@inproceedings{doostmohammadi-etal-2023-surface,
    title = "Surface-Based Retrieval Reduces Perplexity of Retrieval-Augmented Language Models",
    author = "Doostmohammadi, Ehsan  and
      Norlund, Tobias  and
      Kuhlmann, Marco  and
      Johansson, Richard",
    editor = "Rogers, Anna  and
      Boyd-Graber, Jordan  and
      Okazaki, Naoaki",
    booktitle = "Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 2: Short Papers)",
    month = jul,
    year = "2023",
    address = "Toronto, Canada",
    publisher = "Association for Computational Linguistics",
    url = "https://aclanthology.org/2023.acl-short.45",
    doi = "10.18653/v1/2023.acl-short.45",
    pages = "521--529",
    abstract = "Augmenting language models with a retrieval mechanism has been shown to significantly improve their performance while keeping the number of parameters low. Retrieval-augmented models commonly rely on a semantic retrieval mechanism based on the similarity between dense representations of the query chunk and potential neighbors. In this paper, we study the state-of-the-art Retro model and observe that its performance gain is better explained by surface-level similarities, such as token overlap. Inspired by this, we replace the semantic retrieval in Retro with a surface-level method based on BM25, obtaining a significant reduction in perplexity. As full BM25 retrieval can be computationally costly for large datasets, we also apply it in a re-ranking scenario, gaining part of the perplexity reduction with minimal computational overhead.",
}

Augmenting language models with a retrieval mechanism has been shown to significantly improve their performance while keeping the number of parameters low. Retrieval-augmented models commonly rely on a semantic retrieval mechanism based on the similarity between dense representations of the query chunk and potential neighbors. In this paper, we study the state-of-the-art Retro model and observe that its performance gain is better explained by surface-level similarities, such as token overlap. Inspired by this, we replace the semantic retrieval in Retro with a surface-level method based on BM25, obtaining a significant reduction in perplexity. As full BM25 retrieval can be computationally costly for large datasets, we also apply it in a re-ranking scenario, gaining part of the perplexity reduction with minimal computational overhead.
Doostmohammadi, Ehsan Norlund, Tobias Kuhlmann, Marco Johansson, Richard
Surface-Based Retrieval Reduces Perplexity of Retrieval-Augmented Language Models