Securities and Exchange Commission
ORG
Securities and Exchange Commission
The Securities and Exchange Commission also sued the men, the firm and seven others in connection with the same scheme, which has become known as the squawk box case. The S.E.C. complaint names the men arraigned yesterday and the two brokers who pleaded guilty this month, as well as four former Watley traders, Bryan S. Rogers, Keith A. Rogers, Warren R. Fellus and Keith M. Geller, and the chairman of the firm, Steven E. Malin.