robert smith senior consultantaccount manager summary phone 123 456 78 99 email infoqwikresumecom website wwwqwikresumecom linkedin linkedincomqwikresume address 1737 marshville road alabama 9 years experience senior consultant financial services professional extensive experience compliance managementsupervision relationship management training back office operations project design leadership experience includes management small medium size business groups times economic growth economic decline skills tableau excel jira word powerpoint cms business analysis account management budgeting business development communication computer css customer service data analysis detail oriented database management data entry dreamweaver editing email forecasting google analytics graphic design work experience senior consultantaccount manager abc corporation august 2011 march 2014 responsible managing engagements put client firms compliance current regulatory requirements conducted global aml screening international client firms clients individual corporate using access worldcheck independent consultant secmandated audit certification global brokerdealers 1535 compliance related market access covering highfrequency trading implemented regulatory compliance plan client firm providing trade reporting review analysis msrb trace transactions comparing current operating model futurestate model included firm trading bonddesk system managed oats remediation project regional brokerage firm including training firm personnel performed comprehensive review regulatory trade reporting leading national broker dealer engagement included large options position reporting lopr oats short interest reporting otc trade reporting operations manager abc corporation may 2005 july 2011 wells fargo advisors provide full range investing services investment products responsible managing reportable stock bond trades well responding exceptions arise trade reporting designed new operating model conform latest occ finra requirements attended meetings including development patch release training team activities needed constructing authoring end end business requirements different accounting finance initiatives projects included limited automated journalizing process manual journal entry tool configuration deployment application packages software updates via sccm reviewed edited standardized materials prepared team members free resume template copyright qwikresumecom usage guidelines