jessica claire montgomery street san francisco ca 94105 555 4321000 resumesampleexamplecom summary regulatory compliance aml analyst extensive experience primarily within banking financial services industry comprehensive understanding current aml guidelines structures like reg e ofac udaap patriots act ofac bank secrecy act bsa selfmotivated conscientious industrious imaginative professional generally comfortable working huge amount pressure minimum supervision skills supervision training sound judgment crossfunctional team management risk assessments financial analysis planning trend forecasting education training customer retention quality assurance analytical skills compliance review corporate audits 022015 experience mba finance university ilorin ilorin nigeria 102007 032014 banking operations head guggenheim partners saint louis mo managing staff banking operations training policies procedures control unitbranch level supervising coordination unit activities tellers branch daily teller activity review transaction call supervision daily review general ledger report manage service quality service delivery points line managed tellers daily review proofs reconciliation atm general ledger balances interbranch entries daily basis management vault monitoring cash limits management automated teller machines reconciliation atm transactions resolution differences dispense errors preparation rendering branchunit daily weekly monthly reports like strs income taxvats monthly gl proofsreconciliations 042014 082015 aml compliance analyst union bank nigeria plc city state conducted enhanced due diligence edd research politically exposed person pep review part new client onboarding process performed customer due diligence cdd utilizing research data center rdc order identify high risk individuals liaised compliance risk officers cros followup negative news items screening managed approval process international wire transfers sent high risk jurisdictions review recommend updating kyc suspicious international domestic banking transactions per bank secrecy act bsa track database suspicious activity alerts reported union bank branches file suspicious activity reports sars based investigation fraudulent banking activity structuring unexplained third part activity etc 012016 052018 aml compliance officer collections synchrony bank city state work business ensure complete understanding compliance requirements relate business processes within collections ensure legal regulatory requirements disseminated throughout organization executed business consistently correctly drive effective identification management compliance risks provide solutions assist resolution ensure significant risks promptly escalated appropriate level help business embed effective tools systems controls analyzing monitoring regulatory risks expert appropriate controls documentation compliance management help maintain effective relationships functional areas play active role compliance risk assessment activities collection process conduct targeted compliance reviews continuous monitoring activities ensure crossfunctional compliance calibration focusing critical compliance ctc monitoring provide compliance support existing functional quality teams quality oversight 062018 current aml compliance analyst trade surveillance etrade financial city state nigeria ensure timely completeaccurate rendition regulatory reports including blue sheets siac oats lopr short interest key component role ensure best practices operational guideline within company ensure compliance regulatory bodies financial services banking industries implementation policies procedures across bank brokerage business lines help ensure compliance relevant regulations conduct indepth investigations trade related customer activity specific identifying market manipulation across equities options futures product offerings ensure daily operational processing completed according established aml program slas regulatory requirements assist ongoing aml projects including trade transaction surveillance module development testingdocumentation implementation employing riskbased approach review customer activity may violate antimoney laundering regulations economic sanctions countries firm conducts business investigate transactions deviations historical patterns assess presence lack thereof economic business lawful purpose based ofac guideline perform detailed research analysis enhanced due diligence certain customers activity document findings comprehensive memos senior management activities honors