jessica claire resumesampleexamplecom 555 4321000 9 montgomery street san francisco ca 94105 professional summary career objectives financial advisor seeking leverage diverse skillset retain grow relationships high net worth investors small businesses providing thoughtful logical solutions excellent service passion finding best strategies every clients unique financial needs goals certified financial planner professional 20 years proven experience feeonly investment advisor model looking build extensive background financial planning investment management client relations compliance qualification summary expert holistic financial planning including retirement planning investment management cash flow management tax planning insurance assessment estate planning adept fostering client relationships understanding fiduciary responsibility founder owner independent registered investment advisor focusing private wealth management leader operations compliance sec registered asset management company client specialist retirement plan administrator recordkeeper credentialslicenses certified financial planner professional certified divorce financial analyst professional qualified 401k administrator investment advisor representative skills emoney advisor envestnet tamarac integrated ria platform morningstar advisor workstation value line value line junxure crm junzure schwab advisor center portfolio center microsoft office suite efficient detailoriented resourceful versatile charismatic loyal collaborative team oriented account management crm crm client clients client liaison detailoriented filing financ financial financial advisor financial operations financial planning focus ocus insurance insuran investments livesu director marketing strategies market microsoft office suite office newsletter policies processes strategic tax education 2013 certified financial planner certification education program college financial planning online university maryland college park may 2001 bachelor science general business finance work history acv auctions client onboarding specialist ithaca ny 092014 092015 company dissolved ceased operations nadart designated 316 fiduciary tpa recordkeeper specializing defined contribution plans administering approximately 1900 plans 90000 participants including 33 billion assets administration served point person advocate new clients guiding point sale plan feature selection implementation active status managed aspects new plans transferin plans conversions amendments analyzed plan design new plans modifications existing plans dol erisa regulation compliance assisted sponsor choosing provisions suit companys needs designed implemented new procedures new transferin plans plan amendments conversions ensured smooth transition prospect client new accounts plan changes existing clients participated establishment policies procedures first federal savings loan financial advisor wa state 072015 062015 carmichael hill providing independent feeonly investment financial planning services since 1989 managed 200 million investments along two advisors assessed clients circumstances objectives create implement individualized strategic financial plan analyzed investment opportunities client needs goals recommend appropriate asset allocation strategies assisted clients defining implementing insurance tax estate education planning coordinated clients professional advisors accountants attorneys maintained developed client base focus highly personalized service prudential vice president chief compliance officer camp hill pa 062012 092014 formed incorporated independent registered investment advisor managed aspects business startup conducted indepth reviews analyzed clients financial circumstances needs goals headed discretionary portfolio management financial planning lead client liaison operations specialist chief compliance officer indepth knowledge state sec regulatory standards developed marketing strategies build client base ground published market insights newsletter providing commentary state economy markets afc asset management services inc financial advisor operations manager city state 072000062012 solely managed operational functions sec registered financial advisory firm focus client service retention converting prospects clients worked directly high net worth clients across country assets management increased sixfold becoming financial advisor transformed firms processes streamlining financial operations updating filing systems developing modernizing trading allocation procedures maintaining accuracy integrity client performance records supported financial planning discretionary client account management tested updated technical methodology trading strategies improve investment decisions met advisory panel periodically discuss markets client investments firms model performance head administrator office regional director brokerdealer managed firms books records compliance regulations