- Tom Ault, Yiming Yang. 2001. kNN, Rocchio and Metrics for Information Filtering at TREC-10. Abstract: We compared a multi-class k-nearest neighbor (kNN) approach and a standard Rocchio method in the filtering tasks of TREC-10. Empirically, we found kNN more effective in batch filtering, and Rocchio better in adaptive filtering. For threshold adjustment based on relevance feedback, we developed a new strategy that updates a local regression over time based on a sliding window over positive examples and a sliding window over negative examples in the history. Applying this strategy to Rocchio and comparing its results to those by the same method with a fixed threshold, the recall was improved by 37-39% while the precision was improved by as much as 9%. Motivated by the extremely low performance of all systems on the T10S metric, we also analyzed this metric, and found that it favors more frequently occurring categories over rare ones and is somewhat inconsistent with its most straightforward interpretation. We propose a change to this metric which fixes these problems and brings it closer to the C trk metric used to evaluate the TDT tracking task.
