finished_summaries/shmoop/The Prince/section_9_part_0.txt
The Prince.chapter 9
chapter 9
{"name": "Chapter 9", "url": "https://web.archive.org/web/20210420060055/https://www.shmoop.com/study-guides/literature/prince-machiavelli/summary/chapter-9", "summary": "Rulers that come to power because of the support of the people are the total opposite of bloody conquers. Everyone loves 'em. They're not too smart, or even extra lucky, but just enough to get by. Our new ruler has three options for his new place: a monarchy where power goes to the nobles, a republic where power goes to the people, and anarchy. In monarchies, either the nobles or the people decide to concentrate all the power in one person, the king. Seems simple enough, but a king who comes to power because of the nobles will have a hard time. After all, the nobles have lots of power to throw around, too. Remember, you don't want anyone who can compete with you around, and these are the people with the weapons. What are the regular people going to do to you? Poke you with their potatoes? Bottom line: be friends with the people, because the nobles have too many tricks up their sleeves. More on nobles. There are two kinds, those who are totally 100% loyally part of your fan club and those who aren't. Out of those who aren't, there are two kinds. Those who are just scaredy-cats , and those who are planning something. The latter are the ones to watch out for because they will turn on you at the drop of a hat. Okay, back to the people. You need to be on their side. It's pretty easy, actually, because they basically just don't want to be oppressed and tortured. Also, if they thought you were going to be super mean, and you turn out to be okay, they will love you even more than if they loved you from the start. They're easy to please. Some people say that it's a bad idea to depend on the support of the people. Machiavelli just doesn't agree--he says that's only the case if you're stupid and think they'll fight for you or rescue you. That's not going to happen. But they can support you and not turn against you. Problems for the ruler supported by the people? When they want to become an absolute ruler, they need either give direct command or rule though other people who they give power to. The problem is, these people aren't always the most trustworthy--before you know it, everything is up in flames. So, make sure your people always need not only your government , but you specifically, and everything will be okay.", "analysis": ""}

But coming to the other point--where a leading citizen becomes the
prince of his country, not by wickedness or any intolerable violence,
but by the favour of his fellow citizens--this may be called a civil
principality: nor is genius or fortune altogether necessary to attain to
it, but rather a happy shrewdness. I say then that such a principality
is obtained either by the favour of the people or by the favour of the
nobles. Because in all cities these two distinct parties are found,
and from this it arises that the people do not wish to be ruled nor
oppressed by the nobles, and the nobles wish to rule and oppress the
people; and from these two opposite desires there arises in cities one
of three results, either a principality, self-government, or anarchy.

A principality is created either by the people or by the nobles,
accordingly as one or other of them has the opportunity; for the nobles,
seeing they cannot withstand the people, begin to cry up the reputation
of one of themselves, and they make him a prince, so that under his
shadow they can give vent to their ambitions. The people, finding
they cannot resist the nobles, also cry up the reputation of one of
themselves, and make him a prince so as to be defended by his authority.
He who obtains sovereignty by the assistance of the nobles maintains
himself with more difficulty than he who comes to it by the aid of
the people, because the former finds himself with many around him who
consider themselves his equals, and because of this he can neither rule
nor manage them to his liking. But he who reaches sovereignty by popular
favour finds himself alone, and has none around him, or few, who are not
prepared to obey him.

Besides this, one cannot by fair dealing, and without injury to others,
satisfy the nobles, but you can satisfy the people, for their object is
more righteous than that of the nobles, the latter wishing to oppress,
while the former only desire not to be oppressed. It is to be added also
that a prince can never secure himself against a hostile people, because
of there being too many, whilst from the nobles he can secure himself,
as they are few in number. The worst that a prince may expect from a
hostile people is to be abandoned by them; but from hostile nobles he
has not only to fear abandonment, but also that they will rise against
him; for they, being in these affairs more far-seeing and astute, always
come forward in time to save themselves, and to obtain favours from him
whom they expect to prevail. Further, the prince is compelled to live
always with the same people, but he can do well without the same nobles,
being able to make and unmake them daily, and to give or take away
authority when it pleases him.

Therefore, to make this point clearer, I say that the nobles ought to
be looked at mainly in two ways: that is to say, they either shape their
course in such a way as binds them entirely to your fortune, or they do
not. Those who so bind themselves, and are not rapacious, ought to be
honoured and loved; those who do not bind themselves may be dealt
with in two ways; they may fail to do this through pusillanimity and a
natural want of courage, in which case you ought to make use of them,
especially of those who are of good counsel; and thus, whilst in
prosperity you honour them, in adversity you do not have to fear them.
But when for their own ambitious ends they shun binding themselves, it
is a token that they are giving more thought to themselves than to you,
and a prince ought to guard against such, and to fear them as if they
were open enemies, because in adversity they always help to ruin him.

Therefore, one who becomes a prince through the favour of the people
ought to keep them friendly, and this he can easily do seeing they
only ask not to be oppressed by him. But one who, in opposition to
the people, becomes a prince by the favour of the nobles, ought, above
everything, to seek to win the people over to himself, and this he may
easily do if he takes them under his protection. Because men, when they
receive good from him of whom they were expecting evil, are bound more
closely to their benefactor; thus the people quickly become more devoted
to him than if he had been raised to the principality by their favours;
and the prince can win their affections in many ways, but as these vary
according to the circumstances one cannot give fixed rules, so I omit
them; but, I repeat, it is necessary for a prince to have the people
friendly, otherwise he has no security in adversity.

Nabis,(*) Prince of the Spartans, sustained the attack of all Greece,
and of a victorious Roman army, and against them he defended his country
and his government; and for the overcoming of this peril it was only
necessary for him to make himself secure against a few, but this would
not have been sufficient had the people been hostile. And do not let any
one impugn this statement with the trite proverb that "He who builds on
the people, builds on the mud," for this is true when a private citizen
makes a foundation there, and persuades himself that the people will
free him when he is oppressed by his enemies or by the magistrates;
wherein he would find himself very often deceived, as happened to the
Gracchi in Rome and to Messer Giorgio Scali(+) in Florence. But granted
a prince who has established himself as above, who can command, and is
a man of courage, undismayed in adversity, who does not fail in other
qualifications, and who, by his resolution and energy, keeps the whole
people encouraged--such a one will never find himself deceived in them,
and it will be shown that he has laid his foundations well.

     (*) Nabis, tyrant of Sparta, conquered by the Romans under
     Flamininus in 195 B.C.; killed 192 B.C.

     (+) Messer Giorgio Scali. This event is to be found in
     Machiavelli's "Florentine History," Book III.

These principalities are liable to danger when they are passing from the
civil to the absolute order of government, for such princes either rule
personally or through magistrates. In the latter case their government
is weaker and more insecure, because it rests entirely on the goodwill
of those citizens who are raised to the magistracy, and who, especially
in troubled times, can destroy the government with great ease, either
by intrigue or open defiance; and the prince has not the chance amid
tumults to exercise absolute authority, because the citizens and
subjects, accustomed to receive orders from magistrates, are not of
a mind to obey him amid these confusions, and there will always be in
doubtful times a scarcity of men whom he can trust. For such a prince
cannot rely upon what he observes in quiet times, when citizens have
need of the state, because then every one agrees with him; they all
promise, and when death is far distant they all wish to die for him;
but in troubled times, when the state has need of its citizens, then
he finds but few. And so much the more is this experiment dangerous,
inasmuch as it can only be tried once. Therefore a wise prince ought to
adopt such a course that his citizens will always in every sort and
kind of circumstance have need of the state and of him, and then he will
always find them faithful.




Chapter 9
Rulers that come to power because of the support of the people are the total opposite of bloody conquers. Everyone loves 'em. They're not too smart, or even extra lucky, but just enough to get by. Our new ruler has three options for his new place: a monarchy where power goes to the nobles, a republic where power goes to the people, and anarchy. In monarchies, either the nobles or the people decide to concentrate all the power in one person, the king. Seems simple enough, but a king who comes to power because of the nobles will have a hard time. After all, the nobles have lots of power to throw around, too. Remember, you don't want anyone who can compete with you around, and these are the people with the weapons. What are the regular people going to do to you? Poke you with their potatoes? Bottom line: be friends with the people, because the nobles have too many tricks up their sleeves. More on nobles. There are two kinds, those who are totally 100% loyally part of your fan club and those who aren't. Out of those who aren't, there are two kinds. Those who are just scaredy-cats , and those who are planning something. The latter are the ones to watch out for because they will turn on you at the drop of a hat. Okay, back to the people. You need to be on their side. It's pretty easy, actually, because they basically just don't want to be oppressed and tortured. Also, if they thought you were going to be super mean, and you turn out to be okay, they will love you even more than if they loved you from the start. They're easy to please. Some people say that it's a bad idea to depend on the support of the people. Machiavelli just doesn't agree--he says that's only the case if you're stupid and think they'll fight for you or rescue you. That's not going to happen. But they can support you and not turn against you. Problems for the ruler supported by the people? When they want to become an absolute ruler, they need either give direct command or rule though other people who they give power to. The problem is, these people aren't always the most trustworthy--before you know it, everything is up in flames. So, make sure your people always need not only your government , but you specifically, and everything will be okay.