuality is punishable by a maximum of life imprisonment. However, Bangladesh recognises the third gender and accords limited rights for transgender people. According to the 2016 Global Slavery Index, an estimated 1,531,300 people are enslaved in Bangladesh, or roughly 1% of the population.
Corruption
Like many developing countries, institutional corruption is an issue of concern for Bangladesh. Bangladesh was ranked 146th among 180 countries on Transparency International's 2018 Corruption Perceptions Index. Land administration was the sector with the most bribery in 2015, followed by education, police
and water supply. The Anti Corruption Commission was formed in 2004, and it was active during the 2006–08 Bangladeshi political crisis, indicting many leading politicians, bureaucrats and businessmen for graft.
Economy
Bangladesh is the second largest economy in South Asia after India. The country has outpaced India and Pakistan in terms of per capita income. According to the World Bank, When the newly independent country of Bangladesh was born on December 16, 1971, it was the second poorest country in the world—making the country's transformation over the next 50 years one of the great development stories. Since then, poverty has been cut in half at record speed. Enrolment in primary school is now nearly universal. Hundreds of thousands of women have entered the workforce. Steady progress has been made on maternal and child health. And the country is better buttressed against the destructive forces posed by climate change and natural disasters. Bangladesh's success comprises many moving parts—from investing in human capital to establishing macroeconomic stability. Building on this success, the country is now setting the stage for further economic growth and job creation by ramping up investments in energy, inland connectivity, urban projects, and transport infrastructure, as well as focusing on climate change adaptation and disaster preparedness on its path toward sustainable growth.
In 2022, Bangladesh had the second largest foreign-exchange reserves in South Asia. The reserves have boosted the government's spending capacity despite tax revenues forming only 7.7% of government revenue. A big chunk of investments have gone into the power sector. In 2009, Bangladesh was experiencing daily blackouts several times a day. In 2022, the country achieved 100% electrification. One of the major anti-poverty schemes of the Bangladeshi government is the Ashrayan Project which aims to eradicate homelessness by providing free housing. The poverty rate has gone down from 80% in 1971, to 44.2% in 1991, to 12.9% in 2021. The literacy rate was 74.66% in 2022. Bangladesh has a labor force of roughly 70 million, which is the world's seventh-largest; with an unemployment rate of 5.2% . The government is setting up 100 special economic zones to attract foreign direct investment (FDI) and generate 10 million jobs. The Bangladesh Investment Development Authority (BIDA) and the Bangladesh Economic Zones Authority (BEZA) have been established to help investors in setting up factories; and to complement the longstanding Bangladesh Export Processing Zone Authority (BEPZA).
The Bangladeshi taka is the national currency. The service sector accounts for about 51.3% of total GDP and employs 39% of the workforce. The industrial sector accounts for 35.1% of GDP and employs 20.4% of the workforce. The agriculture sector makes up 13.6% of the economy but is the biggest employment sector, with 40.6% of the workforce. In agriculture, the country is a major producer of rice, fish, tea, fruits, vegetables, flowers, and jute. Lobsters and shrimps are some of Bangladesh's well-known exports.
Private sector
The private sector accounts for 80% of GDP compared to the dwindling role of state-owned companies. Bangladesh's economy is dominated by family-owned conglomerates and small and medium-sized businesses. Some of the largest publicly traded companies in Bangladesh include Beximco, BRAC Bank, BSRM, GPH Ispat, Grameenphone, Summit Group, and Square Pharmaceuticals. Capital markets include the Dhaka Stock Exchange and the Chittagong Stock Exchange. Its telecommunications industry is one of the world's fastest-growing, with 171.854 million cellphone subscribers in January 2021. Over 80% of Bangladesh's export earnings come from the garments industry. Other major industries include shipbuilding, pharmaceuticals, steel, ceramics, electronics, and leather goods. Muhammad Aziz Khan became the first person from Bangladesh to be listed as a billionaire by Forbes.
Infrastructure
Since 2009, Bangladesh has embarked on a series of megaprojects. The 6.15 km long Padma Bridge was built for US$3.86 billion. The bridge was the first self-financed megaproject in the country's history. Other megaprojects include the Dhaka Metro, Karnaphuli Tunnel, Dhaka Elevated Expressway and Chittagong Elevated Expressway; as well as the Bangladesh Delta Plan to mitigate the impact of climate change.
Tourism
The tourism industry is expanding, contributing some 3.02% of total GDP. Bangladesh's international tourism receipts in 2019 amounted to $391 million. The country has three UNESCO World Heritage Sites (the Mosque City, the Paharpur Buddhist Ruins and the Sundarbans) and five tentative-list sites. Activities for tourists include angling, water skiing, river cruising, hiking, rowing, yachting, and beachgoing. The World Travel and Tourism Council (WTTC) reported in 2019 that the travel and tourism industry in Bangladesh directly generated 1,180,500 jobs in 2018 or 1.9% of the country's total employment. According to the same report, Bangladesh experiences around 125,000 international tourist arrivals per year. Domestic spending generated 97.7 percent of direct travel and tourism gross domestic product (GDP) in 2012.
Energy and electricity
Bangladesh is gradually transitioning to a green economy. It has the largest off-grid solar power programme in the world, benefiting 20 million people. An electric car called the Palki is being developed for production in the country. Biogas is being used to produce organic fertilizer.
Bangladesh continues to have huge untapped reserves of natural gas, particularly in its maritime territory. A lack of exploration and decreasing proven reserves have forced Bangladesh to import LNG from abroad. Gas shortages were further exasperated by the Russia-Ukraine War.
While government-owned companies in Bangladesh generate nearly half of Bangladesh's electricity, privately owned companies like the Summit Group and Orion Group are playing an increasingly important role in both generating electricity, and supplying machinery, reactors, and equipment. Bangladesh increased electricity production from 5 gigawatts in 2009 to 25.5 gigawatts in 2022. It plans to produce 50 gigawatts by 2041. U.S. companies like Chevron and General Electric supply around 55% of Bangladesh's domestic natural gas production and are among the largest investors in power projects. 80% of Bangladesh's installed gas-fired power generation capacity comes from turbines manufactured in the United States.
On 4 October 2022, the national grid collapsed and plunged the entire country into a nationwide blackout lasting eight hours. The government's investigation focused on technical failure, negligence, and possible sabotage. The investigation found that grid capacity has not kept up with the expansion of electricity generation and the opening of new power plants. Gas shortages were also to blame. The electricity sector in Bangladesh is heavily reliant on natural gas. Gas shortages forced the government to import LNG from abroad. As a result, Texas-based Excelerate Energy opened Bangladesh's first floating LNG terminal in 2018 off the coast of Maheshkhali Island. The Summit LNG Terminal was opened in 2019. The Government of Bangladesh has subsidized LNG imports worth several billion dollars. Since October 2021, Bangladesh imported LNG for US$30–37 per million Btu which is 10 times the price it paid in May 2020.
The government stopped buying spot price LNG in June 2022. The country's forex reserves declined due to surging fuel imports. Bangladesh imported 30% of its LNG on the spot price market in 2022, down from 40% in 2021. Bangladesh continues to trade in LNG on the futures exchange markets.
The Rooppur Nuclear Power Plant, Bangladesh's first operational nuclear plant, is nearing completion as of the end of 2023.
Demographics
According to the 2022 Census, Bangladesh has a population of 165.1 million, and is the eighth-most-populous country in the world, the fifth-most populous country in Asia, and the most densely populated large country in the world, with a headline population density of 1,265 people/km2 . Its total fertility rate (TFR), once among the highest in the world, has experienced a dramatic decline, from 5.5 in 1985 to 3.7 in 1995, down to 2.0 in 2020, which is below the sub-replacement fertility of 2.1. The vast majority of Bangladeshis live in rural areas, with only 39% of the population living in urban areas . It has a median age of roughly 28 years, with 26% of the total population aged 14 or younger, and merely 5% aged 65 and above.
Bangladesh is an ethnically and culturally homogeneous society, as Bengalis form 99% of the population. The Adivasi population includes the Chakmas, Marmas, Santhals, Mros, Tanchangyas, Bawms, Tripuris, Khasis, Khumis, Kukis, Garos, and Bisnupriya Manipuris. The Chittagong Hill Tracts region experienced unrest and an insurgency from 1975 to 1997 in an autonomy movement by its indigenous people. Although a peace accord was signed in 1997, the region remains militarised. Urdu-speaking stranded Pakistanis were given citizenship by the Supreme Court in 2008. Bangladesh also hosts over 700,000 Rohingya refugees since 2017, giving it one of the largest refugee populations in the world.
Urban centres
Bangladesh's capital Dhaka and the largest city and is overseen by two city corporations that manage between them the northern and southern parts of the city. There are 12 city corporations which hold mayoral elections: Dhaka South, Dhaka North, Chittagong, Comilla, Khulna, Mymensingh, Sylhet, Rajshahi, Barisal, Rangpur, Gazipur and Narayanganj. Mayors are elected for five-year terms. Altogether there are 506 urban centres in Bangladesh which 43 cities have a population of more than 100,000.
Language
The official and predominant language of Bangladesh is Bengali, which is spoken by more than 98% of the population as their native language. Bengali is described as a dialect continuum where there are various dialects spoken throughout the country. There is a diglossia in which much of the population is able to understand or speak Standard Colloquial Bengali, and in their regional dialects. These include Chittagonian or Sylheti, though some linguists consider them as separate languages.
English plays an important role in Bangladesh's judicial and educational affairs, due to the country's history as part of the British Empire. It is widely spoken and commonly understood, and is taught as a compulsory subject in all schools, colleges and universities, while the English-medium educational system is widely attended.
Tribal languages, although increasingly endangered, include the Chakma language, another native Eastern Indo-Aryan language, spoken by the Chakma people. Others are Garo, Meitei, Kokborok and Rakhine. Among the Austroasiatic languages, the most spoken is the Santali language, native to the Santal people.
The stranded Pakistanis and some sections of the Old Dhakaites often use Urdu as their native tongue, but the usage of the latter remains highly reproached.
Religion
Bangladesh was constitutionally proclaimed as the first secular state of South Asia in 1972. It grants freedom of religion and claims to be "secular in practise" while establishing Islam as the state religion. The constitution bans religion-based politics and discrimination, and proclaims equal recognition of people adhering to all faiths. Islam is the largest religion across the country, being followed by about 91.1% of the population. The vast majority of Bangladeshi citizens are Bengali Muslims, adhering to Sunni Islam. The country is the third-most populous Muslim-majority state in the world and has the fourth-largest overall Muslim population.
Hinduism is followed by 7.9% of the population, mainly by the Bengali Hindus, who form the country's second-largest religious group and the third-largest Hindu community globally, after those in India and Nepal. Buddhism is the third-largest religion, at 0.6% of the population. Bangladeshi Buddhists are concentrated among the tribal ethnic groups in the Chittagong Hill Tracts. At the same time, coastal Chittagong is home to many Bengali Buddhists. Christianity is the fourth-largest religion at 0.3%, followed mainly by a small Bengali Christian minority. 0.1% of the population practices other religions like Animism or is irreligious.
Education
The constitution states that all children shall receive free and compulsory education. Education in Bangladesh is overseen by the Ministry of Education. The Ministry of Primary and Mass Education is responsible for implementing policy for primary education and state-funded schools at a local level. Primary and secondary education is compulsory, and is financed by the state and free of charge in public schools. Bangladesh has a literacy rate of 74.7% per cent as of 2019: 77.4% for males and 71.9% for females. The country's educational system is three-tiered and heavily subsidised, with the government operating many schools at the primary, secondary and higher secondary levels and subsidising many private schools. In the tertiary education sector, the Bangladeshi government funds over 45 state universities through the University Grants Commission (UGC), created by Presidential Order 10 in 1973.
The education system is divided into five levels: primary (first to fifth grade), junior secondary (sixth to eighth grade), secondary (ninth and tenth grade), higher secondary (11th and 12th grade), and tertiary which is university level. According to Hossain 2016, the formal schooling of secondary education in Bangladesh is seven years. The first three years are called junior secondary and include grades six to eight. The next two years are called secondary and include grades nine and ten. The final two years are called higher secondary and include grade eleven and twelve. Based on the information from Hossain 2016 and Daily Star 2010, to pass the fifth grade the Bangladesh Education Ministry requires a public exam called Primary School Certificate (PSC). During the eighth grade students have to pass the Junior School Certificate (JSC) exam to get enrolled in ninth grade, while tenth-grade students have to pass the Secondary School Certificate (SSC) exam to proceed to eleventh grade. Lastly, students have to pass the Higher Secondary Certificate (HSC) exam at grade twelve to apply for university.
Universities in Bangladesh are of three general types: public (government-owned and subsidised), private (privately owned universities) and international (operated and funded by international organisations). The country has 47 public, 105 private and two international universities; Bangladesh National University has the largest enrolment, and the University of Dhaka (established in 1921) is the oldest. Bangladesh University of Engineering and Technology (BUET) is a premiere university for engineering education. University of Chittagong, established in 1966, has the largest campus. Dhaka College, established in 1841, is the oldest educational institution for higher education in Bangladesh. Medical education is provided by 29 government and private medical colleges. All medical colleges are affiliated with the Ministry of Health and Family Welfare.
Bangladesh was ranked 105th in the Global Innovation Index in 2023.
Health
Bangladesh, by the constitution, guarantees healthcare services as a fundamental right to all of its citizens. The Ministry of Health and Family Welfare is the largest institutional healthcare provider in Bangladesh, and contains two divisions: Health Service Division and Medical Education And Family Welfare Division. However, healthcare facilities in Bangladesh are considered less than adequate, although they have improved as the economy has grown and poverty levels have decreased significantly. Bangladesh faces a severe health workforce crisis, as formally-trained providers make up a short percentage of the total health workforce. Significant deficiencies in the treatment practices of village doctors persist, with widespread harmful and inappropriate drug prescribing.
Bangladesh's poor healthcare system suffers from severe underfunding from the government. , some 2.48% of total GDP was attributed to healthcare, and domestic general government spending on healthcare was 18.63% of the total budget, while out-of-pocket expenditures made up the vast majority of the total budget, totalling 72.68%. Domestic private health expenditure was about 75% of the total healthcare expenditure. , there are only 5.3 doctors per 10,000 people, and about six physicians and three nurses per 10,000 people, while the number of hospital beds is 8 per 10,000. The overall life expectancy in Bangladesh at birth was 73 years (71 years for males and 75 years for females) , and it has a comparably high infant mortality rate (24 per 1,000 live births) and child mortality rate (29 per 1,000 live births). Maternal mortality remains high, clocking at 173 per 100,000 live births. Bangladesh is a key source market for medical tourism for various countries, mainly India, due to its citizens dissatisfaction and distrust over their own healthcare system.
The main causes of death are coronary artery disease, stroke, and chronic respiratory disease; comprising 62% and 60% of all adult male and female deaths, respectively. Malnutrition is a major and persistent problem in Bangladesh, mainly affecting the rural regions, more than half of the population suffers from it. Severe acute malnutrition affects 450,000 children, while nearly 2 million children have moderate acute malnutrition. For children under the age of five, 52% are affected by anaemia, 41% are stunted, 16% are wasted, and 36% are underweight. A quarter of women are underweight and around 15% have short stature, while over half also suffer from anaemia.
Culture
Visual arts and crafts
The recorded history of art in Bangladesh can be traced to the 3rd century BCE, when terracotta sculptures were made in the region. In classical antiquity, notable sculptural Hindu, Jain, and Buddhist art developed in the Pala Empire and the Sena dynasty. Islamic art has evolved since the 14th century. The architecture of the Bengal Sultanate saw a distinct style of domed mosques with complex niche pillars that had no minarets. Mughal Bengal's most celebrated artistic tradition was the weaving of Jamdani motifs on fine muslin, which is now classified by UNESCO as an intangible cultural heritage. Jamdani motifs were similar to Iranian textile art (buta motifs) and Western textile art (paisley). The Jamdani weavers in Dhaka received imperial patronage. Ivory and brass were also widely used in Mughal art. Pottery is thoroughly used in Bengali culture.
The modern art movement in Bangladesh took shape during the 1950s, particularly with the pioneering works of Zainul Abedin. East Bengal developed its own modernist painting and sculpture traditions, which were distinct from the art movements in West Bengal. The Art Institute Dhaka has been a significant centre for visual art in the region. Its annual Bengali New Year parade was enlisted as an intangible cultural heritage by UNESCO in 2016.
Modern Bangladesh has produced many of South Asia's leading painters, including SM Sultan, Mohammad Kibria, Shahabuddin Ahmed, Kanak Chanpa Chakma, Kafil Ahmed, Saifuddin Ahmed, Qayyum Chowdhury, Rashid Choudhury, Quamrul Hassan, Rafiqun Nabi and Syed Jahangir, among others. Novera Ahmed and Nitun Kundu were the country's pioneers of modernist sculpture.
In recent times, photography as a medium of art has become popular. Biennial Chobi Mela is considered the largest photography festival in Asia.
Literature
Bengali literature is a millennium-old tradition; the Charyapadas are the earliest examples of Bengali poetry. Sufi spiritualism inspired many Bengali Muslim writers. During the Bengal Sultanate, medieval Bengali writers were influenced by Arabic and Persian works. Sultans of Bengal patronized Bengali literature. Examples include the writings of Maladhar Basu, Bipradas Pipilai, Vijay Gupta, and Yasoraj Khan. The Chandidas are notable lyric poets from the early Medieval Age. Syed Alaol was the bard of Middle Bengali literature. The Bengal Renaissance shaped modern Bengali literature, including novels, short stories, and science fiction. Rabindranath Tagore was the first non-European laureate of the Nobel Prize in Literature and is described as the Bengali Shakespeare. Kazi Nazrul Islam was a revolutionary poet who espoused political rebellion against colonialism and fascism. Begum Rokeya is regarded as the pioneer feminist writer of Bangladesh. Other renaissance icons included Michael Madhusudan Dutt and Sarat Chandra Chattopadhyay.
The writer Syed Mujtaba Ali is noted for his cosmopolitan Bengali worldview. Jasimuddin was a renowned pastoral poet. Shamsur Rahman and Al Mahmud are considered two of the greatest Bengali poets to have emerged in the 20th century. Farrukh Ahmad, Sufia Kamal, Syed Ali Ahsan, Ahsan Habib, Abul Hussain, Shahid Qadri, Fazal Shahabuddin, Abu Zafar Obaidullah, Omar Ali, Al Mujahidi, Syed Shamsul Huq, Nirmalendu Goon, Abid Azad, Hasan Hafizur Rahman and Abdul Hye Sikder are important figures of modern Bangladeshi poetry. Ahmed Sofa is regarded as the most important Bangladeshi intellectual in the post-independence era. Humayun Ahmed was a popular writer of modern Bangladeshi magical realism and science fiction. Notable writers of Bangladeshi fictions include Mir Mosharraf Hossain, Akhteruzzaman Elias, Alauddin Al Azad, Shahidul Zahir, Rashid Karim, Mahmudul Haque, Syed Waliullah, Shahidullah Kaiser, Shawkat Osman, Selina Hossain, Shahed Ali, Razia Khan, Anisul Hoque, and Abdul Mannan Syed.
The annual Ekushey Book Fair and Dhaka Literature Festival, organised by the Bangla Academy, are among the enormous literary festivals in South Asia.
Women
Although , several women occupied a key political office in Bangladesh. Its women continue to live under a patriarchal social regime where violence is common. Whereas in India and Pakistan, women participate less in the workforce as their education increases, the reverse is the case in Bangladesh.
Bengal has a long history of feminist activism dating back to the 19th century. Begum Rokeya and Faizunnessa Chowdhurani played an important role in emancipating Bengali Muslim women from purdah, before the country's division, as well as promoting girls' education. Several women were elected to the Bengal Legislative Assembly in the British Raj. The first women's magazine, Begum, was published in 1948.
In 2008, Bangladeshi female workforce participation stood at 26%. Women dominate blue collar jobs in the Bangladeshi garment industry. Agriculture, social services, healthcare, and education are chosen occupations for Bangladeshi women, while their employment in white collar positions has steadily increased.
Architecture
The architectural traditions of Bangladesh have a 2,500-year-old heritage. Terracotta architecture is a distinct feature of Bengal. Pre-Islamic Bengali architecture reached its pinnacle in the Pala Empire when the Pala School of Sculptural Art established grand structures such as the Somapura Mahavihara. Islamic architecture began developing under the Bengal Sultanate, when local terracotta styles influenced medieval mosque construction.
The Sixty Dome Mosque was the largest medieval mosque built in Bangladesh and is a fine example of Turkic-Bengali architecture. The Mughal style replaced indigenous architecture when Bengal became a province of the Mughal Empire and influenced urban housing development. The Kantajew Temple and Dhakeshwari Temple are excellent examples of late medieval Hindu temple architecture. Indo-Saracenic Revival architecture, based on Indo-Islamic styles, flourished during the British period. The zamindar gentry in Bangladesh built numerous Indo-Saracenic palaces and country mansions, such as the Ahsan Manzil, Tajhat Palace, Dighapatia Palace, Puthia Rajbari and Natore Rajbari.
Bengali vernacular architecture is noted for pioneering the bungalow. Bangladeshi villages consist of thatched roofed houses made of natural materials like mud, straw, wood, and bamboo. In modern times, village bungalows are increasingly made of tin.
Muzharul Islam was the pioneer of Bangladeshi modern architecture. His varied works set the course of modern architectural practice in the country. Islam brought leading global architects, including Louis Kahn, Richard Neutra, Stanley Tigerman, Paul Rudolph, Robert Boughey and Konstantinos Doxiadis, to work in erstwhile East Pakistan. Louis Kahn was chosen to design the National Parliament Complex in Sher-e-Bangla Nagar. Kahn's monumental designs, combining regional red brick aesthetics, his concrete and marble brutalism and the use of lakes to represent Bengali geography, are regarded as one of the masterpieces of the 20th century. In recent times, award-winning architects like Rafiq Azam have set the course of contemporary architecture by adopting influences from the works of Islam and Kahn.
Performing arts
Theatre in Bangladesh includes various forms with a history dating back to the 4th century CE. It includes narrative forms, song and dance forms, supra-personae forms, performances with scroll paintings, puppet theatre and processional forms. The Jatra is the most popular form of Bengali folk theatre.
The dance traditions of Bangladesh include indigenous tribal and Bengali dance forms, as well as classical Indian dances, including the Kathak, Odissi and Manipuri dances.
The music of Bangladesh features the Baul mystical tradition, listed by UNESCO as a Masterpiece of Intangible Cultural Heritage. Fakir Lalon Shah popularised Baul music in the country in the 18th century and it has since been one of the most popular music genres in the country since then. Most modern Bauls are devoted to Lalon Shah. Numerous lyric-based musical traditions, varying from one region to the next, exist, including Gombhira, Bhatiali and Bhawaiya. Folk music is accompanied by a one-stringed instrument known as the ektara. Other instruments include the dotara, dhol, flute, and tabla. Bengali classical music includes Tagore songs and Nazrul Sangeet. Bangladesh has a rich tradition of Indian classical music, which uses instruments like the sitar, tabla, sarod, and santoor. Sabina Yasmin and Runa Laila were considered the leading playback singers in the 1990s, while musicians such as Ayub Bachchu and James are credited with popularising rock music in Bangladesh.
Textiles
The Nakshi Kantha is a centuries-old embroidery tradition for quilts, said to be indigenous to eastern Bengal (Bangladesh). The sari is the national dress for Bangladeshi women. Mughal Dhaka was renowned for producing the finest muslin saris, as well as the famed Dhakai and Jamdani, the weaving of which is listed by UNESCO as one of the masterpieces of humanity's intangible cultural heritage. Bangladesh also produces the Rajshahi silk. The shalwar kameez is also widely worn by Bangladeshi women. In urban areas, some women can be seen in Western clothing. The kurta and sherwani are the national dress of Bangladeshi men; the lungi and dhoti are worn in informal settings. Aside from ethnic wear, domestically tailored suits and neckties are customarily worn by the country's men in offices, in schools, and at social events.
The handloom industry supplies 60–65% of the country's clothing demand. The Bengali ethnic fashion industry has flourished. The retailer Aarong is one of South Asia's most successful ethnic wear brands. The development of the Bangladesh textile industry, which supplies leading international brands, has promoted the local production and retail of modern Western attire. The country now has several expanding local brands like Westecs and Yellow. Bangladesh is the world's second-largest garment exporter. Among Bangladesh's fashion designers, Bibi Russell has received international acclaim for her "Fashion for Development" shows.
Cuisine
Bangladeshi cuisine, formed by its geographic location and climate, is rich and diverse; sharing its culinary heritage with the neighbouring Indian state of West Bengal. White rice is the staple, and along with fish, forms the culinary base. Varieties of leaf vegetables, potatoes, gourds and lentils (dal) also play an important role. Curries of beef, mutton, chicken and duck are commonly consumed, along with multiple types of bhortas, bhajis and torkaris. Mughal-influenced dishes include kormas, kalias, biryanis, pulaos, teharis and khichuris. Among the various spices, turmeric, fenugreek, nigella, coriander, anise, cardamom and chili powder are widely used; a famous spice mix is the panch phoron. Condiments and herbs used include red onions, green chillies, garlic, ginger, cilantro, and mint. Coconut milk, mustard paste, mustard seeds, mustard oil, ghee, achars and chutneys are also widely used in the cuisine.
Fish is the main source of protein, owing to the country's riverine geography, and it is often enjoyed with its roe. The hilsa is the national fish and is immensely popular; a famous dish is shorshe ilish. Rohu, pangas, tilapia, lobsters, shrimps and dried fish (shutki) are also widely consumed, with the chingri malai curry being a famous shrimp dish. In Chittagong, famous dishes include kala bhuna and mezban, the latter being a traditionally popular feast, featuring the serving of mezbani gosht, a hot and spicy beef curry. In Sylhet, the shatkora lemons are used to marinate dishes, a notable one is beef hatkora. Among the tribal communities in the Chittagong Hill Tracts, cooking with bamboo shoots is popular. Khulna is renowned for using chui jhal (piper chaba) in its meat-based dishes.
Bangladesh has a vast spread of desserts, including distinctive sweets such as the rôshogolla, roshmalai, chomchom, sondesh, mishti doi and kalojaam, and jilapi. Pithas are traditional boiled desserts made with rice or fruits. Halwa and shemai, the latter being a variation of vermicelli; are popular desserts during religious festivities. Ruti, naan, paratha, luchi and bakarkhani are the main local breads. Hot milk tea is the most commonly consumed beverage in the country, being the centre of addas. Borhani, mattha and lassi are popular traditionally consumed beverages. Kebabs are widely popular, particularly seekh kebab, chapli kebab, shami kebab, chicken tikka and shashlik, along with various types of chaaps. Popular street foods include chotpoti, jhal muri and fuchka.
Festivals
Pahela Baishakh, the Bengali new year, is the major festival of Bengali culture and sees widespread festivities. Of the major holidays celebrated in Bangladesh, only Pahela Baishakh comes without any pre-existing expectations (specific religious identity, a culture of gift-giving, etc.) and has become an occasion for celebrating the simpler, rural roots of Bengal. Other cultural festivals include Nabonno and Poush Parbon, Bengali harvest festivals.
The Muslim festivals of Eid al-Fitr, Eid al-Adha, Mawlid, Muharram, Chand Raat, Shab-e-Barat; the Hindu festivals of Durga Puja, Janmashtami and Rath Yatra; the Buddhist festival of Buddha Purnima, which marks the birth of Gautama Buddha, and the Christian festival of Christmas are national holidays in Bangladesh and see the most widespread celebrations in the country. The two Eids are celebrated with a long streak of public holidays and allow celebrating the festivals with their families outside the city.
Alongside national days like the remembrance of 21 February 1952 Language Movement Day (declared as International Mother Language Day by UNESCO in 1999), Independence Day and Victory Day. On Language Movement Day, people congregate at the Shaheed Minar in Dhaka to remember the national heroes of the Bengali Language Movement. Similar gatherings are observed at the National Martyrs' Memorial on Independence Day and Victory Day to remember the national heroes of the Bangladesh Liberation War.
Sports
In rural Bangladesh, several traditional indigenous sports such as Kabaddi, Boli Khela, Lathi Khela and Nouka Baich remain fairly popular. While Kabaddi is the national sport, Cricket is the most popular sport in the country. The national cricket team participated in their first Cricket World Cup in 1999 and the following year was granted Test cricket status. Bangladesh reached the quarter-final of the 2015 Cricket World Cup, the semi-final of the 2017 ICC Champions Trophy and they reached the final of the Asia Cup 3 times – in 2012, 2016, and 2018. Shakib Al Hasan is widely regarded as one of the greatest All-rounders in the history of Cricket and as one of the greatest Bangladeshi sportsman ever. On 9 February 2020, the Bangladesh youth national cricket team won the men's Under-19 Cricket World Cup, held in South Africa. This was Bangladesh's first World Cup victory. Women's Cricket saw significant progress in the 2010s decade in Bangladesh. In 2018, the Bangladesh women's national cricket team won the 2018 Women's Twenty20 Asia Cup defeating India women's national cricket team in the final.
Football is also a leading sport in Bangladesh. Although football was seen as the most popular sport in the country before the 21st century, success in cricket has overshadowed its previous popularity. The first instance of a national football team was the emergence of the Shadhin Bangla Team, which played friendly matches throughout India to raise international awareness about the Bangladesh Liberation War in 1971. On 26 July 1971, the team's captain, Zakaria Pintoo, became the first person to hoist the Bangladesh flag on foreign land before their match in Nadia district of West Bengal. Following independence, the national football team participated in the AFC Asian Cup (1980), becoming only the second South Asian team to do so. Bangladesh's most notable achievements in football include the 2003 SAFF Gold Cup and 1999 South Asian Games. In 2022, the Bangladesh women's national football team won the 2022 SAFF Women's Championship.
Bangladesh archers Ety Khatun and Roman Sana won several gold medals winning all the 10 archery events (both individual and team events) in the 2019 South Asian Games. The National Sports Council regulates 42 sporting federations. Chess is very popular in Bangladesh. Bangladesh has five grandmasters in chess. Among them, Niaz Murshed was the first grandmaster in South Asia. In 2010, mountain climber Musa Ibrahim became the first Bangladeshi climber to conquer Mount Everest. Wasfia Nazreen is the first Bangladeshi climber to climb the Seven Summits.
Bangladesh hosts several international tournaments. Bangabandhu Cup is an international football tournament hosted in the country. Bangladesh hosted the South Asian Games several times. In 2011, Bangladesh co-hosted the ICC Cricket World Cup 2011 with India and Sri Lanka. Bangladesh solely hosted the 2014 ICC World Twenty20 championship. Bangladesh hosted the Asia Cup Cricket Tournament in 2000, 2012, 2014 and 2016.
Media and cinema
The Bangladeshi press is diverse and privately owned. Over 200 newspapers are published in the country. Bangladesh Betar is a state-run radio service. The British Broadcasting Corporation operates the popular BBC Bangla news and current affairs service. Bengali broadcasts from Voice of America are also very popular. Bangladesh Television (BTV) is a state-owned television network. More than 20 privately owned television networks, including several news channels. Freedom of the media remains a major concern due to government attempts at censorship and the harassment of journalists.
The cinema of Bangladesh dates back to 1898 when films began screening at the Crown Theatre in Dhaka. The Dhaka Nawab Family patronised the production of several silent films in the 1920s and 30s. In 1931, the East Bengal Cinematograph Society released the first full-length feature film in Bangladesh, titled Last Kiss. The first feature film in East Pakistan, Mukh O Mukhosh, was released in 1956. During the 1960s, 25–30 films were produced annually in Dhaka. By the 2000s, Bangladesh produced 80–100 films a year. While the Bangladeshi film industry has achieved limited commercial success, the country has produced notable independent filmmakers. Zahir Raihan was a prominent documentary maker assassinated in 1971. Tareque Masud is regarded as one of Bangladesh's outstanding directors. Masud was honoured by FIPRESCI at the 2002 Cannes Film Festival for his film The Clay Bird. Tanvir Mokammel, Mostofa Sarwar Farooki, Humayun Ahmed, Alamgir Kabir, Chashi Nazrul Islam and Sohanur Rahman Sohan, who was best known in Dhallywood for directing romantic films. His film Ananta Bhalobasha released in 1999 marked a turning point in Bangladeshi cinema by introducing Shakib Khan, who is now one of the biggest superstars in the industry, are some of the prominent directors of Bangladeshi cinema. Bangladesh has a very active film society culture. It started in 1963 in Dhaka. Now around 40 Film Societies are active all over Bangladesh. Federation of Film Societies of Bangladesh is the parent organisation of the film society movement of Bangladesh. Active film societies include the Rainbow Film Society, Children's Film Society, Moviyana Film Society, and Dhaka University Film Society.
Museums and libraries
The Varendra Research Museum is the oldest museum in Bangladesh. It houses important collections from both the pre-Islamic and Islamic periods, including the sculptures of the Pala-Sena School of Art and the Indus Valley civilisation, and Sanskrit, Arabic, and Persian manuscripts and inscriptions. The Ahsan Manzil, the former residence of the Nawab of Dhaka, is a national museum housing collections from the British Raj.
The Tajhat Palace Museum preserves artifacts of the rich cultural heritage of North Bengal, including Hindu-Buddhist sculptures and Islamic manuscripts. The Mymensingh Museum houses the personal antique collections of Bengali aristocrats in central Bengal. The Ethnological Museum of Chittagong showcases the lifestyle of various tribes in Bangladesh. The Bangladesh National Museum is located in Ramna, Dhaka, and has a rich collection of antiquities. The Liberation War Museum documents the Bangladeshi struggle for independence and the 1971 genocide.
The Hussain Shahi dynasty established royal libraries during the Bengal Sultanate. Libraries were established in each district of Bengal by the Zamindar gentry during the Bengal Renaissance in the 19th century. The trend of establishing libraries continued until the beginning of World War II. In 1854, four major public libraries were opened, including the Bogra Woodburn Library, the Rangpur Public Library, the Jessore Institute Public Library, and the Barisal Public Library.
The Northbrook Hall Public Library was established in Dhaka in 1882 in honour of Lord Northbrook, the Governor-General. Other libraries inaugurated in the British period included the Victoria Public Library, Natore (1901), the Sirajganj Public Library (1882), the Rajshahi Public Library (1884), the Comilla Birchandra Library (1885), the Shah Makhdum Institute Public Library, Rajshahi (1891), the Noakhali Town Hall Public Library (1896), the Prize Memorial Library, Sylhet (1897), the Chittagong Municipality Public Library (1904) and the Varendra Research Library (1910). The Great Bengal Library Association was formed in 1925. The Central Public Library of Dhaka was established in 1959. The National Library of Bangladesh was established in 1972. The World Literature Centre, founded by Ramon Magsaysay Award winner Abdullah Abu Sayeed, is noted for operating numerous mobile libraries across Bangladesh and was awarded the UNESCO Jon, Amos Comenius Medal.
See also
Index of Bangladesh-related articles
Outline of Bangladesh
References
Cited sources
Further reading
Ahmed, Nizam. The Parliament of Bangladesh (Routledge, 2018).
Baxter, Craig. Bangladesh: From a nation to a state (Routledge, 2018).
Hasnat, GN Tanjina, Md Alamgir Kabir, and Md Akhter Hossain. "Major environmental issues and problems of South Asia, particularly Bangladesh." Handbook of environmental materials management (2018): 1-40. online
Iftekhar Iqbal (2010) The Bengal Delta: Ecology, State and Social Change, 1840–1943 (Palgrave Macmillan)
Islam, Saiful, and Md Ziaur Rahman Khan. "A review of the energy sector of Bangladesh." Energy Procedia 110 (2017): 611–618. online
Jannuzi, F. Tomasson, and James T. Peach. The agrarian structure of Bangladesh: An impediment to development (Routledge, 2019).
M. Mufakharul Islam (edited) (2004) Socio-Economic History of Bangladesh: essays in memory of Professor Shafiqur Rahman, 1st Edition, Asiatic Society of Bangladesh,
M. Mufakharul Islam (2007) Bengal Agriculture 1920–1946: A Quantitative Study (Cambridge University Press),
Prodhan, Mohit. "The educational system in Bangladesh and scope for improvement." Journal of International Social Issues 4.1 (2016): 11–23. online
Riaz, Ali. Bangladesh: A political history since independence (Bloomsbury Publishing, 2016).
Shelley, Israt J., et al. "Rice cultivation in Bangladesh: present scenario, problems, and prospects." Journal of International Cooperation for Agricultural Development 14.4 (2016): 20–29. online
Sirajul Islam (edited) (1997) History of Bangladesh 1704–1971(Three Volumes: Vol 1: Political History, Vol 2: Economic History Vol 3: Social and Cultural History), 2nd Edition (Revised New Edition), The Asiatic Society of Bangladesh,
Sirajul Islam (Chief Editor) (2003) Banglapedia: A National Encyclopedia of Bangladesh.(10 Vols. Set), (written by 1300 scholars & 22 editors) The Asiatic Society of Bangladesh,
Van Schendel, Willem. A history of Bangladesh (Cambridge University Press, 2020).
External links
Government
Official Site of Bangladesh Investment Development Authority
General information
Bangladesh. The World Factbook. Central Intelligence Agency.
Bangladesh from the BBC News
Bangladesh from UCB Libraries GovPubs
Key Development Forecasts for Bangladesh from International Futures
Bengal
Countries in Asia
Countries and territories where Bengali is an official language
Republics in the Commonwealth of Nations
Developing 8 Countries member states
Former British colonies and protectorates in Asia
Least developed countries
Member states of the Commonwealth of Nations
Member states of the Organisation of Islamic Cooperation
Member states of the South Asian Association for Regional Cooperation
Member states of the United Nations
South Asian countries
States and territories established in 1971
1971 establishments in Asia
Geographical articles missing image alternative text
Member states of the BRICS Development Bank |
3455 | https://en.wikipedia.org/wiki/Barbados | Barbados | Barbados ( ; ; ) is an island country in the Lesser Antilles of the West Indies, in the Caribbean region of North America and the most easterly of the Caribbean Islands. It lies on the boundary of the South American and the Caribbean Plates. Its capital and largest city is Bridgetown.
Inhabited by Kalinago people since the 13th century, and prior to that by other Amerindians, Spanish navigators took possession of Barbados in the late 15th century, claiming it for the Crown of Castile. It first appeared on a Spanish map in 1511. The Portuguese Empire claimed the island between 1532 and 1536, but abandoned it in 1620 with their only remnants being an introduction of wild boars for a good supply of meat whenever the island was visited. An English ship, the Olive Blossom, arrived in Barbados on 14 May 1625; its men took possession of the island in the name of King James I. In 1627, the first permanent settlers arrived from England, and Barbados became an English and later British colony. During this period, the colony operated on a plantation economy, relying on the labour of African slaves who worked on the island's plantations. Slavery continued until it was phased out through most of the British Empire by the Slavery Abolition Act 1833.
On 30 November 1966, Barbados gained independence and became a Commonwealth realm with Elizabeth II as Queen of Barbados. On 30 November 2021, Barbados transitioned to a republic within the Commonwealth.
Barbados's population is predominantly of African ancestry. While it is technically an Atlantic island, Barbados is closely associated with the Caribbean and is ranked as one of its leading tourist destinations.
Etymology
The name "Barbados" is from either the Portuguese term or the Spanish equivalent, , both meaning "the bearded ones". It is unclear whether "bearded" refers to the long, hanging roots of the bearded fig-tree (Ficus citrifolia), a species of banyan indigenous to the island, or to the allegedly bearded Caribs who once inhabited the island, or, more fancifully, to a visual impression of a beard formed by the sea foam that sprays over the outlying coral reefs. In 1519, a map produced by the Genoese mapmaker Visconte Maggiolo showed and named Barbados in its correct position. Furthermore, the island of Barbuda in the Leewards is very similar in name and was once named "" by the Spanish.
The original name for Barbados in the Pre-Columbian era was , according to accounts by descendants of the indigenous Arawakan-speaking tribes in other regional areas, with possible translations including "Red land with white teeth" or "Redstone island with teeth outside (reefs)" or simply "Teeth".
Colloquially, Barbadians refer to their home island as "Bim" or other nicknames associated with Barbados, including "Bimshire". The origin is uncertain, but several theories exist. The National Cultural Foundation of Barbados says that "Bim" was a word commonly used by slaves, and that it derives from the Igbo term from meaning "my home, kindred, kind"; the Igbo phoneme in the Igbo orthography is very close to . The name could have arisen due to the relatively large percentage of Igbo slaves from modern-day southeastern Nigeria arriving in Barbados in the 18th century. The words "Bim" and "Bimshire" are recorded in the Oxford English Dictionary and Chambers Twentieth Century Dictionaries. Another possible source for "Bim" is reported to be in the Agricultural Reporter of 25 April 1868, where the Rev. N. Greenidge (father of one of the island's most famous scholars, Abel Hendy Jones Greenidge) suggested that Bimshire was "introduced by an old planter listing it as a county of England". Expressly named were "Wiltshire, Hampshire, Berkshire and Bimshire". Lastly, in the Daily Argosy (of Demerara, i.e. Guyana) of 1652, there is a reference to Bim as a possible corruption of "Byam", the name of a Royalist leader against the Parliamentarians. That source suggested the followers of Byam became known as "Bims" and that this became a word for all Barbadians.
History
Geological history
About 700 thousand years ago, the island emerged from the ocean as a result of a rising body of soft rock in the mantle known as a diapir, located under Barbados, pushing it upwards. This process is still happening, and makes the island rise about 30 centimeters on average every thousand years. Currently, dozens of inland sea reefs still dominate coastal features within terraces and cliffs of the island.
Pre-colonial period
Archeological evidence suggests humans may have first settled or visited the island circa 1600 BC. More permanent Amerindian settlement of Barbados dates to about the 4th to 7th centuries AD, by a group known as the Saladoid-Barrancoid. Settlements of Arawaks from South America appeared by around 800 AD and again in the 12th–13th century. The Kalinago (called "Caribs" by the Spanish) visited the island regularly, although there is no evidence of permanent settlement.
European arrival
It is uncertain which European nation arrived first in Barbados, which probably would have been at some point in the 15th century or 16th century. One lesser-known source points to earlier revealed works antedating contemporary sources, indicating it could have been the Spanish. Many, if not most, believe the Portuguese, en route to Brazil, were the first Europeans to come upon the island. The island was largely ignored by Europeans, though Spanish slave raiding is thought to have reduced the native population, with many fleeing to other islands.
English settlement in the 17th century
The first English ship, which had arrived on 14 May 1625, was captained by John Powell. The first settlement began on 17 February 1627, near what is now Holetown (formerly Jamestown, after King James I of England), by a group led by John Powell's younger brother, Henry, consisting of 80 settlers and 10 English indentured labourers. Some sources state that some Africans were amongst these first settlers.
The settlement was established as a proprietary colony and funded by Sir William Courten, a City of London merchant who acquired the title to Barbados and several other islands. The first colonists were actually tenants, and much of the profits of their labour returned to Courten and his company. Courten's title was later transferred to James Hay, 1st Earl of Carlisle, in what was called the "Great Barbados Robbery". Carlisle then chose as governor Henry Powell, who established the House of Assembly in 1639, in an effort to appease the planters, who might otherwise have opposed his controversial appointment.
In the period 1640–1660, the West Indies attracted more than two-thirds of the total number of English emigrants to the Americas. By 1650, there were 44,000 settlers in the West Indies, as compared to 12,000 on the Chesapeake and 23,000 in New England. Most English arrivals were indentured. After five years of labour, they were given "freedom dues" of about £10, usually in goods. Before the mid-1630s, they also received of land, but after that time the island filled and there was no more free land. During the Cromwellian era (1650s) this included a large number of prisoners-of-war, vagrants and people who were illicitly kidnapped, who were forcibly transported to the island and sold as servants. These last two groups were predominantly Irish, as several thousand were infamously rounded up by English merchants and sold into servitude in Barbados and other Caribbean islands during this period, a practice that came to be known as being Barbadosed. Cultivation of tobacco, cotton, ginger and indigo was thus handled primarily by European indentured labour until the start of the sugar cane industry in the 1640s and the growing reliance on and importation of African slaves.
Parish registers from the 1650s show that, for the white population, there were four times as many deaths as marriages. The mainstay of the infant colony's economy was the growth export of tobacco, but tobacco prices eventually fell in the 1630s as Chesapeake production expanded.
Effects of the English Civil War
Around the same time, fighting during the War of the Three Kingdoms and the Interregnum spilled over into Barbados and Barbadian territorial waters. The island was not involved in the war until after the execution of Charles I, when the island's government fell under the control of Royalists (ironically the Governor, Philip Bell, remaining loyal to Parliament while the Barbadian House of Assembly, under the influence of Humphrey Walrond, supported Charles II). To try to bring the recalcitrant colony to heel, the Commonwealth Parliament passed an act on 3 October 1650 prohibiting trade between England and Barbados, and because the island also traded with the Netherlands, further Navigation Acts were passed, prohibiting any but English vessels trading with Dutch colonies. These acts were a precursor to the First Anglo-Dutch War. The Commonwealth of England sent an invasion force under the command of Sir George Ayscue, which arrived in October 1651. Ayscue, with a smaller force that included Scottish prisoners, surprised a larger force of Royalists, but had to resort to spying and diplomacy ultimately. On 11 January 1652, the Royalists in the House of Assembly led by Lord Willoughby surrendered, which marked the end of royalist privateering as a major threat. The conditions of the surrender were incorporated into the Charter of Barbados (Treaty of Oistins), which was signed at the Mermaid's Inn, Oistins, on 17 January 1652.
Irish people in Barbados
Starting with Cromwell, a large percentage of the white labourer population were indentured servants and involuntarily transported people from Ireland. Irish servants in Barbados were often treated poorly, and Barbadian planters gained a reputation for cruelty. The decreased appeal of an indenture on Barbados, combined with enormous demand for labour caused by sugar cultivation, led to the use of involuntary transportation to Barbados as a punishment for crimes, or for political prisoners, and also to the kidnapping of labourers who were deported to Barbados. Irish indentured servants were a significant portion of the population throughout the period when white servants were used for plantation labour in Barbados, and while a "steady stream" of Irish servants entered the Barbados throughout the 17th century, Cromwellian efforts to pacify Ireland created a "veritable tidal wave" of Irish labourers who were sent to Barbados during the 1650s. Due to inadequate historical records, the total number of Irish labourers sent to Barbados is unknown, and estimates have been "highly contentious". While one historical source estimated that as many as 50,000 Irish people were deported to either Barbados or Virginia during the 1650s, this estimate is "quite likely exaggerated". Another estimate that 12,000 Irish prisoners had arrived in Barbados by 1655 has been described as "probably exaggerated" by historian Richard B. Sheridan. According to historian Thomas Bartlett, it is "generally accepted" that approximately 10,000 Irish were deported to the West Indies and approximately 40,000 came as voluntary indentured servants, while many also travelled as voluntary, un-indentured emigrants.
The sugar revolution
The introduction of sugar cane from Dutch Brazil in 1640 completely transformed society, the economy and the physical landscape. Barbados eventually had one of the world's biggest sugar industries. One group instrumental in ensuring the early success of the industry was the Sephardic Jews, who had originally been expelled from the Iberian peninsula, to end up in Dutch Brazil. As the effects of the new crop increased, so did the shift in the ethnic composition of Barbados and surrounding islands. The workable sugar plantation required a large investment and a great deal of heavy labour. At first, Dutch traders supplied the equipment, financing, and African slaves, in addition to transporting most of the sugar to Europe. In 1644 the population of Barbados was estimated at 30,000, of which about 800 were of African ancestry, with the remainder mainly of English ancestry. These English smallholders were eventually bought out and the island filled up with large sugar plantations worked by African slaves. By 1660 there was near parity with 27,000 blacks and 26,000 whites. By 1666 at least 12,000 white smallholders had been bought out, died, or left the island, many choosing to emigrate to Jamaica or the American Colonies (notably the Carolinas). As a result, Barbados enacted a slave code as a way of legislatively controlling its black slave population. The law's text was influential in laws in other colonies.
By 1680 there were 20,000 free whites and 46,000 enslaved Africans; by 1724, there were 18,000 free whites and 55,000 enslaved Africans.
18th and 19th centuries
The harsh conditions endured by the slaves resulted in several planned slave rebellions, the largest of which was Bussa's rebellion in 1816 which was rapidly suppressed by the colonial authorities. In 1819, another slave revolt broke out on Easter Day. The revolt was put down in blood, with heads being displayed on stakes. Nevertheless, the brutality of the repression shocked even England and strengthened the abolitionist movement. Growing opposition to slavery led to its abolition in the British Empire in 1833. The plantocracy class retained control of political and economic power on the island, with most workers living in relative poverty.
The 1780 hurricane killed more than 4,000 people on Barbados. In 1854, a cholera epidemic killed more than 20,000 inhabitants.
20th century before independence
Deep dissatisfaction with the situation on Barbados led many to emigrate. Things came to a head in the 1930s during the Great Depression, as Barbadians began demanding better conditions for workers, the legalisation of trade unions and a widening of the franchise, which at that point was limited to male property owners. As a result of the increasing unrest the British sent a commission, called the West Indies Royal Commission, or Moyne Commission, in 1938, which recommended enacting many of the requested reforms on the islands. As a result, Afro-Barbadians began to play a much more prominent role in the colony's politics, with universal suffrage being introduced in 1950.
Prominent among these early activists was Grantley Herbert Adams, who helped found the Barbados Labour Party (BLP) in 1938. He became the first Premier of Barbados in 1953, followed by fellow BLP-founder Hugh Gordon Cummins from 1958 to 1961. A group of left-leaning politicians who advocated swifter moves to independence broke off from the BLP and founded the Democratic Labour Party (DLP) in 1955. The DLP subsequently won the 1961 Barbadian general election and their leader Errol Barrow became premier.
Full internal self-government was enacted in 1961. Barbados joined the short-lived West Indies Federation from 1958 to 1962, later gaining full independence on 30 November 1966. Errol Barrow became the country's first prime minister. Barbados opted to remain within the Commonwealth of Nations. The broken trident on its national flag recalls its legacy when Barbados was a British colony and symbolises that it has broken away from three centuries of colonial rule.
The effect of independence meant that the Queen of the United Kingdom ceased to have sovereignty over Barbados, but the island chose to remain a constitutional monarchy with Elizabeth II as Queen of Barbados. The monarch was represented locally by a Governor-General.
Post-independence era
The Barrow government sought to diversify the economy away from agriculture, seeking to boost industry and the tourism sector. Barbados was also at the forefront of regional integration efforts, spearheading the creation of CARIFTA and CARICOM. The DLP lost the 1976 Barbadian general election to the BLP under Tom Adams. Adams adopted a more conservative and strongly pro-Western stance, allowing the Americans to use Barbados as the launchpad for their invasion of Grenada in 1983. Adams died in office in 1985 and was replaced by Harold Bernard St. John; however, St. John lost the 1986 Barbadian general election, which saw the return of the DLP under Errol Barrow, who had been highly critical of the US intervention in Grenada. Barrow, too, died in office, and was replaced by Lloyd Erskine Sandiford, who remained Prime Minister until 1994.
Owen Arthur of the BLP won the 1994 Barbadian general election, remaining Prime Minister until 2008. Arthur was a strong advocate of republicanism, though a planned referendum to replace Queen Elizabeth as Head of State in 2008 never took place. The DLP won the 2008 Barbadian general election, but the new Prime Minister David Thompson died in 2010 and was replaced by Freundel Stuart. The BLP returned to power in 2018 under Mia Mottley, who became Barbados's first female Prime Minister.
Transition to republic
The Government of Barbados announced on 15 September 2020 that it intended to become a republic by 30 November 2021, the 55th anniversary of its independence resulting in the replacement of the Barbadian monarchy with an elected president. Barbados would then cease to be a Commonwealth realm, but could maintain membership in the Commonwealth of Nations, like Guyana and Trinidad and Tobago.
On 20 September 2021, just over a full year after the announcement for the transition was made, the Constitution (Amendment) (No. 2) Bill, 2021 was introduced to the Parliament of Barbados. Passed on 6 October, the Bill made amendments to the Constitution of Barbados, introducing the office of the president of Barbados to replace the role of Elizabeth II as Queen of Barbados. The following week, on 12 October 2021, incumbent Governor-General of Barbados Sandra Mason was jointly nominated by the Prime Minister and Leader of the Opposition as candidate to be the first president of Barbados, and was subsequently elected on 20 October. Mason took office on 30 November 2021. Prince Charles, the heir apparent to the Barbadian Crown at the time, attended the swearing-in ceremony in Bridgetown at the invitation of the Government of Barbados.
Queen Elizabeth sent a message of congratulations to President Mason and the people of Barbados, saying: "As you celebrate this momentous day, I send you and all Barbadians my warmest good wishes for your happiness, peace and prosperity in the future."
A survey that was conducted between 23 October 2021, and 10 November 2021, by the University of the West Indies showed 34% of respondents being in favour of transitioning to a republic, while 30% were indifferent. Notably, no overall majority was found in the survey; with 24% not indicating a preference, and the remaining 12% being opposed to the removal of Queen Elizabeth.
On 20 June 2022, a Constitutional Review Commission was formed and sworn in by Jeffrey Gibson (who, at the time, was serving temporarily as Acting President of Barbados) to review the Constitution of Barbados.
The Commission will have an 18-month timeline to complete its work. They are expected to solicit input from members of the public in Barbados via a series of face-to-face and online events.
Geography and climate
Barbados is situated in the Atlantic Ocean, east of the other West Indies Islands. Barbados is the easternmost island in the Lesser Antilles. It is long and up to wide, covering an area of . It lies about east of both the countries of Saint Lucia and Saint Vincent and the Grenadines; south-east of Martinique and north-east of Trinidad and Tobago. It is flat in comparison to its island neighbours to the west, the Windward Islands. The island rises gently to the central highland region known as Scotland District, with the highest point being Mount Hillaby above sea level.
In the parish of Saint Michael lies Barbados's capital and main city, Bridgetown, containing one third of the country's population. Other major towns scattered across the island include Holetown, in the parish of Saint James; Oistins, in the parish of Christ Church; and Speightstown, in the parish of Saint Peter.
Geology
Barbados lies on the boundary of the South American and the Caribbean Plates. The subduction of the South American plate beneath the Caribbean plate scrapes sediment from the South American plate and deposits it above the subduction zone forming an accretionary prism. The rate of this depositing of material allows Barbados to rise at a rate of about per 1,000 years. This subduction means geologically the island is composed of coral roughly thick, where reefs formed above the sediment. The land slopes in a series of "terraces" in the west and goes into an incline in the east. A large proportion of the island is circled by coral reefs.
The erosion of limestone in the northeast of the island, in the Scotland District, has resulted in the formation of various caves and gullies. On the Atlantic east coast of the island coastal landforms, including stacks, have been created due to the limestone composition of the area. Also notable in the island is the rocky cape known as Pico Teneriffe or Pico de Tenerife, which is named after the fact that the island of Tenerife in Spain is the first land east of Barbados according to the belief of the locals.
Climate
The country generally experiences two seasons, one of which includes noticeably higher rainfall. Known as the "wet season", this period runs from June to December. By contrast, the "dry season" runs from December to May. Annual precipitation ranges between .
From December to May the average temperatures range from , while between June and November, they range from .
On the Köppen climate classification scale, much of Barbados is regarded as a tropical monsoon climate (Am). However, breezes of abound throughout the year and give Barbados a climate which is moderately tropical.
Infrequent natural hazards include earthquakes, landslips, and hurricanes. Barbados lies outside the principal Atlantic hurricane belt and is often spared the worst effects of the region's tropical storms and hurricanes during the rainy season. Its location in the south-east of the Caribbean region puts the country just outside the principal hurricane strike zone. On average, a major hurricane strikes about once every 26 years. The last significant hit from a hurricane to cause severe damage to Barbados was Hurricane Janet in 1955; in 2010 the island was struck by Hurricane Tomas, but this caused only minor damage across the country as it was only at Tropical Storm level of formation.
Environmental issues
Barbados is susceptible to environmental pressures. As one of the world's most densely populated isles, the government worked during the 1990s to aggressively integrate the growing south coast of the island into the Bridgetown Sewage Treatment Plant to reduce contamination of offshore coral reefs. As of the first decade of the 21st century, a second treatment plant has been proposed along the island's west coast. Being so densely populated, Barbados has made great efforts to protect its underground aquifers.
As a coral-limestone island, Barbados is highly permeable to seepage of surface water into the earth. The government has placed great emphasis on protecting the catchment areas that lead directly into the huge network of underground aquifers and streams. On occasion illegal squatters have breached these areas, and the government has removed squatters to preserve the cleanliness of the underground springs which provide the island's drinking water.
The government has placed a huge emphasis on keeping Barbados clean with the aim of protecting the environment and preserving offshore coral reefs which surround the island. Many initiatives to mitigate human pressures on the coastal regions of Barbados and seas come from the Coastal Zone Management Unit (CZMU). Barbados has nearly of coral reefs just offshore and two protected marine parks have been established off the west coast. Overfishing is another threat which faces Barbados.
Although on the opposite side of the Atlantic, and some west of Africa, Barbados is one of many places in the American continent that experience heightened levels of mineral dust from the Sahara Desert. Some particularly intense dust episodes have been blamed partly for the impacts on the health of coral reefs surrounding Barbados or asthmatic episodes, but evidence has not wholly supported the former claim.
Access to biocapacity in Barbados is much lower than world average. In 2016, Barbados had 0.17 global hectares of biocapacity per person within its territory, much less than the world average of 1.6 global hectares per person. In 2016 Barbados used 0.84 global hectares of biocapacity per person - their ecological footprint of consumption. This means they use approximately five times as much biocapacity as Barbados contains. As a result, Barbados is running a biocapacity deficit.
Wildlife
Barbados is host to four species of nesting turtles (green turtles, loggerheads, hawksbill turtles, and leatherbacks) and has the second-largest hawksbill turtle-breeding population in the Caribbean. The driving of vehicles on beaches can crush nests buried in the sand and such activity is discouraged in nesting areas.
Barbados is also the host to the green monkey. The green monkey is found in West Africa from Senegal to the Volta River. It has been introduced to the Cape Verde islands off north-western Africa, and the West Indian islands of Saint Kitts, Nevis, Saint Martin, and Barbados. It was introduced to the West Indies in the late 17th century when slave trade ships travelled to the Caribbean from West Africa. The green monkey is considered a very curious and mischievous/troublesome animal by locals.
Demographics
The 2010 national census conducted by the Barbados Statistical Service reported a resident population of 277,821, of which 144,803 were female and 133,018 were male.
The life expectancy for Barbados residents is 80 years. The average life expectancy is 83 years for females and 79 years for males (2020). Barbados and Japan have the highest per capita occurrences of centenarians in the world.
The crude birth rate is 12.23 births per 1,000 people, and the crude death rate is 8.39 deaths per 1,000 people. The infant mortality rate is 11.63 infant deaths per 1,000 live births.
Ethnic groups
Close to 90% of all Barbadians (also known colloquially as "Bajan") are of Afro-Caribbean ancestry ("Afro-Bajans") and mixed ancestry. The remainder of the population includes groups of Europeans ("Anglo-Bajans" / "Euro-Bajans") mainly from the United Kingdom, Ireland, Germany, and Italy. Other European groups consisted of the French, Austrians, Spaniards, and Russians. Asians, predominantly from Hong Kong and India (both Hindu and Muslim) make up less than 1% of the population.
Other groups in Barbados include people from the United States and Canada. Barbadians who return after years of residence in the United States and children born in America to Bajan parents are called "Bajan Yankees", a term considered derogatory by some. Generally, Bajans recognise and accept all "children of the island" as Bajans, and refer to each other as such.
The biggest communities outside the Afro-Caribbean community are:
The Indo-Guyanese, an important part of the economy due to the increase of immigrants from partner country Guyana. There are reports of a growing Indo-Bajans diaspora originating from Guyana and India starting around 1990. Predominantly from southern India, they are growing in size but are smaller than the equivalent communities in Trinidad and Guyana. The Muslim Barbadians of Indian origin are largely of Gujarati ancestry. Many small businesses in Barbados are run and operated by Muslim-Indian Bajans.
Euro-Bajans (5% of the population) have settled in Barbados since the 17th century, originating from England, Ireland, Portugal, and Scotland. In 1643, there were 37,200 whites in Barbados (86% of the population). More commonly they are known as "White Bajans". Euro-Bajans introduced folk music, such as Irish music and Highland music, and certain place names, such as "Scotland District", a hilly region in the parish of St. Andrew. Among White Barbadians there exists an underclass known as Redlegs comprising followers of the Duke of Monmouth after his defeat at the Battle of Sedgemoor, as well as the descendants of Irish indentured labourers and prisoners imported to the island. Many additionally moved on to become the earliest settlers of modern-day North and South Carolina in the United States. Today the Redlegs number only around 400.
Chinese-Barbadians are a small portion of Barbados's wider Asian population. Chinese food and culture is becoming part of everyday Bajan culture.
Lebanese and Syrians form the island's Arab Barbadian community.
Jews arrived in Barbados just after the first settlers in 1627. Bridgetown is the home of Nidhe Israel Synagogue, one of the oldest Jewish synagogues in the Americas, dating from 1654, though the current structure was erected in 1833, replacing one ruined by the hurricane of 1831. Tombstones in the neighbouring cemetery date from the 1630s. Now under the care of the Barbados National Trust, the site was deserted in 1929 but was saved and restored by the Jewish community beginning in 1986.
In the 17th century, Romani people were sent from the United Kingdom to work as slaves in the plantations in Barbados.
Languages
English is the official language of Barbados, and is used for communications, administration, and public services all over the island. In its capacity as the official language of the country, the standard of English tends to conform to vocabulary, pronunciations, spellings, and conventions akin to, but not exactly the same as, those of British English. For most people, however, Bajan Creole is the language of everyday life. It does not have a standardised written form, but it is used by over 90% of the population.
Religion
Christianity is the largest religion in Barbados, with the largest denomination being Anglican (23.9% of the population in 2019). Other Christian denominations with significant followings in Barbados are the Catholic Church (administered by Roman Catholic Diocese of Bridgetown), Pentecostals (19.5%), Jehovah's Witnesses, the Seventh-day Adventist Church and Spiritual Baptists. The Church of England was the official state religion until its legal disestablishment by the Parliament of Barbados following independence. As of 2019, 21% of Barbadians report having no religion, making the non-religious the second largest group after Anglicans. Smaller religions in Barbados include Hinduism, Islam, the Baháʼí Faith, and Judaism.
The state is considered secular, guaranteeing freedom of religion or belief to all and featuring only symbolic allusions to a higher power in the preamble to the constitution.
Government and politics
Barbados has been an independent country since 30 November 1966. It functions as a parliamentary republic modelled on the British Westminster system. The head of state is the President of Barbados – presently Sandra Mason – elected by the Parliament of Barbados for a term of four years, and advised on matters of the Barbadian state by the Prime Minister of Barbados, who is head of government. There are 30 representatives within the House of Assembly, the lower chamber of Parliament. In the Senate, the upper chamber of Parliament, there are 21 senators.
The Constitution of Barbados is the supreme law of the country. Legislation is passed by the Parliament of Barbados but does not have the force of law unless the President grants her assent to that law. The right to withhold assent is absolute and cannot be overridden by Parliament. The Attorney General heads the independent judiciary.
During the 1990s, at the suggestion of Trinidad and Tobago's Patrick Manning, Barbados attempted a political union with Trinidad and Tobago and Guyana. The project stalled after the then prime minister of Barbados, Lloyd Erskine Sandiford, became ill and his Democratic Labour Party lost the next general election. Barbados continues to share close ties with Trinidad and Tobago and with Guyana, claiming the highest number of Guyanese immigrants after the United States, Canada and the United Kingdom.
Barbados is a party to the Rome Statute of the International Criminal Court.
Political culture
Barbados functions as a two-party system. The dominant political parties are the Democratic Labour Party and the incumbent Barbados Labour Party. Since independence on 30 November 1966, the Democratic Labour Party (DLP) has governed from 1966 to 1976; 1986 to 1994; and from 2008 to 2018; and the Barbados Labour Party (BLP) has governed from 1976 to 1986; 1994 to 2008; and from 2018 to present.
Foreign relations
Barbados follows a policy of nonalignment and seeks cooperative relations with all friendly states. Barbados is a full and participating member of the Caribbean Community (CARICOM), CARICOM Single Market and Economy (CSME), the Association of Caribbean States (ACS), the Organization of American States (OAS), the Commonwealth of Nations, and the Caribbean Court of Justice (CCJ). In 2005, Barbados replaced the Judicial Committee of the Privy Council with the Caribbean Court of Justice as its final court of appeal.
World Trade Organization, European Commission, CARIFORUM
Barbados is an original member (1995) of the World Trade Organization (WTO) and participates actively in its work. It grants at least MFN treatment to all its trading partners. European Union relations and cooperation with Barbados are carried out both on a bilateral and a regional basis. Barbados is party to the Cotonou Agreement, through which, , it is linked by an Economic Partnership Agreement with the European Commission. The pact involves the Caribbean Forum (CARIFORUM) subgroup of the African, Caribbean and Pacific Group of States (ACP). CARIFORUM is the only part of the wider ACP-bloc that has concluded the full regional trade-pact with the European Union. There are also ongoing EU-Community of Latin American and Caribbean States (CELAC) and EU-CARIFORUM dialogues.
Trade policy has also sought to protect a small number of domestic activities, mostly food production, from foreign competition, while recognising that most domestic needs are best met by imports.
The Double Taxation Relief (CARICOM) Treaty 1994
On 6 July 1994, at the Sherbourne Conference Centre, St. Michael, Barbados, representatives of eight countries signed the Double Taxation Relief (CARICOM) Treaties 1994. The countries which were represented were: Antigua and Barbuda, Belize, Grenada, Jamaica, St. Kitts and Nevis, St. Lucia, St. Vincent and the Grenadines, and Trinidad and Tobago.
On 19 August 1994, a representative of the Government of Guyana signed a similar treaty.
Military and law enforcement
The Barbados Defence Force has roughly 800 members. Within it, service members aged 14 to 18 years make up the Barbados Cadet Corps. The defence preparations of the island nation are closely tied to defence treaties with the United Kingdom, the United States, and the People's Republic of China.
The Barbados Police Service is the sole law enforcement agency on the island of Barbados.
Administrative divisions
Barbados is divided into 11 parishes:
Economy
Barbados is the 52nd richest country in the world in terms of GDP (Gross Domestic Product) per capita, has a well-developed mixed economy, and a moderately high standard of living. According to the World Bank, Barbados is one of 83 high income economies in the world. Despite this, a 2012 self-study in conjunction with the Caribbean Development Bank revealed 20% of Barbadians live in poverty, and nearly 10% cannot meet their basic daily food needs.
Historically, the economy of Barbados had been dependent on sugarcane cultivation and related activities, but since the late 1970s and early 1980s it has diversified into the manufacturing and tourism sectors. Offshore finance and information services have become important foreign exchange earners.
Partly due to the staging of the 2007 Cricket World Cup, the island saw a construction boom, with the development and redevelopment of hotels, office complexes, and homes. This slowed during the 2008 to 2012 world economic crisis and the recession.
There was a strong economy between 1999 and 2000 but the economy went into recession in 2001 and 2002 due to slowdowns in tourism, consumer spending and the impact of the 11 September 2001 attacks in the United States and the 7 July 2005 London bombings in the United Kingdom. The economy rebounded in 2003 and has shown growth since 2004 which continued right through to 2008. The economy went into recession again from 2008 to 2013 before showing growth from 2014 to 2017. Then it declined to another recession from 2017 to 2019 during the world economic crisis. There were 23 downgrades by both Standard & Poor's and Moody's in 2016, 2017 and 2018. The economy showed signs of recovery with 3 upgrades from Standard and Poor's and Moody's in 2019. From 1 January to 31 March 2020 the economy had started to grow, but then it experienced another decline due to the COVID-19 economic recession.
Traditional trading partners include Canada, the Caribbean Community (especially Trinidad and Tobago), the United Kingdom and the United States. Recent government administrations have continued efforts to reduce unemployment, encourage foreign direct investment, and privatise remaining state-owned enterprises. Unemployment was reduced to 10.7% in 2003. However, it has since increased to 11.9% in second quarter, 2015.
The European Union is assisting Barbados with a program of modernisation of the country's International Business and Financial Services Sector.
Barbados maintains the third largest stock exchange in the Caribbean region. , officials at the stock exchange were investigating the possibility of augmenting the local exchange with an International Securities Market (ISM) venture.
Sovereign default and restructuring
By May 2018, Barbados's outstanding debt climbed to , more than 1.7 times the country's GDP. In June 2018 the government defaulted on its sovereign debt when it failed to make a coupon on Eurobonds maturing in 2035. Outstanding bond debt of Barbados reached .
In October 2019, Barbados concluded restructuring negotiations with a creditor group including investments funds Eaton Vance Management, Greylock Capital Management, Teachers Advisors and Guyana Bank for Trade and Industry. Creditors will exchange existing bonds for a new debt series maturing in 2029. The new bonds involve a principal "haircut" of approximately 26% and include a clause allowing for deferment of principal and capitalization of interest in the event of a natural disaster.
Health
The main hospital on the island is the Queen Elizabeth Hospital; however, Barbados has eight polyclinics across five parishes. There are also well-known medical care centres in Barbados such as Bayview Hospital, Sandy Crest Medical Centre and FMH Emergency Medical Clinic.
Education
The Barbados literacy rate is ranked close to 100%. The mainstream public education system of Barbados is fashioned after the British model. The government of Barbados spends 6.7% of its GDP on education (2008).
All young people in the country must attend school until age 16. Barbados has over 70 primary schools and over 20 secondary schools throughout the island. There are a number of private schools, including those offering Montessori and International Baccalaureate education. Student enrolment at these schools represents less than 5% of the total enrolment of the public schools.
Certificate-, diploma- and degree-level education in the country is provided by the Barbados Community College, the Samuel Jackman Prescod Institute of Technology, Codrington College, and the Cave Hill campus and Open Campus of the University of the West Indies. Barbados is also home to several overseas medical schools, such as Ross University School of Medicine and the American University of Integrative Sciences, School of Medicine.
Educational testing
Barbados Secondary School Entrance Examination: Children who are 11 years old on 1 September in the year of the examination are required to write the examination as a means of allocation to secondary school.
Caribbean Secondary Education Certificate (CSEC) examinations are usually taken by students after five years of secondary school and mark the end of standard secondary education. The CSEC examinations are equivalent to the Ordinary Level (O-Levels) examinations and are targeted toward students 16 and older.
Caribbean Advanced Proficiency Examinations (CAPE) are taken by students who have completed their secondary education and wish to continue their studies. Students who sit for the CAPE usually possess CSEC or an equivalent certification. The CAPE is equivalent to the British Advanced Levels (A-Levels), voluntary qualifications that are intended for university entrance.
Culture
Barbados is a blend of West African, Portuguese, Creole, Indian and British cultures. Citizens are officially called Barbadians. The term "Bajan" (pronounced BAY-jun) may have come from a localised pronunciation of the word Barbadian, which at times can sound more like "Bar-bajan"; or, more likely, from English bay ("bayling"), Portuguese .
The largest carnival-like cultural event that takes place on the island is the Crop Over festival, which was established in 1974. As in many other Caribbean and Latin American countries, Crop Over is an important event for many people on the island, as well as the thousands of tourists that flock to there to participate in the annual events. The festival includes musical competitions and other traditional activities, and features the majority of the island's homegrown calypso and soca music for the year. The male and female Barbadians who harvested the most sugarcane are crowned as the King and Queen of the crop. Crop Over gets under way at the beginning of July and ends with the costumed parade on Kadooment Day, held on the first Monday of August. New calypso/soca music is usually released and played more frequently from the beginning of May to coincide with the start of the festival.
Cuisine
Bajan cuisine is a mixture of African, Indian, Irish, Creole and British influences. A typical meal consists of a main dish of meat or fish, normally marinated with a mixture of herbs and spices, hot side dishes, and one or more salads. A common Bajan side dish could be pickled cucumber, fish cakes, bake, etc. The meal is usually served with one or more sauces. The national dish of Barbados is cou-cou and flying fish with spicy gravy. Another traditional meal is pudding and souse, a dish of pickled pork with spiced sweet potatoes. A wide variety of seafood and meats are also available.
The Mount Gay Rum visitor's centre in Barbados claims to be the world's oldest remaining rum company, with the earliest confirmed deed from 1703. Cockspur Rum and Malibu are also from the island. Barbados is home to the Banks Barbados Brewery, which brews Banks Beer, a pale lager, as well as Banks Amber Ale. Banks also brews Tiger Malt, a non-alcoholic malted beverage. 10 Saints beer is brewed in Speightstown, St. Peter in Barbados and aged for 90 days in Mount Gay 'Special Reserve' Rum casks. It was first brewed in 2009 and is available in certain Caricom nations.
Music
In 2009, Rihanna was appointed as an Honorary Ambassador of Youth and Culture for Barbados by the late Prime Minister, David Thompson.
Sports
As in other Caribbean countries of British colonial heritage, cricket is very popular on the island. The West Indies cricket team usually includes several Barbadian players. In addition to several warm-up matches and six "Super Eight" matches, the country hosted the final of the 2007 Cricket World Cup. Barbados has produced many great cricketers including Sir Garfield Sobers, Sir Frank Worrell, Sir Clyde Walcott, Sir Everton Weekes, Gordon Greenidge, Wes Hall, Charlie Griffith, Joel Garner, Desmond Haynes and Malcolm Marshall.
In Track and Field Obadele Thompson won a bronze medal in the 100m at the 2000 Summer Olympic Games He's the first to win an Olympic medal. He is also the only Bajan to run sub 10 and sub 20 over 100m and 200m.
Ryan Brathwaite won a gold medal in the 110 metres hurdles at the 2009 World Championships in Athletics in Berlin.
Rugby is also popular in Barbados.
Horse racing takes place at the Historic Garrison Savannah close to Bridgetown. Spectators can pay for admission to the stands, or else can watch races from the public "rail", which encompasses the track.
Basketball is an increasingly popular sport, played at school or college. Barbados's national team has shown some unexpected results as in the past it beat many much larger countries.
Polo is very popular amongst the rich elite on the island and the "High-Goal" Apes Hill team is based at the St James's Club. It is also played at the private Holders Festival ground.
In golf, the Barbados Open, played at Royal Westmoreland Golf Club, was an annual stop on the European Seniors Tour from 2000 to 2009. In December 2006 the WGC-World Cup took place at the country's Sandy Lane resort on the Country Club course, an 18-hole course designed by Tom Fazio. The Barbados Golf Club is another course on the island. It has hosted the Barbados Open on several occasions.
Volleyball is also popular and is mainly played indoors.
Tennis is gaining popularity and Barbados is home to Darian King, who has achieved a career-high ranking of 106 in May 2017 and has played in the 2016 Summer Olympics and the 2017 US Open.
Motorsports also play a role, with Rally Barbados occurring each summer and being listed on the FIA NACAM calendar. Also, the Bushy Park Circuit hosted the Race of Champions and Global RallyCross Championship in 2014.
The presence of the trade winds along with favourable swells make the southern tip of the island an ideal location for wave sailing (an extreme form of the sport of windsurfing).
Barbados also hosts several international surfing competitions.
Netball is also popular with women in Barbados.
Several players in the National Football League (NFL) are from Barbados, including Robert Bailey, Roger Farmer, Elvis Joseph, Ramon Harewood and Sam Seale.
Transport
Although Barbados is about across at its widest point, a car journey from Six Cross Roads in St. Philip (south-east) to North Point in St. Lucy (north-central) can take one and a half hours or longer due to traffic. Barbados has half as many registered cars as citizens. In Barbados, drivers drive on the left side of the road.
Barbados is known for its many roundabouts. One famous roundabout is a roundabout located east of Bridgetown, where you will see an emancipation statue commonly associated with a slave named Bussa.
Transport on the island is relatively convenient with "route taxis" called "ZRs" (pronounced "Zed-Rs") travelling to most points on the island. These small buses can at times be crowded, as passengers are generally never turned down regardless of the number. They will usually take the more scenic routes to destinations. They generally depart from the capital Bridgetown or from Speightstown in the northern part of the island.
Including the ZRs, there are three bus systems running seven days a week (though less frequently on Sundays). There are ZRs, the yellow minibuses and the blue Transport Board buses. A ride on any of them costs . The smaller buses from the two privately owned systems ("ZRs" and "minibuses") can give change; the larger blue buses from the government-operated Barbados Transport Board system cannot, but do give receipts. The Barbados Transport Board buses travel in regular bus routes and scheduled timetables across Barbados. Schoolchildren in school uniform including some Secondary schools ride for free on the government buses and for on the ZRs. Most routes require a connection in Bridgetown. Barbados Transport Board's headquarters are located at Kay's House, Roebuck Street, St. Michael, and the bus depots and terminals are located in the Fairchild Street Bus Terminal in Fairchild Street and the Princess Alice Bus Terminal (which was formerly the Lower Green Bus Terminal in Jubilee Gardens, Bridgetown, St. Michael) in Princess Alice Highway, Bridgetown, St. Michael; the Speightstown Bus Terminal in Speightstown, St. Peter; the Oistins Bus Depot in Oistins, Christ Church; and the Mangrove Bus Depot in Mangrove, St. Philip. In July 2020, the Barbados Transport Board received 33 BYD electric buses which were obtained not only to add to the aging fleet of diesel buses but also to assist the Government in their goal of eliminating the use of fossil fuels by 2030.
Some hotels also provide visitors with shuttles to points of interest on the island from outside the hotel lobby. There are several locally owned and operated vehicle rental agencies in Barbados but there are no multi-national companies.
The island's lone airport is the Grantley Adams International Airport. It receives daily flights by several major airlines from points around the globe, as well as several smaller regional commercial airlines and charters. The airport serves as the main air-transportation hub for the eastern Caribbean. In the first decade of the 21st century it underwent a upgrade and expansion in February 2003 until completion in August 2005.
The island also has a sea port which is the primary port of call for commercial container and cruise traffic.
There was also a helicopter shuttle service, which offered air taxi services to a number of sites around the island, mainly on the West Coast tourist belt. Air and maritime traffic was regulated by the Barbados Port Authority.
See also
Outline of Barbados
Index of Barbados-related articles
Barbadian people
List of people from Barbados
List of Barbadian Americans
List of Barbadian Britons
References
Further reading
Burns, Sir Alan, History of the British West Indies. London: George Allen and Unwin, 1965.
Davis, David Brion. Inhuman Bondage: The Rise and Fall of Slavery in the New World. New York: Oxford University Press, 2006.
Frere, Samuel, A Short History of Barbados: From its First Discovery and Settlement, to the End of the Year 1767. London: J. Dodsley, 1768.
Gragg, Larry Dale, Englishmen transplanted: The English Colonization of Barbados, 1627–1660. Oxford University Press, 2003.
Hamshere, Cyril, The British in the Caribbean. Cambridge, MA: Harvard University Press, 1972.
Newman, Simon P. A New World of Labor: The Development of Slavery in the British Atlantic. Philadelphia, PA: University of Pennsylvania Press, 2013.
Northrup, David, ed. The Atlantic Slave Trade, Second Edition. Boston, MA: Houghton Mifflin Company, 2002.
O'Shaughnessy, Andrew Jackson, An Empire Divided: The American Revolution and the British Caribbean. Philadelphia, PA: University of Pennsylvania Press, 2000.
Rogozinski, January 1999. A Brief History of the Caribbean: From the Arawak and Carib to the Present. Revised version, New York, USA.
Scott, Caroline 1999. Insight Guide Barbados. Discovery Channel and Insight Guides; fourth edition, Singapore.
Videography
Overview Video—Barbados Tourism Investment Inc. (Courtesy of US Television).
, by the Ministry of Energy and the Environment, under the Office of the Prime Minister.
Sandy Lane Hotel, Barbados 11 November 2011, on Where in the World is Matt Lauer?, NBC Today Show.
External links
Government of Barbados Official Information Service
Official webpage of Queen Elizabeth II as Queen of Barbados
Parliament of Barbados official website
Barbados Tourism Authority—The Ministry of Tourism
Central Bank of Barbados website
Barbados Chamber of Commerce & Industry (BCC&I)
Barbados Investment and Development Corporation
Barbados Maritime Ship Registry
Barbados Museum & Historical Society
General information
Countries in the Caribbean
Leeward Islands (Caribbean)
Countries and territories where English is an official language
British Leeward Islands
Former Commonwealth realms
Former British colonies and protectorates in the Americas
Former English colonies
Former Portuguese colonies
Portuguese colonization of the Americas
Islands of Barbados
Member states of the Caribbean Community
Member states of the Commonwealth of Nations
Member states of the United Nations
Small Island Developing States
1620s establishments in the Caribbean
1627 establishments in North America
1627 establishments in the British Empire
States and territories established in 1966
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Former monarchies of North America
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Island countries
Republics in the Commonwealth of Nations |
3457 | https://en.wikipedia.org/wiki/Belarus | Belarus | Belarus, officially the Republic of Belarus, is a landlocked country in Eastern Europe. It is bordered by Russia to the east and northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. Covering an area of and with a population of 9.2 million, Belarus is the 13th-largest and the 20th-most populous country in Europe. The country has a hemiboreal climate and is administratively divided into six regions. Minsk is the capital and largest city; it is administered separately as a city with special status.
Between the medieval period and the 20th century, different states at various times controlled the lands of modern-day Belarus, including Kievan Rus', the Principality of Polotsk, the Grand Duchy of Lithuania, the Polish–Lithuanian Commonwealth, and the Russian Empire. In the aftermath of the Russian Revolution in 1917, different states arose competing for legitimacy amid the Civil War, ultimately ending in the rise of the Byelorussian SSR, which became a founding constituent republic of the Soviet Union in 1922. After the Polish-Soviet War, Belarus lost almost half of its territory to Poland. Much of the borders of Belarus took their modern shape in 1939, when some lands of the Second Polish Republic were reintegrated into it after the Soviet invasion of Poland, and were finalized after World War II. During World War II, military operations devastated Belarus, which lost about a quarter of its population and half of its economic resources. In 1945, the Byelorussian SSR became a founding member of the United Nations, along with the Soviet Union. The republic was home to a widespread and diverse anti-Nazi insurgent movement which dominated politics until well into the 1970s, overseeing Belarus' transformation from an agrarian to industrial economy.
The parliament of the republic proclaimed the sovereignty of Belarus on 27 July 1990, and during the dissolution of the Soviet Union, Belarus gained independence on 25 August 1991. Following the adoption of a new constitution in 1994, Alexander Lukashenko was elected Belarus's first president in the country's first and only free election after independence, serving as president ever since. Lukashenko heads a highly centralized authoritarian government. Belarus ranks low in international measurements of freedom of the press and civil liberties. It has continued a number of Soviet-era policies, such as state ownership of large sections of the economy. Belarus is the only European country that continues to use capital punishment. In 2000, Belarus and Russia signed a treaty for greater cooperation, forming the Union State.
Belarus is a developing country, ranking 60th on the Human Development Index. The country has been a member of the United Nations since its founding and has joined the CIS, the CSTO, the EAEU, the OSCE, and the Non-Aligned Movement. It has shown no aspirations of joining the European Union but nevertheless maintains a bilateral relationship with the bloc, and also participates in the Baku Initiative.
Etymology
The name Belarus is closely related with the term Belaya Rus', i.e., White Rus'. There are several claims to the origin of the name White Rus'. An ethno-religious theory suggests that the name used to describe the part of old Ruthenian lands within the Grand Duchy of Lithuania that had been populated mostly by Slavs who had been Christianized early, as opposed to Black Ruthenia, which was predominantly inhabited by pagan Balts. An alternative explanation for the name comments on the white clothing worn by the local Slavic population. A third theory suggests that the old Rus' lands that were not conquered by the Tatars (i.e., Polotsk, Vitebsk and Mogilev) had been referred to as White Rus'. A fourth theory suggests that the color white was associated with the west, and Belarus was the western part of Rus' in the 9th to 13th centuries.
The name Rus' is often conflated with its Latin forms Russia and Ruthenia, thus Belarus is often referred to as White Russia or White Ruthenia. The name first appeared in German and Latin medieval literature; the chronicles of Jan of Czarnków mention the imprisonment of Lithuanian grand duke Jogaila and his mother at "" in 1381. The first known use of White Russia to refer to Belarus was in the late-16th century by Englishman Sir Jerome Horsey, who was known for his close contacts with the Russian royal court. During the 17th century, the Russian tsars used the term to describe the lands added from the Grand Duchy of Lithuania.
The term Belorussia (, the latter part similar but spelled and stressed differently from Росси́я, Russia) first rose in the days of the Russian Empire, and the Russian Tsar was usually styled "the Tsar of All the Russias", as Russia or the Russian Empire was formed by three parts of Russia—the Great, Little, and White. This asserted that the territories are all Russian and all the peoples are also Russian; in the case of the Belarusians, they were variants of the Russian people.
After the Bolshevik Revolution in 1917, the term White Russia caused some confusion, as it was also the name of the military force that opposed the red Bolsheviks. During the period of the Byelorussian SSR, the term Byelorussia was embraced as part of a national consciousness. In western Belarus under Polish control, Byelorussia became commonly used in the regions of Białystok and Grodno during the interwar period.
The term Byelorussia (its names in other languages such as English being based on the Russian form) was only used officially until 1991. Officially, the full name of the country is Republic of Belarus (, , ). In Russia, the usage of Belorussia is still very common.
In Lithuanian, besides Baltarusija (White Russia), Belarus is also called Gudija. The etymology of the word Gudija is not clear. By one hypothesis the word derives from the Old Prussian name Gudwa, which, in turn, is related to the form Żudwa, which is a distorted version of Sudwa, Sudovia. Sudovia, in its turn, is one of the names of the Yotvingians. Another hypothesis connects the word with the Gothic Kingdom that occupied parts of the territory of modern Belarus and Ukraine in the 4th and 5th centuries. The self-naming of Goths was Gutans and Gytos, which are close to Gudija. Yet another hypothesis is based on the idea that Gudija in Lithuanian means "the other" and may have been used historically by Lithuanians to refer to any people who did not speak Lithuanian.
History
Early history
From 5000 to 2000 BC, the Bandkeramik predominated in what now constitutes Belarus, and the Cimmerians as well as other pastoralists roamed through the area by 1,000 BC. The Zarubintsy culture later became widespread at the beginning of the 1st millennium. In addition, remains from the Dnieper–Donets culture were found in Belarus and parts of Ukraine. The region was first permanently settled by Baltic tribes in the 3rd century. Around the 5th century, the area was taken over by the Slavs. The takeover was partially due to the lack of military coordination of the Balts, but their gradual assimilation into Slavic culture was peaceful in nature. Invaders from Asia, among whom were the Huns and Avars, swept through c. 400–600 AD, but were unable to dislodge the Slavic presence.
Kievan Rus'
In the 9th century, the territory of modern Belarus became part of Kievan Rus', a vast East Slavic state ruled by the Rurikids. Upon the death of its ruler Yaroslav the Wise in 1054, the state split into independent principalities. The Battle on the Nemiga River in 1067 was one of the more notable events of the period, the date of which is considered the founding date of Minsk.
Many early principalities were virtually razed or severely affected by a major Mongol invasion in the 13th century, but the lands of modern-day Belarus avoided the brunt of the invasion and eventually joined the Grand Duchy of Lithuania. There are no sources of military seizure, but the annals affirm the alliance and united foreign policy of Polotsk and Lithuania for decades. Trying to avoid the "Tatar yoke", the Principality of Minsk sought protection from Lithuanian princes further north and in 1242, the Principality of Minsk became a part of the expanding Grand Duchy of Lithuania.
Incorporation into the Grand Duchy of Lithuania resulted in an economic, political and ethno-cultural unification of Belarusian lands. Of the principalities held by the duchy, nine of them were settled by a population that would eventually become the Belarusians. During this time, the duchy was involved in several military campaigns, including fighting on the side of Poland against the Teutonic Knights at the Battle of Grunwald in 1410; the joint victory allowed the duchy to control the northwestern borderlands of Eastern Europe.
The Muscovites, led by Ivan III of Russia, began military campaigns in 1486 in an attempt to incorporate the former lands of Kievan Rus', including the territories of modern-day Belarus and Ukraine.
Polish–Lithuanian Commonwealth
On 2 February 1386, the Grand Duchy of Lithuania and the Kingdom of Poland were joined in a personal union through a marriage of their rulers. This union set in motion the developments that eventually resulted in the formation of the Polish–Lithuanian Commonwealth, created in 1569 by the Union of Lublin.
The Lithuanian nobles were forced to seek rapprochement with the Poles because of a potential threat from Muscovy. To strengthen their independence within the format of the union, three editions of the Statutes of Lithuania were issued in the second half of the 16th century. The third Article of the Statutes established that all lands of the duchy will be eternally within the Grand Duchy of Lithuania and never enter as a part of other states. The Statutes allowed the right to own land only to noble families of the Grand Duchy of Lithuania. Anyone from outside the duchy gaining rights to a property would actually own it only after swearing allegiance to the Grand Duke of Lithuania (a title dually held by the King of Poland). These articles were aimed to defend the rights of the Lithuanian nobility within the duchy against Polish and other nobles of the Polish–Lithuanian Commonwealth.
In the years following the union, the process of gradual Polonization of both Lithuanians and Ruthenians gained steady momentum. In culture and social life, both the Polish language and Catholicism became dominant, and in 1696, Polish replaced Ruthenian as the official language, with Ruthenian being banned from administrative use. However, the Ruthenian peasants continued to speak their native language. Also, the Belarusian Byzantine Catholic Church was formed by the Poles in order to bring Orthodox Christians into the See of Rome. The Belarusian church entered into a full communion with the Latin Church through the Union of Brest in 1595, while keeping its Byzantine liturgy in the Church Slavonic language.
The Statutes were initially issued in the Ruthenian language alone and later also in Polish. Around 1840 the Statutes were banned by the Russian tsar following the November Uprising. Ukrainian lands used them until the 1860s.
Russian Empire
The union between Poland and Lithuania ended in 1795 with the Third Partition of Poland by Imperial Russia, Prussia, and Austria. The Belarusian territories acquired by the Russian Empire under the reign of Catherine II were included into the Belarusian Governorate () in 1796 and held until their occupation by the German Empire during World War I.
Under Nicholas I and Alexander III the national cultures were repressed. Policies of Polonization changed by Russification, which included the return to Orthodox Christianity of Belarusian Uniates. Belarusian language was banned in schools while in neighboring Samogitia primary school education with Samogitian literacy was allowed.
In a Russification drive in the 1840s, Nicholas I prohibited use of the Belarusian language in public schools, campaigned against Belarusian publications and tried to pressure those who had converted to Catholicism under the Poles to reconvert to the Orthodox faith. In 1863, economic and cultural pressure exploded in a revolt, led by Konstanty Kalinowski (also known as Kastus). After the failed revolt, the Russian government reintroduced the use of Cyrillic to Belarusian in 1864 and no documents in Belarusian were permitted by the Russian government until 1905.
During the negotiations of the Treaty of Brest-Litovsk, Belarus first declared independence under German occupation on 25 March 1918, forming the Belarusian People's Republic. Immediately afterwards, the Polish–Soviet War ignited, and the territory of Belarus was divided between Poland and Soviet Russia. The Rada of the Belarusian Democratic Republic exists as a government in exile ever since then; in fact, it is currently the world's longest serving government in exile.
Early states and interwar period
The Belarusian People's Republic was the first attempt to create an independent Belarusian state under the name "Belarus". Despite significant efforts, the state ceased to exist, primarily because the territory was continually dominated by the German Imperial Army and the Imperial Russian Army in World War I, and then the Bolshevik Red Army. It existed from only 1918 to 1919 but created prerequisites for the formation of a Belarusian state. The choice of name was probably based on the fact that core members of the newly formed government were educated in tsarist universities, with corresponding emphasis on the ideology of West-Russianism.
The Republic of Central Lithuania was a short-lived political entity, which was the last attempt to restore Lithuania in the historical confederacy state (it was also supposed to create Lithuania Upper and Lithuania Lower). The republic was created in 1920 following the staged rebellion of soldiers of the 1st Lithuanian–Belarusian Division of the Polish Army under Lucjan Żeligowski. Centered on the historical capital of the Grand Duchy of Lithuania, Vilna (, ), for 18 months the entity served as a buffer state between Poland, upon which it depended, and Lithuania, which claimed the area. After a variety of delays, a disputed election took place on 8 January 1922, and the territory was annexed to Poland. Żeligowski later in his memoir which was published in London in 1943 condemned the annexation of the Republic by Poland, as well as the policy of closing Belarusian schools and general disregard of Marshal Józef Piłsudski's confederation plans by Polish ally.
In January 1919, a part of Belarus under Bolshevik Russian control was declared the Socialist Soviet Republic of Byelorussia (SSRB) for just two months, but then merged with the Lithuanian Soviet Socialist Republic (LSSR) to form the Socialist Soviet Republic of Lithuania and Belorussia (SSR LiB), which lost control of its territories by August.
The Byelorussian Soviet Socialist Republic (BSSR) was created in July 1920.
The contested lands were divided between Poland and the Soviet Union after the war ended in 1921, and the Byelorussian SSR became a founding member of the Union of Soviet Socialist Republics in 1922. In the 1920s and 1930s, Soviet agricultural and economic policies, including collectivization and five-year plans for the national economy, led to famine and political repression.
The western part of modern Belarus remained part of the Second Polish Republic. After an early period of liberalization, tensions between increasingly nationalistic Polish government and various increasingly separatist ethnic minorities started to grow, and the Belarusian minority was no exception. The polonization drive was inspired and influenced by the Polish National Democracy, led by Roman Dmowski, who advocated refusing Belarusians and Ukrainians the right for a free national development. A Belarusian organization, the Belarusian Peasants' and Workers' Union, was banned in 1927, and opposition to Polish government was met with state repressions. Nonetheless, compared to the (larger) Ukrainian minority, Belarusians were much less politically aware and active, and thus suffered fewer repressions than the Ukrainians. In 1935, after the death of Piłsudski, a new wave of repressions was released upon the minorities, with many Orthodox churches and Belarusian schools being closed. Use of the Belarusian language was discouraged. Belarusian leadership was sent to Bereza Kartuska prison.
World War II
In September 1939, the Soviet Union invaded and occupied eastern Poland, following the German invasion of Poland two weeks earlier which marked the beginning of World War II. The territories of Western Belorussia were annexed and incorporated into the Byelorussian SSR. The Soviet-controlled Byelorussian People's Council officially took control of the territories, whose populations consisted of a mixture of Poles, Ukrainians, Belarusians and Jews, on 28 October 1939 in Białystok. Nazi Germany invaded the Soviet Union in 1941. The defense of Brest Fortress was the first major battle of Operation Barbarossa.
The Byelorussian SSR was the hardest-hit Soviet republic in World War II; it remained under German occupation until 1944. The German called for the extermination, expulsion, or enslavement of most or all Belarusians for the purpose of providing more living space in the East for Germans. Most of Western Belarus became part of the Reichskommissariat Ostland in 1941, but in 1943 the German authorities allowed local collaborators to set up a client state, the Belarusian Central Council.
During World War II, Belarus was home to a variety of guerrilla movements, including Jewish, Polish, and Soviet partisans. Belarusian partisan formations formed a large part of the Soviet partisans, and in the modern day these partisans have formed a core part of the Belarusian national identity, with Belarus continuing to refer to itself as the "partisan republic" since the 1970s. Following the war, many former Soviet partisans entered positions of government, among them Pyotr Masherov and Kirill Mazurov, both of whom were First Secretary of the Communist Party of Byelorussia. Until the late 1970s, the Belarusian government was almost entirely composed of former partisans. Numerous pieces of media have been made about the Belarusian partisans, including the 1985 film Come and See and the works of authors Ales Adamovich and Vasil Bykaŭ.
The German occupation in 1941–1944 and war on the Eastern Front devastated Belarus. During that time, 209 out of 290 towns and cities were destroyed, 85% of the republic's industry, and more than one million buildings. After the war, it was estimated that 2.2 million local inhabitants had died and of those some 810,000 were combatants—some foreign. This figure represented a staggering quarter of the prewar population. In the 1990s some raised the estimate even higher, to 2.7 million. The Jewish population of Belarus was devastated during the Holocaust and never recovered. The population of Belarus did not regain its pre-war level until 1971. Belarus was also hit hard economically, losing around half of its economic resources.
Post-war
After the war, Belarus was among the 51 founding member states of the United Nations Charter and as such it was allowed an additional vote at the UN, on top of the Soviet Union's vote. Vigorous postwar reconstruction promptly followed the end of the war and the Byelorussian SSR became a major center of manufacturing in the western USSR, creating jobs and attracting ethnic Russians. The borders of the Byelorussian SSR and Poland were redrawn, in accord with the 1919-proposed Curzon Line.
Joseph Stalin implemented a policy of Sovietization to isolate the Byelorussian SSR from Western influences. This policy involved sending Russians from various parts of the Soviet Union and placing them in key positions in the Byelorussian SSR government. After Stalin's death in 1953, Nikita Khrushchev continued his predecessor's cultural hegemony program, stating, "The sooner we all start speaking Russian, the faster we shall build communism."
Soviet Belarusian communist politician Andrei Gromyko, who served as Soviet foreign minister (1957–1985) and as Chairman of the Presidium of the Supreme Soviet (1985–1988), was responsible for many top decisions on Soviet foreign policy until he was replaced by Eduard Shevardnadze. In 1986, the Byelorussian SSR was contaminated with most (70%) of the nuclear fallout from the explosion at the Chernobyl power plant located 16 km beyond the border in the neighboring Ukrainian SSR.
By the late 1980s, political liberalization led to a national revival, with the Belarusian Popular Front becoming a major pro-independence force.
Independence
In March 1990, elections for seats in the Supreme Soviet of the Byelorussian SSR took place. Though the opposition candidates, mostly associated with the pro-independence Belarusian Popular Front, took only 10% of the seats, Belarus declared itself sovereign on 27 July 1990 by issuing the Declaration of State Sovereignty of the Belarusian Soviet Socialist Republic.
Mass protests erupted in April 1991 and became known as the 1991 Belarusian strikes. With the support of the Communist Party of Byelorussia, the country's name was changed to the Republic of Belarus on 25 August 1991. Stanislav Shushkevich, the chairman of the Supreme Soviet of Belarus, met with Boris Yeltsin of Russia and Leonid Kravchuk of Ukraine on 8 December 1991 in Białowieża Forest to formally declare the dissolution of the Soviet Union and the formation of the Commonwealth of Independent States.
Lukashenko era
A national constitution was adopted in March 1994 in which the functions of prime minister were given to the President of Belarus. A two-round election for the presidency on 24 June 1994 and 10 July 1994 catapulted the formerly unknown Alexander Lukashenko into national prominence. He garnered 45% of the vote in the first round and 80% in the second, defeating Vyacheslav Kebich who received 14% of the vote. The elections were the first and only free elections in Belarus after independence.
The 2000s saw a number of economic disputes between Belarus and its primary economic partner, Russia. The first one was the 2004 Russia–Belarus energy dispute when Russian energy giant Gazprom ceased the import of gas into Belarus because of price disagreements. The 2007 Russia–Belarus energy dispute centered on accusations by Gazprom that Belarus was siphoning oil off of the Druzhba pipeline that runs through Belarus. Two years later the so-called Milk War, a trade dispute, started when Russia wanted Belarus to recognize the independence of Abkhazia and South Ossetia and through a series of events ended up banning the import of dairy products from Belarus.
In 2011, Belarus suffered a severe economic crisis attributed to Lukashenko's government's centralized control of the economy, with inflation reaching 108.7%. Around the same time the 2011 Minsk Metro bombing occurred in which 15 people were killed and 204 were injured. Two suspects, who were arrested within two days, confessed to being the perpetrators and were executed by shooting in 2012. The official version of events as publicised by the Belarusian government was questioned in the unprecedented wording of the UN Security Council statement condemning "the apparent terrorist attack" intimating the possibility that the Belarusian government itself was behind the bombing.
Mass protests erupted across the country following the disputed 2020 Belarusian presidential election, in which Lukashenko sought a sixth term in office. Neighbouring countries Poland and Lithuania do not recognize Lukashenko as the legitimate president of Belarus and the Lithuanian government has allotted a residence for main opposition candidate Sviatlana Tsikhanouskaya and other members of the Belarusian opposition in Vilnius. Neither is Lukashenko recognized as the legitimate president of Belarus by the European Union, Canada, the United Kingdom nor the United States. The European Union, Canada, the United Kingdom and the United States have all imposed sanctions against Belarus because of the rigged election and political oppression during the ongoing protests in the country. Further sanctions were imposed in 2022 following the country's role and complicity in the Russian invasion of Ukraine; Russian troops were allowed to stage part of the invasion from Belarusian territory. These include not only corporate offices and individual officers of government but also private individuals who work in the state-owned enterprise industrial sector. Norway and Japan have joined the sanctions regime which aims to isolate Belarus from the international supply chain. Most major Belarusian banks are also under restrictions.
Geography
Belarus lies between latitudes 51° and 57° N, and longitudes 23° and 33° E. Its extension from north to south is , from west to east is . It is landlocked, relatively flat, and contains large tracts of marshy land. About 40% of Belarus is covered by forests. The country lies within two ecoregions: Sarmatic mixed forests and Central European mixed forests.
Many streams and 11,000 lakes are found in Belarus. Three major rivers run through the country: the Neman, the Pripyat, and the Dnieper. The Neman flows westward towards the Baltic sea and the Pripyat flows eastward to the Dnieper; the Dnieper flows southward towards the Black Sea.
The highest point is Dzyarzhynskaya Hara (Dzyarzhynsk Hill) at , and the lowest point is on the Neman River at . The average elevation of Belarus is above sea level. The climate features mild to cold winters, with January minimum temperatures ranging from in southwest (Brest) to in northeast (Vitebsk), and cool and moist summers with an average temperature of . Belarus has an average annual rainfall of . The country is in the transitional zone between continental climates and maritime climates.
Natural resources include peat deposits, small quantities of oil and natural gas, granite, dolomite (limestone), marl, chalk, sand, gravel, and clay. About 70% of the radiation from neighboring Ukraine's 1986 Chernobyl nuclear disaster entered Belarusian territory, and about a fifth of Belarusian land (principally farmland and forests in the southeastern regions) was affected by radiation fallout. The United Nations and other agencies have aimed to reduce the level of radiation in affected areas, especially through the use of caesium binders and rapeseed cultivation, which are meant to decrease soil levels of caesium-137.
Belarus borders five countries: Latvia to the north, Lithuania to the northwest, Poland to the west, Russia to the north and the east, and Ukraine to the south. Treaties in 1995 and 1996 demarcated Belarus's borders with Latvia and Lithuania, and Belarus ratified a 1997 treaty establishing the Belarus-Ukraine border in 2009. Belarus and Lithuania ratified final border demarcation documents in February 2007.
Government and politics
Belarus, by constitution, is a presidential republic with separation of powers, governed by a president and the National Assembly. However, Belarus has been led by a highly centralized and authoritarian government, and has often been described as "Europe's last dictatorship" and president Alexander Lukashenko as "Europe's last dictator" by some media outlets, politicians and authors. Belarus has been considered an autocracy where power is ultimately concentrated in the hands of the president, elections are not free and judicial independence is weak. The Council of Europe removed Belarus from its observer status since 1997 as a response for election irregularities in the November 1996 constitutional referendum and parliament by-elections. Re-admission of the country into the council is dependent on the completion of benchmarks set by the council, including the improvement of human rights, rule of law, and democracy.
The term for each presidency is five years. Under the 1994 constitution, the president could serve for only two terms as president, but a change in the constitution in 2004 eliminated term limits. Lukashenko has been the president of Belarus since 1994. In 1996, Lukashenko called for a controversial vote to extend the presidential term from five to seven years, and as a result the election that was supposed to occur in 1999 was pushed back to 2001. The referendum on the extension was denounced as a "fantastic" fake by the chief electoral officer, Viktar Hanchar, who was removed from the office for official matters only during the campaign. The National Assembly is a bicameral parliament comprising the 110-member House of Representatives (the lower house) and the 64-member Council of the Republic (the upper house).
The House of Representatives has the power to appoint the prime minister, make constitutional amendments, call for a vote of confidence on the prime minister, and make suggestions on foreign and domestic policy. The Council of the Republic has the power to select various government officials, conduct an impeachment trial of the president, and accept or reject the bills passed by the House of Representatives. Each chamber has the ability to veto any law passed by local officials if it is contrary to the constitution.
The government includes a Council of Ministers, headed by the prime minister and five deputy prime ministers. The members of this council need not be members of the legislature and are appointed by the president. The judiciary comprises the Supreme Court and specialized courts such as the Constitutional Court, which deals with specific issues related to constitutional and business law. The judges of national courts are appointed by the president and confirmed by the Council of the Republic. For criminal cases, the highest court of appeal is the Supreme Court. The Belarusian Constitution forbids the use of special extrajudicial courts.
Elections
Lukashenko was officially re-elected as president in 2001, in 2006, in 2010, in 2015 and again in 2020, although none of those elections were considered free or fair nor democratic.
Neither the pro-Lukashenko parties, such as the Belarusian Social Sporting Party and the Republican Party of Labour and Justice (RPTS), nor the People's Coalition 5 Plus opposition parties, such as the BPF Party and the United Civic Party, won any seats in the 2004 elections. The Organization for Security and Co-operation in Europe (OSCE) ruled that the elections were unfair because opposition candidates were arbitrarily denied registration and the election process was designed to favor the ruling party.
In the 2006 presidential election, Lukashenko was opposed by Alaksandar Milinkievič, who represented a coalition of opposition parties, and by Alyaksandr Kazulin of the Social Democrats. Kazulin was detained and beaten by police during protests surrounding the All Belarusian People's Assembly. Lukashenko won the election with 80% of the vote; the Russian Federation and the CIS deemed the vote open and fair while the OSCE and other organizations called the election unfair.
After the December completion of the 2010 presidential election, Lukashenko was elected to a fourth straight term with nearly 80% of the vote in elections. The runner-up opposition leader Andrei Sannikov received less than 3% of the vote; independent observers criticized the election as fraudulent. When opposition protesters took to the streets in Minsk, many people, including some presidential candidates, were beaten and arrested by the riot police. Many of the candidates, including Sannikov, were sentenced to prison or house arrest for terms which are mainly and typically over four years. Six months later amid an unprecedented economic crisis, activists utilized social networking to initiate a fresh round of protests characterized by wordless hand-clapping.
In the 2012 parliamentary election, 105 of the 110 members elected to the House of Representatives were not affiliated with any political party. The Communist Party of Belarus won 3 seats, and the Belarusian Agrarian Party and RPTS, one each. Most non-partisans represent a wide scope of social organizations such as workers' collectives, public associations, and civil society organizations, similar to the composition of the Soviet legislature.
In the 2020 presidential election, Lukashenko won again with official results giving him 80% of the vote, leading to mass protests. The European Union and the United Kingdom did not recognise the result and the EU imposed sanctions.
Foreign relations
The Byelorussian SSR was one of the two Soviet republics that joined the United Nations along with the Ukrainian SSR as one of the original 51 members in 1945. Belarus and Russia have been close trading partners and diplomatic allies since the breakup of the Soviet Union. Belarus is dependent on Russia for imports of raw materials and for its export market.
The Union State, a supranational confederation between Belarus and Russia, was established in a 1996–99 series of treaties that called for monetary union, equal rights, single citizenship, and a common foreign and defense policy. However, the future of the union has been placed in doubt because of Belarus's repeated delays of monetary union, the lack of a referendum date for the draft constitution, and a dispute over the petroleum trade. Belarus was a founding member of the Commonwealth of Independent States (CIS). Belarus has trade agreements with several European Union member states (despite other member states' travel ban on Lukashenko and top officials), including neighboring Latvia, Lithuania, and Poland. Travel bans imposed by the European Union have been lifted in the past in order to allow Lukashenko to attend diplomatic meetings and also to engage his government and opposition groups in dialogue.
Bilateral relations with the United States are strained; the United States had not had an ambassador in Minsk since 2007 and Belarus never had an ambassador in Washington since 2008. Diplomatic relations remained tense, and in 2004, the United States passed the Belarus Democracy Act, which authorized funding for anti-government Belarusian NGOs, and prohibited loans to the Belarusian government, except for humanitarian purposes.
Relations between China and Belarus are close, with Lukashenko visiting China multiple times during his tenure. Belarus also has strong ties with Syria, considered a key partner in the Middle East. In addition to the CIS, Belarus is a member of the Eurasian Economic Union (previously the Eurasian Economic Community), the Collective Security Treaty Organization, the international Non-Aligned Movement since 1998, and the Organization on Security and Cooperation in Europe (OSCE). As an OSCE member state, Belarus's international commitments are subject to monitoring under the mandate of the U.S. Helsinki Commission. Belarus is included in the European Union's Eastern Partnership program, part of the EU's European Neighbourhood Policy (ENP), which aims to bring the EU and its neighbours closer in economic and geopolitical terms. However, Belarus suspended its participation in the Eastern Partnership program on 28 June 2021, after the EU imposed more sanctions against the country.
Military
Lieutenant General Viktor Khrenin heads the Ministry of Defence, and Alexander Lukashenko (as president) serves as Commander-in-Chief. The armed forces were formed in 1992 using parts of the former Soviet Armed Forces on the new republic's territory. The transformation of the ex-Soviet forces into the Armed Forces of Belarus, which was completed in 1997, reduced the number of its soldiers by 30,000 and restructured its leadership and military formations.
Most of Belarus's service members are conscripts, who serve for 12 months if they have higher education or 18 months if they do not. Demographic decreases in the Belarusians of conscription age have increased the importance of contract soldiers, who numbered 12,000 in 2001. In 2005, about 1.4% of Belarus's gross domestic product was devoted to military expenditure.
Belarus has not expressed a desire to join NATO but has participated in the Individual Partnership Program since 1997, and Belarus provided refueling and airspace support for the International Security Assistance Force mission in Afghanistan. Belarus first began to cooperate with NATO upon signing documents to participate in their Partnership for Peace Program in 1995. However, Belarus cannot join NATO because it is a member of the CSTO. Tensions between NATO and Belarus peaked after the March 2006 presidential election in Belarus.
Human rights and corruption
Amnesty International, and Human Rights Watch have criticized Lukashenko's violations of human rights. Belarus's Democracy Index rating is the lowest in Europe, the country is labelled as "not free" by Freedom House, as "repressed" in the Index of Economic Freedom, and in the Press Freedom Index published by Reporters Without Borders, Belarus is ranked 153th out of 180 countries for 2022. The Belarusian government is also criticized for human rights violations and its persecution of non-governmental organizations, independent journalists, national minorities, and opposition politicians. Lukashenko announced a new law in 2014 that will prohibit kolkhoz workers (around 9% of total work force) from leaving their jobs at will—a change of job and living location will require permission from governors. The law was compared with serfdom by Lukashenko himself. Similar regulations were introduced for the forestry industry in 2012. Belarus is the only European country still using capital punishment, having carried out executions in 2011. LGBT rights in the country are also ranked among the lowest in Europe.
The judicial system in Belarus lacks independence and is subject to political interference. Corrupt practices such as bribery often took place during tender processes, and whistleblower protection and national ombudsman are lacking in Belarus's anti-corruption system.
On 1 September 2020, the Office of the United Nations High Commissioner for Human Rights declared that its experts received reports of 450 documented cases of torture and ill-treatment of people who were arrested during the protests following the presidential election. The experts also received reports of violence against women and children, including sexual abuse and rape with rubber batons. At least three detainees suffered injuries indicative of sexual violence in Okrestino prison in Minsk or on the way there. The victims were hospitalized with intramuscular bleeding of the rectum, anal fissure and bleeding, and damage to the mucous membrane of the rectum. In an interview from September 2020 Lukashenko claimed that detainees faked their bruises, saying, "Some of the girls there had their butts painted in blue".
On 23 May 2021, Belarusian authorities forcibly diverted a Ryanair flight from Athens to Vilnius in order to detain opposition activist and journalist Roman Protasevich along with his girlfriend; in response, the European Union imposed stricter sanctions on Belarus. In May 2021, Lukashenko threatened that he will flood the European Union with migrants and drugs as a response to the sanctions. In July 2021, Belarusian authorities launched a hybrid warfare by human trafficking of migrants to the European Union. Lithuanian authorities and top European officials Ursula von der Leyen, Josep Borrell condemned the usage of migrants as a weapon and suggested that Belarus could be subject to further sanctions. In August 2021, Belarusian officials, wearing uniforms, riot shields and helmets, were recorded on camera near the Belarus–Lithuania border pushing and urging the migrants to cross the European Union border. Following the granting of humanitarian visas to an Olympic athlete Krystsina Tsimanouskaya and her husband, Poland also accused Belarus for organizing a hybrid warfare as the number of migrants crossing the Belarus–Poland border sharply increased multiple times when compared to the 2020 statistics. Illegal migrants numbers also exceeded the previous annual numbers in Latvia. On 2 December 2021, the United States, European Union, United Kingdom and Canada imposed new sanctions on Belarus.
Administrative divisions
Belarus is divided into six regions called oblasts (; ), which are named after the cities that serve as their administrative centers: Brest, Gomel, Grodno, Mogilev, Minsk, and Vitebsk. Each region has a provincial legislative authority, called a region council (; ), which is elected by its residents, and a provincial executive authority called a region administration (; ), whose chairman is appointed by the president. The regions are further subdivided into 118 raions, commonly translated as districts (; ). Each raion has its own legislative authority, or raion council, (; ) elected by its residents, and an executive authority or raion administration appointed by oblast executive powers. The city of Minsk is split into nine districts and enjoys special status as the nation's capital at the same administration level as the oblasts. It is run by an executive committee and has been granted a charter of self-rule.
Local government
Local government in Belarus is administered by administrative-territorial units (; ), and occurs on two levels: basic and primary. At the basic level are 118 raions councils and 10 cities of oblast subordination councils, which are supervised by the governments of the oblasts. At the primary level are 14 cities of raion subordination councils, 8 urban-type settlements councils, and 1,151 village councils. The councils are elected by their residents, and have executive committees appointed by their executive committee chairs. The chairs of executive committees for raions and city of oblast subordinations are appointed by the regional executive committees at the level above; the chairs of executive committees for towns of raion subordination, settlements and villages are appointed by their councils, but upon the recommendation of the raion executive committees. In either case, the councils have the power to approve or reject a nonimee for executive committee chair.
Settlements without their own local council and executive committee are called territorial units (; ). These territorial units may also be classified as a city of regional or raion subordination, urban-type settlement or rural settlement, but whose government is administered by the council of another primary or basic unit. In October 1995, a presidential decree abolished the local governments of cities of raion subordination and urban-type settlements which served as the administrative center of raions, demoting them from administrative-territorial units to territorial units.
As for 2019, the administrative-territorial and territorial units include 115 cities, 85 urban-type settlements, and 23,075 rural settlements.
Economy
Belarus is a developing country. However, its 60th-place ranking in the United Nations' Human Development Index places it in the category of states with "very high" human development. It is one of the most equal countries in the world, with one of the lowest Gini-coefficient measures of national resource distribution, and it ranks 82nd in GDP per capita. Belarus has trade relations with over 180 countries. The main trading partners are Russia, which accounts for about 45% of Belarusian exports and 55% of imports, and the EU countries, which account for 25% of exports and 20% of imports.
In 2019 the share of manufacturing in GDP was 31%, over two-thirds of this amount falls on manufacturing industries. The number of people employed in the industry is 34.7% of the working population. The growth rate is much lower than for the economy as a whole—about 2.2% in 2021. At the time of the dissolution of the Soviet Union in 1991, Belarus was one of the world's most industrially developed states by percentage of GDP as well as the richest CIS member-state.
In 2015, 39.3% of Belarusians were employed by state-controlled companies, 57.2% were employed by private companies (in which the government has a 21.1% stake) and 3.5% were employed by foreign companies. The country relies on Russia for various imports, including petroleum. Important agricultural products include potatoes and cattle byproducts, including meat. In 1994, Belarus's main exports included heavy machinery (especially tractors), agricultural products, and energy products.
Economically, Belarus involved itself in the CIS, Eurasian Economic Community, and Union with Russia. In the 1990s, however, industrial production plunged due to decreases in imports, investment, and demand for Belarusian products from its trading partners. GDP only began to rise in 1996; the country was the fastest-recovering former Soviet republic in the terms of its economy. In 2006, GDP amounted to US$83.1 billion in purchasing power parity (PPP) dollars (estimate), or about $8,100 per capita. In 2005, GDP increased by 9.9%; the inflation rate averaged 9.5%.Belarus was ranked 80th in the Global Innovation Index in 2023.
Since the disintegration of the Soviet Union, under Lukashenko's leadership, Belarus has maintained government control over key industries and eschewed the large-scale privatizations seen in other former Soviet republics.
Due to its failure to protect labor rights, including passing laws forbidding unemployment or working outside of state-controlled sectors, Belarus lost its EU Generalized System of Preferences status on 21 June 2007, which raised tariff rates to their prior most favored nation levels. Belarus applied to become a member of the World Trade Organization in 1993.
The labor force consists of more than four million people, among whom women hold slightly more jobs than men. In 2005, nearly a quarter of the population was employed by industrial factories. Employment is also high in agriculture, manufacturing sales, trading goods, and education. The unemployment rate, according to government statistics, was 1.5% in 2005. There were 679,000 unemployed Belarusians, two-thirds of whom were women. The unemployment rate has been in decline since 2003, and the overall rate of employment is the highest since statistics were first compiled in 1995.
The currency of Belarus is the Belarusian ruble. The currency was introduced in May 1992 to replace the Soviet ruble and it has undergone redenomination twice since then. The first coins of the Republic of Belarus were issued on 27 December 1996. The ruble was reintroduced with new values in 2000 and has been in use ever since. As part of the Union of Russia and Belarus, both states have discussed using a single currency along the same lines as the Euro. This led to a proposal that the Belarusian ruble be discontinued in favor of the Russian ruble (RUB), starting as early as 1 January 2008. The National Bank of Belarus abandoned pegging the Belarusian ruble to the Russian ruble in August 2007.
On 23 May 2011, the ruble depreciated 56% against the United States dollar. The depreciation was even steeper on the black market and financial collapse seemed imminent as citizens rushed to exchange their rubles for dollars, euros, durable goods, and canned goods. On 1 June 2011, Belarus requested an economic rescue package from the International Monetary Fund. A new currency, the new Belarusian ruble (ISO 4217 code: BYN) was introduced in July 2016, replacing the Belarusian ruble in a rate of 1:10,000 (10,000 old ruble = 1 new ruble). From 1 July until 31 December 2016, the old and new currencies were in parallel circulation and series 2000 notes and coins could be exchanged for series 2009 from 1 January 2017 to 31 December 2021. This redenomination can be considered an effort to fight the high inflation rate. On 6 October 2022, Lukashenka has banned price increases to combat rise of food prices. In January 2023, Belarus legalized copyright infringement of media and intellectual property created by "unfriendly" foreign nations.
The banking system of Belarus consists of two levels: Central Bank (National Bank of the Republic of Belarus) and 25 commercial banks.
Demographics
According to the 2019 census the population was 9.41 million with ethnic Belarusians constituting 84.9% of Belarus's total population. Minority groups include: Russians (7.5%), Poles (3.1%), and Ukrainians (1.7%).
Belarus has a population density of about 50 people per square kilometre (127 per sq mi); 70% of its total population is concentrated in urban areas. Minsk, the nation's capital and largest city, was home to 1,937,900 residents . Gomel, with a population of 481,000, is the second-largest city and serves as the capital of the Gomel Region. Other large cities are Mogilev (365,100), Vitebsk (342,400), Grodno (314,800) and Brest (298,300).
Like many other Eastern European countries, Belarus has a negative population growth rate and a negative natural growth rate. In 2007, Belarus's population declined by 0.41% and its fertility rate was 1.22, well below the replacement rate. Its net migration rate is +0.38 per 1,000, indicating that Belarus experiences slightly more immigration than emigration. , 69.9% of Belarus's population is aged 14 to 64; 15.5% is under 14, and 14.6% is 65 or older. Its population is also aging; the median age of 30–34 is estimated to rise to between 60 and 64 in 2050. There are about 0.87 males per female in Belarus. The average life expectancy is 72.15 (66.53 years for men and 78.1 years for women). Over 99% of Belarusians aged 15 and older are literate.
Religion and languages
According to the census of November 2011, 58.9% of all Belarusians adhered to some kind of religion; out of those, Eastern Orthodoxy made up about 82%: Eastern Orthodox in Belarus are mainly part of the Belarusian Exarchate of the Russian Orthodox Church, though a small Belarusian Autocephalous Orthodox Church also exists. Roman Catholicism is practiced mostly in the western regions, and there are also different denominations of Protestantism. Minorities also practice Greek Catholicism, Judaism, Islam and neo-paganism. Overall, 48.3% of the population is Orthodox Christian, 41.1% is not religious, 7.1% is Roman Catholic and 3.3% follows other religions.
Belarus's Catholic minority is concentrated in the western part of the country, especially around Grodno, consisting in a mixture of Belarusians and the country's Polish and Lithuanian minorities. President Lukashenko has stated that Orthodox and Catholic believers are the "two main confessions in our country".
Belarus was once a major center of European Jews, with 10% of the population being Jewish. But since the mid-20th century, the number of Jews has been reduced by the Holocaust, deportation, and emigration, so that today it is a very small minority of less than one percent. The Lipka Tatars, numbering over 15,000, are predominantly Muslims. According to Article 16 of the Constitution, Belarus has no official religion. While the freedom of worship is granted in the same article, religious organizations deemed harmful to the government or social order can be prohibited.
Belarus's two official languages are Russian and Belarusian; Russian is the most common language spoken at home, used by 70% of the population, while Belarusian, the official first language, is spoken at home by 23%. Minorities also speak Polish, Ukrainian and Eastern Yiddish. Belarusian, although not as widely used as Russian, is the mother tongue of 53.2% of the population, whereas Russian is the mother tongue of only 41.5%.
Culture
Arts and literature
The Belarusian government sponsors annual cultural festivals such as the Slavianski Bazaar in Vitebsk, which showcases Belarusian performers, artists, writers, musicians, and actors. Several state holidays, such as Independence Day and Victory Day, draw big crowds and often include displays such as fireworks and military parades, especially in Vitebsk and Minsk. The government's Ministry of Culture finances events promoting Belarusian arts and culture both inside and outside the country.
Belarusian literature began with 11th- to 13th-century religious scripture, such as the 12th-century poetry of Cyril of Turaw.
By the 16th century, Polotsk resident Francysk Skaryna translated the Bible into Belarusian. It was published in Prague and Vilnius sometime between 1517 and 1525, making it the first book printed in Belarus or anywhere in Eastern Europe. The modern era of Belarusian literature began in the late 19th century; one prominent writer was Yanka Kupala. Many Belarusian writers of the time, such as Uładzimir Žyłka, Kazimir Svayak, Yakub Kolas, Źmitrok Biadula, and Maksim Haretski, wrote for Nasha Niva, a Belarusian-language paper published that was previously published in Vilnius but now is published in Minsk.
After Belarus was incorporated into the Soviet Union, the Soviet government took control of the Republic's cultural affairs. At first, a policy of "Belarusianization" was followed in the newly formed Byelorussian SSR. This policy was reversed in the 1930s, and the majority of prominent Belarusian intellectuals and nationalist advocates were either exiled or killed in Stalinist purges. The free development of literature occurred only in Polish-held territory until Soviet occupation in 1939. Several poets and authors went into exile after the Nazi occupation of Belarus and would not return until the 1960s.
The last major revival of Belarusian literature occurred in the 1960s with novels published by Vasil Bykaŭ and Uladzimir Karatkievich. An influential author who devoted his work to awakening the awareness of the catastrophes the country has suffered, was Ales Adamovich. He was named by Svetlana Alexievich, the Belarusian winner of the Nobel Prize in Literature 2015, as "her main teacher, who helped her to find a path of her own".
Music in Belarus largely comprises a rich tradition of folk and religious music. The country's folk music traditions can be traced back to the times of the Grand Duchy of Lithuania. In the 19th century, Polish composer Stanisław Moniuszko composed operas and chamber music pieces while living in Minsk. During his stay, he worked with Belarusian poet Vintsent Dunin-Martsinkyevich and created the opera Sialanka (Peasant Woman). At the end of the 19th century, major Belarusian cities formed their own opera and ballet companies. The ballet Nightingale by M. Kroshner was composed during the Soviet era and became the first Belarusian ballet showcased at the National Academic Vialiki Ballet Theatre in Minsk.
After the Second World War, music focused on the hardships of the Belarusian people or on those who took up arms in defense of the homeland. During this period, Anatoly Bogatyrev, creator of the opera In Polesye Virgin Forest, served as the "tutor" of Belarusian composers. The National Academic Theatre of Ballet in Minsk was awarded the Benois de la Dance Prize in 1996 as the top ballet company in the world. Rock music has become increasingly popular in recent years, though the Belarusian government has attempted to limit the amount of foreign music aired on the radio in favor of traditional Belarusian music. Since 2004, Belarus has been sending artists to the Eurovision Song Contest.
Marc Chagall was born in Liozna (near Vitebsk) in 1887. He spent the World War I years in Soviet Belarus, becoming one of the country's most distinguished artists and a member of the modernist avant-garde and was a founder of the Vitebsk Arts College.
Dress
The traditional Belarusian dress originates from the Kievan Rus' period. Due to the cool climate, clothes were designed to conserve body heat and were usually made from flax or wool. They were decorated with ornate patterns influenced by the neighboring cultures: Poles, Lithuanians, Latvians, Russians, and other European nations. Each region of Belarus has developed specific design patterns. One ornamental pattern common in early dresses currently decorates the hoist of the Belarusian national flag, adopted in a disputed referendum in 1995.
Cuisine
Belarusian cuisine consists mainly of vegetables, meat (particularly pork), and bread. Foods are usually either slowly cooked or stewed. Typically, Belarusians eat a light breakfast and two hearty meals later in the day. Wheat and rye bread are consumed in Belarus, but rye is more plentiful because conditions are too harsh for growing wheat. To show hospitality, a host traditionally presents an offering of bread and salt when greeting a guest or visitor.
Sport
Belarus has competed in the Olympic Games since the 1994 Winter Olympics as an independent nation. Receiving heavy sponsorship from the government, ice hockey is the nation's second most popular sport after football. The national football team has never qualified for a major tournament; however, BATE Borisov has played in the Champions League. The national hockey team finished fourth at the 2002 Salt Lake City Olympics following a memorable upset win over Sweden in the quarterfinals and regularly competes in the World Championships, often making the quarterfinals. Numerous Belarusian players are present in the Kontinental Hockey League in Eurasia, particularly for Belarusian club HC Dinamo Minsk, and several have also played in the National Hockey League in North America. The 2014 IIHF World Championship was hosted in Belarus and the 2021 IIHF World Championship was supposed to be co-hosted in Latvia and Belarus but it was cancelled due to widespread protests and security concerns. The 2021 UEC European Track Championships in cycling was also cancelled because Belarus was not considered a safe host.
Darya Domracheva is a leading biathlete whose honours include three gold medals at the 2014 Winter Olympics. Tennis player Victoria Azarenka became the first Belarusian to win a Grand Slam singles title at the Australian Open in 2012. She also won the gold medal in mixed doubles at the 2012 Summer Olympics with Max Mirnyi, who holds ten Grand Slam titles in doubles.
Other notable Belarusian sportspeople include cyclist Vasil Kiryienka, who won the 2015 Road World Time Trial Championship, and middle-distance runner Maryna Arzamasava, who won the gold medal in the 800m at the 2015 World Championships in Athletics.
Andrei Arlovski, who was born in Babruysk, Byelorussian SSR, is a current UFC fighter and the former UFC heavyweight champion of the world.
Belarus is also known for its strong rhythmic gymnasts. Noticeable gymnasts include Inna Zhukova, who earned silver at the 2008 Beijing Olympics, Liubov Charkashyna, who earned bronze at the 2012 London Olympics and Melitina Staniouta, Bronze All-Around Medalist of the 2015 World Championships. The Belarusian senior group earned bronze at the 2012 London Olympics.
Telecommunications
Country code: .by
The state telecom monopoly, Beltelecom, holds the exclusive interconnection with Internet providers outside of Belarus. Beltelecom owns all the backbone channels that linked to the Lattelecom, TEO LT, Tata Communications (former Teleglobe), Synterra, Rostelecom, Transtelekom and MTS ISPs. Beltelecom is the only operator licensed to provide commercial VoIP services in Belarus.
World Heritage Sites
Belarus has four UNESCO-designated World Heritage Sites: the Mir Castle Complex, the Nesvizh Castle, the Belovezhskaya Pushcha (shared with Poland), and the Struve Geodetic Arc (shared with nine other countries).
See also
List of Belarus-related topics
Outline of Belarus
Republican Scientific Medical Library
Notes
References
Bibliography
Further reading
Bennett, Brian M. The Last Dictatorship in Europe: Belarus under Lukashenko (Columbia University Press, 2011)
Frear, Matthew. Belarus Under Lukashenka: Adaptive Authoritarianism (Routledge, 2015)
Korosteleva, Elena A. (June 2016). "The European Union and Belarus: Democracy Promotion by Technocratic Means?" Democratization 23: 4 pp. 678–698. .
Marples, David. 'Our Glorious Past': Lukashenka's Belarus and the Great Patriotic War (Columbia University Press, 2014)
Parker, Stewart. The Last Soviet Republic: Alexander Lukashenko's Belarus (Trafford Publishing, 2007)
Rudling, Pers Anders. The Rise and Fall of Belarusian Nationalism, 1906–1931 (University of Pittsburgh Press; 2014) 436 pages
Snyder, Timothy (2004). The Reconstruction of Nations: Poland, Ukraine, Lithuania, Belarus, 1569–1999
Vakar, Nicholas Platonovich. Belorussia: The Making of a Nation: A Case Study (Harvard UP, 1956).
Vakar, Nicholas Platonovich. A Bibliographical Guide to Belorussia (Harvard UP, 1956)
External links
Website of the Republic of Belarus by BelTA news agency
Belarus. The World Factbook. Central Intelligence Agency.
FAO Country Profiles: Belarus
Countries in Europe
Landlocked countries
Member states of the Commonwealth of Independent States
Member states of the United Nations
Member states of the Collective Security Treaty Organization
Member states of the Eurasian Economic Union
Republics
Russian-speaking countries and territories
States and territories established in 1991
States and territories established in the 980s |
3458 | https://en.wikipedia.org/wiki/Belize | Belize | Belize (, ; ) is a country on the north-eastern coast of Central America. It is bordered by Mexico to the north, the Caribbean Sea to the east, and Guatemala to the west and south. It also shares a water boundary with Honduras to the southeast. It has an area of and a population of 441,471 (2022). Its mainland is about long and wide. It is the least populated and least densely populated country in Central America. Its population growth rate of 1.87% per year (2018 estimate) is the second-highest in the region and one of the highest in the Western Hemisphere. Its capital is Belmopan, and its largest city is the namesake city of Belize City. Belize is often thought of as a Caribbean country in Central America because it has a history similar to that of English-speaking Caribbean nations. Belize's institutions and official language reflect its history as a British colony.
The Maya civilization spread into the area of Belize between 1500 BC and AD 300 and flourished until about 1200. European contact began in 1492 when Christopher Columbus sailed along the Gulf of Honduras. European exploration was begun by English settlers in 1638. Spain and Britain both laid claim to the land until Britain defeated the Spanish in the Battle of St. George's Caye (1798). In 1840 it became a British colony known as British Honduras, and a Crown colony in 1862. Belize achieved its independence from the United Kingdom on 21 September 1981. It is the only mainland Central American country which is a Commonwealth realm, with King Charles III as its monarch and head of state, represented by a governor-general.
Belize has a diverse society composed of many cultures and languages. It is the only Central American country where English is the official language, while Belizean Creole is the most widely spoken dialect. Spanish is the second-most-commonly-spoken language, followed by the Mayan languages, German dialects, and Garifuna. Over half the population is multilingual, due to the diverse linguistic backgrounds of the population. It is known for its September Celebrations, its extensive coral reefs, and punta music.
Belize's abundance of terrestrial and marine species and its diversity of ecosystems give it a key place in the globally significant Mesoamerican Biological Corridor. It is considered a Central American and Caribbean nation with strong ties to both the American and Caribbean regions. It is a member of the Caribbean Community (CARICOM), the Community of Latin American and Caribbean States (CELAC), and the Central American Integration System (SICA), the only country to hold full membership in all three regional organizations.
Name
The earliest known record of the name "Belize" appears in the journal of the Dominican priest Fray José Delgado, dating to 1677. Delgado recorded the names of three major rivers that he crossed while travelling north along the Caribbean coast: Rio Soyte, Rio Kibum, and Rio Balis. The names of these waterways, which correspond to the Sittee River, Sibun River, and Belize River, were provided to Delgado by his translator. It has been proposed that Delgado's "Balis" was actually the Mayan word belix (or beliz), meaning "muddy water", although no such Mayan word actually exists. More recently, it has been proposed that the name comes from the Mayan phrase "bel Itza", meaning "the way to Itza".
In the 1820s, the Creole elite of Belize invented the legend that the toponym Belize derived from the Spanish pronunciation of the name of a Scottish buccaneer, Peter Wallace, who established a settlement at the mouth of the Belize River in 1638. There is no proof that buccaneers settled in this area and the very existence of Wallace is considered a myth. Writers and historians have suggested several other possible etymologies, including postulated French and African origins.
History
Early history
The Maya civilization emerged at least three millennia ago in the lowland area of the Yucatán Peninsula and the highlands to the south, in the area of present-day southeastern Mexico, Belize, Guatemala, and western Honduras. Many aspects of this culture persist in the area, despite nearly 500 years of European domination. Prior to about 2500 BC, some hunting and foraging bands settled in small farming villages; they domesticated crops such as corn, beans, squash, and chili peppers.
A profusion of languages and subcultures developed within the Maya core culture. Between about 2500 BC and 250 AD, the basic institutions of Maya civilization emerged.
Maya civilization
The Maya civilization spread across the territory of present-day Belize around 1500BC, and flourished until about 900 AD. The recorded history of the middle and southern regions focuses on Caracol, an urban political centre that may have supported over 140,000 people. North of the Maya Mountains, the most important political centre was Lamanai. In the late Classic Era of Maya civilization (600–1000AD), an estimated 400,000 to 1,000,000 people inhabited the area of present-day Belize.
When Spanish explorers arrived in the 16th century, the area of present-day Belize included at least three distinct Maya territories:
Chetumal province, which encompassed the area around Corozal Bay
Dzuluinicob province, which encompassed the area between the lower New River and the Sibun River, west to Tipu
a southern territory controlled by the Manche Ch'ol Maya, encompassing the area between the Monkey River and the Sarstoon River.
Early colonial period (1506–1862)
Spanish conquistadors explored the land and declared it part of the Spanish Empire, but they failed to settle the territory because of its lack of resources and the hostile tribes of the Yucatán.
English pirates sporadically visited the coast of what is now Belize, seeking a sheltered region from which they could attack Spanish ships (see English settlement in Belize) and cut logwood (Haematoxylum campechianum) trees. The first British permanent settlement was founded around 1716, in what became the Belize District, and during the 18th century, established a system using enslaved Africans to cut logwood trees. This yielded a valuable fixing agent for clothing dyes, and was one of the first ways to achieve a fast black before the advent of artificial dyes. The Spanish granted the British settlers the right to occupy the area and cut logwood in exchange for their help suppressing piracy.
The British first appointed a superintendent over the Belize area in 1786. Before then the British government had not recognized the settlement as a colony for fear of provoking a Spanish attack. The delay in government oversight allowed the settlers to establish their own laws and forms of government. During this period, a few successful settlers gained control of the local legislature, known as the Public Meeting, as well as of most of the settlement's land and timber.
Throughout the 18th century, the Spanish attacked Belize every time war broke out with Britain. The Battle of St. George's Caye was the last of such military engagements, in 1798, between a Spanish fleet and a small force of Baymen and their slaves. From 3 to 5 September, the Spaniards tried to force their way through Montego Caye shoal, but were blocked by defenders. Spain's last attempt occurred on 10 September, when the Baymen repelled the Spanish fleet in a short engagement with no known casualties on either side. The anniversary of the battle has been declared a national holiday in Belize and is celebrated to commemorate the "first Belizeans" and the defence of their territory taken from the Spanish empire.
As part of the British Empire (1862–1981)
In the early 19th century, the British sought to reform the settlers, threatening to suspend the Public Meeting unless it observed the government's instructions to eliminate slavery outright. After a generation of wrangling, slavery was abolished in the British Empire in 1833. As a result of their enslaved Africans' abilities in the work of mahogany extraction, owners in British Honduras were compensated at £53.69 per enslaved African on average, the highest amount paid in any British territory. This was a form of reparation that was not given to the enslaved Africans at the time, nor since.
The end of slavery did little to change the formerly enslaved Africans' working conditions if they stayed at their trade. A series of institutions restricted the ability of emancipated African individuals to buy land, in a debt-peonage system. Former "extra special" mahogany or logwood cutters undergirded the early ascription of the capacities (and consequently the limitations) of people of African descent in the colony. Because a small elite controlled the settlement's land and commerce, formerly enslaved Africans had little choice but to continue to work in timber cutting.
In 1836, after the emancipation of Central America from Spanish rule, the British claimed the right to administer the region. In 1862, the United Kingdom formally declared it a British Crown Colony, subordinate to Jamaica, and named it British Honduras. Since 1854, the richest inhabitants elected an assembly of notables by censal vote, which was replaced by a legislative council appointed by the British monarchy.
As a colony, Belize began to attract British investors. Among the British firms that dominated the colony in the late 19th century was the Belize Estate and Produce Company, which eventually acquired half of all privately held land and eventually eliminated peonage. Belize Estate's influence accounts in part for the colony's reliance on the mahogany trade throughout the rest of the 19th century and the first half of the 20th century.
The Great Depression of the 1930s caused a near-collapse of the colony's economy as British demand for timber plummeted. The effects of widespread unemployment were worsened by a devastating hurricane that struck the colony in 1931. Perceptions of the government's relief effort as inadequate were aggravated by its refusal to legalize labour unions or introduce a minimum wage. Economic conditions improved during World War II, as many Belizean men entered the armed forces or otherwise contributed to the war effort.
Following the war, the colony's economy stagnated. Britain's decision to devalue the British Honduras dollar in 1949 worsened economic conditions and led to the creation of the People's Committee, which demanded independence. The People's Committee's successor, the People's United Party (PUP), sought constitutional reforms that expanded voting rights to all adults. The first election under universal suffrage was held in 1954 and was decisively won by the PUP, beginning a three-decade period in which the PUP dominated the country's politics. Pro-independence activist George Cadle Price became PUP's leader in 1956 and the effective head of government in 1961, a post he would hold under various titles until 1984.
Progress toward independence was hampered by a Guatemalan claim to sovereignty over Belizean territory. In 1964 Britain granted British Honduras self-government under a new constitution. On 1 June 1973, British Honduras was officially renamed Belize.
Independent Belize (since 1981)
Belize was granted independence on 21 September 1981. Guatemala refused to recognize the new nation because of its longstanding territorial dispute, claiming that Belize belonged to Guatemala. After independence about 1,500 British troops remained in Belize to deter any possible Guatemalan incursions.
With George Cadle Price at the helm, the PUP won all national elections until 1984. In that election, the first national election after independence, the PUP was defeated by the United Democratic Party (UDP). UDP leader Manuel Esquivel replaced Price as prime minister, with Price himself unexpectedly losing his own House seat to a UDP challenger. The PUP under Price returned to power after elections in 1989. The following year the United Kingdom announced that it would end its military involvement in Belize, and the RAF Harrier detachment was withdrawn the same year, having remained stationed in the country continuously since its deployment had become permanent there in 1980. British soldiers were withdrawn in 1994, but the United Kingdom left behind a military training unit to assist with the newly created Belize Defence Force.
The UDP regained power in the 1993 national election, and Esquivel became prime minister for a second time. Soon afterwards, Esquivel announced the suspension of a pact reached with Guatemala during Price's tenure, claiming Price had made too many concessions to gain Guatemalan recognition. The pact may have curtailed the 130-year-old border dispute between the two countries. Border tensions continued into the early 2000s, although the two countries cooperated in other areas.
In 1996, the Belize Barrier Reef, one of the Western Hemisphere's most pristine ecosystems, was designated as a UNESCO World Heritage Site.
The PUP won a landslide victory in the 1998 national elections, and PUP leader Said Musa was sworn in as prime minister. In the 2003 elections the PUP maintained its majority, and Musa continued as prime minister. He pledged to improve conditions in the underdeveloped and largely inaccessible southern part of Belize.
In 2005, Belize was the site of unrest caused by discontent with the PUP government, including tax increases in the national budget. On 8 February 2008, Dean Barrow was sworn in as prime minister after his UDP won a landslide victory in general elections. Barrow and the UDP were re-elected in 2012 with a considerably smaller majority. Barrow led the UDP to a third consecutive general election victory in November 2015, increasing the party's number of seats from 17 to 19. He said the election would be his last as party leader and preparations are under way for the party to elect his successor.
On 11 November 2020, the People's United Party (PUP), led by Johnny Briceño, defeated the United Democratic Party (UDP) for the first time since 2003, having won 26 seats out of 31 to form the new government of Belize. Briceño took office as Prime Minister on 12 November.
Government and politics
Belize is a parliamentary constitutional monarchy. The structure of government is based on the British parliamentary system, and the legal system is modelled on the common law of England. The head of state is Charles III, who is the king of Belize. He lives in the United Kingdom, and is represented in Belize by the governor-general. Executive authority is exercised by the cabinet, which advises the governor-general and is led by the prime minister, who is head of government. Cabinet ministers are members of the majority political party in parliament and usually hold elected seats within it concurrent with their cabinet positions.
The bicameral National Assembly of Belize comprises a House of Representatives and a Senate. The 31 members of the House are popularly elected to a maximum five-year term and introduce legislation affecting the development of Belize. The governor-general appoints the 12 members of the Senate, with a Senate president selected by the members. The Senate is responsible for debating and approving bills passed by the House.
Legislative power is vested in both the government and the Parliament of Belize. Constitutional safeguards include freedom of speech, press, worship, movement, and association. The judiciary is independent of the executive and the legislature.
Members of the independent judiciary are appointed. The judicial system includes local magistrates grouped under the Magistrates' Court, which hears less serious cases. The Supreme Court (chief justice) hears murder and similarly serious cases, and the Court of Appeal hears appeals from convicted individuals seeking to have their sentences overturned. Defendants may, under certain circumstances, appeal their cases to the Caribbean Court of Justice.
Political culture
In 1935, elections were reinstated, but only 1.8 percent of the population was eligible to vote. In 1954, women won the right to vote.
Since 1974, the party system in Belize has been dominated by the centre-left People's United Party and the centre-right United Democratic Party, although other small parties took part in all levels of elections in the past. Though none of these small political parties has ever won any significant number of seats or offices, their challenge has been growing over the years.
Foreign relations
Belize is a full participating member of the United Nations; the Commonwealth of Nations; the Organization of American States (OAS); the Central American Integration System (SICA); the Caribbean Community (CARICOM); the CARICOM Single Market and Economy (CSME); the Association of Caribbean States (ACS); and the Caribbean Court of Justice (CCJ), which currently serves as a final court of appeal for only Barbados, Belize, Guyana and Saint Lucia. In 2001 the Caribbean Community heads of government voted on a measure declaring that the region should work towards replacing the UK's Judicial Committee of the Privy Council as final court of appeal with the Caribbean Court of Justice. It is still in the process of acceding to CARICOM treaties including the trade and single market treaties.
Belize is an original member (1995) of the World Trade Organization (WTO), and participates actively in its work. The pact involves the Caribbean Forum (CARIFORUM) subgroup of the Group of African, Caribbean, and Pacific states (ACP). CARIFORUM presently the only part of the wider ACP-bloc that has concluded the full regional trade-pact with the European Union.
The British Army Garrison in Belize is used primarily for jungle warfare training, with access to over of jungle terrain.
Belize is a party to the Rome Statute of the International Criminal Court.
Armed forces
The Belize Defence Force (BDF) serves as the country's military. The BDF, with the Belize National Coast Guard and the Immigration Department, is a department of the Ministry of Defence and Immigration. In 1997 the regular army numbered over 900, the reserve army 381, the air wing 45 and the maritime wing 36, amounting to an overall strength of approximately 1,400. In 2005, the maritime wing became part of the Belizean Coast Guard. In 2012, the Belizean government spent about $17 million on the military, constituting 1.08% of the country's gross domestic product (GDP).
After Belize achieved independence in 1981 the United Kingdom maintained a deterrent force (British Forces Belize) in the country to protect it from invasion by Guatemala (see Guatemalan claim to Belizean territory). During the 1980s this included a battalion and No. 1417 Flight RAF of Harriers. The main British force left in 1994, three years after Guatemala recognized Belizean independence, but the United Kingdom maintained a training presence via the British Army Training and Support Unit Belize (BATSUB) and 25 Flight AAC until 2011 when the last British Forces left Ladyville Barracks, with the exception of seconded advisers.
Administrative divisions
Belize is divided into six districts.
These districts are further divided into 31 constituencies. Local government in Belize comprises four types of local authorities: city councils, town councils, village councils and community councils. The two city councils (Belize City and Belmopan) and seven town councils cover the urban population of the country, while village and community councils cover the rural population.
Guatemalan territorial dispute
Throughout Belize's history, Guatemala has claimed sovereignty over all or part of Belizean territory. This claim is occasionally reflected in maps drawn by Guatemala's government, showing Belize as Guatemala's twenty-third department.
The Guatemalan territorial claim involves approximately 53% of Belize's mainland, which includes significant portions of four districts: Belize, Cayo, Stann Creek, and Toledo. Roughly 43% of the country's population (≈154,949 Belizeans) reside in this region.
, the border dispute with Guatemala remains unresolved and contentious. Guatemala's claim to Belizean territory rests, in part, on Clause VII of the Anglo-Guatemalan Treaty of 1859, which obligated the British to build a road between Belize City and Guatemala. At various times, the issue has required mediation by the United Kingdom, Caribbean Community heads of government, the Organization of American States (OAS), Mexico, and the United States. On 15 April 2018, Guatemala's government held a referendum to determine if the country should take its territorial claim on Belize to the International Court of Justice (ICJ) to settle the long-standing issue. Guatemalans voted 95% yes on the matter. A similar referendum was to be held in Belize on 10 April 2019, but a court ruling led to its postponement. The referendum was held on 8 May 2019, and 55.4% of voters opted to send the matter to the ICJ.
Both countries submitted requests to the ICJ (in 2018 and 2019, respectively) and the ICJ ordered Guatemala's initial brief be submitted by December 2020 and Belize's response by 2022.
Indigenous land claims
Belize backed the United Nations (UN) Declaration on the Rights of Indigenous Peoples in 2007, which established legal land rights to indigenous groups. Other court cases have affirmed these rights like the Supreme Court of Belize's 2013 decision to uphold its ruling in 2010 that acknowledges customary land titles as communal land for indigenous peoples. Another such case is the Caribbean Court of Justice's (CCJ) 2015 order on the Belizean government, which stipulated that the country develop a land registry to classify and exercise traditional governance over Mayan lands. Despite these rulings, Belize has made little progress to support the land rights of indigenous communities; for instance, in the two years after the CCJ's decision, Belize's government failed to launch the Mayan land registry, prompting the group to take action into its own hands.
The exact ramifications of these cases need to be examined. , Belize still struggles to recognize indigenous populations and their respective rights. According to the 50-page voluntary national report Belize created on its progress toward the UN's 2030 Sustainable Development Goals, indigenous groups are not factored into the country's indicators whatsoever. Belize's Maya population is only mentioned once in the entirety of the report.
Geography
Belize is on the Caribbean coast of northern Central America. It shares a border on the north with the Mexican state of Quintana Roo, on the west with the Guatemalan department of Petén, and on the south with the Guatemalan department of Izabal. To the east in the Caribbean Sea, the second-longest barrier reef in the world flanks much of the of predominantly marshy coastline. The area of the country totals , an area slightly larger than El Salvador, Israel, New Jersey, or Wales. The many lagoons along the coasts and in the northern interior reduces the actual land area to . It is the only Central American country with no Pacific coastline.
Belize is shaped roughly like a rhombus that extends about north-south and about east-west, with a total land boundary length of . The undulating courses of two rivers, the Hondo and the Sarstoon River, define much of the course of the country's northern and southern boundaries. The western border follows no natural features and runs north–south through lowland forest and highland plateau.
The north of Belize consists mostly of flat, swampy coastal plains, in places heavily forested. The flora is highly diverse considering the small geographical area. The south contains the low mountain range of the Maya Mountains. The highest point in Belize is Doyle's Delight at .
Belize's rugged geography has also made the country's coastline and jungle attractive to drug smugglers, who use the country as a gateway into Mexico. In 2011, the United States added Belize to the list of nations considered major drug producers or transit countries for narcotics.
Environment preservation and biodiversity
Belize has a rich variety of wildlife because of its position between North and South America and a wide range of climates and habitats for plant and animal life. Belize's low human population and approximately of undistributed land make for an ideal home for the more than 5,000 species of plants and hundreds of species of animals, including armadillos, snakes, and monkeys.
The Cockscomb Basin Wildlife Sanctuary is a nature reserve in south-central Belize established to protect the forests, fauna, and watersheds of an approximately area of the eastern slopes of the Maya Mountains. The reserve was founded in 1990 as the first wilderness sanctuary for the jaguar and is regarded by one author as the premier site for jaguar preservation in the world.
Vegetation and flora
While over 60% of Belize's land surface is covered by lush forest, some 20% of the country's land is covered by cultivated land (agriculture) and human settlements. Belize had a 2018 Forest Landscape Integrity Index mean score of 6.15/10, ranking it 85th globally out of 172 countries. Savanna, scrubland and wetland constitute the remainder of Belize's land cover. Important mangrove ecosystems are also represented across Belize's landscape. Four terrestrial ecoregions lie within the country's borders – the Petén–Veracruz moist forests, Belizian pine forests, Belizean Coast mangroves, and Belizean Reef mangroves. As a part of the globally significant Mesoamerican Biological Corridor that stretches from southern Mexico to Panama, Belize's biodiversity – both marine and terrestrial – is rich, with abundant flora and fauna.
Belize is also a leader in protecting biodiversity and natural resources. According to the World Database on Protected Areas, 37% of Belize's land territory falls under some form of official protection, giving Belize one of the most extensive systems of terrestrial protected areas in the Americas. By contrast, Costa Rica only has 27% of its land territory protected.
Around 13.6% of Belize's territorial waters, which contain the Belize Barrier Reef, are also protected. The Belize Barrier Reef is a UNESCO-recognized World Heritage Site and is the second-largest barrier reef in the world, behind Australia's Great Barrier Reef.
A remote sensing study conducted by the Water Center for the Humid Tropics of Latin America and the Caribbean (CATHALAC) and NASA, in collaboration with the Forest Department and the Land Information Centre (LIC) of the government of Belize's Ministry of Natural Resources and the Environment (MNRE), and published in August 2010 revealed that Belize's forest cover in early 2010 was approximately 62.7%, down from 75.9% in late 1980. A similar study by Belize Tropical Forest Studies and Conservation International revealed similar trends in terms of Belize's forest cover. Both studies indicate that each year, 0.6% of Belize's forest cover is lost, translating to the clearing of an average of each year. The USAID-supported SERVIR study by CATHALAC, NASA, and the MNRE also showed that Belize's protected areas have been extremely effective in protecting the country's forests. While only some 6.4% of forests inside of legally declared protected areas were cleared between 1980 and 2010, over a quarter of forests outside of protected areas were lost between 1980 and 2010.
As a country with a relatively high forest cover and a low deforestation rate, Belize has significant potential for participation in initiatives such as REDD. Significantly, the SERVIR study on Belize's deforestation was also recognized by the Group on Earth Observations (GEO), of which Belize is a member nation.
Natural resources and energy
Belize is known to have a number of economically important minerals, but none in quantities large enough to warrant mining. These minerals include dolomite, barite (source of barium), bauxite (source of aluminium), cassiterite (source of tin), and gold. In 1990 limestone, used in road construction, was the only mineral resource exploited for domestic or export use.
In 2006, the cultivation of newly discovered crude oil in the town of Spanish Lookout has presented new prospects and problems for this developing nation.
Access to biocapacity in Belize is much higher than world average. In 2016, Belize had 3.8 global hectares of biocapacity per person within its territory, much more than the world average of 1.6 global hectares per person. In 2016 Belize used 5.4 global hectares of biocapacity per person – their ecological footprint of consumption. This means they use more biocapacity than Belize contains. As a result, Belize is running a biocapacity deficit.
Belize Barrier Reef
The Belize Barrier Reef is a series of coral reefs straddling the coast of Belize, roughly offshore in the north and in the south within the country limits. The Belize Barrier Reef is a section of the Mesoamerican Barrier Reef System, which is continuous from Cancún on the northeast tip of the Yucatán Peninsula through the Riviera Maya up to Honduras making it one of the largest coral reef systems in the world.
It is the top tourist destination in Belize, popular for scuba diving and snorkelling, and attracting almost half of its 260,000 visitors. It is also vital to its fishing industry. In 1842 Charles Darwin described it as "the most remarkable reef in the West Indies".
The Belize Barrier Reef was declared a World Heritage Site by UNESCO in 1996 due to its vulnerability and the fact that it contains important natural habitats for in-situ conservation of biodiversity.
Species
The Belize Barrier Reef is home to a large diversity of plants and animals, and is one of the most diverse ecosystems of the world:
70 hard coral species
36 soft coral species
500 species of fish
hundreds of invertebrate species
With ~90% of the reef still yet to be researched, some estimate that only 10% of all species have been discovered.
Conservation
Belize became the first country in the world to completely ban bottom trawling in December 2010. In December 2015, Belize banned offshore oil drilling within of the Barrier Reef and all of its seven World Heritage Sites.
Despite these protective measures, the reef remains under threat from oceanic pollution as well as uncontrolled tourism, shipping, and fishing. Other threats include hurricanes, along with global warming and the resulting increase in ocean temperatures, which causes coral bleaching. It is claimed by scientists that over 40% of Belize's coral reef has been damaged since 1998.
Climate
Belize has a tropical climate with pronounced wet and dry seasons, although there are significant variations in weather patterns by region. Temperatures vary according to elevation, proximity to the coast, and the moderating effects of the northeast trade winds off the Caribbean. Average temperatures in the coastal regions range from in January to in July. Temperatures are slightly higher inland, except for the southern highland plateaus, such as the Mountain Pine Ridge, where it is noticeably cooler year round. Overall, the seasons are marked more by differences in humidity and rainfall than in temperature.
Average rainfall varies considerably, from in the north and west to over in the extreme south. Seasonal differences in rainfall are greatest in the northern and central regions of the country where, between January and April or May, less than of rainfall per month. The dry season is shorter in the south, normally only lasting from February to April. A shorter, less rainy period, known locally as the "little dry", usually occurs in late July or August, after the onset of the rainy season.
Hurricanes have played key—and devastating—roles in Belizean history. In 1931, an unnamed hurricane destroyed over two-thirds of the buildings in Belize City and killed more than 1,000 people. In 1955, Hurricane Janet levelled the northern town of Corozal. Only six years later, Hurricane Hattie struck the central coastal area of the country, with winds in excess of and storm tides. The devastation of Belize City for the second time in thirty years prompted the relocation of the capital some inland to the planned city of Belmopan.
In 1978, Hurricane Greta caused more than US$25 million in damage along the southern coast. In 2000, Hurricane Keith, the wettest tropical cyclone in the nation's record, stalled, and hit the nation as a Category 4 storm on 1 October, causing 19 deaths and at least $280 million in damage. Soon after, on 9 October 2001, Hurricane Iris made landfall at Monkey River Town as a Category 4 storm. The storm demolished most of the homes in the village, and destroyed the banana crop. In 2007, Hurricane Dean made landfall as a Category 5 storm only north of the Belize–Mexico border. Dean caused extensive damage in northern Belize.
In 2010, Belize was directly affected by the Category 2 Hurricane Richard, which made landfall approximately south-southeast of Belize City at around 00:45 UTC on 25 October 2010. The storm moved inland towards Belmopan, causing estimated damage of BZ$33.8 million ($17.4 million 2010 USD), primarily from damage to crops and housing. The most recent hurricane to make landfall in Belize was Hurricane Lisa in 2022.
Economy
Belize has a small, mostly private enterprise economy that is based primarily on agriculture, agro-based industry, and merchandising, with tourism and construction recently assuming greater importance. The country is also a producer of industrial minerals, crude oil, and petroleum. , oil production was . In agriculture, sugar, like in colonial times, remains the chief crop, accounting for nearly half of exports, while the banana industry is the largest employer. In 2007 Belize became the world's third largest exporter of papaya.
The government of Belize faces important challenges to economic stability. Rapid action to improve tax collection has been promised, but a lack of progress in reining in spending could bring the exchange rate under pressure. The tourist and construction sectors strengthened in early 1999, leading to a preliminary estimate of revived growth at four percent. Infrastructure remains a major economic development challenge; Belize has the region's most expensive electricity. Trade is important and the major trading partners are the United States, Mexico, the United Kingdom, the European Union, and CARICOM.
Belize has four commercial bank groups, of which the largest and oldest is Belize Bank. The other three banks are Heritage Bank, Atlantic Bank, and Scotiabank (Belize). A robust complex of credit unions began in the 1940s under the leadership of Marion M. Ganey, S.J.
Because of its location on the coast of Central America, Belize is a popular destination for vacationers and for many North American drug traffickers. The Belize currency is pegged to the U.S. dollar and banks in Belize offer non-residents the ability to establish accounts, so drug traffickers and money launderers are attracted to banks in Belize. As a result, the United States Department of State has recently named Belize one of the world's "major money laundering countries".
Industrial infrastructure
The largest integrated electric utility and the principal distributor in Belize is Belize Electricity Limited. BEL was approximately 70% owned by Fortis Inc., a Canadian investor-owned distribution utility. Fortis took over the management of BEL in 1999, at the invitation of the government of Belize in an attempt to mitigate prior financial problems with the locally managed utility. In addition to its regulated investment in BEL, Fortis owns Belize Electric Company Limited (BECOL), a non-regulated hydroelectric generation business that operates three hydroelectric generating facilities on the Macal River.
On 14 June 2011, the government of Belize nationalized the ownership interest of Fortis Inc. in Belize Electricity Ltd. The utility encountered serious financial problems after the country's Public Utilities Commission (PUC) in 2008 "disallowed the recovery of previously incurred fuel and purchased power costs in customer rates and set customer rates at a level that does not allow BEL to earn a fair and reasonable return", Fortis said in a June 2011 statement. BEL appealed this judgement to the Court of Appeal, with a hearing expected in 2012. In May 2011, the Supreme Court of Belize granted BEL's application to prevent the PUC from taking any enforcement actions pending the appeal. The Belize Chamber of Commerce and Industry issued a statement saying the government had acted in haste and expressed concern over the message it sent to investors.
In August 2009, the government of Belize nationalized Belize Telemedia Limited (BTL), which now competes directly with Speednet. As a result of the nationalization process, the interconnection agreements are again subject to negotiations. Both BTL and Speednet sell basic telephone services, national and international calls, prepaid services, cellular services via GSM 1900 megahertz (MHz) and 4G LTE respectively, international cellular roaming, fixed wireless, fibre-to-the-home internet service, and national and international data networks.
Tourism
A combination of natural factors – climate, the Belize Barrier Reef, over 450 offshore Cays (islands), excellent fishing, safe waters for boating, scuba diving, snorkelling and freediving, numerous rivers for rafting, and kayaking, various jungle and wildlife reserves of fauna and flora, for hiking, bird watching, and helicopter touring, as well as many Maya sites – support the thriving tourism and ecotourism industry.
Development costs are high, but the government of Belize has made tourism its second development priority after agriculture. In 2012, tourist arrivals totalled 917,869 (with about 584,683 from the United States) and tourist receipts amounted to over $1.3 billion.
After COVID-19 struck tourism, Belize became the first country in the Caribbean to allow vaccinated travelers to visit without a COVID-19 test.
Demographics
Belize's population is estimated to be 441,471 in 2022. Belize's total fertility rate in 2009 was 3.6 children per woman. Its birth rate was 22.9 births/1,000 population (2018 estimate), and the death rate was 4.2 deaths/1,000 population (2018 estimate). A substantial ethnic-demographic shift has been occurring since 1980 when the Creole/Mestizo ratio shifted from 58/38 to currently 26/53, due to many Creoles moving to the US and a rising Mestizo birth rate and migration from El Salvador.
Ethnic groups
The Maya
The Maya are thought to have been in Belize and the Yucatán region since the second millennium BCE. Many died in conflicts between constantly warring tribes or by catching disease from invading Europeans. Three Maya groups now inhabit the country: The Yucatec (who came from Yucatán, Mexico, to escape the savage Caste War of the 1840s), the Mopan (indigenous to Belize but were forced out to Guatemala by the British for raiding settlements; they returned to Belize to evade enslavement by the Guatemalans in the 19th century), and Q'eqchi' (also fled from slavery in Guatemala in the 19th century). The latter groups are chiefly found in the Toledo District. The Maya speak their native languages and Spanish, and are also often fluent in English and Belizean Creole.
Creoles
Belizean Creoles are primarily mixed-raced descendants of West and Central Africans who were brought to the British Honduras (present-day Belize along the Bay of Honduras) as well as the English and Scottish log cutters, known as the Baymen who trafficked them. Over the years they have also intermarried with Miskito from Nicaragua, Jamaicans and other Caribbean people, Mestizos, Europeans, Garifunas, Mayas, and Chinese and Indians. The latter were brought to Belize as indentured laborers. Majority of Creoles trace their ancestry to several of the aforementioned groups.
For all intents and purposes, Creole is an ethnic and linguistic denomination. Some natives, even with blonde hair and blue eyes, may call themselves Creoles.
Belize Creole or Kriol developed during the time of slavery, and historically was only spoken by former enslaved Africans. It became an integral part of the Belizean identity, and is now spoken by about 45% of Belizeans. Belizean Creole is derived mainly from English. Its substrate languages are the Native American language Miskito, and the various West African and Bantu languages, native languages of the enslaved Africans. Creoles are found all over Belize, but predominantly in urban areas such as Belize City, coastal towns and villages, and in the Belize River Valley.
Garinagu
The Garinagu (singular Garifuna), at around 4.5% of the population, are a mix of West/Central African, Arawak, and Island Carib ancestry. Though they were captives removed from their homelands, these people were never documented as slaves. The two prevailing theories are that, in 1635, they were either the survivors of two recorded shipwrecks or somehow took over the ship they came on.
Throughout history they have been incorrectly labelled as Black Caribs. When the British took over Saint Vincent and the Grenadines after the Treaty of Paris in 1763, they were opposed by French settlers and their Garinagu allies. The Garinagu eventually surrendered to the British in 1796. The British separated the more African-looking Garifunas from the more indigenous-looking ones. 5,000 Garinagu were exiled from the Grenadine island of Baliceaux. About 2,500 of them survived the voyage to Roatán, an island off the coast of Honduras. The Garifuna language belongs to the Arawakan language family, but has a large number of loanwords from Carib languages and from English.
Because Roatán was too small and infertile to support their population, the Garinagu petitioned the Spanish authorities of Honduras to be allowed to settle on the mainland coast. The Spanish employed them as soldiers, and they spread along the Caribbean coast of Central America. The Garinagu settled in Seine Bight, Punta Gorda and Punta Negra, Belize, by way of Honduras as early as 1802. In Belize, 19 November 1832 is the date officially recognized as "Garifuna Settlement Day" in Dangriga.
According to one genetic study, their ancestry is on average 76% Sub Saharan African, 20% Arawak/Island Carib and 4% European.
Mestizos
The Mestizo culture are people of mixed Spanish and Yucatec Maya descent. They originally came to Belize in 1847, to escape the Caste War, which occurred when thousands of Mayas rose against the state in Yucatán and massacred over one-third of the population. The surviving others fled across the borders into British territory. The Mestizos are found everywhere in Belize but most make their homes in the northern districts of Corozal and Orange Walk. Some other Hispanics came from Latin and Central America like El Salvador, Guatemala, Honduras, and Nicaragua. The Mestizos along with Latin Americans are the largest ethnic group in Belize and make up approximately half of the population. The Mestizo towns centre on a main square, and social life focuses on the Hispanic and Catholic Church traditions and customs. Spanish is the main language of most Mestizos and Hispanic descendants, but many speak English and Belizean Creole fluently. Due to the influences of Belizean Creole and English, many Mestizos speak what is known as "Kitchen Spanish". The mixture of Yucatec Mestizo and Yucatec Maya foods like tamales, escabeche, chirmole, relleno, and empanadas came from their Mexican side and corn tortillas were handed down by their Mayan side. Music comes mainly from the marimba, but they also play and sing with the guitar. Dances performed at village fiestas include the Hog-Head, Zapateados, the Mestizada, Paso Doble and many more.
German-speaking Mennonites
The majority of the Mennonite population comprises so-called Russian Mennonites of German descent who settled in the Russian Empire during the 18th and 19th centuries. Most Russian Mennonites live in Mennonite settlements like Spanish Lookout, Shipyard, Little Belize, and Blue Creek. These Mennonites speak Plautdietsch (a Low German dialect) in everyday life, but use mostly Standard German for reading (the Bible) and writing. The Plautdietsch-speaking Mennonites came mostly from Mexico in the years after 1958 and they are trilingual with proficiency in Spanish. There are also some mainly Pennsylvania Dutch-speaking Old Order Mennonites who came from the United States and Canada in the late 1960s. They live primarily in Upper Barton Creek and associated settlements. These Mennonites attracted people from different Anabaptist backgrounds who formed a new community. They look quite similar to Old Order Amish, but are different from them.
Other groups
The remaining 5% or so of the population consist of a mix of Indians, Chinese, Whites from the United Kingdom, United States and Canada, and many other foreign groups brought to assist the country's development. During the 1860s, a large influx of East Indians who spent brief periods in Jamaica and American Civil War veterans from Louisiana and other Southern states established Confederate settlements in British Honduras and introduced commercial sugar cane production to the colony, establishing 11 settlements in the interior. The 20th century saw the arrival of more Asian settlers from Mainland China, India, Syria and Lebanon. Said Musa, the son of an immigrant from Palestine, was the Prime Minister of Belize from 1998 to 2008. Central American immigrants from El Salvador, Guatemala, Honduras and Nicaragua and expatriate Americans and Africans also began to settle in the country. 6,000 Mexicans live in Belize.
Emigration, immigration, and demographic shifts
Creoles and other ethnic groups are emigrating mostly to the United States, but also to the United Kingdom and other developed nations for better opportunities. Based on the latest US Census, the number of Belizeans in the United States is approximately 160,000 (including 70,000 legal residents and naturalized citizens), consisting mainly of Creoles and Garinagu.
Because of conflicts in neighbouring Central American nations, Hispanics or Latin American refugees from El Salvador, Guatemala, and Honduras have fled to Belize in significant numbers during the 1980s, and have been significantly adding to Belize's Hispanic population. These two events have been changing the demographics of the nation for the last 30 years.
Languages
English is the official language of Belize. This stems from the country being a former British colony. Belize is the only country in Central America with English as the official language. Also, English is the primary language of public education, government and most media outlets. About half of Belizeans regardless of ethnicity speak a mostly English-based creole called Belizean Creole (or Kriol in Belizean Creole). Although English is widely used, Belizean Creole is spoken in all situations whether informal, formal, social or interethnic dialogue, even in meetings of the House of Representatives.
When a Creole language exists alongside its lexifier language, as is the case in Belize, a continuum forms between the Creole and the lexifier language. It is therefore difficult to substantiate or differentiate the number of Belize Creole speakers compared to English speakers. Creole might best be described as the lingua franca of the nation.
Approximately 50% of Belizeans self-identify as Mestizo, Latino, or Hispanic and 50–70% speak Caribbean Spanish as a native language. When Belize was a British colony, Spanish was banned in schools, but today it is widely spoken. "Kitchen Spanish" is an intermediate form of Spanish mixed with Belize Creole, spoken in the northern towns such as Corozal and San Pedro.
Over half the population is multilingual. Being a small, multiethnic state, surrounded by Spanish-speaking nations, the economic and social benefits from multilingualism are high.
Belize is also home to three Maya languages: Q'eqchi', Mopan (an endangered language), and Yucatec Maya.
Approximately 16,100 people speak the Arawakan-based Garifuna language, and 6,900 Mennonites in Belize speak mainly Plautdietsch while a minority of Mennonites speak Pennsylvania Dutch.
Largest cities
Religion
According to the 2010 census, 40.1% of Belizeans are Roman Catholics, 31.8% are Protestants (8.4% Pentecostal; 5.4% Adventist; 4.7% Anglican; 3.7% Mennonite; 3.6% Baptist; 2.9% Methodist; 2.8% Nazarene), 1.7% are Jehovah's Witnesses, 10.3% adhere to other religions (Maya religion, Garifuna religion, Obeah and Myalism, and minorities of the Church of Jesus Christ of Latter-day Saints, Hindus, Buddhists, Muslims, Baháʼís, Rastafarians and other) and 15.5% profess to be irreligious.
According to PROLADES, Belize was 64.6% Roman Catholic, 27.8% Protestant, 7.6% Other in 1971. Until the late 1990s, Belize was a Roman Catholic majority country. Catholics formed 57% of the population in 1991, and dropped to 49% in 2000. The percentage of Roman Catholics in the population has been decreasing in the past few decades due to the growth of Protestant churches, other religions and non-religious people.
In addition to Catholics, there has always been a large accompanying Protestant minority. It was brought by British, German, and other settlers to the British colony of British Honduras. From the beginning, it was largely Anglican and Mennonite in nature. The Protestant community in Belize experienced a large Pentecostal and Seventh-Day Adventist influx tied to the recent spread of various Evangelical Protestant denominations throughout Latin America. Geographically speaking, German Mennonites live mostly in the rural districts of Cayo and Orange Walk.
The Greek Orthodox Church has a presence in Santa Elena.
The Association of Religion Data Archives estimates there were 7,776 Baháʼís in Belize in 2005, or 2.5% of the national population. Their estimates suggest this is the highest proportion of Baháʼís in any country. Their data also states that the Baháʼí Faith is the second most common religion in Belize, following Christianity. Hinduism is followed by most Indian immigrants. Sikhs were the first Indian immigrants to Belize (not counting indentured workers), and the former Chief Justice of Belize George Singh was the son of a Sikh immigrant, there was also a Sikh cabinet minister. Muslims claim that there have been Muslims in Belize since the 16th century having been brought over from Africa as slaves, but there are no sources for that claim. The Muslim population of today started in the 1980s. Muslims numbered 243 in 2000 and 577 in 2010 according to the official statistics. and comprise 0.16 percent of the population. A mosque is at the Islamic Mission of Belize (IMB), also known as the Muslim Community of Belize. Another mosque, Masjid Al-Falah, officially opened in 2008 in Belize City.
Health
Belize has a high prevalence of communicable diseases such as respiratory diseases and intestinal illnesses.
Education
A number of kindergartens, secondary, and tertiary schools in Belize provide quality education for students—mostly funded by the government. Belize has about a dozen tertiary level institutions, the most prominent of which is the University of Belize, which evolved out of the University College of Belize founded in 1986. Before that St. John's College, founded in 1877, dominated the tertiary education field. The Open Campus of the University of the West Indies has a site in Belize. It also has campuses in Barbados, Trinidad, and Jamaica. The government of Belize contributes financially to the UWI.
Education in Belize is compulsory between the ages of 6 and 14 years. , the literacy rate in Belize was estimated at 79.7%, one of the lowest in the Western Hemisphere.
The educational policy is currently following the "Education Sector Strategy 2011–2016", which sets three objectives for the years to come: Improving access, quality, and governance of the education system by providing technical and vocational education and training.
Crime
Belize has moderate rates of violent crime. The majority of violence in Belize stems from gang activity, which includes trafficking of drugs and persons, protecting drug smuggling routes, and securing territory for drug dealing.
In 2019, 102 murders were recorded in Belize, giving the country a homicide rate of 24 murders per 100,000 inhabitants, lower than the neighbouring countries of Mexico and Honduras, but higher than Guatemala and El Salvador. Belize District (containing Belize City) had the most murders by far compared to all the other districts. In 2019, 58% of the murders occurred in the Belize District. The violence in Belize City (especially the southern part of the city) is largely due to gang warfare.
In 2015, there were 40 reported cases of rape, 214 robberies, 742 burglaries, and 1027 cases of theft.
The Belize Police Department has implemented many protective measures in hopes of decreasing the high number of crimes. These measures include adding more patrols to "hot spots" in Belize City, obtaining more resources to deal with the predicament, creating the "Do the Right Thing for Youths at Risk" program, creating the Crime Information Hotline, creating the Yabra Citizen Development Committee, an organization that helps youth, and other initiatives. In 2011, the government established a truce among many major gangs, lowering the murder rate.
Social structure
Belize's social structure is marked by enduring differences in the distribution of wealth, power, and prestige. Because of the small size of Belize's population and the intimate scale of social relations, the social distance between the rich and the poor, while significant, is nowhere as vast as in other Caribbean and Central American societies, such as Jamaica and El Salvador. Belize lacks the violent class and racial conflict that has figured so prominently in the social life of its Central American neighbours.
Political and economic power remain vested in the hands of the local elite. The sizeable middle group is composed of peoples of different ethnic backgrounds. This middle group does not constitute a unified social class, but rather a number of middle-class and working-class groups, loosely oriented around shared dispositions toward education, cultural respectability, and possibilities for upward social mobility. These beliefs, and the social practices they engender, help distinguish the middle group from the grass roots majority of the Belizean people.
Women
In 2021, the World Economic Forum ranked Belize 90th out of 156 countries in its Global Gender Gap Report. Of all the countries in Latin America and the Caribbean, Belize ranked fourth from last. It ranked higher in the categories of "economic participation and opportunity" and "health and survival", but very low in "political empowerment". In 2019, the UN gave Belize a Gender Inequality Index score of 0.415, ranking it 97th out of 162 countries.
, 49.9% of women in Belize participate in the workforce, compared to 80.6% of men. 11.1% of the seats in Belize's National Assembly are filled by women.
Culture
In Belizean folklore, there are the legends of Lang Bobi Suzi, La Llorona, La Sucia, Tata Duende, Anansi, Xtabay, Sisimite and the cadejo.
Most of the public holidays in Belize are traditional Commonwealth and Christian holidays, although some are specific to Belizean culture such as Garifuna Settlement Day and Heroes and Benefactors' Day, formerly Baron Bliss Day. In addition, the month of September is considered a special time of national celebration called September Celebrations with a whole month of activities on a special events calendar. Besides Independence Day and St. George's Caye Day, Belizeans also celebrate Carnival during September, which typically includes several events spread across multiple days, with the main event being the Carnival Road March, usually held the Saturday before 10 September. In some areas of Belize, it is celebrated at the traditional time before Lent (in February).
Cuisine
Belizean cuisine is an amalgamation of all ethnicities in the nation, and their respectively wide variety of foods. It might best be described as both similar to Mexican/Central American cuisine and Jamaican/Anglo-Caribbean cuisine but very different from these areas as well, with Belizean touches and innovation which have been handed down by generations. All immigrant communities add to the diversity of Belizean food, including the Indian and Chinese communities.
The Belizean diet can be both very modern and traditional. There are no rules. Breakfast typically consists of bread, flour tortillas, or fry jacks (deep fried dough pieces) that are often homemade. Fry jacks are eaten with various cheeses, "fry" beans, various forms of eggs or cereal, along with powdered milk, coffee, or tea. Tacos made from corn or flour tortillas and meat pies can also be consumed for a hearty breakfast from a street vendor. Midday meals are the main meals for Belizeans, usually called "dinner". They vary, from foods such as rice and beans with or without coconut milk, tamales, "panades" (fried maize shells with beans or fish), meat pies, escabeche (onion soup), chimole (soup), caldo, stewed chicken, and garnaches (fried tortillas with beans, cheese, and sauce) to various constituted dinners featuring some type of rice and beans, meat and salad, or coleslaw. Fried "fry" chicken is another common course.
In rural areas, meals are typically simpler than in cities. The Maya use maize, beans, or squash for most meals, and the Garifuna are fond of seafood, cassava (particularly made into cassava bread or ereba), and vegetables. The nation abounds with restaurants and fast food establishments that are fairly affordable. Local fruits are quite common, but raw vegetables from the markets less so. Mealtime is a communion for families and schools and some businesses close at midday for lunch, reopening later in the afternoon.
Music
In recent years, Latin music, including reggaeton and banda, has experienced a surge in popularity in Belize, alongside the traditional genres of punta and brukdown. This growing trend reflects the influence of neighboring Latin American countries and the cultural connections that exist within the region. The rise in popularity of Latin music in Belize demonstrates the vibrant and diverse musical landscape of the country, showcasing the ability of music to transcend borders and bring people together.
Punta is distinctly Caribbean, and is sometimes said to be ready for international popularization like similarly descended styles (reggae, calypso, merengue).
Brukdown is a modern style of Belizean music related to calypso. It evolved out of the music and dance of loggers, especially a form called buru. Reggae, dance hall, and soca imported from Trinidad, Jamaica, and the rest of the West Indies, rap, hip-hop, heavy metal, and rock music from the United States, are also popular among the youth of Belize.
Sports
The major sports in Belize are football, basketball, volleyball and cycling, with smaller followings of boat racing, athletics, softball, cricket and rugby. Fishing is also popular in coastal areas of Belize.
The Cross Country Cycling Classic, also known as the "cross country" race or the Holy Saturday Cross Country Cycling Classic, is considered one of the most important Belize sports events. This one-day sports event is meant for amateur cyclists but has also gained worldwide popularity. The history of Cross Country Cycling Classic in Belize dates back to the period when Monrad Metzgen picked up the idea from a small village on the Northern Highway (now Phillip Goldson Highway). The people from this village used to cover long distances on their bicycles to attend the weekly game of cricket. He improvised on this observation by creating a sporting event on the difficult terrain of the Western Highway, which was then poorly built.
Another major annual sporting event in Belize is the La Ruta Maya Belize River Challenge, a 4-day canoe marathon held each year in March. The race runs from San Ignacio to Belize City, a distance of .
On Easter day, citizens of Dangriga participate in a yearly fishing tournament. First, second, and third prize are awarded based on a scoring combination of size, species, and number. The tournament is broadcast over local radio stations, and prize money is awarded to the winners.
The Belize national basketball team is the only national team that has achieved major victories internationally. The team won the 1998 CARICOM Men's Basketball Championship, held at the Civic Centre in Belize City, and subsequently participated in the 1999 Centrobasquet Tournament in Havana. The national team finished seventh of eight teams after winning only 1 game despite playing close all the way. In a return engagement at the 2000 CARICOM championship in Barbados, Belize placed fourth. Shortly thereafter, Belize moved to the Central American region and won the Central American Games championship in 2001.
The team has failed to duplicate this success, most recently finishing with a 2–4 record in the 2006 COCABA championship. The team finished second in the 2009 COCABA tournament in Cancun, Mexico where it went 3–0 in group play. Belize won its opening match in the Centrobasquet Tournament, 2010, defeating Trinidad and Tobago, but lost badly to Mexico in a rematch of the COCABA final. A tough win over Cuba set Belize in position to advance, but they fell to Puerto Rico in their final match and failed to qualify.
Simone Biles, the winner of four gold medals in the 2016 Rio Summer Olympics is a dual citizen of the United States and of Belize, which she considers her second home. Biles is of Belizean-American descent.
National symbols
The national flower of Belize is the black orchid (Prosthechea cochleata, also known as Encyclia cochleata). The national tree is the mahogany tree (Swietenia macrophylla), which inspired the national motto Sub Umbra Floreo, which means "Under the shade I flourish". The national ground-dwelling animal is the Baird's tapir and the national bird is the keel-billed toucan (Ramphastos sulphuratus).
See also
Index of Belize-related articles
Outline of Belize
Explanatory notes
References
External links
– Government of Belize. .
Official webpage of Queen Elizabeth II (as former Queen of Belize)
Profile at U.S. Department of State
Belize National Emergency Management Organization – Official governmental site
Belize Wildlife Conservation Network – Belize Wildlife Conservation Network (archived 4 February 2013)
CATHALAC – Water Center for the Humid Tropics of Latin America and the Caribbean (archived 5 February 2012)
LANIC Belize page
Belize. The World Factbook. Central Intelligence Agency.
Belize at UCB Libraries GovPubs (archived 11 May 2013)
Belize from the BBC News
Key Development Forecasts for Belize from International Futures
Hydromet.gov.bz – Official website of the Belize National Meteorological Service
Bileez Kriol Wiki – A wiki in Belizean Creole about Belize
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Member states of the Caribbean Community
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3459 | https://en.wikipedia.org/wiki/Benin | Benin | Benin ( , ; , , ), officially the Republic of Benin (), and formerly Dahomey, is a country in West Africa. It is bordered by Togo to the west, Nigeria to the east, Burkina Faso to the north-west, and Niger to the north-east. The majority of its population lives on the southern coastline of the Bight of Benin, part of the Gulf of Guinea in the northernmost tropical portion of the Atlantic Ocean. The capital is Porto-Novo, and the seat of government is in Cotonou, the most populous city and economic capital. Benin covers an area of and its population in was estimated to be approximately million. It is a small, tropical country. It is one of the least developed, with an economy significantly dependent on agriculture, and is an exporter of palm oil and cotton. Some employment and income arise from subsistence farming.
From the 17th to the 19th century, political entities in the area included the Kingdom of Dahomey, the city-state of Porto-Novo, and other states to the north. This region was referred to as the Slave Coast from the early 17th century due to the high number of people who were sold and trafficked during the Atlantic slave trade to the New World. France took over the territory in 1894, incorporating it into French West Africa as French Dahomey. In 1960, Dahomey gained full independence from France. As a sovereign state, Benin has had democratic governments, military coups, and military governments. A self-described Marxist–Leninist state called the People's Republic of Benin existed between 1975 and 1990. In 1991, it was replaced by the multi-party Republic of Benin.
The official language of Benin is French, with indigenous languages such as Fon, Bariba, Yoruba and Dendi also spoken. The largest religious group in Benin is Christianity (52.2%), followed by Islam (24.6%) and traditional faiths (17.9%). Benin is a member of the United Nations, the African Union, the Economic Community of West African States, the Organisation of Islamic Cooperation, the South Atlantic Peace and Cooperation Zone, Francophonie, the Community of Sahel–Saharan States, the African Petroleum Producers Association and the Niger Basin Authority.
Etymology
During French colonial rule and after independence on 1 August 1960, the country was named Dahomey, after the Kingdom of Dahomey. On 30 November 1975, the country was renamed Benin following a Marxist-Leninist military coup. The Bight of Benin borders the country, and the bight takes its name from the Kingdom of Benin, located in present-day Nigeria.
History
Pre-colonial
Prior to 1600, present-day Benin comprised a variety of areas with different political systems and ethnicities. These included city-states along the coast (primarily of the Aja ethnic group, and also including Yoruba and Gbe peoples) and tribal regions inland (composed of Bariba, Mahi, Gedevi, and Kabye peoples). The Oyo Empire, located primarily to the east of Benin, was a military force in the region, conducting raids and exacting tribute from the coastal kingdoms and tribal regions. The situation changed in the 17th and 18th centuries as the Kingdom of Dahomey, consisting mostly of Fon people, was founded on the Abomey plateau and began taking over areas along the coast. By 1727, King Agaja of the Kingdom of Dahomey had conquered the coastal cities of Allada and Whydah. Dahomey had become a tributary of the Oyo Empire, and rivaled but did not directly attack the Oyo-allied city-state of Porto-Novo. The rise of Dahomey, its rivalry with Porto-Novo, and tribal politics in the northern region persisted into the colonial and post-colonial periods.
In the Dahomey, some younger people were apprenticed to older soldiers and taught the kingdom's military customs until they were old enough to join the army. Dahomey instituted an elite female soldier corps variously called Ahosi (the king's wives), Mino ("our mothers" in Fongbe), or the "Dahomean Amazons". This emphasis on military preparation and achievement earned Dahomey the nickname of "Black Sparta", from European observers and 19th-century explorers such as Sir Richard Burton.
The kings of Dahomey sold their war captives into transatlantic slavery or killed them ritually in a ceremony known as the Annual Customs. By about 1750, the King of Dahomey was earning an estimated £250,000 per year by selling African captives to European slave-traders. The area was named the "Slave Coast" because of a flourishing slave trade. Court protocols which demanded that a portion of war captives from the kingdom's battles be decapitated, decreased the number of enslaved people exported from the area. The number went from 102,000 people per decade in the 1780s to 24,000 per decade by the 1860s. The decline was partly due to the Slave Trade Act 1807 banning the trans-Atlantic slave trade by Britain in 1808, followed by other countries. This decline continued until 1885 when the last slave ship departed the modern Benin Republic for Brazil, which had yet to abolish slavery. The capital Porto-Novo ("New Port" in Portuguese) was originally developed as a port for the slave trade.
Among the goods the Portuguese sought were carved items of ivory made by Benin's artisans in the form of carved saltcellars, spoons, and hunting horns - pieces of African art produced for sale abroad as exotic objects.
Colonial
By the middle of the 19th century, Dahomey had "begun to weaken and lose its status as the regional power". The French took over the area in 1892. In 1899, the French included the land called French Dahomey within the larger French West Africa colonial region.
France sought to benefit from Dahomey and the region "appeared to lack the necessary agricultural or mineral resources for large-scale capitalist development". As a result, France treated Dahomey as a sort of preserve in case future discoveries revealed resources worth developing.
The French government outlawed the capture and sale of slaves. Previous slaveowners sought to redefine their control over slaves as control over land, tenants, and lineage members. This provoked a struggle among Dahomeans, "concentrated in the period from 1895 to 1920, for the redistribution of control over land and labor. Villages sought to redefine boundaries of lands and fishing preserves. Religious disputes scarcely veiled the factional struggles over control of land and commerce which underlay them. Factions struggled for the leadership of great families".
In 1958, France granted autonomy to the Republic of Dahomey, and full independence on 1 August 1960 which is celebrated each year as Independence Day, a national holiday. The president who led the country to independence was Hubert Maga.
Post-colonial
After 1960, there were coups and regime changes, with the figures of Hubert Maga, Sourou Apithy, Justin Ahomadégbé, and Émile Derlin Zinsou dominating; the first 3 each represented a different area and ethnicity of the country. These 3 agreed to form a Presidential Council after violence marred the 1970 elections.
On 7 May 1972, Maga ceded power to Ahomadégbé. On 26 October 1972, Lt. Col. Mathieu Kérékou overthrew the ruling triumvirate, becoming president and stating that the country would not "burden itself by copying foreign ideology, and wants neither Capitalism, Communism, nor Socialism". On 30 November 1974, he announced that the country was officially Marxist, under control of the Military Council of the Revolution (CMR), which nationalized the petroleum industry and banks. On 30 November 1975, he renamed the country the People's Republic of Benin. The regime of the People's Republic of Benin underwent changes over the course of its existence: a nationalist period (1972–1974); a socialist phase (1974–1982); and a phase involving an opening to Western countries and economic liberalism (1982–1990).
In 1974, under the influence of young revolutionaries – the "Ligueurs" - the government embarked on a socialist program: nationalization of strategic sectors of the economy, reform of the education system, establishment of agricultural cooperatives and new local government structures, and a campaign to eradicate "feudal forces" including tribalism. The regime banned opposition activities. Mathieu Kérékou was elected president by the National Revolutionary Assembly in 1980, re-elected in 1984. Establishing relations with China, North Korea, and Libya, he put "nearly all" businesses and economic activities under state control, causing foreign investment in Benin to dry up. Kérékou attempted to reorganize education, pushing his own aphorisms such as "Poverty is not a fatality". The regime financed itself by contracting to take nuclear waste, first from the Soviet Union and later from France.
In the 1980s, Benin experienced higher economic growth rates (15.6% in 1982, 4.6% in 1983 and 8.2% in 1984), until the closure of the Nigerian border with Benin led to a drop in customs and tax revenues. The government was no longer able to pay civil servants' salaries. In 1989, riots broke out when the regime did not have enough money to pay its army. The banking system collapsed. Eventually, Kérékou renounced Marxism, and a convention forced Kérékou to release political prisoners and arrange elections. Marxism–Leninism was abolished as the country's form of government.
The country's name was officially changed to the Republic of Benin on 1 March 1990, after the newly formed government's constitution was completed.
Kérékou lost to Nicéphore Soglo in a 1991 election and became the first President on the African mainland to lose power through an election. Kérékou returned to power after winning the 1996 vote. In 2001, an election resulted in Kérékou winning another term, after which his opponents claimed election irregularities. In 1999, Kérékou issued a national apology for the substantial role that Africans had played in the Atlantic slave trade.
Kérékou and former president Soglo did not run in the 2006 elections, as both were barred by the constitution's restrictions on age and total terms of candidates. On 5 March 2006, an election resulted in a runoff between Yayi Boni and Adrien Houngbédji. The runoff election was held on 19 March and was won by Boni, who assumed office on 6 April. Boni was reelected in 2011, taking 53.18% of the vote in the first round—enough to avoid a runoff election. He was the first president to win an election without a runoff since the restoration of democracy in 1991.
In the March 2016 presidential elections in which Boni Yayi was barred by the constitution from running for a third term, businessman Patrice Talon won the second round with 65.37% of the vote, defeating investment banker and former Prime Minister Lionel Zinsou. Talon was sworn in on 6 April 2016. Speaking on the same day that the Constitutional Court confirmed the results, Talon said that he would "first and foremost tackle constitutional reform", discussing his plan to limit presidents to a single term of 5 years in order to combat "complacency". He said that he planned to slash the size of the government from 28 to 16 members. In April 2021, President Patrice Talon was re-elected, with more than 86.3% of the votes cast, in Benin's presidential election. The change in election laws resulted in total control of parliament by president Talon's supporters.
In February 2022, Benin saw its largest terrorist attack in history.
On 20 February 2022, President Patrice Talon inaugurated an exhibition with 26 pieces of sacred art returned to Benin by France, 129 years after they were looted by colonial forces.
Politics
Its politics take place in a framework of a presidential representative democratic republic in which the President of Benin is both head of state and head of government, within a multi-party system. Executive power is exercised by the government. Legislative power is vested in the government and the legislature. The judiciary is officially independent of the executive and the legislature, while in practice its independence has been gradually hollowed out by Talon, and the Constitutional Court is headed by his former personal lawyer. The political system is derived from the 1990 Constitution of Benin and the subsequent transition to democracy in 1991.
It was ranked 18th out of 52 African countries and scored best in the categories of Safety & Rule of Law and Participation & Human Rights. In its 2007 Worldwide Press Freedom Index, Reporters Without Borders ranked Benin 53rd out of 169 countries. That place had fallen to 78th by 2016, when Talon took office, and has fallen further to 113th. Benin has been rated equal-88th out of 159 countries in a 2005 analysis of police, business, and political corruption.
Its democratic system "has eroded" since President Talon took office. In 2018 his government introduced new rules for fielding candidates and raised the cost of registering. The electoral commission, packed with Talon's allies, barred all opposition parties from the parliamentary election in 2019, resulting in a parliament made up entirely of supporters of Talon. That parliament subsequently changed election laws such that presidential candidates need to have the approval of at least 10% of Benin's MPs and mayors. As parliament and most mayors' offices are controlled by Talon, he has control over who can run for president. These changes have drawn condemnation from international observers and led to the United States government partially terminating development assistance to the country.
Administrative divisions
Benin is divided into twelve departments (French: départements) which are subdivided into 77 communes. In 1999, the previous six departments were each split into 2 halves, forming the later twelve.
Demographics
The majority of Benin's 11,485,000 inhabitants live in the south of the country. The life expectancy is 62 years. About 42 African ethnic groups live in this country, including the Yoruba in the southeast (migrated from Nigeria in the 12th century); the Dendi in the north-central area (who came from Mali in the 16th century); the Bariba and the Fula in the northeast; the Betammaribe and the Somba in the Atakora Mountains; the Fon in the area around Abomey in the South Central and the Mina, Xueda, and Aja (who came from Togo) on the coast.
Migrations have brought other African nationals to Benin that include Nigerians, Togolese, and Malians. The foreign community includes Lebanese and Indians involved in trade and commerce. The personnel of European embassies and foreign aid missions and of nongovernmental organisations and missionary groups account for a part of the 5,500 European population. A part of the European population consists of Beninese citizens of French ancestry.
Religion
The two largest religions are Christianity, followed throughout the south and center of Benin and in Otammari country in the Atakora, and Islam, introduced by the Songhai Empire and Hausa merchants, and followed throughout Alibori, Borgou and Donga provinces, and among the Yoruba (who also follow Christianity). Some continue to hold Vodun and Orisha beliefs and have incorporated the pantheon of Vodun and Orisha into Christianity. The Ahmadiyya Muslim Community, a Muslim sect originating in the 19th century, has a presence in the country.
In the 2013 census, 48.5% of the population of Benin were Christian (25.5% Roman Catholic, 6.7% Celestial Church of Christ, 3.4% Methodist, 12.9% other Christian denominations), 27.7% were Muslim, 11.6% practiced Vodun, 2.6% practiced other local traditional religions, 2.6% practiced other religions, and 5.8% claimed no religious affiliation. A government survey conducted by the Demographic and Health Surveys Program in 2011-2012 indicated that followers of Christianity were 57.5% of the population (with Catholics making up 33.9%, Methodists 3.0%, Celestials 6.2% and other Christians 14.5%), while Muslims were 22.8%.
According to the most recent 2020 estimate, the population of Benin is 52.2% Christian, 24.6% Muslim, 17.9 Animist and 5.3% follows other faiths or has no religion.
Traditional religions include local animistic religions in the Atakora (Atakora and Donga provinces), and Vodun and Orisha veneration among the Yoruba and Tado peoples in the center and south of the nation. The town of Ouidah on the central coast is the spiritual center of Beninese Vodun.
Education
The literacy rate: in 2015 it was estimated to be 38.4% (49.9% for males and 27.3% for females). Benin has achieved universal primary education and half of the children (54%) were enrolled in secondary education in 2013, according to the UNESCO Institute for Statistics.
While at a time the education system was not free, Benin has abolished school fees and is carrying out the recommendations of its 2007 Educational Forum. The government has devoted more than 4% of GDP to education since 2009. In 2015, public expenditure on education (all levels) amounted to 4.4% of GDP, according to the UNESCO Institute for Statistics. Within this expenditure, Benin devoted a share to tertiary education: 0.97% of GDP.
Between 2009 and 2011, the share of people enrolled at university rose from 10% to 12% of the 18–25 year age cohort. Student enrollment in tertiary education more than doubled between 2006 and 2011 from 50,225 to 110,181. These statistics encompass not only bachelor's, master's and Ph.D. programmes but also students enrolled in nondegree post-secondary diplomas.
Health
The HIV/AIDS rate in Benin was estimated in 2013 at 1.13% of adults aged 15–49 years. Malaria is a problem in Benin, being a leading cause of morbidity and mortality among children younger than 5 years.
During the 1980s, less than 30% of the country's population had access to primary health care services. Benin's infant mortality rate stood at 203 deaths for every live births. 1 in 3 mothers had access to child health care services. The Bamako Initiative changed that by introducing community-based healthcare reform, resulting in "more efficient and equitable" provision of services. , Benin had the 26th highest rate of maternal mortality in the world. According to a 2013 UNICEF report, 13% of women had undergone female genital mutilation. An approach strategy was extended to all areas of healthcare, with subsequent improvement in the health care indicators and improvement in health care efficiency and cost. Demographic and Health Surveys has surveyed the issue in Benin since 1996.
Geography
The north–south strip of land in West Africa lies between latitudes 6° and 13°N, and longitudes 0° and 4°E. It is bounded by Togo to the west, Burkina Faso and Niger to the north, Nigeria to the east, and the Bight of Benin to the south. The distance from the Niger River in the north to the Atlantic Ocean in the south is about . Although the coastline measures , the country measures about at its widest point. 4 terrestrial ecoregions lie within Benin's borders: Eastern Guinean forests, Nigerian lowland forests, Guinean forest-savanna mosaic, and West Sudanian savanna. It had a 2018 Forest Landscape Integrity Index mean score of 5.86/10, ranking it 93rd globally out of 172 countries.
Benin shows some variation in elevation and can be divided into 4 areas from the south to the north, starting with the lower-lying, sandy, coastal plain (highest elevation ) which is, at most, wide. It is marshy and dotted with lakes and lagoons communicating with the ocean. Behind the coast lies the Guinean forest-savanna mosaic-covered plateaus of southern Benin (altitude between ), which are split by valleys running north to south along the Couffo, Zou, and Ouémé Rivers.
This geography makes it vulnerable to climate change. With the majority of the country living near the coast in lower-lying areas sea level rise could have effects on the economy and population. Northern areas will see additional regions become deserts.
An area of flatter land dotted with rocky hills whose altitude reaches extends around Nikki and Save.
A range of mountains extends along the northwest border and into Togo; these are the Atacora. The highest point, Mont Sokbaro, is at . Benin has fields, mangroves, and remnants of forests. In the rest of the country, the savanna is covered with thorny scrub and dotted with baobab trees. Some forests line the banks of rivers. In the north and the northwest of Benin, the Reserve du W du Niger and Pendjari National Park has African bush elephants, lions, antelopes, hippopotamus and monkeys. Pendjari National Park together with the bordering Parks Arli and W National Park in Burkina Faso and Niger are among the strongholds of the lion in West Africa; with an estimated 246–466 lions, W-Arli-Pendjari harbors the largest remaining lion population in West Africa. Historically Benin has served as habitat for the endangered African wild dog, Lycaon pictus; this canid is thought to have been locally extinct.
Annual rainfall in the coastal area averages 1300 mm or about 51 inches. Benin has 2 rainy and 2 dry seasons per year. The principal rainy season is from April to late July, with a shorter less intense rainy period from September to November. The main dry season is from December to April, with a cooler dry season from July to September. Temperatures and humidity are higher along the tropical coast. In Cotonou, the average maximum temperature is ; the minimum is .
Variations in temperature increase when moving north through savanna and plateau toward the Sahel. A dry wind from the Sahara called the Harmattan blows from December to March, when grass dries up, other vegetation turns reddish brown, and a veil of fine dust hangs over the country, causing the skies to be "overcast". It is also the season when farmers burn brush in the fields.
Wildlife
Economy
The economy is dependent on subsistence agriculture, cotton production, and regional trade. Cotton accounts for 40% of the GDP and roughly 80% of official export receipts.
Real GDP growth was estimated at 5.1 and 5.7% in 2008 and 2009, respectively. The main driver of growth is the agricultural sector, with cotton being the main export, while services continue to contribute the largest part of GDP mostly because of Benin's geographical location, enabling trade, transportation, transit and tourism activities with its neighboring states. Benin's overall macroeconomic conditions were "positive" in 2017, with a growth rate of around 5.6%. Economic growth was mostly driven by the cotton industry and other cash crops, the Port of Cotonou, and telecommunications. A source of revenue is the Port of Cotonou, and the government is seeking to expand its revenue base. In 2017, Benin imported about $2.8 billion in goods such as rice, meat and poultry, alcoholic beverages, fuel plastic materials, specialized mining and excavating machinery, telecommunications equipment, passenger vehicles, and toiletries and cosmetics. Principal exports are ginned cotton, cotton cake and cotton seeds, cashew, shea butter, cooking oil, and lumber.
Access to biocapacity is lower than world average. In 2016, Benin had 0.9 global hectares of biocapacity per person within its territory, less than the world average of 1.6 global hectares per person. In 2016 Benin used 1.4 global hectares of biocapacity per person - their ecological footprint of consumption. This means they use "slightly under double" as much biocapacity as Benin contains. As a result, Benin is running a biocapacity deficit.
In order to raise growth still further, Benin plans to attract more foreign investment, place more emphasis on tourism, facilitate the development of new food processing systems and agricultural products, and encourage new information and communication technology. Projects to improve the business climate by reforms to the land tenure system, the commercial justice system, and the financial sector were included in Benin's US$307 million Millennium Challenge Account grant signed in February 2006.
The Paris Club and bilateral creditors have eased the external debt situation, with Benin benefiting from a G8 debt reduction announced in July 2005, while pressing for more rapid structural reforms. An "insufficient" electrical supply continues to "adversely affect" Benin's economic growth and the government has taken steps to increase domestic power production.
While trade unions in Benin represent up to 75% of the formal workforce, the informal economy has been noted by the International Trade Union Confederation (ITCU) to contain ongoing problems, including a lack of women's wage equality, the use of child labor, and the continuing issue of forced labor. Benin is a member of the Organization for the Harmonization of Business Law in Africa (OHADA).
Cotonou has the country's only seaport and international airport. Benin is connected by 2-lane asphalted roads to its neighboring countries (Togo, Burkina Faso, Niger, and Nigeria). Mobile telephone service is available across the country through operators. ADSL connections are available in some areas. Benin is connected to the Internet by way of satellite connections (since 1998) and a single submarine cable SAT-3/WASC (since 2001). Relief of "high price" is expected with the initiation of the Africa Coast to Europe cable in 2011.
With the GDP growth rate of 4–5% remaining consistent over 2 decades, poverty has been increasing. According to the National Institute of Statistics and Economic Analysis in Benin, those living under the poverty line have increased from 36.2% in 2011 to 40.1% in 2015.
Science and technology
National policy framework
The Ministry of Higher Education and Scientific Research is responsible for implementing science policy. The National Directorate of Scientific and Technological Research handles planning and coordination whereas the National Council for Scientific and Technical Research and National Academy of Sciences, Arts, and Letters each play an advisory role. Financial support comes from Benin's National Fund for Scientific Research and Technological Innovation. The Benin Agency for the Promotion of Research Results and Technological Innovation carries out technology transfer through the development and dissemination of research results. Benin was ranked 120th in the Global Innovation Index in 2023.
The regulatory framework has evolved since 2006 when the a science policy was prepared. This has been updated and complemented by new texts on science and innovation (the year of adoption is between brackets):
a manual for monitoring and evaluating research structures and organizations (2013);
a manual on how to select research programmes and projects and apply to the National Fund for Scientific Research and Technological Innovation (2013) for competitive grants;
a draft act for funding scientific research and innovation and a draft code of ethics for scientific research and innovation were both submitted to the Supreme Court in 2014;
a strategic plan for scientific research and innovation (under development in 2015).
Equally important are Benin's efforts to integrate science into existing policy documents:
Benin Development Strategies 2025: Benin 2025 Alafia (2000);
Growth Strategy for Poverty Reduction 2011–2016 (2011);
Phase 3 of the Ten-year Development Plan for the Education Sector, covering 2013–2015;
Development Plan for Higher Education and Scientific Research 2013–2017 (2014).
In 2015, Benin's priority areas for scientific research were: health, education, construction and building materials, transportation and trade, culture, tourism and handicrafts, cotton/textiles, food, energy and climate change.
Some so-called challenges facing research and development in Benin are:
the unfavorable organizational framework for research: weak governance, a lack of co-operation between research structures and the absence of an official document on the status of researchers;
the inadequate use of human resources and the lack of any motivational policy for researchers; and
the mismatch between research and development needs.
Human and financial investment in research
In 2007, Benin counted 1,000 researchers (in headcounts). This corresponds to 115 researchers per million inhabitants. The "main research structures" are the Centre for Scientific and Technical Research, National Institute of Agricultural Research, National Institute for Training and Research in Education, Office of Geological and Mining Research and the Centre for Entomological Research.
The University of Abomey-Calavi was selected by the World Bank in 2014 to participate in its Centres of Excellence project, owing to its expertise in applied mathematics. Within this project, the World Bank has loaned $8 million to Benin. The Association of African Universities has received funds to enable it to co-ordinate knowledge-sharing among the 19 universities in West Africa involved in the project.
There are "no available data" on Benin's level of investment in research and development.
In 2013, the government devoted 2.5% of GDP to public health. In December 2014, 150 volunteer health professionals travelled to Guinea, Liberia and Sierra Leone from Benin, Côte d'Ivoire, Ghana, Mali, Niger, and Nigeria, as part of a joint initiative by the Economic Community of West African States (ECOWAS) and its specialized agency, the West African Health Organisation, to help combat the epidemic. The Ebola epidemic has been a reminder of the underinvestment in West African health systems.
The Government of Benin devoted less than 5% of GDP to agricultural development in 2010, while the members of the African Union had agreed to commit at least 10% of GDP to this area in the Maputo Declaration of 2003. They reiterated this goal in the Malabo Declaration adopted in Equatorial Guinea in 2014. In the latter declaration, they reaffirmed their 'intention to devote 10% of their national budgets to agricultural development and agreed to targets such as doubling agricultural productivity, halving post-harvest loss and bringing stunting down to 10% across Africa'. African leaders meeting in Equatorial Guinea failed to resolve the debate on establishing a common standard of measurement for the 10% target.
Research output
Benin has the third-highest publication intensity for scientific journals in West Africa, according to Thomson Reuters' Web of Science, Science Citation Index Expanded. There were 25.5 scientific articles per million inhabitants cataloged in this database in 2014. This compares with 65.0 for the Gambia, 49.6 for Cape Verde, 23.2 for Senegal and 21.9 for Ghana. The volume of publications in this database tripled in Benin between 2005 and 2014 from 86 to 270. Between 2008 and 2014, Benin's "main scientific collaborators" were based in France (529 articles), United States (261), United Kingdom (254), Belgium (198) and Germany (156).
Transportation
Transport in Benin includes road, rail, water and air transportation. Benin possesses a total of 6,787 km of highway, of which 1,357 km are paved. Of the paved highways in the country, there are 10 expressways. This leaves 5,430 km of unpaved road. The Trans-West African Coastal Highway crosses Benin, connecting it to Nigeria to the east, and Togo, Ghana and Ivory Coast to the west. When construction in Liberia and Sierra Leone is finished, the highway will continue west to 7 other Economic Community of West African States (ECOWAS) nations. A paved highway connects Benin northwards to Niger, and through that country to Burkina Faso and Mali to the north-west.
Rail transport in Benin consists of of single track, railway. Construction work has commenced on international lines connecting Benin with Niger and Nigeria, with outline plans announced for further connections to Togo and Burkina Faso. Benin will be a participant in the AfricaRail project.
Cadjehoun Airport, located at Cotonou, has direct international jet service to Accra, Niamey, Monrovia, Lagos, Ouagadougou, Lomé, and Douala, and other cities in Africa. Direct services link Cotonou to Paris, Brussels, and Istanbul.
Culture
Arts
Beninese literature had an oral tradition before French became the dominant language. Félix Couchoro wrote the first Beninese novel, L'Esclave (The Slave), in 1929.
Post-independence, native folk music was combined with Ghanaian highlife, French cabaret, American rock, funk and soul, and Congolese rumba.
Biennale Benin, continuing the projects of some organizations and artists, started in the country in 2010 as a collaborative event called "Regard Benin". In 2012, the project became a Biennial coordinated by the Consortium, a federation of local associations. The international exhibition and artistic program of the 2012 Biennale Benin are curated by Abdellah Karroum and the Curatorial Delegation.
Customary names
Some Beninese in the south of the country have Akan-based names indicating the day of the week on which they were born. This is due to influence of the Akan people such as the Akwamu and others.
Language
Local languages are used as the languages of instruction in elementary schools, with French introduced after years. At the secondary school level, French is the sole language of instruction. Beninese languages are "generally transcribed" with a separate letter for each speech sound (phoneme), rather than using diacritics as in French or digraphs as in English. This includes Beninese Yoruba, which in Nigeria is written with both diacritics and digraphs. For instance, the mid vowels written é, è, ô, o in French are written in Beninese languages, whereas the consonants are written ng and sh or ch in English are written ŋ and c. Digraphs are used for nasal vowels and the labial-velar consonants kp and gb, as in the name of the Fon language Fon gbe , and diacritics are used as tone marks. In French-language publications, a mixture of French and Beninese orthographies may be seen.
Cuisine
The cuisine involves fresh meals served with a variety of key sauces. In southern Benin cuisine, an ingredient is corn which has been used to prepare dough which has been served with peanut- or tomato-based sauces. Fish and chicken, beef, goat, and bush rat are consumed. A staple in northern Benin is yams which has been served with sauces mentioned above. The population in the northern provinces use beef and pork meat which is fried in palm or peanut oil or cooked in sauces. Cheese is used in some dishes. Couscous, rice, and beans are eaten, along with fruits such as mangoes, oranges, avocados, bananas, kiwi fruit, and pineapples.
Meals are said to be generally light on meat and generous on vegetable fat. Frying in palm or peanut oil is a meat preparation, and smoked fish is prepared in Benin. Grinders are used to prepare corn flour, which is made into a dough and served with sauces. "Chicken on the spit" is a recipe in which chicken is roasted over a fire on wooden sticks. Palm roots are sometimes soaked in a jar with salt water and sliced garlic to tenderize them, then used in dishes. Some people have outdoor mud stoves for cooking.
Sports
The major sports in Benin are Association football, Basketball, Golf, Cycling, Baseball, Softball, Tennis and Rugby union. In the 21st century, Baseball was introduced to the country.
Traditional authorities
Benin has numerous non-sovereign monarchies within the country, many of them derivative of pre-colonial kingdoms (such as Arda). Non-sovereign monarchs do not have an official, constitutional role, and are largely ceremonial and subservient to political and civil authorities. Despite this, they play an influential role in local political matters within their particular realms and are often courted by Beninese politicians for electoral support. Advocacy groups such as the High Council of Kings of Benin represent the monarchs nationally.
See also
Index of Benin-related articles
Outline of Benin
Telephone numbers in Benin
References
Further reading
Butler, S., Benin (Bradt Travel Guides) (Bradt Travel Guides, 2019)
Caulfield, Annie, Show Me the Magic: Travels Round Benin by Taxi (Penguin Books Ltd, 2003)
Kraus, Erika and Reid, Felice, Benin (Other Places Travel Guide) (Other Places Publishing, 2010)
Seely, Jennifer, The Legacies of Transition Governments in Africa: The Cases of Benin and Togo (Palgrave Macmillan, 2009)
External links
Country Profile from BBC News
Benin. The World Factbook. Central Intelligence Agency.
Benin from UCB Libraries GovPubs
BBC, , Apr 10, 2018.
commons:Atlas of Benin
Benin Exports
Forecasts for Benin Development
Government
Government of Benin (official website)
Chief of State and Cabinet Members
Global Integrity Report: Benin
News media
Directory of Benin news sources from Stanford University
Trade
World Bank Benin 2010 Summary Trade Statistics
Sports
Baseball
Countries in Africa
Economic Community of West African States
Former Portuguese colonies
French-speaking countries and territories
Least developed countries
Member states of the African Union
Member states of the Organisation internationale de la Francophonie
Member states of the Organisation of Islamic Cooperation
Member states of the United Nations
Republics
States and territories established in 1960
West African countries
1960 establishments in Africa |
3460 | https://en.wikipedia.org/wiki/Bermuda | Bermuda | Bermuda (; historically known as the Bermudas or Somers Isles) is a British Overseas Territory in the North Atlantic Ocean. The closest land outside the territory is in the American state of North Carolina, about to the west-northwest.
Bermuda is an archipelago consisting of 181 islands, although the most significant islands are connected by bridges and appear to form one landmass. It has a land area of . Bermuda has a sub-tropical climate, with mild winters and warm summers. Its climate also exhibits oceanic features similar to other coastal areas in the Northern Hemisphere with warm, moist air from the ocean ensuring relatively high humidity and stabilising temperatures. Bermuda lies in Hurricane Alley and thus is prone to severe weather; however, it receives some protection from a coral reef and its position at the north of the belt, which limits the direction and severity of approaching storms.
Bermuda is named after Spanish explorer Juan de Bermúdez, who discovered the archipelago in 1505. The islands have been permanently inhabited since 1612 when an English settlement was established at St. George's. Forming part of British America, Bermuda was governed under royal charter by the Somers Isles Company until 1684, when it became a crown colony. The first African slaves were taken to Bermuda in 1616, but a full plantation economy did not develop and the slave trade largely ceased by the end of the 17th century. The economy instead became maritime-focused, with the colony serving as a base for merchants, privateers and the Royal Navy, giving its name to the Bermuda rig and Bermuda sloop. It became an imperial fortress, the most important British naval and military base in the western hemisphere with vast funds lavished on its Royal Naval Dockyard and military defences. Tourism has been a significant contributor to Bermuda's economy since the 19th century and after World War II, the territory became a prominent offshore financial centre and tax haven.
Divided into nine parishes, Bermuda is a self-governing parliamentary democracy with a bicameral parliament located in the capital Hamilton. The House of Assembly dates from 1620, making it one of the world's oldest legislatures. The premier is the head of government and is formally appointed by the governor, who is nominated by the British government as the representative of the King. The United Kingdom is responsible for foreign affairs and defence. An independence referendum was held in 1995 with a large majority voting against independence. As of 2019, Bermuda had a population of around 64,000 people, making it the second-most populous of the British Overseas Territories. Black Bermudians, primarily descended from African slaves, make up around 50% of the population, while White Bermudians, primarily of British, Irish and Portuguese descent, make up 30% of the population. There are smaller groups from other races or identifying as mixed race and about 30% of the population is not Bermudian by birth. Bermuda has a distinct dialect of English and has historically had strong ties with other English-speaking countries in the Americas, including the United States, Canada, and the Commonwealth Caribbean. It is an associate member of the Caribbean Community.
Etymology
Bermuda is named after the Spanish sailor Juan de Bermúdez, who discovered the islands in 1505, while sailing for Spain from a provisioning voyage to Hispaniola in the ship La Garça.
History
Discovery
Bermuda was discovered in the early 1500s by Spanish explorer Juan de Bermúdez. Bermuda had no indigenous population when it was discovered, nor during initial British settlement a century later. It was mentioned in Legatio Babylonica, published in 1511 by historian Pedro Mártir de Anglería, and was included on Spanish charts of that year. Both Spanish and Portuguese ships used the islands as a replenishment spot to take on fresh meat and water. Shipwrecked Portuguese mariners are now thought to have been responsible for the 1543 inscription on Portuguese Rock, previously called Spanish Rock. Legends arose of spirits and devils, now thought to have stemmed from the calls of raucous birds (most likely the Bermuda petrel, or cahow) and loud nocturnal noises from wild hogs. With its frequent storm-racked conditions and dangerous reefs, the archipelago became known as the "Isle of Devils". Neither Spain nor Portugal attempted to settle it.
Settlement by the English
For the next century, the island was frequently visited but not settled. The English began to focus on the New World, initially settling in Virginia, starting British colonization in North America, establishing a colony at Jamestown, Virginia in 1607. Two years later, a flotilla of seven ships left England with several hundred settlers, food, and supplies to relieve the Jamestown colony. However, the flotilla was broken up by a storm and the flagship, the Sea Venture, drove onto Bermuda's reef to prevent her sinking, resulting in the survival of all her passengers and crew. The settlers were unwilling to move on, having now heard about the true conditions in Jamestown from the sailors, and made multiple attempts to rebel and stay in Bermuda. They argued that they had a right to stay and establish their own government. The new settlement became a prison labour camp, and built two ships, the Deliverance and the Patience.
In 1612, the English began settlement of the archipelago, officially named Virgineola, with arrival of the ship the Plough. New London (renamed St. George's Town) was settled that year and designated as the colony's first capital. It is the oldest continuously inhabited English town in the New World.
In 1615, the colony, which had been renamed the Somers Isles in commemoration of Sir George Somers, was passed on to the Somers Isles Company. As Bermudians settled the Carolina Colony and contributed to establishing other English colonies in the Americas, several other locations were named after the archipelago. During this period the first slaves were held and trafficked to the islands. These were a mixture of native Africans who were trafficked to the Americas via the African slave trade and Native Americans who were enslaved from the Thirteen Colonies.
The archipelago's limited land area and resources led to the creation of what may be the earliest conservation laws of the New World. In 1616 and 1620 acts were passed banning the hunting of certain birds and young tortoises.
Civil War
In 1649, the English Civil War was taking place and King Charles I was beheaded in Whitehall, London. The conflict spilled over into Bermuda, where most of the colonists developed a strong sense of devotion to the Crown. The royalists ousted the Somers Isles Company's Governor and elected John Trimingham as their leader (see Governor of Bermuda). Bermuda's civil war was ended by militias, and dissenters were pushed to settle The Bahamas under William Sayle.
The rebellious royalist colonies of Bermuda, Virginia, Barbados and Antigua, were the subjects of an Act of the Rump Parliament of England. The royalist colonies were also threatened with invasion. The Government of Bermuda eventually reached an agreement with the Parliament of England which retained the status quo in Bermuda.
Later 17th century
In the 17th century, the Somers Isles Company suppressed shipbuilding, as it needed Bermudians to farm in order to generate income from the land. The Virginia colony, however, far surpassed Bermuda in quality and quantity of tobacco produced. Bermudians began to turn to maritime trades relatively early in the 17th century, but the Somers Isles Company used all its authority to suppress turning away from agriculture. This interference led to islanders demanding, and receiving, revocation of the company's charter in 1684, and the company was dissolved.
Bermudians rapidly abandoned agriculture for shipbuilding, replanting farmland with the native juniper trees (Juniperus bermudiana, called Bermuda cedar). Establishing effective control over the Turks Islands, Bermudians deforested their landscape to begin the salt trade. It became the world's largest and remained the cornerstone of Bermuda's economy for the next century. Bermudians also vigorously pursued whaling, privateering, and the merchant trade
Some islanders, especially in St David's, still trace their ancestry to Native Americans, and many more are ignorant of having such ancestry. Hundreds of Native Americans were shipped to Bermuda. The best-known examples were the Algonquian peoples such as (Pequots, Wampanoags, Podunks, Nipmucks, Narragansetts,...), who were exiled from the New England colonies and sold into slavery in the seventeenth century, notably in the aftermaths of the Pequot War and King Philip's War, but some are believed to have been brought from as far away as Mexico.
The American War of Independence
Bermuda's ambivalence towards the American rebellion changed in September 1774, when the Continental Congress resolved to ban trade with Great Britain, Ireland, and the West Indies after 10 September 1775. Such an embargo would mean the collapse of their inter-colonial commerce, famine and civil unrest. Lacking political channels with Great Britain, the Tucker Family met in May 1775 with eight other parishioners and resolved to send delegates to the Continental Congress in July, aiming for an exemption from the ban. Henry Tucker noted a clause in the ban which allowed the exchange of American goods for military supplies. The clause was confirmed by Benjamin Franklin when Tucker met with the Pennsylvania Committee of Safety. Independently, others confirmed this business arrangement with Peyton Randolph, the Charlestown Committee of Safety, and George Washington.
Three American boats, operating from Charlestown, Philadelphia and Newport, sailed to Bermuda, and on 14 August 1775, 100 barrels of gunpowder were taken from the Bermudian magazine while Governor George James Bruere slept, and loaded onto these boats. As a consequence, on 2 October the Continental Congress exempted Bermuda from their trade ban, and Bermuda acquired a reputation for disloyalty. Later that year, the British Parliament passed the Prohibitory Act to prohibit trade with the American rebelling colonies and sent HMS Scorpion to keep watch over the island. The island's forts were stripped of cannons. Yet, wartime trade of contraband continued along well-established family connections. With 120 boats by 1775, Bermuda continued to trade with St. Eustatius until 1781 and provided salt to North American ports.
In June 1776, HMS Nautilus secured the island, followed by in September. Yet, the two British captains seemed more intent on capturing prize money, causing a severe food shortage on the island until the departure of Nautilus in October. After France's entry into the war in 1778, Henry Clinton refortified the island under the command of Major William Sutherland. As a result, 91 French and American ships were captured in the winter of 1778–1779, bringing the population once again to the brink of starvation. Bermudian trade was severely hampered by the combined efforts of the Royal Navy, the British garrison and loyalist privateers, such that famine struck the island in 1779.
Upon the death of George Bruere in 1780, the governorship passed to his son, George Jr., an active loyalist. Under his leadership, smuggling was stopped, and the Bermudian colonial government was populated with like-minded loyalists. Even Henry Tucker abandoned trading with the United States, because of the presence of many privateers.
The Bermuda Gazette, Bermuda's first newspaper, began publishing in 1784. The editor, Joseph Stockdale, had been given financial incentive to move to Bermuda with his family and establish the newspaper. He also provided other printing services and operated Bermuda's first local postal service. The Bermuda Gazette was sold by subscription and delivered to subscribers, with Stockdale's employee also delivering mail for a fee.
19th century
After the American Revolution, the Royal Navy began improving the harbours on the Bermudas. In 1811, work began on the large Royal Naval Dockyard on Ireland Island, which was to serve as the islands' principal naval base guarding the western Atlantic Ocean shipping lanes. To guard the dockyard, the British Army built the Bermuda Garrison, and heavily fortified the archipelago.
During the War of 1812 between Britain and the United States, the British attacks on Washington, D.C., and the Chesapeake were planned and launched from Bermuda, where the headquarters of the Royal Navy's North American Station had recently been moved from Halifax, Nova Scotia.
In 1816, James Arnold, the son of Benedict Arnold, fortified Bermuda's Royal Naval Dockyard against possible US attacks. Today, the National Museum of Bermuda, which incorporates Bermuda's Maritime Museum, occupies the Keep of the Royal Naval Dockyard.
Due to its proximity to the southeastern US coast, Bermuda was frequently used during the American Civil War as a stopping point base for the Confederate States' blockade runners on their runs to and from the Southern states, and England, to evade Union naval vessels on blockade patrol. The blockade runners were then able to transport essential war goods from England and deliver valuable cotton back to England. The old Globe Hotel in St. George's, which was a centre of intrigue for Confederate agents, is preserved as a public museum.
Anglo-Boer War
During the Anglo-Boer War (1899–1902), 5,000 Boer prisoners of war were housed on five islands of Bermuda. They were located according to their views of the war. "Bitterenders" (Afrikaans: Bittereinders), who refused to pledge allegiance to the British Crown, were interned on Darrell's Island and closely guarded. Other islands such as Morgan's Island held 884 men, including 27 officers; Tucker's Island held 809 Boer prisoners, Burt's Island 607, and Port's Island held 35. Hinson's Island housed underage prisoners. The camp cemetery is on Long Island.
The New York Times reported an attempted mutiny by Boer prisoners of war en route to Bermuda and that martial law was enacted on Darrell's Island.
The most famous escapee was the Boer prisoner of war Captain Fritz Joubert Duquesne, who was serving a life sentence for "conspiracy against the British government and on (the charge of) espionage". On the night of 25 June 1902, Duquesne slipped out of his tent, worked his way over a barbed-wire fence, swam past patrol boats and bright spotlights, through storm-swept waters, using the distant Gibbs Hill Lighthouse for navigation until he arrived ashore on the main island. He settled in the U.S. and later became a spy for Germany in both World Wars. In 1942, Col. Duquesne was arrested by the FBI for leading the Duquesne Spy Ring, which to this day remains the largest espionage case in the history of the United States.
20th and 21st centuries
In the early 20th century Bermuda became a popular destination for American, Canadian and British tourists arriving by sea. The US Smoot–Hawley Tariff Act of 1930, which enacted protectionist trade tariffs on goods imported into the US, led to the demise of Bermuda's once-thriving agricultural export trade to America and encouraged development of tourism as an alternative source of income. The island was one of the centres for illegal alcohol smuggling during the era of Prohibition in the United States (1920–1933).
A rail line was constructed in Bermuda in the 1920s, opening in 1931 as the Bermuda Railway, which was abandoned in 1948. The right of way is now the Bermuda Railway Trail.
In 1930, after several failed attempts, a Stinson Detroiter seaplane flew to Bermuda from New York City: It was the first aeroplane ever to reach the islands. In 1936, Deutsche Luft Hansa began to experiment with seaplane flights from Berlin via the Azores with continuation flights to New York City.
In 1937, Imperial Airways and Pan American Airways began operating scheduled flying boat airline services from New York and Baltimore to Darrell's Island, Bermuda. In World War II, the Hamilton Princess Hotel became a censorship centre. All mail, radio and telegraphic traffic bound for Europe, the US and the Far East was intercepted and analysed by 1,200 censors, of British Imperial Censorship, part of British Security Coordination (BSC), before being routed to their destination. With BSC working closely with the FBI, the censors were responsible for the discovery and arrest of a number of Axis spies operating in the US, including the Joe K ring.
In 1948, a regularly scheduled commercial airline service began to operate, using land-based aeroplanes landing at Kindley Field (now L.F. Wade International Airport), helping tourism to reach a peak in the 1960s and 1970s. By the end of the 1970s, however, international business had supplanted tourism as the dominant sector of Bermuda's economy.
The Royal Naval Dockyard and its attendant military garrison remained important to Bermuda's economy until the mid-20th century. In addition to considerable building work, the armed forces needed to source food and other materials from local vendors. Beginning in World War II, US military installations were also located in Bermuda, including a naval air station, and submarine base. The American military presence lasted until 1995.
Universal adult suffrage and development of a two-party political system took place in the 1960s. Universal suffrage was adopted as part of Bermuda's Constitution in 1967; voting had previously been dependent on a certain level of property ownership.
On 10 March 1973, the governor of Bermuda, Richard Sharples, was assassinated by local Black Power militants during a period of civil unrest. Some moves were made towards possible independence for the islands, however, this was decisively rejected in a referendum in 1995.
At the 2020 Summer Olympics, Bermuda became the smallest overseas territory to earn a gold medal, as Flora Duffy won Bermuda's first ever Olympic gold medal in the women's triathlon.
Geography
Bermuda is a group of low-forming volcanoes in the Atlantic Ocean, in the west of the Sargasso Sea, roughly east-southeast of Cape Hatteras on the Outer Banks of North Carolina, United States which is the nearest landmass. Its next nearest neighbour is Cape Sable Island, Nova Scotia Canada which is north of Bermuda. It is also located north-northeast of Havana, Cuba, north of the British Virgin Islands, and north of San Juan, Puerto Rico.
The territory consists of 181 islands, with a total area of . The largest island is Main Island (also called Bermuda). Eight larger and populated islands are connected by bridges. The territory's tallest peak is Town Hill on Main Island at 79 metres tall (260′). The territory's coastline is .
Bermuda gives its name to the Bermuda Triangle, a region of sea in which, according to legend, a number of aircraft and boats have disappeared under unexplained or mysterious circumstances.
Main sights
Bermuda's pink sand beaches and clear, cerulean blue ocean waters are popular with tourists. Many of Bermuda's hotels are located along the south shore of the island. In addition to its beaches, there are a number of sightseeing attractions. Historic St. George's is a designated World Heritage Site. Scuba divers can explore numerous wrecks and coral reefs in relatively shallow water (typically in depth), with virtually unlimited visibility. Many nearby reefs are readily accessible from shore by snorkellers, especially at Church Bay.
Bermuda's most popular visitor attraction is the Royal Naval Dockyard, which includes the National Museum of Bermuda. Other attractions include the Bermuda Aquarium, Museum and Zoo, Bermuda Underwater Exploration Institute, the Botanical Gardens and Masterworks Museum of Bermuda Art, lighthouses, and the Crystal Caves with stalactites and underground saltwater pools.
Non-residents are prohibited from driving cars on the island. Public transport and taxis are available or visitors can rent scooters for use as private transport.
Geology
Bermuda consists of over 150 limestone islands, but especially five main islands, along the southern margin of the Bermuda Platform, one of three topographic highs found on the Bermuda Pedestal. This Bermuda Pedestal sits atop the Bermuda Rise, a mid-basin swell surrounded by abyssal plains. The Bermuda Pedestal is one of four topographic highs aligned roughly from North-East to South-West. The others, all submerged, being Bowditch Seamount to the North-East, and Challenger Bank and Argus Bank to the South-West. Initial uplift of this rise occurred in the Middle to Late Eocene and concluded by the Late Oligocene, when it subsided below sea level. The volcanic rocks associated with this rise are tholeiitic lavas and intrusive lamprophyre sheets, which form a volcanic basement, on average, below the island carbonate surface.
The limestones of Bermuda consist of biocalcarenites with minor conglomerates. The portion of Bermuda above sea level consists of rocks deposited by aeolian processes, with a karst terrain. These eolianites are actually the type locality, and formed during interglaciations (i.e., the upper levels of the limestone cap, formed primarily by calcium-secreting algae, was broken down into sand by wave action during interglaciation when the seamount was submerged, and during glaciation, when the top of the seamount was above sea level, that sand was blown into dunes and fused together into a limestone sandstone), and are laced by red paleosols, also referred to as geosols or terra rossas, indicative of Saharan atmospheric dust and forming during glacial stages. The stratigraphic column starts with the Walsingham Formation, overlain by the Castle Harbour Geosol, the Lower and Upper Town Hill Formations separated by the Harbour Road Geosol, the Ord Road Geosol, the Belmont Formation, the Shore Hills Geosol, the Rocky Bay Formation, and the Southampton Formation.
The older eolianite ridges (older Bermuda) are more rounded and subdued compared to the outer coastline (Younger Bermuda). Thus, post deposition morphology includes chemical erosion, with inshore water bodies demonstrating that much of Bermuda is partially drowned Pleistocene karst. The Walsingham Formation is a clear example, constituting the cave district around Castle Harbour. The Upper Town Hill Formation forms the core of the Main Island, and prominent hills such as Town Hill, Knapton Hill, and St. David's Lighthouse, while the highest hills, Gibbs Hill Lighthouse, are due to the Southampton Formation.
Bermuda has two major aquifers, the Langton Aquifer located within the Southampton, Rocky Bay and Belmont Formations, and the Brighton Aquifer located within the Town Hill Formation. Four freshwater lenses occur in Bermuda, with the Central Lens being the largest on Main Island, containing an area of and a thickness greater than .
Climate
Bermuda has a tropical rainforest climate (Köppen climate classification: Af), bordering very closely on a humid subtropical climate (Köppen climate classification: Cfa). It is also an oceanic climate, common to many oceanic islands and to the western coasts of continents in the Northern Hemisphere (resulting in a more moderate climate on the western coast of Europe than on the eastern coast of North America), characterised by high relative humidity that moderates temperature, ensuring generally mild winters and summers.
Bermuda is warmed by the nearby Gulf Stream. The islands may experience modestly cooler temperatures in January, February, and March [average ]. There has never been snow, a frost or freeze on record in Bermuda. The hardiness zone is 11b/12a. In other words, the coldest that the annual minimum temperature may be expected to be is around .) This is very high for such a latitude and is a half-zone higher than the Florida Keys.
Summertime heat index in Bermuda can be high, although mid-August temperatures rarely exceed . The highest recorded temperature was in August 1989. The average annual temperature of the Atlantic Ocean around Bermuda is , from in February to in August.
Bermuda is in the hurricane belt. Along the Gulf Stream, it is often directly in the path of hurricanes recurving in the westerlies, although they usually begin to weaken as they approach Bermuda, whose small size means that direct landfalls of hurricanes are rare. Hurricane Emily was the first to do so in three decades when it struck Bermuda without warning in 1987. The most recent hurricanes to cause significant damage to Bermuda were category 2 Hurricane Gonzalo on 18 October 2014 and category 3 Hurricane Nicole on 14 October 2016, both of which struck the island directly. Category 2 Hurricane Paulette directly hit the island in 2020. Before that, Hurricane Fabian on 5 September 2003 was the last major hurricane to hit Bermuda directly, with wind speeds of over , category 3).
With no rivers or freshwater lakes, the only source of fresh water is rainfall, which is collected on roofs and catchments (or drawn from underground lenses) and stored in tanks. Each dwelling usually has at least one of these tanks forming part of its foundation. The law requires that each household collect rainwater that is piped down from the roof of each house. Average monthly rainfall is highest in October, at over , and lowest in April and May.
Access to biocapacity in Bermuda is much lower than world average. In 2016, Bermuda had 0.14 global hectares of biocapacity per person within its territory, far lower than the world average of 1.6 global hectares per person. In 2016 Bermuda used 7.5 global hectares of biocapacity per person — their ecological footprint of consumption. This means they use much more biocapacity than Bermuda contains. As a result, Bermuda runs a biocapacity deficit.
Flora and fauna
When discovered, Bermuda was uninhabited by humans and mostly dominated by forests of Bermuda cedar, with mangrove marshes along its shores. Only 165 of the island's current 1,000 vascular plant species are considered native; fifteen of those, including the eponymous cedar, are endemic. The subtropical climate of Bermuda allowed settlers to introduce many species of trees and plants to the island. Today, many types of palm trees, fruit trees, and bananas grow on Bermuda, though the cultivated coconut palms are considered non-native and may be removed. The country contains the Bermuda subtropical conifer forests terrestrial ecoregion.
The only indigenous mammals of Bermuda are five species of bat, all of which are also found in the eastern United States: Lasionycteris noctivagans, Lasiurus borealis, Lasiurus cinereus, Lasiurus seminolus and Perimyotis subflavus. Other commonly known fauna of Bermuda include its national bird, the Bermuda petrel or cahow, which was rediscovered in 1951 after having been thought extinct since the 1620s. The cahow is important as an example of a Lazarus species, hence the government has a programme to protect it, including restoration of its habitat areas. Another well-known species includes the white-tailed tropicbird, locally known as the Longtail. These birds come inland to breed around February to March and are Bermudians' first sign of incoming spring.
The Bermuda rock lizard (or Bermuda rock skink) was long thought to have been the only indigenous land vertebrate of Bermuda, discounting the marine turtles that lay their eggs on its beaches. However, scientists have recently discovered through genetic DNA studies that a species of turtle, the diamondback terrapin, previously thought to have been introduced to the archipelago, actually pre-dated the arrival of humans.
Demographics
Bermuda's 2016 Census put its population at 63,779 and, with an area of , it has a calculated population density of 1,201 people/km2 (3,111/mi2). As of July 2018, the population is estimated to be 71,176.
The racial makeup of Bermuda was 52% Black, 31% White, 9% multiracial, 4% Asian, and 4% other races, these numbers being based on self-identification recorded by the 2016 census. The majority of those who answered "Black" may have any mixture of black, white or other ancestry. Native-born Bermudians made up 70% of the population, compared to 30% non-natives.
The island experienced large-scale immigration over the 20th century, especially after World War II. About 64% of the population identified themselves with Bermudian ancestry in 2010, which was an increase from the 51% who did so in the 2000 census. Those identifying with British ancestry dropped by 1% to 11% (although those born in the United Kingdom remain the largest non-native group at 3,942 people). The number of people born in Canada declined by 13%. Those who reported West Indian ancestry were 13%. The number of people born in the West Indies actually increased by 538. A significant segment of the population is of Portuguese ancestry (25%), the result of immigration over the past 160 years, of whom 79% have residency status. In June 2018, Premier Edward David Burt announced that 4 November 2019 "will be declared a public holiday to mark the 170th anniversary of the arrival of the first Portuguese immigrants in Bermuda" due to the significant impact that Portuguese immigration has had on the territory. Those first immigrants arrived from Madeira aboard the vessel the Golden Rule on 4 November 1849.
There are also several thousand expatriate workers, principally from the United Kingdom, Canada, the West Indies, South Africa, and the United States, who reside in Bermuda. They are primarily engaged in specialised professions such as accounting, finance, and insurance. Others are employed in various trades, such as hotels, restaurants, construction, and landscaping services. Despite the high cost of living, the high salaries offer expatriates several benefits by moving to Bermuda and working for a period of time. Of the total workforce of 38,947 people in 2005, government employment figures stated that 11,223 (29%) were non-Bermudians.
Languages
The predominant language in Bermuda is Bermudian English.
British English spellings and conventions are used in print media and formal written communications. Portuguese is also spoken by migrants from the Azores, Madeira, and the Cape Verde Islands and their descendants.
Religion
Christianity is the largest religion on Bermuda. Various Protestant denominations are dominant at 46.2% (including Anglican 15.8%; African Methodist Episcopal 8.6%; Seventh-day Adventist 6.7%; Pentecostal 3.5%; Methodist 2.7%; Presbyterian 2.0%; Church of God 1.6%; Baptist 1.2%; Salvation Army 1.1%; Brethren 1.0%; other Protestant 2.0%). Roman Catholics form 14.5%, Jehovah's Witnesses 1.3%, and other Christians 9.1%. The balance of the population are Muslim 1%, other 3.9%, none 17.8%, or unspecified 6.2% (2010 est.).
The Anglican Church of Bermuda, an Anglican Communion diocese separate from the Church of England, operates the oldest non-Catholic parish in the New World, St. Peter's Church. Catholics are served by a single Latin diocese, the Diocese of Hamilton in Bermuda.
Politics
Bermuda is an Overseas Territory of the United Kingdom, and the Government of the United Kingdom is the sovereign government. Executive authority in Bermuda is vested in the British monarch (currently Charles III) and is exercised on his behalf by the governor of Bermuda. The governor is appointed by the king on the advice of the British Government. Since December 2020, the governor is Rena Lalgie; she was sworn in on 14 December 2020. There is also a deputy governor (currently Alison Crocket). Defence and foreign affairs are the responsibility of the United Kingdom, which also retains responsibility to ensure good government and must approve any changes to the Constitution of Bermuda. Bermuda is Britain's oldest overseas territory. Although the UK Parliament retains ultimate legislative authority over the territory, in 1620, a Royal Proclamation granted Bermuda limited self-governance, delegating to the House of Assembly of the Parliament of Bermuda the internal legislation of the colony. The Parliament of Bermuda is the fifth oldest legislature in the world, behind the Parliament of England, the Tynwald of the Isle of Man, the Althing of Iceland, and the Sejm of Poland.
The Constitution of Bermuda came into force in 1968 and has been amended several times since then. The head of government is the premier of Bermuda; a cabinet is nominated by the premier and appointed officially by the governor. The legislative branch consists of a bicameral parliament modelled on the Westminster system. The Senate is the upper house, consisting of 11 members appointed by the governor on the advice of the premier and the leader of the opposition. The House of Assembly, or lower house, has 36 members, elected by the eligible voting populace in secret ballot to represent geographically defined constituencies.
Elections for the Parliament of Bermuda must be called at no more than five-year intervals. The most recent took place on 1 October 2020. Following this election, the Progressive Labour Party held onto power, with Edward David Burt sworn in as Premier for the second time.
There are few accredited diplomats in Bermuda. The United States maintains the largest diplomatic mission in Bermuda, comprising both the United States Consulate and the US Customs and Border Protection Services at the L.F. Wade International Airport. The United States is Bermuda's largest trading partner (providing over 71% of total imports, 85% of tourist visitors, and an estimated $163 billion of US capital in the Bermuda insurance/re-insurance industry). According to the 2016 Bermuda census 5.6% of Bermuda residents were born in the US, representing over 18% of all foreign-born people.
Nationality and citizenship
Historically, English (later British) colonials shared the same citizenship as those born within that part of the sovereign territory of the Kingdom of England (including the Principality of Wales) that lay within the Island of Britain (although the Magna Carta had effectively created English citizenship, citizens were still termed 'subjects of the King of England' or 'English subjects'. With the 1707 union of the Kingdoms of England and Scotland, this was replaced with 'British Subject', which encompassed citizens throughout the sovereign territory of the British Government, including its colonies, though not the British protectorates). With no representation at the sovereign or national level of government, British colonials were therefore not consulted, or required to give their consent, to a series of Acts passed by the Parliament of the United Kingdom between 1968 and 1982, which were to limit their rights and ultimately change their citizenship.
When several colonies had been elevated before the Second World War to Dominion status, collectively forming the old British Commonwealth (as distinct from the United Kingdom and its dependent colonies), their citizens remained British Subjects, and in theory, any British Subject born anywhere in the World had the same basic right to enter, reside, and work in the United Kingdom as a British Subject born in the United Kingdom whose parents were also both British Subjects born in the United Kingdom (although many governmental policies and practices acted to thwart the free exercise of these rights by various groups of colonials, including Greek Cypriots).
When the Dominions and an increasing number of colonies began choosing complete independence from the United Kingdom after the Second World War, the Commonwealth was transformed into a community of independent nations, or Commonwealth Realms, each recognising the British monarch as its own head of state (creating separate monarchies with the same person occupying all of the separate Thrones; the exception being republican India).
'British Subject' was replaced by the British Nationality Act 1948 with 'Citizen of the United Kingdom and Colonies' for the residents of the United Kingdom and its colonies, as well as for the Crown Dependencies. However, as it was desired to retain free movement for all Commonwealth Citizens throughout the Commonwealth, 'British Subject' was retained as a blanket nationality shared by Citizens of the United Kingdom and Colonies (the 'British realm') as well as the citizens of the various other Commonwealth realms. The inflow of people of colour to the United Kingdom in the 1940s and 1950s from both the remaining colonies and newly independent Commonwealth nations was responded to with a backlash that led to the passing of the Commonwealth Immigrants Act 1962, which restricted the rights of Commonwealth nationals to enter, reside and work in the United Kingdom. This Act also allowed certain colonials (primarily ethnic-Indians in African colonies) to retain Citizenship of the United Kingdom and Colonies if their colonies became independent, which was intended as a measure to ensure these people did not become stateless if they were denied the citizenship of their newly independent nation.
Many ethnic-Indians from former African colonies (notably Kenya) subsequently relocated to the United Kingdom, in response to which the Commonwealth Immigrants Act 1968 was rapidly passed, stripping all British Subjects (including Citizens of the United Kingdom and Colonies) who were not born in the United Kingdom, and who did not have a Citizen of the United Kingdom and Colonies parent or grandparent born in the United Kingdom or some other qualification (such as existing residence status), of the rights to freely enter, reside and work in the United Kingdom.
Although the 1968 Act was intended primarily to bar immigration of specific British passport holders from Commonwealth countries in Africa, it amended the wording of the Commonwealth Immigrants Act 1962 in such a way as to apply to all Citizens of the United Kingdom and Colonies who were not specifically excepted, including most colonials.
This was followed by the Immigration Act 1971, which effectively divided Citizens of the United Kingdom and Colonies into two types, although their citizenship remained the same: Patrials, who were those from (or with a specified qualifying connection to) the United Kingdom itself, who retained the rights of free entry, abode, and work in the United Kingdom; and those born in the colonies (or in foreign countries to British Colonial parents), from whom those rights were denied.
The British Nationality Act 1981, which entered into force on 1 January 1983, abolished British Subject status, and stripped colonials of their full British Citizenship of the United Kingdom and Colonies, replacing it with British Dependent Territories Citizenship, which entailed no right of abode or to work anywhere. This left Bermudians and most other erstwhile British colonials as British nationals without the rights of British citizenship.
The exceptions were the Gibraltarians (permitted to retain British Citizenship in order to also retain Citizenship of the European Union) and the Falkland Islanders, who were permitted to retain the same new British Citizenship that became the default citizenship for those from the United Kingdom and the Crown Dependencies.
The stripping of birthright citizenship from Bermudians by the British Government in 1968 and 1971, and the change of their citizenship in 1983, violated the rights granted them by Royal Charters at the founding of the colony. Bermuda (fully The Somers Isles or Islands of Bermuda) had been settled by the London Company (which had been in occupation of the archipelago since the 1609 wreck of the Sea Venture) in 1612, when it received its Third Royal Charter from King James I, amending the boundaries of the First Colony of Virginia far enough across the Atlantic to include Bermuda. The citizenship rights guaranteed to settlers by King James I in the original Royal Charter of 10 April 1606, thereby applied to Bermudians:
These rights were confirmed in the Royal Charter granted to the London Company's spin-off, the Company of the City of London for the Plantacion of The Somers Isles, in 1615 on Bermuda being separated from Virginia:
Bermuda is not the only territory whose citizenship rights were laid down in a Royal Charter. In regards to St. Helena, Lord Beaumont of Whitley in the House of Lords debate on the British Overseas Territories Bill on 10 July 2001, stated:
Some Conservative Party backbenchers stated that it was the unpublished intention of the Conservative British Government to return to a single citizenship for the United Kingdom and all of the remaining territories once Hong Kong had been handed over to China. Whether this was so will never be known as by 1997 the Labour Party was in Government. The Labour Party had declared prior to the election that the colonies had been ill-treated by the British Nationality Act 1981, and it had made a pledge to return to a single citizenship for the United Kingdom and the remaining territories part of its election manifesto. Other matters took precedence, however, and this commitment was not acted upon during Labour's first term in Government. The House of Lords, in which many former colonial Governors sat (including former Governor of Bermuda Lord Waddington), lost patience and tabled and passed its own bill, then handed it down to the House of Commons to confirm in 2001. As a result, the British Dependent Territories were renamed the British Overseas Territories in 2002 (the term 'dependent territory' had caused much ire in the former colonies, especially well-heeled and self-reliant Bermuda, as it implied not only that British Dependent Territories Citizens were 'other than British', but that their relationship to Britain and to 'real British people' was both inferior and parasitic).
At the same time, although Labour had promised a return to a single citizenship for the United Kingdom, Crown dependencies, and all remaining territories, British Dependent Territories Citizenship, renamed British Overseas Territories Citizenship, remained the default citizenship for the territories, other than the Falkland Islands and Gibraltar (for which British Citizenship is still the default citizenship). The bars to residence and work in the United Kingdom that had been raised against holders of British Dependent Territories Citizenship by The British Nationality Act 1981 were, however, removed, and British Citizenship was made attainable by simply obtaining a second British passport with the citizenship recorded as British Citizen (requiring a change to passport legislation as prior to 2002, it had been illegal to possess two British Passports).
In March 2021, the government implemented a new visa policy towards foreigners, through which residency can be obtained by way of investing at least $2.5 million in "real estate, Bermuda government bonds, a contribution to the island's debt relief fund or the Bermuda Trust Fund, and charity", among other options. According to the Labour Minister, Jason Hayward, this step had to be taken to relieve some of the country's debt resulting from the Covid pandemic.
Administrative divisions
Bermuda is divided into nine parishes and two incorporated municipalities.
Bermuda's nine parishes are:
Devonshire
Hamilton
Paget
Pembroke
Sandys
Smith's
Southampton
St George's
Warwick
Bermuda's two incorporated municipalities are:
Hamilton (city)
St George's (town)
Bermuda's two informal villages are:
Flatts Village
Somerset Village
Jones Village in Warwick, Cashew City (St. George's), Claytown (Hamilton), Middle Town (Pembroke), and Tucker's Town (St. George's) are neighbourhoods (the original settlement at Tucker's Town was replaced with a golf course in the 1920s and the few houses in the area today are mostly on the water's edge of Castle Harbour or the adjacent peninsula); Dandy Town and North Village are sports clubs, and Harbour View Village is a small public housing development.
International relations
As a British Overseas Territory, Bermuda does not have a seat in the United Nations; it is represented by Britain in matters of foreign affairs. To promote its economic interests abroad, Bermuda maintains representative offices in London and Washington, D.C. Only the United States and Portugal have full-time diplomatic representation in Bermuda (the U.S. maintains a Consulate-General, and Portugal maintains a Consulate), while 17 countries maintain honorary consuls in Bermuda.
Bermuda's proximity to the US had made it attractive as the site for summit conferences between British prime ministers and US presidents. The first summit was held in December 1953, at the insistence of Prime Minister Winston Churchill, to discuss relations with the Soviet Union during the Cold War. Participants included Churchill, US president Dwight D. Eisenhower and French premier Joseph Laniel.
In 1957 a second summit conference was held. The British prime minister, Harold Macmillan, arrived earlier than President Eisenhower, to demonstrate they were meeting on British territory, as tensions were still high regarding the previous year's conflict over the Suez Canal. Macmillan returned in 1961 for the third summit with President John F. Kennedy. The meeting was called to discuss Cold War tensions arising from construction of the Berlin Wall.
The most recent summit conference in Bermuda between the two powers occurred in 1990, when British prime minister Margaret Thatcher met US president George H. W. Bush.
Direct meetings between the president of the United States and the premier of Bermuda have been rare. The most recent meeting was on 23 June 2008, between Premier Ewart Brown and President George W. Bush. Prior to this, the leaders of Bermuda and the United States had not met at the White House since a 1996 meeting between Premier David Saul and President Bill Clinton.
Bermuda has also joined several other jurisdictions in efforts to protect the Sargasso Sea.
In 2013 and 2017 Bermuda chaired the United Kingdom Overseas Territories Association.
Asylum offer to four former Guantánamo detainees
On 11 June 2009, four Uyghurs who had been held in the United States Guantánamo Bay detention camp, in Cuba, were transferred to Bermuda. The four men were among 22 Uyghurs who claimed to be refugees who were captured in 2001 in Pakistan after fleeing the American aerial bombardment of Afghanistan. They were accused of training to assist the Taliban's military. They were cleared as safe for release from Guantánamo in 2005 or 2006, but US domestic law prohibited deporting them back to China, their country of citizenship, because the US government determined that China was likely to violate their human rights.
In September 2008, the men were cleared of all suspicion and Judge Ricardo Urbina in Washington ordered their release. Congressional opposition to their admittance to the United States was very strong and the US failed to find a home for them until Bermuda and Palau agreed to accept the 22 men in June 2009.
The secret bilateral discussions that led to prisoner transfers between the US and the devolved Bermuda government sparked diplomatic ire from the United Kingdom, which was not consulted on the move despite Bermuda being a British territory. The British Foreign Office issued the following statement:
In August 2018, the four Uyghurs were granted limited citizenship in Bermuda. The men now have the same rights as Bermudians except the right to vote.
British North America, British West Indies and the Caribbean Community
The British Government originally grouped Bermuda with North America (given its proximity, and Bermuda having been established as an extension of the Colony of Virginia, and with Carolina Colony, the nearest landfall, having been settled from Bermuda). After the acknowledgement by the British Government of the independence of thirteen continental colonies (including Virginia and the Carolinas) in 1783, Bermuda was generally grouped regionally by the British Government with The Maritimes and Newfoundland and Labrador (and more widely, as part of British North America), substantially nearer to Bermuda than is the Caribbean.
From 1783 through 1801, the British Empire, including British North America, was administered by the Home Office and by the Home Secretary, then from 1801 to 1854 by the War Office (which became the War and Colonial Office) and Secretary of State for War and Colonies (as the Secretary of State for War was renamed). From 1824, the British Empire was divided by the War and Colonial Office into four administrative departments, including North America, the West Indies, Mediterranean and Africa, and Eastern Colonies, of which North America included:
North America
Upper Canada, Lower Canada
New Brunswick, Nova Scotia, Prince Edward Island
Bermuda, Newfoundland
The Colonial Office and War Office, and the Secretary of State for the Colonies and the Secretary of State for War, were separated in 1854. The War Office, from then until the 1867 confederation of the Dominion of Canada, split the military administration of the British colonial and foreign stations into nine districts:
North America and North Atlantic;
West Indies;
Mediterranean;
West Coast of Africa and South Atlantic;
South Africa;
Egypt and the Sudan;
Indian Ocean;
Australasia;
China.
North America and North Atlantic included the following 'stations' (or garrisons):
North America and North Atlantic
New Westminster (British Columbia)
Newfoundland
Quebec
Halifax
Kingston, Canada West
Bermuda
However, with the confederation of the Canadas and the Maritimes and their attainment of Dominion status in the 1860s, the British political, naval and military hierarchy in Bermuda became increasingly separated from that of the Canadian Government (the Royal Navy headquarters for the North America and West Indies Station had spent summers at Halifax, Nova Scotia, and winters at Bermuda, but settled at Bermuda year round with the Royal Naval Dockyard, Halifax finally being transferred to the Royal Canadian Navy in 1907, and the Bermuda Garrison had been placed under the military Commander-in-Chief America in New York during the American War of Independence, and had been part of the Nova Scotia Command thereafter, but became the separate Bermuda Command from the 1860s with the Major-General or Lieutenant-General appointed as Commander-in-Chief of Bermuda also filling the civil role of Governor of Bermuda), and Bermuda was increasingly perceived by the British Government as in, or at least grouped for convenience with, the British West Indies (although the established Church of England in Bermuda, which from 1825 to 1839 had been attached to the See of Nova Scotia) remained part of the Diocese of Newfoundland and Bermuda until 1879, when the Synod of the Church of England in Bermuda was formed and a Diocese of Bermuda became separate from the Diocese of Newfoundland, but continued to be grouped under the Bishop of Newfoundland and Bermuda until 1919, when Newfoundland and Bermuda each received its own bishop. Newfoundland attained Dominion status in 1907, leaving the nearest other territories to Bermuda that were still within the British Realm (a term which replaced Dominion in 1952 as the dominions and many colonies moved towards full political independence) as the British colonies in the British West Indies.
Other denominations also at one time included Bermuda with Nova Scotia or Canada. Following the separation of the Church of England from the Roman Catholic Church, Roman Catholic worship was outlawed in England (subsequently Britain) and its colonies, including Bermuda, until the Roman Catholic Relief Act 1791, and operated thereafter under restrictions until the Twentieth Century. Once Roman Catholic worship was established, Bermuda formed part of the Archdiocese of Halifax, Nova Scotia until 1953, when it was separated to become the Apostolic Prefecture of Bermuda Islands. The congregation of the first African Methodist Episcopal Church in Bermuda (St. John African Methodist Episcopal Church, erected in 1885 in Hamilton Parish) had previously been part of the British Methodist Episcopal Church of Canada.
Bermuda became an associate member of the Caribbean Community (CARICOM) in July 2003, despite not being in the Caribbean region.
CARICOM is a socio-economic bloc of nations in or near the Caribbean Sea established in 1973. Other outlying member states include the Co-operative Republic of Guyana and the Republic of Suriname in South America, and Belize in Central America. The Turks and Caicos Islands, an associate member of CARICOM, and the Commonwealth of The Bahamas, a full member of CARICOM, are in the Atlantic, but close to the Caribbean. Other nearby nations or territories, such as the United States, are not members (although the US Commonwealth of Puerto Rico has observer status, and the United States Virgin Islands announced in 2007 that they would seek ties with CARICOM). Bermuda has minimal trade with the Caribbean region, and little in common with it economically, being roughly from the Caribbean Sea; it joined CARICOM primarily to strengthen cultural links with the region.
Among some scholars, "the Caribbean" can be a socio-historical category, commonly referring to a cultural zone characterised by the legacy of slavery (a characteristic Bermuda shared with the Caribbean and the US) and the plantation system (which did not exist in Bermuda). It embraces the islands and parts of the neighbouring continent, and may be extended to include the Caribbean Diaspora overseas.
The PLP, which was the party in government when the decision was made to join CARICOM, has been dominated for decades by West Indians and their descendants. The prominent roles of West Indians among Bermuda's black politicians and labour activists predated party politics in Bermuda, as exemplified by E. F. Gordon. The late PLP leader, Dame Lois Browne-Evans, and her Trinidadian-born husband, John Evans (who co-founded the West Indian Association of Bermuda in 1976), were prominent members of this group. A generation later, PLP politicians included Senator Rolfe Commissiong (son of Trinidadian musician Rudolph Patrick Commissiong). They have emphasised Bermuda's cultural connections with the West Indies. Many Bermudians, both black and white, who lack family connections to the West Indies have objected to this emphasis.
The decision to join CARICOM stirred up a huge amount of debate and speculation among the Bermudian community and politicians. Opinion polls conducted by two Bermudian newspapers, The Royal Gazette and The Bermuda Sun, showed that clear majorities of Bermudians were opposed to joining CARICOM.
The UBP, which had been in government from 1968 to 1998, argued that joining CARICOM was detrimental to Bermuda's interests, in that:
Bermuda's trade with the West Indies is negligible, its primary economic partners being the US, Canada, and UK (it has no direct air or shipping links to Caribbean islands);
CARICOM is moving towards a single economy;
the Caribbean islands are generally competitors to Bermuda's already ailing tourism industry; and
participation in CARICOM would involve considerable investment of money and the time of government officials that could more profitably be spent elsewhere.
Police
Law enforcement in Bermuda is provided chiefly by the Bermuda Police Service and is also supported with the Customs Department and Immigration Department. During certain times the Royal Bermuda Regiment can be called in to assist law enforcement personnel.
Military and defence
A former Imperial fortress colony once known as "the Gibraltar of the West" and "Fortress Bermuda", defence of Bermuda, as part of the British nation-state, is the responsibility of the British Government.
For the first two centuries of settlement, the most potent armed force operating from Bermuda was its merchant shipping fleet, which turned to privateering at every opportunity. The Bermuda government maintained a local (infantry) militia and fortified coastal artillery batteries manned by volunteer artillerymen. Bermuda tended toward the Royalist side during the English Civil War, being the first of six colonies to recognise Charles II as King on the execution of his father, Charles I, in 1649, and was one of those targeted by the Rump Parliament in An Act for prohibiting Trade with the Barbadoes, Virginia, Bermuda and Antego, which was passed on 30 October 1650. With control of the "army" (the militia and coastal artillery), the colony's Royalists deposed the Governor, Captain Thomas Turner, elected John Trimingham to replace him, and exiled many of its Parliamentary leaning Independents to settle the Bahamas under William Sayle as the Eleutheran Adventurers. Bermuda's barrier reef, coastal artillery batteries and militia provided a defence too powerful for the fleet sent in 1651 by Parliament under the command of Admiral Sir George Ayscue to capture the Royalist colonies. The Parliamentary Navy was consequently forced to blockade Bermuda for several months 'til the Bermudians negotiated a peace.
After the American Revolutionary War, Bermuda was established as the Western Atlantic headquarters of the North America Station (later called the North America and West Indies Station, and later still the America and West Indies Station as it absorbed other stations) of the Royal Navy. Once the Royal Navy established a base and dockyard defended by regular soldiers, however, the militias were disbanded following the War of 1812. At the end of the 19th century, the colony raised volunteer units to form a reserve for the military garrison.
Due to its isolated location in the North Atlantic Ocean, Bermuda was vital to the Allies' war effort during both world wars of the 20th century, serving as a marshalling point for trans-Atlantic convoys, as well as a naval air base. By the Second World War, both the Royal Navy's Fleet Air Arm and the Royal Air Force were operating Seaplane bases on Bermuda.
In May 1940, the US requested base rights in Bermuda from the United Kingdom, but British Prime Minister Winston Churchill was initially unwilling to accede to the American request without getting something in return. In September 1940, as part of the Destroyers for Bases Agreement, the UK granted the US base rights in Bermuda. Bermuda and Newfoundland were not originally included in the agreement, but both were added to it, with no war material received by the UK in exchange. One of the terms of the agreement was that the airfield the US Army built would be used jointly by the US and the UK (which it was for the duration of the war, with RAF Transport Command relocating there from Darrell's Island in 1943). The US Army established the Bermuda Base Command in 1941 to co-ordinate its air, anti-aircraft, and coast artillery assets during the war. The US Navy operated a submarine base on Ordnance Island from 1942 through 1945.
Construction began in 1941 of two airbases consisting of of land, largely reclaimed from the sea. For many years, Bermuda's bases were used by US Air Force transport and refuelling aircraft and by US Navy aircraft patrolling the Atlantic for enemy submarines, first German and, later, Soviet. The principal installation, Kindley Air Force Base on the eastern coast, was transferred to the US Navy in 1970 and redesignated Naval Air Station Bermuda. As a naval air station, the base continued to host both transient and deployed USN and USAF aircraft, as well as transitioning or deployed Royal Air Force and Canadian Forces aircraft.
The original NAS Bermuda on the west side of the island, a seaplane base until the mid-1960s, was designated as the Naval Air Station Bermuda Annex. It provided optional anchorage and/or dockage facilities for transiting US Navy, US Coast Guard and NATO vessels, depending on size. An additional US Navy compound known as Naval Facility Bermuda (NAVFAC Bermuda), a submarine-detecting SOSUS station, was located to the west of the Annex near a Canadian Forces communications facility in the Tudor Hill area; it was converted from a US Army coast artillery bunker in 1954 and operated until 1995. Although leased for 99 years, US forces withdrew in 1995, as part of the wave of base closures following the end of the Cold War.
Canada, which had operated a war-time naval base, HMCS Somers Isles, on the old Royal Navy base at Convict Bay, St George's, also established a radio-listening post at Daniel's Head in the West End of the islands during this time.
In the 1950s, after the end of World War II, the Royal Naval dockyard and the military garrison were closed. A small Royal Navy supply base, HMS Malabar, continued to operate within the dockyard area, supporting transiting Royal Navy ships and submarines until it, too, was closed in 1995, along with the American and Canadian bases.
Bermudians served in the British armed forces during both World War I and World War II. After the latter, Major-General Glyn Charles Anglim Gilbert, Bermuda's highest-ranking soldier, was instrumental in developing the Bermuda Regiment. A number of other Bermudians and their descendants had preceded him into senior ranks, including Bahamian-born Admiral Lord Gambier, and Bermudian-born Royal Marines Brigadier Harvey. When promoted to brigadier at age 39, following his wounding at the Anzio landings, Harvey became the youngest-ever Royal Marine Brigadier. The Cenotaph in front of the Cabinet Building (in Hamilton) was erected in tribute to Bermuda's Great War dead (the tribute was later extended to Bermuda's Second World War dead) and is the site of the annual Remembrance Day commemoration.
Today, the only military unit remaining in Bermuda, other than naval and army cadet corps, is the Royal Bermuda Regiment, an amalgam of the voluntary units originally formed toward the end of the 19th century. Although the Regiment's predecessors were voluntary units, until 2018 the modern body was formed primarily by conscription: balloted males were required to serve for three years, two months part-time, once they turn 18. Conscription was abolished 1 July 2018.
In early 2020 Bermuda formed the Bermuda Coast Guard. Its 24-hour on-duty service includes search and rescue, counter-narcotics operations, border control, and protection of Bermuda's maritime interests. The Bermuda Coast Guard will interact with the Bermuda Regiment, Bermuda Police Service.
Economy
Banking and other financial services now form the largest sector of the economy at about 85% of GDP, with tourism being the second largest industry at 5%. Industrial and agriculture activities occur; however, these are on a very limited scale and Bermuda is heavily reliant on imports. Living standards are high and as of 2019 Bermuda has the 6th-highest GDP per capita in the world.
1890s to 1920s: economy severely affected by lily virus
Early Easter Lily bulb exports to New York—then vital financially for Bermuda—became badly diseased from the late 19th century to the mid-1920s. Lawrence Ogilvie, the Department of Agriculture plant pathologist saved the industry by identifying the problem as a virus (not aphid damage as previously thought) and instituting controls in the fields and packing houses. Exports showed a marked improvement: from 23 cases of lily bulbs in 1918, to 6,043 cases in 1927 from the 204 lily fields then in existence. Still in his 20s at the time, Ogilvie was professionally honoured by an article in Nature magazine. The lily export trade continued to flourish until the 1940s when the Japanese captured much of the market.
Currency
In 1970, the country switched its currency from the Bermudian pound to the Bermudian dollar, which is pegged at par with the US dollar. US notes and coins are used interchangeably with Bermudian notes and coins within the islands for most practical purposes; however, banks levy an exchange rate fee for the purchase of US dollars with Bermudian dollars. The Bermuda Monetary Authority is the issuing authority for all banknotes and coins and regulates financial institutions.
Finance
Bermuda is an offshore financial centre, which results from its minimal standards of business regulation/laws and direct taxation on personal or corporate income. It has one of the highest consumption taxes in the world and taxes all imports in lieu of an income tax system. Bermuda's consumption tax is equivalent to local income tax to local residents and funds government and infrastructure expenditures. The local tax system depends upon import duties, payroll taxes and consumption taxes. Foreign private individuals cannot easily open bank accounts or subscribe to mobile phone or internet services.
Having no corporate income tax, Bermuda is a popular tax avoidance location. Google, for example, is known to have shifted over $10 billion in revenue to its Bermuda subsidiary utilising the Double Irish and Dutch Sandwich tax avoidance strategies, reducing its 2011 tax liability by $2 billion. The Bermuda Black Hole is another tax avoidance method in which untaxed profits end up in Bermuda.
Large numbers of leading international insurance companies operate in Bermuda. Those internationally owned and operated businesses that are physically based in Bermuda (around four hundred) are represented by the Association of Bermuda International Companies (ABIC). In total, over 15,000 exempted or international companies are currently registered with the Registrar of Companies in Bermuda, most of which hold no office space or employees.
The Bermuda Stock Exchange (BSX) specialises in listing and trading of capital market instruments such as equities, debt issues, funds (including hedge fund structures) and depository receipt programmes. The BSX is a full member of the World Federation of Exchanges and is located in an OECD member nation. It also has Approved Stock Exchange status under Australia's Foreign Investment Fund (FIF) taxation rules and Designated Investment Exchange status by the UK's Financial Services Authority.
Four banks operate in Bermuda, having consolidated total assets of $24.3 billion (March 2014).
Tourism
Tourism is Bermuda's second-largest industry, with the island attracting over half a million visitors annually, of whom more than 80% are from the United States. Other significant sources of visitors are from Canada and the United Kingdom. However, the sector is vulnerable to external shocks, such as the 2008 recession.
Housing
The affordability of housing became a prominent issue during Bermuda's business peak in 2005 but has softened with the decline of Bermuda's real estate prices. The World Factbook lists the average cost of a house in June 2003 as $976,000, while real estate agencies have claimed that this figure had risen to between $1.6 million and $1.845 million by 2007, though such high figures have been disputed.
Education
The Bermuda Education Act 1996 requires that only three categories of schools can operate in the Bermuda Education system:
An aided school has all or a part of its property vested in a body of trustees or board of governors and is partially maintained by public funding or, since 1965 and the desegregation of schools, has received a grant-in-aid out of public funds.
A maintained school has the whole of its property belonging to the Government and is fully maintained by public funds.
A private school, not maintained by public funds and which has not, since 1965 and the desegregation of schools, received any capital grant-in-aid out of public funds. The private school sector consists of six traditional private schools, two of which are religious schools, and the remaining four are secular with one of these being a single-gender school and another a Montessori school. Also, within the private sector there are a number of home schools, which must be registered with the government and receive minimal government regulation. The only boys' school opened its doors to girls in the 1990s, and in 1996, one of the aided schools became a private school.
Prior to 1950, the Bermuda school system was racially segregated. When the desegregation of schools was enacted in 1965, two of the formerly maintained "white" schools and both single-sex schools opted to become private schools. The rest became part of the public school system and were either aided or maintained.
There are 38 schools in the Bermuda Public School System, including 10 preschools, 18 primary schools, 5 middle schools, 2 senior schools (The Berkeley Institute and Cedarbridge Academy), 1 school for students with physical and cognitive challenges, and 1 for students with behavioural problems. There is one aided primary school, two aided middle schools, and one aided senior school. Since 2010, Portuguese has been taught as an optional foreign language in the Bermudian school system.
For higher education, the Bermuda College offers various associate degrees and other certificate programmes. Bermuda does not have any Bachelor-level colleges or universities. Bermuda's graduates usually attend Bachelor-level universities in the United States, Canada and the United Kingdom.
In May 2009, the Bermudian Government's application was approved to become a contributory member of the University of the West Indies (UWI). Bermuda's membership enabled Bermudian students to enter the university at an agreed-upon subsidised rate by 2010. UWI also agreed that its Open Campus (online degree courses) would become open to Bermudian students in the future, with Bermuda becoming the 13th country to have access to the Open Campus. In 2010, it was announced that Bermuda would be an "associate contributing country" due to local Bermudian laws.
Culture
Bermuda's culture is a mixture of the various sources of its population: Native American, Spanish-Caribbean, English, Irish, and Scots cultures were evident in the 17th century, and became part of the dominant British culture. English is the primary and official language. Due to 160 years of immigration from Portuguese Atlantic islands (primarily the Azores, though also from Madeira and the Cape Verde Islands), a portion of the population also speaks Portuguese. There are strong British influences, together with Afro-Caribbean ones.
The first notable, and historically important, book credited to a Bermudian was The History of Mary Prince, a slave narrative by Mary Prince. The book was published in 1831 at the height of Great Britain's abolitionist movement. Ernest Graham Ingham, an expatriate author, published his books at the turn of the 19th and 20th centuries. The novelist Brian Burland (1931– 2010) achieved a degree of success and acclaim internationally. More recently, Angela Barry has won critical recognition for her published fiction.
Arts
West Indian musicians introduced calypso music when Bermuda's tourist industry was expanded with the increase of visitors brought by post-Second World War aviation. Local icons the Talbot Brothers performed calypso music for many decades both in Bermuda and the United States, and appeared on the Ed Sullivan Show. While calypso appealed more to tourists than to the local residents, reggae has been embraced by many Bermudians since the 1970s with the influx of Jamaican immigrants.
Noted Bermudian musicians include operatic tenor Gary Burgess; jazz pianist Lance Hayward; singer-songwriter and poet, Heather Nova, and her brother Mishka, reggae musician; classical musician and conductor Kenneth Amis; and more recently, dancehall artist Collie Buddz.
The dances of the Gombey dancers, seen at many events, are strongly influenced by African, Caribbean and British cultural traditions.
Alfred Birdsey was one of the more famous and talented watercolourists, known for his impressionistic landscapes of Hamilton, St George's, and the surrounding sailboats, homes, and bays of Bermuda. Hand-carved cedar sculptures are another speciality. In 2010, his sculpture We Arrive was unveiled in Barr's Bay Park, overlooking Hamilton Harbour, to commemorate the freeing of slaves in 1835 from the American brig Enterprise.
Local resident Tom Butterfield founded the Masterworks Museum of Bermuda Art in 1986, initially featuring works about Bermuda by artists from other countries. He began with pieces by American artists, such as Winslow Homer, Charles Demuth, and Georgia O'Keeffe, who had lived and worked on Bermuda. In 2008, the museum opened its new building, constructed within the Botanical Gardens.
Bermuda hosts an annual international film festival, which shows many independent films. One of the founders is film producer and director Arthur Rankin Jr., co-founder of the Rankin/Bass production company.
Sport
Many sports popular today were formalised by British public schools and universities in the 19th century. These schools produced the civil servants and military and naval officers required to build and maintain the British Empire, and team sports were considered a vital tool for training their students to think and act as part of a team. Former public schoolboys continued to pursue these activities, and founded organisations such as the Football Association (FA).
Bermuda's role as the primary Royal Navy base in the Western Hemisphere ensured that the naval and military officers quickly introduced the newly formalised sports to Bermuda, including cricket, football, rugby football, and even tennis and rowing.
Bermuda's national cricket team participated in the Cricket World Cup 2007 in the West Indies but were knocked out of the World Cup. The Bermuda national football team managed to qualify to the 2019 CONCACAF Gold Cup, the country's first ever major football competition. In 2007, Bermuda hosted the 25th PGA Grand Slam of Golf. This 36-hole event was held on 16–17 October 2007, at the Mid Ocean Club in Tucker's Town. This season-ending tournament is limited to four golfers: the winners of the Masters, U.S. Open, The Open Championship and PGA Championship. The event returned to Bermuda in 2008 and 2009. One-armed Bermudian golfer Quinn Talbot was both the United States National Amputee Golf Champion for five successive years and the British World One-Arm Golf Champion.
The Government announced in 2006 that it would provide substantial financial support to Bermuda's cricket and football teams. Football did not become popular with Bermudians until after the Second World War. Bermuda's most prominent footballers are Clyde Best, Shaun Goater, Kyle Lightbourne, Reggie Lambe, Sam Nusum and Nahki Wells. In 2006, the Bermuda Hogges were formed as the nation's first professional football team to raise the standard of play for the Bermuda national football team. The team played in the United Soccer Leagues Second Division but folded in 2013.
Sailing, fishing and equestrian sports are popular with both residents and visitors alike. The prestigious Newport–Bermuda Yacht Race is a more than 100-year-old tradition, with boats racing between Newport, Rhode Island, and Bermuda. In 2007, the 16th biennial Marion-Bermuda yacht race occurred. A sport unique to Bermuda is racing the Bermuda Fitted Dinghy. International One Design racing also originated in Bermuda.
At the 2004 Summer Olympics, Bermuda competed in sailing, athletics, swimming, diving, triathlon and equestrian events. In those Olympics, Bermuda's Katura Horton-Perinchief made history by becoming the first black female diver to compete in the Olympic Games. Bermuda has had two Olympic medallists, Clarence Hill - who won a bronze medal in boxing - and Flora Duffy, who won a gold medal in triathlon. It is tradition for Bermuda to march in the Opening Ceremony in Bermuda shorts, regardless of the summer or winter Olympic celebration. Bermuda also competes in the biennial Island Games, which it hosted in 2013.
In 1998, Bermuda established its own Basketball Association.
Healthcare
The Bermuda Hospitals Board operates the King Edward VII Memorial Hospital, located in Paget Parish, and the Mid-Atlantic Wellness Institute, located in Devonshire Parish. Boston's Lahey Medical Center has an established visiting specialists program on the island which provides Bermudians and expats with access to specialists regularly on the island. There were about 6,000 hospital admissions, 30,000 emergency department attendances and 6,300 outpatient procedures in 2017.
Unlike the other territories that still remain under British rule, Bermuda does not have national healthcare. Employers must provide a healthcare plan and pay for up to 50% of the cost for each employee. Healthcare is a mandatory requirement and is expensive, even with the help provided by employers. There are only a few approved healthcare providers that offer insurance to Bermudians. , these were the Bermudian government's Health Insurance Department, three other approved licensed health insurance companies, and three approved health insurance schemes (provided by the Bermudian government for its employees and by two banks).
There are no paramedics on the island. The Bermuda Hospitals Board said in 2018 that they were not vital in Bermuda because of its small size. Nurse practitioners on the island, of which there are not many, can be granted authority to write prescriptions "under the authority of a medical practitioner".
COVID-19 pandemic
The Minister for Health during the COVID-19 pandemic was Kim Wilson, who led the territory's approach with "an abundance of caution."
See also
Notable cultural people of Bermuda
Economy of Bermuda
Notable historical people of Bermuda
Index of Bermuda-related articles
Notable sporting people of Bermuda
Outline of Bermuda
Places of interest in Bermuda
Notable political people of Bermuda
Telecommunications in Bermuda
Explanatory notes
References
Citations
General and cited references
Further reading
Anonymous, but probably written by John Smith (1580–1631): The Historye of the Bermudaes or Summer Islands. University of Cambridge Press, 2010. .
Boultbee, Paul G., and David F. Raine. Bermuda. Oxford: ABC-Clio Press, 1998.
Connell, John. (1994). "Britain's Caribbean colonies: The End of the Era of Decolonisation?" The Journal of Commonwealth & Comparative Politics, 32(1), 87–106. .
External links
of the Government of Bermuda
Bermuda Tourism
Bermuda Guide
Bermuda Parliament
Bermuda Chamber of commerce
Bermuda's British Army forts from 1609 (archived 26 September 2006)
1612 establishments in North America
1612 establishments in the British Empire
Archipelagoes of the Atlantic Ocean
Bermuda Triangle
British North America
British Overseas Territories
Calderas of North America
Dependent territories in North America
English colonization of the Americas
English-speaking countries and territories
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Islands of North America by dependent territory
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States and territories established in 1612 |
3462 | https://en.wikipedia.org/wiki/Bolivia | Bolivia | Bolivia, officially the Plurinational State of Bolivia, is a landlocked country located in western-central South America. It is bordered by Brazil to the north and east, Paraguay to the southeast, Argentina to the south, Chile to the southwest, and Peru to the west. The seat of government and administrative capital is La Paz, which contains the executive, legislative, and electoral branches of government, while the constitutional capital is Sucre, the seat of the judiciary. The largest city and principal industrial center is Santa Cruz de la Sierra, located on the Llanos Orientales (tropical lowlands), a mostly flat region in the east of the country.
The sovereign state of Bolivia is a constitutionally unitary state, divided into nine departments. Its geography varies from the peaks of the Andes in the West, to the Eastern Lowlands, situated within the Amazon basin. One-third of the country is within the Andean mountain range. With of area, Bolivia is the fifth largest country in South America, after Brazil, Argentina, Peru, and Colombia (and alongside Paraguay, one of the only two landlocked countries in the Americas), the 27th largest in the world, the largest landlocked country in the Southern Hemisphere, and the world's seventh largest landlocked country, after Kazakhstan, Mongolia, Chad, Niger, Mali, and Ethiopia.
The country's population, estimated at 12 million, is multiethnic, including Amerindians, Mestizos, Europeans, Asians, and Africans. Spanish is the official and predominant language, although 36 indigenous languages also have official status, of which the most commonly spoken are Guarani, Aymara, and Quechua languages.
Before Spanish colonization, the Andean region of Bolivia was part of the Inca Empire, while the northern and eastern lowlands were inhabited by independent tribes. Spanish conquistadors arriving from Cusco and Asunción took control of the region in the 16th century. During the Spanish colonial period Bolivia was administered by the Real Audiencia of Charcas. Spain built its empire in large part upon the silver that was extracted from Bolivia's mines. After the first call for independence in 1809, 16 years of war followed before the establishment of the Republic, named for Simón Bolívar. Over the course of the 19th and early 20th century Bolivia lost control of several peripheral territories to neighboring countries including the seizure of its coastline by Chile in 1879 and Acre territory to Brazil.
Bolivia experienced a succession of military and civilian governments until 1971, when Hugo Banzer led a CIA-supported coup d'état that replaced the socialist government of Juan José Torres with a military dictatorship. Banzer's regime cracked down on left-wing and socialist opposition and other forms of dissent, resulting in the torture and deaths of a number of Bolivian citizens. Banzer was ousted in 1978 and later returned as the democratically elected president of Bolivia from 1997 to 2001. Under the 2006–2019 presidency of Evo Morales the country saw significant economic growth and political stability.
Modern Bolivia is a charter member of the UN, IMF, NAM, OAS, ACTO, Bank of the South, ALBA, and USAN. Bolivia remains the second poorest country in South America, though it has slashed poverty rates and has the fastest growing economy in South America (in terms of GDP). It is a developing country. Its main economic activities include agriculture, forestry, fishing, mining, and manufacturing goods such as textiles, clothing, refined metals, and refined petroleum. Bolivia is very rich in minerals, including tin, silver, lithium, and copper. Bolivia is also known for its production of coca leaves and refined cocaine. In 2021, estimated coca cultivation and cocaine production was 39,700 hectares and 317 metric tons, respectively.
Etymology
Bolivia is named after Simón Bolívar, a Venezuelan leader in the Spanish American wars of independence. The leader of Venezuela, Antonio José de Sucre, had been given the option by Bolívar to either unite Charcas (present-day Bolivia) with the newly formed Republic of Peru, to unite with the United Provinces of the Río de la Plata, or to formally declare its independence from Spain as a wholly independent state. Sucre opted to create a brand new state and on 6 August 1825, with local support, named it in honor of Simón Bolívar.
The original name was Republic of Bolívar. Some days later, congressman Manuel Martín Cruz proposed: "If from Romulus, Rome, then from Bolívar, Bolivia" (). The name was approved by the Republic on 3 October 1825. In 2009, a new constitution changed the country's official name to "Plurinational State of Bolivia" to reflect the multi-ethnic nature of the country and the strengthened rights of Bolivia's indigenous peoples under the new constitution.
History
Pre-colonial
The region now known as Bolivia had been occupied for over 2,500 years when the Aymara arrived. However, present-day Aymara associate themselves with the ancient civilization of the Tiwanaku Empire which had its capital at Tiwanaku, in Western Bolivia. The capital city of Tiwanaku dates from as early as 1500 BC when it was a small, agriculturally-based village.
The Aymara community grew to urban proportions between AD 600 and AD 800, becoming an important regional power in the southern Andes. According to early estimates, the city covered approximately at its maximum extent and had between 15,000 and 30,000 inhabitants. In 1996 satellite imaging was used to map the extent of fossilized suka kollus (flooded raised fields) across the three primary valleys of Tiwanaku, arriving at population-carrying capacity estimates of anywhere between 285,000 and 1,482,000 people.
Around AD 400, Tiwanaku went from being a locally dominant force to a predatory state. Tiwanaku expanded its reaches into the Yungas and brought its culture and way of life to many other cultures in Peru, Bolivia, and Chile. Tiwanaku was not a violent culture in many respects. To expand its reach, Tiwanaku exercised great political astuteness, creating colonies, fostering trade agreements (which made the other cultures rather dependent), and instituting state cults.
As the rainfall decreased, the surplus of food decreased, and thus the amount available to underpin the power of the elites. Tiwanaku disappeared around AD 1000. The area remained uninhabited for centuries thereafter.
Between 1438 and 1527, the Inca empire expanded from its capital at Cusco, Peru. It gained control over much of what is now Andean Bolivia and extended its control into the fringes of the Amazon basin.
Colonial period
The Spanish conquest of the Inca empire began in 1524 and was mostly completed by 1533. The territory now called Bolivia was known as Charcas, and was under the authority of the Viceroy of Peru in Lima. Local government came from the Audiencia de Charcas located in Chuquisaca (La Plata—modern Sucre). Founded in 1545 as a mining town, Potosí soon produced fabulous wealth, becoming the largest city in the New World with a population exceeding 150,000 people.
By the late 16th century, Bolivian silver was an important source of revenue for the Spanish Empire. A steady stream of natives served as labor force under the brutal, slave conditions of the Spanish version of the pre-Columbian draft system called the mita. Charcas was transferred to the Viceroyalty of the Río de la Plata in 1776 and the people from Buenos Aires, the capital of the Viceroyalty, coined the term "Upper Peru" () as a popular reference to the Royal Audiencia of Charcas. Túpac Katari led the indigenous rebellion that laid siege to La Paz in March 1781, during which 20,000 people died. As Spanish royal authority weakened during the Napoleonic Wars, sentiment against colonial rule grew.
Independence and subsequent wars
The struggle for independence started in the city of Sucre on 25 May 1809 and the Chuquisaca Revolution (Chuquisaca was then the name of the city) is known as the first cry of Freedom in Latin America. That revolution was followed by the La Paz revolution on 16 July 1809. The La Paz revolution marked a complete split with the Spanish government, while the Chuquisaca Revolution established a local independent junta in the name of the Spanish King deposed by Napoleon Bonaparte. Both revolutions were short-lived and defeated by the Spanish authorities in the Viceroyalty of the Rio de La Plata, but the following year the Spanish American wars of independence raged across the continent.
Bolivia was captured and recaptured many times during the war by the royalists and patriots. Buenos Aires sent three military campaigns, all of which were defeated, and eventually limited itself to protecting the national borders at Salta. Bolivia was finally freed of Royalist dominion by Marshal Antonio José de Sucre, with a military campaign coming from the North in support of the campaign of Simón Bolívar. After 16 years of war the Republic was proclaimed on 6 August 1825.
In 1836, Bolivia, under the rule of Marshal Andrés de Santa Cruz, invaded Peru to reinstall the deposed president, General Luis José de Orbegoso. Peru and Bolivia formed the Peru-Bolivian Confederation, with de Santa Cruz as the Supreme Protector. Following tension between the Confederation and Chile, Chile declared war on 28 December 1836. Argentina separately declared war on the Confederation on 9 May 1837. The Peruvian-Bolivian forces achieved several major victories during the War of the Confederation: the defeat of the Argentine expedition and the defeat of the first Chilean expedition on the fields of Paucarpata near the city of Arequipa. The Chilean army and its Peruvian rebel allies surrendered unconditionally and signed the Paucarpata Treaty. The treaty stipulated that Chile would withdraw from Peru-Bolivia, Chile would return captured Confederate ships, economic relations would be normalized, and the Confederation would pay Peruvian debt to Chile. However, the Chilean government and public rejected the peace treaty. Chile organized a second attack on the Confederation and defeated it in the Battle of Yungay. After this defeat, Santa Cruz resigned and went to exile in Ecuador and then Paris, and the Peruvian-Bolivian Confederation was dissolved.
Following the renewed independence of Peru, Peruvian president General Agustín Gamarra invaded Bolivia. On 18 November 1841, the battle de Ingavi took place, in which the Bolivian Army defeated the Peruvian troops of Gamarra (killed in the battle). After the victory, Bolivia invaded Perú on several fronts. The eviction of the Bolivian troops from the south of Peru would be achieved by the greater availability of material and human resources of Peru; the Bolivian Army did not have enough troops to maintain an occupation. In the district of Locumba – Tacna, a column of Peruvian soldiers and peasants defeated a Bolivian regiment in the so-called Battle of Los Altos de Chipe (Locumba). In the district of Sama and in Arica, the Peruvian colonel José María Lavayén organized a troop that managed to defeat the Bolivian forces of Colonel Rodríguez Magariños and threaten the port of Arica. In the battle of Tarapacá on 7 January 1842, Peruvian militias formed by the commander Juan Buendía defeated a detachment led by Bolivian colonel José María García, who died in the confrontation. Bolivian troops left Tacna, Arica and Tarapacá in February 1842, retreating towards Moquegua and Puno. The battles of Motoni and Orurillo forced the withdrawal of Bolivian forces occupying Peruvian territory and exposed Bolivia to the threat of counter-invasion. The Treaty of Puno was signed on 7 June 1842, ending the war. However, the climate of tension between Lima and La Paz would continue until 1847, when the signing of a Peace and Trade Treaty became effective.
A period of political and economic instability in the early-to-mid-19th century weakened Bolivia. In addition, during the War of the Pacific (1879–83), Chile occupied vast territories rich in natural resources south west of Bolivia, including the Bolivian coast. Chile took control of today's Chuquicamata area, the adjoining rich salitre (saltpeter) fields, and the port of Antofagasta among other Bolivian territories.
Since independence, Bolivia has lost over half of its territory to neighboring countries. Through diplomatic channels in 1909, it lost the basin of the Madre de Dios River and the territory of the Purus in the Amazon, yielding 250,000 km2 to Peru. It also lost the state of Acre, in the Acre War, important because this region was known for its production of rubber. Peasants and the Bolivian army fought briefly but after a few victories, and facing the prospect of a total war against Brazil, it was forced to sign the Treaty of Petrópolis in 1903, in which Bolivia lost this rich territory. Popular myth has it that Bolivian president Mariano Melgarejo (1864–71) traded the land for what he called "a magnificent white horse" and Acre was subsequently flooded by Brazilians, which ultimately led to confrontation and fear of war with Brazil.
In the late 19th century, an increase in the world price of silver brought Bolivia relative prosperity and political stability.
Early 20th century
During the early 20th century, tin replaced silver as the country's most important source of wealth. A succession of governments controlled by the economic and social elite followed laissez-faire capitalist policies through the first 30 years of the 20th century.
Living conditions of the native people, who constitute most of the population, remained deplorable. With work opportunities limited to primitive conditions in the mines and in large estates having nearly feudal status, they had no access to education, economic opportunity, and political participation. Bolivia's defeat by Paraguay in the Chaco War (1932–1935), where Bolivia lost a great part of the Gran Chaco region in dispute, marked a turning-point.
On 7 April 1943, Bolivia entered World War II, joining part of the Allies, which caused president Enrique Peñaranda to declare war on the Axis powers of Germany, Italy and Japan.
The Revolutionary Nationalist Movement (MNR), the most historic political party, emerged as a broad-based party. Denied its victory in the 1951 presidential elections, the MNR led a successful revolution in 1952. Under President Víctor Paz Estenssoro, the MNR, having strong popular pressure, introduced universal suffrage into his political platform and carried out a sweeping land-reform promoting rural education and nationalization of the country's largest tin mines.
Late 20th century
Twelve years of tumultuous rule left the MNR divided. In 1964, a military junta overthrew President Estenssoro at the outset of his third term. The 1969 death of President René Barrientos Ortuño, a former member of the junta who was elected president in 1966, led to a succession of weak governments. Alarmed by the rising Popular Assembly and the increase in the popularity of President Juan José Torres, the military, the MNR, and others installed Colonel (later General) Hugo Banzer Suárez as president in 1971. He returned to the presidency in 1997 through 2001. Juan José Torres, who had fled Bolivia, was kidnapped and assassinated in 1976 as part of Operation Condor, the U.S.-supported campaign of political repression by South American right-wing dictators.
The United States' Central Intelligence Agency (CIA) financed and trained the Bolivian military dictatorship in the 1960s. The revolutionary leader Che Guevara was killed by a team of CIA officers and members of the Bolivian Army on 9 October 1967, in Bolivia. Félix Rodríguez was a CIA officer on the team with the Bolivian Army that captured and shot Guevara. Rodriguez said that after he received a Bolivian presidential execution order, he told "the soldier who pulled the trigger to aim carefully, to remain consistent with the Bolivian government's story that Che had been killed in action during a clash with the Bolivian army." Rodriguez said the US government had wanted Che in Panama, and "I could have tried to falsify the command to the troops, and got Che to Panama as the US government said they had wanted", but that he had chosen to "let history run its course" as desired by Bolivia.
Elections in 1979 and 1981 were inconclusive and marked by fraud. There were coups d'état, counter-coups, and caretaker governments. In 1980, General Luis García Meza Tejada carried out a ruthless and violent coup d'état that did not have popular support. The Bolivian Workers' Center, which tried to resist the putsch, was violently repressed. More than a thousand people were killed in less than a year. Cousin of one of the most important narco-trafficker of the country, Luis García Meza Tejada favors the production of cocaine. He pacified the people by promising to remain in power only for one year. At the end of the year, he staged a televised rally to claim popular support and announced, "", or, "All right; I'll stay [in office]". After a military rebellion forced out Meza in 1981, three other military governments in 14 months struggled with Bolivia's growing problems. Unrest forced the military to convoke the Congress, elected in 1980, and allow it to choose a new chief executive. In October 1982, Hernán Siles Zuazo again became president, 22 years after the end of his first term of office (1956–1960).
Democratic transition
In 1993, Gonzalo Sánchez de Lozada was elected president in alliance with the Tupac Katari Revolutionary Liberation Movement, which inspired indigenous-sensitive and multicultural-aware policies. Sánchez de Lozada pursued an aggressive economic and social reform agenda. The most dramatic reform was privatization under the "capitalization" program, under which investors, typically foreign, acquired 50% ownership and management control of public enterprises in return for agreed upon capital investments. In 1993, Sanchez de Lozada introduced the Plan de Todos, which led to the decentralization of government, introduction of intercultural bilingual education, implementation of agrarian legislation, and privatization of state owned businesses. The plan explicitly stated that Bolivian citizens would own a minimum of 51% of enterprises; under the plan, most state-owned enterprises (SOEs), though not mines, were sold. This privatization of SOEs led to a neoliberal structuring.
The reforms and economic restructuring were strongly opposed by certain segments of society, which instigated frequent and sometimes violent protests, particularly in La Paz and the Chapare coca-growing region, from 1994 through 1996. The indigenous population of the Andean region was not able to benefit from government reforms. During this time, the umbrella labor-organization of Bolivia, the Central Obrera Boliviana (COB), became increasingly unable to effectively challenge government policy. A teachers' strike in 1995 was defeated because the COB could not marshal the support of many of its members, including construction and factory workers.
1997–2002 General Banzer presidency
In the 1997 elections, General Hugo Banzer, leader of the Nationalist Democratic Action party (ADN) and former dictator (1971–1978), won 22% of the vote, while the MNR candidate won 18%. At the outset of his government, President Banzer launched a policy of using special police-units to eradicate physically the illegal coca of the Chapare region. The MIR of Jaime Paz Zamora remained a coalition-partner throughout the Banzer government, supporting this policy (called the Dignity Plan). The Banzer government basically continued the free-market and privatization-policies of its predecessor. The relatively robust economic growth of the mid-1990s continued until about the third year of its term in office. After that, regional, global and domestic factors contributed to a decline in economic growth. Financial crises in Argentina and Brazil, lower world prices for export commodities, and reduced employment in the coca sector depressed the Bolivian economy. The public also perceived a significant amount of public sector corruption. These factors contributed to increasing social protests during the second half of Banzer's term.
Between January 1999 and April 2000, large-scale protests erupted in Cochabamba, Bolivia's third largest city at the time, in response to the privatization of water resources by foreign companies and a subsequent doubling of water prices. On 6 August 2001, Banzer resigned from office after being diagnosed with cancer. He died less than a year later. Vice President Jorge Fernando Quiroga Ramírez completed the final year of his term.
2002–2005 Sánchez de Lozada / Mesa presidency
In the June 2002 national elections, former President Gonzalo Sánchez de Lozada (MNR) placed first with 22.5% of the vote, followed by coca-advocate and native peasant-leader Evo Morales (Movement Toward Socialism, MAS) with 20.9%. A July agreement between the MNR and the fourth-place MIR, which had again been led in the election by former President Jaime Paz Zamora, virtually ensured the election of Sánchez de Lozada in the congressional run-off, and on 6 August he was sworn in for the second time. The MNR platform featured three overarching objectives: economic reactivation (and job creation), anti-corruption, and social inclusion.
In 2003, the Bolivian gas conflict broke out. On 12 October 2003, the government imposed martial law in El Alto after 16 people were shot by the police and several dozen wounded in violent clashes. Faced with the option of resigning or more bloodshed, Sánchez de Lozada offered his resignation in a letter to an emergency session of Congress. After his resignation was accepted and his vice president, Carlos Mesa, invested, he left on a commercially scheduled flight for the United States.
The country's internal situation became unfavorable for such political action on the international stage. After a resurgence of gas protests in 2005, Carlos Mesa attempted to resign in January 2005, but his offer was refused by Congress. On 22 March 2005, after weeks of new street protests from organizations accusing Mesa of bowing to U.S. corporate interests, Mesa again offered his resignation to Congress, which was accepted on 10 June. The chief justice of the Supreme Court, Eduardo Rodríguez, was sworn as interim president to succeed the outgoing Carlos Mesa.
2005–2019 Morales presidency
Evo Morales won the 2005 presidential election with 53.7% of the votes in Bolivian elections. On 1 May 2006, Morales announced his intent to re-nationalize Bolivian hydrocarbon assets following protests which demanded this action. Fulfilling a campaign promise, on 6 August 2006, Morales opened the Bolivian Constituent Assembly to begin writing a new constitution aimed at giving more power to the indigenous majority.
2009 marked the creation of a new constitution and the renaming of the country to the Plurinational State of Bolivia. The previous constitution did not allow a consecutive reelection of a president, but the new constitution allowed for just one reelection, starting the dispute if Evo Morales was enabled to run for a second term arguing he was elected under the last constitution. This also triggered a new general election in which Evo Morales was re-elected with 61.36% of the vote. His party, Movement for Socialism, also won a two-thirds majority in both houses of the National Congress. By 2013, after being reelected under the new constitution, Evo Morales and his party attempted a third term as President of Bolivia. The opposition argued that a third term would be unconstitutional, but the Bolivian Constitutional Court ruled that Morales' first term under the previous constitution did not count towards his term limit. This allowed Evo Morales to run for a third term in 2014, and he was re-elected with 64.22% of the vote. During his third term, Evo Morales began to plan for a fourth, and the 2016 Bolivian constitutional referendum asked voters to override the constitution and allow Evo Morales to run for an additional term in office. Morales narrowly lost the referendum; however, in 2017 his party then petitioned the Bolivian Constitutional Court to override the constitution on the basis that the American Convention on Human Rights made term limits a human rights violation. The Inter-American Court of Human Rights determined that term limits are not a human rights violation in 2018; however, once again the Bolivian Constitutional Court ruled that Morales has permission to run for a fourth term in the 2019 elections, and this permission was not retracted. "[T]he country's highest court overruled the constitution, scrapping term limits altogether for every office. Morales can now run for a fourth term in 2019 – and for every election thereafter."
The revenues generated by the partial nationalization of hydrocarbons made it possible to finance several social measures: the Renta Dignidad (or old age minimum) for people over 60 years old; the Juana Azurduy voucher (named after the revolutionary Juana Azurduy de Padilla, 1780–1862), which ensures the complete coverage of medical expenses for pregnant women and their children in order to fight infant mortality; the Juancito Pinto voucher (named after a child hero of the Pacific War, 1879–1884), an aid paid until the end of secondary school to parents whose children are in school in order to combat school dropout, and the Single Health System, which since 2018 has offered all Bolivians free medical care.
The reforms adopted have made the Bolivian economic system the most successful and stable in the region. Between 2006 and 2019, GDP has grown from $9 billion to over $40 billion, real wages have increased, GDP per capita has tripled, foreign exchange reserves are on the rise, inflation has been essentially eliminated, and extreme poverty has fallen from 38% to 15%, a 23-point drop.
Interim government 2019–2020
During the 2019 elections, the Transmisión de Resultados Electorales Preliminares (TREP) (a quick count process used in Latin America as a transparency measure in electoral processes) was interrupted; at the time, Morales had a lead of 46.86 percent to Mesa's 36.72, after 95.63 percent of tally sheets were counted. Two days after the interruption, the official count showed Morales fractionally clearing the 10-point margin he needed to avoid a runoff election, with the final official tally counted as 47.08 percent to Mesa's 36.51 percent, starting a wave of protests and tension in the country.
Amidst allegations of fraud perpetrated by the Morales government, widespread protests were organized to dispute the election. On 10 November, the Organization of American States (OAS) released a preliminary report concluding several irregularities in the election, though these findings were heavily disputed. The New York Times reported on 7 June 2020 that the OAS analysis immediately after the 20 October election was flawed yet fuelled "a chain of events that changed the South American nation's history".
After weeks of protests, Morales resigned on national television shortly after the Commander-in-Chief of the armed forces General Williams Kaliman had urged that he do so to restore "peace and stability". Opposition Senator Jeanine Áñez's declared herself interim president, claiming constitutional succession after the president, vice president and both head of the legislature chambers. She was confirmed as interim president by the constitutional court who declared her succession to be constitutional and automatic. International politicians, scholars and journalists are divided between describing the event as a coup or a spontaneous social uprising against an unconstitutional fourth term. Protests to reinstate Morales as president continued becoming highly violent: burning public buses and private houses, destroying public infrastructure and harming pedestrians. The protests were met with more violence by security forces against Morales supporters after Áñez exempted police and military from criminal responsibility in operations for "the restoration of order and public stability".
In April 2020, the interim government took out a loan of more than $327 million from the International Monetary Fund to meet the country's needs during the COVID-19 pandemic. New elections were scheduled for 3 May 2020. In response to the coronavirus pandemic, the Bolivian electoral body, the TSE, made an announcement postponing the election. MAS reluctantly agreed with the first delay only. A date for the new election was delayed twice more, in the face of massive protests and violence. The final proposed date for the elections was 18 October 2020. Observers from the OAS, UNIORE, and the UN all reported that they found no fraudulent actions in the 2020 elections.
The general election had a record voter turnout of 88.4% and ended in a landslide win for MAS which took 55.1% of the votes compared to 28.8% for centrist former president Carlos Mesa. Both Mesa and Áñez conceded defeat.
Government of Luis Arce: 2020–present
On 8 November 2020, Luis Arce was sworn in as President of Bolivia alongside his Vice President David Choquehuanca. In February 2021, the Arce government returned an amount of around $351 million to the IMF. This comprised a loan of $327 million taken out by the interim government in April 2020 and interest of around $24 million. The government said it returned the loan to protect Bolivia's economic sovereignty and because the conditions attached to the loan were unacceptable.
Geography
Bolivia is located in the central zone of South America, between 57°26'–69°38'W and 9°38'–22°53'S. With an area of , Bolivia is the world's 28th-largest country, and the fifth largest country in South America, extending from the Central Andes through part of the Gran Chaco, Pantanal and as far as the Amazon. The geographic center of the country is the so-called Puerto Estrella ("Star Port") on the Río Grande, in Ñuflo de Chávez Province, Santa Cruz Department.
The geography of the country exhibits a great variety of terrain and climates. Bolivia has a high level of biodiversity, considered one of the greatest in the world, as well as several ecoregions with ecological sub-units such as the Altiplano, tropical rainforests (including Amazon rainforest), dry valleys, and the Chiquitania, which is a tropical savanna. These areas feature enormous variations in altitude, from an elevation of above sea level in Nevado Sajama to nearly along the Paraguay River. Although a country of great geographic diversity, Bolivia has remained a landlocked country since the War of the Pacific. Puerto Suárez, San Matías and Puerto Quijarro are located in the Bolivian Pantanal.
Bolivia can be divided into three physiographic regions:
The Andean region in the southwest spans 28% of the national territory, extending over . This area is located above altitude and is located between two big Andean chains, the Cordillera Occidental ("Western Range") and the Cordillera Central ("Central Range"), with some of the highest spots in the Americas such as the Nevado Sajama, with an altitude of , and the Illimani, at . Also located in the Cordillera Central is Lake Titicaca, the highest commercially navigable lake in the world and the largest lake in South America; the lake is shared with Peru. Also in this region are the Altiplano and the Salar de Uyuni, which is the largest salt flat in the world and an important source of lithium.
The Sub-Andean region in the center and south of the country is an intermediate region between the Altiplano and the eastern llanos (plain); this region comprises 13% of the territory of Bolivia, extending over , and encompassing the Bolivian valleys and the Yungas region. It is distinguished by its farming activities and its temperate climate.
The Llanos region in the northeast comprises 59% of the territory, with . It is located to the north of the Cordillera Central and extends from the Andean foothills to the Paraguay River. It is a region of flat land and small plateaus, all covered by extensive rain forests containing enormous biodiversity. The region is below above sea level.
Geology
The geology of Bolivia comprises a variety of different lithologies as well as tectonic and sedimentary environments. On a synoptic scale, geological units coincide with topographical units. Most elementally, the country is divided into a mountainous western area affected by the subduction processes in the Pacific and an eastern lowlands of stable platforms and shields.
Climate
The climate of Bolivia varies drastically from one eco-region to the other, from the tropics in the eastern llanos to a polar climate in the western Andes. The summers are warm, humid in the east and dry in the west, with rains that often modify temperatures, humidity, winds, atmospheric pressure and evaporation, yielding very different climates in different areas. When the climatological phenomenon known as El Niño takes place, it causes great alterations in the weather. Winters are very cold in the west, and it snows in the mountain ranges, while in the western regions, windy days are more common. The autumn is dry in the non-tropical regions.
Llanos. A humid tropical climate with an average temperature of . The wind coming from the Amazon rainforest causes significant rainfall. In May, there is low precipitation because of dry winds, and most days have clear skies. Even so, winds from the south, called surazos, can bring cooler temperatures lasting several days.
Altiplano. Desert-Polar climates, with strong and cold winds. The average temperature ranges from 15 to 20 °C. At night, temperatures descend drastically to slightly above 0 °C, while during the day, the weather is dry and solar radiation is high. Ground frosts occur every month, and snow is frequent.
Valleys and Yungas. Temperate climate. The humid northeastern winds are pushed to the mountains, making this region very humid and rainy. Temperatures are cooler at higher elevations. Snow occurs at altitudes of .
Chaco. Subtropical semi-arid climate. Rainy and humid in January and the rest of the year, with warm days and cold nights.
Issues with climate change
Bolivia is especially vulnerable to the negative consequences of climate change. Twenty percent of the world's tropical glaciers are located within the country, and are more sensitive to change in temperature due to the tropical climate they are located in. Temperatures in the Andes increased by 0.1 °C per decade from 1939 to 1998, and more recently the rate of increase has tripled (to 0.33 °C per decade from 1980 to 2005), causing glaciers to recede at an accelerated pace and create unforeseen water shortages in Andean agricultural towns. Farmers have taken to temporary city jobs when there is poor yield for their crops, while others have started permanently leaving the agricultural sector and are migrating to nearby towns for other forms of work; some view these migrants as the first generation of climate refugees. Cities that are neighbouring agricultural land, like El Alto, face the challenge of providing services to the influx of new migrants; because there is no alternative water source, the city's water source is now being constricted.
Bolivia's government and other agencies have acknowledged the need to instill new policies battling the effects of climate change. The World Bank has provided funding through the Climate Investment Funds (CIF) and are using the Pilot Program for Climate Resilience (PPCR II) to construct new irrigation systems, protect riverbanks and basins, and work on building water resources with the help of indigenous communities.
Biodiversity
Bolivia, with an enormous variety of organisms and ecosystems, is part of the "Like-Minded Megadiverse Countries".
Bolivia's variable altitudes, ranging from above sea level, allow for a vast biologic diversity. The territory of Bolivia comprises four types of biomes, 32 ecological regions, and 199 ecosystems. Within this geographic area there are several natural parks and reserves such as the Noel Kempff Mercado National Park, the Madidi National Park, the Tunari National Park, the Eduardo Avaroa Andean Fauna National Reserve, and the Kaa-Iya del Gran Chaco National Park and Integrated Management Natural Area, among others.
Bolivia boasts over 17,000 species of seed plants, including over 1,200 species of fern, 1,500 species of marchantiophyta and moss, and at least 800 species of fungus. In addition, there are more than 3,000 species of medicinal plants. Bolivia is considered the place of origin for such species as peppers and chili peppers, peanuts, the common beans, yucca, and several species of palm. Bolivia also naturally produces over 4,000 kinds of potatoes. The country had a 2018 Forest Landscape Integrity Index mean score of 8.47/10, ranking it 21st globally out of 172 countries.
Bolivia has more than 2,900 animal species, including 398 mammals, over 1,400 birds (about 14% of birds known in the world, being the sixth most diverse country in terms of bird species), 204 amphibians, 277 reptiles, and 635 fish, all fresh water fish as Bolivia is a landlocked country. In addition, there are more than 3,000 types of butterfly, and more than 60 domestic animals.
In 2020 a new species of snake, the Mountain Fer-De-Lance Viper, was discovered in Bolivia.
Environmental policy
A Ministry of Environment and Water was created in 2006 after the election of Evo Morales, who reversed the privatization of the water distribution sector in the 1990s by President Gonzalo Sánchez de Lozada. The new Constitution, approved by referendum in 2009, makes access to water a fundamental right. In July 2010, at the initiative of Bolivia, the United Nations passed a resolution recognizing as "fundamental" the "right to safe and clean drinking water."
Bolivia has gained global attention for its 'Law of the Rights of Mother Earth', which accords nature the same rights as humans.
Government and politics
Bolivia has been governed by democratically elected governments since 1982; prior to that, it was governed by various dictatorships. Presidents Hernán Siles Zuazo (1982–85) and Víctor Paz Estenssoro (1985–89) began a tradition of ceding power peacefully which has continued, although three presidents have stepped down in the face of extraordinary circumstances: Gonzalo Sánchez de Lozada in 2003, Carlos Mesa in 2005, and Evo Morales in 2019.
Bolivia's multiparty democracy has seen a wide variety of parties in the presidency and parliament, although the Revolutionary Nationalist Movement, Nationalist Democratic Action, and the Revolutionary Left Movement predominated from 1985 to 2005. On 11 November 2019, all senior governmental positions were vacated following the resignation of Evo Morales and his government. On 13 November 2019, Jeanine Áñez, a former senator representing Beni, declared herself acting President of Bolivia. Luis Arce was elected on 23 October 2020; he took office as president on 8 November 2020.
The constitution, drafted in 2006–07 and approved in 2009, provides for balanced executive, legislative, judicial, and electoral powers, as well as several levels of autonomy. The traditionally strong executive branch tends to overshadow the Congress, whose role is generally limited to debating and approving legislation initiated by the executive. The judiciary, consisting of the Supreme Court and departmental and lower courts, has long been riddled with corruption and inefficiency. Through revisions to the constitution in 1994, and subsequent laws, the government has initiated potentially far-reaching reforms in the judicial system as well as increasing decentralizing powers to departments, municipalities, and indigenous territories.
The executive branch is headed by a president and vice president, and consists of a variable number (currently, 20) of government ministries. The president is elected to a five-year term by popular vote, and governs from the Presidential Palace (popularly called the Burnt Palace, ) in La Paz. In the case that no candidate receives an absolute majority of the popular vote or more than 40% of the vote with an advantage of more than 10% over the second-place finisher, a run-off is to be held among the two candidates most voted.
The Asamblea Legislativa Plurinacional (Plurinational Legislative Assembly or National Congress) has two chambers. The (Chamber of Deputies) has 130 members elected to five-year terms, 63 from single-member districts (circunscripciones), 60 by proportional representation, and seven by the minority indigenous peoples of seven departments. The Cámara de Senadores (Chamber of Senators) has 36 members (four per department). Members of the Assembly are elected to five-year terms. The body has its headquarters on the Plaza Murillo in La Paz, but also holds honorary sessions elsewhere in Bolivia. The Vice President serves as titular head of the combined Assembly.
The judiciary consists of the Supreme Court of Justice, the Plurinational Constitutional Court, the Judiciary Council, Agrarian and Environmental Court, and District (departmental) and lower courts. In October 2011, Bolivia held its first judicial elections to choose members of the national courts by popular vote, a reform brought about by Evo Morales.
The Plurinational Electoral Organ is an independent branch of government which replaced the National Electoral Court in 2010. The branch consists of the Supreme Electoral Courts, the nine Departmental Electoral Court, Electoral Judges, the anonymously selected Juries at Election Tables, and Electoral Notaries. Wilfredo Ovando presides over the seven-member Supreme Electoral Court. Its operations are mandated by the Constitution and regulated by the Electoral Regime Law (Law 026, passed 2010). The Organ's first elections were the country's first judicial election in October 2011, and five municipal special elections held in 2011.
Capital
Bolivia has its constitutionally recognized capital in Sucre, while La Paz is the seat of government. La Plata (now Sucre) was proclaimed the provisional capital of the newly independent Alto Perú (later, Bolivia) on 1 July 1826. On 12 July 1839, President José Miguel de Velasco proclaimed a law naming the city as the capital of Bolivia, and renaming it in honor of the revolutionary leader Antonio José de Sucre. The Bolivian seat of government moved to La Paz at the start of the twentieth century as a consequence of Sucre's relative remoteness from economic activity after the decline of Potosí and its silver industry and of the Liberal Party in the War of 1899.
The 2009 Constitution assigns the role of national capital to Sucre, not referring to La Paz in the text. In addition to being the constitutional capital, the Supreme Court of Bolivia is located in Sucre, making it the judicial capital. Nonetheless, the Palacio Quemado (the Presidential Palace and seat of Bolivian executive power) is located in La Paz, as are the National Congress and Plurinational Electoral Organ. La Paz thus continues to be the seat of government.
Foreign relations
Despite losing its maritime coast, the so-called Litoral Department, after the War of the Pacific, Bolivia has historically maintained, as a state policy, a maritime claim to that part of Chile; the claim asks for sovereign access to the Pacific Ocean and its maritime space. The issue has also been presented before the Organization of American States; in 1979, the OAS passed the 426 Resolution, which declared that the Bolivian problem is a hemispheric problem. On 4 April 1884, a truce was signed with Chile, whereby Chile gave facilities of access to Bolivian products through Antofagasta, and freed the payment of export rights in the port of Arica. In October 1904, the Treaty of Peace and Friendship was signed, and Chile agreed to build a railway between Arica and La Paz, to improve access of Bolivian products to the ports.
The Special Economical Zone for Bolivia in Ilo (ZEEBI) is a special economic area of of maritime coast, and a total extension of , called Mar Bolivia ("Sea Bolivia"), where Bolivia may maintain a free port near Ilo, Peru under its administration and operation for a period of 99 years starting in 1992; once that time has passed, all the construction and territory revert to the Peruvian government. Since 1964, Bolivia has had its own port facilities in the Bolivian Free Port in Rosario, Argentina. This port is located on the Paraná River, which is directly connected to the Atlantic Ocean.
In 2018, Bolivia signed the UN treaty on the Prohibition of Nuclear Weapons.
The dispute with Chile was taken to the International Court of Justice. The court ruled in support of the Chilean position, and declared that although Chile may have held talks about a Bolivian corridor to the sea, the country was not required to negotiate one or to surrender its territory.
Military
The Bolivian military comprises three branches: Ejército (Army), Naval (Navy) and Fuerza Aérea (Air Force).
The Bolivian army has around 31,500 men. There are six military regions (regiones militares—RMs) in the army. The army is organized into ten divisions. Although it is landlocked Bolivia keeps a navy. The Bolivian Naval Force (Fuerza Naval Boliviana in Spanish) is a naval force about 5,000 strong in 2008. The Bolivian Air Force ('Fuerza Aérea Boliviana' or "FAB") has nine air bases, located at La Paz, Cochabamba, Santa Cruz, Puerto Suárez, Tarija, Villamontes, Cobija, Riberalta, and Roboré.
Law and crime
There are 54 prisons in Bolivia, which incarcerate around 8,700 people . The prisons are managed by the Penitentiary Regime Directorate (). There are 17 prisons in departmental capital cities and 36 provincial prisons.
Administrative divisions
Bolivia has nine departments—Pando, La Paz, Beni, Oruro, Cochabamba, Santa Cruz, Potosí, Chuquisaca, Tarija.
According to what is established by the Bolivian Political Constitution, the Law of Autonomies and Decentralization regulates the procedure for the elaboration of Statutes of Autonomy, the transfer and distribution of direct competences between the central government and the autonomous entities.
There are four levels of decentralization: 1) Departmental government is constituted by the Departmental Assembly, with rights over the legislation of the department. The department governor is chosen by universal suffrage. 2) Municipal government is constituted by a Municipal Council which is responsible for legislation of the municipality. The municipality's mayor is chosen by universal suffrage. 3) Regional government is formed by several provinces or municipalities of geographical continuity within a department. It is constituted by a Regional Assembly. 4) Original indigenous government is constituted by self-governance of original indigenous people on the ancient territories where they live.
While Bolivia's administrative divisions have similar status under governmental jurisprudence, each department varies in quantitative and qualitative factors. Generally speaking, Departments can be grouped either by geography or by political-cultural orientation. For example, Santa Cruz, Beni and Pando make up the low-lying "Camba" heartlands of the Amazon, Moxos and Chiquitanía. When considering political orientation, Beni, Pando, Santa Cruz, Tarija are generally grouped for regionalist autonomy movements; this region is known as the "Media Luna". Conversely, La Paz, Oruro, Potosí, Cochabamba have been traditionally associated with Andean politics and culture. Today, Chuquisaca vacillates between the Andean cultural bloc and the Camba bloc.
Economy
Driven largely by its natural resources Bolivia has become a region leader in measures of economic growth, fiscal stability and foreign reserves, although it remains a historically poor country. Bolivia's estimated 2012 gross domestic product (GDP) totaled $27.43 billion at official exchange rate and $56.14 billion at purchasing power parity. Despite a series of mostly political setbacks, between 2006 and 2009 the Morales administration spurred growth higher than at any point in the preceding 30 years. The growth was accompanied by a moderate decrease in inequality. Under Morales, per capita GDP doubled from US$1,182 in 2006 to US$2,238 in 2012. GDP growth under Morales averaged 5 percent a year, and in 2014 only Panama and the Dominican Republic performed better in all of Latin America. Bolivia's nominal GDP increased from 11.5 billion in 2006 to 41 billion in 2019.
Bolivia in 2016 boasted the highest proportional rate of financial reserves of any nation in the world, with Bolivia's rainy day fund totaling some US$15 billion or nearly two-thirds of total annual GDP, up from a fifth of GDP in 2005. Even the IMF was impressed by Morales' fiscal prudence.
Agriculture
Agriculture is less relevant in the country's GDP compared to the rest of Latin America. The country produces close to 10 million tons of sugarcane per year and is the 10th largest producer of soybean in the world. It also has considerable yields of maize, potato, sorghum, banana, rice, and wheat. The country's largest exports are based on soy (soybean meal and soybean oil). The culture of soy was brought by Brazilians to the country: in 2006, almost 50% of soy producers in Bolivia were people from Brazil, or descendants of Brazilians. The first Brazilian producers began to arrive in the country in the 1990s. Before that, there was a lot of land in the country that was not used, or where only subsistence agriculture was practiced.
Bolivia's most lucrative agricultural product continues to be coca, of which Bolivia is currently the world's third largest cultivator.
Mineral resources
Bolivia, while historically renowned for its vast mineral wealth, is relatively under-explored in geological and mineralogical terms. The country is rich in various mineral and natural resources, sitting at the heart of South America in the Central Andes.
Mining is a major sector of the economy, with most of the country's exports being dependent on it. In 2019, the country was the eighth largest world producer of silver; fifth largest world producer of tin and antimony; seventh largest producer of zinc,
eighth largest producer of lead, fourth largest world producer of boron; and the sixth largest world producer of tungsten. The country also has considerable gold production, which varies close to 25 tons/year, and also has amethyst extraction.
Bolivia has the world's largest lithium reserves, second largest antimony reserves, third largest iron ore reserves, sixth largest tin reserves, ninth largest lead, silver, and copper reserves, tenth largest zinc reserves, and undisclosed but productive reserves of gold and tungsten. Additionally, there is believed to be considerable reserves of uranium and nickel present in the country's largely under-explored eastern regions. Diamond reserves may also be present in some formations of the Serranías Chiquitanas in Santa Cruz Department.
Bolivia has the second largest natural gas reserves in South America. Its natural gas exports bring in millions of dollars per day, in royalties, rents, and taxes. From 2007 to 2017, what is referred to as the "government take" on gas totaled approximately $22 billion.
The government held a binding referendum in 2005 on the Hydrocarbon Law. Among other provisions, the law requires that companies sell their production to the state hydrocarbons company Yacimientos Petroliferos Fiscales Bolivianos (YPFB) and for domestic demand to be met before exporting hydrocarbons and increased the state's royalties from natural gas. The passage of the Hydrocarbon law in opposition to then-President Carlos Mesa can be understood as part of the Bolivian gas conflict which ultimately resulted in election of Evo Morales, Bolivia's first indigenous president.
The US Geological Service estimates that Bolivia has 21 million tonnes of lithium, which represent at least 25% of world reserves – the largest in the world. However, to mine for it would involve disturbing the country's salt flats (called Salar de Uyuni), an important natural feature which boosts tourism in the region. The government does not want to destroy this unique natural landscape to meet the rising world demand for lithium. On the other hand, sustainable extraction of lithium is attempted by the government. This project is carried out by the public company "Recursos Evaporíticos" subsidiary of COMIBOL.
Tourism
The income from tourism has become increasingly important. Bolivia's tourist industry has placed an emphasis on attracting ethnic diversity. The most visited places include Nevado Sajama, Torotoro National Park, Madidi National Park, Tiwanaku and the city of La Paz.
The best known of the various festivals found in the country is the "Carnaval de Oruro", which was among the first 19 "Masterpieces of the Oral and Intangible Heritage of Humanity", as proclaimed by UNESCO in May 2001.
Transport
Roads
Bolivia's Yungas Road was called the "world's most dangerous road" by the Inter-American Development Bank, called () in Spanish. The northern portion of the road, much of it unpaved and without guardrails, was cut into the Cordillera Oriental Mountain in the 1930s. The fall from the narrow path is as much as in some places and due to the humid weather from the Amazon there are often poor conditions like mudslides and falling rocks. Each year over 25,000 bikers cycle along the road. In 2018, an Israeli woman was killed by a falling rock while cycling on the road.
The Apolo road goes deep into La Paz. Roads in this area were originally built to allow access to mines located near Charazani. Other noteworthy roads run to Coroico, Sorata, the Zongo Valley (Illimani mountain), and along the Cochabamba highway (). According to researchers with the Center for International Forestry Research (CIFOR), Bolivia's road network was still underdeveloped as of 2014. In lowland areas of Bolivia there is less than of paved road. There have been some recent investments; animal husbandry has expanded in Guayaramerín, which might be due to a new road connecting Guayaramerín with Trinidad. The country only opened its first duplicated highway in 2015: a 203 km stretch between the capital La Paz and Oruro.
Air
The General Directorate of Civil Aeronautics (Dirección General de Aeronáutica Civil—DGAC) formerly part of the FAB, administers a civil aeronautics school called the National Institute of Civil Aeronautics (Instituto Nacional de Aeronáutica Civil—INAC), and two commercial air transport services TAM and TAB.
TAM – Transporte Aéreo Militar (the Bolivian Military Airline) was an airline based in La Paz, Bolivia. It was the civilian wing of the 'Fuerza Aérea Boliviana' (the Bolivian Air Force), operating passenger services to remote towns and communities in the North and Northeast of Bolivia. TAM (a.k.a. TAM Group 71) has been a part of the FAB since 1945. The airline company has suspended its operations since 23 September 2019.
Boliviana de Aviación, often referred to as simply BoA, is the flag carrier airline of Bolivia and is wholly owned by the country's government.
A private airline serving regional destinations is Línea Aérea Amaszonas, with services including some international destinations.
Although a civil transport airline, TAB – Transportes Aéreos Bolivianos, was created as a subsidiary company of the FAB in 1977. It is subordinate to the Air Transport Management (Gerencia de Transportes Aéreos) and is headed by an FAB general. TAB, a charter heavy cargo airline, links Bolivia with most countries of the Western Hemisphere; its inventory includes a fleet of Hercules C130 aircraft. TAB is headquartered adjacent to El Alto International Airport. TAB flies to Miami and Houston, with a stop in Panama.
The three largest, and main international airports in Bolivia are El Alto International Airport in La Paz, Viru Viru International Airport in Santa Cruz, and Jorge Wilstermann International Airport in Cochabamba. There are regional airports in other cities that connect to these three hubs.
Technology
Bolivia owns a communications satellite which was offshored/outsourced and launched by China, named Túpac Katari 1. In 2015, it was announced that electrical power advancements include a planned $300 million nuclear reactor developed by the Russian nuclear company Rosatom. Bolivia was ranked 97th in the Global Innovation Index in 2023, up from 110th in 2019.
Water supply and sanitation
Bolivia's drinking water and sanitation coverage has greatly improved since 1990 due to a considerable increase in sectoral investment. However, the country has the continent's lowest coverage levels and services are of low quality. Political and institutional instability have contributed to the weakening of the sector's institutions at the national and local levels.
Two concessions to foreign private companies in two of the three largest cities – Cochabamba and La Paz/El Alto – were prematurely ended in 2000 and 2006 respectively. The country's second largest city, Santa Cruz de la Sierra, manages its own water and sanitation system relatively successfully by way of cooperatives. The government of Evo Morales intends to strengthen citizen participation within the sector. Increasing coverage requires a substantial increase of investment financing.
According to the government the main problems in the sector are low access to sanitation throughout the country; low access to water in rural areas; insufficient and ineffective investments; a low visibility of community service providers; a lack of respect of indigenous customs; "technical and institutional difficulties in the design and implementation of projects"; a lack of capacity to operate and maintain infrastructure; an institutional framework that is "not consistent with the political change in the country"; "ambiguities in the social participation schemes"; a reduction in the quantity and
quality of water due to climate change; pollution and a lack of integrated water resources management; and the lack of policies and programs for the reuse of wastewater.
Only 27% of the population has access to improved sanitation, 80 to 88% has access to improved water sources. Coverage in urban areas is bigger than in rural ones.
Some regions of Bolivia are largely under the power of the ganaderos, the large cattle and pig owners, and many small farmers are still reduced to peons. Nevertheless, the presence of the state has been clearly reinforced under the government of Evo Morales. The government tends to accommodate the interests of large landowners while trying to improve the living and working conditions of small farmers.
Agriculture
The agrarian reform promised by Evo Morales – and approved in a referendum by nearly 80 per cent of the population – has never been implemented. Intended to abolish latifundism by reducing the maximum size of properties that do not have an "economic and social function" to 5,000 hectares, with the remainder to be distributed among small agricultural workers and landless indigenous people, it was strongly opposed by the Bolivian oligarchy. In 2009, the government gave in to the agribusiness sector, which in return committed to end the pressure it was exerting and jeopardizing until the new constitution was in place.
However, a series of economic reforms and projects have improved the condition of modest peasant families. They received farm machinery, tractors, fertilizers, seeds and breeding stock, while the state built irrigation systems, roads and bridges to make it easier for them to sell their produce in the markets. The situation of many indigenous people and small farmers was regularized through the granting of land titles for the land they were using.
In 2007, the government created a "Bank for Productive Development" through which small workers and agricultural producers can borrow easily, at low rates and with repayment terms adapted to agricultural cycles. As a result of improved banking supervision, borrowing rates have been reduced by a factor of three between 2014 and 2019 across all banking institutions for small and medium-sized agricultural producers. In addition, the law now requires banks to devote at least 60% of their resources to productive credits or to the construction of social housing.
With the creation of the Food Production Support Enterprise (Emapa), the government sought to stabilize the domestic market for agricultural products by buying the best prices for the production of small and medium-sized farmers, thus forcing agribusinesses to offer them fairer remuneration. According to Vice President Àlvaro García Linera, "by setting the rules of the game, the State establishes a new balance of power that gives more power to small producers. Wealth is better redistributed to balance the power of the agribusiness sector. This generates stability, which allows the economy to flourish and benefits everyone.
Demographics
According to the last two censuses carried out by the Bolivian National Statistics Institute (Instituto Nacional de Estadística, INE), the population increased from 8,274,325 (from which 4,123,850 were men and 4,150,475 were women) in 2001 to 10,059,856 in 2012.
In the last fifty years the Bolivian population has tripled, reaching a population growth rate of 2.25%. The growth of the population in the inter-census periods (1950–1976 and 1976–1992) was approximately 2.05%, while between the last period, 1992–2001, it reached 2.74% annually.
Some 67.49% of Bolivians live in urban areas, while the remaining 32.51% in rural areas. The most part of the population (70%) is concentrated in the departments of La Paz, Santa Cruz and Cochabamba. In the Andean Altiplano region the departments of La Paz and Oruro hold the largest percentage of population, in the valley region the largest percentage is held by the departments of Cochabamba and Chuquisaca, while in the Llanos region by Santa Cruz and Beni. At national level, the population density is 8.49, with variations marked between 0.8 (Pando Department) and 26.2 (Cochabamba Department).
The largest population center is located in the so-called "central axis" and in the Llanos region. Bolivia has a young population. According to the 2011 census, 59% of the population is between 15 and 59 years old, 39% is less than 15 years old. Almost 60% of the population is younger than 25 years of age.
Ethnic groups
The vast majority of Bolivians are mestizo (with the indigenous component higher than the European one), although the government has not included the cultural self-identification "mestizo" in the November 2012 census. There are approximately three dozen native groups totaling approximately half of the Bolivian population – the largest proportion of indigenous people in the Americas. A 2018 estimate of racial classification put mestizo (mixed white and Amerindian) at 68%, indigenous at 20%, white at 5%, cholo at 2%, black at 1%, other at 4%, while 2% were unspecified; 44% attributed themselves to some indigenous group, predominantly the linguistic categories of Quechuas or Aymaras. White Bolivians comprised about 14% of the population in 2006, and are usually concentrated in the largest cities: La Paz, Santa Cruz de la Sierra and Cochabamba, but as well in some minor cities like Tarija and Sucre. The ancestry of whites and the white ancestry of mestizos lies within Europe and the Middle East, most notably Spain, Italy, Germany, Croatia, Lebanon and Syria. In the Santa Cruz Department, there are several dozen colonies of German-speaking Mennonites from Russia totaling around 40,000 inhabitants ().
Afro-Bolivians, descendants of African slaves who arrived in the time of the Spanish Empire, inhabit the department of La Paz, and are located mainly in the provinces of Nor Yungas and Sud Yungas. Slavery was abolished in Bolivia in 1831. There are also important communities of Japanese (14,000) and Lebanese (12,900).
Indigenous peoples, also called "originarios" ("native" or "original") and less frequently, Amerindians, could be categorized by geographic area, such as Andean, like the Aymaras and Quechuas (who formed the ancient Inca Empire), who are concentrated in the western departments of La Paz, Potosí, Oruro, Cochabamba and Chuquisaca. There also are ethnic populations in the east, composed of the Chiquitano, Chané, Guaraní and Moxos, among others, who inhabit the departments of Santa Cruz, Beni, Tarija and Pando.
There are small numbers of European citizens from Germany, France, Italy and Portugal, as well as from other countries of the Americas, as Argentina, Brazil, Chile, Colombia, Cuba, Ecuador, the United States, Paraguay, Peru, Mexico and Venezuela, among others. There are important Peruvian colonies in La Paz, El Alto and Santa Cruz de la Sierra.
There are around 140,000 Mennonites in Bolivia of Friesian, Flemish and German ethnic origins.
Language
Bolivia has great linguistic diversity as a result of its multiculturalism. The Constitution of Bolivia recognizes 36 official languages besides Spanish: Aymara, Araona, Baure, Bésiro, Canichana, Cavineño, Cayubaba, Chácobo, Chimán, Ese Ejja, Guaraní, Guarasu'we, Guarayu, Itonama, Leco, Machajuyai-Kallawaya, Machineri, Maropa, Mojeño-Ignaciano, Mojeño-Trinitario, Moré, Mosetén, Movima, Pacawara, Puquina, Quechua, Sirionó, Tacana, Tapieté, Toromona, Uru-Chipaya, Weenhayek, Yaminawa, Yuki, Yuracaré, and Zamuco.
Spanish is the most spoken official language in the country, according to the 2001 census; as it is spoken by two-thirds of the population. All legal and official documents issued by the State, including the Constitution, the main private and public institutions, the media, and commercial activities, are in Spanish.
The main indigenous languages are: Quechua (21.2% of the population in the 2001 census), Aymara (14.6%), Guarani (0.6%) and others (0.4%) including the Moxos in the department of Beni.
Plautdietsch, a German dialect, is spoken by about 70,000 Mennonites in Santa Cruz. Portuguese is spoken mainly in the areas close to Brazil.
Bilingual education was implemented in Bolivia under the leadership of President Evo Morales. His program placed emphasis on the expansion of indigenous languages in the educational systems of the country.
Religion
Bolivia is a constitutionally secular state that guarantees the freedom of religion and the independence of government from religion.
According to the 2001 census conducted by the National Institute of Statistics of Bolivia, 78% of the population is Roman Catholic, followed by 19% that are Protestant, as well as a small number of Bolivians that are Orthodox, and 3% non-religious.
The Association of Religion Data Archives (relying on the World Christian Database) records that in 2010, 92.5% of Bolivians identified as Christian (of any denomination), 3.1% identified with indigenous religion, 2.2% identified as Baháʼí, 1.9% identified as agnostic, and all other groups constituted 0.1% or less.
Much of the indigenous population adheres to different traditional beliefs marked by inculturation or syncretism with Christianity. The cult of Pachamama, or "Mother Earth", is notable. The veneration of the Virgin of Copacabana, Virgin of Urkupiña and Virgin of Socavón, is also an important feature of Christian pilgrimage. There also are important Aymaran communities near Lake Titicaca that have a strong devotion to James the Apostle. Deities worshiped in Bolivia include Ekeko, the Aymaran god of abundance and prosperity, whose day is celebrated every 24 January, and Tupá, a god of the Guaraní people.
Largest cities and towns
Approximately 67% of Bolivians live in urban areas, among the lowest proportion in South America. Nevertheless, the rate of urbanization is growing steadily, at around 2.5% annually. According to the 2012 census, there are total of 3,158,691 households in Bolivia – an increase of 887,960 from 2001. In 2009, 75.4% of homes were classified as a house, hut, or Pahuichi; 3.3% were apartments; 21.1% were rental residences; and 0.1% were mobile homes. Most of the country's largest cities are located in the highlands of the west and central regions.
Culture
Bolivian culture has been heavily influenced by the Spanish, the Aymara, the Quechua, as well as the popular cultures of Latin America as a whole.
The cultural development is divided into three distinct periods: precolumbian, colonial, and republican. Important archaeological ruins, gold and silver ornaments, stone monuments, ceramics, and weavings remain from several important pre-Columbian cultures. Major ruins include Tiwanaku, El Fuerte de Samaipata, Inkallaqta and Iskanwaya. The country abounds in other sites that are difficult to reach and have seen little archaeological exploration.
The Spanish brought their own tradition of religious art which, in the hands of local native and mestizo builders and artisans, developed into a rich and distinctive style of architecture, painting, and sculpture known as "Mestizo Baroque". The colonial period produced not only the paintings of Pérez de Holguín, Flores, Bitti, and others but also the works of skilled but unknown stonecutters, woodcarvers, goldsmiths, and silversmiths. An important body of Native Baroque religious music of the colonial period was recovered and has been performed internationally to wide acclaim since 1994.
Bolivian artists of stature in the 20th century include María Luisa Pacheco, Roberto Mamani Mamani, Alejandro Mario Yllanes, Alfredo Da Silva, and Marina Núñez del Prado.
Bolivia has a rich folklore. Its regional folk music is distinctive and varied. The "devil dances" at the annual carnival of Oruro are one of the great folkloric events of South America, as is the lesser known carnival at Tarabuco.
Education
In 2008, following UNESCO standards, Bolivia was declared free of illiteracy, making it the fourth country in South America to attain this status.
Bolivia has public and private universities. Among them: Universidad Mayor, Real y Pontificia de San Francisco Xavier de Chuquisaca USFX – Sucre, founded in 1624; Universidad Mayor de San Andrés UMSA – La Paz, founded in 1830; Universidad Mayor de San Simon UMSS – Cochabamba, founded in 1832; Universidad Autónoma Gabriel René Moreno UAGRM – Santa Cruz de la Sierra, founded in 1880; Universidad Técnica de Oruro UTO – Oruro, founded in 1892; Universidad Evangélica Boliviana UEB – Santa Cruz de la Sierra, founded in 1980; and Universidad Autónoma Tomás Frías UATF – Potosi, founded in 1892.
Health
According to UNICEF under-five mortality rate in 2006 was 52.7 per 1000 and was reduced to 26 per 1000 by 2019. The infant mortality rate was 40.7 per 1000 in 2006 and was reduced to 21.2 per 1000 in 2019. Before Morales took office, nearly half of all infants were not vaccinated; now nearly all are vaccinated. Morales also put into place several supplemental nutrition programs, including an effort to supply free food in public health and social security offices, and his desnutrición cero (zero malnutrition) program provides free school lunches.
Between 2006 and 2016, extreme poverty in Bolivia fell from 38.2% to 16.8%. Chronic malnutrition in children under five years of age also went down by 14% and the child mortality rate was reduced by more than 50%, according to World Health Organization. In 2019 the Bolivian government created a universal healthcare system which has been cited as a model for all by the World Health Organization.
Women's rights
With the election of Evo Morales to the presidency in 2005, "chola" or "cholitas" women, who had long been despised, gained new rights and social recognition. More generally, the 2009 Constitution improves the rights of Bolivian women.
Despite a 2013 law against violence against women, a decade later Bolivia is the Latin American country with the highest rate of femicide.
Thanks to a quota policy, by 2022 Bolivia will be the second country in the world, after Rwanda, to have as many women parliamentarians (52% in the Legislative Assembly and 47% in the Chamber of Senators).
Sports
Football is popular. The national team is the Bolivia national football team.
Racquetball is the second most popular sport in Bolivia as for the results in the Odesur 2018 Games held in Cochabamba. Bolivia has won 13 medals at the Pan American Games and 10 of them came from racquetball events, including their only gold medal won in the Men's Team event in 2019.
Basketball is especially popular and influential in the Potosí Department.
See also
Outline of Bolivia
Bolivia–United States relations
Notes
References
Bibliography
Crabtree, John, and Laurence Whitehead, eds. Unresolved tensions: Bolivia past and present (2008) excerpt
Klein, Herbert S. A Concise History of Bolivia (Cambridge UP, 2021) excerpt
Morales, Waltraud Q. A brief history of Bolivia (Infobase Publishing, 2010).
Rohan, Rebecca. Bolivia (Cavendish Square, 2021) 32pp; for middle schools.
Thomson, Sinclair, et al., eds. The Bolivia Reader: History, Culture, Politics (Duke University Press, 2018).
Young, Kevin A. Blood of the earth: resource nationalism, revolution, and empire in Bolivia (University of Texas Press, 2017).
Attribution:
External links
Bolivia. The World Factbook. Central Intelligence Agency.
Bolivia: A Country Study (U.S. Library of Congress).
BBC News: Country Profile – Bolivia
Andean Community
Former Spanish colonies
Landlocked countries
Member states of the Union of South American Nations
Republics
Countries in South America
Spanish-speaking countries and territories
States and territories established in 1825
Member states of the United Nations |
3463 | https://en.wikipedia.org/wiki/Bosnia%20and%20Herzegovina | Bosnia and Herzegovina | Bosnia and Herzegovina (; sometimes known as Bosnia-Herzegovina and informally as Bosnia) is a country in Southeast Europe, in the Balkans, bordering Serbia to the east, Montenegro to the southeast, and Croatia to the north and southwest. In the south it has a long coast on the Adriatic Sea. Bosnia has a moderate continental climate with hot summers and cold, snowy winters. In the central and eastern regions, the geography is mountainous, in the northwest it is moderately hilly, and in the northeast it is predominantly flat. Herzegovina, the smaller, southern region, has a Mediterranean climate and is mostly mountainous. Sarajevo is the capital and the largest city.
The area has been inhabited since at least the Upper Paleolithic, but evidence suggests that during the Neolithic age, permanent human settlements were established, including those that belonged to the Butmir, Kakanj, and Vučedol cultures. After the arrival of the first Indo-Europeans, the area was populated by several Illyrian and Celtic civilizations. The ancestors of the South Slavic peoples that populate the area today arrived during the 6th through the 9th century. In the 12th century, the Banate of Bosnia was established; by the 14th century, this had evolved into the Kingdom of Bosnia. In the mid-15th century, it was annexed into the Ottoman Empire, under whose rule it remained until the late 19th century; the Ottomans brought Islam to the region. From the late 19th century until World War I, the country was annexed into the Austro-Hungarian monarchy. In the interwar period, Bosnia and Herzegovina was part of the Kingdom of Yugoslavia. After World War II, it was granted full republic status in the newly formed Socialist Federal Republic of Yugoslavia. In 1992, following the breakup of Yugoslavia, the republic proclaimed independence. This was followed by the Bosnian War, which lasted until late 1995 and ended with the signing of the Dayton Agreement.
The country is home to three main ethnic groups: Bosniaks are the largest group, Serbs the second-largest, and Croats the third-largest. Minorities include Jews, Roma, Albanians, Montenegrins, Ukrainians and Turks. Bosnia and Herzegovina has a bicameral legislature and a three-member presidency made up of one member from each of the three major ethnic groups. However, the central government's power is highly limited, as the country is largely decentralized. It comprises two autonomous entities—the Federation of Bosnia and Herzegovina and Republika Srpska—and a third unit, the Brčko District, which is governed by its own local government.
Bosnia and Herzegovina is a developing country and ranks 74th in the Human Development Index. Its economy is dominated by industry and agriculture, followed by tourism and the service sector. Tourism has increased significantly in recent years. The country has a social-security and universal-healthcare system, and primary and secondary level education is free. It is a member of the UN, the Organization for Security and Co-operation in Europe, the Council of Europe, the Partnership for Peace, and the Central European Free Trade Agreement; it is also a founding member of the Union for the Mediterranean, established in July 2008. Bosnia and Herzegovina is an EU candidate country and has also been a candidate for NATO membership since April 2010.
Etymology
The first preserved widely acknowledged mention of a form of the name "Bosnia" is in , a politico-geographical handbook written by the Byzantine emperor Constantine VII in the mid-10th century (between 948 and 952) describing the "small land" (χωρίον in Greek) of "Bosona" (Βοσώνα), where the Serbs dwell. Bosnia was also mentioned in the DAI (χωριον βοσονα, small land of Bosnia), as a region of Baptized Serbia.
The name of the land is believed to derive from the name of the river Bosna that courses through the Bosnian heartland. According to philologist Anton Mayer, the name Bosna could derive from Illyrian *"Bass-an-as", which in turn could derive from the Proto-Indo-European root bʰegʷ-, meaning "the running water". According to the English medievalist William Miller, the Slavic settlers in Bosnia "adapted the Latin designation ... Basante, to their own idiom by calling the stream Bosna and themselves Bosniaks".
The name Herzegovina means "herzog's [land]", and "herzog" derives from the German word for "duke". It originates from the title of a 15th-century Bosnian magnate, Stjepan Vukčić Kosača, who was "Herceg [Herzog] of Hum and the Coast" (1448). Hum (formerly called Zachlumia) was an early medieval principality that had been conquered by the Bosnian Banate in the first half of the 14th century. When the Ottomans took over administration of the region, they called it the Sanjak of Herzegovina (Hersek). It was included within the Bosnia Eyalet until the formation of the short-lived Herzegovina Eyalet in the 1830s, which reemerged in the 1850s, after which the administrative region became commonly known as Bosnia and Herzegovina.
On initial proclamation of independence in 1992, the country's official name was the Republic of Bosnia and Herzegovina, but following the 1995 Dayton Agreement and the new constitution that accompanied it, the official name was changed to Bosnia and Herzegovina.
History
Early history
Bosnia has been inhabited by humans since at least the Paleolithic, as one of the oldest cave paintings was found in Badanj cave. Major Neolithic cultures such as the Butmir and Kakanj were present along the river Bosna dated from –. The bronze culture of the Illyrians, an ethnic group with a distinct culture and art form, started to organize itself in today's Slovenia, Croatia, Bosnia and Herzegovina, Serbia, Kosovo, Montenegro and Albania.
From 8th century BCE, Illyrian tribes evolved into kingdoms. The earliest recorded kingdom in Illyria was the Enchele in the 8th century BCE. The Autariatae under Pleurias (337 BCE) were considered to have been a kingdom. The Kingdom of the Ardiaei (originally a tribe from the Neretva valley region) began at 230 BCE and ended at 167 BCE. The most notable Illyrian kingdoms and dynasties were those of Bardylis of the Dardani and of Agron of the Ardiaei who created the last and best-known Illyrian kingdom. Agron ruled over the Ardiaei and had extended his rule to other tribes as well.
From the 7th century BCE, bronze was replaced by iron, after which only jewelry and art objects were still made out of bronze. Illyrian tribes, under the influence of Hallstatt cultures to the north, formed regional centers that were slightly different. Parts of Central Bosnia were inhabited by the Daesitiates tribe, most commonly associated with the Central Bosnian cultural group. The Iron Age Glasinac-Mati culture is associated with the Autariatae tribe.
A very important role in their life was the cult of the dead, which is seen in their careful burials and burial ceremonies, as well as the richness of their burial sites. In northern parts, there was a long tradition of cremation and burial in shallow graves, while in the south the dead were buried in large stone or earth tumuli (natively called gromile) that in Herzegovina were reaching monumental sizes, more than 50 m wide and 5 m high. Japodian tribes had an affinity to decoration (heavy, oversized necklaces out of yellow, blue or white glass paste, and large bronze fibulas, as well as spiral bracelets, diadems and helmets out of bronze foil).
In the 4th century BCE, the first invasion of Celts is recorded. They brought the technique of the pottery wheel, new types of fibulas and different bronze and iron belts. They only passed on their way to Greece, so their influence in Bosnia and Herzegovina is negligible. Celtic migrations displaced many Illyrian tribes from their former lands, but some Celtic and Illyrian tribes mixed. Concrete historical evidence for this period is scarce, but overall it appears the region was populated by a number of different peoples speaking distinct languages.
In the Neretva Delta in the south, there were important Hellenistic influences of the Illyrian Daors tribe. Their capital was Daorson in Ošanići near Stolac. Daorson, in the 4th century BCE, was surrounded by megalithic, 5 m high stonewalls (as large as those of Mycenae in Greece), composed of large trapezoid stone blocks. Daors made unique bronze coins and sculptures.
Conflict between the Illyrians and Romans started in 229 BCE, but Rome did not complete its annexation of the region until AD 9. It was precisely in modern-day Bosnia and Herzegovina that Rome fought one of the most difficult battles in its history since the Punic Wars, as described by the Roman historian Suetonius. This was the Roman campaign against Illyricum, known as . The conflict arose after an attempt to recruit Illyrians, and a revolt spanned for four years (6–9 AD), after which they were subdued. In the Roman period, Latin-speaking settlers from the entire Roman Empire settled among the Illyrians, and Roman soldiers were encouraged to retire in the region.
Following the split of the Empire between 337 and 395 AD, Dalmatia and Pannonia became parts of the Western Roman Empire. The region was conquered by the Ostrogoths in 455 AD. It subsequently changed hands between the Alans and the Huns. By the 6th century, Emperor Justinian I had reconquered the area for the Byzantine Empire. Slavs overwhelmed the Balkans in the 6th and 7th centuries. Illyrian cultural traits were adopted by the South Slavs, as evidenced in certain customs and traditions, placenames, etc.
Middle Ages
The Early Slavs raided the Western Balkans, including Bosnia, in the 6th and early 7th century (amid the Migration Period), and were composed of small tribal units drawn from a single Slavic confederation known to the Byzantines as the Sclaveni (whilst the related Antes, roughly speaking, colonized the eastern portions of the Balkans).
Tribes recorded by the ethnonyms of "Serb" and "Croat" are described as a second, latter, migration of different people during the second quarter of the 7th century who could or could not have been particularly numerous; these early "Serb" and "Croat" tribes, whose exact identity is subject to scholarly debate, came to predominate over the Slavs in the neighbouring regions. Croats "settled in area roughly corresponding to modern Croatia, and probably also including most of Bosnia proper, apart from the eastern strip of the Drina valley" while Serbs "corresponding to modern south-western Serbia (later known as Raška), and gradually extended their rule into the territories of Duklja and Hum".
Bosnia is also believed to be first mentioned as a land (horion Bosona) in Byzantine Emperor Constantine Porphyrogenitus' De Administrando Imperio in the mid 10th century, at the end of a chapter entitled Of the Serbs and the country in which they now dwell. This has been scholarly interpreted in several ways and used especially by the Serb national ideologists to prove Bosnia as originally a "Serb" land. Other scholars have asserted the inclusion of Bosnia in the chapter to merely be the result of Serbian Grand Duke Časlav's temporary rule over Bosnia at the time, while also pointing out Porphyrogenitus does not say anywhere explicitly that Bosnia is a "Serb land". In fact, the very translation of the critical sentence where the word Bosona (Bosnia) appears is subject to varying interpretation. In time, Bosnia formed a unit under its own ruler, who called himself Bosnian. Bosnia, along with other territories, became part of Duklja in the 11th century, although it retained its own nobility and institutions.
In the High Middle Ages, political circumstance led to the area being contested between the Kingdom of Hungary and the Byzantine Empire. Following another shift of power between the two in the early 12th century, Bosnia found itself outside the control of both and emerged as the Banate of Bosnia (under the rule of local bans). The first Bosnian ban known by name was Ban Borić. The second was Ban Kulin, whose rule marked the start of a controversy involving the Bosnian Church – considered heretical by the Roman Catholic Church. In response to Hungarian attempts to use church politics regarding the issue as a way to reclaim sovereignty over Bosnia, Kulin held a council of local church leaders to renounce the heresy and embraced Catholicism in 1203. Despite this, Hungarian ambitions remained unchanged long after Kulin's death in 1204, waning only after an unsuccessful invasion in 1254. During this time, the population was called Dobri Bošnjani ("Good Bosnians"). The names Serb and Croat, though occasionally appearing in peripheral areas, were not used in Bosnia proper.
Bosnian history from then until the early 14th century was marked by a power struggle between the Šubić and Kotromanić families. This conflict came to an end in 1322, when Stephen II Kotromanić became Ban. By the time of his death in 1353, he was successful in annexing territories to the north and west, as well as Zahumlje and parts of Dalmatia. He was succeeded by his ambitious nephew Tvrtko who, following a prolonged struggle with nobility and inter-family strife, gained full control of the country in 1367. By the year 1377, Bosnia was elevated into a kingdom with the coronation of Tvrtko as the first Bosnian King in Mile near Visoko in the Bosnian heartland.
Following his death in 1391 however, Bosnia fell into a long period of decline. The Ottoman Empire had started its conquest of Europe and posed a major threat to the Balkans throughout the first half of the 15th century. Finally, after decades of political and social instability, the Kingdom of Bosnia ceased to exist in 1463 after its conquest by the Ottoman Empire.
There was a general awareness in medieval Bosnia, at least amongst the nobles, that they shared a join state with Serbia and that they belonged to the same ethnic group. That awareness diminished over time, due to differences in political and social development, but it was kept in Herzegovina and parts of Bosnia which were a part of Serbian state.
Ottoman Empire
The Ottoman conquest of Bosnia marked a new era in the country's history and introduced drastic changes in the political and cultural landscape. The Ottomans incorporated Bosnia as an integral province of the Ottoman Empire with its historical name and territorial integrity. Within Bosnia, the Ottomans introduced a number of key changes in the territory's socio-political administration; including a new landholding system, a reorganization of administrative units, and a complex system of social differentiation by class and religious affiliation.
The four centuries of Ottoman rule also had a drastic impact on Bosnia's population make-up, which changed several times as a result of the empire's conquests, frequent wars with European powers, forced and economic migrations, and epidemics. A native Slavic-speaking Muslim community emerged and eventually became the largest of the ethno-religious groups due to lack of strong Christian church organizations and continuous rivalry between the Orthodox and Catholic churches, while the indigenous Bosnian Church disappeared altogether (ostensibly by conversion of its members to Islam). The Ottomans referred to them as kristianlar while the Orthodox and Catholics were called gebir or kafir, meaning "unbeliever". The Bosnian Franciscans (and the Catholic population as a whole) were protected by official imperial decrees and in accordance and the full extent of Ottoman laws; however, in effect, these often merely affected arbitrary rule and behavior of powerful local elite.
As the Ottoman Empire continued its rule in the Balkans (Rumelia), Bosnia was somewhat relieved of the pressures of being a frontier province and experienced a period of general welfare. A number of cities, such as Sarajevo and Mostar, were established and grew into regional centers of trade and urban culture and were then visited by Ottoman traveler Evliya Çelebi in 1648. Within these cities, various Ottoman Sultans financed the construction of many works of Bosnian architecture such as the country's first library in Sarajevo, madrassas, a school of Sufi philosophy, and a clock tower (Sahat Kula), bridges such as the Stari Most, the Emperor's Mosque and the Gazi Husrev-beg Mosque.
Furthermore, several Bosnian Muslims played influential roles in the Ottoman Empire's cultural and political history during this time. Bosnian recruits formed a large component of the Ottoman ranks in the battles of Mohács and Krbava field, while numerous other Bosnians rose through the ranks of the Ottoman military to occupy the highest positions of power in the Empire, including admirals such as Matrakçı Nasuh; generals such as Isa-Beg Ishaković, Gazi Husrev-beg, Telli Hasan Pasha and Sarı Süleyman Pasha; administrators such as Ferhad Pasha Sokolović and Osman Gradaščević; and Grand Viziers such as the influential Sokollu Mehmed Pasha and Damat Ibrahim Pasha. Some Bosnians emerged as Sufi mystics, scholars such as Muhamed Hevaji Uskufi Bosnevi, Ali Džabić; and poets in the Turkish, Albanian, Arabic, and Persian languages.
However, by the late 17th century the Empire's military misfortunes caught up with the country, and the end of the Great Turkish War with the treaty of Karlowitz in 1699 again made Bosnia the Empire's westernmost province. The 18th century was marked by further military failures, numerous revolts within Bosnia, and several outbreaks of plague.
The Porte's efforts at modernizing the Ottoman state were met with distrust growing to hostility in Bosnia, where local aristocrats stood to lose much through the proposed Tanzimat reforms. This, combined with frustrations over territorial, political concessions in the north-east, and the plight of Slavic Muslim refugees arriving from the Sanjak of Smederevo into Bosnia Eyalet, culminated in a partially unsuccessful revolt by Husein Gradaščević, who endorsed a Bosnia Eyalet autonomous from the authoritarian rule of the Ottoman Sultan Mahmud II, who persecuted, executed and abolished the Janissaries and reduced the role of autonomous Pashas in Rumelia. Mahmud II sent his Grand vizier to subdue Bosnia Eyalet and succeeded only with the reluctant assistance of Ali Pasha Rizvanbegović. Related rebellions were extinguished by 1850, but the situation continued to deteriorate.
New nationalist movements appeared in Bosnia by the middle of the 19th century. Shortly after Serbia's breakaway from the Ottoman Empire in the early 19th century, Serbian and Croatian nationalism rose up in Bosnia, and such nationalists made irredentist claims to Bosnia's territory. This trend continued to grow in the rest of the 19th and 20th centuries.
Agrarian unrest eventually sparked the Herzegovinian rebellion, a widespread peasant uprising, in 1875. The conflict rapidly spread and came to involve several Balkan states and Great Powers, a situation that led to the Congress of Berlin and the Treaty of Berlin in 1878.
Austria-Hungary
At the Congress of Berlin in 1878, the Austro-Hungarian Foreign Minister Gyula Andrássy obtained the occupation and administration of Bosnia and Herzegovina, and he also obtained the right to station garrisons in the Sanjak of Novi Pazar, which would remain under Ottoman administration until 1908, when the Austro-Hungarian troops withdrew from the Sanjak.
Although Austro-Hungarian officials quickly came to an agreement with the Bosnians, tensions remained and a mass emigration of Bosnians occurred. However, a state of relative stability was reached soon enough and Austro-Hungarian authorities were able to embark on a number of social and administrative reforms they intended would make Bosnia and Herzegovina into a "model" colony.
Habsburg rule had several key concerns in Bosnia. It tried to dissipate the South Slav nationalism by disputing the earlier Serb and Croat claims to Bosnia and encouraging identification of Bosnian or Bosniak identity. Habsburg rule also tried to provide for modernisation by codifying laws, introducing new political institutions, establishing and expanding industries.
Austria–Hungary began to plan the annexation of Bosnia, but due to international disputes the issue was not resolved until the annexation crisis of 1908. Several external matters affected the status of Bosnia and its relationship with Austria–Hungary. A bloody coup occurred in Serbia in 1903, which brought a radical anti-Austrian government into power in Belgrade. Then in 1908, the revolt in the Ottoman Empire raised concerns that the Istanbul government might seek the outright return of Bosnia and Herzegovina. These factors caused the Austro-Hungarian government to seek a permanent resolution of the Bosnian question sooner, rather than later.
Taking advantage of turmoil in the Ottoman Empire, Austro-Hungarian diplomacy tried to obtain provisional Russian approval for changes over the status of Bosnia and Herzegovina and published the annexation proclamation on 6 October 1908. Despite international objections to the Austro-Hungarian annexation, Russians and their client state, Serbia, were compelled to accept the Austrian-Hungarian annexation of Bosnia and Herzegovina in March 1909.
In 1910, Habsburg Emperor Franz Joseph proclaimed the first constitution in Bosnia, which led to relaxation of earlier laws, elections and formation of the Bosnian parliament and growth of new political life.
On 28 June 1914, Gavrilo Princip, a Bosnian Serb member of the revolutionary movement Young Bosnia, assassinated the heir to the Austro-Hungarian throne, Archduke Franz Ferdinand, in Sarajevo—an event that was the spark that set off World War I. At the end of the war, the Bosniaks had lost more men per capita than any other ethnic group in the Habsburg Empire whilst serving in the Bosnian-Herzegovinian Infantry (known as Bosniaken) of the Austro-Hungarian Army. Nonetheless, Bosnia and Herzegovina as a whole managed to escape the conflict relatively unscathed.
The Austro-Hungarian authorities established an auxiliary militia known as the Schutzkorps with a moot role in the empire's policy of anti-Serb repression. Schutzkorps, predominantly recruited among the Muslim (Bosniak) population, were tasked with hunting down rebel Serbs (the Chetniks and Komitadji) and became known for their persecution of Serbs particularly in Serb populated areas of eastern Bosnia, where they partly retaliated against Serbian Chetniks who in fall 1914 had carried out attacks against the Muslim population in the area. The proceedings of the Austro-Hungarian authorities led to around 5,500 citizens of Serb ethnicity in Bosnia and Herzegovina being arrested, and between 700 and 2,200 died in prison while 460 were executed. Around 5,200 Serb families were forcibly expelled from Bosnia and Herzegovina.
Kingdom of Yugoslavia
Following World War I, Bosnia and Herzegovina joined the South Slav Kingdom of Serbs, Croats and Slovenes (soon renamed Yugoslavia). Political life in Bosnia and Herzegovina at this time was marked by two major trends: social and economic unrest over property redistribution and the formation of several political parties that frequently changed coalitions and alliances with parties in other Yugoslav regions.
The dominant ideological conflict of the Yugoslav state, between Croatian regionalism and Serbian centralization, was approached differently by Bosnia and Herzegovina's major ethnic groups and was dependent on the overall political atmosphere. The political reforms brought about in the newly established Yugoslavian kingdom saw few benefits for the Bosnian Muslims; according to the 1910 final census of land ownership and population according to religious affiliation conducted in Austria-Hungary, Muslims owned 91.1%, Orthodox Serbs owned 6.0%, Croat Catholics owned 2.6% and others, 0.3% of the property. Following the reforms, Bosnian Muslims were dispossessed of a total of 1,175,305 hectares of agricultural and forest land.
Although the initial split of the country into 33 oblasts erased the presence of traditional geographic entities from the map, the efforts of Bosnian politicians, such as Mehmed Spaho, ensured the six oblasts carved up from Bosnia and Herzegovina corresponded to the six sanjaks from Ottoman times and, thus, matched the country's traditional boundary as a whole.
The establishment of the Kingdom of Yugoslavia in 1929, however, brought the redrawing of administrative regions into banates or banovinas that purposely avoided all historical and ethnic lines, removing any trace of a Bosnian entity. Serbo-Croat tensions over the structuring of the Yugoslav state continued, with the concept of a separate Bosnian division receiving little or no consideration.
The Cvetković-Maček Agreement that created the Croatian banate in 1939 encouraged what was essentially a partition of Bosnia and Herzegovina between Croatia and Serbia. However the rising threat of Adolf Hitler's Nazi Germany forced Yugoslav politicians to shift their attention. Following a period that saw attempts at appeasement, the signing of the Tripartite Treaty, and a coup d'état, Yugoslavia was finally invaded by Germany on 6 April 1941.
World War II (1941–45)
Once the Kingdom of Yugoslavia was conquered by German forces in World War II, all of Bosnia and Herzegovina was ceded to the Nazi puppet regime, the Independent State of Croatia (NDH) led by the Ustaše. The NDH leaders embarked on a campaign of extermination of Serbs, Jews, Romani as well as dissident Croats, and, later, Josip Broz Tito's Partisans by setting up a number of death camps. The regime systematically and brutally massacred Serbs in villages in the countryside, using a variety of tools. The scale of the violence meant that approximately every sixth Serb living in Bosnia and Herzegovina was the victim of a massacre and virtually every Serb had a family member that was killed in the war, mostly by the Ustaše. The experience had a profound impact in the collective memory of Serbs in Croatia and Bosnia and Herzegovina. An estimated 209,000 Serbs or 16.9% of its Bosnia population were killed on the territory of Bosnia and Herzegovina during the war.
The Ustaše recognized both Catholicism and Islam as the national religions, but held the position Eastern Orthodox Church, as a symbol of Serb identity, was their greatest foe. Although Croats were by far the largest ethnic group to constitute the Ustaše, the Vice President of the NDH and leader of the Yugoslav Muslim Organization Džafer Kulenović was a Muslim, and Muslims in total constituted nearly 12% of the Ustaše military and civil service authority.
Many Serbs themselves took up arms and joined the Chetniks, a Serb nationalist movement with the aim of establishing an ethnically homogeneous 'Greater Serbian' state within the Kingdom of Yugoslavia. The Chetniks, in turn, pursued a genocidal campaign against ethnic Muslims and Croats, as well as persecuting a large number of communist Serbs and other Communist sympathizers, with the Muslim populations of Bosnia, Herzegovina and Sandžak being a primary target. Once captured, Muslim villagers were systematically massacred by the Chetniks. Of the 75,000 Muslims who died in Bosnia and Herzegovina during the war, approximately 30,000 (mostly civilians) were killed by the Chetniks. Massacres against Croats were smaller in scale but similar in action. Between 64,000 and 79,000 Bosnian Croats were killed between April 1941 to May 1945. Of these, about 18,000 were killed by the Chetniks.
A percentage of Muslims served in Nazi Waffen-SS units. These units were responsible for massacres of Serbs in northwest and eastern Bosnia, most notably in Vlasenica. On 12 October 1941, a group of 108 prominent Sarajevan Muslims signed the Resolution of Sarajevo Muslims by which they condemned the persecution of Serbs organized by the Ustaše, made distinction between Muslims who participated in such persecutions and the Muslim population as a whole, presented information about the persecutions of Muslims by Serbs, and requested security for all citizens of the country, regardless of their identity.
Starting in 1941, Yugoslav communists under the leadership of Josip Broz Tito organized their own multi-ethnic resistance group, the Partisans, who fought against both Axis and Chetnik forces. On 29 November 1943, the Anti-Fascist Council for the National Liberation of Yugoslavia (AVNOJ) with Tito at its helm held a founding conference in Jajce where Bosnia and Herzegovina was reestablished as a republic within the Yugoslavian federation in its Habsburg borders. During the entire course of World War II in Yugoslavia, 64.1% of all Bosnian Partisans were Serbs, 23% were Muslims and 8.8% Croats.
Military success eventually prompted the Allies to support the Partisans, resulting in the successful Maclean Mission, but Tito declined their offer to help and relied on his own forces instead. All the major military offensives by the antifascist movement of Yugoslavia against Nazis and their local supporters were conducted in Bosnia and Herzegovina and its peoples bore the brunt of the fighting. More than 300,000 people died in Bosnia and Herzegovina in World War II. At the end of the war, the establishment of the Socialist Federal Republic of Yugoslavia, with the constitution of 1946, officially made Bosnia and Herzegovina one of six constituent republics in the new state.
Socialist Federal Republic of Yugoslavia (1945–1992)
Due to its central geographic position within the Yugoslavian federation, post-war Bosnia was selected as a base for the development of the military defense industry. This contributed to a large concentration of arms and military personnel in Bosnia; a significant factor in the war that followed the break-up of Yugoslavia in the 1990s. However, Bosnia's existence within Yugoslavia, for the large part, was relatively peaceful and very prosperous, with high employment, a strong industrial and export oriented economy, a good education system and social and medical security for every citizen of Bosnia and Herzegovina. Several international corporations operated in Bosnia—Volkswagen as part of TAS (car factory in Sarajevo, from 1972), Coca-Cola (from 1975), SKF Sweden (from 1967), Marlboro, (a tobacco factory in Sarajevo), and Holiday Inn hotels. Sarajevo was the site of the 1984 Winter Olympics.
During the 1950s and 1960s, Bosnia was a political backwater of Yugoslavia. In the 1970s, a strong Bosnian political elite arose, fueled in part by Tito's leadership in the Non-Aligned Movement and Bosnians serving in Yugoslavia's diplomatic corps. While working within the Socialist system, politicians such as Džemal Bijedić, Branko Mikulić and Hamdija Pozderac reinforced and protected the sovereignty of Bosnia and Herzegovina. Their efforts proved key during the turbulent period following Tito's death in 1980, and are today considered some of the early steps towards Bosnian independence. However, the republic did not escape the increasingly nationalistic climate of the time. With the fall of communism and the start of the breakup of Yugoslavia, doctrine of tolerance began to lose its potency, creating an opportunity for nationalist elements in the society to spread their influence.
Bosnian War (1992–1995)
On 18 November 1990, multi-party parliamentary elections were held throughout Bosnia and Herzegovina. A second round followed on 25 November, resulting in a national assembly where communist power was replaced by a coalition of three ethnically based parties. Following Slovenia and Croatia's declarations of independence from Yugoslavia, a significant split developed among the residents of Bosnia and Herzegovina on the issue of whether to remain within Yugoslavia (overwhelmingly favored by Serbs) or seek independence (overwhelmingly favored by Bosniaks and Croats).
The Serb members of parliament, consisting mainly of the Serb Democratic Party members, abandoned the central parliament in Sarajevo, and formed the Assembly of the Serb People of Bosnia and Herzegovina on 24 October 1991, which marked the end of the three-ethnic coalition that governed after the elections in 1990. This Assembly established the Serbian Republic of Bosnia and Herzegovina in part of the territory of Bosnia and Herzegovina on 9 January 1992. It was renamed Republika Srpska in August 1992. On 18 November 1991, the party branch in Bosnia and Herzegovina of the ruling party in the Republic of Croatia, the Croatian Democratic Union (HDZ), proclaimed the existence of the Croatian Community of Herzeg-Bosnia in a separate part of the territory of Bosnia and Herzegovina with the Croatian Defence Council (HVO) as its military branch. It went unrecognized by the Government of Bosnia and Herzegovina, which declared it illegal.
A declaration of the sovereignty of Bosnia and Herzegovina on 15 October 1991 was followed by a referendum for independence on 29 February and 1 March 1992, which was boycotted by the great majority of Serbs. The turnout in the independence referendum was 63.4 percent and 99.7 percent of voters voted for independence. Bosnia and Herzegovina declared independence on 3 March 1992 and received international recognition the following month on 6 April 1992. The Republic of Bosnia and Herzegovina was admitted as a member state of the United Nations on 22 May 1992. Serbian leader Slobodan Milošević and Croatian leader Franjo Tuđman are believed to have agreed on a partition of Bosnia and Herzegovina in March 1991, with the aim of establishing Greater Serbia and Greater Croatia.
Following Bosnia and Herzegovina's declaration of independence, Bosnian Serb militias mobilized in different parts of the country. Government forces were poorly equipped and unprepared for the war. International recognition of Bosnia and Herzegovina increased diplomatic pressure for the Yugoslav People's Army (JNA) to withdraw from the republic's territory, which they officially did in June 1992. The Bosnian Serb members of the JNA simply changed insignia, formed the Army of Republika Srpska (VRS), and continued fighting. Armed and equipped from JNA stockpiles in Bosnia, supported by volunteers and various paramilitary forces from Serbia, and receiving extensive humanitarian, logistical and financial support from the Federal Republic of Yugoslavia, Republika Srpska's offensives in 1992 managed to place much of the country under its control. The Bosnian Serb advance was accompanied by the ethnic cleansing of Bosniaks and Bosnian Croats from VRS-controlled areas. Dozens of concentration camps were established in which inmates were subjected to violence and abuse, including rape. The ethnic cleansing culminated in the Srebrenica massacre of more than 8,000 Bosniak men and boys in July 1995, which was ruled to have been a genocide by the International Criminal Tribunal for the former Yugoslavia (ICTY). Bosniak and Bosnian Croat forces also committed war crimes against civilians from different ethnic groups, though on a smaller scale. Most of the Bosniak and Croat atrocities were committed during the Croat–Bosniak War, a sub-conflict of the Bosnian War that pitted the Army of the Federation of Bosnia and Herzegovina (ARBiH) against the HVO. The Bosniak-Croat conflict ended in March 1994, with the signing of the Washington Agreement, leading to the creation of a joint Bosniak-Croat Federation of Bosnia and Herzegovina, which amalgamated HVO-held territory with that held by the Army of the Republic of Bosnia and Herzegovina (ARBiH).
Recent history
On 4 February 2014, the protests against the Government of the Federation of Bosnia and Herzegovina, one of the country's two entities, dubbed the Bosnian Spring, the name being taken from the Arab Spring, began in the northern town of Tuzla. Workers from several factories that had been privatised and gone bankrupt assembled to demand action over jobs, unpaid salaries and pensions. Soon protests spread to the rest of the Federation, with violent clashes reported in close to 20 towns, the biggest of which were Sarajevo, Zenica, Mostar, Bihać, Brčko and Tuzla. The Bosnian news media reported that hundreds of people had been injured during the protests, including dozens of police officers, with bursts of violence in Sarajevo, in the northern city of Tuzla, in Mostar in the south, and in Zenica in central Bosnia. The same level of unrest or activism did not occur in Republika Srpska, but hundreds of people also gathered in support of protests in the city of Banja Luka against its separate government.
The protests marked the largest outbreak of public anger over high unemployment and two decades of political inertia in the country since the end of the Bosnian War in 1995.
According to a report made by Christian Schmidt of the Office of High Representative in late 2021, Bosnia and Herzegovina has been experiencing intensified political and ethnic tensions, which could potentially break the country apart and slide it back into war once again. The European Union fears this will lead to further Balkanization in the region.
Geography
Bosnia and Herzegovina is in the western Balkans, bordering Croatia () to the north and west, Serbia () to the east, and Montenegro () to the southeast. It has a coastline about long surrounding the town of Neum. It lies between latitudes 42° and 46° N, and longitudes 15° and 20° E.
The country's name comes from the two alleged regions Bosnia and Herzegovina, whose border was never defined. Historically, Bosnia's official name never included any of its many regions until the Austro-Hungarian occupation.
The country is mostly mountainous, encompassing the central Dinaric Alps. The northeastern parts reach into the Pannonian Basin, while in the south it borders the Adriatic. The Dinaric Alps generally run in a southeast–northwest direction, and get higher towards the south. The highest point of the country is the peak of Maglić at , on the Montenegrin border. Other major mountains include Volujak, Zelengora, Lelija, Lebršnik, Orjen, Kozara, Grmeč, Čvrsnica, Prenj, Vran, Vranica, Velež, Vlašić, Cincar, Romanija, Jahorina, Bjelašnica, Treskavica and Trebević. The geological composition of the Dinaric chain of mountains in Bosnia consists primarily of limestone (including Mesozoic limestone), with deposits of iron, coal, zinc, manganese, bauxite, lead, and salt present in some areas, especially in central and northern Bosnia.
Overall, nearly 50% of Bosnia and Herzegovina is forested. Most forest areas are in the centre, east and west parts of Bosnia. Herzegovina has a drier Mediterranean climate, with dominant karst topography. Northern Bosnia (Posavina) contains very fertile agricultural land along the Sava river and the corresponding area is heavily farmed. This farmland is a part of the Pannonian Plain stretching into neighboring Croatia and Serbia. The country has only of coastline, around the town of Neum in the Herzegovina-Neretva Canton. Although the city is surrounded by Croatian peninsulas, by international law, Bosnia and Herzegovina has a right of passage to the outer sea.
Sarajevo is the capital and largest city. Other major cities include Banja Luka and Prijedor in the northwest region known as Bosanska Krajina, Tuzla, Bijeljina, Doboj and Brčko in the northeast, Zenica in the central part of the country, and Mostar, the largest city in the southern region of Herzegovina.
There are seven major rivers in Bosnia and Herzegovina:
Biodiversity
Phytogeographically, Bosnia and Herzegovina belongs to the Boreal Kingdom and is shared between the Illyrian province of the Circumboreal Region and Adriatic province of the Mediterranean Region. According to the World Wide Fund for Nature (WWF), the territory of Bosnia and Herzegovina can be subdivided into four ecoregions: Balkan mixed forests, Dinaric Mountains mixed forests, Pannonian mixed forests and Illyrian deciduous forests. The country had a 2018 Forest Landscape Integrity Index mean score of 5.99/10, ranking it 89th globally out of 172 countries.
Politics
Government
As a result of the Dayton Agreement, the civilian peace implementation is supervised by the High Representative for Bosnia and Herzegovina selected by the Peace Implementation Council (PIC). The High Representative is the highest political authority in the country. The High Representative has many governmental and legislative powers, including the dismissal of elected and non-elected officials. Due to the vast powers of the High Representative over Bosnian politics and essential veto powers, the position has also been compared to that of a viceroy.
Politics take place in a framework of a parliamentary representative democracy, whereby executive power is exercised by the Council of Ministers of Bosnia and Herzegovina. Legislative power is vested in both the Council of Ministers and the Parliamentary Assembly of Bosnia and Herzegovina. Members of the Parliamentary Assembly are chosen according to a proportional representation (PR) system.
Bosnia and Herzegovina is a liberal democracy. It has several levels of political structuring, according to the Dayton Agreement. The most important of these levels is the division of the country into two entities: the Federation of Bosnia and Herzegovina and Republika Srpska. The Federation of Bosnia and Herzegovina covers 51% of Bosnia and Herzegovina's total area, while Republika Srpska covers 49%. The entities, based largely on the territories held by the two warring sides at the time, were formally established by the Dayton Agreement in 1995 because of the tremendous changes in Bosnia and Herzegovina's ethnic structure. Since 1996, the power of the entities relative to the State government has decreased significantly. Nonetheless, entities still have numerous powers to themselves.
The Brčko District in the north of the country was created in 2000, out of land from both entities. It officially belongs to both, but is governed by neither, and functions under a decentralized system of local government. For election purposes, Brčko District voters can choose to participate in either the Federation or Republika Srpska elections. The Brčko District has been praised for maintaining a multiethnic population and a level of prosperity significantly above the national average.
The third level of Bosnia and Herzegovina's political subdivision is manifested in cantons. They are unique to the Federation of Bosnia and Herzegovina entity, which consists of ten of them. Each has a cantonal government, which is under the law of the Federation as a whole. Some cantons are ethnically mixed and have special laws to ensure the equality of all constituent people.
The fourth level of political division in Bosnia and Herzegovina are the municipalities. The Federation of Bosnia and Herzegovina is divided into 79 municipalities, and Republika Srpska into 64. Municipalities also have their own local government, and are typically based on the most significant city or place in their territory. As such, many municipalities have a long tradition and history with their present boundaries. Some others, however, were only created following the recent war after traditional municipalities were split by the Inter-Entity Boundary Line. Each canton in the Federation of Bosnia and Herzegovina consists of several municipalities, which are divided into local communities.
Besides entities, cantons, and municipalities, Bosnia and Herzegovina also has four "official" cities. These are: Banja Luka, Mostar, Sarajevo and East Sarajevo. The territory and government of the cities of Banja Luka and Mostar corresponds to the municipalities of the same name, while the cities of Sarajevo and East Sarajevo officially consist of several municipalities. Cities have their own city government whose power is in between that of the municipalities and cantons (or the entity, in the case of Republika Srpska).
More recently, several central institutions have been established (such as a defense ministry, security ministry, state court, indirect taxation service and so on) in the process of transferring part of the jurisdiction from the entities to the state. The representation of the government of Bosnia and Herzegovina is by elites who represent the country's three major groups, with each having a guaranteed share of power.
The Chair of the Presidency of Bosnia and Herzegovina rotates among three members (Bosniak, Serb, Croat), each elected as the chair for an eight-month term within their four-year term as a member. The three members of the Presidency are elected directly by the people, with Federation voters voting for the Bosniak and the Croat and the Republika Srpska voters voting for the Serb.
The Chair of the Council of Ministers is nominated by the Presidency and approved by the parliamentary House of Representatives. The Chair of the Council of Ministers is then responsible for appointing a Foreign Minister, Minister of Foreign Trade and others as appropriate.
The Parliamentary Assembly is the lawmaking body in Bosnia and Herzegovina. It consists of two houses: the House of Peoples and the House of Representatives. The House of Peoples has 15 delegates chosen by parliaments of the entities, two-thirds of which come from the Federation (5 Bosniaks and 5 Croats) and one-third from the Republika Srpska (5 Serbs). The House of Representatives is composed of 42 Members elected by the people under a form of proportional representation, two-thirds elected from the Federation and one-third elected from Republika Srpska.
The Constitutional Court of Bosnia and Herzegovina is the supreme, final arbiter of legal matters. It is composed of nine members: four members are selected by the Federal House of Representatives, two by the National Assembly of Republika Srpska and three by the President of the European Court of Human Rights after consultation with the Presidency, who cannot be Bosnian citizens.
However, the highest political authority in the country is the High Representative for Bosnia and Herzegovina, the chief executive officer for the international civilian presence in the country and is selected by the European Union. Since 1995, the High Representative has been able to bypass the elected parliamentary assembly, and since 1997 has been able to remove elected officials. The methods selected by the High Representative have been criticized as undemocratic. International supervision is to end when the country is deemed politically and democratically stable and self-sustaining.
Military
The Armed Forces of Bosnia and Herzegovina (OSBiH) were unified into a single entity in 2005, with the merger of the Army of the Federation of Bosnia and Herzegovina and the Army of Republika Srpska, which had defended their respective regions. The Ministry of Defence was formed in 2004.
The Bosnian military consists of the Bosnian Ground Forces and Air Force and Air Defense. The Ground Forces number 7,200 active and 5,000 reserve personnel. They are armed with a mix of American, Yugoslavian, Soviet, and European-made weaponry, vehicles, and military equipment. The Air Force and Air Defense Forces have 1,500 personnel and about 62 aircraft. The Air Defense Forces operate MANPADS hand-held missiles, surface-to-air missile (SAM) batteries, anti-aircraft cannons, and radar. The Army has recently adopted remodeled MARPAT uniforms, used by Bosnian soldiers serving with the International Security Assistance Force (ISAF) in Afghanistan. A domestic production program is now underway to ensure that army units are equipped with the correct ammunition.
Beginning in 2007, the Ministry of Defence undertook the army's first ever international assistance mission, enlisting the military to serve with ISAF peace missions to Afghanistan, Iraq and the Democratic Republic of the Congo in 2007. Five officers, acting as officers/advisors, served in the Democratic Republic of the Congo. 45 soldiers, mostly acting as base security and medical assistants, served in Afghanistan. 85 Bosnian soldiers served as base security in Iraq, occasionally conducting infantry patrols there as well. All three deployed groups have been commended by their respective international forces as well as the Ministry of Defence of Bosnia and Herzegovina. The international assistance operations are still ongoing.
The Air Force and Anti-Aircraft Defence of Bosnia and Herzegovina was formed when elements of the Army of the Federation of Bosnia and Herzegovina and the Republika Srpska Air Force were merged in 2006. The Air Force has seen improvements in the last few years with added funds for aircraft repairs and improved cooperation with the Ground Forces as well as to the citizens of the country. The Ministry of Defence is pursuing the acquisition of new aircraft including helicopters and perhaps even fighter jets.
Foreign relations
European Union integration is one of the main political objectives of Bosnia and Herzegovina; it initiated the Stabilisation and Association Process in 2007. Countries participating in the SAP have been offered the possibility to become, once they fulfill the necessary conditions, Member States of the EU. Bosnia and Herzegovina is therefore a potential candidate country for EU accession.
The implementation of the Dayton Agreement in 1995 has focused the efforts of policymakers in Bosnia and Herzegovina, as well as the international community, on regional stabilization in the countries-successors of the former Yugoslavia.
Within Bosnia and Herzegovina, relations with its neighbors of Croatia, Serbia and Montenegro have been fairly stable since the signing of the Dayton Agreement. On 23 April 2010, Bosnia and Herzegovina received the Membership Action Plan from NATO, which is the last step before full membership in the alliance. Full membership was initially expected in 2014 or 2015, depending on the progress of reforms. In December 2018, NATO approved a Bosnian Membership Action Plan.
Demography
According to the 1991 census, Bosnia and Herzegovina had a population of 4,369,319, while the 1996 World Bank Group census showed a decrease to 3,764,425. Large population migrations during the Yugoslav Wars in the 1990s have caused demographic shifts in the country. Between 1991 and 2013, political disagreements made it impossible to organize a census. A census had been planned for 2011, and then for 2012, but was delayed until October 2013. The 2013 census found a total population of 3,531,159 people, a drop of approximately 20% since 1991. The 2013 census figures include non-permanent Bosnian residents and for this reason are contested by Republika Srpska officials and Serb politicians (see Ethnic groups below).
Largest cities
Ethnic groups
Bosnia and Herzegovina is home to three ethnic "constituent peoples", namely Bosniaks, Serbs and Croats, plus a number of smaller groups including Jews and Roma. According to data from the 2013 census published by the Agency for Statistics of Bosnia and Herzegovina, Bosniaks constitute 50.1% of the population, Serbs 30.8%, Croats 15.5% and others 2.7%, with the remaining respondents not declaring their ethnicity or not answering. The census results are contested by the Republika Srpska statistical office and by Bosnian Serb politicians. The dispute over the census concerns the inclusion of non-permanent Bosnian residents in the figures, which Republika Srpska officials oppose. The European Union's statistics office, Eurostat, concluded in May 2016 that the census methodology used by the Bosnian statistical agency is in line with international recommendations.
Languages
Bosnia's constitution does not specify any official languages. However, academics Hilary Footitt and Michael Kelly note the Dayton Agreement states it is "done in Bosnian, Croatian, English and Serbian", and they describe this as the "de facto recognition of three official languages" at the state level. The equal status of Bosnian, Serbian and Croatian was verified by the Constitutional Court in 2000. It ruled the provisions of the Federation and Republika Srpska constitutions on language were incompatible with the state constitution, since they only recognised Bosnian and Croatian (in the case of the Federation) and Serbian (in the case of Republika Srpska) as official languages at the entity level. As a result, the wording of the entity constitutions was changed and all three languages were made official in both entities. The three standard languages are fully mutually intelligible and are known collectively under the appellation of Serbo-Croatian, despite this term not being formally recognized in the country. Use of one of the three languages has become a marker of ethnic identity. Michael Kelly and Catherine Baker argue: "The three official languages of today's Bosnian state...represent the symbolic assertion of national identity over the pragmatism of mutual intelligibility".
According to the 1992 European Charter for Regional or Minority Languages (ECRML), Bosnia and Herzegovina recognizes the following minority languages: Albanian, Montenegrin, Czech, Italian, Hungarian, Macedonian, German, Polish, Romani, Romanian, Rusyn, Slovak, Slovene, Turkish, Ukrainian and Jewish (Yiddish and Ladino). The German minority in Bosnia and Herzegovina are mostly remnants of Donauschwaben (Danube Swabians), who settled in the area after the Habsburg monarchy claimed the Balkans from the Ottoman Empire. Due to expulsions and (forced) assimilation after the two World wars, the number of ethnic Germans in Bosnia and Herzegovina was drastically diminished.
In the 2013 census, 52.86% of the population consider their mother tongue Bosnian, 30.76% Serbian, 14.6% Croatian and 1.57% another language, with 0.21% not giving an answer.
Religion
Bosnia and Herzegovina is a religiously diverse country. According to the 2013 census, Muslims comprised 50.7% of the population, while Orthodox Christians made 30.7%, Catholic Christians 15.2%, 1.2% other and 1.1% atheist or agnostic, with the remainder not declaring or not answering the question. A 2012 survey found 54% of Bosnia's Muslims were non-denominational, while 38% followed Sunnism.
Urban areas
Sarajevo is home to 419,957 inhabitants in its urban area which comprises the City of Sarajevo as well as the municipalities of Ilidža, Vogošća, Istočna Ilidža, Istočno Novo Sarajevo and Istočni Stari Grad. The metro area has a population of 555,210 and includes Sarajevo Canton, East Sarajevo and the municipalities of Breza, Kiseljak, Kreševo and Visoko.
Economy
During the Bosnian War, the economy suffered €200 billion in material damages, roughly €326.38 billion in 2022 (inflation adjusted). Bosnia and Herzegovina faces the dual-problem of rebuilding a war-torn country and introducing transitional liberal market reforms to its formerly mixed economy. One legacy of the previous era is a strong industry; under former republic president Džemal Bijedić and Yugoslav President Josip Broz Tito, metal industries were promoted in the republic, resulting in the development of a large share of Yugoslavia's plants; SR Bosnia and Herzegovina had a very strong industrial export oriented economy in the 1970s and 1980s, with large scale exports worth millions of US$.
For most of Bosnia's history, agriculture has been conducted on privately owned farms; Fresh food has traditionally been exported from the republic.
The war in the 1990s, caused a dramatic change in the Bosnian economy. GDP fell by 60% and the destruction of physical infrastructure devastated the economy. With much of the production capacity unrestored, the Bosnian economy still faces considerable difficulties. Figures show GDP and per capita income increased 10% from 2003 to 2004; this and Bosnia's shrinking national debt being negative trends, and high unemployment 38.7% and a large trade deficit remain cause for concern.
The national currency is the (Euro-pegged) Convertible Mark (KM), controlled by the currency board. Annual inflation is the lowest relative to other countries in the region at 1.9% in 2004. The international debt was $5.1 billion (as of 31 December 2014). Real GDP growth rate was 5% for 2004 according to the Central Bank of Bosnia and Herzegovina and Statistical Office of Bosnia and Herzegovina.
Bosnia and Herzegovina has displayed positive progress in the previous years, which decisively moved its place from the lowest income equality rank of income equality rankings fourteen out of 193 nations.
According to Eurostat data, Bosnia and Herzegovina's PPS GDP per capita stood at 29 per cent of the EU average in 2010.
The International Monetary Fund (IMF) announced a loan to Bosnia worth US$500 million to be delivered by Stand-By Arrangement. This was scheduled to be approved in September 2012.
The United States Embassy in Sarajevo produces the Country Commercial Guide – an annual report that delivers a comprehensive look at Bosnia and Herzegovina's commercial and economic environment, using economic, political, and market analysis.
By some estimates, grey economy is 25.5% of GDP.
In 2017, exports grew by 17% when compared to the previous year, totaling €5.65 billion. The total volume of foreign trade in 2017 amounted to €14.97 billion and increased by 14% compared to the previous year. Imports of goods increased by 12% and amounted to €9.32 billion. The coverage of imports by exports increased by 3% compared to the previous year and now it is 61 percent. In 2017, Bosnia and Herzegovina mostly exported car seats, electricity, processed wood, aluminium and furniture. In the same year, it mostly imported crude oil, automobiles, motor oil, coal and briquettes.
The unemployment rate in 2017 was 20.5%, but The Vienna Institute for International Economic Studies is predicting falling unemployment rate for the next few years. In 2018, the unemployment should be 19.4% and it should further fall to 18.8% in 2019. In 2020, the unemployment rate should go down to 18.3%.
On 31 December 2017, the Council of Ministers of Bosnia and Herzegovina issued the report on public debt of Bosnia and Herzegovina, stating the public debt was reduced by €389.97 million, or by more than 6% when compared to 31 December 2016. By the end of 2017, public debt was €5.92 billion, which amounted to 35.6 percent of GDP.
, there were 32,292 registered companies in the country, which together had revenues of €33.572 billion that same year.
In 2017, the country received €397.35 million in foreign direct investment, which equals to 2.5% of the GDP.
In 2017, Bosnia and Herzegovina ranked third in the world in terms of the number of new jobs created by foreign investment, relative to the number of inhabitants.
In 2018, Bosnia and Herzegovina exported goods worth 11.9 billion KM (€6.07 billion), which is 7.43% higher than in the same period in 2017, while imports amounted to 19.27 billion KM (€9.83 billion), which is 5.47% higher.
The average price of new apartments sold in the country in the first 6 months of 2018 is 1,639 km (€886.31) per square metre. This represents a jump of 3.5% from the previous year.
On 30 June 2018, public debt of Bosnia and Herzegovina amounted to about €6.04 billion, of which external debt is 70.56 percent, while the internal debt is 29.4 percent of total public indebtedness. The share of public debt in gross domestic product is 34.92 percent.
In the first 7 months of 2018, 811,660 tourists visited the country, a 12.2% jump when compared to the first 7 months of 2017. In the first 11 months of 2018, 1,378,542 tourists visited Bosnia-Herzegovina, an increase of 12.6%, and had 2,871,004 overnight hotel stays, a 13.8% increase from the previous year. Also, 71.8% of the tourists came from foreign countries. In the first seven months of 2019, 906,788 tourists visited the country, an 11.7% jump from the previous year.
In 2018, the total value of mergers and acquisitions in Bosnia and Herzegovina amounted to €404.6 million.
In 2018, 99.5 percent of enterprises in Bosnia and Herzegovina used computers in their business, while 99.3 percent had internet connections, according to a survey conducted by the Bosnia and Herzegovina Statistics Agency.
In 2018, Bosnia and Herzegovina received 783.4 million KM (€400.64 million) in direct foreign investment, which was equivalent to 2.3% of GDP.
In 2018, the Central Bank of Bosnia and Herzegovina made a profit of 8,430,875 km (€4,306,347).
The World Bank predicted that the economy would grow 3.4% in 2019.
Bosnia and Herzegovina was placed 83rd on the Index of Economic Freedom for 2019. The total rating for Bosnia and Herzegovina is 61.9. This position represents some progress relative to the 91st place in 2018. This result is below the regional level, but still above the global average, making Bosnia and Herzegovina a "moderately free" country.
On 31 January 2019, total deposits in Bosnian banks were KM 21.9 billion (€11.20 billion), which represents 61.15% of nominal GDP.
In the second quarter of 2019, the average price of new apartments sold in Bosnia and Herzegovina was 1,606 km (€821.47) per square metre.
In the first six months of 2019, exports amounted to 5.829 billion KM (€2.98 billion), which is 0.1% less than in the same period of 2018, while imports amounted to 9.779 billion KM (€5.00 billion), which is by 4.5% more than in the same period of the previous year.
In the first six months of 2019, foreign direct investment amounted to 650.1 million KM (€332.34 million).
Bosnia and Herzegovina was ranked 77th in the Global Innovation Index in 2023.
Tourism
According to projections by the World Tourism Organization, Bosnia and Herzegovina had the third highest tourism growth rate in the world between 1995 and 2020.
In 2017, 1,307,319 tourists visited Bosnia and Herzegovina, an increase of 13.7%, and had 2,677,125 overnight hotel stays, a 12.3% increase from the previous year. 71.5% of the tourists came from foreign countries.
In 2018, 1.883.772 tourists visited Bosnia and Herzegovina, an increase of 44,1%, and had 3.843.484 overnight hotel stays, a 43.5% increase from the previous year. Also, 71.2% of the tourists came from foreign countries.
In 2006, when ranking the best cities in the world, Lonely Planet placed Sarajevo, the national capital and host of the 1984 Winter Olympics, as #43 on the list. Tourism in Sarajevo is chiefly focused on historical, religious, and cultural aspects. In 2010, Lonely Planet's "Best in Travel" nominated it as one of the top ten cities to visit that year. Sarajevo also won travel blog Foxnomad's "Best City to Visit" competition in 2012, beating more than one hundred other cities around the entire world.
Međugorje has become one of the most popular pilgrimage sites for Catholics from around the world and has turned into Europe's third most important religious place, where each year more than 1 million people visit. It has been estimated that 30 million pilgrims have come to Međugorje since the reputed apparitions began in 1981. Since 2019, pilgrimages to Međugorje have been officially authorized and organized by the Vatican.
Bosnia has also become an increasingly popular skiing and Ecotourism destination. The mountains that hosted the winter olympic games of Bjelašnica, Jahorina and Igman are the most visited skiing mountains in Bosnia-Herzegovina. Bosnia and Herzegovina remains one of the last undiscovered natural regions of the southern area of the Alps, with vast tracts of wild and untouched nature attracting adventurers and nature lovers. National Geographic named Bosnia and Herzegovina as the best mountain biking adventure destination for 2012. The central Bosnian Dinaric Alps are favored by hikers and mountaineers, as they contain both Mediterranean and Alpine climates. Whitewater rafting has become somewhat of a national pastime in Bosnia and Herzegovina. The primary rivers used for whitewater rafting in the country include the Vrbas, Tara, Drina, Neretva and Una. Meanwhile, the most prominent rivers are the Vrbas and Tara, as they both hosted The 2009 World Rafting Championship. The reason the Tara river is immensely popular for whitewater rafting is because it contains the deepest river canyon in Europe, the Tara River Canyon.
Most recently, the Huffington Post named Bosnia and Herzegovina the "9th Greatest Adventure in the World for 2013", adding that the country boasts "the cleanest water and air in Europe; the greatest untouched forests; and the most wildlife. The best way to experience is the three rivers trip, which purls through the best the Balkans have to offer."
Infrastructure
Transport
Sarajevo International Airport, also known as Butmir Airport, is the main international airport in Bosnia and Herzegovina, located southwest of the Sarajevo main railway station in the city of Sarajevo in the suburb of Butmir.
Railway operations in Bosnia and Herzegovina are successors of the Yugoslav Railways within the country boundaries following independence from the former Yugoslavia in 1992. Today, they are operated by the Railways of the Federation of Bosnia and Herzegovina (ŽFBiH) in the Federation of Bosnia and Herzegovina and by Republika Srpska Railways (ŽRS) in Republika Srpska.
Telecommunications
The Bosnian communications market was fully liberalised in January 2006. The three landline telephone operators predominantly provide services in their operating areas but have nationwide licenses for domestic and international calls. Mobile data services are also available, including high-speed EDGE, 3G and 4G services.
Oslobođenje (Liberation), founded in 1943, is one of the country's longest running continuously circulating newspapers. There are many national publications, including the Dnevni avaz (Daily Voice), founded in 1995, and Jutarnje Novine (Morning News), to name but a few in circulation in Sarajevo. Other local periodicals include the Croatian Hrvatska riječ newspaper and Bosnian Start magazine, as well as Slobodna Bosna (Free Bosnia) and BH Dani (BH Days) weekly newspapers. Novi Plamen, a monthly magazine, was the most left-wing publication. International news station Al Jazeera maintains a sister channel catering to the Balkan region, Al Jazeera Balkans, broadcasting out of and based in Sarajevo. Since 2014, the N1 platform has broadcast as an affiliate of CNN International, with offices in Sarajevo, Zagreb and Belgrade.
As of 2021, Bosnia and Herzegovina ranked second highest in press freedom in the region, after Croatia, and is placed 58th internationally.
, there are 3,374,094 internet users in the country, or 95.55% of the entire population.
Education
Higher education has a long and rich tradition in Bosnia and Herzegovina. The first bespoke higher-education institution was a school of Sufi philosophy established by Gazi Husrev-beg in 1531. Numerous other religious schools then followed. In 1887, under the Austro-Hungarian Empire, a Sharia law school began a five-year program. In the 1940s, the University of Sarajevo became the city's first secular higher education institute. In the 1950s, post-bachelaurate graduate degrees became available. Severely damaged during the war, it was recently rebuilt in partnership with more than 40 other universities. There are various other institutions of higher education, including: University Džemal Bijedić of Mostar, University of Banja Luka, University of Mostar, University of East Sarajevo, University of Tuzla, American University in Bosnia and Herzegovina and the Academy of Sciences and Arts of Bosnia and Herzegovina, which is held in high regard as one of the most prestigious creative arts academies in the region.
Also, Bosnia and Herzegovina is home to several private and international higher education institutions, some of which are:
Sarajevo School of Science and Technology
International University of Sarajevo
American University in Bosnia and Herzegovina
Sarajevo Graduate School of Business
International Burch University
Primary schooling lasts for nine years. Secondary education is provided by general and technical secondary schools (typically Gymnasiums) where studies typically last for four years. All forms of secondary schooling include an element of vocational training. Pupils graduating from general secondary schools obtain the Matura and can enroll in any tertiary educational institution or academy by passing a qualification examination prescribed by the governing body or institution. Students graduating technical subjects obtain a Diploma.
Culture
Architecture
The architecture of Bosnia and Herzegovina is largely influenced by four major periods where political and social changes influenced the creation of distinct cultural and architectural habits of the population. Each period made its influence felt and contributed to a greater diversity of cultures and architectural language in this region.
Media
Some television, magazines, and newspapers in Bosnia and Herzegovina are state-owned, and some are for-profit corporations funded by advertising, subscription, and other sales-related revenues. The Constitution of Bosnia and Herzegovina guarantees freedom of speech.
As a country in transition with a post-war legacy and a complex domestic political structure, Bosnia and Herzegovina's media system is under transformation. In the early post-war period (1995–2005), media development was guided mainly by international donors and cooperation agencies, who invested to help reconstruct, diversify, democratize and professionalize media outlets.
Post-war developments included the establishment of an independent Communication Regulatory Agency, the adoption of a Press Code, the establishment of the Press Council, the decriminalization of libel and defamation, the introduction of a rather advanced Freedom of Access to Information Law, and the creation of a Public Service Broadcasting System from the formerly state-owned broadcaster.
Yet, internationally backed positive developments have been often obstructed by domestic elites, and the professionalisation of media and journalists has proceeded only slowly. High levels of partisanship and linkages between the media and the political systems hinder the adherence to professional code of conducts.
Literature
Bosnia and Herzegovina has a rich literature, including the Nobel Prize winner Ivo Andrić and poets such as Antun Branko Šimić, Aleksa Šantić, Jovan Dučić and Mak Dizdar, writers such as Zlatko Topčić, Meša Selimović, Semezdin Mehmedinović, Miljenko Jergović, Isak Samokovlija, Safvet-beg Bašagić, Abdulah Sidran, Petar Kočić, Aleksandar Hemon and Nedžad Ibrišimović.
The National Theater was founded in 1919 in Sarajevo and its first director was dramatist Branislav Nušić. Magazines such as Novi Plamen or Sarajevske sveske are some of the more prominent publications covering cultural and literary themes.
By the late 1950s, Ivo Andrić's works had been translated into a number of languages. In 1958, the Association of Writers of Yugoslavia nominated Andrić as its first ever candidate for the Nobel Prize in Literature
Art
The art of Bosnia and Herzegovina was always evolving and ranged from the original medieval tombstones called Stećci to paintings in Kotromanić court. However, only with the arrival of Austro-Hungarians did the painting renaissance in Bosnia really begin to flourish. The first educated artists from European academies appeared with the beginning of the 20th century. Among those are: Gabrijel Jurkić, Petar Šain, Roman Petrović and Lazar Drljača.
After World War II, artists like Mersad Berber and Safet Zec rose in popularity.
In 2007, Ars Aevi, a museum of contemporary art that includes works by renowned world artists, was founded in Sarajevo.
Music
Typical Bosnian songs are ganga, rera, and the traditional Slavic music for the folk dances such as kolo, while from the Ottoman era the most popular is Sevdalinka. Pop and Rock music has a tradition here as well, with the more famous musicians including Dino Zonić, Goran Bregović, Davorin Popović, Kemal Monteno, Zdravko Čolić, Elvir Laković Laka, Edo Maajka, Hari Varešanović, Dino Merlin, Mladen Vojičić Tifa, Željko Bebek, etc. Other composers such as Đorđe Novković, Al' Dino, Haris Džinović, Kornelije Kovač, and many rock and pop bands, for example, Bijelo Dugme, Crvena jabuka, Divlje jagode, Indexi, Plavi orkestar, Zabranjeno Pušenje, Ambasadori, Dubioza kolektiv, who were among the leading ones in the former Yugoslavia. Bosnia is home to the composer Dušan Šestić, the creator of the National Anthem of Bosnia and Herzegovina and father of singer Marija Šestić, to the jazz musician, educator and Bosnian jazz ambassador Sinan Alimanović, composer Saša Lošić and pianist Saša Toperić. In the villages, especially in Herzegovina, Bosniaks, Serbs and Croats play the ancient gusle. The gusle is used mainly to recite epic poems in a usually dramatic tone.
Probably the most distinctive and identifiably "Bosnian" of music, Sevdalinka is a kind of emotional, melancholic folk song that often describes sad subjects such as love and loss, the death of a dear person or heartbreak. Sevdalinkas were traditionally performed with a saz, a Turkish string instrument, which was later replaced by the accordion. However the more modern arrangement is typically a vocalist accompanied by the accordion along with snare drums, upright bass, guitars, clarinets and violins.
Rural folk traditions in Bosnia and Herzegovina include the shouted, polyphonic ganga and "ravne pjesme" (flat song) styles, as well as instruments like a droneless bagpipe, wooden flute and šargija. The gusle, an instrument found throughout the Balkans, is also used to accompany ancient Slavic epic poems. There are also Bosnian folk songs in the Ladino language, derived from the area's Jewish population.
Bosnian roots music came from Middle Bosnia, Posavina, the Drina valley and Kalesija. It is usually performed by singers with two violinists and a šargija player. These bands first appeared around World War I and became popular in the 1960s. This is the third oldest music after the Sevdalinka and ilahija. Self-taught people, mostly in two or three members of the different choices of old instruments, mostly in the violin, sacking, saz, drums, flutes () or wooden flute, as others have already called, the original performers of Bosnian music that can not be written notes, transmitted by ear from generation to generation, family is usually hereditary. It is thought to be brought from Persia-Kalesi tribe that settled in the area of the present Sprečanski valleys and hence probably the name Kalesija. In this part of Bosnia, it is the most common. This kind of music was enjoyed by all three peoples in Bosnia, Bosniaks, Serbs and Croats, and it contributed a lot to reconcile people socializing, entertainment and other organizations through festivals. In Kalesija, it is maintained each year with the Original Bosnian Festival music.
Cinema and theatre
Sarajevo is internationally renowned for its eclectic and diverse selection of festivals. The Sarajevo Film Festival was established in 1995, during the Bosnian War and has become the premier and largest film festival in the Balkans and Southeast Europe.
Bosnia has a rich cinematic and film heritage, dating back to the Kingdom of Yugoslavia; many Bosnian filmmakers have achieved international prominence and some have won international awards ranging from the Academy Awards to multiple Palme d'Ors and Golden Bears. Some notable Bosnian screenwriters, directors and producers are Danis Tanović (known for the Academy Award and Golden Globe Award winning 2001 film No Man's Land and Silver Bear Grand Jury Prize winning 2016 film Death in Sarajevo), Jasmila Žbanić (won Golden Bear, Academy Award and BAFTA nominated 2020 film Quo Vadis, Aida?), Emir Kusturica (won two Palme d'Ors at Cannes), Zlatko Topčić, Ademir Kenović, Ahmed Imamović, Pjer Žalica, Aida Begić, etc.
Cuisine
Bosnian cuisine uses many spices, in moderate quantities. Most dishes are light, as they are boiled; the sauces are fully natural, consisting of little more than the natural juices of the vegetables in the dish. Typical ingredients include tomatoes, potatoes, onions, garlic, peppers, cucumbers, carrots, cabbage, mushrooms, spinach, zucchini, dried beans, fresh beans, plums, milk, paprika and cream called pavlaka. Bosnian cuisine is balanced between Western and Eastern influences. As a result of the Ottoman administration for almost 500 years, Bosnian food is closely related to Turkish, Greek and other former Ottoman and Mediterranean cuisines. However, because of years of Austrian rule, there are many influences from Central Europe. Typical meat dishes include primarily beef and lamb. Some local specialties are ćevapi, burek, dolma, sarma, pilav, goulash, ajvar and a whole range of Eastern sweets. Ćevapi is a grilled dish of minced meat, a type of kebab, popular in former Yugoslavia and considered a national dish in Bosnia and Herzegovina and Serbia. Local wines come from Herzegovina where the climate is suitable for growing grapes. Herzegovinian loza (similar to Italian Grappa but less sweet) is very popular. Plum (rakija) or apple (jabukovača) alcohol beverages are produced in the north. In the south, distilleries used to produce vast quantities of brandy and supply all of ex-Yugoslav alcohol factories (brandy is the base of most alcoholic drinks).
Coffeehouses, where Bosnian coffee is served in džezva with rahat lokum and sugar cubes, proliferate Sarajevo and every city in the country. Coffee drinking is a favorite Bosnian pastime and part of the culture. Bosnia and Herzegovina is the ninth country in the entire world by per capita coffee consumption.
Sports
Bosnia and Herzegovina has produced many athletes. The most important international sporting event in the history of Bosnia and Herzegovina were the 14th Winter Olympics, held in Sarajevo from 7 to 19 February 1984.
The Borac handball club has won seven Yugoslav Handball Championships, as well as the European Cup in 1976 and the International Handball Federation Cup in 1991.
Amel Mekić, Bosnian judoka, became European champion in 2011. Track and field athlete Amel Tuka won bronze and silver medals in 800 metres at the 2015 and 2019 IAAF World Athletics Championships and Hamza Alić won the silver medal in shot put at the 2013 European Indoor Championships.
The Bosna Royal basketball club from Sarajevo were European Champions in 1979. The Yugoslavia men's national basketball team, which won medals in every world championship from 1963 through 1990, included Bosnian players such as FIBA Hall of Famers Dražen Dalipagić and Mirza Delibašić. Bosnia and Herzegovina regularly qualifies for the European Championship in Basketball, with players including Mirza Teletović, Nihad Đedović and Jusuf Nurkić. The Bosnia and Herzegovina national under-16 team won two gold medals in 2015, winning both 2015 European Youth Summer Olympic Festival as well as the 2015 FIBA Europe Under-16 Championship.
Women's basketball club Jedinstvo Aida from Tuzla won the Women's European Club Championship in 1989 and Ronchetti Cup final in 1990, led by Razija Mujanović, three times best female European basketball player, and Mara Lakić
The Bosnian chess team was Champion of Yugoslavia seven times, in addition to club ŠK Bosna winning four European Chess Club Cups. Chess grandmaster Borki Predojević has also won two European Championships. The most impressive success of Bosnian Chess was a runner-up position at the 31st Chess Olympiad in 1994 in Moscow, featuring Grandmasters Predrag Nikolić, Ivan Sokolov and Bojan Kurajica.
Middle-weight boxer Marijan Beneš has won several Championships of Bosnia and Herzegovina, Yugoslav Championships and the European Championship. In 1978, he won the World Title against Elisha Obed from The Bahamas.
Association football is the most popular sport in Bosnia and Herzegovina. It dates from 1903, but its popularity grew significantly after World War I. Bosnian clubs FK Sarajevo and Željezničar won the Yugoslav Championship, while the Yugoslav national football team included Bosnian players of all ethnic backgrounds and generations, such as Safet Sušić, Zlatko Vujović, Mehmed Baždarević, Davor Jozić, Faruk Hadžibegić, Predrag Pašić, Blaž Slišković, Vahid Halilhodžić, Dušan Bajević, Ivica Osim, Josip Katalinski, Tomislav Knez, Velimir Sombolac and numerous others. The Bosnia and Herzegovina national football team played at the 2014 FIFA World Cup, its first major tournament. Players on the team again includes notable players of all country's ethnic background, such as then and now captains Emir Spahić, Zvjezdan Misimović and Edin Džeko, defenders like Ognjen Vranješ, Sead Kolašinac and Toni Šunjić, midfielders like Miralem Pjanić and Senad Lulić, striker Vedad Ibišević, etc. Former Bosnian footballers include Hasan Salihamidžić, who became only the second Bosnian to ever win a UEFA Champions League trophy, after Elvir Baljić. He made 234 appearances and scored 31 goals for German club FC Bayern Munich. Sergej Barbarez, who played for several clubs in the German Bundesliga. including Borussia Dortmund, Hamburger SV and Bayer Leverkusen was joint-top scorer in the 2000–01 Bundesliga season with 22 goals. Meho Kodro spent most of his career playing in Spain, most notably with Real Sociedad and FC Barcelona. Elvir Rahimić made 302 appearances for Russian club CSKA Moscow with whom he won the UEFA Cup in 2005.
Milena Nikolić, member of the women's national team, was the 2013–14 UEFA Women's Champions League top scorer.
Bosnia and Herzegovina was the world champion of volleyball at the 2004 Summer Paralympics and volleyball at the 2012 Summer Paralympics. Many among those on the team lost their legs in the Bosnian War. Its national sitting volleyball team is one of the dominant forces in the sport worldwide, winning nine European Championships, three World Championships and two Paralympic gold medals.
Tennis is also gaining a lot of popularity after the recent successes of Damir Džumhur and Mirza Bašić at Grand Slam level. Other notable tennis players who have represented Bosnia and Herzegovina are Tomislav Brkić, Amer Delić and Mervana Jugić-Salkić.
See also
Outline of Bosnia and Herzegovina
Notes
References
Bibliography
Further reading
Allcock, John B., Marko Milivojevic, et al. Conflict in the Former Yugoslavia: An Encyclopedia (1998)
Okey, Robin. Taming Balkan Nationalism: The Habsburg 'Civilizing' Mission in Bosnia, 1878–1914 (Oxford: Oxford University Press, 2007)
Phillips, Douglas A. Bosnia and Herzegovina (Philadelphia: Chelsea House, 2004).
External links
Bosnia and Herzegovina from UCB Libraries GovPubs (archived 3 July 2008)
Balkan countries
Countries and territories where Bosnian is an official language
Countries and territories where Croatian is an official language
Federal republics
Member states of the Council of Europe
Member states of the Union for the Mediterranean
Member states of the United Nations
Countries and territories where Serbian is an official language
States and territories established in 1992
Countries in Europe
Observer states of the Organisation of Islamic Cooperation |
3464 | https://en.wikipedia.org/wiki/Botswana | Botswana | Botswana (; , ), officially the Republic of Botswana (, ), is a landlocked country in Southern Africa. Botswana is topographically flat, with approximately 70 per cent of its territory being the Kalahari Desert. It is bordered by South Africa to the south and southeast, Namibia to the west and north, and Zimbabwe to the northeast. It is connected by the Kazungula Bridge to Zambia, across the world's shortest border between two countries.
A country of slightly over 2.3 million people, Botswana is one of the most sparsely populated countries in the world. It is essentially the nation state of the Tswana, who make up 79% of the population. About 11.6 per cent of the population lives in the capital and largest city, Gaborone. Formerly one of the world's poorest countries—with a GDP per capita of about US$70 per year in the late 1960s—it has since transformed itself into an upper-middle-income country, with one of the world's fastest-growing economies.
Modern-day humans first inhabited the country over 200,000 years ago. The Tswana ethnic group were descended mainly from Bantu-speaking tribes who migrated southward of Africa to modern Botswana around 600 AD, living in tribal enclaves as farmers and herders. In 1885, the British colonised the area and declared a protectorate under the name of Bechuanaland. As decolonisation occurred, Bechuanaland became an independent Commonwealth republic under its current name on 30 September 1966. Since then, it has been a representative republic, with a consistent record of uninterrupted democratic elections and the lowest perceived corruption ranking in Africa since at least 1998.
The economy is dominated by mining and tourism. Botswana has a GDP (purchasing power parity) per capita of about $18,113 , one of the highest in the subsaharan Africa. Botswana is the world's biggest diamond producing country. Its relatively high gross national income per capita (by some estimates the fourth-largest in Africa) gives the country a relatively high standard of living and the third-highest Human Development Index of continental Sub-Saharan Africa (after Gabon and South Africa). Botswana is the first African country to host Forbes 30 Under 30 and the 2017 Netball World Youth Cup.
Botswana is a member of the Southern African Customs Union, the Southern African Development Community, the Commonwealth of Nations, and the United Nations. The country has been adversely affected by the HIV/AIDS epidemic. In 2002, Botswana became the first country to offer anti-retroviral drugs (ARVs) to help combat the epidemic. Despite the launch of programs to make treatment available and to educate the populace about the epidemic, the number of people with AIDS rose from 290,000 in 2005 to 320,000 in 2013. , Botswana had the third-highest prevalence rate for HIV/AIDS, with roughly 20% of the population infected. However, in recent years the country has made strides in combatting HIV/AIDS, with efforts being made to provide proper treatment and lower the rate of mother-to-child transmission.
Etymology
The country's name means "Land of the Tswana", referring to the dominant ethnic group in Botswana. The Constitution of Botswana recognizes a homogeneous Tswana state. The term Batswana was originally applied to the Tswana, which is still the case. However, it has also come to be used generally as a demonym for all citizens of Botswana.
History
Early history
Archaeological digs demonstrate that hominids lived in Botswana for around two million years. Stone tools and fauna remains have shown that all areas of the country were inhabited at least 400,000 years ago.
In October 2019, researchers reported that Botswana was the birthplace of all modern humans about 200,000 years ago. Evidence left by modern humans, such as cave paintings, is about 73,000 years old. The earliest known inhabitants of southern Africa are thought to have been the forebears of present-day San ("Bushmen") and Khoi peoples. Both groups speak click languages from the small Khoe-Kwadi, Kx’a and Tuu families whose members hunted, gathered, and traded over long distances. When cattle were first introduced about 2000 years ago into southern Africa, pastoralism became a major feature of the economy, since the region had large grasslands free of tsetse flies.
It is unclear when Bantu-speaking peoples first moved into the country from the north, although AD 600 seems to be a consensus estimate. In that era the ancestors of the modern-day Kalanga moved into what is now the north-eastern areas of the country. These proto-Kalanga were closely connected to states in Zimbabwe as well as to the Mapungubwe state and the notable of these was Domboshaba ruins, a cultural and heritage site in Botswana originally occupied towards the end of the Great Zimbabwe period (1250–1450 AD), with stone walls that have an average height of 1.8 metres. The site is a respected place for the people living in the region and it is believed that the chief lived on the top of the hill together with his helpers or assistants. These states, located outside of current Botswana's borders, appear to have kept massive herds of cattle in what is now the Central District—apparently at numbers approaching modern cattle density. This massive cattle-raising complex prospered until 1300 AD or so and seems to have regressed following the collapse of Mapungubwe. During this era the first Tswana-speaking groups, the Bakgalagadi, moved into the southern areas of the Kalahari. All these various peoples were connected to trade routes that ran via the Limpopo River to the Indian Ocean, and trade goods from Asia such as beads made their way to Botswana, most likely in exchange for ivory, gold and rhinoceros horn.
Toutswemogala Hill Iron Age Settlement's radio-carbon dates for this settlement range from 7th to late 19th century AD indicating occupation of more than one thousand years. The hill was part of the formation of early states in Southern Africa with cattle keeping as major source of economy. Toutswe settlement include house-floors, large heaps of vitrified cow-dung and burials while the outstanding structure is the stone wall. There are large tracts of centaurs ciliaris, a type of grass which has come to be associated with cattle-keeping settlements in South, Central Africa. Around 700 A.D., the Toutswe people moved westward into Botswana and began an agricultural and pastoral land tenure system based on sorghum and millet, and domesticated stock, respectively. The site was situated in the centre of a broader cultural area in Eastern Botswana and shares many commonalities with other archaeological sites of this region, in both ceramic production styles and also time frames inhabited. Large structures were observed that contained vitrified remains of animal dung, leading to the theory that these were animal enclosures and that Toutswemogala Hill was thus a major centre of animal husbandry in the region.
However, agriculture also played a vital role in the longevity of Toutswemogala Hill's extended occupation, as many grain storage structures have also been found on the site. Many different stratified layers of housing floors further signal continuous occupation over hundreds of years. The arrival of the ancestors of the Tswana-speakers who came to control the region has yet to be dated precisely. Members of the Bakwena, a chieftaincy under a legendary leader named Kgabo II, made their way into the southern Kalahari by AD 1500, at the latest, and his people drove the Bakgalagadi inhabitants west into the desert. Over the years, several offshoots of the Bakwena moved into adjoining territories. The Bangwaketse occupied areas to the west, while the Bangwato moved northeast into formerly Kalanga areas. Not long afterwards, a Bangwato offshoot known as the Batawana migrated into the Okavango Delta, probably in the 1790s.
Effects of the Mfecane and Batswana-Boer Wars
The first written records relating to modern-day Botswana appear in 1824. What these records show is that the Bangwaketse had become the predominant power in the region. Under the rule of Makaba II, the Bangwaketse kept vast herds of cattle in well-protected desert areas, and used their military prowess to raid their neighbours. Other chiefdoms in the area, by this time, had capitals of 10,000 or so and were fairly prosperous. This equilibrium came to end during the Mfecane period, 1823–1843, when a succession of invading peoples from South Africa entered the country. Although the Bangwaketse were able to defeat the invading Bakololo in 1826, over time all the major chiefdoms in Botswana were attacked, weakened, and impoverished. The Bakololo and AmaNdebele raided repeatedly and took large numbers of cattle, women, and children from the Batswana—most of whom were driven into the desert or sanctuary areas such as hilltops and caves. Only after 1843, when the Amandebele moved into western Zimbabwe, did this threat subside.
During the 1840s and 1850s trade with Cape Colony-based merchants opened up and enabled the Batswana chiefdoms to rebuild. The Bakwena, Bangwaketse, Bangwato and Batawana cooperated to control the lucrative ivory trade and then used the proceeds to import horses and guns, which in turn enabled them to establish control over what is now Botswana. This process was largely complete by 1880, and thus the Bushmen, the Kalanga, the Bakgalagadi, and other current minorities were subjugated by the Batswana. The earliest known map of Botswana dates from 1849, drawn by David Livingstone.
Following the Great Trek, Afrikaners from the Cape Colony established themselves on the borders of Botswana in the Transvaal. In 1852 a coalition of Tswana chiefdoms led by Sechele I defeated Afrikaner incursions at the Battle of Dimawe and, after about eight years of intermittent tensions and hostilities, eventually came to a peace agreement in Potchefstroom in 1860. From that point on, the modern-day border between South Africa and Botswana was agreed on, and the Afrikaners and Batswana traded and worked together comparatively peacefully.
In 1884 Batawana, a northern based Tswana clan's cavalry under the command of Kgosi Moremi fought and defeated the Ndebele's invasion of northern Botswana at the Battle of Khutiyabasadi. This blow to the larger invading Ndebele force signalled the start of the collapse of the Ndebele Kingdom in Zimbabwe and helped galvanise Tswana speaking authority of the area now making part of northern Botswana.
Due to newly peaceful conditions, trade thrived between 1860 and 1880. Taking advantage of this were Christian missionaries. The Lutherans and the London Missionary Society both became established in the country by 1856. By 1880, every major village had a resident missionary, and their influence slowly became felt. Khama III (reigned 1875–1923) was the first of the Tswana chiefs to make Christianity a state religion and changed a great deal of Tswana customary law as a result. Christianity became the de facto official religion in all the chiefdoms by World War I.
Colonialism and the Bechuanaland Protectorate
During the Scramble for Africa the territory of Botswana was coveted by both the German Empire and Britain. During the Berlin Conference, Britain decided to annex Botswana in order to safeguard the Road to the North and thus connect the Cape Colony to its territories further north. It unilaterally annexed Tswana territories in January 1885 and then sent the Warren Expedition north to consolidate control over the area and convince the chiefs to accept British overrule. Despite their misgivings, they eventually acquiesced to this fait accompli.
In 1890 areas north of 22 degrees were added to the new Bechuanaland Protectorate. During the 1890s the new territory was divided into eight different reserves, with fairly small amounts of land being left as freehold for white settlers. During the early 1890s, the British government decided to hand over the Bechuanaland Protectorate to the British South Africa Company. This plan, which was well on its way to fruition despite the entreaties of Tswana leaders who toured England in protest, was eventually foiled by the failure of the Jameson Raid in January 1896.
When the Union of South Africa was formed in 1910 from the main British colonies in the region, the High Commission Territories—the Bechuanaland Protectorate, Basutoland (now Lesotho), and Swaziland (now Eswatini)—were not included, but provision was made for their later incorporation. However, the UK began to consult with their inhabitants as to their wishes. Although successive South African governments sought to have the territories transferred to their jurisdiction, the UK kept delaying; subsequently, it never occurred. The election of the Nationalist government in 1948, which instituted apartheid, and South Africa's withdrawal from the Commonwealth in 1961, ended any prospect of the UK or these territories agreeing to incorporation into South Africa.
An expansion of British central authority and the evolution of native government resulted in the 1920 establishment of two advisory councils to represent both Africans and Europeans. The African Council consisted of the eight heads of the Tswana tribes and some elected members. Proclamations in 1934 regulated tribal rule and powers. A European-African advisory council was formed in 1951, and the 1961 constitution established a consultative legislative council.
Independence
In June 1964, the United Kingdom accepted proposals for a democratic self-government in Botswana. An independence conference was held in London in February 1966. The seat of government was moved in 1965 from Mahikeng in South Africa, to the newly established Gaborone, which is located near Botswana's border with South Africa. Based on the 1965 constitution, the country held its first general elections under universal suffrage and gained independence on 30 September 1966. Seretse Khama, a leader in the independence movement and the legitimate claimant to the Ngwato chiefship, was elected as the first president, and subsequently re-elected twice.
Queen Elizabeth II, accompanied by Prince Philip, Duke of Edinburgh and her son Prince Andrew, Duke of York, arrived in Botswana during the fourth-leg tour of Africa on 25–27 July 1979. During their visit, they were greeted by tribal dancers and a 21-gun salute.
Khama died in office in 1980. The presidency passed to the sitting vice-president, Quett Masire, who was elected in his own right in 1984 and re-elected in 1989 and 1994. Masire retired from office in 1998. He was succeeded by Festus Mogae, who was elected in his own right in 1999 and re-elected in 2004. The presidency passed in 2008 to Ian Khama (son of the first president), who had been serving as Mogae's vice-president since resigning his position in 1998 as Commander of the Botswana Defence Force to take up this civilian role. On 1 April 2018 Mokgweetsi Eric Keabetswe Masisi was sworn in as the fifth president of Botswana, succeeding Ian Khama. He represents the Botswana Democratic Party, which has also won a majority in every parliamentary election since independence. All the previous presidents have also represented the same party.
A long-running dispute over the northern border with Namibia's Caprivi Strip was the subject of a ruling by the International Court of Justice in December 1999. It ruled that Kasikili Island belongs to Botswana.
In 2014, the Okavango Delta of Botswana, the largest inland delta in the world, was inscribed as the 1000th World Heritage Site.
In the 1970s, Botswana held a reputation of being one the world's principal producers of diamonds. This reputation has held into the modern day as Botswana's diamond mining industry is among the world's largest. Botswana's Jwaneng mine in particular is the world's richest.
Geography
At Botswana is the world's 48th-largest country. It is similar in size to Madagascar or France. It lies between latitudes 17° and 27° south, and longitudes 20° and 30° east.
Botswana is predominantly flat, tending towards gently rolling tableland. Botswana is dominated by the Kalahari Desert, which covers up to 70% of its land surface. The Okavango Delta, one of the world's largest inland river deltas, is in the north-west. The Makgadikgadi Pan, a large salt pan, lies in the north.
The Limpopo River Basin, the major landform of all of southern Africa, lies partly in Botswana, with the basins of its tributaries, the Notwane, Bonwapitse, Mahalapye, Lotsane, Motloutse and the Shashe, located in the eastern part of the country. The Notwane provides water to the capital through the Gaborone Dam. The Chobe River lies to the north, providing a boundary between Botswana and Namibia's Zambezi Region. The Chobe River meets with the Zambezi River at a place called Kazungula (meaning a small sausage tree, a point where Sebitwane and his Makololo tribe crossed the Zambezi into Zambia).
Biodiversity and conservation
Botswana has diverse areas of wildlife habitat. In addition to the delta and desert areas, there are grasslands and savannas, where blue wildebeest, antelopes, and other mammals and birds are found. Northern Botswana has one of the few remaining large populations of the endangered African wild dog. Chobe National Park, found in the Chobe District, has the world's largest concentration of African elephants. The park covers about and supports about 350 species of birds.
The Chobe National Park and Moremi Game Reserve (in the Okavango Delta) are major tourist destinations. Other reserves include the Central Kalahari Game Reserve located in the Kalahari Desert in Ghanzi District; Makgadikgadi Pans National Park and Nxai Pan National Park are in Central District in the Makgadikgadi Pan. Mashatu Game Reserve is privately owned, located at the confluence of the Shashe and Limpopo Rivers in eastern Botswana. The other privately owned reserve is Mokolodi Nature Reserve near Gaborone. There are also specialised sanctuaries like Khama Rhino Sanctuary (for rhinoceros) and Makgadikgadi Sanctuary (for flamingos). They are both located in Central District.
Botswana faces two major environmental problems, drought and desertification, which are heavily linked. Three-quarters of the country's human and animal populations depend on groundwater due to drought. Groundwater use through deep borehole drilling has somewhat eased the effects of drought. Surface water is scarce in Botswana and less than 5% of the agriculture in the country is sustainable by rainfall. In the remaining 95% of the country, raising livestock is the primary source of rural income. Approximately 71% of the country's land is used for communal grazing, which has been a major cause of the desertification and the accelerating soil erosion of the country.
Since raising livestock has been profitable for the people of Botswana, they continue to exploit the land with dramatically increasing numbers of animals. From 1966 to 1991, the livestock population grew from 1.7 million to 5.5 million. Similarly, the human population has increased from 574,000 in 1971 to 1.5 million in 1995, a 161% increase in 24 years. Over 50% of all households in Botswana own cattle, which is currently the largest single source of rural income. Rangeland degradation or desertification is regarded as the reduction in land productivity as a result of overstocking and overgrazing, or as a result of veld product gathering for commercial use. Degradation is exacerbated by the effects of drought and climate change.
Environmentalists report that the Okavango Delta is drying up due to the increased grazing of livestock. The Okavango Delta is one of the major semi-forested wetlands in Botswana and one of the largest inland deltas in the world; it is a crucial ecosystem to the survival of many animals.
The Department of Forestry and Range Resources has already begun to implement a project to reintroduce indigenous vegetation into communities in Kgalagadi South, Kweneng North and Boteti. Reintroduction of indigenous vegetation will help reduce the degradation of the land. The United States Government has also entered into an agreement with Botswana, giving them US$7 million to reduce Botswana's debt by US$8.3 million. The stipulation of the US reducing Botswana's debt is that Botswana will focus on more extensive conservation of the land. The country had a 2018 Forest Landscape Integrity Index mean score of 9.13/10, ranking it 8th globally out of 172 countries.
The United Nations Development Programme claims that poverty is a major problem behind the overexploitation of resources, including land, in Botswana. To help change this the UNDP joined in with a project started in the southern community of Struizendam in Botswana. The purpose of the project is to draw from "indigenous knowledge and traditional land management systems". The leaders of this movement are supposed to be the people in the community, to draw them in, in turn increasing their possibilities to earn an income and thus decreasing poverty. The UNDP also stated that the government has to effectively implement policies to allow people to manage their own local resources and are giving the government information to help with policy development.
Government and politics
Botswana is a parliamentary republic governed by the Constitution of Botswana, and it is the longest uninterrupted democracy in Africa. Its seat of government is in Gaborone. Botswana's governing institutions were established after it became an independent nation in 1966. Botswana's governmental structure is based on both the Westminster system of the United Kingdom and the tribal governments of the Tswana people. Botswana has a centralised government in which national law supersedes local law. Local laws are developed by local councils and district councils. They are heavily influenced by tribal governments, which are led by the tribe's chief.
The Parliament of Botswana consists of the National Assembly, which serves as the nation's formal legislature, and the Ntlo ya Dikgosi, an advisory body made up of tribal chiefs and other appointed members. Botswana's executive branch is led by the President of Botswana, who serves as both the head of state and head of government. The members of parliament choose the president, and the president then appoints the Vice-President and the members of the Cabinet. The president has significant power in Botswana, and the legislature has little power to check the president once appointed. The judiciary includes the High Court of Botswana, the Court of Appeal, and Magistrates' Courts. Cases are often settled by customary courts with tribal chiefs presiding.
Elections in Botswana are held every five years and overseen by the Independent Electoral Commission (IEC). Botswana operates a multi-party system in which many political parties compete in elections, but it is effectually a dominant-party state in which the Botswana Democratic Party has ruled with a majority government since independence. The nation's elections are recognised as free and fair, but the ruling party has institutional advantages that other parties do not. Factionalism is common within Botswana's political parties, and several groups have formed new parties by splitting from established ones. Since 2019, the Umbrella for Democratic Change has operated as a coalition of opposition parties. The most recent election was held in 2019, with the Botswana Democratic Party maintaining its majority and Mokgweetsi Masisi being re-elected president.
In Botswana's early years, its politics were managed by President Seretse Khama and Vice-President (later president) Quett Masire. Since the Kgabo Commission in 1991, factionalism and political rivalries have dominated Batswana politics. The Barata-Phathi faction was led by Peter Mmusi, Daniel Kwelagobe, and Ponatshego Kedikilwe, while the A-Team faction was led by Mompati Merafhe and Jacob Nkate. When Festus Mogae and Ian Khama became president and vice-president, respectively, they aligned with the A-Team. Khama effectively expelled the A-Team from the party in 2010 after he became president. A new rivalry formed in 2018 when Khama's chosen successor, Mokgweetsi Masisi, became president. He opposed Khama, and the two formed a political rivalry that looms over Batswana politics in the 2020s.
Foreign relations and military
At the time of independence, Botswana had no armed forces. It was only after the Rhodesian and South African armies attacked the Zimbabwe People's Revolutionary Army and Umkhonto we Sizwe bases respectively that the Botswana Defence Force (BDF) was formed in 1977. The president is commander-in-chief of the armed forces and appoints a defence council and the BDF currently consists of roughly 60,000 servicemen. In 2019, Botswana signed the UN treaty on the Prohibition of Nuclear Weapons.
Following political changes in South Africa and the region, the BDF's missions have increasingly focused on prevention of poaching, preparing for disasters, and foreign peacekeeping. The United States has been the largest single foreign contributor to the development of the BDF, and a large segment of its officer corps have received U.S. training. The Botswana government gave the United States permission to explore the possibility of establishing an Africa Command (AFRICOM) base in the country.
Human rights
Many of the indigenous San people have been forcibly relocated from their land to reservations. To make them relocate, they were denied access to water on their land and faced arrest if they hunted, which was their primary source of food. Their lands lie in the middle of the world's richest diamond field. Officially, the government denies that there is any link to mining and claims the relocation is to preserve the wildlife and ecosystem, even though the San people have lived sustainably on the land for millennia. On the reservations they struggle to find employment, and alcoholism is rampant.
On 24 August 2018 the UN Special Rapporteur on Minorities, Fernand de Varennes, issued a statement calling on Botswana "to step up efforts to recognise and protect the rights of minorities in relation to public services, land and resource use and the use of minority languages in education and other critical areas."
Botswana was ranked as a "flawed democracy" and 30th out of 167 states in the 2021 Democracy Index (The Economist), higher than Italy and Belgium, and just below the Czech Republic. This was the second highest rating in Africa, and highest ranking in continental Africa (only the offshore island nation of Mauritius bested its ranking). According to 2023 V-Dem Democracy indices Botswana ranks as 75th electoral democracy worldwide and 12th electoral democracy in Africa. According to Transparency International, Botswana is the least corrupt country in Africa and ranks just below Portugal and South Korea.
Until June 2019, homosexual acts were illegal in Botswana. A Botswana High Court decision of 11 June of that year struck down provisions in the Criminal Code that punished "carnal knowledge of any person against the order of nature" and "acts of gross indecency", making Botswana one of twenty-two African countries that have either decriminalised or legalised homosexual acts.
Capital punishment is a legal penalty for murder in Botswana, and executions are carried out by hanging.
The Botswana Centre for Human Rights, Ditshwanelo, was established in 1993.
Administrative divisions
Botswana's ten districts are:
Southern District
South-East District
Kweneng District
Kgatleng District
Central District
North-East District
Ngamiland District
Kgalagadi District
Chobe District
Ghanzi District
Botswana's councils created from urban or town councils are: Gaborone City, Francistown, Lobatse Town, Selebi-Phikwe Town, Jwaneng Town, Orapa Town and Sowa Township.
Economy
Since independence, Botswana has had one of the fastest growth rates in per capita income in the world. Botswana has transformed itself from one of the poorest countries in the world to an upper middle-income country. GDP per capita grew from $1,344 in 1950 to $15,015 in 2016. Although Botswana was resource-abundant, a good institutional framework allowed the country to reinvest resource-income in order to generate stable future income. By one estimate, it has the fourth highest gross national income at purchasing power parity in Africa, giving it a standard of living around that of Mexico.
The Ministry of Trade and Industry of Botswana is responsible for promoting business development throughout the country. According to the International Monetary Fund, economic growth averaged over 9% per year from 1966 to 1999. Botswana has a high level of economic freedom compared to other African countries. The government has maintained a sound fiscal policy, despite consecutive budget deficits in 2002 and 2003, and a negligible level of foreign debt. It earned the highest sovereign credit rating in Africa and has stockpiled foreign exchange reserves (over $7 billion in 2005/2006) amounting to almost two and a half years of current imports.
The constitution provides for an independent judiciary, and the government respects this in practice. The legal system is sufficient to conduct secure commercial dealings, although a serious and growing backlog of cases prevents timely trials. The protection of intellectual property rights has improved significantly. Botswana is ranked second only to South Africa among sub-Saharan Africa countries in the 2014 International Property Rights Index.
While generally open to foreign participation in its economy, Botswana reserves some sectors for citizens. Increased foreign investment plays a significant role in the privatisation of state-owned enterprises. Investment regulations are transparent, and bureaucratic procedures are streamlined and open, although somewhat slow. Investment returns such as profits and dividends, debt service, capital gains, returns on intellectual property, royalties, franchise's fees, and service fees can be repatriated without limits.
Botswana imports refined petroleum products and electricity from South Africa. There is some domestic production of electricity from coal.
Energy
Transport
During SONA 2020 summit it was announced that Botswana has a network of roads, of varied quality and capacity, totalling about . Of these, are paved (this is including of motorways. The remaining worth are unpaved. Road distances are shown in kilometers and speed limits are indicated in kilometers per hour (kph) or by the use of the national speed limit (NSL) symbol. Some vehicle categories have various lower maximum limits enforced by speed limits, for example trucks.
Finance
An array of financial institutions populates the country's financial system, with pension funds and commercial banks being the two most important segments by asset size. Banks remain profitable, well-capitalised, and liquid, as a result of growing national resources and high interest rates. The Bank of Botswana serves as a central bank. The country's currency is the Botswana pula.
Botswana's competitive banking system is one of Africa's most advanced. Generally adhering to global standards in the transparency of financial policies and banking supervision, the financial sector provides ample access to credit for entrepreneurs. The Capital Bank opened in 2008. , there are a dozen licensed banks in the country. The government is involved in banking through state-owned financial institutions and a special financial incentives programme that is aimed at increasing Botswana's status as a financial centre. Credit is allocated on market terms, although the government provides subsidised loans. Reform of non-bank financial institutions has continued in recent years, notably through the establishment of a single financial regulatory agency that provides more effective supervision. The government has abolished exchange controls, and with the resulting creation of new portfolio investment options, the Botswana Stock Exchange is growing.
Gemstones and precious metals
In Botswana, the Department of Mines and Mineral Resources, Green Technology and Energy Security led by Hon Sadique Kebonang in Gaborone, maintains data regarding mining throughout the country. Debswana, the largest diamond mining company operating in Botswana, is 50% owned by the government. The mineral industry provides about 40% of all government revenues. In 2007, significant quantities of uranium were discovered, and mining was projected to begin by 2010. Several international mining corporations have established regional headquarters in Botswana, and prospected for diamonds, gold, uranium, copper, and even oil, many coming back with positive results. Government announced in early 2009 that they would try to shift their economic dependence on diamonds, over serious concern that diamonds are predicted to dry out in Botswana over the next twenty years.
Botswana's Orapa mine is the largest diamond mine in the world in terms of value and quantity of carats produced annually. Estimated to have produced over 11 million carats in 2013, with an average price of $145/carat, the Orapa mine was estimated to produce over $1.6 billion worth of diamonds in 2013.
Creative industries
Increasing importance is being given to the economic contribution of the creative industries to national economies. The United Nations Conference on Trade and Development (UNCTAD) recompiles statistics about the export and import of goods and services related to the creative industries. The World Intellectual Property Organization (WIPO) has assisted in the preparation of national studies measuring the size of over 50 copyright industries around the world. According to the WIPO compiled data, the national contribution of creative industries varies from 2% to 11% depending on the country.
Using the WIPO-framework, the Companies and Intellectual Property Authority(CIPA) and the Botswana Institute for Development Policy Analysis were published by a sector-specific study in 2019. In 2016, copyright industries contributed 5.46% to value-added and 2.66% to the total labour force, 1.28% to exports, and 3.47% to imports.
Demographics
As of 2012, the Tswana are the majority ethnic group in Botswana, making up approximately 79% of the population, followed by Kalanga at 11% and the San (Basarwa) at 3%. The remaining 7% is made up of White Batswana/European Batswana, Indians, and a number of other smaller Southern African ethnic groups.
Native groups include the Bayei, Bambukushu, Basubia, Baherero and Bakgalagadi. The Indian minority is made up of both recent migrants and descendants of Indian migrants who arrived from Mozambique, Kenya, Tanzania, Mauritius and South Africa.
Since 2000, because of deteriorating economic conditions in Zimbabwe, the number of Zimbabweans in Botswana has risen into the tens of thousands. Fewer than 10,000 San people are still living their traditional hunter-gatherer way of life. Since the mid-1990s the central government of Botswana has been trying to move San out of their historic lands.
James Anaya, as the Special Rapporteur on the situation of human rights and fundamental freedoms of indigenous people for the United Nations in 2010, described loss of land as a major contributor to many of the problems facing Botswana's indigenous people, citing the San's eviction from the Central Kalahari Game Reserve (CKGR) as a special example. Among Anaya's recommendations in a report to the United Nations Human Rights Council was that development programs should promote, in consultation with indigenous communities such as the San and Bakgalagadi people, activities in harmony with the culture of those communities such as traditional hunting and gathering activities.
Languages
The official language of Botswana is English, while Setswana is widely spoken across the country. In Setswana, prefixes are more important than they are in many other languages, since Setswana is a Bantu language and has noun classes denoted by these prefixes. They include Bo, which refers to the country, Ba, which refers to the people, Mo, which is one person, and Se which is the language. For example, the main ethnic group of Botswana is the Tswana people, hence the name Botswana for its country. The people as a whole are Batswana, one person is a Motswana, and the language they speak is Setswana.
Other languages spoken in Botswana include Kalanga (Sekalanga), Sarwa (Sesarwa), Ndebele, Kgalagadi, Tswapong, !Xóõ, Yeyi, and, in some parts, Afrikaans.
Religion
An estimated 77% of the country's citizens identify as Christians. Anglicans, Methodists, and the United Congregational Church of Southern Africa make up the majority of Christians. There are also congregations of Lutherans, Baptists, Roman Catholics, The Church of Jesus Christ of Latter-day Saints, the Dutch Reformed Church, Mennonites, Seventh-day Adventists, Jehovah's Witnesses and Serbian Orthodox in the country. According to the 2001 census, the nation has around 5,000 Muslims (mainly from South Asia), 3,000 Hindus, and 700 of the Baháʼí Faith. Approximately 20% of citizens identify with no religion.
Culture
Literature and cinema
Botswana literature belongs somewhere in the strong African literary writing circles. African literature is known for its consciousness and didactic writing styles. Writing as an art form has existed in Botswana for a long while, from the rock painting era — especially in the Tsodilo Hills, known to be 20,000 years old — to the present day, with the movie production of The No.1 Ladies Detective Agency, based on a series of more than 20 novels set in Botswana.
[[File:Unity Dow - PopTech 2011 - Camden Maine USA (cropped).jpg|thumb|left|Unity Dow, author of Far and Beyon''', The Screaming of the Innocent, and Heavens May Fall]]
In recent times and to date Botswana has seen a remarkable appearance of distinguished writers whose genres range from historical, political and witty story writing. Prominent amongst these are the South African-born Bessie Head, who settled in Serowe; Andrew Sesinyi; Barolong Seboni (whose works include Images of the Sun, Screams and Pleas, Lovesongs, Windsongs of the Kgalagadi and Lighting the Fire, and several other publications that include a play, Sechele I, and Setswana Riddles Translated into English); Unity Dow, Galesiti Baruti; Caitlin Davies; Lauri Kubuetsile; Albert Malikongwa; Toro Mositi; and Moteane Melamu.
Most of Bessie Head's important works are set in Serowe. When Rain Clouds Gather (1968), Maru (1971), and A Question of Power (1973) all have this setting. The three are also autobiographical; When Rain Clouds Gather is based on her experience living on a development farm, Maru incorporates her experience of being considered racially inferior, and A Question of Power draws on her understanding of what it was like to experience acute psychological distress. Head also published a number of short stories, including the collection The Collector of Treasures (1977). She published a book on the history of Serowe, Serowe: Village of the Rainwind. Her last novel, A Bewitched Crossroad (1984), is historical, set in 19th-century Botswana. She had also written a story of two prophets, one wealthy and one who lived poorly, called Jacob: The Faith-Healing Priest."Bessie Amelia Head, SA novelist dies", South African History Online, 17 April 1986.
The 1981 comedy The Gods Must Be Crazy was set in Botswana and became a major international hit; 2000's Disney production Whispers: An Elephant's Tale was filmed in Botswana. In 2009, parts of M. Saravanan's Tamil-language Indian action film Ayan were filmed in Botswana.
The critically acclaimed A United Kingdom, about the real-life love story of Seretse Khama and Ruth Williams, was filmed partly between Botswana and London, and was released internationally in 2016.
Media
There are six television stations in Botswana, one of which is state-owned (Botswana TV), along with Now TV, Khuduga HD, Maru TV, Access TV and EBotswana. There are five local radio stations (RB1, RB2, Duma FM, Gabz FM, and Yarona FM) and thirteen newspapers (Mmegi, Sunday Standard, The Telegraph, Business Weekly, The Botswana Gazette, The Voice, The Guardian, Echo, Botswana People's Daily, DailyNews, Tswana Times, Weekend Post, and The Monitor) that publish regularly.
Music
Botswana's music is mostly vocal and performed, sometimes without drums depending on the occasion; it also makes heavy use of string instruments. Botswana folk music has instruments such as setinkane (a sort of miniature piano), segankure/segaba (a Botswanan version of the Chinese instrument erhu), moropa (meropa -plural) (many varieties of drums), phala (a whistle used mostly during celebrations, which comes in a variety of forms). Botswanan cultural musical instruments are not confined only to the strings or drums. The hands are used as musical instruments too, by either clapping them together or against (goat skin turned inside out wrapped around the calf area, only used by men) to create music and rhythm. For the last few decades, the guitar has been celebrated as a versatile music instrument for Tswana music as it offers a variety in string which the segaba instrument does not have. The national anthem is "Fatshe leno la rona". Written and composed by Kgalemang Tumediso Motsete, it was adopted upon independence in 1966.
Visual arts
In the northern part of Botswana, women in the villages of Etsha and Gumare are noted for their skill at crafting baskets from Mokola Palm and local dyes. The baskets are generally woven into three types: large, lidded baskets used for storage, large, open baskets for carrying objects on the head or for winnowing threshed grain, and smaller plates for winnowing pounded grain. The artistry of these baskets is being steadily enhanced through colour use and improved designs as they are increasingly produced for international markets.
The oldest paintings from both Botswana and South Africa depict hunting, animal and human figures, and were made by the Khoisan (!Kung San/Bushmen) over twenty thousand years ago within the Kalahari Desert.
Food
The cuisine of Botswana mostly includes meat as Botswana is a cattle country. The national dish is seswaa, pounded meat made from goat meat or beef, Segwapa dried, cured meat ranging from beef to game meats & the cut may also vary, either fillets of meat cut into strips following the grain of the muscle, or flat pieces sliced across the grain. Botswana's cuisine shares some characteristics with other cuisine of Southern Africa.
Examples of Botswana food are: Bogobe, pap (maize porridge), boerewors, samp, Magwinya (fried dough bread) and mopane worms. Porridge (bogobe) is made by putting sorghum, maize, or millet flour into boiling water, stirring into a soft paste, and cooking it slowly. A dish called ting is made when the sorghum or maize is fermented and milk and sugar added. Without the milk and sugar, ting is sometimes eaten with meat or vegetables as lunch or dinner. Another way of making bogobe is to add sour milk and a cooking melon (lerotse). This dish is called tophi by the Kalanga tribe. Madila is a traditional fermented milk product similar to yogurt or sour cream.
Many different kinds of beans are grown, including cowpeas, ditloo, and letlhodi. Some vegetables grow in the wild and are available seasonally including thepe and Delele (okra). Many fruits are locally available, including marula. Watermelons, believed to have come originally from Botswana, are plentiful in season. Another kind of melon, called lerotse or lekatane, is also grown. Some kinds of wild melon found in sandy desert areas are an important food and water source for the people who live in those areas. Kgalagadi Breweries Limited produces the national beer, St. Louis Lager, Botswana's first and only local beer brand that has also been a part of Botswana's rich history since 1989, and non-alcoholic beverage Keone Mooka Mageu, a traditional fermented porridge.
Sports
Football is the most popular sport in Botswana, with qualification for the 2012 Africa Cup of Nations being the national team's highest achievement to date. Other popular sports are softball, cricket, tennis, rugby, badminton, handball, golf, and track and field. Botswana is an associate member of the International Cricket Council. Botswana became a member of The International Badminton Federation and Africa Badminton Federation in 1991. The Botswana Golf Union has an amateur golf league in which golfers compete in tournaments and championships. Botswana won the country's first Olympic medal in 2012 when runner Nijel Amos won silver in the 800 metres. In 2011, Amantle Montsho became world champion in the 400 metres and won Botswana's first athletics medal at the world level. High jumper Kabelo Kgosiemang is a three-time African champion, Isaac Makwala is a sprinter who specialises in the 400 metres, he was the gold medalist at the Commonwealth Games in 2018, Baboloki Thebe was a silver medalist in the 200 metres at the 2014 Summer Youth Olympics and reached the semi-finals at the 2014 World Junior Championships in Athletics, and Ross Branch Ross, a motor-biker, holds the number one plate in the South African Cross Country Championship and has competed at the Dakar Rally. Letsile Tebogo set the world junior record in the 100 metres with a time of 9.94 at the 2022 World Athletics Championships.
On 7 August 2021 Botswana won the bronze medal in the Men's 4 × 400 metres relay at the Olympics in Tokyo.
The card game bridge has a strong following; it was first played in Botswana around 40 years ago, and it grew in popularity during the 1980s. Many British expatriate school teachers informally taught the game in Botswana's secondary schools. The Botswana Bridge Federation (BBF) was founded in 1988 and continues to organise tournaments. Bridge has remained popular and the BBF has over 800 members. In 2007, the BBF invited the English Bridge Union to host a week-long teaching programme in May 2008.
Education
Botswana has made great strides in educational development since independence in 1966. At that time there were very few graduates in the country and only a very small percentage of the population attended secondary school. Botswana increased its adult literacy rate from 69% in 1991 to 83% in 2008. Among sub-Saharan African countries, Botswana has one of the highest literacy rates. According to The World Factbook - Central Intelligence Agency as of 2015, 88.5% of the population age 15 and over could read and write and were respectively literate.
With the discovery of diamonds and the increase in government revenue that this brought, there was a huge increase in educational provision in the country. All students were guaranteed ten years of basic education, leading to a Junior Certificate qualification. Approximately half of the school population attends a further two years of secondary schooling leading to the award of the Botswana General Certificate of Secondary Education (BGCSE). Secondary education in Botswana is neither free nor compulsory.
After leaving school, students can attend one of the seven technical colleges in the country, or take vocational training courses in teaching or nursing. Students enter the University of Botswana, Botswana University of Agriculture and Natural Resources, Botswana International University of Science and Technology and the Botswana Accountancy College in Gaborone. Many other students end up in the numerous private tertiary education colleges around the country. Notable among these is Botho University, the country's first private university which offers undergraduate programs in Accounting, Business and Computing. Another international university is the Limkokwing University of Creative Technology which offers various associate degrees in Creative Arts. Other tertiary institutions include Ba Isago, ABM University College the largest school of business and management, New Era, Gaborone Institute of Professional Studies, Gaborone University College of Law And Professional Studies etc. Tremendous strides in providing quality education have been made by private education providers such that a large number of the best students in the country are now applying to them as well. A vast majority of these students are government sponsored. The nation's second international university, the Botswana International University of Science and Technology, was completed in Palapye in 2011.
The quantitative gains have not always been matched by qualitative ones. Primary schools in particular still lack resources, and the teachers are less well paid than their secondary school colleagues. The Botswana Ministry of Education is working to establish libraries in primary schools in partnership with the African Library Project. The Government of Botswana hopes that by investing a large part of national income in education, the country will become less dependent on diamonds for its economic survival, and less dependent on expatriates for its skilled workers. Those objectives are in part pursued through policies in favour of vocational education, gathered within the NPVET (National Policy on Vocational Education and Training), aiming to "integrate the different types of vocational education and training into one comprehensive system". Botswana invests 21% of its government spending in education.
In January 2006, Botswana announced the reintroduction of school fees after two decades of free state education though the government still provides full scholarships with living expenses to any Botswana citizen in university, either at the University of Botswana or if the student wishes to pursue an education in any field not offered locally, they are provided with a full scholarship to study abroad.
Science and technology
Botswana is planning to use science and technology to diversify its economy and thereby reduce its dependence on diamond mining. To this end, the government has set up six hubs since 2008, in the agriculture, diamonds, innovation, transport, health and education sectors.
Botswana published its updated National Policy on Research, Science and Technology in 2011, within a UNESCO project sponsored by the Spanish Agency for International Cooperation and Development (AECID). This policy aims to take up the challenges of rapid technological evolution, globalisation and the achievement of the national development goals formulated in high-level strategic documents that include Botswana's Tenth National Development Plan to 2016 and Vision 2016.
The National Policy on Research, Science, Technology and Innovation (2011) fixes the target of raising gross domestic expenditure on research and development (R&D) from 0.26% of GDP in 2012 to over 2% of GDP by 2016. This target can only be reached within the specified time frame by raising public spending on R&D.
Despite the modest level of financial investment in research, Botswana counts one of the highest researcher densities in sub-Saharan Africa: 344 per million inhabitants (in head counts), compared to an average of 91 per million inhabitants for the subcontinent in 2013. Botswana was ranked 85th in the Global Innovation Index in 2023.
In 2009, Botswana-based company Deaftronics launched a solar-powered hearing aid after six years of prototype development. Since then, Deaftronics has sold over 10,000 of the hearing aids. Priced at $200 per unit, each hearing aid includes four rechargeable batteries (lasting up to three years) and a solar charger for them. The product is inexpensive compared to many similar devices, that can start from around $600.
In 2011, Botswana's Department of Agricultural Research (DAR) unveiled Musi cattle, designed to ultimately optimise the overall efficiency for beef production under Botswana conditions. A hybrid of Tswana, Bonsmara, Brahman, Tuli and Simmental breeds, it is hoped that the composite will lead to increased beef production. The objective of the research was to find a genetic material that could perform like cross-breeds already found in Botswana and well above the indigenous Tswana breed while retaining the hardiness and adaptability of the native stock in one package.
In 2016, the Botswana Institute of Technology Research and Innovation (BITRI) developed a rapid testing kit for foot-and-mouth disease in collaboration with the Botswana Vaccine Institute and Canadian Food Inspection Agency. The existing diagnostic methods required highly trained laboratory personnel and special equipment, which caused delays in the implementation of control procedures; whereas the kit developed in Botswana allows for on-site diagnosis to be made.
The Square Kilometre Array (SKA) (MeerKAT) will consist of thousands of dishes and antennas spread over large distances linked together to form one giant telescope. Additional dishes will be located in eight other African countries Botswana among them. Botswana was selected to participate because of its ideal location in the southern hemisphere and environment, which could enable easier data collection from the universe. Botswana government has built SKA precursor telescope at Kgale View, called the African Very Long Base Line Interferometry Network (AVN) & sent student on Astronomy scholarships.
Botswana launched its own 3-year programme to build & launch a Micro Satellite (CubeSat) Botswana Satellite Technology (Sat-1 Project) in Gaborone on 18 December 2020. The development of the satellite will be led by Botswana International University of Science and Technology (BIUST) with technical support from University of Oulu in Finland and Loon, a giant leap forward in the realisation of Botswana's ambition to become a technologically driven economy. The satellite, which will be used for earth observation, will generate data for smart farming and real-time virtual tourism. Furthermore, it will help us predict and forecast harvest time through the use of robotics and automated technology.
In the IT sector in 2016 a firm, Almaz, opened a first-of-its-kind computer assembly company. Ditec, a Botswana company, also customises, designs and manufactures mobile phones. Ditec is one of the leading experts in design, development and customisation of Microsoft powered devices.
On 19 November 2021 scientists at the Botswana Harvard HIV Reference Laboratory (BHHRL) first discovered the variant Omicron subsequently designated B.1.1.529, and then named "Omicron" becoming the first country in the world to discover the variant. Since early 2021, they have genome-sequenced some 2,300 positive SARS-CoV-2 virus samples. According to Dr Gaseitsiwe, Botswana's genome sequence submissions to GISAID are among the highest in the African region on a per capita basis, on a par with its well-resourced neighbour South Africa. Botswana Harvard AIDS Institute Partnership (BHP) was built in 2003, two years after the umbrella organisation opened the BHHRL, its purpose-built HIV research lab and one of the first on the continent.
Infrastructure
Botswana has of railway lines, of roads, and 92 airports, of which 12 have paved runways. The paved road network has almost entirely been constructed since independence in 1966. The national airline is Air Botswana, which flies domestically and to other countries in Africa. Botswana Railways is the national railway company, which forms a crucial link in the Southern African regional railway system. Botswana Railways offers rail-based transport facilities for moving a range of commodities for the mining sector and primary industries, as well as passenger-train services and dry ports.
In terms of power infrastructure in Botswana, the country produces coal for electricity and oil is imported into the country. Recently, the country has taken a large interest in renewable energy sources and has completed a comprehensive strategy that will attract investors in the wind, solar and biomass renewable energy industries. Botswana's power stations include Morupule B Power Station (600 MW), Morupule A Power Station (132 MW), Orapa Power Station (90 MW), Phakalane Power Station (1.3 MW) and Mmamabula Power Station (300 MW), which is expected to be online in the near future.
A 200 MW solar power plant is at the planning and design stage by Ministry of Mineral Resources, Green Technology and Energy Security..
Health
Health industry
The Ministry of Health in Botswana is responsible for overseeing the quality and distribution of healthcare throughout the country. Life expectancy at birth was 55 in 2009 according to the World Bank, having previously fallen from a peak of 64.1 in 1990 to a low of 49 in 2002. After Botswana's 2011 census, current life expectancy is estimated at 54.06 years.
The Cancer Association of Botswana is a voluntary non-governmental organisation. The association is a member of the Union for International Cancer Control. The Association supplements existing services through provision of cancer prevention and health awareness programs, facilitating access to health services for cancer patients and offering support and counseling to those affected.
HIV/AIDS epidemic
Like elsewhere in Sub-Saharan Africa, the economic impact of AIDS is considerable. Economic development spending was cut by 10% in 2002–3 as a result of recurring budget deficits and rising expenditure on healthcare services. Botswana has been hit very hard by the AIDS pandemic; in 2006 it was estimated that life expectancy at birth had dropped from 65 to 35 years. However, after Botswana's 2011 census current life expectancy is estimated at 54.06 years. However the graph here shows over 65 years, therefore there is conflicting information about life expectancy.
The prevalence of HIV/AIDS in Botswana was estimated at 25.4% for adults aged 15–49 in 2009 and 21.9% in 2013, exceeded by Lesotho and Eswatini in sub-Saharan African nations. This places Botswana at the third highest prevalence in the world, in 2013, while "leading the way in prevention and treatment programmes". In 2003, the government began a comprehensive programme involving free or cheap generic antiretroviral drugs as well as an information campaign designed to stop the spread of the virus; in 2013, over 40% of adults in Botswana had access to antiretroviral therapy. In the age group of 15–19 years old, prevalence was estimated at 6% for females and 3.5% for males in 2013, and for the 20–24 age group, 15% for females and 5% for males. Botswana is one of 21 priority countries identified by the UN AIDS group in 2011 in the Global Plan to eliminate new HIV infections among children and to keep their mothers alive. From 2009 to 2013, the country saw a decrease over 50% in new HIV infections in children. A further measure of the success, or reason for hope, in dealing with HIV in Botswana, is that less than 10% of pregnant HIV-infected women were not receiving antiretroviral medications in 2013, with a corresponding large decrease (over 50%) in the number of new HIV infections in children under 5. Among the UN Global Plan countries, people living with HIV in Botswana have the highest percentage receiving antiretroviral treatment: about 75% for adults (age 15+) and about 98% for children.
With a nationwide Prevention of Mother-to-Child Transmission program, Botswana has reduced HIV transmission from infected mothers to their children from about 40% to just 4%. Under the leadership of Festus Mogae, the Government of Botswana solicited outside help in fighting HIV/AIDS and received early support from the Bill and Melinda Gates Foundation, the Merck Foundation, and together formed the African Comprehensive HIV/AIDS Partnership (ACHAP). Other early partners include the Botswana-Harvard AIDS Institute, of the Harvard School of Public Health and the Botswana-UPenn Partnership of the University of Pennsylvania. According to the 2011 UNAIDS Report, universal access to treatment – defined as 80% coverage or greater – has been achieved in Botswana.
Tourism
The Botswana Tourism Organisation is the country's official tourism group. Primarily, tourists visit Gaborone due to the city having numerous activities for visitors. The Lion Park Resort is Botswana's first permanent amusement park and hosts events such as birthday parties for families. Other destinations in Botswana include the Gaborone Yacht Club and the Kalahari Fishing Club and natural attractions such as the Gaborone Dam and Mokolodi Nature Reserve. There are golf courses which are maintained by the Botswana Golf Union (BGU). The Phakalane Golf Estate is a multi-million-dollar clubhouse that offers both hotel accommodations and access to golf courses.
Museums in Botswana include:
Botswana National Museum in Gaborone
Kgosi Bathoen II (Segopotso) Museum in Kanye
Kgosi Sechele I Museum in Molepolole
Khama III Memorial Museum in Serowe
Nhabe Museum in Maun
Phuthadikobo Museum in Mochudi
Supa Ngwano Museum Centre in Francistown
See also
Outline of Botswana
List of Botswana-related topics
Notes
References
Citations
Bibliography
General sources
Further reading
Charles, Thalefang (2016). Botswana's Top50 Ultimate Experiences. Mmegi Publishing House. .
Colclough, Christopher and Stephen McCarthy. The Political Economy of Botswana: A Study of Growth and Income Distribution (Oxford University Press, 1980)
Edge, Wayne A. and Mogopodi H. Lekorwe eds. Botswana: Politics and Society (Pretoria: J.L. van Schaik, 1998)
Tlou, Thomas, and Alec C. Campbell. History of Botswana (Macmillan Botswana, 1984)
External links
Botswana. The World Factbook''. Central Intelligence Agency.
Botswana from UCB Libraries GovPubs
Botswana from the BBC News
Key Development Forecasts for Botswana from International Futures
Government Directory for Botswana
Southern African countries
Countries and territories where English is an official language
Landlocked countries
Member states of the African Union
Member states of the Commonwealth of Nations
States and territories established in 1966
Member states of the United Nations
Republics in the Commonwealth of Nations
1966 establishments in Botswana
Countries in Africa
Former least developed countries |
3466 | https://en.wikipedia.org/wiki/Brunei | Brunei | Brunei ( , ), formally Brunei Darussalam (, Jawi: , ), is a country in Southeast Asia, situated on the northern coast of the island of Borneo. Apart from its coastline on the South China Sea, it is completely surrounded by the Malaysian state of Sarawak, with its territory bifurcated by the Sarawak district of Limbang. Brunei is the only sovereign state entirely on Borneo; the remainder of the island is divided between Malaysia and Indonesia. the country had a population of 460,345, of whom approximately 100,000 resided in the capital and largest city Bandar Seri Begawan. The government of Brunei is an absolute monarchy ruled by the Sultan of Brunei, and it implements a fusion of English common law and jurisprudence inspired by Islam, including sharia.
At the Bruneian Empire's peak during the reign of Sultan Bolkiah (1485–1528), the state is claimed to have had control over the most of Borneo, including modern-day Sarawak and Sabah, as well as the Sulu archipelago and the islands off the northwestern tip of Borneo. There are also claims to its historical control over Seludong, the site of the modern Philippine capital of Manila, but Southeast Asian scholars believe the name of the location in question is actually in reference to Mount Selurong, in Indonesia. The maritime state of Brunei was visited by the surviving crew of the Magellan Expedition in 1521, and in 1578 it fought against Spain in the Castilian War.
During the 19th century, the Bruneian Empire began to decline. The Sultanate ceded Sarawak (Kuching) to James Brooke and installed him as the White Rajah, and it ceded Sabah to the British North Borneo Chartered Company. In 1888, Brunei became a British protectorate and was assigned a British resident as colonial manager in 1906. After the Japanese occupation during World War II, a new constitution was written in 1959. In 1962, a small armed rebellion against the monarchy was ended with British assistance. The country gained its full independence from Britain on 1 January 1984.
Brunei has been led by Sultan Hassanal Bolkiah since 1967. The country's wealth derives from its extensive petroleum and natural gas fields. Economic growth during the 1990s and 2000s has transformed Brunei into an industrialised country, with the GDP increasing 56% between 1999 and 2008. Brunei has the second-highest Human Development Index among Southeast Asian states, trailing only Singapore. According to the International Monetary Fund (IMF), Brunei is ranked fifth in the world by gross domestic product per capita at purchasing power parity. The IMF estimated in 2011 that Brunei was one of two countries (the other being Libya) with a public debt to national GDP ratio of 0%.
Etymology
According to local historiography, Brunei was founded by Awang Alak Betatar, later to be Sultan Muhammad Shah, reigning around AD 1400. He moved from Garang in the Temburong District to the Brunei River estuary, discovering Brunei. According to legend, upon landing he exclaimed, Baru nah (loosely translated as "that's it!" or "there"), from which the name "Brunei" was derived. He was the first Muslim ruler of Brunei. Before the rise of the Bruneian Empire under the Muslim Bolkiah Dynasty, Brunei is believed to have been under Buddhist rulers.
It was renamed "Barunai" in the 14th century, possibly influenced by the Sanskrit word "" (), meaning "seafarers". The word "Borneo" is of the same origin. In the country's full name, , () means "abode of peace", while means "country" in Malay. A shortened version of the Malay official name, "Brunei Darussalam", has also entered common usage, particularly in official contexts, and is present in the United Nations Group of Experts on Geographical Names geographical database, as well as the official ASEAN and Commonwealth listings.
The earliest recorded documentation by the West about Brunei is by an Italian known as Ludovico di Varthema. On his documentation back to 1550;
History
Early history
Areas comprising what is now Brunei participated in the Maritime Jade Road, as ascertained by archeological research. The trading network existed for 3,000 years, between 2000 BC to 1000 AD. The settlement known as Vijayapura was a vassal-state to the Buddhist Srivijaya empire and was thought to be located in Borneo's Northwest which flourished in the 7th Century. This alternative Srivijaya referring to Brunei, was known to Arabic sources as "Sribuza". The Arabic author Al Ya'akubi writing in 800 recorded that the kingdom of Musa (Muja, which is old Brunei) was in alliance with the kingdom of Mayd (Either Ma-i or Madja-as in the Philippines), against the Chinese Empire which they waged war against. In the aftermath of the Indian Chola invasion of Srivijaya, Datu Puti lead some dissident datus from Sumatra and Borneo in a rebellion against Rajah Makatunao who was a Chola appointed local Rajah or the descendant of Seri Maharajah (In Chinese records). The dissidents and their retinue tried to revive Srivijaya in a new country called Madja-as in the Visayas (an island archipelago named after Srivijaya) in the Philippines. After the 10 Datus established many towns in Panay and Southern Luzon, according to Augustinian Friar Rev. Fr. Santaren recording in the Spanish era of this Pre-Spanish legendary history, that Datu Macatunao or Rajah Makatunao who was the "sultan of the Moros," and a relative of Datu Puti who seized the properties and riches of the ten datus was eventually killed by the warriors named Labaodungon and Paybare, after learning of this injustice from their father-in-law Paiburong, sailed to Odtojan in Borneo where Makatunaw ruled. The warriors sacked the city, killed Makatunaw and his family, retrieved the stolen properties of the 10 datus, enslaved the remaining population of Odtojan, and sailed back to Panay. Labaw Donggon and his wife, Ojaytanayon, later settled in a place called Moroboro. One of the earliest Chinese records of an independent kingdom in Borneo is the 977 AD letter to the Chinese emperor from the ruler of Boni, which some scholars believe to refer to Borneo. The Bruneians regained their independence from Srivijaya due to the onset of a Javanese-Sumatran war. In 1225, the Chinese official Zhao Rukuo reported that Boni had 100 warships to protect its trade, and that there was great wealth in the kingdom. Marco Polo suggested in his memoirs that the Great Khan or the ruler of the Mongol Empire, attempted and failed many times in invading "Great Java" which was the European name for Bruneian controlled Borneo. In the 1300s the Chinese annals, Nanhai zhi, reported that Brunei invaded or administered Sarawak and Sabah as well as the Philippine kingdoms of Butuan, Sulu, Ma-i (Mindoro), Malilu 麻裏蘆 (present-day Manila), Shahuchong 沙胡重 (present-day Siocon or Zamboanga), Yachen 啞陳 Oton (Part of the Madja-as Kedatuan), and 文杜陵 Wenduling (present-day Mindanao), which would regain their independence at a later date.
In the 14th century, the Javanese manuscript Nagarakretagama, written by Prapanca in 1365, mentioned Barune as the constituent state of Hindu Majapahit, which had to make an annual tribute of 40 katis of camphor. In 1369, Sulu which was also formerly part of Majapahit, had successfully rebelled and then attacked Boni, and had invaded the Northeast Coast of Borneo and afterwards had looted the capital of its treasure and gold including sacking two sacred pearls. A fleet from Majapahit succeeded in driving away the Sulus, but Boni was left weaker after the attack. A Chinese report from 1371 described Boni as poor and totally controlled by Majapahit. When the Chinese admiral Zheng He visited the Brunei in the early 15th century, he founded a major trading port which included Chinese people who were actively trading with China.
During the 15th century, Boni had seceded from Majapahit and then converted to Islam. Thus transforming into the independent Sultanate of Brunei. Brunei became a Hashemite state when she allowed the Arab Emir of Mecca, Sharif Ali, to become her third sultan. Scholars claim that the power of the Sultanate of Brunei was at its peak between the 15th and 17th centuries, with its power extending from northern Borneo to the southern Philippines (Sulu) and even in the northern Philippines (Manila) which Brunei incorporated via territorial acquisition accomplished through royal marriages. For political reasons, the historical rulers of Maynila maintained close cognatic ties through intermarriage with the ruling houses of the Sultanate of Brunei, but Brunei's political influence over Maynila is not considered to have extended to military or political rule. Intermarriage was a common strategy for large thalassocratic states (maritime states) such as Brunei to extend their influence, and for local rulers such as those of Maynila to help strengthen their family claims to nobility. Sultan Bolkiah had extended Brunei's power to its greatest extent when it conquered Manila and Sulu as he even attempted but failed to conquer the Visayas islands even though Sultan Bolkiah was half-Visayan himself being descended from a Visayan mother and he was famously known as Sultan Ragam "The Singing Captain", his powerful musical voice was a trait he inherited from his Visayan lineage since Visayans were culturally obsessed with singing, with the best Visayan singers often also being members of their warrior castes too. However, Islamic Brunei's power was not uncontested in Borneo since it had a Hindu rival in a state founded by Indians called Kutai in the south which they overpowered but didn't destroy. Brunei's dominance in the Philippines was also challenged by two Indianized kingdoms, the Rajahanates of Cebu and Butuan which were also coincidentally allied with Kutai and were also at war with Brunei's dependencies; Sulu and Manila as well as their mutual ally, the Sultanate of Maguindanao. The Kedatuans of Madja-as and Dapitan were also belligerent against Brunei due to them being the targets of constant Muslim attacks organized from Maguindanao and Ternate, a Papuan speaking state in the vicinity of Oceania that grew wealthy by monopolizing spice production. Nevertheless, by the 16th century, Islam was firmly rooted in Brunei, and the country had built one of its biggest mosques. In 1578, Alonso Beltrán, a Spanish traveller, described it as being five stories tall and built on the water.
War with Spain and decline
Brunei briefly rose to prominence in Southeast Asia when the Portuguese occupied Malacca and thereby forced the wealthy and powerful but displaced Muslim refugees there to relocate to nearby Sultanates such as Brunei. The Bruneian Sultan then intervened in a territorial conflict between Hindu Tondo and Muslim Manila in the Philippines by appointing the Bruneian descended Rajah Ache of Manila as admiral of the Bruneian navy in a rivalry against Tondo and as the enforcer of Bruneian interests in the Philippines. He subsequently encountered the Magellan expedition wherein Antonio Pigafetta noted that under orders from his grandfather the Sultan of Brunei, Ache had previously sacked the Buddhist city of Loue in Southwest Borneo for being faithful to the old religion and rebelling against the authority of Sultanate. However, European influence gradually brought an end to Brunei's regional power, as Brunei entered a period of decline compounded by internal strife over royal succession. In the face of these invasions by European Christian powers, the Ottoman Caliphate aided the beleaguered Southeast Asian Sultanates by making Aceh a protectorate and sending expeditions to reinforce, train and equip the local mujahideen. Turks were routinely migrating to Brunei as evidenced by the complaints of Manila Oidor Melchor Davalos who in his 1585 report, say that Turks were coming to Sumatra, Borneo and Ternate every year, including defeated veterans from the Battle of Lepanto. The presence of Turks assisting Brunei against Habsburg Spain, makes the subsequent Castille War a part of the Ottoman–Habsburg wars.
Spain declared war in 1578, planning to attack and capture Kota Batu, Brunei's capital at the time. This was based in part on the assistance of two Bruneian noblemen, Pengiran Seri Lela and Pengiran Seri Ratna. The former had travelled to Manila, then the centre of the Spanish colony. Manila itself was captured from Brunei, Christianised and made a territory of the Viceroyalty of New Spain which was centered in Mexico City. Pengiran Seri Lela came to offer Brunei as a tributary to Spain for help to recover the throne usurped by his brother, Saiful Rijal. The Spanish agreed that if they succeeded in conquering Brunei, Pengiran Seri Lela would be appointed as the sultan, while Pengiran Seri Ratna would be the new Bendahara.
In March 1578, a fresh Spanish fleet had arrived from Mexico and settled at the Philippines, they were led by De Sande, acting as Capitán-General, he organised an expedition from Manila for Brunei. The expedition consisted of 400 Spaniards and Mexicans, 1,500 Filipino natives and 300 Borneans. The campaign was one of many, which also included action in Mindanao and Sulu. The racial make-up of the Christian side was diverse since it were usually made up of Mestizos, Mulattoes and Amerindians (Aztecs, Mayans and Incans) who were gathered and sent from Mexico and were led by Spanish officers who had worked together with native Filipinos in military campaigns across the Southeast Asia. The Muslim side though was also equally racially diverse. In addition to the native Malay warriors, the Ottomans had repeatedly sent military expeditions to nearby Aceh. The expeditions were composed mainly of Turks, Egyptians, Swahilis, Somalis, Sindhis, Gujaratis and Malabars. These expeditionary forces had also spread to other nearby Sultanates such as Brunei and had taught new fighting tactics and techniques on how to forge cannons.
Eventually, the Spanish invaded the capital on 16 April 1578, with the help of Pengiran Seri Lela and Pengiran Seri Ratna, burning towns and raping populations. The Sultan Saiful Rijal and Paduka Seri Begawan Sultan Abdul Kahar were forced to flee to Meragang then to Jerudong. In Jerudong, they made plans to chase the conquering army away from Brunei. Suffering high fatalities due to a cholera or dysentery outbreak, the Spanish decided to abandon Brunei and returned to Manila on 26 June 1578, after 72 days. Before doing so, they burned the mosque, a high structure with a five-tier roof.
Pengiran Seri Lela died in August or September 1578, probably from the same illness suffered by his Spanish allies. There was suspicion that the legitimist sultan could have been poisoned by the ruling sultan. Seri Lela's daughter, a Bruneian princess, "Putri", had left with the Spanish, she abandoned her claim to the crown and then she married a Christian Tagalog, named Agustín de Legazpi de Tondo. Agustin de Legaspi along with his family and associates were soon implicated in the Conspiracy of the Maharlikas, an attempt by Filipinos to link up with the Brunei Sultanate and Japanese Shogunate to expel the Spaniards from the Philippines. However, upon the Spanish suppression of the conspiracy, the Bruneian descended aristocracy of precolonial Manila were exiled to Guerrero, Mexico which consequently later became a center of the Mexican war of independence against Spain.
The local Brunei accounts of the Castilian War differ greatly from the generally accepted view of events. What was called the Castilian War was seen as a heroic episode, with the Spaniards being driven out by Bendahara Sakam, purportedly a brother of the ruling sultan, and a thousand native warriors. Most historians consider this to be a folk-hero account, which probably developed decades or centuries after.
Brunei eventually descended into anarchy. The country suffered a civil war from 1660 to 1673.
British intervention
The British have intervened in the affairs of Brunei on several occasions. Britain attacked Brunei in July 1846 due to internal conflicts over who was the rightful Sultan.
In the 1880s, the decline of the Bruneian Empire continued. The sultan granted land (now Sarawak) to James Brooke, who had helped him quell a rebellion, and allowed him to establish the Raj of Sarawak. Over time, Brooke and his nephews (who succeeded him) leased or annexed more land. Brunei lost much of its territory to him and his dynasty, known as the White Rajahs.
Sultan Hashim Jalilul Alam Aqamaddin appealed to the British to stop further encroachment by the Brookes. The "Treaty of Protection" was negotiated by Sir Hugh Low and signed into effect on 17 September 1888. The treaty said that the sultan "could not cede or lease any territory to foreign powers without British consent"; it provided Britain effective control over Brunei's external affairs, making it a British protected state (which continued until 1984). But, when the Raj of Sarawak annexed Brunei's Pandaruan District in 1890, the British did not take any action to stop it. They did not regard either Brunei or the Raj of Sarawak as 'foreign' (per the Treaty of Protection). This final annexation by Sarawak left Brunei with its current small land mass and separation into two parts.
British residents were introduced in Brunei under the Supplementary Protectorate Agreement in 1906. The residents were to advise the sultan on all matters of administration. Over time, the resident assumed more executive control than the sultan. The residential system ended in 1959.
Discovery of oil
Petroleum was discovered in 1929 after several fruitless attempts. Two men, F. F. Marriot and T. G. Cochrane, smelled oil near the Seria river in late 1926. They informed a geophysicist, who conducted a survey there. In 1927, gas seepages were reported in the area. Seria Well Number One (S-1) was drilled on 12 July 1928. Oil was struck at on 5 April 1929. Seria Well Number 2 was drilled on 19 August 1929, and, , continues to produce oil. Oil production was increased considerably in the 1930s with the development of more oil fields. In 1940, oil production was at more than six million barrels. The British Malayan Petroleum Company (now Brunei Shell Petroleum Company) was formed on 22 July 1922. The first offshore well was drilled in 1957. Oil and natural gas have been the basis of Brunei's development and wealth since the late 20th century.
Japanese occupation
The Japanese invaded Brunei on 16 December 1941, eight days after their attack on Pearl Harbor and the United States Navy. They landed 10,000 troops of the Kawaguchi Detachment from Cam Ranh Bay at Kuala Belait. After six days' fighting, they occupied the entire country. The only Allied troops in the area were the 2nd Battalion of the 15th Punjab Regiment based at Kuching, Sarawak.
Once the Japanese occupied Brunei, they made an agreement with Sultan Ahmad Tajuddin over governing the country. Inche Ibrahim (known later as Pehin Datu Perdana Menteri Dato Laila Utama Awang Haji Ibrahim), a former Secretary to the British Resident, Ernest Edgar Pengilly, was appointed Chief Administrative Officer under the Japanese Governor. The Japanese had proposed that Pengilly retain his position under their administration, but he declined. Both he and other British nationals still in Brunei were interned by the Japanese at Batu Lintang camp in Sarawak. While the British officials were under Japanese guard, Ibrahim made a point of personally shaking each one by the hand and wishing him well.
The Sultan retained his throne and was given a pension and honours by the Japanese. During the later part of the occupation, he resided at Tantuya, Limbang and had little to do with the Japanese. Most of the Malay government officers were retained by the Japanese. Brunei's administration was reorganised into five prefectures, which included British North Borneo. The Prefectures included Baram, Labuan, Lawas, and Limbang. Ibrahim hid numerous significant government documents from the Japanese during the occupation. Pengiran Yusuf (later YAM Pengiran Setia Negara Pengiran Haji Mohd Yusuf), along with other Bruneians, was sent to Japan for training. Although in the area the day of the atomic bombing of Hiroshima, Yusuf survived.
The British had anticipated a Japanese attack, but lacked the resources to defend the area because of their engagement in the war in Europe. The troops from the Punjab Regiment filled in the Seria oilfield oilwells with concrete in September 1941 to deny the Japanese their use. The remaining equipment and installations were destroyed when the Japanese invaded Malaya. By the end of the war, 16 wells at Miri and Seria had been restarted, with production reaching about half the pre-war level. Coal production at Muara was also recommenced, but with little success.
During the occupation, the Japanese had their language taught in schools, and Government officers were required to learn Japanese. The local currency was replaced by what was to become known as duit pisang (banana money). From 1943 hyper-inflation destroyed the currency's value and, at the end of the war, this currency was worthless. Allied attacks on shipping eventually caused trade to cease. Food and medicine fell into short supply, and the population suffered from famine and disease.
The airport runway was constructed by the Japanese during the occupation, and in 1943 Japanese naval units were based in Brunei Bay and Labuan. The naval base was destroyed by Allied bombing, but the airport runway survived. The facility was developed as a public airport. In 1944 the Allies began a bombing campaign against the occupying Japanese, which destroyed much of the town and Kuala Belait, but missed Kampong Ayer.
On 10 June 1945, the Australian 9th Division landed at Muara under Operation Oboe Six to recapture Borneo from the Japanese. They were supported by American air and naval units. Brunei town was bombed extensively and recaptured after three days of heavy fighting. Many buildings were destroyed, including the Mosque. The Japanese forces in Brunei, Borneo, and Sarawak, under Lieutenant-General Masao Baba, formally surrendered at Labuan on 10 September 1945. The British Military Administration took over from the Japanese and remained until July 1946.
Post-World War II
After World War II, a new government was formed in Brunei under the British Military Administration (BMA). It consisted mainly of Australian officers and servicemen. The administration of Brunei was passed to the Civil Administration on 6 July 1945. The Brunei State Council was also revived that year. The BMA was tasked to revive the Bruneian economy, which was extensively damaged by the Japanese during their occupation. They also had to put out the fires on the wells of Seria, which had been set by the Japanese prior to their defeat.
Before 1941, the Governor of the Straits Settlements, based in Singapore, was responsible for the duties of British High Commissioner for Brunei, Sarawak, and North Borneo (now Sabah). The first British High Commissioner for Brunei was the Governor of Sarawak, Sir Charles Ardon Clarke. The Barisan Pemuda ("Youth Movement"; abbreviated as BARIP) was the first political party to be formed in Brunei, on 12 April 1946. The party intended to "preserve the sovereignty of the Sultan and the country, and to defend the rights of the Malays". BARIP also contributed to the composition of the country's national anthem. The party was dissolved in 1948 due to inactivity.
In 1959, a new constitution was written declaring Brunei a self-governing state, while its foreign affairs, security, and defence remained the responsibility of the United Kingdom. A small rebellion erupted against the monarchy in 1962, which was suppressed with help of the UK. Known as the Brunei Revolt, the rebellion contributed to the Sultan's decision to opt out of joining the emerging state now called Malaysia under the umbrella of North Borneo Federation.
Brunei gained its independence from the United Kingdom on 1 January 1984. The official National Day, which celebrates the country's independence, is held by tradition on 23 February.
Writing of the Constitution
In July 1953, Sultan Omar Ali Saifuddien III formed a seven-member committee named Tujuh Serangkai, to determine the citizens' views regarding a written constitution for Brunei. In May 1954, the Sultan, Resident and High Commissioner met to discuss the findings of the committee. They agreed to authorise the drafting of a constitution. In March 1959, Sultan Omar Ali Saifuddien III led a delegation to London to discuss the proposed Constitution. The British delegation was led by Sir Alan Lennox-Boyd, Secretary of State for the Colonies. The British Government later accepted the draft constitution.
On 29 September 1959, the Constitution Agreement was signed in Brunei Town. The agreement was signed by Sultan Omar Ali Saifuddien III and Sir Robert Scott, the Commissioner-General for Southeast Asia.
It included the following provisions:
The Sultan was made the Supreme Head of State.
Brunei was responsible for its internal administration.
The British Government was responsible for foreign and defence affairs only.
The post of Resident was abolished and replaced by a British High Commissioner.
Five councils were established:
The Executive Council
The Legislative Council of Brunei
The Privy Council
The Council of Succession
The State Religious Council
National development plans
A series of National Development Plans was initiated by the 28th Sultan of Brunei, Omar Ali Saifuddien III.
The first was introduced in 1953. A total sum of B$100 million was approved by the Brunei State Council for the plan. E.R. Bevington, from the Colonial Office in Fiji, was appointed to implement it. A US$14 million Gas Plant was built under the plan. In 1954, survey and exploration work were undertaken by the Brunei Shell Petroleum on both offshore and onshore fields. By 1956, production reached 114,700 bpd.
The plan also aided the development of public education. By 1958, expenditure on education totalled at $4 million. Communications were improved, as new roads were built and reconstruction at Berakas Airport was completed in 1954.
The second National Development Plan was launched in 1962. A major oil and gas field was discovered in 1963. Developments in the oil and gas sector have continued, and oil production has steadily increased since then. The plan also promoted the production of meat and eggs for consumption by citizens. The fishing industry increased its output by 25% throughout the course of the plan. The deepwater port at Muara was also constructed during this period. Power requirements were met, and studies were made to provide electricity to rural areas. Efforts were made to eradicate malaria, an endemic disease in the region, with the help of the World Health Organization. Malaria cases were reduced from 300 cases in 1953 to only 66 cases in 1959. The death rate was reduced from 20 per thousand in 1947 to 11.3 per thousand in 1953. Infectious disease has been prevented by public sanitation and improvement of drainage, and the provision of piped pure water to the population.
Independence
On 14 November 1971, Sultan Hassanal Bolkiah left for London to discuss matters regarding the amendments to the 1959 constitution. A new agreement was signed on 23 November 1971 with the British representative being Anthony Royle.
Under this agreement, the following terms were agreed upon:
Brunei was granted full internal self-government
The UK would still be responsible for external affairs and defence.
Brunei and the UK agreed to share the responsibility for security and defence.
This agreement also caused Gurkha units to be deployed in Brunei, where they remain up to this day.
On 7 January 1979, another treaty was signed between Brunei and the United Kingdom. It was signed with Lord Goronwy-Roberts being the representative of the UK. This agreement granted Brunei to take over international responsibilities as an independent nation. Britain agreed to assist Brunei in diplomatic matters. In May 1983, it was announced by the UK that the date of independence of Brunei would be 1 January 1984.
On 31 December 1983, a mass gathering was held on main mosques on all four of the districts of the country and at midnight, on 1 January 1984, the Proclamation of Independence was read by Sultan Hassanal Bolkiah. The sultan subsequently assumed the title "His Majesty", rather than the previous "His Royal Highness". Brunei was admitted to the United Nations on 22 September 1984, becoming the organisation's 159th member.
21st century
In October 2013, Sultan Hassanal Bolkiah announced his intention to impose Penal Code from Sharia on the country's Muslims, which make up roughly two thirds of the country's population. This would be implemented in three phases, culminating in 2016, and making Brunei the first and only country in East Asia to introduce Sharia into its penal code, excluding the subnational Indonesian special territory of Aceh. The move attracted international criticism, the United Nations expressing "deep concern".
Geography
Brunei is a southeast Asian country consisting of two unconnected parts with a total area of on the island of Borneo. It has of coastline next to the South China Sea, and it shares a border with Malaysia. It has of territorial waters, and a exclusive economic zone.
About 97% of the population lives in the larger western part (Belait, Tutong, and Brunei-Muara), while only about 10,000 people live in the mountainous eastern part (Temburong District). The total population of Brunei is approximately 408,000 , of which around 150,000 live in the capital Bandar Seri Begawan. Other major towns are the port town of Muara, the oil-producing town of Seria and its neighbouring town, Kuala Belait. In Belait District, the Panaga area is home to large numbers of Europeans expatriates, due to Royal Dutch Shell and British Army housing, and several recreational facilities are located there.
Most of Brunei is within the Borneo lowland rain forests ecoregion, which covers most of the island. Areas of mountain rain forests are located inland.
The climate of Brunei is tropical equatorial that is a tropical rainforest climate more subject to the Intertropical Convergence Zone than the trade winds and with no or rare cyclones. Brunei is exposed to the risks stemming from climate change along with other ASEAN member states.
Politics and government
Brunei's political system is governed by the constitution and the national tradition of the Malay Islamic Monarchy (Melayu Islam Beraja; MIB). The three components of MIB cover Malay culture, Islamic religion, and the political framework under the monarchy. It has a legal system based on English common law, although Islamic law (sharia) supersedes this in some cases. Brunei has a parliament but there are no elections; the last election was held in 1962.
Under Brunei's 1959 constitution, His Majesty Hassanal Bolkiah is the head of state with full executive authority. Following the Brunei Revolt of 1962, this authority has included emergency powers, which are renewed every two years, meaning that Brunei has technically been under martial law since then. Hassanal Bolkiah also serves as the state's prime minister, finance minister and defence minister.
Foreign relations
Until 1979, Brunei's foreign relations were managed by the UK government. After that, they were handled by the Brunei Diplomatic Service. After independence in 1984, this Service was upgraded to ministerial level and is now known as the Ministry of Foreign Affairs.
Officially, Brunei's foreign policy is as follows:
Mutual respect of others' territorial sovereignty, integrity and independence;
The maintenance of friendly relations among nations;
Non-interference in the internal affairs of other countries; and
The maintenance and the promotion of peace, security and stability in the region.
With its traditional ties with the United Kingdom, Brunei became the 49th member of the Commonwealth immediately on the day of its independence on 1 January 1984. As one of its first initiatives toward improved regional relations, Brunei joined ASEAN on 7 January 1984, becoming the sixth member. To achieve recognition of its sovereignty and independence, it joined the United Nations as a full member on 21 September of that same year.
As an Islamic country, Brunei became a full member of the Organisation of the Islamic Conference (now the Organisation of Islamic Cooperation) in January 1984 at the Fourth Islamic Summit held in Morocco.
After its accession to the Asia-Pacific Economic Cooperation forum (APEC) in 1989, Brunei hosted the APEC Economic Leaders' Meeting in November 2000 and the ASEAN Regional Forum (ARF) in July 2002. Brunei became a founding member of the World Trade Organization (WTO) on 1 January 1995, and is a major player in BIMP-EAGA, which was formed during the Inaugural Ministers' Meeting in Davao, Philippines, on 24 March 1994.
Brunei shares a close relationship with Singapore and the Philippines. In April 2009, Brunei and the Philippines signed a Memorandum of Understanding (MOU) that seeks to strengthen the bilateral co-operation of the two countries in the fields of agriculture and farm-related trade and investments.
Brunei is one of many nations to lay claim to some of the disputed Spratly Islands. The status of Limbang as part of Sarawak has been disputed by Brunei since the area was first annexed in 1890. The issue was reportedly settled in 2009, with Brunei agreeing to accept the border in exchange for Malaysia giving up claims to oil fields in Bruneian waters. The Brunei government denies this and says that their claim on Limbang was never dropped.
Brunei was the chair for ASEAN in 2013. It also hosted the ASEAN summit on that same year.
Defence
Brunei maintains three infantry battalions stationed around the country. The Brunei navy has several "Ijtihad"-class patrol boats purchased from a German manufacturer. The United Kingdom also maintains a base in Seria, the centre of the oil industry in Brunei. A Gurkha battalion consisting of 1,500 personnel is stationed there. United Kingdom military personnel are stationed there under a defence agreement signed between the two countries.
A Bell 212 operated by the air force crashed in Kuala Belait on 20 July 2012 with the loss of 12 of the 14 crew on board. The cause of the accident has yet to be ascertained. The crash is the worst aviation incident in the history of Brunei.
The Army is currently acquiring new equipment, including UAVs and S-70i Black Hawks.
Brunei's Legislative Council proposed an increase of the defence budget for the 2016–17 fiscal year of about five per cent to 564 million Brunei dollars ($408 million). This amounts to about ten per cent of the state's total national yearly expenditure and represents around 2.5 per cent of GDP.
Administrative divisions
Brunei is divided into four districts (), namely Brunei-Muara, Belait, Tutong and Temburong. Brunei-Muara District is the smallest yet the most populous, and home to the country's capital Bandar Seri Begawan. Belait is the birthplace and centre for the country's oil and gas industry. Temburong is an exclave and separated from the rest of the country by the Brunei Bay and Malaysian state of Sarawak. Tutong is home to Tasek Merimbun, the country's largest natural lake.
Each district is divided into several mukims. Altogether there are 39 mukims in Brunei. Each mukim encompasses several villages ( or ).
Bandar Seri Begawan and towns in the country (except Muara and Bangar) are administered as Municipal Board areas (). Each municipal area may constitute villages or mukims, partially or as a whole. Bandar Seri Begawan and a few of the towns also function as capitals of the districts where they are located.
A district and its constituent mukims and villages are administered by a District Office (). Meanwhile, municipal areas are governed by Municipal Departments (). Both District Offices and Municipal Departments are government departments under the Ministry of Home Affairs.
Legal system
Brunei has numerous courts in its judicial branch. The highest court, though subject in civil cases to the appellate jurisdiction of the Judicial Committee of the Privy Council, is the Supreme Court, which consists of the Court of Appeal and High Court. Both of these have a chief justice and two judges.
Women and children
The U.S. Department of State has stated that discrimination against women is a problem in Brunei. The law prohibits sexual harassment and stipulates that whoever assaults or uses criminal force, intending thereby to outrage or knowing it is likely to outrage the modesty of a person, shall be punished with imprisonment for as much as five years and caning. The law stipulates imprisonment of up to 30 years, and caning with not fewer than 12 strokes for rape. The law does not criminalise spousal rape; it explicitly states that sexual intercourse by a man with his wife, as long as she is not under 13 years of age, is not rape. Protections against sexual assault by a spouse are provided under the amended Islamic Family Law Order 2010 and Married Women Act Order 2010. The penalty for breaching a protection order is a fine not exceeding BN$2,000 or imprisonment not exceeding six months. By law, sexual intercourse with a female under 14 years of age constitutes rape and is punishable by imprisonment for not less than eight years and not more than 30 years and not less than 12 strokes of the cane. The intent of the law is to protect girls from exploitation through prostitution and "other immoral purposes", including pornography.
Bruneian citizenship is derived through parents' nationality rather than jus soli. Parents with stateless status are required to apply for a special pass for a child born in the country. Failure to register a child may make it difficult to enroll the child in school.
LGBT rights
Male and female homosexuality is illegal in Brunei. Sexual relations between men are punishable by death or whipping; sex between women is punishable by caning or imprisonment.
In May 2019, the Brunei government extended its existing moratorium on the death penalty to the Sharia criminal code as well that made homosexual acts punishable with death by stoning.
In 2019, Brunei announced that it would no longer be implementing the second phase of its controversial sharia penal code. The code, which was first introduced in 2014, included a range of punishments for crimes such as theft, drug offences, and same-sex relationships, including amputation and death by stoning.
The decision to halt the implementation of the second phase of the code came after significant international backlash and pressure from countries and human rights organizations, who criticized the harsh punishments as inhumane and a violation of human rights.
The government of Brunei stated that the decision was made in order to maintain peace and stability in the country, and to avoid any negative impact on the economy and reputation of the country. The Sultan of Brunei, Hassanal Bolkiah, also issued a statement saying that the country would continue to "strengthen and improve" its legal system in line with international norms and best practices.
It is worth mentioning that the first phase of the sharia penal code, which includes fines and imprisonment for offenses such as failure to attend Friday prayers and consuming alcohol, remains in place.
Religious rights
In The Laws of Brunei, the right of non-Muslims to practice their faith is guaranteed by the 1959 Constitution. However, celebrations and prayers must be confined to places of worship and private residences. Upon adopting Sharia Penal Code, the Ministry of Religious Affairs banned Christmas decorations in public places, but did not forbid celebration of Christmas in places of worship and private premises.
On 25 December 2015, 4,000 out of 18,000 estimated local Catholics attended the mass of Christmas Day and Christmas Eve. In 2015, the then-head of the Catholic Church in Brunei told The Brunei Times, "To be quite honest there has been no change for us this year; no new restrictions have been laid down, although we fully respect and adhere to the existing regulations that our celebrations and worship be [confined] to the compounds of the church and private residences".
Brunei's revised penal code came into force in phases, commencing on 22 April 2014 with offences punishable by fines or imprisonment. The complete code, due for final implementation later, stipulated the death penalty for numerous offenses (both violent and non-violent), such as insult or defamation of Muhammad, insulting any verses of the Quran and Hadith, blasphemy, declaring oneself a prophet or non-Muslim, robbery, rape, adultery, sodomy, extramarital sexual relations for Muslims, and murder. Stoning to death was the specified "method of execution for crimes of a sexual nature". Rupert Colville, spokesperson for the Office of the UN High Commissioner for Human Rights (OHCHR) declared that, "Application of the death penalty for such a broad range of offences contravenes international law."
Animal rights
Brunei is the first country in Asia to have banned shark finning nationwide.
Brunei has retained most of its forests, compared to its neighbours that share Borneo island. There is a public campaign calling to protect pangolins which are considered a threatened treasure in Brunei.
Economy
Brunei has the second-highest Human Development Index among the Southeast Asian nations, after Singapore. Crude oil and natural gas production account for about 90% of its GDP. About of oil are produced every day, making Brunei the fourth-largest producer of oil in Southeast Asia. It also produces approximately of liquified natural gas per day, making Brunei the ninth-largest gas exporter in the world. Forbes also ranks Brunei as the fifth-richest nation out of 182, based on its petroleum and natural gas fields.
Brunei was ranked 92nd in the Global Innovation Index in 2023.
Substantial income from overseas investment supplements income from domestic production. Most of these investments are made by the Brunei Investment Agency, an arm of the Ministry of Finance. The government provides for all medical services, and subsidises rice and housing.
The national air carrier, Royal Brunei Airlines, is trying to develop Brunei as a hub for international travel between Europe and Australia/New Zealand. Central to this strategy is the position that the airline maintains at London Heathrow Airport. It holds a daily slot at the highly capacity-controlled airport, which it serves from Bandar Seri Begawan via Dubai. The airline also has services to major Asian destinations including Shanghai, Bangkok, Singapore and Manila.
Brunei depends heavily on imports such as agricultural products (e.g. rice, food products, livestock, etc.), vehicles and electrical products from other countries. Brunei imports 60% of its food; of that amount, around 75% come from other ASEAN countries.
Brunei's leaders are concerned that increasing integration in the world economy will undermine internal social cohesion and have therefore pursued an isolationist policy. However, it has become a more prominent player by serving as chairman for the 2000 Asia-Pacific Economic Cooperation (APEC) forum. Brunei's leaders plan to upgrade the labour force, reduce unemployment, which was at 6.9% in 2014; strengthen the banking and tourism sectors, and, in general, broaden the economic base. A long-term development plan aims to diversify growth.
The government of Brunei has also promoted food self-sufficiency, especially in rice. Brunei renamed its Brunei Darussalam Rice 1 as Laila Rice during the launch of the "Padi Planting Towards Achieving Self-Sufficiency of Rice Production in Brunei Darussalam" ceremony at the Wasan padi fields in April 2009. In August 2009, the Royal Family reaped the first few Laila padi stalks, after years of attempts to boost local rice production, a goal first articulated about half a century ago. In July 2009 Brunei launched its national halal branding scheme, Brunei Halal, with a goal to export to foreign markets.
In 2020, Brunei's electricity production was largely based on fossil fuels; renewable energy accounted for less than 1% of produced electricity in the country.
Infrastructure
As of 2019, the country's road network constituted a total length of , out of which were paved. The highway from Muara Town to Kuala Belait is a dual carriageway.
Brunei is accessible by air, sea, and land transport. Brunei International Airport is the main entry point to the country. Royal Brunei Airlines is the national carrier. There is another airfield, the Anduki Airfield, located in Seria. The ferry terminal at Muara services regular connections to Labuan (Malaysia). Speedboats provide passenger and goods transportation to the Temburong district. The main highway running across Brunei is the Tutong-Muara Highway. The country's road network is well developed. Brunei has one main sea port located at Muara.
The airport in Brunei is currently being extensively upgraded. Changi Airport International is the consultant working on this modernisation, which planned cost is currently $150 million. This project is slated to add of new floorspace and includes a new terminal and arrival hall. With the completion of this project, the annual passenger capacity of the airport is expected to double from 1.5 to 3 million.
With one private car for every 2.09 persons, Brunei has one of the highest car ownership rates in the world. This has been attributed to the absence of a comprehensive transport system, low import tax, and low unleaded petrol price of B$0.53 per litre.
A new roadway connecting the Muara and Temburong districts of opened to traffic on March 17, 2020. Fourteen kilometres (9 mi) of this roadway would be crossing the Brunei Bay. The bridge cost is $1.6 billion.
Banking
Bank of China received permission to open a branch in Brunei in April 2016. Citibank, which entered in 1972, closed its operations in Brunei in 2014. HSBC, which had entered in 1947, closed its operation in Brunei in November 2017. May Bank of Malaysia, RHB Bank of Malaysia, Standard Chartered Bank of United Kingdom, United Overseas Bank of Singapore and Bank of China are currently operating in Brunei.
Demographics
Ethnicities indigenous to Brunei include the Belait, Brunei Bisaya (not to be confused with the Bisaya/Visaya of the nearby Philippines), indigenous Bruneian Malay, Dusun, Kedayan, Lun Bawang, Murut and Tutong.
The population of Brunei in was , of which 76% live in urban areas. The rate of urbanisation is estimated at 2.13% per year from 2010 to 2015. The average life expectancy is 77.7 years. In 2014, 65.7% of the population were Malay, 10.3% are Chinese, 3.4% are indigenous, with 20.6% smaller groups making up the rest. There is a relatively large expatriate community.
Most expats come from non-Muslim countries such as Australia, United Kingdom, South Korea, Japan, The Philippines, Thailand, Cambodia, Vietnam and India.
Religion
Islam is the official religion of Brunei, specifically that of the Sunni denomination and the Shafi'i school of Islamic jurisprudence. More than 80% of the population, including the majority of Bruneian Malays and Kedayans identify as Muslim. Other faiths practised are Buddhism (7%, mainly by the Chinese) and Christianity (7.1%). Freethinkers, mostly Chinese, form about 7% of the population. Although most of them practise some form of religion with elements of Buddhism, Confucianism, and Taoism, they prefer to present themselves as having practised no religion officially, hence labelled as atheists in official censuses. Followers of indigenous religions are about 2% of the population.
Languages
The official language of Brunei is Standard Malay, for which both the Latin alphabet (Rumi) and the Arabic alphabet (Jawi) are used. Initially, Malay was written in the Jawi script before it switched to the Latin alphabet around 1941.
The principal spoken language is Melayu Brunei (Brunei Malay). Brunei Malay is rather divergent from standard Malay and the rest of the Malay dialects, being about 84% cognate with standard Malay, and is mostly mutually intelligible with it.
English is widely used as a business and official language and it is spoken by a majority of the population in Brunei. English is used in business as a working language and as the language of instruction from primary to tertiary education.
Chinese languages are also widely spoken, and the Chinese minority in Brunei speaks a number of varieties of Chinese.
Arabic is the religious language of Muslims and is taught in schools, particularly religious schools, and also in institutes of higher learning. As of 2004, there are six Arabic schools and one religious teachers' college in Brunei. A majority of Brunei's Muslim population has had some form of formal or informal education in the reading, writing and pronunciation of the Arabic language as part of their religious education.
Other languages and dialects spoken include Kedayan Malay dialect, Tutong Malay dialect, Murut, and Dusun.
Culture
The culture of Brunei is predominantly Malay (reflecting its ethnicity), with heavy influences from Islam, but is seen as much more conservative than Indonesia and Malaysia. Influences to Bruneian culture come from the Malay cultures of the Malay Archipelago. Four periods of cultural influence have occurred: animist, Hindu, Islamic, and Western. Islam had a very strong influence, and was adopted as Brunei's ideology and philosophy.
As a Sharia country, the sale and public consumption of alcohol is banned. Non-Muslims are allowed to bring in a limited amount of alcohol from their point of embarkation overseas for their own private consumption.
Media
Media in Brunei are said to be pro-government; press criticism of the government and monarchy is rare. The country ranks "Not Free" in media by Freedom House. Nonetheless, the press is not overtly hostile toward alternative viewpoints and is not restricted to publishing only articles regarding the government. The government allowed a printing and publishing company, Brunei Press PLC, to form in 1953. The company continues to print the English daily Borneo Bulletin. This paper began as a weekly community paper and became a daily in 1990 Apart from The Borneo Bulletin, there is also the Media Permata and Pelita Brunei, the local Malay newspapers which are circulated daily. The Brunei Times is another English independent newspaper published in Brunei since 2006.
The Brunei government, through state broadcaster Radio Television Brunei (RTB), owns and operates three television channels with the introduction of digital TV using DVB-T (RTB Perdana, RTB Aneka and RTB Sukmaindera) and five radio stations (National FM, Pilihan FM, Nur Islam FM, Harmony FM and Pelangi FM). A private company has made cable television available (Astro-Kristal) as well as one private radio station, Kristal FM.
It also has an online campus radio station, UBD FM, that streams from its first university, Universiti Brunei Darussalam.
Sport
The most popular sport in Brunei is association football. The Brunei national football team joined FIFA in 1969, but has not had much success. Brunei's top football league is the Brunei Super League, which is managed by the Football Association of Brunei Darussalam (FABD). The nation has its own martial arts called "Silat Suffian Bela Diri".
Brunei debuted at the Olympics in 1996 and has competed at all subsequent Summer Olympics except the 2008 edition. The country has competed in badminton, shooting, swimming, and track-and-field, but has yet to win any medals. The Brunei Darussalam National Olympic Council is the National Olympic Committee for Brunei.
Brunei has had slightly more success at the Asian Games, winning four bronze medals. The first major international sporting event to be hosted in Brunei was the 1999 Southeast Asian Games. According to the all-time Southeast Asian Games medal table, Bruneian athletes have won a total of 14 gold, 55 silver and 163 bronze medals at the games.
See also
List of Brunei-related topics
Outline of Brunei
Notes
References
Sources
External links
Government
Prime Minister's Office of Brunei Darussalam website
Chief of State and Cabinet Members
General information
Brunei. The World Factbook. Central Intelligence Agency.
Brunei profile from the BBC News
Brunei at Encyclopædia Britannica
Key Development Forecasts for Brunei from International Futures
Travel
Brunei Tourism website (archived 9 May 2007)
Countries in Asia
Islamic states
Countries and territories where Malay is an official language
Member states of the Organisation of Islamic Cooperation
Member states of ASEAN
Member states of the United Nations
Borneo
Former British colonies and protectorates in Asia
1888 establishments in the British Empire
Commonwealth monarchies
Island countries
English-speaking countries and territories
Maritime Southeast Asia
Member states of the Commonwealth of Nations
Southeast Asian countries
States and territories established in 1984
Sultanates |
3469 | https://en.wikipedia.org/wiki/British%20Virgin%20Islands | British Virgin Islands | The British Virgin Islands (BVI), officially the Virgin Islands, is a British Overseas Territory in the Caribbean, to the east of Puerto Rico and the US Virgin Islands and north-west of Anguilla. The islands are geographically part of the Virgin Islands archipelago and are located in the Leeward Islands of the Lesser Antilles and part of the West Indies.
The British Virgin Islands consist of the main islands of Tortola, Virgin Gorda, Anegada and Jost Van Dyke, along with more than 50 other smaller islands and cays. About 16 of the islands are inhabited. The capital, Road Town, is on Tortola, the largest island, which is about long and wide. The islands had a population of 28,054 at the 2010 Census, of whom 23,491 lived on Tortola; current estimates put the population at 35,802 (July 2018).
British Virgin Islanders are British Overseas Territories citizens and since 2002, are also British citizens.
Etymology
The islands were named "Santa Úrsula y las Once Mil Vírgenes" by Christopher Columbus in 1493 after the legend of Saint Ursula and the 11,000 virgins. The name was later shortened to "the Virgin Islands".
The official name of the territory is still simply the "Virgin Islands", but the prefix "British" is often used. This is commonly believed to distinguish it from the neighbouring American territory which changed its name from the "Danish West Indies" to "Virgin Islands of the United States" in 1917. However, local historians have disputed this, pointing to a variety of publications and public records dating from between 21 February 1857 and 12 September 1919 where the territory is referred to as the British Virgin Islands. British Virgin Islands government publications continue to begin with the name "The territory of the Virgin Islands", and the territory's passports simply refer to the "Virgin Islands", and all laws begin with the words "Virgin Islands". Moreover, the territory's Constitutional Commission has expressed the view that "every effort should be made" to encourage the use of the name "Virgin Islands". But various public and quasi-public bodies continue to use the name "British Virgin Islands" or "BVI", including BVI Finance, BVI Electricity Corporation, BVI Tourist Board, BVI Athletic Association, BVI Bar Association and others.
In 1968 the British Government issued a memorandum requiring that the postage stamps in the territory should say "British Virgin Islands" (whereas previously they had simply stated "Virgin Islands"), a practice which is still followed today. This was likely to prevent confusion following on from the adoption of US currency in the territory in 1959, and the references to US currency on the stamps of the territory.
History
It is generally thought that the Virgin Islands were first settled by the Arawak from South America around 100 BC to AD 200, though there is some evidence of Amerindian presence on the islands as far back as 1500 BC. The Arawaks inhabited the islands until the 15th century when they were displaced by the more aggressive Caribs, a tribe from the Lesser Antilles islands.
The first European sighting of the Virgin Islands was by the Spanish expedition of Christopher Columbus in 1493 on his second voyage to the Americas, who gave the islands their modern name.
The Spanish Empire claimed the islands by discovery in the early 16th century, but never settled them, and subsequent years saw the English, Dutch, French, Spanish, and Danish all jostling for control of the region, which became a notorious haunt for pirates. There is no record of any native Amerindian population in the British Virgin Islands during this period; it is thought that they either fled to safer islands or were killed.
The Dutch established a permanent settlement on the island of Tortola by 1648, frequently clashing with the Spanish who were based on nearby Puerto Rico. In 1672, the English captured Tortola from the Dutch, and the English annexation of Anegada and Virgin Gorda followed in 1680. Meanwhile, over the period 1672–1733, the Danish gained control of the nearby islands of Saint Thomas, Saint John and Saint Croix (i.e. the modern US Virgin Islands).
The British islands were considered principally a strategic possession. The British introduced sugar cane which was to become the main crop and source of foreign trade, and large numbers of slaves were forcibly brought from Africa to work on the sugar cane plantations. The islands prospered economically until the middle of the nineteenth century, when a combination of the abolition of slavery in the British Empire in 1834, a series of disastrous hurricanes, and the growth in the sugar beet crop in Europe and the United States significantly reduced sugar cane production and led to a period of economic decline.
In 1917, the United States purchased the Danish Virgin Islands for US$25 million, renaming them the United States Virgin Islands. Economic linkages with the US islands prompted the British Virgin Islands to adopt the US dollar as its currency in 1959.
The British Virgin Islands were administered variously as part of the British Leeward Islands or with St. Kitts and Nevis, with an administrator representing the British Government on the islands. The islands gained separate colony status in 1960 and became autonomous in 1967 under the new post of Chief Minister. Since the 1960s, the islands have diversified away from their traditionally agriculture-based economy towards tourism and financial services, becoming one of the wealthiest areas in the Caribbean. The constitution of the islands was amended in 1977, 2004 and 2007, giving them greater local autonomy.
In 2017 Hurricane Irma struck the islands, causing four deaths and immense damage.
Geography
The British Virgin Islands comprise around 60 tropical Caribbean islands, ranging in size from the largest, Tortola, being long and wide, to tiny uninhabited islets, altogether about in extent. They are located in the Virgin Islands archipelago, a few miles east of the US Virgin Islands, and about from the Puerto Rican mainland. About east south-east lies Anguilla. The North Atlantic Ocean lies to the east of the islands, and the Caribbean Sea lies to the west. Most of the islands are volcanic in origin and have a hilly, rugged terrain. The highest point is Mount Sage on Tortola at 521m. Anegada is geologically distinct from the rest of the group, being a flat island composed of limestone and coral. The British Virgin Islands contain the Leeward Islands moist forests and Leeward Islands xeric scrub terrestrial ecoregions.
Climate
The British Virgin Islands have a tropical rainforest climate, moderated by trade winds. Temperatures vary little throughout the year. In the capital, Road Town, typical daily maxima are around in the summer and in the winter. Typical daily minima are around in the summer and in the winter. Rainfall averages about per year, higher in the hills and lower on the coast. Rainfall can be quite variable, but the wettest months on average are September to November and the driest months on average are February and March.
Hurricanes
Hurricanes occasionally hit the islands, with the Atlantic hurricane season running from June to November.
Hurricane Irma
On 6 September 2017, Hurricane Irma struck the islands, causing extensive damage, especially on Tortola, and killing four people. The Caribbean Disaster Emergency Management Agency declared a state of emergency. Visiting Tortola on 13 September 2017, UK Foreign Secretary Boris Johnson said that he was reminded of photos of Hiroshima after it had been hit by the atom bomb.
By 8 September, the UK government sent troops with medical supplies and other aid. More troops were expected to arrive a day or two later, but
, carrying more extensive assistance, was not expected to reach the islands for another two weeks.
Entrepreneur Richard Branson, a resident of Necker Island, called on the UK government to develop a massive disaster recovery plan to include "both through short-term aid and long-term infrastructure spending". Premier Orlando Smith also called for a comprehensive aid package to rebuild the territory. On 10 September UK Prime Minister Theresa May pledged £32 million to the Caribbean for a hurricane relief fund and promised that the UK government would match donations from the public to the British Red Cross appeal. Specifics were not provided to the news media as to the amount that would be allocated to the Virgin Islands. Boris Johnson's visit to Tortola on 13 September 2017 during his Caribbean tour was intended to confirm the UK's commitment to helping restore British islands but he provided no additional comments on the aid package. He did confirm that HMS Ocean had departed for the BVI carrying items like timber, buckets, bottled water, food, baby milk, bedding and clothing, as well as ten pickup trucks, building materials and hardware.
The UK offered to underwrite rebuilding loans up to US$400m as long as there was accountability as to how the monies were spent. Successive NDP and VIP governments declined, despite there having been created a Recovery & Development Authority led by highly skilled infrastructure personnel, many of whom were ex-military with decades of infrastructure rebuilding expertise from war zones and natural disaster sites. Many wealthy residents also proposed a large rebuilding plan, starting with key infrastructure, such as the high school. Nearly five years later, there was no sign of any such rebuilding of the high school or certain other key infrastructure.
Politics
The territory operates as a parliamentary democracy. Ultimate executive authority in the British Virgin Islands is vested in the King, and is exercised on his behalf by the Governor of the British Virgin Islands. The governor is appointed by the King on the advice of the British Government. Defence and most foreign affairs remain the responsibility of the United Kingdom.
The most recent constitution was adopted in 2007 (the Virgin Islands Constitution Order, 2007) and came into force when the Legislative Council was dissolved for the 2007 general election. The head of government under the constitution is the Premier (before the new constitution the office was referred to as Chief Minister), who is elected in a general election along with the other members of the ruling government as well as the members of the opposition. Elections are held roughly every four years. A cabinet is nominated by the Premier and appointed and chaired by the Governor. The Legislature consists of the King (represented by the Governor) and a unicameral House of Assembly made up of 13 elected members plus the Speaker and the Attorney General.
The current Governor is John Rankin (since 29 January 2020). The current Premier is Natalio Wheatley (since 5 May 2022), who is leader of the Virgin Islands Party.
On 8 June 2022, subordinate UK legislation was made allowing for direct rule for the islands. However, the British Government decided on that date not to implement direct rule.
Subdivisions
The British Virgin Islands is a unitary territory. The territory is divided into nine electoral districts, and each voter is registered in one of those districts. Eight of the nine districts are partly or wholly on Tortola, and encompass nearby neighbouring islands. Only the ninth district (Virgin Gorda and Anegada) does not include any part of Tortola. At elections, in addition to voting their local representative, voters also cast votes for four "at-large" candidates who are elected upon a territory-wide basis.
The territory is also technically divided into five administrative districts (one for each of the four largest islands, with the fifth covering all other islands), and into six civil registry districts (three for Tortola, Jost Van Dyke, Virgin Gorda and Anegada) although these have little practical relevance.
Law and criminal justice
Crime in the British Virgin Islands is comparatively low by Caribbean standards. Whilst statistics and hard data are relatively rare, and are not regularly published by governmental sources in the British Virgin Islands, the Premier did announce that in 2013 there has been a 14% decline in recorded crime as against 2012. Homicides are rare, with just one incident recorded in 2013.
The Virgin Islands Prison Service operates a single facility, His Majesty's Prison in East End, Tortola.
The British and US Virgin Islands sit at the axis of a major drugs transshipment point between Latin America and the continental United States. The American Drug Enforcement Administration regards the adjacent US territories of Puerto Rico and the US Virgin Islands as a "High Intensity Drug Trafficking Area". A co-operation agreement exists between the British Virgin Islands and the US Coast Guard allowing American forces to pursue suspected drug traffickers through the territorial waters of the British Virgin Islands. In August 2011 a joint raid between the American DEA and the Royal Virgin Islands Police Force arrested a number of British Virgin Islands residents who are accused of being involved in major drugs transshipments, although their extradition to the United States has since become stalled in protracted legal wrangling.
Military
As a British Overseas territory, defence of the islands is the responsibility of the United Kingdom.
Economy
The twin pillars of the economy are financial services (60%) and tourism (roughly 40-45% of GDP). Politically, tourism is the more important of the two, as it employs a greater number of people within the territory, and a larger proportion of the businesses in the tourist industry are locally owned, as are a number of the highly tourism-dependent sole traders (for example, taxi drivers and street vendors).
Economically however, financial services associated with the territory's status as an offshore financial centre are by far the more important. 51.8% of the Government's revenue comes directly from licence fees for offshore companies, and considerable further sums are raised directly or indirectly from payroll taxes relating to salaries paid within the trust industry sector (which tend to be higher on average than those paid in the tourism sector).
The official currency of the British Virgin Islands has been the United States dollar (US$) since 1959, the currency also used by the United States Virgin Islands.
The British Virgin Islands enjoys one of the more prosperous economies of the Caribbean region, with a per capita average income of around $42,300 (2010 est.) The average monthly income earned by a worker in the territory was US$2,452 as at the time of the 2010 Census. 29% of the population fell into the "low income" category.
Although it is common to hear criticism in the British Virgin Islands' press about income inequality, no serious attempt has been made by economists to calculate a Gini coefficient or similar measure of income equality for the territory. A report from 2000 suggested that, despite the popular perception, income inequality was actually lower in the British Virgin Islands than in any other OECS state, although in global terms income equality is higher in the Caribbean than in many other regions.
Tourism
Tourism accounts for approximately 45% of national income. The islands are a popular destination for US citizens. Tourists frequent the numerous white sand beaches, visit The Baths on Virgin Gorda, snorkel the coral reefs near Anegada, or experience the well-known bars of Jost Van Dyke. The BVI are known as one of the world's greatest sailing destinations, and charter sailboats are a very popular way to visit less accessible islands. Established in 1972, the BVI hosts the BVI Spring Regatta and Sailing Festival. A substantial number of the tourists who visit the BVI are cruise ship passengers, and although they produce far lower revenue per head than charter boat tourists and hotel based tourists, they are nonetheless important to the substantial - and politically important - taxi driving community. Only Virgin Islanders are permitted to work as taxi drivers.
Financial services
Financial services account for over half of the income of the territory. The majority of this revenue is generated by the licensing of offshore companies and related services. The British Virgin Islands is a significant global player in the offshore financial services industry. Since 2001, financial services in the British Virgin Islands have been regulated by the independent Financial Services Commission.
The BVI is relied upon for its sophisticated Commercial Court division of the Eastern Caribbean Supreme Court, as well as the more recent BVI Arbitration Centre. Caribbean KCs and British KCs preside over the majority of important cases and the laws of the Virgin Islands are based on English laws, meaning the jurisdiction provides clarity and consistency should parties require commercial disputes to be resolved. Owing to the international nature of BVI companies' operations and asset holdings, the BVI Commercial Court routinely hears highly sophisticated matters at the cutting edge of cross-border litigation and enforcement, where billions of dollars are at issue.
Citco, also known as the Citco Group of Companies and the Curaçao International Trust Co., is a privately owned global hedge fund administrator headquartered in the British Virgin Islands, founded in 1948. It is the world's largest hedge fund administrator, managing over $1 trillion in assets under administration.
In May 2022, the banking sector of the British Virgin Islands comprised only seven commercial banks and one restricted bank, 12 authorised custodians, two licensed money services businesses and one licensed financing service provider.
The British Virgin Islands is frequently referred to as a "tax haven" by campaigners and NGOs, including Oxfam, which itself has investment funds registered in lesser regulated jurisdictions such as Lichtenstein and Delaware and has been expressly named in anti-tax-haven legislation in other countries on various occasions. Successive governments in the British Virgin Islands have implemented tax exchange agreements and verified beneficial ownership information of companies following the 2013 G8 summit putting their governance and regulatory regimes far ahead of many "onshore" jurisdictions.
On 10 September 2013, British Prime Minister David Cameron said "I do not think it is fair any longer to refer to any of the Overseas Territories or Crown Dependencies as tax havens. They have taken action to make sure that they have fair and open tax systems. It is very important that our focus should now shift to those territories and countries that really are tax havens." Yet journalist and author for The Economist, Nicholas Shaxson, writes in his 2016 Treasure Islands, tax havens and the men who stole the world: "...Britain sits, spider-like, at the centre of a vast international web of tax havens, which hoover up trillions of dollars' worth of business and capital from around the globe and funnel it up to the City of London. The British Crown Dependencies and Overseas Territories - ...the British Virgin Islands... are some of the biggest players in the offshore world."(pp. vii-viii) Shaxson points out that despite BVI having fewer than 25000 inhabitants, hosts over 800,000 companies.
In the April 2016 Panama Papers leak, while all of the wrongdoing by Mossack Fonseca personnel occurred in Panama and the US, the British Virgin Islands was by far the most commonly-used jurisdiction by clients of Mossack Fonseca.
In 2022, the verified nature of beneficial ownership registers of the British Overseas Territories and Crown Dependencies were a crucial tool in giving effect to sanctions against Russia and Belarus, enabling the efficient identification and seizure of yachts, real estate and businesses.
Foreign Account Tax Compliance Act
On 30 June 2014, The British Virgin Islands was deemed to have an Inter- Governmental Agreement (IGA) with the United States of America with respect to the "Foreign Account Tax Compliance Act" of the United States of America.
The Model 1 Agreement (14 Pages) recognizes that: The Government of the United Kingdom of Great Britain and Northern Ireland provided a copy of the Letter of Entrustment which was sent to the Government of the British Virgin Islands, to the Government of the United States of America "via diplomatic note of 28 May 2014".
The Letter of Entrustment dated 14 July 2010 was originally provided to the Government of the British Virgin Islands and authorised the Government of the BVI "to negotiate and conclude Agreements relating to taxation that provide for exchange of information on tax matters to the OECD standard" (Paragraph 2 of the FATCA Agreement). Via an "Entrustment Letter" dated 24 March 2014, The Government of the United Kingdom, authorised the Government of the BVI to sign an agreement on information exchange to facilitate the Implementation of the Foreign Account Tax Compliance Act. On 27 March 2017, the US Treasury site disclosed that the Model 1 agreement and related agreement were "In Force" on 13 July 2015.
Sanctions and Anti-Money Laundering Act
Under the UK Sanctions and Anti-Money Laundering Act of 2018, beneficial ownership of companies in British overseas territories such as the British Virgin Islands must be publicly registered for disclosure by 31 December 2020. The Government of the British Virgin Islands has not yet formally challenged this law, yet has criticised it, noting that it violates the Constitutional sovereignty granted to the islands, and would in practice be relatively ineffective in anti-money laundering and counter-terrorism financing, while raising serious privacy and human rights issues. Further, this would put the British Virgin Islands in a position where it would be at a severe disadvantage because other International Finance Centres do not have this in place, and in the case of the US and the UK, there is very little near-term prospect of the same.
In late 2022, both of the USA and EU appeared to have endorsed the British Overseas Territories' beneficial ownership register regimes. In a judgment dated 22 November 2022, the European Court of Justice (ECJ) has at last decided that open public access to the beneficial owner registers of EU member state companies is no longer valid, as it is in contravention of articles 7 and 8 of the Charter of Fundamental Rights of the European Union (the Charter). The USA appears to have come to a similar conclusion regarding balancing confidentiality and legitimate privacy with the Anti-Money Laundering advantages of having verified beneficial ownerships registers. The resultant goal appears to be to bring the USA in line with the current Cayman and BVI regimes. The UK's Crown Dependencies have already stated that they will not implement public registers without beforehand having received fresh legal advice on the matter and it is thought that the Overseas Territories would logically take a similar position. The UK is yet to come out in support of the BOTs and CDs and their current gold standard regulatory positions.
Agriculture and industry
Agriculture and industry account for only a small proportion of the islands' GDP. Agricultural produce includes fruit, vegetables, sugar cane, livestock and poultry, and industries include rum distillation, construction and boat building. Commercial fishing is also practised in the islands' waters.
Workforce
The British Virgin Islands is heavily dependent on migrant workers, and over 50% of all workers on the islands are of a foreign descent. Only 37% of the entire population were born in the territory. The national labour-force is estimated at 12,770, of whom approximately 59.4% work in the service sector but less than 0.6% are estimated to work in agriculture (the balance working in industry). The British Virgin Islands has met challenges in recruiting sufficient numbers in recent years, having been affected by hurricanes Irma and Maria, and having continued to lag behind other jurisdictions in providing a reliable permanent residence regime. This has had a knock-on effect in limiting schooling and amenities when compared to IFCs like Cayman, UAE, Singapore, and Hong Kong.
CARICOM status and the CARICOM Single Market Economy
As of 2 July 1991, the British Virgin Islands holds Associate Member status in CARICOM, the Caribbean Single Market and Economy (CSME).
In recognition of the CARICOM (Free Movement) Skilled Persons Act which came into effect in July 1997 in some of the CARICOM countries such as Jamaica and which has been adopted in other CARICOM countries, such as Trinidad and Tobago, it is possible that CARICOM nationals who hold the "A Certificate of Recognition of Caribbean Community Skilled Person" may be allowed to work in the BVI under normal working conditions.
Transport
There are of roads. The main airport, Terrance B. Lettsome International Airport, also known as Beef Island Airport, is located on Beef Island, which lies off the eastern tip of Tortola and is accessible by the Queen Elizabeth II Bridge. Cape Air, and Air Sunshine are among the airlines offering scheduled service. Virgin Gorda and Anegada have their own smaller airports. Private air charter services operated by Island Birds Air Charter fly directly to all three islands from any major airport in the Caribbean. Helicopters are used to get to islands with no runway facilities; Antilles Helicopter Services is the only helicopter service based in the country.
The main harbour is in Road Town. There are also ferries that operate within the British Virgin Islands and to the neighbouring United States Virgin Islands. Cars in the British Virgin Islands drive on the left just as they do in the United Kingdom and the United States Virgin Islands. However, most cars are left hand drive, because they are from the United States. The roads are often quite steep, narrow and winding, and ruts, mudslides and rockfall can be a problem when it rains.
Demographics
As of the 2010 Census, the population of the territory was 28,054. Estimates put the population at 35,800 (July 2018) yet in 2022, it is thought to be much less than 30,000 post-Irma and with people having left during COVID lockdowns due to unemployment in the tourism industry. The majority of the population (76.9%) are Afro-Caribbean, descended from slaves brought to the islands by the British. Other large ethnic groups include Latinos (5.6%), those of European ancestry (5.4%), Mixed ancestry (5.4%) and Indian (2.1%).
The 2010 Census reports:
76.9% African
5.6% Hispanic
5.4% European/Caucasian
5.4% Mixed
2.1% East Indian
4.6% Others*
The 2010 Census reports the main places of origin of residents as follows:
39.1% local born (though many locals go to St. Thomas or the United States for maternity services)
7.2% Guyana
7.0% St. Vincent and the Grenadines
6.0% Jamaica
5.5% United States
5.4% Dominican Republic
5.3% United States Virgin Islands
The islands are heavily dependent upon migrant labour. In 2004, migrant workers accounted for 50% of the total population. 32% of workers employed in the British Virgin Islands work for the government. In the late 2000s the first Overseas Filipino Worker came to the British Virgin Islands, by 2020 total British Filipino population was about 800.
Unusually, the territory has one of the highest drowning mortality rates in the world, being higher than other high-risk countries such as China and India. 20% of deaths in the British Virgin Islands during 2012 were recorded as drownings, all of them being tourists. Despite this, the territory's most popular beach still has no lifeguard presence.
Religion
Over 90% of the population who indicated a religious affiliation at the 2010 Census were Christian with the largest individual Christian denominations being Methodist (17.6%), Anglican (9.5%), Church of God (10.4%), Seventh-Day Adventists (9.0%) and Roman Catholic (8.9%). The largest non-Christian faiths in 2010 were Hinduism (1.9%) and Islam (0.9%). However Hindus and Muslims constitute each approximately 1.2% of the population according to Word Religion Database 2005.
The Constitution of the British Virgin Islands commences with a professed national belief in God.
Education
The British Virgin Islands operates several government schools as well as private schools. There is also a community college, H. Lavity Stoutt Community College, that is located on the eastern end of Tortola. This college was named after Lavity Stoutt, the first Chief Minister of the British Virgin Islands. There remains segregation in the school system; while BVIslander and Belonger children make up a significant proportion of pupils in private schools, Non-Belongers are prohibited from attending government schools. It is extremely common for students from the British Virgin Islands to travel overseas for secondary and tertiary education, either to the University of the West Indies, or to colleges and universities in either the United Kingdom, United States or Canada. Coaching in certain sports, such as athletics, squash and football is of a high level.
The literacy rate in the British Virgin Islands is high at 98%.
There is a University of the West Indies Open campus in the territory and a Marine Science educational facility.
Culture
Language
The primary language is English, although there is a local dialect. Spanish is spoken by Puerto Rican, Dominican and other Hispanic immigrants.
Music
The traditional music of the British Virgin Islands is called fungi after the local cornmeal dish with the same name, often made with okra. The special sound of fungi is due to a unique local fusion between African and European music. It functions as a medium of local history and folklore and is therefore a cherished cultural form of expression that is part of the curriculum in BVI schools. The fungi bands, also called "scratch bands", use instruments ranging from calabash, washboard, bongos and ukulele, to more traditional western instruments like keyboard, banjo, guitar, bass, triangle and saxophone. Apart from being a form of festive dance music, fungi often contains humorous social commentaries, as well as BVI oral history.
Sport
Because of its location and climate, the British Virgin Islands has long been a haven for sailing enthusiasts. Sailing is regarded as one of the foremost sports in all of the BVI. Calm waters and steady breezes provide some of the best sailing conditions in the Caribbean.
Many sailing events are held in the waters of this country, the largest of which is a week-long series of races called the Spring Regatta, the premier sailing event of the Caribbean, with several races hosted each day. Boats include everything from full-size mono-hull yachts to dinghies. Captains and their crews come from all around the world to attend these races. The Spring Regatta is part race, part party, part festival. The Spring Regatta is normally held during the first week of April.
Since 2009, the BVI have made a name for themselves as a host of international basketball events. The BVI hosted three of the last four events of the Caribbean Basketball Championship (FIBA CBC Championship).
See also
List of British Virgin Islanders
Outline of the British Virgin Islands
References
External links
Directories
British Virgin Islands from UCB Libraries GovPubs
British Virgin Islands Guide from The Moorings
NGO sources
Official websites and overviews
Government of the British Virgin Islands official website
British Virgin Islands - London Office
Old Government House Museum, British Virgin Islands
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3470 | https://en.wikipedia.org/wiki/Burkina%20Faso | Burkina Faso | Burkina Faso ( , ; , ) is a landlocked country in West Africa with an area of , bordered by Mali to the northwest, Niger to the northeast, Benin to the southeast, Togo and Ghana to the south, and the Ivory Coast to the southwest. As of 2021, the country had an estimated population of 20,321,378. Previously called Republic of Upper Volta (1958–1984), it was renamed Burkina Faso by President Thomas Sankara. Its citizens are known as Burkinabè ( ), and its capital and largest city is Ouagadougou. Its name is often translated into English as the "Land of Honest Men".
The largest ethnic group in Burkina Faso is the Mossi people, who settled the area in the 11th and 13th centuries. They established powerful kingdoms such as the Ouagadougou, Tenkodogo, and Yatenga. In 1896, it was colonized by the French as part of French West Africa; in 1958, Upper Volta became a self-governing colony within the French Community. In 1960, it gained full independence with Maurice Yaméogo as president. Since it gained its independence, the country was subject to instability, droughts, famines and corruption. Various coups have also taken place in the country, in 1966, 1980, 1982, 1983, 1987, and twice in 2022, in January and in September, as well as an attempt in 1989 and another in 2015.
Thomas Sankara came to power following a successful coup in 1982. As president, Sankara embarked on a series of ambitious socioeconomic reforms which included a nationwide literacy campaign, land redistribution to peasants, provided vaccinations to over 2 million children, railway and road construction, equalized access to education, and the outlawing of female genital mutilation, forced marriages, and polygamy. He served as the country's president until 1987 when he was deposed and assassinated in a coup led by Blaise Compaoré, who became president and ruled the country until his removal on 31 October 2014.
Burkina Faso has been severely affected by the rise of Islamist terrorism in the Sahel since the mid-2010s. Several militias, partly allied with the Islamic State (IS) or al-Qaeda, operate in Burkina Faso and across the border in Mali and Niger. More than one million of the country's 21 million inhabitants are internally displaced persons. Burkina Faso's military seized power in a coup d'état on 23–24 January 2022, overthrowing President Roch Marc Kaboré. On 31 January, the military junta restored the constitution and appointed Paul-Henri Sandaogo Damiba as interim president, who was himself overthrown in a second coup on 30 September and replaced by military captain Ibrahim Traoré.
Burkina Faso is one of the least developed countries, with a GDP of $16.226 billion. Approximately 63.8 percent of its population practices Islam, while 26.3 percent practice Christianity. The country's official language of government and business is French. There are 60 indigenous languages officially recognized by the Burkinabè government, with the most common language, Mooré, spoken by over half the population. The country has a strong culture and is geographically biodiverse, with plentiful reserves of gold, manganese, copper and limestone. Burkinabè art has a rich and long history, and is globally renowned for its orthodox style. The country is governed as a semi-presidential republic with executive, legislative and judicial powers. Burkina Faso is a member of the United Nations, La Francophonie and the Organisation of Islamic Cooperation. It is currently suspended from ECOWAS and the African Union.
Etymology
Formerly the Republic of Upper Volta, the country was renamed "Burkina Faso" on 4 August 1984 by then-President Thomas Sankara. The words "Burkina" and "Faso" stem from different languages spoken in the country: "Burkina" comes from Mooré and means "upright", showing how the people are proud of their integrity, while "Faso" comes from the Dioula language (as written in N'Ko: faso) and means "fatherland" (literally, "father's house"). The "-bè" suffix added onto "Burkina" to form the demonym "Burkinabè" comes from the Fula language and means "women or men". The CIA summarizes the etymology as "land of the honest (incorruptible) men".
The French colony of Upper Volta was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).
History
Early history
The northwestern part of present-day Burkina Faso was populated by hunter-gatherers from 14,000 BCE to 5000 BCE. Their tools, including scrapers, chisels and arrowheads, were discovered in 1973 through archaeological excavations. Agricultural settlements were established between 3600 and 2600 BCE. The Bura culture was an Iron-Age civilization centred in the southwest portion of modern-day Niger and in the southeast part of contemporary Burkina Faso. Iron industry, in smelting and forging for tools and weapons, had developed in Sub-Saharan Africa by 1200 BCE. To date, the oldest evidence of iron smelting found in Burkina Faso dates from 800 to 700 BC and form part of the Ancient Ferrous Metallurgy World Heritage Site. From the 3rd to the 13th centuries CE, the Iron Age Bura culture existed in the territory of present-day southeastern Burkina Faso and southwestern Niger. Various ethnic groups of present-day Burkina Faso, such as the Mossi, Fula and Dioula, arrived in successive waves between the 8th and 15th centuries. From the 11th century, the Mossi people established several separate kingdoms.
8th century to 18th century
There is debate about the exact dates when Burkina Faso's many ethnic groups arrived to the area. The Proto-Mossi arrived in the far Eastern part of what is today Burkina Faso sometime between the 8th and 11th centuries, the Samo arrived around the 15th century, the Dogon lived in Burkina Faso's north and northwest regions until sometime in the 15th or 16th centuries and many of the other ethnic groups that make up the country's population arrived in the region during this time.
During the Middle Ages, the Mossi established several separate kingdoms including those of Tenkodogo, Yatenga, Zandoma, and Ouagadougou. Sometime between 1328 and 1338 Mossi warriors raided Timbuktu but the Mossi were defeated by Sonni Ali of Songhai at the Battle of Kobi in Mali in 1483.
During the early 16th century the Songhai conducted many slave raids into what is today Burkina Faso. During the 18th century the Gwiriko Empire was established at Bobo Dioulasso and ethnic groups such as the Dyan, Lobi, and Birifor settled along the Black Volta.
From colony to independence (1890s–1958)
Starting in the early 1890s during the European Scramble for Africa, a series of European military officers made attempts to claim parts of what is today Burkina Faso. At times these colonialists and their armies fought the local peoples; at times they forged alliances with them and made treaties. The colonialist officers and their home governments also made treaties among themselves. The territory of Burkina Faso was invaded by France, becoming a French protectorate in 1896.
The eastern and western regions, where a standoff against the forces of the powerful ruler Samori Ture complicated the situation, came under French occupation in 1897. By 1898, the majority of the territory corresponding to Burkina Faso was nominally conquered; however, French control of many parts remained uncertain.
The Franco-British Convention of 14 June 1898 created the country's modern borders. In the French territory, a war of conquest against local communities and political powers continued for about five years. In 1904, the largely pacified territories of the Volta basin were integrated into the Upper Senegal and Niger colony of French West Africa as part of the reorganization of the French West African colonial empire. The colony had its capital in Bamako.
The language of colonial administration and schooling became French. The public education system started from humble origins. Advanced education was provided for many years during the colonial period in Dakar.
The indigenous population was highly discriminated against. For example, African children were not allowed to ride bicycles or pick fruit from trees, "privileges" reserved for the children of colonists. Violating these regulations could land parents in jail.
Draftees from the territory participated in the European fronts of World War I in the battalions of the Senegalese Rifles. Between 1915 and 1916, the districts in the western part of what is now Burkina Faso and the bordering eastern fringe of Mali became the stage of one of the most important armed oppositions to colonial government: the Volta-Bani War.
The French government finally suppressed the movement but only after suffering defeats. It also had to organize its largest expeditionary force of its colonial history to send into the country to suppress the insurrection. Armed opposition wracked the Sahelian north when the Tuareg and allied groups of the Dori region ended their truce with the government.
French Upper Volta was established on 1 March 1919. The French feared a recurrence of armed uprising and had related economic considerations. To bolster its administration, the colonial government separated the present territory of Burkina Faso from Upper Senegal and Niger.
The new colony was named Haute Volta for its location on the upper courses of the Volta River (the Black, Red and White Volta), and François Charles Alexis Édouard Hesling became its first governor. Hesling initiated an ambitious road-making program to improve infrastructure and promoted the growth of cotton for export. The cotton policy – based on coercion – failed, and revenue generated by the colony stagnated. The colony was dismantled on 5 September 1932, being split between the French colonies of Ivory Coast, French Sudan and Niger. Ivory Coast received the largest share, which contained most of the population as well as the cities of Ouagadougou and Bobo-Dioulasso.
France reversed this change during the period of intense anti-colonial agitation that followed the end of World War II. On 4 September 1947, it revived the colony of Upper Volta, with its previous boundaries, as a part of the French Union. The French designated its colonies as departments of metropolitan France on the European continent.
On 11 December 1958 the colony achieved self-government as the Republic of Upper Volta; it joined the Franco-African Community. A revision in the organization of French Overseas Territories had begun with the passage of the Basic Law (Loi Cadre) of 23 July 1956. This act was followed by reorganization measures approved by the French parliament early in 1957 to ensure a large degree of self-government for individual territories. Upper Volta became an autonomous republic in the French community on 11 December 1958. Full independence from France was received in 1960.
Upper Volta (1958–1984)
The Republic of Upper Volta () was established on 11 December 1958 as a self-governing colony within the French Community. The name Upper Volta related to the nation's location along the upper reaches of the Volta River. The river's three tributaries are called the Black, White and Red Volta. These were expressed in the three colors of the former national flag.
Before attaining autonomy, it had been French Upper Volta and part of the French Union. On 5 August 1960, it attained full independence from France. The first president, Maurice Yaméogo, was the leader of the Voltaic Democratic Union (UDV). The 1960 constitution provided for election by universal suffrage of a president and a national assembly for five-year terms. Soon after coming to power, Yaméogo banned all political parties other than the UDV. The government lasted until 1966. After much unrest, including mass demonstrations and strikes by students, labor unions, and civil servants, the military intervened.
Lamizana's rule and multiple coups
The 1966 military coup deposed Yaméogo, suspended the constitution, dissolved the National Assembly, and placed Lt. Col. Sangoulé Lamizana at the head of a government of senior army officers. The army remained in power for four years. On 14 June 1976, the Voltans ratified a new constitution that established a four-year transition period toward complete civilian rule. Lamizana remained in power throughout the 1970s as president of military or mixed civil-military governments. Lamizana's rule coincided with the beginning of the Sahel drought and famine which had a devastating impact on Upper Volta and neighboring countries. After conflict over the 1976 constitution, a new constitution was written and approved in 1977. Lamizana was re-elected by open elections in 1978.
Lamizana's government faced problems with the country's traditionally powerful trade unions, and on 25 November 1980, Col. Saye Zerbo overthrew President Lamizana in a bloodless coup. Colonel Zerbo established the Military Committee of Recovery for National Progress as the supreme governmental authority, thus eradicating the 1977 constitution.
Colonel Zerbo also encountered resistance from trade unions and was overthrown two years later by Maj. Dr. Jean-Baptiste Ouédraogo and the Council of Popular Salvation (CSP) in the 1982 Upper Voltan coup d'état. The CSP continued to ban political parties and organizations, yet promised a transition to civilian rule and a new constitution.
1983 coup d'état
Infighting developed between the right and left factions of the CSP. The leader of the leftists, Capt. Thomas Sankara, was appointed prime minister in January 1983, but was subsequently arrested. Efforts to free him, directed by Capt. Blaise Compaoré, resulted in a military coup d'état on 4 August 1983.
The coup brought Sankara to power and his government began to implement a series of revolutionary programs which included mass-vaccinations, infrastructure improvements, the expansion of women's rights, encouragement of domestic agricultural consumption, and anti-desertification projects.
Burkina Faso (since 1984)
On 2 August 1984, on President Sankara's initiative, the country's name changed from "Upper Volta" to "Burkina Faso", or land of the honest men; (the literal translation is land of the upright men.) The presidential decree was confirmed by the National Assembly on 4 August. The demonym for people of Burkina Faso, "Burkinabè", includes expatriates or descendants of people of Burkinabè origin.
Sankara's government comprised the National Council for the Revolution (CNR – ), with Sankara as its president, and established popular Committees for the Defense of the Revolution (CDRs). The Pioneers of the Revolution youth programme was also established.
Sankara launched an ambitious socioeconomic programme for change, one of the largest ever undertaken on the African continent. His foreign policies centred on anti-imperialism, with his government rejecting all foreign aid, pushing for odious debt reduction, nationalising all land and mineral wealth and averting the power and influence of the International Monetary Fund (IMF) and World Bank. His domestic policies included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.
Sankara pushed for agrarian self-sufficiency and promoted public health by vaccinating 2,500,000 children against meningitis, yellow fever, and measles. His national agenda also included planting over 10,000,000 trees to halt the growing desertification of the Sahel. Sankara called on every village to build a medical dispensary and had over 350 communities build schools with their own labour.
In the 1980s, when ecological awareness was still very low, Thomas Sankara was one of the few African leaders to consider environmental protection a priority. He engaged in three major battles: against bush fires "which will be considered as crimes and will be punished as such"; against cattle roaming "which infringes on the rights of peoples because unattended animals destroy nature"; and against the anarchic cutting of firewood "whose profession will have to be organized and regulated". As part of a development program involving a large part of the population, ten million trees were planted in Burkina Faso in fifteen months during the revolution. To face the advancing desert and recurrent droughts, Thomas Sankara also proposed the planting of wooded strips of about fifty kilometers, crossing the country from east to west. He then thought of extending this vegetation belt to other countries. Cereal production, close to 1.1 billion tons before 1983, was predicted to rise to 1.6 billion tons in 1987. Jean Ziegler, former UN special rapporteur for the right to food, said that the country "had become food self-sufficient."
Compaoré presidency
On 15 October 1987, Sankara, along with twelve other officials, was assassinated in a coup d'état organized by Blaise Compaoré, Sankara's former colleague, who would go on to serve as Burkina Faso's president from October 1987 until October 2014. After the coup and although Sankara was known to be dead, some CDRs mounted an armed resistance to the army for several days. A majority of Burkinabè citizens hold that France's foreign ministry, the Quai d'Orsay, was behind Compaoré in organizing the coup. There is some evidence for France's support of the coup.
Compaoré gave as one of the reasons for the coup the deterioration in relations with neighbouring countries. Compaoré argued that Sankara had jeopardised foreign relations with the former colonial power (France) and with neighbouring Ivory Coast. Following the coup Compaoré immediately reversed the nationalizations, overturned nearly all of Sankara's policies, returned the country back into the IMF fold, and ultimately spurned most of Sankara's legacy. Following an alleged coup-attempt in 1989, Compaoré introduced limited democratic reforms in 1990. Under the new (1991) constitution, Compaoré was re-elected without opposition in December 1991. In 1998 Compaoré won election in a landslide. In 2004, 13 people were tried for plotting a coup against President Compaoré and the coup's alleged mastermind was sentenced to life imprisonment. , Burkina Faso remained one of the least-developed countries in the world.
In 2000, the constitution was amended to reduce the presidential term to five years and set term limits to two, preventing successive re-election. The amendment took effect during the 2005 elections. If passed beforehand, it would have prevented Compaoré from being reelected. Other presidential candidates challenged the election results. But in October 2005, the constitutional council ruled that, because Compaoré was the sitting president in 2000, the amendment would not apply to him until the end of his second term in office. This cleared the way for his candidacy in the 2005 election. On 13 November 2005, Compaoré was reelected in a landslide, because of a divided political opposition.
In the 2010 presidential election, President Compaoré was re-elected. Only 1.6 million Burkinabè voted, out of a total population 10 times that size. In February 2011, the death of a schoolboy provoked the 2011 Burkinabè protests, a series of popular protests, coupled with a military mutiny and a magistrates' strike, that called for the resignation of Compaoré, democratic reforms, higher wages for troops and public servants and economic freedom. As a result, governors were replaced and wages for public servants were raised. In April 2011, there was an army mutiny; the president named new chiefs of staff, and a curfew was imposed in Ouagadougou.
Compaoré's government played the role of negotiator in several West-African disputes, including the 2010–11 Ivorian crisis, the Inter-Togolese Dialogue (2007), and the 2012 Malian Crisis.
Kafando presidency
Starting on 28 October 2014 protesters began to march and demonstrate in Ouagadougou against President Compaoré, who appeared ready to amend the constitution and extend his 27-year rule. On 30 October some protesters set fire to the parliament building and took over the national TV headquarters. Ouagadougou International Airport closed and MPs suspended the vote on changing the constitution (the change would have allowed Compaoré to stand for re-election in 2015). Later in the day, the military dissolved all government institutions and imposed a curfew.
On 31 October 2014, President Compaoré, facing mounting pressure, resigned after 27 years in office. Lt. Col. Isaac Zida said that he would lead the country during its transitional period before the planned 2015 presidential election, but there were concerns over his close ties to the former president. In November 2014 opposition parties, civil-society groups and religious leaders adopted a plan for a transitional authority to guide Burkina Faso to elections. Under the plan Michel Kafando became the transitional President of Burkina Faso and Lt. Col. Zida became the acting Prime Minister and Defense Minister.
On 16 September 2015, the Regiment of Presidential Security (RSP) carried out a coup d'état, seizing the president and prime minister and then declaring the National Council for Democracy the new national government. However, on 22 September 2015, the coup leader, Gilbert Diendéré, apologized and promised to restore civilian government. On 23 September 2015 the prime minister and interim president were restored to power.
Kaboré presidency and Jihadist insurgency (2015-2023)
General elections took place on 29 November 2015. Roch Marc Christian Kaboré won the election in the first round with 53.5% of the vote, defeating businessman Zéphirin Diabré, who took 29.7%. Kaboré was sworn in as president on 29 December 2015. Kaboré was re-elected in the general election of 22 November 2020, but his party Mouvement du Peuple pour le Progrès (MPP), failed to reach absolute parliamentary majority. It secured 56 seats out of a total of 127. The Congress for Democracy and Progress (CDP), the party of former President Blaise Compaoré, was distant second with 20 seats.
A Jihadist insurgency began in August 2015, part of the Islamist insurgency in the Sahel. Between August 2015 and October 2016, seven different posts were attacked across the country. On 15 January 2016, terrorists attacked the capital city of Ouagadougou, killing 30 people. Al-Qaeda in the Islamic Maghreb and Al-Mourabitoune, which until then had mostly operated in neighbouring Mali, claimed responsibility for the attack.
In 2016, attacks increased after a new group Ansarul Islam, led by imam Ibrahim Malam Dicko, was founded. Its attacks focussed particularly on Soum province and it killed dozens of people in the attack on Nassoumbou on 16 December.
Between 27 March – 10 April 2017, the governments of Mali, France, and Burkina Faso launched a joint operation named "Operation Panga," composed of 1,300 soldiers from the three countries, in Fhero forest, near the Burkina Faso-Mali border, considered a sanctuary for Ansarul Islam. The head of Ansarul Islam, Ibrahim Malam Dicko, was killed in June 2017 and Jafar Dicko became leader.
On 2 March 2018, Jama'at Nasr al-Islam wal Muslimin attacked the French embassy in Ouagadougou as well as the general staff of the Burkinabè army. Eight soldiers and eight attackers were killed, and a further 61 soldiers and 24 civilians were injured. The insurgency expanded to the east of the country and, in early October, the Armed Forces of Burkina Faso launched a major military operation in the country's East, supported by French forces. According to Human Rights Watch, between mid-2018 to February 2019, at least 42 people were murdered by jihadists and a minimum of 116 mostly Fulani civilians were killed by military forces without trial. The attacks increased significantly in 2019. According to the ACLED, armed violence in Burkina Faso jumped by 174% in 2019, with nearly 1,300 civilians dead and 860,000 displaced. Jihadist groups also began to specifically target Christians.
On 8 July 2020, the United States raised concerns after a Human Rights Watch report revealed mass graves with at least 180 bodies, which were found in northern Burkina Faso where soldiers were fighting jihadists. On 4 June 2021, the Associated Press reported that according to the government of Burkina Faso, gunmen killed at least 100 people in Solhan village in northern Burkina Faso near the Niger border. A local market and several homes were also burned down. A government spokesman blamed jihadists. Heni Nsaibia, senior researcher at the Armed Conflict Location & Event Data Project said it was the deadliest attack recorded in Burkina Faso since the beginning of the jihadist insurgency.
From 4–5 June 2021, unknown militants massacred over 170 people in the villages of Solhan and Tadaryat. Jihadists killed 80 people in Gorgadji on 20 August. On 14 November, the Jama'at Nasr al-Islam wal Muslimin attacked a gendarmerie in Inata, killing 53 soldiers, the heaviest loss of life by the Burkinabe military during the insurgency, and a major morale loss in the country. In December Islamists killed 41 people in an ambush, including the popular vigilante leader Ladji Yoro. Yoro was a central figure in the Volunteers for the Defense of the Homeland (VDP) a pro-government militia that had taken a leading role in the struggle against Islamists.
In 2023, shortly after the murder of a Catholic priest at the hands of insurgents, the bishop of Dori, Laurent Dabiré, claimed in an interview with Catholic charity Aid to the Church in Need that around 50% of the country was in the hands of Islamists.
2022 coups d'état
In a successful coup on 24 January 2022, mutinying soldiers arrested and deposed President Roch Marc Christian Kaboré following gunfire. The Patriotic Movement for Safeguard and Restoration (MPSR) supported by the military declared itself to be in power, led by Lieutenant Colonel Paul-Henri Sandaogo Damiba. On 31 January, the military junta restored the constitution and appointed Damiba interim president. In the aftermath of the coup, ECOWAS and the African Union suspended Burkina Faso's membership. On 10 February, the Constitutional Council declared Damiba president of Burkina Faso. He was sworn in as president on 16 February. On 1 March 2022, the junta approved a charter allowing a military-led transition of 3 years. The charter provides for the transition process to be followed by the holding of elections. President Kaboré, who had been detained since the military junta took power, was released on 6 April 2022.
The insurgency continued following the coup, with about 60% of the country under government control. The Siege of Djibo began in February 2022 and continues as of June 2023. Between 100 and 165 people were killed in Seytenga Department, Séno Province on 12–13 June and around 16,000 people fled their homes. In June, the Government announced the creation of "military zones", which civilians were required to vacate so that the country's Armed and Security Forces could fight insurgents without any "hindrances".
On 30 September, Damiba was ousted in a military coup led by Capt. Ibrahim Traoré. This came eight months after Damiba seized power. The rationale given by Traore for the coup d'état was the purported inability of Paul-Henri Sandaogo Damiba to deal with an Islamist insurgency. Damiba resigned and left the country. On 6 October 2022, Captain Ibrahim Traore was officially appointed as president of Burkina Faso. Apollinaire Joachim Kyélem de Tambèla was appointed interim Prime Minister on 21 October 2022.
On 13 April 2023, authorities in Burkina Faso declared a mobilisation in order to give the nation all means necessary to combat terrorism and create a "legal framework for all the actions to be taken" against the insurgents in recapturing 40 percent of the national territory from Islamist insurgents. On 20 April, the Rapid Intervention Brigade committed the Karma massacre, rounding up and executing civilians en masse. Between 60 and 156 civilians were killed.
Government
The constitution of 2 June 1991 established a semi-presidential government: its parliament could be dissolved by the President of the Republic, who was to be elected for a term of seven years. In 2000, the constitution was amended to reduce the presidential term to five years and set term limits to two, preventing successive re-election. The amendment took effect during the 2005 elections.
The parliament consisted of one chamber known as the National Assembly, which had 111 seats with members elected to serve five-year terms. There was also a constitutional chamber, composed of ten members, and an economic and social council whose roles were purely consultative. The 1991 constitution created a bicameral parliament, but the upper house (Chamber of Representatives) was abolished in 2002.
The Compaoré administration had worked to decentralize power by devolving some of its powers to regions and municipal authorities. But the widespread distrust of politicians and lack of political involvement by many residents complicated this process. Critics described this as a hybrid decentralisation.
Political freedoms are severely restricted in Burkina Faso. Human rights organizations had criticised the Compaoré administration for numerous acts of state-sponsored violence against journalists and other politically active members of society.
The prime minister is head of government and is appointed by the president with the approval of the National Assembly. He is responsible for recommending a cabinet for appointment by the president.
Constitution
In 2015, Kaboré promised to revise the 1991 constitution. The revision was completed in 2018. One condition prevents any individual from serving as president for more than ten years either consecutively or intermittently and provides a method for impeaching a president. A referendum on the constitution for the Fifth Republic was scheduled for 24 March 2019.
Certain rights are also enshrined in the revised wording: access to drinking water, access to decent housing and a recognition of the right to civil disobedience, for example. The referendum was required because the opposition parties in Parliament refused to sanction the proposed text.
Following the January 2022 coup d'état, the military dissolved the parliament, government and constitution. On 31 January, the military junta restored the constitution, but it was suspended again following the September 2022 coup d'état.
Foreign relations
Burkina Faso is a member of the G5 Sahel, Community of Sahel–Saharan States, La Francophonie, Organisation of Islamic Cooperation, and United Nations. It is currently suspended from ECOWAS and the African Union.
Military
The army consists of some 6,000 men in voluntary service, augmented by a part-time national People's Militia composed of civilians between 25 and 35 years of age who are trained in both military and civil duties. According to Jane's Sentinel Country Risk Assessment, Burkina Faso's Army is undermanned for its force structure and poorly equipped, but has wheeled light-armour vehicles, and may have developed useful combat expertise through interventions in Liberia and elsewhere in Africa.
In terms of training and equipment, the regular Army is believed to be neglected in relation to the élite Regiment of Presidential Security ( – RSP). Reports have emerged in recent years of disputes over pay and conditions. There is an air force with some 19 operational aircraft, but no navy, as the country is landlocked. Military expenses constitute approximately 1.2% of the nation's GDP.
Law enforcement
Burkina Faso employs numerous police and security forces, generally modeled after organizations used by French police. France continues to provide significant support and training to police forces. The Gendarmerie Nationale is organized along military lines, with most police services delivered at the brigade level. The Gendarmerie operates under the authority of the Minister of Defence, and its members are employed chiefly in the rural areas and along borders.
There is a municipal police force controlled by the Ministry of Territorial Administration; a national police force controlled by the Ministry of Security; and an autonomous Regiment of Presidential Security (Régiment de la Sécurité Présidentielle, or RSP), a 'palace guard' devoted to the protection of the President of the Republic. Both the gendarmerie and the national police are subdivided into both administrative and judicial police functions; the former are detailed to protect public order and provide security, the latter are charged with criminal investigations.
All foreigners and citizens are required to carry photo ID passports, or other forms of identification or risk a fine, and police spot identity checks are commonplace for persons traveling by auto, bush-taxi, or bus.
Administrative divisions
The country is divided into 13 administrative regions. These regions encompass 45 provinces and 301 departments. Each region is administered by a governor.
Geography
Burkina Faso lies mostly between latitudes 9° and 15° N (a small area is north of 15°), and longitudes 6° W and 3° E.
It is made up of two major types of countryside. The larger part of the country is covered by a peneplain, which forms a gently undulating landscape with, in some areas, a few isolated hills, the last vestiges of a Precambrian massif. The southwest of the country, on the other hand, forms a sandstone massif, where the highest peak, Ténakourou, is found at an elevation of . The massif is bordered by sheer cliffs up to high. The average altitude of Burkina Faso is and the difference between the highest and lowest terrain is no greater than . Burkina Faso is therefore a relatively flat country.
The country owes its former name of Upper Volta to three rivers which cross it: the Black Volta (or Mouhoun), the White Volta (Nakambé) and the Red Volta (Nazinon). The Black Volta is one of the country's only two rivers which flow year-round, the other being the Komoé, which flows to the southwest. The basin of the Niger River also drains 27% of the country's surface.
The Niger's tributaries – the Béli, Gorouol, Goudébo, and Dargol – are seasonal streams and flow for only four to six months a year. They still can flood and overflow, however. The country also contains numerous lakes – the principal ones are Tingrela, Bam, and Dem. The country contains large ponds, as well, such as Oursi, Béli, Yomboli, and Markoye. Water shortages are often a problem, especially in the north of the country.
Burkina Faso lies within two terrestrial ecoregions: Sahelian Acacia savanna and West Sudanian savanna.
Climate
Burkina Faso has a primarily tropical climate with two very distinct seasons. In the rainy season, the country receives between of rainfall; in the dry season, the harmattan – a hot dry wind from the Sahara – blows. The rainy season lasts approximately four months, May/June to September, and is shorter in the north of the country. Three climatic zones can be defined: the Sahel, the Sudan-Sahel, and the Sudan-Guinea. The Sahel in the north typically receives less than of rainfall per year and has high temperatures, .
A relatively dry tropical savanna, the Sahel extends beyond the borders of Burkina Faso, from the Horn of Africa to the Atlantic Ocean, and borders the Sahara to its north and the fertile region of the Sudan to the south. Situated between 11° 3′ and 13° 5′ north latitude, the Sudan-Sahel region is a transitional zone with regards to rainfall and temperature. Further to the south, the Sudan-Guinea zone receives more than of rain each year and has cooler average temperatures.
Geographic and environmental causes can also play a significant role in contributing to Burkina Faso's food insecurity. As the country is situated in the Sahel region, Burkina Faso experiences some of the most radical climatic variation in the world, ranging from severe flooding to extreme drought. The unpredictable climatic shock that Burkina Faso citizens often face results in strong difficulties in being able to rely on and accumulate wealth through agricultural means.
Burkina Faso's climate also renders its crops vulnerable to insect attacks, including attacks from locusts and crickets, which destroy crops and further inhibit food production. Not only is most of the population of Burkina Faso dependent on agriculture as a source of income, but they also rely on the agricultural sector for food that will directly feed the household. Due to the vulnerability of agriculture, more and more families are having to look for other sources of non-farm income, and often have to travel outside of their regional zone to find work.
Natural resources
Burkina Faso's natural resources include gold, manganese, limestone, marble, phosphates, pumice, and salt.
Wildlife
Burkina Faso has a larger number of elephants than many countries in West Africa. Lions, leopards and buffalo can also be found here, including the dwarf or red buffalo, a smaller reddish-brown animal which looks like a fierce kind of short-legged cow. Other large predators live in Burkina Faso, such as the cheetah, the caracal or African lynx, the spotted hyena and the African wild dog, one of the continent's most endangered species.
Burkina Faso's fauna and flora are protected in four national parks:
The W National Park in the east which passes Burkina Faso, Benin, and Niger
The Arly Wildlife Reserve (Arly National Park in the east)
The Léraba-Comoé Classified Forest and Partial Reserve of Wildlife in the west
The Mare aux Hippopotames in the west
and several reserves: see List of national parks in Africa and Nature reserves of Burkina Faso.
Economy
The value of Burkina Faso's exports fell from $2.77 billion in 2011 to $754 million in 2012. Agriculture represents 32% of its gross domestic product and occupies 80% of the working population. It consists mostly of rearing livestock. Especially in the south and southwest, the people grow crops of sorghum, pearl millet, maize (corn), peanuts, rice and cotton, with surpluses to be sold. A large part of the economic activity of the country is funded by international aid, despite having gold ores in abundance.
The top five export commodities in 2017 were, in order of importance: gems and precious metals, US$1.9 billion (78.5% of total exports), cotton, $198.7 million (8.3%), ores, slag, ash, $137.6 million (5.8%), fruits, nuts: $76.6 million (3.2%) and oil seeds: $59.5 million (2.5%).
A December 2018 report from the World Bank indicates that in 2017, economic growth increased to 6.4% in 2017 (vs. 5.9% in 2016) primarily due to gold production and increased investment in infrastructure. The increase in consumption linked to growth of the wage bill also supported economic growth. Inflation remained low, 0.4% that year but the public deficit grew to 7.7% of GDP (vs. 3.5% in 2016). The government was continuing to get financial aid and loans to finance the debt. To finance the public deficit, the Government combined concessional aid and borrowing on the regional market. The World Bank said that the economic outlook remained favorable in the short and medium term, although that could be negatively impacted. Risks included high oil prices (imports), lower prices of gold and cotton (exports) as well as terrorist threat and labour strikes.
Burkina Faso is part of the West African Monetary and Economic Union (UMEOA) and has adopted the CFA franc. This is issued by the Central Bank of the West African States (BCEAO), situated in Dakar, Senegal. The BCEAO manages the monetary and reserve policy of the member states, and provides regulation and oversight of financial sector and banking activity. A legal framework regarding licensing, bank activities, organizational and capital requirements, inspections and sanctions (all applicable to all countries of the Union) is in place, having been reformed significantly in 1999. Microfinance institutions are governed by a separate law, which regulates microfinance activities in all WAEMU countries. The insurance sector is regulated through the Inter-African Conference on Insurance Markets (CIMA).
In 2018, tourism was almost non-existent in large parts of the country. The U.S. government (and others) warn their citizens not to travel into large parts of Burkina Faso: "The northern Sahel border region shared with Mali and Niger due to crime and terrorism. The provinces of Kmoandjari, Tapoa, Kompienga, and Gourma in East Region due to crime and terrorism".
The 2018 CIA World Factbook provides this updated summary. "Burkina Faso is a poor, landlocked country that depends on adequate rainfall. Irregular patterns of rainfall, poor soil, and the lack of adequate communications and other infrastructure contribute to the economy's vulnerability to external shocks. About 80% of the population is engaged in subsistence farming and cotton is the main cash crop. The country has few natural resources and a weak industrial base. Cotton and gold are Burkina Faso's key exports ...The country has seen an upswing in gold exploration, production, and exports.
While the end of the political crisis has allowed Burkina Faso's economy to resume positive growth, the country's fragile security situation could put these gains at risk. Political insecurity in neighboring Mali, unreliable energy supplies, and poor transportation links pose long-term challenges." The report also highlights the 2018–2020 International Monetary Fund program, including the government's plan to "reduce the budget deficit and preserve critical spending on social services and priority public investments".
A 2018 report by the African Development Bank Group discussed a macroeconomic evolution: "higher investment and continued spending on social services and security that will add to the budget deficit". This group's prediction for 2018 indicated that the budget deficit would be reduced to 4.8% of GDP in 2018 and to 2.9% in 2019. Public debt associated with the National Economic and Social Development Plan was estimated at 36.9% of GDP in 2017.
Burkina Faso is a member of the Organization for the Harmonization of Business Law in Africa (OHADA). The country also belongs to the United Nations, International Monetary Fund, World Bank, and World Trade Organization.
Mining
There is mining of copper, iron, manganese, gold, cassiterite (tin ore), and phosphates. These operations provide employment and generate international aid. Gold production increased 32% in 2011 at six gold mine sites, making Burkina Faso the fourth-largest gold producer in Africa, after South Africa, Mali and Ghana.
A 2018 report indicated that the country expected record 55 tonnes of gold in that year, a two-thirds increase over 2013. According to Oumarou Idani, there is a more important issue. "We have to diversify production. We mostly only produce gold, but we have huge potential in manganese, zinc, lead, copper, nickel and limestone".
Food insecurity
According to the Global Hunger Index, a multidimensional tool used to measure and track a country's hunger levels, Burkina Faso ranked 65 out of 78 countries in 2013. It is estimated that there are currently over 1.5 million children who are at risk of food insecurity in Burkina Faso, with around 350,000 children who are in need of emergency medical assistance. However, only about a third of these children will actually receive adequate medical attention. Only 11.4 percent of children under the age of two receive the daily recommended number of meals. Stunted growth as a result of food insecurity is a severe problem in Burkina Faso, affecting at least a third of the population from 2008 to 2012. Additionally, stunted children, on average, tend to complete less school than children with normal growth development, further contributing to the low levels of education of the Burkina Faso population.
The European Commission expects that approximately 500,000 children under age 5 in Burkina Faso will suffer from acute malnutrition in 2015, including around 149,000 who will suffer from its most life-threatening form. Rates of micronutrient deficiencies are also high. According to the Demographic and Health Survey (DHS 2010), 49 percent of women and 88 percent of children under the age of five suffer from anemia. Forty percent of infant deaths can be attributed to malnutrition, and in turn, these infant mortality rates have decreased Burkina Faso's total work force by 13.6 percent, demonstrating how food security affects more aspects of life beyond health.
These high rates of food insecurity and the accompanying effects are even more prevalent in rural populations compared to urban ones, as access to health services in rural areas is much more limited and awareness and education of children's nutritional needs is lower.
An October 2018 report by USAid stated that droughts and floods remained problematic, and that "violence and insecurity are disrupting markets, trade and livelihoods activities in some of Burkina Faso's northern and eastern areas". The report estimated that over 954,300 people needed food security support, and that, according to UNICEF, an "estimated 187,200 children under 5 years of age will experience severe acute malnutrition". Agencies providing assistance at the time included USAID's Office of Food for Peace (FFP) working with the UN World Food Programme, the NGO Oxfam Intermón and ACDI/VOCA.
Approaches to improving food security
World Food Programme
The United Nations' World Food Programme has worked on programs that are geared towards increasing food security in Burkina Faso.
The Protracted Relief and Recovery Operation 200509 (PRRO) was formed to respond to the high levels of malnutrition in Burkina Faso, following the food and nutrition crisis in 2012. The efforts of this project are mostly geared towards the treatment and prevention of malnutrition and include take home rations for the caretakers of those children who are being treated for malnutrition. Additionally, the activities of this operation contribute to families' abilities to withstand future food crises. Better nutrition among the two most vulnerable groups, young children and pregnant women, prepares them to be able to respond better in times when food security is compromised, such as in droughts.
The Country Programme (CP) has two parts: food and nutritional assistance to people with HIV/AIDS, and a school feeding program for all primary schools in the Sahel region. The HIV/AIDS nutrition program aims to better the nutritional recovery of those who are living with HIV/AIDS and to protect at-risk children and orphans from malnutrition and food security. As part of the school feeding component, the Country Programme's goals are to increase enrollment and attendance in schools in the Sahel region, where enrollment rates are below the national average. Furthermore, the program aims at improving gender parity rates in these schools, by providing girls with high attendance in the last two years of primary school with take-home rations of cereals as an incentive to households, encouraging them to send their girls to school.
The WFP concluded the formation of a subsequently approved plan in August 2018 "to support the Government's vision of 'a democratic, unified and united nation, transforming the structure of its economy and achieving a strong and inclusive growth through patterns of sustainable consumption and production.' It will take important steps in WFP's new strategic direction for strengthened national and local capacities to enable the Government and communities to own, manage, and implement food and nutrition security programmes by 2030".
World Bank
The World Bank was established in 1944, and comprises five institutions whose shared goals are to end extreme poverty by 2030 and to promote shared prosperity by fostering income growth of the lower forty percent of every country. One of the main projects the World Bank is working on to reduce food insecurity in Burkina Faso is the Agricultural Productivity and Food Security Project. According to the World Bank, the objective of this project is to "improve the capacity of poor producers to increase food production and to ensure improved availability of food products in rural markets." The Agricultural Productivity and Food Security Project has three main parts. Its first component is to work towards the improvement of food production, including financing grants and providing 'voucher for work' programs for households who cannot pay their contribution in cash. The project's next component involves improving the ability of food products, particularly in rural areas. This includes supporting the marketing of food products, and aims to strengthen the capabilities of stakeholders to control the variability of food products and supplies at local and national levels. Lastly, the third component of this project focuses on institutional development and capacity building. Its goal is to reinforce the capacities of service providers and institutions who are specifically involved in project implementation. The project's activities aim to build capacities of service providers, strengthen the capacity of food producer organizations, strengthen agricultural input supply delivery methods, and manage and evaluate project activities.
The December 2018 report by the World Bank indicated that the poverty rate fell slightly between 2009 and 2014, from 46% to a still high 40.1%. The report provided this updated summary of the country's development challenges: "Burkina Faso remains vulnerable to climatic shocks related to changes in rainfall patterns and to fluctuations in the prices of its export commodities on world markets. Its economic and social development will, to some extent, be contingent on political stability in the country and the subregion, its openness to international trade, and export diversification".
Infrastructure and services
Water
While services remain underdeveloped, the National Office for Water and Sanitation (ONEA), a state-owned utility company run along commercial lines, is emerging as one of the best-performing utility companies in Africa. High levels of autonomy and a skilled and dedicated management have driven ONEA's ability to improve production of and access to clean water.
Since 2000, nearly 2 million more people have access to water in the four principal urban centres in the country; the company has kept the quality of infrastructure high (less than 18% of the water is lost through leaks – one of the lowest in sub-Saharan Africa), improved financial reporting, and increased its annual revenue by an average of 12% (well above inflation). Challenges remain, including difficulties among some customers in paying for services, with the need to rely on international aid to expand its infrastructure. The state-owned, commercially run venture has helped the nation reach its Millennium Development Goal (MDG) targets in water-related areas, and has grown as a viable company.
However, access to drinking water has improved over the last 28 years. According to UNICEF, access to drinking water has increased from 39 to 76% in rural areas between 1990 and 2015. In this same time span, access to drinking water increased from 75 to 97% in urban areas.
Electricity
A 33-megawatt solar power plant in Zagtouli, near Ouagadougou, came online in late November 2017. At the time of its construction, it was the largest solar power facility in West Africa.
Other
The growth rate in Burkina Faso is high although it continues to be plagued by corruption and incursions from terrorist groups from Mali and Niger.
Transport
Transport in Burkina Faso is limited by relatively underdeveloped infrastructure.
As of June 2014 the main international airport, Ouagadougou Airport, had regularly scheduled flights to many destinations in West Africa as well as Paris, Brussels and Istanbul. The other international airport, Bobo Dioulasso Airport, has flights to Ouagadougou and Abidjan.
Rail transport in Burkina Faso consists of a single line which runs from Kaya to Abidjan in Ivory Coast via Ouagadougou, Koudougou, Bobo Dioulasso and Banfora. Sitarail operates a passenger train three times a week along the route.
There are 15,000 kilometres of roads in Burkina Faso, of which 2,500 kilometres are paved.
Science and technology
In 2009, Burkina Faso spent 0.20% of GDP on research and development (R&D), one of the lowest ratios in West Africa. There were 48 researchers (in full-time equivalents) per million inhabitants in 2010, which is more than twice the average for sub-Saharan Africa (20 per million population in 2013) and higher than the ratio for Ghana and Nigeria (39). It is, however, much lower than the ratio for Senegal (361 per million inhabitants). In Burkina Faso in 2010, 46% of researchers were working in the health sector, 16% in engineering, 13% in natural sciences, 9% in agricultural sciences, 7% in the humanities and 4% in social sciences. Burkina Faso was ranked 124th in the Global Innovation Index in 2023.
In January 2011, the government created the Ministry of Scientific Research and Innovation. Up until then, management of science, technology and innovation had fallen under the Department of Secondary and Higher Education and Scientific Research. Within this ministry, the Directorate General for Research and Sector Statistics is responsible for planning. A separate body, the Directorate General of Scientific Research, Technology and Innovation, co-ordinates research. This is a departure from the pattern in many other West African countries where a single body fulfils both functions. The move signals the government's intention to make science and technology a development priority.
In 2012, Burkina Faso adopted a National Policy for Scientific and Technical Research, the strategic objectives of which are to develop R&D and the application and commercialization of research results. The policy also makes provisions for strengthening the ministry's strategic and operational capacities. One of the key priorities is to improve food security and self-sufficiency by boosting capacity in agricultural and environmental sciences. The creation of a centre of excellence in 2014 at the International Institute of Water and Environmental Engineering in Ouagadougou within the World Bank project provides essential funding for capacity-building in these priority areas.
A dual priority is to promote innovative, effective and accessible health systems. The government wishes to develop, in parallel, applied sciences and technology and social and human sciences. To complement the national research policy, the government has prepared a National Strategy to Popularize Technologies, Inventions and Innovations (2012) and a National Innovation Strategy (2014). Other policies also incorporate science and technology, such as that on Secondary and Higher Education and Scientific Research (2010), the National Policy on Food and Nutrition Security (2014) and the National Programme for the Rural Sector (2011).
In 2013, Burkina Faso passed the Science, Technology and Innovation Act establishing three mechanisms for financing research and innovation, a clear indication of high-level commitment. These mechanisms are the National Fund for Education and Research, the National Fund for Research and Innovation for Development and the Forum of Scientific Research and Technological Innovation.
Demographics
Burkina Faso is an ethnically integrated, secular state where most people are concentrated in the south and centre, where their density sometimes exceeds . Hundreds of thousands of Burkinabè migrate regularly to Ivory Coast and Ghana, mainly for seasonal agricultural work. These flows of workers are affected by external events; the September 2002 coup attempt in Ivory Coast and the ensuing fighting meant that hundreds of thousands of Burkinabè returned to Burkina Faso. The regional economy suffered when they were unable to work.
In 2015, most of the population belonged to "one of two West African ethnic cultural groups: the Voltaic and the Mandé. Voltaic Mossi make up about 50% of the population and are descended from warriors who moved to the area from Ghana around 1100, establishing an empire that lasted over 800 years".
The total fertility rate of Burkina Faso is 5.93 children born per woman (2014 estimates), the sixth highest in the world.
In 2009 the U.S. Department of State's Trafficking in Persons Report reported that slavery in Burkina Faso continued to exist and that Burkinabè children were often the victims. Slavery in the Sahel states in general, is an entrenched institution with a long history that dates back to the trans-Saharan slave trade. In 2018, an estimated 82,000 people in the country were living under "modern slavery" according to the Global Slavery Index.
Ethnic groups
Burkina Faso's 17.3 million people belong to two major West African ethnic cultural groups: the Voltaic and the Mandé (whose common language is Dioula). The Voltaic Mossi make up about one-half of the population. The Mossi claim descent from warriors who migrated to present-day Burkina Faso from northern Ghana around 1100 AD. They established an empire that lasted more than 800 years. Predominantly farmers, the Mossi kingdom is led by the Mogho Naba, whose court is in Ouagadougou.
Languages
Burkina Faso is a multilingual country. The official language is French, which was introduced during the colonial period. French is the principal language of administrative, political and judicial institutions, public services, and the press. It is the only language for laws, administration and courts. Altogether, an estimated 69 languages are spoken in the country, of which about 60 languages are indigenous. The Mooré language is the most spoken language in Burkina Faso, spoken by about half the population, mainly in the central region around the capital, Ouagadougou.
According to the 2006 census, the languages spoken natively in Burkina Faso were Mooré by 40.5% of the population, Fula by 29.3%, Gourmanché by 6.1%, Bambara by 4.9%, Bissa by 3.2%, Bwamu by 2.1%, Dagara by 2%, San by 1.9%, Lobiri with 1.8%, Lyélé with 1.7%, Bobo and Sénoufo with 1.4% each, Nuni by 1.2%, Dafing by 1.1%, Tamasheq by 1%, Kassem by 0.7%, Gouin by 0.4%, Dogon, Songhai, and Gourounsi by 0.3% each, Ko, Koussassé, Sembla, and Siamou by 0.1% each, other national languages by 5%, other African languages by 0.2%, French (the official language) by 1.3%, and other non-indigenous languages by 0.1%.
In the west, Mandé languages are widely spoken, the most predominant being Dioula (also known as Jula or Dyula), others including Bobo, Samo, and Marka. Fula is widespread, particularly in the north. Gourmanché is spoken in the east, while Bissa is spoken in the south.
Health
In 2016, the average life expectancy was estimated at 60 for males and 61 for females. In 2018, the under-five mortality rate and the infant mortality rate was 76 per 1000 live births. In 2014, the median age of its inhabitants was 17 and the estimated population growth rate was 3.05%.
In 2011, health expenditures was 6.5% of GDP; the maternal mortality ratio was estimated at 300 deaths per 100000 live births and the physician density at 0.05 per 1000 population in 2010. In 2012, it was estimated that the adult HIV prevalence rate (ages 15–49) was 1.0%. According to the 2011 UNAIDS Report, HIV prevalence is declining among pregnant women who attend antenatal clinics. According to a 2005 World Health Organization report, an estimated 72.5% of Burkina Faso's girls and women have had female genital mutilation, administered according to traditional rituals.
Central government spending on health was 3% in 2001. , studies estimated there were as few as 10 physicians per 100,000 people. In addition, there were 41 nurses and 13 midwives per 100,000 people. Demographic and Health Surveys has completed three surveys in Burkina Faso since 1993, and had another in 2009.
A Dengue fever outbreak in 2016 killed 20 patients. Cases of the disease were reported from all 12 districts of Ouagadougou.
Religion
The government of Burkina Faso's 2019 census reported that 63.8% of the population practice Islam, and that the majority of this group belong to the Sunni branch, while a small minority adheres to Shia Islam. A significant number of Sunni Muslims identify with the Tijaniyah Sufi order.
The 2019 census also found that 26.3% of the population are Christians (20.1% being Roman Catholics and 6.2% members of Protestant denominations) and 9.0% follow traditional indigenous beliefs such as the Dogon religion, 0.2% have other religions, and 0.7% have none.
Animists are the largest religious group in the country's Sud-Ouest region, forming 48.1% of its total population.
Education
Education in Burkina Faso is divided into primary, secondary and higher education. High school costs approximately CFA 25,000 (US$50) per year, which is far above the means of most Burkinabè families. Boys receive preference in schooling; as such, girls' education and literacy rates are far lower than their male counterparts. An increase in girls' schooling has been observed because of the government's policy of making school cheaper for girls and granting them more scholarships.
To proceed from primary to middle school, middle to high school or high school to college, national exams must be passed. Institutions of higher education include the University of Ouagadougou, The Polytechnic University of Bobo-Dioulasso, and the University of Koudougou, which is also a teacher training institution. There are some small private colleges in the capital city of Ouagadougou but these are affordable to only a small portion of the population.
There is also the International School of Ouagadougou (ISO), an American-based private school located in Ouagadougou.
The 2008 UN Development Program Report ranked Burkina Faso as the country with the lowest level of literacy in the world, despite a concerted effort to double its literacy rate from 12.8% in 1990 to 25.3% in 2008.
Culture
Literature in Burkina Faso is based on the oral tradition, which remains important. In 1934, during French occupation, Dim-Dolobsom Ouedraogo published his Maximes, pensées et devinettes mossi (Maxims, Thoughts and Riddles of the Mossi), a record of the oral history of the Mossi people.
The oral tradition continued to have an influence on Burkinabè writers in the post-independence Burkina Faso of the 1960s, such as Nazi Boni and Roger Nikiema. The 1960s saw a growth in the number of playwrights being published. Since the 1970s, literature has developed in Burkina Faso with many more writers being published.
The theatre of Burkina Faso combines traditional Burkinabè performance with the colonial influences and post-colonial efforts to educate rural people to produce a distinctive national theatre. Traditional ritual ceremonies of the many ethnic groups in Burkina Faso have long involved dancing with masks. Western-style theatre became common during colonial times, heavily influenced by French theatre. With independence came a new style of theatre inspired by forum theatre aimed at educating and entertaining Burkina Faso's rural people.
Slam poetry is increasing in popularity in the country, in part due to the efforts of slam poet Malika Outtara. She uses her skills to raise awareness around issues such as blood donation, albinism and the impact of COVID-19.
Arts and crafts
In addition to several rich traditional artistic heritages among the peoples, there is a large artist community in Burkina Faso, especially in Ouagadougou. Much of the crafts produced are for the country's growing tourist industry.
Burkina Faso also hosts the International Art and Craft Fair, Ouagadougou. It is better known by its French name as SIAO, Le Salon International de l' Artisanat de Ouagadougou, and is one of the most important African handicraft fairs.
Cuisine
Typical of West African cuisine, Burkina Faso's cuisine is based on staple foods of sorghum, millet, rice, maize, peanuts, potatoes, beans, yams and okra. The most common sources of animal protein are chicken, chicken eggs and freshwater fish. A typical Burkinabè beverage is Banji or Palm Wine, which is fermented palm sap; and Zoom-kom, or "grain water" purportedly the national drink of Burkina Faso. Zoom-kom is milky-looking and whitish, having a water and cereal base, best drunk with ice cubes. In the more rural regions, in the outskirts of Burkina, you would find Dolo, which is drink made from fermented millet.
Cinema
The cinema of Burkina Faso is an important part of the West African film industry and African film as a whole. Burkina's contribution to African cinema started with the establishment of the film festival FESPACO (Festival Panafricain du Cinéma et de la Télévision de Ouagadougou), which was launched as a film week in 1969. Many of the nation's filmmakers are known internationally and have won international prizes.
For many years the headquarters of the Federation of Panafrican Filmmakers (FEPACI) was in Ouagadougou, rescued in 1983 from a period of moribund inactivity by the enthusiastic support and funding of President Sankara. (In 2006 the Secretariat of FEPACI moved to South Africa, but the headquarters of the organization is still in Ouagadougou.) Among the best known directors from Burkina Faso are Gaston Kaboré, Idrissa Ouedraogo and Dani Kouyate. Burkina produces popular television series such as Les Bobodiouf. Internationally known filmmakers such as Ouedraogo, Kabore, Yameogo, and Kouyate make popular television series.
Sports
Sport in Burkina Faso is widespread and includes football, basketball, cycling, rugby union, handball, tennis, boxing and martial arts. Football is the most popular sport in Burkina Faso, played both professionally, and informally in towns and villages across the country. The national team is nicknamed "Les Etalons" ("the Stallions") in reference to the legendary horse of Princess Yennenga.
In 1998, Burkina Faso hosted the Africa Cup of Nations for which the Omnisport Stadium in Bobo-Dioulasso was built. Burkina Faso qualified for the 2013 African Cup of Nations in South Africa and reached the final, but then lost to Nigeria 0–1. The country has never qualified for a FIFA World Cup.
Basketball is another sport which enjoys much popularity for both men and women. The country's men's national team had its most successful year in 2013 when it qualified for the AfroBasket, the continent's prime basketball event.
At the 2020 Summer Olympics, the athlete Hugues Fabrice Zango won Burkina Faso's first Olympic medal, winning bronze in the men's triple jump. Cricket is also picking up in Burkina Faso with Cricket Burkina Faso running a 10 club league.
Music
The music of Burkina Faso includes the folk music of 60 different ethnic groups. The Mossi people, centrally located around the capital, Ouagadougou, account for 40% of the population while, to the south, Gurunsi, Gurma, Dagaaba and Lobi populations, speaking Gur languages closely related to the Mossi language, extend into the coastal states. In the north and east the Fulani of the Sahel preponderate, while in the south and west the Mande languages are common; Samo, Bissa, Bobo, Senufo and Marka. Burkinabé traditional music has continued to thrive and musical output remains quite diverse. Popular music is mostly in French: Burkina Faso has yet to produce a major pan-African success.
Media
The nation's principal media outlet is its state-sponsored combined television and radio service, Radiodiffusion-Télévision Burkina (RTB). RTB broadcasts on two medium-wave (AM) and several FM frequencies. Besides RTB, there are privately owned sports, cultural, music, and religious FM radio stations. RTB maintains a worldwide short-wave news broadcast (Radio Nationale Burkina) in the French language from the capital at Ouagadougou using a 100 kW transmitter on 4.815 and 5.030 MHz.
Attempts to develop an independent press and media in Burkina Faso have been intermittent. In 1998, investigative journalist Norbert Zongo, his brother Ernest, his driver, and another man were assassinated by unknown assailants, and the bodies burned. The crime was never solved. However, an independent Commission of Inquiry later concluded that Norbert Zongo was killed for political reasons because of his investigative work into the death of David Ouedraogo, a chauffeur who worked for François Compaoré, President Blaise Compaoré's brother.
In January 1999, François Compaoré was charged with the murder of David Ouedraogo, who had died as a result of torture in January 1998. The charges were later dropped by a military tribunal after an appeal. In August 2000, five members of the President's personal security guard detail (Régiment de la Sécurité Présidentielle, or RSP) were charged with the murder of Ouedraogo. RSP members Marcel Kafando, Edmond Koama, and Ousseini Yaro, investigated as suspects in the Norbert Zongo assassination, were convicted in the Ouedraogo case and sentenced to lengthy prison terms.
Since the death of Norbert Zongo, several protests regarding the Zongo investigation and treatment of journalists have been prevented or dispersed by government police and security forces. In April 2007, popular radio reggae host Karim Sama, whose programs feature reggae songs interspersed with critical commentary on alleged government injustice and corruption, received several death threats.
Sama's personal car was later burned outside the private radio station Ouaga FM by unknown vandals. In response, the Committee to Protect Journalists (CPJ) wrote to President Compaoré to request his government investigate the sending of e-mailed death threats to journalists and radio commentators in Burkina Faso who were critical of the government. In December 2008, police in Ouagadougou questioned leaders of a protest march that called for a renewed investigation into the unsolved Zongo assassination. Among the marchers was Jean-Claude Meda, the president of the Association of Journalists of Burkina Faso.
Cultural festivals and events
Every two years, Ouagadougou hosts the Panafrican Film and Television Festival of Ouagadougou (FESPACO), the largest African cinema festival on the continent (February, odd years).
Held every two years since 1988, the International Art and Craft Fair, Ouagadougou (SIAO), is one of Africa's most important trade shows for art and handicrafts (late October-early November, even years).
Also every two years, the Symposium de sculpture sur granit de Laongo takes place on a site located about from Ouagadougou, in the province of Oubritenga.
The National Culture Week of Burkina Faso, better known by its French name La Semaine Nationale de la culture (SNC), is one of the most important cultural activities of Burkina Faso. It is a biennial event which takes place every two years in Bobo Dioulasso, the second-largest city in the country.
The Festival International des Masques et des Arts (FESTIMA), celebrating traditional masks, is held every two years in Dédougou.
See also
Index of Burkina Faso-related articles
Outline of Burkina Faso
References
Bibliography
Further reading
Engberg-Perderson, Lars, Endangering Development: Politics, Projects, and Environment in Burkina Faso (Praeger Publishers, 2003).
Englebert, Pierre, Burkina Faso: Unsteady Statehood in West Africa (Perseus, 1999).
Howorth, Chris, Rebuilding the Local Landscape: Environmental Management in Burkina Faso (Ashgate, 1999).
McFarland, Daniel Miles and Rupley, Lawrence A, Historical Dictionary of Burkina Faso (Scarecrow Press, 1998).
Manson, Katrina and Knight, James, Burkina Faso (Bradt Travel Guides, 2011).
Roy, Christopher D and Wheelock, Thomas G B, Land of the Flying Masks: Art and Culture in Burkina Faso: The Thomas G.B. Wheelock Collection (Prestel Publishing, 2007).
Sankara, Thomas, Thomas Sankara Speaks: The Burkina Faso Revolution 1983–1987 (Pathfinder Press, 2007).
Sankara, Thomas, We are the Heirs of the World's Revolutions: Speeches from the Burkina Faso Revolution 1983–1987 (Pathfinder Press, 2007).
External links
Premier Ministère, official government portal. (archived 15 September 2010)
Burkina Faso. The World Factbook. Central Intelligence Agency.
LeFaso.net, a news information site (archived 7 May 2008)
Burkina Faso from UCB Libraries GovPubs (archived 21 August 2008)
Burkina Faso profile from the BBC News.
News headline links from AllAfrica.com.
Overseas Development Institute (archived 26 May 2012)
Country profile at New Internationalist.
Key Development Forecasts for Burkina Faso from International Futures.
Burkina Faso Business Facts from Bizpages
Trade
World Bank 2011 Trade Summary for Burkiana Faso
Former French colonies
French-speaking countries and territories
Economic Community of West African States
French West Africa
Landlocked countries
Least developed countries
Member states of the Organisation internationale de la Francophonie
Member states of the African Union
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States and territories established in 1960
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3537 | https://en.wikipedia.org/wiki/Armed%20Forces%20of%20Belarus | Armed Forces of Belarus | The Armed Forces of the Republic of Belarus (; ) are the military forces of Belarus. It consists of the Ground Forces and the Air Force and Air Defence Forces, all under the command of the Ministry of Defence. As a landlocked country, Belarus has no navy.
In 2017, IISS estimated that personnel in the armed forces numbered 48,000. Most soldiers are conscripts serving for a period of 18 months, although there is an alternative service option.
Belarus conducted military reforms in the early 2000s which reshaped its armed forces as a relatively effective force for a small state in somewhat difficult economic conditions.
History
The Belarusian People's Republic of March 1918 to 1919 did not have time to create armed forces in its brief existence, although attempts to create a military have been documented.
Until 1991, the Soviet Belorussian Military District comprised the 5th Guards Tank Army (HQ Bobruisk), the 7th Tank Army (HQ Borisov), the 28th Army (HQ Grodno), the 120th Guards Motor Rifle Division, the 72nd Guards District Training Center and logistical units and formations. Additionally, the Belorussian SSR hosted the 103rd Guards Airborne Division, the 38th Guards Airborne Brigade, the 11th Air Defence Corps of the 2nd Air Defence Army, and the 26th Air Army, as well as units and formations of the Strategic Rocket Forces, Long Range Aviation, the Navy, and special forces.
In late 1991 the 5th Guards Tank Army comprised the 30th Guards Motor Rifle Division, newly arrived from Czechoslovakia, and the 193rd Tank Division, plus two armament and equipment storage bases (the former 8th Guards and 29th Tank Divisions), and army troops. The 7th Tank Army comprised the 3rd Guards Tank Division, 34th, and 37th Guards Tank Divisions, plus army troops. The 28th Army comprised two divisions, the 6th Guards Tank and 50th Guards Motor Rifle, the 6314th Equipment Storage Base at Slonim, and the 5356th Base for Storage of Weapons and Equipment, formerly a low-status mobilisation division. Also arriving from the Southern Group of Forces in Hungary was the 19th Guards Tank Division.
On September 20, 1991, the Supreme Soviet of Belarus passed resolution "On the formation of the Armed Forces of the Republic of Belarus" and on January 11, 1992, resolution "On the Armed Forces deployed in the territory of the Republic of Belarus." On March 18, 1992, the parliament passed resolution "On the Armed Forces of the Republic of Belarus" that bound the government "to start the formation of the Armed Forces of the Republic of Belarus as of March 20, 1992" and "to submit to the Supreme Soviet for approval the suggested structure of the Armed Forces, their size and order of their material and technical supplies".
On May 6, 1992, the Belorussian Military District was abolished. The Belarusian Ministry of Defence and the Main Staff were formed from its resources. The former first deputy commander and military district Chief of Staff, Lieutenant-General Pavel Kozlovskiy, was appointed Minister of Defence on 22 April 1992, taking over from acting Minister of Defence Colonel-General Petr Chaus. On 8 September 1992, the Minsk Higher Military Engineering School and the Minsk Higher Military Command School (now the unified Military Academy of Belarus) were the first to take the military oath of allegiance to the armed forces, with their induction ceremony being held on Independence Square in the presence of defense minister Kozlovskii. This was done to commemorate anniversary of the Lithuanian-Polish victory at the Battle of Orsha, which was considered to be a Day of Belarusian Military Glory.
On August 17, 1992, personnel from the United States Department of Defense made a Conventional Forces in Europe Treaty inspection of an installation in Urechye (near Minsk). The 969th Central Base for Reserve Tanks, and two elements of the 30th Guards Motor Rifle Division: the 30th Guards Tank Regiment and the 20th independent Reconnaissance Battalion were the three units at the site.
On November 3, 1992, Belarus passed the law "On the Armed Forces of the Republic of Belarus" defining the status, structure and guiding principles of the Armed Forces. After the introduction of presidency the law was amended twice: on September 4, 1996, and on November 9, 1999, but on the whole the law retains its initial contents.
On January 1, 1993, all service personnel on Belarusian soil were required to either take an oath of loyalty to Belarus, or leave. This oath however did not alleviate concerns regarding loyalty to Russia in time of crisis, especially since nearly 50% of all military personnel were ethnically Russian in the end of 1992.
In June 1995, President Alexander Lukashenko issued a decree on the Mobile Forces. By June 1996, they comprised a headquarters in Vitebsk, two brigades drawn from the 103rd Guards Airborne Division, the 38th Independent Mobile Brigade (Brest, Belarus), an air transport regiment, and communications, logistics, and engineer units.
Membership in the Commonwealth of Independent States, as well as the 1996 treaty on the Union of Russia and Belarus and the Treaty of the Formation of a Union State in 1999, confirmed a close partnership with Russia. Much of the air defence system was integrated into the Russian air defence network, and in 2006 the two nations signed an agreement on the creation of a unified air defence system.
Structure
Belarus government websites say that the Ministry of Defence of the Republic of Belarus is supported by Central Command Support Elements and the General Staff of the Armed Forces.
Combat Support Elements of the Armed Forces included Reconnaissance, Electronic Warfare, Signals, Engineer, NBC Defence, Navigation and Topography, and Maintenance organisations. Logistic Elements of the Armed Forces provided Material Support, Logistic Support, Medical Support, Veterinarian Support, and Military Construction.
In 1995 the Military Academy of Belarus was set up on the basis of two military educational institutions – the Minsk Air Defence and Rocket School of the Soviet Air Defence Forces and the Minsk Higher Military Command School. Its 10 departments train officers of 38 specialties for practically all arms of service. Also in 1995 it was given the status of a government institution of secondary special military education for young men.
Branches
Ground Forces
A Library of Congress study of national ground forces said that in 1994 Belarus had ground forces of 52,500. They were organized into three corps headquarters, two motor divisions, one airborne division, the 51st Guards Artillery Division at Osipovichi, three mechanized divisions, one airborne brigade, three surface-to-surface missile brigades, two antitank brigades, one special duties brigade, and seven anti-aircraft missile brigades. Equipment included 3,108 main battle tanks (seventy-nine T-54, 639 T-55, 291 T-62, 299 T-64, eight T-80, and 1,800 T-72), 419 medium-range launchers, sixty surface to-surface missiles, and 350 surface-to-air missiles.
In 1993 the 7th Tank Army was reorganised as the 7th Army Corps. In 1994 the 7th Army Corps was redesignated as the 65th Army Corps, still located at Borisov.
By January 1, 1995, the composition of the Belarusian ground forces had changed. The Library of Congress study estimated at the time that Ministry of Defence forces included the 103rd Guards Airborne Division and the 38th Separate Assault-Landing Brigade; the 28th Army Corps (Grodno Region and Brest Region), composed of headquarters at Grodno, the 6th Guards Kiev-Berlin Mechanised Brigade, the 11th Guards Mechanised Brigade, the 50th Separate Mechanised Infantry Brigade, the Armament and Equipment base, and corps units (missile troops, antiaircraft, chemical and engineer troops, signals, and rear services); the 65th Army Corps (Minsk and Vitebsk Regions), composed of headquarters at Borisov, three armament and equipment bases, and corps units; and the 5th Guards Army Corps (Minsk and Mahilyow regions) made up of headquarters at Babruysk, the 30th Separate Motor Rifle Brigade, two Armament and Equipment bases, and corps units.
Actually, the 103rd Guards Airborne Division had been reorganized as Headquarters, Mobile Forces, in 1993.
On 1 August 1996 the 51st Guards Artillery Division was reorganised as the 51st Guards Central Group of Artillery, still located at Osipovichi.
On 21 December 2001, a major reorganisation of the Ground Forces produced two operational-territorial commands, formed from two former corps headquarters. All Belarus ground forces were now grouped within these two commands, the Western Operational Command at Grodno, former from the previous 28th Army Corps, the former Soviet 28th Army, and the North Western Operational Command, the former 65th Army Corps, at Barysaw (Borisov).
Since about 2001, territorial defence forces, which as of 2002 number around 150,000, have been forming, organised into battalions, companies, and platoons spread across Belarus.
In 2007, the Land Forces consisted of 29,600 soldiers (6th Guards Mechanised Brigade (Grodno), 11th Guards Mechanized Brigade at Slonim, the 120th Guards Mechanised Brigade (Minsk), 38th and 103rd Mobile Brigades (organized similarly to Soviet airborne regiments, not all of them are equipped with BMD-1), 5th Spetsnaz Brigade (Maryina Horka), five artillery brigades and four regiments, two MRL regiments, 15th, 29th, 115th, 120th and 302nd SAM Brigades, two SSM brigades, two brigades and one regiment of engineers, 8th independent NBC Brigade, two signals brigades, 40th independent NBC battalion. Army equipment includes 1800 main battle tanks (MBT) and 2600 AFV/APC. The weapons and equipment storage bases include the 50th (Brest), 19th, 34th & 37th (former tank divisions), 3rd, and 28th (Baranovichi). Weapons storage bases that have been disbanded include the 29th, 30th, 193rd, and the storage base that used to be the 8th Guards Tank Division at Marina Gorka.
In 2012 it was reported that there were six mechanised brigades in the Ground Forces: three full-strength, the 6th (Grodno), 11th (Slonim), and 120th Guards Mechanised Brigade at Minsk. The others were at reduced strength, where there was one battalion, the 19th (Zaslonova), 37th, and 50th (Baranovichi). By 2017, the number of mechanised brigades had been further reduced to four, with two at full strength and two at reduced strength.
Air Force and Air Defence Forces
The 28th Fighter Aviation Regiment, 2nd Air Defence Corps, Moscow Air Defence District was stationed in Krichev in Mogilev Oblast, and disbanded in 1993.
In 2007 the Air Force and Air Defence Force of Belarus (AF & ADF) consisted of 18,170 personnel (two fighter/interceptor bases, four FGA/reconnaissance squadrons, one transport air base, training aircraft, and attack and support helicopters, SAM units). Air Force equipment included in 2004 260 fighter-ground attack/training aircraft and 80 attack helicopters. According to Belarus government websites, the Air Forces now have two commands, the Western Operational-Tactical Command and the North-Western Operational-Tactical Command.
The 61st and 927th Air Bases have now merged into the 61st (fighter) Air Base at Baranovichi, flying MiG-29s, and the 206th Air Base (Ross) has merged into the 116th Guards Assault Air Base at Lida, flying Su-25s.
Independent forces
Special Forces
The Special Forces of Belarus is the airmobile and strategic deterrence force. It has been a participant in conflicts such as the United Nations Interim Force in Lebanon and the Libyan Civil War (2011).
Transport Troops
The Belarusian Transport Troops is responsible for the movement of personnel and material by truck, rail, and air. It is also designed to carry the tasks of the transport support of the military formations from other service branches. General leadership is exercised by the Minister of Defense, while direct control is carried out by the Head of the Transport Support Department, a position that reports directly to the President.
Territorial Forces
The Territorial Forces (, ) are a homeland defence organization in the armed forces. It is managed by the Department of the Territorial Forces, being a support department of the Ministry of Defence of Belarus and is operated by the General Staff. It is currently located on Kommunisticheskaya Street in Minsk. The current head of the department of territorial forces is Colonel Andrei Paseko. The Territorial Defence system was established in the early 2000s. Over 120,000 troops constitute the size of the Territorial Forces, which is twice as much as it serves in the regular duty military. During an address by President Alexander Lukashenko on 18 February 2016, he announced the allocation of arms and to the territorial forces and the minimum and maximum amount of district troops ranging from one company and a battalion. Personnel of these units are recruited from residents of their respective administrative-territorial regions.
Specialized forces
Special troops are designed to support the combat activities of the Ground Forces and solve their inherent tasks. They include formations and military units of intelligence, communications, engineering, radiation, chemical and biological defense, electronic warfare, navigation and topographic.
Electronic Warfare Troops
Signal Corps
Engineer troops
NBC Protection Troops
Topographic Navigation Service
Security forces
Internal Troops
The Internal Troops of Belarus were formed from the former Soviet Internal Troops after the collapse of the Soviet Union. They consist of three independent brigades and seven independent battalions (consecutively numbered).
Border Guard Service
The Border Guard Service is the paramilitary force of the State Border Committee of the Republic of Belarus. It covers the borders with Russia, Ukraine, Poland, Lithuania and Latvia.
Manpower
The Government Directive of 20 March 1992 'On the Establishment of the Armed Forces of the Republic of Belarus' founded the Belarusian army. The Soviet troops of the BMD were smoothly converted into Belarusian military units. Yet one of the first tasks of the Belarusian government was a reduction in its numbers. 240,000 soldiers and officers were serving in the Belarusian Military District. By early 2013 the numbers of military personnel had been scaled down nearly fourfold since 1991. In February 2014, Belorusskaya Voyennaya Gazeta, the official publication of the Ministry of Defense revealed that the Belarusian Armed Forces contains about 59,500 personnel, including 46,000 soldiers and 13,000 civilians.
Personnel
Military commandants
The military commandants of the Armed Forces of Belarus are regional administrations tasked with overseeing Belarusian regiments in the commandant's territory. Units are assigned to a specific commandant based on their location. There are 6 military commandants in the Belarusian Armed Forces.
Units under the command of commandants include military police, honour guards and military bands.
Military education
Military Academy of Belarus
Ministry of the Interior Academy of Belarus
Border Guard Service Institute of Belarus
Military Institute of the Belarusian State Medical University
Military Faculty of the Belarusian State University – The faculty was established on 4 November 1926, by order of the Revolutionary Military Council. In 1941, at the beginning of the Great Patriotic War, military training classes were interrupted only to be resumed in 1943. In the post-war and subsequent years, the military department continued to train reserve officers from among the students in the required military accounting specialties. In 2003, the military department was reorganized into the modern military faculty of Belarusian State University.
Military Faculty of the Belarusian State University of Informatics and Radioelectronics
Military Faculty of the Belarusian National Technical University
Military Faculty of the Grodno State University
Military Faculty of the Belarusian State University of Transport
Military Faculty of the Belarusian State Academy of Aviation
Equipment
The military forces of Belarus are almost exclusively armed with Soviet-era equipment inherited from the Soviet Union. Although large in numbers, some Western experts consider some of it outdated.
"The Belarusian armed forces receive around 100 brand-new and upgraded systems a year", said in late July 2018, Belarusian Deputy Minister of Defence for Armament and Chief of Armament Major General Sergei Simonenko. The MBTs are of Russian type T-72, T-62, and T-55, the APCs and IFVs are of Russian type MT-LB, BMP-2, BMP-1, and the BMD-1, and Russian type trucks are the GAZ-66 and the KAMAZ-6560.
While the IISS Military Balance 2016 listed 69 T-80s in service, by 2018 the listing had been removed, and the only MBTs listed were 527 T-72 as well as 5 T-72B3.
The Air Force is equipped with MiG-29 fighters, Su-25 attack aircraft, as well as Mi-8, Mi-24, and some old, Polish built Mi-2 helicopters. In December 2005, Belarus bought 10 L-39C jet trainer aircraft from Ukraine, and in 2017 a contract have been signed to buy 12 Su-30SM fighters. In 2006, four batteries (divizions in Russian terminology; about six systems each) of S-300 anti-aircraft systems were acquired from Russia to reinforce the Joint CIS Air Defense System. The Military Balance 2018 listed a brigade with the S-300P and a brigade with the S-300V (SA-12A Gladiator/SA-12B Giant). Moscow and Minsk signed contracts in 2021 for the supply of fighters, helicopters, air defense systems and other weapons to Belarus. S-400 air defense systems and 9K720 Iskander tactical ballistic missiles were delivered in 2022. It was also reported that almost every company was equipped with quadcopters.
Military cooperation
CSTO
The armed forces took part in a joint CSTO military intervention in Kazakhstan during the 2022 Kazakh unrest.
Military advisors
The armed forces have sent their military specialists to countries such as Côte d'Ivoire, Venezuela, Libya, Yemen and the Democratic Republic of the Congo, acting both officially and secretly. In Belarus, they have previously trained military personnel from the Nigerian Army. In 2014 and 2015, the special forces of the Nigerian Army were trained on the territory of Belarus, with the Belarusians training the Nigerians in counterterrorism.
In 2007, an agreement was signed in Caracas with Venezuela, according to which Belarusian military specialists for the National Bolivarian Armed Forces of Venezuela were developing a unified air defense and electronic warfare system. The following year, the first ten servicemen went to the country, with Lieutenant-General Oleg Paferov being appointed as the officer responsible for the activities of the advisers. A contingent of about 500 military advisers was also present in Libya during the First Libyan Civil War, supporting the government of Muammar Gaddafi. As of autumn 2013, there were at least two Belarusian advisers in Yemen at the Ministry of Defense. On November 26 of the same year, during an attack on a hotel in Sana'a, a Belarusian was killed and another was wounded. In February 2020, a dozen Belarusian military instructors arrived in Abidjan (Côte d'Ivoire), where they were stationed at the Agban military base, which is occupied by one of the country's national gendarmerie units.
Institutions and special units of the armed forces
Museum of Military History of Belarus
The Museum of Military History of Belarus () is located in the Pyershamayski District of Minsk. It was established as the Museum of the History of the Belarusian Military District, opened in Minsk on February 21, 1978. In July 1993, it was converted into a museum on the military history of Belarus. The exhibits are the same as before the collapse of the USSR, with a small section on the medieval history of the Grand Duchy of Lithuania having since been added. Its collection numbers over 18 thousand exhibits. The most ancient of them date back to the 6th century.
Drama Theatre of the Belarusian Army
Belarusian Union of Officers
The Public Association "Belarusian Union of Officers" (hereinafter referred to as BSO) is a public association of officers and warrant officers who are on active duty and in retirement. It was established on 20 September 1992 at its founding congress. On September 18, 1993, Deputy of the Supreme Soviet Alexander Lukashenko took part in the 2nd Congress. From October 2005 to January 2015, the Republican Council of the BSO was headed by retired Lieutenant General E. Mikulchik, and until November 2017 was led by retired Major General V. Bamburov.
Other
Military Band Service of the Armed Forces
Belarusian Armed Forces Academic Song and Dance Ensemble
Central House of Officers (Minsk)
Honor Guard of the Armed Forces of Belarus
Belarusian Great Patriotic War Museum
Belaya Rus demonstration team
Military holidays
In Belarus, the holiday annual Defender of the Fatherland Day (known as Дзень абаронцы Айчыны in the Belarusian language) celebrations on 23 February also coincide with the Day of the Armed Forces (Дзень Узброеных Сіл). It commemorates that day 1918 when the first unified military in the country was established as part of the Red Army. Officially declared a public holiday by President Lukashenko on 25 March 2004, it has traditionally been honoured with a wreath laying ceremony by the President of Belarus on Victory Square. Joint festive events with soldiers of the Russian Armed Forces soldiers are also hold on 23 February in connection with their professional holiday. During the centennial of the armed forces in 2018, events were held throughout the year, including a military parade in Gomel and celebrations in Vitebsk.
Although a national holiday, Independence Day is primarily an armed forces celebration which honours those who took part in the Red Army's 1944 Minsk Offensive. The Minsk Independence Day Parade is the main military event done on this day.
Combat Banners and military marches
The Battle Banner of a military unit is a symbol of the unit, retained throughout its lineage. Changes in the name and numbering of a military unit are entered in the Certificate of the President of the Republic of Belarus, issued upon presentation of the Battle Banner. The Battle Banner is awarded to formations, brigades/regiments, battalions, divisions, air squadrons, training units, and military educational institutions. Guards units are awarded with a black-and-orange guards ribbon attached to its shaft. Upon presentation of the Battle Banner to a military unit, a Diploma of the President of the Republic of Belarus is issued. In the event of the loss of the Battle Banner, the commander of a military unit and its servicemen are subject to legal consequences and the military unit is disbanded.
The following is a list of notable Belarusian military pieces:
Motherland My Dear (Радзіма мая дарагая)
Victory March (Марш Перамогi)
Anthem of the Military Academy (Гимн Военной академии)
Grenadier March (Марш Грэнадыі)
Our Fatherland's Flag (Айчыны нашай сцяг)
Song from 45 (Письмо из 45-го)
References
External links
Official website of the Belarusian defense ministry
Military units and formations established in 1992 |
3607 | https://en.wikipedia.org/wiki/Economy%20of%20Bosnia%20and%20Herzegovina | Economy of Bosnia and Herzegovina | The economy of Bosnia and Herzegovina is a transitional, upper middle income economy. Bosnia and Herzegovina declared independence from socialist Yugoslavia on 1 March 1992. The main trading partners are Germany, Italy, Austria, Turkey and other neighboring Balkan countries.
Overview
Bosnia and Herzegovina is an upper middle-income country which has accomplished a great deal since the mid-1990s. Today, it is an EU potential candidate country and is now embarking on a new growth model amid a period of slow growth and the global financial crisis.
Bosnia and Herzegovina is a small, open economy, dominated by services, which accounted for 55% of gross domestic product (GDP) in 2016, with a moderately developed industrial and manufacturing sector (23% and 12%, respectively), and a limited agricultural base (about 6% of GDP).
The konvertibilna marka (convertible mark or BAM) - the national currency introduced in 1998 - is pegged to the euro, and confidence in the currency and the banking sector has increased. Implementation of privatization, however, has been slow, and local entities only reluctantly support national-level institutions. Banking reform accelerated in 2001 as all ; foreign banks, primarily from Western Europe, now control most of the banking sector. A sizable current account deficit and very high unemployment rate remain the two most serious economic problems. The country receives substantial amounts of reconstruction assistance and humanitarian aid from the international community but will have to prepare for an era of declining assistance.
The United States Embassy in Sarajevo, Bosnia and Herzegovina produces the Country Commercial Guide – an annual report that delivers a comprehensive look at Bosnia and Herzegovina's commercial and economic environment, using economic, political, and market analysis.
According to Serbian American economist, Branko Milanović, Bosnia and Herzegovina did the best job in the transition from socialism to capitalism when compared to the other republics of the former Yugoslavia. From 1985 until 2021, Bosnia and Herzegovina performed the best on the annual average GDP growth per capita (1.6%), Slovenia (1.4%), Croatia (1%), Serbia without Kosovo (0.9%) and North Macedonia (0.5%).
Brief economic history until the 1990s
At the time of the Socialist Federal Republic of Yugoslavia (SFRY), Bosnia and Herzegovina was an important mineral processing centre and provided the other republics with basic mineral commodities in exchange for current consumption goods. While large amounts of public capital investments poured in during the 1970s, productivity levels remained low, often due to the limited capacity of public managers. Under former republican premier Džemal Bijedić, and Yugoslav president Tito, metal-product industries were promoted in the republic, resulting in the development of a large share of Yugoslavia's metal products plants.
Merging small firms into larger agglomerates was a common practice in the SFRY to preserve employment levels. As a result, four large conglomerates emerged in Bosnia and Herzegovina over time: Energoinvest (energy sector), Unis (automotive and defence industry, which partnered with Volkswagen in the early 1970s), Šipad (wood processing) and RMK Zenica (steel industry, later acquired by ArcelorMittal). Construction and defence were important industries of the Bosnian economy, despite their low efficiency and, ultimately, supply excess. The defence industry was particularly developed in the southern districts and around Mostar, which was also a relevant metallurgical centre (Aluminij Mostar). Machinery production was concentrated in the north, particularly around Banja Luka. The Tuzla district was renowned for its chemical industry. The automotive industry, which developed in the 1950s with the production of vehicle components, extended later on to passenger and commercial vehicles, with plants in Sarajevo, Mostar and Banja Luka. Agriculture was not highly developed, despite its importance for employment and the presence of the large Agrokomerc conglomerate based at the north-west border with Croatia.
Tito had pushed the development of metal industries, and electro-energetic sector, in the republic with the result that Bosnia and Herzegovina were a host of large numbers of industrial firms. Some of them were worked with World brand names, companies like Coca-Cola, Pepsi, Marlboro, Volkswagen and SKF. Big Companies like Energoinvest, UNIS, Hidrogradnja, Vranica, RMK Zenica, TAS Sarajevo, FAMOS Sarajevo and BNT Novi Travnik, have yearly income in billions of USD$ at that time. Building sector companies bringing large amounts of income in USD$. Unemployment at that time is very low. Work force is highly skilled, with highly professional, educated managers, engineers, science experts, which use western world's newest technologies in large scale areas. Before the war, Yugoslav premier Ante Marković, made some preparations for privatization, in economy, finance, and industry sectors, but the war ceased development in these actions.
The economy suffered heavily from the war in Bosnia and Herzegovina, with over €200 billion in material damages and GDP (excluding services) reduced by 90% between 1990 and 1995. Today, most of the above-mentioned companies have been privatised. The economy remains fragile, primarily consumption driven and vulnerable to external fluctuations. This was seen with the global economic crisis, which pushed Bosnia and Herzegovina into recession in 2009 and 2012 (with GDP growth of -3% and -0.8%, respectively) and severe floods in 2014, which caused damage of approximately 15% of GDP. Since 2015, annual GDP growth has increased to more than 3%. Still, the country registered a current account deficit of 4.7% of GDP in 2017, decreasing from 5.3% in 2015, resulting from a reduction in its trade deficit, which nevertheless remains large (17.4% of GDP in 2017).
A Central Bank of Bosnia and Herzegovina was established in late 1997, debt negotiations were held with the London Club in December 1997 and with the Paris Club in October 1998, and a new currency, the Bosnia and Herzegovina convertible mark, was introduced in mid-1998. In 1999, the Convertible Mark gained wider acceptance, and the Central Bank dramatically increased its reserve holdings. Due to Bosnia's strict currency board regime attaching the Bosnian mark to the Euro, inflation has remained low in the entire country.
With an uneasy peace in place, output recovered in 1996–99 at high percentage rates from a low base; but output growth slowed in 2000–02. The country receives substantial amounts of reconstruction assistance and humanitarian aid from the international community. Support for East European Democracy (SEED) assistance accounts for 20%-25% of economic growth in Bosnia and Herzegovina. However, growth has been uneven throughout the post-war period, with the Federation outpacing the RS. According to World Bank estimates, GDP growth was 62% in the Federation and 25% in the RS in 1996, 35% in the Federation and flat in the RS in 1997, and continued growth in the Federation in 1998.
Movement has been slow, but considerable progress has been made in economic reform since peace was re-established. Banking reform lagged, as did the implementation of privatization. Many companies (mainly factories) that were privatized faced massive problems, causing the owners to reduce salaries and deny the workers their salaries, and some of the new owners and tycoons destroy that factories.
Macro-Economic
The following table shows the main economic indicators in 1997–2023.
Present
Overall value of foreign direct investment (1999–2011):
1999: €166 million
2000: €159 million
2001: €133 million
2002: €282 million
2003: €338 million
2004: €534 million
2005: €421 million
2006: €556 million
2007: €1.628 billion
2008: €1.083 billion
2009: €434 million
2010: €359 million
2011: €313 million
2022: €730 million
From 1994 to 2011, €6.4 billion were invested in the country.
The top investor countries (1994–2007):
Austria (€1,294 million)
Serbia (€773 million)
Croatia (€434 million)
Slovenia (€427 million)
Switzerland (€337 million)
Germany (€270 million)
Italy (€94.29 million)
Netherlands (€63.52 million)
United Arab Emirates (€56.70 million)
Turkey (€54.81 million)
All Other Countries (€892.54 million)
Foreign investments by sector for (1994–2007):
37.7% Manufacturing
21% Banking
4.9% Services
9.6% Trade
0.30% Transport
1% Tourism
By some estimates, grey economy is 25.5% of GDP.
Recent years
2017
In 2017, exports grew by 17% when compared to the previous year, totaling €5.65 billion. The total volume of foreign trade in 2017 amounted to €14.97 billion and increased by 14% compared to the previous year. Imports of goods increased by 12% and amounted to €9.32 billion. The coverage of imports by exports has increased by 3% compared to the previous year and now it is 61 percent. In 2017, Bosnia and Herzegovina mostly exported car seats, electricity, processed wood, aluminum and furniture. In the same year, it mostly imported crude oil, automobiles, motor oil, coal and briquettes.
The unemployment rate in 2017 was 20.5%, but The Vienna Institute for International Economic Studies is predicting falling unemployment rate for the next few years. In 2018, the unemployment should be 19.4% and it should further fall to 18.8% in 2019. In 2020, the unemployment rate should go down to 18.3%.
On December 31, 2017, Council of Ministers of Bosnia and Herzegovina issued the report on public debt of Bosnia and Herzegovina, stating that the public debt was reduced by €389.97 million, or by more than 6% when compared to December 31, 2016. By the end of 2017, public debt was €5.92 billion, which amounted to 35.6 percent of GDP.
As of December 31, 2017, there were 32,292 registered companies in the country, which together had revenues of €33.572 billion that same year.
In 2017, the country received €397.35 million in foreign direct investment, which equals to 2.5% of the GDP.
In 2017, Bosnia and Herzegovina ranked 3rd in the world in terms of the number of new jobs created by foreign investment, relative to the number of inhabitants.
In 2017, 1,307,319 tourists visited Bosnia-Herzegovina, an increase of 13.7%, and had 2,677,125 overnight hotel stays, a 12.3% increase from the previous year. Also, 71.5% of the tourists came from foreign countries.
2018
In 2018, Bosnia and Herzegovina exported goods worth 11.9 billion KM (€6.07 billion), which is 7.43% higher than in the same period in 2017, while imports amounted to 19.27 billion KM (€9.83 billion), which is 5.47% higher.
The average price of new apartments sold in the country in the first 6 months of 2018 is 1,639 km (€886.31) per square meter. This represents a jump of 3.5% from the previous year.
On June 30, 2018, public debt of Bosnia and Herzegovina amounted to about €6.04 billion, of which external debt is 70.56 percent, while the internal debt is 29.4 percent of total public indebtedness. The share of public debt in gross domestic product was 34.92 percent.
In 2018, 1,465,412 tourists visited Bosnia-Herzegovina, an increase of 12.1%, and had 3,040,190 overnight hotel stays, a 13.5% increase from the previous year. Also, 71.2% of the tourists came from foreign countries.
In 2018, the total value of mergers and acquisitions in Bosnia and Herzegovina amounted to €404.6 million.
In 2018, 99.5 percent of enterprises in Bosnia and Herzegovina used computers in their business, while 99.3 percent had internet connections, according to a survey conducted by the Bosnia and Herzegovina Statistics Agency.
In 2018, Bosnia and Herzegovina received 783.4 million KM (€400.64 million) in direct foreign investment, which was equivalent to 2.3% of GDP.
In 2018, Central Bank of Bosnia and Herzegovina made a profit of 8,430,875 km (€4,306,347).
2019
The World Bank estimates that the economy grew by 2.8% in 2019.
Bosnia and Herzegovina was placed 83rd on the Index of Economic Freedom for 2019. The total rating for Bosnia and Herzegovina is 61.9. This position represents some progress relative to the 91st place in 2018. This result is below the regional level, but still above the global average, making Bosnia and Herzegovina a "moderately free" country.
On 31 January 2019, total deposits in Bosnian banks were KM 21.9 billion (€11.20 billion), which represents 61.15% of nominal GDP.
In the second quarter of 2019, the average price of new apartments sold in Bosnia and Herzegovina was 1,606 km (€821.47) per square meter.
In the first six months of 2019, exports amounted to 5.829 billion KM (€2.98 billion), which is 0.1% less than in the same period of 2018, while imports amounted to 9.779 billion KM (€5.00 billion), which is by 4.5% more than in the same period of the previous year.
In the first seven months of 2019, 906,788 tourists visited the country, an 11.7% jump from the previous year.
In the first six months of 2019, foreign direct investment amounted to 650.1 million KM (€332.34 million).
2020-2022
2020 saw a contraction in the economy of around 4.7%, caused by the pandemic, with increased costs by the government, before bouncing back in 2021. Employment rates have been climbing however youth unemployment in 2022 was still over 33%.
Sarajevo
Sarajevo industries now include tobacco products, furniture, hosiery, automobiles, and communication equipment. Companies based in Sarajevo include BH Telecom, Bosnalijek, Energopetrol, FlyBosnia, Sarajevo Tobacco Factory, and Sarajevska Pivara (Sarajevo Brewery).
Sarajevo has a strong tourist industry and was named by Lonely Planet one of the top 50 "Best Cities in the World" in 2006. Sports-related tourism uses the legacy facilities of the 1984 Winter Olympics, especially the skiing facilities on the nearby mountains of Bjelašnica, Igman, Jahorina, Trebević, and Treskavica. Sarajevo's 600 years of history, influenced by both Western and Eastern empires, is also a strong tourist attraction. Sarajevo has hosted travellers for centuries, because it was an important trading center during the Ottoman and Austria-Hungarian empires.
Today, Sarajevo is one of the fastest developing cities in the region. Various new modern buildings have been built, most significantly the Bosmal City Center, ARIA Centar and the Avaz Twist Tower, which is one of the tallest skyscraper in the Balkans. A new highway was recently (2006–2011) completed between Sarajevo and the city of Kakanj. Due to growth in population, tourism and airport traffic the service sector in the city is developing fast and welcoming new investors from various businesses.
Sarajevo has one of the most representable commercial infrastructures in South-East Europe. The Sarajevo City Center is one of the biggest shopping centres in South-East Europe, after its completion in 2014. Airport Center Sarajevo which will be connected directly to the new airport terminal will offer a great variety of brands, products and services.
In 1981, Sarajevo's GDP per capita was 133% of the Yugoslav average.
In 2011, Sarajevo's GDP was estimated to be 16.76 billion US$ by the Central Bank of Bosnia, comprising 37% of the total GDP of the country.
Mostar
Mostar's economy relies heavily on tourism, aluminum and metal industry, banking services and telecommunication sector. The city is the seat of some of the country's largest corporations.
Along with Sarajevo, it is the largest financial center in Bosnia and Herzegovina, with two out of three largest banks in the country having their headquarters in Mostar. Bosnia-Herzegovina has three national electric, postal and telecommunication service corporations; These three companies banks and the aluminium factory make a vast portion of overall economic activity in the city.
Aluminij is one of the most influential companies in the city, region, but also country. In relation to the current manufacturing capacity it generates an annual export of more than €150 million. The partners with which the Aluminij does business are renowned global companies, from which the most important are: Venture Coke Company L.L.C. (Venco-Conoco joint Venture) from the US, Glencore International AG from Switzerland, Debis International trading GmbH, Daimler-Chrysler and VAW Aluminium Technologie GmbH from Germany, Hydro ASA from Norway, Fiat from Italy, and TLM-Šibenik from Croatia[5].
Mostar area alone receives an income of €40 million annually from Aluminij.
Prijedor
Prijedor is the sixth largest city in Bosnia and Herzegovina. It is an economically prosperous municipality hosting a wide range of industries, services and educational institutions. The city's geographical location close to major European capitals has made it an important industrial and commercial hub nationally.
It has a developed financial sector, 11 international banks are represented, 5 microcredit organizations and a foundation for development.
The city's huge economic potential is in the strategic geographical location being close to Zagreb, Belgrade, Budapest and Vienna. Giving it one of the best climates for economic expansion in Bosnia and Herzegovina.
The agricultural land around the city, raw minerals in the municipality and growth of high educated population in the city proper gives it a unique combination of both being able to produce sophisticated industrial products, food and service branches.
Companies
Zenica host today the Bosnian part of ArcelorMittal Steel Company, former RMK Zenica, which employ about 3000 workers, steel company from Luxembourg with over 320,000 employees in more than 60 countries. It also has companies specialized in the chemical industry such as Ferrox a.d., producing iron oxides-pigments. BosnaMontaza AD., one of Bosnias most specialized steel manufacturers, manufacturing: steel construction, pipelines, reservoirs, technological equipment, cranes and energy plants.
Other companies such as the Croatian food company Kraš has one of its biggest facilities in Bosnia and Herzegovina in Prijedor, producing confectionery products under the brand names MIRA and Kraš.
Brand names such as "Prijedorčanka" is one of the leading producers of the alcoholic beverage Rakija in Bosnia and Herzegovina. Prijedor is also a big enterprise producing cellulose and paper for export.
In 2022, the sector with the highest number of companies registered in Bosnia and Herzegovina is Services with 39,707 companies followed by Retail Trade and Wholesale Trade with 12,060 and 11,970 companies respectively.
Agricultural sector
Among this Prijedor has a fruit growing production, gardening production, crop farming production, mill and bakery industries, stock farming production, processing industries and a milk industry.
Lake Saničani, near Prijedor, is one of the biggest commercial fish-farming lakes in the southern Europe.
Prijedor municipality takes up 8340.6 hectares (5845.0 private property and 2495.6 state property).
Plowed fields and gardens take up 340.26 hectares, orchards 23.86 hectares and vineyards 5 hectares.
All cultivated soil takes up 402.06 hectares.
Service sector
The service sector in Prijedor is growing rapidly and this reflects in the growth of hotels, stores, roads, educational facilities and shoppings centers that are being built in the city. Making it a growing commercial hub in Bosnia and Hercegovina.
Banja Luka
Although the city itself was not directly affected by the Bosnian War in the early 1990s, its economy was. For four years, Banja Luka fell behind the world in key areas such as technology, resulting in a rather stagnant economy. However, in recent years, the financial services sector has gained in importance in the city. In 2002, the trading began on the newly established Banja Luka Stock Exchange. The number of companies listed, the trading volume and the number of investors have increased significantly. A number of big companies such as Telekom Srpske, Rafinerija ulja Modriča, Banjalučka Pivara and Vitaminka are all listed on the exchange and are traded regularly. Investors, apart from those from Slovenia, Croatia and Serbia, now include a number of investment funds from the European Union, Norway, the United States, Japan and China.
A number of financial services regulators, such as the Indirect Taxation Authority of Bosnia and Herzegovina, Republika Srpska Securities Commission and the RS Banking Agency are headquartered in Banja Luka. This, along with the fact that some of the major banks in Bosnia, the Deposit Insurance Agency and the Value-added tax (VAT) Authority are all based in the city, has helped Banja Luka establish itself as a major financial centre of the country.
In 1981 Banja Luka's GDP per capita was 97% of the Yugoslav average.
Energy
The country has been a heavy user of energy compared with the EU, with artificially low prices providing a disincentive to make savings. Heavily reliant on lignite coal for power generation, in 2021 Bosnia and Herzegovina is one of very few countries still making plans to expand coal energy generation.
Statistics
Renewable power
Wind and Solar
The first wind farm was built in 2018.
The 2030 plan envisages 1.5 GW of solar power and 0.5 GW of wind power capacity being built.
Hydro power
In 2021 the country had around 2076 MW of installed hydropower capacity larger than 10 MW, with 180 MW of small hydropower units.
Fossil fuels
Coal
In 2021 electricity production came from five main lignite coal power plants generating up to 2065 MW.
Tuzla Thermal Power Plant was supposed to close unit 4 in 2022 however the government has extended this lignite coal generators life. Kakanj Power Station was also supposed to have closed unit 5 in 2022 under the 2006 Energy Community Treaty.
Under the 2030 plan a number of coal power stations will close or convert to biomass.
Breza coal mine
Gacko coal mine
Kakanj coal mine
Kamengrad coal mine
Kongora coal mine
Stanari coal mine
Tušnica coal mine
Ugljevik coal mine
Zenica coal mine
Tourism
The tourism sector has been recovering and helping the economy altogether in the process, with popular winter skiing destinations as well as summer countryside tourism.
Bosnia and Herzegovina has been a top performer in recent years in terms of tourism development; tourist arrivals have grown by an average of 24% annually from 1995 to 2000. The European region's solid growth in arrivals in 2007 was due in significant part to Southern and Mediterranean Europe's strong performance (+7%).
In particular, Bosnia and Herzegovina were among the stronger players with a growth of 20%.
In 2012, Bosnia and Herzegovina had 747,827 tourists an increase of 9% and 1,645,521 overnight stays which is a 9,4% increase from 2012.
58.6% of the tourists came from foreign countries.
According to an estimate of the World Tourism Organization, Bosnia and Herzegovina will have the third highest tourism growth rate in the world between 1995 and 2020.
Of particular note is the diaspora population which often returns home during the summer months, bringing in an increase in retail sales and food service industry.
In 2017, 1,307,319 tourists visited Bosnia and Herzegovina, an increase of 13.7%, and had 2,677,125 overnight hotel stays, a 12.3% increase from the previous year. Also, 71.5% of the tourists came from foreign countries.
Challenges of doing business
While business regulations are of comparable strictness as in most countries in Central Europe, many problems persist. Post-war high percentage of unemployment (16.85%) remains high, and the economical progress is very slow. Complicated bureaucracy system, complex procedures and often misconducted audition and regulation by public officers also make for volatile and insecure business environment, which is considered major hindrance to foreign investment into the country's industrial and manufacturing potential.
The workforce is comparably cheap, with average net salary being €580, and average gross salary being €891, () and good skilled, especially in sectors present in pre-war economy. However, with slow but persistent know-how obsolescence, workforce exodus, high unemployment and long average time outside labor market for the unemployed, need a foreign-owned business investing in industry sectors where the country could be competitive.
Bosnia and Herzegovina is also lacking a good e-governance structure, as well as good methods to enforce administrative accountability, both of which are considered necessary for more conductive business climate. Today it takes between 3–5 weeks to register a company in the country (and in some business sectors it can still take months to acquire all required permits, mostly due to administrative inefficiency), and many other business related administrative procedures are similarly convoluted and time-consuming.
Political corruption is one of the more acute problems in Bosnia and Herzegovina, and along with size of administration and its inefficiency, the biggest detriment to tax money being spent where it should be spent – on services to the population and the economy.
Bosnia and Herzegovina has been preparing for an era of declining international assistance. Country's most immediate task remains economic revitalization to create jobs and income. After the 2014 riots, both administrations have shyly started the reform, dealing with some of the many pressing issues to local economy, but the overall process is still considered slow and tenuous by the populace and local as well as foreign economic analysts.
Infrastructure
The Bosnian government has issued an international tender for the construction of the 350 km long Pan-European Corridor Vc in Bosnia and Herzegovina which will passes along the route Budapest-Osijek-Sarajevo-Ploče. The highway along this corridor is the most significant roadway in Bosnia and Herzegovina and the shortest communication route between Central Europe and the Southern Adriatic. The routing of the road passes through the central part of the country in the north–south direction from Donji Svilaj to the border of B&H, north from the Croatian port of Ploče, following the rivers Bosna and Neretva. More than 50% of the total population and the economic activity of Bosnia and Herzegovina lies within the zone of influence along this route.
As of August 2018, 200 km motorway has been completed.
Due to annual growth of nearly 10% the Sarajevo International Airport extension of the passenger terminal, together with upgrading and expanding the taxiway and apron is planned to start in Fall 2012. The existing terminal will be expanded with 7.000 square metres.
The upgraded airport will also be directly connected to the commercial retail center Sarajevo Airport Center
making it easy for tourist and travellers to use the time before the flight for some last minute shopping.
International rankings
74th in Human Development Index (2021)
60th in inequality-adjusted Human Development Index (2021)
97th in Democracy Index (2022)
89th in Henley Passport Index (2023)
81st in Human Capital Index (2020)
90th in Quality of Nationality Index (2018)
72nd in Legatum Prosperity Index (2023)
63rd in Social Progress Index (2022)
90th in Ease of Doing Business (2020)
39th in Economic Complexity Index (2021)
92nd in Global Competitiveness Report (2019)
63rd in Index of Economic Freedom (2023)
61st in Global Peace Index (2023)
110th in Corruption Perceptions Index (2022)
See also
Central Bank of Bosnia and Herzegovina
List of banks in Bosnia and Herzegovina
Bosnia and Herzegovina convertible mark
Bosnia and Herzegovina
2014 unrest in Bosnia and Herzegovina
Notes
References
External links
Tariffs applied by Bosnia and Herzegovina as provided by ITC's ITCMarket Access Map , an online database of customs tariffs and market requirements.
Bosnia And Herzegovina |
3615 | https://en.wikipedia.org/wiki/Politics%20of%20Botswana | Politics of Botswana | Botswana is a parliamentary republic in which the President of Botswana is both head of state and head of government. The nation's politics are based heavily on British parliamentary politics and on traditional Batswana chiefdom. The legislature is made up of the unicameral National Assembly and the advisory body of tribal chiefs, the Ntlo ya Dikgosi. The National Assembly chooses the president, but once in office the president has significant authority over the legislature with only limited separation of powers. The Botswana Democratic Party (BDP) rules as a dominant party; while elections in Botswana are considered free and fair by observers, the BDP has controlled the National Assembly since independence. Political opposition in Botswana often exists between factions in the BDP rather than through separate parties, though several opposition parties exist and regularly hold a small number of seats in the National Assembly.
Botswana achieved independence from the United Kingdom in 1966. The BDP led by Seretse Khama formed the first government, and continued winning elections every five years. Quett Masire became president following Khama's death in 1980, and the BDP was enveloped by factionalism in the 1990s. This factionalism persisted through the presidencies of Festus Mogae from 1998 to 2008 and Ian Khama from 2008 to 2018. Khama's successor, Mokgweetsi Masisi, became president in 2018 and developed a strong political rivalry with Khama, which came to define politics in Botswana over the following years.
Botswana has an above average human rights record, and it is recognised by human rights groups as one of the strongest democracies in Africa. Economic policy in Botswana revolves around the nation's lucrative diamond industry, which makes up a significant portion of the economy. The country has been praised as an economic success as it pursued free market policies in the 20th century, and it has since shifted to more redistributive economic policy. Wealth inequality remains high in Botswana. Welfare programs are limited, but public services and infrastructure receive strong funding. Foreign policy in Botswana has historically emphasised multilateralism and realpolitik. Apartheid-era South Africa was the nation's primary foreign policy concern until 1994 and then instability in Zimbabwe thereafter.
History
Pre-statehood
The location of present day Botswana was historically controlled by Bantu peoples, primarily the Tswana people. Many legal traditions practiced by the Tswana people, such as respect for traditional authority and protection of property rights, have played a role in the development of post-colonial Botswana politics. Centralised political structures developed prior to colonisation have also been retained. Politics of the Tswana people prior to statehood was often led by chiefs, who continue to have a role in Botswana politics. In the early-19th century, these chiefdoms developed into nation states. These nation states incorporated limited government and ethnic pluralism.
The United Kingdom began involvement in the region in the 1820s, and the region became part of the British Empire in 1885 as the Bechuanaland Protectorate. The Tswana people were made subjects of the Crown and placed under British law. The first significant movement for independence was led by the radical Bechuanaland People's Party. The Botswana Democratic Party (BDP) was formed by Seretse Khama in 1962 as part of a negotiated independence process. Botswana became self-governing in 1965, and it became an independent republic in 1966. The United Kingdom continued to invest in the country financially and pay some of its expenses through 1971. Institutions and traditions from both precolonial Tswana society and colonial British rule were retained following independence and continue to influence the politics of Botswana.
Presidency of Seretse Khama
Upon receiving self-governance, the nation held the 1965 Bechuanaland general election, in which the BDP won a large victory: of the 31 seats in the legislature, the BDP won 28. Three members of the Botswana People's Party made up the opposition, all elected from relatively urbanised constituencies. The government under the first president, Seretse Khama, was based heavily on collaborative governance similar to that of the pre-colonial tribal governments. Policies were often considered by several ministries and a commission before being adopted. Khama also ensured that foreign involvement was welcome, opposed to a nationalism that restricted opportunity.
The Botswana National Front (BNF) was founded by Kenneth Koma as a left-wing party, and it became the opposition party in the 1969 general election. While Khama was president, his vice president, Quett Masire, held considerable power as well. In addition to being the vice president, he was the minister of finance, and he was the secretary general of the BDP. He oversaw a series of National Development Plans that dispensed much of the government's policies. Regional instability prompted the creation of the Botswana Defence Force in 1977. Prior to this, the Botswana Police Service handled all of the nation's security responsibilities.
Presidency of Quett Masire
Khama served as president until his death in 1980, at which point Vice President Masire became president. The opposition gained support in the 1980s and 1990s as the country urbanised and the BDP's rural political base shrank. HIV/AIDS in Botswana became a major political issue as its severity became apparent in the 1990s, and the government took an active role in combatting it.
The Kgabo Commission, part of a corruption controversy involving Vice President Peter Mmusi and BDP Secretary General Daniel Kwelagobe, dominated the politics of Botswana in 1991 and brought about an era of factionalism in the BDP. Mmusi's resignation led to Festus Mogae being chosen as the next vice president. The incident firmly established a growing factional conflict within the BDP: Mmusi and Kwelagobe formed the Big Two while Mompati Merafhe and his supporters—namely David Magang, Bahiti Temane, Roy Blackbeard, and Chapson Butale—were identified by them as the Big Five whom they opposed. Merafhe later took on Jacob Nkate as his closest ally, and they dubbed themselves the A-Team. Although an appeal to the courts backfired against the Big Two and saw them suspended from parliament, their supporters gained power after the 1994 general election. Amid this inter-party conflict, the BNF became a significantly stronger opposition, winning thirteen seats. Kwelagobe aligned with Ponatshego Kedikilwe following Mmusi's death, and they renamed themselves the Barata-Phathi.
After the BDP's poor performance in the 1994 election, South African academic Lawrence Schlemmer was brought in by the party to provide a political strategy. He recommended replacing the long-standing members of the BDP with newer, non-factional members, with a particular focus on the presidency. Multiple constitutional reforms were enacted in Botswana following a referendum in 1997: the vice president was designated the automatic successor of the president, the voting age was lowered to eighteen, and an independent electoral commission was established. These reforms were championed by Masire, as automatic succession allowed him to anoint a successor.
1998–present
Masire stepped down as president in 1998, and Vice President Mogae became president. He chose Ian Khama as vice president, and while the two were nominally non-factional, they effectively supported the A-Team faction of Merafhe and Nkate. This caused the factional differences in the party to further escalate. A schism also formed in the oppositional BNF, which led to the creation of the Botswana Congress Party in 1998. Enough assemblymen defected that this new party became the primary opposition, but they were replaced by BNF candidates in the 1999 general election.
Mogae's tenure as president ended in 2008, and Ian Khama, the son of President Seretse Khama, became president. The BDP underwent its first split in 2010 when Khama encouraged the Barata-Phathi faction to leave the party, and they formed the Botswana Movement for Democracy, led by Gomolemo Motswaledi. Freedom House lowered Botswana's rating in the 2010s as a crackdown took place against journalists.
Khama stepped down in 2018, and Vice President Mokgweetsi Masisi became president. He immediately reversed Khama's policies and replaced top officials who had been appointed by Khama. The two former allies quickly became political rivals, and Khama defected from the Botswana Democratic Party. He instead aligned with the newly formed Botswana Patriotic Front in addition to supporting the Umbrella for Democratic Change. This made the 2019 general election the first competitive election in the nation's history, but the BDP remained in power with 52.7% of the total vote, winning 38 of the 57 seats in the assembly. The rivalry significantly escalated when Masisi's pursued criminal charges against Khama for illegal ownership of firearms in 2022, causing Khama to seek asylum in South Africa.
National government
Botswana is a parliamentary republic governed by the Constitution of Botswana. The constitution has been in effect since Botswana became independent from the United Kingdom on 30 September 1966. This makes it the longest uninterrupted democracy in Africa. Botswana operates under a blend of Roman-Dutch law, customary law, and common law. Its seat of government is in Gaborone.
Legislative branch
The legislature of Botswana is derived from the Westminster system of the United Kingdom, though it has several aspects that distinguish it from this system. Unlike in the United Kingdom, the leader of the legislature has no executive powers, and it is subject to the Constitution of Botswana. Its official function under the constitution is to "make laws for the peace, order and good government of Botswana". The legislature is responsible for serving as a check on the power of the executive. The legislature has little power to limit the actions of the executive branch, leading to concerns that it is unable to check executive power.
The legislative body of Botswana is the National Assembly, a unicameral body consisting of 63 members. 57 of these members are directly elected by their constituents and six of these members are chosen by the National Assembly. The President of Botswana and the Speaker of the National Assembly are ex officio members. For a bill to become a law, it must be approved by the National Assembly and by the president. The assembly uses a question time procedure to obtain information.
The Ntlo ya Dikgosi is an advisory body established by the constitution. Its members include eight chiefs of the Tswana people, five members appointed by the president, and 22 members chosen by the eight chiefs. Any bill that affects the constitution or traditional tribal laws must be referred to the Ntlo ya Dikgosi, where it reads the bill and passes a resolution stating its position on the bill. It has no legislative powers of its own.
Executive branch
The executive branch of Botswana is headed by the President of Botswana, who serves as both the head of state and head of government. The president is indirectly elected by members of parliament, and the position has historically been associated with a major tribe. The executive is the strongest branch of government in Botswana, and the president wields significant power, effectively heading the legislative branch of government as well. The judiciary is the only de facto check on the president's power. The president has the power to veto legislation by refusing to sign it, which returns the legislation to the National Assembly. The president is also the commander-in-chief of the nation's military. The Vice-President of Botswana and the Cabinet of Botswana operate underneath the President of Botswana. The president chooses the vice president and the members of the cabinet from the members of parliament.
Judicial branch
The highest court of Botswana is the Court of Appeal, which is constituted under section 99 of these Constitution and consists of a President and such number of Justices of Appeal as may be prescribed by Parliament. There are currently eight judges of the Court of Appeal, who are all expatriates drawn from different parts of the Commonwealth. To date, no Motswana has ever been appointed to the Court of Appeal.
The High Court is a superior court of record with unlimited original jurisdiction to hear and determine any criminal and civil cases under any law. The High Court is constituted under section 95 of the Constitution, and consists of a Chief Justice and such number of other judges of the High Court as may be prescribed by Parliament. There are currently sixteen permanent judges of the High Court. Until 1992, the judges of the High Court were expatriate judges who were appointed on short-term contracts of two to three years. In 1992 the first citizen judges were appointed to the bench. There are three High Court divisions in Lobatse, Gaborone and Francistown.
Most cases are settled by customary courts, which are presided over by tribal chiefs. These courts are often preferred by the community due to their relative simplicity. There are also Magistrates' Courts in Botswana. These courts are subordinate to the High Court and hear a range of civil, criminal and family law matters. There are nineteen Magistrates' Courts in the country, with fifty magistrates of whom seventeen are expatriate.
Local and tribal government
Botswana's government is centralised, and the powers of local government are determined by national law. Local government is authorised under the Local Government (District Councils) Act, 1965. The smallest division of government in Botswana is the local council. Cities in Botswana are under the jurisdiction of a mayor and a city council, which is led by a council chairperson. Smaller towns also have town councils, while rural areas are collected under district councils. These councils are primarily responsible for education, health, roads, water, local development, and general welfare. Local governmental bodies do not collect significant funds, and nearly all local spending is funded by the national government.
Tribes are led by tribal chiefs, who often have significant influence over the affairs of local government. Chiefs are responsible for chairing kgotlas, traditional tribal meetings of the community, and for presiding over customary courts. Kgotlas predate Botswana's independence and represent the traditional mode of government in which a chief ruled as the first among equals. Tswana chiefs were historically more accountable to the people than in other African societies, as the region's main industry, cattle farming, allowed farmers more mobility and independence than would be provided by growing crops. Tribal land is held and allocated by Land Boards. These Land Boards are made up of members chosen by the tribal community and members appointed by the Minister of Lands.
Botswana is divided into 28 districts. Each district is under the jurisdiction of a district administration, led by a district commissioner.
Political parties
Botswana is a dominant-party state led by the Botswana Democratic Party (BDP). This party was formed by Seretse Khama in 1962 during the nation's movement toward independence, and it has ruled with a majority in every government since. A multi-party system allows several opposition parties to stand for election and seek representation in the legislature. Despite never holding a majority, opposition parties in Botswana wield more power than those of most other African countries, as there are no legal barriers to restrict the creation or growth of an opposition party.
Historically, the Botswana National Front has been the strongest opposition party, advocating left-wing politics. The opposition in the Botswana legislature has often been fragmented, with several parties competing with one another in addition to challenging the BDP. The opposition has mainly been supported by urbanites, tribes outside of the majority Tswana population, and certain tribal chiefs. Increasing urbanisation has given more strength to opposition parties.
Factionalism is common in Botswana political parties, and several parties have split from the Botswana National Front, including the Botswana Congress Party that became another significant opposition party after its creation in 1998. Some attempts have been made to create alliances between opposition parties, though none have ever prevented the BDP from achieving a majority in the legislature. In 2019, the Botswana National Front, the Botswana Congress Party, the Botswana Movement for Democracy, and the Botswana People's Party joined together as the Umbrella for Democratic Change.
Elections
Botswana has held regular elections since its independence at five year intervals, all of which have been won by the Botswana Democratic Party. Elections are overseen by the Independent Electoral Commission (IEC). Elections in Botswana use first-past-the-post voting in which the winner is the candidate that receives a majority or plurality of votes. Botswana is rare among African countries in that its elections have never been associated with widespread political violence.
The independence of Botswana's elections have been the subject of scrutiny. While elections are free and opposition parties are unrestrained, the incumbent party has access to other advantages. Prior to the creation of the IEC, the ruling party controlled elections through the Office of the Supervisor of Elections. The creation of the IEC has mitigated this to some extent, though its power to regulate elections is questioned.
Human rights
Freedom House considers Botswana to be free with a score of 72/100 in its 2022 Freedom in the World report. It scored high in political rights, though Freedom House expressed concerns regarding the representation of women and minorities and the lack of freedom of information laws. It also scored high in civil rights, though Freedom House expressed concerns regarding freedom of the press and the right to strike. Transparency International has regularly recognised Botswana as the least corrupt country in Africa, and it is often described as comparable to the liberal democracies of Western Europe. One potential issues for human rights in Botswana is the lack of strong checks and balances in the government, which allows the president to exercise wide latitude over policy and arbitrarily curtail free speech. Early focus on public works projects after Botswana's independence rather than militarisation is credited for early legitimacy of the government, permitting stability in the nation's politics.
Conceptions of human rights in Botswana are shaped by collectivist traditions such as botho rather than individualist traditions. Confrontational approaches to human rights such as protest, strike action, and public condemnation are often seen as uncivil foreign inventions. Activism in Botswana instead focuses mainly on providing goods and services to those in need. Human rights non-governmental organizations are relatively uncommon in Botswana. Among the most active is the Botswana Network on Ethics, Law and HIV/AIDS, which emphasises response to HIV but also addresses other areas such as the rights of women, children, and LGBT people.
Policy issues
Economic policy
Botswana is an upper middle income country with a mixed economy, and it has one of the strongest economies in Africa. The foundation of Botswana's economic policy was set by the first post-independence government in the 1960s, incorporating a self-sustaining budget system through a series of national development plans. There is significant income inequality in Botswana, particularly between the relatively developed urban areas and the poorer rural areas. The unemployment rate in Botswana was 20% as of 2015. Botswana's dependence on the diamond industry has led to diversification of the economy becoming one of the nation's major economic policy goals throughout its history. Government programs such as the National Development Bank, the Botswana Development Corporation, the Financial Assistance Policy, and the Economic Diversification Drive have been implemented to spur economic growth in other industries, but they have not significantly decreased the nation's dependence on its diamond industry.
The economy of colonial Bechuanaland focused on cattle farming, and this was the primary industry for the first decade of Botswana's independence. As most of the nation was involved with this field in some form, there was little cause for class conflict in the predominantly rural population. While land distribution was sometimes an issue, there was enough unclaimed land that cattle farmers could operate as nomads, further reducing disagreement over economic issues. In 1967, diamond deposits were found in Botswana. This incentivised the government to pursue a commodity economy from mining, supplemented with smaller industries such as beef farming, manufacturing, and tourism. The country's economic success is attributed to neoliberal policies of free markets and private property protections, significantly increasing the population's post-independence living standards. Botswana was one of the only sub-Saharan governments that did not engage in significant regulatory or redistributive policy following decolonisation. This, as well as its fiscally responsible management of the diamond industry, led to some of the world's largest economic growth over the following decades. More recent development has emphasised welfare statehood through redistributive economic policy.
Foreign policy
The president is responsible for the foreign policy of Botswana, overseeing the Minister of Foreign Affairs. Botswana's political and economic success relative to other countries in Africa has led it to play a larger role in regional and global affairs. By the end of the 20th century, Botswana had begun sending financial and military support to neighbouring countries and international organisations. Botswana has emphasised multilateralism in its foreign policy. Its landlocked territory and export-driven economy have incentivised it to maintain strong diplomatic ties with other countries, and it's low population and proximity to unstable governments have caused Botswana to work closely with international organisations for security and resources.
From 1966 to 1994, the countries bordering Botswana were unstable or otherwise hostile to Botswana. It did not establish relations with its largest neighbour, South Africa, during the latter's discriminatory apartheid rule. In its first years, Botswana had no military. The Botswana Defence Force was eventually created in response to regional instability. As South Africa liberalised, Botswana's primary foreign policy concern became the instability in neighbouring Zimbabwe.
For much of its history as an independent country, Botswana practiced realpolitik foreign policy. During the presidency of Ian Khama, it shifted to an idealist foreign policy, in which it routinely criticised governments for human rights violations. During this period, it was often the only member of the African Union to support the International Criminal Court or to condemn human rights violations in autocratic nations.
Social policy
Botswana's relative wealth compared to other countries in the region has allowed for high spending in public services such as education, health, and infrastructure. As of 2014, the Ministry of Education and Skills Development had the largest budget of any government initiative. Approximately 10,000 kilometres of road were paved in the first fifty years of the country's independence, compared to the 50 kilometres that existed before independence.
Welfare programs in Botswana are relatively limited and subject to means testing, and there is no national level social security. The country's predominantly arid environment results in droughts becoming a frequent public welfare concern. HIV/AIDS is the most serious healthcare issue in the country, and the HIV/AIDS epidemic in Botswana is one of the most severe outbreaks in the world. Botswana received less foreign aid when combating the epidemic in the 1990s, allowing it to spread.
References
Bibliography
External links
Judgments of the Botswana Court of Appeal
Judgments of the Botswana High Court
Republic of Botswana - Government portal |