rachel tim investment banker contact inforesumekraftcom 2025550120 chicago illinois us linkedincomresumekraft skills corporate action fixed income transfer agency swift fund compliance bank agent lending tlm bloomberg languages english french arabic german awards value award state street syntel services pvt ltd client choice award bny mellon india pvt ltd summary total 13 years rich experience investment banking good exposure custodian banking well bank agent lending transfer agency fund complance keen learner seeking explore work reputed organisations offers professional growth utilize best knowledge skills opprtunity grow develop diversified fields experience portfolio analyst bny mellon india pvt ltd jun 2014 may 2020 corporate action end end corporate actions events voluntary mandatory apacuknetherland global markets custudy reconciliation payment custodiaan positions lending bank agent lending positions reconciliation payment worked brokers fixed income equity coupon claims equity claims quality checking events four eye principle callbacks ssi setup senior associate state street syntel services pvt ltd feb 2007 oct 2013 1 compliance team fund compliance analysing clients portfolio compliance testing maintainance statutory rulesof statutory requirements related clients holdings analysing reporting breaches reporting breaches performing compliance clients portfolio 2transfer agency dealingprocess deals mutual funds ie isapp utapptransfer etc processing non dealing process non deadling worktypes like third party transfer stock transfer anti money laundering work aml stages related rules regulations registration client account opening maintainance accounts reconciliation reconcilation trades payments education bachelor commerce san jose state university mar 2001 apr 2005 completed government diploma co operation accountancy year june 2006