finished_summaries/cliffnotes/The Prince/section_7_part_0.txt
The Prince.chapter 9
chapter 9
{"name": "Chapter 9", "url": "https://web.archive.org/web/20201108110625/https://www.cliffsnotes.com/literature/p/the-prince/summary-and-analysis/chapter-9", "summary": "When private citizens become rulers through the favor of their fellow citizens, these may be called civil principalities. One can reach this position through the favor of either the common citizens or the nobles, because the two classes are found in every city. The nobles want only to oppress the people, and the people want only to avoid oppression. From these opposing impulses can come three results: a principality, a republic, or anarchy. When the nobles feel pressure from the people, they try to make one of their own the prince in order to protect their privileges. When the people feel they cannot resist the nobles, they try to make a fellow citizen prince in order to protect their rights. You can never satisfy the nobles by acting honorably, but you can satisfy the people. Regardless of how a prince comes to power, he should make every effort to win the good will of the people, or in times of trouble, he will have no hope. A prince must not delude himself about the reliability of the people, but nonetheless, a prince who makes good preparations and knows how to command will never be betrayed by them. A wise ruler will contrive to keep all his citizens dependent on him and on the state, and then he will be able to trust them.", "analysis": "Machiavelli's theme in this chapter is the relationship between the people  and their opposites, the nobles . Machiavelli portrays these two groups as constantly at odds, but his sympathy is clearly with the people, who only want to live free under the rule of their own laws. Machiavelli himself belonged firmly in this group, having been prevented from holding high office because he was not an aristocrat, and having served his entire career in Florence's civil government. The Medici, to whom he was writing, were members of the nobility, and this makes his advice somewhat more daring than it may sound at first. As in Chapter 5, Machiavelli can be seen reminding the Medici how much free states like Florence value their freedom and how justified they are in doing so. Machiavelli emphasizes how necessary it is for a prince to win over the people, because they are many, while the nobles are few, and a prince can never live safely without being able to trust the people. On this subject, Machiavelli was going against prevailing opinion, which he acknowledges by quoting the proverb \"He who builds on the people builds on mud.\" In fact, he is able to find only one example to support his argument , but two that disprove it . Machiavelli had many opportunities to observe the fickleness of the Florentine people, as they had alternately supported the Medici, Savonarola, the Republic, and then the Medici again. In another pessimistic observation about human nature, Machiavelli says that everyone is ready to die for you when the prospect of death is far off. The key, he maintains, is for the prince to keep his subjects dependent on him for all their benefits, because dependency is the only way to ensure loyalty. Characteristically, Machiavelli advocates a particular behavior not for its moral qualities, but because it accomplishes a specific goal for the prince: A prince should treat his subjects well and do all he can to benefit them, not necessarily because it is right to do so, but because it ultimately consolidates the prince's power. Machiavelli also insists on the importance of self-interest as a motivator throughout the chapter: He notes that all parties, whether princes, nobles, or common people, come into conflict or make alliances primarily to protect their own rights and privileges. Throughout the book, self-interest and a concern for one's own comfort level can be seen as the driving force in human behavior. Glossary Nabis ruler of Sparta . Machiavelli is probably exaggerating Nabis' success, but Nabis did introduce many social reforms. Gracchi brothers Tiberius  and Gaius Gracchus . Roman officials who instituted many social reforms and were killed by aristocratic opponents. Giorgio Scali a leader of the Ciompi  revolt in Florence in 1378. The wool workers' guild briefly held some political power, but its leaders, including Scali, were quickly overthrown and later executed."}

But coming to the other point--where a leading citizen becomes the
prince of his country, not by wickedness or any intolerable violence,
but by the favour of his fellow citizens--this may be called a civil
principality: nor is genius or fortune altogether necessary to attain to
it, but rather a happy shrewdness. I say then that such a principality
is obtained either by the favour of the people or by the favour of the
nobles. Because in all cities these two distinct parties are found,
and from this it arises that the people do not wish to be ruled nor
oppressed by the nobles, and the nobles wish to rule and oppress the
people; and from these two opposite desires there arises in cities one
of three results, either a principality, self-government, or anarchy.

A principality is created either by the people or by the nobles,
accordingly as one or other of them has the opportunity; for the nobles,
seeing they cannot withstand the people, begin to cry up the reputation
of one of themselves, and they make him a prince, so that under his
shadow they can give vent to their ambitions. The people, finding
they cannot resist the nobles, also cry up the reputation of one of
themselves, and make him a prince so as to be defended by his authority.
He who obtains sovereignty by the assistance of the nobles maintains
himself with more difficulty than he who comes to it by the aid of
the people, because the former finds himself with many around him who
consider themselves his equals, and because of this he can neither rule
nor manage them to his liking. But he who reaches sovereignty by popular
favour finds himself alone, and has none around him, or few, who are not
prepared to obey him.

Besides this, one cannot by fair dealing, and without injury to others,
satisfy the nobles, but you can satisfy the people, for their object is
more righteous than that of the nobles, the latter wishing to oppress,
while the former only desire not to be oppressed. It is to be added also
that a prince can never secure himself against a hostile people, because
of there being too many, whilst from the nobles he can secure himself,
as they are few in number. The worst that a prince may expect from a
hostile people is to be abandoned by them; but from hostile nobles he
has not only to fear abandonment, but also that they will rise against
him; for they, being in these affairs more far-seeing and astute, always
come forward in time to save themselves, and to obtain favours from him
whom they expect to prevail. Further, the prince is compelled to live
always with the same people, but he can do well without the same nobles,
being able to make and unmake them daily, and to give or take away
authority when it pleases him.

Therefore, to make this point clearer, I say that the nobles ought to
be looked at mainly in two ways: that is to say, they either shape their
course in such a way as binds them entirely to your fortune, or they do
not. Those who so bind themselves, and are not rapacious, ought to be
honoured and loved; those who do not bind themselves may be dealt
with in two ways; they may fail to do this through pusillanimity and a
natural want of courage, in which case you ought to make use of them,
especially of those who are of good counsel; and thus, whilst in
prosperity you honour them, in adversity you do not have to fear them.
But when for their own ambitious ends they shun binding themselves, it
is a token that they are giving more thought to themselves than to you,
and a prince ought to guard against such, and to fear them as if they
were open enemies, because in adversity they always help to ruin him.

Therefore, one who becomes a prince through the favour of the people
ought to keep them friendly, and this he can easily do seeing they
only ask not to be oppressed by him. But one who, in opposition to
the people, becomes a prince by the favour of the nobles, ought, above
everything, to seek to win the people over to himself, and this he may
easily do if he takes them under his protection. Because men, when they
receive good from him of whom they were expecting evil, are bound more
closely to their benefactor; thus the people quickly become more devoted
to him than if he had been raised to the principality by their favours;
and the prince can win their affections in many ways, but as these vary
according to the circumstances one cannot give fixed rules, so I omit
them; but, I repeat, it is necessary for a prince to have the people
friendly, otherwise he has no security in adversity.

Nabis,(*) Prince of the Spartans, sustained the attack of all Greece,
and of a victorious Roman army, and against them he defended his country
and his government; and for the overcoming of this peril it was only
necessary for him to make himself secure against a few, but this would
not have been sufficient had the people been hostile. And do not let any
one impugn this statement with the trite proverb that "He who builds on
the people, builds on the mud," for this is true when a private citizen
makes a foundation there, and persuades himself that the people will
free him when he is oppressed by his enemies or by the magistrates;
wherein he would find himself very often deceived, as happened to the
Gracchi in Rome and to Messer Giorgio Scali(+) in Florence. But granted
a prince who has established himself as above, who can command, and is
a man of courage, undismayed in adversity, who does not fail in other
qualifications, and who, by his resolution and energy, keeps the whole
people encouraged--such a one will never find himself deceived in them,
and it will be shown that he has laid his foundations well.

     (*) Nabis, tyrant of Sparta, conquered by the Romans under
     Flamininus in 195 B.C.; killed 192 B.C.

     (+) Messer Giorgio Scali. This event is to be found in
     Machiavelli's "Florentine History," Book III.

These principalities are liable to danger when they are passing from the
civil to the absolute order of government, for such princes either rule
personally or through magistrates. In the latter case their government
is weaker and more insecure, because it rests entirely on the goodwill
of those citizens who are raised to the magistracy, and who, especially
in troubled times, can destroy the government with great ease, either
by intrigue or open defiance; and the prince has not the chance amid
tumults to exercise absolute authority, because the citizens and
subjects, accustomed to receive orders from magistrates, are not of
a mind to obey him amid these confusions, and there will always be in
doubtful times a scarcity of men whom he can trust. For such a prince
cannot rely upon what he observes in quiet times, when citizens have
need of the state, because then every one agrees with him; they all
promise, and when death is far distant they all wish to die for him;
but in troubled times, when the state has need of its citizens, then
he finds but few. And so much the more is this experiment dangerous,
inasmuch as it can only be tried once. Therefore a wise prince ought to
adopt such a course that his citizens will always in every sort and
kind of circumstance have need of the state and of him, and then he will
always find them faithful.




Chapter 9
When private citizens become rulers through the favor of their fellow citizens, these may be called civil principalities. One can reach this position through the favor of either the common citizens or the nobles, because the two classes are found in every city. The nobles want only to oppress the people, and the people want only to avoid oppression. From these opposing impulses can come three results: a principality, a republic, or anarchy. When the nobles feel pressure from the people, they try to make one of their own the prince in order to protect their privileges. When the people feel they cannot resist the nobles, they try to make a fellow citizen prince in order to protect their rights. You can never satisfy the nobles by acting honorably, but you can satisfy the people. Regardless of how a prince comes to power, he should make every effort to win the good will of the people, or in times of trouble, he will have no hope. A prince must not delude himself about the reliability of the people, but nonetheless, a prince who makes good preparations and knows how to command will never be betrayed by them. A wise ruler will contrive to keep all his citizens dependent on him and on the state, and then he will be able to trust them.
Machiavelli's theme in this chapter is the relationship between the people  and their opposites, the nobles . Machiavelli portrays these two groups as constantly at odds, but his sympathy is clearly with the people, who only want to live free under the rule of their own laws. Machiavelli himself belonged firmly in this group, having been prevented from holding high office because he was not an aristocrat, and having served his entire career in Florence's civil government. The Medici, to whom he was writing, were members of the nobility, and this makes his advice somewhat more daring than it may sound at first. As in Chapter 5, Machiavelli can be seen reminding the Medici how much free states like Florence value their freedom and how justified they are in doing so. Machiavelli emphasizes how necessary it is for a prince to win over the people, because they are many, while the nobles are few, and a prince can never live safely without being able to trust the people. On this subject, Machiavelli was going against prevailing opinion, which he acknowledges by quoting the proverb "He who builds on the people builds on mud." In fact, he is able to find only one example to support his argument , but two that disprove it . Machiavelli had many opportunities to observe the fickleness of the Florentine people, as they had alternately supported the Medici, Savonarola, the Republic, and then the Medici again. In another pessimistic observation about human nature, Machiavelli says that everyone is ready to die for you when the prospect of death is far off. The key, he maintains, is for the prince to keep his subjects dependent on him for all their benefits, because dependency is the only way to ensure loyalty. Characteristically, Machiavelli advocates a particular behavior not for its moral qualities, but because it accomplishes a specific goal for the prince: A prince should treat his subjects well and do all he can to benefit them, not necessarily because it is right to do so, but because it ultimately consolidates the prince's power. Machiavelli also insists on the importance of self-interest as a motivator throughout the chapter: He notes that all parties, whether princes, nobles, or common people, come into conflict or make alliances primarily to protect their own rights and privileges. Throughout the book, self-interest and a concern for one's own comfort level can be seen as the driving force in human behavior. Glossary Nabis ruler of Sparta . Machiavelli is probably exaggerating Nabis' success, but Nabis did introduce many social reforms. Gracchi brothers Tiberius  and Gaius Gracchus . Roman officials who instituted many social reforms and were killed by aristocratic opponents. Giorgio Scali a leader of the Ciompi  revolt in Florence in 1378. The wool workers' guild briefly held some political power, but its leaders, including Scali, were quickly overthrown and later executed.