professional summary jessica claire 100 montgomery st 10th floor 555 4321000 resumesampleexamplecom seasoned compliance officer 8 years experience working collaboratively top leaders staff optimize adherence policies procedures standards regulations wellversed comprehensive analysis controls operations process improvement recommendations training best practices skills computer skills cars micos moodys risk analysis jack henry silverlake system lpts baker hill microsoft office suite word perfect office finance center compliance reporting risk identification training initiatives work history compliance officer investment banking 032022 current clear channel outdoor new york ny operational efficiency critical thinking judgment decisionmaking testing conduct testing investment banking controls ensure controls performing appropriately intended build maintain relationships liaise 1st line defense determine compliance issues investigate determine resolution create action plans create practical action plans respond discoveries compliance violations process improvement implement improvement initiatives developed compliance testing program monitor identify gaps new existing practices decision making gather organize evaluate data make accurate assessments current operations process improvement identify potential areas compliance vulnerability risk develop implement corrective action plans senior operational risk manager 102018 032022 credit suisse city state quality assuranceowned compliance risk assessment quality assurance program issue management quality assurance program incident management program included conducting sampling performing quality assurance reviews aggregating findings reviews providing metrics based findings presenting findings management pertinent forums determining areas improvement based findings issue managementowned issue management process nfr global monitoring testing team included opening selfidentified issues ensuring closure issues timely manner regulatory audit 2 lod identified self identified conducting meetings relevant parties documenting evidence remediation identified issues procedures owned procedures owned nfr global monitoring testing team includes global monitoring testing procedures compliance risk assessment procedures nfr quality assurance procedures ensured procedures updated annually adhoc basis ensured procedures approved correct approval channels quality assurance conducted quality assurance reviews testing monitoring activities conducted compliance divisions ensure accuracy completeness compliance maintained control inventory controls owned nfr global monitoring testing team ensured controls date identified changes deficiencies ensured control information accurate date companys control repository training delivered presentations training courses promote best practices techniques processes credit analyst ii officer 102016 092018 city national bank city state credit analysis assessed credit risk analyzed financial statements approximately 15 applicants daily requested provided necessary documentation financial facts credit officer analyze evaluate determine appropriate credit structure terms potential borrowers made decisions recommendations extending lines credit provided analytical functions relating due diligence document processing financial statements analyses related transactions credit approval renewals prepared summary documenting factual analysis supporting information credit decision recommendations loan review officer ii assistant vice president 052014 102016 capital bank city state quality assurance reviewed commercial consumer loan relationships ensure maintenance acceptable lending credit standards conformity bank policy across lines business credit analysis reviewed statement spreads personal cash flow analyses global cash flow analyses used underwriting decisionmaking process decisionmaking made recommendations regarding risk rating assignment audit conducted audits commercial credits collateral files ensure completeness accuracy loan documentation reporting prepare various reports document summarize audit findings financial analyst 012012 022014 wells fargo bank city state underwriting responsible underwriting complex deals fortune 500 commercial companies 20mm 5 billion revenue presenting memos findings senior management credit analysis conducted complex credit investigations analyzing diverse credit information loans performed researchanalysis related projects industry studies management reports create reports recommended courses action upper management analyzed loan transactions andor credit history customers reporting assisted preparation credit reports presentation lending officers andor approval committees senior commercial associate 072010 122011 fifth third bank city state underwritingunderwrote commercial loans well completed portfolio reviews department commercial including middle market commercial real estate treasury management healthcare special assets workout public funds rotations group credit analysis assessed credit risk mitigated risks spread financial statements businesses well tax returns personal financial statements assisted credit risk review reviewing files ordering due diligence education bs business administration 042008 florida agricultural mechanical university tallahassee fl