our client a financial services group is looking to recruit a trainee compliance audit assistant to provide administrative support to the compliance team to ensure that all objectives set within the company rsquos regulatory compliance framework are met duties will include bull nbspresponsible for weekly post advice file review process and special monitoring carried out by the outsourcing company to include file selection notification of pending reviews to individual partners maintenance of registers chasing outstanding files and documents chasing outstanding remedial work through to completion being the point of contact and maintaining a good working relationship with the remote services team and providing weekly updates and statistics to the business quality team and compliance director bull nbspassist with collating information for monthly returns and management information bull nbspresponsible for maintaining and updating internal compliance registers bull nbspresponsible for collating information for and updating a centralised reference document for partners to use bull nbspassist in various adhoc projects for the compliance and business quality team you should have previous relevant financial services experience ideally gained in the ifa or advisory environment excellent communication skills and be able to work on own initiative candidates will be expected pass a basic financial industry examination within 3 months of employment please send your details to spencercompliancerecruitmentcom compliance recruitment solutions limited crs are acting as an employment agency in relation to this role nbsp the recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the uk through application all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge